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4099 | https://en.wikipedia.org/wiki/Bone | Bone | A bone is a rigid organ that constitutes part of the skeleton in most vertebrate animals. Bones protect the various other organs of the body, produce red and white blood cells, store minerals, provide structure and support for the body, and enable mobility. Bones come in a variety of shapes and sizes and have complex internal and external structures. They are lightweight yet strong and hard and serve multiple functions.
Bone tissue (osseous tissue), which is also called bone in the uncountable sense of that word, is hard tissue, a type of specialised connective tissue. It has a honeycomb-like matrix internally, which helps to give the bone rigidity. Bone tissue is made up of different types of bone cells. Osteoblasts and osteocytes are involved in the formation and mineralisation of bone; osteoclasts are involved in the resorption of bone tissue. Modified (flattened) osteoblasts become the lining cells that form a protective layer on the bone surface. The mineralised matrix of bone tissue has an organic component of mainly collagen called ossein and an inorganic component of bone mineral made up of various salts. Bone tissue is mineralized tissue of two types, cortical bone and cancellous bone. Other types of tissue found in bones include bone marrow, endosteum, periosteum, nerves, blood vessels and cartilage.
In the human body at birth, there are approximately 300 bones present; many of these fuse together during development, leaving a total of 206 separate bones in the adult, not counting numerous small sesamoid bones. The largest bone in the body is the femur or thigh-bone, and the smallest is the stapes in the middle ear.
The Greek word for bone is ὀστέον ("osteon"), hence the many terms that use it as a prefix—such as osteopathy. In anatomical terminology, including the Terminologia Anatomica international standard, the word for a bone is os (for example, os breve, os longum, os sesamoideum).
Structure
Bone is not uniformly solid, but consists of a flexible matrix (about 30%) and bound minerals (about 70%) which are intricately woven and endlessly remodeled by a group of specialized bone cells. Their unique composition and design allows bones to be relatively hard and strong, while remaining lightweight.
Bone matrix is 90 to 95% composed of elastic collagen fibers, also known as ossein, and the remainder is ground substance. The elasticity of collagen improves fracture resistance. The matrix is hardened by the binding of inorganic mineral salt, calcium phosphate, in a chemical arrangement known as bone mineral, a form of calcium apatite. It is the mineralization that gives bones rigidity.
Bone is actively constructed and remodeled throughout life by special bone cells known as osteoblasts and osteoclasts. Within any single bone, the tissue is woven into two main patterns, known as cortical and cancellous bone, each with a different appearance and characteristics.
Cortex
The hard outer layer of bones is composed of cortical bone, which is also called compact bone as it is much denser than cancellous bone. It forms the hard exterior (cortex) of bones. The cortical bone gives bone its smooth, white, and solid appearance, and accounts for 80% of the total bone mass of an adult human skeleton. It facilitates bone's main functions—to support the whole body, to protect organs, to provide levers for movement, and to store and release chemical elements, mainly calcium. It consists of multiple microscopic columns, each called an osteon or Haversian system. Each column is multiple layers of osteoblasts and osteocytes around a central canal called the haversian canal. Volkmann's canals at right angles connect the osteons together. The columns are metabolically active, and as bone is reabsorbed and created the nature and location of the cells within the osteon will change. Cortical bone is covered by a periosteum on its outer surface, and an endosteum on its inner surface. The endosteum is the boundary between the cortical bone and the cancellous bone. The primary anatomical and functional unit of cortical bone is the osteon.
Trabeculae
Cancellous bone, or spongy bone, also known as trabecular bone, is the internal tissue of the skeletal bone and is an open cell porous network that follows the material properties of biofoams. Cancellous bone has a higher surface-area-to-volume ratio than cortical bone and it is less dense. This makes it weaker and more flexible. The greater surface area also makes it suitable for metabolic activities such as the exchange of calcium ions. Cancellous bone is typically found at the ends of long bones, near joints, and in the interior of vertebrae. Cancellous bone is highly vascular and often contains red bone marrow where hematopoiesis, the production of blood cells, occurs. The primary anatomical and functional unit of cancellous bone is the trabecula. The trabeculae are aligned towards the mechanical load distribution that a bone experiences within long bones such as the femur. As far as short bones are concerned, trabecular alignment has been studied in the vertebral pedicle. Thin formations of osteoblasts covered in endosteum create an irregular network of spaces, known as trabeculae. Within these spaces are bone marrow and hematopoietic stem cells that give rise to platelets, red blood cells and white blood cells. Trabecular marrow is composed of a network of rod- and plate-like elements that make the overall organ lighter and allow room for blood vessels and marrow. Trabecular bone accounts for the remaining 20% of total bone mass but has nearly ten times the surface area of compact bone.
The words cancellous and trabecular refer to the tiny lattice-shaped units (trabeculae) that form the tissue. It was first illustrated accurately in the engravings of Crisóstomo Martinez.
Marrow
Bone marrow, also known as myeloid tissue in red bone marrow, can be found in almost any bone that holds cancellous tissue. In newborns, all such bones are filled exclusively with red marrow or hematopoietic marrow, but as the child ages the hematopoietic fraction decreases in quantity and the fatty/ yellow fraction called marrow adipose tissue (MAT) increases in quantity. In adults, red marrow is mostly found in the bone marrow of the femur, the ribs, the vertebrae and pelvic bones.
Vascular supply
Bone receives about 10% of cardiac output. Blood enters the endosteum, flows through the marrow, and exits through small vessels in the cortex. In humans, blood oxygen tension in bone marrow is about 6.6%, compared to about 12% in arterial blood, and 5% in venous and capillary blood.
Cells
Bone is metabolically active tissue composed of several types of cells. These cells include osteoblasts, which are involved in the creation and mineralization of bone tissue, osteocytes, and osteoclasts, which are involved in the reabsorption of bone tissue. Osteoblasts and osteocytes are derived from osteoprogenitor cells, but osteoclasts are derived from the same cells that differentiate to form macrophages and monocytes. Within the marrow of the bone there are also hematopoietic stem cells. These cells give rise to other cells, including white blood cells, red blood cells, and platelets.
Osteoblast
Osteoblasts are mononucleate bone-forming cells. They are located on the surface of osteon seams and make a protein mixture known as osteoid, which mineralizes to become bone. The osteoid seam is a narrow region of a newly formed organic matrix, not yet mineralized, located on the surface of a bone. Osteoid is primarily composed of Type I collagen. Osteoblasts also manufacture hormones, such as prostaglandins, to act on the bone itself. The osteoblast creates and repairs new bone by actually building around itself. First, the osteoblast puts up collagen fibers. These collagen fibers are used as a framework for the osteoblasts' work. The osteoblast then deposits calcium phosphate which is hardened by hydroxide and bicarbonate ions. The brand-new bone created by the osteoblast is called osteoid. Once the osteoblast is finished working it is actually trapped inside the bone once it hardens. When the osteoblast becomes trapped, it becomes known as an osteocyte. Other osteoblasts remain on the top of the new bone and are used to protect the underlying bone, these become known as lining cells.
Osteocyte
Osteocytes are cells of mesenchymal origin and originate from osteoblasts that have migrated into and become trapped and surrounded by a bone matrix that they themselves produced. The spaces the cell body of osteocytes occupy within the mineralized collagen type I matrix are known as lacunae, while the osteocyte cell processes occupy channels called canaliculi. The many processes of osteocytes reach out to meet osteoblasts, osteoclasts, bone lining cells, and other osteocytes probably for the purposes of communication. Osteocytes remain in contact with other osteocytes in the bone through gap junctions—coupled cell processes which pass through the canalicular channels.
Osteoclast
Osteoclasts are very large multinucleate cells that are responsible for the breakdown of bones by the process of bone resorption. New bone is then formed by the osteoblasts. Bone is constantly remodeled by the resorption of osteoclasts and created by osteoblasts. Osteoclasts are large cells with multiple nuclei located on bone surfaces in what are called Howship's lacunae (or resorption pits). These lacunae are the result of surrounding bone tissue that has been reabsorbed. Because the osteoclasts are derived from a monocyte stem-cell lineage, they are equipped with phagocytic-like mechanisms similar to circulating macrophages. Osteoclasts mature and/or migrate to discrete bone surfaces. Upon arrival, active enzymes, such as tartrate-resistant acid phosphatase, are secreted against the mineral substrate. The reabsorption of bone by osteoclasts also plays a role in calcium homeostasis.
Composition
Bones consist of living cells (osteoblasts and osteocytes) embedded in a mineralized organic matrix. The primary inorganic component of human bone is hydroxyapatite, the dominant bone mineral, having the nominal composition of Ca10(PO4)6(OH)2. The organic components of this matrix consist mainly of type I collagen—"organic" referring to materials produced as a result of the human body—and inorganic components, which alongside the dominant hydroxyapatite phase, include other compounds of calcium and phosphate including salts. Approximately 30% of the acellular component of bone consists of organic matter, while roughly 70% by mass is attributed to the inorganic phase. The collagen fibers give bone its tensile strength, and the interspersed crystals of hydroxyapatite give bone its compressive strength. These effects are synergistic. The exact composition of the matrix may be subject to change over time due to nutrition and biomineralization, with the ratio of calcium to phosphate varying between 1.3 and 2.0 (per weight), and trace minerals such as magnesium, sodium, potassium and carbonate also be found.
Type I collagen composes 90–95% of the organic matrix, with the remainder of the matrix being a homogenous liquid called ground substance consisting of proteoglycans such as hyaluronic acid and chondroitin sulfate, as well as non-collagenous proteins such as osteocalcin, osteopontin or bone sialoprotein. Collagen consists of strands of repeating units, which give bone tensile strength, and are arranged in an overlapping fashion that prevents shear stress. The function of ground substance is not fully known. Two types of bone can be identified microscopically according to the arrangement of collagen: woven and lamellar.
Woven bone (also known as fibrous bone), which is characterized by a haphazard organization of collagen fibers and is mechanically weak.
Lamellar bone, which has a regular parallel alignment of collagen into sheets ("lamellae") and is mechanically strong.
Woven bone is produced when osteoblasts produce osteoid rapidly, which occurs initially in all fetal bones, but is later replaced by more resilient lamellar bone. In adults, woven bone is created after fractures or in Paget's disease. Woven bone is weaker, with a smaller number of randomly oriented collagen fibers, but forms quickly; it is for this appearance of the fibrous matrix that the bone is termed woven. It is soon replaced by lamellar bone, which is highly organized in concentric sheets with a much lower proportion of osteocytes to surrounding tissue. Lamellar bone, which makes its first appearance in humans in the fetus during the third trimester, is stronger and filled with many collagen fibers parallel to other fibers in the same layer (these parallel columns are called osteons). In cross-section, the fibers run in opposite directions in alternating layers, much like in plywood, assisting in the bone's ability to resist torsion forces. After a fracture, woven bone forms initially and is gradually replaced by lamellar bone during a process known as "bony substitution." Compared to woven bone, lamellar bone formation takes place more slowly. The orderly deposition of collagen fibers restricts the formation of osteoid to about 1 to 2 µm per day. Lamellar bone also requires a relatively flat surface to lay the collagen fibers in parallel or concentric layers.
Deposition
The extracellular matrix of bone is laid down by osteoblasts, which secrete both collagen and ground substance. These synthesise collagen within the cell and then secrete collagen fibrils. The collagen fibers rapidly polymerise to form collagen strands. At this stage, they are not yet mineralised, and are called "osteoid". Around the strands calcium and phosphate precipitate on the surface of these strands, within days to weeks becoming crystals of hydroxyapatite.
In order to mineralise the bone, the osteoblasts secrete vesicles containing alkaline phosphatase. This cleaves the phosphate groups and acts as the foci for calcium and phosphate deposition. The vesicles then rupture and act as a centre for crystals to grow on. More particularly, bone mineral is formed from globular and plate structures.
Types
There are five types of bones in the human body: long, short, flat, irregular, and sesamoid.
Long bones are characterized by a shaft, the diaphysis, that is much longer than its width; and by an epiphysis, a rounded head at each end of the shaft. They are made up mostly of compact bone, with lesser amounts of marrow, located within the medullary cavity, and areas of spongy, cancellous bone at the ends of the bones. Most bones of the limbs, including those of the fingers and toes, are long bones. The exceptions are the eight carpal bones of the wrist, the seven articulating tarsal bones of the ankle and the sesamoid bone of the kneecap. Long bones such as the clavicle, that have a differently shaped shaft or ends are also called modified long bones.
Short bones are roughly cube-shaped, and have only a thin layer of compact bone surrounding a spongy interior. Short bones provide stability and support as well as some limited motion. The bones of the wrist and ankle are short bones.
Flat bones are thin and generally curved, with two parallel layers of compact bone sandwiching a layer of spongy bone. Most of the bones of the skull are flat bones, as is the sternum.
Sesamoid bones are bones embedded in tendons. Since they act to hold the tendon further away from the joint, the angle of the tendon is increased and thus the leverage of the muscle is increased. Examples of sesamoid bones are the patella and the pisiform.
Irregular bones do not fit into the above categories. They consist of thin layers of compact bone surrounding a spongy interior. As implied by the name, their shapes are irregular and complicated. Often this irregular shape is due to their many centers of ossification or because they contain bony sinuses. The bones of the spine, pelvis, and some bones of the skull are irregular bones. Examples include the ethmoid and sphenoid bones.
Terminology
In the study of anatomy, anatomists use a number of anatomical terms to describe the appearance, shape and function of bones. Other anatomical terms are also used to describe the location of bones. Like other anatomical terms, many of these derive from Latin and Greek. Some anatomists still use Latin to refer to bones. The term "osseous", and the prefix "osteo-", referring to things related to bone, are still used commonly today.
Some examples of terms used to describe bones include the term "foramen" to describe a hole through which something passes, and a "canal" or "meatus" to describe a tunnel-like structure. A protrusion from a bone can be called a number of terms, including a "condyle", "crest", "spine", "eminence", "tubercle" or "tuberosity", depending on the protrusion's shape and location. In general, long bones are said to have a "head", "neck", and "body".
When two bones join, they are said to "articulate". If the two bones have a fibrous connection and are relatively immobile, then the joint is called a "suture".
Development
The formation of bone is called ossification. During the fetal stage of development this occurs by two processes: intramembranous ossification and endochondral ossification. Intramembranous ossification involves the formation of bone from connective tissue whereas endochondral ossification involves the formation of bone from cartilage.
Intramembranous ossification mainly occurs during formation of the flat bones of the skull but also the mandible, maxilla, and clavicles; the bone is formed from connective tissue such as mesenchyme tissue rather than from cartilage. The process includes: the development of the ossification center, calcification, trabeculae formation and the development of the periosteum.
Endochondral ossification occurs in long bones and most other bones in the body; it involves the development of bone from cartilage. This process includes the development of a cartilage model, its growth and development, development of the primary and secondary ossification centers, and the formation of articular cartilage and the epiphyseal plates.
Endochondral ossification begins with points in the cartilage called "primary ossification centers." They mostly appear during fetal development, though a few short bones begin their primary ossification after birth. They are responsible for the formation of the diaphyses of long bones, short bones and certain parts of irregular bones. Secondary ossification occurs after birth and forms the epiphyses of long bones and the extremities of irregular and flat bones. The diaphysis and both epiphyses of a long bone are separated by a growing zone of cartilage (the epiphyseal plate). At skeletal maturity (18 to 25 years of age), all of the cartilage is replaced by bone, fusing the diaphysis and both epiphyses together (epiphyseal closure). In the upper limbs, only the diaphyses of the long bones and scapula are ossified. The epiphyses, carpal bones, coracoid process, medial border of the scapula, and acromion are still cartilaginous.
The following steps are followed in the conversion of cartilage to bone:
Zone of reserve cartilage. This region, farthest from the marrow cavity, consists of typical hyaline cartilage that as yet shows no sign of transforming into bone.
Zone of cell proliferation. A little closer to the marrow cavity, chondrocytes multiply and arrange themselves into longitudinal columns of flattened lacunae.
Zone of cell hypertrophy. Next, the chondrocytes cease to divide and begin to hypertrophy (enlarge), much like they do in the primary ossification center of the fetus. The walls of the matrix between lacunae become very thin.
Zone of calcification. Minerals are deposited in the matrix between the columns of lacunae and calcify the cartilage. These are not the permanent mineral deposits of bone, but only a temporary support for the cartilage that would otherwise soon be weakened by the breakdown of the enlarged lacunae.
Zone of bone deposition. Within each column, the walls between the lacunae break down and the chondrocytes die. This converts each column into a longitudinal channel, which is immediately invaded by blood vessels and marrow from the marrow cavity. Osteoblasts line up along the walls of these channels and begin depositing concentric lamellae of matrix, while osteoclasts dissolve the temporarily calcified cartilage.
Functions
Bones have a variety of functions:
Mechanical
Bones serve a variety of mechanical functions. Together the bones in the body form the skeleton. They provide a frame to keep the body supported, and an attachment point for skeletal muscles, tendons, ligaments and joints, which function together to generate and transfer forces so that individual body parts or the whole body can be manipulated in three-dimensional space (the interaction between bone and muscle is studied in biomechanics).
Bones protect internal organs, such as the skull protecting the brain or the ribs protecting the heart and lungs. Because of the way that bone is formed, bone has a high compressive strength of about , poor tensile strength of 104–121 MPa, and a very low shear stress strength (51.6 MPa). This means that bone resists pushing (compressional) stress well, resist pulling (tensional) stress less well, but only poorly resists shear stress (such as due to torsional loads). While bone is essentially brittle, bone does have a significant degree of elasticity, contributed chiefly by collagen.
Mechanically, bones also have a special role in hearing. The ossicles are three small bones in the middle ear which are involved in sound transduction.
Synthetic
The cancellous part of bones contain bone marrow. Bone marrow produces blood cells in a process called hematopoiesis. Blood cells that are created in bone marrow include red blood cells, platelets and white blood cells. Progenitor cells such as the hematopoietic stem cell divide in a process called mitosis to produce precursor cells. These include precursors which eventually give rise to white blood cells, and erythroblasts which give rise to red blood cells. Unlike red and white blood cells, created by mitosis, platelets are shed from very large cells called megakaryocytes. This process of progressive differentiation occurs within the bone marrow. After the cells are matured, they enter the circulation. Every day, over 2.5 billion red blood cells and platelets, and 50–100 billion granulocytes are produced in this way.
As well as creating cells, bone marrow is also one of the major sites where defective or aged red blood cells are destroyed.
Metabolic
Mineral storage – bones act as reserves of minerals important for the body, most notably calcium and phosphorus.
Determined by the species, age, and the type of bone, bone cells make up to 15 percent of the bone. Growth factor storage—mineralized bone matrix stores important growth factors such as insulin-like growth factors, transforming growth factor, bone morphogenetic proteins and others.
Fat storage – marrow adipose tissue (MAT) acts as a storage reserve of fatty acids.
Acid-base balance – bone buffers the blood against excessive pH changes by absorbing or releasing alkaline salts.
Detoxification – bone tissues can also store heavy metals and other foreign elements, removing them from the blood and reducing their effects on other tissues. These can later be gradually released for excretion.
Endocrine organ – bone controls phosphate metabolism by releasing fibroblast growth factor 23 (FGF-23), which acts on kidneys to reduce phosphate reabsorption. Bone cells also release a hormone called osteocalcin, which contributes to the regulation of blood sugar (glucose) and fat deposition. Osteocalcin increases both the insulin secretion and sensitivity, in addition to boosting the number of insulin-producing cells and reducing stores of fat.
Calcium balance – the process of bone resorption by the osteoclasts releases stored calcium into the systemic circulation and is an important process in regulating calcium balance. As bone formation actively fixes circulating calcium in its mineral form, removing it from the bloodstream, resorption actively unfixes it thereby increasing circulating calcium levels. These processes occur in tandem at site-specific locations.
Remodeling
Bone is constantly being created and replaced in a process known as remodeling. This ongoing turnover of bone is a process of resorption followed by replacement of bone with little change in shape. This is accomplished through osteoblasts and osteoclasts. Cells are stimulated by a variety of signals, and together referred to as a remodeling unit. Approximately 10% of the skeletal mass of an adult is remodelled each year. The purpose of remodeling is to regulate calcium homeostasis, repair microdamaged bones from everyday stress, and to shape the skeleton during growth. Repeated stress, such as weight-bearing exercise or bone healing, results in the bone thickening at the points of maximum stress (Wolff's law). It has been hypothesized that this is a result of bone's piezoelectric properties, which cause bone to generate small electrical potentials under stress.
The action of osteoblasts and osteoclasts are controlled by a number of chemical enzymes that either promote or inhibit the activity of the bone remodeling cells, controlling the rate at which bone is made, destroyed, or changed in shape. The cells also use paracrine signalling to control the activity of each other. For example, the rate at which osteoclasts resorb bone is inhibited by calcitonin and osteoprotegerin. Calcitonin is produced by parafollicular cells in the thyroid gland, and can bind to receptors on osteoclasts to directly inhibit osteoclast activity. Osteoprotegerin is secreted by osteoblasts and is able to bind RANK-L, inhibiting osteoclast stimulation.
Osteoblasts can also be stimulated to increase bone mass through increased secretion of osteoid and by inhibiting the ability of osteoclasts to break down osseous tissue. Increased secretion of osteoid is stimulated by the secretion of growth hormone by the pituitary, thyroid hormone and the sex hormones (estrogens and androgens). These hormones also promote increased secretion of osteoprotegerin. Osteoblasts can also be induced to secrete a number of cytokines that promote reabsorption of bone by stimulating osteoclast activity and differentiation from progenitor cells. Vitamin D, parathyroid hormone and stimulation from osteocytes induce osteoblasts to increase secretion of RANK-ligand and interleukin 6, which cytokines then stimulate increased reabsorption of bone by osteoclasts. These same compounds also increase secretion of macrophage colony-stimulating factor by osteoblasts, which promotes the differentiation of progenitor cells into osteoclasts, and decrease secretion of osteoprotegerin.
Volume
Bone volume is determined by the rates of bone formation and bone resorption. Recent research has suggested that certain growth factors may work to locally alter bone formation by increasing osteoblast activity. Numerous bone-derived growth factors have been isolated and classified via bone cultures. These factors include insulin-like growth factors I and II, transforming growth factor-beta, fibroblast growth factor, platelet-derived growth factor, and bone morphogenetic proteins. Evidence suggests that bone cells produce growth factors for extracellular storage in the bone matrix. The release of these growth factors from the bone matrix could cause the proliferation of osteoblast precursors. Essentially, bone growth factors may act as potential determinants of local bone formation. Research has suggested that cancellous bone volume in postmenopausal osteoporosis may be determined by the relationship between the total bone forming surface and the percent of surface resorption.
Clinical significance
A number of diseases can affect bone, including arthritis, fractures, infections, osteoporosis and tumors. Conditions relating to bone can be managed by a variety of doctors, including rheumatologists for joints, and orthopedic surgeons, who may conduct surgery to fix broken bones. Other doctors, such as rehabilitation specialists may be involved in recovery, radiologists in interpreting the findings on imaging, and pathologists in investigating the cause of the disease, and family doctors may play a role in preventing complications of bone disease such as osteoporosis.
When a doctor sees a patient, a history and exam will be taken. Bones are then often imaged, called radiography. This might include ultrasound X-ray, CT scan, MRI scan and other imaging such as a Bone scan, which may be used to investigate cancer. Other tests such as a blood test for autoimmune markers may be taken, or a synovial fluid aspirate may be taken.
Fractures
In normal bone, fractures occur when there is significant force applied or repetitive trauma over a long time. Fractures can also occur when a bone is weakened, such as with osteoporosis, or when there is a structural problem, such as when the bone remodels excessively (such as Paget's disease) or is the site of the growth of cancer. Common fractures include wrist fractures and hip fractures, associated with osteoporosis, vertebral fractures associated with high-energy trauma and cancer, and fractures of long-bones. Not all fractures are painful. When serious, depending on the fractures type and location, complications may include flail chest, compartment syndromes or fat embolism.
Compound fractures involve the bone's penetration through the skin. Some complex fractures can be treated by the use of bone grafting procedures that replace missing bone portions.
Fractures and their underlying causes can be investigated by X-rays, CT scans and MRIs. Fractures are described by their location and shape, and several classification systems exist, depending on the location of the fracture. A common long bone fracture in children is a Salter–Harris fracture. When fractures are managed, pain relief is often given, and the fractured area is often immobilised. This is to promote bone healing. In addition, surgical measures such as internal fixation may be used. Because of the immobilisation, people with fractures are often advised to undergo rehabilitation.
Tumors
There are several types of tumor that can affect bone; examples of benign bone tumors include osteoma, osteoid osteoma, osteochondroma, osteoblastoma, enchondroma, giant-cell tumor of bone, and aneurysmal bone cyst.
Cancer
Cancer can arise in bone tissue, and bones are also a common site for other cancers to spread (metastasise) to. Cancers that arise in bone are called "primary" cancers, although such cancers are rare. Metastases within bone are "secondary" cancers, with the most common being breast cancer, lung cancer, prostate cancer, thyroid cancer, and kidney cancer. Secondary cancers that affect bone can either destroy bone (called a "lytic" cancer) or create bone (a "sclerotic" cancer). Cancers of the bone marrow inside the bone can also affect bone tissue, examples including leukemia and multiple myeloma. Bone may also be affected by cancers in other parts of the body. Cancers in other parts of the body may release parathyroid hormone or parathyroid hormone-related peptide. This increases bone reabsorption, and can lead to bone fractures.
Bone tissue that is destroyed or altered as a result of cancers is distorted, weakened, and more prone to fracture. This may lead to compression of the spinal cord, destruction of the marrow resulting in bruising, bleeding and immunosuppression, and is one cause of bone pain. If the cancer is metastatic, then there might be other symptoms depending on the site of the original cancer. Some bone cancers can also be felt.
Cancers of the bone are managed according to their type, their stage, prognosis, and what symptoms they cause. Many primary cancers of bone are treated with radiotherapy. Cancers of bone marrow may be treated with chemotherapy, and other forms of targeted therapy such as immunotherapy may be used. Palliative care, which focuses on maximising a person's quality of life, may play a role in management, particularly if the likelihood of survival within five years is poor.
Other painful conditions
Osteomyelitis is inflammation of the bone or bone marrow due to bacterial infection.
Osteomalacia is a painful softening of adult bone caused by severe vitamin D deficiency.
Osteogenesis imperfecta
Osteochondritis dissecans
Ankylosing spondylitis
Skeletal fluorosis is a bone disease caused by an excessive accumulation of fluoride in the bones. In advanced cases, skeletal fluorosis damages bones and joints and is painful.
Osteoporosis
Osteoporosis is a disease of bone where there is reduced bone mineral density, increasing the likelihood of fractures. Osteoporosis is defined in women by the World Health Organization as a bone mineral density of 2.5 standard deviations below peak bone mass, relative to the age and sex-matched average. This density is measured using dual energy X-ray absorptiometry (DEXA), with the term "established osteoporosis" including the presence of a fragility fracture. Osteoporosis is most common in women after menopause, when it is called "postmenopausal osteoporosis", but may develop in men and premenopausal women in the presence of particular hormonal disorders and other chronic diseases or as a result of smoking and medications, specifically glucocorticoids. Osteoporosis usually has no symptoms until a fracture occurs. For this reason, DEXA scans are often done in people with one or more risk factors, who have developed osteoporosis and are at risk of fracture.
One of the most important risk factors for osteoporosis is advanced age. Accumulation of oxidative DNA damage in osteoblastic and osteoclastic cells appears to be a key factor in age-related osteoporosis.
Osteoporosis treatment includes advice to stop smoking, decrease alcohol consumption, exercise regularly, and have a healthy diet. Calcium and trace mineral supplements may also be advised, as may Vitamin D. When medication is used, it may include bisphosphonates, Strontium ranelate, and hormone replacement therapy.
Osteopathic medicine
Osteopathic medicine is a school of medical thought originally developed based on the idea of the link between the musculoskeletal system and overall health, but now very similar to mainstream medicine. , over 77,000 physicians in the United States are trained in osteopathic medical schools.
Osteology
The study of bones and teeth is referred to as osteology. It is frequently used in anthropology, archeology and forensic science for a variety of tasks. This can include determining the nutritional, health, age or injury status of the individual the bones were taken from. Preparing fleshed bones for these types of studies can involve the process of maceration.
Typically anthropologists and archeologists study bone tools made by Homo sapiens and Homo neanderthalensis. Bones can serve a number of uses such as projectile points or artistic pigments, and can also be made from external bones such as antlers.
Other animals
Bird skeletons are very lightweight. Their bones are smaller and thinner, to aid flight. Among mammals, bats come closest to birds in terms of bone density, suggesting that small dense bones are a flight adaptation. Many bird bones have little marrow due to them being hollow.
A bird's beak is primarily made of bone as projections of the mandibles which are covered in keratin.
Some bones, primarily formed separately in subcutaneous tissues, include headgears (such as bony core of horns, antlers, ossicones), osteoderm, and os penis/ os clitoris. A deer's antlers are composed of bone which is an unusual example of bone being outside the skin of the animal once the velvet is shed.
The extinct predatory fish Dunkleosteus had sharp edges of hard exposed bone along its jaws.
The proportion of cortical bone that is 80% in the human skeleton may be much lower in other animals, especially in marine mammals and marine turtles, or in various Mesozoic marine reptiles, such as ichthyosaurs, among others. This proportion can vary quickly in evolution; it often increases in early stages of returns to an aquatic lifestyle, as seen in early whales and pinnipeds, among others. It subsequently decreases in pelagic taxa, which typically acquire spongy bone, but aquatic taxa that live in shallow water can retain very thick, pachyostotic, osteosclerotic, or pachyosteosclerotic bones, especially if they move slowly, like sea cows. In some cases, even marine taxa that had acquired spongy bone can revert to thicker, compact bones if they become adapted to live in shallow water, or in hypersaline (denser) water.
Many animals, particularly herbivores, practice osteophagy—the eating of bones. This is presumably carried out in order to replenish lacking phosphate.
Many bone diseases that affect humans also affect other vertebrates—an example of one disorder is skeletal fluorosis.
Society and culture
Bones from slaughtered animals have a number of uses. In prehistoric times, they have been used for making bone tools. They have further been used in bone carving, already important in prehistoric art, and also in modern time as crafting materials for buttons, beads, handles, bobbins, calculation aids, head nuts, dice, poker chips, pick-up sticks, arrows, scrimshaw, ornaments, etc.
Bone glue can be made by prolonged boiling of ground or cracked bones, followed by filtering and evaporation to thicken the resulting fluid. Historically once important, bone glue and other animal glues today have only a few specialized uses, such as in antiques restoration. Essentially the same process, with further refinement, thickening and drying, is used to make gelatin.
Broth is made by simmering several ingredients for a long time, traditionally including bones.
Bone char, a porous, black, granular material primarily used for filtration and also as a black pigment, is produced by charring mammal bones.
Oracle bone script was a writing system used in Ancient China based on inscriptions in bones. Its name originates from oracle bones, which were mainly ox clavicle. The Ancient Chinese (mainly in the Shang dynasty), would write their questions on the oracle bone, and burn the bone, and where the bone cracked would be the answer for the questions.
To point the bone at someone is considered bad luck in some cultures, such as Australian aborigines, such as by the Kurdaitcha.
The wishbones of fowl have been used for divination, and are still customarily used in a tradition to determine which one of two people pulling on either prong of the bone may make a wish.
Various cultures throughout history have adopted the custom of shaping an infant's head by the practice of artificial cranial deformation. A widely practised custom in China was that of foot binding to limit the normal growth of the foot.
Additional images
See also
Artificial bone
Bone health
Distraction osteogenesis
National Bone Health Campaign
Skeleton
References
Further reading
– drawings by Philip J.
– Anthony edits the current version; Harrison edited previous versions.
External links
Educational resource materials (including animations) by the American Society for Bone and Mineral Research
Review (including references) of piezoelectricity and bone remodelling
A good basic overview of bone biology from the Science Creative Quarterly
Bone histology photomicrographs
Bones
Skeletal system
Connective tissue |
4101 | https://en.wikipedia.org/wiki/Brouwer%20fixed-point%20theorem | Brouwer fixed-point theorem | Brouwer's fixed-point theorem is a fixed-point theorem in topology, named after L. E. J. (Bertus) Brouwer. It states that for any continuous function mapping a nonempty compact convex set to itself, there is a point such that . The simplest forms of Brouwer's theorem are for continuous functions from a closed interval in the real numbers to itself or from a closed disk to itself. A more general form than the latter is for continuous functions from a nonempty convex compact subset of Euclidean space to itself.
Among hundreds of fixed-point theorems, Brouwer's is particularly well known, due in part to its use across numerous fields of mathematics. In its original field, this result is one of the key theorems characterizing the topology of Euclidean spaces, along with the Jordan curve theorem, the hairy ball theorem, the invariance of dimension and the Borsuk–Ulam theorem. This gives it a place among the fundamental theorems of topology. The theorem is also used for proving deep results about differential equations and is covered in most introductory courses on differential geometry. It appears in unlikely fields such as game theory. In economics, Brouwer's fixed-point theorem and its extension, the Kakutani fixed-point theorem, play a central role in the proof of existence of general equilibrium in market economies as developed in the 1950s by economics Nobel prize winners Kenneth Arrow and Gérard Debreu.
The theorem was first studied in view of work on differential equations by the French mathematicians around Henri Poincaré and Charles Émile Picard. Proving results such as the Poincaré–Bendixson theorem requires the use of topological methods. This work at the end of the 19th century opened into several successive versions of the theorem. The case of differentiable mappings of the -dimensional closed ball was first proved in 1910 by Jacques Hadamard and the general case for continuous mappings by Brouwer in 1911.
Statement
The theorem has several formulations, depending on the context in which it is used and its degree of generalization. The simplest is sometimes given as follows:
In the plane Every continuous function from a closed disk to itself has at least one fixed point.
This can be generalized to an arbitrary finite dimension:
In Euclidean spaceEvery continuous function from a closed ball of a Euclidean space into itself has a fixed point.
A slightly more general version is as follows:
Convex compact setEvery continuous function from a nonempty convex compact subset K of a Euclidean space to K itself has a fixed point.
An even more general form is better known under a different name:
Schauder fixed point theoremEvery continuous function from a nonempty convex compact subset K of a Banach space to K itself has a fixed point.
Importance of the pre-conditions
The theorem holds only for functions that are endomorphisms (functions that have the same set as the domain and codomain) and for nonempty sets that are compact (thus, in particular, bounded and closed) and convex (or homeomorphic to convex). The following examples show why the pre-conditions are important.
The function f as an endomorphism
Consider the function
with domain [-1,1]. The range of the function is [0,2]. Thus, f is not an endomorphism.
Boundedness
Consider the function
which is a continuous function from to itself. As it shifts every point to the right, it cannot have a fixed point. The space is convex and closed, but not bounded.
Closedness
Consider the function
which is a continuous function from the open interval (−1,1) to itself. Since x = 1 is not part of the interval, there is not a fixed point of f(x) = x. The space (−1,1) is convex and bounded, but not closed. On the other hand, the function f have a fixed point for the closed interval [−1,1], namely f(1) = 1.
Convexity
Convexity is not strictly necessary for BFPT. Because the properties involved (continuity, being a fixed point) are invariant under homeomorphisms, BFPT is equivalent to forms in which the domain is required to be a closed unit ball . For the same reason it holds for every set that is homeomorphic to a closed ball (and therefore also closed, bounded, connected, without holes, etc.).
The following example shows that BFPT does not work for domains with holes. Consider the function , which is a continuous function from the unit circle to itself. Since -x≠x holds for any point of the unit circle, f has no fixed point. The analogous example works for the n-dimensional sphere (or any symmetric domain that does not contain the origin). The unit circle is closed and bounded, but it has a hole (and so it is not convex) . The function f have a fixed point for the unit disc, since it takes the origin to itself.
A formal generalization of BFPT for "hole-free" domains can be derived from the Lefschetz fixed-point theorem.
Notes
The continuous function in this theorem is not required to be bijective or surjective.
Illustrations
The theorem has several "real world" illustrations. Here are some examples.
Take two sheets of graph paper of equal size with coordinate systems on them, lay one flat on the table and crumple up (without ripping or tearing) the other one and place it, in any fashion, on top of the first so that the crumpled paper does not reach outside the flat one. There will then be at least one point of the crumpled sheet that lies directly above its corresponding point (i.e. the point with the same coordinates) of the flat sheet. This is a consequence of the n = 2 case of Brouwer's theorem applied to the continuous map that assigns to the coordinates of every point of the crumpled sheet the coordinates of the point of the flat sheet immediately beneath it.
Take an ordinary map of a country, and suppose that that map is laid out on a table inside that country. There will always be a "You are Here" point on the map which represents that same point in the country.
In three dimensions a consequence of the Brouwer fixed-point theorem is that, no matter how much you stir a delicious cocktail in a glass (or think about milk shake), when the liquid has come to rest, some point in the liquid will end up in exactly the same place in the glass as before you took any action, assuming that the final position of each point is a continuous function of its original position, that the liquid after stirring is contained within the space originally taken up by it, and that the glass (and stirred surface shape) maintain a convex volume. Ordering a cocktail shaken, not stirred defeats the convexity condition ("shaking" being defined as a dynamic series of non-convex inertial containment states in the vacant headspace under a lid). In that case, the theorem would not apply, and thus all points of the liquid disposition are potentially displaced from the original state.
Intuitive approach
Explanations attributed to Brouwer
The theorem is supposed to have originated from Brouwer's observation of a cup of gourmet coffee.
If one stirs to dissolve a lump of sugar, it appears there is always a point without motion.
He drew the conclusion that at any moment, there is a point on the surface that is not moving.
The fixed point is not necessarily the point that seems to be motionless, since the centre of the turbulence moves a little bit.
The result is not intuitive, since the original fixed point may become mobile when another fixed point appears.
Brouwer is said to have added: "I can formulate this splendid result different, I take a horizontal sheet, and another identical one which I crumple, flatten and place on the other. Then a point of the crumpled sheet is in the same place as on the other sheet."
Brouwer "flattens" his sheet as with a flat iron, without removing the folds and wrinkles. Unlike the coffee cup example, the crumpled paper example also demonstrates that more than one fixed point may exist. This distinguishes Brouwer's result from other fixed-point theorems, such as Stefan Banach's, that guarantee uniqueness.
One-dimensional case
In one dimension, the result is intuitive and easy to prove. The continuous function f is defined on a closed interval [a, b] and takes values in the same interval. Saying that this function has a fixed point amounts to saying that its graph (dark green in the figure on the right) intersects that of the function defined on the same interval [a, b] which maps x to x (light green).
Intuitively, any continuous line from the left edge of the square to the right edge must necessarily intersect the green diagonal. To prove this, consider the function g which maps x to f(x) − x. It is ≥ 0 on a and ≤ 0 on b. By the intermediate value theorem, g has a zero in [a, b]; this zero is a fixed point.
Brouwer is said to have expressed this as follows: "Instead of examining a surface, we will prove the theorem about a piece of string. Let us begin with the string in an unfolded state, then refold it. Let us flatten the refolded string. Again a point of the string has not changed its position with respect to its original position on the unfolded string."
History
The Brouwer fixed point theorem was one of the early achievements of algebraic topology, and is the basis of more general fixed point theorems which are important in functional analysis. The case n = 3 first was proved by Piers Bohl in 1904 (published in Journal für die reine und angewandte Mathematik). It was later proved by L. E. J. Brouwer in 1909. Jacques Hadamard proved the general case in 1910, and Brouwer found a different proof in the same year. Since these early proofs were all non-constructive indirect proofs, they ran contrary to Brouwer's intuitionist ideals. Although the existence of a fixed point is not constructive in the sense of constructivism in mathematics, methods to approximate fixed points guaranteed by Brouwer's theorem are now known.
Before discovery
At the end of the 19th century, the old problem of the stability of the solar system returned into the focus of the mathematical community.
Its solution required new methods. As noted by Henri Poincaré, who worked on the three-body problem, there is no hope to find an exact solution: "Nothing is more proper to give us an idea of the hardness of the three-body problem, and generally of all problems of Dynamics where there is no uniform integral and the Bohlin series diverge."
He also noted that the search for an approximate solution is no more efficient: "the more we seek to obtain precise approximations, the more the result will diverge towards an increasing imprecision".
He studied a question analogous to that of the surface movement in a cup of coffee. What can we say, in general, about the trajectories on a surface animated by a constant flow? Poincaré discovered that the answer can be found in what we now call the topological properties in the area containing the trajectory. If this area is compact, i.e. both closed and bounded, then the trajectory either becomes stationary, or it approaches a limit cycle. Poincaré went further; if the area is of the same kind as a disk, as is the case for the cup of coffee, there must necessarily be a fixed point. This fixed point is invariant under all functions which associate to each point of the original surface its position after a short time interval t. If the area is a circular band, or if it is not closed, then this is not necessarily the case.
To understand differential equations better, a new branch of mathematics was born. Poincaré called it analysis situs. The French Encyclopædia Universalis defines it as the branch which "treats the properties of an object that are invariant if it is deformed in any continuous way, without tearing". In 1886, Poincaré proved a result that is equivalent to Brouwer's fixed-point theorem, although the connection with the subject of this article was not yet apparent. A little later, he developed one of the fundamental tools for better understanding the analysis situs, now known as the fundamental group or sometimes the Poincaré group. This method can be used for a very compact proof of the theorem under discussion.
Poincaré's method was analogous to that of Émile Picard, a contemporary mathematician who generalized the Cauchy–Lipschitz theorem. Picard's approach is based on a result that would later be formalised by another fixed-point theorem, named after Banach. Instead of the topological properties of the domain, this theorem uses the fact that the function in question is a contraction.
First proofs
At the dawn of the 20th century, the interest in analysis situs did not stay unnoticed. However, the necessity of a theorem equivalent to the one discussed in this article was not yet evident. Piers Bohl, a Latvian mathematician, applied topological methods to the study of differential equations. In 1904 he proved the three-dimensional case of our theorem, but his publication was not noticed.
It was Brouwer, finally, who gave the theorem its first patent of nobility. His goals were different from those of Poincaré. This mathematician was inspired by the foundations of mathematics, especially mathematical logic and topology. His initial interest lay in an attempt to solve Hilbert's fifth problem. In 1909, during a voyage to Paris, he met Henri Poincaré, Jacques Hadamard, and Émile Borel. The ensuing discussions convinced Brouwer of the importance of a better understanding of Euclidean spaces, and were the origin of a fruitful exchange of letters with Hadamard. For the next four years, he concentrated on the proof of certain great theorems on this question. In 1912 he proved the hairy ball theorem for the two-dimensional sphere, as well as the fact that every continuous map from the two-dimensional ball to itself has a fixed point. These two results in themselves were not really new. As Hadamard observed, Poincaré had shown a theorem equivalent to the hairy ball theorem. The revolutionary aspect of Brouwer's approach was his systematic use of recently developed tools such as homotopy, the underlying concept of the Poincaré group. In the following year, Hadamard generalised the theorem under discussion to an arbitrary finite dimension, but he employed different methods. Hans Freudenthal comments on the respective roles as follows: "Compared to Brouwer's revolutionary methods, those of Hadamard were very traditional, but Hadamard's participation in the birth of Brouwer's ideas resembles that of a midwife more than that of a mere spectator."
Brouwer's approach yielded its fruits, and in 1910 he also found a proof that was valid for any finite dimension, as well as other key theorems such as the invariance of dimension. In the context of this work, Brouwer also generalized the Jordan curve theorem to arbitrary dimension and established the properties connected with the degree of a continuous mapping. This branch of mathematics, originally envisioned by Poincaré and developed by Brouwer, changed its name. In the 1930s, analysis situs became algebraic topology.
Reception
The theorem proved its worth in more than one way. During the 20th century numerous fixed-point theorems were developed, and even a branch of mathematics called fixed-point theory.
Brouwer's theorem is probably the most important. It is also among the foundational theorems on the topology of topological manifolds and is often used to prove other important results such as the Jordan curve theorem.
Besides the fixed-point theorems for more or less contracting functions, there are many that have emerged directly or indirectly from the result under discussion. A continuous map from a closed ball of Euclidean space to its boundary cannot be the identity on the boundary. Similarly, the Borsuk–Ulam theorem says that a continuous map from the n-dimensional sphere to Rn has a pair of antipodal points that are mapped to the same point. In the finite-dimensional case, the Lefschetz fixed-point theorem provided from 1926 a method for counting fixed points. In 1930, Brouwer's fixed-point theorem was generalized to Banach spaces. This generalization is known as Schauder's fixed-point theorem, a result generalized further by S. Kakutani to set-valued functions. One also meets the theorem and its variants outside topology. It can be used to prove the Hartman-Grobman theorem, which describes the qualitative behaviour of certain differential equations near certain equilibria. Similarly, Brouwer's theorem is used for the proof of the Central Limit Theorem. The theorem can also be found in existence proofs for the solutions of certain partial differential equations.
Other areas are also touched. In game theory, John Nash used the theorem to prove that in the game of Hex there is a winning strategy for white. In economics, P. Bich explains that certain generalizations of the theorem show that its use is helpful for certain classical problems in game theory and generally for equilibria (Hotelling's law), financial equilibria and incomplete markets.
Brouwer's celebrity is not exclusively due to his topological work. The proofs of his great topological theorems are not constructive, and Brouwer's dissatisfaction with this is partly what led him to articulate the idea of constructivity. He became the originator and zealous defender of a way of formalising mathematics that is known as intuitionism, which at the time made a stand against set theory. Brouwer disavowed his original proof of the fixed-point theorem.
Proof outlines
A proof using degree
Brouwer's original 1911 proof relied on the notion of the degree of a continuous mapping, stemming from ideas in differential topology. Several modern accounts of the proof can be found in the literature, notably .
Let denote the closed unit ball in centered at the origin. Suppose for simplicity that is continuously differentiable. A regular value of is a point such that the Jacobian of is non-singular at every point of the preimage of . In particular, by the inverse function theorem, every point of the preimage of lies in (the interior of ). The degree of at a regular value is defined as the sum of the signs of the Jacobian determinant of over the preimages of under :
The degree is, roughly speaking, the number of "sheets" of the preimage f lying over a small open set around p, with sheets counted oppositely if they are oppositely oriented. This is thus a generalization of winding number to higher dimensions.
The degree satisfies the property of homotopy invariance: let and be two continuously differentiable functions, and for . Suppose that the point is a regular value of for all t. Then .
If there is no fixed point of the boundary of , then the function
is well-defined, and
defines a homotopy from the identity function to it. The identity function has degree one at every point. In particular, the identity function has degree one at the origin, so also has degree one at the origin. As a consequence, the preimage is not empty. The elements of are precisely the fixed points of the original function f.
This requires some work to make fully general. The definition of degree must be extended to singular values of f, and then to continuous functions. The more modern advent of homology theory simplifies the construction of the degree, and so has become a standard proof in the literature.
A proof using the hairy ball theorem
The hairy ball theorem states that on the unit sphere in an odd-dimensional Euclidean space, there is no nowhere-vanishing continuous tangent vector field on . (The tangency condition means that = 0 for every unit vector .) Sometimes the theorem is expressed by the statement that "there is always a place on the globe with no wind". An elementary proof of the hairy ball theorem can be found in .
In fact, suppose first that is continuously differentiable. By scaling, it can be assumed that is a continuously differentiable unit tangent vector on . It can be extended radially to a small spherical shell of . For sufficiently small, a routine computation shows that the mapping () = + is a contraction mapping on and that the volume of its image is a polynomial in . On the other hand, as a contraction mapping, must restrict to a homeomorphism of onto (1 + )½ and onto (1 + )½ . This gives a contradiction, because, if the dimension of the Euclidean space is odd, (1 + )/2 is not a polynomial.
If is only a continuous unit tangent vector on , by the Weierstrass approximation theorem, it can be uniformly approximated by a polynomial map of into Euclidean space. The orthogonal projection on to the tangent space is given by () = () - () ⋅ . Thus is polynomial and nowhere vanishing on ; by construction /|||| is a smooth unit tangent vector field on , a contradiction.
The continuous version of the hairy ball theorem can now be used to prove the Brouwer fixed point theorem. First suppose that is even. If there were a fixed-point-free continuous self-mapping of the closed unit ball of the -dimensional Euclidean space , set
Since has no fixed points, it follows that, for in the interior of , the vector () is non-zero; and for in , the scalar product ⋅ () = 1 – ⋅ () is strictly positive. From the original -dimensional space Euclidean space , construct a new auxiliary ()-dimensional space = x R, with coordinates = (, ). Set
By construction is a continuous vector field on the unit sphere of , satisfying the tangency condition ⋅ () = 0. Moreover, () is nowhere vanishing (because, if has norm 1, then ⋅ () is non-zero; while if has norm strictly less than 1, then and () are both non-zero). This contradiction proves the fixed point theorem when is even. For odd, one can apply the fixed point theorem to the closed unit ball in dimensions and the mapping (,) = ((),0).
The advantage of this proof is that it uses only elementary techniques; more general results like the Borsuk-Ulam theorem require tools from algebraic topology.
A proof using homology or cohomology
The proof uses the observation that the boundary of the n-disk Dn is Sn−1, the (n − 1)-sphere.
Suppose, for contradiction, that a continuous function has no fixed point. This means that, for every point x in Dn, the points x and f(x) are distinct. Because they are distinct, for every point x in Dn, we can construct a unique ray from f(x) to x and follow the ray until it intersects the boundary Sn−1 (see illustration). By calling this intersection point F(x), we define a function F : Dn → Sn−1 sending each point in the disk to its corresponding intersection point on the boundary. As a special case, whenever x itself is on the boundary, then the intersection point F(x) must be x.
Consequently, F is a special type of continuous function known as a retraction: every point of the codomain (in this case Sn−1) is a fixed point of F.
Intuitively it seems unlikely that there could be a retraction of Dn onto Sn−1, and in the case n = 1, the impossibility is more basic, because S0 (i.e., the endpoints of the closed interval D1) is not even connected. The case n = 2 is less obvious, but can be proven by using basic arguments involving the fundamental groups of the respective spaces: the retraction would induce a surjective group homomorphism from the fundamental group of D2 to that of S1, but the latter group is isomorphic to Z while the first group is trivial, so this is impossible. The case n = 2 can also be proven by contradiction based on a theorem about non-vanishing vector fields.
For n > 2, however, proving the impossibility of the retraction is more difficult. One way is to make use of homology groups: the homology Hn−1(Dn) is trivial, while Hn−1(Sn−1) is infinite cyclic. This shows that the retraction is impossible, because again the retraction would induce an injective group homomorphism from the latter to the former group.
The impossibility of a retraction can also be shown using the de Rham cohomology of open subsets of Euclidean space En. For n ≥ 2, the de Rham cohomology of U = En – (0) is one-dimensional in degree 0 and n - 1, and vanishes otherwise. If a retraction existed, then U would have to be contractible and its de Rham cohomology in degree n - 1 would have to vanish, a contradiction.
A proof using Stokes' theorem
As in the proof of Brouwer's fixed-point theorem for continuous maps using homology, it is reduced to proving that there is no continuous retraction from the ball onto its boundary ∂. In that case it can be assumed that is smooth, since it can be approximated using the Weierstrass approximation theorem or by convolving with non-negative smooth bump functions of sufficiently small support and integral one (i.e. mollifying). If is a volume form on the boundary then by Stokes' theorem,
giving a contradiction.
More generally, this shows that there is no smooth retraction from any non-empty smooth oriented compact manifold onto its boundary. The proof using Stokes' theorem is closely related to the proof using homology, because the form generates the de Rham cohomology group (∂) which is isomorphic to the homology group (∂) by de Rham's theorem.
A combinatorial proof
The BFPT can be proved using Sperner's lemma. We now give an outline of the proof for the special case in which f is a function from the standard n-simplex, to itself, where
For every point also Hence the sum of their coordinates is equal:
Hence, by the pigeonhole principle, for every there must be an index such that the th coordinate of is greater than or equal to the th coordinate of its image under f:
Moreover, if lies on a k-dimensional sub-face of then by the same argument, the index can be selected from among the coordinates which are not zero on this sub-face.
We now use this fact to construct a Sperner coloring. For every triangulation of the color of every vertex is an index such that
By construction, this is a Sperner coloring. Hence, by Sperner's lemma, there is an n-dimensional simplex whose vertices are colored with the entire set of available colors.
Because f is continuous, this simplex can be made arbitrarily small by choosing an arbitrarily fine triangulation. Hence, there must be a point which satisfies the labeling condition in all coordinates: for all
Because the sum of the coordinates of and must be equal, all these inequalities must actually be equalities. But this means that:
That is, is a fixed point of
A proof by Hirsch
There is also a quick proof, by Morris Hirsch, based on the impossibility of a differentiable retraction. The indirect proof starts by noting that the map f can be approximated by a smooth map retaining the property of not fixing a point; this can be done by using the Weierstrass approximation theorem or by convolving with smooth bump functions. One then defines a retraction as above which must now be differentiable. Such a retraction must have a non-singular value, by Sard's theorem, which is also non-singular for the restriction to the boundary (which is just the identity). Thus the inverse image would be a 1-manifold with boundary. The boundary would have to contain at least two end points, both of which would have to lie on the boundary of the original ball—which is impossible in a retraction.
R. Bruce Kellogg, Tien-Yien Li, and James A. Yorke turned Hirsch's proof into a computable proof by observing that the retract is in fact defined everywhere except at the fixed points. For almost any point, q, on the boundary, (assuming it is not a fixed point) the one manifold with boundary mentioned above does exist and the only possibility is that it leads from q to a fixed point. It is an easy numerical task to follow such a path from q to the fixed point so the method is essentially computable. gave a conceptually similar path-following version of the homotopy proof which extends to a wide variety of related problems.
A proof using oriented area
A variation of the preceding proof does not employ the Sard's theorem, and goes as follows. If is a smooth retraction, one considers the smooth deformation and the smooth function
Differentiating under the sign of integral it is not difficult to check that (t) = 0 for all t, so φ is a constant function, which is a contradiction because φ(0) is the n-dimensional volume of the ball, while φ(1) is zero. The geometric idea is that φ(t) is the oriented area of gt(B) (that is, the Lebesgue measure of the image of the ball via gt, taking into account multiplicity and orientation), and should remain constant (as it is very clear in the one-dimensional case). On the other hand, as the parameter t passes form 0 to 1 the map gt transforms continuously from the identity map of the ball, to the retraction r, which is a contradiction since the oriented area of the identity coincides with the volume of the ball, while the oriented area of r is necessarily 0, as its image is the boundary of the ball, a set of null measure.
A proof using the game Hex
A quite different proof given by David Gale is based on the game of Hex. The basic theorem regarding Hex, first proven by John Nash, is that no game of Hex can end in a draw; the first player always has a winning strategy (although this theorem is nonconstructive, and explicit strategies have not been fully developed for board sizes of dimensions 10 x 10 or greater). This turns out to be equivalent to the Brouwer fixed-point theorem for dimension 2. By considering n-dimensional versions of Hex, one can prove in general that Brouwer's theorem is equivalent to the determinacy theorem for Hex.
A proof using the Lefschetz fixed-point theorem
The Lefschetz fixed-point theorem says that if a continuous map f from a finite simplicial complex B to itself has only isolated fixed points, then the number of fixed points counted with multiplicities (which may be negative) is equal to the Lefschetz number
and in particular if the Lefschetz number is nonzero then f must have a fixed point. If B is a ball (or more generally is contractible) then the Lefschetz number is one because the only non-zero simplicial homology group is: and f acts as the identity on this group, so f has a fixed point.
A proof in a weak logical system
In reverse mathematics, Brouwer's theorem can be proved in the system WKL0, and conversely over the base system RCA0 Brouwer's theorem for a square implies the weak Kőnig's lemma, so this gives a precise description of the strength of Brouwer's theorem.
Generalizations
The Brouwer fixed-point theorem forms the starting point of a number of more general fixed-point theorems.
The straightforward generalization to infinite dimensions, i.e. using the unit ball of an arbitrary Hilbert space instead of Euclidean space, is not true. The main problem here is that the unit balls of infinite-dimensional Hilbert spaces are not compact. For example, in the Hilbert space ℓ2 of square-summable real (or complex) sequences, consider the map f : ℓ2 → ℓ2 which sends a sequence (xn) from the closed unit ball of ℓ2 to the sequence (yn) defined by
It is not difficult to check that this map is continuous, has its image in the unit sphere of ℓ2, but does not have a fixed point.
The generalizations of the Brouwer fixed-point theorem to infinite dimensional spaces therefore all include a compactness assumption of some sort, and also often an assumption of convexity. See fixed-point theorems in infinite-dimensional spaces for a discussion of these theorems.
There is also finite-dimensional generalization to a larger class of spaces: If is a product of finitely many chainable continua, then every continuous function has a fixed point, where a chainable continuum is a (usually but in this case not necessarily metric) compact Hausdorff space of which every open cover has a finite open refinement , such that if and only if . Examples of chainable continua include compact connected linearly ordered spaces and in particular closed intervals of real numbers.
The Kakutani fixed point theorem generalizes the Brouwer fixed-point theorem in a different direction: it stays in Rn, but considers upper hemi-continuous set-valued functions (functions that assign to each point of the set a subset of the set). It also requires compactness and convexity of the set.
The Lefschetz fixed-point theorem applies to (almost) arbitrary compact topological spaces, and gives a condition in terms of singular homology that guarantees the existence of fixed points; this condition is trivially satisfied for any map in the case of Dn.
Equivalent results
See also
Banach fixed-point theorem
Fixed-point computation
Infinite compositions of analytic functions
Nash equilibrium
Poincaré–Miranda theorem – equivalent to the Brouwer fixed-point theorem
Topological combinatorics
Notes
References
(see p. 72–73 for Hirsch's proof utilizing non-existence of a differentiable retraction)
Leoni, Giovanni (2017). A First Course in Sobolev Spaces: Second Edition. Graduate Studies in Mathematics. 181. American Mathematical Society. pp. 734.
External links
Brouwer's Fixed Point Theorem for Triangles at cut-the-knot
Brouwer theorem , from PlanetMath with attached proof.
Reconstructing Brouwer at MathPages
Brouwer Fixed Point Theorem at Math Images.
Fixed-point theorems
Theory of continuous functions
Theorems in topology
Theorems in convex geometry |
4113 | https://en.wikipedia.org/wiki/Bouldering | Bouldering | Bouldering is a form of free climbing that is performed on small rock formations or artificial rock walls without the use of ropes or harnesses. While bouldering can be done without any equipment, most climbers use climbing shoes to help secure footholds, chalk to keep their hands dry and to provide a firmer grip, and bouldering mats to prevent injuries from falls. Unlike free solo climbing, which is also performed without ropes, bouldering problems (the sequence of moves that a climber performs to complete the climb) are usually less than tall. Traverses, which are a form of boulder problem, require the climber to climb horizontally from one end to another. Artificial climbing walls allow boulderers to climb indoors in areas without natural boulders. In addition, bouldering competitions take place in both indoor and outdoor settings.
The sport was originally a method of training for roped climbs and mountaineering, so climbers could practice specific moves at a safe distance from the ground. Additionally, the sport served to build stamina and increase finger strength. Throughout the 20th century, bouldering evolved into a separate discipline. Individual problems are assigned ratings based on difficulty. Although there have been various rating systems used throughout the history of bouldering, modern problems usually use either the V-scale or the Fontainebleau scale.
The growing popularity of bouldering has caused several environmental concerns, including soil erosion and trampled vegetation, as climbers often hike off-trail to reach bouldering sites. This has caused some landowners to restrict access or prohibit bouldering altogether.
Outdoor bouldering
The characteristics of boulder problems depend largely on the type of rock being climbed. For example, granite often features long cracks and slabs while sandstone rocks are known for their steep overhangs and frequent horizontal breaks. Limestone and volcanic rock are also used for bouldering.
There are many prominent bouldering areas throughout the United States, including Hueco Tanks in Texas, Mount Blue Sky in Colorado, The Appalachian Mountains in The Eastern United States, and The Buttermilks in Bishop, California. Squamish, British Columbia is one of the most popular bouldering areas in Canada. Europe is also home to a number of bouldering sites, such as Fontainebleau in France, Meschia in Italy, Albarracín in Spain, and various mountains throughout Switzerland. Africa's most prominent bouldering areas include the more established Rocklands, South Africa, the newer Oukaïmeden in Morocco or more recently opened areas like Chimanimani in Zimbabwe.
Indoor bouldering
Artificial climbing walls are used to simulate boulder problems in an indoor environment, usually at climbing gyms. These walls are constructed with wooden panels, polymer cement panels, concrete shells, or precast molds of actual rock walls. Holds, usually made of plastic, are then bolted onto the wall to create problems. Some problems use steep overhanging surfaces which force the climber to support much of their weight using their upper body strength. Other problems are set on flat walls; Instead of requiring upper body strength, these problems create difficulty by requiring the climber to execute a series of predetermined movements to complete the route. The IFSC Climbing World Championships have noticeably included more of such problems in their competitions as of late.
Climbing gyms often feature multiple problems within the same section of wall. In the US the most common method route-setters use to designate the intended problem is by placing colored tape next to each hold. For example, red tape would indicate one bouldering problem while green tape would be used to set a different problem in the same area. Across much of the rest of the world, problems and grades are usually designated using a set color of plastic hold to indicate problems and their difficulty levels. Using colored holds to set has certain advantages, the most notable of which are that it makes it more obvious where the holds for a problem are, and that there is no chance of tape being accidentally kicked off footholds. Smaller, resource-poor climbing gyms may prefer taped problems because large, expensive holds can be used in multiple routes by marking them with more than one color of tape. The tape indicates the hold(s) that the athlete should grab first.
Indoor bouldering requires very little in terms of equipment, at minimum climbing shoes, at maximum, a chalk bag, chalk, a brush, and climbing shoes.
Grading
Bouldering problems are assigned numerical difficulty ratings by route-setters and climbers. The two most widely used rating systems are the V-scale and the Fontainebleau system.
The V-scale, which originated in the United States, is an open-ended rating system with higher numbers indicating a higher degree of difficulty. The V1 rating indicates that a problem can be completed by a novice climber in good physical condition after several attempts. The scale begins at V0, and as of 2013, the highest V rating that has been assigned to a bouldering problem is V17. Some climbing gyms also use a VB grade to indicate beginner problems.
The Fontainebleau scale follows a similar system, with each numerical grade divided into three ratings with the letters a, b, and c. For example, Fontainebleau 7A roughly corresponds with V6, while Fontainebleau 7C+ is equivalent to V10. In both systems, grades are further differentiated by appending "+" to indicate a small increase in difficulty. Despite this level of specificity, ratings of individual problems are often controversial, as ability level is not the only factor that affects how difficult a problem may be for a particular climber. Height, arm length, flexibility, and other body characteristics can also be relevant to perceived difficulty.
Highball bouldering
Highball bouldering is defined as climbing high, difficult, long, and tall boulders, using the same protection as standard bouldering. This form of bouldering adds an additional requirement of mental focus to the existing test of physical strength and skill. Highballing, like most of climbing, is open to interpretation. Most climbers say anything above is a highball and can range in height up to where highball bouldering then turns into free soloing.
Highball bouldering may have begun in 1961 when John Gill, without top-rope rehearsal, bouldered a steep face on a granite spire called "The Thimble". The difficulty level of this ascent (V4/5 or 5.12a) was extraordinary for that time. Gill's achievement initiated a wave of climbers making ascents of large boulders. Later, with the introduction and evolution of crash pads, climbers were able to push the limits of highball bouldering ever higher.
In 2002 Jason Kehl completed the first highball at double-digit V-difficulty, called Evilution, a boulder in the Buttermilks of California, earning the grade of V12. This climb marked the beginning of a new generation of highball climbing that pushed not only height but great difficulty. It is not unusual for climbers to rehearse such risky problems on top-rope, although this practice is not a settled issue.
Important milestone ascents in this style include:
Ambrosia, V11, a boulder in Bishop, California, climbed by Kevin Jorgeson in 2015.
Too Big to Flail, V10, another line in Bishop, California, climbed by Alex Honnold in 2016.
Livin' Large, V15, a boulder in Rocklands, South Africa, found and established by Nalle Hukkataival in 2009, which has been repeated by only one person, Jimmy Webb.
The Process, V16, a boulder in Bishop, California, first climbed by Daniel Woods in 2015.
Competition bouldering
Traditionally, competition in bouldering was informal, with climbers working out problems near the limits of their abilities, then challenging their peers to repeat these accomplishments. However, modern climbing gyms allow for a more formal competitive structure.
The International Federation of Sport Climbing (IFSC) employs an indoor format (although competitions can also take place in an outdoor setting) that breaks the competition into three rounds: qualifications, semi-finals, and finals. The rounds feature different sets of four to six boulder problems, and each competitor has a fixed amount of time to attempt each problem. At the end of each round, competitors are ranked by the number of completed problems with ties settled by the total number of attempts taken to solve the problems.
Some competitions only permit climbers a fixed number of attempts at each problem with a timed rest period in between. In an open-format competition, all climbers compete simultaneously, and are given a fixed amount of time to complete as many problems as possible. More points are awarded for more difficult problems, while points are deducted for multiple attempts on the same problem.
In 2012, the IFSC submitted a proposal to the International Olympic Committee (IOC) to include lead climbing in the 2020 Summer Olympics. The proposal was later revised to an "overall" competition, which would feature bouldering, lead climbing, and speed climbing. In May 2013, the IOC announced that climbing would not be added to the 2020 Olympic program.
In 2016, the International Olympic Committee (IOC) officially approved climbing as an Olympic sport "in order to appeal to younger audiences." The Olympics will feature the earlier proposed overall competition. Medalists will be competing in all three categories for a best overall score. The score will be calculated by the multiplication of the positions that the climbers have attained in each discipline of climbing.
History
Rock climbing first appeared as a sport in the late 1800s. Early records describe climbers engaging in what is now referred to as bouldering, not as a separate discipline, but as a playful form of training for larger ascents. It was during this time that the words "bouldering" and "problem" first appeared in British climbing literature. Oscar Eckenstein was an early proponent of the activity in the British Isles. In the early 20th century, the Fontainebleau area of France established itself as a prominent climbing area, where some of the first dedicated bleausards (or "boulderers") emerged. One of those athletes, Pierre Allain, invented the specialized shoe used for rock climbing.
Modern bouldering
In the late 1950s through the 1960s, American mathematician John Gill pushed the sport further and contributed several important innovations, distinguishing bouldering as a separate discipline in the process. Gill previously pursued gymnastics, a sport which had an established scale of difficulty for movements and body positions, and shifted the focus of bouldering from reaching the summit to navigating a set of holds. Gill developed a rating system that was closed-ended: B1 problems were as difficult as the most challenging roped routes of the time, B2 problems were more difficult, and B3 problems had been completed once.
Gill introduced chalk as a method of keeping the climber's hands dry, promoted a dynamic climbing style, and emphasized the importance of strength training to complement skill. As Gill improved in ability and influence, his ideas became the norm.
In the 1980s, two important training tools emerged. One important training tool was bouldering mats, also referred to as "crash pads", which protected against injuries from falling and enabled boulderers to climb in areas that would have been too dangerous otherwise. The second important tool was indoor climbing walls, which helped spread the sport to areas without outdoor climbing and allowed serious climbers to train year-round.
As the sport grew in popularity, new bouldering areas were developed throughout Europe and the United States, and more athletes began participating in bouldering competitions. The visibility of the sport greatly increased in the early 2000s, as YouTube videos and climbing blogs helped boulderers around the world to quickly learn techniques, find hard problems, and announce newly completed projects.
Notable ascents
Notable boulder climbs are chronicled by the climbing media to track progress in boulder climbing standards and levels of technical difficulty; in contrast, the hardest traditional climbing routes tend to be of lower technical difficulty due to the additional burden of having to place protection during the course of the climb, and due to the lack of any possibility of using natural protection on the most extreme climbs.
As of November 2022, the world's hardest bouldering routes are Burden of Dreams by Nalle Hukkataival and Return of the Sleepwalker by Daniel Woods, both at proposed grades of . There are a number of routes with a confirmed climbing grade of , the first of which was Gioia by Christian Core in 2008 (and confirmed by Adam Ondra in 2011).
As of December 2021, female climbers Josune Bereziartu, Ashima Shiraishi, and Kaddi Lehmann have repeated boulder problems at the boulder grade. On July 28, 2023, Katie Lamb completed the first-ever female ascent of an , climbing Box Therapy at Rocky Mountain National Park.
Equipment
Unlike other climbing sports, bouldering can be performed safely and effectively with very little equipment, an aspect which makes the discipline highly appealing, but opinions differ. While bouldering pioneer John Sherman asserted that "The only gear really needed to go bouldering is boulders," others suggest the use of climbing shoes and a chalkbag – a small pouch where ground-up chalk is kept – as the bare minimum, and more experienced boulderers typically bring multiple pairs of climbing shoes, chalk, brushes, crash pads, and a skincare kit.
Climbing shoes have the most direct impact on performance. Besides protecting the climber's feet from rough surfaces, climbing shoes are designed to help the climber secure footholds. Climbing shoes typically fit much tighter than other athletic footwear and often curl the toes downwards to enable precise footwork. They are manufactured in a variety of different styles to perform in different situations. For example, High-top shoes provide better protection for the ankle, while low-top shoes provide greater flexibility and freedom of movement. Stiffer shoes excel at securing small edges, whereas softer shoes provide greater sensitivity. The front of the shoe, called the "toe box", can be asymmetric, which performs well on overhanging rocks, or symmetric, which is better suited for vertical problems and slabs.
To absorb sweat, most boulderers use gymnastics chalk on their hands, stored in a chalkbag, which can be tied around the waist (also called sport climbing chalkbags), allowing the climber to reapply chalk during the climb. There are also versions of floor chalkbags (also called bouldering chalkbags), which are usually bigger than sport climbing chalkbags and are meant to be kept on the floor while climbing; this is because boulders do not usually have so many movements as to require chalking up more than once. Different sizes of brushes are used to remove excess chalk and debris from boulders in between climbs; they are often attached to the end of a long straight object in order to reach higher holds. Crash pads, also referred to as bouldering mats, are foam cushions placed on the ground to protect climbers from injury after falling.
Boulder problems are generally shorter than from ground to top. This makes the sport significantly safer than free solo climbing, which is also performed without ropes, but with no upper limit on the height of the climb. However, minor injuries are common in bouldering, particularly sprained ankles and wrists. Two factors contribute to the frequency of injuries in bouldering: first, boulder problems typically feature more difficult moves than other climbing disciplines, making falls more common. Second, without ropes to arrest the climber's descent, every fall will cause the climber to hit the ground.
To prevent injuries, boulderers position crash pads near the boulder to provide a softer landing, as well as one or more spotters (people watching out for the climber to fall in convenient position) to help redirect the climber towards the pads. Upon landing, boulderers employ falling techniques similar to those used in gymnastics: spreading the impact across the entire body to avoid bone fractures, and positioning limbs to allow joints to move freely throughout the impact.
Technique
Although every type of rock climbing requires a high level of strength and technique, bouldering is the most dynamic form of the sport, requiring the highest level of power and placing considerable strain on the body. Training routines that strengthen fingers and forearms are useful in preventing injuries such as tendonitis and ruptured ligaments.
However, as with other forms of climbing, bouldering technique begins with proper footwork. Leg muscles are significantly stronger than arm muscles; thus, proficient boulderers use their arms to maintain balance and body positioning as much as possible, relying on their legs to push them up the rock. Boulderers also keep their arms straight with their shoulders engaged whenever feasible, allowing their bones to support their body weight rather than their muscles.
Bouldering movements are described as either "static" or "dynamic". Static movements are those that are performed slowly, with the climber's position controlled by maintaining contact on the boulder with the other three limbs. Dynamic movements use the climber's momentum to reach holds that would be difficult or impossible to secure statically, with an increased risk of falling if the movement is not performed accurately.
Environmental impact
Bouldering can damage vegetation that grows on rocks, such as moss and lichens. This can occur as a result of the climber intentionally cleaning the boulder, or unintentionally from repeated use of handholds and footholds. Vegetation on the ground surrounding the boulder can also be damaged from overuse, particularly by climbers laying down crash pads. Soil erosion can occur when boulderers trample vegetation while hiking off of established trails, or when they unearth small rocks near the boulder in an effort to make the landing zone safer in case of a fall. The repeated use of white climbing chalk can damage the rock surface of boulders and cliffs, particularly sandstone and other porous rock types, and the scrubbing of rocks to remove chalk can also degrade the rock surface. In order to prevent chalk from damaging the surface of the rock, it is important to remove it gently with a brush after a rock climbing session. Other environmental concerns include littering, improperly disposed feces, and graffiti. These issues have caused some land managers to prohibit bouldering, as was the case in Tea Garden, a popular bouldering area in Rocklands, South Africa.
See also
Competition climbing
Free solo climbing
Lead climbing
References
External links
Articles containing video clips
Types of climbing |
4116 | https://en.wikipedia.org/wiki/Big%20Bang | Big Bang | The Big Bang event is a physical theory that describes how the universe expanded from an initial state of high density and temperature. Various cosmological models of the Big Bang explain the evolution of the observable universe from the earliest known periods through its subsequent large-scale form. These models offer a comprehensive explanation for a broad range of observed phenomena, including the abundance of light elements, the cosmic microwave background (CMB) radiation, and large-scale structure. The overall uniformity of the Universe, known as the flatness problem, is explained through cosmic inflation: a sudden and very rapid expansion of space during the earliest moments. However, physics currently lacks a widely accepted theory of quantum gravity that can successfully model the earliest conditions of the Big Bang.
Crucially, these models are compatible with the Hubble–Lemaître law—the observation that the farther away a galaxy is, the faster it is moving away from Earth. Extrapolating this cosmic expansion backwards in time using the known laws of physics, the models describe an increasingly concentrated cosmos preceded by a singularity in which space and time lose meaning (typically named "the Big Bang singularity"). In 1964 the CMB was discovered, which convinced many cosmologists that the competing steady-state model of cosmic evolution was falsified, since the Big Bang models predict a uniform background radiation caused by high temperatures and densities in the distant past. A wide range of empirical evidence strongly favors the Big Bang event, which is now essentially universally accepted. Detailed measurements of the expansion rate of the universe place the Big Bang singularity at an estimated billion years ago, which is considered the age of the universe.
There remain aspects of the observed universe that are not yet adequately explained by the Big Bang models. After its initial expansion, the universe cooled sufficiently to allow the formation of subatomic particles, and later atoms. The unequal abundances of matter and antimatter that allowed this to occur is an unexplained effect known as baryon asymmetry. These primordial elements—mostly hydrogen, with some helium and lithium—later coalesced through gravity, forming early stars and galaxies. Astronomers observe the gravitational effects of an unknown dark matter surrounding galaxies. Most of the gravitational potential in the universe seems to be in this form, and the Big Bang models and various observations indicate that this excess gravitational potential is not created by baryonic matter, such as normal atoms. Measurements of the redshifts of supernovae indicate that the expansion of the universe is accelerating, an observation attributed to an unexplained phenomenon known as dark energy.
Features of the models
The Big Bang models offer a comprehensive explanation for a broad range of observed phenomena, including the abundances of the light elements, the CMB, large-scale structure, and Hubble's law. The models depend on two major assumptions: the universality of physical laws and the cosmological principle. The universality of physical laws is one of the underlying principles of the theory of relativity. The cosmological principle states that on large scales the universe is homogeneous and isotropic—appearing the same in all directions regardless of location.
These ideas were initially taken as postulates, but later efforts were made to test each of them. For example, the first assumption has been tested by observations showing that the largest possible deviation of the fine-structure constant over much of the age of the universe is of order 10−5. Also, general relativity has passed stringent tests on the scale of the Solar System and binary stars.
The large-scale universe appears isotropic as viewed from Earth. If it is indeed isotropic, the cosmological principle can be derived from the simpler Copernican principle, which states that there is no preferred (or special) observer or vantage point. To this end, the cosmological principle has been confirmed to a level of 10−5 via observations of the temperature of the CMB. At the scale of the CMB horizon, the universe has been measured to be homogeneous with an upper bound on the order of 10% inhomogeneity, as of 1995.
Horizons
An important feature of the Big Bang spacetime is the presence of particle horizons. Since the universe has a finite age, and light travels at a finite speed, there may be events in the past whose light has not yet had time to reach earth. This places a limit or a past horizon on the most distant objects that can be observed. Conversely, because space is expanding, and more distant objects are receding ever more quickly, light emitted by us today may never "catch up" to very distant objects. This defines a future horizon, which limits the events in the future that we will be able to influence. The presence of either type of horizon depends on the details of the FLRW model that describes our universe.
Our understanding of the universe back to very early times suggests that there is a past horizon, though in practice our view is also limited by the opacity of the universe at early times. So our view cannot extend further backward in time, though the horizon recedes in space. If the expansion of the universe continues to accelerate, there is a future horizon as well.
Thermalization
Some processes in the early universe occurred too slowly, compared to the expansion rate of the universe, to reach approximate thermodynamic equilibrium. Others were fast enough to reach thermalization. The parameter usually used to find out whether a process in the very early universe has reached thermal equilibrium is the ratio between the rate of the process (usually rate of collisions between particles) and the Hubble parameter. The larger the ratio, the more time particles had to thermalize before they were too far away from each other.
Timeline
According to the Big Bang models, the universe at the beginning was very hot and very compact, and since then it has been expanding and cooling.
Singularity
Extrapolation of the expansion of the universe backwards in time using general relativity yields an infinite density and temperature at a finite time in the past. This irregular behavior, known as the gravitational singularity, indicates that general relativity is not an adequate description of the laws of physics in this regime. Models based on general relativity alone cannot fully extrapolate toward the singularity. In some proposals, such as the emergent Universe models, the singularity is replaced by another cosmological epoch. A different approach identifies the initial singularity as a singularity predicted by some models of the Big Bang theory to have existed before the Big Bang.
This primordial singularity is itself sometimes called "the Big Bang", but the term can also refer to a more generic early hot, dense phase of the universe. In either case, "the Big Bang" as an event is also colloquially referred to as the "birth" of our universe since it represents the point in history where the universe can be verified to have entered into a regime where the laws of physics as we understand them (specifically general relativity and the Standard Model of particle physics) work. Based on measurements of the expansion using Type Ia supernovae and measurements of temperature fluctuations in the cosmic microwave background, the time that has passed since that event—known as the "age of the universe"—is 13.8 billion years.
Despite being extremely dense at this time—far denser than is usually required to form a black hole—the universe did not re-collapse into a singularity. Commonly used calculations and limits for explaining gravitational collapse are usually based upon objects of relatively constant size, such as stars, and do not apply to rapidly expanding space such as the Big Bang. Since the early universe did not immediately collapse into a multitude of black holes, matter at that time must have been very evenly distributed with a negligible density gradient.
Inflation and baryogenesis
The earliest phases of the Big Bang are subject to much speculation, since astronomical data about them are not available. In the most common models the universe was filled homogeneously and isotropically with a very high energy density and huge temperatures and pressures, and was very rapidly expanding and cooling. The period up to 10−43 seconds into the expansion, the Planck epoch, was a phase in which the four fundamental forces—the electromagnetic force, the strong nuclear force, the weak nuclear force, and the gravitational force, were unified as one. In this stage, the characteristic scale length of the universe was the Planck length, , and consequently had a temperature of approximately 1032 degrees Celsius. Even the very concept of a particle breaks down in these conditions. A proper understanding of this period awaits the development of a theory of quantum gravity. The Planck epoch was succeeded by the grand unification epoch beginning at 10−43 seconds, where gravitation separated from the other forces as the universe's temperature fell.
At approximately 10−37 seconds into the expansion, a phase transition caused a cosmic inflation, during which the universe grew exponentially, unconstrained by the light speed invariance, and temperatures dropped by a factor of 100,000. This concept is motivated by the flatness problem, where the density of matter and energy is very close to the critical density needed to produce a flat universe. That is, the shape of the universe has no overall geometric curvature due to gravitational influence. Microscopic quantum fluctuations that occurred because of Heisenberg's uncertainty principle were "frozen in" by inflation, becoming amplified into the seeds that would later form the large-scale structure of the universe. At a time around 10−36 seconds, the electroweak epoch begins when the strong nuclear force separates from the other forces, with only the electromagnetic force and weak nuclear force remaining unified.
Inflation stopped locally at around 10−33 to 10−32 seconds, with the observable universe's volume having increased by a factor of at least 1078. Reheating occurred until the universe obtained the temperatures required for the production of a quark–gluon plasma as well as all other elementary particles. Temperatures were so high that the random motions of particles were at relativistic speeds, and particle–antiparticle pairs of all kinds were being continuously created and destroyed in collisions. At some point, an unknown reaction called baryogenesis violated the conservation of baryon number, leading to a very small excess of quarks and leptons over antiquarks and antileptons—of the order of one part in 30 million. This resulted in the predominance of matter over antimatter in the present universe.
Cooling
The universe continued to decrease in density and fall in temperature, hence the typical energy of each particle was decreasing. Symmetry-breaking phase transitions put the fundamental forces of physics and the parameters of elementary particles into their present form, with the electromagnetic force and weak nuclear force separating at about 10−12 seconds.
After about 10−11 seconds, the picture becomes less speculative, since particle energies drop to values that can be attained in particle accelerators. At about 10−6 seconds, quarks and gluons combined to form baryons such as protons and neutrons. The small excess of quarks over antiquarks led to a small excess of baryons over antibaryons. The temperature was no longer high enough to create either new proton–antiproton or neutron–antineutron pairs. A mass annihilation immediately followed, leaving just one in 108 of the original matter particles and none of their antiparticles. A similar process happened at about 1 second for electrons and positrons. After these annihilations, the remaining protons, neutrons and electrons were no longer moving relativistically and the energy density of the universe was dominated by photons (with a minor contribution from neutrinos).
A few minutes into the expansion, when the temperature was about a billion kelvin and the density of matter in the universe was comparable to the current density of Earth's atmosphere, neutrons combined with protons to form the universe's deuterium and helium nuclei in a process called Big Bang nucleosynthesis (BBN). Most protons remained uncombined as hydrogen nuclei.
As the universe cooled, the rest energy density of matter came to gravitationally dominate that of the photon radiation. After about 379,000 years, the electrons and nuclei combined into atoms (mostly hydrogen), which were able to emit radiation. This relic radiation, which continued through space largely unimpeded, is known as the cosmic microwave background.
Structure formation
Over a long period of time, the slightly denser regions of the uniformly distributed matter gravitationally attracted nearby matter and thus grew even denser, forming gas clouds, stars, galaxies, and the other astronomical structures observable today. The details of this process depend on the amount and type of matter in the universe. The four possible types of matter are known as cold dark matter (CDM), warm dark matter, hot dark matter, and baryonic matter. The best measurements available, from the Wilkinson Microwave Anisotropy Probe (WMAP), show that the data is well-fit by a Lambda-CDM model in which dark matter is assumed to be cold. (Warm dark matter is ruled out by early reionization.) This CDM is estimated to make up about 23% of the matter/energy of the universe, while baryonic matter makes up about 4.6%.
In an "extended model" which includes hot dark matter in the form of neutrinos, then the "physical baryon density" is estimated at 0.023. (This is different from the 'baryon density' expressed as a fraction of the total matter/energy density, which is about 0.046.) The corresponding cold dark matter density is about 0.11, and the corresponding neutrino density is estimated to be less than 0.0062.
Cosmic acceleration
Independent lines of evidence from Type Ia supernovae and the CMB imply that the universe today is dominated by a mysterious form of energy known as dark energy, which appears to homogeneously permeate all of space. Observations suggest that 73% of the total energy density of the present day universe is in this form. When the universe was very young it was likely infused with dark energy, but with everything closer together, gravity predominated, braking the expansion. Eventually, after billions of years of expansion, the declining density of matter relative to the density of dark energy allowed the expansion of the universe to begin to accelerate.
Dark energy in its simplest formulation is modeled by a cosmological constant term in Einstein field equations of general relativity, but its composition and mechanism are unknown. More generally, the details of its equation of state and relationship with the Standard Model of particle physics continue to be investigated both through observation and theory.
All of this cosmic evolution after the inflationary epoch can be rigorously described and modeled by the lambda-CDM model of cosmology, which uses the independent frameworks of quantum mechanics and general relativity. There are no easily testable models that would describe the situation prior to approximately 10−15 seconds. Understanding this earliest of eras in the history of the universe is one of the greatest unsolved problems in physics.
Concept history
Etymology
English astronomer Fred Hoyle is credited with coining the term "Big Bang" during a talk for a March 1949 BBC Radio broadcast, saying: "These theories were based on the hypothesis that all the matter in the universe was created in one big bang at a particular time in the remote past." However, it did not catch on until the 1970s.
It is popularly reported that Hoyle, who favored an alternative "steady-state" cosmological model, intended this to be pejorative, but Hoyle explicitly denied this and said it was just a striking image meant to highlight the difference between the two models. Helge Kragh writes that the evidence for the claim that it was meant as a pejorative is "unconvincing", and mentions a number of indications that it was not a pejorative.
The term itself has been argued to be a misnomer because it evokes an explosion. The argument is that whereas an explosion suggests expansion into a surrounding space, the Big Bang only describes the intrinsic expansion of the contents of the universe. Another issue pointed out by Santhosh Mathew is that bang implies sound, which is not an important feature of the model. An attempt to find a more suitable alternative was not successful.
Development
The Big Bang models developed from observations of the structure of the universe and from theoretical considerations. In 1912, Vesto Slipher measured the first Doppler shift of a "spiral nebula" (spiral nebula is the obsolete term for spiral galaxies), and soon discovered that almost all such nebulae were receding from Earth. He did not grasp the cosmological implications of this fact, and indeed at the time it was highly controversial whether or not these nebulae were "island universes" outside our Milky Way. Ten years later, Alexander Friedmann, a Russian cosmologist and mathematician, derived the Friedmann equations from the Einstein field equations, showing that the universe might be expanding in contrast to the static universe model advocated by Albert Einstein at that time.
In 1924, American astronomer Edwin Hubble's measurement of the great distance to the nearest spiral nebulae showed that these systems were indeed other galaxies. Starting that same year, Hubble painstakingly developed a series of distance indicators, the forerunner of the cosmic distance ladder, using the Hooker telescope at Mount Wilson Observatory. This allowed him to estimate distances to galaxies whose redshifts had already been measured, mostly by Slipher. In 1929, Hubble discovered a correlation between distance and recessional velocity—now known as Hubble's law.
Independently deriving Friedmann's equations in 1927, Georges Lemaître, a Belgian physicist and Roman Catholic priest, proposed that the recession of the nebulae was due to the expansion of the universe. He inferred the relation that Hubble would later observe, given the cosmological principle. In 1931, Lemaître went further and suggested that the evident expansion of the universe, if projected back in time, meant that the further in the past the smaller the universe was, until at some finite time in the past all the mass of the universe was concentrated into a single point, a "primeval atom" where and when the fabric of time and space came into existence.
In the 1920s and 1930s, almost every major cosmologist preferred an eternal steady-state universe, and several complained that the beginning of time implied by the Big Bang imported religious concepts into physics; this objection was later repeated by supporters of the steady-state theory. This perception was enhanced by the fact that the originator of the Big Bang concept, Lemaître, was a Roman Catholic priest. Arthur Eddington agreed with Aristotle that the universe did not have a beginning in time, viz., that matter is eternal. A beginning in time was "repugnant" to him. Lemaître, however, disagreed:
During the 1930s, other ideas were proposed as non-standard cosmologies to explain Hubble's observations, including the Milne model, the oscillatory universe (originally suggested by Friedmann, but advocated by Albert Einstein and Richard C. Tolman) and Fritz Zwicky's tired light hypothesis.
After World War II, two distinct possibilities emerged. One was Fred Hoyle's steady-state model, whereby new matter would be created as the universe seemed to expand. In this model the universe is roughly the same at any point in time. The other was Lemaître's Big Bang theory, advocated and developed by George Gamow, who introduced BBN and whose associates, Ralph Alpher and Robert Herman, predicted the CMB. Ironically, it was Hoyle who coined the phrase that came to be applied to Lemaître's theory, referring to it as "this big bang idea" during a BBC Radio broadcast in March 1949. For a while, support was split between these two theories. Eventually, the observational evidence, most notably from radio source counts, began to favor Big Bang over steady state. The discovery and confirmation of the CMB in 1964 secured the Big Bang as the best theory of the origin and evolution of the universe.
In 1968 and 1970, Roger Penrose, Stephen Hawking, and George F. R. Ellis published papers where they showed that mathematical singularities were an inevitable initial condition of relativistic models of the Big Bang. Then, from the 1970s to the 1990s, cosmologists worked on characterizing the features of the Big Bang universe and resolving outstanding problems. In 1981, Alan Guth made a breakthrough in theoretical work on resolving certain outstanding theoretical problems in the Big Bang models with the introduction of an epoch of rapid expansion in the early universe he called "inflation". Meanwhile, during these decades, two questions in observational cosmology that generated much discussion and disagreement were over the precise values of the Hubble Constant and the matter-density of the universe (before the discovery of dark energy, thought to be the key predictor for the eventual fate of the universe).
In the mid-1990s, observations of certain globular clusters appeared to indicate that they were about 15 billion years old, which conflicted with most then-current estimates of the age of the universe (and indeed with the age measured today). This issue was later resolved when new computer simulations, which included the effects of mass loss due to stellar winds, indicated a much younger age for globular clusters.
Significant progress in Big Bang cosmology has been made since the late 1990s as a result of advances in telescope technology as well as the analysis of data from satellites such as the Cosmic Background Explorer (COBE), the Hubble Space Telescope and WMAP. Cosmologists now have fairly precise and accurate measurements of many of the parameters of the Big Bang model, and have made the unexpected discovery that the expansion of the universe appears to be accelerating.
Observational evidence
The earliest and most direct observational evidence of the validity of the theory are the expansion of the universe according to Hubble's law (as indicated by the redshifts of galaxies), discovery and measurement of the cosmic microwave background and the relative abundances of light elements produced by Big Bang nucleosynthesis (BBN). More recent evidence includes observations of galaxy formation and evolution, and the distribution of large-scale cosmic structures, These are sometimes called the "four pillars" of the Big Bang models.
Precise modern models of the Big Bang appeal to various exotic physical phenomena that have not been observed in terrestrial laboratory experiments or incorporated into the Standard Model of particle physics. Of these features, dark matter is currently the subject of most active laboratory investigations. Remaining issues include the cuspy halo problem and the dwarf galaxy problem of cold dark matter. Dark energy is also an area of intense interest for scientists, but it is not clear whether direct detection of dark energy will be possible. Inflation and baryogenesis remain more speculative features of current Big Bang models. Viable, quantitative explanations for such phenomena are still being sought. These are unsolved problems in physics.
Hubble's law and the expansion of the universe
Observations of distant galaxies and quasars show that these objects are redshifted: the light emitted from them has been shifted to longer wavelengths. This can be seen by taking a frequency spectrum of an object and matching the spectroscopic pattern of emission or absorption lines corresponding to atoms of the chemical elements interacting with the light. These redshifts are uniformly isotropic, distributed evenly among the observed objects in all directions. If the redshift is interpreted as a Doppler shift, the recessional velocity of the object can be calculated. For some galaxies, it is possible to estimate distances via the cosmic distance ladder. When the recessional velocities are plotted against these distances, a linear relationship known as Hubble's law is observed:
where
is the recessional velocity of the galaxy or other distant object,
is the proper distance to the object, and
is Hubble's constant, measured to be km/s/Mpc by the WMAP.
Hubble's law implies that the universe is uniformly expanding everywhere. This cosmic expansion was predicted from general relativity by Friedmann in 1922 and Lemaître in 1927, well before Hubble made his 1929 analysis and observations, and it remains the cornerstone of the Big Bang model as developed by Friedmann, Lemaître, Robertson, and Walker.
The theory requires the relation to hold at all times, where is the proper distance, v is the recessional velocity, and , , and vary as the universe expands (hence we write to denote the present-day Hubble "constant"). For distances much smaller than the size of the observable universe, the Hubble redshift can be thought of as the Doppler shift corresponding to the recession velocity . For distances comparable to the size of the observable universe, the attribution of the cosmological redshift becomes more ambiguous, although its interpretation as a kinematic Doppler shift remains the most natural one.
An unexplained discrepancy with the determination of the Hubble constant is known as Hubble tension. Techniques based on observation of the CMB suggest a lower value of this constant compared to the quantity derived from measurements based on the cosmic distance ladder.
Cosmic microwave background radiation
In 1964, Arno Penzias and Robert Wilson serendipitously discovered the cosmic background radiation, an omnidirectional signal in the microwave band. Their discovery provided substantial confirmation of the big-bang predictions by Alpher, Herman and Gamow around 1950. Through the 1970s, the radiation was found to be approximately consistent with a blackbody spectrum in all directions; this spectrum has been redshifted by the expansion of the universe, and today corresponds to approximately 2.725 K. This tipped the balance of evidence in favor of the Big Bang model, and Penzias and Wilson were awarded the 1978 Nobel Prize in Physics.
The surface of last scattering corresponding to emission of the CMB occurs shortly after recombination, the epoch when neutral hydrogen becomes stable. Prior to this, the universe comprised a hot dense photon-baryon plasma sea where photons were quickly scattered from free charged particles. Peaking at around , the mean free path for a photon becomes long enough to reach the present day and the universe becomes transparent.
In 1989, NASA launched COBE, which made two major advances: in 1990, high-precision spectrum measurements showed that the CMB frequency spectrum is an almost perfect blackbody with no deviations at a level of 1 part in 104, and measured a residual temperature of 2.726 K (more recent measurements have revised this figure down slightly to 2.7255 K); then in 1992, further COBE measurements discovered tiny fluctuations (anisotropies) in the CMB temperature across the sky, at a level of about one part in 105. John C. Mather and George Smoot were awarded the 2006 Nobel Prize in Physics for their leadership in these results.
During the following decade, CMB anisotropies were further investigated by a large number of ground-based and balloon experiments. In 2000–2001, several experiments, most notably BOOMERanG, found the shape of the universe to be spatially almost flat by measuring the typical angular size (the size on the sky) of the anisotropies.
In early 2003, the first results of the Wilkinson Microwave Anisotropy Probe were released, yielding what were at the time the most accurate values for some of the cosmological parameters. The results disproved several specific cosmic inflation models, but are consistent with the inflation theory in general. The Planck space probe was launched in May 2009. Other ground and balloon-based cosmic microwave background experiments are ongoing.
Abundance of primordial elements
Using Big Bang models, it is possible to calculate the expected concentration of the isotopes helium-4 (4He), helium-3 (3He), deuterium (2H), and lithium-7 (7Li) in the universe as ratios to the amount of ordinary hydrogen. The relative abundances depend on a single parameter, the ratio of photons to baryons. This value can be calculated independently from the detailed structure of CMB fluctuations. The ratios predicted (by mass, not by abundance) are about 0.25 for 4He:H, about 10−3 for 2H:H, about 10−4 for 3He:H, and about 10−9 for 7Li:H.
The measured abundances all agree at least roughly with those predicted from a single value of the baryon-to-photon ratio. The agreement is excellent for deuterium, close but formally discrepant for 4He, and off by a factor of two for 7Li (this anomaly is known as the cosmological lithium problem); in the latter two cases, there are substantial systematic uncertainties. Nonetheless, the general consistency with abundances predicted by BBN is strong evidence for the Big Bang, as the theory is the only known explanation for the relative abundances of light elements, and it is virtually impossible to "tune" the Big Bang to produce much more or less than 20–30% helium. Indeed, there is no obvious reason outside of the Big Bang that, for example, the young universe before star formation, as determined by studying matter supposedly free of stellar nucleosynthesis products, should have more helium than deuterium or more deuterium than 3He, and in constant ratios, too.
Galactic evolution and distribution
Detailed observations of the morphology and distribution of galaxies and quasars are in agreement with the current Big Bang models. A combination of observations and theory suggest that the first quasars and galaxies formed within a billion years after the Big Bang, and since then, larger structures have been forming, such as galaxy clusters and superclusters.
Populations of stars have been aging and evolving, so that distant galaxies (which are observed as they were in the early universe) appear very different from nearby galaxies (observed in a more recent state). Moreover, galaxies that formed relatively recently, appear markedly different from galaxies formed at similar distances but shortly after the Big Bang. These observations are strong arguments against the steady-state model. Observations of star formation, galaxy and quasar distributions and larger structures, agree well with Big Bang simulations of the formation of structure in the universe, and are helping to complete details of the theory.
Primordial gas clouds
In 2011, astronomers found what they believe to be pristine clouds of primordial gas by analyzing absorption lines in the spectra of distant quasars. Before this discovery, all other astronomical objects have been observed to contain heavy elements that are formed in stars. Despite being sensitive to carbon, oxygen, and silicon, these three elements were not detected in these two clouds. Since the clouds of gas have no detectable levels of heavy elements, they likely formed in the first few minutes after the Big Bang, during BBN.
Other lines of evidence
The age of the universe as estimated from the Hubble expansion and the CMB is now in agreement with other estimates using the ages of the oldest stars, both as measured by applying the theory of stellar evolution to globular clusters and through radiometric dating of individual Population II stars. It is also in agreement with age estimates based on measurements of the expansion using Type Ia supernovae and measurements of temperature fluctuations in the cosmic microwave background. The agreement of independent measurements of this age supports the Lambda-CDM (ΛCDM) model, since the model is used to relate some of the measurements to an age estimate, and all estimates turn agree. Still, some observations of objects from the relatively early universe (in particular quasar APM 08279+5255) raise concern as to whether these objects had enough time to form so early in the ΛCDM model.
The prediction that the CMB temperature was higher in the past has been experimentally supported by observations of very low temperature absorption lines in gas clouds at high redshift. This prediction also implies that the amplitude of the Sunyaev–Zel'dovich effect in clusters of galaxies does not depend directly on redshift. Observations have found this to be roughly true, but this effect depends on cluster properties that do change with cosmic time, making precise measurements difficult.
Future observations
Future gravitational-wave observatories might be able to detect primordial gravitational waves, relics of the early universe, up to less than a second after the Big Bang.
Problems and related issues in physics
As with any theory, a number of mysteries and problems have arisen as a result of the development of the Big Bang models. Some of these mysteries and problems have been resolved while others are still outstanding. Proposed solutions to some of the problems in the Big Bang model have revealed new mysteries of their own. For example, the horizon problem, the magnetic monopole problem, and the flatness problem are most commonly resolved with inflation theory, but the details of the inflationary universe are still left unresolved and many, including some founders of the theory, say it has been disproven. What follows are a list of the mysterious aspects of the Big Bang concept still under intense investigation by cosmologists and astrophysicists.
Baryon asymmetry
It is not yet understood why the universe has more matter than antimatter. It is generally assumed that when the universe was young and very hot it was in statistical equilibrium and contained equal numbers of baryons and antibaryons. However, observations suggest that the universe, including its most distant parts, is made almost entirely of normal matter, rather than antimatter. A process called baryogenesis was hypothesized to account for the asymmetry. For baryogenesis to occur, the Sakharov conditions must be satisfied. These require that baryon number is not conserved, that C-symmetry and CP-symmetry are violated and that the universe depart from thermodynamic equilibrium. All these conditions occur in the Standard Model, but the effects are not strong enough to explain the present baryon asymmetry.
Dark energy
Measurements of the redshift–magnitude relation for type Ia supernovae indicate that the expansion of the universe has been accelerating since the universe was about half its present age. To explain this acceleration, general relativity requires that much of the energy in the universe consists of a component with large negative pressure, dubbed "dark energy".
Dark energy, though speculative, solves numerous problems. Measurements of the cosmic microwave background indicate that the universe is very nearly spatially flat, and therefore according to general relativity the universe must have almost exactly the critical density of mass/energy. But the mass density of the universe can be measured from its gravitational clustering, and is found to have only about 30% of the critical density. Since theory suggests that dark energy does not cluster in the usual way it is the best explanation for the "missing" energy density. Dark energy also helps to explain two geometrical measures of the overall curvature of the universe, one using the frequency of gravitational lenses, and the other using the characteristic pattern of the large-scale structure as a cosmic ruler.
Negative pressure is believed to be a property of vacuum energy, but the exact nature and existence of dark energy remains one of the great mysteries of the Big Bang. Results from the WMAP team in 2008 are in accordance with a universe that consists of 73% dark energy, 23% dark matter, 4.6% regular matter and less than 1% neutrinos. According to theory, the energy density in matter decreases with the expansion of the universe, but the dark energy density remains constant (or nearly so) as the universe expands. Therefore, matter made up a larger fraction of the total energy of the universe in the past than it does today, but its fractional contribution will fall in the far future as dark energy becomes even more dominant.
The dark energy component of the universe has been explained by theorists using a variety of competing theories including Einstein's cosmological constant but also extending to more exotic forms of quintessence or other modified gravity schemes. A cosmological constant problem, sometimes called the "most embarrassing problem in physics", results from the apparent discrepancy between the measured energy density of dark energy, and the one naively predicted from Planck units.
Dark matter
During the 1970s and the 1980s, various observations showed that there is not sufficient visible matter in the universe to account for the apparent strength of gravitational forces within and between galaxies. This led to the idea that up to 90% of the matter in the universe is dark matter that does not emit light or interact with normal baryonic matter. In addition, the assumption that the universe is mostly normal matter led to predictions that were strongly inconsistent with observations. In particular, the universe today is far more lumpy and contains far less deuterium than can be accounted for without dark matter. While dark matter has always been controversial, it is inferred by various observations: the anisotropies in the CMB, galaxy cluster velocity dispersions, large-scale structure distributions, gravitational lensing studies, and X-ray measurements of galaxy clusters.
Indirect evidence for dark matter comes from its gravitational influence on other matter, as no dark matter particles have been observed in laboratories. Many particle physics candidates for dark matter have been proposed, and several projects to detect them directly are underway.
Additionally, there are outstanding problems associated with the currently favored cold dark matter model which include the dwarf galaxy problem and the cuspy halo problem. Alternative theories have been proposed that do not require a large amount of undetected matter, but instead modify the laws of gravity established by Newton and Einstein; yet no alternative theory has been as successful as the cold dark matter proposal in explaining all extant observations.
Horizon problem
The horizon problem results from the premise that information cannot travel faster than light. In a universe of finite age this sets a limit—the particle horizon—on the separation of any two regions of space that are in causal contact. The observed isotropy of the CMB is problematic in this regard: if the universe had been dominated by radiation or matter at all times up to the epoch of last scattering, the particle horizon at that time would correspond to about 2 degrees on the sky. There would then be no mechanism to cause wider regions to have the same temperature.
A resolution to this apparent inconsistency is offered by inflation theory in which a homogeneous and isotropic scalar energy field dominates the universe at some very early period (before baryogenesis). During inflation, the universe undergoes exponential expansion, and the particle horizon expands much more rapidly than previously assumed, so that regions presently on opposite sides of the observable universe are well inside each other's particle horizon. The observed isotropy of the CMB then follows from the fact that this larger region was in causal contact before the beginning of inflation.
Heisenberg's uncertainty principle predicts that during the inflationary phase there would be quantum thermal fluctuations, which would be magnified to a cosmic scale. These fluctuations served as the seeds for all the current structures in the universe. Inflation predicts that the primordial fluctuations are nearly scale invariant and Gaussian, which has been confirmed by measurements of the CMB.
A related issue to the classic horizon problem arises because in most standard cosmological inflation models, inflation ceases well before electroweak symmetry breaking occurs, so inflation should not be able to prevent large-scale discontinuities in the electroweak vacuum since distant parts of the observable universe were causally separate when the electroweak epoch ended.
Magnetic monopoles
The magnetic monopole objection was raised in the late 1970s. Grand unified theories (GUTs) predicted topological defects in space that would manifest as magnetic monopoles. These objects would be produced efficiently in the hot early universe, resulting in a density much higher than is consistent with observations, given that no monopoles have been found. This problem is resolved by cosmic inflation, which removes all point defects from the observable universe, in the same way that it drives the geometry to flatness.
Flatness problem
The flatness problem (also known as the oldness problem) is an observational problem associated with a FLRW. The universe may have positive, negative, or zero spatial curvature depending on its total energy density. Curvature is negative if its density is less than the critical density; positive if greater; and zero at the critical density, in which case space is said to be flat. Observations indicate the universe is consistent with being flat.
The problem is that any small departure from the critical density grows with time, and yet the universe today remains very close to flat. Given that a natural timescale for departure from flatness might be the Planck time, 10−43 seconds, the fact that the universe has reached neither a heat death nor a Big Crunch after billions of years requires an explanation. For instance, even at the relatively late age of a few minutes (the time of nucleosynthesis), the density of the universe must have been within one part in 1014 of its critical value, or it would not exist as it does today.
Misconceptions
One of the common misconceptions about the Big Bang model is that it fully explains the origin of the universe. However, the Big Bang model does not describe how energy, time, and space were caused, but rather it describes the emergence of the present universe from an ultra-dense and high-temperature initial state. It is misleading to visualize the Big Bang by comparing its size to everyday objects. When the size of the universe at Big Bang is described, it refers to the size of the observable universe, and not the entire universe.
Another common misconception is that the Big Bang must be understood as the expansion of space and not in terms of the contents of space exploding apart. In fact, either description can be accurate. The expansion of space (implied by the FLRW metric) is only a mathematical convention, corresponding to a choice of coordinates on spacetime. There is no generally covariant sense in which space expands.
The recession speeds associated with Hubble's law are not velocities in a relativistic sense (for example, they are not related to the spatial components of 4-velocities). Therefore, it is not remarkable that according to Hubble's law, galaxies farther than the Hubble distance recede faster than the speed of light. Such recession speeds do not correspond to faster-than-light travel.
Many popular accounts attribute the cosmological redshift to the expansion of space. This can be misleading because the expansion of space is only a coordinate choice. The most natural interpretation of the cosmological redshift is that it is a Doppler shift.
Implications
Given current understanding, scientific extrapolations about the future of the universe are only possible for finite durations, albeit for much longer periods than the current age of the universe. Anything beyond that becomes increasingly speculative. Likewise, at present, a proper understanding of the origin of the universe can only be subject to conjecture.
Pre–Big Bang cosmology
The Big Bang explains the evolution of the universe from a starting density and temperature that is well beyond humanity's capability to replicate, so extrapolations to the most extreme conditions and earliest times are necessarily more speculative. Lemaître called this initial state the "primeval atom" while Gamow called the material "ylem". How the initial state of the universe originated is still an open question, but the Big Bang model does constrain some of its characteristics. For example, specific laws of nature most likely came to existence in a random way, but as inflation models show, some combinations of these are far more probable. A flat universe implies a balance between gravitational potential energy and other energy forms, requiring no additional energy to be created.
The Big Bang theory, built upon the equations of classical general relativity, indicates a singularity at the origin of cosmic time, and such an infinite energy density may be a physical impossibility. However, the physical theories of general relativity and quantum mechanics as currently realized are not applicable before the Planck epoch, and correcting this will require the development of a correct treatment of quantum gravity. Certain quantum gravity treatments, such as the Wheeler–DeWitt equation, imply that time itself could be an emergent property. As such, physics may conclude that time did not exist before the Big Bang.
While it is not known what could have preceded the hot dense state of the early universe or how and why it originated, or even whether such questions are sensible, speculation abounds on the subject of "cosmogony".
Some speculative proposals in this regard, each of which entails untested hypotheses, are:
The simplest models, in which the Big Bang was caused by quantum fluctuations. That scenario had very little chance of happening, but, according to the totalitarian principle, even the most improbable event will eventually happen. It took place instantly, in our perspective, due to the absence of perceived time before the Big Bang.
Emergent Universe models, which feature a low-activity past-eternal era before the Big Bang, resembling ancient ideas of a cosmic egg and birth of the world out of primordial chaos.
Models in which the whole of spacetime is finite, including the Hartle–Hawking no-boundary condition. For these cases, the Big Bang does represent the limit of time but without a singularity. In such a case, the universe is self-sufficient.
Brane cosmology models, in which inflation is due to the movement of branes in string theory; the pre-Big Bang model; the ekpyrotic model, in which the Big Bang is the result of a collision between branes; and the cyclic model, a variant of the ekpyrotic model in which collisions occur periodically. In the latter model the Big Bang was preceded by a Big Crunch and the universe cycles from one process to the other.
Eternal inflation, in which universal inflation ends locally here and there in a random fashion, each end-point leading to a bubble universe, expanding from its own big bang.
Proposals in the last two categories see the Big Bang as an event in either a much larger and older universe or in a multiverse.
Ultimate fate of the universe
Before observations of dark energy, cosmologists considered two scenarios for the future of the universe. If the mass density of the universe were greater than the critical density, then the universe would reach a maximum size and then begin to collapse. It would become denser and hotter again, ending with a state similar to that in which it started—a Big Crunch.
Alternatively, if the density in the universe were equal to or below the critical density, the expansion would slow down but never stop. Star formation would cease with the consumption of interstellar gas in each galaxy; stars would burn out, leaving white dwarfs, neutron stars, and black holes. Collisions between these would result in mass accumulating into larger and larger black holes. The average temperature of the universe would very gradually asymptotically approach absolute zero—a Big Freeze. Moreover, if protons are unstable, then baryonic matter would disappear, leaving only radiation and black holes. Eventually, black holes would evaporate by emitting Hawking radiation. The entropy of the universe would increase to the point where no organized form of energy could be extracted from it, a scenario known as heat death.
Modern observations of accelerating expansion imply that more and more of the currently visible universe will pass beyond our event horizon and out of contact with us. The eventual result is not known. The ΛCDM model of the universe contains dark energy in the form of a cosmological constant. This theory suggests that only gravitationally bound systems, such as galaxies, will remain together, and they too will be subject to heat death as the universe expands and cools. Other explanations of dark energy, called phantom energy theories, suggest that ultimately galaxy clusters, stars, planets, atoms, nuclei, and matter itself will be torn apart by the ever-increasing expansion in a so-called Big Rip.
Religious and philosophical interpretations
As a description of the origin of the universe, the Big Bang has significant bearing on religion and philosophy. As a result, it has become one of the liveliest areas in the discourse between science and religion. Some believe the Big Bang implies a creator, while others argue that Big Bang cosmology makes the notion of a creator superfluous.
See also
, a Big Bang speculation
. Also known as the Big Chill and the Big Freeze
, a discredited theory that denied the Big Bang and posited that the universe always existed
Notes
References
Bibliography
"Reprinted from Astrophysics and Space Science Volumes 269–270, Nos. 1–4, 1999".
"Lectures presented at the XX Canary Islands Winter School of Astrophysics, held in Tenerife, Spain, November 17–18, 2008."
"Symposium held in Dallas, Tex., Dec. 11-16, 1988."
The 2004 edition of the book is available from the Internet Archive. Retrieved 20 December 2019.
Further reading
1st edition is available from the Internet Archive. Retrieved 23 December 2019.
External links
Once Upon a Universe – STFC funded project explaining the history of the universe in easy-to-understand language
"Big Bang Cosmology" – NASA/WMAP Science Team
"The Big Bang" – NASA Science
"Big Bang, Big Bewilderment" – Big bang model with animated graphics by Johannes Koelman
"The Trouble With "The Big Bang"" – A rash of recent articles illustrates a longstanding confusion over the famous term. by Sabine Hossenfelde
Physical cosmology
Concepts in astronomy
Astronomical events
Scientific models
Origins
Beginnings |
4124 | https://en.wikipedia.org/wiki/Bantu%20languages | Bantu languages | The Bantu languages (English: , Proto-Bantu: *bantʊ̀) are a language family of about 600 languages that are spoken by the Bantu peoples of Central, Southern, Eastern and Southeast Africa. They form the largest branch of the Southern Bantoid languages.
The total number of Bantu languages is estimated at between 440 and 680 distinct languages, depending on the definition of "language" versus "dialect". Many Bantu languages borrow words from each other, and some are mutually intelligible.
The total number of Bantu speakers is estimated to be around 350 million in 2015 (roughly 30% of the population of Africa or 5% of the world population). Bantu languages are largely spoken southeast of Cameroon, and throughout Central, Southern, Eastern, and Southeast Africa. About one-sixth of Bantu speakers, and one-third of Bantu languages, are found in the Democratic Republic of the Congo.
The most widely spoken Bantu language by number of speakers is Swahili, with 16 million native speakers and 80 million L2 speakers (2015). Most native speakers of Swahili live in Tanzania, where it is a national language, while as a second language it is taught as a mandatory subject in many schools in East Africa, and is a lingua franca of the East African Community.
Other major Bantu languages include Lingala with more than 20 million speakers (Congo, DRC), Zulu with 12 million speakers (South Africa), Xhosa with 8.2 million speakers (South Africa and Zimbabwe), and Shona with less than 10 million speakers (if Manyika and Ndau are included), while Sotho-Tswana languages (Sotho, Tswana and Pedi) have more than 15 million speakers (across Botswana, Lesotho, South Africa, and Zambia). Zimbabwe has Kalanga, Matebele, Nambiya, and Xhosa speakers. Ethnologue separates the largely mutually intelligible Kinyarwanda and Kirundi, which together have 20 million speakers.
Name
The similarity among dispersed Bantu languages had been observed as early as the 17th century. The term Bantu as a name for the group was coined (as Bâ-ntu) by Wilhelm Bleek in 1857 or 1858, and popularized in his Comparative Grammar of 1862. He coined the term to represent the word for "people" in loosely reconstructed Proto-Bantu, from the plural noun class prefix *ba- categorizing "people", and the root *ntʊ̀- "some (entity), any" (e.g. Xhosa umntu "person", abantu "people"; Zulu umuntu "person", abantu "people").
There is no indigenous term for the group, as Bantu-speaking populations refer to themselves by their endonyms, but did not have a concept for the larger ethno-linguistic phylum. Bleek's coinage was inspired by the anthropological observation of groups frequently self-identifying as "people" or "the true people" (as is the case, for example, with the term Khoikhoi, but this is a kare "praise address" and not an ethnic name).
The term narrow Bantu, excluding those languages classified as Bantoid by Guthrie (1948), was introduced in the 1960s.
The prefix ba- specifically refers to people. Endonymically, the term for cultural objects, including language, is formed with the ki- noun class (Nguni ísi-), as in KiSwahili (Swahili language and culture), IsiZulu (Zulu language and culture) and KiGanda (Ganda religion and culture).
In the 1980s, South African linguists suggested referring to these languages as KiNtu. The word kintu exists in some places, but it means "thing", with no relation to the concept of "language". In addition, delegates at the African Languages Association of Southern Africa conference in 1984 reported that, in some places, the term Kintu has a derogatory significance. This is because kintu refers to "things" and is used as a dehumanizing term for people who have lost their dignity.
In addition, Kintu is a figure in some mythologies.
In the 1990s, the term Kintu was still occasionally used by South African linguists. But in contemporary decolonial South African linguistics, the term Ntu languages is used.
Origin
The Bantu languages descend from a common Proto-Bantu language, which is believed to have been spoken in what is now Cameroon in Central Africa. An estimated 2,500–3,000 years ago (1000 BC to 500 BC), speakers of the Proto-Bantu language began a series of migrations eastward and southward, carrying agriculture with them. This Bantu expansion came to dominate Sub-Saharan Africa east of Cameroon, an area where Bantu peoples now constitute nearly the entire population. Some other sources estimate the Bantu Expansion started closer to 3000 BC.
The technical term Bantu, meaning "human beings" or simply "people", was first used by Wilhelm Bleek (1827–1875), as the concept is reflected in many of the languages of this group. A common characteristic of Bantu languages is that they use words such as muntu or mutu for "human being" or in simplistic terms "person", and the plural prefix for human nouns starting with mu- (class 1) in most languages is ba- (class 2), thus giving bantu for "people". Bleek, and later Carl Meinhof, pursued extensive studies comparing the grammatical structures of Bantu languages.
Classification
The most widely used classification is an alphanumeric coding system developed by Malcolm Guthrie in his 1948 classification of the Bantu languages. It is mainly geographic. The term "narrow Bantu" was coined by the Benue–Congo Working Group to distinguish Bantu as recognized by Guthrie, from the Bantoid languages not recognized as Bantu by Guthrie.
In recent times, the distinctiveness of Narrow Bantu as opposed to the other Southern Bantoid languages has been called into doubt (cf. Piron 1995, Williamson & Blench 2000, Blench 2011), but the term is still widely used.
There is no true genealogical classification of the (Narrow) Bantu languages. Until recently most attempted classifications only considered languages that happen to fall within traditional Narrow Bantu, but there seems to be a continuum with the related languages of South Bantoid.
At a broader level, the family is commonly split in two depending on the reflexes of proto-Bantu tone patterns: Many Bantuists group together parts of zones A through D (the extent depending on the author) as Northwest Bantu or Forest Bantu, and the remainder as Central Bantu or Savanna Bantu. The two groups have been described as having mirror-image tone systems: where Northwest Bantu has a high tone in a cognate, Central Bantu languages generally have a low tone, and vice versa.
Northwest Bantu is more divergent internally than Central Bantu, and perhaps less conservative due to contact with non-Bantu Niger–Congo languages; Central Bantu is likely the innovative line cladistically. Northwest Bantu is clearly not a coherent family, but even for Central Bantu the evidence is lexical, with little evidence that it is a historically valid group.
Another attempt at a detailed genetic classification to replace the Guthrie system is the 1999 "Tervuren" proposal of Bastin, Coupez, and Mann. However, it relies on lexicostatistics, which, because of its reliance on overall similarity rather than shared innovations, may predict spurious groups of conservative languages that are not closely related. Meanwhile, Ethnologue has added languages to the Guthrie classification which Guthrie overlooked, while removing the Mbam languages (much of zone A), and shifting some languages between groups (much of zones D and E to a new zone J, for example, and part of zone L to K, and part of M to F) in an apparent effort at a semi-genetic, or at least semi-areal, classification. This has been criticized for sowing confusion in one of the few unambiguous ways to distinguish Bantu languages. Nurse & Philippson (2006) evaluate many proposals for low-level groups of Bantu languages, but the result is not a complete portrayal of the family. Glottolog has incorporated many of these into their classification.
The languages that share Dahl's law may also form a valid group, Northeast Bantu. The infobox at right lists these together with various low-level groups that are fairly uncontroversial, though they continue to be revised. The development of a rigorous genealogical classification of many branches of Niger–Congo, not just Bantu, is hampered by insufficient data.
Computational phylogenetic classifications
Simplified phylogeny of northwestern branches of Bantu by Grollemund (2012):
Other computational phylogenetic analyses of Bantu include Currie et al. (2013), Grollemund et al. (2015), Rexova et al. 2006, Holden et al., 2016, and Whiteley et al. 2018.
Glottolog classification
Glottolog (2021) does not consider the older geographic classification by Guthrie relevant for its ongoing classification based on more recent linguistic studies, and Divides Bantu into four main branches (Bantu A-B10-B20-B30, Central-Western Bantu, East Bantu and Mbam-Bube-Jarawan).
Language structure
Guthrie reconstructed both the phonemic inventory and the vocabulary of Proto-Bantu.
The most prominent grammatical characteristic of Bantu languages is the extensive use of affixes (see Sotho grammar and Ganda noun classes for detailed discussions of these affixes). Each noun belongs to a class, and each language may have several numbered classes, somewhat like grammatical gender in European languages. The class is indicated by a prefix that is part of the noun, as well as agreement markers on verb and qualificative roots connected with the noun. Plural is indicated by a change of class, with a resulting change of prefix. All Bantu languages are agglutinative.
The verb has a number of prefixes, though in the western languages these are often treated as independent words. In Swahili, for example, Mtoto mdogo amekisoma (for comparison, Kamwana kadoko karikuverenga in Shona language) means 'The small child has read it [a book]'. Mtoto 'child' governs the adjective prefix m- (representing the diminutive form of the word) and the verb subject prefix a-. Then comes perfect tense -me- and an object marker -ki- agreeing with implicit kitabu 'book' (from Arabic kitab). Pluralizing to 'children' gives Watoto wadogo wamekisoma (Vana vadoko varikuverenga in Shona), and pluralizing to 'books' (vitabu) gives watoto wadogo wamevisoma.
Bantu words are typically made up of open syllables of the type CV (consonant-vowel) with most languages having syllables exclusively of this type. The Bushong language recorded by Vansina, however, has final consonants, while slurring of the final syllable (though written) is reported as common among the Tonga of Malawi. The morphological shape of Bantu words is typically CV, VCV, CVCV, VCVCV, etc.; that is, any combination of CV (with possibly a V- syllable at the start). In other words, a strong claim for this language family is that almost all words end in a vowel, precisely because closed syllables (CVC) are not permissible in most of the documented languages, as far as is understood.
This tendency to avoid consonant clusters in some positions is important when words are imported from English or other non-Bantu languages. An example from Chewa: the word "school", borrowed from English, and then transformed to fit the sound patterns of this language, is sukulu. That is, sk- has been broken up by inserting an epenthetic -u-; -u has also been added at the end of the word. Another example is buledi for "bread". Similar effects are seen in loanwords for other non-African CV languages like Japanese. However, a clustering of sounds at the beginning of a syllable can be readily observed in such languages as Shona, and the Makua languages.
With few exceptions, such as Kiswahili and Rutooro, Bantu languages are tonal and have two to four register tones.
Reduplication
Reduplication is a common morphological phenomenon in Bantu languages and is usually used to indicate frequency or intensity of the action signalled by the (unreduplicated) verb stem.
Example: in Swahili piga means "strike", pigapiga means "strike repeatedly".
Well-known words and names that have reduplication include:
Bafana Bafana, a football team
Chipolopolo, a football team
Eric Djemba-Djemba, a footballer
Lomana LuaLua, a footballer
Repetition emphasizes the repeated word in the context that it is used. For instance, "Mwenda pole hajikwai," while, "Pole pole ndio mwendo," has two to emphasize the consistency of slowness of the pace. The meaning of the former in translation is, "He who goes slowly doesn't trip," and that of the latter is, "A slow but steady pace wins the race." Haraka haraka would mean hurrying just for the sake of hurrying, reckless hurry, as in "Njoo! Haraka haraka" [come here! Hurry, hurry].
In contrast, there are some words in some of the languages in which reduplication has the opposite meaning. It usually denotes short durations, and or lower intensity of the action and also means a few repetitions or a little bit more.
Example 1: In Xitsonga and (Chi)Shona, famba means "walk" while famba-famba means "walk around".
Example 2: in isiZulu and SiSwati hamba means "go", hambahamba means "go a little bit, but not much".
Example 3: in both of the above languages shaya means "strike", shayashaya means "strike a few more times lightly, but not heavy strikes and not too many times".
Example 4: In Shona means "scratch", Kwenyakwenya means "scratch excessively or a lot".
Noun class
The following is a list of nominal classes in Bantu languages:
Syntax
Virtually all Bantu languages have a Subject–verb–object word order with some exceptions such as
the Nen language which has a Subject-Object-Verb word order.
By country
Following is an incomplete list of the principal Bantu languages of each country. Included are those languages that constitute at least 1% of the population and have at least 10% the number of speakers of the largest Bantu language in the country.
Most languages are referred to in English without the class prefix (Swahili, Tswana, Ndebele), but are sometimes seen with the (language-specific) prefix (Kiswahili, Setswana, Sindebele). In a few cases prefixes are used to distinguish languages with the same root in their name, such as Tshiluba and Kiluba (both Luba), Umbundu and Kimbundu (both Mbundu). The prefixless form typically does not occur in the language itself, but is the basis for other words based on the ethnicity. So, in the country of Botswana the people are the Batswana, one person is a Motswana, and the language is Setswana; and in Uganda, centred on the kingdom of Buganda, the dominant ethnicity are the Baganda (singular Muganda), whose language is Luganda.
Lingua franca
Swahili (Kiswahili) (350,000; tens of millions as L2)
Angola
South Mbundu (Umbundu) (4 million)
Central North Mbundu (Kimbundu) (3 million)
North Bakongo (Kikongo) (576,800)
Ovambo (Ambo) (Oshiwambo) (500,000)
Luvale (Chiluvale) (500,000)
Chokwe (Chichokwe) (500,000)
Botswana
Tswana (Setswana) (1.6 million)
Kalanga (Ikalanga) (150,000)
Burundi
Swahili is recognized national language
Kirundi (8.5 – 10.5 million)
Cameroon
Beti (1.7 million: 900,000 Bulu, 600,000 Ewondo, 120,000 Fang, 60,000 Eton, 30,000 Bebele)
Basaa (230,000)
Duala (350,000)
Manenguba languages (230,000)
Central African Republic
Mbati (60,000)
Aka (30,000)
Pande (8,870)
Ngando (5,000)
Ukhwejo
Kako
Mpiemo
Bodo
Kari
Democratic Republic of the Congo
Swahili is recognized national language
Lingala (Ngala) (2 million; 7 million with L2 speakers)
Luba-Kasai (Tshiluba) (6.5 million)
Kituba (4.5 million), a Bantu creole
Kongo (Kikongo) (3.5 million)
Luba-Katanga (Kiluba) (1.5+ million)
Songe (Lusonge) (1+ million)
Nande (Orundandi) (1 million)
Tetela (Otetela) (800,000)
Yaka (Iyaka) (700,000+)
Shi (700,000)
Yombe (Kiyombe) (670,000)
Lele (Bashilele) (26,000)
Equatorial Guinea
Beti (Fang) (300,000)
Bube (40,000)
Eswatini (formerly Swaziland)
Swazi (Siswati) (1 million)
Gabon
Baka
Barama
Bekwel
Benga
Bubi
Bwisi
Duma
Fang (500,000)
Kendell
Kanin
Sake
Sangu
Seki
Sighu
Simba
Sira
Northern Teke
Western Teke
Tsaangi
Tsogo
Vili (3,600)
Vumbu
Wandji
Wumbvu
Yangho
Yasa
Kenya
Swahili and English are national languages
Gikuyu (8 million)
Luhya (6.8 million)
Kamba (4 million)
Meru (Kimeru) (2.7 million)
Gusii (2 million)
Mijikenda
Taita
Embu
Mbeere
Giriama
Lesotho
Sesotho (1.8 million)
Zulu (Isizulu) (300,000)
Malawi
Chewa (Nyanja) (Chichewa) (7 million)
Tumbuka (1 million)
Yao (1 million)
Mozambique
Swahili is recognized national language
Makhuwa (4 million; 7.4 million all Makua)
Tsonga (Xitsonga) (3.1 million)
Shona (Ndau) (1.6 million)
Lomwe (1.5 million)
Sena (1.3 million)
Tswa (1.2 million)
Chuwabu (1.0 million)
Chopi (800,000)
Ronga (700,000)
Chewa (Nyanja) (Chichewa) (600,000)
Yao (Chiyao) (500,000)
Nyungwe (Cinyungwe/Nhungue)(400,000)
Tonga (400,000)
Makonde (400,000)
Nathembo (25,000)
Namibia
Ovambo (Ambo, Oshiwambo) (1,500,000)
Herero (200,000)
Nigeria
Jarawa (250,000)
Mbula-Bwazza (100,000)
Kulung (40,000)
Bile (38,000)
Lame (10,000)
Mama (2,000–3,000)
Shiki (1,200)
Gwa
Labir
Dulbu
Republic of the Congo (Congo-Brazzaville)
Kituba (1.2+ million) [a Bantu creole]
Kongo (Kikongo) (1.0 million)
Teke languages (500,000)
Yombe (350,000)
Suundi (120,000)
Mbosi (110,000)
Lingala (100,000; ? L2 speakers)
Rwanda
Swahili, Kinyarwanda, English and French are official languages
Kinyarwanda (Kinyarwanda) (10 – 12 million)
Somalia
Swahili (Mwini dialect)
Chimwini
Mushungulu
South Africa
According to the South African National Census of 2011
Zulu (Isizulu) (11,587,374)
Xhosa (Isixhosa) (8,154,258)
Sepedi(4,618,576)
Tswana (Setswana) (4,067,248)
Sotho (Sesotho) (3,849,563)
Tsonga (Xitsonga) (2,277,148)
Swazi (Siswati) (1,297,046)
Venda (Tshivenda) (1,209,388)
Southern Ndebele (Transvaal Ndebele) (1,090,223)
Total Nguni: 22,406,049 (61.98%)
Total Sotho-Tswana: 13,744,775 (38.02%)
Total official indigenous language speakers: 36,150,824 (69.83%)
Tanzania
Swahili is the national language
Sukuma (5.5 million)
Gogo (1.5 million)
Haya (Kihaya) (1.3 million)
Chaga (Kichaga) (1.2+ million : 600,000 Mochi, 300,000+ Machame, 300,000+ Vunjo)
Nyamwezi (1.0 million)
Makonde (1.0 million)
Ha (1.0 million)
Nyakyusa (800,000)
Hehe (800,000)
Luguru (700,000)
Bena (600,000)
Shambala (650,000)
Nyaturu (600,000)
Uganda
Swahili and English are official languages
Luganda (9,295,300)
Runyankore (4,436,000)
Lusoga (3,904,600)
Rukiga (3,129,000)
Masaba (Lumasaba) (2.7 million)
Runyoro (1,273,000)
Konjo (1,118,000)
Rutooro (1,111,000)
Lugwere (816,000)
Kinyarwanda (750,000)
Samia (684,000)
Ruuli (250,000)
Talinga Bwisi (133,000)
Gungu (110,000)
Amba (56,000)
Singa
Zambia
Aushi (Unknown)
Bemba (3.3 million)
Tonga (1.0 million)
Chewa (Nyanja) (Chichewa) (800,000)
Kaonde (240,000)
Lozi (Silozi) (600,000)
Lala-Bisa (600,000)
Nsenga (550,000)
Tumbuka (Chitumbuka) (500,000)
Lunda (450,000)
Nyiha (400,000+)
Mambwe-Lungu (400,000)
Zimbabwe
Shona languages (15 million incl. Karanga, Zezuru, Korekore, Ndau, Manyika)
Northern Ndebele (IsiNdebele) (estimated 2 million)
Tonga
Chewa/ Nyanja (Chichewa/ChiNyanja)
Venda
Kalanga
Geographic areas
Map 1 shows Bantu languages in Africa and map 2 a magnification of the Benin, Nigeria and Cameroon area, as of July 2017.
Bantu words popularised in western cultures
A case has been made out for borrowings of many place-names and even misremembered rhymes – chiefly from one of the Luba varieties – in the USA.
Some words from various Bantu languages have been borrowed into western languages. These include:
Writing systems
Along with the Latin script and Arabic script orthographies, there are also some modern indigenous writing systems used for Bantu languages:
The Mwangwego alphabet is an abugida created in 1979 that is sometimes used to write the Chewa language and other languages of Malawi.
The Mandombe script is an abugida that is used to write the Bantu languages of the Democratic Republic of the Congo, mainly by the Kimbanguist movement.
The Isibheqe Sohlamvu or Ditema tsa Dinoko script is a featural syllabary used to write the siNtu or Southern Bantu languages.
See also
Meeussen's rule
Nguni languages
Proto-Bantu Swadesh list
References
Bibliography
Biddulph, Joseph, Bantu Byways Pontypridd 2001. .
Guthrie, Malcolm. 1948. The classification of the Bantu languages. London: Oxford University Press for the International African Institute. .
Guthrie, Malcolm. 1971. Comparative Bantu, Vol 2. Farnborough: Gregg International.
.
Maho, Jouni F. 2001. The Bantu area: (towards clearing up) a mess. Africa & Asia, 1:40–49.
Maho, Jouni F. 2002. Bantu lineup: comparative overview of three Bantu classifications. Göteborg University: Department of Oriental and African Languages.
.
.
Further reading
.
KNAPPERT, JAN. “The Bantu Languages: An Appraisal”. In: European Journal of Sociology / Archives Européennes de Sociologie / Europäisches Archiv Für Soziologie, vol. 28, no. 2, 1987, pp. 177–91. JSTOR, http://www.jstor.org/stable/23997575. Accessed 20 Nov. 2022.
External links
Arte da lingua de Angola: oeferecida [sic] a virgem Senhora N. do Rosario, mãy, Senhora dos mesmos pretos The art of the language of Angola, by Father Pedro Dias, 1697, Lisbon, artedalinguadean
Comparative Bantu Online Dictionary linguistics.berkeley.edu, includes comprehensive bibliography.
Maho, Jouni Filip NUGL Online. The online version of the New Updated Guthrie List, a referential classification of the Bantu languages goto.glocalnet.net, 4 June 2009, 120pp. Guthrie 1948 in detail, with subsequent corrections and corresponding ISO codes.
Bantu online resources bantu-languages.com, Jacky Maniacky, 7 July 2007, including
List of Bantu noun classes with reconstructed Proto-Bantu prefixes bantu-languages.com (in French)
Ehret's compilation of classifications by Klieman, Bastin, himself, and others pp 204–09, ucla.edu, 24 June 2012
Contini-Morava, Ellen. Noun Classification in Swahili. 1994, Virginia.edu
List of Bantu language names with synonyms ordered by Guthrie number.linguistics.berkeley.edu 529 names
Introduction to the languages of South Africa salanguages.com
Narrow Bantu Journal of West African Languages
Uganda Bantu Languages ugandatravelguide.com
Synthetic languages
Agglutinative languages |
4130 | https://en.wikipedia.org/wiki/CIM-10%20Bomarc | CIM-10 Bomarc | The Boeing CIM-10 Bomarc ("Boeing Michigan Aeronautical Research Center") (IM-99 Weapon System prior to September 1962) was a supersonic ramjet powered long-range surface-to-air missile (SAM) used during the Cold War for the air defense of North America. In addition to being the first operational long-range SAM and the first operational pulse doppler aviation radar, it was the only SAM deployed by the United States Air Force.
Stored horizontally in a launcher shelter with a movable roof, the missile was erected, fired vertically using rocket boosters to high altitude, and then tipped over into a horizontal Mach 2.5 cruise powered by ramjet engines. This lofted trajectory allowed the missile to operate at a maximum range as great as 430 mi (700 km). Controlled from the ground for most of its flight, when it reached the target area it was commanded to begin a dive, activating an onboard active radar homing seeker for terminal guidance. A radar proximity fuse detonated the warhead, either a large conventional explosive or the W40 nuclear warhead.
The Air Force originally planned for a total of 52 sites covering most of the major cities and industrial regions in the US. The US Army was deploying their own systems at the same time, and the two services fought constantly both in political circles and in the press. Development dragged on, and by the time it was ready for deployment in the late 1950s, the nuclear threat had moved from manned bombers to the intercontinental ballistic missile (ICBM). By this time the Army had successfully deployed the much shorter range Nike Hercules that they claimed filled any possible need through the 1960s, in spite of Air Force claims to the contrary.
As testing continued, the Air Force reduced its plans to sixteen sites, and then again to eight with an additional two sites in Canada. The first US site was declared operational in 1959, but with only a single working missile. Bringing the rest of the missiles into service took years, by which time the system was obsolete. Deactivations began in 1969 and by 1972 all Bomarc sites had been shut down. A small number were used as target drones, and only a few remain on display today.
Design and development
Bomarc A
In 1946, Boeing started to study surface-to-air guided missiles under the United States Army Air Forces project MX-606. By 1950, Boeing had launched more than 100 test rockets in various configurations, all under the designator XSAM-A-1 GAPA (Ground-to-Air Pilotless Aircraft). Because these tests were very promising, Boeing received a USAF contract in 1949 to develop a pilotless interceptor (a term then used by the USAF for air-defense guided missiles) under project MX-1599.
The MX-1599 missile was to be a ramjet-powered, nuclear-armed long-range surface-to-air missile to defend the Continental United States from high-flying bombers. The Michigan Aerospace Research Center (MARC) was added to the project soon afterward, and this gave the new missile its name Bomarc (for Boeing and MARC). In 1951, the USAF decided to emphasize its point of view that missiles were nothing else than pilotless aircraft by assigning aircraft designators to its missile projects, and anti-aircraft missiles received F-for-Fighter designations. The Bomarc became the F-99.
Test flights of XF-99 test vehicles began in September 1952 and continued through early 1955. The XF-99 tested only the liquid-fueled booster rocket, which would accelerate the missile to ramjet ignition speed. In February 1955, tests of the XF-99A propulsion test vehicles began. These included live ramjets, but still had no guidance system or warhead. The designation YF-99A had been reserved for the operational test vehicles. In August 1955, the USAF discontinued the use of aircraft-like type designators for missiles, and the XF-99A and YF-99A became XIM-99A and YIM-99A, respectively. Originally the USAF had allocated the designation IM-69, but this was changed (possibly at Boeing's request to keep number 99) to IM-99 in October 1955.
In October 1957, the first YIM-99A production-representative prototype flew with full guidance, and succeeded to pass the target within destructive range. In late 1957, Boeing received the production contract for the IM-99A Bomarc A interceptor missile, and in September 1959, the first IM-99A squadron became operational.
The IM-99A had an operational radius of and was designed to fly at Mach 2.5–2.8 at a cruising altitude of . It was long and weighed . Its armament was either a conventional warhead or a W40 nuclear warhead (7–10 kiloton yield). A liquid-fuel rocket engine boosted the Bomarc to Mach 2, when its Marquardt RJ43-MA-3 ramjet engines, fueled by 80-octane gasoline, would take over for the remainder of the flight. This was the same model of engine used to power the Lockheed X-7, the Lockheed AQM-60 Kingfisher drone used to test air defenses, and the Lockheed D-21 launched from the back of an M-21, although the Bomarc and Kingfisher engines used different materials due to the longer duration of their flights.
Operational units
The operational IM-99A missiles were based horizontally in semi-hardened shelters, nicknamed "coffins". After the launch order, the shelter's roof would slide open, and the missile raised to the vertical. After the missile was supplied with fuel for the booster rocket, it would be launched by the Aerojet General LR59-AJ-13 booster. After sufficient speed was reached, the Marquardt RJ43-MA-3 ramjets would ignite and propel the missile to its cruise speed of Mach 2.8 at an altitude of .
When the Bomarc was within of the target, its own Westinghouse AN/DPN-34 radar guided the missile to the interception point. The maximum range of the IM-99A was , and it was fitted with either a conventional high-explosive or a 10 kiloton W-40 nuclear fission warhead.
The Bomarc relied on the Semi-Automatic Ground Environment (SAGE), an automated control system used by NORAD for detecting, tracking and intercepting enemy bomber aircraft. SAGE allowed for remote launching of the Bomarc missiles, which were housed in a constant combat-ready basis in individual launch shelters in remote areas. At the height of the program, there were 14 Bomarc sites located in the US and two in Canada.
Bomarc B
The liquid-fuel booster of the Bomarc A had several drawbacks. It took two minutes to fuel before launch, which could be a long time in high-speed intercepts, and its hypergolic propellants (hydrazine and nitric acid) were very dangerous to handle, leading to several serious accidents.
As soon as high-thrust solid-fuel rockets became a reality in the mid-1950s, the USAF began to develop a new solid-fueled Bomarc variant, the IM-99B Bomarc B. It used a Thiokol XM51 booster, and also had improved Marquardt RJ43-MA-7 (and finally the RJ43-MA-11) ramjets. The first IM-99B was launched in May 1959, but problems with the new propulsion system delayed the first fully successful flight until July 1960, when a supersonic MQM-15A Regulus II drone was intercepted. Because the new booster required less space in the missile, more ramjet fuel could be carried, thus increasing the range to . The terminal homing system was also improved, using the world's first pulse Doppler search radar, the Westinghouse AN/DPN-53. All Bomarc Bs were equipped with the W-40 nuclear warhead. In June 1961, the first IM-99B squadron became operational, and Bomarc B quickly replaced most Bomarc A missiles. On 23 March 1961, a Bomarc B successfully intercepted a Regulus II cruise missile flying at , thus achieving the highest interception in the world up to that date.
Boeing built 570 Bomarc missiles between 1957 and 1964, 269 CIM-10A, 301 CIM-10B.
In September 1958 Air Research & Development Command decided to transfer the Bomarc program from its testing at Cape Canaveral Air Force Station to a new facility on Santa Rosa Island, south of Eglin AFB Hurlburt Field on the Gulf of Mexico. To operate the facility and to provide training and operational evaluation in the missile program, Air Defense Command established the 4751st Air Defense Wing (Missile) (4751st ADW) on 15 January 1958. The first launch from Santa Rosa took place on 15 January 1959.
Operational history
In 1955, to support a program which called for 40 squadrons of BOMARC (120 missiles to a squadron for a total of 4,800 missiles), ADC reached a decision on the location of these 40 squadrons and suggested operational dates for each. The sequence was as follows: ... l. McGuire 1/60 2. Suffolk 2/60 3. Otis 3/60 4. Dow 4/60 5. Niagara Falls 1/61 6. Plattsburgh 1/61 7. Kinross 2/61 8. K.I. Sawyer 2/61 9. Langley 2/61 10. Truax 3/61 11. Paine 3/61 12. Portland 3/61 ... At the end of 1958, ADC plans called for construction of the following BOMARC bases in the following order: l. McGuire 2. Suffolk 3. Otis 4. Dow 5. Langley 6. Truax 7. Kinross 8. Duluth 9. Ethan Allen 10. Niagara Falls 11. Paine 12. Adair 13. Travis 14. Vandenberg 15. San Diego 16. Malmstrom 17. Grand Forks 18. Minot 19. Youngstown 20. Seymour-Johnson 21. Bunker Hill 22. Sioux Falls 23. Charleston 24. McConnell 25. Holloman 26. McCoy 27. Amarillo 28. Barksdale 29. Williams.
United States
The first USAF operational Bomarc squadron was the 46th Air Defense Missile Squadron (ADMS), organized on 1 January 1959 and activated on 25 March. The 46th ADMS was assigned to the New York Air Defense Sector at McGuire Air Force Base, New Jersey. The training program, under the 4751st Air Defense Wing used technicians acting as instructors and was established for a four-month duration. Training included missile maintenance; SAGE operations and launch procedures, including the launch of an unarmed missile at Eglin. In September 1959 the squadron assembled at their permanent station, the Bomarc site near McGuire AFB, and trained for operational readiness. The first Bomarc-A were used at McGuire on 19 September 1959 with Kincheloe AFB getting the first operational IM-99Bs. While several of the squadrons replicated earlier fighter interceptor unit numbers, they were all new organizations with no previous historical counterpart.
ADC's initial plans called for some 52 Bomarc sites around the United States with 120 missiles each but as defense budgets decreased during the 1950s the number of sites dropped substantially. Ongoing development and reliability problems didn't help, nor did Congressional debate over the missile's usefulness and necessity. In June 1959, the Air Force authorized 16 Bomarc sites with 56 missiles each; the initial five would get the IM-99A with the remainder getting the IM-99B. However, in March 1960, HQ USAF cut deployment to eight sites in the United States and two in Canada.
Bomarc incident
Within a year of operations, a Bomarc A with a nuclear warhead caught fire at McGuire AFB on 7 June 1960 after its on-board helium tank exploded. While the missile's explosives did not detonate, the heat melted the warhead and released plutonium, which the fire crews spread. The Air Force and the Atomic Energy Commission cleaned up the site and covered it with concrete. This was the only major incident involving the weapon system. The site remained in operation for several years following the fire. Since its closure in 1972, the area has remained off limits, primarily due to low levels of plutonium contamination. Between 2002 and 2004, 21,998 cubic yards of contaminated debris and soils were shipped to what was then known as Envirocare, located in Utah.
Modification and deactivation
In 1962, the US Air Force started using modified A-models as drones; following the October 1962 tri-service redesignation of aircraft and weapons systems they became CQM-10As. Otherwise the air defense missile squadrons maintained alert while making regular trips to Santa Rosa Island for training and firing practice. After the inactivation of the 4751st ADW(M) on 1 July 1962 and transfer of Hurlburt to Tactical Air Command for air commando operations the 4751st Air Defense Squadron (Missile) remained at Hurlburt and Santa Rosa Island for training purposes.
In 1964, the liquid-fueled Bomarc-A sites and squadrons began to be deactivated. The sites at Dow and Suffolk County closed first. The remainder continued to be operational for several more years while the government started dismantling the air defense missile network. Niagara Falls was the first BOMARC B installation to close, in December 1969; the others remained on alert through 1972. In April 1972, the last Bomarc B in U.S. Air Force service was retired at McGuire and the 46th ADMS inactivated and the base was deactivated.
In the era of the intercontinental ballistic missiles the Bomarc, designed to intercept relatively slow manned bombers, had become a useless asset. The remaining Bomarc missiles were used by all armed services as high-speed target drones for tests of other air-defense missiles. The Bomarc A and Bomarc B targets were designated as CQM-10A and CQM-10B, respectively.
Following the accident, the McGuire complex has never been sold or converted to other uses and remains in Air Force ownership, making it the most intact site of the eight in the US. It has been nominated to the National Register of Historic Sites. Although a number of IM-99/CIM-10 Bomarcs have been placed on public display, because of concerns about the possible environmental hazards of the thoriated magnesium structure of the airframe several have been removed from public view.
Russ Sneddon, director of the Air Force Armament Museum, Eglin Air Force Base, Florida provided information about missing CIM-10 exhibit airframe serial 59–2016, one of the museum's original artifacts from its founding in 1975 and donated by the 4751st Air Defense Squadron at Hurlburt Field, Eglin Auxiliary Field 9, Eglin AFB. As of December 2006, the suspect missile was stored in a secure compound behind the Armaments Museum. In December 2010, the airframe was still on premises, but partly dismantled.
Canada
The Bomarc Missile Program was highly controversial in Canada. The Progressive Conservative government of Prime Minister John Diefenbaker initially agreed to deploy the missiles, and shortly thereafter controversially scrapped the Avro Arrow, a supersonic manned interceptor aircraft, arguing that the missile program made the Arrow unnecessary.
Initially, it was unclear whether the missiles would be equipped with nuclear warheads. By 1960 it became known that the missiles were to have a nuclear payload, and a debate ensued about whether Canada should accept nuclear weapons. Ultimately, the Diefenbaker government decided that the Bomarcs should not be equipped with nuclear warheads. The dispute split the Diefenbaker Cabinet, and led to the collapse of the government in 1963. The Official Opposition and Liberal Party leader Lester B. Pearson originally was against nuclear missiles, but reversed his personal position and argued in favour of accepting nuclear warheads. He won the 1963 election, largely on the basis of this issue, and his new Liberal government proceeded to accept nuclear-armed Bomarcs, with the first being deployed on 31 December 1963. When the nuclear warheads were deployed, Pearson's wife, Maryon, resigned her honorary membership in the anti-nuclear weapons group, Voice of Women.
Canadian operational deployment of the Bomarc involved the formation of two specialized Surface/Air Missile squadrons. The first to begin operations was No. 446 SAM Squadron at RCAF Station North Bay, which was the command and control center for both squadrons. With construction of the compound and related facilities completed in 1961, the squadron received its Bomarcs in 1961, without nuclear warheads. The squadron became fully operational from 31 December 1963, when the nuclear warheads arrived, until disbanding on 31 March 1972. All the warheads were stored separately and under control of Detachment 1 of the USAF 425th Munitions Maintenance Squadron at Stewart Air Force Base. During operational service, the Bomarcs were maintained on stand-by, on a 24-hour basis, but were never fired, although the squadron test-fired the missiles at Eglin AFB, Florida on annual winter retreats.
No. 447 SAM Squadron operating out of RCAF Station La Macaza, Quebec, was activated on 15 September 1962 although warheads were not delivered until late 1963. The squadron followed the same operational procedures as No. 446, its sister squadron. With the passage of time the operational capability of the 1950s-era Bomarc system no longer met modern requirements; the Department of National Defence deemed that the Bomarc missile defense was no longer a viable system, and ordered both squadrons to be stood down in 1972. The bunkers and ancillary facilities remain at both former sites.
Variants
XF-99 (experimental for booster research)
XF-99A/XIM-99A (experimental for ramjet research)
YF-99A/YIM-99A (service-test)
IM-99A/CIM-10A (initial production)
IM-99B/CIM-10B ("advanced")
CQM-10A (target drone developed from CIM-10A)
CQM-10B (target drone developed from CIM-10B)
Operators
/
Royal Canadian Air Force from 1955 to 1968 / Canadian Forces from 1968 to 1972
446 SAM Squadron: 28 IM-99B, CFB North Bay, Ontario 1962–1972
Bomarc site located at
447 SAM Squadron: 28 IM-99B, La Macaza, Quebec (La Macaza – Mont Tremblant International Airport) 1962–1972
Bomarc site located at (Approximately)
United States Air Force Air (later Aerospace) Defense Command
6th Air Defense Missile Squadron, 56 IM-99A
Activated on 1 February 1959
Assigned to: New York Air Defense Sector
Inactivated 15 December 1964
Stationed at: Suffolk County Air Force Base Missile Annex, New York
Bomarc site located 3 miles SW at
22d Air Defense Missile Squadron: 28 IM-99A/28 IM-99B
Activated on 15 September 1959
Assigned to: Washington Air Defense Sector
Reassigned to: 33d Air Division, 1 April 1966
Reassigned to: 20th Air Division, 19 November 1969
Inactivated: 31 October 1972
Stationed at: Langley AFB, Virginia
Bomarc site located 3 miles WNW at
26th Air Defense Missile Squadron: 28 IM-99A/28 IM-99B
Activated 1 March 1959
Assigned to: Boston Air Defense Sector
Reassigned to: 35th Air Division, 1 April 1966
Reassigned to: 21st Air Division, 19 November 1969
Inactivated: 30 April 1972
Stationed at: Otis Air Force Base BOMARC site, Massachusetts
Bomarc site located 1 mile NNW at
30th Air Defense Missile Squadron: 28 IM-99A
Activated on 1 June 1959
Assigned to Bangor Air Defense Sector
Inactivated: 15 December 1964
Stationed at Dow AFB, Maine
Bomarc site located 4 mils NNE at
35th Air Defense Missile Squadron: 56 IM-99B
Activated 1 June 1960
Assigned to Syracuse Air Defense Sector
Reassigned to: Detroit Air Defense Sector, 4 September 1963
Reassigned to: 34th Air Division, 1 April 1966
Reassigned to: 35th Air Division, 15 September 1969
Inactivated: 31 December 1969
Stationed at: Niagara Falls Air Force Missile Site, New York
Bomarc site located at
37th Air Defense Missile Squadron: 28 IM-99B
Activated 1 March 1960
Assigned to 30th Air Division
Reassigned to: Sault Sainte Marie Air Defense Sector, 1 April 1960
Reassigned to: Duluth Air Defense Sector, 1 October 1963
Reassigned to: 29th Air Division, 1 April 1966
Reassigned to: 23d Air Division, 19 November 1969
Inactivated 31 July 1972
Stationed at: Kincheloe AFB, Michigan
Bomarc site located 19 miles NW at Raco
46th Air Defense Missile Squadron: 28 IM-99A/56 IM-99B
Activated 1 January 1959
Assigned to New York Air Defense Sector
Reassigned to: 21st Air Division, 1 April 1966
Reassigned to: 35th Air Division, 1 December 1957
Reassigned to: 21st Air Division, 19 November 1969
Inactivated 31 October 1972
Stationed at: McGuire AFB, New Jersey
Bomarc site located 4 miles ESE at
74th Air Defense Missile Squadron: 28 IM-99B
Activated 1 April 1960
Assigned to Duluth Air Defense Sector
Reassigned to: 29th Air Division, 1 April 1966
Reassigned to: 23d Air Division, 19 November 1969
Inactivated 30 April 1972
Stationed at: Duluth International Airport, Minnesota
Bomarc site located 10 miles NE at
4751st Air Defense Missile Squadron
Activated 15 January 1959
Assigned to 73d Air Division (Weapons)
Reassigned to: 32d Air Division, 1 October 1959
Reassigned to: Montgomery Air Defense Sector, 1 July 1962
Reassigned to: Air Defense, Tactical Air Command, 1 September 1979
Inactivated 30 September 1979
Stationed at: Eglin Auxiliary Field #9 (Hurlburt Field), Florida
Bomarc site located on Santa Rosa Island at
Bomarc site located at Eglin Auxiliary Field #5 (Piccolo Field) at
Air Force Systems Command
Cape Canaveral Air Force Station, Florida
Launch Complex 4 (LC-4) was used for Bomarc testing and development launches 2 February 1956 – 15 April 1960 (17 Launches).
Vandenberg Air Force Base, California
Two launch sites, BOM-1 and BOM-2 were used by the United States Navy for Bomarc launches against aerial targets. The first launch taking place on 25 August 1966. The last two launches occurred on 14 July 1982. BOM1 49 launches; BOM2 38 launches.
Locations under construction but not activated. Each site was programmed for 28 IM-99B missiles:
Camp Adair, Oregon
Charleston AFB, South Carolina
Ethan Allen AFB, Vermont
Paine Field, Washington
Travis AFB, California
Truax Field, Wisconsin
Vandenberg AFB, California
Reference for BOMARC units and locations:
Surviving missiles
Below is a list of museums or sites which have a Bomarc missile on display:
Air Force Armament Museum, Eglin Air Force Base, Florida
Air Force Space & Missile Museum, Cape Canaveral Air Force Station, Florida. It is on display Hangar C.
Alberta Aviation Museum, Edmonton, Alberta, Canada
Canada Aviation and Space Museum, Ottawa, Ontario, Canada
Hill Aerospace Museum, Hill Air Force Base, Utah
Historical Electronics Museum, Linthicum, Maryland (display of AN/DPN-53, the first airborne pulse-doppler radar, used in the Bomarc)
Illinois Soldiers & Sailors Home, Quincy, Illinois
Keesler Air Force Base, Biloxi, Mississippi
Museum of Aviation, Robins Air Force Base, Warner Robins, Georgia
National Museum of Nuclear Science & History, Kirtland Air Force Base, Albuquerque, New Mexico
Octave Chanute Aerospace Museum (former Chanute Air Force Base), Rantoul, Illinois; the museum closed on December 30, 2015
Peterson Air and Space Museum, Peterson Air Force Base, Colorado
Strategic Air and Space Museum, Ashland, Nebraska
USAF Airman Heritage Museum, Lackland Air Force Base, San Antonio, Texas
Vandenberg Air Force Base (Space and Missile Heritage Center), California. Bomarc not for public access.
Impact on popular music
The Bomarc missile captured the imagination of the American and Canadian popular music industry, giving rise to a pop music group, the Bomarcs (composed mainly of servicemen stationed on a Florida radar site that tracked Bomarcs), a record label, Bomarc Records, and a moderately successful Canadian pop group, The Beau Marks.
See also
References
Bibliography
Clearwater, John. Canadian Nuclear Weapons: The Untold Story of Canada's Cold War Arsenal. Toronto, Ontario, Canada: Dundern Press, 1999. .
Clearwater, John. U.S. Nuclear Weapons in Canada. Toronto, Ontario, Canada: Dundern Press, 1999. .
Cornett, Lloyd H. Jr. and Mildred W. Johnson. A Handbook of Aerospace Defense Organization 1946–1980. Peterson Air Force Base, Colorado: Office of History, Aerospace Defense Center, 1980. No ISBN.
Gibson, James N. Nuclear Weapons of the United States: An Illustrated History. Atglen, Pennsylvania: Schiffer Publishing Ltd., 1996. .
Jenkins, Dennis R. and Tony R. Landis. Experimental & Prototype U.S. Air Force Jet Fighters. North Branch, Minnesota: Specialty Press, 2008. .
Nicks, Don, John Bradley and Chris Charland. A History of the Air Defence of Canada 1948–1997. Ottawa, Ontario, Canada: Commander Fighter Group, 1997. .
Pedigree of Champions: Boeing Since 1916, Third Edition. Seattle, Washington: The Boeing Company, 1969.
Winkler, David F. Searching the Skies: The Legacy of the United States Cold War Defense Radar Program. Langley Air Force Base, Virginia: United States Air Force Headquarters Air Combat Command, 1997. .
External links
RCAF 446 SAM Squadron
BOMARC Missile Sites
Boeing Company History, Bomarc
Astronautix.com
Bomarc pictures
Bomarc Video Clip
SAGE-BOMARC risks – Oral history: Les Earnest talks about air defense system called SAGE and a ground-to-air missile called BOMARC.
Cold War surface-to-air missiles of the United States
Nuclear anti-aircraft weapons
Ramjet-powered aircraft
Nuclear weapons of Canada
Nuclear weapons of the United States
Military equipment introduced in the 1950s |
4146 | https://en.wikipedia.org/wiki/Bus | Bus | A bus (contracted from omnibus, with variants multibus, motorbus, autobus, etc.) is a road vehicle that carries significantly more passengers than an average car or van. It is most commonly used in public transport, but is also in use for charter purposes, or through private ownership. Although the average bus carries between 30 and 100 passengers, some buses have a capacity of up to 300 passengers. The most common type is the single-deck rigid bus, with double-decker and articulated buses carrying larger loads, and midibuses and minibuses carrying smaller loads. Coaches are used for longer-distance services. Many types of buses, such as city transit buses and inter-city coaches, charge a fare. Other types, such as elementary or secondary school buses or shuttle buses within a post-secondary education campus, are free. In many jurisdictions, bus drivers require a special large vehicle licence above and beyond a regular driving licence.
Buses may be used for scheduled bus transport, scheduled coach transport, school transport, private hire, or tourism; promotional buses may be used for political campaigns and others are privately operated for a wide range of purposes, including rock and pop band tour vehicles.
Horse-drawn buses were used from the 1820s, followed by steam buses in the 1830s, and electric trolleybuses in 1882. The first internal combustion engine buses, or motor buses, were used in 1895. Recently, interest has been growing in hybrid electric buses, fuel cell buses, and electric buses, as well as buses powered by compressed natural gas or biodiesel. As of the 2010s, bus manufacturing is increasingly globalised, with the same designs appearing around the world.
Name
The word bus is a shortened form of the Latin adjectival form ("for all"), the dative plural of ("all"). The theoretical full name is in French ("vehicle for all"). The name originates from a mass-transport service started in 1823 by a French corn-mill owner named in Richebourg, a suburb of Nantes. A by-product of his mill was hot water, and thus next to it he established a spa business. In order to encourage customers he started a horse-drawn transport service from the city centre of Nantes to his establishment. The first vehicles stopped in front of the shop of a hatter named Omnés, which displayed a large sign inscribed "Omnes Omnibus", a pun on his Latin-sounding surname, being the male and female nominative, vocative and accusative form of the Latin adjective ("all"), combined with omnibus, the dative plural form meaning "for all", thus giving his shop the name "Omnés for all", or "everything for everyone".
His transport scheme was a huge success, although not as he had intended as most of his passengers did not visit his spa. He turned the transport service into his principal lucrative business venture and closed the mill and spa. Nantes citizens soon gave the nickname "omnibus" to the vehicle. Having invented the successful concept Baudry moved to Paris and launched the first omnibus service there in April 1828. A similar service was introduced in Manchester in 1824 and in London in 1829.
History
Steam buses
Regular intercity bus services by steam-powered buses were pioneered in England in the 1830s by Walter Hancock and by associates of Sir Goldsworthy Gurney, among others, running reliable services over road conditions which were too hazardous for horse-drawn transportation.
The first mechanically propelled omnibus appeared on the streets of London on 22 April 1833. Steam carriages were much less likely to overturn, they travelled faster than horse-drawn carriages, they were much cheaper to run, and caused much less damage to the road surface due to their wide tyres.
However, the heavy road tolls imposed by the turnpike trusts discouraged steam road vehicles and left the way clear for the horse bus companies, and from 1861 onwards, harsh legislation virtually eliminated mechanically propelled vehicles from the roads of Great Britain for 30 years, the Locomotive Act 1861 imposing restrictive speed limits on "road locomotives" of in towns and cities, and in the country.
Trolleybuses
In parallel to the development of the bus was the invention of the electric trolleybus, typically fed through trolley poles by overhead wires. The Siemens brothers, William in England and Ernst Werner in Germany, collaborated on the development of the trolleybus concept. Sir William first proposed the idea in an article to the Journal of the Society of Arts in 1881 as an "...arrangement by which an ordinary omnibus...would have a suspender thrown at intervals from one side of the street to the other, and two wires hanging from these suspenders; allowing contact rollers to run on these two wires, the current could be conveyed to the tram-car, and back again to the dynamo machine at the station, without the necessity of running upon rails at all."
The first such vehicle, the Electromote, was made by his brother Ernst Werner von Siemens and presented to the public in 1882 in Halensee, Germany. Although this experimental vehicle fulfilled all the technical criteria of a typical trolleybus, it was dismantled in the same year after the demonstration.
Max Schiemann opened a passenger-carrying trolleybus in 1901 near Dresden, in Germany. Although this system operated only until 1904, Schiemann had developed what is now the standard trolleybus current collection system. In the early days, a few other methods of current collection were used. Leeds and Bradford became the first cities to put trolleybuses into service in Great Britain on 20 June 1911.
Motor buses
In Siegerland, Germany, two passenger bus lines ran briefly, but unprofitably, in 1895 using a six-passenger motor carriage developed from the 1893 Benz Viktoria. Another commercial bus line using the same model Benz omnibuses ran for a short time in 1898 in the rural area around Llandudno, Wales.
Germany's Daimler Motors Corporation also produced one of the earliest motor-bus models in 1898, selling a double-decker bus to the Motor Traction Company which was first used on the streets of London on 23 April 1898. The vehicle had a maximum speed of and accommodated up to 20 passengers, in an enclosed area below and on an open-air platform above. With the success and popularity of this bus, DMG expanded production, selling more buses to companies in London and, in 1899, to Stockholm and Speyer. Daimler Motors Corporation also entered into a partnership with the British company Milnes and developed a new double-decker in 1902 that became the market standard.
The first mass-produced bus model was the B-type double-decker bus, designed by Frank Searle and operated by the London General Omnibus Company—it entered service in 1910, and almost 3,000 had been built by the end of the decade. Hundreds of them saw military service on the Western Front during the First World War.
The Yellow Coach Manufacturing Company, which rapidly became a major manufacturer of buses in the US, was founded in Chicago in 1923 by John D. Hertz. General Motors purchased a majority stake in 1925 and changed its name to the Yellow Truck and Coach Manufacturing Company. GM purchased the balance of the shares in 1943 to form the GM Truck and Coach Division.
Models expanded in the 20th century, leading to the widespread introduction of the contemporary recognizable form of full-sized buses from the 1950s. The AEC Routemaster, developed in the 1950s, was a pioneering design and remains an icon of London to this day. The innovative design used lightweight aluminium and techniques developed in aircraft production during World War II. As well as a novel weight-saving integral design, it also introduced for the first time on a bus independent front suspension, power steering, a fully automatic gearbox, and power-hydraulic braking.
Types
Formats include single-decker bus, double-decker bus (both usually with a rigid chassis) and articulated bus (or 'bendy-bus') the prevalence of which varies from country to country. High-capacity bi-articulated buses are also manufactured, and passenger-carrying trailers—either towed behind a rigid bus (a bus trailer) or hauled as a trailer by a truck (a trailer bus). Smaller midibuses have a lower capacity and open-top buses are typically used for leisure purposes. In many new fleets, particularly in local transit systems, a shift to low-floor buses is occurring, primarily for easier accessibility. Coaches are designed for longer-distance travel and are typically fitted with individual high-backed reclining seats, seat belts, toilets, and audio-visual entertainment systems, and can operate at higher speeds with more capacity for luggage. Coaches may be single- or double-deckers, articulated, and often include a separate luggage compartment under the passenger floor. Guided buses are fitted with technology to allow them to run in designated guideways, allowing the controlled alignment at bus stops and less space taken up by guided lanes than conventional roads or bus lanes.
Bus manufacturing may be by a single company (an integral manufacturer), or by one manufacturer's building a bus body over a chassis produced by another manufacturer.
Design
Accessibility
Transit buses used to be mainly high-floor vehicles. However, they are now increasingly of low-floor design and optionally also 'kneel' air suspension and have ramps to provide access for wheelchair users and people with baby carriages, sometimes as electrically or hydraulically extended under-floor constructs for level access. Prior to more general use of such technology, these wheelchair users could only use specialist para-transit mobility buses.
Accessible vehicles also have wider entrances and interior gangways and space for wheelchairs. Interior fittings and destination displays may also be designed to be usable by the visually impaired. Coaches generally use wheelchair lifts instead of low-floor designs. In some countries, vehicles are required to have these features by disability discrimination laws.
Configuration
Buses were initially configured with an engine in the front and an entrance at the rear. With the transition to one-man operation, many manufacturers moved to mid- or rear-engined designs, with a single door at the front or multiple doors. The move to the low-floor design has all but eliminated the mid-engined design, although some coaches still have mid-mounted engines. Front-engined buses still persist for niche markets such as American school buses, some minibuses, and buses in less developed countries, which may be derived from truck chassis, rather than purpose-built bus designs. Most buses have two axles, while articulated buses have three.
Guidance
Guided buses are fitted with technology to allow them to run in designated guideways, allowing the controlled alignment at bus stops and less space taken up by guided lanes than conventional roads or bus lanes. Guidance can be mechanical, optical, or electromagnetic. Extensions of the guided technology include the Guided Light Transit and Translohr systems, although these are more often termed 'rubber-tyred trams' as they have limited or no mobility away from their guideways.
Liveries
Transit buses are normally painted to identify the operator or a route, function, or to demarcate low-cost or premium service buses. Liveries may be painted onto the vehicle, applied using adhesive vinyl technologies, or using decals. Vehicles often also carry bus advertising or part or all of their visible surfaces (as mobile billboard). Campaign buses may be decorated with key campaign messages; these can be to promote an event or initiative.
Propulsion
The most common power source since the 1920s has been the diesel engine. Early buses, known as trolleybuses, were powered by electricity supplied from overhead lines. Nowadays, electric buses often carry their own battery, which is sometimes recharged on stops/stations to keep the size of the battery small/lightweight. Currently, interest exists in hybrid electric buses, fuel cell buses, electric buses, and ones powered by compressed natural gas or biodiesel. Gyrobuses, which are powered by the momentum stored by a flywheel, were tried in the 1940s.
Dimensions
United Kingdom and European Union:
Maximum Length: Single rear axle . Twin rear axle .
Maximum Width:
United States, Canada and Mexico:
Maximum Length: None
Maximum Width:
Manufacture
Early bus manufacturing grew out of carriage coach building, and later out of automobile or truck manufacturers. Early buses were merely a bus body fitted to a truck chassis. This body+chassis approach has continued with modern specialist manufacturers, although there also exist integral designs such as the Leyland National where the two are practically inseparable. Specialist builders also exist and concentrate on building buses for special uses or modifying standard buses into specialised products.
Integral designs have the advantages that they have been well-tested for strength and stability, and also are off-the-shelf. However, two incentives cause use of the chassis+body model. First, it allows the buyer and manufacturer both to shop for the best deal for their needs, rather than having to settle on one fixed design—the buyer can choose the body and the chassis separately. Second, over the lifetime of a vehicle (in constant service and heavy traffic), it will likely get minor damage now and again, and being able easily to replace a body panel or window etc. can vastly increase its service life and save the cost and inconvenience of removing it from service.
As with the rest of the automotive industry, into the 20th century, bus manufacturing increasingly became globalized, with manufacturers producing buses far from their intended market to exploit labour and material cost advantages. A typical city bus costs almost US$450,000.
Uses
Public transport
Transit buses, used on public transport bus services, have utilitarian fittings designed for efficient movement of large numbers of people, and often have multiple doors. Coaches are used for longer-distance routes. High-capacity bus rapid transit services may use the bi-articulated bus or tram-style buses such as the Wright StreetCar and the Irisbus Civis.
Buses and coach services often operate to a predetermined published public transport timetable defining the route and the timing, but smaller vehicles may be used on more flexible demand responsive transport services.
Tourism
Buses play a major part in the tourism industry. Tour buses around the world allow tourists to view local attractions or scenery. These are often open-top buses, but can also be regular buses or coaches.
In local sightseeing, City Sightseeing is the largest operator of local tour buses, operating on a franchised basis all over the world. Specialist tour buses are also often owned and operated by safari parks and other theme parks or resorts. Longer-distance tours are also carried out by bus, either on a turn up and go basis or through a tour operator, and usually allow disembarkation from the bus to allow touring of sites of interest on foot. These may be day trips or longer excursions incorporating hotel stays. Tour buses often carry a tour guide, although the driver or a recorded audio commentary may also perform this function. The tour operator may be a subsidiary of a company that operates buses and coaches for other uses or an independent company that charters buses or coaches. Commuter transport operators may also use their coaches to conduct tours within the target city between the morning and evening commuter transport journey.
Buses and coaches are also a common component of the wider package holiday industry, providing private airport transfers (in addition to general airport buses) and organised tours and day trips for holidaymakers on the package.
Tour buses can also be hired as chartered buses by groups for sightseeing at popular holiday destinations. These private tour buses may offer specific stops, such as all the historical sights, or allow the customers to choose their own itineraries. Tour buses come with professional and informed staff and insurance, and maintain state governed safety standards. Some provide other facilities like entertainment units, luxurious reclining seats, large scenic windows, and even lavatories.
Public long-distance coach networks are also often used as a low-cost method of travel by students or young people travelling the world. Some companies such as Topdeck Travel were set up specifically to use buses to drive the hippie trail or travel to places such as North Africa.
In many tourist or travel destinations, a bus is part of the tourist attraction, such as the North American tourist trolleys, London's AEC Routemaster heritage routes, or the customised buses of Malta, Asia, and the Americas. Another example of tourist stops is the homes of celebrities, such as tours based near Hollywood. There are several such services between 6000 and 7000 Hollywood Boulevard in Los Angeles.
Student transport
In some countries, particularly the US and Canada, buses used to transport schoolchildren have evolved into a specific design with specified mandatory features. American states have also adopted laws regarding motorist conduct around school buses, including large fines and possibly prison for passing a stopped school bus in the process of loading or offloading children passengers. These school buses may have school bus yellow livery and crossing guards. Other countries may mandate the use of seat belts. As a minimum, many countries require a bus carrying students to display a sign, and may also adopt yellow liveries. Student transport often uses older buses cascaded from service use, retrofitted with more seats or seatbelts. Student transport may be operated by local authorities or private contractors. Schools may also own and operate their own buses for other transport needs, such as class field trips, or transport to associated sports, music, or other school events.
Private charter
Due to the costs involved in owning, operating, and driving buses and coaches, much bus and coach use comes from the private hire of vehicles from charter bus companies, either for a day or two or on a longer contract basis, where the charter company provides the vehicles and qualified drivers.
Charter bus operators may be completely independent businesses, or charter hire may be a subsidiary business of a public transport operator that might maintain a separate fleet or use surplus buses, coaches, and dual-purpose coach-seated buses. Many private taxicab companies also operate larger minibus vehicles to cater for group fares. Companies, private groups, and social clubs may hire buses or coaches as a cost-effective method of transporting a group to an event or site, such as a group meeting, racing event, or organised recreational activity such as a summer camp. Schools often hire charter bus services on regular basis for transportation of children to and from their homes. Chartered buses are also used by education institutes for transport to conventions, exhibitions, and field trips. Entertainment or event companies may also hire temporary shuttles buses for transport at events such as festivals or conferences. Party buses are used by companies in a similar manner to limousine hire, for luxury private transport to social events or as a touring experience. Sleeper buses are used by bands or other organisations that tour between entertainment venues and require mobile rest and recreation facilities. Some couples hire preserved buses for their wedding transport, instead of the traditional car. Buses are often hired for parades or processions. Victory parades are often held for triumphant sports teams, who often tour their home town or city in an open-top bus. Sports teams may also contract out their transport to a team bus, for travel to away games, to a competition or to a final event. These buses are often specially decorated in a livery matching the team colours. Private companies often contract out private shuttle bus services, for transport of their customers or patrons, such as hotels, amusement parks, university campuses, or private airport transfer services. This shuttle usage can be as transport between locations, or to and from parking lots. High specification luxury coaches are often chartered by companies for executive or VIP transport. Charter buses may also be used in tourism and for promotion (See Tourism and Promotion sections).
Private ownership
Many organisations, including the police, not for profit, social or charitable groups with a regular need for group transport may find it practical or cost-effective to own and operate a bus for their own needs. These are often minibuses for practical, tax and driver licensing reasons, although they can also be full-size buses. Cadet or scout groups or other youth organizations may also own buses. Companies such as railroads, construction contractors, and agricultural firms may own buses to transport employees to and from remote job sites. Specific charities may exist to fund and operate bus transport, usually using specially modified mobility buses or otherwise accessible buses (See Accessibility section). Some use their contributions to buy vehicles and provide volunteer drivers.
Airport operators make use of special airside airport buses for crew and passenger transport in the secure airside parts of an airport. Some public authorities, police forces, and military forces make use of armoured buses where there is a special need to provide increased passenger protection. The United States Secret Service acquired two in 2010 for transporting dignitaries needing special protection. Police departments make use of police buses for a variety of reasons, such as prisoner transport, officer transport, temporary detention facilities, and as command and control vehicles. Some fire departments also use a converted bus as a command post while those in cold climates might retain a bus as a heated shelter at fire scenes. Many are drawn from retired school or service buses.
Promotion
Buses are often used for advertising, political campaigning, public information campaigns, public relations, or promotional purposes. These may take the form of temporary charter hire of service buses, or the temporary or permanent conversion and operation of buses, usually of second-hand buses. Extreme examples include converting the bus with displays and decorations or awnings and fittings. Interiors may be fitted out for exhibition or information purposes with special equipment or audio visual devices.
Bus advertising takes many forms, often as interior and exterior adverts and all-over advertising liveries. The practice often extends into the exclusive private hire and use of a bus to promote a brand or product, appearing at large public events, or touring busy streets. The bus is sometimes staffed by promotions personnel, giving out free gifts. Campaign buses are often specially decorated for a political campaign or other social awareness information campaign, designed to bring a specific message to different areas, or used to transport campaign personnel to local areas/meetings. Exhibition buses are often sent to public events such as fairs and festivals for purposes such as recruitment campaigns, for example by private companies or the armed forces. Complex urban planning proposals may be organised into a mobile exhibition bus for the purposes of public consultation.
Goods transport
In some sparsely populated areas, it is common to use brucks, buses with a cargo area to transport both passengers and cargo at the same time. They are especially common in the Nordic countries.
Around the world
Historically, the types and features of buses have developed according to local needs. Buses were fitted with technology appropriate to the local climate or passenger needs, such as air conditioning in Asia, or cycle mounts on North American buses. The bus types in use around the world where there was little mass production were often sourced secondhand from other countries, such as the Malta bus, and buses in use in Africa. Other countries such as Cuba required novel solutions to import restrictions, with the creation of the "camellos" (camel bus), a specially manufactured trailer bus.
After the Second World War, manufacturers in Europe and the Far East, such as Mercedes-Benz buses and Mitsubishi Fuso expanded into other continents influencing the use of buses previously served by local types. Use of buses around the world has also been influenced by colonial associations or political alliances between countries. Several of the Commonwealth nations followed the British lead and sourced buses from British manufacturers, leading to a prevalence of double-decker buses. Several Eastern Bloc countries adopted trolleybus systems, and their manufacturers such as Trolza exported trolleybuses to other friendly states. In the 1930s, Italy designed the world's only triple decker bus for the busy route between Rome and Tivoli that could carry eighty-eight passengers. It was unique not only in being a triple decker but having a separate smoking compartment on the third level.
The buses to be found in countries around the world often reflect the quality of the local road network, with high-floor resilient truck-based designs prevalent in several less developed countries where buses are subject to tough operating conditions. Population density also has a major impact, where dense urbanisation such as in Japan and the far east has led to the adoption of high capacity long multi-axle buses, often double-deckers while South America and China are implementing large numbers of articulated buses for bus rapid transit schemes.
Bus expositions
Euro Bus Expo is a trade show, which is held biennially at the UK's National Exhibition Centre in Birmingham. As the official show of the Confederation of Passenger Transport, the UK's trade association for the bus, coach and light rail industry, the three-day event offers visitors from Europe and beyond the chance to see and experience the very latest vehicles and product and service innovations right across the industry.
Busworld Kortrijk in Kortrijk, Belgium, is the leading bus trade fair in Europe. It is also held biennially.
Use of retired buses
Most public or private buses and coaches, once they have reached the end of their service with one or more operators, are sent to the wrecking yard for breaking up for scrap and spare parts. Some buses which are not economical to keep running as service buses are often converted for use other than revenue-earning transport. Much like old cars and trucks, buses often pass through a dealership where they can be bought privately or at auction.
Bus operators often find it economical to convert retired buses to use as permanent training buses for driver training, rather than taking a regular service bus out of use. Some large operators have also converted retired buses into tow bus vehicles, to act as tow trucks. With the outsourcing of maintenance staff and facilities, the increase in company health and safety regulations, and the increasing curb weights of buses, many operators now contract their towing needs to a professional vehicle recovery company.
Some buses that have reached the end of their service that are still in good condition are sent for export to other countries.
Some retired buses have been converted to static or mobile cafés, often using historic buses as a tourist attraction. There are also catering buses: buses converted into a mobile canteen and break room. These are commonly seen at external filming locations to feed the cast and crew, and at other large events to feed staff. Another use is as an emergency vehicle, such as high-capacity ambulance bus or mobile command centre.
Some organisations adapt and operate playbuses or learning buses to provide a playground or learning environments to children who might not have access to proper play areas. An ex-London AEC Routemaster bus has been converted to a mobile theatre and catwalk fashion show.
Some buses meet a destructive end by being entered in banger races or at demolition derbys. A larger number of old retired buses have also been converted into mobile holiday homes and campers.
Bus preservation
Rather than being scrapped or converted for other uses, sometimes retired buses are saved for preservation. This can be done by individuals, volunteer preservation groups or charitable trusts, museums, or sometimes by the operators themselves as part of a heritage fleet. These buses often need to be restored to their original condition and will have their livery and other details such as internal notices and rollsigns restored to be authentic to a specific time in the bus's history. Some buses that undergo preservation are rescued from a state of great disrepair, but others enter preservation with very little wrong with them. As with other historic vehicles, many preserved buses either in a working or static state form part of the collections of transport museums. Additionally, some buses are preserved so they can appear alongside other period vehicles in television and film. Working buses will often be exhibited at rallies and events, and they are also used as charter buses. While many preserved buses are quite old or even vintage, in some cases relatively new examples of a bus type can enter restoration. In-service examples are still in use by other operators. This often happens when a change in design or operating practice, such as the switch to one person operation or low floor technology, renders some buses redundant while still relatively new.
Modification as railway vehicles
See also
Coach (bus)
Bicycle carrier (bus mounted bike racks)
Bus spotting
Bus station
Cutaway bus
Dollar van
Horsebus
Intercity bus
Intercity bus driver
List of fictional buses
Multi-axle bus
Public light bus
Trackless train
Transit bus
References
Bibliography
External links
American Bus Association ()
French inventions |
4147 | https://en.wikipedia.org/wiki/Bali | Bali | Bali (; ) is a province of Indonesia and the westernmost of the Lesser Sunda Islands. East of Java and west of Lombok, the province includes the island of Bali and a few smaller offshore islands, notably Nusa Penida, Nusa Lembongan, and Nusa Ceningan to the southeast. The provincial capital, Denpasar, is the most populous city in the Lesser Sunda Islands and the second-largest, after Makassar, in Eastern Indonesia. The upland town of Ubud in Greater Denpasar is considered Bali's cultural centre. The province is Indonesia's main tourist destination, with a significant rise in tourism since the 1980s. Tourism-related business makes up 80% of its economy.
Bali is the only Hindu-majority province in Indonesia, with 86.9% of the population adhering to Balinese Hinduism. It is renowned for its highly developed arts, including traditional and modern dance, sculpture, painting, leather, metalworking, and music. The Indonesian International Film Festival is held every year in Bali. Other international events that have been held in Bali include Miss World 2013, the 2018 Annual Meetings of the International Monetary Fund and the World Bank Group and the 2022 G20 summit. In March 2017, TripAdvisor named Bali as the world's top destination in its Traveller's Choice award, which it also earned in January 2021.
Bali is part of the Coral Triangle, the area with the highest biodiversity of marine species, especially fish and turtles. In this area alone, over 500 reef-building coral species can be found. For comparison, this is about seven times as many as in the entire Caribbean. Bali is the home of the Subak irrigation system, a UNESCO World Heritage Site. It is also home to a unified confederation of kingdoms composed of 10 traditional royal Balinese houses, each house ruling a specific geographic area. The confederation is the successor of the Bali Kingdom. The royal houses are not recognised by the government of Indonesia; however, they originated before Dutch colonisation.
History
Ancient
Bali was inhabited around 2000 BC by Austronesian people who migrated originally from the island of Taiwan to Southeast Asia and Oceania through Maritime Southeast Asia. Culturally and linguistically, the Balinese are closely related to the people of the Indonesian archipelago, Malaysia, Brunei, the Philippines, and Oceania. Stone tools dating from this time have been found near the village of Cekik in the island's west.
In ancient Bali, nine Hindu sects existed, the Pasupata, Bhairawa, Siwa Shidanta, Vaishnava, Bodha, Brahma, Resi, Sora and Ganapatya. Each sect revered a specific deity as its personal Godhead.
Inscriptions from 896 and 911 do not mention a king, until 914, when Sri Kesarivarma is mentioned. They also reveal an independent Bali, with a distinct dialect, where Buddhism and Shaivism were practised simultaneously. Mpu Sindok's great-granddaughter, Mahendradatta (Gunapriyadharmapatni), married the Bali king Udayana Warmadewa (Dharmodayanavarmadeva) around 989, giving birth to Airlangga around 1001. This marriage also brought more Hinduism and Javanese culture to Bali. Princess Sakalendukirana appeared in 1098. Suradhipa reigned from 1115 to 1119, and Jayasakti from 1146 until 1150. Jayapangus appears on inscriptions between 1178 and 1181, while Adikuntiketana and his son Paramesvara in 1204.
Balinese culture was strongly influenced by Indian, Chinese, and particularly Hindu culture, beginning around the 1st century AD. The name Bali dwipa ("Bali island") has been discovered from various inscriptions, including the Blanjong pillar inscription written by Sri Kesari Warmadewa in 914 AD and mentioning Walidwipa. It was during this time that the people developed their complex irrigation system subak to grow rice in wet-field cultivation. Some religious and cultural traditions still practised today can be traced to this period.
The Hindu Majapahit Empire (1293–1520 AD) on eastern Java founded a Balinese colony in 1343. The uncle of Hayam Wuruk is mentioned in the charters of 1384–86. Mass Javanese immigration to Bali occurred in the next century when the Majapahit Empire fell in 1520. Bali's government then became an independent collection of Hindu kingdoms which led to a Balinese national identity and major enhancements in culture, arts, and economy. The nation with various kingdoms became independent for up to 386 years until 1906 when the Dutch subjugated and repulsed the natives for economic control and took it over.
Portuguese contacts
The first known European contact with Bali is thought to have been made in 1512, when a Portuguese expedition led by Antonio Abreu and Francisco Serrão sighted its northern shores. It was the first expedition of a series of bi-annual fleets to the Moluccas, that throughout the 16th century travelled along the coasts of the Sunda Islands. Bali was also mapped in 1512, in the chart of Francisco Rodrigues, aboard the expedition. In 1585, a ship foundered off the Bukit Peninsula and left a few Portuguese in the service of Dewa Agung.
Dutch East Indies
In 1597, the Dutch explorer Cornelis de Houtman arrived at Bali, and the Dutch East India Company was established in 1602. The Dutch government expanded its control across the Indonesian archipelago during the second half of the 19th century. Dutch political and economic control over Bali began in the 1840s on the island's north coast when the Dutch pitted various competing Balinese realms against each other. In the late 1890s, struggles between Balinese kingdoms on the island's south were exploited by the Dutch to increase their control.
In June 1860, the famous Welsh naturalist, Alfred Russel Wallace, travelled to Bali from Singapore, landing at Buleleng on the north coast of the island. Wallace's trip to Bali was instrumental in helping him devise his Wallace Line theory. The Wallace Line is a faunal boundary that runs through the strait between Bali and Lombok. It is a boundary between species. In his travel memoir The Malay Archipelago, Wallace wrote of his experience in Bali, which has a strong mention of the unique Balinese irrigation methods:
I was astonished and delighted; as my visit to Java was some years later, I had never beheld so beautiful and well-cultivated a district out of Europe. A slightly undulating plain extends from the seacoast about inland, where it is bounded by a fine range of wooded and cultivated hills. Houses and villages, marked out by dense clumps of coconut palms, tamarind and other fruit trees, are dotted about in every direction; while between them extend luxurious rice grounds, watered by an elaborate system of irrigation that would be the pride of the best-cultivated parts of Europe.
The Dutch mounted large naval and ground assaults at the Sanur region in 1906 and were met by the thousands of members of the royal family and their followers who rather than yield to the superior Dutch force committed ritual suicide (puputan) to avoid the humiliation of surrender. Despite Dutch demands for surrender, an estimated 200 Balinese killed themselves rather than surrender. In the Dutch intervention in Bali, a similar mass suicide occurred in the face of a Dutch assault in Klungkung. Afterwards, the Dutch governours exercised administrative control over the island, but local control over religion and culture generally remained intact. Dutch rule over Bali came later and was never as well established as in other parts of Indonesia such as Java and Maluku.
In the 1930s, anthropologists Margaret Mead and Gregory Bateson, artists Miguel Covarrubias and Walter Spies, and musicologist Colin McPhee all spent time here. Their accounts of the island and its peoples created a western image of Bali as "an enchanted land of aesthetes at peace with themselves and nature". Western tourists began to visit the island. The sensuous image of Bali was enhanced in the West by a quasi-pornographic 1932 documentary Virgins of Bali about a day in the lives of two teenage Balinese girls whom the film's narrator Deane Dickason notes in the first scene "bathe their shamelessly nude bronze bodies". Under the looser version of the Hays code that existed up to 1934, nudity involving "civilised" (i.e. white) women was banned, but permitted with "uncivilised" (i.e. all non-white women), a loophole that was exploited by the producers of Virgins of Bali. The film, which mostly consisted of scenes of topless Balinese women was a great success in 1932, and almost single-handedly made Bali into a popular spot for tourists.
Imperial Japan occupied Bali during World War II. It was not originally a target in their Netherlands East Indies Campaign, but as the airfields on Borneo were inoperative due to heavy rains, the Imperial Japanese Army decided to occupy Bali, which did not suffer from comparable weather. The island had no regular Royal Netherlands East Indies Army (KNIL) troops. There was only a Native Auxiliary Corps Prajoda (Korps Prajoda) consisting of about 600 native soldiers and several Dutch KNIL officers under the command of KNIL Lieutenant Colonel W.P. Roodenburg. On 19 February 1942, the Japanese forces landed near the town of Sanoer (Sanur). The island was quickly captured.
During the Japanese occupation, a Balinese military officer, I Gusti Ngurah Rai, formed a Balinese 'freedom army'. The harshness of Japanese occupation forces made them more resented than the Dutch colonial rulers.
Independence from the Dutch
In 1945, Bali was liberated by the British 5th infantry Division under the command of Major-General Robert Mansergh who took the Japanese surrender. Once Japanese forces had been repatriated the island was handed over to the Dutch the following year.
In 1946, the Dutch constituted Bali as one of the 13 administrative districts of the newly proclaimed State of East Indonesia, a rival state to the Republic of Indonesia, which was proclaimed and headed by Sukarno and Hatta. Bali was included in the "Republic of the United States of Indonesia" when the Netherlands recognised Indonesian independence on 29 December 1949. The first governor of Bali, Anak Agung Bagus Suteja, was appointed by President Sukarno in 1958, when Bali became a province.
Contemporary
The 1963 eruption of Mount Agung killed thousands, created economic havoc, and forced many displaced Balinese to be transmigrated to other parts of Indonesia. Mirroring the widening of social divisions across Indonesia in the 1950s and early 1960s, Bali saw conflict between supporters of the traditional caste system, and those rejecting this system. Politically, the opposition was represented by supporters of the Indonesian Communist Party (PKI) and the Indonesian Nationalist Party (PNI), with tensions and ill-feeling further increased by the PKI's land reform programmes. A purported coup attempt in Jakarta was averted by forces led by General Suharto.
The army became the dominant power as it instigated a violent anti-communist purge, in which the army blamed the PKI for the coup. Most estimates suggest that at least 500,000 people were killed across Indonesia, with an estimated 80,000 killed in Bali, equivalent to 5% of the island's population. With no Islamic forces involved as in Java and Sumatra, upper-caste PNI landlords led the extermination of PKI members.
As a result of the 1965–66 upheavals, Suharto was able to manoeuvre Sukarno out of the presidency. His "New Order" government re-established relations with Western countries. The pre-War Bali as "paradise" was revived in a modern form. The resulting large growth in tourism has led to a dramatic increase in Balinese standards of living and significant foreign exchange earned for the country.
A bombing in 2002 by militant Islamists in the tourist area of Kuta killed 202 people, mostly foreigners. This attack, and another in 2005, severely reduced tourism, producing much economic hardship on the island.
On 27 November 2017, Mount Agung erupted five times, causing the evacuation of thousands, disrupting air travel and causing much environmental damage. Further eruptions also occurred between 2018 and 2019.
On 15–16 November 2022, was held in Nusa Dua the 2022 G20 Bali summit, the seventeenth meeting of Group of Twenty (G20).
Geography
The island of Bali lies east of Java, and is approximately 8 degrees south of the equator. Bali and Java are separated by the Bali Strait. East to west, the island is approximately wide and spans approximately north to south; administratively it covers , or without Nusa Penida District, which comprises three small islands off the southeast coast of Bali. Its population density was roughly in 2020.
Bali's central mountains include several peaks over in elevation and active volcanoes such as Mount Batur. The highest is Mount Agung (), known as the "mother mountain", which is an active volcano rated as one of the world's most likely sites for a massive eruption within the next 100 years. In late 2017 Mount Agung started erupting and large numbers of people were evacuated, temporarily closing the island's airport. Mountains range from centre to the eastern side, with Mount Agung the easternmost peak. Bali's volcanic nature has contributed to its exceptional fertility and its tall mountain ranges provide the high rainfall that supports the highly productive agriculture sector. South of the mountains is a broad, steadily descending area where most of Bali's large rice crop is grown. The northern side of the mountains slopes more steeply to the sea and is the main coffee-producing area of the island, along with rice, vegetables, and cattle. The longest river, Ayung River, flows approximately (see List of rivers of Bali).
The island is surrounded by coral reefs. Beaches in the south tend to have white sand while those in the north and west have black sand. Bali has no major waterways, although the Ho River is navigable by small sampan boats. Black sand beaches between Pasut and Klatingdukuh are being developed for tourism, but apart from the seaside temple of Tanah Lot, they are not yet used for significant tourism.
The largest city is the provincial capital, Denpasar, near the southern coast. Its population is around 726,800 (mid 2022). Bali's second-largest city is the old colonial capital, Singaraja, which is located on the north coast and is home to around 150,000 people in 2020. Other important cities include the beach resort, Kuta, which is practically part of Denpasar's urban area, and Ubud, situated at the north of Denpasar, is the island's cultural centre.
Three small islands lie to the immediate south-east and all are administratively part of the Klungkung regency of Bali: Nusa Penida, Nusa Lembongan and Nusa Ceningan. These islands are separated from Bali by the Badung Strait.
To the east, the Lombok Strait separates Bali from Lombok and marks the biogeographical division between the fauna of the Indomalayan realm and the distinctly different fauna of Australasia. The transition is known as the Wallace Line, named after Alfred Russel Wallace, who first proposed a transition zone between these two major biomes. When sea levels dropped during the Pleistocene ice age, Bali was connected to Java and Sumatra and to the mainland of Asia and shared the Asian fauna, but the deep water of the Lombok Strait continued to keep Lombok Island and the Lesser Sunda archipelago isolated.
Climate
Being just 8 degrees south of the equator, Bali has a fairly even climate all year round. Average year-round temperature stands at around with a humidity level of about 85%.
Daytime temperatures at low elevations vary between , but the temperatures decrease significantly with increasing elevation.
The west monsoon is in place from approximately October to April, and this can bring significant rain, particularly from December to March. During the rainy season, there are comparatively fewer tourists seen in Bali. During the Easter and Christmas holidays, the weather is very unpredictable. Outside of the monsoon period, humidity is relatively low and any rain is unlikely in lowland areas.
Ecology
Bali lies just to the west of the Wallace Line, and thus has a fauna that is Asian in character, with very little Australasian influence, and has more in common with Java than with Lombok. An exception is the yellow-crested cockatoo, a member of a primarily Australasian family. There are around 280 species of birds, including the critically endangered Bali myna, which is endemic. Others include barn swallow, black-naped oriole, black racket-tailed treepie, crested serpent-eagle, crested treeswift, dollarbird, Java sparrow, lesser adjutant, long-tailed shrike, milky stork, Pacific swallow, red-rumped swallow, sacred kingfisher, sea eagle, woodswallow, savanna nightjar, stork-billed kingfisher, yellow-vented bulbul and great egret.
Until the early 20th century, Bali was possibly home to several large mammals: banteng, leopard and the endemic Bali tiger. The banteng still occurs in its domestic form, whereas leopards are found only in neighbouring Java, and the Bali tiger is extinct. The last definite record of a tiger on Bali dates from 1937 when one was shot, though the subspecies may have survived until the 1940s or 1950s. Pleistocene and Holocene megafaunas include banteng and giant tapir (based on speculations that they might have reached up to the Wallace Line), and rhinoceros.
Squirrels are quite commonly encountered, less often is the Asian palm civet, which is also kept in coffee farms to produce kopi luwak. Bats are well represented, perhaps the most famous place to encounter them remaining is the Goa Lawah (Temple of the Bats) where they are worshipped by the locals and also constitute a tourist attraction. They also occur in other cave temples, for instance at Gangga Beach. Two species of monkey occur. The crab-eating macaque, known locally as "kera", is quite common around human settlements and temples, where it becomes accustomed to being fed by humans, particularly in any of the three "monkey forest" temples, such as the popular one in the Ubud area. They are also quite often kept as pets by locals. The second monkey, endemic to Java and some surrounding islands such as Bali, is far rarer and more elusive and is the Javan langur, locally known as "lutung". They occur in a few places apart from the West Bali National Park. They are born an orange colour, though they would have already changed to a more blackish colouration by their first year. In Java, however, there is more of a tendency for this species to retain its juvenile orange colour into adulthood, and a mixture of black and orange monkeys can be seen together as a family. Other rarer mammals include the leopard cat, Sunda pangolin and black giant squirrel.
Snakes include the king cobra and reticulated python. The water monitor can grow to at least in length and and can move quickly.
The rich coral reefs around the coast, particularly around popular diving spots such as Tulamben, Amed, Menjangan or neighbouring Nusa Penida, host a wide range of marine life, for instance hawksbill turtle, giant sunfish, giant manta ray, giant moray eel, bumphead parrotfish, hammerhead shark, reef shark, barracuda, and sea snakes. Dolphins are commonly encountered on the north coast near Singaraja and Lovina.
A team of scientists surveyed from 29 April 2011, to 11 May 2011, at 33 sea sites around Bali. They discovered 952 species of reef fish of which 8 were new discoveries at Pemuteran, Gilimanuk, Nusa Dua, Tulamben and Candidasa, and 393 coral species, including two new ones at Padangbai and between Padangbai and Amed. The average coverage level of healthy coral was 36% (better than in Raja Ampat and Halmahera by 29% or in Fakfak and Kaimana by 25%) with the highest coverage found in Gili Selang and Gili Mimpang in Candidasa, Karangasem Regency.
Among the larger trees the most common are: banyan trees, jackfruit, coconuts, bamboo species, acacia trees and also endless rows of coconuts and banana species. Numerous flowers can be seen: hibiscus, frangipani, bougainvillea, poinsettia, oleander, jasmine, water lily, lotus, roses, begonias, orchids and hydrangeas exist. On higher grounds that receive more moisture, for instance, around Kintamani, certain species of fern trees, mushrooms and even pine trees thrive well. Rice comes in many varieties. Other plants with agricultural value include: salak, mangosteen, corn, Kintamani orange, coffee and water spinach.
Environment
Over-exploitation by the tourist industry has led to 200 out of 400 rivers on the island drying up. Research suggests that the southern part of Bali would face a water shortage. To ease the shortage, the central government plans to build a water catchment and processing facility at Petanu River in Gianyar. The 300 litres capacity of water per second will be channelled to Denpasar, Badung and Gianyar in 2013.
A 2010 Environment Ministry report on its environmental quality index gave Bali a score of 99.65, which was the highest score of Indonesia's 33 provinces. The score considers the level of total suspended solids, dissolved oxygen, and chemical oxygen demand in water.
Erosion at Lebih Beach has seen of land lost every year. Decades ago, this beach was used for holy pilgrimages with more than 10,000 people, but they have now moved to Masceti Beach.
In 2017, a year when Bali received nearly 5.7 million tourists, government officials declared a "garbage emergency" in response to the covering of 3.6-mile stretch of coastline in plastic waste brought in by the tide, amid concerns that the pollution could dissuade visitors from returning. Indonesia is one of the world's worst plastic polluters, with some estimates suggesting the country is the source of around 10 per cent of the world's plastic waste.
Government
Politics
In the national legislature, Bali is represented by nine members, with a single electoral district covering the whole province. The Bali Regional People's Representative Council, the provincial legislature, has 55 members. The province's politics has historically been dominated by the Indonesian Democratic Party of Struggle (PDI-P), which has won by far the most votes in every election in Bali since the first free elections in 1999.
Administrative divisions
The province is divided into eight regencies (kabupaten) and one city (kota). These are, with their areas and their populations at the 2010 census and the 2020 census, together with the official estimates as at mid 2022 and the Human Development Index for each regency and city.
Economy
In the 1970s, the Balinese economy was largely agriculture-based in terms of both output and employment. Tourism is now the largest single industry in terms of income, and as a result, Bali is one of Indonesia's wealthiest regions. In 2003, around 80% of Bali's economy was tourism related. By the end of June 2011, the rate of non-performing loans of all banks in Bali were 2.23%, lower than the average of Indonesian banking industry non-performing loan rates (about 5%). The economy, however, suffered significantly as a result of the Islamists' terrorist bombings in 2002 and 2005. The tourism industry has since recovered from these events.
Agriculture
Although tourism produces the GDP's largest output, agriculture is still the island's biggest employer. Fishing also provides a significant number of jobs. Bali is also famous for its artisans who produce a vast array of handicrafts, including batik and ikat cloth and clothing, wooden carvings, stone carvings, painted art and silverware. Notably, individual villages typically adopt a single product, such as wind chimes or wooden furniture.
The Arabica coffee production region is the highland region of Kintamani near Mount Batur. Generally, Balinese coffee is processed using the wet method. This results in a sweet, soft coffee with good consistency. Typical flavours include lemon and other citrus notes. Many coffee farmers in Kintamani are members of a traditional farming system called Subak Abian, which is based on the Hindu philosophy of "Tri Hita Karana". According to this philosophy, the three causes of happiness are good relations with God, other people, and the environment. The Subak Abian system is ideally suited to the production of fair trade and organic coffee production. Arabica coffee from Kintamani is the first product in Indonesia to request a geographical indication.
Tourism
In 1963 the Bali Beach Hotel in Sanur was built by Sukarno and boosted tourism in Bali. Before the Bali Beach Hotel construction, there were only three significant tourist-class hotels on the island. Construction of hotels and restaurants began to spread throughout Bali. Tourism further increased in Bali after the Ngurah Rai International Airport opened in 1970. The Buleleng regency government encouraged the tourism sector as one of the mainstays for economic progress and social welfare.
The tourism industry is primarily focused in the south, while also significant in the other parts of the island. The prominent tourist locations are the town of Kuta (with its beach), and its outer suburbs of Legian and Seminyak (which were once independent townships), the east coast town of Sanur (once the only tourist hub), Ubud towards the centre of the island, to the south of the Ngurah Rai International Airport, Jimbaran and the newer developments of Nusa Dua and Pecatu.
The United States government lifted its travel warnings in 2008. The Australian government issued an advisory on Friday, 4 May 2012, with the overall level of this advisory lowered to 'Exercise a high degree of caution'. The Swedish government issued a new warning on Sunday, 10 June 2012, because of one tourist who died from methanol poisoning. Australia last issued an advisory on Monday, 5 January 2015, due to new terrorist threats.
An offshoot of tourism is the growing real estate industry. Bali's real estate has been rapidly developing in the main tourist areas of Kuta, Legian, Seminyak, and Oberoi. Most recently, high-end 5-star projects are under development on the Bukit peninsula, on the island's south side. Expensive villas are being developed along the cliff sides of south Bali, with commanding panoramic ocean views. Foreign and domestic, many Jakarta individuals and companies are fairly active, and investment into other areas of the island also continues to grow. Land prices, despite the worldwide economic crisis, have remained stable.
In the last half of 2008, Indonesia's currency had dropped approximately 30% against the US dollar, providing many overseas visitors with improved value for their currencies.
Bali's tourism economy survived the Islamist terrorist bombings of 2002 and 2005, and the tourism industry has slowly recovered and surpassed its pre-terrorist bombing levels; the long-term trend has been a steady increase in visitor arrivals. In 2010, Bali received 2.57 million foreign tourists, which surpassed the target of 2.0–2.3 million tourists. The average occupancy of starred hotels achieved 65%, so the island still should be able to accommodate tourists for some years without any addition of new rooms/hotels, although at the peak season some of them are fully booked.
Bali received the Best Island award from Travel and Leisure in 2010. Bali won because of its attractive surroundings (both mountain and coastal areas), diverse tourist attractions, excellent international and local restaurants, and the friendliness of the local people. The Balinese culture and its religion are also considered the main factor of the award. One of the most prestigious events that symbolize a strong relationship between a god and its followers is Kecak dance. According to BBC Travel released in 2011, Bali is one of the World's Best Islands, ranking second after Santorini, Greece.
In 2006, Elizabeth Gilbert's memoir Eat, Pray, Love was published, and in August 2010 it was adapted into the film Eat Pray Love. It took place at Ubud and Padang-Padang Beach in Bali. Both the book and the film fuelled a boom in tourism in Ubud, the hill town and cultural and tourist centre that was the focus of Gilbert's quest for balance and love through traditional spirituality and healing.
In January 2016, after musician David Bowie died, it was revealed that in his will, Bowie asked for his ashes to be scattered in Bali, conforming to Buddhist rituals. He had visited and performed in several Southeast Asian cities early in his career, including Bangkok and Singapore.
Since 2011, China has displaced Japan as the second-largest supplier of tourists to Bali, while Australia still tops the list while India has also emerged as a greater supply of tourists.
Chinese tourists increased by 17% in 2011 from 2010 due to the impact of ACFTA and new direct flights to Bali.
In January 2012, Chinese tourists increased by 222.18% compared to January 2011, while Japanese tourists declined by 23.54% year on year.
Bali authorities reported the island had 2.88 million foreign tourists and 5 million domestic tourists in 2012, marginally surpassing the expectations of 2.8 million foreign tourists.
Based on a Bank Indonesia survey in May 2013, 34.39 per cent of tourists are upper-middle class, spending between $1,286 and $5,592, and are dominated by Australia, India, France, China, Germany and the UK. Some Chinese tourists have increased their levels of spending from previous years. 30.26 per cent of tourists are middle class, spending between $662 and $1,285. In 2017 it was expected that Chinese tourists would outnumber Australian tourists.
In January 2020, 10,000 Chinese tourists cancelled trips to Bali due to the COVID-19 pandemic. Because of the COVID-19 pandemic travel restrictions, Bali welcomed 1.07 million international travelers in 2020, most of them between January and March, which is -87% compared to 2019. In the first half of 2021, they welcomed 43 international travelers. The pandemic presented a major blow on Bali's tourism-dependent economy. On 3 February 2022, Bali reopened again for the first foreign tourists after 2 years of being closed due to the pandemic.
In 2022 Indonesia's Minister of Health, Budi Sadikin, stated that the tourism industry in Bali will be complemented by the medical industry.
At the beginning of 2023, the governor of Bali demanded a ban on the use of motorcycles by tourists. This happened after a series of accidents. Wayan Koster proposed to cancel the violators' visas. The move sparked widespread outrage on social media.
Transportation
The Ngurah Rai International Airport is located near Jimbaran, on the isthmus at the southernmost part of the island. Lt. Col. Wisnu Airfield is in northwest Bali.
A coastal road circles the island, and three major two-lane arteries cross the central mountains at passes reaching 1,750 m in height (at Penelokan). The Ngurah Rai Bypass is a four-lane expressway that partly encircles Denpasar. Bali has no railway lines. There is a car ferry between Gilimanuk on the west coast of Bali to Ketapang on Java.
In December 2010 the Government of Indonesia invited investors to build a new Tanah Ampo Cruise Terminal at Karangasem, Bali with a projected worth of $30 million. On 17 July 2011, the first cruise ship (Sun Princess) anchored about away from the wharf of Tanah Ampo harbour. The current pier is only but will eventually be extended to to accommodate international cruise ships. The harbour is safer than the existing facility at Benoa and has a scenic backdrop of east Bali mountains and green rice fields. The tender for improvement was subject to delays, and as of July 2013 the situation was unclear with cruise line operators complaining and even refusing to use the existing facility at Tanah Ampo.
A memorandum of understanding was signed by two ministers, Bali's governor and Indonesian Train Company to build of railway along the coast around the island. As of July 2015, no details of these proposed railways have been released. In 2019 it was reported in Gapura Bali that Wayan Koster, governor of Bali, "is keen to improve Bali's transportation infrastructure and is considering plans to build an electric rail network across the island".
On 16 March 2011 (Tanjung) Benoa port received the "Best Port Welcome 2010" award from London's "Dream World Cruise Destination" magazine. Government plans to expand the role of Benoa port as export-import port to boost Bali's trade and industry sector. In 2013, The Tourism and Creative Economy Ministry advised that 306 cruise liners were scheduled to visit Indonesia, an increase of 43 per cent compared to the previous year.
In May 2011, an integrated Area Traffic Control System (ATCS) was implemented to reduce traffic jams at four crossing points: Ngurah Rai statue, Dewa Ruci Kuta crossing, Jimbaran crossing and Sanur crossing. ATCS is an integrated system connecting all traffic lights, CCTVs and other traffic signals with a monitoring office at the police headquarters. It has successfully been implemented in other ASEAN countries and will be implemented at other crossings in Bali.
On 21 December 2011, construction started on the Nusa Dua-Benoa-Ngurah Rai International Airport toll road, which will also provide a special lane for motorcycles. This has been done by seven state-owned enterprises led by PT Jasa Marga with 60% of the shares. PT Jasa Marga Bali Tol will construct the toll road (totally with access road). The construction is estimated to cost Rp.2.49 trillion ($273.9 million). The project goes through of mangrove forest and through of beach, both within area. The elevated toll road is built over the mangrove forest on 18,000 concrete pillars that occupied two hectares of mangrove forest. This was compensated by the planting of 300,000 mangrove trees along the road. On 21 December 2011, the Dewa Ruci underpass has also started on the busy Dewa Ruci junction near Bali Kuta Galeria with an estimated cost of Rp136 billion ($14.9 million) from the state budget. On 23 September 2013, the Bali Mandara Toll Road was opened, with the Dewa Ruci Junction (Simpang Siur) underpass being opened previously.
To solve chronic traffic problems, the province will also build a toll road connecting Serangan with Tohpati, a toll road connecting Kuta, Denpasar, and Tohpati, and a flyover connecting Kuta and Ngurah Rai Airport.
Demographics
The population of Bali was 3,890,757 as of the 2010 census, and 4,317,404 at the 2020 census; the official estimate as at mid 2022 was 4,415,100. There are an estimated 30,000 expatriates living in Bali.
Ethnic origins
A DNA study in 2005 by Karafet et al. found that 12% of Balinese Y-chromosomes are of likely Indian origin, while 84% are of likely Austronesian origin, and 2% of likely Melanesian origin.
Caste system
Pre-modern Bali had four castes, as Jeff Lewis and Belinda Lewis state, but with a "very strong tradition of communal decision-making and interdependence". The four castes have been classified as Sudra (Shudra), Wesia (Vaishyas), Satria (Kshatriyas) and Brahmana (Brahmin).
The 19th-century scholars such as Crawfurd and Friederich suggested that the Balinese caste system had Indian origins, but Helen Creese states that scholars such as Brumund who had visited and stayed on the island of Bali suggested that his field observations conflicted with the "received understandings concerning its Indian origins". In Bali, the Shudra (locally spelt Soedra) has typically been the temple priests, though depending on the demographics, a temple priest may also be from the other three castes. In most regions, it has been the Shudra who typically make offerings to the gods on behalf of the Hindu devotees, chant prayers, recite meweda (Vedas), and set the course of Balinese temple festivals.
Religion
About 86.91% of Bali's population adheres to Balinese Hinduism, formed as a combination of existing local beliefs and Hindu influences from mainland Southeast Asia and South Asia. Minority religions include Islam (10.05%), Christianity (2.35%), and Buddhism (0.68%) as for 2018.
The general beliefs and practices of Agama Hindu Dharma mix ancient traditions and contemporary pressures placed by Indonesian laws that permit only monotheist belief under the national ideology of Pancasila. Traditionally, Hinduism in Indonesia had a pantheon of deities and that tradition of belief continues in practice; further, Hinduism in Indonesia granted freedom and flexibility to Hindus as to when, how and where to pray. However, officially, the Indonesian government considers and advertises Indonesian Hinduism as a monotheistic religion with certain officially recognised beliefs that comply with its national ideology. Indonesian school textbooks describe Hinduism as having one supreme being, Hindus offering three daily mandatory prayers, and Hinduism as having certain common beliefs that in part parallel those of Islam. Scholars contest whether these Indonesian government recognised and assigned beliefs to reflect the traditional beliefs and practices of Hindus in Indonesia before Indonesia gained independence from Dutch colonial rule.
Balinese Hinduism has roots in Indian Hinduism and Buddhism, which arrived through Java. Hindu influences reached the Indonesian Archipelago as early as the first century. Historical evidence is unclear about the diffusion process of cultural and spiritual ideas from India. Java legends refer to Saka-era, traced to 78 AD. Stories from the Mahabharata Epic have been traced in Indonesian islands to the 1st century; however, the versions mirror those found in the southeast Indian peninsular region (now Tamil Nadu and southern Karnataka and Andhra Pradesh).
The Bali tradition adopted the pre-existing animistic traditions of the indigenous people. This influence strengthened the belief that the gods and goddesses are present in all things. Every element of nature, therefore, possesses its power, which reflects the power of the gods. A rock, tree, dagger, or woven cloth is a potential home for spirits whose energy can be directed for good or evil. Balinese Hinduism is deeply interwoven with art and ritual. Ritualising states of self-control are a notable feature of religious expression among the people, who for this reason have become famous for their graceful and decorous behaviour.
Apart from the majority of Balinese Hindus, there also exist Chinese immigrants whose traditions have melded with that of the locals. As a result, these Sino-Balinese embrace their original religion, which is a mixture of Buddhism, Christianity, Taoism, and Confucianism, and find a way to harmonise it with the local traditions. Hence, it is not uncommon to find local Sino-Balinese during the local temple's odalan. Moreover, Balinese Hindu priests are invited to perform rites alongside a Chinese priest in the event of the death of a Sino-Balinese. Nevertheless, the Sino-Balinese claim to embrace Buddhism for administrative purposes, such as their Identity Cards. The Roman Catholic community has a diocese, the Diocese of Denpasar that encompasses the province of Bali and West Nusa Tenggara and has its cathedral located in Denpasar.
Language
Balinese and Indonesian are the most widely spoken languages in Bali, and the vast majority of Balinese people are bilingual or trilingual. The most common spoken language around the tourist areas is Indonesian, as many people in the tourist sector are not solely Balinese, but migrants from Java, Lombok, Sumatra, and other parts of Indonesia. The Balinese language is heavily stratified due to the Balinese caste system. Kawi and Sanskrit are also commonly used by some Hindu priests in Bali, as Hindu literature was mostly written in Sanskrit.
English and Chinese are the next most common languages (and the primary foreign languages) of many Balinese, owing to the requirements of the tourism industry, as well as the English-speaking community and huge Chinese-Indonesian population. Other foreign languages, such as Japanese, Korean, French, Russian or German are often used in multilingual signs for foreign tourists.
Culture
Bali is renowned for its diverse and sophisticated art forms, such as painting, sculpture, woodcarving, handcrafts, and performing arts. Balinese cuisine is also distinctive, and unlike the rest of Indonesia, pork is commonly found in Balinese dishes such as Babi Guling. Balinese percussion orchestra music, known as gamelan, is highly developed and varied. Balinese performing arts often portray stories from Hindu epics such as the Ramayana but with heavy Balinese influence. Famous Balinese dances include pendet, legong, baris, topeng, barong, gong keybar, and kecak (the monkey dance). Bali boasts one of the most diverse and innovative performing arts cultures in the world, with paid performances at thousands of temple festivals, private ceremonies, and public shows.
Architecture
Kaja and kelod are the Balinese equivalents of North and South, which refer to one's orientation between the island's largest mountain Gunung Agung (kaja), and the sea (kelod). In addition to spatial orientation, kaja and kelod have the connotation of good and evil; gods and ancestors are believed to live on the mountain whereas demons live in the sea. Buildings such as temples and residential homes are spatially oriented by having the most sacred spaces closest to the mountain and the unclean places nearest to the sea.
Most temples have an inner courtyard and an outer courtyard which are arranged with the inner courtyard furthest kaja. These spaces serve as performance venues since most Balinese rituals are accompanied by any combination of music, dance, and drama. The performances that take place in the inner courtyard are classified as wali, the most sacred rituals which are offerings exclusively for the gods, while the outer courtyard is where bebali ceremonies are held, which are intended for gods and people. Lastly, performances meant solely for the entertainment of humans take place outside the temple's walls and are called bali-balihan. This three-tiered system of classification was standardised in 1971 by a committee of Balinese officials and artists to better protect the sanctity of the oldest and most sacred Balinese rituals from being performed for a paying audience.
Dances
Tourism, Bali's chief industry, has provided the island with a foreign audience that is eager to pay for entertainment, thus creating new performance opportunities and more demand for performers. The impact of tourism is controversial since before it became integrated into the economy, the Balinese performing arts did not exist as a capitalist venture, and were not performed for entertainment outside of their respective ritual context. Since the 1930s sacred rituals such as the barong dance have been performed both in their original contexts, as well as exclusively for paying tourists. This has led to new versions of many of these performances that have developed according to the preferences of foreign audiences; some villages have a barong mask specifically for non-ritual performances and an older mask that is only used for sacred performances.
Festivals
Throughout the year, there are many festivals celebrated locally or island-wide according to the traditional calendars. The Hindu New Year, Nyepi, is celebrated in the spring by a day of silence. On this day everyone stays at home and tourists are encouraged (or required) to remain in their hotels. On the day before New Year, large and colourful sculptures of Ogoh-ogoh monsters are paraded and burned in the evening to drive away evil spirits. Other festivals throughout the year are specified by the Balinese pawukon calendrical system.
Celebrations are held for many occasions such as a tooth-filing (coming-of-age ritual), cremation or odalan (temple festival). One of the most important concepts that Balinese ceremonies have in common is that of désa kala patra, which refers to how ritual performances must be appropriate in both the specific and general social context. Many ceremonial art forms such as wayang kulit and topeng are highly improvisatory, providing flexibility for the performer to adapt the performance to the current situation. Many celebrations call for a loud, boisterous atmosphere with much activity, and the resulting aesthetic, ramé, is distinctively Balinese. Often two or more gamelan ensembles will be performing well within earshot, and sometimes compete with each other to be heard. Likewise, the audience members talk amongst themselves, get up and walk around, or even cheer on the performance, which adds to the many layers of activity and the liveliness typical of ramé.
Tradition
Balinese society continues to revolve around each family's ancestral village, to which the cycle of life and religion is closely tied. Coercive aspects of traditional society, such as customary law sanctions imposed by traditional authorities such as village councils (including "kasepekang", or shunning) have risen in importance as a consequence of the democratisation and decentralisation of Indonesia since 1998.
Other than Balinese sacred rituals and festivals, the government presents Bali Arts Festival to showcase Bali's performing arts and various artworks produced by the local talents that they have. It is held once a year, from the second week of June until the end of July. Southeast Asia's biggest annual festival of words and ideas Ubud Writers and Readers Festival is held at Ubud in October, which is participated by the world's most celebrated writers, artists, thinkers, and performers.
One unusual tradition is the naming of children in Bali. In general, Balinese people name their children depending on the order they are born, and the names are the same for both males and females.
Beauty pageant
Bali was the host of Miss World 2013 (63rd edition of the Miss World pageant). It was the first time Indonesia hosted an international beauty pageant. In 2022, Bali also co-hosted Miss Grand International 2022 along with Jakarta, West Java, and Banten.
Sports
Bali is a major world surfing destination with popular breaks dotted across the southern coastline and around the offshore island of Nusa Lembongan.
As part of the Coral Triangle, Bali, including Nusa Penida, offers a wide range of dive sites with varying types of reefs, and tropical aquatic life.
Bali was the host of 2008 Asian Beach Games. It was the second time Indonesia hosted an Asia-level multi-sport event, after Jakarta held the 1962 Asian Games.
In 2023, Bali was the location for a major eSports event, the Dota 2 Bali Major, the third and final Major of the Dota Pro Circuit season. The event was held at the Ayana Estate and the Champa Garden, and it was the first time that a Dota Pro Circuit Major was held in Indonesia.
In football, Bali is home to Bali United football club, which plays in Liga 1.
The team was relocated from Samarinda, East Kalimantan to Gianyar, Bali. Harbiansyah Hanafiah, the main commissioner of Bali United explained that he changed the name and moved the home base because there was no representative from Bali in the highest football tier in Indonesia. Another reason was due to local fans in Samarinda preferring to support Pusamania Borneo F.C. rather than Persisam.
Heritage sites
In June 2012, Subak, the irrigation system for paddy fields in Jatiluwih, central Bali was listed as a Natural UNESCO World Heritage Site.
See also
Culture of Indonesia
Hinduism in Indonesia
Tourism in Indonesia
References
Bibliography
Further reading
Cotterell, Arthur (2015). Bali: A cultural history, Signal Books
Covarrubias, Miguel (1946). Island of Bali.
External links
1958 establishments in Indonesia
Hinduism in Indonesia
Islands of Indonesia
Lesser Sunda Islands
Provinces of Indonesia
States and territories established in 1958
Former kingdoms
Populated places in Indonesia |
4149 | https://en.wikipedia.org/wiki/Bulgarian%20language | Bulgarian language | Bulgarian (, ; , ) is an Eastern South Slavic language spoken in Southeast Europe, primarily in Bulgaria. It is the language of the Bulgarians.
Along with the closely related Macedonian language (collectively forming the East South Slavic languages), it is a member of the Balkan sprachbund and South Slavic dialect continuum of the Indo-European language family. The two languages have several characteristics that set them apart from all other Slavic languages, including the elimination of case declension, the development of a suffixed definite article, and the lack of a verb infinitive. They retain and have further developed the Proto-Slavic verb system (albeit analytically). One such major development is the innovation of evidential verb forms to encode for the source of information: witnessed, inferred, or reported.
It is the official language of Bulgaria, and since 2007 has been among the official languages of the European Union. It is also spoken by the Bulgarian historical communities in North Macedonia, Ukraine, Moldova, Serbia, Romania, Hungary, Albania and Greece.
History
One can divide the development of the Bulgarian language into several periods.
The Prehistoric period covers the time between the Slavic migration to the eastern Balkans ( 6th century CE) and the mission of Saints Cyril and Methodius to Great Moravia in 860s.
Old Bulgarian (9th to 11th centuries, also referred to as "Old Church Slavonic") – a literary norm of the early southern dialect of the Proto-Slavic language from which Bulgarian evolved. Saints Cyril and Methodius and their disciples used this norm when translating the Bible and other liturgical literature from Greek into Slavic.
Middle Bulgarian (12th to 15th centuries) – a literary norm that evolved from the earlier Old Bulgarian, after major innovations occurred. A language of rich literary activity, it served as the official administration language of the Second Bulgarian Empire, Walachia, Moldavia (until the 19th century) and the Ottoman Empire (until the 16th century). Sultan Selim I spoke and used it well.
Modern Bulgarian dates from the 16th century onwards, undergoing general grammar and syntax changes in the 18th and 19th centuries. The present-day written Bulgarian language was standardized on the basis of the 19th-century Bulgarian vernacular. The historical development of the Bulgarian language can be described as a transition from a highly synthetic language (Old Bulgarian) to a typical analytic language (Modern Bulgarian) with Middle Bulgarian as a midpoint in this transition.
Bulgarian was the first Slavic language attested in writing. As Slavic linguistic unity lasted into late antiquity, the oldest manuscripts initially referred to this language as ѧзꙑкъ словѣньскъ, "the Slavic language". In the Middle Bulgarian period this name was gradually replaced by the name ѧзꙑкъ блъгарьскъ, the "Bulgarian language". In some cases, this name was used not only with regard to the contemporary Middle Bulgarian language of the copyist but also to the period of Old Bulgarian. A most notable example of anachronism is the Service of Saint Cyril from Skopje (Скопски миней), a 13th-century Middle Bulgarian manuscript from northern Macedonia according to which St. Cyril preached with "Bulgarian" books among the Moravian Slavs. The first mention of the language as the "Bulgarian language" instead of the "Slavonic language" comes in the work of the Greek clergy of the Archbishopric of Ohrid in the 11th century, for example in the Greek hagiography of Clement of Ohrid by Theophylact of Ohrid (late 11th century).
During the Middle Bulgarian period, the language underwent dramatic changes, losing the Slavonic case system, but preserving the rich verb system (while the development was exactly the opposite in other Slavic languages) and developing a definite article. It was influenced by its non-Slavic neighbors in the Balkan language area (mostly grammatically) and later also by Turkish, which was the official language of the Ottoman Empire, in the form of the Ottoman Turkish language, mostly lexically. The damaskin texts mark the transition from Middle Bulgarian to New Bulgarian, which was standardized in the 19th century.
As a national revival occurred toward the end of the period of Ottoman rule (mostly during the 19th century), a modern Bulgarian literary language gradually emerged that drew heavily on Church Slavonic/Old Bulgarian (and to some extent on literary Russian, which had preserved many lexical items from Church Slavonic) and later reduced the number of Turkish and other Balkan loans. Today one difference between Bulgarian dialects in the country and literary spoken Bulgarian is the significant presence of Old Bulgarian words and even word forms in the latter. Russian loans are distinguished from Old Bulgarian ones on the basis of the presence of specifically Russian phonetic changes, as in оборот (turnover, rev), непонятен (incomprehensible), ядро (nucleus) and others. Many other loans from French, English and the classical languages have subsequently entered the language as well.
Modern Bulgarian was based essentially on the Eastern dialects of the language, but its pronunciation is in many respects a compromise between East and West Bulgarian (see especially the phonetic sections below). Following the efforts of some figures of the National awakening of Bulgaria (most notably Neofit Rilski and Ivan Bogorov), there had been many attempts to codify a standard Bulgarian language; however, there was much argument surrounding the choice of norms. Between 1835 and 1878 more than 25 proposals were put forward and "linguistic chaos" ensued. Eventually the eastern dialects prevailed,
and in 1899 the Bulgarian Ministry of Education officially codified a standard Bulgarian language based on the Drinov-Ivanchev orthography.
Geographic distribution
Bulgarian is the official language of Bulgaria, where it is used in all spheres of public life. As of 2011, it is spoken as a first language by about 6million people in the country, or about four out of every five Bulgarian citizens.
There is also a significant Bulgarian diaspora abroad. One of the main historically established communities are the Bessarabian Bulgarians, whose settlement in the Bessarabia region of nowadays Moldova and Ukraine dates mostly to the early 19th century. There were Bulgarian speakers in Ukraine at the 2001 census, in Moldova as of the 2014 census (of which were habitual users of the language), and presumably a significant proportion of the 13,200 ethnic Bulgarians residing in neighbouring Transnistria in 2016.
Another community abroad are the Banat Bulgarians, who migrated in the 17th century to the Banat region now split between Romania, Serbia and Hungary. They speak the Banat Bulgarian dialect, which has had its own written standard and a historically important literary tradition.
There are Bulgarian speakers in neighbouring countries as well. The regional dialects of Bulgarian and Macedonian form a dialect continuum, and there is no well-defined boundary where one language ends and the other begins. Within the limits of the Republic of North Macedonia a strong separate Macedonian identity has emerged since the Second World War, even though there still are a small number of citizens who identify their language as Bulgarian. Beyond the borders of North Macedonia, the situation is more fluid, and the pockets of speakers of the related regional dialects in Albania and in Greece variously identify their language as Macedonian or as Bulgarian. In Serbia, there were speakers as of 2011, mainly concentrated in the so-called Western Outlands along the border with Bulgaria. Bulgarian is also spoken in Turkey: natively by Pomaks, and as a second language by many Bulgarian Turks who emigrated from Bulgaria, mostly during the "Big Excursion" of 1989.
The language is also represented among the diaspora in Western Europe and North America, which has been steadily growing since the 1990s. Countries with significant numbers of speakers include Germany, Spain, Italy, the United Kingdom ( speakers in England and Wales as of 2011), France, the United States, and Canada ( in 2011).
Dialects
The language is mainly split into two broad dialect areas, based on the different reflexes of the Proto-Slavic yat vowel (Ѣ). This split, which occurred at some point during the Middle Ages, led to the development of Bulgaria's:
Western dialects (informally called твърд говор/tvurd govor – "hard speech")
the former yat is pronounced "e" in all positions. e.g. млеко (mlekò) – milk, хлеб (hleb) – bread.
Eastern dialects (informally called мек говор/mek govor – "soft speech")
the former yat alternates between "ya" and "e": it is pronounced "ya" if it is under stress and the next syllable does not contain a front vowel (e or i) – e.g. мляко (mlyàko), хляб (hlyab), and "e" otherwise – e.g. млекар (mlekàr) – milkman, хлебар (hlebàr) – baker. This rule obtains in most Eastern dialects, although some have "ya", or a special "open e" sound, in all positions.
The literary language norm, which is generally based on the Eastern dialects, also has the Eastern alternating reflex of yat. However, it has not incorporated the general Eastern umlaut of all synchronic or even historic "ya" sounds into "e" before front vowels – e.g. поляна (polyana) vs. полени (poleni) "meadow – meadows" or even жаба (zhaba) vs. жеби (zhebi) "frog – frogs", even though it co-occurs with the yat alternation in almost all Eastern dialects that have it (except a few dialects along the yat border, e.g. in the Pleven region).
More examples of the yat umlaut in the literary language are:
mlyàko (milk) [n.] → mlekàr (milkman); mlèchen (milky), etc.
syàdam (sit) [vb.] → sedàlka (seat); sedàlishte (seat, e.g. of government or institution, butt), etc.
svyat (holy) [adj.] → svetètz (saint); svetìlishte (sanctuary), etc. (in this example, ya/e comes not from historical yat but from small yus (ѧ), which normally becomes e in Bulgarian, but the word was influenced by Russian and the yat umlaut)
Until 1945, Bulgarian orthography did not reveal this alternation and used the original Old Slavic Cyrillic letter yat (Ѣ), which was commonly called двойно е (dvoyno e) at the time, to express the historical yat vowel or at least root vowels displaying the ya – e alternation. The letter was used in each occurrence of such a root, regardless of the actual pronunciation of the vowel: thus, both mlyako and mlekar were spelled with (Ѣ). Among other things, this was seen as a way to "reconcile" the Western and the Eastern dialects and maintain language unity at a time when much of Bulgaria's Western dialect area was controlled by Serbia and Greece, but there were still hopes and occasional attempts to recover it. With the 1945 orthographic reform, this letter was abolished and the present spelling was introduced, reflecting the alternation in pronunciation.
This had implications for some grammatical constructions:
The third person plural pronoun and its derivatives. Before 1945 the pronoun "they" was spelled тѣ (tě), and its derivatives took this as the root. After the orthographic change, the pronoun and its derivatives were given an equal share of soft and hard spellings:
"they" – те (te) → "them" – тях (tyah);
"their(s)" – tehen (masc.); tyahna (fem.); tyahno (neut.); tehni (plur.)
adjectives received the same treatment as тѣ:
"whole" – tsyal → "the whole...": tseliyat (masc.); tsyalata (fem.); tsyaloto (neut.); tselite (plur.)
Sometimes, with the changes, words began to be spelled as other words with different meanings, e.g.:
свѣт (svět) – "world" became свят (svyat), spelt and pronounced the same as свят – "holy".
тѣ (tě) – "they" became те (te).
In spite of the literary norm regarding the yat vowel, many people living in Western Bulgaria, including the capital Sofia, will fail to observe its rules. While the norm requires the realizations vidyal vs. videli (he has seen; they have seen), some natives of Western Bulgaria will preserve their local dialect pronunciation with "e" for all instances of "yat" (e.g. videl, videli). Others, attempting to adhere to the norm, will actually use the "ya" sound even in cases where the standard language has "e" (e.g. vidyal, vidyali). The latter hypercorrection is called свръхякане (svrah-yakane ≈"over-ya-ing").
Shift from to
Bulgarian is the only Slavic language whose literary standard does not naturally contain the iotated sound (or its palatalized variant , except in non-Slavic foreign-loaned words). The sound is common in all modern Slavic languages (e.g. Czech medvěd "bear", Polish pięć "five", Serbo-Croatian jelen "deer", Ukrainian немає "there is not...", Macedonian пишување "writing", etc.), as well as some Western Bulgarian dialectal forms – e.g. ора̀н’е (standard Bulgarian: оране , "ploughing"), however it is not represented in standard Bulgarian speech or writing. Even where occurs in other Slavic words, in Standard Bulgarian it is usually transcribed and pronounced as pure – e.g. Boris Yeltsin is "Eltsin" (Борис Елцин), Yekaterinburg is "Ekaterinburg" (Екатеринбург) and Sarajevo is "Saraevo" (Сараево), although - because the sound is contained in a stressed syllable at the beginning of the word - Jelena Janković is "Yelena" – Йелена Янкович.
Relationship to Macedonian
Until the period immediately following the Second World War, all Bulgarian and the majority of foreign linguists referred to the South Slavic dialect continuum spanning the area of modern Bulgaria, North Macedonia and parts of Northern Greece as a group of Bulgarian dialects. In contrast, Serbian sources tended to label them "south Serbian" dialects. Some local naming conventions included bolgárski, bugárski and so forth. The codifiers of the standard Bulgarian language, however, did not wish to make any allowances for a pluricentric "Bulgaro-Macedonian" compromise. In 1870 Marin Drinov, who played a decisive role in the standardization of the Bulgarian language, rejected the proposal of Parteniy Zografski and Kuzman Shapkarev for a mixed eastern and western Bulgarian/Macedonian foundation of the standard Bulgarian language, stating in his article in the newspaper Makedoniya: "Such an artificial assembly of written language is something impossible, unattainable and never heard of."
After 1944 the People's Republic of Bulgaria and the Socialist Federal Republic of Yugoslavia began a policy of making Macedonia into the connecting link for the establishment of a new Balkan Federative Republic and stimulating here a development of distinct Macedonian consciousness. With the proclamation of the Socialist Republic of Macedonia as part of the Yugoslav federation, the new authorities also started measures that would overcome the pro-Bulgarian feeling among parts of its population and in 1945 a separate Macedonian language was codified. After 1958, when the pressure from Moscow decreased, Sofia reverted to the view that the Macedonian language did not exist as a separate language. Nowadays, Bulgarian and Greek linguists, as well as some linguists from other countries, still consider the various Macedonian dialects as part of the broader Bulgarian pluricentric dialectal continuum. Outside Bulgaria and Greece, Macedonian is generally considered an autonomous language within the South Slavic dialect continuum. Sociolinguists agree that the question whether Macedonian is a dialect of Bulgarian or a language is a political one and cannot be resolved on a purely linguistic basis, because dialect continua do not allow for either/or judgements.
Alphabet
In 886 AD, the Bulgarian Empire introduced the Glagolitic alphabet which was devised by the Saints Cyril and Methodius in the 850s. The Glagolitic alphabet was gradually superseded in later centuries by the Cyrillic script, developed around the Preslav Literary School, Bulgaria in the late 9th century.
Several Cyrillic alphabets with 28 to 44 letters were used in the beginning and the middle of the 19th century during the efforts on the codification of Modern Bulgarian until an alphabet with 32 letters, proposed by Marin Drinov, gained prominence in the 1870s. The alphabet of Marin Drinov was used until the orthographic reform of 1945, when the letters yat (uppercase Ѣ, lowercase ѣ) and yus (uppercase Ѫ, lowercase ѫ) were removed from its alphabet, reducing the number of letters to 30.
With the accession of Bulgaria to the European Union on 1 January 2007, Cyrillic became the third official script of the European Union, following the Latin and Greek scripts.
Phonology
Bulgarian possesses a phonology similar to that of the rest of the South Slavic languages, notably lacking Serbo-Croatian's phonemic vowel length and tones and alveo-palatal affricates. There is a general dichotomy between Eastern and Western dialects, with Eastern ones featuring consonant palatalization before front vowels ( and ) and substantial vowel reduction of the low vowels , and in unstressed position, sometimes leading to neutralisation between and , and , and and . Both patterns have partial parallels in Russian, leading to partially similar sounds. In turn, the Western dialects generally do not have any allophonic palatalization and exhibit minor, if any, vowel reduction.
Standard Bulgarian keeps a middle ground between the macrodialects. It allows palatalizaton only before central and back vowels and only partial reduction of and . Reduction of , consonant palatalisation before front vowels and plain articulation of palatalized consonants before central and back vowels is strongly discouraged and labelled as provincial.
Bulgarian has six vowel phonemes, but at least eight distinct phones can be distinguished when reduced allophones are taken into consideration. There is currently no consensus on the number of Bulgarian consonants, with one school of thought advocating for the existence of only 22 consonant phonemes and another one claiming that there are not fewer than 39 consonant phonemes. The main bone of contention is how to treat palatalized consonants: as separate phonemes or as allophones of their respective plain counterparts.
The 22-consonant model is based on a general consensus reached by all major Bulgarian linguists in the 1930s and 1940s. In turn, the 39-consonant model was launched in the beginning of the 1950s under the influence of the ideas of Russian linguist Nikolai Trubetzkoy.
Despite frequent objections, the support of the Bulgarian Academy of Sciences has ensured Trubetzkoy's model virtual monopoly in state-issued phonologies and grammars since the 1960s. However, its reception abroad has been lukewarm, with a number of authors either calling the model into question or outright rejecting it. Thus, the Handbook of the International Phonetic Association only lists 22 consonants in Bulgarian's consonant inventory.
Grammar
The parts of speech in Bulgarian are divided in ten types, which are categorized in two broad classes: mutable and immutable. The difference is that mutable parts of speech vary grammatically, whereas the immutable ones do not change, regardless of their use. The five classes of mutables are: nouns, adjectives, numerals, pronouns and verbs. Syntactically, the first four of these form the group of the noun or the nominal group. The immutables are: adverbs, prepositions, conjunctions, particles and interjections. Verbs and adverbs form the group of the verb or the verbal group.
Nominal morphology
Nouns and adjectives have the categories grammatical gender, number, case (only vocative) and definiteness in Bulgarian. Adjectives and adjectival pronouns agree with nouns in number and gender. Pronouns have gender and number and retain (as in nearly all Indo-European languages) a more significant part of the case system.
Nominal inflection
Gender
There are three grammatical genders in Bulgarian: masculine, feminine and neuter. The gender of the noun can largely be inferred from its ending: nouns ending in a consonant ("zero ending") are generally masculine (for example, 'city', 'son', 'man'; those ending in –а/–я (-a/-ya) ( 'woman', 'daughter', 'street') are normally feminine; and nouns ending in –е, –о are almost always neuter ( 'child', 'lake'), as are those rare words (usually loanwords) that end in –и, –у, and –ю ( 'tsunami', 'taboo', 'menu'). Perhaps the most significant exception from the above are the relatively numerous nouns that end in a consonant and yet are feminine: these comprise, firstly, a large group of nouns with zero ending expressing quality, degree or an abstraction, including all nouns ending on –ост/–ест -{ost/est} ( 'wisdom', 'vileness', 'loveliness', 'sickness', 'love'), and secondly, a much smaller group of irregular nouns with zero ending which define tangible objects or concepts ( 'blood', 'bone', 'evening', 'night'). There are also some commonly used words that end in a vowel and yet are masculine: 'father', 'grandfather', / 'uncle', and others.
The plural forms of the nouns do not express their gender as clearly as the singular ones, but may also provide some clues to it: the ending (-i) is more likely to be used with a masculine or feminine noun ( 'facts', 'sicknesses'), while one in belongs more often to a neuter noun ( 'lakes'). Also, the plural ending occurs only in masculine nouns.
Number
Two numbers are distinguished in Bulgarian–singular and plural. A variety of plural suffixes is used, and the choice between them is partly determined by their ending in singular and partly influenced by gender; in addition, irregular declension and alternative plural forms are common. Words ending in (which are usually feminine) generally have the plural ending , upon dropping of the singular ending. Of nouns ending in a consonant, the feminine ones also use , whereas the masculine ones usually have for polysyllables and for monosyllables (however, exceptions are especially common in this group). Nouns ending in (most of which are neuter) mostly use the suffixes (both of which require the dropping of the singular endings) and .
With cardinal numbers and related words such as ('several'), masculine nouns use a special count form in , which stems from the Proto-Slavonic dual: ('two/three chairs') versus ('these chairs'); cf. feminine ('two/three/these books') and neuter ('two/three/these beds'). However, a recently developed language norm requires that count forms should only be used with masculine nouns that do not denote persons. Thus, ('two/three students') is perceived as more correct than , while the distinction is retained in cases such as ('two/three pencils') versus ('these pencils').
Case
Cases exist only in the personal and some other pronouns (as they do in many other modern Indo-European languages), with nominative, accusative, dative and vocative forms. Vestiges are present in a number of phraseological units and sayings. The major exception are vocative forms, which are still in use for masculine (with the endings -е, -о and -ю) and feminine nouns (-[ь/й]о and -е) in the singular.
Definiteness (article)
In modern Bulgarian, definiteness is expressed by a definite article which is postfixed to the noun, much like in the Scandinavian languages or Romanian (indefinite: , 'person'; definite: , "the person") or to the first nominal constituent of definite noun phrases (indefinite: , 'a good person'; definite: , "the good person"). There are four singular definite articles. Again, the choice between them is largely determined by the noun's ending in the singular. Nouns that end in a consonant and are masculine use –ът/–ят, when they are grammatical subjects, and –а/–я elsewhere. Nouns that end in a consonant and are feminine, as well as nouns that end in –а/–я (most of which are feminine, too) use –та. Nouns that end in –е/–о use –то.
The plural definite article is –те for all nouns except for those whose plural form ends in –а/–я; these get –та instead. When postfixed to adjectives the definite articles are –ят/–я for masculine gender (again, with the longer form being reserved for grammatical subjects), –та for feminine gender, –то for neuter gender, and –те for plural.
Adjective and numeral inflection
Both groups agree in gender and number with the noun they are appended to. They may also take the definite article as explained above.
Pronouns
Pronouns may vary in gender, number, and definiteness, and are the only parts of speech that have retained case inflections. Three cases are exhibited by some groups of pronouns – nominative, accusative and dative. The distinguishable types of pronouns include the following: personal, relative, reflexive, interrogative, negative, indefinitive, summative and possessive.
Verbal morphology and grammar
A Bulgarian verb has many distinct forms, as it varies in person, number, voice, aspect, mood, tense and in some cases gender.
Finite verbal forms
Finite verbal forms are simple or compound and agree with subjects in person (first, second and third) and number (singular, plural). In addition to that, past compound forms using participles vary in gender (masculine, feminine, neuter) and voice (active and passive) as well as aspect (perfective/aorist and imperfective).
Aspect
Bulgarian verbs express lexical aspect: perfective verbs signify the completion of the action of the verb and form past perfective (aorist) forms; imperfective ones are neutral with regard to it and form past imperfective forms. Most Bulgarian verbs can be grouped in perfective-imperfective pairs (imperfective/perfective: "come", "arrive"). Perfective verbs can be usually formed from imperfective ones by suffixation or prefixation, but the resultant verb often deviates in meaning from the original. In the pair examples above, aspect is stem-specific and therefore there is no difference in meaning.
In Bulgarian, there is also grammatical aspect. Three grammatical aspects are distinguishable: neutral, perfect and pluperfect. The neutral aspect comprises the three simple tenses and the future tense. The pluperfect is manifest in tenses that use double or triple auxiliary "be" participles like the past pluperfect subjunctive. Perfect constructions use a single auxiliary "be".
Mood
The traditional interpretation is that in addition to the four moods (наклонения ) shared by most other European languages – indicative (изявително, ) imperative (повелително ), subjunctive ( ) and conditional (условно, ) – in Bulgarian there is one more to describe a general category of unwitnessed events – the inferential (преизказно ) mood. However, most contemporary Bulgarian linguists usually exclude the subjunctive mood and the inferential mood from the list of Bulgarian moods (thus placing the number of Bulgarian moods at a total of 3: indicative, imperative and conditional) and do not consider them to be moods but view them as verbial morphosyntactic constructs or separate gramemes of the verb class. The possible existence of a few other moods has been discussed in the literature. Most Bulgarian school grammars teach the traditional view of 4 Bulgarian moods (as described above, but excluding the subjunctive and including the inferential).
Tense
There are three grammatically distinctive positions in time – present, past and future – which combine with aspect and mood to produce a number of formations. Normally, in grammar books these formations are viewed as separate tenses – i. e. "past imperfect" would mean that the verb is in past tense, in the imperfective aspect, and in the indicative mood (since no other mood is shown). There are more than 40 different tenses across Bulgarian's two aspects and five moods.
In the indicative mood, there are three simple tenses:
Present tense is a temporally unmarked simple form made up of the verbal stem and a complex suffix composed of the thematic vowel , or and the person/number ending (, , "I arrive/I am arriving"); only imperfective verbs can stand in the present indicative tense independently;
Past imperfect is a simple verb form used to express an action which is contemporaneous or subordinate to other past actions; it is made up of an imperfective or a perfective verbal stem and the person/number ending ( , , 'I was arriving');
Past aorist is a simple form used to express a temporarily independent, specific past action; it is made up of a perfective or an imperfective verbal stem and the person/number ending (, , 'I arrived', , , 'I read');
In the indicative there are also the following compound tenses:
Future tense is a compound form made of the particle and present tense ( , 'I will study'); negation is expressed by the construction and present tense ( , or the old-fashioned form , 'I will not study');
Past future tense is a compound form used to express an action which was to be completed in the past but was future as regards another past action; it is made up of the past imperfect of the verb ('will'), the particle ('to') and the present tense of the verb (e.g. , , 'I was going to study');
Present perfect is a compound form used to express an action which was completed in the past but is relevant for or related to the present; it is made up of the present tense of the verb съм ('be') and the past participle (e.g. , 'I have studied');
Past perfect is a compound form used to express an action which was completed in the past and is relative to another past action; it is made up of the past tense of the verb съм and the past participle (e.g. , 'I had studied');
Future perfect is a compound form used to express an action which is to take place in the future before another future action; it is made up of the future tense of the verb съм and the past participle (e.g. , 'I will have studied');
Past future perfect is a compound form used to express a past action which is future with respect to a past action which itself is prior to another past action; it is made up of the past imperfect of , the particle the present tense of the verb съм and the past participle of the verb (e.g. , , 'I would have studied').
The four perfect constructions above can vary in aspect depending on the aspect of the main-verb participle; they are in fact pairs of imperfective and perfective aspects. Verbs in forms using past participles also vary in voice and gender.
There is only one simple tense in the imperative mood, the present, and there are simple forms only for the second-person singular, -и/-й (-i, -y/i), and plural, -ете/-йте (-ete, -yte), e.g. уча ('to study'): , sg., , pl.; 'to play': , . There are compound imperative forms for all persons and numbers in the present compound imperative (, ), the present perfect compound imperative (, ) and the rarely used present pluperfect compound imperative (, ).
The conditional mood consists of five compound tenses, most of which are not grammatically distinguishable. The present, future and past conditional use a special past form of the stem би- (bi – "be") and the past participle (, , 'I would study'). The past future conditional and the past future perfect conditional coincide in form with the respective indicative tenses.
The subjunctive mood is rarely documented as a separate verb form in Bulgarian, (being, morphologically, a sub-instance of the quasi-infinitive construction with the particle да and a normal finite verb form), but nevertheless it is used regularly. The most common form, often mistaken for the present tense, is the present subjunctive ( , 'I had better go'). The difference between the present indicative and the present subjunctive tense is that the subjunctive can be formed by both perfective and imperfective verbs. It has completely replaced the infinitive and the supine from complex expressions (see below). It is also employed to express opinion about possible future events. The past perfect subjunctive ( , 'I'd had better be gone') refers to possible events in the past, which did not take place, and the present pluperfect subjunctive ( ), which may be used about both past and future events arousing feelings of incontinence, suspicion, etc.
The inferential mood has five pure tenses. Two of them are simple – past aorist inferential and past imperfect inferential – and are formed by the past participles of perfective and imperfective verbs, respectively. There are also three compound tenses – past future inferential, past future perfect inferential and past perfect inferential. All these tenses' forms are gender-specific in the singular. There are also conditional and compound-imperative crossovers. The existence of inferential forms has been attributed to Turkic influences by most Bulgarian linguists. Morphologically, they are derived from the perfect.
Non-finite verbal forms
Bulgarian has the following participles:
Present active participle (сегашно деятелно причастие) is formed from imperfective stems with the addition of the suffixes –ащ/–ещ/–ящ (четящ, 'reading') and is used only attributively;
Present passive participle (сегашно страдателно причастие) is formed by the addition of the suffixes -им/аем/уем (четим, 'that can be read, readable');
Past active aorist participle (минало свършено деятелно причастие) is formed by the addition of the suffix –л– to perfective stems (чел, '[have] read');
Past active imperfect participle (минало несвършено деятелно причастие) is formed by the addition of the suffixes –ел/–ал/–ял to imperfective stems (четял, '[have been] reading');
Past passive aorist participle (минало свършено страдателно причастие) is formed from aorist/perfective stems with the addition of the suffixes -н/–т (прочетен, 'read'; убит, 'killed'); it is used predicatively and attributively;
Past passive imperfect participle (минало несвършено страдателно причастие) is formed from imperfective stems with the addition of the suffix –н (прочитан, '[been] read'; убиван, '[been] being killed'); it is used predicatively and attributively;
Adverbial participle (деепричастие) is usually formed from imperfective present stems with the suffix –(е)йки (четейки, 'while reading'), relates an action contemporaneous with and subordinate to the main verb and is originally a Western Bulgarian form.
The participles are inflected by gender, number, and definiteness, and are coordinated with the subject when forming compound tenses (see tenses above). When used in an attributive role, the inflection attributes are coordinated with the noun that is being attributed.
Reflexive verbs
Bulgarian uses reflexive verbal forms (i.e. actions which are performed by the agent onto him- or herself) which behave in a similar way as they do in many other Indo-European languages, such as French and Spanish. The reflexive is expressed by the invariable particle se, originally a clitic form of the accusative reflexive pronoun. Thus –
miya – I wash, miya se – I wash myself, miesh se – you wash yourself
pitam – I ask, pitam se – I ask myself, pitash se – you ask yourself
When the action is performed on others, other particles are used, just like in any normal verb, e.g. –
miya te – I wash you
pitash me – you ask me
Sometimes, the reflexive verb form has a similar but not necessarily identical meaning to the non-reflexive verb –
kazvam – I say, kazvam se – my name is (lit. "I call myself")
vizhdam – I see, vizhdame se – "we see ourselves" or "we meet each other"
In other cases, the reflexive verb has a completely different meaning from its non-reflexive counterpart –
karam – to drive, karam se – to have a row with someone
gotvya – to cook, gotvya se – to get ready
smeya – to dare, smeya se – to laugh
Indirect actions
When the action is performed on an indirect object, the particles change to si and its derivatives –
kazvam si – I say to myself, kazvash si – you say to yourself, kazvam ti – I say to you
peya si – I am singing to myself, pee si – she is singing to herself, pee mu – she is singing to him
gotvya si – I cook for myself, gotvyat si – they cook for themselves, gotvya im – I cook for them
In some cases, the particle si is ambiguous between the indirect object and the possessive meaning –
miya si ratsete – I wash my hands, miya ti ratsete – I wash your hands
pitam si priyatelite – I ask my friends, pitam ti priyatelite – I ask your friends
iskam si topkata – I want my ball (back)
The difference between transitive and intransitive verbs can lead to significant differences in meaning with minimal change, e.g. –
haresvash me – you like me, haresvash mi – I like you (lit. you are pleasing to me)
otivam – I am going, otivam si – I am going home
The particle si is often used to indicate a more personal relationship to the action, e.g. –
haresvam go – I like him, haresvam si go – no precise translation, roughly translates as "he's really close to my heart"
stanahme priyateli – we became friends, stanahme si priyateli – same meaning, but sounds friendlier
mislya – I am thinking (usually about something serious), mislya si – same meaning, but usually about something personal and/or trivial
Adverbs
The most productive way to form adverbs is to derive them from the neuter singular form of the corresponding adjective—e.g. (fast), (hard), (strange)—but adjectives ending in use the masculine singular form (i.e. ending in ), instead—e.g. (heroically), (bravely, like a man), (skillfully). The same pattern is used to form adverbs from the (adjective-like) ordinal numerals, e.g. (firstly), (secondly), (thirdly), and in some cases from (adjective-like) cardinal numerals, e.g. (twice as/double), (three times as), (five times as).
The remaining adverbs are formed in ways that are no longer productive in the language. A small number are original (not derived from other words), for example: (here), (there), (inside), (outside), (very/much) etc. The rest are mostly fossilized case forms, such as:
Archaic locative forms of some adjectives, e.g. (well), (badly), (too, rather), and nouns (up), (tomorrow), (in the summer)
Archaic instrumental forms of some adjectives, e.g. (quietly), (furtively), (blindly), and nouns, e.g. (during the day), (during the night), (one next to the other), (spiritually), (in figures), (with words); or verbs: (while running), (while lying), (while standing)
Archaic accusative forms of some nouns: (today), (tonight), (in the morning), (in winter)
Archaic genitive forms of some nouns: (tonight), (last night), (yesterday)
Homonymous and etymologically identical to the feminine singular form of the corresponding adjective used with the definite article: (hard), (gropingly); the same pattern has been applied to some verbs, e.g. (while running), (while lying), (while standing)
Derived from cardinal numerals by means of a non-productive suffix: (once), (twice), (thrice)
Adverbs can sometimes be reduplicated to emphasize the qualitative or quantitative properties of actions, moods or relations as performed by the subject of the sentence: "" ("rather slowly"), "" ("with great difficulty"), "" ("quite", "thoroughly").
Other features
Questions
Questions in Bulgarian which do not use a question word (such as who? what? etc.) are formed with the particle ли after the verb; a subject is not necessary, as the verbal conjugation suggests who is performing the action:
– 'you are coming'; – 'are you coming?'
While the particle generally goes after the verb, it can go after a noun or adjective if a contrast is needed:
– 'are you coming with us?';
– 'are you coming with us'?
A verb is not always necessary, e.g. when presenting a choice:
– 'him?'; – 'the yellow one?'
Rhetorical questions can be formed by adding to a question word, thus forming a "double interrogative" –
– 'Who?'; – 'I wonder who(?)'
The same construction +не ('no') is an emphasized positive –
– 'Who was there?' – – 'Nearly everyone!' (lit. 'I wonder who wasn't there')
Significant verbs
Be (Съм)
The verb – 'to be' is also used as an auxiliary for forming the perfect, the passive and the conditional:
past tense – – 'I have hit'
passive – – 'I am hit'
past passive – – 'I was hit'
conditional – – 'I would hit'
Two alternate forms of exist:
– interchangeable with съм in most tenses and moods, but never in the present indicative – e.g. ('I want to be'), ('I will be here'); in the imperative, only бъда is used – ('be here');
– slightly archaic, imperfective form of бъда – e.g. ('he used to get threats'); in contemporary usage, it is mostly used in the negative to mean "ought not", e.g. ('you shouldn't smoke').
Will (Ще)
The impersonal verb (lit. 'it wants') is used to for forming the (positive) future tense:
– 'I am going'
– 'I will be going'
The negative future is formed with the invariable construction (see below):
– 'I will not be going'
The past tense of this verb – щях is conjugated to form the past conditional ('would have' – again, with да, since it is irrealis):
– 'I would have gone;' 'you would have gone'
Have/Don't have (Имам and нямам)
The verbs ('to have') and ('to not have'):
the third person singular of these two can be used impersonally to mean 'there is/there are' or 'there isn't/aren't any,' e.g.
('there is still time' – compare Spanish hay);
('there is no one there').
The impersonal form няма is used in the negative future – (see ще above).
used on its own can mean simply 'I won't' – a simple refusal to a suggestion or instruction.
Conjunctions and particles
But
In Bulgarian, there are several conjunctions all translating into English as "but", which are all used in distinct situations. They are (), (), (), (), and () (and () – "however", identical in use to ).
While there is some overlapping between their uses, in many cases they are specific. For example, is used for a choice – – "not this one, but that one" (compare Spanish ), while is often used to provide extra information or an opinion – – "I said it, but I was wrong". Meanwhile, provides contrast between two situations, and in some sentences can even be translated as "although", "while" or even "and" – – "I'm working, and he's daydreaming".
Very often, different words can be used to alter the emphasis of a sentence – e.g. while and both mean "I smoke, but I shouldn't", the first sounds more like a statement of fact ("...but I mustn't"), while the second feels more like a judgement ("...but I oughtn't"). Similarly, and both mean "I don't want to, but he does", however the first emphasizes the fact that he wants to, while the second emphasizes the wanting rather than the person.
is interesting in that, while it feels archaic, it is often used in poetry and frequently in children's stories, since it has quite a moral/ominous feel to it.
Some common expressions use these words, and some can be used alone as interjections:
(lit. "yes, but no") – means "you're wrong to think so".
can be tagged onto a sentence to express surprise: – "he's sleeping!"
– "you don't say!", "really!"
Vocative particles
Bulgarian has several abstract particles which are used to strengthen a statement. These have no precise translation in English. The particles are strictly informal and can even be considered rude by some people and in some situations. They are mostly used at the end of questions or instructions.
() – the most common particle. It can be used to strengthen a statement or, sometimes, to indicate derision of an opinion, aided by the tone of voice. (Originally purely masculine, it can now be used towards both men and women.)
– tell me (insistence); – is that so? (derisive); – you don't say!.
( – expresses urgency, sometimes pleading.
– come on, get up!
() (feminine only) – originally simply the feminine counterpart of , but today perceived as rude and derisive (compare the similar evolution of the vocative forms of feminine names).
(, masculine), (, feminine) – similar to and , but archaic. Although informal, can sometimes be heard being used by older people.
Modal particles
These are "tagged" on to the beginning or end of a sentence to express the mood of the speaker in relation to the situation. They are mostly interrogative or slightly imperative in nature. There is no change in the grammatical mood when these are used (although they may be expressed through different grammatical moods in other languages).
() – is a universal affirmative tag, like "isn't it"/"won't you", etc. (it is invariable, like the French ). It can be placed almost anywhere in the sentence, and does not always require a verb:
– you are coming, aren't you?; – didn't they want to?; – that one, right?;
it can express quite complex thoughts through simple constructions – – "I thought you weren't going to!" or "I thought there weren't any!" (depending on context – the verb presents general negation/lacking, see "nyama", above).
() – expresses uncertainty (if in the middle of a clause, can be translated as "whether") – e.g. – "do you think he will come?"
() – presents disbelief ~"don't tell me that..." – e.g. – "don't tell me you want to!". It can be used on its own as an interjection –
() – expresses wish – – "he will come"; – "may he come". Grammatically, is entirely separate from the verb – "to wish".
() – means "let('s)" – e.g. – "let him come"; when used in the first person, it expresses extreme politeness: – "let us go" (in colloquial situations, , below, is used instead).
, as an interjection, can also be used to express judgement or even schadenfreude – – "he deserves it!".
Intentional particles
These express intent or desire, perhaps even pleading. They can be seen as a sort of cohortative side to the language. (Since they can be used by themselves, they could even be considered as verbs in their own right.) They are also highly informal.
() – "come on", "let's"
e.g. – "faster!"
() – "let me" – exclusively when asking someone else for something. It can even be used on its own as a request or instruction (depending on the tone used), indicating that the speaker wants to partake in or try whatever the listener is doing.
– let me see; or – "let me.../give me..."
() (plural ) – can be used to issue a negative instruction – e.g. – "don't come" ( + subjunctive). In some dialects, the construction ( + preterite) is used instead. As an interjection – – "don't!" (See section on imperative mood).
These particles can be combined with the vocative particles for greater effect, e.g. (let me see), or even exclusively in combinations with them, with no other elements, e.g. (come on!); (I told you not to!).
Pronouns of quality
Bulgarian has several pronouns of quality which have no direct parallels in English – kakav (what sort of); takuv (this sort of); onakuv (that sort of – colloq.); nyakakav (some sort of); nikakav (no sort of); vsyakakav (every sort of); and the relative pronoun kakavto (the sort of ... that ... ). The adjective ednakuv ("the same") derives from the same radical.
Example phrases include:
kakav chovek?! – "what person?!"; kakav chovek e toy? – what sort of person is he?
ne poznavam takuv – "I don't know any (people like that)" (lit. "I don't know this sort of (person)")
nyakakvi hora – lit. "some type of people", but the understood meaning is "a bunch of people I don't know"
vsyakakvi hora – "all sorts of people"
kakav iskash? – "which type do you want?"; nikakav! – "I don't want any!"/"none!"
An interesting phenomenon is that these can be strung along one after another in quite long constructions, e.g.
An extreme, albeit colloquial, example with almost no intrinsic lexical meaning – yet which is meaningful to the Bulgarian ear – would be :
"kakva e taya takava edna nyakakva nikakva?!"
inferred translation – "what kind of no-good person is she?"
literal translation: "what kind of – is – this one here (she) – this sort of – one – some sort of – no sort of"
—Note: the subject of the sentence is simply the pronoun "taya" (lit. "this one here"; colloq. "she").
Another interesting phenomenon that is observed in colloquial speech is the use of takova (neuter of takyv) not only as a substitute for an adjective, but also as a substitute for a verb. In that case the base form takova is used as the third person singular in the present indicative and all other forms are formed by analogy to other verbs in the language. Sometimes the "verb" may even acquire a derivational prefix that changes its meaning. Examples:
takovah ti shapkata – I did something to your hat (perhaps: I took your hat)
takovah si ochilata – I did something to my glasses (perhaps: I lost my glasses)
takovah se – I did something to myself (perhaps: I hurt myself)
Another use of takova in colloquial speech is the word takovata, which can be used as a substitution for a noun, but also, if the speaker does not remember or is not sure how to say something, they might say takovata and then pause to think about it:
i posle toy takovata... – and then he [no translation] ...
izyadoh ti takovata – I ate something of yours (perhaps: I ate your dessert). Here the word takovata is used as a substitution for a noun.
As a result of this versatility, the word takova can readily be used as a euphemism for taboo subjects. It is commonly used to substitute, for example, words relating to reproductive organs or sexual acts:
toy si takova takovata v takovata i - he [verb] his [noun] in her [noun]
Similar "meaningless" expressions are extremely common in spoken Bulgarian, especially when the speaker is finding it difficult to describe or express something.
Miscellaneous
The commonly cited phenomenon of Bulgarian people shaking their head for "yes" and nodding for "no" is true, but the shaking and nodding are not identical to the Western gestures. The "nod" for no is actually an upward movement of the head rather than a downward one, while the shaking of the head for yes is not completely horizontal, but also has a slight "wavy" aspect to it. This makes the Bulgarian gestures for yes and no compatible with the Western ones, and allows one to use either system unambiguously.
A dental click (similar to the English "tsk") also means "no" (informal), as does ъ-ъ (the only occurrence in Bulgarian of the glottal stop). The two are often said with the upward 'nod'.
The head-shaking gesture used to signify "no" in Western Europe may also be used interrogatively, with the meaning of "what is it?" or "what's wrong?".
Bulgarian has an extensive vocabulary covering family relationships. The biggest range of words is for uncles and aunts, e.g. chicho (your father's brother), vuicho (your mother's brother), svako (your aunt's husband); an even larger number of synonyms for these three exists in the various dialects of Bulgarian, including kaleko, lelincho, tetin, etc. The words do not only refer to the closest members of the family (such as brat – brother, but batko/bate – older brother, sestra – sister, but kaka – older sister), but extend to its furthest reaches, e.g. badzhanak from Turkish bacanak (the relationship of the husbands of two sisters to each other) and etarva (the relationships of two brothers' wives to each other). For all in-laws, there are specific names, e.g. a woman's husband's brother is her devеr and her husband's sister is her zalva. In the traditional rural extended family before 1900, there existed separate subcategories for different brothers-in-law/sisters-in-law of a woman with regard to their age relative to hers, e.g. instead of simply a dever there could be a braino (older), a draginko (younger), or an ubavenkyo (who is still a child).
As with many Slavic languages, the double negative in Bulgarian is grammatically correct, while some forms of it, when used instead of a single negative form, are grammatically incorrect. The following are literal translations of grammatically correct Bulgarian sentences that utilize a double or multiple negation: "Никой никъде никога нищо не е направил." (multiple negation without the use of a compound double negative form, i.e. using a listing of several successive single negation words) – "Nobody never nowhere nothing did not do." (translated as "nobody has ever done anything, anywhere"); "Никога не съм бил там." (double negation without the use of a compound double negative form, i.e. using a listing of several successive single negation words) – I never did not go there ("[I] have never been there"); Никога никакви чувства не съм имал! – I never no feelings had not have! (I have never had any feelings!). The same applies for Macedonian.
Syntax
Bulgarian employs clitic doubling, mostly for emphatic purposes. For example, the following constructions are common in colloquial Bulgarian:
(lit. "I gave it the present to Maria.")
(lit. "I gave her it the present to Maria.")
The phenomenon is practically obligatory in the spoken language in the case of inversion signalling information structure (in writing, clitic doubling may be skipped in such instances, with a somewhat bookish effect):
(lit. "The present [to her] it I-gave to Maria.")
(lit. "To Maria to her [it] I-gave the present.")
Sometimes, the doubling signals syntactic relations, thus:
(lit. "Petar and Ivan them ate the wolves.")
Transl.: "Petar and Ivan were eaten by the wolves".
This is contrasted with:
(lit. "Petar and Ivan ate the wolves")
Transl.: "Petar and Ivan ate the wolves".
In this case, clitic doubling can be a colloquial alternative of the more formal or bookish passive voice, which would be constructed as follows:
(lit. "Petar and Ivan were eaten by the wolves.")
Clitic doubling is also fully obligatory, both in the spoken and in the written norm, in clauses including several special expressions that use the short accusative and dative pronouns such as "" (I feel like playing), студено ми е (I am cold), and боли ме ръката (my arm hurts):
(lit. "To me to me it-feels-like-sleeping, and to Ivan to him it-feels-like-playing")
Transl.: "I feel like sleeping, and Ivan feels like playing."
(lit. "To us to us it-is cold, and to you-plur. to you-plur. it-is warm")
Transl.: "We are cold, and you are warm."
(lit. Ivan him aches the throat, and me me aches the head)
Transl.: Ivan has sore throat, and I have a headache.
Except the above examples, clitic doubling is considered inappropriate in a formal context.
Vocabulary
Most of the vocabulary of modern Bulgarian consists of terms inherited from Proto-Slavic and local Bulgarian innovations and formations of those through the mediation of Old and Middle Bulgarian. The native terms in Bulgarian account for 70% to 80% of the lexicon.
The remaining 25% to 30% are loanwords from a number of languages, as well as derivations of such words. Bulgarian adopted also a few words of Thracian and Bulgar origin. The languages which have contributed most to Bulgarian as a way of foreign vocabulary borrowings are:
Latin 26%,
Greek 23%,
French 15%,
Ottoman Turkish (including Arabic via Ottoman Turkish) 14%,
Russian 10%,
Italian 4%,
German 4%,
English 4%.
The classical languages Latin and Greek are the source of many words, used mostly in international terminology. Many Latin terms entered Bulgarian during the time when present-day Bulgaria was part of the Roman Empire and also in the later centuries through Romanian, Aromanian, and Megleno-Romanian during Bulgarian Empires. The loanwords of Greek origin in Bulgarian are a product of the influence of the liturgical language of the Orthodox Church. Many of the numerous loanwords from another Turkic language, Ottoman Turkish and, via Ottoman Turkish, from Arabic were adopted into Bulgarian during the long period of Ottoman rule, but have been replaced with native Bulgarian terms. Furthermore, after the independence of Bulgaria from the Ottoman Empire in 1878, Bulgarian intellectuals imported many French language vocabulary. In addition, both specialized (usually coming from the field of science) and commonplace English words (notably abstract, commodity/service-related or technical terms) have also penetrated Bulgarian since the second half of the 20th century, especially since 1989. A noteworthy portion of this English-derived terminology has attained some unique features in the process of its introduction to native speakers, and this has resulted in peculiar derivations that set the newly formed loanwords apart from the original words (mainly in pronunciation), although many loanwords are completely identical to the source words. A growing number of international neologisms are also being widely adopted, causing controversy between younger generations who, in general, are raised in the era of digital globalization, and the older, more conservative educated purists.
Sample text
Article 1 of the Universal Declaration of Human Rights in Bulgarian:
The romanization of the text into Latin alphabet:
Bulgarian pronunciation transliterated in broad IPA:
['fsit͡ʃki 'xɔrɐ sɛ 'raʒdɐt svo'bɔdni i 'ravni po dos'tɔjnstvo i prɐ'va. 'tɛ sɐ nɐdɐ'rɛni s 'razom i 'sɤvɛst i 'slɛdvɐ dɐ sɛ ot'nasjɐt pomɛʒ'du si v 'dux nɐ 'bratstvo.]
Article 1 of the Universal Declaration of Human Rights in English:
All human beings are born free and equal in dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood.
See also
Abstand and ausbau languages
Balkan sprachbund
Banat Bulgarian language
Bulgarian name
Macedonian language
Slavic language (Greece)
Swadesh list of Slavic languages
Torlakian dialect
The BABEL Speech Corpus
Explanatory notes
References
Bibliography
Бояджиев и др. (1998) Граматика на съвременния български книжовен език. Том 1. Фонетика
Жобов, Владимир (2004) Звуковете в българския език
Кръстев, Боримир (1992) Граматика за всички
Пашов, Петър (1999) Българска граматика
Notes on the Grammar of the Bulgarian language – 1844 – Smyrna (now Izmir) – Elias Riggs
External links
Linguistic reports
Bulgarian at Omniglot
Bulgarian Swadesh list of basic vocabulary words (from Wiktionary's Swadesh list appendix)
Information about the linguistic classification of the Bulgarian language (from Glottolog)
The linguistic features of the Bulgarian language (from WALS, The World Atlas of Language Structures Online)
Information about the Bulgarian language from the PHOIBLE project.
Locale Data Summary for the Bulgarian language from Unicode's CLDR
Dictionaries
Eurodict — multilingual Bulgarian dictionaries
Rechnik.info — online dictionary of the Bulgarian language
Rechko — online dictionary of the Bulgarian language
Bulgarian–English–Bulgarian Online dictionary from SA Dictionary
Online Dual English–Bulgarian dictionary
Bulgarian bilingual dictionaries
English, Bulgarian bidirectional dictionary
Courses
Bulgarian for Beginners, UniLang
Analytic languages
Languages of Bulgaria
Languages of Greece
Languages of Romania
Languages of Russia
Languages of Serbia
Languages of North Macedonia
Languages of Turkey
Languages of Moldova
Languages of Ukraine
Eastern South Slavic
Subject–verb–object languages
Languages written in Cyrillic script |
4157 | https://en.wikipedia.org/wiki/Brown%20University | Brown University | Brown University is a private Ivy League research university in Providence, Rhode Island. It is the seventh-oldest institution of higher education in the United States, founded in 1764 as the College in the English Colony of Rhode Island and Providence Plantations. One of nine colonial colleges chartered before the American Revolution, it was the first college in the United States to codify in its charter that admission and instruction of students was to be equal regardless of their religious affiliation.
The university is home to the oldest applied mathematics program in the United States, the oldest engineering program in the Ivy League, and the third-oldest medical program in New England. It was one of the early doctoral-granting U.S. institutions in the late 19th century, adding masters and doctoral studies in 1887. In 1969, it adopted its Open Curriculum after a period of student lobbying, which eliminated mandatory "general education" distribution requirements, made students "the architects of their own syllabus", and allowed them to take any course for a grade of satisfactory (Pass) or no-credit (Fail) which is unrecorded on external transcripts. In 1971, Brown's coordinate women's institution, Pembroke College, was fully merged into the university.
The university comprises the College, the Graduate School, Alpert Medical School, the School of Engineering, the School of Public Health and the School of Professional Studies. Its international programs are organized through the Watson Institute for International and Public Affairs, and it is academically affiliated with the Marine Biological Laboratory and the Rhode Island School of Design; with the latter, it offers undergraduate and graduate dual degree programs.
Brown's main campus is in the College Hill neighborhood of Providence, Rhode Island. The university is surrounded by a federally listed architectural district with a dense concentration of Colonial-era buildings. Benefit Street, which runs along the campus's western edge, has one of America's richest concentrations of 17th- and 18th-century architecture. Brown's undergraduate admissions are among the most selective in the country, with an overall acceptance rate of 5% for the class of 2026.
, 11 Nobel Prize winners have been affiliated with Brown as alumni, faculty, or researchers, as well as 1 Fields Medalist, 7 National Humanities Medalists and 10 National Medal of Science laureates. Other notable alumni include 27 Pulitzer Prize winners, 21 billionaires, 1 U.S. Supreme Court Chief Justice, 4 U.S. Secretaries of State, over 100 members of the United States Congress, 58 Rhodes Scholars, 22 MacArthur Genius Fellows, and 38 Olympic medalists.
History
Foundation and charter
In 1761, three residents of Newport, Rhode Island, drafted a petition to the colony's General Assembly:
The three petitioners were Ezra Stiles, pastor of Newport's Second Congregational Church and future president of Yale University; William Ellery Jr., future signer of the United States Declaration of Independence; and Josias Lyndon, future governor of the colony. Stiles and Ellery later served as co-authors of the college's charter two years later. The editor of Stiles's papers observes, "This draft of a petition connects itself with other evidence of Dr. Stiles's project for a Collegiate Institution in Rhode Island, before the charter of what became Brown University."
The Philadelphia Association of Baptist Churches was also interested in establishing a college in Rhode Island—home of the mother church of their denomination. At the time, the Baptists were unrepresented among the colonial colleges; the Congregationalists had Harvard and Yale, the Presbyterians had the College of New Jersey (later Princeton), and the Episcopalians had the College of William and Mary and King's College (later Columbia) while their local University of Pennsylvania was specifically founded without direct association with any particular denomination. Isaac Backus, a historian of the New England Baptists and an inaugural trustee of Brown, wrote of the October 1762 resolution taken at Philadelphia:
James Manning arrived at Newport in July 1763 and was introduced to Stiles, who agreed to write the charter for the college. Stiles' first draft was read to the General Assembly in August 1763, and rejected by Baptist members who worried that their denomination would be underrepresented in the College Board of Fellows. A revised charter written by Stiles and Ellery was adopted by the Rhode Island General Assembly on March 3, 1764, in East Greenwich.
In September 1764, the inaugural meeting of the corporation—the college's governing body—was held in Newport's Old Colony House. Governor Stephen Hopkins was chosen chancellor, former and future governor Samuel Ward vice chancellor, John Tillinghast treasurer, and Thomas Eyres secretary. The charter stipulated that the board of trustees should be composed of 22 Baptists, five Quakers, five Episcopalians, and four Congregationalists. Of the 12 Fellows, eight should be Baptists—including the college president—"and the rest indifferently of any or all Denominations."
At the time of its creation, Brown's charter was a uniquely progressive document. Other colleges had curricular strictures against opposing doctrines, while Brown's charter asserted, "Sectarian differences of opinions, shall not make any Part of the Public and Classical Instruction." The document additionally "recognized more broadly and fundamentally than any other [university charter] the principle of denominational cooperation." The oft-repeated statement that Brown's charter alone prohibited a religious test for College membership is inaccurate; other college charters were similarly liberal in that particular.
The college was founded as Rhode Island College, at the site of the First Baptist Church in Warren, Rhode Island. Manning was sworn in as the college's first president in 1765 and remained in the role until 1791. In 1766, the college authorized the Reverend Morgan Edwards to travel to Europe to "solicit Benefactions for this Institution". During his year-and-a-half stay in the British Isles, Edwards secured funding from benefactors including Thomas Penn and Benjamin Franklin.
In 1770, the college moved from Warren to Providence. To establish a campus, John and Moses Brown purchased a four-acre lot on the crest of College Hill on behalf of the school. The majority of the property fell within the bounds of the original home lot of Chad Brown, an ancestor of the Browns and one of the original proprietors of Providence Plantations. After the college was relocated to the city, work began on constructing its first building.
A building committee, organized by the corporation, developed plans for the college's first purpose-built edifice, finalizing a design on February 9, 1770. The subsequent structure, referred to as "The College Edifice" and later as University Hall, may have been modeled on Nassau Hall, built 14 years prior at the College of New Jersey. President Manning, an active member of the building process, was educated at Princeton and might have suggested that Brown's first building resemble that of his alma mater.
Brown family
Nicholas Brown, John Brown, Joseph Brown, and Moses Brown were instrumental in moving the college to Providence, constructing its first building, and securing its endowment. Joseph became a professor of natural philosophy at the college; John served as its treasurer from 1775 to 1796; and Nicholas Sr's son Nicholas Brown Jr. succeeded his uncle as treasurer from 1796 to 1825.
On September 8, 1803, the corporation voted, "That the donation of $5,000, if made to this College within one Year from the late Commencement, shall entitle the donor to name the College." The following year, the appeal was answered by College Treasurer Nicholas Brown Jr. In a letter dated September 6, 1804, Brown committed "a donation of Five Thousand Dollars to Rhode Island College, to remain in perpetuity as a fund for the establishment of a Professorship of Oratory and Belles Letters." In recognition of the gift, the corporation on the same day voted, "That this College be called and known in all future time by the Name of Brown University." Over the years, the benefactions of Nicholas Brown Jr., totaled nearly $160,000 and included funds for building Hope College (1821–22) and Manning Hall (1834–35).
In 1904, the John Carter Brown Library was established as an independently funded research library on Brown's campus; the library's collection was founded on that of John Carter Brown, son of Nicholas Brown Jr.
The Brown family was involved in various business ventures in Rhode Island, and accrued wealth both directly and indirectly from the transatlantic slave trade. The family was divided on the issue of slavery. John Brown had defended slavery, while Moses and Nicholas Brown Jr. were fervent abolitionists.
In 2003, under the tenure of President Ruth Simmons, the university established a steering committee to investigate these ties of the university to slavery and recommend a strategy to address them.
American Revolution
With British vessels patrolling Narragansett Bay in the fall of 1776, the college library was moved out of Providence for safekeeping. During the subsequent American Revolutionary War, Brown's University Hall was used to house French and other revolutionary troops led by General George Washington and the Comte de Rochambeau as they waited to commence the march of 1781 that led to the Siege of Yorktown and the Battle of the Chesapeake. This has been celebrated as marking the defeat of the British and the end of the war. The building functioned as barracks and hospital from December 10, 1776, to April 20, 1780, and as a hospital for French troops from June 26, 1780, to May 27, 1782.
A number of Brown's founders and alumni played roles in the American Revolution and subsequent founding of the United States. Brown's first chancellor, Stephen Hopkins, served as a delegate to the Colonial Congress in Albany in 1754, and to the Continental Congress from 1774 to 1776. James Manning represented Rhode Island at the Congress of the Confederation, while concurrently serving as Brown's first president. Two of Brown's founders, William Ellery and Stephen Hopkins signed the Declaration of Independence.
James Mitchell Varnum, who graduated from Brown with honors in 1769, served as one of General George Washington's Continental Army brigadier generals and later as major general in command of the entire Rhode Island militia. Varnum is noted as the founder and commander of the 1st Rhode Island Regiment, widely regarded as the first Black battalion in U.S. military history. David Howell, who graduated with an A.M. in 1769, served as a delegate to the Continental Congress from 1782 to 1785.
Presidents
Nineteen individuals have served as presidents of the university since its founding in 1764. Since 2012, Christina Hull Paxson has served as president. Paxson had previously served as dean of Princeton University's School of Public and International Affairs and chair of Princeton's economics department. Paxson's immediate predecessor, Ruth Simmons, is noted as the first African American president of an Ivy League institution. Other presidents of note include academic, Vartan Gregorian; and philosopher and economist, Francis Wayland.
New Curriculum
In 1966, the first Group Independent Study Project (GISP) at Brown was formed, involving 80 students and 15 professors. The GISP was inspired by student-initiated experimental schools, especially San Francisco State College, and sought ways to "put students at the center of their education" and "teach students how to think rather than just teaching facts".
Members of the GISP, Ira Magaziner and Elliot Maxwell published a paper of their findings titled, "Draft of a Working Paper for Education at Brown University." The paper made proposals for a new curriculum, including interdisciplinary freshman-year courses that would introduce "modes of thought," with instruction from faculty from different disciplines as well as for an end to letter grades. The following year Magaziner began organizing the student body to press for the reforms, organizing discussions and protests.
In 1968, university president Ray Heffner established a Special Committee on Curricular Philosophy. Composed of administrators, the committee was tasked with developing specific reforms and producing recommendations. A report, produced by the committee, was presented to the faculty, which voted the New Curriculum into existence on May 7, 1969. Its key features included:
Modes of Thought courses for first-year students
The introduction of interdisciplinary courses
The abandonment of "general education" distribution requirements
The Satisfactory/No Credit (S/NC) grading option
The ABC/No Credit grading system, which eliminated pluses, minuses, and D's; a grade of "No Credit" (equivalent to F's at other institutions) would not appear on external transcripts.
The Modes of Thought course was discontinued early on, but the other elements remain in place. In 2006, the reintroduction of plus/minus grading was proposed in response to concerns regarding grade inflation. The idea was rejected by the College Curriculum Council after canvassing alumni, faculty, and students, including the original authors of the Magaziner-Maxwell Report.
"Slavery and Justice" report
In 2003, then-university president Ruth Simmons launched a steering committee to research Brown's eighteenth-century ties to slavery. In October 2006, the committee released a report documenting its findings.
Titled "Slavery and Justice", the document detailed the ways in which the university benefited both directly and indirectly from the transatlantic slave trade and the labor of enslaved people. The report also included seven recommendations for how the university should address this legacy. Brown has since completed a number of these recommendations including the establishment of its Center for the Study of Slavery and Justice, the construction of its Slavery Memorial, and the funding of a $10 million permanent endowment for Providence Public Schools.
The Slavery and Justice report marked the first major effort by an American university to address its ties to slavery and prompted other institutions to undertake similar processes.
Coat of arms
Brown's coat of arms was created in 1834. The prior year, president Francis Wayland had commissioned a committee to update the school's original seal to match the name the university had adopted in 1804. Central in the coat of arms is a white escutcheon divided into four sectors by a red cross. Within each sector of the coat of arms lies an open book. Above the shield is a crest consisting of the upper half of a sun in splendor among the clouds atop a red and white torse.
Campus
Brown is the largest institutional landowner in Providence, with properties on College Hill and in the Jewelry District. The university was built contemporaneously with the eighteenth and nineteenth-century precincts surrounding it, making Brown's campus tightly integrated into Providence's urban fabric. Among the noted architects who have shaped Brown's campus are McKim, Mead & White, Philip Johnson, Rafael Viñoly, Diller Scofidio + Renfro, and Robert A. M. Stern.
Main campus
Brown's main campus, comprises 235 buildings and in the East Side neighborhood of College Hill. The university's central campus sits on a block bounded by Waterman, Prospect, George, and Thayer Streets; newer buildings extend northward, eastward, and southward. Brown's core, historic campus, constructed primary between 1770 and 1926, is defined by three greens: the Front or Quiet Green, the Middle or College Green, and the Ruth J. Simmons Quadrangle (historically known as Lincoln Field). A brick and wrought-iron fence punctuated by decorative gates and arches traces the block's perimeter. This section of campus is primarily Georgian and Richardsonian Romanesque in its architectural character.
To the south of the central campus are academic buildings and residential quadrangles, including Wriston, Keeney, and Gregorian quadrangles. Immediately to the east of the campus core sit Sciences Park and Brown's School of Engineering. North of the central campus are performing and visual arts facilities, life sciences labs, and the Pembroke Campus, which houses both dormitories and academic buildings. Facing the western edge of the central campus sit two of the Brown's seven libraries, the John Hay Library and the John D. Rockefeller Jr. Library.
The university's campus is contiguous with that of the Rhode Island School of Design, which is located immediately to Brown's west, along the slope of College Hill.
Van Wickle Gates
Built in 1901, the Van Wickle Gates are a set of wrought iron gates that stand at the western edge of Brown's campus. The larger main gate is flanked by two smaller side gates. At Convocation the central gate opens inward to admit the procession of new students; at Commencement, the gate opens outward for the procession of graduates. A Brown superstition holds that students who walk through the central gate a second time prematurely will not graduate, although walking backward is said to cancel the hex.
John Hay Library
The John Hay Library is the second oldest library on campus. Opened in 1910, the library is named for John Hay (class of 1858), private secretary to Abraham Lincoln and Secretary of State under William McKinley and Theodore Roosevelt. The construction of the building was funded in large part by Hay's friend, Andrew Carnegie, who contributed half of the $300,000 cost of construction.
The John Hay Library serves as the repository of the university's archives, rare books and manuscripts, and special collections. Noteworthy among the latter are the Anne S. K. Brown Military Collection (described as "the foremost American collection of material devoted to the history and iconography of soldiers and soldiering"), the Harris Collection of American Poetry and Plays (described as "the largest and most comprehensive collection of its kind in any research library"), the Lownes Collection of the History of Science (described as "one of the three most important private collections of books of science in America"), and the papers of H. P. Lovecraft. The Hay Library is home to one of the broadest collections of incunabula in the Americas, one of Brown's two Shakespeare First Folios, the manuscript of George Orwell's Nineteen Eighty-Four, and three books bound in human skin.
John Carter Brown Library
Founded in 1846, the John Carter Brown Library is generally regarded as the world's leading collection of primary historical sources relating to the exploration and colonization of the Americas. While administered and funded separately from the university, the library has been owned by Brown and located on its campus since 1904.
The library contains the best preserved of the eleven surviving copies of the Bay Psalm Book—the earliest extant book printed in British North America and the most expensive printed book in the world. Other holdings include a Shakespeare First Folio and the world's largest collection of 16th century Mexican texts.
Haffenreffer Museum
The exhibition galleries of the Haffenreffer Museum of Anthropology, Brown's teaching museum, are located in Manning Hall on the campus's main green. Its one million artifacts, available for research and educational purposes, are located at its Collections Research Center in Bristol, Rhode Island. The museum's goal is to inspire creative and critical thinking about culture by fostering an interdisciplinary understanding of the material world. It provides opportunities for faculty and students to work with collections and the public, teaching through objects and programs in classrooms and exhibitions. The museum sponsors lectures and events in all areas of anthropology and also runs an extensive program of outreach to local schools.
Annmary Brown Memorial
The Annmary Brown Memorial was constructed from 1903 to 1907 by the politician, Civil War veteran, and book collector General Rush Hawkins, as a mausoleum for his wife, Annmary Brown, a member of the Brown family. In addition to its crypt—the final repository for Brown and Hawkins—the Memorial includes works of art from Hawkins's private collection, including paintings by Angelica Kauffman, Peter Paul Rubens, Gilbert Stuart, Giovanni Battista Tiepolo, Benjamin West, and Eastman Johnson, among others. His collection of over 450 incunabula was relocated to the John Hay Library in 1990. Today the Memorial is home to Brown's Medieval Studies and Renaissance Studies programs.
The Walk
The Walk, a landscaped pedestrian corridor, connects the Pembroke Campus to the main campus. It runs parallel to Thayer Street and serves as a primary axis of campus, extending from Ruth Simmons Quadrangle at its southern terminus to the Meeting Street entrance to the Pembroke Campus at its northern end. The walk is bordered by departmental buildings as well as the Lindemann Performing Arts Center and Granoff Center for the Creative Arts
The corridor is home to public art including sculptures by Maya Lin and Tom Friedman.
Pembroke campus
The Women's College in Brown University, known as Pembroke College, was founded in October 1891. Upon its 1971 merger with the College of Brown University, Pembroke's campus was absorbed into the larger Brown campus. The Pembroke campus is bordered by Meeting, Brown, Bowen, and Thayer Streets and sits three blocks north of Brown's central campus. The campus is dominated by brick architecture, largely of the Georgian and Victorian styles. The west side of the quadrangle comprises Pembroke Hall (1897), Smith-Buonanno Hall (1907), and Metcalf Hall (1919), while the east side comprises Alumnae Hall (1927) and Miller Hall (1910). The quadrangle culminates on the north with Andrews Hall (1947).
East Campus, centered on Hope and Charlesfield streets, originally served as the campus of Bryant University. In 1969, as Bryant was preparing to relocate to Smithfield, Rhode Island, Brown purchased their Providence campus for $5 million. The transaction expanded the Brown campus by and 26 buildings. In 1971, Brown renamed the area East Campus. Today, the area is largely used for dormitories.
Thayer Street runs through Brown's main campus. As a commercial corridor frequented by students, Thayer is comparable to Harvard Square or Berkeley's Telegraph Avenue. Wickenden Street, in the adjacent Fox Point neighborhood, is another commercial street similarly popular among students.
Built in 1925, Brown Stadium—the home of the school's football team—is located approximately a mile and a half northeast of the university's central campus. Marston Boathouse, the home of Brown's crew teams, lies on the Seekonk River, to the southeast of campus. Brown's sailing teams are based out of the Ted Turner Sailing Pavilion at the Edgewood Yacht Club in adjacent Cranston.
Since 2011, Brown's Warren Alpert Medical School has been located in Providence's historic Jewelry District, near the medical campus of Brown's teaching hospitals, Rhode Island Hospital and the Women and Infants Hospital of Rhode Island. Other university facilities, including molecular medicine labs and administrative offices, are likewise located in the area.
Brown's School of Public Health occupies a landmark modernist building along the Providence River. Other Brown properties include the Mount Hope Grant in Bristol, Rhode Island, an important Native American site noted as a location of King Philip's War. Brown's Haffenreffer Museum of Anthropology Collection Research Center, particularly strong in Native American items, is located in the Mount Hope Grant.
Sustainability
Brown has committed to "minimize its energy use, reduce negative environmental impacts, and promote environmental stewardship." Since 2010, the university has required all new buildings meet LEED silver standards. Between 2007 and 2018, Brown reduced its greenhouse emissions by 27 percent; the majority of this reduction is attributable to the university's Thermal Efficiency Project which converted its central heating plant from a steam-powered system to a hot water-powered system.
In 2020, Brown announced it had sold 90 percent of its fossil fuel investments as part of a broader divestment from direct investments and managed funds that focus on fossil fuels. In 2021, the university adopted the goal of reducing quantifiable campus emissions by 75 percent by 2025 and achieving carbon neutrality by 2040.
According to the A. W. Kuchler U.S. potential natural vegetation types, Brown would have a dominant vegetation type of Appalachian Oak (104) with a dominant vegetation form of Eastern Hardwood Forest (25).
Academics
The College
Founded in 1764, The College is Brown's oldest school. About 7,200 undergraduate students are enrolled in the college , and 81 concentrations are offered. For the graduating class of 2020, the most popular concentrations were Computer Science, Economics, Biology, History, Applied Mathematics, International Relations, and Political Science. A quarter of Brown undergraduates complete more than one concentration before graduating. If the existing programs do not align with their intended curricular interests, undergraduates may design and pursue independent concentrations.
Around 35 percent of undergraduates pursue graduate or professional study immediately, 60 percent within 5 years, and 80 percent within 10 years. For the Class of 2009, 56 percent of all undergraduate alumni have since earned graduate degrees. Among undergraduate alumni who go on to receive graduate degrees, the most common degrees earned are J.D. (16%), M.D. (14%), M.A. (14%), M.Sc. (14%), and Ph.D. (11%). The most common institutions from which undergraduate alumni earn graduate degrees are Brown University, Columbia University, and Harvard University.
The highest fields of employment for undergraduate alumni ten years after graduation are education and higher education (15%), medicine (9%), business and finance (9%), law (8%), and computing and technology (7%).
Brown and RISD
Since its 1893 relocation to College Hill, Rhode Island School of Design (RISD) has bordered Brown to its west. Since 1900, Brown and RISD students have been able to cross-register at the two institutions, with Brown students permitted to take as many as four courses at RISD to count towards their Brown degree. The two institutions partner to provide various student-life services and the two student bodies compose a synergy in the College Hill cultural scene.
Dual Degree Program
After several years of discussion between the two institutions and several students pursuing dual degrees unofficially, Brown and RISD formally established a five-year dual degree program in 2007, with the first class matriculating in the fall of 2008. The Brown|RISD Dual Degree Program, among the most selective in the country, offered admission to 20 of the 725 applicants for the class entering in autumn 2020, for an acceptance rate of 2.7%. The program combines the complementary strengths of the two institutions, integrating studio art and design at RISD with Brown's academic offerings. Students are admitted to the Dual Degree Program for a course lasting five years and culminating in both the Bachelor of Arts (A.B.) or Bachelor of Science (Sc.B.) degree from Brown and the Bachelor of Fine Arts (B.F.A.) degree from RISD. Prospective students must apply to the two schools separately and be accepted by separate admissions committees. Their application must then be approved by a third Brown|RISD joint committee.
Admitted students spend the first year in residence at RISD completing its first-year Experimental and Foundation Studies curriculum while taking up to three Brown classes. Students spend their second year in residence at Brown, during which students take mainly Brown courses while starting on their RISD major requirements. In the third, fourth, and fifth years, students can elect to live at either school or off-campus, and course distribution is determined by the requirements of each student's unique combination of Brown concentration and RISD major. Program participants are noted for their creative and original approach to cross-disciplinary opportunities, combining, for example, industrial design with engineering, or anatomical illustration with human biology, or philosophy with sculpture, or architecture with urban studies. An annual "BRDD Exhibition" is a well-publicized and heavily attended event, drawing interest and attendees from the broader world of industry, design, the media, and the fine arts.
MADE Program
In 2020, the two schools announced the establishment of a new joint Master of Arts in Design Engineering program. Abbreviated as MADE, the program intends to combine RISD's programs in industrial design with Brown's programs in engineering. The program is administered through Brown's School of Engineering and RISD's Architecture and Design Division.
Theatre and playwriting
Brown's theatre and playwriting programs are among the best-regarded in the country. Six Brown graduates have received the Pulitzer Prize for Drama; Alfred Uhry '58, Lynn Nottage '86, Ayad Akhtar '93, Nilo Cruz '94, Quiara Alegría Hudes '04, and Jackie Sibblies Drury MFA '04. In American Theater magazine's 2009 ranking of the most-produced American plays, Brown graduates occupied four of the top five places—Peter Nachtrieb '97, Rachel Sheinkin '89, Sarah Ruhl '97, and Stephen Karam '02.
The undergraduate concentration encompasses programs in theatre history, performance theory, playwriting, dramaturgy, acting, directing, dance, speech, and technical production. Applications for doctoral and master's degree programs are made through the University Graduate School. Master's degrees in acting and directing are pursued in conjunction with the Brown/Trinity Rep MFA program, which partners with the Trinity Repertory Company, a local regional theatre.
Writing programs
Writing at Brown—fiction, non-fiction, poetry, playwriting, screenwriting, electronic writing, mixed media, and the undergraduate writing proficiency requirement—is catered for by various centers and degree programs, and a faculty that has long included nationally and internationally known authors. The undergraduate concentration in literary arts offers courses in fiction, poetry, screenwriting, literary hypermedia, and translation. Graduate programs include the fiction and poetry MFA writing programs in the literary arts department and the MFA playwriting program in the theatre arts and performance studies department. The non-fiction writing program is offered in the English department. Screenwriting and cinema narrativity courses are offered in the departments of literary arts and modern culture and media. The undergraduate writing proficiency requirement is supported by the Writing Center.
Author prizewinners
Alumni authors take their degrees across the spectrum of degree concentrations, but a gauge of the strength of writing at Brown is the number of major national writing prizes won. To note only winners since the year 2000: Pulitzer Prize for Fiction-winners Jeffrey Eugenides '82 (2003), Marilynne Robinson '66 (2005), and Andrew Sean Greer '92 (2018); British Orange Prize-winners Marilynne Robinson '66 (2009) and Madeline Miller '00 (2012); Pulitzer Prize for Drama-winners Nilo Cruz '94 (2003), Lynn Nottage '86 (twice, 2009, 2017), Quiara Alegría Hudes '04 (2012), Ayad Akhtar '93 (2013), and Jackie Sibblies Drury MFA '04 (2019); Pulitzer Prize for Biography-winners David Kertzer '69 (2015) and Benjamin Moser '98 (2020); Pulitzer Prize for Journalism-winners James Risen '77 (2006), Gareth Cook '91 (2005), Tony Horwitz '80 (1995), Usha Lee McFarling '89 (2007), David Rohde '90 (1996), Kathryn Schulz '96 (2016), and Alissa J. Rubin '80 (2016); Pulitzer Prize for General Nonfiction-winner James Forman Jr. '88 (2018); Pulitzer Prize for History-winner Marcia Chatelain PhD '08 (2021); Pulitzer Prize for Criticism-winner Salamishah Tillet MAT '97 (2022); and Pulitzer Prize for Poetry-winner Peter Balakian PhD '80 (2016)
Computer science
Brown began offering computer science courses through the departments of Economics and Applied Mathematics in 1956 when it acquired an IBM machine. Brown added an IBM 650 in January 1958, the only one of its type between Hartford and Boston. In 1960, Brown opened its first dedicated computer building. The facility, designed by Philip Johnson, received an IBM 7070 computer the following year. Brown granted computer sciences full Departmental status in 1979. In 2009, IBM and Brown announced the installation of a supercomputer (by teraflops standards), the most powerful in the southeastern New England region.
In the 1960s, Andries van Dam along with Ted Nelson, and Bob Wallace invented The Hypertext Editing Systems, HES and FRESS while at Brown. Nelson coined the word hypertext while Van Dam's students helped originate XML, XSLT, and related Web standards. Among the school's computer science alumni are principal architect of the Classic Mac OS, Andy Hertzfeld; principal architect of the Intel 80386 and Intel 80486 microprocessors, John Crawford; former CEO of Apple, John Sculley; and digital effects programmer Masi Oka. Other alumni include former CS department head at MIT, John Guttag, Workday founder, Aneel Bhusri, MongoDB founder Eliot Horowitz, Figma founders Dylan Field and Evan Wallace; and OpenSea founder Devin Finzer.
The character "Andy" in the animated film Toy Story is purportedly an homage to professor Van Dam from his students employed at Pixar.
Between 2012 and 2018, the number of concentrators in CS tripled. In 2017, computer science overtook economics as the school's most popular undergraduate concentration.
Applied mathematics
Brown's program in applied mathematics was established in 1941 making it the oldest such program in the United States. The division is highly ranked and regarded nationally and internationally. Among the 67 recipients of the Timoshenko Medal, 22 have been affiliated with Brown's applied mathematics division as faculty, researchers, or students.
The Joukowsky Institute for Archaeology and the Ancient World
Established in 2004, the Joukowsky Institute for Archaeology and the Ancient World is Brown's interdisciplinary research center for archeology and ancient studies. The institute pursues fieldwork, excavations, regional surveys, and academic study of the archaeology and art of the ancient Mediterranean, Egypt, and Western Asia from the Levant to the Caucasus. The institute has a very active fieldwork profile, with faculty-led excavations and regional surveys presently in Petra (Jordan), Abydos (Egypt), Turkey, Sudan, Italy, Mexico, Guatemala, Montserrat, and Providence.
The Joukowsky Institute's faculty includes cross-appointments from the departments of Egyptology, Assyriology, Classics, Anthropology, and History of Art and Architecture. Faculty research and publication areas include Greek and Roman art and architecture, landscape archaeology, urban and religious architecture of the Levant, Roman provincial studies, the Aegean Bronze Age, and the archaeology of the Caucasus. The institute offers visiting teaching appointments and postdoctoral fellowships which have, in recent years, included Near Eastern Archaeology and Art, Classical Archaeology and Art, Islamic Archaeology and Art, and Archaeology and Media Studies.
Egyptology and Assyriology
Facing the Joukowsky Institute, across the Front Green, is the Department of Egyptology and Assyriology, formed in 2006 by the merger of Brown's departments of Egyptology and History of Mathematics. It is one of only a handful of such departments in the United States. The curricular focus is on three principal areas: Egyptology, Assyriology, and the history of the ancient exact sciences (astronomy, astrology, and mathematics). Many courses in the department are open to all Brown undergraduates without prerequisites and include archaeology, languages, history, and Egyptian and Mesopotamian religions, literature, and science. Students concentrating in the department choose a track of either Egyptology or Assyriology. Graduate-level study comprises three tracks to the doctoral degree: Egyptology, Assyriology, or the History of the Exact Sciences in Antiquity.
The Watson Institute for International and Public Affairs
The Watson Institute for International and Public Affairs, Brown's center for the study of global Issues and public affairs, is one of the leading institutes of its type in the country. The institute occupies facilities designed by Uruguayan architect Rafael Viñoly and Japanese architect Toshiko Mori. The institute was initially endowed by Thomas Watson Jr. (Class of 1937), former Ambassador to the Soviet Union and longtime president of IBM.
Institute faculty and faculty emeritus include Italian prime minister and European Commission president Romano Prodi, Brazilian president Fernando Henrique Cardoso, Chilean president Ricardo Lagos Escobar, Mexican novelist and statesman Carlos Fuentes, Brazilian statesman and United Nations commission head Paulo Sérgio Pinheiro, Indian foreign minister and ambassador to the United States Nirupama Rao, American diplomat and Dayton Peace Accords author Richard Holbrooke (Class of 1962), and Sergei Khrushchev, editor of the papers of his father Nikita Khrushchev, leader of the Soviet Union.
The institute's curricular interest is organized into the principal themes of development, security, and governance—with further focuses on globalization, economic uncertainty, security threats, environmental degradation, and poverty. Six Brown undergraduate concentrations are hosted by the Watson Institute: Development Studies, International and Public Affairs, International Relations, Latin American and Caribbean Studies, Middle East Studies, Public Policy, and South Asian Studies. Graduate programs offered at the Watson Institute include the Graduate Program in Development (Ph.D.) and the Master of Public Affairs (M.P.A) Program. The institute also offers postdoctoral, professional development, and global outreach programming. In support of these programs, the institute houses various centers, including the Brazil Initiative, Brown-India Initiative, China Initiative, Middle East Studies Center, The Center for Latin American and Caribbean Studies (CLACS), and the Taubman Center for Public Policy. In recent years, the most internationally cited product of the Watson Institute has been its Costs of War Project, first released in 2011 and continuously updated since. The project comprises a team of economists, anthropologists, political scientists, legal experts, and physicians, and seeks to calculate the economic costs, human casualties, and impact on civil liberties of the wars in Iraq, Afghanistan, and Pakistan since 2001.
The School of Engineering
Established in 1847, Brown's engineering program is the oldest in the Ivy League and the third oldest civilian engineering program in the country. In 1916, Brown's departments of electrical, mechanical, and civil engineering were merged into a single Division of Engineering. In 2010 the division was elevated to a School of Engineering.
Engineering at Brown is especially interdisciplinary. The school is organized without the traditional departments or boundaries found at most schools and follows a model of connectivity between disciplines—including biology, medicine, physics, chemistry, computer science, the humanities, and the social sciences. The school practices an innovative clustering of faculties in which engineers team with non-engineers to bring a convergence of ideas.
Student teams have launched two CubeSats with the support of the School of Engineering. Brown Space Engineering developed EQUiSat a 1U satellite, and another interdisciplinary team developed SBUDNIC a 3U satellite.
IE Brown Executive MBA Dual Degree Program
Since 2009, Brown has developed an Executive MBA program in conjunction with one of the leading Business Schools in Europe, IE Business School in Madrid. This relationship has since strengthened resulting in both institutions offering a dual degree program. In this partnership, Brown provides its traditional coursework while IE provides most of the business-related subjects making a differentiated alternative program to other Ivy League's EMBAs. The cohort typically consists of 25–30 EMBA candidates from some 20 countries. Classes are held in Providence, Madrid, Cape Town and Online.
The Pembroke Center
The Pembroke Center for Teaching and Research on Women was established at Brown in 1981 by Joan Wallach Scott as an interdisciplinary research center on gender. The center is named for Pembroke College, Brown's former women's college, and is affiliated with Brown's Sarah Doyle Women's Center. The Pembroke Center supports Brown's undergraduate concentration in Gender and Sexuality Studies, post-doctoral research fellowships, the annual Pembroke Seminar, and other academic programs. It also manages various collections, archives, and resources, including the Elizabeth Weed Feminist Theory Papers and the Christine Dunlap Farnham Archive.
The Graduate School
Brown introduced graduate courses in the 1870s and granted its first advanced degrees in 1888. The university established a Graduate Department in 1903 and a full Graduate School in 1927.
With an enrollment of approximately 2,600 students, the school currently offers 33 and 51 master's and doctoral programs, respectively. The school additionally offers a number of fifth-year master's programs. Overall, admission to the Graduate School is most competitive with an acceptance rate averaging at approximately 9 percent in recent years.
Carney Institute for Brain Science
The Robert J. & Nancy D. Carney Institute for Brain Science is Brown's cross-departmental neuroscience research institute. The institute's core focus areas include brain-computer interfaces and computational neuroscience; additional areas of focus include research into mechanisms of cell death with the interest of developing therapies for neurodegenerative diseases.
The Carney Institute was founded by John Donoghue in 2009 as the Brown Institute for Brain Science and renamed in 2018 in recognition of a $100 million gift. The donation, one of the largest in the university's history, established the institute as one of the best-endowed university neuroscience programs in the country.
Alpert Medical School
Established in 1811, Brown's Alpert Medical School is the fourth oldest medical school in the Ivy League.
In 1827, medical instruction was suspended by President Francis Wayland after the program's faculty declined to follow a new policy requiring students to live on campus. The program was reorganized in 1972; the first M.D. degrees from the new Program in Medicine were awarded to a graduating class of 58 students in 1975. In 1991, the school was officially renamed the Brown University School of Medicine, then renamed once more to Brown Medical School in October 2000. In January 2007, entrepreneur and philanthropist Warren Alpert donated $100 million to the school. In recognition of the gift, the school's name was changed to the Warren Alpert Medical School of Brown University.
In 2020, U.S. News & World Report ranked Brown's medical school the 9th most selective in the country, with an acceptance rate of 2.8%. U.S. News ranks the school 38th for research and 35th for primary care.
Brown's medical school is known especially for its eight-year Program in Liberal Medical Education (PLME), an eight-year combined baccalaureate-M.D. medical program. Inaugurated in 1984, the program is one of the most selective and renowned programs of its type in the country, offering admission to only 2% of applicants in 2021.
Since 1976, the Early Identification Program (EIP) has encouraged Rhode Island residents to pursue careers in medicine by recruiting sophomores from Providence College, Rhode Island College, the University of Rhode Island, and Tougaloo College. In 2004, the school once again began to accept applications from premedical students at other colleges and universities via AMCAS like most other medical schools. The medical school also offers M.D./PhD, M.D./M.P.H. and M.D./M.P.P. dual degree programs.
School of Public Health
Brown's School of Public Health grew out of the Alpert Medical School's Department of Community Health and was officially founded in 2013 as an independent school. The school issues undergraduate (A.B., Sc.B.), graduate (M.P.H., Sc.M., A.M.), doctoral (Ph.D.), and dual-degrees (M.P.H./M.P.A., M.D./M.P.H.).
Online programs
The Brown University School of Professional Studies currently offers blended learning Executive master's degrees in Healthcare Leadership, Cyber Security, and Science and Technology Leadership. The master's degrees are designed to help students who have a job and life outside of academia to progress in their respective fields. The students meet in Providence every 6–7 weeks for a weekly seminar each trimester.
The university has also invested in MOOC development starting in 2013, when two courses, Archeology's Dirty Little Secrets and The Fiction of Relationship, both of which received thousands of students. However, after a year of courses, the university broke its contract with Coursera and revamped its online persona and MOOC development department. By 2017, the university released new courses on edx, two of which were The Ethics of Memory and Artful Medicine: Art's Power to Enrich Patient Care. In January 2018, Brown published its first "game-ified" course called Fantastic Places, Unhuman Humans: Exploring Humanity Through Literature, which featured out-of-platform games to help learners understand materials, as well as a story-line that immerses users into a fictional world to help characters along their journey.
Admissions and financial aid
Undergraduate
Undergraduate admission to Brown University is considered "most selective" by U.S. News & World Report. For the undergraduate class of 2026, Brown received 50,649 applications—the largest applicant pool in the university's history and a 9% increase from the prior year. Of these applicants, 2,560 were admitted for an acceptance rate of 5.0%, the lowest in the university's history.
In 2021, the university reported a yield rate of 69%. For the academic year 2019–20 the university received 2,030 transfer applications, of which 5.8% were accepted.
Brown's admissions policy is stipulated need-blind for all domestic first-year applicants. In 2017, Brown announced that loans would be eliminated from all undergraduate financial aid awards starting in 2018–2019, as part of a new $30 million campaign called the Brown Promise. In 2016–17, the university awarded need-based scholarships worth $120.5 million. The average need-based award for the class of 2020 was $47,940.
Graduate
In 2017, the Graduate School accepted 11% of 9,215 applicants. In 2021, Brown received a record 948 applications for roughly 90 spots in its Master of Public Health Degree.
In 2020, U.S. News ranked Brown's Warren Alpert Medical School the 9th most selective in the country, with an acceptance rate of 2.8 percent.
Rankings
Brown University is accredited by the New England Commission of Higher Education. For their 2021 rankings, The Wall Street Journal/Times Higher Education ranked Brown 5th in the "Best Colleges 2021" edition.
The Forbes magazine annual ranking of "America's Top Colleges 2022"—which ranked 600 research universities, liberal arts colleges and service academies—ranked Brown 19th overall and 18th among universities.
U.S. News & World Report ranked Brown 13th among national universities in its 2022 edition. The 2022 edition also ranked Brown 2nd for undergraduate teaching, 25th in Most Innovative Schools, and 14th in Best Value Schools.
Washington Monthly ranked Brown 40th in 2022 among 442 national universities in the U.S. based on its contribution to the public good, as measured by social mobility, research, and promoting public service.
In 2022, U.S. News & World Report ranks Brown 129th globally.
In 2014, Forbes magazine ranked Brown 7th on its list of "America's Most Entrepreneurial Universities." The Forbes analysis looked at the ratio of "alumni and students who have identified themselves as founders and business owners on LinkedIn" and the total number of alumni and students. LinkedIn particularized the Forbes rankings, placing Brown third (between MIT and Princeton) among "Best Undergraduate Universities for Software Developers at Startups." LinkedIn's methodology involved a career-path examination of "millions of alumni profiles" in its membership database.
In 2016, 2017, 2018, and 2021 the university produced the most Fulbright recipients of any university in the nation. Brown has also produced the 7th most Rhodes Scholars of all colleges and universities in the United States.
Research
Brown is a member of the Association of American Universities since 1933 and is classified among "R1: Doctoral Universities – Very High Research Activity". In FY 2017, Brown spent $212.3 million on research and was ranked 103rd in the United States by total R&D expenditure by National Science Foundation. In 2021 Brown's School of Public Health received the 4th most funding in NIH awards among schools of public health in the U.S.
Student life
Campus safety
In 2014, Brown tied with the University of Connecticut for the highest number of reported rapes in the nation, with its "total of reports of rape" on their main campus standing at 43. However, such rankings have been criticized for failing to account for how different campus environments can encourage or discourage individuals from reporting sexual assault cases, thereby affecting the number of reported rapes.
Spring weekend
Established in 1950, Spring Weekend is an annual spring music festival for students. Historical performers at the festival have included Ella Fitzgerald, Dizzy Gillespie, Ray Charles, Bob Dylan, Janis Joplin, Bruce Springsteen, and U2. More recent headliners include Kendrick Lamar, Young Thug, Daniel Caesar, Anderson .Paak, Mitski, Aminé, and Mac DeMarco. Since 1960, Spring Weekend has been organized by the student-run Brown Concert Agency.
Residential and Greek societies
Approximately 12 percent of Brown students participate in Greek Life. The university recognizes thirteen active Greek organizations: six fraternities (Beta Omega Chi, Beta Rho Pi, Delta Tau, Delta Phi, Kappa Alpha Psi, and Theta Alpha), five sororities (Alpha Chi Omega, Delta Sigma Theta, Delta Gamma, Kappa Delta, and Kappa Alpha Theta,), one co-ed house (Zeta Delta Xi), and one co-ed literary society (Alpha Delta Phi). Other Greek-lettered organizations that have been historically active at Brown University include Alpha Kappa Alpha, Alpha Phi Alpha, and Lambda Upsilon Lambda.
Since the early 1950s, all Greek organizations on campus have been located in Wriston Quadrangle. The organizations are overseen by the Greek Council.
An alternative to Greek-letter organizations are Brown's program houses, which are organized by themes. As with Greek houses, the residents of program houses select their new members, usually at the start of the spring semester. Examples of program houses are St. Anthony Hall (located in King House), Buxton International House, the Machado French/Hispanic/Latinx House, Technology House, Harambee (African culture) House, Social Action House and Interfaith House.
All students not in program housing enter a lottery for general housing. Students form groups and are assigned time slots during which they can pick among the remaining housing options.
Societies and clubs
The earliest societies at Brown were devoted to oration and debate. The Pronouncing Society is mentioned in the diary of Solomon Drowne, class of 1773, who was voted its president in 1771. The organization seems to have disappeared during the American Revolutionary War. Subsequent societies include the Misokosmian Society (est. 1798 and renamed the Philermenian Society), the Philandrian Society (est. 1799), the United Brothers (1806), the Philophysian Society (1818), and the Franklin Society (1824). Societies served social as well as academic purposes, with many supporting literary debate and amassing large libraries. Older societies generally aligned with Federalists while younger societies generally leaned Republican.
Societies remained popular into the 1860s, after which they were largely replaced by fraternities.
The Cammarian Club was at first a semi-secret society that "tapped" 15 seniors each year. In 1915, self-perpetuating membership gave way to popular election by the student body, and thenceforward the club served as the de facto undergraduate student government. The organization was dissolved in 1971 and ultimately succeeded by a formal student government.
Societas Domi Pacificae, known colloquially as "Pacifica House", is a present-day, self-described secret society. It purports a continuous line of descent from the Franklin Society of 1824, citing a supposed intermediary "Franklin Society" traceable in the nineteenth century.
Student organizations
There are over 300 registered student organizations on campus with diverse interests. The Student Activities Fair, during the orientation program, provides first-year students the opportunity to become acquainted with a wide range of organizations. A sample of organizations includes:
The Brown Daily Herald
Brown Debating Union
The Brown Derbies
Brown International Organization
Brown Journal of World Affairs
The Brown Jug
The Brown Noser
Brown Political Review
The Brown Spectator
BSR
Brown University Band
Brown University Orchestra
Chinese Students and Scholars Association
The College Hill Independent
Critical Review
Ivy Film Festival
Jabberwocks
Production Workshop
Strait Talk
Starla and Sons
Students for Sensible Drug Policy
WBRU
LGBT
In 2023, 38% of Brown's students identified as being LGBT, in a poll by The Brown Daily Herald. The 2023 LGBT self-identification level was an increase, up from 14% LGBT identification in 2010. "Bisexual" was the most common answer amongst LGBT respondents to the poll.
Resource centers
Brown has several resource centers on campus. The centers often act as sources of support as well as safe spaces for students to explore certain aspects of their identity. Additionally, the centers often provide physical spaces for students to study and have meetings. Although most centers are identity-focused, some provide academic support as well.
The Brown Center for Students of Color (BCSC) is a space that provides support for students of color. Established in 1972 at the demand of student protests, the BCSC encourages students to engage in critical dialogue, develop leadership skills, and promote social justice. The center houses various programs for students to share their knowledge and engage in discussion. Programs include the Third World Transition Program, the Minority Peer Counselor Program, the Heritage Series, and other student-led initiatives. Additionally, the BCSC hopes to foster community among the students it serves by providing spaces for students to meet and study.
The Sarah Doyle Women's Center aims to provide a space for members of the Brown community to examine and explore issues surrounding gender. The center was named after one of the first women to attend Brown, Sarah Doyle. The center emphasizes intersectionality in its conversations on gender, encouraging people to see gender as present and relevant in various aspects of life. The center hosts programs and workshops in order to facilitate dialogue and provide resources for students, faculty, and staff.
Other centers include the LGBTQ Center, the Undocumented, First-Generation College and Low-Income Student (U-FLi) Center, and the Curricular Resource Center.
Activism
1968 Black Student Walkout
On December 5, 1968, several Black women from Pembroke College initiated a walkout in protest of an atmosphere at the colleges described by Black students as a "stifling, frustrating, [and] degrading place for Black students" after feeling the colleges were non-responsive to their concerns. In total, 65 Black students participated in the walkout. Their principal demand was to increase Black student enrollment to 11% of the student populace, in an attempt to match that of the proportion in the US. This ultimately resulted in a 300% increase in Black enrollment the following year, but some demands have yet to be met.
Divestment from South Africa
In the mid-1980s, under student pressure, the university divested from certain companies involved in South Africa. Some students were still unsatisfied with partial divestment and began a fast in Manning Chapel and the university disenrolled them. In April 1987, "dozens" of students interrupted a university corporation meeting, leading to 20 being put on probation.
Athletics
Brown is a member of the Ivy League athletic conference, which is categorized as a Division I (top-level) conference of the National Collegiate Athletic Association (NCAA).
The Brown Bears has one of the largest university sports programs in the United States, sponsoring 32 varsity intercollegiate teams. Brown's athletic program is one of the U.S. News & World Report top 20—the "College Sports Honor Roll"—based on breadth of the program and athletes' graduation rates.
Brown's newest varsity team is women's rugby, promoted from club-sport status in 2014. Brown women's rowing has won 7 national titles between 1999 and 2011. Brown men's rowing perennially finishes in the top 5 in the nation, most recently winning silver, bronze, and silver in the national championship races of 2012, 2013, and 2014. The men's and women's crews have also won championship trophies at the Henley Royal Regatta and the Henley Women's Regatta. Brown's men's soccer is consistently ranked in the top 20 and has won 18 Ivy League titles overall; recent soccer graduates play professionally in Major League Soccer and overseas.
Brown football, under its most successful coach historically, Phil Estes, won Ivy League championships in 1999, 2005, and 2008. high-profile alumni of the football program include former Houston Texans head coach Bill O'Brien; former Penn State football coach Joe Paterno, Heisman Trophy namesake John W. Heisman, and Pollard Award namesake Fritz Pollard.
Brown women's gymnastics won the Ivy League tournament in 2013 and 2014. The Brown women's sailing team has won 5 national championships, most recently in 2019 while the coed sailing team won 2 national championships in 1942 and 1948. Both teams are consistency ranked in the top 10 in the nation.
The first intercollegiate ice hockey game in America was played between Brown and Harvard on January 19, 1898. The first university rowing regatta larger than a dual-meet was held between Brown, Harvard, and Yale at Lake Quinsigamond in Massachusetts on July 26, 1859.
Brown also supports competitive intercollegiate club sports, including ultimate frisbee. The men's ultimate team, Brownian Motion, has won three national championships, in 2000, 2005, and 2019.
Notable people
Alumni
Alumni in politics include U.S. Secretary of State John Hay (1852), U.S. Secretary of State and U.S. Attorney General Richard Olney (1856), Chief Justice of the United States and U.S. Secretary of State Charles Evans Hughes (1881), Louisiana Governor Bobby Jindal '92, U.S. Senator Maggie Hassan '80 of New Hampshire, Delaware Governor Jack Markell '82, Rhode Island Representative David Cicilline '83, Minnesota Representative Dean Phillips '91, 2020 Presidential candidate and entrepreneur Andrew Yang '96, and DNC Chair Tom Perez '83.
Prominent alumni in business and finance include philanthropist John D. Rockefeller Jr. (1897), managing director of McKinsey & Company and "father of modern management consulting" Marvin Bower '25, former Chair of the Federal Reserve and current U.S. Secretary of the Treasury Janet Yellen '67, World Bank President Jim Yong Kim '82, Bank of America CEO Brian Moynihan '81, CNN founder Ted Turner '60, IBM chairman and CEO Thomas Watson Jr. '37, co-founder of Starwood Capital Group Barry Sternlicht '82, Apple Inc. CEO John Sculley '61, Blackberry Ltd. CEO John S. Chen '78, Facebook CFO David Ebersman '91, and Uber CEO Dara Khosrowshahi '91. Companies founded by Brown alumni include CNN,The Wall Street Journal, Searchlight Pictures, Netgear, W Hotels, Workday, Warby Parker, Casper, Figma, ZipRecruiter, and Cards Against Humanity.
Alumni in the arts and media include actors Emma Watson '14, John Krasinski '01, Daveed Diggs '04, Julie Bowen '91, Tracee Ellis Ross '94, and Jessica Capshaw '98; NPR program host Ira Glass '82; singer-composer Mary Chapin Carpenter '81; humorist and Marx Brothers screenwriter S.J. Perelman '25; novelists Nathanael West '24, Jeffrey Eugenides '83, Edwidge Danticat (MFA '93), and Marilynne Robinson '66; and composer and synthesizer pioneer Wendy Carlos '62, journalist James Risen '77; political pundit Mara Liasson; MSNBC hosts Alex Wagner '99 and Chris Hayes '01; New York Times, publisher A. G. Sulzberger '03, and magazine editor John F. Kennedy Jr. '83.
Important figures in the history of education include the father of American public school education Horace Mann (1819), civil libertarian and Amherst College president Alexander Meiklejohn, first president of the University of South Carolina Jonathan Maxcy (1787), Bates College founder Oren B. Cheney (1836), University of Michigan president (1871–1909) James Burrill Angell (1849), University of California president (1899–1919) Benjamin Ide Wheeler (1875), and Morehouse College's first African-American president John Hope (1894).
Alumni in the computer sciences and industry include architect of Intel 386, 486, and Pentium microprocessors John H. Crawford '75, inventor of the first silicon transistor Gordon Kidd Teal '31, MongoDB founder Eliot Horowitz '03, Figma founder Dylan Field, and Macintosh developer Andy Hertzfeld '75.
Other notable alumni include "Lafayette of the Greek Revolution" and its historian Samuel Gridley Howe (1821) Governor of Wyoming Territory and Nebraska Governor John Milton Thayer (1841), Rhode Island Governor Augustus Bourn (1855), NASA head during first seven Apollo missions Thomas O. Paine '42, diplomat Richard Holbrooke '62, sportscaster Chris Berman '77, Houston Texans head coach Bill O'Brien '92, 2018 Miss America Cara Mund '16, Penn State football coach Joe Paterno '50, Heisman Trophy namesake John W. Heisman '91, distinguished professor of law Cortney Lollar '97, Olympic and world champion triathlete Joanna Zeiger, royals and nobles such as Prince Rahim Aga Khan, Prince Faisal bin Al Hussein of the Hashemite Kingdom of Jordan, Princess Leila Pahlavi of Iran '92, Prince Nikolaos of Greece and Denmark, Prince Nikita Romanov, Princess Theodora of Greece and Denmark, Prince Jaime of Bourbon-Parma, Duke of San Jaime and Count of Bardi, Prince Ra'ad bin Zeid, Lady Gabriella Windsor, Prince Alexander von Fürstenberg, Countess Cosima von Bülow Pavoncelli, and her half-brother Prince Alexander-Georg von Auersperg.
Nobel Laureate alumni include humanitarian Jerry White '87 (Peace, 1997), biologist Craig Mello '82 (Physiology or Medicine, 2006), economist Guido Imbens (AM '89, PhD '91; Economic Sciences, 2021), and economist Douglas Diamond '75 (Economic Sciences, 2022).
Faculty
Among Brown's past and present faculty are seven Nobel Laureates: Lars Onsager (Chemistry, 1968), Leon Cooper (Physics, 1972), George Snell (Physiology or Medicine, 1980), George Stigler (Economic Sciences, 1982), Henry David Abraham (Peace, 1985), Vernon L. Smith (Economic Sciences, 2002), and J. Michael Kosterlitz (Physics, 2016).
Notable past and present faculty include biologists Anne Fausto-Sterling (Ph.D. 1970) and Kenneth R. Miller (Sc.B. 1970); computer scientists Robert Sedgewick and Andries van Dam; economists Hyman Minsky, Glenn Loury, George Stigler, Mark Blyth, and Emily Oster; historians Gordon S. Wood and Joan Wallach Scott; mathematicians David Gale, David Mumford, Mary Cartwright, and Solomon Lefschetz; physicists Sylvester James Gates and Gerald Guralnik. Faculty in literature include Chinua Achebe, Ama Ata Aidoo, and Carlos Fuentes. Among Brown's faculty and fellows in political science, and public affairs are the former prime minister of Italy and former EU chief, Romano Prodi; former president of Brazil, Fernando Cardoso; former president of Chile, Ricardo Lagos; and son of Soviet Premier Nikita Khrushchev, Sergei Khrushchev. Other faculty include philosopher Martha Nussbaum, author Ibram X. Kendi, and public health doctor Ashish Jha.
In popular culture
Brown's reputation as an institution with a free-spirited, iconoclastic student body is portrayed in fiction and popular culture. Family Guy character Brian Griffin is a Brown alumnus. The O.C.s main character Seth Cohen is denied acceptance to Brown while his girlfriend Summer Roberts is accepted. In The West Wing, Amy Gardner is a Brown alumna.
See also
List of Brown University statues
Brown University Alma Mater
Josiah S. Carberry
Explanatory notes
References
Citations
External links
Brown University Athletics – Official Athletics Website
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4163 | https://en.wikipedia.org/wiki/Bertrand%20Russell | Bertrand Russell | Bertrand Arthur William Russell, 3rd Earl Russell, (18 May 1872 – 2 February 1970) was a British mathematician, philosopher, logician, and public intellectual. He had a considerable influence on mathematics, logic, set theory, linguistics, artificial intelligence, cognitive science, computer science, and various areas of analytic philosophy, especially philosophy of mathematics, philosophy of language, epistemology, and metaphysics.
He was one of the early 20th century's most prominent logicians and a founder of analytic philosophy, along with his predecessor Gottlob Frege, his friend and colleague G. E. Moore, and his student and protégé Ludwig Wittgenstein. Russell with Moore led the British "revolt against idealism". Together with his former teacher A. N. Whitehead, Russell wrote Principia Mathematica, a milestone in the development of classical logic and a major attempt to reduce the whole of mathematics to logic (see Logicism). Russell's article "On Denoting" has been considered a "paradigm of philosophy".
Russell was a pacifist who championed anti-imperialism and chaired the India League. He went to prison for his pacifism during World War I, but also saw the war against Adolf Hitler's Nazi Germany as a necessary "lesser of two evils". In the wake of World War II, he welcomed American global hegemony in favour of either Soviet hegemony or no (or ineffective) world leadership, even if it were to come at the cost of using their nuclear weapons. He would later criticise Stalinist totalitarianism, condemn the United States' involvement in the Vietnam War, and become an outspoken proponent of nuclear disarmament.
In 1950, Russell was awarded the Nobel Prize in Literature "in recognition of his varied and significant writings in which he champions humanitarian ideals and freedom of thought". He was also the recipient of the De Morgan Medal (1932), Sylvester Medal (1934), Kalinga Prize (1957), and Jerusalem Prize (1963).
Biography
Early life and background
Bertrand Arthur William Russell was born at Ravenscroft, Trellech, Monmouthshire, Wales, United Kingdom, on 18 May 1872, into an influential and liberal family of the British aristocracy. His parents, Viscount and Viscountess Amberley, were radical for their times. Lord Amberley consented to his wife's affair with their children's tutor, the biologist Douglas Spalding. Both were early advocates of birth control at a time when this was considered scandalous. Lord Amberley was a deist, and even asked the philosopher John Stuart Mill to act as Russell's secular godfather. Mill died the year after Russell's birth, but his writings had a great effect on Russell's life.
His paternal grandfather, Lord John Russell, later 1st Earl Russell (1792–1878), had twice been prime minister in the 1840s and 1860s. A member of Parliament since the early 1810s, he met with Napoleon Bonaparte in Elba. The Russells had been prominent in England for several centuries before this, coming to power and the peerage with the rise of the Tudor dynasty (see: Duke of Bedford). They established themselves as one of the leading Whig families and participated in every great political event from the dissolution of the monasteries in 1536–1540 to the Glorious Revolution in 1688–1689 and the Great Reform Act in 1832.
Lady Amberley was the daughter of Lord and Lady Stanley of Alderley. Russell often feared the ridicule of his maternal grandmother, one of the campaigners for education of women.
Childhood and adolescence
Russell had two siblings: brother Frank (nearly seven years older), and sister Rachel (four years older). In June 1874, Russell's mother died of diphtheria, followed shortly by Rachel's death. In January 1876, his father died of bronchitis after a long period of depression. Frank and Bertrand were placed in the care of staunchly Victorian paternal grandparents, who lived at Pembroke Lodge in Richmond Park. His grandfather, former Prime Minister Earl Russell, died in 1878, and was remembered by Russell as a kindly old man in a wheelchair. His grandmother, the Countess Russell (née Lady Frances Elliot), was the dominant family figure for the rest of Russell's childhood and youth.
The Countess was from a Scottish Presbyterian family and successfully petitioned the Court of Chancery to set aside a provision in Amberley's will requiring the children to be raised as agnostics. Despite her religious conservatism, she held progressive views in other areas (accepting Darwinism and supporting Irish Home Rule), and her influence on Bertrand Russell's outlook on social justice and standing up for principle remained with him throughout his life. Her favourite Bible verse, "Thou shalt not follow a multitude to do evil", became his motto. The atmosphere at Pembroke Lodge was one of frequent prayer, emotional repression and formality; Frank reacted to this with open rebellion, but the young Bertrand learned to hide his feelings.
Russell's adolescence was lonely and he often contemplated suicide. He remarked in his autobiography that his keenest interests in "nature and books and (later) mathematics saved me from complete despondency;" only his wish to know more mathematics kept him from suicide. He was educated at home by a series of tutors. When Russell was eleven years old, his brother Frank introduced him to the work of Euclid, which he described in his autobiography as "one of the great events of my life, as dazzling as first love".
During these formative years he also discovered the works of Percy Bysshe Shelley. Russell wrote: "I spent all my spare time reading him, and learning him by heart, knowing no one to whom I could speak of what I thought or felt, I used to reflect how wonderful it would have been to know Shelley, and to wonder whether I should meet any live human being with whom I should feel so much sympathy." Russell claimed that beginning at age 15, he spent considerable time thinking about the validity of Christian religious dogma, which he found unconvincing. At this age, he came to the conclusion that there is no free will and, two years later, that there is no life after death. Finally, at the age of 18, after reading Mill's Autobiography, he abandoned the "First Cause" argument and became an atheist.
He travelled to the continent in 1890 with an American friend, Edward FitzGerald, and with FitzGerald's family he visited the Paris Exhibition of 1889 and climbed the Eiffel Tower soon after it was completed.
University and first marriage
Russell won a scholarship to read for the Mathematical Tripos at Trinity College, Cambridge, and began his studies there in 1890, taking as coach Robert Rumsey Webb. He became acquainted with the younger George Edward Moore and came under the influence of Alfred North Whitehead, who recommended him to the Cambridge Apostles. He quickly distinguished himself in mathematics and philosophy, graduating as seventh Wrangler in the former in 1893 and becoming a Fellow in the latter in 1895.
Russell was 17 years old in the summer of 1889 when he met the family of Alys Pearsall Smith, an American Quaker five years older, who was a graduate of Bryn Mawr College near Philadelphia. He became a friend of the Pearsall Smith family. They knew him primarily as "Lord John's grandson" and enjoyed showing him off.
He soon fell in love with the puritanical, high-minded Alys, and contrary to his grandmother's wishes, married her on 13 December 1894. Their marriage began to fall apart in 1901 when it occurred to Russell, while cycling, that he no longer loved her. She asked him if he loved her and he replied that he did not. Russell also disliked Alys's mother, finding her controlling and cruel. A lengthy period of separation began in 1911 with Russell's affair with Lady Ottoline Morrell, and he and Alys finally divorced in 1921 to enable Russell to remarry.
During his years of separation from Alys, Russell had passionate (and often simultaneous) affairs with a number of women, including Morrell and the actress Lady Constance Malleson. Some have suggested that at this point he had an affair with Vivienne Haigh-Wood, the English governess and writer, and first wife of T. S. Eliot.
Early career
Russell began his published work in 1896 with German Social Democracy, a study in politics that was an early indication of a lifelong interest in political and social theory. In 1896 he taught German social democracy at the London School of Economics. He was a member of the Coefficients dining club of social reformers set up in 1902 by the Fabian campaigners Sidney and Beatrice Webb.
He now started an intensive study of the foundations of mathematics at Trinity. In 1897, he wrote An Essay on the Foundations of Geometry (submitted at the Fellowship Examination of Trinity College) which discussed the Cayley–Klein metrics used for non-Euclidean geometry. He attended the First International Congress of Philosophy in Paris in 1900 where he met Giuseppe Peano and Alessandro Padoa. The Italians had responded to Georg Cantor, making a science of set theory; they gave Russell their literature including the Formulario mathematico. Russell was impressed by the precision of Peano's arguments at the Congress, read the literature upon returning to England, and came upon Russell's paradox. In 1903 he published The Principles of Mathematics, a work on foundations of mathematics. It advanced a thesis of logicism, that mathematics and logic are one and the same.
At the age of 29, in February 1901, Russell underwent what he called a "sort of mystic illumination", after witnessing Whitehead's wife's acute suffering in an angina attack. "I found myself filled with semi-mystical feelings about beauty... and with a desire almost as profound as that of the Buddha to find some philosophy which should make human life endurable", Russell would later recall. "At the end of those five minutes, I had become a completely different person."
In 1905, he wrote the essay "On Denoting", which was published in the philosophical journal Mind. Russell was elected a Fellow of the Royal Society (FRS) in 1908. The three-volume Principia Mathematica, written with Whitehead, was published between 1910 and 1913. This, along with the earlier The Principles of Mathematics, soon made Russell world-famous in his field. Russell's first political activity was as the Independent Liberal candidate in the 1907 by-election for the Wimbledon constituency, where he was not elected.
In 1910, he became a University of Cambridge lecturer at Trinity College, where he had studied. He was considered for a Fellowship, which would give him a vote in the college government and protect him from being fired for his opinions, but was passed over because he was "anti-clerical", essentially because he was agnostic. He was approached by the Austrian engineering student Ludwig Wittgenstein, who became his PhD student. Russell viewed Wittgenstein as a genius and a successor who would continue his work on logic. He spent hours dealing with Wittgenstein's various phobias and his frequent bouts of despair. This was often a drain on Russell's energy, but Russell continued to be fascinated by him and encouraged his academic development, including the publication of Wittgenstein's Tractatus Logico-Philosophicus in 1922. Russell delivered his lectures on logical atomism, his version of these ideas, in 1918, before the end of World War I. Wittgenstein was, at that time, serving in the Austrian Army and subsequently spent nine months in an Italian prisoner of war camp at the end of the conflict.
First World War
During World War I, Russell was one of the few people to engage in active pacifist activities. In 1916, because of his lack of a Fellowship, he was dismissed from Trinity College following his conviction under the Defence of the Realm Act 1914. He later described this, in Free Thought and Official Propaganda, as an illegitimate means the state used to violate freedom of expression. Russell championed the case of Eric Chappelow, a poet jailed and abused as a conscientious objector. Russell played a significant part in the Leeds Convention in June 1917, a historic event which saw well over a thousand "anti-war socialists" gather; many being delegates from the Independent Labour Party and the Socialist Party, united in their pacifist beliefs and advocating a peace settlement. The international press reported that Russell appeared with a number of Labour Members of Parliament (MPs), including Ramsay MacDonald and Philip Snowden, as well as former Liberal MP and anti-conscription campaigner, Professor Arnold Lupton. After the event, Russell told Lady Ottoline Morrell that, "to my surprise, when I got up to speak, I was given the greatest ovation that was possible to give anybody".
His conviction in 1916 resulted in Russell being fined £100 (), which he refused to pay in hope that he would be sent to prison, but his books were sold at auction to raise the money. The books were bought by friends; he later treasured his copy of the King James Bible that was stamped "Confiscated by Cambridge Police".
A later conviction for publicly lecturing against inviting the United States to enter the war on the United Kingdom's side resulted in six months' imprisonment in Brixton Prison (see Bertrand Russell's political views) in 1918. He later said of his imprisonment:
While he was reading Strachey's Eminent Victorians chapter about Gordon he laughed out loud in his cell prompting the warder to intervene and reminding him that "prison was a place of punishment".
Russell was reinstated to Trinity in 1919, resigned in 1920, was Tarner Lecturer in 1926 and became a Fellow again in 1944 until 1949.
In 1924, Russell again gained press attention when attending a "banquet" in the House of Commons with well-known campaigners, including Arnold Lupton, who had been an MP and had also endured imprisonment for "passive resistance to military or naval service".
G. H. Hardy on the Trinity controversy
In 1941, G. H. Hardy wrote a 61-page pamphlet titled Bertrand Russell and Trinity – published later as a book by Cambridge University Press with a foreword by C. D. Broad—in which he gave an authoritative account of Russell's 1916 dismissal from Trinity College, explaining that a reconciliation between the college and Russell had later taken place and gave details about Russell's personal life. Hardy writes that Russell's dismissal had created a scandal since the vast majority of the Fellows of the College opposed the decision. The ensuing pressure from the Fellows induced the Council to reinstate Russell. In January 1920, it was announced that Russell had accepted the reinstatement offer from Trinity and would begin lecturing from October. In July 1920, Russell applied for a one year leave of absence; this was approved. He spent the year giving lectures in China and Japan. In January 1921, it was announced by Trinity that Russell had resigned and his resignation had been accepted. This resignation, Hardy explains, was completely voluntary and was not the result of another altercation.
The reason for the resignation, according to Hardy, was that Russell was going through a tumultuous time in his personal life with a divorce and subsequent remarriage. Russell contemplated asking Trinity for another one-year leave of absence but decided against it, since this would have been an "unusual application" and the situation had the potential to snowball into another controversy. Although Russell did the right thing, in Hardy's opinion, the reputation of the College suffered with Russell's resignation, since the 'world of learning' knew about Russell's altercation with Trinity but not that the rift had healed. In 1925, Russell was asked by the Council of Trinity College to give the Tarner Lectures on the Philosophy of the Sciences; these would later be the basis for one of Russell's best-received books according to Hardy: The Analysis of Matter, published in 1927. In the preface to the Trinity pamphlet, Hardy wrote:
Between the wars
In August 1920, Russell travelled to Soviet Russia as part of an official delegation sent by the British government to investigate the effects of the Russian Revolution. He wrote a four-part series of articles, titled "Soviet Russia—1920", for the magazine The Nation. He met Vladimir Lenin and had an hour-long conversation with him. In his autobiography, he mentions that he found Lenin disappointing, sensing an "impish cruelty" in him and comparing him to "an opinionated professor". He cruised down the Volga on a steamship. His experiences destroyed his previous tentative support for the revolution. He subsequently wrote a book, The Practice and Theory of Bolshevism, about his experiences on this trip, taken with a group of 24 others from the UK, all of whom came home thinking well of the Soviet regime, despite Russell's attempts to change their minds. For example, he told them that he had heard shots fired in the middle of the night and was sure that these were clandestine executions, but the others maintained that it was only cars backfiring.
Russell's lover Dora Black, a British author, feminist and socialist campaigner, visited Soviet Russia independently at the same time; in contrast to his reaction, she was enthusiastic about the Bolshevik revolution.
The following year, Russell, accompanied by Dora, visited Peking (as Beijing was then known outside of China) to lecture on philosophy for a year. He went with optimism and hope, seeing China as then being on a new path. Other scholars present in China at the time included John Dewey and Rabindranath Tagore, the Indian Nobel-laureate poet. Before leaving China, Russell became gravely ill with pneumonia, and incorrect reports of his death were published in the Japanese press. When the couple visited Japan on their return journey, Dora took on the role of spurning the local press by handing out notices reading "Mr. Bertrand Russell, having died according to the Japanese press, is unable to give interviews to Japanese journalists". Apparently they found this harsh and reacted resentfully.
Dora was six months pregnant when the couple returned to England on 26 August 1921. Russell arranged a hasty divorce from Alys, marrying Dora six days after the divorce was finalised, on 27 September 1921. Russell's children with Dora were John Conrad Russell, 4th Earl Russell, born on 16 November 1921, and Katharine Jane Russell (later Lady Katharine Tait), born on 29 December 1923. Russell supported his family during this time by writing popular books explaining matters of physics, ethics, and education to the layman.
From 1922 to 1927 the Russells divided their time between London and Cornwall, spending summers in Porthcurno. In the 1922 and 1923 general elections Russell stood as a Labour Party candidate in the Chelsea constituency, but only on the basis that he knew he was extremely unlikely to be elected in such a safe Conservative seat, and he was unsuccessful on both occasions.
After the birth of his two children, he became interested in education, especially early childhood education. He was not satisfied with the old traditional education and thought that progressive education also had some flaws; as a result, together with Dora, Russell founded the experimental Beacon Hill School in 1927. The school was run from a succession of different locations, including its original premises at the Russells' residence, Telegraph House, near Harting, West Sussex. During this time, he published On Education, Especially in Early Childhood. On 8 July 1930, Dora gave birth to her third child Harriet Ruth. After he left the school in 1932, Dora continued it until 1943.
In 1927 Russell met Barry Fox (later Barry Stevens), who became a well-known Gestalt therapist and writer in later years. They developed an intense relationship, and in Fox's words: "...for three years we were very close." Fox sent her daughter Judith to Beacon Hill School. From 1927 to 1932 Russell wrote 34 letters to Fox. Upon the death of his elder brother Frank, in 1931, Russell became the 3rd Earl Russell.
Russell's marriage to Dora grew increasingly tenuous, and it reached a breaking point over her having two children with an American journalist, Griffin Barry. They separated in 1932 and finally divorced. On 18 January 1936, Russell married his third wife, an Oxford undergraduate named Patricia ("Peter") Spence, who had been his children's governess since 1930. Russell and Peter had one son, Conrad Sebastian Robert Russell, 5th Earl Russell, who became a prominent historian and one of the leading figures in the Liberal Democrat party.
Russell returned in 1937 to the London School of Economics to lecture on the science of power. During the 1930s, Russell became a friend and collaborator of V. K. Krishna Menon, then President of the India League, the foremost lobby in the United Kingdom for Indian independence. Russell chaired the India League from 1932 to 1939.
Second World War
Russell's political views changed over time, mostly about war. He opposed rearmament against Nazi Germany. In 1937, he wrote in a personal letter: "If the Germans succeed in sending an invading army to England we should do best to treat them as visitors, give them quarters and invite the commander and chief to dine with the prime minister." In 1940, he changed his appeasement view that avoiding a full-scale world war was more important than defeating Hitler. He concluded that Adolf Hitler taking over all of Europe would be a permanent threat to democracy. In 1943, he adopted a stance toward large-scale warfare called "relative political pacifism": "War was always a great evil, but in some particularly extreme circumstances, it may be the lesser of two evils."
Before World War II, Russell taught at the University of Chicago, later moving on to Los Angeles to lecture at the UCLA Department of Philosophy. He was appointed professor at the City College of New York (CCNY) in 1940, but after a public outcry the appointment was annulled by a court judgment that pronounced him "morally unfit" to teach at the college because of his opinions, especially those relating to sexual morality, detailed in Marriage and Morals (1929). The matter was however taken to the New York Supreme Court by Jean Kay who was afraid that her daughter would be harmed by the appointment, though her daughter was not a student at CCNY. Many intellectuals, led by John Dewey, protested at his treatment. Albert Einstein's oft-quoted aphorism that "great spirits have always encountered violent opposition from mediocre minds" originated in his open letter, dated 19 March 1940, to Morris Raphael Cohen, a professor emeritus at CCNY, supporting Russell's appointment. Dewey and Horace M. Kallen edited a collection of articles on the CCNY affair in The Bertrand Russell Case. Russell soon joined the Barnes Foundation, lecturing to a varied audience on the history of philosophy; these lectures formed the basis of A History of Western Philosophy. His relationship with the eccentric Albert C. Barnes soon soured, and he returned to the UK in 1944 to rejoin the faculty of Trinity College.
Later life
Russell participated in many broadcasts over the BBC, particularly The Brains Trust and for the Third Programme, on various topical and philosophical subjects. By this time Russell was world-famous outside academic circles, frequently the subject or author of magazine and newspaper articles, and was called upon to offer opinions on a wide variety of subjects, even mundane ones. En route to one of his lectures in Trondheim, Russell was one of 24 survivors (among a total of 43 passengers) of an aeroplane crash in Hommelvik in October 1948. He said he owed his life to smoking since the people who drowned were in the non-smoking part of the plane. A History of Western Philosophy (1945) became a best-seller and provided Russell with a steady income for the remainder of his life.
In 1942, Russell argued in favour of a moderate socialism, capable of overcoming its metaphysical principles. In an inquiry on dialectical materialism, launched by the Austrian artist and philosopher Wolfgang Paalen in his journal DYN, Russell said: "I think the metaphysics of both Hegel and Marx plain nonsense—Marx's claim to be 'science' is no more justified than Mary Baker Eddy's. This does not mean that I am opposed to socialism."
In 1943, Russell expressed support for Zionism: "I have come gradually to see that, in a dangerous and largely hostile world, it is essential to Jews to have some country which is theirs, some region where they are not suspected aliens, some state which embodies what is distinctive in their culture".
In a speech in 1948, Russell said that if the USSR's aggression continued, it would be morally worse to go to war after the USSR possessed an atomic bomb than before it possessed one, because if the USSR had no bomb the West's victory would come more swiftly and with fewer casualties than if there were atomic bombs on both sides. At that time, only the United States possessed an atomic bomb, and the USSR was pursuing an extremely aggressive policy towards the countries in Eastern Europe which were being absorbed into the Soviet Union's sphere of influence. Many understood Russell's comments to mean that Russell approved of a first strike in a war with the USSR, including Nigel Lawson, who was present when Russell spoke of such matters. Others, including Griffin, who obtained a transcript of the speech, have argued that he was merely explaining the usefulness of America's atomic arsenal in deterring the USSR from continuing its domination of Eastern Europe.
Just after the atomic bombs exploded over Hiroshima and Nagasaki, Russell wrote letters, and published articles in newspapers from 1945 to 1948, stating clearly that it was morally justified and better to go to war against the USSR using atomic bombs while the United States possessed them and before the USSR did. In September 1949, one week after the USSR tested its first A-bomb, but before this became known, Russell wrote that the USSR would be unable to develop nuclear weapons because following Stalin's purges only science based on Marxist principles would be practised in the Soviet Union. After it became known that the USSR had carried out its nuclear bomb tests, Russell declared his position advocating the total abolition of atomic weapons.
In 1948, Russell was invited by the BBC to deliver the inaugural Reith Lectures—what was to become an annual series of lectures, still broadcast by the BBC. His series of six broadcasts, titled Authority and the Individual, explored themes such as the role of individual initiative in the development of a community and the role of state control in a progressive society. Russell continued to write about philosophy. He wrote a foreword to Words and Things by Ernest Gellner, which was highly critical of the later thought of Ludwig Wittgenstein and of ordinary language philosophy. Gilbert Ryle refused to have the book reviewed in the philosophical journal Mind, which caused Russell to respond via The Times. The result was a month-long correspondence in The Times between the supporters and detractors of ordinary language philosophy, which was only ended when the paper published an editorial critical of both sides but agreeing with the opponents of ordinary language philosophy.
In the King's Birthday Honours of 9 June 1949, Russell was awarded the Order of Merit, and the following year he was awarded the Nobel Prize in Literature. When he was given the Order of Merit, George VI was affable but slightly embarrassed at decorating a former jailbird, saying, "You have sometimes behaved in a manner that would not do if generally adopted". Russell merely smiled, but afterwards claimed that the reply "That's right, just like your brother" immediately came to mind.
In 1950, Russell attended the inaugural conference for the Congress for Cultural Freedom, a CIA-funded anti-communist organisation committed to the deployment of culture as a weapon during the Cold War. Russell was one of the best-known patrons of the Congress, until he resigned in 1956.
In 1952, Russell was divorced by Spence, with whom he had been very unhappy. Conrad, Russell's son by Spence, did not see his father between the time of the divorce and 1968 (at which time his decision to meet his father caused a permanent breach with his mother). Russell married his fourth wife, Edith Finch, soon after the divorce, on 15 December 1952. They had known each other since 1925, and Edith had taught English at Bryn Mawr College near Philadelphia, sharing a house for 20 years with Russell's old friend Lucy Donnelly. Edith remained with him until his death, and, by all accounts, their marriage was a happy, close, and loving one. Russell's eldest son John suffered from serious mental illness, which was the source of ongoing disputes between Russell and his former wife Dora.
In September 1961, at the age of 89, Russell was jailed for seven days in Brixton Prison for a "breach of the peace" after taking part in an anti-nuclear demonstration in London. The magistrate offered to exempt him from jail if he pledged himself to "good behaviour", to which Russell replied: "No, I won't."
In 1962 Russell played a public role in the Cuban Missile Crisis: in an exchange of telegrams with Soviet leader Nikita Khrushchev, Khrushchev assured him that the Soviet government would not be reckless. Russell sent this telegram to President Kennedy:
According to historian Peter Knight, after JFK's assassination, Russell, "prompted by the emerging work of the lawyer Mark Lane in the US ... rallied support from other noteworthy and left-leaning compatriots to form a Who Killed Kennedy Committee in June 1964, members of which included Michael Foot MP, Caroline Benn, the publisher Victor Gollancz, the writers John Arden and J. B. Priestley, and the Oxford history professor Hugh Trevor-Roper." Russell published a highly critical article weeks before the Warren Commission Report was published, setting forth 16 Questions on the Assassination and equating the Oswald case with the Dreyfus affair of late 19th-century France, in which the state convicted an innocent man. Russell also criticised the American press for failing to heed any voices critical of the official version.
Political causes
Bertrand Russell was opposed to war from a young age; his opposition to World War I being used as grounds for his dismissal from Trinity College at Cambridge. This incident fused two of his most controversial causes, as he had failed to be granted Fellow status which would have protected him from firing, because he was not willing to either pretend to be a devout Christian, or at least avoid admitting he was agnostic.
He later described the resolution of these issues as essential to freedom of thought and expression, citing the incident in Free Thought and Official Propaganda, where he explained that the expression of any idea, even the most obviously "bad", must be protected not only from direct State intervention, but also economic leveraging and other means of being silenced:
Russell spent the 1950s and 1960s engaged in political causes primarily related to nuclear disarmament and opposing the Vietnam War. The 1955 Russell–Einstein Manifesto was a document calling for nuclear disarmament and was signed by eleven of the most prominent nuclear physicists and intellectuals of the time. In 1966–1967, Russell worked with Jean-Paul Sartre and many other intellectual figures to form the Russell Vietnam War Crimes Tribunal to investigate the conduct of the United States in Vietnam. He wrote a great many letters to world leaders during this period.
Early in his life Russell supported eugenicist policies. He proposed in 1894 that the state issue certificates of health to prospective parents and withhold public benefits from those considered unfit. In 1929 he wrote that people deemed "mentally defective" and "feebleminded" should be sexually sterilised because they "are apt to have enormous numbers of illegitimate children, all, as a rule, wholly useless to the community." Russell was also an advocate of population control:
On 20 November 1948, in a public speech at Westminster School, addressing a gathering arranged by the New Commonwealth, Russell shocked some observers by suggesting that a preemptive nuclear strike on the Soviet Union was justified. Russell argued that war between the United States and the Soviet Union seemed inevitable, so it would be a humanitarian gesture to get it over with quickly and have the United States in the dominant position. Currently, Russell argued, humanity could survive such a war, whereas a full nuclear war after both sides had manufactured large stockpiles of more destructive weapons was likely to result in the extinction of the human race. Russell later relented from this stance, instead arguing for mutual disarmament by the nuclear powers.
In 1956, immediately before and during the Suez Crisis, Russell expressed his opposition to European imperialism in the Middle East. He viewed the crisis as another reminder of the pressing need for a more effective mechanism for international governance, and to restrict national sovereignty to places such as the Suez Canal area "where general interest is involved". At the same time the Suez Crisis was taking place, the world was also captivated by the Hungarian Revolution and the subsequent crushing of the revolt by intervening Soviet forces. Russell attracted criticism for speaking out fervently against the Suez war while ignoring Soviet repression in Hungary, to which he responded that he did not criticise the Soviets "because there was no need. Most of the so-called Western World was fulminating". Although he later feigned a lack of concern, at the time he was disgusted by the brutal Soviet response, and on 16 November 1956, he expressed approval for a declaration of support for Hungarian scholars which Michael Polanyi had cabled to the Soviet embassy in London twelve days previously, shortly after Soviet troops had entered Budapest.
In November 1957 Russell wrote an article addressing US President Dwight D. Eisenhower and Soviet Premier Nikita Khrushchev, urging a summit to consider "the conditions of co-existence". Khrushchev responded that peace could be served by such a meeting. In January 1958 Russell elaborated his views in The Observer, proposing a cessation of all nuclear weapons production, with the UK taking the first step by unilaterally suspending its own nuclear-weapons program if necessary, and with Germany "freed from all alien armed forces and pledged to neutrality in any conflict between East and West". US Secretary of State John Foster Dulles replied for Eisenhower. The exchange of letters was published as The Vital Letters of Russell, Khrushchev, and Dulles.
Russell was asked by The New Republic, a liberal American magazine, to elaborate his views on world peace. He urged that all nuclear weapons testing and flights by planes armed with nuclear weapons be halted immediately, and negotiations be opened for the destruction of all hydrogen bombs, with the number of conventional nuclear devices limited to ensure a balance of power. He proposed that Germany be reunified and accept the Oder-Neisse line as its border, and that a neutral zone be established in Central Europe, consisting at the minimum of Germany, Poland, Hungary, and Czechoslovakia, with each of these countries being free of foreign troops and influence, and prohibited from forming alliances with countries outside the zone. In the Middle East, Russell suggested that the West avoid opposing Arab nationalism, and proposed the creation of a United Nations peacekeeping force to guard Israel's frontiers to ensure that Israel was prevented from committing aggression and protected from it. He also suggested Western recognition of the People's Republic of China, and that it be admitted to the UN with a permanent seat on the UN Security Council.
He was in contact with Lionel Rogosin while the latter was filming his anti-war film Good Times, Wonderful Times in the 1960s. He became a hero to many of the youthful members of the New Left. In early 1963, Russell became increasingly vocal in his disapproval of the Vietnam War, and felt that the US government's policies there were near-genocidal. In 1963 he became the inaugural recipient of the Jerusalem Prize, an award for writers concerned with the freedom of the individual in society. In 1964 he was one of eleven world figures who issued an appeal to Israel and the Arab countries to accept an arms embargo and international supervision of nuclear plants and rocket weaponry. In October 1965 he tore up his Labour Party card because he suspected Harold Wilson's Labour government was going to send troops to support the United States in Vietnam.
Final years, death and legacy
In June 1955, Russell had leased Plas Penrhyn in Penrhyndeudraeth, Merionethshire, Wales and on 5 July of the following year it became his and Edith's principal residence.
Russell published his three-volume autobiography in 1967, 1968, and 1969. He made a cameo appearance playing himself in the anti-war Hindi film Aman, by Mohan Kumar, which was released in India in 1967. This was Russell's only appearance in a feature film.
On 23 November 1969, he wrote to The Times newspaper saying that the preparation for show trials in Czechoslovakia was "highly alarming". The same month, he appealed to Secretary General U Thant of the United Nations to support an international war crimes commission to investigate alleged torture and genocide by the United States in South Vietnam during the Vietnam War. The following month, he protested to Alexei Kosygin over the expulsion of Aleksandr Solzhenitsyn from the Soviet Union of Writers.
On 31 January 1970, Russell issued a statement condemning "Israel's aggression in the Middle East", and in particular, Israeli bombing raids being carried out deep in Egyptian territory as part of the War of Attrition, which he compared to German bombing raids in the Battle of Britain and the US bombing of Vietnam. He called for an Israeli withdrawal to the pre-Six-Day War borders. This was Russell's final political statement or act. It was read out at the International Conference of Parliamentarians in Cairo on 3 February 1970, the day after his death.
Russell died of influenza, just after 8 pm on 2 February 1970 at his home in Penrhyndeudraeth, aged 97. His body was cremated in Colwyn Bay on 5 February 1970 with five people present. In accordance with his will, there was no religious ceremony but one minute's silence; his ashes were later scattered over the Welsh mountains. Although he was born in Monmouthshire, and died in Penrhyndeudraeth in Wales, Russell identified as English. Later in 1970, on 23 October, his will was published showing he had left an estate valued at £69,423 (equivalent to £ million in ). In 1980, a memorial to Russell was commissioned by a committee including the philosopher A. J. Ayer. It consists of a bust of Russell in Red Lion Square in London sculpted by Marcelle Quinton.
Lady Katharine Jane Tait, Russell's daughter, founded the Bertrand Russell Society in 1974 to preserve and understand his work. It publishes the Bertrand Russell Society Bulletin, holds meetings and awards prizes for scholarship, including the Bertrand Russell Society Award. She also authored several essays about her father; as well as a book, My Father, Bertrand Russell, which was published in 1975. All members receive Russell: The Journal of Bertrand Russell Studies.
For the sesquicentennial of his birth, in May 2022, McMaster University's Bertrand Russell Archive, the university's largest and most heavily used research collection, organised both a physical and virtual exhibition on Russell's anti-nuclear stance in the post-war era, Scientists for Peace: the Russell-Einstein Manifesto and the Pugwash Conference, which included the earliest version of the Russell–Einstein Manifesto. The Bertrand Russell Peace Foundation held a commemoration at Conway Hall in Red Lion Square, London, on 18 May, the anniversary of his birth. For its part, on the same day, La Estrella de Panamá published a biographical sketch by Francisco Díaz Montilla, who commented that "[if he] had to characterize Russell's work in one sentence [he] would say: criticism and rejection of dogmatism."
Bangladesh's first leader, Mujibur Rahman, named his youngest son Sheikh Russel in honour of Bertrand Russell.
Marriages and issue
Russell first married Alys Whitall Smith (died 1951) in 1894. The marriage was dissolved in 1921 with no issue. His second marriage was to Dora Winifred Black MBE (died 1986), daughter of Sir Frederick Black, in 1921. This was dissolved in 1935, having produced two children:
John Conrad Russell, 4th Earl Russell (1921–1987)
Lady Katharine Jane Russell (1923–2021), who married Rev. Charles Tait in 1948 and had issue
Russell's third marriage was to Patricia Helen Spence (died 2004) in 1936, with the marriage producing one child:
Conrad Sebastian Robert Russell, 5th Earl Russell (1937–2004)
Russell's third marriage ended in divorce in 1952. He married Edith Finch in the same year. Finch survived Russell, dying in 1978.
Titles and honours from birth
Russell held throughout his life the following styles and honours:
from birth until 1908: The Honourable Bertrand Arthur William Russell
from 1908 until 1931: The Honourable Bertrand Arthur William Russell, FRS
from 1931 until 1949: The Right Honourable The Earl Russell, FRS
from 1949 until death: The Right Honourable The Earl Russell, OM, FRS
Views
Philosophy
Russell is generally credited with being one of the founders of analytic philosophy. He was deeply impressed by Gottfried Leibniz (1646–1716), and wrote on every major area of philosophy except aesthetics. He was particularly prolific in the fields of metaphysics, logic and the philosophy of mathematics, the philosophy of language, ethics and epistemology. When Brand Blanshard asked Russell why he did not write on aesthetics, Russell replied that he did not know anything about it, though he hastened to add "but that is not a very good excuse, for my friends tell me it has not deterred me from writing on other subjects".
On ethics, Russell wrote that he was a utilitarian in his youth, yet he later distanced himself from this view.
For the advancement of science and protection of liberty of expression, Russell advocated The Will to Doubt, the recognition that all human knowledge is at most a best guess, that one should always remember:
Religion
Russell described himself in 1947 as an agnostic or an atheist: he found it difficult to determine which term to adopt, saying: For most of his adult life, Russell maintained religion to be little more than superstition and, despite any positive effects, largely harmful to people. He believed that religion and the religious outlook serve to impede knowledge and foster fear and dependency, and to be responsible for much of our world's wars, oppression, and misery. He was a member of the Advisory Council of the British Humanist Association and President of Cardiff Humanists until his death.
Society
Political and social activism occupied much of Russell's time for most of his life. Russell remained politically active almost to the end of his life, writing to and exhorting world leaders and lending his name to various causes. He was a prominent campaigner against Western intervention into the Vietnam War in the 1960s, writing essays, books, attending demonstrations, and even organising the Russell Tribunal in 1966 alongside other prominent philosophers such as Jean-Paul Sartre and Simone de Beauvoir, which fed into his 1967 book War Crimes in Vietnam.
Russell argued for a "scientific society", where war would be abolished, population growth would be limited, and prosperity would be shared. He suggested the establishment of a "single supreme world government" able to enforce peace, claiming that "the only thing that will redeem mankind is co-operation". He was one of the signatories of the agreement to convene a convention for drafting a world constitution. As a result, for the first time in human history, a World Constituent Assembly convened to draft and adopt the Constitution for the Federation of Earth. Russell also expressed support for guild socialism, and commented positively on several socialist thinkers and activists. According to Jean Bricmont and Normand Baillargeon, "Russell was both a liberal and a socialist, a combination that was perfectly comprehensible in his time, but which has become almost unthinkable today. He was a liberal in that he opposed concentrations of power in all its manifestations, military, governmental, or religious, as well as the superstitious or nationalist ideas that usually serve as its justification. But he was also a socialist, even as an extension of his liberalism, because he was equally opposed to the concentrations of power stemming from the private ownership of the major means of production, which therefore needed to be put under social control (which does not mean state control)."
Russell was an active supporter of the Homosexual Law Reform Society, being one of the signatories of A. E. Dyson's 1958 letter to The Times calling for a change in the law regarding male homosexual practices, which were partly legalised in 1967, when Russell was still alive.
He expressed sympathy and support for the Palestinian people and was strongly critical of Israel's actions. He wrote in 1960 that, "I think it was a mistake to establish a Jewish State in Palestine, but it would be a still greater mistake to try to get rid of it now that it exists." In his final written document, read aloud in Cairo three days after his death on 31 January 1970, he condemned Israel as an aggressive imperialist power, which "wishes to consolidate with the least difficulty what it has already taken by violence. Every new conquest becomes the new basis of the proposed negotiation from strength, which ignores the injustice of the previous aggression." In regards to the Palestinian people and refugees, he wrote that, "No people anywhere in the world would accept being expelled en masse from their own country; how can anyone require the people of Palestine to accept a punishment which nobody else would tolerate? A permanent just settlement of the refugees in their homeland is an essential ingredient of any genuine settlement in the Middle East."
Russell advocated – and was one of the first people in the UK to suggest – a universal basic income. In his 1918 book Roads to Freedom, Russell wrote that "Anarchism has the advantage as regards liberty, Socialism as regards the inducement to work. Can we not find a method of combining these two advantages? It seems to me that we can. [...] Stated in more familiar terms, the plan we are advocating amounts essentially to this: that a certain small income, sufficient for necessaries, should be secured to all, whether they work or not, and that a larger income – as much larger as might be warranted by the total amount of commodities produced – should be given to those who are willing to engage in some work which the community recognizes as useful...When education is finished, no one should be compelled to work, and those who choose not to work should receive a bare livelihood and be left completely free."
In "Reflections on My Eightieth Birthday" ("Postscript" in his Autobiography), Russell wrote: "I have lived in the pursuit of a vision, both personal and social. Personal: to care for what is noble, for what is beautiful, for what is gentle; to allow moments of insight to give wisdom at more mundane times. Social: to see in imagination the society that is to be created, where individuals grow freely, and where hate and greed and envy die because there is nothing to nourish them. These things I believe, and the world, for all its horrors, has left me unshaken".
Freedom of opinion and expression
Russell was a champion of freedom of opinion and an opponent of both censorship and indoctrination. In 1928, he wrote: "The fundamental argument for freedom of opinion is the doubtfulness of all our belief... when the State intervenes to ensure the indoctrination of some doctrine, it does so because there is no conclusive evidence in favour of that doctrine ... It is clear that thought is not free if the profession of certain opinions make it impossible to make a living". In 1957, he wrote: "'Free thought' means thinking freely ... to be worthy of the name freethinker he must be free of two things: the force of tradition and the tyranny of his own passions."
Education
Russell has presented ideas on the possible means of control of education in case of scientific dictatorship governments, of the kind of this excerpt taken from chapter II "General Effects of Scientific Technique" of "The Impact of Science on society":
He pushed his visionary scenarios even further into details, in the chapter III "Scientific Technique in an Oligarchy" of the same book, stating as an example:
Selected works
Below are selected Russell's works in English, sorted by year of first publication:
1896. German Social Democracy. London: Longmans, Green
1897. An Essay on the Foundations of Geometry. Cambridge: Cambridge University Press
1900. A Critical Exposition of the Philosophy of Leibniz. Cambridge: Cambridge University Press
1903. The Principles of Mathematics. Cambridge University Press
1903. A Free man's worship, and other essays.
1905. On Denoting, Mind, Vol. 14. . Basil Blackwell
1910. Philosophical Essays. London: Longmans, Green
1910–1913. Principia Mathematica. (with Alfred North Whitehead). 3 vols. Cambridge: Cambridge University Press
1912. The Problems of Philosophy. London: Williams and Norgate
1914. Our Knowledge of the External World as a Field for Scientific Method in Philosophy. Chicago and London: Open Court Publishing.
1916. Principles of Social Reconstruction. London, George Allen and Unwin
1916. Why Men Fight. New York: The Century Co
1916. The Policy of the Entente, 1904–1914 : a reply to Professor Gilbert Murray. Manchester: The National Labour Press
1916. Justice in War-time. Chicago: Open Court
1917. Political Ideals. New York: The Century Co.
1918. Mysticism and Logic and Other Essays. London: George Allen & Unwin
1918. Proposed Roads to Freedom: Socialism, Anarchism, and Syndicalism. London: George Allen & Unwin
1919. Introduction to Mathematical Philosophy. London: George Allen & Unwin. ( for Routledge paperback)
1920. The Practice and Theory of Bolshevism. London: George Allen & Unwin
1921. The Analysis of Mind. London: George Allen & Unwin
1922. The Problem of China. London: George Allen & Unwin
1922. Free Thought and Official Propaganda, delivered at South Place Institute
1923. The Prospects of Industrial Civilization, in collaboration with Dora Russell. London: George Allen & Unwin
1923. The ABC of Atoms, London: Kegan Paul. Trench, Trubner
1924. Icarus; or, The Future of Science. London: Kegan Paul, Trench, Trubner
1925. The ABC of Relativity. London: Kegan Paul, Trench, Trubner (revised and edited by Felix Pirani)
1925. What I Believe. London: Kegan Paul, Trench, Trubner
1926. On Education, Especially in Early Childhood. London: George Allen & Unwin
1927. The Analysis of Matter. London: Kegan Paul, Trench, Trubner
1927. An Outline of Philosophy. London: George Allen & Unwin
1927. Why I Am Not a Christian. London: Watts
1927. Selected Papers of Bertrand Russell. New York: Modern Library
1928. Sceptical Essays. London: George Allen & Unwin
1929. Marriage and Morals. London: George Allen & Unwin
1930. The Conquest of Happiness. London: George Allen & Unwin
1931. The Scientific Outlook, London: George Allen & Unwin
1932. Education and the Social Order, London: George Allen & Unwin
1934. Freedom and Organization, 1814–1914. London: George Allen & Unwin
1935. In Praise of Idleness and Other Essays. London: George Allen & Unwin
1935. Religion and Science. London: Thornton Butterworth
1936. Which Way to Peace?. London: Jonathan Cape
1937. The Amberley Papers: The Letters and Diaries of Lord and Lady Amberley, with Patricia Russell, 2 vols., London: Leonard & Virginia Woolf at the Hogarth Press; reprinted (1966) as The Amberley Papers. Bertrand Russell's Family Background, 2 vols., London: George Allen & Unwin
1938. Power: A New Social Analysis. London: George Allen & Unwin
1940. An Inquiry into Meaning and Truth. New York: W. W. Norton & Company.
1945. The Bomb and Civilisation. Published in the Glasgow Forward on 18 August 1945
1945. A History of Western Philosophy and Its Connection with Political and Social Circumstances from the Earliest Times to the Present Day New York: Simon and Schuster
1948. Human Knowledge: Its Scope and Limits. London: George Allen & Unwin
1949. Authority and the Individual. London: George Allen & Unwin
1950. . London: George Allen & Unwin
1951. New Hopes for a Changing World. London: George Allen & Unwin
1952. The Impact of Science on Society. London: George Allen & Unwin
1953. Satan in the Suburbs and Other Stories. London: George Allen & Unwin
1954. Human Society in Ethics and Politics. London: George Allen & Unwin
1954. Nightmares of Eminent Persons and Other Stories. London: George Allen & Unwin
1956. Portraits from Memory and Other Essays. London: George Allen & Unwin
1956. Logic and Knowledge: Essays 1901–1950, edited by Robert C. Marsh. London: George Allen & Unwin
1957. Why I Am Not A Christian and Other Essays on Religion and Related Subjects, edited by Paul Edwards. London: George Allen & Unwin
1958. Understanding History and Other Essays. New York: Philosophical Library
1958. The Will to Doubt. New York: Philosophical Library
1959. Common Sense and Nuclear Warfare. London: George Allen & Unwin
1959. My Philosophical Development. London: George Allen & Unwin
1959. Wisdom of the West: A Historical Survey of Western Philosophy in Its Social and Political Setting, edited by Paul Foulkes. London: Macdonald
1960. Bertrand Russell Speaks His Mind, Cleveland and New York: World Publishing Company
1961. The Basic Writings of Bertrand Russell, edited by R. E. Egner and L. E. Denonn. London: George Allen & Unwin
1961. Fact and Fiction. London: George Allen & Unwin
1961. Has Man a Future? London: George Allen & Unwin
1963. Essays in Skepticism. New York: Philosophical Library
1963. Unarmed Victory. London: George Allen & Unwin
1965. Legitimacy Versus Industrialism, 1814–1848. London: George Allen & Unwin (first published as Parts I and II of Freedom and Organization, 1814–1914, 1934)
1965. On the Philosophy of Science, edited by Charles A. Fritz, Jr. Indianapolis: The Bobbs–Merrill Company
1966. The ABC of Relativity. London: George Allen & Unwin
1967. Russell's Peace Appeals, edited by Tsutomu Makino and Kazuteru Hitaka. Japan: Eichosha's New Current Books
1967. War Crimes in Vietnam. London: George Allen & Unwin
1951–1969. The Autobiography of Bertrand Russell, 3 vols., London: George Allen & Unwin. Vol. 2, 1956
1969. Dear Bertrand Russell... A Selection of his Correspondence with the General Public 1950–1968, edited by Barry Feinberg and Ronald Kasrils. London: George Allen and Unwin
Russell was the author of more than sixty books and over two thousand articles. Additionally, he wrote many pamphlets, introductions, and letters to the editor. One pamphlet titled, I Appeal unto Caesar': The Case of the Conscientious Objectors, ghostwritten for Margaret Hobhouse, the mother of imprisoned peace activist Stephen Hobhouse, allegedly helped secure the release from prison of hundreds of conscientious objectors.
His works can be found in anthologies and collections, including The Collected Papers of Bertrand Russell, which McMaster University began publishing in 1983. By March 2017 this collection of his shorter and previously unpublished works included 18 volumes, and several more are in progress. A bibliography in three additional volumes catalogues his publications. The Russell Archives held by McMaster's William Ready Division of Archives and Research Collections possess over 40,000 of his letters.
See also
Cambridge University Moral Sciences Club
Criticism of Jesus
Joseph Conrad (Russell's impression)
List of peace activists
List of pioneers in computer science
Information Research Department
Type theory
Type system
Logicomix, a graphic novel about the foundational quest in mathematics, the narrator of the story being Bertrand Russell and with his life as the main storyline
Notes
References
Citations
Sources
Primary sources
1900, Sur la logique des relations avec des applications à la théorie des séries, Rivista di matematica 7: 115–148.
1901, On the Notion of Order, Mind (n.s.) 10: 35–51.
1902, (with Alfred North Whitehead), On Cardinal Numbers, American Journal of Mathematics 24: 367–384.
1948, BBC Reith Lectures: Authority and the Individual A series of six radio lectures broadcast on the BBC Home Service in December 1948.
Secondary sources
John Newsome Crossley. A Note on Cantor's Theorem and Russell's Paradox, Australian Journal of Philosophy 51, 1973, 70–71.
Ivor Grattan-Guinness. The Search for Mathematical Roots 1870–1940. Princeton: Princeton University Press, 2000.
Alan Ryan. Bertrand Russell: A Political Life, New York: Oxford University Press, 1981.
Further reading
Books about Russell's philosophy
Alfred Julius Ayer. Russell, London: Fontana, 1972. . A lucid summary exposition of Russell's thought.
Elizabeth Ramsden Eames. Bertrand Russell's Theory of Knowledge, London: George Allen and Unwin, 1969. . A clear description of Russell's philosophical development.
Celia Green. The Lost Cause: Causation and the Mind-Body Problem, Oxford: Oxford Forum, 2003. Contains a sympathetic analysis of Russell's views on causality.
A. C. Grayling. Russell: A Very Short Introduction, Oxford University Press, 2002.
Nicholas Griffin. Russell's Idealist Apprenticeship, Oxford: Oxford University Press, 1991.
A. D. Irvine, ed. Bertrand Russell: Critical Assessments, 4 volumes, London: Routledge, 1999. Consists of essays on Russell's work by many distinguished philosophers.
Michael K. Potter. Bertrand Russell's Ethics, Bristol: Thoemmes Continuum, 2006. A clear and accessible explanation of Russell's moral philosophy.
P. A. Schilpp, ed. The Philosophy of Bertrand Russell, Evanston and Chicago: Northwestern University, 1944.
John Slater. Bertrand Russell, Bristol: Thoemmes Press, 1994.
Biographical books
A. J. Ayer. Bertrand Russell, New York: Viking Press, 1972, reprint ed. London: University of Chicago Press, 1988,
Andrew Brink. Bertrand Russell: A Psychobiography of a Moralist, Atlantic Highlands, NJ: Humanities Press International, Inc., 1989,
Ronald W. Clark. The Life of Bertrand Russell, London: Jonathan Cape, 1975,
Ronald W. Clark. Bertrand Russell and His World, London: Thames & Hudson, 1981,
Rupert Crawshay-Williams. Russell Remembered, London: Oxford University Press, 1970. Written by a close friend of Russell's
John Lewis. Bertrand Russell: Philosopher and Humanist, London: Lawerence & Wishart, 1968
Ray Monk. Bertrand Russell: Mathematics: Dreams and Nightmares, London: Phoenix, 1997,
Ray Monk. Bertrand Russell: The Spirit of Solitude, 1872–1920 Vol. I, New York: Routledge, 1997,
Ray Monk. Bertrand Russell: The Ghost of Madness, 1921–1970 Vol. II, New York: Routledge, 2001,
Caroline Moorehead. Bertrand Russell: A Life, New York: Viking, 1993,
George Santayana. "Bertrand Russell", in Selected Writings of George Santayana, Norman Henfrey (ed.), Cambridge: Cambridge University Press, I, 1968, pp. 326–329
Peter Stone et al. Bertrand Russell's Life and Legacy. Wilmington: Vernon Press, 2017.
Katharine Tait. My Father Bertrand Russell, New York: Thoemmes Press, 1975
Alan Wood. Bertrand Russell: The Passionate Sceptic, London: George Allen & Unwin, 1957.
External links
Bertrand Russell – media on YouTube
The Bertrand Russell Archives at McMaster University
The Bertrand Russell Society
BBC Face to Face interview with Bertrand Russell and John Freeman, broadcast 4 March 1959
including the Nobel Lecture, 11 December 1950 "What Desires Are Politically Important?"
Interview with Ray Monk at Today, 18 May 2022 (from 2:58:35)
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4165 | https://en.wikipedia.org/wiki/Boeing%20767 | Boeing 767 | The Boeing 767 is an American wide-body aircraft developed and manufactured by Boeing Commercial Airplanes.
The aircraft was launched as the 7X7 program on July 14, 1978, the prototype first flew on September 26, 1981, and it was certified on July 30, 1982. The initial 767-200 variant entered service on September 8, 1982, with United Airlines, and the extended-range 767-200ER in 1984. It was stretched into the in October 1986, followed by the 767-300ER in 1988, the most popular variant.
The 767-300F, a production freighter version, debuted in October 1995. It was stretched again into the 767-400ER from September 2000.
To complement the larger 747, it has a seven-abreast cross-section, accommodating smaller LD2 ULD cargo containers.
The 767 is Boeing's first wide-body twinjet, powered by General Electric CF6, Rolls-Royce RB211, or Pratt & Whitney JT9D turbofans. JT9D engines were eventually replaced by PW4000 engines.
The aircraft has a conventional tail and a supercritical wing for reduced aerodynamic drag.
Its two-crew glass cockpit, a first for a Boeing airliner, was developed jointly for the 757 − a narrow-body aircraft, allowing a common pilot type rating. Studies for a higher-capacity 767 in 1986 led Boeing to develop the larger 777 twinjet, introduced in June 1995.
The 767-200 typically seats 216 passengers over 3,900 nautical miles [nmi] (7,200 km; ), while the 767-200ER seats 181 over a 6,590 nmi (12,200 km; ) range.
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The 767-300F can haul over 3,225 nmi (6,025 km; ), and the 767-400ER typically seats 245 passengers over 5,625 nmi (10,415 km; ). Military derivatives include the E-767 for surveillance and the KC-767 and KC-46 aerial tankers.
Initially marketed for transcontinental routes, a loosening of ETOPS rules starting in 1985 allowed the aircraft to operate transatlantic flights.
A total of 742 of these aircraft were in service in July 2018, with Delta Air Lines being the largest operator with 77 aircraft in its fleet.
, Boeing has received 1,392 orders from 74 customers, of which 1,288 airplanes have been delivered, while the remaining orders are for cargo or tanker variants. Competitors have included the Airbus A300, A310, and A330-200. Its successor, the 787 Dreamliner, entered service in 2011.
Development
Background
In 1970, the 747 entered service as the first wide-body jetliner with a fuselage wide enough to feature a twin-aisle cabin. Two years later, the manufacturer began a development study, code-named 7X7, for a new wide-body jetliner intended to replace the 707 and other early generation narrow-body airliners. The aircraft would also provide twin-aisle seating, but in a smaller fuselage than the existing 747, McDonnell Douglas DC-10, and Lockheed L-1011 TriStar wide-bodies. To defray the high cost of development, Boeing signed risk-sharing agreements with Italian corporation Aeritalia and the Civil Transport Development Corporation (CTDC), a consortium of Japanese aerospace companies. This marked the manufacturer's first major international joint venture, and both Aeritalia and the CTDC received supply contracts in return for their early participation. The initial 7X7 was conceived as a short take-off and landing airliner intended for short-distance flights, but customers were unenthusiastic about the concept, leading to its redefinition as a mid-size, transcontinental-range airliner. At this stage the proposed aircraft featured two or three engines, with possible configurations including over-wing engines and a T-tail.
By 1976, a twinjet layout, similar to the one which had debuted on the Airbus A300, became the baseline configuration. The decision to use two engines reflected increased industry confidence in the reliability and economics of new-generation jet powerplants. While airline requirements for new wide-body aircraft remained ambiguous, the 7X7 was generally focused on mid-size, high-density markets. As such, it was intended to transport large numbers of passengers between major cities. Advancements in civil aerospace technology, including high-bypass-ratio turbofan engines, new flight deck systems, aerodynamic improvements, and more efficient lightweight designs were to be applied to the 7X7. Many of these features were also included in a parallel development effort for a new mid-size narrow-body airliner, code-named 7N7, which would become the 757. Work on both proposals proceeded through the airline industry upturn in the late 1970s.
In January 1978, Boeing announced a major extension of its Everett factory—which was then dedicated to manufacturing the 747—to accommodate its new wide-body family. In February 1978, the new jetliner received the 767 model designation, and three variants were planned: a with 190 seats, a with 210 seats, and a trijet 767MR/LR version with 200 seats intended for intercontinental routes. The 767MR/LR was subsequently renamed 777 for differentiation purposes. The 767 was officially launched on July 14, 1978, when United Airlines ordered 30 of the 767-200 variant, followed by 50 more 767-200 orders from American Airlines and Delta Air Lines later that year. The 767-100 was ultimately not offered for sale, as its capacity was too close to the 757's seating, while the 777 trijet was eventually dropped in favor of standardizing the twinjet configuration.
Design effort
In the late 1970s, operating cost replaced capacity as the primary factor in airliner purchases. As a result, the 767's design process emphasized fuel efficiency from the outset. Boeing targeted a 20 to 30 percent cost saving over earlier aircraft, mainly through new engine and wing technology. As development progressed, engineers used computer-aided design for over a third of the 767's design drawings, and performed 26,000 hours of wind tunnel tests. Design work occurred concurrently with the 757 twinjet, leading Boeing to treat both as almost one program to reduce risk and cost. Both aircraft would ultimately receive shared design features, including avionics, flight management systems, instruments, and handling characteristics. Combined development costs were estimated at $3.5 to $4 billion.
Early 767 customers were given the choice of Pratt & Whitney JT9D or General Electric CF6 turbofans, marking the first time that Boeing had offered more than one engine option at the launch of a new airliner. Both jet engine models had a maximum output of of thrust. The engines were mounted approximately one-third the length of the wing from the fuselage, similar to previous wide-body trijets. The larger wings were designed using an aft-loaded shape which reduced aerodynamic drag and distributed lift more evenly across their surface span than any of the manufacturer's previous aircraft. The wings provided higher-altitude cruise performance, added fuel capacity, and expansion room for future stretched variants. The initial 767-200 was designed for sufficient range to fly across North America or across the northern Atlantic, and would be capable of operating routes up to .
The 767's fuselage width was set midway between that of the 707 and the 747 at . While it was narrower than previous wide-body designs, seven abreast seating with two aisles could be fitted, and the reduced width produced less aerodynamic drag. The fuselage was not wide enough to accommodate two standard LD3 wide-body unit load devices side-by-side, so a smaller container, the LD2, was created specifically for the 767. Using a conventional tail design also allowed the rear fuselage to be tapered over a shorter section, providing for parallel aisles along the full length of the passenger cabin, and eliminating irregular seat rows toward the rear of the aircraft.
The 767 was the first Boeing wide-body to be designed with a two-crew digital glass cockpit. Cathode ray tube (CRT) color displays and new electronics replaced the role of the flight engineer by enabling the pilot and co-pilot to monitor aircraft systems directly. Despite the promise of reduced crew costs, United Airlines initially demanded a conventional three-person cockpit, citing concerns about the risks associated with introducing a new aircraft. The carrier maintained this position until July 1981, when a US presidential task force determined that a crew of two was safe for operating wide-body jets. A three-crew cockpit remained as an option and was fitted to the first production models. Ansett Australia ordered 767s with three-crew cockpits due to union demands; it was the only airline to operate 767s so configured. The 767's two-crew cockpit was also applied to the 757, allowing pilots to operate both aircraft after a short conversion course, and adding incentive for airlines to purchase both types.
Production and testing
To produce the 767, Boeing formed a network of subcontractors which included domestic suppliers and international contributions from Italy's Aeritalia and Japan's CTDC. The wings and cabin floor were produced in-house, while Aeritalia provided control surfaces, Boeing Vertol made the leading edge for the wings, and Boeing Wichita produced the forward fuselage. The CTDC provided multiple assemblies through its constituent companies, namely Fuji Heavy Industries (wing fairings and gear doors), Kawasaki Heavy Industries (center fuselage), and Mitsubishi Heavy Industries (rear fuselage, doors, and tail). Components were integrated during final assembly at the Everett factory. For expedited production of wing spars, the main structural member of aircraft wings, the Everett factory received robotic machinery to automate the process of drilling holes and inserting fasteners. This method of wing construction expanded on techniques developed for the 747. Final assembly of the first aircraft began in July 1979.
The prototype aircraft, registered N767BA and equipped with JT9D turbofans, rolled out on August 4, 1981. By this time, the 767 program had accumulated 173 firm orders from 17 customers, including Air Canada, All Nippon Airways, Britannia Airways, Transbrasil, and Trans World Airlines (TWA). On September 26, 1981, the prototype took its maiden flight under the command of company test pilots Tommy Edmonds, Lew Wallick, and John Brit. The maiden flight was largely uneventful, save for the inability to retract the landing gear because of a hydraulic fluid leak. The prototype was used for subsequent flight tests.
The 10-month 767 flight test program utilized the first six aircraft built. The first four aircraft were equipped with JT9D engines, while the fifth and sixth were fitted with CF6 engines. The test fleet was largely used to evaluate avionics, flight systems, handling, and performance, while the sixth aircraft was used for route-proving flights. During testing, pilots described the 767 as generally easy to fly, with its maneuverability unencumbered by the bulkiness associated with larger wide-body jets. Following 1,600 hours of flight tests, the JT9D-powered 767-200 received certification from the US Federal Aviation Administration (FAA) and the UK Civil Aviation Authority (CAA) in July 1982. The first delivery occurred on August 19, 1982, to United Airlines. The CF6-powered 767-200 received certification in September 1982, followed by the first delivery to Delta Air Lines on October 25, 1982.
Entry into service
The 767 entered service with United Airlines on September 8, 1982. The aircraft's first commercial flight used a JT9D-powered on the Chicago-to-Denver route. The CF6-powered 767-200 commenced service three months later with Delta Air Lines. Upon delivery, early 767s were mainly deployed on domestic routes, including US transcontinental services. American Airlines and TWA began flying the 767-200 in late 1982, while Air Canada, China Airlines, El Al, and Pacific Western began operating the aircraft in 1983. The aircraft's introduction was relatively smooth, with few operational glitches and greater dispatch reliability than prior jetliners.
Stretched derivatives
Forecasting airline interest in larger-capacity models, Boeing announced the stretched in 1983 and the extended-range 767-300ER in 1984. Both models offered a 20 percent passenger capacity increase, while the extended-range version was capable of operating flights up to . Japan Airlines placed the first order for the -300 in September 1983. Following its first flight on January 30, 1986, the type entered service with Japan Airlines on October 20, 1986. The 767-300ER completed its first flight on December 9, 1986, but it was not until March 1987 that the first firm order, from American Airlines, was placed. The type entered service with American Airlines on March 3, 1988. The 767-300 and 767-300ER gained popularity after entering service, and came to account for approximately two-thirds of all 767s sold.
After the debut of the first stretched 767s, Boeing sought to address airline requests for greater capacity by proposing larger models, including a partial double-deck version informally named the "Hunchback of Mukilteo" (from a town near Boeing's Everett factory) with a 757 body section mounted over the aft main fuselage. In 1986, Boeing proposed the 767-X, a revised model with extended wings and a wider cabin, but received little interest. By 1988, the 767-X had evolved into an all-new twinjet, which revived the 777 designation. Until the 777's 1995 debut, the 767-300 and 767-300ER remained Boeing's second-largest wide-bodies behind the 747.
Buoyed by a recovering global economy and ETOPS approval, 767 sales accelerated in the mid-to-late 1980s; 1989 was the most prolific year with 132 firm orders. By the early 1990s, the wide-body twinjet had become its manufacturer's annual best-selling aircraft, despite a slight decrease due to economic recession. During this period, the 767 became the most common airliner for transatlantic flights between North America and Europe. By the end of the decade, 767s crossed the Atlantic more frequently than all other aircraft types combined. The 767 also propelled the growth of point-to-point flights which bypassed major airline hubs in favor of direct routes. Taking advantage of the aircraft's lower operating costs and smaller capacity, operators added non-stop flights to secondary population centers, thereby eliminating the need for connecting flights. The increased number of cities receiving non-stop services caused a paradigm shift in the airline industry as point-to-point travel gained prominence at the expense of the traditional hub-and-spoke model.
In February 1990, the first 767 equipped with Rolls-Royce RB211 turbofans, a , was delivered to British Airways. Six months later, the carrier temporarily grounded its entire 767 fleet after discovering cracks in the engine pylons of several aircraft. The cracks were related to the extra weight of the RB211 engines, which are heavier than other 767 engines. During the grounding, interim repairs were conducted to alleviate stress on engine pylon components, and a parts redesign in 1991 prevented further cracks. Boeing also performed a structural reassessment, resulting in production changes and modifications to the engine pylons of all 767s in service.
In January 1993, following an order from UPS Airlines, Boeing launched a freighter variant, the 767-300F, which entered service with UPS on October 16, 1995. The 767-300F featured a main deck cargo hold, upgraded landing gear, and strengthened wing structure. In November 1993, the Japanese government launched the first 767 military derivative when it placed orders for the , an Airborne Early Warning and Control (AWACS) variant based on the 767-200ER. The first two , featuring extensive modifications to accommodate surveillance radar and other monitoring equipment, were delivered in 1998 to the Japan Self-Defense Forces.
In November 1995, after abandoning development of a smaller version of the 777, Boeing announced that it was revisiting studies for a larger 767. The proposed 767-400X, a second stretch of the aircraft, offered a 12 percent capacity increase versus the , and featured an upgraded flight deck, enhanced interior, and greater wingspan. The variant was specifically aimed at Delta Air Lines' pending replacement of its aging Lockheed L-1011 TriStars, and faced competition from the A330-200, a shortened derivative of the Airbus A330. In March 1997, Delta Air Lines launched the 767-400ER when it ordered the type to replace its L-1011 fleet. In October 1997, Continental Airlines also ordered the 767-400ER to replace its McDonnell Douglas DC-10 fleet. The type completed its first flight on October 9, 1999, and entered service with Continental Airlines on September 14, 2000.
Dreamliner introduction
In the early 2000s, cumulative 767 deliveries approached 900, but new sales declined during an airline industry downturn. In 2001, Boeing dropped plans for a longer-range model, the 767-400ERX, in favor of the proposed Sonic Cruiser, a new jetliner which aimed to fly 15 percent faster while having comparable fuel costs to the 767. The following year, Boeing announced the KC-767 Tanker Transport, a second military derivative of the 767-200ER. Launched with an order in October 2002 from the Italian Air Force, the KC-767 was intended for the dual role of refueling other aircraft and carrying cargo. The Japanese government became the second customer for the type in March 2003. In May 2003, the United States Air Force (USAF) announced its intent to lease KC-767s to replace its aging KC-135 tankers. The plan was suspended in March 2004 amid a conflict of interest scandal, resulting in multiple US government investigations and the departure of several Boeing officials, including Philip Condit, the company's chief executive officer, and chief financial officer Michael Sears. The first KC-767s were delivered in 2008 to the Japan Self-Defense Forces.
In late 2002, after airlines expressed reservations about its emphasis on speed over cost reduction, Boeing halted development of the Sonic Cruiser. The following year, the manufacturer announced the 7E7, a mid-size 767 successor made from composite materials which promised to be 20 percent more fuel efficient. The new jetliner was the first stage of a replacement aircraft initiative called the Boeing Yellowstone Project. Customers embraced the 7E7, later renamed 787 Dreamliner, and within two years it had become the fastest-selling airliner in the company's history. In 2005, Boeing opted to continue 767 production despite record Dreamliner sales, citing a need to provide customers waiting for the 787 with a more readily available option. Subsequently, the 767-300ER was offered to customers affected by 787 delays, including All Nippon Airways and Japan Airlines. Some aging 767s, exceeding 20 years in age, were also kept in service past planned retirement dates due to the delays. To extend the operational lives of older aircraft, airlines increased heavy maintenance procedures, including D-check teardowns and inspections for corrosion, a recurring issue on aging 767s. The first 787s entered service with All Nippon Airways in October 2011, 42 months behind schedule.
Continued production
In 2007, the 767 received a production boost when UPS and DHL Aviation placed a combined 33 orders for the 767-300F. Renewed freighter interest led Boeing to consider enhanced versions of the 767-200 and 767-300F with increased gross weights, 767-400ER wing extensions, and 777 avionics. Net orders for the 767 declined from 24 in 2008 to just three in 2010. During the same period, operators upgraded aircraft already in service; in 2008, the first 767-300ER retrofitted with blended winglets from Aviation Partners Incorporated debuted with American Airlines. The manufacturer-sanctioned winglets, at in height, improved fuel efficiency by an estimated 6.5 percent. Other carriers including All Nippon Airways and Delta Air Lines also ordered winglet kits.
On February 2, 2011, the 1,000th 767 rolled out, destined for All Nippon Airways. The aircraft was the 91st 767-300ER ordered by the Japanese carrier, and with its completion the 767 became the second wide-body airliner to reach the thousand-unit milestone after the 747. The 1,000th aircraft also marked the last model produced on the original 767 assembly line. Beginning with the 1,001st aircraft, production moved to another area in the Everett factory which occupied about half of the previous floor space. The new assembly line made room for 787 production and aimed to boost manufacturing efficiency by over twenty percent.
At the inauguration of its new assembly line, the 767's order backlog numbered approximately 50, only enough for production to last until 2013. Despite the reduced backlog, Boeing officials expressed optimism that additional orders would be forthcoming. On February 24, 2011, the USAF announced its selection of the KC-767 Advanced Tanker, an upgraded variant of the KC-767, for its KC-X fleet renewal program. The selection followed two rounds of tanker competition between Boeing and Airbus parent EADS, and came eight years after the USAF's original 2003 announcement of its plan to lease KC-767s. The tanker order encompassed 179 aircraft and was expected to sustain 767 production past 2013.
In December 2011, FedEx Express announced a 767-300F order for 27 aircraft to replace its DC-10 freighters, citing the USAF tanker order and Boeing's decision to continue production as contributing factors. FedEx Express agreed to buy 19 more of the −300F variant in June 2012. In June 2015, FedEx said it was accelerating retirements of planes both to reflect demand and to modernize its fleet, recording charges of $276 million (~$ in ). On July 21, 2015, FedEx announced an order for 50 767-300F with options on another 50, the largest order for the type. With the announcement FedEx confirmed that it has firm orders for 106 of the freighters for delivery between 2018 and 2023. In February 2018, UPS announced an order for 4 more 767-300Fs to increase the total on order to 63.
With its successor, the Boeing New Midsize Airplane, that was planned for introduction in 2025 or later, and the 787 being much larger, Boeing could restart a passenger 767-300ER production to bridge the gap. A demand for 50 to 60 aircraft could have to be satisfied. Having to replace its 40 767s, United Airlines requested a price quote for other widebodies. In November 2017, Boeing CEO Dennis Muilenburg cited interest beyond military and freighter uses. However, in early 2018 Boeing Commercial Airplanes VP of marketing Randy Tinseth stated that the company did not intend to resume production of the passenger variant.
In its first quarter of 2018 earnings report, Boeing plan to increase its production from 2.5 to 3 monthly beginning in January 2020 due to increased demand in the cargo market, as FedEx had 56 on order, UPS has four, and an unidentified customer has three on order. This rate could rise to 3.5 per month in July 2020 and 4 per month in January 2021, before decreasing to 3 per month in January 2025 and then 2 per month in July 2025.
In 2019, unit cost was US$217.9 million for a -300ER, and US$220.3 million for a -300F.
Re-engined 767-XF
In October 2019, Boeing was reportedly studying a re-engined 767-XF for entry into service around 2025, based on the 767-400ER with an extended landing gear to accommodate larger General Electric GEnx turbofan engines.
The cargo market is the main target, but a passenger version could be a cheaper alternative to the proposed New Midsize Airplane.
Design
Overview
The 767 is a low-wing cantilever monoplane with a conventional tail unit featuring a single fin and rudder. The wings are swept at 31.5 degrees and optimized for a cruising speed of Mach 0.8 (). Each wing features a supercritical airfoil cross-section and is equipped with six-panel leading edge slats, single- and double-slotted flaps, inboard and outboard ailerons, and six spoilers. The airframe further incorporates Carbon-fiber-reinforced polymer composite material wing surfaces, Kevlar fairings and access panels, plus improved aluminum alloys, which together reduce overall weight by versus preceding aircraft.
To distribute the aircraft's weight on the ground, the 767 has a retractable tricycle landing gear with four wheels on each main gear and two for the nose gear. The original wing and gear design accommodated the stretched 767-300 without major changes. The 767-400ER features a larger, more widely spaced main gear with 777 wheels, tires, and brakes. To prevent damage if the tail section contacts the runway surface during takeoff, 767-300 and 767-400ER models are fitted with a retractable tailskid.
All passenger 767 models have exit doors near the front and rear of the aircraft. Most 767-200 and -200ER models have one overwing exit door for emergency use; an optional second overwing exit increases maximum allowable capacity from 255 to 290. The 767-300 and -300ER typically feature two overwing exit doors or, in a configuration with no overwing exits, three exit doors on each side and a smaller exit door aft of the wing. A further configuration featuring three exit doors on each side plus one overwing exit allows an increase in maximum capacity from 290 to 351. All 767-400ERs are configured with three exit doors on each side and a smaller exit door aft of the wing. The 767-300F has one exit door at the forward left-hand side of the aircraft.
In addition to shared avionics and computer technology, the 767 uses the same auxiliary power unit, electric power systems, and hydraulic parts as the 757. A raised cockpit floor and the same forward cockpit windows result in similar pilot viewing angles. Related design and functionality allows 767 pilots to obtain a common type rating to operate the 757 and share the same seniority roster with pilots of either aircraft.
Flight systems
The original 767 flight deck uses six Rockwell Collins CRT screens to display Electronic flight instrument system (EFIS) and engine indication and crew alerting system (EICAS) information, allowing pilots to handle monitoring tasks previously performed by the flight engineer. The CRTs replace conventional electromechanical instruments found on earlier aircraft. An enhanced flight management system, improved over versions used on early 747s, automates navigation and other functions, while an automatic landing system facilitates CAT IIIb instrument landings in low visibility situations. The 767 became the first aircraft to receive CAT IIIb certification from the FAA for landings with minimum visibility in 1984. On the 767-400ER, the cockpit layout is simplified further with six Rockwell Collins liquid crystal display (LCD) screens, and adapted for similarities with the 777 and the Next Generation 737. To retain operational commonality, the LCD screens can be programmed to display information in the same manner as earlier 767s. In 2012, Boeing and Rockwell Collins launched a further 787-based cockpit upgrade for the 767, featuring three landscape-format LCD screens that can display two windows each.
The 767 is equipped with three redundant hydraulic systems for operation of control surfaces, landing gear, and utility actuation systems. Each engine powers a separate hydraulic system, and the third system uses electric pumps. A ram air turbine provides power for basic controls in the event of an emergency. An early form of fly-by-wire is employed for spoiler operation, utilizing electric signaling instead of traditional control cables. The fly-by-wire system reduces weight and allows independent operation of individual spoilers.
Interior
The 767 features a twin-aisle cabin with a typical configuration of six abreast in business class and seven across in economy. The standard seven abreast, 2–3–2 economy class layout places approximately 87 percent of all seats at a window or aisle. As a result, the aircraft can be largely occupied before center seats need to be filled, and each passenger is no more than one seat from the aisle. It is possible to configure the aircraft with extra seats for up to an eight abreast configuration, but this is less common.
The 767 interior introduced larger overhead bins and more lavatories per passenger than previous aircraft. The bins are wider to accommodate garment bags without folding, and strengthened for heavier carry-on items. A single, large galley is installed near the aft doors, allowing for more efficient meal service and simpler ground resupply. Passenger and service doors are an overhead plug type, which retract upwards, and commonly used doors can be equipped with an electric-assist system.
In 2000, a 777-style interior, known as the Boeing Signature Interior, debuted on the 767-400ER. Subsequently, adopted for all new-build 767s, the Signature Interior features even larger overhead bins, indirect lighting, and sculpted, curved panels. The 767-400ER also received larger windows derived from the 777. Older 767s can be retrofitted with the Signature Interior. Some operators have adopted a simpler modification known as the Enhanced Interior, featuring curved ceiling panels and indirect lighting with minimal modification of cabin architecture, as well as aftermarket modifications such as the NuLook 767 package by Heath Tecna.
Operational history
In its first year, the 767 logged a 96.1 percent dispatch rate, which exceeded the industry average for all-new aircraft. Operators reported generally favorable ratings for the twinjet's sound levels, interior comfort, and economic performance. Resolved issues were minor and included the recalibration of a leading edge sensor to prevent false readings, the replacement of an evacuation slide latch, and the repair of a tailplane pivot to match production specifications.
Seeking to capitalize on its new wide-body's potential for growth, Boeing offered an extended-range model, the 767-200ER, in its first year of service. Ethiopian Airlines placed the first order for the type in December 1982. Featuring increased gross weight and greater fuel capacity, the extended-range model could carry heavier payloads at distances up to , and was targeted at overseas customers. The 767-200ER entered service with El Al Airline on March 27, 1984. The type was mainly ordered by international airlines operating medium-traffic, long-distance flights. In May 1984, an Ethiopian Airlines 767-200ER set a non-stop record for a commercial twinjet of from Washington DC to Addis Ababa.
In the mid-1980s, the 767 and its European rivals, the Airbus A300 and A310, spearheaded the growth of twinjet flights across the northern Atlantic under extended-range twin-engine operational performance standards (ETOPS) regulations, the FAA's safety rules governing transoceanic flights by aircraft with two engines. In 1976, the A300 was the first twinjet to secure permission to fly 90 minutes away from diversion airports, up from 60 minutes. In May 1985, the FAA granted its first approval for 120-minute ETOPS flights to the 767, on an individual airline basis starting with TWA, provided that the operator met flight safety criteria. This allowed the aircraft to fly overseas routes at up to two hours' distance from land. The 767 burned less fuel per hour than a Lockheed L-1011 TriStar on the route between Boston and Paris, a huge savings. The Airbus A310 secured approval for 120-minute ETOPS flights one month later in June. The larger safety margins were permitted because of the improved reliability demonstrated by twinjets and their turbofan engines. The FAA lengthened the ETOPS time to 180 minutes for CF6-powered 767s in 1989, making the type the first to be certified under the longer duration, and all available engines received approval by 1993. Regulatory approval spurred the expansion of transoceanic flights with twinjet aircraft and boosted the sales of both the 767 and its rivals.
Variants
The 767 has been produced in three fuselage lengths. These debuted in progressively larger form as the , , and 767-400ER. Longer-range variants include the 767-200ER and 767-300ER, while cargo models include the 767-300F, a production freighter, and conversions of passenger 767-200 and 767-300 models.
When referring to different variants, Boeing and airlines often collapse the model number (767) and the variant designator, e.g. –200 or –300, into a truncated form, e.g. "762" or "763". Subsequent to the capacity number, designations may append the range identifier, though -200ER and -300ER are company marketing designations and not certificated as such. The International Civil Aviation Organization (ICAO) aircraft type designator system uses a similar numbering scheme, but adds a preceding manufacturer letter; all variants based on the 767-200 and 767-300 are classified under the codes "B762" and "B763"; the 767-400ER receives the designation of "B764".
767-200
The 767-200 was the original model and entered service with United Airlines in 1982. The type has been used primarily by mainline U.S. carriers for domestic routes between major hub centers such as Los Angeles to Washington. The 767-200 was the first aircraft to be used on transatlantic ETOPS flights, beginning with TWA on February 1, 1985, under 90-minute diversion rules. Deliveries for the variant totaled 128 aircraft. There were 52 examples of the model in commercial service , almost entirely as freighter conversions. The type's competitors included the Airbus A300 and A310.
The 767-200 was produced until 1987 when production switched to the extended-range 767-200ER. Some early 767-200s were subsequently upgraded to extended-range specification. In 1998, Boeing began offering 767-200 conversions to 767-200SF (Special Freighter) specification for cargo use, and Israel Aerospace Industries has been licensed to perform cargo conversions since 2005. The conversion process entails the installation of a side cargo door, strengthened main deck floor, and added freight monitoring and safety equipment. The 767-200SF was positioned as a replacement for Douglas DC-8 freighters.
767-2C
A commercial freighter version of the Boeing with wings from the -300 series and an updated flightdeck was first flown on December 29, 2014. A military tanker variant of the Boeing 767-2C is developed for the USAF as the KC-46. Boeing is building two aircraft as commercial freighters which will be used to obtain Federal Aviation Administration certification, a further two Boeing 767-2Cs will be modified as military tankers. , Boeing does not have customers for the freighter.
767-200ER
The 767-200ER was the first extended-range model and entered service with El Al in 1984. The type's increased range is due to extra fuel capacity and higher maximum takeoff weight (MTOW) of up to . The additional fuel capacity is accomplished by using the center tank's dry dock to carry fuel. The non-ER variant's center tank is what is called cheek tanks; two interconnected halves in each wing root with a dry dock in between. The center tank is also used on the -300ER and -400ER variants.
This version was originally offered with the same engines as the , while more powerful Pratt & Whitney PW4000 and General Electric CF6 engines later became available. The 767-200ER was the first 767 to complete a non-stop transatlantic journey, and broke the flying distance record for a twinjet airliner on April 17, 1988, with an Air Mauritius flight from Halifax, Nova Scotia to Port Louis, Mauritius, covering . The 767-200ER has been acquired by international operators seeking smaller wide-body aircraft for long-haul routes such as New York to Beijing. Deliveries of the type totaled 121 with no unfilled orders. As of July 2018, 21 examples of passenger and freighter conversion versions were in airline service. The type's main competitors of the time included the Airbus A300-600R and the A310-300.
767-300
The , the first stretched version of the aircraft, entered service with Japan Airlines in 1986. The type features a fuselage extension over the , achieved by additional sections inserted before and after the wings, for an overall length of . Reflecting the growth potential built into the original 767 design, the wings, engines, and most systems were largely unchanged on the . An optional mid-cabin exit door is positioned ahead of the wings on the left, while more powerful Pratt & Whitney PW4000 and Rolls-Royce RB211 engines later became available. The 767-300's increased capacity has been used on high-density routes within Asia and Europe. The 767-300 was produced from 1986 until 2000. Deliveries for the type totaled 104 aircraft with no unfilled orders remaining. As of July 2018, 34 of the variant were in airline service. The type's main competitor was the Airbus A300.
767-300ER
The 767-300ER, the extended-range version of the , entered service with American Airlines in 1988. The type's increased range was made possible by greater fuel tankage and a higher MTOW of . Design improvements allowed the available MTOW to increase to by 1993. Power is provided by Pratt & Whitney PW4000, General Electric CF6, or Rolls-Royce RB211 engines. The 767-300ER comes in three exit configurations: the baseline configuration has four main cabin doors and four over-wing window exits, the second configuration has six main cabin doors and two over-wing window exits; and the third configuration has six main cabin doors, as well as two smaller doors that are located behind the wings. Typical routes for the type include New York to Frankfurt.
The combination of increased capacity and range for the -300ER has been particularly attractive to both new and existing 767 operators. It is the most successful 767 version, with more orders placed than all other variants combined. , 767-300ER deliveries stand at 583 with no unfilled orders. There were 376 examples in service . The type's main competitor is the Airbus A330-200. At its 1990s peak, a new 767-300ER was valued at $85 million, dipping to around $12 million in 2018 for a 1996 build.
767-300F
The 767-300F, the production freighter version of the 767-300ER, entered service with UPS Airlines in 1995. The 767-300F can hold up to 24 standard pallets on its main deck and up to 30 LD2 unit load devices on the lower deck, with a total cargo volume of . The freighter has a main deck cargo door and crew exit, while the lower deck features two starboard-side cargo doors and one port-side cargo door. A general market version with onboard freight-handling systems, refrigeration capability, and crew facilities was delivered to Asiana Airlines on August 23, 1996. , 767-300F deliveries stand at 161 with 61 unfilled orders. Airlines operated 222 examples of the freighter variant and freighter conversions in July 2018.
Converted freighters
In June 2008, All Nippon Airways took delivery of the first 767-300BCF (Boeing Converted Freighter), a modified passenger-to-freighter model. The conversion work was performed in Singapore by ST Aerospace Services, the first supplier to offer a 767-300BCF program, and involved the addition of a main deck cargo door, strengthened main deck floor, and additional freight monitoring and safety equipment.
Israel Aerospace Industries offers a passenger-to-freighter conversion program called the 767-300BDSF (BEDEK Special Freighter). Wagner Aeronautical also offers a passenger-to-freighter conversion program for series aircraft.
767-400ER
The 767-400ER, the first Boeing wide-body jet resulting from two fuselage stretches, entered service with Continental Airlines in 2000. The type features a stretch over the , for a total length of . The wingspan is also increased by through the addition of raked wingtips. The exit configuration uses six main cabin doors and two smaller exit doors behind the wings, similar to certain 767-300ERs. Other differences include an updated cockpit, redesigned landing gear, and 777-style Signature Interior. Power is provided by uprated General Electric CF6 engines.
The FAA granted approval for the 767-400ER to operate 180-minute ETOPS flights before it entered service. Because its fuel capacity was not increased over preceding models, the 767-400ER has a range of , less than previous extended-range 767s. No 767-400 (non-extended range) version was developed.
The longer-range 767-400ERX was offered in July 2000 before being cancelled a year later, leaving the 767-400ER as the sole version of the largest 767. Boeing dropped the 767-400ER and the -200ER from its pricing list in 2014.
A total of 37 767-400ERs were delivered to the variant's two airline customers, Continental Airlines (now merged with United Airlines) and Delta Air Lines, with no unfilled orders. All 37 examples of the -400ER were in service in July 2018. One additional example was produced as a military testbed, and later sold as a VIP transport. The type's closest competitor is the Airbus A330-200.
Military and government
Versions of the 767 serve in a number of military and government applications, with responsibilities ranging from airborne surveillance and refueling to cargo and VIP transport. Several military 767s have been derived from the 767-200ER, the longest-range version of the aircraft.
Airborne Surveillance Testbed – the Airborne Optical Adjunct (AOA) was modified from the prototype 767-200 for a United States Army program, under a contract signed with the Strategic Air Command in July 1984. Intended to evaluate the feasibility of using airborne optical sensors to detect and track hostile intercontinental ballistic missiles, the modified aircraft first flew on August 21, 1987. Alterations included a large "cupola" or hump on the top of the aircraft from above the cockpit to just behind the trailing edge of the wings, and a pair of ventral fins below the rear fuselage. Inside the cupola was a suite of infrared seekers used for tracking theater ballistic missile launches. The aircraft was later renamed as the Airborne Surveillance Testbed (AST). Following the end of the AST program in 2002, the aircraft was retired for scrapping.
E-767 – the Airborne Early Warning and Control (AWACS) platform for the Japan Self-Defense Forces; it is essentially the Boeing E-3 Sentry mission package on a 767-200ER platform. E-767 modifications, completed on 767-200ERs flown from the Everett factory to Boeing Integrated Defense Systems in Wichita, Kansas, include strengthening to accommodate a dorsal surveillance radar system, engine nacelle alterations, as well as electrical and interior changes. Japan operates four E-767s. The first E-767s were delivered in March 1998.
KC-767 Tanker Transport – the 767-200ER-based aerial refueling platform operated by the Italian Air Force (Aeronautica Militare), and the Japan Self-Defense Forces. Modifications conducted by Boeing Integrated Defense Systems include the addition of a fly-by-wire refueling boom, strengthened flaps, and optional auxiliary fuel tanks, as well as structural reinforcement and modified avionics. The four KC-767Js ordered by Japan have been delivered. The Aeronautica Militare received the first of its four KC-767As in January 2011.
KC-767 Advanced Tanker – the 767-200ER-based aerial tanker developed for the USAF KC-X tanker competition. It is an updated version of the KC-767, originally selected as the USAF's new tanker aircraft in 2003, designated KC-767A, and then dropped amid conflict of interest allegations. The KC-767 Advanced Tanker is derived from studies for a longer-range cargo version of the 767-200ER, and features a fly-by-wire refueling boom, a remote vision refueling system, and a 767-400ER-based flight deck with LCD screens and head-up displays.
KC-46 - a 767-based tanker, not derived from the KC-767, awarded as part of the KC-X contract for the USAF.
Tanker conversions – the 767 MMTT or Multi-Mission Tanker Transport is a 767-200ER-based aircraft operated by the Colombian Air Force (Fuerza Aérea Colombiana) and modified by Israel Aerospace Industries. In 2013, the Brazilian Air Force ordered two 767-300ER tanker conversions from IAI for its KC-X2 program.
E-10 MC2A - the Northrop Grumman E-10 was to be a 767-400ER-based replacement for the USAF's 707-based E-3 Sentry AWACS, Northrop Grumman E-8 Joint STARS, and RC-135 SIGINT aircraft. The E-10 would have included an all-new AWACS system, with a powerful active electronically scanned array (AESA) that was also capable of jamming enemy aircraft or missiles. One 767-400ER aircraft was built as a testbed for systems integration, but the program was terminated in January 2009 and the prototype was later sold to Bahrain as a VIP transport.
Undeveloped variants
767-X
In 1986, Boeing announced plans for a partial double-deck Boeing 767 design. The aircraft would have combined the Boeing with a Boeing 757 cross section mounted over the rear fuselage. The Boeing 767-X would have also featured extended wings and a wider cabin. The 767-X did not get enough interest from airlines to launch and the model was shelved in 1988 in favor of the Boeing 777.
767-400ERX
In March 2000, Boeing was to launch the 259-seat 767-400ERX with an initial order for three from Kenya Airways with deliveries planned for 2004, as it was proposed to Lauda Air.
Increased gross weight and a tailplane fuel tank would have boosted its range by , and GE could offer its CF6-80C2/G2.
Rolls-Royce offered its Trent 600 for the 767-400ERX and the Boeing 747X.
Offered in July, the longer-range -400ERX would have a strengthened wing, fuselage and landing gear for a 15,000 lb (6.8 t) higher MTOW, up to 465,000 lb (210.92 t).
Thrust would rise to for better takeoff performance, with the Trent 600 or the General Electric/Pratt & Whitney Engine Alliance GP7172, also offered on the 747X.
Range would increase by 525 nmi (950 km; ) to 6,150 nmi (11,390 km; ), with an additional fuel tank of 2,145 U.S. gallons (8,120 L) in the horizontal tail.
The 767-400ERX would offer the capacity of the Airbus A330-200 with 3% lower fuel burn and costs.
Boeing cancelled the variant development in 2001.
Kenya Airways then switched its order to the 777-200ER.
Operators
In July 2018, 742 aircraft were in airline service: 73 -200s, 632 -300, and 37 -400ER with 65 -300F on order; the largest operators are Delta Air Lines (77), FedEx (60; largest cargo operator), UPS Airlines (59), United Airlines (), Japan Airlines (35), All Nippon Airways (34). The type's competitors included the Airbus A300 and A310.
The largest 767 customers by orders placed are FedEx Express (150), Delta Air Lines (117), All Nippon Airways (96), American Airlines (88), and United Airlines (82). Delta and United are the only customers of all -200, -300, and -400ER passenger variants. In July 2015, FedEx placed a firm order for 50 Boeing 767 freighters with deliveries from 2018 to 2023.
Orders and deliveries
Boeing 767 orders and deliveries (cumulative, by year):
Data .
Model summary
Data .
Accidents and incidents
, the Boeing 767 has been in 60 aviation occurrences, including 19 hull-loss accidents. Seven fatal crashes, including three hijackings, have resulted in a total of 854 occupant fatalities.
Fatal accidents
The airliner's first fatal crash, Lauda Air Flight 004, occurred near Bangkok on May 26, 1991, following the in-flight deployment of the left engine thrust reverser on a 767-300ER. None of the 223 aboard survived. As a result of this accident, all 767 thrust reversers were deactivated until a redesign was implemented. Investigators determined that an electronically controlled valve, common to late-model Boeing aircraft, was to blame. A new locking device was installed on all affected jetliners, including 767s.
On October 31, 1999, EgyptAir Flight 990, a 767-300ER, crashed off Nantucket, Massachusetts, in international waters killing all 217 people on board. The United States National Transportation Safety Board (NTSB) concluded "not determined", but determined the probable cause to be a deliberate action by the first officer; Egypt disputed this conclusion.
On April 15, 2002, Air China Flight 129, a 767-200ER, crashed into a hill amid inclement weather while trying to land at Gimhae International Airport in Busan, South Korea. The crash resulted in the death of 129 of the 166 people on board, and the cause was attributed to pilot error.
On February 23, 2019, Atlas Air Flight 3591, a Boeing 767-300ERF air freighter operating for Amazon Air, crashed into Trinity Bay near Houston, Texas, while on descent into George Bush Intercontinental Airport; both pilots and the single passenger were killed. The cause was attributed to pilot error and spatial disorientation.
Hijackings
The 767 has been involved in six hijackings, three resulting in loss of life, for a combined total of 282 occupant fatalities. On November 23, 1996, Ethiopian Airlines Flight 961, a 767-200ER, was hijacked and crash-landed in the Indian Ocean near the Comoro Islands after running out of fuel, killing 125 out of the 175 persons on board; this was a rare example of occupants surviving a land-based aircraft ditching on water. Two 767s were involved in the September 11 attacks on the World Trade Center in 2001, resulting in the collapse of its two main towers. American Airlines Flight 11, a 767-200ER, crashed into the North Tower, killing all 92 people on board, and United Airlines Flight 175, a , crashed into the South Tower, with the death of all 65 on board. In addition, more than 2,600 people were killed in the towers or on the ground. A failed 2001 shoe bomb attempt that December involved an American Airlines 767-300ER.
Hull losses
On November 1, 2011, LOT Polish Airlines Flight 16, a 767-300ER, safely landed at Warsaw Chopin Airport in Warsaw, Poland, after a mechanical failure of the landing gear forced an emergency landing with the landing gear retracted. There were no injuries, but the aircraft involved was damaged and subsequently written off. At the time of the incident, aviation analysts speculated that it may have been the first instance of a complete landing gear failure in the 767's service history. Subsequent investigation determined that while a damaged hose had disabled the aircraft's primary landing gear extension system, an otherwise functional backup system was inoperative due to an accidentally deactivated circuit breaker.
On October 28, 2016, American Airlines Flight 383, a 767-300ER with 161 passengers and 9 crew members, aborted takeoff at Chicago O'Hare Airport following an uncontained failure of the right GE CF6-80C2 engine. The engine failure, which hurled fragments over a considerable distance, caused a fuel leak, resulting in a fire under the right wing. Fire and smoke entered the cabin. All passengers and crew evacuated the aircraft, with 20 passengers and one flight attendant sustaining minor injuries using the evacuation slides.
Other incidents
The 767's first incident was Air Canada Flight 143, a , on July 23, 1983. The airplane ran out of fuel in-flight and had to glide with both engines out for almost to an emergency landing at Gimli, Manitoba, Canada. The pilots used the aircraft's ram air turbine to power the hydraulic systems for aerodynamic control. There were no fatalities and only minor injuries. This aircraft was nicknamed "Gimli Glider" after its landing site. The aircraft, registered C-GAUN, continued flying for Air Canada until its retirement in January 2008.
In January 2014, the U.S. Federal Aviation Administration issued a directive that ordered inspections of the elevators on more than 400 767s beginning in March 2014; the focus was on fasteners and other parts that can fail and cause the elevators to jam. The issue was first identified in 2000 and has been the subject of several Boeing service bulletins. The inspections and repairs are required to be completed within six years. The aircraft has also had multiple occurrences of "uncommanded escape slide inflation" during maintenance or operations, and during flight. In late 2015, the FAA issued a preliminary directive to address the issue.
Retirement and display
As new 767 variants roll off the assembly line, older series models have been retired and converted to cargo use, stored or scrapped. One complete aircraft, N102DA, is the first to operate for Delta Air Lines and the twelfth example built. It was retired from airline service in February 2006 after being repainted back to its original 1982 Delta widget livery and given a farewell tour. It was then put on display at the Delta Flight Museum in the Delta corporate campus at the edge of Hartsfield–Jackson Atlanta International Airport. "The Spirit of Delta" is on public display as of 2022.
In 2013 a Brazilian entrepreneur purchased a 767-200 that had operated for the now-defunct carrier Transbrasil under the registration PT-TAC. The aircraft, which was sold at a bankruptcy auction, was placed on outdoor display in Taguatinga as part of a proposed commercial development. , however, the development has not come to fruition. The aircraft is devoid of engines or landing gear, has deteriorated due to weather exposure and acts of vandalism, but remains publicly accessible to view.
Specifications
See also
References
Notes
Citations
Bibliography
External links
767
Twinjets
1980s United States airliners
Aircraft first flown in 1981 |
4166 | https://en.wikipedia.org/wiki/Bill%20Walsh%20%28American%20football%20coach%29 | Bill Walsh (American football coach) | William Ernest Walsh (November 30, 1931 – July 30, 2007) was an American professional and college football coach. He served as head coach of the San Francisco 49ers and the Stanford Cardinal, during which time he popularized the West Coast offense. After retiring from the 49ers, Walsh worked as a sports broadcaster for several years and then returned as head coach at Stanford for three seasons.
Walsh went 102–63–1 (wins-losses-ties) with the 49ers, winning 10 of his 14 postseason games along with six division titles, three NFC Championship titles, and three Super Bowls. He was named NFL Coach of the Year in 1981 and 1984. In 1993, he was elected to the Pro Football Hall of Fame. He is widely considered amongst the greatest coaches in NFL history.
Early life
Walsh was born in Los Angeles. He attended Hayward High School in Hayward in the San Francisco Bay Area, where he played running back.
Walsh played quarterback at the College of San Mateo for two seasons. (Both John Madden and Walsh played and coached at the College of San Mateo early in their careers.) After playing at the College of San Mateo, Walsh transferred to San José State University, where he played tight end and defensive end. He also participated in intercollegiate boxing, winning the golden glove.
Walsh graduated from San Jose State with a bachelor's degree in physical education in 1955. After two years in the U.S. Army participating on their boxing team, Walsh built a championship team at Washington High School in Fremont before becoming an assistant coach at Cal, Stanford and then the Oakland Raiders in 1966.
College coaching career
He served under Bob Bronzan as a graduate assistant coach on the Spartans football coaching staff and graduated with a master's degree in physical education from San Jose State in 1959. His master's thesis was entitled Flank Formation Football -- Stress: Defense. Thesis 796.W228f.
Following graduation, Walsh coached the football and swim teams at Washington High School in Fremont, California. While there he interviewed for an assistant coaching position with the new head coach of the University of California, Berkeley California Golden Bears football team, Marv Levy.
"I was very impressed, individually, by his knowledge, by his intelligence, by his personality, and hired him," Levy said. Levy and Walsh, two future NFL Hall of Famers, would never produce a winning season for the Golden Bears.
Leaving Berkeley, Walsh did a stint at Stanford University as an assistant coach of its Cardinal football team before beginning his pro coaching career.
Professional coaching career
Early years
Walsh began his pro coaching career in 1966 as an assistant with the AFL's Oakland Raiders. There he was versed in the downfield-oriented "vertical" passing offense favored by Al Davis, an acolyte of Sid Gillman.
Walsh left the Raiders the next year to become the head coach and general manager of the San Jose Apaches of the Continental Football League (CFL). He led the Apaches to second place in the Pacific Division, but the team ceased all football operations prior to the start of the 1968 CFL season.
In 1968, Walsh joined the staff of head coach Paul Brown of the AFL expansion Cincinnati Bengals, where he coached wide receivers from 1968 to 1970. It was there that Walsh developed the philosophy now known as the "West Coast offense". Cincinnati's new quarterback, Virgil Carter, was known for his great mobility and accuracy but lacked a strong arm necessary to throw deep passes. To suit his strengths, Walsh suggested a modification of the downfield based "vertical passing scheme" he had learned during his time with the Raiders with one featuring a "horizontal" approach that relied on quick, short throws, often spreading the ball across the entire width of the field. In 1971 Walsh was given the additional responsibility of coaching the quarterbacks, and Carter went on to lead the league in pass completion percentage.
Ken Anderson eventually replaced Carter as starting quarterback, and, together with star wide receiver Isaac Curtis, produced a consistent, effective offensive attack.
When Brown retired as head coach following the 1975 season and appointed Bill "Tiger" Johnson as his successor, Walsh resigned and served as an assistant coach in 1976 for the San Diego Chargers under head coach Tommy Prothro. In a 2006 interview, Walsh claimed that during his tenure with the Bengals, Brown "worked against my candidacy" to be a head coach anywhere in the league. "All the way through I had opportunities, and I never knew about them", Walsh said. "And then when I left him, he called whoever he thought was necessary to keep me out of the NFL." Walsh also claimed that Brown kept talking him down any time Brown was called by NFL teams considering hiring Walsh as a head coach.
In 1977, Walsh was hired by Stanford University as the head coach of its Cardinal football team, where he stayed for two seasons. He was quite successful, with his teams posting a 9–3 record in 1977 with a win in the Sun Bowl, and going 8–4 in 1978 with a win in the Bluebonnet Bowl. His notable players at Stanford included quarterbacks Guy Benjamin, Steve Dils, and John Elway, wide receivers James Lofton and Ken Margerum, linebacker Gordy Ceresino, and running back Darrin Nelson. Walsh was the Pac-8 Conference Coach of the Year in 1977.
49ers head coach
On January 9, 1979, Walsh resigned as head coach at Stanford, and San Francisco 49ers team owner Edward J. DeBartolo, Jr. fired head coach Fred O'Connor and general manager Joe Thomas following a 2–14 in 1978 season. Walsh was appointed head coach of the 49ers the next day.
The 49ers went 2-14 again in 1979. Hidden behind that record were organizational changes made by Walsh that set the team on a better course, including selecting Notre Dame quarterback Joe Montana in the third round of the 1979 NFL Draft.
In 1980 starting quarterback Steve DeBerg got the 49ers off to a 3–0 start, but after a week 6 blowout loss to the Dallas Cowboys by a score of 59-14, Walsh gave Montana a chance to start. On December 7 vs. the New Orleans Saints, the second-year player brought the 49ers back from a 35–7 halftime deficit to a 38–35 overtime win. In spite of this switch, the team struggled to a 6–10 finish – a record that belied a championship team in the making.
1981 championship
In 1981, Walsh's efforts as head coach resulted in wins during a 13-3 regular season. Key victories were two wins each over the Los Angeles Rams and the Dallas Cowboys. The Rams were only two seasons removed from a Super Bowl appearance, and had dominated the series with the 49ers since 1967, winning 23, losing 3 and tying 1. San Francisco's two wins over the Rams in 1981 marked the shift of dominance in favor of the 49ers that lasted until 1998 with 30 wins (including 17 consecutively) against only 6 defeats. The 49ers blew out the Cowboys in week 6 of the regular season. On Monday Night Football that week, the win was not included in the halftime highlights. Walsh felt that this was because the Cowboys were scheduled to play the Rams the next week in a Sunday night game and that showing the highlights of the 49ers' win would potentially hurt the game's ratings. However, Walsh used this as a motivating factor for his team, who felt they were disrespected.
The 49ers faced the Cowboys again in the NFC title game. The contest was very close, and in the fourth quarter Walsh called a series of running plays as the 49ers marched down the field against the Cowboys' prevent defense, which had been expecting the 49ers to mainly pass. The 49ers came from behind to win the game on Joe Montana's pass completion to Dwight Clark for a touchdown, a play that came to be known simply as The Catch, propelling Walsh to his first appearance in a Super Bowl. Walsh would later write that the 49ers' two wins over the Rams showed a shift of power in their division, while the wins over the Cowboys showed a shift of power in the conference.
Two weeks later, on January 24, 1982, San Francisco faced the Cincinnati Bengals in Super Bowl XVI, winning 26–21 for the team’s first NFL championship. Only a year removed from back-to-back two-win seasons, the 49ers had risen from the cellar to the top of the NFL in just two seasons. What came to be known as the West Coast offense developed by Walsh had proven a winner.
In all, Walsh served as 49ers head coach for 10 years, winning three Super Bowl championships, in the 1981, 1984, and 1988 seasons, and establishing a new NFL record.
Walsh had a disciplined approach to game-planning, famously scripting the first 10–15 offensive plays before the start of each game. His innovative play calling and design earned him the nickname "The Genius". In the ten year span under Walsh, San Francisco scored 3,714 points (24.4 per game), the most of any team in the league.
In addition to Joe Montana, Walsh drafted Ronnie Lott, Charles Haley, and Jerry Rice, each one going on to the Pro Football Hall of Fame. He also traded a 2nd and 4th round pick in the 1987 draft for Steve Young, who took over from Montana, led the team to Super Bowl success, and was enshrined in Canton after his playing career. Walsh's success at every level of football, especially with the 49ers, earned him his own ticket to Canton in 1993.
Coaching tree
Upline
Walsh's upline coaching tree included working as assistant for American Football League great and Hall of Fame head coach Al Davis and NFL legend and Hall of Famer Paul Brown, and, through Davis, AFL great and Hall of Fame head coach Sid Gillman of the then AFL Los Angeles/San Diego Chargers.
Downline
Tree updated through December 9, 2015.
Many Walsh assistants went on to become head coaches,. including George Seifert, Mike Holmgren, Ray Rhodes, and Dennis Green. Seifert succeeded Walsh as 49ers head coach, and guided San Francisco to victories in Super Bowl XXIV and Super Bowl XXIX. Holmgren won a Super Bowl with the Green Bay Packers, and made 3 Super Bowl appearances as a head coach: 2 with the Packers, and another with the Seattle Seahawks. These coaches in turn have their own disciples who have used Walsh's West Coast system, such as former Denver Broncos head coach Mike Shanahan and former Houston Texans head coach Gary Kubiak. Mike Shanahan was an offensive coordinator under George Seifert and went on to win Super Bowl XXXII and Super Bowl XXXIII during his time as head coach of the Denver Broncos. Kubiak was first a quarterback coach with the 49ers, and then offensive coordinator for Shanahan with the Broncos. In 2015, he became the Broncos' head coach and led Denver to victory in Super Bowl 50. Dennis Green trained Tony Dungy, who won a Super Bowl with the Indianapolis Colts, and Brian Billick with his brother-in law and linebackers coach Mike Smith. Billick won a Super Bowl as head coach of the Baltimore Ravens.
Mike Holmgren trained many of his assistants to become head coaches, including Jon Gruden and Andy Reid. Gruden won a Super Bowl with the Tampa Bay Buccaneers. Reid served as head coach of the Philadelphia Eagles from 1999 to 2012, and guided the Eagles to multiple winning seasons and numerous playoff appearances. Ever since 2013, Reid has served as head coach of the Kansas City Chiefs. He was finally able to win a Super Bowl, when his Chiefs defeated the San Francisco 49ers in Super Bowl LIV. In addition to this, Marc Trestman, former head coach of the Chicago Bears, served as offensive coordinator under Seifert in the 90's. Gruden himself would train Mike Tomlin, who led the Pittsburgh Steelers to their sixth Super Bowl championship, and Jim Harbaugh, whose 49ers would face his brother, John Harbaugh, whom Reid himself trained, and the Baltimore Ravens at Super Bowl XLVII, which marked the Ravens' second World Championship.
Bill Walsh was viewed as a strong advocate for African-American head coaches in the NFL and NCAA. Thus, the impact of Walsh also changed the NFL into an equal opportunity for African-American coaches. Along with Ray Rhodes and Dennis Green, Tyrone Willingham became the head coach at Stanford, then later Notre Dame and Washington. One of Mike Shanahan's assistants, Karl Dorrell, went on to be the head coach at UCLA. Walsh directly helped propel Dennis Green into the NFL head coaching ranks by offering to take on the head coaching job at Stanford.
Later years
After leaving the coaching ranks immediately following his team's victory in Super Bowl XXIII, Walsh went to work as a broadcaster for NBC, teaming with Dick Enberg to form the lead broadcasting team, replacing Merlin Olsen.
During his time with NBC, rumors began to surface that Walsh would coach again in the NFL. There were at least two known instances.
First, according to a February 2015 article by Mike Florio of NBC Sports, after a 5–11 season in 1989, the Patriots fired Raymond Berry and unsuccessfully attempted to lure Walsh to Foxborough to become head coach and general manager. When that failed, New England promoted defensive coordinator Rod Rust; the team split its first two games and then lost 14 straight in 1990.
Second, late in the 1990 season, Walsh was rumored to become Tampa Bay's next head coach and general manager after the team fired Ray Perkins and promoted Richard Williamson on an interim basis. Part of the speculation was fueled by the fact that Walsh's contract with NBC, which ran for 1989 and 1990, would soon be up for renewal, to say nothing of the pressure Hugh Culverhouse faced to increase fan support and to fill the seats at Tampa Stadium. However, less than a week after Super Bowl XXV, Walsh not only declined Tampa Bay's offer, but he and NBC agreed on a contract extension. Walsh would continue in his role with NBC for 1991. Meanwhile, after unsuccessfully courting then-recently fired Eagles coach Buddy Ryan or Giants then-defensive coordinator Bill Belichick to man the sidelines for Tampa Bay in 1991, the Bucs stuck with Williamson. Under Williamson's leadership, Tampa Bay won only three games in 1991.
Walsh did return to Stanford as head coach in 1992, leading the Cardinal to a 10–3 record and a Pacific-10 Conference co-championship. Stanford finished the season with a victory over Penn State in the Blockbuster Bowl on January 1, 1993, and a #9 ranking in the final AP Poll. In 1994, after consecutive losing seasons, Walsh left Stanford and retired from coaching.
In 1996 Walsh returned to the 49ers as an administrative aide Walsh was the vice president and general manager for the 49ers from 1999 to 2001 and was a special consultant to the team for three years afterwards.
In 2004, Walsh was appointed as special assistant to the athletic director at Stanford. In 2005, after then-athletic director Ted Leland stepped down, Walsh was named interim athletic director. He also acted as a consultant for his alma mater San Jose State University in their search for an athletic director and Head Football Coach in 2005.
Walsh was also the author of three books, a motivational speaker, and taught classes at the Stanford Graduate School of Business.
Walsh was a board member for the Lott IMPACT Trophy, which is named after Pro Football Hall of Fame defensive back Ronnie Lott, and is awarded annually to college football's Defensive IMPACT Player of the Year. Walsh served as a keynote speaker at the award's banquet.
Awards and honors
1989 – Golden Plate Award of the American Academy of Achievement
1993 – Pro Football Hall of Fame
1998 – San Jose State Hall of Fame and the SJSU Tower Award, the highest award given by SJSU
Personal life
Bill married his college sweetheart Geri, and had 3 children; Steve, Craig and Elizabeth.
Death
Bill Walsh died of leukemia on July 30, 2007, at his home in Woodside, California.
Following Walsh's death, the playing field at the former Candlestick Park was renamed "Bill Walsh Field". Additionally, the regular San Jose State versus Stanford football game was renamed the "Bill Walsh Legacy Game".
Head coaching record
College
NFL
Books
Bill Walsh and Glenn Dickey, Building a Champion: On Football and the Making of the 49ers. St Martin's Press, 1990. ().
Bill Walsh, Brian Billick and James A. Peterson, Finding the Winning Edge. Sports Publishing, 1998. ().
Bill Walsh with Steve Jamison and Craig Walsh, The Score Takes Care of Itself: My Philosophy of Leadership. Penguin Group Publishing, 2009 ().
References
External links
1931 births
2007 deaths
20th-century American memoirists
American football defensive ends
American football quarterbacks
American football tight ends
American motivational writers
College football announcers
California Golden Bears football coaches
Cincinnati Bengals coaches
Continental Football League coaches
National Football League announcers
National Football League general managers
Notre Dame Fighting Irish football announcers
Oakland Raiders coaches
San Diego Chargers coaches
San Francisco 49ers executives
San Francisco 49ers head coaches
San Mateo Bulldogs football players
San Jose State Spartans football players
San Jose State Spartans football coaches
Stanford Cardinal football coaches
High school football coaches in California
Pro Football Hall of Fame inductees
Super Bowl-winning head coaches
People from Woodside, California
Players of American football from Hayward, California
Coaches of American football from California
Players of American football from Los Angeles
Deaths from leukemia
Deaths from cancer in California
Sports coaches from Los Angeles
Hayward High School (California) alumni |
4169 | https://en.wikipedia.org/wiki/Bronze | Bronze | Bronze is an alloy consisting primarily of copper, commonly with about 12–12.5% tin and often with the addition of other metals (including aluminium, manganese, nickel, or zinc) and sometimes non-metals, such as phosphorus, or metalloids such as arsenic or silicon. These additions produce a range of alloys that may be harder than copper alone, or have other useful properties, such as strength, ductility, or machinability.
The archaeological period in which bronze was the hardest metal in widespread use is known as the Bronze Age. The beginning of the Bronze Age in western Eurasia and India is conventionally dated to the mid-4th millennium BCE (~3500 BCE), and to the early 2nd millennium BCE in China; elsewhere it gradually spread across regions. The Bronze Age was followed by the Iron Age starting about 1300 BCE and reaching most of Eurasia by about 500 BCE, although bronze continued to be much more widely used than it is in modern times.
Because historical artworks were often made of brasses (copper and zinc) and bronzes with different compositions, modern museum and scholarly descriptions of older artworks increasingly use the generalized term "copper alloy" instead.
Etymology
The word bronze (1730–1740) is borrowed from Middle French (1511), itself borrowed from Italian (13th century, transcribed in Medieval Latin as ) from either:
, back-formation from Byzantine Greek (, 11th century), perhaps from (, , reputed for its bronze; or originally:
in its earliest form from Old Persian , (, , modern ) and () , from which also came Georgian (), Turkish , and Armenian (), also meaning .
History
The discovery of bronze enabled people to create metal objects that were harder and more durable than previously possible. Bronze tools, weapons, armor, and building materials such as decorative tiles were harder and more durable than their stone and copper ("Chalcolithic") predecessors. Initially, bronze was made out of copper and arsenic, forming arsenic bronze, or from naturally or artificially mixed ores of copper and arsenic.
The earliest artifacts so far known come from the Iranian plateau, in the 5th millennium BCE, and are smelted from native arsenical copper and copper-arsenides, such as algodonite and domeykite. The earliest tin-copper-alloy artifact has been dated to , in a Vinča culture site in Pločnik (Serbia), and believed to have been smelted from a natural tin-copper ore, stannite. Other early examples date to the late 4th millennium BCE in Egypt, Susa (Iran) and some ancient sites in China, Luristan (Iran), Tepe Sialk (Iran), Mundigak (Afghanistan), and Mesopotamia (Iraq).
Tin bronze was superior to arsenic bronze in that the alloying process could be more easily controlled, and the resulting alloy was stronger and easier to cast. Also, unlike those of arsenic, metallic tin and fumes from tin refining are not toxic.
Tin became the major non-copper ingredient of bronze in the late 3rd millennium BCE.
Ores of copper and the far rarer tin are not often found together (exceptions include Cornwall in the United Kingdom, one ancient site in Thailand and one in Iran), so serious bronze work has always involved trade. Tin sources and trade in ancient times had a major influence on the development of cultures. In Europe, a major source of tin was the British deposits of ore in Cornwall, which were traded as far as Phoenicia in the eastern Mediterranean.
In many parts of the world, large hoards of bronze artifacts are found, suggesting that bronze also represented a store of value and an indicator of social status. In Europe, large hoards of bronze tools, typically socketed axes (illustrated above), are found, which mostly show no signs of wear. With Chinese ritual bronzes, which are documented in the inscriptions they carry and from other sources, the case is clear. These were made in enormous quantities for elite burials, and also used by the living for ritual offerings.
Transition to iron
Though bronze is generally harder than wrought iron, with Vickers hardness of 60–258 vs. 30–80, the Bronze Age gave way to the Iron Age after a serious disruption of the tin trade: the population migrations of around 1200–1100 BCE reduced the shipping of tin around the Mediterranean and from Britain, limiting supplies and raising prices. As the art of working in iron improved, iron became cheaper and improved in quality. As cultures advanced from hand-wrought iron to machine-forged iron (typically made with trip hammers powered by water), blacksmiths learned how to make steel. Steel is stronger and harder than bronze and holds a sharper edge longer.
Bronze was still used during the Iron Age, and has continued in use for many purposes to the modern day.
Composition
There are many different bronze alloys, but typically modern bronze is 88% copper and 12% tin. Alpha bronze consists of the alpha solid solution of tin in copper. Alpha bronze alloys of 4–5% tin are used to make coins, springs, turbines and blades. Historical "bronzes" are highly variable in composition, as most metalworkers probably used whatever scrap was on hand; the metal of the 12th-century English Gloucester Candlestick is bronze containing a mixture of copper, zinc, tin, lead, nickel, iron, antimony, arsenic and an unusually large amount of silver – between 22.5% in the base and 5.76% in the pan below the candle. The proportions of this mixture suggest that the candlestick was made from a hoard of old coins. The 13th-century Benin Bronzes are in fact brass, and the 12th-century Romanesque Baptismal font at St Bartholomew's Church, Liège is described as both bronze and brass.
In the Bronze Age, two forms of bronze were commonly used: "classic bronze", about 10% tin, was used in casting; and "mild bronze", about 6% tin, was hammered from ingots to make sheets. Bladed weapons were mostly cast from classic bronze, while helmets and armor were hammered from mild bronze.
Commercial bronze (90% copper and 10% zinc) and architectural bronze (57% copper, 3% lead, 40% zinc) are more properly regarded as brass alloys because they contain zinc as the main alloying ingredient. They are commonly used in architectural applications.
Plastic bronze contains a significant quantity of lead, which makes for improved plasticity possibly used by the ancient Greeks in their ship construction.
has a composition of Si: 2.80–3.80%, Mn: 0.50–1.30%, Fe: 0.80% max., Zn: 1.50% max., Pb: 0.05% max., Cu: balance.
Other bronze alloys include aluminium bronze, phosphor bronze, manganese bronze, bell metal, arsenical bronze, speculum metal, bismuth bronze, and cymbal alloys.
Properties
Copper-based alloys have lower melting points than steel or iron and are more readily produced from their constituent metals. They are generally about 10 percent denser than steel, although alloys using aluminum or silicon may be slightly less dense. Bronze is a better conductor of heat and electricity than most steels. The cost of copper-base alloys is generally higher than that of steels but lower than that of nickel-base alloys.
Bronzes are typically ductile alloys, considerably less brittle than cast iron. Copper and its alloys have a huge variety of uses that reflect their versatile physical, mechanical, and chemical properties. Some common examples are the high electrical conductivity of pure copper, low-friction properties of bearing bronze (bronze that has a high lead content— 6–8%), resonant qualities of bell bronze (20% tin, 80% copper), and resistance to corrosion by seawater of several bronze alloys.
The melting point of bronze varies depending on the ratio of the alloy components and is about . Bronze is usually nonmagnetic, but certain alloys containing iron or nickel may have magnetic properties.
Typically bronze oxidizes only superficially; once a copper oxide (eventually becoming copper carbonate) layer is formed, the underlying metal is protected from further corrosion. This can be seen on statues from the Hellenistic period. If copper chlorides are formed, a corrosion-mode called "bronze disease" will eventually completely destroy it.
Uses
Bronze, or bronze-like alloys and mixtures, were used for coins over a longer period. Bronze was especially suitable for use in boat and ship fittings prior to the wide employment of stainless steel owing to its combination of toughness and resistance to salt water corrosion. Bronze is still commonly used in ship propellers and submerged bearings.
In the 20th century, silicon was introduced as the primary alloying element, creating an alloy with wide application in industry and the major form used in contemporary statuary. Sculptors may prefer silicon bronze because of the ready availability of silicon bronze brazing rod, which allows color-matched repair of defects in castings. Aluminum is also used for the structural metal aluminum bronze.
Bronze parts are tough and typically used for bearings, clips, electrical connectors and springs.
Bronze also has low friction against dissimilar metals, making it important for cannons prior to modern tolerancing, where iron cannonballs would otherwise stick in the barrel. It is still widely used today for springs, bearings, bushings, automobile transmission pilot bearings, and similar fittings, and is particularly common in the bearings of small electric motors. Phosphor bronze is particularly suited to precision-grade bearings and springs. It is also used in guitar and piano strings.
Unlike steel, bronze struck against a hard surface will not generate sparks, so it (along with beryllium copper) is used to make hammers, mallets, wrenches and other durable tools to be used in explosive atmospheres or in the presence of flammable vapors. Bronze is used to make bronze wool for woodworking applications where steel wool would discolor oak.
Phosphor bronze is used for ships' propellers, musical instruments, and electrical contacts. Bearings are often made of bronze for its friction properties. It can be impregnated with oil to make the proprietary Oilite and similar material for bearings. Aluminum bronze is hard and wear-resistant, and is used for bearings and machine tool ways.
Sculptures
Bronze is widely used for casting bronze sculptures. Common bronze alloys have the unusual and desirable property of expanding slightly just before they set, thus filling the finest details of a mould. Then, as the bronze cools, it shrinks a little, making it easier to separate from the mould.
The Assyrian king Sennacherib (704–681 BCE) claims to have been the first to cast monumental bronze statues (of up to 30 tonnes) using two-part moulds instead of the lost-wax method.
Bronze statues were regarded as the highest form of sculpture in Ancient Greek art, though survivals are few, as bronze was a valuable material in short supply in the Late Antique and medieval periods. Many of the most famous Greek bronze sculptures are known through Roman copies in marble, which were more likely to survive.
In India, bronze sculptures from the Kushana (Chausa hoard) and Gupta periods (Brahma from Mirpur-Khas, Akota Hoard, Sultanganj Buddha) and later periods (Hansi Hoard) have been found. Indian Hindu artisans from the period of the Chola empire in Tamil Nadu used bronze to create intricate statues via the lost-wax casting method with ornate detailing depicting the deities of Hinduism. The art form survives to this day, with many silpis, craftsmen, working in the areas of Swamimalai and Chennai.
In antiquity other cultures also produced works of high art using bronze. For example: in Africa, the bronze heads of the Kingdom of Benin; in Europe, Grecian bronzes typically of figures from Greek mythology; in east Asia, Chinese ritual bronzes of the Shang and Zhou dynasty—more often ceremonial vessels but including some figurine examples.
Bronze continues into modern times as one of the materials of choice for monumental statuary.
Mirrors
Before it became possible to produce glass with acceptably flat surfaces, bronze was a standard material for mirrors. Bronze was used for this purpose in many parts of the world, probably based on independent discoveries.
Bronze mirrors survive from the Egyptian Middle Kingdom (2040–1750 BCE), and China from at least . In Europe, the Etruscans were making bronze mirrors in the sixth century BCE, and Greek and Roman mirrors followed the same pattern. Although other materials such as speculum metal had come into use, and Western glass mirrors had largely taken over, bronze mirrors were still being made in Japan and elsewhere in the eighteenth century, and are still made on a small scale in Kerala, India.
Musical instruments
Bronze is the preferred metal for bells in the form of a high tin bronze alloy known as bell metal, which is typically about 23% tin.
Nearly all professional cymbals are made from bronze, which gives a desirable balance of durability and timbre. Several types of bronze are used, commonly B20 bronze, which is roughly 20% tin, 80% copper, with traces of silver, or the tougher B8 bronze made from 8% tin and 92% copper. As the tin content in a bell or cymbal rises, the timbre drops.
Bronze is also used for the windings of steel and nylon strings of various stringed instruments such as the double bass, piano, harpsichord, and guitar. Bronze strings are commonly reserved on pianoforte for the lower pitch tones, as they possess a superior sustain quality to that of high-tensile steel.
Bronzes of various metallurgical properties are widely used in struck idiophones around the world, notably bells, singing bowls, gongs, cymbals, and other idiophones from Asia. Examples include Tibetan singing bowls, temple bells of many sizes and shapes, Javanese gamelan, and other bronze musical instruments. The earliest bronze archeological finds in Indonesia date from 1–2 BCE, including flat plates probably suspended and struck by a wooden or bone mallet. Ancient bronze drums from Thailand and Vietnam date back 2,000 years. Bronze bells from Thailand and Cambodia date back to 3600 BCE.
Some companies are now making saxophones from phosphor bronze (3.5 to 10% tin and up to 1% phosphorus content). Bell bronze/B20 is used to make the tone rings of many professional model banjos. The tone ring is a heavy (usually ) folded or arched metal ring attached to a thick wood rim, over which a skin, or most often, a plastic membrane (or head) is stretched – it is the bell bronze that gives the banjo a crisp powerful lower register and clear bell-like treble register.
Biblical references
There are over 125 references to bronze ('nehoshet'), which appears to be the Hebrew word used for copper and any of its alloys. However, the Old Testament era Hebrews are not thought to have had the capability to manufacture zinc (needed to make brass) and so it is likely that 'nehoshet' refers to copper and its alloys with tin, now called bronze. In the King James Version, there is no use of the word 'bronze' and 'nehoshet' was translated as 'brass'. Modern translations use 'bronze'. Bronze (nehoshet) was used widely in the Tabernacle for items such as the bronze altar (Exodus Ch.27), bronze laver (Exodus Ch.30), utensils, and mirror (Exodus Ch.38). It was mentioned in the account of Moses holding up a bronze snake on a pole in Numbers Ch.21. In First Kings, it is mentioned that Hiram was very skilled in working with bronze, and he made many furnishings for Solomon's Temple including pillars, capitals, stands, wheels, bowls, and plates, some of which were highly decorative (see I Kings 7:13-47). Bronze was also widely used as battle armor and helmet, as in the battle of David and Goliath in I Samuel 17:5-6;38 (also see II Chron. 12:10).
Coins and medals
Bronze has also been used in coins; most "copper" coins are actually bronze, with about 4 percent tin and 1 percent zinc.
As with coins, bronze has been used in the manufacture of various types of medals for centuries, and "bronze medals" are known in contemporary times for being awarded for third place in sporting competitions and other events. The term is now often used for third place even when no actual bronze medal is awarded. The usage in part arose from the trio of gold, silver and bronze to represent the first three Ages of Man in Greek mythology: the Golden Age, when men lived among the gods; the Silver age, where youth lasted a hundred years; and the Bronze Age, the era of heroes. It was first adopted for a sports event at the 1904 Summer Olympics. At the 1896 event, silver was awarded to winners and bronze to runners-up, while at 1900 other prizes were given rather than medals.
Bronze is the normal material for the related form of the plaquette, normally a rectangular work of art with a scene in relief, for a collectors' market.
See also
References
External links
Bronze bells (archived 16 December 2006)
"Lost Wax, Found Bronze": lost-wax casting explained (archived 23 May 2009)
Viking Bronze – Ancient and Early Medieval bronze casting (archived 16 April 2016)
Copper alloys
Tin alloys |
4173 | https://en.wikipedia.org/wiki/Babe%20Ruth | Babe Ruth | George Herman "Babe" Ruth (February 6, 1895 – August 16, 1948) was an American professional baseball player whose career in Major League Baseball (MLB) spanned 22 seasons, from 1914 through 1935. Nicknamed "the Bambino" and "the Sultan of Swat", he began his MLB career as a star left-handed pitcher for the Boston Red Sox, but achieved his greatest fame as a slugging outfielder for the New York Yankees. Ruth is regarded as one of the greatest sports heroes in American culture and is considered by many to be the greatest baseball player of all time. In 1936, Ruth was elected into the Baseball Hall of Fame as one of its "first five" inaugural members.
At age seven, Ruth was sent to St. Mary's Industrial School for Boys, a reformatory where he was mentored by Brother Matthias Boutlier of the Xaverian Brothers, the school's disciplinarian and a capable baseball player. In 1914, Ruth was signed to play Minor League baseball for the Baltimore Orioles but was soon sold to the Red Sox. By 1916, he had built a reputation as an outstanding pitcher who sometimes hit long home runs, a feat unusual for any player in the dead-ball era. Although Ruth twice won 23 games in a season as a pitcher and was a member of three World Series championship teams with the Red Sox, he wanted to play every day and was allowed to convert to an outfielder. With regular playing time, he broke the MLB single-season home run record in 1919 with 29.
After that season, Red Sox owner Harry Frazee sold Ruth to the Yankees amid controversy. The trade fueled Boston's subsequent 86-year championship drought and popularized the "Curse of the Bambino" superstition. In his 15 years with the Yankees, Ruth helped the team win seven American League (AL) pennants and four World Series championships. His big swing led to escalating home run totals that not only drew fans to the ballpark and boosted the sport's popularity but also helped usher in baseball's live-ball era, which evolved from a low-scoring game of strategy to a sport where the home run was a major factor. As part of the Yankees' vaunted "Murderers' Row" lineup of 1927, Ruth hit 60 home runs, which extended his own MLB single-season record by a single home run. Ruth's last season with the Yankees was 1934; he retired from the game the following year, after a short stint with the Boston Braves. In his career, he led the American League in home runs twelve times.
During Ruth's career, he was the target of intense press and public attention for his baseball exploits and off-field penchants for drinking and womanizing. After his retirement as a player, he was denied the opportunity to manage a major league club, most likely because of poor behavior during parts of his playing career. In his final years, Ruth made many public appearances, especially in support of American efforts in World War II. In 1946, he became ill with nasopharyngeal cancer and died from the disease two years later. Ruth remains a major figure in American culture.
Early years
George Herman Ruth Jr. was born on February 6, 1895, at 216 Emory Street in the Pigtown section of Baltimore, Maryland. Ruth's parents, Katherine (née Schamberger) and George Herman Ruth Sr., were both of German ancestry. According to the 1880 census, his parents were both born in Maryland. His paternal grandparents were from Prussia and Hanover, Germany. Ruth Sr. worked a series of jobs that included lightning rod salesman and streetcar operator. The elder Ruth then became a counterman in a family-owned combination grocery and saloon business on Frederick Street. George Ruth Jr. was born in the house of his maternal grandfather, Pius Schamberger, a German immigrant and trade unionist. Only one of young Ruth's seven siblings, his younger sister Mamie, survived infancy.
Many details of Ruth's childhood are unknown, including the date of his parents' marriage. As a child, Ruth spoke German. When Ruth was a toddler, the family moved to 339 South Woodyear Street, not far from the rail yards; by the time he was six years old, his father had a saloon with an upstairs apartment at 426 West Camden Street. Details are equally scanty about why Ruth was sent at the age of seven to St. Mary's Industrial School for Boys, a reformatory and orphanage. However, according to Julia Ruth Stevens' recount in 1999, because George Sr. was a saloon owner in Baltimore and had given Ruth little supervision growing up, he became a delinquent. Ruth was sent to St. Mary's because George Sr. ran out of ideas to discipline and mentor his son. As an adult, Ruth admitted that as a youth he ran the streets, rarely attended school, and drank beer when his father was not looking. Some accounts say that following a violent incident at his father's saloon, the city authorities decided that this environment was unsuitable for a small child. Ruth entered St. Mary's on June 13, 1902. He was recorded as "incorrigible" and spent much of the next 12 years there.
Although St. Mary's boys received an education, students were also expected to learn work skills and help operate the school, particularly once the boys turned 12. Ruth became a shirtmaker and was also proficient as a carpenter. He would adjust his own shirt collars, rather than having a tailor do so, even during his well-paid baseball career. The boys, aged 5 to 21, did most of the work around the facility, from cooking to shoemaking, and renovated St. Mary's in 1912. The food was simple, and the Xaverian Brothers who ran the school insisted on strict discipline; corporal punishment was common. Ruth's nickname there was "Niggerlips", as he had large facial features and was darker than most boys at the all-white reformatory.
Ruth was sometimes allowed to rejoin his family or was placed at St. James's Home, a supervised residence with work in the community, but he was always returned to St. Mary's. He was rarely visited by his family; his mother died when he was 12 and, by some accounts, he was permitted to leave St. Mary's only to attend the funeral. How Ruth came to play baseball there is uncertain: according to one account, his placement at St. Mary's was due in part to repeatedly breaking Baltimore's windows with long hits while playing street ball; by another, he was told to join a team on his first day at St. Mary's by the school's athletic director, Brother Herman, becoming a catcher even though left-handers rarely play that position. During his time there he also played third base and shortstop, again unusual for a left-hander, and was forced to wear mitts and gloves made for right-handers. He was encouraged in his pursuits by the school's Prefect of Discipline, Brother Matthias Boutlier, a native of Nova Scotia. A large man, Brother Matthias was greatly respected by the boys both for his strength and for his fairness. For the rest of his life, Ruth would praise Brother Matthias, and his running and hitting styles closely resembled his teacher's. Ruth stated, "I think I was born as a hitter the first day I ever saw him hit a baseball." The older man became a mentor and role model to Ruth; biographer Robert W. Creamer commented on the closeness between the two:
The school's influence remained with Ruth in other ways. He was a lifelong Catholic who would sometimes attend Mass after carousing all night, and he became a well-known member of the Knights of Columbus. He would visit orphanages, schools, and hospitals throughout his life, often avoiding publicity. He was generous to St. Mary's as he became famous and rich, donating money and his presence at fundraisers, and spending $5,000 to buy Brother Matthias a Cadillac in 1926—subsequently replacing it when it was destroyed in an accident. Nevertheless, his biographer Leigh Montville suggests that many of the off-the-field excesses of Ruth's career were driven by the deprivations of his time at St. Mary's.
Most of the boys at St. Mary's played baseball in organized leagues at different levels of proficiency. Ruth later estimated that he played 200 games a year as he steadily climbed the ladder of success. Although he played all positions at one time or another, he gained stardom as a pitcher. According to Brother Matthias, Ruth was standing to one side laughing at the bumbling pitching efforts of fellow students, and Matthias told him to go in and see if he could do better. Ruth had become the best pitcher at St. Mary's, and when he was 18 in 1913, he was allowed to leave the premises to play weekend games on teams that were drawn from the community. He was mentioned in several newspaper articles, for both his pitching prowess and ability to hit long home runs.
Professional baseball
Minor leagues: Baltimore Orioles
In early 1914, Ruth signed a professional baseball contract with Jack Dunn, who owned and managed the minor-league Baltimore Orioles, an International League team. The circumstances of Ruth's signing are not known with certainty. By some accounts, Dunn was urged to attend a game between an all-star team from St. Mary's and one from another Xaverian facility, Mount St. Mary's College. Some versions have Ruth running away before the eagerly awaited game, to return in time to be punished, and then pitching St. Mary's to victory as Dunn watched. Others have Washington Senators pitcher Joe Engel, a Mount St. Mary's graduate, pitching in an alumni game after watching a preliminary contest between the college's freshmen and a team from St. Mary's, including Ruth. Engel watched Ruth play, then told Dunn about him at a chance meeting in Washington. Ruth, in his autobiography, stated only that he worked out for Dunn for a half hour, and was signed. According to biographer Kal Wagenheim, there were legal difficulties to be straightened out as Ruth was supposed to remain at the school until he turned 21, though SportsCentury stated in a documentary that Ruth had already been discharged from St. Mary's when he turned 19, and earned a monthly salary of $100.
The train journey to spring training in Fayetteville, North Carolina, in early March was likely Ruth's first outside the Baltimore area. The rookie ballplayer was the subject of various pranks by veteran players, who were probably also the source of his famous nickname. There are various accounts of how Ruth came to be called "Babe", but most center on his being referred to as "Dunnie's babe" (or some variant). SportsCentury reported that his nickname was gained because he was the new "darling" or "project" of Dunn, not only because of Ruth's raw talent, but also because of his lack of knowledge of the proper etiquette of eating out in a restaurant, being in a hotel, or being on a train. "Babe" was, at that time, a common nickname in baseball, with perhaps the most famous to that point being Pittsburgh Pirates pitcher and 1909 World Series hero Babe Adams, who appeared younger than his actual age.
Ruth made his first appearance as a professional ballplayer in an inter-squad game on March 7, 1914. He played shortstop and pitched the last two innings of a 15–9 victory. In his second at-bat, Ruth hit a long home run to right field; the blast was locally reported to be longer than a legendary shot hit by Jim Thorpe in Fayetteville. Ruth made his first appearance against a team in organized baseball in an exhibition game versus the major-league Philadelphia Phillies. Ruth pitched the middle three innings and gave up two runs in the fourth, but then settled down and pitched a scoreless fifth and sixth innings. In a game against the Phillies the following afternoon, Ruth entered during the sixth inning and did not allow a run the rest of the way. The Orioles scored seven runs in the bottom of the eighth inning to overcome a 6–0 deficit, and Ruth was the winning pitcher.
Once the regular season began, Ruth was a star pitcher who was also dangerous at the plate. The team performed well, yet received almost no attention from the Baltimore press. A third major league, the Federal League, had begun play, and the local franchise, the Baltimore Terrapins, restored that city to the major leagues for the first time since 1902. Few fans visited Oriole Park, where Ruth and his teammates labored in relative obscurity. Ruth may have been offered a bonus and a larger salary to jump to the Terrapins; when rumors to that effect swept Baltimore, giving Ruth the most publicity he had experienced to date, a Terrapins official denied it, stating it was their policy not to sign players under contract to Dunn.
The competition from the Terrapins caused Dunn to sustain large losses. Although by late June the Orioles were in first place, having won over two-thirds of their games, the paid attendance dropped as low as 150. Dunn explored a possible move by the Orioles to Richmond, Virginia, as well as the sale of a minority interest in the club. These possibilities fell through, leaving Dunn with little choice other than to sell his best players to major league teams to raise money. He offered Ruth to the reigning World Series champions, Connie Mack's Philadelphia Athletics, but Mack had his own financial problems. The Cincinnati Reds and New York Giants expressed interest in Ruth, but Dunn sold his contract, along with those of pitchers Ernie Shore and Ben Egan, to the Boston Red Sox of the American League (AL) on July 4. The sale price was announced as $25,000 but other reports lower the amount to half that, or possibly $8,500 plus the cancellation of a $3,000 loan. Ruth remained with the Orioles for several days while the Red Sox completed a road trip, and reported to the team in Boston on July 11.
Boston Red Sox (1914–1919)
Developing star
On July 11, 1914, Ruth arrived in Boston with Egan and Shore. Ruth later told the story of how that morning he had met Helen Woodford, who would become his first wife. She was a 16-year-old waitress at Landers Coffee Shop, and Ruth related that she served him when he had breakfast there. Other stories, though, suggested that the meeting occurred on another day, and perhaps under other circumstances. Regardless of when he began to woo his first wife, he won his first game as a pitcher for the Red Sox that afternoon, 4–3, over the Cleveland Naps. His catcher was Bill Carrigan, who was also the Red Sox manager. Shore was given a start by Carrigan the next day; he won that and his second start and thereafter was pitched regularly. Ruth lost his second start, and was thereafter little used. In his major league debut as a batter, Ruth went 0-for-2 against left-hander Willie Mitchell, striking out in his first at bat before being removed for a pinch hitter in the seventh inning. Ruth was not much noticed by the fans, as Bostonians watched the Red Sox's crosstown rivals, the Braves, begin a legendary comeback that would take them from last place on the Fourth of July to the 1914 World Series championship.
Egan was traded to Cleveland after two weeks on the Boston roster. During his time with the Red Sox, he kept an eye on the inexperienced Ruth, much as Dunn had in Baltimore. When he was traded, no one took his place as supervisor. Ruth's new teammates considered him brash and would have preferred him as a rookie to remain quiet and inconspicuous. When Ruth insisted on taking batting practice despite being both a rookie who did not play regularly and a pitcher, he arrived to find his bats sawed in half. His teammates nicknamed him "the Big Baboon", a name the swarthy Ruth, who had disliked the nickname "Niggerlips" at St. Mary's, detested. Ruth had received a raise on promotion to the major leagues and quickly acquired tastes for fine food, liquor, and women, among other temptations.
Manager Carrigan allowed Ruth to pitch two exhibition games in mid-August. Although Ruth won both against minor-league competition, he was not restored to the pitching rotation. It is uncertain why Carrigan did not give Ruth additional opportunities to pitch. There are legends—filmed for the screen in The Babe Ruth Story (1948)—that the young pitcher had a habit of signaling his intent to throw a curveball by sticking out his tongue slightly, and that he was easy to hit until this changed. Creamer pointed out that it is common for inexperienced pitchers to display such habits, and the need to break Ruth of his would not constitute a reason to not use him at all. The biographer suggested that Carrigan was unwilling to use Ruth because of the rookie's poor behavior.
On July 30, 1914, Boston owner Joseph Lannin had purchased the minor-league Providence Grays, members of the International League. The Providence team had been owned by several people associated with the Detroit Tigers, including star hitter Ty Cobb, and as part of the transaction, a Providence pitcher was sent to the Tigers. To soothe Providence fans upset at losing a star, Lannin announced that the Red Sox would soon send a replacement to the Grays. This was intended to be Ruth, but his departure for Providence was delayed when Cincinnati Reds owner Garry Herrmann claimed him off of waivers. After Lannin wrote to Herrmann explaining that the Red Sox wanted Ruth in Providence so he could develop as a player, and would not release him to a major league club, Herrmann allowed Ruth to be sent to the minors. Carrigan later stated that Ruth was not sent down to Providence to make him a better player, but to help the Grays win the International League pennant (league championship).
Ruth joined the Grays on August 18, 1914. After Dunn's deals, the Baltimore Orioles managed to hold on to first place until August 15, after which they continued to fade, leaving the pennant race between Providence and Rochester. Ruth was deeply impressed by Providence manager "Wild Bill" Donovan, previously a star pitcher with a 25–4 win–loss record for Detroit in 1907; in later years, he credited Donovan with teaching him much about pitching. Ruth was often called upon to pitch, in one stretch starting (and winning) four games in eight days. On September 5 at Maple Leaf Park in Toronto, Ruth pitched a one-hit 9–0 victory, and hit his first professional home run, his only one as a minor leaguer, off Ellis Johnson. Recalled to Boston after Providence finished the season in first place, he pitched and won a game for the Red Sox against the New York Yankees on October 2, getting his first major league hit, a double. Ruth finished the season with a record of 2–1 as a major leaguer and 23–8 in the International League (for Baltimore and Providence). Once the season concluded, Ruth married Helen in Ellicott City, Maryland. Creamer speculated that they did not marry in Baltimore, where the newlyweds boarded with George Ruth Sr., to avoid possible interference from those at St. Mary's—both bride and groom were not yet of age and Ruth remained on parole from that institution until his 21st birthday.
In March 1915, Ruth reported to Hot Springs, Arkansas, for his first major league spring training. Despite a relatively successful first season, he was not slated to start regularly for the Red Sox, who already had two "superb" left-handed pitchers, according to Creamer: the established stars Dutch Leonard, who had broken the record for the lowest earned run average (ERA) in a single season; and Ray Collins, a 20-game winner in both 1913 and 1914. Ruth was ineffective in his first start, taking the loss in the third game of the season. Injuries and ineffective pitching by other Boston pitchers gave Ruth another chance, and after some good relief appearances, Carrigan allowed Ruth another start, and he won a rain-shortened seven inning game. Ten days later, the manager had him start against the New York Yankees at the Polo Grounds. Ruth took a 3–2 lead into the ninth, but lost the game 4–3 in 13 innings. Ruth, hitting ninth as was customary for pitchers, hit a massive home run into the upper deck in right field off of Jack Warhop. At the time, home runs were rare in baseball, and Ruth's majestic shot awed the crowd. The winning pitcher, Warhop, would in August 1915 conclude a major league career of eight seasons, undistinguished but for being the first major league pitcher to give up a home run to Babe Ruth.
Carrigan was sufficiently impressed by Ruth's pitching to give him a spot in the starting rotation. Ruth finished the 1915 season 18–8 as a pitcher; as a hitter, he batted .315 and had four home runs. The Red Sox won the AL pennant, but with the pitching staff healthy, Ruth was not called upon to pitch in the 1915 World Series against the Philadelphia Phillies. Boston won in five games. Ruth was used as a pinch hitter in Game Five, but grounded out against Phillies ace Grover Cleveland Alexander. Despite his success as a pitcher, Ruth was acquiring a reputation for long home runs; at Sportsman's Park against the St. Louis Browns, a Ruth hit soared over Grand Avenue, breaking the window of a Chevrolet dealership.
In 1916, attention focused on Ruth's pitching as he engaged in repeated pitching duels with Washington Senators' ace Walter Johnson. The two met five times during the season with Ruth winning four and Johnson one (Ruth had a no decision in Johnson's victory). Two of Ruth's victories were by the score of 1–0, one in a 13-inning game. Of the 1–0 shutout decided without extra innings, AL president Ban Johnson stated, "That was one of the best ball games I have ever seen." For the season, Ruth went 23–12, with a 1.75 ERA and nine shutouts, both of which led the league. Ruth's nine shutouts in 1916 set a league record for left-handers that would remain unmatched until Ron Guidry tied it in 1978. The Red Sox won the pennant and World Series again, this time defeating the Brooklyn Robins (as the Dodgers were then known) in five games. Ruth started and won Game 2, 2–1, in 14 innings. Until another game of that length was played in 2005, this was the longest World Series game, and Ruth's pitching performance is still the longest postseason complete game victory.
Carrigan retired as player and manager after 1916, returning to his native Maine to be a businessman. Ruth, who played under four managers who are in the National Baseball Hall of Fame, always maintained that Carrigan, who is not enshrined there, was the best skipper he ever played for. There were other changes in the Red Sox organization that offseason, as Lannin sold the team to a three-man group headed by New York theatrical promoter Harry Frazee. Jack Barry was hired by Frazee as manager.
Emergence as a hitter
Ruth went 24–13 with a 2.01 ERA and six shutouts in 1917, but the Sox finished in second place in the league, nine games behind the Chicago White Sox in the standings. On June 23 at Washington, when home plate umpire 'Brick' Owens called the first four pitches as balls, Ruth was ejected from the game and threw a punch at him, and was later suspended for ten days and fined $100. Ernie Shore was called in to relieve Ruth, and was allowed eight warm-up pitches. The runner who had reached base on the walk was caught stealing, and Shore retired all 26 batters he faced to win the game. Shore's feat was listed as a perfect game for many years. In 1991, Major League Baseball's (MLB) Committee on Statistical Accuracy amended it to be listed as a combined no-hitter. In 1917, Ruth was used little as a batter, other than for his plate appearances while pitching, and hit .325 with two home runs.
The United States' entry into World War I occurred at the start of the season and overshadowed baseball. Conscription was introduced in September 1917, and most baseball players in the big leagues were of draft age. This included Barry, who was a player-manager, and who joined the Naval Reserve in an attempt to avoid the draft, only to be called up after the 1917 season. Frazee hired International League President Ed Barrow as Red Sox manager. Barrow had spent the previous 30 years in a variety of baseball jobs, though he never played the game professionally. With the major leagues shorthanded because of the war, Barrow had many holes in the Red Sox lineup to fill.
Ruth also noticed these vacancies in the lineup. He was dissatisfied in the role of a pitcher who appeared every four or five days and wanted to play every day at another position. Barrow used Ruth at first base and in the outfield during the exhibition season, but he restricted him to pitching as the team moved toward Boston and the season opener. At the time, Ruth was possibly the best left-handed pitcher in baseball, and allowing him to play another position was an experiment that could have backfired.
Inexperienced as a manager, Barrow had player Harry Hooper advise him on baseball game strategy. Hooper urged his manager to allow Ruth to play another position when he was not pitching, arguing to Barrow, who had invested in the club, that the crowds were larger on days when Ruth played, as they were attracted by his hitting. In early May, Barrow gave in; Ruth promptly hit home runs in four consecutive games (one an exhibition), the last off of Walter Johnson. For the first time in his career (disregarding pinch-hitting appearances), Ruth was assigned a place in the batting order higher than ninth.
Although Barrow predicted that Ruth would beg to return to pitching the first time he experienced a batting slump, that did not occur. Barrow used Ruth primarily as an outfielder in the war-shortened 1918 season. Ruth hit .300, with 11 home runs, enough to secure him a share of the major league home run title with Tilly Walker of the Philadelphia Athletics. He was still occasionally used as a pitcher, and had a 13–7 record with a 2.22 ERA.
In 1918, the Red Sox won their third pennant in four years and faced the Chicago Cubs in the World Series, which began on September 5, the earliest date in history. The season had been shortened because the government had ruled that baseball players who were eligible for the military would have to be inducted or work in critical war industries, such as armaments plants. Ruth pitched and won Game One for the Red Sox, a 1–0 shutout. Before Game Four, Ruth injured his left hand in a fight but pitched anyway. He gave up seven hits and six walks, but was helped by outstanding fielding behind him and by his own batting efforts, as a fourth-inning triple by Ruth gave his team a 2–0 lead. The Cubs tied the game in the eighth inning, but the Red Sox scored to take a 3–2 lead again in the bottom of that inning. After Ruth gave up a hit and a walk to start the ninth inning, he was relieved on the mound by Joe Bush. To keep Ruth and his bat in the game, he was sent to play left field. Bush retired the side to give Ruth his second win of the Series, and the third and last World Series pitching victory of his career, against no defeats, in three pitching appearances. Ruth's effort gave his team a three-games-to-one lead, and two days later the Red Sox won their third Series in four years, four-games-to-two. Before allowing the Cubs to score in Game Four, Ruth pitched consecutive scoreless innings, a record for the World Series that stood for more than 40 years until 1961, broken by Whitey Ford after Ruth's death. Ruth was prouder of that record than he was of any of his batting feats.
With the World Series over, Ruth gained exemption from the war draft by accepting a nominal position with a Pennsylvania steel mill. Many industrial establishments took pride in their baseball teams and sought to hire major leaguers. The end of the war in November set Ruth free to play baseball without such contrivances.
During the 1919 season, Ruth was used as a pitcher in only 17 of his 130 games and compiled a 9–5 record. Barrow used him as a pitcher mostly in the early part of the season, when the Red Sox manager still had hopes of a second consecutive pennant. By late June, the Red Sox were clearly out of the race, and Barrow had no objection to Ruth concentrating on his hitting, if only because it drew people to the ballpark. Ruth had hit a home run against the Yankees on Opening Day, and another during a month-long batting slump that soon followed. Relieved of his pitching duties, Ruth began an unprecedented spell of slugging home runs, which gave him widespread public and press attention. Even his failures were seen as majestic—one sportswriter said, "When Ruth misses a swipe at the ball, the stands quiver."
Two home runs by Ruth on July 5, and one in each of two consecutive games a week later, raised his season total to 11, tying his career best from 1918. The first record to fall was the AL single-season mark of 16, set by Ralph "Socks" Seybold in 1902. Ruth matched that on July 29, then pulled ahead toward the major league record of 25, set by Buck Freeman in 1899. By the time Ruth reached this in early September, writers had discovered that Ned Williamson of the 1884 Chicago White Stockings had hit 27—though in a ballpark where the distance to right field was only . On September 20, "Babe Ruth Day" at Fenway Park, Ruth won the game with a home run in the bottom of the ninth inning, tying Williamson. He broke the record four days later against the Yankees at the Polo Grounds, and hit one more against the Senators to finish with 29. The home run at Washington made Ruth the first major league player to hit a home run at all eight ballparks in his league. In spite of Ruth's hitting heroics, the Red Sox finished sixth, games behind the league champion White Sox. In his six seasons with Boston, he won 89 games and recorded a 2.19 ERA. He had a four-year stretch where he was second in the AL in wins and ERA behind Walter Johnson, and Ruth had a winning record against Johnson in head-to-head matchups.
Sale to New York
As an out-of-towner from New York City, Frazee had been regarded with suspicion by Boston's sportswriters and baseball fans when he bought the team. He won them over with success on the field and a willingness to build the Red Sox by purchasing or trading for players. He offered the Senators $60,000 for Walter Johnson, but Washington owner Clark Griffith was unwilling. Even so, Frazee was successful in bringing other players to Boston, especially as replacements for players in the military. This willingness to spend for players helped the Red Sox secure the 1918 title. The 1919 season saw record-breaking attendance, and Ruth's home runs for Boston made him a national sensation. In March 1919 Ruth was reported as having accepted a three-year contract for a total of $27,000, after protracted negotiations. Nevertheless, on December 26, 1919, Frazee sold Ruth's contract to the New York Yankees.
Not all the circumstances concerning the sale are known, but brewer and former congressman Jacob Ruppert, the New York team's principal owner, reportedly asked Yankee manager Miller Huggins what the team needed to be successful. "Get Ruth from Boston", Huggins supposedly replied, noting that Frazee was perennially in need of money to finance his theatrical productions. In any event, there was precedent for the Ruth transaction: when Boston pitcher Carl Mays left the Red Sox in a 1919 dispute, Frazee had settled the matter by selling Mays to the Yankees, though over the opposition of AL President Johnson.
According to one of Ruth's biographers, Jim Reisler, "why Frazee needed cash in 1919—and large infusions of it quickly—is still, more than 80 years later, a bit of a mystery". The often-told story is that Frazee needed money to finance the musical No, No, Nanette, which was a Broadway hit and brought Frazee financial security. That play did not open until 1925, however, by which time Frazee had sold the Red Sox. Still, the story may be true in essence: No, No, Nanette was based on a Frazee-produced play, My Lady Friends, which opened in 1919.
There were other financial pressures on Frazee, despite his team's success. Ruth, fully aware of baseball's popularity and his role in it, wanted to renegotiate his contract, signed before the 1919 season for $10,000 per year through 1921. He demanded that his salary be doubled, or he would sit out the season and cash in on his popularity through other ventures. Ruth's salary demands were causing other players to ask for more money. Additionally, Frazee still owed Lannin as much as $125,000 from the purchase of the club.
Although Ruppert and his co-owner, Colonel Tillinghast Huston, were both wealthy, and had aggressively purchased and traded for players in 1918 and 1919 to build a winning team, Ruppert faced losses in his brewing interests as Prohibition was implemented, and if their team left the Polo Grounds, where the Yankees were the tenants of the New York Giants, building a stadium in New York would be expensive. Nevertheless, when Frazee, who moved in the same social circles as Huston, hinted to the colonel that Ruth was available for the right price, the Yankees owners quickly pursued the purchase.
Frazee sold the rights to Babe Ruth for $100,000, the largest sum ever paid for a baseball player. The deal also involved a $350,000 loan from Ruppert to Frazee, secured by a mortgage on Fenway Park. Once it was agreed, Frazee informed Barrow, who, stunned, told the owner that he was getting the worse end of the bargain. Cynics have suggested that Barrow may have played a larger role in the Ruth sale, as less than a year after, he became the Yankee general manager, and in the following years made a number of purchases of Red Sox players from Frazee. The $100,000 price included $25,000 in cash, and notes for the same amount due November 1 in 1920, 1921, and 1922; Ruppert and Huston assisted Frazee in selling the notes to banks for immediate cash.
The transaction was contingent on Ruth signing a new contract, which was quickly accomplished—Ruth agreed to fulfill the remaining two years on his contract, but was given a $20,000 bonus, payable over two seasons. The deal was announced on January 6, 1920. Reaction in Boston was mixed: some fans were embittered at the loss of Ruth; others conceded that Ruth had become difficult to deal with. The New York Times suggested that "The short right field wall at the Polo Grounds should prove an easy target for Ruth next season and, playing seventy-seven games at home, it would not be surprising if Ruth surpassed his home run record of twenty-nine circuit clouts next Summer." According to Reisler, "The Yankees had pulled off the sports steal of the century."
According to Marty Appel in his history of the Yankees, the transaction, "changed the fortunes of two high-profile franchises for decades". The Red Sox, winners of five of the first 16 World Series, those played between 1903 and 1919, would not win another pennant until 1946, or another World Series until 2004, a drought attributed in baseball superstition to Frazee's sale of Ruth and sometimes dubbed the "Curse of the Bambino". Conversely, the Yankees had not won the AL championship prior to their acquisition of Ruth. They won seven AL pennants and four World Series with him, and led baseball with 40 pennants and 27 World Series titles in their history.
New York Yankees (1920–1934)
Initial success (1920–1923)
When Ruth signed with the Yankees, he completed his transition from a pitcher to a power-hitting outfielder. His fifteen-season Yankee career consisted of over 2,000 games, and Ruth broke many batting records while making only five widely scattered appearances on the mound, winning all of them.
At the end of April 1920, the Yankees were 4–7, with the Red Sox leading the league with a 10–2 mark. Ruth had done little, having injured himself swinging the bat. Both situations began to change on May 1, when Ruth hit a tape measure home run that sent the ball completely out of the Polo Grounds, a feat believed to have been previously accomplished only by Shoeless Joe Jackson. The Yankees won, 6–0, taking three out of four from the Red Sox. Ruth hit his second home run on May 2, and by the end of the month had set a major league record for home runs in a month with 11, and promptly broke it with 13 in June. Fans responded with record attendance figures. On May 16, Ruth and the Yankees drew 38,600 to the Polo Grounds, a record for the ballpark, and 15,000 fans were turned away. Large crowds jammed stadiums to see Ruth play when the Yankees were on the road.
The home runs kept on coming. Ruth tied his own record of 29 on July 15 and broke it with home runs in both games of a doubleheader four days later. By the end of July, he had 37, but his pace slackened somewhat after that. Nevertheless, on September 4, he both tied and broke the organized baseball record for home runs in a season, snapping Perry Werden's 1895 mark of 44 in the minor Western League. The Yankees played well as a team, battling for the league lead early in the summer, but slumped in August in the AL pennant battle with Chicago and Cleveland. The pennant and the World Series were won by Cleveland, who surged ahead after the Black Sox Scandal broke on September 28 and led to the suspension of many of Chicago's top players, including Shoeless Joe Jackson. The Yankees finished third, but drew 1.2 million fans to the Polo Grounds, the first time a team had drawn a seven-figure attendance. The rest of the league sold 600,000 more tickets, many fans there to see Ruth, who led the league with 54 home runs, 158 runs, and 137 runs batted in (RBIs).
In 1920 and afterwards, Ruth was aided in his power hitting by the fact that A.J. Reach Company—the maker of baseballs used in the major leagues—was using a more efficient machine to wind the yarn found within the baseball. The new baseballs went into play in 1920 and ushered the start of the live-ball era; the number of home runs across the major leagues increased by 184 over the previous year. Baseball statistician Bill James pointed out that while Ruth was likely aided by the change in the baseball, there were other factors at work, including the gradual abolition of the spitball (accelerated after the death of Ray Chapman, struck by a pitched ball thrown by Mays in August 1920) and the more frequent use of new baseballs (also a response to Chapman's death). Nevertheless, James theorized that Ruth's 1920 explosion might have happened in 1919, had a full season of 154 games been played rather than 140, had Ruth refrained from pitching 133 innings that season, and if he were playing at any other home field but Fenway Park, where he hit only 9 of 29 home runs.
Yankees business manager Harry Sparrow had died early in the 1920 season. Ruppert and Huston hired Barrow to replace him. The two men quickly made a deal with Frazee for New York to acquire some of the players who would be mainstays of the early Yankee pennant-winning teams, including catcher Wally Schang and pitcher Waite Hoyt. The 21-year-old Hoyt became close to Ruth:
In the offseason, Ruth spent some time in Havana, Cuba, where he was said to have lost $35,000 () betting on horse races.
Ruth hit home runs early and often in the 1921 season, during which he broke Roger Connor's mark for home runs in a career, 138. Each of the almost 600 home runs Ruth hit in his career after that extended his own record. After a slow start, the Yankees were soon locked in a tight pennant race with Cleveland, winners of the 1920 World Series. On September 15, Ruth hit his 55th home run, breaking his year-old single-season record. In late September, the Yankees visited Cleveland and won three out of four games, giving them the upper hand in the race, and clinched their first pennant a few days later. Ruth finished the regular season with 59 home runs, batting .378 and with a slugging percentage of .846. Ruth's 177 runs scored, 119 extra-base hits, and 457 total bases set modern-era records that still stand as of .
The Yankees had high expectations when they met the New York Giants in the 1921 World Series, every game of which was played in the Polo Grounds. The Yankees won the first two games with Ruth in the lineup. However, Ruth badly scraped his elbow during Game 2 when he slid into third base (he had walked and stolen both second and third bases). After the game, he was told by the team physician not to play the rest of the series. Despite this advice, he did play in the next three games, and pinch-hit in Game Eight of the best-of-nine series, but the Yankees lost, five games to three. Ruth hit .316, drove in five runs and hit his first World Series home run.
After the Series, Ruth and teammates Bob Meusel and Bill Piercy participated in a barnstorming tour in the Northeast. A rule then in force prohibited World Series participants from playing in exhibition games during the offseason, the purpose being to prevent Series participants from replicating the Series and undermining its value. Baseball Commissioner Kenesaw Mountain Landis suspended the trio until May 20, 1922, and fined them their 1921 World Series checks. In August 1922, the rule was changed to allow limited barnstorming for World Series participants, with Landis's permission required.
On March 4, 1922, Ruth signed a new contract for three years at $52,000 a year (). This was more than two times the largest sum ever paid to a ballplayer up to that point and it represented 40% of the team's player payroll.
Despite his suspension, Ruth was named the Yankees' new on-field captain prior to the 1922 season. During the suspension, he worked out with the team in the morning and played exhibition games with the Yankees on their off days. He and Meusel returned on May 20 to a sellout crowd at the Polo Grounds, but Ruth batted 0-for-4 and was booed. On May 25, he was thrown out of the game for throwing dust in umpire George Hildebrand's face, then climbed into the stands to confront a heckler. Ban Johnson ordered him fined, suspended, and stripped of position as team captain. In his shortened season, Ruth appeared in 110 games, batted .315, with 35 home runs, and drove in 99 runs, but the 1922 season was a disappointment in comparison to his two previous dominating years. Despite Ruth's off-year, the Yankees managed to win the pennant and faced the New York Giants in the World Series for the second consecutive year. In the Series, Giants manager John McGraw instructed his pitchers to throw him nothing but curveballs, and Ruth never adjusted. Ruth had just two hits in 17 at bats, and the Yankees lost to the Giants for the second straight year, by 4–0 (with one tie game). Sportswriter Joe Vila called him, "an exploded phenomenon".
After the season, Ruth was a guest at an Elks Club banquet, set up by Ruth's agent with Yankee team support. There, each speaker, concluding with future New York mayor Jimmy Walker, censured him for his poor behavior. An emotional Ruth promised reform, and, to the surprise of many, followed through. When he reported to spring training, he was in his best shape as a Yankee, weighing only .
The Yankees' status as tenants of the Giants at the Polo Grounds had become increasingly uneasy, and in 1922, Giants owner Charles Stoneham said the Yankees' lease, expiring after that season, would not be renewed. Ruppert and Huston had long contemplated a new stadium, and had taken an option on property at 161st Street and River Avenue in the Bronx. Yankee Stadium was completed in time for the home opener on April 18, 1923, at which Ruth hit the first home run in what was quickly dubbed "the House that Ruth Built". The ballpark was designed with Ruth in mind: although the venue's left-field fence was further from home plate than at the Polo Grounds, Yankee Stadium's right-field fence was closer, making home runs easier to hit for left-handed batters. To spare Ruth's eyes, right field—his defensive position—was not pointed into the afternoon sun, as was traditional; left fielder Meusel soon developed headaches from squinting toward home plate.
During the 1923 season, the Yankees were never seriously challenged and won the AL pennant by 17 games. Ruth finished the season with a career-high .393 batting average and 41 home runs, which tied Cy Williams for the most in the major-leagues that year. Ruth hit a career-high 45 doubles in 1923, and he reached base 379 times, then a major league record. For the third straight year, the Yankees faced the Giants in the World Series, which Ruth dominated. He batted .368, walked eight times, scored eight runs, hit three home runs and slugged 1.000 during the series, as the Yankees christened their new stadium with their first World Series championship, four games to two.
Batting title and "bellyache" (1924–1925)
In 1924, the Yankees were favored to become the first team to win four consecutive pennants. Plagued by injuries, they found themselves in a battle with the Senators. Although the Yankees won 18 of 22 at one point in September, the Senators beat out the Yankees by two games. Ruth hit .378, winning his only AL batting title, with a league-leading 46 home runs.
Ruth did not look like an athlete; he was described as "toothpicks attached to a piano", with a big upper body but thin wrists and legs. Ruth had kept up his efforts to stay in shape in 1923 and 1924, but by early 1925 weighed nearly . His annual visit to Hot Springs, Arkansas, where he exercised and took saunas early in the year, did him no good as he spent much of the time carousing in the resort town. He became ill while there, and relapsed during spring training. Ruth collapsed in Asheville, North Carolina, as the team journeyed north. He was put on a train for New York, where he was briefly hospitalized. A rumor circulated that he had died, prompting British newspapers to print a premature obituary. In New York, Ruth collapsed again and was found unconscious in his hotel bathroom. He was taken to a hospital where he had multiple convulsions. After sportswriter W. O. McGeehan wrote that Ruth's illness was due to binging on hot dogs and soda pop before a game, it became known as "the bellyache heard 'round the world". However, the exact cause of his ailment has never been confirmed and remains a mystery. Glenn Stout, in his history of the Yankees, writes that the Ruth legend is "still one of the most sheltered in sports"; he suggests that alcohol was at the root of Ruth's illness, pointing to the fact that Ruth remained six weeks at St. Vincent's Hospital but was allowed to leave, under supervision, for workouts with the team for part of that time. He concludes that the hospitalization was behavior-related. Playing just 98 games, Ruth had his worst season as a Yankee; he finished with a .290 average and 25 home runs. The Yankees finished next to last in the AL with a 69–85 record, their last season with a losing record until 1965.
Murderers' Row (1926–1928)
Ruth spent part of the offseason of 1925–26 working out at Artie McGovern's gym, where he got back into shape. Barrow and Huggins had rebuilt the team and surrounded the veteran core with good young players like Tony Lazzeri and Lou Gehrig, but the Yankees were not expected to win the pennant.
Ruth returned to his normal production during 1926, when he batted .372 with 47 home runs and 146 RBIs. The Yankees built a 10-game lead by mid-June and coasted to win the pennant by three games. The St. Louis Cardinals had won the National League with the lowest winning percentage for a pennant winner to that point (.578) and the Yankees were expected to win the World Series easily. Although the Yankees won the opener in New York, St. Louis took Games Two and Three. In Game Four, Ruth hit three home runs—the first time this had been done in a World Series game—to lead the Yankees to victory. In the fifth game, Ruth caught a ball as he crashed into the fence. The play was described by baseball writers as a defensive gem. New York took that game, but Grover Cleveland Alexander won Game Six for St. Louis to tie the Series at three games each, then got very drunk. He was nevertheless inserted into Game Seven in the seventh inning and shut down the Yankees to win the game, 3–2, and win the Series. Ruth had hit his fourth home run of the Series earlier in the game and was the only Yankee to reach base off Alexander; he walked in the ninth inning before being thrown out to end the game when he attempted to steal second base. Although Ruth's attempt to steal second is often deemed a baserunning blunder, Creamer pointed out that the Yankees' chances of tying the game would have been greatly improved with a runner in scoring position.
The 1926 World Series was also known for Ruth's promise to Johnny Sylvester, a hospitalized 11-year-old boy. Ruth promised the child that he would hit a home run on his behalf. Sylvester had been injured in a fall from a horse, and a friend of Sylvester's father gave the boy two autographed baseballs signed by Yankees and Cardinals. The friend relayed a promise from Ruth (who did not know the boy) that he would hit a home run for him. After the Series, Ruth visited the boy in the hospital. When the matter became public, the press greatly inflated it, and by some accounts, Ruth allegedly saved the boy's life by visiting him, emotionally promising to hit a home run, and doing so. Ruth's 1926 salary of $52,000 was far more than any other baseball player, but he made at least twice as much in other income, including $100,000 from 12 weeks of vaudeville.
The 1927 New York Yankees team is considered one of the greatest squads to ever take the field. Known as Murderers' Row because of the power of its lineup, the team clinched first place on Labor Day, won a then-AL-record 110 games and took the AL pennant by 19 games. There was no suspense in the pennant race, and the nation turned its attention to Ruth's pursuit of his own single-season home run record of 59 round trippers. Ruth was not alone in this chase. Teammate Lou Gehrig proved to be a slugger who was capable of challenging Ruth for his home run crown; he tied Ruth with 24 home runs late in June. Through July and August, the dynamic duo was never separated by more than two home runs. Gehrig took the lead, 45–44, in the first game of a doubleheader at Fenway Park early in September; Ruth responded with two blasts of his own to take the lead, as it proved permanently—Gehrig finished with 47. Even so, as of September 6, Ruth was still several games off his 1921 pace, and going into the final series against the Senators, had only 57. He hit two in the first game of the series, including one off of Paul Hopkins, facing his first major league batter, to tie the record. The following day, September 30, he broke it with his 60th homer, in the eighth inning off Tom Zachary to break a 2–2 tie. "Sixty! Let's see some son of a bitch try to top that one", Ruth exulted after the game. In addition to his career-high 60 home runs, Ruth batted .356, drove in 164 runs and slugged .772. In the 1927 World Series, the Yankees swept the Pittsburgh Pirates in four games; the National Leaguers were disheartened after watching the Yankees take batting practice before Game One, with ball after ball leaving Forbes Field. According to Appel, "The 1927 New York Yankees. Even today, the words inspire awe... all baseball success is measured against the '27 team."
The following season started off well for the Yankees, who led the league in the early going. But the Yankees were plagued by injuries, erratic pitching and inconsistent play. The Philadelphia Athletics, rebuilding after some lean years, erased the Yankees' big lead and even took over first place briefly in early September. The Yankees, however, regained first place when they beat the Athletics three out of four games in a pivotal series at Yankee Stadium later that month, and clinched the pennant in the final weekend of the season. Ruth's play in 1928 mirrored his team's performance. He got off to a hot start and on August 1, he had 42 home runs. This put him ahead of his 60 home run pace from the previous season. He then slumped for the latter part of the season, and he hit just twelve home runs in the last two months. Ruth's batting average also fell to .323, well below his career average. Nevertheless, he ended the season with 54 home runs. The Yankees swept the favored Cardinals in four games in the World Series, with Ruth batting .625 and hitting three home runs in Game Four, including one off Alexander.
"Called shot" and final Yankee years (1929–1934)
Before the 1929 season, Ruppert (who had bought out Huston in 1923) announced that the Yankees would wear uniform numbers to allow fans at cavernous Yankee Stadium to easily identify the players. The Cardinals and Indians had each experimented with uniform numbers; the Yankees were the first to use them on both home and away uniforms. Ruth batted third and was given number 3. According to a long-standing baseball legend, the Yankees adopted their now-iconic pinstriped uniforms in hopes of making Ruth look slimmer. In truth, though, they had been wearing pinstripes since 1915.
Although the Yankees started well, the Athletics soon proved they were the better team in 1929, splitting two series with the Yankees in the first month of the season, then taking advantage of a Yankee losing streak in mid-May to gain first place. Although Ruth performed well, the Yankees were not able to catch the Athletics—Connie Mack had built another great team. Tragedy struck the Yankees late in the year as manager Huggins died at 51 of erysipelas, a bacterial skin infection, on September 25, only ten days after he had last directed the team. Despite their past differences, Ruth praised Huggins and described him as a "great guy". The Yankees finished second, 18 games behind the Athletics. Ruth hit .345 during the season, with 46 home runs and 154 RBIs.
On October 17, the Yankees hired Bob Shawkey as manager; he was their fourth choice. Ruth had politicked for the job of player-manager, but Ruppert and Barrow never seriously considered him for the position. Stout deemed this the first hint Ruth would have no future with the Yankees once he retired as a player. Shawkey, a former Yankees player and teammate of Ruth, would prove unable to command Ruth's respect.
On January 7, 1930, salary negotiations between the Yankees and Ruth quickly broke down. Having just concluded a three-year contract at an annual salary of $70,000, Ruth promptly rejected both the Yankees' initial proposal of $70,000 for one year and their 'final' offer of two years at seventy-five—the latter figure equaling the annual salary of then US President Herbert Hoover; instead, Ruth demanded at least $85,000 and three years. When asked why he thought he was "worth more than the President of the United States," Ruth responded: "Say, if I hadn't been sick last summer, I'd have broken hell out of that home run record! Besides, the President gets a four-year contract. I'm only asking for three." Exactly two months later, a compromise was reached, with Ruth settling for two years at an unprecedented $80,000 per year. Ruth's salary was more than 2.4 times greater than the next-highest salary that season, a record margin .
In 1930, Ruth hit .359 with 49 home runs (his best in his years after 1928) and 153 RBIs, and pitched his first game in nine years, a complete game victory. Nevertheless, the Athletics won their second consecutive pennant and World Series, as the Yankees finished in third place, sixteen games back. At the end of the season, Shawkey was fired and replaced with Cubs manager Joe McCarthy, though Ruth again unsuccessfully sought the job.
McCarthy was a disciplinarian, but chose not to interfere with Ruth, who did not seek conflict with the manager. The team improved in 1931, but was no match for the Athletics, who won 107 games, games in front of the Yankees. Ruth, for his part, hit .373, with 46 home runs and 163 RBIs. He had 31 doubles, his most since 1924. In the 1932 season, the Yankees went 107–47 and won the pennant. Ruth's effectiveness had decreased somewhat, but he still hit .341 with 41 home runs and 137 RBIs. Nevertheless, he was sidelined twice because of injuries during the season.
The Yankees faced the Cubs, McCarthy's former team, in the 1932 World Series. There was bad blood between the two teams as the Yankees resented the Cubs only awarding half a World Series share to Mark Koenig, a former Yankee. The games at Yankee Stadium had not been sellouts; both were won by the home team, with Ruth collecting two singles, but scoring four runs as he was walked four times by the Cubs pitchers. In Chicago, Ruth was resentful at the hostile crowds that met the Yankees' train and jeered them at the hotel. The crowd for Game Three included New York Governor Franklin D. Roosevelt, the Democratic candidate for president, who sat with Chicago Mayor Anton Cermak. Many in the crowd threw lemons at Ruth, a sign of derision, and others (as well as the Cubs themselves) shouted abuse at Ruth and other Yankees. They were briefly silenced when Ruth hit a three-run home run off Charlie Root in the first inning, but soon revived, and the Cubs tied the score at 4–4 in the fourth inning, partly due to Ruth's fielding error in the outfield. When Ruth came to the plate in the top of the fifth, the Chicago crowd and players, led by pitcher Guy Bush, were screaming insults at Ruth. With the count at two balls and one strike, Ruth gestured, possibly in the direction of center field, and after the next pitch (a strike), may have pointed there with one hand. Ruth hit the fifth pitch over the center field fence; estimates were that it traveled nearly . Whether or not Ruth intended to indicate where he planned to (and did) hit the ball (Charlie Devens, who, in 1999, was interviewed as Ruth's surviving teammate in that game, did not think so), the incident has gone down in legend as Babe Ruth's called shot. The Yankees won Game Three, and the following day clinched the Series with another victory. During that game, Bush hit Ruth on the arm with a pitch, causing words to be exchanged and provoking a game-winning Yankee rally.
Ruth remained productive in 1933. He batted .301, with 34 home runs, 103 RBIs, and a league-leading 114 walks, as the Yankees finished in second place, seven games behind the Senators. Athletics manager Connie Mack selected him to play right field in the first Major League Baseball All-Star Game, held on July 6, 1933, at Comiskey Park in Chicago. He hit the first home run in the All-Star Game's history, a two-run blast against Bill Hallahan during the third inning, which helped the AL win the game 4–2. During the final game of the 1933 season, as a publicity stunt organized by his team, Ruth was called upon and pitched a complete game victory against the Red Sox, his final appearance as a pitcher. Despite unremarkable pitching numbers, Ruth had a 5–0 record in five games for the Yankees, raising his career totals to 94–46.
In 1934, Ruth played in his last full season with the Yankees. By this time, years of high living were starting to catch up with him. His conditioning had deteriorated to the point that he could no longer field or run. He accepted a pay cut to $35,000 from Ruppert, but he was still the highest-paid player in the major leagues. He could still handle a bat, recording a .288 batting average with 22 home runs. However, Reisler described these statistics as "merely mortal" by Ruth's previous standards. Ruth was selected to the AL All-Star team for the second consecutive year, even though he was in the twilight of his career. During the game, New York Giants pitcher Carl Hubbell struck out Ruth and four other future Hall-of-Famers consecutively. The Yankees finished second again, seven games behind the Tigers.
Boston Braves (1935)
By this time, Ruth knew he was nearly finished as a player. He desired to remain in baseball as a manager. He was often spoken of as a possible candidate as managerial jobs opened up, but in 1932, when he was mentioned as a contender for the Red Sox position, Ruth stated that he was not yet ready to leave the field. There were rumors that Ruth was a likely candidate each time when the Cleveland Indians, Cincinnati Reds, and Detroit Tigers were looking for a manager, but nothing came of them.
Just before the 1934 season, Ruppert offered to make Ruth the manager of the Yankees' top minor-league team, the Newark Bears, but he was talked out of it by his wife, Claire, and his business manager, Christy Walsh. Tigers owner Frank Navin seriously considered acquiring Ruth and making him player-manager. However, Ruth insisted on delaying the meeting until he came back from a trip to Hawaii. Navin was unwilling to wait. Ruth opted to go on his trip, despite Barrow advising him that he was making a mistake; in any event, Ruth's asking price was too high for the notoriously tight-fisted Navin. The Tigers' job ultimately went to Mickey Cochrane.
Early in the 1934 season, Ruth openly campaigned to become the Yankees manager. However, the Yankee job was never a serious possibility. Ruppert always supported McCarthy, who would remain in his position for another 12 seasons. The relationship between Ruth and McCarthy had been lukewarm at best, and Ruth's managerial ambitions further chilled their interpersonal relations. By the end of the season, Ruth hinted that he would retire unless Ruppert named him manager of the Yankees. When the time came, Ruppert wanted Ruth to leave the team without drama or hard feelings.
During the 1934–35 offseason, Ruth circled the world with his wife; the trip included a barnstorming tour of the Far East. At his final stop in the United Kingdom before returning home, Ruth was introduced to cricket by Australian player Alan Fairfax, and after having little luck in a cricketer's stance, he stood as a baseball batter and launched some massive shots around the field, destroying the bat in the process. Although Fairfax regretted that he could not have the time to make Ruth a cricket player, Ruth had lost any interest in such a career upon learning that the best batsmen made only about $40 per week.
Also during the offseason, Ruppert had been sounding out the other clubs in hopes of finding one that would be willing to take Ruth as a manager and/or a player. However, the only serious offer came from Athletics owner-manager Connie Mack, who gave some thought to stepping down as manager in favor of Ruth. However, Mack later dropped the idea, saying that Ruth's wife would be running the team in a month if Ruth ever took over.
While the barnstorming tour was underway, Ruppert began negotiating with Boston Braves owner Judge Emil Fuchs, who wanted Ruth as a gate attraction. The Braves had enjoyed modest recent success, finishing fourth in the National League in both 1933 and 1934, but the team drew poorly at the box office. Unable to afford the rent at Braves Field, Fuchs had considered holding dog races there when the Braves were not at home, only to be turned down by Landis. After a series of phone calls, letters, and meetings, the Yankees traded Ruth to the Braves on February 26, 1935. Ruppert had stated that he would not release Ruth to go to another team as a full-time player. For this reason, it was announced that Ruth would become a team vice president and would be consulted on all club transactions, in addition to playing. He was also made assistant manager to Braves skipper Bill McKechnie. In a long letter to Ruth a few days before the press conference, Fuchs promised Ruth a share in the Braves' profits, with the possibility of becoming co-owner of the team. Fuchs also raised the possibility of Ruth succeeding McKechnie as manager, perhaps as early as 1936. Ruppert called the deal "the greatest opportunity Ruth ever had".
There was considerable attention as Ruth reported for spring training. He did not hit his first home run of the spring until after the team had left Florida, and was beginning the road north in Savannah. He hit two in an exhibition game against the Bears. Amid much press attention, Ruth played his first home game in Boston in over 16 years. Before an opening-day crowd of over 25,000, including five of New England's six state governors, Ruth accounted for all the Braves' runs in a 4–2 defeat of the New York Giants, hitting a two-run home run, singling to drive in a third run and later in the inning scoring the fourth. Although age and weight had slowed him, he made a running catch in left field that sportswriters deemed the defensive highlight of the game.
Ruth had two hits in the second game of the season, but it quickly went downhill both for him and the Braves from there. The season soon settled down to a routine of Ruth performing poorly on the few occasions he even played at all. As April passed into May, Ruth's physical deterioration became even more pronounced. While he remained productive at the plate early on, he could do little else. His conditioning had become so poor that he could barely trot around the bases. He made so many errors that three Braves pitchers told McKechnie they would not take the mound if he was in the lineup. Before long, Ruth stopped hitting as well. He grew increasingly annoyed that McKechnie ignored most of his advice. McKechnie later said that Ruth's presence made enforcing discipline nearly impossible.
Ruth soon realized that Fuchs had deceived him, and had no intention of making him manager or giving him any significant off-field duties. He later said his only duties as vice president consisted of making public appearances and autographing tickets. Ruth also found out that far from giving him a share of the profits, Fuchs wanted him to invest some of his money in the team in a last-ditch effort to improve its balance sheet. As it turned out, Fuchs and Ruppert had both known all along that Ruth's non-playing positions were meaningless.
By the end of the first month of the season, Ruth concluded he was finished even as a part-time player. As early as May 12, he asked Fuchs to let him retire. Ultimately, Fuchs persuaded Ruth to remain at least until after the Memorial Day doubleheader in Philadelphia. In the interim was a western road trip, at which the rival teams had scheduled days to honor him. In Chicago and St. Louis, Ruth performed poorly, and his batting average sank to .155, with only two additional home runs for a total of three on the season so far. In the first two games in Pittsburgh, Ruth had only one hit, though a long fly caught by Paul Waner probably would have been a home run in any other ballpark besides Forbes Field.
Ruth played in the third game of the Pittsburgh series on May 25, 1935, and added one more tale to his playing legend. Ruth went 4-for-4, including three home runs, though the Braves lost the game 11–7. The last two were off Ruth's old Cubs nemesis, Guy Bush. The final home run, both of the game and of Ruth's career, sailed out of the park over the right field upper deck–the first time anyone had hit a fair ball completely out of Forbes Field. Ruth was urged to make this his last game, but he had given his word to Fuchs and played in Cincinnati and Philadelphia. The first game of the doubleheader in Philadelphia—the Braves lost both—was his final major league appearance. Ruth retired on June 2 after an argument with Fuchs. He finished 1935 with a .181 average—easily his worst as a full-time position player—and the final six of his 714 home runs. The Braves, 10–27 when Ruth left, finished 38–115, at .248 the worst winning percentage in modern National League history. Insolvent like his team, Fuchs gave up control of the Braves before the end of the season; the National League took over the franchise at the end of the year.
Of the 5 members in the inaugural class of Baseball Hall of Fame in 1936 (Ty Cobb, Honus Wagner, Christy Mathewson, Walter Johnson and Ruth himself), only Ruth was not given an offer to manage a baseball team.
Retirement
Although Fuchs had given Ruth his unconditional release, no major league team expressed an interest in hiring him in any capacity. Ruth still hoped to be hired as a manager if he could not play anymore, but only one managerial position, Cleveland, became available between Ruth's retirement and the end of the 1937 season. Asked if he had considered Ruth for the job, Indians owner Alva Bradley replied negatively. Team owners and general managers assessed Ruth's flamboyant personal habits as a reason to exclude him from a managerial job; Barrow said of him, "How can he manage other men when he can't even manage himself?" Creamer believed Ruth was unfairly treated in never being given an opportunity to manage a major league club. The author believed there was not necessarily a relationship between personal conduct and managerial success, noting that John McGraw, Billy Martin, and Bobby Valentine were winners despite character flaws.
Ruth played much golf and in a few exhibition baseball games, where he demonstrated a continuing ability to draw large crowds. This appeal contributed to the Dodgers hiring him as first base coach in 1938. When Ruth was hired, Brooklyn general manager Larry MacPhail made it clear that Ruth would not be considered for the manager's job if, as expected, Burleigh Grimes retired at the end of the season. Although much was said about what Ruth could teach the younger players, in practice, his duties were to appear on the field in uniform and encourage base runners—he was not called upon to relay signs. In August, shortly before the baseball rosters expanded, Ruth sought an opportunity to return as an active player in a pinch hitting role. Ruth often took batting practice before games and felt that he could take on the limited role. Grimes denied his request, citing Ruth's poor vision in his right eye, his inability to run the bases, and the risk of an injury to Ruth.
Ruth got along well with everyone except team captain Leo Durocher, who was hired as Grimes' replacement at season's end. Ruth then left his job as a first base coach and would never again work in any capacity in the game of baseball.
On July 4, 1939, Ruth spoke on Lou Gehrig Appreciation Day at Yankee Stadium as members of the 1927 Yankees and a sellout crowd turned out to honor the first baseman, who was forced into premature retirement by ALS, which would kill him two years later. The next week, Ruth went to Cooperstown, New York, for the formal opening of the Baseball Hall of Fame. Three years earlier, he was one of the first five players elected to the hall. As radio broadcasts of baseball games became popular, Ruth sought a job in that field, arguing that his celebrity and knowledge of baseball would assure large audiences, but he received no offers. During World War II, he made many personal appearances to advance the war effort, including his last appearance as a player at Yankee Stadium, in a 1943 exhibition for the Army-Navy Relief Fund. He hit a long fly ball off Walter Johnson; the blast left the field, curving foul, but Ruth circled the bases anyway. In 1946, he made a final effort to gain a job in baseball when he contacted new Yankees boss MacPhail, but he was sent a rejection letter. In 1999, Ruth's granddaughter, Linda Tosetti, and his stepdaughter, Julia Ruth Stevens, said that Babe's inability to land a managerial role with the Yankees caused him to feel hurt and slump into a severe depression.
Ruth started playing golf when he was 20 and continued playing the game throughout his life. His appearance at many New York courses drew spectators and headlines. Rye Golf Club was among the courses he played with teammate Lyn Lary in June 1933. With birdies on 3 holes, Ruth posted the best score. In retirement, he became one of the first celebrity golfers participating in charity tournaments, including one where he was pitted against Ty Cobb.
Personal life
Ruth met Helen Woodford (1897–1929), by some accounts, in a coffee shop in Boston, where she was a waitress. They married as teenagers on October 17, 1914. Although Ruth later claimed to have been married in Elkton, Maryland, records show that they were married at St. Paul's Catholic Church in Ellicott City. They adopted a daughter, Dorothy (1921–1989), in 1921. Ruth and Helen separated around 1925 reportedly because of Ruth's repeated infidelities and neglect. They appeared in public as a couple for the last time during the 1926 World Series. Helen died in January 1929 at age 31 in a fire in a house in Watertown, Massachusetts owned by Edward Kinder, a dentist with whom she had been living as "Mrs. Kinder". In her book, My Dad, the Babe, Dorothy claimed that she was Ruth's biological child by a mistress named Juanita Jennings. In 1980, Juanita admitted this to Dorothy and Dorothy's stepsister, Julia Ruth Stevens, who was at the time already very ill.
On April 17, 1929, three months after the death of his first wife, Ruth married actress and model Claire Merritt Hodgson (1897–1976) and adopted her daughter Julia (1916–2019). It was the second and final marriage for both parties. Claire, unlike Helen, was well-travelled and educated, and put structure into Ruth's life, like Miller Huggins did for him on the field.
By one account, Julia and Dorothy were, through no fault of their own, the reason for the seven-year rift in Ruth's relationship with teammate Lou Gehrig. Sometime in 1932, during a conversation that she assumed was private, Gehrig's mother remarked, "It's a shame [Claire] doesn't dress Dorothy as nicely as she dresses her own daughter." When the comment got back to Ruth, he angrily told Gehrig to tell his mother to mind her own business. Gehrig, in turn, took offense at what he perceived as Ruth's comment about his mother. The two men reportedly never spoke off the field until they reconciled at Yankee Stadium on Lou Gehrig Appreciation Day, July 4, 1939, shortly after Gehrig's retirement from baseball.
Although Ruth was married throughout most of his baseball career, when team co-owner Tillinghast 'Cap' Huston asked him to tone down his lifestyle, Ruth replied, "I'll promise to go easier on drinking and to get to bed earlier, but not for you, fifty thousand dollars, or two-hundred and fifty thousand dollars will I give up women. They're too much fun." A detective that the Yankees hired to follow him one night in Chicago reported that Ruth had been with six women. Ping Bodie said that he was not Ruth's roommate while traveling; "I room with his suitcase". Before the start of the 1922 season, Ruth had signed a three-year contract at $52,000 per year with an option to renew for two additional years. His performance during the 1922 season had been disappointing, attributed in part to his drinking and late-night hours. After the end of the 1922 season, he was asked to sign a contract addendum with a morals clause. Ruth and Ruppert signed it on November 11, 1922. It called for Ruth to abstain entirely from the use of intoxicating liquors, and to not stay up later than 1:00 a.m. during the training and playing season without permission of the manager. Ruth was also enjoined from any action or misbehavior that would compromise his ability to play baseball.
Cancer and death (1946–1948)
As early as the war years, doctors had cautioned Ruth to take better care of his health, and he grudgingly followed their advice, limiting his drinking and not going on a proposed trip to support the troops in the South Pacific. In 1946, Ruth began experiencing severe pain over his left eye and had difficulty swallowing. In November 1946, Ruth entered French Hospital in New York for tests, which revealed that he had an inoperable malignant tumor at the base of his skull and in his neck. The malady was a lesion known as nasopharyngeal carcinoma, or "lymphoepithelioma". His name and fame gave him access to experimental treatments, and he was one of the first cancer patients to receive both drugs and radiation treatment simultaneously. Having lost , he was discharged from the hospital in February and went to Florida to recuperate. He returned to New York and Yankee Stadium after the season started. The new commissioner, Happy Chandler (Judge Landis had died in 1944), proclaimed April 27, 1947, Babe Ruth Day around the major leagues, with the most significant observance to be at Yankee Stadium. A number of teammates and others spoke in honor of Ruth, who briefly addressed the crowd of almost 60,000. By then, his voice was a soft whisper with a very low, raspy tone.
Around this time, developments in chemotherapy offered some hope for Ruth. The doctors had not told Ruth he had cancer because of his family's fear that he might do himself harm. They treated him with pterolyl triglutamate (Teropterin), a folic acid derivative; he may have been the first human subject. Ruth showed dramatic improvement during the summer of 1947, so much so that his case was presented by his doctors at a scientific meeting, without using his name. He was able to travel around the country, doing promotional work for the Ford Motor Company on American Legion Baseball. He appeared again at another day in his honor at Yankee Stadium in September, but was not well enough to pitch in an old-timers game as he had hoped.
The improvement was only a temporary remission, and by late 1947, Ruth was unable to help with the writing of his autobiography, The Babe Ruth Story, which was almost entirely ghostwritten. In and out of the hospital in Manhattan, he left for Florida in February 1948, doing what activities he could. After six weeks he returned to New York to appear at a book-signing party. He also traveled to California to witness the filming of the movie based on the book.
On June 5, 1948, a "gaunt and hollowed out" Ruth visited Yale University to donate a manuscript of The Babe Ruth Story to its library. At Yale, he met with future president George H. W. Bush, who was the captain of the Yale baseball team. On June 13, Ruth visited Yankee Stadium for the final time in his life, appearing at the 25th-anniversary celebrations of "The House that Ruth Built". By this time he had lost much weight and had difficulty walking. Introduced along with his surviving teammates from 1923, Ruth used a bat as a cane. Nat Fein's photo of Ruth taken from behind, standing near home plate and facing "Ruthville" (right field) became one of baseball's most famous and widely circulated photographs, and won the Pulitzer Prize.
Ruth made one final trip on behalf of American Legion Baseball, then entered Memorial Hospital, where he would die. He was never told he had cancer. But before his death, he surmised it. He was able to leave the hospital for a few short trips, including a final visit to Baltimore. On July 26, 1948, Ruth left the hospital to attend the premiere of the film The Babe Ruth Story. Shortly thereafter, he returned to the hospital for the final time. He was barely able to speak. Ruth's condition gradually grew worse, and only a few visitors were permitted to see him, one of whom was National League president and future Commissioner of Baseball Ford Frick. "Ruth was so thin it was unbelievable. He had been such a big man and his arms were just skinny little bones, and his face was so haggard", Frick said years later.
Thousands of New Yorkers, including many children, stood vigil outside the hospital during Ruth's final days. On August 16, 1948, at 8:01 p.m., Ruth died in his sleep at the age of 53. His open casket was placed on display in the rotunda of Yankee Stadium, where it remained for two days; 77,000 people filed past to pay him tribute. His Requiem Mass was celebrated by Francis Cardinal Spellman at St. Patrick's Cathedral; a crowd estimated at 75,000 waited outside. Ruth is buried with his second wife, Claire, on a hillside in Section 25 at the Gate of Heaven Cemetery in Hawthorne, New York.
Memorial and museum
On April 19, 1949, the Yankees unveiled a granite monument in Ruth's honor in center field of Yankee Stadium. The monument was located in the field of play next to a flagpole and similar tributes to Huggins and Gehrig until the stadium was remodeled from 1974 to 1975, which resulted in the outfield fences moving inward and enclosing the monuments from the playing field. This area was known thereafter as Monument Park. Yankee Stadium, "the House that Ruth Built", was replaced after the 2008 season with a new Yankee Stadium across the street from the old one; Monument Park was subsequently moved to the new venue behind the center field fence. Ruth's uniform number 3 has been retired by the Yankees, and he is one of five Yankees players or managers to have a granite monument within the stadium.
The Babe Ruth Birthplace Museum is located at 216 Emory Street, a Baltimore row house where Ruth was born, and three blocks west of Oriole Park at Camden Yards, where the AL's Baltimore Orioles play. The property was restored and opened to the public in 1973 by the non-profit Babe Ruth Birthplace Foundation, Inc. Ruth's widow, Claire, his two daughters, Dorothy and Julia, and his sister, Mamie, helped select and install exhibits for the museum.
Impact
Ruth was the first baseball star to be the subject of overwhelming public adulation. Baseball had been known for star players such as Ty Cobb and "Shoeless Joe" Jackson, but both men had uneasy relations with fans. In Cobb's case, the incidents were sometimes marked by violence. Ruth's biographers agreed that he benefited from the timing of his ascension to "Home Run King". The country had been hit hard by both the war and the 1918 flu pandemic and longed for something to help put these traumas behind it. Ruth also resonated in a country which felt, in the aftermath of the war, that it took second place to no one. Montville argued that Ruth was a larger-than-life figure who was capable of unprecedented athletic feats in the nation's largest city. Ruth became an icon of the social changes that marked the early 1920s. In his history of the Yankees, Glenn Stout writes that "Ruth was New York incarnate—uncouth and raw, flamboyant and flashy, oversized, out of scale, and absolutely unstoppable".
During his lifetime, Ruth became a symbol of the United States. During World War II Japanese soldiers yelled in English, "To hell with Babe Ruth", to anger American soldiers. Ruth replied that he hoped "every Jap that mention[ed] my name gets shot". Creamer recorded that "Babe Ruth transcended sport and moved far beyond the artificial limits of baselines and outfield fences and sports pages". Wagenheim stated, "He appealed to a deeply rooted American yearning for the definitive climax: clean, quick, unarguable." According to Glenn Stout, "Ruth's home runs were exalted, uplifting experience that meant more to fans than any runs they were responsible for. A Babe Ruth home run was an event unto itself, one that meant anything was possible."
Although Ruth was not just a power hitter—he was the Yankees' best bunter, and an excellent outfielder—Ruth's penchant for hitting home runs altered how baseball is played. Prior to 1920, home runs were unusual, and managers tried to win games by getting a runner on base and bringing him around to score through such means as the stolen base, the bunt, and the hit and run. Advocates of what was dubbed "inside baseball", such as Giants manager McGraw, disliked the home run, considering it a blot on the purity of the game. According to sportswriter W. A. Phelon, after the 1920 season, Ruth's breakout performance that season and the response in excitement and attendance, "settled, for all time to come, that the American public is nuttier over the Home Run than the Clever Fielding or the Hitless Pitching. Viva el Home Run and two times viva Babe Ruth, exponent of the home run, and overshadowing star." Bill James states, "When the owners discovered that the fans liked to see home runs, and when the foundations of the games were simultaneously imperiled by disgrace [in the Black Sox Scandal], then there was no turning back." While a few, such as McGraw and Cobb, decried the passing of the old-style play, teams quickly began to seek and develop sluggers.
According to sportswriter Grantland Rice, only two sports figures of the 1920s approached Ruth in popularity—boxer Jack Dempsey and racehorse Man o' War. One of the factors that contributed to Ruth's broad appeal was the uncertainty about his family and early life. Ruth appeared to exemplify the American success story, that even an uneducated, unsophisticated youth, without any family wealth or connections, can do something better than anyone else in the world. Montville writes that "the fog [surrounding his childhood] will make him forever accessible, universal. He will be the patron saint of American possibility." Similarly, the fact that Ruth played in the pre-television era, when a relatively small portion of his fans had the opportunity to see him play allowed his legend to grow through word of mouth and the hyperbole of sports reporters. Reisler states that recent sluggers who surpassed Ruth's 60-home run mark, such as Mark McGwire and Barry Bonds, generated much less excitement than when Ruth repeatedly broke the single-season home run record in the 1920s. Ruth dominated a relatively small sports world, while Americans of the present era have many sports available to watch.
Legacy
Creamer describes Ruth as "a unique figure in the social history of the United States". Thomas Barthel describes him as one of the first celebrity athletes; numerous biographies have portrayed him as "larger than life". He entered the language: a dominant figure in a field, whether within or outside sports, is often referred to as "the Babe Ruth" of that field. Similarly, "Ruthian" has come to mean in sports, "colossal, dramatic, prodigious, magnificent; with great power". He was the first athlete to make more money from endorsements and other off-the-field activities than from his sport.
In 2006, Montville stated that more books have been written about Ruth than any other member of the Baseball Hall of Fame. At least five of these books (including Creamer's and Wagenheim's) were written in 1973 and 1974. The books were timed to capitalize on the increase in public interest in Ruth as Hank Aaron approached his career home run mark, which he broke on April 8, 1974. As he approached Ruth's record, Aaron stated, "I can't remember a day this year or last when I did not hear the name of Babe Ruth."
Montville suggested that Ruth is probably even more popular today than he was when his career home run record was broken by Aaron. The long ball era that Ruth started continues in baseball, to the delight of the fans. Owners build ballparks to encourage home runs, which are featured on SportsCenter and Baseball Tonight each evening during the season. The questions of performance-enhancing drug use, which dogged later home run hitters such as McGwire and Bonds, do nothing to diminish Ruth's reputation; his overindulgences with beer and hot dogs seem part of a simpler time.
In various surveys and rankings, Ruth has been named the greatest baseball player of all time. In 1998, The Sporting News ranked him number one on the list of "Baseball's 100 Greatest Players". In 1999, baseball fans named Ruth to the Major League Baseball All-Century Team. He was named baseball's Greatest Player Ever in a ballot commemorating the 100th anniversary of professional baseball in 1969. The Associated Press reported in 1993 that Muhammad Ali was tied with Babe Ruth as the most recognized athlete in America. In a 1999 ESPN poll, he was ranked as the second-greatest U.S. athlete of the century, behind Michael Jordan. In 1983, the United States Postal Service honored Ruth with the issuance of a twenty-cent stamp.
Several of the most expensive items of sports memorabilia and baseball memorabilia ever sold at auction are associated with Ruth. , Ruth's 1920 Yankees jersey, which sold for $4,415,658 in 2012 (equivalent to $ million in ), is the third most expensive piece of sports memorabilia ever sold, after Diego Maradona's 1986 World Cup jersey and Pierre de Coubertin's original 1892 Olympic Manifesto. The bat with which he hit the first home run at Yankee Stadium is in The Guinness Book of World Records as the most expensive baseball bat sold at auction, having fetched $1.265 million on December 2, 2004 (equivalent to $ million in ). A hat of Ruth's from the 1934 season set a record for a baseball cap when David Wells sold it at auction for $537,278 in 2012. In 2017, Charlie Sheen sold Ruth's 1927 World Series ring for $2,093,927 at auction. It easily broke the record for a championship ring previously set when Julius Erving's 1974 ABA championship ring sold for $460,741 in 2011.
One long-term survivor of the craze over Ruth may be the Baby Ruth candy bar. The original company to market the confectionery, the Curtis Candy Company, maintained that the bar was named after Ruth Cleveland, daughter of former president Grover Cleveland. She died in 1904 and the bar was first marketed in 1921, at the height of the craze over Ruth. He later sought to market candy bearing his name; he was refused a trademark because of the Baby Ruth bar. Corporate files from 1921 are no longer extant; the brand has changed hands several times and is now owned by Ferrara Candy Company. The Ruth estate licensed his likeness for use in an advertising campaign for Baby Ruth in 1995. In 2005, the Baby Ruth bar became the official candy bar of Major League Baseball in a marketing arrangement.
In 2018, President Donald Trump announced that Ruth, along with Elvis Presley and Antonin Scalia, would posthumously receive the Presidential Medal of Freedom. Montville describes the continuing relevance of Babe Ruth in American culture, more than three-quarters of a century after he last swung a bat in a major league game:
See also
List of career achievements by Babe Ruth
Babe Ruth Award
Babe Ruth Home Run Award
Babe Ruth League
DHL Hometown Heroes
List of Major League Baseball home run records
List of Major League Baseball runs batted in records
The Year Babe Ruth Hit 104 Home Runs
Babe's Dream statue in Baltimore, Maryland
Notes
References
Book sources
Further reading
Books
.
Articles
External links
Official website
Babe Ruth Birthplace and Museum
1895 births
1948 deaths
American League All-Stars
American League batting champions
American League ERA champions
American League home run champions
American League RBI champions
American people of German descent
American people of Prussian descent
American sportsmen
Baltimore Orioles (International League) players
Baseball players from Baltimore
Boston Braves players
Boston Red Sox players
Brooklyn Dodgers coaches
Burials at Gate of Heaven Cemetery (Hawthorne, New York)
Catholics from Maryland
Deaths from cancer in New York (state)
Deaths from esophageal cancer
Major League Baseball first base coaches
Major League Baseball left fielders
Major League Baseball pitchers
Major League Baseball players with retired numbers
Major League Baseball right fielders
National Baseball Hall of Fame inductees
New York Yankees players
Presidential Medal of Freedom recipients
Providence Grays (minor league) players
Vaudeville performers |
4179 | https://en.wikipedia.org/wiki/British%20English | British English | British English (BrE, en-GB, or BE) is the set of varieties of the English language native to Great Britain. More narrowly, it can refer specifically to the English language in England, or, more broadly, to the collective dialects of English throughout the British Isles taken as a single umbrella variety, for instance additionally incorporating Scottish English, Welsh English, and Northern Irish English. Tom McArthur in the Oxford Guide to World English acknowledges that British English shares "all the ambiguities and tensions [with] the word 'British' and as a result can be used and interpreted in two ways, more broadly or more narrowly, within a range of blurring and ambiguity".
Variations exist in formal (both written and spoken) English in the United Kingdom. For example, the adjective wee is almost exclusively used in parts of Scotland, North East England, Northern Ireland, Ireland, and occasionally Yorkshire, whereas the adjective little is predominant elsewhere. Nevertheless, there is a meaningful degree of uniformity in written English within the United Kingdom, and this could be described by the term British English. The forms of spoken English, however, vary considerably more than in most other areas of the world where English is spoken and so a uniform concept of British English is more difficult to apply to the spoken language.
Globally, countries that are former British colonies or members of the Commonwealth tend to follow British English, as is the case for English used within the European Union. In China both British English and American English are taught. The UK government actively teaches and promotes English around the world and operates in over 200 countries.
History
English is a West Germanic language that originated from the Anglo-Frisian dialects brought to Britain by Germanic settlers from various parts of what is now northwest Germany and the northern Netherlands. The resident population at this time was generally speaking Common Brittonic—the insular variety of Continental Celtic, which was influenced by the Roman occupation. This group of languages (Welsh, Cornish, Cumbric) cohabited alongside English into the modern period, but due to their remoteness from the Germanic languages, influence on English was notably limited. However, the degree of influence remains debated, and it has recently been argued that its grammatical influence accounts for the substantial innovations noted between English and the other West Germanic languages.
Initially, Old English was a diverse group of dialects, reflecting the varied origins of the Anglo-Saxon kingdoms of England. One of these dialects, Late West Saxon, eventually came to dominate. The original Old English language was then influenced by two waves of invasion: the first was by speakers of the Scandinavian branch of the Germanic family, who settled in parts of Britain in the eighth and ninth centuries; the second was the Normans in the 11th century, who spoke Old Norman and ultimately developed an English variety of this called Anglo-Norman. These two invasions caused English to become "mixed" to some degree (though it was never a truly mixed language in the strictest sense of the word; mixed languages arise from the cohabitation of speakers of different languages, who develop a hybrid tongue for basic communication).
The more idiomatic, concrete and descriptive English is, the more it is from Anglo-Saxon origins. The more intellectual and abstract English is, the more it contains Latin and French influences, e.g. swine (like the Germanic ) is the animal in the field bred by the occupied Anglo-Saxons and pork (like the French ) is the animal at the table eaten by the occupying Normans. Another example is the Anglo-Saxon meaning cow, and the French meaning beef.
Cohabitation with the Scandinavians resulted in a significant grammatical simplification and lexical enrichment of the Anglo-Frisian core of English; the later Norman occupation led to the grafting onto that Germanic core of a more elaborate layer of words from the Romance branch of the European languages. This Norman influence entered English largely through the courts and government. Thus, English developed into a "borrowing" language of great flexibility and with a huge vocabulary.
Dialects
Dialects and accents vary amongst the four countries of the United Kingdom, as well as within the countries themselves.
The major divisions are normally classified as English English (or English as spoken in England, which encompasses Southern English, West Country, East and West Midlands English and Northern English dialects), Ulster English (in Northern Ireland), Welsh English (not to be confused with the Welsh language), and Scottish English (not to be confused with the Scots language or Scottish Gaelic language). The various British dialects also differ in the words that they have borrowed from other languages.
Around the middle of the 15th century, there were points where within the 5 major dialects there were almost 500 ways to spell the word though.
Research
Following its last major survey of English Dialects (1949–1950), the University of Leeds has started work on a new project. In May 2007 the Arts and Humanities Research Council awarded a grant to Leeds to study British regional dialects.
The team are sifting through a large collection of examples of regional slang words and phrases turned up by the "Voices project" run by the BBC, in which they invited the public to send in examples of English still spoken throughout the country. The BBC Voices project also collected hundreds of news articles about how the British speak English from swearing through to items on language schools. This information will also be collated and analysed by Johnson's team both for content and for where it was reported. "Perhaps the most remarkable finding in the Voices study is that the English language is as diverse as ever, despite our increased mobility and constant exposure to other accents and dialects through TV and radio". When discussing the award of the grant in 2007, Leeds University stated:
English regional
Most people in Britain speak with a regional accent or dialect. However, about 2% of Britons speak with an accent called Received Pronunciation (also called "the King's English", "Oxford English" and "BBC English"), that is essentially region-less. It derives from a mixture of the Midlands and Southern dialects spoken in London in the early modern period. It is frequently used as a model for teaching English to foreign learners.
In the South East there are significantly different accents; the Cockney accent spoken by some East Londoners is strikingly different from Received Pronunciation (RP). Cockney rhyming slang can be (and was initially intended to be) difficult for outsiders to understand, although the extent of its use is often somewhat exaggerated.
Londoners speak with a mixture of accents, depending on ethnicity, neighbourhood, class, age, upbringing, and sundry other factors. Estuary English has been gaining prominence in recent decades: it has some features of RP and some of Cockney. Immigrants to the UK in recent decades have brought many more languages to the country and particularly to London. Surveys started in 1979 by the Inner London Education Authority discovered over 125 languages being spoken domestically by the families of the inner city's schoolchildren. Notably Multicultural London English, a sociolect that emerged in the late 20th century spoken mainly by young, working-class people in multicultural parts of London.
Since the mass internal migration to Northamptonshire in the 1940s and given its position between several major accent regions, it has become a source of various accent developments. In Northampton the older accent has been influenced by overspill Londoners. There is an accent known locally as the Kettering accent, which is a transitional accent between the East Midlands and East Anglian. It is the last southern Midlands accent to use the broad "a" in words like bath or grass (i.e. or ). Conversely crass or plastic use a slender "a". A few miles northwest in Leicestershire the slender "a" becomes more widespread generally. In the town of Corby, north, one can find Corbyite which, unlike the Kettering accent, is largely influenced by the West Scottish accent.
Features
Phonological features characteristic of British English revolve around the pronunciation of the letter R, as well as the dental plosive T and some diphthongs specific to this dialect.
T-stopping
Once regarded as a Cockney feature, in a number of forms of spoken British English, has become commonly realised as a glottal stop when it is in the intervocalic position, in a process called T-glottalisation. National media, being based in London, have seen the glottal stop spreading more widely than it once was in word endings, not being heard as "no" and bottle of water being heard as "bole of waer". It is still stigmatised when used at the beginning and central positions, such as later, while often has all but regained . Other consonants subject to this usage in Cockney English are p, as in paer and k as in baer.
R-dropping
In most areas of England and Wales, outside the West Country and other near-by counties of the UK, the consonant R is not pronounced if not followed by a vowel, lengthening the preceding vowel instead. This phenomenon is known as non-rhoticity.
In these same areas, a tendency exists to insert an R between a word ending in a vowel and a next word beginning with a vowel. This is called the intrusive R. It could be understood as a merger, in that words that once ended in an R and words that did not are no longer treated differently. This is also due to London-centric influences. Examples of R-dropping are car and sugar, where the R is not pronounced.
Diphthongisation
British dialects differ on the extent of diphthongisation of long vowels, with southern varieties extensively turning them into diphthongs, and with northern dialects normally preserving many of them. As a comparison, North American varieties could be said to be in-between.
North
Long vowels /iː/ and /uː/ are usually preserved, and in several areas also /oː/ and /eː/, as in go and say (unlike other varieties of English, that change them to [oʊ] and [eɪ] respectively). Some areas go as far as not diphthongising medieval /iː/ and /uː/, that give rise to modern /aɪ/ and /aʊ/; that is, for example, in the traditional accent of Newcastle upon Tyne, 'out' will sound as 'oot', and in parts of Scotland and North-West England, 'my' will be pronounced as 'me'.
South
Long vowels /iː/ and /uː/ are diphthongised to [ɪi] and [ʊu] respectively (or, more technically, [ʏʉ], with a raised tongue), so that ee and oo in feed and food are pronounced with a movement. The diphthong [oʊ] is also pronounced with a greater movement, normally [əʊ], [əʉ] or [əɨ].
People in groups
Dropping a morphological grammatical number, in collective nouns, is stronger in British English than North American English. This is to treat them as plural when once grammatically singular, a perceived natural number prevails, especially when applying to institutional nouns and groups of people.
The noun 'police', for example, undergoes this treatment:
A football team can be treated likewise:
This tendency can be observed in texts produced already in the 19th century. For example, Jane Austen, a British author, writes in Chapter 4 of Pride and Prejudice, published in 1813: However, in Chapter 16, the grammatical number is used.
Negatives
Some dialects of British English use negative concords, also known as double negatives. Rather than changing a word or using a positive, words like nobody, not, nothing, and never would be used in the same sentence. While this does not occur in Standard English, it does occur in non-standard dialects. The double negation follows the idea of two different morphemes, one that causes the double negation, and one that is used for the point or the verb.
Standardisation
As with English around the world, the English language as used in the United Kingdom is governed by convention rather than formal code: there is no body equivalent to the or the Royal Spanish Academy. Dictionaries (for example, the Oxford English Dictionary, the Longman Dictionary of Contemporary English, the Chambers Dictionary, and the Collins Dictionary) record usage rather than attempting to prescribe it. In addition, vocabulary and usage change with time: words are freely borrowed from other languages and other strains of English, and neologisms are frequent.
For historical reasons dating back to the rise of London in the ninth century, the form of language spoken in London and the East Midlands became standard English within the Court, and ultimately became the basis for generally accepted use in the law, government, literature and education in Britain. The standardisation of British English is thought to be from both dialect levelling and a thought of social superiority. Speaking in the Standard dialect created class distinctions; those who did not speak the standard English would be considered of a lesser class or social status and often discounted or considered of a low intelligence. Another contribution to the standardisation of British English was the introduction of the printing press to England in the mid-15th century. In doing so, William Caxton enabled a common language and spelling to be dispersed among the entirety of England at a much faster rate.
Samuel Johnson's A Dictionary of the English Language (1755) was a large step in the English-language spelling reform, where the purification of language focused on standardising both speech and spelling. By the early 20th century, British authors had produced numerous books intended as guides to English grammar and usage, a few of which achieved sufficient acclaim to have remained in print for long periods and to have been reissued in new editions after some decades. These include, most notably of all, Fowler's Modern English Usage and The Complete Plain Words by Sir Ernest Gowers.
Detailed guidance on many aspects of writing British English for publication is included in style guides issued by various publishers including The Times newspaper, the Oxford University Press and the Cambridge University Press. The Oxford University Press guidelines were originally drafted as a single broadsheet page by Horace Henry Hart, and were at the time (1893) the first guide of their type in English; they were gradually expanded and eventually published, first as Hart's Rules, and in 2002 as part of The Oxford Manual of Style. Comparable in authority and stature to The Chicago Manual of Style for published American English, the Oxford Manual is a fairly exhaustive standard for published British English that writers can turn to in the absence of specific guidance from their publishing house.
Relationship with Commonwealth English
British English is the basis of, and very similar to Commonwealth English. Commonwealth English is English spoken and written in Commonwealth countries, though often with some local variation. This includes English spoken in Australia, Malta, New Zealand, Nigeria, and South Africa. It also includes South Asian English used in South Asia, in English varieties in Southeast Asia, and in parts of Africa. Canadian English is based on British English, but has more influence from American English. British English, for example, is the closest English to Indian English, but Indian English has extra vocabulary and some English words are assigned different meanings.
See also
American English
American and British English spelling differences
Australian English
British Sign Language
Canadian English
Commonwealth English
Hiberno-English
Newfoundland English
New Zealand English
South African English
References
Notes
Citations
Bibliography
McArthur, Tom (2002). Oxford Guide to World English. Oxford: Oxford University Press. hardback, paperback.
Bragg, Melvyn (2004). The Adventure of English, London: Sceptre.
Peters, Pam (2004). The Cambridge Guide to English Usage. Cambridge: Cambridge University Press. .
Simpson, John (ed.) (1989). Oxford English Dictionary, 2nd edition. Oxford: Oxford University Press.
External links
Sounds Familiar? – Examples of regional accents and dialects across the UK on the British Library's 'Sounds Familiar' website
Accents and dialects from the British Library Sound Archive
Accents of English from Around the World Hear and compare how the same 110 words are pronounced in 50 English accents from around the world – instantaneous playback online
The Septic's Companion: A British Slang Dictionary – an online dictionary of British slang, viewable alphabetically or by category
British English Turkey
Dialects of English
Languages of Gibraltar
Languages of the United Kingdom |
4181 | https://en.wikipedia.org/wiki/Battle | Battle | A battle is an occurrence of combat in warfare between opposing military units of any number or size. A war usually consists of multiple battles. In general, a battle is a military engagement that is well defined in duration, area, and force commitment. An engagement with only limited commitment between the forces and without decisive results is sometimes called a skirmish.
The word "battle" can also be used infrequently to refer to an entire operational campaign, although this usage greatly diverges from its conventional or customary meaning. Generally, the word "battle" is used for such campaigns if referring to a protracted combat encounter in which either one or both of the combatants had the same methods, resources, and strategic objectives throughout the encounter. Some prominent examples of this would be the Battle of the Atlantic, Battle of Britain, and Battle of Stalingrad, all in World War II.
Wars and military campaigns are guided by military strategy, whereas battles take place on a level of planning and execution known as operational mobility. German strategist Carl von Clausewitz stated that "the employment of battles ... to achieve the object of war" was the essence of strategy.
Etymology
Battle is a loanword from the Old French , first attested in 1297, from Late Latin , meaning "exercise of soldiers and gladiators in fighting and fencing", from Late Latin (taken from Germanic) "beat", from which the English word battery is also derived via Middle English .
Characteristics
The defining characteristic of the fight as a concept in military science has changed with the variations in the organisation, employment and technology of military forces. The English military historian John Keegan suggested an ideal definition of battle as "something which happens between two armies leading to the moral then physical disintegration of one or the other of them" but the origins and outcomes of battles can rarely be summarized so neatly. Battle in the 20th and 21st centuries is defined as the combat between large components of the forces in a military campaign, used to achieve military objectives. Where the duration of the battle is longer than a week, it is often for reasons of planning called an operation. Battles can be planned, encountered or forced by one side when the other is unable to withdraw from combat.
A battle always has as its purpose the reaching of a mission goal by use of military force. A victory in the battle is achieved when one of the opposing sides forces the other to abandon its mission and surrender its forces, routs the other (i.e., forces it to retreat or renders it militarily ineffective for further combat operations) or annihilates the latter, resulting in their deaths or capture. A battle may end in a Pyrrhic victory, which ultimately favors the defeated party. If no resolution is reached in a battle, it can result in a stalemate. A conflict in which one side is unwilling to reach a decision by a direct battle using conventional warfare often becomes an insurgency.
Until the 19th century the majority of battles were of short duration, many lasting a part of a day. (The Battle of Preston (1648), the Battle of Nations (1813) and the Battle of Gettysburg (1863) were exceptional in lasting three days.) This was mainly due to the difficulty of supplying armies in the field or conducting night operations. The means of prolonging a battle was typically with siege warfare. Improvements in transport and the sudden evolving of trench warfare, with its siege-like nature during the First World War in the 20th century, lengthened the duration of battles to days and weeks. This created the requirement for unit rotation to prevent combat fatigue, with troops preferably not remaining in a combat area of operations for more than a month.
The use of the term "battle" in military history has led to its misuse when referring to almost any scale of combat, notably by strategic forces involving hundreds of thousands of troops that may be engaged in either one battle at a time (Battle of Leipzig) or operations (Battle of Kursk). The space a battle occupies depends on the range of the weapons of the combatants. A "battle" in this broader sense may be of long duration and take place over a large area, as in the case of the Battle of Britain or the Battle of the Atlantic. Until the advent of artillery and aircraft, battles were fought with the two sides within sight, if not reach, of each other. The depth of the battlefield has also increased in modern warfare with inclusion of the supporting units in the rear areas; supply, artillery, medical personnel etc. often outnumber the front-line combat troops.
Battles are made up of a multitude of individual combats, skirmishes and small engagements and the combatants will usually only experience a small part of the battle. To the infantryman, there may be little to distinguish between combat as part of a minor raid or a big offensive, nor is it likely that he anticipates the future course of the battle; few of the British infantry who went over the top on the first day on the Somme, 1 July 1916, would have anticipated that the battle would last five months. Some of the Allied infantry who had just dealt a crushing defeat to the French at the Battle of Waterloo fully expected to have to fight again the next day (at the Battle of Wavre).
Battlespace
Battlespace is a unified strategic concept to integrate and combine armed forces for the military theatre of operations, including air, information, land, sea and space. It includes the environment, factors and conditions that must be understood to apply combat power, protect the force or complete the mission, comprising enemy and friendly armed forces; facilities; weather; terrain; and the electromagnetic spectrum.
Factors
Battles are decided by various factors, the number and quality of combatants and equipment, the skill of commanders and terrain are among the most prominent. Weapons and armour can be decisive; on many occasions armies have achieved victory through more advanced weapons than those of their opponents. An extreme example was in the Battle of Omdurman, in which a large army of Sudanese Mahdists armed in a traditional manner were destroyed by an Anglo-Egyptian force equipped with Maxim machine guns and artillery.
On some occasions, simple weapons employed in an unorthodox fashion have proven advantageous; Swiss pikemen gained many victories through their ability to transform a traditionally defensive weapon into an offensive one. Zulus in the early 19th century were victorious in battles against their rivals in part because they adopted a new kind of spear, the iklwa. Forces with inferior weapons have still emerged victorious at times, for example in the Wars of Scottish Independence. Disciplined troops are often of greater importance; at the Battle of Alesia, the Romans were greatly outnumbered but won because of superior training.
Battles can also be determined by terrain. Capturing high ground has been the main tactic in innumerable battles. An army that holds the high ground forces the enemy to climb and thus wear themselves down. Areas of jungle and forest, with dense vegetation act as force-multipliers, of benefit to inferior armies. Terrain may have lost importance in modern warfare, due to the advent of aircraft, though the terrain is still vital for camouflage, especially for guerrilla warfare.
Generals and commanders also play an important role, Hannibal, Julius Caesar, Khalid ibn Walid, Subutai and Napoleon Bonaparte were all skilled generals and their armies were extremely successful at times. An army that can trust the commands of their leaders with conviction in its success invariably has a higher morale than an army that doubts its every move. The British in the naval Battle of Trafalgar owed its success to the reputation of Admiral Lord Nelson.
Types
Battles can be fought on land, at sea, and in the air. Naval battles have occurred since before the 5th century BC. Air battles have been far less common, due to their late conception, the most prominent being the Battle of Britain in 1940. Since the Second World War, land or sea battles have come to rely on air support. During the Battle of Midway, five aircraft carriers were sunk without either fleet coming into direct contact.
A pitched battle is an encounter where opposing sides agree on the time and place of combat.
A battle of encounter (or encounter battle) is a meeting engagement where the opposing sides collide in the field without either having prepared their attack or defence.
A battle of attrition aims to inflict losses on an enemy that are less sustainable compared to one's own losses. These need not be greater numerical losses – if one side is much more numerous than the other then pursuing a strategy based on attrition can work even if casualties on both sides are about equal. Many battles of the Western Front in the First World War were intentionally (Verdun) or unintentionally (Somme) attrition battles.
A battle of breakthrough aims to pierce the enemy's defences, thereby exposing the vulnerable flanks which can be turned.
A battle of encirclement—the of the German battle of manoeuvre ()—surrounds the enemy in a pocket.
A battle of envelopment involves an attack on one or both flanks; the classic example being the double envelopment of the Battle of Cannae.
A battle of annihilation is one in which the defeated party is destroyed in the field, such as the French fleet at the Battle of the Nile.
Battles are usually hybrids of different types listed above.
A decisive battle is one with political effects, determining the course of the war such as the Battle of Smolensk or bringing hostilities to an end, such as the Battle of Hastings or the Battle of Hattin. A decisive battle can change the balance of power or boundaries between countries. The concept of the decisive battle became popular with the publication in 1851 of Edward Creasy's The Fifteen Decisive Battles of the World. British military historians J.F.C. Fuller (The Decisive Battles of the Western World) and B.H. Liddell Hart (Decisive Wars of History), among many others, have written books in the style of Creasy's work.
Land
There is an obvious difference in the way battles have been fought. Early battles were probably fought between rival hunting bands as unorganized crowds. During the Battle of Megiddo, the first reliably documented battle in the fifteenth century BC, both armies were organised and disciplined; during the many wars of the Roman Empire, barbarians continued to use mob tactics.
As the Age of Enlightenment dawned, armies began to fight in highly disciplined lines. Each would follow the orders from their officers and fight as a unit instead of individuals. Armies were divided into regiments, battalions, companies and platoons. These armies would march, line up and fire in divisions.
Native Americans, on the other hand, did not fight in lines, using guerrilla tactics. American colonists and European forces continued using disciplined lines into the American Civil War.
A new style arose from the 1850s to the First World War, known as trench warfare, which also led to tactical radio. Chemical warfare also began in 1915.
By the Second World War, the use of the smaller divisions, platoons and companies became much more important as precise operations became vital. Instead of the trench stalemate of 1915–1917, in the Second World War, battles developed where small groups encountered other platoons. As a result, elite squads became much more recognized and distinguishable. Maneuver warfare also returned with an astonishing pace with the advent of the tank, replacing the cannon of the Enlightenment Age. Artillery has since gradually replaced the use of frontal troops. Modern battles resemble those of the Second World War, along with indirect combat through the use of aircraft and missiles which has come to constitute a large portion of wars in place of battles, where battles are now mostly reserved for capturing cities.
Naval
One significant difference of modern naval battles, as opposed to earlier forms of combat is the use of marines, which introduced amphibious warfare. Today, a marine is actually an infantry regiment that sometimes fights solely on land and is no longer tied to the navy. A good example of an old naval battle is the Battle of Salamis. Most ancient naval battles were fought by fast ships using the battering ram to sink opposing fleets or steer close enough for boarding in hand-to-hand combat. Troops were often used to storm enemy ships as used by Romans and pirates. This tactic was usually used by civilizations that could not beat the enemy with ranged weaponry. Another invention in the late Middle Ages was the use of Greek fire by the Byzantines, which was used to set enemy fleets on fire. Empty demolition ships utilized the tactic to crash into opposing ships and set it afire with an explosion. After the invention of cannons, naval warfare became useful as support units for land warfare. During the 19th century, the development of mines led to a new type of naval warfare. The ironclad, first used in the American Civil War, resistant to cannons, soon made the wooden ship obsolete. The invention of military submarines, during World War I, brought naval warfare to both above and below the surface. With the development of military aircraft during World War II, battles were fought in the sky as well as below the ocean. Aircraft carriers have since become the central unit in naval warfare, acting as a mobile base for lethal aircraft.
Aerial
Although the use of aircraft has for the most part always been used as a supplement to land or naval engagements, since their first major military use in World War I aircraft have increasingly taken on larger roles in warfare. During World War I, the primary use was for reconnaissance, and small-scale bombardment. Aircraft began becoming much more prominent in the Spanish Civil War and especially World War II. Aircraft design began specializing, primarily into two types: bombers, which carried explosive payloads to bomb land targets or ships; and fighter-interceptors, which were used to either intercept incoming aircraft or to escort and protect bombers (engagements between fighter aircraft were known as dog fights). Some of the more notable aerial battles in this period include the Battle of Britain and the Battle of Midway. Another important use of aircraft came with the development of the helicopter, which first became heavily used during the Vietnam War, and still continues to be widely used today to transport and augment ground forces. Today, direct engagements between aircraft are rare – the most modern fighter-interceptors carry much more extensive bombing payloads, and are used to bomb precision land targets, rather than to fight other aircraft. Anti-aircraft batteries are used much more extensively to defend against incoming aircraft than interceptors. Despite this, aircraft today are much more extensively used as the primary tools for both army and navy, as evidenced by the prominent use of helicopters to transport and support troops, the use of aerial bombardment as the "first strike" in many engagements, and the replacement of the battleship with the aircraft carrier as the center of most modern navies.
Naming
Battles are usually named after some feature of the battlefield geography, such as a town, forest or river, commonly prefixed "Battle of...". Occasionally battles are named after the date on which they took place, such as The Glorious First of June. In the Middle Ages it was considered important to settle on a suitable name for a battle which could be used by the chroniclers. After Henry V of England defeated a French army on October 25, 1415, he met with the senior French herald and they agreed to name the battle after the nearby castle and so it was called the Battle of Agincourt. In other cases, the sides adopted different names for the same battle, such as the Battle of Gallipoli which is known in Turkey as the Battle of Çanakkale. During the American Civil War, the Union tended to name the battles after the nearest watercourse, such as the Battle of Wilsons Creek and the Battle of Stones River, whereas the Confederates favoured the nearby towns, as in the Battles of Chancellorsville and Murfreesboro. Occasionally both names for the same battle entered the popular culture, such as the First Battle of Bull Run and the Second Battle of Bull Run, which are also referred to as the First and Second Battles of Manassas.
Sometimes in desert warfare, there is no nearby town name to use; map coordinates gave the name to the Battle of 73 Easting in the First Gulf War. Some place names have become synonymous with battles, such as the Passchendaele, Pearl Harbor, the Alamo, Thermopylae and Waterloo. Military operations, many of which result in battle, are given codenames, which are not necessarily meaningful or indicative of the type or the location of the battle. Operation Market Garden and Operation Rolling Thunder are examples of battles known by their military codenames. When a battleground is the site of more than one battle in the same conflict, the instances are distinguished by ordinal number, such as the First and Second Battles of Bull Run. An extreme case are the twelve Battles of the Isonzo—First to Twelfth—between Italy and Austria-Hungary during the First World War.
Some battles are named for the convenience of military historians so that periods of combat can be neatly distinguished from one another. Following the First World War, the British Battles Nomenclature Committee was formed to decide on standard names for all battles and subsidiary actions. To the soldiers who did the fighting, the distinction was usually academic; a soldier fighting at Beaumont Hamel on November 13, 1916, was probably unaware he was taking part in what the committee named the Battle of the Ancre. Many combats are too small to be battles; terms such as "action", "affair", "skirmish", "firefight", "raid", or "offensive patrol" are used to describe small military encounters. These combats often take place within the time and space of a battle and while they may have an objective, they are not necessarily "decisive". Sometimes the soldiers are unable to immediately gauge the significance of the combat; in the aftermath of the Battle of Waterloo, some British officers were in doubt as to whether the day's events merited the title of "battle" or would be called an "action".
Effects
Battles affect the individuals who take part, as well as the political actors. Personal effects of battle range from mild psychological issues to permanent and crippling injuries. Some battle-survivors have nightmares about the conditions they encountered or abnormal reactions to certain sights or sounds and some experience flashbacks. Physical effects of battle can include scars, amputations, lesions, loss of bodily functions, blindness, paralysis and death. Battles affect politics; a decisive battle can cause the losing side to surrender, while a Pyrrhic victory such as the Battle of Asculum can cause the winning side to reconsider its goals. Battles in civil wars have often decided the fate of monarchs or political factions. Famous examples include the Wars of the Roses, as well as the Jacobite risings. Battles affect the commitment of one side or the other to the continuance of a war, for example the Battle of Inchon and the Battle of Huế during the Tet Offensive.
See also
List of battles
Military strategy
Military tactics
Naval battle
Pitched battle
Skirmisher
War
Further reading
Interstate War Battle dataset (1823–2003)
References
Sources
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External links
Military operations by type |
4183 | https://en.wikipedia.org/wiki/Botany | Botany | Botany, also called plant science (or plant sciences), plant biology or phytology, is the science of plant life and a branch of biology. A botanist, plant scientist or phytologist is a scientist who specialises in this field. The term "botany" comes from the Ancient Greek word () meaning "pasture", "herbs" "grass", or "fodder"; is in turn derived from (), "to feed" or "to graze". Traditionally, botany has also included the study of fungi and algae by mycologists and phycologists respectively, with the study of these three groups of organisms remaining within the sphere of interest of the International Botanical Congress. Nowadays, botanists (in the strict sense) study approximately 410,000 species of land plants of which some 391,000 species are vascular plants (including approximately 369,000 species of flowering plants), and approximately 20,000 are bryophytes.
Botany originated in prehistory as herbalism with the efforts of early humans to identify – and later cultivate – plants that were edible, poisonous, and possibly medicinal, making it one of the first endeavours of human investigation. Medieval physic gardens, often attached to monasteries, contained plants possibly having medicinal benefit. They were forerunners of the first botanical gardens attached to universities, founded from the 1540s onwards. One of the earliest was the Padua botanical garden. These gardens facilitated the academic study of plants. Efforts to catalogue and describe their collections were the beginnings of plant taxonomy, and led in 1753 to the binomial system of nomenclature of Carl Linnaeus that remains in use to this day for the naming of all biological species.
In the 19th and 20th centuries, new techniques were developed for the study of plants, including methods of optical microscopy and live cell imaging, electron microscopy, analysis of chromosome number, plant chemistry and the structure and function of enzymes and other proteins. In the last two decades of the 20th century, botanists exploited the techniques of molecular genetic analysis, including genomics and proteomics and DNA sequences to classify plants more accurately.
Modern botany is a broad, multidisciplinary subject with contributions and insights from most other areas of science and technology. Research topics include the study of plant structure, growth and differentiation, reproduction, biochemistry and primary metabolism, chemical products, development, diseases, evolutionary relationships, systematics, and plant taxonomy. Dominant themes in 21st century plant science are molecular genetics and epigenetics, which study the mechanisms and control of gene expression during differentiation of plant cells and tissues. Botanical research has diverse applications in providing staple foods, materials such as timber, oil, rubber, fibre and drugs, in modern horticulture, agriculture and forestry, plant propagation, breeding and genetic modification, in the synthesis of chemicals and raw materials for construction and energy production, in environmental management, and the maintenance of biodiversity.
History
Early botany
Botany originated as herbalism, the study and use of plants for their possible medicinal properties. The early recorded history of botany includes many ancient writings and plant classifications. Examples of early botanical works have been found in ancient texts from India dating back to before 1100 BCE, Ancient Egypt, in archaic Ancient Iranic Avestan writings, and in works from China purportedly from before 221 BCE.
Modern botany traces its roots back to Ancient Greece specifically to Theophrastus (–287 BCE), a student of Aristotle who invented and described many of its principles and is widely regarded in the scientific community as the "Father of Botany". His major works, Enquiry into Plants and On the Causes of Plants, constitute the most important contributions to botanical science until the Middle Ages, almost seventeen centuries later.
Another work from Ancient Greece that made an early impact on botany is , a five-volume encyclopedia about preliminary herbal medicine written in the middle of the first century by Greek physician and pharmacologist Pedanius Dioscorides. was widely read for more than 1,500 years. Important contributions from the medieval Muslim world include Ibn Wahshiyya's Nabatean Agriculture, Abū Ḥanīfa Dīnawarī's (828–896) the Book of Plants, and Ibn Bassal's The Classification of Soils. In the early 13th century, Abu al-Abbas al-Nabati, and Ibn al-Baitar (d. 1248) wrote on botany in a systematic and scientific manner.
In the mid-16th century, botanical gardens were founded in a number of Italian universities. The Padua botanical garden in 1545 is usually considered to be the first which is still in its original location. These gardens continued the practical value of earlier "physic gardens", often associated with monasteries, in which plants were cultivated for suspected medicinal uses. They supported the growth of botany as an academic subject. Lectures were given about the plants grown in the gardens. Botanical gardens came much later to northern Europe; the first in England was the University of Oxford Botanic Garden in 1621.
German physician Leonhart Fuchs (1501–1566) was one of "the three German fathers of botany", along with theologian Otto Brunfels (1489–1534) and physician Hieronymus Bock (1498–1554) (also called Hieronymus Tragus). Fuchs and Brunfels broke away from the tradition of copying earlier works to make original observations of their own. Bock created his own system of plant classification.
Physician Valerius Cordus (1515–1544) authored a botanically and pharmacologically important herbal Historia Plantarum in 1544 and a pharmacopoeia of lasting importance, the Dispensatorium in 1546. Naturalist Conrad von Gesner (1516–1565) and herbalist John Gerard (1545–) published herbals covering the supposed medicinal uses of plants. Naturalist Ulisse Aldrovandi (1522–1605) was considered the father of natural history, which included the study of plants. In 1665, using an early microscope, Polymath Robert Hooke discovered cells, a term he coined, in cork, and a short time later in living plant tissue.
Early modern botany
During the 18th century, systems of plant identification were developed comparable to dichotomous keys, where unidentified plants are placed into taxonomic groups (e.g. family, genus and species) by making a series of choices between pairs of characters. The choice and sequence of the characters may be artificial in keys designed purely for identification (diagnostic keys) or more closely related to the natural or phyletic order of the taxa in synoptic keys. By the 18th century, new plants for study were arriving in Europe in increasing numbers from newly discovered countries and the European colonies worldwide. In 1753, Carl Linnaeus published his Species Plantarum, a hierarchical classification of plant species that remains the reference point for modern botanical nomenclature. This established a standardised binomial or two-part naming scheme where the first name represented the genus and the second identified the species within the genus. For the purposes of identification, Linnaeus's Systema Sexuale classified plants into 24 groups according to the number of their male sexual organs. The 24th group, Cryptogamia, included all plants with concealed reproductive parts, mosses, liverworts, ferns, algae and fungi.
This clinical categorization of plants was soon followed by the creation of the categories of race and sexuality; the classification of plants necessitated classification of all other living things, including humans. As a result, taxonomy and botany played an influential role in the development of scientific racism. One example of this progression is in the works of Carl Linnaeus, the previously mentioned 18th century botanist. As Linnaeus moved on from classifying plants to classifying all organisms, he published Systema Naturae, a major classificatory piece that he would continue to edit and grow over time. In his 10th edition he expands from four "varieties" of man - Europeans Albus, Americanus Rubescens, Asiaticus Fuscus, and Africanus Niger, based on the four known continents - he also attributes certain skin color, medical temperament, body posture, physical traits, behavior, manner of clothing, and form of government to each variety of people. In these descriptions he labels Asian people as stern, taught, and greedy; black people as sly, sluggish, and neglectful; white people as light, wise, and inventors. Linnaeus is only one of many botanists who influenced scientific racism through the categorization of organisms.
Increasing knowledge of plant anatomy, morphology and life cycles led to the realisation that there were more natural affinities between plants than the artificial sexual system of Linnaeus. Adanson (1763), de Jussieu (1789), and Candolle (1819) all proposed various alternative natural systems of classification that grouped plants using a wider range of shared characters and were widely followed. The Candollean system reflected his ideas of the progression of morphological complexity and the later Bentham & Hooker system, which was influential until the mid-19th century, was influenced by Candolle's approach. Darwin's publication of the Origin of Species in 1859 and his concept of common descent required modifications to the Candollean system to reflect evolutionary relationships as distinct from mere morphological similarity.
Botany was greatly stimulated by the appearance of the first "modern" textbook, Matthias Schleiden's , published in English in 1849 as Principles of Scientific Botany. Schleiden was a microscopist and an early plant anatomist who co-founded the cell theory with Theodor Schwann and Rudolf Virchow and was among the first to grasp the significance of the cell nucleus that had been described by Robert Brown in 1831. In 1855, Adolf Fick formulated Fick's laws that enabled the calculation of the rates of molecular diffusion in biological systems.
The system in which early modern botany was practiced was very extensive. Modern botany emerged following the surge in exploration of other continents by European colonizers. Plant collectors would travel to different countries in search of new specimens for botanists to classify. Plants usable for cultivataion would then be hybridized. The history of botany has been connected to imbalanced power structures in the past. Slave labor was widespread not only in plantations but also in the running of botanical gardens; for example, on St. Vincent Island, plantation slavery was vital for the economic success of the sugar colonies and for the maintenance of the breadfruit cultivation project in the St. Vincent botanical gardens.
Late modern botany
Building upon the gene-chromosome theory of heredity that originated with Gregor Mendel (1822–1884), August Weismann (1834–1914) proved that inheritance only takes place through gametes. No other cells can pass on inherited characters. The work of Katherine Esau (1898–1997) on plant anatomy is still a major foundation of modern botany. Her books Plant Anatomy and Anatomy of Seed Plants have been key plant structural biology texts for more than half a century.
The discipline of plant ecology was pioneered in the late 19th century by botanists such as Eugenius Warming, who produced the hypothesis that plants form communities, and his mentor and successor Christen C. Raunkiær whose system for describing plant life forms is still in use today. The concept that the composition of plant communities such as temperate broadleaf forest changes by a process of ecological succession was developed by Henry Chandler Cowles, Arthur Tansley and Frederic Clements. Clements is credited with the idea of climax vegetation as the most complex vegetation that an environment can support and Tansley introduced the concept of ecosystems to biology. Building on the extensive earlier work of Alphonse de Candolle, Nikolai Vavilov (1887–1943) produced accounts of the biogeography, centres of origin, and evolutionary history of economic plants.
Particularly since the mid-1960s there have been advances in understanding of the physics of plant physiological processes such as transpiration (the transport of water within plant tissues), the temperature dependence of rates of water evaporation from the leaf surface and the molecular diffusion of water vapour and carbon dioxide through stomatal apertures. These developments, coupled with new methods for measuring the size of stomatal apertures, and the rate of photosynthesis have enabled precise description of the rates of gas exchange between plants and the atmosphere. Innovations in statistical analysis by Ronald Fisher, Frank Yates and others at Rothamsted Experimental Station facilitated rational experimental design and data analysis in botanical research. The discovery and identification of the auxin plant hormones by Kenneth V. Thimann in 1948 enabled regulation of plant growth by externally applied chemicals. Frederick Campion Steward pioneered techniques of micropropagation and plant tissue culture controlled by plant hormones. The synthetic auxin 2,4-dichlorophenoxyacetic acid or 2,4-D was one of the first commercial synthetic herbicides.
20th century developments in plant biochemistry have been driven by modern techniques of organic chemical analysis, such as spectroscopy, chromatography and electrophoresis. With the rise of the related molecular-scale biological approaches of molecular biology, genomics, proteomics and metabolomics, the relationship between the plant genome and most aspects of the biochemistry, physiology, morphology and behaviour of plants can be subjected to detailed experimental analysis. The concept originally stated by Gottlieb Haberlandt in 1902 that all plant cells are totipotent and can be grown in vitro ultimately enabled the use of genetic engineering experimentally to knock out a gene or genes responsible for a specific trait, or to add genes such as GFP that report when a gene of interest is being expressed. These technologies enable the biotechnological use of whole plants or plant cell cultures grown in bioreactors to synthesise pesticides, antibiotics or other pharmaceuticals, as well as the practical application of genetically modified crops designed for traits such as improved yield.
Modern morphology recognises a continuum between the major morphological categories of root, stem (caulome), leaf (phyllome) and trichome. Furthermore, it emphasises structural dynamics. Modern systematics aims to reflect and discover phylogenetic relationships between plants. Modern Molecular phylogenetics largely ignores morphological characters, relying on DNA sequences as data. Molecular analysis of DNA sequences from most families of flowering plants enabled the Angiosperm Phylogeny Group to publish in 1998 a phylogeny of flowering plants, answering many of the questions about relationships among angiosperm families and species. The theoretical possibility of a practical method for identification of plant species and commercial varieties by DNA barcoding is the subject of active current research.
Scope and importance
The study of plants is vital because they underpin almost all animal life on Earth by generating a large proportion of the oxygen and food that provide humans and other organisms with aerobic respiration with the chemical energy they need to exist. Plants, algae and cyanobacteria are the major groups of organisms that carry out photosynthesis, a process that uses the energy of sunlight to convert water and carbon dioxide into sugars that can be used both as a source of chemical energy and of organic molecules that are used in the structural components of cells. As a by-product of photosynthesis, plants release oxygen into the atmosphere, a gas that is required by nearly all living things to carry out cellular respiration. In addition, they are influential in the global carbon and water cycles and plant roots bind and stabilise soils, preventing soil erosion. Plants are crucial to the future of human society as they provide food, oxygen, biochemicals, and products for people, as well as creating and preserving soil.
Historically, all living things were classified as either animals or plants and botany covered the study of all organisms not considered animals. Botanists examine both the internal functions and processes within plant organelles, cells, tissues, whole plants, plant populations and plant communities. At each of these levels, a botanist may be concerned with the classification (taxonomy), phylogeny and evolution, structure (anatomy and morphology), or function (physiology) of plant life.
The strictest definition of "plant" includes only the "land plants" or embryophytes, which include seed plants (gymnosperms, including the pines, and flowering plants) and the free-sporing cryptogams including ferns, clubmosses, liverworts, hornworts and mosses. Embryophytes are multicellular eukaryotes descended from an ancestor that obtained its energy from sunlight by photosynthesis. They have life cycles with alternating haploid and diploid phases. The sexual haploid phase of embryophytes, known as the gametophyte, nurtures the developing diploid embryo sporophyte within its tissues for at least part of its life, even in the seed plants, where the gametophyte itself is nurtured by its parent sporophyte. Other groups of organisms that were previously studied by botanists include bacteria (now studied in bacteriology), fungi (mycology) – including lichen-forming fungi (lichenology), non-chlorophyte algae (phycology), and viruses (virology). However, attention is still given to these groups by botanists, and fungi (including lichens) and photosynthetic protists are usually covered in introductory botany courses.
Palaeobotanists study ancient plants in the fossil record to provide information about the evolutionary history of plants. Cyanobacteria, the first oxygen-releasing photosynthetic organisms on Earth, are thought to have given rise to the ancestor of plants by entering into an endosymbiotic relationship with an early eukaryote, ultimately becoming the chloroplasts in plant cells. The new photosynthetic plants (along with their algal relatives) accelerated the rise in atmospheric oxygen started by the cyanobacteria, changing the ancient oxygen-free, reducing, atmosphere to one in which free oxygen has been abundant for more than 2 billion years.
Among the important botanical questions of the 21st century are the role of plants as primary producers in the global cycling of life's basic ingredients: energy, carbon, oxygen, nitrogen and water, and ways that our plant stewardship can help address the global environmental issues of resource management, conservation, human food security, biologically invasive organisms, carbon sequestration, climate change, and sustainability.
Human nutrition
Virtually all staple foods come either directly from primary production by plants, or indirectly from animals that eat them. Plants and other photosynthetic organisms are at the base of most food chains because they use the energy from the sun and nutrients from the soil and atmosphere, converting them into a form that can be used by animals. This is what ecologists call the first trophic level. The modern forms of the major staple foods, such as hemp, teff, maize, rice, wheat and other cereal grasses, pulses, bananas and plantains, as well as hemp, flax and cotton grown for their fibres, are the outcome of prehistoric selection over thousands of years from among wild ancestral plants with the most desirable characteristics.
Botanists study how plants produce food and how to increase yields, for example through plant breeding, making their work important to humanity's ability to feed the world and provide food security for future generations. Botanists also study weeds, which are a considerable problem in agriculture, and the biology and control of plant pathogens in agriculture and natural ecosystems. Ethnobotany is the study of the relationships between plants and people. When applied to the investigation of historical plant–people relationships ethnobotany may be referred to as archaeobotany or palaeoethnobotany. Some of the earliest plant-people relationships arose between the indigenous people of Canada in identifying edible plants from inedible plants. This relationship the indigenous people had with plants was recorded by ethnobotanists.
Plant biochemistry
Plant biochemistry is the study of the chemical processes used by plants. Some of these processes are used in their primary metabolism like the photosynthetic Calvin cycle and crassulacean acid metabolism. Others make specialised materials like the cellulose and lignin used to build their bodies, and secondary products like resins and aroma compounds.
Plants make various photosynthetic pigments, some of which can be seen here through paper chromatography
Xanthophylls
Chlorophyll a
Chlorophyll b
Plants and various other groups of photosynthetic eukaryotes collectively known as "algae" have unique organelles known as chloroplasts. Chloroplasts are thought to be descended from cyanobacteria that formed endosymbiotic relationships with ancient plant and algal ancestors. Chloroplasts and cyanobacteria contain the blue-green pigment chlorophyll a. Chlorophyll a (as well as its plant and green algal-specific cousin chlorophyll b) absorbs light in the blue-violet and orange/red parts of the spectrum while reflecting and transmitting the green light that we see as the characteristic colour of these organisms. The energy in the red and blue light that these pigments absorb is used by chloroplasts to make energy-rich carbon compounds from carbon dioxide and water by oxygenic photosynthesis, a process that generates molecular oxygen (O2) as a by-product.
The light energy captured by chlorophyll a is initially in the form of electrons (and later a proton gradient) that's used to make molecules of ATP and NADPH which temporarily store and transport energy. Their energy is used in the light-independent reactions of the Calvin cycle by the enzyme rubisco to produce molecules of the 3-carbon sugar glyceraldehyde 3-phosphate (G3P). Glyceraldehyde 3-phosphate is the first product of photosynthesis and the raw material from which glucose and almost all other organic molecules of biological origin are synthesised. Some of the glucose is converted to starch which is stored in the chloroplast. Starch is the characteristic energy store of most land plants and algae, while inulin, a polymer of fructose is used for the same purpose in the sunflower family Asteraceae. Some of the glucose is converted to sucrose (common table sugar) for export to the rest of the plant.
Unlike in animals (which lack chloroplasts), plants and their eukaryote relatives have delegated many biochemical roles to their chloroplasts, including synthesising all their fatty acids, and most amino acids. The fatty acids that chloroplasts make are used for many things, such as providing material to build cell membranes out of and making the polymer cutin which is found in the plant cuticle that protects land plants from drying out.
Plants synthesise a number of unique polymers like the polysaccharide molecules cellulose, pectin and xyloglucan from which the land plant cell wall is constructed.
Vascular land plants make lignin, a polymer used to strengthen the secondary cell walls of xylem tracheids and vessels to keep them from collapsing when a plant sucks water through them under water stress. Lignin is also used in other cell types like sclerenchyma fibres that provide structural support for a plant and is a major constituent of wood. Sporopollenin is a chemically resistant polymer found in the outer cell walls of spores and pollen of land plants responsible for the survival of early land plant spores and the pollen of seed plants in the fossil record. It is widely regarded as a marker for the start of land plant evolution during the Ordovician period.
The concentration of carbon dioxide in the atmosphere today is much lower than it was when plants emerged onto land during the Ordovician and Silurian periods. Many monocots like maize and the pineapple and some dicots like the Asteraceae have since independently evolved pathways like Crassulacean acid metabolism and the carbon fixation pathway for photosynthesis which avoid the losses resulting from photorespiration in the more common carbon fixation pathway. These biochemical strategies are unique to land plants.
Medicine and materials
Phytochemistry is a branch of plant biochemistry primarily concerned with the chemical substances produced by plants during secondary metabolism. Some of these compounds are toxins such as the alkaloid coniine from hemlock. Others, such as the essential oils peppermint oil and lemon oil are useful for their aroma, as flavourings and spices (e.g., capsaicin), and in medicine as pharmaceuticals as in opium from opium poppies. Many medicinal and recreational drugs, such as tetrahydrocannabinol (active ingredient in cannabis), caffeine, morphine and nicotine come directly from plants. Others are simple derivatives of botanical natural products. For example, the pain killer aspirin is the acetyl ester of salicylic acid, originally isolated from the bark of willow trees, and a wide range of opiate painkillers like heroin are obtained by chemical modification of morphine obtained from the opium poppy. Popular stimulants come from plants, such as caffeine from coffee, tea and chocolate, and nicotine from tobacco. Most alcoholic beverages come from fermentation of carbohydrate-rich plant products such as barley (beer), rice (sake) and grapes (wine). Native Americans have used various plants as ways of treating illness or disease for thousands of years. This knowledge Native Americans have on plants has been recorded by enthnobotanists and then in turn has been used by pharmaceutical companies as a way of drug discovery.
Plants can synthesise coloured dyes and pigments such as the anthocyanins responsible for the red colour of red wine, yellow weld and blue woad used together to produce Lincoln green, indoxyl, source of the blue dye indigo traditionally used to dye denim and the artist's pigments gamboge and rose madder.
Sugar, starch, cotton, linen, hemp, some types of rope, wood and particle boards, papyrus and paper, vegetable oils, wax, and natural rubber are examples of commercially important materials made from plant tissues or their secondary products. Charcoal, a pure form of carbon made by pyrolysis of wood, has a long history as a metal-smelting fuel, as a filter material and adsorbent and as an artist's material and is one of the three ingredients of gunpowder. Cellulose, the world's most abundant organic polymer, can be converted into energy, fuels, materials and chemical feedstock. Products made from cellulose include rayon and cellophane, wallpaper paste, biobutanol and gun cotton. Sugarcane, rapeseed and soy are some of the plants with a highly fermentable sugar or oil content that are used as sources of biofuels, important alternatives to fossil fuels, such as biodiesel. Sweetgrass was used by Native Americans to ward off bugs like mosquitoes. These bug repelling properties of sweetgrass were later found by the American Chemical Society in the molecules phytol and coumarin.
Plant ecology
Plant ecology is the science of the functional relationships between plants and their habitats – the environments where they complete their life cycles. Plant ecologists study the composition of local and regional floras, their biodiversity, genetic diversity and fitness, the adaptation of plants to their environment, and their competitive or mutualistic interactions with other species. Some ecologists even rely on empirical data from indigenous people that is gathered by ethnobotanists. This information can relay a great deal of information on how the land once was thousands of years ago and how it has changed over that time. The goals of plant ecology are to understand the causes of their distribution patterns, productivity, environmental impact, evolution, and responses to environmental change.
Plants depend on certain edaphic (soil) and climatic factors in their environment but can modify these factors too. For example, they can change their environment's albedo, increase runoff interception, stabilise mineral soils and develop their organic content, and affect local temperature. Plants compete with other organisms in their ecosystem for resources. They interact with their neighbours at a variety of spatial scales in groups, populations and communities that collectively constitute vegetation. Regions with characteristic vegetation types and dominant plants as well as similar abiotic and biotic factors, climate, and geography make up biomes like tundra or tropical rainforest.
Herbivores eat plants, but plants can defend themselves and some species are parasitic or even carnivorous. Other organisms form mutually beneficial relationships with plants. For example, mycorrhizal fungi and rhizobia provide plants with nutrients in exchange for food, ants are recruited by ant plants to provide protection, honey bees, bats and other animals pollinate flowers and humans and other animals act as dispersal vectors to spread spores and seeds.
Plants, climate and environmental change
Plant responses to climate and other environmental changes can inform our understanding of how these changes affect ecosystem function and productivity. For example, plant phenology can be a useful proxy for temperature in historical climatology, and the biological impact of climate change and global warming. Palynology, the analysis of fossil pollen deposits in sediments from thousands or millions of years ago allows the reconstruction of past climates. Estimates of atmospheric concentrations since the Palaeozoic have been obtained from stomatal densities and the leaf shapes and sizes of ancient land plants. Ozone depletion can expose plants to higher levels of ultraviolet radiation-B (UV-B), resulting in lower growth rates. Moreover, information from studies of community ecology, plant systematics, and taxonomy is essential to understanding vegetation change, habitat destruction and species extinction.
Genetics
Inheritance in plants follows the same fundamental principles of genetics as in other multicellular organisms. Gregor Mendel discovered the genetic laws of inheritance by studying inherited traits such as shape in Pisum sativum (peas). What Mendel learned from studying plants has had far-reaching benefits outside of botany. Similarly, "jumping genes" were discovered by Barbara McClintock while she was studying maize. Nevertheless, there are some distinctive genetic differences between plants and other organisms.
Species boundaries in plants may be weaker than in animals, and cross species hybrids are often possible. A familiar example is peppermint, Mentha × piperita, a sterile hybrid between Mentha aquatica and spearmint, Mentha spicata. The many cultivated varieties of wheat are the result of multiple inter- and intra-specific crosses between wild species and their hybrids. Angiosperms with monoecious flowers often have self-incompatibility mechanisms that operate between the pollen and stigma so that the pollen either fails to reach the stigma or fails to germinate and produce male gametes. This is one of several methods used by plants to promote outcrossing. In many land plants the male and female gametes are produced by separate individuals. These species are said to be dioecious when referring to vascular plant sporophytes and dioicous when referring to bryophyte gametophytes.
Unlike in higher animals, where parthenogenesis is rare, asexual reproduction may occur in plants by several different mechanisms. The formation of stem tubers in potato is one example. Particularly in arctic or alpine habitats, where opportunities for fertilisation of flowers by animals are rare, plantlets or bulbs, may develop instead of flowers, replacing sexual reproduction with asexual reproduction and giving rise to clonal populations genetically identical to the parent. This is one of several types of apomixis that occur in plants. Apomixis can also happen in a seed, producing a seed that contains an embryo genetically identical to the parent.
Most sexually reproducing organisms are diploid, with paired chromosomes, but doubling of their chromosome number may occur due to errors in cytokinesis. This can occur early in development to produce an autopolyploid or partly autopolyploid organism, or during normal processes of cellular differentiation to produce some cell types that are polyploid (endopolyploidy), or during gamete formation. An allopolyploid plant may result from a hybridisation event between two different species. Both autopolyploid and allopolyploid plants can often reproduce normally, but may be unable to cross-breed successfully with the parent population because there is a mismatch in chromosome numbers. These plants that are reproductively isolated from the parent species but live within the same geographical area, may be sufficiently successful to form a new species. Some otherwise sterile plant polyploids can still reproduce vegetatively or by seed apomixis, forming clonal populations of identical individuals. Durum wheat is a fertile tetraploid allopolyploid, while bread wheat is a fertile hexaploid. The commercial banana is an example of a sterile, seedless triploid hybrid. Common dandelion is a triploid that produces viable seeds by apomictic seed.
As in other eukaryotes, the inheritance of endosymbiotic organelles like mitochondria and chloroplasts in plants is non-Mendelian. Chloroplasts are inherited through the male parent in gymnosperms but often through the female parent in flowering plants.
Molecular genetics
A considerable amount of new knowledge about plant function comes from studies of the molecular genetics of model plants such as the Thale cress, Arabidopsis thaliana, a weedy species in the mustard family (Brassicaceae). The genome or hereditary information contained in the genes of this species is encoded by about 135 million base pairs of DNA, forming one of the smallest genomes among flowering plants. Arabidopsis was the first plant to have its genome sequenced, in 2000. The sequencing of some other relatively small genomes, of rice (Oryza sativa) and Brachypodium distachyon, has made them important model species for understanding the genetics, cellular and molecular biology of cereals, grasses and monocots generally.
Model plants such as Arabidopsis thaliana are used for studying the molecular biology of plant cells and the chloroplast. Ideally, these organisms have small genomes that are well known or completely sequenced, small stature and short generation times. Corn has been used to study mechanisms of photosynthesis and phloem loading of sugar in plants. The single celled green alga Chlamydomonas reinhardtii, while not an embryophyte itself, contains a green-pigmented chloroplast related to that of land plants, making it useful for study. A red alga Cyanidioschyzon merolae has also been used to study some basic chloroplast functions. Spinach, peas, soybeans and a moss Physcomitrella patens are commonly used to study plant cell biology.
Agrobacterium tumefaciens, a soil rhizosphere bacterium, can attach to plant cells and infect them with a callus-inducing Ti plasmid by horizontal gene transfer, causing a callus infection called crown gall disease. Schell and Van Montagu (1977) hypothesised that the Ti plasmid could be a natural vector for introducing the Nif gene responsible for nitrogen fixation in the root nodules of legumes and other plant species. Today, genetic modification of the Ti plasmid is one of the main techniques for introduction of transgenes to plants and the creation of genetically modified crops.
Epigenetics
Epigenetics is the study of heritable changes in gene function that cannot be explained by changes in the underlying DNA sequence but cause the organism's genes to behave (or "express themselves") differently. One example of epigenetic change is the marking of the genes by DNA methylation which determines whether they will be expressed or not. Gene expression can also be controlled by repressor proteins that attach to silencer regions of the DNA and prevent that region of the DNA code from being expressed. Epigenetic marks may be added or removed from the DNA during programmed stages of development of the plant, and are responsible, for example, for the differences between anthers, petals and normal leaves, despite the fact that they all have the same underlying genetic code. Epigenetic changes may be temporary or may remain through successive cell divisions for the remainder of the cell's life. Some epigenetic changes have been shown to be heritable, while others are reset in the germ cells.
Epigenetic changes in eukaryotic biology serve to regulate the process of cellular differentiation. During morphogenesis, totipotent stem cells become the various pluripotent cell lines of the embryo, which in turn become fully differentiated cells. A single fertilised egg cell, the zygote, gives rise to the many different plant cell types including parenchyma, xylem vessel elements, phloem sieve tubes, guard cells of the epidermis, etc. as it continues to divide. The process results from the epigenetic activation of some genes and inhibition of others.
Unlike animals, many plant cells, particularly those of the parenchyma, do not terminally differentiate, remaining totipotent with the ability to give rise to a new individual plant. Exceptions include highly lignified cells, the sclerenchyma and xylem which are dead at maturity, and the phloem sieve tubes which lack nuclei. While plants use many of the same epigenetic mechanisms as animals, such as chromatin remodelling, an alternative hypothesis is that plants set their gene expression patterns using positional information from the environment and surrounding cells to determine their developmental fate.
Epigenetic changes can lead to paramutations, which do not follow the Mendelian heritage rules. These epigenetic marks are carried from one generation to the next, with one allele inducing a change on the other.
Plant evolution
The chloroplasts of plants have a number of biochemical, structural and genetic similarities to cyanobacteria, (commonly but incorrectly known as "blue-green algae") and are thought to be derived from an ancient endosymbiotic relationship between an ancestral eukaryotic cell and a cyanobacterial resident.
The algae are a polyphyletic group and are placed in various divisions, some more closely related to plants than others. There are many differences between them in features such as cell wall composition, biochemistry, pigmentation, chloroplast structure and nutrient reserves. The algal division Charophyta, sister to the green algal division Chlorophyta, is considered to contain the ancestor of true plants. The Charophyte class Charophyceae and the land plant sub-kingdom Embryophyta together form the monophyletic group or clade Streptophytina.
Nonvascular land plants are embryophytes that lack the vascular tissues xylem and phloem. They include mosses, liverworts and hornworts. Pteridophytic vascular plants with true xylem and phloem that reproduced by spores germinating into free-living gametophytes evolved during the Silurian period and diversified into several lineages during the late Silurian and early Devonian. Representatives of the lycopods have survived to the present day. By the end of the Devonian period, several groups, including the lycopods, sphenophylls and progymnosperms, had independently evolved "megaspory" – their spores were of two distinct sizes, larger megaspores and smaller microspores. Their reduced gametophytes developed from megaspores retained within the spore-producing organs (megasporangia) of the sporophyte, a condition known as endospory. Seeds consist of an endosporic megasporangium surrounded by one or two sheathing layers (integuments). The young sporophyte develops within the seed, which on germination splits to release it. The earliest known seed plants date from the latest Devonian Famennian stage. Following the evolution of the seed habit, seed plants diversified, giving rise to a number of now-extinct groups, including seed ferns, as well as the modern gymnosperms and angiosperms. Gymnosperms produce "naked seeds" not fully enclosed in an ovary; modern representatives include conifers, cycads, Ginkgo, and Gnetales. Angiosperms produce seeds enclosed in a structure such as a carpel or an ovary. Ongoing research on the molecular phylogenetics of living plants appears to show that the angiosperms are a sister clade to the gymnosperms.
Plant physiology
Plant physiology encompasses all the internal chemical and physical activities of plants associated with life. Chemicals obtained from the air, soil and water form the basis of all plant metabolism. The energy of sunlight, captured by oxygenic photosynthesis and released by cellular respiration, is the basis of almost all life. Photoautotrophs, including all green plants, algae and cyanobacteria gather energy directly from sunlight by photosynthesis. Heterotrophs including all animals, all fungi, all completely parasitic plants, and non-photosynthetic bacteria take in organic molecules produced by photoautotrophs and respire them or use them in the construction of cells and tissues. Respiration is the oxidation of carbon compounds by breaking them down into simpler structures to release the energy they contain, essentially the opposite of photosynthesis.
Molecules are moved within plants by transport processes that operate at a variety of spatial scales. Subcellular transport of ions, electrons and molecules such as water and enzymes occurs across cell membranes. Minerals and water are transported from roots to other parts of the plant in the transpiration stream. Diffusion, osmosis, and active transport and mass flow are all different ways transport can occur. Examples of elements that plants need to transport are nitrogen, phosphorus, potassium, calcium, magnesium, and sulfur. In vascular plants, these elements are extracted from the soil as soluble ions by the roots and transported throughout the plant in the xylem. Most of the elements required for plant nutrition come from the chemical breakdown of soil minerals. Sucrose produced by photosynthesis is transported from the leaves to other parts of the plant in the phloem and plant hormones are transported by a variety of processes.
Plant hormones
Plants are not passive, but respond to external signals such as light, touch, and injury by moving or growing towards or away from the stimulus, as appropriate. Tangible evidence of touch sensitivity is the almost instantaneous collapse of leaflets of Mimosa pudica, the insect traps of Venus flytrap and bladderworts, and the pollinia of orchids.
The hypothesis that plant growth and development is coordinated by plant hormones or plant growth regulators first emerged in the late 19th century. Darwin experimented on the movements of plant shoots and roots towards light and gravity, and concluded "It is hardly an exaggeration to say that the tip of the radicle . . acts like the brain of one of the lower animals . . directing the several movements". About the same time, the role of auxins (from the Greek , to grow) in control of plant growth was first outlined by the Dutch scientist Frits Went. The first known auxin, indole-3-acetic acid (IAA), which promotes cell growth, was only isolated from plants about 50 years later. This compound mediates the tropic responses of shoots and roots towards light and gravity. The finding in 1939 that plant callus could be maintained in culture containing IAA, followed by the observation in 1947 that it could be induced to form roots and shoots by controlling the concentration of growth hormones were key steps in the development of plant biotechnology and genetic modification.
Cytokinins are a class of plant hormones named for their control of cell division (especially cytokinesis). The natural cytokinin zeatin was discovered in corn, Zea mays, and is a derivative of the purine adenine. Zeatin is produced in roots and transported to shoots in the xylem where it promotes cell division, bud development, and the greening of chloroplasts. The gibberelins, such as gibberelic acid are diterpenes synthesised from acetyl CoA via the mevalonate pathway. They are involved in the promotion of germination and dormancy-breaking in seeds, in regulation of plant height by controlling stem elongation and the control of flowering. Abscisic acid (ABA) occurs in all land plants except liverworts, and is synthesised from carotenoids in the chloroplasts and other plastids. It inhibits cell division, promotes seed maturation, and dormancy, and promotes stomatal closure. It was so named because it was originally thought to control abscission. Ethylene is a gaseous hormone that is produced in all higher plant tissues from methionine. It is now known to be the hormone that stimulates or regulates fruit ripening and abscission, and it, or the synthetic growth regulator ethephon which is rapidly metabolised to produce ethylene, are used on industrial scale to promote ripening of cotton, pineapples and other climacteric crops.
Another class of phytohormones is the jasmonates, first isolated from the oil of Jasminum grandiflorum which regulates wound responses in plants by unblocking the expression of genes required in the systemic acquired resistance response to pathogen attack.
In addition to being the primary energy source for plants, light functions as a signalling device, providing information to the plant, such as how much sunlight the plant receives each day. This can result in adaptive changes in a process known as photomorphogenesis. Phytochromes are the photoreceptors in a plant that are sensitive to light.
Plant anatomy and morphology
Plant anatomy is the study of the structure of plant cells and tissues, whereas plant morphology is the study of their external form.
All plants are multicellular eukaryotes, their DNA stored in nuclei. The characteristic features of plant cells that distinguish them from those of animals and fungi include a primary cell wall composed of the polysaccharides cellulose, hemicellulose and pectin, larger vacuoles than in animal cells and the presence of plastids with unique photosynthetic and biosynthetic functions as in the chloroplasts. Other plastids contain storage products such as starch (amyloplasts) or lipids (elaioplasts). Uniquely, streptophyte cells and those of the green algal order Trentepohliales divide by construction of a phragmoplast as a template for building a cell plate late in cell division.
The bodies of vascular plants including clubmosses, ferns and seed plants (gymnosperms and angiosperms) generally have aerial and subterranean subsystems. The shoots consist of stems bearing green photosynthesising leaves and reproductive structures. The underground vascularised roots bear root hairs at their tips and generally lack chlorophyll. Non-vascular plants, the liverworts, hornworts and mosses do not produce ground-penetrating vascular roots and most of the plant participates in photosynthesis. The sporophyte generation is nonphotosynthetic in liverworts but may be able to contribute part of its energy needs by photosynthesis in mosses and hornworts.
The root system and the shoot system are interdependent – the usually nonphotosynthetic root system depends on the shoot system for food, and the usually photosynthetic shoot system depends on water and minerals from the root system. Cells in each system are capable of creating cells of the other and producing adventitious shoots or roots. Stolons and tubers are examples of shoots that can grow roots. Roots that spread out close to the surface, such as those of willows, can produce shoots and ultimately new plants. In the event that one of the systems is lost, the other can often regrow it. In fact it is possible to grow an entire plant from a single leaf, as is the case with plants in Streptocarpus sect. Saintpaulia, or even a single cell – which can dedifferentiate into a callus (a mass of unspecialised cells) that can grow into a new plant.
In vascular plants, the xylem and phloem are the conductive tissues that transport resources between shoots and roots. Roots are often adapted to store food such as sugars or starch, as in sugar beets and carrots.
Stems mainly provide support to the leaves and reproductive structures, but can store water in succulent plants such as cacti, food as in potato tubers, or reproduce vegetatively as in the stolons of strawberry plants or in the process of layering. Leaves gather sunlight and carry out photosynthesis. Large, flat, flexible, green leaves are called foliage leaves. Gymnosperms, such as conifers, cycads, Ginkgo, and gnetophytes are seed-producing plants with open seeds. Angiosperms are seed-producing plants that produce flowers and have enclosed seeds. Woody plants, such as azaleas and oaks, undergo a secondary growth phase resulting in two additional types of tissues: wood (secondary xylem) and bark (secondary phloem and cork). All gymnosperms and many angiosperms are woody plants. Some plants reproduce sexually, some asexually, and some via both means.
Although reference to major morphological categories such as root, stem, leaf, and trichome are useful, one has to keep in mind that these categories are linked through intermediate forms so that a continuum between the categories results. Furthermore, structures can be seen as processes, that is, process combinations.
Systematic botany
Systematic botany is part of systematic biology, which is concerned with the range and diversity of organisms and their relationships, particularly as determined by their evolutionary history. It involves, or is related to, biological classification, scientific taxonomy and phylogenetics. Biological classification is the method by which botanists group organisms into categories such as genera or species. Biological classification is a form of scientific taxonomy. Modern taxonomy is rooted in the work of Carl Linnaeus, who grouped species according to shared physical characteristics. These groupings have since been revised to align better with the Darwinian principle of common descent – grouping organisms by ancestry rather than superficial characteristics. While scientists do not always agree on how to classify organisms, molecular phylogenetics, which uses DNA sequences as data, has driven many recent revisions along evolutionary lines and is likely to continue to do so. The dominant classification system is called Linnaean taxonomy. It includes ranks and binomial nomenclature. The nomenclature of botanical organisms is codified in the International Code of Nomenclature for algae, fungi, and plants (ICN) and administered by the International Botanical Congress.
Kingdom Plantae belongs to Domain Eukaryota and is broken down recursively until each species is separately classified. The order is: Kingdom; Phylum (or Division); Class; Order; Family; Genus (plural genera); Species. The scientific name of a plant represents its genus and its species within the genus, resulting in a single worldwide name for each organism. For example, the tiger lily is Lilium columbianum. Lilium is the genus, and columbianum the specific epithet. The combination is the name of the species. When writing the scientific name of an organism, it is proper to capitalise the first letter in the genus and put all of the specific epithet in lowercase. Additionally, the entire term is ordinarily italicised (or underlined when italics are not available).
The evolutionary relationships and heredity of a group of organisms is called its phylogeny. Phylogenetic studies attempt to discover phylogenies. The basic approach is to use similarities based on shared inheritance to determine relationships. As an example, species of Pereskia are trees or bushes with prominent leaves. They do not obviously resemble a typical leafless cactus such as an Echinocactus. However, both Pereskia and Echinocactus have spines produced from areoles (highly specialised pad-like structures) suggesting that the two genera are indeed related.
Judging relationships based on shared characters requires care, since plants may resemble one another through convergent evolution in which characters have arisen independently. Some euphorbias have leafless, rounded bodies adapted to water conservation similar to those of globular cacti, but characters such as the structure of their flowers make it clear that the two groups are not closely related. The cladistic method takes a systematic approach to characters, distinguishing between those that carry no information about shared evolutionary history – such as those evolved separately in different groups (homoplasies) or those left over from ancestors (plesiomorphies) – and derived characters, which have been passed down from innovations in a shared ancestor (apomorphies). Only derived characters, such as the spine-producing areoles of cacti, provide evidence for descent from a common ancestor. The results of cladistic analyses are expressed as cladograms: tree-like diagrams showing the pattern of evolutionary branching and descent.
From the 1990s onwards, the predominant approach to constructing phylogenies for living plants has been molecular phylogenetics, which uses molecular characters, particularly DNA sequences, rather than morphological characters like the presence or absence of spines and areoles. The difference is that the genetic code itself is used to decide evolutionary relationships, instead of being used indirectly via the characters it gives rise to. Clive Stace describes this as having "direct access to the genetic basis of evolution." As a simple example, prior to the use of genetic evidence, fungi were thought either to be plants or to be more closely related to plants than animals. Genetic evidence suggests that the true evolutionary relationship of multicelled organisms is as shown in the cladogram below – fungi are more closely related to animals than to plants.
In 1998, the Angiosperm Phylogeny Group published a phylogeny for flowering plants based on an analysis of DNA sequences from most families of flowering plants. As a result of this work, many questions, such as which families represent the earliest branches of angiosperms, have now been answered. Investigating how plant species are related to each other allows botanists to better understand the process of evolution in plants. Despite the study of model plants and increasing use of DNA evidence, there is ongoing work and discussion among taxonomists about how best to classify plants into various taxa. Technological developments such as computers and electron microscopes have greatly increased the level of detail studied and speed at which data can be analysed.
Symbols
A few symbols are in current use in botany. A number of others are obsolete; for example, Linnaeus used planetary symbols (Mars) for biennial plants, (Jupiter) for herbaceous perennials and (Saturn) for woody perennials, based on the planets' orbital periods of 2, 12 and 30 years; and Willd used (Saturn) for neuter in addition to (Mercury) for hermaphroditic. The following symbols are still used:
♀ female
♂ male
⚥ hermaphrodite/bisexual
⚲ vegetative (asexual) reproduction
◊ sex unknown
☉ annual
⚇ biennial
♾ perennial
☠ poisonous
🛈 further information
× crossbred hybrid
+ grafted hybrid
See also
Branches of botany
Evolution of plants
Glossary of botanical terms
Glossary of plant morphology
List of botany journals
List of botanists
List of botanical gardens
List of botanists by author abbreviation
List of domesticated plants
List of flowers
List of systems of plant taxonomy
Outline of botany
Timeline of British botany
Notes
References
Citations
Sources
Supporting Information
External links
Articles containing video clips |
4184 | https://en.wikipedia.org/wiki/Bacillus%20thuringiensis | Bacillus thuringiensis | Bacillus thuringiensis (or Bt) is a gram-positive, soil-dwelling bacterium, the most commonly used biological pesticide worldwide. B. thuringiensis also occurs naturally in the gut of caterpillars of various types of moths and butterflies, as well on leaf surfaces, aquatic environments, animal feces, insect-rich environments, and flour mills and grain-storage facilities. It has also been observed to parasitize other moths such as Cadra calidella—in laboratory experiments working with C. calidella, many of the moths were diseased due to this parasite.
During sporulation, many Bt strains produce crystal proteins (proteinaceous inclusions), called delta endotoxins, that have insecticidal action. This has led to their use as insecticides, and more recently to genetically modified crops using Bt genes, such as Bt corn. Many crystal-producing Bt strains, though, do not have insecticidal properties. The subspecies israelensis is commonly used for control of mosquitoes and of fungus gnats.
As a toxic mechanism, cry proteins bind to specific receptors on the membranes of mid-gut (epithelial) cells of the targeted pests, resulting in their rupture. Other organisms (including humans, other animals and non-targeted insects) that lack the appropriate receptors in their gut cannot be affected by the cry protein, and therefore are not affected by Bt.
Taxonomy and discovery
In 1902, B. thuringiensis was first discovered in silkworms by Japanese sericultural engineer . He named it B. sotto, using the Japanese word , here referring to bacillary paralysis. In 1911, German microbiologist Ernst Berliner rediscovered it when he isolated it as the cause of a disease called in flour moth caterpillars in Thuringia (hence the specific name thuringiensis, "Thuringian"). B. sotto would later be reassigned as B. thuringiensis var. sotto.
In 1976, Robert A. Zakharyan reported the presence of a plasmid in a strain of B. thuringiensis and suggested the plasmid's involvement in endospore and crystal formation. B. thuringiensis is closely related to B. cereus, a soil bacterium, and B. anthracis, the cause of anthrax; the three organisms differ mainly in their plasmids. Like other members of the genus, all three are capable of producing endospores.
Species group placement
B. thuringiensis is placed in the Bacillus cereus group which is variously defined as: seven closely related species: B. cereus sensu stricto (B. cereus), B. anthracis, B. thuringiensis, B. mycoides, B. pseudomycoides, and B. cytotoxicus; or as six species in a Bacillus cereus sensu lato: B. weihenstephanensis, B. mycoides, B. pseudomycoides, B. cereus, B. thuringiensis, and B. anthracis. Within this grouping B.t. is more closely related to B.ce. It is more distantly related to B.w., B.m., B.p., and B.cy.
Subspecies
There are several dozen recognized subspecies of B. thuringiensis. Subspecies commonly used as insecticides include B. thuringiensis subspecies kurstaki (Btk), subspecies israelensis (Bti) and (Bta). Some Bti lineages are clonal.
Genetics
Some strains are known to carry the same genes that produce enterotoxins in B. cereus, and so it is possible that the entire B. cereus sensu lato group may have the potential to be enteropathogens.
The proteins that B. thuringiensis is most known for are encoded by cry genes. In most strains of B. thuringiensis, these genes are located on a plasmid (in other words cry is not a chromosomal gene in most strains). If these plasmids are lost it becomes indistinguishable from B. cereus as B. thuringiensis has no other species characteristics. Plasmid exchange has been observed both naturally and experimentally both within B.t. and between B.t. and two congeners, B. cereus and B. mycoides.
plcR is an indispensable transcription regulator of most virulence factors, its absence greatly reducing virulence and toxicity. Some strains do naturally complete their life cycle with an inactivated plcR. It is half of a two-gene operon along with the heptapeptide . papR is part of quorum sensing in B. thuringiensis.
Various strains including Btk ATCC 33679 carry plasmids belonging to the wider pXO1-like family. (The pXO1 family being a B. cereus-common family with members of ≈330kb length. They differ from pXO1 by replacement of the pXO1 pathogenicity island.) The insect parasite Btk HD73 carries a pXO2-like plasmid (pBT9727) lacking the 35kb pathogenicity island of pXO2 itself, and in fact having no identifiable virulence factors. (The pXO2 family does not have replacement of the pathogenicity island, instead simply lacking that part of pXO2.)
The genomes of the B. cereus group may contain two types of introns, dubbed group I and group II. B.t strains have variously 0-5 group Is and 0-13 group IIs.
There is still insufficient information to determine whether chromosome-plasmid coevolution to enable adaptation to particular environmental niches has occurred or is even possible.
Common with B. cereus but so far not found elsewhere - including in other members of the species group - are the efflux pump BC3663, the N-acyl--amino-acid amidohydrolase BC3664, and the methyl-accepting chemotaxis protein BC5034.
Proteome
Has similar proteome diversity to close relative B. cereus.
Into the BT Cotton protein is 'Crystal protein'
Mechanism of insecticidal action
Upon sporulation, B. thuringiensis forms crystals of two types of proteinaceous insecticidal delta endotoxins (δ-endotoxins) called crystal proteins or Cry proteins, which are encoded by cry genes, and Cyt proteins.
Cry toxins have specific activities against insect species of the orders Lepidoptera (moths and butterflies), Diptera (flies and mosquitoes), Coleoptera (beetles) and Hymenoptera (wasps, bees, ants and sawflies), as well as against nematodes. Thus, B. thuringiensis serves as an important reservoir of Cry toxins for production of biological insecticides and insect-resistant genetically modified crops. When insects ingest toxin crystals, their alkaline digestive tracts denature the insoluble crystals, making them soluble and thus amenable to being cut with proteases found in the insect gut, which liberate the toxin from the crystal. The Cry toxin is then inserted into the insect gut cell membrane, paralyzing the digestive tract and forming a pore. The insect stops eating and starves to death; live Bt bacteria may also colonize the insect, which can contribute to death. Death occurs within a few hours or weeks. The midgut bacteria of susceptible larvae may be required for B. thuringiensis insecticidal activity.
A B. thuringiensis small RNA called BtsR1 can silence the Cry5Ba toxin expression when outside the host by binding to the RBS site of the Cry5Ba toxin transcript to avoid nematode behavioral defenses. The silencing results in an increase of the bacteria ingestion by C. elegans. The expression of BtsR1 is then reduced after ingestion, resulting in Cry5Ba toxin production and host death.
In 1996 another class of insecticidal proteins in Bt was discovered: the vegetative insecticidal proteins (Vip; ). Vip proteins do not share sequence homology with Cry proteins, in general do not compete for the same receptors, and some kill different insects than do Cry proteins.
In 2000, a novel subgroup of Cry protein, designated parasporin, was discovered from non-insecticidal B. thuringiensis isolates. The proteins of parasporin group are defined as B. thuringiensis and related bacterial parasporal proteins that are not hemolytic, but capable of preferentially killing cancer cells. As of January 2013, parasporins comprise six subfamilies: PS1 to PS6.
Use of spores and proteins in pest control
Spores and crystalline insecticidal proteins produced by B. thuringiensis have been used to control insect pests since the 1920s and are often applied as liquid sprays. They are now used as specific insecticides under trade names such as DiPel and Thuricide. Because of their specificity, these pesticides are regarded as environmentally friendly, with little or no effect on humans, wildlife, pollinators, and most other beneficial insects, and are used in organic farming; however, the manuals for these products do contain many environmental and human health warnings, and a 2012 European regulatory peer review of five approved strains found, while data exist to support some claims of low toxicity to humans and the environment, the data are insufficient to justify many of these claims.
New strains of Bt are developed and introduced over time as insects develop resistance to Bt, or the desire occurs to force mutations to modify organism characteristics, or to use homologous recombinant genetic engineering to improve crystal size and increase pesticidal activity, or broaden the host range of Bt and obtain more effective formulations. Each new strain is given a unique number and registered with the U.S. EPA and allowances may be given for genetic modification depending on "its parental strains, the proposed pesticide use pattern, and the manner and extent to which the organism has been genetically modified". Formulations of Bt that are approved for organic farming in the US are listed at the website of the Organic Materials Review Institute (OMRI) and several university extension websites offer advice on how to use Bt spore or protein preparations in organic farming.
Use of Bt genes in genetic engineering of plants for pest control
The Belgian company Plant Genetic Systems (now part of Bayer CropScience) was the first company (in 1985) to develop genetically modified crops (tobacco) with insect tolerance by expressing cry genes from B. thuringiensis; the resulting crops contain delta endotoxin. The Bt tobacco was never commercialized; tobacco plants are used to test genetic modifications since they are easy to manipulate genetically and are not part of the food supply.
Usage
In 1985, were approved safe by the Environmental Protection Agency, making it the first human-modified pesticide-producing crop to be approved in the US, though many plants produce pesticides naturally, including tobacco, coffee plants, cocoa, cotton and black walnut. This was the 'New Leaf' potato, and it was removed from the market in 2001 due to lack of interest.
In 1996, was approved, which killed the European corn borer and related species; subsequent Bt genes were introduced that killed corn rootworm larvae.
The Bt genes engineered into crops and approved for release include, singly and stacked: Cry1A.105, CryIAb, CryIF, Cry2Ab, Cry3Bb1, Cry34Ab1, Cry35Ab1, mCry3A, and VIP, and the engineered crops include corn and cotton.
Corn genetically modified to produce VIP was first approved in the US in 2010.
In India, by 2014, more than seven million cotton farmers, occupying twenty-six million acres, had adopted .
Monsanto developed a and the glyphosate-resistance gene for the Brazilian market, which completed the Brazilian regulatory process in 2010.
- specifically Populus hybrids - have been developed. They do suffer lesser leaf damage from insect herbivory. The results have not been entirely positive however: The intended result - better timber yield - was not achieved, with no growth advantage despite that reduction in herbivore damage; one of their major pests still preys upon the transgenic trees; and besides that, their leaf litter decomposes differently due to the transgenic toxins, resulting in alterations to the aquatic insect populations nearby.
Safety studies
The use of Bt toxins as plant-incorporated protectants prompted the need for extensive evaluation of their safety for use in foods and potential unintended impacts on the environment.
Dietary risk assessment
Concerns over the safety of consumption of genetically modified plant materials that contain Cry proteins have been addressed in extensive dietary risk assessment studies. As a toxic mechanism, cry proteins bind to specific receptors on the membranes of mid-gut (epithelial) cells of the targeted pests, resulting in their rupture. While the target pests are exposed to the toxins primarily through leaf and stalk material, Cry proteins are also expressed in other parts of the plant, including trace amounts in maize kernels which are ultimately consumed by both humans and animals. However, other organisms (including humans, other animals and non-targeted insects) that lack the appropriate receptors in their gut cannot be affected by the cry protein, and therefore are not affected by Bt.
Toxicology studies
Animal models have been used to assess human health risk from consumption of products containing Cry proteins. The United States Environmental Protection Agency recognizes mouse acute oral feeding studies where doses as high as 5,000 mg/kg body weight resulted in no observed adverse effects. Research on other known toxic proteins suggests that , further suggesting that Bt toxins are not toxic to mammals. The results of toxicology studies are further strengthened by the lack of observed toxicity from decades of use of B. thuringiensis and its crystalline proteins as an insecticidal spray.
Allergenicity studies
Introduction of a new protein raised concerns regarding the potential for allergic responses in sensitive individuals. Bioinformatic analysis of known allergens has indicated there is no concern of allergic reactions as a result of consumption of Bt toxins. Additionally, skin prick testing using purified Bt protein resulted in no detectable production of toxin-specific IgE antibodies, even in atopic patients.
Digestibility studies
Studies have been conducted to evaluate the fate of Bt toxins that are ingested in foods. Bt toxin proteins have been shown to digest within minutes of exposure to simulated gastric fluids. The instability of the proteins in digestive fluids is an additional indication that Cry proteins are unlikely to be allergenic, since most known food allergens resist degradation and are ultimately absorbed in the small intestine.
Ecological risk assessment
Ecological risk assessment aims to ensure there is no unintended impact on non-target organisms and no contamination of natural resources as a result of the use of a new substance, such as the use of Bt in genetically modified crops. The impact of Bt toxins on the environments where transgenic plants are grown has been evaluated to ensure no adverse effects outside of targeted crop pests.
Persistence in environment
Concerns over possible environmental impact from accumulation of Bt toxins from plant tissues, pollen dispersal, and direct secretion from roots have been investigated. Bt toxins may persist in soil for over 200 days, with half-lives between 1.6 and 22 days. Much of the toxin is initially degraded rapidly by microorganisms in the environment, while some is adsorbed by organic matter and persists longer. Some studies, in contrast, claim that the toxins do not persist in the soil. Bt toxins are less likely to accumulate in bodies of water, but pollen shed or soil runoff may deposit them in an aquatic ecosystem. Fish species are not susceptible to Bt toxins if exposed.
Impact on non-target organisms
The toxic nature of Bt proteins has an adverse impact on many major crop pests, but ecological risk assessments have been conducted to ensure safety of beneficial non-target organisms that may come into contact with the toxins. Widespread concerns over toxicity in non-target lepidopterans, such as the monarch butterfly, have been disproved through proper exposure characterization, where it was determined that non-target organisms are not exposed to high enough amounts of the Bt toxins to have an adverse effect on the population. Soil-dwelling organisms, potentially exposed to Bt toxins through root exudates, are not impacted by the growth of Bt crops.
Insect resistance
Multiple insects have developed a resistance to B. thuringiensis. In November 2009, Monsanto scientists found the pink bollworm had become resistant to the first-generation Bt cotton in parts of Gujarat, India - that generation expresses one Bt gene, Cry1Ac. This was the first instance of Bt resistance confirmed by Monsanto anywhere in the world. Monsanto responded by introducing a second-generation cotton with multiple Bt proteins, which was rapidly adopted. Bollworm resistance to first-generation Bt cotton was also identified in Australia, China, Spain, and the United States. Additionally, resistance to Bt was documented in field population of diamondback moth in Hawaii, the continental US, and Asia. Studies in the cabbage looper have suggested that a mutation in the membrane transporter ABCC2 can confer resistance to Bt Cry1Ac.
Secondary pests
Several studies have documented surges in "sucking pests" (which are not affected by Bt toxins) within a few years of adoption of Bt cotton. In China, the main problem has been with mirids, which have in some cases "completely eroded all benefits from Bt cotton cultivation". The increase in sucking pests depended on local temperature and rainfall conditions and increased in half the villages studied. The increase in insecticide use for the control of these secondary insects was far smaller than the reduction in total insecticide use due to Bt cotton adoption. Another study in five provinces in China found the reduction in pesticide use in Bt cotton cultivars is significantly lower than that reported in research elsewhere, consistent with the hypothesis suggested by recent studies that more pesticide sprayings are needed over time to control emerging secondary pests, such as aphids, spider mites, and lygus bugs.
Similar problems have been reported in India, with both mealy bugs and aphids although a survey of small Indian farms between 2002 and 2008 concluded Bt cotton adoption has led to higher yields and lower pesticide use, decreasing over time.
Controversies
The controversies surrounding Bt use are among the many genetically modified food controversies more widely.
Lepidopteran toxicity
The most publicised problem associated with Bt crops is the claim that pollen from Bt maize could kill the monarch butterfly. The paper produced a public uproar and demonstrations against Bt maize; however by 2001 several follow-up studies coordinated by the USDA had asserted that "the most common types of Bt maize pollen are not toxic to monarch larvae in concentrations the insects would encounter in the fields." Similarly, B. thuringiensis has been widely used for controlling Spodoptera littoralis larvae growth due to their detrimental pest activities in Africa and Southern Europe. However, S. littoralis showed resistance to many strains of B. thuriginesis and were only effectively controlled by a few strains.
Wild maize genetic mixing
A study published in Nature in 2001 reported Bt-containing maize genes were found in maize in its center of origin, Oaxaca, Mexico. Another Nature paper published in 2002 claimed that the previous paper's conclusion was the result of an artifact caused by an inverse polymerase chain reaction and that "the evidence available is not sufficient to justify the publication of the original paper." A significant controversy happened over the paper and Natures unprecedented notice.
A subsequent large-scale study in 2005 failed to find any evidence of genetic mixing in Oaxaca. A 2007 study found the "transgenic proteins expressed in maize were found in two (0.96%) of 208 samples from farmers' fields, located in two (8%) of 25 sampled communities." Mexico imports a substantial amount of maize from the U.S., and due to formal and informal seed networks among rural farmers, many potential routes are available for transgenic maize to enter into food and feed webs. One study found small-scale (about 1%) introduction of transgenic sequences in sampled fields in Mexico; it did not find evidence for or against this introduced genetic material being inherited by the next generation of plants. That study was immediately criticized, with the reviewer writing, "Genetically, any given plant should be either non-transgenic or transgenic, therefore for leaf tissue of a single transgenic plant, a GMO level close to 100% is expected. In their study, the authors chose to classify leaf samples as transgenic despite GMO levels of about 0.1%. We contend that results such as these are incorrectly interpreted as positive and are more likely to be indicative of contamination in the laboratory."
Colony collapse disorder
As of 2007, a new phenomenon called colony collapse disorder (CCD) began affecting bee hives all over North America. Initial speculation on possible causes included new parasites, pesticide use, and the use of Bt transgenic crops. The Mid-Atlantic Apiculture Research and Extension Consortium found no evidence that pollen from Bt crops is adversely affecting bees. According to the USDA, "Genetically modified (GM) crops, most commonly Bt corn, have been offered up as the cause of CCD. But there is no correlation between where GM crops are planted and the pattern of CCD incidents. Also, GM crops have been widely planted since the late 1990s, but CCD did not appear until 2006. In addition, CCD has been reported in countries that do not allow GM crops to be planted, such as Switzerland. German researchers have noted in one study a possible correlation between exposure to Bt pollen and compromised immunity to Nosema." The actual cause of CCD was unknown in 2007, and scientists believe it may have multiple exacerbating causes.
Beta-exotoxins
Some isolates of B. thuringiensis produce a class of insecticidal small molecules called beta-exotoxin, the common name for which is thuringiensin. A consensus document produced by the OECD says: "Beta-exotoxins are known to be toxic to humans and almost all other forms of life and its presence is prohibited in B. thuringiensis microbial products". Thuringiensins are nucleoside analogues. They inhibit RNA polymerase activity, a process common to all forms of life, in rats and bacteria alike.
Other hosts
Opportunistic pathogen of animals other than insects, causing necrosis, pulmonary infection, and/or food poisoning. How common this is, is unknown, because these are always taken to be B. cereus infections and are rarely tested for the Cry and Cyt proteins that are the only factor distinguishing B. thuringiensis from B. cereus.
New nomenclature for pesticidal proteins (Bt toxins)
Bacillus thuringiensis is no longer the sole source of pesticidal proteins. The Bacterial Pesticidal Protein Resource Center (BPPRC) provides information on the rapidly expanding field of pesticidal proteins for academics, regulators, and research and development personnel
See also
Biological insecticides
Genetically modified food
Western corn rootworm
Cry1Ac
Diamondback moth
References
Further reading
External links
thuringiensis
Biopesticides
Genetically modified organisms in agriculture
Bacteria described in 1915 |
4185 | https://en.wikipedia.org/wiki/Bacteriophage | Bacteriophage | A bacteriophage (), also known informally as a phage (), is a virus that infects and replicates within bacteria and archaea. The term was derived from "bacteria" and the Greek φαγεῖν (), meaning "to devour". Bacteriophages are composed of proteins that encapsulate a DNA or RNA genome, and may have structures that are either simple or elaborate. Their genomes may encode as few as four genes (e.g. MS2) and as many as hundreds of genes. Phages replicate within the bacterium following the injection of their genome into its cytoplasm.
Bacteriophages are among the most common and diverse entities in the biosphere. Bacteriophages are ubiquitous viruses, found wherever bacteria exist. It is estimated there are more than 1031 bacteriophages on the planet, more than every other organism on Earth, including bacteria, combined. Viruses are the most abundant biological entity in the water column of the world's oceans, and the second largest component of biomass after prokaryotes, where up to 9x108 virions per millilitre have been found in microbial mats at the surface, and up to 70% of marine bacteria may be infected by phages.
Phages have been used since the late 20th century as an alternative to antibiotics in the former Soviet Union and Central Europe, as well as in France. They are seen as a possible therapy against multi-drug-resistant strains of many bacteria (see phage therapy).
Phages are known to interact with the immune system both indirectly via bacterial expression of phage-encoded proteins and directly by influencing innate immunity and bacterial clearance. Phage–host interactions are becoming increasingly important areas of research.
Classification
Bacteriophages occur abundantly in the biosphere, with different genomes and lifestyles. Phages are classified by the International Committee on Taxonomy of Viruses (ICTV) according to morphology and nucleic acid.
It has been suggested that members of Picobirnaviridae infect bacteria, but not mammals.
There are also many unassigned genera of the class Leviviricetes: Chimpavirus, Hohglivirus, Mahrahvirus, Meihzavirus, Nicedsevirus, Sculuvirus, Skrubnovirus, Tetipavirus and Winunavirus containing linear ssRNA genomes and the unassigned genus Lilyvirus of the order Caudovirales containing a linear dsDNA genome.
History
In 1896, Ernest Hanbury Hankin reported that something in the waters of the Ganges and Yamuna rivers in India had a marked antibacterial action against cholera and it could pass through a very fine porcelain filter. In 1915, British bacteriologist Frederick Twort, superintendent of the Brown Institution of London, discovered a small agent that infected and killed bacteria. He believed the agent must be one of the following:
a stage in the life cycle of the bacteria
an enzyme produced by the bacteria themselves, or
a virus that grew on and destroyed the bacteria
Twort's research was interrupted by the onset of World War I, as well as a shortage of funding and the discoveries of antibiotics.
Independently, French-Canadian microbiologist Félix d'Hérelle, working at the Pasteur Institute in Paris, announced on 3 September 1917 that he had discovered "an invisible, antagonistic microbe of the dysentery bacillus". For d'Hérelle, there was no question as to the nature of his discovery: "In a flash I had understood: what caused my clear spots was in fact an invisible microbe... a virus parasitic on bacteria." D'Hérelle called the virus a bacteriophage, a bacteria-eater (from the Greek , meaning "to devour"). He also recorded a dramatic account of a man suffering from dysentery who was restored to good health by the bacteriophages. It was d'Hérelle who conducted much research into bacteriophages and introduced the concept of phage therapy. In 1919, in Paris, France, d'Hérelle conducted the first clinical application of a bacteriophage, with the first reported use in the United States being in 1922.
Nobel prizes awarded for phage research
In 1969, Max Delbrück, Alfred Hershey, and Salvador Luria were awarded the Nobel Prize in Physiology or Medicine for their discoveries of the replication of viruses and their genetic structure. Specifically the work of Hershey, as contributor to the Hershey–Chase experiment in 1952, provided convincing evidence that DNA, not protein, was the genetic material of life. Delbrück and Luria carried out the Luria–Delbrück experiment which demonstrated statistically that mutations in bacteria occur randomly and thus follow Darwinian rather than Lamarckian principles.
Uses
Phage therapy
Phages were discovered to be antibacterial agents and were used in the former Soviet Republic of Georgia (pioneered there by Giorgi Eliava with help from the co-discoverer of bacteriophages, Félix d'Hérelle) during the 1920s and 1930s for treating bacterial infections. They had widespread use, including treatment of soldiers in the Red Army. However, they were abandoned for general use in the West for several reasons:
Antibiotics were discovered and marketed widely. They were easier to make, store, and prescribe.
Medical trials of phages were carried out, but a basic lack of understanding of phages raised questions about the validity of these trials.
Publication of research in the Soviet Union was mainly in the Russian or Georgian languages and for many years was not followed internationally.
The use of phages has continued since the end of the Cold War in Russia, Georgia, and elsewhere in Central and Eastern Europe. The first regulated, randomized, double-blind clinical trial was reported in the Journal of Wound Care in June 2009, which evaluated the safety and efficacy of a bacteriophage cocktail to treat infected venous ulcers of the leg in human patients. The FDA approved the study as a Phase I clinical trial. The study's results demonstrated the safety of therapeutic application of bacteriophages, but did not show efficacy. The authors explained that the use of certain chemicals that are part of standard wound care (e.g. lactoferrin or silver) may have interfered with bacteriophage viability. Shortly after that, another controlled clinical trial in Western Europe (treatment of ear infections caused by Pseudomonas aeruginosa) was reported in the journal Clinical Otolaryngology in August 2009. The study concludes that bacteriophage preparations were safe and effective for treatment of chronic ear infections in humans. Additionally, there have been numerous animal and other experimental clinical trials evaluating the efficacy of bacteriophages for various diseases, such as infected burns and wounds, and cystic fibrosis-associated lung infections, among others. On the other hand, phages of Inoviridae have been shown to complicate biofilms involved in pneumonia and cystic fibrosis and to shelter the bacteria from drugs meant to eradicate disease, thus promoting persistent infection.
Meanwhile, bacteriophage researchers have been developing engineered viruses to overcome antibiotic resistance, and engineering the phage genes responsible for coding enzymes that degrade the biofilm matrix, phage structural proteins, and the enzymes responsible for lysis of the bacterial cell wall. There have been results showing that T4 phages that are small in size and short-tailed can be helpful in detecting E. coli in the human body.
Therapeutic efficacy of a phage cocktail was evaluated in a mice model with nasal infection of multidrug-resistant (MDR) A. baumannii. Mice treated with the phage cocktail showed a 2.3-fold higher survival rate compared to those untreated at seven days post-infection. In 2017, a patient with a pancreas compromised by MDR A. baumannii was put on several antibiotics; despite this, the patient's health continued to deteriorate during a four-month period. Without effective antibiotics, the patient was subjected to phage therapy using a phage cocktail containing nine different phages that had been demonstrated to be effective against MDR A. baumannii. Once on this therapy the patient's downward clinical trajectory reversed, and returned to health.
D'Herelle "quickly learned that bacteriophages are found wherever bacteria thrive: in sewers, in rivers that catch waste runoff from pipes, and in the stools of convalescent patients." This includes rivers traditionally thought to have healing powers, including India's Ganges River.
Other
Food industry – Phages have increasingly been used to safen food products and to forestall spoilage bacteria. Since 2006, the United States Food and Drug Administration (FDA) and United States Department of Agriculture (USDA) have approved several bacteriophage products. LMP-102 (Intralytix) was approved for treating ready-to-eat (RTE) poultry and meat products. In that same year, the FDA approved LISTEX (developed and produced by Micreos) using bacteriophages on cheese to kill Listeria monocytogenes bacteria, in order to give them generally recognized as safe (GRAS) status. In July 2007, the same bacteriophage were approved for use on all food products. In 2011 USDA confirmed that LISTEX is a clean label processing aid and is included in USDA. Research in the field of food safety is continuing to see if lytic phages are a viable option to control other food-borne pathogens in various food products.
Diagnostics – In 2011, the FDA cleared the first bacteriophage-based product for in vitro diagnostic use. The KeyPath MRSA/MSSA Blood Culture Test uses a cocktail of bacteriophage to detect Staphylococcus aureus in positive blood cultures and determine methicillin resistance or susceptibility. The test returns results in about five hours, compared to two to three days for standard microbial identification and susceptibility test methods. It was the first accelerated antibiotic-susceptibility test approved by the FDA.
Counteracting bioweapons and toxins – Government agencies in the West have for several years been looking to Georgia and the former Soviet Union for help with exploiting phages for counteracting bioweapons and toxins, such as anthrax and botulism. Developments are continuing among research groups in the U.S. Other uses include spray application in horticulture for protecting plants and vegetable produce from decay and the spread of bacterial disease. Other applications for bacteriophages are as biocides for environmental surfaces, e.g., in hospitals, and as preventative treatments for catheters and medical devices before use in clinical settings. The technology for phages to be applied to dry surfaces, e.g., uniforms, curtains, or even sutures for surgery now exists. Clinical trials reported in Clinical Otolaryngology show success in veterinary treatment of pet dogs with otitis.
The SEPTIC bacterium sensing and identification method uses the ion emission and its dynamics during phage infection and offers high specificity and speed for detection.
Phage display is a different use of phages involving a library of phages with a variable peptide linked to a surface protein. Each phage genome encodes the variant of the protein displayed on its surface (hence the name), providing a link between the peptide variant and its encoding gene. Variant phages from the library may be selected through their binding affinity to an immobilized molecule (e.g., botulism toxin) to neutralize it. The bound, selected phages can be multiplied by reinfecting a susceptible bacterial strain, thus allowing them to retrieve the peptides encoded in them for further study.
Antimicrobial drug discovery – Phage proteins often have antimicrobial activity and may serve as leads for peptidomimetics, i.e. drugs that mimic peptides. Phage-ligand technology makes use of phage proteins for various applications, such as binding of bacteria and bacterial components (e.g. endotoxin) and lysis of bacteria.
Basic research – Bacteriophages are important model organisms for studying principles of evolution and ecology.
Detriments
Dairy industry
Bacteriophages present in the environment can cause cheese to not ferment. In order to avoid this, mixed-strain starter cultures and culture rotation regimes can be used. Genetic engineering of culture microbes – especially Lactococcus lactis and Streptococcus thermophilus – have been studied for genetic analysis and modification to improve phage resistance. This has especially focused on plasmid and recombinant chromosomal modifications.
Some research has focused on the potential of bacteriophages as antimicrobial against foodborne pathogens and biofilm formation within the dairy industry. As the spread of antibiotic resistance is a main concern within the dairy industry, phages can serve as a promising alternative.
Replication
The life cycle of bacteriophages tends to be either a lytic cycle or a lysogenic cycle. In addition, some phages display pseudolysogenic behaviors.
With lytic phages such as the T4 phage, bacterial cells are broken open (lysed) and destroyed after immediate replication of the virion. As soon as the cell is destroyed, the phage progeny can find new hosts to infect. Lytic phages are more suitable for phage therapy. Some lytic phages undergo a phenomenon known as lysis inhibition, where completed phage progeny will not immediately lyse out of the cell if extracellular phage concentrations are high. This mechanism is not identical to that of the temperate phage going dormant and usually is temporary.
In contrast, the lysogenic cycle does not result in immediate lysing of the host cell. Those phages able to undergo lysogeny are known as temperate phages. Their viral genome will integrate with host DNA and replicate along with it, relatively harmlessly, or may even become established as a plasmid. The virus remains dormant until host conditions deteriorate, perhaps due to depletion of nutrients, then, the endogenous phages (known as prophages) become active. At this point they initiate the reproductive cycle, resulting in lysis of the host cell. As the lysogenic cycle allows the host cell to continue to survive and reproduce, the virus is replicated in all offspring of the cell. An example of a bacteriophage known to follow the lysogenic cycle and the lytic cycle is the phage lambda of E. coli.
Sometimes prophages may provide benefits to the host bacterium while they are dormant by adding new functions to the bacterial genome, in a phenomenon called lysogenic conversion. Examples are the conversion of harmless strains of Corynebacterium diphtheriae or Vibrio cholerae by bacteriophages to highly virulent ones that cause diphtheria or cholera, respectively. Strategies to combat certain bacterial infections by targeting these toxin-encoding prophages have been proposed.
Attachment and penetration
Bacterial cells are protected by a cell wall of polysaccharides, which are important virulence factors protecting bacterial cells against both immune host defenses and antibiotics.
Host growth conditions also influence the ability of the phage to attach and invade them. As phage virions do not move independently, they must rely on random encounters with the correct receptors when in solution, such as blood, lymphatic circulation, irrigation, soil water, etc.
Myovirus bacteriophages use a hypodermic syringe-like motion to inject their genetic material into the cell. After contacting the appropriate receptor, the tail fibers flex to bring the base plate closer to the surface of the cell. This is known as reversible binding. Once attached completely, irreversible binding is initiated and the tail contracts, possibly with the help of ATP present in the tail, injecting genetic material through the bacterial membrane. The injection is accomplished through a sort of bending motion in the shaft by going to the side, contracting closer to the cell and pushing back up. Podoviruses lack an elongated tail sheath like that of a myovirus, so instead, they use their small, tooth-like tail fibers enzymatically to degrade a portion of the cell membrane before inserting their genetic material.
Synthesis of proteins and nucleic acid
Within minutes, bacterial ribosomes start translating viral mRNA into protein. For RNA-based phages, RNA replicase is synthesized early in the process. Proteins modify the bacterial RNA polymerase so it preferentially transcribes viral mRNA. The host's normal synthesis of proteins and nucleic acids is disrupted, and it is forced to manufacture viral products instead. These products go on to become part of new virions within the cell, helper proteins that contribute to the assemblage of new virions, or proteins involved in cell lysis. In 1972, Walter Fiers (University of Ghent, Belgium) was the first to establish the complete nucleotide sequence of a gene and in 1976, of the viral genome of bacteriophage MS2. Some dsDNA bacteriophages encode ribosomal proteins, which are thought to modulate protein translation during phage infection.
Virion assembly
In the case of the T4 phage, the construction of new virus particles involves the assistance of helper proteins that act catalytically during phage morphogenesis. The base plates are assembled first, with the tails being built upon them afterward. The head capsids, constructed separately, will spontaneously assemble with the tails. During assembly of the phage T4 virion, the morphogenetic proteins encoded by the phage genes interact with each other in a characteristic sequence. Maintaining an appropriate balance in the amounts of each of these proteins produced during viral infection appears to be critical for normal phage T4 morphogenesis. The DNA is packed efficiently within the heads. The whole process takes about 15 minutes.
Release of virions
Phages may be released via cell lysis, by extrusion, or, in a few cases, by budding. Lysis, by tailed phages, is achieved by an enzyme called endolysin, which attacks and breaks down the cell wall peptidoglycan. An altogether different phage type, the filamentous phage, makes the host cell continually secrete new virus particles. Released virions are described as free, and, unless defective, are capable of infecting a new bacterium. Budding is associated with certain Mycoplasma phages. In contrast to virion release, phages displaying a lysogenic cycle do not kill the host and instead become long-term residents as prophages.
Communication
Research in 2017 revealed that the bacteriophage Φ3T makes a short viral protein that signals other bacteriophages to lie dormant instead of killing the host bacterium. Arbitrium is the name given to this protein by the researchers who discovered it.
Genome structure
Given the millions of different phages in the environment, phage genomes come in a variety of forms and sizes. RNA phages such as MS2 have the smallest genomes, with only a few kilobases. However, some DNA phages such as T4 may have large genomes with hundreds of genes; the size and shape of the capsid varies along with the size of the genome. The largest bacteriophage genomes reach a size of 735 kb.Bacteriophage genomes can be highly mosaic, i.e. the genome of many phage species appear to be composed of numerous individual modules. These modules may be found in other phage species in different arrangements. Mycobacteriophages, bacteriophages with mycobacterial hosts, have provided excellent examples of this mosaicism. In these mycobacteriophages, genetic assortment may be the result of repeated instances of site-specific recombination and illegitimate recombination (the result of phage genome acquisition of bacterial host genetic sequences). Evolutionary mechanisms shaping the genomes of bacterial viruses vary between different families and depend upon the type of the nucleic acid, characteristics of the virion structure, as well as the mode of the viral life cycle.
Some marine roseobacter phages contain deoxyuridine (dU) instead of deoxythymidine (dT) in their genomic DNA. There is some evidence that this unusual component is a mechanism to evade bacterial defense mechanisms such as restriction endonucleases and CRISPR/Cas systems which evolved to recognize and cleave sequences within invading phages, thereby inactivating them. Other phages have long been known to use unusual nucleotides. In 1963, Takahashi and Marmur identified a Bacillus phage that has dU substituting dT in its genome, and in 1977, Kirnos et al. identified a cyanophage containing 2-aminoadenine (Z) instead of adenine (A).
Systems biology
The field of systems biology investigates the complex networks of interactions within an organism, usually using computational tools and modeling. For example, a phage genome that enters into a bacterial host cell may express hundreds of phage proteins which will affect the expression of numerous host genes or the host's metabolism. All of these complex interactions can be described and simulated in computer models.
For instance, infection of Pseudomonas aeruginosa by the temperate phage PaP3 changed the expression of 38% (2160/5633) of its host's genes. Many of these effects are probably indirect, hence the challenge becomes to identify the direct interactions among bacteria and phage.
Several attempts have been made to map protein–protein interactions among phage and their host. For instance, bacteriophage lambda was found to interact with its host, E. coli, by dozens of interactions. Again, the significance of many of these interactions remains unclear, but these studies suggest that there most likely are several key interactions and many indirect interactions whose role remains uncharacterized.
Host resistance
Bacteriophages are a major threat to bacteria and prokaryotes have evolved numerous mechanisms to block infection or to block the replication of bacteriophages within host cells. The CRISPR system is one such mechanism as are retrons and the anti-toxin system encoded by them. The Thoeris defense system is known to deploy a unique strategy for bacterial antiphage resistance via NAD+ degradation.
Bacteriophage–host symbiosis
Temperate phages are bacteriophages that integrate their genetic material into the host as extrachromosomal episomes or as a prophage during a lysogenic cycle. Some temperate phages can confer fitness advantages to their host in numerous ways, including giving antibiotic resistance through the transfer or introduction of antibiotic resistance genes (ARGs), protecting hosts from phagocytosis, protecting hosts from secondary infection through superinfection exclusion, enhancing host pathogenicity, or enhancing bacterial metabolism or growth. Bacteriophage–host symbiosis may benefit bacteria by providing selective advantages while passively replicating the phage genome.
In the environment
Metagenomics has allowed the in-water detection of bacteriophages that was not possible previously.
Also, bacteriophages have been used in hydrological tracing and modelling in river systems, especially where surface water and groundwater interactions occur. The use of phages is preferred to the more conventional dye marker because they are significantly less absorbed when passing through ground waters and they are readily detected at very low concentrations. Non-polluted water may contain approximately 2×108 bacteriophages per ml.
Bacteriophages are thought to contribute extensively to horizontal gene transfer in natural environments, principally via transduction, but also via transformation. Metagenomics-based studies also have revealed that viromes from a variety of environments harbor antibiotic-resistance genes, including those that could confer multidrug resistance.
In humans
Although phages do not infect humans, there are countless phage particles in the human body, given our extensive microbiome. Our phage population has been called the human phageome, including the "healthy gut phageome" (HGP) and the "diseased human phageome" (DHP). The active phageome of a healthy human (i.e., actively replicating as opposed to nonreplicating, integrated prophage) has been estimated to comprise dozens to thousands of different viruses.
There is evidence that bacteriophages and bacteria interact in the human gut microbiome both antagonistically and beneficially.
Preliminary studies have indicated that common bacteriophages are found in 62% of healthy individuals on average, while their prevalence was reduced by 42% and 54% on average in patients with ulcerative colitis (UC) and Crohn's disease (CD). Abundance of phages may also decline in the elderly.
The most common phages in the human intestine, found worldwide, are crAssphages. CrAssphages are transmitted from mother to child soon after birth, and there is some evidence suggesting that they may be transmitted locally. Each person develops their own unique crAssphage clusters. CrAss-like phages also may be present in primates besides humans.
Commonly studied bacteriophage
Among the countless phage, only a few have been studied in detail, including some historically important phage that were discovered in the early days of microbial genetics. These, especially the T-phage, helped to discover important principles of gene structure and function.
186 phage
λ phage
Φ6 phage
Φ29 phage
ΦX174
Bacteriophage φCb5
G4 phage
M13 phage
MS2 phage (23–28 nm in size)
N4 phage
P1 phage
P2 phage
P4 phage
R17 phage
T2 phage
T4 phage (169 kbp genome, 200 nm long)
T7 phage
T12 phage
See also
Bacterivore
CrAssphage
CRISPR
DNA viruses
Macrophage
Phage ecology
Phage monographs (a comprehensive listing of phage and phage-associated monographs, 1921–present)
Phagemid
Polyphage
RNA viruses
Transduction
Viriome
Virophage, viruses that infect other viruses
References
Bibliography
External links
Biology |
4191 | https://en.wikipedia.org/wiki/BCG%20vaccine | BCG vaccine | Bacillus Calmette–Guérin (BCG) vaccine is a vaccine primarily used against tuberculosis (TB). It is named after its inventors Albert Calmette and Camille Guérin. In countries where tuberculosis or leprosy is common, one dose is recommended in healthy babies as soon after birth as possible. In areas where tuberculosis is not common, only children at high risk are typically immunized, while suspected cases of tuberculosis are individually tested for and treated. Adults who do not have tuberculosis and have not been previously immunized, but are frequently exposed, may be immunized, as well. BCG also has some effectiveness against Buruli ulcer infection and other nontuberculous mycobacterial infections. Additionally, it is sometimes used as part of the treatment of bladder cancer.
Rates of protection against tuberculosis infection vary widely and protection lasts up to 20 years. Among children, it prevents about 20% from getting infected and among those who do get infected, it protects half from developing disease. The vaccine is given by injection into the skin. No evidence shows that additional doses are beneficial.
Serious side effects are rare. Often, redness, swelling, and mild pain occur at the site of injection. A small ulcer may also form with some scarring after healing. Side effects are more common and potentially more severe in those with immunosuppression. Although no harmful effects on the fetus have been observed, there is insufficient evidence about the safety of
BCG vaccination during pregnancy and therefore, vaccine is not recommended for use during pregnancy. The vaccine was originally developed from Mycobacterium bovis, which is commonly found in cattle. While it has been weakened, it is still live.
The BCG vaccine was first used medically in 1921. It is on the World Health Organization's List of Essential Medicines. , the vaccine is given to about 100 million children per year globally.
Medical uses
Tuberculosis
The main use of BCG is for vaccination against tuberculosis. BCG vaccine can be administered after birth intradermally. BCG vaccination can cause a false positive Mantoux test.
The most controversial aspect of BCG is the variable efficacy found in different clinical trials, which appears to depend on geography. Trials conducted in the UK have consistently shown a protective effect of 60 to 80%, but those conducted elsewhere have shown no protective effect, and efficacy appears to fall the closer one gets to the equator.
A 1994 systematic review found that BCG reduces the risk of getting tuberculosis by about 50%. Differences in effectiveness depend on region, due to factors such as genetic differences in the populations, changes in environment, exposure to other bacterial infections, and conditions in the laboratory where the vaccine is grown, including genetic differences between the strains being cultured and the choice of growth medium.
A systematic review and meta-analysis conducted in 2014 demonstrated that the BCG vaccine reduced infections by 19–27% and reduced progression to active tuberculosis by 71%. The studies included in this review were limited to those that used interferon gamma release assay.
The duration of protection of BCG is not clearly known. In those studies showing a protective effect, the data are inconsistent. The MRC study showed protection waned to 59% after 15 years and to zero after 20 years; however, a study looking at Native Americans immunized in the 1930s found evidence of protection even 60 years after immunization, with only a slight waning in efficacy.
BCG seems to have its greatest effect in preventing miliary tuberculosis or tuberculosis meningitis, so it is still extensively used even in countries where efficacy against pulmonary tuberculosis is negligible.
The 100th anniversary of BCG was in 2021. It remains the only vaccine licensed against tuberculosis, which is an ongoing pandemic. Tuberculosis elimination is a goal of the World Health Organization (WHO), although the development of new vaccines with greater efficacy against adult pulmonary tuberculosis may be needed to make substantial progress.
Efficacy
A number of possible reasons for the variable efficacy of BCG in different countries have been proposed. None has been proven, some have been disproved, and none can explain the lack of efficacy in both low tuberculosis-burden countries (US) and high tuberculosis-burden countries (India). The reasons for variable efficacy have been discussed at length in a WHO document on BCG.
Genetic variation in BCG strains: Genetic variation in the BCG strains used may explain the variable efficacy reported in different trials.
Genetic variation in populations: Differences in genetic make-up of different populations may explain the difference in efficacy. The Birmingham BCG trial was published in 1988. The trial, based in Birmingham, United Kingdom, examined children born to families who originated from the Indian subcontinent (where vaccine efficacy had previously been shown to be zero). The trial showed a 64% protective effect, which is very similar to the figure derived from other UK trials, thus arguing against the genetic variation hypothesis.
Interference by nontuberculous mycobacteria: Exposure to environmental mycobacteria (especially Mycobacterium avium, Mycobacterium marinum and Mycobacterium intracellulare) results in a nonspecific immune response against mycobacteria. Administering BCG to someone who already has a nonspecific immune response against mycobacteria does not augment the response already there. BCG will, therefore, appear not to be efficacious because that person already has a level of immunity and BCG is not adding to that immunity. This effect is called masking because the effect of BCG is masked by environmental mycobacteria. Clinical evidence for this effect was found in a series of studies performed in parallel in adolescent school children in the UK and Malawi. In this study, the UK school children had a low baseline cellular immunity to mycobacteria which was increased by BCG; in contrast, the Malawi school children had a high baseline cellular immunity to mycobacteria and this was not significantly increased by BCG. Whether this natural immune response is protective is not known. An alternative explanation is suggested by mouse studies; immunity against mycobacteria stops BCG from replicating and so stops it from producing an immune response. This is called the block hypothesis.
Interference by concurrent parasitic infection: In another hypothesis, simultaneous infection with parasites changes the immune response to BCG, making it less effective. As Th1 response is required for an effective immune response to tuberculous infection, concurrent infection with various parasites produces a simultaneous Th2 response, which blunts the effect of BCG.
Mycobacteria
BCG has protective effects against some nontuberculosis mycobacteria.
Leprosy: BCG has a protective effect against leprosy in the range of 20 to 80%.
Buruli ulcer: BCG may protect against or delay the onset of Buruli ulcer.
Cancer
BCG has been one of the most successful immunotherapies. BCG vaccine has been the "standard of care for patients with bladder cancer (NMIBC)" since 1977. By 2014 there were more than eight different considered biosimilar agents or strains used for the treatment of nonmuscle-invasive bladder cancer.
A number of cancer vaccines use BCG as an additive to provide an initial stimulation of the person's immune systems.
BCG is used in the treatment of superficial forms of bladder cancer. Since the late 1970s, evidence has become available that instillation of BCG into the bladder is an effective form of immunotherapy in this disease. While the mechanism is unclear, it appears a local immune reaction is mounted against the tumor. Immunotherapy with BCG prevents recurrence in up to 67% of cases of superficial bladder cancer.
BCG has been evaluated in a number of studies as a therapy for colorectal cancer. The US biotech company Vaccinogen is evaluating BCG as an adjuvant to autologous tumour cells used as a cancer vaccine in stage II colon cancer.
Method of administration
A tuberculin skin test is usually carried out before administering BCG. A reactive tuberculin skin test is a contraindication to BCG due to the risk of severe local inflammation and scarring; it does not indicate any immunity. BCG is also contraindicated in certain people who have IL-12 receptor pathway defects.
BCG is given as a single intradermal injection at the insertion of the deltoid. If BCG is accidentally given subcutaneously, then a local abscess may form (a "BCG-oma") that can sometimes ulcerate, and may require treatment with antibiotics immediately, otherwise without treatment it could spread the infection, causing severe damage to vital organs. An abscess is not always associated with incorrect administration, and it is one of the more common complications that can occur with the vaccination. Numerous medical studies on treatment of these abscesses with antibiotics have been done with varying results, but the consensus is once pus is aspirated and analysed, provided no unusual bacilli are present, the abscess will generally heal on its own in a matter of weeks.
The characteristic raised scar that BCG immunization leaves is often used as proof of prior immunization. This scar must be distinguished from that of smallpox vaccination, which it may resemble.
When given for bladder cancer, the vaccine is not injected through the skin, but is instilled into the bladder through the urethra using a soft catheter.
Adverse effects
BCG immunization generally causes some pain and scarring at the site of injection. The main adverse effects are keloids—large, raised scars. The insertion to the deltoid muscle is most frequently used because the local complication rate is smallest when that site is used. Nonetheless, the buttock is an alternative site of administration because it provides better cosmetic outcomes.
BCG vaccine should be given intradermally. If given subcutaneously, it may induce local infection and spread to the regional lymph nodes, causing either suppurative (production of pus) and nonsuppurative lymphadenitis. Conservative management is usually adequate for nonsuppurative lymphadenitis. If suppuration occurs, it may need needle aspiration. For nonresolving suppuration, surgical excision may be required. Evidence for the treatment of these complications is scarce.
Uncommonly, breast and gluteal abscesses can occur due to haematogenous (carried by the blood) and lymphangiomatous spread. Regional bone infection (BCG osteomyelitis or osteitis) and disseminated BCG infection are rare complications of BCG vaccination, but potentially life-threatening. Systemic antituberculous therapy may be helpful in severe complications.
When BCG is used for bladder cancer, around 2.9% of treated patients discontinue immunotherapy due to a genitourinary or systemic BCG-related infection, however while symptomatic bladder BCG infection is frequent, the involvement of other organs is very uncommon. When systemic involvement occurs, liver and lungs are the first organs to be affected (1 week [median] after the last BCG instillation).
If BCG is accidentally given to an immunocompromised patient (e.g., an infant with severe combined immune deficiency), it can cause disseminated or life-threatening infection. The documented incidence of this happening is less than one per million immunizations given. In 2007, the WHO stopped recommending BCG for infants with HIV, even if the risk of exposure to tuberculosis is high, because of the risk of disseminated BCG infection (which is roughly 400 per 100,000 in that higher risk context).
Usage
The age of the person and the frequency with which BCG is given has always varied from country to country. The WHO currently recommends childhood BCG for all countries with a high incidence of tuberculosis and/or high leprosy burden. This is a partial list of historic and current BCG practice around the globe. A complete atlas of past and present practice has been generated.
Americas
Brazil introduced universal BCG immunization in 1967–1968, and the practice continues until now. According to Brazilian law, BCG is given again to professionals of the health sector and to people close to patients with tuberculosis or leprosy.
Canadian Indigenous communities currently receive the BCG vaccine, and in the province of Quebec the vaccine was offered to children until the mid-70s.
Most countries in Central and South America have universal BCG immunizations.
The United States has never used mass immunization of BCG due to the rarity of tuberculosis in the US, relying instead on the detection and treatment of latent tuberculosis.
Europe
Asia
China: Introduced in 1930s. Increasingly widespread after 1949. Majority inoculated by 1979.
South Korea, Singapore, Taiwan and Malaysia. In these countries, BCG was given at birth and again at age 12. In Malaysia and Singapore from 2001, this policy was changed to once only at birth. South Korea stopped re-vaccination in 2008.
Hong Kong: BCG is given to all newborns.
Japan: In Japan, BCG was introduced in 1951, given typically at age 6. From 2005 it is administered between five and eight months after birth, and no later than a child's first birthday. BCG was administered no later than the fourth birthday until 2005, and no later than six months from birth from 2005 to 2012; the schedule was changed in 2012 due to reports of osteitis side effects from vaccinations at 3–4 months. Some municipalities recommend an earlier immunization schedule.
Thailand: In Thailand, the BCG vaccine is given routinely at birth.
India and Pakistan: India and Pakistan introduced BCG mass immunization in 1948, the first countries outside Europe to do so. In 2015, millions of infants were denied BCG vaccine in Pakistan for the first time due to shortage globally.
Mongolia: All newborns are vaccinated with BCG. Previously, the vaccine was also given at ages 8 and 15, although this is no longer common practice.
Philippines: BCG vaccine started in the Philippines in 1979 with the Expanded Program on Immunization.
Sri Lanka: In Sri Lanka, The National Policy of Sri Lanka is to give BCG vaccination to all newborn babies immediately after birth. BCG vaccination is carried out under the Expanded Programme of Immunisation (EPI).
Middle East
Israel: BCG was given to all newborns between 1955 and 1982.
Iran: Iran's vaccination policy implemented in 1984. Vaccination with the Bacillus Calmette–Guerin (BCG) is among the most important tuberculosis control strategies in Iran [2]. According to Iranian neonatal vaccination policy, BCG has been given as a single dose at children aged <6 years, shortly after birth or at first contact with the health services.
Africa
South Africa: In South Africa, the BCG Vaccine is given routinely at birth, to all newborns, except those with clinically symptomatic AIDS. The vaccination site is in the right shoulder.
Morocco: In Morocco, the BCG was introduced in 1949. The current policy is BCG vaccination at birth, to all newborns.
Kenya: In Kenya, the BCG Vaccine is given routinely at birth to all newborns.
South Pacific
Australia: BCG vaccination was used between 1950s and mid 1980. BCG is not part of routine vaccination since mid 1980.
New Zealand: BCG Immunisation was first introduced for 13 yr olds in 1948. Vaccination was phased out 1963–1990.
Manufacture
BCG is prepared from a strain of the attenuated (virulence-reduced) live bovine tuberculosis bacillus, Mycobacterium bovis, that has lost its ability to cause disease in humans. It is specially subcultured in a culture medium, usually Middlebrook 7H9. Because the living bacilli evolve to make the best use of available nutrients, they become less well-adapted to human blood and can no longer induce disease when introduced into a human host. Still, they are similar enough to their wild ancestors to provide some degree of immunity against human tuberculosis. The BCG vaccine can be anywhere from 0 to 80% effective in preventing tuberculosis for a duration of 15 years; however, its protective effect appears to vary according to geography and the lab in which the vaccine strain was grown.
A number of different companies make BCG, sometimes using different genetic strains of the bacterium. This may result in different product characteristics. OncoTICE, used for bladder instillation for bladder cancer, was developed by Organon Laboratories (since acquired by Schering-Plough, and in turn acquired by Merck & Co.). A similar application is the product of Onko BCG of the Polish company Biomed-Lublin, which owns the Brazilian substrain M. bovis BCG Moreau which is less reactogenic than vaccines including other BCG strains. Pacis BCG, made from the Montréal (Institut Armand-Frappier) strain, was first marketed by Urocor in about 2002. Urocor was since acquired by Dianon Systems. Evans Vaccines (a subsidiary of PowderJect Pharmaceuticals). Statens Serum Institut in Denmark markets BCG vaccine prepared using Danish strain 1331. Japan BCG Laboratory markets its vaccine, based on the Tokyo 172 substrain of Pasteur BCG, in 50 countries worldwide.
According to a UNICEF report published in December 2015, on BCG vaccine supply security, global demand increased in 2015 from 123 to 152.2 million doses. To improve security and to [diversify] sources of affordable and flexible supply," UNICEF awarded seven new manufacturers contracts to produce BCG. Along with supply availability from existing manufacturers, and a "new WHO prequalified vaccine" the total supply will be "sufficient to meet both suppressed 2015 demand carried over to 2016, as well as total forecast demand through 2016–2018."
Supply shortage
In 2011, the Sanofi Pasteur plant flooded, causing problems with mold. The facility, located in Toronto, Ontario, Canada, produced BCG vaccine products made with substrain Connaught such as a tuberculosis vaccine and ImmuCYST, a BCG immunotherapeutic and bladder cancer drug. By April 2012 the FDA had found dozens of documented problems with sterility at the plant including mold, nesting birds and rusted electrical conduits. The resulting closure of the plant for over two years caused shortages of bladder cancer and tuberculosis vaccines. On 29 October 2014 Health Canada gave the permission for Sanofi to resume production of BCG. A 2018 analysis of the global supply concluded that the supplies are adequate to meet forecast BCG vaccine demand, but that risks of shortages remain, mainly due to dependence of 75 percent of WHO pre-qualified supply on just two suppliers.
Dried
Some BCG vaccines are freeze dried and become fine powder. Sometimes the powder is sealed with vacuum in a glass ampoule. Such a glass ampoule has to be opened slowly to prevent the airflow from blowing out the powder. Then the powder has to be diluted with saline water before injecting.
History
The history of BCG is tied to that of smallpox. By 1865 Jean Antoine Villemin had demonstrated that rabbits could be infected with tuberculosis from humans; by 1868 he had found that rabbits could be infected with tuberculosis from cows, and that rabbits could be infected with tuberculosis from other rabbits. Thus, he concluded that tuberculosis was transmitted via some unidentified microorganism (or "virus", as he called it). In 1882 Robert Koch regarded human and bovine tuberculosis as identical. But in 1895, Theobald Smith presented differences between human and bovine tuberculosis, which he reported to Koch. By 1901 Koch distinguished Mycobacterium bovis from Mycobacterium tuberculosis. Following the success of vaccination in preventing smallpox, established during the 18th century, scientists thought to find a corollary in tuberculosis by drawing a parallel between bovine tuberculosis and cowpox: it was hypothesized that infection with bovine tuberculosis might protect against infection with human tuberculosis. In the late 19th century, clinical trials using M. bovis were conducted in Italy with disastrous results, because M. bovis was found to be just as virulent as M. tuberculosis.
Albert Calmette, a French physician and bacteriologist, and his assistant and later colleague, Camille Guérin, a veterinarian, were working at the Institut Pasteur de Lille (Lille, France) in 1908. Their work included subculturing virulent strains of the tuberculosis bacillus and testing different culture media. They noted a glycerin-bile-potato mixture grew bacilli that seemed less virulent, and changed the course of their research to see if repeated subculturing would produce a strain that was attenuated enough to be considered for use as a vaccine. The BCG strain was isolated after subculturing 239 times during 13 years from virulent strain on glycerine potato medium. The research continued throughout World War I until 1919, when the now avirulent bacilli were unable to cause tuberculosis disease in research animals. Calmette and Guerin transferred to the Paris Pasteur Institute in 1919. The BCG vaccine was first used in humans in 1921.
Public acceptance was slow, and the Lübeck disaster, in particular, did much to harm it. Between 1929 and 1933 in Lübeck, 251 infants were vaccinated in the first 10 days of life; 173 developed tuberculosis and 72 died. It was subsequently discovered that the BCG administered there had been contaminated with a virulent strain that was being stored in the same incubator, which led to legal action against the manufacturers of the vaccine.
Dr. R. G. Ferguson, working at the Fort Qu'Appelle Sanatorium in Saskatchewan, was among the pioneers in developing the practice of vaccination against tuberculosis. In Canada, more than 600 children from residential schools were used as involuntary participants in BCG vaccine trials between 1933 and 1945. In 1928, BCG was adopted by the Health Committee of the League of Nations (predecessor to the World Health Organization (WHO)). Because of opposition, however, it only became widely used after World War II. From 1945 to 1948, relief organizations (International Tuberculosis Campaign or Joint Enterprises) vaccinated over eight million babies in eastern Europe and prevented the predicted typical increase of tuberculosis after a major war.
BCG is very efficacious against tuberculous meningitis in the pediatric age group, but its efficacy against pulmonary tuberculosis appears to be variable. Some countries have removed BCG from routine vaccination. Two countries that have never used it routinely are the United States and the Netherlands (in both countries, it is felt that having a reliable Mantoux test and therefore being able to accurately detect active disease is more beneficial to society than vaccinating against a condition that is now relatively rare there).
Other names include "Vaccin Bilié de Calmette et Guérin vaccine" and "Bacille de Calmette et Guérin vaccine".
Research
Tentative evidence exists for a beneficial non-specific effect of BCG vaccination on overall mortality in low income countries, or for its reducing other health problems including sepsis and respiratory infections when given early, with greater benefit the earlier it is used.
In rhesus macaques, BCG shows improved rates of protection when given intravenously. Some risks must be evaluated before it can be translated to humans.
Type 1 diabetes
, BCG vaccine is in the early stages of being studied in type 1 diabetes (T1D).
COVID-19
Use of the BCG vaccine may provide protection against COVID-19. However, epidemiologic observations in this respect are ambiguous. The WHO does not recommend its use for prevention .
, twenty BCG trials are in various clinical stages. , the results are extremely mixed. A 15-month trial involving people thrice-vaccinated over the two years before the pandemic shows positive results in preventing infection in BCG-naive people with type 1 diabetes. On the other hand, a 5-month trial shows that re-vaccinating with BCG does not help prevent infection in healthcare workers. Both were double-blind randomized controlled trials.
References
External links
Frequently Asked Questions about BCG Professor P D O Davies, Tuberculosis Research Unit, Cardiothoracic Centre, Liverpool, UK.
Vaccines
Cancer vaccines
Live vaccines
Tuberculosis vaccines
Schering-Plough brands
Merck & Co. brands
World Health Organization essential medicines (vaccines)
Wikipedia medicine articles ready to translate |
4193 | https://en.wikipedia.org/wiki/Common%20buzzard | Common buzzard | The common buzzard (Buteo buteo) is a medium-to-large bird of prey which has a large range. It is a member of the genus Buteo in the family Accipitridae. The species lives in most of Europe and extends its breeding range across much of the Palearctic as far as northwestern China (Tian Shan), far western Siberia and northwestern Mongolia. Over much of its range, it is a year-round resident. However, buzzards from the colder parts of the Northern Hemisphere as well as those that breed in the eastern part of their range typically migrate south for the northern winter, many journeying as far as South Africa.
The common buzzard is an opportunistic predator that can take a wide variety of prey, but it feeds mostly on small mammals, especially rodents such as voles. It typically hunts from a perch. Like most accipitrid birds of prey, it builds a nest, typically in trees in this species, and is a devoted parent to a relatively small brood of young. The common buzzard appears to be the most common diurnal raptor in Europe, as estimates of its total global population run well into the millions.
Taxonomy
The first formal description of the common buzzard was by the Swedish naturalist Carl Linnaeus in 1758 in the tenth edition of his Systema Naturae under the binomial name Falco buteo. The genus Buteo was introduced by the French naturalist Bernard Germain de Lacépède in 1799 by tautonymy with the specific name of this species. The word buteo is Latin for a buzzard. It should not be confused with the Turkey vulture, which is sometimes called a buzzard in American English.
The Buteoninae subfamily originated from and is most diversified in the Americas, with occasional broader radiations that led to common buzzards and other Eurasian and African buzzards. The common buzzard is a member of the genus Buteo, a group of medium-sized raptors with robust bodies and broad wings. The Buteo species of Eurasia and Africa are usually commonly referred to as "buzzards" while those in the Americas are called hawks. Under current classification, the genus includes approximately 28 species, the second most diverse of all extant accipitrid genera behind only Accipiter. DNA testing shows that the common buzzard is fairly closely related to the red-tailed hawk (Buteo jamaicensis) of North America, which occupies a similar ecological niche to the buzzard in that continent. The two species may belong to the same species complex. Two buzzards in Africa are likely closely related to the common buzzard based on genetic materials, the mountain (Buteo oreophilus) and forest buzzards (Buteo trizonatus), to the point where it has been questioned whether they are sufficiently distinct to qualify as full species. However, the distinctiveness of these African buzzards has generally been supported. Genetic studies have further indicated that the modern buzzards of Eurasia and Africa are a relatively young group, showing that they diverged at about 300,000 years ago. Nonetheless, fossils dating earlier than 5 million year old (the late Miocene period) showed Buteo species were present in Europe much earlier than that would imply, although it cannot be stated to a certainty that these would’ve been related to the extant buzzards.
Subspecies and species splits
Some 16 subspecies have been described in the past and up to 11 are often considered valid, although some authorities accept as few as seven. Common buzzard subspecies fall into two groups.
The western buteo group is mainly resident or short-distance migrants and includes:
B. b. buteo: Ranges in Europe from the Atlantic islands, the British Isles and the Iberian Peninsula (including Madeira Island, whose population was once considered a separate race, B. b. harterti) more or less continuously throughout Europe to Finland, Romania and Asia Minor. This highly individually variable race is described below. This is a relatively large and bulky race of buzzard. In males, the wing chord ranges from and the tail from . In comparison, the larger female has a wing chord measuring and tail length of . In both sexes, the tarsus measures in length. As illustrated by average body mass, sizes in the nominate race of common buzzard seem to confirm to Bergmann's rule, increasing to the north and decreasing closer to the Equator. In southern Norway, the mean weight of males was reportedly , while that of females was . British buzzards were of intermediate size, 214 males averaging and 261 females averaging . Birds to the south in Spain were smaller, averaging in 22 males and in 30 females. Cramp and Simmons (1980) listed the mean body mass overall of nominate buzzards in Europe overall as in males and in females.
B. b. rothschildi: This proposed race is native to the Azores islands. It is generally considered a valid subspecies. This race differs from a typical intermediate of the nominate in being a darker, colder brown both above and below, closer to the darker individuals of the nominate. It averages smaller than most nominate buzzards. The wing chord of males ranges from while that of females ranges from .
B. b. insularum: This race lives in the Canary Islands. Not all authorities consider this race suitably distinct, but others advocate it be retained as a full subspecies. It is typically of richer brown above and more heavily streaked below compared to nominate birds. It is similar in size to B. b. rothschildi and averages slightly smaller than the nominate race. Males have a reported wing chord of and females have a wing chord of .
B. b. arrigonii: This race inhabits the islands of Corsica and Sardinia. It is generally considered a valid subspecies. The upper-side of these buzzards is an intermediate brown with very heavy streaking below, often covering the belly whereas most nominate buzzards show a whitish area the middle of the belly. Like most other insular races, this one is relatively small. Males possess a wing chord of while females have a wing chord of .
The eastern vulpinus group includes:
B. b. vulpinus: The steppe buzzard breeds as far west as eastern Sweden, in the southern two-thirds of Finland, eastern Estonia, much of Belarus and Ukraine, eastward to the northern Caucacus, northern Kazakhstan, Kyrgyzstan, much of Russia to Altai and south-central Siberia, Tien Shan in China and western Mongolia. B. b. vulpinus is a long-distance migrant. It winters largely in much of eastern and southern Africa. Less frequently and often very discontinuously, steppe buzzards winter in the southern peninsulas of Europe, Arabia and southwestern India in addition to some parts of southeastern Kazakhstan, Uzbekistan and Kyrgyzstan. In the open country favoured on the wintering grounds, steppe buzzards are often seen perched on roadside telephone poles. It at one time was considered a separate species due to differences in size, form, colouring and behaviour (especially in regards to migratory behaviour) but is genetically indistinct from nominate buzzards. Furthermore, the steppe buzzard engages in extensive interbreeding with the nominate race, mudding typical characteristics of both races. The zone of integration runs from Scandinavia through the European continent to the Black Sea, including any part of the overlapping ranges in Sweden, Finland, Estonia, Latvia, Lithuania, western Ukraine and eastern Romania. At times, the fertile hybrids of these two races have been erroneously proposed as races such as B. b. intermedius or B. b. zimmermannae. Intergrade buzzards are commonest where the grey-brown type of pale morphs of vulpinus are predominant. Steppe buzzards are usually distinctly smaller, with relatively longer wings and tail for their size, and thus often appear swifter and more agile in flight than nominate buzzards, whose wing beats can look slower and clumsier. Typically, their length is around , while wingspan of males average and females average . The wing chord is in males and in females. Tail length is in males and in females. Weights of birds from Russia can reportedly range from in males and in females. Weights of migrant birds appear to be lower than at other times of year for steppe buzzards. Two surveys of migrant buzzards during their huge spring movement in Eilat, Israel showed 420 birds averaged and 882 birds averaged . In comparison, weights of wintering steppe buzzards was higher, averaging in 35 birds in the former Transvaal (South Africa) and in 160 birds in the Cape Province. Weights of birds from Zambia were similar.
B. b. menetriesi: This race is found in southern Crimea through the Caucasus to northern Iran and possibly into Turkey. This race has traditionally been listed as a resident race, but some sources consider it a migrant to eastern and southern Africa. Compared to the overlapping steppe buzzard subspecies, it is larger (roughly intermediate between the nominate race and vulpinus) and is duller in overall colour, being sandy below rather than rufous and lacking the bright rufous on the tail. Wing chord is in males and in females.
At one time, races of the common buzzard were thought to range as far in Asia as a breeding bird well into the Himalayas and as far east as northeastern China, Russia to the Sea of Okhotsk, and all the islands of the Kurile Islands and of Japan, despite both the Himalayan and eastern birds showing a natural gap in distribution from the next nearest breeding common buzzard. However, DNA testing has revealed that the buzzards of these populations probably belong to different species. Most authorities now accept these buzzards as full species: the eastern buzzard (Buteo japonicus; with three subspecies of its own) and the Himalayan buzzard (Buteo refectus). Buzzards found on the islands of Cape Verde off of the coast of western Africa, once referred to as the subspecies B. b. bannermani, and Socotra Island off of the northern peninsula of Arabia, once referred to as the rarely recognized subspecies B. b. socotrae, are now generally thought not to belong to the common buzzard. DNA testing has indicated that these insular buzzards are actually more closely related to the long-legged buzzard (Buteo rufinus) than to the common buzzard. Subsequently, some researchers have advocated full species status for the Cape Verde population, but the placement of these buzzards is generally deemed unclear.
Description
The common buzzard is a medium to large sized raptor that is highly variable in plumage. Most buzzards are distinctly round headed with a somewhat slender bill, relatively long wings that either reach or fall slightly short of the tail tip when perched, a fairly short tail, and somewhat short and mainly bare tarsi. They can appear fairly compact in overall appearance but may also appear large relative to other more common raptorial birds such as kestrels and sparrowhawks. The common buzzard measures between in length with a wingspan. Females average about 2–7% larger than males linearly and weigh about 15% more. Body mass can show considerable variation. Buzzards from Great Britain alone can vary from in males, while females there can range from .
In Europe, most typical buzzards are dark brown above and on the upperside of the head and mantle, but can become paler and warmer brown with worn plumage. The flight feathers on perched European buzzards are always brown in the nominate subspecies (B. b. buteo). Usually the tail will usually be narrowly barred grey-brown and dark brown with a pale tip and a broad dark subterminal band but the tail in palest birds can show a varying amount a white and reduced subterminal band or even appear almost all white. In European buzzards, the underside coloring can be variable but most typically show a brown-streaked white throat with a somewhat darker chest. A pale U across breast is often present; followed by a pale line running down the belly which separates the dark areas on breast-side and flanks. These pale areas tend to have highly variable markings that tend to form irregular bars. Juvenile buzzards are quite similar to adult in the nominate race, being best told apart by having a paler eye, a narrower subterminal band on the tail and underside markings that appear as streaks rather than bars. Furthermore, juveniles may show variable creamy to rufous fringes to upperwing coverts but these also may not be present. Seen from below in flight, buzzards in Europe typically have a dark trailing edge to the wings. If seen from above, one of the best marks is their broad dark subterminal tail band. Flight feathers of typical European buzzards are largely greyish, the aforementioned dark wing linings at front with contrasting paler band along the median coverts. In flight, paler individuals tend to show dark carpal patches that can appears as blackish arches or commas but these may be indistinct in darker individuals or can appear light brownish or faded in paler individuals. Juvenile nominate buzzards are best told apart from adults in flight by the lack of a distinct subterminal band (instead showing fairly even barring throughout) and below by having less sharp and brownish rather than blackish trailing wing edge. Juvenile buzzards show streaking paler parts of under wing and body showing rather than barring as do adults. Beyond the typical mid-range brownish buzzard, birds in Europe can range from almost uniform black-brown above to mainly white. Extreme dark individuals may range from chocolate brown to blackish with almost no pale showing but a variable, faded U on the breast and with or without faint lighter brown throat streaks. Extreme pale birds are largely whitish with variable widely spaced streaks or arrowheads of light brown about the mid-chest and flanks and may or may not show dark feather-centres on the head, wing-coverts and sometimes all but part of mantle. Individuals can show nearly endless variation of colours and hues in between these extremes and the common buzzard is counted among the most variably plumage diurnal raptors for this reason. One study showed that this variation may actually be the result of diminished single-locus genetic diversity.
Beyond the nominate form (B. b. buteo) that occupies most of the common buzzard's European range, a second main, widely distributed subspecies is known as the steppe buzzard (B. b. vulpinus). The steppe buzzard race shows three main colour morphs, each of which can be predominant in a region of breeding range. It is more distinctly polymorphic rather than just individually very variable like the nominate race. This may be because, unlike the nominate buzzard, the steppe buzzard is highly migratory. Polymorphism has been linked with migratory behaviour. The most common type of steppe buzzard is the rufous morph which gives this subspecies its scientific name (vulpes is Latin for "fox"). This morph comprises a majority of birds seen in passage east of the Mediterranean. Rufous morph buzzards are a paler grey-brown above than most nominate B. b. buteo. Compared to the nominate race, rufous vulpinus show a patterning not dissimilar but generally far more rufous-toned on head, the fringes to mantle wing coverts and, especially, on the tail and the underside. The head is grey-brown with rufous tinges usually while the tail is rufous and can vary from almost unmarked to thinly dark-barred with a subterminal band. The underside can be uniformly pale to dark rufous, barred heavily or lightly with rufous or with dusky barring, usually with darker individuals showing the U as in nominate but with a rufous hue. The pale morph of the steppe buzzard is commonest in the west of its subspecies range, predominantly seen in winter and migration at the various land bridge of the Mediterranean. As in the rufous morph, the pale morph vulpinus is grey-brown above but the tail is generally marked with thin dark bars and a subterminal band, only showing rufous near the tip. The underside in the pale morph is greyish-white with dark grey-brown or somewhat streaked head to chest and barred belly and chest, occasionally showing darker flanks that can be somewhat rufous. Dark morph vulpinus tend to be found in the east and southeast of the subspecies range and are easily outnumbered by rufous morph while largely using similar migration points. Dark morph individuals vary from grey-brown to much darker blackish-brown, and have a tail that is dark grey or somewhat mixed grey and rufous, is distinctly marked with dark barring and has a broad, black subterminal band. Dark morph vulpinus have a head and underside that is mostly uniform dark, from dark brown to blackish-brown to almost pure black. Rufous morph juveniles are often distinctly paler in ground colour (ranging even to creamy-grey) than adults with distinct barring below actually increased in pale morph type juvenile. Pale and rufous morph juveniles can only be distinguished from each other in extreme cases. Dark morph juveniles are more similar to adult dark morph vulpinus but often show a little whitish streaking below, and like all other races have lighter coloured eyes and more evenly barred tails than adults. Steppe buzzards tend to appear smaller and more agile in flight than nominate whose wing beats can look slower and clumsier. In flight, rufous morph vulpinus have their whole body and underwing varying from uniform to patterned rufous (if patterning present, it is variable, but can be on chest and often thighs, sometimes flanks, pale band across median coverts), while the under-tail usually paler rufous than above. Whitish flight feathers are more prominent than in nominate and more marked contrast with the bold dark brown band along the trailing edges. Markings of pale vulpinus as seen in flight are similar to rufous morph (such as paler wing markings) but more greyish both on wings and body. In dark morph vulpinus the broad black trailing edges and colour of body make whitish areas of inner wing stand out further with an often bolder and blacker carpal patch than in other morphs. As in nominate, juvenile vulpinus (rufous/pale) tend to have much less distinct trailing edges, general streaking on body and along median underwing coverts. Dark morph vulpinus resemble adult in flight more so than other morphs.
Similar species
The common buzzard is often confused with other raptors especially in flight or at a distance. Inexperienced and over-enthusiastic observers have even mistaken darker birds for the far larger and differently proportioned golden eagle (Aquila chrysaetos) and also dark birds for western marsh harrier (Circus aeruginosus) which also flies in a dihedral but is obviously relatively much longer and slenderer winged and tailed and with far different flying methods. Also buzzards may possibly be confused with dark or light morph booted eagles (Hieraeetus pennatus), which are similar in size, but the eagle flies on level, parallel-edged wings which usually appear broader, has a longer squarer tail, with no carpal patch in pale birds and all dark flight feathers but for whitish wedge on inner primaries in dark morph ones. Pale individuals are sometimes also mistaken with pale morph short-toed eagles (Circaetus gallicus) which are much larger with a considerably bigger head, longer wings (which are usually held evenly in flight rather than in a dihedral) and paler underwing lacking any carpal patch or dark wing lining. More serious identification concerns lie in other Buteo species and in flight with honey buzzards, which are quite different looking when seen perched at close range. The European honey buzzard (Pernis apivorus) is thought in engage in mimicry of more powerful raptors, in particular, juveniles may mimic the plumage of the more powerful common buzzard. While less individually variable in Europe, the honey buzzard is more extensive polymorphic on underparts than even the common buzzard. The most common morph of the adult European honey buzzard is heavily and rufous barred on the underside, quite different from the common buzzard, however the brownish juvenile much more resembles an intermediate common buzzard. Honey buzzards flap with distinctively slower and more even wing beats than common buzzard. The wings are also lifted higher on each upstroke, creating a more regular and mechanical effect, furthermore their wings are held slightly arched when soaring but not in a V. On the honey buzzard, the head appears smaller, the body thinner, the tail longer and the wings narrower and more parallel edged. The steppe buzzard race is particularly often mistaken for juvenile European honey buzzards, to the point where early observers of raptor migration in Israel considered distant individuals indistinguishable. However, when compared to a steppe buzzard, the honey buzzard has distinctly darker secondaries on the underwing with fewer and broader bars and more extensive black wing-tips (whole fingers) contrasting with a less extensively pale hand. Found in the same range as the steppe buzzard in some parts of southern Siberia as well as (with wintering steppes) in southwestern India, the Oriental honey buzzard (Pernis ptilorhynchus) is larger than both the European honey buzzard and the common buzzard. The oriental species is with more similar in body plan to common buzzards, being relatively broader winged, shorter tailed and more amply-headed (though the head is still relatively small) relative to the European honey buzzard, but all plumages lack carpal patches.
In much of Europe, the common buzzard is the only type of buzzard. However, the subarctic breeding rough-legged buzzard (Buteo lagopus) comes down to occupy much of the northern part of the continent during winter in the same haunts as the common buzzard. However, the rough-legged buzzard is typically larger and distinctly longer-winged with feathered legs, as well as having a white based tail with a broad subterminal band. Rough-legged buzzards have slower wing beats and hover far more frequently than do common buzzards. The carpal patch marking on the under-wing are also bolder and blacker on all paler forms of rough-legged hawk. Many pale morph rough-legged buzzards have a bold, blackish band across the belly against contrasting paler feathers, a feature which rarely appears in individual common buzzard. Usually the face also appears somewhat whitish in most pale morphs of rough-legged buzzards, which is true of only extremely pale common buzzards. Dark morph rough-legged buzzards are usually distinctly darker (ranging to almost blackish) than even extreme dark individuals of common buzzards in Europe and still have the distinct white-based tail and broad subterminal band of other roughlegs. In eastern Europe and much of the Asian range of common buzzards, the long-legged buzzard (Buteo rufinus) may live alongside the common species. As in the steppe buzzard race, the long-legged buzzard has three main colour morphs that are more or less similar in hue. In both the steppe buzzard race and long-legged buzzard, the main colour is overall fairly rufous. More so than steppe buzzards, long-legged buzzards tend to have a distinctly paler head and neck compared to other feathers, and, more distinctly, a normally unbarred tail. Furthermore, the long-legged buzzard is usually a rather larger bird, often considered fairly eagle-like in appearance (although it does appear gracile and small-billed even compared to smaller true eagles), an effect enhanced by its longer tarsi, somewhat longer neck and relatively elongated wings. The flight style of the latter species is deeper, slower and more aquiline, with much more frequent hovering, showing a more protruding head and a slightly higher V held in a soar. The smaller North African and Arabian race of long-legged buzzard (B. r. cirtensis) is more similar in size and nearly all colour characteristics to steppe buzzard, extending to the heavily streaked juvenile plumage, in some cases such birds can be distinguished only by their proportions and flight patterns which remain unchanged. Hybridization with the latter race (B. r. cirtensis) and nominate common buzzards has been observed in the Strait of Gibraltar, a few such birds have been reported potentially in the southern Mediterranean due to mutually encroaching ranges, which are blurring possibly due to climate change.
Wintering steppe buzzards may live alongside mountain buzzards and especially with forest buzzard while wintering in Africa. The juveniles of steppe and forest buzzards are more or less indistinguishable and only told apart by proportions and flight style, the latter species being smaller, more compact, having a smaller bill, shorter legs and shorter and thinner wings than a steppe buzzard. However, size is not diagnostic unless side by side as the two buzzards overlap in this regard. Most reliable are the species wing proportions and their flight actions. Forest buzzard have more flexible wing beats interspersed with glides, additionally soaring on flatter wings and apparently never engage in hovering. Adult forest buzzards compared to the typical adult steppe buzzard (rufous morph) are also similar, but the forest typically has a whiter underside, sometimes mostly plain white, usually with heavy blotches or drop-shaped marks on abdomen, with barring on thighs, more narrow tear-shaped on chest and more spotted on leading edges of underwing, usually lacking marking on the white U across chest (which is otherwise similar but usually broader than that of vulpinus). In comparison, the mountain buzzard, which is more similar in size to the steppe buzzard and slightly larger than the forest buzzard, is usually duller brown above than a steppe buzzard and is more whitish below with distinctive heavy brown blotches from breasts to the belly, flanks and wing linings while juvenile mountain buzzard is buffy below with smaller and streakier markings. The steppe buzzard when compared to another African species, the red-necked buzzard (Buteo auguralis), which has red tail similar to vulpinus, is distinct in all other plumage aspects despite their similar size. The latter buzzard has a streaky rufous head and is white below with a contrasting bold dark chest in adult plumage and, in juvenile plumage, has heavy, dark blotches on the chest and flanks with pale wing-linings. Jackal and augur buzzards (Buteo rufofuscus & augur), also both rufous on the tail, are larger and bulkier than steppe buzzards and have several distinctive plumage characteristics, most notably both having their own striking, contrasting patterns of black-brown, rufous and cream.
Distribution and habitat
The common buzzard is found throughout several islands in the eastern Atlantic islands, including the Canary Islands and Azores and almost throughout Europe. It is today found in Ireland and in nearly every part of Scotland, Wales and England. In mainland Europe, remarkably, there are no substantial gaps without breeding common buzzards from Portugal and Spain to Greece, Estonia, Belarus and Ukraine, though are present mainly only in the breeding season in much of the eastern half of the latter three countries. They are also present in all larger Mediterranean islands such as Corsica, Sardinia, Sicily and Crete. Further north in Scandinavia, they are found mainly in southeastern Norway (though also some points in southwestern Norway close to the coast and one section north of Trondheim), just over the southern half of Sweden and hugging over the Gulf of Bothnia to Finland where they live as a breeding species over nearly two-thirds of the land.
The common buzzard reaches its northern limits as a breeder in far eastern Finland and over the border to European Russia, continuing as a breeder over to the narrowest straits of the White Sea and nearly to the Kola Peninsula. In these northern quarters, the common buzzard is present typically only in summer but is a year-around resident of a hearty bit of southern Sweden and some of southern Norway. Outside of Europe, it is a resident of northern Turkey (largely close to the Black Sea) otherwise occurring mainly as a passage migrant or winter visitor in the remainder of Turkey, Georgia, sporadically but not rarely in Azerbaijan and Armenia, northern Iran (largely hugging the Caspian Sea) to northern Turkmenistan. Further north though its absent from either side of the northern Caspian Sea, the common buzzard is found in much of western Russia (though exclusively as a breeder) including all of the Central Federal District and the Volga Federal District, all but the northernmost parts of the Northwestern and Ural Federal Districts and nearly the southern half of the Siberian Federal District, its farthest easterly occurrence as a breeder. It also found in northern Kazakhstan, Kyrgyzstan, far northwestern China (Tien Shan) and northwestern Mongolia.
Non-breeding populations occur, either as migrants or wintering birds, in southwestern India, Israel, Lebanon, Syria, Egypt (northeastern), northern Tunisia (and far northwestern Algeria), northern Morocco, near the coasts of The Gambia, Senegal and far southwestern Mauritania and Ivory Coast (and bordering Burkina Faso). In eastern and central Africa, it is found in winter from southeastern Sudan, Eritrea, about two-thirds of Ethiopia, much of Kenya (though apparently absent from the northeast and northwest), Uganda, southern and eastern Democratic Republic of the Congo, and more or less the entirety of southern Africa from Angola across to Tanzania down the remainder of the continent (but for an apparent gap along the coast from southwestern Angola to northwestern South Africa).
Habitat
The common buzzard generally inhabits the interface of woodlands and open grounds; most typically the species lives in forest edge, small woods or shelterbelts with adjacent grassland, arables or other farmland. It acquits to open moorland as long as there is some trees for perch hunting and nesting use. The woods they inhabit may be coniferous, temperate broadleaf and mixed forests and temperate deciduous forest with occasional preferences for the local dominant tree. It is absent from treeless tundra, as well as the Subarctic where the species almost entirely gives way to the rough-legged buzzard. The common buzzard is sporadic or rare in treeless steppe but can occasionally migrate through it (despite its name, the steppe buzzard subspecies breeds primarily in the wooded fringes of the steppe). The species may be found to some extent in both in mountainous or flat country. Although adaptable to and sometimes seen in wetlands and in coastal areas, buzzards are often considered more of an upland species and neither appear to be regularly attracted to or to strongly avoid bodies of waters in non-migratory times. Buzzards in well-wooded areas of eastern Poland largely used large, mature stands of trees that were more humid, richer and denser than prevalent in surrounding area, but showed preference for those within of openings. Mostly resident buzzards live in lowlands and foothills, but they can live in timbered ridges and uplands as well as rocky coasts, sometimes nesting on cliff ledges rather than trees. Buzzards may live from sea level to elevations of , breeding mostly below but they can winter to an elevation of and migrates easily to . In the mountainous Italian Apennines, buzzard nests were at a mean elevation of and were, relative to the surrounding area, further from human developed areas (i.e. roads) and nearer to valley bottoms in rugged, irregularly topographed places, especially ones that faced northeast. Common buzzards are fairly adaptable to agricultural lands but will show can show regional declines in apparent response to agriculture. Changes to more extensive agricultural practices were shown to reduce buzzard populations in western France where reduction of “hedgerows, woodlots and grasslands areas" caused a decline of buzzards and in Hampshire, England where more extensive grazing by free-range cattle and horses led to declines of buzzards, probably largely due to the seeming reduction of small mammal populations there. On the contrary, buzzards in central Poland adapted to removal of pine trees and reduction of rodent prey by changing nest sites and prey for a time with no strong change in their local numbers. Extensive urbanization seems to negatively affect buzzards, this species being generally less adaptable to urban areas than their New World counterparts, the red-tailed hawk. Although peri-urban areas can actually increase potential prey populations in a location at times, individual buzzard mortality, nest disturbances and nest site habitat degradation rises significantly in such areas. Common buzzards are fairly adaptive to rural areas as well as suburban areas with parks and large gardens, in addition to such areas if they're near farms.
Behaviour
The common buzzard is a typical Buteo in much of its behaviour. It is most often seen either soaring at varying heights or perched prominently on tree tops, bare branches, telegraph poles, fence posts, rocks or ledges, or alternately well inside tree canopies. Buzzards will also stand and forage on the ground. In resident populations, it may spend more than half of its day inactively perched. Furthermore, it has been described a "sluggish and not very bold" bird of prey. It is a gifted soarer once aloft and can do so for extended periods but can appear laborious and heavy in level flight, more so nominate buzzards than steppe buzzards. Particularly in migration, as was recorded in the case of steppe buzzards' movement over Israel, buzzards readily adjust their direction, tail and wing placement and flying height to adjust for the surrounding environment and wind conditions. In Israel, migrant buzzards rarely soar all that high (maximum above ground) due to the lack of mountain ridges that in other areas typically produce flyways; however tail-winds are significant and allow birds to cover a mean of .
Migration
The common buzzard is aptly described as a partial migrant. The autumn and spring movements of buzzards are subject to extensive variation, even down to the individual level, based on a region's food resources, competition (both from other buzzards and other predators), extent of human disturbance and weather conditions. Short distance movements are the norm for juveniles and some adults in autumn and winter, but more adults in central Europe and the British Isles remain on their year-around residence than do not. Even for first year juvenile buzzards dispersal may not take them very far. In England, 96% of first-years moved in winter to less than from their natal site. Southwestern Poland was recorded to be a fairly important wintering grounds for central European buzzards in early spring that apparently travelled from somewhat farther north, in winter average density was a locally high 2.12 individual per square kilometer. Habitat and prey availability seemed to be the primary drivers of habitat selection in fall for European buzzards. In northern Germany, buzzards were recorded to show preferences in fall for areas fairly distant from nesting site, with a large quantity of vole-holes and more widely dispersed perches. In Bulgaria, the mean wintering density was 0.34 individual per square kilometer, and buzzards showed a preference for agricultural over forested areas. Similar habitat preferences were recorded in northeastern Romania, where buzzard density was 0.334–0.539 individuals per square kilometer. The nominate buzzards of Scandinavia are somewhat more strongly migratory than most central European populations. However, birds from Sweden show some variation in migratory behaviours. A maximum of 41,000 individuals have been recorded at one of the main migration sites within southern Sweden in Falsterbo. In southern Sweden, winter movements and migration was studied via observation of buzzard colour. White individuals were substantially more common in southern Sweden rather than further north in their Swedish range. The southern population migrates earlier than intermediate to dark buzzards, in both adults and juveniles. A larger proportion of juveniles than of adults migrate in the southern population. Especially adults in the southern population are resident to a higher degree than more northerly breeders.
The entire population of the steppe buzzard is strongly migratory, covering substantial distances during migration. In no part of the range do steppe buzzards use the same summering and wintering grounds. Steppe buzzards are slightly gregarious in migration, and travel in variously sized flocks. This race migrates in September to October often from Asia Minor to the Cape of Africa in about a month but does not cross water, following around the Winam Gulf of Lake Victoria rather than crossing the several kilometer wide gulf. Similarly, they will funnel along both sides of the Black Sea. Migratory behavior of steppe buzzards mirrors those of broad-winged & Swainson's hawks (Buteo platypterus & swainsoni) in every significant way as similar long-distance migrating Buteos, including trans-equatorial movements, avoidance of large bodies of waters and flocking behaviour. Migrating steppe buzzards will rise up with the morning thermals and can cover an average of hundreds of miles a day using the available currents along mountain ridges and other topographic features. The spring migration for steppe buzzards peaks around March–April, but the latest vulpinus arrive in their breeding grounds by late April or early May. Distances covered by migrating steppe buzzards in one way flights from northern Europe (i.e. Finland or Sweden) to southern Africa have ranged over within a season . For the steppe buzzards from eastern and northern Europe and western Russia (which compromise a majority of all steppe buzzards), peak migratory numbers occur in differing areas in autumn, when the largest recorded movements occurs through Asia Minor such as Turkey, than in spring, when the largest recorded movement are to the south in the Middle East, especially Israel. The two migratory movements barely differ overall until they reach the Middle East and east Africa, where the largest volume of migrants in autumn occurs at the southern part of the Red Sea, around Djibouti and Yemen, while the main volume in spring is in the northernmost strait, around Egypt and Israel. In autumn, numbers of steppe buzzards recorded in migration have ranged up to 32,000 (recorded 1971) in northwestern Turkey (Bosporus) and in northeastern Turkey (Black Sea) up to 205,000 (recorded 1976). Further down in migration, autumn numbers of up to 98,000 have been recorded in passage in Djibouti. Between 150,000 and nearly 466,000 Steppe Buzzard have been recorded migrating through Israel during spring, making this not only the most abundant migratory raptor here but one of the largest raptor migrations anywhere in the world. Migratory movements of southern Africa buzzards largely occur along the major mountain ranges, such as the Drakensberg and Lebombo Mountains. Wintering steppe buzzards occur far more irregularly in Transvaal than Cape region in winter. The onset of migratory movement for steppe buzzards back to the breeding grounds in southern Africa is mainly in March, peaking in the second week. Steppe buzzard molt their feathers rapidly upon arrival at wintering grounds and seems to split their flight feather molt between breeding ground in Eurasia and wintering ground in southern Africa, the molt pausing during migration. In last 50 years, it was recorded that nominate buzzards are typically migrating shorter distances and wintering further north, possibly in response to climate change, resulting in relatively smaller numbers of them at migration sites. They are also extending their breeding range possibly reducing/supplanting steppe buzzards.
Vocalizations
Resident populations of common buzzards tend to vocalize all year around, whereas migrants tend to vocalize only during the breeding season. Both nominate buzzards and steppe buzzards (and their numerous related subspecies within their types) tend to have similar voices. The main call of the species is a plaintive, far-carrying pee-yow or peee-oo, used as both contact call and more excitedly in aerial displays. Their call is sharper, more ringing when used in aggression, tends to be more drawn-out and wavering when chasing intruders, sharper, more yelping when as warning when approaching the nest or shorter and more explosive when called in alarm. Other variations of their vocal performances include a cat-like mew, uttered repeatedly on the wing or when perched, especially in display; a repeated mah has been recorded as uttered by pairs answering each other, further chuckles and croaks have also been recorded at nests. Juveniles can usually be distinguished by the discordant nature of their calls compared to those of adults.
Dietary biology
The common buzzard is a generalist predator which hunts a wide variety of prey given the opportunity. Their prey spectrum extents to a wide variety of vertebrates including mammals, birds (from any age from eggs to adult birds), reptiles, amphibians and, rarely, fish, as well as to various invertebrates, mostly insects. Young animals are often attacked, largely the nidifugous young of various vertebrates. In total well over 300 prey species are known to be taken by common buzzards. Furthermore, prey size can vary from tiny beetles, caterpillars and ants to large adult grouse and rabbits up to nearly twice their body mass. Mean body mass of vertebrate prey was estimated at in Belarus. At times, they will also subsist partially on carrion, usually of dead mammals or fish. However, dietary studies have shown that they mostly prey upon small mammals, largely small rodents. Like many temperate zone raptorial birds of varied lineages, voles are an essential part of the common buzzard's diet. This bird's preference for the interface between woods and open areas frequently puts them in ideal vole habitat. Hunting in relatively open areas has been found to increase hunting success whereas more complete shrub cover lowered success. A majority of prey is taken by dropping from perch, and is normally taken on ground. Alternately, prey may be hunted in a low flight. This species tends not to hunt in a spectacular stoop but generally drops gently then gradually accelerate at bottom with wings held above the back. Sometimes, the buzzard also forages by random glides or soars over open country, wood edges or clearings. Perch hunting may be done preferentially but buzzards fairly regularly also hunt from a ground position when the habitat demands it. Outside the breeding season, as many 15–30 buzzards have been recorded foraging on ground in a single large field, especially juveniles. Normally the rarest foraging type is hovering. A study from Great Britain indicated that hovering does not seem to increase hunting success.
Mammals
A high diversity of rodents may be taken given the chance, as around 60 species of rodent have been recorded in the foods of common buzzards. It seems clear that voles are the most significant prey type for European buzzards. Nearly every study from the continent makes reference to the importance, in particular, of the two most numerous and widely distributed European voles: the common vole (Microtus arvalis) and the somewhat more northerly ranging field vole (Microtus agrestis). In southern Scotland, field voles were the best-represented species in pellets, accounting for 32.1% of 581 pellets. In southern Norway, field voles were again the main food in years with peak vole numbers, accounting for 40.8% of 179 prey items in 1985 and 24.7% of 332 prey items in 1994. Altogether, rodents amount to 67.6% and 58.4% of the foods in these respective peak vole years. However, in low vole population years, the contribution of rodents to the diet was minor. As far west as the Netherlands, common voles were the most regular prey, amounting to 19.6% of 6624 prey items in a very large study. Common voles were the main foods recorded in central Slovakia, accounting for 26.5% of 606 prey items. The common vole, or other related vole species at times, were the main foods as well in Ukraine (17.2% of 146 prey items) ranging east to Russia in the Privolshky Steppe Nature Reserve (41.8% of 74 prey items) and in Samara (21.4% of 183 prey items). Other records from Russia and Ukraine show voles ranging from slightly secondary prey to as much as 42.2% of the diet. In Belarus, voles, including Microtus species and bank voles (Myodes glareolus), accounted for 34.8% of the biomass on average in 1065 prey items from different study areas over 4 years. At least 12 species of the genus Microtus are known to be hunted by common buzzards and even this is probably conservative, moreover similar species like lemmings will be taken if available.
Other rodents are taken largely opportunistically rather than by preference. Several wood mice (Apodemus ssp.) are known to be taken quite frequently but given their preference for activity in deeper woods than the field-forest interfaces preferred, they are rarely more than secondary food items. An exception was in Samara where the yellow-necked mouse (Apodemus flavicollis), one of the largest of its genus at , made up 20.9%, putting it just behind the common vole in importance. Similarly, tree squirrels are readily taken but rarely important in the foods of buzzards in Europe, as buzzards apparently prefer to avoid taking prey from trees nor do they possess the agility typically necessary to capture significant quantities of tree squirrels. All four ground squirrels that range (mostly) into eastern Europe are also known to be common buzzard prey but little quantitative analysis has gone into how significant such predator-prey relations are. Rodent prey taken have ranged in size from the Eurasian harvest mouse (Micromys minutus) to the non-native, muskrat (Ondatra zibethicus). Other rodents taken either seldom or in areas where the food habits of buzzards are spottily known include flying squirrels, marmots (presumably very young if taken alive), chipmunks, spiny rats, hamsters, mole-rats, gerbils, jirds and jerboas and occasionally hearty numbers of dormice, although these are nocturnal. Surprisingly little research has gone into the diets of wintering steppe buzzards in southern Africa, considering their numerous status there. However, it has been indicated that the main prey remains consist of rodents such as the four-striped grass mouse (Rhabdomys pumilio) and Cape mole-rats (Georychus capensis).
Other than rodents, two other groups of mammals can be counted as significant to the diet of common buzzards. One of these main prey types of import in the diets of common buzzards are leporids or lagomorphs, especially the European rabbit (Oryctolagus cuniculus) where it is found in numbers in a wild or feral state. In all dietary studies from Scotland, rabbits were highly important to the buzzard's diet. In southern Scotland, rabbits constituted 40.8% of remains at nests and 21.6% of pellet contents, while lagomorphs (mainly rabbits but also some young hares) were present in 99% of remains in Moray, Scotland. The nutritional richness relative to the commonest prey elsewhere, such as voles, might account for the high productivity of buzzards here. For example, clutch sizes were twice as large on average where rabbits were common (Moray) than were where they were rare (Glen Urquhart). In northern Ireland, an area of interest because it is devoid of any native vole species, rabbits were again the main prey. Here, lagomorphs constituted 22.5% of prey items by number and 43.7% by biomass. While rabbits are non-native, albeit long-established, in the British Isles, in their native area of the Iberian peninsula, rabbits are similarly significant to the buzzard's diet. In Murcia, Spain, rabbits were the most common mammal in the diet, making up 16.8% of 167 prey items. In a large study from northeastern Spain, rabbits were dominant in the buzzard's foods, making up 66.5% of 598 prey items. In the Netherlands, European rabbits were second in number (19.1% of 6624 prey items) only to common voles and the largest contributor of biomass to nests (36.7%). Outside of these (at least historically) rabbit-rich areas, leverets of the common hare species found in Europe can be important supplemental prey. European hare (Lepus europaeus) were the fourth most important prey species in central Poland and the third most significant prey species in Stavropol Krai, Russia. Buzzards normally attack the young of European rabbits and hares. Most of the rabbits taken by buzzard variously been estimated from , and infrequently up to in weight. Similarly, in different areas and the mean weight of brown hares taken in Finland was around . One young mountain hares (Lepus timidus) taken in Norway was estimated to about . However, common buzzards have the physical ability to kill adult rabbits. This is supported by remains of relatively large-sized tarsus bones of the rabbit, up to 64mm in length, suggesting prime adult rabbits weigh up to can be preyed upon.
The other significant mammalian prey type is insectivores, among which more than 20 species are known to be taken by this species, including nearly all the species of shrew, mole and hedgehog found in Europe. Moles are taken particularly often among this order, since as is the case with "vole-holes", buzzards probably tend to watch molehills in fields for activity and dive quickly from their perch when one of the subterranean mammals pops up. The most widely found mole in the buzzard's northern range is the European mole (Talpa europaea) and this is one of the more important non-rodent prey items for the species. This species was present in 55% of 101 remains in Glen Urquhart, Scotland and was the second most common prey species (18.6%) in 606 prey items in Slovakia. In Bari, Italy, the Roman mole (Talpa romana), of similar size to the European species, was the leading identified mammalian prey, making up 10.7% of the diet. The full-size range of insectivores may be taken by buzzards, ranging from the world's smallest mammal (by weight), the Etruscan shrew (Suncus etruscus) to arguably the heaviest insectivore, the European hedgehog (Erinaceus europaeus). Mammalian prey for common buzzards other than rodents, insectivores, and lagomorphs is rarely taken. Occasionally, some weasels such as least weasel (Mustela nivalis) and stoat (Mustela erminea) are taken, and remains of young pine martens (Martes martes) and adult european polecats (Mustela putorius) was found in buzzard nest. Numerous larger mammals, including medium-sized carnivores such as dogs, cats and foxes and various ungulates, are sometimes eaten as carrion by buzzards, mainly during lean winter months. Still-borns of deer are also visited with some frequency.
Birds
When attacking birds, common buzzards chiefly prey on nestlings and fledglings of small to medium-sized birds, largely passerines but also a variety of gamebirds, but sometimes also injured, sickly or unwary but healthy adults. While capable of overpowering birds larger than itself, the common buzzard is usually considered to lack the agility necessary to capture many adult birds, even gamebirds which would presumably be weaker fliers considering their relatively heavy bodies and small wings. The amount of fledgling and younger birds preyed upon relative to adults is variable, however. For example, in the Italian Alps, 72% of birds taken were fledglings or recently fledged juveniles, 19% were nestlings and 8% were adults. On the contrary, in southern Scotland, even though the buzzards were taking relatively large bird prey, largely red grouse (Lagopus lagopus scotica), 87% of birds taken were reportedly adults. In total, as in many raptorial birds that are far from bird-hunting specialists, birds are the most diverse group in the buzzard's prey spectrum due to the sheer number and diversity of birds, few raptors do not hunt them at least occasionally. Nearly 150 species of bird have been identified in the common buzzard's diet. In general, despite many that are taken, birds usually take a secondary position in the diet after mammals. In northern Scotland, birds were fairly numerous in the foods of buzzards. The most often recorded avian prey and 2nd and 3rd most frequent prey species (after only field voles) in Glen Urquhart, were chaffinch (Fringilla coelebs) and meadow pipits (Anthus pratensis), with the buzzards taking 195 fledglings of these species against only 90 adults. This differed from Moray where the most frequent avian prey and 2nd most frequent prey species behind the rabbit was the common wood pigeon (Columba palumbus) and the buzzards took four times as many adults relative to fledglings.
Birds were the primary food for common buzzards in the Italian Alps, where they made up 46% of the diet against mammal which accounted for 29% in 146 prey items. The leading prey species here were Eurasian blackbirds (Turdus merula) and Eurasian jays (Garrulus glandarius), albeit largely fledglings were taken of both. Birds could also take the leading position in years with low vole populations in southern Norway, in particular thrushes, namely the blackbird, the song thrush (Turdus philomelos) and the redwing (Turdus iliacus), which were collectively 22.1% of 244 prey items in 1993. In southern Spain, birds were equal in number to mammals in the diet, both at 38.3%, but most remains were classified as "unidentified medium-sized birds", although the most often identified species of those that apparently could be determined were Eurasian jays and red-legged partridges (Alectoris rufa). Similarly, in northern Ireland, birds were roughly equal in import to mammals but most were unidentified corvids. In Seversky Donets, Ukraine, birds and mammals both made up 39.3% of the foods of buzzards. Common buzzards may hunt nearly 80 species passerines and nearly all available gamebirds. Like many other largish raptors, gamebirds are attractive to hunt for buzzards due to their ground-dwelling habits. Buzzards were the most frequent predator in a study of juvenile pheasants in England, accounting for 4.3% of 725 deaths (against 3.2% by foxes, 0.7% by owls and 0.5% by other mammals). They also prey on a wide size range of birds, ranging down to Europe's smallest bird, the goldcrest (Regulus regulus). Very few individual birds hunted by buzzards weigh more than . However, there have been some particularly large avian kills by buzzards, including any that weigh more or , or about the largest average size of a buzzard, have including adults of mallard (Anas platyrhynchos), black grouse (Tetrao tetrix), ring-necked pheasant (Phasianus colchicus), common raven (Corvus corax) and some of the larger gulls if ambushed on their nests. The largest avian kill by a buzzard, and possibly largest known overall for the species, was an adult female western capercaillie (Tetrao urogallus) that weighed an estimated . At times, buzzards will hunt the young of large birds such as herons and cranes. Other assorted avian prey has included a few species of waterfowl, most available pigeons and doves, cuckoos, swifts, grebes, rails, nearly 20 assorted shorebirds, tubenoses, hoopoes, bee-eaters and several types of woodpecker. Birds with more conspicuous or open nesting areas or habits are more likely to have fledglings or nestlings attacked, such as water birds, while those with more secluded or inaccessible nests, such as pigeons/doves and woodpeckers, adults are more likely to be hunted.
Reptiles and amphibians
The common buzzard may be the most regular avian predator of reptiles and amphibians in Europe apart from the sections where they are sympatric with the largely snake-eating short-toed eagle. In total, the prey spectrum of common buzzards include nearly 50 herpetological prey species. In studies from northern and southern Spain, the leading prey numerically were both reptilian, although in Biscay (northern Spain) the leading prey (19%) was classified as "unidentified snakes". In Murcia, the most numerous prey was the ocellated lizard (Timon lepidus), at 32.9%. In total, at Biscay and Murcia, reptiles accounted for 30.4% and 35.9% of the prey items, respectively. Findings were similar in a separate study from northeastern Spain, where reptiles amounted to 35.9% of prey. In Bari, Italy, reptiles were the main prey, making up almost exactly half of the biomass, led by the large green whip snake (Hierophis viridiflavus), maximum size up to , at 24.2% of food mass. In Stavropol Krai, Russia, the sand lizard (Lacerta agilis) was the main prey at 23.7% of 55 prey items. The slowworm (Anguis fragilis), a legless lizard, became the most numerous prey for the buzzards of southern Norway in low vole years, amounting to 21.3% of 244 prey items in 1993 and were also common even in the peak vole year of 1994 (19% of 332 prey items). More or less any snake in Europe is potential prey and the buzzard has been known to be uncharacteristically bold in going after and overpowering large snakes such as rat snakes, ranging up to nearly in length, and healthy, large vipers despite the danger of being struck by such prey. However, in at least one case, the corpse of a female buzzard was found envenomed over the body of an adder that it had killed. In some parts of range, the common buzzard acquires the habit of taking many frogs and toads. This was the case in the Mogilev Region of Belarus where the moor frog (Rana arvalis) was the major prey (28.5%) over several years, followed by other frogs and toads amounting to 39.4% of the diet over the years. In central Scotland, the common toad (Bufo bufo) was the most numerous prey species, accounting for 21.7% of 263 prey items, while the common frog (Rana temporaria) made up a further 14.7% of the diet. Frogs made up about 10% of the diet in central Poland as well.
Invertebrates and other prey
When common buzzards feed on invertebrates, these are chiefly earthworms, beetles and caterpillars in Europe and largely seemed to be preyed on by juvenile buzzards with less refined hunting skills or in areas with mild winters and ample swarming or social insects. In most dietary studies, invertebrates are at best a minor supplemental contributor to the buzzard's diet. Nonetheless, roughly a dozen beetle species have found in the foods of buzzards from Ukraine alone. In winter in northeastern Spain, it was found that the buzzards switched largely from the vertebrate prey typically taken during spring and summer to a largely insect-based diet. Most of this prey was unidentified but the most frequently identified were European mantis (Mantis religiosa) and European mole cricket (Gryllotalpa gryllotalpa). In Ukraine, 30.8% of the food by number was found to be insects. Especially in winter quarters such as southern Africa, common buzzards are often attracted to swarming locusts and other orthopterans. In this way the steppe buzzard may mirror a similar long-distance migrant from the Americas, the Swainson's hawk, which feeds its young largely on nutritious vertebrates but switches to a largely insect-based once the reach their distant wintering grounds in South America. In Eritea, 18 returning migrant steppe buzzards were seen to feed together on swarms of grasshoppers. For wintering steppe buzzards in Zimbabwe, one source went so far as to refer to them as primarily insectivorous, apparently being somewhat locally specialized to feeding on termites. Stomach contents in buzzards from Malawi apparently consisted largely of grasshoppers (alternately with lizards). Fish tend to be the rarest class of prey found in the common buzzard's foods. There are a couple cases of predation of fish detected in the Netherlands, while elsewhere they've been known to have fed upon eels and carp.
Interspecies predatory relationships
Common buzzards co-occur with dozens of other raptorial birds through their breeding, resident and wintering grounds. There may be many other birds that broadly overlap in prey selection to some extent. Furthermore, their preference for interfaces of forest and field is used heavily by many birds of prey. Some of the most similar species by diet are the common kestrel (Falco tinniculus), hen harrier (Circus cyaenus) and lesser spotted eagle (Clanga clanga), not to mention nearly every European species of owl, as all but two may locally prefer rodents such as voles in their diets. Diet overlap was found to be extensive between buzzards and red foxes (Vulpes vulpes) in Poland, with 61.9% of prey selection overlapping by species although the dietary breadth of the fox was broader and more opportunistic. Both fox dens and buzzard roosts were found to be significantly closer to high vole areas relative to the overall environment here. The only other widely found European Buteo, the rough-legged buzzard, comes to winter extensively with common buzzards. It was found in southern Sweden, habitat, hunting and prey selection often overlapped considerably. Rough-legged buzzards appear to prefer slightly more open habitat and took slightly fewer wood mice than common buzzard. Roughlegs also hover much more frequently and are more given to hunting in high winds. The two buzzards are aggressive towards one another and excluded each other from winter feeding territories in similar ways to the way they exclude conspecifics. In northern Germany, the buffer of their habitat preferences apparently accounted for the lack of effect on each other's occupancy between the two buzzard species. Despite a broad range of overlap, very little is known about the ecology of common and long-legged buzzards where they co-exist. However, it can be inferred from the long-legged species preference for predation on differing prey, such as blind mole-rats, ground squirrels, hamsters and gerbils, from the voles usually preferred by the common species, that serious competition for food is unlikely.
A more direct negative effect has been found in buzzard's co-existence with northern goshawk (Accipiter gentilis). Despite the considerable discrepancy of the two species dietary habits, habitat selection in Europe is largely similar between buzzards and goshawks. Goshawks are slightly larger than buzzards and are more powerful, agile and generally more aggressive birds, and so they are considered dominant. In studies from Germany and Sweden, buzzards were found to be less disturbance sensitive than goshawks but were probably displaced into inferior nesting spots by the dominant goshawks. The exposure of buzzards to a dummy goshawk was found to decrease breeding success whereas there was no effect on breeding goshawks when they were exposed to a dummy buzzard. In many cases, in Germany and Sweden, goshawks displaced buzzards from their nests to take them over for themselves. In Poland, buzzards productivity was correlated to prey population variations, particularly voles which could vary from 10–80 per hectare, whereas goshawks were seemingly unaffected by prey variations; buzzards were found here to number 1.73 pair per against goshawk 1.63 pair per . In contrast, the slightly larger counterpart of buzzards in North America, the red-tailed hawk (which is also slightly larger than American goshawks, the latter averaging smaller than European ones) are more similar in diet to goshawks there. Redtails are not invariably dominated by goshawks and are frequently able to outcompete them by virtue of greater dietary and habitat flexibility. Furthermore, red-tailed hawks are apparently equally capable of killing goshawks as goshawks are of killing them (killings are more one-sided in buzzard-goshawk interactions in favour of the latter). Other raptorial birds, including many of similar or mildly larger size than common buzzards themselves, may dominate or displace the buzzard, especially with aims to take over their nests. Species such as the black kite (Milvus migrans), booted eagle (Hieraeetus pennatus) and the lesser spotted eagle have been known to displace actively nesting buzzards, although in some cases the buzzards may attempt to defend themselves. The broad range of accipitrids that take over buzzard nests is somewhat unusual. More typically, common buzzards are victims of nest parasitism to owls and falcons, as neither of these other kinds of raptorial birds builds their own nests, but these may regularly take up occupancy on already abandoned or alternate nests rather than ones the buzzards are actively using. Even with birds not traditionally considered raptorial, such as common ravens, may compete for nesting sites with buzzards. In urban vicinities of southwestern England, it was found that peregrine falcons (Falco peregrinus) were harassing buzzards so persistently, in many cases resulting in injury or death for the buzzards, the attacks tending to peak during the falcon's breeding seasons and tend to be focused on subadult buzzards. Despite often being dominated in nesting site confrontations by even similarly sized raptors, buzzards appear to be bolder in direct competition over food with other raptors outside of the context of breeding, and has even been known to displace larger birds of prey such as red kites (Milvus milvus) and female buzzards may also dominate male goshawks (which are much smaller than the female goshawk) at disputed kills.
Common buzzards are occasionally threatened by predation by other raptorial birds. Northern goshawks have been known to have preyed upon buzzards in a few cases. Much larger raptors are known to have killed a few buzzards as well, including steppe eagles (Aquila nipalensis) on migrating steppe buzzards in Israel. Further instances of predation on buzzards have involved golden, eastern imperial (Aquila heliaca), Bonelli's (Aquila fasciata) and white-tailed eagles (Haliaeetus albicilla) in Europe. Besides preying on adult buzzard, white-tailed eagles have been known to raise buzzards with their own young. These are most likely cases of eagles carrying off young buzzard nestlings with the intention of predation but, for unclear reasons, not killing them. Instead the mother eagle comes to brood the young buzzard. Despite the difference of the two species diets, white-tailed eagles are surprisingly successful at raising young buzzards (which are conspicuously much smaller than their own nestlings) to fledging. Studies in Lithuania of white-tailed eagle diets found that predation on common buzzards was more frequent than anticipated, with 36 buzzard remains found in 11 years of study of the summer diet of the white-tailed eagles. While nestling buzzards were multiple times more vulnerable to predation than adult buzzards in the Lithuanian data, the region's buzzards expelled considerable time and energy during the late nesting period trying to protect their nests. The most serious predator of common buzzards, however, is almost certainly the Eurasian eagle-owl (Bubo bubo). This is a very large owl with a mean body mass about three to four times greater than that of a buzzard. The eagle-owl, despite often taking small mammals that broadly overlap with those selected by buzzards, is considered a "super-predator" that is a major threat to nearly all co-existing raptorial birds, capably destroying whole broods of other raptorial birds and dispatching adult raptors even as large as eagles. Due to their large numbers in edge habitats, common buzzards frequently feature heavily in the eagle-owl's diet. Eagle-owls, as will some other large owls, also readily expropriate the nests of buzzards. In the Czech Republic and in Luxembourg, the buzzard was the third and fifth most frequent prey species for eagle-owls, respectively. The reintroduction of eagle-owls to sections of Germany has been found to have a slight deleterious effect on the local occupancy of common buzzards. The only sparing factor is the temporal difference (the buzzard nesting later in the year than the eagle-owl) and buzzards may locally be able to avoid nesting near an active eagle-owl family. As the ecology of the wintering population is relatively little studied, a similar very large owl at the top of the avian food chain, the Verreaux's eagle-owl (Bubo lacteus), is the only known predator of wintering steppe buzzards in southern Africa. Despite not being known predators of buzzards, other large, vole-eating owls are known to displace or to be avoided by nesting buzzards, such as great grey owls (Strix nebulosa) and Ural owls (Strix uralensis). Unlike with large birds of prey, next to nothing is known of mammalian predators of common buzzards, despite up to several nestlings and fledglings being likely depredated by mammals.
Common buzzards themselves rarely present a threat to other raptorial birds but may occasionally kill a few of those of smaller size. The buzzard is a known predator of Eurasian sparrowhawks (Accipiter nisus), common kestrel and lesser kestrel (Falco naumanni) . Perhaps surprisingly, given the nocturnal habits of this prey, the group of raptorial birds the buzzard is known to hunt most extensively is owls. Known owl prey has included barn owls (Tyto alba), European scops owls (Otus scops), tawny owls (Strix aluco), little owls (Athene noctua), boreal owls (Aegolius funereus), long-eared owls (Asio otus) and short-eared owls (Asio flammeus). Despite their relatively large size, tawny owls are known to avoid buzzards as there are several records of them preying upon the owls.
Breeding
Nesting territories and density
Home ranges of common buzzards are generally . The size of breeding territory seem to be generally correlated with food supply. In a German study, the range was with an average of . Some of the lowest pair densities of common buzzards seem to come from Russia. For instance, in Kerzhenets Nature Reserve, the recorded density was 0.6 pairs per and the average distance of nearest neighbors was . The Snowdonia region of northern Wales held a pair per with a mean nearest neighbor distance of ; in adjacent Migneint, pair occurrence was , with a mean distance of . In the Teno massif of the Canary Islands, the average density was estimated as 23 pairs per , similar to that of a middling continental population. On another set of islands, on Crete the density of pairs was lower at 5.7 pairs per ; here buzzards tend to have an irregular distribution, some in lower intensity harvest olive groves but their occurrence actually more common in agricultural than natural areas. In the Italian Alps, it was recorded in 1993–96 that there were from 28 to 30 pairs per . In central Italy, density average was lower at 19.74 pairs per . Higher density areas are known than those above. Two areas of the Midlands of England showed occupancies of 81 and 22 territorial pairs per . High buzzard densities there were associated with high proportions of unimproved pasture and mature woodland within the estimated territories. Similarly high densities of common buzzards were estimated in central Slovakia using two different methods, here indicating densities of 96 to 129 pairs per . Despite claims from the study of the English midlands were the highest known territory density for the species, a number ranging from 32 to 51 pairs in wooded area of merely in Czech Republic seems to surely exceed even those densities. The Czech study hypothesized that fragmentation of forest in human management of lands for wild sheep and deer, creating exceptional concentrations of prey such as voles, and lack of appropriate habitat in surrounding regions for the exceptionally high density.
In the North-Estonian Neeruti landscape reserve (area 1250 ha), Marek Vahula found 9 populated nests in 1989 and 1990. One nest was found in 1982 and is apparently the oldest known nest that is still populated today.
Common buzzards maintain their territories through flight displays. In Europe, territorial behaviour generally starts in February. However, displays are not uncommon throughout year in resident pairs, especially by males, and can elicit similar displays by neighbors. In them, common buzzards generally engage in high circling, spiraling upward on slightly raised wings. Mutual high circling by pairs sometimes go on at length, especially during the period prior to or during breeding season. In mutual displays, a pair may follow each other at in level flight. During the mutual displays, the male may engage in exaggerated deep flapping or zig-zag tumbling, apparently in response to the female being too distant. Two or three pairs may circle together at times and as many as 14 individual adults have been recorded over established display sites. Sky-dancing by common buzzards have been recorded in spring and autumn, typically by male but sometimes by female, nearly always with much calling. Their sky-dances are of the rollercoaster type, with upward sweep until they start to stall, but sometimes embellished with loops or rolls at the top. Next in the sky-dance, they dive on more or less closed wings before spreading them and shooting up again, upward sweeps of up to , with dive drops of up to at least . These dances may be repeated in series of 10 to 20. In the climax of the sky dance, the undulations become progressive shallower, often slowing and terminating directly onto a perch. Various other aerial displays include low contour flight or weaving among trees, frequently with deep beats and exaggerated upstrokes which show underwing pattern to rivals perched below. Talon grappling and occasionally cartwheeling downward with feet interlocked has been recorded in buzzards and, as in many raptors, is likely the physical culmination of the aggressive territorial display, especially between males. Despite the highly territorial nature of buzzards and their devotion to a single mate and breeding ground each summer, there is one case of a polyandrous trio of buzzards nesting in the Canary Islands.
Nests
Common buzzards tend to build a bulky nest of sticks, twigs and often heather. Commonly, nests are up to across and deep. With reuse over years, the diameter can reach or exceed and weight of nests can reach over . Active nests tend to be lined with greenery, most often this consists of broad-leafed foliage but sometimes also includes rush or seaweed locally. Nest height in trees is commonly , usually by main trunk or main crutch of the tree. In Germany, trees used for nesting consisted mostly of red beeches (Fagus sylvatica) (in 337 cases), whereas a further 84 were in assorted oaks. Buzzards were recorded to nest almost exclusively in pines in Spain at a mean height of . Trees are generally used for a nesting location but they will also utilize crags or bluffs if trees are unavailable. Buzzards in one English study were surprisingly partial to nesting on well-vegetated banks and due to the rich surrounding environment habitat and prey population, were actually more productive than nests located in other locations here. Furthermore, a few ground nests were recorded in high prey-level agricultural areas in the Netherlands. In the Italian Alps, 81% of 108 nests were on cliffs. The common buzzard generally lacks the propensity of its Nearctic counterpart, the red-tailed hawk, to occasionally nest on or near manmade structures (often in heavily urbanized areas) but in Spain some pairs recorded nesting along the perimeter of abandoned buildings. Pairs often have several nests but some pairs may use one over several consecutive years. Two to four alternate nests in a territory is typical for common buzzards, especially those breeding further north in their range.
Reproduction and eggs
The breeding season commences at differing times based on latitude. Common buzzard breeding seasons may fall as early as January to April but typically the breeding season is March to July in much of Palearctic. In the northern stretches of the range the breeding season may last into May–August. Mating usually occurs on or near the nest and lasts about 15 seconds, typically occurring several times a day. Eggs are usually laid in 2 to 3-day intervals. The clutch size can range from to 2 to 6, a relatively large clutch for an accipitrid. More northerly and westerly buzzard usually bear larger clutches, which average nearer 3, than those further east and south. In Spain, the average clutch size is about 2 to 2.3. From 4 locations in different parts of Europe, 43% had clutch size of 2, 41% had size of 3, clutches of 1 and 4 each constituted about 8%. Laying dates are remarkably constant throughout Great Britain. There are, however, highly significant differences in clutch size between British study areas. These do not follow any latitudinal gradient and it is likely that local factors such as habitat and prey availability are more important determinants of clutch size. The eggs are white in ground colour, rather round in shape with sporadic red to brown markings sometimes lightly showing. In the nominate race, egg size is in height by in diameter with an average of in 600 eggs. In the race of vulpinus, egg height is by with an average of in 303 eggs. Eggs are generally laid in late March to early April in extreme south, sometime in April in most of Europe, into May and possibly even early June in the extreme north. If eggs are lost to a predator (including humans) or fail in some other way, common buzzards do not usually lay replacement clutches but they have been recorded, even with 3 attempts of clutches by a single female. The female does most but not all of the incubating, doing so for a total of 33–35 days. The female remains at the nest brooding the young in the early stages with the male bringing all prey. At about 8–12 days, both the male and female will bring prey but the female continues to do all feeding until the young can tear up their own prey.
Development of young
Once hatching commences, it may take 48 hours for the chick to chip out. Hatching may take place over 3–7 days, with new hatchlings averaging about in body mass. Often the youngest nestling dies from starvation, especially in broods of three or more. In nestlings, the first down replaces by longer, coarser down at about 7 days of age with the first proper feathers appearing at 12 to 15 days. The young are nearly fully feathered rather than downy at about a month of age and can start to feed themselves as well. The first attempts to leave the nest are often at about 40–50 days, averaging usually 40–45 in nominate buzzards in Europe, but more quickly on average at 40–42 in vulpinus. Fledging occurs typically at 43–54 days but in extreme cases at as late 62 days. Sexual dimorphism is apparent in European fledglings, as females often scale about against in males. After leaving the nest, buzzards generally stay close by, but with migratory ones there is more definitive movement generally southbound. Full independence is generally sought 6 to 8 weeks after fledging. 1st year birds generally remain in wintering area for following summer but then return to near area of origin but then migrate south again without breeding. Radio-tracking suggests that most dispersal, even relatively early dispersals, by juvenile buzzards is undertaken independently rather than via exile by parents, as has been recorded in some other birds of prey. In common buzzards, generally speaking, siblings stay quite close to each other after dispersal from their parents and form something of a social group, although parents usually tolerate their presence on their territory until they are laying another clutch. However, the social group of siblings disbands at about a year of age. Juvenile buzzards are subordinate to adults during most encounters and tend to avoid direct confrontations and actively defended territories until they are of appropriate age (usually at least 2 years of age). This was the case as well for steppe buzzard juveniles wintering in southern Africa, although in some cases juveniles were able to successfully steal prey from adults there.
Breeding success rates
Numerous factors may weigh into the breeding success of common buzzards. Chiefly among these are prey populations, habitat, disturbance and persecution levels and innerspecies competition. In Germany, intra- and interspecific competition, plumage morph, laying date, precipitation levels and anthropogenic disturbances in the breeding territory, in declining order, were deemed to be the most significant bearers of breeding success. In an accompanying study, it was found that a mere 17% of adult birds of both sexes present in a German study area produced 50% of offspring, so breeding success may be lower than perceived and many adult buzzards for unknown causes may not attempt to breed at all. High breeding success was detected in Argyll, Scotland, due likely to hearty prey populations (rabbits) but also probably a lower local rate of persecution than elsewhere in the British isles. Here, the mean number of fledglings were 1.75 against 0.82–1.41 in other parts of Britain. It was found in the English Midlands that breeding success both by measure of clutch size and mean number of fledglings, was relatively high thanks again to high prey populations. Breeding success was lower farther from significant stands of trees in the Midlands and most nesting failures that could be determined occurred in the incubation stage, possibly in correlation with predation of eggs by corvids. More significant than even prey, late winter-early spring was found to be likely the primary driver of breeding success in buzzards from southern Norway. Here, even in peak vole years, nesting success could be considerably hampered by heavy snow at this crucial stage. In Norway, large clutches of 3+ were expected only in years with minimal snow cover, high vole populations and lighter rains in May–June. In the Italian Alps, the mean number of fledglings per pair was 1.07. 33.4% of nesting attempts were failures per a study in southwestern Germany, with an average of 1.06 of all nesting attempts and 1.61 for all successful attempt. In Germany, weather conditions and rodent populations seemed to be the primary drivers of nesting success. In Murcia part of Spain contrasted with Biscay to the north, higher levels of interspecific competition from booted eagles and northern goshawks did not appear to negatively affect breeding success due to more ample prey populations (rabbits again) in Murcia than in Biscay.
In the Westphalia area of Germany, it was found that intermediate colour morphs were more productive than those that were darker or lighter. For reasons that are not entirely clear, apparently fewer parasites were found to afflict broods of intermediate plumaged buzzard less so than dark and light phenotypes, in particular higher melanin levels somehow were found to be more inviting to parasitic organism that effect the health of the buzzard's offspring. The composition of habitat and its relation to human disturbance were important variables for the dark and light phenotypes but were less important to intermediate individuals. Thus selection pressures resulting from different factors did not vary much between sexes but varied between the three phenotypes in the population. Breeding success in areas with wild European rabbits was considerably effected by rabbit myxomatosis and rabbit haemorrhagic disease, both of which have heavily depleted wild rabbit population. Breeding success in formerly rabbit-rich areas were recorded to decrease from as much as 2.6 to as little as 0.9 young per pair. Age of first breeding in several radio-tagged buzzards showed only a single male breeding as early as his 2nd summer (at about a year of age). Significantly more buzzards were found to start breeding at the 3 summer but breeding attempts can be individually erratic given the availability of habitat, food and mates. The mean life expectancy was estimated at 6.3 years in the late 1950s, but this was at a time of high persecution when humans were causing 50–80% of buzzard deaths. In a more modern context with regionally reduced persecution rates, the lifespan expected can be higher (possibly in excess of 10 years at times) but is still widely variable due to a wide variety of factors.
Status
The common buzzard is one of the most numerous birds of prey in its range. Almost certainly, it is the most numerous diurnal bird of prey throughout Europe. Conservative estimates put the total population at no fewer than 700,000 pairs in Europe, which are more than twice the total estimates for the next four birds of prey estimated as most common: the Eurasian sparrowhawk (more than 340,000 pairs), the common kestrel (more than 330,000 pairs) and the northern goshawk (more than 160,000 pairs). Ferguson-Lees et al. roughly estimated that the total population of the common buzzard ranges to nearly 5 million pairs but at time was including the now spilit-off species of eastern and Himalayan buzzards in those numbers. These numbers may be excessive but the total population of common buzzards is certain to total well over seven figures. More recently, the IUCN estimated the common buzzard (sans the Himalayan and eastern subspecies) to number somewhere between 2.1 and 3.7 million birds, which would put this buzzard one of the most numerous of all accipitrid family members (estimates for Eurasian sparrowhawks, red-tailed hawks and northern goshawks also may range over 2 million). In 1991, other than their absence in Iceland, after having been extent as breeder by 1910, buzzards recolonized Ireland sometime in the 1950s and has increased by the 1990s to 26 pairs. Supplemental feeding has reportedly helped the Irish buzzard population to rebound, especially where rabbits have decreased. Most other countries have at least four figures of breeding pairs. As of the 1990s, other countries such as Great Britain, France, Switzerland, Czech Republic, Poland, Sweden, Belarus and Ukraine all numbered pairs well into five figures, while Germany had an estimated 140,000 pairs and European Russian may have held 500,000 pairs. Between 44,000 and 61,000 pairs nested in Great Britain by 2001 with numbers gradually increasing after past persecution, habitat alteration and prey reductions, making it by far the most abundant diurnal raptor there. In Westphalia, Germany, population of Buzzards was shown to nearly triple over the last few decades. The Westphalian buzzards are possibly benefiting from increasingly warmer mean climate, which in turn is increasing vulnerability of voles. However, the rate of increase was significantly greater in males than in females, in part because of reintroduced Eurasian eagle-owls to the region preying on nests (including the brooding mother), which may in turn put undue pressure on the local buzzard population.
At least 238 common buzzards killed through persecution were recovered in England from 1975 to 1989, largely through poisoning. Persecution did not significantly differ at any time due this span of years nor did the persecution rates decrease, nor did it when compared to rates of last survey of this in 1981. While some persecution persists in England, it is probably slightly less common today. The buzzard was found to be the most vulnerable raptor to power-line collision fatalities in Spain probably as it is one of the most common largish birds, and together with the common raven, it accounted for nearly a third of recorded electrocutions. Given its relative abundance, the common buzzard is held as an ideal bioindicator, as they are effected by a range of pesticide and metal contamination through pollution like other raptors but are largely resilient to these at the population levels. In turn, this allows biologists to study (and harvest if needed) the buzzards intensively and their environments without affecting their overall population. The lack of affect may be due to the buzzard's adaptability as well as its relatively short, terrestrially-based food chain, which exposes them to less risk of contamination and population depletions than raptors that prey more heavily on water-based prey (such as some large eagles) or other birds (such as falcons). Common buzzards are seldom vulnerable to egg-shell thinning from DDT as are other raptors but egg-shell thinning has been recorded. Other factors that negatively effect raptors have been studied in common buzzards are helminths, avipoxvirus and assorted other viruses.
Gallery
References
Citations
General sources
External links
Steppe Buzzard species text in The Atlas of Southern African Birds
Madeira Birds: Buzzard. Page about the controversial subspecies harterti. Retrieved 28 November 2006.
Ageing and sexing (PDF; 4.2 MB) by Javier Blasco-Zumeta & Gerd-Michael Heinze
Feathers of Common Buzzard (Buteo buteo)
common buzzard
Birds of Africa
Birds of prey of Eurasia
Birds of Macaronesia
common buzzard
common buzzard |
4196 | https://en.wikipedia.org/wiki/Barnard%27s%20Star | Barnard's Star | Barnard's Star is a small red dwarf star in the constellation of Ophiuchus. At a distance of from Earth, it is the fourth-nearest-known individual star to the Sun after the three components of the Alpha Centauri system, and the closest star in the northern celestial hemisphere. Its stellar mass is about 16% of the Sun's, and it has 19% of the Sun's diameter. Despite its proximity, the star has a dim apparent visual magnitude of +9.5 and is invisible to the unaided eye; it is much brighter in the infrared than in visible light.
The star is named after E. E. Barnard, an American astronomer who in 1916 measured its proper motion as 10.3 arcseconds per year relative to the Sun, the highest known for any star. The star had previously appeared on Harvard University photographic plates in 1888 and 1890.
Barnard's Star is among the most studied red dwarfs because of its proximity and favorable location for observation near the celestial equator. Historically, research on Barnard's Star has focused on measuring its stellar characteristics, its astrometry, and also refining the limits of possible extrasolar planets. Although Barnard's Star is ancient, it still experiences stellar flare events, one being observed in 1998.
Barnard's Star has been subject to multiple claims of planets that were later disproven. From the early 1960s to the early 1970s, Peter van de Kamp argued that planets orbited Barnard's Star. His specific claims of large gas giants were refuted in the mid-1970s after much debate. In November 2018, a candidate super-Earth planetary companion known as Barnard's Star b was reported to orbit Barnard's Star. It was believed to have a minimum mass of and orbit at . However, work presented in July 2021 refuted the existence of this planet.
Naming
In 2016, the International Astronomical Union organized a Working Group on Star Names (WGSN) to catalogue and standardize proper names for stars. The WGSN approved the name Barnard's Star for this star on 1 February 2017 and it is now included in the List of IAU-approved Star Names.
Description
Barnard's Star is a red dwarf of the dim spectral type M4, and it is too faint to see without a telescope; Its apparent magnitude is 9.5.
At 7–12 billion years of age, Barnard's Star is considerably older than the Sun, which is 4.5 billion years old, and it might be among the oldest stars in the Milky Way galaxy. Barnard's Star has lost a great deal of rotational energy, and the periodic slight changes in its brightness indicate that it rotates once in 130 days (the Sun rotates in 25). Given its age, Barnard's Star was long assumed to be quiescent in terms of stellar activity. In 1998, astronomers observed an intense stellar flare, showing that Barnard's Star is a flare star. Barnard's Star has the variable star designation V2500 Ophiuchi. In 2003, Barnard's Star presented the first detectable change in the radial velocity of a star caused by its motion. Further variability in the radial velocity of Barnard's Star was attributed to its stellar activity.
The proper motion of Barnard's Star corresponds to a relative lateral speed of 90km/s. The 10.3 arcseconds it travels in a year amount to a quarter of a degree in a human lifetime, roughly half the angular diameter of the full Moon.
The radial velocity of Barnard's Star is , as measured from the blueshift due to its motion toward the Sun. Combined with its proper motion and distance, this gives a "space velocity" (actual speed relative to the Sun) of . Barnard's Star will make its closest approach to the Sun around 11,800 CE, when it will approach to within about 3.75 light-years.
Proxima Centauri is the closest star to the Sun at a position currently 4.24 light-years distant from it. However, despite Barnard's Star's even closer pass to the Sun in 11,800 CE, it will still not then be the nearest star, since by that time Proxima Centauri will have moved to a yet-nearer proximity to the Sun. At the time of the star's closest pass by the Sun, Barnard's Star will still be too dim to be seen with the naked eye, since its apparent magnitude will only have increased by one magnitude to about 8.5 by then, still being 2.5 magnitudes short of visibility to the naked eye.
Barnard's Star has a mass of about 0.16 solar masses (), and a radius about 0.2 times that of the Sun. Thus, although Barnard's Star has roughly 150 times the mass of Jupiter (), its radius is only roughly 2 times larger, due to its much higher density. Its effective temperature is about 3,220 kelvin, and it has a luminosity of only 0.0034 solar luminosities. Barnard's Star is so faint that if it were at the same distance from Earth as the Sun is, it would appear only 100 times brighter than a full moon, comparable to the brightness of the Sun at 80 astronomical units.
Barnard's Star has 10–32% of the solar metallicity. Metallicity is the proportion of stellar mass made up of elements heavier than helium and helps classify stars relative to the galactic population. Barnard's Star seems to be typical of the old, red dwarf population II stars, yet these are also generally metal-poor halo stars. While sub-solar, Barnard's Star's metallicity is higher than that of a halo star and is in keeping with the low end of the metal-rich disk star range; this, plus its high space motion, have led to the designation "intermediate population II star", between a halo and disk star. Although some recently published scientific papers have given much higher estimates for the metallicity of the star, very close to the Sun's level, between 75 and 125% of the solar metallicity.
Search for planets
Astrometric planetary claims
For a decade from 1963 to about 1973, a substantial number of astronomers accepted a claim by Peter van de Kamp that he had detected, by using astrometry, a perturbation in the proper motion of Barnard's Star consistent with its having one or more planets comparable in mass with Jupiter. Van de Kamp had been observing the star from 1938, attempting, with colleagues at the Sproul Observatory at Swarthmore College, to find minuscule variations of one micrometre in its position on photographic plates consistent with orbital perturbations that would indicate a planetary companion; this involved as many as ten people averaging their results in looking at plates, to avoid systemic individual errors. Van de Kamp's initial suggestion was a planet having about at a distance of 4.4AU in a slightly eccentric orbit, and these measurements were apparently refined in a 1969 paper. Later that year, Van de Kamp suggested that there were two planets of 1.1 and .
Other astronomers subsequently repeated Van de Kamp's measurements, and two papers in 1973 undermined the claim of a planet or planets. George Gatewood and Heinrich Eichhorn, at a different observatory and using newer plate measuring techniques, failed to verify the planetary companion. Another paper published by John L. Hershey four months earlier, also using the Swarthmore observatory, found that changes in the astrometric field of various stars correlated to the timing of adjustments and modifications that had been carried out on the refractor telescope's objective lens; the claimed planet was attributed to an artifact of maintenance and upgrade work. The affair has been discussed as part of a broader scientific review.
Van de Kamp never acknowledged any error and published a further claim of two planets' existence as late as 1982; he died in 1995. Wulff Heintz, Van de Kamp's successor at Swarthmore and an expert on double stars, questioned his findings and began publishing criticisms from 1976 onwards. The two men were reported to have become estranged because of this.
Barnard's Star b
In November 2018, an international team of astronomers announced the detection by radial velocity of a candidate super-Earth orbiting in relatively close proximity to Barnard's Star. Led by Ignasi Ribas of Spain their work, conducted over two decades of observation, provided strong evidence of the planet's existence. However, the existence of the planet was refuted in 2021, because the radial velocity signal was found to originate from a stellar activity cycle, and a study in 2022 confirmed this result.
Dubbed Barnard's Star b, the planet was thought to be near the stellar system's snow line, which is an ideal spot for the icy accretion of proto-planetary material. It was thought to orbit at 0.4AU every 233 days and had a proposed minimum mass of . The planet would have most likely been frigid, with an estimated surface temperature of about , and lie outside Barnard Star's presumed habitable zone. Direct imaging of the planet and its tell-tale light signature would have been possible in the decade after its discovery. Further faint and unaccounted-for perturbations in the system suggested there may be a second planetary companion even farther out.
Refining planetary boundaries
For the more than four decades between van de Kamp's rejected claim and the eventual announcement of a planet candidate, Barnard's Star was carefully studied and the mass and orbital boundaries for possible planets were slowly tightened. M dwarfs such as Barnard's Star are more easily studied than larger stars in this regard because their lower masses render perturbations more obvious.
Null results for planetary companions continued throughout the 1980s and 1990s, including interferometric work with the Hubble Space Telescope in 1999. Gatewood was able to show in 1995 that planets with were impossible around Barnard's Star, in a paper which helped refine the negative certainty regarding planetary objects in general. In 1999, the Hubble work further excluded planetary companions of with an orbital period of less than 1,000 days (Jupiter's orbital period is 4,332 days), while Kuerster determined in 2003 that within the habitable zone around Barnard's Star, planets are not possible with an "M sin i" value greater than 7.5 times the mass of the Earth (), or with a mass greater than 3.1 times the mass of Neptune (much lower than van de Kamp's smallest suggested value).
In 2013, a research paper was published that further refined planet mass boundaries for the star. Using radial velocity measurements, taken over a period of 25 years, from the Lick and Keck Observatories and applying Monte Carlo analysis for both circular and eccentric orbits, upper masses for planets out to 1,000-day orbits were determined. Planets above two Earth masses in orbits of less than 10 days were excluded, and planets of more than ten Earth masses out to a two-year orbit were also confidently ruled out. It was also discovered that the habitable zone of the star seemed to be devoid of roughly Earth-mass planets or larger, save for face-on orbits.
Even though this research greatly restricted the possible properties of planets around Barnard's Star, it did not rule them out completely as terrestrial planets were always going to be difficult to detect. NASA's Space Interferometry Mission, which was to begin searching for extrasolar Earth-like planets, was reported to have chosen Barnard's Star as an early search target, however the mission was shut down in 2010. ESA's similar Darwin interferometry mission had the same goal, but was stripped of funding in 2007.
The analysis of radial velocities that eventually led to discovery of the candidate super-Earth orbiting Barnard's Star was also used to set more precise upper mass limits for possible planets, up to and within the habitable zone: a maximum of up to the inner edge and on the outer edge of the optimistic habitable zone, corresponding to orbital periods of up to 10 and 40 days respectively. Therefore, it appears that Barnard's Star indeed does not host Earth-mass planets or larger, in hot and temperate orbits, unlike other M-dwarf stars that commonly have these types of planets in close-in orbits.
Stellar flares
1998
In 1998 a stellar flare on Barnard's Star was detected based on changes in the spectral emissions on 17 July during an unrelated search for variations in the proper motion. Four years passed before the flare was fully analyzed, at which point it was suggested that the flare's temperature was 8,000K, more than twice the normal temperature of the star. Given the essentially random nature of flares, Diane Paulson, one of the authors of that study, noted that "the star would be fantastic for amateurs to observe".
The flare was surprising because intense stellar activity is not expected in stars of such age. Flares are not completely understood, but are believed to be caused by strong magnetic fields, which suppress plasma convection and lead to sudden outbursts: strong magnetic fields occur in rapidly rotating stars, while old stars tend to rotate slowly. For Barnard's Star to undergo an event of such magnitude is thus presumed to be a rarity. Research on the star's periodicity, or changes in stellar activity over a given timescale, also suggest it ought to be quiescent; 1998 research showed weak evidence for periodic variation in the star's brightness, noting only one possible starspot over 130 days.
Stellar activity of this sort has created interest in using Barnard's Star as a proxy to understand similar stars. It is hoped that photometric studies of its X-ray and UV emissions will shed light on the large population of old M dwarfs in the galaxy. Such research has astrobiological implications: given that the habitable zones of M dwarfs are close to the star, any planet located therein would be strongly affected by solar flares, stellar winds, and plasma ejection events.
2019
In 2019, two additional ultraviolet stellar flares were detected, each with far-ultraviolet energy of 3×1022 joules, together with one X-ray stellar flare with energy 1.6×1022 joules. The flare rate observed to date is enough to cause loss of 87 Earth atmospheres per billion years through thermal processes and ≈3 Earth atmospheres per billion years through ion loss processes on Barnard's Star b.
Environment
Barnard's Star shares much the same neighborhood as the Sun. The neighbors of Barnard's Star are generally of red dwarf size, the smallest and most common star type. Its closest neighbor is currently the red dwarf Ross 154, at a distance of 1.66 parsecs (5.41 light-years). The Sun and Alpha Centauri are, respectively, the next closest systems. From Barnard's Star, the Sun would appear on the diametrically opposite side of the sky at coordinates RA=, Dec=, in the westernmost part of the constellation Monoceros. The absolute magnitude of the Sun is 4.83, and at a distance of 1.834 parsecs, it would be a first-magnitude star, as Pollux is from the Earth.
Proposed exploration
Project Daedalus
Barnard's Star was studied as part of Project Daedalus. Undertaken between 1973 and 1978, the study suggested that rapid, uncrewed travel to another star system was possible with existing or near-future technology. Barnard's Star was chosen as a target partly because it was believed to have planets.
The theoretical model suggested that a nuclear pulse rocket employing nuclear fusion (specifically, electron bombardment of deuterium and helium-3) and accelerating for four years could achieve a velocity of 12% of the speed of light. The star could then be reached in 50 years, within a human lifetime. Along with detailed investigation of the star and any companions, the interstellar medium would be examined and baseline astrometric readings performed.
The initial Project Daedalus model sparked further theoretical research. In 1980, Robert Freitas suggested a more ambitious plan: a self-replicating spacecraft intended to search for and make contact with extraterrestrial life. Built and launched in Jupiter's orbit, it would reach Barnard's Star in 47 years under parameters similar to those of the original Project Daedalus. Once at the star, it would begin automated self-replication, constructing a factory, initially to manufacture exploratory probes and eventually to create a copy of the original spacecraft after 1,000 years.
See also
Kepler-42 – Nearly identical to Barnard's star, and hosts three sub-Earth sized planets.
Notes
References
External links
Amateur work showing Barnard's Star movement over time.
Animated image with frames approx. one year apart, beginning in 2007, showing the movement of Barnard's Star.
Barnard's Star in the Staracle Tycho catalog
Discoveries by Edward Emerson Barnard
M-type main-sequence stars
Ophiuchus
BY Draconis variables
Stars with proper names
Ophiuchi, V2500
0699
BD+04 3561A
087937
?
Local Interstellar Cloud
Hypothetical planetary systems
J17574849+0441405 |
4200 | https://en.wikipedia.org/wiki/Bo%C3%B6tes | Boötes | Boötes ( ) is a constellation in the northern sky, located between 0° and +60° declination, and 13 and 16 hours of right ascension on the celestial sphere. The name comes from , which comes from 'herdsman' or 'plowman' (literally, 'ox-driver'; from boûs 'cow').
One of the 48 constellations described by the 2nd-century astronomer Ptolemy, Boötes is now one of the 88 modern constellations. It contains the fourth-brightest star in the night sky, the orange giant Arcturus. Epsilon Boötis, or Izar, is a colourful multiple star popular with amateur astronomers. Boötes is home to many other bright stars, including eight above the fourth magnitude and an additional 21 above the fifth magnitude, making a total of 29 stars easily visible to the naked eye.
History and mythology
In ancient Babylon, the stars of Boötes were known as SHU.PA. They were apparently depicted as the god Enlil, who was the leader of the Babylonian pantheon and special patron of farmers. Boötes may have been represented by the animal foreleg constellation in ancient Egypt, resembling that of an ox sufficiently to have been originally proposed as the "foreleg of ox" by Berio.
Homer mentions Boötes in the Odyssey as a celestial reference for navigation, describing it as "late-setting" or "slow to set". Exactly whom Boötes is supposed to represent in Greek mythology is not clear. According to one version, he was a son of Demeter, Philomenus, twin brother of Plutus, a plowman who drove the oxen in the constellation Ursa Major. This agrees with the constellation's name. The ancient Greeks saw the asterism now called the "Big Dipper" or "Plough" as a cart with oxen. Some myths say that Boötes invented the plow and was memorialized for his ingenuity as a constellation.
Another myth associated with Boötes by Hyginus is that of Icarius, who was schooled as a grape farmer and winemaker by Dionysus. Icarius made wine so strong that those who drank it appeared poisoned, which caused shepherds to avenge their supposedly poisoned friends by killing Icarius. Maera, Icarius' dog, brought his daughter Erigone to her father's body, whereupon both she and the dog committed suicide. Zeus then chose to honor all three by placing them in the sky as constellations: Icarius as Boötes, Erigone as Virgo, and Maera as Canis Major or Canis Minor.
Following another reading, the constellation is identified with Arcas and also referred to as Arcas and Arcturus, son of Zeus and Callisto. Arcas was brought up by his maternal grandfather Lycaon, to whom one day Zeus went and had a meal. To verify that the guest was really the king of the gods, Lycaon killed his grandson and prepared a meal made from his flesh. Zeus noticed and became very angry, transforming Lycaon into a wolf and giving life back to his son. In the meantime Callisto had been transformed into a she-bear by Zeus's wife Hera, who was angry at Zeus's infidelity. This is corroborated by the Greek name for Boötes, Arctophylax, which means "Bear Watcher".
Callisto, in the form of a bear was almost killed by her son, who was out hunting. Zeus rescued her, taking her into the sky where she became Ursa Major, "the Great Bear". Arcturus, the name of the constellation's brightest star, comes from the Greek word meaning "guardian of the bear". Sometimes Arcturus is depicted as leading the hunting dogs of nearby Canes Venatici and driving the bears of Ursa Major and Ursa Minor.
Several former constellations were formed from stars now included in Boötes. Quadrans Muralis, the Quadrant, was a constellation created near Beta Boötis from faint stars. It was designated in 1795 by Jérôme Lalande, an astronomer who used a quadrant to perform detailed astronometric measurements. Lalande worked with Nicole-Reine Lepaute and others to predict the 1758 return of Halley's Comet. Quadrans Muralis was formed from the stars of eastern Boötes, western Hercules and Draco. It was originally called Le Mural by Jean Fortin in his 1795 Atlas Céleste; it was not given the name Quadrans Muralis until Johann Bode's 1801 Uranographia. The constellation was quite faint, with its brightest stars reaching the 5th magnitude. Mons Maenalus, representing the Maenalus mountains, was created by Johannes Hevelius in 1687 at the foot of the constellation's figure. The mountain was named for the son of Lycaon, Maenalus. The mountain, one of Diana's hunting grounds, was also holy to Pan.
Non-Western astronomy
The stars of Boötes were incorporated into many different Chinese constellations. Arcturus was part of the most prominent of these, variously designated as the celestial king's throne (Tian Wang) or the Blue Dragon's horn (Daijiao); the name Daijiao, meaning "great horn", is more common. Arcturus was given such importance in Chinese celestial mythology because of its status marking the beginning of the lunar calendar, as well as its status as the brightest star in the northern night sky.
Two constellations flanked Daijiao: Yousheti to the right and Zuosheti to the left; they represented companions that orchestrated the seasons. Zuosheti was formed from modern Zeta, Omicron and Pi Boötis, while Yousheti was formed from modern Eta, Tau and Upsilon Boötis. Dixi, the Emperor's ceremonial banquet mat, was north of Arcturus, consisting of the stars 12, 11 and 9 Boötis. Another northern constellation was Qigong, the Seven Dukes, which mostly straddled the Boötes-Hercules border. It included either Delta Boötis or Beta Boötis as its terminus.
The other Chinese constellations made up of the stars of Boötes existed in the modern constellation's north; they are all representations of weapons. Tianqiang, the spear, was formed from Iota, Kappa and Theta Boötis; Genghe, variously representing a lance or shield, was formed from Epsilon, Rho and Sigma Boötis.
There were also two weapons made up of a singular star. Xuange, the halberd, was represented by Lambda Boötis, and Zhaoyao, either the sword or the spear, was represented by Gamma Boötis.
Two Chinese constellations have an uncertain placement in Boötes. Kangchi, the lake, was placed south of Arcturus, though its specific location is disputed. It may have been placed entirely in Boötes, on either side of the Boötes-Virgo border, or on either side of the Virgo-Libra border. The constellation Zhouding, a bronze tripod-mounted container used for food, was sometimes cited as the stars 1, 2 and 6 Boötis. However, it has also been associated with three stars in Coma Berenices.
Boötes is also known to Native American cultures. In Yup'ik language, Boötes is Taluyaq, literally "fish trap," and the funnel-shaped part of the fish trap is known as Ilulirat.
Characteristics
Boötes is a constellation bordered by Virgo to the south, Coma Berenices and Canes Venatici to the west, Ursa Major to the northwest, Draco to the northeast, and Hercules, Corona Borealis and Serpens Caput to the east. The three-letter abbreviation for the constellation, as adopted by the International Astronomical Union in 1922, is "Boo". The official constellation boundaries, as set by Belgian astronomer Eugène Delporte in 1930, are defined by a polygon of 16 segments. In the equatorial coordinate system, the right ascension coordinates of these borders lie between and , while the declination coordinates stretch from +7.36° to +55.1°. Covering 907 square degrees, Boötes culminates at midnight around 2 May and ranks 13th in area.
Colloquially, its pattern of stars has been likened to a kite or ice cream cone. However, depictions of Boötes have varied historically. Aratus described him circling the north pole, herding the two bears. Later ancient Greek depictions, described by Ptolemy, have him holding the reins of his hunting dogs (Canes Venatici) in his left hand, with a spear, club, or staff in his right hand. After Hevelius introduced Mons Maenalus in 1681, Boötes was often depicted standing on the Peloponnese mountain. By 1801, when Johann Bode published his Uranographia, Boötes had acquired a sickle, which was also held in his left hand.
The placement of Arcturus has also been mutable through the centuries. Traditionally, Arcturus lay between his thighs, as Ptolemy depicted him. However, Germanicus Caesar deviated from this tradition by placing Arcturus "where his garment is fastened by a knot".
Features
Stars
In his Uranometria, Johann Bayer used the Greek letters alpha through to omega and then A to k to label what he saw as the most prominent 35 stars in the constellation, with subsequent astronomers splitting Kappa, Mu, Nu and Pi as two stars each. Nu is also the same star as Psi Herculis. John Flamsteed numbered 54 stars for the constellation.
Located 36.7 light-years from Earth, Arcturus, or Alpha Boötis, is the brightest star in Boötes and the fourth-brightest star in the sky at an apparent magnitude of −0.05; It is also the brightest star north of the celestial equator, just shading out Vega and Capella. Its name comes from the Greek for "bear-keeper". An orange giant of spectral class K1.5III, Arcturus is an ageing star that has exhausted its core supply of hydrogen and cooled and expanded to a diameter of 27 solar diameters, equivalent to approximately 32 million kilometers. Though its mass is approximately one solar mass (), Arcturus shines with 133 times the luminosity of the Sun ().
Bayer located Arcturus above the Herdman's left knee in his Uranometria. Nearby Eta Boötis, or Muphrid, is the uppermost star denoting the left leg. It is a 2.68-magnitude star 37 light-years distant with a spectral class of G0IV, indicating it has just exhausted its core hydrogen and is beginning to expand and cool. It is 9 times as luminous as the Sun and has 2.7 times its diameter. Analysis of its spectrum reveals that it is a spectroscopic binary. Muphrid and Arcturus lie only 3.3 light-years away from each other. Viewed from Arcturus, Muphrid would have a visual magnitude of −2½, while Arcturus would be around visual magnitude −4½ when seen from Muphrid.
Marking the herdsman's head is Beta Boötis, or Nekkar, a yellow giant of magnitude 3.5 and spectral type G8IIIa. Like Arcturus, it has expanded and cooled off the main sequence—likely to have lived most of its stellar life as a blue-white B-type main sequence star. Its common name comes from the Arabic phrase for "ox-driver". It is 219 light-years away and has a luminosity of .
Located 86 light-years distant, Gamma Boötis, or Seginus, is a white giant star of spectral class A7III, with a luminosity 34 times and diameter 3.5 times that of the Sun. It is a Delta Scuti variable, ranging between magnitudes 3.02 and 3.07 every 7 hours. These stars are short period (six hours at most) pulsating stars that have been used as standard candles and as subjects to study asteroseismology.
Delta Boötis is a wide double star with a primary of magnitude 3.5 and a secondary of magnitude 7.8. The primary is a yellow giant that has cooled and expanded to 10.4 times the diameter of the Sun. Of spectral class G8IV, it is around 121 light-years away, while the secondary is a yellow main sequence star of spectral type G0V. The two are thought to take 120,000 years to orbit each other.
Mu Boötis, known as Alkalurops, is a triple star popular with amateur astronomers. It has an overall magnitude of 4.3 and is 121 light-years away. Its name is from the Arabic phrase for "club" or "staff". The primary appears to be of magnitude 4.3 and is blue-white. The secondary appears to be of magnitude 6.5, but is actually a close double star itself with a primary of magnitude 7.0 and a secondary of magnitude 7.6. The secondary and tertiary stars have an orbital period of 260 years. The primary has an absolute magnitude of 2.6 and is of spectral class F0. The secondary and tertiary stars are separated by 2 arcseconds; the primary and secondary are separated by 109.1 arcseconds at an angle of 171 degrees.
Nu Boötis is an optical double star. The primary is an orange giant of magnitude 5.0 and the secondary is a white star of magnitude 5.0. The primary is 870 light-years away and the secondary is 430 light-years.
Epsilon Boötis, also known as Izar or Pulcherrima, is a close triple star popular with amateur astronomers and the most prominent binary star in Boötes. The primary is a yellow- or orange-hued magnitude 2.5 giant star, the secondary is a magnitude 4.6 blue-hued main-sequence star, and the tertiary is a magnitude 12.0 star. The system is 210 light-years away. The name "Izar" comes from the Arabic word for "girdle" or "loincloth", referring to its location in the constellation. The name "Pulcherrima" comes from the Latin phrase for "most beautiful", referring to its contrasting colors in a telescope. The primary and secondary stars are separated by 2.9 arcseconds at an angle of 341 degrees; the primary's spectral class is K0 and it has a luminosity of . To the naked eye, Izar has a magnitude of 2.37.
Nearby Rho and Sigma Boötis denote the herdsman's waist. Rho is an orange giant of spectral type K3III located around 160 light-years from Earth. It is ever so slightly variable, wavering by 0.003 of a magnitude from its average of 3.57. Sigma, a yellow-white main-sequence star of spectral type F3V, is suspected of varying in brightness from 4.45 to 4.49. It is around 52 light-years distant.
Traditionally known as Aulād al Dhiʼbah (أولاد الضباع – aulād al dhiʼb), "the Whelps of the Hyenas", Theta, Iota, Kappa and Lambda Boötis (or Xuange) are a small group of stars in the far north of the constellation. The magnitude 4.05 Theta Boötis has a spectral type of F7 and an absolute magnitude of 3.8. Iota Boötis is a triple star with a primary of magnitude 4.8 and spectral class of A7, a secondary of magnitude 7.5, and a tertiary of magnitude 12.6. The primary is 97 light-years away. The primary and secondary stars are separated by 38.5 arcseconds, at an angle of 33 degrees. The primary and tertiary stars are separated by 86.7 arcseconds at an angle of 194 degrees. Both the primary and tertiary appear white in a telescope, but the secondary appears yellow-hued.
Kappa Boötis is another wide double star. The primary is 155 light-years away and has a magnitude of 4.5. The secondary is 196 light-years away and has a magnitude of 6.6. The two components are separated by 13.4 arcseconds, at an angle of 236 degrees. The primary, with spectral class A7, appears white and the secondary appears bluish.
An apparent magnitude 4.18 type A0p star, Lambda Boötis is the prototype of a class of chemically peculiar stars, only some of which pulsate as Delta Scuti-type stars. The distinction between the Lambda Boötis stars as a class of stars with peculiar spectra, and the Delta Scuti stars whose class describes pulsation in low-overtone pressure modes, is an important one. While many Lambda Boötis stars pulsate and are Delta Scuti stars, not many Delta Scuti stars have Lambda Boötis peculiarities, since the Lambda Boötis stars are a much rarer class whose members can be found both inside and outside the Delta Scuti instability strip. Lambda Boötis stars are dwarf stars that can be either spectral class A or F. Like BL Boötis-type stars they are metal-poor. Scientists have had difficulty explaining the characteristics of Lambda Boötis stars, partly because only around 60 confirmed members exist, but also due to heterogeneity in the literature. Lambda has an absolute magnitude of 1.8.
There are two dimmer F-type stars, magnitude 4.83 12 Boötis, class F8; and magnitude 4.93 45 Boötis, class F5. Xi Boötis is a G8 yellow dwarf of magnitude 4.55, and absolute magnitude is 5.5. Two dimmer G-type stars are magnitude 4.86 31 Boötis, class G8, and magnitude 4.76 44 Boötis, class G0.
Of apparent magnitude 4.06, Upsilon Boötis has a spectral class of K5 and an absolute magnitude of −0.3. Dimmer than Upsilon Boötis is magnitude 4.54 Phi Boötis, with a spectral class of K2 and an absolute magnitude of −0.1. Just slightly dimmer than Phi at magnitude 4.60 is O Boötis, which, like Izar, has a spectral class of K0. O Boötis has an absolute magnitude of 0.2. The other four dim stars are magnitude 4.91 6 Boötis, class K4; magnitude 4.86 20 Boötis, class K3; magnitude 4.81 Omega Boötis, class K4; and magnitude 4.83 A Boötis, class K1.
There is one bright B-class star in Boötes; magnitude 4.93 Pi1 Boötis, also called Alazal. It has a spectral class of B9 and is 40 parsecs from Earth. There is also one M-type star, magnitude 4.81 34 Boötis. It is of class gM0.
Multiple stars
Besides Pulcherrima and Alkalurops, there are several other binary stars in Boötes:
Xi Boötis is a quadruple star popular with amateur astronomers. The primary is a yellow star of magnitude 4.7 and the secondary is an orange star of magnitude 6.8. The system is 22 light-years away and has an orbital period of 150 years. The primary and secondary have a separation of 6.7 arcseconds at an angle of 319 degrees. The tertiary is a magnitude 12.6 star (though it may be observed to be brighter) and the quaternary is a magnitude 13.6 star.
Pi Boötis is a close triple star. The primary is a blue-white star of magnitude 4.9, the secondary is a blue-white star of magnitude 5.8, and the tertiary is a star of magnitude 10.4. The primary and secondary components are separated by 5.6 arcseconds at an angle of 108 degrees; the primary and tertiary components are separated by 128 arcseconds at an angle of 128 degrees.
Zeta Boötis is a triple star that consists of a physical binary pair with an optical companion. Lying 205 light-years away from Earth, The physical pair has a period of 123.3 years and consists of a magnitude 4.5 and a magnitude 4.6 star. The two components are separated by 1.0 arcseconds at an angle of 303 degrees. The optical companion is of magnitude 10.9, separated by 99.3 arcseconds at an angle of 259 degrees. 44 Boötis is an eclipsing variable star. The primary is of variable magnitude and the secondary is of magnitude 6.2; they have an orbital period of 225 years. The components are separated by 1.0 arcsecond at an angle of 40 degrees.
44 Boötis (i Boötis) is a double variable star 42 light-years away. It has an overall magnitude of 4.8 and appears yellow to the naked eye. The primary is of magnitude 5.3 and the secondary is of magnitude 6.1; their orbital period is 220 years. The secondary is itself an eclipsing variable star with a range of 0.6 magnitudes; its orbital period is 6.4 hours. It is a W Ursae Majoris variable that ranges in magnitude from a minimum of 7.1 to a maximum of 6.5 every 0.27 days. Both stars are G-type stars. Another eclipsing binary star is ZZ Boötis, which has two F2-type components of almost equal mass, and ranges in magnitude from a minimum of 6.79 to a maximum of 7.44 over a period of 5.0 days.
Variable stars
Two of the brighter Mira-type variable stars in the constellation are R and S Boötis. Both are red giants that range greatly in magnitude—from 6.2 to 13.1 over 223.4 days, and 7.8 to 13.8 over a period of 270.7 days, respectively. Also red giants, V and W Boötis are semi-regular variable stars that range in magnitude from 7.0 to 12.0 over a period of 258 days, and magnitude 4.7 to 5.4 over 450 days, respectively.
BL Boötis is the prototype of its class of pulsating variable stars, the anomalous Cepheids. These stars are somewhat similar to Cepheid variables, but they do not have the same relationship between their period and luminosity. Their periods are similar to RRAB variables; however, they are far brighter than these stars. BL Boötis is a member of the cluster NGC 5466. Anomalous Cepheids are metal poor and have masses not much larger than the Sun's, on average, . BL Boötis type stars are a subtype of RR Lyrae variables.
T Boötis was a nova observed in April 1860 at a magnitude of 9.7. It has never been observed since, but that does not preclude the possibility of it being a highly irregular variable star or a recurrent nova.
Stars with planetary systems
Extrasolar planets have been discovered encircling ten stars in Boötes as of 2012. Tau Boötis is orbited by a large planet, discovered in 1999. The host star itself is a magnitude 4.5 star of type F7V, 15.6 parsecs from Earth. It has a mass of and a radius of 1.331 solar radii (); a companion, GJ527B, orbits at a distance of 240 AU. Tau Boötis b, the sole planet discovered in the system, orbits at a distance of 0.046 AU every 3.31 days. Discovered through radial velocity measurements, it has a mass of 5.95 Jupiter masses (). This makes it a hot Jupiter. The host star and planet are tidally locked, meaning that the planet's orbit and the star's particularly high rotation are synchronized. Furthermore, a slight variability in the host star's light may be caused by magnetic interactions with the planet. Carbon monoxide is present in the planet's atmosphere. Tau Boötis b does not transit its star, rather, its orbit is inclined 46 degrees.
Like Tau Boötis b, HAT-P-4b is also a hot Jupiter. It is noted for orbiting a particularly metal-rich host star and being of low density. Discovered in 2007, HAT-P-4 b has a mass of and a radius of . It orbits every 3.05 days at a distance of 0.04 AU. HAT-P-4, the host star, is an F-type star of magnitude 11.2, 310 parsecs from Earth. It is larger than the Sun, with a mass of and a radius of .
Boötes is also home to multiple-planet systems. HD 128311 is the host star for a two-planet system, consisting of HD 128311 b and HD 128311 c, discovered in 2002 and 2005, respectively. HD 128311 b is the smaller planet, with a mass of ; it was discovered through radial velocity observations. It orbits at almost the same distance as Earth, at 1.099 AU; however, its orbital period is significantly longer at 448.6 days.
The larger of the two, HD 128311 c, has a mass of and was discovered in the same manner. It orbits every 919 days inclined at 50°, and is 1.76 AU from the host star. The host star, HD 128311, is a K0V-type star located 16.6 parsecs from Earth. It is smaller than the Sun, with a mass of and a radius of ; it also appears below the threshold of naked-eye visibility at an apparent magnitude of 7.51.
There are several single-planet systems in Boötes. HD 132406 is a Sun-like star of spectral type G0V with an apparent magnitude of 8.45, 231.5 light-years from Earth. It has a mass of and a radius of . The star is orbited by a gas giant, HD 132406 b, discovered in 2007. HD 132406 orbits 1.98 AU from its host star with a period of 974 days and has a mass of . The planet was discovered by the radial velocity method.
WASP-23 is a star with one orbiting planet, WASP-23 b. The planet, discovered by the transit method in 2010, orbits every 2.944 days very close to its Sun, at 0.0376 AU. It is smaller than Jupiter, at and . Its star is a K1V-type star of apparent magnitude 12.7, far below naked-eye visibility, and smaller than the Sun at and .
HD 131496 is also encircled by one planet, HD 131496 b. The star is of type K0 and is located 110 parsecs from Earth; it appears at a visual magnitude of 7.96. It is significantly larger than the Sun, with a mass of and a radius of 4.6 solar radii. Its one planet, discovered in 2011 by the radial velocity method, has a mass of ; its radius is as yet undetermined. HD 131496 b orbits at a distance of 2.09 AU with a period of 883 days.
Another single planetary system in Boötes is the HD 132563 system, a triple star system. The parent star, technically HD 132563B, is a star of magnitude 9.47, 96 parsecs from Earth. It is almost exactly the size of the Sun, with the same radius and a mass only 1% greater. Its planet, HD 132563B b, was discovered in 2011 by the radial velocity method. , it orbits 2.62 AU from its star with a period of 1544 days. Its orbit is somewhat elliptical, with an eccentricity of 0.22. HD 132563B b is one of very few planets found in triple star systems; it orbits the isolated member of the system, which is separated from the other components, a spectroscopic binary, by 400 AU.
Also discovered through the radial velocity method, albeit a year earlier, is HD 136418 b, a two-Jupiter-mass planet that orbits the star HD 136418 at a distance of 1.32 AU with a period of 464.3 days. Its host star is a magnitude 7.88 G5-type star, 98.2 parsecs from Earth. It has a radius of and a mass of .
WASP-14 b is one of the most massive and dense exoplanets known, with a mass of and a radius of . Discovered via the transit method, it orbits 0.036 AU from its host star with a period of 2.24 days. WASP-14 b has a density of 4.6 grams per cubic centimeter, making it one of the densest exoplanets known. Its host star, WASP-14, is an F5V-type star of magnitude 9.75, 160 parsecs from Earth. It has a radius of and a mass of . It also has a very high proportion of lithium.
Deep-sky objects
Boötes is in a part of the celestial sphere facing away from the plane of our home Milky Way galaxy, and so does not have open clusters or nebulae. Instead, it has one bright globular cluster and many faint galaxies. The globular cluster NGC 5466 has an overall magnitude of 9.1 and a diameter of 11 arcminutes. It is a very loose globular cluster with fairly few stars and may appear as a rich, concentrated open cluster in a telescope. NGC 5466 is classified as a Shapley–Sawyer Concentration Class 12 cluster, reflecting its sparsity. Its fairly large diameter means that it has a low surface brightness, so it appears far dimmer than the catalogued magnitude of 9.1 and requires a large amateur telescope to view. Only approximately 12 stars are resolved by an amateur instrument.
Boötes has two bright galaxies. NGC 5248 (Caldwell 45) is a type Sc galaxy (a variety of spiral galaxy) of magnitude 10.2. It measures 6.5 by 4.9 arcminutes. Fifty million light-years from Earth, NGC 5248 is a member of the Virgo Cluster of galaxies; it has dim outer arms and obvious H II regions, dust lanes and young star clusters. NGC 5676 is another type Sc galaxy of magnitude 10.9. It measures 3.9 by 2.0 arcminutes. Other galaxies include NGC 5008, a type Sc emission-line galaxy, NGC 5548, a type S Seyfert galaxy, NGC 5653, a type S HII galaxy, NGC 5778 (also classified as NGC 5825), a type E galaxy that is the brightest of its cluster, NGC 5886, and NGC 5888, a type SBb galaxy. NGC 5698 is a barred spiral galaxy, notable for being the host of the 2005 supernova SN 2005bc, which peaked at magnitude 15.3.
Further away lies the 250-million-light-year-diameter Boötes void, a huge space largely empty of galaxies. Discovered by Robert Kirshner and colleagues in 1981, it is roughly 700 million light-years from Earth. Beyond it and within the bounds of the constellation, lie two superclusters at around 830 million and 1 billion light-years distant.
The Hercules–Corona Borealis Great Wall, the largest-known structure in the Universe, covers a significant part of Boötes.
Meteor showers
Boötes is home to the Quadrantid meteor shower, the most prolific annual meteor shower. It was discovered in January 1835 and named in 1864 by Alexander Herschel. The radiant is located in northern Boötes near Kappa Boötis, in its namesake former constellation of Quadrans Muralis. Quadrantid meteors are dim, but have a peak visible hourly rate of approximately 100 per hour on January 3–4. The zenithal hourly rate of the Quadrantids is approximately 130 meteors per hour at their peak; it is also a very narrow shower.
The Quadrantids are notoriously difficult to observe because of a low radiant and often inclement weather. The parent body of the meteor shower has been disputed for decades; however, Peter Jenniskens has proposed 2003 EH1, a minor planet, as the parent. 2003 EH1 may be linked to C/1490 Y1, a comet previously thought to be a potential parent body for the Quadrantids.
2003 EH1 is a short-period comet of the Jupiter family; 500 years ago, it experienced a catastrophic breakup event. It is now dormant. The Quadrantids had notable displays in 1982, 1985 and 2004. Meteors from this shower often appear to have a blue hue and travel at a moderate speed of 41.5–43 kilometers per second.
On April 28, 1984, a remarkable outburst of the normally placid Alpha Bootids was observed by visual observer Frank Witte from 00:00 to 2:30 UTC. In a 6 cm telescope, he observed 433 meteors in a field of view near Arcturus with a diameter of less than 1°. Peter Jenniskens comments that this outburst resembled a "typical dust trail crossing". The Alpha Bootids normally begin on April 14, peaking on April 27 and 28, and finishing on May 12. Its meteors are slow-moving, with a velocity of 20.9 kilometers per second. They may be related to Comet 73P/Schwassmann–Wachmann 3, but this connection is only theorized.
The June Bootids, also known as the Iota Draconids, is a meteor shower associated with the comet 7P/Pons–Winnecke, first recognized on May 27, 1916, by William F. Denning. The shower, with its slow meteors, was not observed prior to 1916 because Earth did not cross the comet's dust trail until Jupiter perturbed Pons–Winnecke's orbit, causing it to come within of Earth's orbit the first year the June Bootids were observed.
In 1982, E. A. Reznikov discovered that the 1916 outburst was caused by material released from the comet in 1819. Another outburst of the June Bootids was not observed until 1998, because Comet Pons–Winnecke's orbit was not in a favorable position. However, on June 27, 1998, an outburst of meteors radiating from Boötes, later confirmed to be associated with Pons-Winnecke, was observed. They were incredibly long-lived, with trails of the brightest meteors lasting several seconds at times. Many fireballs, green-hued trails, and even some meteors that cast shadows were observed throughout the outburst, which had a maximum zenithal hourly rate of 200–300 meteors per hour.
Two Russian astronomers determined in 2002 that material ejected from the comet in 1825 was responsible for the 1998 outburst. Ejecta from the comet dating to 1819, 1825 and 1830 was predicted to enter Earth's atmosphere on June 23, 2004. The predictions of a shower less spectacular than the 1998 showing were borne out in a display that had a maximum zenithal hourly rate of 16–20 meteors per hour that night. The June Bootids are not expected to have another outburst in the next 50 years.
Typically, only 1–2 dim, very slow meteors are visible per hour; the average June Bootid has a magnitude of 5.0. It is related to the Alpha Draconids and the Bootids-Draconids. The shower lasts from June 27 to July 5, with a peak on the night of June 28. The June Bootids are classified as a class III shower (variable), and has an average entry velocity of 18 kilometers per second. Its radiant is located 7 degrees north of Beta Boötis.
The Beta Bootids is a weak shower that begins on January 5, peaks on January 16, and ends on January 18. Its meteors travel at 43 km/s. The January Bootids is a short, young meteor shower that begins on January 9, peaks from January 16 to January 18, and ends on January 18.
The Phi Bootids is another weak shower radiating from Boötes. It begins on April 16, peaks on April 30 and May 1, and ends on May 12. Its meteors are slow-moving, with a velocity of 15.1 km/s. They were discovered in 2006. The shower's peak hourly rate can be as high as six meteors per hour. Though named for a star in Boötes, the Phi Bootid radiant has moved into Hercules. The meteor stream is associated with three different asteroids: 1620 Geographos, 2062 Aten and 1978 CA.
The Lambda Bootids, part of the Bootid-Coronae Borealid Complex, are a weak annual shower with moderately fast meteors; 41.75 km/s. The complex includes the Lambda Bootids, as well as the Theta Coronae Borealids and Xi Coronae Borealids. All of the Bootid-Coronae Borealid showers are Jupiter family comet showers; the streams in the complex have highly inclined orbits.
There are several minor showers in Boötes, some of whose existence is yet to be verified. The Rho Bootids radiate from near the namesake star, and were hypothesized in 2010. The average Rho Bootid has an entry velocity of 43 km/s. It peaks in November and lasts for three days.
The Rho Bootid shower is part of the SMA complex, a group of meteor showers related to the Taurids, which is in turn linked to the comet 2P/Encke. However, the link to the Taurid shower remains unconfirmed and may be a chance correlation. Another such shower is the Gamma Bootids, which were hypothesized in 2006. Gamma Bootids have an entry velocity of 50.3 km/s. The Nu Bootids, hypothesized in 2012, have faster meteors, with an entry velocity of 62.8 km/s.
See also
Lists of astronomical objects
References
Citations
References
(web preprint)
External links
Warburg Institute Iconographic Database (medieval and early-modern images of Bootes)
The clickable Bootes
Constellations
Northern constellations
Constellations listed by Ptolemy |
4207 | https://en.wikipedia.org/wiki/Bassoon | Bassoon | The bassoon is a musical instrument in the woodwind family, which plays in the tenor and bass ranges. It is composed of six pieces, and is usually made of wood. It is known for its distinctive tone color, wide range, versatility, and virtuosity. It is a non-transposing instrument and typically its music is written in the bass and tenor clefs, and sometimes in the treble. There are two forms of modern bassoon: the Buffet (or French) and Heckel (or German) systems. It is typically played while sitting using a seat strap, but can be played while standing if the player has a harness to hold the instrument. Sound is produced by rolling both lips over the reed and blowing direct air pressure to cause the reed to vibrate. Its fingering system can be quite complex when compared to those of other instruments. Appearing in its modern form in the 19th century, the bassoon figures prominently in orchestral, concert band, and chamber music literature, and is occasionally heard in pop, rock, and jazz settings as well. One who plays a bassoon is called a bassoonist.
Etymology
The word bassoon comes from French and from Italian ( with the augmentative suffix ). However, the Italian name for the same instrument is , in Spanish, Dutch, Czech and Romanian it is , and in German . Fagot is an Old French word meaning a bundle of sticks.
The dulcian came to be known as fagotto in Italy. However, the usual etymology that equates fagotto with "bundle of sticks" is somewhat misleading, as the latter term did not come into general use until later. However an early English variation, "faget", was used as early as 1450 to refer to firewood, which is 100 years before the earliest recorded use of the dulcian (1550). Further citation is needed to prove the lack of relation between the meaning "bundle of sticks" and "fagotto" (Italian) or variants. Some think that it may resemble the Roman fasces, a standard of bound sticks with an axe. A further discrepancy lies in the fact that the dulcian was carved out of a single block of wood—in other words, a single "stick" and not a bundle.
Characteristics
Range
The range of the bassoon begins at B1 (the first one below the bass staff) and extends upward over three octaves, roughly to the G above the treble staff (G5). However, most writing for bassoon rarely calls for notes above C5 or D5; even Stravinsky's opening solo in The Rite of Spring only ascends to D5. Notes higher than this are possible, but seldom written, as they are difficult to produce (often requiring specific reed design features to ensure reliability), and at any rate are quite homogeneous in timbre to the same pitches on cor anglais, which can produce them with relative ease. French bassoon has greater facility in the extreme high register, and so repertoire written for it is somewhat likelier to include very high notes, although repertoire for French system can be executed on German system without alterations and vice versa.
The extensive high register of the bassoon and its frequent role as a lyric tenor have meant that tenor clef is very commonly employed in its literature after the Baroque, partly to avoid excessive ledger lines, and, beginning in the 20th century, treble clef is also seen for similar reasons.
Like other woodwind instruments, the lowest note is fixed, but A1 is possible with a special extension to the instrument—see "Extended techniques" below.
Although the primary tone hole pitches are a pitched perfect 5th lower than other non-transposing Western woodwinds (effectively an octave beneath English horn) the bassoon is non-transposing, meaning that notes sounded match the written pitch.
Construction
The bassoon disassembles into six main pieces, including the reed. The bell (6), extending upward; the bass joint (or long joint) (5), connecting the bell and the boot; the boot (or butt) (4), at the bottom of the instrument and folding over on itself; the wing joint (or tenor joint) (3), which extends from boot to bocal; and the bocal (or crook) (2), a crooked metal tube that attaches the wing joint to a reed (1) ().
Structure
The bore of the bassoon is conical, like that of the oboe and the saxophone, and the two adjoining bores of the boot joint are connected at the bottom of the instrument with a U-shaped metal connector. Both bore and tone holes are precision-machined, and each instrument is finished by hand for proper tuning. The walls of the bassoon are thicker at various points along the bore; here, the tone holes are drilled at an angle to the axis of the bore, which reduces the distance between the holes on the exterior. This ensures coverage by the fingers of the average adult hand. Playing is facilitated by closing the distance between the widely spaced holes with a complex system of key work, which extends throughout nearly the entire length of the instrument. The overall height of the bassoon stretches to tall, but the total sounding length is considering that the tube is doubled back on itself. There are also short-reach bassoons made for the benefit of young or petite players.
Materials
A modern beginner's bassoon is generally made of maple, with medium-hardness types such as sycamore maple and sugar maple preferred. Less-expensive models are also made of materials such as polypropylene and ebonite, primarily for student and outdoor use. Metal bassoons were made in the past but have not been produced by any major manufacturer since 1889.
Reeds
The art of reed-making has been practiced for several hundred years, some of the earliest known reeds having been made for the dulcian, a predecessor of the bassoon. Current methods of reed-making consist of a set of basic methods; however, individual bassoonists' playing styles vary greatly and thus require that reeds be customized to best suit their respective bassoonist. Advanced players usually make their own reeds to this end. With regards to commercially made reeds, many companies and individuals offer pre-made reeds for sale, but players often find that such reeds still require adjustments to suit their particular playing style.
Modern bassoon reeds, made of Arundo donax cane, are often made by the players themselves, although beginner bassoonists tend to buy their reeds from professional reed makers or use reeds made by their teachers. Reeds begin with a length of tube cane that is split into three or four pieces using a tool called a cane splitter. The cane is then trimmed and gouged to the desired thickness, leaving the bark attached. After soaking, the gouged cane is cut to the proper shape and milled to the desired thickness, or profiled, by removing material from the bark side. This can be done by hand with a file; more frequently it is done with a machine or tool designed for the purpose. After the profiled cane has soaked once again it is folded over in the middle. Prior to soaking, the reed maker will have lightly scored the bark with parallel lines with a knife; this ensures that the cane will assume a cylindrical shape during the forming stage.
On the bark portion, the reed maker binds on one, two, or three coils or loops of brass wire to aid in the final forming process. The exact placement of these loops can vary somewhat depending on the reed maker. The bound reed blank is then wrapped with thick cotton or linen thread to protect it, and a conical steel mandrel (which sometimes has been heated in a flame) is quickly inserted in between the blades. Using a special pair of pliers, the reed maker presses down the cane, making it conform to the shape of the mandrel. (The steam generated by the heated mandrel causes the cane to permanently assume the shape of the mandrel.) The upper portion of the cavity thus created is called the "throat", and its shape has an influence on the final playing characteristics of the reed. The lower, mostly cylindrical portion will be reamed out with a special tool called a reamer, allowing the reed to fit on the bocal.
After the reed has dried, the wires are tightened around the reed, which has shrunk after drying, or replaced completely. The lower part is sealed (a nitrocellulose-based cement such as Duco may be used) and then wrapped with thread to ensure both that no air leaks out through the bottom of the reed and that the reed maintains its shape. The wrapping itself is often sealed with Duco or clear nail varnish (polish). Electrical tape can also be used as a wrapping for amateur reed makers. The bulge in the wrapping is sometimes referred to as the "Turk's head"—it serves as a convenient handle when inserting the reed on the bocal. Alternatively, hot glue, epoxy, or heat shrink wrap may be used to seal the tube of the reed. The thread wrapping (commonly known as a "Turban" due to the criss-crossing fabric) is still more common in commercially sold reeds.
To finish the reed, the end of the reed blank, originally at the center of the unfolded piece of cane, is cut off, creating an opening. The blades above the first wire are now roughly long. For the reed to play, a slight bevel must be created at the tip with a knife, although there is also a machine that can perform this function. Other adjustments with the reed knife may be necessary, depending on the hardness, the profile of the cane, and the requirements of the player. The reed opening may also need to be adjusted by squeezing either the first or second wire with the pliers. Additional material may be removed from the sides (the "channels") or tip to balance the reed. Additionally, if the "e" in the bass clef staff is sagging in pitch, it may be necessary to "clip" the reed by removing from its length using a pair of very sharp scissors or the equivalent.
History
Origin
Music historians generally consider the dulcian to be the forerunner of the modern bassoon, as the two instruments share many characteristics: a double reed fitted to a metal crook, obliquely drilled tone holes and a conical bore that doubles back on itself. The origins of the dulcian are obscure, but by the mid-16th century it was available in as many as eight different sizes, from soprano to great bass. A full consort of dulcians was a rarity; its primary function seems to have been to provide the bass in the typical wind band of the time, either loud (shawms) or soft (recorders), indicating a remarkable ability to vary dynamics to suit the need. Otherwise, dulcian technique was rather primitive, with eight finger holes and two keys, indicating that it could play in only a limited number of key signatures.
Circumstantial evidence indicates that the baroque bassoon was a newly invented instrument, rather than a simple modification of the old dulcian. The dulcian was not immediately supplanted, but continued to be used well into the 18th century by Bach and others; and, presumably for reasons of interchangeability, repertoire from this time is very unlikely to go beyond the smaller compass of the dulcian. The man most likely responsible for developing the true bassoon was Martin Hotteterre (d.1712), who may also have invented the three-piece flûte traversière (transverse flute) and the hautbois (baroque oboe). Some historians believe that sometime in the 1650s, Hotteterre conceived the bassoon in four sections (bell, bass joint, boot and wing joint), an arrangement that allowed greater accuracy in machining the bore compared to the one-piece dulcian. He also extended the compass down to B by adding two keys. An alternate view maintains Hotteterre was one of several craftsmen responsible for the development of the early bassoon. These may have included additional members of the Hotteterre family, as well as other French makers active around the same time. No original French bassoon from this period survives, but if it did, it would most likely resemble the earliest extant bassoons of Johann Christoph Denner and Richard Haka from the 1680s. Sometime around 1700, a fourth key (G♯) was added, and it was for this type of instrument that composers such as Antonio Vivaldi, Bach, and Georg Philipp Telemann wrote their demanding music. A fifth key, for the low E, was added during the first half of the 18th century. Notable makers of the 4-key and 5-key baroque bassoon include J.H. Eichentopf (c. 1678–1769), J. Poerschmann (1680–1757), Thomas Stanesby, Jr. (1668–1734), G.H. Scherer (1703–1778), and Prudent Thieriot (1732–1786).
Modern configuration
Increasing demands on capabilities of instruments and players in the 19th century—particularly larger concert halls requiring greater volume and the rise of virtuoso composer-performers—spurred further refinement. Increased sophistication, both in manufacturing techniques and acoustical knowledge, made possible great improvements in the instrument's playability.
The modern bassoon exists in two distinct primary forms, the Buffet (or "French") system and the Heckel ("German") system. Most of the world plays the Heckel system, while the Buffet system is primarily played in France, Belgium, and parts of Latin America. A number of other types of bassoons have been constructed by various instrument makers, such as the rare Galandronome. Owing to the ubiquity of the Heckel system in English-speaking countries, references in English to the contemporary bassoon always mean the Heckel system, with the Buffet system being explicitly qualified where it appears.
Heckel (German) system
The design of the modern bassoon owes a great deal to the performer, teacher, and composer Carl Almenräder. Assisted by the German acoustic researcher Gottfried Weber, he developed the 17-key bassoon with a range spanning four octaves. Almenräder's improvements to the bassoon began with an 1823 treatise describing ways of improving intonation, response, and technical ease of playing by augmenting and rearranging the keywork. Subsequent articles further developed his ideas. His employment at Schott gave him the freedom to construct and test instruments according to these new designs, and he published the results in Caecilia, Schott's house journal. Almenräder continued publishing and building instruments until his death in 1846, and Ludwig van Beethoven himself requested one of the newly made instruments after hearing of the papers. In 1831, Almenräder left Schott to start his own factory with a partner, Johann Adam Heckel.
Heckel and two generations of descendants continued to refine the bassoon, and their instruments became the standard, with other makers following. Because of their superior singing tone quality (an improvement upon one of the main drawbacks of the Almenräder instruments), the Heckel instruments competed for prominence with the reformed Wiener system, a Boehm-style bassoon, and a completely keyed instrument devised by Charles-Joseph Sax, father of Adolphe Sax. F.W. Kruspe implemented a latecomer attempt in 1893 to reform the fingering system, but it failed to catch on. Other attempts to improve the instrument included a 24-keyed model and a single-reed mouthpiece, but both these had adverse effects on tone and were abandoned.
Coming into the 20th century, the Heckel-style German model of bassoon dominated the field. Heckel himself had made over 1,100 instruments by the turn of the 20th century (serial numbers begin at 3,000), and the British makers' instruments were no longer desirable for the changing pitch requirements of the symphony orchestra, remaining primarily in military band use.
Except for a brief 1940s wartime conversion to ball bearing manufacture, the Heckel concern has produced instruments continuously to the present day. Heckel bassoons are considered by many to be the best, although a range of Heckel-style instruments is available from several other manufacturers, all with slightly different playing characteristics.
Because its mechanism is primitive compared to most modern woodwinds, makers have occasionally attempted to "reinvent" the bassoon. In the 1960s, Giles Brindley began to develop what he called the "logical bassoon", which aimed to improve intonation and evenness of tone through use of an electrically activated mechanism, making possible key combinations too complex for the human hand to manage. Brindley's logical bassoon was never marketed.
Buffet (French) system
The Buffet system bassoon achieved its basic acoustical properties somewhat earlier than the Heckel. Thereafter, it continued to develop in a more conservative manner. While the early history of the Heckel bassoon included a complete overhaul of the instrument in both acoustics and key work, the development of the Buffet system consisted primarily of incremental improvements to the key work. This minimalist approach of the Buffet deprived it of improved consistency of intonation, ease of operation, and increased power, which is found in Heckel bassoons, but the Buffet is considered by some to have a more vocal and expressive quality. The conductor John Foulds lamented in 1934 the dominance of the Heckel-style bassoon, considering them too homogeneous in sound with the horn. The modern Buffet system has 22 keys with its range being the same as the Heckel; although Buffet instruments have greater facility in the upper registers, reaching E5 and F5 with far greater ease and less air resistance.
Compared to the Heckel bassoon, Buffet system bassoons have a narrower bore and simpler mechanism, requiring different, and often more complex fingerings for many notes. Switching between Heckel and Buffet, or vice versa, requires extensive retraining. French woodwind instruments' tone in general exhibits a certain amount of "edge", with more of a vocal quality than is usual elsewhere, and the Buffet bassoon is no exception. This sound has been utilised effectively in writing for Buffet bassoon, but is less inclined to blend than the tone of the Heckel bassoon. As with all bassoons, the tone varies considerably, depending on individual instrument, reed, and performer. In the hands of a lesser player, the Heckel bassoon can sound flat and woody, but good players succeed in producing a vibrant, singing tone. Conversely, a poorly played Buffet can sound buzzy and nasal, but good players succeed in producing a warm, expressive sound.
Though the United Kingdom once favored the French system, Buffet-system instruments are no longer made there and the last prominent British player of the French system retired in the 1980s. However, with continued use in some regions and its distinctive tone, the Buffet continues to have a place in modern bassoon playing, particularly in France, where it originated. Buffet-model bassoons are currently made in Paris by Buffet Crampon and the atelier Ducasse (Romainville, France). The Selmer Company stopped fabrication of French system bassoons around the year 2012. Some players, for example the late Gerald Corey in Canada, have learned to play both types and will alternate between them depending on the repertoire.
Use in ensembles
Ensembles prior to the 20th century
Pre-1760
Prior to 1760, the early ancestor of the bassoon was the dulcian. It was used to reinforce the bass line in wind ensembles called consorts. However, its use in concert orchestras was sporadic until the late 17th century when double reeds began to make their way into standard instrumentation. Increasing use of the dulcian as a basso continuo instrument meant that it began to be included in opera orchestras, in works such as those by Reinhard Keiser and Jean-Baptiste Lully. Meanwhile, as the dulcian advanced technologically and was able to achieve more virtuosity, composers such as Joseph Bodin de Boismortier, Johann Ernst Galliard, Johann Friedrich Fasch and Georg Philipp Telemann wrote demanding solo and ensemble music for the instrument. Antonio Vivaldi brought it to prominence by featuring it in thirty-nine concerti.
c. 1760–1830
While the bassoon was still often used to give clarity to the bassline due to its sonorous low register, the capabilities of wind instruments grew as technology advanced during the Classical era. This allowed the instrument to play in more keys than the dulcian. Joseph Haydn took advantage of this in his Symphony No. 45 ("Farewell Symphony"), in which the bassoon plays in F-sharp minor. Following with these advances, composers also began to exploit the bassoon for its unique color, flexibility, and virtuosic ability, rather than for its perfunctory ability to double the bass line. Those who did this include Ludwig van Beethoven in his three Duos for Clarinet and Bassoon (WoO 27) for clarinet and bassoon and Niccolo Paganini in his duets for violin and bassoon. In his Bassoon Concerto in B-flat major, K. 191, W. A. Mozart utilized all aspects of the bassoon's expressiveness with its contrasts in register, staccato playing, and expressive sound, and was especially noted for its singing quality in the second movement. This concerto is often considered one of the most important works in all of the bassoon's repertoire, even today.
The bassoon's similarity to the human voice, in addition to its newfound virtuosic ability, was another quality many composers took advantage of during the classical era. After 1730, the German bassoon's range expended up to B♭4, and much higher with the French instrument. Technological advances also caused the bassoon's tenor register sound to become more resonant, and playing in this register grew in popularity, especially in the Austro-Germanic musical world. Pedagogues such as Josef Frohlich instructed students to practice scales, thirds, and fourths as vocal students would. In 1829, he wrote that the bassoon was capable of expressing "the worthy, the virile, the solemn, the great, the sublime, composure, mildness, intimacy, emotion, longing, heartfulness, reverence, and soulful ardour." In G.F. Brandt's performance of Carl Maria von Weber's Concerto for Bassoon in F Major, Op. 75 (J. 127) it was also likened to the human voice. In France, Pierre Cugnier described the bassoon's role as encompassing not only the bass part, but also to accompany the voice and harp, play in pairs with clarinets and horns in Harmonie, and to play in "nearly all types of music," including concerti, which were much more common than the sonatas of the previous era. Both Cugnier and Étienne Ozi emphasized the importance of the bassoon's similarity to the singing voice.
The role of the bassoon in the orchestra varied depending on the country. In the Viennese orchestra the instrument offered a three-dimensional sound to the ensemble by doubling other instruments such as violins, as heard in Mozart's overture to The Marriage of Figaro, K 492. where it plays a rather technical part alongside the strings. He also wrote for the bassoon to change its timbre depending on which instrument it was paired with; warmer with clarinets, hollow with flutes, and dark and dignified with violins. In Germany and Scandinavian countries, orchestras typically featured only two bassoons. But in France, orchestras increased the number to four in the latter half of the nineteenth century. In England, the bassoonist's role varied depending on the ensemble. Johann Christian Bach wrote two concertos for solo bassoon, and it also appeared in more supportive roles such as accompanying church choirs after the Puritan revolution destroyed most church organs. In the American colonies, the bassoon was typically seen in a chamber setting. After the Revolutionary War, bassoonists were found in wind bands that gave public performances. By 1800, there was at least one bassoon in the United States Marine Band. In South America, the bassoon also appeared in small orchestras, bands, and military musique (similar to Harmonie ensembles).
c. 1830–1900
The role of the bassoon during the Romantic era varied between a role as a supportive bass instrument and a role as a virtuosic, expressive, solo instrument. In fact, it was very much considered an instrument that could be used in almost any circumstance. The comparison of the bassoon's sound to the human voice continued on during this time, as much of the pedagogy surrounded emulating this sound. Giuseppe Verdi used the instrument's lyrical, singing voice to evoke emotion in pieces such as his Messa da Requiem. Eugene Jancourt compared the use of vibrato on the bassoon to that of singers, and Luigi Orselli wrote that the bassoon blended well with human voice. He also noted the function of the bassoon in the French orchestra at the time, which served to support the sound of the viola, reinforce staccato sound, and double the bass, clarinet, flute, and oboe. Emphasis also began to be placed on the unique sound of the bassoon's staccato, which might be described as quite short and aggressive, such as in Hector Berlioz's Symphonie fantastique, Op. 14 in the fifth movement. Paul Dukas utilized the staccato to depict the image of two brooms coming to life in The Sorcerer's Apprentice.
It was common for there to be only two bassoons in German orchestras. Austrian and British military bands also only carried two bassoons, and were mainly used for accompaniment and offbeat playing. In France, Hector Berlioz also made it fashionable to use more than two bassoons; he often scored for three or four, and at time wrote for up to eight such as in his l’Impériale.
At this point, composers expected bassoons to be as virtuosic as the other wind instruments, as they often wrote solos challenging the range and technique of the instrument. Examples of this include Nikolai Rimsky-Korsakov's bassoon solo and cadenza following the clarinet in Sheherazade, Op. 35 and in Richard Wagner's Tannhäuser, which required the bassoonist to triple tongue and also play up to the top of its range at an E5. Wagner also used the bassoon for its staccato ability in his work, and often wrote his three bassoon parts in thirds to evoke a darker sound with noticeable tone color. In Modest Mussorgsky's Night on Bald Mountain, the bassoons play fortissimo alongside other bass instruments in order to evoke "the voice of the Devil."
20th and 21st century ensembles
At this point in time, the development of the bassoon slowed. Rather than making large leaps in technological improvements, tiny imperfections in the instrument's function were corrected. The instrument became quite versatile throughout the twentieth century; the instrument was at this point able to play three octaves, a variety of different trills, and maintained stable intonation across all registers and dynamic levels. The pedagogy among bassoonists varied among different countries, and so the overall instrument itself played a variety of roles. As was a common theme in previous eras, the bassoon was valued by composers for its unique voice, and its use rose higher in pitch. A famous example of this is in Igor Stravinsky's Rite of Spring in which the bassoon must play in its highest register in order to mimic the Russian dudka. Composers also wrote for the bassoon's middle register, such as in Stravinsky's "Berceuse" in The Firebird and Symphony No. 5 in E-flat major, op. 82 by Jean Sibelius's. They also continued to highlight the staccato sound of the bassoon, as heard in Sergei Prokofiev's Humorous Scherzo. In Sergei Prokofiev's Peter and the Wolf, the part of the grandfather is played by the bassoon.
In orchestral settings, most orchestras from the beginning of the twentieth century to the present have three or four bassoonists, with the fourth typically covering contrabassoon as well. Greater emphasis on the use of timbre, vibrato, and phrasing began to appear in bassoon pedagogy, and many followed Marcel Tabuteau's philosophy on musical phrasing. Vibrato began to be used in ensemble playing, depending on the phrasing of the music. The bassoon was, and currently is, expected to be fluent with other woodwinds in terms of virtuosity and technique. Examples of this include the cadenza for bassoons in Maurice Ravel's Rapsodie espagnole and the multi-finger trills used in Stravinsky's Octet.
In the twentieth century, the bassoon was less of a concerto soloist, and when it was, the accompanying ensemble was made softer and quieter. In addition, it was no longer used in marching bands, though still existed in concert bands with one or two of them. Orchestral repertoire remained very much the same Austro-Germanic tradition throughout most Western countries. It mostly appeared in solo, chamber, and symphonic settings. By the mid-1900s, broadcasting and recording grew in popularity, allowing for new opportunities for bassoonists, and leading to a slow decline of live performances. Much of the new music for bassoon in the late twentieth and early twenty-first centuries, often included extended techniques and was written for solo or chamber settings. One piece that included extended techniques was Luciano Berio's Sequenza XII, which called for microtonal fingerings, glissandos, and timbral trills. Double and triple tonguing, flutter tonguing, multiphonics, quarter-tones, and singing are all utilized in Bruno Bartolozzi's Concertazioni. There were also a variety of concerti and bassoon and piano pieces written, such as John Williams's Five Sacred Trees and André Previn's Sonata for bassoon and piano. There were also "performance" pieces such as Peter Schickele's Sonata Abassoonata, which required the bassoonist to be both a musician and an actor. The bassoon quartet became prominent at this time, with pieces such as Daniel Dorff's It Takes Four to Tango.
Jazz
The bassoon is infrequently used as a jazz instrument and rarely seen in a jazz ensemble. It first began appearing in the 1920s, when Garvin Bushell began incorporating the bassoon in his performances. Specific calls for its use occurred in Paul Whiteman's group, the unusual octets of Alec Wilder, and a few other session appearances. The next few decades saw the instrument used only sporadically, as symphonic jazz fell out of favor, but the 1960s saw artists such as Yusef Lateef and Chick Corea incorporate bassoon into their recordings. Lateef's diverse and eclectic instrumentation saw the bassoon as a natural addition (see, e.g., The Centaur and the Phoenix (1960) which features bassoon as part of a 6-man horn section, including a few solos) while Corea employed the bassoon in combination with flautist Hubert Laws.
More recently, Illinois Jacquet, Ray Pizzi, Frank Tiberi, and Marshall Allen have both doubled on bassoon in addition to their saxophone performances. Bassoonist Karen Borca, a performer of free jazz, is one of the few jazz musicians to play only bassoon; Michael Rabinowitz, the Spanish bassoonist Javier Abad, and James Lassen, an American resident in Bergen, Norway, are others. Katherine Young plays the bassoon in the ensembles of Anthony Braxton. Lindsay Cooper, Paul Hanson, the Brazilian bassoonist Alexandre Silvério, Trent Jacobs and Daniel Smith are also currently using the bassoon in jazz. French bassoonists Jean-Jacques Decreux and Alexandre Ouzounoff have both recorded jazz, exploiting the flexibility of the Buffet system instrument to good effect.
Popular music
In conjunction with the use of electronic pickups and amplification, the instrument began to be used more somewhat in jazz and rock settings. However, the bassoon is still quite rare as a regular member of rock bands. Several 1960s pop music hits feature the bassoon, including "The Tears of a Clown" by Smokey Robinson and the Miracles (the bassoonist was Charles R. Sirard), "Jennifer Juniper" by Donovan, "59th Street Bridge Song" by Harpers Bizarre, and the oompah bassoon underlying The New Vaudeville Band's "Winchester Cathedral". From 1974 to 1978, the bassoon was played by Lindsay Cooper in the British avant-garde band Henry Cow. The Leonard Nimoy song "The Ballad of Bilbo Baggins" features the bassoon. In the 1970s it was played, in the British medieval/progressive rock band Gryphon, by Brian Gulland, as well as by the American band Ambrosia, where it was played by drummer Burleigh Drummond. The Belgian Rock in Opposition-band Univers Zero is also known for its use of the bassoon.
More recently, These New Puritans's 2010 album Hidden makes heavy use of the instrument throughout; their principal songwriter, Jack Barnett, claimed repeatedly to be "writing a lot of music for bassoon" in the run-up to its recording. The rock band Better Than Ezra took their name from a passage in Ernest Hemingway's A Moveable Feast in which the author comments that listening to an annoyingly talkative person is still "better than Ezra learning how to play the bassoon", referring to Ezra Pound.
British psychedelic/progressive rock band Knifeworld features the bassoon playing of Chloe Herrington, who also plays for experimental chamber rock orchestra Chrome Hoof.
Fiona Apple featured the bassoon in the opening track of her 2004 album Extraordinary Machine.
In 2016, the bassoon was featured on the album Gang Signs and Prayers by UK ”grime" artist Stormzy. Played by UK bassoonist Louise Watson, the bassoon is heard in the tracks "Cold" and "Mr Skeng" as a complement to the electronic synthesizer bass lines typically found in this genre.
Appearance in Television
The Cartoon Network animated series Over the Garden Wall features a bassoon in episode 6 entitled "Lullaby in Frogland", where the main character is encouraged to play the bassoon to impress a group of frogs.
The character Jan Bellows in the Hulu series Only Murders in the Building is a professional bassoonist.
Technique
The bassoon is held diagonally in front of the player, but unlike the flute, oboe and clarinet, it cannot be easily supported by the player's hands alone. Some means of additional support is usually required; the most common ones are a seat strap attached to the base of the boot joint, which is laid across the chair seat prior to sitting down, or a neck strap or shoulder harness attached to the top of the boot joint. Occasionally a spike similar to those used for the cello or the bass clarinet is attached to the bottom of the boot joint and rests on the floor. It is possible to play while standing up if the player uses a neck strap or similar harness, or if the seat strap is tied to the belt. Sometimes a device called a balance hanger is used when playing in a standing position. This is installed between the instrument and the neck strap, and shifts the point of support closer to the center of gravity, adjusting the distribution of weight between the two hands.
The bassoon is played with both hands in a stationary position, the left above the right, with five main finger holes on the front of the instrument (nearest the audience) plus a sixth that is activated by an open-standing key. Five additional keys on the front are controlled by the little fingers of each hand. The back of the instrument (nearest the player) has twelve or more keys to be controlled by the thumbs, the exact number varying depending on model.
To stabilize the right hand, many bassoonists use an adjustable comma-shaped apparatus called a "crutch", or a hand rest, which mounts to the boot joint. The crutch is secured with a thumb screw, which also allows the distance that it protrudes from the bassoon to be adjusted. Players rest the curve of the right hand where the thumb joins the palm against the crutch. The crutch also keeps the right hand from tiring and enables the player to keep the finger pads flat on the finger holes and keys.
An aspect of bassoon technique not found on any other woodwind is called flicking. It involves the left hand thumb momentarily pressing, or "flicking" the high A, C and D keys at the beginning of certain notes in the middle octave to achieve a clean slur from a lower note. This eliminates cracking, or brief multiphonics that happens without the use of this technique. Alternatively, a similar method is called "venting", which requires that the register key be used as part of the full fingering as opposed to being open momentarily at the start of the note. This is sometimes called the "European style"; venting raises the intonation of the notes slightly, and it can be advantageous when tuning to higher frequencies. Some bassoonists flick A and B when tongued, for clarity of articulation, but flicking (or venting) is practically ubiquitous for slurs.
While flicking is used to slur up to higher notes, the whisper key is used for lower notes. From the A right below middle C and lower, the whisper key is pressed with the left thumb and held for the duration of the note. This prevents cracking, as low notes can sometimes crack into a higher octave. Both flicking and using the whisper key is especially important to ensure notes speak properly during slurring between high and low registers.
While bassoons are usually critically tuned at the factory, the player nonetheless has a great degree of flexibility of pitch control through the use of breath support, embouchure, and reed profile. Players can also use alternate fingerings to adjust the pitch of many notes. Similar to other woodwind instruments, the length of the bassoon can be increased to lower pitch or decreased to raise pitch. On the bassoon, this is done preferably by changing the bocal to one of a different length, (lengths are denoted by a number on the bocal, usually starting at 0 for the shortest length, and 3 for the longest, but there are some manufacturers who will use other numbers) but it is possible to push the bocal in or out slightly to grossly adjust the pitch.
Embouchure and sound production
The bassoon embouchure is a very important aspect of producing a full, round, and rich sound on the instrument. The lips are both rolled over the teeth, often with the upper lip further along in an "overbite". The lips provide micromuscular pressure on the entire circumference of the reed, which grossly controls intonation and harmonic excitement, and thus must be constantly modulated with every change of note. How far along the reed the lips are placed affects both tone (with less reed in the mouth making the sound more edged or "reedy", and more reed making it smooth and less projectile) and the way the reed will respond to pressure.
The musculature employed in a bassoon embouchure is primarily around the lips, which pressure the reed into the shapes needed for the desired sound. The jaw is raised or lowered to adjust the oral cavity for better reed control, but the jaw muscles are used much less for upward vertical pressure than in single reeds, only being substantially employed in the very high register. However, double reed students often "bite" the reed with these muscles because the control and tone of the labial and other muscles is still developing, but this generally makes the sound sharp and "choked" as it contracts the aperture of the reed and stifles the vibration of its blades.
Apart from the embouchure proper, students must also develop substantial muscle tone and control in the diaphragm, throat, neck and upper chest, which are all employed to increase and direct air pressure. Air pressure is a very important aspect of the tone, intonation and projection of double reed instruments, affecting these qualities as much, or more than the embouchure does.
Attacking a note on the bassoon with imprecise amounts of muscle or air pressure for the desired pitch will result in poor intonation, cracking or multiphonics, accidentally producing the incorrect partial, or the reed not speaking at all. These problems are compounded by the individual qualities of reeds, which are categorically inconsistent in behaviour for inherent and exherent reasons.
The muscle requirements and variability of reeds mean it takes some time for bassoonists (and oboists) to develop an embouchure that exhibits consistent control across all reeds, dynamics and playing environments.
Modern fingering
The fingering technique of the bassoon varies more between players, by a wide margin, than that of any other orchestral woodwind. The complex mechanism and acoustics mean the bassoon lacks simple fingerings of good sound quality or intonation for some notes (especially in the higher range), but, conversely, there is a great variety of superior, but generally more complicated, fingerings for them. Typically, the simpler fingerings for such notes are used as alternate or trill fingerings, and the bassoonist will use as "full fingering" one or several of the more complex executions possible, for optimal sound quality. The fingerings used are at the discretion of the bassoonist, and, for particular passages, he or she may experiment to find new alternate fingerings that are thus idiomatic to the player.
These elements have resulted in both "full" and alternate fingerings differing extensively between bassoonists, and are further informed by factors such as cultural difference in what sound is sought, how reeds are made, and regional variation in tuning frequencies (necessitating sharper or flatter fingerings). Regional enclaves of bassoonists tend to have some uniformity in technique, but on a global scale, technique differs such that two given bassoonists may share no fingerings for certain notes. Owing to these factors, ubiquitous bassoon technique can only be partially notated.
The left thumb operates nine keys: B1, B1, C2, D2, D5, C5 (also B4), two keys when combined create A4, and the whisper key. The whisper key should be held down for notes between and including F2 and G3 and certain other notes; it can be omitted, but the pitch will destabilise. Additional notes can be created with the left thumb keys; the D2 and bottom key above the whisper key on the tenor joint (C key) together create both C3 and C4. The same bottom tenor-joint key is also used, with additional fingering, to create E5 and F5. D5 and C5 together create C5. When the two keys on the tenor joint to create A4 are used with slightly altered fingering on the boot joint, B4 is created. The whisper key may also be used at certain points throughout the instrument's high register, along with other fingerings, to alter sound quality as desired.
The right thumb operates four keys. The uppermost key is used to produce B2 and B3, and may be used in B4,F4, C5, D5, F5, and E5. The large circular key, otherwise known as the "pancake key", is held down for all the lowest notes from E2 down to B1. It is also used, like the whisper key, in additional fingerings for muting the sound. For example, in Ravel's "Boléro", the bassoon is asked to play the ostinato on G4. This is easy to perform with the normal fingering for G4, but Ravel directs that the player should also depress the E2 key (pancake key) to mute the sound (this being written with Buffet system in mind; the G fingering on which involves the Bb key – sometimes called "French" G on Heckel). The next key operated by the right thumb is known as the "spatula key": its primary use is to produce F2 and F3. The lowermost key is used less often: it is used to produce A2 (G2) and A3 (G3), in a manner that avoids sliding the right fourth finger from another note.
The four fingers of the left hand can each be used in two different positions. The key normally operated by the index finger is primarily used for E5, also serving for trills in the lower register. Its main assignment is the upper tone hole. This hole can be closed fully, or partially by rolling down the finger. This half-holing technique is used to overblow F3, G3 and G3. The middle finger typically stays on the centre hole on the tenor joint. It can also move to a lever used for E5, also a trill key. The ring finger operates, on most models, one key. Some bassoons have an alternate E key above the tone hole, predominantly for trills, but many do not. The smallest finger operates two side keys on the bass joint. The lower key is typically used for C2, but can be used for muting or flattening notes in the tenor register. The upper key is used for E2, E4, F4, F4, A4, B4, B4, C5, C5, and D5; it flattens G3 and is the standard fingering for it in many places that tune to lower Hertz levels such as A440.
The four fingers of the right hand have at least one assignment each. The index finger stays over one hole, except that when E5 is played a side key at the top of the boot is used (this key also provides a C3 trill, albeit sharp on D). The middle finger remains stationary over the hole with a ring around it, and this ring and other pads are lifted when the smallest finger on the right hand pushes a lever. The ring finger typically remains stationary on the lower ring-finger key. However, the upper ring-finger key can be used, typically for B2 and B3, in place of the top thumb key on the front of the boot joint; this key comes from the oboe, and some bassoons do not have it because the thumb fingering is practically universal. The smallest finger operates three keys. The backmost one, closest to the bassoonist, is held down throughout most of the bass register. F4 may be created with this key, as well as G4, B4, B4, and C5 (the latter three employing solely it to flatten and stabilise the pitch). The lowest key for the smallest finger on the right hand is primarily used for A2 (G2) and A3 (G3) but can be used to improve D5, E5, and F5. The frontmost key is used, in addition to the thumb key, to create G2 and G3; on many bassoons this key operates a different tone hole to the thumb key and produces a slightly flatter F ("duplicated F"); some techniques use one as standard for both octaves and the other for utility, but others use the thumb key for the lower and the fourth finger for the higher.
Extended techniques
Many extended techniques can be performed on the bassoon, such as multiphonics, flutter-tonguing, circular breathing, double tonguing, and harmonics. In the case of the bassoon, flutter-tonguing may be accomplished by "gargling" in the back of the throat as well as by the conventional method of rolling Rs. Multiphonics on the bassoon are plentiful, and can be achieved by using particular alternative fingerings, but are generally heavily influenced by embouchure position. Also, again using certain fingerings, notes may be produced on the instrument that sound lower pitches than the actual range of the instrument. These notes tend to sound very gravelly and out of tune, but technically sound below the low B.
The bassoonist may also produce lower notes than the bottom B by extending the length of bell. This can be achieved by inserting a specially made "low A extension" into the bell, but may also be achieved with a small paper or rubber tube or a clarinet/cor anglais bell sitting inside the bassoon bell (although the note may tend sharp). The effect of this is to convert the lower B into a lower note, almost always A natural; this broadly lowers the pitch of the instrument (most noticeably in the lower register) and will often accordingly convert the lowest B to B (and render the neighbouring C very flat). The idea of using low A was begun by Richard Wagner, who wanted to extend the range of the bassoon. Many passages in his later operas require the low A as well as the B-flat immediately above it; this is possible on a normal bassoon using an extension which also flattens low B to B, but all extensions to the bell have significant effects on intonation and sound quality in the bottom register of the instrument, and passages such as this are more often realised with comparative ease by the contrabassoon.
Some bassoons have been specially made to allow bassoonists to realize similar passages. These bassoons are made with a "Wagner bell" which is an extended bell with a key for both the low A and the low B-flat, but they are not widespread; bassoons with Wagner bells suffer similar intonational problems as a bassoon with an ordinary A extension, and a bassoon must be constructed specifically to accommodate one, making the extension option far less complicated. Extending the bassoon's range even lower than the A, though possible, would have even stronger effects on pitch and make the instrument effectively unusable.
Despite the logistic difficulties of the note, Wagner was not the only composer to write the low A. Another composer who has required the bassoon to be chromatic down to low A is Gustav Mahler. Richard Strauss also calls for the low A in his opera Intermezzo. Some works have optional low As, as in Carl Nielsen's Wind Quintet, op. 43, which includes an optional low A for the final cadence of the work.
Learning the bassoon
The complex fingering system and the expense and lack of access to quality bassoon reeds can make the bassoon more of a challenge to learn than some of the other woodwind instruments. Cost is another factor in a person's decision to pursue the bassoon. Prices may range from US$7,000 to over $45,000 for a high-quality instrument. In North America, schoolchildren may take up bassoon only after starting on another reed instrument, such as clarinet or saxophone.
Students in America often begin to pursue the study of bassoon performance and technique in the middle years of their music education, often in association with their school band program. Students are often provided with a school instrument and encouraged to pursue lessons with private instructors. Students typically receive instruction in proper posture, hand position, embouchure, repertoire, and tone production.
See also
List of bassoonists
Bassoon makers
Bassoon repertoire
International Double Reed Society
British Double Reed Society
References
Citations
Sources
Waterhouse, William. "Bassoon." Grove Music Online. 2001. Oxford University Press.
Vonk, Maarten. A Bundle of Joy: A Practical Handbook for Bassoon. FagotAielier Maarten Vonk, 2007.
Hall, Ronn K. (2017). An Exploration into the Validity and Treatment of the Bassoon in Duet Repertoire from 1960 - 2016 (DMA). University of Maryland.
Mettler, Larry Charles. (1960). An Analysis of the Bassoon and Its Literature (MS). Eastern Illinois University.
Further reading
The Double Reed (published quarterly), I.D.R.S. Publications
Journal of the International Double Reed Society (1972–1999, in 2000 merged with The Double Reed), I.D.R.S. Publications
Baines, Anthony (ed.), Musical Instruments Through the Ages, Penguin Books, 1961
Jansen, Will, The Bassoon: Its History, Construction, Makers, Players, and Music, Uitgeverij F. Knuf, 1978. 5 volumes
Domínguez Moreno, Áurea: Bassoon Playing in Perspective: Character and Performance Practice from 1800 to 1850. (Dissertation.) Studia musicologica Universitatis Helsingiensis, 26. University of Helsinki, 2013. . .
Kopp, James B., The Bassoon (Yale University Press; 2012) 297 pages; a scholarly history
Sadie, Stanley (ed.), The New Grove Dictionary of Musical Instruments, s.v. "Bassoon", 2001
Spencer, William (rev. Mueller, Frederick), The Art of Bassoon Playing, Summy-Birchard, 1958
Stauffer, George B. (1986). "The Modern Orchestra: A Creation of the Late Eighteenth Century." In Joan Peyser (ed.) The Orchestra: Origins and Transformations pp. 41–72. Charles Scribner's Sons.
Weaver, Robert L. (1986). "The Consolidation of the Main Elements of the Orchestra: 1470–1768." In Joan Peyser (ed.) The Orchestra: Origins and Transformations pp. 7–40. Charles Scribner's Sons.
External links
Documentary: The Production of a Bassoon by Francois de Rudder
Internet Contrabassoon Resource
Bassoon Fingering Charts
A Guide to Bassoon Keywork
Bassoons
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4210 | https://en.wikipedia.org/wiki/Bipedalism | Bipedalism | Bipedalism is a form of terrestrial locomotion where a tetrapod moves by means of its two rear (or lower) limbs or legs. An animal or machine that usually moves in a bipedal manner is known as a biped , meaning 'two feet' (from Latin bis 'double' and pes 'foot'). Types of bipedal movement include walking or running (a bipedal gait) and hopping.
Several groups of modern species are habitual bipeds whose normal method of locomotion is two-legged. In the Triassic period some groups of archosaurs (a group that includes crocodiles and dinosaurs) developed bipedalism; among the dinosaurs, all the early forms and many later groups were habitual or exclusive bipeds; the birds are members of a clade of exclusively bipedal dinosaurs, the theropods. Within mammals, habitual bipedalism has evolved multiple times, with the macropods, kangaroo rats and mice, springhare, hopping mice, pangolins and hominin apes (australopithecines, including humans) as well as various other extinct groups evolving the trait independently.
A larger number of modern species intermittently or briefly use a bipedal gait. Several lizard species move bipedally when running, usually to escape from threats. Many primate and bear species will adopt a bipedal gait in order to reach food or explore their environment, though there are a few cases where they walk on their hind limbs only. Several arboreal primate species, such as gibbons and indriids, exclusively walk on two legs during the brief periods they spend on the ground. Many animals rear up on their hind legs while fighting or copulating. Some animals commonly stand on their hind legs to reach food, keep watch, threaten a competitor or predator, or pose in courtship, but do not move bipedally.
Etymology
The word is derived from the Latin words bi(s) 'two' and ped- 'foot', as contrasted with quadruped 'four feet'.
Advantages
Limited and exclusive bipedalism can offer a species several advantages. Bipedalism raises the head; this allows a greater field of vision with improved detection of distant dangers or resources, access to deeper water for wading animals and allows the animals to reach higher food sources with their mouths. While upright, non-locomotory limbs become free for other uses, including manipulation (in primates and rodents), flight (in birds), digging (in the giant pangolin), combat (in bears, great apes and the large monitor lizard) or camouflage.
The maximum bipedal speed appears slower than the maximum speed of quadrupedal movement with a flexible backbone – both the ostrich and the red kangaroo can reach speeds of , while the cheetah can exceed . Even though bipedalism is slower at first, over long distances, it has allowed humans to outrun most other animals according to the endurance running hypothesis. Bipedality in kangaroo rats has been hypothesized to improve locomotor performance, which could aid in escaping from predators.
Facultative and obligate bipedalism
Zoologists often label behaviors, including bipedalism, as "facultative" (i.e. optional) or "obligate" (the animal has no reasonable alternative). Even this distinction is not completely clear-cut — for example, humans other than infants normally walk and run in biped fashion, but almost all can crawl on hands and knees when necessary. There are even reports of humans who normally walk on all fours with their feet but not their knees on the ground, but these cases are a result of conditions such as Uner Tan syndrome — very rare genetic neurological disorders rather than normal behavior. Even if one ignores exceptions caused by some kind of injury or illness, there are many unclear cases, including the fact that "normal" humans can crawl on hands and knees. This article therefore avoids the terms "facultative" and "obligate", and focuses on the range of styles of locomotion normally used by various groups of animals. Normal humans may be considered "obligate" bipeds because the alternatives are very uncomfortable and usually only resorted to when walking is impossible.
Movement
There are a number of states of movement commonly associated with bipedalism.
Standing. Staying still on both legs. In most bipeds this is an active process, requiring constant adjustment of balance.
Walking. One foot in front of another, with at least one foot on the ground at any time.
Running. One foot in front of another, with periods where both feet are off the ground.
Jumping/hopping. Moving by a series of jumps with both feet moving together.
Bipedal animals
The great majority of living terrestrial vertebrates are quadrupeds, with bipedalism exhibited by only a handful of living groups. Humans, gibbons and large birds walk by raising one foot at a time. On the other hand, most macropods, smaller birds, lemurs and bipedal rodents move by hopping on both legs simultaneously. Tree kangaroos are able to walk or hop, most commonly alternating feet when moving arboreally and hopping on both feet simultaneously when on the ground.
Extant reptiles
Many species of lizards become bipedal during high-speed, sprint locomotion, including the world's fastest lizard, the spiny-tailed iguana (genus Ctenosaura).
Early reptiles and lizards
The first known biped is the bolosaurid Eudibamus whose fossils date from 290 million years ago. Its long hind-legs, short forelegs, and distinctive joints all suggest bipedalism. The species became extinct in the early Permian.
Archosaurs (includes crocodilians and dinosaurs)
Birds
All birds are bipeds, as is the case for all theropod dinosaurs. However, hoatzin chicks have claws on their wings which they use for climbing.
Other archosaurs
Bipedalism evolved more than once in archosaurs, the group that includes both dinosaurs and crocodilians. All dinosaurs are thought to be descended from a fully bipedal ancestor, perhaps similar to Eoraptor.
Dinosaurs diverged from their archosaur ancestors approximately 230 million years ago during the Middle to Late Triassic period, roughly 20 million years after the Permian-Triassic extinction event wiped out an estimated 95 percent of all life on Earth. Radiometric dating of fossils from the early dinosaur genus Eoraptor establishes its presence in the fossil record at this time. Paleontologists suspect Eoraptor resembles the common ancestor of all dinosaurs; if this is true, its traits suggest that the first dinosaurs were small, bipedal predators. The discovery of primitive, dinosaur-like ornithodirans such as Marasuchus and Lagerpeton in Argentinian Middle Triassic strata supports this view; analysis of recovered fossils suggests that these animals were indeed small, bipedal predators.
Bipedal movement also re-evolved in a number of other dinosaur lineages such as the iguanodonts. Some extinct members of Pseudosuchia, a sister group to the avemetatarsalians (the group including dinosaurs and relatives), also evolved bipedal forms – a poposauroid from the Triassic, Effigia okeeffeae, is thought to have been bipedal. Pterosaurs were previously thought to have been bipedal, but recent trackways have all shown quadrupedal locomotion.
Mammals
A number of groups of extant mammals have independently evolved bipedalism as their main form of locomotion - for example humans, giant pangolins, the extinct giant ground sloths, numerous species of jumping rodents and macropods. Humans, as their bipedalism has been extensively studied, are documented in the next section. Macropods are believed to have evolved bipedal hopping only once in their evolution, at some time no later than 45 million years ago.
Bipedal movement is less common among mammals, most of which are quadrupedal. All primates possess some bipedal ability, though most species primarily use quadrupedal locomotion on land. Primates aside, the macropods (kangaroos, wallabies and their relatives), kangaroo rats and mice, hopping mice and springhare move bipedally by hopping. Very few non-primate mammals commonly move bipedally with an alternating leg gait. Exceptions are the ground pangolin and in some circumstances the tree kangaroo. One black bear, Pedals, became famous locally and on the internet for having a frequent bipedal gait, although this is attributed to injuries on the bear's front paws. A two-legged fox was filmed in a Derbyshire garden in 2023, most likely having been born that way.
Primates
Most bipedal animals move with their backs close to horizontal, using a long tail to balance the weight of their bodies. The primate version of bipedalism is unusual because the back is close to upright (completely upright in humans), and the tail may be absent entirely. Many primates can stand upright on their hind legs without any support.
Chimpanzees, bonobos, gorillas, gibbons and baboons exhibit forms of bipedalism. On the ground sifakas move like all indrids with bipedal sideways hopping movements of the hind legs, holding their forelimbs up for balance. Geladas, although usually quadrupedal, will sometimes move between adjacent feeding patches with a squatting, shuffling bipedal form of locomotion. However, they can only do so for brief amounts, as their bodies are not adapted for constant bipedal locomotion.
Humans are the only primates who are normally biped, due to an extra curve in the spine which stabilizes the upright position, as well as shorter arms relative to the legs than is the case for the nonhuman great apes. The evolution of human bipedalism began in primates about four million years ago, or as early as seven million years ago with Sahelanthropus or about 12 million years ago with Danuvius guggenmosi. One hypothesis for human bipedalism is that it evolved as a result of differentially successful survival from carrying food to share with group members, although there are alternative hypotheses.
Injured individuals
Injured chimpanzees and bonobos have been capable of sustained bipedalism.
Three captive primates, one macaque Natasha and two chimps, Oliver and Poko (chimpanzee), were found to move bipedally. Natasha switched to exclusive bipedalism after an illness, while Poko was discovered in captivity in a tall, narrow cage. Oliver reverted to knuckle-walking after developing arthritis. Non-human primates often use bipedal locomotion when carrying food, or while moving through shallow water.
Limited bipedalism
Limited bipedalism in mammals
Other mammals engage in limited, non-locomotory, bipedalism. A number of other animals, such as rats, raccoons, and beavers will squat on their hindlegs to manipulate some objects but revert to four limbs when moving (the beaver will move bipedally if transporting wood for their dams, as will the raccoon when holding food). Bears will fight in a bipedal stance to use their forelegs as weapons. A number of mammals will adopt a bipedal stance in specific situations such as for feeding or fighting. Ground squirrels and meerkats will stand on hind legs to survey their surroundings, but will not walk bipedally. Dogs (e.g. Faith) can stand or move on two legs if trained, or if birth defect or injury precludes quadrupedalism. The gerenuk antelope stands on its hind legs while eating from trees, as did the extinct giant ground sloth and chalicotheres. The spotted skunk will walk on its front legs when threatened, rearing up on its front legs while facing the attacker so that its anal glands, capable of spraying an offensive oil, face its attacker.
Limited bipedalism in non-mammals (and non-birds)
Bipedalism is unknown among the amphibians. Among the non-archosaur reptiles bipedalism is rare, but it is found in the "reared-up" running of lizards such as agamids and monitor lizards. Many reptile species will also temporarily adopt bipedalism while fighting. One genus of basilisk lizard can run bipedally across the surface of water for some distance. Among arthropods, cockroaches are known to move bipedally at high speeds. Bipedalism is rarely found outside terrestrial animals, though at least two types of octopus walk bipedally on the sea floor using two of their arms, allowing the remaining arms to be used to camouflage the octopus as a mat of algae or a floating coconut.
Evolution of human bipedalism
There are at least twelve distinct hypotheses as to how and why bipedalism evolved in humans, and also some debate as to when. Bipedalism evolved well before the large human brain or the development of stone tools. Bipedal specializations are found in Australopithecus fossils from 4.2 to 3.9 million years ago and recent studies have suggested that obligate bipedal hominid species were present as early as 7 million years ago. Nonetheless, the evolution of bipedalism was accompanied by significant evolutions in the spine including the forward movement in position of the foramen magnum, where the spinal cord leaves the cranium. Recent evidence regarding modern human sexual dimorphism (physical differences between male and female) in the lumbar spine has been seen in pre-modern primates such as Australopithecus africanus. This dimorphism has been seen as an evolutionary adaptation of females to bear lumbar load better during pregnancy, an adaptation that non-bipedal primates would not need to make. Adapting bipedalism would have required less shoulder stability, which allowed the shoulder and other limbs to become more independent of each other and adapt for specific suspensory behaviors. In addition to the change in shoulder stability, changing locomotion would have increased the demand for shoulder mobility, which would have propelled the evolution of bipedalism forward. The different hypotheses are not necessarily mutually exclusive and a number of selective forces may have acted together to lead to human bipedalism. It is important to distinguish between adaptations for bipedalism and adaptations for running, which came later still.
The form and function of modern-day humans' upper bodies appear to have evolved from living in a more forested setting. Living in this kind of environment would have made it so that being able to travel arboreally would have been advantageous at the time. It has also been proposed that, like some modern-day apes, early hominins had undergone a knuckle-walking stage prior to adapting the back limbs for bipedality while retaining forearms capable of grasping. Numerous causes for the evolution of human bipedalism involve freeing the hands for carrying and using tools, sexual dimorphism in provisioning, changes in climate and environment (from jungle to savanna) that favored a more elevated eye-position, and to reduce the amount of skin exposed to the tropical sun. It is possible that bipedalism provided a variety of benefits to the hominin species, and scientists have suggested multiple reasons for evolution of human bipedalism. There is also not only the question of why the earliest hominins were partially bipedal but also why hominins became more bipedal over time. For example, the postural feeding hypothesis describes how the earliest hominins became bipedal for the benefit of reaching food in trees while the savanna-based theory describes how the late hominins that started to settle on the ground became increasingly bipedal.
Multiple factors
Napier (1963) argued that it is unlikely that a single factor drove the evolution of bipedalism. He stated "It seems unlikely that any single factor was responsible for such a dramatic change in behaviour. In addition to the advantages of accruing from ability to carry objects – food or otherwise – the improvement of the visual range and the freeing of the hands for purposes of defence and offence may equally have played their part as catalysts." Sigmon (1971) demonstrated that chimpanzees exhibit bipedalism in different contexts, and one single factor should be used to explain bipedalism: preadaptation for human bipedalism. Day (1986) emphasized three major pressures that drove evolution of bipedalism: food acquisition, predator avoidance, and reproductive success. Ko (2015) stated that there are two questions main regarding bipedalism 1. Why were the earliest hominins partially bipedal? and 2. Why did hominins become more bipedal over time? He argued that these questions can be answered with combination of prominent theories such as Savanna-based, Postural feeding, and Provisioning.
Savannah-based theory
According to the Savanna-based theory, hominines came down from the tree's branches and adapted to life on the savanna by walking erect on two feet. The theory suggests that early hominids were forced to adapt to bipedal locomotion on the open savanna after they left the trees. One of the proposed mechanisms was the knuckle-walking hypothesis, which states that human ancestors used quadrupedal locomotion on the savanna, as evidenced by morphological characteristics found in Australopithecus anamensis and Australopithecus afarensis forelimbs, and that it is less parsimonious to assume that knuckle walking developed twice in genera Pan and Gorilla instead of evolving it once as synapomorphy for Pan and Gorilla before losing it in Australopithecus. The evolution of an orthograde posture would have been very helpful on a savanna as it would allow the ability to look over tall grasses in order to watch out for predators, or terrestrially hunt and sneak up on prey. It was also suggested in P. E. Wheeler's "The evolution of bipedality and loss of functional body hair in hominids", that a possible advantage of bipedalism in the savanna was reducing the amount of surface area of the body exposed to the sun, helping regulate body temperature. In fact, Elizabeth Vrba's turnover pulse hypothesis supports the savanna-based theory by explaining the shrinking of forested areas due to global warming and cooling, which forced animals out into the open grasslands and caused the need for hominids to acquire bipedality.
Others state hominines had already achieved the bipedal adaptation that was used in the savanna. The fossil evidence reveals that early bipedal hominins were still adapted to climbing trees at the time they were also walking upright. It is possible that bipedalism evolved in the trees, and was later applied to the savanna as a vestigial trait. Humans and orangutans are both unique to a bipedal reactive adaptation when climbing on thin branches, in which they have increased hip and knee extension in relation to the diameter of the branch, which can increase an arboreal feeding range and can be attributed to a convergent evolution of bipedalism evolving in arboreal environments. Hominine fossils found in dry grassland environments led anthropologists to believe hominines lived, slept, walked upright, and died only in those environments because no hominine fossils were found in forested areas. However, fossilization is a rare occurrence—the conditions must be just right in order for an organism that dies to become fossilized for somebody to find later, which is also a rare occurrence. The fact that no hominine fossils were found in forests does not ultimately lead to the conclusion that no hominines ever died there. The convenience of the savanna-based theory caused this point to be overlooked for over a hundred years.
Some of the fossils found actually showed that there was still an adaptation to arboreal life. For example, Lucy, the famous Australopithecus afarensis, found in Hadar in Ethiopia, which may have been forested at the time of Lucy's death, had curved fingers that would still give her the ability to grasp tree branches, but she walked bipedally. "Little Foot," a nearly-complete specimen of Australopithecus africanus, has a divergent big toe as well as the ankle strength to walk upright. "Little Foot" could grasp things using his feet like an ape, perhaps tree branches, and he was bipedal. Ancient pollen found in the soil in the locations in which these fossils were found suggest that the area used to be much more wet and covered in thick vegetation and has only recently become the arid desert it is now.
Traveling efficiency hypothesis
An alternative explanation is that the mixture of savanna and scattered forests increased terrestrial travel by proto-humans between clusters of trees, and bipedalism offered greater efficiency for long-distance travel between these clusters than quadrupedalism. In an experiment monitoring chimpanzee metabolic rate via oxygen consumption, it was found that the quadrupedal and bipedal energy costs were very similar, implying that this transition in early ape-like ancestors would not have been very difficult or energetically costing. This increased travel efficiency is likely to have been selected for as it assisted foraging across widely dispersed resources.
Postural feeding hypothesis
The postural feeding hypothesis has been recently supported by Dr. Kevin Hunt, a professor at Indiana University. This hypothesis asserts that chimpanzees were only bipedal when they eat. While on the ground, they would reach up for fruit hanging from small trees and while in trees, bipedalism was used to reach up to grab for an overhead branch. These bipedal movements may have evolved into regular habits because they were so convenient in obtaining food. Also, Hunt's hypotheses states that these movements coevolved with chimpanzee arm-hanging, as this movement was very effective and efficient in harvesting food. When analyzing fossil anatomy, Australopithecus afarensis has very similar features of the hand and shoulder to the chimpanzee, which indicates hanging arms. Also, the Australopithecus hip and hind limb very clearly indicate bipedalism, but these fossils also indicate very inefficient locomotive movement when compared to humans. For this reason, Hunt argues that bipedalism evolved more as a terrestrial feeding posture than as a walking posture.
A related study conducted by University of Birmingham, Professor Susannah Thorpe examined the most arboreal great ape, the orangutan, holding onto supporting branches in order to navigate branches that were too flexible or unstable otherwise. In more than 75 percent of observations, the orangutans used their forelimbs to stabilize themselves while navigating thinner branches. Increased fragmentation of forests where A. afarensis as well as other ancestors of modern humans and other apes resided could have contributed to this increase of bipedalism in order to navigate the diminishing forests. Findings also could shed light on discrepancies observed in the anatomy of A. afarensis, such as the ankle joint, which allowed it to "wobble" and long, highly flexible forelimbs. If bipedalism started from upright navigation in trees, it could explain both increased flexibility in the ankle as well as long forelimbs which grab hold of branches.
Provisioning model
One theory on the origin of bipedalism is the behavioral model presented by C. Owen Lovejoy, known as "male provisioning". Lovejoy theorizes that the evolution of bipedalism was linked to monogamy. In the face of long inter-birth intervals and low reproductive rates typical of the apes, early hominids engaged in pair-bonding that enabled greater parental effort directed towards rearing offspring. Lovejoy proposes that male provisioning of food would improve the offspring survivorship and increase the pair's reproductive rate. Thus the male would leave his mate and offspring to search for food and return carrying the food in his arms walking on his legs. This model is supported by the reduction ("feminization") of the male canine teeth in early hominids such as Sahelanthropus tchadensis and Ardipithecus ramidus, which along with low body size dimorphism in Ardipithecus and Australopithecus, suggests a reduction in inter-male antagonistic behavior in early hominids. In addition, this model is supported by a number of modern human traits associated with concealed ovulation (permanently enlarged breasts, lack of sexual swelling) and low sperm competition (moderate sized testes, low sperm mid-piece volume) that argues against recent adaptation to a polygynous reproductive system.
However, this model has been debated, as others have argued that early bipedal hominids were instead polygynous. Among most monogamous primates, males and females are about the same size. That is sexual dimorphism is minimal, and other studies have suggested that Australopithecus afarensis males were nearly twice the weight of females. However, Lovejoy's model posits that the larger range a provisioning male would have to cover (to avoid competing with the female for resources she could attain herself) would select for increased male body size to limit predation risk. Furthermore, as the species became more bipedal, specialized feet would prevent the infant from conveniently clinging to the mother - hampering the mother's freedom and thus make her and her offspring more dependent on resources collected by others. Modern monogamous primates such as gibbons tend to be also territorial, but fossil evidence indicates that Australopithecus afarensis lived in large groups. However, while both gibbons and hominids have reduced canine sexual dimorphism, female gibbons enlarge ('masculinize') their canines so they can actively share in the defense of their home territory. Instead, the reduction of the male hominid canine is consistent with reduced inter-male aggression in a pair-bonded though group living primate.
Early bipedalism in homininae model
Recent studies of 4.4 million years old Ardipithecus ramidus suggest bipedalism. It is thus possible that bipedalism evolved very early in homininae and was reduced in chimpanzee and gorilla when they became more specialized. Other recent studies of the foot structure of Ardipithecus ramidus suggest that the species was closely related to African-ape ancestors. This possibly provides a species close to the true connection between fully bipedal hominins and quadruped apes. According to Richard Dawkins in his book "The Ancestor's Tale", chimps and bonobos are descended from Australopithecus gracile type species while gorillas are descended from Paranthropus. These apes may have once been bipedal, but then lost this ability when they were forced back into an arboreal habitat, presumably by those australopithecines from whom eventually evolved hominins. Early hominines such as Ardipithecus ramidus may have possessed an arboreal type of bipedalism that later independently evolved towards knuckle-walking in chimpanzees and gorillas and towards efficient walking and running in modern humans (see figure). It is also proposed that one cause of Neanderthal extinction was a less efficient running.
Warning display (aposematic) model
Joseph Jordania from the University of Melbourne recently (2011) suggested that bipedalism was one of the central elements of the general defense strategy of early hominids, based on aposematism, or warning display and intimidation of potential predators and competitors with exaggerated visual and audio signals. According to this model, hominids were trying to stay as visible and as loud as possible all the time. Several morphological and behavioral developments were employed to achieve this goal: upright bipedal posture, longer legs, long tightly coiled hair on the top of the head, body painting, threatening synchronous body movements, loud voice and extremely loud rhythmic singing/stomping/drumming on external subjects. Slow locomotion and strong body odor (both characteristic for hominids and humans) are other features often employed by aposematic species to advertise their non-profitability for potential predators.
Other behavioural models
There are a variety of ideas which promote a specific change in behaviour as the key driver for the evolution of hominid bipedalism. For example, Wescott (1967) and later Jablonski & Chaplin (1993) suggest that bipedal threat displays could have been the transitional behaviour which led to some groups of apes beginning to adopt bipedal postures more often. Others (e.g. Dart 1925) have offered the idea that the need for more vigilance against predators could have provided the initial motivation. Dawkins (e.g. 2004) has argued that it could have begun as a kind of fashion that just caught on and then escalated through sexual selection. And it has even been suggested (e.g. Tanner 1981:165) that male phallic display could have been the initial incentive, as well as increased sexual signaling in upright female posture.
Thermoregulatory model
The thermoregulatory model explaining the origin of bipedalism is one of the simplest theories so far advanced, but it is a viable explanation. Dr. Peter Wheeler, a professor of evolutionary biology, proposes that bipedalism raises the amount of body surface area higher above the ground which results in a reduction in heat gain and helps heat dissipation. When a hominid is higher above the ground, the organism accesses more favorable wind speeds and temperatures. During heat seasons, greater wind flow results in a higher heat loss, which makes the organism more comfortable. Also, Wheeler explains that a vertical posture minimizes the direct exposure to the sun whereas quadrupedalism exposes more of the body to direct exposure. Analysis and interpretations of Ardipithecus reveal that this hypothesis needs modification to consider that the forest and woodland environmental preadaptation of early-stage hominid bipedalism preceded further refinement of bipedalism by the pressure of natural selection. This then allowed for the more efficient exploitation of the hotter conditions ecological niche, rather than the hotter conditions being hypothetically bipedalism's initial stimulus. A feedback mechanism from the advantages of bipedality in hot and open habitats would then in turn make a forest preadaptation solidify as a permanent state.
Carrying models
Charles Darwin wrote that "Man could not have attained his present dominant position in the world without the use of his hands, which are so admirably adapted to the act of obedience of his will". Darwin (1871:52) and many models on bipedal origins are based on this line of thought. Gordon Hewes (1961) suggested that the carrying of meat "over considerable distances" (Hewes 1961:689) was the key factor. Isaac (1978) and Sinclair et al. (1986) offered modifications of this idea, as indeed did Lovejoy (1981) with his "provisioning model" described above. Others, such as Nancy Tanner (1981), have suggested that infant carrying was key, while others again have suggested stone tools and weapons drove the change. This stone-tools theory is very unlikely, as though ancient humans were known to hunt, the discovery of tools was not discovered for thousands of years after the origin of bipedalism, chronologically precluding it from being a driving force of evolution. (Wooden tools and spears fossilize poorly and therefore it is difficult to make a judgment about their potential usage.)
Wading models
The observation that large primates, including especially the great apes, that predominantly move quadrupedally on dry land, tend to switch to bipedal locomotion in waist deep water, has led to the idea that the origin of human bipedalism may have been influenced by waterside environments. This idea, labelled "the wading hypothesis", was originally suggested by the Oxford marine biologist Alister Hardy who said: "It seems to me likely that Man learnt to stand erect first in water and then, as his balance improved, he found he became better equipped for standing up on the shore when he came out, and indeed also for running." It was then promoted by Elaine Morgan, as part of the aquatic ape hypothesis, who cited bipedalism among a cluster of other human traits unique among primates, including voluntary control of breathing, hairlessness and subcutaneous fat. The "aquatic ape hypothesis", as originally formulated, has not been accepted or considered a serious theory within the anthropological scholarly community. Others, however, have sought to promote wading as a factor in the origin of human bipedalism without referring to further ("aquatic ape" related) factors. Since 2000 Carsten Niemitz has published a series of papers and a book on a variant of the wading hypothesis, which he calls the "amphibian generalist theory" ().
Other theories have been proposed that suggest wading and the exploitation of aquatic food sources (providing essential nutrients for human brain evolution or critical fallback foods) may have exerted evolutionary pressures on human ancestors promoting adaptations which later assisted full-time bipedalism. It has also been thought that consistent water-based food sources had developed early hominid dependency and facilitated dispersal along seas and rivers.
Consequences
Prehistoric fossil records show that early hominins first developed bipedalism before being followed by an increase in brain size. The consequences of these two changes in particular resulted in painful and difficult labor due to the increased favor of a narrow pelvis for bipedalism being countered by larger heads passing through the constricted birth canal. This phenomenon is commonly known as the obstetrical dilemma.
Non-human primates habitually deliver their young on their own, but the same cannot be said for modern-day humans. Isolated birth appears to be rare and actively avoided cross-culturally, even if birthing methods may differ between said cultures. This is due to the fact that the narrowing of the hips and the change in the pelvic angle caused a discrepancy in the ratio of the size of the head to the birth canal. The result of this is that there is greater difficulty in birthing for hominins in general, let alone to be doing it by oneself.
Physiology
Bipedal movement occurs in a number of ways and requires many mechanical and neurological adaptations. Some of these are described below.
Biomechanics
Standing
Energy-efficient means of standing bipedally involve constant adjustment of balance, and of course these must avoid overcorrection. The difficulties associated with simple standing in upright humans are highlighted by the greatly increased risk of falling present in the elderly, even with minimal reductions in control system effectiveness.
Shoulder stability
Shoulder stability would decrease with the evolution of bipedalism. Shoulder mobility would increase because the need for a stable shoulder is only present in arboreal habitats. Shoulder mobility would support suspensory locomotion behaviors which are present in human bipedalism. The forelimbs are freed from weight-bearing requirements, which makes the shoulder a place of evidence for the evolution of bipedalism.
Walking
Unlike non-human apes that are able to practice bipedality such as Pan and Gorilla, hominins have the ability to move bipedally without the utilization of a bent-hip-bent-knee (BHBK) gait, which requires the engagement of both the hip and the knee joints. This human ability to walk is made possible by the spinal curvature humans have that non-human apes do not. Rather, walking is characterized by an "inverted pendulum" movement in which the center of gravity vaults over a stiff leg with each step. Force plates can be used to quantify the whole-body kinetic & potential energy, with walking displaying an out-of-phase relationship indicating exchange between the two. This model applies to all walking organisms regardless of the number of legs, and thus bipedal locomotion does not differ in terms of whole-body kinetics.
In humans, walking is composed of several separate processes:
Vaulting over a stiff stance leg
Passive ballistic movement of the swing leg
A short 'push' from the ankle prior to toe-off, propelling the swing leg
Rotation of the hips about the axis of the spine, to increase stride length
Rotation of the hips about the horizontal axis to improve balance during stance
Running
Early hominins underwent post-cranial changes in order to better adapt to bipedality, especially running. One of these changes is having longer hindlimbs proportional to the forelimbs and their effects. As previously mentioned, longer hindlimbs assist in thermoregulation by reducing the total surface area exposed to direct sunlight while simultaneously allowing for more space for cooling winds. Additionally, having longer limbs is more energy-efficient, since longer limbs mean that overall muscle strain is lessened. Better energy efficiency, in turn, means higher endurance, particularly when running long distances.
Running is characterized by a spring-mass movement. Kinetic and potential energy are in phase, and the energy is stored & released from a spring-like limb during foot contact, achieved by the plantar arch and the Achilles tendon in the foot and leg, respectively. Again, the whole-body kinetics are similar to animals with more limbs.
Musculature
Bipedalism requires strong leg muscles, particularly in the thighs. Contrast in domesticated poultry the well muscled legs, against the small and bony wings. Likewise in humans, the quadriceps and hamstring muscles of the thigh are both so crucial to bipedal activities that each alone is much larger than the well-developed biceps of the arms. In addition to the leg muscles, the increased size of the gluteus maximus in humans is an important adaptation as it provides support and stability to the trunk and lessens the amount of stress on the joints when running.
Respiration
Quadrupeds, have more restrictive breathing respire while moving than do bipedal humans. "Quadrupedal species normally synchronize the locomotor and respiratory cycles at a constant ratio of 1:1 (strides per breath) in both the trot and gallop. Human runners differ from quadrupeds in that while running they employ several phase-locked patterns (4:1, 3:1, 2:1, 1:1, 5:2, and 3:2), although a 2:1 coupling ratio appears to be favored. Even though the evolution of bipedal gait has reduced the mechanical constraints on respiration in man, thereby permitting greater flexibility in breathing pattern, it has seemingly not eliminated the need for the synchronization of respiration and body motion during sustained running."
Respiration through bipedality means that there is better breath control in bipeds, which can be associated with brain growth. The modern brain utilizes approximately 20% of energy input gained through breathing and eating, as opposed to species like chimpanzees who use up twice as much energy as humans for the same amount of movement. This excess energy, leading to brain growth, also leads to the development of verbal communication. This is because breath control means that the muscles associated with breathing can be manipulated into creating sounds. This means that the onset of bipedality, leading to more efficient breathing, may be related to the origin of verbal language.
Bipedal robots
For nearly the whole of the 20th century, bipedal robots were very difficult to construct and robot locomotion involved only wheels, treads, or multiple legs. Recent cheap and compact computing power has made two-legged robots more feasible. Some notable biped robots are ASIMO, HUBO, MABEL and QRIO. Recently, spurred by the success of creating a fully passive, un-powered bipedal walking robot, those working on such machines have begun using principles gleaned from the study of human and animal locomotion, which often relies on passive mechanisms to minimize power consumption.
See also
Allometry
Orthograde posture
Quadrupedalism
Notes
References
Further reading
Darwin, C., "The Descent of Man and Selection in Relation to Sex", Murray (London), (1871).
Dart, R. A., "Australopithecus africanus: The Ape Man of South Africa" Nature, 145, 195–199, (1925).
Dawkins, R., "The Ancestor's Tale", Weidenfeld and Nicolson (London), (2004).
DeSilva, J., "First Steps: How Upright Walking Made Us Human" HarperCollins (New York), (2021)
Hewes, G. W., "Food Transport and the Origin of Hominid Bipedalism" American Anthropologist, 63, 687–710, (1961).
Hunt, K. D., "The Evolution of Human Bipedality" Journal of Human Evolution, 26, 183–202, (1994).
Isaac, G. I., "The Archeological Evidence for the Activities of Early African Hominids" In:Early Hominids of Africa (Jolly, C.J. (Ed.)), Duckworth (London), 219–254, (1978).
Tanner, N. M., "On Becoming Human", Cambridge University Press (Cambridge), (1981)
Wheeler, P. E. (1984) "The Evolution of Bipedality and Loss of Functional Body Hair in Hominoids." Journal of Human Evolution, 13, 91–98,
External links
The Origin of Bipedalism
Human Timeline (Interactive) – Smithsonian, National Museum of Natural History (August 2016)
Terrestrial locomotion
Animal anatomy
2 (number) |
4211 | https://en.wikipedia.org/wiki/Bootstrapping | Bootstrapping | In general, bootstrapping usually refers to a self-starting process that is supposed to continue or grow without external input.
Etymology
Tall boots may have a tab, loop or handle at the top known as a bootstrap, allowing one to use fingers or a boot hook tool to help pull the boots on. The saying "to " was already in use during the 19th century as an example of an impossible task. The idiom dates at least to 1834, when it appeared in the Workingman's Advocate: "It is conjectured that Mr. Murphee will now be enabled to hand himself over the Cumberland river or a barn yard fence by the straps of his boots." In 1860 it appeared in a comment on philosophy of mind: "The attempt of the mind to analyze itself [is] an effort analogous to one who would lift himself by his own bootstraps." Bootstrap as a metaphor, meaning to better oneself by one's own unaided efforts, was in use in 1922. This metaphor spawned additional metaphors for a series of self-sustaining processes that proceed without external help.
The term is sometimes attributed to a story in Rudolf Erich Raspe's The Surprising Adventures of Baron Munchausen, but in that story Baron Munchausen pulls himself (and his horse) out of a swamp by his hair (specifically, his pigtail), not by his bootstraps and no explicit reference to bootstraps has been found elsewhere in the various versions of the Munchausen tales.
Applications
Computing
In computer technology, the term bootstrapping refers to language compilers that are able to be coded in the same language. (For example, a C compiler is now written in the C language. Once the basic compiler is written, improvements can be iteratively made, thus pulling the language up by its bootstraps). Also, booting usually refers to the process of loading the basic software into the memory of a computer after power-on or general reset, the kernel will load the operating system which will then take care of loading other device drivers and software as needed.
Software loading and execution
Booting is the process of starting a computer, specifically with regard to starting its software. The process involves a chain of stages, in which at each stage, a relatively small and simple program loads and then executes the larger, more complicated program of the next stage. It is in this sense that the computer "pulls itself up by its bootstraps"; i.e., it improves itself by its own efforts. Booting is a chain of events that starts with execution of hardware-based procedures and may then hand-off to firmware and software which is loaded into main memory. Booting often involves processes such as performing self-tests, loading configuration settings, loading a BIOS, resident monitors, a hypervisor, an operating system, or utility software.
The computer term bootstrap began as a metaphor in the 1950s. In computers, pressing a bootstrap button caused a hardwired program to read a bootstrap program from an input unit. The computer would then execute the bootstrap program, which caused it to read more program instructions. It became a self-sustaining process that proceeded without external help from manually entered instructions. As a computing term, bootstrap has been used since at least 1953.
Software development
Bootstrapping can also refer to the development of successively more complex, faster programming environments. The simplest environment will be, perhaps, a very basic text editor (e.g., ed) and an assembler program. Using these tools, one can write a more complex text editor, and a simple compiler for a higher-level language and so on, until one can have a graphical IDE and an extremely high-level programming language.
Historically, bootstrapping also refers to an early technique for computer program development on new hardware. The technique described in this paragraph has been replaced by the use of a cross compiler executed by a pre-existing computer. Bootstrapping in program development began during the 1950s when each program was constructed on paper in decimal code or in binary code, bit by bit (1s and 0s), because there was no high-level computer language, no compiler, no assembler, and no linker. A tiny assembler program was hand-coded for a new computer (for example the IBM 650) which converted a few instructions into binary or decimal code: A1. This simple assembler program was then rewritten in its just-defined assembly language but with extensions that would enable the use of some additional mnemonics for more complex operation codes. The enhanced assembler's source program was then assembled by its predecessor's executable (A1) into binary or decimal code to give A2, and the cycle repeated (now with those enhancements available), until the entire instruction set was coded, branch addresses were automatically calculated, and other conveniences (such as conditional assembly, macros, optimisations, etc.) established. This was how the early Symbolic Optimal Assembly Program (SOAP) was developed. Compilers, linkers, loaders, and utilities were then coded in assembly language, further continuing the bootstrapping process of developing complex software systems by using simpler software.
The term was also championed by Doug Engelbart to refer to his belief that organizations could better evolve by improving the process they use for improvement (thus obtaining a compounding effect over time). His SRI team that developed the NLS hypertext system applied this strategy by using the tool they had developed to improve the tool.
Compilers
The development of compilers for new programming languages first developed in an existing language but then rewritten in the new language and compiled by itself, is another example of the bootstrapping notion.
Installers
During the installation of computer programs, it is sometimes necessary to update the installer or package manager itself. The common pattern for this is to use a small executable bootstrapper file (e.g., setup.exe) which updates the installer and starts the real installation after the update. Sometimes the bootstrapper also installs other prerequisites for the software during the bootstrapping process.
Overlay networks
A bootstrapping node, also known as a rendezvous host, is a node in an overlay network that provides initial configuration information to newly joining nodes so that they may successfully join the overlay network.
Discrete-event simulation
A type of computer simulation called discrete-event simulation represents the operation of a system as a chronological sequence of events. A technique called bootstrapping the simulation model is used, which bootstraps initial data points using a pseudorandom number generator to schedule an initial set of pending events, which schedule additional events, and with time, the distribution of event times approaches its steady state—the bootstrapping behavior is overwhelmed by steady-state behavior.
Artificial intelligence and machine learning
Bootstrapping is a technique used to iteratively improve a classifier's performance. Typically, multiple classifiers will be trained on different sets of the input data, and on prediction tasks the output of the different classifiers will be combined.
Seed AI is a hypothesized type of artificial intelligence capable of recursive self-improvement. Having improved itself, it would become better at improving itself, potentially leading to an exponential increase in intelligence. No such AI is known to exist, but it remains an active field of research. Seed AI is a significant part of some theories about the technological singularity: proponents believe that the development of seed AI will rapidly yield ever-smarter intelligence (via bootstrapping) and thus a new era.
Statistics
Bootstrapping is a resampling technique used to obtain estimates of summary statistics.
Business
Bootstrapping in business means starting a business without external help or working capital. Entrepreneurs in the startup development phase of their company survive through internal cash flow and are very cautious with their expenses. Generally at the start of a venture, a small amount of money will be set aside for the bootstrap process. Bootstrapping can also be a supplement for econometric models. Bootstrapping was also expanded upon in the book Bootstrap Business by Richard Christiansen, the Harvard Business Review article The Art of Bootstrapping and the follow-up book The Origin and Evolution of New Businesses by Amar Bhide. There is also an entire bible written on how to properly bootstrap by Seth Godin.
Experts have noted that several common stages exist for bootstrapping a business venture:
Birth-stage: This is the first stage to bootstrapping by which the entrepreneur utilizes any personal savings or borrowed and/or invested money from friends and family to launch the business. It is also possible for the business owner to be running or working for another organization at the time which may help to fuel their business and cover initial expenses.
Funding from sales to consumers-stage: In this particular stage, money from customers is used to keep the business operating afloat. Once expenses caused by normal day-to-day business operations are met, the rate growth usually increases.
Outsourcing-stage: At this point in the company's existence, the entrepreneur in question normally concentrates on the specific operating activities. This is the time in which entrepreneurs decide how to improve and upgrade equipment (subsequently increasing output) or even employing new staff members. At this point in time, the company may seek loans or even lean on other methods of additional funding such as venture capital to help with expansion and other improvements.
There are many types of companies that are eligible for bootstrapping. Early-stage companies that do not necessarily require large influxes of capital (particularly from outside sources) qualify. This would specifically allow for flexibility for the business and time to grow. Serial entrepreneur companies could also possibly reap the benefits of bootstrapping. These are organizations whereby the founder has money from the sale of a previous companies they can use to invest.
There are different methods of bootstrapping. Future business owners aspiring to use bootstrapping as way of launching their product or service often use the following methods:
Using accessible money from their own personal savings.
Managing their working capital in a way that minimizes their company's accounts receivable.
Cashing out 401k retirement funds and pay them off at later dates.
Gradually increasing the business’ accounts payable through delaying payments or even renting equipment instead of buying them.
Bootstrapping is often considered successful. When taking into account statistics provided by Fundera, approximately 77% of small business rely on some sort of personal investment and or savings in order to fund their startup ventures. The average small business venture requires approximately $10,000 in startup capital with a third of small business launching with less than $5,000 bootstrapped.
Based on startup data presented by Entrepreneur.com, in comparison other methods of funding, bootstrapping is more commonly used than others. “0.91% of startups are funded by angel investors, while 0.05% are funded by VCs. In contrast, 57 percent of startups are funded by personal loans and credit, while 38 percent receive funding from family and friends.”
Some examples of successful entrepreneurs that have used bootstrapping in order to finance their businesses include serial entrepreneur Mark Cuban. He has publicly endorsed bootstrapping claiming that “If you can start on your own … do it by [yourself] without having to go out and raise money.” When asked why he believed this approach was most necessary, he replied, “I think the biggest mistake people make is once they have an idea and the goal of starting a business, they think they have to raise money. And once you raise money, that’s not an accomplishment, that’s an obligation” because “now, you’re reporting to whoever you raised money from.”
Bootstrapped companies such as Apple Inc. (APPL), eBay Inc. (EBAY) and Coca-Cola Co. have also claimed that they attribute some of their success to the fact that this method of funding enables them to remain highly focused on a specific array of profitable product.
There are advantages to bootstrapping. Entrepreneurs are in full control over the finances of the business and can maintain control over the organization's inflows and outflows of cash. Equity is retained by the owner and can be redistributed at their discretion. There is less liability or opportunity to accumulate debt from other financial sources. Bootstrapping often leads to entrepreneurs operating their businesses with freedom to do as they see fit; in a similar fashion to sole proprietors. This is an effective method if the business owner's goal is to be able to fund future investments back into the business. Besides the direct stakeholders of the business, entrepreneurs do not have to answer to a board of investors which could possibly pressure them into making certain decisions beneficial to them.
There are also drawbacks of bootstrapping. Personal liability is one. Credit lines usually must be established in owner's name which is the downfall of some companies due to debt being accumulated from various credit cards, etc. All financial risks pertaining to the business in question all fall on the owner's shoulders. The owner is forced to put either their own or their family/friend's investments in jeopardy in the event of the business failing. Possible legal issues are another drawback. There have been some cases in which entrepreneurs have been sued by family or even close friends for the improper use of their bootstrapped money. Because financing is limited to what the owner or company makes, this can create a ceiling which prohibits room for growth. Without the aid of occasional external sources of funding, entrepreneurs can find themselves unable to promote employees or even expand their businesses. A lack of money could possibly lead to a reduction of the quality of the service or product meant to be provided. Certain investors tend to be well-respected within specific industries and running a company without their backing or support could cause pivotal opportunities to be lost. Personal stress to entrepreneur or business owner in question is common. Tackling funding by themselves has often led to stressful times for certain individuals.
Startups can grow by reinvesting profits in its own growth if bootstrapping costs are low and return on investment is high. This financing approach allows owners to maintain control of their business and forces them to spend with discipline. In addition, bootstrapping allows startups to focus on customers rather than investors, thereby increasing the likelihood of creating a profitable business. This leaves startups with a better exit strategy with greater returns.
Leveraged buyouts, or highly leveraged or "bootstrap" transactions, occur when an investor acquires a controlling interest in a company's equity and where a significant percentage of the purchase price is financed through leverage, i.e. borrowing by the acquired company.
Bootstrapping in finance refers to the method to create the spot rate curve. Operation Bootstrap (Operación Manos a la Obra) refers to the ambitious projects that industrialized Puerto Rico in the mid-20th century.
Biology
Richard Dawkins in his book River Out of Eden used the computer bootstrapping concept to explain how biological cells differentiate: "Different cells receive different combinations of chemicals, which switch on different combinations of genes, and some genes work to switch other genes on or off. And so the bootstrapping continues, until we have the full repertoire of different kinds of cells."
Phylogenetics
Bootstrapping analysis gives a way to judge the strength of support for clades on phylogenetic trees. A number is written by a node, which reflects the percentage of bootstrap trees which also resolve the clade at the endpoints of that branch.
Law
Bootstrapping is a rule preventing the admission of hearsay evidence in conspiracy cases.
Linguistics
Bootstrapping is a theory of language acquisition.
Physics
Quantum theory
Bootstrapping is using very general consistency criteria to determine the form of a quantum theory from some assumptions on the spectrum of particles or operators.
Magnetically confined fusion plasmas
In tokamak fusion devices, bootstrapping refers to the process in which a bootstrap current is self-generated by the plasma, which reduces or eliminates the need for an external current driver. Maximising the bootstrap current is a major goal of advanced tokamak designs.
Inertially confined fusion plasmas
Bootstrapping in inertial confinement fusion refers to the alpha particles produced in the fusion reaction providing further heating to the plasma. This heating leads to ignition and an overall energy gain.
Electronics
Bootstrapping is a form of positive feedback in analog circuit design.
Electric power grid
An electric power grid is almost never brought down intentionally. Generators and power stations are started and shut down as necessary. A typical power station requires power for start up prior to being able to generate power. This power is obtained from the grid, so if the entire grid is down these stations cannot be started.
Therefore, to get a grid started, there must be at least a small number of power stations that can start entirely on their own. A black start is the process of restoring a power station to operation without relying on external power. In the absence of grid power, one or more black starts are used to bootstrap the grid.
Cellular networks
A Bootstrapping Server Function (BSF) is an intermediary element in cellular networks which provides application independent functions for mutual authentication of user equipment and servers unknown to each other and for 'bootstrapping' the exchange of secret session keys afterwards. The term 'bootstrapping' is related to building a security relation with a previously unknown device first and to allow installing security elements (keys) in the device and the BSF afterwards.
Nuclear Power Plant
A nuclear power plant always needs to have a way to remove decay heat, which is usually done with electrical cooling pumps. But in the rare case of a complete loss of electrical power, this can still be achieved by booting a turbine generator. As steam builds up in the steam generator, it can be used to power the turbine generator (initially with no oil pumps, circ water pumps, or condensation pumps). Once the turbine generator is producing electricity, the auxiliary pumps can be powered on, and the reactor cooling pumps can be run momentarily. Eventually the steam pressure will become insufficient to power the turbine generator, and the process can be shut down in reverse order. The process can be repeated until no longer needed. This can cause great damage to the turbine generator, but more importantly, it saves the nuclear reactor.
See also
Robert A. Heinlein's short sci-fi story By His Bootstraps
References
External links
Dictionary.com entries for Bootstrap
Freedictionary.com entries for Bootstrap
Engelbart Institute on Bootstrapping Strategies
American English idioms
Metaphors |
4214 | https://en.wikipedia.org/wiki/Bioinformatics | Bioinformatics | Bioinformatics () is an interdisciplinary field of science that develops methods and software tools for understanding biological data, especially when the data sets are large and complex. Bioinformatics uses biology, chemistry, physics, computer science, computer programming, information engineering, mathematics and statistics to analyze and interpret biological data. The subsequent process of analyzing and interpreting data is referred to as computational biology.
Computational, statistical, and computer programming techniques have been used for computer simulation analyses of biological queries. They include reused specific analysis "pipelines", particularly in the field of genomics, such as by the identification of genes and single nucleotide polymorphisms (SNPs). These pipelines are used to better understand the genetic basis of disease, unique adaptations, desirable properties (esp. in agricultural species), or differences between populations. Bioinformatics also includes proteomics, which tries to understand the organizational principles within nucleic acid and protein sequences.
Image and signal processing allow extraction of useful results from large amounts of raw data. In the field of genetics, it aids in sequencing and annotating genomes and their observed mutations. Bioinformatics includes text mining of biological literature and the development of biological and gene ontologies to organize and query biological data. It also plays a role in the analysis of gene and protein expression and regulation. Bioinformatics tools aid in comparing, analyzing and interpreting genetic and genomic data and more generally in the understanding of evolutionary aspects of molecular biology. At a more integrative level, it helps analyze and catalogue the biological pathways and networks that are an important part of systems biology. In structural biology, it aids in the simulation and modeling of DNA, RNA, proteins as well as biomolecular interactions.
History
The first definition of the term bioinformatics was coined by Paulien Hogeweg and Ben Hesper in 1970, to refer to the study of information processes in biotic systems. This definition placed bioinformatics as a field parallel to biochemistry (the study of chemical processes in biological systems).
Bioinformatics and computational biology involved the analysis of biological data, particularly DNA, RNA, and protein sequences. The field of bioinformatics experienced explosive growth starting in the mid-1990s, driven largely by the Human Genome Project and by rapid advances in DNA sequencing technology.
Analyzing biological data to produce meaningful information involves writing and running software programs that use algorithms from graph theory, artificial intelligence, soft computing, data mining, image processing, and computer simulation. The algorithms in turn depend on theoretical foundations such as discrete mathematics, control theory, system theory, information theory, and statistics.
Sequences
There has been a tremendous advance in speed and cost reduction since the completion of the Human Genome Project, with some labs able to sequence over 100,000 billion bases each year, and a full genome can be sequenced for $1,000 or less.
Computers became essential in molecular biology when protein sequences became available after Frederick Sanger determined the sequence of insulin in the early 1950s. Comparing multiple sequences manually turned out to be impractical. Margaret Oakley Dayhoff, a pioneer in the field, compiled one of the first protein sequence databases, initially published as books as well as methods of sequence alignment and molecular evolution. Another early contributor to bioinformatics was Elvin A. Kabat, who pioneered biological sequence analysis in 1970 with his comprehensive volumes of antibody sequences released online with Tai Te Wu between 1980 and 1991.
In the 1970s, new techniques for sequencing DNA were applied to bacteriophage MS2 and øX174, and the extended nucleotide sequences were then parsed with informational and statistical algorithms. These studies illustrated that well known features, such as the coding segments and the triplet code, are revealed in straightforward statistical analyses and were the proof of the concept that bioinformatics would be insightful.
Goals
In order to study how normal cellular activities are altered in different disease states, raw biological data must be combined to form a comprehensive picture of these activities. Therefore, the field of bioinformatics has evolved such that the most pressing task now involves the analysis and interpretation of various types of data. This also includes nucleotide and amino acid sequences, protein domains, and protein structures.
Important sub-disciplines within bioinformatics and computational biology include:
Development and implementation of computer programs to efficiently access, manage, and use various types of information.
Development of new mathematical algorithms and statistical measures to assess relationships among members of large data sets. For example, there are methods to locate a gene within a sequence, to predict protein structure and/or function, and to cluster protein sequences into families of related sequences.
The primary goal of bioinformatics is to increase the understanding of biological processes. What sets it apart from other approaches is its focus on developing and applying computationally intensive techniques to achieve this goal. Examples include: pattern recognition, data mining, machine learning algorithms, and visualization. Major research efforts in the field include sequence alignment, gene finding, genome assembly, drug design, drug discovery, protein structure alignment, protein structure prediction, prediction of gene expression and protein–protein interactions, genome-wide association studies, the modeling of evolution and cell division/mitosis.
Bioinformatics entails the creation and advancement of databases, algorithms, computational and statistical techniques, and theory to solve formal and practical problems arising from the management and analysis of biological data.
Over the past few decades, rapid developments in genomic and other molecular research technologies and developments in information technologies have combined to produce a tremendous amount of information related to molecular biology. Bioinformatics is the name given to these mathematical and computing approaches used to glean understanding of biological processes.
Common activities in bioinformatics include mapping and analyzing DNA and protein sequences, aligning DNA and protein sequences to compare them, and creating and viewing 3-D models of protein structures.
Sequence analysis
Since the bacteriophage Phage Φ-X174 was sequenced in 1977, the DNA sequences of thousands of organisms have been decoded and stored in databases. This sequence information is analyzed to determine genes that encode proteins, RNA genes, regulatory sequences, structural motifs, and repetitive sequences. A comparison of genes within a species or between different species can show similarities between protein functions, or relations between species (the use of molecular systematics to construct phylogenetic trees). With the growing amount of data, it long ago became impractical to analyze DNA sequences manually. Computer programs such as BLAST are used routinely to search sequences—as of 2008, from more than 260,000 organisms, containing over 190 billion nucleotides.
DNA sequencing
Before sequences can be analyzed, they are obtained from a data storage bank, such as GenBank. DNA sequencing is still a non-trivial problem as the raw data may be noisy or affected by weak signals. Algorithms have been developed for base calling for the various experimental approaches to DNA sequencing.
Sequence assembly
Most DNA sequencing techniques produce short fragments of sequence that need to be assembled to obtain complete gene or genome sequences. The shotgun sequencing technique (used by The Institute for Genomic Research (TIGR) to sequence the first bacterial genome, Haemophilus influenzae) generates the sequences of many thousands of small DNA fragments (ranging from 35 to 900 nucleotides long, depending on the sequencing technology). The ends of these fragments overlap and, when aligned properly by a genome assembly program, can be used to reconstruct the complete genome. Shotgun sequencing yields sequence data quickly, but the task of assembling the fragments can be quite complicated for larger genomes. For a genome as large as the human genome, it may take many days of CPU time on large-memory, multiprocessor computers to assemble the fragments, and the resulting assembly usually contains numerous gaps that must be filled in later. Shotgun sequencing is the method of choice for virtually all genomes sequenced (rather than chain-termination or chemical degradation methods), and genome assembly algorithms are a critical area of bioinformatics research.
Genome annotation
In genomics, annotation refers to the process of marking the stop and start regions of genes and other biological features in a sequenced DNA sequence. Many genomes are too large to be annotated by hand. As the rate of sequencing exceeds the rate of genome annotation, genome annotation has become the new bottleneck in bioinformatics.
Genome annotation can be classified into three levels: the nucleotide, protein, and process levels.
Gene finding is a chief aspect of nucleotide-level annotation. For complex genomes, a combination of ab initio gene prediction and sequence comparison with expressed sequence databases and other organisms can be successful. Nucleotide-level annotation also allows the integration of genome sequence with other genetic and physical maps of the genome.
The principal aim of protein-level annotation is to assign function to the protein products of the genome. Databases of protein sequences and functional domains and motifs are used for this type of annotation. About half of the predicted proteins in a new genome sequence tend to have no obvious function.
Understanding the function of genes and their products in the context of cellular and organismal physiology is the goal of process-level annotation. An obstacle of process-level annotation has been the inconsistency of terms used by different model systems. The Gene Ontology Consortium is helping to solve this problem.
The first description of a comprehensive annotation system was published in 1995 by The Institute for Genomic Research, which performed the first complete sequencing and analysis of the genome of a free-living (non-symbiotic) organism, the bacterium Haemophilus influenzae. The system identifies the genes encoding all proteins, transfer RNAs, ribosomal RNAs, in order to make initial functional assignments. The GeneMark program trained to find protein-coding genes in Haemophilus influenzae is constantly changing and improving.
Following the goals that the Human Genome Project left to achieve after its closure in 2003, the ENCODE project was developed by the National Human Genome Research Institute. This project is a collaborative data collection of the functional elements of the human genome that uses next-generation DNA-sequencing technologies and genomic tiling arrays, technologies able to automatically generate large amounts of data at a dramatically reduced per-base cost but with the same accuracy (base call error) and fidelity (assembly error).
Gene function prediction
While genome annotation is primarily based on sequence similarity (and thus homology), other properties of sequences can be used to predict the function of genes. In fact, most gene function prediction methods focus on protein sequences as they are more informative and more feature-rich. For instance, the distribution of hydrophobic amino acids predicts transmembrane segments in proteins. However, protein function prediction can also use external information such as gene (or protein) expression data, protein structure, or protein-protein interactions.
Computational evolutionary biology
Evolutionary biology is the study of the origin and descent of species, as well as their change over time. Informatics has assisted evolutionary biologists by enabling researchers to:
trace the evolution of a large number of organisms by measuring changes in their DNA, rather than through physical taxonomy or physiological observations alone,
compare entire genomes, which permits the study of more complex evolutionary events, such as gene duplication, horizontal gene transfer, and the prediction of factors important in bacterial speciation,
build complex computational population genetics models to predict the outcome of the system over time
track and share information on an increasingly large number of species and organisms
Future work endeavours to reconstruct the now more complex tree of life.
Comparative genomics
The core of comparative genome analysis is the establishment of the correspondence between genes (orthology analysis) or other genomic features in different organisms. Intergenomic maps are made to trace the evolutionary processes responsible for the divergence of two genomes. A multitude of evolutionary events acting at various organizational levels shape genome evolution. At the lowest level, point mutations affect individual nucleotides. At a higher level, large chromosomal segments undergo duplication, lateral transfer, inversion, transposition, deletion and insertion. Entire genomes are involved in processes of hybridization, polyploidization and endosymbiosis that lead to rapid speciation. The complexity of genome evolution poses many exciting challenges to developers of mathematical models and algorithms, who have recourse to a spectrum of algorithmic, statistical and mathematical techniques, ranging from exact, heuristics, fixed parameter and approximation algorithms for problems based on parsimony models to Markov chain Monte Carlo algorithms for Bayesian analysis of problems based on probabilistic models.
Many of these studies are based on the detection of sequence homology to assign sequences to protein families.
Pan genomics
Pan genomics is a concept introduced in 2005 by Tettelin and Medini. Pan genome is the complete gene repertoire of a particular monophyletic taxonomic group. Although initially applied to closely related strains of a species, it can be applied to a larger context like genus, phylum, etc. It is divided in two parts: the Core genome, a set of genes common to all the genomes under study (often housekeeping genes vital for survival), and the Dispensable/Flexible genome: a set of genes not present in all but one or some genomes under study. A bioinformatics tool BPGA can be used to characterize the Pan Genome of bacterial species.
Genetics of disease
As of 2013, the existence of efficient high-throughput next-generation sequencing technology allows for the identification of cause many different human disorders. Simple Mendelian inheritance has been observed for over 3,000 disorders that have been identified at the Online Mendelian Inheritance in Man database, but complex diseases are more difficult. Association studies have found many individual genetic regions that individually are weakly associated with complex diseases (such as infertility, breast cancer and Alzheimer's disease), rather than a single cause. There are currently many challenges to using genes for diagnosis and treatment, such as how we don't know which genes are important, or how stable the choices an algorithm provides.
Genome-wide association studies have successfully identified thousands of common genetic variants for complex diseases and traits; however, these common variants only explain a small fraction of heritability. Rare variants may account for some of the missing heritability. Large-scale whole genome sequencing studies have rapidly sequenced millions of whole genomes, and such studies have identified hundreds of millions of rare variants. Functional annotations predict the effect or function of a genetic variant and help to prioritize rare functional variants, and incorporating these annotations can effectively boost the power of genetic association of rare variants analysis of whole genome sequencing studies. Some tools have been developed to provide all-in-one rare variant association analysis for whole-genome sequencing data, including integration of genotype data and their functional annotations, association analysis, result summary and visualization. Meta-analysis of whole genome sequencing studies provides an attractive solution to the problem of collecting large sample sizes for discovering rare variants associated with complex phenotypes.
Analysis of mutations in cancer
In cancer, the genomes of affected cells are rearranged in complex or unpredictable ways. In addition to single-nucleotide polymorphism arrays identifying point mutations that cause cancer, oligonucleotide microarrays can be used to identify chromosomal gains and losses (called comparative genomic hybridization). These detection methods generate terabytes of data per experiment. The data is often found to contain considerable variability, or noise, and thus Hidden Markov model and change-point analysis methods are being developed to infer real copy number changes.
Two important principles can be used to identify cancer by mutations in the exome. First, cancer is a disease of accumulated somatic mutations in genes. Second, cancer contains driver mutations which need to be distinguished from passengers.
Further improvements in bioinformatics could allow for classifying types of cancer by analysis of cancer driven mutations in the genome. Furthermore, tracking of patients while the disease progresses may be possible in the future with the sequence of cancer samples. Another type of data that requires novel informatics development is the analysis of lesions found to be recurrent among many tumors.
Gene and protein expression
Analysis of gene expression
The expression of many genes can be determined by measuring mRNA levels with multiple techniques including microarrays, expressed cDNA sequence tag (EST) sequencing, serial analysis of gene expression (SAGE) tag sequencing, massively parallel signature sequencing (MPSS), RNA-Seq, also known as "Whole Transcriptome Shotgun Sequencing" (WTSS), or various applications of multiplexed in-situ hybridization. All of these techniques are extremely noise-prone and/or subject to bias in the biological measurement, and a major research area in computational biology involves developing statistical tools to separate signal from noise in high-throughput gene expression studies. Such studies are often used to determine the genes implicated in a disorder: one might compare microarray data from cancerous epithelial cells to data from non-cancerous cells to determine the transcripts that are up-regulated and down-regulated in a particular population of cancer cells.
Analysis of protein expression
Protein microarrays and high throughput (HT) mass spectrometry (MS) can provide a snapshot of the proteins present in a biological sample. The former approach faces similar problems as with microarrays targeted at mRNA, the latter involves the problem of matching large amounts of mass data against predicted masses from protein sequence databases, and the complicated statistical analysis of samples when multiple incomplete peptides from each protein are detected. Cellular protein localization in a tissue context can be achieved through affinity proteomics displayed as spatial data based on immunohistochemistry and tissue microarrays.
Analysis of regulation
Gene regulation is a complex process where a signal, such as an extracellular signal such as a hormone, eventually leads to an increase or decrease in the activity of one or more proteins. Bioinformatics techniques have been applied to explore various steps in this process.
For example, gene expression can be regulated by nearby elements in the genome. Promoter analysis involves the identification and study of sequence motifs in the DNA surrounding the protein-coding region of a gene. These motifs influence the extent to which that region is transcribed into mRNA. Enhancer elements far away from the promoter can also regulate gene expression, through three-dimensional looping interactions. These interactions can be determined by bioinformatic analysis of chromosome conformation capture experiments.
Expression data can be used to infer gene regulation: one might compare microarray data from a wide variety of states of an organism to form hypotheses about the genes involved in each state. In a single-cell organism, one might compare stages of the cell cycle, along with various stress conditions (heat shock, starvation, etc.). Clustering algorithms can be then applied to expression data to determine which genes are co-expressed. For example, the upstream regions (promoters) of co-expressed genes can be searched for over-represented regulatory elements. Examples of clustering algorithms applied in gene clustering are k-means clustering, self-organizing maps (SOMs), hierarchical clustering, and consensus clustering methods.
Analysis of cellular organization
Several approaches have been developed to analyze the location of organelles, genes, proteins, and other components within cells. A gene ontology category, cellular component, has been devised to capture subcellular localization in many biological databases.
Microscopy and image analysis
Microscopic pictures allow for the location of organelles as well as molecules, which may be the source of abnormalities in diseases.
Protein localization
Finding the location of proteins allows us to predict what they do. This is called protein function prediction. For instance, if a protein is found in the nucleus it may be involved in gene regulation or splicing. By contrast, if a protein is found in mitochondria, it may be involved in respiration or other metabolic processes. There are well developed protein subcellular localization prediction resources available, including protein subcellular location databases, and prediction tools.
Nuclear organization of chromatin
Data from high-throughput chromosome conformation capture experiments, such as Hi-C (experiment) and ChIA-PET, can provide information on the three-dimensional structure and nuclear organization of chromatin. Bioinformatic challenges in this field include partitioning the genome into domains, such as Topologically Associating Domains (TADs), that are organised together in three-dimensional space.
Structural bioinformatics
Finding the structure of proteins is an important application of bioinformatics. The Critical Assessment of Protein Structure Prediction (CASP) is an open competition where worldwide research groups submit protein models for evaluating unknown protein models.
Amino acid sequence
The linear amino acid sequence of a protein is called the primary structure. The primary structure can be easily determined from the sequence of codons on the DNA gene that codes for it. In most proteins, the primary structure uniquely determines the 3-dimensional structure of a protein in its native environment. An exception is the misfolded protein involved in bovine spongiform encephalopathy. This structure is linked to the function of the protein. Additional structural information includes the secondary, tertiary and quaternary structure. A viable general solution to the prediction of the function of a protein remains an open problem. Most efforts have so far been directed towards heuristics that work most of the time.
Homology
In the genomic branch of bioinformatics, homology is used to predict the function of a gene: if the sequence of gene A, whose function is known, is homologous to the sequence of gene B, whose function is unknown, one could infer that B may share A's function. In structural bioinformatics, homology is used to determine which parts of a protein are important in structure formation and interaction with other proteins. Homology modeling is used to predict the structure of an unknown protein from existing homologous proteins.
One example of this is hemoglobin in humans and the hemoglobin in legumes (leghemoglobin), which are distant relatives from the same protein superfamily. Both serve the same purpose of transporting oxygen in the organism. Although both of these proteins have completely different amino acid sequences, their protein structures are virtually identical, which reflects their near identical purposes and shared ancestor.
Other techniques for predicting protein structure include protein threading and de novo (from scratch) physics-based modeling.
Another aspect of structural bioinformatics include the use of protein structures for Virtual Screening models such as Quantitative Structure-Activity Relationship models and proteochemometric models (PCM). Furthermore, a protein's crystal structure can be used in simulation of for example ligand-binding studies and in silico mutagenesis studies.
A 2021 deep-learning algorithms-based software called AlphaFold, developed by Google's DeepMind, greatly outperforms all other prediction software methods, and has released predicted structures for hundreds of millions of proteins in the AlphaFold protein structure database.
Network and systems biology
Network analysis seeks to understand the relationships within biological networks such as metabolic or protein–protein interaction networks. Although biological networks can be constructed from a single type of molecule or entity (such as genes), network biology often attempts to integrate many different data types, such as proteins, small molecules, gene expression data, and others, which are all connected physically, functionally, or both.
Systems biology involves the use of computer simulations of cellular subsystems (such as the networks of metabolites and enzymes that comprise metabolism, signal transduction pathways and gene regulatory networks) to both analyze and visualize the complex connections of these cellular processes. Artificial life or virtual evolution attempts to understand evolutionary processes via the computer simulation of simple (artificial) life forms.
Molecular interaction networks
Tens of thousands of three-dimensional protein structures have been determined by X-ray crystallography and protein nuclear magnetic resonance spectroscopy (protein NMR) and a central question in structural bioinformatics is whether it is practical to predict possible protein–protein interactions only based on these 3D shapes, without performing protein–protein interaction experiments. A variety of methods have been developed to tackle the protein–protein docking problem, though it seems that there is still much work to be done in this field.
Other interactions encountered in the field include Protein–ligand (including drug) and protein–peptide. Molecular dynamic simulation of movement of atoms about rotatable bonds is the fundamental principle behind computational algorithms, termed docking algorithms, for studying molecular interactions.
Biodiversity informatics
Biodiversity informatics deals with the collection and analysis of biodiversity data, such as taxonomic databases, or microbiome data. Examples of such analyses include phylogenetics, niche modelling, species richness mapping, DNA barcoding, or species identification tools. A growing area is also macro-ecology, i.e. the study of how biodiversity is connected to ecology and human impact, such as climate change.
Others
Literature analysis
The enormous number of published literature makes it virtually impossible for individuals to read every paper, resulting in disjointed sub-fields of research. Literature analysis aims to employ computational and statistical linguistics to mine this growing library of text resources. For example:
Abbreviation recognition – identify the long-form and abbreviation of biological terms
Named-entity recognition – recognizing biological terms such as gene names
Protein–protein interaction – identify which proteins interact with which proteins from text
The area of research draws from statistics and computational linguistics.
High-throughput image analysis
Computational technologies are used to automate the processing, quantification and analysis of large amounts of high-information-content biomedical imagery. Modern image analysis systems can improve an observer's accuracy, objectivity, or speed. Image analysis is important for both diagnostics and research. Some examples are:
high-throughput and high-fidelity quantification and sub-cellular localization (high-content screening, cytohistopathology, Bioimage informatics)
morphometrics
clinical image analysis and visualization
determining the real-time air-flow patterns in breathing lungs of living animals
quantifying occlusion size in real-time imagery from the development of and recovery during arterial injury
making behavioral observations from extended video recordings of laboratory animals
infrared measurements for metabolic activity determination
inferring clone overlaps in DNA mapping, e.g. the Sulston score
High-throughput single cell data analysis
Computational techniques are used to analyse high-throughput, low-measurement single cell data, such as that obtained from flow cytometry. These methods typically involve finding populations of cells that are relevant to a particular disease state or experimental condition.
Ontologies and data integration
Biological ontologies are directed acyclic graphs of controlled vocabularies. They create categories for biological concepts and descriptions so they can be easily analyzed with computers. When categorised in this way, it is possible to gain added value from holistic and integrated analysis.
The OBO Foundry was an effort to standardise certain ontologies. One of the most widespread is the Gene ontology which describes gene function. There are also ontologies which describe phenotypes.
Databases
Databases are essential for bioinformatics research and applications. Databases exist for many different information types, including DNA and protein sequences, molecular structures, phenotypes and biodiversity. Databases can contain both empirical data (obtained directly from experiments) and predicted data (obtained from analysis of existing data). They may be specific to a particular organism, pathway or molecule of interest. Alternatively, they can incorporate data compiled from multiple other databases. Databases can have different formats, access mechanisms, and be public or private.
Some of the most commonly used databases are listed below:
Used in biological sequence analysis: Genbank, UniProt
Used in structure analysis: Protein Data Bank (PDB)
Used in finding Protein Families and Motif Finding: InterPro, Pfam
Used for Next Generation Sequencing: Sequence Read Archive
Used in Network Analysis: Metabolic Pathway Databases (KEGG, BioCyc), Interaction Analysis Databases, Functional Networks
Used in design of synthetic genetic circuits: GenoCAD
Software and tools
Software tools for bioinformatics include simple command-line tools, more complex graphical programs, and standalone web-services. They are made by bioinformatics companies or by public institutions.
Open-source bioinformatics software
Many free and open-source software tools have existed and continued to grow since the 1980s. The combination of a continued need for new algorithms for the analysis of emerging types of biological readouts, the potential for innovative in silico experiments, and freely available open code bases have created opportunities for research groups to contribute to both bioinformatics regardless of funding. The open source tools often act as incubators of ideas, or community-supported plug-ins in commercial applications. They may also provide de facto standards and shared object models for assisting with the challenge of bioinformation integration.
Open-source bioinformatics software includes Bioconductor, BioPerl, Biopython, BioJava, BioJS, BioRuby, Bioclipse, EMBOSS, .NET Bio, Orange with its bioinformatics add-on, Apache Taverna, UGENE and GenoCAD.
The non-profit Open Bioinformatics Foundation and the annual Bioinformatics Open Source Conference promote open-source bioinformatics software.
Web services in bioinformatics
SOAP- and REST-based interfaces have been developed to allow client computers to use algorithms, data and computing resources from servers in other parts of the world. The main advantage are that end users do not have to deal with software and database maintenance overheads.
Basic bioinformatics services are classified by the EBI into three categories: SSS (Sequence Search Services), MSA (Multiple Sequence Alignment), and BSA (Biological Sequence Analysis). The availability of these service-oriented bioinformatics resources demonstrate the applicability of web-based bioinformatics solutions, and range from a collection of standalone tools with a common data format under a single web-based interface, to integrative, distributed and extensible bioinformatics workflow management systems.
Bioinformatics workflow management systems
A bioinformatics workflow management system is a specialized form of a workflow management system designed specifically to compose and execute a series of computational or data manipulation steps, or a workflow, in a Bioinformatics application. Such systems are designed to
provide an easy-to-use environment for individual application scientists themselves to create their own workflows,
provide interactive tools for the scientists enabling them to execute their workflows and view their results in real-time,
simplify the process of sharing and reusing workflows between the scientists, and
enable scientists to track the provenance of the workflow execution results and the workflow creation steps.
Some of the platforms giving this service: Galaxy, Kepler, Taverna, UGENE, Anduril, HIVE.
BioCompute and BioCompute Objects
In 2014, the US Food and Drug Administration sponsored a conference held at the National Institutes of Health Bethesda Campus to discuss reproducibility in bioinformatics. Over the next three years, a consortium of stakeholders met regularly to discuss what would become BioCompute paradigm. These stakeholders included representatives from government, industry, and academic entities. Session leaders represented numerous branches of the FDA and NIH Institutes and Centers, non-profit entities including the Human Variome Project and the European Federation for Medical Informatics, and research institutions including Stanford, the New York Genome Center, and the George Washington University.
It was decided that the BioCompute paradigm would be in the form of digital 'lab notebooks' which allow for the reproducibility, replication, review, and reuse, of bioinformatics protocols. This was proposed to enable greater continuity within a research group over the course of normal personnel flux while furthering the exchange of ideas between groups. The US FDA funded this work so that information on pipelines would be more transparent and accessible to their regulatory staff.
In 2016, the group reconvened at the NIH in Bethesda and discussed the potential for a BioCompute Object, an instance of the BioCompute paradigm. This work was copied as both a "standard trial use" document and a preprint paper uploaded to bioRxiv. The BioCompute object allows for the JSON-ized record to be shared among employees, collaborators, and regulators.
Education platforms
Bioinformatics is not only taught as in-person masters degree at many universities. The computational nature of bioinformatics lends it to computer-aided and online learning. Software platforms designed to teach bioinformatics concepts and methods include Rosalind and online courses offered through the Swiss Institute of Bioinformatics Training Portal. The Canadian Bioinformatics Workshops provides videos and slides from training workshops on their website under a Creative Commons license. The 4273π project or 4273pi project also offers open source educational materials for free. The course runs on low cost Raspberry Pi computers and has been used to teach adults and school pupils. 4283 is actively developed by a consortium of academics and research staff who have run research level bioinformatics using Raspberry Pi computers and the 4283π operating system.
MOOC platforms also provide online certifications in bioinformatics and related disciplines, including Coursera's Bioinformatics Specialization (UC San Diego) and Genomic Data Science Specialization (Johns Hopkins) as well as EdX's Data Analysis for Life Sciences XSeries (Harvard).
Conferences
There are several large conferences that are concerned with bioinformatics. Some of the most notable examples are Intelligent Systems for Molecular Biology (ISMB), European Conference on Computational Biology (ECCB), and Research in Computational Molecular Biology (RECOMB).
See also
References
Further reading
Sehgal et al. : Structural, phylogenetic and docking studies of D-amino acid oxidase activator(DAOA ), a candidate schizophrenia gene. Theoretical Biology and Medical Modelling 2013 10 :3.
Achuthsankar S Nair Computational Biology & Bioinformatics – A gentle Overview , Communications of Computer Society of India, January 2007
Aluru, Srinivas, ed. Handbook of Computational Molecular Biology. Chapman & Hall/Crc, 2006. (Chapman & Hall/Crc Computer and Information Science Series)
Baldi, P and Brunak, S, Bioinformatics: The Machine Learning Approach, 2nd edition. MIT Press, 2001.
Barnes, M.R. and Gray, I.C., eds., Bioinformatics for Geneticists, first edition. Wiley, 2003.
Baxevanis, A.D. and Ouellette, B.F.F., eds., Bioinformatics: A Practical Guide to the Analysis of Genes and Proteins, third edition. Wiley, 2005.
Baxevanis, A.D., Petsko, G.A., Stein, L.D., and Stormo, G.D., eds., Current Protocols in Bioinformatics. Wiley, 2007.
Cristianini, N. and Hahn, M. Introduction to Computational Genomics , Cambridge University Press, 2006. ( |)
Durbin, R., S. Eddy, A. Krogh and G. Mitchison, Biological sequence analysis. Cambridge University Press, 1998.
Keedwell, E., Intelligent Bioinformatics: The Application of Artificial Intelligence Techniques to Bioinformatics Problems. Wiley, 2005.
Kohane, et al. Microarrays for an Integrative Genomics. The MIT Press, 2002.
Lund, O. et al. Immunological Bioinformatics. The MIT Press, 2005.
Pachter, Lior and Sturmfels, Bernd. "Algebraic Statistics for Computational Biology" Cambridge University Press, 2005.
Pevzner, Pavel A. Computational Molecular Biology: An Algorithmic Approach The MIT Press, 2000.
Soinov, L. Bioinformatics and Pattern Recognition Come Together Journal of Pattern Recognition Research (JPRR ), Vol 1 (1) 2006 p. 37–41
Stevens, Hallam, Life Out of Sequence: A Data-Driven History of Bioinformatics, Chicago: The University of Chicago Press, 2013,
Tisdall, James. "Beginning Perl for Bioinformatics" O'Reilly, 2001.
Catalyzing Inquiry at the Interface of Computing and Biology (2005) CSTB report
Calculating the Secrets of Life: Contributions of the Mathematical Sciences and computing to Molecular Biology (1995)
Foundations of Computational and Systems Biology MIT Course
Computational Biology: Genomes, Networks, Evolution Free MIT Course
External links
Bioinformatics Resource Portal (SIB) |
4216 | https://en.wikipedia.org/wiki/Brian%20De%20Palma | Brian De Palma | Brian Russell De Palma (born September 11, 1940) is an American film director and screenwriter. With a career spanning over 50 years, he is best known for work in the suspense, crime and psychological thriller genres. His films include mainstream box office hits such as Carrie (1976), Dressed to Kill (1980), Scarface (1983), The Untouchables (1987), and Mission: Impossible (1996), as well as cult favorites such as Sisters (1972), Phantom of the Paradise (1974), Blow Out (1981), Casualties of War (1989), and Carlito's Way (1993).
De Palma was a leading member of the New Hollywood generation of film directors. His direction often makes use of quotations from other films or cinematic styles, and bears the influence of filmmakers such as Alfred Hitchcock and Michelangelo Antonioni. His work has been criticized for its violence and sexual content but has also been championed by American critics such as Roger Ebert and Pauline Kael.
Early life and education
De Palma was born on September 11, 1940, in Newark, New Jersey, the youngest of three boys. His Italian-American parents were Vivienne DePalma (née Muti), and Anthony DePalma, an orthopedic surgeon who was the son of immigrants from Alberona, Province of Foggia. He was raised in Philadelphia, Pennsylvania, and New Hampshire, and attended various Protestant and Quaker schools, eventually graduating from Friends' Central School. He had a poor relationship with his father, and would secretly follow him to record his adulterous behavior; this would eventually inspire the teenage character played by Keith Gordon in De Palma's 1980 film Dressed to Kill. When he was in high school, he built computers. He won a regional science-fair prize for a project titled "An Analog Computer to Solve Differential Equations".
Enrolled at Columbia University as a physics student, De Palma became enraptured with the filmmaking process after viewing Citizen Kane and Vertigo. After receiving his undergraduate degree in 1962, De Palma enrolled at the newly coed Sarah Lawrence College as a graduate student in their theater department, earning an M.A. in the discipline in 1964 and becoming one of the first male students among a female population. Once there, influences as various as drama teacher Wilford Leach, the Maysles brothers, Michelangelo Antonioni, Jean-Luc Godard, Andy Warhol, and Alfred Hitchcock impressed upon De Palma the many styles and themes that would shape his own cinema in the coming decades.
Career
1963–1976: Rise to prominence
An early association with a young Robert De Niro resulted in The Wedding Party. The film, which was co-directed with Leach and producer Cynthia Munroe, had been shot in 1963 but remained unreleased until 1969, when De Palma's star had risen sufficiently within the Greenwich Village filmmaking scene. De Niro was unknown at the time; the credits mistakenly display his name as "Robert ". The film is noteworthy for its invocation of silent film techniques and an insistence on the jump-cut for effect. De Palma followed this style with various small films for the NAACP and the Treasury Department.
During the 1960s, De Palma began making a living producing documentary films, notably The Responsive Eye, a 1966 movie about The Responsive Eye op-art exhibit curated by William Seitz for MOMA in 1965. In an interview with Joseph Gelmis from 1969, De Palma described the film as "very good and very successful. It's distributed by Pathe Contemporary and makes lots of money. I shot it in four hours, with synched sound. I had two other guys shooting people's reactions to the paintings, and the paintings themselves."
Dionysus in '69 (1969) was De Palma's other major documentary from this period. The film records the Performance Group's performance of Euripides' The Bacchae, starring, amongst others, De Palma regular William Finley. The play is noted for breaking traditional barriers between performers and audience. The film's most striking quality is its extensive use of the split-screen. De Palma recalls that he was "floored" by this performance upon first sight, and in 1973 recounts how he "began to try and figure out a way to capture it on film. I came up with the idea of split-screen, to be able to show the actual audience involvement, to trace the life of the audience and that of the play as they merge in and out of each other."
De Palma's most significant features from this decade are Greetings (1968) and Hi, Mom! (1970). Both films star Robert De Niro and espouse a leftist revolutionary viewpoint common to the era in which they were released. Greetings was entered into the 19th Berlin International Film Festival, where it won a Silver Bear award. His other major film from this period is the slasher comedy Murder a la Mod. Each of these films experiments with narrative and intertextuality, reflecting De Palma's stated intention to become the "American Godard" while integrating several of the themes which permeated Hitchcock's work.
In 1970, De Palma left New York for Hollywood at age thirty to make Get to Know Your Rabbit (1972), starring Orson Welles and Tommy Smothers. Making the film was a crushing experience for De Palma, as Smothers did not like many of De Palma's ideas. Here he made several small, studio and independently-released films that included stand-outs Sisters (1972), Phantom of the Paradise (1974), and Obsession (1976).
1976–1979: Breakthrough
In November 1976, De Palma released a film adaptation of the 1974 novel Carrie by Stephen King. Though some see the psychic thriller as De Palma's bid for a blockbuster, the project was in fact small, underfunded by United Artists, and well under the cultural radar during the early months of production, as the source novel had yet to climb the bestseller list. De Palma gravitated toward the project and changed crucial plot elements based upon his own predilections, not the saleability of the novel. The cast was young and relatively new, though Sissy Spacek and John Travolta had gained attention for previous work in, respectively, film and episodic sitcoms. Carrie became De Palma's first genuine box-office success, garnering Spacek and Piper Laurie Oscar nominations for their performances. Pre-production for the film had coincided with the casting process for George Lucas's Star Wars, and many of the actors cast in De Palma's film had been earmarked as contenders for Lucas's movie, and vice versa. The "shock ending" finale is effective even while it upholds horror-film convention, its suspense sequences are buttressed by teen comedy tropes, and its use of split-screen, split-diopter and slow motion shots tell the story visually rather than through dialogue. As for Lucas' project, De Palma complained in an early viewing of Star Wars that the opening text crawl was poorly written and volunteered to help edit the text to a more concise and engaging form.
The financial and critical success of Carrie allowed De Palma to pursue more personal material. The Demolished Man was a novel that had fascinated De Palma since the late 1950s and appealed to his background in mathematics and avant-garde storytelling. Its unconventional unfolding of plot (exemplified in its mathematical layout of dialogue) and its stress on perception have analogs in De Palma's filmmaking. He sought to adapt it numerous times, though the project would carry a substantial price tag, and has yet to appear on-screen (Steven Spielberg's 2002 adaptation of Philip K. Dick's Minority Report bears striking similarities to De Palma's visual style and some of the themes of The Demolished Man). The result of his experience with adapting The Demolished Man was the 1978 science fiction psychic thriller film The Fury, starring Kirk Douglas, Carrie Snodgress, John Cassavetes and Amy Irving. The film was admired by Jean-Luc Godard, who featured a clip in his mammoth Histoire(s) du cinéma, and Pauline Kael, who championed both The Fury and De Palma. The film boasted a larger budget than Carrie, though the consensus view at the time was that De Palma was repeating himself, with diminishing returns. As a film, it retains De Palma's considerable visual flair, but points more toward his work in mainstream entertainments such as Mission: Impossible, the thematic complex thriller for which he is now better known.
1980–1996: Established career
The 1980s were marked by some of De Palma's best known films including the erotic psychological thriller Dressed to Kill (1980) starring Michael Caine, and Angie Dickinson. Although the film received critical admiration, it also received criticism and controversy for its negative depiction of the transgender community. The following year he directed the neo-noir mystery thriller Blow Out (1981) starring John Travolta, Nancy Allen, and John Lithgow. The film received critical acclaim. The New Yorker film critic Pauline Kael praised the director writing, "De Palma has sprung to the place that Robert Altman achieved with films such as McCabe & Mrs. Miller and Nashville and that Francis Ford Coppola reached with The Godfather films—that is, to the place where genre is transcended and what we're moved by is an artist's vision...it's a great movie. Travolta and Allen are radiant performers". De Palma then directed crime film Scarface (1983) starring Al Pacino and Michelle Pfeiffer with a screenplay by Oliver Stone. The film received mixed reviews with its negative depictions of ethnic stereotypes, as well as its violence and profanity. It has since been re-evaluated and became a cult classic. The following year he made another neo-noir erotic thriller, Body Double (1984), starring Craig Wasson and Melanie Griffith. The film also received mixed reviews but has since had a reassessment and found acclaim. De palma directed the music video for Bruce Springsteen's single "Dancing in the Dark" the same year.
In 1987, De Palma directed the crime film The Untouchables loosely based off the book of the same name, adapted by David Mamet. The film stars Kevin Costner, Andy Garcia, Robert De Niro, and Sean Connery, the later of whom won the Academy Award for Best Supporting Actor for the film. It received critical acclaim and box-office success. De Palma's Vietnam War film
Casualties of War (1989) won critical praise but performed poorly in theatres and The Bonfire of the Vanities (1990) was a notorious failure with both critics and audiences. De Palma then had subsequent successes with Raising Cain (1992) and Carlito's Way (1993) with Mission: Impossible (1996) becoming his highest grossing film and starting a successful franchise.
1998–present: Career slump
De Palma's work after Mission: Impossible has been less well received. His ensuing films Snake Eyes (1998), Mission to Mars (2000), and Femme Fatale (2002) all failed at the box office and received generally poor reviews, though Femme Fatale has since been revived in the eyes of many film critics and became a cult classic. His 2006 adaptation of The Black Dahlia was also unsuccessful and is currently the last movie De Palma has directed with backing from Hollywood.
A political controversy erupted over the portrayal of US soldiers in De Palma's 2007 film Redacted. Loosely based on the 2006 Mahmudiyah killings by American soldiers in Iraq, the film echoes themes that appeared in Casualties of War. Redacted received a limited release in the United States and grossed less than $1 million against a $5 million budget.
De Palma's output has slowed since the release of Redacted, with subsequent projects often falling into development hell, due mostly to creative differences. In 2012, his film Passion starring Rachel McAdams and Noomi Rapace was selected to compete for the Golden Lion at the 69th Venice International Film Festival but received mixed reviews and was financially unsuccessful.
De Palma's next project was the thriller Domino (2019), released two years after the film began production. It received generally negative reviews and was released direct-to-VOD in the United States, grossing less than half a million dollars internationally. De Palma has also expressed dissatisfaction with both the production of the film and the final result; "I never experienced such a horrible movie set."
In 2018, De Palma published his debut novel in France, Les serpents sont-ils nécessaires? (English translation: Are Snakes Necessary?), co-written with Susan Lehman. It was published in the U.S. in 2020. De Palma and Lehman also wrote a second book, currently unpublished, called Terry, based on one of De Palma's passion projects about a French film production making an adaptation of Thérèse Raquin.
Trademarks and style
Themes
De Palma's films can fall into two categories, his psychological thrillers (Sisters, Body Double, Obsession, Dressed to Kill, Blow Out, Raising Cain) and his mainly commercial films (Scarface, The Untouchables, Carlito's Way, and Mission: Impossible). He has often produced "De Palma" films one after the other before going on to direct a different genre, but would always return to his familiar territory. Because of the subject matter and graphic violence of some of De Palma's films, such as Dressed to Kill, Scarface and Body Double, they are often at the center of controversy with the Motion Picture Association of America, film critics and the viewing public.
De Palma frequently quotes and references other directors' work. Michelangelo Antonioni's Blowup and Francis Ford Coppola's The Conversation plots were used for the basis of Blow Out. The Untouchables finale shoot out in the train station is a clear borrowing from the Odessa Steps sequence in Sergei Eisenstein's The Battleship Potemkin. The main plot from Rear Window was used for Body Double, while it also used elements of Vertigo. Vertigo was also the basis for Obsession. Dressed to Kill was a note-for-note homage to Hitchcock's Psycho, including such moments as the surprise death of the lead actress and the exposition scene by the psychiatrist at the end.
Camera shots
Film critics have often noted De Palma's penchant for unusual camera angles and compositions. He often frames characters against the background using a canted angle shot. Split-screen techniques have been used to show two separate events happening simultaneously. To emphasize the dramatic impact of a certain scene De Palma has employed a 360-degree camera pan. Slow sweeping, panning and tracking shots are often used throughout his films, often through precisely-choreographed long takes lasting for minutes without cutting. Split focus shots, often referred to as "di-opt", are used by De Palma to emphasize the foreground person/object while simultaneously keeping a background person/object in focus. Slow-motion is frequently used in his films to increase suspense.
Personal life
De Palma has been married and divorced three times, to actress Nancy Allen (1979–1983), producer Gale Anne Hurd (1991–1993), and Darnell Gregorio (1995–1997). He has one daughter from his marriage to Hurd, Lolita de Palma, born in 1991, and one daughter from his marriage to Gregorio, Piper De Palma, born in 1996. He resides in Manhattan, New York.
Reception and legacy
De Palma is often cited as a leading member of the New Hollywood generation of film directors, a distinct pedigree who either emerged from film schools or are overtly cine-literate. His contemporaries include Martin Scorsese, Paul Schrader, John Milius, George Lucas, Francis Ford Coppola, Steven Spielberg, John Carpenter, and Ridley Scott. His artistry in directing and use of cinematography and suspense in several of his films has often been compared to the work of Alfred Hitchcock. Psychologists have been intrigued by De Palma's fascination with pathology, by the aberrant behavior aroused in characters who find themselves manipulated by others.
De Palma has encouraged and fostered the filmmaking careers of directors such as Mark Romanek and Keith Gordon, the latter of whom collaborated with him twice as an actor, both in 1980's Home Movies and Dressed to Kill. Filmmakers influenced by De Palma include Terrence Malick, Quentin Tarantino, Ronny Yu, Don Mancini, Nacho Vigalondo, and Jack Thomas Smith. During an interview with De Palma, Quentin Tarantino said that Blow Out is one of his all-time favorite films, and that after watching Scarface he knew how to make his own film. John Travolta's performance as Jack Terry in Blow Out even resulted in Tarantino casting him as Vincent Vega in his 1994 film Pulp Fiction, which would go on to reinvigorate Travolta's then-declining career. Tarantino also placed Carrie at number eight in a list of his favorite films.
Critics who frequently admire De Palma's work include Pauline Kael and Roger Ebert. Kael wrote in her review of Blow Out, "At forty, Brian De Palma has more than twenty years of moviemaking behind him, and he has been growing better and better. Each time a new film of his opens, everything he has done before seems to have been preparation for it." In his review of Femme Fatale, Roger Ebert wrote about the director: "De Palma deserves more honor as a director. Consider also these titles: Sisters, Blow Out, The Fury, Dressed to Kill, Carrie, Scarface, Wise Guys, Casualties of War, Carlito's Way, Mission: Impossible. Yes, there are a few failures along the way (Snake Eyes, Mission to Mars, The Bonfire of the Vanities), but look at the range here, and reflect that these movies contain treasure for those who admire the craft as well as the story, who sense the glee with which De Palma manipulates images and characters for the simple joy of being good at it. It's not just that he sometimes works in the style of Hitchcock, but that he has the nerve to."
The influential French film magazine Cahiers du Cinéma has placed five of De Palma's films (Carlito's Way, Mission: Impossible, Snake Eyes, Mission to Mars, and Redacted) on their annual top ten list, with Redacted placing first on the 2008 list. The magazine also listed Carlito's Way as the greatest film of the 1990s.
Julie Salamon has written that critics have accused De Palma of being "a perverse misogynist", to which De Palma has responded with, "I'm always attacked for having an erotic, sexist approach chopping up women, putting women in peril. I'm making suspense movies! What else is going to happen to them?"
His films have also been interpreted as feminist and examined for their perceived queer affinities. In Film Comment "Queer and Now and Then" column on Femme Fatale, film critic Michael Koresky writes that "De Palma's films radiate an undeniable queer energy" and notes the "intense appeal" De Palma's films have for gay critics. In her book The Erotic Thriller in Contemporary Cinema, Linda Ruth Williams writes that "De Palma understood the cinematic potency of dangerous fucking, perhaps earlier than his feminist detractors".
Robin Wood considered Sisters an overtly feminist film, writing that "one can define the monster of Sisters as women's liberation; adding only that the film follows the time-honored horror film tradition of making the monster emerge as the most sympathetic character and its emotional center." Pauline Kael's review of Casualties of War, "A Wounded Apparition", describes the film as "feminist" and notes that "De Palma was always involved in examining (and sometimes satirizing) victimization, but he was often accused of being a victimizer". Helen Grace, in a piece for Lola, writes that upon seeing Dressed to Kill amidst calls for a boycott from feminist groups Women Against Violence Against Women and Women Against Pornography, that the film "seemed to say more about masculine anxiety than about the fears that women were expressing in relation to the film".
David Thomson wrote in his entry for De Palma, "There is a self-conscious cunning in De Palma's work, ready to control everything except his own cruelty and indifference." Matt Zoller Seitz objected to this characterisation, writing that there are films from the director which can be seen as "straightforwardly empathetic and/or moralistic".
His life and career in his own words was the subject of the 2015 documentary De Palma, directed by Noah Baumbach and Jake Paltrow.
Filmography
Awards and nominations
Bibliography
References
Citations
General and cited sources
Thomson, David (October 26, 2010). The New Biographical Dictionary of Film: Fifth Edition, Completely Updated and Expanded (hardcover ed.). Knopf. .
Salamon, Julie (1991). Devil's Candy: The Bonfire of the Vanities Goes to Hollywood (hardcover ed.). Houghton. .
Further reading
Bliss, Michael (1986). Brian De Palma. Scarecrow.
Blumenfeld, Samuel; Vachaud, Laurent (2001). Brian De Palma. Calmann-Levy.
Dworkin, Susan (1984). Double De Palma: A Film Study with Brian De Palma. Newmarket.
External links
Senses of Cinema: Great Directors Critical Database
Photos and discussion around the director
Literature on Brian De Palma
Brian De Palma bibliography (via UC Berkeley)
1940 births
20th-century American male writers
20th-century American screenwriters
21st-century American male writers
21st-century American screenwriters
Action film directors
American film producers
American male screenwriters
American writers of Italian descent
Columbia University alumni
English-language film directors
Film directors from New Jersey
Film producers from New Jersey
Friends' Central School alumni
Giallo film directors
Horror film directors
Living people
People of Apulian descent
Postmodernist filmmakers
Sarah Lawrence College alumni
Screenwriters from New Jersey
Venice Best Director Silver Lion winners
Writers from Newark, New Jersey |
4218 | https://en.wikipedia.org/wiki/North%20American%20B-25%20Mitchell | North American B-25 Mitchell | The North American B-25 Mitchell is an American medium bomber that was introduced in 1941 and named in honor of Brigadier General William "Billy" Mitchell, a pioneer of U.S. military aviation. Used by many Allied air forces, the B-25 served in every theater of World War II, and after the war ended, many remained in service, operating across four decades. Produced in numerous variants, nearly 10,000 B-25s were built, It was the most-produced American medium bomber and the third most-produced American bomber overall. These included several limited models such as the F-10 reconnaissance aircraft, the AT-24 crew trainers, and the United States Marine Corps' PBJ-1 patrol bomber.
Design and development
The US Army Air Corps issued a specification for a medium bomber in March 1939 that was capable of carrying a payload of over at North American Aviation (NAA) used its NA-40B design to develop the NA-62, which competed for the medium bomber contract. No YB-25 was available for prototype service tests. In September 1939, the Air Corps ordered the NA-62 into production as the B-25, along with the other new Air Corps medium bomber, the Martin B-26 Marauder "off the drawing board".
Early into B-25 production, NAA incorporated a significant redesign to the wing dihedral. The first nine aircraft had a constant-dihedral, meaning the wing had a consistent, upward angle from the fuselage to the wingtip. This design caused stability problems. "Flattening" the outer wing panels by giving them a slight anhedral angle just outboard of the engine nacelles nullified the problem and gave the B-25 its gull wing configuration. Less noticeable changes during this period included an increase in the size of the tail fins and a decrease in their inward tilt at their tops.
NAA continued design and development in 1940 and 1941. Both the B-25A and B-25B series entered USAAF service. The B-25B was operational in 1942. Combat requirements led to further developments. Before the year was over, NAA was producing the B-25C and B-25D series at different plants. Also in 1942, the manufacturer began design work on the cannon-armed B-25G series. The NA-100 of 1943 and 1944 was an interim armament development at the Kansas City complex known as the B-25D2. Similar armament upgrades by U.S-based commercial modification centers involved about half of the B-25G series. Further development led to the B-25H, B-25J, and B-25J2. The gunship design concept dates to late 1942 and NAA sent a field technical representative to the SWPA. The factory-produced B-25G entered production during the NA-96 order followed by the redesigned B-25H gunship. The B-25J reverted to the bomber role, but it, too, could be outfitted as a strafer.
NAA manufactured the greatest number of aircraft in World War II, the first time a company had produced trainers, bombers, and fighters simultaneously (the AT-6/SNJ Texan/Harvard, B-25 Mitchell, and the P-51 Mustang). It produced B-25s at both its Inglewood main plant and an additional 6,608 aircraft at its Kansas City, Kansas, plant at Fairfax Airport.
After the war, the USAF placed a contract for the TB-25L trainer in 1952. This was a modification program by Hayes of Birmingham, Alabama. Its primary role was reciprocating engine pilot training.
A development of the B-25 was the North American XB-28 Dragon, designed as a high-altitude bomber. Two prototypes were built with the second prototype, the XB-28A, evaluated as a photo-reconnaissance platform, but the aircraft did not enter production.
Flight characteristics
The B-25 was a safe and forgiving aircraft to fly. With one engine out, 60° banking turns into the dead engine were possible, and control could be easily maintained down to 145 mph (230 km/h). The pilot had to remember to maintain engine-out directional control at low speeds after takeoff with rudder; if this maneuver were attempted with ailerons, the aircraft could snap out of control. The tricycle landing gear made for excellent visibility while taxiing. The only significant complaint about the B-25 was its extremely noisy engines; as a result, many pilots eventually suffered from some degree of hearing loss.
The high noise level was due to design and space restrictions in the engine cowlings, which resulted in the exhaust "stacks" protruding directly from the cowling ring and partly covered by a small triangular fairing. This arrangement directed exhaust and noise directly at the pilot and crew compartments.
Durability
The Mitchell was exceptionally sturdy and could withstand tremendous punishment. One B-25C of the 321st Bomb Group was nicknamed "Patches" because its crew chief painted all the aircraft's flak hole patches with bright yellow zinc chromate primer. By the end of the war, this aircraft had completed over 300 missions, had been belly-landed six times, and had over 400 patched holes. The airframe of "Patches" was so distorted from battle damage that straight-and-level flight required 8° of left aileron trim and 6° of right rudder, causing the aircraft to "crab" sideways across the sky.
Operational history
Asia-Pacific
Most B-25s in American service were used in the war against Japan in Asia and the Pacific. The Mitchell fought from the Northern Pacific to the South Pacific and the Far East. These areas included the campaigns in the Aleutian Islands, Papua New Guinea, the Solomon Islands, New Britain, China, Burma and the island hopping campaign in the Central Pacific. The aircraft's potential as a ground-attack aircraft emerged during the Pacific war. The jungle environment reduced the usefulness of medium-level bombing, and made low-level attack the best tactic. Using similar mast height level tactics and skip bombing, the B-25 proved itself to be a capable anti-shipping weapon and sank many enemy sea vessels. An ever-increasing number of forward firing guns made the B-25 a formidable strafing aircraft for island warfare. The strafer models were the B-25C1/D1, the B-25J1 and with the NAA strafer nose, the J2 subseries.
In Burma, the B-25 was used to attack Japanese communication links, especially bridges in central Burma. It also helped supply the besieged troops at Imphal in 1944. The China Air Task Force, the Chinese American Composite Wing, the First Air Commando Group, the 341st Bomb Group, and eventually, the relocated 12th Bomb Group, all operated the B-25 in the China Burma India Theater. Many of these missions involved battle-field isolation, interdiction, and close air support.
Later in the war, as the USAAF acquired bases in other parts of the Pacific, the Mitchell could strike targets in Indochina, Formosa, and Kyushu, increasing the usefulness of the B-25. It was also used in some of the shortest raids of the Pacific War, striking from Saipan against Guam and Tinian. The 41st Bomb Group used it against Japanese-occupied islands that had been bypassed by the main campaign, such as the Marshall Islands.
Middle East and Italy
The first B-25s arrived in Egypt and were carrying out independent operations by October 1942. Operations there against Axis airfields and motorized vehicle columns supported the ground actions of the Second Battle of El Alamein. Thereafter, the aircraft took part in the rest of the campaign in North Africa, the invasion of Sicily, and the advance up Italy. In the Strait of Messina to the Aegean Sea, the B-25 conducted sea sweeps as part of the coastal air forces. In Italy, the B-25 was used in the ground attack role, concentrating on attacks against road and rail links in Italy, Austria, and the Balkans. The B-25 had a longer range than the Douglas A-20 Havoc and Douglas A-26 Invader, allowing it to reach further into occupied Europe. The five bombardment groups – 20 squadrons – of the Ninth and Twelfth Air Forces that used the B-25 in the Mediterranean Theater of Operations were the only U.S. units to employ the B-25 in Europe.
Europe
The RAF received nearly 900 Mitchells, using them to replace Douglas Bostons, Lockheed Venturas, and Vickers Wellington bombers. The Mitchell entered active RAF service on 22 January 1943. At first, it was used to bomb targets in occupied Europe. After the Normandy invasion, the RAF and France used Mitchells in support of the Allies in Europe. Several squadrons moved to forward airbases on the continent. The USAAF used the B-25 in combat in the European theater of operations.
USAAF
The B-25B found fame as the bomber used in the 18 April 1942 Doolittle Raid, in which 15 B-25Bs led by Lieutenant Colonel Jimmy Doolittle attacked mainland Japan, four months after the Japanese attack on Pearl Harbor (a 16th plane which participated was forced to abort, landing in Russia, where it and the crew were initially interned). The mission gave a much-needed lift in morale to the Americans and alarmed the Japanese, who had believed their home islands to be inviolable by enemy forces. Although the amount of actual damage done was relatively minor, it forced the Japanese to divert troops for home defense for the remainder of the war.
The raiders took off from the carrier and bombed Tokyo and four other Japanese cities. Fifteen of the bombers subsequently crash-landed en route to recovery fields in eastern China. The losses resulted from the task force being spotted by a Japanese vessel, which forced the bombers to take off early, fuel exhaustion, stormy nighttime conditions with zero visibility, and the failure to activate electronic homing aids at the recovery bases. Only one B-25 bomber landed intact, in Siberia, where its five-man crew was interned and the aircraft confiscated. Of the 80 aircrew members, 69 survived their historic mission and eventually made it back to American lines.
Following additional modifications, including the addition of a Plexiglas dome for navigational sightings to replace the overhead window for the navigator, and heavier nose armament, de-icing and anti-icing equipment, the B-25C entered USAAF operations. Through block 20, the B-25C and B-25D differed only in the location of manufacture: C series at Inglewood, California, and D series at Kansas City, Kansas. After block 20, some NA-96s began the transition to the G series, while some NA-87s acquired interim modifications eventually produced as the B-25D2 and ordered as the NA-100. NAA built a total of 3,915 B-25Cs and Ds during World War II.
Although the B-25 was designed to bomb from medium altitudes in level flight, it was frequently used in the Southwest Pacific theatre in treetop-level strafing and missions with parachute-retarded fragmentation bombs against Japanese airfields in New Guinea and the Philippines. These heavily armed Mitchells were field-modified at Townsville, Australia, under the direction of Major Paul I. "Pappy" Gunn and North American technical representative Jack Fox. These "commerce destroyers" were also used on strafing and skip bombing missions against Japanese shipping trying to resupply their armies.
Under the leadership of Lieutenant General George C. Kenney, Mitchells of the Far East Air Forces and its existing components, the Fifth and Thirteenth Air Forces, devastated Japanese targets in the Southwest Pacific Theater during 1944 to 1945. The USAAF played a significant role in pushing the Japanese back to their home islands. The type operated with great effect in the Central Pacific, Alaska, North Africa, Mediterranean, and China-Burma-India theaters.
The USAAF Antisubmarine Command made great use of the B-25 in 1942 and 1943. Some of the earliest B-25 bomb groups also flew the Mitchell on coastal patrols after the Pearl Harbor attack, prior to the AAFAC organization. Many of the two dozen or so antisubmarine squadrons flew the B-25C, D, and G series in the American Theater antisubmarine campaign, often in the distinctive, white sea-search camouflage.
Combat developments
Use as a gunship
In anti-shipping operations, the USAAF had an urgent need for hard-hitting aircraft, and North American responded with the B-25G. In this series, the transparent nose and bombardier/navigator position was changed for a shorter, hatched nose with two fixed .50 in (12.7 mm) machine guns and a manually loaded 75 mm (2.95 in) M4 cannon, one of the largest weapons fitted to an aircraft, similar to the British 57 mm gun-armed Mosquito Mk. XVIII and the autoloading German 75 mm long-barrel Bordkanone BK 7,5 heavy-caliber ordnance fitted to both the Henschel Hs 129B-3 and Junkers Ju 88P-1. The B-25G's shorter nose placed the cannon breech behind the pilot, where it could be manually loaded and serviced by the navigator; his crew station was moved to a position just behind the pilot. The navigator signaled the pilot when the gun was ready and the pilot fired the weapon using a button on his control wheel.
The Royal Air Force, U.S. Navy, and Soviet VVS each conducted trials with this series, but none adopted it. The G series comprised one prototype, five preproduction C conversions, 58 C series modifications, and 400 production aircraft for a total of 464 B-25Gs. In its final version, the G-12, an interim armament modification, eliminated the lower Bendix turret and added a starboard dual gun pack, waist guns, and a canopy for the tail gunner to improve the view when firing the single tail gun. In April 1945, the air depots in Hawaii refurbished about two dozen of these and included the eight-gun nose and rocket launchers in the upgrade.
The B-25H series continued the development of the gunship version. NAA Inglewood produced 1000. The H had even more firepower. Most replaced the M4 gun with the lighter T13E1, designed specifically for the aircraft, but 20-odd H-1 block aircraft completed by the Republic Aviation modification center at Evansville had the M4 and two-machine-gun nose armament. The 75 mm (2.95 in) gun fired at a muzzle velocity of . Due to its slow rate of fire (about four rounds could be fired in a single strafing run), relative ineffectiveness against ground targets, and the substantial recoil, the 75 mm gun was sometimes removed from both G and H models and replaced with two additional .50 in (12.7 mm) machine guns as a field modification. In the new FEAF, these were redesignated the G1 and H1 series, respectively.
The H series normally came from the factory mounting four fixed, forward-firing .50 in (12.7 mm) machine guns in the nose; four in a pair of under-cockpit conformal flank-mount gun pod packages (two guns per side); two more in the manned dorsal turret, relocated forward to a position just behind the cockpit (which became standard for the J-model); one each in a pair of new waist positions, introduced simultaneously with the forward-relocated dorsal turret; and lastly, a pair of guns in a new tail-gunner's position. Company promotional material bragged that the B-25H could "bring to bear 10 machine guns coming and four going, in addition to the 75 mm cannon, eight rockets, and 3,000 lb (1,360 kg) of bombs."
The H had a modified cockpit with single flight controls operated by the pilot. The co-pilot's station and controls were removed and replaced by a smaller seat used by the navigator/cannoneer, The radio operator crew position was aft of the bomb bay with access to the waist guns. Factory production totals were 405 B-25Gs and 1,000 B-25Hs, with 248 of the latter being used by the Navy as PBJ-1Hs. Elimination of the co-pilot saved weight, and moving the dorsal turret forward partially counterbalanced the waist guns and the manned rear turret.
Return to medium bomber
Following the two-gunship series, NAA again produced the medium bomber configuration with the B-25J series. It optimized the mix of the interim NA-100 and the H series, having both the bombardier's station and fixed guns of the D and the forward turret and refined armament of the H series. NAA also produced a strafer nose-first shipped to air depots as kits, then introduced on the production line in alternating blocks with the bombardier nose. The solid metal "strafer" nose housed eight centerline Browning M2 .50 caliber machine guns. The remainder of the armament was as in the H-5. NAA also supplied kits to mount eight underwing 5 inch High Velocity Airborne Rockets just outside the propeller arcs. These were mounted on zero-length launch rails, four per wing.
The final, and most numerous, series of the Mitchell, the B-25J, looked less like earlier series apart from the well-glazed bombardier's nose of nearly identical appearance to the earliest B-25 subtypes. Instead, the J followed the overall configuration of the H series from the cockpit aft. It had the forward dorsal turret and other armament and airframe advancements. All J models included four .50 in (12.7 mm) light-barrel Browning AN/M2 guns in a pair of "fuselage packages", conformal gun pods each flanking the lower cockpit, each pod containing two Browning M2s. By 1945, however, combat squadrons removed these. The J series restored the co-pilot's seat and dual flight controls. The factory-made kits available to the Air Depot system to create the strafer-nose B-25J-2. This configuration carried a total of 18 .50 in (12.7 mm) light-barrel AN/M2 Browning M2 machine guns: eight in the nose, four in the flank-mount conformal gun pod packages, two in the dorsal turret, one each in the pair of waist positions, and a pair in the tail – with 14 of the guns either aimed directly forward or aimed to fire directly forward for strafing missions. Some aircraft had eight 5-inch (130 mm) high-velocity aircraft rockets. NAA introduced the J-2 into production in alternating blocks at the J-22. Total J series production was 4,318.
Postwar (USAF) use
In 1947, legislation created an independent United States Air Force and by that time, the B-25 inventory numbered only a few hundred. Some B-25s continued in service into the 1950s in training, reconnaissance, and support roles. The principal use during this period was undergraduate training of multiengine aircraft pilots slated for reciprocating engine or turboprop cargo, aerial refueling, or reconnaissance aircraft. Others were assigned to units of the Air National Guard in training roles in support of Northrop F-89 Scorpion and Lockheed F-94 Starfire operations.
During its USAF tenure, many B-25s received the so-called "Hayes modification" and as a result, surviving B-25s often have exhaust systems with a semi collector ring that splits emissions into two different systems. The upper seven cylinders are collected by a ring, while the other cylinders remain directed to individual ports.
TB-25J-25-NC Mitchell, 44-30854, the last B-25 in the USAF inventory, assigned at March AFB, California, as of March 1960, was flown to Eglin AFB, Florida, from Turner Air Force Base, Georgia, on 21 May 1960, the last flight by a USAF B-25. It was presented by Brigadier General A. J. Russell, Commander of SAC's 822d Air Division at Turner AFB, to the Air Proving Ground Center Commander, Brigadier General Robert H. Warren. He in turn presented the bomber to Valparaiso, Florida, Mayor Randall Roberts on behalf of the Niceville-Valparaiso Chamber of Commerce. Four of the original Tokyo Raiders were present for the ceremony, Colonel (later Major General) David Jones, Colonel Jack Simms, Lieutenant Colonel Joseph Manske, and retired Master Sergeant Edwin W. Horton. It was donated back to the Air Force Armament Museum c. 1974 and marked as Doolittle's 40-2344.
U.S. Navy and USMC
The U.S. Navy designation for the Mitchell was the PBJ-1 and apart from increased use of radar, it was configured like its Army Air Forces counterparts. Under the pre-1962 USN/USMC/USCG aircraft designation system, PBJ-1 stood for Patrol (P) Bomber (B) built by North American Aviation (J), first variant (-1) under the existing American naval aircraft designation system of the era. The PBJ had its origin in an inter-service agreement of mid-1942 between the Navy and the USAAF exchanging the Boeing Renton plant for the Kansas plant for B-29 Superfortress production. The Boeing XPBB Sea Ranger flying boat, competing for B-29 engines, was cancelled in exchange for part of the Kansas City Mitchell production. Other terms included the interservice transfer of 50 B-25Cs and 152 B-25Ds to the Navy. The bombers carried Navy bureau numbers (BuNos), beginning with BuNo 34998. The first PBJ-1 arrived in February 1943, and nearly all reached Marine Corps squadrons, beginning with Marine Bombing Squadron 413 (VMB-413). Following the AAFAC format, the Marine Mitchells had search radar in a retractable radome replacing the remotely operated ventral turret. Later D and J series had nose-mounted APS-3 radar; and later still, J and H series mounted radar in the starboard wingtip. The large quantities of B-25H and J series became known as PBJ-1H and PBJ-1J, respectively. These aircraft often operated along with earlier PBJ series in Marine squadrons.
The PBJs were operated almost exclusively by the Marine Corps as land-based bombers. The U.S. Marine Corps established Marine bomber squadrons (VMB), beginning with VMB-413, in March 1943 at MCAS Cherry Point, North Carolina. Eight VMB squadrons were flying PBJs by the end of 1943 as the initial Marine medium bombardment group. Four more squadrons were in the process of formation in late 1945, but had not yet deployed by the time the war ended.
Operations of the Marine Corps PBJ-1s began in March 1944. The Marine PBJs flew from the Philippines, Saipan, Iwo Jima, and Okinawa during the last few months of the Pacific war. Their primary mission was the long-range interdiction of enemy shipping trying to run the blockade, which was strangling Japan. The weapon of choice during these missions was usually the five-inch HVAR rocket, eight of which could be carried. Some VMB-612 intruder PBJ-1D and J series planes flew without top turrets to save weight and increase range on night patrols, especially towards the end of the war when air superiority had been achieved.
During the war, the Navy tested the cannon-armed G series and conducted carrier trials with an H equipped with arresting gear. After World War II, some PBJs stationed at the Navy's rocket laboratory in Inyokern, California, site of the present-day Naval Air Weapons Station China Lake, tested air-to-ground rockets and arrangements. One arrangement was a twin-barrel nose that could fire 10 spin-stabilized five-inch rockets in one salvo.
Royal Air Force
The Royal Air Force (RAF) was an early customer for the B-25 via Lend-Lease. The first Mitchells were given the service name Mitchell I by the RAF and were delivered in August 1941, to No. 111 Operational Training Unit based in the Bahamas. These bombers were used exclusively for training and familiarization and never became operational. The B-25Cs and Ds were designated Mitchell II. Altogether, 167 B-25Cs and 371 B-25Ds were delivered to the RAF. The RAF tested the cannon-armed G series but did not adopt the series nor the follow-on H series.
By the end of 1942, the RAF had taken delivery of 93 Mitchells, marks I and II. Some served with squadrons of No. 2 Group RAF, the RAF's tactical medium-bomber force, including No. 139 Wing RAF at RAF Dunsfold. The first RAF operation with the Mitchell II took place on 22 January 1943, when six aircraft from No. 180 Squadron RAF attacked oil installations at Ghent. After the invasion of Europe (by which point 2 Group was part of Second Tactical Air Force), all four Mitchell squadrons moved to bases in France and Belgium (Melsbroek) to support Allied ground forces. The British Mitchell squadrons were joined by No. 342 (Lorraine) Squadron of the French Air Force in April 1945.
As part of its move from Bomber Command, No 305 (Polish) Squadron flew Mitchell IIs from September to December 1943 before converting to the de Havilland Mosquito. In addition to No. 2 Group, the B-25 was used by various second-line RAF units in the UK and abroad. In the Far East, No. 3 PRU, which consisted of Nos. 681 and 684 Squadrons, flew the Mitchell (primarily Mk IIs) on photographic reconnaissance sorties.
Royal Canadian Air Force
The Royal Canadian Air Force (RCAF) used the B-25 Mitchell for training during the war. Postwar use continued operations with most of the 162 Mitchells received. The first B-25s had been diverted to Canada from RAF orders. These included one Mitchell I, 42 Mitchell IIs, and 19 Mitchell IIIs. No 13 (P) Squadron was formed unofficially at RCAF Rockcliffe in May 1944 and used Mitchell IIs on high-altitude aerial photography sorties. No. 5 Operational Training Unit at Boundary Bay, British Columbia and Abbotsford, British Columbia, operated the B-25D Mitchell in the training role together with B-24 Liberators for Heavy Conversion as part of the BCATP. The RCAF retained the Mitchell until October 1963.
No 418 (Auxiliary) Squadron received its first Mitchell IIs in January 1947. It was followed by No 406 (auxiliary), which flew Mitchell IIs and IIIs from April 1947 to June 1958. No 418 operated a mix of IIs and IIIs until March 1958. No 12 Squadron of Air Transport Command also flew Mitchell IIIs along with other types from September 1956 to November 1960. In 1951, the RCAF received an additional 75 B-25Js from USAF stocks to make up for attrition and to equip various second-line units.
Royal Australian Air Force
The Australians received Mitchells by the spring of 1944. The joint Australian-Dutch No. 18 (Netherlands East Indies) Squadron RAAF had more than enough Mitchells for one squadron, so the surplus went to re-equip the RAAF's No. 2 Squadron, replacing their Beauforts.
Dutch Air Force
During World War II, the Mitchell served in fairly large numbers with the Air Force of the Dutch government-in-exile. They participated in combat in the East Indies, as well as on the European front. On 30 June 1941, the Netherlands Purchasing Commission, acting on behalf of the Dutch government-in-exile in London, signed a contract with North American Aviation for 162 B-25C aircraft. The bombers were to be delivered to the Netherlands East Indies to help deter any Japanese aggression into the region.
In February 1942, the British Overseas Airways Corporation agreed to ferry 20 Dutch B-25s from Florida to Australia travelling via Africa and India, and an additional 10 via the South Pacific route from California. During March, five of the bombers on the Dutch order had reached Bangalore, India, and 12 had reached Archerfield in Australia. The B-25s in Australia were used as the nucleus of a new squadron, No. 18. This squadron was staffed jointly by Australian and Dutch aircrews plus a smattering of aircrews from other nations and operated under Royal Australian Air Force command for the remainder of the war.
The B-25s of No. 18 Squadron were painted with the Dutch national insignia (at that time a rectangular Netherlands flag) and carried NEIAF serials. Discounting the ten "temporary" B-25s delivered to 18 Squadron in early 1942, a total of 150 Mitchells were taken on strength by the NEIAF, 19 in 1942, 16 in 1943, 87 in 1944, and 28 in 1945. They flew bombing raids against Japanese targets in the East Indies. In 1944, the more capable B-25J Mitchells replaced most of the earlier C and D models.
In June 1940, No. 320 (Netherlands) Squadron RAF had been formed from personnel formerly serving with the Royal Dutch Naval Air Service, who had escaped to England after the German occupation of the Netherlands. Equipped with various British aircraft, No. 320 Squadron flew antisubmarine patrols, convoy escort missions, and performed air-sea rescue duties. They acquired the Mitchell II in September 1943, performing operations over Europe against gun emplacements, railway yards, bridges, troops, and other tactical targets. They moved to Belgium in October 1944, and transitioned to the Mitchell III in 1945. No. 320 Squadron was disbanded in August 1945. Following the war, B-25s were used by Dutch forces during the Indonesian National Revolution.
Soviet Air Force
The USSR received 862 B-25s (B, C, D, G, and J types) from the United States under Lend-Lease during World War II via the Alaska–Siberia ALSIB ferry route. A total of 870 B-25s were sent to the Soviets, meaning that 8 aircraft were lost during transportation.
Other damaged B-25s arrived or crashed in the Far East of Russia, and one Doolittle Raid aircraft landed there short of fuel after attacking Japan. This lone airworthy Doolittle Raid aircraft to reach the Soviet Union was lost in a hangar fire in the early 1950s while undergoing routine maintenance. In general, the B-25 was operated as a ground-support and tactical daylight bomber (as similar Douglas A-20 Havocs were used). It saw action in fights from Stalingrad (with B/C/D models) to the German surrender during May 1945 (with G/J types).
The B-25s that remained in Soviet Air Force service after the war were assigned the NATO reporting name "Bank".
China
Well over 100 B-25Cs and Ds were supplied to the Nationalist Chinese during the Second Sino-Japanese War. In addition, a total of 131 B-25Js were supplied to China under Lend-Lease.
The four squadrons of the 1st BG (1st, 2nd, 3rd, and 4th) of the 1st Medium Bomber Group were formed during the war. They formerly operated Russian-built Tupolev SB bombers, then transferred to the B-25. The 1st BG was under the command of Chinese-American Composite Wing while operating B-25s. Following the end of the war in the Pacific, these four bombardment squadrons were established to fight against the Communist insurgency that was rapidly spreading throughout the country. During the Chinese Civil War, Chinese Mitchells fought alongside de Havilland Mosquitos.
In December 1948, the Nationalists were forced to retreat to the island of Taiwan, taking many of their Mitchells with them. However, some B-25s were left behind and were pressed into service with the air force of the new People's Republic of China.
Brazilian Air Force
During the war, the Força Aérea Brasileira received a few B-25s under Lend-Lease. Brazil declared war against the Axis powers in August 1942 and participated in the war against the U-boats in the southern Atlantic. The last Brazilian B-25 was finally declared surplus in 1970.
Free French
The Royal Air Force issued at least 21 Mitchell IIIs to No 342 Squadron, which was made up primarily of Free French aircrews. Following the liberation of France, this squadron transferred to the newly formed French Air Force (Armée de l'Air) as GB I/20 Lorraine. The aircraft continued in operation after the war, with some being converted into fast VIP transports. They were struck off charge in June 1947.
Biafra
In October 1967, during the Nigerian Civil War, Biafra bought two Mitchells. After a few bombings in November, they were put out of action in December.
Variants
B-25
The initial production version of B-25s, they were powered by R-2600-9 engines. and carried up to 3,600 lb (1,600 kg) of bombs and defensive armament of three .30 machine guns in nose, waist, and ventral positions, with one .50 machine gun in the tail. The first nine aircraft were built with constant dihedral angle. Due to low stability, the wing was redesigned so that the dihedral was eliminated on the outboard section (number made: 24).
B-25A
This version of the B-25 was modified to make it combat ready; additions included self-sealing fuel tanks, crew armor, and an improved tail-gunner station. No changes were made in the armament. It was redesignated obsolete (RB-25A) in 1942 (number made: 40).
B-25B
The tail and gun position were removed and replaced by a manned dorsal turret on the rear fuselage and retractable, remotely operated ventral turret, each with a pair of .50 in (12.7 mm) machine guns. A total of 120 were built (this version was used in the Doolittle Raid). A total of 23 were supplied to the Royal Air Force as the Mitchell Mk I.
B-25C
An improved version of the B-25B, its powerplants were upgraded from Wright R-2600-9 radials to R-2600-13s; de-icing and anti-icing equipment were added; the navigator received a sighting blister; and nose armament was increased to two .50 in (12.7 mm) machine guns, one fixed and one flexible. The B-25C model was the first mass-produced B-25 version; it was also used in the United Kingdom (as the Mitchell Mk II), in Canada, China, the Netherlands, and the Soviet Union (number made: 1,625).
ZB-25C
B-25D
Through block 20, the series was near identical to the B-25C. The series designation differed in that the B-25D was made in Kansas City, Kansas, whereas the B-25C was made in Inglewood, California. Later blocks with interim armament upgrades, the D2s, first flew on 3 January 1942 (number made: 2,290).
F-10
The F-10 designation distinguished 45 B-25Ds modified for photographic reconnaissance. All armament, armor, and bombing equipment were stripped. Three K.17 cameras were installed, one pointing down and two more mounted at oblique angles within blisters on each side of the nose. Optionally, a second downward-pointing camera could also be installed in the aft fuselage. Although designed for combat operations, these aircraft were mainly used for ground mapping.
B-25D weather reconnaissance variant
In 1944, four B-25Ds were converted for weather reconnaissance. One later user was the 53d Weather Reconnaissance Squadron, originally called the Army Hurricane Reconnaissance Unit, now called the "Hurricane Hunters". Weather reconnaissance first started in 1943 with the 1st Weather Reconnaissance Squadron, with flights on the North Atlantic ferry routes.
ZB-25D
XB-25E
A single B-25C was modified to test de-icing and anti-icing equipment that circulated exhaust from the engines in chambers in the leading and trailing edges and empennage. The aircraft was tested for almost two years, beginning in 1942; while the system proved extremely effective, no production models were built that used it before the end of World War II. Many surviving warbird-flown B-25 aircraft today use the de-icing system from the XB-25E (number made: 1, converted).
ZXB-25E
XB-25F-A
A modified B-25C, it used insulated electrical coils mounted inside the wing and empennage leading edges to test the effectiveness as a de-icing system. The hot air de-icing system tested on the XB-25E was determined to be the more practical of the two (number made: 1, converted).
XB-25G
This modified B-25C had the transparent nose replaced to create a short-nosed gunship carrying two fixed .50 in (12.7 mm) machine guns and a 75 mm (2.95 in) M4 cannon, then the largest weapon ever carried on an American bomber (number made: 1, converted).
B-25G
The B-25G followed the success of the prototype XB-25G and production was a continuation of the NA96. The production model featured increased armor and a greater fuel supply than the XB-25G. One B-25G was passed to the British, who gave it the name Mitchell II that had been used for the B-25C. The USSR also tested the G (number made: 463; five converted Cs, 58 modified Cs, 400 production).
B-25H
An improved version of the B-25G, this version relocated the manned dorsal turret to a more forward location on the fuselage just aft of the flight deck. It also featured two additional fixed .50 in (12.7 mm) machine guns in the nose and in the H-5 onward, four in fuselage-mounted pods. The T13E1 light weight cannon replaced the heavy M4 cannon 75 mm (2.95 in). Single controls were installed from the factory with navigator in the right seat (number made: 1000; two airworthy ).
B-25J-NC
Follow-on production at Kansas City, the B-25J could be called a cross between the B-25D and the B-25H. It had a transparent nose, but many of the delivered aircraft were modified to have a strafer nose (J2). Most of its 14–18 machine guns were forward-facing for strafing missions, including the two guns of the forward-located dorsal turret. The RAF received 316 aircraft, which were known as the Mitchell III. The J series was the last factory series production of the B-25 (number made: 4,318).
CB-25J
Utility transport version
VB-25J
A number of B-25s were converted for use as staff and VIP transports. Henry H. Arnold and Dwight D. Eisenhower both used converted B-25Js as their personal transports. The last VB-25J in active service was retired in May 1960 at the Eglin Air Force Base in Florida.
Trainer variants
Most models of the B-25 were used at some point as training aircraft.
TB-25D
Originally designated AT-24A (Advanced Trainer, Model 24, Version A), trainer modification of B-25D often with the dorsal turret omitted, in total, 60 AT-24s were built.
TB-25G
Originally designated AT-24B, trainer modification of B-25G
TB-25C
Originally designated AT-24C, trainer modification of B-25C
TB-25J
Originally designated AT-24D, trainer modification of B-25J, another 600 B-25Js were modified after the war.
TB-25K
Hughes E1 fire-control radar trainer (Hughes) (number made: 117)
TB-25L
Hayes pilot-trainer conversion (number made: 90)
TB-25M
Hughes E5 fire-control radar trainer (number made: 40)
TB-25N
Hayes navigator-trainer conversion (number made: 47)
U.S. Navy / U.S. Marine Corps variants
PBJ-1C
Similar to the B-25C for the U.S. Navy, it was often fitted with airborne search radar and used in the antisubmarine role.
PBJ-1D
Similar to the B-25D for the U.S. Navy and U.S. Marine Corps, it differed in having a single .50 in (12.7 mm) machine gun in the tail turret and waist gun positions similar to the B-25H. Often it was fitted with airborne search radar and used in the antisubmarine role.
PBJ-1G
U.S. Navy/U.S. Marine Corps designation for the B-25G, trials only
PBJ-1H
U.S. Navy/U.S. Marine Corps designation for the B-25H
One PBJ-1H was modified with carrier takeoff and landing equipment and successfully tested on the USS Shangri-La, but the Navy did not continue development.
PBJ-1J
U.S. Navy designation for the B-25J (Blocks −1 through −35), it had improvements in radio and other equipment. Beside the standard armament package, the Marines often fitted it with 5-inch underwing rockets and search radar for the antishipping/antisubmarine role. The large Tiny Tim rocket-powered warhead was used in 1945.
Operators
An ex-USAAF TB-25N (s/n 44-31173) was acquired in June 1961 and registered locally as LV-GXH, it was privately operated as a smuggling aircraft. It was confiscated by provincial authorities in 1971 and handed over to Empresa Provincial de Aviacion Civil de San Juan, which operated it until its retirement due to a double engine failure in 1976. Currently, it is under restoration to airworthiness.
Royal Australian Air Force – 50 aircraft, including three joint units with Military Aviation – Royal Dutch East Indies Army (ML-KNIL):
No. 2 Squadron RAAF;
No. 18 (Netherlands East Indies) Squadron RAAF;
No. 19 (Netherlands East Indies) Squadron RAAF and;
No. 119 (Netherlands East Indies) Squadron RAAF.
Biafran Air Force operated two aircraft.
Bolivian Air Force operated 13 aircraft
Brazilian Air Force operated 75 aircraft, including B-25B, B-25C, and B-25J.
Royal Canadian Air Force operated 164 aircraft in bomber, light transport, trainer, and "special" mission roles.
No. 13 (P) Squadron Mitchell II at RCAF Station Rockcliffe
No. 406 Auxiliary Squadron Mitchell III
Republic of China Air Force operated more than 180 aircraft.
People's Liberation Army Air Force operated captured Nationalist Chinese aircraft.
Chilean Air Force operated 12 aircraft.
Colombian Air Force operated three aircraft.
Cuban Army Air Force operated six aircraft.
Fuerza Aérea del Ejército de Cuba
Cuerpo de Aviación del Ejército de Cuba
Dominican Air Force operated five aircraft.
French Air Force operated 11 aircraft.
Free French Air Force operated 18 aircraft.
Indonesian Air Force – in 1950, received some B-25 Mitchells previously operated by the Military Aviation – Royal Dutch East Indies Army (ML-KNIL). The last of these served the Indonesian military until 1979.
Mexican Air Force received three B-25Js in December 1945, which remained in use until at least 1950.
Eight Mexican civil registrations were allocated to B-25s, including one aircraft registered to the Bank of Mexico, but used by the President of Mexico.
Military Aviation – Royal Dutch East Indies Army (ML-KNIL; 1942–1950): 149 aircraft (initially in three joint units with the Royal Australian Air Force) during World War II and the Indonesian War of Independence:
No. 18 Squadron (NEI) RAAF/18 Squadron ML-KNIL (1942–1950) – bomber
No. 119 (Netherlands East Indies) Squadron RAAF (1943–1943) – bomber
No. 19 Squadron (NEI) RAAF/19 Squadron ML-KNIL (1944–1948) – transport
16 Squadron ML-KNIL (1946–1948) – ground attack
20 Squadron ML-KNIL (1946–1950) – transport
Naval Aviation Service (MLD) – 107 aircraft; initially in a joint unit with the UK Royal Air Force:
No. 320 (Netherlands) Squadron RAF (1942–1946)
Peruvian Air Force received eight B-25Js in 1947, which formed Bomber Squadron N° 21 at Talara.
Polish Air Forces on exile in Great Britain
No. 305 Polish Bomber Squadron
Spanish Air Force operated one ex-USAAF example interned in 1944 and operated between 1948 and 1956.
Soviet Air Force (Voyenno-Vozdushnye Sily. VVS) received a total of 866 B-25s of the C, D, G*, and J series. * trials only (5).
Royal Air Force received just over 700 aircraft.
No. 98 Squadron RAF – September 1942 – November 1945 (converted to the Mosquito
No. 180 Squadron RAF – September 1942 – September 1945 (converted to the Mosquito)
No. 226 Squadron RAF – May 1943 – September 1945 (disbanded)
No. 305 Polish Bomber Squadron – September 1943 – December 1943 (converted to the Mosquito)
No. 320 (Netherlands) Squadron RAF – March 1943 – August 1945 (transferred to Netherlands)
No. 342 (GB I/20 'Lorraine') Squadron RAF – March 1945 – December 1945 (transferred to France)
No. 681 Squadron RAF – January 1943 – December 1943 (Mitchell withdrawn)
No. 684 Squadron RAF – September 1943 – April 1944 (Replaced by Mosquito)
No. 111 Operational Training Unit RAF, Nassau Airport, Bahamas, August 1942 – August 1945 (disbanded)
Royal Navy Fleet Air Arm
operated 1 aircraft for evaluation
United States Army Air Forces
see B-25 Mitchell units of the United States Army Air Forces
United States Navy received 706 aircraft, most of which were then transferred to the USMC.
United States Marine Corps
Uruguayan Air Force operated 15 aircraft.
Venezuelan Air Force operated 24 aircraft.
Accidents and incidents
Empire State Building crash
At 9:40 on 28 July 1945, a USAAF B-25D crashed in thick fog into the north side of the Empire State Building between the 79th and 80th floors. Fourteen people died — 11 in the building and the three occupants of the aircraft, including the pilot, Colonel William F. Smith. Betty Lou Oliver, an elevator attendant, survived the impact and the subsequent fall of the elevator cage 75 stories to the basement.
French general Philippe Leclerc was aboard his North American B-25 Mitchell, Tailly II, when it crashed near Colomb-Béchar in French Algeria on 28 November 1947, killing everyone on board.
Lake Erie skydiving disaster
A bit after 16:00 on 27 August 1967, a converted civilian B-25 mistakenly dropped eighteen skydivers over Lake Erie, four or five nautical miles (7.5–9.3 km) from Huron, Ohio. The air traffic controller had confused the B-25 with a Cessna 180 Skywagon that was trailing it to take photographs, causing the B-25 pilot to think he was over the intended drop site at Ortner Airport. Sixteen of the jumpers drowned, while two were rescued. A National Transportation Safety Board report faulted the pilot, and to a lesser extent the skydivers, for executing a jump when they could not see the ground, and faulted the controller for the misidentification. The United States was subsequently held liable for the controller's negligence.
Surviving aircraft
Many B-25s are currently kept in airworthy condition by air museums and collectors.
Specifications (B-25H)
Notable appearances in media
See also
Notes
References
Bibliography
Borth, Christy. Masters of Mass Production. Indianapolis, Indiana: Bobbs-Merrill Co., 1945.
Bridgman, Leonard, ed. "The North American Mitchell." Jane's Fighting Aircraft of World War II. London: Studio, 1946. .
Caidin, Martin. Air Force. New York: Arno Press, 1957.
Chorlton, Martyn. "Database: North American B-25 Mitchell". Aeroplane, Vol. 41, No. 5, May 2013. pp. 69–86.
Dorr, Robert F. "North American B-25 Variant Briefing". Wings of Fame, Volume 3, 1996. London: Aerospace Publishing. . . pp. 118–141.
Green, William. Famous Bombers of the Second World War. New York: Doubleday & Company, 1975. .
Hagedorn, Dan. "Latin Mitchells: North American B-25s in South America, Part One". Air Enthusiast No. 105, May/June 2003. pp. 52–55.
Hagedorn, Dan. "Latin Mitchells: North American B-25s in South America, Part Three". Air Enthusiast Mo. 107, September/October 2003. pp. 36–41.
Hardesty, Von. Red Phoenix: The Rise of Soviet Air Power 1941–1945. Washington, D.C.: Smithsonian Institution, 1991, first edition 1982. .
Heller, Joseph. Catch 22. New York: Simon & Schuster, 1961. .
Herman, Arthur. Freedom's Forge: How American Business Produced Victory in World War II, New York: Random House, 2012. .
Higham, Roy and Carol Williams, eds. Flying Combat Aircraft of USAAF-USAF (Vol. 1). Andrews AFB, Maryland: Air Force Historical Foundation, 1975. .
Higham, Roy and Carol Williams, eds. Flying Combat Aircraft of USAAF-USAF (Vol. 2). Andrews AFB, Maryland: Air Force Historical Foundation, 1978. .
Johnsen, Frederick A. North American B-25 Mitchell. Stillwater, Minnesota: Voyageur Press, 1997. .
Kingwell, Mark. Nearest Thing to Heaven: The Empire State Building and American Dreams. New Haven, Connecticut: Yale University Press, 2007. .
Kinzey, Bert. B-25 Mitchell in Detail. Carrollton, Texas: Squadron/Signal Publications Inc., 1999. .
Kit, Mister and Jean-Pierre De Cock. North American B-25 Mitchell (in French). Paris, France: Éditions Atlas, 1980.
McDowell, Ernest R. B-25 Mitchell in Action (Aircraft number 34). Carrollton, Texas: Squadron/Signal Publications Inc., 1978. .
McDowell, Ernest R. North American B-25A/J Mitchell (Aircam No.22). Canterbury, Kent, UK: Osprey Publications Ltd., 1971. .
Mizrahi, J.V. North American B-25: The Full Story of World War II's Classic Medium. Hollywood, California: Challenge Publications Inc., 1965.
Norton, Bill. American Bomber Aircraft Development in World War 2. Hersham, Surrey, UK: Midland Publishing, 2012. .
Pace, Steve. B-25 Mitchell Units in the MTO. Oxford, UK: Osprey Publishing, 2002. .
Pace, Steve. Warbird History: B-25 Mitchell. St. Paul, Minnesota: Motorbooks International, 1994. .
Parker, Dana T. Building Victory: Aircraft Manufacturing in the Los Angeles Area in World War II. Cypress, California: Dana Parker Enterprises, 2013. .
Powell, Albrecht. "Mystery in the Mon". 1994
Scutts, Jerry. B-25 Mitchell at War. London: Ian Allan, 1983. .
Scutts, Jerry. North American B-25 Mitchell. Ramsbury, Marlborough, Wiltshire, UK: Crowood Press, 2001. .
Skaarup, Harold A. Canadian Warplanes. Bloomington, Indiana: IUniverse, 2009. .
Swanborough, F.G. and Peter M. Bowers. United States Military Aircraft since 1909. London: Putnam, 1963.
Swanborough, Gordon. North American, An Aircraft Album No. 6. New York: Arco Publishing Company Inc., 1973. .
Tallman, Frank. Flying the Old Planes. New York: Doubleday and Company, 1973. .
Wolf, William. North American B-25 Mitchell, The Ultimate Look: from Drawing Board to Flying Arsenal. Atglen, Pennsylvania: Schiffer Publishing, 2008. .
Yenne, Bill. Rockwell: The Heritage of North American. New York: Crescent Books, 1989. .
External links
North American B-25 Mitchell Joe Baugher, American Military Aircraft: US Bomber Aircraft
I Fly Mitchell's, February 1944 Popular Science article on B-25s in North Africa Theater
Flying Big Gun, February 1944, Popular Science article on 75 mm cannon mount
Early B-25 model's tail gun position, extremely rare photo
A collection photos of the Marine VMB-613 post in the Kwajalein Island at the University of Houston Digital Library
Hi-res spherical panoramas; B-25H: A look inside & out – "Barbie III"
(1943) Report No. NA-5785 Temporary Handbook of Erection and Maintenance Instructions for the B-25 H-1-NA Medium Bombardment Airplanes
"The B-25 Mitchell in the USSR", an account of the service history of the Mitchell in the Soviet Union's VVS during World War II
Lake Murray's Mitchell
B-25 Recovery and Preservation Project Rubicon Foundation
Aircraft first flown in 1940
Gull-wing aircraft
Mid-wing aircraft
B-25
1940s United States bomber aircraft
World War II bombers of the United States
Twin piston-engined tractor aircraft |
4224 | https://en.wikipedia.org/wiki/Bobby%20Charlton | Bobby Charlton | Sir Robert Charlton (11 October 1937 – 21 October 2023) was an English professional footballer who played as an attacking midfielder, central midfielder, and left winger. Widely considered one of the greatest players of all time, he was a member of the England team that won the 1966 FIFA World Cup, the year he also won the Ballon d'Or. He finished second in the Ballon d'Or voting in 1967 and 1968. He played almost all of his club football at Manchester United, where he became renowned for his attacking instincts, passing abilities from midfield, ferocious long-range shooting from both left and right foot, fitness, and stamina. He was cautioned only twice in his career; once against Argentina in the 1966 World Cup, and once in a league match against Chelsea. With success at club and international level, he was one of nine players to have won the FIFA World Cup, the European Cup and the Ballon d'Or. His elder brother Jack, who was also in the World Cup–winning team, was a former defender for Leeds United and international manager.
Born in Ashington, Northumberland, Charlton made his debut for the Manchester United first-team in 1956, aged 18, and soon gained a regular place in the team, during which time he became a Football League First Division champion in 1957 then survived the Munich air disaster of February 1958 after being rescued by teammate Harry Gregg; Charlton was the last survivor of the crash from the club. After helping United to win the FA Cup in 1963 and the Football League in 1965 and 1967, he captained the team that won the European Cup in 1968, scoring two goals in the final to help them become the first English club to win the competition. Charlton left Manchester United to become manager of Preston North End for the 1973–74 season. He changed to player-manager the following season. He next accepted a post as a director with Wigan Athletic, then became a member of Manchester United's board of directors in 1984.
At international level, Charlton was named in the England squad for four World Cups (1958, 1962, 1966, and 1970), though he did not play in the first. At the time of his retirement from the England team in 1970, he was the nation's most capped player, having turned out 106 times at the highest level; Bobby Moore overtook this in 1973. Charlton was the long-time record goalscorer for both Manchester United and England, and United's long-time record appearance maker – his total of 758 matches for United took until 2008 to be beaten, when Ryan Giggs did so in that year's Champions League final. With 249 goals, he was the club's highest all-time goalscorer for more than 40 years, until his record was surpassed by Wayne Rooney in 2017. He is also the third-highest goalscorer for England; his record of 49 goals was beaten in 2015 by Rooney, and again by Harry Kane in 2022.
Early life
Robert Charlton was born on 11 October 1937 in Ashington, Northumberland, England, to coal miner Robert "Bob" Charlton (24 May 1909 – April 1982) and Elizabeth Ellen "Cissie" Charlton (née Milburn; 11 November 1912 – 25 March 1996). He was related to several professional footballers on his mother's side of the family: his uncles were Jack Milburn (Leeds United and Bradford City), George Milburn (Leeds United and Chesterfield), Jim Milburn (Leeds United and Bradford Park Avenue) and Stan Milburn (Chesterfield, Leicester City and Rochdale), and legendary Newcastle United and England footballer Jackie Milburn was his mother's cousin. However, Charlton credited much of the early development of his career to his grandfather Tanner and his mother Cissie. His elder brother, Jack, initially worked as a miner before applying to the police, only to also become a professional footballer with Leeds United.
Club career
On 9 February 1953, then a Bedlington Grammar School pupil, Charlton was spotted playing for East Northumberland schools by Manchester United chief scout Joe Armstrong. Charlton went on to play for England Schoolboys and the 15-year-old signed amateur forms with United on 1 January 1953 along with Wilf McGuinness, also aged 15. Initially his mother was reluctant to let him commit to an insecure football career, so he began an apprenticeship as an electrical engineer; however, he went on to turn professional in October 1954.
Charlton became one of the famed Busby Babes, the collection of talented footballers who emerged through the system at Old Trafford in the 1940s, 1950s and 1960s as Matt Busby set about a long-term plan of rebuilding the club after the Second World War. He worked his way through the pecking order of teams, scoring regularly for the youth and reserve sides before he was handed his first team debut against Charlton Athletic in October 1956. At the same time, he was doing his National service with the Royal Army Ordnance Corps in Shrewsbury, where Busby had advised him to apply as it meant he could still play for Manchester United at the weekend. Also doing his army service in Shrewsbury at the same time was his United teammate Duncan Edwards.
Charlton played 17 times for United in that first season, scoring twice on his debut and managing a total of 12 goals in all competitions, and including a hat-trick in a 5–1 away win over Charlton Athletic in February. United won the league championship but were denied the 20th century's first "double" when they controversially lost the 1957 FA Cup Final to Aston Villa. Charlton, still only 19, was selected for the game, which saw United goalkeeper Ray Wood carried off with a broken cheekbone after a clash with Villa centre forward Peter McParland. Charlton was a candidate to go in goal to replace Wood (in the days before substitutes, and certainly before goalkeeping substitutes), but it was teammate Jackie Blanchflower who ended up playing in goal.
Charlton was an established player by the time the next season was fully underway, which saw United, as current League champions, become the first English team to compete in the European Cup. Previously, the Football Association had scorned the competition, but United made progress, reaching the semi-finals where they lost to holders Real Madrid. Their reputation was further enhanced the next season in the 1957–58 European Cup as they reached the quarter-finals to play Red Star Belgrade. In the first leg at home, United won 2–1. The return in Yugoslavia saw Charlton score twice as United stormed 3–0 ahead, although the hosts came back to earn a 3–3 draw. However, United maintained their aggregate lead to reach the last four and were in jubilant mood as they left to catch their flight home, thinking of an important League game against Wolves at the weekend.
Munich air disaster
The aeroplane which took the United players and staff home from Zemun Airport needed to stop in Munich to refuel. This was carried out in worsening weather, and by the time the refuelling was complete and the call was made for the passengers to re-board the aircraft, the wintry showers had taken hold and snow had settled heavily on the runway and around the airport. There were two aborted take-offs which led to concern on board, and the passengers were advised by a stewardess to disembark again while a minor technical error was fixed.
The team were back in the airport terminal for barely ten minutes when the call came to reconvene on the plane, and a number of passengers began to feel nervous. Charlton and teammate Dennis Viollet swapped places with Tommy Taylor and David Pegg, who had decided they would be safer at the back of the plane.
The plane clipped the fence at the end of the runway on its next take-off attempt and a wing tore through a nearby house, setting it alight. The wing and part of the tail came off and hit a tree and a wooden hut, the plane spinning along the snow until coming to a halt. It had been cut in half.
Charlton, strapped into his seat, had fallen out of the cabin; when United goalkeeper Harry Gregg (who had somehow got through a hole in the plane unscathed and begun a one-man rescue mission) found him, he thought he was dead. Nevertheless, he grabbed both Charlton and Viollet by their trouser waistbands and dragged them away from the plane, in constant fear that it would explode. Gregg returned to the plane to try to help the appallingly injured Busby and Blanchflower, and when he turned around again, he was relieved to see that Charlton and Viollet, both of whom he had presumed to be dead, had got out of their detached seats and were looking into the wreckage.
Charlton suffered cuts to his head and severe shock, and was in hospital for a week. Seven of his teammates had perished at the scene, including Taylor and Pegg, with whom he and Viollet had swapped seats prior to the fatal take-off attempt. Club captain Roger Byrne was also killed, along with Mark Jones, Billy Whelan, Eddie Colman and Geoff Bent. Duncan Edwards died a fortnight later from the injuries he had sustained. In total, the crash claimed 23 lives. Initially, ice on the wings was blamed, but a later inquiry declared that slush on the runway had made a safe take-off almost impossible.
Of the 44 passengers and crew (including the 17-strong Manchester United squad), 23 people (eight of them Manchester United players) died as a result of their injuries in the crash. Charlton survived with minor injuries. Of the eight other players who survived, two of them were injured so badly that they never played again.
Charlton was the first injured survivor to leave hospital. Harry Gregg and Bill Foulkes were not hospitalised, for they escaped uninjured. He arrived back in England on 14 February 1958, eight days after the crash. As he convalesced with family in Ashington, he spent some time kicking a ball around with local youths, and a famous photograph of him was taken. He was still only 20 years old, yet now there was an expectation that he would help with the rebuilding of the club as Busby's aides tried to piece together what remained of the season.
Between Harry Gregg's death in 2020 and his own in 2023, Charlton was the last living survivor of the crash.
Resuming his career
Charlton returned to playing in an FA Cup tie against West Bromwich Albion on 1 March; the game was a draw and United won the replay 1–0. Not unexpectedly, United went out of the European Cup to A.C. Milan in the semi-finals to a 5–2 aggregate defeat and fell behind in the League. Yet somehow they reached their second consecutive FA Cup final, and the big day at Wembley coincided with Busby's return to work. However, Nat Lofthouse scored twice to give Bolton Wanderers a 2–0 win.
Further success with Manchester United came at last when they beat Leicester City 3–1 in the FA Cup final of 1963, with Charlton finally earning a winners' medal in his third final. Busby's post-Munich rebuilding programme continued to progress, with two League championships within three seasons, in 1965 and 1967. A successful (though trophyless) season with Manchester United saw him take the honours of Football Writers' Association Footballer of the Year and European Footballer of the Year into the competition.
Manchester United reached the 1968 European Cup Final, ten seasons after Munich. Even though other clubs had taken part in the competition in the intervening decade, the team which got to this final was still the first English side to do so. On a highly emotional night at Wembley, Charlton scored twice in a 4–1 win after extra time against Benfica and, as United captain, lifted the trophy.
During the early 1970s, Manchester United were no longer competing among the top teams in England, and at several stages were battling against relegation. At times, Charlton was not on speaking terms with United's other superstars, George Best and Denis Law, and Best refused to play in Charlton's testimonial match against Celtic, saying that "to do so would be hypocritical". Charlton left Manchester United at the end of the 1972–73 season, having scored 249 goals and set a club record of 758 appearances, a record which Ryan Giggs broke in the 2008 UEFA Champions League Final.
Charlton's last game for Manchester United was against Chelsea at Stamford Bridge on 28 April 1973. Chelsea won the match 1–0. Coincidentally, this day also marked his brother Jackie's last appearance as well (for Leeds). Charlton's final goal for the club came a month earlier, on 31 March, in a 2–0 win at Southampton, also in the First Division.
Charlton was the subject of an episode of This Is Your Life in 1969 when he was surprised by Eamonn Andrews at The Sportsman's Club in central London.
International career
Charlton's emergence as the country's leading young football talent was completed when he was called up to join the England squad for a British Home Championship game against Scotland at Hampden Park on 19 April 1958, just over two months after he had survived the Munich air disaster.
Charlton was handed his debut as England romped home 4–0, with the new player gaining even more admirers after scoring a magnificent thumping volley dispatched with authority after a cross by the left winger Tom Finney. He scored both goals in his second game as England beat Portugal 2–1 in a friendly at Wembley, and overcame obvious nerves on a return to Belgrade to play his third match against Yugoslavia; England lost that game 5–0 and Charlton played poorly.
Charlton was selected for the squad which competed at the 1958 World Cup in Sweden, but he did not play.
In 1959, Charlton scored a hat-trick as England demolished the US 8–1; and his second England hat-trick came in 1961 in an 8–0 thrashing of Mexico. He also managed to score in every British Home Championship tournament he played in except 1963 in an association with the tournament that lasted from 1958 to 1970 and included 16 goals and 10 tournament victories (five shared).
1962 World Cup
Charlton played in qualifiers for the 1962 World Cup in Chile against Luxembourg and Portugal and was named in the squad for the finals themselves. His goal in the 3–1 group win over Argentina was his 25th for England in just 38 appearances, and he was still only 24 years old; but his individual success could not be replicated by that of the team, which was eliminated in the quarter-final by Brazil, who went on to win the tournament.
By now, England were coached by Alf Ramsey, who had managed to gain sole control of the recruitment and team selection procedure from the committee-based call-up system which had lasted up to the previous World Cup. Ramsey had already cleared out some of the older players who had been reliant on the loyalty of the committee for their continued selection. A hat-trick in the 8–1 rout of Switzerland in June 1963 took Charlton's England goal tally to 30, equalling the record jointly held by Tom Finney and Nat Lofthouse; Charlton's 31st goal, against Wales in October the same year, gave him the record alone.
Charlton's role was developing from traditional inside-forward to what today would be termed an attacking midfield player, with Ramsey planning to build the team for the 1966 World Cup around him. When England beat the USA 10–0 in a friendly on 27 May 1964, he scored one goal, his 33rd at senior level for England.
His goals became a little less frequent, and indeed Jimmy Greaves, playing purely as a striker, overtook his England tally in October 1964. Nevertheless, Charlton was still scoring and creating freely, and as the tournament was about to start he was expected to become one of its stars and galvanise his established reputation as one of the world's best footballers.
1966 World Cup
England drew the opening game of the tournament 0–0 with Uruguay. Charlton scored the first goal in the 2–0 win over Mexico. This was followed by an identical scoreline against France, allowing England to qualify for the quarter-finals, where they defeated Argentina 1–0. The game was the only international match in which Charlton received a caution.
They faced Portugal in the semi-finals. This turned out to be one of Charlton's most important games for England. Charlton opened the scoring with a crisp side-footed finish after a run by Roger Hunt had forced the Portuguese goalkeeper out of his net; his second was a sweetly struck shot after a run and pull-back from Geoff Hurst. Charlton and Hunt were now England's joint-highest scorers in the tournament with three each, and a final against West Germany beckoned.
The final turned out to be one of Charlton's quieter days; he and a young Franz Beckenbauer effectively marked each other out of the game. England won 4–2 after extra time.
Euro 1968
Charlton's next England game was his 75th, as England beat Northern Ireland; after two more appearances he became England's second most-capped player, behind the veteran Billy Wright, who was approaching his 100th match when Charlton was starting out and ended with 105 caps.
Weeks later he scored his 45th England goal in a friendly against Sweden, breaking the record of 44 set the previous year by Jimmy Greaves. He was then in the England team which made it to the semi-finals of the 1968 European Championships, where they were knocked out by Yugoslavia in Florence. During the match Charlton struck a Yugoslav post. England defeated the Soviet Union 2–0 in the third place match.
In 1969, Charlton was appointed an OBE for services to football. More milestones followed as he won his 100th England cap on 21 April 1970 against Northern Ireland, and was made captain by Ramsey for the occasion. Inevitably, he scored; this was his 48th goal for his country – his 49th and final goal followed a month later in a 4–0 win over Colombia during a warm-up tour for the 1970 World Cup, designed to get the players adapted to altitude conditions. Charlton's inevitable selection by Ramsey for the tournament made him the first – and still, to date, only – England player to feature in four World Cup squads.
1970 World Cup
Shortly before the World Cup, Charlton was involved in the Bogotá Bracelet incident in which he and Bobby Moore were accused of stealing a bracelet from a jewellery store. Moore was later arrested and detained for four days before being granted a conditional release, while Charlton was not arrested.
England began the tournament with two victories in the group stages, plus a memorable defeat against Brazil. Charlton played in all three, though was substituted for Alan Ball in the final game of the group against Czechoslovakia. Ramsey, confident of victory and progress to the quarter-final, wanted Charlton to rest.
England reached the last eight where they again faced West Germany. With England leading 2-1, Ramsey replaced Charlton with Colin Bell in the 69th minute: Germany went on to win 3–2 after extra time. England were eliminated and, after a record 106 caps and 49 goals, Charlton decided to end his international career at the age of 32. On the flight home from Mexico, he asked Ramsey not to consider him again. His brother Jack, two years his senior but 71 caps his junior, did likewise.
Charlton's caps record lasted until 1973, when Bobby Moore overtook him; as of October 2023, he lies seventh in the all-time England appearances list behind Moore, Wayne Rooney, Ashley Cole, Steven Gerrard, David Beckham and Peter Shilton, whose own England career began in the first game after Charlton's had ended. Charlton's goalscoring record was surpassed by Wayne Rooney on 8 September 2015, when Rooney scored a penalty in a 2–0 win over Switzerland in a qualifying match for UEFA Euro 2016.
Management career and directorships
Charlton became the manager of Preston North End in 1973, signing his former United and England teammate Nobby Stiles as player-coach. His first season ended in relegation, and although he began playing again, he left Preston early in the 1975–76 season after a disagreement with the board over the transfer of John Bird to Newcastle United. He was appointed a CBE that year and began a casual association with BBC for punditry on matches, which continued for many years. In early 1976, he scored once in three league appearances for Waterford United. He also made a handful of appearances for Australian clubs Newcastle KB United, Perth Azzurri and Blacktown City.
Charlton joined Wigan Athletic as a director, and was briefly caretaker manager there in 1983. He then spent some time playing in South Africa. He also built up several businesses in areas such as travel, jewellery and hampers, and ran soccer schools in the UK, the US, Canada, Australia and China. In 1984, he was invited to become member of the board of directors at Manchester United, partly because of his football knowledge and partly because it was felt that the club needed a "name" on the board after the resignation of Sir Matt Busby. In June 2005, when the American Glazer family bought Manchester United amidst fan opposition, Charlton apologised to the new owners: "I tried to explain they couldn't ignore the fans, who are so emotionally involved in the club, but who sometimes do go a bit too far".
Personal life and retirement
Charlton met his wife, Norma Ball, at an ice rink in Manchester in 1959 and they married in 1961. They had two daughters, Suzanne and Andrea. Suzanne was a weather forecaster for the BBC during the 1990s. They went on to have grandchildren, including Suzanne's son Robert, who is named in honour of his grandfather.
In 2007, while publicising his forthcoming autobiography, Charlton revealed that he had a long-running feud with his brother Jack. They rarely spoke to each other after a falling-out between his wife Norma and his mother Cissie (who died in 1996 at the age of 83). Bobby Charlton did not see his mother after 1992 as a result of the feud.
Jack presented him with his BBC Sports Personality of the Year Lifetime Achievement Award on 14 December 2008. He said that he was 'knocked out' as he was presented the award by his brother. He received a standing ovation as he stood waiting for his prize.
Charlton helped to promote Manchester's bids for the 1996 and 2000 Olympic Games and the 2002 Commonwealth Games, England's bid for the 2006 World Cup and London's successful bid for the 2012 Summer Olympics. He received a knighthood in 1994 and was an Inaugural Inductee to the English Football Hall of Fame in 2002. On accepting his award, he commented: "I'm really proud to be included in the National Football Museum's Hall of Fame. It's a great honour. If you look at the names included I have to say I couldn't argue with them. They are all great players and people I would love to have played with." He was also the (honorary) president of the National Football Museum, an organisation about which he said "I can't think of a better museum anywhere in the world."
On 2 March 2009, Charlton was given the freedom of the city of Manchester. He stated: "I'm just so proud, it's fantastic. It's a great city. I have always been very proud of it."
Charlton was involved in a number of charitable activities, including fund raising for cancer hospitals. After visits to Bosnia and Cambodia, Charlton became involved in the cause of land mine clearance, and supported the Mines Advisory Group as well as founding his own charity Find a Better Way, which funds research into improved civilian landmine clearance.
In January 2011, Charlton was voted the fourth-greatest Manchester United player of all time by the readers of Inside United and ManUtd.com, behind Ryan Giggs (who topped the poll), Eric Cantona and George Best.
He was a member of the Laureus World Sports Academy. On 6 February 2012 Charlton was taken to hospital after falling ill, and subsequently had a gallstone removed. This prevented him from collecting a Lifetime Achievement Award at the Laureus World Sports Awards.
On 15 February 2016, Manchester United announced the South Stand of Old Trafford would be renamed in honour of Sir Bobby Charlton. The unveiling took place at the home game against Everton on 3 April 2016.
In October 2017, Charlton had a pitch named after him at St George's Park National Football Centre in Burton-upon-Trent.
In November 2020, it was revealed that Charlton had been diagnosed with dementia and as a result, he withdrew from public life.
Death
On 21 October 2023, a statement from Charlton's family confirmed that he had died that morning. He was 86, and the cause of death was given as complications from dementia. His death leaves Geoff Hurst as the last surviving English player of the 1966 World Cup final.
Manchester United paid tribute to Charlton at their Champions League match against Copenhagen at Old Trafford three days later in a number of ways. First, United's players wore black armbands, and manager Erik ten Hag was flanked by Alex Stepney and U-21 captain Dan Gore before ten Hag laid a wreath and a minute's silence was observed before the match began. Another wreath was also laid in Charlton's seat in the director's box. In addition, the cover of United's match programme, the United Review, featured Charlton on the front, and supporters laid flowers and scarves at the United Trinity.
In popular culture
In the episode "Taking Liberties" of the NBC American sitcom Frasier, Daphne Moon (Jane Leeves), who is from Manchester, mentions that one of her uncles tried fanatically to get Charlton's autograph, "until Bobby cracked him over the head with a can of lager. Twelve stitches, and he still has the can!"
In the 2011 film United, centred on the successes of the Busby Babes and the decimation of the team in the Munich crash, Charlton was portrayed by actor Jack O'Connell.
In the episode "Munich Air Disaster" of the air crash documentary Mayday, Charlton was interviewed as a survivor in the show, alongside Harry Gregg.
Career statistics
Club
International
Honours
Manchester United Youth
FA Youth Cup: 1953–54, 1954–55, 1955–56
Manchester United
Football League First Division: 1956–57, 1964–65, 1966–67
FA Cup: 1962–63; runner-up 1956–57, 1957–58
FA Charity Shield: 1965, 1967
European Cup: 1967–68
England
FIFA World Cup: 1966
UEFA European Championship third place: 1968
British Home Championship (outright): 1961, 1965, 1966, 1968, 1969
(shared) 1958, 1959, 1960, 1964, 1970
Individual
FWA Footballer of the Year: 1965–66
FIFA World Cup Golden Ball: 1966
FIFA World Cup All-Star Team: 1966, 1970
Ballon d'Or: 1966; runner-up: 1967, 1968
PFA Merit Award: 1974
FWA Tribute Award: 1989
FIFA World Cup All-Time Team: 1994
Football League 100 Legends: 1998
English Football Hall of Fame: 2002
FIFA 100: 2004
UEFA Golden Jubilee Poll: 14th
PFA England League Team of the Century (1907 to 2007):
Team of the Century 1907–1976
Overall Team of the Century
BBC Sports Personality of the Year Lifetime Achievement Award: 2008
UEFA President's Award: 2008
Laureus Lifetime Achievement Award: 2012
FIFA Player of the Century:
FIFA internet vote: 16th
IFFHS vote: 10th
World Soccer The Greatest Players of the 20th century: 12th
IFFHS Legends
Orders and special awards
Officer of the Most Excellent Order of the British Empire (OBE): 1969
Commander of the Most Excellent Order of the British Empire (CBE): 1974
Knight Bachelor: 1994
Order of the Rising Sun, 4th class: 2012
See also
List of men's footballers with 100 or more international caps
References
Notes
External links
International Football Hall of Fame: Bobby Charlton
Planet World Cup: Bobby Charlton
A fans view: Bobby Charlton – legend
BBC radio interview with Bobby Charlton, 1999
Sir Alex Ferguson Way - Club Legends - Sir Bobby Charlton
1937 births
2023 deaths
1958 FIFA World Cup players
1962 FIFA World Cup players
1966 FIFA World Cup players
1970 FIFA World Cup players
20th-century British Army personnel
Association football people awarded knighthoods
BBC Sports Personality Lifetime Achievement Award recipients
Ballon d'Or winners
Bangor City F.C. players
Blacktown City FC players
Commanders of the Order of the British Empire
Deaths from dementia
English autobiographers
English men's footballers
England men's international footballers
England men's under-23 international footballers
English expatriate men's footballers
English expatriate sportspeople in Australia
English expatriate sportspeople in Ireland
English expatriate sportspeople in South Africa
English Football Hall of Fame inductees
English Football League players
English Football League representative players
English football managers
English knights
Expatriate men's association footballers in the Republic of Ireland
Expatriate men's soccer players in Australia
Expatriate men's soccer players in South Africa
FIFA 100
FIFA Men's Century Club
FIFA World Cup-winning players
Footballers from Ashington
Knights Bachelor
Laureus World Sports Awards winners
League of Ireland players
Manchester United F.C. players
Men's association football forwards
Men's association football midfielders
Newcastle KB United players
People educated at Bedlingtonshire Community High School
Place of death missing
Preston North End F.C. managers
Preston North End F.C. players
Recipients of the Order of the Rising Sun, 4th class
Royal Army Ordnance Corps soldiers
Survivors of aviation accidents or incidents
UEFA Champions League winning players
UEFA Euro 1968 players
Waterford F.C. players
Wigan Athletic F.C. managers |
4227 | https://en.wikipedia.org/wiki/Barry%20Lyndon | Barry Lyndon | Barry Lyndon is a 1975 historical drama film written, directed, and produced by Stanley Kubrick, based on the 1844 novel The Luck of Barry Lyndon by William Makepeace Thackeray. Starring Ryan O'Neal, Marisa Berenson, Patrick Magee, Leonard Rossiter, and Hardy Krüger, the film recounts the early exploits and later unravelling of an 18th-century Anglo-Irish rogue and golddigger who marries a rich widow to climb the social ladder and assume her late husband's aristocratic position.
Kubrick began production on Barry Lyndon after his 1971 film A Clockwork Orange. He had originally intended to direct a biopic on Napoleon, but lost his financing because of the commercial failure of the similar 1970 Dino De Laurentiis-produced Waterloo. Kubrick eventually directed Barry Lyndon, set partially during the Seven Years' War, utilising his research from the Napoleon project. Filming began in December 1973 and lasted roughly eight months, taking place in England, Ireland, and Germany.
The film's cinematography has been described as ground-breaking. Especially notable are the long double shots, usually ended with a slow backwards zoom, the scenes shot entirely in candlelight, and the settings based on William Hogarth paintings. The exteriors were filmed on location in England, Ireland, and Germany, with the interiors shot mainly in London. The production had problems related to logistics, weather, and politics (Kubrick feared that he might be an IRA hostage target).
Barry Lyndon received seven nominations at the 48th Academy Awards, including Best Picture, winning four for Best Scoring: Original Song Score and Adaptation or Scoring: Adaptation,
Best Cinematography, Best Art Direction, and Best Costume Design. Although some critics took issue with the film's slow pace and restrained emotion, its reputation, like that of many of Kubrick's works, has grown over time. In the 2022 Sight & Sound Greatest Films of All Time poll, Barry Lyndon placed 12th in the directors' poll and 45th in the critics' poll.
Plot
Part I: By What Means Redmond Barry Acquired the Style and Title of Barry Lyndon
In 1750s Ireland, Redmond Barry's father is killed in a duel. Barry becomes infatuated with his cousin Nora Brady, and shoots her suitor British Army captain John Quin in a duel. He flees but is robbed by highwaymen on his way to Dublin. Penniless, Barry enlists in the British Army. Family friend Captain Grogan informs him that Quin is not dead: the duel was staged so that Nora's family can get rid of Barry and improve their finances through her marriage to Quin.
Barry serves with his regiment in Germany in the Seven Years' War, but deserts after Grogan is fatally wounded in a skirmish against the French Royal Army. Masquerading as a British lieutenant, he has a brief affair with Frau Lieschen, a peasant woman. On his way to Bremen, Barry encounters the Prussian Captain Potzdorf, who sees through his ruse and impresses him into the Prussian Army. Barry later saves Potzdorf's life and receives commendation from Frederick the Great.
At the end of the war, Barry is employed by Potzdorf's uncle in the Prussian Ministry of Police. The Prussians suspect the Chevalier de Balibari, a professional gambler, of spying for the Austrians, and have Barry become his servant. Barry confides everything to the Chevalier, a fellow Irishman, and they become confederates. After they cheat the Prince of Tübingen at cards, the Prince refuses to pay his debts, and the Chevalier in turn demands satisfaction. The Prussians, still suspecting the Chevalier, arrange to have both him and Barry expelled from the country.
Barry and the Chevalier travel across Europe, perpetrating gambling scams, with Barry forcing payment from debtors with sword duels. In Spa, he encounters the beautiful and wealthy Lady Lyndon. He seduces her, and her elderly husband Sir Charles Lyndon dies from apoplexy, induced by Barry's goading and verbal repartee.
Part II: Containing an Account of the Misfortunes and Disasters Which Befell Barry Lyndon
In 1773, Barry marries Lady Lyndon, takes her last name and settles in England. Lord Bullingdon, Lady Lyndon's ten-year-old son by Sir Charles, despises Barry. Barry responds by physically abusing him. The Countess bears Barry a son, Bryan Patrick, but the marriage is unhappy: Barry is openly unfaithful and squanders his wife's wealth while keeping her in seclusion.
A few years later, Barry's mother comes to live with him. She warns him that if Lady Lyndon were to die, Bullingdon would inherit everything, and advises him to obtain a title to protect himself. To this end, he cultivates the influential Lord Wendover and spends large sums of money to ingratiate himself with high society. Bullingdon, now a young adult, disrupts a party Barry throws for Lady Lyndon; he declares his hatred for his stepfather and states that he will leave the family estate as long as Barry remains there. Barry assaults Bullingdon until physically restrained. He becomes ostracised by society and plunges further into financial ruin.
An overindulgent father, Barry gifts Bryan a full-grown horse for his ninth birthday, leading to his death in a riding accident. Barry turns to alcohol, while Lady Lyndon seeks solace in religion, assisted by the Rev. Samuel Runt, who had been tutor to Bullingdon and Bryan. Barry's mother dismisses Runt, for fear that his influence will worsen Lady Lyndon's condition. Lady Lyndon attempts suicide. Runt and Graham, the family's steward, then seek out Bullingdon, who returns and challenges Barry to a duel.
After Bullingdon nervously misfires the first shot, Barry magnanimously fires into the ground. Bullingdon refuses to end the duel and shoots Barry in the leg, forcing the leg to be amputated below the knee. While Barry is recovering, Bullingdon takes control of the Lyndon estate. He offers Barry 500 guineas a year on the condition that he leaves England forever. With his credit exhausted, Barry accepts. Barry resumes his gambling profession, though without his former success. In December 1789, a middle-aged Lady Lyndon signs Barry's annuity cheque as her son looks on.
Cast
Critic Tim Robey suggests that the film "makes you realise that the most undervalued aspect of Kubrick's genius could well be his way with actors." He adds that the supporting cast is a "glittering procession of cameos, not from star names but from vital character players."
The cast featured Leon Vitali as the older Lord Bullingdon, who then became Kubrick's personal assistant, working as the casting director on his following films, and supervising film-to-video transfers for Kubrick. Their relationship lasted until Kubrick's death. The film's cinematographer, John Alcott, appears at the men's club in the non-speaking role of the man asleep in a chair near the title character when Lord Bullingdon challenges Barry to a duel. Kubrick's daughter Vivian also appears (in an uncredited role) as a guest at Bryan's birthday party.
Other Kubrick featured regulars were Leonard Rossiter (2001: A Space Odyssey), Steven Berkoff, Patrick Magee, Godfrey Quigley, Anthony Sharp, and Philip Stone (A Clockwork Orange). Stone went on to feature in The Shining.
Production
Development
After completing post production on 2001: A Space Odyssey, Kubrick resumed planning a film about Napoleon. During pre-production, Sergei Bondarchuk and Dino De Laurentiis' Waterloo was released, and failed at the box office. Reconsidering, Kubrick's financiers pulled funding, and he turned his attention towards an adaptation of Anthony Burgess's 1962 novel A Clockwork Orange. Subsequently, Kubrick showed an interest in Thackeray's Vanity Fair but dropped the project when a serialised version for television was produced. He told an interviewer, "At one time, Vanity Fair interested me as a possible film but, in the end, I decided the story could not be successfully compressed into the relatively short time-span of a feature film ... as soon as I read Barry Lyndon I became very excited about it."
Having earned Oscar nominations for Dr. Strangelove, 2001: A Space Odyssey and A Clockwork Orange, Kubrick's reputation in the early 1970s was that of "a perfectionist auteur who loomed larger over his movies than any concept or star". His studio—Warner Bros.—was therefore "eager to bankroll" his next project, which Kubrick kept "shrouded in secrecy" from the press partly due to the furore surrounding the controversially violent A Clockwork Orange (particularly in the UK) and partly due to his "long-standing paranoia about the tabloid press." Kubrick was initially rumored to be developing an adaptation of Arthur Schnitzler's 1926 novell Dream Story, which would serve as the source material for his later film Eyes Wide Shut (1999).
Having felt compelled to set aside his plans for a film about Napoleon Bonaparte, in 1972 Kubrick set his sights on Thackeray's 1844 "satirical picaresque about the fortune-hunting of an Irish rogue," Barry Lyndon, the setting of which allowed Kubrick to take advantage of the copious period research he had done for the now-aborted Napoleon. At the time, Kubrick merely announced that his next film would star Ryan O'Neal (deemed "a seemingly un-Kubricky choice of leading man") and Marisa Berenson, a former Vogue and Time magazine cover model, and be shot largely in Ireland. So heightened was the secrecy surrounding the film that "Even Berenson, when Kubrick first approached her, was told only that it was to be an 18th-century costume piece [and] she was instructed to keep out of the sun in the months before production, to achieve the period-specific pallor he required."
Screenplay
Kubrick based his adapted screenplay on William Makepeace Thackeray's The Luck of Barry Lyndon (republished as the novel Memoirs of Barry Lyndon, Esq.), a picaresque tale written and published in serial form in 1844.
The film departs from the novel in several ways. In Thackeray's writings, events are related in the first person by Barry himself. A comic tone pervades the work, as Barry proves both a raconteur and an unreliable narrator. Kubrick's film, by contrast, presents the story objectively. Though the film contains voice-over (by actor Michael Hordern), the comments expressed are not Barry's, but those of an omniscient narrator. Kubrick felt that using a first-person narrative would not be useful in a film adaptation:
Kubrick made several changes to the plot, including the addition of the final duel.
Principal photography
Principal photography lasted 300 days, from spring 1973 through to early 1974, with a break for Christmas. Kubrick initially wished to film the entire production near his home in Borehamwood, but Ken Adam convinced him to relocate the shoot to Ireland. The crew arrived in Dublin in May 1973. Jan Harlan recalls that Kubrick "loved his time in Ireland – he rented a lovely house west of Dublin, he loved the scenery and the culture and the people".
Many of the exteriors were shot in Ireland, playing "itself, England, and Prussia during the Seven Years' War." Kubrick and cinematographer Alcott drew inspiration from "the landscapes of Watteau and Gainsborough," and also relied on the art direction of Ken Adam and Roy Walker. Alcott, Adam and Walker were among those who would win Oscars for their work on the film.
Several of the interior scenes were filmed in Powerscourt House, an 18th-century mansion in County Wicklow. The house was destroyed in an accidental fire several months after filming (November 1974), so the film serves as a record of the lost interiors, particularly the "Saloon" which was used for more than one scene. The Wicklow Mountains are visible, for example, through the window of the saloon during a scene set in Berlin. Other locations included Kells Priory (the English Redcoat encampment) Blenheim Palace, Castle Howard (exteriors of the Lyndon estate), Huntington Castle, Clonegal (exterior), Corsham Court (various interiors and the music room scene), Petworth House (chapel), Stourhead (lake and temple), Longleat, and Wilton House (interior and exterior) in England, Lavenham Guildhall at Lavenham in Suffolk (amputation scene), Dunrobin Castle (exterior and garden as Spa) in Scotland, Dublin Castle in Ireland (the chevalier's home), Ludwigsburg Palace near Stuttgart and Frederick II of Prussia's Neues Palais at Potsdam near Berlin (suggesting Berlin's main street Unter den Linden as construction in Potsdam had just begun in 1763). Some exterior shots were also filmed at Waterford Castle (now a luxury hotel and golf course) and Little Island, Waterford. Moorstown Castle in Tipperary also featured. Several scenes were filmed at Castletown House in Celbridge, County Kildare, outside Carrick-on-Suir, County Tipperary, and at Youghal, County Cork.
The filming took place in the backdrop of some of the most intense years of the Troubles in Ireland, during which the Provisional Irish Republican Army (Provisional IRA) was waging an armed campaign in order to unite the island. On 30 January 1974, while filming in Dublin City's Phoenix Park, shooting had to be cancelled due to the chaos caused by 14 bomb threats. One day a phone call was received and Kubrick was given 24 hours to leave the country; he left within 12 hours. The phone call alleged that the Provisional IRA had him on a hit list and Harlan recalls "Whether the threat was a hoax or it was real, almost doesn't matter ... Stanley was not willing to take the risk. He was threatened, and he packed his bag and went home" Production of the film was one-third completed when this occurred, and it was rumored that the film would be abandoned. Nonetheless, Kubrick continued shooting the remaining two-thirds of the film at locations in southern England and Germany.
Cinematography
The film, as with "almost every Kubrick film", is a "showcase for [a] major innovation in technique." While 2001: A Space Odyssey had featured "revolutionary effects," and The Shining would later feature heavy use of the Steadicam, Barry Lyndon saw a considerable number of sequences shot "without recourse to electric light." The film's cinematography was overseen by director of photography John Alcott (who won an Oscar for his work), and is particularly noted for the technical innovations that made some of its most spectacular images possible. To achieve photography without electric lighting "[f]or the many densely furnished interior scenes… meant shooting by candlelight," which is known to be difficult in still photography, "let alone with moving images."
Kubrick was "determined not to reproduce the set-bound, artificially lit look of other costume dramas from that time." After "tinker[ing] with different combinations of lenses and film stock," the production obtained three super-fast 50mm lenses (Carl Zeiss Planar 50mm f/0.7) developed by Zeiss for use by NASA in the Apollo Moon landings, which Kubrick had discovered. These super-fast lenses "with their huge aperture (the film actually features the lowest f-stop in film history) and fixed focal length" were problematic to mount, and were extensively modified into three versions by Cinema Products Corp. for Kubrick to gain a wider angle of view, with input from optics expert Richard Vetter of Todd-AO. The rear element of the lens had to be 2.5 mm away from the film plane, requiring special modification to the rotating camera shutter. This allowed Kubrick and Alcott to shoot scenes lit in candlelight to an average lighting volume of only three candela, "recreating the huddle and glow of a pre-electrical age." In addition, Kubrick had the entire film push-developed by one stop.
Although Kubrick and Alcott sought to avoid electric lighting where possible, most shots were achieved with conventional lenses and lighting, but were lit to deliberately mimic natural light rather than for compositional reasons. In addition to potentially seeming more realistic, these methods also gave a particular period look to the film which has often been likened to 18th-century paintings (which of course depict a world devoid of electric lighting), in particular owing "a lot to William Hogarth, with whom Thackeray had always been fascinated."
The film is widely regarded as having a stately, static, painterly quality, mostly due to its lengthy, wide-angle long shots. To illuminate the more notable interior scenes, artificial lights called "Mini-Brutes" were placed outside and aimed through the windows, which were covered in a diffuse material to scatter the light evenly through the room rather than being placed inside for maximum use as most conventional films do. In some instances, the natural daylight was allowed to come through, which when recorded on the film stock used by Kubrick showed up as blue-tinted compared to the incandescent electric light.
Despite such slight tinting effects, this method of lighting not only gave the look of natural daylight coming in through the windows, but it also protected the historic locations from the damage caused by mounting the lights on walls or ceilings and the heat from the lights. This helped the film "fit… perfectly with Kubrick's gilded-cage aesthetic – the film is consciously a museum piece, its characters pinned to the frame like butterflies."
Music
The film's period setting allowed Kubrick to indulge his penchant for using classical music, and the film score includes pieces by Vivaldi, Bach, Handel, Paisiello, Mozart, and Schubert. The piece most associated with the film, however, is the main title music, Handel's Sarabande from the Keyboard suite in D minor (HWV 437). Originally for solo harpsichord, the versions for the main and end titles are performed with strings, timpani, and continuo. The score also includes Irish folk music, including Seán Ó Riada's song "Women of Ireland", arranged by Paddy Moloney and performed by The Chieftains. "The British Grenadiers" also features in scenes with Redcoats marching.
Charts
Certifications
Box office and reception
Contemporaneous
The film "was not the commercial success Warner Bros. had been hoping for" within the United States, although it fared better in Europe. In the US it earned $9.1 million. Ultimately, the film grossed a worldwide total of $31.5 million on an $11 million budget.
This mixed reaction saw the film (in the words of one retrospective review) "greeted, on its release, with dutiful admiration – but not love. Critics… rail[ed] against the perceived coldness of Kubrick's style, the film's self-conscious artistry and slow pace. Audiences, on the whole, rather agreed…"
Roger Ebert gave the film three and a half stars out of four and wrote that it "is almost aggressive in its cool detachment. It defies us to care, it forces us to remain detached about its stately elegance." He added, "This must be one of the most beautiful films ever made." Vincent Canby of The New York Times called the film "another fascinating challenge from one of our most remarkable, independent-minded directors." Gene Siskel of the Chicago Tribune gave the film three and a half stars out of four and wrote "I found 'Barry Lyndon' to be quite obvious about its intentions and thoroughly successful in achieving them. Kubrick has taken a novel about a social class and has turned it into an utterly comfortable story that conveys the stunning emptiness of upper-class life only 200 years past." He ranked the film fifth on his year-end list of the best films of 1975. Charles Champlin of the Los Angeles Times called it "the motion picture equivalent of one of those very large, very heavy, very expensive, very elegant and very dull books that exist solely to be seen on coffee tables. It is ravishingly beautiful and incredibly tedious in about equal doses, a succession of salon quality still photographs—as often as not very still indeed." The Washington Post wrote, "It's not inaccurate to describe 'Barry Lyndon' as a masterpiece, but it's a deadend masterpiece, an objet d'art rather than a movie. It would be more at home, and perhaps easier to like, on the bookshelf, next to something like 'The Age of the Grand Tour,' than on the silver screen." Pauline Kael of The New Yorker wrote that "Kubrick has taken a quick-witted story" and "controlled it so meticulously that he's drained the blood out of it," adding, "It's a coffee-table movie; we might as well be at a three-hour slide show for art-history majors."
This "air of disappointment" factored into Kubrick's decision for his next film, an adaption of Stephen King's The Shining, a project that would not only please him artistically, but was more likely to succeed financially.
Re-evaluation
Over time, the film has gained a more positive reaction. On review aggregator Rotten Tomatoes, the film holds an approval rating of 88% based on 81 reviews, with an average rating of 8.3/10. The website's critical consensus reads, "Cynical, ironic, and suffused with seductive natural lighting, Barry Lyndon is a complex character piece of a hapless man doomed by Georgian society." On Metacritic, the film has a weighted average score of 89 out of 100 based on reviews from 21 critics, indicating "universal acclaim". Roger Ebert added the film to his 'Great Movies' list on 9 September 2009 and increased his original rating from three and a half stars to four, writing, "Stanley Kubrick's Barry Lyndon, received indifferently in 1975, has grown in stature in the years since and is now widely regarded as one of the master's best. It is certainly in every frame a Kubrick film: technically awesome, emotionally distant, remorseless in its doubt of human goodness."
The Village Voice ranked the film at number 46 in its Top 250 "Best Films of the Century" list in 1999, based on a poll of critics. Director Martin Scorsese has named Barry Lyndon as his favourite Kubrick film, and it is also one of Lars von Trier's favourite films. Barry Lyndon was included on Times All-Time 100 best movies list. In the 2012 Sight & Sound Greatest Films of All Time poll, Barry Lyndon placed 19th in the directors' poll and 59th in the critics' poll. The film ranked 27th in BBC's 2015 list of the 100 greatest American films. In the 2022 Sight & Sound Greatest Films of All Time poll, Barry Lyndon placed 12th in the directors' poll and 45th in the critics' poll.
In a list compiled by The Irish Times critics Tara Brady and Donald Clarke in 2020, Barry Lyndon was named the greatest Irish film of all time.
The Japanese filmmaker Akira Kurosawa cited the movie as one of his 100 favorite films.
Awards and nominations
Thematic analysis
The main theme explored in Barry Lyndon is one of fate and destiny. Barry is pushed through life by a series of key events, some of which seem unavoidable. As Roger Ebert says, "He is a man to whom things happen." He declines to eat with the highwayman Captain Feeney, where he would most likely have been robbed, but is robbed anyway farther down the road. The narrator repeatedly emphasizes the role of fate as he announces events before they unfold on screen, like Bryan's death and Bullingdon seeking satisfaction. This theme of fate is also developed in the recurring motif of the painting. Just like the events featured in the paintings, Barry is participating in events which always were.
Another major theme is between father and son. Barry lost his father at a young age and throughout the film he seeks and attaches himself to father-figures. Examples include his uncle, Grogan, and the Chevalier. When given the chance to be a father, Barry loves his son to the point of spoiling him. This contrasts with his role as a father to Lord Bullingdon, whom he disregards and punishes.
See also
List of American films of 1975
Overlord – the 1975 Stuart Cooper WWII film John Alcott also worked on
Cinema of Ireland
Notes
References
Further reading
Tibbetts, John C., and James M. Welsh, eds. The Encyclopedia of Novels into Film (2nd ed. 2005) pp 23–24.
External links
Barry Lyndon: Time Regained an essay by Geoffrey O'Brien at the Criterion Collection
Screenplay of Barry Lyndon (18 February 1973) at Daily script.
Barry Lyndon Press Kit at Indelible Inc.
The Kubrick Site, a "non-profit resource archive for documentary materials", including essays and articles.
Stanley Kubrick’s letter to projectionists on Barry Lyndon at Some Came Running.
1975 films
1970s war drama films
Adultery in films
American war drama films
British war drama films
1970s English-language films
Films based on British novels
Films based on works by William Makepeace Thackeray
Films directed by Stanley Kubrick
Films produced by Stanley Kubrick
Films set in England
Films set in Ireland
Films set in Prussia
Films set in the 1750s
Films set in 1763
Films set in 1773
Films set in the 1780s
Films shot in Dublin (city)
Films shot in the Republic of Ireland
Films shot in Somerset
Films shot in Oxfordshire
Films shot in West Sussex
Films shot in Wiltshire
Films shot in North Yorkshire
Films shot in Scotland
Films shot in Germany
Films that won the Best Costume Design Academy Award
Films that won the Best Original Score Academy Award
Films whose art director won the Best Art Direction Academy Award
Films whose cinematographer won the Best Cinematography Academy Award
Films whose director won the Best Direction BAFTA Award
Films with screenplays by Stanley Kubrick
Seven Years' War films
Films about gambling
Warner Bros. films
1975 drama films
Films shot in County Wicklow
Films shot in County Waterford
Films shot at EMI-Elstree Studios
1970s American films
1970s British films |
4230 | https://en.wikipedia.org/wiki/Cell%20%28biology%29 | Cell (biology) | The cell is the basic structural and functional unit of all forms of life. Every cell consists of cytoplasm enclosed within a membrane, and contains many macromolecules such as proteins, DNA and RNA, as well as many small molecules of nutrients and metabolites. The term comes from the Latin word meaning 'small room'.
Cells can acquire specified function and carry out various tasks within the cell such as replication, DNA repair, protein synthesis, and motility. Cells are capable of specialization and mobility within the cell.
Most plant and animal cells are only visible under a light microscope, with dimensions between 1 and 100 micrometres. Electron microscopy gives a much higher resolution showing greatly detailed cell structure. Organisms can be classified as unicellular (consisting of a single cell such as bacteria) or multicellular (including plants and animals). Most unicellular organisms are classed as microorganisms.
The study of cells and how they work has led to many other studies in related areas of biology, including: discovery of DNA, cancer systems biology, aging and developmental biology.
Cell biology is the study of cells, which were discovered by Robert Hooke in 1665, who named them for their resemblance to cells inhabited by Christian monks in a monastery. Cell theory, first developed in 1839 by Matthias Jakob Schleiden and Theodor Schwann, states that all organisms are composed of one or more cells, that cells are the fundamental unit of structure and function in all living organisms, and that all cells come from pre-existing cells. Cells emerged on Earth about 4 billion years ago.
Discovery
With continual improvements made to microscopes over time, magnification technology became advanced enough to discover cells. This discovery is largely attributed to Robert Hooke, and began the scientific study of cells, known as cell biology. When observing a piece of cork under the scope, he was able to see pores. This was shocking at the time as it was believed no one else had seen these. To further support his theory, Matthias Schleiden and Theodor Schwann both also studied cells of both animal and plants. What they discovered were significant differences between the two types of cells. This put forth the idea that cells were not only fundamental to plants, but animals as well.
Number of cells
The number of cells in plants and animals varies from species to species; it has been estimated that the human body contains around 37 trillion (3.72×1013) cells, and more recent studies put this number at around 30 trillion (~36 trillion cells in the male, ~28 trillion in the female). The human brain accounts for around 80 billion of these cells. Hatton et al. provide numbers for most other human organs.
Cell types
Cells are broadly categorized into two types: eukaryotic cells, which possesses a nucleus, and prokaryotic cells, which lack a nucleus but still has a nucleoid region. Prokaryotes are single-celled organisms, whereas eukaryotes can be either single-celled or multicellular.
Prokaryotic cells
Prokaryotes include bacteria and archaea, two of the three domains of life. Prokaryotic cells were the first form of life on Earth, characterized by having vital biological processes including cell signaling. They are simpler and smaller than eukaryotic cells, and lack a nucleus, and other membrane-bound organelles. The DNA of a prokaryotic cell consists of a single circular chromosome that is in direct contact with the cytoplasm. The nuclear region in the cytoplasm is called the nucleoid. Most prokaryotes are the smallest of all organisms ranging from 0.5 to 2.0 μm in diameter.
A prokaryotic cell has three regions:
Enclosing the cell is the cell envelope, generally consisting of a plasma membrane covered by a cell wall which, for some bacteria, may be further covered by a third layer called a capsule. Though most prokaryotes have both a cell membrane and a cell wall, there are exceptions such as Mycoplasma (bacteria) and Thermoplasma (archaea) which only possess the cell membrane layer. The envelope gives rigidity to the cell and separates the interior of the cell from its environment, serving as a protective filter. The cell wall consists of peptidoglycan in bacteria and acts as an additional barrier against exterior forces. It also prevents the cell from expanding and bursting (cytolysis) from osmotic pressure due to a hypotonic environment. Some eukaryotic cells (plant cells and fungal cells) also have a cell wall.
Inside the cell is the cytoplasmic region that contains the genome (DNA), ribosomes and various sorts of inclusions. The genetic material is freely found in the cytoplasm. Prokaryotes can carry extrachromosomal DNA elements called plasmids, which are usually circular. Linear bacterial plasmids have been identified in several species of spirochete bacteria, including members of the genus Borrelia notably Borrelia burgdorferi, which causes Lyme disease. Though not forming a nucleus, the DNA is condensed in a nucleoid. Plasmids encode additional genes, such as antibiotic resistance genes.
On the outside, some prokaryotes have flagella and pili that project from the cell's surface. These are structures made of proteins that facilitate movement and communication between cells.
Bacterial shapes
Cell shape, also called cell morphology, has been hypothesized to form from the arrangement and movement of the cytoskeleton. Many advancements in the study of cell morphology come from studying simple bacteria such as Staphylococcus aureus, E. coli, and B. subtilis. Different cell shapes have been found and described, but how and why cells form different shapes is still widely unknown. Some cell shapes that have been identified include rods, cocci and spirochaetes. Cocci are circular, bacilli are elongated rods, and spirochaetes are spiral in form.
Eukaryotic cells
Plants, animals, fungi, slime moulds, protozoa, and algae are all eukaryotic. These cells are about fifteen times wider than a typical prokaryote and can be as much as a thousand times greater in volume. The main distinguishing feature of eukaryotes as compared to prokaryotes is compartmentalization: the presence of membrane-bound organelles (compartments) in which specific activities take place. Most important among these is a cell nucleus, an organelle that houses the cell's DNA. This nucleus gives the eukaryote its name, which means "true kernel (nucleus)". Some of the other differences are:
The plasma membrane resembles that of prokaryotes in function, with minor differences in the setup. Cell walls may or may not be present.
The eukaryotic DNA is organized in one or more linear molecules, called chromosomes, which are associated with histone proteins. All chromosomal DNA is stored in the cell nucleus, separated from the cytoplasm by a membrane. Some eukaryotic organelles such as mitochondria also contain some DNA.
Many eukaryotic cells are ciliated with primary cilia. Primary cilia play important roles in chemosensation, mechanosensation, and thermosensation. Each cilium may thus be "viewed as a sensory cellular antennae that coordinates a large number of cellular signaling pathways, sometimes coupling the signaling to ciliary motility or alternatively to cell division and differentiation."
Motile eukaryotes can move using motile cilia or flagella. Motile cells are absent in conifers and flowering plants. Eukaryotic flagella are more complex than those of prokaryotes.
Subcellular components
All cells, whether prokaryotic or eukaryotic, have a membrane that envelops the cell, regulates what moves in and out (selectively permeable), and maintains the electric potential of the cell. Inside the membrane, the cytoplasm takes up most of the cell's volume. Except red blood cells, which lack a cell nucleus and most organelles to accommodate maximum space for hemoglobin, all cells possess DNA, the hereditary material of genes, and RNA, containing the information necessary to build various proteins such as enzymes, the cell's primary machinery. There are also other kinds of biomolecules in cells. This article lists these primary cellular components, then briefly describes their function.
Cell membrane
The cell membrane, or plasma membrane, is a selectively permeable biological membrane that surrounds the cytoplasm of a cell. In animals, the plasma membrane is the outer boundary of the cell, while in plants and prokaryotes it is usually covered by a cell wall. This membrane serves to separate and protect a cell from its surrounding environment and is made mostly from a double layer of phospholipids, which are amphiphilic (partly hydrophobic and partly hydrophilic). Hence, the layer is called a phospholipid bilayer, or sometimes a fluid mosaic membrane. Embedded within this membrane is a macromolecular structure called the porosome the universal secretory portal in cells and a variety of protein molecules that act as channels and pumps that move different molecules into and out of the cell. The membrane is semi-permeable, and selectively permeable, in that it can either let a substance (molecule or ion) pass through freely, to a limited extent or not at all. Cell surface membranes also contain receptor proteins that allow cells to detect external signaling molecules such as hormones.
Cytoskeleton
The cytoskeleton acts to organize and maintain the cell's shape; anchors organelles in place; helps during endocytosis, the uptake of external materials by a cell, and cytokinesis, the separation of daughter cells after cell division; and moves parts of the cell in processes of growth and mobility. The eukaryotic cytoskeleton is composed of microtubules, intermediate filaments and microfilaments. In the cytoskeleton of a neuron the intermediate filaments are known as neurofilaments. There are a great number of proteins associated with them, each controlling a cell's structure by directing, bundling, and aligning filaments. The prokaryotic cytoskeleton is less well-studied but is involved in the maintenance of cell shape, polarity and cytokinesis. The subunit protein of microfilaments is a small, monomeric protein called actin. The subunit of microtubules is a dimeric molecule called tubulin. Intermediate filaments are heteropolymers whose subunits vary among the cell types in different tissues. Some of the subunit proteins of intermediate filaments include vimentin, desmin, lamin (lamins A, B and C), keratin (multiple acidic and basic keratins), and neurofilament proteins (NF–L, NF–M).
Genetic material
Two different kinds of genetic material exist: deoxyribonucleic acid (DNA) and ribonucleic acid (RNA). Cells use DNA for their long-term information storage. The biological information contained in an organism is encoded in its DNA sequence. RNA is used for information transport (e.g., mRNA) and enzymatic functions (e.g., ribosomal RNA). Transfer RNA (tRNA) molecules are used to add amino acids during protein translation.
Prokaryotic genetic material is organized in a simple circular bacterial chromosome in the nucleoid region of the cytoplasm. Eukaryotic genetic material is divided into different, linear molecules called chromosomes inside a discrete nucleus, usually with additional genetic material in some organelles like mitochondria and chloroplasts (see endosymbiotic theory).
A human cell has genetic material contained in the cell nucleus (the nuclear genome) and in the mitochondria (the mitochondrial genome). In humans, the nuclear genome is divided into 46 linear DNA molecules called chromosomes, including 22 homologous chromosome pairs and a pair of sex chromosomes. The mitochondrial genome is a circular DNA molecule distinct from nuclear DNA. Although the mitochondrial DNA is very small compared to nuclear chromosomes, it codes for 13 proteins involved in mitochondrial energy production and specific tRNAs.
Foreign genetic material (most commonly DNA) can also be artificially introduced into the cell by a process called transfection. This can be transient, if the DNA is not inserted into the cell's genome, or stable, if it is. Certain viruses also insert their genetic material into the genome.
Organelles
Organelles are parts of the cell that are adapted and/or specialized for carrying out one or more vital functions, analogous to the organs of the human body (such as the heart, lung, and kidney, with each organ performing a different function). Both eukaryotic and prokaryotic cells have organelles, but prokaryotic organelles are generally simpler and are not membrane-bound.
There are several types of organelles in a cell. Some (such as the nucleus and Golgi apparatus) are typically solitary, while others (such as mitochondria, chloroplasts, peroxisomes and lysosomes) can be numerous (hundreds to thousands). The cytosol is the gelatinous fluid that fills the cell and surrounds the organelles.
Eukaryotic
Cell nucleus: A cell's information center, the cell nucleus is the most conspicuous organelle found in a eukaryotic cell. It houses the cell's chromosomes, and is the place where almost all DNA replication and RNA synthesis (transcription) occur. The nucleus is spherical and separated from the cytoplasm by a double membrane called the nuclear envelope, space between these two membrane is called perinuclear space. The nuclear envelope isolates and protects a cell's DNA from various molecules that could accidentally damage its structure or interfere with its processing. During processing, DNA is transcribed, or copied into a special RNA, called messenger RNA (mRNA). This mRNA is then transported out of the nucleus, where it is translated into a specific protein molecule. The nucleolus is a specialized region within the nucleus where ribosome subunits are assembled. In prokaryotes, DNA processing takes place in the cytoplasm.
Mitochondria and chloroplasts: generate energy for the cell. Mitochondria are self-replicating double membrane-bound organelles that occur in various numbers, shapes, and sizes in the cytoplasm of all eukaryotic cells. Respiration occurs in the cell mitochondria, which generate the cell's energy by oxidative phosphorylation, using oxygen to release energy stored in cellular nutrients (typically pertaining to glucose) to generate ATP (aerobic respiration). Mitochondria multiply by binary fission, like prokaryotes. Chloroplasts can only be found in plants and algae, and they capture the sun's energy to make carbohydrates through photosynthesis.
Endoplasmic reticulum: The endoplasmic reticulum (ER) is a transport network for molecules targeted for certain modifications and specific destinations, as compared to molecules that float freely in the cytoplasm. The ER has two forms: the rough ER, which has ribosomes on its surface that secrete proteins into the ER, and the smooth ER, which lacks ribosomes. The smooth ER plays a role in calcium sequestration and release and also helps in synthesis of lipid.
Golgi apparatus: The primary function of the Golgi apparatus is to process and package the macromolecules such as proteins and lipids that are synthesized by the cell.
Lysosomes and peroxisomes: Lysosomes contain digestive enzymes (acid hydrolases). They digest excess or worn-out organelles, food particles, and engulfed viruses or bacteria. Peroxisomes have enzymes that rid the cell of toxic peroxides, Lysosomes are optimally active in an acidic environment. The cell could not house these destructive enzymes if they were not contained in a membrane-bound system.
Centrosome: the cytoskeleton organizer: The centrosome produces the microtubules of a cell—a key component of the cytoskeleton. It directs the transport through the ER and the Golgi apparatus. Centrosomes are composed of two centrioles which lie perpendicular to each other in which each has an organization like a cartwheel, which separate during cell division and help in the formation of the mitotic spindle. A single centrosome is present in the animal cells. They are also found in some fungi and algae cells.
Vacuoles: Vacuoles sequester waste products and in plant cells store water. They are often described as liquid filled spaces and are surrounded by a membrane. Some cells, most notably Amoeba, have contractile vacuoles, which can pump water out of the cell if there is too much water. The vacuoles of plant cells and fungal cells are usually larger than those of animal cells. Vacuoles of plant cells are surrounded by a membrane which transports ions against concentration gradients.
Eukaryotic and prokaryotic
Ribosomes: The ribosome is a large complex of RNA and protein molecules. They each consist of two subunits, and act as an assembly line where RNA from the nucleus is used to synthesise proteins from amino acids. Ribosomes can be found either floating freely or bound to a membrane (the rough endoplasmatic reticulum in eukaryotes, or the cell membrane in prokaryotes).
Plastids: Plastid are membrane-bound organelle generally found in plant cells and euglenoids and contain specific pigments, thus affecting the colour of the plant and organism. And these pigments also helps in food storage and tapping of light energy. There are three types of plastids based upon the specific pigments. Chloroplasts contain chlorophyll and some carotenoid pigments which helps in the tapping of light energy during photosynthesis. Chromoplasts contain fat-soluble carotenoid pigments like orange carotene and yellow xanthophylls which helps in synthesis and storage. Leucoplasts are non-pigmented plastids and helps in storage of nutrients.
Structures outside the cell membrane
Many cells also have structures which exist wholly or partially outside the cell membrane. These structures are notable because they are not protected from the external environment by the cell membrane. In order to assemble these structures, their components must be carried across the cell membrane by export processes.
Cell wall
Many types of prokaryotic and eukaryotic cells have a cell wall. The cell wall acts to protect the cell mechanically and chemically from its environment, and is an additional layer of protection to the cell membrane. Different types of cell have cell walls made up of different materials; plant cell walls are primarily made up of cellulose, fungi cell walls are made up of chitin and bacteria cell walls are made up of peptidoglycan.
Prokaryotic
Capsule
A gelatinous capsule is present in some bacteria outside the cell membrane and cell wall. The capsule may be polysaccharide as in pneumococci, meningococci or polypeptide as Bacillus anthracis or hyaluronic acid as in streptococci.
Capsules are not marked by normal staining protocols and can be detected by India ink or methyl blue, which allows for higher contrast between the cells for observation.
Flagella
Flagella are organelles for cellular mobility. The bacterial flagellum stretches from cytoplasm through the cell membrane(s) and extrudes through the cell wall. They are long and thick thread-like appendages, protein in nature. A different type of flagellum is found in archaea and a different type is found in eukaryotes.
Fimbriae
A fimbria (plural fimbriae also known as a pilus, plural pili) is a short, thin, hair-like filament found on the surface of bacteria. Fimbriae are formed of a protein called pilin (antigenic) and are responsible for the attachment of bacteria to specific receptors on human cells (cell adhesion). There are special types of pili involved in bacterial conjugation.
Cellular processes
Replication
Cell division involves a single cell (called a mother cell) dividing into two daughter cells. This leads to growth in multicellular organisms (the growth of tissue) and to procreation (vegetative reproduction) in unicellular organisms. Prokaryotic cells divide by binary fission, while eukaryotic cells usually undergo a process of nuclear division, called mitosis, followed by division of the cell, called cytokinesis. A diploid cell may also undergo meiosis to produce haploid cells, usually four. Haploid cells serve as gametes in multicellular organisms, fusing to form new diploid cells.
DNA replication, or the process of duplicating a cell's genome, always happens when a cell divides through mitosis or binary fission. This occurs during the S phase of the cell cycle.
In meiosis, the DNA is replicated only once, while the cell divides twice. DNA replication only occurs before meiosis I. DNA replication does not occur when the cells divide the second time, in meiosis II. Replication, like all cellular activities, requires specialized proteins for carrying out the job.
DNA repair
Cells of all organisms contain enzyme systems that scan their DNA for DNA damage and carry out repair processes when damage is detected. Diverse repair processes have evolved in organisms ranging from bacteria to humans. The widespread prevalence of these repair processes indicates the importance of maintaining cellular DNA in an undamaged state in order to avoid cell death or errors of replication due to damage that could lead to mutation. E. coli bacteria are a well-studied example of a cellular organism with diverse well-defined DNA repair processes. These include: nucleotide excision repair, DNA mismatch repair, non-homologous end joining of double-strand breaks, recombinational repair and light-dependent repair (photoreactivation).
Growth and metabolism
Between successive cell divisions, cells grow through the functioning of cellular metabolism. Cell metabolism is the process by which individual cells process nutrient molecules. Metabolism has two distinct divisions: catabolism, in which the cell breaks down complex molecules to produce energy and reducing power, and anabolism, in which the cell uses energy and reducing power to construct complex molecules and perform other biological functions.
Complex sugars consumed by the organism can be broken down into simpler sugar molecules called monosaccharides such as glucose. Once inside the cell, glucose is broken down to make adenosine triphosphate (ATP), a molecule that possesses readily available energy, through two different pathways.
Protein synthesis
Cells are capable of synthesizing new proteins, which are essential for the modulation and maintenance of cellular activities. This process involves the formation of new protein molecules from amino acid building blocks based on information encoded in DNA/RNA. Protein synthesis generally consists of two major steps: transcription and translation.
Transcription is the process where genetic information in DNA is used to produce a complementary RNA strand. This RNA strand is then processed to give messenger RNA (mRNA), which is free to migrate through the cell. mRNA molecules bind to protein-RNA complexes called ribosomes located in the cytosol, where they are translated into polypeptide sequences. The ribosome mediates the formation of a polypeptide sequence based on the mRNA sequence. The mRNA sequence directly relates to the polypeptide sequence by binding to transfer RNA (tRNA) adapter molecules in binding pockets within the ribosome. The new polypeptide then folds into a functional three-dimensional protein molecule.
Motility
Unicellular organisms can move in order to find food or escape predators. Common mechanisms of motion include flagella and cilia.
In multicellular organisms, cells can move during processes such as wound healing, the immune response and cancer metastasis. For example, in wound healing in animals, white blood cells move to the wound site to kill the microorganisms that cause infection. Cell motility involves many receptors, crosslinking, bundling, binding, adhesion, motor and other proteins. The process is divided into three steps: protrusion of the leading edge of the cell, adhesion of the leading edge and de-adhesion at the cell body and rear, and cytoskeletal contraction to pull the cell forward. Each step is driven by physical forces generated by unique segments of the cytoskeleton.
Navigation, control and communication
In August 2020, scientists described one way cells—in particular cells of a slime mold and mouse pancreatic cancer-derived cells—are able to navigate efficiently through a body and identify the best routes through complex mazes: generating gradients after breaking down diffused chemoattractants which enable them to sense upcoming maze junctions before reaching them, including around corners.
Multicellularity
Cell specialization/differentiation
Multicellular organisms are organisms that consist of more than one cell, in contrast to single-celled organisms.
In complex multicellular organisms, cells specialize into different cell types that are adapted to particular functions. In mammals, major cell types include skin cells, muscle cells, neurons, blood cells, fibroblasts, stem cells, and others. Cell types differ both in appearance and function, yet are genetically identical. Cells are able to be of the same genotype but of different cell type due to the differential expression of the genes they contain.
Most distinct cell types arise from a single totipotent cell, called a zygote, that differentiates into hundreds of different cell types during the course of development. Differentiation of cells is driven by different environmental cues (such as cell–cell interaction) and intrinsic differences (such as those caused by the uneven distribution of molecules during division).
Origin of multicellularity
Multicellularity has evolved independently at least 25 times, including in some prokaryotes, like cyanobacteria, myxobacteria, actinomycetes, Magnetoglobus multicellularis, or Methanosarcina. However, complex multicellular organisms evolved only in six eukaryotic groups: animals, fungi, brown algae, red algae, green algae, and plants. It evolved repeatedly for plants (Chloroplastida), once or twice for animals, once for brown algae, and perhaps several times for fungi, slime molds, and red algae. Multicellularity may have evolved from colonies of interdependent organisms, from cellularization, or from organisms in symbiotic relationships.
The first evidence of multicellularity is from cyanobacteria-like organisms that lived between 3 and 3.5 billion years ago. Other early fossils of multicellular organisms include the contested Grypania spiralis and the fossils of the black shales of the Palaeoproterozoic Francevillian Group Fossil B Formation in Gabon.
The evolution of multicellularity from unicellular ancestors has been replicated in the laboratory, in evolution experiments using predation as the selective pressure.
Origins
The origin of cells has to do with the origin of life, which began the history of life on Earth.
Origin of the first cell
There are several theories about the origin of small molecules that led to life on the early Earth. They may have been carried to Earth on meteorites (see Murchison meteorite), created at deep-sea vents, or synthesized by lightning in a reducing atmosphere (see Miller–Urey experiment). There is little experimental data defining what the first self-replicating forms were. RNA is thought to be the earliest self-replicating molecule, as it is capable of both storing genetic information and catalyzing chemical reactions (see RNA world hypothesis), but some other entity with the potential to self-replicate could have preceded RNA, such as clay or peptide nucleic acid.
Cells emerged at least 3.5 billion years ago. The current belief is that these cells were heterotrophs. The early cell membranes were probably more simple and permeable than modern ones, with only a single fatty acid chain per lipid. Lipids are known to spontaneously form bilayered vesicles in water, and could have preceded RNA, but the first cell membranes could also have been produced by catalytic RNA, or even have required structural proteins before they could form.
Origin of eukaryotic cells
Eukaryotic cells were created some 2.2 billion years ago in a process called eukaryogenesis. This is widely agreed to have involved symbiogenesis, in which archaea and bacteria came together to create the first eukaryotic common ancestor. This cell had a new level of complexity and capability, with a nucleus and facultatively aerobic mitochondria. It evolved some 2 billion years ago into a population of single-celled organisms that included the last eukaryotic common ancestor, gaining capabilities along the way, though the sequence of the steps involved has been disputed, and may not have started with symbiogenesis. It featured at least one centriole and cilium, sex (meiosis and syngamy), peroxisomes, and a dormant cyst with a cell wall of chitin and/or cellulose. In turn, the last eukaryotic common ancestor gave rise to the eukaryotes' crown group, containing the ancestors of animals, fungi, plants, and a diverse range of single-celled organisms. The plants were created around 1.6 billion years ago with a second episode of symbiogenesis that added chloroplasts, derived from cyanobacteria.
History of research
1632–1723: Antonie van Leeuwenhoek taught himself to make lenses, constructed basic optical microscopes and drew protozoa, such as Vorticella from rain water, and bacteria from his own mouth.
1665: Robert Hooke discovered cells in cork, then in living plant tissue using an early compound microscope. He coined the term cell (from Latin cellula, meaning "small room") in his book Micrographia (1665).
1839: Theodor Schwann and Matthias Jakob Schleiden elucidated the principle that plants and animals are made of cells, concluding that cells are a common unit of structure and development, and thus founding the cell theory.
1855: Rudolf Virchow stated that new cells come from pre-existing cells by cell division (omnis cellula ex cellula).
1931: Ernst Ruska built the first transmission electron microscope (TEM) at the University of Berlin. By 1935, he had built an EM with twice the resolution of a light microscope, revealing previously unresolvable organelles.
1981: Lynn Margulis published Symbiosis in Cell Evolution detailing how eukaryotic cells were created by symbiogenesis.
See also
Cell cortex
Cell culture
Cellular model
Cytoneme
Cytorrhysis
Cytotoxicity
Lipid raft
List of distinct cell types in the adult human body
Outline of cell biology
Parakaryon myojinensis
Plasmolysis
Syncytium
Tunneling nanotube
Vault (organelle)
References
Further reading
; The fourth edition is freely available from National Center for Biotechnology Information Bookshelf.
External links
MBInfo – Descriptions on Cellular Functions and Processes
Inside the Cell – a science education booklet by National Institutes of Health, in PDF and ePub.
Cell Biology in "The Biology Project" of University of Arizona.
Centre of the Cell online
The Image & Video Library of The American Society for Cell Biology , a collection of peer-reviewed still images, video clips and digital books that illustrate the structure, function and biology of the cell.
WormWeb.org: Interactive Visualization of the C. elegans Cell lineage – Visualize the entire cell lineage tree of the nematode C. elegans
Cell biology
Cell anatomy
1665 in science |
4232 | https://en.wikipedia.org/wiki/Barter | Barter | In trade, barter (derived from baretor) is a system of exchange in which participants in a transaction directly exchange goods or services for other goods or services without using a medium of exchange, such as money. Economists usually distinguish barter from gift economies in many ways; barter, for example, features immediate reciprocal exchange, not one delayed in time. Barter usually takes place on a bilateral basis, but may be multilateral (if it is mediated through a trade exchange). In most developed countries, barter usually exists parallel to monetary systems only to a very limited extent. Market actors use barter as a replacement for money as the method of exchange in times of monetary crisis, such as when currency becomes unstable (such as hyperinflation or a deflationary spiral) or simply unavailable for conducting commerce.
No ethnographic studies have shown that any present or past society has used barter without any other medium of exchange or measurement, and anthropologists have found no evidence that money emerged from barter. They instead found that gift-giving (credit extended on a personal basis with an inter-personal balance maintained over the long term) was the most usual means of exchange of goods and services. Nevertheless, economists since the times of Adam Smith (1723–1790) often inaccurately imagined pre-modern societies as examples to use the inefficiency of barter to explain the emergence of money, of "the" economy, and hence of the discipline of economics itself.
Economic theory
Adam Smith on the origin of money
Adam Smith sought to demonstrate that markets (and economies) pre-existed the state. He argued that money was not the creation of governments. Markets emerged, in his view, out of the division of labour, by which individuals began to specialize in specific crafts and hence had to depend on others for subsistence goods. These goods were first exchanged by barter. Specialization depended on trade but was hindered by the "double coincidence of wants" which barter requires, i.e., for the exchange to occur, each participant must want what the other has. To complete this hypothetical history, craftsmen would stockpile one particular good, be it salt or metal, that they thought no one would refuse. This is the origin of money according to Smith. Money, as a universally desired medium of exchange, allows each half of the transaction to be separated.
Barter is characterized in Adam Smith's "The Wealth of Nations" by a disparaging vocabulary: "haggling, swapping, dickering". It has also been characterized as negative reciprocity, or "selfish profiteering".
Anthropologists have argued, in contrast, "that when something resembling barter does occur in stateless societies it is almost always between strangers." Barter occurred between strangers, not fellow villagers, and hence cannot be used to naturalistically explain the origin of money without the state. Since most people engaged in trade knew each other, exchange was fostered through the extension of credit. Marcel Mauss, author of 'The Gift', argued that the first economic contracts were to not act in one's economic self-interest, and that before money, exchange was fostered through the processes of reciprocity and redistribution, not barter. Everyday exchange relations in such societies are characterized by generalized reciprocity, or a non-calculative familial "communism" where each takes according to their needs, and gives as they have.
Features of bartering
Often the following features are associated with barter transactions:
There is a demand focus for things of a different kind.
Most often, parties trade goods and services for goods or services that differ from what they are willing to forego.
The parties of the barter transaction are both equal and free.
Neither party has advantages over the other, and both are free to leave the trade at any point in time.
The transaction happens simultaneously.
The goods are normally traded at the same point in time. Nonetheless delayed barter in goods may rarely occur as well. In the case of services being traded however, the two parts of the trade may be separated.
The transaction is transformative.
A barter transaction "moves objects between the regimes of value", meaning that a good or service that is being traded may take up a new meaning or value under its recipient than that of its original owner.
There is no criterion of value.
There is no real way to value each side of the trade. There is bargaining taking place, not to do with the value of each party's good or service, but because each player in the transaction wants what is offered by the other.
Advantages
Since direct barter does not require payment in money, it can be utilized when money is in short supply, when there is little information about the credit worthiness of trade partners, or when there is a lack of trust between those trading.
Barter is an option to those who cannot afford to store their small supply of wealth in money, especially in hyperinflation situations where money devalues quickly.
Limitations
The limitations of barter are often explained in terms of its inefficiencies in facilitating exchange in comparison to money.
It is said that barter is 'inefficient' because:
There needs to be a 'double coincidence of wants'
For barter to occur between two parties, both parties need to have what the other wants.
There is no common measure of value/ No Standard Unit of Account
In a monetary economy, money plays the role of a measure of value of all goods, so their values can be assessed against each other; this role may be absent in a barter economy.
Indivisibility of certain goods
If a person wants to buy a certain amount of another's goods, but only has for payment one indivisible unit of another good which is worth more than what the person wants to obtain, a barter transaction cannot occur.
Lack of standards for deferred payments
This is related to the absence of a common measure of value, although if the debt is denominated in units of the good that will eventually be used in payment, it is not a problem.
Difficulty in storing wealth
If a society relies exclusively on perishable goods, storing wealth for the future may be impractical. However, some barter economies rely on durable goods like sheep or cattle for this purpose.
History
Silent trade
Other anthropologists have questioned whether barter is typically between "total" strangers, a form of barter known as "silent trade". Silent trade, also called silent barter, dumb barter ("dumb" here used in its old meaning of "mute"), or depot trade, is a method by which traders who cannot speak each other's language can trade without talking. However, Benjamin Orlove has shown that while barter occurs through "silent trade" (between strangers), it occurs in commercial markets as well. "Because barter is a difficult way of conducting trade, it will occur only where there are strong institutional constraints on the use of money or where the barter symbolically denotes a special social relationship and is used in well-defined conditions. To sum up, multipurpose money in markets is like lubrication for machines - necessary for the most efficient function, but not necessary for the existence of the market itself."
In his analysis of barter between coastal and inland villages in the Trobriand Islands, Keith Hart highlighted the difference between highly ceremonial gift exchange between community leaders, and the barter that occurs between individual households. The haggling that takes place between strangers is possible because of the larger temporary political order established by the gift exchanges of leaders. From this he concludes that barter is "an atomized interaction predicated upon the presence of society" (i.e. that social order established by gift exchange), and not typical between complete strangers.
Times of monetary crisis
As Orlove noted, barter may occur in commercial economies, usually during periods of monetary crisis. During such a crisis, currency may be in short supply, or highly devalued through hyperinflation. In such cases, money ceases to be the universal medium of exchange or standard of value. Money may be in such short supply that it becomes an item of barter itself rather than the means of exchange. Barter may also occur when people cannot afford to keep money (as when hyperinflation quickly devalues it).
An example of this would be during the Crisis in Bolivarian Venezuela, when Venezuelans resorted to bartering as a result of hyperinflation. The increasingly low value of bank notes, and their lack of circulation in suburban areas, meant that many Venezuelans, especially those living outside of larger cities, took to the trading over their own goods for even the most basic of transactions.
Additionally, in the wake of the 2008 financial crisis, barter exchanges reported a double-digit increase in membership, due to the scarcity of fiat money, and the degradation of monetary system sentiment.
Exchanges
Economic historian Karl Polanyi has argued that where barter is widespread, and cash supplies limited, barter is aided by the use of credit, brokerage, and money as a unit of account (i.e. used to price items). All of these strategies are found in ancient economies including Ptolemaic Egypt. They are also the basis for more recent barter exchange systems.
While one-to-one bartering is practised between individuals and businesses on an informal basis, organized barter exchanges have developed to conduct third party bartering which helps overcome some of the limitations of barter. A barter exchange operates as a broker and bank in which each participating member has an account that is debited when purchases are made, and credited when sales are made.
Modern barter and trade has evolved considerably to become an effective method of increasing sales, conserving cash, moving inventory, and making use of excess production capacity for businesses around the world. Businesses in a barter earn trade credits (instead of cash) that are deposited into their account. They then have the ability to purchase goods and services from other members utilizing their trade credits – they are not obligated to purchase from those whom they sold to, and vice versa. The exchange plays an important role because they provide the record-keeping, brokering expertise and monthly statements to each member. Commercial exchanges make money by charging a commission on each transaction either all on the buy side, all on the sell side, or a combination of both. Transaction fees typically run between 8 and 15%. A successful example is International Monetary Systems, which was founded in 1985 and is one of the first exchanges in North America opened after the TEFRA Act of 1982.
Organized Barter (Retail Barter)
Since the 1930s, organized barter has been a common type of barter where company's join a barter organization (barter company) which serves as a hub to exchange goods and services without money as a medium of exchange. Similarly to brokerage houses, barter company facilitates the exchange of goods and services between member companies, allowing members to acquire goods and services by providing their own as payment. Member companies are required to sign a barter agreement with the barter company as a condition of their membership. In turn, the barter company provides each member with the current levels of supply and demand for each good and service which can be purchased or sold in the system. These transactions are mediated by barter authorities of the member companies. The barter member companies can then acquire their desired goods or services from another member company within a predetermined time. Failure to deliver the good or service within the fixed time period results in the debt being settled in cash. Each member company pays an annual membership fee and purchase and sales commission outlined in the contract. Organized barter increases liquidity for member companies as it mitigates the requirement of cash to settle transactions, enabling sales and purchases to be made with excess capacity or surplus inventory. Additionally, organized barter facilitates competitive advantage within industries and sectors. Considering the quantity of transactions depending on the supply-demand balance of the goods and services within the barter organization, member companies tend to face minimal competition within their own operating sector.
Corporate Barter
Producers, wholesalers and distributors tend to engage in corporate barter as a method of exchanging goods and services with companies they are in business with. These bilateral barter transactions are targeted towards companies aiming to convert stagnant inventories into receivable goods or services, to increase market share without cash investments, and to protect liquidity. However, issues arise as to the imbalance of supply and demand of desired goods and services and the inability to efficiently match the value of goods and services exchanged in these transactions.
Labour notes
The Owenite socialists in Britain and the United States in the 1830s were the first to attempt to organize barter exchanges. Owenism developed a "theory of equitable exchange" as a critique of the exploitative wage relationship between capitalist and labourer, by which all profit accrued to the capitalist. To counteract the uneven playing field between employers and employed, they proposed "schemes of labour notes based on labour time, thus institutionalizing Owen's demand that human labour, not money, be made the standard of value." This alternate currency eliminated price variability between markets, as well as the role of merchants who bought low and sold high. The system arose in a period where paper currency was an innovation. Paper currency was an IOU circulated by a bank (a promise to pay, not a payment in itself). Both merchants and an unstable paper currency created difficulties for direct producers.
An alternate currency, denominated in labour time, would prevent profit taking by middlemen; all goods exchanged would be priced only in terms of the amount of labour that went into them as expressed in the maxim 'Cost the limit of price'. It became the basis of exchanges in London, and in America, where the idea was implemented at the New Harmony communal settlement by Josiah Warren in 1826, and in his Cincinnati 'Time store' in 1827. Warren ideas were adopted by other Owenites and currency reformers, even though the labour exchanges were relatively short lived.
In England, about 30 to 40 cooperative societies sent their surplus goods to an "exchange bazaar" for direct barter in London, which later adopted a similar labour note. The British Association for Promoting Cooperative Knowledge established an "equitable labour exchange" in 1830. This was expanded as the National Equitable Labour Exchange in 1832 on Grays Inn Road in London. These efforts became the basis of the British cooperative movement of the 1840s. In 1848, the socialist and first self-designated anarchist Pierre-Joseph Proudhon postulated a system of time chits.
Michael Linton this originated the term "local exchange trading system" (LETS) in 1983 and for a time ran the Comox Valley LETSystems in Courtenay, British Columbia. LETS networks use interest-free local credit so direct swaps do not need to be made. For instance, a member may earn credit by doing childcare for one person and spend it later on carpentry with another person in the same network. In LETS, unlike other local currencies, no scrip is issued, but rather transactions are recorded in a central location open to all members. As credit is issued by the network members, for the benefit of the members themselves, LETS are considered mutual credit systems.
Local currencies
The first exchange system was the Swiss WIR Bank. It was founded in 1934 as a result of currency shortages after the stock market crash of 1929. "WIR" is both an abbreviation of Wirtschaftsring (economic circle) and the word for "we" in German, reminding participants that the economic circle is also a community.
In Australia and New Zealand, the largest barter exchange is Bartercard, founded in 1991, with offices in the United Kingdom, United States, Cyprus, UAE, Thailand, and most recently, South Africa. Other than its name suggests, it uses an electronic local currency, the trade dollar. Since its inception, Bartercard has amassed a trading value of over US$10 billion, and increased its customer network to 35,000 cardholders.
Bartering in business
In business, barter has the benefit that one gets to know each other, one discourages investments for rent (which is inefficient) and one can impose trade sanctions on dishonest partners.
According to the International Reciprocal Trade Association, the industry trade body, more than 450,000 businesses transacted $10 billion globally in 2008 – and officials expect trade volume to grow by 15% in 2009.
It is estimated that over 450,000 businesses in the United States were involved in barter exchange activities in 2010. There are approximately 400 commercial and corporate barter companies serving all parts of the world. There are many opportunities for entrepreneurs to start a barter exchange. Several major cities in the U.S. and Canada do not currently have a local barter exchange. There are two industry groups in the United States, the National Association of Trade Exchanges (NATE) and the International Reciprocal Trade Association (IRTA). Both offer training and promote high ethical standards among their members. Moreover, each has created its own currency through which its member barter companies can trade. NATE's currency is known as the BANC and IRTA's currency is called Universal Currency (UC).
In Canada, barter continues to thrive. The largest b2b barter exchange is International Monetary Systems (IMS Barter), founded in 1985. P2P bartering has seen a renaissance in major Canadian cities through Bunz - built as a network of Facebook groups that went on to become a stand-alone bartering based app in January 2016. Within the first year, Bunz accumulated over 75,000 users in over 200 cities worldwide.
Corporate barter focuses on larger transactions, which is different from a traditional, retail oriented barter exchange. Corporate barter exchanges typically use media and advertising as leverage for their larger transactions. It entails the use of a currency unit called a "trade-credit". The trade-credit must not only be known and guaranteed but also be valued in an amount the media and advertising could have been purchased for had the "client" bought it themselves (contract to eliminate ambiguity and risk).
Soviet bilateral trade is occasionally called "barter trade", because although the purchases were denominated in U.S. dollars, the transactions were credited to an international clearing account, avoiding the use of hard cash.
Tax implications
In the United States, Karl Hess used bartering to make it harder for the IRS to seize his wages and as a form of tax resistance. Hess explained how he turned to barter in an op-ed for The New York Times in 1975. However the IRS now requires barter exchanges to be reported as per the Tax Equity and Fiscal Responsibility Act of 1982. Barter exchanges are considered taxable revenue by the IRS and must be reported on a 1099-B form. According to the IRS, "The fair market value of goods and services exchanged must be included in the income of both parties."
Other countries, though, do not have the reporting requirement that the U.S. does concerning proceeds from barter transactions, but taxation is handled the same way as a cash transaction. If one barters for a profit, one pays the appropriate tax; if one generates a loss in the transaction, they have a loss. Bartering for business is also taxed accordingly as business income or business expense. Many barter exchanges require that one register as a business.
In countries like Australia and New Zealand, barter transactions require the appropriate tax invoices declaring the value of the transaction and its reciprocal GST component. All records of barter transactions must also be kept for a minimum of five years after the transaction is made.
Recent developments
In Spain (particularly the Catalonia region) there is a growing number of exchange markets. These barter markets or swap meets work without money. Participants bring things they do not need and exchange them for the unwanted goods of another participant. Swapping among three parties often helps satisfy tastes when trying to get around the rule that money is not allowed.
Other examples are El Cambalache in San Cristobal de las Casas, Chiapas, Mexico and post-Soviet societies.
The recent blockchain technologies are making it possible to implement decentralized and autonomous barter exchanges that can be used by crowds on a massive scale. BarterMachine is an Ethereum smart contract based system that allows direct exchange of multiple types and quantities of tokens with others. It also provides a solution miner that allows users to compute direct bartering solutions in their browsers. Bartering solutions can be submitted to BarterMachine which will perform collective transfer of tokens among the blockchain addresses that belong to the users. If there are excess tokens left after the requirements of the users are satisfied, the leftover tokens will be given as reward to the solution miner.
See also
Collaborative consumption
Complementary currencies
Gift economy
International trade
List of international trade topics
Local exchange trading system
Natural economy
Private currency
Property caretaker
Quid pro quo
Simple living
Trading cards
Time banking
References
External links
Business terms
Cashless society
Economic systems
Pricing
Simple living
Tax avoidance
Trade |
4233 | https://en.wikipedia.org/wiki/Berthe%20Morisot | Berthe Morisot | {{Infobox artist
| name = Berthe Morisot
| image = Morisot berthe photo.jpg
| caption = Berthe Morisot
| birth_name = Berthe Marie Pauline Morisot
| birth_date =
| birth_place = Bourges, Cher, France
| death_date =
| death_place = Paris, France
| resting_place = Cimetière de Passy
| nationality = French
| field = Painting
| training =
| notable_works = {{bulleted|Summer's Day|The Cradle|View of Paris from the Trocadero|After Lunch}}
| movement = Impressionism
| works =
| spouse =
}}
Berthe Marie Pauline Morisot (; January 14, 1841 – March 2, 1895) was a French painter and a member of the circle of painters in Paris who became known as the Impressionists.
In 1864, Morisot exhibited for the first time in the highly esteemed Salon de Paris. Sponsored by the government and judged by Academicians, the Salon was the official, annual exhibition of the Académie des beaux-arts in Paris. Her work was selected for exhibition in six subsequent Salons until, in 1874, she joined the "rejected" Impressionists in the first of their own exhibitions, which included Paul Cézanne, Edgar Degas, Claude Monet, Camille Pissarro, Pierre-Auguste Renoir and Alfred Sisley. It was held at the studio of the photographer Nadar. Morisot went on to participate in all but one of the following eight impressionist exhibitions, between 1874 and 1886.
Morisot was married to Eugène Manet, the brother of her friend and colleague Édouard Manet.
She was described by art critic Gustave Geffroy in 1894 as one of "les trois grandes dames" (The three great ladies) of Impressionism alongside Marie Bracquemond and Mary Cassatt.
Early life
Morisot was born January 14, 1841, in Bourges, France, into an affluent bourgeois family. Her father, Edmé Tiburce Morisot, was the prefect (senior administrator) of the department of Cher. He also studied architecture at École des Beaux Arts. Her mother, Marie-Joséphine-Cornélie Thomas, was the great-niece of Jean-Honoré Fragonard, one of the most prolific Rococo painters of the ancien régime. She had two older sisters, Yves (1838–1893) and Edma (1839–1921), plus a younger brother, Tiburce, born in 1848. The family moved to Paris in 1852, when Morisot was a child.
It was commonplace for daughters of bourgeois families to receive art education, so Berthe and her sisters Yves and Edma were taught privately by Geoffroy-Alphonse Chocarne and Joseph Guichard. Morisot and her sisters initially started taking lessons so that they could each make a drawing for their father for his birthday. In 1857 Guichard, who ran a school for girls in Rue des Moulins, introduced Berthe and Edma to the Louvre gallery where from 1858 they learned by copying paintings. The Morisots were not only forbidden to work at the museum unchaperoned, but they were also totally barred from formal training. Guichard also introduced them to the works of Gavarni.
As art students, Berthe and Edma worked closely together until 1869, when Edma married Adolphe Pontillon, a naval officer, moved to Cherbourg, and had less time to paint. Letters between the sisters show a loving relationship, underscored by Berthe's regret at the distance between them and Edma's withdrawal from painting. Edma wholeheartedly supported Berthe's continued work and their families always remained close. Edma wrote "… I am often with you in thought, dear Berthe. I’m in your studio and I like to slip away, if only for a quarter of an hour, to breathe that atmosphere that we shared for many years…".
Her sister Yves married Theodore Gobillard, a tax inspector, in 1866 and was painted by Edgar Degas as Mrs Theodore Gobillard (Metropolitan Museum of Art, New York City).
As a copyist at the Louvre, Morisot met and befriended other artists such as Manet and Monet. In 1861 she was introduced to Jean-Baptiste-Camille Corot, the pivotal landscape painter of the Barbizon school who also excelled in figure painting. Under Corot's influence, she took up the plein air (outdoors) method of working. By 1863 she was studying under , another Barbizon painter. In the winter of 1863–64 she studied sculpture under Aimé Millet, but none of her sculptures is known to survive.
Main periods of Morisot's work
Training, 1857–1870
It is hard to trace the stages of Morisot's training and to tell the exact influence of her teachers because she was never pleased with her work and she destroyed nearly all of the artworks she produced before 1869. Her first teacher, Geoffroy-Alphonse Chocarne, taught her the basics of drawing. After several months, Morisot began to take classes taught by Guichard. During this period, she drew mostly ancient classical figures. When Morisot expressed her interests in plein-air painting, Guichard sent her to follow Corot and Oudinot. Painting outdoors, she used watercolors which are easy to carry. At that time, Morisot also became interested in pastel.
Watercolorist, 1870–1874
During this period, Morisot still found oil painting difficult, and worked mostly in watercolor. Her choice of colors is rather restrained; however, the delicate repetition of hues renders a balanced effect. Due to specific characteristics of watercolors as a medium, Morisot was able to create a translucent atmosphere and feathery touch, which contribute to the freshness in her paintings.
Impressionism, 1875–1885
Having become more confident about oil painting, Morisot worked in oil, watercolor and pastel at the same time, as Degas did. She painted very quickly but did much sketching as preparation, so she could paint "a mouth, eyes, and a nose with a single brushstroke." She made countless studies of her subjects, which were drawn from her life so she became quite familiar with them. When it became inconvenient to paint outdoors, the highly finished watercolors done in the preparatory stages allowed her to continue painting indoors later.
Turning, 1885–1887
After 1885, drawing began to dominate in Morisot's works. Morisot actively experimented with charcoals and color pencils. Her reviving interest in drawing was motivated by her Impressionist friends, who are known for blurring forms. Morisot put her emphasis on the clarification of the form and lines during this period. In addition, she was influenced by photography and Japonisme. She adopted the style of placing objects away from the center of the composition from Japanese prints of the time.
Synthesis, 1887–1895
Morisot started to use the technique of squaring and the medium of tracing paper to transcribe her drawing to the canvas exactly. By employing this new method, Morisot was able to create compositions with more complicated interaction between figures. She stressed the composition and the forms while her Impressionist brushstrokes still remained. Her original synthesis of the Impressionist touch with broad strokes and light reflections, and the graphic approach featured by clear lines, made her late works distinctive.
Style and technique
Because she was a female artist, Morisot's paintings were often labeled as being full of "feminine charm" by male critics, for their elegance and lightness. In 1890, Morisot wrote in a notebook about her struggles to be taken seriously as an artist: "I don't think there has ever been a man who treated a woman as an equal and that's all I would have asked for, for I know I'm worth as much as they."
Her light brushstrokes often led to critics using the verb "effleurer" (to touch lightly, brush against) to describe her technique. In her early life, Morisot painted in the open air as other Impressionists to look for truths in observation. Around 1880 she began painting on unprimed canvases—a technique Manet and Eva Gonzalès also experimented with at the time—and her brushwork became looser. In 1888–89, her brushstrokes transitioned from short, rapid strokes to long, sinuous ones that define form. The outer edges of her paintings were often left unfinished, allowing the canvas to show through and increasing the sense of spontaneity. After 1885, she worked mostly from preliminary drawings before beginning her oil paintings. She often worked in oil paint, watercolors, and pastel simultaneously, and sketched using various drawing media. Morisot's works are almost always small in scale.
Morisot creates a sense of space and depth through the use of color. Although her color palette was somewhat limited, her fellow impressionists regarded her as a "virtuoso colorist". She typically made expansive use of white to create a sense of transparency, whether used as a pure white or mixed with other colors. In her large painting The Cherry Tree, the colors are more vivid but still emphasize the form.
Inspired by Manet's drawings, she kept the use of color to a minimum when constructing a motif. Responding to the experiments conducted by Manet and Edgar Degas, Morisot used barely tinted whites to harmonize the paintings. Like Degas, she played with three media simultaneously in one painting: watercolor, pastel, and oil paints. In the second half of her career, she learned from Renoir by mimicking his motifs. She also shared an interest in keeping a balance between the density of figures and the atmospheric traits of light with Renoir in her later works.
Subjects
Morisot painted what she experienced on a daily basis. Most of her paintings include domestic scenes of family, children, ladies, and flowers, depicting what women's life was like in the late nineteenth century. Instead of portraying the public space and society, Morisot preferred private, intimate scenes. This reflects the cultural restrictions of her class and gender at that time. Like her fellow Impressionist Mary Cassatt, she focused on domestic life and portraits in which she could use family and personal friends as models, including her daughter Julie and sister Edma. The stenographic presentation of her daily life conveys a strong hope to stop the fleeting passage of time. By portraying flowers, she used metaphors to celebrate womanhood. Prior to the 1860s, Morisot painted subjects in line with the Barbizon school before turning to scenes of contemporary femininity. Paintings like The Cradle (1872), in which she depicted current trends for nursery furniture, reflect her sensitivity to fashion and advertising, both of which would have been apparent to her female audience. Her works also include landscapes, garden settings, boating scenes, and themes of boredom or ennui. Later in her career Morisot worked with more ambitious themes, such as nudes. In her late works, she often referred to the past to recall a memory from her earlier life and youth, and her departed companions.
Impressionism
Morisot's first appearance in the Salon de Paris came at the age of twenty-three in 1864, with the acceptance of two landscape paintings. She continued to show regularly in the Salon, to generally favorable reviews, until 1873, the year before the first Impressionist exhibition. She exhibited with the Impressionists from 1874 onwards, only missing the exhibition in 1878 when her daughter was born.
Impressionism's alleged attachment to brilliant color, sensual surface effects, and fleeting sensory perceptions led a number of critics to assert in retrospect that this style, once primarily the battlefield of insouciant, combative males, was inherently feminine and best suited to women's weaker temperaments, lesser intellectual capabilities, and greater sensibility.
During Morisot's 1874 exhibition with the Impressionists, such as Monet and Manet, Le Figaro critic Albert Wolff noted that the Impressionists consisted of "five or six lunatics of which one is a woman...[whose] feminine grace is maintained amid the outpourings of a delirious mind."
Morisot's mature career began in 1872. She found an audience for her work with Durand-Ruel, the private dealer, who bought twenty-two paintings. In 1877, she was described by the critic for Le Temps as the "one real Impressionist in this group." She chose to exhibit under her full maiden name instead of using a pseudonym or her married name. As her skill and style improved, many began to rethink their opinion toward Morisot. In the 1880 exhibition, many reviews judged Morisot among the best, even including Le Figaro critic Albert Wolff.
Personal life
Morisot came from an eminent family, the daughter of a government official and the great-niece of Rococo artist Jean-Honoré Fragonard. She met her longtime friend and colleague, Édouard Manet, in 1868. By the introduction of Manet, Morisot was married to Édouard's brother, Eugène Manet in 1874. On November 14, 1878, she gave birth to her only child, Julie, who posed frequently for her mother and other Impressionist artists, including Renoir and her uncle Édouard.
Correspondence between Morisot and Édouard Manet shows warm affection, and Manet gave her an easel as a Christmas present. Morisot often posed for Manet and there are several portrait paintings of Morisot such as Repose (Portrait of Berthe Morisot) and Berthe Morisot with a Bouquet. Morisot died on March 2, 1895, in Paris, of pneumonia contracted while attending to her daughter Julie's similar illness, thus making Julie an orphan at the age of 16. She was interred in the Cimetière de Passy.
Works
Selection of worksThis list is incomplete, you can help by expanding it with certified entries.This limited selection is based in part on the book Berthe Morisot by Charles F. Stuckey, William P. Scott and Susan G. Lindsay, which is in turn drawn from the 1961 catalogue by Marie-Louise Bataille, Rouaart Denis and Georges Wildenstein. There are variations between the dates of execution, first showing and purchase. Titles may vary between sources.
1864–1874
Étude, 1864, oil on canvas, 60.3 × 73 cm, private collection
Chaumière en Normandie, 1865, oil on canvas, 46 × 55 cm, private collection
La Seine en aval du pont d'Iéna, 1866, oil on canvas, 51 × 73 cm, private collection
La Rivière de Pont Aven à Roz-Bras, 1867, oil on canvas, 55 × 73 cm, private collection – Chicago
Bateaux à l'aurore, 1869, pastel on paper, 19.7 × 26.7 cm, private collectionJeune fille à sa fenêtre, 1869, oil on canvas, 36.8 × 45.4 cm, private collection
Madame Morisot et sa fille Madame Pontillon (La Lecture), 1869–1870, oil on canvas, 101 × 81.8 cm, National Gallery of Art, Washington, D.C.
Le Port de Cherbourg, 1871, crayon and watercolour on paper, 15.6 × 20.3 cm, private collection of Paul Mellon, Upperville, Virginia
Le Port de Cherbourg, 1871, oil on canvas, 41.9 × 55.9 cm, private collection of Paul Mellon, Upperville, Virginia
Vue de paris de hauteurs du Trocadéro, 1871, oil on canvas, 46.1 × 81.5 cm, Santa Barbara Museum of Art, California
Femme et enfant au balcon, 1871–72, watercolor, 20.6 × 17.3 cm, Art Institute of Chicago
Intérieur, 1871, oil on canvas, 60 × 73 cm, private collection
Portrait de Madame Pontillon, 1871, pastel on paper, 85.5 × 65.8 cm, Louvre – drawings cabinet gift of Madame Edma Pontillon to the Louvre in 1921, in the collection of the Musée d'Orsay
L'Entrée du port, 1871, watercolour on paper, 24.9 × 15.1 cm, , Bagnols-sur-Cèze – drawings cabinet
Madame Pontillon et sa fille Jeanne sur un canapé, 1871, watercolour on paper, 25.1 × 25.9 cm, National Gallery of Art, Washington
Jeune fille sur un banc (Edma Pontillon), 1872, oil on canvas, 33 × 41 cm
Cache-cache, 1872, oil on canvas, 33 × 41 cm, Private collection
Le Berceau, 1872, oil on canvas, 56 × 46 cm Musée d'Orsay, Paris
La Lecture (Edma lisant), also titled L'Ombrelle verte, 1873, oil on canvas, 45.1 × 72.4 cm, Cleveland Museum of Art, Ohio
Sur la plage des Petites-Dalles, 1873, oil on canvas, 24.1 × 50.2 cm, Virginia Museum of Fine Arts, Richmond, Virginia
Madame Boursier et sa fille, 1873, oil on canvas, 74 × 52 cm, Virginia Museum of Fine Arts
Le Village de Maurecourt, 1873, pastel on paper, 47 × 71.8 cm, private collection
Coin de Paris vu de Passy, 1873, pastel on paper, 27 × 34.9 cm, private collection
Sur la terrasse, 1874, oil on canvas, 45 × 54 cm, Musée du Petit Palais, Paris
In a Villa by the Seaside, 1874, oil on canvas,50.2 x 61 cm, Norton Simon Art Foundation, Norton Simon Museum, Pasadena, CA
Portrait de Madame Hubbard, 1874, oil on canvas, 50.5 × 81 cm, Ordrupgaard museum de Copenhagen
Femme et enfant au bord de la mer , 1874, watercolor on paper, 16 × 21.3 cm, private collection
1875–1884
Percher de blanchisseuses , 1875, Oil on canvas 33 × 40.8 cm, National Gallery of Art, Washington D.C.
Jeune fille au miroir, 1875, oil on canvas, 54 × 45 cm, private collection
Scène de port dans l'île de Wight, 1875, oil on canvas, 48 × 36 cm private collection
Scène de port dans l'île de Wight, 1875, oil on canvas, 43 × 64 cm, Newark Museum, Newark, New Jersey
Eugène Manet à l'île de Wight, 1875, oil on canvas, 38 × 46 cm private collection
Avant d'un yacht, 1875, watercolour on paper, 20.6 × 26.7 cm, Sterling and Francine Clark Art Institute, Williamstown, Massachusetts
Femme à sa toilette, 1875, oil on canvas, 46 × 38 cm private collection
Femme à sa toilette , 1875–1880, hst, dim; 60.3 × 80.4 cm, Coll. Art Institute of Chicago
Portrait de femme (Avant le théâtre), 1875, oil on canvas, 57 × 31 cm, Galerie Schröder & Leisewitz, Bremen
Jeune femme au bal encore intitulé Jeune femme en toilette de bal, 1876, oil on canvas, 86 × 53 cm Musée d'Orsay
Au Bal ou Jeune fille au bal, 1875, oil on canvas, 62 × 52 cm, Musée Marmottan-Monet, ParisJeune Femme arrosant un arbuste, 1876, oil on canvas, 40.01 × 31.75 cm, Virginia Museum of Fine Arts, Richmond, Virginia
Le Corsage noir , 1876, oil on canvas, 73 × 59.8 cm National Gallery of Ireland, Dublin
Le Psyché, 1876, oil on canvas, 65 × 54 cm, Thyssen-Bornemisza Museum, Madrid
Rêveuse, 1877, pastel on canvas, 50.2 × 61 cm, Nelson-Atkins Museum of Art, Kansas City, Missouri
L'Été, encore intitulé Jeune femme près d'une fenêtre 1878, oil on canvas, 76 × 61 cm, Musée Fabre, Montpellier
Jeune feme assise, 1878–1879, oil on canvas, 80 × 100 cm, private collection New York City
Jeune fille de dos à sa toilette, encore intitulé Femme à sa toilette 1879, oil on canvas, 60.3 × 80.4 cm Art Institute of Chicago
Le Lac du Bois de Boulogne (Jour d'été), 1879, 45.7 × 75.3 cm, National Gallery, London
Dans le jardin (Dames cueillant des fleurs), 1879, oil on canvas, 61 × 73.5 cm, Nationalmuseum Stockholm
Jeune femme en toilette de bal (Young Woman in Evening Dress), 1879, oil on canvas, 71 x 54 cm, Musée d’Orsay, Paris
Hiver, 1880, oil on canvas, 73.5 × 58.5 cm, Dallas Museum of Art
Deux filles assises près d'une table, 1880, crayon and watercolour on paper 19,6 × 26.6 cm private collection Germany
Bateaux sur la Seine. c. 1880, 25.5 × 50 cm. Provenance: acquired from the artist's family by the first owner, sold with a letter of authenticity from Daniel Wildenstein at Sotheby's, 1984.
Plage à Nice 1881–1882, watercolour on paper 42 × 55 cm, Nationalmuseum Stockholm
Le Port de Nice, 1881–1882, oil on canvas, 53 × 43 cm private collection
Le Port de Nice, 1881–1882, oil on canvas, 41 × 55 cm private collection
Le Port de Nice 1881 (?)third version format 38 × 46 cm conserved at Dallas Museum of Art
Le Thé, 1882, oil on canvas, 57.5 × 71.5 cm, Fondation Madelon Vaduz, Liechtenstein
Le Port de Nice, 1881–1882, oil on canvas, 53 × 43 cm private collection
La Fable, 1883, oil on canvas, 65 × 81 cm private collection
Le Jardin (Femmes dans le jardin) (1882–1883) oil on canvas, 99.1 × 127 cm, Sara Lee Corporation, Chicago
Eugène Manet et sa fille au jardin 1883, oil on canvas, 60 × 73, private collection
Dans le jardin à Maurecourt, 1883, oil on canvas, 54 × 65 cm, Toledo Museum of Art
Le Quai de Bougival, 1883, oil on canvas, 55.5 × 46 cm, Nasjonalgalleriet, Oslo
Julie et son bateau (Enfant jouant), 1883, watercolour on paper, 25 × 16 cm, private collection
La Meule de foin 1883, oil on canvas, 55.3 × 45.7 cm, private collection, New York
Dans la véranda, 1884, oil on canvas, 81 × 10 cm, private collection
Julie avec sa poupée, 1884, oil on canvas, 82 × 10 cm, private collection
Petite fille avec sa poupée (Julie Manet), 1884, pastel on paper, 60 × 46 cm, private collection
Sur le lac, 1884, oil on canvas, 65 × 54 cm, private collection
The Artist's Daughter, Julie, with her Nanny, c. 1884, oil on canvas, Minneapolis Institute of Art
1885–1894
Autoportrait, 1885, pastel on paper, 47.5 × 37.5 cm, Art Institute of Chicago
Autoportrait avec Julie, 1885, oil on canvas, 72 × 91 cm, private collection
Jeune femme assise au Bois de Boulogne, 1885, watercolour on paper, 19 × 28 cm, Metropolitan Museum of Art, New York City
La Forêt de Compiègne, 1885, oil on canvas, 54.2 × 64.8 cm, Art Institute of Chicago
Le Bain (Jeune file se coiffant), 1885–1886, oil on canvas, 81.1 × 72.3 cm, Art Institute of Chicago
Dans la salle à manger, 1885–1886, oil on canvas, 61.3 × 50 cm, National Gallery of Art
Le Lever, 1886, oil on canvas, 65 × 54 cm, collection Durand-Ruel
Intérieur à Jersey (Intérieur de cottage), 1886, oil on canvas, 50 × 60 cm, Musée communal des beaux-arts d'Ixelles
Femme s'essuyant, 1886–1887, pastel on paper, 42 × 41 cm, Non localisé
Julie avec un chat, 1887, drypoint, 14.5 × 11.3 cm, National Gallery of Art, Washington
Nu de dos, 1887, charcoal on paper, 57 × 43 cm, private collection
Éventail en médaillon, 1887, watercolour on silk fan, private collection
Portrait de Paule Gobillard, 1887, coloured pencil on paper, 27.9 × 22.9 cm, Reader's Digest Association, New York
Le Lac du Bois de Boulogne, 1887, watercolour on paper, 29.5 × 22.2 cm, National Museum of Women in the Arts, Washington
Fillette lisant (La lecture), 1888, oil on canvas, 74.3 × 92.7 cm, Museum of Fine Arts (St. Petersburg, Florida)
Berthe Morisot and Julie Manet, c.1888–1890, drypoint, 18.42 x 13.49 cm, Minneapolis Institute of Art, Minneapolis
La Cueillette des oranges, 1889, pastel, 61 × 46 cm, Musée d'art et d'histoire de Provence, GrasseSous l'oranger (Julie), 1889, oil on canvas, 54 × 65 cm, private collectionL'Île du Bois de Boulogne, 1889, oil on canvas, 68.4 × 54.6 cm, National Gallery of Art, WashingtonLe Flageolet (Julie Manet et Jeanne Gobillard), 1891, oil on canvas, 56 × 87 cm, private collectionLe Cerisier 1891, 1891, oil on canvas, 138 × 88.9 cm, private collection, Washington Étude pour Le Cerisier, 1891, pastel on paper, 45.7 × 48.9 cm, The Reader's Digest Association Julie Manet avec son lévrier, 1893, oil on canvas, 73× 80 cm, Musée Marmottan-Monet, Paris Les Enfants de Gabriel Thomas, 1894, oil on canvas, 100 × 80 cm, Musée d'Orsay, ParisLa Coiffure, 1894, oil on canvas, 100 × 80 cm, Museo Nacional de Bellas Artes (Buenos Aires)Jeune fille aux cheveux noirs, 1894, pencil and watercolour, 23.1 × 16.8 cm, Philadelphia Museum of Art, Philadelphia
Gallery
Portraits of Morisot
Art market
Morisot's work sold comparatively well. She achieved the two highest prices at a Hôtel Drouot auction in 1875, the Interior (Young Woman with Mirror) sold for 480 francs, and her pastel On the Lawn sold for 320 francs. Her works averaged 250 francs, the best relative prices at the auction.
In February 2013, Morisot became the highest priced female artist, when After Lunch (1881), a portrait of a young redhead in a straw hat and purple dress, sold for $10.9 million at a Christie's auction. The painting achieved roughly three times its upper estimate,Ellen Gamerman and Mary M. Lane (April 18, 2013), Women on the Verge The Wall Street Journal. and it exceeded the 2012 record of $10.7 million for a sculpture by Louise Bourgeois.
Legacy
She was portrayed by actress Marine Delterme in a 2012 French biographical TV film directed by Caroline Champetier. The character of Beatrice de Clerval in Elizabeth Kostova's The Swan Thieves is largely based on Morisot.
She was featured as the "A First Impressionist" in an article written by Anne Truitt in the New York Times on June 3, 1990.
From Melissa Burdick Harmon, an editor at Biography magazine, "While some of Morisot's work may seem to us today like sweet depictions of babies in cradles, at the time these images were considered extremely intimate, as objects related to infants belonged exclusively to the world of women."
In 2019, the Musée d'Orsay devoted a temporary exhibition to Berthe Morisot to pay tribute to her work.
Exhibition
See also
Women artists
Western painting
History of painting
Julie Manet
Notes
References
Sources
Denvir, B. (2000). The Chronicle of Impressionism: An Intimate Diary of the Lives and World of the Great Artists. London: Thames & Hudson.
Higonnet, Anne (1995). Berthe Morisot. Berkeley: University of California Press.
Turner, J. (2000). From Monet to Cézanne: late 19th-century French artists. Grove Art. New York: St Martin's Press.
Manet, Julie, Rosalind de Boland Roberts, and Jane Roberts. Growing Up with the Impressionists: The Diary of Julie Manet. London: Sotheby's Publications, 1987
Shennan, Margaret (1996). Berthe Morisot: The First Lady of Impressionism''. Stroud: Sutton Publishing.
External links
Edma Morisot, 1865, Berthe Morisot painting at her easel Private collection.
Berthe Morisot at the WebMuseum
Biography of Berthe Morisot
Berthe Morisot
1841 births
1895 deaths
Artists from Bourges
19th-century French painters
French women painters
French Impressionist painters
Burials at Passy Cemetery
19th-century French women artists |
4237 | https://en.wikipedia.org/wiki/Barnard%20College | Barnard College | Barnard College, officially titled as Barnard College, Columbia University, is a private women's liberal arts college in the borough of Manhattan in New York City. It was founded in 1889 by a group of women led by young student activist Annie Nathan Meyer, who petitioned Columbia University's trustees to create an affiliated college named after Columbia's recently deceased 10th president, Frederick A.P. Barnard. The college is one of the original Seven Sisters—seven liberal arts colleges in the Northeastern United States that were historically women's colleges.
Barnard is currently one of four Columbia undergraduate colleges with independent admission, curriculum, and financials. Students share classes, libraries, clubs, Greek life, athletic fields, and dining halls with Columbia, as well as sports teams, through the Columbia-Barnard Athletic Consortium, an agreement that makes Barnard the only women's college to offer its students the ability to compete in NCAA Division I athletics. Students receive their diploma from Columbia University.
Barnard offers Bachelor of Arts degree programs in about 50 areas of study. Students may also pursue elements of their education at Columbia, the Juilliard School, the Manhattan School of Music, and The Jewish Theological Seminary, which are also based in New York City. Its campus is located in the Upper Manhattan neighborhood of Morningside Heights, stretching along Broadway between 116th and 120th Streets. It is directly across from Columbia's main campus.
Barnard College alumnae include leaders in science, religion, politics, the Peace Corps, medicine, law, education, communications, theater, and business. Barnard graduates have been recipients of Emmy, Tony, Grammy, Academy, and Peabody Awards, Guggenheim Fellowships, MacArthur Fellowships, the Presidential Medal of Freedom, the National Medal of Science, and the Pulitzer Prize.
History
Founding
For its first 229 years, Columbia College of Columbia University admitted only men for undergraduate study. Barnard College was founded in 1889 as a response to Columbia's refusal to admit women into its institution.
The college was named after Frederick Augustus Porter Barnard, a deaf American educator and mathematician who served as the 10th president of Columbia from 1864 to 1889. He advocated for equal educational privileges for men and women, preferably in a coeducational setting, and began proposing in 1879 that Columbia admit women.
Columbia's Board of Trustees repeatedly rejected Barnard's suggestion, but in 1883 agreed to create a detailed syllabus of study for women. While they could not attend Columbia classes, those who passed examinations based on the syllabus would receive a degree. The first such woman graduate received her bachelor's degree in 1887. A former student of the program, Annie Meyer, and other prominent New York women persuaded the board in 1889 to create a women's college connected to Columbia.
Men and women were evenly represented among the founding Trustees of Barnard College.
Barnard College's original 1889 home was a rented brownstone at 343 Madison Avenue, where a faculty of six offered instruction to 36 students.
Morningside campus
When Columbia University announced in 1892 its impending move to Morningside Heights, Barnard built a new campus nearby with gifts from Mary E. Brinckerhoff, Elizabeth Milbank Anderson and Martha Fiske. Two of these gifts were made with several stipulations attached. Brinckerhoff insisted that Barnard acquire land within 1,000 feet of the Columbia campus within the next four years. The Barnard trustees purchased land between 119th-120th Streets after receiving funds for that purpose in 1895. Anderson requested that Charles A. Rich be hired. Rich designed the Milbank, Brinckerhoff, and Fiske Halls, built in 1897–1898; these were listed on the National Register of Historic Places in 2003. The first classes at the new campus were held in 1897. Despite Brinckerhoff's, Anderson's, and Fiske's gifts, Barnard remained in debt.
Ella Weed supervised the college in its first four years; Emily James Smith succeeded her as Barnard's first dean. Jessica Finch is credited with coining the phrase "current events" while teaching at Barnard College in the 1890s.
The college received the three blocks south of 119th Street from Anderson in 1903. Rich provided a master plan for the campus, but only Brooks Hall was built, being constructed between 1906 and 1908. None of Rich's other plans were carried out. Students' Hall, now known as Barnard Hall, was built in 1916 to a design by Arnold Brunner. Hewitt Hall was the last structure to be erected, in 1926–1927. All three buildings were listed on the National Register of Historic Places in 2003.
By the mid-20th century Barnard had succeeded in its original goal of providing a top-tier education to women. Between 1920 and 1974, only the much larger Hunter College and University of California, Berkeley produced more women graduates who later received doctorates. In the 1970s, Barnard faced considerable pressure to merge with male only Columbia College, which was fiercely resisted by its president, Jacquelyn Mattfeld.
Academics
Barnard students are able to pursue a Bachelor of Arts degree in about 50 areas of study. Joint programs for the Bachelor of Science and other degrees exist with Columbia University, Juilliard School, and The Jewish Theological Seminary. The most popular majors at the college by 2021 graduates, were .:
Econometrics and Quantitative Economics (62)
Research and Experimental Psychology (56)
History (43)
English Language and Literature (39)
Political Science and Government (36)
Neuroscience (33)
Art History, Criticism and Conservation (33)
The liberal arts general education requirements are collectively called Foundations. Students must take two courses in the sciences (one of which must be accompanied by a laboratory course), study a single foreign language for two semesters, and take two courses in the arts/humanities as well as two in the social sciences. In addition, students must complete at least one three-credit course in the so-called "Modes of Thinking" series, and fulfill other requirements.
Admissions
Admissions to Barnard are considered "most selective" by U.S. News & World Report. It is the most selective women's college in the nation; in 2017, Barnard had the lowest acceptance rate of the five Seven Sisters that remain single-sex in admissions.
The class of 2026's admission rate was 8% of the 12,009 applicants, the lowest acceptance rate in the institution's history. The median SAT composite score of enrolled students was 1440, with median subscores of 720 in Math and 715 in Evidence-Based Reading and Writing. The median ACT Composite score was 33.
In 2015, Barnard announced that it would admit transgender women who "consistently live and identify as women, regardless of the gender assigned to them at birth" and would continue to support and enroll those students who transitioned to male after they had already been admitted.
The college practices need-blind admission for domestic first-year applicants.
Rankings
Barnard is ranked tied at 11th of 185 overall and tied for 25th of 36 for "Best Undergraduate Teaching," among U.S. liberal arts colleges by U.S. News & World Report. Forbes ranked Barnard 73rd of 500 colleges in 2023.
Campus
Library
While Barnard students have access to the libraries at Columbia University, the college has always maintained a library of its own. The Barnard Library also encompasses the Archives and Special Collections, with material that documents Barnard's history from its founding to the present day. Among the collections are the Ntozake Shange papers.
Zine Collection
The Barnard Zine Library is a unit of the Barnard Library and Academic Information Systems (BLAIS). Zine collections target primarily female, default queer, intentionally of color, and gender expansive topics.
Student life
Student organizations
Every Barnard student is part of the Student Government Association (SGA), which elects a representative student government. SGA aims to facilitate the expression of opinions on matters that directly affect the Barnard community.
Student groups include theatre and vocal music groups, language clubs, literary magazines, a freeform radio station called WBAR, a biweekly magazine called the Barnard Bulletin, Club Q, community service groups, and others.
Barnard students can also join extracurricular activities or organizations at Columbia University, while Columbia University students are allowed in most, but not all, Barnard organizations. Barnard's McIntosh Activities Council organizes various community focused events on campus, such as Big Sub and Midnight Breakfast. There are sub-committees focussed on cultural events (Mosaic), health and wellness (Wellness), networking (Network), even-planning (Community), and service (Action).
Sororities
Barnard students participate in various sororities. , Barnard does not fully recognize the National Panhellenic Conference sororities at Columbia, but it does provide some funding to account for Barnard students living in Columbia housing through these organizations.
Traditions
Barnard Greek Games: One of Barnard's oldest traditions, the Barnard Greek Games were first held in 1903, and occurred annually until the Columbia University protests in 1968. Since then they have been sporadically revived. The games consist of competitions between each graduating class at Barnard, and events have traditionally included Greek poetry recitation, dance, chariot racing, and a torch race.
Take Back the Night: Each April, Barnard and Columbia students participate in the Take Back the Night march and speak-out. This annual event grew out of a 1988 Seven Sisters conference. The march has grown from under 200 participants in 1988 to more than 2,500 in 2007.
Midnight Breakfast marks the beginning of finals week. As a highly popular event and long-standing college tradition, Midnight Breakfast is hosted by the student-run activities council, McAC (McIntosh Activities Council). In addition to providing standard breakfast foods, each year's theme is also incorporated into the menu. Past themes have included "I YUMM the 90s," "Grease," and "Take Me Out to the Ballgame." The event is a school-wide affair as college deans, trustees and the president serve food to about a thousand students. It takes place the night before finals begin every semester.
Big Sub: Towards the beginning of each fall semester, Barnard College supplies a 700+ feet long subway sandwich. Students from the college can take as much of the sub as they can carry. The sub has kosher, dairy free, vegetarian, and vegan sections. This event is organized by the student-run activities council, McAC.
Academic affiliations
Relationship with Columbia University
The Barnard Bulletin in 1976 described the relationship between the college and Columbia University as "intricate and ambiguous". Barnard president Debora Spar said in 2012 that "the relationship is admittedly a complicated one, a unique one and one that may take a few sentences to explain to the outside community".
Outside sources often describe Barnard as part of Columbia; The New York Times in 2013, for example, called Barnard "an undergraduate women's college of Columbia University". Its front gates read "Barnard College of Columbia University."
Barnard describes itself as "both an independently incorporated educational institution and an official college of Columbia University" that is "one of the University's four colleges, but we're largely autonomous, with our own leadership and purse strings", and advises students to state "Barnard College, Columbia University" or "Barnard College of Columbia University" on résumés.
Columbia describes Barnard as an affiliated institution that is a faculty of the university or is "in partnership with" it. Both the college and Columbia evaluate Barnard faculty for tenure, and Barnard graduates receive Columbia diplomas signed by the Barnard and the Columbia presidents.
Before coeducation at Columbia
Smith and Columbia president Seth Low worked to open Columbia classes to Barnard students. By 1900 they could attend Columbia classes in philosophy, political science, and several scientific fields. That year Barnard formalized an affiliation with the university which made available to its students the instruction and facilities of Columbia. Franz Boas, who taught at both Columbia and Barnard in the early 1900s, was among those faculty members who reportedly found Barnard students superior to their male Columbia counterparts. From 1955, Columbia and Barnard students could register for the other school's classes with the permission of the instructor; from 1973 no permission was needed.
Except for Columbia College, by the 1940s, other undergraduate and graduate divisions of Columbia University admitted women. Columbia president William J. McGill predicted in 1970, that Barnard College and Columbia College would merge within five years. In 1973, Columbia and Barnard signed a three-year agreement to increase sharing classrooms, facilities, and housing, and cooperation in faculty appointments, which they described as "integration without assimilation"; by the mid-1970s, most Columbia dormitories were coed. The university's financial difficulties during the decade increased its desire to merge to end what Columbia described as the "anachronism" of single-sex education, but Barnard resisted doing so because of Columbia's large debt, rejecting in 1975 Columbia dean Peter Pouncey's proposal to merge Barnard and the three Columbia undergraduate schools. The 1973–1976 chairwoman of the board at Barnard, Eleanor Thomas Elliott, led the resistance to this takeover. The college's marketing emphasized the Columbia relationship, however, the Bulletin in 1976 stating that Barnard described it as identical to the one between Harvard College and Radcliffe College ("who are merged in practically everything but name at this point").
After Barnard rejected subsequent merger proposals from Columbia and a one-year extension to the 1973 agreement expired, in 1977, the two schools began discussing their future relationship. By 1979, the relationship had so deteriorated that Barnard officials stopped attending meetings. Because of an expected decline in enrollment, in 1980 a Columbia committee recommended that Columbia College begin admitting women without Barnard's cooperation. A 1981 committee found that Columbia was no longer competitive with other Ivy League universities without women, and that admitting women would not affect Barnard's applicant pool. That year Columbia president Michael Sovern agreed for the two schools to cooperate in admitting women to Columbia, but Barnard faculty's opposition caused president Ellen Futter to reject the agreement.
A decade of negotiations for a Columbia-Barnard merger akin to Harvard and Radcliffe had failed. In January 1982, the two schools instead announced that Columbia College would begin admitting women in 1983, and Barnard's control over tenure for its faculty would increase; previously, a committee on which Columbia faculty outnumbered Barnard's three to two controlled the latter's tenure. Applications to Columbia rose 56% that year, making admission more selective, and nine Barnard students transferred to Columbia. Eight students admitted to both Columbia and Barnard chose Barnard, while 78 chose Columbia. Within a few years, however, selectivity rose at both schools as they received more women applicants than expected.
After coeducation
The Columbia-Barnard affiliation continued. , Barnard pays Columbia about $5 million a year under the terms of the "interoperate relationship", which the two schools renegotiate every 15 years. Despite the affiliation Barnard is legally and financially separate from Columbia, with an independent faculty and board of trustees. It is responsible for its own separate admissions, health, security, guidance and placement services, and has its own alumnae association. Nonetheless, Barnard students participate in the academic, social, athletic and extracurricular life of the broader University community on a reciprocal basis. The affiliation permits the two schools to share some academic resources; for example, only Barnard has an urban studies department, and only Columbia has a computer science department. Most Columbia classes are open to Barnard students and vice versa. Barnard students and faculty are represented in the University Senate, and student organizations such as the Columbia Daily Spectator are open to all students. Barnard students play on Columbia athletics teams, and Barnard uses Columbia email, telephone and network services.
Barnard athletes compete in the Ivy League (NCAA Division I) through the Columbia/Barnard Athletic Consortium, which was established in 1983. Through this arrangement, Barnard is the only women's college offering DivisionI athletics. There are 15 intercollegiate teams, and students also compete at the intramural and club levels. From 1975 to 1983, before the establishment of the Columbia/Barnard Athletic Consortium, Barnard students competed as the "Barnard Bears". Prior to 1975, students referred to themselves as the "Barnard honeybears".
Controversies
In the spring of 1960, Columbia University president Grayson Kirk complained to the president of Barnard that Barnard students were wearing inappropriate clothing. The garments in question were pants and Bermuda shorts. The administration forced the student council to institute a dress code. Students would be allowed to wear shorts and pants only at Barnard and only if the shorts were no more than two inches above the knee and the pants were not tight. Barnard women crossing the street to enter the Columbia campus wearing shorts or pants were required to cover themselves with a long coat.
In March 1968, The New York Times ran an article on students who cohabited, identifying one of the persons they interviewed as a student at Barnard College from New Hampshire named "Susan". Barnard officials searched their records for women from New Hampshire and were able to determine that "Susan" was the pseudonym of a student (Linda LeClair) who was living with her boyfriend, a student at Columbia University. She was called before Barnard's student-faculty administration judicial committee, where she faced the possibility of expulsion. A student protest included a petition signed by 300 other Barnard women, admitting that they too had broken the regulations against cohabitating. The judicial committee reached a compromise and the student was allowed to remain in school, but was denied use of the college cafeteria and barred from all social activities. The student briefly became a focus of intense national attention. She eventually dropped out of Barnard.
Administration
The following lists all the presidents and deans of Barnard College from 1889 to present.
Ella Weed (1889–1894)
Emily James Smith (1894–1900)
Laura Drake Gill (1901–1907)
Virginia Gildersleeve (1911–1947)
Millicent McIntosh (1952–1962)
Rosemary Park (1962–1967)
Martha Peterson (1967–1975)
Jacquelyn Mattfeld (1976–1981)
Ellen Futter (1981–1993)
Judith Shapiro (1994–2008)
Debora Spar (2008–2017)
Sian Beilock (2017–2023)
Laura A. Rosenbury (2023–present)
Notable people
Barnard College has graduated many prominent leaders in science, religion, politics, the Peace Corps, medicine, law, education, communications, theater, and business; and acclaimed actors, architects, artists, astronauts, engineers, human rights activists, inventors, musicians, philanthropists, and writers. They include academic Louise Holland (1914), author Zora Neale Hurston (1928), author and political activist Grace Lee Boggs (1935), television host Ronnie Eldridge (1952), Phyllis E. Grann, CEO of Penguin Putnam, U.S. Representative Helen Gahagan (1924), Spelman College's 11th President and former chair of the Presidential Advisory Council on HIV/AIDS Helene D. Gayle (1970), president of the American Civil Liberties Union Susan Herman (1968), Chief Judge of the New York Court of Appeals Judith Kaye (1958), chair of the National Labor Relations Board Wilma B. Liebman (1971), musician and performance artist Laurie Anderson (1969), actress, activist, and gubernatorial candidate Cynthia Nixon (1988), author of The Sisterhood of the Traveling Pants Ann Brashares (1989), The New Yorker cartoonist Amy Hwang (2000), actress from Grey's Anatomy Kelly McCreary (2003), writer and director Greta Gerwig (2004), and Disney Channel actress Christy Carlson Romano (2015).
See also
Athena Film Festival
Barnard Center for Research on Women
Hidden Ivies: Thirty Colleges of Excellence
Women's colleges in the United States
List of coordinate colleges
References
Citations
Sources
Horowitz, Helen Lefkowitz (1993). Alma Mater: Design and Experience in the Women's Colleges from Their Nineteenth-Century Beginnings to the 1930s (2nd edition). Amherst: University of Massachusetts Press.
External links
1889 establishments in New York (state)
Columbia University
Educational institutions established in 1889
Liberal arts colleges in New York City
Morningside Heights, Manhattan
Private universities and colleges in New York (state)
Private universities and colleges in New York City
Seven Sister Colleges
Universities and colleges in Manhattan
Women's universities and colleges in the United States
Need-blind educational institutions |
4240 | https://en.wikipedia.org/wiki/Benedictines | Benedictines | The Benedictines, officially the Order of Saint Benedict (, abbreviated as OSB), are a mainly a contemplative monastic religious order of the Catholic Church for men and for women who follow the Rule of Saint Benedict. The male religious are also sometimes called the Black Monks, in reference to the colour of their religious habits. They were founded in 529 by Benedict of Nursia, a 6th-century Italian monk who laid the foundations of Benedictine monasticism through the formulation of his Rule. Benedict's sister, Scholastica, possibly his twin, also became a religious from an early age, but chose to live as a hermit. They retained a close relationship until her death.
Despite being called an order, the Benedictines do not operate under a single hierarchy but are instead organized as a collection of autonomous monasteries and convents, some known as abbeys. The order is represented internationally by the Benedictine Confederation, an organization set up in 1893 to represent the order's shared interests. They do not have a superior general or motherhouse with universal jurisdiction but elect an Abbot Primate to represent themselves to the Vatican and to the world.
Benedictine nuns are given the title Dame in preference to Sister.
Historical development
The monastery at Subiaco in Italy, established by Benedict of Nursia 529, was the first of the dozen monasteries he founded. He later founded the Abbey of Monte Cassino. There is no evidence, however, that he intended to found an order and the Rule of Saint Benedict presupposes the autonomy of each community. When Monte Cassino was sacked by the Lombards about the year 580, the monks fled to Rome, and it seems probable that this constituted an important factor in the diffusion of a knowledge of Benedictine monasticism.
Copies of Benedict's Rule survived; around 594 Pope Gregory I spoke favorably of it. The rule is subsequently found in some monasteries in southern Gaul along with other rules used by abbots. Gregory of Tours says that at Ainay Abbey, in the sixth century, the monks "followed the rules of Basil, Cassian, Caesarius, and other fathers, taking and using whatever seemed proper to the conditions of time and place", and doubtless the same liberty was taken with the Benedictine Rule when it reached them. In Gaul and Switzerland, it gradually supplemented the much stricter Irish or Celtic Rule introduced by Columbanus and others. In many monasteries it eventually entirely displaced the earlier codes.
By the ninth century, however, the Benedictine had become the standard form of monastic life throughout the whole of Western Europe, excepting Scotland, Wales, and Ireland, where the Celtic observance still prevailed for another century or two. Largely through the work of Benedict of Aniane, it became the rule of choice for monasteries throughout the Carolingian empire.
Monastic scriptoria flourished from the ninth through the twelfth centuries. Sacred Scripture was always at the heart of every monastic scriptorium. As a general rule those of the monks who possessed skill as writers made this their chief, if not their sole active work. An anonymous writer of the ninth or tenth century speaks of six hours a day as the usual task of a scribe, which would absorb almost all the time available for active work in the day of a medieval monk.
In the Middle Ages monasteries were often founded by the nobility. Cluny Abbey was founded by William I, Duke of Aquitaine in 910. The abbey was noted for its strict adherence to the Rule of Saint Benedict. The abbot of Cluny was the superior of all the daughter houses, through appointed priors.
One of the earliest reforms of Benedictine practice was that initiated in 980 by Romuald, who founded the Camaldolese community. The Cistercians branched off from the Benedictines in 1098; they are often called the "White monks".
The dominance of the Benedictine monastic way of life began to decline towards the end of the twelfth century, which saw the rise of the mendicant Franciscans and nomadic Dominicans. Benedictines by contrast, took a fourth vow of "stability", which professed loyalty to a particular foundation in a particular location. Not being bound by location, the mendicants were better able to respond to an increasingly "urban" environment. This decline was further exacerbated by the practice of appointing a commendatory abbot, a lay person, appointed by a noble to oversee and to protect the assets of the monastery. Often, however, this resulted in the appropriation of the assets of monasteries at the expense of the community which they were intended to support.
Austria - Germany
Saint Blaise Abbey in the Black Forest of Baden-Württemberg is believed to have been founded around the latter part of the tenth century. Between 1070 and 1073 there seem to have been contacts between St. Blaise and the Cluniac Abbey of Fruttuaria in Italy, which led to St. Blaise following the Fruttuarian reforms. The Empress Agnes was a patron of Fruttuaria, and retired there in 1065 before moving to Rome. The Empress was instrumental in introducing Fruttuaria's Benedictine customs, as practiced at Cluny, to Saint Blaise Abbey in Baden-Württemberg. Other houses either reformed by, or founded as priories of, St. Blasien were Muri Abbey (1082), Ochsenhausen Abbey (1093), Göttweig Abbey (1094), Stein am Rhein Abbey (before 1123) and Prüm Abbey (1132). It also had significant influence on the abbeys of Alpirsbach (1099), Ettenheimmünster (1124) and Sulzburg (), and the priories of Weitenau (now part of Steinen, ), Bürgel (before 1130) and Sitzenkirch ().
France
Fleury Abbey in Saint-Benoît-sur-Loire, Loiret was founded in about 640. It is one of the most celebrated Benedictine monasteries of Western Europe, and possesses the relics of St. Benedict. Like many Benedictine abbeys it was located on the banks of a river, here the Loire.Ainey Abbey is a ninth century foundation on the Lyon peninsula. In the twelfth century on the current site there was a romanesque monastery, subsequently rebuilt.
The seventeenth century saw a number of Benedictine foundations for women, some dedicated to the indigent to save them from a life of exploitation, others dedicated to the Perpetual Adoration of the Blessed Sacrament such as the one established by Catherine de Bar (1614-1698). In 1688 Dame Mechtilde de Bar assisted Marie Casimire Louise de La Grange d'Arquien, queen consort of Poland, to establish a Benedictine foundation in Warsaw.
Abbeys were among the institutions of the Catholic Church swept away during the French Revolution. Monasteries and convents were again allowed to form in the 19th century under the Bourbon Restoration. Later that century, under the Third French Republic, laws were enacted preventing religious teaching. The original intent was to allow secular schools. Thus in 1880 and 1882, Benedictine teaching monks were effectively exiled; this was not completed until 1901.
In 1898 Marie-Adèle Garnier, in religion, Mother Marie de Saint-Pierre, founded in Montmartre (Mount of the Martyr), Paris a Benedictine house. However, the Waldeck-Rousseau's Law of Associations, passed in 1901, placed severe restrictions on religious bodies which were obliged to leave France. Garnier and her community relocated to another place associated with executions, this time it was in London, near the site of Tyburn tree where 105 Catholic martyrs—including Saint Oliver Plunkett and Saint Edmund Campion had been executed during the English Reformation. A stone's throw from Marble Arch, the Tyburn Convent is now the Mother House of the Congregation.
Poland - Lithuania
Benedictines are thought to have arrived in the Kingdom of Poland in the 11th-century. One of the earliest foundations is Tyniec Abbey on a promontory by the Vistula river. The Tyniec monks led the translation of the Bible into Polish vernacular. Other surviving Benedictine houses can be found in Kraków Old Town, Biskupów, Lubiń. Older foundations are in Mogilno, Trzemeszno, Łęczyca, Łysa Góra and in Opactwo, among others. In the Middle Ages the city of Płock, also on the Vistula, had a successful monastery, which played a significant role in the local economy. In the 18th-century benedictine convents were opened for women, notably in Warsaw's New Town.
A 15th-century Benedictine foundation can be found in Senieji Trakai, a village in Eastern Lithuania.
Switzerland
Kloster Rheinau was a Benedictine monastery in Rheinau in the Canton of Zürich, Switzerland, founded in about 778. The abbey of Our Lady of the Angels was founded in 1120.
United Kingdom
The English Benedictine Congregation is the oldest of the nineteen Benedictine congregations. Through the influence of Wilfrid, Benedict Biscop, and Dunstan, the Benedictine Rule spread rapidly, and in the North it was adopted in most of the monasteries that had been founded by the Celtic missionaries from Iona. Many of the episcopal sees of England were founded and governed by the Benedictines, and no fewer than nine of the old cathedrals were served by the black monks of the priories attached to them. Monasteries served as hospitals and places of refuge for the weak and homeless. The monks studied the healing properties of plants and minerals to alleviate the sufferings of the sick.
During the English Reformation, all monasteries were dissolved and their lands confiscated by the Crown, forcing those who wished to continue in the monastic life to flee into exile on the Continent. During the 19th century English members of these communities were able to return to England.
St. Mildred's Priory, on the Isle of Thanet, Kent, was built in 1027 on the site of an abbey founded in 670 by the daughter of the first Christian King of Kent. Currently the priory is home to a community of Benedictine nuns. Five of the most notable English abbeys are the Basilica of St Gregory the Great at Downside, commonly known as Downside Abbey, The Abbey of St Edmund, King and Martyr commonly known as Douai Abbey in Upper Woolhampton, Reading, Berkshire, Ealing Abbey in Ealing, West London, and Worth Abbey. Prinknash Abbey, used by Henry VIII as a hunting lodge, was officially returned to the Benedictines four hundred years later, in 1928. During the next few years, so-called Prinknash Park was used as a home until it was returned to the order.
St. Lawrence's Abbey in Ampleforth, Yorkshire was founded in 1802. In 1955, Ampleforth set up a daughter house, a priory at St. Louis, Missouri which became independent in 1973 and became Saint Louis Abbey in its own right in 1989.
As of 2015, the English Congregation consists of three abbeys of nuns and ten abbeys of monks. Members of the congregation are found in England, Wales, the United States of America, Peru and Zimbabwe.
In England there are also houses of the Subiaco Cassinese Congregation: Farnborough, Prinknash, and Chilworth: the Solesmes Congregation, Quarr and St Cecilia's on the Isle of Wight, as well as a diocesan monastery following the Rule of Saint Benedict: The Community of Our Lady of Glastonbury.
Since the Oxford Movement, there has also been a modest flourishing of Benedictine monasticism in the Anglican Church and Protestant Churches. Anglican Benedictine Abbots are invited guests of the Benedictine Abbot Primate in Rome at Abbatial gatherings at Sant'Anselmo.
In 1168 local Benedictine monks instigated the anti-semitic blood libel of Harold of Gloucester as a template for explaining child deaths. According to historian Joe Hillaby, the blood libel of Harold was crucially important because for the first time an unexplained child death occurring near the Easter festival was arbitrarily linked to Jews in the vicinity by local Christian churchmen: "they established a pattern quickly taken up elsewhere. Within three years the first ritual murder charge was made in France."
Monastic libraries in England
The forty-eighth Rule of Saint Benedict prescribes extensive and habitual "holy reading" for the brethren. Three primary types of reading were done by the monks in medieval times. Monks would read privately during their personal time, as well as publicly during services and at mealtimes. In addition to these three mentioned in the Rule, monks would also read in the infirmary. Monasteries were thriving centers of education, with monks and nuns actively encouraged to learn and pray according to the Benedictine Rule. Rule 38 states that 'these brothers' meals should usually be accompanied by reading, and that they were to eat and drink in silence while one read out loud.
Benedictine monks were not allowed worldly possessions, thus necessitating the preservation and collection of sacred texts in monastic libraries for communal use. For the sake of convenience, the books in the monastery were housed in a few different places, namely the sacristy, which contained books for the choir and other liturgical books, the rectory, which housed books for public reading such as sermons and lives of the saints, and the library, which contained the largest collection of books and was typically in the cloister.
The first record of a monastic library in England is in Canterbury. To assist with Augustine of Canterbury's English mission, Pope Gregory the Great gave him nine books which included the Gregorian Bible in two volumes, the Psalter of Augustine, two copies of the Gospels, two martyrologies, an Exposition of the Gospels and Epistles, and a Psalter. Theodore of Tarsus brought Greek books to Canterbury more than seventy years later, when he founded a school for the study of Greek.
United States
The first Benedictine to live in the United States was Pierre-Joseph Didier. He came to the United States in 1790 from Paris and served in the Ohio and St. Louis areas until his death. The first actual Benedictine monastery founded was Saint Vincent Archabbey, located in Latrobe, Pennsylvania. It was founded in 1832 by Boniface Wimmer, a German monk, who sought to serve German immigrants in America. In 1856, Wimmer started to lay the foundations for St. John's Abbey in Minnesota. In 1876, Herman Wolfe, of Saint Vincent Archabbey established Belmont Abbey in North Carolina. By the time of his death in 1887, Wimmer had sent Benedictine monks to Kansas, New Jersey, North Carolina, Georgia, Florida, Alabama, Illinois, and Colorado.
Wimmer also asked for Benedictine sisters to be sent to America by St. Walburg Convent in Eichstätt, Bavaria. In 1852, Sister Benedicta Riepp and two other sisters founded St. Marys, Pennsylvania. Soon they would send sisters to Michigan, New Jersey, and Minnesota.
By 1854, Swiss monks began to arrive and founded St. Meinrad Abbey in Indiana, and they soon spread to Arkansas and Louisiana. They were soon followed by Swiss sisters.
There are now over 100 Benedictine houses across America. Most Benedictine houses are part of one of four large Congregations: American-Cassinese, Swiss-American, St. Scholastica, and St. Benedict. The congregations mostly are made up of monasteries that share the same lineage. For instance the American-Cassinese congregation included the 22 monasteries descended from Boniface Wimmer.
Benedictine vows and life
A sense of community has been the defining characteristic of the order since the beginning. To that end, section 17 in chapter 58 of the Rule of Saint Benedict specifies the solemn vows candidates joining a Benedictine community are required to make: a vow of stability, to remain in the same community), and to adopt a "conversion of habits", in Latin, conversatio morum and obedience to the community's superior. The "Benedictine vows" are equivalent to the evangelical counsels accepted by all candidates entering a religious order. The interpretation of conversatio morum understood as "conversion of the habits of life" has generally been replaced by notions such as adoption of a monastic manner of life, drawing on the Vulgate's use of conversatio as indicating "citizenship" or "local customs", see Philippians 3:20. The Rule enjoins monks and nuns "to live in this place as a religious, in obedience to its rule and to the abbot or abbess."
Benedictine abbots and abbesses have jurisdiction over their abbey and thus canonical authority over the monks or nuns who are resident. This authority includes the power to assign duties, to decide which books may or may not be read, to regulate comings and goings, and to punish and to excommunicate, in the sense of an enforced isolation from the monastic community.
A tight communal timetablethe horariumis meant to ensure that the time given by God is not wasted but used in God's service, whether for prayer, work, meals, spiritual reading or sleep. The order's motto is Ora et Labora "pray and work".
Although Benedictines do not take a vow of silence, hours of strict silence are set, and at other times silence is maintained as much as is practically possible. Social conversations tend to be limited to communal recreation times. Such details, like other aspects of the daily routine of a Benedictine house are left to the discretion of the superior, and are set out in its customary, the code adopted by a particular Benedictine house by adapting the Rule to local conditions.
According to the norms of the 1983 Code of Canon Law, a Benedictine abbey is a "religious institute" and its members therefore participate in the consecrated life. While Canon Law 588 §1 explains that Benedictine monks are "neither clerical nor lay", although they may be ordained.
Benedictines' rules contain a reference to ritual purification, which is inspired by Benedict's encouragement of bathing. Benedictine monks have played a role in the development and promotion of spas.
Organization
Benedictine monasticism differs from other Christian religious orders in that as congregations sometimes with several houses, some of them in other countries, they are not bound into a unified religious order headed by a "Superior General". Each Benedictine congregation is autonomous and governed by an abbot or abbess.
The autonomous houses are characterised by their chosen charism or specific dedication to a particular devotion. For example, In 1313 Bernardo Tolomei established the Order of Our Lady of Mount Olivet. The community adopted the Rule of Saint Benedict and received canonical approval in 1344. The Olivetans are part of the Benedictine Confederation. Other specialisms, such as Gregorian chant as at Solesmes in France, or Perpetual Adoration of the Holy Sacrament have been adopted by different houses, as at the Warsaw Convent, or the Adorers of the Sacred Heart of Montmartre at Tyburn Convent in London. Other houses have dedicated themselves to books, reading, writing and printing them as at Stanbrook Abbey in England. Others still are associated with the places where they were founded or their founders centuries ago, hence Cassinese, Subiaco, Camaldolese or Sylvestrines.
All Benedictine houses became federated in the Benedictine Confederation brought into existence by Pope Leo XIII's Apostolic Brief "Summum semper" on 12 July 1893. Pope Leo also established the office of Abbot Primate as the abbot elected to represent this Confederation at the Vatican and to the world. So far there has not been an Abbess Primate, her time is yet to come. The headquarters for the Benedictine Confederation and the Abbot Primate operate out of the Primatial Abbey of Sant'Anselmo built by Pope Leo XIII in Rome.
Other orders
The Rule of Saint Benedict is also used by a number of religious orders that began as reforms of the Benedictine tradition such as the Cistercians and Trappists. These groups are separate congregations and not members of the Benedictine Confederation.
Although Benedictines are traditionally Catholic, there are also other communities that follow the Rule of Saint Benedict. For example, of an estimated 2,400 celibate Anglican religious (1,080 men and 1,320 women) in the Anglican Communion as a whole, some have adopted the Rule of Benedict. Likewise, such communities can be found in Eastern Orthodox Church, and Lutheran Church.
Notable Benedictines
Male Saints and Blesseds
Popes
Founders of abbeys and congregations and prominent reformers
Scholars, historians, and spiritual writers
Maurists
Members of the Congregation of Saint Maur, a prerevolutionary French congregation of Benedictines known for their scholarship:
Bishops and martyrs
Twentieth century
Benedictine Dames
Oblates
Benedictine Oblates endeavor to embrace the spirit of the Benedictine vow in their own life in the world. Oblates are affiliated with a particular monastery.
See also
Dom Pierre Pérignon
Benedictine Confederation
Catholic religious order
Cistercians
French Romanesque architecture
Sisters of Social Service
Trappists
References
Further reading
Dom Columba Marmion, Christ the Ideal of the Monk – Spiritual Conferences on the Monastic and Religious Life (Engl. edition London 1926, trsl. from the French by a nun of Tyburn Convent).
Mariano Dell'Omo, Storia del monachesimo occidentale dal medioevo all'età contemporanea. Il carisma di san Benedetto tra VI e XX secolo. Jaca Book, Milano 2011.
External links
Confoederatio Benedictina Ordinis Sancti Benedicti, the Benedictine Confederation of Congregations (archived 4 July 2008)
Links of the Congregations
Saint Vincent Archabbey (archived 29 June 2016)
Boniface WIMMER
The Alliance for International Monasticism
Benedictines – Abbey of Dendermonde in ODIS – Online Database for Intermediary Structures
Benedictine rule for nuns in Middle English, Manuscript, ca. 1320, at The Library of Congress
Catholic spirituality
Institutes of consecrated life |
4241 | https://en.wikipedia.org/wiki/Bayezid%20I | Bayezid I | Bayezid I (, ), also known as Bayezid the Thunderbolt (, ; – 8 March 1403), was the sultan of the Ottoman Empire from 1389 to 1402. He adopted the title of Sultan-i Rûm, Rûm being the Arabic name for the Eastern Roman Empire. In 1394, Bayezid unsuccessfully besieged Constantinople. He defeated the Crusaders at the Battle of Nicopolis in what is now Bulgaria in 1396. He was later defeated and captured by Timur at the Battle of Ankara in 1402 and died in captivity in March 1403, which triggered the Ottoman Interregnum.
Biography
Bayezid was the son of Murad I and his Greek wife, Gülçiçek Hatun. His first major role was as governor of Kütahya, a city that he earned by marrying the daughter of a Germiyanid ruler. He was an impetuous soldier, earning the nickname "Thunderbolt" in a battle against the Karamanids.
Bayezid ascended to the throne following the death of his father, Murad I, who was killed by Serbian knight Miloš Obilić during (15 June), or immediately after (16 June), the Battle of Kosovo in 1389, the battle in which Serbia became a vassal of the Ottoman Sultanate. Immediately after obtaining the throne, he had his younger brother strangled to avoid a plot. In 1390, Bayezid took as a wife Princess Olivera Despina, the daughter of Prince Lazar of Serbia, who also lost his life in Kosovo. Bayezid recognized Stefan Lazarević, the son of Lazar, as the new Serbian leader - later despot - with considerable autonomy.
Upper Serbia resisted the Ottomans until Bayezid captured Skopje in 1391, converting the city into an important base of operations.
Efforts to unify Anatolia
Meanwhile, the sultan began unifying Anatolia under his rule. Forcible expansion into Muslim territories could have endangered the Ottoman relationship with the gazis, who were an important source of warriors for this ruling house on the European frontier. Thus Bayezid began the practice of first securing fatwas, or legal rulings from Islamic scholars, to justify wars against these Muslim states. However, Bayezid suspected the loyalty of his Muslim Turkish followers, so he relied heavily on his Serbian and Byzantine vassal troops in these conquests.
In a single campaign over the summer and fall of 1390, Bayezid conquered the beyliks of Aydin, Saruhan and Menteshe. His major rival Sulayman, the emir of Karaman, responded by allying himself with the ruler of Sivas, Kadi Burhan al-Din and the remaining Turkish beyliks. Nevertheless, Bayezid pushed on and overwhelmed the remaining beyliks (Hamid, Teke, and Germiyan), as well as taking the cities of Akşehir and Niğde, as well as their capital Konya from the Karaman. At this point, Bayezid accepted peace proposals from Karaman (1391), concerned that further advances would antagonize his Turkoman followers and lead them to ally with Kadi Burhan al-Din. Once peace had been made with Karaman, Bayezid moved north against Kastamonu which had given refuge to many fleeing from his forces, and conquered both that city as well as Sinop. However, his subsequent campaign was stopped by Burhan al-Din at the Battle of Kırkdilim.
From 1389 to 1395 he conquered Bulgaria and northern Greece. In 1394 Bayezid crossed the River Danube to attack Wallachia, ruled at that time by Mircea the Elder. The Ottomans were superior in number, but on 10 October 1394 (or 17 May 1395), in the Battle of Rovine, on forested and swampy terrain, the Wallachians won the fierce battle and prevented Bayezid's army from advancing beyond the Danube.
In 1394, Bayezid laid siege to Constantinople, the capital of the Byzantine Empire. Anadoluhisarı fortress was built between 1393 and 1394 as part of preparations for the second Ottoman siege of Constantinople, which took place in 1395. On the urgings of the Byzantine emperor Manuel II Palaeologus, a new crusade was organized to defeat him. This proved unsuccessful: in 1396 the Christian allies, under the leadership of the King of Hungary and future Holy Roman Emperor (in 1433) Sigismund, were defeated in the Battle of Nicopolis. Bayezid built the magnificent Ulu Cami in Bursa, to celebrate this victory.
Thus the siege of Constantinople continued, lasting until 1402. The beleaguered Byzantines had their reprieve when Bayezid fought the Timurid Empire in the east. At this time, the empire of Bayezid included Thrace (except Constantinople), Macedonia, Bulgaria, and parts of Serbia in Europe. In Asia, his domains extended to the Taurus Mountains. His army was considered one of the best in the Islamic world.
Clash with Timur
In 1397, Bayezid defeated the emir of Karaman in Akçay, killing him and annexing his territory. In 1398, the sultan conquered the Djanik emirate and the territory of Burhan al-Din, violating the accord with the Turco-Mongol emir Timur. Finally, Bayezid occupied Elbistan and Malatya.
In 1400, Timur succeeded in rousing the local Turkic beyliks who had been vassals of the Ottomans to join him in his attack on Bayezid, who was also considered one of the most powerful rulers in the Muslim world during that period. Years of insulting letters had passed between Timur and Bayezid. Both rulers insulted each other in their own way while Timur preferred to undermine Bayezid's position as a ruler and play down the significance of his military successes.
This is the excerpt from one of Timur's letters addressed to Ottoman sultan:
In the fateful Battle of Ankara, on 20 July 1402, the Ottoman army was defeated. Bayazid tried to escape, but was captured and taken to Timur. Historians describe their first meeting as follows:
Many writers claim that Bayezid was mistreated by the Timurids. However, writers and historians from Timur's own court reported that Bayezid was treated well, and that Timur even mourned his death. One of Bayezid's sons, Mustafa Çelebi, was captured with him and held captive in Samarkand until 1405.
Four of Bayezid's sons, specifically Süleyman Çelebi, İsa Çelebi, Mehmed Çelebi, and Musa Çelebi, however, escaped from the battlefield and later started a civil war for the Ottoman throne known as the Ottoman Interregnum. After Mehmed's victory, his coronation as Mehmed I, and the deaths of the other three, Bayezid's other son Mustafa Çelebi emerged from hiding and began two failed rebellions against his brother Mehmed and, after Mehmed's death, his nephew Murad II.
Bayezid in captivity
In Europe, the legend of Bayazid's humiliation in captivity was very popular. He was allegedly chained, and forced to watch how his beloved wife, Olivera, serve Timur at dinner. According to a legend, Timur took Bayezid with himself everywhere in a barred palanquin or cage, humiliating him in various ways, used Bayezid as a support under his legs, and at dinner had him placed under the table where bones were thrown at him.
Different versions on Bayezid's death existed, too. One of them mentioned the suicide of Bayezid. Allegedly, the Sultan committed suicide through hitting his head against the bars of his cell or taking poison. The version was promoted by Ottoman historians: Lutfi Pasha, Ashik Pasha-Zade. There was also a version where Bayezid was supposedly poisoned by Timur's order. This is considered unlikely, because there is evidence that the Turkic ruler entrusted the care of Bayezid to his personal doctors.
In the descriptions of contemporaries and witnesses of the events, neither a cell nor humiliation is mentioned.
German traveller and writer Johann Schiltberger did not write anything about the cell, bars or violent death. Another contemporary, Jean II Le Maingre, who witnessed Bayezid's captivity, wrote nothing about the cell or poisoning either. Clavijo, who came to Timur's court in 1404 as part of the embassy and visited Constantinople on his return trip, also did not mention the cell. All Greek sources of the first decade of the 15th century are equally silent about the cell. Sharafaddin Yazdi (? -1454) in Zafar-nama wrote that Bayezid was treated with respect, and at his request, Turco-Mongols found his son among the captives and brought him to his father. Regarding Bayezid's wife, Sharafaddin wrote that Timur sent her and his daughters to her husband. Olivera allegedly became a Muslim under the influence of Timur.
First references to a disrespectful attitude towards Bayazid appear in the works of ibn Arabshah (1389–1450) and Constantine of Ostrovica. Ibn Arabshah wrote that "Bayezid's heart was broken to pieces" when he saw that his wives and concubines were serving at a banquet.
Ibn Arabshah wrote the following about the captivity of Bayezid:
However, this is just a "flowery style", and not a real cell. According to literary historian H.A.R. Gibb, "the flowery elegance of style has also affected historiography. Most of the authors of the Timurid era succumbed to its influence ."
Constantine of Ostrovica wrote neither about the cell, nor about the nudity of Bayezid's wife; though he did write that Bayezid committed suicide. In the story of Constantine, just like in that of ibn Arabshah, the sultan was so struck by the fact that his wife carried wine to a feast that he poisoned himself with a poison from his ring.
Ottoman historian Mehmed Neshri (1450–1520) described Bayezid's imprisonment and mentioned the cell twice. According to him, Timur asked Bayezid what he would do in Timur's place with regard to the captive. "I would have planted him in an iron cage," Bayezid answered. To which Timur replied: "This is a bad answer." He ordered to prepare the cage and the Sultan was put into it.
The complete set of legends may perhaps be found in the work of Pope Pius II Asiae Europaeque elegantissima descriptio, written in 1450–1460 (published in 1509): Bayezid is kept in a cage, fed with garbage under the table, Timur uses Bayezid as a support to get on or off a horse. Further development can be found in later authors, such as Theodore Spandounes. The first version of his story was written in Italian and completed in 1509, and a French translation was published in 1519. In these versions of the text, Spandounes wrote only about the golden chains and that the sultan was used as a stand. Spandounes added the cell only in later versions of the text. Later versions of the text also include a description of the public humiliation of Bayezid's wife:
Family
Consorts
Bayezid I had at least six consorts:
Devlet Hatun (? – 23 January 1414). Slave concubine, mother of Mehmed I.
Devletşah Sultan Hatun. Daughter of Süleyman of Germiyan and Mutahhare Abide Hatun, granddaughter of Rumi.
Maria Olivera Despina Hatun (1372 – after 1444). Serbian princess, daughter of Prince Lazar of Serbia and Princess Miliza, she married Bayezid in 1390. Extremely unpopular with the Ottomans, she was accused of bribing the sultan and introducing alcohol to the court. She was captured by Timur together with her husband, and forced to serve him naked.
Hafsa Hatun. Daughter of Prince Fahreddin Isa Bey of the Aydinids, she married Bayezid in 1390.
Fülane Hatun. Daughter of Constantine of Kostendil. Her older sister married Murad I and an other her sister married Yakub Çelebi, son of Murad and half-brother of Bayezid.
A daughter of John V Palaiologos and Helena Kantakouzene. Her older sister Maria married Murad I and an other her sister married Yakub Çelebi.
Sons
Bayezid I had at least eight sons:
Ertuğrul Çelebi; (1378–1400).
Süleyman Çelebi (d. 1411). Sultan of Rumelia, claimant to the Ottoman throne (r. 1402–1411).
İsa Çelebi (d. 1403) – with Devletşah Hatun. Governor of Anatolia, claimant to the Ottoman throne (r. 1403).
Mehmed I (–1421) – with Devlet Hatun. Governor of Anatolia, and later Ottoman Sultan.
Musa Çelebi (1388–1413) – with Devletşah Hatun. Sultan of Rumelia (1410–1413), claimant to the Ottoman throne (1406–1413).
Mustafa Çelebi (1393–1422). Sultan of Rumelia, claimant to the Ottoman throne (reign 1419–1422).
Yusuf Çelebi. Converted to Christianity, changed his name to Demetrios.
Kasım Çelebi. Sent as a hostage to Constantinople together with his sister, Fatma Hatun.
Daughters
Bayezid I had at least five daughters:
Fatma Hündi Hatun (1375–1430). She married to Seyyid Şemseddin Mehmed Buhari Emir Sultan in 1390 and she had four sons, Emir Ali and other three, and two daughters. Legend has it that Hundi and Seyyid were married in secret after having a vision of the Islamic prophet Muhammad, and that Bayezid only accepted their marriage after a miracle saved his son-in-law from soldiers sent to kill him. According to another version, Seyyd, guest of Bayezid, took advantage of his absence from court to seduce Hundi and marry her.
Erhundi Hatun. She married to Yakup Bey, son of Pars Bey.
Fatma Hatun (1393–1417). She was sent as a hostage to Constantinople together with her brother, Kasim Çelebi. Later she married a sanjak-bey in 1413.
Öruz Hatun – with Despina Hatun. She married Abu Bakar Mirza, son of Jalal ud-din Miran Shah, son of Timur. They had at least a daughter, Ayşe Hatun.
Paşa Melek Hatun – with Despina Hatun. In 1403 she married Emîr Celaluddîn İslâm, a Timur's general.
Personality
According to the British orientalist, Lord Kinross, Bayezid was distinguished by haste, impulsivity, unpredictability and imprudence. He cared little for state affairs, which he entrusted to his governors. As Kinross writes, between campaigns Bayezid was often engaged in pleasures: gluttony, drunkenness and debauchery. The courtyard of the sultan was famous for its luxury and was comparable to the Byzantine court during its heyday.
At the same time, the sultan was a talented commander. In all 13 years of his reign, Bayezid suffered only one defeat, which eventually turned out to be fatal for him. Despite his lust for earthly pleasures, Bayezid was a religious man and used to spend hours in his personal mosque in Bursa. He also kept Islamic theologians in his circle.
In the words of the contemporary Greek historian Doukas:
Evaluation of rule
Bayezid managed to expand the territory of the Ottoman empire to the Danube and the Euphrates. However, his reign culminated with a humiliating defeat at Ankara, whereby the empire was reduced to the size of a beylik from the time of Orhan. This small territory was divided between Bayezid's two sons by Timur and many beyliks regained their independence. The defeat at Ankara marked the beginning of the Ottoman interregnum, which lasted 10 years.
In fiction
The defeat of Bayezid became a popular subject for later Western European writers, composers, and painters. They embellished the legend that he was taken by Timur to Samarkand with a cast of characters to create an oriental fantasy that has maintained its appeal over the years. Christopher Marlowe's play Tamburlaine the Great was first performed in London in 1587, three years after the formal opening of English-Ottoman trade relations when William Harborne sailed for Constantinople as an agent of the Levant Company.
In 1648, the play Le Gran Tamerlan et Bejezet by Jean Magnon appeared in London, and in 1725, Handel's Tamerlano was first performed and published in London; Vivaldi's version of the story, Bajazet, was written in 1735. Magnon had given Bayezid an intriguing wife and daughter; the Handel and Vivaldi renditions included, as well as Tamerlane and Bayezid and his daughter, a prince of Byzantium and a princess of Trebizond (Trabzon) in a passionate love story. A cycle of paintings in Schloss Eggenberg, near Graz in Austria, translated the theme to a different medium; this was completed in the 1670s shortly before the Ottoman army attacked the Habsburgs in central Europe.
The historical novel The Grand Cham (1921) by Harold Lamb focuses on the quest of its European hero to gain the assistance of Tamerlane in defeating Bayezid. Bayezid (spelled Bayazid) is a central character in the Robert E. Howard story Lord of Samarcand, where he commits suicide at Tamerlane's victory banquet. Bayazid is a main character in the novel The Walls of Byzantium (2013) by James Heneage.
In popular culture
Sultan Bayezid was portrayed in the Serbian 1989 historical drama film Battle of Kosovo, as a participant of the Battle of Kosovo by actor Branislav Lečić, and in the Romanian historical drama Mircea (Proud heritage) by Ion Ritiu as a young Sultan who fought in the battles of Rovine, Nicopolis and Angora.
In the 29th Degree of the Scottish Rite, Northern Masonic Jurisdiction, Bayezid appears as a central figure in a drama that is historical fiction.
See also
Amir Sultan
References
Notes
Sources
Harris, Jonathan (2010) The End of Byzantium. New Haven and London: Yale University Press
Nicolle, David (1999) Nicopolis 1396: The Last Crusade. Oxford: Osprey Books
External links
Yıldırım Bayezid I
1361 births
1403 deaths
14th-century Ottoman sultans
15th-century Ottoman sultans
People of the Bulgarian–Ottoman wars
Monarchs taken prisoner in wartime
Muslims of the Battle of Nicopolis
Ottoman people of the Byzantine–Ottoman wars
Ottoman sultans born to Greek mothers
Turkish poets |
4242 | https://en.wikipedia.org/wiki/Bayezid%20II | Bayezid II | Bayezid II (; ; 3 December 1447 – 26 May 1512) was the sultan of the Ottoman Empire from 1481 to 1512. During his reign, Bayezid consolidated the Ottoman Empire, thwarted a Safavid rebellion and finally abdicated his throne to his son, Selim I. Bayezid evacuated Sephardi Jews from Spain after the proclamation of the Alhambra Decree and resettled them throughout Ottoman lands, especially in Salonica.
Early life
Bayezid II was the son of Mehmed II (1432–1481) and Gülbahar Hatun, an Albanian concubine.
There are sources that claim that Bayezid was the son of Sittişah Hatun, due to the two women's common middle name, Mükrime. This would make Ayşe Hatun, one of Bayezid's consorts, a first cousin of Bayezid II. However, the marriage of Sittişah Hatun took place two years after Bayezid was born and the whole arrangement was not to Mehmed's liking.
Born in Demotika, Bayezid II was educated in Amasya and later served there as a bey for 27 years. In 1473, he fought in the Battle of Otlukbeli against the Aq Qoyunlu.
Fight for the throne
Bayezid II's overriding concern was the quarrel with his brother Cem Sultan, who claimed the throne and sought military backing from the Mamluks in Egypt. Karamani Mehmed Pasha, latest grand vizier of Mehmed II, informed him of the death of the Sultan and invited Bayezid to ascend the throne. Having been defeated by his brother's armies, Cem sought protection from the Knights of St. John in Rhodes. Eventually, the Knights handed Cem over to Pope Innocent VIII (1484–1492). The Pope thought of using Cem as a tool to drive the Turks out of Europe, but as the papal crusade failed to come to fruition, Cem died in Naples.
Reign
Bayezid II ascended the Ottoman throne in 1481. Like his father, Bayezid II was a patron of western and eastern culture. Unlike many other sultans, he worked hard to ensure a smooth running of domestic politics, which earned him the epithet of "the Just". Throughout his reign, Bayezid II engaged in numerous campaigns to conquer the Venetian possessions in Morea, accurately defining this region as the key to future Ottoman naval power in the Eastern Mediterranean. In 1497, he went to war with Poland and decisively defeated the 80,000 strong Polish army during the Moldavian campaign. The last of these wars ended in 1501 with Bayezid II in control of the whole Peloponnese. Rebellions in the east, such as that of the Qizilbash, plagued much of Bayezid II's reign and were often backed by the shah of Persia, Ismail I, who was eager to promote Shi'ism to undermine the authority of the Ottoman state. Ottoman authority in Anatolia was indeed seriously threatened during this period and at one point Bayezid II's vizier, Hadım Ali Pasha, was killed in battle against the Şahkulu rebellion. Hadım Ali Pasha's death prompted a power vacuum. As a result, many important statesmen secretly pledged allegiance to Kinsman Karabœcu Pasha (Turkish: "Karaböcü Kuzen Paşa") who made his reputation in conducting espionage operations during the Fall of Constantinople in his youth.
Jewish and Muslim immigration
In July 1492, the new state of Spain expelled its Jewish and Muslim populations as part of the Spanish Inquisition. Bayezid II sent out the Ottoman Navy under the command of admiral Kemal Reis to Spain in 1492 in order to evacuate them safely to Ottoman lands. He sent out proclamations throughout the empire that the refugees were to be welcomed. He granted the refugees the permission to settle in the Ottoman Empire and become Ottoman citizens. He ridiculed the conduct of Ferdinand II of Aragon and Isabella I of Castile in expelling a class of people so useful to their subjects. "You venture to call Ferdinand a wise ruler," he said to his courtiers, "he who has impoverished his own country and enriched mine!" Bayezid addressed a firman to all the governors of his European provinces, ordering them not only to refrain from repelling the Spanish refugees, but to give them a friendly and welcome reception. He threatened with death all those who treated the Jews harshly or refused them admission into the empire. Moses Capsali, who probably helped to arouse the sultan's friendship for the Jews, was most energetic in his assistance to the exiles. He made a tour of the communities and was instrumental in imposing a tax upon the rich, to ransom the Jewish victims of the persecution.
The Muslims and Jews of al-Andalus contributed much to the rising power of the Ottoman Empire by introducing new ideas, methods and craftsmanship. The first printing press in Constantinople (now Istanbul) was established by the Sephardic Jews in 1493. It is reported that under Bayezid's reign, Jews enjoyed a period of cultural flourishing, with the presence of such scholars as the Talmudist and scientist Mordecai Comtino; astronomer and poet Solomon ben Elijah Sharbiṭ ha-Zahab; Shabbethai ben Malkiel Cohen, and the liturgical poet Menahem Tamar.
Succession
During Bayezid II's final years, on 14 September 1509, Constantinople was devastated by an earthquake, and a succession battle developed between his sons Selim and Ahmet. Ahmet unexpectedly captured Karaman, and began marching to Constantinople to exploit his triumph. Fearing for his safety, Selim staged a revolt in Thrace but was defeated by Bayezid and forced to flee back to the Crimean peninsula. Bayezid II developed fears that Ahmet might in turn kill him to gain the throne, so he refused to allow his son to enter Constantinople.Selim returned from Crimea and, with support from the Janissaries, he forced his father to abdicate the throne on 25 April 1512. Bayezid departed for retirement in his native Dimetoka, but he died on 26 May 1512 at Havsa, before reaching his destination and only a month after his abdication. He was buried next to the Bayezid Mosque in Istanbul.
Legacy
Bayezid was praised in a ghazal of Abdürrezzak Bahşı, a scribe who came to Constantinople from Samarkand in the second half of the 15th century that worked at the courts of Mehmed II and Bayezid II, and wrote in Chagatai with the Old Uyghur alphabet:
Bayezid II ordered al-ʿAtufi, the librarian of Topkapı Palace, to prepare a register. The library's diverse holdings reflect a cosmopolitanism that was encyclopaedic in scope.
Family
Consorts
Bayezid had ten known consorts, plus other unknown concubines, mothers of the other sons and daughters:
Şirin Hatun, BaşKadin (Chief consort) and mother of Bayezid's eldest daughter and son;
Hüsnüşah Hatun, daughter of Nasuh Bey;
Bülbül Hatun, mother of Şehzade Ahmed, Bayezid's favorite son;
Nigar Hatun, mother of Şehzade Korkut;
Gülruh Hatun;
Ayşe Gülbahar Hatun; mother of Sultan Selim I;
Muhtereme Ferahşad Hatun;
Ayşe Hatun; daughter of Alâüddevle Bozkurt Bey of the Dulkadir dynasty, and niece of Sittişah Hatun, first legal wife of Mehmed II, father of Bayezid. She died in 1512;
Gülfem Hatun;
Mühürnaz Hatun.
Sons
Bayezid had at least eight sons:
Şehzade Abdullah (Amasya, 1465 - Konya, 11 June 1483) - son of Şirin Hatun. Bayezid's first son, he was governor of Manisa, Trebizond and Konya. He died of unknown causes and was buried in Bursa. He took as consort his cousin Nergiszade Ferahşad Sultan (daughter of Şehzade Mustafa, son of Mehmed II), with whom he had a son who died in infancy (1481-1489) and two daughters, Şahnisa Sultan (1482- ?, married firstly her cousin Şehzade Mehmed Şah, son of her father's half brother Şehzade Şehinşah; and later Mirza Mehmed Pasha, by she had a son, Sultanzade Şemsi Ahmed Pasha) and Aynişah Sultan (1484 - ?, married with Fülan Pasha).
Şehzade Ahmed (Amasya, 1466 - Bursa, 24 March 1513) - son of Bülbül Hatun. Bayezid's favorite son, he was executed by his half-brother Selim I, who became sultan. He had three known concubines, seven sons and four daughters.
Şehzade Korkut (Amasya, 1469 - Manisa, 10 March 1513) - son of Nigar Hatun. Rival of Selim I for the throne, he was first exiled by them and then executed. He had two children who died as infants and two daughters, Fatma Sultan and Ferahşad Sultan.
Selim I (Amasya, 10 October 1470 – Çorlu, 22 September 1520) – son with Gülbahar Hatun, who succeeded as Sultan Selim Han I (Yavuz).
Şehzade Şehinşah (Amasya, 1474 - Karaman, 1511) - son of Hüsnüşah Hatun. He was governor of Manisa and Karaman. He was executed by his father for sedition and buried in Bursa. He had a consort, Mukrime Hatun, mother of his only known son, Şehzade Mehmed Şah (who married his cousin Şahnisa Sultan, daughter of Şehzade Abdullah).
Şehzade Mahmud (Amasya, 1475 - Manisa, 1507) - son of an unknown concubine. He could be the full brother of Gevhermuluk Sultan. He was governor of Kastamonu and Manisa. He had three sons, Şehzade Musa (b.1490), Şehzade Orhan (b.1494) and Şehzade Emir Suleyman, executed by Selim I in 1512, and two daughters, Ayşe Hundi Sultan (1496 - after 1556, married in 1508 to Ferruh Bey; had a daughter Mihrihan Hanımsultan) and Hançerli Zeynep Fatma Sultan (1495 - April 1533, married to Mehmed Bey in 1508; she had two sons, Sultanzade Kasim Bey and Sultanzade Mahmud Bey. It is believed that she may have educated the future Hürrem Sultan before she was introduced to Suleiman the Magnificent via Hafsa Sultan or Pargali Ibrahim).
Şehzade Alemşah (Amasya, 1477 - Manisa, 1502) - son of Gülruh Hatun. Governor of Mentese and Manisa. He had a son, Şehzade Osman Şah (1492-1512, killed by Selim), and two daughters, Ayşe Sultan (married to his cousin Mehmed Celebi, son of Fatma Sultan, daughter of Bayezid II) and Fatma Sultan (1493-1522).
Şehzade Mehmed (Amasya, 1486 - Kefe, December 1504) - son of Ferahşad Hatun. Governor of Kefe. He was married to a princess of the Giray Khanate of Crimea and had a daughter and a son, Fatma Sultan (Kefe; 1500 - Istanbul; 1556) and Şehzade Mehmed (1505, born posthumously - 1513, killed by Selim I).
Daughters
Bayezid II, once ascended to the throne, granted his daughters and granddaughters in the male line the title of "Sultan" and his granddaughters in the female line that of "Hanımsultan", which replaced the simple honorific "Hatun" in use until then. His grandsons in female line obtained instead the title of "Sultanzade". Bayezid's reform of female titles remains in effect today among the surviving members of the Ottoman dynasty.
Bayezid had at least fourteen daughters:
Aynışah Sultan (Amasya; 1463 - Bursa; 1514) - daughter of Şirin Hatun. She married twice, she had two daughters and a son. Like her sibling Ilaldi, she sent a congratulatory letter to her half-brother Selim when he became sultan.
Hatice Sultan (Amasya; 1463 - Bursa; 1500) - daughter of Bülbül Hatun. She married in first time Muderis Kara Mustafa Pasha in 1479 and she had a son, Sultanzade Ahmed Bey and a daughter, Hanzade Hanimsultan. She was widowed in 1483, when her husband was executed on charges of supporting Şehzade Cem's claim to the throne against Bayezid. Hatice remarried the following year to Faik Pasha (d. 1499). She died in 1500 and was buried in her mausoleum, built by her son, in Bursa. Hatice built a mosque, school and fountain in Edirnekapi, Constantinople. Her name means "respectful lady".
Hundi Sultan (Amasya; 1464 - Bursa; 1511) - daughter of Bülbül Hatun. In 1484 he married Hersekzade Ahmed Pasha and had two sons, Sultanzade Musa Bey and Sultanzade Mustafa Bey, and two daughters, Kamerşah Hanımsultan and Hümaşah Hanımsultan.
Ayşe Sultan (Amasya; 1465 - Constantinople; 1515) - daughter of Nigar Hatun. She married once and had two sons and five daughters.
Hümaşah Sultan (Amasya; 1466 - Constantinople; before 1520). Also called Hüma Sultan. She married Bali Pasha, governor of Antalya in 1482 and was widowed in 1495. She remarried Malkoçoğlu Yahya Pasha and had two sons, Sultanzade Ahmed Bey and Sultanzade Mehmed Bey. She was the stepmother of Yahya's son from his first marriage, Bali Bey. Her name meaning "Phoenix of the Şah".
Ilaldi Sultan (?? - ; before 1518). She married Hain Ahmed Pasha, governor of Rumelia, Egypt and Second Vizier, and had by him a son of unknown name (who married his cousin Hanzade Hanımsultan, daughter of Selçuk Sultan, daughter of Bayezid II) and a daughter, Şahzade Aynişah Hanimsultan (who married Abdüsselâm Çelebi).. She sent a congratulatory letter to Selim when he ascend to the throne.
Gevhermüluk Sultan (Amasya; 1467 - Constantinople; 20 January 1550), full sister of Şehzade Mahmud. Married to Dukakinzade Mehmed Pasha, son of Dukaginzade Ahmed Pasha, and she had a son, Sultanzade Mehmed Ahmed Bey (who married his cousin Hanzade Ayşe Mihrihan Hanimsultan, daughter of Ayşe Sultan, daughter of Bayezid II), and a daughter, Neslişah Hanimsultan (who married iskender Pasha). Gevhermuluk built a madrase in Bursa.
Sofu Fatma Sultan, (Amasya; 1468 - Bursa; after 1520) - daughter of Nigar Hatun. She married three times: before 1480 with Isfendiyaroglu Mirza Mehmed Pasha, son of Kyzyl Ahmed Bey, with him she had a son, Sultanzade Isfendiyaroglu Mehmed Pasha (who married his cousin Gevherhan Sultan, daughter of Selim I). The married ended with a divorce. Fatma remarried in 1489 with Mustafa Pasha, son of Koca Davud Pasha. Fatma widowed in 1503. Fatma married for third time in 1504 with Güzelce Hasan Bey. With him she had two sons, Sultanzade Haci Ahmed Bey and Sultanzade Mehmed Celebi (who married his cousin Ayşe Sultan, daughter of Şehzade Alemşah), and a daughter (who married her cousin Ahmed Bey, son Ali Bey and Fatma Hanımsultan, daughter di Ayşe Sultan). Her name meaning "one who abstain"
Selçuk Sultan (Amasya; 1469 - 1508). She also called Selçukşah Sultan. She married Ferhad Bey in 1584 and had a son, Sultanzade Gaazî Husrev Paşah (1484 - 18 June 1541) and a daughter, Neslişah Hanımsultan (1486 - 1550). She remarried Mehmed Bey in 1587 and had three daughters with him: Hanzade Hanımsultan (who married his cousin, son of Ilaldi Sultan), Hatice Hanımsultan (who married a son of Halil Paşah in 1510) and Aslihan Hanımsultan (who married the Grand Vizier Yunus Paşa in 1502. After Yunus Pasha was executed in 1517, she married Defterdar Mehmed Çelebi in 1518, who was governor of Egypt and then of Damascus. On 21 February 1529 she had a daughter named Selçuk Hanim). She may have married a third time. She died in 1508 and was buried in her mausoleum inside the Bayezid II Mosque in Constantinople
Sultanzade Sultan (Amasya; before 1474 - ?) - daughter of Hüsnüşah Hatun. Her name meaning "descendant of the Sultan".
Şah Sultan, (Amasya; 1474 - Bursa; after 1506). She also called Şahzade Şah Sultan. She married Nasuh Bey in 1490 and had a daughter with him. She was very charitable and built a mosque in 1506. She was buried in Bursa in the mausoleum of her half-sister Hatice Sultan. Her name meaning "sovereign".
Kamerşah Sultan (Amasya; 1476 - Constantinople; 1520) - daughter of Gülruh Hatun. She is also called Kamer Sultan. She married Koca Mustafa Pasha in 1491, and had a daughter, Hundi Hanımsultan, who married Mesih Bey. She widowed in 1512 and remarried Nişancı Kara Davud Pasha. Her name means "moon of Şah" or "trust of Şah".
Şahzade Sultan (Amasya, ? - ?, 1520). She married Yahya Pasha in 1501 and had three sons, Sultanzade Yahyapaşazade Gaazi Küçük Bali Pasha (? - 1543, married his cousin Hanzade Hanimsultan, daughter of Aynişah Sultan, daughter of Bayezid II and Şirin Hatun), Sultanzade Gaazi Koca Mehmed Pasha (? - March 1548) and Sultanzade Gaazi Ahmed Bey (? - after 1543). Her name means "descendant of Şah".
Fülane Sultan (?-?). She married Koca Davud Pasha and had a son, Sultanzade Mehmed Bey, who married his cousin Fatma Sultan, daughter of Şehzade Ahmed.
In popular culture
Sultan Bayezid II's statesmanship, tolerance, and intellectual abilities are depicted in the historical novel The Sultan's Helmsman, which takes place in the middle years of his reign.
Sultan Bayezid II and his struggle with his son Selim is a prominent subplot in the video game Assassin's Creed: Revelations. In the game, due to Bayezid's absence from Constantinople, the Byzantines had the opportunity to sneak back into the city, hoping to revive their fallen empire. Near the end of the game, Bayezid surrendered the throne to his son Selim. However, Bayezid does not make an actual appearance.
Bayezid II, prior to becoming Sultan, is depicted by Akin Gazi in the Starz series Da Vinci's Demons. He seeks an audience with Pope Sixtus IV (having been manipulated into believing that peace between Rome and Constantinople is a possibility), only to be ridiculed and humiliated by Sixtus, actions which later serve as a pretext for the Ottoman invasion of Otranto. Sixtus assumes that Bayezid has been overlooked in favor of his brother Cem.
Bayezid II, prior to becoming Sultan, is depicted by Ediz Cagan Cakiroglu in the docuseries Rise of Empires: Ottoman. He appears on season 02 as a young prince who is motivated and inspired by his father Mehmed the Conqueror and wants to join him in battle despite being a child
See also
Ottoman–Mamluk War (1485–1491)
Polish–Ottoman War (1485–1503)
References
Sources
External links
1447 births
1512 deaths
15th-century caliphs
15th-century Ottoman sultans
16th-century Ottoman sultans
Burials in Turkey
Monarchs who abdicated
People from Didymoteicho
Dethroned monarchs |
4243 | https://en.wikipedia.org/wiki/Boxing | Boxing | Boxing (also known as "western boxing" or "pugilism") is a combat sport and a martial art in which two people, usually wearing protective gloves and other protective equipment such as hand wraps and mouthguards, throw punches at each other for a predetermined amount of time in a boxing ring.
Although the term boxing is commonly attributed to Western boxing, in which only fists are involved, it has developed in different ways in different geographical areas and cultures of the World. In global terms, "boxing" today is also a set of combat sports focused on striking, in which two opponents face each other in a fight using at least their fists, and possibly involving other actions such as kicks, elbow strikes, knee strikes, and headbutts, depending on the rules. Some of these variants are the bare knuckle boxing, kickboxing, muay-thai, lethwei, savate, and sanda. Boxing techniques have been incorporated into many martial arts, military systems, and other combat sports.
Though humans have fought in hand-to-hand combat since the dawn of human history and the origin of the sport of boxing is unknown, according to some sources boxing has prehistoric origins in present-day Ethiopia where it appeared in the sixth millennium BC and when the Egyptians invaded Nubia they learned the art of boxing from the local population and they took the sport to Egypt where it became popular and from Egypt boxing spread to other countries including Greece, and eastward to Mesopotamia and northward to Rome.
The earliest visual evidence of any type of boxing is from Egypt and Sumer both from the third millennia and can be seen in Sumerian carvings from the third and second millennia BC. The earliest evidence of boxing rules dates back to Ancient Greece, where boxing was established as an Olympic game in 688 BC. Boxing evolved from 16th- and 18th-century prizefights, largely in Great Britain, to the forerunner of modern boxing in the mid-19th century with the 1867 introduction of the Marquess of Queensberry Rules.
Amateur boxing is both an Olympic and Commonwealth Games sport and is a standard fixture in most international games—it also has its world championships. Boxing is overseen by a referee over a series of one-to-three-minute intervals called "rounds".
A winner can be resolved before the completion of the rounds when a referee deems an opponent incapable of continuing, disqualifies an opponent, or the opponent resigns. When the fight reaches the end of its final round with both opponents still standing, the judges' scorecards determine the victor. In case both fighters gain equal scores from the judges, a professional bout is considered a draw. In Olympic boxing, because a winner must be declared, judges award the contest to one fighter on technical criteria.
History
Ancient history
Hitting with different extremities of the body, such as kicks and punches, as an act of human aggression, has existed across the world throughout human history, being a combat system as old as wrestling. However, in terms of sports competition, due to the lack of writing in the prehistoric times and the lack of references, it is not possible to determine rules of any kind of boxing in prehistory, and in ancient times only can be inferred from the few intact sources and references to the sport.
The origin of the sport of boxing is unknown, however according to some sources boxing has prehistoric origins in present-day Ethiopia, where it appeared in the sixth millennium BC. When the Egyptians invaded Nubia they learned the art of boxing from the local population, and they took the sport to Egypt where it became popular. From Egypt, boxing spread to other countries including Greece, eastward to Mesopotamia, and northward to Rome.
The earliest visual evidence of boxing comes from Egypt and Sumer both from the third millennium BC. A relief sculpture from Egyptian Thebes () shows both boxers and spectators. These early Middle-Eastern and Egyptian depictions showed contests where fighters were either bare-fisted or had a band supporting the wrist. The earliest evidence of use of gloves can be found in Minoan Crete (–1400 BC).
Various types of boxing existed in ancient India. The earliest references to musti-yuddha come from classical Vedic epics such as the Rig Veda (c. 1500–1000 BCE) and Ramayana (c. 700–400 BCE). The Mahabharata describes two combatants boxing with clenched fists and fighting with kicks, finger strikes, knee strikes and headbutts during the time of King Virata. Duels (niyuddham) were often fought to the death. During the period of the Western Satraps, the ruler Rudradaman—in addition to being well-versed in "the great sciences" which included Indian classical music, Sanskrit grammar, and logic—was said to be an excellent horseman, charioteer, elephant rider, swordsman and boxer. The Gurbilas Shemi, an 18th-century Sikh text, gives numerous references to musti-yuddha. The martial art is related to other forms of martial arts found in other parts of the Indian cultural sphere including Muay Thai in Thailand, Muay Lao in Laos, Pradal Serey in Cambodia and Lethwei in Myanmar.
In Ancient Greece boxing was a well developed sport called pygmachia, and enjoyed consistent popularity. In Olympic terms, it was first introduced in the 23rd Olympiad, 688 BC. The boxers would wind leather thongs around their hands in order to protect them. There were no rounds and boxers fought until one of them acknowledged defeat or could not continue. Weight categories were not used, which meant heavier fighters had a tendency to dominate. The style of boxing practiced typically featured an advanced left leg stance, with the left arm semi-extended as a guard, in addition to being used for striking, and with the right arm drawn back ready to strike. It was the head of the opponent which was primarily targeted, and there is little evidence to suggest that targeting the body or the use of kicks was common, in which it resembled modern western boxing.
Boxing was a popular spectator sport in Ancient Rome. Fighters protected their knuckles with leather strips wrapped around their fists. Eventually harder leather was used and the strips became a weapon. Metal studs were introduced to the strips to make the cestus. Fighting events were held at Roman amphitheatres.
Early London prize ring rules
Records of boxing activity disappeared in the west after the fall of the Western Roman Empire when the wearing of weapons became common once again and interest in fighting with the fists waned. However, there are detailed records of various fist-fighting sports that were maintained in different cities and provinces of Italy between the 12th and 17th centuries. There was also a sport in ancient Rus called kulachniy boy or 'fist fighting'.
As the wearing of swords became less common, there was renewed interest in fencing with the fists. The sport later resurfaced in England during the early 16th century in the form of bare-knuckle boxing, sometimes referred to as prizefighting. The first documented account of a bare-knuckle fight in England appeared in 1681 in the London Protestant Mercury, and the first English bare-knuckle champion was James Figg in 1719. This is also the time when the word "boxing" first came to be used. This earliest form of modern boxing was very different. Contests in Mr. Figg's time, in addition to fist fighting, also contained fencing and cudgeling. On 6 January 1681, the first recorded boxing match took place in Britain when Christopher Monck, 2nd Duke of Albemarle (and later Lieutenant Governor of Jamaica), engineered a bout between his butler and his butcher with the latter winning the prize.
Early fighting had no written rules. There were no weight divisions or round limits, and no referee. In general, it was extremely chaotic. An early article on boxing was published in Nottingham in 1713, by Sir Thomas Parkyns, 2nd Baronet, a wrestling patron from Bunny, Nottinghamshire, who had practised the techniques he described. The article, a single page in his manual of wrestling and fencing, Progymnasmata: The inn-play, or Cornish-hugg wrestler, described a system of headbutting, punching, eye-gouging, chokes, and hard throws, not recognized in boxing today.
The first boxing rules, called the Broughton Rules, were introduced by champion Jack Broughton in 1743 to protect fighters in the ring where deaths sometimes occurred. Under these rules, if a man went down and could not continue after a count of 30 seconds, the fight was over. Hitting a downed fighter and grasping below the waist were prohibited. Broughton encouraged the use of "mufflers", a form of padded bandage or mitten, to be used in "jousting" or sparring sessions in training, and in exhibition matches.
These rules did allow the fighters an advantage not enjoyed by today's boxers; they permitted the fighter to drop to one knee to end the round and begin the 30-second count at any time. Thus a fighter realizing he was in trouble had an opportunity to recover. However, this was considered "unmanly" and was frequently disallowed by additional rules negotiated by the seconds of the boxers. In modern boxing, there is a three-minute limit to rounds (unlike the downed fighter ends the round rule). Intentionally going down in modern boxing will cause the recovering fighter to lose points in the scoring system. Furthermore, as the contestants did not have heavy leather gloves and wristwraps to protect their hands, they used different punching technique to preserve their hands because the head was a common target to hit full out. Almost all period manuals have powerful straight punches with the whole body behind them to the face (including forehead) as the basic blows.
The British sportswriter Pierce Egan coined the term "the sweet science" as an epithet for prizefighting – or more fully "the sweet science of bruising" as a description of England's bare-knuckle fight scene in the early nineteenth century.
Boxing could also be used to settle disputes even by females. In 1790 in Waddington, Lincolnshire Mary Farmery and Susanna Locker both laid claim to the affections of a young man; this produced a challenge from the former to fight for the prize, which was accepted by the latter. Proper sidesmen were chosen, and every matter conducted in form. After several knock-down blows on both sides, the battle ended in favour of Mary Farmery.
The London Prize Ring Rules introduced measures that remain in effect for professional boxing to this day, such as outlawing butting, gouging, scratching, kicking, hitting a man while down, holding the ropes, and using resin, stones or hard objects in the hands, and biting.
Marquess of Queensberry rules (1867)
In 1867, the Marquess of Queensberry rules were drafted by John Chambers for amateur championships held at Lillie Bridge in London for lightweights, middleweights and heavyweights. The rules were published under the patronage of the Marquess of Queensberry, whose name has always been associated with them.
There were twelve rules in all, and they specified that fights should be "a fair stand-up boxing match" in a 24-foot-square or similar ring. Rounds were three minutes with one-minute rest intervals between rounds. Each fighter was given a ten-second count if he was knocked down, and wrestling was banned.
The introduction of gloves of "fair-size" also changed the nature of the bouts. An average pair of boxing gloves resembles a bloated pair of mittens and are laced up around the wrists.
The gloves can be used to block an opponent's blows. As a result of their introduction, bouts became longer and more strategic with greater importance attached to defensive maneuvers such as slipping, bobbing, countering and angling. Because less defensive emphasis was placed on the use of the forearms and more on the gloves, the classical forearms outwards, torso leaning back stance of the bare knuckle boxer was modified to a more modern stance in which the torso is tilted forward and the hands are held closer to the face.
Late 19th and early 20th centuries
Through the late nineteenth century, the martial art of boxing or prizefighting was primarily a sport of dubious legitimacy. Outlawed in England and much of the United States, prizefights were often held at gambling venues and broken up by police. Brawling and wrestling tactics continued, and riots at prizefights were common occurrences. Still, throughout this period, there arose some notable bare knuckle champions who developed fairly sophisticated fighting tactics.
The English case of R v. Coney in 1882 found that a bare-knuckle fight was an assault occasioning actual bodily harm, despite the consent of the participants. This marked the end of widespread public bare-knuckle contests in England.
The first world heavyweight champion under the Queensberry Rules was "Gentleman Jim" Corbett, who defeated John L. Sullivan in 1892 at the Pelican Athletic Club in New Orleans.
The first instance of film censorship in the United States occurred in 1897 when several states banned the showing of prize fighting films from the state of Nevada, where it was legal at the time.
Throughout the early twentieth century, boxers struggled to achieve legitimacy. They were aided by the influence of promoters like Tex Rickard and the popularity of great champions such as John L. Sullivan.
Modern boxing
The modern sport arose from illegal venues and outlawed prizefighting and has become a multibillion-dollar commercial enterprise. A majority of young talent still comes from poverty-stricken areas around the world. Places like Mexico, Africa, South America, and Eastern Europe prove to be filled with young aspiring athletes who wish to become the future of boxing. Even in the U.S., places like the inner cities of New York, and Chicago have given rise to promising young talent. According to Rubin, "boxing lost its appeal with the American middle class, and most of who boxes in modern America come from the streets and are street fighters".
Rules
The Marquess of Queensberry rules have been the general rules governing modern boxing since their publication in 1867.
A boxing match typically consists of a determined number of three-minute rounds, a total of up to 9 to 12 rounds with a minute spent between each round with the fighters resting in their assigned corners and receiving advice and attention from their coach and staff. The fight is controlled by a referee who works within the ring to judge and control the conduct of the fighters, rule on their ability to fight safely, count knocked-down fighters, and rule on fouls.
Up to three judges are typically present at ringside to score the bout and assign points to the boxers, based on punches and elbows that connect, defense, knockdowns, hugging and other, more subjective, measures. Because of the open-ended style of boxing judging, many fights have controversial results, in which one or both fighters believe they have been "robbed" or unfairly denied a victory. Each fighter has an assigned corner of the ring, where their coach, as well as one or more "seconds" may administer to the fighter at the beginning of the fight and between rounds. Each boxer enters into the ring from their assigned corners at the beginning of each round and must cease fighting and return to their corner at the signalled end of each round.
A bout in which the predetermined number of rounds passes is decided by the judges, and is said to "go the distance". The fighter with the higher score at the end of the fight is ruled the winner. With three judges, unanimous and split decisions are possible, as are draws. A boxer may win the bout before a decision is reached through a knock-out; such bouts are said to have ended "inside the distance". If a fighter is knocked down during the fight, determined by whether the boxer touches the canvas floor of the ring with any part of their body other than the feet as a result of the opponent's punch and not a slip, as determined by the referee, the referee begins counting until the fighter returns to their feet and can continue. Some jurisdictions require the referee to count to eight regardless of if the fighter gets up before.
Should the referee count to ten, then the knocked-down boxer is ruled "knocked out" (whether unconscious or not) and the other boxer is ruled the winner by knockout (KO). A "technical knock-out" (TKO) is possible as well, and is ruled by the referee, fight doctor, or a fighter's corner if a fighter is unable to safely continue to fight, based upon injuries or being judged unable to effectively defend themselves. Many jurisdictions and sanctioning agencies also have a "three-knockdown rule", in which three knockdowns in a given round result in a TKO. A TKO is considered a knockout in a fighter's record. A "standing eight" count rule may also be in effect. This gives the referee the right to step in and administer a count of eight to a fighter that the referee feels may be in danger, even if no knockdown has taken place. After counting the referee will observe the fighter, and decide if the fighter is fit to continue. For scoring purposes, a standing eight count is treated as a knockdown.
In general, boxers are prohibited from hitting below the belt, holding, tripping, pushing, biting, or spitting. The boxer's shorts are raised so the opponent is not allowed to hit to the groin area with intent to cause pain or injury. Failure to abide by the former may result in a foul. They also are prohibited from kicking, head-butting, or hitting with any part of the arm other than the knuckles of a closed fist (including hitting with the elbow, shoulder or forearm, as well as with open gloves, the wrist, the inside, back or side of the hand). They are prohibited as well from hitting the back, back of the head or neck (called a "rabbit-punch") or the kidneys. They are prohibited from holding the ropes for support when punching, holding an opponent while punching, or ducking below the belt of their opponent (dropping below the waist of your opponent, no matter the distance between).
If a "clinch" – a defensive move in which a boxer wraps their opponent's arms and holds on to create a pause – is broken by the referee, each fighter must take a full step back before punching again (alternatively, the referee may direct the fighters to "punch out" of the clinch). When a boxer is knocked down, the other boxer must immediately cease fighting and move to the furthest neutral corner of the ring until the referee has either ruled a knockout or called for the fight to continue.
Violations of these rules may be ruled "fouls" by the referee, who may issue warnings, deduct points, or disqualify an offending boxer, causing an automatic loss, depending on the seriousness and intentionality of the foul. An intentional foul that causes injury that prevents a fight from continuing usually causes the boxer who committed it to be disqualified. A fighter who suffers an accidental low-blow may be given up to five minutes to recover, after which they may be ruled knocked out if they are unable to continue. Accidental fouls that cause injury ending a bout may lead to a "no contest" result, or else cause the fight to go to a decision if enough rounds (typically four or more, or at least three in a four-round fight) have passed.
Unheard of in the modern era, but common during the early 20th Century in North America, a "newspaper decision (NWS)" might be made after a no decision bout had ended. A "no decision" bout occurred when, by law or by pre-arrangement of the fighters, if both boxers were still standing at the fight's conclusion and there was no knockout, no official decision was rendered and neither boxer was declared the winner. But this did not prevent the pool of ringside newspaper reporters from declaring a consensus result among themselves and printing a newspaper decision in their publications. Officially, however, a "no decision" bout resulted in neither boxer winning or losing. Boxing historians sometimes use these unofficial newspaper decisions in compiling fight records for illustrative purposes only. Often, media outlets covering a match will personally score the match, and post their scores as an independent sentence in their report.
Professional vs. amateur boxing
Throughout the 17th to 19th centuries, boxing bouts were motivated by money, as the fighters competed for prize money, promoters controlled the gate, and spectators bet on the result.
The modern Olympic movement revived interest in amateur sports, and amateur boxing became an Olympic sport in 1908. In their current form, Olympic and other amateur bouts are typically limited to three or four rounds, scoring is computed by points based on the number of clean blows landed, regardless of impact, and fighters wear protective headgear, reducing the number of injuries, knockdowns, and knockouts. Currently scoring blows in amateur boxing are subjectively counted by ringside judges, but the Australian Institute for Sport has demonstrated a prototype of an Automated Boxing Scoring System, which introduces scoring objectivity, improves safety, and arguably makes the sport more interesting to spectators. Professional boxing remains by far the most popular form of the sport globally, though amateur boxing is dominant in Cuba and some former Soviet republics. For most fighters, an amateur career, especially at the Olympics, serves to develop skills and gain experience in preparation for a professional career. Western boxers typically participate in one Olympics and then turn pro, while Cubans and boxers from other socialist countries have an opportunity to collect multiple medals. In 2016, professional boxers were admitted in the Olympic Games and other tournaments sanctioned by AIBA. This was done in part to level the playing field and give all of the athletes the same opportunities government-sponsored boxers from socialist countries and post-Soviet republics have. However, professional organizations strongly opposed that decision.
Amateur boxing
Amateur boxing may be found at the collegiate level, at the Olympic Games, Commonwealth Games, Asian Games, etc. In many other venues sanctioned by amateur boxing associations. Amateur boxing has a point scoring system that measures the number of clean blows landed rather than physical damage. Bouts consist of three rounds of three minutes in the Olympic and Commonwealth Games, and three rounds of three minutes in a national ABA (Amateur Boxing Association) bout, each with a one-minute interval between rounds.
Competitors wear protective headgear and gloves with a white strip or circle across the knuckle. There are cases however, where white ended gloves are not required but any solid color may be worn. The white end is just a way to make it easier for judges to score clean hits. Each competitor must have their hands properly wrapped, pre-fight, for added protection on their hands and for added cushion under the gloves. Gloves worn by the fighters must be twelve ounces in weight unless the fighters weigh under , thus allowing them to wear ten ounce gloves. A punch is considered a scoring punch only when the boxers connect with the white portion of the gloves. Each punch that lands cleanly on the head or torso with sufficient force is awarded a point. A referee monitors the fight to ensure that competitors use only legal blows. A belt worn over the torso represents the lower limit of punches – any boxer repeatedly landing low blows below the belt is disqualified. Referees also ensure that the boxers don't use holding tactics to prevent the opponent from swinging. If this occurs, the referee separates the opponents and orders them to continue boxing. Repeated holding can result in a boxer being penalized or ultimately disqualified. Referees will stop the bout if a boxer is seriously injured, if one boxer is significantly dominating the other or if the score is severely imbalanced. Amateur bouts which end this way may be noted as "RSC" (referee stopped contest) with notations for an outclassed opponent (RSCO), outscored opponent (RSCOS), injury (RSCI) or head injury (RSCH).
Professional boxing
Professional bouts are usually much longer than amateur bouts, typically ranging from ten to twelve rounds, though four-round fights are common for less experienced fighters or club fighters. There are also some two- and three-round professional bouts, especially in Australia. Through the early 20th century, it was common for fights to have unlimited rounds, ending only when one fighter quit, benefiting high-energy fighters like Jack Dempsey. Fifteen rounds remained the internationally recognized limit for championship fights for most of the 20th century until the early 1980s, when the death of boxer Kim Duk-koo eventually prompted the World Boxing Council and other organizations sanctioning professional boxing to reduce the limit to twelve rounds.
Headgear is not permitted in professional bouts, and boxers are generally allowed to take much more damage before a fight is halted. At any time, the referee may stop the contest if he believes that one participant cannot defend himself due to injury. In that case, the other participant is awarded a technical knockout win. A technical knockout would also be awarded if a fighter lands a punch that opens a cut on the opponent, and the opponent is later deemed not fit to continue by a doctor because of the cut. For this reason, fighters often employ cutmen, whose job is to treat cuts between rounds so that the boxer is able to continue despite the cut. If a boxer simply quits fighting, or if his corner stops the fight, then the winning boxer is also awarded a technical knockout victory. In contrast with amateur boxing, professional male boxers have to be bare-chested.
Boxing styles
Definition of style
"Style" is often defined as the strategic approach a fighter takes during a bout. No two fighters' styles are alike, as each is determined by that individual's physical and mental attributes. Three main styles exist in boxing: outside fighter ("boxer"), brawler (or "slugger"), and inside fighter ("swarmer"). These styles may be divided into several special subgroups, such as counter puncher, etc. The main philosophy of the styles is, that each style has an advantage over one, but disadvantage over the other one. It follows the rock paper scissors scenario – boxer beats brawler, brawler beats swarmer, and swarmer beats boxer.
Boxer/out-fighter
A classic "boxer" or stylist (also known as an "out-fighter") seeks to maintain distance between himself and his opponent, fighting with faster, longer range punches, most notably the jab, and gradually wearing his opponent down. Due to this reliance on weaker punches, out-fighters tend to win by point decisions rather than by knockout, though some out-fighters have notable knockout records. They are often regarded as the best boxing strategists due to their ability to control the pace of the fight and lead their opponent, methodically wearing him down and exhibiting more skill and finesse than a brawler. Out-fighters need reach, hand speed, reflexes, and footwork.
Notable out-fighters include Muhammad Ali, Larry Holmes, Joe Calzaghe, Wilfredo Gómez, Salvador Sánchez, Cecilia Brækhus, Gene Tunney, Ezzard Charles, Willie Pep, Meldrick Taylor, Ricardo "Finito" López, Floyd Mayweather Jr., Roy Jones Jr., Sugar Ray Leonard, Miguel Vázquez, Sergio "Maravilla" Martínez, Wladimir Klitschko and Guillermo Rigondeaux. This style was also used by fictional boxer Apollo Creed.
Boxer-puncher
A boxer-puncher is a well-rounded boxer who is able to fight at close range with a combination of technique and power, often with the ability to knock opponents out with a combination and in some instances a single shot. Their movement and tactics are similar to that of an out-fighter (although they are generally not as mobile as an out-fighter), but instead of winning by decision, they tend to wear their opponents down using combinations and then move in to score the knockout. A boxer must be well rounded to be effective using this style.
Notable boxer-punchers include Muhammad Ali, Canelo Álvarez, Sugar Ray Leonard, Roy Jones Jr., Wladimir Klitschko, Vasyl Lomachenko, Lennox Lewis, Joe Louis, Wilfredo Gómez, Oscar De La Hoya, Archie Moore, Miguel Cotto, Nonito Donaire, Sam Langford, Henry Armstrong, Sugar Ray Robinson, Tony Zale, Carlos Monzón, Alexis Argüello, Érik Morales, Terry Norris, Marco Antonio Barrera, Naseem Hamed, Thomas Hearns, Julian Jackson and Gennady Golovkin.
Counter puncher
Counter punchers are slippery, defensive style fighters who often rely on their opponent's mistakes in order to gain the advantage, whether it be on the score cards or more preferably a knockout. They use their well-rounded defense to avoid or block shots and then immediately catch the opponent off guard with a well placed and timed punch. A fight with a skilled counter-puncher can turn into a war of attrition, where each shot landed is a battle in itself. Thus, fighting against counter punchers requires constant feinting and the ability to avoid telegraphing one's attacks. To be truly successful using this style they must have good reflexes, a high level of prediction and awareness, pinpoint accuracy and speed, both in striking and in footwork.
Notable counter punchers include Muhammad Ali, Joe Calzaghe, Vitali Klitschko, Evander Holyfield, Max Schmeling, Chris Byrd, Jim Corbett, Jack Johnson, Bernard Hopkins, Laszlo Papp, Jerry Quarry, Anselmo Moreno, James Toney, Marvin Hagler, Juan Manuel Márquez, Humberto Soto, Floyd Mayweather Jr., Roger Mayweather, Pernell Whitaker, Sergio Martínez and Guillermo Rigondeaux. This style of boxing is also used by fictional boxer Little Mac.
Counter punchers usually wear their opponents down by causing them to miss their punches. The more the opponent misses, the faster they tire, and the psychological effects of being unable to land a hit will start to sink in. The counter puncher often tries to outplay their opponent entirely, not just in a physical sense, but also in a mental and emotional sense. This style can be incredibly difficult, especially against seasoned fighters, but winning a fight without getting hit is often worth the pay-off. They usually try to stay away from the center of the ring, in order to outmaneuver and chip away at their opponents. A large advantage in counter-hitting is the forward momentum of the attacker, which drives them further into your return strike. As such, knockouts are more common than one would expect from a defensive style.
Brawler/slugger
A brawler is a fighter who generally lacks finesse and footwork in the ring, but makes up for it through sheer punching power. Many brawlers tend to lack mobility, preferring a less mobile, more stable platform and have difficulty pursuing fighters who are fast on their feet. They may also have a tendency to ignore combination punching in favor of continuous beat-downs with one hand and by throwing slower, more powerful single punches (such as hooks and uppercuts). Their slowness and predictable punching pattern (single punches with obvious leads) often leaves them open to counter punches, so successful brawlers must be able to absorb a substantial amount of punishment. However, not all brawler/slugger fighters are not mobile; some can move around and switch styles if needed but still have the brawler/slugger style such as Wilfredo Gómez, Prince Naseem Hamed and Danny García.
A brawler's most important assets are power and chin (the ability to absorb punishment while remaining able to continue boxing). Examples of this style include George Foreman, Rocky Marciano, Julio César Chávez, Jack Dempsey, Riddick Bowe, Danny García, Wilfredo Gómez, Sonny Liston, John L. Sullivan, Max Baer, Prince Naseem Hamed, Ray Mancini, David Tua, Arturo Gatti, Micky Ward, Brandon Ríos, Ruslan Provodnikov, Michael Katsidis, James Kirkland, Marcos Maidana, Vitali Klitschko, Jake LaMotta, Manny Pacquiao, and Ireland's John Duddy. This style of boxing was also used by fictional boxers Rocky Balboa and James "Clubber" Lang.
Brawlers tend to be more predictable and easy to hit but usually fare well enough against other fighting styles because they train to take punches very well. They often have a higher chance than other fighting styles to score a knockout against their opponents because they focus on landing big, powerful hits, instead of smaller, faster attacks. Oftentimes they place focus on training on their upper body instead of their entire body, to increase power and endurance. They also aim to intimidate their opponents because of their power, stature and ability to take a punch.
Swarmer/in-fighter
In-fighters/swarmers (sometimes called "pressure fighters") attempt to stay close to an opponent, throwing intense flurries and combinations of hooks and uppercuts. Mainly Mexican, Irish, Irish-American, Puerto Rican, and Mexican-American boxers popularized this style. A successful in-fighter often needs a good "chin" because swarming usually involves being hit with many jabs before they can maneuver inside where they are more effective. In-fighters operate best at close range because they are generally shorter and have less reach than their opponents and thus are more effective at a short distance where the longer arms of their opponents make punching awkward. However, several fighters tall for their division have been relatively adept at in-fighting as well as out-fighting.
The essence of a swarmer is non-stop aggression. Many short in-fighters use their stature to their advantage, employing a bob-and-weave defense by bending at the waist to slip underneath or to the sides of incoming punches. Unlike blocking, causing an opponent to miss a punch disrupts his balance, this permits forward movement past the opponent's extended arm and keeps the hands free to counter. A distinct advantage that in-fighters have is when throwing uppercuts, they can channel their entire bodyweight behind the punch; Mike Tyson was famous for throwing devastating uppercuts. Marvin Hagler was known for his hard "chin", punching power, body attack and the stalking of his opponents. Some in-fighters, like Mike Tyson, have been known for being notoriously hard to hit. The key to a swarmer is aggression, endurance, chin, and bobbing-and-weaving.
Notable in-fighters include Henry Armstrong, Aaron Pryor, Julio César Chávez, Jack Dempsey, Shawn Porter, Miguel Cotto, Gennady Golovkin, Joe Frazier, Danny García, Mike Tyson, Manny Pacquiao, Rocky Marciano, Wayne McCullough, James Braddock, Gerry Penalosa, Harry Greb, David Tua, James Toney and Ricky Hatton. This style was also used by the Street Fighter character Balrog.
Combinations of styles
All fighters have primary skills with which they feel most comfortable, but truly elite fighters are often able to incorporate auxiliary styles when presented with a particular challenge. For example, an out-fighter will sometimes plant his feet and counter punch, or a slugger may have the stamina to pressure fight with his power punches.
Old history of the development of boxing and its prevalence contribute to fusion of various types of martial arts and the emergence of new ones that are based on them. For example, a combination of boxing and sportive sambo techniques gave rise to a combat sambo.
Style matchups
There is a generally accepted rule of thumb about the success each of these boxing styles has against the others. In general, an in-fighter has an advantage over an out-fighter, an out-fighter has an advantage over a brawler, and a brawler has an advantage over an in-fighter; these form a cycle with each style being stronger relative to one, and weaker relative to another, with none dominating, as in rock paper scissors. Naturally, many other factors, such as the skill level and training of the combatants, determine the outcome of a fight, but the widely held belief in this relationship among the styles is embodied in the cliché amongst boxing fans and writers that "styles make fights".
Brawlers tend to overcome swarmers or in-fighters because, in trying to get close to the slugger, the in-fighter will invariably have to walk straight into the guns of the much harder-hitting brawler, so, unless the former has a very good chin and the latter's stamina is poor, the brawler's superior power will carry the day. A famous example of this type of match-up advantage would be George Foreman's knockout victory over Joe Frazier in their original bout "The Sunshine Showdown".
Although in-fighters struggle against heavy sluggers, they typically enjoy more success against out-fighters or boxers. Out-fighters prefer a slower fight, with some distance between themselves and the opponent. The in-fighter tries to close that gap and unleash furious flurries. On the inside, the out-fighter loses a lot of his combat effectiveness, because he cannot throw the hard punches. The in-fighter is generally successful in this case, due to his intensity in advancing on his opponent and his good agility, which makes him difficult to evade. For example, the swarming Joe Frazier, though easily dominated by the slugger George Foreman, was able to create many more problems for the boxer Muhammad Ali in their three fights. Joe Louis, after retirement, admitted that he hated being crowded, and that swarmers like untied/undefeated champ Rocky Marciano would have caused him style problems even in his prime.
The boxer or out-fighter tends to be most successful against a brawler, whose slow speed (both hand and foot) and poor technique makes him an easy target to hit for the faster out-fighter. The out-fighter's main concern is to stay alert, as the brawler only needs to land one good punch to finish the fight. If the out-fighter can avoid those power punches, he can often wear the brawler down with fast jabs, tiring him out. If he is successful enough, he may even apply extra pressure in the later rounds in an attempt to achieve a knockout. Most classic boxers, such as Muhammad Ali, enjoyed their best successes against sluggers.
An example of a style matchup was the historical fight of Julio César Chávez, a swarmer or in-fighter, against Meldrick Taylor, the boxer or out-fighter (see Julio César Chávez vs. Meldrick Taylor). The match was nicknamed "Thunder Meets Lightning" as an allusion to punching power of Chávez and blinding speed of Taylor. Chávez was the epitome of the "Mexican" style of boxing. Taylor's hand and foot speed and boxing abilities gave him the early advantage, allowing him to begin building a large lead on points. Chávez remained relentless in his pursuit of Taylor and due to his greater punching power Chávez slowly punished Taylor. Coming into the later rounds, Taylor was bleeding from the mouth, his entire face was swollen, the bones around his eye socket had been broken, he had swallowed a considerable amount of his own blood, and as he grew tired, Taylor was increasingly forced into exchanging blows with Chávez, which only gave Chávez a greater chance to cause damage. While there was little doubt that Taylor had solidly won the first three quarters of the fight, the question at hand was whether he would survive the final quarter. Going into the final round, Taylor held a secure lead on the scorecards of two of the three judges. Chávez would have to knock Taylor out to claim a victory, whereas Taylor merely needed to stay away from the Mexican legend. However, Taylor did not stay away, but continued to trade blows with Chávez. As he did so, Taylor showed signs of extreme exhaustion, and every tick of the clock brought Taylor closer to victory unless Chávez could knock him out.
With about a minute left in the round, Chávez hit Taylor squarely with several hard punches and stayed on the attack, continuing to hit Taylor with well-placed shots. Finally, with about 25 seconds to go, Chávez landed a hard right hand that caused Taylor to stagger forward towards a corner, forcing Chávez back ahead of him. Suddenly Chávez stepped around Taylor, positioning him so that Taylor was trapped in the corner, with no way to escape from Chávez' desperate final flurry. Chávez then nailed Taylor with a tremendous right hand that dropped the younger man. By using the ring ropes to pull himself up, Taylor managed to return to his feet and was given the mandatory 8-count. Referee Richard Steele asked Taylor twice if he was able to continue fighting, but Taylor failed to answer. Steele then concluded that Taylor was unfit to continue and signaled that he was ending the fight, resulting in a TKO victory for Chávez with only two seconds to go in the bout.
Equipment
Since boxing involves forceful, repetitive punching, precautions must be taken to prevent damage to bones in the hand. Most trainers do not allow boxers to train and spar without wrist wraps and boxing gloves. Hand wraps are used to secure the bones in the hand, and the gloves are used to protect the hands from blunt injury, allowing boxers to throw punches with more force than if they did not use them. Gloves have been required in competition since the late nineteenth century, though modern boxing gloves are much heavier than those worn by early twentieth-century fighters. Prior to a bout, both boxers agree upon the weight of gloves to be used in the bout, with the understanding that lighter gloves allow heavy punchers to inflict more damage. The brand of gloves can also affect the impact of punches, so this too is usually stipulated before a bout. Both sides are allowed to inspect the wraps and gloves of the opponent to help ensure both are within agreed upon specifications and no tampering has taken place.
A mouthguard is important to protect the teeth and gums from injury, and to cushion the jaw, resulting in a decreased chance of knockout. Both fighters must wear soft soled shoes to reduce the damage from accidental (or intentional) stepping on feet. While older boxing boots more commonly resembled those of a professional wrestler, modern boxing shoes and boots tend to be quite similar to their amateur wrestling counterparts.
Boxers practice their skills on several types of punching bags. A small, tear-drop-shaped "speed bag" is used to hone reflexes and repetitive punching skills, while a large cylindrical "heavy bag" filled with sand, a synthetic substitute, or water is used to practice power punching and body blows. The double-end bag is usually connected by elastic on the top and bottom and moves randomly upon getting struck and helps the fighter work on accuracy and reflexes. In addition to these distinctive pieces of equipment, boxers also use sport-nonspecific training equipment to build strength, speed, agility, and stamina. Common training equipment includes free weights, rowing machines, jump rope, and medicine balls.
Boxers also use punch/focus mitts in which a trainer calls out certain combinations and the fighter strikes the mitts accordingly. This is a great exercise for stamina as the boxer isn't allowed to go at his own pace but that of the trainer, typically forcing the fighter to endure a higher output and volume than usual. In addition, they also allow trainers to make boxers utilize footwork and distances more accurately.
Boxing matches typically take place in a boxing ring, a raised platform surrounded by ropes attached to posts rising in each corner. The term "ring" has come to be used as a metaphor for many aspects of prize fighting in general.
Technique
Stance
The modern boxing stance differs substantially from the typical boxing stances of the 19th and early 20th centuries. The modern stance has a more upright vertical-armed guard, as opposed to the more horizontal, knuckles-facing-forward guard adopted by early 20th century hook users such as Jack Johnson.
In a fully upright stance, the boxer stands with the legs shoulder-width apart and the rear foot a half-step in front of the lead man. Right-handed or orthodox boxers lead with the left foot and fist (for most penetration power). Both feet are parallel, and the right heel is off the ground. The lead (left) fist is held vertically about six inches in front of the face at eye level. The rear (right) fist is held beside the chin and the elbow tucked against the ribcage to protect the body. The chin is tucked into the chest to avoid punches to the jaw which commonly cause knock-outs and is often kept slightly off-center. Wrists are slightly bent to avoid damage when punching and the elbows are kept tucked in to protect the ribcage. Some boxers fight from a crouch, leaning forward and keeping their feet closer together. The stance described is considered the "textbook" stance and fighters are encouraged to change it around once it's been mastered as a base. Case in point, many fast fighters have their hands down and have almost exaggerated footwork, while brawlers or bully fighters tend to slowly stalk their opponents. In order to retain their stance boxers take 'the first step in any direction with the foot already leading in that direction.'
Different stances allow for bodyweight to be differently positioned and emphasised; this may in turn alter how powerfully and explosively a type of punch can be delivered. For instance, a crouched stance allows for the bodyweight to be positioned further forward over the lead left leg. If a lead left hook is thrown from this position, it will produce a powerful springing action in the lead leg and produce a more explosive punch. This springing action could not be generated effectively, for this punch, if an upright stance was used or if the bodyweight was positioned predominantly over the back leg. Mike Tyson was a keen practitioner of a crouched stance and this style of power punching. The preparatory positioning of the bodyweight over the bent lead leg is also known as an isometric preload.
Left-handed or southpaw fighters use a mirror image of the orthodox stance, which can create problems for orthodox fighters unaccustomed to receiving jabs, hooks, or crosses from the opposite side. The southpaw stance, conversely, is vulnerable to a straight right hand.
North American fighters tend to favor a more balanced stance, facing the opponent almost squarely, while many European fighters stand with their torso turned more to the side. The positioning of the hands may also vary, as some fighters prefer to have both hands raised in front of the face, risking exposure to body shots.
Punches
There are four basic punches in boxing: the jab, cross, hook and uppercut. Any punch other than a jab is considered a power punch. If a boxer is right-handed (orthodox), their left hand is the lead hand and his right hand is the rear hand. For a left-handed boxer or southpaw, the hand positions are reversed. For clarity, the following assumes a right-handed boxer.
Jab – A quick, straight punch thrown with the lead hand from the guard position. The jab extends from the side of the torso and typically does not pass in front of it. It is accompanied by a small, clockwise rotation of the torso and hips, while the fist rotates 90 degrees, becoming horizontal upon impact. As the punch reaches full extension, the lead shoulder can be brought up to guard the chin. The rear hand remains next to the face to guard the jaw. After making contact with the target, the lead hand is retracted quickly to resume a guard position in front of the face.
The jab is recognized as the most important punch in a boxer's arsenal because it provides a fair amount of its own cover and it leaves the least space for a counter punch from the opponent. It has the longest reach of any punch and does not require commitment or large weight transfers. Due to its relatively weak power, the jab is often used as a tool to gauge distances, probe an opponent's defenses, harass an opponent, and set up heavier, more powerful punches. A half-step may be added, moving the entire body into the punch, for additional power. Some notable boxers who have been able to develop relative power in their jabs and use it to punish or wear down their opponents to some effect include Larry Holmes and Wladimir Klitschko.
Cross – A powerful, straight punch thrown with the rear hand. From the guard position, the rear hand is thrown from the chin, crossing the body and traveling towards the target in a straight line. The rear shoulder is thrust forward and finishes just touching the outside of the chin. At the same time, the lead hand is retracted and tucked against the face to protect the inside of the chin. For additional power, the torso and hips are rotated counter-clockwise as the cross is thrown. A measure of an ideally extended cross is that the shoulder of the striking arm, the knee of the front leg and the ball of the front foot are on the same vertical plane.
Weight is also transferred from the rear foot to the lead foot, resulting in the rear heel turning outwards as it acts as a fulcrum for the transfer of weight. Body rotation and the sudden weight transfer give the cross its power. Like the jab, a half-step forward may be added. After the cross is thrown, the hand is retracted quickly and the guard position resumed. It can be used to counter punch a jab, aiming for the opponent's head (or a counter to a cross aimed at the body) or to set up a hook. The cross is also called a "straight" or "right", especially if it does not cross the opponent's outstretched jab.
Hook – A semi-circular punch thrown with the lead hand to the side of the opponent's head. From the guard position, the elbow is drawn back with a horizontal fist (palm facing down) though in modern times a wide percentage of fighters throw the hook with a vertical fist (palm facing themselves). The rear hand is tucked firmly against the jaw to protect the chin. The torso and hips are rotated clockwise, propelling the fist through a tight, clockwise arc across the front of the body and connecting with the target.
At the same time, the lead foot pivots clockwise, turning the left heel outwards. Upon contact, the hook's circular path ends abruptly and the lead hand is pulled quickly back into the guard position. A hook may also target the lower body and this technique is sometimes called the "rip" to distinguish it from the conventional hook to the head. The hook may also be thrown with the rear hand. Notable left hookers include Joe Frazier, Roy Jones Jr. and Mike Tyson.
Uppercut – A vertical, rising punch thrown with the rear hand. From the guard position, the torso shifts slightly to the right, the rear hand drops below the level of the opponent's chest and the knees are bent slightly. From this position, the rear hand is thrust upwards in a rising arc towards the opponent's chin or torso.
At the same time, the knees push upwards quickly and the torso and hips rotate anti-clockwise and the rear heel turns outward, mimicking the body movement of the cross. The strategic utility of the uppercut depends on its ability to "lift" an opponent's body, setting it off-balance for successive attacks. The right uppercut followed by a left hook is a deadly combination employing the uppercut to lift an opponent's chin into a vulnerable position, then the hook to knock the opponent out.
These different punch types can be thrown in rapid succession to form combinations or "combos". The most common is the jab and cross combination, nicknamed the "one-two combo". This is usually an effective combination, because the jab blocks the opponent's view of the cross, making it easier to land cleanly and forcefully.
A large, swinging circular punch starting from a cocked-back position with the arm at a longer extension than the hook and all of the fighter's weight behind it is sometimes referred to as a "roundhouse", "haymaker", "overhand", or sucker-punch. Relying on body weight and centripetal force within a wide arc, the roundhouse can be a powerful blow, but it is often a wild and uncontrolled punch that leaves the fighter delivering it off balance and with an open guard.
Wide, looping punches have the further disadvantage of taking more time to deliver, giving the opponent ample warning to react and counter. For this reason, the haymaker or roundhouse is not a conventional punch, and is regarded by trainers as a mark of poor technique or desperation. Sometimes it has been used, because of its immense potential power, to finish off an already staggering opponent who seems unable or unlikely to take advantage of the poor position it leaves the puncher in.
Another unconventional punch is the rarely used bolo punch, in which the opponent swings an arm out several times in a wide arc, usually as a distraction, before delivering with either that or the other arm.
An illegal punch to the back of the head or neck is known as a rabbit punch.
Both the hook and uppercut may be thrown with both hands, resulting in differing footwork and positioning from that described above if thrown by the other hand. Generally the analogous opposite is true of the footwork and torso movement.
Defense
There are several basic maneuvers a boxer can use in order to evade or block punches, depicted and discussed below.
Slip – Slipping rotates the body slightly so that an incoming punch passes harmlessly next to the head. As the opponent's punch arrives, the boxer sharply rotates the hips and shoulders. This turns the chin sideways and allows the punch to "slip" past. Muhammad Ali was famous for extremely fast and close slips, as was an early Mike Tyson.
Sway or fade – To anticipate a punch and move the upper body or head back so that it misses or has its force appreciably lessened. Also called "rolling with the punch" or " Riding The Punch.
Bob and weave – Bobbing moves the head laterally and beneath an incoming punch. As the opponent's punch arrives, the boxer bends the legs quickly and simultaneously shifts the body either slightly right or left. Once the punch has been evaded, the boxer "weaves" back to an upright position, emerging on either the outside or inside of the opponent's still-extended arm. To move outside the opponent's extended arm is called "bobbing to the outside". To move inside the opponent's extended arm is called "bobbing to the inside". Joe Frazier, Jack Dempsey, Mike Tyson and Rocky Marciano were masters of bobbing and weaving.
Parry/block – Parrying or blocking uses the boxer's shoulder, hands or arms as defensive tools to protect against incoming attacks. A block generally receives a punch while a parry tends to deflect it. A "palm", "catch", or "cuff" is a defence which intentionally takes the incoming punch on the palm portion of the defender's glove.
Cover-up – Covering up is the last opportunity (other than rolling with a punch) to avoid an incoming strike to an unprotected face or body. Generally speaking, the hands are held high to protect the head and chin and the forearms are tucked against the torso to impede body shots. When protecting the body, the boxer rotates the hips and lets incoming punches "roll" off the guard. To protect the head, the boxer presses both fists against the front of the face with the forearms parallel and facing outwards. This type of guard is weak against attacks from below.
Clinch – Clinching is a form of trapping or a rough form of grappling and occurs when the distance between both fighters has closed and straight punches cannot be employed. In this situation, the boxer attempts to hold or "tie up" the opponent's hands so he is unable to throw hooks or uppercuts. To perform a clinch, the boxer loops both hands around the outside of the opponent's shoulders, scooping back under the forearms to grasp the opponent's arms tightly against his own body. In this position, the opponent's arms are pinned and cannot be used to attack. Clinching is a temporary match state and is quickly dissipated by the referee. Clinching is technically against the rules, and in amateur fights points are deducted fairly quickly for it. It is unlikely, however, to see points deducted for a clinch in professional boxing.
Unorthodox strategies
Rope-a-dope : Used by Muhammad Ali in his 1974 "the Rumble in the Jungle" bout against George Foreman, the rope-a-dope method involves lying back against the ropes, covering up defensively as much as possible and allowing the opponent to attempt numerous punches. The back-leaning posture, which does not cause the defending boxer to become as unbalanced as he would during normal backward movement, also maximizes the distance of the defender's head from his opponent, increasing the probability that punches will miss their intended target. Weathering the blows that do land, the defender lures the opponent into expending energy while conserving his/her own. If successful, the attacking opponent will eventually tire, creating defensive flaws which the boxer can exploit. In modern boxing, the rope-a-dope is generally discouraged since most opponents are not fooled by it and few boxers possess the physical toughness to withstand a prolonged, unanswered assault. Recently, however, eight-division world champion Manny Pacquiao skillfully used the strategy to gauge the power of welterweight titlist Miguel Cotto in November 2009. Pacquiao followed up the rope-a-dope gambit with a withering knockdown. Tyson Fury also attempted this against Francesco Pianeto but did not pull it off as smoothly.
Bolo punch: Occasionally seen in Olympic boxing, the bolo punch is an arm punch which owes its power to the shortening of a circular arc rather than to transference of body weight; it tends to have more of an effect due to the surprise of the odd angle it lands at rather than the actual power of the punch. This is more of a gimmick than a technical maneuver; this punch is not taught, being on the same plane in boxing technicality as is the Ali shuffle. Nevertheless, a few professional boxers have used the bolo-punch to great effect, including former welterweight champions Sugar Ray Leonard, and Kid Gavilán as well as current British fighter Chris Eubank Jr. Middleweight champion Ceferino Garcia is regarded as the inventor of the bolo punch.
Overhand: The overhand is a punch, thrown from the rear hand, not found in every boxer's arsenal. Unlike the cross, which has a trajectory parallel to the ground, the overhand has a looping circular arc as it is thrown over the shoulder with the palm facing away from the boxer. It is especially popular with smaller stature boxers trying to reach taller opponents. Boxers who have used this punch consistently and effectively include former heavyweight champions Rocky Marciano and Tim Witherspoon, as well as MMA champions Chuck Liddell and Fedor Emelianenko. The overhand has become a popular weapon in other tournaments that involve fist striking. Deontay Wilder heavily favours and is otherwise known for knocking many of his opponents out with one of his right overhands.
Check hook: A check hook is employed to prevent aggressive boxers from lunging in. There are two parts to the check hook. The first part consists of a regular hook. The second, trickier part involves the footwork. As the opponent lunges in, the boxer should throw the hook and pivot on his left foot and swing his right foot 180 degrees around. If executed correctly, the aggressive boxer will lunge in and sail harmlessly past his opponent like a bull missing a matador. This is rarely seen in professional boxing as it requires a great disparity in skill level to execute. Technically speaking it has been said that there is no such thing as a check hook and that it is simply a hook applied to an opponent that has lurched forward and past his opponent who simply hooks him on the way past. Others have argued that the check hook exists but is an illegal punch due to it being a pivot punch which is illegal in the sport. Floyd Mayweather Jr. employed the use of a check hook against Ricky Hatton, which sent Hatton flying head first into the corner post and being knocked down.
Ring corner
In boxing, each fighter is given a corner of the ring where they rest in between rounds for 1 minute and where their trainers stand. Typically, three individuals stand in the corner besides the boxer; these are the trainer, the assistant trainer and the cutman. The trainer and assistant typically give advice to the boxer on what they are doing wrong as well as encouraging them if they are losing. The cutman is a cutaneous doctor responsible for keeping the boxer's face and eyes free of cuts, blood and excessive swelling. This is of particular importance because many fights are stopped because of cuts or swelling that threaten the boxer's eyes.
In addition, the corner is responsible for stopping the fight if they feel their fighter is in grave danger of permanent injury. The corner will occasionally throw in a white towel to signify a boxer's surrender (the idiomatic phrase "to throw in the towel", meaning to give up, derives from this practice). This can be seen in the fight between Diego Corrales and Floyd Mayweather. In that fight, Corrales' corner surrendered despite Corrales' steadfast refusal.
Health concerns
Knocking a person unconscious or even causing a concussion may cause permanent brain damage. There is no clear division between the force required to knock a person out and the force likely to kill a person. Additionally, contact sports, especially combat sports, are directly related to a brain disease called chronic traumatic encephalopathy, abbreviated as CTE. This disease begins to develop during the life of the athlete, and continues to develop even after sports activity has ceased.
In March 1981, neurosurgeon Dr. Fred Sonstein sought to use CAT scans in an attempt to track the degeneration of boxers' cognitive functions after seeing the decline of Bennie Briscoe. From 1980 to 2007, more than 200 amateur boxers, professional boxers and Toughman fighters died due to ring or training injuries. In 1983, editorials in the Journal of the American Medical Association called for a ban on boxing. The editor, Dr. George Lundberg, called boxing an "obscenity" that "should not be sanctioned by any civilized society". Since then, the British, Canadian and Australian Medical Associations have called for bans on boxing.
Supporters of the ban state that boxing is the only sport where hurting the other athlete is the goal. Dr. Bill O'Neill, boxing spokesman for the British Medical Association, has supported the BMA's proposed ban on boxing: "It is the only sport where the intention is to inflict serious injury on your opponent, and we feel that we must have a total ban on boxing." Opponents respond that such a position is misguided opinion, stating that amateur boxing is scored solely according to total connecting blows with no award for "injury". They observe that many skilled professional boxers have had rewarding careers without inflicting injury on opponents by accumulating scoring blows and avoiding punches winning rounds scored 10-9 by the 10-point must system, and they note that there are many other sports where concussions are much more prevalent. However, the data shows that the concussion rate in boxing is the highest of all contact sports. In addition, repetitive and subconcussive blows to the head, and not just concussions, cause CTE, and the evidence indicates that brain damage and the effects of CTE are more severe in boxing.
In 2007, one study of amateur boxers showed that protective headgear did not prevent brain damage, and another found that amateur boxers faced a high risk of brain damage. The Gothenburg study analyzed temporary levels of neurofilament light in cerebral spinal fluid which they conclude is evidence of damage, even though the levels soon subside. More comprehensive studies of neurological function on larger samples performed by Johns Hopkins University in 1994 and accident rates analyzed by National Safety Council in 2017 show amateur boxing is a comparatively safe sport due to the regulations of amateur boxing and a greater control of the athletes, although the studies did not focus on CTE or its long-term effects. In addition, a good training methodology and short career can reduce the effects of brain damage.
In 1997, the American Association of Professional Ringside Physicians was established to create medical protocols through research and education to prevent injuries in boxing.
Professional boxing is forbidden in Iceland, Iran and North Korea. It was banned in Sweden until 2007 when the ban was lifted but strict restrictions, including four three-minute rounds for fights, were imposed. Boxing was banned in Albania from 1965 until the fall of Communism in 1991. Norway legalized professional boxing in December 2014.
The International Boxing Association (AIBA) restricted the use of head guards for senior males after 2013. A literature review study analyses present knowledge about protecting headgear and injury prevention in boxing to determine if injury risks associated with not head guard usage increased. The research of the reviewed literature indicates that head guards cover well against lacerations and skull fractures. Therefore, AIBA's decision to terminate the head guard must be considered cautiously, and injury rates among (male) boxers should be continuously evaluated.
Possible health benefits
Like other active and dynamic sports, boxing may be argued to provide some general benefits, such as fat burning, increased muscle tone, strong bones and ligaments, cardiovascular fitness, muscular endurance, improved core stability, co-ordination and body awareness, strength and power, stress relief and self-esteem.
Boxing Halls of Fame
The sport of boxing has two internationally recognized boxing halls of fame; the International Boxing Hall of Fame (IBHOF) and the Boxing Hall of Fame Las Vegas. The latter opened in Las Vegas, Nevada in 2013 and was founded by Steve Lott, former assistant manager for Mike Tyson.
The International Boxing Hall of Fame opened in Canastota, New York in 1989. The first inductees in 1990 included Jack Johnson, Benny Leonard, Jack Dempsey, Henry Armstrong, Sugar Ray Robinson, Archie Moore, and Muhammad Ali. Other world-class figures include Salvador Sanchez, Jose Napoles, Roberto "Manos de Piedra" Durán, Ricardo Lopez, Gabriel "Flash" Elorde, Vicente Saldivar, Ismael Laguna, Eusebio Pedroza, Carlos Monzón, Azumah Nelson, Rocky Marciano, Pipino Cuevas, Wilfred Benitez, Wilfredo Gomez, Felix Trinidad and Ken Buchanan. The Hall of Fame's induction ceremony is held every June as part of a four-day event. The fans who come to Canastota for the Induction Weekend are treated to a number of events, including scheduled autograph sessions, boxing exhibitions, a parade featuring past and present inductees, and the induction ceremony itself.
The Boxing Hall of Fame Las Vegas features the $75 million ESPN Classic Sports fight film and tape library and radio broadcast collection. The collection includes the fights of many great champions, including: Muhammad Ali, Mike Tyson, George Foreman, Roberto Durán, Marvin Hagler, Jack Dempsey, Joe Louis, Joe Frazier, Rocky Marciano and Sugar Ray Robinson. It is this exclusive fight film library that will separate the Boxing Hall of Fame Las Vegas from the other halls of fame which do not have rights to any video of their sports. The inaugural inductees included Muhammad Ali, Henry Armstrong, Tony Canzoneri, Ezzard Charles, Julio César Chávez Sr., Jack Dempsey, Roberto Durán, Joe Louis, and Sugar Ray Robinson.
Governing and sanctioning bodies
Governing bodies
British Boxing Board of Control (BBBofC)
European Boxing Union (EBU)
Nevada State Athletic Commission (NSAC)
Major sanctioning bodies
World Boxing Association (WBA)
World Boxing Council (WBC)
International Boxing Federation (IBF)
World Boxing Organization (WBO)
Intermediate
International Boxing Organization (IBO)
Novice
Intercontinental Boxing Federation (IBFed)
Amateur
International Boxing Association (IBA; now also professional)
Boxing rankings
There are various organization and websites, that rank boxers in both weight class and pound-for-pound manner.
Transnational Boxing Rankings Board (ratings )
ESPN (ratings)
The Ring (ratings)
BoxRec (ratings)
Fightstat (rating)
See also
List of boxing films
List of current world boxing champions
List of female boxers
List of male boxers
Milling – military training exercise related to boxing
Tag team boxing
Undisputed champion
Weight class in boxing
Women's boxing
World Colored Heavyweight Championship
Notes
References
Bibliography
Robert Anasi (2003). The Gloves: A Boxing Chronicle. North Point Press. .
Sam Andre and Nat Fleischer (1988). A Pictorial History of Boxing. Hamlyn. .
Baker, Mark Allen (2010). TITLE TOWN, USA: Boxing in Upstate New York. .
History of London Boxing. BBC News.
Weight classification, "2009". Encyclopædia Britannica.
Fleischer, Nat, Sam Andre, Nigel Collins, Dan Rafael (2002). An Illustrated History of Boxing. Citadel Press. .
Fox, James A. (2001). Boxing. Stewart, Tabori and Chang. .
Gunn M, Ormerod D. "The legality of boxing". Legal Studies. 1995;15:181.
Halbert, Christy (2003). The Ultimate Boxer: Understanding the Sport and Skills of Boxing. Impact Seminars, Inc. .
Hatmaker, Mark (2004). Boxing Mastery: Advanced Technique, Tactics, and Strategies from the Sweet Science. Tracks Publishing. .
"Accidents Take Lives of Young Alumni" (July/August 2005). Illinois Alumni, 18(1), 47.
Death Under the Spotlight: The Manuel Velazquez Boxing Fatality Collection
McIlvanney, Hugh (2001). The Hardest Game: McIlvanney on Boxing. McGraw-Hill. .
Myler, Patrick (1997). A Century of Boxing Greats: Inside the Ring with the Hundred Best Boxers. Robson Books (UK) / Parkwest Publications (US). .
Price, Edmund The Science of Self Defence: A Treatise on Sparring and Wrestling, 1867 (available at Internet Archive, , access date 26 June 2018).
Schulberg, Budd (2007). Ringside: A Treasury of Boxing Reportage. Ivan R. Dee. .
Silverman, Jeff (2004). The Greatest Boxing Stories Ever Told: Thirty-Six Incredible Tales from the Ring. The Lyons Press. .
Snowdon, David (2013). Writing the Prizefight: Pierce Egan's Boxiana World (Peter Lang Ltd)
Scully, John Learn to Box with the Iceman
Ronald J. Ross, M.D., Cole, Monroe, Thompson, Jay S., Kim, Kyung H.: "Boxers: Computed Axial Tomography, Electroencephalography and Neurological Evaluation." Journal of the American Medical Association, Vol. 249, No. 2, 211–213, January 14, 1983.
U.S. Amateur Boxing Inc. (1994). Coaching Olympic Style Boxing. Cooper Pub Group. .
External links
Official website of the International Boxing Hall of Fame
"Boxing". Encyclopædia Britannica Online.
Boxing Prints Collection. General Collection, Beinecke Rare Book and Manuscript Library, Yale University.
Articles containing video clips
European martial arts
Individual sports
Summer Olympic sports |
4246 | https://en.wikipedia.org/wiki/Hindi%20cinema | Hindi cinema | Hindi cinema, popularly known as Bollywood and formerly as Bombay cinema, refers to the film industry based in Mumbai, engaged in production of motion pictures in Hindi language. The popular term Bollywood, is a portmanteau of "Bombay" (former name of Mumbai) and "Hollywood". The industry is a part of the larger Indian cinema, which also includes South Indian cinema and other smaller film industries.
In 2017, Indian cinema produced 1,986 feature films, of which the largest number, 364 have been in Hindi. , Hindi cinema represented 43 percent of Indian net box-office revenue; Tamil and Telugu cinema represented 36 percent, and the remaining regional cinema constituted 21 percent. Hindi cinema is one of the largest centres for film production in the world. Hindi films sold an estimated 341 million tickets in India in 2019. Earlier Hindi films tended to use vernacular Hindustani, mutually intelligible by speakers of either Hindi or Urdu, while modern Hindi productions increasingly incorporate elements of Hinglish.
The most popular commercial genre in Hindi cinema since the 1970s has been the masala film, which freely mixes different genres including action, comedy, romance, drama and melodrama along with musical numbers. Masala films generally fall under the musical film genre, of which Indian cinema has been the largest producer since the 1960s when it exceeded the American film industry's total musical output after musical films declined in the West. Dadasaheb Phalke's silent film Raja Harishchandra (1913) is the first feature length film made in India. The first Indian musical talkie was Alam Ara (1931), four years after the first Hollywood sound film The Jazz Singer (1927).
Alongside commercial masala films, a distinctive genre of art films known as parallel cinema has also existed, presenting realistic content and avoidance of musical numbers. In more recent years, the distinction between commercial masala and parallel cinema has been gradually blurring, with an increasing number of mainstream films adopting the conventions which were once strictly associated with parallel cinema.
Etymology
"Bollywood" is a portmanteau derived from Bombay (the former name of Mumbai) and "Hollywood", a shorthand reference for the American film industry which is based in Hollywood, California.
The term "Tollywood", for the Tollygunge-based cinema of West Bengal, predated "Bollywood". It was used in a 1932 American Cinematographer article by Wilford E. Deming, an American engineer who helped produce the first Indian sound picture.
"Bollywood" was probably invented in Bombay-based film trade journals in the 1960s or 1970s, though the exact inventor varies by account. Film journalist Bevinda Collaco claims she coined the term for the title of her column in Screen magazine. Her column entitled "On the Bollywood Beat" covered studio news and celebrity gossip. Other sources state that lyricist, filmmaker and scholar Amit Khanna was its creator. It is unknown if it was derived from "Hollywood" through "Tollywood", or was inspired directly by "Hollywood".
The term has been criticised by some film journalists and critics, who believe it implies that the industry is a poor cousin of Hollywood. Many noted Hindi film actors, directors prefer to call it Hindi cinema rather than Bollywood and advice others to mention it as 'Hindi cinema'. In 2020, Sudhir Mishra dissociated himself from Bollywood term, Hansal Mehta echoed same sentiment, he said "Bollywood" is "very derogatory " term for Hindi cinema, veteran director Shyam Benegal : "Bollywood is a term copied from Hollywood. The Indian film industry is the largest in the world. Why should we take a terminology that belongs to the industry of some other country?", Ketan Mehta always preferred calling it Hindi cinema, Anurag Basu said "Calling ourselves Bollywood is a feudal mindset, we have our own identity. We are Indian cinema, where films are made in more than 15 languages...We should not degrade by calling ourselves Bollywood. When I go to International film festivals, I feel ashamed when we are called Bollywood. There is Korean cinema, French cinema, Italian cinema... why not Indian cinema?” Noted South Indian director Mani Ratnam expressed that 'Hindi cinema should stop calling itself Bollywood '.
Present
SS Rajamouli's Baahubali: The Beginning (2015), Telugu language film started new wave of Pan-India films. Due to COVID-19, the Hindi industry halted, many movies got delayed and released after pandemic ended, in the meanwhile due to years lockdowns audience got confined and got exposed to World cinema through number of OTT platforms such as Netflix, Prime video, Sony LIV etc who became popular, Indian audience not only watched Hollywood movies on them but also lots of movies of South Korean, Spanish etc film industries, and their web series. According to some film critics, the test and understanding of the audience evolved, they became more content driven, they began exploring various film genres. From 2015 onwards, the position of Bollywood as the top film industry of India waned. Some directors, exhibitors, actors and producers claimed that audiences became smarter, and they wanted movies with good stories, and they do not accept mediocre films. Instead of understanding it, Bollywood's film producers continued making films on cliched, bad stories, and did not evolve with their audience. Consequently, big-budget Bollywood films ended up as Box-office disasters in recent past. Since Bahubali (2015) released, many regional language movies emerged as hits throughout India and regional film industries such as Telugu, Tamil, Kannada Film Industry etc., started giving tough competition to the Bollywood movies at the box-office. Many regional actors became known outside their state, where previously they were unknown. Rajamouli's RRR (2021), Telugu film emerged as one of the highest grossing films of Indian cinema. Many Bollywood producers and directors acknowledge the might of regional film industries. Some trade experts and critics believe that audiences eventually will return to Bollywood. In 2022, Hindi industry released 44 movies; out of those, 4 emerged as hits and 40 flopped.
History
Early history (1890s–1930s)
In 1897, a film presentation by Professor Stevenson featured a stage show at Calcutta's Star Theatre. With Stevenson's encouragement and camera, Hiralal Sen, an Indian photographer, made a film of scenes from that show, The Flower of Persia (1898). The Wrestlers (1899) by H. S. Bhatavdekar showed a wrestling match at the Hanging Gardens in Bombay.
Dadasaheb Phalke's silent Raja Harishchandra (1913) is the first feature film made in India. By the 1930s, the industry was producing over 200 films per year. The first Indian sound film, Ardeshir Irani's Alam Ara (1931), was commercially successful. With a great demand for talkies and musicals, Hindustani cinema (as Hindi cinema was then known as) and the other regional film industries quickly switched to sound films.
Challenges and market expansion (1930s–1940s)
The 1930s and 1940s were tumultuous times; India was buffeted by the Great Depression, World War II, the Indian independence movement, and the violence of the Partition. Although most early Bombay films were unabashedly escapist, a number of filmmakers tackled tough social issues or used the struggle for Indian independence as a backdrop for their films. Irani made the first Hindi colour film, Kisan Kanya, in 1937. The following year, he made a colour version of Mother India. However, colour did not become a popular feature until the late 1950s. At this time, lavish romantic musicals and melodramas were cinematic staples.
The decade of the 1940s saw an expansion of Bombay cinema's commercial market and its presence in the national consciousness. The year 1943 saw the arrival of Indian cinema's first 'blockbuster' offering, the movie Kismet, which grossed in excess of the important barrier of one crore (10 million) rupees, made on a budget of only two lakh (200,000) rupees. The film tackled contemporary issues, especially those arising from the Indian Independence movement, and went on to become "the longest running hit of Indian cinema", a title it held till the 1970s. Film personalities like Bimal Roy, Sahir Ludhianvi and Prithviraj Kapoor participated in the creation of a national movement against colonial rule in India, while simultaneously leveraging the popular political movement to increase their own visibility and popularity. Themes from the Independence Movement deeply influenced Bombay film directors, screen-play writers, and lyricists, who saw their films in the context of social reform and the problems of the common people.
Before the Partition, the Bombay film industry was closely linked to the Lahore film industry (now the Pakistani film industry also known as "Lollywood"); both produced films in Hindustani (also known as Hindi-Urdu), the lingua franca of northern and central India. Another centre of Hindustani-language film production was the Bengal film industry in Calcutta, Bengal Presidency (now Kolkata, West Bengal), which produced Hindustani-language films and local Bengali language films. Many actors, filmmakers and musicians from the Lahore industry migrated to the Bombay industry during the 1940s, including actors K. L. Saigal, Prithviraj Kapoor, Dilip Kumar and Dev Anand as well as playback singers Mohammed Rafi, Noorjahan and Shamshad Begum. Around the same time, filmmakers and actors from the Calcutta film industry began migrating to Bombay; as a result, Bombay became the center of Hindustani-language film production.
The 1947 partition of India divided the country into the Republic of India and Pakistan, which precipitated the migration of filmmaking talent from film production centres like Lahore and Calcutta, which bore the brunt of the partition violence. This included actors, filmmakers and musicians from Bengal, Punjab (particularly the present-day Pakistani Punjab), and the North-West Frontier Province (present-day Khyber Pakhtunkhwa). These events further consolidated the Bombay film industry's position as the preeminent center for film production in India.
Golden age (late 1940s–1960s)
The period from the late 1940s to the early 1960s, after India's independence, is regarded by film historians as the Golden Age of Hindi cinema. Some of the most critically acclaimed Hindi films of all time were produced during this time. Examples include Pyaasa (1957) and Kaagaz Ke Phool (1959), directed by Guru Dutt and written by Abrar Alvi; Awaara (1951) and Shree 420 (1955), directed by Raj Kapoor and written by Khwaja Ahmad Abbas, and Aan (1952), directed by Mehboob Khan and starring Dilip Kumar. The films explored social themes, primarily dealing with working-class life in India (particularly urban life) in the first two examples. Awaara presented the city as both nightmare and dream, and Pyaasa critiqued the unreality of urban life.
Mehboob Khan's Mother India (1957), a remake of his earlier Aurat (1940), was the first Indian film nominated for the Academy Award for Best Foreign Language Film; it lost by a single vote. Mother India defined conventional Hindi cinema for decades. It spawned a genre of dacoit films, in turn defined by Gunga Jumna (1961). Written and produced by Dilip Kumar, Gunga Jumna was a dacoit crime drama about two brothers on opposite sides of the law (a theme which became common in Indian films during the 1970s). Some of the best-known epic films of Hindi cinema were also produced at this time, such as K. Asif's Mughal-e-Azam (1960). Other acclaimed mainstream Hindi filmmakers during this period included Kamal Amrohi and Vijay Bhatt.
The three most popular male Indian actors of the 1950s and 1960s were Dilip Kumar, Raj Kapoor, and Dev Anand, each with a unique acting style. Kapoor adopted Charlie Chaplin's tramp persona; Anand modeled himself on suave Hollywood stars like Gregory Peck and Cary Grant, and Kumar pioneered a form of method acting which predated Hollywood method actors such as Marlon Brando. Kumar, who was described as "the ultimate method actor" by Satyajit Ray, inspired future generations of Indian actors. Much like Brando's influence on Robert De Niro and Al Pacino, Kumar had a similar influence on Amitabh Bachchan, Naseeruddin Shah, Shah Rukh Khan and Nawazuddin Siddiqui. Veteran actresses such as Suraiya, Nargis, Sumitra Devi, Madhubala, Meena Kumari, Waheeda Rehman, Nutan, Sadhana, Mala Sinha and Vyjayanthimala have had their share of influence on Hindi cinema.
While commercial Hindi cinema was thriving, the 1950s also saw the emergence of a parallel cinema movement. Although the movement (emphasising social realism) was led by Bengali cinema, it also began gaining prominence in Hindi cinema. Early examples of parallel cinema include (1946), directed by Khwaja Ahmad Abbas and based on the Bengal famine of 1943,; (1946) directed by Chetan Anand and written by Khwaja Ahmad Abbas, and Bimal Roy's Do Bigha Zamin (1953). Their critical acclaim and the latter's commercial success paved the way for Indian neorealism and the Indian New Wave (synonymous with parallel cinema). Internationally acclaimed Hindi filmmakers involved in the movement included Mani Kaul, Kumar Shahani, Ketan Mehta, Govind Nihalani, Shyam Benegal, and Vijaya Mehta.
After the social-realist film received the Palme d'Or at the inaugural 1946 Cannes Film Festival, Hindi films were frequently in competition for Cannes' top prize during the 1950s and early 1960s and some won major prizes at the festival. Guru Dutt, overlooked during his lifetime, received belated international recognition during the 1980s. Film critics polled by the British magazine Sight & Sound included several of Dutt's films in a 2002 list of greatest films, and Time's All-Time 100 Movies lists Pyaasa as one of the greatest films of all time.
During the late 1960s and early 1970s, the industry was dominated by musical romance films with romantic-hero leads.
Classic Hindi cinema (1970s–1980s)
By 1970, Hindi cinema was thematically stagnant and dominated by musical romance films. The arrival of screenwriting duo Salim–Javed (Salim Khan and Javed Akhtar) was a paradigm shift, revitalising the industry. They began the genre of gritty, violent, Bombay underworld crime films early in the decade with films such as Zanjeer (1973) and Deewaar (1975). Salim-Javed reinterpreted the rural themes of Mehboob Khan's Mother India (1957) and Dilip Kumar's Gunga Jumna (1961) in a contemporary urban context, reflecting the socio-economic and socio-political climate of 1970s India and channeling mass discontent, disillusionment and the unprecedented growth of slums with anti-establishment themes and those involving urban poverty, corruption and crime. Their "angry young man", personified by Amitabh Bachchan, reinterpreted Dilip Kumar's performance in Gunga Jumna in a contemporary urban context and anguished urban poor.
By the mid-1970s, romantic confections had given way to gritty, violent crime films and action films about gangsters (the Bombay underworld) and bandits (dacoits). Salim-Javed's writing and Amitabh Bachchan's acting popularised the trend with films such as Zanjeer and (particularly) Deewaar, a crime film inspired by Gunga Jumna which pitted "a policeman against his brother, a gang leader based on real-life smuggler Haji Mastan" (Bachchan); according to Danny Boyle, Deewaar was "absolutely key to Indian cinema". In addition to Bachchan, several other actors followed by riding the crest of the trend (which lasted into the early 1990s). Actresses from the era include Hema Malini, Jaya Bachchan, Raakhee, Shabana Azmi, Zeenat Aman, Parveen Babi, Rekha, Dimple Kapadia, Smita Patil, Jaya Prada and Padmini Kolhapure.
The name "Bollywood" was coined during the 1970s, when the conventions of commercial Hindi films were defined. Key to this was the masala film, which combines a number of genres (action, comedy, romance, drama, melodrama, and musical). The masala film was pioneered early in the decade by filmmaker Nasir Hussain, and the Salim-Javed screenwriting duo, pioneering the Bollywood-blockbuster format. Yaadon Ki Baarat (1973), directed by Hussain and written by Salim-Javed, has been identified as the first masala film and the first quintessentially "Bollywood" film. Salim-Javed wrote more successful masala films during the 1970s and 1980s. Masala films made Amitabh Bachchan the biggest star of the period. A landmark of the genre was Amar Akbar Anthony (1977), directed by Manmohan Desai and written by Kader Khan, and Desai continued successfully exploiting the genre.
Both genres (masala and violent-crime films) are represented by the blockbuster Sholay (1975), written by Salim-Javed and starring Amitabh Bachchan. It combined the dacoit film conventions of Mother India and Gunga Jumna with spaghetti Westerns, spawning the Dacoit Western (also known as the curry Western) which was popular during the 1970s.
Some Hindi filmmakers, such as Shyam Benegal, Mani Kaul, Kumar Shahani, Ketan Mehta, Govind Nihalani and Vijaya Mehta, continued to produce realistic parallel cinema throughout the 1970s. Although the art film bent of the Film Finance Corporation was criticised during a 1976 Committee on Public Undertakings investigation which accused the corporation of not doing enough to encourage commercial cinema, the decade saw the rise of commercial cinema with films such as Sholay (1975) which consolidated Amitabh Bachchan's position as a star. The devotional classic Jai Santoshi Ma was also released that year.
By 1983, the Bombay film industry was generating an estimated annual revenue of ( 7 billion, ), equivalent to (, 111.33 billion) when adjusted for inflation. By 1986, India's annual film output had increased from 741 films produced annually to 833 films annually, making India the world's largest film producer. The most internationally acclaimed Hindi film of the 1980s was Mira Nair's Salaam Bombay! (1988), which won the Camera d'Or at the 1988 Cannes Film Festival and was nominated for the Academy Award for Best Foreign Language Film.
New Hindi cinema (1990s–2020s)
Hindi cinema experienced another period of box-office decline during the late 1980s with due to concerns by audiences over increasing violence and a decline in musical quality, and a rise in video piracy. One of the turning points came with such films as Qayamat Se Qayamat Tak (1988), presenting a blend of youthfulness, family entertainment, emotional intelligence and strong melodies, all of which lured audiences back to the big screen. It brought back the template for Bollywood musical romance films which went on to define 1990s Hindi cinema.
Known since the 1990s as "New Bollywood", contemporary Bollywood is linked to economic liberalization in India during the early 1990s. Early in the decade, the pendulum swung back toward family-centered romantic musicals. Qayamat Se Qayamat Tak (1988) was followed by blockbusters such as Maine Pyar Kiya (1989), Hum Aapke Hain Kaun (1994), Dilwale Dulhania Le Jayenge (1995), Raja Hindustani (1996), Dil To Pagal Hai (1997) and Kuch Kuch Hota Hai (1998), introducing a new generation of popular actors, including the three Khans: Aamir Khan, Shah Rukh Khan, and Salman Khan, who have starred in most of the top ten highest-grossing Bollywood films. The Khans and have had successful careers since the late 1980s and early 1990s, and have dominated the Indian box office for three decades. Shah Rukh Khan was the most successful Indian actor for most of the 1990s and 2000s, and Aamir Khan has been the most successful Indian actor since the mid 2000s. Action and comedy films, starring such actors as Akshay Kumar and Govinda.
The decade marked the entrance of new performers in art and independent films, some of which were commercially successful. The most influential example was Satya (1998), directed by Ram Gopal Varma and written by Anurag Kashyap. Its critical and commercial success led to the emergence of a genre known as Mumbai noir: urban films reflecting the city's social problems. This led to a resurgence of parallel cinema by the end of the decade. The films featured actors whose performances were often praised by critics.
The 2000s saw increased Bollywood recognition worldwide due to growing (and prospering) NRI and Desi communities overseas. The growth of the Indian economy and a demand for quality entertainment in this era led the country's film industry to new heights in production values, cinematography and screenwriting as well as technical advances in areas such as special effects and animation. Some of the largest production houses, among them Yash Raj Films and Dharma Productions were the producers of new modern films. Some popular films of the decade were Kaho Naa... Pyaar Hai (2000), Kabhi Khushi Kabhie Gham... (2001), Gadar: Ek Prem Katha (2001), Lagaan (2001), Koi... Mil Gaya (2003), Kal Ho Naa Ho (2003), Veer-Zaara (2004), Rang De Basanti (2006), Lage Raho Munna Bhai (2006), Dhoom 2 (2006), Krrish (2006), and Jab We Met (2007), among others, showing the rise of new movie stars.
During the 2010s, the industry saw established stars such as making big-budget masala films like Dabangg (2010), Singham (2011), Ek Tha Tiger (2012), Son of Sardaar (2012), Rowdy Rathore (2012), Chennai Express (2013), Kick (2014) and Happy New Year (2014) with much-younger actresses. Although the films were often not praised by critics, they were commercially successful. Some of the films starring Aamir Khan, from (2007) and 3 Idiots (2009) to Dangal (2016) and Secret Superstar (2018), have been credited with redefining and modernising the masala film with a distinct brand of socially conscious cinema.
Most stars from the 2000s continued successful careers into the next decade, and the 2010s saw a new generation of popular actors in different films. Among new conventions, female-centred films such as The Dirty Picture (2011), Kahaani (2012), and Queen (2014), Pink (2016), Raazi (2018), Gangubai Kathiawadi (2022) started gaining wide financial success.
Influences on Hindi cinema
Moti Gokulsing and Wimal Dissanayake identify six major influences which have shaped Indian popular cinema:
The branching structures of ancient Indian epics, like the Mahabharata and Ramayana. Indian popular films often have plots which branch off into sub-plots.
Ancient Sanskrit drama, with its stylised nature and emphasis on spectacle in which music, dance and gesture combine "to create a vibrant artistic unit with dance and mime being central to the dramatic experience." Matthew Jones of De Montfort University also identifies the Sanskrit concept of rasa, or "the emotions felt by the audience as a result of the actor’s presentation", as crucial to Bollywood films.
Traditional folk theater, which became popular around the 10th century with the decline of Sanskrit theater. Its regional traditions include the Jatra of Bengal, the Ramlila of Uttar Pradesh, and the Terukkuttu of Tamil Nadu.
Parsi theatre, which "blended realism and fantasy, music and dance, narrative and spectacle, earthy dialogue and ingenuity of stage presentation, integrating them into a dramatic discourse of melodrama. The Parsi plays contained crude humour, melodious songs and music, sensationalism and dazzling stagecraft."
Hollywood, where musicals were popular from the 1920s to the 1950s.
Western musical television (particularly MTV), which has had an increasing influence since the 1990s. Its pace, camera angles, dance sequences and music may be seen in 2000s Indian films. An early example of this approach was Mani Ratnam's Bombay (1995).
Sharmistha Gooptu identifies Indo-Persian-Islamic culture as a major influence. During the early 20th century, Urdu was the lingua franca of popular cultural performance across northern India and established in popular performance art traditions such as nautch dancing, Urdu poetry, and Parsi theater. Urdu and related Hindi dialects were the most widely understood across northern India, and Hindustani became the standard language of early Indian talkies. Films based on "Persianate adventure-romances" led to a popular genre of "Arabian Nights cinema".
Scholars Chaudhuri Diptakirti and Rachel Dwyer and screenwriter Javed Akhtar identify Urdu literature as a major influence on Hindi cinema. Most of the screenwriters and scriptwriters of classic Hindi cinema came from Urdu literary backgrounds, from Khwaja Ahmad Abbas and Akhtar ul Iman to Salim–Javed and Rahi Masoom Raza; a handful came from other Indian literary traditions, such as Bengali and Hindi literature. Most of Hindi cinema's classic scriptwriters wrote primarily in Urdu, including Salim-Javed, Gulzar, Rajinder Singh Bedi, Inder Raj Anand, Rahi Masoom Raza and Wajahat Mirza. Urdu poetry and the ghazal tradition strongly influenced filmi (Bollywood lyrics). Javed Akhtar was also greatly influenced by Urdu novels by Pakistani author Ibn-e-Safi, such as the Jasoosi Dunya and Imran series of detective novels; they inspired, for example, famous Bollywood characters such as Gabbar Singh in Sholay (1975) and Mogambo in Mr. India (1987). In recent times, accusations have been made against Bollywood of being anti-Hindu and promoting Urdu too much, to the extent of transforming into "Urduwood"; boycotts against Bollywood have been launched by Hindu nationalists on this point.
Todd Stadtman identifies several foreign influences on 1970s commercial Bollywood masala films, including New Hollywood, Italian exploitation films, and Hong Kong martial arts cinema. After the success of Bruce Lee films (such as Enter the Dragon) in India, Deewaar (1975) and other Bollywood films incorporated fight scenes inspired by 1970s martial arts films from Hong Kong cinema until the 1990s. Bollywood action scenes emulated Hong Kong rather than Hollywood, emphasising acrobatics and stunts and combining kung fu (as perceived by Indians) with Indian martial arts such as pehlwani.
Influence of Hindi cinema
India
Perhaps Hindi cinema's greatest influence has been on India's national identity, where (with the rest of Indian cinema) it has become part of the "Indian story". In India, Bollywood is often associated with India's national identity. According to economist and Bollywood biographer Meghnad Desai, "Cinema actually has been the most vibrant medium for telling India its own story, the story of its struggle for independence, its constant struggle to achieve national integration and to emerge as a global presence".
Scholar Brigitte Schulze has written that Indian films, most notably Mehboob Khan's Mother India (1957), played a key role in shaping the Republic of India's national identity in the early years after independence from the British Raj; the film conveyed a sense of Indian nationalism to urban and rural citizens alike. Bollywood has long influenced Indian society and culture as the biggest entertainment industry; many of the country's musical, dancing, wedding and fashion trends are Bollywood-inspired. Bollywood fashion trendsetters have included Madhubala in Mughal-e-Azam (1960) and Madhuri Dixit in Hum Aapke Hain Koun..! (1994).
Hindi films have also had a socio-political impact on Indian society, reflecting Indian politics. In classic 1970s Bollywood films, Bombay underworld crime films written by Salim–Javed and starring Amitabh Bachchan such as Zanjeer (1973) and Deewaar (1975) reflected the socio-economic and socio-political realities of contemporary India. They channeled growing popular discontent and disillusionment and state failure to ensure welfare and well-being at a time of inflation, shortages, loss of confidence in public institutions, increasing crime and the unprecedented growth of slums. Salim-Javed and Bachchan's films dealt with urban poverty, corruption and organised crime; they were perceived by audiences as anti-establishment, often with an "angry young man" protagonist presented as a vigilante or anti-hero whose suppressed rage voiced the anguish of the urban poor.
Overseas
Hindi films have been a significant form of soft power for India, increasing its influence and changing overseas perceptions of India. In Germany, Indian stereotypes included bullock carts, beggars, sacred cows, corrupt politicians, and catastrophes before Bollywood and the IT industry transformed global perceptions of India. According to author Roopa Swaminathan, "Bollywood cinema is one of the strongest global cultural ambassadors of a new India." Its role in expanding India's global influence is comparable to Hollywood's similar role with American influence. Monroe Township, Middlesex County, New Jersey, in the New York metropolitan area, has been profoundly impacted by Bollywood; this U.S. township has displayed one of the fastest growth rates of its Indian population in the Western Hemisphere, increasing from 256 (0.9%) as of the 2000 Census to an estimated 5,943 (13.6%) as of 2017, representing a 2,221.5% (a multiple of 23) numerical increase over that period, including many affluent professionals and senior citizens as well as charitable benefactors to the COVID-19 relief efforts in India in official coordination with Monroe Township, as well as actors with second homes.
During the 2000s, Hindi cinema began influencing musical films in the Western world and was instrumental role in reviving the American musical film. Baz Luhrmann said that his musical film, Moulin Rouge! (2001), was inspired by Bollywood musicals; the film incorporated a Bollywood-style dance scene with a song from the film China Gate. The critical and financial success of Moulin Rouge! began a renaissance of Western musical films such as Chicago, Rent, and Dreamgirls.
Indian film composer A. R. Rahman wrote the music for Andrew Lloyd Webber's Bombay Dreams, and a musical version of Hum Aapke Hain Koun was staged in London's West End. The sports film Lagaan (2001) was nominated for the Academy Award for Best Foreign Language Film, and two other Hindi films (2002's Devdas and 2006's Rang De Basanti) were nominated for the BAFTA Award for Best Film Not in the English Language.
Danny Boyle's Slumdog Millionaire (2008), which won four Golden Globes and eight Academy Awards, was inspired by mainstream Hindi films and is considered an "homage to Hindi commercial cinema". It was also inspired by Mumbai-underworld crime films, such as Deewaar (1975), Satya (1998), Company (2002) and Black Friday (2007). Deewaar had a Hong Kong remake, The Brothers (1979), which inspired John Woo's internationally acclaimed breakthrough A Better Tomorrow (1986); the latter was a template for Hong Kong action cinema's heroic bloodshed genre. "Angry young man" 1970s epics such as Deewaar and Amar Akbar Anthony (1977) also resemble the heroic-bloodshed genre of 1980s Hong Kong action cinema.
The influence of filmi may be seen in popular music worldwide. Technopop pioneers Haruomi Hosono and Ryuichi Sakamoto of the Yellow Magic Orchestra produced a 1978 electronic album, Cochin Moon, based on an experimental fusion of electronic music and Bollywood-inspired Indian music. Truth Hurts' 2002 song "Addictive", produced by DJ Quik and Dr. Dre, was lifted from Lata Mangeshkar's "Thoda Resham Lagta Hai" in Jyoti (1981). The Black Eyed Peas' Grammy Award winning 2005 song "Don't Phunk with My Heart" was inspired by two 1970s Bollywood songs: "Ye Mera Dil Yaar Ka Diwana" from Don (1978) and "Ae Nujawan Hai Sub" from Apradh (1972). Both songs were composed by Kalyanji Anandji, sung by Asha Bhosle, and featured the dancer Helen.
The Kronos Quartet re-recorded several R. D. Burman compositions sung by Asha Bhosle for their 2005 album, You've Stolen My Heart: Songs from R.D. Burman's Bollywood, which was nominated for Best Contemporary World Music Album at the 2006 Grammy Awards. Filmi music composed by A. R. Rahman (who received two Academy Awards for the Slumdog Millionaire soundtrack) has frequently been sampled by other musicians, including the Singaporean artist Kelly Poon, the French rap group La Caution and the American artist Ciara. Many Asian Underground artists, particularly those among the overseas Indian diaspora, have also been inspired by Bollywood music.
Genres
Hindi films are primarily musicals, and are expected to have catchy song-and-dance numbers woven into the script. A film's success often depends on the quality of such musical numbers. A film's music and song and dance portions are usually produced first and these are often released before the film itself, increasing its audience.
Indian audiences expect value for money, and a good film is generally referred to as paisa vasool, (literally "money's worth"). Songs, dances, love triangles, comedy and dare-devil thrills are combined in a three-hour show (with an intermission). These are called masala films, after the Hindi word for a spice mixture. Like masalas, they are a mixture of action, comedy and romance; most have heroes who can fight off villains single-handedly. Bollywood plots have tended to be melodramatic, frequently using formulaic ingredients such as star-crossed lovers, angry parents, love triangles, family ties, sacrifice, political corruption, kidnapping, villains, kind-hearted courtesans, long-lost relatives and siblings, reversals of fortune and serendipity.
Parallel cinema films tended to be less popular at the box office. A large Indian diaspora in English-speaking countries and increased Western influence in India have nudged Bollywood films closer to Hollywood.
According to film critic Lata Khubchandani, "Our earliest films ... had liberal doses of sex and kissing scenes in them. Strangely, it was after Independence the censor board came into being and so did all the strictures." Although Bollywood plots feature Westernised urbanites dating and dancing in clubs rather than pre-arranged marriages, traditional Indian culture continues to exist outside the industry and is an element of resistance by some to Western influences. Bollywood plays a major role, however, in Indian fashion. Studies have indicated that some people, unaware that changing fashion in Bollywood films is often influenced by globalisation, consider the clothes worn by Bollywood actors as authentically Indian.
Casts and crews
Bollywood employs people from throughout India. It attracts thousands of aspiring actors hoping for a break in the industry. Models and beauty contestants, television actors, stage actors and ordinary people come to Mumbai with the hope of becoming a star. As in Hollywood, very few succeed. Since many Bollywood films are shot abroad, many foreign extras are employed.
In Bollywood producers pay minimal amount, low wages to the writers.
Very few non-Indian actors are able to make a mark in Hindi cinema, although many have tried. Since the early decades of the industry, many South Indian actresses debuted in the Bombay industry and became mainstream Bollywood stars, including Vyjayanthimala, Hema Malini, Rekha, and Sridevi. A number of foreign actresses became successful in spite of their ignorance of the Hindi language. Hindi cinema can be insular, and relatives of film-industry figures have an edge in obtaining coveted roles in films or being part of a film crew. However, industry connections are no guarantee of a long career: competition is fierce, and film-industry scions will falter if they do not succeed at the box office.
A few Hindi filmmakers regularly got criticised for allegedly practising nepotism. Critics and fans accused them of hindering the careers of outsiders (potential artists who do not have any connections in the industry) and readily giving roles to promote the kids of established actors, directors and producers. Criticism targeted the big production houses (e.g. Yash Raj Films) for their tendency to work with actors who are from their social circles. Moreover, the problem of casting couch has been mentioned in reference to the Hindi film industry, and received stronger notice during the MenToo movement.
Scripts, dialogues, and lyrics
In Hindi films, scripts, dialogues and song lyrics might be written by different people. Earlier, scripts were usually written in an unadorned Hindustani, which would be understood by the largest possible audience. Post-Independence, Hindi films tended to use a colloquial register of Hindustani, mutually intelligible by Hindi and Urdu speakers, but the use of the latter has declined over years. Some films have used regional dialects to evoke a village setting, or archaic Urdu in medieval historical films. A number of the dominant early scriptwriters of Hindi cinema primarily wrote in Urdu; Salim-Javed wrote in Urdu script, which was then transcribed by an assistant into Devanagari script so Hindi readers could read them. During the 1970s, Urdu writers Krishan Chander and Ismat Chughtai said that "more than seventy-five per cent of films are made in Urdu" but were categorised as Hindi films by the government. Encyclopedia of Hindi Cinema noted a number of top Urdu writers for preserving the language through film. Urdu poetry has strongly influenced Hindi film songs, whose lyrics also draw from the ghazal tradition (filmi-ghazal). According to Javed Akhtar in 1996, despite the loss of Urdu in Indian society, Urdu diction dominated Hindi film dialogue and lyrics.
In her book, The Cinematic ImagiNation, Jyotika Virdi wrote about the presence and decline of Urdu in Hindi films. Virdi notes that although Urdu was widely used in classic Hindi cinema decades after partition because it was widely taught in pre-partition India, its use has declined in modern Hindi cinema: "The extent of Urdu used in commercial Hindi cinema has not been stable ... the ultimate victory of Hindi in the official sphere has been more or less complete. This decline of Urdu is mirrored in Hindi films ... It is true that many Urdu words have survived and have become part of Hindi cinema's popular vocabulary. But that is as far as it goes. The fact is, for the most part, popular Hindi cinema has forsaken the florid Urdu that was part of its extravagance and retained a 'residual' Urdu", affected by an aggressive state policy that promoted a Sanskritized version of Hindi as the national language."
Contemporary mainstream films also use English; according to the article "Bollywood Audiences Editorial", "English has begun to challenge the ideological work done by Urdu." Some film scripts are first written in Latin script. Characters may shift from one language to the other to evoke a particular atmosphere (for example, English in a business setting and Hindi in an informal one). The blend of Hindi and English sometimes heard in modern Hindi films, known as Hinglish, has become increasingly common.
For years before the turn of the millennium and even after, cinematic language (in dialogues or lyrics) would often be melodramatic, invoking God, family, mother, duty, and self-sacrifice. Song lyrics are often about love and, especially in older films, frequently used the poetic vocabulary of court Urdu, with a number of Persian loanwords. Another source for love lyrics in films such as Jhanak Jhanak Payal Baje and Lagaan is the long Hindu tradition of poetry about the loves of Krishna, Radha, and the gopis.
Music directors often prefer working with certain lyricists, and the lyricist and composer may be seen as a team. This phenomenon has been compared to the pairs of American composers and songwriters who created classic Broadway musicals.
In 2008 and before, Bollywood scripts were often handwritten because, in the industry, there is a perception that manual writing is the quickest way to create scripts.
Sound
Sound in early Bollywood films was usually not recorded on location (sync sound). It was usually created (or re-created) in the studio, with the actors speaking their lines in the studio and sound effects added later; this created synchronisation problems. Commercial Indian films are known for their lack of ambient sound, and the Arriflex 3 camera necessitated dubbing. Lagaan (2001) was filmed with sync sound, and several Bollywood films have recorded on-location sound since then.
Bollywood films are also notorious for lack or less of Foley sound, due to which most of the times audience don't experience all the sounds from objects on screen. Sometimes lound background music makes dialogues inaudible. Usually Hindi film's makers do not write Foley artist's name in end credits.
Female makeup artists
In 1955, the Bollywood Cine Costume Make-Up Artist & Hair Dressers' Association (CCMAA) ruled that female makeup artists were barred from membership. The Supreme Court of India ruled in 2014 that the ban violated Indian constitutional guarantees under Article 14 (right to equality), 19(1)(g) (freedom to work) and Article 21 (right to liberty). According to the court, the ban had no "rationale nexus" to the cause sought to be achieved and was "unacceptable, impermissible and inconsistent" with the constitutional rights guaranteed to India's citizens. The court also found illegal the rule which mandated that for any artist to work in the industry, they must have lived for five years in the state where they intend to work. In 2015, it was announced that Charu Khurana was the first woman registered by the Cine Costume Make-Up Artist & Hair Dressers' Association.
Song and dance
Bollywood film music is called filmi (from the Hindi "of films"). Bollywood songs were introduced with Ardeshir Irani's Alam Ara (1931) song, "De De Khuda Ke Naam pay pyaare". Bollywood songs are generally pre-recorded by professional playback singers, with the actors then lip syncing the words to the song on-screen (often while dancing). Although most actors are good dancers, few are also singers; a notable exception was Kishore Kumar, who starred in several major films during the 1950s while having a rewarding career as a playback singer. K. L. Saigal, Suraiyya, and Noor Jehan were known as singers and actors, and some actors in the last thirty years have sung one or more songs themselves.
Songs can make and break a film, determining whether it will be a flop or a hit: "Few films without successful musical tracks, and even fewer without any songs and dances, succeed". Globalization has changed Bollywood music, with lyrics an increasing mix of Hindi and English. Global trends such as salsa, pop and hip hop have influenced the music heard in Bollywood films.
Playback singers are featured in the opening credits, and have fans who will see an otherwise-lackluster film to hear their favourites. Notable singers are Lata Mangeshkar, Asha Bhosle, Geeta Dutt, Shamshad Begum, Kavita Krishnamurthy, Sadhana Sargam, Alka Yagnik and Shreya Goshal (female), and K. L. Saigal, Kishore Kumar, Talat Mahmood, Mukesh, Mohammed Rafi, Manna Dey, Hemant Kumar, Kumar Sanu, Udit Narayan and Sonu Nigam (male). Composers of film music, known as music directors, are also well-known. Remixing of film songs with modern rhythms is common, and producers may release remixed versions of some of their films' songs with the films' soundtrack albums.
Dancing in Bollywood films, especially older films, is modeled on Indian dance: classical dance, dances of north-Indian courtesans (tawaif) or folk dances. In modern films, Indian dance blends with Western dance styles as seen on MTV or in Broadway musicals; Western pop and classical-dance numbers are commonly seen side-by-side in the same film. The hero (or heroine) often performs with a troupe of supporting dancers. Many song-and-dance routines in Indian films contain unrealistically-quick shifts of location or changes of costume between verses of a song. If the hero and heroine dance and sing a duet, it is often staged in natural surroundings or architecturally-grand settings.
Songs typically comment on the action taking place in the film. A song may be worked into the plot, so a character has a reason to sing. It may externalise a character's thoughts, or presage an event in the film (such as two characters falling in love). The songs are often referred to as a "dream sequence", with things happening which would not normally happen in the real world. Song and dance scenes were often filmed in Kashmir but, due to political unrest in Kashmir since the end of the 1980s, they have been shot in western Europe (particularly Switzerland and Austria).
Contemporary movie stars attracted popularity as dancers, including Madhuri Dixit, Hrithik Roshan, Aishwarya Rai Bachchan, Sridevi, Meenakshi Seshadri, Malaika Arora Khan, Shahid Kapoor, Katrina Kaif and Tiger Shroff. Older dancers include Helen (known for her cabaret numbers), Madhubala, Vyjanthimala, Padmini, Hema Malini, Mumtaz, Cuckoo Moray, Parveen Babi , Waheeda Rahman, Meena Kumari, and Shammi Kapoor.
Film producers have been releasing soundtracks (as tapes or CDs) before a film's release, hoping that the music will attract audiences; a soundtrack is often more popular than its film. Some producers also release music videos, usually (but not always) with a song from the film.
Finances
Bollywood films are multi-million dollar productions, with the most expensive productions costing up to 1 billion (about US$20 million). The science-fiction film Ra.One was made on a budget of 1.35 billion (about $27 million), making it the most expensive Bollywood film of all time. Sets, costumes, special effects and cinematography were less than world-class, with some notable exceptions, until the mid-to-late 1990s. As Western films and television are more widely distributed in India, there is increased pressure for Bollywood films to reach the same production levels (particularly in action and special effects). Recent Bollywood films, like Krrish (2006), have employed international technicians such as Hong Kong-based action choreographer Tony Ching. The increasing accessibility of professional action and special effects, coupled with rising film budgets, have seen an increase in action and science-fiction films.
Since overseas scenes are attractive at the box office, Mumbai film crews are filming in Australia, Canada, New Zealand, the United Kingdom, the United States, Europe and elsewhere. Indian producers have also obtained funding for big-budget films shot in India, such as Lagaan and Devdas.
Funding for Bollywood films often comes from private distributors and a few large studios. Although Indian banks and financial institutions had been forbidden from lending to film studios, the ban has been lifted. Finances are not regulated; some funding comes from illegitimate sources such as the Mumbai underworld, which is known to influence several prominent film personalities. Mumbai organised-crime hitmen shot Rakesh Roshan, a film director and father of star Hrithik Roshan, in January 2000. In 2001, the Central Bureau of Investigation seized all prints of Chori Chori Chupke Chupke after the film was found to be funded by members of the Mumbai underworld.
Another problem facing Bollywood is widespread copyright infringement of its films. Often, bootleg DVD copies of movies are available before they are released in cinemas. Manufacturing of bootleg DVD, VCD, and VHS copies of the latest movie titles is an established small-scale industry in parts of south and southeast Asia. The Federation of Indian Chambers of Commerce and Industry (FICCI) estimates that the Bollywood industry loses $100 million annually from unlicensed home videos and DVDs. In addition to the homegrown market, demand for these copies is large amongst portions of the Indian diaspora. Bootleg copies are the only way people in Pakistan can watch Bollywood movies, since the Pakistani government has banned their sale, distribution and telecast. Films are frequently broadcast without compensation by small cable-TV companies in India and other parts of South Asia. Small convenience stores, run by members of the Indian diaspora in the US and the UK, regularly stock tapes and DVDs of dubious provenance; consumer copying adds to the problem. The availability of illegal copies of movies on the Internet also contributes to industry losses.
Satellite TV, television and imported foreign films are making inroads into the domestic Indian entertainment market. In the past, most Bollywood films could make money; now, fewer do. Most Bollywood producers make money, however, recouping their investments from many sources of revenue (including the sale of ancillary rights). There are increasing returns from theatres in Western countries like the United Kingdom, Canada, and the United States, where Bollywood is slowly being noticed. As more Indians migrate to these countries, they form a growing market for upscale Indian films. In 2002, Bollywood sold 3.6 billion tickets and had a total revenue (including theatre tickets, DVDs and television) of $1.3 billion; Hollywood films sold 2.6 billion tickets, and had a total revenue of $51 billion.
Advertising
A number of Indian artists hand-painted movie billboards and posters. M. F. Husain painted film posters early in his career; human labour was found to be cheaper than printing and distributing publicity material. Most of the large, ubiquitous billboards in India's major cities are now created with computer-printed vinyl. Old hand-painted posters, once considered ephemera, are collectible folk art.
Releasing film music, or music videos, before a film's release may be considered a form of advertising. A popular tune is believed to help attract audiences. Bollywood publicists use the Internet as a venue for advertising. Most bigger-budget films have a websites on which audiences can view trailers, stills and information on the story, cast, and crew. Bollywood is also used to advertise other products. Product placement, used in Hollywood, is also common in Bollywood.
International filming
Bollywood's increasing use of international settings such as Switzerland, London, Paris, New York, Mexico, Brazil and Singapore does not necessarily represent the people and cultures of those locales. Contrary to these spaces and geographies being filmed as they are, they are actually Indianised by adding Bollywood actors and Hindi speaking extras to them. While immersing in Bollywood films, viewers get to see their local experiences duplicated in different locations around the world.
According to Shakuntala Rao, "Media representation can depict India's shifting relation with the world economy, but must retain its 'Indianness' in moments of dynamic hybridity"; "Indianness" (cultural identity) poses a problem with Bollywood's popularity among varied diaspora audiences, but gives its domestic audience a sense of uniqueness from other immigrant groups.
Distribution
To release their film theatrically or online in the country, every film maker first apply for film certification to the Central Board of Film Certification (CBFC) along film print, only after receiving CBFC certificate a film trailer or a film can be released in India, members of CBFC view the film, give rating–age restriction, suggest cuts on objectionable scenes or can ban the film from exhibition in anywhere in the country. Film distribution in an important part in the movie business, through film distribution circuit Hindi movies get distributed in India. PVR Cinemas, INOX Leisure etc. are some top multiplexes chains in India, which have cinemas across the nation and exhibit films. Book My Show is the leading tickets selling mobile android application in India, it has tie-up with many such multiplexes. Although PVR and INOX also sell tickets through their application- websites. Due to the convince in tickets booking online most of the viewers pre-book tickets through mobile application. Since advancement of internet service in the country online ticket selling business having robust growth here.2010 decade onward online platform gained popularity in the nation thus Many film-makers many time prefer to release their films online on one of the paid app : Netflix, Amazon Prime, SonyLIV, ZEE5, Disney+ Hotstar etc. and avoiding theatrical release.
Awards
The Filmfare Awards are some of the most prominent awards given to Hindi films in India. The Indian screen magazine Filmfare began the awards in 1954 (recognising the best films of 1953), and they were originally known as the Clare Awards after the magazine's editor. Modeled on the Academy of Motion Picture Arts and Sciences' poll-based merit format, individuals may vote in separate categories. A dual voting system was developed in 1956.
The National Film Awards were also introduced in 1954. The Indian government has sponsored the awards, given by its Directorate of Film Festivals (DFF), since 1973. The DFF screens Bollywood films, films from the other regional movie industries, and independent/art films. The awards are made at an annual ceremony presided over by the president of India. Unlike the Filmfare Awards, which are chosen by the public and a committee of experts, the National Film Awards are decided by a government panel.
Other awards ceremonies for Hindi films in India are the Screen Awards (begun in 1995) and the Stardust Awards, which began in 2003. The International Indian Film Academy Awards (begun in 2000) and the Zee Cine Awards, begun in 1998, are held abroad in a different country each year.
Global markets
In addition to their popularity among the Indian diaspora from Nigeria and Senegal to Egypt and Russia, generations of non-Indians have grown up with Bollywood. Indian cinema's early contacts with other regions made inroads into the Soviet Union, the Middle East, Southeast Asia, and China. Bollywood entered the consciousness of Western audiences and producers during the late 20th century, and Western actors now seek roles in Bollywood films.
Asia-Pacific
South Asia
Bollywood films are also popular in Pakistan, Bangladesh, and Nepal, where Hindustani is widely understood. Many Pakistanis understand Hindi, due to its linguistic similarity to Urdu. Although Pakistan banned the import of Bollywood films in 1965, trade in unlicensed DVDs and illegal cable broadcasts ensured their continued popularity. Exceptions to the ban were made for a few films, such as the colourised re-release of Mughal-e-Azam and Taj Mahal in 2006. Early in 2008, the Pakistani government permitted the import of 16 films. More easing followed in 2009 and 2010. Although it is opposed by nationalists and representatives of Pakistan's small film industry, it is embraced by cinema owners who are making a profit after years of low receipts. The most popular actors in Pakistan are the three Khans of Bollywood: Salman, Shah Rukh, and Aamir. The most popular actress is Madhuri Dixit; at India-Pakistan cricket matches during the 1990s, Pakistani fans chanted "Madhuri dedo, Kashmir lelo!" ("Give Madhuri, take Kashmir!") Bollywood films in Nepal earn more than Nepali films, and Salman Khan, Akshay Kumar and Shah Rukh Khan are popular in the country.
The films are also popular in Afghanistan due to its proximity to the Indian subcontinent and their cultural similarities, particularly in music. Popular actors include Shah Rukh Khan, Ajay Devgan, Sunny Deol, Aishwarya Rai, Preity Zinta, and Madhuri Dixit. A number of Bollywood films were filmed in Afghanistan and some dealt with the country, including Dharmatma, Kabul Express, Khuda Gawah and Escape From Taliban.
Southeast Asia
Bollywood films are popular in Southeast Asia, particularly in maritime Southeast Asia. The three Khans are very popular in the Malay world, including Indonesia, Malaysia, and Singapore. The films are also fairly popular in Thailand.
India has cultural ties with Indonesia, and Bollywood films were introduced to the country at the end of World War II in 1945. The "angry young man" films of Amitabh Bachchan and Salim–Javed were popular during the 1970s and 1980s before Bollywood's popularity began gradually declining in the 1980s and 1990s. It experienced an Indonesian revival with the release of Shah Rukh Khan's Kuch Kuch Hota Hai (1998) in 2001, which was a bigger box-office success in the country than Titanic (1997). Bollywood has had a strong presence in Indonesia since then, particularly Shah Rukh Khan films such as Mohabbatein (2000), Kabhi Khushi Kabhie Gham... (2001), Kal Ho Naa Ho, Chalte Chalte and Koi... Mil Gaya (all 2003), and Veer-Zaara (2004).
East Asia
Some Bollywood films have been widely appreciated in China, Japan, and South Korea. Several Hindi films have been commercially successful in Japan, including Mehboob Khan's Aan (1952, starring Dilip Kumar) and Aziz Mirza's Raju Ban Gaya Gentleman (1992, starring Shah Rukh Khan). The latter sparked a two-year boom in Indian films after its 1997 release, with Dil Se.. (1998) a beneficiary of the boom. The highest-grossing Hindi film in Japan is 3 Idiots (2009), starring Aamir Khan, which received a Japanese Academy Award nomination. The film was also a critical and commercial success in South Korea.
Dr. Kotnis Ki Amar Kahani, Awaara, and Do Bigha Zamin were successful in China during the 1940s and 1950s, and remain popular with their original audience. Few Indian films were commercially successful in the country during the 1970s and 1980s, among them Tahir Hussain's Caravan, Noorie and Disco Dancer. Indian film stars popular in China included Raj Kapoor, Nargis, and Mithun Chakraborty. Hindi films declined significantly in popularity in China during the 1980s. Films by Aamir Khan have recently been successful, and Lagaan was the first Indian film with a nationwide Chinese release in 2011. Chinese filmmaker He Ping was impressed by Lagaan (particularly its soundtrack), and hired its composer A. R. Rahman to score his Warriors of Heaven and Earth (2003).
When 3 Idiots was released in China, China was the world's 15th-largest film market (partly due to its widespread pirate DVD distribution at the time). The pirate market introduced the film to Chinese audiences, however, and it became a cult hit. According to the Douban film-review site, 3 Idiots is China's 12th-most-popular film of all time; only one domestic Chinese film (Farewell My Concubine) ranks higher, and Aamir Khan acquired a large Chinese fan base as a result. After 3 Idiots, several of Khan's other films (including 2007's and 2008's Ghajini) also developed cult followings. China became the world's second-largest film market (after the United States) by 2013, paving the way for Khan's box-office success with Dhoom 3 (2013), PK (2014), and Dangal (2016). The latter is the 16th-highest-grossing film in China, the fifth-highest-grossing non-English language film worldwide, and the highest-grossing non-English foreign film in any market. Several Khan films, including , 3 Idiots, and Dangal, are highly rated on Douban. His next film, Secret Superstar (2017, starring Zaira Wasim), broke Dangals record for the highest-grossing opening weekend by an Indian film and cemented Khan's status as "a king of the Chinese box office"; Secret Superstar was China's highest-grossing foreign film of 2018 to date. Khan has become a household name in China, with his success described as a form of Indian soft power improving China–India relations despite political tensions. With Bollywood competing with Hollywood in the Chinese market, the success of Khan's films has driven up the price for Chinese distributors of Indian film imports. Salman Khan's Bajrangi Bhaijaan and Irrfan Khan's Hindi Medium were also Chinese hits in early 2018.
Oceania
Although Bollywood is less successful on some Pacific islands such as New Guinea, it ranks second to Hollywood in Fiji (with its large Indian minority), Australia and New Zealand. Australia also has a large South Asian diaspora, and Bollywood is popular amongst non-Asians in the country as well. Since 1997, the country has been a backdrop for an increasing number of Bollywood films. Indian filmmakers, attracted to Australia's diverse locations and landscapes, initially used the country as a setting for song-and-dance scenes; however, Australian locations now figure in Bollywood film plots. Hindi films shot in Australia usually incorporate Australian culture. Yash Raj Films' Salaam Namaste (2005), the first Indian film shot entirely in Australia, was the most successful Bollywood film of 2005 in that country. It was followed by the box-office successes Heyy Babyy, (2007) Chak De! India (2007), and Singh Is Kinng (2008). Prime Minister John Howard said during a visit to India after the release of Salaam Namaste that he wanted to encourage Indian filmmaking in Australia to increase tourism, and he appointed Steve Waugh as tourism ambassador to India. Australian actress Tania Zaetta, who appeared in Salaam Namaste and several other Bollywood films, was eager to expand her career in Bollywood.
Eastern Europe and Central Asia
Bollywood films are popular in the former Soviet Union (Russia, Eastern Europe, and Central Asia), and have been dubbed into Russian. Indian films were more popular in the Soviet Union than Hollywood films and, sometimes, domestic Soviet films. The first Indian film released in the Soviet Union was Dharti Ke Lal (1946), directed by Khwaja Ahmad Abbas and based on the Bengal famine of 1943, in 1949. Three hundred Indian films were released in the Soviet Union after that; most were Bollywood films with higher average audience figures than domestic Soviet productions. Fifty Indian films had over 20 million viewers, compared to 41 Hollywood films. Some, such as Awaara (1951) and Disco Dancer (1982), had more than 60 million viewers and established actors Raj Kapoor, Nargis, Rishi Kapoor and Mithun Chakraborty in the country.
According to diplomat Ashok Sharma, who served in the Commonwealth of Independent States,
After the collapse of the Soviet film-distribution system, Hollywood filled the void in the Russian film market and Bollywood's market share shrank. A 2007 Russia Today report noted a renewed interest in Bollywood by young Russians.
In Poland, Shah Rukh Khan has a large following. He was introduced to Polish audiences with the 2005 release of Kabhi Khushi Kabhie Gham... (2001) and his other films, including Dil Se.. (1998), Main Hoon Na (2004) and Kabhi Alvida Naa Kehna (2006), became hits in the country. Bollywood films are often covered in Gazeta Wyborcza, formerly Poland's largest newspaper.
The upcoming movie Squad, is the first Indian film to be shot in Belarus. A majority of the film was shot at Belarusfilm studios, in Minsk.
Middle East and North Africa
Hindi films have become popular in Arab countries,
and imported Indian films are usually subtitled in Arabic when they are released. Bollywood has progressed in Israel since the early 2000s, with channels dedicated to Indian films on cable television; MBC Bollywood and Zee Aflam show Hindi movies and serials.
In Egypt, Bollywood films were popular during the 1970s and 1980s. In 1987, however, they were restricted to a handful of films by the Egyptian government. Amitabh Bachchan has remained popular in the country and Indian tourists visiting Egypt are asked, "Do you know Amitabh Bachchan?"
Bollywood movies are regularly screened in Dubai cinemas, and Bollywood is becoming popular in Turkey; Barfi! was the first Hindi film to have a wide theatrical release in that country. Bollywood also has viewers in Central Asia (particularly Uzbekistan and Tajikistan).
South America
Bollywood films are not influential in most of South America, although its culture and dance is recognised. Due to significant South Asian diaspora communities in Suriname and Guyana, however, Hindi-language movies are popular. In 2006, Dhoom 2 became the first Bollywood film to be shot in Rio de Janeiro. In January 2012, it was announced that UTV Motion Pictures would begin releasing films in Peru with Guzaarish.
Africa
Hindi films were originally distributed to some parts of Africa by Lebanese businessmen. In the 1950s, Hindi and Egyptian films were generally more popular than Hollywood films in East Africa. By the 1960s, East Africa was one of the largest overseas export markets for Indian films, accounting for about 20-50% of global earnings for many Indian films.
Mother India (1957) continued to be screened in Nigeria decades after its release. Indian movies have influenced Hausa clothing, songs have been covered by Hausa singers, and stories have influenced Nigerian novelists. Stickers of Indian films and stars decorate taxis and buses in Nigeria's Northern Region, and posters of Indian films hang on the walls of tailoring shops and mechanics' garages. Unlike Europe and North America, where Indian films cater to the expatriate marke, Bollywood films became popular in West Africa despite the lack of a significant Indian audience. One possible explanation is cultural similarity: the wearing of turbans, animals in markets; porters carrying large bundles, and traditional wedding celebrations. Within Muslim culture, Indian movies were said to show "respect" toward women; Hollywood movies were seen as having "no shame". In Indian movies, women are modestly dressed; men and women rarely kiss and there is no nudity, so the films are said to "have culture" which Hollywood lacks. The latter "don't base themselves on the problems of the people"; Indian films are based on socialist values and the reality of developing countries emerging from years of colonialism. Indian movies permitted a new youth culture without "becoming Western." The first Indian film shot in Mauritius was Souten, starring Rajesh Khanna, in 1983.
In South Africa, film imports from India were watched by black and Indian audiences. Several Bollywood figures have travelled to Africa for films and off-camera projects. Padmashree Laloo Prasad Yadav (2005) was filmed in South Africa. Dil Jo Bhi Kahey... (2005) was also filmed almost entirely in Mauritius, which has a large ethnic-Indian population.
Bollywood, however, seems to be diminishing in popularity in Africa. New Bollywood films are more sexually explicit and violent. Nigerian viewers observed that older films (from the 1950s and 1960s) had more culture and were less Westernised. The old days of India avidly "advocating decolonization ... and India's policy was wholly influenced by his missionary zeal to end racial domination and discrimination in the African territories" were replaced. The emergence of Nollywood (West Africa's film industry) has also contributed to the declining popularity of Bollywood films, as sexualised Indian films became more like American films.
Kishore Kumar and Amitabh Bachchan have been popular in Egypt and Somalia. In Ethiopia, Bollywood movies are shown with Hollywood productions in town square theatres such as the Cinema Ethiopia in Addis Ababa. Less-commercial Bollywood films are also screened elsewhere in North Africa.
Western Europe and North America
The first Indian film to be released in the Western world and receive mainstream attention was Aan (1952), directed by Mehboob Khan and starring Dilip Kumar and Nimmi. It was subtitled in 17 languages and released in 28 countries, including the United Kingdom, the United States, and France. Aan received significant praise from British critics, and The Times compared it favourably to Hollywood productions. Mehboob Khan's later Academy Award-nominated Mother India (1957) was a success in overseas markets, including Europe, Russia, the Eastern Bloc, French territories, and Latin America.
Many Bollywood films have been commercially successful in the United Kingdom. The most successful Indian actor at the British box office has been Shah Rukh Khan, whose popularity in British Asian communities played a key role in introducing Bollywood to the UK with films such as Darr (1993), Dilwale Dulhaniya Le Jayenge (1995), and Kuch Kuch Hota Hai (1998). Dil Se (1998) was the first Indian film to enter the UK top ten. A number of Indian films, such as Dilwale Dulhaniya Le Jayenge and Kabhi Khushi Kabhie Gham (2001), have been set in London.
Bollywood is also appreciated in France, Germany, the Netherlands, and Scandinavia. Bollywood films are dubbed in German and shown regularly on the German television channel RTL II. Germany is the second-largest European market for Indian films, after the United Kingdom. The most recognised Indian actor in Germany is Shah Rukh Khan, who has had box-office success in the country with films such as Don 2 (2011) and Om Shanti Om (2007). He has a large German fan base, particularly in Berlin (where the tabloid Die Tageszeitung compared his popularity to that of the pope).
Bollywood has experienced revenue growth in Canada and the United States, particularly in the South Asian communities of large cities such as Toronto, Chicago, and New York City. Yash Raj Films, one of India's largest production houses and distributors, reported in September 2005 that Bollywood films in the United States earned about $100 million per year in theatre screenings, video sales and the sale of movie soundtracks; Indian films earn more money in the United States than films from any other non-English speaking country. Since the mid-1990s, a number of Indian films have been largely (or entirely) shot in New York, Los Angeles, Vancouver or Toronto. Films such as The Guru (2002) and Marigold: An Adventure in India (2007) attempted to popularise Bollywood for Hollywood.
Plagiarism
Pressured by rushed production schedules and small budgets, some writers and musicians in Hindi cinema have been notorious to plagiarise. Ideas, plot lines, tunes or riffs have been copied from other Indian film industries (including Telugu cinema, Tamil cinema, Malayalam cinema and others) or foreign films (including Hollywood and other Asian films) without acknowledging the source.
Before the 1990s, plagiarism occurred with impunity. Copyright enforcement was lax in India, and few actors or directors saw an official contract. The Hindi film industry was not widely known in the Global North (except in the Soviet states), who would be unaware that their material had been copied. Audiences may not have been aware of plagiarism, since many in India were unfamiliar with foreign films and music. Although copyright enforcement in India is still somewhat lenient, Bollywood and other film industries are more aware of each other and Indian audiences are more familiar with foreign films and music. Organisations such as the India EU Film Initiative seek to foster a community between filmmakers and industry professionals in India and the European Union.
Many hit films of 1980s to 2000s was unofficial remakes (some argue, was adaptation or inspired movies) of Hollywood movies such as Jo Jeeta Wohi Sikandar (1992), Baazigar (1993), Ghulam (1998), which were said to be inspired by Breaking Away (1979), On the Waterfront (1954), and A Kiss Before Dying (1991), respectively. Only after mid of 2000s Bollywood makers initiated legally purchasing copyrights of Hollywood and other foreign movies, such as Players (2012), Bang Bang! (2014) and Lal Singh Chaddha, which were official remakes of The Italian Job (2003), Knight And Day (2010) and Forrest Gump (1994), respectively. Not only Hollywood but allegedly Bollywood makers copied films from South Korean and Japanese film industry also, such as Zinda (2006), an unofficial remake of Oldboy. (2003). Some Bollywood directors and writers used plots from regional language films in other languages but did not acknowledge the original source.
A commonly-reported justification for plagiarism in Bollywood is that cautious producers want to remake popular Hollywood films in an Indian context. Although screenwriters generally produce original scripts, many are rejected due to uncertainty about whether a film will be successful. Poorly-paid screenwriters have also been criticised for a lack of creativity. Some filmmakers see plagiarism in Bollywood as an integral part of globalisation, with which Western (particularly American) culture is embedding itself into Indian culture. Vikram Bhatt, director of Raaz (a remake of What Lies Beneath) and Kasoor (a remake of Jagged Edge), has spoken about the influence of American culture and Bollywood's desire to produce box-office hits based along the same lines: "Financially, I would be more secure knowing that a particular piece of work has already done well at the box office. Copying is endemic everywhere in India. Our TV shows are adaptations of American programmes. We want their films, their cars, their planes, their Diet Cokes and also their attitude. The American way of life is creeping into our culture." According to Mahesh Bhatt, "If you hide the source, you're a genius. There's no such thing as originality in the creative sphere".
Although very few cases of film-copyright violations have been taken to court because of a slow legal process, the makers of Partner (2007) and Zinda (2005) were targeted by the owners and distributors of the original films: Hitch and Oldboy. The American studio 20th Century Fox brought Mumbai-based B. R. Films to court over the latter's forthcoming Banda Yeh Bindaas Hai, which Fox alleged was an illegal remake of My Cousin Vinny. B. R. Films eventually settled out of court for about $200,000, paving the way for its film's release. Some studios comply with copyright law; in 2008, Orion Pictures secured the rights to remake Hollywood's Wedding Crashers.
Music
The Pakistani Qawwali musician Nusrat Fateh Ali Khan had a big impact on Hindi film music, inspiring numerous Indian musicians working in Bollywood, especially during the 1990s. However, there were many instances of Indian music directors plagiarising Khan's music to produce hit filmi songs. Several popular examples include Viju Shah's hit song "Tu Cheez Badi Hai Mast Mast" in Mohra (1994) being plagiarised from Khan's popular Qawwali song "Dam Mast Qalandar", "Mera Piya Ghar Aya" used in Yaarana (1995), and "Sanoo Ek Pal Chain Na Aaye" in Judaai (1997). Despite the significant number of hit Bollywood songs plagiarised from his music, Nusrat Fateh Ali Khan was reportedly tolerant towards the plagiarism. One of the Bollywood music directors who frequently plagiarised him, Anu Malik, claimed that he loved Khan's music and was actually showing admiration by using his tunes. However, Khan was reportedly aggrieved when Malik turned his spiritual "Allah Hoo, Allah Hoo" into "I Love You, I Love You" in Auzaar (1997). Khan said "he has taken my devotional song Allahu and converted it into I love you. He should at least respect my religious songs."
Bollywood soundtracks also plagiarised Guinean singer Mory Kanté, particularly his 1987 album Akwaba Beach. His song, "Tama", inspired two Bollywood songs: Bappi Lahiri's "Tamma Tamma" in Thanedaar (1990) and "Jumma Chumma" in Laxmikant–Pyarelal's soundtrack for Hum (1991). The latter also featured "Ek Doosre Se", which copied Kanté's "Inch Allah". His song "Yé ké yé ké" was used as background music in the 1990 Bollywood film Agneepath, inspired the Bollywood song "Tamma Tamma" in Thanedaar.
Film education
Film and Television Institute of India (FTII) is the government film making education school. The institute is situated in Pune, Maharashtra.
See also
Film City
Lists of Hindi films
List of highest-grossing Hindi films worldwide
List of highest-grossing films in India
List of highest domestic net collection of Hindi films
Major film industries in the world -
Hollywood
Cinema of South Korea
Cinema of Spain
Cinema of Hong Kong
Cinema of Indonesia
Cinema of Italy
References
Bibliography
Explanatory notes
Further reading
Alter, Stephen. Fantasies of a Bollywood Love-Thief: Inside the World of Indian Moviemaking. .
Begum-Hossain, Momtaz. Bollywood Crafts: 20 Projects Inspired by Popular Indian Cinema, 2006. The Guild of Mastercraftsman Publications. .
Bose, Mihir, Bollywood: A History, New Delhi, Roli Books, 2008. .
Dwyer, Rachel. Bollywood's India: Hindi Cinema as a Guide to Contemporary India (Reaktion Books, distributed by University of Chicago Press; 2014) 295 pages
Ganti, Tejaswini. Bollywood, Routledge, New York and London, 2004.
Ganti, Tejaswini. Producing Bollywood: Inside the Contemporary Hindi Film Industry (Duke University Press; 2012) 424 pages; looks at how major changes in film production since the 1990s have been influenced by the liberal restructuring of India's state and economy.
Gibson, Bernard. 'Bollywood'. Passing the Envelope, 1994.
Jolly, Gurbir, Zenia Wadhwani, and Deborah Barretto, eds. Once Upon a Time in Bollywood: The Global Swing in Hindi Cinema, TSAR Publications. 2007. .
Joshi, Lalit Mohan. Bollywood: Popular Indian Cinema. .
Kabir, Nasreen Munni. Bollywood, Channel 4 Books, 2001.
Mehta, Suketu. Maximum City, Knopf, 2004.
Mishra, Vijay. Bollywood Cinema: Temples of Desire. .
Pendakur, Manjunath. Indian Popular Cinema: Industry, Ideology, and Consciousness. .
Prasad, Madhava. Ideology of the Hindi Film: A Historical Construction, Oxford University Press, 2000. .
Raheja, Dinesh and Kothari, Jitendra. Indian Cinema: The Bollywood Saga. .
Raj, Aditya (2007) "Bollywood Cinema and Indian Diaspora" in Media Literacy: A Reader edited by Donaldo Macedo and Shirley Steinberg New York: Peter Lang
Rajadhyaksa, Ashish (1996), "India: Filming the Nation", The Oxford History of World Cinema, Oxford University Press, .
Rajadhyaksha, Ashish and Willemen, Paul. Encyclopedia of Indian Cinema, Oxford University Press, revised and expanded, 1999.
Jha, Subhash and Bachchan, Amitabh (foreword). The Essential Guide to Bollywood. .
External links
National Geographic Magazine: "Welcome to Bollywood"
National Institute Of Film and Fine Arts
1913 establishments in India
Indian art
Economy of Mumbai
Hindustani language
Indian film industries |
4248 | https://en.wikipedia.org/wiki/Bowls | Bowls | Bowls, also known as lawn bowls or lawn bowling, is a sport in which the objective is to roll biased balls so that they stop close to a smaller ball called a "jack" or "kitty". It is played on a bowling green, which may be flat (for "flat-green bowls") or convex or uneven (for "crown green bowls"). It is normally played outdoors (although there are many indoor venues) and the outdoor surface is either natural grass, artificial turf or cotula (in New Zealand).
History
Bowls is a variant of the boules games (Italian Bocce), which, in their general form, are of ancient or prehistoric origin. Ancient Greek variants are recorded that involved throwing light objects (such as flat stones, coins, or later also stone balls) as far as possible. The aspect of tossing the balls to approach a target as closely as possible is recorded in ancient Rome. This game was spread to Roman Gaul by soldiers or sailors. A Roman sepulchre in Florence shows people playing this game, stooping down to measure the points.
Bowls in England has been traced certainly to the 13th century, and conjecturally to the 12th century. William Fitzstephen (d. about 1190), in his biography of Thomas Becket, gives a graphic sketch of the London of his day and, writing of the summer amusements of young men, says that on holidays they were "exercised in Leaping, Shooting, Wrestling, Casting of Stones [in jactu lapidum], and Throwing of Javelins fitted with Loops for the Purpose, which they strive to fling before the Mark; they also use Bucklers, like fighting Men." It is commonly supposed that by jactus lapidum, Fitzstephen refers to an early variety of bowls, possibly played using round stone; there is a record of iron bowls being used, though at a much later date, on festive occasions at Nairn.. On the other hand, the jactus lapidum of which he speaks may have been more akin to shot put.
It is clear, at any rate, that a rudimentary form of the game was played in England in the 13th century. A manuscript of that period in the royal library, Windsor (No. 20, E iv.), contains a drawing representing two players aiming at a small cone instead of an earthenware ball or jack. The world's oldest surviving bowling green is the Southampton Old Bowling Green, which was first used in 1299.
Another manuscript of the same century has a crude but spirited picture which brings us into close touch with the existing game. Three figures are introduced and a jack. The first player's bowl has come to rest just in front of the jack; the second has delivered his bowl and is following after it with one of those eccentric contortions still not unusual on modern greens, the first player meanwhile making a repressive gesture with his hand, as if to urge the bowl to stop short of his own; the third player is depicted as in the act of delivering his bowl. A 14th-century manuscript, Book of Prayers, in the Francis Douce collection in the Bodleian Library at Oxford, contains a drawing in which two persons are shown, but they bowl to no mark. Strutt (Sports and Pastimes) suggests that the first player's bowl may have been regarded by the second player as a species of jack; but in that case it is not clear what was the first player's target. In these three earliest illustrations of the pastime it is worth noting that each player has one bowl only, and that the attitude in delivering it was as various five or six hundred years ago as it is today. In the third, he stands almost upright; in the first, he kneels; in the second, he stoops, halfway between the upright and the kneeling position.
The game eventually came under the ban of king and parliament, both fearing it might jeopardise the practice of archery, then so important in battle. Statutes forbidding it and other sports were enacted in the reigns of Edward III, Richard II and other monarchs. Even when, on the invention of gunpowder and firearms, the bow had fallen into disuse as a weapon of war, the prohibition was continued. The discredit attaching to bowling alleys, first established in London in 1455, probably encouraged subsequent repressive legislation, for many of the alleys were connected with taverns frequented by the dissolute and gamesters.
Erasmus referred to the game as . The name of bowls is implied in the gerund bowlyn, recorded in the mid-15th century. The term bowl for "wooden ball" is recorded in the early 1400s. The name is explicitly mentioned, as bowles, in a list of unlawful games in a 1495 act by Henry VII (Tenys, Closshe, Dise, Cardes, Bowles). It occurs again in a similar statute by Henry VIII (1511). By a further act of 1541—which was not repealed until 1845—artificers, labourers, apprentices, servants and the like were forbidden to play bowls at any time except Christmas, and then only in their master's house and presence. It was further enjoined that any one playing bowls outside his own garden or orchard was liable to a penalty of 6s. 8d. (6 shillings and 8 pence), while those possessed of lands of the yearly value of £100 might obtain licences to play on their own private greens.
In 1864, William Wallace Mitchell (1803–1884), a Glasgow Cotton Merchant, published his "Manual of Bowls Playing" following his work as the secretary formed in 1849 by Scottish bowling clubs which became the basis of the rules of the modern game. Young Mitchell was only 11 years old when he played on Kilmarnock bowling green, the oldest club in Scotland, instituted in 1740.
The patenting of the first lawn mower in 1830, in Britain, is strongly believed to have been the catalyst for the worldwide preparation of modern-style greens, sporting ovals, playing fields, pitches, grass courts, etc. This, in turn, led to the codification of modern rules for many sports, including lawn bowls, most football codes, lawn tennis and others.
National Bowling Associations were established in the late 1800s. In the then-Victorian Colony (now the state of Victoria, Australia), the (Royal) Victorian Bowling Association was formed in 1880. The Scottish Bowling Association was established in 1892, although there had been a failed attempt in 1848 by 200 Scottish clubs.
Today, bowls is played in over 40 countries with more than 50 member national authorities. The home of the modern game is still Scotland with the World Bowls Centre in Edinburgh at Caledonia House, 1 Redheughs Rigg, South Gyle, Edinburgh, EH12 9DQ.
Game
Lawn bowls is usually played on a large, rectangular, precisely levelled and manicured grass or synthetic surface known as a bowling green which is divided into parallel playing strips called rinks. In the simplest competition, singles, one of the two opponents flips a coin to see who wins the "mat" and begins a segment of the competition (in bowling parlance, an "end"), by placing the mat and rolling the jack to the other end of the green to serve as a target. Once it has come to rest, the jack is aligned to the centre of the rink and the players take turns to roll their bowls from the mat towards the jack and thereby build up the "head".
A bowl may curve outside the rink boundary on its path, but must come to rest within the rink boundary to remain in play. Bowls falling into the ditch are dead and removed from play, except in the event when one has "touched" the jack on its way. "Touchers" are marked with chalk and remain alive in play even if they get into the ditch. Similarly if the jack is knocked into the ditch it is still alive unless it is out of bounds to the side resulting in a "dead" end which is replayed, though according to international rules the jack is "respotted" to the centre of the rink and the end is continued. After each competitor has delivered all of their bowls (four each in singles and pairs, three each in triples, and two bowls each in fours), the distance of the closest bowls to the jack is determined (the jack may have been displaced) and points, called "shots", are awarded for each bowl which a competitor has closer than the opponent's nearest to the jack. For instance, if a competitor has bowled two bowls closer to the jack than their opponent's nearest, they are awarded two shots. The exercise is then repeated for the next end, a game of bowls typically being of twenty-one ends.
Lawn bowls is played on grass and variations from green to green are common. Greens come in all shapes and sizes: the most common are fast, slow, big crown, small crown.
Bowls is generally played in a very good spirit, even at the highest professional level, acknowledgment of opponents' successes and near misses being quite normal.
Scoring
Scoring systems vary from competition to competition. Games can be decided when:
a player in a singles game reaches a specified target number of shots (usually 21 or 25).
a team (pair, triple or four) has the higher score after a specified number of ends.
Games to a specified number of ends may also be drawn. The draw may stand, or the opponents may be required to play an extra end to decide the winner. These provisions are always published beforehand in the event's Conditions of Play.
In the Laws of the Sport of Bowls the winner in a singles game is the first player to score 21 shots. In all other disciplines (pairs, triples, fours) the winner is the team who has scored the most shots after 21/25 ends of play. Often local tournaments will play shorter games (often 10 or 12 ends). Some competitions use a "set" scoring system, with the first to seven points awarded a set in a best-of-three or best-of-five set match. As well as singles competition, there can be two (pairs), three (triples) and four-player (fours) teams. In these, teams bowl alternately, with each player within a team bowling all their bowls, then handing over to the next player. The team captain or "" always plays last and is instrumental in directing his team's shots and tactics. The current method of scoring in the professional tour (World Bowls Tour) is sets. Each set consists of nine ends and the player with the most shots at the end of a set wins the set. If the score is tied the set is halved. If a player wins two sets, or gets a win and a tie, that player wins the game. If each player wins a set, or both sets end tied, there is a 3-end tiebreaker to determine a winner.
Bias of bowls
Bowls are designed to travel a curved path because of a weight bias which was originally produced by inserting weights in one side of the bowl. The word bias itself is recorded as a technical term of the game in the 1560s.
The insertion of weights is no longer permitted by the rules and bias is now produced entirely by the shape of the bowl. A bowler determines the bias direction of the bowl in his hand by a dimple or symbol on one side. Regulations determine the minimum bias allowed, and the range of diameters (), but within these rules bowlers can and do choose bowls to suit their own preference. They were originally made from lignum vitae, a dense wood giving rise to the term "woods" for bowls, but are now more typically made of a hard plastic composite material.
Bowls were once only available coloured black or brown, but they are now available in a variety of colours. They have unique symbol markings engraved on them for identification. Since many bowls look the same, coloured, adhesive stickers or labels are also used to mark the bowls of each team in bowls matches. Some local associations agree on specific colours for stickers for each of the clubs in their area. Provincial or national colours are often assigned in national and international competitions. These stickers are used by officials to distinguish teams.
Bowls have symbols unique to the set of four for identification. The side of the bowl with a larger symbol within a circle indicates the side away from the bias. That side with a smaller symbol within a smaller circle is the bias side toward which the bowl will turn. It is not uncommon for players to deliver a "wrong bias" shot from time to time and see their carefully aimed bowl crossing neighbouring rinks rather than heading towards their jack.
When bowling there are several types of delivery. "Draw" shots are those where the bowl is rolled to a specific location without causing too much disturbance of bowls already in the head. For a right-handed bowler, "forehand draw" or "finger peg" is initially aimed to the right of the jack, and curves in to the left. The same bowler can deliver a "backhand draw" or "thumb peg" by turning the bowl over in his hand and curving it the opposite way, from left to right. In both cases, the bowl is rolled as close to the jack as possible, unless tactics demand otherwise. A "drive" or "fire" or "strike" involves bowling with force with the aim of knocking either the jack or a specific bowl out of play - and with the drive's speed, there is virtually no noticeable (or, at least, much less) curve on the shot. An "upshot" or "yard on" shot involves delivering the bowl with an extra degree of weight (often referred to as "controlled" weight or "rambler"), enough to displace the jack or disturb other bowls in the head without killing the end. A "block" shot is one that is intentionally placed short to defend from a drive or to stop an oppositions draw shot. The challenge in all these shots is to be able to adjust line and length accordingly, the faster the delivery, the narrower the line or "green".
Variations of play
Particularly in team competition there can be a large number of bowls on the green towards the conclusion of the end, and this gives rise to complex tactics. Teams "holding shot" with the closest bowl will often make their subsequent shots not with the goal of placing the bowl near the jack, but in positions to make it difficult for opponents to get their bowls into the head, or to places where the jack might be deflected to if the opponent attempts to disturb the head.
There are many different ways to set up the game. Crown Green Bowling utilises the entire green. A player can send the jack anywhere on the green in this game and the green itself is more akin to a golf green, with much undulation. It is played with only two woods each. The jack also has a bias and is only slightly smaller than the woods. At the amateur level it is usual for several ends to be played simultaneously on one green. If two moving woods meet, both are taken back and the shots replayed. If a moving wood strikes a stationary wood or jack from another end, it is again taken back and replayed, but the bowl struck is replaced where contact took place. The game is played usually to 21-up in Singles and Doubles format with some competitions playing to 31-up. The Panel (Professional Crown Green Bowls) is played at the Red Lion Bowling Green, Westhoughton daily and is played to 41-up with greenside betting throughout play. The Green was formerly owned by the pub (now demolished) but was purchased in 2007 by The Panel who paid the brewery £12,000 for the renowned green and its surrounds.
Singles, triples and fours and Australian pairs are some ways the game can be played. In singles, two people play against each other and the first to reach 21, 25, or 31 shots (as decided by the controlling body) is the winner. In one variation of singles play, each player uses two bowls only and the game is played over 21 ends. A player concedes the game before the 21st end if the score difference is such that it is impossible to draw equal or win within the 21 ends. If the score is equal after 21 ends, an extra end is played to decide the winner. An additional scoring method is set play. This comprises two sets over nine ends. Should a player win a set each, they then play a further 3 ends that will decide the winner.
Pairs allows both people on a team to play Skip and Lead. The lead throws two bowls, the skip delivers two, then the lead delivers his remaining two, the skip then delivers his remaining two bowls. Each end, the leads and skips switch positions. This is played over 21 ends or sets play. Triples is with three players while Fours is with four players in each team and is played over 21 ends.
Another pairs variation is 242 pairs (also known as Australian Pairs). In the first end of the game the A players lead off with 2 bowls each, then the B players play 4 bowls each, before the A players complete the end with their final 2 bowls. The A players act as lead and skip in the same end. In the second end the roles are reversed with the A players being in the middle. This alternating pattern continues through the game which is typically over 15 ends.
Short Mat Bowls is an all-year sport unaffected by weather conditions and it does not require a permanent location as the rink mats can be rolled up and stowed away. This makes it particularly appropriate for small communities as it can be played in village halls, schools, sports and social clubs.
Bowls are played by the blind and paraplegic. Blind bowlers are extremely skillful. A string is run out down the centre of the lane and wherever the jack lands, it is moved across to the string and the length is called out by a sighted marker. When the woods are sent the distance from the jack is called out, in yards, feet and inches. The position in relation to the jack is given using the clock; 12.00 is behind the jack.
Tra bowls
In the province of West Flanders (and surrounding regions), tra bowls is the most popular variation of bowls. As opposed to playing it on a flat or uneven terrain, the terrain is made smooth but hollow (tra just means "hollow road" in Flemish). The hollow road causes the path to be curving even more.
The balls are biased in the same way as the lawn bowls balls but with a diameter of about , a thickness of and a weight of about , they are a bit bigger than usual bowls. The target is an unmovable feather or metal plate on the ground, instead of a small ball. The length of the tra is about .
The scoring is also different, as a point is awarded for every shot that brings the ball closer to the target than any opponent's ball. This causes pure blocking strategies to be less effective.
In 1972, the West-Flemish tra bowls federation was founded to uniform the local differing rules and to organise a match calendar. Meanwhile, they also organise championships and tournaments.
Competitions
There are various bowls competitions held around the world (see - World Bowls Events).
Bowls is one of the "core sports" that must be included at each edition of the Commonwealth Games. With the exception of the 1966 Games, the sport has been included in all Games since their inception in 1930. England has so far dominated the sport with 51 medals.
In popular culture
Blackball – a 2003 comedy film about a young bowls player, based upon Griff Sanders.
Crackerjack – a 2002 Australian comedy film about a wisecracking layabout who joins a lawn bowls club in order to be allowed to use a free parking spot but is forced to play bowls with the much older crowd when the club enters financial difficulty.
See also
Basque bowls
Bocce
Boccia
Boules
Disabled lawn bowls player classification
Hastings Open Bowls Tournament
Lawn game
Pétanque
Short mat bowls
Trugo
World Bowls Events
References
External links
A GAME OF BOWLS (1939) (archive film of a bowling match at the Whitevale and Kingswood Bowling Clubs, Glasgow - from the National Library of Scotland: SCOTTISH SCREEN ARCHIVE)
Ball games
Lawn games
Sports originating in England
Bowling
Sports originating in Scotland |
4251 | https://en.wikipedia.org/wiki/Bah%C3%A1%CA%BC%C3%AD%20Faith | Baháʼí Faith | The Baháʼí Faith is a religion founded in the 19th century that teaches the essential worth of all religions and the unity of all people. Established by Baháʼu'lláh ("Bahaa Allah", Arabic: "Glory to God"), it initially developed in Iran and parts of the Middle East, where it has faced ongoing persecution since its inception. The religion is estimated to have five to eight million adherents, known as Baháʼís, spread throughout most of the world's countries and territories.
The Baháʼí Faith has three central figures: the Báb (1819–1850), executed for heresy, who taught that a prophet similar to Jesus and Muhammad would soon appear; Baháʼu'lláh (1817–1892), who claimed to be that prophet in 1863 and had to endure both exile and imprisonment; and his son, ʻAbdu'l-Bahá (1844–1921), who made teaching trips to Europe and the United States after his release from confinement in 1908. After ʻAbdu'l-Bahá's death in 1921, the leadership of the religion fell to his grandson Shoghi Effendi (1897–1957). Baháʼís annually elect local, regional, and national Spiritual Assemblies that govern the religion's affairs, and every five years an election is held for the Universal House of Justice, the nine-member governing institution of the worldwide Baháʼí community that is located in Haifa, Israel, near the Shrine of the Báb.
According to Baháʼí teachings, religion is revealed in an orderly and progressive way by a single God through Manifestations of God, who are the founders of major world religions throughout human history; Buddha, Jesus, and Muhammad are noted as the most recent of these before the Báb and Baháʼu'lláh. Baháʼís regard the world's major religions as fundamentally unified in purpose, but diverging in terms of social practices and interpretations. The Baháʼí Faith stresses the unity of all people as its core teaching and explicitly rejects notions of racism, sexism, and nationalism. At the heart of Baháʼí teachings is the goal of a unified world order that ensures the prosperity of all nations, races, creeds, and classes.
Letters and epistles by Baháʼu'lláh, along with writings and talks by his son ʻAbdu'l-Bahá, have been collected and assembled into a canon of Baháʼí scriptures. This collection includes works by the Báb, who is regarded as Baháʼu'lláh's forerunner. Prominent among the works of Baháʼí literature are the Kitáb-i-Aqdas, the Kitáb-i-Íqán, Some Answered Questions, and The Dawn-Breakers.
Etymology
The word Baháʼí () is used either as an adjective to refer to the Baháʼí Faith or as a term for a follower of Baháʼu'lláh. The proper name of the religion is the Baháʼí Faith, not Baháʼí or Baha'ism (the latter, once common among academics, is regarded as derogatory by the Baháʼís). It is derived from the Arabic Baháʼ (), a name Baháʼu'lláh chose for himself, referring to the 'glory' or 'splendor' of God. In English, the word is commonly pronounced (), but the more accurate rendering of the Arabic is ().
The accent marks above the letters, representing long vowels, derive from a system of transliterating Arabic and Persian script that was adopted by Baháʼís in 1923, and which has been used in almost all Baháʼí publications since. Baháʼís prefer the orthographies Baháʼí, the Báb, Baháʼu'lláh, and ʻAbdu'l-Bahá. When accent marks are unavailable, Bahai, Bahaʼi, or Bahaullah are often used.
Beliefs
The teachings of Baháʼu'lláh form the foundation of Baháʼí beliefs. Three principles are central to these teachings: the unity of God, the unity of religion, and the unity of humanity. Baha'is believe that God periodically reveals his will through divine messengers, whose purpose is to transform the character of humankind and to develop, within those who respond, moral and spiritual qualities. Religion is thus seen as orderly, unified, and progressive from age to age.
God
Baháʼí writings describe a single, personal, inaccessible, omniscient, omnipresent, imperishable, and almighty God who is the creator of all things in the universe. The existence of God and the universe are thought to be eternal, with no beginning or end. Even though God is not directly accessible, he is seen as being conscious of creation, with a will and a purpose which is expressed through messengers who are called Manifestations of God.
Baháʼí teachings state that God is too great for humans to fully comprehend, and based on them, humans cannot create a complete and accurate image of God by themselves. Therefore, human understanding of God is achieved through the recognition of the person of the Manifestation and through the understanding of his revelations via his Manifestations. In the Baháʼí Faith, God is often referred to by titles and attributes (for example, the All-Powerful, or the All-Loving), and there is a substantial emphasis on monotheism. Baháʼí teachings state that these attributes do not apply to God directly but are used to translate Godliness into human terms and to help people concentrate on their own attributes in worshipping God to develop their potentialities on their spiritual path. According to the Baháʼí teachings the human purpose is to learn to know and love God through such methods as prayer, reflection, and being of service to others.
Religion
Baháʼí notions of progressive religious revelation result in their accepting the validity of the well known religions of the world, whose founders and central figures are seen as Manifestations of God. Religious history is interpreted as a series of dispensations, where each manifestation brings a somewhat broader and more advanced revelation that is rendered as a text of scripture and passed on through history with greater or lesser reliability but at least true in substance, suited for the time and place in which it was expressed. Specific religious social teachings (for example, the direction of prayer, or dietary restrictions) may be revoked by a subsequent manifestation so that a more appropriate requirement for the time and place may be established. Conversely, certain general principles (for example, neighbourliness, or charity) are seen to be universal and consistent. In Baháʼí belief, this process of progressive revelation will not end; it is, however, believed to be cyclical. Baháʼís do not expect a new manifestation of God to appear within 1000 years of Baháʼu'lláh's revelation.
Baháʼís assert that their religion is a distinct tradition with its own scriptures and laws, and not a sect of another religion. The religion was initially seen as a sect of Islam because of its origins. Most religious specialists now see it as an independent religion, with its religious background in Shiʻa Islam being seen as analogous to the Jewish context in which Christianity was established. Baháʼís describe their faith as an independent world religion, differing from the other traditions in its relative age and modern context.
Human beings
The Baháʼí writings state that human beings have a "rational soul", and that this provides the species with a unique capacity to recognize God's status and humanity's relationship with its creator. Every human is seen to have a duty to recognize God through his Messengers, and to conform to their teachings. Through recognition and obedience, service to humanity and regular prayer and spiritual practice, the Baháʼí writings state that the soul becomes closer to God, the spiritual ideal in Baháʼí belief. According to Baháʼí belief when a human dies the soul is permanently separated from the body and carries on in the next world where it is judged based on the person's actions in the physical world. Heaven and Hell are taught to be spiritual states of nearness or distance from God that describe relationships in this world and the next, and not physical places of reward and punishment achieved after death.
The Baháʼí writings emphasize the essential equality of human beings, and the abolition of prejudice. Humanity is seen as essentially one, though highly varied; its diversity of race and culture are seen as worthy of appreciation and acceptance. Doctrines of racism, nationalism, caste, social class, and gender-based hierarchy are seen as artificial impediments to unity. The Baháʼí teachings state that the unification of humanity is the paramount issue in the religious and political conditions of the present world.
Social principles
When ʻAbdu'l-Bahá first traveled to Europe and America in 1911–1912, he gave public talks that articulated the basic principles of the Baháʼí Faith. These included preaching on the equality of men and women, race unity, the need for world peace, and other progressive ideas for the early 20th century. Published summaries of the Baháʼí teachings often include a list of these principles, and lists vary in wording and what is included.
The concept of the unity of humankind, seen by Baháʼís as an ancient truth, is the starting point for many of the ideas. The equality of races and the elimination of extremes of wealth and poverty, for example, are implications of that unity. Another outgrowth of the concept is the need for a united world federation, and some practical recommendations to encourage its realization involve the establishment of a universal language, a standard economy and system of measurement, universal compulsory education, and an international court of arbitration to settle disputes between nations. Nationalism, according to this viewpoint, should be abandoned in favor of allegiance to the whole of humankind. With regard to the pursuit of world peace, Baháʼu'lláh prescribed a world-embracing collective security arrangement.
Other Baháʼí social principles revolve around spiritual unity. Religion is viewed as progressive from age to age, but to recognize a newer revelation one has to abandon tradition and independently investigate. Baháʼís are taught to view religion as a source of unity, and religious prejudice as destructive. Science is also viewed in harmony with true religion. Though Baháʼu'lláh and ʻAbdu'l-Bahá called for a united world that is free of war, they also anticipate that over the long term, the establishment of a lasting peace (The Most Great Peace) and the purging of the "overwhelming Corruptions" requires that the people of the world unite under a universal faith with spiritual virtues and ethics to complement material civilization.
Shoghi Effendi, the head of the religion from 1921 to 1957, wrote the following summary of what he considered to be the distinguishing principles of Baháʼu'lláh's teachings, which, he said, together with the laws and ordinances of the Kitáb-i-Aqdas constitute the bedrock of the Baháʼí Faith:
Covenant
Baháʼís highly value unity, and Baháʼu'lláh clearly established rules for holding the community together and resolving disagreements. Within this framework no individual follower may propose 'inspired' or 'authoritative' interpretations of scripture, and individuals agree to support the line of authority established in Baháʼí scriptures. This practice has left the Baháʼí community unified and avoided any serious fracturing. The Universal House of Justice is the final authority to resolve any disagreements among Baháʼís, and the dozen or so attempts at schism have all either become extinct or remained extremely small, numbering a few hundred adherents collectively. The followers of such divisions are regarded as Covenant-breakers and shunned.
Sacred texts
The canonical texts of the Baháʼí Faith are the writings of the Báb, Baháʼu'lláh, ʻAbdu'l-Bahá, Shoghi Effendi and the Universal House of Justice, and the authenticated talks of ʻAbdu'l-Bahá. The writings of the Báb and Baháʼu'lláh are considered as divine revelation, the writings and talks of ʻAbdu'l-Bahá and the writings of Shoghi Effendi as authoritative interpretation, and those of the Universal House of Justice as authoritative legislation and elucidation. Some measure of divine guidance is assumed for all of these texts.
Some of Baháʼu'lláh's most important writings include the Kitáb-i-Aqdas ("Most Holy Book"), which defines many laws and practices for individuals and society, the Kitáb-i-Íqán ("Book of Certitude"), which became the foundation of much of Baháʼí belief, and Gems of Divine Mysteries, which includes further doctrinal foundations. Although the Baháʼí teachings have a strong emphasis on social and ethical issues, a number of foundational texts have been described as mystical. These include the Seven Valleys and the Four Valleys. The Seven Valleys was written to a follower of Sufism, in the style of ʻAttar, the Persian Muslim poet, and sets forth the stages of the soul's journey towards God. It was first translated into English in 1906, becoming one of the earliest available books of Baháʼu'lláh to the West. The Hidden Words is another book written by Baháʼu'lláh during the same period, containing 153 short passages in which Baháʼu'lláh claims to have taken the basic essence of certain spiritual truths and written them in brief form.
History
The Baháʼí Faith traces its beginnings to the religion of the Báb and the Shaykhi movement that immediately preceded it. The Báb was a merchant who began preaching in 1844 that he was the bearer of a new revelation from God, but was rejected by the generality of Islamic clergy in Iran, ending in his public execution for the crime of heresy. The Báb taught that God would soon send a new messenger, and Baháʼís consider Baháʼu'lláh to be that person. Although they are distinct movements, the Báb is so interwoven into Baháʼí theology and history that Baháʼís celebrate his birth, death, and declaration as holy days, consider him one of their three central figures (along with Baháʼu'lláh and ʻAbdu'l-Bahá), and a historical account of the Bábí movement (The Dawn-Breakers) is considered one of three books that every Baháʼí should "master" and read "over and over again".
The Baháʼí community was mostly confined to the Iranian and Ottoman empires until after the death of Baháʼu'lláh in 1892, at which time he had followers in 13 countries of Asia and Africa. Under the leadership of his son, ʻAbdu'l-Bahá, the religion gained a footing in Europe and America, and was consolidated in Iran, where it still suffers intense persecution. ʻAbdu'l-Bahá's death in 1921 marks the end of what Baháʼís call the "heroic age" of the religion.
Báb
On the evening of 22 May 1844, Siyyid ʻAlí-Muhammad of Shiraz gained his first convert and took on the title of "the Báb" ( "Gate"), referring to his later claim to the status of Mahdi of Shiʻa Islam. His followers were therefore known as Bábís. As the Báb's teachings spread, which the Islamic clergy saw as blasphemous, his followers came under increased persecution and torture. The conflicts escalated in several places to military sieges by the Shah's army. The Báb himself was imprisoned and eventually executed in 1850.
Baháʼís see the Báb as the forerunner of the Baháʼí Faith, because the Báb's writings introduced the concept of "He whom God shall make manifest", a messianic figure whose coming, according to Baháʼís, was announced in the scriptures of all of the world's great religions, and whom Baháʼu'lláh, the founder of the Baháʼí Faith, claimed to be. The Báb's tomb, located in Haifa, Israel, is an important place of pilgrimage for Baháʼís. The remains of the Báb were brought secretly from Iran to the Holy Land and eventually interred in the tomb built for them in a spot specifically designated by Baháʼu'lláh. The writings of the Báb are considered inspired scripture by Baháʼís, though having been superseded by the laws and teachings of Baháʼu'lláh. The main written works translated into English of the Báb are compiled in Selections from the Writings of the Báb (1976) out of the estimated 135 works.
Baháʼu'lláh
Mírzá Husayn ʻAlí Núrí was one of the early followers of the Báb, and later took the title of Baháʼu'lláh. In August 1852, a few Bábís made a failed attempt to assassinate the Shah. The Persian government responded by killing and in some cases torturing about 50 Bábís in Tehran initially, further bloodshed was spread around the country: hundreds were reported in period newspapers by October, and tens of thousands by the end of December. Baháʼu'lláh was not involved in the assassination attempt but was imprisoned in Tehran until his release was arranged four months later by the Russian ambassador, after which he joined other Bábís in exile in Baghdad.
Shortly thereafter he was expelled from Iran and traveled to Baghdad, in the Ottoman Empire. In Baghdad, his leadership revived the persecuted followers of the Báb in Iran, so Iranian authorities requested his removal, which instigated a summons to Constantinople (now Istanbul) from the Ottoman Sultan. In 1863, at the time of his removal from Baghdad, Baháʼu'lláh first announced his claim of prophethood to his family and followers, which he said came to him years earlier while in a dungeon of Tehran. From the time of the initial exile from Iran, tensions grew between him and Subh-i-Azal, the appointed leader of the Bábís, who did not recognize Baháʼu'lláh's claim. Throughout the rest of his life Baháʼu'lláh gained the allegiance of almost all of the Bábís, who came to be known as Baháʼís, while a remnant of Bábís became known as Azalis.
He spent less than four months in Constantinople. After receiving chastising letters from Baháʼu'lláh, Ottoman authorities turned against him and put him under house arrest in Adrianople (now Edirne), where he remained for four years, until a royal decree of 1868 banished all Bábís to either Cyprus or ʻAkká.
It was in or near the Ottoman penal colony of ʻAkká, in present-day Israel, that Baháʼu'lláh spent the remainder of his life. After initially strict and harsh confinement, he was allowed to live in a home near ʻAkká, while still officially a prisoner of that city. He died there in 1892. Baháʼís regard his resting place at Bahjí as the Qiblih to which they turn in prayer each day.
He produced over 18,000 works in his lifetime, in both Arabic and Persian, of which only 8% have been translated into English. During the period in Adrianople, he began declaring his mission as a Messenger of God in letters to the world's religious and secular rulers, including Pope Pius IX, Napoleon III, and Queen Victoria.
ʻAbdu'l-Bahá
ʻAbbás Effendi was Baháʼu'lláh's eldest son, known by the title of ʻAbdu'l-Bahá ("Servant of Bahá"). His father left a will that appointed ʻAbdu'l-Bahá as the leader of the Baháʼí community. ʻAbdu'l-Bahá had shared his father's long exile and imprisonment, which continued until ʻAbdu'l-Bahá's own release as a result of the Young Turk Revolution in 1908. Following his release he led a life of travelling, speaking, teaching, and maintaining correspondence with communities of believers and individuals, expounding the principles of the Baháʼí Faith.
As of 2020, there are over 38,000 extant documents containing the words of ʻAbdu'l-Bahá, which are of widely varying lengths. Only a fraction of these documents have been translated into English. Among the more well known are The Secret of Divine Civilization, Some Answered Questions, the Tablet to Auguste-Henri Forel, the Tablets of the Divine Plan, and the Tablet to The Hague. Additionally notes taken of a number of his talks were published in various volumes like Paris Talks during his journeys to the West.
Shoghi Effendi
Baháʼu'lláh's Kitáb-i-Aqdas and The Will and Testament of ʻAbdu'l-Bahá are foundational documents of the Baháʼí administrative order. Baháʼu'lláh established the elected Universal House of Justice, and ʻAbdu'l-Bahá established the appointed hereditary Guardianship and clarified the relationship between the two institutions. In his Will, ʻAbdu'l-Bahá appointed Shoghi Effendi, his eldest grandson, as the first Guardian of the Baháʼí Faith. Shoghi Effendi served for 36 years as the head of the religion until his death.
Throughout his lifetime, Shoghi Effendi translated Baháʼí texts; developed global plans for the expansion of the Baháʼí community; developed the Baháʼí World Centre; carried on a voluminous correspondence with communities and individuals around the world; and built the administrative structure of the religion, preparing the community for the election of the Universal House of Justice. He unexpectedly died after a brief illness on 4 November 1957, in London, England, under conditions that did not allow for a successor to be appointed.
In 1937, Shoghi Effendi launched a seven-year plan for the Baháʼís of North America, followed by another in 1946. In 1953, he launched the first international plan, the Ten Year World Crusade. This plan included extremely ambitious goals for the expansion of Baháʼí communities and institutions, the translation of Baháʼí texts into several new languages, and the sending of Baháʼí pioneers into previously unreached nations. He announced in letters during the Ten Year Crusade that it would be followed by other plans under the direction of the Universal House of Justice, which was elected in 1963 at the culmination of the Crusade.
Universal House of Justice
Since 1963, the Universal House of Justice has been the elected head of the Baháʼí Faith. The general functions of this body are defined through the writings of Baháʼu'lláh and clarified in the writings of Abdu'l-Bahá and Shoghi Effendi. These functions include teaching and education, implementing Baháʼí laws, addressing social issues, and caring for the weak and the poor.
Starting with the Nine Year Plan that began in 1964, the Universal House of Justice has directed the work of the Baháʼí community through a series of multi-year international plans. Starting with the Nine-Year Plan that began in 1964, the Baháʼí leadership sought to continue the expansion of the religion but also to "consolidate" new members, meaning increase their knowledge of the Baháʼí teachings. In this vein, in the 1970s, the Ruhi Institute was founded by Baháʼís in Colombia to offer short courses on Baháʼí beliefs, ranging in length from a weekend to nine days. The associated Ruhi Foundation, whose purpose was to systematically "consolidate" new Baháʼís, was registered in 1992, and since the late 1990s the courses of the Ruhi Institute have been the dominant way of teaching the Baháʼí Faith around the world. By 2013 there were over 300 Baháʼí training institutes around the world and 100,000 people participating in courses. The courses of the Ruhi Institute train communities to self-organize classes for the spiritual education of children and youth, among other activities. Additional lines of action the Universal House of Justice has encouraged for the contemporary Baháʼí community include social action and participation in the prevalent discourses of society.
Annually, on 21 April, the Universal House of Justice sends a 'Ridván' message to the worldwide Baháʼí community, that updates Baháʼís on current developments and provides further guidance for the year to come.
At local, regional, and national levels, Baháʼís elect members to nine-person Spiritual Assemblies, which run the affairs of the religion. There are also appointed individuals working at various levels, including locally and internationally, which perform the function of propagating the teachings and protecting the community. The latter do not serve as clergy, which the Baháʼí Faith does not have. The Universal House of Justice remains the supreme governing body of the Baháʼí Faith, and its 9 members are elected every five years by the members of all National Spiritual Assemblies. Any male Baháʼí, 21 years or older, is eligible to be elected to the Universal House of Justice; all other positions are open to male and female Baháʼís.
Malietoa Tanumafili II of Samoa, who became Baháʼí in 1968 and died in 2007, was the first serving head of state to embrace the Baháʼí Faith.
Demographics
As of around 2020, there were about 8 million Bahá'ís in the world. In 2013, two scholars of demography wrote that, "The Baha'i Faith is the only religion to have grown faster in every United Nations region over the past 100 years than the general population; Bahaʼi [sic] was thus the fastest-growing religion between 1910 and 2010, growing at least twice as fast as the population of almost every UN region." (See Growth of religion.)
The largest proportions of the total worldwide Bahá'í population were found in sub-Saharan Africa (29.9%) and South Asia (26.8%), followed by Southeast Asia (12.7%) and Latin America (12.2%). Lesser populations are found in North America (7.6%) and the Middle East/North Africa (6.2%), while the smallest populations in Europe (2.0%), Australasia (1.6%), and Northeast Asia (0.9%). In 2015, the internationally recognized religion was the second-largest international religion in Iran, Panama, Belize, Bolivia, Zambia, and Papua New Guinea; and the third-largest in Chad, and Kenya.
From the Bahá'í Faith's origins in the 19th century until the 1950s, the vast majority of Baháʼís were found in Iran; converts from outside Iran were mostly found in India and the Western world. From having roughly 200,000 Baháʼís in 1950, the religion grew to have over 4 million by the late 1980s, with a wide international distribution. As of 2008, there were about 110,000 followers in Iran. Most of the growth in the late 20th century was seeded out of North America by means of the planned migration of individuals. Yet, rather than being a cultural spread from either Iran or North America, in 2001, sociologist David B. Barrett wrote that the Baháʼí Faith is, "A world religion with no racial or national focus". However, the growth has not been even. From the late 1920s to the late 1980s, the religion was banned and adherents of it were harassed in the Soviet-led Eastern Bloc, and then again from the 1970s into the 1990s across some countries in sub-Saharan Africa. The most intense opposition has been in Iran and neighboring Shia-majority countries, considered an attempted genocide by some scholars, watchdog agencies and human rights organizations. Meanwhile, in other times and places, the religion has experienced surges in growth. Before it was banned in certain countries, the religion "hugely increased" in sub-Saharan Africa. In 1989 the Universal House of Justice named Bolivia, Bangladesh, Haiti, India, Liberia, Peru, the Philippines, and Taiwan as countries where the growth of the religion had been notable in the previous decades. Bahá'í sources claimed "more than five million" Bahá'ís in 1991-2. However, since around 2001 the Universal House of Justice has prioritized statistics of the community by their levels of activity rather than simply their population of avowed adherents or numbers of local assemblies.
Because Bahá'ís do not represent the majority of the population in any country, and most often represent only a tiny fraction of countries' total populations, there are problems of under-reporting. In addition, there are examples where the adherents have their highest density among minorities in societies who face their own challenges.
Social practices
Exhortations
The following are a few examples from Baháʼu'lláh's teachings on personal conduct that are required or encouraged of his followers:
Baháʼís over the age of 15 should individually recite an obligatory prayer each day, using fixed words and form.
In addition to the daily obligatory prayer, Baháʼís should offer daily devotional prayer and should meditate and study sacred scripture.
Adult Baháʼís should observe a Nineteen-Day Fast each year during daylight hours in March, with certain exemptions.
There are specific requirements for Baháʼí burial that include a specified prayer to be read at the interment. Embalming or cremating the body is strongly discouraged.
Baháʼís should make a 19% voluntary payment on any wealth in excess of what is necessary to live comfortably, after the remittance of any outstanding debt. The payments go to the Universal House of Justice.
Prohibitions
The following are a few acts of personal conduct that are prohibited or discouraged by Baháʼu'lláh's teachings:
Backbiting and gossipping are prohibited and denounced.
Drinking and selling alcohol are forbidden.
Sexual intercourse is only permitted between a husband and a wife, and as a result, premarital, extramarital, and homosexual intercourse are all forbidden. (See also Homosexuality and the Baháʼí Faith)
Participation in partisan politics is forbidden.
Begging is forbidden as a profession.
The observance of personal laws, such as prayer or fasting, is the sole responsibility of the individual. There are, however, occasions when a Baháʼí might be administratively expelled from the community for a public disregard of the laws, or gross immorality. Such expulsions are administered by the National Spiritual Assembly and do not involve shunning.
While some of the laws in the Kitáb-i-Aqdas are applicable at the present time, other laws are dependent upon the existence of a predominantly Baháʼí society, such as the punishments for arson and murder. The laws, when not in direct conflict with the civil laws of the country of residence, are binding on every Baháʼí.
Marriage
The purpose of marriage in the Baháʼí Faith is mainly to foster spiritual harmony, fellowship and unity between a man and a woman and to provide a stable and loving environment for the rearing of children. The Baháʼí teachings on marriage call it a fortress for well-being and salvation and place marriage and the family as the foundation of the structure of human society. Baháʼu'lláh highly praised marriage, discouraged divorce, and required chastity outside of marriage; Baháʼu'lláh taught that a husband and wife should strive to improve the spiritual life of each other. Interracial marriage is also highly praised throughout Baháʼí scripture.
Baháʼís intending to marry are asked to obtain a thorough understanding of the other's character before deciding to marry. Although parents should not choose partners for their children, once two individuals decide to marry, they must receive the consent of all living biological parents, whether they are Baháʼí or not. The Baháʼí marriage ceremony is simple; the only compulsory part of the wedding is the reading of the wedding vows prescribed by Baháʼu'lláh which both the groom and the bride read, in the presence of two witnesses. The vows are "We will all, verily, abide by the Will of God."
Transgender people can gain recognition of their gender in the Baháʼí Faith if they have medically transitioned and undergone sex reassignment surgery (SRS). After SRS, they are considered transitioned and may have a Baháʼí marriage.
Work
Baháʼu'lláh prohibited a mendicant and ascetic lifestyle. Monasticism is forbidden, and Baháʼís are taught to practice spirituality while engaging in useful work. The importance of self-exertion and service to humanity in one's spiritual life is emphasised further in Baháʼu'lláh's writings, where he states that work done in the spirit of service to humanity enjoys a rank equal to that of prayer and worship in the sight of God.
Places of worship
Bahá'í devotional meetings in most communities currently take place in people's homes or Bahá'í centres, but in some communities Bahá'í Houses of Worship (also known as Bahá'í temples) have been built. Bahá'í Houses of Worship are places where both Baháʼís and non-Baháʼís can express devotion to God. They are also known by the name Mashriqu'l-Adhkár (Arabic for "Dawning-place of the remembrance of God"). Only the holy scriptures of the Bahá'í Faith and other religions can be read or chanted inside, and while readings and prayers that have been set to music may be sung by choirs, no musical instruments may be played inside. Furthermore, no sermons may be delivered, and no ritualistic ceremonies practiced. All Bahá'í Houses of Worship have a nine-sided shape (nonagon) as well as nine pathways leading outward and nine gardens surrounding them. There are currently eight "continental" Bahá'í Houses of Worship and some local Bahá'í Houses of Worship completed or under construction. The Bahá'í writings also envision Bahá'í Houses of Worship being surrounded by institutions for humanitarian, scientific, and educational pursuits, though none has yet been built up to such an extent.
Calendar
The Baháʼí calendar is based upon the calendar established by the Báb. The year consists of 19 months, each having 19 days, with four or five intercalary days, to make a full solar year. The Baháʼí New Year corresponds to the traditional Iranian New Year, called Naw Rúz, and occurs on the vernal equinox, near 21 March, at the end of the month of fasting. Once every Baháʼí month there is a gathering of the Baháʼí community called a Nineteen Day Feast with three parts: first, a devotional part for prayer and reading from Baháʼí scripture; second, an administrative part for consultation and community matters; and third, a social part for the community to interact freely.
Each of the 19 months is given a name which is an attribute of God; some examples include Baháʼ (Splendour), ʻIlm (Knowledge), and Jamál (Beauty). The Baháʼí week is familiar in that it consists of seven days, with each day of the week also named after an attribute of God. Baháʼís observe 11 Holy Days throughout the year, with work suspended on 9 of these. These days commemorate important anniversaries in the history of the religion.
Symbols
The symbols of the religion are derived from the Arabic word Baháʼ ( "splendor" or "glory"), with a numerical value of nine. This numerical connection to the name of Baháʼu'lláh, as well as nine being the highest single-digit, symbolizing completeness, are why the most common symbol of the religion is a nine-pointed star, and Baháʼí temples are nine-sided. The nine-pointed star is commonly set on Baháʼí gravestones.
The ringstone symbol and calligraphy of the Greatest Name are also often encountered. The ringstone symbol consists of two five-pointed stars interspersed with a stylized Baháʼ whose shape is meant to recall God, the Manifestation of God, and the world of man; the Greatest Name is a calligraphic rendering of the phrase Yá Baháʼu'l-Abhá ( "O Glory of the Most Glorious!") and is commonly found in Baháʼí temples and homes.
Socio-economic development
Since its inception the Baháʼí Faith has had involvement in socio-economic development beginning by giving greater freedom to women, promulgating the promotion of female education as a priority concern, and that involvement was given practical expression by creating schools, agricultural co-ops, and clinics.
The religion entered a new phase of activity when a message from the Universal House of Justice dated 20 October 1983 was released. Baháʼís were urged to seek out ways, compatible with the Baháʼí teachings, in which they could become involved in the social and economic development of the communities in which they lived. Worldwide in 1979 there were 129 officially recognized Baháʼí socio-economic development projects. By 1987, the number of officially recognized development projects had increased to 1482.
Current initiatives of social action include activities in areas like health, sanitation, education, gender equality, arts and media, agriculture, and the environment. Educational projects include schools, which range from village tutorial schools to large secondary schools, and some universities. By 2017, the Baháʼí Office of Social and Economic Development estimated that there were 40,000 small-scale projects, 1,400 sustained projects, and 135 Baháʼí-inspired organizations.
United Nations
Baháʼu'lláh wrote of the need for world government in this age of humanity's collective life. Because of this emphasis the international Baháʼí community has chosen to support efforts of improving international relations through organizations such as the League of Nations and the United Nations, with some reservations about the present structure and constitution of the UN. The Baháʼí International Community is an agency under the direction of the Universal House of Justice in Haifa, and has consultative status with the following organizations:
United Nations Children's Fund (UNICEF)
United Nations Development Fund for Women (UNIFEM)
United Nations Economic and Social Council (ECOSOC)
United Nations Environment Programme (UNEP)
World Health Organization (WHO)
The Baháʼí International Community has offices at the United Nations in New York and Geneva and representations to United Nations regional commissions and other offices in Addis Ababa, Bangkok, Nairobi, Rome, Santiago, and Vienna. In recent years, an Office of the Environment and an Office for the Advancement of Women were established as part of its United Nations Office. The Baháʼí Faith has also undertaken joint development programs with various other United Nations agencies. In the 2000 Millennium Forum of the United Nations a Baháʼí was invited as one of the only non-governmental speakers during the summit.
Persecution
Baháʼís continue to be persecuted in some majority-Islamic countries, whose leaders do not recognize the Baháʼí Faith as an independent religion, but rather as apostasy from Islam. The most severe persecutions have occurred in Iran, where more than 200 Baháʼís were executed between 1978 and 1998. The rights of Baháʼís have been restricted to greater or lesser extents in numerous other countries, including Egypt, Afghanistan, Indonesia, Iraq, Morocco, Yemen, and several countries in sub-Saharan Africa.
Iran
The most enduring persecution of Baháʼís has been in Iran, the birthplace of the religion. When the Báb started attracting a large following, the clergy hoped to stop the movement from spreading by stating that its followers were enemies of God. These clerical directives led to mob attacks and public executions. Starting in the twentieth century, in addition to repression aimed at individual Baháʼís, centrally directed campaigns that targeted the entire Baháʼí community and its institutions were initiated. In one case in Yazd in 1903 more than 100 Baháʼís were killed. Baháʼí schools, such as the Tarbiyat boys' and girls' schools in Tehran, were closed in the 1930s and 1940s, Baháʼí marriages were not recognized and Baháʼí texts were censored.
During the reign of Mohammad Reza Pahlavi, to divert attention from economic difficulties in Iran and from a growing nationalist movement, a campaign of persecution against the Baháʼís was instituted. An approved and coordinated anti-Baháʼí campaign (to incite public passion against the Baháʼís) started in 1955 and it included the spreading of anti-Baháʼí propaganda on national radio stations and in official newspapers. During that campaign, initiated by Mulla Muhammad Taghi Falsafi, the Bahá'í center in Tehran was demolished at the orders of Tehran military governor, General Teymur Bakhtiar. In the late 1970s the Shah's regime consistently lost legitimacy due to criticism that it was pro-Western. As the anti-Shah movement gained ground and support, revolutionary propaganda was spread which alleged that some of the Shah's advisors were Baháʼís. Baháʼís were portrayed as economic threats, and as supporters of Israel and the West, and societal hostility against the Baháʼís increased.
Since the Islamic Revolution of 1979, Iranian Baháʼís have regularly had their homes ransacked or have been banned from attending university or from holding government jobs, and several hundred have received prison sentences for their religious beliefs, most recently for participating in study circles. Baháʼí cemeteries have been desecrated and property has been seized and occasionally demolished, including the House of Mírzá Buzurg, Baháʼu'lláh's father. The House of the Báb in Shiraz, one of three sites to which Baháʼís perform pilgrimage, has been destroyed twice. In May 2018, the Iranian authorities expelled a young woman student from university of Isfahan because she was Baháʼí. In March 2018, two more Baháʼí students were expelled from universities in the cities of Zanjan and Gilan because of their religion.
According to a US panel, attacks on Baháʼís in Iran increased under Mahmoud Ahmadinejad's presidency. The United Nations Commission on Human Rights revealed an October 2005 confidential letter from Command Headquarters of the Armed Forces of Iran ordering its members to identify Baháʼís and to monitor their activities. Due to these actions, the Special Rapporteur of the United Nations Commission on Human Rights stated on 20 March 2006, that she "also expresses concern that the information gained as a result of such monitoring will be used as a basis for the increased persecution of, and discrimination against, members of the Baháʼí faith, in violation of international standards. The Special Rapporteur is concerned that this latest development indicates that the situation with regard to religious minorities in Iran is, in fact, deteriorating."
On 14 May 2008, members of an informal body known as the "Friends" that oversaw the needs of the Baháʼí community in Iran were arrested and taken to Evin prison. The Friends court case has been postponed several times, but was finally underway on 12 January 2010. Other observers were not allowed in the court. Even the defense lawyers, who for two years have had minimal access to the defendants, had difficulty entering the courtroom. The chairman of the U.S. Commission on International Religious Freedom said that it seems that the government has already predetermined the outcome of the case and is violating international human rights law. Further sessions were held on 7 February 2010, 12 April 2010 and 12 June 2010. On 11 August 2010 it became known that the court sentence was 20 years imprisonment for each of the seven prisoners which was later reduced to ten years. After the sentence, they were transferred to Gohardasht prison. In March 2011 the sentences were reinstated to the original 20 years. On 3 January 2010, Iranian authorities detained ten more members of the Baha'i minority, reportedly including Leva Khanjani, granddaughter of Jamaloddin Khanjani, one of seven Baha'i leaders jailed since 2008 and in February, they arrested his son, Niki Khanjani.
The Iranian government claims that the Baháʼí Faith is not a religion, but is instead a political organization, and hence refuses to recognize it as a minority religion. However, the government has never produced convincing evidence supporting its characterization of the Baháʼí community. The Iranian government also accuses the Baháʼí Faith of being associated with Zionism. These accusations against the Baháʼís appear to lack basis in historical fact, with some arguing they were invented by the Iranian government in order to use the Baháʼís as "scapegoats".
In 2019, the Iranian government made it impossible for the Baháʼís to legally register with the Iranian state. National identity card applications in Iran no longer include the “other religions” option effectively making the Baháʼí Faith unrecognized by the state.
Egypt
During the 1920s, Egypt's religious Tribunal recognized the Baha'i Faith as a new, independent religion, totally separate from Islam, due to the nature of the 'laws, principles and beliefs' of the Baha'is.
Baháʼí institutions and community activities have been illegal under Egyptian law since 1960. All Baháʼí community properties, including Baháʼí centers, libraries, and cemeteries, have been confiscated by the government and fatwas have been issued charging Baháʼís with apostasy.
The Egyptian identification card controversy began in the 1990s when the government modernized the electronic processing of identity documents, which introduced a de facto requirement that documents must list the person's religion as Muslim, Christian, or Jewish (the only three religions officially recognized by the government). Consequently, Baháʼís were unable to obtain government identification documents (such as national identification cards, birth certificates, death certificates, marriage or divorce certificates, or passports) necessary to exercise their rights in their country unless they lied about their religion, which conflicts with Baháʼí religious principle. Without documents, they could not be employed, educated, treated in hospitals, travel outside of the country, or vote, among other hardships. Following a protracted legal process culminating in a court ruling favorable to the Baháʼís, the interior minister of Egypt released a decree on 14 April 2009, amending the law to allow Egyptians who are not Muslim, Christian, or Jewish to obtain identification documents that list a dash in place of one of the three recognized religions. The first identification cards were issued to two Baháʼís under the new decree on 8 August 2009.
See also
Baháʼí administration
Baháʼí–Azali split
Baháʼí cosmology
Baháʼí Faith and gender equality
Baháʼí Faith in fiction
Baháʼí studies
Baháʼí timeline
Progressive revelation (Baháʼí)
Baháʼí views on science
Baháʼí World Centre buildings
Criticism of the Baháʼí Faith
Huqúqu'lláh
List of Baháʼís
List of writings of Baháʼu'lláh
Outline of the Baháʼí Faith
Terraces (Baháʼí)
World Religion Day
Notes
Citations
References
Books
Encyclopedias
Iranica
</ref>
Journals
News media
Other
Further reading
External links
bahai.org – The website of the worldwide Bahá’í community
Bahá’í Media Bank – Photographs for download
Bahá’í Reference Library – Online source of Authoritative Bahá’í writings in English, Farsi, and Arabic
Bahá’í Library Online
Baha'i – Video at PBS Learning Media
Abrahamic religions
Iranian religions
Monotheistic religions |
4257 | https://en.wikipedia.org/wiki/Burgundians | Burgundians | The Burgundians (; ; ; ) were an early Germanic tribe or group of tribes. They appeared in the middle Rhine region, near the Roman Empire, and were later moved into the empire, in eastern Gaul. They were possibly mentioned much earlier in the time of the Roman Empire as living in part of the region of Germania that is now part of Poland.
The Burgundians are first mentioned together with the Alamanni as early as the 11th panegyric to emperor Maximian given in Trier in 291 AD, referring to events that must have happened between 248 and 291, and they apparently remained neighbours for centuries. By 411 a Burgundian group had established themselves on the Rhine, between Franks and Alamanni, holding the cities of Worms, Speyer, and Strasbourg. In 436 AD, Aëtius defeated the Burgundians on the Rhine with the help of Hunnish forces, and then in 443, he re-settled the Burgundians within the empire, in eastern Gaul.
This Gaulish domain became the Kingdom of the Burgundians. This later became a component of the Frankish Empire. The name of this kingdom survives in the regional appellation, Burgundy, which is a region in modern France, representing only a part of that kingdom.
Another part of the Burgundians formed a contingent in Attila's Hunnic army by 451 AD.
Before clear documentary evidence begins, the Burgundians may have originally emigrated from the Baltic island of Bornholm to the Vistula basin, in the middle of what is now Poland.
Name
The ethnonym Burgundians is commonly used in English to refer to the Burgundi (Burgundionei, Burgundiones or Burgunds) who settled in eastern Gaul and the western Alps during the 5th century AD. The original Kingdom of the Burgundians barely intersected the modern Bourgogne and more closely matched the boundaries of Franche-Comté in northeastern France, the Rhône-Alpes in southeastern France, Romandy in west Switzerland, and Aosta Valley, in north west Italy.
In modern usage, however, "Burgundians" can sometimes refer to later inhabitants of the geographical Bourgogne or Borgogne (Burgundy), named after the old kingdom, but not corresponding to the original boundaries of it. Between the 6th and 20th centuries, the boundaries and political connections of "Burgundy" have changed frequently. In modern times the only area still referred to as Burgundy is in France, which derives its name from the Duchy of Burgundy. But in the context of the Middle Ages the term Burgundian (or similar spellings) can refer even to the powerful political entity the Dukes controlled which included not only Burgundy itself but had actually expanded to have a strong association with areas now in modern Belgium and Southern Netherlands. The parts of the old Kingdom not within the French controlled Duchy tended to come under different names, except for the County of Burgundy.
History
Uncertain early history
The origins of the Burgundians before they reached the area near the Roman-controlled Rhine is a subject of various old proposals, but these are doubted by some modern scholars such as Ian Wood and Walter Goffart. As remarked by Susan Reynolds:
They have long been associated with Scandinavian origin based on place-name evidence and archaeological evidence (Stjerna) and many consider their tradition to be correct (e.g. Musset, p. 62). According to such proposals, the Burgundians are believed to have then emigrated to the Baltic island of Bornholm ("the island of the Burgundians" in Old Norse). By about 250 AD, the population of Bornholm had largely disappeared from the island. Most cemeteries ceased to be used, and those that were still used had few burials (Stjerna, in German 1925:176). In Þorsteins saga Víkingssonar (The Saga of Thorstein, Viking's Son), a man (or group) named Veseti settled on a holm (island) called borgundarhólmr in Old Norse, i.e. Bornholm. Alfred the Great's translation of Orosius uses the name Burgenda land to refer to a territory next to the land of Sweons ("Swedes"). The 19th century poet and mythologist Viktor Rydberg asserted from an early medieval source, Vita Sigismundi, that they themselves retained oral traditions about their Scandinavian origin.
Early Roman sources, such as Tacitus and Pliny the Elder, knew little concerning the Germanic peoples east of the Elbe river, or on the Baltic Sea. Pliny (IV.28) however mentions a group with a similar name among the Vandalic or Eastern Germanic Germani peoples, including the Goths. Claudius Ptolemy lists these as living between the Suevus (probably the Oder) and Vistula rivers, north of the Lugii, and south of the coast dwelling tribes. Around the mid-2nd century AD, there was a significant migration by Germanic tribes of Scandinavian origin (Rugii, Goths, Gepidae, Vandals, Burgundians, and others) towards the south-east, creating turmoil along the entire Roman frontier. These migrations culminated in the Marcomannic Wars, which resulted in widespread destruction and the first invasion of Italy in the Roman Empire period. Jordanes reports that during the 3rd century AD, the Burgundians living in the Vistula basin were almost annihilated by Fastida, king of the Gepids, whose kingdom was at the mouth of the Vistula.
In the late 3rd century AD, the Burgundians appeared on the east bank of the Rhine, apparently confronting Roman Gaul. Zosimus (1.68) reports them being defeated by the emperor Probus in 278 near a river, together with the Silingi and Vandals. A few years later, Claudius Mamertinus mentions them along with the Alamanni, a Suebic people. These two peoples had moved into the Agri Decumates on the eastern side of the Rhine, an area still referred to today as Swabia, at times attacking Roman Gaul together and sometimes fighting each other. He also mentions that the Goths had previously defeated the Burgundians.
Ammianus Marcellinus, on the other hand, claimed that the Burgundians descended from the Romans. The Roman sources do not speak of any specific migration from Poland by the Burgundians (although other Vandalic peoples are more clearly mentioned as having moved west in this period), and so there have historically been some doubts about the link between the eastern and western Burgundians.
In 369/370 AD, the Emperor Valentinian I enlisted the aid of the Burgundians in his war against the Alamanni.
Approximately four decades later, the Burgundians appear again. Following Stilicho's withdrawal of troops to fight Alaric I the Visigoth in 406–408 AD, a large group of peoples from central Europe north of the Danube came west and crossed the Rhine, entering the Empire near the lands of the Burgundians who had moved much earlier. The dominant groups were Alans, Vandals (Hasdingi and Silingi), and Danubian Suevi. The majority of these Danubian peoples moved through Gaul and eventually established themselves in kingdoms in Roman Hispania. One group of Alans was settled in northern Gaul by the Romans.
Some Burgundians also migrated westwards and settled as foederati in the Roman province of Germania Prima along the Middle Rhine. Other Burgundians, however, remained outside the empire and apparently formed a contingent in Attila's Hunnic army by 451 AD.
Kingdom
Rhineland
In 411, the Burgundian king Gundahar (or Gundicar) set up a puppet emperor, Jovinus, in cooperation with Goar, king of the Alans. With the authority of the Gallic emperor that he controlled, Gundahar settled on the left (Roman) bank of the Rhine, between the river Lauter and the Nahe, seizing Worms, Speyer, and Strassburg. Apparently as part of a truce, the Emperor Honorius later officially "granted" them the land, with its capital at the old Celtic Roman settlement of Borbetomagus (present Worms).
Despite their new status as foederati, Burgundian raids into Roman Upper Gallia Belgica became intolerable and were ruthlessly brought to an end in 436, when the Roman general Aëtius called in Hun mercenaries, who overwhelmed the Rhineland kingdom in 437. Gundahar was killed in the fighting, reportedly along with the majority of the Burgundian tribe.
The destruction of Worms and the Burgundian kingdom by the Huns became the subject of heroic legends that were afterwards incorporated in the Nibelungenlied—on which Wagner based his Ring Cycle—where King Gunther (Gundahar) and Queen Brünhild hold their court at Worms, and Siegfried comes to woo Kriemhild. (In Old Norse sources the names are Gunnar, Brynhild, and Gudrún as normally rendered in English.) In fact, the Etzel of the Nibelungenlied is based on Attila the Hun.
Settlement in eastern Gaul
For reasons not cited in the sources, the Burgundians were granted foederati status a second time, and in 443 were resettled by Aëtius in Sapaudia, part of the Gallo-Roman province of Maxima Sequanorum. Burgundians probably even lived near Lugdunum, known today as Lyon. A new king, Gundioc or Gunderic, presumed to be Gundahar's son, appears to have reigned following his father's death. The historian Pline tells us that Gunderic ruled the areas of Saône, Dauphiny, Savoie and a part of Provence. He set up Vienne as the capital of the kingdom of Burgundy. In all, eight Burgundian kings of the house of Gundahar ruled until the kingdom was overrun by the Franks in 534.
As allies of Rome in its last decades, the Burgundians fought alongside Aëtius and a confederation of Visigoths and others against Attila at the Battle of Châlons (also called "The Battle of the Catalaunian Fields") in 451. The alliance between Burgundians and Visigoths seems to have been strong, as Gundioc and his brother Chilperic I accompanied Theodoric II to Spain to fight the Sueves in 455.
Aspirations to the empire
Also in 455, an ambiguous reference infidoque tibi Burdundio ductu implicates an unnamed treacherous Burgundian leader in the murder of the emperor Petronius Maximus in the chaos preceding the sack of Rome by the Vandals. The Patrician Ricimer is also blamed; this event marks the first indication of the link between the Burgundians and Ricimer, who was probably Gundioc's brother-in-law and Gundobad's uncle.
In 456, the Burgundians, apparently confident in their growing power, negotiated a territorial expansion and power sharing arrangement with the local Roman senators.
In 457, Ricimer overthrew another emperor, Avitus, raising Majorian to the throne. This new emperor proved unhelpful to Ricimer and the Burgundians. The year after his ascension, Majorian stripped the Burgundians of the lands they had acquired two years earlier. After showing further signs of independence, he was murdered by Ricimer in 461.
Ten years later, in 472, Ricimer–who was by now the son-in-law of the Western Emperor Anthemius–was plotting with Gundobad to kill his father-in-law; Gundobad beheaded the emperor (apparently personally). Ricimer then appointed Olybrius; both died, surprisingly of natural causes, within a few months. Gundobad seems then to have succeeded his uncle as Patrician and king-maker, and raised Glycerius to the throne.
In 474, Burgundian influence over the empire seems to have ended. Glycerius was deposed in favor of Julius Nepos, and Gundobad returned to Burgundy, presumably at the death of his father Gundioc. At this time or shortly afterwards, the Burgundian kingdom was divided among Gundobad and his brothers, Godigisel, Chilperic II, and Gundomar I.
Consolidation of the kingdom
According to Gregory of Tours, the years following Gundobad's return to Burgundy saw a bloody consolidation of power. Gregory states that Gundobad murdered his brother Chilperic, drowning his wife and exiling their daughters (one of whom was to become the wife of Clovis the Frank, and was reputedly responsible for his conversion). This is contested by, e.g., Bury, who points out problems in much of Gregory's chronology for the events.
In c. 500, when Gundobad and Clovis were at war, Gundobad appears to have been betrayed by his brother Godegisel, who joined the Franks; together Godegisel's and Clovis' forces "crushed the army of Gundobad". Gundobad was temporarily holed up in Avignon, but was able to re-muster his army and sacked Vienne, where Godegisel and many of his followers were put to death. From this point, Gundobad appears to have been the sole king of Burgundy. This would imply that his brother Gundomar was already dead, though there are no specific mentions of the event in the sources.
Either Gundobad and Clovis reconciled their differences, or Gundobad was forced into some sort of vassalage by Clovis' earlier victory, as the Burgundian king appears to have assisted the Franks in 507 in their victory over Alaric II the Visigoth.
During the upheaval, sometime between 483 and 501, Gundobad began to set forth the Lex Gundobada (see below), issuing roughly the first half, which drew upon the Lex Visigothorum. Following his consolidation of power, between 501 and his death in 516, Gundobad issued the second half of his law, which was more originally Burgundian.
Fall
The Burgundians were extending their power over eastern Gaul—that is western Switzerland and eastern France, as well as northern Italy. In 493, Clovis, king of the Franks, married the Burgundian princess Clotilda (daughter of Chilperic), who converted him to the Catholic faith.
At first allied with Clovis' Franks against the Visigoths in the early 6th century, the Burgundians were eventually conquered at Autun by the Franks in 532 after a first attempt in the Battle of Vézeronce. The Burgundian kingdom was made part of the Merovingian kingdoms, and the Burgundians themselves were by and large absorbed as well.
Physical appearance
The 5th century Gallo-Roman poet and landowner Sidonius, who at one point lived with the Burgundians, described them as a long-haired people of immense physical size:
Language
The Burgundians and their language were described as Germanic by the poet Sidonius Apollinaris. Herwig Wolfram has interpreted this as being because they had entered Gaul from Germania.
More specifically their language is thought to have belonged to the East Germanic language group, based upon their presumed equivalence to the Burgundians named much earlier by Pliny in the east, and some names and placenames. However this is now considered uncertain. Little is known of the language. Some proper names of Burgundians are recorded, and some words used in the area in modern times are thought to be derived from the ancient Burgundian language, but it is often difficult to distinguish these from Germanic words of other origin, and in any case the modern form of the words is rarely suitable to infer much about the form in the old language.
The language appears to have become extinct during the late 6th century, likely due to the early conversion of the Burgundians to Latin Christianity.
Religion
Somewhere in the east the Burgundians had converted to the Arian Christianity from earlier Germanic paganism. Their Arianism proved a source of suspicion and distrust between the Burgundians and the Catholic Western Roman Empire.
Divisions were evidently healed or healing circa 500, however, as Gundobad, one of the last Burgundian kings, maintained a close personal friendship with Avitus, the bishop of Vienne. Moreover, Gundobad's son and successor, Sigismund, was himself a Catholic, and there is evidence that many of the Burgundian people had converted by this time as well, including several female members of the ruling family.
Law
The Burgundians left three legal codes, among the earliest from any of the Germanic tribes.
The Liber Constitutionum sive Lex Gundobada ("The Book of Constitutions or Law of Gundobad"), also known as the Lex Burgundionum, or more simply the Lex Gundobada or the Liber, was issued in several parts between 483 and 516, principally by Gundobad, but also by his son, Sigismund. It was a record of Burgundian customary law and is typical of the many Germanic law codes from this period. In particular, the Liber borrowed from the Lex Visigothorum and influenced the later Lex Ripuaria. The Liber is one of the primary sources for contemporary Burgundian life, as well as the history of its kings.
Like many of the Germanic tribes, the Burgundians' legal traditions allowed the application of separate laws for separate ethnicities. Thus, in addition to the Lex Gundobada, Gundobad also issued (or codified) a set of laws for Roman subjects of the Burgundian kingdom, the Lex Romana Burgundionum (The Roman Law of the Burgundians).
In addition to the above codes, Gundobad's son Sigismund later published the Prima Constitutio.
See also
Dauphiné
Duchy of Burgundy
Franche-Comté
List of ancient Germanic peoples and tribes
List of kings of Burgundy
Nibelung (later legends of the Burgundian kings)
Notes
References
Sources
Bury, J. B. The Invasion of Europe by the Barbarians. London: Macmillan and Co., 1928.
Dalton, O. M. The History of the Franks, by Gregory of Tours. Oxford: The Clarendon Press, 1927.
Drew, Katherine Fischer. The Burgundian Code. Philadelphia: University of Pennsylvania Press, 1972.
Gordon, C.D. The Age of Attila. Ann Arbor: University of Michigan Press, 1961.
Guichard, Rene, Essai sur l'histoire du peuple burgonde, de Bornholm (Burgundarholm) vers la Bourgogne et les Bourguignons, 1965, published by A. et J. Picard et Cie.
Hartmann, Frederik / Riegger, Ciara. 2021. The Burgundian language and its phylogeny – A cladistical investigation. Nowele 75, p. 42-80.
Murray, Alexander Callander. From Roman to Merovingian Gaul. Broadview Press, 2000.
Musset, Lucien. The Germanic Invasions: The Making of Europe AD 400–600. University Park, Pennsylvania: The Pennsylvania State University Press, 1975. .
Nerman, Birger. Det svenska rikets uppkomst. Generalstabens litagrafiska anstalt: Stockholm. 1925.
Rivers, Theodore John. Laws of the Salian and Ripuarian Franks. New York: AMS Press, 1986.
Rolfe, J.C., trans, Ammianus Marcellinus. Cambridge, Massachusetts: Harvard University Press, 1950.
Shanzer, Danuta. 'Dating the Baptism of Clovis.' In Early Medieval Europe, volume 7, pages 29–57. Oxford: Blackwell Publishers Ltd, 1998.
Shanzer, D. and I. Wood. Avitus of Vienne: Letters and Selected Prose. Translated with an Introduction and Notes. Liverpool: Liverpool University Press, 2002.
Werner, J. (1953). "Beiträge sur Archäologie des Attila-Reiches", Die Bayerische Akademie der Wissenschaft. Abhandlungen. Philosophische-philologische und historische Klasse. Münche
Wood, Ian N. "Ethnicity and the Ethnogenesis of the Burgundians". In Herwig Wolfram and Walter Pohl, editors, Typen der Ethnogenese unter besonderer Berücksichtigung der Bayern, volume 1, pages 53–69. Vienna: Denkschriften der Österreichische Akademie der Wissenschaften, 1990.
Wood, Ian N. The Merovingian Kingdoms. Harlow, England: The Longman Group, 1994.
External links
German tribes
Early Germanic peoples
Vandals |
4266 | https://en.wikipedia.org/wiki/Binary%20search%20algorithm | Binary search algorithm | In computer science, binary search, also known as half-interval search, logarithmic search, or binary chop, is a search algorithm that finds the position of a target value within a sorted array. Binary search compares the target value to the middle element of the array. If they are not equal, the half in which the target cannot lie is eliminated and the search continues on the remaining half, again taking the middle element to compare to the target value, and repeating this until the target value is found. If the search ends with the remaining half being empty, the target is not in the array.
Binary search runs in logarithmic time in the worst case, making comparisons, where is the number of elements in the array. Binary search is faster than linear search except for small arrays. However, the array must be sorted first to be able to apply binary search. There are specialized data structures designed for fast searching, such as hash tables, that can be searched more efficiently than binary search. However, binary search can be used to solve a wider range of problems, such as finding the next-smallest or next-largest element in the array relative to the target even if it is absent from the array.
There are numerous variations of binary search. In particular, fractional cascading speeds up binary searches for the same value in multiple arrays. Fractional cascading efficiently solves a number of search problems in computational geometry and in numerous other fields. Exponential search extends binary search to unbounded lists. The binary search tree and B-tree data structures are based on binary search.
Algorithm
Binary search works on sorted arrays. Binary search begins by comparing an element in the middle of the array with the target value. If the target value matches the element, its position in the array is returned. If the target value is less than the element, the search continues in the lower half of the array. If the target value is greater than the element, the search continues in the upper half of the array. By doing this, the algorithm eliminates the half in which the target value cannot lie in each iteration.
Procedure
Given an array of elements with values or records sorted such that , and target value , the following subroutine uses binary search to find the index of in .
Set to and to .
If , the search terminates as unsuccessful.
Set (the position of the middle element) to the floor of , which is the greatest integer less than or equal to .
If , set to and go to step 2.
If , set to and go to step 2.
Now , the search is done; return .
This iterative procedure keeps track of the search boundaries with the two variables and . The procedure may be expressed in pseudocode as follows, where the variable names and types remain the same as above, floor is the floor function, and unsuccessful refers to a specific value that conveys the failure of the search.
function binary_search(A, n, T) is
L := 0
R := n − 1
while L ≤ R do
m := floor((L + R) / 2)
if A[m] < T then
L := m + 1
else if A[m] > T then
R := m − 1
else:
return m
return unsuccessful
Alternatively, the algorithm may take the ceiling of . This may change the result if the target value appears more than once in the array.
Alternative procedure
In the above procedure, the algorithm checks whether the middle element () is equal to the target () in every iteration. Some implementations leave out this check during each iteration. The algorithm would perform this check only when one element is left (when ). This results in a faster comparison loop, as one comparison is eliminated per iteration, while it requires only one more iteration on average.
Hermann Bottenbruch published the first implementation to leave out this check in 1962.
Set to and to .
While ,
Set (the position of the middle element) to the ceiling of , which is the least integer greater than or equal to .
If , set to .
Else, ; set to .
Now , the search is done. If , return . Otherwise, the search terminates as unsuccessful.
Where ceil is the ceiling function, the pseudocode for this version is:
function binary_search_alternative(A, n, T) is
L := 0
R := n − 1
while L != R do
m := ceil((L + R) / 2)
if A[m] > T then
R := m − 1
else:
L := m
if A[L] = T then
return L
return unsuccessful
Duplicate elements
The procedure may return any index whose element is equal to the target value, even if there are duplicate elements in the array. For example, if the array to be searched was and the target was , then it would be correct for the algorithm to either return the 4th (index 3) or 5th (index 4) element. The regular procedure would return the 4th element (index 3) in this case. It does not always return the first duplicate (consider which still returns the 4th element). However, it is sometimes necessary to find the leftmost element or the rightmost element for a target value that is duplicated in the array. In the above example, the 4th element is the leftmost element of the value 4, while the 5th element is the rightmost element of the value 4. The alternative procedure above will always return the index of the rightmost element if such an element exists.
Procedure for finding the leftmost element
To find the leftmost element, the following procedure can be used:
Set to and to .
While ,
Set (the position of the middle element) to the floor of , which is the greatest integer less than or equal to .
If , set to .
Else, ; set to .
Return .
If and , then is the leftmost element that equals . Even if is not in the array, is the rank of in the array, or the number of elements in the array that are less than .
Where floor is the floor function, the pseudocode for this version is:
function binary_search_leftmost(A, n, T):
L := 0
R := n
while L < R:
m := floor((L + R) / 2)
if A[m] < T:
L := m + 1
else:
R := m
return L
Procedure for finding the rightmost element
To find the rightmost element, the following procedure can be used:
Set to and to .
While ,
Set (the position of the middle element) to the floor of , which is the greatest integer less than or equal to .
If , set to .
Else, ; set to .
Return .
If and , then is the rightmost element that equals . Even if is not in the array, is the number of elements in the array that are greater than .
Where floor is the floor function, the pseudocode for this version is:
function binary_search_rightmost(A, n, T):
L := 0
R := n
while L < R:
m := floor((L + R) / 2)
if A[m] > T:
R := m
else:
L := m + 1
return R - 1
Approximate matches
The above procedure only performs exact matches, finding the position of a target value. However, it is trivial to extend binary search to perform approximate matches because binary search operates on sorted arrays. For example, binary search can be used to compute, for a given value, its rank (the number of smaller elements), predecessor (next-smallest element), successor (next-largest element), and nearest neighbor. Range queries seeking the number of elements between two values can be performed with two rank queries.
Rank queries can be performed with the procedure for finding the leftmost element. The number of elements less than the target value is returned by the procedure.
Predecessor queries can be performed with rank queries. If the rank of the target value is , its predecessor is .
For successor queries, the procedure for finding the rightmost element can be used. If the result of running the procedure for the target value is , then the successor of the target value is .
The nearest neighbor of the target value is either its predecessor or successor, whichever is closer.
Range queries are also straightforward. Once the ranks of the two values are known, the number of elements greater than or equal to the first value and less than the second is the difference of the two ranks. This count can be adjusted up or down by one according to whether the endpoints of the range should be considered to be part of the range and whether the array contains entries matching those endpoints.
Performance
In terms of the number of comparisons, the performance of binary search can be analyzed by viewing the run of the procedure on a binary tree. The root node of the tree is the middle element of the array. The middle element of the lower half is the left child node of the root, and the middle element of the upper half is the right child node of the root. The rest of the tree is built in a similar fashion. Starting from the root node, the left or right subtrees are traversed depending on whether the target value is less or more than the node under consideration.
In the worst case, binary search makes iterations of the comparison loop, where the notation denotes the floor function that yields the greatest integer less than or equal to the argument, and is the binary logarithm. This is because the worst case is reached when the search reaches the deepest level of the tree, and there are always levels in the tree for any binary search.
The worst case may also be reached when the target element is not in the array. If is one less than a power of two, then this is always the case. Otherwise, the search may perform iterations if the search reaches the deepest level of the tree. However, it may make iterations, which is one less than the worst case, if the search ends at the second-deepest level of the tree.
On average, assuming that each element is equally likely to be searched, binary search makes iterations when the target element is in the array. This is approximately equal to iterations. When the target element is not in the array, binary search makes iterations on average, assuming that the range between and outside elements is equally likely to be searched.
In the best case, where the target value is the middle element of the array, its position is returned after one iteration.
In terms of iterations, no search algorithm that works only by comparing elements can exhibit better average and worst-case performance than binary search. The comparison tree representing binary search has the fewest levels possible as every level above the lowest level of the tree is filled completely. Otherwise, the search algorithm can eliminate few elements in an iteration, increasing the number of iterations required in the average and worst case. This is the case for other search algorithms based on comparisons, as while they may work faster on some target values, the average performance over all elements is worse than binary search. By dividing the array in half, binary search ensures that the size of both subarrays are as similar as possible.
Space complexity
Binary search requires three pointers to elements, which may be array indices or pointers to memory locations, regardless of the size of the array. Therefore, the space complexity of binary search is in the word RAM model of computation.
Derivation of average case
The average number of iterations performed by binary search depends on the probability of each element being searched. The average case is different for successful searches and unsuccessful searches. It will be assumed that each element is equally likely to be searched for successful searches. For unsuccessful searches, it will be assumed that the intervals between and outside elements are equally likely to be searched. The average case for successful searches is the number of iterations required to search every element exactly once, divided by , the number of elements. The average case for unsuccessful searches is the number of iterations required to search an element within every interval exactly once, divided by the intervals.
Successful searches
In the binary tree representation, a successful search can be represented by a path from the root to the target node, called an internal path. The length of a path is the number of edges (connections between nodes) that the path passes through. The number of iterations performed by a search, given that the corresponding path has length , is counting the initial iteration. The internal path length is the sum of the lengths of all unique internal paths. Since there is only one path from the root to any single node, each internal path represents a search for a specific element. If there are elements, which is a positive integer, and the internal path length is , then the average number of iterations for a successful search , with the one iteration added to count the initial iteration.
Since binary search is the optimal algorithm for searching with comparisons, this problem is reduced to calculating the minimum internal path length of all binary trees with nodes, which is equal to:
For example, in a 7-element array, the root requires one iteration, the two elements below the root require two iterations, and the four elements below require three iterations. In this case, the internal path length is:
The average number of iterations would be based on the equation for the average case. The sum for can be simplified to:
Substituting the equation for into the equation for :
For integer , this is equivalent to the equation for the average case on a successful search specified above.
Unsuccessful searches
Unsuccessful searches can be represented by augmenting the tree with external nodes, which forms an extended binary tree. If an internal node, or a node present in the tree, has fewer than two child nodes, then additional child nodes, called external nodes, are added so that each internal node has two children. By doing so, an unsuccessful search can be represented as a path to an external node, whose parent is the single element that remains during the last iteration. An external path is a path from the root to an external node. The external path length is the sum of the lengths of all unique external paths. If there are elements, which is a positive integer, and the external path length is , then the average number of iterations for an unsuccessful search , with the one iteration added to count the initial iteration. The external path length is divided by instead of because there are external paths, representing the intervals between and outside the elements of the array.
This problem can similarly be reduced to determining the minimum external path length of all binary trees with nodes. For all binary trees, the external path length is equal to the internal path length plus . Substituting the equation for :
Substituting the equation for into the equation for , the average case for unsuccessful searches can be determined:
Performance of alternative procedure
Each iteration of the binary search procedure defined above makes one or two comparisons, checking if the middle element is equal to the target in each iteration. Assuming that each element is equally likely to be searched, each iteration makes 1.5 comparisons on average. A variation of the algorithm checks whether the middle element is equal to the target at the end of the search. On average, this eliminates half a comparison from each iteration. This slightly cuts the time taken per iteration on most computers. However, it guarantees that the search takes the maximum number of iterations, on average adding one iteration to the search. Because the comparison loop is performed only times in the worst case, the slight increase in efficiency per iteration does not compensate for the extra iteration for all but very large .
Running time and cache use
In analyzing the performance of binary search, another consideration is the time required to compare two elements. For integers and strings, the time required increases linearly as the encoding length (usually the number of bits) of the elements increase. For example, comparing a pair of 64-bit unsigned integers would require comparing up to double the bits as comparing a pair of 32-bit unsigned integers. The worst case is achieved when the integers are equal. This can be significant when the encoding lengths of the elements are large, such as with large integer types or long strings, which makes comparing elements expensive. Furthermore, comparing floating-point values (the most common digital representation of real numbers) is often more expensive than comparing integers or short strings.
On most computer architectures, the processor has a hardware cache separate from RAM. Since they are located within the processor itself, caches are much faster to access but usually store much less data than RAM. Therefore, most processors store memory locations that have been accessed recently, along with memory locations close to it. For example, when an array element is accessed, the element itself may be stored along with the elements that are stored close to it in RAM, making it faster to sequentially access array elements that are close in index to each other (locality of reference). On a sorted array, binary search can jump to distant memory locations if the array is large, unlike algorithms (such as linear search and linear probing in hash tables) which access elements in sequence. This adds slightly to the running time of binary search for large arrays on most systems.
Binary search versus other schemes
Sorted arrays with binary search are a very inefficient solution when insertion and deletion operations are interleaved with retrieval, taking time for each such operation. In addition, sorted arrays can complicate memory use especially when elements are often inserted into the array. There are other data structures that support much more efficient insertion and deletion. Binary search can be used to perform exact matching and set membership (determining whether a target value is in a collection of values). There are data structures that support faster exact matching and set membership. However, unlike many other searching schemes, binary search can be used for efficient approximate matching, usually performing such matches in time regardless of the type or structure of the values themselves. In addition, there are some operations, like finding the smallest and largest element, that can be performed efficiently on a sorted array.
Linear search
Linear search is a simple search algorithm that checks every record until it finds the target value. Linear search can be done on a linked list, which allows for faster insertion and deletion than an array. Binary search is faster than linear search for sorted arrays except if the array is short, although the array needs to be sorted beforehand. All sorting algorithms based on comparing elements, such as quicksort and merge sort, require at least comparisons in the worst case. Unlike linear search, binary search can be used for efficient approximate matching. There are operations such as finding the smallest and largest element that can be done efficiently on a sorted array but not on an unsorted array.
Trees
A binary search tree is a binary tree data structure that works based on the principle of binary search. The records of the tree are arranged in sorted order, and each record in the tree can be searched using an algorithm similar to binary search, taking on average logarithmic time. Insertion and deletion also require on average logarithmic time in binary search trees. This can be faster than the linear time insertion and deletion of sorted arrays, and binary trees retain the ability to perform all the operations possible on a sorted array, including range and approximate queries.
However, binary search is usually more efficient for searching as binary search trees will most likely be imperfectly balanced, resulting in slightly worse performance than binary search. This even applies to balanced binary search trees, binary search trees that balance their own nodes, because they rarely produce the tree with the fewest possible levels. Except for balanced binary search trees, the tree may be severely imbalanced with few internal nodes with two children, resulting in the average and worst-case search time approaching comparisons. Binary search trees take more space than sorted arrays.
Binary search trees lend themselves to fast searching in external memory stored in hard disks, as binary search trees can be efficiently structured in filesystems. The B-tree generalizes this method of tree organization. B-trees are frequently used to organize long-term storage such as databases and filesystems.
Hashing
For implementing associative arrays, hash tables, a data structure that maps keys to records using a hash function, are generally faster than binary search on a sorted array of records. Most hash table implementations require only amortized constant time on average. However, hashing is not useful for approximate matches, such as computing the next-smallest, next-largest, and nearest key, as the only information given on a failed search is that the target is not present in any record. Binary search is ideal for such matches, performing them in logarithmic time. Binary search also supports approximate matches. Some operations, like finding the smallest and largest element, can be done efficiently on sorted arrays but not on hash tables.
Set membership algorithms
A related problem to search is set membership. Any algorithm that does lookup, like binary search, can also be used for set membership. There are other algorithms that are more specifically suited for set membership. A bit array is the simplest, useful when the range of keys is limited. It compactly stores a collection of bits, with each bit representing a single key within the range of keys. Bit arrays are very fast, requiring only time. The Judy1 type of Judy array handles 64-bit keys efficiently.
For approximate results, Bloom filters, another probabilistic data structure based on hashing, store a set of keys by encoding the keys using a bit array and multiple hash functions. Bloom filters are much more space-efficient than bit arrays in most cases and not much slower: with hash functions, membership queries require only time. However, Bloom filters suffer from false positives.
Other data structures
There exist data structures that may improve on binary search in some cases for both searching and other operations available for sorted arrays. For example, searches, approximate matches, and the operations available to sorted arrays can be performed more efficiently than binary search on specialized data structures such as van Emde Boas trees, fusion trees, tries, and bit arrays. These specialized data structures are usually only faster because they take advantage of the properties of keys with a certain attribute (usually keys that are small integers), and thus will be time or space consuming for keys that lack that attribute. As long as the keys can be ordered, these operations can always be done at least efficiently on a sorted array regardless of the keys. Some structures, such as Judy arrays, use a combination of approaches to mitigate this while retaining efficiency and the ability to perform approximate matching.
Variations
Uniform binary search
Uniform binary search stores, instead of the lower and upper bounds, the difference in the index of the middle element from the current iteration to the next iteration. A lookup table containing the differences is computed beforehand. For example, if the array to be searched is , the middle element () would be . In this case, the middle element of the left subarray () is and the middle element of the right subarray () is . Uniform binary search would store the value of as both indices differ from by this same amount. To reduce the search space, the algorithm either adds or subtracts this change from the index of the middle element. Uniform binary search may be faster on systems where it is inefficient to calculate the midpoint, such as on decimal computers.
Exponential search
Exponential search extends binary search to unbounded lists. It starts by finding the first element with an index that is both a power of two and greater than the target value. Afterwards, it sets that index as the upper bound, and switches to binary search. A search takes iterations before binary search is started and at most iterations of the binary search, where is the position of the target value. Exponential search works on bounded lists, but becomes an improvement over binary search only if the target value lies near the beginning of the array.
Interpolation search
Instead of calculating the midpoint, interpolation search estimates the position of the target value, taking into account the lowest and highest elements in the array as well as length of the array. It works on the basis that the midpoint is not the best guess in many cases. For example, if the target value is close to the highest element in the array, it is likely to be located near the end of the array.
A common interpolation function is linear interpolation. If is the array, are the lower and upper bounds respectively, and is the target, then the target is estimated to be about of the way between and . When linear interpolation is used, and the distribution of the array elements is uniform or near uniform, interpolation search makes comparisons.
In practice, interpolation search is slower than binary search for small arrays, as interpolation search requires extra computation. Its time complexity grows more slowly than binary search, but this only compensates for the extra computation for large arrays.
Fractional cascading
Fractional cascading is a technique that speeds up binary searches for the same element in multiple sorted arrays. Searching each array separately requires time, where is the number of arrays. Fractional cascading reduces this to by storing specific information in each array about each element and its position in the other arrays.
Fractional cascading was originally developed to efficiently solve various computational geometry problems. Fractional cascading has been applied elsewhere, such as in data mining and Internet Protocol routing.
Generalization to graphs
Binary search has been generalized to work on certain types of graphs, where the target value is stored in a vertex instead of an array element. Binary search trees are one such generalization—when a vertex (node) in the tree is queried, the algorithm either learns that the vertex is the target, or otherwise which subtree the target would be located in. However, this can be further generalized as follows: given an undirected, positively weighted graph and a target vertex, the algorithm learns upon querying a vertex that it is equal to the target, or it is given an incident edge that is on the shortest path from the queried vertex to the target. The standard binary search algorithm is simply the case where the graph is a path. Similarly, binary search trees are the case where the edges to the left or right subtrees are given when the queried vertex is unequal to the target. For all undirected, positively weighted graphs, there is an algorithm that finds the target vertex in queries in the worst case.
Noisy binary search
Noisy binary search algorithms solve the case where the algorithm cannot reliably compare elements of the array. For each pair of elements, there is a certain probability that the algorithm makes the wrong comparison. Noisy binary search can find the correct position of the target with a given probability that controls the reliability of the yielded position. Every noisy binary search procedure must make at least comparisons on average, where is the binary entropy function and is the probability that the procedure yields the wrong position. The noisy binary search problem can be considered as a case of the Rényi-Ulam game, a variant of Twenty Questions where the answers may be wrong.
Quantum binary search
Classical computers are bounded to the worst case of exactly iterations when performing binary search. Quantum algorithms for binary search are still bounded to a proportion of queries (representing iterations of the classical procedure), but the constant factor is less than one, providing for a lower time complexity on quantum computers. Any exact quantum binary search procedure—that is, a procedure that always yields the correct result—requires at least queries in the worst case, where is the natural logarithm. There is an exact quantum binary search procedure that runs in queries in the worst case. In comparison, Grover's algorithm is the optimal quantum algorithm for searching an unordered list of elements, and it requires queries.
History
The idea of sorting a list of items to allow for faster searching dates back to antiquity. The earliest known example was the Inakibit-Anu tablet from Babylon dating back to . The tablet contained about 500 sexagesimal numbers and their reciprocals sorted in lexicographical order, which made searching for a specific entry easier. In addition, several lists of names that were sorted by their first letter were discovered on the Aegean Islands. Catholicon, a Latin dictionary finished in 1286 CE, was the first work to describe rules for sorting words into alphabetical order, as opposed to just the first few letters.
In 1946, John Mauchly made the first mention of binary search as part of the Moore School Lectures, a seminal and foundational college course in computing. In 1957, William Wesley Peterson published the first method for interpolation search. Every published binary search algorithm worked only for arrays whose length is one less than a power of two until 1960, when Derrick Henry Lehmer published a binary search algorithm that worked on all arrays. In 1962, Hermann Bottenbruch presented an ALGOL 60 implementation of binary search that placed the comparison for equality at the end, increasing the average number of iterations by one, but reducing to one the number of comparisons per iteration. The uniform binary search was developed by A. K. Chandra of Stanford University in 1971. In 1986, Bernard Chazelle and Leonidas J. Guibas introduced fractional cascading as a method to solve numerous search problems in computational geometry.
Implementation issues
When Jon Bentley assigned binary search as a problem in a course for professional programmers, he found that ninety percent failed to provide a correct solution after several hours of working on it, mainly because the incorrect implementations failed to run or returned a wrong answer in rare edge cases. A study published in 1988 shows that accurate code for it is only found in five out of twenty textbooks. Furthermore, Bentley's own implementation of binary search, published in his 1986 book Programming Pearls, contained an overflow error that remained undetected for over twenty years. The Java programming language library implementation of binary search had the same overflow bug for more than nine years.
In a practical implementation, the variables used to represent the indices will often be of fixed size (integers), and this can result in an arithmetic overflow for very large arrays. If the midpoint of the span is calculated as , then the value of may exceed the range of integers of the data type used to store the midpoint, even if and are within the range. If and are nonnegative, this can be avoided by calculating the midpoint as .
An infinite loop may occur if the exit conditions for the loop are not defined correctly. Once exceeds , the search has failed and must convey the failure of the search. In addition, the loop must be exited when the target element is found, or in the case of an implementation where this check is moved to the end, checks for whether the search was successful or failed at the end must be in place. Bentley found that most of the programmers who incorrectly implemented binary search made an error in defining the exit conditions.
Library support
Many languages' standard libraries include binary search routines:
C provides the function bsearch() in its standard library, which is typically implemented via binary search, although the official standard does not require it so.
C++'s Standard Template Library provides the functions binary_search(), lower_bound(), upper_bound() and equal_range().
D's standard library Phobos, in std.range module provides a type SortedRange (returned by sort() and assumeSorted() functions) with methods contains(), equaleRange(), lowerBound() and trisect(), that use binary search techniques by default for ranges that offer random access.
COBOL provides the SEARCH ALL verb for performing binary searches on COBOL ordered tables.
Go's sort standard library package contains the functions Search, SearchInts, SearchFloat64s, and SearchStrings, which implement general binary search, as well as specific implementations for searching slices of integers, floating-point numbers, and strings, respectively.
Java offers a set of overloaded binarySearch() static methods in the classes and in the standard java.util package for performing binary searches on Java arrays and on Lists, respectively.
Microsoft's .NET Framework 2.0 offers static generic versions of the binary search algorithm in its collection base classes. An example would be System.Array's method BinarySearch<T>(T[] array, T value).
For Objective-C, the Cocoa framework provides the NSArray -indexOfObject:inSortedRange:options:usingComparator: method in Mac OS X 10.6+. Apple's Core Foundation C framework also contains a CFArrayBSearchValues() function.
Python provides the bisect module that keeps a list in sorted order without having to sort the list after each insertion.
Ruby's Array class includes a bsearch method with built-in approximate matching.
See also
– the same idea used to solve equations in the real numbers
Notes and references
Notes
Citations
Sources
External links
NIST Dictionary of Algorithms and Data Structures: binary search
Comparisons and benchmarks of a variety of binary search implementations in C
Articles with example pseudocode
Search algorithms
2 (number) |
4283 | https://en.wikipedia.org/wiki/Battle%20of%20Peleliu | Battle of Peleliu | The Battle of Peleliu, codenamed Operation Stalemate II by the US military, was fought between the United States and Japan during the Mariana and Palau Islands campaign of World War II, from 15 September to 27 November 1944, on the island of Peleliu.
US Marines of the 1st Marine Division and then soldiers of the US Army's 81st Infantry Division fought to capture an airfield on the small coral island of Peleliu. The battle was part of a larger offensive campaign known as Operation Forager, which ran from June to November 1944 in the Pacific Theater.
Major General William Rupertus, the commander of the 1st Marine Division, predicted that the island would be secured within four days. However, after repeated Imperial Japanese Army defeats in previous island campaigns, Japan had developed new island-defense tactics and well-crafted fortifications, which allowed stiff resistance and extended the battle to more than two months. The heavily-outnumbered Japanese defenders put up such stiff resistance, often by fighting to the death in the Japanese Emperor's name, that the island became known in Japanese as the "Emperor's Island."
In the US, it was a controversial battle because of the island's negligible strategic value and the high casualty rate, which exceeded that of all other amphibious operations during the Pacific War. The National Museum of the Marine Corps called it "the bitterest battle of the war for the Marines".
Background
By 1944, American victories in the Southwest and Central Pacific had brought the war closer to Japan, with American bombers able to strike at the Japanese main islands from air bases secured during the Mariana Islands campaign (June–August 1944). There was disagreement among the U.S. Joint Chiefs over two proposed strategies to defeat the Japanese Empire. The strategy proposed by General Douglas MacArthur called for the recapture of the Philippines, followed by the capture of Okinawa, then an attack on the Japanese home islands. Admiral Chester W. Nimitz favored a more direct strategy of bypassing the Philippines but seizing Okinawa and Taiwan as staging areas to an attack on the Japanese mainland, followed by the future invasion of Japan's southernmost islands. Both strategies included the invasion of Peleliu, but for different reasons.
The 1st Marine Division had already been chosen to make the assault. U.S. President Franklin D. Roosevelt traveled to Pearl Harbor to personally meet both commanders and hear their arguments. MacArthur's strategy was chosen. However, before MacArthur could retake the Philippines, the Palau Islands, specifically Peleliu and Angaur, were to be neutralized and an airfield built to protect MacArthur's left flank.
Preparations
Japanese
By 1944, Peleliu was occupied by about 11,000 Japanese of the 14th Infantry Division, along with a handful of Korean laborers. Colonel Kunio Nakagawa, commander of the division's 2nd Regiment, led the preparations for the island's defense.
After their losses in the Solomons, Gilberts, Marshalls, and Marianas, the Imperial Army assembled a research team to develop new island-defense tactics. They chose to abandon the old strategy of trying to stop the enemy on the beaches, where they would be exposed to naval bombardment. The new tactics would only disrupt the landings at the water's edge and depend on an in-depth defense further inland. Colonel Nakagawa used the rough terrain to his advantage by constructing a system of heavily fortified bunkers, caves, and underground positions, all interlocked in a "honeycomb" system. The traditional "banzai charge" attack was also discontinued as being both wasteful of men and ineffective. These changes would force the Americans into a war of attrition, requiring more resources.
Nakagawa's defenses were centered on Peleliu's highest point, Umurbrogol Mountain, a collection of hills and steep ridges located at the center of Peleliu overlooking a large portion of the island, including the crucial airfield. The Umurbrogol contained some 500 limestone caves, connected by tunnels. Many of these were former mine shafts that were turned into defensive positions. Engineers added sliding armored steel doors with multiple openings to serve both artillery and machine guns. Cave entrances were opened or altered to be slanted as a defense against grenade and flamethrower attacks. The caves and bunkers were connected to a vast tunnel and trench system throughout central Peleliu, which allowed the Japanese to evacuate or reoccupy positions as needed and to take advantage of shrinking interior lines.
The Japanese were well armed with and mortars and anti-aircraft cannons, backed by a light tank unit and an anti-aircraft detachment. The Japanese also used the beach terrain to their advantage. The northern end of the landing beaches faced a coral promontory that overlooked the beaches from a small peninsula, a spot later known to the Marines who assaulted it simply as "The Point". Holes were blasted into the ridge to accommodate a gun, and six 20 mm cannons. The positions were then sealed shut, leaving just a small slit to fire on the beaches. Similar positions were crafted along the stretch of landing beaches.
The beaches were also filled with thousands of obstacles for the landing craft, principally mines and a large number of heavy artillery shells buried with the fuses exposed to explode when they were run over. A battalion was placed along the beach to defend against the landing, but they were meant to merely delay the inevitable American advance inland.
American
Unlike the Japanese, who drastically altered their tactics for the upcoming battle, the American invasion plan was unchanged from that of previous amphibious landings, even after suffering 3,000 casualties and enduring two months of delaying tactics against the entrenched Japanese defenders at the Battle of Biak. On Peleliu, American planners chose to land on the southwest beaches because of their proximity to the airfield on south Peleliu. The 1st Marine Regiment, commanded by Colonel Lewis B. "Chesty" Puller, was to land on the northern end of the beaches. The 5th Marine Regiment, under Colonel Harold Harris, would land in the center, and the 7th Marine Regiment, under Colonel Herman Hanneken, would land at the southern end.
The division's artillery regiment, the 11th Marines under Colonel William Harrison, would land after the infantry regiments. The plan was for the 1st and 7th Marines to push inland, guarding the 5th Marines' flanks, and allowing them to capture the airfield located directly to the center of the landing beaches. The 5th Marines were to push to the eastern shore, cutting the island in half. The 1st Marines would push north into the Umurbrogol, while the 7th Marines would clear the southern end of the island. Only one battalion was left behind in reserve, with the U.S. Army's 81st Infantry Division available for support from Angaur, just south of Peleliu.
On 4 September the Marines shipped off from their station on Pavuvu, north of Guadalcanal, a trip across the Pacific to Peleliu. A Navy Underwater Demolition Team went in first to clear the beaches of obstacles, while warships began their pre-invasion bombardment of Peleliu on 12 September.
The battleships , , , and , heavy cruisers , , and , and light cruisers , and , led by the command ship , subjected the tiny island, only in size, to a massive three-day bombardment, pausing only to permit air strikes from the three aircraft carriers, five light aircraft carriers, and eleven escort carriers with the attack force. A total of 519 rounds of shells, 1,845 rounds of shells and 1,793 bombs pounded the islands during this period.
The Americans believed the bombardment to be successful, as Rear Admiral Jesse Oldendorf claimed that the Navy had run out of targets. In reality, the majority of Japanese positions were unharmed; even the battalion left to defend the beaches was virtually unscathed. During the assault, the island's defenders exercised unusual firing discipline to avoid giving away their positions. The bombardment managed only to destroy Japan's aircraft on the island, as well as the buildings surrounding the airfield. The Japanese remained in their fortified positions, ready to attack the American landing troops.
Opposing forces
American order of battle
United States Pacific Fleet
Admiral Chester W. Nimitz
US Third Fleet
Admiral William F. Halsey Jr.
Joint Expeditionary Force (Task Force 31)
Vice Admiral Theodore S. Wilkinson
Expeditionary Troops (Task Force 36)
III Amphibious Corps
Major General Julian C. Smith, USMC
Western Landing Force (TG 36.1)
Major General Roy S. Geiger, USMC
1st Marine Division
Division Commander: Maj. Gen. William H. Rupertus, USMC
Asst. Division Commander: Brig. Gen. Oliver P. Smith, USMC
Chief of Staff: Col. John T. Selden, USMC
Beach assignments
Left (White 1 & 2)
1st Marine Regiment (Col. Lewis B. "Chesty" Puller, USMC)
Co. A of the following: 1st Engineer Battalion, 1st Pioneer Battalion, 1st Medical Battalion, 1st Tank Battalion
Center (Orange 1 & 2)
5th Marine Regiment (Col. Harold D. "Bucky" Harris, USMC)
Co. B of the following: 1st Engineer Battalion, 1st Pioneer Battalion, 1st Medical Battalion, 1st Tank Battalion (reduced)
Right (Orange 3)
7th Marine Regiment (Col. Herman H. "Hard-Headed" Hanneken, USMC)
Co. C of the following: 1st Engineer Battalion, 1st Pioneer Battalion, 1st Medical Battalion, 1st Tank Battalion (reduced)
Other units
11th Marine Regiment, Artillery (Col. William H. Harrison, USMC)
12th Antiaircraft Artillery Battalion
1st Amphibian Tractor Battalion
3rd Armored Amphibian Tractor Battalion
4th, 5th, 6th Marine War Dog Platoons
UDT 6 and UDT 7
Japanese order of battle
Palau District Group
Lieutenant General Inoue Sadao (HQ on Koror Island)
Vice Admiral Yoshioka Ito
Maj. Gen. Kenjiro Murai
14th Division (Lt. Gen. Sadao)
Peleliu Sector Unit (Lt. Col. Kunio Nakagawa)
2nd Infantry Regiment, Reinforced
2nd Bttn. / 2nd Infantry Regiment
3rd Bttn. / 2nd Infantry Regiment
3rd Bttn. / 15th Infantry Regiment
346th Bttn. / 53rd Independent Mixed Brigade
Battle
Landing
US Marines landed on Peleliu at 08:32 on 15 September, the 1st Marines to the north on White Beach 1 and 2 and the 5th and 7th Marines to the center and south on Orange Beach 1, 2, and 3. As the other landing craft approached the beaches, the Marines were caught in a crossfire when the Japanese opened the steel doors guarding their positions and fired artillery. The positions on the coral promontories guarding each flank fired on the Marines with 47 mm guns and 20 mm cannons. By 09:30 the Japanese had destroyed 60 LVTs and DUKWs.
The 1st Marines were quickly bogged down by heavy fire from the extreme left flank and a high coral ridge, "The Point". Puller's LVT was hit by a dud high velocity artillery round, and his communications section was destroyed on its way to the beach by a hit from a 47 mm round. The 7th Marines faced a cluttered Orange Beach 3, with natural and man-made obstacles, forcing the LVTs to approach in column.
The 5th Marines made the most progress on the first day, aided by cover provided by coconut groves. They pushed toward the airfield but were met with Nakagawa's first counterattack. His armored tank company raced across the airfield to push the Marines back but was soon engaged by tanks, howitzers, naval guns, and dive bombers. Nakagawa's tanks and escorting infantrymen were quickly destroyed.
At the end of the first day, the Americans held their stretch of landing beaches but little else. Their biggest push in the south moved inland, but the 1st Marines to the north made very little progress because of the extremely heavy resistance. The Marines had suffered 200 dead and 900 wounded. Rupertus, still unaware of his enemy's change of tactics, believed the Japanese would quickly crumble since their perimeter had been broken.
Airfield/South Peleliu
On 16 September the 5th Marines moved to capture the airfield and push toward the eastern shore. They ran across the airfield, enduring heavy artillery fire from the highlands to the north, suffering heavy casualties in the process. After capturing the airfield, they rapidly advanced to the eastern end of Peleliu, leaving the island's southern defenders to be destroyed by the 7th Marines.
This area was hotly contested by the Japanese, who still occupied numerous pillboxes. Heat indices were around , and the Marines suffered high casualties from heat exhaustion. Further complicating the situation, the Marines' water was distributed in empty oil drums, contaminating the water with the oil residue. Still, by 23 September the 5th and 7th Marines had accomplished their objectives, holding the airfield and the southern portion of the island, although the airfield remained under threat of sustained Japanese fire from the heights of Umurbrogol Mountain until the end of the battle.
American forces began using the airfield on 17 September. L-2 Grasshoppers from VMO-3 began aerial spotting missions for Marine artillery and naval gunfire support. On 26 September Marine F4U Corsairs from VMF-114 landed on the airstrip. The Corsairs began dive-bombing missions across Peleliu, firing rockets into open cave entrances for the infantrymen, and dropping napalm; it was only the second time napalm had been used in the Pacific, which proved effective at burning away the vegetation hiding spider holes and usually killing their occupants. The time from takeoff to the target area for the Corsairs operating from Peleliu Airfield was very short, sometimes only 10 to 15 seconds. Most pilots did not bother to raise the aircraft's landing gear, leaving them down during the air strike. After the strike was completed, the Corsair simply turned back into the landing pattern again.
The Point
"The Point" at the end of the southern landing beaches continued to cause heavy Marine casualties from the enfilading fire of Japanese heavy machine guns and anti-tank artillery across the landing beaches. Puller ordered Captain George P. Hunt, commander of K Company, 3rd Battalion, 1st Marines, to capture the position. Hunt's company approached "The Point" short on supplies, having lost most of its machine guns while approaching the beaches. Hunt's second platoon was pinned down for nearly a day in an anti-tank trench between fortifications. The rest of his company was endangered when the Japanese cut a hole in their line, surrounding his company and leaving his right flank cut off.
However, a rifle platoon began knocking out the Japanese gun positions one by one. Using smoke grenades for concealment, the platoon swept through each hole, destroying the positions with rifle grenades and close-quarters combat. After knocking out the six machine gun positions, the Marines faced the 47 mm gun cave. A lieutenant blinded the 47 mm gunner's visibility with a smoke grenade, allowing Corporal Henry W. Hahn to launch a grenade through the cave's aperture. The grenade detonated the 47 mm's shells, forcing the cave's occupants out with their bodies alight and their ammunition belts exploding around their waists. A Marine fire team was positioned on the flank of the cave where the emerging occupants were shot down.
K Company had captured "The Point", but Nakagawa counterattacked. Over the next 30 hours Nakagawa counterattacked four times against a sole company, critically low on supplies, out of water and surrounded. The Marines had to resort to hand-to-hand combat to fend off the Japanese attackers. By the time reinforcements arrived, the company had successfully repulsed all the Japanese attacks, but had been reduced to 18 men, suffering 157 casualties during the battle for The Point. Hunt and Hahn were both awarded the Navy Cross for their actions.
Ngesebus Island
The 5th Marines—after having secured the airfield—were sent to capture Ngesebus Island, just north of Peleliu. Ngesebus was occupied by many Japanese artillery positions and was the site of an airfield still under construction. The tiny island was connected to Peleliu by a small causeway, but 5th Marines commander Harris opted instead to make a shore-to-shore amphibious landing, predicting the causeway to be an obvious target for the island's defenders.
Harris coordinated a pre-landing bombardment of the island on 28 September, carried out by Army guns, naval guns, howitzers from the 11th Marines, strafing runs from VMF-114's Corsairs and fire from the approaching LVTs. Unlike the Navy's bombardment of Peleliu, Harris' assault on Ngesebus successfully killed most of the Japanese defenders. The Marines still faced opposition in the ridges and caves, but the island fell quickly, with relatively light casualties for the 5th Marines. They had suffered 15 killed and 33 wounded and inflicted 470 casualties on the Japanese.
Bloody Nose Ridge
After capturing "The Point", the 1st Marines moved north into the Umurbrogol pocket, named "Bloody Nose Ridge" by the Marines. Puller led his men in numerous assaults, but each resulted in severe casualties from Japanese fire. The 1st Marines were trapped in the narrow paths between the ridges, with each ridge fortification supporting the other with deadly crossfire.
The Marines took increasingly high casualties as they slowly advanced through the ridges. The Japanese again showed unusual fire discipline, striking only when they could inflict maximum casualties. As casualties mounted, Japanese snipers began to take aim at stretcher bearers, knowing that if stretcher bearers were injured or killed, more would have to return to replace them and the snipers could steadily pick off more and more Marines. The Japanese also infiltrated the American lines at night to attack the Marines in their fighting holes. The Marines built two-man fighting holes, so one Marine could sleep while the other kept watch for infiltrators.
One particularly bloody battle on Bloody Nose came when the 1st Battalion, 1st Marines—under the command of Major Raymond Davis—attacked Hill 100. Over six days of fighting, the battalion suffered 71% casualties. Captain Everett P. Pope and his company penetrated deep into the ridges, leading his remaining 90 men to seize what he thought was Hill 100. It took a day's fighting to reach what he thought was the crest of the hill, which was in fact another ridge occupied by more Japanese defenders.
Trapped at the base of the ridge, Pope set up a small defensive perimeter, which was attacked relentlessly by the Japanese throughout the night. The Marines ran out of ammunition and had to fight the attackers with knives and fists, even resorting to throwing coral rock and empty ammunition boxes at the Japanese. Pope and his men managed to hold out until dawn, which brought on more deadly fire. When they evacuated the position, only nine men remained. Pope later received the Medal of Honor for the action. (Picture of the Peleliu Memorial dedicated on the 50th anniversary of the landing on Peleliu with Captain Pope's name)
The Japanese inflicted 70% casualties on Puller's 1st Marines, or 1,749 men. After six days of fighting in the ridges of Umurbrogol, Geiger sent elements of the U.S. Army's 81st Infantry Division to Peleliu to relieve the regiment. The 321st Regiment Combat Team landed on the western beaches of Peleliu—at the northern end of Umurbrogol mountain—on 23 September. The 321st and the 7th Marines encircled "The Pocket" by 24 September, D+9.
By 15 October the 7th Marines had suffered 46% casualties, and Geiger relieved them with the 5th Marines. Col. Harris adopted siege tactics, using bulldozers and flame-thrower tanks, pushing from the north. On 30 October the 81st Infantry Division took over command of Peleliu, taking another six weeks, with the same tactics, to reduce "The Pocket".
On 24 November Nakagawa proclaimed "Our sword is broken and we have run out of spears". He then burnt his regimental colors and performed ritual suicide. He was posthumously promoted to lieutenant general for his valor displayed on Peleliu. On 27 November the island was declared secure, ending the 73-day-long battle.
A Japanese lieutenant with twenty-six 2nd Infantry soldiers and eight 45th Guard Force sailors held out in the caves in Peleliu until 22 April 1947 and surrendered after a Japanese admiral convinced them the war was over.
Aftermath
The reduction of the Japanese pocket around Umurbrogol mountain has been called the most difficult fight that the U.S. military encountered in the entire war. The 1st Marine Division was mauled and remained out of action until the invasion of Okinawa began on 1 April 1945. In total, the 1st Marine Division suffered over 6,500 casualties during its month on Peleliu, over one third of the entire division. The 81st Infantry Division also suffered heavy losses with 3,300 casualties during its tenure on the island.
Postwar statisticians calculated that it took U.S. forces over 1,500 rounds of ammunition to kill each Japanese defender and that the Americans expended 13.32 million rounds of .30-calibre, 1.52 million rounds of .45-calibre, 693,657 rounds of .50-calibre bullets, 118,262 hand grenades, and 150,000 mortar rounds.
The battle was controversial in the United States because the island lacked strategic value and yet cost so many American lives. The defenders lacked the means to interfere with potential US operations in the Philippines, and the airfield captured on Peleliu did not play a key role in subsequent operations. Instead, the Ulithi Atoll in the Caroline Islands was used as a staging base for the invasion of Okinawa. The high casualty rate exceeded all other amphibious operations during the Pacific War.
In addition, few news reports were published about the battle because Rupertus' prediction of a "three days" victory motivated only six reporters to report from shore. The battle was also overshadowed by MacArthur's return to the Philippines and the Allies' push towards Germany in Europe.
The battles for Angaur and Peleliu showed Americans the pattern of future Japanese island defense but they made few adjustments for the battles for Iwo Jima and Okinawa. Naval bombardment prior to amphibious assault at Iwo Jima was only slightly more effective than at Peleliu, but at Okinawa the preliminary shelling was much improved. Frogmen performing underwater demolition at Iwo Jima confused the enemy by sweeping both coasts, but later alerted Japanese defenders to the exact assault beaches at Okinawa. American ground forces at Peleliu gained experience in assaulting heavily fortified positions such as they would find again at Okinawa.
On the recommendation of Admiral William F. Halsey Jr., the planned occupation of Yap Island in the Caroline Islands was canceled. Halsey actually recommended that the landings on Peleliu and Angaur be canceled, too, and their Marines and soldiers be sent to Leyte Island instead but this plan was overruled by Nimitz.
In his book With the Old Breed, Eugene Sledge describes his experiences in the Battle for Peleliu. One of the final scenes in Parer's War, a 2014 Australian television film, shows the Battle of Peleliu recorded by Damien Parer with his camera at the time of his death.
Individual honors
Japan
Posthumous promotions
For heroism:
Colonel Kunio Nakagawa – lieutenant general
Kenjiro Murai – lieutenant general
United States
Medal of Honor recipients
Captain Everett P. Pope – 1st Battalion, 1st Marines
First Lieutenant Carlton R. Rouh – 1st Battalion, 5th Marines
Corporal Lewis K. Bausell –1st Battalion, 5th Marines (Posthumous)
Private First Class Arthur J. Jackson – 3rd Battalion, 7th Marines
Private First Class Richard E. Kraus – 8th Amphibian Tractor Battalion, 1st Marine Division (Reinforced) (Posthumous)
Private First Class John D. New – 2nd Battalion, 7th Marines (Posthumous)
Private First Class Wesley Phelps – 3rd Battalion, 7th Marines (Posthumous)
Private First Class Charles H. Roan – 2nd Battalion, 7th Marines (Posthumous)
Unit citations
Presidential Unit Citation:
1st Marine Division, 15-29 September 1944
1st Amphibian Tractor Battalion, FMF
U. S. Navy Flame Thrower Unit Attached
6th Amphibian Tractor Battalion (Provisional), FMF
3d Armored Amphibian Battalion (Provisional), FMF
Detachment Eighth Amphibian Tractor Battalion, FMF
454th Amphibian Truck Company, U. S. Army
456th Amphibian Truck Company, U. S. Army
4th Joint Assault Signal Company, FMF
5th Separate Wire Platoon, FMF
6th Separate Wire Platoon, FMF
Detachment 33rd Naval Construction Battalion (202 Personnel)
Detachment 73rd Naval Construction Battalion's Shore Party (241 Personnel)
USMC Commendatory Letter:
11th Marine Depot Company (segregated)
7th Marine Ammunition Company (segregated)
17th Special Naval Construction Battalion (segregated)
See also
U.S. National Register of Historic Places (The Peleliu Battlefield, listed 1985)
, an amphibious assault ship named in memory of the battle
Helmet for My Pillow, a memoir of the battle written by Robert Leckie
Peleliu Naval Base
Naval Base Kossol Roads
Notes
References
Bibliography
Blair, Bobby C., and John Peter DeCioccio. Victory at Peleliu: The 81st Infantry Division's Pacific Campaign (University of Oklahoma Press; 2011) 310 pages
Further reading
External links
Peleliu
Palau in World War II
Battles of World War II involving Japan
Battles of World War II involving the United States
History of Palau
Wars involving Palau
Pacific Ocean theatre of World War II
South Seas Mandate in World War II
Amphibious operations of World War II
World War II operations and battles of the Pacific theatre
United States Marine Corps in World War II
September 1944 events
October 1944 events
November 1944 events
Seabees |
4284 | https://en.wikipedia.org/wiki/Battle%20of%20Stalingrad | Battle of Stalingrad | The Battle of Stalingrad (23 August 19422 February 1943) was a major battle on the Eastern Front of World War II where Nazi Germany and its allies unsuccessfully fought the Soviet Union for control of the city of Stalingrad (later renamed Volgograd) in Southern Russia. The battle was marked by fierce close-quarters combat and direct assaults on civilians in air raids, with the battle epitomizing urban warfare. It was the bloodiest battle of the Second World War, with both sides suffering enormous casualties. Today, the Battle of Stalingrad is universally regarded as the turning point in the European theatre of war, as it forced the Oberkommando der Wehrmacht (German High Command) to withdraw considerable military forces from other areas in occupied Europe to replace German losses on the Eastern Front, ending with the rout of the six field armies of Army Group B, including the destruction of Nazi Germany's 6th Army and an entire corps of its 4th Panzer Army. The Soviet victory energized the Red Army and shifted the balance of power in the favour of the Soviets.
Stalingrad was strategically important to both sides as a major industrial and transport hub on the Volga River. Whoever controlled Stalingrad would have access to the oil fields of the Caucasus and would gain control of the Volga. Germany, already operating on dwindling fuel supplies, focused its efforts on moving deeper into Soviet territory and taking the oil fields at any cost. On 4 August, the Germans launched an offensive by using the 6th Army and elements of the 4th Panzer Army. The attack was supported by intense Luftwaffe bombing that reduced much of the city to rubble. The battle degenerated into house-to-house fighting as both sides poured reinforcements into the city. By mid-November, the Germans, at great cost, had pushed the Soviet defenders back into narrow zones along the west bank of the river. Winter conditions became particularly brutal, with temperatures reaching as low as −40°C in late November.
On 19 November, the Red Army launched Operation Uranus, a two-pronged attack targeting the Romanian armies protecting the 6th Army's flanks. The Axis flanks were overrun and the 6th Army was cut off and surrounded in the Stalingrad area. Adolf Hitler was determined to hold the city at all costs and forbade the 6th Army from trying a breakout; instead, attempts were made to supply it by air and to break the encirclement from the outside. The Soviets were successful in preventing the Germans from delivering enough supplies through the air to the trapped Axis forces. Nevertheless, heavy fighting continued for another two months. On 2 February 1943, the German 6th Army, having exhausted their ammunition and food, finally capitulated after over five months of fighting, making it the first of Hitler's field armies to surrender in World War II.
The Soviet victory is commemorated in Russia as the Day of Military Honour.
Background
By the spring of 1942, despite the failure of Operation Barbarossa to vanquish the Soviet Union in a single campaign, the Wehrmacht had captured vast expanses of territory, including Ukraine, Belarus, and the Baltic republics. On the Western Front, Germany held most of Europe, the U-boat offensive in the Atlantic was holding American support at bay, and in North Africa Erwin Rommel had just captured Tobruk. In the east, the Germans had stabilised a front running from Leningrad south to Rostov, with a number of minor salients. Hitler was confident that he could break the Red Army despite the heavy German losses west of Moscow in winter 1941–42, because Army Group Centre (Heeresgruppe Mitte) had been unable to engage 65% of its infantry, which had meanwhile been rested and re-equipped. Neither Army Group North nor Army Group South had been particularly hard-pressed over the winter.
Hitler decided that Germany's summer campaign in 1942 would be directed at the southern parts of the Soviet Union. The initial objectives in the region around Stalingrad were to destroy the industrial capacity of the city and to block the Volga River traffic connecting the Caucasus and Caspian Sea to central Russia, as the city is strategically located near a big bend of the Volga. The Germans cut the pipeline from the oilfields when they captured Rostov on 23 July. The capture of Stalingrad would make the delivery of Lend-Lease supplies via the Persian Corridor much more difficult.
On 23 July 1942, Hitler personally rewrote the operational objectives for the 1942 campaign, greatly expanding them to include the occupation of the city of Stalingrad. Both sides began to attach propaganda value to the city, which bore the name of the Soviet leader meaning that the capture of the city would have been a great ideological victory for the Reich. Hitler proclaimed that after Stalingrad's capture, its male citizens were to be killed and all women and children were to be deported because its population was "thoroughly communistic" and "especially dangerous". Hitler planned for the fall of the city firmly securing the northern and western flanks of the German armies as they advanced on Baku, with the aim of gaining its strategic petroleum resources for Germany. The expansion of objectives was a significant factor in Germany's failure at Stalingrad, caused by German overconfidence and an underestimation of Soviet reserves.
Meanwhile, Stalin was convinced by Soviet intelligence that the main German attack would target Moscow, and gave priority for fresh troops and the new equipment to the defense of the Soviet capital. As the Soviet winter counteroffensive of 1941–1942 culminated in March, the Soviet high command began planning for the summer campaign. Stalin desired a general offensive, but was dissuaded by Chief of the General Staff Boris Shaposhnikov, Deputy Chief of the General Staff Aleksandr Vasilevsky, and Western Main Direction commander Georgy Zhukov. Ultimately, Stalin instructed that the summer campaign be based on what he termed "active strategic defense," but also ordered the Soviet high command, Stavka, to began planning for a series of local offensives across the Eastern Front.
Southwestern Main Direction commander Semyon Timoshenko suggested an attack from the Izyum salient south of Kharkov in northeastern Ukraine, gained during the winter campaign, to take advantage of what Soviet intelligence believed to be weak opposing forces in that sector and divert German troops from the anticipated attack on Moscow. His proposal for a drive on Kharkov by the Southwestern Front, advancing in a northern and southern pincer to encircle and destroy the German 6th Army received Stalin's approval despite the opposition of Shaposhnikov and Vaslievsky.
After delays in moving troops into position and logistical difficulties, the Kharkov operation began on 12 May. The Soviet troops achieved initial success and 6th Army commander Friedrich Paulus requested reinforcements. Three divisions slated for Case Blue and air units from Crimea were diverted to the Kharkov sector. The advance of Southwestern Front's northern strike group was halted by a German counterattack that began on 13 May, while the front's southern strike group continued its progress 40 kilometers into the German rear. In response, Ewald von Kleist's two armies launched a counterattack, Operation Fridericus I, on 17 May against the Southern Front, covering the Southwestern Front's southern flank. Kleist's counterattack caught the Soviet defenders off guard, with Timoshenko having committed his armored reserves to the Kharkov operation. In the ensuing Second Battle of Kharkov, Kleist's forces encircled and destroyed much of the forces of the Southern Front and the advancing Southwestern Front, inflicting over 300,000 casualties in return for losses of 20,000. The disaster at Kharkov was a crippling blow to the Soviet forces in the south, leaving them vulnerable to the forthcoming German summer offensive. Despite the defeat, Stalin continued to believe that a German attack on Moscow was the main threat and allocated four newly formed strategic reserve armies there rather than to the Southwestern Main Direction. Instead, the Southwestern Front received seven rifle divisions and three tank corps, which proved inadequate to deal with the German threat.
At the same time, the commitment of the panzer divisions that Paulus and Kleist needed for Case Blau to the Second Battle of Kharkov further delayed the start of the offensive, since they required time to train and replace their losses from the battle. At a conference at Army Group South's headquarters at Poltava on 1 June, Hitler modified the plans for the summer operations. Before the main offensive began, simultaneous attacks were to be launched on 7 June: Operation Wilhelm at Volchansk northeast of Kharkov and Operation Störfang against Sevastopol. The latter aimed to destroy the last Soviet troops in Crimea in order to secure the German southern flank. Kleist was to follow with these Operation Fridericus II on 12 June against the Izyum salient. The attacks in Ukraine aimed to give German forces space to amass supplies east of the Donets. The start of Case Blau itself was delayed to 20 June, by which point victory in the preliminary operations was anticipated.
Prelude
Army Group South was selected for a sprint forward through the southern Russian steppes into the Caucasus to capture the vital Soviet oil fields there. The planned summer offensive, code-named Fall Blau (Case Blue), was to include the German 6th, 17th, 4th Panzer and 1st Panzer Armies. Army Group South had overrun the Ukrainian Soviet Socialist Republic in 1941. Poised in Eastern Ukraine, it was to spearhead the offensive.
Hitler intervened, however, ordering the Army Group to split in two. Army Group South (A), under the command of Wilhelm List, was to continue advancing south towards the Caucasus as planned with the 17th Army and First Panzer Army. Army Group South (B), including Friedrich Paulus's 6th Army and Hermann Hoth's 4th Panzer Army, was to move east towards the Volga and Stalingrad. Army Group B was commanded by General Maximilian von Weichs.
The start of Case Blue had been planned for late May 1942. However, a number of German and Romanian units that were to take part in Blau were besieging Sevastopol on the Crimean Peninsula. Delays in ending the siege pushed back the start date for Blau several times, and the city did not fall until early July.
Operation Fridericus I by the Germans against the "Izyum bulge", pinched off the Soviet salient in the Second Battle of Kharkov, and resulted in the envelopment of a large Soviet force between 17 May and 29 May. Similarly, Operation Wilhelm attacked Voltshansk on 13 June, and Operation Fridericus attacked Kupiansk on 22 June.
Blau finally opened as Army Group South began its attack into southern Russia on 28 June 1942. The German offensive started well. Soviet forces offered little resistance in the vast empty steppes and started streaming eastward. Several attempts to re-establish a defensive line failed when German units outflanked them. Two major pockets were formed and destroyed: the first, northeast of Kharkov, on 2 July, and a second, around Millerovo, Rostov Oblast, a week later. Meanwhile, the Hungarian 2nd Army and the German 4th Panzer Army had launched an assault on Voronezh, capturing the city on 5 July.
The initial advance of the 6th Army was so successful that Hitler intervened and ordered the 4th Panzer Army to join Army Group South (A) to the south. A massive road block resulted when the 4th Panzer and the 1st Panzer choked the roads, stopping both in their tracks while they cleared the mess of thousands of vehicles. The traffic jam is thought to have delayed the advance by at least one week. With the advance now slowed, Hitler changed his mind and reassigned the 4th Panzer Army back to the attack on Stalingrad.
By the end of July, the Germans had pushed the Soviets across the Don River. At this point, the Don and Volga Rivers are only apart, and the Germans left their main supply depots west of the Don, which had important implications later in the course of the battle. The Germans began using the armies of their Italian, Hungarian and Romanian allies to guard their left (northern) flank. Occasionally Italian actions were mentioned in official German communiques. Italian forces were generally held in little regard by the Germans, and were accused of low morale: in reality, the Italian divisions fought comparatively well, with the 3rd Infantry Division "Ravenna" and 5th Infantry Division "Cosseria" showing spirit, according to a German liaison officer. The Italians were forced to retreat only after a massive armoured attack in which German reinforcements failed to arrive in time, according to German historian Rolf-Dieter Müller.
On 25 July the Germans faced stiff resistance with a Soviet bridgehead west of Kalach. "We had had to pay a high cost in men and material ... left on the Kalach battlefield were numerous burnt-out or shot-up German tanks."
The Germans formed bridgeheads across the Don on 20 August, with the 295th and 76th Infantry Divisions enabling the XIVth Panzer Corps "to thrust to the Volga north of Stalingrad." The German 6th Army was only a few dozen kilometres from Stalingrad. The 4th Panzer Army, ordered south on 13 July to block the Soviet retreat "weakened by the 17th Army and the 1st Panzer Army", had turned northwards to help take the city from the south.
To the south, Army Group A was pushing far into the Caucasus, but their advance slowed as supply lines grew overextended. The two German army groups were too far apart to support one another.
After German intentions became clear in July 1942, Stalin appointed General Andrey Yeryomenko commander of the Southeastern Front on 1 August 1942. Yeryomenko and Commissar Nikita Khrushchev were tasked with planning the defence of Stalingrad. Beyond the Volga River on the eastern boundary of Stalingrad, additional Soviet units were formed into the 62nd Army under Lieutenant General Vasiliy Chuikov on 11 September 1942. Tasked with holding the city at all costs, Chuikov proclaimed, "We will defend the city or die in the attempt." The battle earned him one of his two Hero of the Soviet Union awards.
Orders of battle
Red Army
During the defence of Stalingrad, the Red Army deployed five armies in and around the city (28th, 51st, 57th, 62nd and 64th Armies); and an additional nine armies in the encirclement counteroffensive (24th, 65th, 66th Armies and 16th Air Army from the north as part of the Don Front offensive, and 1st Guards Army, 5th Tank, 21st Army, 2nd Air Army and 17th Air Army from the south as part of the Southwestern Front).
Axis
Attack on Stalingrad
Initial attack
David Glantz indicated that four hard-fought battles – collectively known as the Kotluban Operations – north of Stalingrad, where the Soviets made their greatest stand, decided Germany's fate before the Nazis ever set foot in the city itself, and were a turning point in the war. Beginning in late August, continuing in September and into October, the Soviets committed between two and four armies in hastily coordinated and poorly controlled attacks against the Germans' northern flank. The actions resulted in more than 200,000 Soviet Army casualties but did slow the German assault.
On 23 August the 6th Army reached the outskirts of Stalingrad in pursuit of the 62nd and 64th Armies, which had fallen back into the city. Kleist later said after the war:
The Soviets had enough warning of the German advance to ship grain, cattle, and railway cars across the Volga out of harm's way, but Stalin refused to evacuate the 400,000 civilian residents of Stalingrad. This "harvest victory" left the city short of food even before the German attack began. Before the Heer reached the city itself, the Luftwaffe had cut off shipping on the Volga, vital for bringing supplies into the city. Between 25 and 31 July, 32 Soviet ships were sunk, with another nine crippled.
The battle began with the heavy bombing of the city by Generaloberst Wolfram von Richthofen's Luftflotte 4. Some 1,000 tons of bombs were dropped in 48 hours, more than in London at the height of the Blitz. At least 90% of the city's housing stock was obliterated. The aerial assault on Stalingrad was the most concentrated on the Ostfront according to Beevor. The exact number of civilians killed is unknown but was most likely very high. Around 40,000 civilians were taken to Germany as slave workers, some fled during battle and a small number were evacuated by the Soviets, but by February 1943 only 10,000 to 60,000 civilians were still alive. Much of the city was smashed to rubble, although some factories continued production while workers joined in the fighting. The Stalingrad Tractor Factory continued to turn out T-34 tanks up until German troops burst into the plant. The 369th (Croatian) Reinforced Infantry Regiment was the only non-German unit selected by the Wehrmacht to enter Stalingrad city during assault operations. It fought as part of the 100th Jäger Division.
Stalin rushed all available troops to the east bank of the Volga, some from as far away as Siberia. Regular river ferries were quickly destroyed by the Luftwaffe, which then targeted troop barges being towed slowly across by tugs. It has been said that Stalin prevented civilians from leaving the city in the belief that their presence would encourage greater resistance from the city's defenders. Civilians, including women and children, were put to work building trenchworks and protective fortifications. A massive German air raid on 23 August caused a firestorm, killing hundreds and turning Stalingrad into a vast landscape of rubble and burnt ruins. Ninety percent of the living space in the Voroshilovskiy area was destroyed. Between 23 and 26 August, Soviet reports indicate 955 people were killed and another 1,181 wounded as a result of the bombing. Casualties were estimated to have been 40,000, or as many as 70,000, though these estimates were likely exaggerated, and after 25 August the Soviets did not record any civilian and military casualties as a result of air raids.
The Soviet Air Force, the Voyenno-Vozdushnye Sily (VVS), was swept aside by the Luftwaffe. The VVS bases in the immediate area lost 201 aircraft between 23 and 31 August, and despite meagre reinforcements of some 100 aircraft in August, it was left with just 192 serviceable aircraft, 57 of which were fighters. The Soviets continued to pour aerial reinforcements into the Stalingrad area in late September, but continued to suffer appalling losses; the Luftwaffe had complete control of the skies.
Early on 23 August, the German 16th Panzer and 3rd Motorized Divisions attacked out of the Vertyachy bridgehead with a force 120 tanks and over 200 armored personnel carriers strong. The German attack broke through the 1382nd Rifle Regiment of the 87th Rifle Division and the 137th Tank Brigade, which were forced to retreat towards Dmitryevka. Encountering little resistance, the 16th Panzer Division drove east towards the Volga, supported by the strikes of Henschel Hs 129 ground attack aircraft. Crossing the railway line to Stalingrad at 564 km Station around midday, both divisions continued their rush towards the river. Around 15:00, Hyacinth Graf Strachwitz's Panzer Detachment and the kampfgruppe of the 2nd Battalion, 64th Panzer Grenadier Regiment from the 16th Panzer reached the area of Latashanka, Rynok, and Spartanovka, northern suburbs of Stalingrad, and the Stalingrad Tractor Factory.
One of the first units to offer resistance in this area was the 1077th Anti-Aircraft Regiment, covering the Stalingrad Tractor Factory and the Volga ferry near Latashanka. The majority of the regiment was composed of men, but its directing and rangefinding crews and unit headquarters were made up of women. Several women also crewed anti-aircraft guns. The 1077th was notified of the German tanks' approach at 14:30 and its 6th Battery, dominating the Sukhaya Mechatka ravine, claimed the destruction of 28 German tanks. Later that day, its 3rd Battery on the road between Yerzovka and Stalingrad, saw particularly intense fighting against the 16th Panzer, reportedly fighting "shot for shot." Two women were decorated for their actions that day, and the regiment's report praised the "exceptional steadfastness and heroism" of the women soldiers. The regiment lost 35 guns, eighteen killed, 46 wounded, and 74 missing on 23 and 24 August. The 16th Panzer Division's history mentioned its encounter with the regiment, claiming the destruction of 37 guns, and the unit's surprise that its opponents had in part included women.
In the early stages of the battle, the NKVD organised poorly armed "Workers' militias" similar to those that had defended the city twenty-four years earlier, composed of civilians not directly involved in war production for immediate use in the battle. The civilians were often sent into battle without rifles. Staff and students from the local technical university formed a "tank destroyer" unit. They assembled tanks from leftover parts at the tractor factory. These tanks, unpainted and lacking gun-sights, were driven directly from the factory floor to the front line. They could only be aimed at point-blank range through the bore of their gun barrels.
By the end of August, Army Group South (B) had finally reached the Volga, north of Stalingrad. Another advance to the river south of the city followed, while the Soviets abandoned their Rossoshka position for the inner defensive ring west of Stalingrad. The wings of the 6th Army and the 4th Panzer Army met near Jablotchni along the Zaritza on 2 Sept. By 1 September, the Soviets could only reinforce and supply their forces in Stalingrad by perilous crossings of the Volga under constant bombardment by artillery and aircraft.
September city battles
On 5 September, the Soviet 24th and 66th Armies organized a massive attack against XIV Panzer Corps. The Luftwaffe helped repel the offensive by heavily attacking Soviet artillery positions and defensive lines. The Soviets were forced to withdraw at midday after only a few hours. Of the 120 tanks the Soviets had committed, 30 were lost to air attack.
Soviet operations were constantly hampered by the Luftwaffe. On 18 September, the Soviet 1st Guards and 24th Army launched an offensive against VIII Army Corps at Kotluban. VIII. Fliegerkorps dispatched multiple waves of Stuka dive-bombers to prevent a breakthrough. The offensive was repelled. The Stukas claimed 41 of the 106 Soviet tanks knocked out that morning, while escorting Bf 109s destroyed 77 Soviet aircraft. Amid the debris of the wrecked city, the Soviet 62nd and 64th Armies, which included the Soviet 13th Guards Rifle Division, anchored their defence lines with strong-points in houses and factories.
Fighting within the ruined city was fierce and desperate. Lieutenant General Alexander Rodimtsev was in charge of the 13th Guards Rifle Division, and received one of two Heroes of the Soviet Union awarded during the battle for his actions. Stalin's Order No. 227 of 27 July 1942 decreed that all commanders who ordered unauthorised retreats would be subject to a military tribunal. Blocking detachments composed of NKVD or regular troops were positioned behind Red Army units to prevent desertion and straggling, sometimes executing deserters and perceived malingerers. During the battle the 62nd Army had the most arrests and executions: 203 in all, of which 49 were executed, while 139 were sent to penal companies and battalions. Blocking detachments of the Stalingrad and Don Fronts detained 51,758 men from the beginning of the battle to 15 October, with the majority returned to their units. Of those detained, the vast majority of which were from the Don Front, 980 were executed, and 1,349 sent to penal companies. In the two day period between 13 and 15 September, the 62nd Army blocking detachment detained 1,218 men, returning most to their units while shooting 21 men and arresting ten. Beevor claims that 13,500 Soviet soldiers were executed by Soviet authorities at Stalingrad, however, this claim is disputed by Hellbeck.
By 12 September, at the time of their retreat into the city, the Soviet 62nd Army had been reduced to 90 tanks, 700 mortars and just 20,000 personnel. The remaining tanks were used as immobile strong-points within the city. The initial German attack on 14 September attempted to take the city in a rush. The 51st Army Corps' 295th Infantry Division went after the Mamayev Kurgan hill, the 71st attacked the central rail station and toward the central landing stage on the Volga, while 48th Panzer Corps attacked south of the Tsaritsa River. Though initially successful, the German attacks stalled in the face of Soviet reinforcements brought in from across the Volga. Rodimtsev's 13th Guards Rifle Division had been hurried up to cross the river and join the defenders inside the city. Assigned to counterattack at the Mamayev Kurgan and at Railway Station No. 1, it suffered particularly heavy losses. Despite their losses, Rodimtsev's troops were able to inflict similar damage on their opponents. By 26 September, the opposing 71st Infantry Division had half of its battalions considered exhausted, reduced from all of them being considered average in combat capability when the attack began twelve days earlier.
The brutality of the battle was noted in a journal found on German lieutenant Weiner:
A ferocious battle raged for several days at the giant grain elevator in the south of the city. About fifty Red Army defenders, cut off from resupply, held the position for five days and fought off ten different assaults before running out of ammunition and water. Only forty dead Soviet fighters were found, though the Germans had thought there were many more due to the intensity of resistance. The Soviets burned large amounts of grain during their retreat in order to deny the enemy food. Paulus chose the grain elevator and silos as the symbol of Stalingrad for a patch he was having designed to commemorate the battle after a German victory.
In another part of the city, a Soviet platoon under the command of Sergeant Yakov Pavlov fortified a four-story building that oversaw a square 300 meters from the river bank, later called Pavlov's House. The soldiers surrounded it with minefields, set up machine-gun positions at the windows and breached the walls in the basement for better communications. The soldiers found about ten Soviet civilians hiding in the basement. They were not relieved, and not significantly reinforced, for two months. The building was labelled Festung ("Fortress") on German maps. Sgt. Pavlov was awarded the Hero of the Soviet Union for his actions.
Stubborn defenses of semi-fortified buildings in the center of the city cost the Germans countless soldiers. A violent battle occurred for the Univermag department store on Red Square, which served as the headquarters of the 1st Battalion of the 13th Guards Rifle Division's 42nd Guards Rifle Regiment. Another battle occurred for a nearby warehouse dubbed the "nail factory". In a three-story building close by, guardsmen fought on for five days, their noses and throats filled with brick dust from pulverized walls, with only six out of close to half a battalion escaping alive.
The Germans made slow but steady progress through the city. Positions were taken individually, but the Germans were never able to capture the key crossing points along the river bank. By 27 Sept. the Germans occupied the southern portion of the city, but the Soviets held the centre and northern part. Most importantly, the Soviets controlled the ferries to their supplies on the east bank of the Volga.
Strategy and tactics
German military doctrine was based on the principle of combined-arms teams and close cooperation between tanks, infantry, engineers, artillery and ground-attack aircraft. To negate the German usage of tanks and artillery in the ruins of the city, Soviet commander Vasily Chuikov introduced a tactic he described as "hugging" the enemy: keeping Soviet front-line positions as close as possible to those of the Germans so that German artillery and aircraft could not attack without risking friendly fire. After mid-September, to reduce casualties, he ceased launching organized daylight counterattacks, instead emphasizing small unit tactics in which Soviet infantry moved through the city's sewers to strike into the rear of attacking German units. The Soviets preferred night attacks, which disrupted German morale by depriving them of sleep. Soviet reconnaissance patrols were used to find German positions and take prisoners for interrogation, enabling them to anticipate attacks. When Soviet troops detected a coming attack, they launched their own counterattacks at dawn before German air support could arrive. Soviet troops blunted the German attacks themselves through ambushes that separated tanks from their supporting infantry, as well as the employment of booby traps and mines. These tactical innovations became widespread as the battle continued. According to Beevor, "Red Army soldiers enjoyed inventing gadgets to kill Germans. New booby traps were dreamed up, each seemingly more ingenious and unpredictable in its results than the last."
An important weapon during the battle was the flamethrower, which was "effectively terrifying" in its use of clearing sewer tunnels, cellars, and inaccessible hiding places. The operators of the weapon were immediately targeted as soon as they were spotted.
The Soviet urban warfare tactics relied on 20-to-50-man-assault groups, armed with machine guns, grenades and satchel charges, and buildings fortified as strongpoints with clear fields of fire. While the strongpoints were defended by guns or tanks on the ground floor, machine gunners and artillery observers operated from the upper floors. Meanwhile, assault groups used sewers or broke through walls into adjoining buildings to maintain concealment while moving into the rear of German attacks. The American historian David Glantz summarizes Soviet tactical innovations as a "combination of intelligence, discipline, and determination" enabling the Soviet defenders to keep fighting when the Germans had achieved victory by "all conventional measures."
The Red Army gradually adopted a strategy to hold for as long as possible all the ground in the city. Thus, they converted multi-floored apartment blocks, factories, warehouses, street corner residences and office buildings into a series of well-defended strong-points with small 5–10-man units. Manpower in the city was constantly refreshed by bringing additional troops over the Volga. When a position was lost, an immediate attempt was usually made to re-take it with fresh forces.
Bitter fighting raged for ruins, streets, factories, houses, basements, and staircases. Blocks and buildings would change hands numerous times through intense hand-to-hand fighting. Even the sewers were the sites of firefights. The Germans called this unseen urban warfare Rattenkrieg ("Rat War"), and bitterly joked about capturing the kitchen but still fighting for the living room and the bedroom. Buildings had to be cleared room by room through the bombed-out debris of residential areas, office blocks, basements and apartment high-rises. Beevor describes how this process was particularly brutal, stating that, "In its way, the fighting in Stalingrad was even more terrifying than the impersonal slaughter at Verdun. The close-quarter combat in ruined buildings, bunkers, cellars and sewers was soon dubbed 'Rattenkrieg' by German soldiers. It possessed a savage intimacy which appalled their generals, who felt that they were rapidly losing control over events." Some of the taller buildings, blasted into roofless shells by earlier German aerial bombardment, saw floor-by-floor, close-quarters combat, with the Germans and Soviets on alternate levels, firing at each other through holes in the floors. Fighting on and around Mamayev Kurgan, a prominent hill above the city, was particularly merciless; indeed, the position changed hands many times. Gerhardt's Mill was a noticeable building that was brutally fought for, and is kept till this day as a memorial to the battle. It was eventually cleared by the 39th Guards Regiment in pitiless close-quarters combat.
The brutality of the close-quarters combat was shown by the number of military casualties taken by units. The 13th Guards Rifle Division suffered 30% casualties in the first twenty-four hours, with only 320 men out of 10,000 remaining at the battle's conclusion. With buildings and floors changing hands dozens of times and taking up to several days to win, platoons and companies took up to 90% and even 100% casualties to win a building or floor within it.
The Germans used aircraft, tanks and heavy artillery to clear the city with varying degrees of success. Toward the end of the battle, the gigantic railroad gun nicknamed Dora was brought into the area. The Soviets built up a large number of artillery batteries on the east bank of the Volga. This artillery was able to bombard the German positions or at least provide counter-battery fire.
Snipers on both sides used the ruins to inflict casualties, with the Soviet command heavily emphasizing sniper tactics to wear down the Germans. The most famous Soviet sniper in Stalingrad was Vasily Zaytsev, who became a propaganda hero, credited with 225 kills during the battle. Targets were often soldiers bringing up food or water to forward positions. Artillery spotters were an especially prized target for snipers.
A significant historical debate concerns the degree of terror in the Red Army. The British historian Antony Beevor noted the "sinister" message from the Stalingrad Front's Political Department on 8 October 1942 that: "The defeatist mood is almost eliminated and the number of treasonous incidents is getting lower" as an example of the sort of coercion Red Army soldiers experienced under the Special Detachments (later to be renamed SMERSH). On the other hand, Beevor noted the often extraordinary bravery of the Soviet soldiers in a battle that was only comparable to Verdun, and argued that terror alone cannot explain such self-sacrifice. A Soviet officer interviewed, Nikolai Aksyonov, explained the general feeling amongst the Soviets in Stalingrad, "There was this sense that every soldier and officer in Stalingrad was itching to kill as many Germans as possible. In Stalingrad people felt a particularly intense hatred for the Germans."
Richard Overy addresses the question of just how important the Red Army's coercive methods were to the Soviet war effort compared with other motivational factors such as hatred for the enemy. He argues that, though it is "easy to argue that from the summer of 1942 the Soviet army fought because it was forced to fight," to concentrate solely on coercion is nonetheless to "distort our view of the Soviet war effort." After conducting hundreds of interviews with Soviet veterans on the subject of terror on the Eastern Front – and specifically about Order No. 227 ("Not a step back!") at Stalingrad – Catherine Merridale notes that, seemingly paradoxically, "their response was frequently relief." Infantryman Lev Lvovich's explanation, for example, is typical for these interviews; as he recalls, "[i]t was a necessary and important step. We all knew where we stood after we had heard it. And we all – it's true – felt better. Yes, we felt better."
Many women fought on the Soviet side or were under fire. As General Chuikov acknowledged, "Remembering the defence of Stalingrad, I can't overlook the very important question … about the role of women in war, in the rear, but also at the front. Equally with men they bore all the burdens of combat life and together with us men, they went all the way to Berlin." At the beginning of the battle there were 75,000 women and girls from the Stalingrad area who had finished military or medical training, and all of whom were to serve in the battle. Women staffed a great many of the anti-aircraft batteries that fought not only the Luftwaffe but German tanks. Soviet nurses not only treated wounded personnel under fire but were involved in the highly dangerous work of bringing wounded soldiers back to the hospitals under enemy fire. Many of the Soviet wireless and telephone operators were women who often suffered heavy casualties when their command posts came under fire. Though women were not usually trained as infantry, many Soviet women fought as machine gunners, mortar operators, and scouts. Women were also snipers at Stalingrad. Three air regiments at Stalingrad were entirely female. At least three women won the title Hero of the Soviet Union while driving tanks at Stalingrad.
For both Stalin and Hitler, Stalingrad became a matter of prestige far beyond its strategic significance. The Soviet command moved units from the Red Army strategic reserve in the Moscow area to the lower Volga and transferred aircraft from the entire country to the Stalingrad region.
The strain on both military commanders was immense: Paulus developed an uncontrollable tic in his eye, which eventually affected the left side of his face, while Chuikov experienced an outbreak of eczema that required him to have his hands completely bandaged. Troops on both sides faced the constant strain of close-range combat.
The Soviets used psychological warfare tactics to intimidate and demoralize German forces. On loudspeakers throughout the ruined city, they would announce "Every seven seconds a German soldier dies. Stalingrad. . .mass grave". The sound was interspersed with the monotonous sound of a ticking clock, and an orchestral melody dubbed the "Tango of Death".
Fighting in the industrial district
After 27 September, much of the fighting in the city shifted north to the industrial district. Having slowly advanced over 10 days against strong Soviet resistance, the 51st Army Corps was finally in front of the three giant factories of Stalingrad: the Red October Steel Factory, the Barrikady Arms Factory and Stalingrad Tractor Factory. It took a few more days for them to prepare for the most savage offensive of all, which was unleashed on 14 October. According to Beevor about the danger of the factories, he states, "The Red October complex and Barrikady gun factory had been turned into fortresses as lethal as those of Verdun. If anything, they were more dangerous because the Soviet regiments were so well hidden." The danger of the Barrikady Arms Factory was made apparent firsthand by sergeant Ernst Wohlfahrt, who witnessed 18 German pioneers get killed by a Russian booby trap. Exceptionally intense shelling and bombing paved the way for the first German assault groups. The main attack (led by the 14th Panzer and 305th Infantry Divisions) attacked towards the tractor factory, while another assault led by the 24th Panzer Division hit to the south of the giant plant.
The German onslaught crushed the 37th Guards Rifle Division of Major General Viktor Zholudev and in the afternoon the forward assault group reached the tractor factory before arriving at the Volga River, splitting the 62nd Army into two. In response to the German breakthrough to the Volga, the front headquarters committed three battalions from the 300th Rifle Division and the 45th Rifle Division of Colonel Vasily Sokolov, a substantial force of over 2,000 men, to the fighting at the Red October Factory.
Fighting raged inside the Barrikady Factory until the end of October. The Soviet-controlled area shrank down to a few strips of land along the western bank of the Volga, and in November the fighting concentrated around what Soviet newspapers referred to as "Lyudnikov's Island", a small patch of ground behind the Barrikady Factory where the remnants of Colonel Ivan Lyudnikov's 138th Rifle Division resisted all ferocious assaults thrown by the Germans and became a symbol of the stout Soviet defence of Stalingrad.
Air attacks
From 5 to 12 September, Luftflotte 4 conducted 7,507 sorties (938 per day). From 16 to 25 September, it carried out 9,746 missions (975 per day). Determined to crush Soviet resistance, Luftflotte 4's Stukawaffe flew 900 individual sorties against Soviet positions at the Stalingrad Tractor Factory on 5 October. Several Soviet regiments were wiped out; the entire staff of the Soviet 339th Infantry Regiment was killed the following morning during an air raid.
The Luftwaffe retained air superiority into November, and Soviet daytime aerial resistance was nonexistent. However, the combination of constant air support operations on the German side and the Soviet surrender of the daytime skies began to affect the strategic balance in the air. From 28 June to 20 September, Luftflotte 4's original strength of 1,600 aircraft, of which 1,155 were operational, fell to 950, of which only 550 were operational. The fleet's total strength decreased by 40 percent. Daily sorties decreased from 1,343 per day to 975 per day. Soviet offensives in the central and northern portions of the Eastern Front tied down Luftwaffe reserves and newly built aircraft, reducing Luftflotte 4's percentage of Eastern Front aircraft from 60 percent on 28 June to 38 percent by 20 September. The Kampfwaffe (bomber force) was the hardest hit, having only 232 out of an original force of 480 left. The VVS remained qualitatively inferior, but by the time of the Soviet counter-offensive, the VVS had reached numerical superiority.
In mid-October, after receiving reinforcements from the Caucasus theatre, the Luftwaffe intensified its efforts against the remaining Red Army positions holding the west bank. Luftflotte 4 flew 1,250 sorties on 14 October and its Stukas dropped 550 tonnes of bombs, while German infantry surrounded the three factories. Stukageschwader 1, 2, and 77 had largely silenced Soviet artillery on the eastern bank of the Volga before turning their attention to the shipping that was once again trying to reinforce the narrowing Soviet pockets of resistance. The 62nd Army had been cut in two and, due to intensive air attack on its supply ferries, was receiving much less material support. With the Soviets forced into a strip of land on the western bank of the Volga, over 1,208 Stuka missions were flown in an effort to eliminate them.
The Soviet bomber force, the Aviatsiya Dal'nego Deystviya (Long Range Aviation; ADD), having taken crippling losses over the past 18 months, was restricted to flying at night. The Soviets flew 11,317 night sorties over Stalingrad and the Don-bend sector between 17 July and 19 November. These raids caused little damage and were of nuisance value only.
On 8 November, substantial units from Luftflotte 4 were withdrawn to combat the Allied landings in North Africa. The German air arm found itself spread thinly across Europe, struggling to maintain its strength in the other southern sectors of the Soviet-German front.
As historian Chris Bellamy notes, the Germans paid a high strategic price for the aircraft sent into Stalingrad: the Luftwaffe was forced to divert much of its air strength away from the oil-rich Caucasus, which had been Hitler's original grand-strategic objective.
The Royal Romanian Air Force was also involved in the Axis air operations at Stalingrad. Starting 23 October 1942, Romanian pilots flew a total of 4,000 sorties, during which they destroyed 61 Soviet aircraft. The Romanian Air Force lost 79 aircraft, most of them captured on the ground along with their airfields.
Medical and food conditions
The conditions of both armies during the battle was atrocious. Disease ran rampant on both sides, with many deaths due to dysentery, typhus, diphtheria, tuberculosis and jaundice, causing medical staff to fear a possible epidemic. Vermin such as rats and mice were plentiful on the battlefield, serving as one reason the Germans could not counterattack in time, due to mice having chewed their tank wiring. Lice were also heavily prevalent, and plagues of flies would gather around kitchens, adding to the possibility of wound infections. The brutal winter conditions affected soldiers tremendously, with temperatures at times reaching as low as −40°C in late November, or −30°C in late January. The conditions caused rapid frostbite with many cases of gangrene and eventual amputation as a result. The conditions also saw soldiers dying en masse due to frostbite and hypothermia. Both armies also suffered from food shortages, with mass starvation on both sides. Stress, tiredness and cold upset the metabolism of many soldiers, with them receiving a reduced amount of calories from food. The German forces eventually ran out of medical supplies such as ether, antiseptics, bandages and other medical supplies. With the shortages, surgery had to be done without anaesthesia.
Germans reach the Volga
After three months of slow advance, the Germans finally reached the river banks, capturing 90% of the ruined city and splitting the remaining Soviet forces into two narrow pockets. Ice floes on the Volga now prevented boats and tugs from supplying the Soviet defenders. Nevertheless, the fighting continued, especially on the slopes of Mamayev Kurgan and inside the factory area in the northern part of the city. From 21 August to 20 November, the German 6th Army lost 60,548 men, including 12,782 killed, 45,545 wounded and 2,221 missing.
Soviet counter-offensives
Recognising that German troops were ill-prepared for offensive operations during the winter of 1942 and that most of them were redeployed elsewhere on the southern sector of the Eastern Front, the Stavka decided to conduct a number of offensive operations between 19 November 1942 and 2 February 1943. These operations opened the Winter Campaign of 1942–1943 (19 November 1942 – 3 March 1943), which involved some fifteen Armies operating on several fronts. According to Zhukov, "German operational blunders were aggravated by poor intelligence: they failed to spot preparations for the major counter-offensive near Stalingrad where there were 10 field, 1 tank and 4 air armies."
Weakness on the Axis flanks
During the siege, the German and allied Italian, Hungarian, and Romanian armies protecting Army Group B's north and south flanks had pressed their headquarters for support. The Hungarian 2nd Army was given the task of defending a section of the front north of Stalingrad between the Italian Army and Voronezh. This resulted in a very thin line, with some sectors where stretches were being defended by a single platoon (platoons typically have around 20 to 50 men). These forces were also lacking in effective anti-tank weapons. Zhukov states, "Compared with the Germans, the troops of the satellites were not so well armed, less experienced and less efficient, even in defence."
Because of the total focus on the city, the Axis forces had neglected for months to consolidate their positions along the natural defensive line of the Don River. The Soviet forces were allowed to retain bridgeheads on the right bank from which offensive operations could be quickly launched. These bridgeheads in retrospect presented a serious threat to Army Group B.
Similarly, on the southern flank of the Stalingrad sector, the front southwest of Kotelnikovo was held only by the Romanian 4th Army. Beyond that army, a single German division, the 16th Motorised Infantry, covered 400 km. Paulus had requested permission to "withdraw the 6th Army behind the Don," but was rejected. According to Paulus's comments to his adjutant Wilhelm Adam, "There is still the order whereby no commander of an army group or an army has the right to relinquish a village, even a trench, without Hitler's consent."
Operation Uranus
In autumn, the Soviet generals Georgy Zhukov and Aleksandr Vasilevsky, responsible for strategic planning in the Stalingrad area, concentrated forces in the steppes to the north and south of the city. The northern flank was defended by Hungarian and Romanian units, often in open positions on the steppes. The natural line of defence, the Don River, had never been properly established by the German side. The armies in the area were also poorly equipped in terms of anti-tank weapons. The plan was to punch through the overstretched and weakly defended German flanks and surround the German forces in the Stalingrad region.
During the preparations for the attack, Marshal Zhukov personally visited the front and noticing the poor organisation, insisted on a one-week delay in the start date of the planned attack. The operation was code-named "Uranus" and launched in conjunction with Operation Mars, which was directed at Army Group Center about to the northwest. The plan was similar to the one Zhukov had used to achieve victory at Khalkhin Gol three years before, where he had sprung a double envelopment and destroyed the 23rd Division of the Japanese army.
On 19 November 1942, the Red Army launched Operation Uranus. The attacking Soviet units under the command of Gen. Nikolay Vatutin consisted of three complete armies, the 1st Guards Army, 5th Tank Army and 21st Army, including a total of 18 infantry divisions, eight tank brigades, two motorised brigades, six cavalry divisions and one anti-tank brigade. The preparations for the attack could be heard by the Romanians, who continued to push for reinforcements, only to be refused again. Thinly spread, deployed in exposed positions, outnumbered and poorly equipped, the Romanian 3rd Army, which held the northern flank of the German 6th Army, was overrun.
Behind the front lines, no preparations had been made to defend key points in the rear such as Kalach. The response by the Wehrmacht was both chaotic and indecisive. Poor weather prevented effective air action against the Soviet offensive. Army Group B was in disarray and faced strong Soviet pressure across all its fronts. Hence it was ineffective in relieving the 6th Army.
On 20 November, a second Soviet offensive (two armies) was launched to the south of Stalingrad against points held by the Romanian 4th Army Corps. The Romanian forces, made up primarily of infantry, were overrun by large numbers of tanks. The Soviet forces raced west and met on 23 November at the town of Kalach, sealing the ring around Stalingrad. The link-up of the Soviet forces, not filmed at the time, was later re-enacted for a propaganda film which was shown worldwide.
Sixth Army surrounded
The surrounded Axis personnel comprised 265,000 Germans, Romanians, Italians, and Croatians. In addition, the German 6th Army included between 40,000 and 65,000 Hilfswillige (Hiwi), or "volunteer auxiliaries", a term used for personnel recruited amongst Soviet POWs and civilians from areas under occupation. Hiwi often proved to be reliable Axis personnel in rear areas and were used for supporting roles, but also served in some front-line units as their numbers had increased.
The conditions of the German 6th Army had been "reduced to conditions very similar to those in the First World War". The most insanitary conditions were found in units who were forced by the Soviets to take up new positions in the open steppe. Beevor explains, "In such conditions, troops had not yet had a chance to dig communications trenches and latrines. Soldiers were sleeping, packed together like sardines, in holes in the ground covered by a tarpaulin. Infections spread rapidly. Dysentery soon had a debilitating and demoralizing effect, as weakened soldiers squatted over shovels in their trenches, then threw the contents out over the parapet."
German personnel in the pocket numbered about 210,000, according to strength breakdowns of the 20 field divisions (average size 9,000) and 100 battalion-sized units of the Sixth Army on 19 November 1942. Inside the pocket (, literally "cauldron"), there were also around 10,000 Soviet civilians and several thousand Soviet soldiers the Germans had taken captive during the battle. Not all of the 6th Army was trapped: 50,000 soldiers were brushed aside outside the pocket. These belonged mostly to the other two divisions of the 6th Army between the Italian and Romanian armies: the 62nd and 298th Infantry Divisions. Of the 210,000 Germans, 10,000 remained to fight on, 105,000 surrendered, 35,000 left by air and the remaining 60,000 died.
Even with the desperate situation of the 6th Army, Army Group A had to hold its position in the Caucasus further south. No troops were pulled off that region to help relieve the 6th Army. Only on December 31, after Soviet forces had broken through German positions in Operation Little Saturn and threatened to retake Rostov-on-Don and cut off Army Group A completely, was it ordered to withdraw from the Caucasus to avoid being trapped.
Army Group Don was formed under Field Marshal von Manstein. Under his command were the twenty German and two Romanian divisions encircled at Stalingrad, Adam's battle groups formed along the Chir River and on the Don bridgehead, plus the remains of the Romanian 3rd Army.
The Red Army units immediately formed two defensive fronts: a circumvallation facing inward and a contravallation facing outward. Field Marshal Erich von Manstein advised Hitler not to order the 6th Army to break out, stating that he could break through the Soviet lines and relieve the besieged 6th Army. The American historians Williamson Murray and Alan Millet wrote that it was Manstein's message to Hitler on 24 November advising him that the 6th Army should not break out, along with Göring's statements that the Luftwaffe could supply Stalingrad that "... sealed the fate of the Sixth Army". After 1945, Manstein claimed that he told Hitler that the 6th Army must break out. The American historian Gerhard Weinberg wrote that Manstein distorted his record on the matter. Manstein was tasked to conduct a relief operation, named Operation Winter Storm (Unternehmen Wintergewitter) against Stalingrad, which he thought was feasible if the 6th Army was temporarily supplied through the air.
Adolf Hitler had declared in a public speech (in the Berlin Sportpalast) on 30 September 1942 that the German army would never leave the city. At a meeting shortly after the Soviet encirclement, German army chiefs pushed for an immediate breakout to a new line on the west of the Don, but Hitler was at his Bavarian retreat of Obersalzberg in Berchtesgaden with the head of the Luftwaffe, Hermann Göring. When asked by Hitler, Göring replied, after being convinced by Hans Jeschonnek, that the Luftwaffe could supply the 6th Army with an "air bridge". This would allow the Germans in the city to fight on temporarily while a relief force was assembled. A similar plan had been used a year earlier at the Demyansk Pocket, albeit on a much smaller scale: a corps at Demyansk rather than an entire army.
The director of Luftflotte 4, Wolfram von Richthofen, tried to get this decision overturned. The forces under the 6th Army were almost twice as large as a regular German army unit, plus there was also a corps of the 4th Panzer Army trapped in the pocket. Due to a limited number of available aircraft and having only one available airfield, at Pitomnik, the Luftwaffe could only deliver 105 tonnes of supplies per day, only a fraction of the minimum 750 tonnes that both Paulus and Zeitzler estimated the 6th Army needed. To supplement the limited number of Junkers Ju 52 transports, the Germans pressed other aircraft into the role, such as the Heinkel He 177 bomber. Some bombers performed adequately – the Heinkel He 111 proved to be quite capable and was much faster than the Ju 52.
General Richthofen informed Manstein on 27 November of the small transport capacity of the Luftwaffe and the impossibility of supplying 300 tons a day by air. Manstein now saw the enormous technical difficulties of a supply by air of these dimensions. The next day he made a six-page situation report to the general staff. Based on the information of the expert Richthofen, he declared that contrary to the example of the pocket of Demyansk the permanent supply by air would be impossible. If only a narrow link could be established to Sixth Army, he proposed that this should be used to pull it out from the encirclement, and said that the Luftwaffe should instead of supplies deliver only enough ammunition and fuel for a breakout attempt. He acknowledged the heavy moral sacrifice that giving up Stalingrad would mean, but this would be made easier to bear by conserving the combat power of the Sixth Army and regaining the initiative. He ignored the limited mobility of the army and the difficulties of disengaging the Soviets. Hitler reiterated that the Sixth Army would stay at Stalingrad and that the air bridge would supply it until the encirclement was broken by a new German offensive.
Supplying the 270,000 men trapped in the "cauldron" required 700 tons of supplies a day. That would mean 350 Ju 52 flights a day into Pitomnik. At a minimum, 500 tons were required. However, according to Adam, "On not one single day have the minimal essential number of tons of supplies been flown in." The Luftwaffe was able to deliver an average of 85 tonnes of supplies per day out of an air transport capacity of 106 tonnes per day. The most successful day, 19 December, the Luftwaffe delivered 262 tonnes of supplies in 154 flights. The outcome of the airlift was the Luftwaffe's failure to provide its transport units with the tools they needed to maintain an adequate count of operational aircraft – tools that included airfield facilities, supplies, manpower, and even aircraft suited to the prevailing conditions. These factors, taken together, prevented the Luftwaffe from effectively employing the full potential of its transport forces, ensuring that they were unable to deliver the quantity of supplies needed to sustain the 6th Army.
In the early parts of the operation, fuel was shipped at a higher priority than food and ammunition because of a belief that there would be a breakout from the city. Transport aircraft also evacuated technical specialists and sick or wounded personnel from the besieged enclave. Sources differ on the number flown out: at least 25,000 to at most 35,000.
Initially, supply flights came in from the field at Tatsinskaya, called 'Tazi' by the German pilots. On 23 December, the Soviet 24th Tank Corps, commanded by Major-General Vasily Mikhaylovich Badanov, reached nearby Skassirskaya and in the early morning of 24 December, the tanks reached Tatsinskaya. Without any soldiers to defend the airfield, it was abandoned under heavy fire; in a little under an hour, 108 Ju 52s and 16 Ju 86s took off for Novocherkassk – leaving 72 Ju 52s and many other aircraft burning on the ground.
A new base was established some from Stalingrad at Salsk. The additional distance became another obstacle to the resupply efforts. Salsk was abandoned in turn by mid-January for a rough facility at Zverevo, near Shakhty. The field at Zverevo was attacked repeatedly on 18 January and a further 50 Ju 52s were destroyed. Winter weather conditions, technical failures, heavy Soviet anti-aircraft fire and fighter interceptions eventually led to the loss of 488 German aircraft.
In spite of the failure of the German offensive to reach the 6th Army, the air supply operation continued under ever more difficult circumstances. The 6th Army slowly starved. General Zeitzler, moved by their plight, began to limit himself to their slim rations at meal times. After a few weeks on such a diet, he had "visibly lost weight", according to Albert Speer, and Hitler "commanded Zeitzler to resume at once taking sufficient nourishment".
The toll on the Transportgruppen was heavy. 160 aircraft were destroyed and 328 were heavily damaged (beyond repair). Some 266 Junkers Ju 52s were destroyed; one-third of the fleet's strength on the Eastern Front. The He 111 gruppen lost 165 aircraft in transport operations. Other losses included 42 Ju 86s, 9 Fw 200 Condors, 5 He 177 bombers and 1 Ju 290. The Luftwaffe also lost close to 1,000 highly experienced bomber crew personnel. So heavy were the Luftwaffes losses that four of Luftflotte 4's transport units (KGrzbV 700, KGrzbV 900, I./KGrzbV 1 and II./KGzbV 1) were "formally dissolved".
End of the battle
Operation Winter Storm
Manstein's plan to rescue the Sixth Army – Operation Winter Storm – was developed in full consultation with Führer headquarters. It aimed to break through to the Sixth Army and establish a corridor to keep it supplied and reinforced, so that, according to Hitler's order, it could maintain its "cornerstone" position on the Volga, "with regard to operations in 1943". Manstein, however, who knew that Sixth Army could not survive the winter there, instructed his headquarters to draw up a further plan in the event of Hitler's seeing sense.
This would include the subsequent breakout of Sixth Army, in the event of a successful first phase, and its physical reincorporation in Army Group Don. This second plan was given the name Operation Thunderclap. Winter Storm, as Zhukov had predicted, was originally planned as a two-pronged attack. One thrust would come from the area of Kotelnikovo, well to the south, and around from the Sixth Army. The other would start from the Chir front west of the Don, which was little more than from the edge of the Kessel, but the continuing attacks of Romanenko's 5th Tank Army against the German detachments along the river Chir ruled out that start-line.
This left only the LVII Panzer Corps around Kotelnikovo, supported by the rest of Hoth's very mixed Fourth Panzer Army, to relieve Paulus's trapped divisions. The LVII Panzer Corps, commanded by General Friedrich Kirchner, had been weak at first. It consisted of two Romanian cavalry divisions and the 23rd Panzer Division, which mustered no more than thirty serviceable tanks. The 6th Panzer Division, arriving from France, was a vastly more powerful formation, but its members hardly received an encouraging impression. The Austrian divisional commander, General Erhard Raus, was summoned to Manstein's royal carriage in Kharkov station on 24 November, where the field marshal briefed him. "He described the situation in very sombre terms", recorded Raus.
Three days later, when the first trainload of Raus's division steamed into Kotelnikovo station to unload, his troops were greeted by "a hail of shells" from Soviet batteries. "As quick as lightning, the Panzergrenadiers jumped from their wagons. But already the enemy was attacking the station with their battle-cries of 'Urrah!
By 18 December, the German Army had pushed to within 48 km (30 mi) of Sixth Army's positions. However, the predictable nature of the relief operation brought significant risk for all German forces in the area. The starving encircled forces at Stalingrad made no attempt to break out or link up with Manstein's advance. Some German officers requested that Paulus defy Hitler's orders to stand fast and instead attempt to break out of the Stalingrad pocket. Paulus refused, concerned about the Red Army attacks on the flank of Army Group Don and Army Group B in their advance on Rostov-on-Don, "an early abandonment" of Stalingrad "would result in the destruction of Army Group A in the Caucasus", and the fact that his 6th Army tanks only had fuel for a 30 km advance towards Hoth's spearhead, a futile effort if they did not receive assurance of resupply by air. Of his questions to Army Group Don, Paulus was told, "Wait, implement Operation 'Thunderclap' only on explicit orders!" – Operation Thunderclap being the code word initiating the breakout.
Operation Little Saturn
On 16 December, the Soviets launched Operation Little Saturn, which attempted to punch through the Axis army (mainly Italians) on the Don. The Germans set up a "mobile defence" of small units that were to hold towns until supporting armour arrived. From the Soviet bridgehead at Mamon, 15 divisions – supported by at least 100 tanks – attacked the Italian Cosseria and Ravenna Divisions, and although outnumbered 9 to 1, the Italians initially fought well, with the Germans praising the quality of the Italian defenders, but on 19 December, with the Italian lines disintegrating, ARMIR headquarters ordered the battered divisions to withdraw to new lines.
The fighting forced a total revaluation of the German situation. Sensing that this was the last chance for a breakout, Manstein pleaded with Hitler on 18 December, but Hitler refused. Paulus himself also doubted the feasibility of such a breakout. The attempt to break through to Stalingrad was abandoned and Army Group A was ordered to pull back from the Caucasus. The 6th Army now was beyond all hope of German relief. While a motorised breakout might have been possible in the first few weeks, the 6th Army now had insufficient fuel and the German soldiers would have faced great difficulty breaking through the Soviet lines on foot in harsh winter conditions. But in its defensive position on the Volga, the 6th Army continued to tie down a significant number of Soviet Armies.
On 23 December, the attempt to relieve Stalingrad was abandoned and Manstein's forces switched over to the defensive to deal with new Soviet offensives. As Zhukov states,
Soviet victory
The Red Army High Command sent three envoys while simultaneously aircraft and loudspeakers announced terms of capitulation on 7 January 1943. The letter was signed by Colonel-General of Artillery Voronov and the commander-in-chief of the Don Front, Lieutenant-General Rokossovsky. A low-level Soviet envoy party (comprising Major Aleksandr Smyslov, Captain Nikolay Dyatlenko and a trumpeter) carried generous surrender terms to Paulus: if he surrendered within 24 hours, he would receive a guarantee of safety for all prisoners, medical care for the sick and wounded, prisoners being allowed to keep their personal belongings, "normal" food rations, and repatriation to any country they wished after the war. Rokossovsky's letter also stressed that Paulus' men were in an untenable situation. Paulus requested permission to surrender, but Hitler rejected Paulus' request out of hand. Accordingly, Paulus did not respond. The German High Command informed Paulus, "Every day that the army holds out longer helps the whole front and draws away the Russian divisions from it."
The Germans inside the pocket retreated from the suburbs of Stalingrad to the city itself. The loss of the two airfields, at Pitomnik on 16 January 1943 and Gumrak on the night of 21/22 January, meant an end to air supplies and to the evacuation of the wounded. The third and last serviceable runway was at the Stalingradskaya flight school, which reportedly had the last landings and takeoffs on 23 January. After 23 January, there were no more reported landings, just intermittent air drops of ammunition and food until the end.
The Germans were now not only starving but running out of ammunition. Nevertheless, they continued to resist, in part because they believed the Soviets would execute any who surrendered. Postwar German historians emphasized the fatigue and defeatism that prevailed in the Germans towards the end of the battle. However, transcripts show that despite many German soldiers yelling "Hitler kaput" to avoid being shot while surrendering, the level of armed resistance remained extraordinarily high till the end of the battle. In particular, the so-called HiWis, Soviet citizens fighting for the Germans, had no illusions about their fate if captured. The Soviets were initially surprised by the number of Germans they had trapped and had to reinforce their encircling troops. Bloody urban warfare began again in Stalingrad, but this time it was the Germans who were pushed back to the banks of the Volga. The Germans adopted a simple defence of fixing wire nets over all windows to protect themselves from grenades. The Soviets responded by fixing fish hooks to the grenades so they stuck to the nets when thrown. The Germans had no usable tanks in the city, and those that still functioned could, at best, be used as makeshift pillboxes. The Soviets did not bother employing tanks in areas where urban destruction restricted their mobility.
On 22 January, Rokossovsky once again offered Paulus a chance to surrender. Paulus requested that he be granted permission to accept the terms. He told Hitler that he was no longer able to command his men, who were without ammunition or food. Hitler rejected it on a point of honour. He telegraphed the 6th Army later that day, claiming that it had made a historic contribution to the greatest struggle in German history and that it should stand fast "to the last soldier and the last bullet". Hitler told Goebbels that the plight of the 6th Army was a "heroic drama of German history". On 24 January, in his radio report to Hitler, Paulus reported: "18,000 wounded without the slightest aid of bandages and medicines."
On 26 January 1943, the German forces inside Stalingrad were split into two pockets north and south of Mamayev-Kurgan. The northern pocket consisting of the VIIIth Corps, under General Walter Heitz, and the XIth Corps, was now cut off from telephone communication with Paulus in the southern pocket. Now "each part of the cauldron came personally under Hitler". On 28 January, the cauldron was split into three parts. The northern cauldron consisted of the XIth Corps, the central with the VIIIth and LIst Corps, and the southern with the XIVth Panzer Corps and IVth Corps "without units". The sick and wounded reached 40,000 to 50,000.
On 30 January 1943, the 10th anniversary of Hitler's coming to power, Goebbels read out a proclamation that included the sentence: "The heroic struggle of our soldiers on the Volga should be a warning for everybody to do the utmost for the struggle for Germany's freedom and the future of our people, and thus in a wider sense for the maintenance of our entire continent." The same day, Hermann Göring broadcast from the air ministry, comparing the situation of the surrounded German 6th Army to that of the Spartans at the Battle of Thermopylae, the speech was not well received by soldiers however. Paulus notified Hitler that his men would likely collapse before the day was out. In response, Hitler issued a tranche of field promotions to the Sixth Army's officers. He promoted Paulus to the rank of Generalfeldmarschall. In deciding to promote Paulus, Hitler noted that there was no record of a German or Prussian field marshal having ever surrendered. The implication was clear: if Paulus surrendered, he would shame himself and would become the highest-ranking German officer ever to be captured. Hitler believed that Paulus would either fight to the last man or commit suicide.
On the next day, the southern pocket in Stalingrad collapsed. Soviet forces reached the entrance to the German headquarters in the ruined GUM department store. Major Anatoly Soldatov described the conditions of the department store basement as such, "it was unbelievably filthy, you couldn't get through the front or back doors, the filth came up to your chest, along with human waste and who knows what else. The stench was unbelievable." When interrogated by the Soviets, Paulus claimed that he had not surrendered. He said that he had been taken by surprise. He denied that he was the commander of the remaining northern pocket in Stalingrad and refused to issue an order in his name for them to surrender.
There was no one with a camera present to film the capture of Paulus. One person, though, Roman Karmen, managed to record the first interrogation of Paulus that took place the same day, at Shumilov's 64th Army's HQ, and a few hours later at Rokossovsky's Don Front HQ.
The central pocket, under the command of Heitz, surrendered the same day, while the northern pocket, under the command of General Karl Strecker, held out for two more days. Four Soviet armies were deployed against the northern pocket. At four in the morning on 2 February, Strecker was informed that one of his own officers had gone to the Soviets to negotiate surrender terms. Seeing no point in continuing, he sent a radio message saying that his command had done its duty and fought to the last man. When Strecker finally surrendered, he and his chief of staff, Helmuth Groscurth, drafted the final signal sent from Stalingrad, purposely omitting the customary exclamation to Hitler, replacing it with "Long live Germany!"
Around 91,000 exhausted, ill, wounded, and starving prisoners were taken. The prisoners included 22 generals. Hitler was furious and confided that Paulus "could have freed himself from all sorrow and ascended into eternity and national immortality, but he prefers to go to Moscow".
Casualties
The Axis suffered 747,300–868,374 combat casualties (killed, wounded or captured) among all branches of the German armed forces and their allies:
282,606 in the 6th Army from 21 August to the end of the battle; 17,293 in the 4th Panzer Army from 21 August to 31 January; 55,260 in the Army Group Don from 1 December 1942 to the end of the battle (12,727 killed, 37,627 wounded and 4,906 missing) Walsh estimates the losses to 6th Army and 4th Panzer division were over 300,000; including other German army groups between late June 1942 and February 1943, total German casualties were over 600,000. Louis A. DiMarco estimated the German suffered 400,000 total casualties (killed, wounded or captured) during this battle.
According to Frieser, et al.: 109,000 Romanians casualties (from November 1942 to December 1942), included 70,000 captured or missing. 114,000 Italians and 105,000 Hungarians were killed, wounded or captured (from December 1942 to February 1943).
According to Stephen Walsh: Romanian casualties were 158,854; 114,520 Italians (84,830 killed, missing and 29,690 wounded); and 143,000 Hungarian (80,000 killed, missing and 63,000 wounded). Losses among Soviet POW turncoats Hiwis, or Hilfswillige range between 19,300 and 52,000.
235,000 German and allied troops in total, from all units, including Manstein's ill-fated relief force, were captured during the battle.
It is estimated that as many as over 1 million soldiers and civilians combined were killed during the battle. Author William Craig, while researching for his book, stressed the incredible death toll of the battle, "Most appalling was the growing realization, formed by statistics I uncovered, that the battle was the greatest military bloodbath in recorded history. Well over a million men and women died because of Stalingrad, a number far surpassing the previous records of dead at the first battle of the Somme and Verdun in 1916." Historian Jochen Hellbeck described the lethality of the battle as such, "The battle of Stalingrad—the most ferocious and lethal battle in human history—ended on February 2. With an estimated death toll in an excess of a million, the bloodletting at Stalingrad far exceeded that of Verdun, one of the costliest battles of World War I."
The Germans lost 900 aircraft (including 274 transports and 165 bombers used as transports), 500 tanks and 6,000 artillery pieces. According to a contemporary Soviet report, 5,762 guns, 1,312 mortars, 12,701 heavy machine guns, 156,987 rifles, 80,438 sub-machine guns, 10,722 trucks, 744 aircraft; 1,666 tanks, 261 other armoured vehicles, 571 half-tracks and 10,679 motorcycles were captured by the Soviets.
The USSR, according to archival figures, suffered 1,129,619 total casualties; 478,741 personnel killed or missing, and 650,878 wounded or sick. The USSR lost 4,341 tanks destroyed or damaged, 15,728 artillery pieces and 2,769 combat aircraft. 955 Soviet civilians died in Stalingrad and its suburbs from aerial bombing by Luftflotte 4 as the German 4th Panzer and 6th Armies approached the city.
Luftwaffe losses
The losses of transport planes were especially serious, as they destroyed the capacity for supply of the trapped 6th Army. The destruction of 72 aircraft when the airfield at Tatsinskaya Airfield was overrun meant the loss of about 10 percent of the Luftwaffe transport fleet.
These losses amounted to about 50 percent of the aircraft committed and the Luftwaffe training program was stopped and sorties in other theatres of war were significantly reduced to save fuel for use at Stalingrad.
Aftermath
The German public was not officially told of the impending disaster until the end of January 1943, though positive media reports had stopped in the weeks before the announcement. Stalingrad marked the first time that the Nazi government publicly acknowledged a failure in its war effort. On 31 January, regular programmes on German state radio were replaced by a broadcast of the sombre Adagio movement from Anton Bruckner's Seventh Symphony, followed by the announcement of the defeat at Stalingrad. On 18 February, Minister of Propaganda Joseph Goebbels gave the famous Sportpalast speech in Berlin, encouraging the Germans to accept a total war that would claim all resources and efforts from the entire population.
Based on Soviet records, over 11,000 German soldiers continued to resist in isolated groups within the city for the next month. Some have presumed that they were motivated by a belief that fighting on was better than a slow death in Soviet captivity. Brown University historian Omer Bartov claims they were motivated by belief in Hitler and National Socialism. He studied 11,237 letters sent by soldiers inside of Stalingrad between 20 December 1942 and 16 January 1943 to their families in Germany. Almost every letter expressed belief in Germany's ultimate victory and their willingness to fight and die at Stalingrad to achieve that victory. Bartov reported that a great many of the soldiers were well aware that they would not be able to escape from Stalingrad, but in their letters to their families stated that they were proud to "sacrifice themselves for the Führer".
A Soviet officer interviewed months after the battle, Nikolai Nikitich Aksyonov, described the scale of devastation and conflict at Stalingrad, stating that "As a historian, I tried to draw comparisons to battles I know from history: Borodino, Verdun during the Imperialist War, but none of that was right because the scale of conflict in Stalingrad makes it hard to compare it to anything. It seemed as if Stalingrad was breathing fire for days on end." Many German soldiers expressed in their letters that they were trapped in a "second Verdun", while Soviet defenders described the battle as their "Red Verdun", in which they would refuse to surrender to the enemy. However, a Soviet war correspondent reporting in October of 1942 remarked that "A city of peace has become a city of war. The laws of warfare have placed it on the front line, at the epicenter of a battle that will shape the outcome of the entire war. After sixty days of fighting the Germans now know what this means. 'Verdun!' they scoff. 'This is no Verdun. This is something new in the history of warfare. This is Stalingrad.' "
The battle is not only infamous for being a military bloodbath, but also for its disregard for civilians by both sides. Sniper Vasily Zaytsev took note of atrocities that took place during the battle, stating that, "another time you see young girls, children hanging from trees in the park. . .It has tremendous impact." A sergeant in the 389th Infantry Division, noted during the battles for the Barrikady workers' settlement that "Russian women who came out of the houses with their bundles and then tried to seek shelter from the firing on the German side, were cut down from behind by Russian machine-gun fire."
The bombing campaign and five months of fighting in the city had utterly destroyed 99% of the city, with the city being nothing more than a heap of rubble. Of the population of more than half a million before the battle, a quick census revealed only 1,515 remained following the battle's conclusion. However, Beevor notes that a census revealed that 9,796 civilians had lived through the fighting, including 994 children.
The remaining forces continued to resist, hiding in cellars and sewers, but by early March 1943 the last small and isolated pockets of resistance had surrendered. According to Soviet intelligence documents shown in the documentary, a remarkable NKVD report from March 1943 is available showing the tenacity of some of these German groups:
The operative report of the Don Front's staff issued on 5 February 1943, 22:00 said,
The condition of the troops that surrendered was pitiful. British war correspondent Alexander Werth described the following scene in his Russia at War book, based on a first-hand account of his visit to Stalingrad on 3–5 February 1943,
Out of the nearly 91,000 German prisoners captured in Stalingrad, only about 5,000 returned. Weakened by disease, starvation and lack of medical care during the encirclement, they were sent on forced marches to prisoner camps and later to labour camps all over the Soviet Union. Some 35,000 were eventually sent on transports, of which 17,000 did not survive. Most died of wounds, disease (particularly typhus), cold, overwork, mistreatment and malnutrition. Some were kept in the city to help rebuild it.
A handful of senior officers were taken to Moscow and used for propaganda purposes, and some of them joined the National Committee for a Free Germany. Some, including Paulus, signed anti-Hitler statements that were broadcast to German troops. Paulus testified for the prosecution during the Nuremberg Trials and assured families in Germany that those soldiers taken prisoner at Stalingrad were safe. He remained in the Soviet Union until 1952, then moved to Dresden in East Germany, where he spent the remainder of his days defending his actions at Stalingrad and was quoted as saying that Communism was the best hope for postwar Europe. General Walther von Seydlitz-Kurzbach offered to raise an anti-Hitler army from the Stalingrad survivors, but the Soviets did not accept the offer. It was not until 1955 that the last of the 5,000–6,000 survivors were repatriated (to West Germany) after a plea to the Politburo by Konrad Adenauer.
Significance
Stalingrad has been described as the greatest defeat in the history of the German Army. It is often identified as the turning point on the Eastern Front, in the war against Germany overall, and in the entire Second World War. The Red Army had the initiative, and the Wehrmacht was in retreat. A year of German gains during Case Blue had been wiped out. Germany's Sixth Army had ceased to exist, and the forces of Germany's European allies, except Finland, had been shattered. In a speech on 9 November 1944, Hitler himself blamed Stalingrad for Germany's impending doom.
The destruction of an entire army (the largest killed, captured, wounded figures for Axis soldiers, nearly 1 million, during the war) and the frustration of Germany's grand strategy made the battle a watershed moment. At the time, the global significance of the battle was not in doubt. A Dresden newspaper wrote in early August that the battle would become the "most fateful battle of the war", and an article in September from the British Daily Telegraph shared the same sentiment. Joseph Goebbels shared similar sentiment, declaring that the battle was a "question of life or death, and all of our prestige, just as that of the Soviet Union, will depend on how it will end." Writing in his diary on 1 January 1943, British General Alan Brooke, Chief of the Imperial General Staff, reflected on the change in the position from a year before:
At this point, the British had won the Battle of El Alamein in November 1942. However, there were only about 50,000 German soldiers at El Alamein in Egypt, while at Stalingrad 300,000 to 400,000 Germans had been lost.
Regardless of the strategic implications, there is little doubt about Stalingrad's symbolism. Germany's defeat shattered its reputation for invincibility and dealt a devastating blow to German morale. On 30 January 1943, the tenth anniversary of his coming to power, Hitler chose not to speak. Joseph Goebbels read the text of his speech for him on the radio. The speech contained an oblique reference to the battle, which suggested that Germany was now in a defensive war. The public mood was sullen, depressed, fearful, and war-weary.
The reverse was the case on the Soviet side. There was an overwhelming surge in confidence and belief in victory. A common saying was: "You cannot stop an army which has done Stalingrad." Stalin was feted as the hero of the hour and made a Marshal of the Soviet Union.
The news of the battle echoed round the world, with many people now believing that Hitler's defeat was inevitable. The Turkish Consul in Moscow predicted that "the lands which the Germans have destined for their living space will become their dying space". Britain's conservative The Daily Telegraph proclaimed that the victory had saved European civilisation. The country celebrated "Red Army Day" on 23 February 1943. A ceremonial Sword of Stalingrad was forged to the order of King George VI. After being put on public display in Britain, this was presented to Stalin by Winston Churchill at the Tehran Conference later in 1943. Soviet propaganda spared no effort and wasted no time in capitalising on the triumph, impressing a global audience. The prestige of Stalin, the Soviet Union, and the worldwide Communist movement was immense, and their political position greatly enhanced.
Commemoration
In recognition of the determination of its defenders, Stalingrad was awarded the title Hero City in 1945. A colossal monument called The Motherland Calls was erected in 1967 on Mamayev Kurgan, the hill overlooking the city where bones and rusty metal splinters can still be found. The statue forms part of a war memorial complex which includes the ruins of the Grain Silo and Pavlov's House. On 2 February 2013 Volgograd hosted a military parade and other events to commemorate the 70th anniversary of the final victory. Since then, military parades have always commemorated the victory in the city.
Every year still, hundreds of bodies of soldiers who died in the battle are recovered in the area around Stalingrad and reburied in the cemeteries at Mamayev Kurgan or Rossoshka.
In popular culture
The events of the Battle for Stalingrad have been covered in numerous media works of British, American, German, and Russian origin, for its significance as a turning point in the Second World War and for the loss of life associated with the battle. The term Stalingrad has become almost synonymous with large-scale urban battles with high casualties on both sides.
See also
Barmaley Fountain
Hitler's Stalingrad speech
Italian participation in the Eastern Front
Soviet Black Sea Fleet during the Battle of Stalingrad
Stalingrad legal defense
References
Footnotes
Citations
Bibliography
Further reading
External links
Detailed summary of campaign
Stalingrad battle Newsreels // Net-Film Newsreels and Documentary Films Archive
Story of the Stalingrad battle with pictures, maps, video and other primary and secondary sources
Volgograd State Panoramic Museum official homepage
The Battle of Stalingrad in Film and History Written with strong Socialist/Communist political under and overtones.
Roberts, Geoffrey. "Victory on the Volga", The Guardian, 28 February 2003
Stalingrad-info.com, Russian archival docs translated into English, original battle maps, aerial photos, pictures taken at the battlefields, relics collection
H-Museum: Stalingrad/Volgograd 1943–2003. Memory
Battle of Stalingrad Pictures
Images from the Battle of Stalingrad (Getty)
The photo album of Wehrmacht NCO named Nemela of 9. Machine-Gewehr Bataillon (mot) There are several unique photos of parade and award ceremony for Wehrmacht personnel who survived the Battle of Stalingrad.
Stalingrad Battle Data Project: order of battle, strength returns, interactive map
Stalingrad documentaries by the Army University Press
Stalingrad Battle Data documentary base
1942 in the Soviet Union
1943 in the Soviet Union
Airbridge (logistics)
Stalingrad
Stalingrad
Stalingrad
Stalingrad
Stalingrad
Stalingrad
Sniper warfare
Stalingrad
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4285 | https://en.wikipedia.org/wiki/Bodhidharma | Bodhidharma | Bodhidharma was a semi-legendary Buddhist monk who lived during the 5th or 6th century CE. He is traditionally credited as the transmitter of Chan Buddhism to China, and is regarded as its first Chinese patriarch. According to a 17th-century apocryphal story found in a manual called Yijin Jing, he began the physical training of the monks of Shaolin Monastery that led to the creation of Shaolin kungfu. He is known as Dámó in China and as Daruma in Japan. His name means "dharma of awakening (bodhi)" in Sanskrit.
Little contemporary biographical information on Bodhidharma is extant, and subsequent accounts became layered with legend and unreliable details.
According to the principal Chinese sources, Bodhidharma came from the Western Regions, which typically refers to Central Asia but can also include the Indian subcontinent, and is described as either a "Persian Central Asian" or a "South Indian [...] the third son of a great Indian king."
Throughout Buddhist art, Bodhidharma is depicted as an ill-tempered, large-nosed, profusely-bearded, wide-eyed non-Chinese person. He is referred to as "The Blue-Eyed Barbarian" () in Chan texts.
Aside from the Chinese accounts, several popular traditions also exist regarding Bodhidharma's origins.
The accounts also differ on the date of his arrival, with one early account claiming that he arrived during the Liu Song dynasty (420–479 CE) and later accounts dating his arrival to the Liang dynasty (502–557 CE). Bodhidharma was primarily active in the territory of the Northern Wei (386–534 CE). Modern scholarship dates him to about the early 5th century CE.
Bodhidharma's teachings and practice centered on meditation and the Laṅkāvatāra Sūtra. The Anthology of the Patriarchal Hall (952) identifies Bodhidharma as the 28th Patriarch of Buddhism in an uninterrupted line that extends all the way back to the Gautama Buddha himself.
Biography
Principal sources
There are two known extant accounts written by contemporaries of Bodhidharma. According to these sources, Bodhidharma came from the Western Regions, and is described as either a "Persian Central Asian" or a "South Indian [...] the third son of a great Indian king." Later sources draw on these two sources, adding additional details, including a change to being descended from a Brahmin king, which accords with the reign of the Pallavas, who "claim[ed] to belong to a brahmin lineage."
The Western Regions was a historical name specified in the Chinese chronicles between the 3rd century BC to the 8th century AD that referred to the regions west of Yumen Pass, most often Central Asia or sometimes, more specifically, the easternmost portion of it (e.g. Altishahr or the Tarim Basin in southern Xinjiang). Sometimes, it was used more generally to refer to other regions to the west of China as well, such as the Indian subcontinent (as in the novel Journey to the West).
The Record of the Buddhist Monasteries of Luoyang
The earliest text mentioning Bodhidharma is The Record of the Buddhist Monasteries of Luoyang ( Luòyáng Qiélánjì) which was compiled in 547 by Yang Xuanzhi (), a writer and translator of Mahayana sutras into Chinese. Yang gave the following account:
The account of Bodhidharma in the Luoyan Record does not particularly associate him with meditation, but rather depicts him as a thaumaturge capable of mystical feats. This may have played a role in his subsequent association with the martial arts and esoteric knowledge.
Tanlin – preface to the Two Entrances and Four Acts
The second account was written by Tanlin (曇林; 506–574). Tanlin's brief biography of the "Dharma Master" is found in his preface to the Long Scroll of the Treatise on the Two Entrances and Four Practices, a text traditionally attributed to Bodhidharma and the first text to identify him as South Indian:
Tanlin's account was the first to mention that Bodhidharma attracted disciples, specifically mentioning Daoyu () and Dazu Huike (), the latter of whom would later figure very prominently in the Bodhidharma literature. Although Tanlin has traditionally been considered a disciple of Bodhidharma, it is more likely that he was a student of Huike.
Record of the Masters and Students of the Laṅka
The Record of the Masters and Students of the Laṅka (Léngqié Shīzī Jì 楞伽師資記), which survives both in Chinese and in Tibetan translation (although the surviving Tibetan translation is apparently of older provenance than the surviving Chinese version), states that Bodhidharma is not the first ancestor of Zen, but instead the second. This text instead claims that Guṇabhadra, the translator of the Laṅkāvatāra Sūtra, is the first ancestor in the lineage. It further states that Bodhidharma was his student. The Tibetan translation is estimated to have been made in the late eighth or early ninth century, indicating that the original Chinese text was written at some point before that.
Tanlin's preface has also been preserved in Jingjue's (683–750) Lengjie Shizi ji "Chronicle of the Laṅkāvatāra Masters", which dates from 713 to 716./ca. 715 He writes,
"Further Biographies of Eminent Monks"
In the 7th-century historical work "Further Biographies of Eminent Monks" (續高僧傳 Xù gāosēng zhuàn), Daoxuan () possibly drew on Tanlin's preface as a basic source, but made several significant additions:
Firstly, Daoxuan adds more detail concerning Bodhidharma's origins, writing that he was of "South Indian Brahman stock" (南天竺婆羅門種 nán tiānzhú póluómén zhŏng).
Secondly, more detail is provided concerning Bodhidharma's journeys. Tanlin's original is imprecise about Bodhidharma's travels, saying only that he "crossed distant mountains and seas" before arriving in Wei. Daoxuan's account, however, implies "a specific itinerary": "He first arrived at Nan-yüeh during the Sung period. From there, he turned north and came to the Kingdom of Wei" This implies that Bodhidharma had travelled to China by sea and that he had crossed over the Yangtze.
Thirdly, Daoxuan suggests a date for Bodhidharma's arrival in China. He writes that Bodhidharma makes landfall in the time of the Song, thus making his arrival no later than the time of the Song's fall to the Southern Qi in 479.
Finally, Daoxuan provides information concerning Bodhidharma's death. Bodhidharma, he writes, died at the banks of the Luo River, where he was interred by his disciple Dazu Huike, possibly in a cave. According to Daoxuan's chronology, Bodhidharma's death must have occurred prior to 534, the date of the Northern Wei's fall, because Dazu Huike subsequently leaves Luoyang for Ye. Furthermore, citing the shore of the Luo River as the place of death might possibly suggest that Bodhidharma died in the mass executions at Heyin () in 528. Supporting this possibility is a report in the Chinese Buddhist canon stating that a Buddhist monk was among the victims at Héyīn.
Later accounts
Anthology of the Patriarchal Hall
In the Anthology of the Patriarchal Hall (祖堂集 Zǔtángjí) of 952, the elements of the traditional Bodhidharma story are in place. Bodhidharma is said to have been a disciple of Prajñātāra, thus establishing the latter as the 27th patriarch in India. After a three-year journey, Bodhidharma reached China in 527, during the Liang (as opposed to the Song in Daoxuan's text). The Anthology of the Patriarchal Hall includes Bodhidharma's encounter with Emperor Wu of Liang, which was first recorded around 758 in the appendix to a text by Shenhui (), a disciple of Huineng.
Finally, as opposed to Daoxuan's figure of "over 180 years," the Anthology of the Patriarchal Hall states that Bodhidharma died at the age of 150. He was then buried on Mount Xiong'er (熊耳山), to the west of Luoyang. However, three years after the burial, in the Pamir Mountains, Song Yun ()—an official of one of the later Wei kingdoms—encountered Bodhidharma, who claimed to be returning to India and was carrying a single sandal. Bodhidharma predicted the death of Song Yun's ruler, a prediction which was borne out upon the latter's return. Bodhidharma's tomb was then opened, and only a single sandal was found inside.
According to the Anthology of the Patriarchal Hall, Bodhidharma left the Liang court in 527 and relocated to Mount Song near Luoyang and the Shaolin Monastery, where he "faced a wall for nine years, not speaking for the entire time", his date of death can have been no earlier than 536. Moreover, his encounter with the Wei official indicates a date of death no later than 554, three years before the fall of the Western Wei.
Daoyuan – Transmission of the Lamp
Subsequent to the Anthology of the Patriarchal Hall, the only dated addition to the biography of Bodhidharma is in the Jingde Records of the Transmission of the Lamp (景德傳燈錄 Jĭngdé chuándēng lù, published 1004 CE), by Daoyuan (), in which it is stated that Bodhidharma's original name had been Bodhitāra but was changed by his master Prajñātāra. The same account is given by the Japanese master Keizan's 13th-century work of the same title.
Popular traditions
Several contemporary popular traditions also exist regarding Bodhidharma's origins. An Indian tradition regards Bodhidharma to be the third son of a Pallava king from Kanchipuram. This is consistent with the Southeast Asian traditions which also describe Bodhidharma as a former South Indian Tamil prince who had awakened his kundalini and renounced royal life to become a monk. The Tibetan version similarly characterises him as a dark-skinned siddha from South India. Conversely, the Japanese tradition generally regards Bodhidharma as Persian.
Practice and teaching
Two Entrances and Four Practices
Bodhidharma is traditionally seen as introducing a Mahayana Buddhist practice of dhyana (meditation) in China. According to modern scholars, like the Japanese scholar of Chan Yanagida Seizan, generally hold that the Two Entrances and Four Practices (二入四行論) is the only extant work that can be attributed to Bodhidharma and as such, this is the main source for our knowledge of his teaching.
According to this text, Bodhidharma taught two "entrances" to the Dharma. The first is a subitist teaching that directly apprehends the ultimate principle or true nature of reality (buddha-nature). The second entrance deals with four practices: (1) accepting all our sufferings as the fruit of past karma, (2) accept our circumstances with equanimity, (3) to be without craving, and (4) to let go of wrong thoughts and practice the six perfections.
According to Yanagida Seizan, the first "entrance of principle", was subitist teaching which derives from the sudden enlightenment thought of Tao-sheng, while the four practices are a reworking of the "four foundations of mindfulness", which were popular in the late Six Dynasties period Buddhist meditation circles.
Wall-gazing
Tanlin, in the preface to Two Entrances and Four Practices, and Daoxuan, in the Further Biographies of Eminent Monks, mentions a practice of Bodhidharma's termed "wall-gazing" (壁觀 bìguān). Both Tanlin and Daoxuan associate this "wall-gazing" with "quieting [the] mind" ().
In the Two Entrances and Four Practices, the term "wall-gazing" is given as follows:
Daoxuan states, "the merits of Mahāyāna wall-gazing are the highest". These are the first mentions in the historical record of what may be a type of meditation being ascribed to Bodhidharma. Exactly what sort of practice Bodhidharma's "wall-gazing" was remains uncertain. Nearly all accounts have treated it either as an undefined variety of meditation, as Daoxuan and Dumoulin, or as a variety of seated meditation akin to the zazen () that later became a defining characteristic of Chan. The latter interpretation is particularly common among those working from a Chan standpoint.
There have also, however, been interpretations of "wall-gazing" as a non-meditative phenomenon.
The Laṅkāvatāra Sūtra
There are early texts which explicitly associate Bodhidharma with the Laṅkāvatāra Sūtra. Daoxuan, for example, in a late recension of his biography of Bodhidharma's successor Huike, has the sūtra as a basic and important element of the teachings passed down by Bodhidharma:
Another early text, the "Record of the Masters and Disciples of the Laṅkāvatāra Sūtra" () of Jingjue (淨覺; 683–750), also mentions Bodhidharma in relation to this text. Jingjue's account also makes explicit mention of "sitting meditation" or zazen:
In other early texts, the school that would later become known as Chan Buddhism is sometimes referred to as the "Laṅkāvatāra school" (楞伽宗 Léngqié zōng).
The Laṅkāvatāra Sūtra, one of the Mahayana sutras, is a highly "difficult and obscure" text whose basic thrust is to emphasize "the inner enlightenment that does away with all duality and is raised above all distinctions". It is among the first and most important texts for East Asian Yogācāra.
According to Suzuki, one of the recurrent emphases in the Laṅkāvatāra Sūtra is a lack of reliance on words to effectively express reality:
In contrast to the ineffectiveness of words, the sūtra instead stresses the importance of the "self-realization" that is "attained by noble wisdom" and, according to Suzuki, occurs "when one has an insight into reality as it is": "The truth is the state of self-realization and is beyond categories of discrimination". According to Suzuki, reflecting his own emphasis on kensho, the sūtra goes on to outline the ultimate effects of an experience of self-realization:
Legends about Bodhidharma
Several stories about Bodhidharma have become popular legends, which are still being used in the Ch'an, Seon, and Zen-tradition.
Encounter with Emperor Wu of Liang
The Anthology of the Patriarchal Hall says that in 527, Bodhidharma visited Emperor Wu of Liang, a fervent patron of Buddhism:
This encounter was included as the first kōan of the Blue Cliff Record.
Nine years of wall-gazing
Failing to make a favorable impression in South China, Bodhidharma is said to have travelled to the Shaolin Monastery. After either being refused entry or being ejected after a short time, he lived in a nearby cave, where he "faced a wall for nine years, not speaking for the entire time".
The biographical tradition is littered with apocryphal tales about Bodhidharma's life and circumstances. In one version of the story, he is said to have fallen asleep seven years into his nine years of wall-gazing. Becoming angry with himself, he cut off his eyelids to prevent it from happening again. According to the legend, as his eyelids hit the floor the first tea plants sprang up, and thereafter, tea would provide a stimulant to help keep students of Chan awake during zazen.
The most popular account relates that Bodhidharma was admitted into the Shaolin temple after nine years in the cave and taught there for some time. However, other versions report that he "passed away, seated upright"; or that he disappeared, leaving behind the Yijin Jing; or that his legs atrophied after nine years of sitting, which is why Daruma dolls have no legs.
Huike cuts off his arm
In one legend, Bodhidharma refused to resume teaching until his would-be student, Dazu Huike, who had kept vigil for weeks in the deep snow outside of the monastery, cut off his own left arm to demonstrate sincerity.
Transmission
Skin, flesh, bone, marrow
Jingde Records of the Transmission of the Lamp (景德传灯录) of Daoyuan, presented to the emperor in 1004, records that Bodhidharma wished to return to India and called together his disciples:
Bodhidharma passed on the symbolic robe and bowl of dharma succession to Dazu Huike and, some texts claim, a copy of the Laṅkāvatāra Sūtra. Bodhidharma then either returned to India or died.
Bodhidharma at Shaolin
Some Chinese myths and legends describe Bodhidharma as being disturbed by the poor physical shape of the Shaolin monks, after which, he instructed them in techniques to maintain their physical condition as well as teaching meditation. He is said to have taught a series of external exercises called the Eighteen Arhat Hands and an internal practice called the Sinew Metamorphosis Classic. In addition, after his departure from the temple, two manuscripts by Bodhidharma were said to have been discovered inside the temple: the Yijin Jing and the Xisui Jing. Copies and translations of the Yijin Jing survive to the modern day. The Xisui Jing has been lost.
Travels in Southeast Asia
According to Southeast Asian folklore, Bodhidharma travelled from Jambudvipa by sea to Palembang, Indonesia. Passing through Sumatra, Java, Bali, and Malaysia, he eventually entered China through Nanyue. In his travels through the region, Bodhidharma is said to have transmitted his knowledge of the Mahayana doctrine and the martial arts. Malay legend holds that he introduced forms to silat.
Vajrayana tradition links Bodhidharma with the 11th-century south Indian monk Dampa Sangye who travelled extensively to Tibet and China spreading tantric teachings.
Appearance after his death
Three years after Bodhidharma's death, Ambassador Song Yun of northern Wei is said to have seen him walking while holding a shoe at the Pamir Mountains. Song asked Bodhidharma where he was going, to which Bodhidharma replied, "I am going home". When asked why he was holding his shoe, Bodhidharma answered, "You will know when you reach Shaolin monastery. Don't mention that you saw me or you will meet with disaster". After arriving at the palace, Song told the emperor that he met Bodhidharma on the way. The emperor said Bodhidharma was already dead and buried and had Song arrested for lying. At Shaolin Monastery, the monks informed them that Bodhidharma was dead and had been buried in a hill behind the temple. The grave was exhumed and was found to contain a single shoe. The monks then said, "Master has gone back home" and prostrated three times: "For nine years, he had remained and nobody knew him; Carrying a shoe in hand he went home quietly, without ceremony."
Lineage
Construction of lineages
The idea of a patriarchal lineage in Ch'an dates back to the epitaph for Faru (), a disciple of the 5th patriarch Hongren (). In the Long Scroll of the Treatise on the Two Entrances and Four Practices and the Continued Biographies of Eminent Monks, Daoyu and Dazu Huike are the only explicitly identified disciples of Bodhidharma. The epitaph gives a line of descent identifying Bodhidharma as the first patriarch.
In the 6th century, the biographies of famous monks were collected. From this genre, the typical Chan lineage was developed:
D. T. Suzuki contends that Chan's growth in popularity during the 7th and 8th centuries attracted criticism that it had "no authorized records of its direct transmission from the founder of Buddhism" and that Chan historians made Bodhidharma the 28th patriarch of Buddhism in response to such attacks.
Six patriarchs
The earliest lineages described the lineage from Bodhidharma into the 5th to 7th generation of patriarchs. Various records of different authors are known, which give a variation of transmission lines:
Continuous lineage from Gautama Buddha
Eventually, these descriptions of the lineage evolved into a continuous lineage from Śākyamuni Buddha to Bodhidharma. The idea of a line of descent from Śākyamuni Buddha is the basis for the distinctive lineage tradition of Chan Buddhism.
According to the Song of Enlightenment (證道歌 Zhèngdào gē) by Yongjia Xuanjue, one of the chief disciples of Huìnéng was Bodhidharma, the 28th Patriarch of Buddhism, in a line of descent from Gautama Buddha via his disciple Mahākāśyapa:
Mahakashyapa was the first, leading the line of transmission;
Twenty-eight Fathers followed him in the West;
The Lamp was then brought over the sea to this country;
And Bodhidharma became the First Father here
His mantle, as we all know, passed over six Fathers,
And by them many minds came to see the Light.
The Transmission of the Light gives 28 patriarchs in this transmission:
Modern scholarship
Bodhidharma has been the subject of critical scientific research, which has shed new light on the traditional stories about Bodhidharma.
Biography as a hagiographic process
According to John McRae, Bodhidharma has been the subject of a hagiographic process which served the needs of Chan Buddhism. According to him, it is not possible to write an accurate biography of Bodhidharma:
McRae's standpoint accords with Yanagida's standpoint: "Yanagida ascribes great historical value to the witness of the disciple Tanlin, but at the same time, acknowledges the presence of 'many puzzles in the biography of Bodhidharma'". Given the present state of the sources, he considers it impossible to compile a reliable account of Bodhidharma's life.
Several scholars have suggested that the composed image of Bodhidharma depended on the combination of supposed historical information on various historical figures over several centuries. Bodhidharma as a historical person may even never have actually existed.
Origins and place of birth
Dumoulin comments on the three principal sources. The Persian heritage is doubtful, according to Dumoulin: "In the Description of the Lo-yang temple, Bodhidharma is called a Persian. Given the ambiguity of geographical references in writings of this period, such a statement should not be taken too seriously." Dumoulin considers Tanlin's account of Bodhidharma being "the third son of a great Brahman king" to be a later addition, and finds the exact meaning of "South Indian Brahman stock" unclear: "And when Daoxuan speaks of origins from South Indian Brahman stock, it is not clear whether he is referring to roots in nobility or to India in general as the land of the Brahmans."
These Chinese sources lend themselves to make inferences about Bodhidharma's origins. "The third son of a Brahman king" has been speculated to mean "the third son of a Pallava king". Based on a specific pronunciation of the Chinese characters 香至 as Kang-zhi, meaning "fragrance extreme", Tsutomu Kambe identifies 香至 to be Kanchipuram, an old capital town in the state Tamil Nadu, India. According to Tsutomu Kambe, "Kanchi means 'a radiant jewel' or 'a luxury belt with jewels', and puram means a town or a state in the sense of earlier times. Thus, it is understood that the '香至-Kingdom' corresponds to the old capital 'Kanchipuram'."
Acharya Raghu, in his work 'Bodhidharma Retold', used a combination of multiple factors to identify Bodhidharma from the state of Andhra Pradesh in South India, specifically to the geography around Mt. Sailum or modern day Srisailam.
The Pakistani scholar Ahmad Hasan Dani speculated that according to popular accounts in Pakistan's northwest, Bodhidharma may be from the region around the Peshawar valley, or possibly around modern Afghanistan's eastern border with Pakistan.
Caste
In the context of the Indian caste system, the mention of "Brahman king" acquires a nuance. Broughton notes that "king" implies that Bodhidharma was of a caste of warriors and rulers. Brahman is, in western contexts, easily understood as Brahmana or Brahmin, which means priest.
Name
According to tradition, Bodhidharma was given this name by his teacher, known variously as Panyatara, Prajnatara, or Prajñādhara. His name prior to monkhood is said to have been Jayavarman.
Bodhidharma is associated with several other names, and is also known by the name Bodhitara. Faure notes that:
Tibetan sources give his name as "Bodhidharmottara" or "Dharmottara", that is, "Highest teaching (dharma) of enlightenment".
Abode in China
Buswell dates Bodhidharma's abode in China approximately at the early 5th century. Broughton dates Bodhidharma's presence in Luoyang to between 516 and 526, when the temple referred to—Yongning Temple (), was at the height of its glory. Starting in 526, Yǒngníngsì suffered damage from a series of events, ultimately leading to its destruction in 534.
Shaolin boxing
The idea that Bodhidharma founded martial arts at the Shaolin Temple was spread in the 20th century. However, martial arts historians have shown this legend stems from a 17th-century qigong manual known as the Yijin Jing. The preface of this work says that Bodhidharma left behind the Yi Jin Jing, from which the monks obtained the fighting skills which made them gain some fame.
The authenticity of the Yijin Jing has been discredited by some historians, including Tang Hao, Xu Zhen, and Matsuda Ryuchi. According to Lin Boyuan, "This manuscript is full of errors, absurdities, and fantastic claims; it cannot be taken as a legitimate source."
The oldest available copy was published in 1827. The composition of the text itself has been dated to 1624. Even then, the association of Bodhidharma with martial arts only became widespread as a result of the 1904–1907 serialization of the novel The Travels of Lao Ts'an in Illustrated Fiction Magazine. According to Henning, the "story is clearly a twentieth-century invention," which "is confirmed by writings going back at least 250 years earlier, which mention both Bodhidharma and martial arts but make no connection between the two."
Cultural legacy
In the Zen kōan tradition, Bodhidharma is mentioned as a significant figure. In Dogen's 13th century kōan collection, the Shinji Shōbōgenzō, Bodhidharma is mentioned in fourteen different kōans. In The Gateless Gate by Wumen Huikai:
In a short addendum from 1245 CE, the text refers to a motto attributed to Bodhidharma: "Bodhidharma coming from the west, unattached to any words, pointing directly to the mind of man, advocated seeing into one's nature and becoming Buddha." The legend of Dazu Huike and Bodhidharma is recounted in case no. 41 of The Gateless Gate.
Bodhidharma's image became the inspiration for Japanese Daruma dolls, which originated in Meiwa-era Takasaki as good luck charms. A is held at the Shorinzan Daruma Temple in Takasaki every year, celebrating the city as the birthplace of the Daruma doll. Over 400,000 attendants come to purchase new dolls. The Japanese version of the children's game statues is named .
A 1989 South Korean film, Why Has Bodhi-Dharma Left for the East?, derives its title from a kōan about Bodhidharma's legendary transmission of Chan Buddhism to China. The film screened at the 1989 Cannes Film Festival and was the first South Korean film to release theatrically in the United States. In 1994, the Hong Kong film Master of Zen (also known as Bodhidharma) adapted the legends of Bodhidharma's life into a martial arts drama film, partly inspired by the master's association with Shaolin Kung Fu. The 2011 Indian Tamil science fiction martial arts film 7aum Arivu features a descendant of Bodhidharma as a main character and its plot focuses on the ancient monk's legendary skills and knowledge. The film was ultimately criticized for its historical inaccuracies in its portrayal of Bodhidharma (such as the monk's age upon entering China) and inappropriate emphasis of Bodhidharma as a Tamilian. The controversy caused hunger strikes among Indian followers of Bodhidharma.
Attributed works
Modern scholars, such as the Japanese scholar of early Chan, Yanagida Seizan, agree that only one extant text can be attributed to Bodhidharma. This is the Two Entrances and Four Practices (二入四行論), also known as "Outline of Practice" (二種入 Er zhong ru), which is part of the larger "Bodhidharma Anthology" that also includes teachings from some of Bodhidharma's students, such as Huike and Dharma master Yuan.
There also exists a Dunhuang manuscript titled Treatise of Dhyana Master Bodhidharma (Tianzhu guo Putidamo chan shi lun 天竺國菩提達摩禪師論). According to McRae, this text "might be taken as a guide to the teachings of early Ch'an. The text is probably relatively early, although its putative date of compilation or transcription, 681, is not reliable. Unfortunately, its contents do not lend themselves to precise dating."
Later attributions
Throughout the history of Chan, various other works became attributed to Bodhidharma and modern scholars have studied these as well, attempting to understand their provenance.
Commonly attributed works include:
Treatise on the Destruction of Characteristics (《破相論》 Poxiang lun), also known as the Treatise on the Contemplation of the Mind (觀心論 Kuan-hsin lun), according to Yanagida, this is a work of Shenxiu.
The Wake-up Treatise or Treatise on Realizing the Nature《悟性論 Wu-hsing lun》, according to Yanagida, this is a later reformulation of ideas of the East mountain teachings and respond to Shenhui's criticisms of the school.
The Bloodstream Treatise (血脈論 Xuemai lun), according to Yanagida, this is a treatise by a member of the Oxhead school (7th-8th century) of Chan.
The Genealogical Treatise (Hsueh-mo lun), this is a "post-Platform Sutra and immediately pre-Ma-tsu text" according to Yanagida, which discusses the teaching that "does not posit words," and "seeing the nature and achieving buddhahood."
The Verses on the Heart Sutra, "a clearly apocryphal text" that introduces Yogacara ideas associated with Xuanzang's translations into Chan.
Pointing directly to one's mind
One of the fundamental Chán texts attributed to Bodhidharma is a four-line stanza whose first two verses echo the Laṅkāvatāra Sūtras disdain for words and whose second two verses stress the importance of the insight into reality achieved through "self-realization":
The stanza, in fact, is not Bodhidharma's, but rather dates to the year 1108.
See also
Chinese Buddhism
Silk Road transmission of Buddhism
Buddhism amongst Tamils
Kanchipuram
Why Has Bodhi-Dharma Left for the East?
7aum Arivu
Buddhabhadra
Dongdu ji
Notes
References
Sources
Printed sources
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Web sources
Further reading
External links
Essence of Mahayana Practice By Bodhidharma, with annotations. Also known as "The Outline of Practice." translated by Chung Tai Translation Committee
Bodhidharma
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Martial arts school founders
Northern Wei Buddhists
Indian Buddhist missionaries
People of Central Asian descent
Liang dynasty Buddhist monks
Translators to Chinese
Founders of religions
Indian Buddhist monks
Indian Buddhists
Northern Wei Buddhist monks
Founders of Buddhist sects
Shaolin Temple
Indian scholars of Buddhism
Indian royal advisors
Tamil
Missionary linguists
Buddhist monks from Kanchipuram district |
4293 | https://en.wikipedia.org/wiki/Baltimore%20Ravens | Baltimore Ravens | The Baltimore Ravens are a professional American football team based in Baltimore. The Ravens compete in the National Football League (NFL) as a member of the American Football Conference (AFC) North division. The team plays its home games at M&T Bank Stadium and is headquartered in Owings Mills, Maryland.
The Baltimore Ravens were established in 1996 after Art Modell, then owner of the Cleveland Browns, announced plans in 1995 to relocate the franchise from Cleveland to Baltimore. As part of a settlement between the league and the city of Cleveland, Modell was required to leave the Browns' history, team colors, and records in Cleveland for a replacement team and replacement personnel that would resume play in 1999. In return, he was allowed to take his own personnel and team to Baltimore, where such personnel would form an expansion team. The team is now owned by Steve Bisciotti and valued at $2.98 billion, making the Ravens the 33rd-most valuable sports franchise in the world as of 2021.
The Ravens have been one of the more successful franchises since their inception, compiling a regular season record of , the third-highest among active franchises. They are also tied for the fourth-highest playoff winning percentage at . The team has qualified for the NFL playoffs 14 times since 2000 with two Super Bowl titles (Super Bowl XXXV and Super Bowl XLVII), two AFC Championship titles (2000 and 2012), four AFC Championship game appearances (2000, 2008, 2011 and 2012) and six AFC North division titles (2003, 2006, 2011, 2012, 2018, and 2019). They are one of two teams to be undefeated in multiple Super Bowl appearances, along with the Tampa Bay Buccaneers. The Ravens organization was led by general manager Ozzie Newsome from 1996 until his retirement following the 2018 season, and has had three head coaches: Ted Marchibroda, Brian Billick, and since 2008, John Harbaugh. Starting with a record-breaking defensive performance in their 2000 season, the Ravens have established a reputation for strong defensive play throughout team history. Former players such as middle linebacker Ray Lewis, safety Ed Reed, and offensive tackle Jonathan Ogden have been enshrined in the Pro Football Hall of Fame.
History
Team name
The name "Ravens" was inspired by Edgar Allan Poe's poem The Raven. Chosen in a fan contest that drew 33,288 voters, the allusion honors Poe who spent the early part of his career in Baltimore and is buried there. As The Baltimore Sun reported at the time, fans also "liked the tie-in with the other birds in town, the Orioles, and found it easy to visualize a tough, menacing black bird". Edgar Allan Poe also had distant relatives who played football for the Princeton Tigers in the 1880s through the early 1900s. These brothers were famous players in the early days of American football.
Before the football team, there was the Baltimore Ravens wheelchair basketball team — the original Baltimore Ravens. In 1972, the Ravens wheelchair basketball team was founded by Ralph Smith, long-term resident of Baltimore, second Vice President of the National Wheelchair Basketball Association (NWBA) and Member of the NWBA Hall of Fame. The name "Ravens" was inspired by Bob Ardinger, a member of the Ravens wheelchair basketball team. In the 1990s, the naming rights were later sold to the football team when they came to the city and the wheelchair basketball team became known as the Maryland Ravens, Inc.
Background
After the controversial relocation of the Colts to Indianapolis, several attempts were made to bring an NFL team back to Baltimore. In 1993, ahead of the 1995 league expansion, the city was considered a favorite, behind only St. Louis, to be granted one of two new franchises. League officials and team owners feared litigation due to conflicts between rival bidding groups if St. Louis was awarded a franchise. In October Charlotte, North Carolina was the first city chosen. Several weeks later, Baltimore's bid for a franchise—dubbed the Baltimore Bombers, in honor of the locally produced Martin B-26 Marauder bomber—had three ownership groups in place and a state financial package which included a proposed $200 million, rent-free stadium and permission to charge up to $80 million in personal seat license fees. Baltimore, however, was unexpectedly passed over in favor of Jacksonville, Florida, despite Jacksonville's minor TV market status and that the city had withdrawn from contention in the summer, only to return with then-Commissioner Paul Tagliabue's urging. Although league officials denied that any city had been favored, it was reported that Tagliabue and his longtime friend Washington Redskins owner Jack Kent Cooke had lobbied against Baltimore due to its proximity to Washington, D.C., and that Tagliabue had used the initial committee voting system to prevent the entire league ownership from voting on Baltimore's bid. This led to public outrage and The Baltimore Sun describing Tagliabue as having an "Anybody But Baltimore" policy. Maryland governor William Donald Schaefer said afterward that Tagliabue had led him on, praising Baltimore and the proposed owners while working behind-the-scenes to oppose Baltimore's bid.
By May 1994, Baltimore Orioles owner Peter Angelos had gathered a new group of investors, including author Tom Clancy, to bid on teams whose owners had expressed interest in relocating. Angelos found a potential partner in Georgia Frontiere, who was open to moving the Los Angeles Rams to Baltimore. Jack Kent Cooke opposed the move, intending to build the Redskins' new stadium in Laurel, Maryland, close enough to Baltimore to cool outside interest in bringing in a new franchise. This led to heated arguments between Cooke and Angelos, who accused Cooke of being a "carpetbagger." The league eventually persuaded Rams team president John Shaw to relocate to St. Louis instead, leading to a league-wide rumor that Tagliabue was again steering interest away from Baltimore, a claim which Tagliabue denied. In response to anger in Baltimore, including Governor Schaefer's threat to announce over the loudspeakers Tagliabue's exact location in Camden Yards any time he attended a Baltimore Orioles game, Tagliabue remarked of Baltimore's financial package: "Maybe (Baltimore) can open another museum with that money." Following this, Angelos made an unsuccessful $200 million bid to bring the Tampa Bay Buccaneers to Baltimore.
Having failed to obtain a franchise via the expansion, the city, despite having "misgivings," turned to the possibility of obtaining the Cleveland Browns, whose owner Art Modell was financially struggling and at odds with the city of Cleveland over needed improvements to the team's stadium.
Return of American football in Baltimore
Enticed by Baltimore's available funds for a first-class stadium and a promised yearly operating subsidy of $25 million, Modell announced on November 6, 1995, his intention to relocate the team from Cleveland to Baltimore the following year. The resulting controversy ended when representatives of Cleveland and the NFL reached a settlement on February 8, 1996. Tagliabue promised the city of Cleveland that an NFL team would be located in Cleveland, either through relocation or expansion, "no later than 1999". Additionally, the agreement stipulated that the Browns' name, colors, uniform design and franchise records would remain in Cleveland. The franchise history includes Browns club records and connections with Pro Football Hall of Fame players. Modell's Baltimore team, while retaining all current player contracts, would, for purposes of team history, appear as an expansion team, a new franchise. Not all players, staff or front office would make the move to Baltimore, however.
After relocation, Modell hired Ted Marchibroda as the head coach for his new team in Baltimore. Marchibroda was already well known because of his work as head coach of the Baltimore Colts during the 1970s and the Indianapolis Colts during the early 1990s. Ozzie Newsome, the Browns' tight end for many seasons, joined Modell in Baltimore as director of football operations. He was later promoted to vice-president/general manager.
The home stadium for the Ravens first two seasons was Baltimore's Memorial Stadium, previously home to the Baltimore Colts, the Baltimore Orioles, and the Canadian Football League’s Baltimore Stallions. The Ravens moved to their own new stadium, now known as M&T Bank Stadium, next to Camden Yards in 1998.
The early years and Ted Marchibroda era (1996–1998)
In the 1996 NFL Draft, the Ravens, with two picks in the first round, drafted offensive tackle Jonathan Ogden at No. 4 overall and linebacker Ray Lewis at No. 26 overall. Both Ogden and Lewis went on to play for the Ravens for their entire professional careers and were both inducted into the Pro Football Hall of Fame.
The 1996 Ravens won their opening game against the Oakland Raiders, but finished the season 4–12 despite receiver Michael Jackson leading the league with 14 touchdown catches. The 1997 Ravens started 3–1. Peter Boulware, a rookie defender from Florida State, recorded 11.5 sacks and was named AFC Defensive Rookie of the Year. The team finished 6–9–1. On October 26, the team made its first trip to Landover, Maryland to play their new regional rivals, the Washington Redskins. The Ravens won the game 20–17. On December 14, 1997, the Ravens played the final professional sporting event at Baltimore’s historic Memorial Stadium, winning 21–19 over the Tennessee Oilers.
1998 marked the opening of a new stadium for the Ravens, currently known as M&T Bank Stadium, but originally named “PSINet Stadium” after the now-defunct internet service provider which purchased the original naming rights. Quarterback Vinny Testaverde left for the New York Jets before the season, and was replaced by former Indianapolis Colt Jim Harbaugh, and later Eric Zeier. Cornerback Rod Woodson joined the team after a successful stint with the Pittsburgh Steelers, and Priest Holmes started getting the first playing time of his career and ran for 1,000 yards. The Ravens finished 1998 with a 6–10 record. On November 29, the Ravens welcomed the Colts back to Baltimore for the first time in 15 years. Amidst a shower of negative cheers towards the Colts, the Ravens won 38–31.
Brian Billick era (1999–2007)
Three consecutive losing seasons under Marchibroda led to a change in the head coach. Brian Billick took over as head coach in 1999. Billick had been offensive coordinator for the record-setting Minnesota Vikings the season before. Quarterback Tony Banks came to Baltimore from the St. Louis Rams and had the best season of his career with 17 touchdown passes and an 81.2 pass rating. He was joined by receiver Qadry Ismail, who posted a 1,000-yard season. The Ravens initially struggled with a record of 4–7 but managed to finish with an 8–8 record.
Due to continual financial hardships for the organization, the NFL took an unusual move and directed Modell to initiate the sale of his franchise. On March 27, 2000, NFL owners approved the sale of 49% of the Ravens to Steve Bisciotti. In the deal, Bisciotti had an option to purchase the remaining 51% for $325 million in 2004 from Art Modell. On April 9, 2004, the NFL approved Steve Bisciotti's purchase of the majority stake in the club.
2000: Super Bowl XXXV champions
Banks shared playing time in the 2000 regular season with Trent Dilfer. Both players put up decent numbers (and a 1,364-yard rushing season by rookie Jamal Lewis helped too) but the defense became the team's hallmark and bailed a struggling offense out in many instances through the season. Ray Lewis was named Defensive Player of the Year. Two of his defensive teammates, Sam Adams and Rod Woodson, made the Pro Bowl. Baltimore's season started strong with a 5–1 record. But the team struggled through mid-season, at one point going five games without scoring an offensive touchdown. The team regrouped and won each of their last seven games, finishing 12–4 and making the playoffs for the first time.
During the 2000 season, the Ravens' dominating defense broke two notable NFL records. They held opposing teams to 165 total points, surpassing the 1985 Chicago Bears mark of 198 points for a 16-game season as well as surpassing the 1986 Chicago Bears mark of 187 points for a 16-game season, which at that time was the current NFL record these things along with outstanding play by the defense places the 2000 Ravens in the discussion as one of the greatest NFL defenses of all time along with the 1985 Chicago Bears, 2002 Tampa Bay Buccaneers, and the 2015 Denver Broncos defenses.
Since the divisional rival Tennessee Titans had a record of 13–3, the Ravens had to play in the wild card round. They dominated the Denver Broncos 21–3 in their first game. In the divisional playoff, they went on the road to Tennessee. With the score tied 10–10 in the fourth quarter, an Al Del Greco field goal attempt was blocked and returned for a touchdown by Anthony Mitchell, and a Ray Lewis interception return for a score put the game squarely in Baltimore's favor. The 24–10 win put the Ravens in the AFC Championship against the Oakland Raiders. The game was rarely in doubt. Shannon Sharpe's 96-yard touchdown catch early in the second quarter followed by an injury to Raiders quarterback Rich Gannon were crucial as the Ravens won easily, 16–3.
Baltimore then went to Tampa for Super Bowl XXXV against the New York Giants. The Ravens’ defense carried them to a win. They recorded four sacks and forced five turnovers, one of which was a Kerry Collins interception returned for a touchdown by Duane Starks. The Giants' only score was a Ron Dixon kickoff return for a touchdown; however, the Ravens immediately countered with a touchdown return on the ensuing kickoff by Jermaine Lewis. The Ravens became champions with a 34–7 win.
2001–2007
In 2001, the Ravens attempted to defend their title with Elvis Grbac as their new starting quarterback, but a season-ending injury to Jamal Lewis on the first day of training camp and poor offensive performances stymied the team. After a 3–3 start, the Ravens defeated the Minnesota Vikings in the final week to clinch a wild card berth at 10–6. In the first round the Ravens showed flashes of their previous year with a 20–3 win over the Miami Dolphins, in which the team forced three turnovers and out-gained the Dolphins 347 yards to 151. In the divisional playoff the Ravens played the Pittsburgh Steelers. Three interceptions by Grbac ended the Ravens' season, as they lost 27–10.
Baltimore ran into salary cap problems entering the 2002 season and was forced to part with a number of impact players. In the NFL Draft, the team selected Ed Reed with the 24th overall pick. Reed would go on to become one of the best safeties in NFL history, making nine Pro Bowls until leaving the Ravens for the Houston Texans in 2013. Despite low expectations, the Ravens stayed somewhat competitive in 2002 until a losing streak in December eliminated any chances of a postseason berth and a 7–9 finish.
In 2003, the Ravens drafted their new quarterback, Kyle Boller, but he was injured midway through the season and was replaced by Anthony Wright. Jamal Lewis ran for 2,066 yards (including a then-NFL record 295 yards in one game against the Cleveland Browns on September 14). With a 10–6 record, Baltimore won their first AFC North division title. Their first playoff game, at home against the Tennessee Titans, went back and forth, with the Ravens being held to only 54 yards total rushing. The Titans won 20–17 on a late field goal, and Baltimore's season ended early.
Ray Lewis was also named Defensive Player of the year for the second time in his career.
In April 2003, Art Modell sold 49% of the team to Steve Bisciotti, a local businessman who had made his fortune in the temporary staffing field. After the season, Art Modell sold his remaining 51% ownership to Bisciotti, ending over 40 years of tenure as an NFL franchise owner.
The Ravens did not make the playoffs in 2004 and finished the season with a record of 9–7 with Boller spending the season at QB. They did get good play from veteran corner Deion Sanders and third-year safety Ed Reed, who won the NFL Defensive Player of the Year award. They were also the only team to defeat the 15–1 Pittsburgh Steelers in the regular season.
The next off-season, the Ravens looked to augment their receiving corps (which was second-worst in the NFL in 2004) by signing Derrick Mason from the Titans and drafting Oklahoma wide receiver Mark Clayton in the first round of the 2005 NFL Draft. However, the Ravens ended their season 6–10.
The 2006 Baltimore Ravens season began with the team trying to improve on their 6–10 record of 2005. The Ravens, for the first time in franchise history, started 4–0, under the leadership of former Titans quarterback Steve McNair.
In 2006, The Ravens lost two straight games mid-season on offensive troubles, prompting coach Billick to drop their offensive coordinator Jim Fassel in their week seven bye. After the bye, and with Billick calling the offense, Baltimore would record a five-game win streak before losing to the Cincinnati Bengals in week 13. Still ranked second overall to first-place San Diego Chargers, the Ravens continued on. They defeated the Kansas City Chiefs, and held the defending Super Bowl champion Pittsburgh Steelers to only one touchdown at Heinz Field, allowing the Ravens to clinch the AFC North.
The Ravens ended the regular season with a franchise-best 13–3 record. Baltimore had secured the AFC North title, the No. 2 AFC playoff seed, and clinched a 1st-round bye by season's end. The Ravens were slated to face the Indianapolis Colts in the second round of the playoffs, in the first meeting of the two teams in the playoffs. Many Baltimore and Indianapolis fans saw this historic meeting as a sort of "Judgment Day" with the new team of Baltimore facing the old team of Baltimore (the former Baltimore Colts having left Baltimore under questionable circumstances in 1984). Both Indianapolis and Baltimore were held to scoring only field goals as the two defenses slugged it out all over M&T Bank Stadium. McNair threw two costly interceptions, including one at the 1-yard line. The eventual Super Bowl champion Colts won 15–6, ending Baltimore's season.
The Ravens hoped to improve upon their 13–3 record but injuries and poor play plagued the team. The Ravens finished the 2007 season in the AFC North cellar with a disappointing 5–11 record. A humiliating 22–16 overtime loss to the previously winless Miami Dolphins on December 16 ultimately led to Billick's dismissal after the end of the regular season. He was replaced by John Harbaugh, the special teams coach of the Philadelphia Eagles and the older brother of former Ravens quarterback Jim Harbaugh (1998).
John Harbaugh/Joe Flacco era (2008–2018)
2008: Arrival of Harbaugh and Flacco
With rookies at head coach (John Harbaugh) and quarterback (Joe Flacco), the Ravens entered the 2008 campaign with much uncertainty. Baltimore smartly recovered in 2008, winning eleven games and achieving a wild card spot in the postseason. On the strength of four interceptions, one resulting in an Ed Reed touchdown, the Ravens began its postseason run by winning a rematch over Miami 27–9 at Dolphin Stadium on January 4, 2009, in a wild-card game. Six days later, they advanced to the AFC Championship Game by avenging a Week 5 loss to the Titans 13–10 at LP Field on a Matt Stover field goal with 53 seconds left in regulation time. The Ravens fell one victory short of Super Bowl XLIII by losing to the Steelers 23–14 at Heinz Field on January 18, 2009.
2009–2011
In 2009, the Ravens won their first three matches, then lost the next three, including a close match in Minnesota. The rest of the season was an uneven string of wins and losses, which included a home victory over Pittsburgh in overtime followed by a Monday Night loss in Green Bay. That game was notable for the number of penalties committed, costing a total of 310 yards, and almost tying with the record set by Tampa Bay and Seattle in 1976. Afterwards, the Ravens easily crushed the Lions and Bears, giving up less than ten points in both games. The next match was against the Steelers, where Baltimore lost a close one before beating the Raiders to end the season. With a record of 9–7, the team finished second in the division and gained another wild card. Moving into the playoffs, they overwhelmed the Patriots; nevertheless they did not reach the AFC Championship because they were routed 20–3 by the Colts in the Divisional Round a week later.
Baltimore managed to beat the Jets 10–9 on the 2010 opener, but then lost a poorly played game against Cincinnati the following week. The Ravens rebounded against the other two division teams, beating Cleveland 24–17 in Week 3 and then . The Ravens scored a fine win (31–17) at home against Denver in Week 5. The Ravens finished the season 12–4, second in the division due to a tiebreaker with Pittsburgh, and earning a wild card spot. Baltimore headed to Kansas City and defeated the Chiefs 30–7, but once again were knocked from the playoffs by Pittsburgh in a hard-fought game.
The Ravens hosted their arch-enemy in Week 1 of the 2011 season. On a hot, humid day in M&T Bank Stadium, crowd noise and multiple Steelers mistakes allowed Baltimore to crush them with three touchdowns 35–7. The frustrated Pittsburgh players also committed several costly penalties. Thus, the Ravens had gained their first-ever victory over the Steelers with Ben Roethlisberger playing and avenged themselves of repeated regular and postseason losses in the series.
But in Week 2, the Ravens collapsed in Tennessee and lost 26–13. They rebounded by routing the Rams in Week 3 and then overpowering the Jets 34–17 in Week 4.
Week 5, the Ravens had a bye week, following a game against the Texans. But in Week 7, Baltimore had a stunning MNF upset loss in Jacksonville as they were held to one touchdown in a 12–7 loss. Their final scoring drive failed as Joe Flacco threw an interception in the closing seconds of the game.
After beating the Cincinnati Bengals in Week 17 of the regular season, the Ravens advanced to the playoffs as the Number 2 seed in the AFC with a record of 12–4. They gained the distinction of AFC North Champions over Pittsburgh (12–4) due to a tie-breaker.
Ravens' Lee Evans was stripped of a 14-yard touchdown pass by the Patriots Sterling Moore with 22 seconds left and Ravens kicker Billy Cundiff pushed a 32-yard field goal attempt wide left on fourth down as the Patriots held on to beat the Ravens 23–20 during the AFC championship game and advance to Super Bowl XLVI.
2012: Ray Lewis' final season and second Super Bowl victory
The Ravens' attempt to convert Joe Flacco into a pocket passer remained a work in progress as the 2012 season began. Terrell Suggs suffered a tendon injury during an off-season basketball game and was unable to play for at least several weeks. In the opener on September 10, Baltimore routed Cincinnati 44–13. After this easy win, the team headed to Philadelphia, but lost 24–23.
Returning home for a primetime rematch of the AFC Championship, another bizarre game ensued. New England picked apart the Baltimore defense (which was considerably weakened without Terrell Suggs and some other players lost over the off-season) for the first half. Trouble began early in the game when a streaker ran out onto the field and had to be tackled by security, and accelerated when, at 2:18 in the 4th quarter, the referees made a holding call on RG Marshal Yanda. Enraged fans repeatedly chanted an obscenity at this penalty. The Ravens finally drove downfield and on the last play of the game, Justin Tucker kicked a 27-yard field goal to win the game 31–30, capping off a second intense and controversially officiated game in a row for the Ravens.
The Ravens would win the AFC North with a 10–6 record, but finished 4th in the AFC playoff seeding, and thus had to play a wild-card game. After defeating the Indianapolis Colts 24–9 at home (the final home game of Ray Lewis), the Ravens traveled to Denver to play against the top-seeded Broncos. In a very back-and-forth contest, the Ravens pulled out a 38–35 victory in two overtimes. They then won their 2nd AFC championship by coming back from a 13–7 halftime deficit to defeat the Patriots once again, 28–13.
The Ravens played the Super Bowl XLVII against the San Francisco 49ers. Baltimore built a 28–6 lead early in the third quarter before a partial power outage in the Superdome suspended play for 34 minutes (earning the game the added nickname of the Blackout Bowl). After play resumed, San Francisco scored 17 unanswered third-quarter points to cut the Ravens' lead, 28–23, and continued to chip away in the fourth quarter. With the Ravens leading late in the game, 34–29, the 49ers advanced to the Baltimore 7-yard line just before the two-minute warning but turned the ball over on downs. The Ravens then took an intentional safety in the waning moments of the game to preserve the victory. Baltimore quarterback Joe Flacco, who completed 22 of 33 passes for 287 yards and three touchdowns, was named Super Bowl MVP.
2013–2018
Coming off as the defending Super Bowl champions, this was the first year in franchise history for the team without Ray Lewis. The Ravens started out 3–2, and started the 2–0 Houston Texans 14-loss streak by shutting them 30–9 in Week 3. However, the Ravens lost their next 3 games, losing to the Green Bay Packers and Pittsburgh Steelers in last-minute field goals and were shut out in an attempt to tie the game against the Cleveland Browns 24–18.
After winning and losing their next game, the Ravens came out 4–6, but managed winning their next four games in dominating the Jets 19–3, a Steelers win 22–20 during Thanksgiving, a booming ending in Baltimore against the Vikings 29–26, and an 18–16 win at Detroit, including Justin Tucker's 61-yard game-winning field goal. The Ravens were 8–6, with the 6th seed, but after losing their next two games, and the San Diego Chargers winning their next two to clinch the 6th seed, the Ravens finished 8–8 and missed the playoffs for the first time since 2007.
On January 27, 2014, the Ravens hired former Houston Texans head coach Gary Kubiak to be their new offensive coordinator after Jim Caldwell accepted the new available head coaching job with the Detroit Lions. On February 15, 2014, star running back Ray Rice and his fiancée Janay Palmer were arrested and charged with assault after a physical altercation at Revel Casino in Atlantic City, New Jersey. Celebrity news website TMZ posted a video of Rice dragging Palmer's body out of an elevator after apparently knocking her out. For the incident, Rice was initially suspended for the first two games of the 2014 NFL season on July 25, 2014, which led to widespread criticism of the NFL.
In Week 1, on September 7, the Baltimore Ravens lost to the Cincinnati Bengals, 23–16. The next day, on September 8, 2014, TMZ released additional footage from an elevator camera showing Rice punching Palmer. The Baltimore Ravens terminated Rice's contract as a result, and was later indefinitely suspended by the NFL, although a judge later vacated this indefinite suspension. In Week 12, the Ravens traveled down for an interconference battle with the New Orleans Saints, which the Ravens won. In Week 16, the Ravens traveled to Houston to take on the Texans. In one of Flacco's worst performances, the offense sputtered against the Houston defense and Flacco threw three interceptions, falling to the Texans 25–13. With their playoff chances and season hanging in the balance, the Ravens took on the Browns in Week 17 at home. After three quarters had gone by and down 10–3, Joe Flacco led the Ravens on a comeback scoring 17 unanswered points, winning 20–10. With the win, and the Kansas City Chiefs defeating the San Diego Chargers, the Ravens clinched their sixth playoff berth in seven seasons.
In the wild card round, the Ravens won 30–17 against their divisional rivals, the Pittsburgh Steelers, at Heinz Field. In the next game in the Divisional round, the Ravens faced the New England Patriots. Despite a strong offensive effort and having a 14-point lead twice in the game, the Ravens were defeated by the Patriots 35–31, ending their season.
The 2015 season marked 20 seasons of the franchise's existence competing in the NFL, which the franchise recognized with a special badge being worn on their uniforms during the 2015 NFL season. The Ravens lost key players such as Joe Flacco, Justin Forsett, Terrell Suggs, Steve Smith Sr., and Eugene Monroe to season-ending injuries. Injuries and their inability to win close games early in the season led to the first losing season in the Harbaugh-Flacco era. The 2016 Ravens finished 8–8, but failed to qualify the playoffs for the second straight year. They were eliminated from playoff contention after their Week 16 loss to their division rivals, the Steelers. This was the first time the Ravens missed the playoffs in consecutive seasons since 2004–2005, as well as the first in the Harbaugh/Flacco era.
During the 2017 season, the Ravens improved upon their 8–8 record from 2016 by one win, finishing the season 9-7 and missing the playoffs for the third year in a row. This marked the first time the Ravens failed to make the playoffs in three straight seasons since the team's first three years of existence (1996–1998). The Ravens suffered a loss at home to the Cincinnati Bengals in the final game of the season that prevented them from earning a playoff berth.
Lamar Jackson era (2018–present)
The Ravens drafted QB Lamar Jackson with the 32nd pick in the 2018 draft. After the team started the season with a 4–5 record, Jackson took over as the starting QB in Week 11 when Joe Flacco was sidelined with a hip injury. The team won six of its next seven games, finishing the 2018 season with a 10–6 record and winning the AFC North, giving them their first playoff appearance since 2014 and their first division title since 2012. The Ravens lost to the Los Angeles Chargers in the Wild Card round with Jackson at quarterback, making him the youngest QB in NFL history to start a playoff game. At the conclusion of the season, Ozzie Newsome stepped down as the team's general manager. He was replaced by longtime assistant Eric DeCosta.
On March 13, 2019, the Ravens traded Joe Flacco to the Denver Broncos in exchange for a fourth-round pick in the 2019 NFL Draft. That season, Lamar Jackson led the Ravens to a franchise-best 14–2 record, including a 12-game winning streak to finish the regular season. On December 22, they clinched home-field advantage for the first time in franchise history following a win over the Cleveland Browns. On December 8, Jackson became only the second player in NFL history to rush for over 1,000 yards from the quarterback position. Four days later, Jackson broke Michael Vick's single-season quarterback rushing record of 1,037 yards. Thirteen Ravens were selected to the 2019 Pro Bowl, matching the all-time NFL record.
The Ravens finished the 2019 regular season with 3,296 rushing yards, the most rushing yards by any team in NFL history during a season and they became the first team in NFL history to average at least 200 passing yards and 200 rushing yards per game in the same season.
Despite earning the number-one seed in the playoffs, the Ravens were eliminated by the sixth-seeded Tennessee Titans in the Divisional Round of the playoffs, 28–12. Lamar Jackson was unanimously voted AP NFL MVP, becoming only the second player in NFL history to do so, after Tom Brady in 2010.
In 2020, the Ravens went 6–5 in their first 11 games, but rebounded and finished the season 11–5, taking second place in the AFC North and earning a Wild Card playoff berth with the fifth seed. They also led the NFL in rushing yards for the second year in a row during the regular season, with 3,071 yards. In the Wild Card round, they defeated the fourth-seeded Tennessee Titans in Nashville, 20–13. In the Divisional Round, they fell to the second-seeded Buffalo Bills, 17–3.
In 2021, the Ravens claimed the record of consecutive preseason wins with 20, overtaking Vince Lombardi’s Green Bay Packers record. In Week 3 of the 2021 season against the Detroit Lions, Justin Tucker put his name in the NFL record books by kicking the longest field goal in the history of the National Football League, 66 yards, which also was the field goal that won the game and 5 yards longer than his previous career long of 61 yards that was also kicked in Detroit. The following week, the Ravens tied the NFL record of consecutive 100 yard rushing games by a team with 43 in a win over the Denver Broncos, equaling the 1974 to ‘77 Pittsburgh Steelers record. The team reached an 8–3 record by Week 12, but ended the season on a six-game losing streak to finish 8–9, missing the playoffs and coming in last in the AFC North. Jackson sustained an ankle injury during the Week 14 loss to the Browns and did not appear in any subsequent games.
Rivalries
Pittsburgh Steelers
By far the team's biggest rival is the Pittsburgh Steelers. Pittsburgh and Baltimore are separated by a less-than-5-hour drive along Interstate 70. Both teams are known for their hard-hitting physical style of play. They play twice a year in the AFC North, and have met four times in the playoffs. Pittsburgh leads the all-time series, 30–24, and holds a 3–1 advantage in the four matchups in the postseason. Games between these two teams usually come down to the wire as most within the last 5 years have come down to under 4 points.
The rivalry is considered one of the most significant and intense in the NFL today.
Other AFC North rivals
The Ravens also have divisional rivalries with the Cleveland Browns and Cincinnati Bengals. The rivalry with the Browns has been very one-sided; Baltimore holds an advantage of 33–11 against Cleveland. The rivalry with Cincinnati has been closer, with the Ravens slightly holding the edge in the all-time series 27–25.
New England Patriots
The Ravens first met the New England Patriots in 1996, but the rivalry truly started in 2007 when the Ravens suffered a bitter 27–24 loss in the Patriots' quest for perfection. The rivalry began to escalate in 2009 when the Patriots beat the Ravens 27–21 in a game that involved a confrontation between Patriots quarterback Tom Brady and Ravens linebacker Terrell Suggs. Both players would go on to take verbal shots at each other through the media after the game.
While the Patriots lead the overall series, 11–4, the teams have split four postseason meetings, 2–2. The Ravens won the 2009 Wild Card Round, 33–14, and the 2012 AFC Championship game, 28–13. The Patriots won the 2011 AFC Championship Game 23–20 and the 2014 Divisional Round, 35–31.
Tennessee Titans
Reemerging in the late 2010s, the rivalry actually started in the early 2000s when both teams were in the AFC Central, with both teams having tough and bitter games, Ravens gave the Titans their first ever loss at the new Adelphia Coliseum in the 2000 season and the Ravens eliminated Tennessee during the playoffs later on. Fans and analysts have noted an emerging rivalry between the Baltimore Ravens and the Tennessee Titans of the AFC South. While there is no known animosity between the cities of Baltimore and Nashville, games between their respective teams have become heated and included fiery verbal exchanges between coaches and players.
Overall Record
Logo controversy
The team's first helmet logo, used from 1996 through the 1999 Pro Bowl, featured raven wings outspread from a shield displaying a letter B framed by the word Ravens overhead and a cross bottony underneath. The US Fourth Circuit Court of Appeals affirmed a jury verdict that the logo infringed on a copyright retained by Frederick E. Bouchat, an amateur artist and security guard in Maryland, but that he was entitled to only three dollars in damages from the NFL.
Bouchat had submitted his design to the Maryland Stadium Authority by fax after learning that Baltimore was to acquire an NFL team. He was not credited for the design when the logo was announced. Bouchat sued the team, claiming to be the designer of the emblem; representatives of the team asserted that the image had been designed independently. The court ruled in favor of Bouchat, noting that team owner Modell had access to Bouchat's work. Bouchat's fax had gone to John Moag, the Maryland Stadium Authority chairman, whose office was located in the same building as Modell's. Bouchat ultimately was not awarded monetary compensation in the damages phase of the case.
The Baltimore Sun ran a poll showing three designs for new helmet logos. Fans participating in the poll expressed a preference for a raven's head in profile over other designs. Art Modell announced that he would honor this preference but still wanted a letter B to appear somewhere in the design. The new Ravens logo, introduced in 1999, featured a raven's head in profile with the letter B superimposed. The secondary logo is a shield that honors Baltimore's history of heraldry. Alternating Calvert and Crossland emblems (seen also in the flag of Maryland and the flag of Baltimore) are interlocked with stylized letters B and R.
Uniforms
The design of the Ravens uniform has remained essentially unchanged since the team's inaugural season in 1996. Art Modell admitted to ESPN's Roy Firestone that the Ravens' colors, introduced in early 1996, were inspired by the Northwestern Wildcats 1995 dream season. Helmets are black with purple "talon" stripes rising from the facemask to the crown. Players normally wear purple jerseys at home and white jerseys on the road. In 1996 the team wore black pants with a single large white stripe for all games.
In 1997 the Ravens opted for a more classic NFL look with white pants sporting stripes in purple and black, along with the jerseys sporting a different font for the uniform numbers. The white pants were worn with both home and road jerseys. The road uniform (white pants with white jerseys) was worn by the Ravens in Super Bowl XXXV, at the end of the 2000 NFL season. This all-white combination was originally worn with black socks, but starting in 2021, the Ravens began wearing white hosiery with the all-white uniform.
In the 2002 season the Ravens began the practice of wearing white jerseys for the home opener that has a 1:00 kickoff. In recent seasons, the practice has come when the home game is played in week one. Since John Harbaugh became the head coach in 2008, the Ravens have also worn their white jerseys at home for preseason games.
In November 2004 the team introduced an alternate uniform design featuring black jerseys and solid black pants with black socks. The all-black uniform was first worn for a home game against the Cleveland Browns, entitled "Pitch Black" night, that resulted in a Ravens win. The uniform has since been worn for select prime-time national game broadcasts and other games of significance.
The Ravens began wearing black pants again with the white jersey in 2008. On December 7, 2008, during a Sunday Night Football game against the Washington Redskins, the Ravens introduced a new combination of black jersey with white pants. It was believed to be due to the fact that John Harbaugh doesn't like the "blackout" look. However, on December 19, 2010, the Ravens wore their black jerseys and black pants in a 30–24 victory over the New Orleans Saints.
Since 2010, the Ravens have worn their black jerseys at least twice each season. From 2011 to 2013 and again in 2015, they wore the all blacks once and the black on white once. In 2014 and 2016, they wore all black both times they wore alternate uniforms. In 2017, they wore all black twice and black on white once (although the league is supposed to limit teams to wearing alternate jerseys a maximum of two times a season).
On December 5, 2010, the Ravens reverted to the black pants with the purple jerseys versus the Pittsburgh Steelers during NBC's Sunday Night Football telecast. The Ravens lost to the Steelers 13–10. They wore the same look again for their game against the Cleveland Browns on December 24, 2011, and they won, 20–14. They wore this combination a third time against the Houston Texans on January 15, 2012, in the AFC Divisional playoff. They won 20–13. They would again wear this combination on January 6, 2013, during the AFC Wild Card playoff and what turned out to be Ray Lewis' final home game, where they defeated the Indianapolis Colts 24–9.
From their inaugural season until 2006, the Ravens wore white cleats with their uniforms; they switched to black cleats in 2007. From the mid-2010s onward, the NFL relaxed its rules regarding primary cleat colors, and Ravens players began wearing customized cleats in either purple, black, gold or white.
On December 20, 2015, the team unexpectedly debuted gold pants for the first time, wearing them with their regular purple jerseys against the Kansas City Chiefs. Although gold is an official accent color of the Ravens, the pants got an overwhelmingly negative response on social media by both Ravens fans and fans of other NFL teams, with some comparisons being made to the rival Pittsburgh Steelers' pants, and mustard.
During the 2015 season, the NFL announced a jersey promotion called Color Rush in which teams would wear uniforms typically of one color head-to-toe during select prime-time games. The promotion was used three times that season; all the games that featured them were on Thursday Night and had both teams wear them in each. The following season, the league released uniforms for all 32 teams and announced they would be worn during all Thursday Night games that year, as well as on Christmas. The Ravens had one Thursday Night game in 2016; they wore their all-purple Color Rush uniforms and won 28–7 over the division rival Cleveland Browns. They had one other Thursday Night game the following season, in which they again wore the jerseys and won 40–0 over the Miami Dolphins. In their Christmas 2016 game against the Steelers, the Ravens wore their regular all-white uniforms while their rivals wore their Color Rush uniforms.
On September 13, 2018, the Ravens debuted a new combination in a road game against the Cincinnati Bengals, wearing white jerseys with purple pants. The purple pants are similar to the ones used for Color Rush except that it has side stripes of black and white; the Color Rush purple pants have gold and white stripes. Then on October 21 against the New Orleans Saints, the Ravens paired their new purple pants with their regular purple uniforms. Black socks were originally worn with this combination, but on January 2, 2022, the Ravens wore purple socks with the regular all-purple combination against the Los Angeles Rams, essentially replicating their Color Rush uniforms but with minimal gold elements.
For the regular season finale against the Browns on December 30, the Ravens wore their black uniforms with purple pants. The Ravens wore this combination again October 11, 2021, against the Indianapolis Colts on Monday Night Football in a 31–25 overtime win.
Marching band
The team marching band is called Baltimore's Marching Ravens. They began as the Colts' marching band and have operated continuously from September 7, 1947, to the present. They helped campaign for football to return to Baltimore after the Colts moved. Because they stayed in Baltimore after the Colts left, the band is nicknamed "the band that would not die" and were the subject of an episode of ESPN's 30 for 30. The Washington Commanders are the only other NFL team that currently has a marching band.
Players of note
Current roster
Pro Football Hall of Fame
Note: The following lists players who officially played for the Ravens. For other Hall of Famers, players whose numbers were retired, and players who played for the Baltimore Colts, see Indianapolis Colts. Bold number notes player inducted as a member of the Ravens. For Cleveland Browns players, including those in the Hall of Fame and those whose numbers were retired, see Cleveland Browns.
Retired numbers
The Ravens do not have officially retired numbers. However, the number 19 has not been issued out of respect for Baltimore Colts quarterback Johnny Unitas, except for quarterback Scott Mitchell in his lone season in Baltimore in 1999. In addition, numbers 75, 52, 20, 55, and 73 in honor of Jonathan Ogden, Ray Lewis, Ed Reed, Terrell Suggs, and Marshal Yanda respectively, have not been issued since those players' retirements from football.
Ring of Honor
The Ravens have a "Ring of Honor" which is on permanent display encircling the field of M&T Bank Stadium. The ring currently honors 20 members, including eight former members of the Baltimore Colts.
Key/Legend
First-round draft picks
The team's first draft was the 1996 NFL Draft, where they selected UCLA offensive tackle Jonathan Ogden fourth overall and University of Miami linebacker Ray Lewis 24th overall. Both players won a Super Bowl with the team, earned numerous Pro Bowl and All-Pro selections, and are members of the Pro Football Hall of Fame. Along with their pick in the next year's draft, this was the highest first-round draft pick that the Ravens have had. In 1996, 2000, 2018 and 2020, the Ravens had two first-round draft picks (2018 was the only year in the Ravens traded up during the draft). However, in 2004 they had none. Two of their first round picks have made at least ten Pro Bowls.
Team records
Passing
+ = min. 500 attempts, # = min. 100 attempts, ∗ = minimum 15 attempts,
Rushing
∗ = minimum 15 attempts, # = min. 100 attempts, + = min. 500 attempts
Receiving
∗ = minimum 4 receptions, # = min. 20 receptions, + = min. 200 receptions
Other
Returns
Kicking
Defense
Exceptional performances
Other career records
Most Tackles: Ray Lewis, ILB, 1,573 (1996–2012)
Most Forced Fumbles: Terrell Suggs, EDGE, 28 (2003–2018)
Longest Field Goal Made: Justin Tucker, 66 yards (2012–present)
Longest Fumble Recovery: Marlon Humphrey, CB, 70 yards (November 3, 2019)
All records as of December 18, 2019 per Pro-Football Reference.com
Staff
Head coaches
Ted Marchibroda (1996–1998)
Brian Billick (1999–2007)
John Harbaugh (2008–present)
Current staff
Broadcast media
References
Further reading
(available online)
External links
Baltimore Ravens at the National Football League official website
National Football League teams
American football teams in Baltimore
American football teams established in 1996
1996 establishments in Maryland |
4294 | https://en.wikipedia.org/wiki/British%20National%20Party | British National Party | The British National Party (BNP) is a far-right, British fascist political party in the United Kingdom. It is headquartered in Wigton, Cumbria, and is led by Adam Walker. A minor party, it has no elected representatives at any level of UK government. The party was founded in 1982, and reached its greatest level of success in the 2000s, when it had over fifty seats in local government, one seat on the London Assembly, and two Members of the European Parliament.
Taking its name from that of a defunct 1960s far-right party, the BNP was created by John Tyndall and other former members of the fascist National Front (NF). During the 1980s and 1990s, the BNP placed little emphasis on contesting elections, in which it did poorly. Instead, it focused on street marches and rallies, creating the Combat 18 paramilitary—its name a coded reference to Nazi German leader Adolf Hitler—to protect its events from anti-fascist protesters. A growing 'moderniser' faction was frustrated by Tyndall's leadership, and ousted him in 1999. The new leader Nick Griffin sought to broaden the BNP's electoral base by presenting a more moderate image, targeting concerns about rising immigration rates, and emphasising localised community campaigns. This resulted in increased electoral growth throughout the 2000s, to the extent that it became the most electorally successful far-right party in British history. Concerns regarding financial mismanagement resulted in Griffin being removed as leader in 2014. By this point, the BNP's membership and vote share had declined dramatically, groups like Britain First and National Action had splintered off, and the English Defence League had supplanted it as the UK's foremost far-right group.
Ideologically positioned on the extreme-right or far-right of British politics, the BNP has been characterised as fascist or neo-fascist by political scientists. Under Tyndall's leadership, it was more specifically regarded as neo-Nazi. The party is ethnic nationalist, and it once espoused the view that only white people should be citizens of the United Kingdom. It calls for an end to non-white migration into the UK. It called initially for the compulsory expulsion of non-whites but, since 1999, it has advocated voluntary removals with financial incentives. It promotes biological racism and the white genocide conspiracy theory, calling for global racial separatism and condemning interracial relationships. Under Tyndall, the BNP emphasised anti-semitism and Holocaust denial, promoting the conspiracy theory that Jews seek to dominate the world through both communism and international capitalism. Under Griffin, the party's focus switched from anti-semitism towards Islamophobia. It promotes economic protectionism, Euroscepticism, and a transformation away from liberal democracy, while its social policies oppose feminism, LGBT rights, and societal permissiveness.
Operating around a highly centralised structure that gave its chair near total control, the BNP built links with far-right parties across Europe and created various sub-groups, including a record label and trade union. The BNP attracted most support from within White British working-class communities in northern and eastern England, particularly among middle-aged and elderly men. A poll in the 2000s suggested that most Britons favoured a ban on the party. It faced much opposition from anti-fascists, religious organisations, the mainstream media, and most politicians, and BNP members were banned from various professions.
History
John Tyndall's leadership: 1982–1999
The British National Party (BNP) was founded by the extreme-right political activist John Tyndall. Tyndall had been involved in neo-Nazi groups since the late 1950s before leading the far-right National Front (NF) throughout most of the 1970s. Following an argument with senior party member Martin Webster, he resigned from the NF in 1980. In June 1980 Tyndall established a rival, the New National Front (NNF). At the recommendation of Ray Hill—who was secretly an anti-fascist spy seeking to sow disharmony among Britain's far-right—Tyndall decided to unite an array of extreme-right groups as a single party. To this end, Tyndall established a Committee for Nationalist Unity (CNU) in January 1982. In March 1982, the CNU held a conference at the Charing Cross Hotel in London, at which 50 far-right activists agreed to the formation of the BNP.
The BNP was formally launched on 7 April 1982 at a press conference in Victoria. Led by Tyndall, most of its early members came from the NNF, although others were defectors from the NF, British Movement, British Democratic Party, and Nationalist Party. Tyndall remarked that there was "scarcely any difference [between the BNP and NF] in ideology or policy save in the minutest detail", and most of the BNP's leading activists had formerly been senior NF figures. Under Tyndall's leadership the party was neo-Nazi in orientation and engaged in nostalgia for Nazi Germany. It adopted the NF's tactic of holding street marches and rallies, believing that these boosted morale and attracted new recruits. Their first march took place in London on St. George's Day 1982. These marches often involved clashes with anti-fascist protesters and resulted in multiple arrests, helping to cement the BNP's association with political violence and older fascist groups in the public eye. As a result, BNP organisers began to favour indoor rallies, although street marches continued to be held throughout the mid-to-late 1980s.
In its early years, the BNP's involvement in elections was "irregular and intermittent", and for its first two decades it faced consistent electoral failure. It suffered from low finances and few personnel, and its leadership was aware that its electoral viability was weakened by the anti-immigration rhetoric of Conservative Party Prime Minister Margaret Thatcher. In the 1983 general election the BNP stood 54 candidates, although it only campaigned in five seats. Although it was able to air its first party political broadcast, it averaged a vote share of 0.06% in the seats it contested.
After the Representation of the People Act 1985 raised the electoral deposit to £500, the BNP adopted a policy of "very limited involvement" in elections. It abstained in the 1987 general election, and stood only 13 candidates in the 1992 general election. In a 1993 local by-election the BNP gained one council seat—won by Derek Beackon in the East London district of Millwall—after a campaign that played to local whites who were angry at the perceived preferential treatment received by Bangladeshi migrants in social housing. Following an anti-BNP campaign launched by local religious groups and the Anti-Nazi League, it lost this seat during the 1994 local elections. In the 1997 general election, it contested 55 seats and gained an average 1.4% of the vote.
In the early 1990s, the paramilitary group Combat 18 (C18) was formed to protect BNP events from anti-fascists. In 1992, C18 carried out attacks on left-wing targets like an anarchist bookshop and the headquarters of the Morning Star. Tyndall was angered by C18's growing influence on the BNP's street activities, and by August 1993, C18 activists were physically clashing with other BNP members. In December 1993, Tyndall issued a bulletin to BNP branches declaring C18 to be a proscribed organisation, furthermore suggesting that it may have been established by agents of the state to discredit the party. To counter the group's influence among militant British nationalists, he secured the American white nationalist militant William Pierce as a guest speaker at the BNP's annual rally in November 1995.
In the early 1990s, a "moderniser" faction emerged within the party, favouring a more electorally palatable strategy and an emphasis on building grassroots support to win local elections. They were impressed by the electoral gains made by a number of extreme-right parties in continental Europe—such as Jörg Haider's Austrian Freedom Party and Jean-Marie Le Pen's National Front—which had been achieved by both switching focus from biological racism to the perceived cultural incompatibility of different racial groups and by replacing anti-democratic platforms with populist ones.
The modernisers called for community campaigns among the white working-class populations of London's East End, and Northern England. While the modernisers gained some concessions from the party's hard-liners, Tyndall opposed many of their ideas and sought to stem their growing influence. In his view, "we should not be looking for ways of applying ideological cosmetic surgery to ourselves in order to make our features more appealing to the public".
Nick Griffin's leadership: 1999–2014
After the BNP's poor performance at the 1997 general election, opposition to Tyndall's leadership grew. The modernisers called the party's first leadership election, and in October 1999 Tyndall was ousted when two-thirds of those voting backed Nick Griffin, who offered an improved administration, financial transparency, and greater support for local branches. Often characterised as a political chameleon, Griffin had once been considered a party hardliner before switching allegiance to the modernisers in the late 1990s. In his youth, he had been involved in the NF as well as Third Positionist groups like Political Soldier and the International Third Position. Criticising his predecessors for fuelling the image of the BNP as "thugs, losers and troublemakers", Griffin inaugurated a period of change in the party.
Influenced by Le Pen's National Front in France, Griffin sought to widen the BNP's appeal to individuals who were concerned about immigration but had not previously voted for the extreme-right. The BNP replaced Tyndall's policy of compulsory deportation of non-whites to a voluntary system whereby non-whites would be given financial incentives to emigrate. It downplayed biological racism and stressed the cultural incompatibility of different racial groups. This emphasis on culture allowed it to foreground Islamophobia, and following the September 11 attacks in 2001 it launched a "Campaign Against Islam". It stressed the claim that the BNP was "not a racist party" but an "organised response to anti-white racism". At the same time Griffin sought to reassure the party's base that these reforms were based on pragmatism and not a change in principle.
Griffin also sought to shed the BNP's image as a single-issue party, by embracing a diverse array of social and economic issues. Griffin renamed the party's monthly newspaper from British Nationalist to The Voice of Freedom, and established a new journal, Identity. The party developed community-based campaigns, through which it targeted local issues, particularly in those areas with large numbers of skilled white working-class people who were disaffected with the Labour Party government. For instance, in Burnley it campaigned for lower speed limits on housing estates and against the closure of a local swimming bath, while in South Birmingham it targeted pensioners' concerns about youth gangs. In 2006 the party urged its activists to carry out local activities like cleaning up children's play areas and removing graffiti while wearing high-vis jackets emblazoned with the party logo.
Griffin believed that Peak Oil and a growth in Third World migrants arriving in Britain would result in a BNP government coming to power by 2040.
The close of the twentieth century produced more favourable conditions for the extreme-right in Britain as a result of increased public concerns about immigration and established Muslim communities coupled with growing dissatisfaction with the established mainstream parties. In turn, the BNP gained rapidly growing levels of support over the coming years. In July 2000, it came second in the council elections for the North End of the London Borough of Bexley, its best result since 1993. At the 2001 general election it gained 16% of the vote in one constituency and over 10% in two others. In the 2002 local elections the BNP gained four councillors, three of whom were in Burnley, where it had capitalised on white anger surrounding the disproportionately high levels of funding being directed to the Asian-dominated Daneshouse ward. This breakthrough generated public anxieties about the party, with a poll finding that six in ten supported a ban on it. In the 2003 local elections the BNP gained 13 additional councillors, including seven more in Burnley, having attained over 100,000 votes. Concerned that much of their potential vote was going to the UK Independence Party (UKIP), in 2003 the BNP offered UKIP an electoral pact but was rebuffed. Griffin then accused UKIP of being a Labour Party scheme to steal the BNP's votes. They invested much in the campaign for the 2004 European Parliament election, at which they gained 800,000 votes but failed to secure a parliamentary seat. In the 2004 local elections, they secured four more seats, including three in Epping.
For the 2005 general election, the BNP expanded its number of candidates to 119 and targeted specific regions. Its average vote in the areas it contested rose to 4.3%. It gained significantly more support in three seats, achieving 10% in Burnley, 13% in Dewsbury, and 17% in Barking. In the 2006 local elections the party gained 220,000 votes, with 33 additional councillors, having averaged a vote share of 18% in the areas it contested. In Barking and Dagenham, it saw 12 of its 13 candidates elected to the council. At the 2008 London Assembly election, the BNP gained 130,000 votes, reaching the 5% mark and thus gaining an Assembly seat. At the 2009 European Parliament election, the party gained almost 1 million votes, with two of its candidates, Nick Griffin and Andrew Brons, being elected as Members of the European Parliament for North West England and Yorkshire and the Humber respectively. That election also saw extreme-right parties winning seats for various other EU member-states. This victory marked a major watershed for the party. Amid significant public controversy, Griffin was invited to appear on the BBC show Question Time in October 2009, the first time that the BNP had been invited to share a national television platform with mainstream panellists. Griffin's performance was however widely regarded as poor.
Despite its success, there was dissent in the party. In 2007 a group of senior members known as the "December rebels" challenged Griffin, calling for internal party democracy and financial transparency, but were expelled. In 2008, a group of BNP activists in Bradford split to form the Democratic Nationalists. In November 2008, the BNP membership list was posted to WikiLeaks, after appearing briefly on a weblog. A year later, in October 2009, another list of BNP members was leaked.
Eddy Butler then led a challenge to Griffin's leadership, alleging financial corruption, but he had insufficient support. The rebels who supported him split into two groups: one section remained as the internal Reform Group, the other left the BNP to form the British Freedom Party.
By 2010, there was discontent among the party's grassroots, a result of the change to its white-only membership policy and rumours of financial corruption among its leadership. Some defected to the National Front or left to form parties like the Britannica Party. Anti-fascist groups like Hope not Hate had campaigned extensively in Barking to stop the area's locals voting for the BNP. At the 2010 general election, the BNP had hoped to make a breakthrough by gaining a seat in the House of Commons, although it failed to achieve this. It nevertheless gained the fifth largest national vote share, with 1.9% of the vote, representing the most successful electoral performance for an extreme-right party in UK history. In the 2010 local elections, it lost all of its councillors in Barking and Dagenham. Nationally, the party's number of councillors dropped from over fifty to 28. Griffin described the results as "disastrous".
Decline: 2014–present
In a 2011 leadership election, Griffin secured a narrow victory, beating Brons by nine votes of a total of 2,316 votes cast. In October 2012, Brons left the party, leaving Griffin as its sole MEP. In the 2012 local elections, the party lost all of its seats and saw its vote share fall dramatically; whereas it gained over 240,000 votes in 2008, this had fallen to under 26,000 by 2012. Commenting on the result, the political scientist Matthew Goodwin noted: "Put simply, the BNP's electoral challenge is over." In the 2012 London mayoral election, the BNP candidate came seventh, with 1.3% of first-preference votes, its poorest showing in the London mayoral contest. The 2012 election results established that the BNP's steady growth had ended. In the 2013 local elections, the BNP fielded 99 candidates but failed to win any council seats, leaving it with only two.
In June 2013, Griffin visited Syria along with members of Hungarian far-right party Jobbik to meet with government officials, including the Speaker of the Syrian People's Assembly, Mohammad Jihad al-Laham, and the Prime Minister Wael Nader al-Halqi. Griffin claims he was influential in the speaker of Syria's Parliament writing an open letter to British MPs urging them to "turn Great Britain from the warpath" by not intervening in the Syrian conflict. Griffin lost his European Parliament seat in the May 2014 European election. The party blamed the UK Independence Party for its decline, accusing the latter of stealing BNP policies and slogans. In July 2014, Griffin resigned and was succeeded by Adam Walker as acting chairman. In October, Griffin was expelled from the party for "trying to cause disunity [in the party] by deliberately fabricating a state of crisis".
In January 2015, membership of the party numbered 500, down from 4,220 in December 2013. At the general election in 2015, the BNP fielded eight candidates, down from 338 in 2010. The party's vote share declined 99.7% from its 2010 result. In January 2016, the Electoral Commission de-registered the BNP for failing to pay its annual registration fee of £25. At this time, it was estimated that BNP assets totalled less than £50,000. According to the commission, "BNP candidates cannot, at present, use the party's name, descriptions or emblems on the ballot paper at elections." A month later, the party was re-registered. There were ten BNP candidates at the general election in 2017. At the 2018 local elections, the party's last remaining councillor—Brian Parker of Pendle—decided not to stand for re-election, leaving the party without representation at any level of UK government. The BNP fielded only one candidate, David Furness, at the 2019 general election in Hornchurch and Upminster, where he came last.
Ideology
Far-right politics, fascism, and neo-Nazism
Many academic historians and political scientists have described the BNP as a far-right party, or as an extreme-right party. As the political scientist Matthew Goodwin used it, the term referred to "a particular form of political ideology that is defined by two anti-constitutional and anti-democratic elements: first, right-wing extremists are extremist because they reject or undermine the values, procedures and institutions of the democratic constitutional state; and second they are right-wing because they reject the principle of fundamental human equality".
Various political scientists and historians have described the BNP as being fascist in ideology. Others have instead described it as neo-fascist, a term which the historian Nigel Copsey argued was more exact. Academic observers—including the historians Copsey, Graham Macklin, and Roger Griffin, and the political theologian Andrew P. Davey—have argued that Nick Griffin's reforms were little more than a cosmetic process to obfuscate the party's fascist roots. According to Copsey, under Griffin the BNP was "fascism recalibrated — a form of neo-fascism — to suit contemporary sensibilities". Macklin noted that despite Griffin's 'modernisation' project, the BNP retained its ideological continuity with earlier fascist groups and thus had not transformed itself into a genuinely "post-fascist" party. In this it was distinct from parties like the Italian National Alliance of Gianfranco Fini, which has been credited with successfully shedding its fascist past and becoming post-fascist.
The anti-fascist activist Gerry Gable referred to the BNP as a "Nazi organisation", while the Anti-Nazi League published leaflets describing the BNP as the "British Nazi Party". Copsey suggested that while the BNP under Tyndall could be described as neo-Nazi, it was not "crudely mimetic" of the original German Nazism. Davey characterised the BNP as a "populist ethno-nationalist" party.
In his writings, Griffin acknowledged that much of his 'modernisation' was an attempt to hide the BNP's core ideology behind more electorally palatable policies. Like the National Front, the BNP's private discourse differed from its public one, with Griffin stating that "Of course we must teach the truth to the hardcore... [but] when it comes to influencing the public, forget about racial differences, genetics, Zionism, historical revisionism and so on... we must at all times present them with an image of moderate reasonableness". The BNP has eschewed the labels "fascist" and "Nazi", stating that it is neither. In its 1992 electoral manifesto, it said that "Fascism was Italian. Nazism was German. We are British. We will do things our own way; we will not copy foreigners". In 2009, Griffin that the term "fascism" was simply "a smear that comes from the far left"; he added that the term should be reserved for groups that engaged in "political violence" and desired a state that "should impose its will on people", claiming that it was the anti-fascist group Unite Against Fascism—and not the BNP—who were the real fascists. More broadly, many on Britain's extreme-right sought to avoid the term "British fascism" because of its electorally unpalatable connotations, utilising "British nationalism" in its place.
After Griffin took control of the party, it made increasing use of nativist themes in order to emphasise its "British" credentials. In its published material, the party made appeals to the idea of Britain and Britishness in a manner not dissimilar to mainstream political parties. In this material it has also made prominent use of the Union flag and the colours red, white, and blue. Roger Griffin noted that the terms "Britain" and "England" appear "confusingly interchangeable" in BNP literature, while Copsey has pointed out that the BNP's form of British nationalism is "Anglo-centric". The party employed militaristic rhetoric under both Tyndall and Griffin's leadership; under the latter for example its published material spoke of a "war without uniforms" and a "war for our survival as a people". Tyndall described the BNP as a revolutionary party, calling it a "guerrilla army operating in occupied territory".
Ethnic nationalism and biological racism
The BNP adheres to biological racist ideas, displaying an obsession with the perceived differences of racial groups. Both Tyndall and Griffin believed that there was a biologically distinct white-skinned "British race" which was one branch of a wider Nordic race, a view akin to those of earlier fascists such as Hitler and Arnold Leese.
The BNP adheres to an ideology of ethnic nationalism. It promotes the idea that not all citizens of the United Kingdom belong to the British nation. Instead, it states that the nation only belongs to "the English, Scots, Irish and Welsh along with the limited numbers of peoples of European descent, who have arrived centuries or decades ago and who have fully integrated into our society". This is a group that Griffin referred to as the "home people" or "the folk". According to Tyndall, "The BNP is a racial nationalist party which believes in Britain for the British, that is to say racial separatism." Richard Edmonds in 1993 told The Guardian'''s Duncan Campbell that "we [the BNP] are 100% racist". The BNP does not regard UK citizens who are not ethnic white Europeans as "British", and party literature calls on supporters to avoid referring to such individuals as "Black Britons" or "Asian Britons", instead describing them as "racial foreigners".
Tyndall believed the white British and the broader Nordic race to be superior to other races, and under his leadership, the BNP promoted pseudoscientific claims in support of white supremacy. Following Griffin's ascendency to power in the party, it officially repudiated racial supremacism and insisted that no racial group was superior or inferior to another. Instead it foregrounded an "ethno-pluralist" racial separatism, claiming that different racial groups had to be kept separate and distinct for their own preservation, maintaining that global ethno-cultural diversity was something to be protected. This switch in focus owed much to the discourse of the French Nouvelle Droite movement which had emerged within France's extreme-right during the 1960s.
At the same time the BNP switched focus from openly promoting biological racism to stressing what it perceived as the cultural incompatibility of racial groups. It placed great focus on opposing what it referred to as "multiculturalism", characterising this as a form of "cultural genocide", and stating that it promoted the interests of non-whites at the expense of the white British population. However, internal documents produced and circulated under Griffin's leadership demonstrated that—despite the shift in its public statements—it remained privately committed to biological racist ideas.
The party emphasises what it sees as the need to protect the racial purity of the white British. It condemns miscegenation and "race mixing", stating that this is a threat to the British race. Tyndall said that he "felt deeply sorry for the child of a mixed marriage" but had "no sympathy whatsoever for the parents". Griffin similarly stated that mixed-race children were "the most tragic victims of enforced multi-racism", and that the party would not "accept miscegenation as moral or normal ... we never will". In its 1983 election manifesto, the BNP stated that "family size is a private matter" but still called for white Britons who are "of intelligent, healthy and industrious stock" to have large families and thus raise the white British birth-rate. The encouragement of high birth rates among white British families continued under Griffin's leadership.
Under Tyndall's leadership, the BNP promoted eugenics, calling for the forced sterilisation of those with genetically transmittable disabilities. In party literature, it talked of improving the British 'racial stock' by removing "inferior strains within the indigenous races of the British Isles". Tyndall argued that medical professionals should be responsible for determining whom to sterilise, while a lowering of welfare benefits would discourage breeding among those he deemed to be genetic inferiors. In his magazine Spearhead, Tyndall also stated that "the gas chamber system" should be used to eliminate "sub-human elements", "perverts", and "asocials" from British society.
Anti-immigration and repatriation
Opposition to immigration has been central to the BNP's political platform. It has engaged in xenophobic campaigns which emphasise the idea that immigrants and ethnic minorities are both different from, and a threat to, the white British and white Irish populations. In its campaign material it presented non-whites both as a source of crime in the UK, and as a socio-economic threat to the white British population by taking jobs, housing, and welfare away from them. It engaged in welfare chauvinism, calling for white Britons to be prioritised by the UK's welfare state. Party literature included such as claims as that the BNP was the only party which could "do anything effective about the swamping of Britain by the Third World" or "lead the native peoples of Britain in our version of the New Crusade that must be organised if Europe is not to sink under the Islamic yoke".
Much of its published material made claims about a forthcoming race war and promoted the conspiracy theory about white genocide. In a 2009 radio interview, Griffin referred to this as a "bloodless genocide". It presents the idea that white Britons are engaged in a battle against their own extinction as a racial group. It reiterated a sense of urgency about the situation, claiming that both high immigration rates and high birth rates among ethnic minorities were a threat to the white British. In 2010, it for instance was promoting the idea that at current levels, "indigenous Britons" would be a minority within the UK by 2060.
The BNP calls for the non-white population of Britain to either be reduced in size or removed from the country altogether. Under Tyndall's leadership it promoted the compulsory removal of non-whites from the UK, stating that under a BNP government they would be "repatriated" to their countries of origin. In the early 1990s it produced stickers with the slogan "Our Final Solution: Repatriation". Tyndall understood this to be a two-stage process that would take ten to twenty years, with some non-whites initially leaving willingly and the others then being forcibly deported. During the 1990s, party modernisers suggested that the BNP move away from a policy of compulsory repatriation and toward a voluntary system, whereby non-white persons would be offered financial incentives to leave the UK. This idea, adopted from Powellism, was deemed more electorally palatable.
When Griffin took control of the party, the policy of voluntary repatriation was officially adopted, with the party suggesting that this could be financed through the use of the UK's pre-existing foreign aid budget. It stated that any non-whites who refused to leave would be stripped of their British citizenship and categorised as "permanent guests", while continuing to be offered incentives to emigrate. Griffin's BNP also stressed its support for an immediate halt to non-white immigration into Britain and for the deportation of any migrants illegally in the country. Speaking on the BBC's Andrew Marr Show in 2009, Griffin declared that, unlike Tyndall, he "does not want all-white UK" because "nobody out there wants it or would pay for it".
Anti-Semitism and Islamophobia
Under Tyndall's leadership, the BNP was openly anti-Semitic. From A. K. Chesterton, Tyndall had inherited a belief that there was a global conspiracy of Jews bent on world domination, viewing the Protocols of the Elders of Zion as genuine evidence for this. He believed that Jews were responsible for both communism and international finance capitalism and that they were responsible for undermining the British Empire and the British race. He believed that both democratic government and immigration into Europe were parts of the Jewish conspiracy to weaken other races. In an early edition of Spearhead published in the 1960s, Tyndall wrote that "if Britain were to become Jew-clean she would have no nigger neighbours to worry about... It is the Jews who are our misfortune: T-h-e J-e-w-s. Do you hear me? THE JEWS?" Tyndall added Holocaust denial to the anti-Semitic beliefs inherited from Chesterton, believing that The Holocaust was a hoax created by the Jews to gain sympathy for themselves and thus aid their plot for world domination. Among those to endorse such anti-Semitic conspiracy theories was Griffin, who promoted them in his 1997 pamphlet, Who are the Mind Benders? Griffin also engaged in Holocaust denial, publishing articles promoting such ideas in The Rune, a magazine produced by the Croydon BNP. In 1998, these articles resulted in Griffin being convicted of inciting racial hatred.
When Griffin took power, he sought to banish overt anti-Semitic discourse from the party. He informed party members that "we can get away with criticising Zionists, but any criticism of Jews is likely to be legal and political suicide". In 2006, he complained that the "obsession" that many BNP members had with "the Jews" was "insane and politically disastrous". In 2004, the party selected a Jewish candidate, Pat Richardson, to stand for it during local council elections, something Tyndall lambasted as a "gimmick". References to Jews in BNP literature were often coded to hide the party's electorally unpalatable anti-Semitic ideas. For instance, the term "Zionists" was often used in party literature as a euphemism for "Jews". As noted by Macklin, Griffin still framed many of his arguments "within the parameters of recognizably anti-Semitic discourse". The BNP's literature is replete with references to a conspiratorial group who have sought to suppress nationalist sentiment among the British population, who have encouraged immigration and mixed-race relationships, and who are promoting the Islamification of the country. This group is likely a reference to the Jews, being an old fascist canard.
Sectors of the extreme-right were highly critical of Griffin's softening on the subject of the Jews, claiming that he had "sold out" to the 'Zionist Occupied Government'. In 2006, John Bean, editor of Identity, included an article in which he reassured BNP members that the party had not "sold out to the Jews" or "embraced Zionism" but that it remained "committed to fighting... subversive Jews". Under Griffin, the BNP's website linked to other web pages that explicitly portrayed immigration as part of a Jewish conspiracy, while it also sold books that promoted Holocaust denial. In 2004, secretly filmed footage was captured in which Griffin was seen claiming that "the Jews simply bought the West, in terms of press and so on, for their own political ends".
Copsey noted that a "culture of anti-Semitism" still pervaded the BNP. In 2004, a London activist told reporters that "most of us hate Jews", while a Scottish BNP group was observed making Nazi salutes while shouting "Auschwitz". The party's Newcastle upon Tyne Central candidate compared the Auschwitz concentration camp to Disneyland, while their Luton North candidate stated her refusal to buy from "the kikes that run Tesco". In 2009, a BNP councillor from Stoke-on-Trent resigned from the party, complaining that it still contained Holocaust deniers and Nazi sympathisers.
Griffin informed BNP members that rather than "bang on" about the Jews—which would be deemed extremist and prove electorally unpopular—their party should focus on criticising Islam, an issue that would be more resonant among the British public. After Griffin took over, the party increasingly embraced an Islamophobic stance, launching a "Campaign Against Islam" in September 2001. In Islam: A Threat to Us All, a leaflet distributed to London households in 2007, the BNP claimed that it would stand up to both Islamic extremism and "the threat that 'mainstream' Islam poses to our British culture". In contrast to the mainstream British view that the actions of militant Islamists—such as those who perpetrated the 7 July 2005 London bombings—are not representative of mainstream Islam, the BNP insists that they are. In some of its literature it presents the view that every Muslim in Britain is a threat to the country. Griffin referred to Islam as an "evil, wicked faith", and elsewhere publicly described it as a "cancer" that needed to be removed from Europe through "chemotherapy".
The BNP has called for the prohibition of immigration from Muslim countries and for the banning of the burka, halal meat, and the building of new mosques in the UK. It also called for the immediate deportation of radical Islamist preachers from the country. In 2005 the party stated that its primary issue of concern was the "growth of fundamentalist-militant Islam in the UK and its ever-increasing threat to Western civilization and our implicit values". To broaden its anti-Islamic agenda, Griffin's BNP made overtures to the UK's Hindu, Sikh, and Jewish communities; Griffin's claim that Jews can make "good allies" in the fight against Islam caused controversy within the international far-right.
Government
Tyndall believed that liberal democracy was damaging to British society, claiming that liberalism was a "doctrine of decay and degeneration". Under Tyndall, the party sought to dismantle the UK's liberal democratic system of parliamentary governance, although was vague about what it sought to replace this system with. In his 1988 work The Eleventh Hour, Tyndall wrote of the need for "an utter rejection of liberalism and a dedication to the resurgence of authority". Tyndall's BNP perceived itself as a revolutionary force that would bring about a national rebirth in Britain, entailing a radical transformation of society. It proposed a state in which the Prime Minister would have full executive powers, and would be elected directly by the population for an indefinite period of time. This Prime Minister could be dismissed from office in a further election that could be called if Parliament produced a vote of no confidence in them. It stated that rather than having political parties, candidates standing for election to the parliament would be independent. During the period of Griffin's leadership, the party downplayed its anti-democratic themes and instead foregrounded populist ones. Its campaign material called for the devolution of greater powers to local communities, the reestablishment of county councils, and the introduction of citizens' initiative referendums based on those used in Switzerland.
The BNP has adopted a hard Eurosceptic platform from its foundation. Under Tyndall's leadership, the BNP had overt anti-Europeanist tendencies. Throughout the 1980s and 1990s he maintained the party's opposition to the European Economic Community. Antagonism toward what became the European Union was retained under Griffin's leadership, which called for the UK to leave the Union. One of Vote Leave's biggest donors during the Brexit referendum was former BNP member Gladys Bramall, and the party has claimed that its anti-Establishment rhetoric "created the road" to Britain's vote to leave the European Union.
Tyndall suggested replacing the EEC with a trading association among the "White Commonwealth", namely countries like Canada, Australia, and New Zealand. Tyndall held imperialist views and was sympathetic to the re-establishment of the British Empire through the recolonization of parts of Africa. However, officially the BNP had no plans to re-establish the British Empire or secure dominion over non-white nations. In the 2000s, it called for an immediate military withdrawal from both the Iraq War and the Afghan War. During his appearance on Question Time, regarding the Iraq War, Griffin described the war as "illegal", saying, "We shouldn't have gone into Iraq, we must never go into Iran, we should leave them alone." It has advocated ending overseas aid to provide economic support within the UK and to finance the voluntary repatriation of legal immigrants.
Under Tyndall, the BNP rejected both Welsh nationalism and Scottish nationalism, stating that they were bogus because they caused division among the wider 'British race'. Tyndall also led the BNP in support of Ulster loyalism, for instance by holding public demonstrations against the Irish republican party Sinn Féin, and endorsing Ulster loyalist paramilitaries. Under Griffin, the BNP continued to support Ulster's membership of the United Kingdom, calling for the crushing of the Irish Republican Army and the scrapping of the Anglo-Irish Agreement. Griffin later expressed the view that "the only solution that could possibly be acceptable to loyalists and republicans alike" would be the reintegration of the Irish Republic into the United Kingdom, which would be reorganised along federal lines. However, while retaining the party's commitment to Ulster loyalism, under Griffin the importance of the issue was downplayed, something that was criticised by Tyndall loyalists.
Economic policy
Tyndall described his approach to the economy as "National Economics", expressing the view that "politics must lead, and not be led by, economic forces". His approach rejected economic liberalism because it did not serve "the national interest", although still saw advantages in a capitalist system, looking favourably on individual enterprise. He called on capitalist elements to be combined with socialist ones, with the government playing a role in planning the economy. He promoted the idea of the UK becoming an autarky which was economically self-sufficient, with domestic production protected from foreign competition. This attitude was heavily informed by the corporatist system that had been introduced in Benito Mussolini's Fascist Italy.
A number of senior members, including Griffin and John Bean, had anti-capitalist leanings, having been influenced by Strasserism and National Bolshevism. Under Griffin's leadership, the BNP promoted economic protectionism and opposed globalisation. Its economic policies reflect a vague commitment to distributist economics, ethno-socialism, and national autarky. The BNP maintains a policy of protectionism and economic nationalism, although in comparison with other far-right nationalist parties, the BNP focuses less on corporatism. It has called for British ownership of its own industries and resources and the "subordination of the power of the City to the power of the government". It has promoted the regeneration of farming in the United Kingdom, with the object of achieving maximum self-sufficiency in food production. In 2002, the party criticised corporatism as a "mixture of big capitalism and state control", saying it favoured a "distributionist tradition established by home-grown thinkers" favouring small business. The BNP has also called for the renationalisation of the railways.
When it comes to environmentalism, the BNP refers to itself as the "real green party", stating that the Green Party of England and Wales engages in "watermelon" politics by being green (environmentalist) on the outside but red (leftist) on the inside. Influenced by the Nouvelle Droite, it framed its arguments regarding environmentalism in an anti-immigration manner, talking about the need for 'sustainability'. It engages in climate change denial, with Griffin claiming that global warming is a hoax orchestrated by those trying to establish the New World Order.
Social issues
The BNP is opposed to feminism and has pledged that—if in government—it would introduce financial incentives to encourage women to leave employment and become housewives. It would also seek to discourage children being born out of wedlock. It has stated that it would criminalise abortion, except in cases where the child has been conceived as a result of rape, the mother's life is threatened, or the child will be disabled. There are nevertheless circumstances where it has altered this anti-abortion stance; an article in British Nationalist stated that a white woman bearing the child of a black man should "abort the pregnancy... for the good of society". More widely, the party censures inter-racial sex and accuses the British media of encouraging inter-racial relationships.
Under Tyndall, the BNP called for the re-criminalisation of homosexual activity. Following Griffin's takeover, it moderated its policy on homosexuality. However, it opposed the 2004 introduction of civil partnerships for same-sex couples. During his 2009 Question Time appearance, Griffin described the sight of two men kissing as "for a lot of us (Christians)... really creepy". The party has also condemned the availability of pornography; its 1992 manifesto stated that the BNP would give the "pedlars of this filth... the criminal status that they deserve". The BNP promoted the reintroduction of capital punishment, and the sterilisation of some criminals. It also called for the reintroduction of national service in the UK, adding that on completion of this service adults would be permitted to keep their standard issue assault rifle.
According to the academic Steven Woodbridge, the BNP had a "rather ambivalent attitude toward Christian belief and religious themes in general" during most of its history, but under Griffin's modernisation the party increasingly utilised Christian terminology and themes in its discourse. Various members of the party presented themselves as "true Christians", and defenders of the faith, with key ideologues stating that the religion has been "betrayed" and "sold out" by mainstream clergy and the British establishment. British Christianity, the BNP said, was under threat from Islam, Marxism, multiculturalism, and "political correctness". On analysing the BNP's use of Christianity, Davey argued that the party's emphasis was not on Christian faith itself, but on the inheritance of European Christian culture.
The BNP long considered the mainstream media to be one of its major impediments to electoral success. Tyndall said that the media represents a "state above the state" which was committed to the "left-liberal" goals of internationalism, liberal democracy, and racial integration. The party has said that the mainstream media has given disproportionate coverage to the achievements of ethnic minority sportsmen and to the victims of anti-black racism while ignoring white victims of racial prejudice and the BNP's activities. Both Tyndall and Griffin have said that the mainstream media is controlled by Jews, who use it for their own devices; the latter promoted this idea in his Who are the Mind Benders? Griffin has described the BBC as "a thoroughly unpleasant, ultra-leftist establishment". The BNP has stated that if it took power, it would end "the dictatorship of the media over free debate". It said that it would introduce a law prohibiting the media from disseminating falsehoods about an individual or organisation for financial or political gain, and that it would ban the media from promoting racial integration.
BNP policy pledges to protect freedom of speech, as part of which it would repeal all laws banning racial or religious hate speech. It would repeal the 1998 Human Rights Act and withdraw from the European Convention on Human Rights.
Support
Finances
In contrast to the UK's mainstream parties, the BNP received few donations from businesses, wealthy donors, or trade unions. Instead it relied on finances produced by its membership. Under Tyndall, the party operated on a shoestring budget with a lack of transparency; in 1992 it collected £5000 and in 1997 it collected £10,000. It also tried raising money by selling extreme-right literature, and opened a bookshop in Welling in 1989, although this was closed in 1996 after being attacked by anti-fascists and proving too costly to run. In 1992 the party formed a dining club of its wealthier supporters, which was renamed the Trafalgar Club in 2000. By the 1997 general election it admitted that its expenses had "far out-stripped" its income, and it was appealing for donations to pay off loans it had taken out.
Griffin placed greater emphasis on fundraising, and from 2001 through to 2008 the BNP's annual turnover increased almost fivefold. Membership subscriptions grew from £35,000 to £166,000, while its donations raised from £38,000 to £660,000. However, expenses also rose as the BNP spent more on its electoral campaigns, and the party reported a financial deficit in 2004 and again in 2005. Between 2007 and 2009 the BNP accumulated debts of £500,000.
Membership
For most of its history, the BNP had a whites-only membership policy. In 2009, the state's Equality and Human Rights Commission stated that this was a violation of the Race Relations Act 1976 and called on the party to amend its constitution accordingly. Responding to this, in early 2010 members voted to remove the racial restriction to membership, although it is unlikely that many non-whites joined.
At its creation, the BNP had approximately 1,200 members. By the 1983 general election this had grown to approximately 2,500, although by 1987 had slumped to 1,000, with no significant further growth until the 21st century. After taking control Griffin began publishing the party's membership figures: 2,174 in 2001, 3,487 in 2002, 5,737 in 2003, and 7,916 in 2004. Membership dropped slightly to 6,281 in 2005, but had grown to 9,297 in 2007 and to 10,276 in spring 2010. In 2011, it was noted that this meant that the BNP had experienced the most rapid growth since 2001 of any minor party in the UK.
A party membership list dating from late 2007 was leaked onto the internet by a disgruntled activist, containing the names and addresses of 12,000 members. This included names, addresses and other personal details. People on the list included prison officers (barred from BNP membership), teachers, soldiers, civil servants and members of the clergy. The leaked list indicated that membership was concentrated in particular areas, namely the East Midlands, Essex, and Pennine Lancashire, but with particular clusters in Charnwood, Pendle, and Amber Valley. Many of these areas had long been targeted by extreme-right campaigns, dating back to the NF activity of the 1970s, suggesting that such longstanding activism may have had an effect on levels of BNP membership. This information also revealed that membership was most likely in urban areas with low rates of educational attainment and large numbers of economically insecure people employed in manufacturing, with further correlations to nearby Muslim communities. Following an investigation by Welsh police and the Information Commissioner's Office, two people were arrested in December 2008 for breach of the Data Protection Act concerning the leak. Matthew Single was subsequently found guilty and fined £200 in September 2009. The 'low' fine was criticised as an "absolute disgrace" by a BNP spokesman and a detective sergeant involved said he was "disappointed" with the outcome, stating that people were fearful for their safety. More than 160 complaints were made nationally to police after attacks on BNP members and their property.
The leaked membership list showed that the party was 17.22% female. While women have occupied key positions within the BNP, men dominated at every level of the party. In 2009, over 80% of the party's Advisory Council was male and from 2002 to 2009, three-quarters of its councillors were male. The average percentage of female candidates presented at local elections in 2001 was 6%, although this had risen to 16% by 2010. Since 2006, the party had made a point of selecting female candidates, with Griffin stating that this was necessary to "soften" the party's image. Goodwin suggested that membership fell into three camps: the "activist old guard" who had previously been involved in the NF during the 1970s, the "political wanderers" who had defected from other parties to the BNP, and the "new recruits" who had joined post-2001 and who had little or no political interest or experience beforehand.
Having performed qualitative research among the BNP by interviewing various members, Goodwin noted that few of those he interviewed "conformed to the popular stereotypes of them being irrational and uninformed crude racists". He noted that most strongly identified with the working class and claimed to have either been former Labour voters or from a Labour-voting family. None of those interviewed claimed a family background in the ethnic nationalist movement. Instead, he noted that members said that they joined the party as a result of a "profound sense of anxiety over immigration and rising ethno-cultural diversity" in Britain, along with its concomitant impact on "British culture and society". He noted that among these members, the perceived cultural threat of immigrants and ethnic minorities was given greater prominence than the perceived economic threat that they posed to white Britons. He noted that in his interviews with them, members often framed Islam in particular as a threat to British values and society, expressing the fear that British Muslims wanted to Islamicise the country and eventually impose sharia on its population.
Voter base
Goodwin described the BNP's voters as being "socially distinct and concerned about a specific set of issues". Under Griffin's leadership, the party targeted areas with high proportions of skilled white working-class voters, particularly those who were disenchanted with the Labour government. It has attempted to appeal to disaffected Labour voters with slogans such as "We are the Labour Party your Grandfather Voted For". The BNP had little success in gaining support from women, the middle classes, and the more educated.
Goodwin noted a "strong male bias" in the party's support base, with statistical polling revealing that between 2002 and 2006, seven out of ten BNP voters were male. That same research also indicated that BNP voters were disproportionately middle-aged and elderly, with three quarters being aged over 35, and only 11% aged between 18 and 24. This contrasted to the NF's support base during the 1970s, when 40% of its voters were aged between 18 and 24. Goodwin suggested two possibilities for the BNP's failure to appeal to younger voters: one was the 'life cycle effect', that older people have obtained more during their life and thus have more to lose, feeling both more threatened by change and more socially conservative in their views. The other explanation was the 'generational effect', with younger Britons who have grown up since the onset of mass immigration having had greater social exposure to ethnic minorities and thus being more tolerant toward them. Conversely, many older voters came of age during the 1970s, under the impact of the anti-immigrant rhetoric promoted by Powellism, Thatcherism, and the NF, and thus have less tolerant attitudes.
Most BNP voters had no formal qualifications and the party's support was centred largely in areas with low educational attainment. According to the 2002–06 data, two-thirds of BNP voters had either no formal qualifications or had left education after their O-levels/GCSEs. Only one in ten BNP voters possessed an A-level, and an even smaller percentage had a university degree. Most of the BNP's voting base were from the financially insecure lower classes. Research conducted from 2002 to 2006 indicated that seven out of ten BNP voters were either skilled or unskilled workers or unemployed. A 2009 poll found that six out of ten BNP voters fitted this profile. Goodwin suggested that it was the skilled working classes rather than their unskilled or unemployed neighbours who were the main support base behind the BNP, because they owned some assets and thus felt that they had more to lose as a result of the economic threat posed by immigrants and ethnic minorities.
Research indicated that BNP voters also held opinions that were distinct from the average British citizen. They were far more pessimistic about their economic prospects than average, with seven out of ten BNP voters expecting their economic prospects to decline in future, contrasted with four out of ten who held this view in the wider population. In the 2002–06 period, 59% of BNP voters considered immigration to be the most important issue facing the UK, compared with only 16% of the wider population who agreed. By 2009, 87% of BNP voters identified immigration and asylum as the most important issue, to 49% of the wider population. BNP voters were also more likely to identify law and order, the EU, and Islamic extremism as the most important issues facing the UK than other voters, and less likely than average to rate the economy, NHS, pensions, and housing market as the most important.
BNP voters were also more likely than average to believe both that white Britons face unfair discrimination, and that Muslims, non-whites, and homosexuals had unfair advantages in British society. 78% of BNP voters endorsed the belief that the Labour Party prioritised immigrants and ethnic minorities over white British people, to 44% of the wider population. When asked questions about immigration and Muslims, BNP voters were found to be far more hostile to them than the average Briton, and also more willing than average to support outright racially discriminatory policies toward them. Copsey believed that "popular racism"—namely against asylum seekers and Muslims—generated the BNP's "largest reservoir of support", and that in many Northern English towns the main factors behind BNP support were white resentment toward Asian communities, anger at Asian-on-white crime, and the perception that Asians received disproportionately high levels of public funding.
Research also indicated that BNP voters were more mistrustful of the establishment than average citizens. In 2002–06, 92% of BNP voters described themselves as being dissatisfied with the government, to 62% of the wider population. Over 80% of BNP voters were found to distrust their local Member of Parliament, council officials, and civil servants, and were also more likely than average to think that politicians were personally corrupt. There was also a tendency for BNP voters to read tabloids like the Daily Mail, Daily Express, and The Sun, all of which promote anti-immigration sentiment. Whether these voters gained such sentiment as a result of reading these tabloids or they read these tabloids because it endorsed their pre-existing views is unclear.
The early stronghold of the BNP was in London, where it established enclaves of support in the boroughs of Enfield, Hackney, Lewisham, Southwark, and Tower Hamlets, with smaller units in Bexley, Camden, Greenwich, Hillingdon, Lambeth, and Redbridge. By the late 1990s, the party was increasingly retreating from its original East End heartland, finding that its electoral support had declined in the area. Griffin expressed the view that it was too dangerous for BNP activists to campaign in the East End, suggesting that they would likely be attacked by opponents. Instead the party shifted its focus to parts of Outer London, in particular the boroughs of Barking, Bexley, Dagenham, Greenwich, and Havering. After Griffin took power, the party focused on building support in the North of England, taking advantage of the anxieties generated by the ethnic riots that took place in Bradford, Oldham, and Burnley in 2001. In the period between 2002 and 2006, over 40% of the BNP's voters were in Northern England.
The decline of the BNP as an electoral force around 2014 helped to open the way for the growth of another right-wing party, UKIP. In a study Goodwin produced with Robert Ford, the two political scientists noted that UKIP's support base mirrored the BNP's in that it had the same "very clear social profile": the "old, male, working class, white and less educated". One area where the two differed, they noted, was in the fact that BNP support had been highest among the middle-aged before tailing off among the over 55s, whereas UKIP retained strong support with those over 55. Ford and Goodwin suggested that this might be because more over 55s had "direct or indirect experiences" of the Second World War, in which Britain defeated the fascist powers, resulting in them being less inclined to support fascist parties than their younger counterparts. Despite these commonalities, UKIP proved far more successful at mobilising these social groups than did the BNP. This was likely in part because UKIP had a "reputational shield"; it emerged from within the Eurosceptic tradition of British politics rather than from the far-right and thus, while often ridiculed by the mainstream, was regarded as a legitimate democratic actor in a way that the BNP was not.
Organisation and structure
On its formation, the BNP avoided the National Front's committee-rule system of collective leadership in the hope of evading the infighting and factionalism that had damaged the NF. Instead it was founded around what it called the "leadership principle", with a central chairman having complete control over the party, which was then arranged in a highly hierarchical structure. The BNP lacked internal democracy, with the grassroots membership having almost no formal power, except for electing the party leader. On taking power, Griffin retained the leadership principle inherited from Tyndall. He nevertheless established an Advisory Council which would meet several times a year; the members were to be selected by Griffin himself and would serve as his advisors.
The party's branches and local groups were referred to as "units" within the party. These were designed to recruit followers, raise funds, and campaign during elections. Under Tyndall, the party operated with a skeleton organisation. It had no full-time staff and for most of the 1980s lacked a telephone number. Instead it relied on a handful of geographically scattered, unpaid regional organisers. Its early activists were recruited from within the extreme-right movement, and thus lacked the experience and skills in electoral campaigning. When Griffin took control, he introduced a variety of internal departments to help manage the party's activities: the administration and enquiries department, department for group development, legal affairs department, security department, and communications department. Griffin tried to build a more professional party machine by educating and training BNP members, providing them with incentives, establishing a steady income stream, and overcoming factionalism and dissent. He launched an "annual college" for activists in 2001 and formed an education and training department in 2007. In 2008 and 2010 he oversaw the establishment of "summer schools" for high-ranking officials. The party also began employing full-time members of staff, having three in 2001 and 13 in 2007.
To incentivise members to remain committed to the party, Griffin followed the example of the Swedish National Democrats by implementing a new "voting membership" scheme in 2007. This meant that those who had been BNP members for two years could become a "voting member", at which they would go on a year's probation. During this year they were required to attend educational and training seminars, to engage in a certain amount of activism, and to donate a specified amount of money to the party. Once completed, they were allowed to vote on certain matters at general members' meetings and annual conferences, to participate in policy debates, and to be eligible for intermediate and senior positions. This policy ensured that those who reached the higher echelons of the BNP were fully trained in the party's ideology and electoral strategy.
Sub-groups and propaganda output
Griffin hoped to build a wider social movement around the BNP by establishing affiliated networks and organisations. In many cases, these were presented to the public in a way that concealed any direct connection to the BNP. Most of these affiliated groups were poorly funded and had few members. The party established its own record label, Great White Records, a radio station, and a trade union known as Solidarity – The Union for British Workers. It formed a group for young people known as the Young BNP, although in 2010 renamed this group as the BNP Crusaders, "to pay homage to our ancestors from the Middle Ages who saved Christian Europe from the onslaught of Islam". It established a Land and People group to recruit support in rural areas, a Family Circle to recruit women and families, and both a Veterans Group and an Association of British ex-Servicemen for former military servicemen. A group called Families Against Immigrant Racism was established to counter perceived racism against white Britons, while an Ethnic Liaison Committee was created to build links with anti-Muslim Hindu and Sikh groups active in Britain. Another group was the American Friends of the British National Party (AFBNP), set up by Mark Cotterill in 1999 to gain support from sympathisers in the United States. In 2001 it had 100 members, and by 2008 had 107.
A group called Islands of the North Atlantic (IONA) was established to promote the BNP's view of British culture and identity. The British Students Association was founded to promote the party's views among university students in 2000.
Albion Life Insurance was set up in September 2006 as an insurance brokerage company established on behalf of the BNP to raise funds for its activities. The firm ceased to operate in November 2006. In 2006, the BNP launched the Christian Council of Britain (CCB), a group designed to rival the Muslim Council of Britain and oppose the growing "Islamification" of inner city areas. The CCB was established and run by BNP member Robert West, who claimed to have been ordained by the Apostolic Church, a claim that the church denies. West is a Calvinist and espouses a theology of nations which is influenced by Calvinist theologians like Abraham Kuyper, holding that God wishes every race and nation to remain separate until end time.
Griffin's BNP also established an annual Red, White and Blue festival, which was based on the 'Blue Blanc Rouge' organised by France's National Front. The festival brought party activists together and aimed to promote a more family friendly image for the group, although it also provided a venue for white power skinhead bands like Stigger, Nemesis and Warlord. Around 1,000 BNP members attended the party's 2001 festival.
Under Griffin's leadership, the BNP zealously embraced the use of alternative media to promote itself in a way different from the negative portrayal that featured in the mainstream media. On its website—which had been established in 1995—it created an internet television channel, 'BNPtv'. It has created blogs that cover different themes without being explicitly political in order to promote the party's message. The BNP established an online marketing platform, Excalibur, through which to sell its merchandise. In 2003, the BNP claimed that it had the most viewed website of a political party in Britain, and by 2011 was claiming to have the most viewed such website in Europe. In September 2007, The Daily Telegraph newspaper reported that Hitwise, the online competitive intelligence service, said that the BNP website had more hits than any other website of a British political party.
Affiliations in the wider extreme-right
Under Griffin, the BNP forged stronger links with various extreme-right parties elsewhere in Europe, among them France's National Front, Germany's National Democratic Party (NPD), Sweden's National Democrats, and Hungary's Jobbik. Griffin unsuccessfully urged the NPD to move away from neo-Nazism and embark on the same 'modernisation' project that he had taken the BNP. Jean-Marie Le Pen of the French Front National was the guest of honour at an "Anglo-French Patriotic Dinner" held by the BNP in April 2004.
Griffin met leaders of the Hungarian far right party Jobbik to discuss co-operation between the two parties and spoke at a Jobbik party rally in August 2008. In April 2009, Simon Darby, deputy chairman of the BNP, was welcomed with fascist salutes by members of the Italian nationalist Forza Nuova during a trip to Milan. Darby stated that the BNP would look to form an alliance with France's Front National in the European Parliament. Following the election of two BNP MEPs in 2009, the following year saw the BNP join with other extreme-right parties to form the Alliance of European National Movements, with Griffin becoming its vice president. The party also had close links with the Historical Review Press, a publisher focused on promoting Holocaust denial.
Britain's extreme-right has long faced internal and public divisions. Disgruntled BNP members left the party to found or join a wide range of rivals, among them the British Freedom Party, White Nationalist Party, Nationalist Alliance, Wolf's Hook White Brotherhood, British People's Party, England First Party, Britain First, Democratic Nationalists, and the New Nationalist Party. Various BNP members were involved in the nascent English Defence League (EDL)—with EDL leader Tommy Robinson having been a former BNP activist—although Griffin proscribed the organisation and condemned it as having been manipulated by "Zionists". The political scientist Chris Allen noted that the EDL shared much of the BNP's ideology, but that its "strategies and actions" were very different, with the EDL favouring street marches over electoral politics. By 2014, both the BNP and EDL were in decline, and Britain First—founded by former BNP members James Dowson and Paul Golding—had risen to prominence. It combined the electoral tactics of the BNP with the street marches of the EDL.
The Steadfast Trust was established as a charity in 2004 with the stated aims of reducing poverty among those of Anglo-Saxon descent and supporting English culture. It has many former and current BNP, NF and British Ku Klux Klan members. It was deregistered as a charity by the Charity Commission in February 2014. In 2014, after Nick Griffin lost the leadership of BNP, he set up British Voice, but before it was launched, he decided to set up a different group, British Unity.
Some members of the BNP were radicalised during their involvement with the party and subsequently sought to carry out acts of violence and terrorism. Tony Lecomber was imprisoned for three years for possessing explosives, after a nail bomb exploded while he was transporting it to the offices of the Workers' Revolutionary Party in 1985. He was imprisoned for three years in 1991 whilst serving as the BNP's Director of Propaganda for assaulting a Jewish teacher. In 1999, the ex-BNP member David Copeland used nail bombs to target homosexuals and ethnic minorities in London. In 2005, the BNP's Burnley candidate Robert Cottage was convicted of stockpiling chemicals for use in what he believed was a coming civil war, while a Yorkshire BNP member, Terry Gavan, was convicted in 2010 for stockpiling firearms and nail bombs.
Party leaders
Electoral performance
The BNP has contested seats in England, Wales, Scotland and Northern Ireland. Research from Robert Ford and Matthew Goodwin shows that BNP support is concentrated among older and less educated working-class men living in the declining industrial towns of the North and Midlands regions, in contrast to previous significant far-right parties like the National Front, which drew support from a younger demographic.
General elections
The BNP placed comparatively little emphasis on elections to the British House of Commons, aware that the first past the post voting system was a major obstacle.
The British National Party has contested general elections since 1983.
The BNP in the 2001 general election saved five deposits (out of 33 contested seats) and secured its best general election result in Oldham West and Royton (which had recently been the scene of racially motivated rioting between white and Asian youths) where party leader Nick Griffin secured 16% of the vote.
The 2005 general election was considered a major breakthrough by the BNP, as they picked up 192,746 votes in the 119 constituencies it contested, took a 0.7% share of the overall vote, and retained a deposit in 40 of the seats.
The BNP put forward candidates for 338 out of 650 seats for the 2010 general election gaining 563,743 votes (1.9%), finishing in fifth place and failing to win any seats. However, a record of 73 deposits were saved. Party chairman Griffin came third in the Barking constituency, behind Margaret Hodge of Labour and Simon Marcus of the Conservatives, who were first and second respectively. At 14.6%, this was the BNP's best result in any of the seats it contested that year.
Local elections
The BNP's first electoral success came in 1993, when Derek Beackon was returned as a councillor in Millwall, London. He lost his seat in elections the following year. The next BNP success in local elections was not until the 2002 local elections, when three BNP candidates gained seats on the Burnley council. The BNP's first councillor for six years was John Haycock, elected as a parish councillor for Bromyard and Winslow in Herefordshire in 2000. Haycock failed to attend any council meetings for six months and was later disqualified from office.
The party had 55 councillors for a time in 2009. After the 2013 local county council elections, the BNP was left with a total of two borough councillors in England:
As of 2011, the BNP had yet to make "a major breakthrough" on local councils.
The BNP's councillors usually had "an extremely limited impact on local politics" because they were isolated as individuals or small groups on the council. Councillors from the main parties often disliked their BNP colleagues and deemed having to work alongside them as an affront to dignity and decency.
Questions were often raised as to whether BNP councillors could adequately represent the interests of all of their local constituents. On being elected, Beackon for instance stated that he refused to serve his Asian constituents in Millwall. There were also allegations made that BNP councillors had particularly low attendance at council meetings, although research indicated that this was not the case, with the BNP's attendance record being largely average.
There is evidence to suggest that racially and religiously motivated crime increased in those areas where BNP councillors had been elected. For instance, after the 1993 election of Beackon, there was a spike in racist attacks in the borough of Tower Hamlets. BNP members were directly responsible for some of this; the party's national organiser Richard Edmonds was sentenced to three months imprisonment for his part in an attack on a black man and his white girlfriend.
Regional assemblies and parliaments
BNP lead candidate Richard Barnbrook won a seat in the London Assembly in May 2008, after the party gained 5.3% of the London-wide vote. However, in August 2010, he resigned the party whip and became an independent.
In the 2007 Welsh Assembly elections, the BNP fielded 20 candidates, four in each of the five regional lists, with Nick Griffin standing in the South Wales West region. It did not win any seats, but was the only minor party to have saved deposits in the electoral regions, one in the North Wales region and the other in the South Wales West region. In total the BNP polled 42,197 votes (4.3%).
In the 2011 Welsh Assembly elections, the BNP fielded 20 candidates, four in each of the five regional lists and for the first time 7 candidates were fielded in FPTP constituencies. On the regional lists, the BNP polled 22,610 votes (2.4%), down 1.9% from 2007. In 2 out of the 7 FPTP constituencies contested the BNP saved deposits: (Swansea East and Islwyn).
In the 2007 Scottish Parliament election, the party fielded 32 candidates, entitling it to public funding and an election broadcast, prompting criticism. The BNP received 24,616 votes (1.2%), no seats were won, nor were any deposits saved. In the 2011 Scottish Parliament election, the BNP fielded 32 candidates in the regional lists. 15,580 votes were polled (0.78%).
The BNP fielded 3 candidates for the first time in three constituencies each in the 2011 Northern Ireland Legislative Assembly elections (Belfast East, East Antrim and South Antrim). 1,252 votes were polled (0.2%), winning no seats for the party.
European Parliament
The BNP has taken part in European Parliament elections since 1999, when they received 1.13% of the total vote (102,647 votes).
In the 2004 elections to the European Parliament, the BNP won 4.9% of the vote, making it the sixth biggest party overall, but did not win any seats.
The BNP won two seats in the European Parliament in the 2009 elections. Andrew Brons was elected in the Yorkshire and the Humber regional constituency with 9.8% of the vote. Party chairman Nick Griffin was elected in the North West region, with 8% of the vote. Nationally, the BNP received 6.26%.
The British Government announced in 2009 that the BNP's two MEPs would be denied some of the access and information afforded to other MEPs. The BNP would be subject to the "same general principles governing official impartiality" and they would receive "standard written briefings as appropriate from time to time", but diplomats would not be "proactive" in dealing with the BNP MEPs and that any requests for policy briefings from them would be treated differently and on a discretionary basis.
The BNP did not stand any candidates in the 2019 European Parliament election in the United Kingdom.
Association with violence
The leaders and senior officers of the BNP have criminal convictions for inciting racial hatred.
John Hagan claims that the BNP has conducted right-wing extremist violence to gain "institutionalized power". A 1997 report by Human Rights Watch accused the party of recruiting from skinhead groups and promoting racist violence.
In the past, Nick Griffin has defended the threat of violence to further the party's aims. After the BNP won its first council seat in 1993, he wrote that the BNP should not be a "postmodernist rightist party" but "a strong, disciplined organisation with the ability to back up its slogan 'Defend Rights for Whites' with well-directed boots and fists. When the crunch comes, power is the product of force and will, not of rational debate". In 1997 he said: "It is more important to control the streets of a city than its council chambers."
A BBC Panorama programme reported on a number of BNP members who have had criminal convictions, some racially motivated. Some of the more notable convictions include:
John Tyndall had convictions for assault and organising paramilitary neo-Nazi activities. In 1986 he was jailed for conspiracy to publish material likely to incite racial hatred.
In 1998, Nick Griffin was convicted of violating section 19 of the Public Order Act 1986, relating to incitement to racial hatred. He received a nine-month prison sentence, suspended for two years, and was fined £2,300.
Joseph Owens, a BNP candidate in Liverpool's local elections, served eight months in prison for sending razor blades in the post to Jewish people and another term for carrying CS gas and knuckledusters.
Colin Smith, who in 2004 was the BNP's South East London organiser, has 17 convictions for burglary, theft, possession of drugs and assaulting a police officer.
Richard Edmonds, at the time BNP National Organiser, was sentenced to three months in prison in 1994 for his part in a racist attack. Edmonds threw a glass at the victim as he was walking past an East London pub where a group of BNP supporters was drinking. Others then 'glassed' the man in the face and punched and kicked him as he lay on the ground, including BNP supporter Stephen O'Shea, who was jailed for 12 months. Another BNP supporter, Simon Biggs, was jailed for four and a half years for his part in the attack.
Reception
In 2011, Goodwin described the BNP as being "the most successful party in the history of the extreme right in Britain". That same year, John E. Richardson noted that it had achieved "a level of electoral success that is unparalleled in the history of British fascism". The historian Alan Sykes stated that "in electoral terms", the BNP achieved "more in the first three years of the twenty-first century" than the British far right "as a whole achieved in the previous seventy". However, Copsey said that the party's belief that one day the conditions would be right for it to win a general election belonged to the "Never-Never Land of British politics". Copsey also said that the BNP's electoral successes had been modest in comparison to those achieved by extreme-right groups elsewhere in Western Europe such as France's National Front, Italy's National Alliance, and Belgium's Vlaams Blok.
The BNP's growth met a hostile reaction, and in 2011 the political scientists Copsey and Macklin described it as "Britain's most disliked party". It was widely reviled as racist and even following Griffin's "modernisation" project it was still heavily tainted by its associations with neo-Nazism. For many years it remained closely associated with the National Front in the British public imagination.
The BNP remained unable to gain a broad appeal or widespread credibility. In a 2004 poll, seven out of ten voters said that they would never consider voting for the BNP. A 2009 poll found that two-thirds would "under no circumstances" consider voting BNP, while only 4% of respondents would "definitely consider" voting for them.
The Conservative leader Michael Howard stated that the BNP were a "stain" on British democracy, adding that "this is not a political movement, this is a bunch of thugs dressed up as a political party". His successor David Cameron described it as a "completely unacceptable" organisation which "thrives on hatred". The Labour prime minister, Tony Blair , called it a "nasty, extreme organisation", while the Liberal Democrat leader Nick Clegg termed it a "party of thugs and fascists". In 2004, the General Synod of the Church of England declared that supporting the BNP was incompatible with Christianity, comparing it to "spitting in the face of God". Christian groups throughout Britain have maintained that the BNP's hostility toward cultural and ethnic diversity in the country was at odds with mainstream Christianity's emphasis on inclusiveness, tolerance, and interfaith dialogue. Winston Churchill's family has criticised the BNP's use of his image and quotations, labelling it "offensive and disgusting". The singer Vera Lynn condemned the party for selling a CD featuring her recordings on its website. In 2009, the Royal British Legion asked Griffin—at first privately and then publicly—to not wear their poppy symbol.
The British police, Fire Brigades Union, and Church of England, prohibited its members from joining the BNP. In 2002, Martin Narey, banned BNP membership among prison workers; he subsequently received death threats. In 2010, the Education Secretary Michael Gove announced bans allowing headteachers to ban their staff from being party members.
Individuals whose membership of the party was made public sometimes faced ostracism and the loss of their job: examples include a school headmaster who had to resign, a caretaker who was sacked after attending a BNP rally, and a police officer dismissed from his position. After BNP membership lists were leaked on the Internet, a number of police forces investigated officers whose names appeared on the lists.
In 2005, an invitation to Nick Griffin by the University of St Andrews Union Debating Society to participate in a debate on multiculturalism was withdrawn after protests. The BNP says that National Union of Journalists guidelines on reporting "far right" organisations forbid unionised journalists from reporting uncritically on the party. In April 2007, an election broadcast was cancelled by BBC Radio Wales whose lawyers believed that the broadcast was defamatory of the Chief Constable of North Wales Police, Richard Brunstrom. The BNP said that BBC editors were following an agenda.
Mainstream media and academia
Attitudes toward the BNP in both mainstream broadcast media and print journalism have been overwhelmingly negative, and no mainstream newspaper has endorsed the party. This hostile coverage has even been found in right-wing tabloids like the Daily Mail, Daily Express and The Sun which otherwise share the BNP's hostile attitude toward issues like immigration. In 2003, the Daily Mail described the BNP as "poisonous bigots", while in 2004 The Sun printed the headline of "BNP: Bloody Nasty People". Senior BNP figures nevertheless believed that these tabloids' hostile coverage of immigration and Islam helped to legitimise and normalise the party and its views among much of the British public, a view echoed by some academic observers. When, in 2004, anti-racist activists picketed outside the Daily Mail office in central London to protest against its negative coverage of asylum seekers, BNP members organised a counter-picket at which they displayed the placard "Vote BNP, Read the Daily Mail".
The BNP initially faced a 'no platform for fascists' policy from the broadcast media, although this eroded as Griffin was invited on to a number of television programmes amid the party's growing electoral success. When the BBC invited him to appear on Question Time in 2009 it was criticised by several trade unions, sections of the media, and several Labour politicians, all of whom believed that the BNP should not be given a public platform. Anti-fascist protesters assembled outside of the television studio to protest Griffin's inclusion.
The first academic attention to be directed at the BNP appeared after it gained a councillor in the 1993 local elections. Nevertheless, throughout the 1990s it remained the subject of little academic research. Academic interest increased following its victories at local elections from 2002 onward. The first detailed monograph study to be devoted to the party was Nigel Copsey's Contemporary British Fascism, first published in 2004. In September 2008, an academic symposium on the BNP was held at Teesside University.
The wider extreme-right and anti-fascists
Opposition to the BNP also came from the organised anti-fascist movement. By the mid-1990s, the BNP's attempts to stage public events in Scotland, the North West and the Midlands were largely thwarted by the militant disruption of the Anti-Fascist Action (AFA) group. The BNP's modernisation and move away from street demonstrations and toward electoral campaigning caused problems for the AFA, who proved unable to successfully change their tactics; on those occasions when AFA activists tried to forcibly disrupt BNP activities, they were prevented and arrested by riot police.
More liberal sections of the anti-fascist movement sought to counter the BNP through community-based initiatives. Searchlight encouraged trade unions to establish localised campaigns that would ensure that ethnic minority and other anti-BNP locals voted. It suggested that such campaigns should avoid associating with the mainstream parties from which BNP voters felt disenfranchised and that they should not be afraid of calling out Islamic fundamentalists and extremists active in the area. The Unite Against Fascism group also sought to maximise anti-BNP turnout at elections, calling on the electorate to vote for "anyone but fascists". Evidence suggests that such anti-fascist activities did little to erode the far-right vote; this was in part because anti-fascist groups had encouraged the stereotype that BNP candidates were violent skinheads, something which conflicted with the more normal, friendly image that BNP activists cultivated when canvassing.
The BNP often received a hostile response from other sections of the British extreme-right. Some extreme-right-wingers, such as the British Freedom Party, expressed frustration at the party's inability to moderate itself further on the issue of race, while those such as Colin Jordan and the NF accused the BNP—particularly under Griffin's leadership—of being too moderate. This latter view was articulated by an extreme-right groupuscule, the International Third Position, when it claimed that the BNP "has been openly courting the Jewish vote and pumping out material which confirms what most us knew years ago: the BNP has become a multi-racist, Zionist, queer-tolerant anti-Muslim pressure group".
In ASLEF v. United Kingdom'', the European Court of Human Rights overturned an employment appeal tribunal ruling that awarded BNP member and train driver Jay Lee damages for expulsion from a trade union. In Redfearn v United Kingdom, the court ruled that members of racist organisations could lawfully be dismissed on health and safety grounds if there was a danger of violence occurring in the workplace. In November 2012, the European Court of Human Rights made a majority ruling (4 to 3) that in Redfearn's case against the UK government, his rights under Article 11 (free association) had been infringed, but not those under Article 10 (free expression) or Article 14 (discrimination).
See also
List of political parties in the United Kingdom opposed to austerity
Britain First
English Defence League
Billy Brit
Notes
References
Footnotes
Sources
Further reading
External links
The Lost Race BBC documentary about the British National Party broadcast in 1999
Antisemitism in the United Kingdom
National Front (UK) breakaway groups
Eurosceptic parties in the United Kingdom
Holocaust denial in the United Kingdom
Political parties established in 1982
1982 establishments in the United Kingdom
1982 in British politics
British nationalism
Nationalist parties in the United Kingdom
White nationalist parties
Right-wing populism in the United Kingdom
White nationalism in the United Kingdom
Anti-Islam sentiment in the United Kingdom
Anti-austerity political parties in the United Kingdom
Fascist parties in the United Kingdom
Fascism in the United Kingdom
Right-wing populist parties
Far-right political parties in the United Kingdom
Organisations that oppose LGBT rights in the United Kingdom |
4298 | https://en.wikipedia.org/wiki/Baptism | Baptism | Baptism (from ) is a Christian sacrament of initiation and adoption, almost invariably with the use of water. It may be performed by sprinkling or pouring water on the head, or by immersing in water either partially or completely, traditionally three times, once for each person of the Trinity. The synoptic gospels recount that John the Baptist baptised Jesus. Baptism is considered a sacrament in most churches, and as an ordinance in others. Baptism according to the Trinitarian formula, which is done in most mainstream Christian denominations, is seen as being a basis for Christian ecumenism, the concept of unity amongst Christians. Baptism is also called christening, although some reserve the word "christening" for the baptism of infants. In certain Christian denominations, such as the Catholic Churches, Eastern Orthodox Churches, Oriental Orthodox Churches, Assyrian Church of the East, and Lutheran Churches, baptism is the door to church membership, with candidates taking baptismal vows. It has also given its name to the Baptist churches and denominations.
Some Christian thinking regards baptism as necessary for salvation, but some writers, such as Huldrych Zwingli (1484–1531), have denied its necessity. Though water baptism is extremely common among Christian denominations, some, such as The Salvation Army, do not practice water baptism at all. Among denominations that practice water baptism, differences occur in the manner and mode of baptizing and in the understanding of the significance of the rite. Most Christians baptize using the trinitarian formula "in the name of the Father, and of the Son, and of the Holy Spirit" (following the Great Commission), but Oneness Pentecostals baptize using Jesus' name only. The majority of Christians baptize infants; many others, such as Baptist Churches, regard only believer's baptism as true baptism. In certain denominations, such as the Eastern and Oriental Orthodox Churches, the individual being baptized receives a cross necklace that is worn for the rest of their life, inspired by the Sixth Ecumenical Council (Synod) of Constantinople.
Outside of Christianity, Mandaeans undergo repeated baptism for purification instead of initiation. They consider John the Baptist to be their greatest prophet and name all rivers yardena after the River Jordan.
The term baptism has also been used metaphorically to refer to any ceremony, trial, or experience by which a person is initiated, purified, or given a name. Martyrdom was identified early in Christian church history as "baptism by blood", enabling the salvation of martyrs who had not been baptized by water. Later, the Catholic Church identified a baptism of desire, by which those preparing for baptism who die before actually receiving the sacrament are considered saved.
Etymology
The English word baptism is derived indirectly through Latin from the neuter Greek concept noun (Greek , ), which is a neologism in the New Testament derived from the masculine Greek noun (), a term for ritual washing in Greek language texts of Hellenistic Judaism during the Second Temple period, such as the Septuagint. Both of these nouns are derived from the verb (, transitive verb), which is used in Jewish texts for ritual washing, and in the New Testament both for ritual washing and also for the apparently new rite of .
The Greek verb (), , from which the verb is derived, is in turn hypothetically traced to a reconstructed Indo-European root *gʷabh-, .
The Greek words are used in a great variety of meanings. and in Hellenism had the general usage of "immersion," "going under" (as a material in a liquid dye) or "perishing" (as in a ship sinking or a person drowning), with the same double meanings as in English "to sink into" or "to be overwhelmed by," with bathing or washing only occasionally used and usually in sacral contexts.
History
The practice of baptism emerged from Jewish ritualistic practices during the Second Temple Period, out of which figures such as John the Baptist emerged. For example, various texts in the Dead Sea Scrolls (DSS) corpus at Qumran describe ritual practices involving washing, bathing, sprinkling, and immersing. One example of such a text is a DSS known as the Rule of the Community, which says "And by the compliance of his soul with all the laws of God his flesh is cleansed by being sprinkled with cleansing waters and being made holy with the waters of repentance."
The Mandaeans, who are followers of John the Baptist, practice frequent full immersion baptism (masbuta) as a ritual of purification. According to Mandaean sources, they left the Jordan Valley in the 1st century AD.
John the Baptist, who is considered a forerunner to Christianity, used baptism as the central sacrament of his messianic movement. The apostle Paul distinguished between the baptism of John, ("baptism of repentance") and baptism in the name of Jesus, and it is questionable whether Christian baptism was in some way linked with that of John. However, according to Mark 1:8, John seems to connect his water baptism as a type of the true, ultimate baptism of Jesus, which is by the Spirit. Christians consider Jesus to have instituted the sacrament of baptism.
Though some form of immersion was likely the most common method of baptism in the early church, many of the writings from the ancient church appeared to view this mode of baptism as inconsequential. The Didache 7.1–3 (AD 60–150) allowed for affusion practices in situations where immersion was not practical. Likewise, Tertullian (AD 196–212) allowed for varying approaches to baptism even if those practices did not conform to biblical or traditional mandates (cf. De corona militis 3; De baptismo 17). Finally, Cyprian (ca. AD 256) explicitly stated that the amount of water was inconsequential and defended immersion, affusion, and aspersion practices (Epistle 75.12). As a result, there was no uniform or consistent mode of baptism in the ancient church prior to the fourth century.
By the third and fourth centuries, baptism involved catechetical instruction as well as chrismation, exorcisms, laying on of hands, and recitation of a creed.
In the early middle ages infant baptism became common and the rite was significantly simplified and increasingly emphasized. In Western Europe Affusion became the normal mode of baptism between the twelfth and fourteenth centuries, though immersion was still practiced into the sixteenth. In the medieval period, some radical Christians rejected the practice of baptism as a sacrament. Sects such as the Tondrakians, Cathars, Arnoldists, Petrobrusians, Henricans, Brethren of the Free Spirit and the Lollards were regarded as heretics by the Catholic Church. In the sixteenth century, Martin Luther retained baptism as a sacrament, but Swiss reformer Huldrych Zwingli considered baptism and the Lord's Supper to be symbolic. Anabaptists denied the validity of the practice of infant baptism, and rebaptized converts.
Mode and manner
Baptism is practiced in several different ways. Aspersion is the sprinkling of water on the head, and affusion is the pouring of water over the head. Traditionally, a person is sprinkled, poured, or immersed three times for each person of the Holy Trinity, with this ancient Christian practice called trine baptism or triune baptism. The Didache specifies:
Aspersion or sprinkling best describes cleansing aspect of baptism as indicated in Psalm 51:7, "Cleanse me with hyssop, and I will be clean; wash me, and I will be whiter than snow".
Affusion or pouring best describes anointing, which points to the pouring of the Holy Spirit unto the believing person as indicated in many of the Old Testament types of anointing kings, prophets, and priests with oil.
Immersion or submersion best describes burial and resurrection of the believer in Christ.
The word "immersion" is derived from late Latin immersio, a noun derived from the verb immergere (in – "into" + mergere "dip"). In relation to baptism, some use it to refer to any form of dipping, whether the body is put completely under water or is only partly dipped in water; they thus speak of immersion as being either total or partial. Others, of the Anabaptist belief, use "immersion" to mean exclusively plunging someone entirely under the surface of the water. The term "immersion" is also used of a form of baptism in which water is poured over someone standing in water, without submersion of the person. On these three meanings of the word "immersion", see Immersion baptism.
When "immersion" is used in opposition to "submersion", it indicates the form of baptism in which the candidate stands or kneels in water and water is poured over the upper part of the body. Immersion in this sense has been employed in West and East since at least the 2nd century and is the form in which baptism is generally depicted in early Christian art. In the West, this method of baptism began to be replaced by affusion baptism from around the 8th century, but it continues in use in Eastern Christianity.
The word submersion comes from the late Latin (sub- "under, below" + mergere "plunge, dip") and is also sometimes called "complete immersion". It is the form of baptism in which the water completely covers the candidate's body. Submersion is practiced in the Orthodox and several other Eastern Churches. In the Latin Church of the Catholic Church, baptism by submersion is used in the Ambrosian Rite and is one of the methods provided in the Roman Rite of the baptism of infants. It is seen as obligatory among some groups that have arisen since the Protestant Reformation, such as Baptists.
Meaning of the Greek verb baptizein
The Greek-English Lexicon of Liddell and Scott gives the primary meaning of the verb baptízein, from which the English verb "baptize" is derived, as "dip, plunge", and gives examples of plunging a sword into a throat or an embryo and for drawing wine by dipping a cup in the bowl; for New Testament usage it gives two meanings: "baptize", with which it associates the Septuagint mention of Naaman dipping himself in the Jordan River, and "perform ablutions", as in Luke 11:38.
Although the Greek verb baptízein does not exclusively mean dip, plunge or immerse (it is used with literal and figurative meanings such as "sink", "disable", "overwhelm", "go under", "overborne", "draw from a bowl"), lexical sources typically cite this as a meaning of the word in both the Septuagint and the New Testament.
"While it is true that the basic root meaning of the Greek words for baptize and baptism is immerse/immersion, it is not true that the words can simply be reduced to this meaning, as can be seen from Mark 10:38–39, Luke 12:50, Matthew 3:11 Luke 3:16 and Corinthians10:2."
Two passages in the Gospels indicate that the verb baptízein did not always indicate submersion. The first is Luke 11:38, which tells how a Pharisee, at whose house Jesus ate, "was astonished to see that he did not first wash (ἐβαπτίσθη, aorist passive of βαπτίζω—literally, "was baptized") before dinner". This is the passage that Liddell and Scott cites as an instance of the use of to mean perform ablutions. Jesus' omission of this action is similar to that of his disciples: "Then came to Jesus scribes and Pharisees, which were of Jerusalem, saying, Why do thy disciples transgress the tradition of the elders? for they wash () not their hands when they eat bread". The other Gospel passage pointed to is: "The Pharisees...do not eat unless they wash (, the ordinary word for washing) their hands thoroughly, observing the tradition of the elders; and when they come from the market place, they do not eat unless they wash themselves (literally, "baptize themselves"—βαπτίσωνται, passive or middle voice of βαπτίζω)".
Scholars of various denominations claim that these two passages show that invited guests, or people returning from market, would not be expected to immerse themselves ("baptize themselves") totally in water but only to practise the partial immersion of dipping their hands in water or to pour water over them, as is the only form admitted by present Jewish custom. In the second of the two passages, it is actually the hands that are specifically identified as "washed", not the entire person, for whom the verb used is baptízomai, literally "be baptized", "be immersed", a fact obscured by English versions that use "wash" as a translation of both verbs. Zodhiates concludes that the washing of the hands was done by immersing them. The Liddell–Scott–Jones Greek-English Lexicon (1996) cites the other passage (Luke 11:38) as an instance of the use of the verb baptízein to mean "perform ablutions", not "submerge". References to the cleaning of vessels which use βαπτίζω also refer to immersion.
As already mentioned, the lexicographical work of Zodhiates says that, in the second of these two cases, the verb baptízein indicates that, after coming from the market, the Pharisees washed their hands by immersing them in collected water. Balz & Schneider understand the meaning of βαπτίζω, used in place of ῥαντίσωνται (sprinkle), to be the same as βάπτω, to dip or immerse, a verb used of the partial dipping of a morsel held in the hand into wine or of a finger into spilled blood.
A possible additional use of the verb baptízein to relate to ritual washing is suggested by Peter Leithart (2007) who suggests that Paul's phrase "Else what shall they do who are baptized for the dead?" relates to Jewish ritual washing. In Jewish Greek the verb baptízein "baptized" has a wider reference than just "baptism" and in Jewish context primarily applies to the masculine noun baptismós "ritual washing"
The verb baptízein occurs four times in the Septuagint in the context of ritual washing, baptismós; Judith cleansing herself from menstrual impurity, Naaman washing seven times to be cleansed from leprosy, etc.
Additionally, in the New Testament only, the verb baptízein can also relate to the neuter noun báptisma "baptism" which is a neologism unknown in the Septuagint and other pre-Christian Jewish texts.
This broadness in the meaning of baptízein is reflected in English Bibles rendering "wash", where Jewish ritual washing is meant: for example Mark 7:4 states that the Pharisees "except they wash (Greek "baptize"), they do not eat", and "baptize" where báptisma, the new Christian rite, is intended.
Derived nouns
Two nouns derived from the verb baptízō (βαπτίζω) appear in the New Testament: the masculine noun baptismós (βαπτισμός) and the neuter noun báptisma (βάπτισμα):
baptismós (βαπτισμός) refers in Mark 7:4 to a water-rite for the purpose of purification, washing, cleansing, of dishes; in the same verse and in Hebrews 9:10 to Levitical cleansings of vessels or of the body; and in Hebrews 6:2 perhaps also to baptism, though there it may possibly refer to washing an inanimate object. According to Spiros Zodhiates when referring merely to the cleansing of utensils baptismós (βαπτισμός) is equated with rhantismós (ῥαντισμός, "sprinkling"), found only in Hebrews 12:24 and Peter 1:2, a noun used to indicate the symbolic cleansing by the Old Testament priest.
báptisma (βάπτισμα), which is a neologism appearing to originate in the New Testament, and probably should not be confused with the earlier Jewish concept of baptismós (βαπτισμός), Later this is found only in writings by Christians. In the New Testament, it appears at least 21 times:
13 times with regard to the rite practised by John the Baptist;
3 times with reference to the specific Christian rite (4 times if account is taken of its use in some manuscripts of Colossians 2:12, where, however, it is most likely to have been changed from the original baptismós than vice versa);
5 times in a metaphorical sense.
Manuscript variation: In Colossians, some manuscripts have neuter noun báptisma (βάπτισμα), but some have masculine noun baptismós (βαπτισμός), and this is the reading given in modern critical editions of the New Testament. If this reading is correct, then this is the only New Testament instance in which baptismós (βαπτισμός) is clearly used of Christian baptism, rather than of a generic washing, unless the opinion of some is correct that Hebrews 6:2 may also refer to Christian baptism.
The feminine noun baptisis, along with the masculine noun baptismós both occur in Josephus' Antiquities (J. AJ 18.5.2) relating to the murder of John the Baptist by Herod. This feminine form is not used elsewhere by Josephus, nor in the New Testament.
Apparel
Until the Middle Ages, most baptisms were performed with the candidates naked—as is evidenced by most of the early portrayals of baptism (some of which are shown in this article), and the early Church Fathers and other Christian writers. Deaconesses helped female candidates for reasons of modesty.
Typical of these is Cyril of Jerusalem who wrote "On the Mysteries of Baptism" in the 4th century (c. 350 AD):
The symbolism is threefold:
1. Baptism is considered to be a form of rebirth—"by water and the Spirit"—the nakedness of baptism (the second birth) paralleled the condition of one's original birth. For example, John Chrysostom calls the baptism "λοχείαν", i.e., giving birth, and "new way of creation...from water and Spirit" ("to John" speech 25,2), and later elaborates:
2. The removal of clothing represented the "image of putting off the old man with his deeds" (as per Cyril, above), so the stripping of the body before for baptism represented taking off the trappings of sinful self, so that the "new man", which is given by Jesus, can be put on.
3. As Cyril again asserts above, as Adam and Eve in scripture were naked, innocent and unashamed in the Garden of Eden, nakedness during baptism was seen as a renewal of that innocence and state of original sinlessness. Other parallels can also be drawn, such as between the exposed condition of Christ during His crucifixion, and the crucifixion of the "old man" of the repentant sinner in preparation for baptism.
Changing customs and concerns regarding modesty probably contributed to the practice of permitting or requiring the baptismal candidate to either retain their undergarments (as in many Renaissance paintings of baptism such as those by da Vinci, Tintoretto, Van Scorel, Masaccio, de Wit and others) or to wear, as is almost universally the practice today, baptismal robes. These robes are most often white, symbolizing purity. Some groups today allow any suitable clothes to be worn, such as trousers and a T-shirt—practical considerations include how easily the clothes will dry (denim is discouraged), and whether they will become see-through when wet.
In certain Christian denominations, the individual being baptized receives a cross necklace that is worn for the rest of their life as a "sign of the triumph of Christ over death and our belonging to Christ" (though it is replaced with a new cross pendant if lost or broken). This practice of baptized Christians wearing a cross necklace at all times is derived from Canon 73 and Canon 82 of the Sixth Ecumenical Council (Synod) of Constantinople, which declared:
Meaning and effects
There are differences in views about the effect of baptism for a Christian. Catholics, Orthodox, and most mainline Protestant groups assert baptism is a requirement for salvation and a sacrament, and speak of "baptismal regeneration". Its importance is related to their interpretation of the meaning of the "Mystical Body of Christ" as found in the New Testament. This view is shared by the Catholic and Eastern Orthodox denominations, and by churches formed early during the Protestant Reformation such as Lutheran and Anglican. For example, Martin Luther said:
The Churches of Christ," Jehovah's Witnesses, Christadelphians, and the Church of Jesus Christ of Latter-day Saints espouse baptism as necessary for salvation.
For Roman Catholics, baptism by water is a sacrament of initiation into the life of the children of God (Catechism of the Catholic Church, 1212–13). It configures the person to Christ (CCC 1272), and obliges the Christian to share in the church's apostolic and missionary activity (CCC 1270). The Catholic holds that there are three types of baptism by which one can be saved: sacramental baptism (with water), baptism of desire (explicit or implicit desire to be part of the church founded by Jesus Christ), and baptism of blood (martyrdom). In his encyclical Mystici corporis Christi of June 29, 1943, Pope Pius XII spoke of baptism and profession of the true faith as what makes members of the one true church, which is the body of Jesus Christ himself, as God the Holy Spirit has taught through the Apostle Paul:
By contrast, Anabaptist and Evangelical Protestants recognize baptism as an outward sign of an inward reality following on an individual believer's experience of forgiving grace. Reformed and Methodist Protestants maintain a link between baptism and regeneration, but insist that it is not automatic or mechanical, and that regeneration may occur at a different time than baptism. Churches of Christ consistently teach that in baptism a believer surrenders his life in faith and obedience to God, and that God "by the merits of Christ's blood, cleanses one from sin and truly changes the state of the person from an alien to a citizen of God's kingdom. Baptism is not a human work; it is the place where God does the work that only God can do." Thus, they see baptism as a passive act of faith rather than a meritorious work; it "is a confession that a person has nothing to offer God".
Christian traditions
The liturgy of baptism for Catholics, Eastern Orthodox, Lutheran, Anglican, and Methodist makes clear reference to baptism as not only a symbolic burial and resurrection, but an actual supernatural transformation, one that draws parallels to the experience of Noah and the passage of the Israelites through the Red Sea divided by Moses. Thus, baptism is literally and symbolically not only cleansing, but also dying and rising again with Christ. Catholics believe baptism is necessary to cleanse the taint of original sin, and so commonly baptise infants.
The Eastern Churches (Eastern Orthodox Church and Oriental Orthodoxy) also baptize infants on the basis of texts, such as Matthew 19:14, which are interpreted as supporting full church membership for children. In these denominations, baptism is immediately followed by Chrismation and Communion at the next Divine Liturgy, regardless of age. Orthodox likewise believe that baptism removes what they call the ancestral sin of Adam. Anglicans believe that baptism is also the entry into the church. Most Methodists and Anglicans agree that it also cleanses the taint of what in the West is called original sin, in the East ancestral sin.
Eastern Orthodox Christians usually insist on complete threefold immersion as both a symbol of death and rebirth into Christ, and as a washing away of sin. Latin Church Catholics generally baptize by affusion (pouring); Eastern Catholics usually by submersion, or at least partial immersion. However, submersion is gaining in popularity within the Latin Catholic Church. In newer church sanctuaries, the baptismal font may be designed to expressly allow for baptism by immersion. Anglicans baptize by immersion or affusion.
According to evidence which can be traced back to about the year 200, sponsors or godparents are present at baptism and vow to uphold the Christian education and life of the baptized.
Baptists argue that the Greek word originally meant "to immerse". They interpret some Biblical passages concerning baptism as requiring submersion of the body in water. They also state that only submersion reflects the symbolic significance of being "buried" and "raised" with Christ. Baptist Churches baptize in the name of the Trinity—the Father, the Son, and the Holy Spirit. However, they do not believe that baptism is necessary for salvation; but rather that it is an act of Christian obedience.
Some "Full Gospel" charismatic churches such as Oneness Pentecostals baptize only in the name of Jesus Christ, citing Peter's preaching baptism in the name of Jesus as their authority.
Ecumenical statements
In 1982 the World Council of Churches published the ecumenical paper Baptism, Eucharist and Ministry. The preface of the document states:
A 1997 document, Becoming a Christian: The Ecumenical Implications of Our Common Baptism, gave the views of a commission of experts brought together under the aegis of the World Council of Churches. It states:
Those who heard, who were baptized and entered the community's life, were already made witnesses of and partakers in the promises of God for the last days: the forgiveness of sins through baptism in the name of Jesus and the outpouring of the Holy Ghost on all flesh. Similarly, in what may well be a baptismal pattern, 1 Peter testifies that proclamation of the resurrection of Jesus Christ and teaching about new life lead to purification and new birth. This, in turn, is followed by eating and drinking God's food, by participation in the life of the community—the royal priesthood, the new temple, the people of God—and by further moral formation. At the beginning of 1 Peter the writer sets this baptism in the context of obedience to Christ and sanctification by the Spirit. So baptism into Christ is seen as baptism into the Spirit. In the fourth gospel Jesus' discourse with Nicodemus indicates that birth by water and Spirit becomes the gracious means of entry into the place where God rules.
Validity considerations by some churches
The vast majority of Christian denominations admit the theological idea that baptism is a sacrament, that has actual spiritual, holy and salvific effects. Certain key criteria must be complied with for it to be valid, i.e., to actually have those effects. If these key criteria are met, violation of some rules regarding baptism, such as varying the authorized rite for the ceremony, renders the baptism illicit (contrary to the church's laws) but still valid.
One of the criteria for validity is use of the correct form of words. The Roman Catholic Church teaches that the use of the verb "to baptize" is essential. Catholics of the Latin Church, Anglicans and Methodists use the form "I baptize you in the name of...". The passive voice is used by Eastern Orthodox and Byzantine Catholics, the form being "The Servant of God is baptized in the name of...".
Use of the Trinitarian formula "in the name of the Father, and of the Son, and of the Holy Spirit" is also considered essential; thus these churches do not accept as valid baptisms of non-Trinitarian churches such as Oneness Pentecostals.
Another essential condition is use of water. A baptism in which some liquid that would not usually be called water, such as wine, milk, soup or fruit juice was used would not be considered valid.
Another requirement is that the celebrant intends to perform baptism. This requirement entails merely the intention "to do what the Church does", not necessarily to have Christian faith, since it is not the person baptizing, but the Holy Spirit working through the sacrament, who produces the effects of the sacrament. Doubt about the faith of the baptizer is thus no ground for doubt about the validity of the baptism.
Some conditions expressly do not affect validity—for example, whether submersion, immersion, affusion (pouring) or aspersion (sprinkling) is used. However, if water is sprinkled, there is a danger that the water may not touch the skin of the unbaptized. As has been stated, "it is not sufficient for the water to merely touch the candidate; it must also flow, otherwise there would seem to be no real ablution. At best, such a baptism would be considered doubtful. If the water touches only the hair, the sacrament has probably been validly conferred, though in practice the safer course must be followed. If only the clothes of the person have received the aspersion, the baptism is undoubtedly void." For many communions, validity is not affected if a single submersion or pouring is performed rather than a triple, but in Orthodoxy this is controversial.
According to the Catholic Church, baptism imparts an indelible "seal" upon the soul of the baptized and therefore a person who has already been baptized cannot be validly baptized again. This teaching was affirmed against the Donatists who practiced rebaptism. The grace received in baptism is believed to operate ex opere operato and is therefore considered valid even if administered in heretical or schismatic groups.
Recognition by other denominations
The Catholic, Lutheran, Anglican, Presbyterian and Methodist Churches accept baptism performed by other denominations within this group as valid, subject to certain conditions, including the use of the Trinitarian formula. It is only possible to be baptized once, thus people with valid baptisms from other denominations may not be baptized again upon conversion or transfer. For Roman Catholics, this is affirmed in the Canon Law 864, in which it is written that "[e]very person not yet baptized and only such a person is capable of baptism." Such people are accepted upon making a profession of faith and, if they have not yet validly received the sacrament/rite of confirmation or chrismation, by being confirmed. Specifically, "Methodist theologians argued that since God never abrogated a covenant made and sealed with proper intentionality, rebaptism was never an option, unless the original baptism had been defective by not having been made in the name of the Trinity." In some cases it can be difficult to decide if the original baptism was in fact valid; if there is doubt, conditional baptism is administered, with a formula on the lines of "If you are not yet baptized, I baptize you...."
The Catholic Church ordinarily recognizes as valid the baptisms of Christians of the Eastern Orthodox, Churches of Christ, Congregationalist, Anglican, Lutheran, Old Catholic, Polish National Catholic, Reformed, Baptist, Brethren, Methodist, Presbyterian, Waldensian, and United Protestant denominations; Christians of these traditions are received into the Catholic Church through the sacrament of Confirmation. Some individuals of the Mennonite, Pentecostal and Adventist traditions who wish to be received into the Catholic Church may be required to receive a conditional baptism due to concerns about the validity of the sacraments in those traditions. The Catholic Church has explicitly denied the validity of the baptism conferred in The Church of Jesus Christ of Latter-day Saints.
The Reformed Churches recognize as valid, baptisms administered in the Catholic Church, among other churches using the Trinitarian formula.
Practice in the Eastern Orthodox Church for converts from other communions is not uniform. However, generally baptisms performed in the name of the Holy Trinity are accepted by the Orthodox Christian Church; Christians of the Oriental Orthodox, Roman Catholic, Lutheran, Old Catholic, Moravian, Anglican, Methodist, Reformed, Presbyterian, Brethren, Assemblies of God, or Baptist traditions can be received into the Eastern Orthodox Church through the sacrament of Chrismation. If a convert has not received the sacrament (mysterion) of baptism, he or she must be baptised in the name of the Holy Trinity before they may enter into communion with the Orthodox Church. If he/she has been baptized in another Christian confession (other than Orthodox Christianity) his/her previous baptism is considered retroactively filled with grace by chrismation or, in rare circumstances, confession of faith alone as long as the baptism was done in the name of the Holy Trinity (Father, Son and Holy Spirit). The exact procedure is dependent on local canons and is the subject of some controversy.
Oriental Orthodox Churches recognise the validity of baptisms performed within the Eastern Orthodox Communion. Some also recognise baptisms performed by Catholic Churches. Any supposed baptism not performed using the Trinitarian formula is considered invalid.
In the eyes of the Catholic Church, all Orthodox Churches, Anglican and Lutheran Churches, the baptism conferred by The Church of Jesus Christ of Latter-day Saints is invalid. An article published together with the official declaration to that effect gave reasons for that judgment, summed up in the following words: "The Baptism of the Catholic Church and that of the Church of Jesus Christ of Latter-day Saints differ essentially, both for what concerns faith in the Father, Son and Holy Spirit, in whose name Baptism is conferred, and for what concerns the relationship to Christ who instituted it."
The Church of Jesus Christ of Latter-day Saints stresses that baptism must be administered by one having proper authority; consequently, the church does not recognize the baptism of any other church as effective.
Jehovah's Witnesses do not recognise any other baptism occurring after 1914 as valid, as they believe that they are now the one true church of Christ, and that the rest of "Christendom" is false religion.
Officiator
There is debate among Christian churches as to who can administer baptism. Some claim that the examples given in the New Testament only show apostles and deacons administering baptism. Ancient Christian churches interpret this as indicating that baptism should be performed by the clergy except in extremis, i.e., when the one being baptized is in immediate danger of death. Then anyone may baptize, provided, in the view of the Eastern Orthodox Church, the person who does the baptizing is a member of that church, or, in the view of the Catholic Church, that the person, even if not baptized, intends to do what the church does in administering the rite. Many Protestant churches see no specific prohibition in the biblical examples and permit any believer to baptize another.
In the Roman Catholic Church, canon law for the Latin Church lays down that the ordinary minister of baptism is a bishop, priest or deacon, but its administration is one of the functions "especially entrusted to the parish priest". If the person to be baptized is at least fourteen years old, that person's baptism is to be referred to the bishop, so that he can decide whether to confer the baptism himself. If no ordinary minister is available, a catechist or some other person whom the local ordinary has appointed for this purpose may licitly do the baptism; indeed in a case of necessity any person (irrespective of that person's religion) who has the requisite intention may confer the baptism By "a case of necessity" is meant imminent danger of death because of either illness or an external threat. "The requisite intention" is, at the minimum level, the intention "to do what the Church does" through the rite of baptism.
In the Eastern Catholic Churches, a deacon is not considered an ordinary minister. Administration of the sacrament is reserved to the Parish Priest or to another priest to whom he or the local hierarch grants permission, a permission that can be presumed if in accordance with canon law. However, "in case of necessity, baptism can be administered by a deacon or, in his absence or if he is impeded, by another cleric, a member of an institute of consecrated life, or by any other Christian faithful; even by the mother or father, if another person is not available who knows how to baptize."
The discipline of the Eastern Orthodox Church, Oriental Orthodoxy and the Assyrian Church of the East is similar to that of the Eastern Catholic Churches. They require the baptizer, even in cases of necessity, to be of their own faith, on the grounds that a person cannot convey what he himself does not possess, in this case membership in the church. The Latin Catholic Church does not insist on this condition, considering that the effect of the sacrament, such as membership of the church, is not produced by the person who baptizes, but by the Holy Spirit. For the Orthodox, while Baptism in extremis may be administered by a deacon or any lay-person, if the newly baptized person survives, a priest must still perform the other prayers of the Rite of Baptism, and administer the Mystery of Chrismation.
The discipline of Anglicanism and Lutheranism is similar to that of the Latin Catholic Church. For Methodists and many other Protestant denominations, too, the ordinary minister of baptism is a duly ordained or appointed minister of religion.
Newer movements of Protestant Evangelical churches, particularly non-denominational, allow laypeople to baptize.
In The Church of Jesus Christ of Latter-day Saints, only a man who has been ordained to the Aaronic priesthood holding the priesthood office of priest or higher office in the Melchizedek priesthood may administer baptism.
A Jehovah's Witnesses baptism is performed by a "dedicated male" adherent. Only in extraordinary circumstances would a "dedicated" baptizer be unbaptized (see section Jehovah's Witnesses).
Practitioners
Protestantism
Anabaptist
Early Anabaptists were given that name because they re-baptized persons who they felt had not been properly baptized, as they did not recognize infant baptism.
The traditional form of Anabaptist baptism was pouring, the form commonly used in Western Christianity in the early 16th century when they emerged. Pouring continues to be normative in Mennonite, Amish and Hutterite traditions of Anabaptist Christianity. The Mennonite Brethren Church, Schwarzenau Brethren and River Brethren denominations of Anabaptist Christianity practice immersion. The Schwarzenau church immerses in the forward position three times, for each person of the Holy Trinity and because "the Bible says Jesus bowed his head (letting it fall forward) and died. Baptism represents a dying of the old, sinful self." Today all modes of baptism (such as pouring and immersion) can be found among Anabaptists.
Conservative Mennonite Anabaptists count baptism to be one of the seven ordinances. In Anabaptist theology, baptism is a part of the process of salvation. For Anabaptists, "believer's baptism consists of three parts, the Spirit, the water, and the blood—these three witnesses on earth." According to Anabaptist theology: (1) In believer's baptism, the Holy Spirit witnesses the candidate entering into a covenant with God. (2) God, in believer's baptism, "grants a baptized believer the water of baptism as a sign of His covenant with them—that such a one indicates and publicly confesses that he wants to live in true obedience towards God and fellow believers with a blameless life." (3) Integral to believer's baptism is the candidate's mission to witness to the world even unto martyrdom, echoing Jesus' words that "they would be baptized with His baptism, witnessing to the world when their blood was spilt."
Baptist
For the majority of Baptists, Christian baptism is the immersion of a believer in water in the name of the Father, the Son, and the Holy Spirit. Baptism does not accomplish anything in itself, but is an outward personal sign that the person's sins have already been washed away by the blood of Christ's cross.
For a new convert the general practice is that baptism also allows the person to be a registered member of the local Baptist congregation (though some churches have adopted "new members classes" as an additional mandatory step for congregational membership).
Regarding rebaptism the general rules are:
baptisms by other than immersion are not recognized as valid and therefore rebaptism by immersion is required; and
baptisms by immersion in other denominations may be considered valid if performed after the person having professed faith in Jesus Christ (though among the more conservative groups such as Independent Baptists, rebaptism may be required by the local congregation if performed in a non-Baptist church – and, in extreme cases, even if performed within a Baptist church that wasn't an Independent Baptist congregation)
For newborns, there is a ceremony called child dedication.
Tennessee antebellum Methodist circuit rider and newspaper publisher William G. Brownlow stated within his 1856 book The Great Iron Wheel Examined; or, Its False Spokes Extracted, and an Exhibition of Elder Graves, Its Builder that the immersion baptism practiced within the Baptist churches as found within the United States did not extend in a "regular line of succession...from John the Baptist – but from old Zeke Holliman and his true yoke-fellow, Mr. [Roger] Williams" as during 1639 Holliman and Williams first immersion baptized each other and then immersion baptized the ten other members of the first Baptist church in British America at Providence, Rhode Island.
Churches of Christ
Baptism in Churches of Christ is performed only by full bodily immersion, based on the Koine Greek verb baptizo which means to dip, immerse, submerge or plunge. Submersion is seen as more closely conforming to the death, burial and resurrection of Jesus than other modes of baptism. Churches of Christ argue that historically immersion was the mode used in the 1st century, and that pouring and sprinkling later emerged as secondary modes when immersion was not possible. Over time these secondary modes came to replace immersion. Only those mentally capable of belief and repentance are baptized (i.e., infant baptism is not practiced because the New Testament has no precedent for it).
Churches of Christ have historically had the most conservative position on baptism among the various branches of the Restoration Movement, understanding baptism by immersion to be a necessary part of conversion. The most significant disagreements concerned the extent to which a correct understanding of the role of baptism is necessary for its validity. David Lipscomb insisted that if a believer was baptized out of a desire to obey God, the baptism was valid, even if the individual did not fully understand the role baptism plays in salvation. Austin McGary contended that to be valid, the convert must also understand that baptism is for the forgiveness of sins. McGary's view became the prevailing one in the early 20th century, but the approach advocated by Lipscomb never totally disappeared. As such, the general practice among churches of Christ is to require rebaptism by immersion of converts, even those who were previously baptized by immersion in other churches.
More recently, the rise of the International Churches of Christ has caused some to reexamine the issue.
Churches of Christ consistently teach that in baptism a believer surrenders his life in faith and obedience to God, and that God "by the merits of Christ's blood, cleanses one from sin and truly changes the state of the person from an alien to a citizen of God's kingdom. Baptism is not a human work; it is the place where God does the work that only God can do." Baptism is a passive act of faith rather than a meritorious work; it "is a confession that a person has nothing to offer God." While Churches of Christ do not describe baptism as a "sacrament", their view of it can legitimately be described as "sacramental." They see the power of baptism coming from God, who chose to use baptism as a vehicle, rather than from the water or the act itself, and understand baptism to be an integral part of the conversion process, rather than just a symbol of conversion.
A recent trend is to emphasize the transformational aspect of baptism: instead of describing it as just a legal requirement or sign of something that happened in the past, it is seen as "the event that places the believer 'into Christ' where God does the ongoing work of transformation." There is a minority that downplays the importance of baptism to avoid sectarianism, but the broader trend is to "reexamine the richness of the biblical teaching of baptism and to reinforce its central and essential place in Christianity."
Because of the belief that baptism is a necessary part of salvation, some Baptists hold that the Churches of Christ endorse the doctrine of baptismal regeneration. However, members of the Churches of Christ reject this, arguing that since faith and repentance are necessary, and that the cleansing of sins is by the blood of Christ through the grace of God, baptism is not an inherently redeeming ritual. Rather, their inclination is to point to the biblical passage in which Peter, analogizing baptism to Noah's flood, posits that "likewise baptism doth also now save us" but parenthetically clarifies that baptism is "not the putting away of the filth of the flesh but the response of a good conscience toward God" (1 Peter 3:21). One author from the churches of Christ describes the relationship between faith and baptism this way, "Faith is the reason why a person is a child of God; baptism is the time at which one is incorporated into Christ and so becomes a child of God" (italics are in the source). Baptism is understood as a confessional expression of faith and repentance, rather than a "work" that earns salvation.
Lutheranism
In Lutheran Christianity, baptism is a sacrament that regenerates the soul. Upon one's baptism, one receives the Holy Spirit and becomes a part of the church.
Methodism
The Methodist Articles of Religion, with regard to baptism, teach:
While baptism imparts grace, Methodists teach that a personal acceptance of Jesus Christ (the first work of grace) is essential to one's salvation; during the second work of grace, entire sanctification, a believer is purified of original sin and made holy.
In the Methodist Churches, baptism is a sacrament of initiation into the visible Church. Wesleyan covenant theology further teaches that baptism is a sign and a seal of the covenant of grace:
Methodists recognize three modes of baptism as being valid—"immersion, sprinkling, or pouring" in the name of the Holy Trinity.
Moravianism
The Moravian Church teaches that baptism is a sign and a seal, recognizing three modes of baptism as being valid: immersion, aspersion, and affusion.
Reformed Protestantism
In Reformed baptismal theology, baptism is seen as primarily God's offer of union with Christ and all his benefits to the baptized. This offer is believed to be intact even when it is not received in faith by the person baptized. Reformed theologians believe the Holy Spirit brings into effect the promises signified in baptism. Baptism is held by almost the entire Reformed tradition to effect regeneration, even in infants who are incapable of faith, by effecting faith which would come to fruition later. Baptism also initiates one into the visible church and the covenant of grace. Baptism is seen as a replacement of circumcision, which is considered the rite of initiation into the covenant of grace in the Old Testament.
Reformed Christians believe that immersion is not necessary for baptism to be properly performed, but that pouring or sprinkling are acceptable. Only ordained ministers are permitted to administer baptism in Reformed churches, with no allowance for emergency baptism, though baptisms performed by non-ministers are generally considered valid. Reformed churches, while rejecting the baptismal ceremonies of the Roman Catholic church, accept the validity of baptisms performed with them and do not rebaptize.
United Protestants
In United Protestant Churches, such as the United Church of Canada, Church of North India, Church of Pakistan, Church of South India, Protestant Church in the Netherlands, Uniting Church in Australia and United Church of Christ in Japan, baptism is a sacrament.
Catholicism
In Catholic teaching, baptism is stated to be "necessary for salvation by actual reception or at least by desire". Catholic discipline requires the baptism ceremony to be performed by deacons, priests, or bishops, but in an emergency such as danger of death, anyone can licitly baptize. This teaching is based on the Gospel according to John which says that Jesus proclaimed: "Truly, truly, I say to you, unless one is born of water and the Spirit, he cannot enter into the Kingdom of God." It dates back to the teachings and practices of 1st-century Christians, and the connection between salvation and baptism was not, on the whole, an item of major dispute until Huldrych Zwingli denied the necessity of baptism, which he saw as merely a sign granting admission to the Christian community. The Catechism of the Catholic Church states that "Baptism is necessary for salvation for those to whom the Gospel has been proclaimed and who have had the possibility of asking for this sacrament." The Council of Trent also states in the Decree Concerning Justification from session six that baptism is necessary for salvation. A person who knowingly, willfully and unrepentantly rejects baptism has no hope of salvation. However, if knowledge is absent, "those also can attain to salvation who through no fault of their own do not know the Gospel of Christ or His Church, yet sincerely seek God and moved by grace strive by their deeds to do His will as it is known to them through the dictates of conscience."
The Catechism of the Catholic Church also states: "Since Baptism signifies liberation from sin and from its instigator the devil, one or more exorcisms are pronounced over the candidate". In the Roman Rite of the baptism of a child, the wording of the prayer of exorcism is: "Almighty and ever-living God, you sent your only Son into the world to cast out the power of Satan, spirit of evil, to rescue man from the kingdom of darkness and bring him into the splendour of your kingdom of light. We pray for this child: set him (her) free from original sin, make him (her) a temple of your glory, and send your Holy Spirit to dwell with him (her). Through Christ our Lord."
In the Catholic Church by baptism all sins are forgiven, original sin and all personal sins. Baptism not only purifies from all sins, but also makes the neophyte "a new creature," an adopted son of God, who has become a "partaker of the divine nature," member of Christ and co-heir with him, and a temple of the Holy Spirit. Given once for all, baptism cannot be repeated: just as a man can be born only once, so he is baptized only once. For this reason the holy Fathers added to the Nicene Creed the words We acknowledge one Baptism. Sanctifying grace, the grace of justification, given by God by baptism, erases the original sin and personal actual sins.
The power of Baptism consists in cleansing a man from all his sins as regards both guild and punishment, for which reason no penance is imposed on those who receive Baptism, no matter how great their sins may have been. And if they were to die immediately after Baptism, they would rise at once to eternal life.
In the Latin Church of the Catholic Church a valid baptism requires, according to Canon 758 of the 1917 Code of Canon Law, the baptizer to pronounce the formula "I baptize you in the name of the Father and of the Son and of the Holy Spirit" while putting the baptized in contact with water. The contact may be immersion, "affusion" (pouring), or "aspersion" (sprinkling). The formula requires "name" to be singular, emphasising the monotheism of the Trinity. It is claimed that Pope Stephen I, Ambrose and Pope Nicholas I declared that baptisms in the name of "Jesus" only as well as in the name of "Father, Son and Holy Spirit" were valid. The correct interpretation of their words is disputed. Current canonical law requires the Trinitarian formula and water for validity. The formula requires "I baptize" rather than "we baptize", as clarified by a responsum of June 24, 2020. In 2022 the Diocese of Phoenix accepted the resignation of a parish priest whose use of "we baptize" had invalidated "thousands of baptisms over more than 20 years". Note that in the Byzantine Rite the formla is in the passive voice, "The servant of God N. is baptized in the Name of the Father, and of the Son, and of the Holy Spirit."
Offspring of practicing Catholic parents are typically baptized as infants. Baptism is part of the Rite of Christian Initiation of Adults, provided for converts from non-Christian backgrounds and others not baptized as infants. Baptism by non-Catholic Christians is valid if the formula and water are present, and so converts from other Christian denominations are not given a Catholic baptism.
The church recognizes two equivalents of baptism with water: "baptism of blood" and "baptism of desire". Baptism of blood is that undergone by unbaptized individuals who are martyred for their faith, while baptism of desire generally applies to catechumens who die before they can be baptized. The Catechism of the Catholic Church describes these two forms:
The Church has always held the firm conviction that those who suffer death for the sake of the faith without having received Baptism are baptized by their death for and with Christ. This Baptism of blood, like the desire for Baptism, brings about the fruits of Baptism without being a sacrament.
— 1258
For catechumens who die before their Baptism, their explicit desire to receive it, together with repentance for their sins, and charity, assures them the salvation that they were not able to receive through the sacrament.
— 1259
The Catholic Church holds that those who are ignorant of Christ's Gospel and of the church, but who seek the truth and do God's will as they understand it, may be supposed to have an implicit desire for baptism and can be saved: Since Christ died for all, and since all men are in fact called to one and the same destiny, which is divine, we must hold that the Holy Spirit offers to all the possibility of being made partakers, in a way known to God, of the Paschal mystery.' Every man who is ignorant of the Gospel of Christ and of his Church, but seeks the truth and does the will of God in accordance with his understanding of it, can be saved. It may be supposed that such persons would have desired Baptism explicitly if they had known its necessity." As for unbaptized infants, the church is unsure of their fate; "the Church can only entrust them to the mercy of God".
Eastern Orthodoxy
In Eastern Orthodoxy, baptism is considered a sacrament and mystery which transforms the old and sinful person into a new and pure one, where the old life, the sins, any mistakes made are gone and a clean slate is given. In Greek and Russian Orthodox traditions, it is taught that through Baptism a person is united to the Body of Christ by becoming an official member of the Orthodox Church. During the service, the Orthodox priest blesses the water to be used. The catechumen (the one baptised) is fully immersed in the water three times in the name of the Trinity. This is considered to be a death of the "old man" by participation in the crucifixion and burial of Christ, and a rebirth into new life in Christ by participation in his resurrection. Properly a new name is given, which becomes the person's name.
Babies of Orthodox families are normally baptized shortly after birth. Older converts to Orthodoxy are usually formally baptized into the Orthodox Church, though exceptions are sometimes made. Those who choose to convert from a different religion to Eastern Orthodoxy typically undergo Chrismation, known as confirmation in the Roman Catholic Church.
Properly and generally, the Mystery of Baptism is administered by bishops and other priests; however, in emergencies any Orthodox Christian can baptize. In such cases, should the person survive the emergency, it is likely that the person will be properly baptized by a priest at some later date. This is not considered to be a second baptism, nor is it imagined that the person is not already Orthodox, but rather it is a fulfillment of the proper form.
The service of baptism in Greek Orthodox (and other Eastern Orthodox) churches has remained largely unchanged for over 1500 years. This fact is witnessed to by Cyril of Jerusalem (d. 386), who, in his Discourse on the Sacrament of Baptism, describes the service in much the same way as is currently in use.
Other groups
Jehovah's Witnesses
Jehovah's Witnesses believe that baptism should be performed by complete immersion (submersion) in water and only when an individual is old enough to understand its significance. They believe that water baptism is an outward symbol that a person has made an unconditional dedication through Jesus Christ to do the will of God. Only after baptism, is a person considered a full-fledged Witness, and an official member of the Christian Congregation. They consider baptism to constitute ordination as a minister.
Prospective candidates for baptism must express their desire to be baptized well in advance of a planned baptismal event, to allow for congregation elders to assess their suitability (regarding true repentance and conversion). Elders approve candidates for baptism if the candidates are considered to understand what is expected of members of the religion and to demonstrate sincere dedication to the faith.
Most baptisms among Jehovah's Witnesses are performed at scheduled assemblies and conventions by elders and ministerial servants, in special pools, or sometimes oceans, rivers, or lakes, depending on circumstances, and rarely occur at local Kingdom Halls. Prior to baptism, at the conclusion of a pre-baptism talk, candidates must affirm two questions:
Only baptized males (elders or ministerial servants) may baptize new members. Baptizers and candidates wear swimsuits or other informal clothing for baptism, but are directed to avoid clothing that is considered undignified or too revealing. Generally, candidates are individually immersed by a single baptizer, unless a candidate has special circumstances such as a physical disability. In circumstances of extended isolation, a qualified candidate's dedication and stated intention to become baptized may serve to identify him as a member of Jehovah's Witnesses, even if immersion itself must be delayed. In rare instances, unbaptized males who had stated such an intention have reciprocally baptized each other, with both baptisms accepted as valid. Individuals who had been baptized in the 1930s and 1940s by female Witnesses due to extenuating circumstances, such as in concentration camps, were later re-baptized but still recognized their original baptism dates.
Church of Jesus Christ of Latter-day Saints
In the Church of Jesus Christ of Latter-day Saints (LDS Church), baptism is recognized as the first of several ordinances (rituals) of the gospel. In Mormonism, baptism has the main purpose of remitting the sins of the participant. It is followed by confirmation, which inducts the person into membership in the church and constitutes a baptism with the Holy Spirit. Latter-day Saints believe that baptism must be by full immersion, and by a precise ritualized ordinance: if some part of the participant is not fully immersed, or the ordinance was not recited verbatim, the ritual must be repeated. It typically occurs in a baptismal font.
In addition, members of the LDS Church do not believe a baptism is valid unless it is performed by a Latter-day Saint one who has proper authority (a priest or elder). Authority is passed down through a form of apostolic succession. All new converts to the faith must be baptized or re-baptized. Baptism is seen as symbolic both of Jesus' death, burial and resurrection and is also symbolic of the baptized individual discarding their "natural" self and donning a new identity as a disciple of Jesus.
According to Latter-day Saint theology, faith and repentance are prerequisites to baptism. The ritual does not cleanse the participant of original sin, as Latter-day Saints do not believe the doctrine of original sin. Mormonism rejects infant baptism and baptism must occur after the age of accountability, defined in Latter-day Saint scripture as eight years old.
Latter-day Saint theology also teaches baptism for the dead in which deceased ancestors are baptized vicariously by the living, and believe that their practice is what Paul wrote of in Corinthians 15:29. This occurs in Latter-day Saint temples.
Freemasonry
Due to tensions between the Roman Catholic Church and Freemasons in France in the aftermath of the French Revolution, French Freemasons developed rituals to replace those of the Church, including baptism. Chrétien-Guillaume Riebesthal’s Rituel Maçonnique pour tous les Rites (Masonic Ritual for All Rites), published in Strasbourg in 1826, includes one such baptismal rite. Lodges in Louisiana and Wisconsin performed baptism ceremonies in 1859, though they were widely condemned by their Grand Lodges.
In 1865, Albert Pike, publicly performed a ceremony of Masonic baptism in New York City. The ceremony was greeted with skepticism by many American Masons including Albert Mackey. A ceremony for Masonic baptism was published by Charles T. McClenechan in 1884.
Non-practitioners
Quakers
Quakers (members of the Religious Society of Friends) do not believe in the baptism of either children or adults with water, rejecting all forms of outward sacraments in their religious life. Robert Barclay's Apology for the True Christian Divinity (a historic explanation of Quaker theology from the 17th century), explains Quakers' opposition to baptism with water thus:
Barclay argued that water baptism was only something that happened until the time of Christ, but that now, people are baptised inwardly by the spirit of Christ, and hence there is no need for the external sacrament of water baptism, which Quakers argue is meaningless.
Salvation Army
The Salvation Army does not practice water baptism, or indeed other outward sacraments. William Booth and Catherine Booth, the founders of the Salvation Army, believed that many Christians had come to rely on the outward signs of spiritual grace rather than on grace itself. They believed what was important was spiritual grace itself. However, although the Salvation Army does not practice baptism, they are not opposed to baptism within other Christian denominations.
Hyperdispensationalism
There are some Christians termed "Hyperdispensationalists" (Mid-Acts dispensationalism) who accept only Paul's Epistles as directly applicable for the church today. They do not accept water baptism as a practice for the church since Paul who was God's apostle to the nations was not sent to baptize. Ultradispensationalists (Acts 28 dispensationalism) who do not accept the practice of the Lord's supper, do not practice baptism because these are not found in the Prison Epistles. Both sects believe water baptism was a valid practice for covenant Israel. Hyperdispensationalists also teach that Peter's gospel message was not the same as Paul's. Hyperdispensationalists assert:
The great commission and its baptism is directed to early Jewish believers, not the Gentile believers of mid-Acts or later.
The baptism of Acts 2:36–38 is Peter's call for Israel to repent of complicity in the death of their Messiah; not as a Gospel announcement of atonement for sin, a later doctrine revealed by Paul.
Water baptism found early in the Book of Acts is, according to this view, now supplanted by the one baptism foretold by John the Baptist. Others make a distinction between John's prophesied baptism by Christ with the Holy Spirit and the Holy Spirit's baptism of the believer into the body of Christ; the latter being the one baptism for today. The one baptism for today, it is asserted, is the "baptism of the Holy Spirit" of the believer into the Body of Christ church.
Many in this group also argue that John's promised baptism by fire is pending, referring to the destruction of the world by fire.
Other Hyperdispensationalists believe that baptism was necessary until mid-Acts.
Debaptism
Most Christian churches see baptism as a once-in-a-lifetime event that can be neither repeated nor undone. They hold that those who have been baptized remain baptized, even if they renounce the Christian faith by adopting a non-Christian religion or by rejecting religion entirely. But some other organizations and individuals are practicing debaptism.
Comparative summary
A comparative summary of the practice of baptism throughout various Christian denominations is given below. (This section does not give a complete listing of denominations, and therefore, it only mentions a fraction of the churches practicing "believer's baptism".)
Baptism of objects
The word "baptism" or "christening" is sometimes used to describe the naming or inauguration of certain objects for use.
Boats and ships
Baptism of Ships: since at least the time of the Crusades, rituals have contained a blessing for ships. The priest asks God to bless the vessel and protect those who sail on it. The ship is usually sprinkled with holy water.
Church bells
The name Baptism of Bells has been given to the blessing of (musical, especially church) bells, at least in France, since the 11th century. It is derived from the washing of the bell with holy water by the bishop, before he anoints it with the oil of the infirm without and with chrism within; a fuming censer is placed under it and the bishop prays that these sacramentals of the church may, at the sound of the bell, put the demons to flight, protect from storms, and call the faithful to prayer.
Dolls
"Baptism of Dolls": the custom of 'dolly dunking' was once a common practice in parts of the United Kingdom, particularly in Cornwall where it has been revived in recent years.
Other initiation ceremonies
Many cultures practice or have practiced initiation rites, with or without the use of water, including the ancient Egyptian, the Hebraic/Jewish, the Babylonian, the Mayan, and the Norse cultures. The modern Japanese practice of Miyamairi is such a ceremony that does not use water. In some, such evidence may be archaeological and descriptive in nature, rather than a modern practice.
Mystery religion initiation rites
Many scholars have drawn parallels between rites from mystery religions and baptism in Christianity. Apuleius, a 2nd-century Roman writer, described an initiation into the mysteries of Isis. The initiation was preceded by a normal bathing in the public baths and a ceremonial sprinkling by the priest of Isis, after which the candidate was given secret instructions in the temple of the goddess. The candidate then fasted for ten days from meat and wine, after which he was dressed in linen and led at night into the innermost part of the sanctuary, where the actual initiation took place, the details of which were secret. On the next two days, dressed in the robes of his consecration, he participated in feasting. Apuleius describes also an initiation into the cult of Osiris and yet a third initiation, of the same pattern as the initiation into the cult of Isis, without mention of a preliminary bathing. The water-less initiations of Lucius, the character in Apuleius's story who had been turned into an ass and changed back by Isis into human form, into the successive degrees of the rites of the goddess was accomplished only after a significant period of study to demonstrate his loyalty and trustworthiness, akin to catechumenal practices preceding baptism in Christianity.
Jan Bremmer has written on the putative connection between rites from mystery religions and baptism:
There are thus some verbal parallels between early Christianity and the Mysteries, but the situation is rather different as regards early Christian ritual practice. Much ink was spilled around 1900 arguing that the rituals of baptism and of the Last Supper derived from the ancient Mysteries, but Nock and others after him have easily shown that these attempts grossly misinterpreted the sources. Baptism is clearly rooted in Jewish purificatory rituals, and cult meals are so widespread in antiquity that any specific derivation is arbitrary. It is truly surprising to see how long the attempts to find some pagan background to these two Christian sacraments have persevered. Secularising ideologies clearly played an important part in these interpretations but, nevertheless, they have helped to clarify the relations between nascent Christianity and its surroundings.
Thus the practice is derivative, whether from Judaism, the Mysteries or a combination (see the reference to Hellenistic Judaism in the Etymology section.)
Gnostic Catholicism and Thelema
The Ecclesia Gnostica Catholica, or Gnostic Catholic Church (the ecclesiastical arm of Ordo Templi Orientis), offers its Rite of Baptism to any person at least 11 years old.
Mandaean baptism
Mandaeans revere John the Baptist and practice frequent baptism (masbuta) as a ritual of purification, not of initiation. They are possibly the earliest people to practice baptism. Mandaeans undergo baptism on Sundays (Habshaba), wearing a white sacral robe (rasta). Baptism for Mandaeans consists of a triple full immersion in water, a triple signing of the forehead with water and a triple drinking of water. The priest (Rabbi) then removes a ring made of myrtle worn by the baptized and places it on their forehead. This is then followed by a handshake (kushta, "hand of truth") with the priest. The final blessing involves the priest laying his right hand on the baptized person's head. Living water (fresh, natural, flowing water) is a requirement for baptism, therefore can only take place in rivers. All rivers are named Jordan (yardena) and are believed to be nourished by the World of Light. By the river bank, a Mandaean's forehead is anointed with sesame oil (misha) and partakes in a communion of bread (pihta) and water. Baptism for Mandaeans allows for salvation by connecting with the World of Light and for forgiveness of sins.
Sethian baptism
The Sethian baptismal rite is known as the Five Seals, in which the initiate is immersed five times in running water.
Yazidi baptism
Yazidi baptism is called mor kirin (literally: "to seal"). Traditionally, Yazidi children are baptised at birth with water from the Kaniya Sipî ("White Spring") at Lalish. It essentially consists of pouring holy water from the spring on the child's head three times.
Islamic practice of wudu
Many Islamic scholars such as Shaikh Bawa Muhaiyaddeen have compared the Islamic practice of wudu to a baptism. Wudu is a practice that Muslims practice to go from ritual impurity to ritual purity. Ritual purity is required for Salah (praying) and also to hold a physical copy of the Qur’an, and so wudu is often done before salah. However, it is permissible to pray more than one salah without repeating wudu, as long as ritual purity is not broken, for example by using the bathroom.
Another similar purification ritual is ghusl, which takes someone from major ritual impurity (janabah) to lesser ritual impurity, which is then purified by wudu. If one is in a state of janabah, both ghusl and wudu are required if one wants to pray.
Although original sin does not exist in Islam, wudu is widely regarded to remove sins. In a Sahih hadith, Muhammad says "Whenever a man performs his ablution intending to pray and he washes his hands, the sins of his hands fall down with the first drop. When he rinses his mouth and nose, the sins of his tongue and lips fall down with the first drop. When he washes his face, the sins of his hearing and sight fall down with the first drop. When he washes his arms to his elbows and his feet to his ankles, he is purified from every sin and fault like the day he was born from his mother. If he stands for prayer, Allah will raise his status by a degree. If he sits, he will sit in peace."
Baptism in the Yadav community
People of Yadav community of Hindu religion follow baptism, where it is called Karah Pujan. In this, the person who is being baptized is bathed in boiling Milk. The newborn baby is also included in this process, in which he is bathed with boiling milk and then he is garlanded with flowers.
See also
Amrit Sanchar, in Sikhism
Baptism by fire
Baptistery
Chrism
Christifideles
Consolamentum
Disciple (Christianity)
Divine filiation
Ghusl
Holy water in Eastern Christianity
Mikvah
Misogi
Prevenient Grace
Ritual purification
Theophany
Water and religion
Notes
References
Further reading
. 26 pp. N.B.: States the Evangelical Anglican position of the Reformed Episcopal Church.
External links
"Writings of the Early Church Fathers on Baptism"
"Baptism." Encyclopædia Britannica Online.
Christian terminology
Conversion to Christianity
Rites of passage
Ritual purity in Christianity
Sacraments
Mandaean rituals
Masonic rites |
4306 | https://en.wikipedia.org/wiki/Beltane | Beltane | Bealtaine (, approximated in English as /ˈbɒltɪnə/ or /ˈbjɒltɪnə/ ) is the Gaelic May Day festival. It is traditionally held on May 1st in the Northern Hemisphere and November 1st in the Southern Hemisphere, or about midway between the spring equinox and summer solstice in the northern hemisphere. The festival name is synonymous with the month marking the start of summer in Gaelic Ireland. Historically, it was widely observed in Ireland, Scotland, and the Isle of Man. In Irish the name for the festival day is () while the month of May is , in Scottish Gaelic (), and in Manx Gaelic /. Beltane is one of the four main Gaelic seasonal festivals—along with Samhain, Imbolc, and Lughnasadh—and is similar to the Welsh .
Bealtaine is mentioned in the earliest Irish literature and is associated with important events in Irish mythology. Also known as ('first of summer'), it marked the beginning of summer and was when cattle were driven out to the summer pastures. Rituals were performed to protect cattle, people and crops, and to encourage growth. Special bonfires were kindled, whose flames, smoke and ashes were deemed to have protective powers. The people and their cattle would walk around or between bonfires, and sometimes leap over the flames or embers. All household fires would be doused and then re-lit from the Bealtaine bonfire. These gatherings would be accompanied by a feast, and some of the food and drink would be offered to the . Doors, windows, byres and livestock would be decorated with yellow May flowers, perhaps because they evoked fire. In parts of Ireland, people would make a May Bush: typically a thorn bush or branch decorated with flowers, ribbons, bright shells and rushlights. Holy wells were also visited, while Bealtaine dew was thought to bring beauty and maintain youthfulness. Many of these customs were part of May Day or Midsummer festivals in parts of Great Britain and Europe.
Public celebrations of Bealtaine fell out of popularity by the 20th century, though some customs continue to be revived as local cultural events. Since the late 20th century, Celtic neopagans and Wiccans have observed a festival based on Bealtaine as a religious holiday.
Name
In Irish, the festival is usually called ('day of Bealtaine') while the month of May is ("month of Bealtaine"). In Scottish Gaelic, the festival is . Sometimes the older Scottish Gaelic spelling is used. The term (Scottish) or (Irish), 'the bright or yellow day of Bealtaine', means the first of May. In Ireland it is referred to in a common folk tale as ; the first day of the week (Monday/) is added to highlight the first day of summer.
The name is anglicized as Beltane, Beltain, Beltaine, Beltine and Beltany.
An old alternative name for the festival was , probably meaning 'first of summer'. Ó Duinnín's Irish dictionary (1904) gives this as or in modern Irish. It survives in the Scottish Gaelic name for the month of May, , and matches the Welsh .
Etymology
Two etymologies have been proposed. Beltaine could derive from a Common Celtic , meaning 'bright fire'. The element might be cognate with the English word bale (as in ) meaning 'white', 'bright' or 'shining'. Alternatively, Beltaine might stem from a Common Celtic form reconstructed as , which would be cognate with the name of the Lithuanian goddess of death , both from an earlier *gʷel-tiōn-, formed with the Proto-Indo-European root * ('suffering, death'). The absence of syncope (Irish sound laws rather predict a **Beltne form) can be explained by the popular belief that Beltaine was a compound of the word for 'fire', tene.
Toponymy
There are place names in Ireland containing the word , indicating places where Bealtaine festivities were once held. It is often anglicised as Beltany. There are three Beltanys in County Donegal, including the Beltany stone circle, and two in County Tyrone. In County Armagh there is a place called Tamnaghvelton/ ('the Beltane field'). Lisbalting/ ('the Beltane ringfort') is in County Tipperary, while Glasheennabaultina/ ('the Beltane stream') is the name of a stream joining the River Galey in County Limerick.
Historic customs
Bealtaine was one of four Gaelic seasonal festivals: Samhain (1 November), Imbolc (1 February), Bealtaine (1 May), and Lughnasadh (1 August). Bealtaine marked the beginning of the pastoral summer season, when livestock were driven out to the summer pastures. Rituals were held at that time to protect them from harm, both natural and supernatural, and this mainly involved the "symbolic use of fire". There were also rituals to protect crops, dairy products and people, and to encourage growth. The (often referred to as spirits or fairies) were thought to be especially active at Bealtaine (as at Samhain), and the goal of many Bealtaine rituals was to appease them. Most scholars see the as remnants of the pagan gods and nature spirits. Bealtaine was a "spring time festival of optimism" during which "fertility ritual again was important, perhaps connecting with the waxing power of the sun".
Ancient and medieval
Bealtaine (the beginning of summer) and Samhain (the beginning of winter) are thought to have been the most important of the four Gaelic festivals. Sir James George Frazer wrote in The Golden Bough: A Study in Magic and Religion that the times of Bealtaine and Samhain are of little importance to European crop-growers, but of great importance to herdsmen. Thus, he suggests that halving the year at 1 May and 1 November dates from a time when the Celts were mainly a pastoral people, dependent on their herds.
The earliest mention of Bealtaine is in Old Irish literature from Gaelic Ireland. According to the early medieval texts (written by Cormac mac Cuilennáin) and , Bealtaine was held on 1 May and marked the beginning of summer. The texts say that, to protect cattle from disease, druids would make two fires "with great incantations" and drive the cattle between them.
According to 17th-century historian Geoffrey Keating, there was a great gathering at the hill of Uisneach each Bealtaine in medieval Ireland, where a sacrifice was made to a god named Beil. Keating wrote that two bonfires would be lit in every district of Ireland, and cattle would be driven between them to protect them from disease. There is no reference to such a gathering in the annals, but the medieval Dindsenchas (lore of places) includes a tale of a hero lighting a holy fire on Uisneach that blazed for seven years. Ronald Hutton writes that this may "preserve a tradition of Bealtaine ceremonies there", but adds "Keating or his source may simply have conflated this legend with the information in Sanas Chormaic to produce a piece of pseudo-history". Nevertheless, excavations at Uisneach in the 20th century found evidence of large fires and charred bones, and showed it to have been a place of ritual since ancient times. Evidence suggests it was "a sanctuary-site, in which fire was kept burning perpetually, or kindled at frequent intervals", where animal sacrifices were offered.
Bealtaine is also mentioned in medieval Scottish literature. An early reference is found in the poem 'Peblis to the Play', contained in the Maitland Manuscripts of 15th- and 16th-century Scots poetry, which describes the celebration in the town of Peebles.
Modern era
From the late 18th century to the mid 20th century, many accounts of Bealtaine customs were recorded by folklorists and other writers. For example John Jamieson, in his Etymological Dictionary of the Scottish Language (1808), describes some of the Beltane customs which persisted in the 18th and early 19th centuries in parts of Scotland, which he noted were beginning to die out.
Bonfires
Bonfires continued to be a key part of the festival in the modern era. All hearth fires would be doused before the bonfire was lit, generally on a hill. Ronald Hutton writes that "To increase the potency of the holy flames, in Britain at least they were often kindled by the most primitive of all means, of friction between wood." This is known as a need-fire, or tein' èiginn in Gaelic. It was a sacred fire that could only be kindled with a wooden drill, by a group of certain people (usually nine men), after they had removed all metal and after all other fires in the area had been doused. Nineteenth-century writers record such fires being kindled at Bealtaine in the Scottish Highlands, and also in Wales. Its flames were believed to guard against sickness, supernatural harm and witchcraft.
In the 19th century, cattle were still driven over flames or between two fires—as described in Sanas Cormaic almost 1000 years before—in parts of Ireland and Scotland. Sometimes the cattle would be driven around a bonfire or be made to leap over flames or embers. The people themselves did likewise for good luck and protection. On the Isle of Man, people ensured that the smoke blew over them and their cattle.
When the bonfire died down, people would daub themselves with its ashes and sprinkle it over their crops and livestock. Burning torches from the bonfire would be taken home, carried around the house or boundary of the farmstead, and used to re-light the hearth. From these rituals, it is clear that the fire was seen as having protective powers. Similar rituals were part of May Day or Midsummer customs in some other parts of the British Isles and mainland Europe. Frazer believed the fire rituals are a kind of imitative or sympathetic magic. He suggests they were meant to mimic the Sun and "ensure a needful supply of sunshine for men, animals, and plants", as well as to symbolically "burn up and destroy all harmful influences".
Food was also cooked at the bonfire and there were rituals involving it. In the Scottish Highlands, Alexander Carmichael recorded that there was a feast featuring lamb, and that formerly this lamb was sacrificed. In 1769, Thomas Pennant wrote of Bealtaine bonfires in Perthshire, where a caudle made from eggs, butter, oatmeal and milk was cooked. Some of the mixture was poured on the ground as a libation. Everyone would then take an oatmeal cake, called a or 'Bealtaine bannock', which had nine knobs on it. Each person would face the fire, break off a knob one-by-one and throw it over their shoulder, offering them to the spirits to protect their livestock (one to protect the horses, one to protect the sheep, and so forth) and to the predators that might harm their livestock (one to the fox, one to the eagle, and so forth). Afterwards, they would drink the caudle.
According to 18th century writers, in parts of Scotland there was another ritual involving the Beltane bannock. The cake would be cut and one of the slices marked with charcoal. The slices would then be put in a bonnet and everyone would take one out while blindfolded. According to one writer, whoever got the marked piece had to leap through the fire three times. According to another, those present pretended to throw the person into the fire and, for some time afterwards, would speak of them as if they were dead. This "may embody a memory of actual human sacrifice", or it may have always been symbolic. There was an almost identical May Day (Calan Mai) tradition in parts of Wales, and mock-burnings were part of spring and summer bonfire festivals in other parts of Europe.
Flowers and May Bushes
Yellow and white flowers such as primrose, rowan, hawthorn, gorse, hazel, and marsh marigold were traditionally placed at doorways and windows; this is documented in 19th century Ireland, Scotland and Mann. Sometimes loose flowers were strewn at doors and windows and sometimes they were made into bouquets, garlands or crosses and fastened to them. They would also be fastened to cows and equipment for milking and butter making. It is likely that such flowers were used because they evoked fire. Similar May Day customs are found across Europe.
The May Bush or May Bough was popular in parts of Ireland until the late 19th century. This was a small tree or branch—typically hawthorn, rowan, holly or sycamore—decorated with bright flowers, ribbons, painted shells or eggshells from Easter Sunday, and so forth. The tree would either be decorated where it stood, or branches would be decorated and placed inside or outside the house (particularly above windows and doors, on the roof, and on barns). It was generally the responsibility of the oldest person of the house to decorate the May Bush, and the tree would remain up until May 31. The tree would also be decorated with candles or rushlights. Sometimes a May Bush would be paraded through the town. In parts of southern Ireland, gold and silver hurling balls known as May Balls would be hung on these May Bushes and handed out to children or given to the winners of a hurling match. In Dublin and Belfast, May Bushes were brought into town from the countryside and decorated by the whole neighbourhood. Each neighbourhood vied for the most handsome tree and, sometimes, residents of one would try to steal the May Bush of another. This led to the May Bush being outlawed in Victorian times. In some places, it was customary to sing and dance around the May Bush, and at the end of the festivities it may be burnt in the bonfire. In some areas the May Bush or Bough has also been called the "May Pole", but it is the bush or tree described above, and not the more commonly-known European maypole.
Thorn trees are traditionally seen as special trees, associated with the . Frazer believed the customs of decorating trees or poles in springtime are a relic of tree worship and wrote: "The intention of these customs is to bring home to the village, and to each house, the blessings which the tree-spirit has in its power to bestow." Emyr Estyn Evans suggests that the May Bush custom may have come to Ireland from England, because it seemed to be found in areas with strong English influence and because the Irish saw it as unlucky to damage certain thorn trees. However, "lucky" and "unlucky" trees varied by region, and it has been suggested that Bealtaine was the only time when cutting thorn trees was allowed. The practice of bedecking a May Bush with flowers, ribbons, garlands and bright shells is found among the Gaelic diaspora, most notably in Newfoundland, and in some Easter traditions on the East Coast of the United States.
Appeasing the fairies
Many Bealtaine practices were designed to ward off or appease the fairies and prevent them from stealing dairy products. For example, three black coals were placed under a butter churn to ensure the fairies did not steal the butter, and May Boughs were tied to milk pails, the tails of cattle were hung in the barns to ensure the cattle's milk was not stolen. Flowers were also used to decorate the horns of cattle, which was believed to bring good fortune. Food was left or milk poured at the doorstep or places associated with the , such as 'fairy trees', as an offering. However, milk was never given to a neighbor on May Day because it was feared that the milk would be transferred to the neighbor's cow. In Ireland, cattle would be brought to 'fairy forts', where a small amount of their blood would be collected. The owners would then pour it into the earth with prayers for the herd's safety. Sometimes the blood would be left to dry and then be burnt. It was thought that dairy products were especially at risk from harmful spirits. To protect farm produce and encourage fertility, farmers would lead a procession around the boundaries of their farm. They would "carry with them seeds of grain, implements of husbandry, the first well water, and the herb vervain (or rowan as a substitute). The procession generally stopped at the four cardinal points of the compass, beginning in the east, and rituals were performed in each of the four directions". People made the sign of the cross with milk for good luck on Beltane, and the sign of the cross was also made on the backsides of cattle.
Bealtaine blessings
In the 19th century, folklorist Alexander Carmichael (1832–1912), collected the Scottish Gaelic song ('The Bealtaine Blessing') in his Carmina Gadelica, which he heard from a crofter in South Uist. The first two verses were sung as follows:
(Bless, O Threefold true and bountiful,)
(Myself, my spouse and my children,)
(My tender children and their beloved mother at their head,)
(On the fragrant plain, at the gay mountain sheiling,)
(On the fragrant plain, at the gay mountain sheiling.)
(Everything within my dwelling or in my possession,)
(All kine and crops, all flocks and corn,)
(From Hallow Eve to Beltane Eve,)
(With goodly progress and gentle blessing,)
(From sea to sea, and every river mouth,)
(From wave to wave, and base of waterfall.)
Other customs
Holy wells were often visited at Bealtaine, and at the other Gaelic festivals of Imbolc and Lughnasadh. Visitors to holy wells would pray for health while walking sunwise (moving from east to west) around the well. They would then leave offerings; typically coins or clooties (see clootie well). The first water drawn from a well on Bealtaine was thought to be especially potent, and would bring good luck to the person who drew it. Bealtaine morning dew was also thought to bring good luck and health. At dawn or before sunrise on Bealtaine, maidens would roll in the dew or wash their faces with it. The dew was collected in a jar, left in sunlight, then filtered. The dew was thought to increase sexual attractiveness, maintain youthfulness, protect from sun damage (particularly freckles and sunburn) and help with skin ailments for the ensuing year. It was also thought that a man who washed his face with soap and water on Bealtaine will grow long whiskers on his face.
It was widely believed that no one should light a fire on May Day morning until they saw smoke rising from a neighbor's house. It was also believed to be bad luck to put out ashes or clothes on May Day, and to give away coal or ashes would cause the giver difficulty in lighting fires for the next year. Also, if the family owned a white horse, it should remain in the barn all day, and if any other horse was owned, a red rag should be tied to its tail. Any foal born on May Day was fated to kill a man, and any cow that calved on May Day would die. Any birth or marriage on May Day was generally believed to be ill-fated. On May Night a cake and a jug were left on the table, because it was believed that the Irish who had died abroad would return on May Day to their ancestral homes, and it was also believed that the dead returned on May Day to visit their friends. A robin that flew into the house on Bealtaine was believed to portend the death of a household member.
The festival persisted widely up until the 1950s, and in some places the celebration of Beltane continues today.
Revival
As a festival, Bealtaine had largely died out by the mid-20th century, although some of its customs continued and in some places it has been revived as a cultural event. In Ireland, Bealtaine fires were common until the mid-20th century, but the custom seems to have lasted to the present day only in County Limerick (especially in Limerick itself) and in Arklow, County Wicklow. The lighting of a community Bealtaine fire from which each hearth fire is then relit is observed today in some parts of the Gaelic diaspora, though in most of these cases it is a cultural revival rather than an unbroken survival of the ancient tradition. In parts of Newfoundland, the custom of decorating the May Bush also survives. The town of Peebles in the Scottish Borders holds a traditional week-long Bealtaine Fair every year in June, when a local girl is crowned Bealtaine Queen on the steps of the parish church. Like other Borders festivals, it incorporates a Common Riding.
Since 1988, a Beltane Fire Festival has been held every year on the night of 30 April on Calton Hill in Edinburgh, Scotland. While inspired by traditional Bealtaine, it is a modern celebration of summer's beginning which draws on many influences. The performance art event involves fire dances and a procession by costumed performers, led by the May Queen and the Green Man, culminating in the lighting of a bonfire.
Butser Ancient Farm, an open-air archaeology museum in Hampshire, UK, has also held a Bealtaine festival since the 1980s. The festival mixes historical reenactment with folk influences, and features a May Queen and Green Man, living history displays, reenactor battles, demonstrations of traditional crafts, performances of folk music, and Celtic storytelling. The festival ends with the burning of a 30–40 ft wickerman, with a new historical or folk-inspired design each year.
A similar Bealtaine Festival has been held each year since 2009 at Uisneach in Ireland. It culminates in a torchlit procession by participants in costume, some on horseback, and the lighting of a large bonfire at dusk. In 2017, the ceremonial fire was lit by the President of Ireland, Michael D Higgins.
The 1970 recording 'Ride a White Swan', written and performed by Marc Bolan and his band T.Rex, contains the line "Ride a white Swan like the people of the Beltane".
Neopaganism
Bealtaine and Bealtaine-based festivals are held by some Neopagans. As there are many kinds of Neopaganism, their Bealtaine celebrations can be very different despite the shared name. Some try to emulate the historic festival as much as possible. Other Neopagans base their celebrations on many sources, the Gaelic festival being only one of them.
Neopagans usually celebrate Beltane on 30 April – 1 May in the Northern Hemisphere and 31 October – 1 November in the Southern Hemisphere, beginning and ending at sunset. Some Neopagans celebrate it at the astronomical midpoint between the spring equinox and summer solstice (or the full moon nearest this point). In the Northern Hemisphere, this midpoint is when the ecliptic longitude of the Sun reaches 45 degrees.
Celtic Reconstructionist
Celtic Reconstructionists strive to reconstruct ancient Celtic religion. Their religious practices are based on research and historical accounts, but modified to suit modern life. They avoid syncretism and eclecticism (i.e. combining practises from unrelated cultures).
Celtic Reconstructionists usually celebrate Bealtaine when the local hawthorn trees are in bloom. Many observe the traditional bonfire rites, to whatever extent this is feasible where they live. This may involve passing themselves and their pets or livestock between two bonfires, and bringing home a candle lit from the bonfire. If they are unable to make a bonfire or attend a bonfire ceremony, candles may be used instead. They may decorate their homes with a May Bush, branches from blooming thorn trees, or equal-armed rowan crosses. Holy wells may be visited and offerings made to the spirits or deities of the wells. Traditional festival foods may also be prepared.
Wicca
Wiccans use the name Beltane or Beltain for their May Day celebrations. It is one of the yearly Sabbats of their Wheel of the Year, following Ostara and preceding Midsummer. Unlike Celtic Reconstructionism, Wicca is syncretic and melds practices from many different cultures. In general, the Wiccan Beltane is more akin to the Germanic/English May Day festival, both in its significance (focusing on fertility) and its rituals (such as maypole dancing). Some Wiccans enact a ritual union of the May Lord and May Lady.
See also
Samhain
Celtic calendar
Calan Mai
Walpurgis Night
References
Further reading
Carmichael, Alexander (1992). Carmina Gadelica. Lindisfarne Press.
Chadwick, Nora (1970) The Celts. London, Penguin
Danaher, Kevin (1972) The Year in Ireland. Dublin, Mercier
Evans-Wentz, W. Y. (1966, 1990) The Fairy-Faith in Celtic Countries. New York, Citadel
MacKillop, James (1998). Dictionary of Celtic Mythology. Oxford University Press
McNeill, F. Marian (1959) The Silver Bough, Vol. 1–4. William MacLellan, Glasgow
Simpson, Eve Blantyre (1908), Folk Lore in Lowland Scotland, London: J.M. Dent.
External links
Edinburgh's Beltane Fire Society
Extract on The Beltane Fires from Sir James George Frazer's book The Golden Bough – 1922; from bartleby.com
April observances
Cross-quarter days
Gaelic culture
Holidays in Scotland
Culture of Ireland
Irish folklore
Irish mythology
Irish words and phrases
Galician culture
Manx culture
May observances
Modern pagan holidays
November observances
Scottish culture
Scottish folklore
Scottish mythology |
4312 | https://en.wikipedia.org/wiki/Bethlehem | Bethlehem | Bethlehem (; , , ; ) is a city in the West Bank, Palestine, located about south of Jerusalem. It is the capital of the Bethlehem Governorate, and has a population of approximately 25,000 people. The city's economy is largely tourist-driven; international tourism peaks around and during Christmas, when Christians embark on a pilgrimage to the Church of the Nativity, revered as the location of the Nativity of Jesus. At the northern entrance of the city is Rachel's Tomb, the burial place of biblical matriarch Rachel. Movement around the city is limited due to the Israeli West Bank barrier.
The earliest-known mention of Bethlehem is in the Amarna correspondence of ancient Egypt, dated to 1350–1330 BCE, when the town was inhabited by the Canaanites. In the Hebrew Bible, the period of the Israelites is described; it identifies Bethlehem as the birthplace of David as well as the city where he was anointed as the third monarch of the United Kingdom of Israel, and also states that it was built up as a fortified city by Rehoboam, the first monarch of the Kingdom of Judah. In the New Testament, the Gospel of Matthew and the Gospel of Luke identify the city as the birthplace of Jesus of Nazareth. Under the Roman Empire, the city of Bethlehem was destroyed by Hadrian, who was in the process of defeating Jews involved in the Bar Kokhba revolt. However, Bethlehem's rebuilding was later promoted by Helena, the mother of Constantine the Great; Constantine expanded on his mother's project by commissioning the Church of the Nativity in 327 CE. In 529, the Church of the Nativity was heavily damaged by Samaritans involved in the Samaritan revolts; following the victory of the Byzantine Empire, it was rebuilt a century later by Justinian I.
Amidst the Muslim conquest of the Levant, Bethlehem became part of Jund Filastin in 637. Muslims continued to rule the city until 1099, when it was conquered by the Crusaders, who replaced the local Christian clergy—composed of representatives from the Greek Orthodox Church—with representatives from the Catholic Church. In the mid-13th century, Bethlehem's walls were demolished by the Mamluk Sultanate. However, they were rebuilt by the Ottoman Empire in the 16th century, following the Ottoman–Mamluk War. At the end of World War I, the defeated Ottomans lost control of Bethlehem to the British Empire. It was governed under the British Mandate for Palestine until 1948, when it was captured by Jordan during the First Arab–Israeli War (see Jordanian annexation of the West Bank). In 1967, the city was captured by Israel during the Third Arab–Israeli War. Since the Oslo Accords, which comprise a series of agreements between Israel and the Palestinian National Authority, Bethlehem has been designated as part of Area A of the West Bank, nominally rendering it as being under full Palestinian control.
While it was historically a city of Arab Christians, Bethlehem now has a majority of Arab Muslims; it is still home to a significant community of Palestinian Christians, however. Presently, Bethlehem has become encircled by dozens of Israeli settlements, which effectively separate Palestinians in the city from being able to openly access their land and livelihoods, and has likewise triggered their steady exodus.
Etymology
The current name for Bethlehem in local languages is in Arabic (), literally meaning "house of meat", and in Hebrew (), literally "house of bread" or "house of food." The city was called in and in .
The earliest mention of Bethlehem as a place appears in the Amarna correspondence (), in which it is referred to as Bit-Laḫmi, a name for which the origins remain unknown. One longstanding suggestion in scholarship is that it derives from the Mesopotamian or Canaanite fertility god Laḫmu and his consort sister Lahamu, lahmo being the Chaldean word for "fertility". Biblical scholar William F. Albright believed that this hypothesis, first put forth by Otto Schroeder, was "certainly accurate". Albright noted that the pronunciation of the name had remained essentially the same for 3,500 years, even if the perceived meaning had shifted over time: "'Temple of the God Lakhmu' in Canaanite, 'House of Bread' in Hebrew and Aramaic, 'House of Meat' in Arabic." While Schroeder's theory is not widely accepted, it continues to find favour in academic literature over the later literal translations. Another suggestion is an association with the root l-h-m "to fight", but this is thought unlikely.
History
Canaanite period
The earliest reference to Bethlehem appears in the Amarna correspondence (). In one of his six letters to Pharaoh, Abdi-Heba, the Egyptian-appointed governor of Jerusalem, appeals for aid in retaking Bit-Laḫmi in the wake of disturbances by Apiru mercenaries: "Now even a town near Jerusalem, Bit-Lahmi by name, a village which once belonged to the king, has fallen to the enemy... Let the king hear the words of your servant Abdi-Heba, and send archers to restore the imperial lands of the king!"
It is thought that the similarity of this name to its modern forms indicates that it was originally a settlement of Canaanites who shared a Semitic cultural and linguistic heritage with the later arrivals. Laḫmu was the Akkadian god of fertility, worshipped by the Canaanites as Leḥem. Some time in the third millennium BCE, Canaanites erected a temple on the hill now known as the Hill of the Nativity, probably dedicated to Laḫmu. The temple, and subsequently the town that formed around it, was then known as Beit Lahama, "House (Temple) of Lahmu". By 1200 BC, the area of Bethlehem, as well as much of the region, was conquered by the Philistines, which led the region to be known to the Greeks as "Philistia", later corrupted to "Palestine".
A burial ground discovered in spring 2013, and surveyed in 2015 by a joint Italian–Palestinian team found that the necropolis covered 3 hectares (more than 7 acres) and originally contained more than 100 tombs in use between roughly 2200 BCE and 650 BCE. The archaeologists were able to identify at least 30 tombs.
Israelite and Judean period
Archaeological confirmation of Bethlehem as a city in the Kingdom of Judah was uncovered in 2012 at the archaeological dig at the City of David in the form of a bulla (seal impression in dried clay) in ancient Hebrew script that reads "From the town of Bethlehem to the King." According to the excavators, it was used to seal the string closing a shipment of grain, wine, or other goods sent as a tax payment in the 8th or 7th century BCE.
Biblical scholars believe Bethlehem, located in the "hill country" of Judea, may be the same as the Biblical Ephrath, which means "fertile", as there is a reference to it in the Book of Micah as Bethlehem Ephratah. The Hebrew Bible also calls it Beth-Lehem Judah, and the New Testament describes it as the "City of David". It is first mentioned in the Bible as the place where the matriarch Rachel died and was buried "by the wayside" (). Rachel's Tomb, the traditional grave site, stands at the entrance to Bethlehem. According to the Book of Ruth, the valley to the east is where Ruth of Moab gleaned the fields and returned to town with Naomi. In the Books of Samuel, Bethlehem is mentioned as the home of Jesse, father of King David of Israel, and the site of David's anointment by the prophet Samuel. It was from the well of Bethlehem that three of his warriors brought him water when he was hiding in the cave of Adullam.
Writing in the 4th century, the Pilgrim of Bordeaux reported that the sepulchers of David, Ezekiel, Asaph, Job, Jesse, and Solomon were located near Bethlehem. There has been no corroboration of this.
Classical period
The Gospel of Matthew Matthew 1:18–2:23 and the Gospel of Luke Luke 2:1–39 represent Jesus as having been born in Bethlehem. Modern scholars, however, regard the two accounts as contradictory and the Gospel of Mark, the earliest gospel, mentions nothing about Jesus having been born in Bethlehem, saying only that he came from Nazareth. Current scholars are divided on the actual birthplace of Jesus: some believe he was actually born in Nazareth, while others still hold that he was born in Bethlehem.
Nonetheless, the tradition that Jesus was born in Bethlehem was prominent in the early church. In around 155, the apologist Justin Martyr recommended that those who doubted Jesus was really born in Bethlehem could go there and visit the very cave where he was supposed to have been born. The same cave is also referenced by the apocryphal Gospel of James and the fourth-century church historian Eusebius. After the Bar Kokhba revolt ( 132–136 CE) was crushed, the Roman emperor Hadrian converted the Christian site above the Grotto into a shrine dedicated to the Greek god Adonis, to honour his favourite, the Greek youth Antinous.
In around 395 CE, the Church Father Jerome wrote in a letter: "Bethlehem... belonging now to us... was overshadowed by a grove of Tammuz, that is to say, Adonis, and in the cave where once the infant Christ cried, the lover of Venus was lamented." Many scholars have taken this letter as evidence that the cave of the nativity over which the Church of the Nativity was later built had at one point been a shrine to the ancient Near Eastern fertility god Tammuz. Eusebius, however, mentions nothing about the cave having been associated with Tammuz and there are no other Patristic sources that suggest Tammuz had a shrine in Bethlehem. Peter Welten has argued that the cave was never dedicated to Tammuz and that Jerome misinterpreted Christian mourning over the Massacre of the Innocents as a pagan ritual over Tammuz's death. Joan E. Taylor has countered this contention by arguing that Jerome, as an educated man, could not have been so naïve as to mistake Christian mourning over the Massacre of the Innocents as a pagan ritual for Tammuz.
In 326–328, the empress Helena, consort of the emperor Constantius Chlorus, and mother of the emperor Constantine the Great, made a pilgrimage to Syra-Palaestina, in the course of which she visited the ruins of Bethlehem. The Church of the Nativity was built at her initiative over the cave where Jesus was purported to have been born. During the Samaritan revolt of 529, Bethlehem was sacked and its walls and the Church of the Nativity destroyed; they were rebuilt on the orders of the Emperor Justinian I. In 614, the Persian Sassanid Empire, supported by Jewish rebels, invaded Palestina Prima and captured Bethlehem. A story recounted in later sources holds that they refrained from destroying the church on seeing the magi depicted in Persian clothing in a mosaic.
Middle Ages
In 637, shortly after Jerusalem was captured by the Muslim armies, 'Umar ibn al-Khattāb, the second Caliph, promised that the Church of the Nativity would be preserved for Christian use. A mosque dedicated to Umar was built upon the place in the city where he prayed, next to the church. Bethlehem then passed through the control of the Islamic caliphates of the Umayyads in the 8th century, then the Abbasids in the 9th century. A Persian geographer recorded in the mid-9th century that a well preserved and much venerated church existed in the town. In 985, the Arab geographer al-Muqaddasi visited Bethlehem, and referred to its church as the "Basilica of Constantine, the equal of which does not exist anywhere in the country-round." In 1009, during the reign of the sixth Fatimid Caliph, al-Hakim bi-Amr Allah, the Church of the Nativity was ordered to be demolished, but was spared by local Muslims, because they had been permitted to worship in the structure's southern transept.
In 1099, Bethlehem was captured by the Crusaders, who fortified it and built a new monastery and cloister on the north side of the Church of the Nativity. The Greek Orthodox clergy were removed from their sees and replaced with Latin clerics. Up until that point the official Christian presence in the region was Greek Orthodox. On Christmas Day 1100, Baldwin I, first king of the Frankish Kingdom of Jerusalem, was crowned in Bethlehem, and that year a Latin episcopate was also established in the town.
In 1187, Saladin, the Sultan of Egypt and Syria who led the Muslim Ayyubids, captured Bethlehem from the Crusaders. The Latin clerics were forced to leave, allowing the Greek Orthodox clergy to return. Saladin agreed to the return of two Latin priests and two deacons in 1192. However, Bethlehem suffered from the loss of the pilgrim trade, as there was a sharp decrease of European pilgrims. William IV, Count of Nevers had promised the Christian bishops of Bethlehem that if Bethlehem should fall under Muslim control, he would welcome them in the small town of Clamecy in present-day Burgundy, France. As a result, the Bishop of Bethlehem duly took up residence in the hospital of Panthenor, Clamecy, in 1223. Clamecy remained the continuous 'in partibus infidelium' seat of the Bishopric of Bethlehem for almost 600 years, until the French Revolution in 1789.
Bethlehem, along with Jerusalem, Nazareth, and Sidon, was briefly ceded to the Crusader Kingdom of Jerusalem by a treaty between Holy Roman Emperor Frederick II and Ayyubid Sultan al-Kamil in 1229, in return for a ten-year truce between the Ayyubids and the Crusaders. The treaty expired in 1239, and Bethlehem was recaptured by the Muslims in 1244. In 1250, with the coming to power of the Mamluks under Rukn al-Din Baibars, tolerance of Christianity declined. Members of the clergy left the city, and in 1263 the town walls were demolished. The Latin clergy returned to Bethlehem the following century, establishing themselves in the monastery adjoining the Basilica of the Nativity. The Greek Orthodox were given control of the basilica and shared control of the Milk Grotto with the Latins and the Armenians.
Ottoman era
From 1517, during the years of Ottoman control, custody of the Basilica was bitterly disputed between the Catholic and Greek Orthodox churches. By the end of the 16th century, Bethlehem had become one of the largest villages in the District of Jerusalem, and was subdivided into seven quarters. The Basbus family served as the heads of Bethlehem among other leaders during this period. The Ottoman tax record and census from 1596 indicates that Bethlehem had a population of 1,435, making it the 13th largest village in Palestine at the time. Its total revenue amounted to 30,000 akce.
Bethlehem paid taxes on wheat, barley and grapes. The Muslims and Christians were organized into separate communities, each having its own leader. Five leaders represented the village in the mid-16th century, three of whom were Muslims. Ottoman tax records suggest that the Christian population was slightly more prosperous or grew more grain than grapes (the former being a more valuable commodity).
From 1831 to 1841, Palestine was under the rule of the Muhammad Ali Dynasty of Egypt. During this period, the town suffered an earthquake as well as the destruction of the Muslim quarter in 1834 by Egyptian troops, apparently as a reprisal for the murder of a favored loyalist of Ibrahim Pasha. In 1841, Bethlehem came under Ottoman rule once again and remained so until the end of World War I. Under the Ottomans, Bethlehem's inhabitants faced unemployment, compulsory military service, and heavy taxes, resulting in mass emigration, particularly to South America. An American missionary in the 1850s reported a population of under 4,000, nearly all of whom belonged to the Greek Church. He also noted that a lack of water limited the town's growth.
Socin found from an official Ottoman village list from about 1870 that Bethlehem had a population of 179 Muslims in 59 houses, 979 "Latins" in 256 houses, 824 "Greeks" in 213 houses, and 41 Armenians in 11 houses, a total of 539 houses. The population count only included men. Hartmann found that Bethlehem had 520 houses.
Modern era
Bethlehem was administered by the British Mandate from 1920 to 1948. In the United Nations General Assembly's 1947 resolution to partition Palestine, Bethlehem was included in the international enclave of Jerusalem to be administered by the United Nations. Jordan captured the city during the 1948 Arab–Israeli War. Many refugees from areas captured by Israeli forces in 1947–48 fled to the Bethlehem area, primarily settling in what became the official refugee camps of 'Azza (Beit Jibrin) and 'Aida in the north and Dheisheh in the south. The influx of refugees significantly transformed Bethlehem's Christian majority into a Muslim one.
Jordan retained control of the city until the Six-Day War in 1967, when Bethlehem was captured by Israel, along with the rest of the West Bank. Following the Six-Day War, Israel took control of the city.
During the early months of First Intifada, on 5 May 1989, Milad Anton Shahin, aged 12, was shot dead by Israeli soldiers. Replying to a Member of Knesset in August 1990 Defence Minister Yitzak Rabin stated that a group of reservists in an observation post had come under attack by stone throwers. The commander of the post, a senior non-commissioned officer, fired two plastic bullets in deviation of operational rules. No evidence was found that this caused the boy's death. The officer was found guilty of illegal use of a weapon and sentenced to 5 months imprisonment, two of them actually in prison doing public service. He was also demoted.
On December 21, 1995, Israeli troops withdrew from Bethlehem, and three days later the city came under the administration and military control of the Palestinian National Authority in accordance with the Interim Agreement on the West Bank and the Gaza Strip. During the Second Palestinian Intifada in 2000–2005, Bethlehem's infrastructure and tourism industry were damaged. In 2002, it was a primary combat zone in Operation Defensive Shield, a major military counteroffensive by the Israeli Defense Forces (IDF). The IDF besieged the Church of the Nativity, where dozens of Palestinian militants had sought refuge. The siege lasted 39 days. Several militants were killed. It ended with an agreement to exile 13 of the militants to foreign countries.
Today, the city is surrounded by two bypass roads for Israeli settlers, leaving the inhabitants squeezed between thirty-seven Jewish enclaves, where a quarter of all West Bank settlers, roughly 170,000, live; the gap between the two roads is closed by the 8-metre high Israeli West Bank barrier, which cuts Bethlehem off from its sister city Jerusalem.
Christian families that have lived in Bethlehem for hundreds of years are being forced to leave as land in Bethlehem is seized, and homes bulldozed, for construction of thousands of new Israeli homes. Land seizures for Israeli settlements have also prevented construction of a new hospital for the inhabitants of Bethlehem, as well as the barrier separating dozens of Palestinian families from their farmland and Christian communities from their places of worship.
Geography
Bethlehem is located at an elevation of about above sea level, higher than nearby Jerusalem. Bethlehem is situated on the Judean Mountains.
The city is located northeast of Gaza City and the Mediterranean Sea, west of Amman, Jordan, southeast of Tel Aviv, Israel and south of Jerusalem. Nearby cities and towns include Beit Safafa and Jerusalem to the north, Beit Jala to the northwest, Husan to the west, al-Khadr and Artas to the southwest, and Beit Sahour to the east. Beit Jala and the latter form an agglomeration with Bethlehem. The Aida and Azza refugee camps are located within the city limits.
In the center of Bethlehem is its old city. The old city consists of eight quarters, laid out in a mosaic style, forming the area around the Manger Square. The quarters include the Christian an-Najajreh, al-Farahiyeh, al-Anatreh, al-Tarajmeh, al-Qawawsa and Hreizat quarters and al-Fawaghreh—the only Muslim quarter. Most of the Christian quarters are named after the Arab Ghassanid clans that settled there. Al-Qawawsa Quarter was formed by Arab Christian emigrants from the nearby town of Tuqu' in the 18th century. There is also a Syriac quarter outside of the old city, whose inhabitants originate from Midyat and Ma'asarte in Turkey. The total population of the old city is about 5,000.
Climate
Bethlehem has a Mediterranean climate (Köppen climate classification: Csa), with hot and dry summers and mild, wetter winters. Winter temperatures (mid-December to mid-March) can be cool and rainy. January is the coldest month, with temperatures ranging from 1 to 13 degree Celsius (33–55 °F). From May through September, the weather is warm and sunny. August is the hottest month, with a high of 30 degrees Celsius (86 °F). Bethlehem receives an average of of rainfall annually, 70% between November and January.
Bethlehem's average annual relative humidity is 60% and reaches its highest rates between January and February. Humidity levels are at their lowest in May. Night dew may occur in up to 180 days per year. The city is influenced by the Mediterranean Sea breeze that occurs around mid-day. However, Bethlehem is affected also by annual waves of hot, dry, sandy and dust Khamaseen winds from the Arabian Desert, during April, May and mid-June.
Demographics
Population
According to Ottoman tax records, Christians made up roughly 60% of the population in the early 16th century, while the Christian and Muslim population became equal by the mid-16th century. However, there were no Muslim inhabitants counted by the end of the century, with a recorded population of 287 adult male tax-payers. Christians, like all non-Muslims throughout the Ottoman Empire, were required to pay the jizya tax. In 1867, an American visitor describes the town as having a population of 3,000 to 4,000; of whom about 100 were Protestants, 300 were Muslims and "the remainder belonging to the Latin and Greek Churches with a few Armenians." Another report from the same year puts the Christian population at 3,000, with an additional 50 Muslims. An 1885 source put the population at approximately 6,000 of "principally Christians, Latins and Greeks" with no Jewish inhabitants.
The census of 1922 lists Bethlehem as having 6,658 residents (5,838 Christians, 818 Muslims, and two Jews), increasing in 1931 to 6,804 (5,588 Christians, 1,219 Muslims, five with no religion, and two Jews) with 506 in the suburbs (251 Muslims, 216 Christians, and 39 Jews).
In 1948, the religious makeup of the city was 85% Christian, mostly of the Greek Orthodox and Roman Catholic denominations, and 13% Muslim. In the 1967 census taken by Israel authorities, the town of Bethlehem proper numbered 14,439 inhabitants, its 7,790 Muslim inhabitants represented 53.9% of the population, while the Christians of various denominations numbered 6,231 or 46.1%.
In the PCBS's 1997 census, the city had a population of 21,670, including a total of 6,570 refugees, accounting for 30.3% of the city's population. In 1997, the age distribution of Bethlehem's inhabitants was 27.4% under the age of 10, 20% from 10 to 19, 17.3% from 20 to 29, 17.7% from 30 to 44, 12.1% from 45 to 64 and 5.3% above the age of 65. There were 11,079 males and 10,594 females. In the 2007 PCBS census, Bethlehem had a population of 25,266, of which 12,753 were males and 12,513 were females. There were 6,709 housing units, of which 5,211 were households. The average household consisted of 4.8 family members. By 2017, the population was 28,591.
Christian population
After the Muslim conquest of the Levant in the 630s, the local Christians were Arabized even though large numbers were ethnically Arabs of the Ghassanid clans. Bethlehem's two largest Arab Christian clans trace their ancestry to the Ghassanids, including al-Farahiyyah and an-Najajreh. The former have descended from the Ghassanids who migrated from Yemen and from the Wadi Musa area in present-day Jordan and an-Najajreh descend from Najran. Another Bethlehem clan, al-Anatreh, also trace their ancestry to the Ghassanids.
The percentage of Christians in the town has been in a steady decline since the mid-twentieth century. In 1947, Christians made up 85% of the population, but by 1998, the figure had declined to 40%. In 2005, the mayor of Bethlehem, Victor Batarseh, explained that "due to the stress, either physical or psychological, and the bad economic situation, many people are emigrating, either Christians or Muslims, but it is more apparent among Christians, because they already are a minority." The Palestinian Authority is officially committed to equality for Christians, although there have been incidents of violence against them by the Preventive Security Service and militant factions. In 2006, the Palestinian Centre for Research and Cultural Dialogue conducted a poll among the city's Christians according to which 90% said they had had Muslim friends, 73.3% agreed that the PNA treated Christian heritage in the city with respect and 78% attributed the exodus of Christians to the Israeli blockade. The only mosque in the Old City is the Mosque of Omar, located in the Manger Square. By 2016, the Christian population of Bethlehem had declined to only 16%.
A study by Pew Research Center concluded that the decline in the Arab Christian population of the area was partially a result of a lower birth rate among Christians than among Muslims, but also partially due to the fact that Christians were more likely to emigrate from the region than any other religious group. Amon Ramnon, a researcher at the Jerusalem Institute for Policy Research, stated that the reason why more Christians were emigrating than Muslims is because it is easier for Arab Christians to integrate into western communities than for Arab Muslims, since many of them attend church-affiliated schools, where they are taught European languages. A higher percentage of Christians in the region are urban-dwellers, which also makes it easier for them to emigrate and assimilate into western populations. A statistical analysis of the Christian exodus cited lack of economic and educational opportunity, especially due to the Christians' middle-class status and higher education. Since the Second Intifada, 10% of the Christian population have left the city. However, it is likely that there are many other factors, most of which are shared with the Palestinian population as a whole.
Economy
Shopping is a major attraction, especially during the Christmas season. The city's main streets and old markets are lined with shops selling Palestinian handicrafts, Middle Eastern spices, jewelry and oriental sweets such as baklawa. Olive wood carvings are the item most purchased by tourists visiting Bethlehem. Religious handicrafts include ornaments handmade from mother-of-pearl, as well as olive wood statues, boxes, and crosses. Other industries include stone and marble-cutting, textiles, furniture and furnishings. Bethlehem factories also produce paints, plastics, synthetic rubber, pharmaceuticals, construction materials and food products, mainly pasta and confectionery.
Cremisan Wine, founded in 1885, is a winery run by monks in the Monastery of Cremisan. The grapes are grown mainly in the al-Khader district. In 2007, the monastery's wine production was around 700,000 liters per year.
In 2008, Bethlehem hosted the largest economic conference to date in the Palestinian territories. It was initiated by Palestinian Prime Minister and former Finance Minister Salam Fayyad to convince more than a thousand businessmen, bankers and government officials from throughout the Middle East to invest in the West Bank and Gaza Strip. A total of 1.4 billion US dollars was secured for business investments in the Palestinian territories.
Tourism
Tourism is Bethlehem's main industry. Unlike other Palestinian localities prior to 2000, the majority of the employed residents did not have jobs in Israel. More than 20% of the working population is employed in the industry. Tourism accounts for approximately 65% of the city's economy and 11% of the Palestinian National Authority. The city has more than two million visitors every year. Tourism in Bethlehem ground to a halt for over a decade after the Second Intifada, but gradually began to pick back up in the early 2010s.
The Church of the Nativity is one of Bethlehem's major tourist attractions and a magnet for Christian pilgrims. It stands in the center of the city — a part of the Manger Square — over a grotto or cave called the Holy Crypt, where Jesus is believed to have been born. Nearby is the Milk Grotto where the Holy Family took refuge on their Flight to Egypt and next door is the cave where St. Jerome spent thirty years creating the Vulgate, the dominant Latin version of the Bible until the Reformation.
There are over thirty hotels in Bethlehem. Jacir Palace, built in 1910 near the church, is one of Bethlehem's most successful hotels and its oldest. It was closed down in 2000 due to the Israeli-Palestinian conflict, but reopened in 2005 as the Jacir Palace InterContinental at Bethlehem.
Religious significance and commemoration
Birthplace of Jesus
In the New Testament, the Gospel of Luke says that Jesus' parents traveled from Nazareth to Bethlehem, where Jesus was born. The Gospel of Matthew mentions Bethlehem as the place of birth, and adds that King Herod was told that a 'King of the Jews' had been born in the town, prompting Herod to order the killing of all the boys who were two years old or under in the town and surrounding area. Joseph, warned of Herod's impending action by an angel of the Lord, decided to flee to Egypt with his family and then later settled in Nazareth after Herod's death.
Early Christian traditions describe Jesus as being born in Bethlehem: in one account, a verse in the Book of Micah is interpreted as a prophecy that the Messiah would be born there. The second century Christian apologist Justin Martyr stated in his Dialogue with Trypho (written c. 155–161) that the Holy Family had taken refuge in a cave outside of the town and then placed Jesus in a manger. Origen of Alexandria, writing around the year 247, referred to a cave in the town of Bethlehem which local people believed was the birthplace of Jesus. This cave was possibly one which had previously been a site of the cult of Tammuz. The Gospel of Mark and the Gospel of John do not include a nativity narrative, but refer to him only as being from Nazareth. In a 2005 article in Archaeology magazine, archaeologist Aviram Oshri points to an absence of evidence for the settlement of Bethlehem near Jerusalem at the time when Jesus was born, and postulates that Jesus was born in Bethlehem of Galilee. In a 2011 article in Biblical Archaeology Review magazine, Jerome Murphy-O'Connor argues for the traditional position that Jesus was born in Bethlehem near Jerusalem.
Christmas celebrations
Christmas rites are held in Bethlehem on three different dates: December 25 is the traditional date by the Roman Catholic and Protestant denominations, but Greek, Coptic and Syrian Orthodox Christians celebrate Christmas on January 6 and Armenian Orthodox Christians on January 19. Most Christmas processions pass through Manger Square, the plaza outside the Basilica of the Nativity. Roman Catholic services take place in St. Catherine's Church and Protestants often hold services at Shepherds' Fields.
Other religious festivals
Bethlehem celebrates festivals related to saints and prophets associated with Palestinian folklore. One such festival is the annual Feast of Saint George (al-Khadr) on May 5–6. During the celebrations, Greek Orthodox Christians from the city march in procession to the nearby town of al-Khader to baptize newborns in the waters around the Monastery of St. George and sacrifice a sheep in ritual. The Feast of St. Elijah is commemorated by a procession to Mar Elias, a Greek Orthodox monastery north of Bethlehem.
Culture
Embroidery
The women embroiderers of Bethlehem were known for their bridalwear. Bethlehem embroidery was renowned for its "strong overall effect of colors and metallic brilliance." Less formal dresses were made of indigo fabric with a sleeveless coat (bisht) from locally woven wool worn over top. Dresses for special occasions were made of striped silk with winged sleeves with a short taqsireh jacket known as the Bethlehem jacket. The taqsireh was made of velvet or broadcloth, usually with heavy embroidery.
Bethlehem work was unique in its use of couched gold or silver cord, or silk cord onto the silk, wool, felt or velvet used for the garment, to create stylized floral patterns with free or rounded lines. This technique was used for "royal" wedding dresses (thob malak), taqsirehs and the shatwehs worn by married women. It has been traced by some to Byzantium, and by others to the formal costumes of the Ottoman Empire's elite. As a Christian village, local women were also exposed to the detailing on church vestments with their heavy embroidery and silver brocade.
Mother-of-pearl carving
The art of mother-of-pearl carving is said to have been a Bethlehem tradition since the 15th century when it was introduced by Franciscan friars from Italy. A constant stream of pilgrims generated a demand for these items, which also provided jobs for women. The industry was noted by Richard Pococke, who visited Bethlehem in 1727.
Cultural centers and museums
Bethlehem is home to the Palestinian Heritage Center, established in 1991. The center aims to preserve and promote Palestinian embroidery, art and folklore. The International Center of Bethlehem is another cultural center that concentrates primarily on the culture of Bethlehem. It provides language and guide training, woman's studies and arts and crafts displays, and training.
The Bethlehem branch of the Edward Said National Conservatory of Music has about 500 students. Its primary goals are to teach children music, train teachers for other schools, sponsor music research, and the study of Palestinian folklore music.
Bethlehem has four museums: The Crib of the Nativity Theatre and Museum offers visitors 31 three-dimensional models depicting the significant stages of the life of Jesus. Its theater presents a 20-minute animated show. The Badd Giacaman Museum, located in the Old City of Bethlehem, dates back to the 18th century and is primarily dedicated to the history and process of olive oil production. Baituna al-Talhami Museum, established in 1972, contains displays of Bethlehem culture. The International Museum of Nativity was built by United Nations Educational, Scientific and Cultural Organization (UNESCO) to exhibit "high artistic quality in an evocative atmosphere".
Local government
Bethlehem is the muhfaza (seat) or district capital of the Bethlehem Governorate.
Bethlehem held its first municipal elections in 1876, after the mukhtars ("heads") of the quarters of Bethlehem's Old City (excluding the Syriac Quarter) made the decision to elect a local council of seven members to represent each clan in the town. A Basic Law was established so that if the victor for mayor was a Catholic, his deputy should be of the Greek Orthodox community.
Throughout, Bethlehem's rule by the British and Jordan, the Syriac Quarter was allowed to participate in the election, as were the Ta'amrah Bedouins and Palestinian refugees, hence ratifying the number of municipal members in the council to 11. In 1976, an amendment was passed to allow women to vote and become council members and later the voting age was increased from 21 to 25.
There are several branches of political parties on the council, including Communist, Islamist, and secular. The leftist factions of the Palestine Liberation Organization (PLO) such as the Popular Front for the Liberation of Palestine (PFLP) and the Palestinian People's Party (PPP) usually dominate the reserved seats. Hamas gained the majority of the open seats in the 2005 Palestinian municipal elections.
Mayors
In the October 2012 municipal elections, Fatah member Vera Baboun won, becoming the first female mayor of Bethlehem.
Education
According to the Palestinian Central Bureau of Statistics (PCBS), in 1997, approximately 84% of Bethlehem's population over the age of 10 was literate. Of the city's population, 10,414 were enrolled in schools (4,015 in primary school, 3,578 in secondary and 2,821 in high school). About 14.1% of high school students received diplomas. There were 135 schools in the Bethlehem Governorate in 2006; 100 run the Education Ministry of the Palestinian National Authority, seven by the United Nations Relief and Works Agency (UNRWA) and 28 were private.
Bethlehem is home to Bethlehem University, a Catholic Christian co-educational institution of higher learning founded in 1973 in the Lasallian tradition, open to students of all faiths. Bethlehem University is the first university established in the West Bank, and can trace its roots to 1893 when the De La Salle Christian Brothers opened schools throughout Palestine and Egypt.
Transportation
Bethlehem has three bus stations owned by private companies which offer service to Jerusalem, Beit Jala, Beit Sahour, Hebron, Nahalin, Battir, al-Khader, al-Ubeidiya and Beit Fajjar. There are two taxi stations that make trips to Beit Sahour, Beit Jala, Jerusalem, Tuqu' and Herodium. There are also two car rental departments: Murad and 'Orabi. Buses and taxis with West Bank licenses are not allowed to enter Israel, including Jerusalem, without a permit.
The Israeli construction of the West Bank barrier has affected Bethlehem politically, socially, and economically. The barrier is located along the northern side of the town's built-up area, within distance of houses in the Aida refugee camp on one side, and the Jerusalem municipality on the other. Most entrances and exits from the Bethlehem agglomeration to the rest of the West Bank are currently subjected to Israeli checkpoints and roadblocks. The level of access varies based on Israeli security directives. Travel for Bethlehem's Palestinian residents from the West Bank into Jerusalem is regulated by a permit-system. Palestinians require a permit to enter the Jewish holy site of Rachel's Tomb. Israeli citizens are barred from entering Bethlehem and the nearby biblical Solomon's Pools.
Twin towns – sister cities
Bethlehem is twinned with:
Abu Dhabi, U.A.E.
Assisi, Italy
Athens, Greece
Barranquilla, Colombia
Brescia, Italy
Burlington, USA
Capri, Italy
Catanzaro, Italy
Chartres, France
Chivasso, Italy
Civitavecchia, Italy
Cologne, Germany
Concepción, Chile
Cori, Italy
Creil, France
Cusco, Peru
Częstochowa, Poland
Dakhla, Western Sahara
Este, Italy
Faggiano, Italy
Florence, Italy
Gallipoli, Italy
Għajnsielem, Malta
Glasgow, Scotland, U.K.
Greccio, Italy
Grenoble, France
Lourdes, France
Monterrey, Mexico
Montevarchi, Italy
Montpellier, France
Natal, Brazil
Pratovecchio Stia, Italy
Saint Petersburg, Russia
Sarpsborg, Norway
Steyr, Austria
Villa Alemana, Chile
Zaragoza, Spain
See also
Bethlehem of Galilee
Bethlehem, Pennsylvania
Bethlehem, Wales
Star of Bethlehem
Notes
References
Bibliography
Sawsan & Shomali, Q., Bethlehem 2000. A Guide to Bethlehem and it Surroundings. Waldbrol, Flamm Druck Wagener GMBH, 1997.
External links
Pastor's Vision to put Christ back in Bethlehem during Christmas
Bethlehem Municipality
Welcome To The City of Bethlehem
Bethlehem Peace Center
Franciscan Custody of the Holy Land website – pages on Bethlehem
Bible Land Library*
Open Bethlehem civil society project
Bethlehem: Muslim-Christian living together
Photo: Christmas in Bethlehem, 2008
Photo Gallery of Bethlehem from 2007
Bethlehem Fair Trade Artisans
Bethlehem University
Bethlehem City (Fact Sheet), Applied Research Institute–Jerusalem, ARIJ
Bethlehem City Profile, ARIJ
Bethlehem aerial photo, ARIJ
The priorities and needs for development in Bethlehem city based on the community and local authorities' assessment, ARIJ
Palestinian Christian communities
Cities in the West Bank
Holy cities
New Testament cities
Torah cities
Historic Jewish communities
David
Books of Samuel
Nativity of Jesus in the New Testament
Municipalities of the State of Palestine
Christian holy places |
4314 | https://en.wikipedia.org/wiki/Black%20Sabbath | Black Sabbath | Black Sabbath were an English rock band formed in Birmingham in 1968 by guitarist Tony Iommi, drummer Bill Ward, bassist Geezer Butler and vocalist Ozzy Osbourne. They are often cited as pioneers of heavy metal music. The band helped define the genre with releases such as Black Sabbath (1970), Paranoid (1970) and Master of Reality (1971). The band had multiple line-up changes following Osbourne's departure in 1979, with Iommi being the only constant member throughout their history.
After previous iterations of the group – the Polka Tulk Blues Band and Earth – the band settled on the name Black Sabbath in 1969. They distinguished themselves through occult themes with horror-inspired lyrics and down-tuned guitars. Signing to Philips Records in November 1969, they released their first single, "Evil Woman", in January 1970, and their debut album, Black Sabbath, was released the following month. Though it received a negative critical response, the album was a commercial success, leading to a follow-up record, Paranoid, later that year. The band's popularity grew, and by 1973's Sabbath Bloody Sabbath, critics were starting to respond favourably. This album, along with its predecessor Vol. 4 (1972) and its successors Sabotage (1975), Technical Ecstasy (1976) and Never Say Die! (1978), saw the band explore more experimental and progressive styles.
Osbourne's excessive substance abuse led to his firing in 1979. He was replaced by former Rainbow vocalist Ronnie James Dio. Sabbath recorded three albums with Dio, Heaven and Hell (1980), Mob Rules (1981) and the live album Live Evil (1982), with the last two featuring drummer Vinny Appice replacing Ward. Following Dio and Appice's departures, Butler and Iommi recorded Born Again (1983) with Deep Purple vocalist Ian Gillan and Ward returning on drums, while Electric Light Orchestra drummer Bev Bevan replaced Ward on the subsequent tour. Black Sabbath split in 1984, with Iommi assembling a new version of the band the following year. For the next twelve years, the band endured many personnel changes that included vocalists Glenn Hughes, Ray Gillen and Tony Martin, as well as several drummers and bassists. Martin, who replaced Gillen in 1987, was the second-longest serving vocalist after Osbourne and recorded three albums with Black Sabbath before his dismissal in 1991. That same year, Iommi rejoined with Butler, Dio and Appice to record Dehumanizer (1992). After two more studio albums with Martin, who returned to replace Dio in 1993, the band's original line-up reunited in 1997 and released a live album, Reunion, the following year; they continued to tour occasionally until 2005. Other than various back catalogue reissues and compilation albums, as well as the Mob Rules-era line-up reuniting as Heaven & Hell, there was no further activity under the Black Sabbath name until 2011 with the release of their final studio album and 19th overall, 13, in 2013, which features all of the original members except Ward. During their farewell tour, the band played their final concert in their home city of Birmingham on 4 February 2017. Occasional partial reunions have happened since, most recently when Osbourne and Iommi performed together at the closing ceremony of the 2022 Commonwealth Games in Birmingham.
Black Sabbath have sold over 70 million records worldwide as of 2013, making them one of the most commercially successful heavy metal bands. Black Sabbath, together with Deep Purple and Led Zeppelin, have been referred to as the "unholy trinity of British hard rock and heavy metal in the early to mid-seventies". They were ranked by MTV as the "Greatest Metal Band of All Time" and placed second on VH1's "100 Greatest Artists of Hard Rock" list. Rolling Stone magazine ranked them number 85 on their "100 Greatest Artists of All Time". Black Sabbath were inducted into the UK Music Hall of Fame in 2005 and the Rock and Roll Hall of Fame in 2006. They have also won two Grammy Awards for Best Metal Performance, and in 2019 the band were presented a Grammy Lifetime Achievement Award.
History
1968–1969: Formation and early days
Following the break-up of their previous band, Mythology, in 1968, guitarist Tony Iommi and drummer Bill Ward sought to form a heavy blues rock band in Aston, Birmingham. They enlisted bassist Geezer Butler and vocalist Ozzy Osbourne, who had played together in a band called Rare Breed, Osbourne having placed an advertisement in a local music shop: "OZZY ZIG Needs Gig – has own PA". The new group was initially named the Polka Tulk Blues Band, the name taken either from a brand of talcum powder or an Indian/Pakistani clothing shop; the exact origin is confused. The Polka Tulk Blues Band included slide guitarist Jimmy Phillips, a childhood friend of Osbourne's, and saxophonist Alan "Aker" Clarke. After shortening the name to Polka Tulk, the band again changed their name to Earth (which Osbourne hated) and continued as a four-piece without Phillips and Clarke. Iommi became concerned that Phillips and Clarke lacked the necessary dedication and were not taking the band seriously. Rather than asking them to leave, they instead decided to break up and then quietly reformed the band as a four-piece. While the band was performing under the Earth moniker, they recorded several demos written by Norman Haines such as "The Rebel", "When I Came Down" and "Song for Jim", the latter of which being a reference to Jim Simpson, who was a manager for the bands Bakerloo Blues Line and Tea & Symphony, as well as the trumpet player for the group Locomotive. Simpson had recently started a new club named Henry's Blueshouse at The Crown Hotel in Birmingham and offered to let Earth play there after they agreed to waive the usual support band fee in return for free T-shirts. The audience response was positive and Simpson agreed to manage Earth.
In December 1968, Iommi abruptly left Earth to join Jethro Tull. Although his stint with the band would be short-lived, Iommi made an appearance with Jethro Tull on The Rolling Stones Rock and Roll Circus TV show. Unsatisfied with the direction of Jethro Tull, Iommi returned to Earth by the end of the month. "It just wasn't right, so I left", Iommi said. "At first I thought Tull were great, but I didn't much go for having a leader in the band, which was Ian Anderson's way. When I came back from Tull, I came back with a new attitude altogether. They taught me that to get on, you got to work for it."
While playing shows in England in 1969, the band discovered they were being mistaken for another English group named Earth, so they decided to change their name again (this name change would give rise to the well-known debate about the alleged aesthetic influence of Coven, which the British band always denied). A cinema across the street from the band's rehearsal room was showing the 1963 horror film Black Sabbath, starring Boris Karloff and directed by Mario Bava. While watching people line up to see the film, Butler noted that it was "strange that people spend so much money to see scary movies". Following that, Osbourne and Butler wrote the lyrics for a song called "Black Sabbath", which was inspired by the work of horror and adventure-story writer Dennis Wheatley, along with a vision that Butler had of a black silhouetted figure standing at the foot of his bed. Making use of the musical tritone, also known as "the Devil's Interval", the song's ominous sound and dark lyrics pushed the band in a darker direction, a stark contrast to the popular music of the late 1960s, which was dominated by flower power, folk music and hippie culture. Judas Priest frontman Rob Halford has called the track "probably the most evil song ever written". Inspired by the new sound, the band changed their name to Black Sabbath in August 1969, and made the decision to focus on writing similar material in an attempt to create the musical equivalent of horror films.
1969–1971: Black Sabbath and Paranoid
The band's first show as Black Sabbath took place on 30 August 1969 in Workington, England. They were signed to Philips Records in November 1969 and released their first single, "Evil Woman" (a cover of a song by the band Crow), which was recorded at Trident Studios through Philips subsidiary Fontana Records in January 1970. Later releases were handled by Philips' newly formed progressive rock label, Vertigo Records.
Black Sabbath's first major exposure came when the band appeared on John Peel's Top Gear radio show in 1969, performing "Black Sabbath", "N.I.B.", "Behind the Wall of Sleep" and "Sleeping Village" to a national audience in Great Britain shortly before recording of their first album commenced. Although the "Evil Woman" single failed to chart, the band were afforded two days of studio time in November to record their debut album with producer Rodger Bain. Iommi recalls recording live: "We thought, 'We have two days to do it, and one of the days is mixing.' So we played live. Ozzy was singing at the same time; we just put him in a separate booth and off we went. We never had a second run of most of the stuff".
Black Sabbath was released on Friday the 13th, February 1970, and reached number eight in the UK Albums Chart. Following its U.S. and Canadian release in May 1970 by Warner Bros. Records, the album reached number 23 on the Billboard 200, where it remained for over a year. The album was given negative reviews by many critics. Lester Bangs dismissed it in a Rolling Stone review as "discordant jams with bass and guitar reeling like velocitised speedfreaks all over each other's musical perimeters, yet never quite finding synch". It sold in substantial numbers despite being panned, giving the band their first mainstream exposure. It has since been certified Platinum in both U.S. by the Recording Industry Association of America (RIAA) and in the UK by British Phonographic Industry (BPI), and is now generally accepted as the first heavy metal album.
The band returned to the studio in June 1970, just four months after Black Sabbath was released. The new album was initially set to be named War Pigs after the song "War Pigs", which was critical of the Vietnam War; however, Warner changed the title of the album to Paranoid. The album's lead single, "Paranoid", was written in the studio at the last minute. Ward explains: "We didn't have enough songs for the album, and Tony just played the [Paranoid] guitar lick and that was it. It took twenty, twenty-five minutes from top to bottom." The single was released in September 1970 and reached number four on the UK Singles Chart, remaining Black Sabbath's only top 10 hit. The album followed in the UK in October 1970, where, pushed by the success of the "Paranoid" single, it reached number one on the UK Albums Chart.
The U.S. release was held off until January 1971, as the Black Sabbath album was still on the chart at the time of Paranoids UK release. The album reached No. 12 in the U.S. in March 1971, and would go on to sell four million copies in the U.S. with virtually no radio airplay. Like Black Sabbath, the album was panned by rock critics of the era, but modern-day reviewers such as AllMusic's Steve Huey cite Paranoid as "one of the greatest and most influential heavy metal albums of all time", which "defined the sound and style of heavy metal more than any other record in rock history". The album was ranked at number 131 on Rolling Stone magazine's list of The 500 Greatest Albums of All Time. Paranoids chart success allowed the band to tour the U.S. for the first time – their first U.S. show was at a club called Ungano's at 210 West 70th Street in New York City – and spawned the release of the album's second single, "Iron Man". Although the single failed to reach the top 40, it remains one of Black Sabbath's most popular songs, as well as the band's highest-charting U.S. single until 1998's "Psycho Man".
1971–1973: Master of Reality and Vol. 4
In February 1971, after a one-off performance at the Myponga Pop Festival in Australia, Black Sabbath returned to the studio to begin work on their third album. Following the chart success of Paranoid, the band were afforded more studio time, along with a "briefcase full of cash" to buy drugs. "We were getting into coke, big time", Ward explained. "Uppers, downers, Quaaludes, whatever you like. It got to the stage where you come up with ideas and forget them, because you were just so out of it."
Production completed in April 1971, and in July the band released Master of Reality, just six months after the U.S. release of Paranoid. The album reached the top 10 in the U.S. and the United Kingdom, and was certified Gold in less than two months, eventually receiving Platinum certification in the 1980s and Double Platinum in the early 21st century. It contained Sabbath's first acoustic songs, alongside fan favourites such as "Children of the Grave" and "Sweet Leaf". Critical response of the era was generally unfavourable, with Lester Bangs delivering an ambivalent review of Master of Reality in Rolling Stone, describing the closing "Children of the Grave" as "naïve, simplistic, repetitive, absolute doggerel – but in the tradition [of rock 'n' roll] ... The only criterion is excitement, and Black Sabbath's got it". (In 2003, Rolling Stone would place the album at number 300 on their 500 Greatest Albums of All Time list.)
Following the Master of Reality world tour in 1972, the band took their first break in three years. As Ward explained: "The band started to become very fatigued and very tired. We'd been on the road non-stop, year in and year out, constantly touring and recording. I think Master of Reality was kind of like the end of an era, the first three albums, and we decided to take our time with the next album."
In June 1972, the band reconvened in Los Angeles to begin work on their next album at the Record Plant. With more time in the studio, the album saw the band experimenting with new textures, such as strings, piano, orchestration and multi-part songs. Recording was plagued with problems, many as a result of substance abuse issues. Struggling to record the song "Cornucopia" after "sitting in the middle of the room, just doing drugs", Ward was nearly fired. "I hated the song, there were some patterns that were just ... horrible," the drummer said. "I nailed it in the end, but the reaction I got was the cold shoulder from everybody. It was like, 'Well, just go home; you're not being of any use right now.' I felt like I'd blown it, I was about to get fired". Butler thought that the end product "was very badly produced, as far as I was concerned. Our then-manager insisted on producing it, so he could claim production costs".
The album was originally titled Snowblind after the song of the same name, which deals with cocaine abuse. The record company changed the title at the last minute to Black Sabbath Vol. 4. Ward observed, "There was no Volume 1, 2 or 3, so it's a pretty stupid title, really". Vol. 4 was released in September 1972, and while critics were dismissive, it achieved Gold status in less than a month, and was the band's fourth consecutive release to sell a million in the U.S. "Tomorrow's Dream" was released as a single – the band's first since "Paranoid" – but failed to chart.
Following an extensive tour of the U.S., in 1973 the band travelled again to Australia, followed by a tour for the first time to New Zealand, before moving onto mainland Europe. "The band were definitely in their heyday", recalled Ward, "in the sense that nobody had burnt out quite yet".
1973–1976: Sabbath Bloody Sabbath and Sabotage
Following the Vol. 4 world tour, Black Sabbath returned to Los Angeles to begin work on their next release. Pleased with the Vol. 4 album, the band sought to recreate the recording atmosphere, and returned to the Record Plant studio in Los Angeles. With new musical innovations of the era, the band were surprised to find that the room they had used previously at the Record Plant was replaced by a "giant synthesiser". The band rented a house in Bel Air and began writing in the summer of 1973, but in part because of substance issues and fatigue, they were unable to complete any songs. "Ideas weren't coming out the way they were on Vol. 4, and we really got discontent", Iommi said. "Everybody was sitting there waiting for me to come up with something. I just couldn't think of anything. And if I didn't come up with anything, nobody would do anything".
After a month in Los Angeles with no results, the band opted to return to England. They rented Clearwell Castle in The Forest of Dean. "We rehearsed in the dungeons and it was really creepy, but it had some atmosphere, it conjured up things and stuff started coming out again". While working in the dungeon, Iommi stumbled onto the main riff of "Sabbath Bloody Sabbath", which set the tone for the new material. Recorded at Morgan Studios in London by Mike Butcher and building off the stylistic changes introduced on Vol. 4, new songs incorporated synthesisers, strings and complex arrangements. Yes keyboardist Rick Wakeman was brought in as a session player, appearing on "Sabbra Cadabra".
In November 1973, Black Sabbath began to receive positive reviews in the mainstream press after the release of Sabbath Bloody Sabbath, with Gordon Fletcher of Rolling Stone calling the album "an extraordinarily gripping affair" and "nothing less than a complete success". Later reviewers such as AllMusic's Eduardo Rivadavia cite the album as a "masterpiece, essential to any heavy metal collection", while also displaying "a newfound sense of finesse and maturity". The album marked the band's fifth consecutive Platinum-selling album in the U.S., reaching number four on the UK Albums Chart and number 11 in the U.S.
The band began a world tour in January 1974, which culminated at the California Jam festival in Ontario, California, on 6 April 1974. Attracting over 200,000 fans, Black Sabbath appeared alongside popular 1970s rock and pop bands Deep Purple, Eagles, Emerson, Lake & Palmer, Rare Earth, Seals & Crofts, Black Oak Arkansas and Earth, Wind & Fire. Portions of the show were telecast on ABC Television in the U.S., exposing the band to a wider American audience. In the same year, the band shifted management, signing with notorious English manager Don Arden. The move caused a contractual dispute with Black Sabbath's former management, and while on stage in the U.S., Osbourne was handed a subpoena that led to two years of litigation.
Black Sabbath began work on their sixth album in February 1975, again in England at Morgan Studios in Willesden, this time with a decisive vision to differ the sound from Sabbath, Bloody Sabbath. "We could've continued and gone on and on, getting more technical, using orchestras and everything else which we didn't particularly want to. We took a look at ourselves, and we wanted to do a rock album – Sabbath, Bloody Sabbath wasn't a rock album, really". Produced by Black Sabbath and Mike Butcher, Sabotage was released in July 1975. As with its precursor, the album initially saw favourable reviews, with Rolling Stone stating "Sabotage is not only Black Sabbath's best record since Paranoid, it might be their best ever", although later reviewers such as AllMusic noted that "the magical chemistry that made such albums as Paranoid and Volume 4 so special was beginning to disintegrate".
Sabotage reached the top 20 in both the U.S. and the United Kingdom, but was the band's first release not to achieve Platinum status in the U.S., only achieving Gold certification. Although the album's only single "Am I Going Insane (Radio)" failed to chart, Sabotage features fan favourites such as "Hole in the Sky" and "Symptom of the Universe". Black Sabbath toured in support of Sabotage with openers Kiss, but were forced to cut the tour short in November 1975, following a motorcycle accident in which Osbourne ruptured a muscle in his back. In December 1975, the band's record companies released a greatest hits album without input from the band, titled We Sold Our Soul for Rock 'n' Roll. The album charted throughout 1976, eventually selling two million copies in the U.S.
1976–1979: Technical Ecstasy, Never Say Die!, and Osbourne's departure
Black Sabbath began work for their next album at Criteria Studios in Miami, Florida, in June 1976. To expand their sound, the band added keyboard player Gerald Woodroffe, who also had appeared to a lesser extent on Sabotage. During the recording of Technical Ecstasy, Osbourne admits that he began losing interest in Black Sabbath and began to consider the possibility of working with other musicians. Recording of Technical Ecstasy was difficult; by the time the album was completed, Osbourne was admitted to Stafford County Asylum in Britain. It was released on 25 September 1976 to mixed reviews, and – for the first time – later music critics gave the album less favourable retrospective reviews; two decades after its release, AllMusic gave the album two stars, and noted that the band was "unravelling at an alarming rate". The album featured less of the doomy, ominous sound of previous efforts, and incorporated more synthesisers and uptempo rock songs. Technical Ecstasy failed to reach the top 50 in the U.S. and was the band's second consecutive release not to achieve Platinum status, although it was later certified Gold in 1997. The album included "Dirty Women", which remains a live staple, as well as Ward's first lead vocal on the song "It's Alright". Touring in support of Technical Ecstasy began in November 1976, with openers Boston and Ted Nugent in the U.S., and completed in Europe with AC/DC in April 1977.
In late 1977, while in rehearsal for their next album and just days before the band was set to enter the studio, Osbourne abruptly quit the band. Iommi called vocalist Dave Walker, a longtime friend of the band who had previously been a member of Fleetwood Mac and Savoy Brown, and informed him that Osbourne had left the band. Walker, who was at that time fronting a band called Mistress, flew to Birmingham from California in late 1977 to write material and rehearse with Black Sabbath. On 8 January 1978, Black Sabbath made their only live performance with Walker on vocals, playing an early version of the song "Junior's Eyes" on the BBC Television programme "Look! Hear!" Walker later recalled that, while in Birmingham, he had bumped into Osbourne in a pub and came to the conclusion that Osbourne was not fully committed to leaving Black Sabbath. "The last Sabbath albums were just very depressing for me", Osbourne said. "I was doing it for the sake of what we could get out of the record company, just to get fat on beer and put a record out." Walker has said that he wrote a lot of lyrics during his brief time in the band, but none of them were ever used. If any recordings of this version of the band other than the "Look! Hear!" footage still exist, Walker says that he is not aware of them.
Osbourne initially set out to form a solo project featuring former Dirty Tricks members John Frazer-Binnie, Terry Horbury and Andy Bierne. As the new band were in rehearsals in January 1978, Osbourne had a change of heart and rejoined Black Sabbath. "Three days before we were due to go into the studio, Ozzy wanted to come back to the band", Iommi explained. "He wouldn't sing any of the stuff we'd written with the other guy (Walker), so it made it very difficult. We went into the studio with basically no songs. We'd write in the morning so we could rehearse and record at night. It was so difficult, like a conveyor belt, because you couldn't get time to reflect on stuff. 'Is this right? Is this working properly?' It was very difficult for me to come up with the ideas and putting them together that quick".
The band spent five months at Sounds Interchange Studios in Toronto, Ontario, Canada, writing and recording what would become Never Say Die!. "It took quite a long time", Iommi said. "We were getting really drugged out, doing a lot of dope. We'd go down to the sessions, and have to pack up because we were too stoned, we'd have to stop. Nobody could get anything right, we were all over the place, everybody's playing a different thing. We'd go back and sleep it off, and try again the next day". The album was released in September 1978, reaching number 12 in the United Kingdom and number 69 in the U.S. Press response was unfavourable and did not improve over time, with Eduardo Rivadavia of AllMusic stating two decades after its release that the album's "unfocused songs perfectly reflected the band's tense personnel problems and drug abuse". The album featured the singles "Never Say Die" and "Hard Road", both of which cracked the top 40 in the United Kingdom. The band also made their second appearance on the BBC's Top of the Pops, performing "Never Say Die". It took nearly 20 years for the album to be certified Gold in the U.S.
Touring in support of Never Say Die! began in May 1978 with openers Van Halen. Reviewers called Black Sabbath's performance "tired and uninspired", a stark contrast to the "youthful" performance of Van Halen, who were touring the world for the first time. The band filmed a performance at the Hammersmith Odeon in June 1978, which was later released on DVD as Never Say Die. The final show of the tour – and Osbourne's last appearance with the band until later reunions – was in Albuquerque, New Mexico, on 11 December.
Following the tour, Black Sabbath returned to Los Angeles and again rented a house in Bel Air, where they spent nearly a year working on new material for the next album. The entire band were abusing both alcohol and other drugs, but Iommi says Osbourne "was on a totally different level altogether". The band would come up with new song ideas, but Osbourne showed little interest and would refuse to sing them. Pressure from the record label and frustrations with Osbourne's lack of input coming to a head, Iommi made the decision to fire Osbourne in 1979. Iommi believed the only options available were to fire Osbourne or break the band up completely. "At that time, Ozzy had come to an end", Iommi said. "We were all doing a lot of drugs, a lot of coke, a lot of everything, and Ozzy was getting drunk so much at the time. We were supposed to be rehearsing and nothing was happening. It was like, 'Rehearse today? No, we'll do it tomorrow.' It really got so bad that we didn't do anything. It just fizzled out". Ward, who was close with Osbourne, was chosen by Tony to break the news to the singer on 27 April 1979. "I hope I was professional, I might not have been, actually. When I'm drunk I am horrible, I am horrid", Ward said. "Alcohol was definitely one of the most damaging things to Black Sabbath. We were destined to destroy each other. The band were toxic, very toxic".
1979–1982: Dio joins, Heaven and Hell and Mob Rules
Sharon Arden (later Sharon Osbourne), daughter of Black Sabbath manager Don Arden, suggested former Rainbow vocalist Ronnie James Dio to replace Ozzy Osbourne in 1979. Don Arden was at this point still trying to convince Osbourne to rejoin the band, as he viewed the original line-up as the most profitable. Dio officially joined in June, and the band began writing their next album. With a notably different vocal style from Osbourne's, Dio's addition to the band marked a change in Black Sabbath's sound. "They were totally different altogether", Iommi explains. "Not only voice-wise, but attitude-wise. Ozzy was a great showman, but when Dio came in, it was a different attitude, a different voice and a different musical approach, as far as vocals. Dio would sing across the riff, whereas Ozzy would follow the riff, like in "Iron Man". Ronnie came in and gave us another angle on writing."
Geezer Butler temporarily left the band in September 1979 for personal reasons. According to Dio, the band initially hired Craig Gruber, with whom Dio had previously played while in Elf and Rainbow, on bass to assist with writing the new album. Gruber was soon replaced by Geoff Nicholls of Quartz. The new line-up returned to Criteria Studios in November to begin recording work, with Butler returning to the band in January 1980 and Nicholls moving to keyboards. Produced by Martin Birch, Heaven and Hell was released on 25 April 1980, to critical acclaim. Over a decade after its release, AllMusic said the album was "one of Sabbath's finest records, the band sounds reborn and re-energised throughout". Heaven and Hell peaked at number nine in the United Kingdom and number 28 in the U.S., the band's highest-charting album since Sabotage. The album eventually sold a million copies in the U.S., and the band embarked on an extensive world tour, making their first live appearance with Dio in Germany on 17 April 1980.
Black Sabbath toured the U.S. throughout 1980 with Blue Öyster Cult on the "Black and Blue" tour, with a show at Nassau Coliseum in Uniondale, New York, filmed and released theatrically in 1981 as Black and Blue. On 26 July 1980, the band played to 75,000 fans at a sold-out Los Angeles Memorial Coliseum with Journey, Cheap Trick and Molly Hatchet. The next day, the band appeared at the 1980 Day on the Green at Oakland Coliseum. While on tour, Black Sabbath's former label in England issued a live album culled from a seven-year-old performance, titled Live at Last without any input from the band. The album reached number five on the UK chart and saw the re-release of "Paranoid" as a single, which reached the top 20.
On 18 August 1980, after a show in Minneapolis, Ward quit the band. "It was intolerable for me to get on the stage without Ozzy. And I drank 24 hours a day, my alcoholism accelerated". Geezer Butler stated that after Ward's final show, the drummer came in drunk, stating that "he might as well be a Martian". Ward then got angry, packed his things and got on a bus to leave. Following Ward's sudden departure, the group hired drummer Vinny Appice. Further trouble for the band came during their 9 October 1980 concert at the Milwaukee Arena, which degenerated into a riot that caused $10,000 in damages to the arena and resulted in 160 arrests. According to the Associated Press: "The crowd of mostly adolescent males first became rowdy in a performance by the Blue Oyster Cult" and then grew restless while waiting an hour for Black Sabbath to begin playing. A member of the audience threw a beer bottle that struck bassist Butler and effectively ended the show. "The band then abruptly halted its performance and began leaving" as the crowd rioted.
The band completed the Heaven and Hell world tour in February 1981 and returned to the studio to begin work on their next album. Black Sabbath's second studio album that was produced by Martin Birch and featured Ronnie James Dio as vocalist, Mob Rules, was released in October 1981 and was well received by fans, but less so by critics. Rolling Stone reviewer J. D. Considine gave the album one star, claiming "Mob Rules finds the band as dull-witted and flatulent as ever". Like most of the band's earlier work, time helped to improve the opinions of the music press. A decade after its release, AllMusic's Eduardo Rivadavia called Mob Rules "a magnificent record". The album was certified Gold and reached the top 20 on the UK chart. The album's title track, "The Mob Rules", which was recorded at John Lennon's old house in England, was also featured in the 1981 animated film Heavy Metal, although the film version is an alternate take and differs from the album version.
Unhappy with the quality of 1980's Live at Last, the band recorded another live album – titled Live Evil – during the Mob Rules world tour, across the United States in Dallas, San Antonio and Seattle, in 1982. During the mixing process for the album, Iommi and Butler had a falling-out with Dio. Misinformed by their then-current mixing engineer, Iommi and Butler accused Dio of sneaking into the studio at night to raise the volume of his vocals. In addition, Dio was not satisfied with the pictures of him in the artwork. Butler also accused Dio and Appice of working on a solo album during the album's mixing without telling the other members of Black Sabbath. "Ronnie wanted more say in things", Iommi said. "And Geezer would get upset with him and that is where the rot set in. Live Evil is when it all fell apart. Ronnie wanted to do more of his own thing, and the engineer we were using at the time in the studio didn't know what to do, because Ronnie was telling him one thing and we were telling him another. At the end of the day, we just said, 'That's it, the band is over'". "When it comes time for the vocal, nobody tells me what to do. Nobody! Because they're not as good as me, so I do what I want to do", Dio later said. "I refuse to listen to Live Evil, because there are too many problems. If you look at the credits, the vocals and drums are listed off to the side. Open up the album and see how many pictures there are of Tony, and how many there are of me and Vinny".
Ronnie James Dio left Black Sabbath in November 1982 to start his own band and took drummer Vinny Appice with him. Live Evil was released in January 1983, but was overshadowed by Ozzy Osbourne's Platinum-selling album Speak of the Devil.
1982–1984: Gillan as singer and Born Again
The remaining original members, Iommi and Butler, began auditioning singers for the band's next release. Deep Purple and Whitesnake's David Coverdale, Samson's Nicky Moore and Lone Star's John Sloman were all considered and Iommi states in his autobiography that Michael Bolton auditioned. The band settled on former Deep Purple vocalist Ian Gillan to replace Dio in December 1982. The project was initially not to be called Black Sabbath, but pressure from the record label forced the group to retain the name. The band entered The Manor Studios in Shipton-on-Cherwell, Oxfordshire, in June 1983 with a returned and newly sober Bill Ward on drums. "That was the very first album that I ever did clean and sober," Ward recalled. "I only got drunk after I finished all my work on the album – which wasn't a very good idea... Sixty to seventy per cent of my energy was taken up on learning how to get through the day without taking a drink and learning how to do things without drinking, and thirty per cent of me was involved in the album."
Born Again (7 August 1983) was panned on release by critics. Despite this negative reception, it reached number four in the UK, and number 39 in the U.S. Even three decades after its release, AllMusic's Eduardo Rivadavia called the album "dreadful", noting that "Gillan's bluesy style and humorous lyrics were completely incompatible with the lords of doom and gloom".
Unable to tour because of the pressures of the road, Ward quit the band. "I fell apart with the idea of touring," he later explained. "I got so much fear behind touring, I didn't talk about the fear, I drank behind the fear instead and that was a big mistake." He was replaced by former Electric Light Orchestra drummer Bev Bevan for the Born Again '83–'84 world tour, (often unofficially referred to as the 'Feighn Death Sabbath '83–'84' World Tour) which began in Europe with Diamond Head, and later in the U.S. with Quiet Riot and Night Ranger. The band headlined the 1983 Reading Festival in England, adding Deep Purple's "Smoke on the Water" to their encore.
The tour in support of Born Again included a giant set of the Stonehenge monument. In a move later parodied in the mockumentary This Is Spinal Tap, the band made a mistake in ordering the set piece. Butler explained:
1984–1987: Hiatus, Hughes as singer, Seventh Star, and Gillen as singer
Following the completion of the Born Again tour in March 1984, vocalist Ian Gillan left Black Sabbath to re-join Deep Purple, which was reforming after a long hiatus. Bevan left at the same time, and Gillan remarked that he and Bevan were made to feel like "hired help" by Iommi. The band then recruited an unknown Los Angeles vocalist named David Donato and Ward once again rejoined the band. The new line-up wrote and rehearsed throughout 1984, and eventually recorded a demo with producer Bob Ezrin in October. Unhappy with the results, the band parted ways with Donato shortly after. Disillusioned with the band's revolving line-up, Ward left shortly after stating "This isn't Black Sabbath". Butler would quit Sabbath next in November 1984 to form a solo band. "When Ian Gillan took over that was the end of it for me," he said. "I thought it was just a joke and I just totally left. When we got together with Gillan it was not supposed to be a Black Sabbath album. After we had done the album we gave it to Warner Bros. and they said they were going to put it out as a Black Sabbath album and we didn't have a leg to stand on. I got really disillusioned with it and Gillan was really pissed off about it. That lasted one album and one tour and then that was it."
One vocalist whose status is disputed, both inside and outside Sabbath, is Christian evangelist and former Joshua frontman Jeff Fenholt. Fenholt insists he was a singer in Sabbath between January and May 1985. Iommi has never confirmed this. Fenholt gives a detailed account in Garry Sharpe-Young's book Sabbath Bloody Sabbath: The Battle for Black Sabbath.
Following both Ward's and Butler's exits, sole remaining original member Iommi put Sabbath on hiatus, and began work on a solo album with long-time Sabbath keyboardist Geoff Nicholls. While working on new material, the original Sabbath line-up agreed to a spot at Bob Geldof's Live Aid, performing at the Philadelphia show on 13 July 1985. This event – which also featured reunions of The Who and Led Zeppelin – marked the first time the original line-up had appeared on stage since 1978. "We were all drunk when we did Live Aid," recalled Geezer Butler, "but we'd all got drunk separately."
Returning to his solo work, Iommi enlisted bassist Dave Spitz (ex-Great White), drummer Eric Singer and initially intended to use multiple singers, including Rob Halford of Judas Priest, former Deep Purple and Trapeze vocalist Glenn Hughes, and former Sabbath vocalist Ronnie James Dio. This plan didn't work as he forecasted. "We were going to use different vocalists on the album, guest vocalists, but it was so difficult getting it together and getting releases from their record companies. Glenn Hughes came along to sing on one track and we decided to use him on the whole album."
The band spent the remainder of the year in the studio, recording what would become Seventh Star (1986). Warner Bros. refused to release the album as a Tony Iommi solo release, instead insisting on using the name Black Sabbath. Pressured by the band's manager, Don Arden, the two compromised and released the album as "Black Sabbath featuring Tony Iommi" in January 1986. "It opened up a whole can of worms," Iommi explained. "If we could have done it as a solo album, it would have been accepted a lot more." Seventh Star sounded little like a Sabbath album, incorporating instead elements popularised by the 1980s Sunset Strip hard rock scene. It was panned by the critics of the era, although later reviewers such as AllMusic gave album verdicts, calling the album "often misunderstood and underrated".
The new line-up rehearsed for six weeks preparing for a full world tour, although the band were eventually forced to use the Sabbath name. "I was into the 'Tony Iommi project', but I wasn't into the Black Sabbath moniker," Hughes said. "The idea of being in Black Sabbath didn't appeal to me whatsoever. Glenn Hughes singing in Black Sabbath is like James Brown singing in Metallica. It wasn't gonna work." Just four days before the start of the tour, Hughes got into a bar fight with the band's production manager John Downing which splintered the singer's orbital bone. The injury interfered with Hughes' ability to sing, and the band brought in vocalist Ray Gillen to continue the tour with W.A.S.P. and Anthrax, although nearly half of the U.S. dates would be cancelled because of poor ticket sales.
Black Sabbath began work on new material in October 1986 at Air Studios in Montserrat with producer Jeff Glixman. The recording was fraught with problems from the beginning, as Glixman left after the initial sessions to be replaced by producer Vic Coppersmith-Heaven. Bassist Dave Spitz quit over "personal issues", and former Rainbow and Ozzy Osbourne bassist Bob Daisley was brought in. Daisley re-recorded all of the bass tracks, and wrote the album's lyrics, but before the album was complete, he left to join Gary Moore's backing band, taking drummer Eric Singer with him. After problems with second producer Coppersmith-Heaven, the band returned to Morgan Studios in England in January 1987 to work with new producer Chris Tsangarides. While working in the United Kingdom, new vocalist Ray Gillen abruptly left Black Sabbath to form Blue Murder with guitarist John Sykes (ex-Tygers of Pan Tang, Thin Lizzy, Whitesnake).
1987–1990: Martin joins, The Eternal Idol, Headless Cross, and Tyr
The band enlisted heavy metal vocalist Tony Martin to re-record Gillen's tracks, and former Electric Light Orchestra drummer Bev Bevan to complete a few percussion overdubs. Before the release of the new album Black Sabbath accepted an offer to play six shows at Sun City, South Africa during the apartheid era. The band drew criticism from activists and artists involved with Artists United Against Apartheid, who had been boycotting South Africa since 1985. Drummer Bev Bevan refused to play the shows, and was replaced by Terry Chimes, formerly of the Clash, while Dave Spitz returned on bass.
After nearly a year in production, The Eternal Idol was released on 8 December 1987 and ignored by contemporary reviewers. On-line internet era reviews were mixed. AllMusic said that "Martin's powerful voice added new fire" to the band, and the album contained "some of Iommi's heaviest riffs in years." Blender gave the album two stars, claiming the album was "Black Sabbath in name only". The album would stall at No. 66 in the United Kingdom, while peaking at 168 in the U.S. The band toured in support of Eternal Idol in Germany, Italy and for the first time, Greece. In part due to a backlash from promoters over the South Africa incident, other European shows were cancelled. Bassist Dave Spitz left the band again shortly before the tour, and was replaced by Jo Burt, formerly of Virginia Wolf.
Following the poor commercial performance of The Eternal Idol, Black Sabbath were dropped by both Vertigo Records and Warner Bros. Records, and signed with I.R.S. Records. The band took time off in 1988, returning in August to begin work on their next album. As a result of the recording troubles with Eternal Idol, Tony Iommi opted to produce the band's next album himself. "It was a completely new start", Iommi said. "I had to rethink the whole thing, and decided that we needed to build up some credibility again". Iommi enlisted former Rainbow drummer Cozy Powell, long-time keyboardist Nicholls and session bassist Laurence Cottle, and rented a "very cheap studio in England".
Black Sabbath released Headless Cross in April 1989, and it was also ignored by contemporary reviewers, although AllMusic contributor Eduardo Rivadavia gave the album four stars and called it "the finest non-Ozzy or Dio Black Sabbath album". Anchored by the number 62 charting single "Headless Cross", the album reached number 31 on the UK chart, and number 115 in the U.S. Queen guitarist Brian May, a good friend of Iommi's, played a guest solo on the song "When Death Calls". Following the album's release the band added touring bassist Neil Murray, formerly of Colosseum II, National Health, Whitesnake, Gary Moore's backing band, and Vow Wow.
The unsuccessful Headless Cross U.S. tour began in May 1989 with openers Kingdom Come and Silent Rage, but because of poor ticket sales, the tour was cancelled after just eight shows. The European leg of the tour began in September, where the band were enjoying chart success. After a string of Japanese shows the band embarked on a 23 date Russian tour with Girlschool. Black Sabbath was one of the first bands to tour Russia, after Mikhail Gorbachev opened the country to western acts for the first time in 1989.
The band returned to the studio in February 1990 to record Tyr, the follow-up to Headless Cross. While not technically a concept album, some of the album's lyrical themes are loosely based on Norse mythology. Tyr was released on 6 August 1990, reaching number 24 on the UK albums chart, but was the first Black Sabbath release not to break the Billboard 200 in the U.S. The album would receive mixed internet-era reviews, with AllMusic noting that the band "mix myth with metal in a crushing display of musical synthesis", while Blender gave the album just one star, claiming that "Iommi continues to besmirch the Sabbath name with this unremarkable collection". The band toured in support of Tyr with Circus of Power in Europe, but the final seven United Kingdom dates were cancelled because of poor ticket sales. For the first time in their career, the band's touring cycle did not include U.S. dates.
1990–1992: Dio rejoins and Dehumanizer
While on his Lock Up the Wolves U.S. tour in August 1990, former Sabbath vocalist Ronnie James Dio was joined onstage at the Roy Wilkins Auditorium by Geezer Butler to perform "Neon Knights". Following the show, the two expressed interest in rejoining Sabbath. Butler convinced Iommi, who in turn broke up the current line-up, dismissing vocalist Tony Martin and bassist Neil Murray. "I do regret that in a lot of ways," Iommi said. "We were at a good point then. We decided to [reunite with Dio] and I don't even know why, really. There's the financial aspect, but that wasn't it. I seemed to think maybe we could recapture something we had."
Dio and Butler joined Iommi and Cozy Powell in autumn 1990 to begin the next Sabbath release. While rehearsing in November, Powell suffered a broken hip when his horse died and fell on the drummer's legs. Unable to complete the album, Powell was replaced by former drummer Vinny Appice, reuniting the Mob Rules line-up, and the band entered the studio with producer Reinhold Mack. The year-long recording was plagued with problems, primarily stemming from writing tension between Iommi and Dio. Songs were rewritten multiple times. "It was just hard work," Iommi said. "We took too long on it, that album cost us a million dollars, which is bloody ridiculous." Dio recalled the album as difficult, but worth the effort: "It was something we had to really wring out of ourselves, but I think that's why it works. Sometimes you need that kind of tension, or else you end up making the Christmas album".
The resulting Dehumanizer was released on 22 June 1992. In the U.S., the album was released on 30 June 1992 by Reprise Records, as Dio and his namesake band were still under contract to the label at the time. While the album received mixed , it was the band's biggest commercial success in a decade. Anchored by the top 40 rock radio single "TV Crimes", the album peaked at number 44 on the Billboard 200. The album also featured "Time Machine", a version of which had been recorded for the 1992 film Wayne's World. Additionally, the perception among fans of a return of some semblance of the "real" Sabbath provided the band with much needed momentum.
Sabbath began touring in support of Dehumanizer in July 1992 with Testament, Danzig, Prong, and Exodus. While on tour, former vocalist Ozzy Osbourne announced his first retirement, and invited Sabbath to open for his solo band at the final two shows of his No More Tours tour in Costa Mesa, California. The band agreed, aside from Dio, who told Iommi, "I'm not doing that. I'm not supporting a clown." Dio spoke of the situation years later:
Dio quit Sabbath following a show in Oakland, California on 13 November 1992, one night before the band were set to appear at Osbourne's retirement show. Judas Priest vocalist Rob Halford stepped in at the last minute, performing two nights with the band. Iommi and Butler joined Osbourne and former drummer Ward on stage for the first time since 1985's Live Aid concert, performing a brief set of Sabbath songs. This set the stage for a longer-term reunion of the original line-up, though that plan proved short-lived. "Ozzy, Geezer, Tony and Bill announced the reunion of Black Sabbath – again," remarked Dio. "And I thought that it was a great idea. But I guess Ozzy didn't think it was such a great idea… I'm never surprised when it comes to whatever happens with them. Never at all. They are very predictable. They don't talk."
1992–1997: Martin rejoins, Cross Purposes, and Forbidden
Drummer Vinny Appice left the band following the reunion show to rejoin Ronnie James Dio's solo band, later appearing on Dio's Strange Highways and Angry Machines. Iommi and Butler enlisted former Rainbow drummer Bobby Rondinelli, and reinstated former vocalist Tony Martin. The band returned to the studio to work on new material, although the project was not originally intended to be released under the Black Sabbath name. As Geezer Butler explains:
Under pressure from their record label, the band released their seventeenth studio album, Cross Purposes, on 8 February 1994, under the Black Sabbath name. The album received mixed reviews, with Blender giving the album two stars, calling Soundgarden's 1994 album Superunknown "a far better Sabbath album than this by-the-numbers potboiler". AllMusic's Bradley Torreano called Cross Purposes "the first album since Born Again that actually sounds like a real Sabbath record". The album just missed the Top 40 in the UK reaching number 41, and also reached 122 on the Billboard 200 in the U.S. Cross Purposes contained the song "Evil Eye", which was co-written by Van Halen guitarist Eddie Van Halen, although uncredited because of record label restrictions. Touring in support of Cross Purposes began in February with Morbid Angel and Motörhead in the U.S. The band filmed a live performance at the Hammersmith Apollo on 13 April 1994, which was released on VHS accompanied by a CD, titled Cross Purposes Live. After the European tour with Cathedral and Godspeed in June 1994, drummer Bobby Rondinelli quit the band and was replaced by original Black Sabbath drummer Ward for five shows in South America.
Following the touring cycle for Cross Purposes, bassist Geezer Butler quit the band for the second time. "I finally got totally disillusioned with the last Sabbath album, and I much preferred the stuff I was writing to the stuff Sabbath were doing". Butler formed a solo project called GZR, and released Plastic Planet in 1995. The album contained the song "Giving Up the Ghost", which was critical of Tony Iommi for carrying on with the Black Sabbath name, with the lyrics: You plagiarised and parodied / the magic of our meaning / a legend in your own mind / left all your friends behind / you can't admit that you're wrong / the spirit is dead and gone ("I heard it's something about me..." said Iommi. "I had the album given to me a while back. I played it once, then somebody else had it, so I haven't really paid any attention to the lyrics... It's nice to see him doing his own thing – getting things off his chest. I don't want to get into a rift with Geezer. He's still a friend."
Following Butler's departure, newly returned drummer Ward once again left the band. Iommi reinstated former members Neil Murray on bass and Cozy Powell on drums, effectively reuniting the 1990 Tyr line-up. The band enlisted Body Count guitarist Ernie C to produce the new album, which was recorded in London in autumn of 1994. The album featured a guest vocal on "Illusion of Power" by Body Count vocalist Ice-T. The resulting Forbidden was released on 8 June 1995, but failed to chart in the U.S. The album was widely panned by critics; AllMusic's Bradley Torreano said "with boring songs, awful production, and uninspired performances, this is easily avoidable for all but the most enthusiastic fan"; while Blender magazine called Forbidden "an embarrassment... the band's worst album".
Black Sabbath embarked on a world tour in July 1995 with openers Motörhead and Tiamat, but two months into the tour, drummer Cozy Powell left the band, citing health issues, and was replaced by former drummer Bobby Rondinelli. "The members I had in the last lineup – Bobby Rondinelli, Neil Murray – they're great, great characters..." Iommi told Sabbath fanzine Southern Cross. "That, for me, was an ideal lineup. I wasn't sure vocally what we should do, but Neil Murray and Bobby Rondinelli I really got on well with."
After completing Asian dates in December 1995, Tony Iommi put the band on hiatus, and began work on a solo album with former Black Sabbath vocalist Glenn Hughes, and former Judas Priest drummer Dave Holland. The album was not officially released following its completion, although a widely traded bootleg called Eighth Star surfaced soon after. The album was officially released in 2004 as The 1996 DEP Sessions, with Holland's drums re-recorded by session drummer Jimmy Copley.
In 1997, Tony Iommi disbanded the current line-up to officially reunite with Ozzy Osbourne and the original Black Sabbath line-up. Vocalist Tony Martin claimed that an original line-up reunion had been in the works since the band's brief reunion at Ozzy Osbourne's 1992 Costa Mesa show, and that the band released subsequent albums to fulfill their record contract with I.R.S. Records. Martin later recalled Forbidden (1995) as a "filler album that got the band out of the label deal, rid of the singer, and into the reunion. However I wasn't privy to that information at the time". I.R.S. Records released a compilation album in 1996 to fulfill the band's contract, titled The Sabbath Stones, which featured songs from Born Again (1983) to Forbidden (1995).
1997–2006: Osbourne rejoins and Reunion
In the summer of 1997, Iommi, Butler and Osbourne reunited to coheadline the Ozzfest tour alongside Osbourne's solo band. The line-up featured Osbourne's drummer Mike Bordin filling in for Ward. "It started off with me going off to join Ozzy for a couple of numbers," explained Iommi, "and then it got into Sabbath doing a short set, involving Geezer. And then it grew as it went on… We were concerned in case Bill couldn't make it – couldn't do it – because it was a lot of dates, and important dates… The only rehearsal that we had to do was for the drummer. But I think if Bill had come in, it would have took a lot more time. We would have had to focus a lot more on him."
In December 1997, the group was joined by Ward, marking the first reunion of the original quartet since Osbourne's 1992 "retirement show". This line-up recorded two shows at the Birmingham NEC, released as the double album Reunion on 20 October 1998. The album reached number eleven on the Billboard 200, went platinum in the U.S. and spawned the single "Iron Man", which won Sabbath their first Grammy Award in 2000 for Best Metal Performance, 30 years after the song was originally released. Reunion featured two new studio tracks, "Psycho Man" and "Selling My Soul", both of which cracked the top 20 of the Billboard Mainstream Rock Tracks chart.
Shortly before a European tour in the summer of 1998, Ward had a heart attack and was temporarily replaced by former drummer Vinny Appice. Ward returned for a U.S. tour with openers Pantera, which began in January 1999 and continued through the summer, headlining the annual Ozzfest tour. Following these appearances, the band was put on hiatus while members worked on solo material. Iommi released his first official solo album, Iommi, in 2000, while Osbourne continued work on Down to Earth (2001).
Sabbath returned to the studio to work on new material with all four original members and producer Rick Rubin in the spring of 2001, but the sessions were halted when Osbourne was called away to finish tracks for his solo album in the summer. "It just came to an end…" Iommi said. "It's a shame because [the songs] were really Iommi commented on the difficulty getting all the members together to work:
In March 2002, Osbourne's Emmy-winning reality show The Osbournes debuted on MTV, and quickly became a worldwide hit. The show introduced Osbourne to a broader audience and to capitalise, the band's back catalogue label, Sanctuary Records released a double live album Past Lives (2002), which featured concert material recorded in the 1970s, including the Live at Last (1980) album. The band remained on hiatus until the summer of 2004 when they returned to headline Ozzfest 2004 and 2005. In November 2005, Black Sabbath were inducted into the UK Music Hall of Fame, and in March 2006, after eleven years of eligibility—Osbourne famously refused the Hall's "meaningless" initial nomination in 1999—the band were inducted into the U.S. Rock and Roll Hall of Fame. At the awards ceremony Metallica played two Sabbath songs, "Hole in the Sky" and "Iron Man" in tribute.
2006–2010: The Dio Years and Heaven & Hell
While Ozzy Osbourne was working on new solo album material in 2006, Rhino Records released Black Sabbath: The Dio Years, a compilation of songs culled from the four Black Sabbath releases featuring Ronnie James Dio. For the release, Iommi, Butler, Dio, and Appice reunited to write and record three new songs as Black Sabbath. The Dio Years was released on 3 April 2007, reaching number 54 on the Billboard 200, while the single "The Devil Cried" reached number 37 on the Mainstream Rock Tracks chart. Pleased with the results, Iommi and Dio decided to reunite the Dio era line-up for a world tour. While the line-up of Osbourne, Butler, Iommi, and Ward was still officially called Black Sabbath, the new line-up opted to call themselves Heaven & Hell, after the album of the same title, to avoid confusion. When asked about the name of the group, Iommi stated "it really is Black Sabbath, whatever we do... so everyone knows what they're getting [and] so people won't expect to hear 'Iron Man' and all those songs. We've done them for so many years, it's nice to do just all the stuff we did with Ronnie again."
Ward was initially set to participate, but dropped out before the tour began due to musical differences with "a couple of the band members". He was replaced by former drummer Vinny Appice, effectively reuniting the line-up that had featured on the Mob Rules (1981) and Dehumanizer (1992) albums.
Heaven & Hell toured the U.S. with openers Megadeth and Machine Head, and recorded a live album and DVD in New York on 30 March 2007, titled Live from Radio City Music Hall. In November 2007, Dio confirmed that the band had plans to record a new studio album, which was recorded in the following year. In April 2008 the band announced the upcoming release of a new box set and their participation in the Metal Masters Tour, alongside Judas Priest, Motörhead and Testament. The box set, The Rules of Hell, featuring remastered versions of all the Dio fronted Black Sabbath albums, was supported by the Metal Masters Tour. In 2009, the band announced the title of their debut studio album, The Devil You Know, released on 28 April.
On 26 May 2009, Osbourne filed suit in a federal court in New York against Iommi alleging that he illegally claimed the band name. Iommi noted that he has been the only constant band member for its full 41-year career and that his bandmates relinquished their rights to the name in the 1980s, therefore claiming more rights to the name of the band. Although in the suit, Osbourne was seeking 50% ownership of the trademark, he said that he hoped the proceedings would lead to equal ownership among the four original members.
In March 2010, Black Sabbath announced that along with Metallica they would be releasing a limited edition single together to celebrate Record Store Day. It was released on 17 April 2010. Ronnie James Dio died on 16 May 2010 from stomach cancer. In June 2010, the legal battle between Ozzy Osbourne and Tony Iommi over the trademarking of the Black Sabbath name ended, but the terms of the settlement have not been disclosed.
2010–2014: Second Osbourne reunion and 13
In a January 2010 interview while promoting his biography I Am Ozzy, Osbourne stated that although he would not rule it out, he was doubtful there would be a reunion with all four original members of the band. Osbourne stated: "I'm not gonna say I've written it out forever, but right now I don't think there's any chance. But who knows what the future holds for me? If it's my destiny, fine." In July, Butler said that there would be no reunion in 2011, as Osbourne was already committed to touring with his solo band. However, by that August they had already met up to rehearse together, and continued to do so through the autumn.
On 11 November 2011, Iommi, Butler, Osbourne, and Ward announced that they were reuniting to record a new album with a full tour in support beginning in 2012. Guitarist Iommi was diagnosed with lymphoma on 9 January 2012, which forced the band to cancel all but two shows (Download Festival, and Lollapalooza Festival) of a previously booked European tour. It was later announced that an intimate show would be played in their hometown Birmingham. It was the first concert since the reunion and the only indoors concerts that year. In February 2012, drummer Ward announced that he would not participate further in the band's reunion until he was offered a "signable contract".
On 21 May 2012, at the O2 Academy in Birmingham, Black Sabbath played their first concert since 2005, with Tommy Clufetos playing the drums. In June, they performed at the Download Festival at the Donington Park motorsports circuit in Leicestershire, England, followed by the last concert of the short tour at Lollapalooza Festival in Chicago. Later that month, the band started recording an album.
On 13 January 2013, the band announced that the album would be released in June under the title 13. Brad Wilk of Rage Against the Machine was chosen as the drummer, and Rick Rubin was chosen as the producer. Mixing of the album commenced in February. On 12 April 2013, the band released the album's track listing. The standard version of the album features eight new tracks, and the deluxe version features three bonus tracks.
The band's first single from 13, "God Is Dead?", was released on 19 April 2013. On 20 April 2013, Black Sabbath commenced their first Australia/New Zealand tour in 40 years followed by a North American Tour in Summer 2013. The second single of the album, "End of the Beginning", debuted on 15 May in a CSI: Crime Scene Investigation episode, where all three members appeared. In June 2013, 13 topped both the UK Albums Chart and the U.S. Billboard 200, becoming their first album to reach number one on the latter chart. In 2014, Black Sabbath received their first Grammy Award since 2000 with "God Is Dead?" winning Best Metal Performance.
In July 2013, Black Sabbath embarked on a North American Tour (for the first time since July 2001), followed by a Latin American tour in October 2013. In November 2013, the band started their European tour which lasted until December 2013. In March and April 2014, they made 12 stops in North America (mostly in Canada) as the second leg of their North American Tour before embarking in June 2014 on the second leg of their European tour, which ended with a concert at London's Hyde Park.
2014–2017: Cancelled twentieth album, The End, and disbandment
On 29 September 2014, Osbourne told Metal Hammer that Black Sabbath would begin work on their twentieth studio album in early 2015 with producer Rick Rubin, followed by a final tour in 2016. In an April 2015 interview, however, Osbourne said that these plans "could change", and added, "We all live in different countries and some of them want to work and some of them don't want to, I believe. But we are going to do another tour together."
On 3 September 2015, it was announced that Black Sabbath would embark on their final tour, titled The End, from January 2016 to February 2017. Numerous dates and locations across the U.S., Canada, Europe, Australia and New Zealand were announced. The final shows of The End tour took place at the Genting Arena in their home city of Birmingham, England on 2 and 4 February 2017. On 26 October 2015, it was announced the band consisting of Osbourne, Iommi and Butler would be returning to the Download Festival on 11 June 2016. Despite earlier reports that they would enter the studio before their farewell tour, Osbourne stated that there would not be another Black Sabbath studio album. However, an 8-track CD entitled The End was sold at dates on the tour. Along with some live recordings, the CD includes four unused tracks from the 13 sessions.
On 4 March 2016, Iommi discussed future re-releases of the Tony Martin-era catalogue: "We've held back on the reissues of those albums because of the current Sabbath thing with Ozzy Osbourne, but they will certainly be happening... I'd like to do a couple of new tracks for those releases with Tony Martin... I'll also be looking at working on Cross Purposes and Forbidden." Martin had suggested that this could coincide with the 30th anniversary of The Eternal Idol, in 2017. In an interview that August, Martin added "[Iommi] still has his cancer issues of course and that may well stop it all from happening but if he wants to do something I am ready." On 10 August 2016, Iommi revealed that his cancer was in remission.
Asked in November 2016 about his plans after Black Sabbath's final tour, Iommi replied, "I'll be doing some writing. Maybe I'll be doing something with the guys, maybe in the studio, but no touring." The band played their final concert on 4 February 2017 in Birmingham. The final song was streamed live on the band's Facebook page and fireworks went off as the band took their final bow. The band's final tour was not an easy one, as longstanding tensions between Osbourne and Iommi returned to the surface. Iommi stated that he would not rule out the possibility of one-off shows, "I wouldn't write that off, if one day that came about. That's possible. Or even doing an album, 'cause then, again, you're in one place. But I don't know if that would happen." In an April 2017 interview, Butler revealed that Black Sabbath considered making a blues album as the follow-up to 13, but added that, "the tour got in the way."
On 7 March 2017, Black Sabbath announced their disbandment through posts made on their official social media accounts.
2017–present: Aftermath
In a June 2018 interview with ITV News, Osbourne expressed interest in reuniting with Black Sabbath for a performance at the 2022 Commonwealth Games which would be held in their home city Birmingham. Iommi said that performing at the event as Black Sabbath would be "a great thing to do to help represent Birmingham. I'm up for it. Let's see what happens." He also did not rule out the possibility for the band to reform only for a one-off performance rather than a full-length tour. Iommi was later announced to be part of the opening ceremony for the 2022 Commonwealth Games alongside Duran Duran. On 8 August 2022, Osbourne and Iommi made a surprise reunion to end the closing ceremony of the 2022 Commonwealth Games at the Alexander Stadium in Birmingham. They were joined by 2017 Black Sabbath touring musicians Tommy Clufetos and Adam Wakeman for a medley of "Iron Man" and "Paranoid".
In September 2020, Osbourne stated in an interview that he was no longer interested in a reunion: "Not for me. It's done. The only thing I do regret is not doing the last farewell show in Birmingham with Bill Ward. I felt really bad about that. It would have been so nice. I don't know what the circumstances behind it were, but it would have been nice. I've talked to Tony a few times, but I don't have any of the slightest interest in doing another gig. Maybe Tony's getting bored now." Butler also ruled out the possibility of any future Black Sabbath performances in an interview with Eonmusic on 10 November 2020, stating that the band is over: "There will definitely be no more Sabbath. It's done." Iommi however, pondered the possibility of another reunion tour in an interview with The Mercury News, stating that he "would like to play with the guys again" and that he misses the audiences and stage. Bill Ward stated in an interview with Eddie Trunk that he no longer has the ability or chops to perform with Black Sabbath in concert, but expressed that he would love to make another album with Osbourne, Butler and Iommi.
Despite ruling out the possibility of another Black Sabbath reunion, Osbourne revealed in an episode of Ozzy Speaks on Ozzy's Boneyard that he is working with Iommi, who appeared as one of the guests for his thirteenth solo album, Patient Number 9. In an October 2021 interview with the Metro, Ward revealed that he has kept "in contact" with his former bandmates and stated that he is "very open-minded" to the possibility of recording another Black Sabbath album: "I haven't spoken to the guys about it, but I have talked to a couple of people in management about the possibility of making a recording."
On 30 September 2020, Black Sabbath announced a new Dr. Martens shoe collection. The partnership with the British footwear company celebrated the 50th anniversaries of the band's Black Sabbath and Paranoid albums, with the boots depicting artwork from the former. On 13 January 2021, the band announced that they would reissue both Heaven & Hell and Mob Rules as expanded deluxe editions on 5 March 2021, with unreleased material included.
In September 2022, Osbourne reiterated that he was unwilling to continue Black Sabbath, stating that if another Black Sabbath album is released, he won't sing on it. However, he is open to working with Iommi on more solo projects following the latter's involvement on Patient Number 9. Osbourne later retired from touring in February 2023 after not sufficiently recovering from medical treatment, putting the possibility of another Black Sabbath reunion in concert in further doubt. Butler, who had retired in June 2023, insisted that Black Sabbath has been "put to bed", until August 2023 when he stated that he was open to performing a one-off show, but expressed that he had "no desire to tour again" with Black Sabbath.
The Birmingham Royal Ballet presented Black Sabbath: The Ballet which premiered at the Birmingham Hippodrome in September 2023, before touring to Theatre Royal, Plymouth and Sadler's Wells Theatre in October.
Musical style
Black Sabbath were a heavy metal band. The band have also been cited as a key influence on genres including stoner rock, grunge, doom metal, and sludge metal. Early on, Black Sabbath were influenced by Cream, The Beatles, Fleetwood Mac, Jimi Hendrix, John Mayall & the Bluesbreakers, Blue Cheer, Led Zeppelin, and Jethro Tull.
Although Black Sabbath went through many line-ups and stylistic changes, their core sound focuses on ominous lyrics and doomy music, often making use of the musical tritone, also called the "devil's interval". While their Ozzy-era albums such as Sabbath Bloody Sabbath (1973) had slight compositional similarities to the progressive rock genre that was growing in popularity at the time, standing in stark contrast to popular music of the early 1970s, Black Sabbath's dark sound was dismissed by rock critics of the era. Much like many of their early heavy metal contemporaries, the band received virtually no airplay on rock radio.
As the band's primary songwriter, Tony Iommi wrote the majority of Black Sabbath's music, while Osbourne would write vocal melodies, and bassist Geezer Butler would write lyrics. The process was sometimes frustrating for Iommi, who often felt pressured to come up with new material: "If I didn't come up with anything, nobody would do anything." On Iommi's influence, Osbourne later said:
Beginning with their third album, Master of Reality (1971), Black Sabbath began to feature tuned-down guitars. In 1965, before forming Black Sabbath, guitarist Tony Iommi suffered an accident while working in a sheet metal factory, losing the tips of two fingers on his right hand. Iommi almost gave up music, but was urged by the factory manager to listen to Django Reinhardt, a jazz guitarist who lost the use of two fingers in a fire. Inspired by Reinhardt, Iommi created two thimbles made of plastic and leather to cap off his missing fingertips. The guitarist began using lighter strings, and detuning his guitar, to better grip the strings with his prosthesis. Early in the band's history Iommi experimented with different dropped tunings, including C tuning, or 3 semitones down, before settling on E/D tuning, or a half-step down from standard tuning.
Legacy
Black Sabbath has sold over 70 million records worldwide, including a RIAA-certified 15 million in the U.S. They are one of the most influential heavy metal bands of all time. The band helped to create the genre with ground-breaking releases such as Paranoid (1970), an album that Rolling Stone magazine said "changed music forever", and called the band "the Beatles of heavy metal". Time magazine called Paranoid "the birthplace of heavy metal", placing it in their Top 100 Albums of All Time.
MTV placed Black Sabbath at number one on their Top Ten Heavy Metal Bands and VH1 placed them at number two on their list of the 100 Greatest Artists of Hard Rock. VH1 ranked Black Sabbath's "Iron Man" the number one song on their 40 Greatest Metal Songs countdown. Rolling Stone magazine ranked the band number 85 in their list of the "100 Greatest Artists of All Time". AllMusic's William Ruhlmann said:
According to Rolling Stone Holly George-Warren, "Black Sabbath was the heavy metal king of the 1970s." Although initially "despised by rock critics and ignored by radio programmers", the group sold more than 8 million albums by the end of that decade. "The heavy metal band…" marvelled Ronnie James Dio. "A band that didn't apologise for coming to town; it just stepped on buildings when it came to town."
Influence and innovation
Black Sabbath have influenced many acts including Judas Priest, Iron Maiden, Diamond Head, Slayer, Metallica, Nirvana, Korn, Black Flag, Mayhem, Venom, Guns N' Roses, Soundgarden, Body Count, Alice in Chains, Anthrax, Disturbed, Death, Opeth, Pantera, Megadeth, the Smashing Pumpkins, Slipknot, Foo Fighters, Fear Factory, Candlemass, Godsmack, and Van Halen. Two Gold-selling tribute albums have been released, Nativity in Black Volume 1 & 2, including covers by Sepultura, White Zombie, Type O Negative, Faith No More, Machine Head, Primus, System of a Down, and Monster Magnet.
Metallica's Lars Ulrich, who, along with bandmate James Hetfield inducted Black Sabbath into the Rock and Roll Hall of Fame in 2006, said "Black Sabbath is and always will be synonymous with heavy metal", while Hetfield said "Sabbath got me started on all that evil-sounding shit, and it's stuck with me. Tony Iommi is the king of the heavy riff." Guns N' Roses guitarist Slash said of the Paranoid album: "There's just something about that whole record that, when you're a kid and you're turned onto it, it's like a whole different world. It just opens up your mind to another dimension...Paranoid is the whole Sabbath experience; very indicative of what Sabbath meant at the time. Tony's playing style—doesn't matter whether it's off Paranoid or if it's off Heaven and Hell—it's very distinctive." Anthrax guitarist Scott Ian said "I always get the question in every interview I do, 'What are your top five metal albums?' I make it easy for myself and always say the first five Sabbath albums."
Lamb of God's Chris Adler said: "If anybody who plays heavy metal says that they weren't influenced by Black Sabbath's music, then I think that they're lying to you. I think all heavy metal music was, in some way, influenced by what Black Sabbath did." Judas Priest vocalist Rob Halford commented: "They were and still are a groundbreaking band...you can put on the first Black Sabbath album and it still sounds as fresh today as it did 30-odd years ago. And that's because great music has a timeless ability: To me, Sabbath are in the same league as the Beatles or Mozart. They're on the leading edge of something extraordinary." On Black Sabbath's standing, Rage Against the Machine guitarist Tom Morello states: "The heaviest, scariest, coolest riffs and the apocalyptic Ozzy wail are without peer. You can hear the despair and menace of the working-class Birmingham streets they came from in every kick-ass, evil groove. Their arrival ground hippy, flower-power psychedelia to a pulp and set the standard for all heavy bands to come." Phil Anselmo of Pantera and Down stated that "Only a fool would leave out what Black Sabbath brought to the heavy metal genre".
According to Tracii Guns of L.A. Guns and former member of Guns N' Roses, the main riff of "Paradise City" by Guns N' Roses, from Appetite for Destruction (1987), was influenced by the song "Zero the Hero" from the Born Again album. King Diamond guitarist Andy LaRocque affirmed that the clean guitar part of "Sleepless Nights" from Conspiracy (1989) is inspired by Tony Iommi's playing on Never Say Die!.
In addition to being pioneers of heavy metal, they also have been credited for laying the foundations for heavy metal subgenres stoner rock, sludge metal, thrash metal, black metal and doom metal as well as for alternative rock subgenre grunge. According to the critic Bob Gulla, the band's sound "shows up in virtually all of grunge's most popular bands, including Nirvana, Soundgarden, and Alice in Chains".
Tony Iommi has been credited as the pioneer of lighter gauge guitar strings. The tips of his fingers were severed in a steel factory, and while using thimbles (artificial finger tips) he found that standard guitar strings were too difficult to bend and play. He found that there was only one size of strings available, so after years with Sabbath he had strings custom made.
Culturally, Black Sabbath have exerted a huge influence in both television and literature and have in many cases become synonymous with heavy metal. In the film Almost Famous, Lester Bangs gives the protagonist an assignment to cover the band (plot point one) with the immortal line: 'Give me 500 words on Black Sabbath'. Contemporary music and arts publication Trebuchet Magazine has put this to practice by asking all new writers to write a short piece (500 words) on Black Sabbath as a means of proving their creativity and voice on a well documented subject.
Band members
Original line-up
Tony Iommi – guitars
Bill Ward – drums
Geezer Butler – bass
Ozzy Osbourne – vocals, harmonica
Discography
Studio albums
Black Sabbath (1970)
Paranoid (1970)
Master of Reality (1971)
Vol. 4 (1972)
Sabbath Bloody Sabbath (1973)
Sabotage (1975)
Technical Ecstasy (1976)
Never Say Die! (1978)
Heaven and Hell (1980)
Mob Rules (1981)
Born Again (1983)
Seventh Star (1986)
The Eternal Idol (1987)
Headless Cross (1989)
Tyr (1990)
Dehumanizer (1992)
Cross Purposes (1994)
Forbidden (1995)
13 (2013)
Tours
Polka Tulk Blues/Earth Tour 1968–1969
Black Sabbath Tour 1970
Paranoid Tour 1970–1971
Master of Reality Tour 1971–1972
Vol. 4 Tour 1972–1973
Sabbath Bloody Sabbath Tour 1973–1974
Sabotage Tour 1975–1976
Technical Ecstasy Tour 1976–1977
Never Say Die! Tour 1978
Heaven & Hell Tour 1980–1981
Mob Rules Tour 1981–1982
Born Again Tour 1983
Seventh Star Tour 1986
Eternal Idol Tour 1987
Headless Cross Tour 1989
Tyr Tour 1990
Dehumanizer Tour 1992
Cross Purposes Tour 1994
Forbidden Tour 1995
Ozzfest Tour 1997
European Tour 1998
Reunion Tour 1998–1999
Ozzfest Tour 1999
U.S. Tour 1999
European Tour 1999
Ozzfest Tour 2001
Ozzfest Tour 2004
European Tour 2005
Ozzfest Tour 2005
Black Sabbath Reunion Tour, 2012–2014
The End Tour 2016–2017
See also
List of cover versions of Black Sabbath songs
Heavy metal groups
References
Sources
External links
Black Sabbath biography by James Christopher Monger, discography and album reviews, credits & releases at AllMusic
Black Sabbath discography, album releases & credits at Discogs.com
Musical groups established in 1968
Musical groups disestablished in 2006
Musical groups reestablished in 2011
Musical groups disestablished in 2017
English heavy metal musical groups
Grammy Lifetime Achievement Award winners
1968 establishments in England
2017 disestablishments in England
Kerrang! Awards winners
I.R.S. Records artists
Vertigo Records artists
Musical groups from Birmingham, West Midlands
English musical quartets |
4315 | https://en.wikipedia.org/wiki/Buffalo%20Bills | Buffalo Bills | The Buffalo Bills are a professional American football team based in the Buffalo-Niagara Falls metropolitan area. The Bills compete in the National Football League (NFL) as a member club of the league's American Football Conference (AFC) East division. The team plays its home games at Highmark Stadium in Orchard Park, New York. Founded in 1960 as a charter member of the American Football League (AFL), they joined the NFL in 1970 following the AFL–NFL merger. The Bills' name is derived from an All-America Football Conference (AAFC) franchise from Buffalo that was in turn named after western frontiersman Buffalo Bill. Drawing much of its fanbase from Western New York and Southern Ontario, the Bills are the only NFL team that plays home games in the state of New York. The franchise is owned by Terry and Kim Pegula, who purchased the Bills after the death of original owner Ralph Wilson in 2014.
The Bills won consecutive AFL Championships in 1964 and 1965, the only major professional sports championships from a team representing Buffalo. After joining the NFL, they struggled heavily during the 1970s before they became perennial postseason contenders during the late 1980s to the late 1990s. Their greatest success occurred between 1990 and 1993 when they appeared in a record four consecutive Super Bowls; an accomplishment often overshadowed by them losing each game. From the early 2000s to the mid-2010s, the Bills endured the longest playoff drought of 17 years in the four major North American professional sports, making them the last franchise in the four leagues to qualify for the postseason in the 21st century. They returned to consistent postseason contention by the late 2010s, although the Bills have not returned to the Super Bowl. Alongside the Minnesota Vikings, their four Super Bowl appearances are the most among NFL franchises that have not won the Super Bowl.
Franchise history
The Bills began competitive play in 1960 as a charter member of the American Football League led by head coach Buster Ramsey and joined the NFL as part of the AFL–NFL merger in 1970. The Bills won two consecutive American Football League titles in 1964 and 1965 with quarterback Jack Kemp and coach Lou Saban, but the club has yet to win a league championship since.
Once the AFL–NFL merger took effect, the Bills became the second NFL team to represent the city; they followed the Buffalo All-Americans, a charter member of the league. Buffalo had been left out of the league since the All-Americans (by that point renamed the Bisons) folded in 1929; the Bills were no less than the third professional non-NFL team to compete in the city before the merger, following the Indians/Tigers of the early 1940s and an earlier team named the Bills, originally the Bisons, in the late 1940s in the All-America Football Conference (AAFC).
Following the AFL–NFL merger, the Bills were generally mediocre in the 1970s, but featured All-Pro running back O. J. Simpson. After being pushed to the brink of failure in the mid-1980s, the collapse of the United States Football League and a series of highly drafted players such as Jim Kelly (who initially played for the USFL instead of the Bills), Thurman Thomas, Bruce Smith and Darryl Talley allowed the Bills to rebuild into a perennial contender in the late 1980s through the mid-1990s, a period in which the team won four consecutive AFC Championships; the team nevertheless lost all four subsequent Super Bowls, records in both categories that still stand.
The rise of the division rival New England Patriots under Bill Belichick and Tom Brady, along with numerous failed attempts at rebuilding in the 2000s and 2010s, helped prevent the Bills from reaching the playoffs in seventeen consecutive seasons between 2000 and 2016, a 17-year drought that was the longest active playoff drought in all major professional sports at the time. On October 8, 2014, Buffalo Sabres owners Terry and Kim Pegula received unanimous approval to acquire the Bills during the NFL owners' meetings, becoming the second ownership group of the team after team founder Ralph Wilson. Under head coach Sean McDermott, the Bills broke the playoff drought, appearing in the playoffs for four of the next five seasons. The team earned its first division championship and playoff wins since 1995 during the 2020 season, aided by Brady's departure to Tampa Bay and out of the AFC East as well as the Bills' own development of a core of talent including Josh Allen, Stefon Diggs, and Tre'Davious White.
Logos and uniforms
For their first two seasons, the Bills wore uniforms based on those of the Detroit Lions at the time. Ralph Wilson had been a minority owner of the Lions before founding the Bills, and the Bills' predecessors in the AAFC had also worn blue and silver uniforms.
The team's original colors were Honolulu blue, silver and white, and the helmets were silver with no striping. There was no logo on the helmet, which displayed the players' numbers on each side.
In 1962, the standing red bison was designated as the logo and took its place on a white helmet. In 1962, the team's colors also changed to red, white, and blue. The team switched to blue jerseys with red and white shoulder stripes similar to those worn by the Buffalo Bisons AHL hockey team of the same era. The helmets were white with a red center stripe. The jerseys again saw a change in 1964 when the shoulder stripes were replaced by a distinctive stripe pattern on the sleeves consisting of four stripes, two thicker inner stripes and two thinner outer stripes all bordered by red piping. By 1965, red and blue center stripes were put on the helmets.
The Bills introduced blue pants worn with the white jerseys in 1973, the last year of the standing buffalo helmet. The blue pants remained through 1985. The face mask on the helmet was blue from 1974 through 1986 before changing to white.
The standing bison logo was replaced by a blue charging one with a red slanting stripe streaming from its horn. The newer emblem, which is still the primary one used by the franchise, was designed by aerospace designer Stevens Wright in 1974.
In 1984, the helmet's shell color was changed from white to red, primarily to help Bills quarterback Joe Ferguson distinguish them more readily from three of their division rivals at that time, the Baltimore Colts, the Miami Dolphins, and the New England Patriots, who all also wore white helmets at that point. Ferguson said "Everyone we played had white helmets at that time. Our new head coach Kay Stephenson just wanted to get more of a contrast on the field that may help spot a receiver down the field." (The Patriots have worn silver helmets since 1993, the Colts have since been realigned to the AFC South, and in 2019 the New York Jets have since switched back to green-colored helmets, after playing 20 years with white ones.)
In 2002, under the direction of general manager Tom Donahoe, the Bills' uniforms went through radical changes. A darker shade of blue was introduced as the main jersey color, and nickel gray was introduced as an accent color. Both the blue and white jerseys featured red side panels. The white jerseys included a dark blue shoulder yoke and royal blue numbers. The helmet remained primarily red with one navy blue, two nickel, two royal blue, two white stripes, and white face mask. A new logo, a stylized "B" consisting of two bullets and a more detailed buffalo head on top, was proposed and had been released (it can be seen on a few baseball caps that were released for sale), but fan backlash led to the team retaining the running bison logo. The helmet logo adopted in 1974—a charging royal blue bison, with a red streak, white horn and eyeball—remained unchanged.
In 2005, the Bills revived the standing bison helmet and uniform of the mid-1960s as a throwback uniform.
The Bills usually wore the all-blue combination at home and the all-white combination on the road when not wearing the throwback uniforms. They stopped wearing blue-on-white after 2006, while the white-on-blue was not worn after 2007.
For the 2011 season, the Bills unveiled a new uniform design, an updated rendition of the 1975–83 design. This change includes a return to the white helmets with "charging buffalo" logo, and a return to royal blue instead of navy. The set initially featured striped socks, but by 2021, the Bills gradually reduced its usage and began wearing either all-white or all-blue hosiery without stripes in most games.
Buffalo sporadically wore white at home in the 1980s, including all eight home games in 1984, but stopped doing so beginning in 1987. On November 6, 2011, against the New York Jets, the Bills wore white at home for the first time since 1986. Since 2011, the Bills have worn white for a home game either with their primary uniform or a throwback set.
The Bills' uniform received minor alterations as part of the league's new uniform contract with Nike. The new Nike uniform was unveiled on April 3, 2012.
On November 12, 2015, the Bills and the New York Jets became the first two teams to participate in the NFL's Color Rush uniform initiative, with Buffalo wearing an all-red combination for the first time in team history. Like the primary uniforms, the set initially had red socks with white and blue stripes, but in 2020, it was replaced with red socks without stripes.
A notable use of the Bills' uniforms outside of football was in the 2018 World Junior Ice Hockey Championships, when the United States men's national junior ice hockey team wore Bills-inspired uniforms in their outdoor game against Team Canada on December 29, 2017.
On April 1, 2021, the team announced they will wear white face masks during the upcoming season and beyond.
Rivalries
The Bills have rivalries with their three AFC East opponents, and also have had historical rivalries with other teams such as the Baltimore/Indianapolis Colts (a former divisional rival), Kansas City Chiefs, Houston Oilers/Tennessee Titans, Jacksonville Jaguars, and Dallas Cowboys. They also play an annual preseason game against the Detroit Lions.
The Cleveland Browns once shared a rivalry with the Bills' predecessors in the All-America Football Conference. The current teams have a more friendly relationship and have played sporadically since the AFL–NFL merger.
Divisional rivalries
Miami Dolphins
This is often considered Buffalo's most famous rivalry. Though the Bills and Dolphins both originated in the American Football League, the Dolphins did not start playing until 1966 as an expansion team while the Bills were one of the original eight teams. The rivalry first gained prominence when the Dolphins won every match-up against the Bills in the 1970s for an NFL-record 20 straight wins against a single opponent (the Bills defeated the Dolphins in their first matchup of the 1980s). Fortunes changed in the following decades with the rise of Jim Kelly as Buffalo's franchise quarterback, and though Kelly and Dolphins quarterback Dan Marino shared a competitive rivalry in the 1980s and 1990s, the Bills became dominant in the 1990s. Things have since cooled down after the retirements of Kelly and Marino and the rise of the New England Patriots, but Miami remains a fierce rival of the Bills, coming in second place in a recent poll of Buffalo's primary rival, and the two teams have typically been close to each other in win–loss records. Miami leads the overall series 62–56–1 as of 2022, but Buffalo has the advantage in the playoffs at 4–1, including a win in the 1992 AFC Championship Game.
New England Patriots
The rivalry with the New England Patriots began when both teams were original franchises in the American Football League (AFL) prior to the NFL–AFL merger, but did not gain notability until the emergence of New England's Tom Brady in 2001. The teams were very competitive prior to the 2000s. However, the arrival of Patriots quarterback Brady in the early 2000s led to New England dominating the AFC East, including the Bills, for two decades. As a result, the Patriots replaced the Dolphins as Buffalo's most hated rival. The Bills have taken a 6–1 edge since Brady's departure in 2020, which included consecutive AFC East titles from 2020 to 2022 and a series sweep of the Patriots in two of the three years. In 2021, the Bills dominated in a 47–17 victory against the Patriots in the rivalry's first playoff matchup in 59 years, which saw the Bills score a touchdown on every offensive drive throughout the entire game and as such is the only "perfect offensive game" in NFL history. Overall, the Patriots lead the series 77–49–1, but trail the Bills by a 46–45–1 margin without Brady on the field.
The rivalry is also noted for several players being a member of both teams during their careers, including Drew Bledsoe, Doug Flutie, Lawyer Milloy, Brandon Spikes, Scott Chandler, Chris Hogan, Mike Gillislee, and Stephon Gilmore.
New York Jets
The Bills and Jets were both original AFL teams, and both represent the state of New York, though the Jets (since 1984) actually play their games in East Rutherford, New Jersey. While the rivalry represents the differences between New York City and Western New York, it has historically not been as intense as the Bills' rivalries with the Dolphins and Patriots, and the teams' fanbases either have grudging respect or low-key annoyance (stemming more from the broader upstate-downstate tensions than the teams or sport) for each other when the teams are not playing one another. Oftentimes the Bills-Jets rivalry has become characterized by ugly games and shared mediocrity, but it has had a handful of competitive moments. The series heated up recently when former Jets head coach Rex Ryan became the Bills' head coach for two seasons, and had become notable again as Bills quarterback Josh Allen and former Jets quarterback Sam Darnold, both drafted in the same year, maintained a friendly rivalry with one another. Buffalo leads the series 68–57 as of 2022, including a playoff win in 1981.
Other rivalries
Tennessee Titans
The Tennessee Titans (formerly the Houston Oilers) share an extended history with the Bills, both teams being original AFL clubs in 1960 and rivals in that league's East Division before the AFL-NFL merger. Matchups were intense in the 1990s with quarterback Warren Moon leading the Oilers against Jim Kelly's Bills. After both teams failed to meet the same success in the late 2000s to early 2010s, they have returned to consistent playoff contention since 2017, resulting in several high-profile games as of late. Memorable playoff moments between the teams include The Comeback, in which the Frank Reich-led Bills overcame a 35–3 deficit to stun the Oilers 41–38 in 1992, and the Music City Miracle, in which the now-Titans scored on a near-last-minute kickoff return with a controversial lateral pass ruling to beat the Bills 22–16 in 1999. The Music City Miracle was notable for being Buffalo's last playoff appearance until 2017. The Titans currently lead the series 30–20.
Jacksonville Jaguars
A new rivalry emerged between the Bills and the Jacksonville Jaguars after former Bills head coach Doug Marrone, who had quit the team after the 2014 season, was hired as a coaching assistant for Jacksonville and eventually rose to become the Jaguars' head coach. The first game between the Marrone led Jaguars was a London game in week 7 of the 2015 season which saw the Jaguars' win 34–31. The most important game of this series was an ugly, low-scoring Wild Card game in 2017 that saw the Jaguars win 10–3. This game is notable as it was the first Bills playoff appearance in 17 seasons. Prior to this, Jacksonville had handed Buffalo its first playoff loss in Bills Stadium in 1996. Following the 2017 wild card game the Bills and Jaguars have met two additional times. The first was a "rematch" game in week 12 of the 2018 season which saw the Bills win 24–21. During this game trash talk from former Jaguars players such as Jalen Ramsey resulted in a brawl between the teams. The second time was in week 9 of the 2021 season. By now the "point" of the rivalry, Marrone's feud with the Bills organization, and the personal drama between Bills and Jaguars players no longer applied as Marrone had been fired and replaced by Urban Meyer and all the players from the 2017 Jaguars team have since moved on to other teams or retired. Regardless, this game was the seventh largest upset at the time in NFL history which saw the 15.5-point favorite Bills lose 6–9. The current series record is tied at 9-9-0.
Kansas City Chiefs
The Bills and the Kansas City Chiefs were also original teams in the AFL and have had a long history against each other, despite never being in the same division. Buffalo currently leads the series 27–24–1, which has included five playoff meetings, three of which were AFL/AFC championship games; Kansas City won the 1966 AFL Championship game that determined the AFL's representative in the first Super Bowl, going on to face the Green Bay Packers, in addition to the 2020 AFC Championship game that saw the team advance to its second straight Super Bowl appearance, while Buffalo defeated Kansas City in the 1993 AFC championship game to advance to its fourth straight Super Bowl appearance. Each time the Super Bowl participant would end up losing the big game. Despite a lull in the series in the 2000s and 2010s, the rivalry gained attention nonetheless as the Bills and Chiefs met in nine of ten years from 2008 to 2017. After a 2-year hiatus in the series, four high-profile matchups occurred between the Bills and Chiefs in 2020 and 2021, including the aforementioned 2020 championship game and the 2021 Divisional round game, which is now considered one of the greatest playoff games of all time but was also controversial due to the league's overtime rules. A rivalry between Josh Allen and Chiefs quarterback Patrick Mahomes has also developed, drawing comparisons to Jim Kelly's rivalry with Dan Marino as well as the rivalry between Tom Brady and Peyton Manning.
Notable players
Retired numbers
The Buffalo Bills have retired three numbers in franchise history: No. 12 for Jim Kelly, No. 34 for Thurman Thomas and No. 78 for Bruce Smith. Despite the fact that the Bills have retired only three jersey numbers, the team has other numbers no longer issued to any player or in reduced circulation.
Reduced circulation:
83 Andre Reed, WR, 1985–1999 (Lee Evans III wore No. 83 by special permission)
Since the earliest days of the team, the number 31 was not supposed to be issued to any other player. The Bills had stationery and various other team merchandise showing a running player wearing that number, and it was not supposed to represent any specific person, but the 'spirit of the team.' In the first three decades of the team's existence, the number 31 was only seen once: in 1969, when reserve running back Preston Ridlehuber damaged his number 36 jersey during a game, equipment manager Tony Marchitte gave him the number 31 jersey to wear while repairing the number 36. The number 31 was not issued again until 1990 when first round draft choice James (J.D.) Williams wore it for his first two seasons; it has since been returned to general circulation, currently worn as of 2022 by Dean Marlowe.
Number 32 had been withdrawn from circulation, but not retired, after O. J. Simpson. Former owner Ralph Wilson insisted on not reissuing the number, even after Simpson's highly publicized murder case and later robbery conviction. The number was placed back into circulation in 2019 with Senorise Perry wearing the number that year; practice squad cornerback Kyler McMichael was the last player to wear the number.
Number 15 was historically only issued sparingly after the retirement of Jack Kemp, it was last worn by Jake Kumerow in 2021.
Number 1 has also only rarely been used, for reasons never explained. While there is no proper explanation, Tommy Hughitt was a player-coach for the early Buffalo teams in the New York Pro Football League and NFL from 1918 to 1924 and was both a major on-field success and a fixture in Buffalo culture after his retirement as a politician and auto salesman. Hugitt was reported to wear number 1 during this time. Wide receiver Emmanuel Sanders is the most recent Bill to wear the number; prior to his arrival in 2021, it had been 19 years since it had been worn in the regular season, when kicker Mike Hollis wore it in 2002.
Ralph C. Wilson Jr. Distinguished Service Award recipients
Wall of Fame
Pro Football Hall of Fame
All-time first round draft picks
Recent Pro Bowl selections
Coaching staff
Head coaches
Current staff
Current roster
Radio and television
The Buffalo Bills Radio Network is flagshipped at WGR AM 550 in Buffalo, with sister station WWKB AM 1520 simulcasting all home games. Chris Brown is the team's current play-by-play announcer, having taken over from John Murphy (the announcer from 2003 to 2022 and color commentator most years from 1984 to 2003) after Murphy suffered a stroke. Former Bills center Eric Wood serves as the color analyst.
In 2018, the team signed an agreement with Nexstar Media Group to carry Bills preseason games across its network of stations in the region. As of 2020, WIVB-TV serves as the flagship station of the network, which includes WJET-TV in Erie, WROC-TV in Rochester, WSYR-TV in Syracuse, WUTR in Utica, WETM-TV in Elmira and WIVT in Binghamton. Steve Tasker does color commentary on these games; the play-by-play position is rotated between Andrew Catalon and Rob Stone. WROC-TV reporter Thad Brown is the sideline reporter. Since 2008, preseason games have been broadcast in high definition.
Beginning in the 2016 season, as per a new rights deal which covers rights to the team as well as its sister NHL franchise, the Buffalo Sabres, most team-related programming, including studio programming and the coach's show, was re-located to MSG Western New York—a joint venture of MSG and the team ownership. Preseason games will continue to air in simulcast on broadcast television.
In the event regular-season games are broadcast by ESPN, in accordance with the league's television policies, a local Buffalo station simulcasts the game. From 2014 to 2017, WKBW-TV held the broadcast rights to that contest, with the station having won back the rights to cable games after WBBZ-TV held the rights for 2012 and 2013.
Training camp sites
1960–1962 Roycroft Inn, East Aurora, New York
1963–1967 Camelot Hotel, Blasdell, New York
1968–1980 Niagara University, Lewiston, New York
1981–1999 State University of New York at Fredonia, Fredonia, New York
2000–present, St. John Fisher University, Pittsford, New York
Source:
Mascots, cheerleaders and marching band
The Bills' official mascot is Billy Buffalo, an eight-foot-tall, anthropomorphic blue American bison who wears the jersey "number" BB.
The Bills do not have cheerleaders. The Bills operated a cheerleading squad named the Buffalo Jills from 1967 to 1985; from 1986 to 2013, the Jills operated as an independent organization sponsored by various companies. The Jills suspended operations prior to the 2014 season due to legal actions. The Bills and Jills were previously involved in a legal battle, in which the Jills alleged they were employees, not independent contractors, and sought back pay. On March 3, 2022, a settlement was reached where the Bills agreed to pay the Jills $3.5 million, while Cumulus Media paid $4 million in stock options of the company while admitting no wrongdoing.
The Bills are one of six teams in the NFL to designate an official marching band or drumline (the others being the Baltimore Ravens, Washington Commanders, New York Jets, Carolina Panthers and Seattle Seahawks). Since the last game of the 2013 season, this position has been served by the Stampede Drumline, known outside of Buffalo as Downbeat Percussion. The Bills have also used the full marching bands from Attica High School, the University of Pittsburgh and Syracuse University at home games in recent years.
The Bills have several theme songs associated with them. The most popular is a variation of the Isley Brothers hit "Shout", recorded by Scott Kemper, which served as the Bills' official promotional song from 1987 through 1990s. It can be heard at every Bills home game following a field goal or touchdown and at the end of the game if the Bills win. The Bills' unofficial fight song, "Go Bills", was penned by Bills head coach Marv Levy in the mid-1990s on a friendly wager with his players that he will write the song if the team won a particular game.
Supporters
The "Bills Backers" are the official fan organization of the Buffalo Bills. It has over 200 chapters across North America, Europe and Oceania. Also notable is the "Bills Mafia", organized via Twitter beginning in 2010 by Del Reid, Leslie Wille, and Breyon Harris; the phrase "Bills Mafia" had by 2017 grown to unofficially represent the broad community surrounding and encompassing the team as a whole, and players who join the Bills often speak of joining the Bills Mafia. Outsiders often treat the Bills' fan base in derogatory terms, especially since the 2010s, in part because of negative press coverage of select fans' wilder antics. In 2020, the Bills filed to trademark the "Bills Mafia" name.
Bills fans are particularly well known for their wearing of Zubaz zebra-printed sportswear; so much is the association between Bills fans and Zubaz that when a revival of the company opened their first brick-and-mortar storefront, it chose Western New York as its first location. The "wing hat," a hat shaped like a spicy chicken wing (much in the same style as the Green Bay Packers' Cheesehead hats), can also frequently be seen atop Bills fans' heads, having originated as promotional merchandise by the Anchor Bar, the purported inventors of the modern chicken wing as a delicacy. Another hat associated with the Bills fandom is the water buffalo hat, resembling the headgear of the fictional Loyal Order of Water Buffaloes seen in the TV series The Flintstones; this hat gained particular popularity with the Water Buffalo Club 716, a community of over 2,000 Bills supporters from around the world founded in 2021 by Therese Forton-Barnes.
Bills Mafia members are also well known for jumping off of elevated surfaces (often cars or RVs) into folding tables, in the style of professional wrestlers, during the pre-game tailgate.
Bills fans are noted for their frequent support for charitable causes. After the Bills received help in breaking their 17-year playoff drought on a last-minute Cincinnati Bengals victory, Bills fans crowdfunded the charities of Bengals players Andy Dalton and Tyler Boyd with hundreds of thousands of dollars as a gesture of thanks. Also in 2020, following a November 8 upset win over the Seattle Seahawks led by one of the best career performances by quarterback Josh Allen, news emerged that Allen had elected to take the field after having been given the option to sit out the contest as he had received news of his grandmother's death only the night before. Fans showed support for their team and community by donating nearly $700,000 to the Oishei Children's Hospital, an organization supported by Allen throughout his time in Buffalo. Following the Bills' defeat of the Baltimore Ravens in the 2020–21 NFL playoffs and an injury to Ravens quarterback Lamar Jackson late in that game, Bills fans crowdfunded his favorite charity, Blessings in a Backpack.
The Bills are one of the favorite teams of ESPN announcer Chris Berman, who picked the Bills to reach the Super Bowl nearly every year in the 1990s. Berman often uses the catchphrase "No one circles the wagons like the Buffalo Bills!" Berman gave the induction speech for Bills owner Ralph Wilson when Wilson was inducted into the Pro Football Hall of Fame in 2009.
The Bills were also the favorite team of late NBC political commentator Tim Russert, a South Buffalo native, who often referred to the Bills on his Sunday morning talk show, Meet the Press. (His son, Luke, is also a notable fan of the team.) CNN's Wolf Blitzer, also a Buffalo native, has proclaimed he is also a fan, as has CBS Evening News lead anchor and Tonawanda native Jeff Glor and DNC Chairman Tom Perez.
ESPN anchor Kevin Connors is also a noted Bills fan, dating to his time attending Ithaca College. Actor Nick Bakay, a Buffalo native, is also a well-known Bills fan; he has discussed the team in segments of NFL Top 10. Character actor William Fichtner, raised in Cheektowaga, is a fan, and did a commercial for the team in 2014. In 2015, Fichtner also narrated the ESPN 30 for 30 documentary on the Bills' four Super Bowl appearances, "Four Falls of Buffalo". Former Olympic swimmer Summer Sanders (an in-law to former Bills kicker Todd Schlopy) has professed her fandom of the team. Actor Christopher McDonald, who was raised in Romulus, New York, is a fan of the team.
Persons notable almost entirely for their Bills fandom include Ken "Pinto Ron" Johnson, whose antics while appearing at every Bills home and away game since 1994 earned enough scrutiny that his tailgate parties were banned from stadium property on order of the league; John Lang, an Elvis impersonator who carries a large guitar that he uses as a billboard; Marc Miller, whose professional wrestling promo-style interview with WGRZ prior to Super Bowl XXVII (distinguished by the line "Dallas is going down, Gary!" and picked up at the time by The George Michael Sports Machine) was rediscovered in 2019; and Ezra Castro, also known as "Pancho Billa," a native of El Paso, Texas who wore a large sombrero and lucha mask in Bills colors. Castro was diagnosed with a spinal tumor that had metastasized in 2017; he was invited on stage during the 2018 NFL Draft to read one of the Bills' selections. Castro died on May 14, 2019.
In popular culture
Several former Buffalo Bills players earned a name in politics in the late 20th century after their playing careers had ended, nearly always as members of the Republican Party. The most famous of these was quarterback Jack Kemp, who was elected to the U.S. House of Representatives from Western New York in 1971—two years after his playing career ended and remained there for nearly two decades, serving as the Republican Party nominee for Vice President of the United States under Bob Dole in 1996. Kemp's backup, Ed Rutkowski, served as county executive of Erie County from 1979 to 1987. Former tight end Jay Riemersma, defensive tackle Fred Smerlas and defensive end Phil Hansen have all run for Congress, though all three either lost or withdrew from their respective races. Quarterback Jim Kelly and running back Thurman Thomas have also both been mentioned as potential candidates for political office, although both have declined all requests to date.
See also
List of American Football League players
Major North American professional sports teams
Notes
References
External links
Buffalo Bills at NFL.com
American football in Buffalo, New York
American Football League teams
American football teams in New York (state)
National Football League teams
Pegula Sports and Entertainment
American football teams established in 1960
1960 establishments in New York (state)
Western New York |
4318 | https://en.wikipedia.org/wiki/Big%20Dig | Big Dig | The Central Artery/Tunnel Project (CA/T Project), commonly known as the Big Dig, was a megaproject in Boston that rerouted the Central Artery of Interstate 93 (I-93), the chief highway through the heart of the city, into the 1.5-mile (2.4 km) Thomas P. O'Neill Jr. Tunnel. The project also included the construction of the Ted Williams Tunnel (extending I-90 to Logan International Airport), the Leonard P. Zakim Bunker Hill Memorial Bridge over the Charles River, and the Rose Kennedy Greenway in the space vacated by the previous I-93 elevated roadway. Initially, the plan was also to include a rail connection between Boston's two major train terminals. Planning began in 1982; the construction work was carried out between 1991 and 2006; and the project concluded on December 31, 2007, when the partnership between the program manager and the Massachusetts Turnpike Authority ended.
The Big Dig was the most expensive highway project in the United States, and was plagued by cost overruns, delays, leaks, design flaws, charges of poor execution and use of substandard materials, criminal charges and arrests, and the death of one motorist. The project was originally scheduled to be completed in 1998 at an estimated cost of $2.8 billion (in 1982 dollars, US$7.4 billion adjusted for inflation ). However, the project was completed in December 2007 at a cost of over $8.08 billion (in 1982 dollars, $21.5 billion adjusted for inflation, meaning a cost overrun of about 190%) . The Boston Globe estimated that the project will ultimately cost $22 billion, including interest, and that it would not be paid off until 2038. As a result of a death, leaks, and other design flaws, Bechtel and Parsons Brinckerhoff—the consortium that oversaw the project—agreed to pay $407 million in restitution and several smaller companies agreed to pay a combined sum of approximately $51 million.
The Rose Fitzgerald Kennedy Greenway is a roughly series of parks and public spaces which were the final part of the Big Dig after Interstate 93 was put underground. The Greenway was named in honor of Kennedy family matriarch Rose Fitzgerald Kennedy, and was officially dedicated on July 26, 2004.
Origin
This project was developed in response to traffic congestion on Boston's historically tangled streets which were laid out centuries before the advent of the automobile. As early as 1930 the city's Planning Board recommended a raised express highway running north–south through the downtown district in order to draw through traffic off the city streets. Commissioner of Public Works William Callahan promoted plans for the Central Artery, an elevated expressway which eventually was constructed between the downtown area and the waterfront. Governor John Volpe interceded in the 1950s to change the design of the last section of the Central Artery, putting it underground through the Dewey Square Tunnel. While traffic moved somewhat better, the other problems remained. There was chronic congestion on the Central Artery (I-93), the elevated six-lane highway through the center of downtown Boston, which was, in the words of Pete Sigmund, "like a funnel full of slowly-moving, or stopped, cars (and swearing motorists)." In 1959, the 1.5-mile-long (2.4 km) road section carried approximately 75,000 vehicles a day, but by the 1990s, this had grown to 190,000 vehicles a day. Traffic jams of 16 hours were predicted for 2010.
The expressway had tight turns, an excessive number of entrances and exits, entrance ramps without merge lanes, and as the decades passed and other planned expressways were cancelled, continually escalating vehicular traffic that was well beyond its design capacity. Local businesses again wanted relief, city leaders sought a reuniting of the waterfront with the city, and nearby residents desired removal of the matte green-painted elevated road which mayor Thomas Menino called Boston's "other Green Monster" (as an unfavorable comparison to Fenway Park's famed left-field wall). MIT engineers Bill Reynolds and (eventual state Secretary of Transportation) Frederick P. Salvucci envisioned moving the whole expressway underground.
Cancellation of the Inner Belt project
Another important motivation for the final form of the Big Dig was the abandonment of the Massachusetts Department of Public Works' intended expressway system through and around Boston. The Central Artery, as part of Mass. DPW's Master Plan of 1948, was originally planned to be the downtown Boston stretch of Interstate 95, and was signed as such; a bypass road called the Inner Belt, was subsequently renamed Interstate 695. (The law establishing the Interstate highway system was enacted in 1956.) The Inner Belt District was to pass to the west of the downtown core, through the neighborhood of Roxbury and the cities of Brookline, Cambridge, and Somerville. Earlier controversies over impact of the Boston extension of the Massachusetts Turnpike, particularly on the heavily populated neighborhood of Brighton, and the additional large amount of housing that would have had to be destroyed led to massive community opposition to both the Inner Belt and the Boston section of I-95.
By 1970, building demolition and land clearances had been completed along the I-95 right of way through the neighborhoods of Roxbury, Jamaica Plain, the South End and Roslindale, which led to secession threats by Hyde Park, Boston's youngest and southernmost neighborhood (which I-95 was also slated to go through). By 1972, with relatively little work done on the Southwest Corridor portion of I-95 and none on the potentially massively disruptive Inner Belt, Governor Francis Sargent put a moratorium on highway construction within the Route 128 corridor, except for the final short stretch of Interstate 93. In 1974, the remainder of the Master Plan was canceled.
With ever-increasing traffic volumes funneled onto I-93 alone, the Central Artery became chronically gridlocked. The Sargent moratorium led to the rerouting of I-95 away from Boston around the Route 128 beltway and the conversion of the cleared land in the southern part of the city into the Southwest Corridor linear park, as well as a new right-of-way for the Orange Line subway and Amtrak. Parts of the planned I-695 right-of-way remain unused and under consideration for future mass-transit projects.
The original 1948 Master Plan included a Third Harbor Tunnel plan that was hugely controversial in its own right, because it would have disrupted the Maverick Square area of East Boston. It was never built.
Mixing of traffic
A major reason for the all-day congestion was that the Central Artery carried not only north–south traffic, but it also carried east–west traffic. Boston's Logan Airport lies across Boston Harbor in East Boston; and before the Big Dig, the only access to the airport from downtown was through the paired Callahan and Sumner tunnels. Traffic on the major highways from west of Boston—the Massachusetts Turnpike and Storrow Drive—mostly traveled on portions of the Central Artery to reach these tunnels. Getting between the Central Artery and the tunnels involved short diversions onto city streets, increasing local congestion.
Mass transit
A number of public transportation projects were included as part of an environmental mitigation for the Big Dig. The most expensive was the building of the Phase II Silver Line tunnel under Fort Point Channel, done in coordination with Big Dig construction. Silver Line buses now use this tunnel and the Ted Williams Tunnel to link South Station and Logan Airport.
Construction of the MBTA Green Line extension beyond Lechmere to Medford/Tufts station opened on December 12, 2022. , promised projects to connect the Red and Blue subway lines, and to restore the Green Line streetcar service to the Arborway in Jamaica Plain have not been completed. The Red and Blue subway line connection underwent initial design, but no funding has been designated for the project. The Arborway Line restoration has been abandoned, following a final court decision in 2011.
The original Big Dig plan also included the North-South Rail Link, which would have connected North and South Stations (the major passenger train stations in Boston), but this aspect of the project was ultimately dropped by the state transportation administration early in the Dukakis administration. Negotiations with the federal government had led to an agreement to widen some of the lanes in the new harbor tunnel, and accommodating these would require the tunnel to be deeper and mechanically vented; this left no room for the rail lines, and having diesel trains (then in use) passing through the tunnel would have substantially increased the cost of the ventilation system.
Early planning
The project was conceived in the 1970s by the Boston Transportation Planning Review to replace the rusting elevated six-lane Central Artery. The expressway separated downtown from the waterfront, and was increasingly choked with bumper-to-bumper traffic. Business leaders were more concerned about access to Logan Airport, and pushed instead for a third harbor tunnel. In their second terms, Michael Dukakis (governor) and Fred Salvucci (secretary of transportation) came up with the strategy of tying the two projects together—thereby combining the project that the business community supported with the project that they and the City of Boston supported.
Planning for the Big Dig as a project officially began in 1982, with environmental impact studies starting in 1983. After years of extensive lobbying for federal dollars, a 1987 public works bill appropriating funding for the Big Dig was passed by the US Congress, but it was vetoed by President Ronald Reagan for being too expensive. When Congress overrode the veto, the project had its green light and ground was first broken in 1991.
In 1997, the state legislature created the Metropolitan Highway System and transferred responsibility for the Central Artery and Tunnel "CA/T" Project from the Massachusetts Highway Department and the Massachusetts Governor's Office to the Massachusetts Turnpike Authority (MTA).
The MTA, which had little experience in managing an undertaking of the scope and magnitude of the CA/T Project, hired a joint venture to provide preliminary designs, manage design consultants and construction contractors, track the project's cost and schedule, advise MTA on project decisions, and (in some instances) act as the MTA's representative. Eventually, MTA combined some of its employees with joint venture employees in an integrated project organization. This was intended to make management more efficient, but it hindered MTA's ability to independently oversee project activities because MTA and the joint venture had effectively become partners in the project.
Obstacles
In addition to political and financial difficulties, the project received resistance from residents of Boston's historic North End, who in the 1950s had seen 20% of the neighborhood's businesses displaced by development of the Central Artery. In 1993, the North End Waterfront Central Artery Committee (NEWCAC) created, co-founded by Nancy Caruso, representing residents, businesses, and institutions in the North End and Waterfront neighborhoods of Boston. The NEWCAC Committee's goal included lessening the impact of the Central Artery/Tunnel Project on the community, representing the neighborhoods to government agencies, keeping the community informed, developing a list of priorities of immediate neighborhood concerns, and promoting responsible and appropriate development of the post-construction artery corridor in the North End and Waterfront neighborhoods.
The political, financial and residential obstacles were magnified when several environmental and engineering obstacles occurred.
The downtown area through which the tunnels were to be dug was largely land fill, and included existing Red Line and Blue Line subway tunnels as well as innumerable pipes and utility lines that would have to be replaced or moved. Tunnel workers encountered many unexpected geological and archaeological barriers, ranging from glacial debris to foundations of buried houses and a number of sunken ships lying within the reclaimed land.
The project received approval from state environmental agencies in 1991, after satisfying concerns including release of toxins by the excavation and the possibility of disrupting the homes of millions of rats, causing them to roam the streets of Boston in search of new housing. By the time the federal environmental clearances were delivered in 1994, the process had taken some seven years, during which time inflation greatly increased the project's original cost estimates.
Reworking such a busy corridor without seriously restricting traffic flow required a number of state-of-the-art construction techniques. Because the old elevated highway (which remained in operation throughout the construction process) rested on pylons located throughout the designated dig area, engineers first utilized slurry wall techniques to create concrete walls upon which the highway could rest. These concrete walls also stabilized the sides of the site, preventing cave-ins during the continued excavation process.
The multi-lane Interstate highway also had to pass under South Station's seven railroad tracks, which carried over 40,000 commuters and 400 trains per day. To avoid multiple relocations of train lines while the tunneling advanced, as had been initially planned, a specially designed jack was constructed to support the ground and tracks to allow the excavation to take place below. Construction crews also used ground freezing (an artificial induction of permafrost) to help stabilize surrounding ground as they excavated the tunnel. This was the largest tunneling project undertaken beneath railroad lines anywhere in the world. The ground freezing enabled safer, more efficient excavation, and also assisted in environmental issues, as less contaminated fill needed to be exported than if a traditional cut-and-cover method had been applied.
Other challenges included existing subway tunnels crossing the path of the underground highway. To build slurry walls past these tunnels, it was necessary to dig beneath the tunnels and to build an underground concrete bridge to support the tunnels' weight, without interrupting rail service.
Construction phase
The project was managed by the Massachusetts Turnpike Authority, with the Big Dig and the Turnpike's Boston Extension from the 1960s being financially and legally joined by the legislature as the Metropolitan Highway System. Design and construction was supervised by a joint venture of Bechtel Corporation and Parsons Brinckerhoff. Because of the enormous size of the project—too large for any company to undertake alone—the design and construction of the Big Dig was broken up into dozens of smaller subprojects with well-defined interfaces between contractors. Major heavy-construction contractors on the project included Jay Cashman, Modern Continental, Obayashi Corporation, Perini Corporation, Peter Kiewit Sons' Incorporated, J. F. White, and the Slattery division of Skanska USA. (Of those, Modern Continental was awarded the greatest gross value of contracts, joint ventures included.)
The nature of the Charles River crossing had been a source of major controversy throughout the design phase of the project. Many environmental advocates preferred a river crossing entirely in tunnels, but this, along with 27 other plans, was rejected as too costly. Finally, with a deadline looming to begin construction on a separate project that would connect the Tobin Bridge to the Charles River crossing, Salvucci overrode the objections and chose a variant of the plan known as "Scheme Z". This plan was considered to be reasonably cost-effective, but had the drawback of requiring highway ramps stacked up as high as immediately adjacent to the Charles River.
The city of Cambridge objected to the visual impact of the chosen Charles River crossing design. The city sued to revoke the project's environmental certificate and forced the project planners to redesign the river crossing again.
Swiss engineer Christian Menn took over the design of the bridge. He suggested a cradle cable-stayed bridge that would carry ten lanes of traffic. The plan was accepted and construction began on the Leonard P. Zakim Bunker Hill Memorial Bridge. The bridge employed an asymmetrical design and a hybrid of steel and concrete was used to construct it. The distinctive bridge is supported by two forked towers connected to the span by cables and girders. It was the first bridge in the country to employ this method and it was, at the time, the widest cable-stayed bridge in the world, having since been surpassed by the Eastern span replacement of the San Francisco–Oakland Bay Bridge.
Meanwhile, construction continued on the Tobin Bridge approach. By the time all parties agreed on the I-93 design, construction of the Tobin connector (today known as the "City Square Tunnel" for a Charlestown area it bypasses) was far along, significantly adding to the cost of constructing the US Route 1 interchange and retrofitting the tunnel.
Boston blue clay and other soils extracted from the path of the tunnel were used to cap many local landfills, fill in the Granite Rail Quarry in Quincy, and restore the surface of Spectacle Island in the Boston Harbor Islands National Recreation Area.
The Storrow Drive Connector, a companion bridge to the Zakim, began carrying traffic from I-93 to Storrow Drive in 1999. The project had been under consideration for years, but was opposed by the wealthy residents of the Beacon Hill neighborhood. However, it finally was accepted because it would funnel traffic bound for Storrow Drive and downtown Boston away from the mainline roadway. The Connector ultimately used a pair of ramps that had been constructed for Interstate 695, enabling the mainline I-93 to carry more traffic that would have used I-695 under the original Master Plan.
When construction began, the project cost, including the Charles River crossing, was estimated at $5.8 billion. Eventual cost overruns were so high that the chairman of the Massachusetts Turnpike Authority, James Kerasiotes, was fired in 2000. His replacement had to commit to an $8.55 billion cap on federal contributions. The total expenses eventually passed $15 billion. Interest brought this cost to $21.93 billion.
Engineering methods and details
Several unusual engineering challenges arose during the project, requiring unusual solutions and methods to address them.
At the beginning of the project, engineers had to figure out the safest way to build the tunnel without endangering the existing elevated highway above. Eventually, they created horizontal braces as wide as the tunnel, then cut away the elevated highway's struts, and lowered it onto the new braces. Three alternative construction methods were studied with their corresponding structural design to address existing conditions, safety measures, and constructability. In addition to codified loads, construction loads were computed to support final design and field execution .
Final phases
On January 18, 2003, the opening ceremony was held for the I-90 Connector Tunnel, extending the Massachusetts Turnpike (Interstate 90) east into the Ted Williams Tunnel, and onwards to Boston Logan International Airport. The Ted Williams tunnel had been completed and was in limited use for commercial traffic and high-occupancy vehicles since late 1995. The westbound lanes opened on the afternoon of January 18 and the eastbound lanes on January 19.
The next phase, moving the elevated Interstate 93 underground, was completed in two stages: northbound lanes opened on March 29, 2003, and southbound lanes (in a temporary configuration) on December 20, 2003. A tunnel underneath Leverett Circle connecting eastbound Storrow Drive to I-93 North and the Tobin Bridge opened December 19, 2004, easing congestion at the circle. All southbound lanes of I-93 opened to traffic on March 5, 2005, including the left lane of the Zakim Bridge, and all of the refurbished Dewey Square Tunnel.
By the end of December 2004, 95% of the Big Dig was completed. Major construction remained on the surface, including construction of final ramp configurations in the North End and in the South Bay interchange, and reconstruction of the surface streets.
The final ramp downtown—exit 16A (formerly 20B) from I-93 south to Albany Street—opened January 13, 2006.
In 2006, the two Interstate 93 tunnels were dedicated as the Thomas P. O'Neill Jr. Tunnel, after the former Democratic speaker of the House of Representatives from Massachusetts who pushed to have the Big Dig funded by the federal government.
Coordinated projects
The Commonwealth of Massachusetts was required under the Federal Clean Air Act to mitigate air pollution generated by the highway improvements. Secretary of Transportation Fred Salvucci signed an agreement with the Conservation Law Foundation in 1990 enumerating 14 specific projects the state agreed to build. This list was affirmed in a 1992 lawsuit settlement.
Projects which have been completed include:
Restoration of three Old Colony Commuter Rail lines
Expansion of Framingham Line to serve Worcester full-time
Restoration of the Newburyport/Rockport Line
Six-car trains on the MBTA Blue Line, requiring platform lengthening, station modernization, and all new train cars
MBTA Silver Line service to the South Boston waterfront
1,000 new commuter parking spaces
Fairmount Line improvements
As of 2023, one mitigation project has been partially completed:
Green Line Extension (opened to serve Medford in 2022, however required extension of the line to Route 16 is incomplete)
Some projects have been removed or replaced, including:
Design of the Red-Blue Connector at Charles Street (removed)
Restoration of Green Line "E" Arborway service (replaced with other projects with similar air-quality improvements)
Surface treatments
Some surface treatments that were part of the original project plan were dropped due to the massive cost overruns on the highway portion of the project.
$99.1 million was allocated for mitigating improvements to the Charles River Basin, including the construction of North Point Park in Cambridge and Paul Revere Park in Charlestown. The North Bank Bridge, providing pedestrian and bicycle connectivity between the parks, was not funded until the American Recovery and Reinvestment Act of 2009. Nashua Street Park on the Boston side was completed in 2003, by McCourt Construction with $7.9 million in funding from MassDOT. As of 2017, $30.5 million had been transferred to the Massachusetts Department of Conservation and Recreation to complete five projects. Another incomplete but required project is the South Bank Bridge over the MBTA Commuter Rail tracks at North Station (connecting Nashua Street Park to the proposed South Bank Park, which is currently a parking lot under the Zakim Bridge at the Charles River locks).
Improvements in the lower Charles River Basin include the new walkway at Lovejoy Wharf (constructed by the developer of 160 North Washington Street, the new headquarters of Converse), the Lynch Family Skate Park (constructed in 2015 by the Charles River Conservancy), rehabilitation of historic operations buildings for the Charles River Dam and lock, a maintenance facility, and a planned pedestrian walkway across the Charles River next to the MBTA Commuter Rail drawbridge at North Station (connecting Nashua Street Park and North Point Park). MassDOT is funding the South Bank Park, and replacement of the North Washington Street Bridge (construction Aug 2018–23). EF Education is funding public greenspace improvements as part of its three-phase expansion at North Point. Remaining funding may be used to construct the North Point Inlet pedestrian bridge, and a pedestrian walkway over Leverett Circle. Before being replaced with surface access during the reconstruction of the Science Park MBTA Green Line station, Leverett Circle had pedestrian bridges with stairs that provided elevated access between the station, the Charles River Parks, and the sidewalk to the Boston Museum of Science. The replacement ramps would comply with Americans with Disabilities Act requirements and allow easy travel by wheelchair or bicycle over the busy intersection.
Public art
While not a legally mandated requirement, public art was part of the urban design planning process (and later design development work) through the Artery Arts Program. The intent of the program was to integrate public art into highway infrastructure (retaining walls, fences, and lighting) and the essential elements of the pedestrian environment (walkways, park landscape elements, and bridges). As overall project costs increased, the Artery Arts Program was seen as a potential liability, even though there was support and interest from the public and professional arts organizations in the area.
At the beginning of the highway design process, a temporary arts program was initiated, and over 50 proposals were selected. However, development began on only a few projects before funding for the program was cut. Permanent public art that was funded includes: super graphic text and facades of former West End houses cast into the concrete elevated highway abutment support walls near North Station by artist Sheila Levrant de Bretteville; Harbor Fog, a sensor-activated mist, light and sound sculptural environment by artist Ross Miller in parcel 17; a historical sculpture celebrating the 18th and 19th century shipbuilding industry and a bust of shipbuilder Donald McKay in East Boston; blue interior lighting of the Zakim Bridge; and the Miller's River Littoral Way walkway and lighting under the loop ramps north of the Charles River.
Extensive landscape planting, as well as a maintenance program to support the plantings, was requested by many community members during public meetings.
Impact on traffic
The Big Dig separated the co-mingled traffic from the Massachusetts Turnpike and the Sumner and Callahan tunnels. While only one net lane in each direction was added to the north–south I-93, several new east–west lanes became available. East–west traffic on the Massachusetts Turnpike/I-90 now proceeds directly through the Ted Williams Tunnel to Logan Airport and Route 1A beyond. Traffic between Storrow Drive and the Callahan and Sumner Tunnels still uses a short portion of I-93, but additional lanes and direct connections are provided for this traffic.
The result was a 62% reduction in vehicle hours of travel on I-93, the airport tunnels, and the connection from Storrow Drive, from an average 38,200 hours per day before construction (1994–1995) to 14,800 hours per day in 2004–2005, after the project was largely complete. The savings for travelers was estimated at $166 million annually in the same 2004–2005 time frame. Travel times on the Central Artery northbound during the afternoon peak hour were reduced 85.6%.
A 2008 Boston Globe report asserted that waiting time for the majority of trips actually increased as a result of demand induced by the increased road capacity. Because more drivers were opting to use the new roads, traffic bottlenecks were only pushed outward from the city, not reduced or eliminated (although some trips are now faster). The report states, "Ultimately, many motorists going to and from the suburbs at peak rush hours are spending more time stuck in traffic, not less." The Globe also asserted that their analysis provides a fuller picture of the traffic situation than a state-commissioned study done two years earlier, in which the Big Dig was credited with helping to save at least $167 million a year by increasing economic productivity and decreasing motor vehicle operating costs. That study did not look at highways outside the Big Dig construction area and did not take into account new congestion elsewhere.
Impact on property values
Towards the end of the Big Dig in 2003, it was estimated that the demolition of the Central Artery highway would cause a $732 million increase in property value in Boston's financial district, with the replacement parks providing an additional $252 million in value. Additionally, as a result of the Big Dig, a large amount of waterfront space was opened up, which is now a high-rent residential and commercial area called the Seaport District. The development of Seaport alone was estimated to create $7 billion in private investment and 43,000 jobs.
Operations Control Center (OCC)
As part of the project, an elaborate Operations Control Center (OCC) control room was constructed in South Boston. Staffed on a "24/7/365" basis, this center monitors and reports on traffic congestion, and responds to emergencies. Continuous video surveillance is provided by hundreds of cameras, and thousands of sensors monitor traffic speed and density, air quality, water levels, temperatures, equipment status, and other conditions inside the tunnel. The OCC can activate emergency ventilation fans, change electronic display signs, and dispatch service crews when necessary.
Problems
"Thousands of leaks"
As far back as 2001, Turnpike Authority officials and contractors knew of thousands of leaks in ceiling and wall fissures, extensive water damage to steel supports and fireproofing systems, and overloaded drainage systems. Many of the leaks were a result of Modern Continental and other subcontractors failing to remove gravel and other debris before pouring concrete. This information was not made public until engineers at MIT (volunteer students and professors) performed several experiments and found serious problems with the tunnel.
On September 15, 2004, a major leak in the Interstate 93 north tunnel forced the closure of the tunnel while repairs were conducted. This also forced the Turnpike Authority to release information regarding its non-disclosure of prior leaks. A follow-up reported on "extensive" leaks that were more severe than state authorities had previously acknowledged. The report went on to state that the $14.6 billion tunnel system was riddled with more than 400 leaks. A Boston Globe report, however, countered that by stating there were nearly 700 leaks in a single section of tunnel beneath South Station. Turnpike officials also stated that the number of leaks being investigated was down from 1,000 to 500.
The problem of leaks is further aggravated by the fact that many of them involve corrosive salt water. This is caused by the proximity of Boston Harbor and the Atlantic Ocean, causing a mix of salt and fresh water leaks in the tunnel. The situation is made worse by road salt spread in the tunnel to melt ice during freezing weather, or brought in by vehicles passing through. Salt water and salt spray are well-known issues that must be dealt with in any marine environment. It has been reported that "hundreds of thousands of gallons of salt water are pumped out monthly" in the Big Dig, and a map has been prepared showing "hot spots" where water leakage is especially serious. Salt-accelerated corrosion has caused ceiling light fixtures to fail (see below), but can also cause rapid deterioration of embedded rebar and other structural steel reinforcements holding the tunnel walls and ceiling in place.
Substandard materials
Massachusetts State Police searched the offices of Aggregate Industries, the largest concrete supplier for the underground portions of the project, in June 2005. They seized evidence that Aggregate delivered concrete that did not meet contract specifications. In March 2006 Massachusetts Attorney General Tom Reilly announced plans to sue project contractors and others because of poor work on the project. Over 200 complaints were filed by the state of Massachusetts as a result of leaks, cost overruns, quality concerns, and safety violations. In total, the state has sought approximately $100 million from the contractors ($1 for every $141 spent).
In May 2006, six employees of the company were arrested and charged with conspiracy to defraud the United States. The employees were accused of reusing old concrete and double-billing loads. In July 2007, Aggregate Industries settled the case with an agreement to pay $50 million. $42 million of the settlement went to civil cases and $8 million was paid in criminal fines. The company will provide $75 million in insurance for maintenance as well as pay $500,000 toward routine checks on areas suspected to contain substandard concrete. In July 2009, two of the accused, Gerard McNally and Keith Thomas, both managers, pled guilty to charges of conspiracy, mail fraud, and filing false reports. The following month, the remaining four, Robert Prosperi, Mark Blais, Gregory Stevenson, and John Farrar, were found guilty on conspiracy and fraud charges. The four were sentenced to probation and home confinement and Blais and Farrar were additionally sentenced to community service.
Fatal ceiling collapse
A fatal accident raised safety questions and closed part of the project for most of the summer of 2006. On July 10, 2006, concrete ceiling panels and debris weighing and measuring fell on a car traveling on the two-lane ramp connecting northbound I-93 to eastbound I-90 in South Boston, killing Milena Del Valle, who was a passenger, and injuring her husband, Angel Del Valle, who was driving. Immediately following the fatal ceiling collapse, Governor Mitt Romney ordered a "stem-to-stern" safety audit conducted by the engineering firm of Wiss, Janney, Elstner Associates, Inc. to look for additional areas of risk. Said Romney: "We simply cannot live in a setting where a project of this scale has the potential of threatening human life, as has already been seen". The collapse and closure of the tunnel greatly snarled traffic in the city. The resulting traffic jams are cited as contributing to the death of another person, a heart attack victim who died en route to Boston Medical Center when his ambulance was caught in one such traffic jam two weeks after the collapse. On September 1, 2006, one eastbound lane of the connector tunnel was re-opened to traffic.
Following extensive inspections and repairs, Interstate 90 east- and westbound lanes reopened in early January 2007. The final piece of the road network, a high occupancy vehicle lane connecting Interstate 93 north to the Ted Williams Tunnel, reopened on June 1, 2007.
On July 10, 2007, after a lengthy investigation, the National Transportation Safety Board found that epoxy glue used to hold the roof in place during construction was not appropriate for long-term bonding. This was determined to be the cause of the roof collapse. The Power-Fast Epoxy Adhesive used in the installation was designed for short-term loading, such as wind or earthquake loads, not long-term loading, such as the weight of a panel.
Powers Fasteners, the makers of the adhesive, revised their product specifications on May 15, 2007, to increase the safety factor from 4 to 10 for all of their epoxy products intended for use in overhead applications. The safety factor on Power-Fast Epoxy was increased from 4 to 16. On December 24, 2007, the Del Valle family announced they had reached a settlement with Powers Fasteners that would pay the family $6 million. In December 2008, Powers Fasteners agreed to pay $16 million to the state to settle manslaughter charges.
"Ginsu guardrails"
Public safety workers have called the walkway safety handrails in the Big Dig tunnels "ginsu guardrails", because the squared-off edges of the support posts have caused mutilations and deaths of passengers ejected from crashed vehicles. After an eighth reported death involving the safety handrails, MassDOT officials announced plans to cover or remove the allegedly dangerous fixtures, but only near curves or exit ramps. This partial removal of hazards has been criticized by a safety specialist, who suggests that the handrails are just as dangerous in straight sections of the tunnel.
Lighting fixtures
In March 2011, it became known that senior MassDOT officials had failed to disclose an issue with the lighting fixtures in the O'Neill tunnel. In early February 2011, a maintenance crew found a fixture lying in the middle travel lane in the northbound tunnel. Assuming it to be simple road debris, the maintenance team picked it up and brought it back to its home facility. The next day, a supervisor passing through the yard realized that the fixture was not road debris but was in fact one of the fixtures used to light the tunnel itself. Further investigation revealed that the fixture's mounting apparatus had failed, due to galvanic corrosion of incompatible metals, caused by having aluminum in direct contact with stainless steel, in the presence of salt water. The electrochemical potential difference between stainless steel and aluminum is in the range of 0.5 to 1.0V, depending on the exact alloys involved, and can cause considerable corrosion within months under unfavorable conditions.
After the discovery of the reason why the fixture had failed, a comprehensive inspection of the other fixtures in the tunnel revealed that numerous other fixtures were also in the same state of deterioration. Some of the worst fixtures were temporarily shored up with plastic ties. Moving forward with temporary repairs, members of the MassDOT administration team decided not to let the news of the systemic failure and repair of the fixtures be released to the public or to Governor Deval Patrick's administration.
, it appeared that all of the 25,000 light fixtures would have to be replaced, at an estimated cost of $54 million. The replacement work was mostly done at night, and required lane closures or occasional closing of the entire tunnel for safety, and was estimated to take up to two years to complete. , replacement of the light fixtures continued.
See also
Massachusetts Turnpike
Massachusetts Bay Transportation Authority
Megaproject
Vincent Zarrilli – critic of the Big Dig who proposed the Boston Bypass
Alaskan Way Viaduct replacement tunnel – similar project in Seattle, Washington
Carmel Tunnels – similar project in Haifa, Israel
Central–Wan Chai Bypass – similar project in the areas of Central, Wan Chai and Causeway Bay, within Victoria City, Hong Kong
Cross City Tunnel – similar project in Sydney, New South Wales, Australia
Dublin Port Tunnel – similar project on a smaller scale in Dublin, Ireland
Gardiner Expressway – an elevated freeway in Toronto with similar future plans
Autopista de Circunvalación M-30, and – similar project along the banks of Manzanares River, Madrid, Spain
Blanka tunnel complex – similar project in Prague, Czech Republic and the longest city tunnel in Europe (6.4 km / 4.0 mi)
Yamate Tunnel – similar project on a larger scale in Tokyo, Japan
References
External links
Official site
Project map on page vi of Highway to the Past: The Archaeology of Boston's Big Dig (Massachusetts Historical Commission, 2001)
Map of Central Artery Project on page 21 of report on Climate Change Vulnerability
List of Massachusetts State Reports on Central Artery Project in Boston
Boston CA/T Project History at MIT Rotch Library
YouTube version
2007 establishments in Massachusetts
2007 in Boston
Engineering projects
Interstate 93
Megaprojects
North End, Boston
Road tunnels in Massachusetts
Transport infrastructure completed in 2007
Tunnels completed in 2007
Tunnels in Boston
U.S. Route 1 |
4321 | https://en.wikipedia.org/wiki/Binary%20tree | Binary tree | In computer science, a binary tree is a tree data structure in which each node has at most two children, referred to as the left child and the right child. That is, it is a k-ary tree with . A recursive definition using set theory is that a binary tree is a tuple (L, S, R), where L and R are binary trees or the empty set and S is a singleton set containing the root.
From a graph theory perspective, binary trees as defined here are arborescences. A binary tree may thus be also called a bifurcating arborescence, a term which appears in some very old programming books before the modern computer science terminology prevailed. It is also possible to interpret a binary tree as an undirected, rather than directed graph, in which case a binary tree is an ordered, rooted tree. Some authors use rooted binary tree instead of binary tree to emphasize the fact that the tree is rooted, but as defined above, a binary tree is always rooted.
In mathematics, what is termed binary tree can vary significantly from author to author. Some use the definition commonly used in computer science, but others define it as every non-leaf having exactly two children and don't necessarily label the children as left and right either.
In computing, binary trees can be used in two very different ways:
First, as a means of accessing nodes based on some value or label associated with each node. Binary trees labelled this way are used to implement binary search trees and binary heaps, and are used for efficient searching and sorting. The designation of non-root nodes as left or right child even when there is only one child present matters in some of these applications, in particular, it is significant in binary search trees. However, the arrangement of particular nodes into the tree is not part of the conceptual information. For example, in a normal binary search tree the placement of nodes depends almost entirely on the order in which they were added, and can be re-arranged (for example by balancing) without changing the meaning.
Second, as a representation of data with a relevant bifurcating structure. In such cases, the particular arrangement of nodes under and/or to the left or right of other nodes is part of the information (that is, changing it would change the meaning). Common examples occur with Huffman coding and cladograms. The everyday division of documents into chapters, sections, paragraphs, and so on is an analogous example with n-ary rather than binary trees.
Definitions
Recursive definition
To define a binary tree, the possibility that only one of the children may be empty must be acknowledged. An artifact, which in some textbooks is called an extended binary tree, is needed for that purpose. An extended binary tree is thus recursively defined as:
the empty set is an extended binary tree
if T1 and T2 are extended binary trees, then denote by T1 • T2 the extended binary tree obtained by by adding edges when these sub-trees are non-empty.
Another way of imagining this construction (and understanding the terminology) is to consider instead of the empty set a different type of node—for instance square nodes if the regular ones are circles.
Using graph theory concepts
A binary tree is a rooted tree that is also an ordered tree (a.k.a. plane tree) in which every node has at most two children. A rooted tree naturally imparts a notion of levels (distance from the root), thus for every node a notion of children may be defined as the nodes connected to it a level below. Ordering of these children (e.g., by drawing them on a plane) makes it possible to distinguish a left child from a right child. But this still doesn't distinguish between a node with left but not a right child from a one with right but no left child.
The necessary distinction can be made by first partitioning the edges, i.e., defining the binary tree as triplet (V, E1, E2), where (V, E1 ∪ E2) is a rooted tree (equivalently arborescence) and E1 ∩ E2 is empty, and also requiring that for all j ∈ { 1, 2 } every node has at most one Ej child. A more informal way of making the distinction is to say, quoting the Encyclopedia of Mathematics, that "every node has a left child, a right child, neither, or both" and to specify that these "are all different" binary trees.
Types of binary trees
Tree terminology is not well-standardized and so varies in literatures.
A binary tree has a root node and every node has at most two children.
A binary tree (sometimes referred to as a proper, plane, or strict binary tree) is a tree in which every node has either 0 or 2 children. Another way of defining a full binary tree is a recursive definition. A full binary tree is either:
A single vertex (a single node as the root node).
A tree whose root node has two subtrees, both of which are full binary trees.
A binary tree is a binary tree in which all interior nodes have two children and all leaves have the same depth or same level (the level of a node defined as the number of edges or links from the root node to a node). A perfect binary tree is a full binary tree.
A binary tree is a binary tree in which every level, except possibly the last, is completely filled, and all nodes in the last level are as far left as possible. It can have between 1 and 2h nodes at the last level h. A perfect tree is therefore always complete but a complete tree is not always perfect. Some authors use the term complete to refer instead to a perfect binary tree as defined above, in which case they call this type of tree (with a possibly not filled last level) an almost complete binary tree or nearly complete binary tree. A complete binary tree can be efficiently represented using an array.
In the infinite complete binary tree is a tree with levels, where for each level d the number of existing nodes at level d is equal to 2d. The cardinal number of the set of all levels is (countably infinite). The cardinal number of the set of all paths (the "leaves", so to speak) is uncountable, having the cardinality of the continuum.
A balanced binary tree is a binary tree structure in which the left and right subtrees of every node differ in height (the number of edges from the top-most node to the farthest node in a subtree) by no more than 1. One may also consider binary trees where no leaf is much farther away from the root than any other leaf. (Different balancing schemes allow different definitions of "much farther".)
A degenerate (or pathological) tree is where each parent node has only one associated child node. This means that the tree will behave like a linked list data structure. In this case, an advantage of using a binary tree is significantly reduced because it is essentially a linked list which time complexity is O(n) (n as the number of nodes) and it has more data space than the linked list due to two pointers per node, while the complexity of O(log2n) for data search in a balanced binary tree is normally expected.
Properties of binary trees
The number of nodes in a full binary tree is at least and at most (i.e., the number of nodes in a perfect binary tree), where is the height of the tree. A tree consisting of only a root node has a height of 0. The least number of nodes is obtained by adding only two children nodes per adding height so (1 for counting the root node). The maximum number of nodes is obtained by fully filling nodes at each level, i.e., it is a perfect tree. For a perfect tree, the number of nodes is , where the last equality is from the geometric series sum.
The number of leaf nodes in a perfect binary tree is (where is the number of nodes in the tree) because (by using the above property) and the number of leaves is so . It also means that . In terms of the tree height , .
For any non-empty binary tree with leaf nodes and nodes of degree 2 (internal nodes with two child nodes), . The proof is the following. For a perfect binary tree, the total number of nodes is (A perfect binary tree is a full binary tree.) and , so . To make a full binary tree from a perfect binary tree, a pair of two sibling nodes are removed one by one. This results in "two leaf nodes removed" and "one internal node removed" and "the removed internal node becoming a leaf node", so one leaf node and one internal node is removed per removing two sibling nodes. As a result, also holds for a full binary tree. To make a binary tree with a leaf node without its sibling, a single leaf node is removed from a full binary tree, then "one leaf node removed" and "one internal nodes with two children removed" so also holds. This relation now covers all non-empty binary trees.
With given nodes, the minimum possible tree height is with which the tree is a balanced full tree or perfect tree. With a given heigh , the number of nodes can't exceed the as the number of nodes in a perfect tree. Thus .
A binary Tree with leaves has at least the height . With a given height , the number of leaves at that height can't exceed as the number of leaves at the height in a perfect tree. Thus .
In a non-empty binary tree, if is the total number of nodes and is the total number of edges, then . This is obvious because each node requires one edge except for the root node.
The number of null links (i.e., absent children of the nodes) in a binary tree of n nodes is (n + 1).
The number of internal nodes in a complete binary tree of n nodes is .
Combinatorics
In combinatorics, one considers the problem of counting the number of full binary trees of a given size. Here the trees have no values attached to their nodes (this would just multiply the number of possible trees by an easily determined factor), and trees are distinguished only by their structure; however, the left and right child of any node are distinguished (if they are different trees, then interchanging them will produce a tree distinct from the original one). The size of the tree is taken to be the number n of internal nodes (those with two children); the other nodes are leaf nodes and there are of them. The number of such binary trees of size n is equal to the number of ways of fully parenthesizing a string of symbols (representing leaves) separated by n binary operators (representing internal nodes), to determine the argument subexpressions of each operator. For instance for one has to parenthesize a string like , which is possible in five ways:
The correspondence to binary trees should be obvious, and the addition of redundant parentheses (around an already parenthesized expression or around the full expression) is disallowed (or at least not counted as producing a new possibility).
There is a unique binary tree of size 0 (consisting of a single leaf), and any other binary tree is characterized by the pair of its left and right children; if these have sizes i and j respectively, the full tree has size . Therefore, the number of binary trees of size n has the following recursive description , and for any positive integer n. It follows that is the Catalan number of index n.
The above parenthesized strings should not be confused with the set of words of length 2n in the Dyck language, which consist only of parentheses in such a way that they are properly balanced. The number of such strings satisfies the same recursive description (each Dyck word of length 2n is determined by the Dyck subword enclosed by the initial '(' and its matching ')' together with the Dyck subword remaining after that closing parenthesis, whose lengths 2i and 2j satisfy ); this number is therefore also the Catalan number . So there are also five Dyck words of length 6:
These Dyck words do not correspond to binary trees in the same way. Instead, they are related by the following recursively defined bijection: the Dyck word equal to the empty string corresponds to the binary tree of size 0 with only one leaf. Any other Dyck word can be written as (), where , are themselves (possibly empty) Dyck words and where the two written parentheses are matched. The bijection is then defined by letting the words and correspond to the binary trees that are the left and right children of the root.
A bijective correspondence can also be defined as follows: enclose the Dyck word in an extra pair of parentheses, so that the result can be interpreted as a Lisp list expression (with the empty list () as only occurring atom); then the dotted-pair expression for that proper list is a fully parenthesized expression (with NIL as symbol and '.' as operator) describing the corresponding binary tree (which is, in fact, the internal representation of the proper list).
The ability to represent binary trees as strings of symbols and parentheses implies that binary trees can represent the elements of a free magma on a singleton set.
Methods for storing binary trees
Binary trees can be constructed from programming language primitives in several ways.
Nodes and references
In a language with records and references, binary trees are typically constructed by having a tree node structure which contains some data and references to its left child and its right child. Sometimes it also contains a reference to its unique parent. If a node has fewer than two children, some of the child pointers may be set to a special null value, or to a special sentinel node.
This method of storing binary trees wastes a fair bit of memory, as the pointers will be null (or point to the sentinel) more than half the time; a more conservative representation alternative is threaded binary tree.
In languages with tagged unions such as ML, a tree node is often a tagged union of two types of nodes, one of which is a 3-tuple of data, left child, and right child, and the other of which is a "leaf" node, which contains no data and functions much like the null value in a language with pointers. For example, the following line of code in OCaml (an ML dialect) defines a binary tree that stores a character in each node.
type chr_tree = Empty | Node of char * chr_tree * chr_tree
Arrays
Binary trees can also be stored in breadth-first order as an implicit data structure in arrays, and if the tree is a complete binary tree, this method wastes no space. In this compact arrangement, if a node has an index i, its children are found at indices (for the left child) and (for the right), while its parent (if any) is found at index (assuming the root has index zero). Alternatively, with a 1-indexed array, the implementation is simplified with children found at and , and parent found at . This method benefits from more compact storage and better locality of reference, particularly during a preorder traversal. However, it is expensive to grow and wastes space proportional to 2h - n for a tree of depth h with n nodes.
This method of storage is often used for binary heaps.
Encodings
Succinct encodings
A succinct data structure is one which occupies close to minimum possible space, as established by information theoretical lower bounds. The number of different binary trees on nodes is , the th Catalan number (assuming we view trees with identical structure as identical). For large , this is about ; thus we need at least about bits to encode it. A succinct binary tree therefore would occupy bits.
One simple representation which meets this bound is to visit the nodes of the tree in preorder, outputting "1" for an internal node and "0" for a leaf. If the tree contains data, we can simply simultaneously store it in a consecutive array in preorder. This function accomplishes this:
function EncodeSuccinct(node n, bitstring structure, array data) {
if n = nil then
append 0 to structure;
else
append 1 to structure;
append n.data to data;
EncodeSuccinct(n.left, structure, data);
EncodeSuccinct(n.right, structure, data);
}
The string structure has only bits in the end, where is the number of (internal) nodes; we don't even have to store its length. To show that no information is lost, we can convert the output back to the original tree like this:
function DecodeSuccinct(bitstring structure, array data) {
remove first bit of structure and put it in b
if b = 1 then
create a new node n
remove first element of data and put it in n.data
n.left = DecodeSuccinct(structure, data)
n.right = DecodeSuccinct(structure, data)
return n
else
return nil
}
More sophisticated succinct representations allow not only compact storage of trees but even useful operations on those trees directly while they're still in their succinct form.
Encoding ordered trees as binary trees
There is a natural one-to-one correspondence between ordered trees and binary trees. It allows any ordered tree to be uniquely represented as a binary tree, and vice versa:
Let T be a node of an ordered tree, and let B denote T's image in the corresponding binary tree. Then B's left child represents T's first child, while the B's right child represents T'''s next sibling.
For example, the ordered tree on the left and the binary tree on the right correspond:
In the pictured binary tree, the black, left, edges represent first child, while the blue, right, edges represent next sibling.
This representation is called a left-child right-sibling binary tree.
Common operations
There are a variety of different operations that can be performed on binary trees. Some are mutator operations, while others simply return useful information about the tree.
Insertion
Nodes can be inserted into binary trees in between two other nodes or added after a leaf node. In binary trees, a node that is inserted is specified as to whose child it will be.
Leaf nodes
To add a new node after leaf node A, A assigns the new node as one of its children and the new node assigns node A as its parent.
Internal nodes
Insertion on internal nodes is slightly more complex than on leaf nodes. Say that the internal node is node A and that node B is the child of A. (If the insertion is to insert a right child, then B is the right child of A, and similarly with a left child insertion.) A assigns its child to the new node and the new node assigns its parent to A. Then the new node assigns its child to B and B assigns its parent as the new node.
Deletion
Deletion is the process whereby a node is removed from the tree. Only certain nodes in a binary tree can be removed unambiguously.
Node with zero or one children
Suppose that the node to delete is node A. If A has no children, deletion is accomplished by setting the child of A's parent to null. If A has one child, set the parent of A's child to A's parent and set the child of A's parent to A's child.
Node with two children
In a binary tree, a node with two children cannot be deleted unambiguously. However, in certain binary trees (including binary search trees) these nodes can be deleted, though with a rearrangement of the tree structure.
Traversal
Pre-order, in-order, and post-order traversal visit each node in a tree by recursively visiting each node in the left and right subtrees of the root. Below are the brief descriptions of above mentioned traversals.
Pre-order
In pre-order we always visit the current node, next we recursively traverse the current node's left subtree and then we recursively traverse the current node's right subtree. The pre-order traversal is a topologically sorted one, because a parent node is processed before any of its child nodes is done.
In-order
In in-order we always recursively traverse the current node's left subtree, next we visit the current node and lastly we recursively traverse the current node's right subtree
Post-order
In post-order we always recursively traverse the current node's left subtree, next we recursively traverse the current node's right subtree and then visit the current node. Post-order traversal can be useful to get postfix expression of a binary expression tree.
Depth-first order
In depth-first order, we always attempt to visit the node farthest from the root node that we can, but with the caveat that it must be a child of a node we have already visited. Unlike a depth-first search on graphs, there is no need to remember all the nodes we have visited, because a tree cannot contain cycles. Pre-order is a special case of this. See depth-first search for more information.
Breadth-first order
Contrasting with depth-first order is breadth-first order, which always attempts to visit the node closest to the root that it has not already visited. See breadth-first search for more information. Also called a level-order traversal.
In a complete binary tree, a node's breadth-index (i − (2d − 1)) can be used as traversal instructions from the root. Reading bitwise from left to right, starting at bit d − 1, where d is the node's distance from the root (d = ⌊log(i+1)⌋) and the node in question is not the root itself (d > 0). When the breadth-index is masked at bit d − 1, the bit values and mean to step either left or right, respectively. The process continues by successively checking the next bit to the right until there are no more. The rightmost bit indicates the final traversal from the desired node's parent to the node itself. There is a time-space trade-off between iterating a complete binary tree this way versus each node having pointer/s to its sibling/s.
See also
References
Citations
Bibliography
Donald Knuth. The Art of Computer Programming vol 1. Fundamental Algorithms'', Third Edition. Addison-Wesley, 1997. . Section 2.3, especially subsections 2.3.1–2.3.2 (pp. 318–348).
External links
binary trees entry in the FindStat database
Binary Tree Proof by Induction
Balanced binary search tree on array How to create bottom-up an Ahnentafel list, or a balanced binary search tree on array
Binary trees and Implementation of the same with working code examples
Binary Tree JavaScript Implementation with source code |
4326 | https://en.wikipedia.org/wiki/Blackadder | Blackadder | Blackadder is a series of four period British sitcoms, plus several one-off installments, which originally aired on BBC1 from 1983 to 1989. All television episodes starred Rowan Atkinson as the antihero Edmund Blackadder and Tony Robinson as Blackadder's dogsbody, Baldrick. Each series was set in a different historical period, with the two protagonists accompanied by different characters, though several reappear in one series or another, e.g., Melchett (Stephen Fry), Lord Flashheart (Rik Mayall) and George (Hugh Laurie).
The first series, The Black Adder, was written by Richard Curtis and Rowan Atkinson, while subsequent series were written by Curtis and Ben Elton. The shows were produced by John Lloyd. In 2000, the fourth series, Blackadder Goes Forth, ranked at 16 in the 100 Greatest British Television Programmes, a list created by the British Film Institute. In a 2001 poll by Channel 4, Edmund Blackadder was ranked third on their list of the 100 Greatest TV Characters. In the 2004 TV poll to find Britain's Best Sitcom, Blackadder was voted the second-best British sitcom of all time, topped by Only Fools and Horses. It was also ranked as the 9th-best TV show of all time by Empire magazine. Rowan Atkinson said Blackadder is "the thing he found the least stressful" to do.
Premise
Each series is set in a different period of British history, beginning in 1485 and ending in 1917, and comprises six half-hour episodes. Blackadder follows the misfortunes of Edmund Blackadder (played by Atkinson), who in each series is a member of the same British family dynasty. It is implied in each series that the Blackadder character is a descendant of the previous one (the end theme lyrics of series 2 episode "Head" specify that he is the great-grandson of the previous), although it is never specified how or when any of the Blackadders (who are usually bachelors) managed to father children.
In series one, Edmund Blackadder is not particularly bright, and is much the intellectual inferior of his servant, Baldrick (played by Tony Robinson). However, in subsequent series the positions are reversed: Blackadder is clever, shrewd, scheming and manipulative while Baldrick is extremely dim. Each incarnation of Blackadder and Baldrick is also saddled with tolerating the presence of a dimwitted aristocrat. In the first two series this is Lord Percy Percy, played by Tim McInnerny. Hugh Laurie plays the role in the third and fourth series, as Prince George, Prince Regent, and Lieutenant George, respectively.
The first series, made in 1983, was called The Black Adder and was set in the fictional reign of "Richard IV". The second series, Blackadder II (1986), was set during the reign of Elizabeth I. Blackadder the Third (1987) was set during the late 18th and early 19th centuries in the reign of George III, and Blackadder Goes Forth (1989) was set in 1917 in the trenches of the Great War.
Episodes
Series 1: The Black Adder
The Black Adder, the first series of Blackadder, was written by Richard Curtis and Rowan Atkinson and produced by John Lloyd. It originally aired on BBC1 from 15 June 1983 to 20 July 1983, and was a joint production with the Australian Seven Network.
Set in 1485 at the end of the British Middle Ages, the series is written as an alternative history in which Richard III won the Battle of Bosworth Field only to be mistaken for someone else and murdered, and is succeeded by Richard IV (Brian Blessed), one of the Princes in the Tower. The series follows the exploits of Richard IV's unfavoured second son Edmund, the Duke of Edinburgh (who calls himself "The Black Adder") in his various attempts to increase his standing with his father and his eventual quest to overthrow him. Guest appearances in this series include Peter Cook as King Richard III, Russell Enoch as the Duke of Winchester, Miriam Margolyes as the Infanta Maria Escalosa of Spain (with Jim Broadbent as her interpreter), Frank Finlay as the Witchsmeller Pursuivant, Valentine Dyall as Lord Angus, Stephen Frost and Mark Arden as guards, and Rik Mayall as Mad Gerald.
Conceived while Atkinson and Curtis were working on Not the Nine O'Clock News, the series dealt comically with a number of aspects of medieval life in Britain: witchcraft, royal succession, European relations, the Crusades, and the conflict between the Church and the Crown. Along with the secret history, many historical events portrayed in the series were anachronistic (for example, Constantinople had already fallen to the Ottoman Empire in 1453, predating the events in the episode by 32 years); this dramatic license would continue in the subsequent Blackadders. The filming of the series was highly ambitious, with a large cast and much location shooting. The series also featured Shakespearean dialogue, often adapted for comic effect; the end credits featured the words "Additional Dialogue by William Shakespeare".
Series 2: Blackadder II
Blackadder II is set in England during the reign of Queen Elizabeth I (1558–1603), who is portrayed by Miranda Richardson. The principal character is Edmund, Lord Blackadder, the great-grandson of the original Black Adder. During the series, he regularly deals with the Queen, her obsequious Lord Chamberlain Lord Melchett (Stephen Fry) – his rival for the Queen's affections – and the Queen's demented former nanny Nursie (Patsy Byrne). Guest appearances in the series include Tom Baker as Captain Redbeard Rum, Simon Jones as Sir Walter Raleigh, Ronald Lacey as the Bishop of Bath and Wells, and Miriam Margoyles as Blackadder's aunt, Lady Whiteadder. The series also features two appearances by Hugh Laurie (as Simon Partridge, a friend of Blackadder's, in the episode "Beer"; and as Prince Ludwig the Indestructible in the series' finale "Chains"), as well as the first appearance of Gabrielle Glaister as "Bob", and of Rik Mayall as Lord Flashheart.
Following the BBC's request for improvements (and a severe budget reduction), several changes were made. The second series was the first to establish the familiar Blackadder character: cunning, shrewd and witty, in sharp contrast to the first series' bumbling Prince Edmund. To reduce the cost of production, it was shot with virtually no outdoor scenes (the first series was shot largely on location) and several frequently used indoor sets, such as the Queen's throne room and Blackadder's front room.
A quote from this series ranked number three in a list of the top 25 television "putdowns" of the last 40 years by the Radio Times magazine: "The eyes are open, the mouth moves, but Mr. Brain has long since departed, hasn't he, Percy?"
Series 3: Blackadder the Third
Blackadder the Third is set in the late 18th and early 19th centuries, a period known as the Regency. In the series, Edmund Blackadder Esquire is the butler to the Prince Regent, the Prince of Wales (the prince is played by Hugh Laurie as a complete fop and idiot). Despite Edmund's respected intelligence and abilities, he has no personal fortune to speak of, apart from his frequently fluctuating wage packet (as well, it seems, from stealing and selling off the Prince's socks) from the Prince: "If I'm running short of cash, all I have to do is go upstairs and ask Prince Fathead for a rise." The episode titles were puns on Jane Austen novels.
As well as Rowan Atkinson and Tony Robinson in their usual roles, this series starred Hugh Laurie as the Prince Regent and Helen Atkinson-Wood as Mrs. Miggins. The series features Dr. Samuel Johnson (Robbie Coltrane); William Pitt the Younger (Simon Osborne); the French Revolution (with Chris Barrie, Tim McInnerny as the Scarlet Pimpernel, and Nigel Planer); hammy theatrical actors (Kenneth Connor and Hugh Paddick); a squirrel-hating cross-dressing highwayman (Miranda Richardson); and a duel with the Duke of Wellington (Stephen Fry).
Series 4: Blackadder Goes Forth
This series is set in 1917, on the Western Front in the trenches of the First World War. Another "big push" is planned, and Captain Blackadder's one goal is to avoid being killed, but his schemes always land him back in the trenches. Blackadder is joined by his batman Private S. Baldrick (Tony Robinson) and idealistic Edwardian twit Lieutenant George (Hugh Laurie). General Melchett (Stephen Fry) rallies his troops from a French château from the front, where he is aided and abetted by his assistant, Captain Kevin Darling (Tim McInnerny), pencil-pusher supreme and Blackadder's nemesis, whose name is played on for maximum comedic value. Guest appearances in this series include Stephen Frost as the leader of a firing squad detail, Miranda Richardson as Nurse Mary Fletcher-Brown, two further appearances of Gabrielle Glaister as "Bob" (in this series, a young woman who pretended to be a boy in order to join the army), Rik Mayall appearing as Royal Flying Corps Squadron Commander The Lord Flasheart, Adrian Edmondson as Baron Manfred von Richthofen (aka "The Red Baron"), and Geoffrey Palmer as Field Marshal Douglas Haig.
The series' tone is somewhat darker than the other Blackadders; it details the privations of trench warfare as well as the incompetence and life-wasting strategies of the top brass. For example, Baldrick is reduced to cooking rats and making coffee from mud, while General Melchett hatches a plan for the troops to walk very slowly toward the German lines, because "it'll be the last thing Fritz will expect."
The final episode, "Goodbyeee", is known for being extraordinarily poignant for a comedy – especially the final scene, which sees the main characters (Blackadder, Baldrick, George, and Darling) finally going "over the top" and charging off into the fog and smoke of no man's land presumably to die. In a list of the 100 Greatest British Television Programmes, drawn up by the British Film Institute in 2000 and voted for by industry professionals, Blackadder Goes Forth was placed 16th.
Specials
Pilot episode
The Blackadder pilot was shot but never broadcast on TV in the UK (although some scenes were shown in the 25th anniversary special Blackadder Rides Again). One notable difference in the pilot, as in many pilots, is the casting. Baldrick is played not by Tony Robinson, but by Philip Fox. Another significant difference is that the character of Prince Edmund presented in the pilot is much closer to the intelligent, conniving Blackadder of the later series than the snivelling, weak buffoon of the original. Set in the year 1582, the script of the pilot is roughly the same as the episode "Born to Be King", albeit with some different jokes, with some lines appearing in other episodes of the series.
UKTV Gold broadcast the pilot on 15 June 2023, as part of an 80-minute special hosted by Sir Tony Robinson and featuring interviews with Ben Elton and Richard Curtis.
Blackadder: The Cavalier Years
This special, set in the English Civil War, was shown as part of Comic Relief's Red Nose Day on Friday 5 February 1988. The 15-minute episode is set in November 1648, during the last days of the Civil War. Sir Edmund Blackadder and his servant, Baldrick, are the last two men loyal to the defeated King Charles I of England (played by Stephen Fry, portrayed as a soft-spoken, ineffective, naive character, with the voice and mannerisms of Charles I's namesake, the then Prince of Wales (now Charles III). However, due to a misunderstanding between Oliver Cromwell (guest-star Warren Clarke) and Baldrick, the King is arrested and sent to the Tower of London. The rest of the episode revolves around Blackadder's attempts to save the King as well as improve his own standing.
Blackadder's Christmas Carol
The second special was broadcast on Friday 23 December 1988. In a twist on Charles Dickens' A Christmas Carol, Ebenezer Blackadder is the "kindest and loveliest" man in England. The Spirit of Christmas shows Blackadder the contrary antics of his ancestors and descendants, and reluctantly informs him that if he turns evil his descendants will enjoy power and fortune, while if he remains the same a future Blackadder will live shamefully subjugated to a future incompetent Baldrick. This remarkable encounter causes him to proclaim, "Bad guys have all the fun", and adopt the personality with which viewers are more familiar.
Blackadder: Back & Forth
Blackadder: Back & Forth was originally shown in the Millennium Dome in 2000, followed by a screening on Sky One in the same year (and later on BBC1). It is set on the turn of the millennium, and features Lord Blackadder placing a bet with his friends – modern versions of Queenie (Miranda Richardson), Melchett (Stephen Fry), George (Hugh Laurie) and Darling (Tim McInnerny) – that he has built a working time machine. While this is intended as a clever con trick, the machine surprisingly works, sending Blackadder and Baldrick back to the Cretaceous period, where they manage to cause the extinction of the dinosaurs through the use of Baldrick's best-worst-and-only pair of underpants as a weapon against a hungry T. Rex. Finding that Baldrick has forgotten to write dates on the machine's dials, the rest of the film follows their attempts to find their way back to 1999, often creating huge historical anomalies in the process that must be corrected before the end. The film includes cameo appearances from Kate Moss and Colin Firth.
The Big Night In
Broadcast in 2020 as part of Children in Need and Comic Relief's joint special The Big Night In during the COVID-19 pandemic, Fry resumed the role of Lord Melchett (an intellectually-brilliant version), Head of the Royal Household, under lockdown at Melchett Manor, to help Prince William deal with educating his children via Zoom and discussing Tiger King, before they both step outside to clap for the National Health Service. Melchett is said to be isolating with Lord Blackadder, both grandsons to their First World War counterparts.
Live stage performances
In 1998, as part of Prince Charles' 50th Birthday Gala televised on ITV, Atkinson returned to the Cavalier incarnation of Blackadder reading aloud a letter to the Privy Council of King Charles I. He colourfully refuses their invitation to stage a royal gala, calling such occasions "very, very, very dull" and asserting that there was "more musical talent on display when my servant Baldrick breaks wind."
In 2000, on the BBC's annual Royal Variety Performance, Atkinson portrayed Blackadder as a present-day officer in "Her Majesty's Royal Regiment of Shirkers" and delivered a monologue titled "Blackadder: The Army Years," proposing that Britain regain her former greatness by invading (or at least buying) France.
In 2012, as part of the Prince's Trust charity show We Are Most Amused, Atkinson and Robinson reprised their roles as Blackadder and Baldrick in a comedy sketch featuring Miranda Hart as leader of a government inquiry into the recent banking crisis. Blackadder, chief executive of a fictional British bank, appearing with Baldrick as his gardener, convinces the panel to publicly blame the entire crisis on Baldrick, to the latter's consternation.
Red Nose Day 2023
Baldrick (Tony Robinson) returned in 2023 for a Red Nose Day sketch for the BBC. There was no involvement of Rowan Atkinson or a subsequent reboot, amid speculation.
Chronological order
Production
Series development
Rowan Atkinson and Richard Curtis developed the idea for the sitcom while working on Not the Nine O'Clock News. Eager to avoid comparisons to the critically acclaimed Fawlty Towers, they proposed the idea of a historical sitcom. An unaired pilot episode was made in 1982, and a six-episode series was commissioned. The budget for the series was considerable, with much location shooting particularly at Alnwick Castle in Northumberland and the surrounding countryside in February 1983. The series also used large casts of extras, horses and expensive medieval-style costumes. Atkinson has said about the making of the first series:
The first series was odd, it was very extravagant. It cost a million pounds for the six programmes ... [which] was a lot of money to spend ... It looked great, but it wasn't as consistently funny as we would have liked.
Due to the high cost of the first series, the then-controller of programming of BBC1, Michael Grade, was reluctant to sign off a second series without major improvements to the show and drastic cost-cutting, leaving a gap of three years between the two series. Atkinson did not wish to continue writing for the second series.
A chance meeting between Richard Curtis and comedian Ben Elton led to the decision to collaborate on a new series of Blackadder. Recognising the main faults of the first series, Curtis and Elton agreed that Blackadder II would be a studio-only production (along with the inclusion of a live audience during recording, instead of showing the episodes to an audience after taping). Besides adding a greater comedy focus, Elton suggested a major change in character emphasis: Baldrick would become the stupid sidekick, while Edmund Blackadder evolved into a cunning sycophant. This led to the familiar set-up that was maintained in the following series.
Only in the Back & Forth millennium special was the shooting once again on location, because this was a production with a budget estimated at £3 million, and was a joint venture between Tiger Aspect, Sky Television, the New Millennium Experience Company and the BBC, rather than the BBC alone.
Casting
Each series tended to feature the same set of regular actors in different period settings, although throughout the four series and specials, only Blackadder and Baldrick were constant characters. Several regular cast members recurred as characters with similar names, implying, like Blackadder, that they were descendants.
Recurring cast
Various actors have appeared in more than one of the Blackadder series and/or specials. These are:
Main cast
Rowan Atkinson as Edmund Blackadder, the series' protagonist.
Tony Robinson as S. Baldrick, his servant.
Stephen Fry as Melchett in two series, first as Lord Melchett, the sycophantic adviser to Queen Elizabeth I in series two and secondly as General Melchett, a blustering buffoon and presumed descendant in series four. Fry also appeared as Arthur Wellesley, The Duke of Wellington in series three and as various characters in Blackadder Back & Forth.
Tim McInnerny as Lord Percy Percy, Blackadder's dimwitted sidekick in series one and two before a change of character to antagonistic rival Captain Kevin Darling in series four. He also appeared as The Scarlet Pimpernel (alias Lord Topper and Le Comte de Frou Frou) for one episode in the third series, and reprised his role as Darling in Blackadder: Back & Forth.
Hugh Laurie played George in series three and four, first as The Prince Regent, and later Lieutenant George in series four. Laurie also appeared twice in series two; firstly as Simon "Farters Parters" Partridge or "Mr. Ostrich" in the episode, "Beer", and then as Prince Ludwig the Indestructible in "Chains", the final instalment episode of Blackadder II. He reprised his role as George in Blackadder: Back & Forth.
Miranda Richardson was only a regular cast member for series two, in which she played Queen Elizabeth I, reprising the role in Blackadder's Christmas Carol and Back & Forth. However, she also played significant one-off roles as Amy Hardwood (a.k.a. The Shadow) in "Amy and Amiability" in the third series and Mary Fletcher-Brown, a dutiful nurse in "General Hospital" from the fourth. She reappeared as Queenie and additional characters in Christmas Carol and Back and Forth.
Non-recurring cast
Brian Blessed, Elspet Gray and Robert East appeared in all six episodes of the first series as the Black Adder's father, mother and brother respectively. Gray had also appeared in the non-broadcast pilot.
Patsy Byrne played Nursie in all six episodes of Blackadder II, but never featured in either of the subsequent series, either as a regular character or one-off. She briefly reprised the character in Blackadder: Back & Forth and Blackadder's Christmas Carol.
Helen Atkinson-Wood played the role of Mrs. Miggins in all six episodes of Blackadder the Third, but did not appear again in the series, although the character was mentioned several times in Blackadder II and in the final episode of Blackadder Goes Forth.
Guest cast
Ben Elton's arrival after the first series heralded the more frequent recruitment of comic actors from the alternative comedy era for guest appearances, including Robbie Coltrane, Rik Mayall (who had appeared in the final episode of the first series as "Mad Gerald"), Adrian Edmondson, Nigel Planer, Mark Arden, Stephen Frost, Chris Barrie and Jeremy Hardy. Elton himself played an anarchist in Blackadder the Third.
Gabrielle Glaister played Bob, an attractive girl who poses as a man, in both series 2 and 4. Rik Mayall plays Lord Flashheart, a vulgar friend in his first appearance and then a successful rival of Blackadder in later episodes of series 2 and 4. He also played a decidedly Flashheart-like Robin Hood in Back & Forth. Lee Cornes also appeared in an episode of all three Curtis-Elton series. He appeared as a guard in the episode "Chains" of Blackadder II; as the poet Shelley in the episode "Ink and Incapability' of Blackadder the Third; and as firing squad soldier Private Fraser in the episode "Corporal Punishment" of Blackadder Goes Forth.
More established actors, some at the veteran stage of their careers, were also recruited for roles. These included Peter Cook, John Grillo, Simon Jones, Tom Baker, Jim Broadbent, Hugh Paddick, Frank Finlay, Kenneth Connor, Bill Wallis, Ronald Lacey, Roger Blake, Denis Lill, Warren Clarke and Geoffrey Palmer, who played Field Marshal Sir Douglas Haig in "Goodbyeee", the final episode of Blackadder Goes Forth. Miriam Margolyes played three different guest roles: The Spanish Infanta in The Queen of Spain's Beard, Lady Whiteadder in Beer, and Queen Victoria in Blackadder's Christmas Carol.
Unusually for a sitcom based loosely on factual events and in the historical past, a man was recruited for one episode essentially to play himself. Political commentator Vincent Hanna played a character billed as "his own great-great-great grandfather" in the episode "Dish and Dishonesty" of Blackadder the Third. Hanna was asked to take part because the scene was of a by-election in which Baldrick was a candidate and, in the style of modern television, Hanna gave a long-running "live" commentary of events at the count (and interviewed candidates and election agents) to a crowd through the town hall window.
Theme tune
Howard Goodall's theme tune has the same melody throughout all the series, but is played in roughly the style of the period in which it is set. It is performed mostly with trumpets and timpani in The Black Adder, the fanfares used suggesting typical medieval court fanfares; with a combination of recorder, string quartet and electric guitar in Blackadder II (the end theme, with different lyrics each time reflecting on the episode's events, was sung by a countertenor); on oboe, cello and harpsichord (in the style of a minuet) for Blackadder the Third; by The Band of the 3rd Battalion, Royal Anglian Regiment in Blackadder Goes Forth; sung by carol singers in Blackadder's Christmas Carol; and by an orchestra in Blackadder: The Cavalier Years and Blackadder: Back & Forth.
Awards
In 2000, the fourth series, Blackadder Goes Forth, ranked at 16 in the "100 Greatest British Television Programmes", a list created by the British Film Institute. In 2004, a BBC TV poll for "Britain's Best Sitcom", Blackadder was voted the second best British sitcom of all time, topped by Only Fools and Horses. It was also ranked as the 20th Best TV Show of All Time by Empire magazine.
Future
Despite regular statements denying any plans for a fifth series, cast members are regularly asked about the possibility of a new series.
In January 2005, Tony Robinson told ITV's This Morning that Rowan Atkinson was more keen than he has been in the past to do a fifth series, set in the 1960s (centred on a rock band called the "Black Adder Five", with Baldrick – a.k.a. 'Bald Rick' – as the drummer). In the documentary Blackadder Rides Again, Robinson stated that the series would present Blackadder as the bastard son of Queen Elizabeth II and running a Beatles-like rock band. Rowan Atkinson, Tony Robinson, Hugh Laurie, Stephen Fry, Tim McInnerny and Miranda Richardson would have reprised their roles, and reportedly, Brian Blessed, Elspet Gray and Robert East would have returned from the first series to play Blackadder's biological family. Robinson in a stage performance 1 June 2007, again mentioned this idea, but in the context of a movie.
One idea mentioned by Curtis was that it was Baldrick who had accidentally assassinated John F. Kennedy. However, aside from a brief mention in June 2005,
there have been no further announcements from the BBC that a new series is being planned. Furthermore, in November 2005, Rowan Atkinson told BBC Breakfast that, although he would very much like to do a new series set in Colditz or another prisoner-of-war camp during World War II, something which both he and Stephen Fry reiterated at the end of Blackadder Rides Again, the chances of it happening are extremely slim.
There were a couple of ideas that had previously floated for the fifth series. Batadder was intended to be a parody of Batman with Baldrick as the counterpart of Robin (suggested by John Lloyd). This idea eventually came to surface as part of the Comic Relief sketch "Spider-Plant Man" in 2005, with Atkinson as the title hero, Robinson as Robin, Jim Broadbent as Batman and Rachel Stevens as Mary Jane. Star Adder was to be set in space in the future (suggested by Atkinson), though this too was touched upon in Blackadder's Christmas Carol.
On 10 April 2007, Hello! reported that Atkinson was moving forward with his ideas for a fifth series. He said, "I like the idea of him being a prisoner of war in Colditz. That would have the right level of authority and hierarchy which is apparent in all the Blackadders."
A post on BlackAdderHall.com by Ben Elton in early 2007 said that Blackadder would return in some form, whether it be a TV series or film. Elton has since not given any more information on the putative Blackadder 5.
During an interview in August 2007 about his film Mr. Bean's Holiday, Atkinson was asked about the possibility of a further Blackadder series, to which the simple reply "No, no chance" was given:
There was a plan for a film set in the Russian revolution, a very interesting one called The Red Adder. He would have been a lieutenant in the Secret Police. Then the revolution happened and at the end he is in the same office doing the same job but just the colours on his uniform have changed. It was quite a sweet idea and we got quite a long way with it but in the end it died a death.
Stephen Fry has expressed the view that, since the series went out on such a good "high", a film might not be a good idea.
During his June 2007 stage performance, chronicled on the Tony Robinson's Cunning Night Out DVD, Robinson states that, after filming the Back & Forth special, the general idea was to reunite for another special in 2010. Robinson jokingly remarked that Hugh Laurie's success on House may make that difficult.
At the end of Blackadder Rides Again, Robinson asked Tim McInnerny if he would do another series and he responded "no", because he thought people would not want to see them as they are now and would rather remember them for how they were. In the same documentary, Rowan Atkinson voiced his similar view; 'Times past; that's what they were!' However, Miranda Richardson and Tony Robinson expressed enthusiasm towards the idea of a series set in the Wild West, whilst John Lloyd favoured an idea for a series with a Neanderthal Blackadder. Lastly, Stephen Fry suggested a series set in a prisoner of war camp during World War II, but later remarked that "perhaps it's best to leave these things as a memory."
On 28 November 2012, Rowan Atkinson reprised the role at the "We are most amused" comedy gala for the Prince's Trust at the Royal Albert Hall. He was joined by Tony Robinson as Baldrick. The sketch involved Blackadder as CEO of Melchett, Melchett and Darling bank facing an enquiry over the banking crisis.
In August 2015, Tony Robinson said in an interview "I do think a new series of Blackadder is on the cards. I have spoken to virtually all the cast about this now. The only problem is Hugh [Laurie]'s fee. He's a huge star now." However, in October 2018, Richard Curtis "dashed hopes" that the show would return for a fifth series.
In December 2020, Rowan Atkinson told the Radio Times:
I don't actually like the process of making anything – with the possible exception of Blackadder. Because the responsibility for making that series funny was on many shoulders, not just mine. Blackadder represented the creative energy we all had in the '80s. To try to replicate that 30 years on wouldn't be easy.
Home media
All series and many of the specials are available on VHS tapes and DVD. Many are also available on BBC audio cassette. As of 2008, a "Best of BBC" edition box set is available containing all four major series together with Blackadder's Christmas Carol and Back & Forth. All four series and the Christmas special are also available for download on iTunes.
VHS releases
On 5 February 1990, BBC Enterprises Ltd released the first series on two single VHS tapes.
On 2 October 1989, BBC Enterprises Ltd released the second series on two single VHS tapes.
On 6 March 1989, BBC Enterprises Ltd released the third series on two single VHS tapes.
On 10 September 1990, BBC Enterprises Ltd released the fourth and final series on two single VHS tapes.
On 7 September 1992, all eight single Blackadder video releases were re-released as four "complete" double VHS releases. The four entire series videos were re-released as single VHS tape releases on 2 October 1995.
On 5 January 1998, five episodes of the first two series were released on a 15-rated VHS tape compilation by BBC Worldwide Ltd.
On 4 November 1991, Blackadder's Christmas Carol was released on a single VHS tape release rated PG (Cat. No. BBCV 4646).
Single DVD releases
Box set DVD releases
Stamps
Royal Mail is due to issue a set of special stamps celebrating Blackadder on 17 May 2023.
References
Literature
Richard Curtis, Ben Elton, and Rowan Atkinson, Blackadder: The Whole Damn Dynasty 1485–1917 (Michael Joseph, 1998). . Being the – almost – complete scripts of the four regular series.
Chris Howarth, and Steve Lyons, Cunning: The Blackadder Programme Guide (Virgin Publishing, 2002). . A cheap unofficial episode guide.
Richard Curtis and Ben Elton, Blackadder: Back & Forth (Penguin Books, 2000). . A script book with copious photographs from the most recent outing, and additional material from Kevin Cecil & Andy Riley.
J.F. Roberts, The True History of the Black Adder: The Unadulterated Tale of the Creation of a Comedy Legend (Preface publishing, 2012). . A 420-page officially endorsed full history of the Blackadder episodes and characters, as well as its birth, its writers and actors, and all the specials – plus Curtis' script for unproduced Christmas special 'Blackadder In Bethlehem'.
External links
1980s British sitcoms
1983 British television series debuts
Alternate history television series
BBC black comedy television shows
BBC television sitcoms
Blackadder
British parody television series
English-language television shows
Period television series
Television series by BBC Studios
Television series created by Rowan Atkinson
Television series created by Richard Curtis |
4329 | https://en.wikipedia.org/wiki/Backgammon | Backgammon | Backgammon is a two-player board game played with counters and dice on tables boards. It is the most widespread Western member of the large family of tables games, whose ancestors date back nearly 5,000 years to the regions of Mesopotamia and Persia. The earliest record of backgammon itself dates to 17th-century England, being descended from the 16th-century game of Irish.
Backgammon is a two-player game of contrary movement in which each player has fifteen pieces known traditionally as men (short for 'tablemen'), but increasingly known as 'checkers' in the US in recent decades, analogous to the other board game of Checkers. The backgammon table pieces move along twenty-four 'points' according to the roll of two dice. The objective of the game is to move the fifteen pieces around the board and be first to bear off, i.e., remove them from the board. The achievement of this while the opponent is still a long way behind results in a triple win known as a backgammon, hence the name of the game.
Backgammon involves a combination of strategy and luck (from rolling dice). While the dice may determine the outcome of a single game, the better player will accumulate the better record over a series of many games. With each roll of the dice, players must choose from numerous options for moving their pieces and anticipate possible counter-moves by the opponent. The optional use of a doubling cube allows players to raise the stakes during the game.
History
Contrary to popular belief, backgammon is not the oldest board game in the world, nor are all tables games variants of backgammon. In fact, the earliest known mention of backgammon was in a letter dated 1635, when it was emerging as a variant of the popular mediaeval Anglo-Scottish game of Irish; the latter was described as a better game. By the 19th century, however, backgammon had spread to Europe, where it rapidly superseded other tables games like Trictrac in popularity, and also to America, where the doubling cube was introduced. In other parts of the world, different tables games such as Nard or Nardy are better known.
Tables games
Backgammon is a recent member of the large family of tables games that date back to ancient times. The following is an overview of their development up to the time when backgammon appeared on the scene.
Ancient history
The history of board games can be traced back nearly 5,000 years to archaeological discoveries of the Jiroft culture, located in present-day Iran, the world's oldest game set having been discovered in the region with equipment comprising a dumbbell-shaped board, counters and dice. Although its precise rules are unknown, it has been termed the Game of 20 Squares and Irving Finkel has suggested a possible reconstruction. The Royal Game of Ur from 2600 BC may also be an ancestor or intermediate of modern-day table games like backgammon and is the oldest game for which rules have been handed down. It used tetrahedral dice. Various other board games spanning the 10th to 7th centuries BC have been found throughout modern day Iraq, Syria, Israel, Egypt and western Iran.
Sasanian Empire
The Persian tables game of nard or nardšir emerged somewhere between the 3rd and 6th century AD, one text (Kār-nāmag ī Ardaxšēr ī Pāpakān) linking it with Ardashir I (r. 224–41), founder of the Sasanian dynasty, whereas another (Wičārišn ī čatrang ud nihišn ī nēw-ardaxšēr) attributes it to Bozorgmehr Bokhtagan, the vizier of Khosrow I (r. 531–79), who is credited with the invention of the game.
Roman and Byzantine Empires
The earliest identifiable tables game, Tabula, meaning 'table' or 'board', is described in an epigram of Byzantine Emperor Zeno (AD 476–491). The overall aim was to be first to bear one's pieces off; the board had the typical tables layout, with 24 points, 12 on each side; and there were 15 counters per player. However, unlike modern Western backgammon, there were three cubical dice not two, no bar nor doubling die, and all counters started off the board. Modern backgammon follows the same rules as tabula for hitting a blot and for bearing off; and the rules for re-entering pieces in backgammon are the same as those for initially entering pieces in tabula. The name Tavli () is still used in Greece for various tables games, which are frequently played in town plateias and cafes.
The of Emperor Zeno's time is believed to be a direct descendant of the earlier Roman Ludus duodecim scriptorum ('Game of twelve lines') with the board's middle row of points removed, and only the two outer rows remaining. used a board with three rows of 12 points each, with the 15 pieces being moved in opposing directions by the two players across three rows according to the roll of the three cubical dice. Little specific text about the gameplay of has survived; it may have been related to the older Ancient Greek dice game Kubeia. The earliest known mention of the game is in Ovid's Ars Amatoria ('The Art of Love'), written between 1 BC and 8 AD. In Roman times, this game was also known as alea.
Western Europe
Tables games first appeared in France during the 11th century and became a favourite pastime of gamblers. In 1254, Louis IX issued a decree prohibiting his court officials and subjects from playing. They were played in Germany in the 12th century, and had reached Iceland by the 13th century. In Spain, the Alfonso X manuscript Libro de los juegos, completed in 1283, describes rules for a number of dice and table games in addition to its discussion of chess. By the 17th century, games at tables had spread to Sweden. A wooden board and counters were recovered from the wreck of the Vasa among the belongings of the ship's officers. Tables games appear widely in paintings of this period, mainly those of Dutch and German painters, such as Van Ostade, Jan Steen, Hieronymus Bosch, and Bruegel. Among surviving artworks are Cardsharps by Caravaggio.
Backgammon
Early backgammon
Backgammon's immediate predecessor was the 16th century tables game of Irish. Irish was the Anglo-Scottish equivalent of the French Toutes Tables and Spanish Todas Tablas, the latter name first being used in the 1283 El Libro de los Juegos, a translation of Arabic manuscripts by the Toledo School of Translators. Irish had been popular at the Scottish court of James IV and considered to be "the more serious and solid game" when the variant which became known as Backgammon began to emerge in the first half of the 17th century. In medieval Italy, Barail was played on a backgammon board, with the important difference that both players moved their pieces counter-clockwise and starting from the same side of the board. The game rules for Barail are recorded in a 13th century manuscript held in the Italian National Library in Florence.
The earliest mention of backgammon, under the name Baggammon, was by James Howell in a letter dated 1635. In English, the word "backgammon" is most likely derived from "back" and , meaning "game" or "play". Meanwhile, the first use documented by the Oxford English Dictionary was in 1650. In 1666, it is reported that the "old name for backgammon used by Shakespeare and others" was Tables. However, it is clear from Willughby that "tables" was a generic name and that the phrase "playing at tables" was used in a similar way to "playing at cards". The first known rules of "Back Gammon" were produced by Francis Willughby around 1672; they were quickly followed by Charles Cotton in 1674.
In the 16th century, Elizabethan laws and church regulations had prohibited "playing at tables" in England, but by the 18th century, Backgammon had superseded Irish and become popular among the English clergy. Edmond Hoyle published A Short Treatise on the Game of Back-Gammon in 1753; this described rules and strategy for the game and was bound together with a similar text on whist.
The early form of backgammon was very similar to its predecessor, Irish. The aim, board, number of pieces or "men", direction of play and starting layout were the same as in the modern game. However, there was no doubling die, there was no bar on the board or the bar was not used (men simply being moved off the table when hit) and the scoring was different. The game was won double if either the winning throw was a doublet or the opponent still had men outside the home board. It was won triple if a player bore all men off before any of the opponent's men reached the home board; this was a back-gammon. Some terminology, such as "point", "hitting a blot", "home", "doublet", "bear off" and "men" are recognisably the same as in the modern game; others, such as "binding a man" (adding a second man to a point) "binding up the tables" (taking all one's first 6 points), "fore game", "latter game", "nipping a man" (hitting a blot and playing it on forwards) "playing at length" (using both dice to move one man) are no longer in vogue.
Modern backgammon
By no later than 1850, the rules of play had changed to those used today. Tables boards were now made with a 'bar' in the centre and men that were hit went onto the bar. Winning double or by "two hits" was achieved by bearing all one's men off before the other has borne this was now called a gammon. If the winner bore off all men while the loser still had men in his adversary's table, it was a back-gammon and worth "three hits", i.e., triple.
The most recent major development in backgammon was the addition of the doubling cube. Doubles had originally been recorded by placing "common parlour matches" on the bar in the centre of the board. A doubling cube was first introduced in the 1920s in New York City among members of gaming clubs in the Lower East Side. The cube required players not only to select the best move in a given position, but also to estimate the probability of winning from that position, transforming backgammon into the expected value-driven game played in the 20th and 21st centuries.
The popularity of backgammon surged in the mid-1960s, in part due to the charisma of Prince Alexis Obolensky who became known as "The Father of Modern Backgammon". "Obe", as he was called by friends, co-founded the International Backgammon Association, which published a set of official rules. He also established the World Backgammon Club of Manhattan, devised a backgammon tournament system in 1963, then organized the first major international backgammon tournament in March 1964, which attracted royalty, celebrities and the press. The game became a huge fad and was played on college campuses, in discothèques and at country clubs; stockbrokers and bankers began playing at conservative men's clubs. People young and old all across the country dusted off their boards and pieces. Cigarette, liquor and car companies began to sponsor tournaments, and Hugh Hefner held backgammon parties at the Playboy Mansion. Backgammon clubs were formed and tournaments were held, resulting in a World Championship promoted in Las Vegas in 1967.
In the second half of the 20th century, new terms were introduced in America, such as 'beaver' and 'checkers' for men (although American backgammon experts Jacoby and Crawford continued to use both the older terms as well as the new ones).
Most recently, the United States Backgammon Federation (USBGF) was organized in 2009 to repopularize the game in the United States. Board and committee members include many of the top players, tournament directors and writers in the worldwide backgammon community. The USBGF has recently created Standards of Ethical Practice to address issues on which tournament rules fail to touch.
In its country of origin, the UK Backgammon Federation is the national authority and runs a backgammon the Backgammon Galaxy UK Open as well as club championships, online leagues and knockout tournaments. Like the USBGF they are active members of the World Backgammon Federation (WBF) and their tournament rules have been adopted in their entirety by the WBF.
Software
Backgammon software has been developed not only to play and analyze games, but also for people to play one another over the internet. Dice rolls are provided by random or pseudorandom number generators. Real-time online play began with the First Internet Backgammon Server in July 1992, but there are now a range of options, many of which are commercial.
Rules
Since 2018, backgammon has been overseen internationally by the World Backgammon Federation who set the rules of play for international tournaments.
Backgammon playing pieces may be termed men, checkers, draughts, stones, counters, pawns, discs, pips, chips, or nips. Checkers is a relatively modern American English term derived from another board game, draughts, which in US English is called checkers.
The objective is for players to bear off all their disc pieces from the board before their opponent can do the same. As the playing time for each individual game is short, it is often played in matches where victory is awarded to the first player to reach a certain number of points.
Board
The dimensions of a board when opened, for a tournament game, should be at a minimum of 44 cm by 55 cm to a maximum of 66 cm by 88 cm.
Setup
Each side of the board has a track of 12 long triangles, called points. The points form a continuous track in the shape of a horseshoe, and are numbered from 1 to 24. In the most commonly used setup, each player begins with fifteen pieces; two are placed on their 24-point, three on their 8-point, and five each on their 13-point and their 6-point. The two players move their pieces in opposing directions, from the 24-point towards the 1-point.
Points 1 through 6 are called the home board or inner board, and points 7 through 12 are called the outer board. The 7-point is referred to as the bar point, and the 13-point as the midpoint. Usually the 5-point for each player is called the "golden point".
Movement
To start the game, each player rolls one die, and the player with the higher number moves first using the numbers shown on both dice. If the players roll the same number, they must roll again, leaving the first pair of dice on the board. The player with the higher number on the second roll moves using only the numbers shown on the dice used for the second roll. Both dice must land completely flat on the right-hand side of the gameboard. The players then take alternate turns, rolling two dice at the beginning of each turn.
After rolling the dice, players must, if possible, move their pieces according to the number shown on each die. For example, if the player rolls a 6 and a 3 (denoted as "6-3"), the player must move one checker six points forward, and another or the same checker three points forward. The same checker may be moved twice, as long as the two moves can be made separately and legally: six and then three, or three and then six. If a player rolls two of the same number, called doubles, that player must play each die twice. For example, a roll of 5-5 allows the player to make four moves of five spaces each. On any roll, a player must move according to the numbers on both dice if it is at all possible to do so. If one or both numbers do not allow a legal move, the player forfeits that portion of the roll and the turn ends. If moves can be made according to either one die or the other, but not both, the higher number must be used. If one die is unable to be moved, but such a move is made possible by the moving of the other die, that move is compulsory.
In the course of a move, a checker may land on any point that is unoccupied or is occupied by one or more of the player's own checkers. It may also land on a point occupied by exactly one opposing checker, or "blot". In this case, the blot has been "hit" and is placed in the middle of the board on the bar that divides the two sides of the playing surface. A checker may never land on a point occupied by two or more opposing checkers; thus, no point is ever occupied by checkers from both players simultaneously. There is no limit to the number of checkers that can occupy a point or the bar at any given time.
Checkers placed on the bar must re-enter the game through the opponent's home board before any other move can be made. A roll of 1 allows the checker to enter on the 24-point (opponent's 1), a roll of 2 on the 23-point (opponent's 2), and so forth, up to a roll of 6 allowing entry on the 19-point (opponent's 6). Checkers may not enter on a point occupied by two or more opposing checkers. Checkers can enter on unoccupied points, or on points occupied by a single opposing checker; in the latter case, the single checker is hit and placed on the bar. A player may not move any other checkers until all checkers belonging to that player on the bar have re-entered the board. If a player has checkers on the bar, but rolls a combination that does not allow any of those checkers to re-enter, the player does not move. If the opponent's home board is completely "closed" (i.e. all six points are each occupied by two or more checkers), there is no roll that will allow a player to enter a checker from the bar, and that player stops rolling and playing until at least one point becomes open (occupied by one or zero checkers) due to the opponent's moves.
A turn ends only when the player has removed his or her dice from the board. Prior to this moment, a move can be undone and replayed an unlimited number of times.
Bearing off
When all of a player's checkers are in that player's home board, that player may start removing them; this is called "bearing off". A roll of 1 may be used to bear off a checker from the 1-point, a 2 from the 2-point, and so on. If all of a player's checkers are on points lower than the number showing on a particular die, the player must use that die to bear off one checker from the highest occupied point. For example, if a player rolls a 6 and a 5, but has no checkers on the 6-point and two on the 5-point, then the 6 and the 5 must be used to bear off the two checkers from the 5-point. When bearing off, a player may also move a lower die roll before the higher even if that means the full value of the higher die is not fully utilized. For example, if a player has exactly one checker remaining on the 6-point, and rolls a 6 and a 1, the player may move the 6-point checker one place to the 5-point with the lower die roll of 1, and then bear that checker off the 5-point using the die roll of 6; this is sometimes useful tactically. As before, if there is a way to use all moves showing on the dice by moving checkers within the home board or by bearing them off, the player must do so. If a player's checker is hit while in the process of bearing off, that player may not bear off any others until it has been re-entered into the game and moved into the player's home board, according to the normal movement rules.
The first player to bear off all fifteen of their own checkers wins the game. When keeping score in backgammon, the points awarded depend on the scale of the victory. A player who bears off all fifteen pieces when the opponent has borne off at least one, wins a single game worth 1 point. If all fifteen have been borne off before the opponent gets at least one checker off, this is a gammon or double game worth 2 points. A backgammon or triple game is worth 3 points and occurs when the losing player has borne off no pieces and has one or more on the bar and/or in the winner's home table (inner board).
Doubling cube
To speed up match play and to provide an added dimension for strategy, a doubling cube is usually used. The doubling cube is not a die to be rolled, but rather a marker, with the numbers 2, 4, 8, 16, 32, and 64 inscribed on its sides to denote the current stake. At the start of each game, the doubling cube is placed on the midpoint of the bar with the number 64 showing; the cube is then said to be "centered, on 1". When the cube is still centered, either player may start their turn by proposing that the game be played for twice the current stakes. Their opponent must either accept ("take") the doubled stakes or resign ("drop") the game immediately.
Whenever a player accepts doubled stakes, the cube is placed on their side of the board with the corresponding power of two facing upward, to indicate that the right to redouble, which is to offer to continue doubling the stakes, belongs exclusively to that player. If the opponent drops the doubled stakes, they lose the game at the current value of the doubling cube. For instance, if the cube showed the number 2 and a player wanted to redouble the stakes to put it at 4, the opponent choosing to drop the redouble would lose two, or twice the original stake.
There is no limit on the number of redoubles. Although 64 is the highest number depicted on the doubling cube, the stakes may rise to 128, 256, and so on. In money games, a player is often permitted to "beaver" when offered the cube, doubling the value of the game again, while retaining possession of the cube.
A variant of the doubling cube "beaver" is the "raccoon". Players who doubled their opponent, seeing the opponent beaver the cube, may in turn then double the stakes once again ("raccoon") as part of that cube phase before any dice are rolled. The opponent retains the doubling cube. An example of a "raccoon" is the following: White doubles Black to 2 points, Black accepts then beavers the cube to 4 points; White, confident of a win, raccoons the cube to 8 points, while Black retains the cube. Such a move adds greatly to the risk of having to face the doubling cube coming back at 8 times its original value when first doubling the opponent (offered at 2 points, counter offered at 16 points) should the luck of the dice change.
Some players may opt to invoke the "Murphy rule" or the "automatic double rule". If both opponents roll the same opening number, the doubling cube is incremented on each occasion yet remains in the middle of the board, available to either player. The Murphy rule may be invoked with a maximum number of automatic doubles allowed and that limit is agreed to prior to a game or match commencing. When a player decides to double the opponent, the value is then a double of whatever face value is shown (e.g. if two automatic doubles have occurred putting the cube up to 4, the first in-game double will be for 8 points). The Murphy rule is not an official rule in backgammon and is rarely, if ever, seen in use at officially sanctioned tournaments.
The "Jacoby rule", named after Oswald Jacoby, allows gammons and backgammons to count for their respective double and triple values only if the cube has already been offered and accepted. This encourages a player with a large lead to double, possibly ending the game, rather than to play it to conclusion hoping for a gammon or backgammon. The Jacoby rule is widely used in money play but is not used in match play.
The "Crawford rule", named after John R. Crawford, is designed to make match play more equitable for the player in the lead. If a player is one point away from winning a match, that player's opponent will always want to double as early as possible in order to catch up. Whether the game is worth one point or two, the trailing player must win to continue the match. To balance the situation, the Crawford rule requires that when a player first reaches a score one point short of winning, neither player may use the doubling cube for the following game, called the "Crawford game". After the Crawford game, normal use of the doubling cube resumes. The Crawford rule is routinely used in tournament match play. It is possible for a Crawford game to never occur in a match.
If the Crawford rule is in effect, then another option is the "Holland rule", named after Tim Holland, which stipulates that after the Crawford game, a player cannot double until after at least two rolls have been played by each side. It was common in tournament play in the 1980s, but is now rarely used.
Related games
Minor variations to the standard game are common among casual players in certain regions. For instance, only allowing a maximum of five men on any point (Britain) or disallowing "hit-and-run" in the home board (Middle East).
There are also many relatives of backgammon within the tables family with different aims, modes of play and strategies. Some are played primarily throughout one geographic region, and others add new tactical elements to the game. These other tables games commonly have a different starting position, restrict certain moves, or assign special value to certain dice rolls, but in some geographic games even the rules and direction of movement of the counters change, rendering them fundamentally different.
Acey-deucey is a relative of backgammon in which players start with no counters on the board, and must enter them onto the board at the beginning of the game. The roll of 1-2 is given special consideration, allowing the player, after moving the 1 and the 2, to select any desired doubles move. A player also receives an extra turn after a roll of 1-2 or of doubles.
Hypergammon is a game in which players have only three counters on the board, starting with one each on the 24, 23 and 22 points. With the aid of a computer this game was solved by Hugh Sconyers around 1994, meaning that exact equities for all cube positions are available for all 32 million possible positions.
Nard is a traditional tables game from Persia which may be an ancestor of backgammon. It has a different opening layout in which all 15 pieces start on the 24th point. During play pieces may not be hit and there are no gammons or backgammons.
Russian backgammon is a variant described in 1895 as: "...much in vogue in Russia, Germany, and other parts of the Continent...". Players start with no counters on the board, and both players move in the same direction to bear off in a common home board. In this variant, doubles are powerful: four moves are played as in backgammon, followed by four moves according to the difference of the dice value from 7, and then the player has another turn (with the caveat that the turn ends if any portion of it cannot be completed).
Gul bara and Tapa are tables games popular in south-eastern Europe and Turkey. The play will iterate among Backgammon, Gul Bara, and Tapa until one of the players reaches a score of 7 or 5.
Coan ki is an ancient Chinese tables game.
Plakoto, Fevga and Portes are three varieties of tables games played in Greece. Together, the three are referred to as Tavli and are usually played one after the other; game being three, five, or seven points.
Misere (backgammon to lose) is a variant of backgammon in which the objective is to lose the game.
Tavla is a Turkish variation.
Strategy and tactics
Backgammon has an established opening theory, although it is less detailed than that of chess. The tree of positions expands rapidly because of the number of possible dice rolls and the moves available on each turn. Recent computer analysis has offered more insight on opening plays, but the midgame is reached quickly. After the opening, backgammon players frequently rely on some established general strategies, combining and switching among them to adapt to the changing conditions of a game.
A blot has the highest probability of being hit when it is 6 points away from an opponent's checker. Strategies can derive from that. The most direct one is simply to avoid being hit, trapped, or held in a stand-off. A "running game" describes a strategy of moving as quickly as possible around the board, and is most successful when a player is already ahead in the race. When this fails, one may opt for a "holding game", maintaining control of a point on one's opponent's side of the board, called an anchor. As the game progresses, this player may gain an advantage by hitting an opponent's blot from the anchor, or by rolling large doubles that allow the checkers to escape into a running game.
The "priming game" involves building a wall of checkers, called a prime, covering a number of consecutive points. This obstructs opposing checkers that are behind the prime. A checker trapped behind a six-point prime cannot escape until the prime is broken. A particularly successful priming effort may lead to a "blitz", which is a strategy of covering the entire home board as quickly as possible while keeping one's opponent on the bar. Because the opponent has difficulty re-entering from the bar or escaping, a player can quickly gain a running advantage and win the game, often with a gammon.
A "backgame" is a strategy that involves holding two or more anchors in an opponent's home board while being substantially behind in the race. The anchors obstruct the opponent's checkers and create opportunities to hit them as they move home. The backgame is generally used only to salvage a game wherein a player is already significantly behind. Using a backgame as an initial strategy is usually unsuccessful.
"Duplication" refers to the placement of checkers such that one's opponent needs the same dice rolls to achieve different goals. For example, players may position all of their blots in such a way that the opponent must roll a 2 in order to hit any of them, reducing the probability of being hit more than once. "Diversification" refers to a complementary tactic of placing one's own checkers in such a way that more numbers are useful.
Many positions require a measurement of a player's standing in the race, for example, in making a doubling cube decision, or in determining whether to run home and begin bearing off. The minimum total of pips needed to move a player's checkers around and off the board is called the "pip count". The difference between the two players' pip counts is frequently used as a measure of the leader's racing advantage. Players often use mental calculation techniques to determine pip counts in live play.
Backgammon is played in two principal variations, "money" and "match" play. Money play means that every point counts evenly and every game stands alone, whether money is actually being wagered or not. "Match" play means that the players play until one side scores (or exceeds) a certain number of points. The format has a significant effect on strategy. In a match, the objective is not to win the maximum possible number of points, but rather to simply reach the score needed to win the match. For example, a player leading a 9-point match by a score of 7–5 would be very reluctant to turn the doubling cube, as their opponent could take and make a costless redouble to 4, placing the entire outcome of the match on the current game. Conversely, the trailing player would double very aggressively, particularly if they have chances to win a gammon in the current game. In money play, the theoretically correct checker play and cube action would never vary based on the score.
In 1975, Emmet Keeler and Joel Spencer considered the question of when to double or accept a double using an idealized version of backgammon. In their idealized version, the probability of winning varies randomly over time by Brownian motion, and there are no gammons or backgammons. They showed that the optimal time to offer a double was when the probability of winning reached 80%, and it is wise to accept a double only if the probability of winning is at least 20%. As their assumptions do not correspond perfectly to the real game, actual doubling strategy may vary, but the 80% number still provides a possible rule of thumb.
Cheating
To reduce the possibility of cheating, most good-quality backgammon sets use precision dice and a dice cup. This reduces the likelihood of loaded dice being used, which is the main way of cheating in face-to-face play. A common method of cheating online is the use of a computer program to find the optimal move on each turn; to combat this, many online sites use move-comparison software that identifies when a player's moves resemble those of a backgammon program. Online cheating has therefore become extremely difficult.
Social and competitive play
Legality
In State of Oregon v. Barr, a 1982 court case pivotal to the continued widespread organised playing of backgammon in the US, the State argued that backgammon is a game of chance and that it was therefore subject to Oregon's stringent gambling laws. Paul Magriel was a key witness for the defence, contradicting Roger Nelson, the expert prosecution witness, by saying, "Game theory, however, really applies to games with imperfect knowledge, where something is concealed, such as poker. Backgammon is not such a game. Everything is in front of you. The person who uses that information in the most effective manner will win." After the closing arguments, Judge Stephen S. Walker concluded that backgammon is a game of skill, not a game of chance, and found the defendant, backgammon tournament director Ted Barr, not guilty of promoting gambling.
Club and tournament play
Enthusiasts have formed clubs for social play of backgammon. Local clubs may hold informal gatherings, with members meeting at cafés and bars in the evening to play and converse. A few clubs offer additional services, maintaining their own facilities or offering computer analysis of troublesome plays. Around 2003, some club leaders noticed a growth of interest in backgammon, and attributed it to the game's popularity on the Internet.
A backgammon chouette permits three or more players to participate in a single game, often for money. One player competes against a team of all the other participants, and positions rotate after each game. Chouette play often permits the use of multiple doubling cubes.
Backgammon clubs may also organize tournaments. Large club tournaments sometimes draw competitors from other regions, with final matches viewed by hundreds of spectators. The top players at regional tournaments often compete in major national and international championships. Winners at major tournaments may receive prizes of tens of thousands of dollars.
International competition
The first world championship competition in backgammon was held in Las Vegas, Nevada in 1967. Tim Holland was declared the winner that year and at the tournament the following year. For unknown reasons, there was no championship in 1970, but in 1971, Tim Holland again won the title. The competition remained in Las Vegas until 1975, when it moved to Paradise Island in the Bahamas. The years 1976, 1977 and 1978 saw "dual" World Championships, one in the Bahamas attended by the Americans, and the European Open Championships in Monte Carlo with mostly European players. In 1979, Lewis Deyong, who had promoted the Bahamas World Championship for the prior three years, suggested that the two events be combined. Monte Carlo was universally acknowledged as the site of the World Backgammon Championship and has remained as such for thirty years. The Monte Carlo tournament draws hundreds of players and spectators, and is played over the course of a week.
By the 21st century, the largest international tournaments had established the basis of a tour for top professional players. Major tournaments are held yearly worldwide. PartyGaming sponsored the first World Series of Backgammon in 2006 from Cannes and later the "Backgammon Million" tournament held in the Bahamas in January 2007 with a prize pool of one million dollars, the largest for any tournament to date. In 2008, the World Series of Backgammon ran the world's largest international events in London, the UK Masters, the biggest tournament ever held in the UK with 128 international class players; the Nordic Open, which instantly became the largest in the world with around 500 players in all flights and 153 in the championship, and Cannes, which hosted the Riviera Cup, the traditional follow-up tournament to the World Championships. Cannes also hosted the WSOB championship, the WSOB finale, which saw 16 players play three-point shootout matches for €160,000. The event was recorded for television in Europe and aired on Eurosport.
The World Backgammon Association (WBA) has been holding the biggest backgammon tour on the circuit since 2007, the "European Backgammon Tour" (EBGT). In 2011, the WBA collaborated with the online backgammon provider Play65 for the 2011 season of the European Backgammon Tour and with "Betfair" in 2012. The 2013 season of the European Backgammon Tour featured 11 stops and 19 qualified players competing for €19,000 in a grand finale in Lefkosa, Northern Cyprus.
Gambling
When backgammon is played for money, the most common arrangement is to assign a monetary value to each point, and to play to a certain score, or until either player chooses to stop. The stakes are raised by gammons, backgammons, and use of the doubling cube. Backgammon is sometimes available in casinos. Before the commercialization of artificial neural network programs, proposition bets on specific positions were very common among backgammon players and gamblers. As with most gambling games, successful play requires a combination of luck and skill, as a single dice roll can sometimes significantly change the outcome of the game.
Mediterranean and West Asian cultural significance
Backgammon is considered the national game in many countries of the Eastern Mediterranean: Egypt, Turkey, Cyprus, Syria, Israel, Palestine, Lebanon and Greece.
The popularity of the game across the region is primarily an oral tradition, and appears to have been strengthened during the era of the Ottoman Empire, which controlled the whole Eastern Mediterranean in the early modern period. Afif Bahnassi, Syria's director of antiquities, stated in 1988: "For some reason, backgammon became the rage of the Ottoman Empire. It really spread across the Arab world with the Turks, and it stayed behind when they left." The game is a common feature of coffeehouses throughout the region. Since at least the early 19th century, Damascus became well known as the preeminent location for Damascene-style wooden marquetry backgammon sets that have become famous throughout the region.
A unique feature of backgammon throughout the region is players' use of mixed Persian and Turkish numbers to announce dice rolls, rather than Arabic or other local languages. Related to this phenomenon, the game is frequently referred to as Shesh Besh, which is a rhyming combination shesh, meaning six in Persian (as well as many historical and current Semitic languages), and besh, meaning five in Turkish. Shesh besh is commonly used to refer to when a player scores a 5 and 6 at the same time on dice. This language contains six types of irregular inflections:
1) doubles in pure Persian, (6-6 and 3-3);
2a) unequal throws in pure Persian, higher followed by lower
2b) unequal throws in pure Persian, with a connecting vowel in between
3) Mixed Turkish-Persian numeral (6-5, 5-5, 4-4)
4) alternatives for 2a and 2b in pure Turkish (6-4, 5-4, 5-1, 2-1)
5) special cases (3-2, 2-2, 1-1); where 3-2 is a version of 2a with a "ba" added for phonetic reasons, 2-2 is for "twice" or two-times-two, and 1-1 is a hybrid Turkish-Persian where hep is Turkish for "altogether".
In the early 20th century, as use of Classical Arabic was being promoted with the rise of Arab nationalism, efforts were made to replace the Persian-Turkish numbers used in backgammon play.
Studies and analysis
Backgammon has been studied considerably by computer scientists. Neural networks and other approaches have offered significant advances to software for gameplay and analysis. With 15 white and 15 black counters and 24 possible positions, backgammon has 18 quintillion possible legal positions.
The first strong computer opponent was BKG 9.8. It was written by Hans Berliner in the late 1970s on a DEC PDP-10 as an experiment in evaluating board game positions. Early versions of BKG played badly even against poor players, but Berliner noticed that its critical mistakes were always at transitional phases in the game. He applied principles of fuzzy logic to improve its play between phases, and by July 1979, BKG 9.8 was strong enough to play against the reigning world champion Luigi Villa. It won the match 7–1, becoming the first computer program to defeat a world champion in any board game. Berliner stated that the victory was largely a matter of luck, as the computer received more favorable dice rolls.
In the late 1980s, backgammon programmers found more success with an approach based on artificial neural networks. TD-Gammon, developed by Gerald Tesauro of IBM, was the first of these programs to play near the expert level. Its neural network was trained using temporal difference learning applied to data generated from self-play. According to assessments by Bill Robertie and Kit Woolsey, TD-Gammon's play was at or above the level of the top human players in the world. Woolsey said of the program that "There is no question in my mind that its positional judgment is far better than mine."
Tesauro proposed using rollout analysis to compare the performance of computer algorithms against human players. In this method, a Monte-Carlo evaluation of positions is conducted (typically thousands of trials) where different random dice sequences are simulated. The rollout score of the human (or the computer) is the difference of the average game results by following the selected move versus following the best move, then averaged for the entire set of taken moves.
Neural network research has resulted in three modern proprietary programs, JellyFish, Snowie and eXtreme Gammon, as well as the shareware BGBlitz and the free software GNU Backgammon. These programs not only play the game, but offer tools for analyzing games and detailed comparisons of individual moves. The strength of these programs lies in their neural networks' weights tables, which are the result of months of training. Without them, these programs play no better than a human novice. For the bearoff phase, backgammon software usually relies on a database containing precomputed equities for all possible bearoff positions. There are 54,263 bearoff positions for each side. This means there are 542632 total bearoff positions (~3 billion positions). In 1981 Hugh Sconyers wrote a computer program that solved all positions with nine checkers or fewer for both sides. In the early 1990s Hugh extended his results to all bearoff positions. For each position there are four results: no cube, roller's cube, center cube and opponent's cube. So, Hugh's bearoff database contains the exact answers to ~12 billion bearoff situations.
Computer-versus-computer competitions are also held at Computer Olympiad events.
See also
Backgammon notation
Tables games
Tabletop games
References
Notes
Citations
Sources
_ (1930). The Retail Bookseller: Trade news for the Book Buyer. Vol. 33. Retail Bookseller.
Bohn, Henry George (1850). The Hand-Book of Games. London: Bohn.
Fiske, Willard (1905). Chess in Iceland and in Icelandic Literature: with Historical Notes on Other Table-Games. Florence: The Florentine Typographical Society.
Howell, James (1835). "LXVII. [Letter] To Master G. Stone" in Familiar Letters. Vol. 2. (1850). London: Humphrey Moseley. p. 105.
Jacoby, Oswald and Crawford John R. (1970). The Backgammon Book. NY: Viking. IA
Papahristou, Nikolaos (2015). Decision Making in Multiplayer Environments: Application in backgammon variants. Thessaloniki: University of Macedonia. Doctoral Studies Programme.
Parlett, David (1999). The Oxford History of Board Games. Oxford: OUP.
Wheatley, Henry B. (1666). The Diary of Samuel Pepys. Vol. 9. London and NY: Croscup.
(Critical edition of Willughby's volume containing descriptions of games and pastimes, c.1660-1672. Manuscript in the Middleton collection, University of Nottingham; document reference Mi LM 14)
Willughby, Francis, A Volume of Plaies'' containing descriptions of games and pastimes ("Francis Willughby's Book of Games"), c.1660-1672. Manuscript in the Middleton collection, University of Nottingham; document reference Mi LM 14
External links
Backgammon World Championship - Monte Carlo
Traditional board games
Articles containing video clips
17th-century board games
British board games |
4331 | https://en.wikipedia.org/wiki/Book%20of%20Joshua | Book of Joshua | The Book of Joshua ( , Tiberian: Sēp̄er Yŏhōšūaʿ) is the sixth book in the Hebrew Bible and the Old Testament, and is the first book of the Deuteronomistic history, the story of Israel from the conquest of Canaan to the Babylonian exile. It tells of the campaigns of the Israelites in central, southern and northern Canaan, the destruction of their enemies, and the division of the land among the Twelve Tribes, framed by two set-piece speeches, the first by God commanding the conquest of the land, and, at the end, the second by Joshua warning of the need for faithful observance of the Law (torah) revealed to Moses.
The strong consensus among scholars is that the Book of Joshua holds little historical value for early Israel and most likely reflects a much later period. The earliest parts of the book are possibly chapters 2–11, the story of the conquest; these chapters were later incorporated into an early form of Joshua likely written late in the reign of king Josiah (reigned 640–609 BCE), but the book was not completed until after the fall of Jerusalem to the Neo-Babylonian Empire in 586 BCE, and possibly not until after the return from the Babylonian exile in 539 BCE.
Contents
Structure
I. Transfer of leadership to Joshua (1:1–18)
A. God's commission to Joshua (1:1–9)
B. Joshua's instructions to the people (1:10–18)
II. Entrance into and conquest of Canaan (2:1–12:24)
A. Entry into Canaan
1. Reconnaissance of Jericho (2:1–24)
2. Crossing the River Jordan (3:1–17)
3. Establishing a foothold at Gilgal (4:1–5:1)
4. Circumcision and Passover (5:2–15)
B. Victory over Canaan (6:1–12:24)
1. Destruction of Jericho (6)
2. Failure and success at Ai (7:1–8:29)
3. Renewal of the covenant at Mount Ebal (8:30–35)
4. Other campaigns in central Canaan. The Gibeonite Deception (9:1–27)
5. Campaigns in southern Canaan (10:1–43)
6. Campaigns in northern Canaan (11:1–15)
7. Summary of lands conquered (11:16–23)
8. Summary list of defeated kings (12:1–24)
III. Division of the land among the tribes (13:1–22:34)
A. God's instructions to Joshua (13:1–7)
B. Tribal allotments (13:8–19:51)
1. Eastern tribes (13:8–33)
2. Western tribes (14:1–19:51)
C. Cities of refuge and levitical cities (20:1–21:42)
D. Summary of conquest (21:43–45)
E. De-commissioning of the eastern tribes (22:1–34)
IV. Conclusion (23:1–24:33)
A. Joshua's farewell address (23:1–16)
B. Covenant at Shechem (24:1–28)
C. Deaths of Joshua and Eleazar; burial of Joseph's bones (24:29–33)
Narrative
God's commission to Joshua (chapter 1)
Chapter 1 commences "after the death of Moses" and presents the first of three important moments in Joshua marked with major speeches and reflections by the main characters; here first God, and then Joshua, make speeches about the goal of conquest of the Promised Land; in chapter 12, the narrator looks back on the conquest; and in chapter 23 Joshua gives a speech about what must be done if Israel is to live in peace in the land.
God commissions Joshua to take possession of the land and warns him to keep faith with the Mosaic covenant. God's speech foreshadows the major themes of the book: the crossing of the Jordan River and conquest of the land, its distribution, and the imperative need for obedience to the Law. Joshua's own immediate obedience is seen in his speeches to the Israelite commanders and to the Transjordanian tribes, and the Transjordanians' affirmation of Joshua's leadership echoes Yahweh's assurances of victory.
Entry into the land and conquest (chapters 2–12)
Rahab, a Canaanite woman of the Bible, sets in motion the entrance into Canaan by the Israelites. To avoid repeating failed attempts by Moses to have notable men of Israel predict the success rate of entry into Canaan mentioned in the book of Numbers, Joshua tasks two regular men with entering Jericho as spies. They arrive at Rahab's house and spend the night. The king of Jericho, having heard of possible Israelite spies, demands that Rahab reveal the men. She tells him that she is unaware of their whereabouts, when in reality, she hid them on her roof under flax. The next morning, Rahab professes her faith in God to the men and acknowledges her belief that Canaan was divinely reserved for the Israelites from the beginning. Because of Rahab's actions, the Israelites are able to enter Canaan.
The Israelites cross the Jordan River through a miraculous intervention of God with the Ark of the Covenant and are circumcised at Gibeath-Haaraloth (translated as hill of foreskins), renamed Gilgal in memory. Gilgal sounds like Gallothi, "I have removed", but is more likely to translate as "circle of standing stones". The conquest begins with the battle of Jericho, followed by Ai (central Canaan), after which Joshua builds an altar to Yahweh at Mount Ebal in northern Canaan and renews the Covenant in a ceremony with elements of a divine land-grant ceremony, similar to ceremonies known from Mesopotamia.
The narrative then switches to the south. The Gibeonites trick the Israelites into entering an alliance with them by saying that they are not Canaanites. Despite this, the Israelites decide to keep the alliance by enslaving them instead. An alliance of Amorite kingdoms headed by the Canaanite king of Jerusalem attacks the Gibeonites but they are defeated with Yahweh's miraculous help of stopping the Sun and the Moon, and hurling down large hailstones (Joshua 10:10–14). The enemy kings were eventually hanged on trees. The Deuteronomist author may have used the then-recent 701 BCE campaign of the Assyrian king Sennacherib in the Kingdom of Judah as his model; the hanging of the captured kings is in accordance with Assyrian practice of the 8th century BCE.
With the south conquered the narrative moves to the northern campaign. A powerful multi-national (or more accurately, multi-ethnic) coalition headed by the king of Hazor, the most important northern city, is defeated at the Battle of the Waters of Merom with Yahweh's help. Hazor itself is then captured and destroyed. Chapter 11:16–23 summarises the extent of the conquest: Joshua has taken the entire land, almost entirely through military victories, with only the Gibeonites agreeing to peaceful terms with Israel. The land then "had rest from war" (Joshua 11:23, repeated at 14:15). Chapter 12 lists the vanquished kings on both sides of the Jordan River: the two kings who ruled east of the Jordan who were defeated under Moses' leadership (Joshua 12:1–6; cf. Numbers 21), and the 31 kings on the west of the Jordan who were defeated under Joshua's leadership (Joshua 12:7–24). The list of the 31 kings is quasi-tabular:
the king of Jerusalem, one; the king of Hebron, one;
the king of Jarmuth, one; the king of Lachish, one; (etc.; Joshua 12:10–11).
Division of the land (chapters 13–22)
Having described how the Israelites and Joshua have carried out the first of their God's commands, the narrative now turns to the second: to "put the people in possession of the land." Joshua is "old, advanced (or stricken) in years" by this time.
This land distribution is a "covenantal land grant": Yahweh, as king, is issuing each tribe its territory. The "Cities of Refuge" and Levitical cities are attached to the end, since it is necessary for the tribes to receive their grants before they allocate parts of it to others. The Transjordanian tribes are dismissed, affirming their loyalty to Yahweh.
The book reaffirms Moses' allocation of land east of the Jordan to the tribes of Reuben and Gad and the half-tribe of Manasseh, and then describes how Joshua divided the newly conquered land of Canaan into parcels, and assigned them to the tribes by lot. Joshua 14:1 also makes reference to the role of Eleazar the priest (ahead of Joshua) in the distribution process. The description serves a theological function to show how the promise of the land was realized in the biblical narrative; its origins are unclear, but the descriptions may reflect geographical relations among the places named.
The wording of Joshua 18:1–4 suggests that the tribes of Reuben, Gad, Judah, Ephraim and Manasseh received their land allocation some time before the "remaining seven tribes", and a 21-member expedition set out to survey the remainder of the land with a view to organising the allocation to the tribes of Simeon, Benjamin, Asher, Naphtali, Zebulun, Issachar and Dan. Subsequently, 48 cities with their surrounding lands were allocated to the Tribe of Levi.
Omitted in the Masoretic Text, but present in the Septuagint, is a statement that:
By the end of chapter 21, the narrative records that the fulfilment of God's promise of land, rest and supremacy over the enemies of the Israelites was complete. The tribes to whom Moses had granted land east of the Jordan are authorized to return home to Gilead (here used in the widest sense for the whole Transjordan district), having faithfully 'kept the charge' of supporting the tribes occupying Canaan. They are granted "riches… with very much livestock, with silver, with gold, with bronze, with iron, and with very much clothing" as a reward.
Joshua's farewell speeches (chapters 23–24)
Joshua, in his old age and conscious that he is "going the way of all the earth", gathers the leaders of the Israelites together and reminds them of Yahweh's great works for them, and of the need to love Yahweh. The Israelites are told – just as Joshua himself had been told – that they must comply with "all that is written in the Book of the Law of Moses", neither "turn[ing] aside from it to the right hand or to the left" (i.e. by adding to the law, or diminishing from it).
Joshua meets again with all the people at Shechem in chapter 24 and addresses them a second time. He recounts the history of God's formation of the Israelite nation, beginning with "Terah, the father of Abraham and Nahor, [who] lived beyond the Euphrates River and worshiped other gods." He invited the Israelites to choose between serving the Lord who had delivered them from Egypt, or the gods which their ancestors had served on the other side of the Euphrates, or the gods of the Amorites in whose land they now lived. The people chose to serve the Lord, a decision which Joshua recorded in the Book of the Law of God. He then erected a memorial stone "under the oak that was by the sanctuary of the Lord" in Shechem. The oak is associated with the Oak of Moreh where Abram had set up camp during his travels in this area. Thus "Joshua made a covenant with the people", literally "cut a covenant", a phrase common to the Hebrew, Greek, and Latin languages. It derives from the custom of sacrifice, in which the victims were cut in pieces and offered to the deity invoked in ratification of the engagement.
The people then returned to their inheritance, i.e., their allocated lands.
Closing items
The Book of Joshua closes with three concluding items (referred to in the Jerusalem Bible as "Two Additions"):
The death of Joshua and his burial at Timnath-serah
The burial of the bones of Joseph at Shechem
The death of Eleazar and his burial in land belonging to Phinehas in the mountains of Ephraim.
There were no Levitical cities given to the descendants of Aaron in Ephraim, so theologians Carl Friedrich Keil and Franz Delitzsch supposed the land may have been at Geba in the territory of the Tribe of Benjamin: "the situation, 'upon the mountains of Ephraim', is not at variance with this view, as these mountains extended, according to Judges 4:5, etc., far into the territory of Benjamin".
In some manuscripts and editions of the Septuagint, there is an additional verse relating to the apostasy of the Israelites after Joshua's death.
Composition
Authorship and date
The Book of Joshua is an anonymous work. The Babylonian Talmud, written in the 3rd to 5th centuries CE, attributed it to Joshua himself, but this idea was rejected as untenable by John Calvin (1509–64), and by the time of Thomas Hobbes (1588–1679) it was recognised that the book must have been written much later than the period it depicted. There is now general agreement that it was composed as part of a larger work, the Deuteronomistic history, stretching from the Book of Deuteronomy to the Books of Kings, composed first at the court of king Josiah in the late 7th century BCE, and extensively revised in the 6th century BCE.
Historicity
The prevailing scholarly view is that Joshua is not a factual account of historical events. The apparent setting of Joshua in the 13th century BCE corroborates with the Bronze Age Collapse, which was indeed a time of widespread city-destruction. However, with a few exceptions (Hazor, Lachish), the destroyed cities are not the ones the Bible associates with Joshua, and the ones it does associate with him show little or no sign of even being occupied at the time. The archaeological evidence shows that Jericho and Ai were not occupied in the Near Eastern Late Bronze Age. Ai was first excavated by Judith Marquet-Krause. According to some scholars, the story of the conquest represents the nationalist propaganda of the 8th century BCE kings of Judah and their claims to the territory of the Kingdom of Israel; incorporated into an early form of Joshua written late in the reign of king Josiah (reigned 640–609 BCE). The book was probably revised and completed after the fall of Jerusalem to the Neo-Babylonian Empire in 586 BCE, and possibly after the return from the Babylonian exile in 538 BCE.
In the 1930s Martin Noth made a sweeping criticism of the usefulness of the Book of Joshua for history. Noth was a student of Albrecht Alt, who emphasized form criticism (whose pioneer had been Hermann Gunkel in the 19th century) and the importance of etiology. Alt and Noth posited a peaceful movement of the Israelites into various areas of Canaan, in contradiction to the Biblical account. American archaeologist William F. Albright questioned the "tenacity" of etiologies, which were key to Noth's analysis of the campaigns in Joshua.
Archaeological evidence in the 1930s showed that the city of Ai, an early target for conquest in the putative Joshua account, had existed and been destroyed, but in the 22nd century BCE. Some alternate sites for Ai, such as Khirbet el-Maqatir or Khirbet Nisya, have been proposed which would partially resolve the discrepancy in dates, but these sites have not been widely accepted. In 1951, Kathleen Kenyon showed that Jericho was from the Middle Bronze Age (c. 2100–1550 BCE), not the Late Bronze Age (c. 1550–1200 BCE). Kenyon argued that the early Israelite campaign could not be historically corroborated, but rather explained as an etiology of the location and a representation of the Israelite settlement.
In 1955, G. Ernest Wright discussed the correlation of archaeological data to the early Israelite campaigns, which he divided into three phases per the Book of Joshua. He pointed to two sets of archaeological findings that "seem to suggest that the biblical account is in general correct regarding the nature of the late thirteenth and twelfth-eleventh centuries in the country" (i.e., "a period of tremendous violence"). He gives particular weight to what were then recent digs at Hazor by Yigael Yadin. Archaeologist Amnon Ben-Tor of the Hebrew University of Jerusalem, who has replaced Yadin as the supervisor of excavations at Hazor since 1990, believes that recently unearthed evidence of violent destruction by burning verifies the Biblical account of the city's conquest by the Israelites. In 2012, a team led by Ben-Tor and Sharon Zuckerman discovered a scorched palace from the 13th century BC in whose storerooms they found 3,400-year-old ewers holding burned crops; however, Sharon Zuckerman did not agree with Ben-Tor's theory, and claimed that the burning was the result of the city's numerous factions opposing each other with excessive force.
In her commentary for the Westminster Bible Companion series, Carolyn Pressler suggested that readers of Joshua should give priority to its theological message ("what passages teach about God") and be aware of what these would have meant to audiences in the 7th and 6th centuries BCE. Richard Nelson explained that the needs of the centralised monarchy favoured a single story of origins, combining old traditions of an exodus from Egypt, belief in a national god as "divine warrior," and explanations for ruined cities, social stratification and ethnic groups, and contemporary tribes.
Manuscripts
Fragments of Joshua dating to the Hasmonean period were found among the Dead Sea Scrolls (4QJosha and 4QJoshb, found in Qumran Cave 4).
The Septuagint (Greek translation) is found in manuscripts such as Washington Manuscript I (5th century CE), and a reduced version of the Septuagint text is found in the illustrated Joshua Roll. The earliest complete copy of the book in Hebrew is in the Aleppo Codex (10th century CE).
Themes
Faith and wrath
The overarching theological theme of the Deuteronomistic history is faithfulness and God's mercy, and their opposites, faithlessness and God's wrath. In the Book of Judges, the Books of Samuel, and the Books of Kings, the Israelites become faithless and God ultimately shows his anger by sending his people into exile. But in Joshua Israel is obedient, Joshua is faithful, and God fulfills his promise and gives them the land as a result. Yahweh's war campaign in Canaan validates Israel's entitlement to the land and provides a paradigm of how Israel was to live there: twelve tribes, with a designated leader, united by covenant in warfare and in worship of Yahweh alone at a single sanctuary, all in obedience to the commands of Moses as found in the Book of Deuteronomy.
God and Israel
The Book of Joshua takes forward Deuteronomy's theme of Israel as a single people worshipping Yahweh in the land God has given them. Yahweh, as the main character in the book, takes the initiative in conquering the land, and Yahweh's power wins the battles. For example, the walls of Jericho fall because Yahweh fights for Israel, not because the Israelites show superior fighting ability. The potential disunity of Israel is a constant theme, the greatest threat of disunity coming from the tribes east of the Jordan. Chapter 22:19 even hints that the land across the Jordan is unclean and that the tribes who live there have secondary status.
Land
Land is the central topic of Joshua. The introduction to Deuteronomy recalled how Yahweh had given the land to the Israelites but then withdrew the gift when Israel showed fear and only Joshua and Caleb had trusted in God. The land is Yahweh's to give or to withhold, and the fact that he has promised it to Israel gives Israel an inalienable right to take it. For exilic and post-exilic readers, the land was both the sign of Yahweh's faithfulness and Israel's unfaithfulness, as well as the centre of their ethnic identity. In Deuteronomistic theology, "rest" meant Israel's unthreatened possession of the land, the achievement of which began with the conquests of Joshua.
The enemy
Joshua "carries out a systematic campaign against the civilians of Canaan – men, women and children – that amounts to genocide." In doing this he is carrying out herem as commanded by Yahweh in Deuteronomy 20:17: "You shall not leave alive anything that breathes". The purpose is to drive out and dispossess the Canaanites, with the implication that there are to be no treaties with the enemy, no mercy, and no intermarriage. "The extermination of the nations glorifies Yahweh as a warrior and promotes Israel's claim to the land," while their continued survival "explores the themes of disobedience and penalty and looks forward to the story told in Judges and Kings." The divine call for massacre at Jericho and elsewhere can be explained in terms of cultural norms (Israel was not the only Iron Age state to practice herem) and theology (a measure to ensure Israel's purity as well as the fulfillment of God's promise), but Patrick D. Miller in his commentary on Deuteronomy remarks, "there is no real way to make such reports palatable to the hearts and minds of contemporary readers and believers."
Obedience
Obedience versus disobedience is a constant theme of the work. Obedience ties in the Jordan crossing, the defeat of Jericho and Ai, circumcision and Passover, and the public display and reading of the Law. Disobedience appears in the story of Achan (stoned for violating the herem command), the Gibeonites, and the altar built by the Transjordan tribes. Joshua's two final addresses challenge the Israel of the future (the readers of the story) to obey the most important command of all, to worship Yahweh and no other gods. Joshua thus illustrates the central Deuteronomistic message, that obedience leads to success and disobedience to ruin.
Moses, Joshua and Josiah
The Deuteronomistic history draws parallels in proper leadership between Moses, Joshua and Josiah. God's commission to Joshua in chapter 1 is framed as a royal installation. The people's pledge of loyalty to Joshua as the successor of Moses recalls royal practices. The covenant-renewal ceremony led by Joshua was the prerogative of the kings of Judah. God's command to Joshua to meditate on the "book of the law" day and night parallels the description of Josiah in 2 Kings 23:25 as a king uniquely concerned with the study of the law. The two figures had identical territorial goals; Josiah died in 609 BCE while attempting to annex the former Israel to his own kingdom of Judah.
Some of the parallels with Moses can be seen in the following, and not exhaustive, list:
Joshua sent spies to scout out the land near Jericho, just as Moses sent spies from the wilderness to scout out the Promised Land
Joshua led the Israelites out of the wilderness into the Promised Land, crossing the Jordan River as if on dry ground, just as Moses led the Israelites out of Egypt through the Red Sea, which they crossed as if on dry land
After crossing the Jordan River, the Israelites celebrated the Passover just as they did immediately before the Exodus
Joshua's vision of the "commander of Yahweh's army" is reminiscent of the divine revelation to Moses in the burning bush
Joshua successfully intercedes on behalf of the Israelites when Yahweh is angry for their failure to fully observe the "ban" (herem), just as Moses frequently persuaded God not to punish the people
Joshua and the Israelites were able to defeat the people at Ai because Joshua followed the divine instruction to extend his sword, just as the people were able to defeat the Amalekites as long as Moses extended his hand that held the staff of God
Joshua is "old, advanced in years" at the time when the Israelites can begin to settle on the promised land, just as Moses was old when he died having seen, but not entered, the Promised Land
Joshua served as the mediator of the renewed covenant between Yahweh and Israel at Shechem, just as Moses was the mediator of Yahweh's covenant with the people at Mount Sinai/Mount Horeb.
Before his death, Joshua delivered a farewell address to the Israelites, just as Moses had delivered his farewell address.
Moses lived to be 120 and Joshua lived to be 110.
Moral and political interpretations
The Book of Joshua deals with the conquest of the Land of Israel and its settlement, which are politically charged issues in Israeli society. In her article "The Rise and Fall of the Book of Joshua in Public Education in the Light of Ideological Changes in Israeli Society," Israeli biblical scholar Leah Mazor analyzes the history of the book and reveals a complex system of references to it expressed in a wide range of responses, often extreme, moving from narrow-minded admiration, through embarrassment and thunderous silence to a bitter and poignant critique. The changes in the status of the Book of Joshua, she shows, are the manifestations of the ongoing dialogue that Israeli society has with its cultural heritage, with its history, with the Zionist idea, and with the need to redefine its identity.
David Ben-Gurion saw in the war narrative of Joshua an ideal basis for a unifying national myth for the State of Israel, framed against a common enemy, the Arabs. He met with politicians and scholars such as Biblical scholar Shemaryahu Talmon to discuss Joshua's supposed conquests and later published a book of the meeting transcripts; in a lecture at Ben-Gurion's home, archaeologist Yigael Yadin argued for the historicity of the Israelite military campaign pointing to the conquests of Hazor, Bethel, and Lachish. Palestinian writer Nur Masalha claimed that Zionism had presented the 1948 Arab-Israeli War (which saw the creation of the State of Israel) as a "miraculous" clearing of the land based on Joshua, and the Bible as a mandate for the expulsion of the Palestinians.
The biblical narrative of conquest has been used as an apparatus of critique against Zionism. For example, Michael Prior criticizes the use of the campaign in Joshua to favor "colonial enterprises" (in general, not only Zionism) and have been interpreted as validating ethnic cleansing. He asserts that the Bible was used to make the treatment of Palestinians more palatable morally. A related moral condemnation can be seen in "The political sacralization of imperial genocide: contextualizing Timothy Dwight's The Conquest of Canaan" by Bill Templer. This kind of critique is not new; Jonathan Boyarin notes how Frederick W. Turner blamed Israel's monotheism for the very idea of genocide, which Boyarin found "simplistic" yet with precedents. In her tenure as Minister of Education, Israeli leftist politician Shulamit Aloni often complained about the centrality of the book of Joshua in the curricula, as opposed to the secondaryness of humane and universal principles found in the Books of the Prophets. Her attempt to change the Bible study program was unsuccessful.
See also
The Bible Unearthed
"The Bible's Buried Secrets"
Ed (biblical reference)
Transjordan (Bible)
Yom HaAliyah
References
Bibliography
External links
Hebrew and English text:
יְהוֹשֻׁעַ Yehoshua–Joshua (Hebrew–English at Mechon-Mamre.org, Jewish Publication Society translation)
Jewish translations:
Joshua (Judaica Press) translation with Rashi's commentary at chabad.org
Christian translations
Online Bible at GospelHall.org
Joshua at Wikisource (Authorised King James Version)
Various versions
7th-century BC books
6th-century BC books
Nevi'im
Non-fiction books about genocide
Phoenicians in the Hebrew Bible
Historical books
Deuteronomistic history
Cultural depictions of Joshua |
4333 | https://en.wikipedia.org/wiki/Book%20of%20Daniel | Book of Daniel | The Book of Daniel is a 2nd-century BC biblical apocalypse with a 6th century BC setting. Ostensibly "an account of the activities and visions of Daniel, a noble Jew exiled at Babylon", it combines a prophecy of history with an eschatology (a portrayal of end times) both cosmic in scope and political in focus, and its message is that just as the God of Israel saves Daniel from his enemies, so he would save all Israel in their present oppression.
The Hebrew Bible includes Daniel in the Ketuvim (writings), while Christian biblical canons group the work with the Major Prophets. It divides into two parts: a set of six court tales in chapters 1–6, written mostly in Aramaic, and four apocalyptic visions in chapters 7–12, written mostly in Hebrew; the deuterocanonical books contain three additional sections, the Prayer of Azariah and Song of the Three Holy Children, Susanna, and Bel and the Dragon.
The book's influence has resonated through later ages, from the community of the Dead Sea Scrolls and the authors of the canonical gospels and the Book of Revelation, to various movements from the 2nd century to the Protestant Reformation and modern millennialist movements—on which it continues to have a profound influence.
Structure
Divisions
The Book of Daniel is divided between the court tales of chapters 1–6 and the apocalyptic visions of 7–12, and between the Hebrew of chapters 1 and 8–12 and the Aramaic of chapters 2–7. The division is reinforced by the chiastic arrangement of the Aramaic chapters (see below), and by a chronological progression in chapters 1–6 from Babylonian to Median rule, and from Babylonian to Persian rule in chapters 7–12. Various suggestions have been made by scholars to explain the fact that the genre division does not coincide with the other two, but it appears that the language division and concentric structure of chapters 2–6 are artificial literary devices designed to bind the two halves of the book together. The following outline is provided by Collins in his commentary on Daniel:
PART I: Tales (chapters 1:1–6:29)
1: Introduction (1:1–21 – set in the Babylonian era, written in Hebrew)
2: Nebuchadnezzar's dream of four kingdoms (2:1–49 – Babylonian era; Aramaic)
3: The fiery furnace (3:1–30/3:1-23, 91-97 – Babylonian era; Aramaic)
4: Nebuchadnezzar's madness (3:31/98–4:34/4:1-37 – Babylonian era; Aramaic)
5: Belshazzar's feast (5:1–6:1 – Babylonian era; Aramaic)
6: Daniel in the lions' den (6:2–29 – Median era with mention of Persia; Aramaic)
PART II: Visions (chapters 7:1–12:13)
7: The beasts from the sea (7:1–28 – Babylonian era: Aramaic)
8: The ram and the he-goat (8:1–27 – Babylonian era; Hebrew)
9: Interpretation of Jeremiah's prophecy of the seventy weeks (9:1–27 – Median era; Hebrew)
10: The angel's revelation: kings of the north and south (10:1–12:13 – Persian era, mention of Greek era; Hebrew)
Chiastic structure in the Aramaic section
There is a recognised chiasm (a concentric literary structure in which the main point of a passage is placed in the centre and framed by parallel elements on either side in "ABBA" fashion) in the chapter arrangement of the Aramaic section. The following is taken from Paul Redditt's "Introduction to the Prophets":
A1 (2:4b-49) – A dream of four kingdoms replaced by a fifth
B1 (3:1–30) – Daniel's three friends in the fiery furnace
C1 (4:1–37) – Daniel interprets a dream for Nebuchadnezzar
C2 (5:1–31) – Daniel interprets the handwriting on the wall for Belshazzar
B2 (6:1–28) – Daniel in the lions' den
A2 (7:1–28) – A vision of four world kingdoms replaced by a fifth
Content
Introduction in Babylon (chapter 1)
In the third year of King Jehoiakim, God allows Jerusalem to fall into the power of Nebuchadnezzar II, king of Babylon. Young Israelites of noble and royal family, "without physical defect, and handsome," versed in wisdom and competent to serve in the palace of the king, are taken to Babylon to be taught the literature and language of that nation. Among them are Daniel and his three companions, who refuse to touch the royal food and wine. Their overseer fears for his life in case the health of his charges deteriorates, but Daniel suggests a trial and the four emerge healthier than their counterparts from ten days of consuming nothing but vegetables and water. They are allowed to continue to refrain from eating the king's food, and to Daniel, God gives insight into visions and dreams. When their training is done Nebuchadnezzar finds them 'ten times better' than all the wise men in his service and therefore keeps them at his court, where Daniel continues until the first year of King Cyrus.
Nebuchadnezzar's dream of four kingdoms (chapter 2)
In the second year of his reign, Nebuchadnezzar has a dream. When he wakes up, he realizes that the dream has some important message, so he consults his wise men. Wary of their potential to fabricate an explanation, the king refuses to tell the wise men what he saw in his dream. Rather, he demands that his wise men tell him what the content of the dream was, and then interpret it. When the wise men protest that this is beyond the power of any man, he sentences all, including Daniel and his friends, to death. Daniel receives an explanatory vision from God: Nebuchadnezzar had seen an enormous statue with a head of gold, breast and arms of silver, belly and thighs of bronze, legs of iron, and feet of mixed iron and clay, then saw the statue destroyed by a rock that turned into a mountain filling the whole earth. Daniel explains the dream to the king: the statue symbolized four successive kingdoms, starting with Nebuchadnezzar, all of which would be crushed by God's kingdom, which would endure forever. Nebuchadnezzar acknowledges the supremacy of Daniel's god, raises Daniel over all his wise men, and places Daniel and his companions over the province of Babylon.
The fiery furnace (chapter 3)
Daniel's companions Shadrach, Meshach, and Abednego refuse to bow to King Nebuchadnezzar's golden statue and are thrown into a fiery furnace. Nebuchadnezzar is astonished to see a fourth figure in the furnace with the three, one "with the appearance like a son of the gods." So the king calls the three to come out of the fire, blesses the God of Israel, and decrees that any who blaspheme against him shall be torn limb from limb.
Nebuchadnezzar's madness (chapter 4)
Nebuchadnezzar recounts a dream of a huge tree that is suddenly cut down at the command of a heavenly messenger. Daniel is summoned and interprets the dream. The tree is Nebuchadnezzar himself, who for seven years will lose his mind and live like a wild beast. All of this comes to pass until, at the end of the specified time, Nebuchadnezzar acknowledges that "heaven rules" and his kingdom and sanity are restored.
Belshazzar's feast (chapter 5)
Belshazzar and his nobles blasphemously drink from sacred Jewish temple vessels, offering praise to inanimate gods, until a mysterious hand suddenly appears and writes upon the wall. The horrified king summons Daniel, who upbraids him for his lack of humility before God and interprets the message: Belshazzar's kingdom will be given to the Medes and Persians. Belshazzar rewards Daniel and raises him to be third in the kingdom, and that very night Belshazzar is slain and Darius the Mede takes the kingdom.
Daniel in the lions' den (chapter 6)
Darius elevates Daniel to high office, exciting the jealousy of other officials. Knowing of Daniel's devotion to his God, his enemies trick the king into issuing an edict forbidding worship of any other god or man for a 30-day period. Daniel continues to pray three times a day to God towards Jerusalem; he is accused and King Darius, forced by his own decree, throws Daniel into the lions' den. But God shuts up the mouths of the lions, and the next morning Darius rejoices to find him unharmed. The king casts Daniel's accusers into the lions' pit together with their wives and children to be instantly devoured, while he himself acknowledges Daniel's God as he whose kingdom shall never be destroyed.
Vision of the beasts from the sea (chapter 7)
In the first year of Belshazzar Daniel has a dream of four monstrous beasts arising from the sea. The fourth, a beast with ten horns, devours the whole earth, treading it down and crushing it, and a further small horn appears and uproots three of the earlier horns. The Ancient of Days judges and destroys the beast, and "one like a son of man" is given everlasting kingship over the entire world. One of Daniel's attendants explains that the four beasts represent four kings, but that "the holy ones of the Most High" would receive the everlasting kingdom. The fourth beast would be a fourth kingdom with ten kings, and another king who would pull down three kings and make war on the "holy ones" for "a time, two times and a half," after which the heavenly judgment will be made against him and the "holy ones" will receive the everlasting kingdom.
Vision of the ram and goat (chapter 8)
In the third year of Belshazzar Daniel has a vision of a ram and goat. The ram has two mighty horns, one longer than the other, and it charges west, north and south, overpowering all other beasts. A goat with a single horn appears from the west and destroys the ram. The goat becomes very powerful until the horn breaks off and is replaced by four lesser horns. A small horn that grows very large, it stops the daily temple sacrifices and desecrates the sanctuary for two thousand three hundred "evening and mornings" (which could be either 1,150 or 2,300 days) until the temple is cleansed. The angel Gabriel informs him that the ram represents the Medes and Persians, the goat is Greece, and the "little horn" is a wicked king.
Vision of the Seventy Weeks (chapter 9)
In the first year of Darius the Mede, Daniel meditates on the word of Jeremiah that the desolation of Jerusalem would last seventy years; he confesses the sin of Israel and pleads for God to restore Israel and the "desolated sanctuary" of the Temple. The angel Gabriel explains that the seventy years stand for seventy "weeks" of years (490 years), during which the Temple will first be restored, then later defiled by a "prince who is to come," "until the decreed end is poured out."
Vision of the kings of north and south (chapters 10–12)
Daniel 10: In the third year of Cyrus Daniel sees in his vision an angel (called "a man", but clearly a supernatural being) who explains that he is in the midst of a war with the "prince of Persia", assisted only by Michael, "your prince." The "prince of Greece" will shortly come, but first he will reveal what will happen to Daniel's people.
Daniel 11: A future king of Persia will make war on the king of Greece, a "mighty king" will arise and wield power until his empire is broken up and given to others, and finally the king of the south (identified in verse 8 as Egypt) will go to war with the "king of the north." After many battles (described in great detail) a "contemptible person" will become king of the north; this king will invade the south two times, the first time with success, but on his second he will be stopped by "ships of Kittim." He will turn back to his own country, and on the way his soldiers will desecrate the Temple, abolish the daily sacrifice, and set up the abomination of desolation. He will defeat and subjugate Libya and Egypt, but "reports from the east and north will alarm him," and he will meet his end "between the sea and the holy mountain."
Daniel 12: At this time Michael will come. It will be a time of great distress, but all those whose names are written will be delivered. "Multitudes who sleep in the dust of the earth will awake, some to everlasting life, others to shame and everlasting contempt; those who are wise will shine like the brightness of the heavens, and those who lead many to righteousness, like the stars for ever and ever." In the final verses the remaining time to the end is revealed: "a time, times and half a time" (three years and a half). Daniel fails to understand and asks again what will happen, and is told: "From the time that the daily sacrifice is abolished and the abomination that causes desolation is set up, there will be 1,290 days. Blessed is the one who waits for and reaches the end of the 1,335 days."
Additions to Daniel (Greek text tradition)
The Greek text of Daniel is considerably longer than the Hebrew, due to three additional stories: they remain in Catholic and Orthodox Christian Bibles but were rejected by the Christian Protestant movement in the 16th century on the basis that they were absent from the Hebrew Bible.
The Prayer of Azariah and Song of the Three Holy Children, placed after Daniel 3:23;
The story of Susanna and the Elders, placed before chapter 1 in some Greek versions and after chapter 12 in others;
The story of Bel and the Dragon, placed at the end of the book.
Historical background
The visions of chapters 7–12 reflect the crisis which took place in Judea in 167–164 BC when Antiochus IV Epiphanes, the Greek king of the Seleucid Empire, threatened to destroy traditional Jewish worship in Jerusalem. When Antiochus came to the throne in 175 BC the Jews were largely pro-Seleucid. The High Priestly family was split by rivalry, and one member, Jason, offered the king a large sum to be made High Priest. Jason also asked—or more accurately, paid—to be allowed to make Jerusalem a polis, or Greek city. This meant, among other things, that city government would be in the hands of the citizens, which meant in turn that citizenship would be a valuable commodity, to be purchased from Jason. None of this threatened the Jewish religion, and the reforms were widely welcomed, especially among the Jerusalem aristocracy and the leading priests. Three years later Jason was deposed when another priest, Menelaus, offered Antiochus an even larger sum for the post of High Priest.
Antiochus invaded Egypt twice, in 169 BC with success, but on the second incursion, in late 168 BC, he was forced to withdraw by the Romans. Jason, hearing a rumour that Antiochus was dead, attacked Menelaus to take back the High Priesthood. Antiochus drove Jason out of Jerusalem, plundered the Temple, and introduced measures to pacify his Egyptian border by imposing complete Hellenization: the Jewish Book of the Law was prohibited and on 15 December 167 BC an "abomination of desolation", probably a Greek altar, was introduced into the Temple. With the Jewish religion now clearly under threat a resistance movement sprang up, led by the Maccabee brothers, and over the next three years it won sufficient victories over Antiochus to take back and purify the Temple.
The crisis which the author of Daniel addresses is the defilement of the altar in Jerusalem in 167 BC (first introduced in chapter 8:11): the daily offering which used to take place twice a day, at morning and evening, stopped, and the phrase "evenings and mornings" recurs through the following chapters as a reminder of the missed sacrifices. But whereas the events leading up to the sacking of the Temple in 167 BC and the immediate aftermath are remarkably accurate, the predicted war between the Syrians and the Egyptians (11:40–43) never took place, and the prophecy that Antiochus would die in Palestine (11:44–45) was inaccurate (he died in Persia). The most probable conclusion is that the account must have been completed near the end of the reign of Antiochus but before his death in December 164 BC, or at least before news of it reached Jerusalem, and the consensus of modern scholarship is accordingly that the book dates to the period 167–163 BC.
Composition
Development
It is generally accepted that Daniel originated as a collection of Aramaic court tales later expanded by the Hebrew revelations. The court tales may have originally circulated independently, but the edited collection was probably composed in the third or early second-century BC. Chapter 1 was composed (in Aramaic) at this time as a brief introduction to provide historical context, introduce the characters of the tales, and explain how Daniel and his friends came to Babylon. The visions of chapters 7–12 were added and chapter 1 translated into Hebrew at the third stage when the final book was being drawn together; this final stage, marking the composition of Daniel as a book, took place between the desecration of the Temple by Antiochus Epiphanies in 167 and his death in 164 BC.
Authorship
Daniel is a product of "Wisdom" circles, but the type of wisdom is mantic (the discovery of heavenly secrets from earthly signs) rather than the wisdom of learning—the main source of wisdom in Daniel is God's revelation. It is one of a large number of Jewish apocalypses, all of them pseudonymous. The stories of the first half are legendary in origin, and the visions of the second the product of anonymous authors in the Maccabean period (2nd century BC). Chapters 1–6 are in the voice of an anonymous narrator, except for chapter 4 which is in the form of a letter from king Nebuchadnezzar; the second half (chapters 7–12) is presented by Daniel himself, introduced by the anonymous narrator in chapters 7 and 10.
The author/editor was probably an educated Jew, knowledgeable in Greek learning, and of high standing in his own community. It is possible that the name of Daniel was chosen for the hero of the book because of his reputation as a wise seer in Hebrew tradition. Ezekiel, who lived during the Babylonian exile, mentioned him in association with Noah and Job (Ezekiel 14:14) as a figure of legendary wisdom (28:3), and a hero named Daniel (more accurately Dan'el, but the spelling is close enough for the two to be regarded as identical) features in a late 2nd millennium myth from Ugarit. "The legendary Daniel, known from long ago but still remembered as an exemplary character ... serves as the principal human 'hero' in the biblical book that now bears his name"; Daniel is the wise and righteous intermediary who is able to interpret dreams and thus convey the will of God to humans, the recipient of visions from on high that are interpreted to him by heavenly intermediaries.
Dating
The prophecies of Daniel are accurate down to the career of Antiochus IV Epiphanes, king of Syria and oppressor of the Jews, but not in its prediction of his death: the author seems to know about Antiochus' two campaigns in Egypt (169 and 167 BC), the desecration of the Temple (the "abomination of desolation"), and the fortification of the Akra (a fortress built inside Jerusalem), but he seems to know nothing about the reconstruction of the Temple or about the actual circumstances of Antiochus' death in late 164 BC. Chapters 10–12 must therefore have been written between 167 and 164 BC. There is no evidence of a significant time lapse between those chapters and chapters 8 and 9, and chapter 7 may have been written just a few months earlier again.
Further evidence of the book's date is in the fact that Daniel is excluded from the Hebrew Bible's canon of the prophets, which was closed , and the Wisdom of Sirach, a work dating from , draws on almost every book of the Old Testament except Daniel, leading scholars to suppose that its author was unaware of it. Daniel is, however, quoted in a section of the Sibylline Oracles commonly dated to the middle of the 2nd century BC, and was popular at Qumran at much the same time, suggesting that it was known from the middle of that century.
Manuscripts
The Book of Daniel is preserved in the 12-chapter Masoretic Text and in two longer Greek versions, the original Septuagint version, c. 100 BC, and the later Theodotion version from c. 2nd century AD. Both Greek texts contain three additions to Daniel: The Prayer of Azariah and Song of the Three Holy Children; the story of Susannah and the Elders; and the story of Bel and the Dragon. Theodotion is much closer to the Masoretic Text and became so popular that it replaced the original Septuagint version in all but two manuscripts of the Septuagint itself. The Greek additions were apparently never part of the Hebrew text.
Eight copies of the Book of Daniel, all incomplete, have been found at Qumran, two in Cave 1, five in Cave 4, and one in Cave 6. Between them, they preserve text from eleven of Daniel's twelve chapters, and the twelfth is quoted in the Florilegium (a compilation scroll) 4Q174, showing that the book at Qumran did not lack this conclusion. All eight manuscripts were copied between 125 BC (4QDanc) and about 50 AD (4QDanb), showing that Daniel was being read at Qumran only about 40 years after its composition. All appear to preserve the 12-chapter Masoretic version rather than the longer Greek text. None reveal any major disagreements against the Masoretic, and the four scrolls that preserve the relevant sections (1QDana, 4QDana, 4QDanb, and 4QDand) all follow the bilingual nature of Daniel where the book opens in Hebrew, switches to Aramaic at 2:4b, then reverts to Hebrew at 8:1.
Genre, meaning, symbolism and chronology
(This section deals with modern scholarly reconstructions of the meaning of Daniel to its original authors and audience)
Genre
The Book of Daniel is an apocalypse, a literary genre in which a heavenly reality is revealed to a human recipient; such works are characterized by visions, symbolism, an other-worldly mediator, an emphasis on cosmic events, angels and demons, and pseudonymity (false authorship). The production of apocalypses occurred commonly from 300 BC to 100 AD, not only among Jews and Christians, but also among Greeks, Romans, Persians and Egyptians, and Daniel is a representative apocalyptic seer, the recipient of divine revelation: he has learned the wisdom of the Babylonian magicians and surpassed them, because his God is the true source of knowledge; he is one of the maskilim (משכלים), the wise ones, who have the task of teaching righteousness and whose number may be considered to include the authors of the book itself. The book is also an eschatology, as the divine revelation concerns the end of the present age, a predicted moment in which God will intervene in history to usher in the final kingdom. It gives no real details of the end-time, but it seems that God's kingdom will be on this earth, that it will be governed by justice and righteousness, and that the tables will be turned on the Seleucids and those Jews who have cooperated with them.
Meaning, symbolism, and chronology
The message of the Book of Daniel is that, just as the God of Israel saved Daniel and his friends from their enemies, so he would save all Israel in their present oppression. The book is filled with monsters, angels, and numerology, drawn from a wide range of sources, both biblical and non-biblical, that would have had meaning in the context of 2nd-century Jewish culture, and while Christian interpreters have always viewed these as predicting events in the New Testament—"the Son of God", "the Son of Man", Christ and the Antichrist—the book's intended audience is the Jews of the 2nd century BC. The following explains a few of these predictions, as understood by modern biblical scholars.
The four kingdoms and the little horn (Daniel 2 and 7): The concept of four successive world empires stems from Greek theories of mythological history. Most modern interpreters agree that the four represent Babylon, the Medes, Persia and the Greeks, ending with Hellenistic Seleucid Syria and with Hellenistic Ptolemaic Egypt. The traditional interpretation of the dream identifies the four empires as the Babylonian (the head), Medo-Persian (arms and shoulders), Greek (thighs and legs), and Roman (the feet) empires. The symbolism of four metals in the statue in chapter 2 comes from Persian writings, while the four "beasts from the sea" in chapter 7 reflect Hosea 13:7–8, in which God threatens that he will be to Israel like a lion, a leopard, a bear or a wild beast. The consensus among scholars is that the four beasts of chapter 7 symbolise the same four world empires. The modern interpretation views Antiochus IV (reigned 175–164 BC) as the "small horn" that uproots three others (Antiochus usurped the rights of several other claimants to become king of the Seleucid Empire).
The Ancient of Days and the one like a son of man (Daniel 7): The portrayal of God in Daniel 7:13 resembles the portrayal of the Canaanite god El as an ancient divine king presiding over the divine court. The "Ancient of Days" gives dominion over the earth to "one like a son of man", and then in Daniel 7:27 to "the people of the holy ones of the Most High", whom scholars consider the son of man to represent. These people can be understood as the maskilim (sages), or as the Jewish people broadly.
The ram and he-goat (Daniel 8) as conventional astrological symbols represent Persia and Syria, as the text explains. The "mighty horn" stands for Alexander the Great (reigned 336–323 BC) and the "four lesser horns" represent the four principal generals (Diadochi) who fought over the Greek empire following Alexander's death. The "little horn" again represents Antiochus IV. The key to the symbols lies in the description of the little horn's actions: he ends the continual burnt offering and overthrows the Sanctuary, a clear reference to Antiochus' desecration of the Temple.
The anointed ones and the seventy years (Chapter 9): Daniel reinterprets Jeremiah's "seventy years" prophecy regarding the period Israel would spend in bondage to Babylon. From the point of view of the Maccabean era, Jeremiah's promise was obviously not true—the gentiles still oppressed the Jews, and the "desolation of Jerusalem" had not ended. Daniel therefore reinterprets the seventy years as seventy "weeks" of years, making up 490 years. The 70 weeks/490 years are subdivided, with seven "weeks" from the "going forth of the word to rebuild and restore Jerusalem" to the coming of an "anointed one", while the final "week" is marked by the violent death of another "anointed one", probably the High Priest Onias III (ousted to make way for Jason and murdered in 171 BC), and the profanation of the Temple. The point of this for Daniel is that the period of gentile power is predetermined, and is coming to an end.
Kings of north and south: Chapters 10 to 12 concern the war between these kings, the events leading up to it, and its heavenly meaning. In chapter 10 the angel (Gabriel?) explains that there is currently a war in heaven between Michael, the angelic protector of Israel, and the "princes" (angels) of Persia and Greece; then, in chapter 11, he outlines the human wars which accompany this—the mythological concept sees standing behind every nation a god/angel who does battle on behalf of his people, so that earthly events reflect what happens in heaven. The wars of the Ptolemies ("kings of the south") against the Seleucids ("kings of the north") are reviewed down to the career of Antiochus the Great (Antiochus III (reigned 222–187 BC), father of Antiochus IV), but the main focus is Antiochus IV, to whom more than half the chapter is devoted. The accuracy of these predictions lends credibility to the real prophecy with which the passage ends, the death of Antiochus—which, in the event, was not accurate.
Predicting the end-time (Daniel 8:14 and 12:7–12): Biblical eschatology does not generally give precise information as to when the end will come, and Daniel's attempts to specify the number of days remaining is a rare exception. Daniel asks the angel how long the "little horn" will be triumphant, and the angel replies that the Temple will be reconsecrated after 2,300 "evenings and mornings" have passed (Daniel 8:14). The angel is counting the two daily sacrifices, so the period is 1,150 days from the desecration in December 167. In chapter 12 the angel gives three more dates: the desolation will last "for a time, times and half a time", or a year, two years, and a half a year (Daniel 12:8); then that the "desolation" will last for 1,290 days (12:11); and finally, 1,335 days (12:12). Verse 12:11 was presumably added after the lapse of the 1,150 days of chapter 8, and 12:12 after the lapse of the number in 12:11.
Influence
The concepts of immortality and resurrection, with rewards for the righteous and punishment for the wicked, have roots much deeper than Daniel, but the first clear statement is found in the final chapter of that book: "Many of those who sleep in the dust of the earth shall awake, some to everlasting life, and some to everlasting shame and contempt." According to Daniel R. Schwartz, without the claim of the resurrection of Jesus, Christianity would have disappeared like the movements following other charismatic Jewish figures of the 1st century.
Daniel was quoted and referenced by both Jews and Christians in the 1st century AD as predicting the imminent end-time. Moments of national and cultural crisis continually reawakened the apocalyptic spirit, through the Montanists of the 2nd/3rd centuries, persecuted for their millennialism, to the more extreme elements of the 16th-century Reformation such as the Zwickau prophets and the Münster Rebellion. During the English Civil War, the Fifth Monarchy Men took their name and political program from Daniel 7, demanding that Oliver Cromwell allow them to form a "government of saints" in preparation for the coming of the Messiah; when Cromwell refused, they identified him instead as the Beast usurping the rightful place of King Jesus. For modern popularizers, the visions and revelations of Daniel remain a guide to the future, when the Antichrist will be destroyed by Jesus Christ at the Second Coming.
Daniel belongs not only to the religious tradition but also to the wider Western intellectual and artistic heritage. It was easily the most popular of the prophetic books for the Anglo-Saxons, who nevertheless treated it not as prophecy but as a historical book, "a repository of dramatic stories about confrontations between God and a series of emperor-figures who represent the highest reach of man". Isaac Newton paid special attention to it, Francis Bacon borrowed a motto from it for his work Novum Organum, Baruch Spinoza drew on it, its apocalyptic second half attracted the attention of Carl Jung, and it inspired musicians from medieval liturgical drama to Darius Milhaud and artists including Michelangelo, Rembrandt and Eugène Delacroix.
See also
Biblical numerology
Christian eschatology
Daniel (Old English poem)
Greek Apocalypse of Daniel
Historicist interpretations of the Book of Daniel
Notes
References
Citations
Bibliography
External links
Daniel (Judaica Press) * translation [with Rashi's commentary] at Chabad.org
Bible, King James Version () Book of Daniel
Daniel at The Great Books * (New Revised Standard Version)
Various versions
2nd-century BC books
Apocalyptic literature
Jewish eschatology
Ketuvim
Works set in the 7th century BC
Works set in the 6th century BC
Major prophets |
4335 | https://en.wikipedia.org/wiki/Batman | Batman | Batman is a superhero appearing in American comic books published by DC Comics. The character was created by artist Bob Kane and writer Bill Finger, and debuted in the 27th issue of the comic book Detective Comics on March 30, 1939. In the DC Universe continuity, Batman is the alias of Bruce Wayne, a wealthy American playboy, philanthropist, and industrialist who resides in Gotham City. Batman's origin story features him swearing vengeance against criminals after witnessing the murder of his parents Thomas and Martha as a child, a vendetta tempered with the ideal of justice. He trains himself physically and intellectually, crafts a bat-inspired persona, and monitors the Gotham streets at night. Kane, Finger, and other creators accompanied Batman with supporting characters, including his sidekicks Robin and Batgirl; allies Alfred Pennyworth, James Gordon, and Catwoman; and foes such as the Penguin, the Riddler, Two-Face, and his archenemy, the Joker.
Kane conceived Batman in early 1939 to capitalize on the popularity of DC's Superman; although Kane frequently claimed sole creation credit, Finger substantially developed the concept from a generic superhero into something more bat-like. The character received his own spin-off publication, Batman, in 1940. Batman was originally introduced as a ruthless vigilante who frequently killed or maimed criminals, but evolved into a character with a stringent moral code and strong sense of justice. Unlike most superheroes, Batman does not possess any superpowers, instead relying on his intellect, fighting skills, and wealth. The 1960s Batman television series used a camp aesthetic, which continued to be associated with the character for years after the show ended. Various creators worked to return the character to his darker roots in the 1970s and 1980s, culminating with the 1986 miniseries The Dark Knight Returns by Frank Miller.
DC has featured Batman in many comic books, including comics published under its imprints such as Vertigo and Black Label. The longest-running Batman comic, Detective Comics, is the longest-running comic book in the United States. Batman is frequently depicted alongside other DC superheroes, such as Superman and Wonder Woman, as a member of organizations such as the Justice League and the Outsiders. In addition to Bruce Wayne, other characters have taken on the Batman persona on different occasions, such as Jean-Paul Valley / Azrael in the 1993–1994 "Knightfall" story arc; Dick Grayson, the first Robin, from 2009 to 2011; and Jace Fox, son of Wayne's ally Lucius, as of 2021. DC has also published comics featuring alternate versions of Batman, including the incarnation seen in The Dark Knight Returns and its successors, the incarnation from the Flashpoint (2011) event, and numerous interpretations from Elseworlds stories.
One of the most iconic characters in popular culture, Batman has been listed among the greatest comic book superheroes and fictional characters ever created. He is one of the most commercially successful superheroes, and his likeness has been licensed and featured in various media and merchandise sold around the world; this includes toy lines such as Lego Batman and video games like the Batman: Arkham series. Batman has been adapted in live-action and animated incarnations, including the 1960s Batman television series played by Adam West and in film by Michael Keaton in Batman (1989), Batman Returns (1992), and The Flash (2023), Val Kilmer in Batman Forever (1995), George Clooney in Batman & Robin (1997), Christian Bale in The Dark Knight trilogy (2005–2012), Ben Affleck in the DC Extended Universe (2016–2023), and Robert Pattinson in The Batman (2022). Kevin Conroy, Diedrich Bader, Jensen Ackles, Troy Baker, and Will Arnett, among others, have provided the character's voice.
Publication history
Creation
In early 1939, the success of Superman in Action Comics prompted editors at National Comics Publications (the future DC Comics) to request more superheroes for its titles. In response, Bob Kane created "the Bat-Man". Collaborator Bill Finger recalled that "Kane had an idea for a character called 'Batman,' and he'd like me to see the drawings. I went over to Kane's, and he had drawn a character who looked very much like Superman with kind of ...reddish tights, I believe, with boots ...no gloves, no gauntlets ...with a small domino mask, swinging on a rope. He had two stiff wings that were sticking out, looking like bat wings. And under it was a big sign ...BATMAN". The bat-wing-like cape was suggested by Bob Kane, inspired as a child by Leonardo da Vinci's sketch of an ornithopter flying device.
Finger suggested giving the character a cowl instead of a simple domino mask, a cape instead of wings, and gloves; he also recommended removing the red sections from the original costume. Finger said he devised the name Bruce Wayne for the character's secret identity: "Bruce Wayne's first name came from Robert the Bruce, the Scottish patriot. Wayne, being a playboy, was a man of gentry. I searched for a name that would suggest colonialism. I tried Adams, Hancock ...then I thought of Mad Anthony Wayne." He later said his suggestions were influenced by Lee Falk's popular The Phantom, a syndicated newspaper comic-strip character with which Kane was also familiar.
Kane and Finger drew upon contemporary 1930s popular culture for inspiration regarding much of the Bat-Man's look, personality, methods, and weaponry. Details find predecessors in pulp fiction, comic strips, newspaper headlines, and autobiographical details referring to Kane himself. As an aristocratic hero with a double identity, Batman had predecessors in the Scarlet Pimpernel (created by Baroness Emmuska Orczy, 1903) and Zorro (created by Johnston McCulley, 1919). Like them, Batman performed his heroic deeds in secret, averted suspicion by playing aloof in public, and marked his work with a signature symbol. Kane noted the influence of the films The Mark of Zorro (1920) and The Bat Whispers (1930) in the creation of the character's iconography. Finger, drawing inspiration from pulp heroes like Doc Savage, The Shadow, Dick Tracy, and Sherlock Holmes, made the character a master sleuth.
In his 1989 autobiography, Kane detailed Finger's contributions to Batman's creation:
Golden Age
Subsequent creation credit
Kane signed away ownership in the character in exchange for, among other compensation, a mandatory byline on all Batman comics. This byline did not originally say "Batman created by Bob Kane"; his name was simply written on the title page of each story. The name disappeared from the comic book in the mid-1960s, replaced by credits for each story's actual writer and artists. In the late 1970s, when Jerry Siegel and Joe Shuster began receiving a "created by" credit on the Superman titles, along with William Moulton Marston being given the byline for creating Wonder Woman, Batman stories began saying "Created by Bob Kane" in addition to the other credits.
Finger did not receive the same recognition. While he had received credit for other DC work since the 1940s, he began, in the 1960s, to receive limited acknowledgment for his Batman writing; in the letters page of Batman #169 (February 1965) for example, editor Julius Schwartz names him as the creator of the Riddler, one of Batman's recurring villains. However, Finger's contract left him only with his writing page rate and no byline. Kane wrote, "Bill was disheartened by the lack of major accomplishments in his career. He felt that he had not used his creative potential to its fullest and that success had passed him by." At the time of Finger's death in 1974, DC had not officially credited Finger as Batman co-creator.
Jerry Robinson, who also worked with Finger and Kane on the strip at this time, has criticized Kane for failing to share the credit. He recalled Finger resenting his position, stating in a 2005 interview with The Comics Journal:
Although Kane initially rebutted Finger's claims at having created the character, writing in a 1965 open letter to fans that "it seemed to me that Bill Finger has given out the impression that he and not myself created the ''Batman, t' as well as Robin and all the other leading villains and characters. This statement is fraudulent and entirely untrue." Kane himself also commented on Finger's lack of credit. "The trouble with being a 'ghost' writer or artist is that you must remain rather anonymously without 'credit'. However, if one wants the 'credit', then one has to cease being a 'ghost' or follower and become a leader or innovator."
In 1989, Kane revisited Finger's situation, recalling in an interview:
In September 2015, DC Entertainment revealed that Finger would be receiving credit for his role in Batman's creation on the 2016 superhero film Batman v Superman: Dawn of Justice and the second season of Gotham after a deal was worked out between the Finger family and DC. Finger received credit as a creator of Batman for the first time in a comic in October 2015 with Batman and Robin Eternal #3 and Batman: Arkham Knight Genesis #3. The updated acknowledgment for the character appeared as "Batman created by Bob Kane with Bill Finger".
Early years
The first Batman story, "The Case of the Chemical Syndicate", was published in Detective Comics #27 (cover dated May 1939). It was inspired, some say plagiarized, by the 60 page story “Partners of Peril” in The Shadow #113, which was written by Theodore Tinsley and illustrated by Tom Lovell. Finger said, "Batman was originally written in the style of the pulps", and this influence was evident with Batman showing little remorse over killing or maiming criminals. Batman proved a hit character, and he received his own solo title in 1940 while continuing to star in Detective Comics. By that time, Detective Comics was the top-selling and most influential publisher in the industry; Batman and the company's other major hero, Superman, were the cornerstones of the company's success. The two characters were featured side by side as the stars of World's Finest Comics, which was originally titled World's Best Comics when it debuted in fall 1940. Creators including Jerry Robinson and Dick Sprang also worked on the strips during this period.
Over the course of the first few Batman strips elements were added to the character and the artistic depiction of Batman evolved. Kane noted that within six issues he drew the character's jawline more pronounced, and lengthened the ears on the costume. "About a year later he was almost the full figure, my mature Batman", Kane said. Batman's characteristic utility belt was introduced in Detective Comics #29 (July 1939), followed by the boomerang-like batarang and the first bat-themed vehicle, the Batplane, in #31 (September 1939). The character's origin was revealed in #33 (November 1939), unfolding in a two-page story that establishes the brooding persona of Batman, a character driven by the death of his parents. Written by Finger, it depicts a young Bruce Wayne witnessing his parents' murder at the hands of a mugger. Days later, at their grave, the child vows that "by the spirits of my parents [I will] avenge their deaths by spending the rest of my life warring on all criminals".
The early, pulp-inflected portrayal of Batman started to soften in Detective Comics #38 (April 1940) with the introduction of Robin, Batman's junior counterpart. Robin was introduced, based on Finger's suggestion, because Batman needed a "Watson" with whom Batman could talk. Sales nearly doubled, despite Kane's preference for a solo Batman, and it sparked a proliferation of "kid sidekicks". The first issue of the solo spin-off series Batman was notable not only for introducing two of his most persistent enemies, the Joker and Catwoman, but for a pre-Robin inventory story, originally meant for Detective Comics #38, in which Batman shoots some monstrous giants to death. That story prompted editor Whitney Ellsworth to decree that the character could no longer kill or use a gun.
By 1942, the writers and artists behind the Batman comics had established most of the basic elements of the Batman mythos. In the years following World War II, DC Comics "adopted a postwar editorial direction that increasingly de-emphasized social commentary in favor of lighthearted juvenile fantasy". The impact of this editorial approach was evident in Batman comics of the postwar period; removed from the "bleak and menacing world" of the strips of the early 1940s, Batman was instead portrayed as a respectable citizen and paternal figure that inhabited a "bright and colorful" environment.
Silver and Bronze Ages
1950s and early 1960s
Batman was one of the few superhero characters to be continuously published as interest in the genre waned during the 1950s. In the story "The Mightiest Team in the World" in Superman #76 (June 1952), Batman teams up with Superman for the first time and the pair discover each other's secret identity. Following the success of this story, World's Finest Comics was revamped so it featured stories starring both heroes together, instead of the separate Batman and Superman features that had been running before. The team-up of the characters was "a financial success in an era when those were few and far between"; this series of stories ran until the book's cancellation in 1986.
Batman comics were among those criticized when the comic book industry came under scrutiny with the publication of psychologist Fredric Wertham's book Seduction of the Innocent in 1954. Wertham's thesis was that children imitated crimes committed in comic books, and that these works corrupted the morals of the youth. Wertham criticized Batman comics for their supposed homosexual overtones and argued that Batman and Robin were portrayed as lovers. Wertham's criticisms raised a public outcry during the 1950s, eventually leading to the establishment of the Comics Code Authority, a code that is no longer in use by the comic book industry. The tendency towards a "sunnier Batman" in the postwar years intensified after the introduction of the Comics Code. Scholars have suggested that the characters of Batwoman (in 1956) and the pre-Barbara Gordon Bat-Girl (in 1961) were introduced in part to refute the allegation that Batman and Robin were gay, and the stories took on a campier, lighter feel.
In the late 1950s, Batman stories gradually became more science fiction-oriented, an attempt at mimicking the success of other DC characters that had dabbled in the genre. New characters such as Batwoman, the original Bat-Girl, Ace the Bat-Hound, and Bat-Mite were introduced. Batman's adventures often involved odd transformations or bizarre space aliens. In 1960, Batman debuted as a member of the Justice League of America in The Brave and the Bold #28 (February 1960), and went on to appear in several Justice League comic book series starting later that same year.
"New Look" Batman and camp
By 1964, sales of Batman titles had fallen drastically. Bob Kane noted that, as a result, DC was "planning to kill Batman off altogether". In response to this, editor Julius Schwartz was assigned to the Batman titles. He presided over drastic changes, beginning with 1964's Detective Comics #327 (May 1964), which was cover-billed as the "New Look". Schwartz introduced changes designed to make Batman more contemporary, and to return him to more detective-oriented stories. He brought in artist Carmine Infantino to help overhaul the character. The Batmobile was redesigned, and Batman's costume was modified to incorporate a yellow ellipse behind the bat-insignia. The space aliens, time travel, and characters of the 1950s such as Batwoman, Ace the Bat-Hound, and Bat-Mite were retired. Bruce Wayne's butler Alfred was killed off (though his death was quickly reversed) while a new female relative for the Wayne family, Aunt Harriet Cooper, came to live with Bruce Wayne and Dick Grayson.
The debut of the Batman television series in 1966 had a profound influence on the character. The success of the series increased sales throughout the comic book industry, and Batman reached a circulation of close to 900,000 copies. Elements such as the character of Batgirl and the show's campy nature were introduced into the comics; the series also initiated the return of Alfred. Although both the comics and TV show were successful for a time, the camp approach eventually wore thin and the show was canceled in 1968. In the aftermath, the Batman comics themselves lost popularity once again. As Julius Schwartz noted, "When the television show was a success, I was asked to be campy, and of course when the show faded, so did the comic books."
Starting in 1969, writer Dennis O'Neil and artist Neal Adams made a deliberate effort to distance Batman from the campy portrayal of the 1960s TV series and to return the character to his roots as a "grim avenger of the night". O'Neil said his idea was "simply to take it back to where it started. I went to the DC library and read some of the early stories. I tried to get a sense of what Kane and Finger were after."
O'Neil and Adams first collaborated on the story "The Secret of the Waiting Graves" in Detective Comics #395 (January 1970). Few stories were true collaborations between O'Neil, Adams, Schwartz, and inker Dick Giordano, and in actuality these men were mixed and matched with various other creators during the 1970s; nevertheless the influence of their work was "tremendous". Giordano said: "We went back to a grimmer, darker Batman, and I think that's why these stories did so well ..." While the work of O'Neil and Adams was popular with fans, the acclaim did little to improve declining sales; the same held true with a similarly acclaimed run by writer Steve Englehart and penciler Marshall Rogers in Detective Comics #471–476 (August 1977 – April 1978), which went on to influence the 1989 movie Batman and be adapted for Batman: The Animated Series, which debuted in 1992. Regardless, circulation continued to drop through the 1970s and 1980s, hitting an all-time low in 1985.
Modern Age
The Dark Knight Returns
Frank Miller's limited series The Dark Knight Returns (February – June 1986) returned the character to his darker roots, both in atmosphere and tone. The comic book, which tells the story of a 55-year-old Batman coming out of retirement in a possible future, reinvigorated interest in the character. The Dark Knight Returns was a financial success and has since become one of the medium's most noted touchstones. The series also sparked a major resurgence in the character's popularity.
That year Dennis O'Neil took over as editor of the Batman titles and set the template for the portrayal of Batman following DC's status quo-altering 12-issue miniseries Crisis on Infinite Earths. O'Neil operated under the assumption that he was hired to revamp the character and as a result tried to instill a different tone in the books than had gone before. One outcome of this new approach was the "Year One" storyline in Batman #404–407 (February – May 1987), in which Frank Miller and artist David Mazzucchelli redefined the character's origins. Writer Alan Moore and artist Brian Bolland continued this dark trend with 1988's 48-page one-shot issue Batman: The Killing Joke, in which the Joker, attempting to drive Commissioner Gordon insane, cripples Gordon's daughter Barbara, and then kidnaps and tortures the commissioner, physically and psychologically.
The Batman comics garnered major attention in 1988 when DC Comics created a 900 number for readers to call to vote on whether Jason Todd, the second Robin, lived or died. Voters decided in favor of Jason's death by a narrow margin of 28 votes (see Batman: A Death in the Family).
Knightfall
The 1993 "Knightfall" story arc introduced a new villain, Bane, who critically injures Batman after pushing him to the limits of his endurance. Jean-Paul Valley, known as Azrael, is called upon to wear the Batsuit during Bruce Wayne's convalescence. Writers Doug Moench, Chuck Dixon, and Alan Grant worked on the Batman titles during "Knightfall", and would also contribute to other Batman crossovers throughout the 1990s. 1998's "Cataclysm" storyline served as the precursor to 1999's "No Man's Land", a year-long storyline that ran through all the Batman-related titles dealing with the effects of an earthquake-ravaged Gotham City. At the conclusion of "No Man's Land", O'Neil stepped down as editor and was replaced by Bob Schreck.
Another writer who rose to prominence on the Batman comic series, was Jeph Loeb. Along with longtime collaborator Tim Sale, they wrote two miniseries (The Long Halloween and Dark Victory) that pit an early-in-his-career version of Batman against his entire rogues gallery (including Two-Face, whose origin was re-envisioned by Loeb) while dealing with various mysteries involving serial killers Holiday and the Hangman.
21st century
Hush and Under the Hood
In 2003, Loeb teamed with artist Jim Lee to work on another mystery arc: "Batman: Hush" for the main Batman book. The 12–issue story line has Batman and Catwoman teaming up against Batman's entire rogues gallery, including an apparently resurrected Jason Todd, while seeking to find the identity of the mysterious supervillain Hush. While the character of Hush failed to catch on with readers, the arc was a sales success for DC. The series became #1 on the Diamond Comic Distributors sales chart for the first time since Batman #500 (October 1993) and Todd's appearance laid the groundwork for writer Judd Winick's subsequent run as writer on Batman, with another multi-issue arc, "Under the Hood", which ran from Batman #637–650 (April 2005 – April 2006).
All Star Batman & Robin the Boy Wonder
In 2005, DC launched All Star Batman & Robin the Boy Wonder, a stand-alone comic book miniseries set outside the main DC Universe continuity. Written by Frank Miller and drawn by Jim Lee, the series was a commercial success for DC Comics, although it was widely panned by critics for its writing, characterization, and strong depictions of violence.
Grant Morrison's Batman Run
Starting in 2006, Grant Morrison and Paul Dini were the regular writers of Batman and Detective Comics, with Morrison reincorporating controversial elements of Batman lore. Most notably of these elements were the science fiction-themed storylines of the 1950s Batman comics, which Morrison revised as hallucinations Batman experienced under the influence of various mind-bending gases and extensive sensory deprivation training. Morrison's run climaxed with "Batman R.I.P.", which brought Batman up against the villainous "Black Glove" organization, which sought to drive Batman into madness. "Batman R.I.P." segued into Final Crisis (also written by Morrison), which saw the apparent death of Batman at the hands of Darkseid. In the 2009 miniseries Batman: Battle for the Cowl, Wayne's former protégé Dick Grayson becomes the new Batman, and Wayne's son Damian becomes the new Robin. In June 2009, Judd Winick returned to writing Batman, while Grant Morrison was given their own series, titled Batman and Robin.
In 2010, the storyline Batman: The Return of Bruce Wayne saw Bruce travel through history, eventually returning to the present day. Although he reclaimed the mantle of Batman, he also allowed Grayson to continue being Batman as well. Bruce decided to take his crime-fighting cause globally, which is the central focus of Batman Incorporated. DC Comics would later announce that Grayson would be the main character in Batman, Detective Comics, and Batman and Robin, while Wayne would be the main character in Batman Incorporated. Also, Bruce appeared in another ongoing series, Batman: The Dark Knight.
The New 52
In September 2011, DC Comics' entire line of superhero comic books, including its Batman franchise, were cancelled and relaunched with new #1 issues as part of The New 52 reboot. Bruce Wayne is the only character to be identified as Batman and is featured in Batman, Detective Comics, Batman and Robin, and Batman: The Dark Knight. Dick Grayson returns to the mantle of Nightwing and appears in his own ongoing series. While many characters have their histories significantly altered to attract new readers, Batman's history remains mostly intact. Batman Incorporated was relaunched in 2012–2013 to complete the "Leviathan" storyline.
With the beginning of The New 52, Scott Snyder was the writer of the Batman title. His first major story arc was "Night of the Owls", where Batman confronts the Court of Owls, a secret society that has controlled Gotham for centuries. The second story arc was "Death of the Family", where the Joker returns to Gotham and simultaneously attacks each member of the Batman family. The third story arc was "Batman: Zero Year", which redefined Batman's origin in The New 52. It followed Batman vol. 2 #0, published in June 2012, which explored the character's early years. The final storyline before the Convergence (2015) storyline was "Endgame", depicting the supposed final battle between Batman and the Joker when he unleashes the deadly Endgame virus onto Gotham City. The storyline ends with Batman and the Joker's supposed deaths.
Starting with Batman vol. 2 #41, Commissioner James Gordon takes over Bruce's mantle as a new, state-sanctioned, robotic-Batman, debuting in the Free Comic Book Day special comic Divergence. However, Bruce Wayne is soon revealed to be alive, albeit now with almost total amnesia of his life as Batman and only remembering his life as Bruce Wayne through what he has learned from Alfred. Bruce Wayne finds happiness and proposes to his girlfriend, Julie Madison, but Mr. Bloom heavily injures Jim Gordon and takes control of Gotham City and threatens to destroy the city by energizing a particle reactor to create a "strange star" to swallow the city. Bruce Wayne discovers the truth that he was Batman and after talking to a stranger who smiles a lot (it is heavily implied that this is the amnesic Joker) he forces Alfred to implant his memories as Batman, but at the cost of his memories as the reborn Bruce Wayne. He returns and helps Jim Gordon defeat Mr. Bloom and shut down the reactor. Gordon gets his job back as the commissioner, and the government Batman project is shut down.
In 2015, DC Comics released The Dark Knight III: The Master Race, the sequel to Frank Miller's The Dark Knight Returns and The Dark Knight Strikes Again.
DC Rebirth and Infinite Frontier
In June 2016, the DC Rebirth event relaunched DC Comics' entire line of comic book titles. Batman was rebooted as starting with a one-shot issue entitled Batman: Rebirth #1 (August 2016). The series then began shipping twice-monthly as a third volume, starting with Batman vol. 3 #1 (August 2016). The third volume of Batman was written by Tom King, and artwork was provided by David Finch and Mikel Janín. The Batman series introduced two vigilantes, Gotham and Gotham Girl. Detective Comics resumed its original numbering system starting with June 2016's #934, and the New 52 series was labeled as volume 2, with issues numbering from #1-52. Similarly with the Batman title, the New 52 issues were labeled as volume 2 and encompassed issues #1-52. Writer James Tynion IV and artists Eddy Barrows and Alvaro Martinez worked on Detective Comics #934, and the series initially featured a team consisting of Tim Drake, Stephanie Brown, Cassandra Cain, and Clayface, led by Batman and Batwoman.
DC Comics ended the DC Rebirth branding in December 2017, opting to include everything under a larger DC Universe banner and naming. The continuity established by DC Rebirth continues across DC's comic book titles, including volume 1 of Detective Comics and volume 3 of Batman.
After the conclusion of Batman vol. 3 #85 a new creative team consisting of James Tynion IV with art by Tony S. Daniel and Danny Miki replaced Tom King, David Finch and Mikel Janín. Following Tynion's departure from DC Comics, Joshua Williamson, who previously wrote the backup story in issue #106, briefly became the new head writer in December 2021 starting with issue #118. Chip Zdarsky then became the head writer with artist Jorge Jimenez returning after having previously illustrated parts of Tynion's run. Their run begun with issue #125, which was released on July 5, 2022 and starts with "Failsafe", a six-issue story arc.
Characterization
Bruce Wayne
Batman's secret identity is Bruce Wayne, a wealthy American industrialist. As a child, Bruce witnessed the murder of his parents, Dr. Thomas Wayne and Martha Wayne, which ultimately led him to craft the Batman persona and seek justice against criminals. He resides on the outskirts of Gotham City in his personal residence, Wayne Manor. Wayne averts suspicion by acting the part of a superficial playboy idly living off his family's fortune and the profits of Wayne Enterprises, his inherited conglomerate. He supports philanthropic causes through his nonprofit Wayne Foundation, which in part addresses social issues encouraging crime as well as assisting victims of it, but is more widely known as a celebrity socialite. In public, he frequently appears in the company of high-status women, which encourages tabloid gossip while feigning near-drunkenness with consuming large quantities of disguised ginger ale since Wayne is actually a strict teetotaler to maintain his physical and mental prowess. Although Bruce Wayne leads an active romantic life, his vigilante activities as Batman account for most of his time.
Various modern stories have portrayed the extravagant, playboy image of Bruce Wayne as a facade. This is in contrast to the Post-Crisis Superman, whose Clark Kent persona is the true identity, while the Superman persona is the facade. In Batman Unmasked, a television documentary about the psychology of the character, behavioral scientist Benjamin Karney notes that Batman's personality is driven by Bruce Wayne's inherent humanity; that "Batman, for all its benefits and for all of the time Bruce Wayne devotes to it, is ultimately a tool for Bruce Wayne's efforts to make the world better". Bruce Wayne's principles include the desire to prevent future harm and a vow not to kill. Bruce Wayne believes that our actions define us, we fail for a reason and anything is possible.
Writers of Batman and Superman stories have often compared and contrasted the two. Interpretations vary depending on the writer, the story, and the timing. Grant Morrison notes that both heroes "believe in the same kind of things" despite the day/night contrast their heroic roles display. Morrison notes an equally stark contrast in their real identities. Bruce Wayne and Clark Kent belong to different social classes: "Bruce has a butler, Clark has a boss." T. James Musler's book Unleashing the Superhero in Us All explores the extent to which Bruce Wayne's vast personal wealth is important in his life story, and the crucial role it plays in his efforts as Batman.
Will Brooker notes in his book Batman Unmasked that "the confirmation of the Batman's identity lies with the young audience ...he doesn't have to be Bruce Wayne; he just needs the suit and gadgets, the abilities, and most importantly the morality, the humanity. There's just a sense about him: 'they trust him ...and they're never wrong."
Personality
Batman's primary character traits can be summarized as "wealth; physical prowess; deductive abilities and obsession". The details and tone of Batman comic books have varied over the years with different creative teams. Dennis O'Neil noted that character consistency was not a major concern during early editorial regimes: "Julie Schwartz did a Batman in Batman and Detective and Murray Boltinoff did a Batman in the Brave and the Bold and apart from the costume they bore very little resemblance to each other. Julie and Murray did not want to coordinate their efforts, nor were they asked to do so. Continuity was not important in those days."
The driving force behind Bruce Wayne's character is his parents' murder and their absence. Bob Kane and Bill Finger discussed Batman's background and decided that "there's nothing more traumatic than having your parents murdered before your eyes". Despite his trauma, he sets his mind on studying to become a scientist and to train his body into physical perfection to fight crime in Gotham City as Batman, an inspired idea from Wayne's insight into the criminal mind. He also speaks over 40 languages.
Another of Batman's characterizations is that of a vigilante; in order to stop evil that started with the death of his parents, he must sometimes break the law himself. Although manifested differently by being re-told by different artists, it is nevertheless that the details and the prime components of Batman's origin have never varied at all in the comic books, the "reiteration of the basic origin events holds together otherwise divergent expressions". The origin is the source of the character's traits and attributes, which play out in many of the character's adventures.
Batman is often treated as a vigilante by other characters in his stories. Frank Miller views the character as "a dionysian figure, a force for anarchy that imposes an individual order". Dressed as a bat, Batman deliberately cultivates a frightening persona in order to aid him in crime-fighting, a fear that originates from the criminals' own guilty conscience. Miller is often credited with reintroducing anti-heroic traits into Batman's characterization, such as his brooding personality, willingness to use violence and torture, and increasingly alienated behavior. Batman, shortly a year after his debut and the introduction of Robin, was changed in 1940 after DC editor Whitney Ellsworth felt the character would be tainted by his lethal methods and DC established their own ethical code, subsequently he was retconned to have a stringent moral code, which has stayed with the character of Batman ever since. Miller's Batman was closer to the original pre-Robin version, who was willing to kill criminals if necessary.
Others
On several occasions former Robin Dick Grayson has served as Batman; most notably in 2009 while Wayne was believed dead, and served as a second Batman even after Wayne returned in 2010. As part of DC's 2011 continuity relaunch, Grayson returned to being Nightwing following the Flashpoint crossover event.
In an interview with IGN, Morrison detailed that having Dick Grayson as Batman and Damian Wayne as Robin represented a "reverse" of the normal dynamic between Batman and Robin, with, "a more light-hearted and spontaneous Batman and a scowling, badass Robin". Morrison explained their intentions for the new characterization of Batman: "Dick Grayson is kind of this consummate superhero. The guy has been Batman's partner since he was a kid, he's led the Teen Titans, and he's trained with everybody in the DC Universe. So he's a very different kind of Batman. He's a lot easier; a lot looser and more relaxed."
Over the years, there have been numerous others to assume the name of Batman, or to officially take over for Bruce during his leaves of absence. Jean-Paul Valley, also known as Azrael, assumed the cowl after the events of the Knightfall saga. Jim Gordon donned a mecha-suit after the events of Batman: Endgame, and served as Batman in 2015 and 2016. In 2021, as part of the Fear State crossover event, Lucius Fox's son Jace Fox succeeds Bruce as Batman in a 2021 storyline, depicted in the series I Am Batman, after Batman was declared dead.
Additionally, members of the group Batman Incorporated, Bruce Wayne's experiment at franchising his brand of vigilantism, have at times stood in as the official Batman in cities around the world. Various others have also taken up the role of Batman in stories set in alternative universes and possible futures, including, among them, various former proteges of Bruce Wayne.
Supporting characters
Batman's interactions with both villains and cohorts have, over time, developed a strong supporting cast of characters.
Enemies
Batman faces a variety of foes ranging from common criminals to outlandish supervillains. Many of them mirror aspects of the Batman's character and development, often having tragic origin stories that lead them to a life of crime. These foes are commonly referred to as Batman's rogues gallery. Batman's "most implacable foe" is the Joker, a homicidal maniac with a clown-like appearance. The Joker is considered by critics to be his perfect adversary, since he is the antithesis of Batman in personality and appearance; the Joker has a maniacal demeanor with a colorful appearance, while Batman has a serious and resolute demeanor with a dark appearance. As a "personification of the irrational", the Joker represents "everything Batman [opposes]". Other long-time recurring foes that are part of Batman's rogues gallery include Catwoman (a cat burglar anti-heroine who is variously an ally and romantic interest), the Penguin, Ra's al Ghul, Two-Face, the Riddler, the Scarecrow, Mr. Freeze, Poison Ivy, Harley Quinn, Bane, Clayface, and Killer Croc, among others. Many of Batman's adversaries are often psychiatric patients at Arkham Asylum.
Allies
Alfred
Batman's butler, Alfred Pennyworth, first appeared in Batman #16 (1943). He serves as Bruce Wayne's loyal father figure and is one of the few persons to know his secret identity. Alfred raised Bruce after his parents' death and knows him on a very personal level. He is sometimes portrayed as a sidekick to Batman and the only other resident of Wayne Manor aside from Bruce. The character "[lends] a homely touch to Batman's environs and [is] ever ready to provide a steadying and reassuring hand" to the hero and his sidekick.
"Batman family"
The informal name "Batman family" is used for a group of characters closely allied with Batman, generally masked vigilantes who either have been trained by Batman or operate in Gotham City with his tacit approval. Currently, the Batfamily consists of Jean-Paul Valley/Azrael, Michael Lane/Azrael, Barbara Gordon/Batgirl/Oracle, Cassandra Cain/Batgirl/Orphan, Stephanie Brown/Batgirl/Spoiler, Luke Fox/Batwing, Kate Kane/Batwoman, Harper Row/Bluebird, Selina Kyle/Catwoman, Minkhoa Khan/Ghost-Maker, Harleen Quinzel/Harley Quinn, Dick Grayson/Nightwing, Jason Todd/Red Hood, Damian Wayne/Robin, Tim Drake/Robin, and Duke Thomas/The Signal.
Civilians
Lucius Fox, a technology specialist and Bruce Wayne's business manager who is well aware of his employer's clandestine vigilante activities (Lucius' son Luke would later become aware of Bruce's secret identity and adopt the superhero mantle of Batwing as well as become a member of the Justice League); Dr. Leslie Thompkins, a family friend who like Alfred became a surrogate parental figure to Bruce Wayne after the deaths of his parents, and is also aware of his secret identity; Vicki Vale, an investigative journalist who often reports on Batman's activities for the Gotham Gazette; Ace the Bat-Hound, Batman's canine partner who was mainly active in the 1950s and 1960s; and Bat-Mite, an extra-dimensional imp mostly active in the 1960s who idolizes Batman.
GCPD
As Batman's ally in the Gotham City police, Commissioner James "Jim" Gordon debuted along with Batman in Detective Comics #27 and has been a consistent presence ever since. As a crime-fighting everyman, he shares Batman's goals while offering, much as the character of Dr. Watson does in Sherlock Holmes stories, a normal person's perspective on the work of Batman's extraordinary genius.
Justice League
Batman is at times a member of superhero teams such as the Justice League of America and the Outsiders. Batman has often been paired in adventures with his Justice League teammate Superman, notably as the co-stars of World's Finest Comics and Superman/Batman series. In Pre-Crisis continuity, the two are depicted as close friends; however, in current continuity, they are still close friends but an uneasy relationship, with an emphasis on their differing views on crime-fighting and justice. In Superman/Batman #3 (December 2003), Superman observes, "Sometimes, I admit, I think of Bruce as a man in a costume. Then, with some gadget from his utility belt, he reminds me that he has an extraordinarily inventive mind. And how lucky I am to be able to call on him."
Robin
Robin, Batman's vigilante partner, has been a widely recognized supporting character for many years; each iteration of the Robin character, of which there have been five in the mainstream continuity, function as members of the Batman family, but additionally, as Batman's "central" sidekick in various media. Bill Finger stated that he wanted to include Robin because "Batman didn't have anyone to talk to, and it got a little tiresome always having him thinking." The first Robin, Dick Grayson, was introduced in 1940. In the 1970s he finally grew up, went off to college and became the hero Nightwing. A second Robin, Jason Todd, appeared in the 1980s. In the stories he was eventually badly beaten and then killed in an explosion set by the Joker, but was later revived. He used the Joker's old persona, the Red Hood, and became an antihero vigilante with no qualms about using firearms or deadly force. Carrie Kelley, the first female Robin to appear in Batman stories, was the final Robin in the continuity of Frank Miller's graphic novels The Dark Knight Returns and The Dark Knight Strikes Again, fighting alongside an aging Batman in stories set out of the mainstream continuity.
The third Robin in the mainstream comics is Tim Drake, who first appeared in 1989. He went on to star in his own comic series, and currently goes by the Red Robin, a variation on the traditional Robin persona. In the first decade of the new millennium, Stephanie Brown served as the fourth in-universe Robin between stints as her self-made vigilante identity the Spoiler, and later as Batgirl. After Brown's apparent death, Drake resumed the role of Robin for a time. The role eventually passed to Damian Wayne, the 10-year-old son of Bruce Wayne and Talia al Ghul, in the late 2000s. Damian's tenure as du jour Robin ended when the character was killed off in the pages of Batman Incorporated in 2013. Batman's next young sidekick is Harper Row, a streetwise young woman who avoids the name Robin but followed the ornithological theme nonetheless; she debuted the codename and identity of the Bluebird in 2014. Unlike the Robins, the Bluebird is willing and permitted to use a gun, albeit non-lethal; her weapon of choice is a modified rifle that fires taser rounds. In 2015, a new series began titled We Are...Robin, focused on a group of teenagers using the Robin persona to fight crime in Gotham City. The most prominent of these, Duke Thomas, later becomes Batman's crimefighting partner as The Signal.
Relationships
Children
Throughout the character's history, Batman has had numerous adopted and biological children throughout the character's various interpretations and iterations. In the mainline DC Universe, Bruce is the adoptive father of Dick Grayson, Jason Todd, Tim Drake, and Cassandra Cain, and the biological father of Damian Wayne, who is Bruce's son with his old lover Talia Al Ghul (the daughter of Bruce's ex-mentor and League of Assassins head Ra's al Ghul, thus making Ra's Damian's grandfather), all of whom Bruce trained to become and have followed his path as crimefighters. In addition to his legally adopted children, Bruce is also a surrogate father to proteges Duke Thomas and Stephanie Brown. Notable alternate universe biological children of Bruce's include Helena Wayne, the biological daughter of the Golden Age/Earth 2's Bruce Wayne and that universe's Selina Kyle, Terry and Matt McGuiness from the DC Animated Universe, and Ibn al Xu'ffasch from the Kingdom Come universe. Damian Wayne is the biological son of Bruce Wayne and Talia al Ghul, and thus the grandson of Ra's al Ghul. Terry and Matt McGuiness were the result of an experiment created by the DCAU's Amanda Waller to create a new Batman to replace Bruce when he eventually became too old for the mantle. This was done by Waller and her team collecting Bruce's genetic material and having Terry and Matt's legal father Warren McGuiness experimentally alter his reproductive system to be identical to Batman's, which led to Terry and Matt genetically being Bruce's sons and Terry eventually becoming Bruce's successor as Batman during the events of the TV show Batman Beyond (though he did not discover his relation to Bruce until 15 years after they first met). Much like Damian, Ibn al Xu'ffasch is Bruce's son with Talia al Ghul, but unlike Damian, al Xu'ffasch did not learn about his connection to Bruce until adulthood.
Romantic interests
Writers have varied in the approach over the years to the "playboy" aspect of Bruce Wayne's persona. Some writers show his playboy reputation as a manufactured illusion to support his mission as Batman, while others have depicted Bruce Wayne as genuinely enjoying the benefits of being "Gotham's most eligible bachelor". Bruce Wayne has been portrayed as being romantically linked with many women throughout his various incarnations.
Batman's first romantic interest was Julie Madison in Detective Comics #31 (September 1939); however, their romance was short-lived. Some of Batman's romantic interests have been women with a respected status in society, such as Julie Madison, Vicki Vale, and Silver St. Cloud. Batman has also been romantically involved with allies and enemies such as Kathy Kane (Batwoman), Sasha Bordeaux, Zatanna, Wonder Woman, and Pamela Isley (Poison Ivy). His most significant relationships occurred with Selina Kyle (Catwoman) and Talia al Ghul; both women bore his biological offsprings, Helena Wayne and Damian Wayne, respectively.
Catwoman
While most of Batman's romantic relationships tend to be short in duration, Catwoman has been his most enduring romance throughout the years. The attraction between Batman and Catwoman, whose real name is Selina Kyle, is present in nearly every version and medium in which the characters appear, including a love story between their two secret identities as early as in the 1966 film Batman. Although Catwoman is typically portrayed as a villain, Batman and Catwoman have worked together in achieving common goals and are usually depicted as having a romantic connection.
In an early 1980s storyline, Selina Kyle and Bruce Wayne develop a relationship, in which the closing panel of the final story shows her referring to Batman as "Bruce". However, a change in the editorial team brought a swift end to that storyline and, apparently, all that transpired during the story arc. Out of costume, Bruce and Selina develop a romantic relationship during The Long Halloween. The story shows Selina saving Bruce from Poison Ivy. However, the relationship ends when Bruce rejects her advances twice; once as Bruce and once as Batman. In Batman: Dark Victory, he stands her up on two holidays, causing her to leave him for good and to leave Gotham City for a while. When the two meet at an opera many years later, during the events of the 12-issue story arc called "Hush", Bruce comments that the two no longer have a relationship as Bruce and Selina. However, "Hush" sees Batman and Catwoman allied against the entire rogues gallery and rekindling their romantic relationship. In "Hush", Batman reveals his true identity to Catwoman.
The Earth-Two Batman, a character from a parallel world, partners with and marries the reformed Earth-Two Selina Kyle, as shown in Superman Family #211. They have a daughter named Helena Wayne, who becomes the Huntress. Along with Dick Grayson, the Earth-Two Robin, the Huntress takes the role as Gotham's protector once Bruce Wayne retires to become police commissioner, a position he occupies until he is killed during one final adventure as Batman.
Batman and Catwoman are shown having a sexual encounter on the roof of a building in Catwoman vol. 4 #1 (2011); the same issue implies that the two have an ongoing sexual relationship. Following the 2016 DC Rebirth continuity reboot, the two once again have a sexual encounter on top of a building in Batman vol. 3 #14 (2017).
Following the 2016 DC Rebirth continuity reboot, Batman and Catwoman work together in the third volume of Batman. The two also have a romantic relationship, in which they are shown having a sexual encounter on a rooftop and sleeping together. Bruce proposes to Selina in Batman vol. 3 #24 (2017), and in issue #32, Selina asks Bruce to propose to her again. When he does so, she says, "Yes."
Batman vol. 3 Annual #2 (January 2018) centers on a romantic storyline between Batman and Catwoman. Towards the end, the story is flash-forwarded to the future, in which Bruce Wayne and Selina Kyle are a married couple in their golden years. Bruce receives a terminal medical diagnosis, and Selina cares for him until his death.
Abilities
Skills and training
Batman has no inherent superhuman powers; he relies on "his own scientific knowledge, detective skills, and athletic prowess". Batman's inexhaustible wealth gives him access to advanced technologies, and as a proficient scientist, he is able to use and modify these technologies to his advantage. In the stories, Batman is regarded as one of the world's greatest detectives, if not the world's greatest crime solver. Batman has been repeatedly described as having a genius-level intellect, being one of the greatest martial artists in the DC Universe, and having peak human physical and mental conditioning. As a polymath, his knowledge and expertise in countless disciplines is nearly unparalleled by any other character in the DC Universe. He has shown prowess in assorted fields such as mathematics, biology, physics, chemistry, and several levels of engineering. He has traveled the world acquiring the skills needed to aid him in his endeavors as Batman. In the Superman: Doomed story arc, Superman considers Batman to be one of the most brilliant minds on the planet.
Batman has trained extensively in various fighting styles, making him one of the best hand-to-hand fighters in the DC Universe. He has fully utilized his photographic memory to master a total of 127 forms of martial arts including, but not limited to, Aikido, boxing, Brazilian jiu-jitsu, Capoeira, Eskrima, fencing, Gatka, Hapkido, Jeet Kune Do, Judo, Kalaripayattu, Karate, Kenjutsu, Kenpo, kickboxing, Kobudo, Krav Maga, Kyudo, Bōjutsu, Muay Thai, Ninjutsu, Pankration, Sambo, Savate, Silat, Taekwondo, wrestling, numerous styles of Wushu (Kung Fu) (such as Baguazhang, Chin Na, Hung Ga, Shaolinquan, Tai Chi, Wing Chun), and Yaw-Yan. In terms of his physical condition, Batman is described as peak human and far beyond an Olympic-athlete-level condition, able to perform feats such as easily running across rooftops in a Parkour-esque fashion, pressing thousands of pounds regularly, and even bench pressing six hundred pounds of soil and coffin in a poisoned and starved state. Superman describes Batman as "the most dangerous man on Earth", able to defeat an entire team of superpowered extraterrestrials by himself in order to rescue his imprisoned teammates in Grant Morrison's first storyline in JLA.
Batman is strongly disciplined, and he has the ability to function under great physical pain and resist most forms of telepathy and mind control. He is a master of disguise, multilingual, and an expert in espionage, often gathering information under the identity of a notorious gangster named Matches Malone. Batman is highly skilled in stealth movement and escapology, which allows him to appear and disappear at will and to break free of nearly inescapable deathtraps with little to no harm. He is also a master strategist, considered DC’s greatest tactician, with numerous plans in preparation for almost any eventuality.
Batman is an expert in interrogation techniques and his intimidating and frightening appearance alone is often all that is needed in getting information from suspects. Despite having the potential to harm his enemies, Batman's most defining characteristic is his strong commitment to justice and his reluctance to take a life. This unyielding moral rectitude has earned him the respect of several heroes in the DC Universe, most notably that of Superman and Wonder Woman.
Among physical and other crime fighting related training, he is also proficient at other types of skills. Some of these include being a licensed pilot (in order to operate the Batplane), as well as being able to operate other types of machinery. In some publications, he even underwent some magician training.
Technology
Batman utilizes a vast arsenal of specialized, high-tech vehicles and gadgets in his war against crime, the designs of which usually share a bat motif. Batman historian Les Daniels credits Gardner Fox with creating the concept of Batman's arsenal with the introduction of the utility belt in Detective Comics #29 (July 1939) and the first bat-themed weapons the batarang and the "Batgyro" in Detective Comics #31 and 32 (Sept. and October 1939).
Personal armor
Batman's batsuit aids in his combat against enemies, having the properties of both Kevlar and Nomex. It protects him from gunfire and other significant impacts, and incorporates the imagery of a bat in order to frighten criminals.
The details of the Batman costume change repeatedly through various decades, stories, media and artists' interpretations, but the most distinctive elements remain consistent: a scallop-hem cape; a cowl covering most of the face; a pair of bat-like ears; a stylized bat emblem on the chest; and the ever-present utility belt. His gloves typically feature three scallops that protrude from long, gauntlet-like cuffs, although in his earliest appearances he wore short, plain gloves without the scallops. The overall look of the character, particularly the length of the cowl's ears and of the cape, varies greatly depending on the artist. Dennis O'Neil said, "We now say that Batman has two hundred suits hanging in the Batcave so they don't have to look the same ...Everybody loves to draw Batman, and everybody wants to put their own spin on it."
Finger and Kane originally conceptualized Batman as having a black cape and cowl and grey suit, but conventions in coloring called for black to be highlighted with blue. Hence, the costume's colors have appeared in the comics as dark blue and grey; as well as black and grey. In the Tim Burton's Batman and Batman Returns films, Batman has been depicted as completely black with a bat in the middle surrounded by a yellow background. Christopher Nolan's The Dark Knight Trilogy depicted Batman wearing high-tech gear painted completely black with a black bat in the middle. Ben Affleck's Batman in the DC Extended Universe films wears a suit grey in color with a black cowl, cape, and bat symbol. Seemingly following the suit of the DC Extended Universe outfit, Robert Pattinson's uniform in The Batman restores the more traditional gray bodysuit and black appendage design, notably different from prior iterations by mostly utilizing real world armor and apparel pieces from modern military and motorcycle gear.
Batmobile
Batman's primary vehicle is the Batmobile, which is usually depicted as an imposing black car, often with tailfins that suggest a bat's wings.
Batman also has an aircraft called the Batplane (originally a relatively traditionally, but bat-motifed plane, later seen as the much more unique "Batwing" starting in the 1989 film), along with various other means of transportation.
In proper practice, the "bat" prefix (as in Batmobile or batarang) is rarely used by Batman himself when referring to his equipment, particularly after some portrayals (primarily the 1960s Batman live-action television show and the Super Friends animated series) stretched the practice to campy proportions. For example, the 1960s television show depicted a Batboat, Bat-Sub, and Batcycle, among other bat-themed vehicles. The 1960s television series Batman has an arsenal that includes such "bat-" names as the Bat-computer, Bat-scanner, bat-radar, bat-cuffs, bat-pontoons, bat-drinking water dispenser, bat-camera with polarized bat-filter, bat-shark repellent bat-spray, and Bat-rope. The storyline "A Death in the Family" suggests that given Batman's grim nature, he is unlikely to have adopted the "bat" prefix on his own. In The Dark Knight Returns, Batman tells Carrie Kelley that the original Robin came up with the name "Batmobile" when he was young, since that is what a kid would call Batman's vehicle.
The Batmobile, which was before frequently depicted to resemble a sports car, was redesigned in 2011 when DC Comics relaunched its entire line of comic books, with the Batmobile being given heavier armor and new aesthetics.
Utility belt
Batman keeps most of his field equipment in his utility belt. Over the years it has shown to contain an assortment of crime-fighting tools, weapons, and investigative and technological instruments. Different versions of the belt have these items stored in compartments, often as pouches or hard cylinders attached evenly around it.
Since the 1989 film, Batman is often depicted as carrying a projectile which shoots a retractable grappling hook attached to a cable (before this, a he employed a traditionally thrown grappling hook.) This allows him to attach to distant objects, be propelled into the air, and thus swing from the rooftops of Gotham City.
An exception to the range of Batman's equipment are hand guns, which he refuses to use on principle, since a gun was used in his parents' murder. In modern stories in terms of his vehicles, Batman compromises on that principle to install weapon systems on them for the purpose of non-lethally disabling other vehicles, forcing entry into locations and attacking dangerous targets too large to defeat by other means.
Bat-Signal
When Batman is needed, the Gotham City police activate a searchlight with a bat-shaped insignia over the lens called the Bat-Signal, which shines into the night sky, creating a bat-symbol on a passing cloud which can be seen from any point in Gotham. The origin of the signal varies, depending on the continuity and medium.
In various incarnations, most notably the 1960s Batman TV series, Commissioner Gordon also has a dedicated phone line, dubbed the Bat-Phone, connected to a bright red telephone (in the TV series) which sits on a wooden base and has a transparent top. The line connects directly to Batman's residence, Wayne Manor, specifically both to a similar phone sitting on the desk in Bruce Wayne's study and the extension phone in the Batcave.
Batcave
The Batcave is Batman's secret headquarters, consisting of a series of caves beneath his mansion, Wayne Manor. As his command center, the Batcave serves multiple purposes; supercomputer, surveillance, redundant power-generators, forensics lab, medical infirmary, private study, training dojo, fabrication workshop, arsenal, hangar and garage. It houses the vehicles and equipment Batman uses in his campaign to fight crime. It is also a trophy room and storage facility for Batman's unique memorabilia collected over the years from various cases he has worked on.
In both the comic book Batman: Shadow of the Bat #45 and the 2005 film Batman Begins, the cave is said to have been part of the Underground Railroad.
Fictional character biography
Batman's history has undergone many retroactive continuity revisions, both minor and major. Elements of the character's history have varied greatly. Scholars William Uricchio and Roberta E. Pearson noted in the early 1990s, "Unlike some fictional characters, the Batman has no primary urtext set in a specific period, but has rather existed in a plethora of equally valid texts constantly appearing over more than five decades."
20th century
Origin
The central fixed event in the Batman stories is the character's origin story. As a young boy, Bruce Wayne was horrified and traumatized when he watched his parents, the physician Dr. Thomas Wayne and his wife Martha, murdered with a gun by a mugger named Joe Chill. Batman refuses to utilize any sort of gun on the principle that a gun was used to murder his parents. This event drove him to train his body to its peak condition and fight crime in Gotham City as Batman. Pearson and Uricchio also noted beyond the origin story and such events as the introduction of Robin, "Until recently, the fixed and accruing and hence, canonized, events have been few in number", a situation altered by an increased effort by later Batman editors such as Dennis O'Neil to ensure consistency and continuity between stories.
Golden Age
In Batman's first appearance in Detective Comics #27, he is already operating as a crime-fighter. Batman's origin is first presented in Detective Comics #33 (November 1939) and is later expanded upon in Batman #47. As these comics state, Bruce Wayne is born to Dr. Thomas Wayne and his wife Martha, two very wealthy and charitable Gotham City socialites. Bruce is brought up in Wayne Manor, and leads a happy and privileged existence until the age of 8, when his parents are killed by a small-time criminal named Joe Chill while on their way home from a movie theater. That night, Bruce Wayne swears an oath to spend his life fighting crime. He engages in intense intellectual and physical training; however, he realizes that these skills alone would not be enough. "Criminals are a superstitious cowardly lot", Wayne remarks, "so my disguise must be able to strike terror into their hearts. I must be a creature of the night, black, terrible ..." As if responding to his desires, a bat suddenly flies through the window, inspiring Bruce to craft the Batman persona.
In early strips, Batman's career as a vigilante earns him the ire of the police. During this period, Bruce Wayne has a fiancé named Julie Madison. In Detective Comics #38, Wayne takes in an orphaned circus acrobat, Dick Grayson, who becomes his vigilante partner, Robin. Batman also becomes a founding member of the Justice Society of America, although he, like Superman, is an honorary member, and thus only participates occasionally. Batman's relationship with the law thaws quickly, and he is made an honorary member of Gotham City's police department. During this time, Alfred Pennyworth arrives at Wayne Manor, and after deducing the Dynamic Duo's secret identities, joins their service as their butler.
Silver Age
The Silver Age of Comic Books in DC Comics is sometimes held to have begun in 1956 when the publisher introduced Barry Allen as a new, updated version of the Flash. Batman is not significantly changed by the late 1950s for the continuity which would be later referred to as Earth-One. The lighter tone Batman had taken in the period between the Golden and Silver Ages led to the stories of the late 1950s and early 1960s that often feature many science-fiction elements, and Batman is not significantly updated in the manner of other characters until Detective Comics #327 (May 1964), in which Batman reverts to his detective roots, with most science-fiction elements jettisoned from the series.
After the introduction of DC Comics' Multiverse in the 1960s, DC established that stories from the Golden Age star the Earth-Two Batman, a character from a parallel world. This version of Batman partners with and marries the reformed Earth-Two Catwoman (Selina Kyle). The two have a daughter, Helena Wayne, who becomes the Huntress. She assumes the position as Gotham's protector along with Dick Grayson, the Earth-Two Robin, once Bruce Wayne retires to become police commissioner. Wayne holds the position of police commissioner until he is killed during one final adventure as Batman. Batman titles, however, often ignored that a distinction had been made between the pre-revamp and post-revamp Batmen (since unlike the Flash or Green Lantern, Batman comics had been published without interruption through the 1950s) and would occasionally make reference to stories from the Golden Age. Nevertheless, details of Batman's history were altered or expanded upon through the decades. Additions include meetings with a future Superman during his youth, his upbringing by his uncle Philip Wayne (introduced in Batman #208 (February 1969)) after his parents' death, and appearances of his father and himself as prototypical versions of Batman and Robin, respectively. In 1980, then-editor Paul Levitz commissioned the Untold Legend of the Batman miniseries to thoroughly chronicle Batman's origin and history.
Batman meets and regularly works with other heroes during the Silver Age, most notably Superman, whom he began regularly working alongside in a series of team-ups in World's Finest Comics, starting in 1954 and continuing through the series' cancellation in 1986. Batman and Superman are usually depicted as close friends. As a founding member of the Justice League of America, Batman appears in its first story, in 1960's The Brave and the Bold #28. In the 1970s and 1980s, The Brave and the Bold became a Batman title, in which Batman teams up with a different DC Universe superhero each month.
Bronze Age
In 1969, Dick Grayson attends college as part of DC Comics' effort to revise the Batman comics. Additionally, Batman also moves from his mansion, Wayne Manor into a penthouse apartment atop the Wayne Foundation building in downtown Gotham City, in order to be closer to Gotham City's crime. In 1974's "Night of the Stalker" storyline, a diploma on the wall reveals Bruce Wayne as a graduate of Yale Law School. Batman spends the 1970s and early 1980s mainly working solo, with occasional team-ups with Robin and/or Batgirl. Batman's adventures also become somewhat darker and more grim during this period, depicting increasingly violent crimes, including the first appearance (since the early Golden Age) of the Joker as a homicidal psychopath, and the arrival of Ra's al Ghul, a centuries-old terrorist who knows Batman's secret identity. In the 1980s, Dick Grayson becomes Nightwing.
In the final issue of The Brave and the Bold in 1983, Batman quits the Justice League and forms a new group called the Outsiders. He serves as the team's leader until Batman and the Outsiders #32 (1986) and the comic subsequently changed its title.
Modern Age
After the 12-issue miniseries Crisis on Infinite Earths, DC Comics retconned the histories of some major characters in an attempt at updating them for contemporary audiences. Frank Miller retold Batman's origin in the storyline "Year One" from Batman #404–407, which emphasizes a grittier tone in the character. Though the Earth-Two Batman is erased from history, many stories of Batman's Silver Age/Earth-One career (along with an amount of Golden Age ones) remain canonical in the Post-Crisis universe, with his origins remaining the same in essence, despite alteration. For example, Gotham's police are mostly corrupt, setting up further need for Batman's existence. The guardian Phillip Wayne is removed, leaving young Bruce to be raised by Alfred Pennyworth. Additionally, Batman is no longer a founding member of the Justice League of America, although he becomes leader for a short time of a new incarnation of the team launched in 1987. To help fill in the revised backstory for Batman following Crisis, DC launched a new Batman title called Legends of the Dark Knight in 1989 and has published various miniseries and one-shot stories since then that largely take place during the "Year One" period.
Subsequently, Batman begins exhibiting an excessive, reckless approach to his crimefighting, a result of the pain of losing Jason Todd. Batman works solo until the decade's close, when Tim Drake becomes the new Robin.
Many of the major Batman storylines since the 1990s have been intertitle crossovers that run for a number of issues. In 1993, DC published "Knightfall". During the storyline's first phase, the new villain Bane paralyzes Batman, leading Wayne to ask Azrael to take on the role. After the end of "Knightfall", the storylines split in two directions, following both the Azrael-Batman's adventures, and Bruce Wayne's quest to become Batman once more. The story arcs realign in "KnightsEnd", as Azrael becomes increasingly violent and is defeated by a healed Bruce Wayne. Wayne hands the Batman mantle to Dick Grayson (then Nightwing) for an interim period, while Wayne trains for a return to the role.
The 1994 company-wide crossover storyline Zero Hour: Crisis in Time! changes aspects of DC continuity again, including those of Batman. Noteworthy among these changes is that the general populace and the criminal element now consider Batman an urban legend rather than a known force.
Batman once again becomes a member of the Justice League during Grant Morrison's 1996 relaunch of the series, titled JLA. During this time, Gotham City faces catastrophe in the decade's closing crossover arc. In 1998's "Cataclysm" storyline, Gotham City is devastated by an earthquake and ultimately cut off from the United States. Deprived of many of his technological resources, Batman fights to reclaim the city from legions of gangs during 1999's "No Man's Land".
Meanwhile, Batman's relationship with the Gotham City Police Department changed for the worse with the events of "Batman: Officer Down" and "Batman: War Games/War Crimes"; Batman's long-time law enforcement allies Commissioner Gordon and Harvey Bullock are forced out of the police department in "Officer Down", while "War Games" and "War Crimes" saw Batman become a wanted fugitive after a contingency plan of his to neutralize Gotham City's criminal underworld is accidentally triggered, resulting in a massive gang war that ends with the sadistic Black Mask the undisputed ruler of the city's criminal gangs. Lex Luthor arranges for the murder of Batman's on-again, off-again love interest Vesper Lynd (introduced in the mid-1990s) during the "Bruce Wayne: Murderer?" and "Bruce Wayne: Fugitive" story arcs. Though Batman is able to clear his name, he loses another ally in the form of his new bodyguard Sasha, who is recruited into the organization known as "Checkmate" while stuck in prison due to her refusal to turn state's evidence against her employer. While he was unable to prove that Luthor was behind the murder of Vesper, Batman does get his revenge with help from Talia al Ghul in Superman/Batman #1–6.
21st century
2000s
DC Comics' 2005 miniseries Identity Crisis reveals that JLA member Zatanna had edited Batman's memories to prevent him from stopping the Justice League from lobotomizing Dr. Light after he raped Sue Dibny. Batman later creates the Brother I satellite surveillance system to watch over and, if necessary, kill the other heroes after he remembered. The revelation of Batman's creation and his tacit responsibility for the Blue Beetle's death becomes a driving force in the lead-up to the Infinite Crisis miniseries, which again restructures DC continuity. Batman and a team of superheroes destroy Brother EYE and the OMACs, though, at the very end, Batman reaches his apparent breaking point when Alexander Luthor Jr. seriously wounds Nightwing. Picking up a gun, Batman nearly shoots Luthor in order to avenge his former sidekick, until Wonder Woman convinces him to not pull the trigger.
Following Infinite Crisis, Bruce Wayne, Dick Grayson (having recovered from his wounds), and Tim Drake retrace the steps Bruce had taken when he originally left Gotham City, to "rebuild Batman". In the Face the Face storyline, Batman and Robin return to Gotham City after their year-long absence. Part of this absence is captured during Week 30 of the 52 series, which shows Batman fighting his inner demons. Later on in 52, Batman is shown undergoing an intense meditation ritual in Nanda Parbat. This becomes an important part of the regular Batman title, which reveals that Batman is reborn as a more effective crime fighter while undergoing this ritual, having "hunted down and ate" the last traces of fear in his mind. At the end of the "Face the Face" story arc, Bruce officially adopts Tim (who had lost both of his parents at various points in the character's history) as his son. The follow-up story arc in Batman, Batman and Son, introduces Damian Wayne, who is Batman's son with Talia al Ghul. Although originally, in Batman: Son of the Demon, Bruce's coupling with Talia was implied to be consensual, this arc retconned it into Talia forcing herself on Bruce.
Batman, along with Superman and Wonder Woman, reforms the Justice League in the new Justice League of America series, and is leading the newest incarnation of the Outsiders.
Grant Morrison's 2008 storyline, "Batman R.I.P." featured Batman being physically and mentally broken by the enigmatic villain Doctor Hurt and attracted news coverage in advance of its highly promoted conclusion, which would speculated to feature the death of Bruce Wayne. However, though Batman is shown to possibly perish at the end of the arc, the two-issue arc "Last Rites", which leads into the crossover storyline "Final Crisis", shows that Batman survives his helicopter crash into the Gotham City River and returns to the Batcave, only to be summoned to the Hall of Justice by the JLA to help investigate the New God Orion's death. The story ends with Batman retrieving the god-killing bullet used to kill Orion, setting up its use in "Final Crisis". In the pages of Final Crisis Batman is reduced to a charred skeleton. In Final Crisis #7, Wayne is shown witnessing the passing of the first man, Anthro. Wayne's "death" sets up the three-issue Battle for the Cowl miniseries in which Wayne's ex-proteges compete for the "right" to assume the role of Batman, which concludes with Grayson becoming Batman, while Tim Drake takes on the identity of the Red Robin. Dick and Damian continue as Batman and Robin, and in the crossover storyline "Blackest Night", what appears to be Bruce's corpse is reanimated as a Black Lantern zombie, but is later shown that Bruce's corpse is one of Darkseid's failed Batman clones. Dick and Batman's other friends conclude that Bruce is alive.
2010s
Bruce subsequently returned in Morrison's miniseries Batman: The Return of Bruce Wayne, which depicted his travels through time from prehistory to present-day Gotham. Bruce's return set up Batman Incorporated, an ongoing series which focused on Wayne franchising the Batman identity across the globe, allowing Dick and Damian to continue as Gotham's Dynamic Duo. Bruce publicly announced that Wayne Enterprises will aid Batman on his mission, known as "Batman, Incorporated". However, due to rebooted continuity that occurred as part of DC Comics' 2011 relaunch of all of its comic books, The New 52, Dick Grayson was restored as Nightwing with Wayne serving as the sole Batman once again. The relaunch also interrupted the publication of Batman, Incorporated, which resumed its story in 2012–2013 with changes to suit the new status quo.
The New 52
During The New 52, all of DC's continuity was reset and the timeline was changed, making Batman the first superhero to emerge. This emergence took place during Zero Year, where Bruce Wayne returns to Gotham and becomes Batman, fighting the original Red Hood and the Riddler. In the present day, Batman discovers the Court of Owls, a secret organization operating in Gotham for decades. Batman somewhat defeats the Court by defeating Owlman, although the Court continues to operate on a smaller scale. The Joker returns after losing the skin on his face (as shown in the opening issue of the second volume of Detective Comics) and attempts to kill the Batman's allies, though he is stopped by Batman. After some time, Joker returns again, and both he and Batman die while fighting each other. Jim Gordon temporarily becomes Batman, using a high-tech suit, while it is revealed that an amnesiac Bruce Wayne is still alive. Gordon attempts to fight a new villain called Mr. Bloom, while Wayne, regains his memories with the help of Alfred Pennyworth and Julie Madison. Once with his memories, Wayne becomes Batman again and defeats Mr. Bloom with the help of Gordon.
DC Rebirth
The timeline was reset again during Rebirth, although no significant changes were made to the Batman mythos. Batman meets two new superheroes operating in Gotham named Gotham and Gotham Girl. Psycho-Pirate gets into Gotham's head and turns against Batman, and is finally defeated when he is killed. This event is very traumatic for Gotham Girl and she begins to lose her sanity.
Batman forms his own Suicide Squad, including Catwoman, and attempts to take down Bane. The mission is successful, and Batman breaks Bane's back. Batman proposes to Catwoman.
After healing from his wounds, an angry Bane travels to Gotham, where he fights Batman and loses. Batman then tells Catwoman about the War of Jokes and Riddles, and she agrees to marry him. Bane takes control of Arkham Asylum and manipulates Catwoman into leaving Wayne before the wedding. This causes Wayne to become very angry, and, as Batman, lashes out against criminals, nearly killing Mr. Freeze.
Batman learns of Bane's control over Arkham and teams up with the Penguin to stop him. Bane captures Batman, and Scarecrow causes him to hallucinate, although he eventually breaks free. Batman escapes and reunites with Catwoman, while Bane captures and kills Alfred Pennyworth. Batman returns and defeats Bane, although too late to save Alfred. Gotham Girl prompts him to marry Catwoman.
It is revealed that the Joker who was working for Bane was really Clayface in disguise. The real Joker has been plotting a master plan to take over Gotham. This plan comes to fruition during The Joker War, in which Joker takes over the city. Batman defeats the Joker who vanishes after an explosion. Ghost-Maker, an enemy from Batman's past, appears in Gotham, and, after a battle, becomes a sort of ally to Batman. A new group called the Magistrate rises up in Gotham, led by Simon Saint, whose goal is to outlaw vigilantes such as Batman. At the same time, Scarecrow returns, fighting Batman. During Fear State, Batman battles and defeats both Scarecrow and the Magistrate's Peacekeepers.
Other versions
Smallville
Batman/Bruce Wayne is featured in the Smallville Season 11 digital comic based on the TV series. As a young boy, Bruce Wayne saw his parents gunned down by Joe Chill. This incident changed Bruce's life forever. In 2001, Bruce donned the persona of "Batman", to fight the criminals of Gotham City. Bruce fought criminals on his own for the better part of the next ten years. However, by 2011, Bruce had begun working with the young Barbara Gordon who became known as Nightwing. This same year, Bruce learned that Joe Chill was in Metropolis and went to confront him. His quest for Chill briefly led to Bruce getting into conflict with Superman. However, the two soon joined forces. When they found Chill, Bruce came close to killing him, but the Prankster and Mister Freeze beat him to it, on behalf of Intergang. The Prankster also gunned down Superman with Green Kryptonite bullets. Bruce managed to save his life, after which they apprehended the Prankster and Mister Freeze.
Bruce was reluctant to join the Watchtower Network but kept finding himself working alongside its agents. Eventually, Bruce gave in and joined, to help them with the Crisis. After the battle against the Monitors, Bruce became a founding member of the Justice League. Furthermore, as Barbara was leaving Earth, Bruce got a new partner in Dick Grayson.
An villainous version of Bruce appears in the form of Earth-13 Batman resembling the Joker with a patchwork costume.
Citizen Wayne
In Batman: Citizen Wayne, the role of Batman is taken on by Harvey Dent after his whole face has been destroyed by an enemy. Bruce Wayne is a newspaper publisher who is highly critical of Batman and his brutal methods and goes after him when he actually kills the enemy in question, both men dying in the final battle.
DC Bombshells
In the opening of the DC Bombshells continuity set during World War II, Bruce's parents are saved from Joe Chill's attack thanks to the baseball superheroine known as Batwoman. While Batman does not exist in this continuity, Kate Kane does borrow a number of elements from the main version, such as inspiring younger heroines to follow in her steps as Batgirls and losing a child named Jason. In the book's conclusion that takes place 15 years into the future, a grown up Bruce Wayne becomes Batman (not out of tragedy but out of inspiration by the Bombshells) and is trained by the older Catwoman to herald in the new age of superheroes.
The Dark Knight Returns
The Batman from Frank Miller's Batman: The Dark Knight Returns and its spin-offs, Batman: The Dark Knight Strikes Again and All Star Batman and Robin the Boy Wonder is a tired vigilante in a much darker, edgier setting home to Miller's own new interpretations of various DC characters.
The Dark Multiverse
In the 2017 Dark Nights: Metal event, it is revealed that a Dark Multiverse exists alongside the main DC Multiverse. Each reality in the Dark Multiverse is negative and transient reflection of its existing counterpart, which were intended to be acquired by World Forger who would feed these timelines to his 'dragon', Barbatos. However, this balance came to an end when Barbatos escaped his bonds and allowed the rejected timelines to remain in some form of existence. Eventually, Barbatos is released onto the DC universe when Batman is treated with five unique metals, turning him into a portal to the Dark Multiverse, with this portal also allowing Barbatos to summon an army of evil alternate Batmen known as the Dark Knights, led by a God-like Batman, who describe themselves as having been created based on Batman's dark imaginations of what he could do if he possessed the powers of his colleagues.
During the Dark Nights: Death Metal storyline, more Dark Multiverse versions of Batman appear.
Barbatos
Barbatos is a hooded, God-like being in the Dark Multiverse. Barbatos had previously visited Prime-Earth in the DC Multiverse and founded the Tribe of Judas, which would later become the Court of Owls. Sometime before returning (either willingly or not) to the Dark Multiverse, Barbatos encountered Hawkman/Carter Hall, and was hit by his mace. Barbatos tried to return to the Multiverse but the events of Final Crisis prevented him from doing so. However, after witnessing Bruce Wayne/Batman being sent back in time by Darkseid's Omega Beams, Barbatos realised the similarities between his and Bruce's Bat emblems and believed he could use him as a doorway. Barbatos' followers manipulated events in order for Bruce to be injected with four out of the five metals needed to create the doorway, and after the fifth was injected in the present day, Barbatos was able to transport himself and the Dark Knights to Prime-Earth to conquer it.
The Batman Who Laughs
The Batman Who Laughs is a version of Batman from Earth -22, a dark reflection of the Earth-22. In that reality, the Earth -22 Joker learned of Batman's identity as Bruce Wayne and killed most of Batman's other rogues along with Commissioner Gordon. He then subjected a sizeable population of Gotham's populace to the chemicals that transformed him, subsequently killing several parents in front of their children with the goal of turning them into essentially a combination of himself and Batman. When Batman grappled with the Joker, it resulted in the latter's death as Batman is exposed to a purified form of the chemicals that gradually turned him into a new Joker, the process proving irreversible by the time Batman discovered what was happening to him. The Batman who Laughs proceeded to take over Earth-22, killing off most of his allies and turning Damian into a mini-Joker. The Batman Who Laughs seems to be the de facto leader or second-in-command of Barbatos' Dark Knights and recruited the other members. After arriving on Prime-Earth, the Batman Who Laughs takes control of Gotham and oversees events at the Challenger's mountain. He distributes joker cards to the Batman's Rogues, giving them the ability to alter reality and take over sections of the city. Accompanying him are Damian and three other youths whom he also calls his sons, all four being twisted versions of Robin, having intended to destroy all of reality by linking the Over-Monitor to Anti-Monitor's astral brain. But The Batman Who Laughs is defeated when the Prime Universe Batman is aided by the Joker, who notes the alternate Batman's failure to perceive this scenario due to still being a version of Batman. While assumed dead, the Batman who Laughs is revealed to be in the custody of Lex Luthor who offers him a place in the Legion of Doom.
Red Death
The Red Death is a version of Batman from Earth -52, originally an aged man who broke after the deaths of Dick, Jason, Tim, and Damian. Believing he has a chance to prevent the loss of more loved ones, Bruce decides he needs the Flash's Speed Force to achieve this and equips himself with the Rogues' equipment to capture the Flash. He knocks Barry out and ties him to the Batmobile, which has a machine created from reverse-engineering the Cosmic Treadmill attached to it. Using this machine against Barry's wishes, Bruce drove straight into the Speed Force while absorbing Barry in the process. Scarred by the ordeal, he developed a split personality created from residual traces of the Earth -52 Barry's mind. The newly-born Red Death tests his new powers but realizes he cannot stop his Earth from its destruction until he is recruited by The Batman Who Laughs, who promises him a new Earth to live upon. After entering Prime-Earth, the Red Death arrives in Central City and is confronted by Iris West and Wally West, during which he uses his powers to slow Wally and age them both. The Flash confronts the Red Death, and Doctor Fate saves Barry before the latter can attack. The Red Death proclaims that he will save Central City and make it his new home. After Barry is transported to a 'sand'-filled cave beneath Central City, the Red Death arrives and reveals several Flashmobiles and chases after Barry.
During the events of the Wild Hunt, the Red Death ceased when exposed by an energy wave from the release of a newlyborn universe with the restored Earth -52 Barry eventually destroyed from the energy consuming him.
An original incarnation of the Red Death in the ninth season of The Flash, portrayed by Javicia Leslie. This version is a doppelgänger of Ryan Wilder from Earth-4125, a world where she was adopted by the Wayne family and Batman does not exist. Following her adoptive parents' murder, she became Batwoman to protect Gotham City as an adult, during which she met other heroes such as the Flash and befriended his wife Iris West-Allen. In time, Wilder gradually realized her methods for fighting crime resulted in criminals being temporarily incarcerated and allowed to escape. Studying the Flash's abilities, she built a suit of armor capable of artificially channeling the Speed Force and changed her codename to the Red Death. Eventually, she became reckless, killed Iris while fighting the Flash, and was rejected by the Speed Force due to her inorganic connection to it, which left her trapped in a vibrational form. In the present, she reaches Earth-Prime and forms the Rogues to steal Wayne Enterprises technology to restore her physical form and build a time machine. However, she comes into conflict with the Earth-Prime Flash, who forms his own Rogues and joins forces with his Batwoman to defeat her, after which the Red Death is taken into A.R.G.U.S. custody.
Murder Machine
The Murder Machine is a version of Batman from Earth -44, a dark reflection of the Earth-44. Distraught from having lost Alfred, Batman requested Cyborg to help him finish the Alfred Protocol, an A.I. version of Alfred. But the Alfred Protocol malfunctioned upon activation and began to multiply and kill all of Batman's Rogues Gallery. Bruce pleaded with Cyborg to help find a way to fix it but the latter refused. The Alfred Protocol began to merge with Bruce and the two became the Murder Machine, and his first act as this new entity was to kill Cyborg. After being recruited by the Batman Who Laughs, the Murder Machine arrives on Prime-Earth with the other Dark Knights. He proceeds to the Justice League's Watchtower and confronts Cyborg. After Cyborg is incapacitated by the other Dark Knights, the Murder Machine infects and converts the Watchtower as the Dark Knights' new base of operations.
Dawnbreaker
The Dawnbreaker is a version of Batman from Earth -32, a dark reflection of the Earth-32 where Batman became a Green Lantern. When Earth -32 Bruce lost his parents to Joe Chill, he is chosen by a Green Power Ring to become a Green Lantern. But Bruce's will overrides the ring's ban on lethal force and corrupts it, enabling him to use it to kill Chill and various criminals. After Bruce killed Gordon when eventually confronted, he wipes out the Green Lantern Corp and the Guardians of the Universe when they confront him. Bruce then entered his giant Green Lantern Power Battery and exits with a new outfit and moniker, the Dawnbreaker. However, he finds that his Earth has begun to collapse and he is met by the Batman Who Laughs who, after recruiting the Red Death and the Murder Machine, recruits the Dawnbreaker, promising him a new world to shroud in darkness. After arriving on Earth-0, Dawnbreaker heads to Coast City where he is confronted by Hal Jordan. Dawnbreaker tries to consume Hal Jordan in a 'blackout' but the latter is rescued by Doctor Fate. With Green Lantern gone, Dawnbreaker takes control of Coast City. The Dawnbreaker confronts Hal Jordan in a blacked out cave underneath Coast City, claiming that the Green Lantern oath is worthless in his cave.
Drowned
The Drowned is a version of Batman from Earth -11, a dark reflection of the reversed-gender Earth-11. Originally known as Batwoman, Bryce Wayne was in a relationship with Sylvester Kyle (Earth-11's male version of Selina Kyle) until he was killed by a metahuman. A revenge-driven Bryce spent 18 months hunting down every rogue metahuman before Aquawoman and the Atlanteans emerged from their self-imposed exile. While Aquawoman claimed her people came in peace, a skeptical Bryce declared war on Atlantis with the Atlanteans flooding Gotham in retaliation when their queen was killed. Bryce survived the disaster by performing auto-surgery on herself by introducing mutated hybrid DNA into her body, giving Bryce the ability to breath underwater, accelerated healing, and water manipulation. She also created an army of Dead Waters to fight for her. Donning a new attire, Bryce called herself The Drowned and successfully conquered Atlantis at the cost of flooding every city. After seeing her signal being lit, the Drowned met the Batman Who Laughs, who recruits her as a Dark Knight. After arriving on Earth-0, the Drowned headed to Amnesty Bay, where she was confronted by Aquaman and Mera. The two were unable to combat the Drowned and her army of Dead Waters, with Mera becoming infected and controlled by the Drowned while Aquaman was saved by Doctor Fate. The Drowned proceeded to take control of Amnesty Bay. When Aquaman is transported fathoms below Amnesty Bay, the Drowned attacks him, revealing that the infected Mera has mutated into a gargantuan shark/crab/octopus creature.
Merciless
The Merciless is a version of Batman from Earth -12. Here Batman is in a relationship with Wonder Woman. Having killed Ares in a fit of rage when Ares presumably kills Wonder Woman, the Earth -12 Batman acquired Ares's helmet and assumed that he can channel its power to war with justice and mercy rather than ruthless brutality. But it corrupted him and the 'Merciless' Batman ended up killing Wonder Woman (who had actually just been knocked out) while eliminating all his enemies. The Merciless is later depicted as destroying the Valhalla Mountain when Sam Lane, Amanda Waller, Steve Trevor and Mister Bones attempt a counter-attack against the Dark Batmen after the regular heroes have apparently failed. The Merciless confronts Wonder Woman after she is transported under the foundation of A.R.G.U.S Headquarters in Washington D.C., revealing his armory filled with the divine arsenal of the Gods he killed on his Earth. He reveals to her that his Diana taught him to fight and after he destroyed the Gods, the Merciless found Themyscria and fought them for three days. The Merciless also reveals that he ordered the Ferryman at the River Styx to gather every coin from every dead Amazon seeking passage into the afterlife which he melted into a giant golden drachma, which he strikes with a hammer, summoning the undead Amazons.
Devastator
The Devastator is a version of Batman from Earth -1, a dark reflection of Earth-1. When Superman turned evil and kills friend and foe alike along with Lois, the Earth-1 Batman injected himself with an engineered version of the Doomsday virus to stop the Kryptonian at the cost of his humanity as he transformed into a Doomsday-like monster. Despite his victory, the Devastator still feels remorse for not being able to protect Metropolis from Superman's wrath. The Batman Who Laughs offers The Devastator a second chance at saving those whom he feels are blindly inspired by Superman. Bruce infects the Earth-0 Lois Lane, Supergirl, and all of Metropolis with the Doomsday virus as he views it as the only way to protect them from Superman's strength and false prophecies. Along with the Murder Machine, the Devastator was sent to retrieve the Cosmic Tuning Tower, ripping it out of its foundation and throwing it outside the Fortress of Solitude. He is then confronted by the two Green Lanterns of Earth (Simon Baz and Jessica Cruz), The Flash/Wally West, Firestorm, and Lobo and he proceeds to incapacitate all except Lobo who he throws into the Sun. Grabbing the Cosmic Tuning Tower, the Devastator leaps into space and lands on the Challenger's Mountain, planting the tower on top of it.
Bathomet
Bathomet is a Cthulhu-like Batman from an unknown part of the Dark Multiverse.
Batmage
Batmage is an evil sorcerer version of Batman from an unknown part of the Dark Multiverse.
Batmanosaurus Rex
Batmanosaurus Rex (also called B-Rex) is a version of Batman from an unknown part of the Dark Multiverse. It is the result of Batman uploading his mind into the robotic Tyrannosaurus that he has in the Batcave when the Batcave collapsed for an unknown reason.
Castle Bat
Castle Bat is a version of Batman from an unknown part of the Dark Multiverse who sacrificed Damian Wayne as part of a ritual that would merge his soul with Gotham City enabling him to easily hunt down every villain. The Batman Who Laughs uses him as a headquarters for the Dark Knights.
Darkfather
Darkfather is a Batman from an unknown part of the Dark Multiverse who defeated Darkseid and acquired his powers. After mastering the Anti-Life Equation, Darkfather turned the Parademons of Apokolips into his Pararobins.
Dr. Arkham
Dr. Arkham is a Batman from an unknown part of the Dark Multiverse who left the vigilante business and took part in performing experiments on humans.
Batmanhattan
Batmanhattan is a Batman from an unknown part of the Dark Multiverse who harnessed the powers of Doctor Manhattan. The Batman Who Laughs would later lobotomize Batmanhattan and then transplant his brain into Batmanhattan in order to become Darkest Knight.
Batom
Batom is a Batman from an unknown part of the Dark Multiverse who sports the same Bio-Belt as Atom.
Batmobeast
Batmobeast is a version of Batman from an unknown part of the Dark Multiverse whose consciousness was uploaded into a monster truck after every digital system was destroyed by the people of his Earth.
Robin King
Robin King is a child version of Bruce Wayne from an unknown part of the Dark Multiverse who developed mass-murdering tendencies.
Baby Batman
Baby Batman is a baby version of Batman from an unknown part of the Dark Multiverse who downloaded his mind into an infant-resembling artificial body.
Grim Knight
Grim Knight is a Batman from an unknown part of the Dark Multiverse who wields firearms ever since the day his parents were killed by Joe Chill.
Injustice: Gods Among Us
In Injustice: Gods Among Us, Batman was originally close friends with Superman (with Superman even asking him to be godfather to his child with Lois Lane) but when Superman was tricked by the Joker into killing Lois and destroying Metropolis, their relationship slowly went from estranged to antagonistic to enemies. Superman begins a new world order where he and the Justice League use brute force and fear to coerce people into following the law, but Batman sees the tyranny in this and opposes Superman's Regime with his Insurgency. He suffers a few losses, notably of Dick Grayson by the hands of his biological son Damian (albeit by accident), who sided with Superman. By the end of Year One Superman breaks Batman's back in an attempt to delay any future defiance. During most of Year Two Batman is out of commission, relying on his allies to stop the Regime when the Green Lantern Corps gets involved. In Year Three Batman allies himself with magic-users, notably John Constantine, though this ends with Constantine revealed to have been using Batman to further his own goals. Year Four has Batman look to the Greek gods to stop Superman. However, he comes to regret this when the gods decide to overpower humanity themselves, leading him to enlist the New God Highfather to stop them. He evades a trap set up by Superman when the fallen hero tries to make a meeting to discuss their problems. By the game's events, Batman has suffered many losses by the hands of the Regime and in a last-ditch effort summons the counterparts of Wonder Woman, Green Lantern, Green Arrow, and Aquaman from the mainstream universe, needing them to help him retrieve a shard of kryptonite from his now-abandoned Batcave; the kryptonite was meant to be a last resort for if Superman went rogue, but Batman made it he could only access it if key members of the League agreed. Since most of them allied with Superman who are dead (Green Arrow) he needed duplicates. When this plan fails, he is reluctant to bring over the mainstream Superman, convinced that any version of Superman is corruptible. However, his prime counterpart convinces him to have faith and he does so, with the mainstream Superman defeating his counterpart and ending the Regime's influence.
JLA/Avengers
In JLA/Avengers, Batman appears along with his teammates in the Justice League, when they are made to fight the Avengers in the Grandmaster's cosmic game. While touring the Marvel Universe for the first time, Batman witnesses the Punisher killing a gang of drug dealers, and attacks him (the fight takes place off-panel). He later forms an alliance with Captain America after engaging in a brief fistfight to test his opponent's skills. Due to this alliance, he realizes the stakes of the game and loses it for the JLA. When the two universes are merged by Krona, the heroes are left confused as to what actually occurred in their reality; the Grandmaster clarifies by showing them the various tragedies that befell the heroes in their lifetimes. Batman, for his part, witnesses Jason Todd's death and his injury at the hands of Bane. In the final battle, Krona defeats the JLA with minor difficulty, but is defeated when the Flash and Hawkeye disrupt his control of his power source.
Just Imagine
Just Imagine... is a series of comics created by Stan Lee (the co-creator of several Marvel Comics characters), with reimaginings of various DC characters.
In this continuity, Wayne Williams is framed for a crime he did not commit, works his way into getting out of prison, and becomes a mysterious wrestler known as Batman to fund a career as a vigilante using complex equipment to avenge himself against the criminals who originally framed him.
Kingdom Come
The Kingdom Come limited series depicts a Batman who, ravaged by years of fighting crime, uses an exoskeleton to keep himself together and keeps the peace on the streets of Gotham using remote-controlled robots. He is late middle-aged and wears an eerie grin. It is no longer a secret that he is Bruce Wayne and is referred to as the "Batman" even when he appears in civilian guise.
Superman: American Alien
In Superman: American Alien, a 2016 comic that shows an alternate retelling of Superman's origin, Bruce Wayne is training under Ra's al Ghul when he is told about someone posing as him at a birthday party thrown for him, causing Bruce to become interested in this person. Years later, having been Batman for a while, he finds out that the same person, revealed to be Clark Kent, is a reporter who spoke to Bruce's new ward Dick Grayson. Donning his costume, Bruce confronts Clark but is quickly overpowered, and is shocked when none of his equipment harms Clark. Clark finds out Bruce's identity by taking his mask and cape, and Bruce escapes. He seemingly leaves behind Clark's recording of his conversation with Dick, and Clark does not reveal Bruce's double life to the public. Bruce's cape later becomes part of Clark's prototype costume as he first begins his crime fighting career.
Batman: White Knight
In the reality of Batman: White Knight, Bruce has grown up believing he is a descendant of Edmond Wayne, the founder of Gotham City and Wayne Enterprises. In reality, though, he is actually a descendant of Bakkar, a disgraced former member of the Order of St. Dumas, who murdered Edmond Wayne and assumed his identity. Jean-Paul Valley, a.k.a. Azrael, is actually the real Wayne descendant, which Bruce only learns from Jack Napier right before Jack forces Harley Quinn to kill him as the Joker will not let him kill himself. After helping save the city from the plotting of Neo-Joker to destroy Gotham, he hands over the keys to his various Batmobiles to the GCPD Gotham Terrorism Oppression unit and unmasks himself in front of Gordon to earn back his trust after the ordeal. He later turns himself in after incapacitating Azrael in combat for his many unintentional crimes while Batman. During his trial, he and Harleen Quinzel married on her suggestion to keep her from testifying against him, resulting in him becoming stepfather to hers and Jack's children. After 12 years in prison, he helps stop a riot, but upon hearing that someone has stolen a prototype Batsuit and is going around as Batman, he escapes with Jason Todd's help and heads into the city, aided by a sentient AI program of Jack (from a chip placed in his head before). Aided by commissioner Barbara Gordon and Duke Thomas, Bruce encounters the new Batman, and finds out more about the plans of Derek Powers, who he reveals was responsible for building his Batman gear before taking over Wayne Enterprises. In the end, Bruce teas up with Terry, the GCPD, and the GTO unit led by Dick Grayson into attacking the company headquarters to stop Powers' plan to illegally sell Bat-mechas across the planet. After that succeeds, Bruce is approached by FBI agents Diana Prince and John Stewart, who offer to change his sentence to time served in exchange for his help in investigating reports of a flying teenager in Kansas.
Cultural impact and legacy
Batman has become a pop culture icon, recognized around the world. The character's presence has extended beyond his comic book origins; events such as the release of the 1989 Batman film and its accompanying merchandising "brought the Batman to the forefront of public consciousness". In an article commemorating the sixtieth anniversary of the character, The Guardian wrote, "Batman is a figure blurred by the endless reinvention that is modern mass culture. He is at once an icon and a commodity: the perfect cultural artefact for the 21st century."
In other media
The character of Batman has appeared in various media aside from comic books, such as newspaper syndicated comic strips, books, radio dramas, television, a stage show, and several theatrical feature films. The first adaptation of Batman was as a daily newspaper comic strip which premiered on October 25, 1943. That same year the character was adapted in the 15-part serial Batman, with Lewis Wilson becoming the first actor to portray Batman on screen. While Batman never had a radio series of his own, the character made occasional guest appearances in The Adventures of Superman, starting in 1945 on occasions when Superman voice actor Bud Collyer needed time off. A second movie serial, Batman and Robin, followed in 1949, with Robert Lowery taking over the role of Batman. The exposure provided by these adaptations during the 1940s "helped make [Batman] a household name for millions who never bought a comic book".
In the 1964 publication of Donald Barthelme's collection of short stories Come Back, Dr. Caligari, Barthelme wrote "The Joker's Greatest Triumph". Batman is portrayed for purposes of spoof as a pretentious French-speaking rich man.
Television
The Batman television series, starring Adam West, premiered in January 1966 on the ABC television network. Inflected with a camp sense of humor, the show became a pop culture phenomenon. In his memoir, Back to the Batcave, West notes his dislike for the term 'camp' as it was applied to the 1960s series, opining that the show was instead a farce or lampoon, and a deliberate one, at that. The series ran for 120 episodes, ending in 1968. In between the first and second season of the Batman television series, the cast and crew made the theatrical film Batman (1966). The Who recorded the theme song from the Batman show for their 1966 EP Ready Steady Who, and the Kinks performed the theme song on their 1967 album Live at Kelvin Hall. Adam West also appeared in character as Batman in several commercials and a 1966 US Government PSA for Savings Bonds. Despite not having an immediate continuation, the series spawned a (failed) pilot episode for a spin-off Batgirl television series and, decades later, the Batman '66 (2013-2016) comic book series, the animated films Batman: Return of the Caped Crusaders (2016) and Batman vs. Two-Face (2017), and even the mockumentary Return to the Batcave: The Misadventures of Adam and Burt (2003).
In the 1996 episode Heroes and Villains of Only Fools and Horses, David Jason spoofed the role of Batman.
The popularity of the Batman TV series also resulted in the first animated adaptation of Batman in The Batman/Superman Hour; the Batman segments of the series were repackaged as The Adventures of Batman and Batman with Robin the Boy Wonder which produced thirty-three episodes between 1968 and 1977. From 1973 until 1986, Batman had a starring role in ABC's Super Friends series, which was animated by Hanna-Barbera. Olan Soule was the voice of Batman in all these shows, but was eventually replaced during Super Friends by Adam West, who also voiced the character in Filmation's 1977 series The New Adventures of Batman.
In 1992, Batman: The Animated Series premiered on the Fox television network, produced by Warner Bros. Animation and featuring Kevin Conroy as the voice of Batman. The series received considerable acclaim for its darker tone, mature writing, stylistic design, and thematic complexity compared to previous superhero cartoons, in addition to multiple Emmy Awards. The series' success led to the theatrical film Batman: Mask of the Phantasm (1993), as well as various spin-off TV series that included Superman: The Animated Series, The New Batman Adventures, Justice League and Justice League Unlimited (each of which also featured Conroy as Batman's voice). The futuristic series Batman Beyond also took place in this same animated continuity and featured a newer, younger Batman voiced by Will Friedle, with the elderly Bruce Wayne (again voiced by Conroy) as a mentor.
In 2004, an unrelated animated series titled The Batman made its debut with Rino Romano voicing Batman. In 2008, this show was replaced by another animated series, Batman: The Brave and the Bold, featuring Diedrich Bader's voice as Batman. In 2013, a new CGI-animated series titled Beware the Batman made its debut, with Anthony Ruivivar voicing Batman.
In 2014, the live-action TV series Gotham premiered on the Fox network, featuring David Mazouz as a 12-year-old Bruce Wayne. In 2018, when the series was renewed for its fifth and final season it was announced that Batman would make an appearance in the series finale's flash-forward.
Iain Glen portrays Bruce Wayne in the live-action series Titans, appearing in the show's second season in 2019. Prior to Glen, Batman was played by stunt doubles Alain Moussi and Maxim Savarias in the first season.
To commemorate the 75th anniversary of the character, Warner Bros aired the television short film, Batman: Strange Days, that was also posted on DC's YouTube channel.
In August 2019, it was announced that Kevin Conroy would make his live-action television debut as an older Bruce Wayne in the upcoming Arrowverse crossover, Crisis on Infinite Earths. In the crossover, he portrayed a parallel universe iteration of Batman from Earth-99. In Batwoman, the Earth-Prime version of Bruce Wayne / Batman is portrayed by Warren Christie.
In May 2021, it was announced that a new animated series titled Batman: Caped Crusader was in development by Bruce Timm (co-creator of Batman: The Animated Series), JJ Abrams, and Matt Reeves. The series is said to be a reimagining of the Caped Crusader that returns to the character's noir roots.
Film
As previously stated, Batman's first cinematic appearances consisted of the 1943 serial film Batman and its 1949 sequel Batman and Robin, which were both released by Columbia Pictures and depicted a government-backed version of Batman and Robin (censorship at the time would not have allowed for vigilantes to be depicted as unauthorized crimefighters). The serials (especially the first one) are, though, notorious for their accentuation on anti-Japanese sentiments due to their World War II-period setting. In 1966, 20th Century Fox released Batman's first feature-length film, titled Batman (also advertised as Batman: The Movie), based on and featuring most of the cast from the 1960s TV series.
Burton/Schumacher series
In 1989, Warner Bros. released the feature film Batman, directed by Tim Burton and starring Michael Keaton as the title character. The film was a huge success; not only was it the top-grossing film of the year, but at the time was the fifth highest-grossing film in history. The film also won the Academy Award for Best Art Direction. The film's success spawned three sequels: Batman Returns (1992), Batman Forever (1995) and Batman & Robin (1997), the latter two of which were directed by Joel Schumacher instead of Burton, and replaced Keaton as Batman with Val Kilmer and George Clooney, respectively. The second Schumacher film failed to outgross any of its predecessors and was critically panned, causing Warner Bros. to cancel the planned fourth sequel, Batman Unchained, and end the initial film series. The first two films later became the basis for the Burton-inspired comic book series Batman '89 (2021). Keaton would later reprise his role as Bruce Wayne / Batman for the 2023 film, The Flash.
The Dark Knight Trilogy
In 2005, Batman Begins was released by Warner Bros. as a reboot of the film series, directed by Christopher Nolan and starring Christian Bale as Batman. Its sequel, The Dark Knight (2008), set the record for the highest grossing opening weekend of all time in the U.S., earning approximately $158 million, and became the fastest film to reach the $400 million mark in the history of American cinema (eighteenth day of release). These record-breaking attendances saw The Dark Knight end its run as the second-highest domestic grossing film (at the time) with $533 million, bested then only by Titanic. The film also won two Academy Awards, including Best Supporting Actor for the late Heath Ledger. It was eventually followed by The Dark Knight Rises (2012), which served as a conclusion to Nolan's film series that has since been known as The Dark Knight Trilogy.
Animated films
Since 2008, Batman has also starred in various direct-to-video films under the DC Universe Animated Original Movies label. Kevin Conroy reprised his voice role of Batman for several of these films while others have featured celebrity voice actors in the role, including Jeremy Sisto, William Baldwin, Bruce Greenwood, Ben McKenzie, Peter Weller, and Jensen Ackles. In the direct-to-video films of the DC Animated Movie Universe, Batman was voiced by Kevin Conroy again in Justice League: The Flashpoint Paradox (2013) and by Jason O'Mara in all subsequent films, such as The Death of Superman (2018) and Batman: Hush (2019). A Lego-themed version of Batman was also featured as one of the protagonists in the theatrically-released animated film The Lego Movie (2014), with Will Arnett providing the voice. Arnett reprised the voice role for the spin-off film The Lego Batman Movie (2017), as well as for the sequel The Lego Movie 2: The Second Part (2019). Keanu Reeves voiced Batman in the animated film DC League of Super-Pets (2022).
DC Extended Universe
In 2016, Ben Affleck began portraying Batman in the DC Extended Universe with the release of the film Batman v Superman: Dawn of Justice, directed by Zack Snyder, a younger child version of the character was played by Brandon Spink in the same film. Affleck also made a cameo appearance as Batman in David Ayer's film Suicide Squad (2016). Affleck reprised the role in the 2017 film Justice League, also set in the DC Extended Universe, as well as the director's cut, Zack Snyder's Justice League. Affleck reprised his role in the 2023 film, The Flash, also set in the DC Extended Universe. This and a cameo appearance in Aquaman and the Lost Kingdom are expected to be Affleck's last appearance in the role.
DC Elseworlds films
Dante Pereira-Olson portrays a young Bruce Wayne in the 2019 film Joker.
Robert Pattinson portrays Bruce Wayne / Batman in the 2022 film, The Batman, directed by Matt Reeves.
DC Universe
A new iteration of Batman is set to appear in the DC Universe (DCU) franchise, beginning with the film The Brave and the Bold, produced by DC Studios. The film will focus on Batman and Damian Wayne.
Fine art
Starting with the Pop Art period, and on a continuing basis, since the 1960s, the character of Batman has been "appropriated" by multiple visual artists and incorporated into contemporary artwork, most notably by Andy Warhol, Roy Lichtenstein, Mel Ramos, Dulce Pinzon, Mr. Brainwash, Raymond Pettibon, Peter Saul, and others.
Video games
Since 1986, Batman has starred in multiple video games, most of which were adaptations of the various cinematic or animated incarnations of the character. Among the most successful of these games is the Batman: Arkham series. The first installment, Batman: Arkham Asylum (2009), was released by Rocksteady Studios to critical acclaim; review aggregator Metacritic reports it as having received 92% positive reviews. It was followed by the sequel Batman: Arkham City (2011), which also received widespread acclaim and holds a Metacritic ranking of 94%. A prequel game titled Batman: Arkham Origins (2013) was later released by WB Games Montréal. A fourth game titled Batman: Arkham Knight (2015) has also been released by Rocksteady. As with most animated Batman media, Kevin Conroy provided the voice of the character for these games, with the exception of Arkham Origins in which the younger Batman is voiced by Roger Craig Smith. In 2016, Telltale Games released Batman: The Telltale Series adventure game, which changed the Wayne family's history as it is depicted in the Batman mythos. A sequel, titled Batman: The Enemy Within, was released in 2017.
Role-playing games
Mayfair Games published the DC Heroes role-playing game in 1985, then published the 80-page supplement Batman the following year, written by Mike Stackpole, with cover art by Ed Hannigan. In 1989, Mayfair Games published an updated 96-page softcover Batman Sourcebook, again written by Mike Stackpole, with additional material by J. Santana, Louis Prosperi, Jack Barker and Ray Winninger, with graphic design by Gregory Scott, and cover and interior art by DC Comics staff.
Mayfair released a simplified version of DC Heroes called The Batman Role-Playing Game in 1989 to coincide with the Batman film.
Interpretations
Gay interpretations
Gay interpretations of the character have been part of the academic study of Batman since psychologist Fredric Wertham asserted in Seduction of the Innocent in 1954 that "Batman stories are psychologically homosexual ...The Batman type of story may stimulate children to homosexual fantasies, of the nature of which they may be unconscious." Andy Medhurst wrote in his 1991 essay "Batman, Deviance, and Camp" that Batman is interesting to gay audiences because "he was one of the first fictional characters to be attacked on the grounds of his presumed homosexuality". Professor of film and cultural studies Will Brooker argues the validity of a queer reading of Batman, and that gay readers would naturally find themselves drawn to the lifestyle depicted within, whether the character of Bruce Wayne himself were explicitly gay or not. He also identifies a homophobic element to the vigor with which mainstream fandom rejects the possibility of a gay reading of the character. In 2005, painter Mark Chamberlain displayed a number of watercolors depicting both Batman and Robin in suggestive and sexually explicit poses, prompting DC to threaten legal action.
Creators associated with the character have expressed their own opinions. Writer Alan Grant has stated, "The Batman I wrote for 13 years isn't gay ...everybody's Batman all the way back to Bob Kane ...none of them wrote him as a gay character. Only Joel Schumacher might have had an opposing view." Frank Miller views the character as sublimating his sexual urges into crimefighting so much so that he is "borderline pathological", concluding "He'd be much healthier if he were gay." Grant Morrison said that "Gayness is built into Batman ...Obviously as a fictional character he's intended to be heterosexual, but the basis of the whole concept is utterly gay."
Psychological interpretations
Batman has been the subject of psychological study for some time, and there have been a number of interpretations into the character's psyche.
In Batman and Psychology: A Dark and Stormy Knight, Dr. Travis Langley argues that the concept of archetypes as described by psychologists Carl Jung and Joseph Campbell is present in the Batman mythos, such that the character represents the "shadow archetype". This archetype, according to Langley, represents a person's own dark side; it is not necessarily an evil one, but rather one that is hidden from the outside and concealed from both the world and oneself. Langley argues that Bruce Wayne confronts his own darkness early in life; he chooses to use it to instill fear in wrongdoers, with his bright and dark sides working together to fight evil. Langley uses the Jungian perspective to assert that Batman appeals to our own need to face our "shadow selves". Langley also taught a class called Batman, a title he was adamant about. "I could have called it something like the Psychology of Nocturnal Vigilantism, but no. I called it Batman," Langley says.
Several psychologists have explored Bruce Wayne/Batman's mental health. Robin. S. Rosenberg evaluated his actions and problems to determine if they reach the level of mental disorders. She examined the possibility of several mental health issues, including dissociative identity disorder, obsessive–compulsive disorder, and several others. She concluded that Bruce Wayne/Batman may have a disorder or a combination of disorders but due to his fictional nature, a definitive diagnosis will remain unknown. However, Langley himself states in his book that Batman is far too functional and well-adjusted, due to his training, confrontation of his fear early on and other factors, to be mentally ill. More likely, he asserts Batman's mental attitude is far more in line with a dedicated Olympic athlete.
Notes
References
Sources
Further reading
External links
Batman Bio at the Unofficial Guide to the DC Universe
Batman (1940–present) Comics Inventory
Batman characters
Batman: Arkham characters
1939 comics debuts
1939 establishments in the United States
Characters created by Bill Finger
Characters created by Bob Kane
Comics characters introduced in 1939
DC Comics American superheroes
DC Comics businesspeople
DC Comics male superheroes
DC Comics martial artists
DC Comics orphans
DC Comics scientists
Fictional aviators
Fictional billionaires
Fictional blade and dart throwers
Fictional business executives
Fictional characters with eidetic memory
Fictional characters with post-traumatic stress disorder
Fictional criminologists
Fictional engineers
Fictional English American people
Fictional Irish American people
Fictional escapologists
Fictional foster carers
Fictional gentleman detectives
Fictional hackers
Fictional hybrid martial artists
Fictional inventors
Fictional male martial artists
Fictional martial arts trainers
Fictional philanthropists
Fictional socialites
Fictional torturers and interrogators
Fictional victims of sexual assault
Fictional Yale University people
Superheroes with alter egos
Superhero detectives
Vigilante characters in comics |
4339 | https://en.wikipedia.org/wiki/Boston%20Red%20Sox | Boston Red Sox | The Boston Red Sox are an American professional baseball team based in Boston. The Red Sox compete in Major League Baseball (MLB) as a member club of the American League (AL) East division. Founded in as one of the American League's eight charter franchises, the team's home ballpark has been Fenway Park since . The "Red Sox" name was chosen by the team owner, John I. Taylor, , following the lead of previous teams that had been known as the "Boston Red Stockings", including the Boston Braves (now the Atlanta Braves). The team has won nine World Series championships, tied for the third-most of any MLB team, and has played in 13 World Series. Their most recent World Series appearance and win was in . In addition, they won the American League pennant, but were not able to defend their 1903 World Series championship when the New York Giants refused to participate in the 1904 World Series.
The Red Sox were a dominant team in the new league, defeating the Pittsburgh Pirates in the first World Series in 1903 and winning four more championships by 1918. However, they then went into one of the longest championship droughts in baseball history, dubbed the "Curse of the Bambino" after its alleged inception due to the Red Sox' sale of star player Babe Ruth to the rival New York Yankees two years after their World Championship in 1918. The Sox endured an 86-year wait before the team's sixth World Championship in . The team's history during that period was punctuated with some of the most memorable moments in World Series history, including Enos Slaughter's "mad dash" in , the "Impossible Dream" of , Carlton Fisk's home run in , and Bill Buckner's error in . Following their victory in the 2018 World Series, they became the first team to win four World Series trophies in the 21st century, with championships in , , and 2018. The team's history has also been marked by the team's intense rivalry with the New York Yankees, arguably the fiercest and most historic in North American professional sports.
The Red Sox are owned by Fenway Sports Group, which also owns Liverpool F.C. of the Premier League in England, the National Hockey League's Pittsburgh Penguins, and partially owns RFK Racing of the NASCAR Cup Series. They are consistently one of the top MLB teams in average road attendance, while the small capacity of Fenway Park prevents them from leading in overall attendance. From May 15, 2003, to April 10, 2013, the Red Sox sold out every home game—a total of 820 games (794 regular season) for a major professional sports record. Both Neil Diamond's "Sweet Caroline" and The Standells' "Dirty Water" have become anthems for the Red Sox.
As of the end of the 2022 season, the franchise's all-time regular-season record is 9,796–9,098 ().
Nickname
The name Red Sox, chosen by owner John I. Taylor after the 1907 season, refers to the red hose in the team uniform beginning in 1908. Sox had been previously adopted for the Chicago White Sox by newspapers needing a headline-friendly form of Stockings, as "Stockings Win!" in large type did not fit in a column. The team name "Red Sox" had previously been used as early as 1888 by a 'colored' team from Norfolk, Virginia. The Spanish language media sometimes refers to the team as Medias Rojas, a translation of "red socks". The official Spanish site uses the variant "Los Red Sox".
The Red Stockings nickname was previously used by the Cincinnati Red Stockings, who were members of the pioneering National Association of Base Ball Players. Managed by Harry Wright, Cincinnati adopted a uniform with white knickers and red stockings and earned the famous nickname, a year or two before hiring the first fully professional team in 1869. When the club folded after the 1870 season, Wright was hired by Boston businessman Ivers Whitney Adams to organize a new team in Boston, and he brought three teammates and the "Red Stockings" nickname along. (Most nicknames were then unofficial — neither club names nor registered trademarks — so the migration was informal.) The Boston Red Stockings won four championships in the five seasons of the new National Association, the first professional league.
When a new Cincinnati club was formed as a charter member of the National League in 1876, the "Red Stockings" nickname was commonly reserved for them once again, and the Boston team was referred to as the "Red Caps". Other names were sometimes used before Boston officially adopted the nickname "Braves" in 1912; the club eventually left Boston for Milwaukee and is now playing in Atlanta.
In 1901, the upstart American League established a competing club in Boston. (Originally, a team was supposed to be started in Buffalo, but league ownership at the last minute removed that city from their plans in favor of the expansion Boston franchise.) For seven seasons, the AL team wore dark blue stockings and had no official nickname. They were simply "Boston", "Bostonians" or "the Bostons"; or the "Americans" or "Boston Americans" as in "American Leaguers", Boston being a two-team city. Their 1901–1907 jerseys, both home, and road, just read "Boston", except for 1902 when they sported large letters "B" and "A" denoting "Boston" and "American." Newspaper writers of the time used other nicknames for the club, including "Somersets" (for owner Charles Somers), "Plymouth Rocks", "Beaneaters", the "Collinsites" (for manager Jimmy Collins)", and "Pilgrims."
For years many sources have listed "Pilgrims" as the early Boston AL team's official nickname, but researcher Bill Nowlin has demonstrated that the name was barely used, if at all, during the team's early years. The origin of the nickname appears to be a poem entitled "The Pilgrims At Home" written by Edwin Fitzwilliam that was sung at the 1907 home opener ("Rory O'More" melody). This nickname was commonly used during that season, perhaps because the team had a new manager and several rookie players. John I. Taylor had said in December 1907 that the Pilgrims "sounded too much like homeless wanderers."
The National League club in Boston, though seldom called the "Red Stockings" anymore, still wore red trim. In 1907, the National League club adopted an all-white uniform, and the American League team saw an opportunity. On December 18, 1907, Taylor announced that the club had officially adopted red as its new team color. The 1908 uniforms featured a large icon of a red stocking angling across the shirt front. For 1908, the National League club returned to wearing red trim, but the American League team finally had an official nickname and remained the "Red Sox" for good.
The name is often shortened to "Bosox" or "BoSox", a combination of "Boston" and "Sox" (similar to the "ChiSox" in Chicago or the minor league "WooSox" of Worcester, a minor league affiliate of Boston). Sportswriters sometimes refer to the Red Sox as the Crimson Hose and the Olde Towne Team. Recently, media have begun to call them the "Sawx" casually, reflecting how the word is pronounced with a New England accent. However, most fans simply refer to the team as the "Sox" when the context is understood to mean Red Sox.
The formal name of the entity which owns the team is "Boston Red Sox Baseball Club Limited Partnership". The name shown on a door near the main entrance to Fenway Park, "Boston American League Baseball Company", was used prior to the team's reorganization as a limited partnership on May 26, 1978.
History
1901–1919: The Golden Era
In 1901, the minor Western League, led by Ban Johnson, declared itself to be equal to the National League, then the only major league in baseball. Johnson had changed the name of the league to the American League prior to the 1900 season. In 1901, the league created a franchise in Boston, called the "Boston Americans", to compete with the National League team there.
Playing their home games at Huntington Avenue Grounds, the Boston franchise finished second in the league in 1901 and third in 1902. The team was originally owned by C.W. Somers. In January 1902, he sold all but one share of the team to Henry Killilea.
The early teams were led by manager and star third baseman Jimmy Collins, outfielders Chick Stahl, Buck Freeman, and Patsy Dougherty, and pitcher Cy Young, who in 1901 won the pitching Triple Crown with 33 wins (41.8% of the team's 79 wins), 1.62 ERA and 158 strikeouts.
In 1903, the team won their first American League pennant and, as a result, Boston participated in the first modern World Series, going up against the Pittsburgh Pirates. Aided by the modified chants of "Tessie" by the Royal Rooters fan club and by its stronger pitching staff, the Americans won the best-of-nine series five games to three.
In April 1904, the team was purchased by John I. Taylor of Boston. The 1904 team found itself in a pennant race against the New York Highlanders. A predecessor to what became a storied rivalry, this race featured the trade of Patsy Dougherty to the Highlanders for Bob Unglaub. In order to win the pennant, the Highlanders needed to win both games of their final doubleheader with the Americans at the Highlanders' home stadium, Hilltop Park. With Jack Chesbro on the mound, and the score tied 2–2 with a man on third in the top of the ninth, a spitball got away from Chesbro and Lou Criger scored the go-ahead run and the Americans won their second pennant. However, the NL champion New York Giants declined to play any postseason series, but a sharp public reaction led the two leagues to make the World Series a permanent championship, starting in 1905.
In 1906, Boston lost 105 games and finished last in the league. In December 1907, Taylor proposed that the Boston Americans name change to the Boston Red Sox.
By 1909, center fielder Tris Speaker had become a fixture in the Boston outfield, and the team finished the season in third place. In 1912, the Red Sox won 105 games and the pennant. The 105 wins stood as the club record until the 2018 club won 108. Anchored by an outfield including Tris Speaker, Harry Hooper and Duffy Lewis, and pitcher Smoky Joe Wood, the Red Sox beat the New York Giants 4–3–1 in the 1912 World Series best known for Snodgrass's Muff.
From 1913 to 1916 the Red Sox were owned by Joseph Lannin. In 1914, Lannin signed a young up-and-coming pitcher named Babe Ruth from the Baltimore Orioles of the International League. In 1915, the team won 101 games and went on to the 1915 World Series, where they beat the Philadelphia Phillies four games to one. Following the 1915 season, Tris Speaker was traded to the Cleveland Indians. The Red Sox went on to win the 1916 World Series, defeating the Brooklyn Robins.
Harry Frazee bought the Red Sox from Joseph Lannin in 1916 for about $675,000. In 1918, Babe Ruth led the team to another World Series championship over the Chicago Cubs.
Sale of Babe Ruth and Aftermath (1920–1938)
Prior to the sale of Babe Ruth, multiple trades occurred between the Red Sox and the Yankees. On December 18, 1918, outfielder Duffy Lewis, pitcher Dutch Leonard and pitcher Ernie Shore were traded to the Yankees for pitcher Ray Caldwell, Slim Love, Roxy Walters, Frank Gilhooley and $15,000. In July 1919, pitcher Carl Mays quit the team and then was traded to the Yankees for Bob McGraw, Allan Russell and $40,000.
After Mays was traded, league president Ban Johnson suspended him due to his breaking of his contract with the Red Sox. The Yankees went to court after Johnson suspended Mays. After the Yankees were able to play Mays, the American League split into two factions: the Yankees, Red Sox and White Sox, known as the "Insurrectos", versus Johnson and the remaining five clubs, a.k.a. the "Loyal Five".
On December 26, 1919, the team sold Babe Ruth, who had played the previous six seasons for the Red Sox, to the rival New York Yankees. The sale was announced on January 6, 1920. In 1919, Ruth had broken the single-season home run record, hitting 29 home runs. It was believed that Frazee sold Ruth to finance the Broadway musical No, No, Nanette. While No, No, Nanette did not open on Broadway until 1925, Leigh Montville's book, The Big Bam: The Life and Times of Babe Ruth, reports that No, No, Nanette had originated as a non-musical stage play called My Lady Friends, which opened on Broadway in December 1919. According to the book, My Lady Friends had been financed by Ruth's sale to the Yankees. The sale of Babe Ruth came to be viewed as the beginning of the Yankees–Red Sox rivalry, considered the "best rivalry" by American sports journalists.
In the December 1920, Wally Schang, Waite Hoyt, Harry Harper and Mike McNally were traded to the Yankees for Del Pratt, Muddy Ruel, Hank Thormahlen, Sammy Vick. The following winter, shortstop Everett Scott, and pitchers Bullet Joe Bush and Sad Sam Jones were traded to the Yankees for Roger Peckinpaugh, who was immediately traded to the Washington Senators, Jack Quinn, Rip Collins, Bill Piercy.
On July 23, 1922, Joe Dugan and Elmer Smith were traded to the Yankees for Elmer Miller, Chick Fewster, Johnny Mitchell, and Lefty O'Doul. Acquiring Dugan helped the Yankees edge the St. Louis Browns in a tight pennant race. After late trades in 1922, a June 15 trading deadline went into effect. In 1923, Herb Pennock was traded by the Red Sox to the Yankees for Camp Skinner, Norm McMillan, and George Murray.
The loss of several top players sent the Red Sox into free fall. During the 1920s and early 1930s, the Red Sox were fixtures in the second division, never finishing closer than 20 games out of first. The losses increased after Frazee sold the team to Bob Quinn in 1923. The team bottomed out in 1932 with a record of 43–111, still the worst record in franchise history. However, in 1931, Earl Webb set the all-time mark for most doubles in a season with 67.
In 1933, Tom Yawkey bought the team. Yawkey acquired pitchers Wes Ferrell and Lefty Grove, Joe Cronin, a shortstop and manager, and first baseman Jimmie Foxx. In 1938, Foxx hit 50 home runs, which stood as a club record for 68 years. That year Foxx also set a club-record of 175 runs.
1939–1960: The Ted Williams Era
In 1939, the Red Sox purchased the contract of outfielder Ted Williams from the minor league San Diego Padres of the Pacific Coast League, ushering in an era of the team sometimes called the "Ted Sox." Williams consistently hit for both high power and high average, and is generally considered one of the greatest hitters of all time. The right-field bullpens in Fenway were built in part for Williams' left-handed swing, and are sometimes called "Williamsburg." Before this addition, it was over to right field. He served two stints in the United States Marine Corps as a pilot and saw active duty in both World War II and the Korean War, missing at least five full seasons of baseball. His book The Science of Hitting is widely read by students of baseball. He is currently the last player to hit over .400 for a full season, batting .406 in 1941. Williams feuded with sports writers his whole career, calling them "The Knights of the Keyboard", and his relationship with the fans was often rocky as he was seen spitting towards the stands on more than one occasion.
With Williams, the Red Sox reached the 1946 World Series but lost to the St. Louis Cardinals in seven games in part because of the use of the "Williams Shift", a defensive tactic in which the shortstop moves to the right side of the infield to make it harder for the left-handed-hitting Williams to hit to that side of the field. Some have claimed that he was too proud to hit to the other side of the field, not wanting to let the Cardinals take away his game. His performance may have also been affected by a pitch he took in the elbow in an exhibition game a few days earlier. Either way, in his only World Series, Williams gathered just five singles in 25 at-bats for a .200 average.
The Cardinals won the 1946 Series when Enos Slaughter scored the go-ahead run all the way from first base on a base hit to left field. The throw from Leon Culberson was cut off by shortstop Johnny Pesky, who relayed the ball to the plate just a hair too late. Some say Pesky hesitated or "held the ball" before he turned to throw the ball, but this has been disputed.
Along with Williams and Pesky, the Red Sox featured several other star players during the 1940s, including second baseman Bobby Doerr and center fielder Dom DiMaggio (the younger brother of Joe DiMaggio).
The Red Sox narrowly lost the AL pennant in 1948 and 1949. In 1948, Boston finished in a tie with Cleveland, and their loss to Cleveland in a one-game playoff ended hopes of an all-Boston World Series. Curiously, manager Joseph McCarthy chose journeyman Denny Galehouse to start the playoff game when the young lefty phenom Mel Parnell was available to pitch. In 1949, the Red Sox were one game ahead of the New York Yankees, with the only two games left for both teams being against each other, and they lost both of those games.
The 1950s were viewed as a time of tribulation for the Red Sox. After Williams returned from the Korean War in 1953, many of the best players from the late 1940s had retired or been traded. The stark contrast in the team led critics to call the Red Sox' daily lineup "Ted Williams and the Seven Dwarfs." Jackie Robinson was even worked out by the team at Fenway Park, however, owner Tom Yawkey did not want an African American player on his team. Willie Mays also tried out for Boston and was highly praised by team scouts. In 1955, Frank Malzone debuted at third base and Ted Williams hit .388 at the age of 38 in 1957, but there was little else for Boston fans to root for. Williams retired at the end of the 1960 season, famously hitting a home run in his final at-bat as memorialized in the John Updike story "Hub fans bid Kid adieu." The Red Sox finally became the last Major League team to field an African American player when they promoted infielder Pumpsie Green from their AAA farm team in 1959.
1960s: Yaz and the Impossible Dream
The 1960s also started poorly for the Red Sox, though 1961 saw the debut of Carl "Yaz" Yastrzemski, Williams' replacement in left field, who developed into one of the better hitters of a pitching-rich decade.
Red Sox fans know 1967 as the season of the "Impossible Dream." The slogan refers to the hit song from the popular musical play "Man of La Mancha". 1967 saw one of the great pennant races in baseball history with four teams in the AL pennant race until almost the last game. The BoSox had finished the 1966 season in ninth place, but they found new life with Yastrzemski as the team won the pennant to reach the 1967 World Series. Yastrzemski won the American League Triple Crown (the most recent player to accomplish such a feat until Miguel Cabrera did so in 2012), hitting .326 with 44 home runs and 121 runs batted in. He was named the league's Most Valuable Player, just one vote shy of a unanimous selection as a Minnesota sportswriter placed Twins center fielder César Tovar first on his ballot. But the Red Sox lost the series to the St. Louis Cardinals in seven games. Cardinals pitcher Bob Gibson stymied the Red Sox, winning three games.
An 18-year-old Bostonian rookie named Tony Conigliaro slugged 24 home runs in 1964. "Tony C" became the youngest player in Major League Baseball to hit his 100th home run, a record that stands today. He was struck just above the left cheek bone by a fastball thrown by Jack Hamilton of the California Angels on Friday, August 18, 1967, and sat out the entire next season with headaches and blurred vision. Although he did have a productive season in 1970, he was never the same.
1970s: The Red Hat Era
Although the Red Sox were competitive for much of the late 1960s and early 1970s, they never finished higher than second place in their division. The closest they came to a divisional title was 1972 when they lost by a half-game to the Detroit Tigers. The start of the season was delayed by a players' strike, and the Red Sox had lost one more game to the strike than the Tigers had. Games lost to the strike were not made up. The Red Sox went to Detroit with a half-game lead for the final series of the season, but lost the first two of those three and were eliminated from the pennant race.
1975
The Red Sox won the AL pennant in 1975. The 1975 Red Sox were as colorful as they were talented, with Yastrzemski and rookie outfielders Jim Rice and Fred Lynn, veteran outfielder Dwight Evans, catcher Carlton Fisk, and pitchers Luis Tiant and eccentric junkballer Bill "The Spaceman" Lee. Fred Lynn won both the American League Rookie of the Year award and the Most Valuable Player award, a feat which had never previously been accomplished, and was not duplicated until Ichiro Suzuki did it in 2001. In the 1975 American League Championship Series, the Red Sox swept the Oakland A's.
In the 1975 World Series, they faced the heavily favored Cincinnati Reds, also known as The Big Red Machine. Luis Tiant won games 1 and 4 of the World Series but after five games, the Red Sox trailed the series 3 games to 2. Game 6 at Fenway Park is considered among the greatest games in postseason history. Down 6–3 in the bottom of the eighth inning, Red Sox pinch hitter Bernie Carbo hit a three-run homer into the center field bleachers off Reds fireman Rawly Eastwick to tie the game. In the top of the 11th inning, right fielder Dwight Evans made a spectacular catch of a Joe Morgan line drive and doubled off Ken Griffey at first base to preserve the tie. In the bottom of the 12th inning, Carlton Fisk hit a deep fly ball that sliced towards the left-field foul pole above the Green Monster. As the ball sailed into the night, Fisk waved his arms frantically towards fair territory, seemingly pleading with the ball not to go foul. The ball complied, and bedlam ensued at Fenway as Fisk rounded the bases to win the game for the Red Sox 7–6.
The Red Sox lost game 7, 4–3 even though they had an early 3–0 lead. Starting pitcher Bill Lee threw a slow looping curve which he called a "Leephus pitch" or "space ball" to Reds first baseman Tony Pérez who hit the ball over the Green Monster and across the street. The Reds scored the winning run in the 9th inning. Carlton Fisk said famously about the 1975 World Series, "We won that thing 3 games to 4."
1978 pennant race
In 1978, the Red Sox and the Yankees were involved in a tight pennant race. The Yankees were games behind the Red Sox in July, and on September 10, after completing a 4-game sweep of the Red Sox (known as "The Boston Massacre"), the Yankees tied for the divisional lead.
On September 16 the Yankees held a game lead over the Red Sox, but the Sox won 11 of their next 13 games and by the final day of the season, the Yankees' magic number to win the division was one—with a win over Cleveland or a Boston loss to the Toronto Blue Jays clinching the division. However, New York lost 9–2 and Boston won 5–0, forcing a one-game playoff to be held at Fenway Park on Monday, October 2.
The most remembered moment from the game was Bucky Dent's 7th inning three-run home run in off Mike Torrez just over the Green Monster, giving the Yankees their first lead. The dejected Boston manager, Don Zimmer, gave Mr. Dent a new middle name which lives on in Boston sports lore to this day, uttering three words as the ball sailed over the left-field wall: "Bucky Fucking Dent!" Reggie Jackson provided a solo home run in the 8th that proved to be the difference in the Yankees' 5–4 win, which ended with Yastrzemski popping out to Graig Nettles in foul territory with Rick Burleson representing the tying run at third. Although Dent became a Red Sox demon, the Red Sox got retribution in 1990 when the Yankees fired Dent as their manager during a series at Fenway Park.
1986 World Series and Game Six
Carl Yastrzemski retired after the 1983 season, during which the Red Sox finished sixth in the seven-team AL East, posting their worst record since 1966.
However, in 1986, it appeared that the team's fortunes were about to change. The offense had remained strong with Jim Rice, Dwight Evans, Don Baylor and Wade Boggs. Roger Clemens led the pitching staff, going 24–4 with a 2.48 ERA, and had a 20-strikeout game to win both the American League Cy Young and Most Valuable Player awards. Clemens became the first starting pitcher to win both awards since Vida Blue in 1971. Despite spending a month and a half on the disabled list in the middle of the season, left-hander Bruce Hurst went 13–8, striking out 167 and pitching four shutout games. Boston sportswriters that season compared Clemens and Hurst to Don Drysdale and Sandy Koufax from the 1960s Los Angeles Dodgers.
The Red Sox won the AL East for the first time in 11 seasons, and faced the California Angels in the ALCS. The teams split the first two games in Boston, but the Angels won the next two home games, taking a 3–1 lead in the series. With the Angels poised to win the series, the Red Sox trailed 5–2 heading into the ninth inning of Game 5. A two-run homer by Baylor cut the lead to one. With two outs and a runner on, and one strike away from elimination, Dave Henderson homered off Donnie Moore to put Boston up 6–5. Although the Angels tied the game in the bottom of the ninth, the Red Sox won in the 11th on a Henderson sacrifice fly off Moore. The Red Sox then found themselves with six- and seven-run wins at Fenway Park in Games 6 and 7 to win the American League title.
The Red Sox faced a heavily favored New York Mets team that had won 108 games in the regular season in the 1986 World Series. Boston won the first two games in Shea Stadium but lost the next two at Fenway, knotting the series at 2 games apiece. After Bruce Hurst recorded his second victory of the series in Game 5, the Red Sox returned to Shea Stadium looking to garner their first championship in 68 years. However, Game 6 became one of the most devastating losses in club history. After pitching seven strong innings, Clemens was lifted from the game with a 3–2 lead. Years later, Manager John McNamara said Clemens was suffering from a blister and asked to be taken out of the game, a claim Clemens denied. The Mets then scored a run off reliever and former Met Calvin Schiraldi to tie the score 3–3. The game went to extra innings, where the Red Sox took a 5–3 lead in the top of the 10th on a solo home run by Henderson, a double by Boggs and an RBI single by second baseman Marty Barrett.
After recording two outs in the bottom of the 10th, a graphic appeared on the NBC telecast hailing Barrett as the Player of the Game and Bruce Hurst as Most Valuable Player of the World Series. A message even appeared briefly on the Shea Stadium scoreboard congratulating the Red Sox as world champions. After so many years of abject frustration, Red Sox fans around the world could taste victory. With the count at two balls and one strike, Mets catcher Gary Carter hit a single. It was followed by singles by Kevin Mitchell and Ray Knight. With Mookie Wilson batting, a wild pitch by Bob Stanley tied the game at 5. Wilson then hit a slow ground ball to first; the ball rolled through Bill Buckner's legs, allowing Knight to score the winning run from second.
While Buckner was singled out as responsible for the loss, many observers—as well as both Wilson and Buckner—have noted that even if Buckner had fielded the ball cleanly, the speedy Wilson probably would have still been safe, leaving the game-winning run at third with two out.
Many observers questioned why Buckner was in the game at that point considering he had bad knees and that Dave Stapleton had come in as a late-inning defensive replacement in prior series games. It appeared as though McNamara was trying to reward Buckner for his long and illustrious career by leaving him in the game. After falling behind 3–0, the Mets then won Game 7, concluding the devastating collapse and feeding the myth that the Red Sox were "cursed."
This World Series loss had a strange twist: Red Sox General Manager Lou Gorman was vice-president, player personnel, of the Mets from 1980 to 1983. Working under Mets' GM Frank Cashen, with whom Gorman served with the Orioles, he helped lay the foundation for the Mets' championship.
1988–1991: Morgan Magic
The Red Sox returned to the postseason in 1988. With the club in fourth place midway through the 1988 season at the All-Star break, manager John McNamara was fired and replaced by Walpole resident and longtime minor-league manager Joe Morgan on July 15. The club immediately won 12 games in a row, and 19 of 20 overall, to surge to the AL East title in what was called Morgan Magic. But the magic was short-lived, as the team was swept by the Oakland Athletics in the ALCS. The Most Valuable Player of that Series was former Red Sox pitcher and Baseball Hall of Fame player Dennis Eckersley, who saved all four wins for Oakland. Two years later, in 1990, the Red Sox again won the division and face the Athletics in the ALCS. However, the outcome was the same, with the A's sweeping the ALCS in four straight.
In 1990, Yankees fans started to chant "1918!" to taunt the Red Sox. The demeaning chant echoed at Yankee Stadium each time the Red Sox were there. Also, Fenway Park became the scene of Bucky Dent's worst moment as a manager, although it was where he had his greatest triumph. In June, when the Red Sox swept the Yankees during a four-game series at Fenway Park, the Yankees fired Dent as their manager. Red Sox fans felt retribution to Dent being fired on their field, but the Yankees used him as a scapegoat. However, Dan Shaughnessy of The Boston Globe severely criticized Yankees owner George Steinbrenner for firing Dent—his 18th managerial change in as many years since becoming owner—in Boston and said he should "have waited until the Yankees got to Baltimore" to fire Dent. He said that "if Dent had been fired in Seattle or Milwaukee, this would have been just another event in an endless line of George's jettisons. But it happened in Boston and the nightly news had its hook." "The firing was only special because ... it's the first time a Yankee manager—who was also a Red Sox demon—was purged on the ancient Indian burial grounds of the Back Bay." However, Bill Pennington called the firing of Dent "merciless."
1992–2001: Mixed results
Tom Yawkey died in 1976, and his wife Jean R. Yawkey took control of the team until her death in 1992. Their initials are shown in two stripes on the left field wall in Morse code. Upon Jean's death, control of the team passed to the Yawkey Trust, led by John Harrington. The trust sold the team in 2002, concluding 70 years of Yawkey ownership.
In 1994, General Manager Lou Gorman was replaced by Dan Duquette, a Massachusetts native who had worked for the Montreal Expos. Duquette revived the team's farm system, which during his tenure produced players such as Nomar Garciaparra, Carl Pavano and David Eckstein. Duquette also spent money on free agents, notably an 8-year, $160 million deal for Manny Ramírez after the 2000 season.
The Red Sox won the newly realigned American League East in 1995, finishing seven games ahead of the Yankees. However, they were swept in three games in the ALDS by the Cleveland Indians. Their postseason losing streak reached 13 straight games, dating back to the 1986 World Series.
Roger Clemens tied his major league record by fanning 20 Detroit Tigers on September 18, 1996, in one of his final appearances in a Red Sox uniform. After Clemens had turned 30 and then had four seasons, 1993–96, which were by his standards mediocre at best, Duquette said the pitcher was entering "the twilight of his career". Clemens went on to pitch well for another ten years and win four more Cy Young Awards.
Out of contention in 1997, the team traded closer Heathcliff Slocumb to Seattle for catching prospect Jason Varitek and right-handed pitcher Derek Lowe. Prior to the start of the 1998 season, the Red Sox dealt pitchers Tony Armas Jr. and Carl Pavano to the Montreal Expos for pitcher Pedro Martínez. Martínez became the anchor of the team's pitching staff and turned in several outstanding seasons. In 1998, the team won the American League Wild Card but again lost the American League Division Series to the Indians.
In 1999, Duquette called Fenway Park "economically obsolete" and, along with Red Sox ownership, led a push for a new stadium.
On the field, the 1999 Red Sox were finally able to overturn their fortunes against the Indians in the American League Division Series. Cleveland took a 2–0 series lead, but Boston won the next three games behind strong pitching by Derek Lowe, Pedro Martínez and his brother Ramón Martínez. Game 4's 23–7 win by the Red Sox was the highest-scoring playoff game in major league history. Game 5 began with the Indians taking a 5–2 lead after two innings, but Pedro Martínez, nursing a shoulder injury, came on in the fourth inning and pitched six innings without allowing a hit while the team's offense rallied for a 12–8 win behind two home runs and seven runs batted in from outfielder Troy O'Leary. After the ALDS victory, the Red Sox lost the American League Championship Series to the Yankees, four games to one. The one bright spot was a lopsided win for the Red Sox in the much-hyped Martinez-Clemens game.
2002–present: John Henry era
2002–03
In 2002, the Red Sox were sold by Yawkey trustee and president Harrington to New England Sports Ventures, a consortium headed by principal owner John Henry. Tom Werner served as executive chairman, Larry Lucchino served as president and CEO, and serving as vice-chairman was Les Otten. Dan Duquette was fired as GM of the club on February 28, with former Angels GM Mike Port taking the helm for the 2002 season. A week later, manager Joe Kerrigan was fired and was replaced by Grady Little.
While nearly all offseason moves were made under Duquette, such as signing outfielder Johnny Damon away from the Oakland Athletics, the new ownership made additions such as outfielder Cliff Floyd and relief pitcher Alan Embree. Nomar Garciaparra, Manny Ramírez, and Floyd all hit well, while Pedro Martínez put up his usual outstanding numbers. Derek Lowe, newly converted into a starter, won 20 games—becoming the first player to save 20 games and win 20 games in back-to-back seasons.
After failing to reach the playoffs, Port was replaced by Yale University graduate Theo Epstein. Epstein, raised in Brookline, Massachusetts, and just 28 at the time of his hiring, became the youngest general manager in MLB history.
The 2003 team was known as the "Cowboy Up" team, a nickname derived from first baseman Kevin Millar's challenge to his teammates to show more determination. In the 2003 American League Division Series, the Red Sox rallied from a 0–2 series deficit against the Athletics to win the best-of-five series. Derek Lowe returned to his former relief pitching role to save Game 5, a 4–3 victory. The team then faced the Yankees in the 2003 American League Championship Series. In Game 7, Boston led 5–2 in the eighth inning, but Pedro Martínez allowed three runs to tie the game. The Red Sox could not score off Mariano Rivera over the last three innings and eventually lost the game 6–5 when Yankee third baseman Aaron Boone hit a solo home run off Tim Wakefield. Some placed the blame for the loss on manager Grady Little for failing to remove starting pitcher Martínez in the 8th inning after some observers believe he began to show signs of tiring. It was stated by Epstein that the decision to not renew Little's contract was "made on a body of work after careful contemplation of the big picture...did not depend on any one decision in any one postseason game." Boston would hire former Philadelphia Phillies manager Terry Francona to manage the 2004 season.
"The Idiots": 2004 World Series Championship
During the 2003–04 offseason, the Red Sox acquired another ace pitcher, Curt Schilling, and a closer, Keith Foulke. Due to some midseason struggles with injuries, management shook up the team at the July 31 trading deadline as part of a four-team trade. The Red Sox traded the team's popular, yet oft-injured, shortstop Nomar Garciaparra and outfielder Matt Murton to the Chicago Cubs, and received first baseman Doug Mientkiewicz from the Minnesota Twins, and shortstop Orlando Cabrera from the Montreal Expos. In a separate transaction, the Red Sox acquired center fielder Dave Roberts from the Los Angeles Dodgers. Following the trades, the club won 22 out of 25 games and qualified for the playoffs as the AL Wild Card. Players and fans affectionately referred to the players as "the Idiots", a term coined by Damon and Millar during the playoff push to describe the team's eclectic roster and devil-may-care attitude toward their supposed "curse."
Boston began the postseason by sweeping the AL West champion Anaheim Angels in the ALDS. In the third game of the series, David Ortiz hit a walk-off two-run homer in the 10th inning to win the game and the series to advance to a rematch of the previous year's ALCS in the ALCS against the Yankees. The ALCS started very poorly for the Red Sox, as they lost the first three games (including a crushing 19–8 home loss in game 3). In Game 4, the Red Sox found themselves facing elimination, trailing 4–3 in the ninth with Mariano Rivera in to close for the Yankees. After Rivera issued a walk to Millar, Roberts came on to pinch run and promptly stole second base. He then scored on an RBI single by Bill Mueller, sending the game into extra innings. The Red Sox went on to win the game 6–4 on a two-run home run by Ortiz in the 12th inning. The odds were still very much against the Sox in the series, but Ortiz also made the walk-off hit in the 14th inning of Game 5. The comeback continued with a victory from an injured Schilling in Game 6. Three sutures being used to stabilize the tendon in Schilling's right ankle bled throughout the game, famously making his sock appear bloody red. With it, Boston became the first team in MLB history to force a series-deciding Game 7 after trailing 3–0 in games. The Red Sox completed their historic comeback in Game 7 with a 10–3 victory over the Yankees. Ortiz began the scoring with a two-run homer. Along with his game-winning runs batted in during games 4 and 5, he was named ALCS Most Valuable Player. The Red Sox joined the 1942 Toronto Maple Leafs and the 1975 New York Islanders as the only North American professional sports teams in history at the time to win a best-of-seven games series after being down 3–0. (The 2010 Philadelphia Flyers and the 2014 Los Angeles Kings would later accomplish the feat).
The Red Sox swept the St. Louis Cardinals in the 2004 World Series. The Red Sox never trailed throughout the series; Mark Bellhorn hit a game-winning home run off Pesky's Pole in game 1, and Schilling pitched another bloodied-sock victory in game 2, followed by similarly masterful pitching performances by Martinez and Derek Lowe. It was the Red Sox' first championship in 86 years. Manny Ramírez was named World Series MVP. To add a final, surreal touch to Boston's championship season, on the night of Game 4 a total lunar eclipse colored the moon red over Busch Stadium. The Red Sox earned many accolades from the sports media and throughout the nation for their season, such as in December, when Sports Illustrated named the Boston Red Sox the 2004 Sportsmen of the Year.
2007: World Series Championship
The 2005 AL East was decided on the last weekend of the season, with the Yankees coming to Fenway Park with a one-game lead in the standings. The Red Sox won two of the three games to finish the season with the same record as the Yankees, 95–67. However, a playoff was not needed, as the loser of such a playoff would still make the playoffs as a wild card team. As the Yankees had won the season series, they were awarded the division title, and the Red Sox competed in the playoffs as the wild card team. Boston failed to defend their championship, and was swept in three games by the eventual 2005 World Series champion Chicago White Sox in the first round of the playoffs. In 2006 David Ortiz broke Jimmie Foxx's single-season Red Sox home run record by hitting 54 homers. However, Boston failed to make the playoffs after compiling a 9–21 record in the month of August due to several injuries in the club's roster.
Theo Epstein's first step toward restocking the team for 2007 was to pursue one of the most anticipated acquisitions in baseball history. On November 14, MLB announced that Boston had won the bid for the rights to negotiate a contract with Japanese Nippon Professional Baseball superstar pitcher Daisuke Matsuzaka. Boston placed a bid of $51.1 million to negotiate with Matsuzaka and completed a 6-year, $52 million contract after they were announced as the winning bid.
The Red Sox moved into first place in the AL East by mid-April and never relinquished their division lead. Initially, rookie second baseman Dustin Pedroia under-performed, hitting below .200 in April. Manager Terry Francona refused to bench him and his patience paid off as Pedroia eventually won the AL Rookie of the Year Award for his performance that season, which included 165 hits and a .317 batting average. On the mound, Josh Beckett emerged as the ace of the staff with his first 20-win season, as fellow starting pitchers Schilling, Matsuzaka, Wakefield and Julián Tavárez all struggled at times. Relief pitcher Hideki Okajima, another recent arrival from the NPB, posted an ERA of 0.88 through the first half and was selected for the All-Star Game. Okajima finished the season with a 2.22 ERA and 5 saves, emerging as one of baseball's top relievers. Minor league call-up Clay Buchholz provided a spark on September 1 by pitching a no-hitter in his second career start. The Red Sox captured their first AL East title since 1995.
The Red Sox swept the Angels in the ALDS. Facing the Cleveland Indians in the ALCS, the Red Sox fell in games 2, 3, and 4 before Beckett picked up his second victory of the series in game 5, starting a comeback. The Red Sox captured their twelfth American League pennant by outscoring the Indians 30–5 over the final three games. The Red Sox faced the Colorado Rockies in the 2007 World Series, and swept the Rockies in four games. In Game 4, Wakefield gave up his spot in the rotation to a recovered Jon Lester, who gave the Red Sox an impressive start, pitching shutout innings. Key home runs late in the game by third baseman Mike Lowell and pinch-hitter Bobby Kielty secured the Red Sox' second title in four years, as Lowell was named Most Valuable Player in the World Series.
2008–2012: Injuries and collapses
The Red Sox began their season by participating in the third opening day game in MLB history to be played in Japan, where they defeated the Oakland A's in the Tokyo Dome. On May 19, Jon Lester threw the 18th no-hitter in team history, defeating the Kansas City Royals 7–0. Down the stretch, outfielder Manny Ramirez became embroiled in controversy surrounding public incidents with fellow players and other team employees, as well as criticism of ownership and not playing, which some claimed was due to laziness and nonexistent injuries. The front office decided to move the disgruntled outfielder at the July 31 trade deadline, shipping him to the Dodgers in a three-way deal with the Pittsburgh Pirates that landed them Jason Bay to replace him in left field. With Ramirez gone, and Bay providing a new spark in the lineup, the Red Sox improved vastly and made the playoffs as the AL Wild Card. The Red Sox defeated the Angels in the 2008 ALDS three games to one. The Red Sox then took on their AL East rivals the Tampa Bay Rays in the ALCS. Down three games to one in the 5th game of the ALCS, Boston mounted a comeback from trailing 7–0 in the 7th inning to win 8–7. They tied the series at three games apiece with a Game 6 victory before losing Game 7, 3–1, thus becoming the eighth team in a row since 2000 to fail to repeat as world champions.
The Red Sox returned to postseason play in 2009 but were swept in the ALDS by the Los Angeles Angels. In 2010 they placed third in the division and failed to make the playoffs. In 2011 the Red Sox collapsed, becoming the first team in MLB history to blow a 9-game lead in the division heading into September, as they went 7–20 in the final month and failed again to make the playoffs. In December 2011, Bobby Valentine was hired as a new manager. The 2012 season marked the centennial of Fenway Park, and on April 20, past and present Red Sox players and coaches assembled to celebrate the park's anniversary. However, the collapse that they endured in September 2011 carried over into the season. The Red Sox struggled throughout the season due to injuries, inconsistent play, and off-field news. They finished 69–93 for their first losing season since 1997, and their worst season since 1965.
Boston Strong: 2013 World Series Champions
Boston, which finished last in the American League East with a 69–93 record in 2012 (26 games behind the Yankees), became the 11th team in major league history to go from worst in the division to first the next season when it clinched the A.L. East division title on September 20, 2013. Many credit the team's turnaround with the hiring of manager John Farrell, the former Red Sox pitching coach under Terry Francona from 2007 to 2010. As a former member of the staff, he had the respect of influential players such as Lester, Pedroia, and Ortiz. But there were other moves made in the offseason by general manager Ben Cherington who targeted "character" players to fill the team's needs. These acquisitions included veteran catcher David Ross, Jonny Gomes, Mike Napoli, and Shane Victorino. While some questioned these players as "re-treads", it was clear that Cherington was trying to move past 2011–2012 by bringing in "clubhouse players". Essential to the turnaround, however, was the pitching staff. With ace veteran John Lackey coming off Tommy John surgery and both Jon Lester and Clay Buchholz returning to their prior form, this allowed the team to rely less on their bullpen. Everything seemed in danger of collapsing, however, when both closers, Joel Hanrahan and Andrew Bailey, went down early with season-ending injuries. Farrell gave the closing job to Koji Uehara on June 21 who delivered with a 1.09 ERA and an MLB record 0.565 WHIP. On September 11, the 37-year-old right-hander set a new Red Sox record when he retired 33 straight batters. Other reasons include the trade deadline acquisition of pitcher Jake Peavy when the Red Sox were in second place in the AL East, the depth of the bench with players such as Mike Carp and rookies Jackie Bradley Jr. and Xander Bogaerts, and the re-emergence of players such as Will Middlebrooks and Daniel Nava. On September 28, 2013, the team secured home field advantage throughout the American League playoffs when their closest competition, the Oakland Athletics, lost. The next day, the team finished the season going 97–65, the best record in the American League and tied with the St. Louis Cardinals for the best record in baseball. They proceeded to defeat the St. Louis Cardinals in the 2013 World Series, four games to two. The Red Sox became the first team since the 1991 Minnesota Twins to win the World Series a year after finishing in last place, and the second overall. The 2012 Red Sox's .426 winning percentage was the lowest for a team in a season prior to a World Series championship.
Throughout the season, the Red Sox players and organization formed a close association with the city of Boston and its people in relation to the Boston Marathon bombing that occurred on April 15, 2013. On April 20, the day after the alleged bombers were captured, David Ortiz gave a pre-game speech following a ceremony honoring the victims and the local law enforcement, in which he stated, "This is our fucking city! And nobody is going to dictate our freedom! Stay strong!" For the entirety of the season, the team wore an additional arm patch that exhibited the Red Sox "B" logo and the word "Strong" within a blue circle. The team also hung up in the dugout a custom jersey that read "Boston Strong" with the number 617, representing the city of Boston's area code. On many occasions during the season, victims of the attack and law enforcement involved were given the honor of throwing the ceremonial first pitch. Following their victory in the 2013 World Series, the first one clinched at home in Fenway Park since 1918, Red Sox players Jonny Gomes and Jarrod Saltalamacchia performed a ceremony during the team's traditional duck boat victory parade, in which they placed the World Series trophy and the custom 617 jersey on the Boston Marathon finish line on Boylston Street, followed by a moment of silence and the singing of "God Bless America". This ceremony helped the city "reclaim" its spirit that was lost after the bombing. Overall, the Red Sox team and organization played a role in the healing process after the tragedy, owing to the team's unifying effect on the city.
2014–2017
Following the 2013 championship, the team finished last in the AL East during 2014 with a record of 71–91, and again in 2015 with a record of 78–84. On September 12, 2015, David Ortiz hit his 500th career home run off Matt Moore in Tropicana Field becoming the 27th player in MLB history to achieve that prestigious milestone; in November 2015, Ortiz announced that the 2016 season was to be his last.
The Red Sox had a record of 93–69 and won their division in 2016, with six American League All-Stars, the AL Cy Young Award winner in Rick Porcello, and the runner-up for the AL Most Valuable Player Award, Mookie Betts. Rookie Andrew Benintendi established himself in the Red Sox outfield, and Steven Wright emerged as one of the year's biggest surprises. The Red Sox grabbed the lead in the AL East early and held on to it throughout the year, which included many teams honoring Ortiz throughout the season. Despite the success, the team lost five of their last six games of the regular season and were swept in the ALDS by the eventual American League Champion Cleveland Indians. The Red Sox once again finished with a record of 93–69 in 2017 and repeated as division champions. The team went 5–5 in their last ten regular-season games and were eliminated by the Houston Astros in the ALDS in four games. The Red Sox subsequently fired their manager, John Farrell, and hired Alex Cora, signing him to a three-year deal.
"Damage done": 2018 World Series Championship
The Red Sox finished with a record, winning the American League East division title for the third consecutive season, eight games ahead of the second-place New York Yankees, and were the first team to clinch a berth in the 2018 postseason. The Red Sox surpassed the 100-win mark for the first time since 1946, broke the franchise record of 105 wins that had been set in 1912, and won the most games of any MLB team since the 2001 Seattle Mariners won 116. The 2018 Red Sox were led by All-Stars Mookie Betts, J. D. Martinez, Chris Sale, and Craig Kimbrel. Betts led baseball in batting average and slugging percentage, while Martinez led in runs batted in. Sale tossed only 158 innings due to a shoulder injury late in the year, but was otherwise superb, posting a 2.11 earned run average to go along with 237 strikeouts. Kimbrel saved 42 games and struck out 96 batters.
The Red Sox entered the postseason as the top seed in the American League, and defeated the New York Yankees (100–62) in four games in the Division Series. Next, they defeated the defending champion Houston Astros (103–59) in five games in the League Championship Series. Boston then defeated the Los Angeles Dodgers (92–71) in five games in the World Series, for the team's fourth championship in 15 years and ninth in franchise history. The team's motto during the season, "do damage", became "damage done" upon their victory.
Based on these exploits, the team is considered the best MLB team of the 2010s, one of the best Red Sox teams ever, and one of the best baseball teams since the 1998 New York Yankees.
2019–present: Decline and Struggles
Despite retaining most players from the 2018 championship team, the 2019 Red Sox won 24 fewer games, finishing third in the division and missing the playoffs for the first time since 2015. President of Baseball Operations Dave Dombrowski was dismissed following a September loss to the Yankees. On October 28, the Red Sox hired Chaim Bloom as his replacement on a five-year contract, with the title of Chief Baseball Officer.
On January 7, 2020, it was reported in The Athletic that the Red Sox had used their video replay room to steal signs during their 2018 season. On January 15, the Red Sox and manager Alex Cora agreed to mutually part ways after he was named in MLB's report about the Houston Astros sign stealing scandal, which occurred during his tenure as bench coach with the 2017 Astros. Ron Roenicke was subsequently named Boston's interim manager. On February 10, a trade of Mookie Betts and David Price to the Los Angeles Dodgers was made official, in a move seen as a salary dump by analysts, although denied by Red Sox executives. In March, the start of the MLB season was indefinitely postponed, due to the COVID-19 pandemic. In April, MLB's investigation into 2018 sign-stealing resulted in a finding of improper actions by the team's replay operator, who as a result was suspended for the 2020 season, and the team forfeited their second-round selection in the 2020 MLB draft. The "interim" tag was subsequently removed from Roenicke's title. The team struggled throughout their abbreviated 60-game regular season, contested July 24 through September 27, finishing in last place in the AL East division, with a record of 24–36. Prior to the final regular season game, management announced that Roenicke would not return as manager for the 2021 season.
Alex Cora returned as manager for the 2021 season, with the team finishing at 92–70 and qualifying for the postseason as the fourth seed in the AL. The Red Sox defeated the Yankees in the AL Wild Card Game, and defeated the Rays in the Division Series, but were eliminated by the Astros in the League Championship Series. The 2022 season was much less successful, with the team finishing in last place within their division with a 78–84 record, the first losing record for the team in a 162-game season since 2015.
Bloom was fired on September 14, 2023. His replacement, Craig Breslow, an executive with the Chicago Cubs and former pitcher for the Red Sox, was hired on October 25, 2023.
Awards
For major MLB awards, voted by the Baseball Writers' Association of America (BBWAA), Red Sox players have won the MVP Award 12 times, most recently by Mookie Betts in 2018; the Cy Young Award seven times, most recently by Rick Porcello in 2016; Rookie of the Year six times, most recently by Dustin Pedroia in 2007; and Manager of the Year twice, most recently by Jimy Williams in 1999.
Roster
Regular season home attendance
Fenway Park
Due to the COVID-19 pandemic, the 2020 season was contested behind closed doors, and some 2021 games were contested with limited attendance per local ordinances.
Source:
Uniforms
Spring training
The franchise's first spring training was held in Charlottesville, Virginia, in 1901, when the team was known as the Boston Americans. Since 1993, the city of Fort Myers, Florida, has hosted Boston's spring training, first at City of Palms Park, and since 2012 at JetBlue Park at Fenway South.
JetBlue Park
In October 2008, the Lee County, Florida, Board of Commissioners approved an agreement with the Red Sox to build a new spring training facility for the team. In November 2008, the Red Sox signed an agreement with Lee County intended to keep their spring training home in the Fort Myers area for 30 more years. In April 2009, the Red Sox announced that the new stadium would be located on a lot north of Southwest Florida International Airport. In March 2011, the team and JetBlue Airlines officials announced that the new field would be named JetBlue Park at Fenway South.
JetBlue Park opened in March 2012. Many characteristics of the stadium have been taken from Fenway Park, including a Green Monster wall in left field. Included in the wall is a restored version of the manual scoreboard that was housed at Fenway for almost 30 years, beginning in the 1970s. The field dimensions are identical to those at Fenway.
Truck Day
The unofficial beginning of the spring training season for the Red Sox is Truck Day, the day a tractor-trailer filled with equipment leaves Fenway Park bound for the team's spring training facility in Florida. 2021's Truck Day was February 8.
Rivalries
New York Yankees
The Red Sox and New York Yankees have been rivals for more than 100 years. The rivalry is often considered one of the oldest, fiercest and most famous rivalries in professional sports.
The rivalry is often a heated subject of conversation in the Northeastern United States. Since the inception of the wild card team and an added Division Series, every postseason except for 2014 and 2023 has featured one or both of the American League East rivals. The two teams have squared off in the American League Championship Series (ALCS) three times, with the Yankees winning in 1999 and 2003 and the Sox winning in 2004. The teams have faced off in one American League Division Series (ALDS); 2018, won by the Red Sox in four games. The teams have played one American League Wild Card Game on October 5, 2021, which the Red Sox won as well.
The teams have twice met in the last regular-season series to decide the league title, in 1904 (which the Red Sox won) and 1949 (which the Yankees won). The teams also finished tied for first in 1978, when the Yankees won a high-profile one-game playoff for the division title. The 1978 division race is memorable for the Red Sox having held a 14-game lead over the Yankees more than halfway through the season. In 2003, The Red Sox lost in Game 7 of the ALCS on Aaron Boone's walk-off home run. Similarly, the 2004 ALCS is notable for the Yankees leading 3 games to 0 and ultimately losing the best-of-seven series. The Red Sox comeback was the first time in major league history that a team came back from an 0–3 deficit to win a series.
The rivalry is often termed "the best" and "greatest rivalry in all of sports." Games between the two teams often generate a great deal of interest and get extensive media coverage, including being broadcast on national television.
Tampa Bay Rays
The rivalry between Boston and the Tampa Bay Rays developed in the late 2000s, after the two clubs had their first postseason meeting in the 2008 ALCS. Since then, both teams have won the American League East division a combined seven times. While the rivalry is more recent than Sox' rivalry with the Yankees, it has been called one of the most competitive in modern baseball.
The teams have met three times in the MLB postseason, with the Rays winning the 2008 ALCS and the Red Sox winning the 2013 ALDS and 2021 ALDS.
Radio and television
The flagship radio station of the Red Sox is WEEI-FM 93.7. Joe Castiglione has broadcast Red Sox games since 1983 (initially assisting Ken Coleman) and has been the lead play-by-play announcer since 1993. Tim Neverett worked with him from 2016 through 2018, but in 2019, WEEI opted for a more conversational format with a variety of commentators (see the above link) alongside Castiglione. Former Red Sox player Lou Merloni has provided color commentary since 2013. Castiglione's predecessors include Curt Gowdy and Ned Martin. He has also worked with play-by-play veterans Bob Starr and Jerry Trupiano. Many stations throughout New England and beyond carry the broadcasts.
All Red Sox telecasts not shown nationally are available on New England Sports Network (NESN), with Dave O'Brien calling play-by-play, and Kevin Youkilis, Kevin Millar and Will Middlebrooks splitting color commentary duties. Jerry Remy, a former Red Sox second baseman, served as color analyst from 1988 up until his death in 2021. Remy had lung cancer, and would at times step away from broadcasting duties to focus on his health. Former Red Sox pitcher Dennis Eckersley, a former Red Sox pitcher, worked as a color commentator for NESN until his retirement following the 2022 season. Several local television stations, including the original WHDH-TV, WNAC-TV (now the current WHDH), WBZ-TV, WSBK-TV, WLVI, WABU, and WFXT, broadcast Red Sox games prior to 2006, when NESN became the exclusive home of the team.
Music
The integration of music into the culture of the Red Sox dates back to the Americans era, which saw the first use of the popular 1902 showtune Tessie as a rallying cry by fans. The tune saw a resurgence in popularity when a new version by Boston area band The Dropkick Murphys was featured in the 2005 film Fever Pitch, which tells the story of an obsessive Red Sox fan. The song is frequently played after home wins and inspired the name of Red Sox mascot Wally the Green Monster's "sister" Tessie. Their song "I'm Shipping Up to Boston" was used to signify the entrance of Boston's closing pitcher.
Another song associated with the team and its fanbase is Neil Diamond's 1969 single "Sweet Caroline". The song was first introduced to Fenway Park in 1997. By 2002, its play had been established as a nightly occurrence. It continues to be played at every home game during the 8th inning, sung along to by those in attendance. In 2007, Diamond revealed that the song was written for Caroline Kennedy, American diplomat and daughter of Boston icon President John F. Kennedy. Caroline Kennedy's great-grandfather, John F. Fitzgerald, threw Fenway Park's first-ever ceremonial opening pitch on April 20, 1912. When Diamond was named a Kennedy Center Honors recipient in 2011, Red Sox executive assistant Claire Durant arranged for 80 Red Sox fans to travel to Washington for the ceremony, which culminated in them singing the song behind Smokey Robinson onstage.
Retired numbers
Previously, the Red Sox published three official requirements for a player to have his number retired on their website and in their annual media guides. The requirements were as follows:
Election to the National Baseball Hall of Fame
At least 10 years played with the Red Sox
Finished his career with the club.
These requirements were reconsidered after the election of Carlton Fisk to the Hall of Fame in 2000; who met the first two requirements but played the second half of his career with the Chicago White Sox. As a means of meeting the criteria, then-GM Dan Duquette hired Fisk for one day as a special assistant, which allowed Fisk to technically finish his career with the Red Sox.
In 2008, the Red Sox made an "exception" by retiring number 6 for Johnny Pesky. Pesky neither spent ten years as a player nor was elected to the Baseball Hall of Fame; however, Red Sox ownership cited "... his versatility of his contributions—on the field, off the field, [and] in the dugout ...", including as a manager, scout, and special instructor and decided that the honor had been well-earned. Pesky spent 57 years with the Red Sox organization; as a minor league player (1940–1941), major league player (1942, 1946–1952), minor league manager (1961–1962, 1990), major league manager (1963–1964, 1980), broadcaster (1969–1974), major league coach (1975–1984), and as a special instructor and assistant general manager (1985–2012).
In 2015, the Red Sox chose to forgo the official criteria and retire Pedro Martínez' number 45. Martínez only spent seven of his 18 seasons in Boston. In justifying the number's retirement, Red Sox principal owner John Henry stated, "To be elected into the Baseball Hall of Fame upon his first year of eligibility speaks volumes regarding Pedro's outstanding career, and is a testament to the respect and admiration so many in baseball have for him." After announcing Martínez's number retirement, the official criteria no longer appeared on the team website nor future media guides.
In 2017, less than eight months after he played the final game of his illustrious career, David Ortiz had his number 34 retired by the Red Sox. Ortiz was elected to the Hall of Fame in his first year of eligibility in 2022. To date, Ortiz is the only Red Sox player to have been on the active playoff roster of three World Series championship teams (2004, 2007, 2013) since the issuance of jersey numbers starting in 1931.
The number 42 was officially retired by Major League Baseball in 1997, but Mo Vaughn was one of a handful of players to continue wearing number 42 due to a grandfather clause. He last wore it for the team in 1998. In commemoration of Jackie Robinson Day, MLB invited players to wear the number 42 for games played on April 15, Coco Crisp (CF), David Ortiz (DH), and DeMarlo Hale (Coach) did that in 2007 and again in 2008. Starting in 2009, MLB had all uniformed players for all teams wear number 42 for Jackie Robinson Day.
While not officially retired, the Red Sox have not issued several numbers since the departure of prominent figures who wore them, specifically:
15 – Dustin Pedroia 2B (MLB 2006–2019; all with Boston)
21 – Roger Clemens RHP (MLB 1984–2007; Boston 1984–1996)
33 – Jason Varitek C (MLB 1997–2011; all with Boston). Varitek reclaimed his #33 when he became a coach in 2021.
49 – Tim Wakefield RHP (MLB 1992–1993, 1995–2011; Boston 1995–2011)
There has also been debate in Boston media circles and among fans about the potential retiring of Tony Conigliaro's number 25. Nonetheless, since Conigliaro's last full season in Boston, 1970, the number has never been taken out of circulation and issued to multiple players—notably Troy O'Leary from 1995 to 2001—along with coach Dwight Evans in 2002 and manager Bobby Valentine in 2012.
Until the late 1990s, the numbers originally hung on the right-field facade in the order in which they were retired: 9–4–1–8. It was pointed out that the numbers, when read as a date (9/4/18), marked the eve of the first game of the 1918 World Series, the last championship series that the Red Sox won before 2004. After the facade was repainted, the numbers were rearranged in numerical order. In 2012, the numbers were rearranged again in chronological order of retirement (9, 4, 1, 8, 27, 6, 14) followed by Robinson's 42. As additional numbers were retired, Robinson's 42 was moved to the right so it remains the right-most number hanging.
Baseball Hall of Famers
Ford C. Frick Award recipients
BBWAA Career Excellence Award recipients
Several baseball writers, professionally based in Boston while writing about the Red Sox, have been recipients of the BBWAA Career Excellence Award (formerly the J. G. Taylor Spink Award), given for "meritorious contributions to baseball writing". Each of these writers spent at least part of their career with The Boston Globe.
Boston Red Sox Hall of Fame
Since 1995, the team has maintained its own hall of fame, recognizing distinguished careers of former uniformed and non-uniformed team personnel. Red Sox personnel inducted to the National Baseball Hall of Fame are automatically inducted to the team's hall of fame. Other honorees are chosen via a 15-member selection committee.
Minor league affiliations
As of the 2021 season, Boston's farm system consists of six minor league affiliates, fielding seven minor league teams (the Red Sox have two teams in the Dominican Summer League).
Other notable seasons and team records
Nomar Garciaparra hit .372 in 2000, the club record for a right-handed hitter.
David Ortiz set the franchise record for home runs in a season with 54 in 2006, surpassing Jimmie Foxx's record of 50 home runs set in 1938.
On April 22, 2007, Manny Ramírez, J. D. Drew, Mike Lowell, and Jason Varitek hit four consecutive home runs in the 3rd inning off 10 pitches from Chase Wright of the New York Yankees in his second Major League start and his fourth above Single-A ball. This was the fifth time in Major League history, and the first time in Red Sox history this feat has occurred. Notable is that J. D. Drew had previously contributed to a four consecutive home run sequence on September 18, 2006 (coincidentally also the second batter in the sequence) while with the Los Angeles Dodgers. Additionally, then-Red Sox manager Terry Francona's father, Tito Francona, also was a part of such a four consecutive home run sequence for the Cleveland Indians in 1963.
The overall regular-season winning percentage since club inception in 1901 is .519, a record of 9,605–8,912 for games played through July 30, 2020.
On September 1, 2007, Clay Buchholz no-hit the Baltimore Orioles in his second Major League start. He is the first Red Sox rookie and 17th Red Sox pitcher to throw a no-hitter.
On September 22, 2007, with a victory over the Tampa Bay Devil Rays, the Red Sox clinched a spot in the postseason for the fourth time in five years, the first time in club history this has happened. Also, with this postseason berth, manager Terry Francona becomes the first manager in team history to lead the club to three playoff appearances.
Between May 15, 2003, and April 10, 2013, the Red Sox sold out every home game. The 820-game streak is a record for all major American sports, narrowly passing the Portland Trail Blazers record of 814 between 1977 and 1995. The previous major league baseball record had been held by the Cleveland Indians, who sold out 455 games between June 12, 1995, and April 2, 2001. That is: a sellout only covers ticket sales, not spectators in physical seats.)
On May 21, 2011, the Red Sox played against the Chicago Cubs at Fenway Park for the first time since the 1918 World Series (they had faced each other at Chicago's Wrigley Field in 2005). Both teams wore uniforms that matched the style worn in 1918.
In 2016, David Ortiz set all-time records for most home runs and runs batted in in a player's final MLB season. Ortiz finished the season with 38 homers, which surpassed Dave Kingman's 35 in 1986, and 127 runs batted in, which surpassed Shoeless Joe Jackson's 123 in 1920.
The Red Sox set a team record for wins in a regular season with 108 in 2018, surpassing the 106-year-old record of 105 wins set in 1912. Including playoffs, the Red Sox won a total of 119 games, the third most total wins in an MLB season.
On October 8, 2018, Brock Holt became the first player in MLB history to hit for the cycle in the postseason, doing so in a 16–1 win over the New York Yankees in Game 3 of the 2018 American League Division Series.
See also
General information
History of the Boston Red Sox
Red Sox Nation
Tony Conigliaro Award
The Jimmy Fund
Sports in Massachusetts
Sports in Boston
Lists
Boston Red Sox all-time roster
List of Boston Red Sox award winners
List of Boston Red Sox coaches
List of Boston Red Sox managers
List of Boston Red Sox seasons
List of Boston Red Sox team records
List of Major League Baseball franchise postseason streaks
Media
Game 6 – a film covering the team's ultimately unsuccessful 1986 World Series championship run
Red Sox Rule – a 2008 book written by Michael Holley
Notes
References
External links
Season-by-Season Records
Boston Red Sox Video at ESPN Video Archive
1901 establishments in Massachusetts
Baseball teams established in 1901
Red Sox
Grapefruit League
Laureus World Sports Awards winners
Major League Baseball teams
Professional baseball teams in Massachusetts |
4340 | https://en.wikipedia.org/wiki/Baltimore%20Orioles | Baltimore Orioles | The Baltimore Orioles (also known as the O's) are an American professional baseball team based in Baltimore, Maryland. The Orioles compete in Major League Baseball (MLB) as a member of the American League (AL) East division. As one of the American League's eight charter teams in 1901, the franchise spent its first year as a major league club in Milwaukee as the Milwaukee Brewers before moving to St. Louis to become the St. Louis Browns in 1902. After 52 years in St. Louis, the franchise was purchased in 1953 by a syndicate of Baltimore business and civic interests led by attorney and civic activist Clarence Miles and Mayor Thomas D'Alesandro Jr. The team's current owner is American trial lawyer Peter Angelos. The Orioles' home ballpark is Oriole Park at Camden Yards, which opened in 1992 in downtown Baltimore.
The oriole is the official state bird of Maryland; the name has been used by several baseball clubs in the city, including another AL charter member franchise which moved to New York in 1903 and became the Yankees. Nicknames for the team include the "O's" and the "Birds".
The franchise's first World Series appearance came in 1944 when the Browns lost to the St. Louis Cardinals. The Orioles went on to make six World Series appearances from 1966 to 1983, winning three in 1966, 1970, and 1983. This era of the club featured several future Hall of Famers who would later be inducted representing the Orioles, such as third baseman Brooks Robinson, outfielder Frank Robinson, starting pitcher Jim Palmer, first baseman Eddie Murray, shortstop Cal Ripken Jr., and manager Earl Weaver. The Orioles have won a total of ten division championships (1969, 1970, 1971, 1973, 1974, 1979, 1983, 1997, 2014, 2023), seven pennants (1944 while in St. Louis, 1966, 1969, 1970, 1971, 1979, 1983), and three wild card berths (1996, 2012, 2016). The franchise was the last charter member of the American League to win a pennant, and the last charter member to win a World Series.
After 14 consecutive losing seasons between 1998 and 2011, the team qualified for the postseason three times under manager Buck Showalter and general manager Dan Duquette, including a division title and advancement to the American League Championship Series for the first time in 17 years in 2014. Four years later, the Orioles lost 115 games, the most in franchise history. The Orioles chose not to renew the expired contracts of Showalter and Duquette after the season, ending their respective tenures with Baltimore. The Orioles' current manager is Brandon Hyde, while Mike Elias serves as general manager and executive vice president. Two years after finishing 52-110 in 2021, the Orioles went 101-61 in 2023, en route to winning the AL East for the first time since 2014.
From 1901 through the end of 2023, the franchise's overall win–loss record is 9,029–10,013 (). Since moving to Baltimore in 1954, the Orioles have an overall win–loss record of 5,567–5,459 () through the end of 2023.
History
The modern Orioles franchise can trace its roots back to the original Milwaukee Brewers of the minor Western League, beginning in 1877, when the league reorganized. The Brewers were there when the Western League renamed itself the American League in 1900.
Milwaukee Brewers (1901)
At the end of the 1900 season, the American League removed itself from baseball's National Agreement (the formal understanding between the NL and the minor leagues). Two months later, the AL declared itself a competing major league. As a result of several franchise shifts, the Brewers were one of only two Western League teams that didn't fold, move or get kicked out of the league (the other being the Detroit Tigers). In its first game in the American League, the team lost to the Detroit Tigers 14–13 after surrendering a nine-run lead in the 9th inning. To this day, it is a major league record for the biggest deficit overcome that late in the game. In the first American League season in 1901, they finished last (eighth place) with a record of 48–89. During its lone Major League season, the team played at Lloyd Street Grounds, between 16th and 18th Streets in Milwaukee.
St. Louis Browns (1902–1953)
After one year in Milwaukee, the club relocated to St Louis, and for a while enjoyed some success, especially in the 1920s behind Hall of Fame first baseman George Sisler. However, the team's fortunes declined from then on, as playing success and gate receipts instead went increasingly to the Browns' own tenants at Sportsman's Park, the National League Cardinals, who became perennial NL contenders in the 1920s due to organizational innovations by team president Branch Rickey, a former player and manager for the Browns.
Through World War II, the Browns won only one pennant, in the 1944 season stocked with wartime replacement players, and lost to the Cardinals in the third and last World Series played entirely in one ballpark, (until 2020 due to the COVID-19 pandemic).
In 1953, with the Browns unable to afford even basic stadium upkeep and facing potential condemnation of the park by safety inspectors, owner Bill Veeck sold Sportsman's Park to the Cardinals and attempted to move the club back to Milwaukee, but this was vetoed by the other American League owners.
Instead, Veeck sold his franchise to a partnership of Baltimore businessmen. Because Veeck was unpopular with fellow American League owners, his leaving baseball was a condition for the AL owners to approve the move.
Baltimore Orioles (since 1954)
The Miles-Krieger (Gunther Brewing Company)-Hoffberger group renamed their new team the Baltimore Orioles soon after taking control of the franchise. The nickname has a rich history in Baltimore, having been used by a National League club in the 1890s, an American League club (1901–02), and an International League club (AAA) from 1903 to 1953. The IL Orioles' most famous player was a local Baltimore product, hard-hitting left-handed pitcher Babe Ruth. When Oriole Park burned down in 1944, the team moved to a temporary home, Municipal Stadium, where they won the Junior World Series. Their large postseason crowds caught the attention of the major leagues, eventually leading to a new MLB franchise in Baltimore.
First years in Baltimore (1954–1965)
The new AL Orioles took about six years to become competitive even after jettisoning most of the holdovers from St. Louis. Under the guidance of Paul Richards, who served as both field manager and general manager from 1955 to 1958 (the first man since John McGraw to hold both positions simultaneously), the Orioles began a slow climb to respectability. While they posted a .500 record only once in their first five years (76–76 in ), they were a success at the gate. In their first season, for instance, they drew more than 1.06 million fans – more than five times what they had ever drawn in their tenures in Milwaukee and St. Louis. This came amid slight turnover in the ownership group. Miles served as team president for two years, then stepped down in favor of developer James Keelty. In turn, Keelty gave way in to financier Joe Iglehart.
By the early 1960s, stars such as Brooks Robinson, John "Boog" Powell, and Dave McNally were being developed by a strong farm system. The Orioles first made themselves heard in , when they finished 89–65, good enough for second in the American League. While they were still eight games behind the Yankees, it was the first time they had been a factor in a pennant race that late in the season since 1944. It was also the first season of a 26-year stretch where the team would have only two losing seasons. Shortstop Ron Hansen was named AL Rookie of the Year, and first-year pitcher Chuck Estrada tied for the league lead in wins with 18, finishing second to Hansen in the Rookie of the Year balloting.
After the 1965 season, Hoffberger acquired controlling interest in the Orioles from Iglehart and installed himself as president. He had been serving as a silent partner over the past decade despite being the largest shareholder. Frank Cashen, advertising chief of Hoffberger's brewery, became executive vice-president.
Best years in Baltimore (1966–1983)
The Orioles farm system had begun to produce a number of high-quality players and coaches who formed the core of winning teams; from 1966 to 1983, the Orioles won three World Series titles (1966, 1970, and 1983), six American League pennants (1966, 1969, 1970, 1971, 1979, and 1983), and five of the first six American League East titles. The first of those titles, in 1966, made the Orioles the last of the eight teams that made up the American League from 1903 to 1960 to win a World Series.
During this time, the Orioles were known for playing baseball the Oriole Way, an organizational ethic best described by longtime farm hand and coach Cal Ripken, Sr.'s phrase "perfect practice makes perfect!" The Oriole Way was a belief that hard work, professionalism, and a strong understanding of fundamentals were the keys to success at the major league level. It was based on the belief that if every coach, at every level, taught the game the same way, the organization could produce "replacement parts" that could be substituted seamlessly into the big league club with little or no adjustment. This led to a run of success from 1966 to 1983 which saw the Orioles become the envy of the league, and the winningest team in baseball.
During this stretch, three different Orioles were named Most Valuable Player (Frank Robinson in 1966, Boog Powell in 1970, and Cal Ripken Jr. in 1983), four Oriole pitchers combined for six Cy Young Awards (Mike Cuellar in 1969, Jim Palmer in 1973, 1975, and 1976, Mike Flanagan in 1979, and Steve Stone in 1980), and three players were named Rookie of the Year (Al Bumbry in 1973, Eddie Murray in 1977, and Cal Ripken Jr. in 1982).
It was also during this time that the Orioles severed their last remaining financial link to their era in St. Louis. In 1979, Hoffberger sold the Orioles to his longtime friend, Washington attorney Edward Bennett Williams. As part of the deal, Williams bought the publicly traded shares Donald Barnes had issued in 1936 while the team was still in St. Louis, making the franchise privately held once again and severing one of the few remaining links with the Orioles' past in St. Louis.
During this rise to prominence, Weaver Ball came into vogue. Named for fiery manager Earl Weaver, it was defined by the Oriole trifecta of "Pitching, Defense, and the Three-Run Home Run." When an Oriole GM was told by a reporter that Weaver, as the skipper of a very talented team, was a "push-button manager", he replied, "Earl built the machine and installed all the buttons!"
As Frank and Brooks Robinson grew older, newer stars emerged, including multiple Cy Young Award winner Jim Palmer and switch-hitting first baseman Eddie Murray. With the decline and eventual departure of two other professional sports teams in the area, the NFL's Baltimore Colts and baseball's Washington Senators, the Orioles' excellence paid off at the gate, as the team cultivated a large and rabid fan base at Memorial Stadium.
Final seasons at Memorial Stadium (1984–1991)
After winning the 1983 World Series, the Orioles spent the next five years in steady decline, finishing 1986 in last place for the first time since the franchise moved to Baltimore. The team hit bottom in 1988 when it started the season 0–21, en route to 107 losses and the worst record in the majors that year. The "Why Not?" Orioles surprised the baseball world the following year by spending most of the summer in first place until September when the Toronto Blue Jays overtook them and seized the AL East title on the final weekend of the regular season. The next two years were spent below the .500 mark, highlighted only by Cal Ripken Jr. winning his second AL MVP Award in 1991. The Orioles said goodbye to Memorial Stadium, the team's home for 38 years, at the end of the 1991 campaign.
Camden Yards opens and Ripken's record (1992–1995)
Opening to much fanfare in 1992, Oriole Park at Camden Yards was an instant success, inspiring other retro-style major league ballparks in the next decades. The stadium was the site of the 1993 All-Star Game. The Orioles returned to contention in the first two seasons at Camden Yards, only to finish in third place both times.
In 1993, with then-owner Eli Jacobs forced to divest himself of the franchise, Baltimore-based attorney Peter Angelos, along with the ownership syndicate he headed, was awarded the Orioles in bankruptcy court in New York City, returning the team to local ownership for the first time since 1979. Angelos' partners included author Tom Clancy and comic book distributor Steve Geppi. The Orioles, who spent all of 1994 chasing the New York Yankees, occupied second place in the new five-team AL East when the players strike, which began on August 11, forced the eventual cancellation of the season.
The labor impasse would continue into the spring of 1995. Almost all the major league clubs held spring training using replacement players, with the intention of beginning the season with them. The Orioles, whose owner was a labor union lawyer, were the lone dissenters against creating an ersatz team, choosing instead to sit out spring training and possibly the entire season. Had they fielded a substitute team, Cal Ripken Jr.'s consecutive games streak would have been jeopardized. The replacements questions became moot when the strike was finally settled. The Ripken countdown resumed once the season began. Ripken finally broke Lou Gehrig's consecutive games streak of 2,130 games in a nationally televised game against the California Angels on September 6. This was later voted the all-time baseball moment of the 20th century by fans from around the country in 1999. Ripken finished his streak with 2,632 straight games, finally sitting on September 20, 1998, the Orioles final home game of the season against the Yankees at Camden Yards.
Playoff years (1996–1997)
Before the 1996 season, Angelos hired Pat Gillick as general manager. Given the green light to spend heavily on established talent, Gillick signed several premium players like B. J. Surhoff, Randy Myers, David Wells and Roberto Alomar. Under new manager Davey Johnson and on the strength of a then-major league record 257 home runs in a single season, the Orioles returned to the playoffs after a 12-year absence by clinching the AL wild card berth. Alomar set off a firestorm in September when he spat into home plate umpire John Hirschbeck's face during an argument in Toronto. He was later suspended for the first five games of the 1997 season, even though most wanted him banned from the postseason. After dethroning the defending American League champion Cleveland Indians 3–1 in the Division Series, the Orioles fell to the Yankees 4–1 in an ALCS notable for right field umpire Rich Garcia's failure to call fan interference in the first game of the series, when 12-year-old Yankee fan Jeffrey Maier reached over the outfield wall to catch an in-play ball, which was scored as a home run for Derek Jeter, tying the game at 4–4 in the eighth inning. Absent Maier's interference, it appeared as if the ball might have been off the wall or caught by right fielder Tony Tarasco. The Yankees went on to win the game in extra innings on an ensuing walk-off home run by Bernie Williams.
The Orioles went "wire-to-wire" (first place from start to finish) in winning the AL East title in 1997. After eliminating the Seattle Mariners 3–1 in the Division Series, the team lost again in the ALCS, this time to the underdog Indians 4–2, with each Oriole loss by only a run. Johnson resigned as manager after the season, largely due to a spat with Angelos concerning Alomar's fine for missing a team function being donated to Johnson's wife's charity. Pitching coach Ray Miller replaced Johnson.
Downturn (1998–2006)
With Miller at the helm, the Orioles found themselves not only out of the playoffs, but also with a losing season. When Gillick's contract expired in 1998, it was not renewed. Angelos brought in Frank Wren to take over as GM. The Orioles added volatile slugger Albert Belle, but the team's woes continued in the 1999 season, with stars like Rafael Palmeiro, Roberto Alomar, and Eric Davis leaving in free agency. After a second straight losing season, Angelos fired both Miller and Wren. He named Syd Thrift the new GM and brought in former Cleveland manager Mike Hargrove. In a rare event on March 28, 1999, the Orioles staged an exhibition series against the Cuban national team in Havana. The Orioles won the game 3–2 in 11 innings. They were the first Major League team to play in Cuba since 1959, when the Los Angeles Dodgers faced the Orioles in an exhibition. The Cuban team visited Baltimore in May 1999 (winning 10–6).
The first decade of the 21st century saw the Orioles struggle due to the combination of lackluster play on the team's part, a string of ineffective management, and the ascent of New York and Boston to the top of the game – each rival having a clear advantage in financial flexibility due to their larger media market size. Further complicating the situation for the Orioles was the relocation of the National League's Montreal Expos franchise to nearby Washington, D.C., in 2004. Orioles owner Peter Angelos demanded compensation from Major League Baseball, as the new Washington Nationals threatened to carve into the Orioles fan base and television dollars. However, there was some hope that having competition in the larger Baltimore-Washington metro market would spur the Orioles to field a better product to compete for fans with the Nationals.
Rebuilding years & arrival of Buck Showalter (2007–2011)
A new President of Baseball of Operations named Andy MacPhail was brought in about halfway through the 2007 season. MacPhail spent the remainder of the 2007 season assessing the talent level of the Orioles, and determined that significant steps needed to be made if the Orioles were ever to be a contender again in the American League East. He completed two blockbuster trades during the next off-season, each sending a premium player away in return for five prospects (or younger less expensive players). Tejada, who had hit .296 with 18 HR and 81 RBI in 2007, went to the Houston Astros in exchange for outfielder Luke Scott, pitchers Matt Albers, Troy Patton, and Dennis Sarfate, and third baseman Mike Costanzo. Also, the newly designated ace of the Orioles rotation Érik Bédard, who went 13–5 with a 3.16 ERA in 2007 with 221 strikeouts, was sent to the Seattle Mariners in exchange for top outfield prospect Adam Jones, left-handed pitcher George Sherrill, and three minor league pitchers Chris Tillman, Kam Mickolio, and Tony Butler. The Bedard trade in particular would go down as one of the most lop-sided and successful trades in the history of the franchise.
While MacPhail would find success in most of his trades made for the Orioles over the long-term, the veteran stop acquisitions that he would make would not often pan out, and as a result, the team would never finish higher than 4th place in the AL East, or with more than 69 wins, while MacPhail was in charge. Although some of his free agent signings would have positive contributions (such as reliever Koji Uehara), most gave mediocre returns, at best. In particular, the Orioles never managed to cobble together a successful pitching staff during this time. Their most consistent starting pitcher from 2008 to 2011 was the late bloomer Jeremy Guthrie who was named the Opening Day starter in 3 of the 4 seasons and had a cumulative 4.12 ERA during this stretch.
Following Davey Johnson's dismissal after the 1997 playoff season, Orioles ownership struggled to find a manager that they liked, and this time period was no exception. Dave Trembley was brought on as an interim manager in June 2007, and had the interim tag removed later that year. Trembley was at the helm again in 2008 and 2009 but was never able to lead the team out of the cellar in the AL East. After starting the 2010 season a dismal 15–39, Dave Trembley was fired and third base coach Juan Samuel was named the interim manager. The Orioles were seeking a more permanent solution at manager as the 2010 season continued to unfold, and two-time AL Manager of the Year Buck Showalter was eventually hired in July 2010. The Orioles went 34–23 after Buck took over, foreshadowing that a brighter future might be on the horizon, and giving Orioles fans renewed hope and optimism for the team's future.
The Orioles made some aggressive moves to improve the team in 2011 in the hopes of securing their first playoff berth since 1997. Andy MacPhail completed trades to bring in established veterans like Mark Reynolds and J. J. Hardy from the Diamondbacks and Twins, respectively. Veteran free agents Derrek Lee and Vladimir Guerrero were also brought in to help improve the offense. At the 2011 trade deadline, fan favorite Koji Uehara was sent to the Texas Rangers in exchange for Chris Davis and Tommy Hunter, a move that would not pay immediate dividends, but would be crucial to the team's later success. While these moves had varying impacts, the Orioles did score 95 more runs in 2011 than they had the previous year. The team still finished last in the AL East due to the utter failures of the team's pitching staff. Brian Matusz compiled one of the highest single-season ERAs in MLB history (10.69 over 12 starts) and every pitcher who started a game for the Orioles in 2011 ended the season with an ERA of 4.50 or higher except for Jeremy Guthrie. The Orioles finished 30th out of 30 MLB teams that year with a 4.89 team ERA. Andy MacPhail's contract was not renewed in October 2011 and a search for a new GM began. After a public interview process where several candidates declined to take the position, ex-GM Dan Duquette was brought in to serve as the Executive Vice-President of Baseball Operations.
Return to success under Showalter (2012–2016)
Duquette wasted no time in overhauling the Orioles roster, especially the MLB-worst pitching staff. He traded fan favorite Jeremy Guthrie to the Colorado Rockies in exchange for Jason Hammel. He brought in new free agent starting pitcher Wei-Yin Chen from the Nippon Professional Baseball league, and Miguel González was signed as a minor league free agent. Nate McLouth was signed to a minor league deal in June 2012 and would prove to make a significant impact down the stretch. This year also marked the debut of the much hyped prospect Manny Machado.
The Orioles won 93 games in 2012 (after winning 69 in the previous year) thanks in large part to a 29–9 record in one-run games, and a 16–2 record in extra inning games. The difference between this Orioles bullpen and bullpens past was like night and day, led by Jim Johnson and his 51 saves. He finished with a 2.49 ERA that season with Darren O'Day, Luis Ayala, Pedro Strop, and Troy Patton all finishing as well with ERAs under 3.00. Experts were amazed as the team continued to outperform expectations, but regression never came that year. They battled with the New York Yankees for first place in the AL East up until September, and would earn their first playoff berth in 15 years by winning the second wildcard spot in the American League.
In the 'sudden death' wildcard game against the Texas Rangers, Joe Saunders (acquired in August of that year in exchange for Matt Lindstrom) defeated Yu Darvish to help the Orioles advance to the divisional round, where they faced a familiar opponent, the Yankees. The Orioles forced the series to go five games (losing games 1 and 3 of the series, while winning 2 and 4), but CC Sabathia outpitched the Orioles Jason Hammel in Game 5 and the Orioles were eliminated from the playoffs.
While the Orioles would ultimately miss the playoffs in 2013, they finished with a record of 85–77, tying the Yankees for third place in the AL East. By posting winning records in 2012 and 2013, the Orioles achieved the feat of back-to-back winning seasons for the first time since 1996 and 1997.
On September 16, 2014, the Orioles clinched the division for the first time since 1997 with a win against the Toronto Blue Jays as well as making it back to the postseason for the second time in three years. The Orioles finished the 2014 season with a 96–66 record and went on to sweep the Detroit Tigers in the ALDS. The O's were then in turn swept by the Kansas City Royals in the ALCS.
Out of an abundance of caution, the Baltimore Orioles announced the postponement of the April 27 and 28 games in 2015 against the Chicago White Sox following violent riots in West Baltimore following the death of Freddie Gray. Following the announcement of the second postponement, the Orioles also announced that the third game in the series scheduled for Wednesday, April 29 was to be closed to the public and would be televised only, apparently the first time in 145 years of Major League Baseball that a game had no spectators and breaking the previous 131-year-old record for lowest paid attendance to an official game (the previous record being 6.) The Orioles beat the White Sox, 8–2. The Orioles said the make-up games would be played Thursday, May 28, as a double-header. In addition, the weekend games against the Tampa Bay Rays was moved to the Rays' home stadium in St. Petersburg where Baltimore played as the home team.
Downfall and final years under Showalter (2017–2018)
Despite the 2016 season being another above .500 season for the Orioles; they would fail to win their division, but were able to secure a Wild card spot. However, they would lose against the Toronto Blue Jays in the AL Wild Card game. This was the last postseason appearance for Baltimore until 2023. In 2017, the Orioles started with a modest 22–10 record. Despite early season success, the Orioles suffered their first losing season since 2011. The Orioles would suffer one of Major League Baseball's worst seasons in 2018, en route to going 47–115. 2018 proved to be general manager Duquette and Showalter's final season in Baltimore, as their contracts were not renewed after the season.
Brandon Hyde era (2019–present)
The Orioles began their rebuild by trading away fan favorites Manny Machado, Zach Britton, Jonathan Schoop, Brad Brach, Kevin Gausman, and Darren O'Day in July 2018. In 2019, the Orioles finished 54–108, which was the second Orioles team to surpass the 1988 Orioles team's losses. In 2020, the Orioles experienced an upside in their rebuild, as they finished 25–35 in a season shortened by the COVID-19 pandemic, their best finish since 2017. In 2021, the Orioles experienced two different losing streaks of at least 14, en route to a 52–110 finish. 2021 was their third 110-loss season in team history. Their first was 1939 when they were known as the St. Louis Browns, the second was in 2018 as the Baltimore Orioles.
On June 9, 2022, Louis Angelos sued his brother, Orioles chairman and CEO John P. Angelos, and mother Georgia Angelos in Baltimore County Circuit Court. Louis Angelos claims that their father intended for the brothers and their mother to share control of the team. The lawsuit states the elder Angelos collapsed in 2017 due to heart problems and established a trust with his wife and sons as co-trustees. Louis Angelos is seeking to have his brother and mother removed as co-trustees of the trust that controls the Orioles and removed as co-agents of Peter Angelos' power of attorney.
The suit claims Georgia Angelos wants to sell the team and an advisor attempted to negotiate a sale in 2020 but John Angelos vetoed a potential deal. The suit claims Angelos unilaterally fired long-time employees loyal to his father, including former center fielder Brady Anderson, the longtime special assistant to the executive vice president for baseball operations. The suit claims John Angelos transferred tens of millions of dollars worth of property out of his father's law firm and into a limited liability company controlled by his personal attorney.
In separate statements released by the team, Georgia and John Angelos refuted the claims.
In the event of any sale, Major League Baseball has reportedly encouraged Cal Ripken Jr to be part of any incoming ownership group that may take control of the team.
In April 2023, the Orioles went 19–9, setting a franchise record for wins in the month of April. By August 2023, the Orioles, led by a core of first-and-second-year players Adley Rutschman, Gunnar Henderson, Félix Bautista and Kyle Bradish, were in first place in the division and described in The Athletic as "young, fun and arguably the best story in baseball." Much of their good will was overshadowed, however, when it was reported that play-by-play announcer Kevin Brown had been suspended indefinitely by the Orioles for his pregame remarks on MASN, the team-owned network, two weeks earlier. During a "seemingly benign" introduction to a series against the Tampa Bay Rays, Brown observed that the team had struggled to win a series in Tampa in the past several seasons. It was described in The Athletic as a "petty" move by John Angelos, "the only person [in the organization] with enough power that no one dare question the validity of anything he says and does, no matter how foolish it is." Several broadcasters came to Brown's defense after the news broke. Gary Cohen said the team had "draped itself in utter humiliation" and Michael Kay said the suspension made "the Orioles look so small and insignificant and minor league."
Regular season home attendance
Memorial Stadium
Oriole Park at Camden Yards
Logos and uniforms
The Orioles' home uniform is white with the word "Orioles" written across the chest. The road uniform is gray with the word "Baltimore" written across the chest. This style, with noticeable changes in the script, striping and materials, has been worn for much of the team's history, but with a few exceptions:
In 1954, 1989–94 (road) and 1995–2003 (home), the scripted word "Orioles" and block letters are rendered in black with orange trim. The 1995–2003 style featured orange numbers in front but black letters in the back.
From 1963 to 1965, the home uniforms featured "Orioles" in block lettering instead of the more familiar cursive script style. It was also rendered in black with orange trim.
The underline below the word "Orioles" disappeared from 1966 to 1988.
Road uniforms bore the team name from 1954 to 1955 and from 1973 to 2008.
Extra white trim was added to the road and alternate uniforms from 1995 to 2000.
Sleeveless home alternate uniforms were used in the 1968 and 1969 seasons.
Player names were added to the uniforms in 1966, but the home uniforms originally featured black block letters. It would not match the road uniform lettering until 1971, which were orange with black trim.
A long campaign of several decades was waged by numerous fans and sportswriters to return the name of the city to the "away" jerseys which was used since the 1950s and had been formerly dropped during the 1970s era of Edward Bennett Williams when the ownership was continuing to market the team also to fans in the nation's capital region after the moving of the former Washington Senators in 1971. After several decades, approximately 20% of the team's attendance came from the metro Washington area.
An alternate uniform is black with the word "Orioles" written across the chest. They first wore black uniforms in the 1993 season and continue to do so since; the current style with the letters lacking additional trim was first used in 2000. The Orioles wear their black alternate jerseys for Friday night games with the alternate "O's" cap (first introduced in 2005), whether at home or on the road; the regular batting helmet is still used with this uniform. In 2017, the Orioles began to use their batting practice caps for select games with the black uniforms. The aforementioned caps resemble their regular road caps save for the black bill. Occasionally, the Orioles would also wear the black alternates on other days of the week, often pairing them with the home or road "cartoon bird" caps. After the "City Connect" uniforms became the team's Friday home uniform (see below), the black alternates were only used on Friday road games and on home games depending on the preference of the starting pitcher.
The Orioles also wore orange alternate uniforms at various points in their history. The orange alternates were first used in the 1971 season and were paired with orange pants, but these lasted only two seasons. The second orange uniform, which was a pullover style, was worn from 1975 to 1987, but were not worn at all in the 1983, 1985 and 1986 seasons. A third orange uniform was used from 1988 to 1992, returning to the button-down style. In 2012, the Orioles brought back the orange uniforms as a second alternate uniform; the team currently wears them on Saturdays at home or on the road, though they've also worn them on other days of the week either due to pitcher's preference or a previously postponed contest.
The Orioles' cap design have alternated between the team's iconic "cartoon bird" logo and the full-bodied bird logo. Initially, the caps had the full-bodied bird logo between 1954 and 1965, alternating between an all-black cap and an orange-brimmed black cap. They also wore a black cap with an orange block-letter "B" for part of the 1963 season. The "cartoon bird" was first used in 1966, and with minor tweaks, was prominently featured on the team's caps until 1988. Initially, the Orioles kept the orange-brimmed black cap with the "cartoon bird", but switched to a white-paneled black cap with orange brim in 1975. Also that same year, they wore orange-paneled black caps to pair with the orange alternates, but these lasted only two seasons.
In 1989, the full-bodied bird logo returned along with the all-black cap, with a few tweaks along the way. Initially the cap was used regardless of home or road games, but in 2002 the caps were worn only on the road until 2008. An orange-brimmed variety was also introduced in 1995. Initially exclusive to the team's black uniforms, this style became the home cap in 2002 and became the team's regular cap (home or away) from 2009 to 2011.
In 2012, the Orioles brought back a modernized version of the "cartoon bird" along with the white-paneled and orange-brimmed black cap for home games and the orange-brimmed black cap for road games.
In 2013, ESPN ran a "Battle of the Uniforms" contest between all 30 Major League clubs. Despite using a ranking system that had the Orioles as a #13 seed, the Birds beat the #1 seed Cardinals in the championship round.
In 2023, the Orioles introduced a new City Connect jersey, inspired by the art and culture of Baltimore and its neighborhoods.
Radio and television coverage
Radio
In Baltimore, Orioles radio broadcasts can be heard on WBAL-AM and WIYY, both owned by Hearst Television. Geoff Arnold, Melanie Newman, Brett Hollander, Scott Garceau and Kevin Brown alternate as play-by-play announcers. WBAL feeds the games to a network of 36 stations, covering Washington, D.C., and all or portions of Maryland, Pennsylvania, Delaware, Virginia, West Virginia, and North Carolina.
This is WBAL's fourth stint as the Orioles flagship. WBAL has carried Orioles games for most of the team's time in Baltimore. Prior to WBAL and WIYY, Orioles games were broadcast locally on WJZ-FM from 2015 to 2021. WJZ had earlier carried broadcasts from 2007 to 2010.
Six former Orioles franchise radio announcers have received the Hall of Fame's Ford C. Frick Award for excellence in broadcasting: Chuck Thompson (who was also the voice of the old NFL Baltimore Colts); Jon Miller (now with the San Francisco Giants); Ernie Harwell, Herb Carneal; Bob Murphy and Harry Caray (as a St. Louis Browns announcer in the 1940s).
Other former Baltimore announcers include Josh Lewin (currently with New York Mets), Bill O'Donnell, Tom Marr, Scott Garceau (returned in 2020 season), Mel Proctor, Michael Reghi, former major league catcher Buck Martinez (now Toronto Blue Jays play-by-play), and former Oriole players including Brooks Robinson, pitcher Mike Flanagan and outfielder John Lowenstein. In 1991, the Orioles experimented with longtime TV writer/producer Ken Levine as a play-by-play broadcaster. Levine was best noted for his work on TV shows such as Cheers and M*A*S*H, but lasted only one season in the Orioles broadcast booth.
Television
MASN, co-owned by the Orioles and the Washington Nationals, is the team's exclusive television broadcaster. MASN airs almost the entire slate of regular season games. Some exceptions include Saturday games on either Fox (via its Baltimore affiliate, WBFF) or Fox Sports 1, or Sunday Night Baseball on ESPN. Many MASN telecasts in conflict with Nationals' game telecasts air on an alternate MASN2 feed.
Veteran sportscaster Gary Thorne served as lead television announcer from 2007 to 2019, with Jim Hunter as his backup along with Hall of Fame member and former Orioles pitcher Jim Palmer and former Oriole infielder Mike Bordick as color analysts, who almost always work separately. In 2020, Thorne and Palmer were removed from the television booth due to COVID-19 concerns, and replaced with Scott Garceau. In 2021, MASN let go Thorne, Hunter, analysts Mike Bordick and Rick Dempsey, and studio host Tom Davis, and added Ben McDonald as a secondary analyst. Starting in 2022, Kevin Brown became the primary TV play-by-play announcer, with Garceau, Arnold or Newman the backups.
The Orioles severed their ties with Comcast SportsNet Mid-Atlantic (now NBC Sports Washington) at the end of the 2006 season in favor of MASN, a joint venture with the Washington Nationals. It had been the Orioles' cable partner since 1984, when it was known as Home Team Sports. The Orioles and the Washington Nationals have been in a dispute since the early 2010s, MASN is owned by both teams with the Orioles holding an 80% stake. The dispute which is ongoing as of October 2020 contends that the Nationals deserves a greater fee from MASN due to the team's recent success and market growth. When fees paid to each team were first negotiated, both teams were paid the same fees.
WJZ-TV was the Orioles' broadcast TV home, completing its latest stint from 1994 through 2017. Since MASN acquired rights in 2007, its coverage was simulcast on WJZ-TV under the branding "MASN on WJZ 13". MASN elected not to syndicate any Orioles or Washington Nationals games to broadcast television for the 2018 season, marking the first time since the Orioles' arrival that their games are not on local broadcast television.
Previously, WJZ-TV carried the team from their arrival in Baltimore in 1954 through 1978. In the first four seasons, WJZ-TV shared coverage with Baltimore's other two stations, WMAR-TV and WBAL-TV. The games moved to WMAR from 1979 through 1993 before returning to WJZ-TV. From 1994 to 2009, some Orioles games aired on WNUV.
Musical traditions
"O!"
Since its introduction at games by the "Roar from 34", led by Wild Bill Hagy and others, in the late 1970s, it has been a tradition at Orioles games for fans to yell out the "Oh" in the line "Oh, say does that Star-Spangled Banner yet wave" in "The Star-Spangled Banner". "The Star-Spangled Banner" has special meaning to Baltimore historically, as it was written during the Battle of Baltimore in the War of 1812 by Francis Scott Key, a Baltimorean.
The tradition is often carried out at other sporting events, both professional and amateur, and even sometimes at non-sporting events where the anthem is played, throughout the Baltimore/Washington area and beyond. Fans in Norfolk, Virginia, chanted "O!" even before the Tides became an Orioles affiliate. The practice caught some attention in the spring of 2005, when fans performed the "O!" cry at Washington Nationals games at RFK Stadium. The "O!" chant is also common at sporting events for the various Maryland Terrapins teams at the University of Maryland, College Park. At Cal Ripken Jr.'s induction into the National Baseball Hall of Fame, the crowd, composed mostly of Orioles fans, carried out the "O!" tradition during Tony Gwynn's daughter's rendition of "The Star-Spangled Banner". Additionally, a faint but audible "O!" could be heard on the television broadcast of Barack Obama's pre-inaugural visit to Baltimore as the national anthem played before his entrance. A resounding "O!" bellowed from the nearly 30,000 Ravens fans who attended the November 21, 2010, away game at the Carolina Panthers' Bank of America Stadium in Charlotte, North Carolina. A similar loud "O!" was heard from fans attending Super Bowl XLVII between the Baltimore Ravens and the San Francisco 49ers. The "O!" chant was also heard during the 2016 Summer Olympics in Rio de Janeiro, Brazil, when Baltimore native Michael Phelps received his gold medal for the freestyle on August 9, 2016.
In recent years, when the Orioles host the Toronto Blue Jays, fans have begun to shout out the multiple instances of the word "O" in "O Canada". Washington Capitals fans will do the same when they play one of the NHL's Canadian teams.
"Thank God I'm a Country Boy"
It has been an Orioles tradition since 1975 to play John Denver's "Thank God I'm a Country Boy" during the seventh-inning stretch.
In the edition of July 5, 2007, of Baltimore's weekly sports publication Press Box, an article by Mike Gibbons covered the apocryphal details of how this tradition came to be. During "Thank God I'm a Country Boy", Charlie Zill, then an usher, would put on overalls, a straw hat, and false teeth and dance around the club level section (244) that he tended to. He also has an orange violin that spins for the fiddle solos. He went by the name Zillbilly and had done the skit from the 1999 season until shortly before he died in early 2013. Of course, that does nothing to explain why the Orioles' Audio staff began playing the song during every game's seventh inning stretch beginning in August, 1975.
In reality, the song was tremendously successful nationwide, topping the Billboard Top 100 for one week in 1975, and was played in stadiums across the country. The Orioles were chasing the Red Sox for the American League East Division title and incorporated numerous "good luck charms." After an inspiring comeback win, Oriole staff began playing this song at the seventh-inning stretch of every home game as one of the good-luck charms, beginning in August.
During a nationally televised game on September 20, 1997, Denver himself danced to the song atop the Orioles' dugout, one of his final public appearances before dying in a plane crash three weeks later.
"Orioles Magic" and other songs
Songs from notable games in the team's history include "One Moment in Time" for Cal Ripken's record-breaking game in 1995, as well as the theme from Pearl Harbor, "There You'll Be" by Faith Hill, during his final game in 2001. The theme from Field of Dreams was played at the last game at Memorial Stadium in 1991, and the song "Magic to Do" from the stage musical Pippin was used that season to commemorate "Orioles Magic" on 33rd Street. During the Orioles' heyday in the 1970s, a club song, appropriately titled "Orioles Magic (Feel It Happen)", was composed by Walt Woodward, and played when the team ran out until Opening Day of 2008. Since then, the song (a favorite among all fans, who appreciated its references to Wild Bill Hagy and Earl Weaver) is played (along with a video featuring several Orioles stars performing the song) only after wins. Seven Nation Army is played as a hype song while the fans chant the signature bass riff as a rally cry during key moments of a game or after a walk-off hit.
The First Army Band
During the Orioles' final homestand of the season, it is a tradition to display a replica of the 15-star, 15-stripe American flag at Camden Yards. Prior to 1992, the 15-star, 15-stripe flag flew from Memorial Stadium's center-field flagpole in place of the 50-star, 13-stripe flag during the final homestand. Since the move to Camden Yards, the former flag has been displayed on the batters' eye. During the Orioles' final home game of the season, The United States Army Field Band from Fort Meade performs the National Anthem prior to the start of the game. The Band has also played the National Anthem at the finales of three World Series in which the Orioles played: 1970, 1971 and 1979. They are introduced as the "First Army Band" during the pregame ceremonies.
PA announcer
For 23 years, Rex Barney was the PA announcer for the Orioles. His voice became a fixture of both Memorial Stadium and Camden Yards, and his expression "Give that fan a contract", uttered whenever a fan caught a foul ball, was one of his trademarksthe other being his distinct "Thank Yooooou..." following every announcement. (He was also known on occasion to say "Give that fan an error" after a dropped foul ball.) Barney died on August 12, 1997, and in his honor that night's game at Camden Yards against the Oakland Athletics was held without a public–address announcer.
Barney was replaced as Camden Yards' PA announcer by Dave McGowan, who held the position until December 2011.
Lifelong Orioles fan and former MLB Fan Cave resident Ryan Wagner soon took over as the PA announcer. He was chosen out of a field of more than 670 applicants in the 2011–12 offseason.
As of the 2022 season, Adrienne Roberson is the current Orioles PA announcer.
Postseason appearances
Of the eight original American League teams, the Orioles were the last of the eight to win the World Series, doing so in 1966 with its four–game sweep of the heavily favored Los Angeles Dodgers. When the Orioles were the St. Louis Browns, they played in only one World Series, the 1944 matchup against their Sportsman's Park tenants, the Cardinals. The Orioles won the first-ever American League Championship Series in 1969, and in 2012 the Orioles beat the Texas Rangers in the inaugural American League Wild Card game, where for the first time two Wild Card teams faced each other during postseason play.
Baseball Hall of Famers
Ford C. Frick Award (broadcasters only)
Retired numbers
The Orioles will retire a number only when a player has been inducted into the Hall of Fame with Cal Ripken Jr. being the only exception. However, the Orioles have placed moratoriums on other former Orioles' numbers following their deaths (see note below). To date, the Orioles have retired the following numbers:
Note: Cal Ripken Sr.'s number 7, Elrod Hendricks' number 44, and Mike Flanagan's number 46 have not officially been retired, but a moratorium has been placed on them and they have not been issued by the team since their deaths.
†Jackie Robinson's number 42 is retired throughout Major League Baseball
Maryland State Athletic Hall of Fame
Baltimore Orioles Hall of Fame
The Orioles' official team hall of fame is located on display on Eutaw Street at Camden Yards.
Team captains
33 Eddie Murray, 1B/DH, 1986–1988
Roster
Minor league affiliates
The Baltimore Orioles farm system consists of seven minor league affiliates.
Franchise records and award winners
Season records
Individual records – batting
Highest batting average: .340, Melvin Mora (2004)
Most at bats: 673, B. J. Surhoff (1999)
Most plate appearances: 749, Brady Anderson (1992)
Most games: 163, Brooks Robinson (1961, 1964) and Cal Ripken (1996)
Most runs: 132, Roberto Alomar (1996)
Most hits: 214, Miguel Tejada (2006)
Most total bases: 370, Chris Davis (2013)
Highest slugging %: .646, Jim Gentile (1961)
Highest on-base %: .442, Bob Nieman (1956)
Most singles: 158, Al Bumbry (1980)
Most doubles: 56, Brian Roberts (2009)
Most triples: 12, Paul Blair (1967)
Most home runs, RHB: 49, Frank Robinson (1966)
Most home runs, LHB: 53, Chris Davis (2013)
Most home runs, leadoff hitter: 35, Brady Anderson (1996)
Most home runs, leading off game: 12, Brady Anderson (1996)
Most consecutive games leading off with a home run: 4, Brady Anderson (April 18–21, 1996)
Most extra base hits: 96, Chris Davis (2013)
Most RBI, LHB: 142, Rafael Palmeiro (1996)
Most RBI, RHB: 150, Miguel Tejada (2004)
Most RBI, switch: 124, Eddie Murray (1985)
Most RBI, month: 37, Albert Belle (June 2000)
Most GWRBI: 25, Rafael Palmeiro (1998)
Most consecutive games hit safely: 30, Eric Davis (1998)
Most sac hits: 23, Mark Belanger (1975)
Most sac flies: 17, Bobby Bonilla (1996)
Most stolen bases: 57, Luis Aparicio (1964)
Most walks: 118, Ken Singleton (1975)
Most intentional walks: 25, Eddie Murray (1984)
Most strikeouts: 219, Chris Davis (2016)
Fewest strikeouts: 19, Rich Dauer (1980)
Most hit by pitch: 24, Brady Anderson (1999)
Most GIDP: 32, Cal Ripken (1985)
Most pinch hits: 24, Dave Philley (1961)
Most consecutive pinch hits: 6, Bob Johnson (1964)
Most pinch hit RBI: 18, Dave Philley (1961)
Individual records – pitching
Most games: 81, Jamie Walker (2007)
Most games, rookie: 67, Jorge Julio (2002)
Most games, started: 40, Dave McNally (1969–70), Mike Cuellar (1970), Jim Palmer (1976), and Mike Flanagan (1978)
Most games started, rookie: 36, Bob Milacki (1989)
Most complete games: 25, Jim Palmer (1975)
Most games finished: 63, Jim Johnson (2012–13)
Most wins: 25, Steve Stone (1980)
Most wins, rookie: 19, Wally Bunker (1964)
Most losses: 21, Don Larsen (1954)
Best won-lost %: .808, Dave McNally (1971)
Most bases on balls: 181, Bob Turley (1954)
Most hit batsmen: 18, Daniel Cabrera (2008)
Most strikeouts: 221, Érik Bédard (2007)
Most innings pitched: 323, Jim Palmer (1975)
Most innings pitched, rookie: 243, Bob Milacki (1989)
Most shutouts: 10, Jim Palmer (1975)
Most consecutive shutout innings: 36, Hal Brown (July 7 – August 8, 1961)
Most home runs allowed: 35, 4 times; last: Jeremy Guthrie (2009)
Fewest home runs allowed (by qualifier): 8, Milt Pappas (209 IP) (1959) and Billy Loes (155 IP) (1957)
Lowest ERA (by qualifier): 1.95, Dave McNally (1968)
Highest ERA (by qualifier): 5.90, Rodrigo Lopez (2006)
Most saves: 51, Jim Johnson (2012)
Most saves, rookie: 27, Gregg Olson (1989)
Most wins, reliever: 14, Stu Miller (1965)
Most relief points: 131, Randy Myers (1997)
Most innings pitched by reliever: 140.1, Sammy Stewart (1983)
Most consecutive wins: 15, Dave McNally (April 12 – August 3, 1969)
Most consecutive losses: 10, Jay Tibbs (July 10 – October 1, 1988)
Most consecutive losses, start of season: 8, Mike Boddicker (1988) and Jason Johnson (2000)
Most wins vs. one club: 6, Wally Bunker vs. Kansas City (1964)
Most losses vs. one club: 5 Don Larsen vs. White Sox (1954), Joe Coleman vs. Yankees (1954), and Jim Wilson vs. Cleveland (1955)
Most wins by opponent: 6, Andy Pettitte, Yankees (2003) and Bud Daley, Kansas City (1959)
Most losses by opponent: 5, Ned Garver, Kansas City (1957), Dick Stigman, Minnesota (1963), Stan Williams, Cleveland (1969), and Catfish Hunter, Yankees (1976)
Rivalries
The Orioles have a regional rivalry with the nearby Washington Nationals nicknamed the Beltway Series or Battle of the Beltways. Baltimore currently leads the series with a 55–39 record over the Nationals.
Notes
References
Bibliography
Bready, James H. The Home Team. 4th ed. Baltimore: 1984.
Eisenberg, John. From 33rd Street to Camden Yards. New York: Contemporary Books, 2001.
Hawkins, John C. This Date in Baltimore Orioles & St. Louis Browns History. Briarcliff Manor, New York: Stein & Day, 1983.
Miller, James Edward. The Baseball Business: Pursuing Pennants and Profits in Baltimore. Chapel Hill, North Carolina: University of North Carolina Press, 1990.
Patterson, Ted. The Baltimore Orioles. Dallas: Taylor Publishing Co., 1994.
External links
Waldman, Ed. "Sold! Angelos scored with '93 home run" , The Baltimore Sun, August 1, 2004
Major League Baseball teams
Grapefruit League
Professional baseball teams in Maryland
Baseball teams established in 1894
Fictional passerine birds
1954 establishments in Maryland
1894 establishments in Wisconsin
Baseball in Milwaukee |
4342 | https://en.wikipedia.org/wiki/Bastarnae | Bastarnae | The Bastarnae (Latin variants: Bastarni or Basternae; ), sometimes called the Peuci or Peucini (), were an ancient people who between 200 BC and 300 AD inhabited areas north of the Roman frontier on the Lower Danube. The Bastarnae lived in the region between the Carpathian Mountains and the river Dnieper, to the north and east of ancient Dacia. The Peucini were a subtribe who occupied the region north of the Danube Delta. Their name was sometimes used for the Bastarnae as a whole.
The earliest Graeco-Roman historians to refer to the Bastarnae imply that they spoke Celtic languages. In contrast, later historical sources imply that they spoke Germanic languages, and could be considered Germanic peoples. Like other peoples who lived in the same geographical region, Graeco-Roman writers also referred to the Bastarnae as a "Scythian" people, but this was probably a reference to their general way of life, rather than a linguistic category.
Although largely sedentary, some elements may have adopted a semi-nomadic lifestyle. So far, no archaeological sites have been conclusively attributed to the Bastarnae. The archaeological horizons most often associated by scholars with the Bastarnae are the Zarubintsy and Poienesti-Lukashevka cultures.
The Bastarnae first came into conflict with the Romans during the first century BC when, in alliance with Dacians and Sarmatians, they unsuccessfully resisted Roman expansion into Moesia and Pannonia. Later, they appear to have maintained friendly relations with the Roman Empire during the first two centuries AD. This changed c. 180, when the Bastarnae are recorded as participants in an invasion of Roman territory, once again in alliance with Sarmatian and Dacian elements. In the mid-3rd century, the Bastarnae were part of a Gothic-led grand coalition of lower Danube tribes that repeatedly invaded the Balkan provinces of the Roman Empire.
Many Bastarnae were resettled within the Roman Empire in the late third century.
Etymology
The origin of the tribal name is uncertain. It is not even clear whether it was an exonym (a name ascribed to them by outsiders) or an endonym (a name by which the Bastarnae described themselves). A related question is whether the groups denoted "Bastarnae" by the Romans considered themselves a distinct ethnic group at all (endonym) or whether it was a generic exonym used by the Greco-Romans to denote a disparate group of tribes of the Carpathian region that could not be classified as Dacians or Sarmatians.
One possible derivation is from the proto-Germanic word *bastjan (from Proto-Indo-European root *bʰas-), meaning "binding" or "tie". In this case, Bastarnae may have had the original meaning of a coalition or bund of tribes.
It is possible that the Roman term basterna, denoting a type of wagon or litter, is derived from the name of this people (or, if it is an exonym, that the name of the people is derived from it) who were known, like many Germanic tribes, to travel with a wagon train for their families.
It has also been suggested that the name is linked with the Germanic word bastard, meaning illegitimate or mongrel, and this name is sometimes contrasted to proposed Germanic etymologies for the name of the Sciri who lived in the same general region. However, Roger Batty considers this Germanic derivation unlikely. If the name is an endonym, then this derivation is unlikely, as most endonyms have flattering meanings (e.g. "brave", "strong", "noble").
Trubačev proposes a derivation from Old Persian, Avestan bast- "bound, tied; slave" (cf. Ossetic bættən "bind", bast "bound") and Iranian *arna- "offspring", equating it with the δουλόσποροι "slave Sporoi" mentioned by Nonnus and Cosmas, where the Sporoi are the people Procopius mentions as the ancestors of the Slavs.
Territory
The original homeland of the Bastarnae remains uncertain. Babeş and Shchukin argue in favour of an origin in eastern Pomerania on the Baltic coast of today's north-west Poland, on the grounds of correspondences in archaeological material, e.g. a Pomeranian-style fibula found in a Poieneşti site in Moldavia, although Batty considers the evidence insufficient. Babeş identifies the Sidoni, a branch of the Bastarnae which Strabo places north of the Danube delta with the Sidini located by Ptolemy in Pomerania.
Batty argues that Greco-Roman sources of the first century AD locate the Bastarnae homeland on the northern side of the Northern Carpathian mountain range, encompassing south-east Poland and south-west Ukraine (i.e. the region traditionally known as Galicia). In one garbled passage Pliny located the Bastarnae "and other Germans" somehow near what is now northern Hungary and Slovakia. In another he located them and the Peucini above the Dacians. The Peutinger Map (produced ca. 400 AD, but including material from as early as the first century) shows the Bastarnae (mis-spelt Blastarni) north of the Carpathian mountains and appears to name the Galician Carpathians as the Alpes Bastarnicae.
From Galicia, the Bastarnae expanded into the Moldavia and Bessarabia regions, reaching the Danube Delta. Strabo describes the Bastarnae as inhabiting the territory "between the Ister (the Danube) and the Borysthenes (the Dnieper)". He identifies three sub-tribes of the Bastarnae: the Atmoni, Sidoni and Peucini. The latter derived their name from Peuce, a large island in the Danube Delta which they had colonised. The second-century geographer Ptolemy states that the Carpiani or Carpi (believed to have occupied Moldavia) separated the Peucini from the other Bastarnae "above Dacia" (i.e. north of Dacia).
It thus appears that the Bastarnae were settled in a vast arc stretching around the northern and eastern flanks of the Carpathians from south-east Poland to the Danube Delta. The larger group inhabited the northern and eastern slopes of the Carpathians and the region between the Prut and Dnieper rivers (modern-day Moldova/western Ukraine), while a separate group (the Peucini, Sidoni and Atmoni) dwelt in and north of the Danube Delta region.
Ethno-linguistic affiliation
Scholars hold divergent theories about the ethnicity of the Bastarnae. One view, following what appears to be the most authoritative view among earliest scholars, is that they spoke a Celtic language. However others hold that they were Scythian/Germanic, or mixed Germanic/Sarmatian. A fringe theory is that they were Proto-Slavic. Shchukin argues that the ethnicity of the Bastarnae was unique and rather than trying to label them as Celtic, Germanic or Sarmatian, it should be accepted that the "Basternae were the Basternae". Batty argues that assigning an "ethnicity" to the Bastarnae is meaningless; as in the context of the Iron Age Pontic-Danubian region, with its multiple overlapping peoples and languages, ethnicity was a very fluid concept, which changed rapidly and frequently, according to socio-political vicissitudes. That was especially true of the Bastarnae, who are attested over a relatively-vast area.
Ancient sources
Polybius (200–118 BC) writing about the time of Perseus of Macedon (d. 166 BCE):
"A mission from the Dardanians now arrived, telling of the Bastarnae, their numbers, the huge size and the valour of their warriors, and also pointing out that Perseus and the Galatians were in league with this tribe. They said they were much more afraid of him than of the Bastarnae, and they begged for aid."
According to Livy (64 BC – 17 AD):
"The way to the Hadriatic and to Italy lay through the Scordisci; that was the only practicable route for an army, and the Scordisci were expected to grant a passage to the Bastarnae without any difficulty, for neither in speech nor habits were they dissimilar, and it was hoped that they would unite forces with them when they saw that they were going to secure the plunder of a very wealthy nation."
According to Strabo (64 BC – 24 AD):
"However, it is clear from the "climata" and the parallel distances that if one travels longitudinally towards the east, one encounters the regions that are about the Borysthenes and that are to the north of the Pontus; but what is beyond Germany and what beyond the countries which are next after Germany — whether one should say the Bastarnae, as most writers suspect, or say that others lie in between, either the Iazyges, or the Roxolani, or certain other of the wagon-dwellers — it is not easy to say; nor yet whether they extend as far as the ocean along its entire length, or whether any part is uninhabitable by reason of the cold or other cause, or whether even a different race of people, succeeding the Germans, is situated between the sea and the eastern Germans. And this same ignorance prevails also in regard to the rest of the peoples that come next in order on the north; for I know neither the Bastarnae, nor the Sauromatae, nor, in a word, any of the peoples who dwell above the Pontus, nor how far distant they are from the Atlantic Sea, nor whether their countries border upon it."
According to Plutarch (46–120 AD):
"He also secretly stirred up the Gauls settled along the Danube, who are called Basternae, an equestrian host and warlike; and he invited the Illyrians, through Genthius their king, to take part with him in the war. And a report prevailed that the Barbarians had been hired by him to pass through lower Gaul, along the coast of the Adriatic, and make an incursion into Italy."
According to Tacitus (56–120 AD), describing the peoples of Germania:
"As to the tribes of the Peucini, Veneti, and Fenni I am in doubt whether I should class them with the Germans or the Sarmatæ, although indeed the Peucini called by some Bastarnæ, are like Germans in their language, mode of life, and in the permanence of their settlements. They all live in filth and sloth, and by the intermarriages of the chiefs they are becoming in some degree debased into a resemblance to the Sarmatæ."
According to Cassius Dio (155–235 AD):
"During the same period in which these events occurred Marcus Crassus was sent into Macedonia and Greece and carried on war with the Dacians and Bastarnae. I have already stated who the former were and why they had become hostile; the Bastarnae, on the other hand, who are properly classed as Scythians, had at this time crossed the Ister and subdued the part of Moesia opposite them, and afterwards subdued the Triballi who adjoin this district and the Dardani who inhabit the Triballian country."
According to Zosismus (490s–510 AD):
"He likewise left in Thrace the Bastarnae, a Scythian people, who submitted to him, giving them land to inhabit there; on which account they observed the Roman laws and customs."
Celtic
A leading reason to consider the Bastarnae as Celtic is that the regions they are documented to have occupied (the northern and eastern slopes of the Carpathians) overlapped to a great extent with the locations of Celtic tribes attested in the northern Carpathians. (The modern name of this region, Galicia, is generally regarded as having a later origin, in either a Slavic or Turkic language. However, some scholars have instead suggested that the name Galicia may derive from its former Celtic inhabitants the Taurisci, Osi, Cotini and Anartes of Slovakia and northern Romania and the Britogalli of the Danube Delta region.) In addition, archaeological cultures which some scholars have linked to the Bastarnae (Poieneşti-Lukashevka and Zarubintsy) display pronounced Celtic affinities. Finally, the arrival of the Bastarnae in the Pontic-Danubian region, which can be dated to 233–216 BC according to two ancient sources, coincides with the latter phase of Celtic migration into the region (400–200 BC).
The earliest historians give a Celtic or Gallic origin to the Bastarnae. Roman historian Livy, writing in c. 10 AD, attests that the Bastarnae spoke Celtic. Relating the Bastarnic invasion of the Balkans of 179 BC (see Allies of Philip of Macedon below), he describes them then as "they were not very different in either language or manners" to the Celtic tribe of the Scordisci, a tribe of Pannonia. The Scordisci are described as Celtic by Strabo (although he adds that they had mingled with Illyrians and Thracians). The Greek historian Plutarch inform us that the Roman consul Hostilius "secretly stirred up the Gauls settled along the Danube, who are called Basternae".
However, a Celtic identity for the Bastarnae is apparently contradicted by Polybius (writing ca. 150 BC), who was an actual contemporary of the events described, unlike Livy, who was writing some 200 years later. Polybius clearly distinguishes the Bastarnae from the "Galatae" (i.e. Celts): "An embassy from the Dardani arrived [at the Roman Senate], talking of the Bastarnae, their huge numbers, the strength and valour of their warriors, and also reporting that Perseus [king of Macedon] and the Galatae were in league with this tribe." In addition, inscription AE (1905) 14, recording a campaign on the Hungarian Plain by the Augustan-era general Marcus Vinucius (10 BC or 8 BC), also appears to distinguish the Bastarnae from neighbouring Celtic tribes: "Marcus Vinucius... governor of Illyricum, the first [Roman general] to advance across the river Danube, defeated in battle and routed an army of Dacians and Basternae, and subjugated the Cotini, Osi,...[missing tribal name] and Anartii to the power of the emperor Augustus and of the people of Rome."
The three names of Bastarnae leaders found in ancient sources are of Celtic origin: Cotto, Clondicus and Teutagonus.
Germanic
Greco-Roman geographers of the first century AD are unanimous in associating the Bastarnae and Peucini with Germanic peoples, and one source, Tacitus, specifies that they spoke a language like the Germanic peoples. The Greek geographer Strabo (writing c. 5–20 AD) says the Bastarnae are "of Germanic stock".
The Roman geographer Pliny the Elder (c. 77 AD), classifies the Bastarnae and Peucini as being one of the five main subdivisions of Germanic peoples, the other subdivisions as the three West Germanic groups, the Inguaeones, Istuaeones and Hermiones, and the East Germanic Vandili.
The Roman historian Tacitus (c. 100 AD) described the Bastarnae as probably being a Germanic people, but with substantial Sarmatian influence:
{|
|As to the tribes of the Peucini, Veneti, and Fenni I am in doubt whether I should class them with the Germans or the Sarmatæ, although indeed the Peucini called by some Bastarnæ, are like Germans in their language, mode of life, and in the permanence of their settlements. They all live in filth and sloth, and by the intermarriages of the chiefs they are becoming in some degree debased into a resemblance to the Sarmatæ.
|Peucinorum Venethorumque et Fennorum nationes Germanis an Sarmatis adscribam dubito. quamquam Peucini, quos quidam Bastarnas vocant, sermone cultu sede ac domiciliis ut Germani agunt. sordes omnium ac torpor procerum: conubiis mixtis nonnihil in Sarmatarum habitum foedantur.
|}
Scytho-Sarmatian
Strabo includes the Roxolani, generally considered by scholars to have been a Sarmatian tribe, in a list of Bastarnae subgroups. However, this may simply be an error due to the close proximity of the two peoples north of the Danube Delta. In the third century, the Greek historian Dio Cassius states that the "Bastarnae are properly classed as Scythians" and "members of the Scythian race". Likewise, the sixth-century historian Zosimus, reporting events around 280 AD, refers to "the Bastarnae, a Scythian people". However, it appears that these late Greco-Roman chroniclers used the term "Scythian" without regard to language. The earliest Scythians were steppe nomads associated with Iranic languages, as were their successors the Sarmatians, who were also called Scythians, while classical authors such as Zosimus also routinely refers to the Goths, who were undoubtedly Germanic-speakers, as "Scythians".
It is possible that some Bastarnae may have been assimilated by the surrounding (and possibly dominant) Sarmatians, perhaps adopting their tongue (which belonged to the Iranian group of Indo-European languages) and customs. Thus Tacitus' comment that "mixed marriages are giving [the Bastarnae] to some extent the vile appearance of the Sarmatians". On the other hand, the Bastarnae maintained a separate name until ca. 300 AD, probably implying retention of their distinctive ethno-linguistic heritage up to that time. It seems likely, on balance, that the core population of Bastarnae had always been, and continued to be, Germanic in language and culture.
Material culture
According to Malcolm Todd, traditional archaeology has not been able to construct a typology of Bastarnae material culture, and thus to ascribe particular archaeological sites to the Bastarnae. A complicating factor is that the regions where Bastarnae are attested contained a patchwork of peoples and cultures (Sarmatians, Scythians, Dacians, Thracians, Celts, Germans and others), some sedentary, some nomadic. In any event, post-1960s archaeological theory has questioned the validity of equating material "cultures", as defined by archaeologists, with distinct ethnic groups. In this view, it is impossible to attribute a "culture" to a particular ethnic group: it is likely that the material cultures discerned in the region belonged to several, if not all, of the groups inhabiting it. These cultures probably represent relatively large-scale socio-economic interactions between disparate communities of the broad region, possibly including mutually antagonistic groups.
It is not even certain whether the Bastarnae were sedentary, nomadic or semi-nomadic. Tacitus' statement that they were "German in their way of life and types of dwelling" implies a sedentary bias, but their close relations with the Sarmatians, who were nomadic, may indicate a more nomadic lifestyle for some Bastarnae, as does their attested wide geographical range. If the Bastarnae were nomadic, then the sedentary "cultures" identified by archaeologists in their lebensraum would not represent them. Nomadic peoples generally leave scant traces, due to the impermanent materials and foundations used in the construction of their dwellings.
Scholars have identified two closely related sedentary "cultures" as possible candidates to represent the Bastarnae (among other peoples) as their locations broadly correspond to where ancient sources placed the Basternae: the Zarubintsy culture lying in the forest-steppe zone in northern Ukraine and southern Belarus, and the Poieneşti-Lukashevka culture (Lucăşeuca) in northern Moldavia. These cultures were characterised by agriculture, documented by numerous finds of sickles. Dwellings were either of surface or semi-subterranean types, with posts supporting the walls, a hearth in the middle and large conical pits located nearby. Some sites were defended by ditches and banks, structures thought to have been built to defend against nomadic tribes from the steppe. Inhabitants practiced cremation. Cremated remains were either placed in large, hand-made ceramic urns, or were placed in a large pit and surrounded by food and ornaments such as spiral bracelets and Middle to Late La Tène-type fibulae (attesting the continuing strength of Celtic influence in this region).
A major problem with associating the Poieneşti-Lukashevka and Zarubintsy cultures with the Bastarnae is that both cultures had disappeared by the early first century AD, while the Bastarnae continue to be attested in those regions throughout the Roman Principate. Another issue is that the Poieneşti-Lukashevka culture has also been attributed to the Costoboci, a people considered ethnically Dacian by mainstream scholarship, who inhabited northern Moldavia, according to Ptolemy (ca. 140 AD). Indeed, Mircea Babeş and Silvia Theodor, the two Romanian archaeologists who identified Lukashevka as Bastarnic, nevertheless insisted that the majority of the population in the Lukashevka sphere (in northern Moldavia) was "Geto-Dacian". A further problem is that neither of these cultures were present in the Danube Delta region, where a major concentration of Bastarnae are attested by the ancient sources.
Starting in about 200 AD, the Chernyakhov culture became established in the modern-day western Ukraine and Moldova region inhabited by the Bastarnae. The culture is characterised by a high degree of sophistication in the production of metal and ceramic artefacts, as well as of uniformity over a vast area. Although this culture has conventionally been identified with the migration of the Gothic ethnos into the region from the northwest, Todd argues that its most important origin is Scytho-Sarmatian. Although the Goths certainly contributed to it, so probably did other peoples of the region such as the Dacians, proto-Slavs, Carpi and possibly the Bastarnae.
Relations with Rome
Roman Republican era (to 30 BC)
Allies of Philip of Macedon (179–8 BC)
The Bastarnae first appear in the historical record in 179 BC, when they crossed the Danube in a massive force. They did so at the invitation of their long-time ally, King Philip V of Macedon, a direct descendant of Antigonus, one of the Diadochi, the generals of Alexander the Great who had shared his empire after his death in 323 BC. The Macedonian king had suffered a disastrous defeat at the hands of the Romans in the Second Macedonian War (200–197 BC), which had reduced him from a powerful Hellenistic monarch to the status of a petty client-king with a much-reduced territory and a tiny army. After nearly 20 years of slavish adherence to the Roman Senate's dictats, Philip had been goaded by the incessant and devastating raiding of the Dardani, a warlike Thraco-Illyrian tribe on his northern border, which his treaty-limited army was too small to counter effectively. Counting on the Bastarnae, with whom he had forged friendly relations, he plotted a strategy to deal with the Dardani and then to regain his lost territories in Greece and his political independence. First, he would unleash the Bastarnae against the Dardani. After the latter had been crushed, Philip planned to settle Bastarnae families in Dardania (southern Kosovo/Skopje region) to ensure that the region was permanently subdued. In a second phase, Philip aimed to launch the Bastarnae on an invasion of Italy via the Adriatic coast. Although he was aware that the Bastarnae were likely to be defeated, Philip hoped that the Romans would be distracted long enough to allow him to reoccupy his former possessions in Greece.
However, Philip, now 60 years of age, died before the Bastarnae could arrive. The Bastarnae host was still en route through Thrace, where it became embroiled in hostilities with the locals, who had not provided them with sufficient food at affordable prices as they marched through. Probably in the vicinity of Philippopolis (modern Plovdiv, Bulgaria), the Bastarnae broke out of their marching columns and pillaged the land far and wide. The terrified local Thracians took refuge with their families and animal herds on the slopes of Mons Donuca (Mount Musala), the highest mountain in Thrace. A large force of Bastarnae chased them up the mountain, but were driven back and scattered by a massive hailstorm. Then the Thracians ambushed them, turning their descent into a panic-stricken rout. Back at their wagon fort in the plain, around half of the demoralised Bastarnae decided to return home, leaving c. 30,000 to press on to Macedonia.
Philip's son and successor Perseus, while protesting his loyalty to Rome, deployed his Bastarnae guests in winter quarters in a valley in Dardania, presumably as a prelude to a campaign against the Dardani the following summer. However, in the depths of winter their camp was attacked by the Dardani. The Bastarnae easily beat off the attackers, chased them back to their chief town and besieged them, but they were surprised in the rear by a second force of Dardani, which had approached their camp stealthily by mountain paths, and proceeded to storm and ransack it. Having lost their entire baggage and supplies, the Bastarnae were obliged to withdraw from Dardania and to return home. Most perished as they crossed the frozen Danube on foot, only for the ice to give way. Despite the failure of Philip's Bastarnae strategy, the suspicion aroused by these events in the Roman Senate, which had been warned by the Dardani of the Bastarnae invasion, ensured the demise of Macedonia as an independent state. Rome declared war on Perseus in 171 BC and after the Macedonian army was crushed at the Battle of Pydna (168 BC), Macedonia was split up into four Roman puppet-cantons (167 BC). Twenty-one years later, these were in turn abolished and annexed to the Roman Republic as the province of Macedonia (146 BC).
Allies of Getan high king Burebista (62 BC)
The Bastarnae first came into direct conflict with Rome as a result of expansion into the lower Danube region by the proconsuls (governors) of Macedonia in 75–72 BC. Gaius Scribonius Curio (proconsul 75–73 BC) campaigned successfully against the Dardani and the Moesi, becoming the first Roman general to reach the Danube with his army. His successor, Marcus Licinius Lucullus (brother of the famous Lucius Lucullus), campaigned against the Thracian Bessi tribe and the Moesi, ravaging the whole of Moesia, the region between the Haemus (Balkan) mountain range and the Danube. In 72 BC, his troops occupied the Greek coastal cities of Scythia Minor (modern Dobruja region, Romania/Bulgaria), which had sided with Rome's Hellenistic arch-enemy, King Mithridates VI of Pontus, in the Third Mithridatic War (73–63 BC).
The presence of Roman forces in the Danube Delta was seen as a major threat by all the neighbouring transdanubian peoples: the Peucini Bastarnae, the Sarmatians and, most importantly, by Burebista (ruled 82–44 BC), king of the Getae. The Getae occupied the region today called Wallachia as well as Scythia Minor and were either a Dacian- or Thracian- speaking people. Burebista had unified the Getae tribes into a single kingdom, for which the Greek cities were vital trade outlets. In addition, he had established his hegemony over neighbouring Sarmatian and Bastarnae tribes. At its peak, the Getae kingdom reportedly was able to muster 200,000 warriors. Burebista led his transdanubian coalition in a struggle against Roman encroachment, conducting many raids against Roman allies in Moesia and Thrace, penetrating as far as Macedonia and Illyria.
The coalition's main chance came in 62 BC, when the Greek cities rebelled against Roman rule. In 61 BC, the notoriously oppressive and militarily incompetent proconsul of Macedonia, Gaius Antonius, nicknamed Hybrida ("The Monster"), an uncle of the famous Mark Antony, led an army against the Greek cities. As his army approached Histria, Antonius detached his entire mounted force from the marching column and led it away on a lengthy excursion, leaving his infantry without cavalry cover, a tactic he had already used with disastrous results against the Dardani. Dio implies that he did so out of cowardice, in order to avoid the imminent clash with the opposition, but it is more likely that he was pursuing a large enemy cavalry force, probably Sarmatians. A Bastarnae host, which had crossed the Danube to assist the Histrians, promptly attacked, surrounded and massacred the Roman infantry, capturing several of their vexilla (military standards). This battle resulted in the collapse of the Roman position on the lower Danube. Burebista apparently annexed the Greek cities (55–48 BC). At the same time, the subjugated "allied" tribes of Moesia and Thrace evidently repudiated their treaties with Rome, as they had to be reconquered by Augustus in 29–8 BC (see below).
In 44 BC, Roman dictator-for-life Julius Caesar planned to lead a major campaign to crush Burebista and his allies once and for all, but he was assassinated before it could start. However, the campaign was made redundant by Burebista's overthrow and death in the same year, after which his Getae empire fragmented into four, later five, independent petty kingdoms. These were militarily far weaker, as Strabo assessed their combined military potential at just 40,000 armed men, and were often involved in internecine warfare. The Geto-Dacians did not again become a threat to Roman hegemony in the lower Danube until the rise of Decebal 130 years later (86 AD).
Roman Principate (30 BC – 284 AD)
Augustan era (30 BC – 14 AD)
Once he had established himself as sole ruler of the Roman state in 30 BC, Caesar's grand-nephew and adopted son Augustus inaugurated a strategy of advancing the empire's south-eastern European border to the line of the Danube from the Alps, the Dinaric Alps and Macedonia. The primary objective was to increase strategic depth between the border and Italy and also to provide a major fluvial supply route between the Roman armies in the region.
On the lower Danube, which was given priority over the upper Danube, this required the annexation of Moesia. The Romans' target was thus the tribes which inhabited Moesia, namely (from west to east) the Triballi, Moesi and those Getae who dwelt south of the Danube. The Bastarnae were also a target because they had recently subjugated the Triballi, whose territory lay on the southern bank of the Danube between the tributary rivers Utus (Vit) and Ciabrus (Tsibritsa), with their chief town at Oescus (Gigen, Bulgaria). In addition, Augustus wanted to avenge the defeat of Gaius Antonius at Histria 32 years before and to recover the lost military standards. These were held in a powerful fortress called Genucla (Isaccea, near modern Tulcea, Romania, in the Danube Delta region), controlled by Zyraxes, the local Getan king. The man selected for the task was Marcus Licinius Crassus, grandson of Crassus the triumvir and an experienced general at 33 years of age, who was appointed proconsul of Macedonia in 29 BC.
The Bastarnae provided the casus belli by crossing the Haemus and attacking the Dentheletae, a Thracian tribe who were Roman allies. Crassus marched to the Dentheletae's assistance, but the Bastarnae host hastily withdrew over the Haemus at his approach. Crassus followed them closely into Moesia but they would not be drawn into battle, withdrawing beyond the Tsibritsa. Crassus now turned his attention to the Moesi, his prime target. After a successful campaign which resulted in the submission of a substantial section of the Moesi, Crassus again sought out the Bastarnae. Discovering their location from some peace envoys they had sent to him, he lured them into battle near the Tsibritsa by a stratagem. Hiding his main body of troops in a wood, he stationed as bait a smaller vanguard in open ground before the wood. As expected, the Bastarnae attacked the vanguard in force, only to find themselves entangled in the full-scale pitched battle with the Romans that they had tried to avoid. The Bastarnae tried to retreat into the forest but were hampered by the wagon train carrying their women and children, as these could not move through the trees. Trapped into fighting to save their families, the Bastarnae were routed. Crassus personally killed their king, Deldo, in combat, a feat which qualified him for Rome's highest military honour, spolia opima, but Augustus refused to award it on a technicality. Thousands of fleeing Bastarnae perished, many asphyxiated in nearby woods by encircling fires set by the Romans, others drowned trying to swim across the Danube. Nevertheless, a substantial force dug themselves into a powerful hillfort. Crassus laid siege to fort, but had to enlist the assistance of Rholes, a Getan petty king, to dislodge them, for which service Rholes was granted the title of socius et amicus populi Romani ("ally and friend of the Roman people").
The following year (28 BC), Crassus marched on Genucla. Zyraxes escaped with his treasure and fled over the Danube into Scythia to seek aid from the Bastarnae. Before he was able to bring reinforcements, Genucla fell to a combined land and fluvial assault by the Romans. The strategic result of Crassus' campaigns was the permanent annexation of Moesia by Rome.
About a decade later, in 10 BC, the Bastarnae again clashed with Rome during Augustus' conquest of Pannonia (the bellum Pannonicum 14–9 BC). Inscription AE (1905) 14 records a campaign on the Hungarian Plain by the Augustan-era general Marcus Vinucius: Marcus Vinucius...[patronymic], Consul [in 19 BC]...[various official titles], governor of Illyricum, the first [Roman general] to advance across the river Danube, defeated in battle and routed an army of Dacians and Basternae, and subjugated the Cotini, Osi,...[missing tribal name] and Anartii to the power of the emperor Augustus and of the people of Rome. Most likely, the Bastarnae, in alliance with Dacians, were attempting to assist the hard-pressed Illyrian/Celtic tribes of Pannonia in their resistance to Rome.
First and second centuries
It appears that in the final years of Augustus' rule, the Bastarnae made their peace with Rome. The Res Gestae Divi Augusti ("Acts of the divine Augustus", 14 AD), an inscription commissioned by Augustus to list his achievements, states that he received an embassy from the Bastarnae seeking a treaty of friendship. It appears that a treaty was concluded and apparently proved remarkably effective, as no hostilities with the Bastarnae are recorded in surviving ancient sources until c. 175, some 160 years after Augustus' inscription was carved. But surviving evidence for the history of this period is so thin that it cannot be excluded that the Bastarnae clashed with Rome during it. The Bastarnae participated in the Dacian Wars of Domitian (86–88) and Trajan (101–102 and 105–106), fighting on both wars on the Dacian side
In the late second century, the Historia Augusta mentions that in the rule of Marcus Aurelius (161–180), an alliance of lower Danube tribes including the Bastarnae, the Sarmatian Roxolani and the Costoboci took advantage of the emperor's difficulties on the upper Danube (the Marcomannic Wars) to invade Roman territory.
Third century
During the late second century, the main ethnic change in the northern Black Sea region was the immigration, from the Vistula valley in the North, of the Goths and accompanying Germanic tribes such as the Taifali and the Hasdingi, a branch of the Vandal people. This migration was part of a series of major population movements in the European barbaricum (the Roman term for regions outside their empire). The Goths appear to have established a loose political hegemony over the existing tribes in the region.
Under the leadership of the Goths, a series of major invasions of the Roman empire were launched by a grand coalition of lower Danubian tribes from c. 238 onwards. The participation of the Bastarnae in these is likely but largely unspecified, due to Zosimus' and other chroniclers' tendency to lump all these tribes under the general term "Scythians" – meaning all the inhabitants of Scythia, rather than the specific Iranic-speaking people called the Scythians. Thus, in 250–251, the Bastarnae were probably involved in the Gothic and Sarmatian invasions which culminated in the Roman defeat at the Battle of Abrittus and the slaying of Emperor Decius (251). This disaster was the start of the Third Century Crisis of the Roman Empire, a period of military and economic chaos. At this critical moment, the Roman army was crippled by the outbreak of a second smallpox pandemic, the plague of Cyprian (251–70). The effects are described by Zosimus as even worse than the earlier Antonine plague (166–180), which probably killed 15–30% of the empire's inhabitants.
Taking advantage of Roman military disarray, a vast number of barbarian peoples overran much of the empire. The Sarmato-Gothic alliance of the lower Danube carried out major invasions of the Balkans region in 252, and in the periods 253–258 and 260–268. The Peucini Bastarnae are specifically mentioned in the 267/268 invasion, when the coalition built a fleet in the estuary of the river Tyras (Dniester). The Peucini Bastarnae would have been critical to this venture since, as coastal and delta dwellers, they would have had seafaring experience that the nomadic Sarmatians and Goths lacked. The barbarians sailed along the Black Sea coast to Tomis in Moesia Inferior, which they tried to take by assault without success. They then attacked the provincial capital Marcianopolis (Devnya, Bulgaria), also in vain. Sailing on through the Bosporus, the expedition laid siege to Thessalonica in Macedonia. Driven off by Roman forces, the coalition host moved overland into Thracia, where finally it was crushed by Emperor Claudius II (r. 268–270) at Naissus (269).
Claudius II was the first of a sequence of military emperors (the so-called "Illyrian emperors" from their main ethnic origin) who restored order in the empire in the late third century. These emperors followed a policy of large-scale resettlement within the empire of defeated barbarian tribes, granting them land in return for an obligation of military service much heavier than the usual conscription quota. The policy had the triple benefit, from the Roman point of view, of weakening the hostile tribe, repopulating the plague-ravaged frontier provinces (bringing their abandoned fields back into cultivation) and providing a pool of first-rate recruits for the army. It could also be popular with the barbarian prisoners, who were often delighted by the prospect of a land grant within the empire. In the fourth century, such communities were known as laeti.
The emperor Probus (r. 276–282) is recorded as resettling 100,000 Bastarnae in Moesia, in addition to other peoples, including Goths, Gepids and Vandals. The Bastarnae are reported to have honoured their oath of allegiance to the emperor, while the other resettled peoples mutinied while Probus was distracted by usurpation attempts and ravaged the Danubian provinces far and wide. A further massive transfer of Bastarnae was carried out by Emperor Diocletian (ruled 284–305) after he and his colleague Galerius defeated a coalition of Bastarnae and Carpi in 299.
Later Roman empire (305 onwards)
The remaining transdanubian Bastarnae disappear into historical obscurity in the late empire. Neither of the main ancient sources for this period, Ammianus Marcellinus and Zosimus, mention the Bastarnae in their accounts of the fourth century, possibly implying the loss of their separate identity, presumably assimilated by the regional hegemons, the Goths. Such assimilation would have been facilitated if, as is possible, the Bastarnae spoke an East Germanic language closely related to Gothic. If the Bastarnae remained an identifiable group, it is highly likely that they participated in the vast Gothic-led migration, driven by Hunnic pressure, that was admitted into Moesia by Emperor Valens in 376 and eventually defeated and killed Valens at Adrianople in 378. Although Ammianus refers to the migrants collectively as "Goths", he states that, in addition, "Taifali and other tribes" were involved.
However, after a gap of 150 years, there is a final mention of Bastarnae in the mid-5th century. In 451, the Hunnic leader Attila invaded Gaul with a large army which was ultimately routed at the Battle of Châlons by a Roman-led coalition under the general Aetius. Attila's host, according to Jordanes, included contingents from the "innumerable tribes that had been brought under his sway". This included the Bastarnae, according to the Gallic nobleman Sidonius Apollinaris. However, E.A. Thompson argues that Sidonius' mention of Bastarnae at Chalons is probably false: his purpose was to write a panegyric and not a history, and Sidonius added some spurious names to the list of real participants (e.g. Burgundians, Sciri and Franks) for dramatic effect.
See also
Carpathian Tumuli culture
Tiberius Plautius Silvanus Aelianus
List of Germanic tribes
List of Celtic tribes
Notes
References
Bibliography
Ancient
Res Gestae Divi Augusti (c. 14 AD)
Ammianus Marcellinus Res Gestae (c. 395 AD)
Dio Cassius Roman History (c. 230 AD)
Eutropius Historiae Romanae Breviarium (c. 360 AD)
Anonymous Historia Augusta (c. 400 AD)
Livy Ab urbe condita (c. 20 BC)
Jordanes Getica (c. 550 AD)
Pliny the Elder Naturalis Historia (c. 70 AD)
Ptolemy Geographia (c. 140)
Sextus Aurelius Victor De Caesaribus (c. 380 AD)
Sidonius Apollinaris Carmina (late fifth century AD)
Strabo Geographica (c. 10 AD)
Tacitus Annales (c. 100 AD)
Tacitus Germania (c. 100 AD)
Zosimus Historia Nova (c. 500 AD)
Modern
Babeş, Mircea: Noi date privind arheologia şi istoria bastarnilor in SCIV 20 (1969) 195–218
Barrington (2000): Atlas of the Greek and Roman World
Batty, Roger (2008): Rome and the Nomads: the Pontic-Danubian region in Antiquity
Crişan, Ion (1978): Burebista and his Time
Faliyeyev, Alexander (2007): Dictionary of Continental Celtic Placenames (online)
Goldsworthy, Adrian (2000): Roman Warfare
Heather, Peter (2009): Empires and Barbarians
Jones, A.H.M. (1964): Later Roman Empire
Köbler, Gerhard (2000): Indo-Germanisches Wörterbuch (online)
Müllenhoff, Karl (1887): Deutsche altertumskunde (vol. II)
Thompson, E.A. (1996): The Huns
Todd, Malcolm (2004): The early Germans
O. N. Trubačev (1999): INDOARICA в Северном Причерноморье
Wolfram, Herwig (1988): History of the Goths
Historical Celtic peoples
Early Germanic peoples
Wars involving the Roman Republic
Wars involving the Roman Empire
Hellenistic-era tribes in the Balkans
Ancient tribes in Dacia
Hellenistic Thrace
Antigonid Macedonia |
4345 | https://en.wikipedia.org/wiki/Bohemia | Bohemia | Bohemia ( ; ; ; ; ) is the westernmost and largest historical region of the Czech Republic. Bohemia can also refer to a wider area consisting of the historical Lands of the Bohemian Crown ruled by the Bohemian kings, including Moravia and Czech Silesia, in which case the smaller region is referred to as Bohemia proper as a means of distinction.
Bohemia was a duchy of Great Moravia, later an independent principality, a kingdom in the Holy Roman Empire, and subsequently a part of the Habsburg monarchy and the Austrian Empire. After World War I and the establishment of an independent Czechoslovak state, the whole of Bohemia became a part of Czechoslovakia, defying claims of the German-speaking inhabitants that regions with German-speaking majority should be included in the Republic of German-Austria. Between 1938 and 1945, these border regions were joined to Nazi Germany as the Sudetenland.
The remainder of Czech territory became the Second Czechoslovak Republic, and was subsequently occupied as the Protectorate of Bohemia and Moravia until the end of World War II, after which Bohemia became part of the restored Czechoslovakia. In 1969, the Czech lands (including Bohemia) were given autonomy within Czechoslovakia as the Czech Socialist Republic. In 1990, the name was changed to the Czech Republic, which became a separate state in 1993 with the breakup of Czechoslovakia.
Until 1948, Bohemia was an administrative unit of Czechoslovakia as one of its "lands" (země). Since then, administrative reforms have replaced self-governing lands with a modified system of "regions" (kraje), which do not follow the borders of the historical Czech lands (or the regions from the 1960 and 2000 reforms). However, the three lands are mentioned in the preamble of the Constitution of the Czech Republic: "We, citizens of the Czech Republic in Bohemia, Moravia and Silesia..."
Bohemia had an area of , and today is home to about 6.8 million of the Czech Republic's 10.8 million inhabitants. Bohemia was bordered in the south by Upper and Lower Austria (both in Austria), in the west by Bavaria (in Germany), and in the north by Saxony and Lusatia (in Germany and Poland, respectively), in the northeast by Silesia (in Poland), and in the east by Moravia (also part of the Czech Republic). Bohemia's borders were mostly marked by mountain ranges such as the Bohemian Forest, the Ore Mountains, and the Giant Mountains; the Bohemian-Moravian border roughly follows the Elbe-Danube watershed.
Etymology
In the second century BCE, the Romans were competing for dominance in northern Italy with various peoples, including the Gauls-Celtic tribe Boii. The Romans defeated the Boii at the Battle of Placentia (194 BCE) and the Battle of Mutina (193 BCE). Afterward, many of the Boii retreated north across the Alps. Much later Roman authors refer to the area they had once occupied (the "desert of the Boii" as Pliny and Strabo called it) as Boiohaemum. The earliest mention was by Tacitus' Germania 28 (written at the end of the first century AD), and later mentions of the same name are in Strabo and Velleius Paterculus. The name appears to consist of the tribal name Boio- plus the Proto-Germanic noun *haimaz "home" (whence Gothic haims, German Heim, Heimat, English home), indicating a Proto-Germanic *Bajahaimaz.
Boiohaemum was apparently isolated to the area where King Marobod's kingdom was centred, within the Hercynian forest. Byzantine Emperor Constantine VII in his 10th-century work also mentioned the region as Boiki (see White Serbia).
The Czech name "Čechy" is derived from the name of the Slavic ethnic group, the Czechs, who settled in the area during the sixth or seventh century AD.
History
Ancient Bohemia
Bohemia, like neighbouring Bavaria, is named after the Boii, a large Celtic nation known to the Romans for their migrations and settlement in northern Italy and other places. Another part of the nation moved west with the Helvetii into southern France, which was one of the events leading to the interventions of Julius Caesar's Gaulish campaign of 58 BC. The emigration of the Helvetii and Boii left southern Germany and Bohemia a lightly inhabited "desert" into which Suebic peoples arrived, speaking Germanic languages, and became dominant over remaining Celtic groups. To the south, over the Danube, the Romans extended their empire, and to the southeast, in present-day Hungary, were Dacian peoples.
In the area of modern Bohemia, the Marcomanni and other Suebic groups were led by their king, Marobodus, after they had suffered defeat to Roman forces in Germany. He took advantage of the natural defenses provided by its mountains and forests. They were able to maintain a strong alliance with neighbouring tribes, including (at different times) the Lugii, Quadi, Hermunduri, Semnones, and Buri, which was sometimes partly controlled by the Roman Empire and sometimes in conflict with it; for example, in the second century, they fought Marcus Aurelius.
In late classical times and the early Middle Ages, two new Suebic groupings appeared to the west of Bohemia in southern Germany, the Alemanni (in the Helvetian desert), and the Bavarians (Baiuvarii). Many Suebic tribes from the Bohemian region took part in such movements westwards, even settling as far away as Spain and Portugal. With them were also tribes who had pushed from the east, such as the Vandals, and Alans.
Other groups pushed southwards towards Pannonia. The last known mention of the Kingdom of the Marcomanni, concerning a queen named Fritigil, is from the fourth century, and she was thought to have lived in or near Pannonia. The Suebian Langobardi, who moved over many generations from the Baltic Sea, via the Elbe and Pannonia to Italy, recorded in a tribal history a time spent in "Bainaib".
After the Migration Period, Bohemia was partially repopulated around the sixth century, and eventually Slavic tribes arrived from the east, and their language began to replace the older Germanic, Celtic, and Sarmatian ones. These are precursors of today's Czechs, but the exact amount of Slavic immigration is a subject of debate. The Slavic influx was divided into two or three waves. The first wave came from the southeast and east, when the Germanic Lombards left Bohemia (circa 568 AD). Soon after, from the 630s to 660s, the territory was taken by Samo's tribal confederation. His death marked the end of the old "Slavonic" confederation, the second attempt to establish such a Slavonic union after Carantania in Carinthia.
Other sources (Descriptio civitatum et regionum ad septentrionalem plagam Danubii, Bavaria, 800–850) divide the population of Bohemia into the Merehani, Marharaii, Beheimare (Bohemani), and Fraganeo. (The suffix -ani or -ni means "people of-"). Christianity first appeared in the early 9th century, but became dominant only much later, in the 10th or 11th century.
The 9th century was crucial for the future of Bohemia. The manorial system sharply declined, as it did in Bavaria. The influence of the central Fraganeo-Czechs grew, as a result of the important cultic centre in their territory. They were Slavic-speaking, thus contributed to the transformation of diverse neighbouring populations into a new nation named and led by them with a united "slavic" ethnic consciousness.
Přemysl dynasty
Bohemia was made a part of the early Slavic state of Great Moravia, under the rule of Svatopluk I (r. 870–894). After Svatopluk's death Great Moravia was weakened by years of internal conflict and constant warfare, ultimately collapsing and fragmenting because of the continual incursions of the invading nomadic Magyars. Bohemia's initial incorporation into the Moravian Empire resulted in the extensive Christianization of the population. A native monarchy arose to the throne, and Bohemia came under the rule of the Přemyslid dynasty, which would rule the Czech lands for the next several hundred years.
The Přemyslids secured their frontiers after the collapse of the Moravian state by entering into a state of semivassalage to the Frankish rulers. The alliance was facilitated by Bohemia's conversion to Christianity, in the 9th century. Continuing close relations were developed with the East Frankish Kingdom, which devolved from the Carolingian Empire, into East Francia, eventually becoming the Holy Roman Empire.
After a decisive victory of the Holy Roman Empire and Bohemia over invading Magyars in the 955 Battle of Lechfeld, Boleslaus I of Bohemia was granted the Moravia by German emperor Otto the Great. Bohemia would remain a largely autonomous state under the Holy Roman Empire for several decades. The jurisdiction of the Holy Roman Empire was definitively reasserted when Jaromír of Bohemia was granted fief of the Kingdom of Bohemia by Emperor King Henry II of the Holy Roman Empire, with the promise that he hold it as a vassal once he reoccupied Prague with a German army in 1004, ending the rule of Bolesław I of Poland.
The first to use the title of "King of Bohemia" were the Přemyslid dukes Vratislav II (1085) and Vladislaus II (1158), but their heirs would return to the title of duke. The title of king became hereditary under Ottokar I (1198). His grandson Ottokar II (king from 1253 to 1278) conquered a short-lived empire that contained modern Austria and Slovenia. The mid-13th century had the beginning of substantial German immigration, as the court sought to replace losses from the brief Mongol invasion of Europe in 1241. Germans settled primarily along the northern, western, and southern borders of Bohemia, although many lived in towns throughout the kingdom.
Luxembourg dynasty
The House of Luxembourg accepted the invitation to the Bohemian throne with the marriage to the Premyslid heiress, Elizabeth and the crowning subsequent of John I of Bohemia (in the Czech Republic known as Jan Lucemburský) in 1310. His son, Charles IV, became King of Bohemia in 1346. He founded Charles University in Prague, Central Europe's first university, two years later.
His reign brought Bohemia to its peak both politically and in total area, resulting in his being the first king of Bohemia to also be elected as Holy Roman Emperor. Under his rule, the Bohemian crown controlled such diverse lands as Moravia, Silesia, Upper Lusatia and Lower Lusatia, Brandenburg, an area around Nuremberg called New Bohemia, Luxembourg, and several small towns scattered around Germany.
From the 13th century on, settlements of Germans developed throughout Bohemia, making Bohemia a bilingual country. The German settlers particularly brought mining technology to the mountainous regions of the Sudetes. In the mining town of Sankt Joachimsthal (now Jáchymov), famous coins called Joachimsthalers were coined, which gave their name to the thaler and the dollar.
Meanwhile, Prague German intermediated between Upper German and East Central German, influencing the foundations of modern standard German. At the same time and place, the teachings of Jan Hus, the rector of Charles University and a prominent reformer and religious thinker, influenced the rise of modern Czech.
Hussite Bohemia
During the ecumenical Council of Constance in 1415, Jan Hus was sentenced to be burnt at the stake as a heretic. The verdict was passed despite the fact that Hus was granted formal protection by Emperor Sigismund of Luxembourg prior to the journey. Hus was invited to attend the council to defend himself and the Czech positions in the religious court, but with the emperor's approval, he was executed on 6 July 1415. The execution of Hus, as well as five consecutive papal crusades against followers of Hus, forced the Bohemians to defend themselves in the Hussite Wars.
The uprising against imperial forces was led by a former mercenary, Jan Žižka of Trocnov. As the leader of the Hussite armies, he used innovative tactics and weapons, such as howitzers, pistols, and fortified wagons, which were revolutionary for the time, and established Žižka as a great general who never lost a battle.
After Žižka's death, Prokop the Great took over the command for the army, and under his lead the Hussites were victorious for another ten years, to the sheer terror of Europe. The Hussite cause gradually splintered into two main factions, the moderate Utraquists and the more fanatic Taborites. The Utraquists began to lay the groundwork for an agreement with the Catholic Church and found the more radical views of the Taborites distasteful. Additionally, with general war-weariness and yearning for order, the Utraquists were able to eventually defeat the Taborites in the Battle of Lipany in 1434. Sigismund said after the battle that "only the Bohemians could defeat the Bohemians."
Despite an apparent victory for the Catholics, the Bohemian Utraquists were still strong enough to negotiate freedom of religion in 1436. That happened in the so-called Compacts of Basel, declaring peace and freedom between Catholics and Utraquists. It lasted for only a short period of time, as Pope Pius II declared the compacts to be invalid in 1462.
In 1458, George of Poděbrady was elected to ascend to the Bohemian throne. He is remembered for his attempt to set up a pan-European "Christian League", which would form all the states of Europe into a community based on religion. In the process of negotiating, he appointed Leo of Rozmital to tour the European courts and to conduct the talks. However, the negotiations were not completed because George's position was substantially damaged over time by his deteriorating relationship with the Pope.
Habsburg Monarchy
After the death of King Louis II of Hungary and Bohemia in the Battle of Mohács in 1526, Archduke Ferdinand I of Austria became the new king of Bohemia, and the country became a constituent state of the Habsburg monarchy.
Bohemia enjoyed religious freedom between 1436 and 1620, and became one of the most liberal countries of the Christian world during that period. In 1609, Holy Roman Emperor Rudolf II, who made Prague again the capital of the empire at the time, himself a Roman Catholic, was moved by the Bohemian nobility to publish Maiestas Rudolphina, which confirmed the older Confessio Bohemica of 1575.
After Emperor Matthias II and then King of Bohemia Ferdinand II (later Holy Roman Emperor) began oppressing the rights of Protestants in Bohemia, the resulting Bohemian Revolt led to outbreak of the Thirty Years' War in 1618. Elector Frederick V of the Electorate of the Palatinate, a Calvinist Protestant, was elected by the Bohemian nobility to replace Ferdinand on the Bohemian throne, and was known as the Winter King. Frederick's wife, the popular Elizabeth Stuart and subsequently, Elizabeth of Bohemia, known as the Winter Queen or Queen of Hearts, was the daughter of King James I of England and VI of Scotland.
After Frederick's defeat in the Battle of White Mountain in 1620, 27 Bohemian estates leaders together with Jan Jesenius, rector of the Charles University of Prague, were executed on the Prague's Old Town Square on 21 June 1621, and the rest were exiled from the country; their lands were then given to Catholic loyalists (mostly of Bavarian and Saxon origin). That ended the pro-reformation movement in Bohemia and also ended the role of Prague as ruling city of the Holy Roman Empire.
In the so-called "renewed constitution" of 1627, German was established as a second official language in the Czech lands. Czech formally remained the first language in the kingdom, but both German and Latin were widely spoken among the ruling classes, although German became increasingly dominant, and Czech was spoken in much of the countryside.
The formal independence of Bohemia was further jeopardized when the Bohemian Diet approved administrative reform in 1749. It included the indivisibility of the Habsburg Empire and the centralization of rule, which essentially meant the merging of the Royal Bohemian Chancellery with the Austrian Chancellery.
At the end of the 18th century, the Czech National Revival movement, in cooperation with part of the Bohemian aristocracy, started a campaign for restoration of the kingdom's historic rights, whereby Czech was to regain its historical role and replace German as the language of administration. The enlightened absolutism of Joseph II and Leopold II, who introduced minor language concessions, showed promise for the Czech movement, but many of these reforms were later rescinded. During the Revolution of 1848, many Czech nationalists called for autonomy for Bohemia from Habsburg Austria, but the revolutionaries were defeated. At the same time, German-speaking towns elected representatives for the first German Parliament at Frankfurt. Towns between Karlsbad and Reichenberg chose leftist representatives, while Eger, Rumburg, and Troppau elected conservative representatives. The old Bohemian Diet, one of the last remnants of the independence, was dissolved, although Czech experienced a rebirth as romantic nationalism developed among the Czechs.
In 1861, a new elected Bohemian Diet was established. The renewal of the old Bohemian Crown (Kingdom of Bohemia, Margraviate of Moravia, and Duchy of Upper and Lower Silesia) became the official political program of both Czech liberal politicians and the majority of Bohemian aristocracy ("state rights program"), while parties representing the German minority and small part of the aristocracy proclaimed their loyalty to the centralist Constitution (so-called "Verfassungstreue").
After the defeat of Austria in the Austro-Prussian War in 1866, Hungarian politicians achieved the Austro-Hungarian Compromise of 1867, ostensibly creating equality between the Austrian and Hungarian halves of the empire. An attempt by the Czechs to create a tripartite monarchy (Austria-Hungary-Bohemia) failed in 1871. The "state-rights program" remained the official platform of all Czech political parties (except for social democrats) until 1918.
Under the state-rights program, appealing to the stability of Bohemia's borders over many centuries, the Czech emancipation movement claimed the right to the whole of the Bohemian lands over the Germans' right to the lands, amounting to a third of Bohemia, where they formed the majority.
20th century
After World War I, the German Bohemians demanded that the regions with German-speaking majority be included in a German state. Czech political leaders however claimed the entire Bohemian lands, including majority German-speaking areas, for Czechoslovakia. By the end of October, bilingual towns had been occupied by Czech forces. By end of November, many purely German-speaking towns had been occupied. German or Austrian troops, bound by the cease-fire agreement, did not support Bohemian German self-defense, while the Czechoslovak army, having status of an Entete army, could freely operate. The absorption of the German-speaking areas in Czechoslovakia was hence a fait accompli.
As a result, the totality of Bohemia (as the largest and most populous land) became the core of the newly formed country of Czechoslovakia, which combined Bohemia, Moravia, Czech Silesia, Upper Hungary (present-day Slovakia) and Carpathian Ruthenia into one state. Under its first president, Tomáš Masaryk, Czechoslovakia became a liberal democratic republic, but serious issues emerged regarding the Czech majority's relationship with the native German and Hungarian minorities.
Following the Munich Agreement in 1938, the border regions of Bohemia historically inhabited predominantly by ethnic Germans (the Sudetenland) were annexed to Nazi Germany. The remnants of Bohemia and Moravia were then annexed by Germany in 1939, while the Slovak lands became the separate Slovak Republic, a puppet state of Nazi Germany. From 1939 to 1945, Bohemia (without the Sudetenland), together with Moravia, formed the German Protectorate of Bohemia and Moravia (Reichsprotektorat Böhmen und Mähren).
Any open opposition to German occupation was brutally suppressed by the Nazi authorities, and many Czech patriots were executed as a result. In 1942, Nazi forces murdered the population of a whole village, Lidice. After World War II ended in 1945, after initial plans to cede lands to Germany or to create German-speaking cantons had been abandoned, the vast majority of the Bohemian Germans were expelled by force by the order of the re-established Czechoslovak central government, based on the Potsdam Agreement that acquiesced to large-scale ethnic cleansing. The Bohemian Germans' property was confiscated by the Czech authorities, and according to contemporary estimates, amounted to a third of the Czechoslovak national income. Germans who were valued for their skills were allowed to stay to pass on their knowledge to the Czech migrants. The expulsion severely depopulated the area and from then on, locales were referred to in only their Czech equivalents regardless of their previous demographic makeup. The resettlement of the formerly German-settled areas allowed many poorer people to acquire property, thus "equalizing" Czechoslovak society.
The Communist Party won the most votes in free elections, but not a simple majority. Klement Gottwald, the communist leader, became prime minister of a coalition government.
In February 1948, the non-communist members of the government resigned in protest against arbitrary measures by the communists and their Soviet protectors in many of the state's institutions. Gottwald and the communists responded with a coup d'état and installed a pro-Soviet authoritarian state. In 1949, Bohemia ceased to be an administrative unit of Czechoslovakia, as the country was divided into administrative regions that did not follow the historical borders.
In 1989, Agnes of Bohemia became the first saint from a Central European country to be canonized by Pope John Paul II before the "Velvet Revolution" later that year.
After the Velvet Divorce in 1993, the territory of Bohemia remained in the Czech Republic. The new Constitution of the Czech Republic provided for higher administrative units to be established, providing for the possibility of Bohemia as an administrative unit, but did not specify the form they would take. A constitutional act in 1997 rejected the restoration of self-governing historical Czech lands, and decided for the regional system that has been in use since 2000. Petr Pithart, former Czech prime minister and president of the Senate at the time, remained one of the main advocates of the land system, claiming that the primary reason for its refusal was the fear of possible Moravian separatism.
Bohemia thus remains a historical region, and its administration is divided between Prague and the Central Bohemian, Plzeň, Karlovy Vary, Ústí nad Labem, Liberec, and Hradec Králové regions, as well as most of the Pardubice and South Bohemian region, and parts of the Vysočina and South Moravian regions. In addition to their use in the names of the regions, the historical land names remain in use in names of municipalities, cadastral areas, railway stations or geographical names. The distinction and border between the Czech lands is also preserved in local dialects.
Kladsko
The area around Kłodzko (; ; ) in south-western Poland was culturally and traditionally a part of Bohemia, and was settled by German speakers like neighboring Sudetenland. Kłodzko Land has now been a part of Lower Silesia since its conquest by the Kingdom of Prussia in 1763. Referred to as "Little Prague" (), the Kłodzko Valley region on the Nysa Kłodzka River was the focus of several attempts to reincorporate the area into Czechoslovakia, one of several Polish–Czechoslovak border conflicts.
The last attempt occurred in May 1945, when Czechoslovakia tried to annex the area, whose German-speaking majority was being expelled by Polish authorities. The Czechs argued that because of the small Czech minority present in the western part of the Kłodzko Valley, which was called the region's "Czech Corner" by the German majority, the area should go over to Czechoslovakia instead of being assigned to Poland, as no relevant Polish minority lived in the area. Pressure brought on by the Soviet Union led to a ceasing of military operations, with the Czech minority being expelled to Germany and Czechoslovakia. According to canon law of the Roman Catholic Church, the area remained part of the Roman Catholic Archdiocese of Prague until 1972.
Capitalizing on interest regarding the Kladsko area in the Czech national psyche, a special tourist area in the Náchod District has been designated as the Kladsko Borderland Tourist Area (tourism district; ). The area, entirely within the Czech Republic, was formerly known as the Jirásek's Region (), Adršpach rocks ().
Historical administrative divisions
Kraje of Bohemia during the Kingdom of Bohemia:
Bechyně ()
Boleslav ()
Čáslav ()
Chrudim
Hradec Králové ()
Kladsko ()
Kouřim at Prague ()
Litoměřice ()
Loket ()
Vltava ()
Plzeň ()
Podbrdsko at Beroun ()
Prácheň at Písek
Rakovník ()
Slaný ()
Žatec ()
See also
Bohemianism
Lands of the Bohemian Crown
Flag of Bohemia
Province of German Bohemia
History of the Czech lands
Kingdom Come: Deliverance
Lech, Czech, and Rus'
List of Bohemian monarchs
Bohemian Rhapsody
References
Further reading
Hugh, Agnew (2004). The Czechs and the Lands of the Bohemian Crown. Hoover Press, Stanford. .
Knox, Brian (1962). Bohemia and Moravia: An Architectural Companion. Faber & Faber.
Panek, Jaroslav; Tuma, Oldrich (2nd ed., 2019). A History of the Czech Lands. Karolinum Press. .
Sayer, Derek (1998). The Coasts of Bohemia: A Czech History. Princeton University Press. .
External links
Province of Bohemia official website of the Czech Catholic Church
"Bohemia", a BBC Radio 4 discussion with Norman Davies, Karin Friedrich and Robert Pynsent (In Our Time, 11 April 2002)
Travel Destinations and Sights in Bohemia at Amazing Czechia
Geography of Europe
Geography of the Czech Republic
Historical regions in the Czech Republic |
4348 | https://en.wikipedia.org/wiki/BBC%20Radio%201 | BBC Radio 1 | BBC Radio 1 is a British national radio station owned and operated by the BBC. It specialises in modern popular music and current chart hits throughout the day. The station provides alternative genres at night, including electronica, dance, hip hop and indie, while its sister station 1Xtra plays black contemporary music, including hip hop and R&B. Radio 1 also runs two online streams, Radio 1 Dance, dedicated to dance music, and Radio 1 Relax, dedicated to chill-out music; both are available to listen only on BBC Sounds.
Radio 1 broadcasts throughout the UK on FM between and , digital radio, digital TV and BBC Sounds. It was launched in 1967 to meet the demand for music generated by pirate radio stations, when the average age of the UK population was 27. The BBC claims that it targets the 15–29 age group, and the average age of its UK audience since 2009 is 30. BBC Radio 1 started 24-hour broadcasting on 1 May 1991.
According to RAJAR, the station broadcasts to a weekly audience of 7.7 million with a listening share of 4.8% as of September 2023.
History
First broadcast
Radio 1 was established in 1967 (along with the more middle-of-the-road BBC Radio 2) as a successor to the BBC Light Programme, which had broadcast popular music and other entertainment since 1945. Radio 1 was conceived as a direct response to the popularity of offshore pirate radio stations such as Radio Caroline and Radio London, which had been outlawed by Act of Parliament. The new service was initially promoted in the summer of 1967 by trails (voiced by Kenny Everett) which referred to it as "Radio 247", the station's temporary working title.
Radio 1 was launched at 7:00am on Saturday 30 September 1967.
Broadcasts were on AM (247 metres), using a network of transmitters which had carried the Light Programme. Most were of comparatively low power, at less than 50 kilowatts, leading to patchy coverage of the country.
The first disc jockey to broadcast on the new station was Tony Blackburn, who had previously been on Radio Caroline and Radio London, and presented what became known as the Radio 1 Breakfast Show. The first words on Radio 1 – after a countdown by the Controller of Radios 1 and 2, Robin Scott, and a jingle, recorded at PAMS in Dallas, Texas, beginning "The voice of Radio 1" – were:
This was the first use of US-style jingles on BBC radio, but the style was familiar to listeners who were acquainted with Blackburn and other DJs from their days on pirate radio. The reason jingles from PAMS were used was that the Musicians' Union would not agree to a single fee for the singers and musicians if the jingles were made "in-house" by the BBC; they wanted repeat fees each time one was played.
The first music to be heard on the station was an extract from "Beefeaters" by Johnny Dankworth. "Theme One", specially composed for the launch by George Martin was played for the first time before Radio 1 officially launched at 7 am. The first complete record played on Radio 1 was "Flowers in the Rain" by The Move, the number 2 record in that week's Top 20 (the number 1 record, The Last Waltz by Engelbert Humperdink, would have been inappropriate for the station's sound). The second single was "Massachusetts" by the Bee Gees. The breakfast show remains the most prized slot in the Radio 1 schedule, with every change of breakfast show presenter generating considerable media interest.
The initial rota of staff included John Peel, Pete Myers, and a gaggle of others, some transferred from pirate stations, such as Keith Skues, Ed Stewart, Mike Raven, David Ryder, Jim Fisher, Jimmy Young, Dave Cash, Kenny Everett, Simon Dee, Terry Wogan, Duncan Johnson, Doug Crawford, Tommy Vance, Chris Denning, and Emperor Rosko. Many of the most popular pirate radio voices, such as Simon Dee, had only a one-hour slot per week ("Midday Spin.")
1970s
Initially, the station was unpopular with some of its target audience who, it is claimed, disliked the fact that much of its airtime was shared with Radio 2 and that it was less unequivocally aimed at a young audience than the offshore stations, with some DJs such as Jimmy Young being in their 40s. The very fact that it was part of an "establishment" institution such as the BBC was a turn-off for some, and needle time restrictions prevented it from playing as many records as offshore stations had. It also had limited finances and often, as in January 1975, suffered disproportionately when the BBC had to make financial cutbacks, strengthening an impression that it was regarded as a lower priority by senior BBC executives.
Despite this, it gained massive audiences, becoming the most listened-to station in the world, with audiences of over ten million claimed for some of its shows (up to twenty million for some of the combined Radio 1 and Radio 2 shows). In the early-to-mid-1970s Radio 1 presenters were rarely out of the British tabloids, thanks to the Publicity Department's high-profile work. The touring summer live broadcasts called the Radio 1 Roadshow – usually as part of the BBC 'Radio Weeks' promotions that took Radio 1, 2 and 4 shows on the road – drew some of the largest crowds of the decade. The station undoubtedly played a role in maintaining the high sales of 45 rpm single records, although it benefited from a lack of competition, apart from Radio Luxembourg, and from Manx Radio in the Isle of Man. (Independent Local Radio did not begin until October 1973, took many years to cover virtually all of the UK and was initially a mixture of music and talk). Alan Freeman's "Saturday Rock Show" was voted "Best Radio Show" five years running by readers of a national music publication, and was then axed by controller Derek Chinnery.
News coverage on the station was boosted in 1973 when Newsbeat bulletins aired for the first time, and Richard Skinner joined the station as one of the new programme's presenters.
On air, 1978 was the busiest year of the decade. David Jensen replaced Dave Lee Travis as host of the weekday drivetime programme so that DLT could replace Noel Edmonds as presenter of the Radio 1 Breakfast show. Later in the year the Sunday teatime chart show was extended from a Top 20 countdown to a Top 40 countdown, and Tommy Vance, one of the station's original presenters, rejoined the station to present a new programme, The Friday Rock Show. and on 23 November Radio 1 moved from 247m (1214 kHz) to 275 & 285m (1053 & 1089 kHz) medium wave as part of a plan to improve national AM reception, and to conform with the Geneva Frequency Plan of 1975.
Annie Nightingale, whose first Radio 1 programme aired on 5 October 1969, was Britain's first national female DJ (the earliest record presenter is thought to be Jean Metcalfe of Family Favourites, but given that Metcalfe only presented the programme she is not considered a "true" DJ) and is now the longest-serving presenter, having constantly evolved her musical tastes with the times.
In 1978, Al Matthews became the first black disc jockey to join Radio 1. His Saturday night show Discovatin was broadcast for over two years. During the summer months a Wednesday show was also broadcast featuring live acts.
1980s
At the start of 1981, Mike Read took over The Radio 1 Breakfast Show from Dave Lee Travis. Towards the end of the year, Steve Wright started the long-running Steve Wright in the Afternoon show. In 1982, the new Radio 1's Weekend Breakfast Show started, initially with Tony Blackburn supported by Maggie Philbin and Keith Chegwin. Adrian John and Pat Sharp also joined for the early weekend shows. Gary Davies and Janice Long also joined, hosting Saturday night late and evening shows respectively.
In 1984, Robbie Vincent joined to host a Sunday evening soul show. Mike Smith left for a while to present BBC1's Breakfast Time; Gary Davies then took over the weekday lunchtime slot. Bruno Brookes joined and replaced Peter Powell as presenter of the teatime show, with Powell replacing Blackburn on a new weekend breakfast show.
In 1985, Radio 1 relocated from its studios in Broadcasting House to Egton House. In March 1985, Ranking Miss P became the first black female DJ on the station, hosting a reggae programme. In July, Andy Kershaw also joined the station.
Simon Mayo joined the station in 1986, while Smith re-joined to replace Read on the breakfast show.
In response to the growth in dance and rap music, Jeff Young joined in October 1987 with the Big Beat show. At the end of the year Nicky Campbell, Mark Goodier and Liz Kershaw all joined, and Janice Long left.
Mayo replaced Smith on the breakfast show in May 1988. In September, Goodier and Kershaw took over weekend breakfasts with Powell departing. Campbell took over weekday evenings as part of a move into night-time broadcasting as 1 October 1988 saw Radio 1 extend broadcast hours until 02:00; previously the station had closed for the night at midnight.
From September 1988, Radio 1 began its FM switch-on, with further major transmitter switch-ons in 1989 and 1990. It was not until the mid-1990s that all existing BBC radio transmitters had Radio 1 added. Previously, Radio 1 had "borrowed" Radio 2's VHF/FM frequencies for around 25 hours each week.
1990s
On 1 May 1991, Radio 1 began 24-hour broadcasting, although only on FM, as the station's MW transmitters were switched off between midnight and 06:00.
In 1992, Radio 1, for the first and only time, covered a general election. Their coverage was presented by Nicky Campbell.
In his last few months as controller, Johnny Beerling commissioned a handful of new shows that in some ways set the tone for what was to come under Matthew Bannister. One of these "Loud'n'proud" was the UK's first national radio series aimed at a gay audience, which was produced in Manchester and aired from August 1993. Far from being a "parting quirk", the show was a surprise hit and led to the network's first coverage of the large outdoor Gay Pride event in 1994.
The Man Ezeke became Radio 1's first black regular daytime presenter when he began hosting on Sunday lunchtimes in January 1993.
Bannister took the reins fully in October 1993. His aim was to rid the station of its "Smashie and Nicey" image in order to appeal to the under-25s. Although originally launched as a youth station, by the early 1990s, its loyal listeners and DJs had aged with the station over its 25-year history. Many long-standing DJs, such as Simon Bates, Dave Lee Travis, Alan Freeman, Bob Harris, Paul Gambaccini, Gary Davies, and later Steve Wright, Bruno Brookes and Johnnie Walker left the station or were dismissed, and in January 1995, older music (typically anything recorded before 1990) was dropped from the daytime playlist.
Many listeners rebelled as the first new DJs to be introduced represented a crossover from other parts of the BBC (notably Bannister and Trevor Dann's former colleagues at the BBC's London station, GLR) with Emma Freud and Danny Baker. Another problem was that, at the time, Radio 2 was sticking resolutely to a format which appealed mainly to those who had been listening since the days of the Light Programme, and commercial radio, which was targeting the "Radio 1 and a half" audience, consequently enjoyed a massive increase in its audience share at Radio 1's expense.
After the departure of Steve Wright, who had been unsuccessfully moved from his long-running afternoon show to the breakfast show in January 1994, Bannister hired Chris Evans to present the breakfast show in April 1995. Evans was a popular presenter but was dismissed in 1997 after he demanded to present the breakfast show for only four days per week. Evans was replaced from 17 February 1997 by Mark and Lard – Mark Radcliffe and his sidekick Marc Riley – who found the slick, mass-audience style required for a breakfast show did not come naturally to them. They were replaced by Zoe Ball and Kevin Greening eight months later in October 1997; Greening soon moved on, leaving Ball as sole presenter. The reinvention of the station happened at a fortuitous time, with the rise of Britpop in the mid-1990s – bands like Oasis, Blur and Pulp were popular and credible at the time, and the station's popularity rose with them. Documentaries like John Peel's Lost in Music, which looked at the influence that the use of drugs have had over popular musicians, received critical acclaim but were slated inside Broadcasting House.
At just before 09:00 on 1 July 1994, Radio 1 broadcast on mediumwave for the final time.
In March 1995, Radio 1 hosted an "Interactive Radio Night" with Jo Whiley and Steve Lamacq broadcasting from Cyberia, an internet café and featuring live performances by Orbital via ISDN.
Later in the 1990s the Britpop boom declined, and manufactured chart pop (boy bands and acts aimed at sub-teenagers) came to dominate the charts. New-genre music occupied the evenings (indie on weekdays and dance at weekends), with a mix of specialist shows and playlist fillers through late nights. The rise of rave culture through the late 1980s and early 1990s gave the station the opportunity to move into a controversial and youth-orientated movement by bringing in club DJ Pete Tong amongst others. There had been a dance music programme on Radio 1 since 1987 and Pete Tong was the second DJ to present an all dance music show. This quickly gave birth to the Essential Mix where underground DJs mix electronic and club based music in a two-hour slot. Dance and urban music has been a permanent feature on Radio 1 since with club DJs such as Judge Jules, Danny Rampling, Trevor Nelson, and the Dreem Teem all moving from London's Kiss 100 to the station.
2000s
Listening numbers continued to decline but the station succeeded in targeting a younger, cross-gender age group. Eventually, this change in content was reflected by a rise in audience that is continuing to this day. Notably, the station has received praise for shows such as The Surgery, Bobby Friction and Nihal's show, The Evening Session and its successor Zane Lowe's show. Its website has also been well received.
However, the breakfast show and the UK Top 40 continued to struggle. In 2000, Zoe Ball was replaced in the mornings by close friend and fellow ladette Sara Cox, but, despite heavy promotion, listening figures for the breakfast show continued to fall. In 2004 Cox was replaced by Chris Moyles. The newly rebranded breakfast show was known as The Chris Moyles Show and it increased its audience, ahead of the Today programme on Radio 4 as the second most popular breakfast show (after The Chris Evans Breakfast Show hosted by Chris Evans). Moyles continued to use inappropriate ways to try to tempt listeners from the Wake Up to Wogan show. In 2006, for example, creating a SAY NO TO WOGAN campaign live on-air. This angered the BBC hierarchy, though the row simmered down when it was clear that the 'campaign' had totally failed to alter the listening trends of the time – Wogan still increased figures at a faster rate than Moyles.
The chart show's ratings fell after the departure of long-time host Mark Goodier, amid falling single sales in the UK. Ratings for the show fell in 2002 whilst Goodier was still presenting the show, meaning that commercial radio's Network Chart overtook it in the ratings for the first time. However, the BBC denied he was being sacked. Before July 2015, when the chart release day was changed to Friday, the BBC show competed with networked commercial radio's The Big Top 40 Show which was broadcast at the same time.
Many DJs either ousted by Bannister or who left during his tenure (such as Johnnie Walker, Bob Harris and Steve Wright) have joined Radio 2 which has now overtaken Radio 1 as the UK's most popular radio station, using a style that Radio 1 had until the early 1990s.
The success of Moyles' show has come alongside increased success for the station in general. In 2006, DJs Scott Mills and Zane Lowe won gold Sony Radio Awards, while the station itself came away with the best station award.
A new evening schedule was introduced in September 2006, dividing the week by genre. Monday was mainly pop-funkrock-oriented, Tuesday was R&B and hip-hop, Thursdays and Fridays were primarily dance, with specialist R&B and reggae shows.
Following the death of John Peel in October 2004, Annie Nightingale is now the longest-serving presenter, having worked there since 1970.
2010s
The licence-fee funding of Radio 1, alongside Radio 2, is often criticised by the commercial sector. In the first quarter of 2011 Radio 1 was part of an efficiency review conducted by John Myers. His role, according to Andrew Harrison, the chief executive of RadioCentre, was "to identify both areas of best practice and possible savings."
The controller of Radio 1 and sister station 1Xtra changed to Ben Cooper on 28 October 2011, following the departure of Andy Parfitt. Ben Cooper answered to the Director of BBC Audio and Music, Tim Davie.
On 7 December 2011, Ben Cooper's first major changes to the station were announced. Skream & Benga, Toddla T, Charlie Sloth and Friction replaced Judge Jules, Gilles Peterson, Kissy Sell Out and Fabio & Grooverider. A number of shows were shuffled to incorporate the new line-up. On 28 February 2012, further changes were announced. Greg James and Scott Mills swapped shows and Jameela Jamil, Gemma Cairney and Danny Howard joined the station. The new line-up of DJs for In New DJs We Trust was also announced with B.Traits, Mosca, Jordan Suckley and Julio Bashmore hosting shows on a four weekly rotation. This new schedule took effect on Monday, 2 April 2012.
In September 2012, Nick Grimshaw replaced Chris Moyles as host of "Radio 1's Breakfast Show". Grimshaw previously hosted Mon-Thurs 10pm-Midnight, Weekend Breakfast and Sunday evenings alongside Annie Mac. Grimshaw was replaced by Phil Taggart and Alice Levine on the 10pm-Midnight show.
In November 2012, another series of changes were announced. This included the departure of Reggie Yates and Vernon Kay. Jameela Jamil was announced as the new presenter of The Official Chart. Matt Edmondson moved to weekend mornings with Tom Deacon briefly replacing him on Wednesday nights. Dan Howell and Phil Lester, famous YouTubers and video bloggers, joined the station. The changes took effect in January 2013.
Former presenter Sara Cox hosted her last show on Radio 1 in February 2014 before moving back to Radio 2. In March 2014, Gemma Cairney left the weekend breakfast show to host the weekday early breakfast slot, swapping shows with Dev.
In September 2014, Radio 1 operated a series of changes to their output which saw many notable presenters leave the station – including Edith Bowman, Nihal and Rob da Bank. Huw Stephens gained a new show hosting 10pm1am MondayWednesday with Alice Levine presenting weekends 1pm4pm. Radio 1's Residency also expanded with Skream joining the rotational line-up on Thursday nights (10pm1am).
From December 2014 to April 2016, Radio 1 included a weekly late night show presented by a well known Internet personality called The Internet Takeover. Shows have been presented by various YouTubers such as Jim Chapman and Hannah Witton.
In January 2015, Clara Amfo replaced Jameela Jamil as host of The Official Chart on Sundays (4pm7pm) and in March, Zane Lowe left Radio 1 and was replaced by Annie Mac on the new music evening show.
In May 2015, Fearne Cotton left the station after 10 years of broadcasting. Her weekday mid-morning show was taken over by Clara Amfo. Adele Roberts also joined the weekday schedule line-up, hosting the Early Breakfast show.
In July 2015, the Official Chart moved to a Friday from 4pm to 5:45pm, hosted by Greg James. The move took place to take into account the changes to the release dates of music globally. Cel Spellman joined the station to host Sunday evenings.
In September 2017, a new slot namely Radio 1's Greatest Hits was introduced for weekends 10am-1pm. The show started on 2 September 2017. On 30 September 2017, Radio 1 celebrated its 50th birthday. Commemorations included a three-day pop-up station, 'Radio 1 Vintage', celebrating the station's presenters and special on-air programmes on the day itself, including a special breakfast show co-presented by the station's launch DJ Tony Blackburn, which is also broadcast on BBC Radio 2.
In October 2017, another major schedule change was announced. Friction left the station. The change features Charlie Sloth gained a new slot called 'The 8th' which aired Mon-Thu 9-11pm. Other changes include MistaJam took over Danny Howard on the Dance Anthems. Katie Thistleton joined Cel Spellman on Sunday evenings, namely 'Life Hacks' (4-6pm) which features content from the Radio 1 Surgery, and Most Played (6-7pm). Danny Howard would host a new show on Friday 11pm-1am. Huw Stephens's show pushed to 11pm-1am. Kan D Man and DJ Limelight joined the station to host a weekly Asian Beats show on Sundays between 1-3am, Rene LaVice joined the station with the Drum & Bass show on Tuesdays 1-3am. Phil Taggart presented the Hype Chart on Tuesdays 3-4am.
In February 2018, the first major schedule change of the year happened on the weekend. This saw Maya Jama and Jordan North join BBC Radio 1 to present the Radio 1's Greatest Hits, which would be on Saturday and Sunday respectively. Alice Levine moved to the breakfast slot to join Dev. Matt Edmondson would replace Alice Levine's original slot in the afternoon and joined by a different guest co-presenter each week. The changes took into effect on 24 February 2018.
In April 2018, another major schedule change was made due to the incorporation of weekend schedule on Fridays. This means that Nick Grimshaw, Clara Amfo and Greg James would host four days in a week. Scott Mills became the new host for The Official Chart and Dance Anthems, which replaces Greg James, and Maya Jama would present The Radio 1's Greatest Hits on 10am-1pm. Mollie King joined Matt Edmondson officially on the 1-4pm slot, namely 'Matt and Mollie'. The changes took into effect on 15 June 2018.
In May 2018, it was announced that Nick Grimshaw would leave the Breakfast Show after six years, the second longest run hosting the show in history (only second to Chris Moyles). However, Grimshaw did not leave the station, but swapped slots with Greg James, who hosted the home time show from 4-7pm weekdays. This change took place as of 20 August 2018 for the Radio 1 Breakfast Show (which was then renamed to Radio 1 Breakfast). Grimshaw's show started on 3 September 2018.
In June 2018, another series of schedule changes was announced. This sees the BBC Introducing Show with Huw Stephens on Sundays 11pm-1am. Jack Saunders joined the station and presented Radio 1 Indie Show from Monday-Thursday 11pm-1am. Other changes include the shows rearrangement of Sunday evenings. Phil Taggart's chillest show moved to 7-9pm, then followed by The Rock Show with Daniel P Carter at 9-11pm. The changes took into effect in September 2018.
In October 2018, Charlie Sloth announced that he was leaving Radio 1 and 1Xtra after serving the station for nearly 10 years. He was hosting The 8th and The Rap Show at that point. His last show was expected to be on 3 November 2018. However, Charlie had been in the spotlight for storming the stage and delivering a sweary, Kanye West-esque rant at the Audio & Radio Industry Awards (ARIAS) on Thursday 18 October 2018, which points towards Edith Bowman. Charlie was nominated for best specialist music show at the ARIAS – a category he lost out on to Soundtracking with Edith Bowman and prompting him to appear on stage during her acceptance. He apologised on Twitter regarding this issue and Radio 1 had agreed with Charlie that he will not do the 10 remaining shows that were originally planned. This meant that his last show ended on 18 October 2018. From 20 October 2018 onwards, Seani B filled his The Rap Show slot on 9pm-11pm and Dev covered "The 8th" beginning 22 October 2018.
In the same month, B.Traits announced that she was leaving BBC Radio 1 after six years of commitment. She said she feels as though she can no longer devote the necessary time needed to make the show the best it can be, and is moving on to focus on new projects and adventures. Her last show was on 26 October 2018. The Radio 1's Essentials Mix is then shifted earlier to 1am-3am, followed by Radio 1's Wind-Down from 3 am to 6 am. The changes took effect from 2 November 2018 onwards.
At the end of October 2018, Dev's takeover on The 8th resulted in the swapping between Matt Edmondson and Mollie King's show with Dev and Alice Levine's show. This meant that Matt and Mollie became the new Weekend Breakfast hosts, and Dev and Alice became the afternoon show hosts. The changes came into effect on 16 November 2018.
On 15 November 2018, Radio 1 announced that Tiffany Calver, who has previously hosted a dedicated hip-hop show on the new-music station KissFresh, would join the station and host the Rap Show. The change took effect from 5 January 2019.
On 26 November 2018, Radio 1 announced that the new hosts for the evening slot previously hosted by Charlie Sloth would be Rickie Haywood-Williams, Melvin Odoom, and Charlie Hedges. The trio previously presented on Kiss's breakfast show. The change took effect in April 2019.
In July 2019 it was announced that there would be two new shows on the weekend, the weekend early breakfast show and best new pop, both of which started on 6 September 2019.
The weekend early morning breakfast show would be and is currently hosted by Arielle Free. It is broadcast between 04:00–06:00 on Friday and Saturday and Sunday between 05:00–07:00.
Best new pop would be and is currently hosted by Mollie King and is currently broadcast between 06:00–06:30 on a Friday Morning.
This in turn changed the timing of the Weekend Breakfast Show hosted by Mollie King and Matt Edmondson, which is now broadcast at Friday 06:30–10:00 and between 07:00–10:00 on Saturday & Sunday.
2020s
Due to the COVID-19 pandemic, there were temporary changes.
In March 2020, Radio 1 Breakfast began later at 7 am to 11 am. Scott Mills would also present his show from 1 pm-3 pm with Nick Grimshaw starting until 6 pm. BBC Radio 1 Dance Anthems now started from 3 pm with 2 hours Classic Anthems and it would end at 7 pm.
In July 2020, Alice Levine and Cel Spellman announced their resignation from BBC Radio 1. In September, Vick Hope was announced to join Katie Thisleton, replacing Spellman.
In September 2020, a new schedule was announced.
This meant that The Radio 1 Breakfast Show was extended by 30 minutes until 10:30 am. Also, Scott Mills' show was shortened by 30 minutes from 4 to 3:30 pm. Toddla T was also announced to be leaving the show after 11 years. Annie Mac's evening show moved from 7 pm to 6 pm with Rickie, Melvin and Charlie from 8 pm. Jack Saunders would host a new show called Radio 1's Future Artists with Jack Saunders from Monday to Wednesday.
Friday Schedule was also announced. Radio 1 Party Anthems moved from 6 pm to 3 pm and it would be hosted by Dev. Also, Annie Mac, Danny Howard, Pete Tong and Essential Mix shows moved 1 hour earlier. Dance Anthems on Saturday have been confirmed starting to its original time slot from 4 pm.
On 26 September 2020, MistaJam left BBC Radio 1 and BBC Radio 1Xtra after 15 years. It was announced that Charlie Hedges would take over Dance Anthems from 3 October 2020.
BBC Radio 1 Dance launched on Friday 9 October. The station is broadcast exclusively on BBC Sounds.
In November 2020 it was confirmed that Dev Griffin, Huw Stephens, and Phil Taggart would all be leaving the station at the end of the year. From January 2021, Radio 1 Breakfast was to return to five days per week while Arielle Free would host Early Breakfast (Mon-Thu 0500–0700) and three new presenters were to take turns hosting the early breakfast slot on Fridays. Adele Roberts left Early Breakfast after five years, moving to Weekend Breakfast (Sat-Sun 0700–1030). Matt Edmondson and Mollie King returned to Weekend Afternoons (Fri-Sun 1300–1600). On Sunday evenings, Sian Eleri replaced Phil Taggart as host of the Chillest Show and Gemma Bradley replaced Huw Stephens on BBC Introducing.
On 9 April 2021, BBC Radio 1 and other BBC radio stations were cut at 12:10pm for the national anthem following the death of Prince Philip, Duke of Edinburgh, and the stations then carried the BBC Radio News special programme until 4pm. Radio 1 then played music without vocals and on 10 and 11 April 2021 played downtempo and chilled music. The Official Chart was not aired, for the second time since Princess Diana's death.
On 20 April 2021, Annie Mac tweeted that she would leave BBC Radio 1 after 17 years. It was also announced that Diplo would be leaving after 10 years. On Weeknights, Clara Amfo replaced Annie on Radio 1's Future Sounds (Mon-Thu 1800–2000). On Fridays, Danny Howard replaced Annie at 6 pm – with Sarah Story, a former Capital FM presenter, hosting from 8 pm. Rickie, Melvin and Charlie were announced as new hosts of the Live Lounge slot, replacing Clara Amfo. Jack Saunders also moved to an earlier time slot (Mon-Thu 2000–2200), replacing Rickie, Melvin and Charlie. Sian Eleri gained 3 new shows per week, hosting Radio 1's Power Down Playlist from 10pm-11pm Mon-Wed. BBC Introducing Dance with Jaguar airs at this time slot on a Thursday evening.
On 21 April 2021, Radio 1 Relax launched on BBC Sounds, playing relaxing music and sounds such as wind and rain.
After 14 years on BBC Radio 1, Nick Grimshaw announced he would be leaving the station, with Vick Hope and Jordan North taking over the time-slot. Grimshaw broadcast his final show on 12 August 2021. Vick and Jordan's new show first aired on 6 September 2021. Vick continued to co-host Life Hacks alongside Katie Thistleton, while Dean McCullough joined BBC Radio 1 to host Friday-Sunday 1030–1300.
In September 2022, DJ Target and René LaVice left the station, making loads of changes, first of all, 'Radio 1's Soundsystem with Jeremiah Asimiah has moved from 2300 on Saturday to 0100 on Sundays to Saturdays from 1900-2100, replacing DJ Target. Radio 1's Drum & Bass Show has been moved to Saturdays 2300 to Sundays 0100, now being presented by Charlie Tee. Radio 1's Indie Show with Jack Saunders has been moved from Thursdays 2000-2200 to Sundays 2100-2300, Future Artists is still being broadcast Mon-Wed 2000-2200. On Mondays, Radio 1's Rock Show with Daniel P Carter will move from Sundays 2100-2300 to Mondays 2300 to Tuesdays 0100, followed by a new 'Future Rock' with Alyx Hylcombe on Tuesdays 0100-0200, and ending off with Future Alternative with Nels Hylton 0200-0300, moving from Thursdays 0300-0400. And a new programme is shown called Future Pop with Mollie King on Thursdays 2000-2200, Mollie will still host Weekends 1300-1600 with co-host Matt Edmondson. On 25 August 2022, Scott Mills and co-host Chris Stark aired their final show. Their radio time slots have been given to Dean McCullough and Vicky Hawksworth while the role of hosting the Official Chart has been given to Jack Saunders.
On 8 September 2022, Radio 1 and the other radio stations were cut at 6:32pm to report the Death of Queen Elizabeth II and carried a BBC Radio News special. Radio 1 resumed broadcasts at 7am on 9 September 2022, playing downtempo music throughout the day and over the weekend. The Official Chart did not air on the Friday, which was the third time in two years since the death of the Duke of Edinburgh. Radio 1 returned to normal programming on 11 September 2022.
Broadcast
Studios
From inception for over 20 years, Radio 1 broadcast from an adjacent pair of continuity suites (originally Con A and Con B) in the main control room of Broadcasting House. These cons were configured to allow DJs to operate the equipment themselves and play their own records and jingle cartridges (called self-op). This was a departure from traditional BBC practice, where a studio manager would play in discs from the studio control cubicle. Due to needle time restrictions, much of the music was played from tapes of BBC session recordings. The DJs were assisted by one or more technical operators (TOs) who would set up tapes and control sound levels during broadcasts.
In 1985, Radio 1 moved across the road from Broadcasting House to Egton House. The station moved to Yalding House in 1996, and Egton House was demolished in 2003 to make way for an extension to Broadcasting House. This extension would eventually be renamed the Egton Wing, and then the Peel Wing.
Until recently, the studios were located in the basement of Yalding House (near to BBC Broadcasting House) on Great Portland Street in central London. They used to broadcast from two main studios in the basement; Y2 and Y3 (there is also a smaller studio, YP1, used mainly for production). These two main studios (Y2 and Y3) are separated by the "Live Lounge", although it is mainly used as an office; live sets are rarely recorded from it, for Maida Vale Studios is used instead for larger set-ups. The studios are linked by webcams and windows through the "Live Lounge", allowing DJs to see each other when changing between shows. Y2 is the studio from where The Chris Moyles Show was broadcast and is also the studio rigged with static cameras for when the station broadcasts on the "Live Cam". The station moved there in 1996 from Egton House.
In December 2012, Radio 1 moved from Yalding House to new studios on the 8th floor of the new BBC Broadcasting House, Portland Place, just a few metres away from the "Peel Wing", formerly the "Egton Wing", which occupies the land on which Egton House previously stood: it was renamed the "Peel Wing" in 2012 in honour of the long-serving BBC Radio 1 presenter, John Peel, who broadcast on the station from its launch in 1967 until his death in 2004.
Programmes have also regularly been broadcast from other regions, notably The Mark and Lard Show, broadcast every weekday from New Broadcasting House, Oxford Road, Manchester for over a decade (October 1993–March 2004) – the longest regular broadcast on the network from outside the capital.
In August 2022, the studio 82A (from which Radio 1 broadcasts) was renamed 82Mills, following the departure of the long-running DJ Scott Mills.
UK analogue frequencies
Radio 1 originally broadcast on AM (or 247 metres). On 23 November 1978, the station was moved to and (275 and 285 m).
The BBC had been allocated three FM frequency ranges in 1955, for the then Light Programme (now BBC Radio 2), Third Programme (now BBC Radio 3) and Home Service (now BBC Radio 4) stations. Thus, when Radio 1 was launched, there was no FM frequency range allocated for the station. The official reason was that there was no space, even though no commercial stations had yet been launched on FM. To solve this issue, from launch until the end of the 1980s Radio 1 was allocated Radio 2's FM transmitters for a few hours per week. These were Saturday afternoons, Sunday teatime and evening – most notably for the Top 40 Singles Chart on Sunday afternoons and up until midnight; 10pm to midnight on weeknights including Sounds of the Seventies until 1975, and thereafter the John Peel show (Mon–Thurs), The Friday Rock Show with Tommy Vance and most Bank Holiday afternoons when Radio 2 was broadcasting a Bank Holiday edition of Sport on 2.
Full-time FM broadcasting
Due to the rising competition from commercial FM stations, the BBC began to draw up plans for Radio 1 to broadcast on FM full time. This process began in London on 31 October 1987, at low power on a temporary frequency of . The Home Office in the UK began to free up FM police communication bandwidths, which at the time were operating from 97.9 MHz to 102.0 MHz, in preparation for new FM radio stations planned for the future, which included BBC Radio 1. The BBC acquired 97.9 FM to 99.8 FM specifically for Radio 1.
The rollout of Radio 1 on FM nationally began on 1 September 1988, starting with Central Scotland (98.6 MHz), the Midlands (98.4 MHz) and the north of England (98.8 MHz). On 24 November 1988, Belfast was added to the network on another temporary frequency on 96.0 MHz.
Due to the expansion of Radio 1's FM broadcast hours, Radio 1 scaled back its airtime on Radio 2's FM frequencies - ending on weeknights (10pm–midnight), Saturday afternoons from 1pm until 7pm and Sunday evenings (7pm–midnight). The only programme continuing to broadcast on Radio 2's FM frequency was the UK Top 40, which broadcast between 5pm and 7pm on Sunday afternoon and evening; at the finish of the Top 40 show, the FM transmitters were handed back to Radio 2 at 7pm.
By September 1990, with further expansion of Radio 1 FM's frequencies, after 23 years all usage of Radio 2's FM frequencies came to an end, resulting in BBC Radio 2 transmitting on FM full-time. This was due to the then new BBC Radio 5 Live broadcasting on Radio 2's former AM frequencies on 603 & 909 MW.
Radio 1 made great efforts to promote its new FM service, renaming itself on-air initially as 'Radio 1 FM' and later as '1FM' until 1995. After reorganisation and a change of transmitter reallocation of the FM frequencies, especially in London (from 104.8 to 98.8 MHz), the Midlands (98.4 to 97.9 MHz) and Belfast (96.0 to 99.7 MHz), the engineering programme was completed in 1995.
End of medium wave broadcasting - 1053 / 1089 kHz
The Conservative government decided to increase competition on AM and disallowed the simulcasting of services on both AM and FM, affecting both BBC and Independent Local Radio. Radio 1's medium wave frequencies were reallocated to Independent National Radio. Radio 1's last broadcast on MW was on 1 July 1994, with Stephen Duffy's "Kiss Me" being the last record played on MW just before 9am. For those who continued to listen, just after 9am, Radio 1 jingles were played in reverse chronological order ending with its first jingle from 30 September 1967. In the initial months after this closure, a pre-recorded message by Mark Goodier was played to advise listeners that Radio 1 was now an "FM-only" station and to retune to the FM frequency. Around this time, Radio 1 began broadcasting on spare audio subcarriers on Sky Television's via Astra's SES satellite analogue service; initially in mono (on UK Gold) and later in stereo (on UK Living) transponders. The 1053 / 1089 frequencies were allocated to the then newly-created Talk Radio UK.
Digital distribution
The BBC launched its national radio stations on DAB digital radio in 1995; however, the technology was expensive at the time and so was not marketed, instead used as a test for future technologies. DAB was "officially" launched in 2002 as sets became cheaper. Today it can also be heard on UK digital TV services Freeview, Virgin Media, Sky and the Internet as well as FM. In July 2005, Sirius Satellite Radio began simulcasting Radio 1 across the United States as channel 11 on its own service and channel 6011 on Dish Network satellite TV. Sirius Canada began simulcasting Radio 1 when it was launched on 1 December 2005 (also on channel 11). The Sirius simulcasts were time shifted five hours to allow US and Canadian listeners in the Eastern Time Zone to hear Radio 1 at the same time of day as UK listeners. On 12 November 2008, Radio 1 made its debut on XM Satellite Radio in both the US and Canada on channel 29, moving to XM 15 and Sirius 15 on 4 May 2011. Until the full station was removed in August 2011, Radio 1 was able to be heard by approximately 20.6 million listeners in North America on satellite radio alone.
BBC Radio 1 can be heard on cable in the Netherlands at 105.10 FM.
SiriusXM cancellation in North America
At midnight on 9 August 2011, Sirius XM ceased carrying BBC Radio 1 programming with no prior warning. On 10 August 2011 the BBC issued the following statement:
The BBC’s commercial arm BBC Worldwide has been in partnership with SIRIUS Satellite Radio to broadcast Radio 1 on their main network, since 2005. This agreement has now unfortunately come to an end and BBC Worldwide are in current discussions with the satellite radio station to find ways to continue to bring popular music channel, BBC Radio 1, to the US audience. We will keep you posted.
Thousands of angry Sirius XM customers began a campaign on Facebook and other social media to reinstate BBC Radio 1 on Sirius XM Radio. One week later, Sirius and the BBC agreed on a new carriage agreement that saw Radio 1 broadcast on a time-shifted format on the Sirius XM Internet Radio platform only, on channel 815.
Starting on 15 January 2012, The Official Chart Show began broadcasting on SiriusXM 20on20 channel 3, at 4pm and 9pm Eastern Standard Time.
Regionalisation
From 1999 until 2012, Radio 1 split the home nations for localised programming in Scotland, Wales and Northern Ireland, to allow the broadcast of a showcase programme for regional talent. Most recently, these shows were under the BBC Introducing brand. Scotland, Wales and Northern Ireland had their own shows, which were broadcast on a 3-week rotational basis in England.
From January 2011 until June 2012, Scotland's show was presented by Ally McCrae. Previously it was hosted by Vic Galloway (who also presents for BBC Radio Scotland); who had presented the show solo since 2004, after his original co-host Gill Mills departed.
Wales's show was hosted by Jen Long between January 2011 until May 2012. Previously Bethan Elfyn occupied the slot, who had at one time hosted alongside Huw Stephens, until Stephens left to join the national network, although he still broadcasts a show for Wales – a Welsh-language music show on BBC Radio Cymru on Thursday evenings.
Phil Taggart presented the Northern Ireland programme between November 2011 and May 2012. The show was formerly presented by Rory McConnell. Before joining the national network, Colin Murray was a presenter on The Session in Northern Ireland, along with Donna Legge; after Murray's promotion to the network Legge hosted alone for a time, and on her departure McConnell took her place.
The regional opt-outs originally went out from 8pm to 10pm on Thursdays (the Evening Sessions time slot) and were known as the "Session in the Nations" (the "Session" tag was later dropped due to the demise of the Evening Session); they later moved to run from 7:30pm to 9pm, with the first half-hour of Zane Lowe's programme going out across the whole of the UK. On 18 October 2007 the regional programmes moved to a Wednesday night/Thursday morning slot from midnight to 2am under the BBC Introducing banner, allowing Lowe's Thursday show to be aired across the network; prior to this change Huw Stephens had presented the Wednesday midnight show nationally. In January 2011, BBC Introducing was moved to the new time slot of midnight to 2am on Monday mornings, and the Scottish and Welsh shows were given new presenters in the form of Ally McCrae and Jen Long.
The opt-outs were only available to listeners on the FM frequencies. Because of the way the DAB and digital TV services of Radio 1 are broadcast (a single-frequency network on DAB and a single broadcast feed of Radio 1 on TV platforms), the digital version of the station was not regionalised.
The BBC Trust announced in May 2012 that the regional music programmes on Radio 1 would be replaced with a single programme offering a UK-wide platform for new music as part of a series of cost-cutting measures across the BBC. In June 2012, the regional shows ended and were replaced by a single BBC Introducing show presented by Jen Long and Ally McCrae.
Content
Music
Because of its youth-orientated nature, Radio 1 plays a broad mix of current and potential future hits, including independent/alternative, hip hop, rock, dance/electronica and pop. This made the station stand out from other top 40 stations, both in the UK and across the world. Since its progressive view on modern electronic music, the BBC Radio 1 is well-liked and known in the worldwide drum and bass community, frequently hosting producers and DJs like Hybrid Minds or Wilkinson.
Due to restrictions on the amount of commercial music that could be played on radio in the UK until 1988 (the "needle time" limitation) the station has recorded many live performances. Studio sessions (recordings of about four tracks made in a single day), also supplemented the live music content, many of them finding their way to commercially available LPs and CDs. The sessions recorded for John Peel's late night programme are particularly renowned. The station has continued to record live music with its Live Lounge feature and the Piano Sessions, which started in November 2014.
The station also broadcasts documentaries and interviews. Although this type of programming arose from necessity it has given the station diversity. The needletime restrictions meant the station tended to have a higher level of speech by DJs. While the station is often criticised for "waffling" by presenters, an experimental "more music day" in 1988 was declared a failure after only a third of callers favoured it.
News and current affairs
Radio 1 has a public service broadcasting obligation to provide news, which it fulfills through Newsbeat bulletins throughout the day. Shared with 1Xtra and Asian Network, short news summaries are provided roughly hourly on the half-hour between 06:30 and 16:30, with two additional 15-minute bulletins at 12:45 and 17:45 and nine summaries over the weekend and Bank Holiday between 07:30 and 15:30.
Online visualisation and social media
In recent years Radio 1 has used social media to help reach a younger audience. Its YouTube channel now has over 7.5 million subscribers. The highest viewed videos on the channel are predominately live music performances from the Live Lounge.
The station also has a heavy presence on social media, with audience interaction occurring through Facebook and Twitter as well as text messaging.
It was announced in 2013 that Radio 1 had submitted plans to launch its own dedicated video channel on the BBC iPlayer where videos of live performances as well as some features and shows would be streamed in a central location. Plans were approved by the BBC Trust in November 2014 and the channel launched on 10 November 2014.
Special programming
Bank Holiday programming
Radio 1 provides alternative programming on some Bank Holidays. Programmes have included 'The 10 Hour Takeover', a request-based special, in which the DJs on air would encourage listeners to select any available track to play, 'One Hit Wonder Day' and 'The Chart of the Decade' where the 150 biggest selling singles in the last 10 years were counted down and played in full.
Anniversary programming
On Sunday 30 September 2007, Radio 1 celebrated its 40th birthday. To mark this anniversary Radio 1 hosted a week of special features, including a re-creation of Simon Bates' Golden Hour, and 40 different artists performing 40 different covers, one from each year since Radio 1 was established. On Saturday 30 September 2017, Radio 1 celebrated its 50th birthday. Tony Blackburn recreated the first ever Radio 1 broadcast on Radio 2, simulcast on pop-up station Radio 1 Vintage, followed by The Radio 1 Breakfast Show celebration, tricast on Radio 1, Radio 2 and Radio 1 Vintage, presented by Tony Blackburn and Nick Grimshaw, featuring former presenters as guests Simon Mayo, Sara Cox and Mike Read.
Charity
Radio 1 regularly supports the BBC's in house charities Comic Relief, Sport Relief and Children in Need.
On 18 March 2011, BBC's Radio 1 longest-serving breakfast DJ Chris Moyles and sidekick Dave Vitty broadcast for 52 hours as part of a Guinness World Record attempt, in aid of Comic Relief. The pair stayed on air for 52 hours in total setting a new world record for 'Radio DJ Endurance Marathon (Team)’ after already breaking Simon Mayo's 12-year record for Radio 1's Longest Show of 37 hours which he set in 1999, also for Comic Relief.
The presenters started on 16 March 2011 and came off air at 10:30am on 18 March 2011. During this Fearne Cotton made a bet with DJ Chris Moyles that if they raise over £2,000,000 she will appear on the show in a swimsuit. After passing the £2,000,000 mark, Cotton appeared on the studio webcam in a stripy monochrome swimsuit. The appearance of Cotton between 10:10am and 10:30am caused the Radio 1 website to crash due to a high volume of traffic.
In total the event raised £2,622,421 for Comic Relief.
Drama
In 1981, Radio 1 broadcast a radio adaptation of the space opera film, Star Wars. The 13-episode serial was adapted for radio by the author Brian Daley and directed by John Madden, and was a co-production between the BBC and the American Broadcaster NPR.
In 1994, Radio 1 broadcast a radio adaptation of the Batman comic book storyline Knightfall, as part of the Marc Goodier show, featuring Michael Gough recreating his movie role as Alfred. Later that same year, Radio 1 also broadcast a re-edited version of the Radio 4 Superman radio drama.
Events
Radio 1 Roadshows
The Radio 1 Roadshow, which usually involved Radio 1 DJs and pop stars travelling around popular UK seaside destinations, began in 1973, as a response to the imminent introduction of local commercial radio stations. hosted by Alan Freeman in Newquay, Cornwall, with the final one held at Heaton Park, Manchester in 1999. Although the Roadshow attracted large crowds and the style changed with the style of the station itself—such as the introduction of whistlestop audio postcards of each location in 1994 ("2minuteTour")—they were still rooted in the older style of the station, and therefore fit for retirement.
BBC Radio 1's Big Weekend
In March 2000, Radio 1 decided to change the Roadshow format, renaming it One Big Sunday in the process. Several of these Sundays were held in large city-centre parks. In 2003, the event changed again and was rebranded One Big Weekend, with each event occurring biannually and covering two days. Under this name, it visited Derry in Northern Ireland, as part of the Music Lives campaign, and Perry Park in Birmingham.
The most recent change occurred in 2005 when the event was yet again renamed and the decision taken to hold only one per year, this time as Radio 1's Big Weekend. Venues under this title have included Herrington Country Park, Camperdown Country Park, Moor Park–which was the first Weekend to feature a third stage–Mote Park, Lydiard Park, Bangor and Carlisle Airport.
Tickets for each Big Weekend are given away free of charge, making it the largest free ticketed music festival in Europe.
BBC Radio 1's Big Weekend was replaced by a larger festival in 2012, named 'Radio 1's Hackney Weekend', with a crowd capacity of 100,000. The Hackney Weekend took place over the weekend of 23–24 June 2012 in Hackney Marshes, Hackney, London. The event was to celebrate the 2012 Cultural Olympiad in London and had artists such as Rihanna, Jay-Z and Florence and the Machine.
In 2013, Radio 1's Big Weekend returned to Derry as part of the City of Culture 2013 celebrations. So far, Derry is the only city to have hosted the Big Weekend twice.
In May 2014, Radio 1's Big Weekend was held in Glasgow, Scotland. Acts which played at the event included Rita Ora, The 1975, Katy Perry, Jake Bugg and Pharrell Williams. The event was opened on the Friday with a dance set in George Square, featuring Radio 1 Dance DJs such as Danny Howard and Pete Tong, and other well-known acts such as Martin Garrix and Tiesto.
In 2015, the event was held in Norwich and featured performances from the likes of Taylor Swift, Muse, David Guetta, Years & Years and others.
2016 saw the event make its way to Exeter. It was headlined by Coldplay, who closed the weekend on the Sunday evening.
The event was in Hull in 2017 and saw performances by artists such as Zara Larsson, Shawn Mendes, Stormzy, Katy Perry, Little Mix, Sean Paul, Rita Ora, The Chainsmokers, Clean Bandit and Kings of Leon.
To take advantage of Glastonbury Festival's fallow year in 2018, 4 separate Big Weekends were held simultaneously between 25 and 28 May. Stylized as "BBC Music's Biggest Weekend", events were held in Swansea (with a line-up curated by Radio 1), Coventry and Perth (both curated by Radio 2) and Belfast (curated by Radio 6 Music). Tickets sold out for the Swansea, Perth and Coventry Big Weekends.
In 2020, the Big Weekend at Dundee was cancelled as a result of the COVID-19 pandemic. In May 2020, Radio 1 announced a virtual Big Weekend. It took place from 22 to 24 May and featured performances from artists like Mabel and Anne-Marie.
Ibiza Weekend
Radio 1 has annually held a dance music weekend broadcast live from Ibiza since the 1990s. The weekend is usually the first weekend in August and has performances from world-famous DJs and Radio 1's own dance music talent such as Pete Tong and Annie Mac.
BBC Radio 1's Teen Awards
In September 2008, Radio 1 launched an annual music event for teenagers aged 14 to 17 years. Originally named BBC Switch Live, the first event was held on 12 October 2008 at the Hammersmith Apollo. In 2009, the event became an annual awards ceremony and the following year was renamed BBC Radio 1's Teen Awards. The awards honoured inspirational teens alongside the best music, movies, TV and sport stars in a variety of categories. In 2011, it was moved to Wembley Arena and later Studio 1 at Television Centre, London. Highlights of the event has been broadcast across BBC Television.
Despite the awards ceremony not taking place since 2019, the main award, "Teen Hero", has continued to be awarded by Radio 1 as Teen Heroes.
Presenters
The event has been hosted by various Radio 1 DJs and guest co-hosts.
Performances
Edinburgh Festival
Radio 1 often has a presence at the Edinburgh Festival Fringe. Past events have included 'The Fun and Filth Cabaret' and 'Scott Mills: The Musical'.
Europe's Biggest Dance Show
Europe's Biggest Dance Show is a series of dance music oriented radio specials produced by Radio 1.
The first, Europe's Biggest Dance Show 2019, was broadcast on Friday 11 October 2019 where Radio 1 joined with several European radio stations, all members of the European Broadcasting Union, including Swedish SR P3, German 1LIVE and RBB Fritz, Belgian VRT Studio Brussel, Irish RTÉ 2fm, French Radio France Mouv and Dutch NPO 3FM.
A second show, Europe's Biggest Dance Show 2020, was broadcast on Friday 8 May 2020. It had the same contributing stations as 2019; however, it had begun at 7 pm BST, rather than 8 pm as the previous year.
The third installment of Europe's Biggest Dance Show was broadcast on Friday 23 October 2020. French Mouv' dropped out of the broadcast until further notice while Finnish YleX and Norwegian NRK mP3 joined the show.
A fourth show, Europe's Biggest Dance Show 2021, was broadcast on Friday 29 October 2021. It saw the first contribution of Austrian station FM4, while the Dutch NPO 3FM dropped out.
The fifth installment, Europe's Biggest Dance Show 2022, was broadcast on Friday 14 October 2022. It saw the first contribution the Ukrainian Radio Promin of UA:PBC and the return of Dutch NPO 3FM to the show.
Radio 1's summer stunts
Since 2018, BBC Radio 1 has performed format-breaking listener stunts. In 2018, Greg James and Nick Grimshaw announced to play Hide and Seek on the radio to be found 22 hours later at the Royal Liver Building in Liverpool. In 2019 James and Grimshaw hid at the Grand Pier, Weston-super-Mare for almost 26 hours.
In the summer of 2021 Radio 1 held Radio 1's Summer Breakout, where James was locked inside a camper van and had to escape by entering a password. James escaped the van after 62 hours. The following year, James was booted off the Radio 1 Breakfast Show and had to complete a giant 20-piece jigsaw puzzle to find the missing pieces scattered across the United Kingdom. After six days, James completed the puzzle and was reinstated as host of the Breakfast show.
In the summer of 2023, all DJs other than Greg James went into hiding, with James and the listeners asked to piece back the schedule and find all 30 DJs. On 20 July, James and the listeners were informed that if any DJs were still missing by noon (UK time) on July 21, the station would go off air. Mollie King was still hidden at this time, so the station went off air for five minutes, between 12:00 and 12:05, before returning to broadcasting at 12:05 pm.
Online-only sister stations
On 17 September 2020, the BBC announced that it would launch an online-only sister station for BBC Radio 1, called BBC Radio 1 Dance, which would primarily play all kinds of songs from the Dance genre. The station was launched on 9 October 2020 at 6 pm BST. A second online-only sister station, BBC Radio 1 Relax, was launched on 22 April 2021. The station plays a selection of relaxation and well-being focused shows.
Controllers/Head of Station
Former logos
Awards and nominations
International Dance Music Awards
Radio 1 has won the International Dance Music Awards' Best Radio Station every year from 2002 to 2020 with the exception of 2010.
See also
List of BBC radio stations
Radio 1 Podcasts
BBC Radio
Triple J
References
Sources
Further reading
External links
1
Contemporary hit radio stations in the United Kingdom
Radio stations established in 1967
1967 establishments in the United Kingdom
Radio stations in the United Kingdom |
4356 | https://en.wikipedia.org/wiki/Battle%20of%20Waterloo | Battle of Waterloo | The Battle of Waterloo () was fought on Sunday 18 June 1815, near Waterloo (at that time in the United Kingdom of the Netherlands, now in Belgium), marking the end of the Napoleonic Wars. A French army under the command of Napoleon was defeated by two armies of the Seventh Coalition. One of these was a British-led force with units from the United Kingdom, the Netherlands, Hanover, Brunswick, and Nassau, under the command of the Duke of Wellington (often referred to as the Anglo-allied army or Wellington's army). The other comprised three corps of the Prussian army under Field Marshal von Blücher (the fourth corps of this army fought at the Battle of Wavre on the same day). The battle was known contemporarily as the Battle of Mont Saint-Jean in France or La Belle Alliance ("the Beautiful Alliance") in Prussia.
Upon Napoleon's return to power in March 1815 (beginning the Hundred Days), many states that had previously opposed him formed the Seventh Coalition and hurriedly mobilised their armies. Wellington's and Blücher's armies were cantoned close to the northeastern border of France. Napoleon planned to attack them separately in the hope of destroying them before they could join in a coordinated invasion of France with other members of the coalition. On 16 June, Napoleon successfully attacked the bulk of the Prussian army at the Battle of Ligny with his main force, causing the Prussians to withdraw northwards on 17 June, but parallel to Wellington and in good order. Meanwhile, a small portion of the French army contested the Battle of Quatre Bras and prevented the Anglo-allied army from reinforcing the Prussians at Ligny as planned. The Anglo-allied army held their ground at Quatre Bras on 16 June, but the withdrawal of the Prussians from Ligny caused Wellington to withdraw north to Waterloo on 17 June. Napoleon sent a third of his forces to pursue the Prussians, which resulted in the separate Battle of Wavre with the Prussian rear-guard on 18-19 June, and prevented that French force from participating at Waterloo.
Upon learning that the Prussian army was able to support him, Wellington decided to offer battle on the Mont-Saint-Jean escarpment across the Brussels road, near the village of Waterloo. Here he withstood repeated attacks by the French throughout the afternoon of 18 June and almost lost the battle, but was eventually aided by the progressively arriving 50,000 Prussians who attacked the French flank and inflicted heavy casualties. In the evening, Napoleon assaulted the Anglo-allied line with his last reserves, the senior infantry battalions of the Imperial Guard. With the Prussians breaking through on the French right flank, the Anglo-allied army repulsed the Imperial Guard, and the French army was routed.
Waterloo was the decisive engagement of the Waterloo campaign and Napoleon's last. It was also the second bloodiest single day battle of the Napoleonic Wars, after Borodino. According to Wellington, the battle was "the nearest-run thing you ever saw in your life". Napoleon abdicated four days later, and coalition forces entered Paris on 7 July. The defeat at Waterloo marked the end of Napoleon's Hundred Days return from exile. It precipitated Napoleon's second and definitive abdication as Emperor of the French, and ended the First French Empire. It set a historical milestone between serial European wars and decades of relative peace, often referred to as the Pax Britannica. In popular culture, the phrase "... Waterloo." is a reference implying someone having met their effort's end.
The battlefield is located in the Belgian municipalities of Braine-l'Alleud and Lasne, about south of Brussels, and about from the town of Waterloo. The site of the battlefield today is dominated by the monument of the Lion's Mound, a large artificial hill constructed from earth taken from the battlefield itself; the topography of the battlefield near the mound has not been preserved.
Prelude
On 13 March 1815, six days before Napoleon reached Paris, the powers at the Congress of Vienna declared him an outlaw. Four days later, the United Kingdom, Russia, Austria, and Prussia mobilised armies to defeat Napoleon. Critically outnumbered, Napoleon knew that once his attempts at dissuading one or more members of the Seventh Coalition from invading France had failed, his only chance of remaining in power was to attack before the coalition mobilised.
Had Napoleon succeeded in destroying the existing coalition forces south of Brussels before they were reinforced, he might have been able to drive the British back to the sea and knock the Prussians out of the war. Crucially, this would have bought him time to recruit and train more men before turning his armies against the Austrians and Russians.
An additional consideration for Napoleon was that a French victory might cause French-speaking sympathisers in Belgium to launch a friendly revolution. Also, coalition troops in Belgium were largely second-line, as many units were of dubious quality and loyalty, and most of the British veterans of the Peninsular War had been sent to North America to fight in the War of 1812.
The initial dispositions of Wellington, the British commander, were intended to counter the threat of Napoleon enveloping the Coalition armies by moving through Mons to the south-west of Brussels. This would have pushed Wellington closer to the Prussian forces, led by Gebhard Leberecht von Blücher, but might have cut Wellington's communications with his base at Ostend. In order to delay Wellington's deployment, Napoleon spread false intelligence which suggested that Wellington's supply chain from the channel ports would be cut.
By June, Napoleon had raised a total army strength of about 300,000 men. The force at his disposal at Waterloo was less than one third that size, but the rank and file were mostly loyal and experienced soldiers. Napoleon divided his army into a left wing commanded by Marshal Ney, a right wing commanded by Marshal Grouchy and a reserve under his command (although all three elements remained close enough to support one another). Crossing the frontier near Charleroi before dawn on 15 June, the French rapidly overran Coalition outposts, securing Napoleon's "central position" between Wellington's and Blücher's armies. He hoped this would prevent them from combining, and he would be able to destroy first the Prussians' army, then Wellington's.
Only very late on the night of 15 June was Wellington certain that the Charleroi attack was the main French thrust. In the early hours of 16 June, at the Duchess of Richmond's ball in Brussels, he received a dispatch from the Prince of Orange and was shocked by the speed of Napoleon's advance. He hastily ordered his army to concentrate on Quatre Bras, where the Prince of Orange, with the brigade of Prince Bernhard of Saxe-Weimar, was holding a tenuous position against the soldiers of Ney's left wing.
Ney's orders were to secure the crossroads of Quatre Bras, so that he could later swing east and reinforce Napoleon if necessary. Ney found the crossroads of Quatre Bras lightly held by the Prince of Orange, who repelled Ney's initial attacks but was gradually driven back by overwhelming numbers of French troops. First reinforcements, and then Wellington arrived. He took command and drove Ney back, securing the crossroads by early evening, too late to send help to the Prussians, who had already been defeated.
Meanwhile, on 16 June, Napoleon attacked and defeated Blücher's Prussians at the Battle of Ligny using part of the reserve and the right wing of his army. The Prussian centre gave way under heavy French assaults, but the flanks held their ground. The Prussian retreat from Ligny went uninterrupted and seemingly unnoticed by the French. The bulk of their rearguard units held their positions until about midnight, and some elements did not move out until the following morning, ignored by the French.
Crucially, the Prussians did not retreat to the east, along their own lines of communication. Instead, they, too, fell back northwards—parallel to Wellington's line of march, still within supporting distance and in communication with him throughout. The Prussians rallied on Bülow's IV Corps, which had not been engaged at Ligny and was in a strong position south of Wavre.
With the Prussian retreat from Ligny, Wellington's position at Quatre Bras was untenable. The next day he withdrew northwards, to a defensive position that he had reconnoitred the previous year—the low ridge of Mont-Saint-Jean, south of the village of Waterloo and the Sonian Forest.
Napoleon, with the reserves, made a late start on 17 June and joined Ney at Quatre Bras at 13:00 to attack Wellington's army but found the position empty. The French pursued Wellington's retreating army to Waterloo; however, due to bad weather, mud and the head start that Napoleon's tardy advance had allowed Wellington, there was no substantial engagement, apart from a cavalry action at Genappe.
Before leaving Ligny, Napoleon had ordered Grouchy, who commanded the right wing, to follow up the retreating Prussians with 33,000 men. A late start, uncertainty about the direction the Prussians had taken, and the vagueness of the orders given to him, meant that Grouchy was too late to prevent the Prussian army reaching Wavre, from where it could march to support Wellington. More importantly, the heavily outnumbered Prussian rear-guard was able to use the River Dyle to enable a savage and prolonged action to delay Grouchy.
As 17 June drew to a close, Wellington's army had arrived at its position at Waterloo, with the main body of Napoleon's army following. Blücher's army was gathering in and around Wavre, around to the east of the town. Early on the morning of the 18th, Wellington received an assurance from Blücher that the Prussian army would support him. He decided to hold his ground and give battle.
Armies
Three armies participated in the battle: Napoleon's Armée du Nord, a multinational army under Wellington, and a Prussian army under General Blücher.
The French army of around 69,000 consisted of 48,000 infantry, 14,000 cavalry, and 7,000 artillery with 250 guns. Napoleon had used conscription to fill the ranks of the French army throughout his rule, but he did not conscript men for the 1815 campaign. His troops were mainly veterans with considerable experience and a fierce devotion to their Emperor. The cavalry in particular was both numerous and formidable, and included fourteen regiments of armoured heavy cavalry, and seven of highly versatile lancers who were armed with lances, sabres and firearms.
However, as the army took shape, French officers were allocated to units as they presented themselves for duty, so that many units were commanded by officers the soldiers did not know, and often did not trust. Crucially, some of these officers had little experience in working together as a unified force, so that support for other units was often not given.
The French army was forced to march through rain and black coal-dust mud to reach Waterloo, and then to contend with mud and rain as it slept in the open. Little food was available for the soldiers, but nevertheless the veteran French soldiers were fiercely loyal to Napoleon.
Wellington later said that he had "an infamous army, very weak and ill-equipped, and a very inexperienced Staff". His troops consisted of 67,000 men: 50,000 infantry, 11,000 cavalry, and 6,000 artillery with 150 guns. Of these, 24,000 were British, with another 6,000 from the King's German Legion (KGL). All of the British Army troops were regular soldiers and the majority of them had served in the Peninsula. Of the 23 British regiments in action, only 4 (the 14th, 33rd, 69th, and 73rd Foot) had not served in the Peninsula, and a similar level of experience was to be found in the British cavalry and artillery. In addition, there were 17,000 Dutch and Belgian troops, 11,000 from Hanover, 6,000 from Brunswick, and 3,000 from Nassau.
Many of the troops in the Coalition armies were inexperienced. The Dutch army had been re-established in 1815, following the earlier defeat of Napoleon. With the exception of the British and some from Hanover and Brunswick who had fought with the British army in Spain, many of the professional soldiers in the Coalition armies had spent some of their time in the French army or in armies allied to the Napoleonic regime. The historian Alessandro Barbero states that in this heterogeneous army the difference between British and foreign troops did not prove significant under fire.
Wellington was also acutely short of heavy cavalry, having only seven British and three Dutch regiments. The Duke of York imposed many of his staff officers on Wellington, including his second-in-command the Earl of Uxbridge. Uxbridge commanded the cavalry and had carte blanche from Wellington to commit these forces at his discretion. Wellington stationed a further 17,000 troops at Halle, away to the west. They were mostly composed of Dutch troops under the Prince of Orange's younger brother Prince Frederick of the Netherlands. They were placed as a guard against any possible wide flanking movement by the French forces, and also to act as a rearguard if Wellington was forced to retreat towards Antwerp and the coast.
The Prussian army was in the throes of reorganisation. In 1815, the former Reserve regiments, Legions, and Freikorps volunteer formations from the wars of 1813–1814 were in the process of being absorbed into the line, along with many Landwehr (militia) regiments. The Landwehr were mostly untrained and unequipped when they arrived in Belgium. The Prussian cavalry were in a similar state. Its artillery was also reorganising and did not give its best performance—guns and equipment continued to arrive during and after the battle.
Offsetting these handicaps, the Prussian Army had excellent and professional leadership in its General Staff organisation. These officers came from four schools developed for this purpose and thus worked to a common standard of training. This system was in marked contrast to the conflicting, vague orders issued by the French army. This staff system ensured that before Ligny, three-quarters of the Prussian army concentrated for battle with 24 hours' notice.
After Ligny, the Prussian army, although defeated, was able to realign its supply train, reorganise itself, and intervene decisively on the Waterloo battlefield within 48 hours. Two-and-a-half Prussian army corps, or 48,000 men, were engaged at Waterloo; two brigades under Bülow, commander of IV Corps, attacked Lobau at 16:30, while Zieten's I Corps and parts of Pirch I's II Corps engaged at about 18:00.
Battlefield
The Waterloo position chosen by Wellington was a strong one. It consisted of a long ridge running east–west, perpendicular to, and bisected by, the main road to Brussels. Along the crest of the ridge ran the Ohain road, a deep sunken lane. Near the crossroads with the Brussels road was a large elm tree that was roughly in the centre of Wellington's position and served as his command post for much of the day. Wellington deployed his infantry in a line just behind the crest of the ridge following the Ohain road.
Using the reverse slope, as he had many times previously, Wellington concealed his strength from the French, with the exception of his skirmishers and artillery. The length of front of the battlefield was also relatively short at . This allowed Wellington to draw up his forces in depth, which he did in the centre and on the right, all the way towards the village of Braine-l'Alleud, in the expectation that the Prussians would reinforce his left during the day.
In front of the ridge, there were three positions that could be fortified. On the extreme right were the château, garden, and orchard of Hougoumont. This was a large and well-built country house, initially hidden in trees. The house faced north along a sunken, covered lane (usually described by the British as "the hollow-way") along which it could be supplied. On the extreme left was the hamlet of Papelotte.
Both Hougoumont and Papelotte were fortified and garrisoned, and thus anchored Wellington's flanks securely. Papelotte also commanded the road to Wavre that the Prussians would use to send reinforcements to Wellington's position. On the western side of the main road, and in front of the rest of Wellington's line, was the farmhouse and orchard of La Haye Sainte, which was garrisoned with 400 light infantry of the King's German Legion. On the opposite side of the road was a disused sand quarry, where the 95th Rifles were posted as sharpshooters.
Wellington's forces positioning presented a formidable challenge to any attacking force. Any attempt to turn Wellington's right would entail taking the entrenched Hougoumont position. Any attack on his right centre would mean the attackers would have to march between enfilading fire from Hougoumont and La Haye Sainte. On the left, any attack would also be enfiladed by fire from La Haye Sainte and its adjoining sandpit, and any attempt at turning the left flank would entail fighting through the lanes and hedgerows surrounding Papelotte and the other garrisoned buildings on that flank, and some very wet ground in the Smohain defile.
The French army formed on the slopes of another ridge to the south. Napoleon could not see Wellington's positions, so he drew his forces up symmetrically about the Brussels road. On the right was I Corps under d'Erlon with 16,000 infantry and 1,500 cavalry, plus a cavalry reserve of 4,700. On the left was II Corps under Reille with 13,000 infantry, and 1,300 cavalry, and a cavalry reserve of 4,600. In the centre about the road south of the inn La Belle Alliance were a reserve including Lobau's VI Corps with 6,000 men, the 13,000 infantry of the Imperial Guard, and a cavalry reserve of 2,000.
In the right rear of the French position was the substantial village of Plancenoit, and at the extreme right, the Bois de Paris wood. Napoleon initially commanded the battle from Rossomme farm, where he could see the entire battlefield, but moved to a position near La Belle Alliance early in the afternoon. Command on the battlefield (which was largely hidden from his view) was delegated to Ney.
Battle
Preparation
Wellington rose at around 02:00 or 03:00 on 18 June, and wrote letters until dawn. He had earlier written to Blücher confirming that he would give battle at Mont-Saint-Jean if Blücher could provide him with at least one corps; otherwise he would retreat towards Brussels. At a late-night council, Blücher's chief of staff, August Neidhardt von Gneisenau, had been distrustful of Wellington's strategy, but Blücher persuaded him that they should march to join Wellington's army. In the morning Wellington duly received a reply from Blücher, promising to support him with three corps.
From 06:00 Wellington was in the field supervising the deployment of his forces. At Wavre, the Prussian IV Corps under Bülow was designated to lead the march to Waterloo as it was in the best shape, not having been involved in the Battle of Ligny. Although they had not taken casualties, IV Corps had been marching for two days, covering the retreat of the three other corps of the Prussian army from the battlefield of Ligny. They had been posted farthest away from the battlefield, and progress was very slow.
The roads were in poor condition after the night's heavy rain, and Bülow's men had to pass through the congested streets of Wavre and move 88 artillery pieces. Matters were not helped when a fire broke out in Wavre, blocking several streets along Bülow's intended route. As a result, the last part of the corps left at 10:00, six hours after the leading elements had moved out towards Waterloo. Bülow's men were followed to Waterloo first by I Corps and then by II Corps.
Napoleon breakfasted off silver plate at Le Caillou, the house where he had spent the night. When Soult suggested that Grouchy should be recalled to join the main force, Napoleon said, "Just because you have all been beaten by Wellington, you think he's a good general. I tell you Wellington is a bad general, the English are bad troops, and this affair is nothing more than eating breakfast".
Napoleon's seemingly dismissive remark may have been strategic, given his maxim "in war, morale is everything". He had acted similarly in the past, and on the morning of the battle of Waterloo may have been responding to the pessimism and objections of his chief of staff and senior generals.
Later on, being told by his brother, Jerome, of some gossip overheard by a waiter between British officers at lunch at the 'King of Spain' inn in Genappe that the Prussians were to march over from Wavre, Napoleon declared that the Prussians would need at least two days to recover and would be dealt with by Grouchy. Surprisingly, Jerome's overheard gossip aside, the French commanders present at the pre-battle conference at Le Caillou had no information about the alarming proximity of the Prussians and did not suspect that Blücher's men would start erupting onto the field of battle in great numbers just five hours later.
Napoleon had delayed the start of the battle owing to the sodden ground, which would have made manoeuvring cavalry and artillery difficult. In addition, many of his forces had bivouacked well to the south of La Belle Alliance. At 10:00, in response to a dispatch he had received from Grouchy six hours earlier, he sent a reply telling Grouchy to "head for Wavre [to Grouchy's north] in order to draw near to us [to the west of Grouchy]" and then "push before him" the Prussians to arrive at Waterloo "as soon as possible".
At 11:00, Napoleon drafted his general order: Reille's Corps on the left and d'Erlon's Corps to the right were to attack the village of Mont-Saint-Jean and keep abreast of one another. This order assumed Wellington's battle-line was in the village, rather than at the more forward position on the ridge. To enable this, Jerome's division would make an initial attack on Hougoumont, which Napoleon expected would draw in Wellington's reserves, since its loss would threaten his communications with the sea. A grande batterie of the reserve artillery of I, II, and VI Corps was to then bombard the centre of Wellington's position from about 13:00. D'Erlon's corps would then attack Wellington's left, break through, and roll up his line from east to west. In his memoirs, Napoleon wrote that his intention was to separate Wellington's army from the Prussians and drive it back towards the sea.
Hougoumont
Historian Andrew Roberts notes that "It is a curious fact about the Battle of Waterloo that no one is absolutely certain when it actually began". Wellington recorded in his dispatches that at "about ten o'clock [Napoleon] commenced a furious attack upon our post at Hougoumont". Other sources state that the attack began around 11:30. The house and its immediate environs were defended by four light companies of Guards, and the wood and park by Hanoverian Jäger and the 1/2nd Nassau.
The initial attack by Bauduin's brigade emptied the wood and park, but was driven back by heavy British artillery fire, and cost Bauduin his life. As the British guns were distracted by a duel with French artillery, a second attack by Soye's brigade and what had been Bauduin's succeeded in reaching the north gate of the house. Sous-Lieutenant Legros, a French officer, broke the gate open with an axe, and some French troops managed to enter the courtyard. The Coldstream Guards and the Scots Guards arrived to support the defence. There was a fierce melee, and the British managed to close the gate on the French troops streaming in. The Frenchmen trapped in the courtyard were all killed. Only a young drummer boy was spared.
Fighting continued around Hougoumont all afternoon. Its surroundings were heavily invested by French light infantry, and coordinated attacks were made against the troops behind Hougoumont. Wellington's army defended the house and the hollow way running north from it. In the afternoon, Napoleon personally ordered the house to be shelled to set it on fire, resulting in the destruction of all but the chapel. Du Plat's brigade of the King's German Legion was brought forward to defend the hollow way, which they had to do without senior officers. Eventually they were relieved by the 71st Highlanders, a British infantry regiment. Adam's brigade was further reinforced by Hugh Halkett's 3rd Hanoverian Brigade, and successfully repulsed further infantry and cavalry attacks sent by Reille. Hougoumont held out until the end of the battle.
The fighting at Hougoumont has often been characterised as a diversionary attack to draw in Wellington's reserves which escalated into an all-day battle and drew in French reserves instead. In fact there is a good case to believe that both Napoleon and Wellington thought that holding Hougoumont was key to winning the battle. Hougoumont was a part of the battlefield that Napoleon could see clearly, and he continued to direct resources towards it and its surroundings all afternoon (33 battalions in all, 14,000 troops). Similarly, though the house never contained a large number of troops, Wellington devoted 21 battalions (12,000 troops) over the course of the afternoon in keeping the hollow way open to allow fresh troops and ammunition to reach the buildings. He moved several artillery batteries from his hard-pressed centre to support Hougoumont, and later stated that "the success of the battle turned upon closing the gates at Hougoumont". Much like the fight for Little Round Top during the Battle of Gettysburg in the US Civil War some fifty years later, the struggle for Hougoumont became the key battle within the battle. Hougoumont proved to be decisive terrain.
The Grand Battery starts its bombardment
The 80 guns of Napoleon's grande batterie drew up in the centre. These opened fire at 11:50, according to Lord Hill (commander of the Anglo-allied II Corps), while other sources put the time between noon and 13:30. The grande batterie was too far back to aim accurately, and the only other troops they could see were skirmishers of the regiments of Kempt and Pack, and Perponcher's 2nd Dutch division (the others were employing Wellington's characteristic "reverse slope defence").
The bombardment caused a large number of casualties. Although some projectiles buried themselves in the soft soil, most found their marks on the reverse slope of the ridge. The bombardment forced the cavalry of the Union Brigade (in third line) to move to its left, to reduce their casualty rate.
Napoleon spots the Prussians
At about 13:15, Napoleon saw the first columns of Prussians around the village of Lasne-Chapelle-Saint-Lambert, away from his right flank—about three hours march for an army. Napoleon's reaction was to have Marshal Soult send a message to Grouchy telling him to come towards the battlefield and attack the arriving Prussians. Grouchy, however, had been executing Napoleon's previous orders to follow the Prussians "with your sword against his back" towards Wavre, and was by then too far away to reach Waterloo.
Grouchy was advised by his subordinate, Gérard, to "march to the sound of the guns", but stuck to his orders and engaged the Prussian III Corps rear guard under the command of Lieutenant-General Baron von Thielmann at the Battle of Wavre. Moreover, Soult's letter ordering Grouchy to move quickly to join Napoleon and attack Bülow would not actually reach Grouchy until after 20:00.
First French infantry attack
A little after 13:00, I Corps' attack began in large columns. Bernard Cornwell writes "[column] suggests an elongated formation with its narrow end aimed like a spear at the enemy line, while in truth it was much more like a brick advancing sideways and d'Erlon's assault was made up of four such bricks, each one a division of French infantry". Each division, with one exception, was drawn up in huge masses, consisting of the eight or nine battalions of which they were formed, deployed, and placed in a column one behind the other, with only five paces interval between the battalions.
The one exception was the 1st Division (Commanded by Quiot, the leader of the 1st Brigade). Its two brigades were formed in a similar manner, but side by side instead of behind one another. This was done because, being on the left of the four divisions, it was ordered to send one (Quiot's brigade) against the south and west of La Haye Sainte, while the other (Bourgeois') was to attack the eastern side of the same post.
The divisions were to advance in echelon from the left at a distance of 400 paces apart—the 2nd Division (Donzelot's) on the right of Bourgeois' brigade, the 3rd Division (Marcognet's) next, and the 4th Division (Durutte's) on the right. They were led by Ney to the assault, each column having a front of about a hundred and sixty to two hundred files.
The leftmost division advanced on the walled farmhouse compound La Haye Sainte. The farmhouse was defended by the King's German Legion. While one French battalion engaged the defenders from the front, the following battalions fanned out to either side and, with the support of several squadrons of cuirassiers, succeeded in isolating the farmhouse. The King's German Legion resolutely defended the farmhouse. Each time the French tried to scale the walls the outnumbered Germans somehow held them off. The Prince of Orange saw that La Haye Sainte had been cut off and tried to reinforce it by sending forward the Hanoverian Lüneburg Battalion in line. Cuirassiers concealed in a fold in the ground caught and destroyed it in minutes and then rode on past La Haye Sainte, almost to the crest of the ridge, where they covered d'Erlon's left flank as his attack developed.
At about 13:30, d'Erlon started to advance his three other divisions, some 14,000 men over a front of about , against Wellington's left wing. At the point they aimed for they faced 6,000 men: the first line consisted of the 1st brigade ("Van Bylandt's brigade") of the 2nd Netherlands division, flanked by the British brigades of Kempt and Pack on either side. The second line consisted of British and Hanoverian troops under Sir Thomas Picton, who were lying down in dead ground behind the ridge. All had suffered badly at Quatre Bras. In addition, the Bylandt brigade had been ordered to deploy its skirmishers in the hollow road and on the forward slope. The rest of the brigade was lying down just behind the road.
At the moment these skirmishers were rejoining their parent battalions, the brigade was ordered to its feet and started to return fire. On the left of the brigade, where the 7th Dutch Militia stood, a "few files were shot down and an opening in the line thus occurred". The battalion had no reserves and was unable to close the gap. D'Erlon's troops pushed through this gap in the line and the remaining battalions in the Bylandt brigade (8th Dutch Militia and Belgian 7th Line Battalion) were forced to retreat to the square of the 5th Dutch Militia, which was in reserve between Picton's troops, about 100 paces to the rear. There they regrouped under the command of Colonel Van Zuylen van Nijevelt. A moment later the Prince of Orange ordered a counterattack, which actually occurred around 10 minutes later. Bylandt was wounded and retired off the field, passing command of the brigade to Lt. Kol. De Jongh.
D'Erlon's men ascended the slope and advanced on the sunken road, Chemin d'Ohain, that ran from behind La Haye Sainte and continued east. It was lined on both sides by thick hedges, with Bylandt's brigade just across the road while the British brigades had been lying down some 100 yards back from the road, Pack's to Bylandt's left and Kempt's to Bylandt's right. Kempt's 1,900 men were engaged by Bourgeois' brigade of 1,900 men of Quiot's division. In the centre, Donzelot's division had pushed back Bylandt's brigade.
On the right of the French advance was Marcognet's division led by Grenier's brigade consisting of the 45e Régiment de Ligne and followed by the 25e Régiment de Ligne, somewhat less than 2,000 men, and behind them, Nogue's brigade of the 21e and 45e regiments. Opposing them on the other side of the road was Pack's 9th Brigade consisting of the 44th Foot and three Scottish regiments: the Royal Scots, the 42nd Black Watch, and the 92nd Gordons, totalling something over 2,000 men. A very even fight between British and French infantry was about to occur.
The French advance drove in the British skirmishers and reached the sunken road. As they did so, Pack's men stood up, formed into a four deep line formation for fear of the French cavalry, advanced, and opened fire. However, a firefight had been anticipated and the French infantry had accordingly advanced in more linear formation. Now, fully deployed into line, they returned fire and successfully pressed the British troops; although the attack faltered at the centre, the line in front of d'Erlon's right started to crumble. Picton was killed shortly after ordering the counter-attack and the British and Hanoverian troops also began to give way under the pressure of numbers.
Pack's regiments, all four ranks deep, advanced to attack the French in the road but faltered and began to fire on the French instead of charging. The 42nd Black Watch halted at the hedge and the resulting fire-fight drove back the British 92nd Foot while the leading French 45e Ligne burst through the hedge cheering. Along the sunken road, the French were forcing the Anglo-allies back, the British line was dispersing, and at two o'clock in the afternoon Napoleon was winning the Battle of Waterloo.
Reports from Baron von Müffling, the Prussian liaison officer attached to Wellington's army, relate that: "After 3 o'clock the Duke's situation became critical, unless the succour of the Prussian army arrived soon".
Charge of the British heavy cavalry
At this crucial juncture, Uxbridge ordered his two brigades of British heavy cavalry—formed unseen behind the ridge—to charge in support of the hard-pressed infantry. The 1st Brigade, known as the Household Brigade, commanded by Major-General Lord Edward Somerset, consisted of guards regiments: the 1st and 2nd Life Guards, the Royal Horse Guards (the Blues), and the 1st (King's) Dragoon Guards. The 2nd Brigade, also known as the Union Brigade, commanded by Major-General Sir William Ponsonby, was so called as it consisted of an English (the 1st or The Royals), a Scottish (2nd Scots Greys), and an Irish (6th or Inniskilling) regiment of heavy dragoons.
More than 20 years of warfare had eroded the numbers of suitable cavalry mounts available on the European continent; this resulted in the British heavy cavalry entering the 1815 campaign with the finest horses of any contemporary cavalry arm. British cavalry troopers also received excellent mounted swordsmanship training. They were, however, inferior to the French in manoeuvring in large formations, were cavalier in attitude, and, unlike the infantry, some units had scant experience of warfare.
The Scots Greys, for example, had not been in action since 1795. According to Wellington, though they were superior individual horsemen, they were inflexible and lacked tactical ability. "I considered one squadron a match for two French, I didn't like to see four British opposed to four French: and as the numbers increased and order, of course, became more necessary I was the more unwilling to risk our men without having a superiority in numbers."
The two brigades had a combined field strength of about 2,000 (2,651 official strength); they charged with the 47-year-old Uxbridge leading them and a very inadequate number of squadrons held in reserve. There is evidence that Uxbridge gave an order, the morning of the battle, to all cavalry brigade commanders to commit their commands on their own initiative, as direct orders from himself might not always be forthcoming, and to "support movements to their front". It appears that Uxbridge expected the brigades of Sir John Ormsby Vandeleur, Hussey Vivian, and the Dutch cavalry to provide support to the British heavies. Uxbridge later regretted leading the charge in person, saying "I committed a great mistake", when he should have been organising an adequate reserve to move forward in support.
The Household Brigade crossed the crest of the Anglo-allied position and charged downhill. The cuirassiers guarding d'Erlon's left flank were still dispersed, and so were swept over the deeply sunken main road and then routed.
Sir Walter Scott, in Paul's Letters to his Kinsfolk, described the following scene:Sir John Elley, who led the charge of the heavy brigade, was [...] at one time surrounded by several of the cuirassiers; but, being a tall and uncommonly powerful man, completely master of his sword and horse, he cut his way out, leaving several of his assailants on the ground, marked with wounds, indicating the unusual strength of the arm which inflicted them. Indeed, had not the ghastly evidence remained on the field, many of the blows dealt upon this occasion would have seemed borrowed from the annals of knight-errantry [...]Continuing their attack, the squadrons on the left of the Household Brigade then destroyed Aulard's brigade. Despite attempts to recall them, they continued past La Haye Sainte and found themselves at the bottom of the hill on blown horses facing Schmitz's brigade formed in squares.
To their left, the Union Brigade suddenly swept through the infantry lines, giving rise to the legend that some of the 92nd Gordon Highland Regiment clung onto their stirrups and accompanied them into the charge. From the centre leftwards, the Royal Dragoons destroyed Bourgeois' brigade, capturing the eagle of the 105e Ligne. The Inniskillings routed the other brigade of Quoit's division, and the Scots Greys came upon the lead French regiment, 45e Ligne, as it was still reforming after having crossed the sunken road and broken through the hedge row in pursuit of the British infantry. The Greys captured the eagle of the 45e Ligne and overwhelmed Grenier's brigade. These would be the only two French eagles captured by the British during the battle. On Wellington's extreme left, Durutte's division had time to form squares and fend off groups of Greys.
As with the Household Cavalry, the officers of the Royals and Inniskillings found it very difficult to rein back their troops, who lost all cohesion. Having taken casualties, and still trying to reorder themselves, the Scots Greys and the rest of the Union Brigade found themselves before the main French lines. Their horses were blown, and they were still in disorder without any idea of what their next collective objective was. Some attacked nearby gun batteries of the Grande Battery. Although the Greys had neither the time nor means to disable the cannon or carry them off, they put very many out of action as the gun crews were killed or fled the battlefield. Sergeant Major Dickinson of the Greys stated that his regiment was rallied before going on to attack the French artillery: Hamilton, the regimental commander, rather than holding them back cried out to his men "Charge, charge the guns!"
Napoleon promptly responded by ordering a counter-attack by the cuirassier brigades of Farine and Travers and Jaquinot's two Chevau-léger (lancer) regiments in the I Corps light cavalry division. Disorganized and milling about the bottom of the valley between Hougoumont and La Belle Alliance, the Scots Greys and the rest of the British heavy cavalry were taken by surprise by the countercharge of Milhaud's cuirassiers, joined by lancers from Baron Jaquinot's 1st Cavalry Division.
As Ponsonby tried to rally his men against the French cuirassers, he was attacked by Jaquinot's lancers and captured. A nearby party of Scots Greys saw the capture and attempted to rescue their brigade commander. The French lancer who had captured Ponsonby killed him and then used his lance to kill three of the Scots Greys who had attempted the rescue.
By the time Ponsonby died, the momentum had entirely returned in favour of the French. Milhaud's and Jaquinot's cavalrymen drove the Union Brigade from the valley. The result was very heavy losses for the British cavalry. A countercharge, by British light dragoons under Major-General Vandeleur and Dutch–Belgian light dragoons and hussars under Major-General Ghigny on the left wing, and Dutch–Belgian carabiniers under Major-General Trip in the centre, repelled the French cavalry.
All figures quoted for the losses of the cavalry brigades as a result of this charge are estimates, as casualties were only noted down after the day of the battle and were for the battle as a whole. Some historians, Barbero for example, believe the official rolls tend to overestimate the number of cavalrymen present in their squadrons on the field of battle and that the proportionate losses were, as a result, considerably higher than the numbers on paper might suggest.
The Union Brigade lost heavily in both officers and men killed (including its commander, William Ponsonby, and Colonel Hamilton of the Scots Greys) and wounded. The 2nd Life Guards and the King's Dragoon Guards of the Household Brigade also lost heavily (with Colonel Fuller, commander of the King's DG, killed). However, the 1st Life Guards, on the extreme right of the charge, and the Blues, who formed a reserve, had kept their cohesion and consequently suffered significantly fewer casualties. On the rolls the official, or paper strength, for both Brigades is given as 2,651 while Barbero and others estimate the actual strength at around 2,000 and the official recorded losses for the two heavy cavalry brigades during the battle was 1,205 troopers and 1,303 horses.
Some historians, such as Chandler, Weller, Uffindell, and Corum, assert that the British heavy cavalry were destroyed as a viable force following their first, epic charge. Barbero states that the Scots Greys were practically wiped out and that the other two regiments of the Union Brigade suffered comparable losses. Other historians, such as Clark-Kennedy and Wood, citing British eyewitness accounts, describe the continuing role of the heavy cavalry after their charge. The heavy brigades, far from being ineffective, continued to provide valuable services. They countercharged French cavalry numerous times (both brigades), halted a combined cavalry and infantry attack (Household Brigade only), were used to bolster the morale of those units in their vicinity at times of crisis, and filled gaps in the Anglo-allied line caused by high casualties in infantry formations (both brigades).
This service was rendered at a very high cost, as close combat with French cavalry, carbine fire, infantry musketry, and—more deadly than all of these—artillery fire steadily eroded the number of effectives in the two brigades. At 6 o'clock in the afternoon the whole Union Brigade could field only three squadrons, though these countercharged French cavalry, losing half their number in the process. At the end of the fighting, the two brigades, by this time combined, could muster one squadron.
Fourteen thousand French troops of d'Erlon's I Corps had been committed to this attack. The I Corps had been driven in rout back across the valley, costing Napoleon 3,000 casualties including over 2,000 prisoners taken. Also some valuable time was lost, as the charge had dispersed numerous units and it would take until 16:00 for d'Erlon's shaken corps to reform. And although elements of the Prussians now began to appear on the field to his right, Napoleon had already ordered Lobau's VI corps to move to the right flank to hold them back before d'Erlon's attack began.
The French cavalry attack
A little before 16:00, Ney noted an apparent exodus from Wellington's centre. He mistook the movement of casualties to the rear for the beginnings of a retreat, and sought to exploit it. Following the defeat of d'Erlon's Corps, Ney had few infantry reserves left, as most of the infantry had been committed either to the futile Hougoumont attack or to the defence of the French right. Ney therefore tried to break Wellington's centre with cavalry alone. Initially, Milhaud's reserve cavalry corps of cuirassiers and Lefebvre-Desnoëttes' light cavalry division of the Imperial Guard, some 4,800 sabres, were committed. When these were repulsed, Kellermann's heavy cavalry corps and Guyot's heavy cavalry of the Guard were added to the massed assault, a total of around 9,000 cavalry in 67 squadrons. When Napoleon saw the charge he said it was an hour too soon.
Wellington's infantry responded by forming squares (hollow box-formations four ranks deep). Squares were much smaller than usually depicted in paintings of the battle—a 500-man battalion square would have been no more than in length on a side. Infantry squares that stood their ground were deadly to cavalry, as cavalry could not engage with soldiers behind a hedge of bayonets, but were themselves vulnerable to fire from the squares. Horses would not charge a square, nor could they be outflanked, but they were vulnerable to artillery or infantry. Wellington ordered his artillery crews to take shelter within the squares as the cavalry approached, and to return to their guns and resume fire as they retreated.
Witnesses in the British infantry recorded as many as 12 assaults, though this probably includes successive waves of the same general attack; the number of general assaults was undoubtedly far fewer. Kellermann, recognising the futility of the attacks, tried to reserve the elite carabinier brigade from joining in, but eventually Ney spotted them and insisted on their involvement.
A British eyewitness of the first French cavalry attack, an officer in the Foot Guards, recorded his impressions very lucidly and somewhat poetically:
In essence this type of massed cavalry attack relied almost entirely on psychological shock for effect. Close artillery support could disrupt infantry squares and allow cavalry to penetrate; at Waterloo, however, co-operation between the French cavalry and artillery was not impressive. The French artillery did not get close enough to the Anglo-allied infantry in sufficient numbers to be decisive. Artillery fire between charges did produce mounting casualties, but most of this fire was at relatively long range and was often indirect, at targets beyond the ridge.
If infantry being attacked held firm in their square defensive formations, and were not panicked, cavalry on their own could do very little damage to them. The French cavalry attacks were repeatedly repelled by the steadfast infantry squares, the harrying fire of British artillery as the French cavalry recoiled down the slopes to regroup, and the decisive countercharges of Wellington's light cavalry regiments, the Dutch heavy cavalry brigade, and the remaining effectives of the Household Cavalry.
At least one artillery officer disobeyed Wellington's order to seek shelter in the adjacent squares during the charges. Captain Mercer, who commanded 'G' Troop, Royal Horse Artillery, thought the Brunswick troops on either side of him so shaky that he kept his battery of six nine-pounders in action against the cavalry throughout, to great effect.
For reasons that remain unclear, no attempt was made to spike other Anglo-allied guns while they were in French possession. In line with Wellington's orders, gunners were able to return to their pieces and fire into the French cavalry as they withdrew after each attack. After numerous costly but fruitless attacks on the Mont-Saint-Jean ridge, the French cavalry was spent.
Their casualties cannot easily be estimated. Senior French cavalry officers, in particular the generals, experienced heavy losses. Four divisional commanders were wounded, nine brigadiers wounded, and one killed—testament to their courage and their habit of leading from the front. Illustratively, Houssaye reports that the Grenadiers à Cheval numbered 796 of all ranks on 15 June, but just 462 on 19 June, while the Empress Dragoons lost 416 of 816 over the same period. Overall, Guyot's Guard heavy cavalry division lost 47% of its strength.
Second French infantry attack
Eventually it became obvious, even to Ney, that cavalry alone were achieving little. Belatedly, he organised a combined-arms attack, using Bachelu's division and Tissot's regiment of Foy's division from Reille's II Corps (about 6,500 infantrymen) plus those French cavalry that remained in a fit state to fight. This assault was directed along much the same route as the previous heavy cavalry attacks (between Hougoumont and La Haye Sainte). It was halted by a charge of the Household Brigade cavalry led by Uxbridge. The British cavalry were unable, however, to break the French infantry, and fell back with losses from musketry fire.
Uxbridge recorded that he tried to lead the Dutch Carabiniers, under Major-General Trip, to renew the attack and that they refused to follow him. Other members of the British cavalry staff also commented on this occurrence. However, there is no support for this incident in Dutch or Belgian sources, and Wellington wrote in his Dispatch to Secretary for War Bathurst on 19 June 1815 that General Trip had "conducted himself much to my satisfaction". Uxbridge then ordered a charge by three squadrons of the 3rd Hussars of the King's German Legion. They broke through the French cavalry, but became hemmed in, were cut off and suffered severe losses. Meanwhile, Bachelu's and Tissot's men and their cavalry supports were being hard hit by fire from artillery and from Adam's infantry brigade, and they eventually fell back.
Although the French cavalry caused few direct casualties to Wellington's centre, artillery fire onto his infantry squares caused many. Wellington's cavalry, except for Sir John Vandeleur's and Sir Hussey Vivian's brigades on the far left, had all been committed to the fight, and had taken significant losses. The situation appeared so desperate that the Cumberland Hussars, the only Hanoverian cavalry regiment present, fled the field spreading alarm all the way to Brussels.
French capture of La Haye Sainte
At approximately the same time as Ney's combined-arms assault on the centre-right of Wellington's line, rallied elements of D'Erlon's I Corps, spearheaded by the 13th Légère, renewed the attack on La Haye Sainte and this time were successful, partly because the King's German Legion's ammunition ran out. However, the Germans had held the centre of the battlefield for almost the entire day, and this had stalled the French advance.
With La Haye Sainte captured, Ney then moved skirmishers and horse artillery up towards Wellington's centre. French artillery began to pulverise the infantry squares at short range with canister. The 30th and 73rd Regiments suffered such heavy losses that they had to combine to form a viable square.
The success Napoleon needed to continue his offensive had occurred. Ney was on the verge of breaking the Anglo-allied centre.
Along with this artillery fire a multitude of French tirailleurs occupied the dominant positions behind La Haye Sainte and poured an effective fire into the squares. The situation for the Anglo-allies was now so dire that the 33rd Regiment's colours and all of Halkett's brigade's colours were sent to the rear for safety, described by historian Alessandro Barbero as, "... a measure that was without precedent".
Wellington, noticing the slackening of fire from La Haye Sainte, with his staff rode closer to it. French skirmishers appeared around the building and fired on the British command as it struggled to get away through the hedgerow along the road. The Prince of Orange then ordered a single battalion of the KGL, the Fifth, to recapture the farm despite the obvious presence of enemy cavalry. Their Colonel, Christian Friedrich Wilhelm von Ompteda obeyed and led the battalion down the slope, chasing off some French skirmishers until French cuirassiers fell on his open flank, killed him, destroyed his battalion and took its colour.
A Dutch–Belgian cavalry regiment ordered to charge retreated from the field instead, fired on by their own infantry. Merlen's Light Cavalry Brigade charged the French artillery taking position near La Haye Sainte but were shot to pieces and the brigade fell apart. The Netherlands Cavalry Division, Wellington's last cavalry reserve behind the centre having lost half their strength was now useless and the French cavalry, despite its losses, were masters of the field, compelling the Anglo-allied infantry to remain in square. More and more French artillery was brought forward.
A French battery advanced to within 300 yards of the 1/1st Nassau square causing heavy casualties. When the Nassauers attempted to attack the battery they were ridden down by a squadron of cuirassiers. Yet another battery deployed on the flank of Mercer's battery and shot up its horses and limbers and pushed Mercer back. Mercer later recalled,
French tirailleurs occupied the dominant positions, especially one on a knoll overlooking the square of the 27th. Unable to break square to drive off the French infantry because of the presence of French cavalry and artillery, the 27th had to remain in that formation and endure the fire of the tirailleurs. That fire nearly annihilated the 27th Foot, the Inniskillings, who lost two thirds of their strength within that three or four hours.
During this time many of Wellington's generals and aides were killed or wounded including FitzRoy Somerset, Canning, de Lancey, Alten and Cooke. The situation was now critical and Wellington, trapped in an infantry square and ignorant of events beyond it, was desperate for the arrival of help from the Prussians. He later wrote,
Arrival of the Prussian IV Corps: Plancenoit
The Prussian IV Corps (Bülow's) was the first to arrive in strength. Bülow's objective was Plancenoit, which the Prussians intended to use as a springboard into the rear of the French positions. Blücher intended to secure his right upon the Châteaux Frichermont using the Bois de Paris road. Blücher and Wellington had been exchanging communications since 10:00 and had agreed to this advance on Frichermont if Wellington's centre was under attack. General Bülow noted that the way to Plancenoit lay open and that the time was 16:30.
At about this time, the Prussian 15th Brigade () was sent to link up with the Nassauers of Wellington's left flank in the Frichermont-La Haie area, with the brigade's horse artillery battery and additional brigade artillery deployed to its left in support. Napoleon sent Lobau's corps to stop the rest of Bülow's IV Corps proceeding to Plancenoit. The 15th Brigade threw Lobau's troops out of Frichermont with a determined bayonet charge, then proceeded up the Frichermont heights, battering French Chasseurs with 12-pounder artillery fire, and pushed on to Plancenoit. This sent Lobau's corps into retreat to the Plancenoit area, driving Lobau past the rear of the Armee Du Nords right flank and directly threatening its only line of retreat. Hiller's 16th Brigade also pushed forward with six battalions against Plancenoit.
Napoleon had dispatched all eight battalions of the Young Guard to reinforce Lobau, who was now seriously pressed. The Young Guard counter-attacked and, after very hard fighting, secured Plancenoit, but were themselves counter-attacked and driven out. Napoleon sent two battalions of the Middle/Old Guard into Plancenoit and after ferocious bayonet fighting—they did not deign to fire their muskets—this force recaptured the village.
Zieten's flank march
Throughout the late afternoon, the Prussian I Corps (Zieten's) had been arriving in greater strength in the area just north of La Haie. General Müffling, the Prussian liaison to Wellington, rode to meet Zieten.
Zieten had by this time brought up the Prussian 1st Brigade (Steinmetz's), but had become concerned at the sight of stragglers and casualties from the Nassau units on Wellington's left and from the Prussian 15th Brigade (Laurens'). These troops appeared to be withdrawing and Zieten, fearing that his own troops would be caught up in a general retreat, was starting to move away from Wellington's flank and towards the Prussian main body near Plancenoit. Zieten had also received a direct order from Blücher to support Bülow, which Zieten obeyed, starting to march to Bülow's aid.
Müffling saw this movement away and persuaded Zieten to support Wellington's left flank. Müffling warned Zieten that "The battle is lost if the corps does not keep on the move and immediately support the English army." Zieten resumed his march to support Wellington directly, and the arrival of his troops allowed Wellington to reinforce his crumbling centre by moving cavalry from his left.
The French were expecting Grouchy to march to their support from Wavre, and when Prussian I Corps (Zieten's) appeared at Waterloo instead of Grouchy, "the shock of disillusionment shattered French morale" and "the sight of Zieten's arrival caused turmoil to rage in Napoleon's army". I Corps proceeded to attack the French troops before Papelotte and by 19:30 the French position was bent into a rough horseshoe shape. The ends of the line were now based on Hougoumont on the left, Plancenoit on the right, and the centre on La Haie.
Durutte had taken the positions of La Haie and Papelotte in a series of attacks, but now retreated behind Smohain without opposing the Prussian 24th Regiment (Laurens') as it retook both. The 24th advanced against the new French position, was repulsed, and returned to the attack supported by Silesian Schützen (riflemen) and the F/1st Landwehr. The French initially fell back before the renewed assault, but now began seriously to contest ground, attempting to regain Smohain and hold on to the ridgeline and the last few houses of Papelotte.
The Prussian 24th Regiment linked up with a Highlander battalion on its far right and along with the 13th Landwehr Regiment and cavalry support threw the French out of these positions. Further attacks by the 13th Landwehr and the 15th Brigade drove the French from Frichermont. Durutte's division, finding itself about to be charged by massed squadrons of Zieten's I Corps cavalry reserve, retreated from the battlefield. The rest of d'Erlon's I Corps also broke and fled in panic, while to the west the French Middle Guard were assaulting Wellington's centre. The Prussian I Corps then advanced towards the Brussels road, the only line of retreat available to the French.
Attack of the Imperial Guard
Meanwhile, with Wellington's centre exposed by the fall of La Haye Sainte and the Plancenoit front temporarily stabilised, Napoleon committed his last reserve, the hitherto-undefeated Imperial Guard infantry. This attack, mounted at around 19:30, was intended to break through Wellington's centre and roll up his line away from the Prussians. Although it is one of the most celebrated passages of arms in military history, it had been unclear which units actually participated. It appears that it was mounted by five battalions of the Middle Guard, and not by the grenadiers or chasseurs of the Old Guard. Three Old Guard battalions did move forward and formed the attack's second line, though they remained in reserve and did not directly assault the Anglo-allied line.
Napoleon himself oversaw the initial deployment of the Middle and Old Guard. The Middle Guard formed in battalion squares, each about 550 men strong, with the 1st/3rd Grenadiers, led by Generals Friant and Poret de Morvan, on the right along the road, to their left and rear was General Harlet leading the square of the 4th Grenadiers, then the 1st/3rd Chasseurs under General Michel, next the 2nd/3rd Chasseurs and finally the large single square of two battalions of 800 soldiers of the 4th Chasseurs led by General Henrion. Two batteries of Imperial Guard Horse Artillery accompanied them with sections of two guns between the squares. Each square was led by a general and Marshal Ney, mounted on his 5th horse of the day, led the advance. Behind them, in reserve, were the three battalions of the Old Guard, right to left 1st/2nd Grenadiers, 2nd/2nd Chasseurs and 1st/2nd Chasseurs. Napoleon left Ney to conduct the assault; however, Ney led the Middle Guard on an oblique towards the Anglo-allied centre right instead of attacking straight up the centre. Napoleon sent Ney's senior ADC Colonel Crabbé to order Ney to adjust, but Crabbé was unable to get there in time.
Other troops rallied to support the advance of the Guard. On the left infantry from Reille's corps that was not engaged with Hougoumont and cavalry advanced. On the right all the now rallied elements of D'Érlon's corps once again ascended the ridge and engaged the Anglo-allied line. French artillery also moved forward in support; Duchand's battery, in particular, inflicting losses on Colin Halkett's brigade. Halkett's front line, consisting of the 30th Foot and 73rd, traded fire with the 1st/3rd and 4th Grenadiers but they were driven back in confusion into the 33rd and 69th regiments, Halket was shot in the face and seriously wounded and the whole brigade having been ordered to pull back, retreated in a mob. Other Anglo-allied troops began to give way as well. A counterattack by the Nassauers and the remains of Kielmansegge's brigade from the Anglo-allied second line, led by the Prince of Orange, was also thrown back and the Prince of Orange was seriously wounded. The survivors of Halkett's brigade were reformed, and engaged the French in a firefight.
The Dutch divisional commander Chassé, on his own initiative, decided at this critical moment to advance with his relatively fresh Dutch division. Chassé first ordered his artillery forward; led by a battery of Dutch horse-artillery commanded by Captain Krahmer de Bichin the battery opened a destructive fire into the 1st/3rd Grenadiers' flank. This still did not stop the Guard's advance, so Chassé, who was affectionately called "Generaal Bajonet" by his soldiers, ordered his first brigade, commanded by Colonel Hendrik Detmers, to charge the outnumbered French with the bayonet. As the Guard wavered Chassé galloped among his men and found Captain De Haan with a few soldiers of the 19th Militia, whom he ordered into a flank attack. According to Chassé:
The French grenadiers then faltered and broke. The 4th Grenadiers, seeing their comrades retreat and having suffered heavy casualties themselves, now wheeled right about and retired.
To the left of the 4th Grenadiers were the two squares of the 1st/ and 2nd/3rd Chasseurs who angled further to the west and had suffered more from artillery fire than the grenadiers. But as their advance mounted the ridge they found it apparently abandoned and covered with dead. Suddenly 1,500 British Foot Guards under Peregrine Maitland, who had been lying down to protect themselves from the French artillery, rose and devastated them with point-blank volleys. The chasseurs deployed to answer the fire, but some 300 fell from the first volley, including Colonel Mallet and General Michel, and both battalion commanders. A bayonet charge by the Foot Guards then broke the leaderless squares, which fell back onto the following column. The 4th Chasseurs battalion, 800 strong, now came up onto the exposed battalions of British Foot Guards, who lost all cohesion and dashed back up the slope as a disorganized crowd with the chasseurs in pursuit. At the crest the chasseurs came upon the battery that had caused severe casualties on the 1st and 2nd/3rd Chasseurs. They opened fire and swept away the gunners. The left flank of their square now came under fire from a heavy formation of British skirmishers, which the chasseurs drove back. But the skirmishers were replaced by the 52nd Light Infantry (2nd Division), led by John Colborne, which wheeled in line onto the chasseurs' flank and poured a devastating fire into them. The chasseurs returned a very sharp fire which killed or wounded some 150 men of the 52nd. The 52nd then charged, and under this onslaught, the chasseurs broke.
The last of the Guard retreated headlong. A ripple of panic passed through the French lines as the astounding news spread: "La Garde recule. Sauve qui peut!" ("The Guard is retreating. Every man for himself!") Wellington now stood up in Copenhagen's stirrups and waved his hat in the air to signal a general advance. His army rushed forward from the lines and threw themselves upon the retreating French.
The surviving Imperial Guard rallied on their three reserve battalions (some sources say four) just south of La Haye Sainte for a last stand. A charge from Adam's Brigade and the Hanoverian Landwehr Osnabrück Battalion, plus Vivian's and Vandeleur's relatively fresh cavalry brigades to their right, threw them into confusion. Those left in semi-cohesive units retreated towards La Belle Alliance. It was during this retreat that some of the Guards were invited to surrender, eliciting the famous, if apocryphal, retort "La Garde meurt, elle ne se rend pas!" ("The Guard dies, it does not surrender!").
Prussian capture of Plancenoit
At about the same time, the Prussian 5th, 14th, and 16th Brigades were starting to push through Plancenoit, in the third assault of the day. The church was by now on fire, while its graveyard—the French centre of resistance—had corpses strewn about "as if by a whirlwind". Five Guard battalions were deployed in support of the Young Guard, virtually all of which was now committed to the defence, along with remnants of Lobau's corps. The key to the Plancenoit position proved to be the Chantelet woods to the south. Pirch's II Corps had arrived with two brigades and reinforced the attack of IV Corps, advancing through the woods.
The 25th Regiment's musketeer battalions threw the 1/2e Grenadiers (Old Guard) out of the Chantelet woods, outflanking Plancenoit and forcing a retreat. The Old Guard retreated in good order until they met the mass of troops retreating in panic, and became part of that rout. The Prussian IV Corps advanced beyond Plancenoit to find masses of French retreating in disorder from British pursuit. The Prussians were unable to fire for fear of hitting Wellington's units. This was the fifth and final time that Plancenoit changed hands.
French forces not retreating with the Guard were surrounded in their positions and eliminated, neither side asking for nor offering quarter. The French Young Guard Division reported 96 per cent casualties, and two-thirds of Lobau's Corps ceased to exist.
French disintegration
The French right, left, and centre had all now failed. The last cohesive French force consisted of two battalions of the Old Guard stationed around La Belle Alliance; they had been so placed to act as a final reserve and to protect Napoleon in the event of a French retreat. He hoped to rally the French army behind them, but as retreat turned into rout, they too were forced to withdraw, one on either side of La Belle Alliance, in square as protection against Coalition cavalry. Until persuaded that the battle was lost and he should leave, Napoleon commanded the square to the left of the inn. Adam's Brigade charged and forced back this square, while the Prussians engaged the other.
As dusk fell, both squares withdrew in relatively good order, but the French artillery and everything else fell into the hands of the Prussian and Anglo-allied armies. The retreating Guards were surrounded by thousands of fleeing, broken French troops. Coalition cavalry harried the fugitives until about 23:00, with Gneisenau pursuing them as far as Genappe before ordering a halt. There, Napoleon's abandoned carriage was captured, still containing an annotated copy of Machiavelli's The Prince, and diamonds left behind in the rush to escape. These diamonds became part of King Friedrich Wilhelm of Prussia's crown jewels; one Major Keller of the F/15th received the Pour le Mérite with oak leaves for the feat. By this time 78 guns and 2,000 prisoners had also been taken, including more generals.
Other sources agree that the meeting of the commanders took place near La Belle Alliance, with this occurring at around 21:00.
Aftermath
Waterloo cost Wellington around 17,000 dead or wounded, and Blücher some 7,000 (810 of which were suffered by just one unit: the 18th Regiment, which served in Bülow's 15th Brigade, had fought at both Frichermont and Plancenoit, and won 33 Iron Crosses). Napoleon's losses were 24,000 to 26,000 killed or wounded, including 6,000 to 7,000 captured with an additional 15,000 deserting subsequent to the battle and over the following days.
At 10:30 on 19 June, General Grouchy, still following his orders, defeated General Thielemann at Wavre and withdrew in good order—though at the cost of 33,000 French troops that never reached the Waterloo battlefield. Wellington sent his official dispatch describing the battle to England on 19 June 1815; it arrived in London on 21 June 1815 and was published as a London Gazette Extraordinary on 22 June. Wellington, Blücher and other Coalition forces advanced upon Paris.
After his troops fell back, Napoleon fled to Paris following his defeat, arriving at 5:30 am on 21 June. Napoleon wrote to his brother and regent in Paris, Joseph, believing that he could still raise an army to fight back the Anglo-Prussian forces while fleeing from the Waterloo battlefield. Napoleon believed he could rally French supporters to his cause and call upon conscripts to hold off invading forces until General Grouchy's army could reinforce him in Paris. However, following defeat at Waterloo, Napoleon's support from the French public and his own army waned, including by General Ney, who believed that Paris would fall if Napoleon remained in power. Napoleon's brother Lucien and Marshal Louis-Nicolas Davout advised him to continue fighting, dissolve the Chamber of Deputies from Louis XVIII's constitutional government, and for Napoleon to rule France as a military dictator, which Napoleon had been under the guise of Emperor of the French from 1804 until 1814. To circumvent Napoleon overthrowing the Chamber of Deputies and a possible French Civil War, the Chamber of Deputies voted to become permanent on 21 June after persuasion from Lafayette. On 22 June, Napoleon wished to abdicate in favour of his son, Napoleon II, after realizing that he lacked military, public, and governmental support for his claim to continue to rule France. Napoleon's proposal for the instatement of his son was swiftly rejected by the legislature.
Napoleon announced his second abdication on 24 June 1815. In the final skirmish of the Napoleonic Wars, Marshal Davout, Napoleon's minister of war, was defeated by Blücher at Issy on 3 July 1815. Allegedly, Napoleon tried to escape to North America, but the Royal Navy was blockading French ports to forestall such a move. He finally surrendered to Captain Frederick Maitland of on 15 July. There was a campaign against French fortresses that still held out; Longwy capitulated on 13 September 1815, the last to do so. Louis XVIII was restored to the throne of France and Napoleon was exiled to Saint Helena, where he died in 1821. The Treaty of Paris was signed on 20 November 1815.
Peregrine Maitland's 1st Foot Guards, who had defeated the Chasseurs of the Middle Guard, were mistakenly thought to have defeated the Grenadiers of the Old Guard. They were thus awarded the title of Grenadier Guards in recognition of their feat and adopted bearskins in the style of the Grenadiers. Britain's Household Cavalry likewise adopted the cuirass in 1821 in recognition of their success against their armoured French counterparts. The effectiveness of the lance was noted by all participants and this weapon subsequently became more widespread throughout Europe; the British converted their first light cavalry regiment to lancers in 1816, their uniforms, of Polish origin, were based on those of the Imperial Guard lancers.
Teeth of tens of thousands of dead soldiers were removed by surviving troops, locals or even scavengers who had travelled there from Britain, then used for making denture replacements in Britain and elsewhere. The so-called "Waterloo teeth" were in demand because they came from relatively healthy young men. Despite the efforts of scavengers both human and otherwise, human remains could still be seen at Waterloo a year after the battle.
Analysis
Historical importance
Waterloo proved a decisive battle in more than one sense. Each generation in Europe up to the outbreak of the First World War looked back at Waterloo as the turning point that dictated the course of subsequent world history, seeing it in retrospect as the event that ushered in the Concert of Europe, an era characterised by relative peace, material prosperity and technological progress. The battle definitively ended the series of wars that had convulsed Europe—and involved other regions of the world—since the French Revolution of the early 1790s. It also ended the First French Empire and the political and military career of Napoleon Bonaparte, one of the greatest commanders and statesmen in history.
There followed almost four decades of international peace in Europe. No further major international conflict occurred until the Crimean War of 1853–1856. Changes to the configuration of European states, as refashioned in the aftermath of Waterloo, included the formation of the Holy Alliance of reactionary governments intent on repressing revolutionary and democratic ideas, and the reshaping of the former Holy Roman Empire into a German Confederation increasingly marked by the political dominance of Prussia.
The bicentenary of Waterloo prompted renewed attention to the geopolitical and economic legacy of the battle and to the century of relative transatlantic peace which followed.
Views on the reasons for Napoleon's defeat
General Antoine-Henri, Baron Jomini, one of the leading military writers on the Napoleonic art of war, had a number of very cogent explanations of the reasons behind Napoleon's defeat at Waterloo.
The Prussian soldier, historian, and theorist Carl von Clausewitz, who as a young colonel had served as chief-of-staff to Thielmann's Prussian III Corps during the Waterloo campaign, expressed the following opinion:
Wellington wrote in his dispatch to London:
In his famous study of the Campaign of 1815, the Prussian Clausewitz does not agree with Wellington on this assessment. Indeed, he claims that if Bonaparte had attacked in the morning, the battle would probably have been decided by the time the Prussians arrived, and an attack by Blücher, while not impossible or useless, would have been much less certain of success.
Parkinson (2000) adds: "Neither army beat Napoleon alone. But whatever the part played by Prussian troops in the actual moment when the Imperial Guard was repulsed, it is difficult to see how Wellington could have staved off defeat, when his centre had been almost shattered, his reserves were almost all committed, the French right remained unmolested and the Imperial Guard intact. ... Blücher may not have been totally responsible for victory over Napoleon, but he deserved full credit for preventing a British defeat". Steele (2014) writes: "Blücher's arrival not only diverted vital reinforcements, but also forced Napoleon to accelerate his effort against Wellington. The tide of battle had been turned by the hard-driving Blücher. As his Prussians pushed in Napoleon's flank, Wellington was able to shift to the offensive".
It has also been noted that Wellington's maps of the battlefield were based on a recent reconnaissance and therefore more up to date than those used by Napoleon, who had to rely on Ferraris-Capitaine maps of 1794.
Legacy
The battlefield today
Landmarks
Some portions of the terrain on the battlefield have been altered from their 1815 appearance. Tourism began the day after the battle, with Captain Mercer noting that on 19 June "a carriage drove on the ground from Brussels, the inmates of which, alighting, proceeded to examine the field". In 1820, the Netherlands' King William I ordered the construction of a monument. The Lion's Mound, a giant artificial hill, was constructed here using of earth taken from the ridge at the centre of the British line, effectively removing the southern bank of Wellington's sunken road.
The alleged remark by Wellington about the alteration of the battlefield as described by Hugo was never documented, however.
Other terrain features and notable landmarks on the field have remained virtually unchanged since the battle. These include the rolling farmland to the east of the Brussels–Charleroi Road as well as the buildings at Hougoumont, La Haye Sainte, and La Belle Alliance.
Monuments
Apart from the Lion's Mound, there are several more conventional but noteworthy monuments throughout the battlefield. A cluster of monuments at the Brussels–Charleroi and Braine L'Alleud–Ohain crossroads marks the mass graves of British, Dutch, Hanoverian and King's German Legion troops. A monument to the French dead, entitled L'Aigle blessé ("The Wounded Eagle"), marks the location where it is believed one of the Imperial Guard units formed a square during the closing moments of the battle.
A monument to the Prussian dead is located in the village of Plancenoit on the site where one of their artillery batteries took position. The Duhesme mausoleum is one among the few graves of the fallen. It is located at the side of Saint Martin's Church in Ways, a hamlet in the municipality of Genappe. Seventeen fallen officers are buried in the crypt of the British Monument in the Brussels Cemetery in Evere.
If the French won the Battle of Waterloo, Napoleon planned to commemorate the victory by building a pyramid of white stones, akin to the pyramids he had seen during his invasion of Egypt in 1798.
Remains
After the battle, the bodies of the tens of thousands who died were hastily buried in mass graves across the battlefielda process that took at least ten days, according to accounts by those who visited the battlefield just after the battle. Remarkably, there is no record of any such mass grave being discovered in the 20th and 21st centuries; only two complete human skeletons have been found. The remains of a soldier thought to be 23-year-old Friederich Brandt were discovered in 2012. He was a slightly hunchbacked infantryman, tall, and was hit in the chest by a French bullet. His coins, rifle and position on the battlefield identified him as an Hanoverian fighting in the King's German Legion. In 2022 a second skeleton was found in a ditch near a former field hospital by the Waterloo Uncovered charity. In December 2022, the historians Dr. Bernard Wilkin (Belgium) and Robin Schäfer (Germany), assisted by Belgian archaeologist Dominique Bosquet, discovered and recovered the largest assembly of remains of Waterloo battlefield casualties found in recent times. In the aftermath of the historian's research into the fate of the Waterloo battlefield (see below), several local individuals had come forward who were in the possession of human remains recovered on it. Forensic examination has shown that these remains belonged to at least four soldiers, some of whom are likely to be Prussian. Another set of human remains, initially discovered on the central battlefield by illegal metal detecting and consisting of the remains of six British soldiers, was also recovered by the team. Objects found with the casualties on the central battlefield point to the fact that at least one of them served in the First Foot Guards.
So far, a reason given for the absence of human remains in any quantity was that European battlefields of the time were often scoured for bones to make bone meal, which was much in demand as a fertilizer before the discovery of superphosphates in the 1840s. This theory however is questionable, as actual evidence for it is lacking. In 2022 however, historians Dr. Bernard Wilkin and Robin Schäfer, supported by the British archaeologist Professor Tony Pollard, have concluded that in the aftermath of the conflict, local farmers dug up the corpses of horses and men and sold them to the Waterloo sugar factory. There, the ground-down bones were fired in kilns to make bone-char, which was then used to filter sugar syrup as part of the production process.
Coin controversy
As part of the bicentennial celebration of the battle, in 2015 Belgium minted a two-euro coin depicting the Lion monument over a map of the field of battle. France officially protested against this issue of coins, while the Belgian government noted that the French mint sells souvenir medals at Waterloo. After 180,000 coins were minted but not released, the issue was melted. Instead, Belgium issued an identical commemorative coin in the non-standard value of euros. Legally valid only within the issuing country (but unlikely to circulate) it was minted in brass, packaged, and sold by the Belgian mint for 6 euros. A ten-euro coin, showing Wellington, Blücher, their troops and the silhouette of Napoleon, was also available in silver for 42 euros.
See also
Military career of Napoleon Bonaparte
Timeline of the Napoleonic era
List of Napoleonic battles
Waterloo Medal awarded to those soldiers of the British Army who fought at the battle.
Battle of Waterloo reenactment
Lord Uxbridge's leg was shattered by a grape-shot at the Battle of Waterloo and removed by a surgeon. The artificial leg used by Uxbridge for the rest of his life was donated to a Waterloo Museum after his death. There is also a second leg on display at his house, Plas Newydd, on Anglesey.
Waterloo (1970 film) directed by Sergei Bondarchuk
Notes
References
.
(Project Gutenberg)
Homann, Arne; Wilkin, Bernard; Schäfer, Robin. "Die Toten von Waterloo: Aus dem Massengrab in die Zuckerfabrik?". Archäologie in Deutschland. 2023 (3 (Juni-Juli)): 44–45.
(translated by Benet S.V.)
.
Further reading
Articles
Bijl, Marco, 8th Dutch Militia a history of the 8th Dutch Militia battalion and the Bylandt Brigade, of which it was a part, in the 1815 campaign (using original sources from the Dutch and Belgian national archives)
de Wit, Pierre. The campaign of 1815: a study. Study of the campaign of 1815, based on sources from all participating armies.
based on
Books
Buttery, David. Waterloo Battlefield Guide (Pen and Sword, 2018).
This on-line text contains Clausewitz's 58-chapter study of the Campaign of 1815 and Wellington's lengthy 1842 essay written in response to Clausewitz, as well as supporting documents and essays by the editors.
Esdaile, Charles J. Walking Waterloo: A Guide (2019) excerpt
; A study of Agincourt, Waterloo and the Somme online
online
Historiography and memory
Balen, Malcolm. A Model Victory: Waterloo and the Battle for History (Harper Perennial, 2006).
Bridoux, Jeff. "'Next to a battle lost, the greatest misery is a battle gained': the Battle of Waterloo-myth and reality". Intelligence and National Security 36.5 (2021): 754–770.
Esdaile. Charles J. "Napoleon at Waterloo: The events of 18 June 1815 analyzed via historical simulation". JAMS: Journal of Advanced Military Studies 12#2 (2021) pp. 11–44
Evans, Mark, et al. "Waterloo Uncovered: From discoveries in conflict archaeology to military veteran collaboration and recovery on one of the world's most famous battlefields", in Historic Landscapes and Mental Well-Being (2019): 253–265. online
Francois, Pieter. "'The Best Way to See Waterloo is with your Eyes Shut' British 'Histourism,' Authenticity and Commercialism in the Mid-Nineteenth Century". Anthropological Journal of European Cultures 22#1 (2013): 25–41.
Heffernan, Julian Jimenez. "Lying Epitaphs: 'Vanity Fair', Waterloo, and the Cult of the Dead". Victorian Literature and Culture 40#1 (2012): 25–45.
Kennaway, James. "Military surgery as national romance: the memory of British heroic fortitude at Waterloo". War & Society 39.2 (2020): 77–92. online
Keirstead, Christopher and Marysa Demoor, eds. "Special Issue: Waterloo and Its Afterlife in the Nineteenth-Century Periodical and Newspaper Press". Victorian Periodicals Review 48#4 (2015).
Mongin, Philippe. "A game-theoretic analysis of the Waterloo campaign and some comments on the analytic narrative project". Cliometrica 12.3 (2018): 451–480. online
Reynolds, Luke Alexander Lewis. "Who Owned Waterloo? Wellington's Veterans and the Battle for Relevance" (PhD. Diss. City University of New York, 2019) online.
Rigney, Ann. "Reframing Waterloo: Memory, mediation, experience", in The Varieties of Historical Experience (Routledge, 2019) pp. 121–139.
Seaton, A.V. "War and Thanatourism: Waterloo 1815–1914". Annals of Tourism Research 26#1 (1999): 130–158.
Scott, Walter. Scott on Waterloo edited by Paul O'Keeffe. (Vintage Books, 2015).
Shaw, Philip. Waterloo and the Romantic Imagination (Palgrave, 2002).
Turner, Harry. Courage, Blood & Luck: Poems of Waterloo (Pen and Sword Military, 2013).
Maps
The map from the 1911 edition is also available online.
Battle of Waterloo maps and diagrams
Map of the battlefield on modern Google map and satellite photographs showing main locations of the battlefield
1816 Map of the battlefield with initial dispositions by Willem Benjamin Craan
Primary sources
Glover, Gareth, ed. Letters from the battle of Waterloo: unpublished correspondence by Allied officers from the Siborne papers (Casemate Publishers, 2018).
Earliest report of the battle in a London newspaper from The Morning Post 22 June 1815
Casualty returns.
– "For records of medals awarded for service before 1914, search by name on the Ancestry website. There are separate search pages for the Army (sourced from WO 100)..."
Staff, Empire and Sea Power: The Battle of Waterloo Retrieved on 9 June 2006
BBC History Waterloo, Retrieved on 9 June 2006
Uniforms
French, Prussian and Anglo-allied uniforms during the Battle of Waterloo : Mont-Saint-Jean (FR)
External links
Records and images from the UK Parliament Collections
Interview with Andrew Roberts on Napoleon & Wellington: The Battle of Waterloo and the Great Commanders Who Fought It
Official guides of the Waterloo battlefield.
(British site)
George Nafgizer collection Waterloo ORBATs for French, Allied .
1815 in the Netherlands
19th century in the Southern Netherlands
Battle honours of the Rifle Brigade
Battles involving France
Battles involving Hanover
Battles involving Nassau
Battles involving Prussia
Battles involving the Netherlands
Battles involving the United Kingdom
Battles of the Napoleonic Wars
Battle of Waterloo
Cavalry charges
Conflicts in 1815
June 1815 events
Lasne
Waterloo campaign
History of Walloon Brabant
Waterloo, Belgium |
4359 | https://en.wikipedia.org/wiki/Boomerang | Boomerang | A boomerang () is a thrown tool typically constructed with aerofoil sections and designed to spin about an axis perpendicular to the direction of its flight. A returning boomerang is designed to return to the thrower, while a non-returning boomerang is designed as a weapon to be thrown straight and is traditionally used by some Aboriginal Australians for hunting.
Historically, boomerangs have been used for hunting, sport, and entertainment and are made in various shapes and sizes to suit different purposes. Although considered an Australian icon, ancient boomerangs have also been discovered elsewhere in Africa, the Americas, and Eurasia.
Description
A boomerang is a throwing stick with aerodynamic properties, traditionally made of wood, but also of bone, horn, tusks and even iron. Modern boomerangs used for sport may be made from plywood or plastics such as ABS, polypropylene, phenolic paper, or carbon fibre-reinforced plastics.
Boomerangs come in many shapes and sizes depending on their geographic or tribal origins and intended function, including the traditional Australian type, the cross-stick, the pinwheel, the tumble-stick, the Boomabird, and other less common types.
Boomerangs return to the thrower, distinguishing them from throwing sticks.
Returning boomerangs fly, and are examples of the earliest heavier-than-air human-made flight. A returning boomerang has two or more aerofoil section wings arranged so that when spinning they create unbalanced aerodynamic forces that curve its path into an ellipse, returning to its point of origin when thrown correctly. Their typical L-shape makes them the most recognisable form of boomerang. Although used primarily for leisure or recreation, returning boomerangs are also used to decoy birds of prey, thrown above the long grass to frighten game birds into flight and into waiting nets. Non-traditional, modern, competition boomerangs come in many shapes, sizes and materials.
Throwing sticks, valari, or kylies, are primarily used as weapons. They lack the aerofoil sections, are generally heavier and designed to travel as straight and forcefully as possible to the target to bring down game. The Tamil valari variant, of ancient origin and mentioned in the Tamil Sangam literature "Purananuru", was one of these. The usual form of the Valari is two limbs set at an angle; one thin and tapering, the other rounded as a handle. Valaris come in many shapes and sizes. They are usually made of cast iron cast from moulds. Some may have wooden limbs tipped with iron or with lethally sharpened edges or with special double-edged and razor-sharp daggers known as kattari.
Etymology
The origin of the term is uncertain. One source asserts that the term entered the language in 1827, adapted from an extinct Aboriginal language of New South Wales, Australia, but mentions a variant, wo-mur-rang, which it dates to 1798. The first recorded encounter with a boomerang by Europeans was at Farm Cove (Port Jackson), in December 1804, when a weapon was witnessed during a tribal skirmish:
David Collins listed "Wo-mur-rāng" as one of eight Aboriginal "Names of clubs" in 1798. but was probably referring to the woomera, which is actually a spear-thrower. An anonymous 1790 manuscript on Aboriginal languages of New South Wales reported "Boo-mer-rit" as "the Scimiter".
In 1822, it was described in detail and recorded as a "bou-mar-rang" in the language of the Turuwal people (a sub-group of the Darug) of the Georges River near Port Jackson. The Turawal used other words for their hunting sticks but used "boomerang" to refer to a returning throw-stick.
History
Boomerangs were, historically, used as hunting weapons, percussive musical instruments, battle clubs, fire-starters, decoys for hunting waterfowl, and as recreational play toys. The smallest boomerang may be less than from tip to tip, and the largest over in length. Tribal boomerangs may be inscribed or painted with designs meaningful to their makers. Most boomerangs seen today are of the tourist or competition sort, and are almost invariably of the returning type.
Depictions of boomerangs being thrown at animals, such as kangaroos, appear in some of the oldest rock art in the world, the Indigenous Australian rock art of the Kimberley region, which is potentially up to 50,000 years old. Stencils and paintings of boomerangs also appear in the rock art of West Papua, including on Bird's Head Peninsula and Kaimana, likely dating to the Last Glacial Maximum, when lower sea levels led to cultural continuity between Papua and Arnhem Land in Northern Australia. The oldest surviving Australian Aboriginal boomerangs come from a cache found in a peat bog in the Wyrie Swamp of South Australia and date to 10,000 BC.
Although traditionally thought of as Australian, boomerangs have been found also in ancient Europe, Egypt, and North America. There is evidence of the use of non-returning boomerangs by the Native Americans of California and Arizona, and inhabitants of South India for killing birds and rabbits. Some boomerangs were not thrown at all, but were used in hand to hand combat by Indigenous Australians. Ancient Egyptian examples, however, have been recovered, and experiments have shown that they functioned as returning boomerangs. Hunting sticks discovered in Europe seem to have formed part of the Stone Age arsenal of weapons. One boomerang that was discovered in Obłazowa Cave in the Carpathian Mountains in Poland was made of mammoth's tusk and is believed, based on AMS dating of objects found with it, to be about 30,000 years old. In the Netherlands, boomerangs have been found in Vlaardingen and Velsen from the first century BC. King Tutankhamun, the famous pharaoh of ancient Egypt, who died over 3,300 years ago, owned a collection of boomerangs of both the straight flying (hunting) and returning variety.
No one knows for sure how the returning boomerang was invented, but some modern boomerang makers speculate that it developed from the flattened throwing stick, still used by Aboriginal Australians and other indigenous peoples around the world, including the Navajo in North America. A hunting boomerang is delicately balanced and much harder to make than a returning one. The curving flight characteristic of returning boomerangs was probably first noticed by early hunters trying to "tune" their throwing sticks to fly straight.
It is thought by some that the shape and elliptical flight path of the returning boomerang makes it useful for hunting birds and small animals, or that noise generated by the movement of the boomerang through the air, or, by a skilled thrower, lightly clipping leaves of a tree whose branches house birds, would help scare the birds towards the thrower. It is further supposed by some that this was used to frighten flocks or groups of birds into nets that were usually strung up between trees or thrown by hidden hunters. In southeastern Australia, it is claimed that boomerangs were made to hover over a flock of ducks; mistaking it for a hawk, the ducks would dive away, toward hunters armed with nets or clubs.
Traditionally, most boomerangs used by Aboriginal groups in Australia were non-returning. These weapons, sometimes called "throwsticks" or "kylies", were used for hunting a variety of prey, from kangaroos to parrots; at a range of about , a non-returning boomerang could inflict mortal injury to a large animal. A throwstick thrown nearly horizontally may fly in a nearly straight path and could fell a kangaroo on impact to the legs or knees, while the long-necked emu could be killed by a blow to the neck. Hooked non-returning boomerangs, known as "beaked kylies", used in northern Central Australia, have been claimed to kill multiple birds when thrown into a dense flock. Throwsticks are used as multi-purpose tools by today's Aboriginal peoples, and besides throwing could be wielded as clubs, used for digging, used to start friction fires, and are sonorous when two are struck together.
Recent evidence also suggests that boomerangs were used as war weapons.
Modern use
Today, boomerangs are mostly used for recreation. There are different types of throwing contests: accuracy of return; Aussie round; trick catch; maximum time aloft; fast catch; and endurance (see below). The modern sport boomerang (often referred to as a 'boom' or 'rang') is made of Finnish birch plywood, hardwood, plastic or composite materials and comes in many different shapes and colours. Most sport boomerangs typically weigh less than , with MTA boomerangs (boomerangs used for the maximum-time-aloft event) often under .
Boomerangs have also been suggested as an alternative to clay pigeons in shotgun sports, where the flight of the boomerang better mimics the flight of a bird offering a more challenging target.
The modern boomerang is often computer-aided designed with precision airfoils. The number of "wings" is often more than 2 as more lift is provided by 3 or 4 wings than by 2. Among the latest inventions is a round-shaped boomerang, which has a different look but using the same returning principle as traditional boomerangs. This allows for safer catch for players.
In 1992, German astronaut Ulf Merbold performed an experiment aboard Spacelab that established that boomerangs function in zero gravity as they do on Earth. French Astronaut Jean-François Clervoy aboard Mir repeated this in 1997. In 2008, Japanese astronaut Takao Doi again repeated the experiment on board the International Space Station.
Beginning in the later part of the twentieth century, there has been a bloom in the independent creation of unusually designed art boomerangs. These often have little or no resemblance to the traditional historical ones and on first sight some of these objects may not look like boomerangs at all. The use of modern thin plywoods and synthetic plastics have greatly contributed to their success. Designs are very diverse and can range from animal inspired forms, humorous themes, complex calligraphic and symbolic shapes, to the purely abstract. Painted surfaces are similarly richly diverse. Some boomerangs made primarily as art objects do not have the required aerodynamic properties to return.
Aerodynamics
A returning boomerang is a rotating wing. It consists of two or more arms, or wings, connected at an angle; each wing is shaped as an airfoil section. Although it is not a requirement that a boomerang be in its traditional shape, it is usually flat.
Boomerangs can be made for right- or left-handed throwers. The difference between right and left is subtle, the planform is the same but the leading edges of the aerofoil sections are reversed. A right-handed boomerang makes a counter-clockwise, circular flight to the left while a left-handed boomerang flies clockwise to the right. Most sport boomerangs weigh between , have a wingspan, and a range.
A falling boomerang starts spinning, and most then fall in a spiral. When the boomerang is thrown with high spin, a boomerang flies in a curved rather than a straight line. When thrown correctly, a boomerang returns to its starting point. As the wing rotates and the boomerang moves through the air, the airflow over the wings creates lift on both "wings". However, during one-half of each blade's rotation, it sees a higher airspeed, because the rotation tip speed and the forward speed add, and when it is in the other half of the rotation, the tip speed subtracts from the forward speed. Thus if thrown nearly upright, each blade generates more lift at the top than the bottom. While it might be expected that this would cause the boomerang to tilt around the axis of travel, because the boomerang has significant angular momentum, the gyroscopic precession causes the plane of rotation to tilt about an axis that is 90 degrees to the direction of flight, causing it to turn. When thrown in the horizontal plane, as with a Frisbee, instead of in the vertical, the same gyroscopic precession will cause the boomerang to fly violently, straight up into the air and then crash.
Fast Catch boomerangs usually have three or more symmetrical wings (seen from above), whereas a Long Distance boomerang is most often shaped similar to a question mark. Maximum Time Aloft boomerangs mostly have one wing considerably longer than the other. This feature, along with carefully executed bends and twists in the wings help to set up an "auto-rotation" effect to maximise the boomerang's hover time in descending from the highest point in its flight.
Some boomerangs have turbulators — bumps or pits on the top surface that act to increase the lift as boundary layer transition activators (to keep attached turbulent flow instead of laminar separation).
Throwing technique
Boomerangs are generally thrown in unobstructed, open spaces at least twice as large as the range of the boomerang. The flight direction to the left or right depends upon the design of the boomerang itself, not the thrower. A right-handed or left-handed boomerang can be thrown with either hand, but throwing a boomerang with the non-matching hand requires a throwing motion that many throwers find awkward. The following technique applies to a right-handed boomerang; the directions are mirrored for a left-handed boomerang. Different boomerang designs have different flight characteristics and are suitable for different conditions. The accuracy of the throw depends on understanding the weight and aerodynamics of that particular boomerang, and the strength, consistency and direction of the wind; from this, the thrower chooses the angle of tilt, the angle against the wind, the elevation of the trajectory, the degree of spin and the strength of the throw. A great deal of trial and error is required to perfect the throw over time.
A properly thrown boomerang will travel out parallel to the ground, sometimes climbing gently, perform a graceful, anti-clockwise, circular or tear-drop shaped arc, flatten out and return in a hovering motion, coming in from the left or spiralling in from behind. Ideally, the hover will allow a practiced catcher to clamp their hands shut horizontally on the boomerang from above and below, sandwiching the centre between their hands.
The grip used depends on size and shape; smaller boomerangs are held between finger and thumb at one end, while larger, heavier or wider boomerangs need one or two fingers wrapped over the top edge in order to induce a spin. The aerofoil-shaped section must face the inside of the thrower, and the flatter side outwards. It is usually inclined outwards, from a nearly vertical position to 20° or 30°; the stronger the wind, the closer to vertical. The elbow of the boomerang can point forwards or backwards, or it can be gripped for throwing; it just needs to start spinning on the required inclination, in the desired direction, with the right force.
The boomerang is aimed to the right of the oncoming wind; the exact angle depends on the strength of the wind and the boomerang itself. Left-handed boomerangs are thrown to the left of the wind and will fly a clockwise flight path. The trajectory is either parallel to the ground or slightly upwards. The boomerang can return without the aid of any wind, but even very slight winds must be taken into account however calm they might seem. Little or no wind is preferable for an accurate throw, light winds up to are manageable with skill. If the wind is strong enough to fly a kite, then it may be too strong unless a skilled thrower is using a boomerang designed for stability in stronger winds. Gusty days are a great challenge, and the thrower must be keenly aware of the ebb and flow of the wind strength, finding appropriate lulls in the gusts to launch their boomerang.
Competitions and records
A world record achievement was made on 3 June 2007 by Tim Lendrum in Aussie Round. Lendrum scored 96 out of 100, giving him a national record as well as an equal world record throwing an "AYR" made by expert boomerang maker Adam Carroll.
In international competition, a world cup is held every second year. , teams from Germany and the United States dominated international competition. The individual World Champion title was won in 2000, 2002, 2004, 2012, and 2016 by Swiss thrower Manuel Schütz. In 1992, 1998, 2006, and 2008 Fridolin Frost from Germany won the title.
The team competitions of 2012 and 2014 were won by Boomergang (an international team). World champions were Germany in 2012 and Japan in 2014 for the first time. Boomergang was formed by individuals from several countries, including the Colombian Alejandro Palacio. In 2016 USA became team world champion.
Competition disciplines
Modern boomerang tournaments usually involve some or all of the events listed below In all disciplines the boomerang must travel at least from the thrower. Throwing takes place individually. The thrower stands at the centre of concentric rings marked on an open field.
Events include:
Aussie Round: considered by many to be the ultimate test of boomeranging skills. The boomerang should ideally cross the circle and come right back to the centre. Each thrower has five attempts. Points are awarded for distance, accuracy and the catch.
Accuracy: points are awarded according to how close the boomerang lands to the centre of the rings. The thrower must not touch the boomerang after it has been thrown. Each thrower has five attempts. In major competitions there are two accuracy disciplines: Accuracy 100 and Accuracy 50.
Endurance: points are awarded for the number of catches achieved in 5 minutes.
Fast Catch: the time taken to throw and catch the boomerang five times. The winner has the fastest timed catches.
Trick Catch/Doubling: points are awarded for trick catches behind the back, between the feet, and so on. In Doubling, the thrower has to throw two boomerangs at the same time and catch them in sequence in a special way.
Consecutive Catch: points are awarded for the number of catches achieved before the boomerang is dropped. The event is not timed.
MTA 100 (Maximal Time Aloft, ): points are awarded for the length of time spent by the boomerang in the air. The field is normally a circle measuring 100 m. An alternative to this discipline, without the 100 m restriction is called MTA unlimited.
Long Distance: the boomerang is thrown from the middle point of a baseline. The furthest distance travelled by the boomerang away from the baseline is measured. On returning, the boomerang must cross the baseline again but does not have to be caught. A special section is dedicated to LD below.
Juggling: as with Consecutive Catch, only with two boomerangs. At any given time one boomerang must be in the air.
World records
Guinness World Record – Smallest Returning Boomerang
Non-discipline record: Smallest Returning Boomerang: Sadir Kattan of Australia in 1997 with long and wide. This tiny boomerang flew the required , before returning to the accuracy circles on 22 March 1997 at the Australian National Championships.
Guinness World Record – Longest Throw of Any Object by a Human
A boomerang was used to set a Guinness World Record with a throw of by David Schummy on 15 March 2005 at Murarrie Recreation Ground, Australia. This broke the record set by Erin Hemmings who threw an Aerobie on 14 July 2003 at Fort Funston, San Francisco.
Long-distance versions
Long-distance boomerang throwers aim to have the boomerang go the furthest possible distance while returning close to the throwing point. In competition the boomerang must intersect an imaginary surface defined as an infinite vertical projection of a line centred on the thrower. Outside of competitions, the definition is not so strict, and throwers may be happy simply not to walk too far to recover the boomerang.
General properties
Long-distance boomerangs are optimised to have minimal drag while still having enough lift to fly and return. For this reason, they have a very narrow throwing window, which discourages many beginners from continuing with this discipline. For the same reason, the quality of manufactured long-distance boomerangs is often difficult to determine.
Today's long-distance boomerangs have almost all an S or ? – question mark shape and have a beveled edge on both sides (the bevel on the bottom side is sometimes called an undercut). This is to minimise drag and lower the lift. Lift must be low because the boomerang is thrown with an almost total layover (flat). Long-distance boomerangs are most frequently made of composite material, mainly fibre glass epoxy composites.
Flight path
The projection of the flight path of long-distance boomerang on the ground resembles a water drop. For older types of long-distance boomerangs (all types of so-called big hooks), the first and last third of the flight path are very low, while the middle third is a fast climb followed by a fast descent. Nowadays, boomerangs are made in a way that their whole flight path is almost planar with a constant climb during the first half of the trajectory and then a rather constant descent during the second half.
From theoretical point of view, distance boomerangs are interesting also for the following reason: for achieving a different behaviour during different flight phases, the ratio of the rotation frequency to the forward velocity has a U-shaped function, i.e., its derivative crosses 0. Practically, it means that the boomerang being at the furthest point has a very low forward velocity. The kinetic energy of the forward component is then stored in the potential energy. This is not true for other types of boomerangs, where the loss of kinetic energy is non-reversible (the MTAs also store kinetic energy in potential energy during the first half of the flight, but then the potential energy is lost directly by the drag).
Related terms
In Noongar language, kylie is a flat curved piece of wood similar in appearance to a boomerang that is thrown when hunting for birds and animals. "Kylie" is one of the Aboriginal words for the hunting stick used in warfare and for hunting animals. Instead of following curved flight paths, kylies fly in straight lines from the throwers. They are typically much larger than boomerangs, and can travel very long distances; due to their size and hook shapes, they can cripple or kill an animal or human opponent. The word is perhaps an English corruption of a word meaning "boomerang" taken from one of the Western Desert languages, for example, the Warlpiri word "karli".
Cultural references
Trademarks of Australian companies using the boomerang as a symbol, emblem or logo proliferate, usually removed from Aboriginal context and symbolising "returning" or to distinguish an Australian brand. Early examples included Bain's White Ant Exterminator (1896); Webendorfer Bros. explosives (1898); E. A. Adams Foods (1920); and by the (still current) Boomerang Cigarette Papers Pty. Ltd.
"Aboriginalia", including the boomerang, as symbols of Australia dates from the late 1940s and early 1950s and was in widespread use by a largely European arts, crafts and design community. By the 1960s, the Australian tourism industry extended it to the very branding of Australia, particularly to overseas and domestic tourists as souvenirs and gifts and thus Aboriginal culture. At the very time when Aboriginal people and culture were subject to policies that removed them from their traditional lands and sought to assimilate them (physiologically and culturally) into mainstream white Australian culture, causing the Stolen Generations, Aboriginalia found an ironically "nostalgic", entry point into Australian popular culture at important social locations: holiday resorts and in Australian domestic interiors. In the 21st century, souvenir objects depicting Aboriginal peoples, symbolism and motifs including the boomerang, from the 1940s–1970s, regarded as kitsch and sold largely to tourists in the first instance, became highly sought after by both Aboriginal and non-Aboriginal collectors and has captured the imagination of Aboriginal artists and cultural commentators.
See also
List of premodern combat weapons
List of martial arts weapons
Australian Aboriginal artefacts
Batarang
Bat'leth
Captain Boomerang
Chakram
CAC Boomerang, a World War II fighter-plane
Flying wing, tailess boomerang shaped aircraft
Frisbee
Googie, boomerang-shaped architecture
Shuriken
Throwing stick
Valari
Melee weapon
References
Further reading
Boomerang (Encyclopedia.com)
Nishiyama, Yutaka, Why do boomerangs come back?, Int. J. of Pure and Appl. Math. 78(3), 335–347, 2012.
Valde-Nowak et al. (1987). "Upper Palaeolithic boomerang made of a mammoth tusk in south Poland". Nature 329: 436–438 (1 October 1987); doi:10.1038/329436a0.
External links
International Federation of Boomerang Associations
Boomerang aerodynamics: an online dissertation
Explanation of the origin of the word 'Boomerang'
How to Throw a Boomerang
1790s neologisms
Australian Aboriginal bushcraft
Individual sports
Recreational weapons
Sports equipment
Throwing clubs
Australian inventions
Sports originating in Australia
Physical activity and dexterity toys
Australian English
Hunting equipment
National symbols of Australia
Primitive weapons
Weapons of Australia |
4360 | https://en.wikipedia.org/wiki/Bodybuilding | Bodybuilding | Bodybuilding is the practice of progressive resistance exercise to build, control, and develop one's muscles via hypertrophy. An individual who engages in this activity is referred to as a bodybuilder. It is primarily undertaken for aesthetic purposes over functional ones, distinguishing it from similar activities such as powerlifting, which focuses solely on increasing the physical load one can exert.
In professional bodybuilding, competitors appear onstage in line-ups and perform specified poses (and later individual posing routines) for a panel of judges who rank them based on conditioning, muscularity, posing, size, stage presentation, and symmetry. Bodybuilders prepare for competitions by exercising and eliminating non-essential body fat. This is enhanced at the final stage by a combination of carbohydrate loading and dehydration to achieve maximum muscle definition and vascularity. Some bodybuilders also tan and shave their bodies prior to competition.
Bodybuilding requires significant time and effort to reach the desired results. A novice bodybuilder may be able to gain of muscle per year if they lift weights for seven hours per week, but muscle gains begin to slow down after the first two years to about per year. After five years, gains can decrease to as little as per year. Some bodybuilders use anabolic steroids and other performance-enhancing drugs to build muscles and recover from injuries faster, however using performance enhancing drugs can have serious health risks. Furthermore most competitions prohibit the use of these substances. Despite some calls for drug testing to be implemented, the National Physique Committee (considered the leading amateur bodybuilding federation) does not require testing.
The winner of the annual IFBB Mr. Olympia contest is recognized as the world's top male professional bodybuilder. Since 1950, the NABBA Universe Championships have been considered the top amateur bodybuilding contests, with notable winners including Reg Park, Lee Priest, Steve Reeves, and Arnold Schwarzenegger.
History
Early history
Stone-lifting competitions were practiced in ancient Egypt, Greece, and Tamilakam. Western weightlifting developed in Europe from 1880 to 1953, with strongmen displaying feats of strength for the public and challenging each other. The focus was not on their physique, and they possessed relatively large bellies and fatty limbs compared to bodybuilders of today.
Eugen Sandow
Bodybuilding developed in the late 19th century, promoted in England by German Eugen Sandow, now considered as the "Father of Modern Bodybuilding". He allowed audiences to enjoy viewing his physique in "muscle display performances". Although audiences were thrilled to see a well-developed physique, the men simply displayed their bodies as part of strength demonstrations or wrestling matches. Sandow had a stage show built around these displays through his manager, Florenz Ziegfeld. The Oscar-winning 1936 musical film The Great Ziegfeld depicts the beginning of modern bodybuilding, when Sandow began to display his body for carnivals.
Sandow was so successful at flexing and posing his physique that he later created several businesses around his fame, and was among the first to market products branded with his name. He was credited with inventing and selling the first exercise equipment for the masses: machined dumbbells, spring pulleys, and tension bands. Even his image was sold by the thousands in "cabinet cards" and other prints.
First large-scale bodybuilding competition
Sandow organized the first bodybuilding contest on September 14, 1901, called the "Great Competition". It was held at the Royal Albert Hall in London. Judged by Sandow, Sir Charles Lawes, and Sir Arthur Conan Doyle, the contest was a great success and many bodybuilding enthusiasts were turned away due to the overwhelming number of audience members. The trophy presented to the winner was a gold statue of Sandow sculpted by Frederick Pomeroy. The winner was William L. Murray of Nottingham. The silver Sandow trophy was presented to second-place winner D. Cooper. The bronze Sandow trophy now the most famous of all was presented to third-place winner A.C. Smythe. In 1950, this same bronze trophy was presented to Steve Reeves for winning the inaugural NABBA Mr. Universe contest. It would not resurface again until 1977 when the winner of the IFBB Mr. Olympia contest, Frank Zane, was presented with a replica of the bronze trophy. Since then, Mr. Olympia winners have been consistently awarded a replica of the bronze Sandow.
The first large-scale bodybuilding competition in America took place from December 28, 1903 to January 2, 1904, at Madison Square Garden in New York City. The competition was promoted by Bernarr Macfadden, the father of physical culture and publisher of original bodybuilding magazines such as Health & Strength. The winner was Al Treloar, who was declared "The Most Perfectly Developed Man in the World". Treloar won a thousand dollar cash prize, a substantial sum at that time. Two weeks later, Thomas Edison made a film of Treloar's posing routine. Edison had also made two films of Sandow a few years before. Those were the first three motion pictures featuring a bodybuilder. In the early 20th century, Macfadden and Charles Atlas continued to promote bodybuilding across the world.
Notable early bodybuilders
Many other important bodybuilders in the early history of bodybuilding prior to 1930 include: Earle Liederman (writer of some of bodybuilding's earliest books), Zishe Breitbart, Georg Hackenschmidt, Emy Nkemena, George F. Jowett, Finn Hateral (a pioneer in the art of posing), Frank Saldo, Monte Saldo, William Bankier, Launceston Elliot, Sig Klein, Sgt. Alfred Moss, Joe Nordquist, Lionel Strongfort ("Strongfortism"), Gustav Frištenský, Ralph Parcaut (a champion wrestler who also authored an early book on "physical culture"), and Alan P. Mead (who became a muscle champion despite the fact that he lost a leg in World War I). Actor Francis X. Bushman, who was a disciple of Sandow, started his career as a bodybuilder and sculptor's model before beginning his famous silent movie career.
1950s1960s
Bodybuilding became more popular in the 1950s and 1960s with the emergence of strength and gymnastics champions, and the simultaneous popularization of bodybuilding magazines, training principles, nutrition for bulking up and cutting down, the use of protein and other food supplements, and the opportunity to enter physique contests. The number of bodybuilding organizations grew, and most notably the International Federation of Bodybuilders (IFBB) was founded in 1946 by Canadian brothers Joe and Ben Weider. Other bodybuilding organizations included the Amateur Athletic Union (AAU), National Amateur Bodybuilding Association (NABBA), and the World Bodybuilding Guild (WBBG). Consequently, the contests grew both in number and in size. Besides the many "Mr. XXX" (insert town, city, state, or region) championships, the most prestigious titles were Mr. America, Mr. World, Mr. Universe, Mr. Galaxy, and ultimately Mr. Olympia, which was started in 1965 by the IFBB and is now considered the most important bodybuilding competition in the world.
During the 1950s, the most successful and most famous competing bodybuilders were Bill Pearl, Reg Park, Leroy Colbert, and Clarence Ross. Certain bodybuilders rose to fame thanks to the relatively new medium of television, as well as cinema. The most notable were Jack LaLanne, Steve Reeves, Reg Park, and Mickey Hargitay. While there were well-known gyms throughout the country during the 1950s (such as Vince's Gym in North Hollywood, California and Vic Tanny's chain gyms), there were still segments of the United States that had no "hardcore" bodybuilding gyms until the advent of Gold's Gym in the mid-1960s. Finally, the famed Muscle Beach in Santa Monica continued its popularity as the place to be for witnessing acrobatic acts, feats of strength, and the like. The movement grew more in the 1960s with increased TV and movie exposure, as bodybuilders were typecast in popular shows and movies.
1970s1990s
New organizations
In the 1970s, bodybuilding had major publicity thanks to the appearance of Arnold Schwarzenegger, Franco Columbu, Lou Ferrigno, Mike Mentzer and others in the 1977 docudrama Pumping Iron. By this time, the IFBB dominated the competitive bodybuilding landscape and the Amateur Athletic Union (AAU) took a back seat. The National Physique Committee (NPC) was formed in 1981 by Jim Manion, who had just stepped down as chairman of the AAU Physique Committee. The NPC has gone on to become the most successful bodybuilding organization in the United States and is the amateur division of the IFBB. The late 1980s and early 1990s saw the decline of AAU-sponsored bodybuilding contests. In 1999, the AAU voted to discontinue its bodybuilding events.
Anabolic/androgenic steroid use
This period also saw the rise of anabolic steroids in bodybuilding and many other sports. More significant use began with Arnold Schwarzenegger, Sergio Oliva, and Lou Ferrigno in the late 1960s and early 1970s, and continuing through the 1980s with Lee Haney, the 1990s with Dorian Yates, Ronnie Coleman, and Markus Rühl, and up to the present day. Bodybuilders such as Greg Kovacs attained mass and size never seen previously but were not successful at the pro level. Others were renowned for their spectacular development of a particular body part, like Tom Platz or Paul Demayo for their leg muscles. At the time of shooting Pumping Iron, Schwarzenegger, while never admitting to steroid use until long after his retirement, said, "You have to do anything you can to get the advantage in competition". He would later say that he did not regret using steroids.
To combat anabolic steroid use and in the hopes of becoming a member of the IOC, the IFBB introduced doping tests for both steroids and other banned substances. Although doping tests occurred, the majority of professional bodybuilders still used anabolic steroids for competition. During the 1970s, the use of anabolic steroids was openly discussed, partly due to the fact they were legal. In the Anabolic Steroid Control Act of 1990, U.S. Congress placed anabolic steroids into Schedule III of the Controlled Substances Act (CSA). In Canada, steroids are listed under Schedule IV of the Controlled Drugs and Substances Act, enacted by the federal Parliament in 1996.
World Bodybuilding Federation
In 1990, professional wrestling promoter Vince McMahon attempted to form his own bodybuilding organization known as the World Bodybuilding Federation (WBF). It operated as a sister to the World Wrestling Federation (WWF, now WWE), which provided cross-promotion via its performers and personalities. Tom Platz served as the WBF's director of talent development, and announced the new organization during an ambush of that year's Mr. Olympia (which, unbeknownst to organizers, McMahon and Platz had attended as representatives of an accompanying magazine, Bodybuilding Lifestyles). It touted efforts to bring bigger prize money and more "dramatic" events to the sport of bodybuilding—which resulted in its championships being held as pay-per-view events with WWF-inspired sports entertainment features and showmanship. The organization signed high-valued contracts with a number of IFBB regulars.
The IFBB's inaugural championship in June 1991 (won by Gary Strydom) received mixed reviews. The WBF would be indirectly impacted by a steroid scandal involving the WWF, prompting the organization to impose a drug testing policy prior to the 1992 championship. The drug testing policy hampered the quality of the 1992 championship, while attempts to increase interest by hiring WCW wrestler Lex Luger as a figurehead (hosting a WBF television program on USA Network, and planning to make a guest pose during the 1992 championship before being injured in a motorcycle accident) and attempting to sign Lou Ferrigno (who left the organization shortly after the drug testing policy was announced) did not come to fruition. The second PPV received a minuscule audience, and the WBF dissolved only one month later in July 1992.
2000s
In 2003, Joe Weider sold Weider Publications to American Media, Inc. (AMI). The position of president of the IFBB was filled by Rafael Santonja following the death of Ben Weider in October 2008. In 2004, contest promoter Wayne DeMilia broke ranks with the IFBB and AMI took over the promotion of the Mr. Olympia contest: in 2017 AMI took the contest outright.
In the early 21st century, patterns of consumption and recreation similar to those of the United States became more widespread in Europe and especially in Eastern Europe following the collapse of the Soviet Union. This resulted in the emergence of whole new populations of bodybuilders from former Eastern Bloc states.
Olympic sport discussion
In the early 2000s, the IFBB was attempting to make bodybuilding an Olympic sport. It obtained full IOC membership in 2000 and was attempting to get approved as a demonstration event at the Olympics, which would hopefully lead to it being added as a full contest. This did not happen and Olympic recognition for bodybuilding remains controversial since many argue that bodybuilding is not a sport.
Social media
The advent of social media had a profound influence on fitness and bodybuilding. It is common to see platforms such as Instagram, TikTok, and YouTube flooded with fitness-related content, changing how the average person views and interacts with fitness culture. Gym clothing brands like YoungLA and Rawgear leveraged this platform to create their brands. By recruiting fitness ambassadors—real people who embody their brand values—these companies personalize their marketing strategy and create a more relatable image. These ambassadors, often in the form of fitness influencers or personal trainers, promote the brand by sharing their workout routines, dietary plans, and gym clothing. YouTube in particular has seen a surge in fitness content, ranging from gym vlogs to detailed discussions on workout attire. This not only provides consumers with an abundance of free resources to aid their fitness journey, but also creates a more informed consumer base.
Another growing trend with gym-related social media is the phenomenon of gym-shaming; a video posted by content creator Jessica Fernandez on Twitch that went viral showed her lifting weights in a gym while a man in the background stared at her, sparking a widespread debate about narcissism and an increasingly toxic gym culture in the age of social media. The video led to criticism of an emerging trend in which gyms, once known as places for focused workouts, are now being treated as filming locations for aspiring or established influencers with bystanders being unintentionally placed under the public eye in the process. Bodybuilder Joey Swoll, who voiced his concerns over this culture, addressed the controversy by stating that while harassment in gyms needs to be addressed, the man in Fernandez's video was not guilty of it. Although social media is giving more attention to the world of bodybuilding, there are still some areas that are controversial.
Areas
Professional bodybuilding
In the modern bodybuilding industry, the term "professional" generally means a bodybuilder who has won qualifying competitions as an amateur and has earned a "pro card" from their respective organization. Professionals earn the right to compete in competitions that include monetary prizes. A pro card also prohibits the athlete from competing in federations other than the one from which they have received the pro card. Depending on the level of success, these bodybuilders may receive monetary compensation from sponsors, much like athletes in other sports.
Natural bodybuilding
Due to the growing concerns of the high cost, health consequences, and illegal nature of some steroids, many organizations have formed in response and have deemed themselves "natural" bodybuilding competitions. In addition to the concerns noted, many promoters of bodybuilding have sought to shed the "freakish" perception that the general public has of bodybuilding and have successfully introduced a more mainstream audience to the sport of bodybuilding by including competitors whose physiques appear much more attainable and realistic.
In natural contests, the testing protocol ranges among organizations from lie detectors to urinalysis. Penalties also range from organization to organization from suspensions to strict bans from competition. It is also important to note that natural organizations also have their own list of banned substances and it is important to refer to each organization's website for more information about which substances are banned from competition. There are many natural bodybuilding organizations; some of the larger ones include: MuscleMania, Ultimate Fitness Events (UFE), INBF/WNBF, and INBA/PNBA. These organizations either have an American or worldwide presence and are not limited to the country in which they are headquartered.
Men's physique
Due to those who found open-bodybuilding to be "too big" or "ugly" and unhealthy, a new category was started in 2013. The first Men's Physique Olympia winner was Mark Wingson, who was followed by Jeremy Buendia for four consecutive years. Like open-bodybuilding, the federations in which bodybuilders can compete are natural divisions as well as normal ones. The main difference between the two is that men's physique competitors pose in board shorts rather than a traditional posing suit and open-bodybuilders are much larger and are more muscular than the men's physique competitors. Open-bodybuilders have an extensive routine for posing while the Physique category is primarily judged by the front and back poses. Many of the men's physique competitors are not above 200 lbs and have a bit of a more attainable and aesthetic physique in comparison to open-bodybuilders. Although this category started off slowly, it has grown tremendously, and currently men's physique seems to be a more popular class than open-bodybuilding.
Classic physique
This is the middle ground of both Men's Physique and Bodybuilding. The competitors in this category are not nearly as big as bodybuilders but not as small as men's physique competitors. They pose and perform in men's boxer briefs to show off the legs, unlike Men's Physique which hide the legs in board shorts. Classic physique started in 2016. Danny Hester was the first classic physique Mr. Olympia and as of 2022, Chris Bumstead is the 4x reigning Mr. Olympia.
Female bodybuilding
The female movement of the 1960s, combined with Title IX and the all around fitness revolution, gave birth to new alternative perspectives of feminine beauty that included an athletic physique of toned muscle. This athletic physique was found in various popular media outlets such as fashion magazines. Female bodybuilders changed the limits of traditional femininity as their bodies showed that muscles are not only just for men.
The first U.S. Women's National Physique Championship, promoted by Henry McGhee and held in 1978 in Canton, Ohio, is generally regarded as the first true female bodybuilding contest—that is, the first contest where the entrants were judged solely on muscularity. In 1980, the first Ms. Olympia (initially known as the "Miss" Olympia), the most prestigious contest for professionals, was held. The first winner was Rachel McLish, who had also won the NPC's USA Championship earlier in the year. The contest was a major turning point for female bodybuilding. McLish inspired many future competitors to start training and competing.
In 1985, the documentary Pumping Iron II: The Women was released. It documented the preparation of several women for the 1983 Caesars Palace World Cup Championship. Competitors prominently featured in the film were Kris Alexander, Lori Bowen, Lydia Cheng, Carla Dunlap, Bev Francis, and McLish. At the time, Francis was actually a powerlifter, though she soon made a successful transition to bodybuilding, becoming one of the leading competitors of the late 1980s and early 1990s.
The related areas of fitness and figure competition increased in popularity, surpassing that of female bodybuilding, and provided an alternative for women who choose not to develop the level of muscularity necessary for bodybuilding. McLish would closely resemble what is thought of today as a fitness and figure competitor, instead of what is now considered a female bodybuilder. Fitness competitions also adopted gymnastic elements.
E. Wilma Conner competed in the 2011 NPC Armbrust Pro Gym Warrior Classic Championships in Loveland, Colorado, at the age of 75 years and 349 days.
Competition
In competitive bodybuilding, bodybuilders aspire to present an "aesthetically pleasing" body on stage. In prejudging, competitors do a series of mandatory poses: the front lat spread, rear lat spread, front double biceps, back double biceps, side chest, side triceps, Most Muscular (men only), abdominals and thighs. Each competitor also performs a personal choreographed routine to display their physique. A posedown is usually held at the end of a posing round, while judges are finishing their scoring. Bodybuilders usually spend a lot of time practising their posing in front of mirrors or under the guidance of their coach.
In contrast to strongman or powerlifting competitions, where physical strength is paramount, or to Olympic weightlifting, where the main point is equally split between strength and technique, bodybuilding competitions typically emphasize condition, size, and symmetry. Different organizations emphasize particular aspects of competition, and sometimes have different categories in which to compete.
Preparations
Bulking and cutting
The general strategy adopted by most present-day competitive bodybuilders is to make muscle gains for most of the year (known as the "off-season") and, approximately 12–14 weeks from competition, lose a maximum of body fat (referred to as "cutting") while preserving as much muscular mass as possible. The bulking phase entails remaining in a net positive energy balance (calorie surplus). The amount of a surplus in which a person remains is based on the person's goals, as a bigger surplus and longer bulking phase will create more fat tissue. The surplus of calories relative to one's energy balance will ensure that muscles remain in a state of anabolism.
The cutting phase entails remaining in a net negative energy balance (calorie deficit). The main goal of cutting is to oxidize fat while preserving as much muscle as possible. The larger the calorie deficit, the faster one will lose weight. However, a large calorie deficit will also create the risk of losing muscle tissue.
The bulking and cutting strategy is effective because there is a well-established link between muscle hypertrophy and being in a state of positive energy balance. A sustained period of caloric surplus will allow the athlete to gain more fat-free mass than they could otherwise gain under eucaloric conditions. Some gain in fat mass is expected, which athletes seek to oxidize in a cutting period while maintaining as much lean mass as possible.
Clean bulking
The attempt to increase muscle mass in one's body without any gain in fat is called clean bulking. Competitive bodybuilders focus their efforts to achieve a peak appearance during a brief "competition season". Clean bulking takes longer and is a more refined approach to achieving the body fat and muscle mass percentage a person is looking for. A common tactic for keeping fat low and muscle mass high is to have higher calorie and lower calorie days to maintain a balance between gain and loss. Many clean bulk diets start off with a moderate amount of carbs, moderate amount of protein, and a low amount of fats. To maintain a clean bulk, it is important to reach calorie goals every day. Macronutrient goals (carbs, fats, and proteins) will be different for each person, but it is ideal to get as close as possible.
Dirty bulking
"Dirty bulking" is the process of eating at a massive caloric surplus without trying to figure out the exact amount of ingested macronutrients. Weightlifters who attempt to gain mass quickly with no aesthetic concerns often choose to do this.
Muscle growth
Bodybuilders use three main strategies to maximize muscle hypertrophy:
Strength training through weights or elastic/hydraulic resistance.
Specialized nutrition, incorporating extra protein and supplements when necessary.
Adequate rest, including sleep and recuperation between workouts.
Weight training
Intensive weight training causes micro-tears to the muscles being trained; this is generally known as microtrauma. These micro-tears in the muscle contribute to the soreness felt after exercise, called delayed onset muscle soreness (DOMS). It is the repair of these micro-traumas that results in muscle growth. Normally, this soreness becomes most apparent a day or two after a workout. However, as muscles become adapted to the exercises, soreness tends to decrease.
Weight training aims to build muscle by prompting two different types of hypertrophy: sarcoplasmic and myofibrillar. Sarcoplasmic hypertrophy leads to larger muscles and so is favored by bodybuilders more than myofibrillar hypertrophy, which builds athletic strength. Sarcoplasmic hypertrophy is triggered by increasing repetitions, whereas myofibrillar hypertrophy is triggered by lifting heavier weight. In either case, there is an increase in both size and strength of the muscles (compared to what happens if that same individual does not lift weights at all), although the emphasis is different.
Nutrition
The high levels of muscle growth and repair achieved by bodybuilders require a specialized diet. Generally speaking, bodybuilders require more calories than the average person of the same weight to provide the protein and energy requirements needed to support their training and increase muscle mass. In preparation of a contest, a sub-maintenance level of food energy is combined with cardiovascular exercise to lose body fat. Proteins, carbohydrates and fats are the three major macronutrients that the human body needs in order to build muscle. The ratios of calories from carbohydrates, proteins, and fats vary depending on the goals of the bodybuilder.
Carbohydrates
Carbohydrates play an important role for bodybuilders. They give the body energy to deal with the rigors of training and recovery. Carbohydrates also promote secretion of insulin, a hormone enabling cells to get the glucose they need. Insulin also carries amino acids into cells and promotes protein synthesis. Insulin has steroid-like effects in terms of muscle gains. It is impossible to promote protein synthesis without the existence of insulin, which means that without ingesting carbohydrates or protein—which also induces the release of insulin—it is impossible to add muscle mass. Bodybuilders seek out low-glycemic polysaccharides and other slowly digesting carbohydrates, which release energy in a more stable fashion than high-glycemic sugars and starches. This is important as high-glycemic carbohydrates cause a sharp insulin response, which places the body in a state where it is likely to store additional food energy as fat. However, bodybuilders frequently do ingest some quickly digesting sugars (often in form of pure dextrose or maltodextrin) just before, during, and/or just after a workout. This may help to replenish glycogen stored within the muscle, and to stimulate muscle protein synthesis.
Protein
The motor proteins actin and myosin generate the forces exerted by contracting muscles. Cortisol decreases amino acid uptake by muscle and inhibits protein synthesis. Current recommendations suggest that bodybuilders should consume 25–30% of protein per total calorie intake to further their goal of maintaining and improving their body composition. This is a widely debated topic, with many arguing that 1 gram of protein per pound of body weight per day is ideal, some suggesting that less is sufficient, while others recommending 1.5, 2, or more. It is believed that protein needs to be consumed frequently throughout the day, especially during/after a workout, and before sleep. There is also some debate concerning the best type of protein to take. Chicken, turkey, beef, pork, fish, eggs and dairy foods are high in protein, as are some nuts, seeds, beans, and lentils. Casein or whey are often used to supplement the diet with additional protein. Whey is the type of protein contained in many popular brands of protein supplements and is preferred by many bodybuilders because of its high biological value (BV) and quick absorption rates. Whey protein also has a bigger effect than casein on insulin levels, triggering about double the amount of insulin release. That effect is somewhat overcome by combining casein and whey.
Bodybuilders were previously thought to require protein with a higher BV than that of soy, which was additionally avoided due to its alleged estrogenic (female hormone) properties, though more recent studies have shown that soy actually contains phytoestrogens which compete with estrogens in the male body and can block estrogenic actions. Soy, flax, and other plant-based foods that contain phytoestrogens are also beneficial because they can inhibit some pituitary functions while stimulating the liver's P450 system (which eliminates hormones, drugs, and waste from the body) to more actively process and excrete excess estrogen.
Meals
Some bodybuilders often split their food intake into 5 to 7 meals of equal nutritional content and eat at regular intervals (e.g., every 2 to 3 hours). This approach serves two purposes: to limit overindulging in the cutting phase, and to allow for the consumption of large volumes of food during the bulking phase. Eating more frequently does not increase basal metabolic rate when compared to 3 meals a day. While food does have a metabolic cost to digest, absorb, and store, called the thermic effect of food, it depends on the quantity and type of food, not how the food is spread across the meals of the day. Well-controlled studies using whole-body calorimetry and doubly labeled water have demonstrated that there is no metabolic advantage to eating more frequently.
Dietary supplements
The important role of nutrition in building muscle and losing fat means bodybuilders may consume a wide variety of dietary supplements. Various products are used in an attempt to augment muscle size, increase the rate of fat loss, improve joint health, increase natural testosterone production, enhance training performance and prevent potential nutrient deficiencies.
Performance-enhancing substances
Some bodybuilders use drugs such as anabolic steroids and precursor substances such as prohormones to increase muscle hypertrophy. Anabolic steroids cause hypertrophy of both types (I and II) of muscle fibers, likely caused by an increased synthesis of muscle proteins. They also provoke undesired side effects including hepatotoxicity, gynecomastia, acne, the early onset of male pattern baldness and a decline in the body's own testosterone production, which can cause testicular atrophy. Other performance-enhancing substances used by competitive bodybuilders include human growth hormone (HGH). HGH is also used by female bodybuilders to obtain bigger muscles "while maintaining a 'female appearance'".
Muscle growth is more difficult to achieve in older adults than younger adults because of biological aging, which leads to many metabolic changes detrimental to muscle growth; for instance, by diminishing growth hormone and testosterone levels. Some recent clinical studies have shown that low-dose HGH treatment for adults with HGH deficiency changes the body composition by increasing muscle mass, decreasing fat mass, increasing bone density and muscle strength, improves cardiovascular parameters, and affects the quality of life without significant side effects.
In rodents, knockdown of metallothionein gene expression results in activation of the Akt pathway and increases in myotube size, in type IIb fiber hypertrophy, and ultimately in muscle strength.
Injecting oil into muscles
Some bodybuilders inject oils or other compounds into their muscles (sometimes known as "synthol") in order to enhance their size or appearance. This practice can have serious health consequences.
Rest
Although muscle stimulation occurs when lifting weights, muscle growth occurs afterward during rest periods. Some bodybuilders add a massage at the end of each workout to their routine as a method of recovering.
Overtraining
Overtraining occurs when a bodybuilder has trained to the point where their workload exceeds their recovery capacity. There are many reasons why overtraining occurs, including lack of adequate nutrition, lack of recovery time between workouts, insufficient sleep, and training at a high intensity for too long (a lack of splitting apart workouts). Training at a high intensity too frequently also stimulates the central nervous system (CNS) and can result in a hyperadrenergic state that interferes with sleep patterns. To avoid overtraining, intense frequent training must be met with at least an equal amount of purposeful recovery. Timely provision of carbohydrates, proteins, and various micronutrients such as vitamins, minerals, phytochemicals, even nutritional supplements are critical. A mental disorder, informally called bigorexia (by analogy with anorexia), may account for overtraining in some individuals. Sufferers feel as if they are never big enough or muscular enough, which forces them to overtrain in order to try to reach their goal physique.
An article by Muscle & Fitness magazine, "Overtrain for Big Gains", claimed that overtraining for a brief period can be beneficial. Overtraining can be used advantageously, as when a bodybuilder is purposely overtrained for a brief period of time to super compensate during a regeneration phase. These are known as "shock micro-cycles" and were a key training technique used by Soviet athletes.
See also
References
External links
Body modification
Athletic sports
Individual sports
Weight training
Body shape
Articles containing video clips
Physical exercise |
4361 | https://en.wikipedia.org/wiki/Biological%20warfare | Biological warfare | Biological warfare, also known as germ warfare, is the use of biological toxins or infectious agents such as bacteria, viruses, insects, and fungi with the intent to kill, harm or incapacitate humans, animals or plants as an act of war. Biological weapons (often termed "bio-weapons", "biological threat agents", or "bio-agents") are living organisms or replicating entities (i.e. viruses, which are not universally considered "alive"). Entomological (insect) warfare is a subtype of biological warfare.
Offensive biological warfare in international armed conflicts is a war crime under the 1925 Geneva Protocol and several international humanitarian law treaties. In particular, the 1972 Biological Weapons Convention (BWC) bans the development, production, acquisition, transfer, stockpiling and use of biological weapons. In contrast, defensive biological research for prophylactic, protective or other peaceful purposes is not prohibited by the BWC.
Biological warfare is distinct from warfare involving other types of weapons of mass destruction (WMD), including nuclear warfare, chemical warfare, and radiological warfare. None of these are considered conventional weapons, which are deployed primarily for their explosive, kinetic, or incendiary potential.
Biological weapons may be employed in various ways to gain a strategic or tactical advantage over the enemy, either by threats or by actual deployments. Like some chemical weapons, biological weapons may also be useful as area denial weapons. These agents may be lethal or non-lethal, and may be targeted against a single individual, a group of people, or even an entire population. They may be developed, acquired, stockpiled or deployed by nation states or by non-national groups. In the latter case, or if a nation-state uses it clandestinely, it may also be considered bioterrorism.
Biological warfare and chemical warfare overlap to an extent, as the use of toxins produced by some living organisms is considered under the provisions of both the BWC and the Chemical Weapons Convention. Toxins and psychochemical weapons are often referred to as midspectrum agents. Unlike bioweapons, these midspectrum agents do not reproduce in their host and are typically characterized by shorter incubation periods.
Overview
A biological attack could conceivably result in large numbers of civilian casualties and cause severe disruption to economic and societal infrastructure.
A nation or group that can pose a credible threat of mass casualty has the ability to alter the terms under which other nations or groups interact with it. When indexed to weapon mass and cost of development and storage, biological weapons possess destructive potential and loss of life far in excess of nuclear, chemical or conventional weapons. Accordingly, biological agents are potentially useful as strategic deterrents, in addition to their utility as offensive weapons on the battlefield.
As a tactical weapon for military use, a significant problem with biological warfare is that it would take days to be effective, and therefore might not immediately stop an opposing force. Some biological agents (smallpox, pneumonic plague) have the capability of person-to-person transmission via aerosolized respiratory droplets. This feature can be undesirable, as the agent(s) may be transmitted by this mechanism to unintended populations, including neutral or even friendly forces. Worse still, such a weapon could "escape" the laboratory where it was developed, even if there was no intent to use it – for example by infecting a researcher who then transmits it to the outside world before realizing that they were infected. Several cases are known of researchers becoming infected and dying of Ebola, which they had been working with in the lab (though nobody else was infected in those cases) – while there is no evidence that their work was directed towards biological warfare, it demonstrates the potential for accidental infection even of careful researchers fully aware of the dangers. While containment of biological warfare is less of a concern for certain criminal or terrorist organizations, it remains a significant concern for the military and civilian populations of virtually all nations.
History
Antiquity and Middle Ages
Rudimentary forms of biological warfare have been practiced since antiquity. The earliest documented incident of the intention to use biological weapons is recorded in Hittite texts of 1500–1200 BCE, in which victims of tularemia were driven into enemy lands, causing an epidemic. The Assyrians poisoned enemy wells with the fungus ergot, though with unknown results. Scythian archers dipped their arrows and Roman soldiers their swords into excrements and cadavers – victims were commonly infected by tetanus as result. In 1346, the bodies of Mongol warriors of the Golden Horde who had died of plague were thrown over the walls of the besieged Crimean city of Kaffa. Specialists disagree about whether this operation was responsible for the spread of the Black Death into Europe, Near East and North Africa, resulting in the deaths of approximately 25 million Europeans.
Biological agents were extensively used in many parts of Africa from the sixteenth century AD, most of the time in the form of poisoned arrows, or powder spread on the war front as well as poisoning of horses and water supply of the enemy forces. In Borgu, there were specific mixtures to kill, hypnotize, make the enemy bold, and to act as an antidote against the poison of the enemy as well. The creation of biologicals was reserved for a specific and professional class of medicine-men.
18th to 19th century
During the French and Indian War, in June 1763 a group of Native Americans laid siege to British-held Fort Pitt. The commander of Fort Pitt, Simeon Ecuyer, ordered his men to take smallpox-infested blankets from the infirmary and give it to a Lenape delegation during the siege. A reported outbreak that began the spring before left as many as one hundred Native Americans dead in Ohio Country from 1763 to 1764. It is not clear whether the smallpox was a result of the Fort Pitt incident or the virus was already present among the Delaware people as outbreaks happened on their own every dozen or so years and the delegates were met again later and seemingly had not contracted smallpox. During the American Revolutionary War, Continental Army officer George Washington mentioned to the Continental Congress that he had heard a rumor from a sailor that his opponent during the Siege of Boston, General William Howe, had deliberately sent civilians out of the city in the hopes of spreading the ongoing smallpox epidemic to American lines; Washington, remaining unconvinced, wrote that he "could hardly give credit to" the claim. Washington had already inoculated his soldiers, diminishing the effect of the epidemic. Some historians have claimed that a detachment of the Corps of Royal Marines stationed in New South Wales, Australia, deliberately used smallpox there in 1789. Dr Seth Carus states: "Ultimately, we have a strong circumstantial case supporting the theory that someone deliberately introduced smallpox in the Aboriginal population."
World War I
By 1900 the germ theory and advances in bacteriology brought a new level of sophistication to the techniques for possible use of bio-agents in war. Biological sabotage in the form of anthrax and glanders was undertaken on behalf of the Imperial German government during World War I (1914–1918), with indifferent results. The Geneva Protocol of 1925 prohibited the first use of chemical and biological weapons against enemy nationals in international armed conflicts.
World War II
With the onset of World War II, the Ministry of Supply in the United Kingdom established a biological warfare program at Porton Down, headed by the microbiologist Paul Fildes. The research was championed by Winston Churchill and soon tularemia, anthrax, brucellosis, and botulism toxins had been effectively weaponized. In particular, Gruinard Island in Scotland, was contaminated with anthrax during a series of extensive tests for the next 56 years. Although the UK never offensively used the biological weapons it developed, its program was the first to successfully weaponize a variety of deadly pathogens and bring them into industrial production. Other nations, notably France and Japan, had begun their own biological weapons programs.
When the United States entered the war, Allied resources were pooled at the request of the British. The U.S. then established a large research program and industrial complex at Fort Detrick, Maryland, in 1942 under the direction of George W. Merck. The biological and chemical weapons developed during that period were tested at the Dugway Proving Grounds in Utah. Soon there were facilities for the mass production of anthrax spores, brucellosis, and botulism toxins, although the war was over before these weapons could be of much operational use.
The most notorious program of the period was run by the secret Imperial Japanese Army Unit 731 during the war, based at Pingfan in Manchuria and commanded by Lieutenant General Shirō Ishii. This biological warfare research unit conducted often fatal human experiments on prisoners, and produced biological weapons for combat use. Although the Japanese effort lacked the technological sophistication of the American or British programs, it far outstripped them in its widespread application and indiscriminate brutality. Biological weapons were used against Chinese soldiers and civilians in several military campaigns. In 1940, the Japanese Army Air Force bombed Ningbo with ceramic bombs full of fleas carrying the bubonic plague. Many of these operations were ineffective due to inefficient delivery systems, although up to 400,000 people may have died. During the Zhejiang-Jiangxi Campaign in 1942, around 1,700 Japanese troops died out of a total 10,000 Japanese soldiers who fell ill with disease when their own biological weapons attack rebounded on their own forces.
During the final months of World War II, Japan planned to use plague as a biological weapon against U.S. civilians in San Diego, California, during Operation Cherry Blossoms at Night. The plan was set to launch on 22 September 1945, but it was not executed because of Japan's surrender on 15 August 1945.
Cold War
In Britain, the 1950s saw the weaponization of plague, brucellosis, tularemia and later equine encephalomyelitis and vaccinia viruses, but the programme was unilaterally cancelled in 1956. The United States Army Biological Warfare Laboratories weaponized anthrax, tularemia, brucellosis, Q-fever and others.
In 1969, US President Richard Nixon decided to unilaterally terminate the offensive biological weapons program of the US, allowing only scientific research for defensive measures. This decision increased the momentum of the negotiations for a ban on biological warfare, which took place from 1969 to 1972 in the United Nation's Conference of the Committee on Disarmament in Geneva. These negotiations resulted in the Biological Weapons Convention, which was opened for signature on 10 April 1972 and entered into force on 26 March 1975 after its ratification by 22 states.
Despite being a party and depositary to the BWC, the Soviet Union continued and expanded its massive offensive biological weapons program, under the leadership of the allegedly civilian institution Biopreparat. The Soviet Union attracted international suspicion after the 1979 Sverdlovsk anthrax leak killed approximately 65 to 100 people.
1948 Arab–Israeli War
According to historians Benny Morris and Benjamin Kedar, Israel conducted a biological warfare operation codenamed "Cast Thy Bread" during the 1948 Arab–Israeli War. The Haganah initially used typhoid bacteria to contaminate water wells in newly-cleared Arab villages to prevent the population including militiamen from returning. Later, the biological warfare campaign expanded to include Jewish settlements that were in imminent danger of being captured by Arab troops and inhabited Arab towns not slated for capture. There was also plans to expand the biological warfare campaign into other Arab states including Egypt, Lebanon and Syria, but they were not carried out.
International law
International restrictions on biological warfare began with the 1925 Geneva Protocol, which prohibits the use but not the possession or development of biological and chemical weapons in international armed conflicts. Upon ratification of the Geneva Protocol, several countries made reservations regarding its applicability and use in retaliation. Due to these reservations, it was in practice a "no-first-use" agreement only.
The 1972 Biological Weapons Convention (BWC) supplements the Geneva Protocol by prohibiting the development, production, acquisition, transfer, stockpiling and use of biological weapons. Having entered into force on 26 March 1975, the BWC was the first multilateral disarmament treaty to ban the production of an entire category of weapons of mass destruction. As of March 2021, 183 states have become party to the treaty. The BWC is considered to have established a strong global norm against biological weapons, which is reflected in the treaty's preamble, stating that the use of biological weapons would be "repugnant to the conscience of mankind". The BWC's effectiveness has been limited due to insufficient institutional support and the absence of any formal verification regime to monitor compliance.
In 1985, the Australia Group was established, a multilateral export control regime of 43 countries aiming to prevent the proliferation of chemical and biological weapons.
In 2004, the United Nations Security Council passed Resolution 1540, which obligates all UN Member States to develop and enforce appropriate legal and regulatory measures against the proliferation of chemical, biological, radiological, and nuclear weapons and their means of delivery, in particular, to prevent the spread of weapons of mass destruction to non-state actors.
Bioterrorism
Biological weapons are difficult to detect, economical and easy to use, making them appealing to terrorists. The cost of a biological weapon is estimated to be about 0.05 percent the cost of a conventional weapon in order to produce similar numbers of mass casualties per kilometer square. Moreover, their production is very easy as common technology can be used to produce biological warfare agents, like that used in production of vaccines, foods, spray devices, beverages and antibiotics. A major factor in biological warfare that attracts terrorists is that they can easily escape before the government agencies or secret agencies have even started their investigation. This is because the potential organism has an incubation period of 3 to 7 days, after which the results begin to appear, thereby giving terrorists a lead.
A technique called Clustered, Regularly Interspaced, Short Palindromic Repeat (CRISPR-Cas9) is now so cheap and widely available that scientists fear that amateurs will start experimenting with them. In this technique, a DNA sequence is cut off and replaced with a new sequence, e.g. one that codes for a particular protein, with the intent of modifying an organism's traits. Concerns have emerged regarding do-it-yourself biology research organizations due to their associated risk that a rogue amateur DIY researcher could attempt to develop dangerous bioweapons using genome editing technology.
In 2002, when CNN went through Al-Qaeda's (AQ's) experiments with crude poisons, they found out that AQ had begun planning ricin and cyanide attacks with the help of a loose association of terrorist cells. The associates had infiltrated many countries like Turkey, Italy, Spain, France and others. In 2015, to combat the threat of bioterrorism, a National Blueprint for Biodefense was issued by the Blue-Ribbon Study Panel on Biodefense. Also, 233 potential exposures of select biological agents outside of the primary barriers of the biocontainment in the US were described by the annual report of the Federal Select Agent Program.
Though a verification system can reduce bioterrorism, an employee, or a lone terrorist having adequate knowledge of a bio-technology company's facilities, can cause potential danger by utilizing, without proper oversight and supervision, that company's resources. Moreover, it has been found that about 95% of accidents that have occurred due to low security have been done by employees or those who had a security clearance.
Entomology
Entomological warfare (EW) is a type of biological warfare that uses insects to attack the enemy. The concept has existed for centuries and research and development have continued into the modern era. EW has been used in battle by Japan and several other nations have developed and been accused of using an entomological warfare program. EW may employ insects in a direct attack or as vectors to deliver a biological agent, such as plague. Essentially, EW exists in three varieties. One type of EW involves infecting insects with a pathogen and then dispersing the insects over target areas. The insects then act as a vector, infecting any person or animal they might bite. Another type of EW is a direct insect attack against crops; the insect may not be infected with any pathogen but instead represents a threat to agriculture. The final method uses uninfected insects, such as bees or wasps, to directly attack the enemy.
Genetics
Theoretically, novel approaches in biotechnology, such as synthetic biology could be used in the future to design novel types of biological warfare agents.
Would demonstrate how to render a vaccine ineffective;
Would confer resistance to therapeutically useful antibiotics or antiviral agents;
Would enhance the virulence of a pathogen or render a nonpathogen virulent;
Would increase the transmissibility of a pathogen;
Would alter the host range of a pathogen;
Would enable the evasion of diagnostic/detection tools;
Would enable the weaponization of a biological agent or toxin.
Most of the biosecurity concerns in synthetic biology are focused on the role of DNA synthesis and the risk of producing genetic material of lethal viruses (e.g. 1918 Spanish flu, polio) in the lab. Recently, the CRISPR/Cas system has emerged as a promising technique for gene editing. It was hailed by The Washington Post as "the most important innovation in the synthetic biology space in nearly 30 years." While other methods take months or years to edit gene sequences, CRISPR speeds that time up to weeks. Due to its ease of use and accessibility, it has raised a number of ethical concerns, especially surrounding its use in the biohacking space.
By target
Anti-personnel
Ideal characteristics of a biological agent to be used as a weapon against humans are high infectivity, high virulence, non-availability of vaccines and availability of an effective and efficient delivery system. Stability of the weaponized agent (the ability of the agent to retain its infectivity and virulence after a prolonged period of storage) may also be desirable, particularly for military applications, and the ease of creating one is often considered. Control of the spread of the agent may be another desired characteristic.
The primary difficulty is not the production of the biological agent, as many biological agents used in weapons can be manufactured relatively quickly, cheaply and easily. Rather, it is the weaponization, storage, and delivery in an effective vehicle to a vulnerable target that pose significant problems.
For example, Bacillus anthracis is considered an effective agent for several reasons. First, it forms hardy spores, perfect for dispersal aerosols. Second, this organism is not considered transmissible from person to person, and thus rarely if ever causes secondary infections. A pulmonary anthrax infection starts with ordinary influenza-like symptoms and progresses to a lethal hemorrhagic mediastinitis within 3–7 days, with a fatality rate that is 90% or higher in untreated patients. Finally, friendly personnel and civilians can be protected with suitable antibiotics.
Agents considered for weaponization, or known to be weaponized, include bacteria such as Bacillus anthracis, Brucella spp., Burkholderia mallei, Burkholderia pseudomallei, Chlamydophila psittaci, Coxiella burnetii, Francisella tularensis, some of the Rickettsiaceae (especially Rickettsia prowazekii and Rickettsia rickettsii), Shigella spp., Vibrio cholerae, and Yersinia pestis. Many viral agents have been studied and/or weaponized, including some of the Bunyaviridae (especially Rift Valley fever virus), Ebolavirus, many of the Flaviviridae (especially Japanese encephalitis virus), Machupo virus, Coronaviruses, Marburg virus, Variola virus, and yellow fever virus. Fungal agents that have been studied include Coccidioides spp.
Toxins that can be used as weapons include ricin, staphylococcal enterotoxin B, botulinum toxin, saxitoxin, and many mycotoxins. These toxins and the organisms that produce them are sometimes referred to as select agents. In the United States, their possession, use, and transfer are regulated by the Centers for Disease Control and Prevention's Select Agent Program.
The former US biological warfare program categorized its weaponized anti-personnel bio-agents as either Lethal Agents (Bacillus anthracis, Francisella tularensis, Botulinum toxin) or Incapacitating Agents (Brucella suis, Coxiella burnetii, Venezuelan equine encephalitis virus, Staphylococcal enterotoxin B).
Anti-agriculture
Anti-crop/anti-vegetation/anti-fisheries
The United States developed an anti-crop capability during the Cold War that used plant diseases (bioherbicides, or mycoherbicides) for destroying enemy agriculture. Biological weapons also target fisheries as well as water-based vegetation. It was believed that the destruction of enemy agriculture on a strategic scale could thwart Sino-Soviet aggression in a general war. Diseases such as wheat blast and rice blast were weaponized in aerial spray tanks and cluster bombs for delivery to enemy watersheds in agricultural regions to initiate epiphytotic (epidemics among plants). On the other hand, some sources report that these agents were stockpiled but never weaponized. When the United States renounced its offensive biological warfare program in 1969 and 1970, the vast majority of its biological arsenal was composed of these plant diseases. Enterotoxins and Mycotoxins were not affected by Nixon's order.
Though herbicides are chemicals, they are often grouped with biological warfare and chemical warfare because they may work in a similar manner as biotoxins or bioregulators. The Army Biological Laboratory tested each agent and the Army's Technical Escort Unit was responsible for the transport of all chemical, biological, radiological (nuclear) materials.
Biological warfare can also specifically target plants to destroy crops or defoliate vegetation. The United States and Britain discovered plant growth regulators (i.e., herbicides) during the Second World War, which were then used by the UK in the counterinsurgency operations of the Malayan Emergency. Inspired by the use in Malaysia, the US military effort in the Vietnam War included a mass dispersal of a variety of herbicides, famously Agent Orange, with the aim of destroying farmland and defoliating forests used as cover by the Viet Cong. Sri Lanka deployed military defoliants in its prosecution of the Eelam War against Tamil insurgents.
Anti-livestock
During World War I, German saboteurs used anthrax and glanders to sicken cavalry horses in U.S. and France, sheep in Romania, and livestock in Argentina intended for the Entente forces. One of these German saboteurs was Anton Dilger. Also, Germany itself became a victim of similar attacks – horses bound for Germany were infected with Burkholderia by French operatives in Switzerland.
During World War II, the U.S. and Canada secretly investigated the use of rinderpest, a highly lethal disease of cattle, as a bioweapon.
In the 1980s Soviet Ministry of Agriculture had successfully developed variants of foot-and-mouth disease, and rinderpest against cows, African swine fever for pigs, and psittacosis to kill the chicken. These agents were prepared to spray them down from tanks attached to airplanes over hundreds of miles. The secret program was code-named "Ecology".
During the Mau Mau Uprising in 1952, the poisonous latex of the African milk bush was used to kill cattle.
Defensive operations
Medical countermeasures
In 2010 at The Meeting of the States Parties to the Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and Their Destruction in Geneva
the sanitary epidemiological reconnaissance was suggested as well-tested means for enhancing the monitoring of infections and parasitic agents, for the practical implementation of the International Health Regulations (2005). The aim was to prevent and minimize the consequences of natural outbreaks of dangerous infectious diseases as well as the threat of alleged use of biological weapons against BTWC States Parties.
Many countries require their active-duty military personnel to get vaccinated for certain diseases that may potentially be used as a bioweapon such as anthrax.
Public health and disease surveillance
It is important to note that most classical and modern biological weapons' pathogens can be obtained from a plant or an animal which is naturally infected.
In the largest biological weapons accident known—the anthrax outbreak in Sverdlovsk (now Yekaterinburg) in the Soviet Union in 1979—sheep became ill with anthrax as far as 200 kilometers from the release point of the organism from a military facility in the southeastern portion of the city and still off-limits to visitors today, (see Sverdlovsk Anthrax leak).
Thus, a robust surveillance system involving human clinicians and veterinarians may identify a bioweapons attack early in the course of an epidemic, permitting the prophylaxis of disease in the vast majority of people (and/or animals) exposed but not yet ill.
For example, in the case of anthrax, it is likely that by 24–36 hours after an attack, some small percentage of individuals (those with the compromised immune system or who had received a large dose of the organism due to proximity to the release point) will become ill with classical symptoms and signs (including a virtually unique chest X-ray finding, often recognized by public health officials if they receive timely reports). The incubation period for humans is estimated to be about 11.8 days to 12.1 days. This suggested period is the first model that is independently consistent with data from the largest known human outbreak. These projections refine previous estimates of the distribution of early-onset cases after a release and support a recommended 60-day course of prophylactic antibiotic treatment for individuals exposed to low doses of anthrax. By making these data available to local public health officials in real time, most models of anthrax epidemics indicate that more than 80% of an exposed population can receive antibiotic treatment before becoming symptomatic, and thus avoid the moderately high mortality of the disease.
Common epidemiological warnings
From most specific to least specific:
Single cause of a certain disease caused by an uncommon agent, with lack of an epidemiological explanation.
Unusual, rare, genetically engineered strain of an agent.
High morbidity and mortality rates in regards to patients with the same or similar symptoms.
Unusual presentation of the disease.
Unusual geographic or seasonal distribution.
Stable endemic disease, but with an unexplained increase in relevance.
Rare transmission (aerosols, food, water).
No illness presented in people who were/are not exposed to "common ventilation systems (have separate closed ventilation systems) when illness is seen in persons in close proximity who have a common ventilation system."
Different and unexplained diseases coexisting in the same patient without any other explanation.
Rare illness that affects a large, disparate population (respiratory disease might suggest the pathogen or agent was inhaled).
Illness is unusual for a certain population or age-group in which it takes presence.
Unusual trends of death and/or illness in animal populations, previous to or accompanying illness in humans.
Many affected reaching out for treatment at the same time.
Similar genetic makeup of agents in affected individuals.
Simultaneous collections of similar illness in non-contiguous areas, domestic, or foreign.
An abundance of cases of unexplained diseases and deaths.
Bioweapon identification
The goal of biodefense is to integrate the sustained efforts of the national and homeland security, medical, public health, intelligence, diplomatic, and law enforcement communities. Health care providers and public health officers are among the first lines of defense. In some countries private, local, and provincial (state) capabilities are being augmented by and coordinated with federal assets, to provide layered defenses against biological weapon attacks. During the first Gulf War the United Nations activated a biological and chemical response team, Task Force Scorpio, to respond to any potential use of weapons of mass destruction on civilians.
The traditional approach toward protecting agriculture, food, and water: focusing on the natural or unintentional introduction of a disease is being strengthened by focused efforts to address current and anticipated future biological weapons threats that may be deliberate, multiple, and repetitive.
The growing threat of biowarfare agents and bioterrorism has led to the development of specific field tools that perform on-the-spot analysis and identification of encountered suspect materials. One such technology, being developed by researchers from the Lawrence Livermore National Laboratory (LLNL), employs a "sandwich immunoassay", in which fluorescent dye-labeled antibodies aimed at specific pathogens are attached to silver and gold nanowires.
In the Netherlands, the company TNO has designed Bioaerosol Single Particle Recognition eQuipment (BiosparQ). This system would be implemented into the national response plan for bioweapon attacks in the Netherlands.
Researchers at Ben Gurion University in Israel are developing a different device called the BioPen, essentially a "Lab-in-a-Pen", which can detect known biological agents in under 20 minutes using an adaptation of the ELISA, a similar widely employed immunological technique, that in this case incorporates fiber optics.
List of programs, projects and sites by country
United States
Fort Detrick, Maryland
U.S. Army Biological Warfare Laboratories (1943–69)
Building 470
One-Million-Liter Test Sphere
Operation Sea-Spray
Operation Whitecoat (1954–73)
U.S. entomological warfare program
Operation Big Itch
Operation Big Buzz
Operation Drop Kick
Operation May Day
Project Bacchus
Project Clear Vision
Project SHAD
Project 112
Horn Island Testing Station
Fort Terry
Granite Peak Installation
Vigo Ordnance Plant
United Kingdom
Porton Down
Gruinard Island
Nancekuke
Operation Vegetarian (1942–1944)
Open-air field tests:
Operation Harness off Antigua, 1948–1950.
Operation Cauldron off Stornoway, 1952.
Operation Hesperus off Stornoway, 1953.
Operation Ozone off Nassau, 1954.
Operation Negation off Nassau, 1954–5.
Soviet Union and Russia
Biopreparat (18 labs and production centers)
Stepnogorsk Scientific and Technical Institute for Microbiology, Stepnogorsk, northern Kazakhstan
Institute of Ultra Pure Biochemical Preparations, Leningrad, a weaponized plague center
Vector State Research Center of Virology and Biotechnology (VECTOR), a weaponized smallpox center
Institute of Applied Biochemistry, Omutninsk
Kirov bioweapons production facility, Kirov, Kirov Oblast
Zagorsk smallpox production facility, Zagorsk
Berdsk bioweapons production facility, Berdsk
Bioweapons research facility, Obolensk
Sverdlovsk bioweapons production facility (Military Compound 19), Sverdlovsk, a weaponized anthrax center
Institute of Virus Preparations
Poison laboratory of the Soviet secret services
Vozrozhdeniya
Project Bonfire
Project Factor
Japan
Unit 731
Zhongma Fortress
Kaimingjie germ weapon attack
Khabarovsk War Crime Trials
Epidemic Prevention and Water Purification Department
Iraq
Al Hakum
Salman Pak facility
Al Manal facility
South Africa
Project Coast
Delta G Scientific Company
Roodeplaat Research Laboratories
Protechnik
Rhodesia
Canada
Grosse Isle, Quebec, site (1939–45) of research into anthrax and other agents
DRDC Suffield, Suffield, Alberta
List of associated people
Bioweaponeers:
Includes scientists and administrators
Shyh-Ching Lo
Kanatjan Alibekov, known as Ken Alibek
Ira Baldwin
Wouter Basson
Kurt Blome
Eugen von Haagen
Anton Dilger
Paul Fildes
Arthur Galston (unwittingly)
Kurt Gutzeit
Riley D. Housewright
Shiro Ishii
Elvin A. Kabat
George W. Merck
Frank Olson
Vladimir Pasechnik
William C. Patrick III
Sergei Popov
Theodor Rosebury
Rihab Rashid Taha
Prince Tsuneyoshi Takeda
Huda Salih Mahdi Ammash
Nassir al-Hindawi
Erich Traub
Auguste Trillat
Baron Otto von Rosen
Yujiro Wakamatsu
Yazid Sufaat
Writers and activists:
Daniel Barenblatt
Leonard A. Cole
Stephen Endicott
Arthur Galston
Jeanne Guillemin
Edward Hagerman
Sheldon H. Harris
Nicholas D. Kristof
Joshua Lederberg
Matthew Meselson
Toby Ord
Richard Preston
Ed Regis
Mark Wheelis
David Willman
Aaron Henderson
In popular culture
See also
Animal-borne bomb attacks
Antibiotic resistance
Asymmetric warfare
Baker Island
Bioaerosol
Biological contamination
Biological pest control
Biosecurity
Chemical weapon
Counterinsurgency
Discredited AIDS origins theories
Enterotoxin
Entomological warfare
Ethnic bioweapon
Herbicidal warfare
Hittite plague
Human experimentation in the United States
John W. Powell
Johnston Atoll Chemical Agent Disposal System
List of CBRN warfare forces
McNeill's law
Military animal
Mycotoxin
Plum Island Animal Disease Center
Project 112
Project AGILE
Project SHAD
Rhodesia and weapons of mass destruction
Trichothecene
Yellow rain
References
Further reading
Counterproliferation Paper No. 53, USAF Counterproliferation Center, Air University, Maxwell Air Force Base, Alabama, USA.
External links
Biological weapons and international humanitarian law, ICRC
WHO: Health Aspects of Biological and Chemical Weapons
USAMRIID ()—U.S. Army Medical Research Institute of Infectious Diseases
Bioethics
Warfare by type |
4364 | https://en.wikipedia.org/wiki/Book%20of%20Isaiah | Book of Isaiah | The Book of Isaiah ( ) is the first of the Latter Prophets in the Hebrew Bible and the first of the Major Prophets in the Christian Old Testament. It is identified by a superscription as the words of the 8th-century BCE prophet Isaiah ben Amoz, but there is evidence that much of it was composed during the Babylonian captivity and later. Johann Christoph Döderlein suggested in 1775 that the book contained the works of two prophets separated by more than a century, and Bernhard Duhm originated the view, held as a consensus through most of the 20th century, that the book comprises three separate collections of oracles: Proto-Isaiah (chapters 1–39), containing the words of the 8th-century BCE prophet Isaiah; Deutero-Isaiah (chapters 40–55), the work of an anonymous 6th-century BCE author writing during the Exile; and Trito-Isaiah (chapters 56–66), composed after the return from Exile. Isaiah 1–33 promises judgment and restoration for Judah, Jerusalem and the nations, and chapters 34–66 presume that judgment has been pronounced and restoration follows soon. While few scholars today attribute the entire book, or even most of it, to one person, the book's essential unity has become a focus in more recent research.
The book can be read as an extended meditation on the destiny of Jerusalem into and after the Exile.
The Deutero-Isaian part of the book describes how God will make Jerusalem the centre of his worldwide rule through a royal saviour (a messiah) who will destroy the oppressor (Babylon); this messiah is the Persian king Cyrus the Great, who is merely the agent who brings about Yahweh's kingship. Isaiah speaks out against corrupt leaders and for the disadvantaged, and roots righteousness in God's holiness rather than in Israel's covenant.
Isaiah was one of the most popular works among Jews in the Second Temple period (c. 515 BCE – 70 CE). In Christian circles, it was held in such high regard as to be called "the Fifth Gospel", and its influence extends beyond Christianity to English literature and to Western culture in general, from the libretto of Handel's Messiah to a host of such everyday phrases as "swords into ploughshares" and "voice in the wilderness".
Structure
General scholarly consensus through most of the 20th century saw three separate collections of oracles in the book of Isaiah. A typical outline based on this understanding of the book sees its underlying structure in terms of the identification of historical figures who might have been their authors:
1–39: Proto-Isaiah, containing the words of the original Isaiah;
40–55: Deutero-Isaiah, the work of an anonymous Exilic author;
56–66: Trito-Isaiah, an anthology of about twelve passages.
While one part of the general consensus still holds, this perception of Isaiah as made up of three rather distinct sections underwent a radical challenge in the last quarter of the 20th century. The newer approach looks at the book in terms of its literary and formal characteristics, rather than authors, and sees in it a two-part structure divided between chapters 33 and 34:
1–33: Warnings of judgment and promises of subsequent restoration for Jerusalem, Judah and the nations;
34–66: Judgment has already taken place and restoration is at hand.
Summary
Seeing Isaiah as a two-part book (chapters 1–33 and 34–66) with an overarching theme leads to a summary of its contents like the following:
The book opens by setting out the themes of judgment and subsequent restoration for the righteous. God has a plan which will be realised on the "Day of Yahweh", when Jerusalem will become the centre of his worldwide rule. On that day all the nations of the world will come to Zion (Jerusalem) for instruction, but first the city must be punished and cleansed of evil. Israel is invited to join in this plan. Chapters 5–12 explain the significance of the Assyrian judgment against Israel: righteous rule by the Davidic king will follow after the arrogant Assyrian monarch is brought down. Chapters 13–27 announce the preparation of the nations for Yahweh's world rule; chapters 28–33 announce that a royal saviour (the messiah) will emerge in the aftermath of Jerusalem's punishment and the destruction of her oppressor.
The oppressor (now identified as Babylon rather than Assyria) is about to fall. Chapters 34–35 tell how Yahweh will return the redeemed exiles to Jerusalem. Chapters 36–39 tell of the faithfulness of king Hezekiah to Yahweh during the Assyrian siege as a model for the restored community. Chapters 40–54 state that the restoration of Zion is taking place because Yahweh, the creator of the universe, has designated the Persian king Cyrus the Great as the promised messiah and temple-builder. Specifically, Chapter 53 predicts a suffering servant who will be the messiah the prophet speaks of in previous verses. Chapters 55–66 are an exhortation to Israel to keep the covenant. God's eternal promise to David is now made to the people of Israel/Judah at large. The book ends by enjoining righteousness as the final stages of God's plan come to pass, including the pilgrimage of the nations to Zion and the realisation of Yahweh's kingship.
The older understanding of this book as three fairly discrete sections attributable to identifiable authors leads to a more atomised picture of its contents, as in this example:
Proto-Isaiah/First Isaiah (chapters 1–39):
1–12: Oracles against Judah mostly from Isaiah's early years;
13–23: Oracles against foreign nations from his middle years;
24–27: The "Isaiah Apocalypse", added at a much later date;
28–33: Oracles from Isaiah's later ministry
34–35: A vision of Zion, perhaps a later addition;
36–39: Stories of Isaiah's life, some from the Book of Kings
Deutero-Isaiah/Second Isaiah (chapters 40–54), with two major divisions, 40–48 and 49–54, the first emphasising Israel, the second Zion and Jerusalem:
An introduction and conclusion stressing the power of God's word over everything;
A second introduction and conclusion within these in which a herald announces salvation to Jerusalem;
Fragments of hymns dividing various sections;
The role of foreign nations, the fall of Babylon, and the rise of Cyrus as God's chosen one;
Four "servant songs" personalising the message of the prophet;
Several longer poems on topics such as God's power and invitations to Israel to trust in him;
Trito-Isaiah/Third Isaiah (chapters 55–66):
A collection of oracles by unknown prophets in the years immediately after the return from Babylon.
Composition
Authorship
While it is widely accepted that the book of Isaiah is rooted in a historic prophet called Isaiah, who lived in the Kingdom of Judah during the 8th century BCE, it is also widely accepted that this prophet did not write the entire book of Isaiah.
Historical situation: Chapters 40–55 presuppose that Jerusalem has already been destroyed (they are not framed as prophecy) and the Babylonian exile is already in effect – they speak from a present in which the Exile is about to end. Chapters 56–66 assume an even later situation, in which the people are already returned to Jerusalem and the rebuilding of the Temple is already under way.
Anonymity: Isaiah's name suddenly stops being used after chapter 39.
Style: There is a sudden change in style and theology after chapter 40; numerous key words and phrases found in one section are not found in the other.
The composition history of Isaiah reflects a major difference in the way authorship was regarded in ancient Israel and in modern societies; the ancients did not regard it as inappropriate to supplement an existing work while remaining anonymous. While the authors are anonymous, it is plausible that all of them were priests, and the book may thus reflect Priestly concerns, in opposition to the increasingly successful reform movement of the Deuteronomists.
Historical context
The historic Isaiah ben Amoz lived in the Kingdom of Judah during the reigns of four kings from the mid to late 8th-century BCE. During this period, Assyria was expanding westward from its origins in modern-day northern Iraq towards the Mediterranean, destroying first Aram (modern Syria) in 734–732 BCE, then the Kingdom of Israel in 722–721, and finally subjugating Judah in 701. Proto-Isaiah is divided between verse and prose passages, and a currently popular theory is that the verse passages represent the prophecies of the original 8th-century Isaiah, while the prose sections are "sermons" on his texts composed at the court of Josiah a hundred years later, at the end of the 7th century.
The conquest of Jerusalem by Babylon and the exile of its elite in 586 BCE ushered in the next stage in the formation of the book. Deutero-Isaiah addresses himself to the Jews in exile, offering them the hope of return. This was the period of the meteoric rise of Persia under its king Cyrus the Great – in 559 BCE he succeeded his father as ruler of a small vassal kingdom in modern eastern Iran, by 540 he ruled an empire stretching from the Mediterranean to Central Asia, and in 539 he conquered Babylon. Deutero-Isaiah's predictions of the imminent fall of Babylon and his glorification of Cyrus as the deliverer of Israel date his prophecies to 550–539 BCE, and probably towards the end of this period.
The Persians ended the Jewish exile, and by 515 BCE the exiles, or at least some of them, had returned to Jerusalem and rebuilt the Temple. The return, however, was not without problems: the returnees found themselves in conflict with those who had remained in the country and who now owned the land, and there were further conflicts over the form of government that should be set up. This background forms the context of Trito-Isaiah.
Themes
Overview
Isaiah is focused on the main role of Jerusalem in God's plan for the world, seeing centuries of history as though they were all the single vision of the 8th-century prophet Isaiah. Proto-Isaiah speaks of Israel's desertion of God and what will follow: Israel will be destroyed by foreign enemies, but after the people, the country and Jerusalem are punished and purified, a holy remnant will live in God's place in Zion, governed by God's chosen king (the messiah), under the presence and protection of God; Deutero-Isaiah has as its subject the liberation of Israel from captivity in Babylon in another Exodus, which the God of Israel will arrange using Cyrus, the Persian conqueror, as his agent; Trito-Isaiah concerns Jerusalem, the Temple, the Sabbath, and Israel's salvation. (More explicitly, it concerns questions current among Jews living in Jerusalem and Palestine in the post-Exilic period about who is a God-loving Jew and who is not). Walter Brueggemann has described this overarching narrative as "a continued meditation upon the destiny of Jerusalem".
Holiness, righteousness, and God's plan
God's plan for the world is based on his choice of Jerusalem as the place where he will manifest himself, and of the line of David as his earthly representative – a theme that may possibly have been created through Jerusalem's reprieve from Assyrian attack in 701 BCE. God is "the holy one of Israel"; justice and righteousness are the qualities that mark the essence of God, and Israel has offended God through unrighteousness. Isaiah speaks out for the poor and the oppressed and against corrupt princes and judges, but unlike the prophets Amos and Micah he roots righteousness not in Israel's covenant with God but in God's holiness.
Monotheism
Isaiah 44:6 contains the first clear statement of monotheism: "I am the first and I am the last; beside me there is no God". In Isaiah 44:09–20, this is developed into a satire on the making and worship of idols, mocking the foolishness of the carpenter who worships the idol that he himself has carved. While Yahweh had shown his superiority to other gods before, in Second Isaiah, he becomes the sole God of the world. This model of monotheism became the defining characteristic of post-Exilic Judaism and became the basis for Christianity and Islam.
A new Exodus
A central theme in Second Isaiah is that of a new Exodus – the return of the exiled people Israel from Babylon to Jerusalem. The author imagines a ritualistic return to Zion (Judah) led by Yahweh. The importance of this theme is indicated by its placement at the beginning and end of Second Isaiah (40:3–5, 55:12–13). This new Exodus is repeatedly linked with Israel's Exodus from Egypt to Canaan under divine guidance, but with new elements. These links include the following:
The original Exodus participants left "in great haste" (Ex 12:11, Deut 16:3), whereas the participants in this new Exodus will "not go out in great haste" (Isa 52:12).
The land between Egypt and Canaan of the first Exodus was a "great and terrible wilderness, an arid wasteland" (Deut 8:15), but in this new Exodus, the land between Babylon (Mesopotamia) and the Promised Land will be transformed into a paradise, where the mountains will be lowered and the valleys raised to create level road (Isa 40:4).
In the first Exodus, water was provided by God, but scarcely. In the new Exodus, God will "make the wilderness a pool of water, and the dry land springs of water" (Isa 41:18).
Later interpretation and influence
2nd Temple Judaism (515 BCE – 70 CE)
Isaiah was one of the most popular works in the period between the foundation of the Second Temple c. 515 BCE and its destruction by the Romans in 70 CE. Isaiah's "shoot [which] will come up from the stump of Jesse" is alluded to or cited in the Psalms of Solomon and various apocalyptic works including the Similitudes of Enoch, 2 Baruch, 4 Ezra, and the third of the Sibylline oracles, all of which understood it to refer to a/the messiah and the messianic age. Isaiah 6, in which Isaiah describes his vision of God enthroned in the Temple, influenced the visions of God in works such as the "Book of the Watchers" section of the Book of Enoch, the Book of Daniel and others, often combined with the similar vision from the Book of Ezekiel. A very influential portion of Isaiah was the four so-called Songs of the Suffering Servant from Isaiah 42, 49, 50 and 52, in which God calls upon his servant to lead the nations (the servant is horribly abused, sacrifices himself in accepting the punishment due others, and is finally rewarded). Some Second Temple texts, including the Wisdom of Solomon and the Book of Daniel identified the Servant as a group – "the wise" who "will lead many to righteousness" (Daniel 12:3) – but others, notably the Similitudes of Enoch, understood it in messianic terms.
Christianity
The earliest Christians, building on the messianic interpretation of Enoch, interpreted Isaiah 52:13–53:12, the fourth of the songs, as a prophecy of the death and exaltation of Jesus, a role which Jesus himself accepted according to Luke 4:17–21. The Book of Isaiah has been immensely influential in the formation of Christianity, from the devotion to the Virgin Mary to anti-Jewish polemic, medieval passion iconography, and modern Christian feminism and liberation theology. The regard in which Isaiah was held was so high that the book was frequently called "the Fifth Gospel": the prophet who spoke more clearly of Christ and the Church than any others. Its influence extends beyond the Church and Christianity to English literature and to Western culture in general, from the libretto of Handel's Messiah to a host of such everyday phrases as "swords into ploughshares" and "voice in the wilderness".
Isaiah provides 27 of the 37 quotations from the prophets in the Pauline epistles, and takes pride of place in the Gospels and in Acts of the Apostles. Isaiah 7:14, where the prophet is assuring king Ahaz that God will save Judah from the invading armies of Israel and Syria, forms the basis for Matthew 1:23's doctrine of the virgin birth, while Isaiah 40:3–5's image of the exiled Israel led by God and proceeding home to Jerusalem on a newly constructed road through the wilderness was taken up by all four Gospels and applied to John the Baptist and Jesus.
Christians point to Chapter 53 and its discussion of a suffering servant as a striking prediction of the crucifixion of Jesus Christ, the messiah predicted by Isaiah.
Isaiah seems always to have had a prominent place in Hebrew Bible use, and it is probable that Jesus himself was deeply influenced by Isaiah. Thus many of the Isaiah passages that are familiar to Christians gained their popularity not directly from Isaiah but from the use of them by Jesus and the early Christian authors – this is especially true of the Book of Revelation, which depends heavily on Isaiah for its language and imagery.
See also
Beulah (land)
"Dream Isaiah Saw"
"I Have a Dream"
Rorate Coeli
References
Citations
Works cited
External links
Translations
Book of Isaiah – Hebrew, side by side with English
Book of Isaiah (English translation [with Rashi's commentary] at Chabad.org)
Bible Gateway
8th-century BC books
6th-century BC books
Isaiah
Nevi'im
Major prophets |
4367 | https://en.wikipedia.org/wiki/Brian%20Lara | Brian Lara | Brian Charles Lara, (born 2 May 1969) is a Trinidadian former international cricketer, widely acknowledged as one of the greatest batsmen of all time. He topped the Test batting rankings on several occasions and holds several cricketing records, including the record for the highest individual score in first-class cricket, with 501 not out for Warwickshire against Durham at Edgbaston in 1994, which is the only quintuple-hundred in first-class cricket history. As captain, Lara led the West Indies team to win the 2004 ICC Champions Trophy, the first time the team won any major ICC trophy since winning the 1979 Cricket World Cup.
Lara also holds the record for the highest individual score in a Test innings after scoring 400 not out at Antigua during the 4th test against England in 2004. He is the only batsman in the history of international test cricket to have scored 400+ runs in an innings. Lara also held, for 18 years, the record of scoring the highest number of runs in a single over of a Test match when he scored 28 runs off an over by Robin Peterson of South Africa in 2003 (overtaken by Jasprit Bumrah in 2022).
Lara's match-winning performance of 153 not out against Australia in Bridgetown, Barbados in 1999 was rated by Wisden the second-best batting performance in the history of Test cricket, next only to the 270 runs scored by Sir Donald Bradman in The Ashes Test match of 1937. Muttiah Muralitharan has hailed Lara as his toughest opponent among all batsmen in the world. Lara was awarded the Wisden Leading Cricketer in the World awards in 1994 and 1995 and is also one of only three cricketers to receive the BBC Overseas Sports Personality of the Year, the other two being Sir Garfield Sobers and Shane Warne.
Brian Lara was appointed honorary member of the Order of Australia on 27 November 2009. In September 2012 he was inducted to the ICC's Hall of Fame as a 2012–13 season inductee. In 2013, Lara received Honorary Life Membership of the MCC becoming the 31st West Indian to receive the honor.
Brian Lara is popularly nicknamed as "The Prince of Port of Spain" or simply "The Prince". He has the dubious distinction of playing in the second-highest number of test matches (63) in which his team was on the losing side, just behind Shivnarine Chanderpaul (68).
Early life
Brian is one of eleven siblings. His father Bunty and one of his older sisters Agnes Cyrus enrolled him in the local Harvard Coaching Clinic at the age of six for weekly coaching sessions on Sundays. As a result, Lara had a very early education in correct batting technique. Lara's first school was St. Joseph's Roman Catholic primary. He then went to San Juan Secondary School, which is located on Moreau Road, Lower Santa Cruz. A year later, at fourteen years old, he moved on to Fatima College where he started his development as a promising young player under cricket coach Harry Ramdass. Aged 14, he amassed 745 runs in the schoolboys' league, with an average of 126.16 per innings, which earned him selection for the Trinidad and Tobago national under-16 team. When he was 15 years old, he played in his first West Indian under-19 youth tournament and that same year, Lara represented West Indies in Under-19 cricket.
Cricket career
Early first-class career
1987 was a breakthrough year for Lara, when in the West Indies Youth Championships he scored 498 runs breaking the record of 480 by Carl Hooper set the previous year. He captained the tournament-winning Trinidad and Tobago, who profited from a match-winning 116 from Lara.
In January 1988, Lara made his first-class debut for Trinidad and Tobago in the Red Stripe Cup against Leeward Islands. In his second first-class match he made 92 against a Barbados attack containing Joel Garner and Malcolm Marshall, two greats of West Indies teams. Later in the same year, he captained the West Indies team in Australia for the Bicentennial Youth World Cup where the West Indies reached the semi-finals. Later that year, his innings of 182 as captain of the West Indies Under-23s against the touring Indian team further elevated his reputation.
His first selection for the full West Indies team followed in due course, but unfortunately coincided with the death of his father and Lara withdrew from the team. In 1989, he captained a West Indies B Team in Zimbabwe and scored 145.
In 1990, at the age of 20, Lara became Trinidad and Tobago's youngest-ever captain, leading them that season to victory in the one-day Geddes Grant Shield. It was also in 1990 that he made his belated Test debut for West Indies against Pakistan, scoring 44 and 5. He had made his ODI debut a month earlier against Pakistan, scoring 11.
International career
In January 1993, Lara scored 277 versus Australia in Sydney. This, his maiden Test century in his fifth Test, was the turning point of the series as West Indies won the final two Tests to win the series 2–1. Lara went on to name his daughter Sydney after scoring 277 at SCG.
Lara holds several world records for high scoring. He has the highest individual score in both first-class cricket (501 not out for Warwickshire against Durham in 1994) and Test cricket (400 not out for the West Indies against England in 2004). Lara amassed his world record 501 in 474 minutes off only 427 balls. He hit 308 in boundaries (10 sixes and 62 fours). His partners were Roger Twose (115 partnership – 2nd wicket), Trevor Penney (314 – 3rd), Paul Smith (51 – 4th) and Keith Piper (322 unbroken – 5th). Earlier in that season Lara scored six centuries in seven innings while playing for Warwickshire.
He is the only man to have reclaimed the Test record score, having scored 375 against England in 1994, a record that stood until Matthew Hayden's 380 against Zimbabwe in 2003. His 400 not out also made him the second player (after Donald Bradman) to score two Test triple-centuries, and the second (after Bill Ponsford) to score two first-class quadruple-centuries. He has scored nine double-centuries in Test cricket, third after Bradman's twelve and Kumar Sangakkara's eleven. As a captain, he scored five double-centuries, which is the highest by any one who is in charge. In 1995 Lara in the Test match away series against England, scored 3 centuries in three consecutive Matches which earned him the Man of the Series award. The Test Series was eventually drawn 2–2. He also held the record for the highest total number of runs in a Test career, after overtaking Allan Border in an innings of 226 played at Adelaide Oval, Australia in November 2005. This was later broken by Sachin Tendulkar of India on 17 October 2008 whilst playing against Australia at Mohali in the 2nd Test of the Border–Gavaskar Trophy 2008.
Lara captained the West Indies from 1998 to 1999, when West Indies suffered their first whitewash at the hands of South Africa. Following this they played Australia in a four-Test series which was drawn 2–2, with Lara scoring 546 runs including three centuries and one double hundred. In the second Test at Kingston he scored 213 while in the third Test he scored 153* in the second innings as West Indies chased down 311 with one wicket left. He won the Man of the Match award for both matches and was also named Man of the Series.
The Wisden 100 rates Lara's 153 not out against Australia in Bridgetown in 1998–99 as the second-best innings ever after Sir Donald Bradman's 270 against England in Melbourne in 1936–37.
In 2001 Lara was named the Man of the Carlton Series in Australia with an average of 46.50, the highest average by a West Indian in that series, scoring two half centuries and one century, 116 against Australia. That same year Lara amassed 688 runs in the three match away Test series against Sri Lanka making three centuries, and one fifty—including the double-century and a century in the first and second innings of the 3rd Test match at the Sinhalese Sports Ground, equating to 42% of the team's runs in that series. These extraordinary performances led Muttiah Muralitharan to state that Lara was the most dangerous batsman he had ever bowled to.
Lara was reappointed as captain against the touring Australians in 2003, and struck 110 in his first Test match back in charge, showing a return to stellar performance. Later that season, under his captaincy, West Indies won the two match Test series against Sri Lanka 1–0 with Lara making a double-century in the First Test. In September 2004, West Indies won the 2004 ICC Champions Trophy in England under his captaincy. For his performances in 2004, he was named both in the World Test XI and ODI XI by ICC.
In March 2005, Lara declined selection for the West Indies team because of a dispute over his personal Cable & Wireless sponsorship deal, which clashed with the Cricket Board's main sponsor, Digicel. Six other players were involved in this dispute, including stars Chris Gayle, Ramnaresh Sarwan and Dwayne Bravo. Lara said he declined selection in a stand of solidarity, when these players were dropped because of their sponsorship deals. The issue was resolved after the first Test of the series against the touring South African team.
Lara returned to the team for the second Test (and scored a huge first innings score of 196), but in the process lost his captaincy indefinitely to the newly appointed Shivnarine Chanderpaul. In the next Test, against the same opponents, he scored a 176 in the first innings. After a one-day series against South Africa, he scored his first Test century against the visiting Pakistanis in the first Test at Kensington Oval, Bridgetown, Barbados which the West Indies eventually won.
For his performances in 2005, he was named in the World Test XI by ICC.
On 26 April 2006 Lara was reappointed the captain of the West Indies cricket team for the third time. This followed the resignation of Shivnarine Chanderpaul, who had been captain for thirteen months—in which the West Indies won just one of the 14 Test matches they had competed. In May 2006, Lara led the West Indies to successful One-Day series victories against Zimbabwe and India. Lara's team played Australia in the finals of the DLF Cup and the ICC Champions Trophy where they finished runners up in both finals.
On 16 December 2006 he became the first player for the West Indies to pass 10,000 One Day International runs, and, along with Sachin Tendulkar, one of only two players, at the time, to do so in both forms of the game. On 10 April 2007 Lara confirmed his retirement from one-day cricket post the 2007 Cricket World Cup. A few days later he announced that he would in fact be retiring from all international cricket after the tournament.
Lara played his final international game on 21 April 2007 in a dead rubber World Cup game against England. He was run out for 18 after a mix-up with Marlon Samuels; England won the game by 1 wicket. Before the end of this World Cup Glenn McGrath stated that Lara is the greatest batsman that he has ever bowled to.
Retirement
On 19 April 2007 Lara announced his retirement from all forms of international cricket, indicating that the West Indies vs England match on 21 April 2007 would be his last international appearance. He was run out after a bad mixup with Marlon Samuels for 18, as England went on to win the match by one wicket.
He announced before the 2007 Cricket World Cup that this would be his last appearance in One Day Internationals. After his last match, in the post-game presentation interview, he asked the fans, "Did I entertain?", to which he received a resounding cheer from the crowd, after which he went out and took his 'lap of honour' where he met and shook hands with many of the fans. Lara stated this would be his last appearance in international cricket, he has also indicated his interest in retaining some involvement in the sport.
On 23 July 2007 Lara agreed to sign for the Indian Cricket League. He is the former captain of the Mumbai Champs. He volunteered to play for his home team Trinidad and Tobago during the start of 2008 domestic season, after not playing for them for the previous two years. He made his comeback a memorable one with a match winning hundred over Guyana, followed by a dismissive undefeated half-century in the second innings, scored at over two runs per ball. In the third-round game (Trinidad and Tobago got a bye in the second round).
Lara suffered a fractured arm against the Leeward Islands in St Maarten on 19 January, which kept him out of the ICL season. He nevertheless affirmed his commitment to returning to Twenty20 cricket, and on 27 June 2010 appeared for the Marylebone Cricket Club match against a touring Pakistan team, scoring 37 from 32 balls.
In 2012, Lara became involved with the Bangladesh Premier League team Chittagong Kings as their brand ambassador.
On the occasion of bicentennial anniversary of Lord's ground he played for the team of MCC, under the leadership of Sachin Tendulkar against the Rest of World XI in a 50 over game. He went on to score a half century in an eventual win for the MCC.
2010 return
After negotiations between Surrey and Lara for the 2010 Friends Provident t20 failed to come to anything, Lara declared that he still wanted to sign a contract to play Twenty20 cricket. Late in the year he joined Southern Rocks, a Zimbabwean side, to compete in the 2010–11 Stanbic Bank 20 Series. On his debut for the Rocks, and his first-ever Twenty20 match, he scored a half-century, top-scoring for the Rocks with 65. He added 34 runs in his next two innings, but then left the competition, citing "commitments elsewhere".
After expressing his interest to play in the 2011 fourth edition of the Indian Premier League (IPL), and despite not having played active cricket for four years, Brian Lara still managed to attract the highest reserve price of $400,000 ahead of the IPL players' auction in early January 2011; however, no franchise bought him.
In July 2014, he played for the MCC side in the Bicentenary Celebration match at Lord's.
On 18 November 2016, Brian Lara signed with Newcastle C&S D5's side The Bennett Hotel Centurions.
Coaching
In December 2021 Brian Lara was appointed as Batting Coach and Strategic Advisor of the Sunrisers Hyderabad team for the 2022 season of the Indian Premier League.
Personal life
Lara's father died in 1989 of a heart attack. His mother died in 2002 of cancer.
Lara has two daughters whom he fathered with Trinidadian journalist and model Leasel Rovedas.
Lara has dated former British lingerie model Lynnsey Ward.
Honours
In 2009, Lara was made an honorary Member of the Order of Australia (AM) for services to West Indian and Australian cricket.
Lara will be one of four persons to receive the highest award of the Caribbean Community (Caricom) in July. Lara received an honorary doctorate from the University of Sheffield on Wednesday 10 January 2007. The ceremony took place at the Trinidad Hilton, Port of Spain, Trinidad and Tobago.
In September 2009, Lara was inducted as an honorary lifetime member of the Royal St. Kitts Golf Club.
On 29 October 2011 Lara was conferred with an honorary doctorate of laws by the University of the West Indies, St Augustine.
On 14 September 2012 he was inducted to the ICC's Hall of Fame at the awards ceremony held in Colombo, Sri Lanka as a 2012–13 season inductee.
The Brian Lara Stadium, in Trinidad and Tobago, opened in 2017, was named in his honour.
On 4 July 2019 Lara was bestowed with an honorary doctorate by the D Y Patil International University of India.
Philanthropy
Lara has established the Pearl and Bunty Lara Foundation, which is a charitable organisation in memory of his parents that aims to address health and social care issues. He is an Ambassador for Sport of the Republic of Trinidad and Tobago, and travels on a diplomatic passport to promote his country throughout the world.
On 7 September 2008 he took part in Soccer Aid 2008, and on 6 June 2010 in Soccer Aid 2010, playing for the Rest of the World vs a team of England celebrities and ex-pros. Lara was also a talented football player in his youth and often played with his close friends Dwight Yorke, Shaka Hislop and Russell Latapy while growing up together in Trinidad. Yorke, Hislop and Latapy would go on to play for Trinidad and Tobago at the 2006 FIFA World Cup.
Records
Lara struck 277 runs against Australia in Sydney, his maiden Test century, the fourth-highest maiden Test century by any batsman, the highest individual score in all Tests between the two teams and the fourth-highest century ever recorded against Australia by any Test batsman.
He became the first man to score seven centuries in eight first-class innings, the first being the record 375 against England and the last being the record 501 not out against Durham.
After Matthew Hayden had eclipsed his Test record for highest individual score 375 by five runs in 2003, he reclaimed the record scoring 400 not out in 2004 against England. With these innings he became the second player to score two Test triple-centuries, the first & only player to score two 350-plus scores in test history, the second player to score two career quadruple-centuries after Bill Ponsford, the only player to achieve both these milestones, and regained the distinction of being the holder of both the record first-class individual innings and the record Test individual innings. He is the only player to break the world record twice.
He also set the record for the highest individual test score as captain (400*)
In the same innings, he became the second batsman to score 1,000 Test runs in five different years, four days after Matthew Hayden first set the record.
He was the all-time leading run scorer in Test cricket, a record he attained on 26 November 2005 until surpassed by Sachin Tendulkar on 17 October 2008.
He was the fastest batsman to score 10,000 (with Sachin Tendulkar) and 11,000 Test runs, in terms of number of innings.
He scored 34 Test centuries; joint-sixth along with Sunil Gavaskar, Mahela Jayawardene and Younis Kahn on the all-time list behind Sachin Tendulkar (51), Jacques Kallis (45), Ricky Ponting (41), Kumar Sangakkara (38) and Rahul Dravid (36).
He has the most centuries for a West Indian
Nine of his centuries are double-centuries (surpassed only by Kumar Sangakkara and Donald Bradman)
Two of them are triple-centuries (matched by Australia's Donald Bradman, India's Virender Sehwag, and West Indies' Chris Gayle).
He has scored centuries against all Test-playing nations. He achieved this feat in 2005 by scoring his first Test century against Pakistan at the Kensington Oval in Bridgetown, Barbados.
He became the sixth batsman to score a century in one session, doing so against Pakistan on 21 November 2006.
Lara has scored 20% of his team runs, a feat surpassed only by Bradman (23%) and George Headley (21%). Lara scored 688 runs (42% of team output, a record for a series of three or more Tests, and the second-highest aggregate runs in history for a three-Test series) in the 2001–02 tour of Sri Lanka.
He also scored a century and a double-century in the third Test in that same Sri Lanka tour, a feat repeated only five other times in Test cricket history.
He has scored the most runs (351) on a losing side in a Test.
He scored the largest proportion (53.83 per cent) of his team's runs in a Test (221 out of 390 and 130 out of 262). He eclipsed the long-standing record of 51.88 per cent by the South African J. H. Sinclair (106 out of 177 and 4 out of 35) against England at Cape Town in an 1898–1899 series.
Lara holds the world record of scoring most runs in a single over (28 runs against left-arm spinner RJ Peterson of South Africa) in Test cricket. He also scored 26 runs in a single over off the bowling of Danish Kaneria at Multan Cricket Stadium on 21 November 2006.
He scored the ninth-fastest Test century, doing so off 77 balls against Pakistan on 21 November 2006.
With 164 catches, he is the eighth-highest all-time catch-taker of non-wicketkeepers, behind Rahul Dravid, Mahela Jayawardene, Jacques Kallis, Ricky Ponting, Mark Waugh, Stephen Fleming and Graeme Smith.
In 1994, he was awarded the BBC Sports Personality of the Year Overseas Personality Award. In 1995, he was chosen as one of the Wisden Cricketers of the Year.
Lara had played some of his best innings in the latter stage of his career. Wisden published a top 100 list in July 2001, a distillation of the best performances from 1,552 Tests, 54,494 innings and 29,730 bowling performances. Three innings by Lara were placed in the top 15 (the most for any batsman in that range). His 153 not out in Bridgetown, Barbados, during West Indies' 2–2 home series draw against Australia in *1998–1999 was deemed the second-greatest Test innings ever played, behind Bradman's 270 against England in the Third Test of the 1936–1937 series at Melbourne.
He was voted as second-scariest batsman to face in the "World's Scariest Batsman" poll of international bowlers.
See also
Brian Lara Cricket series of video games
Brian Lara Cricket Academy
Notes and references
External links
Brian Lara's Test Statistics (by HowSTAT!)
1969 births
Living people
Cricketers at the 1992 Cricket World Cup
Cricketers at the 1996 Cricket World Cup
Cricketers at the 1999 Cricket World Cup
Cricketers at the 2003 Cricket World Cup
Honorary Members of the Order of Australia
ICC World XI One Day International cricketers
Northerns cricketers
Recipients of the Trinity Cross
Southern Rocks cricketers
Trinidad and Tobago cricketers
Warwickshire cricket captains
Warwickshire cricketers
West Indian cricketers of 1970–71 to 1999–2000
West Indian cricketers of the 21st century
West Indies One Day International cricketers
West Indies Test cricketers
Wisden Cricketers of the Year
World XI Test cricketers
Mumbai Champs cricketers
BBC Sports Personality World Sport Star of the Year winners
Recipients of the Order of the Caribbean Community
People educated at Fatima College |
4368 | https://en.wikipedia.org/wiki/Beagle | Beagle | The beagle is a breed of small scent hound, similar in appearance to the much larger foxhound. The beagle was developed primarily for hunting hare, known as beagling. Possessing a great sense of smell and superior tracking instincts, the beagle is the primary breed used as a detection dog for prohibited agricultural imports and foodstuffs in quarantine around the world. The beagle is a popular pet due to its size, good temper, and a lack of inherited health problems.
The modern breed was developed in Great Britain around the 1830s from several breeds, including the Talbot Hound, the North Country Beagle, the Southern Hound, and possibly the Harrier.
Beagles have been depicted in popular culture since Elizabethan times in literature and paintings and more recently in film, television, and comic books.
History
The origin of the beagle is not known. In the 11th century, William the Conqueror brought the St. Hubert Hound and the Talbot hound to Britain. In Britain, both of these strains were then crossed with Greyhounds to give them speed and stamina for deer hunting. Beagles are similar to the Harrier and the extinct Southern Hound, though they are smaller and slower.
From medieval times, beagle was used as a generic description for the smaller hounds, though these dogs differed considerably from the modern breed. Miniature breeds of beagle-type dogs were known from the times of Edward II and Henry VII, who both had packs of Glove Beagles, so named since they were small enough to fit on a glove, and Queen Elizabeth I kept a breed known as a Pocket Beagle, which stood at the shoulder. Small enough to fit in a "pocket" or saddlebag, they rode along on the hunt. The larger hounds would run the prey to ground, then the hunters would release the small dogs to continue the chase through underbrush. Elizabeth I referred to the dogs as her singing beagles and often entertained guests at her royal table by letting her Pocket Beagles cavort amid their plates and cups. 19th-century sources refer to these breeds interchangeably and it is possible that the two names refer to the same small variety. In George Jesse's Researches into the History of the British Dog from 1866, the early 17th-century poet and writer Gervase Markham is quoted referring to the beagle as small enough to sit on a man's hand and to the:
By the 18th century, two breeds had been developed for hunting hare and rabbit: the Southern Hound and the North Country Beagle (or Northern Hound). The Southern Hound, a tall, heavy dog with a square head, and long, soft ears, was common from south of the River Trent and probably closely related to the Talbot Hound. Though slow, it had stamina and an excellent scenting ability. The North Country Beagle, possibly a cross between an offshoot of the Talbot stock and a Greyhound, was bred chiefly in Yorkshire and was common in the northern counties. It was smaller than the Southern Hound, less heavy-set, and with a more pointed muzzle. It was faster than its southern counterpart but its scenting abilities were less well-developed.
Standards for the Pocket Beagle were drawn up as late as 1901; these genetic lines are now extinct, although modern breeders have attempted to recreate the variety.
Development of the modern breed
Reverend Phillip Honeywood established a beagle pack in Essex in the 1830s and it is believed that this pack formed the basis for the modern breed. Although details of the pack's lineage are not recorded, it is thought that North Country Beagles and Southern Hounds were strongly represented; William Youatt suspected that Harriers formed a good majority of the beagle's bloodline, but the origin of the Harrier is itself obscure. Honeywood's Beagles were small, standing at about at the shoulder, and pure white according to John Mills (writing in The Sportsman's Library in 1845). Prince Albert and Lord Winterton also had Beagle packs around this time, and royal favor no doubt led to some revival of interest in the breed, but Honeywood's pack was regarded as the finest of the three.
Although credited with the development of the modern breed, Honeywood concentrated on producing dogs for hunting and it was left to Thomas Johnson to refine the breeding to produce dogs that were both attractive and capable hunters. Two strains were developed: the rough-coated and smooth-coated varieties. The rough-coated beagle survived until the beginning of the 20th century, and there were even records of one making an appearance at a dog show as late as 1969, but this variety is now extinct, having probably been absorbed into the standard beagle bloodline.
In the 1840s, a standard beagle type was beginning to develop; the distinction between the North Country Beagle and Southern Hound had been lost, but there was still a large variation in size, character, and reliability among the emerging packs. In 1856, "Stonehenge" (the pseudonym of John Henry Walsh), writing in the Manual of British Rural Sports, was still dividing beagles into four varieties: the medium beagle; the dwarf or lapdog beagle; the fox beagle (a smaller, slower version of the Foxhound); and the rough-coated or terrier beagle, which he classified as a cross between any of the other varieties and one of the Scottish terrier breeds. Stonehenge also gives the start of a standard description:
By 1887 the threat of extinction was on the wane: there were 18 beagle packs in England. The Beagle Club was formed in 1890 and the first standard drawn up at the same time. The following year the Association of Masters of Harriers and Beagles was formed. Both organisations aimed to further the best interests of the breed, and both were keen to produce a standard type of beagle. By 1902, the number of packs had risen to 44.
Export
Beagles were in the United States by the 1840s at the latest, but the first dogs were imported strictly for hunting and were of variable quality. Since Honeywood had only started breeding in the 1830s, it is unlikely these dogs were representative of the modern breed, and the description of them as looking like straight-legged Dachshunds with weak heads has little resemblance to the standard. Serious attempts at establishing a quality bloodline began in the early 1870s when General Richard Rowett from Illinois imported some dogs from England and began breeding. Rowett's Beagles are believed to have formed the models for the first American standard, drawn up by Rowett, L. H. Twadell, and Norman Ellmore in 1887. The beagle was accepted as a breed by the American Kennel Club (AKC) in 1885. In the 20th century the breed has spread worldwide.
Popularity
On its formation, the Association of Masters of Harriers and Beagles took over the running of a regular show at Peterborough that had started in 1889, and the Beagle Club in the UK held its first show in 1896. The regular showing of the breed led to the development of a uniform type, and the beagle continued to prove a success up until the outbreak of World War I when all shows were suspended. After the war, the breed was again struggling for survival in the UK: the last of the Pocket Beagles was probably lost during this time, and registrations fell to an all-time low. A few breeders (notably Reynalton Kennels) managed to revive interest in the dog and by World War II, the breed was once again doing well. Registrations dropped again after the end of the war but almost immediately recovered.
As purebred dogs, beagles have always been more popular in the United States and Canada than in their native country England. The National Beagle Club of America was formed in 1888 and by 1901 a beagle had won a Best in Show title. As in the UK, activity during World War I was minimal, but the breed showed a much stronger revival in the U.S. when hostilities ceased. In 1928 it won a number of prizes at the Westminster Kennel Club's show and by 1939 a beagle – Champion Meadowlark Draughtsman – had captured the title of top-winning American-bred dog for the year. On 12 February 2008, a beagle, K-Run's Park Me In First (Uno), won the Best In Show category at the Westminster Kennel Club show for the first time in the competition's history. In North America they have been consistently in the top-ten most-popular breeds for over 30 years. From 1953 to 1959 the beagle was ranked No. 1 on the list of the American Kennel Club's registered breeds; in 2005 and 2006 it ranked 5th out of the 155 breeds registered. In the UK they are not quite so popular, placing 28th and 30th in the rankings of registrations with the Kennel Club in 2005 and 2006 respectively. In the United States the beagle ranked 4th most popular breed in 2012 and 2013, behind the Labrador Retriever (#1), German Shepherd (#2), and Golden Retriever (#3) breeds.
Name
According to the Oxford English Dictionary, the first mention of the beagle by name in English literature dates from c. 1475 in The Squire of Low Degree. The origin of the word "beagle" is uncertain, although it has been suggested that the word derives from the French begueule which means "gate throat".
It is not known why the black and tan Kerry Beagle, present in Ireland since Celtic times, has the beagle description, since at it is significantly taller than the modern day beagle, and in earlier times was even larger. Some writers suggest that the beagle's scenting ability may have come from cross-breeding earlier strains with the Kerry Beagle. Originally used for hunting stags, it is today used for hare and drag hunting.
Appearance
The general appearance of the beagle resembles a miniature Foxhound, but the head is broader and the muzzle shorter, the expression completely different and the legs shorter in proportion to the body. They are generally between high at the withers and weigh between , with females being slightly smaller than males on average.
They have a smooth, somewhat domed skull with a medium-length, square-cut muzzle, and a black (or occasionally liver) gumdrop nose. The jaw is strong, and the teeth scissor together with the upper teeth fitting perfectly over the lower teeth. Both sets align square to the jaw. The eyes are large, hazel or brown, with a mild, hound-like pleading look. The large ears are long, soft, and low-set, turning towards the cheeks slightly and rounded at the tips. Beagles have a strong, medium-length neck (which is long enough for them to easily bend to the ground to pick up a scent), with little folding in the skin but some evidence of a dewlap; a broad chest narrowing to a tapered abdomen and waist and a long, slightly curved tail (known as the "stern") tipped with white. The white tip, known as the flag, was bred for selectively, as the tail remains easily seen when the dog's head is down following a scent. The tail does not curl over the back, but is held upright when the dog is active. The beagle has a muscular body and a medium-length, smooth, hard coat. The front legs are straight and carried under the body while the rear legs are muscular and well bent at the stifles.
The tricolored beaglewhite with large black areas and light brown shadingis the most common. Tricolored beagles occur in a number of shades, from the "Classic Tri" with a jet black saddle (also known as "Blackback"), to the "Dark Tri" (where faint brown markings are intermingled with more prominent black markings), to the "Faded Tri" (where faint black markings are intermingled with more prominent brown markings). Some tricolored dogs have a broken pattern, sometimes referred to as pied. These dogs have mostly white coats with patches of black and brown hair. Tricolor beagles are almost always born black and white. The white areas are typically set by eight weeks, but the black areas may fade to brown as the puppy matures. (The brown may take between one and two years to fully develop.) Some beagles gradually change colour during their lives, and may lose their black markings entirely.
Two-colour varieties always have a white base colour with areas of the second colour. Tan and white is the most common two-colour variety, but there is a wide range of other colours including lemon, a very light tan; red, a reddish, almost orange, brown; and liver, a darker brown, and black. Liver is not common and is not permitted in some standards; it tends to occur with yellow eyes. Ticked or mottled varieties may be either white or black with different coloured flecks (ticking), such as the blue-mottled or bluetick beagle, which has spots that appear to be a midnight-blue colour, similar to the colouring of the Bluetick Coonhound. Some tricolour beagles also have ticking of various colours in their white areas.
Saddle-patterned Beagles that express ancient domino (eA) are called hare-pied. Domino restricts eumelanin production leading to a smaller and faded saddle. Dark hairs in the area of the saddle have a light-colored hair base. The nose pigment may be lightened down the middle.
Sense of smell
Alongside the Bloodhound and Basset Hound, the beagle has one of the best developed senses of smell of any dog. In the 1950s, John Paul Scott and John Fuller began a 13-year study of canine behavior. As part of this research, they tested the scenting abilities of various breeds by putting a mouse in a one-acre field and timing how long it took the dogs to find it. The beagles found it in less than a minute while Fox Terriers took 15 minutes and Scottish Terriers failed to find it at all. The long ears and large lips of the beagle probably assist in trapping the scents close to the nose.
Variations
Breed varieties
The American Kennel Club recognises two separate varieties of beagle: the 13-inch for hounds less than , and the 15-inch for those between . The Canadian Kennel Club recognises a single type, with a height not exceeding . The Kennel Club (UK) and FCI affiliated clubs recognise a single type, with a height of between .
English and American varieties are sometimes mentioned. However, there is no official recognition from any Kennel Club for this distinction. Beagles fitting the American Kennel Club standard – which disallows animals over – are smaller on average than those fitting the Kennel Club standard which allows heights up to .
Pocket Beagles are sometimes advertised for sale but while the UK Kennel Club originally specified a standard for the Pocket Beagle in 1901, the variety is now not recognised by any Kennel Club.
A strain known as Patch Hounds was developed by Willet Randall and his family from 1896 specifically for their rabbit hunting ability. They trace their bloodline back to Field Champion Patch, but do not necessarily have a patchwork marking.
Crossbreeds
In the 1850s, John Henry Walsh (Stonehenge) recommended a cross between a Beagle and a Scottish Terrier as a retriever. He found the crossbreed to be a good worker, silent and obedient, but it had the drawback that it was small and could barely carry a hare. More recently, the trend has been for "designer dogs" and one of the most popular has been the Beagle/Pug cross known as a Puggle. Some puppies of this cross are less excitable than a Beagle and with a lower exercise requirement, similar to the Pug parent; but many are highly excitable and require vigorous exercise.
Temperament
The beagle has an even temper and gentle disposition. Described in several breed standards as "merry", they are amiable and typically neither aggressive nor timid, although this depends on the individual. They enjoy company, and although they may initially be standoffish with strangers, they are easily won over. They make poor guard dogs for this reason, although their tendency to bark or howl when confronted with the unfamiliar makes them good watch dogs. In a 1985 study conducted by Ben and Lynette Hart, the beagle was given the highest excitability rating, along with the Yorkshire Terrier, Cairn Terrier, Miniature Schnauzer, West Highland White Terrier, and Fox Terrier.
They are ranked 72nd in Stanley Coren's The Intelligence of Dogs, as Coren places them among the group with the lowest degree of working/obedience intelligence. Coren's scale, however, does not assess understanding, independence, or creativity.
Beagles are excellent with children and this is one of the reasons they have become popular family pets. Beagles are pack animals; they are prone to separation anxiety, a condition which causes them to destroy things when left unattended. Not all beagles will howl, but most will bark when confronted with strange situations, and some will bay (also referred to as "speaking", "giving tongue", or "opening") when they catch the scent of potential quarry. They also generally get along well with cats and other dogs. They are not too demanding with regard to exercise; their inbred stamina means they do not easily tire when exercised, but they also do not need to be worked to exhaustion before they will rest. Regular exercise helps ward off the weight gain to which the breed is prone.
Health
The typical longevity of beagles is 12–15 years, which is a common lifespan for dogs of their size.
Beagles may be prone to epilepsy, but this can often be controlled with medication. Hypothyroidism and a number of types of dwarfism occur in beagles. Two conditions in particular are unique to the breed: "Funny Puppy", in which the puppy is slow to develop and eventually develops weak legs, a crooked back and although normally healthy, is prone to a range of illnesses; and Musladin-Lueke syndrome (MLS) in which the eyes are slanted and the outer toes are underdeveloped but otherwise development is as normal. Hip dysplasia, common in Harriers and in some larger breeds, is rarely considered a problem in beagles. Beagles are considered a chondrodystrophic breed, meaning that they are prone to types of disk diseases.
In rare cases, beagles may develop immune mediated polygenic arthritis (where the immune system attacks the joints) even at a young age. The symptoms can sometimes be relieved by steroid treatments. Another rare disease in the breed is neonatal cerebellar cortical degeneration. Affected puppies are slow, have lower co-ordination, fall more often, and do not have a normal gait. It has an estimated carrier rate of 5% and affected rate of 0.1%. A genetic test is available.
Their long floppy ears can mean that the inner ear does not receive a substantial air flow or that moist air becomes trapped, and this can lead to ear infections. Beagles may also be affected by a range of eye problems; two common ophthalmic conditions in beagles are glaucoma and corneal dystrophy. "Cherry eye", a prolapse of the gland of the third eyelid, and distichiasis, a condition in which eyelashes grow into the eye causing irritation, sometimes exist; both these conditions can be corrected with surgery. They can suffer from several types of retinal atrophy. Failure of the nasolacrimal drainage system can cause dry eye or leakage of tears onto the face.
As field dogs they are prone to minor injuries such as cuts and sprains, and, if inactive, obesity is a common problem as they will eat whenever food is available and rely on their owners to regulate their weight. When working or running free they are also likely to pick up parasites such as fleas, ticks, harvest mites, and tapeworms, and irritants such as grass seeds can become trapped in their eyes, soft ears, or paws.
Beagles may exhibit a behavior known as reverse sneezing, in which they sound as if they are choking or gasping for breath, but are actually drawing air in through the mouth and nose. The exact cause of this behavior is not known, but it can be a common occurrence and is not harmful to the dog.
Reproduction
The average size of a beagle litter is six puppies. When mother beagles give birth to litters of puppies, the little pups weigh just a few ounces each.
Hunting
Beagles were developed primarily for hunting hare, an activity known as beagling. They were seen as ideal hunting companions for the elderly who could follow on horseback without exerting themselves, for young hunters who could keep up with them on ponies, and for the poorer hunters who could not afford to maintain a stable of good hunting horses. Before the advent of the fashion for foxhunting in the 19th century, hunting was an all day event where the enjoyment was derived from the chase rather than the kill. In this setting the tiny beagle was well matched to the hare, as unlike Harriers they would not quickly finish the hunt, but because of their excellent scent-tracking skills and stamina they were almost guaranteed to eventually catch the hare. The beagle packs would run closely together ("so close that they might be covered with a sheet") which was useful in a long hunt, as it prevented stray dogs from obscuring the trail. In thick undergrowth they were also preferred to spaniels when hunting pheasant.
With the fashion for faster hunts, the beagle fell out of favor for chasing hare, but was still employed for rabbit hunting. In Anecdotes of Dogs (1846), Edward Jesse says:
In the United States they appear to have been employed chiefly for hunting rabbits from the earliest imports.
Hunting hare with beagles became popular again in Britain in the mid-19th century and continued until it was made illegal in Scotland by the Protection of Wild Mammals (Scotland) Act 2002 and in England and Wales by the Hunting Act 2004. Under this legislation beagles may still pursue rabbits with the landowner's permission. Drag hunting is popular where hunting is no longer permitted or for those owners who do not wish to participate in hunting a live animal, but still wish to exercise their dog's innate skills.
The traditional foot pack consists of up to 40 beagles, marshaled by a Huntsman who directs the pack and who is assisted by a variable number of whippers-in whose job is to return straying hounds to the pack. The Master of the Hunt is in overall day-to-day charge of the pack, and may or may not take on the role of Huntsman on the day of the hunt.
As hunting with beagles was seen as ideal for young people, many of the British public schools traditionally maintained beagle packs. Protests were lodged against Eton's use of beagles for hunting as early as 1902 but the pack is still in existence today. In 2001, the Wye College beagle pack was taken by the Animal Liberation Front. School and university packs are still maintained by Eton, Marlborough, Radley, the Royal Agricultural University, and Christ Church, Oxford.
In addition to organised beagling, beagles have been used for hunting or flushing to guns (often in pairs) a wide range of game including snowshoe hare, cottontail rabbits, game birds, roe deer, red deer, bobcat, coyote, wild boar, and foxes, and have even been recorded as being used to hunt stoat. In most of these cases, the beagle is employed as a gun dog, flushing game for hunter's guns.
Detection
Beagles are used as detection dogs in the Beagle Brigade of the United States Department of Agriculture. These dogs are used to detect food items in luggage being taken into the United States. After trialling several breeds, beagles were chosen because they are relatively small and unintimidating for people who are uncomfortable around dogs, easy to care for, intelligent and work well for rewards. They are also used for this purpose in a number of other countries including by the Ministry of Agriculture and Forestry in New Zealand, the Australian Quarantine and Inspection Service, and in Canada, Japan, and the People's Republic of China. Larger breeds are generally used for detection of explosives as this often involves climbing over luggage and on large conveyor belts, work for which the smaller Beagle is not suited.
Testing
Beagles are the dog breed most often used in animal testing, due to their size and passive nature. In the United States, as many as 65,000 beagles are used every year for medical, cosmetic, beauty, and other chemical tests. They are purpose bred and live their lives in cages undergoing experiments. The Rescue + Freedom Project (formerly Beagle Freedom Project) has successfully advocated for beagles to be released from labs. This organisation has freed hundreds of animals.
Beagles are used in a range of research procedures: fundamental biological research, applied human medicine, applied veterinary medicine, and protection of man, animals, or the environment. Of the 8,018 dogs used in testing in the UK in 2004, 7,799 were beagles (97.3%). In the UK, the Animals (Scientific Procedures) Act 1986 gave special status to primates, equids, cats and dogs and in 2005 the Animal Procedures Committee (set up by the act) ruled that testing on mice was preferable, even though a greater number of individual animals were involved. In 2005 beagles were involved in less than 0.3% of the total experiments on animals in the UK, but of the 7670 experiments performed on dogs 7406 involved beagles (96.6%). Most dogs are bred specifically for this purpose, by companies such as Harlan. In the UK companies breeding animals for research must be licensed under the Animals (Scientific Procedures) Act.
Bans and activism against beagle testing
Testing of cosmetic products on animals is banned in the member states of the European Community, although France protested the ban and has made efforts to have it lifted. It is permitted in the United States but is not mandatory if safety can be ascertained by other methods, and the test species is not specified by the Food and Drug Administration (FDA). When testing toxicity of food additives, food contaminants, and some drugs and chemicals the FDA uses beagles and miniature pigs as surrogates for direct human testing. Minnesota was the first state to enact a Beagle Freedom adoption law in 2014, mandating that dogs and cats are allowed to be adopted once they have completed research testing.
Anti-vivisection groups have reported on abuse of animals inside testing facilities. In 1997 footage secretly filmed by a freelance journalist inside Huntingdon Life Sciences in the UK showed staff punching and screaming at beagles. Consort Kennels, a UK-based breeder of beagles for testing, closed down in 1997 after pressure from animal rights groups.
There are various examples of activists utilizing Freedom of Information Act (FOIA) requests to obtain information about taxpayer funding of animal testing. For example, the White Coat Waste Project, a group of activists that hold that taxpayers should not have to pay $20 billion every year for experiments on animals, highlighted that the National Institute of Allergy and Infectious Diseases provided $400,000 in taxpayer money to fund experiments in which 28 beagles were infected by disease-causing parasites. The White Coat Project found reports that said dogs taking part in the experiments were "vocalizing in pain" after being injected with foreign substances. Following public outcry, People for the Ethical Treatment of Animals (PETA) made a call to action that all members of the National Institute of Health resign effective immediately and that there is a "need to find a new NIH director to replace the outgoing Francis Collins who will shut down research that violates the dignity of nonhuman animals."
Other roles
Although bred for hunting, Beagles are versatile and are nowadays employed for various other roles in detection, therapy, and as family pets.
Beagles are used as sniffer dogs for termite detection in Australia, and have been mentioned as possible candidates for drug and explosive detection. Because of their gentle nature and unimposing build, they are also frequently used in pet therapy, visiting the sick and elderly in hospital. In June 2006, a trained Beagle assistance dog was credited with saving the life of its owner after using her owner's mobile phone to dial an emergency number. In the aftermath of the 2010 Haiti earthquake, a Beagle search and rescue dog with a Colombian rescue squad was credited with locating the owner of the Hôtel Montana, who was subsequently rescued after spending 100 hours buried in the rubble. Beagles were hired by New York City to help with bedbug detection, although some have expressed doubts about the role of such dogs in this type of detection.
In popular culture
Anthropomorphic Beagles appeared in comic strips and animated cartoons since the 1950s with the Peanuts character Snoopy, who was billed as "the world's most famous Beagle". The animated series Courage the Cowardly Dog also features an anthropomorphic beagle as its title character.
Porthos is a beagle that belongs to Jonathan Archer, the captain on the television series Star Trek: Enterprise.
Former US President Lyndon Baines Johnson had several beagles, and caused an outcry when he picked up one of them by its ears during an official greeting on the White House lawn.
The ship on which Charles Darwin made the voyage which provided much of the inspiration for On the Origin of Species was named HMS Beagle after the breed, and, in turn, lent its name to the ill-fated British Martian lander Beagle 2.
An American bred 15 inch male Beagle with the registered name of Ch K-Run's Park Me In First and the pet name of "Uno" won the 2008 Westminster Kennel Club Dog Show.
A Canadian bred 15 inch female Beagle with the registered name of Gr Ch Tashtins Lookin For Trouble and the pet name of "Miss P" won the 2015 Westminster Kennel Club Dog Show.
Notable Beagles
Frodo, awarded the PDSA Gold Medal for animal bravery
Uno, who in 2008 became the first Beagle to win the Westminster Kennel Club Dog Show
Miss P, winner of the 2015 Westminster Kennel Club Dog Show
References
Informational notes
a. In this article "Beagle" (with a capital B) is used to distinguish the modern breed from other beagle-type dogs.
c. The Harts posed the following question to a panel of 96 experts, half of which were veterinary surgeons and the other half dog obedience trial judges:
d. The specific references in each of the author's works are as follows:
Shakespeare: "Sir Toby Belch: She's a beagle, true-bred, and one that adores me: what o' that?" Twelfth Night (c. 1600) Act II Scene III
Webster: "Mistress Tenterhook: You are a sweet beagle" Westward Ho (1607) Act III Scene IV:2
Dryden: "The rest in shape a beagle's whelp throughout, With broader forehead and a sharper snout" The Cock and the Fox, and again: "About her feet were little beagles seen" in Palamon and Arcite both from Fables, Ancient and Modern (1700)
Tickell: "Here let me trace beneath the purpled morn, The deep-mouth'd beagle, and the sprightly horn" To a Lady before Marriage (published posthumously in 1749)
Fielding: "'What the devil would you have me do?' cries the Squire, turning to Blifil, 'I can no more turn her, than a beagle can turn an old hare.'" The History of Tom Jones, a Foundling (1749) Chapter 7.
Cowper: "For persevering chase and headlong leaps, True beagle as the staunchest hound he keeps" The Progress of Error (1782)
Pope: "Thus on a roe the well-breath'd beagle flies, And rends his hide fresh-bleeding with the dart" The Iliad of Homer (1715–20) Book XV:697–8CitationsBibliography'
External links
FCI breeds
Companion dogs
Scent hounds
Dog breeds originating in England
Hunting with hounds |
4373 | https://en.wikipedia.org/wiki/Buffer%20overflow | Buffer overflow | In programming and information security, a buffer overflow or buffer overrun is an anomaly whereby a program writes data to a buffer beyond the buffer's allocated memory, overwriting adjacent memory locations.
Buffers are areas of memory set aside to hold data, often while moving it from one section of a program to another, or between programs. Buffer overflows can often be triggered by malformed inputs; if one assumes all inputs will be smaller than a certain size and the buffer is created to be that size, then an anomalous transaction that produces more data could cause it to write past the end of the buffer. If this overwrites adjacent data or executable code, this may result in erratic program behavior, including memory access errors, incorrect results, and crashes.
Exploiting the behavior of a buffer overflow is a well-known security exploit. On many systems, the memory layout of a program, or the system as a whole, is well defined. By sending in data designed to cause a buffer overflow, it is possible to write into areas known to hold executable code and replace it with malicious code, or to selectively overwrite data pertaining to the program's state, therefore causing behavior that was not intended by the original programmer. Buffers are widespread in operating system (OS) code, so it is possible to make attacks that perform privilege escalation and gain unlimited access to the computer's resources. The famed Morris worm in 1988 used this as one of its attack techniques.
Programming languages commonly associated with buffer overflows include C and C++, which provide no built-in protection against accessing or overwriting data in any part of memory and do not automatically check that data written to an array (the built-in buffer type) is within the boundaries of that array. Bounds checking can prevent buffer overflows, but requires additional code and processing time. Modern operating systems use a variety of techniques to combat malicious buffer overflows, notably by randomizing the layout of memory, or deliberately leaving space between buffers and looking for actions that write into those areas ("canaries").
Technical description
A buffer overflow occurs when data written to a buffer also corrupts data values in memory addresses adjacent to the destination buffer due to insufficient bounds checking. This can occur when copying data from one buffer to another without first checking that the data fits within the destination buffer.
Example
In the following example expressed in C, a program has two variables which are adjacent in memory: an 8-byte-long string buffer, A, and a two-byte big-endian integer, B.
char A[8] = "";
unsigned short B = 1979;
Initially, A contains nothing but zero bytes, and B contains the number 1979.
Now, the program attempts to store the null-terminated string with ASCII encoding in the A buffer.
strcpy(A, "excessive");
is 9 characters long and encodes to 10 bytes including the null terminator, but A can take only 8 bytes. By failing to check the length of the string, it also overwrites the value of B:
B's value has now been inadvertently replaced by a number formed from part of the character string. In this example "e" followed by a zero byte would become 25856.
Writing data past the end of allocated memory can sometimes be detected by the operating system to generate a segmentation fault error that terminates the process.
To prevent the buffer overflow from happening in this example, the call to strcpy could be replaced with strlcpy, which takes the maximum capacity of A (including a null-termination character) as an additional parameter and ensures that no more than this amount of data is written to A:
strlcpy(A, "excessive", sizeof(A));
When available, the strlcpy library function is preferred over strncpy which does not null-terminate the destination buffer if the source string's length is greater than or equal to the size of the buffer (the third argument passed to the function). Therefore A may not be null-terminated and cannot be treated as a valid C-style string.
Exploitation
The techniques to exploit a buffer overflow vulnerability vary by architecture, operating system, and memory region. For example, exploitation on the heap (used for dynamically allocated memory), differs markedly from exploitation on the call stack. In general, heap exploitation depends on the heap manager used on the target system, while stack exploitation depends on the calling convention used by the architecture and compiler.
Stack-based exploitation
There are several ways in which one can manipulate a program by exploiting stack-based buffer overflows:
Changing program behavior by overwriting a local variable located near the vulnerable buffer on the stack;
By overwriting the return address in a stack frame to point to code selected by the attacker, usually called the shellcode. Once the function returns, execution will resume at the attacker's shellcode;
By overwriting a function pointer or exception handler to point to the shellcode, which is subsequently executed;
By overwriting a local variable (or pointer) of a different stack frame, which will later be used by the function that owns that frame.
The attacker designs data to cause one of these exploits, then places this data in a buffer supplied to users by the vulnerable code. If the address of the user-supplied data used to affect the stack buffer overflow is unpredictable, exploiting a stack buffer overflow to cause remote code execution becomes much more difficult. One technique that can be used to exploit such a buffer overflow is called "trampolining". Here, an attacker will find a pointer to the vulnerable stack buffer and compute the location of their shellcode relative to that pointer. The attacker will then use the overwrite to jump to an instruction already in memory which will make a second jump, this time relative to the pointer. That second jump will branch execution into the shellcode. Suitable instructions are often present in large code. The Metasploit Project, for example, maintains a database of suitable opcodes, though it lists only those found in the Windows operating system.
Heap-based exploitation
A buffer overflow occurring in the heap data area is referred to as a heap overflow and is exploitable in a manner different from that of stack-based overflows. Memory on the heap is dynamically allocated by the application at run-time and typically contains program data. Exploitation is performed by corrupting this data in specific ways to cause the application to overwrite internal structures such as linked list pointers. The canonical heap overflow technique overwrites dynamic memory allocation linkage (such as malloc meta data) and uses the resulting pointer exchange to overwrite a program function pointer.
Microsoft's GDI+ vulnerability in handling JPEGs is an example of the danger a heap overflow can present.
Barriers to exploitation
Manipulation of the buffer, which occurs before it is read or executed, may lead to the failure of an exploitation attempt. These manipulations can mitigate the threat of exploitation, but may not make it impossible. Manipulations could include conversion to upper or lower case, removal of metacharacters and filtering out of non-alphanumeric strings. However, techniques exist to bypass these filters and manipulations, such as alphanumeric shellcode, polymorphic code, self-modifying code, and return-to-libc attacks. The same methods can be used to avoid detection by intrusion detection systems. In some cases, including where code is converted into Unicode, the threat of the vulnerability has been misrepresented by the disclosers as only Denial of Service when in fact the remote execution of arbitrary code is possible.
Practicalities of exploitation
In real-world exploits there are a variety of challenges which need to be overcome for exploits to operate reliably. These factors include null bytes in addresses, variability in the location of shellcode, differences between environments, and various counter-measures in operation.
NOP sled technique
A NOP-sled is the oldest and most widely known technique for exploiting stack buffer overflows. It solves the problem of finding the exact address of the buffer by effectively increasing the size of the target area. To do this, much larger sections of the stack are corrupted with the no-op machine instruction. At the end of the attacker-supplied data, after the no-op instructions, the attacker places an instruction to perform a relative jump to the top of the buffer where the shellcode is located. This collection of no-ops is referred to as the "NOP-sled" because if the return address is overwritten with any address within the no-op region of the buffer, the execution will "slide" down the no-ops until it is redirected to the actual malicious code by the jump at the end. This technique requires the attacker to guess where on the stack the NOP-sled is instead of the comparatively small shellcode.
Because of the popularity of this technique, many vendors of intrusion prevention systems will search for this pattern of no-op machine instructions in an attempt to detect shellcode in use. It is important to note that a NOP-sled does not necessarily contain only traditional no-op machine instructions. Any instruction that does not corrupt the machine state to a point where the shellcode will not run can be used in place of the hardware assisted no-op. As a result, it has become common practice for exploit writers to compose the no-op sled with randomly chosen instructions which will have no real effect on the shellcode execution.
While this method greatly improves the chances that an attack will be successful, it is not without problems. Exploits using this technique still must rely on some amount of luck that they will guess offsets on the stack that are within the NOP-sled region. An incorrect guess will usually result in the target program crashing and could alert the system administrator to the attacker's activities. Another problem is that the NOP-sled requires a much larger amount of memory in which to hold a NOP-sled large enough to be of any use. This can be a problem when the allocated size of the affected buffer is too small and the current depth of the stack is shallow (i.e., there is not much space from the end of the current stack frame to the start of the stack). Despite its problems, the NOP-sled is often the only method that will work for a given platform, environment, or situation, and as such it is still an important technique.
The jump to address stored in a register technique
The "jump to register" technique allows for reliable exploitation of stack buffer overflows without the need for extra room for a NOP-sled and without having to guess stack offsets. The strategy is to overwrite the return pointer with something that will cause the program to jump to a known pointer stored within a register which points to the controlled buffer and thus the shellcode. For example, if register A contains a pointer to the start of a buffer then any jump or call taking that register as an operand can be used to gain control of the flow of execution.
In practice a program may not intentionally contain instructions to jump to a particular register. The traditional solution is to find an unintentional instance of a suitable opcode at a fixed location somewhere within the program memory. Figure E on the left contains an example of such an unintentional instance of the i386 jmp esp instruction. The opcode for this instruction is FF E4. This two-byte sequence can be found at a one-byte offset from the start of the instruction call DbgPrint at address 0x7C941EED. If an attacker overwrites the program return address with this address the program will first jump to 0x7C941EED, interpret the opcode FF E4 as the jmp esp instruction, and will then jump to the top of the stack and execute the attacker's code.
When this technique is possible the severity of the vulnerability increases considerably. This is because exploitation will work reliably enough to automate an attack with a virtual guarantee of success when it is run. For this reason, this is the technique most commonly used in Internet worms that exploit stack buffer overflow vulnerabilities.
This method also allows shellcode to be placed after the overwritten return address on the Windows platform. Since executables are mostly based at address 0x00400000 and x86 is a Little Endian architecture, the last byte of the return address must be a null, which terminates the buffer copy and nothing is written beyond that. This limits the size of the shellcode to the size of the buffer, which may be overly restrictive. DLLs are located in high memory (above 0x01000000) and so have addresses containing no null bytes, so this method can remove null bytes (or other disallowed characters) from the overwritten return address. Used in this way, the method is often referred to as "DLL trampolining".
Protective countermeasures
Various techniques have been used to detect or prevent buffer overflows, with various tradeoffs. The following sections describe the choices and implementations available.
Choice of programming language
Assembly, C, and C++ are popular programming languages that are vulnerable to buffer overflow in part because they allow direct access to memory and are not strongly typed. C provides no built-in protection against accessing or overwriting data in any part of memory. More specifically, it does not check that data written to a buffer is within the boundaries of that buffer. The standard C++ libraries provide many ways of safely buffering data, and C++'s Standard Template Library (STL) provides containers that can optionally perform bounds checking if the programmer explicitly calls for checks while accessing data. For example, a vector's member function at() performs a bounds check and throws an out_of_range exception if the bounds check fails. However, C++ behaves just like C if the bounds check is not explicitly called. Techniques to avoid buffer overflows also exist for C.
Languages that are strongly typed and do not allow direct memory access, such as COBOL, Java, Python, and others, prevent buffer overflow in most cases. Many programming languages other than C or C++ provide runtime checking and in some cases even compile-time checking which might send a warning or raise an exception, while C or C++ would overwrite data and continue to execute instructions until erroneous results are obtained, potentially causing the program to crash. Examples of such languages include Ada, Eiffel, Lisp, Modula-2, Smalltalk, OCaml and such C-derivatives as Cyclone, Rust and D. The Java and .NET Framework bytecode environments also require bounds checking on all arrays. Nearly every interpreted language will protect against buffer overflow, signaling a well-defined error condition. Languages that provide enough type information to do bounds checking often provide an option to enable or disable it. Static code analysis can remove many dynamic bound and type checks, but poor implementations and awkward cases can significantly decrease performance. Software engineers should carefully consider the tradeoffs of safety versus performance costs when deciding which language and compiler setting to use.
Use of safe libraries
The problem of buffer overflows is common in the C and C++ languages because they expose low level representational details of buffers as containers for data types. Buffer overflows can be avoided by maintaining a high degree of correctness in code that performs buffer management. It has also long been recommended to avoid standard library functions that are not bounds checked, such as gets, scanf and strcpy. The Morris worm exploited a gets call in fingerd.
Well-written and tested abstract data type libraries that centralize and automatically perform buffer management, including bounds checking, can reduce the occurrence and impact of buffer overflows. The primary data types in languages in which buffer overflows are common are strings and arrays. Thus, libraries preventing buffer overflows in these data types can provide the vast majority of the necessary coverage. However, failure to use these safe libraries correctly can result in buffer overflows and other vulnerabilities, and naturally any bug in the library is also a potential vulnerability. "Safe" library implementations include "The Better String Library", Vstr and Erwin. The OpenBSD operating system's C library provides the strlcpy and strlcat functions, but these are more limited than full safe library implementations.
In September 2007, Technical Report 24731, prepared by the C standards committee, was published. It specifies a set of functions that are based on the standard C library's string and IO functions, with additional buffer-size parameters. However, the efficacy of these functions for reducing buffer overflows is disputable. They require programmer intervention on a per function call basis that is equivalent to intervention that could make the analogous older standard library functions buffer overflow safe.
Buffer overflow protection
Buffer overflow protection is used to detect the most common buffer overflows by checking that the stack has not been altered when a function returns. If it has been altered, the program exits with a segmentation fault. Three such systems are Libsafe, and the StackGuard and ProPolice gcc patches.
Microsoft's implementation of Data Execution Prevention (DEP) mode explicitly protects the pointer to the Structured Exception Handler (SEH) from being overwritten.
Stronger stack protection is possible by splitting the stack in two: one for data and one for function returns. This split is present in the Forth language, though it was not a security-based design decision. Regardless, this is not a complete solution to buffer overflows, as sensitive data other than the return address may still be overwritten.
Pointer protection
Buffer overflows work by manipulating pointers, including stored addresses. PointGuard was proposed as a compiler-extension to prevent attackers from reliably manipulating pointers and addresses. The approach works by having the compiler add code to automatically XOR-encode pointers before and after they are used. Theoretically, because the attacker does not know what value will be used to encode and decode the pointer, one cannot predict what the pointer will point to if it is overwritten with a new value. PointGuard was never released, but Microsoft implemented a similar approach beginning in Windows XP SP2 and Windows Server 2003 SP1. Rather than implement pointer protection as an automatic feature, Microsoft added an API routine that can be called. This allows for better performance (because it is not used all of the time), but places the burden on the programmer to know when its use is necessary.
Because XOR is linear, an attacker may be able to manipulate an encoded pointer by overwriting only the lower bytes of an address. This can allow an attack to succeed if the attacker can attempt the exploit multiple times or complete an attack by causing a pointer to point to one of several locations (such as any location within a NOP sled). Microsoft added a random rotation to their encoding scheme to address this weakness to partial overwrites.
Executable space protection
Executable space protection is an approach to buffer overflow protection that prevents execution of code on the stack or the heap. An attacker may use buffer overflows to insert arbitrary code into the memory of a program, but with executable space protection, any attempt to execute that code will cause an exception.
Some CPUs support a feature called NX ("No eXecute") or XD ("eXecute Disabled") bit, which in conjunction with software, can be used to mark pages of data (such as those containing the stack and the heap) as readable and writable but not executable.
Some Unix operating systems (e.g. OpenBSD, macOS) ship with executable space protection (e.g. W^X). Some optional packages include:
PaX
Exec Shield
Openwall
Newer variants of Microsoft Windows also support executable space protection, called Data Execution Prevention. Proprietary add-ons include:
BufferShield
StackDefender
Executable space protection does not generally protect against return-to-libc attacks, or any other attack that does not rely on the execution of the attackers code. However, on 64-bit systems using ASLR, as described below, executable space protection makes it far more difficult to execute such attacks.
Address space layout randomization
Address space layout randomization (ASLR) is a computer security feature that involves arranging the positions of key data areas, usually including the base of the executable and position of libraries, heap, and stack, randomly in a process' address space.
Randomization of the virtual memory addresses at which functions and variables can be found can make exploitation of a buffer overflow more difficult, but not impossible. It also forces the attacker to tailor the exploitation attempt to the individual system, which foils the attempts of internet worms. A similar but less effective method is to rebase processes and libraries in the virtual address space.
Deep packet inspection
The use of deep packet inspection (DPI) can detect, at the network perimeter, very basic remote attempts to exploit buffer overflows by use of attack signatures and heuristics. This technique can block packets that have the signature of a known attack. It was formerly used in situations in which a long series of No-Operation instructions (known as a NOP-sled) was detected and the location of the exploit's payload was slightly variable.
Packet scanning is not an effective method since it can only prevent known attacks and there are many ways that a NOP-sled can be encoded. Shellcode used by attackers can be made alphanumeric, metamorphic, or self-modifying to evade detection by heuristic packet scanners and intrusion detection systems.
Testing
Checking for buffer overflows and patching the bugs that cause them helps prevent buffer overflows. One common automated technique for discovering them is fuzzing. Edge case testing can also uncover buffer overflows, as can static analysis. Once a potential buffer overflow is detected it should be patched. This makes the testing approach useful for software that is in development, but less useful for legacy software that is no longer maintained or supported.
History
Buffer overflows were understood and partially publicly documented as early as 1972, when the Computer Security Technology Planning Study laid out the technique: "The code performing this function does not check the source and destination addresses properly, permitting portions of the monitor to be overlaid by the user. This can be used to inject code into the monitor that will permit the user to seize control of the machine." Today, the monitor would be referred to as the kernel.
The earliest documented hostile exploitation of a buffer overflow was in 1988. It was one of several exploits used by the Morris worm to propagate itself over the Internet. The program exploited was a service on Unix called finger. Later, in 1995, Thomas Lopatic independently rediscovered the buffer overflow and published his findings on the Bugtraq security mailing list. A year later, in 1996, Elias Levy (also known as Aleph One) published in Phrack magazine the paper "Smashing the Stack for Fun and Profit", a step-by-step introduction to exploiting stack-based buffer overflow vulnerabilities.
Since then, at least two major internet worms have exploited buffer overflows to compromise a large number of systems. In 2001, the Code Red worm exploited a buffer overflow in Microsoft's Internet Information Services (IIS) 5.0 and in 2003 the SQL Slammer worm compromised machines running Microsoft SQL Server 2000.
In 2003, buffer overflows present in licensed Xbox games have been exploited to allow unlicensed software, including homebrew games, to run on the console without the need for hardware modifications, known as modchips. The PS2 Independence Exploit also used a buffer overflow to achieve the same for the PlayStation 2. The Twilight hack accomplished the same with the Wii, using a buffer overflow in The Legend of Zelda: Twilight Princess.
See also
Billion laughs
Buffer over-read
Coding conventions
Computer security
End-of-file
Heap overflow
Ping of death
Port scanner
Return-to-libc attack
Safety-critical system
Security-focused operating system
Self-modifying code
Software quality
Shellcode
Stack buffer overflow
Uncontrolled format string
References
External links
"Discovering and exploiting a remote buffer overflow vulnerability in an FTP server" by Raykoid666
"Smashing the Stack for Fun and Profit" by Aleph One
CERT Secure Coding Standards
CERT Secure Coding Initiative
Secure Coding in C and C++
SANS: inside the buffer overflow attack
"Advances in adjacent memory overflows" by Nomenumbra
A Comparison of Buffer Overflow Prevention Implementations and Weaknesses
More Security Whitepapers about Buffer Overflows
Chapter 12: Writing Exploits III from Sockets, Shellcode, Porting & Coding: Reverse Engineering Exploits and Tool Coding for Security Professionals by James C. Foster (). Detailed explanation of how to use Metasploit to develop a buffer overflow exploit from scratch.
Computer Security Technology Planning Study, James P. Anderson, ESD-TR-73-51, ESD/AFSC, Hanscom AFB, Bedford, MA 01731 (October 1972) [NTIS AD-758 206]
"Buffer Overflows: Anatomy of an Exploit" by Nevermore
Secure Programming with GCC and GLibc (2008), by Marcel Holtmann
"Criação de Exploits com Buffer Overflor – Parte 0 – Um pouco de teoria " (2018), by Helvio Junior (M4v3r1ck)
Software bugs
Computer memory
Computer security exploits
Articles with example C code |
4375 | https://en.wikipedia.org/wiki/Barry%20Bonds | Barry Bonds | Barry Lamar Bonds (born July 24, 1964) is an American former professional baseball left fielder who played 22 seasons in Major League Baseball (MLB). Bonds was a member of the Pittsburgh Pirates from 1986 to 1992 and the San Francisco Giants from 1993 to 2007. He is considered to be one of the greatest baseball players of all time.
Recognized as an all-around player, Bonds received a record seven National League (NL) Most Valuable Player Awards and 12 Silver Slugger Awards, along with 14 All-Star selections. He holds many MLB hitting records, including most career home runs (762), most home runs in a single season (73, set in 2001), and most career walks. Bonds led MLB in on-base plus slugging six times and placed within the top five hitters in 12 of his 17 qualifying seasons. For his defensive play in the outfield, he won eight Gold Glove Awards. He also had 514 stolen bases, becoming the first and only MLB player to date with at least 500 home runs and 500 stolen bases. Bonds is ranked first in career Wins Above Replacement among all major league position players by Baseball-Reference.com and second by FanGraphs, behind only Babe Ruth.
Despite his accolades, Bonds led a controversial career, notably as a central figure in baseball's steroids scandal. He was indicted in 2007 on charges of perjury and obstruction of justice for allegedly lying to a grand jury during the federal government's investigation of BALCO, a manufacturer of an undetectable steroid. After the perjury charges were dropped, Bonds was convicted of obstruction of justice in 2011, but the conviction was overturned in 2015. During his 10 years of eligibility, he did not receive the 75% of the vote needed to be elected to the National Baseball Hall of Fame. Some voters of the Baseball Writers' Association of America (BBWAA) stated they did not vote for Bonds because he used performance-enhancing drugs.
Early life
Bonds was born in Riverside, California, to Patricia (née Howard) and former major leaguer Bobby Bonds, and grew up in San Carlos and attended Junípero Serra High School in San Mateo, where he excelled in baseball, basketball, and football. He played on the junior varsity team during his freshman year and on the varsity team for the remainder of his high school career. He garnered a .467 batting average his senior year, and was named prep All-American. The Giants drafted Bonds in the second round of the 1982 MLB draft as a high school senior but the Giants and Bonds were unable to agree on contract terms when Tom Haller's maximum offer was $70,000 ($ today) and Bonds's minimum to go pro was $75,000, so Bonds instead decided to attend college.
College career
Bonds attended Arizona State University, hitting .347 with 45 home runs and 175 runs batted in (RBI). In 1984 he batted .360 and had 30 stolen bases. In 1985, he hit 23 home runs with 66 RBIs and a .368 batting average. He was a Sporting News All-American selection that year. He tied the NCAA record with seven consecutive hits in the College World Series as a sophomore and was named to All-Time College World Series Team in 1996.
Bonds was not well-liked by his Sun Devil teammates, in part because in the words of longtime coach Jim Brock, he was "rude, inconsiderate and self-centered." When he was suspended for breaking curfew, the other players initially voted against his return even though he was easily the best player on the team.
He graduated from Arizona State in 1986 with a degree in criminology. He was named ASU On Deck Circle Most Valuable Player; other winners include Dustin Pedroia, Willie Bloomquist, Paul Lo Duca, and Ike Davis. During college, he played part of one summer in the amateur Alaska Baseball League with the Alaska Goldpanners.
Professional career
Draft and minor leagues
The Pittsburgh Pirates drafted Bonds as the sixth overall pick of the 1985 Major League Baseball draft. He joined the Prince William Pirates of the Carolina League and was named July 1985 Player of the Month for the league. In 1986, he hit .311 in 44 games for the Hawaii Islanders of the Pacific Coast League.
Pittsburgh Pirates (1986–1992)
Before Bonds made it to the major leagues in Pittsburgh, Pirate fan attendance was low, with 1984 and 1985 attendance below 10,000 per game for the 81-game home schedule, with attendance woes being a combination of the economic problems of Western Pennsylvania in the early 1980s as well as the Pittsburgh drug trials that directly affected the Pirates going from World Series champions to nearly relocating to Denver in only six years. Bonds made his major league debut on May 30, 1986. In 1986, Bonds led National League (NL) rookies with 16 home runs, 48 RBI, 36 stolen bases, and 65 walks, but he finished 6th in Rookie of the Year voting. He played center field in 1986 but switched to left field with the arrival of centerfielder Andy Van Slyke in 1987.
In his early years, Bonds batted as the leadoff hitter. With Van Slyke also in the outfield, the Pirates had a venerable defensive tandem that worked together to cover a lot of ground on the field although they were not close off the field. The Pirates experienced a surge in fan enthusiasm with Bonds on the team and set the club attendance record of 52,119 in the 1987 home opener. That year, he hit 25 home runs in his second season, along with 32 stolen bases and 59 RBIs.
Bonds improved in 1988, hitting .283 with 24 home runs. The Pirates broke the record set the previous year with 54,089 attending the home opener. Bonds now fit into a highly respected lineup featuring Bobby Bonilla, Van Slyke, and Jay Bell. He finished with 19 homers, 58 RBIs, and 14 outfield assists in 1989, which was second in the NL. Following the season, rumors that he would be traded to the Los Angeles Dodgers for Jeff Hamilton and John Wetteland, but the team denied the rumors and no such trade occurred.
Bonds won his first MVP Award in 1990, hitting .301 with 33 home runs and 114 RBIs. He also stole 52 bases, which was third in the league, to become a first-time member of the 30–30 club. He won his first Gold Glove Award and Silver Slugger Award. That year, the Pirates won the National League East title for their first postseason berth since winning the 1979 World Series. However, the Cincinnati Reds, whose last post-season berth had also been in 1979 when they lost to the Pirates in that year's NLCS, defeated the Pirates in the NLCS en route to winning the 1990 World Series.
In 1991, Bonds also put up great numbers, hitting 25 homers and driving in 116 runs, and obtained another Gold Glove and Silver Slugger. He finished second to the Atlanta Braves' Terry Pendleton (the NL batting champion) in the MVP voting.
In March 1992, Pirates general manager Ted Simmons agreed to a deal with Atlanta Braves counterpart John Schuerholz to trade Bonds, in exchange for Alejandro Peña, Keith Mitchell, and a player to be named later. Pirates manager Jim Leyland opposed the trade vehemently, and the proposal was rescinded. Bonds stayed with Pittsburgh and won his second MVP award that season. While hitting .311 with 34 homers and 103 RBIs, he propelled the Pirates to their third straight National League East division title. However, Pittsburgh was defeated by the Braves in a seven-game National League Championship Series. Bonds participated in the final play of Game 7 of the NLCS, whereby he fielded a base hit by Francisco Cabrera and attempted to throw out Sid Bream at home plate. But the throw to Pirates catcher Mike LaValliere was late and Bream scored the winning run. For the third consecutive season, the NL East Champion Pirates were denied a trip to the World Series. Following the loss, Bonds and star teammate Doug Drabek were expected to command salaries too high for Pittsburgh to again sign them.
Bonds was never well-liked by reporters or fans while in Pittsburgh, despite winning two MVP awards. One paper even gave him an "award" as the "MDP" (Most Despised Pirate).
San Francisco Giants (1993–2007)
1993 season
In 1993, Bonds left the Pirates to sign a lucrative free agent contract worth a then-record $43.75 million (equivalent to $ million in ) over six years with the Giants, with whom his father had spent the first seven years of his career, and with whom his godfather Willie Mays played 22 of his 24 Major League seasons. The deal was at that time the largest in baseball history, in terms of both total value and average annual salary.
Once he signed with the Giants, Bonds had intended to wear the number 24, his number during most of his stay with the Pirates and, after receiving Mays's blessing, the Giants were willing to unretire it until the public commotion from fans and media became too much. To honor his father, Bonds switched his jersey number to 25, as it had been Bobby's number in San Francisco.
In an emotional press conference announcing the signing, Bonds described joining the Giants as going "home" and following in the footsteps of his father and godfather as "unbelievable" and "a boyhood dream come true."
Bonds hit .336 in 1993, leading the league with 46 home runs and 123 RBI en route to his second consecutive MVP award, and third overall. As good as the Giants were (winning 103 games), the Atlanta Braves won 104 in what some call the last great pennant race (because the wild card was instituted the year after).
1994 season
In the strike-shortened season of 1994, Bonds hit .312 with 37 home runs and a league-leading 74 walks, and he finished 4th in MVP voting.
1995 season
In 1995, Bonds hit 33 homers and drove in 104 runs, hitting .294 but finished only 12th in MVP voting. In 1994, he appeared in a small role as himself in the television film Jane's House, starring James Woods and Anne Archer.
1996 season
In 1996, Bonds became the first National League player and second major league player (of the current list of four) to hit 40 home runs and steal 40 bases in the same season. The other members of the 40–40 club are José Canseco (1988), Alex Rodriguez (1998), and Alfonso Soriano (2006). His father Bobby Bonds was one home run short in 1973 when he hit 39 home runs and stole 43 bases.
Bonds hit his 300th and 301st home runs off the Florida Marlins' John Burkett on April 27. He became the fourth player in history to join the 300–300 club with 300 stolen bases and 300 home runs for a career, joining Willie Mays, Andre Dawson, and his father. Bonds's totals for the season included 129 runs driven in, a .308 average and a then-National League record 151 walks. He finished fifth in the MVP balloting.
1997 season
In 1997, Bonds hit .291, his lowest average since 1989. He hit 40 home runs for the second straight year and drove in 101 runs, leading the league in walks again with 145. He also stole 37 bases, tying his father for having the most 30–30 seasons (5), and he again placed fifth in the MVP balloting.
1998 season
With two outs in the 9th inning of a game against the Arizona Diamondbacks on May 28, 1998, Bonds became only the fifth player in baseball history to be given an intentional walk with the bases loaded. Nap Lajoie (1901), Del Bissonette (1928) and Bill Nicholson (1944) were three others in the 20th century who received that rare honor. The first to receive one was Abner Dalrymple in 1881.
On August 23, Bonds hit his 400th career home run. By doing so, he became the first player ever to enter the 400–400 club by having career totals of 400 home runs and 400 stolen bases; he is still the only player to have achieved this feat. The milestone home run came off Kirt Ojala, who, like Burkett, was pitching for the Marlins. For the season, he hit .303 with 37 home runs and drove in 122 runs, winning his eighth Gold Glove, He finished 8th in the MVP voting.
1999 season
1999 marked a career-low, up to that point, for Bonds in terms of playing time. Bonds started off the 1999 season hitting well by batting .366 in the month of April with 4 home runs and 12 RBIs in the Giants' first 12 games of the season. But on April 18 he was placed on the 15-day disabled list for only the 2nd time in his career up to that point. Bonds had suffered a torn tendon in his biceps as well as bone spurs in his elbow, both of which required surgery and cost him the rest of April and all of May.
Upon returning to action on June 9, Bonds struggled somewhat at the plate for the remainder of the 1999 season. A series of nagging injuries including elbow pain, knee inflammation and groin issues hampered his play. Only hitting .248 after his return from the disabled list, he still managed to slug 34 home runs, drive in 83 runs as well as hit for a .617 slugging percentage, despite missing nearly two full months with injuries and only playing in 102 games.
Bill James ranked Bonds as the best player of the 1990s. He added that the decade's second-best player, Craig Biggio, had been closer in production to the decade's 10th-best player than to Bonds. In 1999, with statistics through 1997 being considered, Bonds ranked Number 34 on The Sporting News' list of the 100 Greatest Baseball Players, making him the highest-ranking active player.
When the Sporting News list was redone in 2005, Bonds was ranked 6th behind Babe Ruth, Willie Mays, Ty Cobb, Walter Johnson, and Hank Aaron. Bonds was omitted from 1999's Major League Baseball All-Century Team, to which Ken Griffey Jr. was elected. James wrote of Bonds, "Certainly the most unappreciated superstar of my lifetime. ... Griffey has always been more popular, but Bonds has been a far, far greater player." In 1999, he rated Bonds as the 16th-best player of all time. "When people begin to take in all of his accomplishments", he predicted, "Bonds may well be rated among the five greatest players in the history of the game."
2000 season
In 2000, the following year, Bonds hit .306 with career bests through that time in both slugging percentage (.688) and home runs (49) in just 143 games. He also drew a league-leading 117 walks.
2001 season
The next year, Bonds's offensive production reached even higher levels, breaking not only his own personal records but several major league records. In the Giants' first 50 games in 2001, he hit 28 home runs, including 17 in May—a career high. This early stretch included his 500th home run hit on April 17 against Terry Adams of the Los Angeles Dodgers. He also hit 39 home runs by the All-star break (a major league record), drew a major league record 177 walks, and had a .515 on-base average, a feat not seen since Mickey Mantle and Ted Williams over forty years earlier. Bonds' slugging percentage was a major league record .863 (411 total bases in 476 at-bats), and he ended the season with a major league record 73 home runs.
On October 4, by homering off Wilfredo Rodríguez in the 159th game of the season, Bonds tied the previous record of 70 set by Mark McGwire—which McGwire set in the 162nd game in 1998. He then hit numbers 71 and 72 the following night off Chan Ho Park. Bonds added his 73rd off Dennis Springer on October 7. The ball was later sold to toy manufacturer Todd McFarlane for $450,000. He previously bought Mark McGwire's 70th home run ball from 1998. Bonds received the Babe Ruth Home Run Award for leading MLB in home runs that season.
2002 season
Bonds re-signed with the Giants for a five-year, $90 million contract in January 2002. He hit five home runs in the Giants' first four games of the season, tying Lou Brock's 35-year record for most home runs after four games. He won the NL batting title with a career-high .370 average and struck out only 47 times. He hit 46 home runs in 403 at-bats.
Despite playing in nine fewer games than the previous season, he drew 198 walks, a major-league record; 68 of them were intentional walks, surpassing Willie McCovey's 45 in 1969 for another Major League record. He slugged .799, then the fourth-highest total all time. Bonds broke Ted Williams' major league record for on-base average with .582. Bonds also hit his 600th home run, less than a year and a half after hitting his 500th. The home run came on August 9 at home against Kip Wells of the Pirates.
2002 postseason
Bonds batted .322 with eight home runs, 16 RBI, and 27 walks in the postseason en route to the 2002 World Series, which the Giants lost 4–3 to the Anaheim Angels.
2003 season
In 2003, Bonds played in just 130 games. He hit 45 home runs in just 390 at-bats, along with a .341 batting average. He slugged .749, walked 148 times, and had an on-base average well over .500 (.529) for the third straight year. He also became the only member of the career 500 home run/500 stolen base club by stealing second base on June 23 off of pitcher Éric Gagné in the 11th inning of a tied ball game against the Los Angeles Dodgers (against whom Bonds had tallied his 500th home run). Bonds scored the game-winning run later that inning.
2004 season
In 2004, Bonds had perhaps his best season. He hit .362 en route to his second National League batting title, and broke his own record by walking 232 times (including a MLB record 120 intentional walks). He slugged .812, which was fourth-highest of all time, and broke his on-base percentage record with a .609 average. Bonds passed Mays on the career home run list by hitting his 661st off of Ben Ford on April 13. He then hit his 700th off of Jake Peavy on September 17. Bonds hit 45 home runs in 373 at-bats, and struck out just 41 times, putting himself in elite company, as few major leaguers have ever had more home runs than strikeouts in a season. Bonds would win his fourth consecutive MVP award and his seventh overall. His seven MVP awards are four more than any other player in history. In addition, no other player from either league has been awarded the MVP four times in a row. (The MVP award was first given in 1931). The 40-year-old Bonds also broke Willie Stargell's 25-year record as the oldest player to win a Most Valuable Player Award (Stargell, at 39 years, 8 months, was National League co-MVP with Keith Hernandez in 1979). On July 4, he tied and passed Rickey Henderson's career bases on balls record with his 2190th and 2191st career walks.
As Bonds neared Aaron's record, Aaron was called on for his opinion of Bonds. He clarified that he was a fan and admirer of Bonds and avoided the controversy regarding whether the record should be denoted with an asterisk for Bonds's alleged steroid usage. He felt recognition and respect for the award was something to be determined by the fans. As the steroid controversy received greater media attention during the offseason before the 2005 season, Aaron expressed some reservations about the statements Bonds made on the issue. Aaron expressed that he felt drug and steroid use to boost athletic performance was inappropriate. Aaron was frustrated that the media could not focus on events that occurred in the field of play and wished drugs or gambling allegations such as those associated with Pete Rose could be emphasized less. In 2007, Aaron felt the whole steroid use issue was very controversial and decided that he would not attend any possible record-breaking games. Aaron congratulated Bonds through the media including a video played on the scoreboard when Bonds eventually broke Aaron's record in August 2007.
2005 season
Bonds's salary for the 2005 season was $22 million, the second-highest salary in Major League Baseball (the Yankees' Alex Rodriguez earned the highest, $25.2 million).
Bonds endured a knee injury, multiple surgeries, and rehabilitation. He was activated on September 12 and started in left field. In his return against the San Diego Padres, he nearly hit a home run in his first at-bat. Bonds finished the night 1-for-4. Upon his return, Bonds resumed his high-caliber performance at the plate, hitting home runs in four consecutive games from September 18 to 21 and finishing with five homers in only 14 games.
2006 season
In 2006, Bonds earned $20 million (not including bonuses), the fourth-highest salary in baseball. Through the 2006 season he had earned approximately $172 million during his then 21-year career, making him baseball's all-time highest-paid player. Bonds hit under .200 for his first 10 games of the season and did not hit a home run until April 22. This 10-game stretch was his longest home run slump since the 1998 season. On May 7, Bonds drew within one home run of tying Babe Ruth for second place on the all-time list, hitting his 713th career home run into the second level of Citizens Bank Park in Philadelphia, off pitcher Jon Lieber in a game in which the Giants lost to the Philadelphia Phillies. The towering home run—one of the longest in Citizens Bank Park's two-season history, traveling an estimated 450 feet (140 m)—hit off the facade of the third deck in right field.
On May 20, Bonds hit his 714th career home run to deep right field to lead off the top of the 2nd inning, tying Ruth for second all-time. The home run came off left-handed pitcher Brad Halsey of the Oakland A's, in an interleague game played in Oakland, California. Since this was an interleague game at an American League stadium, Bonds was batting as the designated hitter in the lineup for the Giants. Bonds was quoted after the game as being "glad it's over with" and stated that more attention could be focused on Albert Pujols, who was on a very rapid home run pace in early 2006.
On May 28, Bonds passed Ruth, hitting his 715th career home run to center field off Colorado Rockies pitcher Byung-hyun Kim. The ball was hit an estimated 445 feet (140 m) into center field where it went through the hands of several fans but then fell onto an elevated platform in center field. Then it rolled off the platform where Andrew Morbitzer, a 38-year-old San Francisco resident, caught the ball while he was in line at a concession stand. Mysteriously, radio broadcaster Dave Flemming's radio play-by-play of the home run went silent just as the ball was hit, apparently from a microphone failure. But the televised version, called by Giants broadcaster Duane Kuiper, was not affected.
On September 22, Bonds tied Henry Aaron's National League career home run record of 733. The home run came in the top of the 6th inning of a high-scoring game against the Milwaukee Brewers, at Miller Park in Milwaukee, Wisconsin. The achievement was notable for its occurrence in the very city where Aaron began (with the Milwaukee Braves) and concluded (with the Brewers, then in the American League) his career. With the Giants trailing 10–8, Bonds hit a blast to deep center field on a 2–0 pitch off the Brewers' Chris Spurling with runners on first and second and one out. Though the Giants were at the time clinging to only a slim chance of making the playoffs, Bonds's home run provided the additional drama of giving the Giants an 11–10 lead late in a critical game in the final days of a pennant race. The Brewers eventually won the game, 13–12, though Bonds went 3-for-5, with two doubles, the record-tying home run, and six runs batted in.
On September 23, Bonds surpassed Aaron for the NL career home run record. Hit in Milwaukee like the previous one, this was a solo home run off Chris Capuano of the Brewers. This was the last home run Bonds hit in 2006. In 2006, Bonds recorded his lowest slugging percentage (a statistic that he had historically ranked among league leaders season after season) since 1991 with the Pittsburgh Pirates.
In January 2007, the New York Daily News reported that Bonds had tested positive for amphetamines. Under baseball's amphetamine policy, which had been in effect for one season, players testing positive were to submit to six additional tests and undergo treatment and counseling. The policy also stated that players were not to be identified for a first positive test, but the New York Daily News leaked the test's results. When the Players Association informed Bonds of the test results, he initially attributed it to a substance he had taken from the locker of Giants teammate Mark Sweeney, but would later retract this claim and publicly apologize to Sweeney.
2007 season
On January 29, 2007, the Giants finalized a contract with Bonds for the 2007 season. After the commissioner's office rejected Bonds's one-year, $15.8 million deal because it contained a personal-appearance provision, the team sent revised documents to his agent, Jeff Borris, who stated that "At this time, Barry is not signing the new documents." Bonds signed a revised one-year, $15.8 million contract on February 15 and reported to the Giants' Spring training camp on time.
Bonds resumed his march to the all-time record early in the 2007 season. In the season opener on April 3, all he had was a first-inning single past third base with the infield shifted right, immediately followed by a stolen base and then thrown out at home on a baserunning mistake, followed by a deep fly-out to left field, late in the game. Bonds regrouped the next day with his first at-bat in the second game of the season at the Giants' AT&T Park. Bonds hit a pitch from Chris Young of the San Diego Padres just over the wall to the left of straight-away center field for career home run 735. This home run put Bonds past the midway point between Ruth and Aaron.
Bonds did not homer again until April 13, when he hit two (736 and 737) in a 3 -or-3 night that included 4 RBI against the Pittsburgh Pirates. Bonds splashed a pitch by St. Louis Cardinals pitcher Ryan Franklin into McCovey Cove on April 18 for home run 738. Home runs number 739 and 740 came in back to back games on April 21 and 22 against the Arizona Diamondbacks.
The hype surrounding Bonds's pursuit of the home run record escalated on May 14. On this day, Sports Auction for Heritage (a Dallas-based auction house) offered US$1 million to the fan who would catch Bonds's record-breaking 756th-career home run. The million-dollar offer was rescinded on June 11 out of concern of fan safety. Home run 748 came on Father's Day, June 17, in the final game of a three-game road series against the Boston Red Sox at Fenway Park, where Bonds had never previously played. With this homer, Fenway Park became the 36th major league ballpark in which Bonds had hit a home run. He hit a Tim Wakefield knuckleball just over the low fence into the Giant's bullpen in right field. It was his first home run off his former Pittsburgh Pirate teammate, who became the 441st different pitcher to surrender a four-bagger to Bonds. The 750th career home run, hit on June 29, also came off a former teammate: Liván Hernández. The blast came in the 8th inning and at that point tied the game at 3–3.
On July 19, after a 21 at-bat hitless streak, Bonds hit two home runs, numbers 752 and 753, against the Chicago Cubs. He went 3-for-3 with two home runs, six RBIs, and a walk on that day. The struggling last-place Giants still lost the game, 9–8. On July 27, Bonds hit home run 754 against Florida Marlins pitcher Rick VandenHurk. Bonds was then walked his next four at-bats in the game, but a two-run shot helped the Giants win the game 12–10. It marked the first time since he had hit #747 that Bonds had homered in a game the Giants won. On August 4, Bonds hit a 382 foot (116 m) home run against Clay Hensley of the San Diego Padres for home run number 755, tying Hank Aaron's all-time record. Bonds greeted his son, Nikolai, with an extended bear hug after crossing home plate. Bonds greeted his teammates and then his wife, Liz Watson, and daughter Aisha Lynn behind the backstop. Hensley was the 445th different pitcher to give up a home run to Bonds. Ironically, given the cloud of suspicion that surrounded Bonds, the tying home run was hit off a pitcher who had been suspended by baseball in 2005 for steroid use. He was walked in his next at-bat and eventually scored on a fielder's choice.
On August 7 at 8:51 PM PDT, at Oracle Park (then known as AT&T Park) in San Francisco, Bonds hit a 435 foot (133 m) home run, his 756th, off a pitch from Mike Bacsik of the Washington Nationals, breaking the all-time career home run record, formerly held by Hank Aaron. Coincidentally, Bacsik's father had faced Aaron (as a pitcher for the Texas Rangers) after Aaron had hit his 755th home run. On August 23, 1976, Michael J. Bacsik held Aaron to a single and a fly out to right field. The younger Bacsik commented later, "If my dad had been gracious enough to let Hank Aaron hit a home run, we both would have given up 756." After hitting the home run, Bonds gave Bacsik an autographed bat.
The pitch, the seventh of the at-bat, was a 3–2 pitch which Bonds hit into the right-center field bleachers. The fan who ended up with the ball, 22-year-old Matt Murphy from Queens, New York City, (and a Mets fan), was promptly protected and escorted away from the mayhem by a group of San Francisco police officers. After Bonds finished his home run trot, a 10-minute delay followed, including a brief video by Aaron congratulating Bonds on breaking the record Aaron had held for 33 years, and expressing the hope that "the achievement of this record will inspire others to chase their own dreams". Bonds made an impromptu emotional statement on the field, with Willie Mays, his godfather, at his side and thanked his teammates, family and his late father. Bonds sat out the rest of the game.
The commissioner, Bud Selig, was not in attendance in this game but was represented by the Executive Vice President of Baseball Operations, Jimmie Lee Solomon. Selig called Bonds later that night to congratulate him on breaking the record. President George W. Bush also called Bonds the next day to congratulate him. On August 24, San Francisco honored and celebrated Bonds' career accomplishments and breaking the home run record with a large rally in Justin Herman Plaza. The rally included video messages from Lou Brock, Ernie Banks, Ozzie Smith, Joe Montana, Wayne Gretzky and Michael Jordan. Speeches were made by Willie Mays, Giants teammates Omar Vizquel and Rich Aurilia, and Giants owner Peter Magowan. Mayor Gavin Newsom presented Bonds the key to the City and County of San Francisco and Giants vice president Larry Baer gave Bonds the home plate he touched after hitting his 756th career home run.
The record-setting ball was consigned to an auction house on August 21. Bidding began on August 28 and closed with a winning bid of US$752,467 on September 15 after a three-phase online auction. The high bidder, fashion designer Marc Ecko, created a website to let fans decide its fate. Subsequently, Ben Padnos, who submitted the $186,750 winning bid on Bonds' record-tying 755th home run ball also set up a website to let fans decide its fate. Ten million voters helped Ecko decide to brand the ball with an asterisk and send it to the National Baseball Hall of Fame and Museum. Of Ecko's plans, Bonds said "He spent $750,000 on the ball and that's what he's doing with it? What he's doing is stupid." Padnos, on the other hand, sold five-year ads on a website, www.endthedebate.com, where people voted by a two-to-one margin to smash the ball.
Bonds concluded the 2007 season with a .276 batting average, 28 home runs, and 66 RBIs in 126 games and 340 at-bats. At the age of 43, he led both leagues in walks with 132.
Post-playing career
On September 21, 2007, the San Francisco Giants confirmed that they would not re-sign Bonds for the 2008 season. The story was first announced on Bonds' own website earlier that day. Bonds officially filed for free agency on October 29, 2007. His agent Jeff Borris said: "I'm anticipating widespread interest from every Major League team."
There was much speculation before the 2008 season about where Bonds might play. However, no one signed him during the 2008 or 2009 seasons. If he had returned to Major League Baseball, Bonds would have been within close range of several significant hitting milestones, needing just 65 hits to reach 3,000, four runs batted in to reach 2,000, and 38 home runs to reach 800. He would have needed 69 more runs scored to move past Rickey Henderson as the all-time runs champion, and 37 extra base hits to move past Hank Aaron as the all-time extra base hits champion.
As of November 13, 2009, Borris maintained that Bonds was still not retired. On December 9, however, Borris told the San Francisco Chronicle that Bonds had played his last major league game. Bonds announced on April 11, 2010, that he was proud of McGwire for admitting his use of steroids. Bonds said that it was not the time to retire, but he noted that he was not in shape to play immediately if an interested club called him. In May 2015, Bonds filed a grievance against Major League Baseball through the players' union arguing that the league colluded in not signing him after the 2007 season. In August 2015, an arbitrator ruled in favor of MLB and against Bonds in his collusion case.
On December 15, 2011, Bonds was sentenced to 30 days of house arrest, two years of probation and 250 hours of community service, for an obstruction of justice conviction stemming from a grand jury appearance in 2003. However, U.S. District Judge Susan Illston then delayed the sentence pending an appeal. In 2013 his conviction was upheld on appeal by a three judge panel of the United States Court of Appeals for the Ninth Circuit. However, the full court later granted Bonds an en banc rehearing, and on April 22, 2015, an 11-judge panel of the Ninth Circuit voted 10–1 to overturn his conviction.
On March 10, 2014, Bonds began a seven-day stint as a roving spring training instructor for the Giants. On December 4, 2015, he was announced as the new hitting coach for the Miami Marlins, but was relieved of his duties on October 3, 2016, after just one season. He followed up with a public thank-you letter, acknowledging owner Jeffrey Loria, and the opportunity as "one of the most rewarding experiences of my baseball career." In 2017, Bonds officially re-joined the Giants organization as a special advisor to the CEO. On July 8, 2017, Bonds was added to the Giants Wall of Fame.
On February 6, 2018, the San Francisco Giants announced their intentions to retire his number 25 jersey, which happened on August 11, 2018. His number 24 with the Pirates remains in circulation, most prominently worn by Brian Giles from 1999 to 2003 and by Pedro Alvarez from 2011 to 2015.
National Baseball Hall of Fame consideration
In his ten years of eligibility for the National Baseball Hall of Fame, Bonds fell short of the 75% of the votes from the Baseball Writers' Association of America (BBWAA) needed for induction. His vote percentages from 2013 through 2022 were: 36.2%, 34.7%, 36.8%, 44.3%, 53.8%, 56.4%, 59.1%, 60.7%, 61.8% and 66%. He appeared on 260 of 394 ballots in his last year.
Despite falling off the ballot, Bonds remained eligible through the Hall of Fame's Today's Game Committee, a committee " 16 members of the National Baseball Hall of Fame, executives, and veteran media members" (hence the nickname of "veterans' committee") who consider retired players who lost ballot eligibility while still having made notable contributions to baseball from 1986 to 2016. The vote was held in December 2022; twelve of the sixteen votes were required for induction, but Bonds received fewer than four.
Public persona
During his playing career, Bonds was frequently described as a difficult person, surly, standoffish and ungrateful. In a 2016 interview with Terence Moore, he said he regretted the persona he had created. He attributed it to a response to the pressure he felt to perform as a young player with the Pirates. Remarked Bonds,
Bonds reports that for a short time during his playing days with the Giants he changed his demeanor at the behest of a group of teammates, smiling much more frequently and engaging more with others with a pleasant attitude. Shortly thereafter, Bonds says, in the midst of a slump, the same group of teammates pleaded that he revert, having seemingly lost his competitive edge, and causing the team to lose more. In spite of his protest that they would not appreciate the results, his teammates insisted. Bonds says he complied, maintaining that familiar standoffish edge the rest of his playing career.
On May 9, 1996, Bonds shoved USA Today journalist Rod Beaton in the team's clubhouse. As Beaton was waiting to interview Robby Thompson one hour before a game against the St. Louis Cardinals, Bonds told Beaton to leave. The reporter replied that Major League Baseball rules allowed him 15 minutes more to talk with players. Bonds waved a finger in Beaton's face and shoved him in the chest, after which members of the team's coaching staff and front office interceded. Bonds and Beaton spoke again after the game. Beaton later said, "He accused me of having an attitude" and "I told him he went over the line by shoving me, but there was no apology". Bonds felt that the incident was overblown and said that, "We don't have a problem. We like each other. It was a big joke. He just got whacked out." Beaton filed no formal complaint about the incident, but USA Today filed a grievance with the team.
Controversies
BALCO scandal
Since 2003, Bonds has been a key figure in the Bay Area Laboratory Co-operative (BALCO) scandal. BALCO marketed tetrahydrogestrinone ("the Clear"), a performance-enhancing anabolic steroid that was undetectable by doping tests. He was under investigation by a federal grand jury regarding his testimony in the BALCO case, and was indicted on perjury and obstruction of justice charges on November 15, 2007. The indictment alleges that Bonds lied while under oath about his alleged use of steroids.
In 2003, BALCO's Greg Anderson, Bonds's trainer since 2000, was indicted by a federal grand jury in the United States District Court for the Northern District of California and charged with supplying anabolic steroids to athletes, including a number of baseball players. This led to speculation that Bonds had used performance-enhancing drugs during a time when there was no mandatory testing in Major League Baseball. Bonds declared his innocence, attributing his changed physique and increased power to a strict regimen of bodybuilding, diet, and legitimate supplements.
During grand jury testimony on December 4, 2003, Bonds said that he used a clear substance and a cream that he received from his personal strength trainer, Greg Anderson, who told him they were the nutritional supplement flaxseed oil and a rubbing balm for arthritis. Later reports on Bonds's leaked grand-jury testimony contend that he admitted to unknowingly using "the cream" and "the clear".
In July 2005, all four defendants in the BALCO steroid scandal trial, including Anderson, struck deals with federal prosecutors that did not require them to reveal names of athletes who might have used banned drugs.
Perjury case
On November 15, 2007, a federal grand jury indicted Bonds on four counts of perjury and one count of obstruction of justice as it relates to the government investigation of BALCO. He was tried in the U.S. District Court for the Northern District of California. On February 14, 2008, a typo in court papers filed by Federal prosecutors erroneously alleged that Bonds tested positive for steroids in November 2001, a month after hitting his record 73rd home run. The reference was meant instead to refer to a November 2000 test that had already been disclosed and previously reported. The typo sparked a brief media frenzy. His trial for obstruction of justice was to have begun on March 2, 2009, but jury selection was postponed by emergency appeals by the prosecution. The trial commenced on March 21, 2011, with Judge Susan Illston presiding. He was convicted on April 13, 2011, on the obstruction of justice charge, for giving an evasive answer to a question under oath. On December 15, 2011, Bonds was found guilty for an obstruction of justice conviction stemming from a grand jury appearance in 2003. However, U.S. District Judge Susan Illston then delayed the sentence pending his appeal. He was sentenced to 30 days of house arrest. He also received two years of probation and was ordered to perform 250 hours of community service.
Bonds appealed his conviction to the U.S. Court of Appeals for the Ninth Circuit. In 2013, a three-judge panel of the Ninth Circuit affirmed his conviction, but in 2015 his appeal was reheard by the full court en banc, which voted 10–1 to overturn his conviction.
Player's union licensing withdrawal
In 2003, Bonds withdrew from the MLB Players Association (MLBPA) licensing agreement because he felt independent marketing deals would be more lucrative for him. Bonds is the first player in the 30-year history of the licensing program not to sign. Because of this withdrawal, his name and likeness are not usable in any merchandise licensed by the MLBPA. In order to use his name or likeness, a company must deal directly with Bonds. For this reason, he does not appear in some baseball video games, forcing game-makers to create generic athletes as replacements. These generic video games replacements tended to be white and sometimes had different handedness which was done likely to avoid potential player likeness lawsuits from Bonds.
Game of Shadows
In March 2006 the book Game of Shadows, written by Lance Williams and Mark Fainaru-Wada, was released amid a storm of media publicity including the cover of Sports Illustrated. Initially small excerpts of the book were released by the authors in the issue of Sports Illustrated. The book alleges Bonds used stanozolol and a host of other steroids, and is perhaps most responsible for the change in public opinion regarding Bonds's steroid use.
The book contained excerpts of grand jury testimony that is supposed to be sealed and confidential by law. The authors have been steadfast in their refusal to divulge their sources and at one point faced jail time. On February 14, 2007, Troy Ellerman, one of Victor Conte's lawyers, pleaded guilty to leaking grand jury testimony. Through the plea agreement, he will spend two and a half years in jail.
Love Me, Hate Me
In May 2006, former Sports Illustrated writer Jeff Pearlman released a revealing biography of Bonds entitled Love Me, Hate Me: Barry Bonds and the Making of an Anti-Hero. The book also contained many allegations against Bonds. The book, which describes Bonds as a polarizing insufferable braggart with a legendary ego and staggering ability, relied on over five hundred interviews, none with Bonds himself.
Bonds on Bonds
In April 2006 and May 2006, ESPN aired a few episodes of a 10-part reality TV (unscripted, documentary-style) series starring Bonds. The show, titled Bonds on Bonds, focused on Bonds's chase of Babe Ruth's and Hank Aaron's home run records. Some felt the show should be put on hiatus until baseball investigated Bonds's steroid use allegations. The series was canceled in June 2006, ESPN and producer Tollin/Robbins Productions citing "creative control" issues with Bonds and his representatives.
Personal life
Bonds met Susann ("Sun") Margreth Branco, the mother of his first two children (Nikolai and Shikari), in Montreal, Quebec, in August 1987. They eloped to Las Vegas February 5, 1988. The couple separated in June 1994, divorced in December 1994, and had their marriage annulled in 1997 by the Catholic Church. The divorce was a media affair because Bonds had his Swedish spouse sign a prenuptial agreement in which she "waived her right to a share of his present and future earnings" and which was upheld. Bonds had been providing his wife $20,000/month in child support and $10,000 in spousal support at the time of the ruling. During the hearings to set permanent support levels, allegations of abuse came from both parties. The trial dragged on for months, but Bonds was awarded both houses and reduced support. On August 21, 2000, the Supreme Court of California, in an opinion signed by Chief Justice Ronald M. George, unanimously held that "substantial evidence supports the determination of the trial court that the [prenuptial] agreement in the present case was entered into voluntarily." In reaction to the decision, significant changes in California law relating to the validity and enforceability of premarital agreements soon followed.
In 2010, Bonds's son Nikolai, who served as a Giants batboy during his father's years playing in San Francisco and always sat next to his dad in the dugout during games, was charged with five misdemeanors resulting from a confrontation with his mother, Sun Bonds, who was granted a restraining order against Nikolai.
In 1994, Bonds and Kimberly Bell, a graphic designer, started a relationship that lasted from 1994 through May 2003. Bonds purchased a home in Scottsdale, Arizona, for Kimberly.
On January 10, 1998, Bonds married his second wife, Liz Watson, at the San Francisco Ritz-Carlton Hotel in front of 240 guests. The couple lived in Los Altos Hills, California, with their daughter Aisha during their ten-and-a-half years of marriage before Watson filed for legal separation on June 9, 2009, citing irreconcilable differences. On July 21, 2009, just six weeks later, Watson announced that she was withdrawing her Legal Separation action. The couple were reconciled for seven months before Watson formally filed for divorce in Los Angeles on February 26, 2010. On June 6, 2011, Bonds and Watson filed a legal agreement not to take the divorce to trial and instead settle it in an "uncontested manner", agreeing to end the marriage privately at an unspecified later date without further court involvement.
Several of Bonds's family and extended family members have been involved in athletics as either a career or a notable pastime. Bonds has a younger brother, Bobby Jr., who was also a professional baseball player. His paternal aunt, Rosie Bonds, is a former American record holder in the 80 meter hurdles, and competed in the 1964 Olympics. In addition, he is a distant cousin of Hall of Famer Reggie Jackson.
Among Bonds's many real estate properties is a home he owns in the exclusive gated community of Beverly Park in Beverly Hills, California.
An avid cyclist, Bonds chose the activity to be a primary means of keeping in shape and great passion since his playing career. Because knee surgeries, back surgeries, and hip surgeries made it much more difficult to run, cycling has allowed him to engage in sufficient cardiovascular activity to help keep in shape. As a result of the cycling, he has lost 25 pounds from his final playing weight of 240 pounds.
Bonds is an active practitioner of Brazilian jiu-jitsu and was promoted to blue belt in the martial art in 2023.
Legacy
During late 2007, Chicago rapper Kanye West recorded a song titled "Barry Bonds" named after the slugger for his album Graduation.
Career distinctions
Besides holding Major League career records in home runs (762), walks (2,558), and intentional walks (688), at the time of his retirement, Bonds also led all active players in RBI (1,996), on-base percentage (.444), runs (2,227), games (2,986), extra-base hits (1,440), at-bats per home run (12.92), and total bases (5,976). He is 2nd in doubles (601), slugging percentage (.607), stolen bases (514), at-bats (9,847), and hits (2,935), 6th in triples (77), 8th in sacrifice flies (91), and 9th in strikeouts (1,539), through September 26, 2007.
Bonds is the lone member of the 500–500 club, which means he has hit at least 500 home runs (762) and stolen at least 500 bases (514); no other player has even 400 of both. He is also one of only five baseball players all-time to be in the 40–40 club (1996), which means he hit 40 home runs (42) and stole 40 bases (40) in the same season; the other members are José Canseco, Alex Rodriguez, Alfonso Soriano, and Ronald Acuña Jr.
Records held
Home runs in a single season (73), 2001
Home runs in a career (762)
Home runs since turning 40 years old (74)
Home runs in the year he turned 43 years old (28)
Consecutive seasons with 30 or more home runs (13), 1992–2004
Slugging percentage in a single season (.863), 2001
Slugging percentage in a World Series (1.294), 2002
Consecutive seasons with .600 slugging percentage or higher (8), 1998–2005
On-base percentage in a single season (.609), 2004
Walks in a single season (232), 2004
Intentional walks in a single season (120), 2004
Consecutive games with a walk (18)
Consecutive games with an intentional walk (6)
MVP awards (7—closest competitors trail with 3), 1990, 1992–93, 2001–2004
Consecutive MVP awards (4), 2001–2004
National League Player of the Month selections (13) (2nd place, either league, Frank Thomas, 8; 2nd place, N.L., George Foster, Pete Rose, and Dale Murphy, 6)
Oldest player (age 38) to win the National League batting title (.370) for the first time, 2002
Putouts as a left fielder (5,226)
Career games with at least one home run and one stolen base (102)
Records shared
Consecutive plate appearances with a walk (7)
Consecutive plate appearances reaching base (15)
Tied with his father, Bobby, for most seasons with 30 home runs and 30 stolen bases (5); they are the only father-son members of the 30–30 club
Home runs in a single postseason (8), 2002
Other accomplishments
Awards and distinctions
Five-time SF Giants Player of the Year (1998, 2001–2004)
Three-time NL Hank Aaron Award winner (2001–02, 2004)
Listed at #6 on The Sporting News list of the 100 Greatest Baseball Players, the highest-ranked active player, in 2005.
Named a finalist to the Major League Baseball All-Century Team in 1999, but not elected to the team in the fan balloting.
Rating of 340 on Baseball-Reference.com's Hall of Fame monitor (100 is a good HOF candidate); 10th among all hitters, highest among eligible hitters not in HOF yet.
Only the second player to twice have a single-season slugging percentage over .800, with his record .863 in 2001 and .812 in 2004. Babe Ruth was the other, with .847 in 1920 and .846 in 1921.
Became the first player in history with more times on base (376) than official at-bats (373) in 2004. This was due to the record number of walks, which count as a time on base and as a plate appearance, but not an at-bat. He had 135 hits, 232 walks, and 9 hit-by-pitches for the 376 number.
Tenth all-time in plate appearances with 12,606. He is the only player in the top ten of this category to not obtain 3,000 hits and just one of two players with as many as 12,000 plate appearances to not do so (the other being Omar Vizquel).
With his father Bobby (332, 461), leads all father-son combinations in combined home runs (1,094) and stolen bases (975), respectively through September 26, 2007.
Played minor league baseball in both Alaska and Hawaii. In 1983, he played for the Alaska Goldpanners of Fairbanks in the Alaska Baseball League, and in 1986, he played for the Hawaii Islanders in the Pacific Coast League.
Featured on the cover of Sports Illustrated. He has appeared as the main subject on the cover eight times in total; seven with the Giants and once with the Pirates. He has also appeared in an inset on the cover twice. He was the most recent Pirate player to appear on the cover, until Jason Grilli was featured in SIs edition of July 22, 2013.
See also
List of Major League Baseball career at bat leaders
List of Major League Baseball career bases on balls leaders
List of Major League Baseball career doubles leaders
List of Major League Baseball career extra base hits leaders
List of Major League Baseball career games played leaders
List of Major League Baseball career hits leaders
List of Major League Baseball career hit by pitch leaders
List of Major League Baseball career on-base percentage leaders
List of Major League Baseball career OPS leaders
List of Major League Baseball career plate appearance leaders
List of Major League Baseball career records
List of Major League Baseball career runs batted in leaders
List of Major League Baseball career runs scored leaders
List of Major League Baseball career slugging percentage leaders
List of Major League Baseball career stolen bases leaders
List of Major League Baseball career strikeouts by batters leaders
List of Major League Baseball career total bases leaders
List of Major League Baseball doubles records
List of Major League Baseball home run records
List of Major League Baseball individual streaks
List of Major League Baseball progressive career home runs leaders
List of Major League Baseball progressive single-season home run leaders
List of Major League Baseball record breakers by season
List of Major League Baseball runs batted in records
List of Major League Baseball runs records
List of Major League Baseball single-season records
List of milestone home runs by Barry Bonds
List of second-generation Major League Baseball players
List of Major League Baseball players named in the Mitchell Report
Major League Baseball titles leaders
References
External links
Barry Bonds at Baseball Almanac
Barry Bonds at Pura Pelota (Venezuelan Professional Baseball League)
Barry Bonds
Bonds archive at Los Angeles Times
|-
|-
1964 births
Living people
African-American baseball coaches
African-American baseball players
American sportspeople in doping cases
Arizona State Sun Devils baseball players
Baseball coaches from California
Baseball players from Riverside, California
Doping cases in baseball
Gold Glove Award winners
Hawaii Islanders players
Major League Baseball hitting coaches
Major League Baseball left fielders
Major League Baseball players with retired numbers
Miami Marlins coaches
National League Most Valuable Player Award winners
National League All-Stars
National League batting champions
National League home run champions
National League RBI champions
Navegantes del Magallanes players
American expatriate baseball players in Venezuela
People from San Carlos, California
Baseball players from San Mateo County, California
People from Los Altos Hills, California
Baseball players from Santa Clara County, California
Pittsburgh Pirates players
Prince William Pirates players
San Francisco Giants players
Silver Slugger Award winners
Junípero Serra High School (San Mateo, California) alumni
Alaska Goldpanners of Fairbanks players |
4376 | https://en.wikipedia.org/wiki/Book%20of%20Numbers | Book of Numbers | The Book of Numbers (from Greek Ἀριθμοί, Arithmoi, literally "numbers"; , Bəmiḏbar, literally "In the desert [of]") is the fourth book of the Hebrew Bible and the fourth of five books of the Jewish Torah. The book has a long and complex history; its final form is possibly due to a Priestly redaction (i.e., editing) of a Yahwistic source made sometime in the early Persian period (5th century BC). The name of the book comes from the two censuses taken of the Israelites.
Numbers is one of the better-preserved books of the Pentateuch. Fragments of the Ketef Hinnom scrolls containing verses from Numbers have been dated as far back as the late seventh or early sixth century BC. These verses are the earliest known artifacts to be found on the Hebrew Bible text.
Numbers begins at Mount Sinai, where the Israelites have received their laws and covenant from God and God has taken up residence among them in the sanctuary. The task before them is to take possession of the Promised Land. The people are counted and preparations are made for resuming their march. The Israelites begin the journey, but they "grumble" at the hardships along the way, and about the authority of Moses and Aaron. They arrive at the borders of Canaan and send spies into the land. Upon hearing the spies' fearful report concerning the conditions in Canaan, the Israelites refuse to take possession of it. God condemns them to death in the wilderness until a new generation can grow up and carry out the task. Furthermore, there were some that rebelled against Moses and for these acts, God destroys approximately 15,000 of them through various means. The book ends with the new generation of Israelites in the "plains of Moab" ready for the crossing of the Jordan River.
Numbers is the culmination of the story of Israel's exodus from oppression in Egypt and their journey to take possession of the land God promised their fathers. As such it draws to a conclusion the themes introduced in Genesis and played out in Exodus and Leviticus: God has promised the Israelites that they shall become a great (i.e. numerous) nation, that they will have a special relationship with Yahweh their god, and that they shall take possession of the land of Canaan. Numbers also demonstrates the importance of holiness, faithfulness and trust: despite God's presence and his priests, Israel lacks in faith and the possession of the land is left to a new generation.
Structure
Most commentators divide Numbers into three sections based on locale (Mount Sinai, Kadesh-Barnea and the plains of Moab), linked by two travel sections; an alternative is to see it as structured around the two generations of those condemned to die in the wilderness and the new generation who will enter Canaan, making a theological distinction between the disobedience of the first generation and the obedience of the second.
Despite the strong chronological order and the clear distinction of the three geographic locations, the key theme of censuses among the Israelites and the parallels between the old and new generation seem to be a better fit for this book if seen as a theological account rather than a purely historical one.
Summary
God orders Moses, in the wilderness of Sinai, to number those able to bear arms—of all the men twenty years and older and to appoint princes over each tribe. A total of 603,550 Israelites are found to be fit for military service. The tribe of Levi is exempted from military service and therefore not included in the census. Moses consecrates the Levites for the service of the Tabernacle in the place of the first-born sons, who hitherto had performed that service. The Levites are divided into three families, the Gershonites, the Kohathites, and the Merarites, each under a chief. The Kohathites were headed by Eleazar, son of Aaron, while the Gershonites and Merarites were headed by Aaron's other son, Ithamar. Preparations are then made for resuming the march to the Promised Land. Various ordinances and laws are decreed.
The Israelites set out from Sinai. The people murmur against God and are punished by fire; Moses complains of their stubbornness and is ordered to choose seventy elders to assist him in the government of the people. Miriam and Aaron insult Moses at Hazeroth, which angers God; Miriam is punished with leprosy and is shut out of camp for seven days, at the end of which the Israelites proceed to the desert of Paran on the border of Canaan. Twelve spies are sent out into Canaan and come back to report to Moses. Joshua and Caleb, two of the spies, report that the land is abundant and is "flowing with milk and honey", but the other spies say that it is inhabited by giants, and the Israelites refuse to enter the land. Yahweh decrees that the Israelites will be punished for their loss of faith by having to wander in the wilderness for 40 years.
God orders Moses to make plates to cover the altar. The children of Israel murmur against Moses and Aaron on account of the destruction of Korah's men and are stricken with the plague, with 14,700 perishing. Aaron and his family are declared by God to be responsible for any iniquity committed in connection with the sanctuary. The Levites are again appointed to help in the keeping of the Tabernacle. The Levites are ordered to surrender to the priests a part of the tithes taken to them.
Miriam dies at Kadesh Barnea and the Israelites set out for Moab, on Canaan's eastern border. The Israelites blame Moses for the lack of water. Moses is ordered by God to speak to a rock but initially disobeys, and is punished by the announcement that he shall not enter Canaan. The king of Edom refuses permission to pass through his land and they go around it. Aaron dies on Mount Hor. The Israelites are bitten by Fiery flying serpents for speaking against God and Moses. A brazen serpent is made to ward off these serpents.
The Israelites arrive on the plains of Moab, across the River Jordan from Jericho. Here, the Israelites find themselves in conflict with the Amorites and Og, king of Bashan, both of whom they defeat. Balak, king of Moab decides to fight the Israelites as well, and summons a local diviner named Balaam to curse the Israelites. However, God tells Balaam not to curse them, and when Balaam attempts to travel to Balak with the Moabite officials God sends an angel to stop his donkey. Realising that he cannot curse the Israelites, Balaam blesses them instead, and foresees a figure whom he identifies as 'the Star of Jacob' who will defeat Israel's enemies. This angers Balak, but Balaam informs Balak that he cannot say anything except what God tells him to say.
The longer the Israelites stay on the plains of Shittim, the more they intermarry with the local Moabites, and the more they participate in the local religion, worshipping a deity known as Baal-Peor. God sends a plague in retaliation, and Moses tells the judges to kill anyone participating in this practice. When one of Aaron's grandsons, Phinehas, finds out a Simeonite prince named Zimri has married a Midianite woman named Cozbi, he enters their tent and runs a spear through them. God rewards him by giving his descendants an everlasting priesthood. God also tells the Israelites to consider the Midianites their enemies.
A new census gives the total number of males from twenty years and upward as 601,730, and the number of the Levites from the age of one month and upward as 23,000. The land shall be divided by lot. The daughters of Zelophehad, who had no sons, are to share in the allotment. Moses is ordered to appoint Joshua as his successor. Prescriptions for the observance of the feasts and the offerings for different occasions are enumerated. Moses orders the Israelites to massacre the people of Midian, in retaliation for the Baal-Peor incident. The Reubenites and the Gadites request Moses to assign them the land east of the Jordan. Moses grants their request after they promise to help in the conquest of the land west of the Jordan. The land east of the Jordan is divided among the tribes of Reuben, Gad, and the half-tribe of Manasseh. Moses recalls the stations at which the Israelites halted during their forty years' wanderings and instructs the Israelites to exterminate the Canaanites and destroy their idols. The boundaries of the land are spelled out; the land is to be divided under the supervision of Eleazar, Joshua, and twelve princes, one of each tribe.
Composition
The majority of modern biblical scholars believe that the Torah—the books of Genesis, Exodus, Leviticus, Numbers, and Deuteronomy—reached its present form in the post-Exilic period (i.e., after c. 520 BC), based on preexisting written and oral traditions, as well as contemporary geographical and political realities. The five books are often described as being drawn from four "sources", generally regarded as the works of schools of writers rather than individuals: the Yahwist and the Elohist (frequently treated as a single source), the Priestly source, and the Deuteronomist. There is an ongoing dispute over the origins of the non-Priestly source(s), but it is generally agreed that the Priestly source is post-exilic. Below is an outline of the hypothesis:
Genesis is made up of Priestly and non-Priestly material.
Exodus is an anthology drawn from nearly all periods of Israel's history.
Leviticus is entirely Priestly and dates from the exilic/post-exilic period.
Numbers is a Priestly redaction (i.e., editing) of a non-Priestly original.
Deuteronomy, now the last book of the Torah, began as the set of religious laws that make up the bulk of the book, was extended in the early part of the 6th century BCE to serve as the introduction to the Deuteronomistic history (the books from Joshua to Kings), and later still was detached from that history, extended and edited again, and attached to the Torah.
However, the Ketef Hinnom scrolls do point to the plausibility of a preexilic written tradition of the passage from Numbers 6 and Deuteronomy 7. Although this does not decisively prove that there was a canonical written tradition it does point to a possibility of such a tradition.
Themes
David A. Clines, in his influential The Themes of the Pentateuch (1978), identified the overarching theme of the five books as the partial fulfilment of a promise made by God to the patriarchs, Abraham, Isaac and Jacob. The promise has three elements: posterity (i.e., descendants – Abraham is told that his descendants will be as innumerable as the stars), divine-human relationship (Israel is to be God's chosen people), and land (the land of Canaan, cursed by Noah immediately after the Deluge).
The theme of the divine-human relationship is expressed, or managed, through a series of covenants (meaning treaties, legally binding agreements) stretching from Genesis to Deuteronomy and beyond. The first is the covenant between God and Noah immediately after the Deluge in which God agrees never again to destroy the Earth with water. The next is between God and Abraham, and the third between God and all Israel at Mount Sinai. In this third covenant, unlike the first two, God hands down an elaborate set of laws (scattered through Exodus, Leviticus, and Numbers), which the Israelites are to observe; they are also to remain faithful to Yahweh, the god of Israel, meaning, among other things, that they must put their trust in his help. However, it is important to note that among the reasons this law was given was to establish the Israelite people as Yahweh's people. The laws and instructions were as much for obedience as they were for identity. Yahweh by providing all the different instructions and laws was affirming that the Israelite people were his and would bear his identity.
The theme of descendants marks the first event in Numbers, the census of Israel's fighting men: the huge number which results (over 600,000) demonstrates the fulfillment of God's promise to Abraham of innumerable descendants, as well as serving as God's guarantee of victory in Canaan. As chapters 1–10 progress, the theme of God's presence with Israel comes to the fore: these chapters describe how Israel is to be organized around the Sanctuary, God's dwelling-place in their midst, under the charge of the Levites and priests, in preparation for the conquest of the land.
The Israelites then set out to conquer the land, but almost immediately they refuse to enter it, and Yahweh condemns the whole generation who left Egypt to die in the wilderness. The message is clear: failure was not due to any fault in the preparation, because Yahweh had foreseen everything, but due to Israel's sin of unfaithfulness. In the final section, the Israelites of the new generation follow Yahweh's instructions as given through Moses and are successful in all they attempt. The last five chapters are exclusively concerned with land: instructions for the extermination of the Canaanites, the demarcation of the boundaries of the land, how the land is to be divided, holy cities for the Levites and "cities of refuge", the problem of pollution of the land by blood, and regulations for inheritance when a male heir is lacking.
A large part of the theological theme in Numbers is the righteousness and holiness of God being met with human rebellion. The two censuses not only show the different response of two generations but rather that God had remained faithful despite the rebellion of the Israelites. The theme of the book should seem to be more centrally focused on the faithfulness and holiness of God as this is a common theme that runs through the Pentateuch and also through the book of Numbers.
Census numbers
The book of Numbers records in some detail the population of the fighting men in Israel as to be over 600,000. This would translate to a total population of 1.5 to 2.5 million Israelites. However, scholars have proposed multiple alternatives as such a large number of Israelites cannot be accepted. Some scholars see this as non-historical and are fabricated numbers, opting instead to focus on Numbers as a theological book and not a historical one.
Others say that the literature is not referring to the actual number and the word for 'thousand' is actually referring to noun to signify a group or clan, however this poses a problem of undermining the book of Numbers as there are many inconsistencies that cannot be resolved. Most scholars who hold this view posit a much lower number for the fighting men of Israel, closer to 20,000. Based on the nature of the book and the many accounts of tax payment and records of animals and persons, it is most likely that Numbers is referring to an actual account of numerical recounting of the Israelite people. A more likely explanation to the large number stated in the book is that the actual numerical metric cannot really be established today. This would require us to take the values given as they are as any other alternatives raises more problems than solutions.
Judaism's weekly Torah portions in the Book of Numbers
Bemidbar, on Numbers 1–4: First census, priestly duties
Naso, on Numbers 4–7: Priestly duties, the camp, unfaithfulness, and the Nazirite, Tabernacle consecration
Behaalotecha, on Numbers 8–12: Levites, journeying by cloud and fire, complaints, questioning of Moses
Shlach, on Numbers 13–15: Mixed report of the scouts and Israel's response, libations, bread, idol worship, fringes
Korach, on Numbers 16–18: Korah's rebellion, plague, Aaron's staff buds, duties of the Levites
Chukat, on Numbers 19–21: Red heifer, water from a rock, Miriam's and Aaron's deaths, victories, serpents
Balak, on Numbers 22–25: Balaam's donkey and blessing
Pinechas, on Numbers 25–29: Phinehas, second census, inheritance, Moses' successor, offerings and holidays
Matot, on Numbers 30–32: Vows, Midian, dividing booty, land for Reuben, Gad, and half of Manasseh
Masei, on Numbers 33–36: Stations of the Israelites' journeys, instructions for conquest, cities for Levites
See also
Balaam
Book of the Wars of the Lord
Inverted nun (only appears twice in the Book of Numbers and seven times in the Book of Psalms)
Ketef Hinnom scrolls
Ordeal of bitter water
Priestly Blessing
Torah
What hath God wrought (disambiguation)
Wilderness of Sin
References
Citations
Sources
Plaut, Gunther. The Torah: A Modern Commentary (1981),
Further reading
External links
במדבר Bamidbar – Numbers (Hebrew – English at Mechon-Mamre.org)
Translations
Jewish translations:
Numbers at Mechon-Mamre (Jewish Publication Society translation)
Numbers (The Living Torah) Rabbi Aryeh Kaplan's translation and commentary at Ort.org
Bamidbar – Numbers (Judaica Press) translation [with Rashi's commentary] at Chabad.org
Christian translations:
Numbers
Online Bible at GospelHall.org (King James Version)
oremus Bible Browser (New Revised Standard Version)
oremus Bible Browser (Anglicized New Revised Standard Version)
Numbers at Wikisource (Authorized King James Version)
Numbers at drbo.org (Douay-Rheims Version)
Various versions
5th-century BC books
4
The Exodus |
4378 | https://en.wikipedia.org/wiki/Books%20of%20Samuel | Books of Samuel | The Book of Samuel (, Sefer Shmuel) is a book in the Hebrew Bible, found as two books (1–2 Samuel) in the Old Testament. The book is part of the Deuteronomistic history, a series of books (Joshua, Judges, Samuel, and Kings) that constitute a theological history of the Israelites and that aim to explain God's law for Israel under the guidance of the prophets.
According to Jewish tradition, the book was written by Samuel, with additions by the prophets Gad and Nathan, who together are three prophets who had appeared within 1 Chronicles during the account of David's reign. Modern scholarly thinking posits that the entire Deuteronomistic history was composed circa 630–540 BCE by combining a number of independent texts of various ages.
The book begins with Samuel's birth and Yahweh's call to him as a boy. The story of the Ark of the Covenant follows. It tells of Israel's oppression by the Philistines, which brought about Samuel's anointing of Saul as Israel's first king. But Saul proved unworthy, and God's choice turned to David, who defeated Israel's enemies, purchased the threshing floor where his son Solomon would build the First Temple, and brought the Ark of the Covenant to Jerusalem. Yahweh then promised David and his successors an everlasting dynasty.
In the Septuagint, a basis of the Christian biblical canons, the text is divided into two books, now called the First and Second Book of Samuel.
Biblical narrative
The Jerusalem Bible divides the two Books of Samuel into five sections; further subheadings are also based on subdivisions in that version:
1 Samuel 1:1-7:17. Samuel
1 Samuel 8:1-15:35. Samuel and Saul
1 Samuel 16:1-2 Samuel 1:27. Saul and David
2 Samuel 2:1-20:26. David
2 Samuel 21:1-24:25. Supplementary Information
1 Samuel
Samuel (1:1-7:17)
The Childhood of Samuel (1:1-4:1a)
A man named Elkanah, an Ephraimite from the city of Ramathaim-Zophim, has two wives, Peninnah and Hannah, the latter of whom is his favourite wife, and a rivalry between the two develops based on the fact that Peninnah has children and Hannah does not. The childless Hannah vows to Yahweh lord of hosts that, if she has a son, he will be dedicated to God. Eli, the priest of Shiloh, where the Ark of the Covenant is located, thinks she is drunk, but when he realises she is praying, he blesses her. A child named Samuel is born, and Samuel is dedicated to the Lord as a Nazirite—the only one besides Samson to be identified in the Bible. Hannah sings a song of praise upon the fulfilment of her vow.
Eli's sons, Hophni and Phinehas, sin against God's laws and the people, specifically by demanding raw rather than boiled meat for sacrifice and having sex with the tabernacle's serving women. But the child Samuel grows up "in the presence of the Lord": his family visits him each year, bringing a new coat for him, and Hannah has five more children. Eli tries to persuade his sons to stop their wickedness, but fails. As punishment for this, a holy man arrives, prophesying that Eli's family will be cut off and none of his descendants will see old age.
One night, God calls Samuel and, thinking Eli is calling him three times, he rushes to Eli. Eli informs him that God wishes to speak to him, and God informs Samuel that the earlier prophecy about Eli's family is correct. He is at first afraid to inform Eli of this, but Eli tells him not to be, and that God will do what is good in His sight. Over time, Samuel grows up and is recognised as a prophet.
The Ark in Philistine hands (4:1b-7:17)
The Philistines, despite their initial worries when hearing the Israelite ritual of the entrance of the Ark of the Covenant, defeat the Israelites at the Battle of Aphek, capturing the Ark and killing Hophni and Phinehas, thus fulfilling the earlier prophecy. When Eli hears of these two events, particularly the capture of the Ark, he falls off his chair and dies. His daughter-in-law, in turn, goes into labour at this, and names her son Ichabod ('without glory') in commemoration of the capture of the Ark.
Meanwhile, the Philistines take the Ark to the temple of their god Dagon, who recognizes the supremacy of Yahweh. The Philistines are afflicted with plagues, are unable to take the Ark into any city on account of the fear of the populations of those cities, and return the ark to the Israelites, but to the territory of the tribe of Benjamin, to the city of Beth Shemesh, rather than to Shiloh, from where it is passed to the city of Kiriath Jearim, where a new priest, Eleazar, son of Abinadab, is appointed to guard the ark for the twenty years it is there. The Philistines attack the Israelites gathered at Mizpah in Benjamin. Samuel appeals to God, the Philistines are decisively beaten, and the Israelites reclaim their lost territory. Samuel sets up the Eben-Ezer (the stone of help) in remembrance of the battle, and takes his place as judge of Israel.
Samuel and Saul (8:1-15:35)
The institution of the monarchy (8:1-12:25)
In Samuel's old age, he appoints his sons Joel and Abijah as judges but, because of their corruption, the people ask for a king to rule over them. God directs Samuel to grant the people their wish despite his concerns: God gives them Saul from the tribe of Benjamin, whom Samuel anoints during an attempt by Saul to locate his father's lost donkeys. He then invites Saul to a feast, where he gives him the best piece of meat, and they talk through the night on the roof of Samuel's house. Samuel tells Saul to return home, telling him the donkeys have been found and his father is now worrying about him, as well as describing a series of signs Saul will see on the way home. Saul begins to prophesy when he meets some prophets, confusing his neighbours. Eventually, Samuel publicly announces Saul as king, although not without controversy.
Shortly thereafter, Nahash of Ammon lays siege to Jabesh Gilead and demands that everyone in the city have their right eye gouged out as part of the peace treaty. The Jabeshites send out messengers, looking for a saviour. When Saul hears of the situation, he gathers a 330,000-strong army and launches a surprise attack at night, leading Israel to victory and saving Jabesh, thus proving those who doubted him wrong. Saul's kingship is renewed.
Samuel is aware he is the final judge and that the age of kings is about to begin, and speaks to the Israelites, demonstrating his innocence and recapping the history of Israel. He calls on the Lord to send thunder and rain, and rebukes the people for their desire for a king. Nonetheless, he tells them that as long as they refrain from idol worship, they will not perish - but if they do, calamity will befall the kingdom.
The beginning of Saul's reign (13:1-15:35)
Despite his numerous military victories, Saul disobeys Yahweh's instructions. First of all, after a battle against the Philistines, he does not wait for Samuel to arrive before he offers sacrifices. Meanwhile, it turns out that the Philistines have been killing and capturing blacksmiths in order to ensure the Israelites do not have weapons, and so the Israelites go to war essentially with sharpened farm instruments. Saul's son Jonathan launches a secret attack by climbing a pass into the Philistine camp and kills twenty people in the process. The panic this creates leads to a victory for the Israelites. Jonathan finds some honey and eats it, despite a royal decree not to eat until evening. Jonathan begins to doubt his father, reasoning an even greater victory could have been achieved if the men had eaten. The royal decree has other unintended knock-on effects, namely that the men start killing and eating animals without draining the blood. To counteract this, Saul sets up an altar so the proper laws can be observed. When a priest suggests asking God before launching another attack, God is silent, leading Saul to set up a pseudo-legal procedure to ascertain whose fault it is that God has abandoned them. The lot falls on Jonathan, but the men refuse to let him be executed since he is the reason for their victory.
Over time, Saul fights the Moabites, the Ammonites, the Edomites, the Zobahites, the Philistines and the Amalekites, winning victory over them all; his kingdom is in a constant state of war, and he constantly recruits new heroes to his army. However, he disobeys God's instruction to destroy Amalek: Saul spares Agag, the Amalekite ruler, and the best portion of the Amalekite flocks to present them as sacrifices. Samuel rebukes Saul and tells him that God has now chosen another man to be king of Israel. Samuel then kills Agag himself.
Saul and David (16:1-31:13)
David at court (16:1-19:7)
Samuel travels to Bethlehem to visit a man named Jesse, with God promising Samuel can anoint one of his sons as king. However, while inspecting Jesse's sons, God tells Samuel that none of them are to be king. God tells Samuel to anoint David, the youngest brother, as king. Saul becomes ill and David comes to play the harp to him. Saul takes a liking to David and David enters Saul's court as his armor-bearer and harpist.
A new war against the Philistines begins, and a Philistine champion named Goliath emerges, challenging any Israelite to one-on-one combat, with the loser's people becoming subject to the winner. David goes to take food to his brothers in the Israelite camp, learns of the situation and the reward Saul is willing to give to the person who kills him (great wealth, his daughter's hand in marriage and exemption from taxes for the killer's family) and tells Saul he will kill Goliath. Saul wants him to wear his armour, but David finds he cannot because he is not used to it. Seeing David's youth, Goliath begins to curse him. David slings a stone into Goliath's forehead, and Goliath dies. David cuts off Goliath's head with Goliath's sword.
Jonathan befriends David. Saul begins to send David on military missions and quickly promotes him given his successes, but begins to become jealous of David after the Israelites make up a song about how much more successful David is than Saul. One day, Saul decides to kill David with a spear, but David avoids him. Saul realises that God is now with David and no longer with him, making him scared of David. He therefore seeks other ways to pacify David. First, he sends him on military campaigns, but this only makes him more successful. Next, he tries to marry him off to his daughter Merab, but David refuses, and so Merab is married off to the nobleman Adriel. However, David is in love with Michal, another of Saul's daughters. Although David is still unsure about becoming son-in-law to the king, Saul requires only 100 Philistine foreskins as dowry. Although this is a plan to have David captured by the Philistines, David kills 200 Philistines and brings their foreskins back to Saul.
Saul then plots David's death, but Jonathan talks him out of it.
The flight of David (19:8-21:16)
Once again Saul tries to kill David with his spear, and so David decides to escape, lowered out of a window by Michal, who then takes an idol, covers it in clothes and places goat's hair on its head to cover David's escape. David visits Samuel. When Saul finds this out, he sends men to capture David, but when they see Samuel they begin prophesying, as does Saul when he tries to capture David himself.
David then visits Jonathan, and they argue about whether Saul actually wants to kill David. David proposes a test: he is to dine with the king the following day for the New Moon festival. However, he will hide in a field and Jonathan will tell Saul that David has returned to Bethlehem for a sacrifice. If the king accepts this, he is not trying to kill him, but if he becomes angry, he is. Jonathan devises a code to relay this information to David: he will come to the stone Ezel, shoot three arrows at it and tell a page to find them. If he tells the page the arrows are on his side of the stone, David can come to him, but if he tells them they are beyond the stone, he must run away. When Jonathan puts the plan into action, Saul attempts to kill him with his spear. Jonathan relays this to David using his code and the two weep as they are separated.
David arrives at Nob, where he meets Ahimelech the priest, a great-grandson of Eli. Pretending he is on a mission from the king and is going to meet his men, he asks for supplies. He is given the showbread and Goliath's sword. He then flees to Gath and seeks refuge at the court of King Achish, but feigns insanity since he is afraid of what the Philistines might do to him.
David the Outlaw (22:1-26:25)
David travels to the cave of Adullam near his home, where his family visit him, until he finds refuge for them at the court of the king of Moab in Mizpah.
However, one of Saul's servants, Doeg the Edomite, saw David at Nob, and informs Saul that he was there. Saul arrives at the town, concludes that the priests are supporting David and has Doeg kill them all. One priest gets away: Abiathar, son of Ahimelech, who goes to join David. David accepts him, since he feels somewhat responsible for the massacre. David liberates the village of Keilah from the Philistines with the help of God and Abiathar. However, when God tells him that Saul is coming and the citizens of Keilah will hand him over to Saul, David and his men escape to the desert of Ziph, where Jonathan comes and recognises him as the next king. However, some Ziphites inform Saul that David is in the desert, but Saul's search is broken off by another Philistine invasion.
After the invasion, Saul learns David is now living in the desert of En Gedi and resumes his search for him. At one point, he enters a cave to relieve himself. David and his men are further back in the cave. They discuss the possibility of killing Saul, but David opts to merely cut a corner off his robe and use this as proof that he does not in fact wish to kill Saul. Saul repents of how he has treated David, recognises him as the next king and makes him promise not to kill off his descendants.
Samuel dies, and, after mourning him, David moves on to the Desert of Paran. Here he meets the shepherds of a Calebite named Nabal, and his men help protect them. At sheep-shearing time, he sends some of his men to ask for food. However, Nabal refuses, preferring to keep his food for his household. However, when his wife, Abigail, hears of this, she takes a large amount of supplies to David herself. This turns out to be at exactly the right moment, since David had just threatened to kill everyone in Nabal's home. Abigail begs for mercy, and David agrees, praising her wisdom. That night Nabal has a feast, so Abigail waits until morning to tell him what she has done. He has a heart attack and dies ten days later. David marries Abigail and a woman from Jezreel named Ahinoam, but in the meantime Saul has married David's first wife, Michal, off to a nobleman named Palti, son of Laish.
Saul decides to return to pursuing David, and the Ziphites alert him as to David's whereabouts. Saul returns to the desert of Ziph and sets up camp. One night, David and two companions, Achimelech the Hittite and Abishai son of Zeruiah (his nephew), go to Saul's camp and find him asleep on the ground. Abishai advocates killing him, but David once again resists, content with taking a spear and water jug lying by Saul's head. The next morning, David advises Abner, Saul's captain, to put the soldiers to death for not protecting Saul, citing the absence of the spear and water jug as evidence. Saul interrupts, and once again repents of his hunt. He blesses David, David returns his spear and Saul returns home.
David among the Philistines (27:1-31:13)
David joins the Philistines out of fear of Saul, taking his wives with him and brutally destroying his enemies, largely the Geshurites, the Girzites and the Amalekites, but makes the Philistines believe he is attacking the Israelites, the Jerahmeelites and the Kenites instead. King Achish is pleased with him, and supposes he will continue to serve him. Eventually, the Philistines go to war with the Israelites, and David goes with them.
Meanwhile, Saul is growing increasingly anxious about the upcoming battle, but cannot get advice from God. He decides to attempt to contact Samuel from beyond the grave. While he has expelled all the witches and spiritists, he learns that one remains at Endor. After Saul assures her she will not be punished, she agrees to summon Samuel. Samuel is not happy to be disturbed, and reveals that the Philistines will win the battle, with Saul and his sons dying in the process. Saul is shocked and, although at first reluctant, eats some food and leaves.
Back in the Philistine camp, several of the rulers are not happy with the idea of fighting alongside David, suspecting he may defect during the battle. Achish therefore reluctantly sends David back instead of bringing him to Jezreel with the Philistine army. When David and his men arrive in Ziklag, they find it sacked by the Amalekites, and David's wives taken captive. After seeking God's advice, David decides to pursue the raiding Amalekites, finding the Egyptian slave of one, abandoned when he became ill, who can show them the band. When they are located and found to be feasting, David fights all day, with only 400 escaping on camels. David recovers everything and returns to the Besor Valley, where 200 men who were too exhausted to come with him have been guarding supplies. David announces all are to share in the treasure, and even sends some to the elders of Judah when he returns to Ziklag.
Meanwhile, the Battle of Mount Gilboa is raging on and, as Samuel said, the Philistines are winning. Saul's three sons have been killed, and he himself has been wounded by arrows. Saul asks his armor-bearer to run his sword through him rather than let him be captured by the Philistines, but does it himself when the armor-bearer refuses. When they see the battle going badly, the Israelites flee their towns, allowing the Philistines to occupy them. The next day, the Philistines find Saul, behead him, and take his armour to the temple of Astarte and his body to Beth Shan. When they hear what has happened, the citizens of Jabesh Gilead take his body and perform funerary rites in their city.
2 Samuel
Saul and David (continued) (1:1-1:27)
David among the Philistines (continued) (1:1-1:27)
Back in Ziklag, three days after Saul's death, David receives news that Saul and his sons are dead. It transpires that the messenger is an Amalekite who, at Saul's insistence, had killed Saul to speed his death along, and brought his crown to David. David orders his death for having killed God's anointed. At this point, David offers a majestic eulogy, where he praises the bravery and magnificence of both his friend Jonathan and King Saul.
David (2:1-20:26)
David King of Judah (2:1-4:12)
David returns to Hebron at God's instruction. The elders of Judah anoint David as king, and as his first act he offers a reward to the people of Jabesh Gilead for performing Saul's funerary rites. Meanwhile, in the north, Saul's son Ish-bosheth, supported by Abner, has taken control of the northern tribes. David and Ish-bosheth's armies meet at the Pool of Gibeon, and Abner and Joab, another son of Zeruiah and David's general, agree to have soldiers fight in one-on-one combat. All this achieves is twelve men on each side killing each other, but a battle follows and David wins. During the Benjaminites' retreat, Joab's brother Asahel chases Abner and Abner kills him, shocking everyone. Joab and Abishai continue Asahel's pursuit. A truce is declared when they reach a hill to avoid further bloodshed, and Abner and his men are able to cross the Jordan.
The war continues as David builds a family. Meanwhile, the House of Saul is getting weaker. When Ish-bosheth accuses Abner of sleeping with Saul's concubine Rizpah, Abner offers to join David, which David accepts as long as he brings Michal with him. At the same time, David sends a petition to Ish-bosheth for the return of Michal, which Ish-bosheth agrees to. Patiel follows her crying until he is told to return home. Following the return of Michal, Abner agrees to get the elders of Israel to agree to make David king. However, Joab believes Abner was lying in his purpose of coming to David and, after recalling him to Hebron, kills him in revenge for Asahel. David curses Joab's family to always contain a leper, someone disabled or someone hungry. He then holds a funeral for Abner.
By this point, the only other surviving member of Ish-bosheth's family is Mephibosheth, Jonathan's disabled son, who was dropped by his nurse as she attempted to escape the palace after the deaths of Saul and Jonathan. Ish-bosheth is murdered by Rechab and Baanah, two of his captains who hope for a reward from David, who stab him and cut off his head. They bring his head to David, but David has them killed for killing an innocent man. They are hanged by the pool of Hebron and Ish-bosheth's head is buried in Abner's tomb.
David King of Judah and of Israel (5:1-8:18)
David is anointed king of all Israel.
Against all odds, David captures Jerusalem from the Jebusites. He takes over the fortress of Zion and builds up the area around it. Hiram I, king of Tyre sends craftsmen to build David a palace. Meanwhile, David's family continues to grow. The Philistines decide to attack Israel now that David is king, but God allows David to defeat them in two battles, first in Baal Perizim and next in the Valley of Rephaim.
The Ark is currently still in Baalah (another name for Kiriath Jearim), but David wants to bring it to Jerusalem. He puts it on a cart and employs the priests Uzzah and Ahio, both sons of Abinadab and brothers of Eleazar, to accompany it. A grand procession with musical instruments is organised, but comes to a sudden halt when the oxen stumble, causing Uzzah to touch the Ark and die. David is afraid to take it any further and stores it in the house of a man named Obed-Edom. When, after three months, Obed-Edom and his family have received nothing but blessings, David takes the Ark to Jerusalem. As part of the ceremony bringing the Ark into the city, David dances in front of it wearing nothing but an ephod. Michal sees this and is annoyed, but David says it was for the Lord, and thus it was not undignified. Michal never has any children.
David wishes to build a temple, arguing that he should not be living in a palace while God lives in a tent. Nathan, a prophet, agrees. However, that night Nathan has a dream in which God informs him that David should not build him a temple for three reasons. Firstly, God has not commanded it, and has never complained about living in a tent before. Secondly, God is still working to build David and his house up and establish the Israelites in the Promised Land. Thirdly, God will establish one of David's sons as king; he will build the temple, and his house will never be out of power. When Nathan reports this to David, David prays to God, thanking him for these revelations. David defeats the enemies of Israel, slaughtering Philistines, Moabites, Edomites, Syrians, and Arameans. He then appoints a cabinet.
David's family and the intrigues for the succession (9:1-20:26)
Mephibosheth (9:1-9:13)
David asks if anyone from the House of Saul is still alive so that he can show kindness to them in memory of Jonathan. Ziba, one of Saul's servants, tells him about Mephibosheth. David informs Mephibosheth that he will live in his household and eat at his table, and Mephibosheth moves to Jerusalem.
The Ammonite War and birth of Solomon (10:1-12:31)
Nahash, king of Ammon dies and his son Hanun succeeds him. David sends condolences, but the Ammonites suspect his ambassadors are spies and humiliate them before sending them back to David. When they realise their mistake, they fear retaliation from David and amass an army from the surrounding tribes. When he hears that they are doing this, he sends Joab to lead his own army to their city gates, where the Ammonites are in battle formation. Joab decides to split the army in two: he will lead an elite force to attack the Aramean faction, while the rest of the army, led by Abisai, will focus on the Ammonites. If either enemy force turns out to be too strong, the other Israelite force will come to help their comrades. As it turns out, the Arameans flee from Joab, causing the Ammonites to also flee from Abishai. The Israelite army returns to Jerusalem. The Arameans regroup and cross the Euphrates, and this time David himself wins a decisive victory at Helam. The Arameans realise they cannot win, make peace with Israel and refuse to help the Ammonites again. The following spring, Joab destroys the Ammonites.
However, while Joab is off at war, David remains in Jerusalem. One morning, he is standing on the roof of his palace when he sees a naked woman performing ablutions after her period. David learns her name is Bathsheba, and they have sex. She becomes pregnant. Seeking to hide his sin, David recalls her husband, Uriah the Hittite, from battle, David encourages him to go home and see his wife, but Uriah declines in case David might need him, and sleeps in the doorway to the palace that night. David, in spite of inviting Uriah to feasts, continues to be unable to persuade him to go home. David then deliberately sends Uriah on a suicide mission. David loses some of his best warriors in this mission, so Joab tells the messenger reporting back to tell David that Uriah is dead. David instructs Joab to continue the attack of the city. After Bathsheba has finished mourning Uriah, David marries her and she gives birth.
Nathan comes to David and tells him a parable. In a town, there are a rich man and a poor man. The rich man has much livestock, but the poor man has only one lamb whom he loves like a child. One day, the rich man has a guest for dinner, and instead of slaughtering one of his own livestock, took the poor man's lamb and cooked it. David angrily insists the rich man be put to death, but Nathan tells him he is the man, saying he has committed a sin to get something he already had plenty of (wives), and prophesies that his family will be gripped by violence, and someone will have affairs with his wives publicly. David repents, and Nathan tells him that while he is forgiven and will not die, his son with Bathsheba will. The child becomes ill, and David spends his time fasting and praying, but to no avail, because the child dies. David's attendants are scared to tell him the news, worried about what he may do. However, he surprises everyone by ending his fasting, saying that he was fasting and praying was an attempt to persuade God to save his child, whereas fasting now isn't going to bring the child back. After they have mourned, David and Bathsheba have another child, who they name Solomon (also called Jedediah).
Back on the front line, in the city of Rabbah, Joab has gained control of the water supply. Joab invites David to finish capturing the city so that it may be named after himself. David gathers an army and travels up himself. He wins a victory, crowns himself king of the Ammonites, takes a large amount of plunder and puts the Ammonites into forced labour before returning to Jerusalem.
Absalom (13:1-20:26)
A complicated controversy begins to develop within the palace. Amnon, David's son by Ahinoam, becomes lovesick for Tamar, David's daughter by Maacah, daughter of Talmai, king of Geshur. Amnon's advisor and cousin Jonadab suggests he pretend to be ill and ask Tamar to come and prepare bread for him so he can eat out of her hand. When she comes to his house, Amnon tells her to come to his bedroom. Here, after she refuses to have sex with him, Amnon rapes her. He then forces her to leave the house. She rips the gown which symbolises she is a virgin, puts ashes on her hand and walks around wailing. Tamar's brother, Absalom, and David learn about this and become angry.
Two years later, Absalom is shearing sheep at Baal Hazor and invites David and all his sons to come. David refuses, but blesses him and sends Amnon and the rest of his sons to him. Absalom holds a feast and gets Amnon drunk. He then instructs his servants to kill Amnon in revenge for his rape of Tamar. David's other sons are disgusted and return to Jerusalem. David hears a rumour that Absalom has killed all of David's sons, but Jonadab assures him that only Amnon is dead. Meanwhile, Absalom goes to live with his grandfather in Geshur for three years. After David has finished mourning Amnon, he considers visiting Absalom.
Joab wants to help David, so he tells a wise woman from Tekoa to travel to Jerusalem pretending to be in mourning and speak to the king. The woman tells a story about her two sons, one of whom killed the other and whose death is now being called for. After some cajoling, David agrees to issue a decree ensuring that her son is not killed. The woman turns this back on David, and asks, then, why he has not forgiven his own son. After the woman admits that Joab put her up to this, David agrees to allow Absalom back to Jerusalem, but insists he does not come to the palace. Absalom becomes popular in Jerusalem due to his good looks. His family also grows during this time. Two years pass without Absalom being recalled to court. When Joab refuses to help him, Absalom sets his field on fire. This gets Joab's attention, and finally Absalom manages to convince him to persuade David to allow him back to court.
Absalom purchases a magnificent chariot, and begins campaigning to become a judge, principally by waiting outside the city gate, listening to the concerns of people coming to the king and pretending there is no-one to hear them, as well as embracing anyone who bows to him. Four years pass, and Absalom travels to Hebron, claiming to be fulfilling a vow, but in fact he hatches a plan to get the tribes of Israel to proclaim him king. The 200 guests who follow him do not know of his plan, and while he is at Hebron Absalom summons Ahitophel, David's counselor.
David is told of the increasing support for Absalom and decides to flee Jerusalem. He takes with him his wives and concubines (with the exception of ten), and a number of Cerethites, Pelethites and Gittites, led by a general named Ittai, who comes with David only after insisting on it. Abiathar and another priest named Zadok, together with a number of Levites who are guarding the Ark, also come, but go back when David tells them to return the Ark to Jerusalem. The procession climbs the Mount of Olives, where he meets his confidant Hushai the Arkite, who he sends back to Jerusalem to act as a spy, seeking to disrupt Ahitophel's plans.
On the other side of the mountain, David meets Ziba, who brings donkeys and fruit as supplies. He claims that Mephibosheth is hoping to be restored to the throne of Saul in the chaos, and David grants Ziba Mephibosheth's estates. As the party approaches Bahurim, a Benjaminite named Shimei begins cursing and stoning David for the bloodshed he caused in the House of Saul. Abishai suggests executing him, but David considers that God has told Shibei to curse him and lets him carry on.
Back in Jerusalem, Ahitophel and Hushai arrive at Absalom's court. Absalom is at first suspicious of Hushai's presence, but ultimately accepts him. Ahitophel suggests Absalom sleeps with David's concubines who he left to take care of the palace in order to entrench the division between David and Absalom, so Absalom pitches a tent on the palace roof and does this in the view of all the Israelites. Ahitophel then suggests launching a sneak attack on David with 12,000 men. However, Hushai points out that David and his men are fighters, and that they could defeat the men, reducing morale. He suggests Absalom form a much larger army and lead it into battle himself. God has decided to frustrate Ahitophel's advice so that Absalom can be defeated, so Absalom follows Hushai's advice. Hushai then goes to Zadok and Abiathar and tells them to get word to David to cross the fords. Their sons, Ahimaaz and Jonathan, respectively, are staying at En Rogel, where they receive the message. Unfortunately, one of Absalom's spies sees them so they have to hide in a well in Bahurim. The well's owner's wife hides them and lies to Absalom's men that they have crossed the brook. After Absalom's men are gone, the pair make it to King David and he manages to cross the Jordan in time.
David and Absalom meet at Mahanaim, and David's allies bring his army food, given his army is tired and exhausted after its time in the wilderness. David divides his army into thirds: one led by Joab, one led by Abishai and one led by Ittai. David intends to come out with his men, but his generals veto it. He decides to stay at the city, and instructs his generals to be gentle with Absalom. The battle is fought in the Wood of Ephraim. This proves to be a victory for David, in part because of the treacherous terrain. As Absalom meets David's men, he passes under a tree; his long hair gets caught in the tree and he is hanged. Joab gets word of this, finds him and plunges three javelins into his heart, killing him. Joab declares the battle over and buries Absalom. Absalom's monument is the pillar he built during his lifetime.
Ahimaaz and a Cushite run to tell David the news of his victory and his son's death. Ahimaaz declares the victory, but is not sure yet what the situation with Absalom is. The Cushite bears the same news, but also tells David that Absalom is dead. David begins to mourn, wishing he had died instead of Absalom. This prompts his men to start mourning as well, causing Joab to enter his tent in an attempt to talk sense into him. Joab points out that the battle has saved not only David's life, but the lives of his wives and concubines, and thus it is humiliating for the men to have to mourn for the enemy. David agrees to come out and encourage the men.
Given the sudden change in situation, the elders of Israel begin to argue about what to do next. David convinces the elders of Judah to escort him back to Jerusalem. They are joined by Shimei, who apologises to David. Abishai once again calls for the death penalty, but once again David grants clemency. Mephibosheth also comes to David, and explains the earlier situation: he had wanted to come with David and had told Ziba to saddle his donkeys, but Ziba had betrayed and slandered him. David offers to allow him and Ziba to split the land, but Mephibosheth allows Ziba to take the lot in celebration of David's triumph. David invites his host in Mahanaim, Barzillai, to return to Jerusalem with him, but Barzillai protests on the basis that he is now eighty years old and thus will gain no enjoyment from coming. However, he gives David his servant Kimham in his place, and David promises to look after him. A scuffle breaks out between the Judahites and the other Israelites about why they specifically got to escort the king home. Attempting to resolve the issue, a Benjaminite named Sheba son of Bichri launches a rebellion against David, which all the tribes except Judah back.
Back in Jerusalem, David begins to sort out the issues that were caused by his absence. First, he puts the ten concubines who were left behind into a guarded house and gives them pensions but does not sleep with them, allowing them to live the rest of their lives as widows. He then begins to sort out a defence against Sheba. He tells Amasa, the general whom he wishes to replace Joab, to summon the Judahite troops and have them in Jerusalem within three days, something he fails at. David therefore tells Abishai to start pursuing Sheba to effectively put down his rebellion before it has begun. Amasa meets Abishai and Joab at Gibeon. Amasa goes to meet Joab, but Joab's dagger falls out of his tunic, stabbing Amasa in the stomach, killing him. He is covered with a cloth and placed in a field, and the army continues pursuing Sheba. They meet him at Abel Beth Maakah, a stronghold of Sheba's rebellion, and begin to lay siege to it. A wise woman asks them why they want to destroy the city, and Joab responds they don't want to destroy it, but merely end Sheba's rebellion. The wise woman cuts off Sheba's head and throws it to Joab from the city walls, thus ending the siege.
Supplementary information (21:1-24:25)
2 Samuel concludes with four chapters (chapters 21 to 24) that lie outside the chronological succession narrative of Saul and David, a narrative that will continue in The Book of Kings. Chapter 21 tells the story of a three-year long famine which takes place at the start of David's reign. God explains this is a punishment for Saul's genocide of the Gibeonites, a people group who are the remnants of the Amorites, whom Israel had promised to spare but Saul has massacred. David calls the Gibeonites and asks what he can do to make amends, hoping this will end the famine. The Gibeonites ask for seven of Saul's descendants to kill, and David agrees. He spares Mephibosheth, but hands over Rizpah's sons Armoni and Mephibosheth and the five sons of Merab and Adriel. They are killed by the Gibeonites and their bodies are exposed at the start of the barley harvest. Rizpah, however, protects the bodies, and David agrees to take the bones of Saul, Jonathan and those killed by the Gibeonites and bury them in the tomb of Kish in Zelah. This pleases God and the famine ends. Another war then occurs with the Philistines. In the first battle, Abishai kills Ishbi-benob, a Philistine who had sworn to kill David, which leads to David's army refusing to let him fight alongside them again for his own protection. The second battle takes place at Gob, and this time Sibbekai the Hushathite kills a Philistine named Saph. A third battle also takes place in Gob, where Elhanan, son of Jair kills Goliath's brother. In the fourth battle, at Gath, Jonathan, son of Shimeah, kills a huge man with six fingers on each hand and six toes on each foot.
Chapter 22 is similar to Psalm 18, and is a song David sang when he was delivered from Saul.
Chapter 23 begins with David's last words, a subdued speech in which David expresses gladness at the goodness of his house. It then tells stories of a group of men identified as 'David's Mighty Warriors'. Josheb-Basshebeth, Eleazar, son of Dodai and Shammah, son of Agee the Hararite all single-handedly win battles against the Philistines. One day, while David and his men are hiding in the cave of Adullam, David becomes homesick and, hearing the Philistines have taken over Bethlehem, cries out desiring water from Bethlehem's well. These three men risk their lives to work their way through Philistine lines and bring water from the well back to David. David refuses to drink it and offers it to God because his warriors risked their lives for it. Abishai, we learn, achieved his high position by single-handedly killing three hundred men. Another warrior, Benaniah, son of Jehoiada, kills Moab's two mightiest warriors, a lion, and a huge Egyptian with his own spear. The chapter finishes by listing David's other mighty warriors, known as the Thirty.
Chapter 24 tells the story of more calamities on Israel. God is angry once again at Israel, so he instructs David to take a census. Joab has his reservations, but ultimately relents. When the results come in, however, David realises what he has done, and begs God for mercy. Gad the prophet offers David three choices of punishment: three years of famine, three months of pursuit by his enemies or three days of plague. David chooses the plague. 70,000 people die. After three days the angel of death reaches Jerusalem, and is on the threshing floor of a man named Araunah the Jebusite, when God tells him to stop. David is horrified, arguing that it should be him and his family who are punished. Gad tells David to build an altar on the threshing floor of Araunah the Jebusite. Araunah offers to sell the land to David for free but David insists on paying. David pays fifty shekels of silver and builds the altar, stopping the plague.
Composition
Versions
1 and 2 Samuel were originally (and, in most Jewish bibles, still are) a single book, but the first Greek translation, called the Septuagint and produced around the second century BC, divided it into two; this was adopted by the Latin translations used in the early Christian church of the West, and finally introduced into Jewish bibles around the early 16th century.
In imitation of the Septuagint what is now commonly known as 1 Samuel and 2 Samuel, are called by the Vulgate, 1 Kings and 2 Kings respectively. What are now commonly known as 1 Kings and 2 Kings would be 3 Kings and 4 Kings in Bibles dating from before 1516. It was in 1517 that use of the division we know today, used by Protestant Bibles and adopted by Catholics, began. Traditional Catholic and Orthodox Bibles still preserve the Septuagint name; for example, the Douay–Rheims Bible.
The Hebrew text that is used by Jews today, called the Masoretic Text, differs considerably from the Hebrew text that was the basis of the first Greek translation, and scholars are still working at finding the best solutions to the many problems this presents.
Historical accuracy
The Books of Samuel are considered to be based on both historical and legendary sources, primarily serving to fill the gap in Israelite history after the events described in Deuteronomy. According to Donald Redford, the Books of Samuel exhibit too many anachronisms to have been compiled in the 11th century BCE.
Authorship and date of composition
According to passages 14b and 15a of the Bava Basra tractate of the Talmud, the book was written by Samuel up until 1 Samuel 25, which notes the death of Samuel, and the remainder by the prophets Gad and Nathan. Critical scholars from the 19th century onward have rejected this idea. However, even prior to this, the medieval Jewish commentator Isaac Abarbanel noted that the presence of anachronistic expressions (such as "to this day" and "in the past") indicated that there must have been a later editor such as Jeremiah or Ezra. Martin Noth in 1943 theorized that Samuel was composed by a single author as part of a history of Israel: the Deuteronomistic history (made up of Deuteronomy, Joshua, Judges, Samuel and Kings). Although Noth's belief that the entire history was composed by a single individual has been largely abandoned, his theory in its broad outline has been adopted by most scholars.
The Deuteronomistic view is that an early version of the history was composed in the time of king Hezekiah (8th century BC); the bulk of the first edition dates from his grandson Josiah at the end of the 7th BC, with further sections added during the Babylonian exile (6th century BC) and the work was substantially complete by about 550 BC. Further editing was apparently done even after then. For example, A. Graeme Auld, Professor of Hebrew Bible at the University of Edinburgh, contends that the silver quarter-shekel which Saul's servant offers to Samuel in 1 Samuel 9 "almost certainly fixes the date of this story in the Persian or Hellenistic period".
The 6th century BC authors and editors responsible for the bulk of the history drew on many earlier sources, including (but not limited to) an "ark narrative" (1 Samuel 4:1–7:1 and perhaps part of 2 Samuel 6), a "Saul cycle" (parts of 1 Samuel 9–11 and 13–14), the "history of David's rise" (1 Samuel 16:14–2 Samuel 5:10), and the "succession narrative" (2 Samuel 9–20 and 1 Kings 1–2). The oldest of these, the "ark narrative," may even predate the Davidic era.
This view of late compilation for Samuel has faced serious scholarly opposition on the basis that evidence for the Deuteronimistic history is scant, and that Deuteronimistic advocates are not in consensus as to the origin and extent of the History. Secondly, the basic theological concerns identified with the Deuteronimistic school are tenets central to Hebrew theology in texts that are widely regarded as predating Josiah. Thirdly, there are notable differences in style and thematic emphasis between Deuteronomy and Samuel. Finally, there are widely acknowledged structural parallels between the Hittite suzerain treaty of the second millennium BC and the Book of Deuteronomy itself, far before the time of Josiah. The alternative view is that it is difficult to determine when the events of Samuel were recorded: "There are no particularly persuasive reasons to date the sources used by the compiler later than the early tenth century events themselves, and good reason to believe that contemporary records were kept (cf. 2 Sam. 20:24–25)."
Sources
The sources used to construct 1 and 2 Samuel are believed to include the following:
Call of Samuel or Youth of Samuel (1 Samuel 1–7): From Samuel's birth his career as Judge and prophet over Israel. This source includes the Eli narrative and part of the ark narrative.
Ark narrative (1 Samuel 4:1b–7:1 and 2 Samuel 6:1–20): the ark's capture by the Philistines in the time of Eli and its transfer to Jerusalem by David – opinion is divided over whether this is actually an independent unit.
Jerusalem source: a fairly brief source discussing David conquering Jerusalem from the Jebusites.
Republican source: a source with an anti-monarchial bias. This source first describes Samuel as decisively ridding the people of the Philistines, and begrudgingly appointing an individual chosen by God to be king, namely Saul. David is described as someone renowned for his skill at playing the harp, and consequently summoned to Saul's court to calm his moods. Saul's son Jonathan becomes friends with David, which some commentators view as romantic, and later acts as his protector against Saul's more violent intentions. At a later point, having been deserted by God on the eve of battle, Saul consults a medium at Endor, only to be condemned for doing so by Samuel's ghost, and told he and his sons will be killed. David is heartbroken on discovering the death of Jonathan, tearing his clothes as a gesture of grief.
Monarchial source: a source with a pro-monarchial bias and covering many of the same details as the republican source. This source begins with the divinely appointed birth of Samuel. It then describes Saul as leading a war against the Ammonites, being chosen by the people to be king, and leading them against the Philistines. David is described as a shepherd boy arriving at the battlefield to aid his brothers, and is overheard by Saul, leading to David challenging Goliath and defeating the Philistines. David's warrior credentials lead to women falling in love with him, including Michal, Saul's daughter, who later acts to protect David against Saul. David eventually gains two new wives as a result of threatening to raid a village, and Michal is redistributed to another husband. At a later point, David finds himself seeking sanctuary amongst the Philistine army and facing the Israelites as an enemy. David is incensed that anyone should have killed Saul, even as an act of mercy, since Saul was anointed by Samuel, and has the individual responsible, an Amalekite, killed.
Court History of David or Succession narrative (2 Samuel 9–20 and 1 Kings 1–2): a "historical novel", in Alberto Soggin's phrase, telling the story of David's reign from his affair with Bathsheba to his death. The theme is of retribution: David's sin against Uriah the Hittite is punished by God through the destruction of his own family, and its purpose is to serve as an apology for the coronation of Bathsheba's son Solomon instead of his older brother Adonijah. Some textual critics have posited that given the intimacy and precision of certain narrative details, the Court Historian may have been an eyewitness to some of the events he describes, or at the very least enjoyed access to the archives and battle reports of the royal house of David.
Redactions: additions by the redactor to harmonize the sources together; many of the uncertain passages may be part of this editing.
Various: several short sources, none of which have much connection to each other, and are fairly independent of the rest of the text. Many are poems or pure lists.
Manuscript sources
Four of the Dead Sea Scrolls feature parts of the books of Samuel: 1QSam, found in Qumran Cave 1, contains parts of 2 Samuel; and 4QSama, 4QSamb and 4QSamc, all found in Qumran Cave 4. Collectively they are known as The Samuel Scroll and date from the 2nd and 1st centuries BCE.
The earliest complete surviving Hebrew copy of the book(s) of Samuel is in the Aleppo Codex (10th century CE). The complete Greek text of Samuel is found in older manuscripts such as the 4th-century Codex Sinaiticus.
Themes
The Book of Samuel is a theological evaluation of kingship in general and of dynastic kingship and David in particular. The main themes of the book are introduced in the opening poem (the "Song of Hannah"): (1) the sovereignty of Yahweh, God of Israel; (2) the reversal of human fortunes; and (3) kingship. These themes are played out in the stories of the three main characters, Samuel, Saul and David.
Samuel
Samuel answers the description of the "prophet like Moses" predicted in Deuteronomy 18:15–22: like Moses, he has direct contact with Yahweh, acts as a judge, and is a perfect leader who never makes mistakes. Samuel's successful defense of the Israelites against their enemies demonstrates that they have no need for a king (who will, moreover, introduce inequality), yet despite this the people demand a king. But the king they are given is Yahweh's gift, and Samuel explains that kingship can be a blessing rather than a curse if they remain faithful to their God. On the other hand, total destruction of both king and people will result if they turn to wickedness.
Saul
Saul is the chosen one: tall, handsome and "goodly", a king appointed by Yahweh, and anointed by Samuel, Yahweh's prophet, and yet he is ultimately rejected. Saul has two faults which make him unfit for the office of king: carrying out a sacrifice in place of Samuel, and failing to exterminate the Amalekites, in accordance to God's commands, and trying to compensate by claiming that he reserved the surviving Amalekite livestock for sacrifice.
David
One of the main units within Samuel is the "History of David's Rise", the purpose of which is to justify David as the legitimate successor to Saul. The narrative stresses that he gained the throne lawfully, always respecting "the Lord's anointed" (i.e. Saul) and never taking any of his numerous chances to seize the throne by violence. As God's chosen king over Israel, David is also the son of God ("I will be a father to him, and he shall be a son to me..." – 2 Samuel 7:14). God enters into an eternal covenant (treaty) with David and his line, promising divine protection of the dynasty and of Jerusalem through all time.
2 Samuel 23 contains a prophetic statement described as the "last words of David" (verses 1–7) and details of the 37 "mighty men" who were David's chief warriors (verses 8–39). The Jerusalem Bible states that last words were attributed to David in the style of Jacob and Moses. Its editors note that "the text has suffered considerably and reconstructions are conjectural".
1 Kings 2:1-9 contains David's final words to Solomon, his son and successor as king.
See also
Biblical judges
Books of the Kingdoms
Historicity of the Bible
History of ancient Israel and Judah
Kingdom of Israel (Samaria)
Kingdom of Judah
Midrash Shmuel (aggadah)
References
Citations
Sources
McCarter Jr., P. Kyle (1984). II Samuel: A New Translation With Introduction and Commentary By. Anchor Bible. .
External links
Masoretic Text
שמואל א Shmuel Aleph – Samuel A (Hebrew – English at Mechon-Mamre.org)
שמואל ב Shmuel Bet – Samuel B (Hebrew – English at Mechon-Mamre.org)
Jewish translations
1 Samuel at Mechon-Mamre (Jewish Publication Society translation)
2 Samuel at Mechon-Mamre (Jewish Publication Society translation)
Christian translations
Related articles
Introduction to the book of 1 Samuel from the NIV Study Bible
Introduction to the book of 2 Samuel from the NIV Study Bible
Introduction to the book of 2 Samuel from Forward Movement
8th-century BC books
7th-century BC books
6th-century BC books
Kingdom of Israel (united monarchy)
Nevi'im
Works set in the 11th century BC
Works set in the 10th century BC
Phoenicians in the Hebrew Bible
Historical books
Deuteronomistic history |
4379 | https://en.wikipedia.org/wiki/Book%20of%20Revelation | Book of Revelation | The Book of Revelation, also erroneously called the Book of Revelations, is the final book of the New Testament (and therefore the final book of the Christian Bible). Written in Koine Greek, its title is derived from the first word of the text: , meaning 'unveiling' or 'revelation'. The Book of Revelation is the only apocalyptic book in the New Testament canon. It occupies a central place in Christian eschatology.
The author names himself as simply "John" in the text, but his precise identity remains a point of academic debate. Second-century Christian writers such as Papias of Hierapolis, Justin Martyr, Irenaeus, Melito of Sardis, Clement of Alexandria, and the author of the Muratorian fragment identify John the Apostle as the "John" of Revelation. Modern scholarship generally takes a different view, with many considering that nothing can be known about the author except that he was a Christian prophet. Modern theological scholars characterize the Book of Revelation's author as "John of Patmos". The bulk of traditional sources date the book to the reign of the Roman emperor Domitian (AD 81–96), which evidence tends to confirm.
The book spans three literary genres: the epistolary, the apocalyptic, and the prophetic. It begins with John, on the island of Patmos in the Aegean Sea, addressing letters to the "Seven Churches of Asia". He then describes a series of prophetic visions, including figures such as the Seven-Headed Dragon, the Serpent, and the Beast, which culminate in the Second Coming of Jesus.
The obscure and extravagant imagery has led to a wide variety of Christian interpretations. Historicist interpretations see Revelation as containing a broad view of history while preterist interpretations treat Revelation as mostly referring to the events of the Apostolic Age (1st century), or, at the latest, the fall of the Western Roman Empire in the 5th century. Futurists, meanwhile, believe that Revelation describes future events with the seven churches growing into the body of believers throughout the age, and a reemergence or continuous rule of a Greco-Roman system with modern capabilities described by John in ways familiar to him; and idealist or symbolic interpretations consider that Revelation does not refer to actual people or events but is an allegory of the spiritual path and the ongoing struggle between good and evil.
Composition and setting
Title, authorship, and date
The name Revelation comes from the first word of the book in Koine Greek: (), which means 'unveiling' or 'revelation'. The author names himself as "John", but modern scholars consider it unlikely that the author of Revelation also wrote the Gospel of John. He was a Jewish Christian prophet, probably belonging to a group of such prophets, and was accepted by the congregations to whom he addresses his letter.
The book is commonly dated to about AD 95, as suggested by clues in the visions pointing to the reign of the emperor Domitian. The beast with seven heads and the number 666 seem to allude directly to the emperor Nero (reigned AD 54–68), but this does not require that Revelation was written in the 60s, as there was a widespread belief in later decades that Nero would return.
Genre
Revelation is an apocalyptic prophecy with an epistolary introduction addressed to seven churches in the Roman province of Asia, in what is now western Turkey. The seven cities where churches were located are close together, and the Island of Patmos is near the western coast of Turkey. The term apocalypse means the revealing of divine mysteries; John is to write down what is revealed (what he sees in his vision) and send it to the seven churches. The entire book constitutes the prophecy—the letters to the seven individual churches are introductions to the rest of the book, which is addressed to all seven. While the dominant genre is apocalyptic, the author sees himself as a Christian prophet: Revelation uses the word in various forms 21 times, more than any other New Testament book.
Sources
The predominant view is that Revelation alludes to the Old Testament, although it is difficult among scholars to agree on the exact number of allusions or the allusions themselves. Revelation rarely quotes directly from the Old Testament, yet almost every verse alludes to or echoes ideas of older scriptures. Over half of the references stem from Daniel, Ezekiel, Psalms, and Isaiah, with Daniel providing the largest number in proportion to length and Ezekiel standing out as the most influential. Because these references appear as allusions rather than as quotes, it is difficult to know whether the author used the Hebrew or the Greek version of the Hebrew scriptures, but he was often influenced by the Greek.
Setting
Conventional understanding has been that the Book of Revelation was written to comfort beleaguered Christians as they underwent persecution at the hands of an emperor. This is, however, not the only interpretation; Domitian may not have been a despot imposing an imperial cult, and there may not have been any systematic empire-wide persecution of Christians in his time. Revelation may instead have been composed in the context of a conflict within the Christian community of Asia Minor over whether to engage with, or withdraw from, the far larger non-Christian community: Author Mark B. Stephens posed the Revelation chastised those Christians who wanted to reach an accommodation with the Roman cult of empire. This is not to say that Christians in Roman Asia were not suffering for withdrawal from, and defiance against, the wider Roman society, which imposed very real penalties; Revelation offered a victory over this reality by offering an apocalyptic hope. In the words of professor Adela Collins, "What ought to be was experienced as a present reality." There is also theological interpretation that the book mainly prophesies the end of Old Covenant order, the Jewish temple and religious economy.
Canonical history
Revelation was among the last books accepted into the Christian biblical canon, and to the present day some churches that derive from the Church of the East reject it. Eastern Christians became skeptical of the book as doubts concerning its authorship and unusual style were reinforced by aversion to its acceptance by Montanists and other groups considered to be heretical. This distrust of the Book of Revelation persisted in the East through the 15th century.
Dionysius (AD 248), bishop of Alexandria and disciple of Origen, wrote that the Book of Revelation could have been written by Cerinthus although he himself did not adopt the view that Cerinthus was the writer. He regarded the Apocalypse as the work of an inspired man but not of an Apostle (Eusebius, Church History VII.25).
Eusebius, in his Church History (), mentioned that the Apocalypse of John was accepted as a canonical book and rejected at the same time:
The Apocalypse of John is counted as both accepted (Kirsopp. Lake translation: "Recognized") and disputed, which has caused some confusion over what exactly Eusebius meant by doing so. The disputation can perhaps be attributed to Origen. Origen seems to have accepted it in his writings.
Cyril of Jerusalem (AD 348) does not name it among the canonical books (Catechesis IV.33–36).
Athanasius (AD 367) in his Letter 39, Augustine of Hippo () in his book On Christian Doctrine (Book II, Chapter 8), Tyrannius Rufinus () in his Commentary on the Apostles' Creed, Pope Innocent I (AD 405) in a letter to the bishop of Toulouse and John of Damascus (about AD 730) in his work An Exposition of the Orthodox Faith (Book IV:7) listed "the Revelation of John the Evangelist" as a canonical book.
Synods
The Council of Laodicea (AD 363) omits it as a canonical book.
The , which is a work written by an anonymous scholar between 519 and 553, contains a list of books of scripture presented as having been reckoned as canonical by the Council of Rome (AD 382). This list mentions it as a part of the New Testament canon.
The Synod of Hippo (in AD 393), followed by the Council of Carthage (397), the Council of Carthage (419), the Council of Florence (1442) and the Council of Trent (1546) classified it as a canonical book.
The Apostolic Canons, approved by the Eastern Orthodox Council in Trullo in 692, but rejected by Pope Sergius I, omit it.
Protestant Reformation
Doubts resurfaced during the 16th-century Protestant Reformation. Martin Luther called Revelation "neither apostolic nor prophetic" in the 1522 preface to his translation of the New Testament (he revised his position with a much more favorable assessment in 1530), Huldrych Zwingli labelled it "not a book of the Bible", and it was the only New Testament book on which John Calvin did not write a commentary. Revelation remains the only New Testament book not read in the Divine Liturgy of the Eastern Orthodox Church, though Catholic and Protestant liturgies include it.
Texts and manuscripts
There are fewer manuscripts of Revelation than of any other part of the New Testament. As of 2020, in total, there are 310 manuscripts of Revelation. This number includes 7 papyri, 12 majuscules, and 291 minuscules. But, in fact, not all of them are available for research. Some of them have burned down, vanished, or been categorized wrongly. While it is not extant in the (4th century), it is extant in the other great uncial codices: the (4th century), the (5th century), and the (5th century). In addition, there are numerous papyri, especially and (both 3rd century); minuscules (8th to 10th century); and fragmentary quotations in the Church fathers of the 2nd to 5th centuries and the 6th-century Greek commentary on Revelation by Andreas.
Structure and content
Literary structure
Divisions in the book seem to be marked by the repetition of key phrases, by the arrangement of subject matter into blocks, and associated with its Christological passages, and much use is made of significant numbers, especially the number seven, which represented perfection according to ancient numerology. Nevertheless, there is a "complete lack of consensus" among scholars about the structure of Revelation. The following is therefore an outline of the book's contents rather than of its structure.
Outline
Outline of the book of Revelation:
The Revelation of Jesus Christ
The Revelation of Jesus Christ is communicated to John through prophetic visions. (1:1–9)
John is instructed by the "one like a son of man" to write all that he hears and sees, from the prophetic visions, to Seven Churches of Asia. (1:10–13)
The appearance of the "one like a son of man" is given, and he reveals what the seven stars and seven lampstands represent. (1:14–20)
Messages for seven churches of Asia
Ephesus: From this church, he "who overcomes is granted to eat from the tree of life, which is in the midst of the Paradise of God." (2:1–7)
Praised for not bearing those who are evil, testing those who say they are apostles and are not, and finding them to be liars; hating the deeds of the Nicolaitans; having persevered and possessing patience.
Admonished to "do the first works" and to repent for having left their "first love."
Smyrna: From this church, those who are faithful until death, will be given "the crown of life." He who overcomes shall not be hurt by the second death. (2:8–11)
Praised for being "rich" while impoverished and in tribulation.
Admonished not to fear the "synagogue of Satan", nor fear a ten-day tribulation of being thrown into prison.
Pergamum: From this church, he who overcomes will be given the hidden manna to eat and a white stone with a secret name on it." (2:12–17)
Praised for holding "fast to My name", not denying "My faith" even in the days of Antipas, "My faithful martyr."
Admonished to repent for having held the doctrine of Balaam, who taught Balak to put a stumbling block before the children of Israel; eating things sacrificed to idols, committing sexual immorality, and holding the "doctrine of the Nicolaitans."
Thyatira: From this church, he who overcomes until the end, will be given power over the nations in order to dash them to pieces with a rod of iron; he will also be given the "morning star." (2:18–29)
Praised for their works, love, service, faith, and patience.
Admonished to repent for allowing a "prophetess" to promote sexual immorality and to eat things sacrificed to idols.
Sardis: From this church, he who overcomes will be clothed in white garments, and his name will not be blotted out from the Book of Life; his name will also be confessed before the Father and his angels. (3:1–6)
Admonished to be watchful and to strengthen since their works have not been perfect before God.
Philadelphia: From this church, he who overcomes will be made a pillar in the temple of God having the name of God, the name of the city of God, "New Jerusalem", and the Son of God's new name. (3:7–13)
Praised for having some strength, keeping "My word", and having not denied "My name."
Reminded to hold fast what they have, that no one may take their crown.
Laodicea: From this church, he who overcomes will be granted the opportunity to sit with the Son of God on his throne. (3:14–22)
Admonished to be zealous and repent from being "lukewarm"; they are instructed to buy the "gold refined in the fire", that they may be rich; to buy "white garments", that they may be clothed, so that the shame of their nakedness would not be revealed; to anoint their eyes with eye salve, that they may see.
Before the Throne of God
The Throne of God appears, surrounded by twenty four thrones with twenty-four elders seated in them. (4:1–5)
The four living creatures are introduced. (4:6–11)
A scroll, with seven seals, is presented and it is declared that the Lion of the tribe of Judah, from the "Root of David", is the only one worthy to open this scroll. (5:1–5)
When the "Lamb having seven horns and seven eyes" took the scroll, the creatures of heaven fell down before the Lamb to give him praise, joined by myriads of angels and the creatures of the earth. (5:6–14)
Seven Seals are opened
First Seal: A white horse appears, whose crowned rider has a bow with which to conquer. (6:1–2)
Second Seal: A red horse appears, whose rider is granted a "great sword" to take peace from the earth. (6:3–4)
Third Seal: A black horse appears, whose rider has "a pair of balances in his hand", where a voice then says, "A measure of wheat for a penny, and three measures of barley for a penny; and [see] thou hurt not the oil and the wine." (6:5–6)
Fourth Seal: A pale horse appears, whose rider is Death, and Hades follows him. Death is granted a fourth part of the earth, to kill with sword, with hunger, with death, and with the beasts of the earth. (6:7–8)
Fifth Seal: "Under the altar", appeared the souls of martyrs for the "word of God", who cry out for vengeance. They are given white robes and told to rest until the martyrdom of their brothers is completed. (6:9–11)
Sixth Seal: (6:12–17)
There occurs a great earthquake where "the sun becomes black as sackcloth of hair, and the moon like blood" (6:12).
The stars of heaven fall to the earth and the sky recedes like a scroll being rolled up (6:13–14).
Every mountain and island is moved out of place (6:14).
The people of earth retreat to caves in the mountains (6:15).
The survivors call upon the mountains and the rocks to fall on them, so as to hide them from the "wrath of the Lamb" (6:16).
Interlude: The 144,000 Hebrews are sealed.
144,000 from the Twelve Tribes of Israel are sealed as servants of God on their foreheads (7:1–8)
A great multitude stand before the Throne of God, who come out of the Great Tribulation, clothed with robes made "white in the blood of the Lamb" and having palm branches in their hands. (7:9–17)
Seventh Seal: Introduces the seven trumpets (8:1–5)
"Silence in heaven for about half an hour" (8:1).
Seven angels are each given trumpets (8:2).
An eighth angel takes a "golden censer", filled with fire from the heavenly altar, and throws it to the earth (8:3–5). What follows are "peals of thunder, rumblings, flashes of lightning, and an earthquake" (8:5).
After the eighth angel has devastated the earth, the seven angels introduced in verse 2 prepare to sound their trumpets (8:6).
Seven trumpets are sounded (Seen in Chapters 8, 9, and 12).
First Trumpet: Hail and fire, mingled with blood, are thrown to the earth burning up a third of the trees and green grass. (8:6–7)
Second Trumpet: Something that resembles a great mountain, burning with fire, falls from the sky and lands in the ocean. It kills a third of the sea creatures and destroys a third of the ships at sea. (8:8–9)
Third Trumpet: A great star, named Wormwood, falls from heaven and poisons a third of the rivers and springs of water. (8:10–11)
Fourth Trumpet: A third of the sun, the moon, and the stars are darkened creating complete darkness for a third of the day and the night. (8:12–13)
Fifth Trumpet: The First Woe (9:1–12)
A "star" falls from the sky (9:1).
This "star" is given "the key to the bottomless pit" (9:1).
The "star" then opens the bottomless pit. When this happens, "smoke [rises] from [the Abyss] like smoke from a gigantic furnace. The sun and sky [are] darkened by the smoke from the Abyss" (9:2).
From out of the smoke, locusts who are "given power like that of scorpions of the earth" (9:3), who are commanded not to harm anyone or anything except for people who were not given the "seal of God" on their foreheads (from chapter 7) (9:4).
The "locusts" are described as having a human appearance (faces and hair) but with lion's teeth, and wearing "breastplates of iron"; the sound of their wings resembles "the thundering of many horses and chariots rushing into battle" (9:7–9).
Sixth Trumpet: The Second Woe (9:13–21)
The four angels bound to the great river Euphrates are released to prepare two hundred million horsemen.
These armies kill a third of mankind by plagues of fire, smoke, and brimstone.
Interlude: The little scroll. (10:1–11)
An angel appears, with one foot on the sea and one foot on the land, having an opened little book in his hand.
Upon the cry of the angel, seven thunders utter mysteries and secrets that are not to be written down by John.
John is instructed to eat the little scroll that happens to be sweet in his mouth, but bitter in his stomach, and to prophesy.
John is given a measuring rod to measure the temple of God, the altar, and those who worship there.
Outside the temple, at the court of the holy city, it is trod by the nations for forty-two months ( years).
Two witnesses prophesy for 1,260 days, clothed in sackcloth. (11:1–14)
Seventh Trumpet: The Third Woe that leads into the seven bowls (11:15–19)
The temple of God opens in heaven, where the ark of his covenant can be seen. There are lightnings, noises, thunderings, an earthquake, and great hail.
The Seven Spiritual Figures. (Events leading into the Third Woe)
A Woman "clothed with a white robe, with the sun at her back, with the moon under her feet, and on her head a crown of twelve stars" is in pregnancy with a male child. (12:1–2)
A great Dragon (with seven heads, ten horns, and seven crowns on his heads) drags a third of the stars of Heaven with his tail, and throws them to the Earth. (12:3–4). The Dragon waits for the birth of the child so he can devour it. However, sometime after the child is born, he is caught up to God's throne while the Woman flees into the wilderness into her place prepared of God that they should feed her there for 1,260 days ( years). (12:5–6). War breaks out in heaven between Michael and the Dragon, identified as that old Serpent, the Devil, or Satan (12:9). After a great fight, the Dragon and his angels are cast out of Heaven for good, followed by praises of victory for God's kingdom. (12:7–12). The Dragon engages to persecute the Woman, but she is given aid to evade him. Her evasiveness enrages the Dragon, prompting him to wage war against the rest of her offspring, who keep the commandments of God and have the testimony of Jesus Christ. (12:13–17)
A Beast (with seven heads, ten horns, and ten crowns on his horns and on his heads names of blasphemy) emerges from the Sea, having one mortally wounded head that is then healed. The people of the world wonder and follow the Beast. The Dragon grants him power and authority for forty-two months. (13:1–5)
The Beast of the Sea blasphemes God's name (along with God's tabernacle and his kingdom and all who dwell in Heaven), wages war against the Saints, and overcomes them. (13:6–10)
Then, a Beast emerges from the Earth having two horns like a lamb, speaking like a dragon. He directs people to make an image of the Beast of the Sea who was wounded yet lives, breathing life into it, and forcing all people to bear "the mark of the Beast". The number of the beast the Bible says is "666". Events leading into the Third Woe:
The Lamb stands on Mount Zion with the 144,000 "first fruits" who are redeemed from Earth and victorious over the Beast and his mark and image. (14:1–5)
The proclamations of three angels. (14:6–13)
One like the Son of Man reaps the earth. (14:14–16)
A second angel reaps "the vine of the Earth" and throws it into "the great winepress of the wrath of God... and blood came out of the winepress... up to one thousand six hundred stadia." (14:17–20)
The temple of the tabernacle, in Heaven, is opened (15:1–5), beginning the "Seven Bowls" revelation.
Seven angels are given a golden bowl, from the Four Living Creatures, that contains the seven last plagues bearing the wrath of God. (15:6–8)
Seven bowls are poured onto Earth:
First Bowl: A "foul and malignant sore" afflicts the followers of the Beast. (16:1–2)
Second Bowl: The Sea turns to blood and everything within it dies. (16:3)
Third Bowl: All fresh water turns to blood. (16:4–7)
Fourth Bowl: The Sun scorches the Earth with intense heat and even burns some people with fire. (16:8–9)
Fifth Bowl: There is total darkness and great pain in the Beast's kingdom. (16:10–11)
Sixth Bowl: The Great River Euphrates is dried up and preparations are made for the kings of the East and the final battle at Armageddon between the forces of good and evil. (16:12–16)
Seventh Bowl: A great earthquake and heavy hailstorm: "every island fled away and the mountains were not found." (16:17–21)
Aftermath: Vision of John given by "an angel who had the seven bowls"
The great Harlot who sits on a scarlet Beast (with seven heads and ten horns and names of blasphemy all over its body) and by many waters: Babylon the Great. The angel showing John the vision of the Harlot and the scarlet Beast reveals their identities and fates (17:1–18)
New Babylon is destroyed. (18:1–8)
The people of the Earth (the kings, merchants, sailors, etc.) mourn New Babylon's destruction. (18:9–19)
The permanence of New Babylon's destruction. (18:20–24)
The Marriage Supper of the Lamb
A great multitude praises God. (19:1–6)
The marriage Supper of the Lamb. (19:7–10)
The Judgment of the two Beasts, the Dragon, and the Dead (19:11–20:15)
The Beast and the False Prophet are cast into the Lake of Fire. (19:11–21)
The Dragon is imprisoned in the Bottomless Pit for a thousand years. (20:1–3)
The resurrected martyrs live and reign with Christ for a thousand years. (20:4–6)
After the Thousand Years
The Dragon is released and goes out to deceive the nations in the four corners of the Earth—Gog and Magog—and gathers them for battle at the holy city. The Dragon makes war against the people of God, but is defeated. (20:7–9)
The Dragon is cast into the Lake of Fire with the Beast and the False Prophet. (20:10)
The Last Judgment: the wicked, along with Death and Hades, are cast into the Lake of Fire, which is the second death. (20:11–15)
The New Heaven and Earth, and New Jerusalem
A "new heaven" and "new earth" replace the old heaven and old earth. There is no more suffering or death. (21:1–8)
God comes to dwell with humanity in the New Jerusalem. (21:2–8)
Description of the New Jerusalem. (21:9–27)
The River of Life and the Tree of Life appear for the healing of the nations and peoples. The curse of sin is ended. (22:1–5)
Conclusion
Christ's reassurance that his coming is imminent. Final admonitions. (22:6–21)
Interpretations
Revelation has a wide variety of interpretations, ranging from the simple historical interpretation, to a prophetic view on what will happen in the future by way of God's will and the Woman's (traditionally believed to be the Virgin Mary) victory over Satan ("symbolic interpretation"), to different end time scenarios ("futurist interpretation"), to the views of critics who deny any spiritual value to Revelation at all, ascribing it to a human-inherited archetype.
Liturgical
Paschal liturgical
This interpretation, which has found expression among both Catholic and Protestant theologians, considers the liturgical worship, particularly the Easter rites, of early Christianity as background and context for understanding the Book of Revelation's structure and significance. This perspective is explained in The Paschal Liturgy and the Apocalypse (new edition, 2004) by Massey H. Shepherd, an Episcopal scholar, and in Scott Hahn's The Lamb's Supper: The Mass as Heaven on Earth (1999), in which he states that Revelation in form is structured after creation, fall, judgment and redemption. Those who hold this view say that the Temple's destruction (AD 70) had a profound effect on the Jewish people, not only in Jerusalem but among the Greek-speaking Jews of the Mediterranean.
They believe the Book of Revelation provides insight into the early Eucharist, saying that it is the new Temple worship in the New Heaven and Earth. The idea of the Eucharist as a foretaste of the heavenly banquet is also explored by British Methodist Geoffrey Wainwright in his book Eucharist and Eschatology (Oxford University Press, 1980). According to Pope Benedict XVI some of the images of Revelation should be understood in the context of the dramatic suffering and persecution of the churches of Asia in the 1st century.
Accordingly, they argue, the Book of Revelation should not be read as an enigmatic warning, but as an encouraging vision of Christ's definitive victory over evil.
Oriental Orthodox
In the Coptic Orthodox Church the whole Book of Revelation is read during Apocalypse Night after Good Friday. Biblically Ugo Vanni and other biblical scholars have argued that the Book of Revelation was written with the intention to be read entirely in one liturgical setting with dialogue-elements between the reader (singular) and the hearers (plural) based on Rev 1:3 and Rev 1:10. Beniamin Zakhary has recently shown that the structure of the reading the Book of Revelation within the Coptic rite of Apocalypse Night (this is the only biblical reading in the Coptic church with a dialogue in it, where the reader stops many times and the people respond; additionally the entire book is read in a liturgical setting that culminates with the Eucharist) shows great support for this biblical hypothesis, albeit with some notable difference.
Additionally, the Book of Revelation permeates many liturgical prayers and iconography within the Coptic Church.
Eschatological
Most Christian interpretations fall into one or more of the following categories:
Historicism, which sees in Revelation a broad view of history;
Preterism, in which Revelation mostly refers to the events of the apostolic era (1st century) or, at the latest, the fall of Jerusalem or the Roman Empire;
Futurism, which believes that Revelation describes future events (modern believers in this interpretation are often called "millennialists"); and
Idealism/Allegoricalism, which holds that Revelation does not refer to actual people or events, but is an allegory of the spiritual path and the ongoing struggle between good and evil.
Additionally, there are significant differences in interpretation of the thousand years (the "millennium") mentioned in Revelation 20:2.
Premillennialism, which holds a literal interpretation of the "millennium" and generally prefers literal interpretations of the content of the book;
Amillennialism, which rejects a literal interpretation of the "millennium" and generally prefers allegorical interpretations of the content of the book; and
Postmillennialism, which includes both literal and allegorical interpretations of the "millennium" but views the Second Coming as following the conversion to Christianity of a gradually improving world.
Eastern Orthodox
Eastern Orthodoxy treats the text as simultaneously describing contemporaneous events (events occurring at the same time) and as prophecy of events to come, for which the contemporaneous events were a form of foreshadow. It rejects attempts to determine, before the fact, if the events of Revelation are occurring by mapping them onto present-day events, taking to heart the Scriptural warning against those who proclaim "He is here!" prematurely. Instead, the book is seen as a warning to be spiritually and morally ready for the end times, whenever they may come ("as a thief in the night"), but they will come at the time of God's choosing, not something that can be precipitated nor trivially deduced by mortals.
Book of Revelation is the only book of the New Testament that is not read during services by the Byzantine Rite Churches, although it is read in the Western Rite Orthodox Parishes, which are under the same bishops as the Byzantine Rite.
Protestant
Seventh-day Adventist
Similar to the early Protestants, Adventists maintain a historicist interpretation of the Bible's predictions of the apocalypse.
Seventh-day Adventists believe the Book of Revelation is especially relevant to believers in the days preceding the second coming of Jesus Christ. "The universal church is composed of all who truly believe in Christ, but in the last days, a time of widespread apostasy, a remnant has been called out to keep the commandments of God and the faith of Jesus." "Here is the patience of the saints; here are those who keep the commandments of God and the faith of Jesus." As participatory agents in the work of salvation for all humankind, "This remnant announces the arrival of the judgment hour, proclaims salvation through Christ, and heralds the approach of His second advent." The three angels of Revelation 14 represent the people who accept the light of God's messages and go forth as his agents to sound the warning throughout the length and breadth of the earth.
Bahá'í Faith
By reasoning analogous with Millerite historicism, Bahá'u'lláh's doctrine of progressive revelation, a modified historicist method of interpreting prophecy, is identified in the teachings of the Bahá'í Faith.
ʻAbdu'l-Bahá, the son and chosen successor of Bahá'u'lláh, has given some interpretations about the 11th and 12th chapters of Revelation in Some Answered Questions. The 1,260 days spoken of in the forms: one thousand two hundred and sixty days, forty-two months, refers to the 1,260 years in the Islamic Calendar (AH 1260 or AD 1844). The "two witnesses" spoken of are Muhammad and Ali. The red Dragon spoken of in Revelation 12:3 – "And there appeared a great wonder in heaven; and behold a great red dragon, having seven heads and ten horns, and seven crowns upon his heads" – are interpreted as symbolic of the seven provinces dominated by the Umayyads: Damascus, Persia, Arabia, Egypt, Africa, Andalusia, and Transoxania. The ten horns represent the ten names of the leaders of the Umayyad dynasty: Abu Sufyan, Muawiya, Yazid, Marwan, Abd al-Malik, Walid, Sulayman, Umar, Hisham, and Ibrahim. Some names were re-used, as in the case of Yazid II and Yazid III and the like, which were not counted for this interpretation.
The Church of Jesus Christ of Latter-day Saints
The Book of Mormon states that John the Apostle is the author of Revelation and that he was foreordained by God to write it.
Doctrine and Covenants, section 77, postulates answers to specific questions regarding the symbolism contained in the Book of Revelation. Topics include: the sea of glass, the four beasts and their appearance, the 24 elders, the book with seven seals, certain angels, the sealing of the 144,000, the little book eaten by John, and the two witnesses in Chapter 11.
Members of The Church of Jesus Christ of Latter-day Saints believe that the warning contained in Revelation 22:18–19 does not refer to the biblical canon as a whole. Rather, an open and ongoing dialogue between God and the modern-day Prophet and Apostles of the LDS faith constitute an open canon of scripture.
Esoteric
Christian Gnostics are unlikely to be attracted to the teaching of Revelation because the doctrine of salvation through the sacrificed Lamb, which is central to Revelation, is repugnant to Gnostics. Christian Gnostics "believed in the Forgiveness of Sins, but in no vicarious sacrifice for sin ... they accepted Christ in the full realisation of the word; his life, not his death, was the keynote of their doctrine and their practice."
James Morgan Pryse was an esoteric gnostic who saw Revelation as a western version of the Hindu theory of the Chakra. He began his work, "The purpose of this book is to show that the Apocalypse is a manual of spiritual development and not, as conventionally interpreted, a cryptic history or prophecy." Such diverse theories have failed to command widespread acceptance. However, Christopher Rowland argues: "there are always going to be loose threads which refuse to be woven into the fabric as a whole. The presence of the threads which stubbornly refuse to be incorporated into the neat tapestry of our world-view does not usually totally undermine that view."
Radical discipleship
The radical discipleship interpretation asserts that the Book of Revelation is best understood as a handbook for radical discipleship; i. e., how to remain faithful to the spirit and teachings of Jesus and avoid simply assimilating to surrounding society. In this interpretation the primary agenda of the book is to expose as impostors the worldly powers that seek to oppose the ways of God and God's Kingdom. The chief temptation for Christians in the 1st century, and today, is to fail to hold fast to the non-violent teachings and example of Jesus and instead be lured into unquestioning adoption and assimilation of worldly, national or cultural values – imperialism, nationalism, and civil religion being the most dangerous and insidious.
This perspective (closely related to liberation theology) draws on the approach of Bible scholars such as Ched Myers, William Stringfellow, Richard Horsley, Daniel Berrigan, Wes Howard-Brook, and Joerg Rieger. Various Christian anarchists, such as Jacques Ellul, have identified the State and political power as the Beast and the events described, being their doings and results, the aforementioned 'wrath'.
Aesthetic and literary
Literary writers and theorists have contributed to a wide range of theories about the origins and purpose of the Book of Revelation. Some of these writers have no connection with established Christian faiths but, nevertheless, found in Revelation a source of inspiration. Revelation has been approached from Hindu philosophy and Jewish Midrash. Others have pointed to aspects of composition which have been ignored such as the similarities of prophetic inspiration to modern poetic inspiration, or the parallels with Greek drama. In recent years, theories have arisen which concentrate upon how readers and texts interact to create meaning and which are less interested in what the original author intended.
Charles Cutler Torrey taught Semitic languages at Yale University. His lasting contribution has been to show how prophets, such as the scribe of Revelation, are much more meaningful when treated as poets first and foremost. He thought this was a point often lost sight of because most English bibles render everything in prose. Poetry was also the reason John never directly quoted the older prophets. Had he done so, he would have had to use their (Hebrew) poetry whereas he wanted to write his own. Torrey insisted Revelation had originally been written in Aramaic.
According to Torrey, "The Fourth Gospel was brought to Ephesus by a Christian fugitive from Palestine soon after the middle of the first century. It was written in Aramaic." Later, the Ephesians claimed this fugitive had actually been the beloved disciple himself. Subsequently, this John was banished by Nero and died on Patmos after writing Revelation. Torrey argued that until AD 80, when Christians were expelled from the synagogues, the Christian message was always first heard in the synagogue and, for cultural reasons, the evangelist would have spoken in Aramaic, else "he would have had no hearing." Torrey showed how the three major songs in Revelation (the new song, the song of Moses and the Lamb and the chorus at 19: 6–8) each fall naturally into four regular metrical lines plus a coda. Other dramatic moments in Revelation, such as 6:16 where the terrified people cry out to be hidden, behave in a similar way. The surviving Greek translation was a literal translation that aimed to comply with the warning at Revelation 22:18 that the text must not be "corrupted" in any way.
Christina Rossetti was a Victorian poet who believed the sensual excitement of the natural world found its meaningful purpose in death and in God. Her The Face of the Deep is a meditation upon the Apocalypse. In her view, what Revelation has to teach is patience. Patience is the closest to perfection the human condition allows. Her book, which is largely written in prose, frequently breaks into poetry or jubilation, much like Revelation itself. The relevance of John's visions belongs to Christians of all times as a continuous present meditation. Such matters are eternal and outside of normal human reckoning. "That winter which will be the death of Time has no promise of termination. Winter that returns not to spring ... – who can bear it?" She dealt deftly with the vengeful aspects of John's message. "A few are charged to do judgment; everyone without exception is charged to show mercy." Her conclusion is that Christians should see John as "representative of all his brethren" so they should "hope as he hoped, love as he loved."
Recently, aesthetic and literary modes of interpretation have developed, which focus on Revelation as a work of art and imagination, viewing the imagery as symbolic depictions of timeless truths and the victory of good over evil. Elisabeth Schüssler Fiorenza wrote Revelation: Vision of a Just World from the viewpoint of rhetoric. Accordingly, Revelation's meaning is partially determined by the way John goes about saying things, partially by the context in which readers receive the message and partially by its appeal to something beyond logic.
Professor Schüssler Fiorenza believes that Revelation has particular relevance today as a liberating message to disadvantaged groups. John's book is a vision of a just world, not a vengeful threat of world-destruction. Her view that Revelation's message is not gender-based has caused dissent. She says humanity is to look behind the symbols rather than make a fetish out of them. In contrast, Tina Pippin states that John writes "horror literature" and "the misogyny which underlies the narrative is extreme."
D. H. Lawrence took an opposing, pessimistic view of Revelation in the final book he wrote, Apocalypse. He saw the language which Revelation used as being bleak and destructive; a 'death-product'. Instead, he wanted to champion a public-spirited individualism (which he identified with the historical Jesus supplemented by an ill-defined cosmic consciousness) against its two natural enemies. One of these he called "the sovereignty of the intellect" which he saw in a technology-based totalitarian society. The other enemy he styled "vulgarity" and that was what he found in Revelation. "It is very nice if you are poor and not humble ... to bring your enemies down to utter destruction, while you yourself rise up to grandeur. And nowhere does this happen so splendiferously than in Revelation." Lawrence did not consider how these two types of Christianity (good and bad in his view) might be related other than as opposites. He noted the difference meant that the John who wrote a gospel could not be the same John who wrote Revelation.
His specific aesthetic objections to Revelation were that its imagery was unnatural and that phrases like "the wrath of the Lamb" were "ridiculous." He saw Revelation as comprising two discordant halves. In the first, there was a scheme of cosmic renewal in "great Chaldean sky-spaces", which he quite liked. After that, Lawrence thought, the book became preoccupied with the birth of the baby messiah and "flamboyant hate and simple lust ... for the end of the world." Lawrence coined the term "Patmossers" to describe those Christians who could only be happy in paradise if they knew their enemies were suffering in hell.
Academic
Modern biblical scholarship attempts to understand Revelation in its 1st-century historical context within the genre of Jewish and Christian apocalyptic literature. This approach considers the text as an address to seven historical communities in Asia Minor. Under this interpretation, assertions that "the time is near" are to be taken literally by those communities. Consequently, the work is viewed as a warning to not conform to contemporary Greco-Roman society which John "unveils" as beastly, demonic, and subject to divine judgment.
New Testament narrative criticism also places Revelation in its first century historical context but approaches the book from a literary perspective. For example, narrative critics examine characters and characterization, literary devices, settings, plot, themes, point of view, implied reader, implied author, and other constitutive features of narratives in their analysis of the book.
Although the acceptance of Revelation into the canon has, from the beginning, been controversial, it has been essentially similar to the career of other texts. The eventual exclusion of other contemporary apocalyptic literature from the canon may throw light on the unfolding historical processes of what was officially considered orthodox, what was heterodox, and what was even heretical. Interpretation of meanings and imagery are anchored in what the historical author intended and what his contemporary audience inferred; a message to Christians not to assimilate into the Roman imperial culture was John's central message. Thus, the letter (written in the apocalyptic genre) is pastoral in nature (its purpose is offering hope to the downtrodden), and the symbolism of Revelation is to be understood entirely within its historical, literary, and social context. Critics study the conventions of apocalyptic literature and events of the 1st century to make sense of what the author may have intended.
Scholar Barbara Whitlock pointed out a similarity between the consistent destruction of thirds depicted in the Book of Revelation (a third of mankind by plagues of fire, smoke, and brimstone, a third of the trees and green grass, a third of the sea creatures and a third of the ships at sea, etc.) and the Iranian mythology evil character Zahhak or Dahāg, depicted in the Avesta, the earliest religious texts of Zoroastrianism. Dahāg is mentioned as wreaking much evil in the world until at last chained up and imprisoned on the mythical Mt. Damāvand. The Middle Persian sources prophesy that at the end of the world, Dahāg will at last burst his bonds and ravage the world, consuming one in three humans and livestock, until the ancient hero Kirsāsp returns to life to kill Dahāg. Whitlock wrote: "Zoroastrianism, the state religion of the Roman Empire's main rival, was part of the intellectual environment in which Christianity came into being, just as were Judaism, the Greek-Roman religion, and the worship of Isis and Mithras. A Zoroastrian influence is completely plausible".
Old Testament origins
Much of Revelation employs ancient sources, primarily but not exclusively from the Old Testament. For example, Howard-Brook and Gwyther regard the Book of Enoch as an equally significant but contextually different source. "Enoch's journey has no close parallel in the Hebrew scriptures."
Academics showed little interest in this topic until recently. An anonymous Scottish commentary of 1871 prefaces Revelation 4 with the Little Apocalypse of Mark 13, places Malachi 4:5 ("Behold I will send you Elijah the prophet before the coming of the great and dreadful day of the Lord") within Revelation 11 and writes Revelation 12:7 side by side with the role of "the Satan" in the Book of Job. The message is that everything in Revelation will happen in its previously appointed time.
Steve Moyise uses the index of the United Bible Societies' Greek New Testament to show that "Revelation contains more Old Testament allusions than any other New Testament book, but it does not record a single quotation." Perhaps significantly, Revelation chooses different sources than other New Testament books. Revelation concentrates on Isaiah, Psalms, and Ezekiel, while neglecting, comparatively speaking, the books of the Pentateuch that are the dominant sources for other New Testament writers.
Yet, with Revelation, the problems might be judged more fundamental. The author seems to be using his sources in a completely different way to the originals. For example, the author borrows the 'new temple' imagery of Ezekiel 40–48 but uses it to describe a New Jerusalem which, quite pointedly, no longer needs a temple because it is God's dwelling. Ian Boxall writes that Revelation "is no montage of biblical quotations (that is not John's way) but a wealth of allusions and evocations rewoven into something new and creative." In trying to identify this "something new", Boxall argues that Ezekiel provides the 'backbone' for Revelation. He sets out a comparative table listing the chapters of Revelation in sequence and linking most of them to the structurally corresponding chapter in Ezekiel. The interesting point is that the order is not the same. John, on this theory, rearranges Ezekiel to suit his own purposes.
Some commentators argue that it is these purposes – and not the structure – that really matter. G. K. Beale believes that, however much John makes use of Ezekiel, his ultimate purpose is to present Revelation as a fulfillment of Daniel 7. Richard Bauckham has argued that John presents an early view of the Trinity through his descriptions of the visions and his identifying Jesus and the Holy Spirit with YHWH. Brandon Smith has expanded on both of their proposals while proposing a "trinitarian reading" of Revelation, arguing that John uses Old Testament language and allusions from various sources to describe a multiplicity of persons in YHWH without sacrificing monotheism, which would later be codified in the trinitarian doctrine of Nicene Christianity.
Olivet discourse
According to James Stuart Russell, the book is an exposition of Olivet Discourse found in the Synoptic Gospels in Matthew 24 and 25, Mark 13, and Luke 21. Russell suggests there are parallels between the prophecy told by Jesus to the disciples and the prophecy recorded in the Book of Revelation, such as wars, famines, pestilence, earthquakes, false prophets, the darkening of the sun and moon, and stars falling from heaven.
Figures in Revelation
In order of appearance:
The author (see John the Apostle or John of Patmos)
One like the Son of man who gives the revelation
Antipas, the faithful martyr
Nicolaitans
Jezebel
The One who sits on the throne (God)
The four living creatures
The twenty four elders
The Lamb, with seven horns and seven eyes (Lion of Judah)
Saints under the altar
Four Horsemen of the Apocalypse
The souls of them that were slain for the word of God
Four angels holding the four winds of the Earth
The seal-bearer angel (144,000 of Israel sealed)
A great multitude from every nation
Seven angelic trumpeters
The star called Wormwood
Angel of Woe
Scorpion-tailed Locusts
The angel of the bottomless pit (Hebrew: Abaddon, Greek: Apollyon)
Four angels bound to the great river Euphrates
Two hundred million man cavalry
The mighty angel with little book open and when he cried of seven thunders uttered their voices
The Two Witnesses
The Woman and her child
The Dragon, fiery red with seven heads and ten horns (Satan)
Saint Michael the Archangel
The Beast, with seven heads and ten horns (Antichrist/Beast of the Sea)
The False Prophet (Beast of the Earth)
The three angels
The angelic reapers and the grapes of wrath
Voice from heaven
Seven plague angels (Seven bowls of wrath)
Angel of the waters
The Whore of Babylon (Mother of harlots)
Word of God/Rider on a white horse
Angel binding Satan for one thousand years
Those of the first resurrection
Gog and Magog (after the one thousand years)
Those of the second resurrection
See also
Alpha and Omega
The Apocalypse – 2000 film
Apocalypse of John – dated astronomically
Apocalypse of Peter
Apocalypse of Zerubbabel
Apocalypticism
Arethas of Caesarea
Biblical cosmology
Biblical numerology
Book of Ezekiel
Christian eschatological differences
Day-year principle
English Apocalypse manuscripts
Horae Apocalypticae
Maccabees
Masada
The New Earth
Number of the Beast
Patmos
Textual variants in the Book of Revelation
Vespasian
Woman of the Apocalypse
Notes
References
Bibliography
Barr, David, L. (1998). Tales of the End: A Narrative Commentary on the Book of Revelation. Santa Rosa, CA: Polebridge Press, .
Bass, Ralph E. Jr. (2004). Back to the Future: A Study in the Book of Revelation, Greenville, South Carolina: Living Hope Press, .
Beale G.K. (1999). The Book of Revelation, NIGTC, Grand Rapids: Cambridge.
Bousset W., Die Offenbarung Johannis, Göttingen 18965, 19066.
Boxall, Ian, (2006). The Revelation of Saint John (Black's New Testament Commentary) London: Continuum, and Peabody, Massachusetts: Hendrickson. U.S. edition:
Boxall, Ian (2002). Revelation: Vision and Insight – An Introduction to the Apocalypse, London: SPCK
Ford, J. Massyngberde (1975). Revelation, The Anchor Bible, New York: Doubleday .
Gentry, Kenneth L. Jr. (1998). Before Jerusalem Fell: Dating the Book of Revelation, Powder Springs, GA: American Vision, .
Gentry, Kenneth L. Jr. (2002). The Beast of Revelation, Powder Springs, GA: American Vision, .
Hahn, Scott (1999). The Lamb's Supper: Mass as Heaven on Earth, Darton, Longman, Todd,
Hernández, Juan (2006). Scribal habits and theological influences in the Apocalypse, Tübingen
Hudson, Gary W. (2006). Revelation: Awakening The Christ Within, Vesica Press,
Jennings, Charles A. (2001). The Book of Revelation From An Israelite and Historicist Interpretation, Truth in History Publications. .
Kiddle M. (1941). The Revelation of St. John (The Moffat New Testament Commentary), New York – London
Kirsch, Thomas (2006). A History of the End of the World: How the Most Controversial Book in the Bible Changed the Course of Western Civilization. New York: HarperOne
Lohmeyer, Ernst (1953). Die Offenbarung des Johannes, Tübingen
Muggleton, Lodowicke (2010). Works on the Book of Revelation London
Müller, U.B. (1995). Die Offenbarung des Johannes, Güttersloh
Pagels, Elaine (2012). Revelations: Visions, Prophecy, and Politics in the Book of Revelation, Viking Adult,
Prigent P., L'Apocalypse, Paris 1981.
Roloff J. (1987). Die Offenbarung des Johannes
Shepherd, Massey H. (2004). The Paschal Liturgy and the Apocalypse, James Clarke,
Sweet, J. P. M. (1979, Updated 1990). Revelation, London: SCM Press, and Philadelphia: Trinity Press International. .
Vitali, Francesco (2008). Piccolo Dizionario dell'Apocalisse, TAU Editrice, Todi
Wikenhauser, A. Offenbarung des Johannes, Regensburg 1947, 1959.
Witherington, Ben III (2003). Revelation, The New Cambridge Bible Commentary, New York: Cambridge University Press, .
Zahn Th., Die Offenbarung des Johannes, t. 1–2, Leipzig 1924–1926.
External links
Early Christian Writings: Apocalypse of John: text, introduction, context
"Revelation to John." Encyclopædia Britannica Online.
Apocalypse, Book of – Article from the Catholic Encyclopedia
Understanding the Book of Revelation – Article by L. Michael White from PBS Frontline program "Apocalypse!"
The Marvelous Address: The Revelation of the Beloved (Disciple) is an 18th-century manuscript about the book of Revelation written in Garshuni (Arabic written in Syriac script).
Jewish Encyclopedia
Various versions
1st-century Christian texts
Christian apocalyptic writings
Johannine literature
Luther's Antilegomena
New Testament books |
4380 | https://en.wikipedia.org/wiki/Books%20of%20Kings | Books of Kings | The Book of Kings (, Sēfer Məlāḵīm) is a book in the Hebrew Bible, found as two books (1–2 Kings) in the Old Testament of the Christian Bible. It concludes the Deuteronomistic history, a history of Israel also including the books of Joshua, Judges and Samuel.
Biblical commentators believe the Books of Kings were written to provide a theological explanation for the destruction of the Kingdom of Judah by Babylon in c. 586 BCE and to provide a foundation for a return from Babylonian exile. The two books of Kings present a history of ancient Israel and Judah, from the death of King David to the release of Jehoiachin from imprisonment in Babylon—a period of some 400 years (). Scholars tend to treat the books as consisting of a first edition from the late 7th century BCE and of a second and final edition from the mid-6th century BCE.
Contents
The Jerusalem Bible divides the two Books of Kings into eight sections:
1 Kings 1:1–2:46. The Davidic Succession
1 Kings 3:1–11:43. Solomon in all his glory
1 Kings 12:1–13:34. The political and religious schism
1 Kings 14:1–16:34. The two kingdoms until Elijah
1 Kings 17:1 – 2 Kings 1:18. The Elijah cycle
2 Kings 2:1–13:25. The Elisha cycle
2 Kings 14:1–17:41. The two kingdoms to the fall of Samaria
2 Kings 18:1–25:30. The last years of the kingdom of Judah
1 Kings
The Davidic Succession (1:1–2:46)
David is by now old, and so his attendants look for a virgin to look after him. They find Abishag, who looks after him but they do not have sexual relations. Adonijah, David's fourth son, born after Absalom, decides to claim the throne. With the support of Joab, David's general, and Abiathar, the priest, he begins a coronation procession. He begins the festivities by offering sacrifices at En Rogel in the presence of his brothers and the royal officials, but does not invite Nathan the prophet; Benanaiah, captain of the king's bodyguard (or indeed the bodyguard itself); or even his own brother Solomon.
Nathan comes to Bathsheba, Solomon's mother, and informs her what is going on. She goes to David and reminds him that he said Solomon would be his successor. As she is speaking to him, Nathan enters and explains the full situation to David. David reaffirms his promise that Solomon will be king after him and arranges for him to be anointed at the Gihon Spring. The anointing is performed by Zadok the priest. Following this, the population of Jerusalem proclaims Solomon king. This is heard by Adonijah and his fellow feasters, but they do not know what is happening until Abiathar's son Jonathan arrives and informs them. With Solomon officially enthroned, Adonijah fears for his life and claims sanctuary; Solomon decides to spare him unless he does something evil.
David advises his son on how to be a good king and to punish David's enemies, and then dies. Adonijah comes to Bathsheba and asks to marry Abishag. Solomon suspects this request is to strengthen Adonijah's claim to the throne and has Benaiah put him to death. He then takes away Abiathar's priesthood as punishment for supporting Adonijah, thus fulfilling the prophecy made to Eli at the start of 1 Samuel. Joab hears what is going on and himself claims sanctuary, but when he refuses to come out of the tabernacle, Solomon instructs Benaiah to kill him there. He then replaces Joab with Benaiah and Abiathar with Zadok. Solomon then instructs Shimei, the Benjaminite who cursed David as he was fleeing from Absalom, to move to Jerusalem and not to leave. One day, two of Shimei's slaves run away to Gath and Shimei pursues them. When he returns to Jerusalem, Solomon has him put to death for leaving Jerusalem.
Solomon in all his glory (3:1–11:43)
Solomon the Sage (3:1–4:34)
Solomon makes an alliance with Egypt and marries the Pharaoh's daughter. After this, he continues the ancient practice of travelling between the high places and offering sacrifices. When he is at Gibeon, God speaks to him in a dream and offers him anything he asks for. Solomon, being young, asks for "an understanding heart to judge" (שָׁפַט). God is pleased and grants him not only "a wise...heart" (חכם), but also wealth, honor, and longevity, on the condition that Solomon is righteous like his father David. Solomon returns to Jerusalem and holds a feast for his servants in front of the Ark of the Covenant.
After the Judgment of Solomon amazes the Israelites, he appoints a cabinet and reorganizes the governance of Israel at a local level. The nation of Israel prospers and Solomon's provisions increase.
Solomon the Builder (5:1–9:25)
Over a period of seven years, Solomon works to fulfill David's vow of building a temple to God with wood provided by the king of Tyre, Hiram I, an old friend of David's. He also builds himself a palace, which takes him thirteen years. Once the Temple is finished, Solomon hires a Tyrian half-Naphtalite named Huram to create the furnishings.
When finished, the things which David prepared for the Temple are brought in, and Solomon organizes a ceremony during which the priests carry the Ark of the Covenant into the Temple. A cloud fills the Temple, preventing the priests from continuing the ceremony. Solomon explains that this is the presence of God, and takes the opportunity to make a dedication speech. The dedication is completed with sacrifices, and a celebration is held for fourteen days. God speaks to Solomon and accepts his prayer, re-affirming his vow to David that his House will be kings forever unless they begin worshipping idols.
Solomon gives twenty towns in Galilee to Hiram as thanks for his help, but they are virtually worthless. He begins building and improvement works in various cities in addition to his major projects in Jerusalem and puts the remaining Canaanites into slavery.
Solomon the Trader (9:26–10:29)
Solomon builds a navy.
The Queen of Sheba hears of Solomon's wisdom and travels to Jerusalem to meet him. Upon arriving, she praises him, saying she did not fully believe the stories about Solomon until she came to see him. The Queen gives Solomon 120 talents and a large amount of spices and precious stones, prompting Hiram to send a large amount of valuable wood and precious stones in response. Solomon also gives the Queen gifts and she returns to her country. Solomon by now has 666 talents of gold, and decides to forge shields and cups. He also maintains trading relations with Hiram, from whose country he receives many exotic goods. Overall, Israel becomes a net exporter of golden goods.
His Decline (11:1–43)
Solomon amasses 700 wives and 300 concubines, many from foreign countries, including from countries God told the Israelites not to intermarry with. Solomon begins to adopt elements from their religions, and builds shrines in Jerusalem to foreign deities. God informs Solomon that because he has broken his commandments, the entire kingdom except one tribe will be taken away from his son.
At the same time, Solomon begins to amass enemies. A young prince named Hadad who managed to escape Joab’s attempted genocide of the Edomites, hears Joab and David are dead, and returns to Edom to lead his people. Meanwhile, to the north, the Syrian king Rezon, whose Zobahite army was defeated by David, allies himself with Hadad and causes havoc for Israel from his base in Damascus.
On the home front, Jeroboam, who supervised the building of Solomon’s palace terraces and the reconstruction of the city walls, encounters the prophet Ahijah the Shilonite on the road out of Jerusalem. Ahijah tears his cloak into twelve parts and gives ten of them to Jeroboam, saying that Jeroboam will rule over ten tribes of Israel upon Solomon's death as punishment for Solomon's idol worship. In response, Solomon tries to kill Jeroboam, but he flees to Egypt. Solomon dies after having reigned for forty years and is succeeded by his son Rehoboam.
The Political and Religious Schism (12:1–13:34)
Rehoboam travels to Shechem to be proclaimed king. Upon hearing this, Jeroboam returns from Egypt and joins Rehoboam’s older advisors in asking for the people to be treated better than under Solomon. Instead, Rehoboam turns to his friends for advice, and proclaims that he will treat the people worse. This greatly displeases the Israelites. When he sends a new minister of forced labour named Adoniram, they stone him to death. Rehoboam returns to safety in Jerusalem. The Israelites proclaim Jeroboam king. Judah remains loyal to Rehoboam, and he also controls Benjamin. From these two tribes, Rehoboam amasses an army to attack the north, but the prophet Shemaiah prevents the war.
Back in Shechem, Jeroboam becomes worried about the possible return of his tribes to loyalty to the House of David, and decides the best way to prevent this is to stop them worshipping the God of Israel, since he considers the point at which they are most likely to defect to be when they travel to Jerusalem to offer sacrifices. To this end, he sets up golden calves at altars at Bethel and Dan and appoints his own priests and festivals. One day, a prophet comes by and announces that some day a Davidic king named Josiah will be born and violently abolish Jeroboam's religion. Seeking to seize him, Jeroboam stretches out his hand, but it becomes withered and, as a sign, the altar splits open and its ashes pour out. Despite all this, Jeroboam does not change his ways.
The two kingdoms until Elijah (14:1–16:34)
Jeroboam's son Abijah becomes ill, so Jeroboam tells his wife to go in disguise to Ahijah, who has become blind with age. God tells Ahijah of the arrival of Jeroboam's wife. Ahijah prophesies the end of the House of Jeroboam, beginning with the death of Abijah, who will be the only member of the royal house to be buried. He also prophesies that a usurper king will arise who will accomplish this. Jeroboam also dies, and is succeeded by his son Nadab.
Meanwhile, in the Kingdom of Judah, the people set up high places, sacred stones and Asherah poles to foreign gods, and even allow male temple prostitution. The pharaoh Shishak sacks Jerusalem and takes all the royal and Temple treasures, including Solomon's gold shields, prompting Rehoboam to make bronze ones to replace them. Rehoboam dies and is succeeded by his son Abijah, a grandson of Absalom. Abijah is as bad as his father, but God continues to protect him and his family because of the promise He made to David. When Abijah dies, he is succeeded by his son Asa.
Asa, in contrast to his father and grandfather, is a good king, on par with David. He abolishes male temple prostitution and destroys idols, and even deposed his grandmother as Queen mother due to idolatry. He moves a collection of gold and silver objects back into the Temple. However, when he goes to war against Baasha of Israel, he gives the royal and Temple gold and silver to Ben-Hadad, king of Aram, to get him to break a treaty with Israel and attack with him. Ben-Hadad is surprisingly successful, and Baasha must withdraw from Ramah, leading Asa to issue a decree that Ramah's fortifications be taken down and used to build Geba and Mizpah. Asa dies an old man and is succeeded by his son Jehoshaphat.
Back in Israel, Nadab is on the throne. Like his father, he is evil. Baasha, son of an Issacharite named Ahijah, plots to kill him and succeeds in a sneak attack, taking him by surprise during the Siege of Gibbethon, a Philistine city. He then proceeds to kill Jeroboam's whole family, thus fulfilling the prophecy of Ahijah the prophet. However, Baasha commits the same sins as Jeroboam. God therefore informs the prophet Jehu that he will also end the House of Baasha. Baasha dies and is succeeded by his son Elah, who soon falls victim to a plot led by his charioteer Zimri. Zimri becomes king after Elah's killing, and fulfills the prophecy of Jehu; however, Zimri's army now proclaims its commander Omri as king and returns to Tirzah to lay siege to it. Seeing he is losing, Zimri sets fire to the palace.
The start of Omri's reign faces factionalism, with half his subjects supporting Tibni, son of Gibnath as king. He buys the hill of Shemer, upon which he builds the city of Samaria. However, he is the worst king yet. When he dies, he is succeeded by his son Ahab, who himself overtakes Omri in his evilness. Upon his marriage to Jezebel, daughter of Ethbaal, king of Sidon, he introduces the worship of Baal, building him a temple and setting up an Asherah pole. Meanwhile, a nobleman named Hiel of Bethel activates the curse proclaimed by Joshua by rebuilding Jericho, resulting in the death of his oldest and youngest sons.
The Elijah Cycle (17:1–22:54)
The Great Drought (17:1–18:46)
A new prophet arises in Israel, named Elijah, who informs Ahab of a years-long drought about to begin. God then tells Elijah to hide in the Kerith Ravine, where he drinks from the stream and is fed by ravens. When the brook dries up, God tells Elijah to travel to Zarephath, where a widow will feed him. She is more than happy to give him water, but when he asks for bread, she informs him that she is just about to make a small loaf - only enough that she and her son may eat it as their last meal. Elijah instructs her to make him some anyway, telling her that she will not run out of food until the famine is over. Soon, the widow's son becomes ill and dies. At the widow's insistence, Elijah raises him from the dead.
Three years later, God tells Elijah to return to Ahab because the drought is coming to an end. On the way, Elijah meets his administrator Obadiah, who was hiding prophets during Jezebel's persecutions, and asks him to tell Ahab of his arrival. Seeking to end the worship of Baal for good, Elijah tells Ahab to invite four hundred priests of Baal and four hundred of Asherah to the top of Mount Carmel. There, he upbraids the people for their duplicity, telling them to choose either worship of the God of Israel or of Baal. He then proposes a challenge: he and the priests will each prepare a sacrifice, and then call upon their respective gods to send fire to burn it. When the priests attempt to call down fire, none comes. On the other hand, despite having the Israelites pour much water over his altar, when Elijah prays for fire God sends it, accepting the sacrifice. Elijah orders the priests of Baal be killed, and informs Ahab of the coming rain. Climbing to the top of the mountain, Elijah sends his servant to look out to sea. After returning seven times, the servant eventually sees a small cloud rising far out at sea. Elijah tells the servant to inform Ahab to return to Jezreel in his chariot, while Elijah manages to run ahead of him.
Elijah at Horeb (19:1–21)
When she hears what has happened, Jezebel threatens to kill Elijah, causing him to run for his life. In the wilderness near Beersheba, Elijah, fed up, asks God to kill him. Instead, an angel supplies him with food, which gives him the strength to continue a further forty days until he reaches Mount Horeb, where he falls asleep in a cave. When Elijah wakes up, God tells him He is about to pass by. An earthquake occurs and a fire starts, but neither contain God. Instead, God appears in the form of a whisper. After hearing Elijah's concerns about being killed, he instructs him to go to Damascus, where he is to anoint Hazael as king of Aram, Jehu as king of Israel and Elisha as Elijah's own successor. Elijah finds Elisha plowing with oxen. Elisha says goodbye to his parents, kills his oxen and cooks them by burning his plowing equipment. He distributes the meat to his neighbours and sets off to follow Elijah.
The Aramean Wars (20:1–43)
Ben-Hadad II, the new king of Aram, raises an army and sends messengers demanding all Ahab's gold and silver, and the best of his wives and children. While agreeing to this demand, after consulting his advisors he decides not to accept a follow-up demand requesting anything else of value in his palace or his officials' houses. In response to this situation, Ben-Hadad attacks Samaria. At this point, Ahab receives a prophecy that his junior officers will defeat Ben-Hadad if Ahab starts the battle. Ben-Hadad tells his men to take the advancing troops alive, but each junior officer kills his Aramean equivalent. The Arameans, including Ben-Hadad, begin a retreat, but Ahab's army inflicts heavy losses. The prophet who brought the first prophecy tells Ahab to improve his defences, since the Arameans will attack again. Ben-Hadad's advisors reason that the reason they lost was because God lives in the hills, leading them to attack Aphek, a city on the plains, the following spring. In response to this, God agrees to give the Israelites another victory to demonstrate his omnipresence. After a disastrous first day, Ben-Hadad sends messengers to Ahab, begging him to spare him. Ahab sends for Ben-Hadad, who offers to return the land his father took from Israel. The two kings sign a treaty and Ben-Hadad leaves.
After failing to get another prophet to strike him with his weapon, resulting in that prophet's death by lion, a prophet manages to get someone else to do it and appears before Ahab, telling him a parable about how his failing to guard a man in battle means he now must pay a talent. When he removes his headband, and Ahab sees he is a prophet, he tells Ahab that he will die because he spared Ben-Hadad, who God had told him to kill.
Naboth's Vineyard (21:1–28)
Some time later, Ahab attempts to buy a vineyard belonging to Naboth the Jezreelite. When Naboth will not sell it to him on account of it being his inheritance, Ahab sulks and refuses to eat. Jezebel proclaims a day of fasting, upon which two false witnesses accuse Naboth of cursing God and the king. He is stoned to death, allowing Ahab to take possession of the vineyard. In response, God tells Elijah to confront Ahab and inform him that he will die in the vineyard and that his descendants and Jezebel will be wiped out. This has marked the peak of Ahab's evilness, and indeed the evilness of any king of Israel. Ahab repents, so God allows the disaster Elijah prophesied to come during the reign of his son instead.
Another War with Aram (22:1–38)
Three years pass with peace between Aram and Israel. However, Aram still possesses Ramoth-Gilead and, when Jehoshaphat agrees for the Judahite army to accompany him on a campaign during a state visit, Ahab decides to take it back. Four hundred prophets agree this is a good idea, but Jehoshaphat asks to speak with a prophet of God. Ahab reluctantly calls Micaiah, whom he dislikes for never prophesying in his favour. When he arrives, a prophet named Zedekiah is claiming that Ahab will have victory over the Arameans using a strange hat with horns. Michaiah, on the other hand, tells him that if he attacks Ramoth-Gilead he will die and Israel will be leaderless, but that this is part of God's plan. Zedekiah slaps him, leading Michaiah to prophesy impending destruction, and Ahab tells his jailer to put him in prison with no food or water until he returns safely.
Ahab and Jehoshaphat begin their campaign, agreeing that Ahab will be disguised while Jehoshaphat will wear his royal robes. The Arameans, being under instructions to kill no one except Ahab, begin pursuing Jehoshaphat, but cease their pursuit when they see he is not Ahab. However, Ahab is hit between the plates of his armour by a random Aramean arrow. He withdraws from the battle and dies that evening. He is buried, his chariot is washed in a pool where prostitutes bathe and his blood is licked by dogs.
After the Death of Ahab (22:39–54)
Ahab's son Ahaziah succeeds him.
Jehoshaphat has been a good king his entire reign, following the example of his father Asa. However, he has not destroyed the high places, but he has kept peace with Israel. He has also gotten rid of the remaining male temple prostitutes and there is now a provincial governor rather than a king in Edom. He has built a merchant navy, but it was wrecked at Ezion-Geber. Ahaziah suggests they join forces in this regard, but Jehoshaphat refuses. He dies and is succeeded by his son Jehoram.
Ahaziah does evil and allows the idol worship which flourished under his father to continue.
2 Kings
The Elijah Cycle (continued) (1:1–18)
After the Death of Ahab (continued) (1:1–18)
Ahaziah falls through a lattice on an upper floor and injures himself. He sends a party to Ekron to consult its god, Baal-Zebub, about whether he will recover. The messengers are met by Elijah, who tells them to inform Ahaziah that he will die where he is for seeking advice from a non-Israelite god. Ahaziah sends two captains and fifty men each to summon Elijah, but both parties are consumed by fire at Elijah's command. When Ahaziah sends a third group, God tells Elijah to go with them and deliver his prophecy directly. Ahaziah dies and, having no sons, his brother Joram succeeds him.
The Elisha Cycle (2:1–13:25)
Its Opening (2:1–25)
Elijah and Elisha are walking from Gilgal. Elijah asks that Elisha stay where they are, but Elisha insists on coming with him to Bethel. Elijah informs him that he is going to be taken by God; Elisha seems to have some kind of knowledge of this. Once again, Elijah asks Elisha to stay where they are, but Elisha insists on coming with him to Jericho. Eventually, they reach the Jordan, where fifty prophets are. Elijah strikes the water with his cloak, the water divides, and the pair cross over. Elijah asks what Elisha wants when he is gone, and Elisha asks for a double portion of his spirit, which Elijah says will be given to him if he watches him go. Suddenly, a fiery horse-drawn chariot takes Elijah and he ascends to heaven in a whirlwind. After mourning, Elisha picks up Elijah's cloak and himself uses it to part the Jordan. This leads the other prophets to recognise him as Elijah's successor, and offer to look for Elijah, an offer which Elisha refuses. However, they persist but, naturally, are unable to find him. As Elisha's first task, he throws salt into a spring in Jericho, resolving the locals' water problem by purifying the water. When Elisha leaves for Bethel, some boys start jeering him on account of his baldness. Bears come and maul them.
The Moabite War (3:1–27)
Joram is evil, but gets rid of the sacred stone to Baal. After the death of Ahab, the king of Moab refused to continue paying tribute to Israel, so Joram teams up with Jehoshaphat and the king of Edom to put down the rebellion. They attack through the Desert of Edom, but soon run out of water. They ask Elisha for advice. He first makes it very clear that he is only doing this for Jehoshaphat's sake, and then calls for a harpist. Elisha prophesies a coming flood in the valley, in addition to a complete defeat of Moab. The water comes, but looks like blood to the Moabites, which they conclude can only have come from the three kings having killed each other. However, when they cross Israel wins a great victory and completely plunders the land. When the king of Moab sacrifices his firstborn son on the city walls, the Israelites are overwhelmed by great wrath and withdraw.
Some Miracles of Elisha (4:1–6:7)
Elisha meets a widow whose creditors are threatening to take her two sons into slavery as payment. When he finds out the only other thing she has is a small jar of olive oil, he tells her to go and ask all her neighbours for jars. He tells her to pour oil into the jars, and it holds out until every jar is filled. Elisha finally tells her to sell the oil, pay the creditors and live off the rest. He then moves on to Shunem, where a woman invites him to eat and soon decides to build a room for use whenever he passes through. His servant Gehazi informs him that she has no son, so Elisha tells her that she will have a child within a year, as payment for her kindness. One day, the child is helping his father's reapers when he complains of a pain in his head. He is returned to his mother and dies. His mother therefore seeks out Elisha, whom she meets at Mount Carmel. He tells Gehazi to quickly make his way to the house and lay his staff on the boy's face. When Elisha gets there with the woman, Gehazi informs him that this has not worked. Elisha prays, paces, and lays himself on the boy, who then awakens. Elisha continues on to Gilgal, where a famine is raging. Seeking to help the local prophets, he tells his servant to cook a stew. One of the prophets inadvertently adds some poisonous berries to the pot, but Elisha adds some flour, negating the poison. A man comes from Baal-Shalish with twenty loaves of bread. Elisha uses them to miraculously feed the hundred people present.
An Aramean general named Naaman has leprosy. He hears of Elisha from a Israelite slave-girl and receives permission from the king to travel in an attempt to have his leprosy cured. He travels first to the king of Israel, but is eventually called by Elisha, who sends a messenger to tell him to wash seven times in the Jordan. He does what Elisha told him to and his leprosy is cured. Naaman offers Elisha a gift of thanks, but Elisha refuses. Naaman contents himself with taking earth back to Damascus in order to build an altar to God and asking God's forgiveness for when he has to participate in Aramean religious rituals when accompanying the king. However, as Naaman is leaving Gehazi catches up with him and lies about prophets arriving so that at least he can get a gift. As punishment for this, Elisha curses him to become leprous.
Several other prophets begin complaining that their meeting place with Elisha is too small, so he agrees to allow them to build a new one on the banks of the Jordan. During the building, someone's borrowed axehead falls in the river but miraculously floats.
The Aramean Wars (6:8–8:29)
By this point, Aram is back at war with Israel. Elisha warns the king of Israel where the Arameans are camped several times, frustrating the king of Aram, who seeks him out. One morning, Elisha wakes up to find Dothan, the city where he is staying, surrounded by Arameans. His servant is frightened, until Elisha shows him the angels protecting them. He then prays that the Aramean army go blind, and they do. He then leads them to Samaria, where their eyes are opened. The king of Israel asks Elisha whether he should kill them, but Elisha instead tells him to treat them with hospitality. This ends the war, but soon Ben-Hadad is back at war and laying siege to Samaria. The resulting famine gets so severe that soon people resort to cannibalism. The king feels the best way to deal with the situation is to execute Elisha, blaming God for the famine. Elisha prophesies that huge amounts of the finest flour and barley will soon come to Samaria, but that the king's official will not taste any of it.
Four lepers sit at the gate of Samaria and decide to surrender to the Arameans in the hope of not dying in the famine. However, God made the Arameans hear horses and chariots the night before and, thinking the Hittites and Egyptians were helping the Israelites, they fled. The lepers find the abandoned camp and tell the king. The Samaritans then go and plunder the camp, driving down the price of food in the city. In the chaos, the king's official who was with him when he went to see Elisha is trampled to death.
Elisha has warned the Shunammite woman about the famine, so she and her husband have gone to live in Philisitia. Upon return, she goes to the king to appeal for her land back. When she arrives, Gehazi is telling the king about how Elisha raised her son from the dead. This works in her favour, and her house and land are restored to her, as well as all her income. Next, Elisha goes to Damascus, where Ben-Hadad is ill. When he hears of Elisha's arrival, Ben-Hadad sends Hazael to him with a gift to ask whether he will get better. Elisha tells Hazael to tell the king that he will, even though he will in fact die, and Hazael will become king and cause much damage to Israel. The next day, Hazael smothers the king and succeeds him.
Back in Judah, Jehoram is king. Unlike his father and grandfather, he is evil and follows the ways of Israel, even marrying a daughter of Ahab. However, he is not destroyed, again because of God's covenant with David. His reign is plagued with instability, including revolts in Edom, who restores its monarchy, and Libnah. Jehoram dies and is succeeded by his son Ahaziah, who, like his father, follows in Ahab's footsteps. Ahaziah and Joram go to war together against Hazael. Joram is wounded, and after the battle Ahaziah goes to Jezreel to see him.
The History of Jehu (9:1–10:36)
Elisha tells a prophet to go to Ramoth-Gilead and anoint a commander of the royal guard named Jehu as king. Jehu leads his troops to Jezreel to challenge Joram. Joram sends two messengers, but both join Jehu. Jehu accuses Joram of continuing the idolatry of Jezebel. Joram flees, warning Ahaziah, but is struck in his heart between his shoulders and dies. Jehu tells his charioteer Bidkar to place him in Naboth's field. Jehu wants to kill Ahaziah too, but merely succeeds in wounding him, although he dies from his injuries at Megiddo. His body is taken back to Jerusalem for burial. As Jehu enters Jezreel, Jezebel looks out of a window and compares him to Zimri. Two eunuchs push her out of a window at Jehu's behest and she dies. When two servants later go to prepare her body for burial as a king's daughter, they find nothing but some bones. She has been eaten by dogs, in accordance with Elijah's prophecy.
Jehu writes to Samaria, challenging the palace officials to pick Ahab's strongest son, put him on the throne and have him challenge Jehu. They refuse, and so Jehu instead asks for the heads of Ahab's seventy sons. After he has had them put inside the city gate of Jezreel, Jehu massacres the remaining members of the House of Ahab in order to fulfil Elijah's prophecy. Jehu then sets off for Samaria. On the way, he meets some of Ahaziah's relatives and has them killed too. Further along, he meets Jehonadab, who becomes his ally. Upon finally reaching Samaria, he kills the rest of Ahab's family. Under the guise of preparing a sacrifice for Baal, he next summons all the priests of Baal. After the sacrifice is over, he has guards enter the temple and kill them. He destroys the sacred stone and tears down the temple, replacing it with a toilet, thus ending the worship of Baal. However, he does not destroy the golden calves at Bethel and Dan, which was Jeroboam's original sin. Nonetheless, God is pleased with his destruction of the Baal religion, and promises that his House will reign in Israel for four generations. However, Jehu is not meticulous in his worship of God, so God allows Hazael to conquer large portions of Israel. Jehu dies and is succeeded by his son Jehoahaz.
From the Reign of Athaliah to the Death of Elisha (11:1–13:25)
Athaliah, the mother of Ahaziah, seizes the throne after the death of her son and begins killing off members of the royal family. However, Ahaziah's sister, Jehosheba, manages to hide her nephew Joash. Seven years later, Jehosheba's husband, the priest Jehoiada, introduces Joash to the army, and informs all five units that they will now be required to guard the Temple on the Sabbath in order to protect Joash. He also gives them all the spears and shields from David's day that are kept in the Temple. Joash is crowned and anointed, and proclaimed king by the army. Athaliah claims treason, but Jehoiada has her taken back to the palace and killed. Next, the altars of Baal are destroyed, thus ending the religion in Judah as well. Finally, Joash is taken back to the palace and enthroned.
Joash is a good king, but does not remove the high places. When he grows up, his first act is to reform priestly pay, and use whatever is left to repair the Temple. Twenty-three years later, when the Temple is still not repaired, Joash once again reforms priestly pay so that all money from the Temple treasury goes towards repairs. Instead, the priests will earn money from offerings. This succeeds, and the Temple is repaired. Hazael is back at war with Israel, and it looks like he will cross the border and attack Jerusalem, so Joash sends him gifts and he leaves. Joash is assassinated and is succeeded by his son Amaziah.
Jehoahaz is evil, so God allows Hazael to continue oppressing Israel. He repents, so God allows the war to end. However, Jehoahaz does not get rid of Jeroboam's religion, or remove the Asherah pole in Samaria. In addition, the war has almost completely eradicated the Israelite army. Jehoahaz dies and is succeeded by his son Jehoash, who continues the evil of the previous kings of Israel. He goes to war with Amaziah. The key event of Joash's reign, however, is the death of Elisha. When Joash goes to see him, he tells him to shoot an arrow out of the east window, and prophesies that, based on this, the Arameans will be defeated at Aphek. He then tells him to throw arrows at the floor. Joash throws three, which Elisha is angry about, since it means there will only be three victories there. He then dies and is buried. During a Moabite raid, some Israelite men burying a dead body panic and throw the body in Elisha's tomb. As soon as it touches Elisha's bones, the dead body returns to life. Hazael's wars have plagued Israel since the reign of Jehoahaz, but God does not destroy Israel because of the Abrahamic and Israelite covenants. Hazael dies and is succeeded by his son Ben-Hadad III. As prophesied, Jehoash defeats him three times, taking back the towns Hazael conquered.
The Two Kingdoms to the Fall of Samaria (14:1–17:41)
Amaziah is a good king, but the high places have still not been abolished. Upon assumption of the throne, he executes his father's assassins, but spares their children in accordance with the Mosaic law. Amaziah defeats the Edomites and challenges Israel, but Jehoash advises him to stay at home. The pair meet at Beth Shemesh and Israel thoroughly defeats Judah, scattering Amaziah's troops and allowing Jehoash to sack Jerusalem. Jehoash dies and is succeeded by his son Jeroboam II. Amaziah faces a conspiracy and is killed in Lachish. He is buried in Jerusalem and succeeded by his son Azariah, who recovers and rebuilds Elath.
Jeroboam II is evil. He restores Israelite territory from Lebo-Hamath to the Dead Sea, in accordance with a prophecy by Jonah. This is because God has promised not to destroy Israel and has seen how much the Israelites are suffering. He dies and is succeeded by his son Zechariah.
Azariah is a good king, although the high places still exist. He is, however, a leper, and so is relieved of his responsibilities while his son Jotham acts as regent. Azariah dies and Jotham succeeds him.
Zechariah is evil, and falls victim of a conspiracy by Shallum, who assassinates and succeeds him, thus fulfilling God's promise to Jehu that his family would rule for four generations. Shallum is himself assassinated and succeeded by Menahem, who attacks Tiphsah, sacks it and rips open its pregnant women. During Menahem's reign, Pul of Assyria (also called Tiglath-Pileser) attacks Israel. Menahem raises taxes to pay Pul both to leave and to support him on the throne. Menahem dies and is succeeded by his son Pekahiah, who is assassinated by his official Pekah and fifty mercenaries from Gilead. During Pekah's reign, Pul comes back and captures many towns in northern Israel, including all of the land belonging to the Tribe of Naphtali, and deports their populations to Assyria. Pekah is assassinated by Hoshea, who succeeds him as king.
Jotham is a good king, but, again, the high places are still being used. He rebuilds the Upper Gate of the Temple. Aram and Israel attack Judah during his reign. He dies and is succeeded by his son Ahaz. Ahaz is a bad king, even going so far as to sacrifice his son. Rezin, king of Aram, retakes Elath and gives it to Edom during the ongoing attacks. In an attempt to resolve the situation, Ahaz writes to Pul for help, which he gives by capturing Damascus, deporting its citizens and killing Rezin. Ahaz travels to Damascus to meet Pul, and while there sends a sketch of a new altar back to Jerusalem, which is built before he returns. He places it in the Temple upon his arrival. To symbolise his deference to the king of Assyria, he then removes much of the decoration in the Temple. He dies and is succeeded by his son Hezekiah.
Hoshea is evil, but not as bad as the preceding kings of Israel. During Hoshea's reign, Shalmaneser of Assyria attacks Israel in response to Israel's maintaining diplomatic relations with Egypt and refusing to pay tribute to Assyria. Shalmaneser conquers Samaria and deports its citizens to Media. All this happens because Israel has broken the commandments, principally by worshipping other gods and ignoring the prophets. This leaves only Judah, and even they are guilty of following the religious practices introduced by Israel. The king of Assyria then sends his subjects to resettle Samaria, led by an Israelite priest, whose job is to teach them the rites God requires. While they take this on board, they nonetheless continue worshipping their own national gods.
The Last Years of the Kingdom of Judah (18:1–25:30)
Hezekiah, the Prophet Isaiah; Assyria (18:1–20:21)
Hezekiah, the 13th king of Judah, does "what [is] right in the Lord's sight just as his ancestor David had done". He institutes a far-reaching religious reform: centralising sacrifice at the temple in Jerusalem, and destroying the images of other gods, including the Nehushtan, the bronze snake Moses erected in the wilderness, which the Israelites have turned into an idol. He breaks his alliance with the Assyrians and defeats the Philistines. Following the capture of Samaria, the Assyrians attack Judah, but withdraw in return for money. The Assyrians soon attack again, and send a threatening and blasphemous message to Hezekiah, supposing that he has sought an alliance with Egypt. The Assyrian commander then attempts to turn the Judahites against Hezekiah, claiming that he is powerless to protect him, but Hezekiah pre-empts and stops this from happening. When Hezekiah hears the message, he sends a delegation to the prophet Isaiah, who tells them that God will save Jerusalem and the kingdom from Assyria. When Sennacherib, king of Assyria, hears of the advance of Tirhakah, king of Cush, he retreats, but warns of a coming invasion. Hezekiah prays, and Isaiah sends another prophecy of Assyria's destruction. God sends an angel to kill the Assyrians, and the remaining Assyrians retreat in horror. Sennacherib is killed by his sons and is succeeded by a third son.
Hezekiah becomes ill, and Isaiah tells him he will die. Hezekiah prays, and God agrees to give him fifteen more years if he goes to the temple in three days. Isaiah prescribes a poultice of figs, and Hezekiah recovers. When Hezekiah goes to the Temple and stands on the steps of Ahaz, his shadow moves back ten steps, thus proving God's words to be true. The king of Babylon sends an embassy to Hezekiah, who shows them everything in the palace. Isaiah prophesies that one day the Babylonians will carry away everything in the palace. However, there is peace for the rest of Hezekiah's reign. Hezekiah builds an aqueduct consisting of a pool and a tunnel before he dies. He is succeeded by his son Manasseh.
Two Wicked Kings (21:1–26)
Manasseh reverses his father's reforms, murders the innocent, and sets up altars in the Temple. This breaches the Davidic-Solomonic covenant, and so God announces that he will destroy Jerusalem because of this apostasy by the king. He is succeeded by his son Amon. Amon follows in his father's footsteps, and is eventually assassinated by his officials. The assassins are executed, and Amon is succeeded by his son Josiah.
Josiah and the Religious Reform (22:1–23:30)
Josiah begins his reign with a rebuilding of the Temple. During this effort, Hilkiah, the high priest, finds a copy of the Book of Deuteronomy and has Shaphan, the royal secretary, read it to the king. When Josiah hears the laws which have been broken, he becomes sorrowful and sends a delegation to the prophetess Huldah to ask what to do. Huldah tells the delegation that God will destroy Jerusalem, but not until after Josiah has died.
Josiah plans a ceremony to renew the Mosaic covenant. First, he reads to the people from the scroll and has them all renew the covenant. Then, he has Hilkiah remove all the objects dedicated to other gods from the Temple, burn them in the Kidron Valley and take the ashes to Bethel. Finally, he fires the priests of the other gods, desecrates the high places and gets rid of the male shrine prostitutes and weavers of Asherah in the temple. While he is at Bethel, in the midst of destroying the tombs there, he finds the tomb of the prophet who prophesied his coming and spares it. He then instructs his people to celebrate Passover, since its celebration had fallen out of use for many years. He gets rid of the mediums and spiritists. He is the best king in the history of Israel and Judah. Josiah goes to battle against Necho II of Egypt and the king of Assyria, but is defeated and killed by Necho at Megiddo.
The Destruction of Jerusalem (23:31–25:30)
Necho takes Josiah's successor, Jehoahaz, captive and imposes huge demands on Judah. He places another of Josiah's sons, Jehoiakim, on the throne, who pays the demands by increasing taxes. Both of Josiah's successors are evil.
Nebuchadnezzar II of Babylon invades, and Jehoiakim becomes his vassal for three years until he rebels. In response to this, in order to fulfil what God had said with regards to Manasseh, a large number of raiders from neighbouring kingdoms and empires attack Judah. This time, there is no support from Egypt because it has already been invaded by the Babylonians. Jehoiakim dies and is succeeded by his son Jehoiachin, who is also evil. Nebuchadnezzar lays siege to Jerusalem, and the Judahites surrender. Nebuchadnezzar takes Jehoiachin and his family hostage, and takes away everything from the Temple and the palace, thus fulfilling Isaiah's prophecy to Hezekiah. He then takes away everyone into exile except the very poorest people. He then puts Jehoiachin's uncle, Zedekiah, on the throne. Zedekiah is also evil. Eventually, he rebels against Nebuchadnezzar and Jerusalem is put under siege for two years. Finally, famine overcomes the city and the walls are broken through. Zedekiah's punishment, which he serves at Riblah, is to watch his sons being killed before having his eyes gouged out and being carried as prisoner to Babylon. Nebuchadnezzar burns down Jerusalem, including the Temple, the palace and all the important buildings; the walls are broken down, and everyone left is carried off, save some of the poorest people to act as farmers. He also kills the remaining priests at Riblah. He appoints Gedaliah as provincial governor. However, he is eventually killed by the last remaining member of the royal family, Ishmael son of Nethaniah, and a large number of Judahites and Babylonians flee to Egypt. Awel-Murduk becomes king of Babylon on Nebuchadnezzar's death. He releases Jehoiachin, gives him a place at his table and an allowance, and places him higher in honour than all other kings in Babylon other than himself.
Composition
Textual history
In the Hebrew Bible (the Bible used by Jews), First and Second Kings are a single book, as are the First and Second Books of Samuel. When this was translated into Greek in the last few centuries BCE, Samuel was joined with Kings in a four-part work called the Book of Kingdoms. Orthodox Christians continue to use the Greek translation (the Septuagint), but when a Latin translation (called the Vulgate) was made for the Western church, Kingdoms was first retitled the Book of Kings, parts One to Four, and eventually both Samuel and Kings were separated into two books each.
Thus, the books now commonly known as 1Samuel and 2Samuel are known in the Vulgate as 1Kings and 2Kings (in imitation of the Septuagint). What are now commonly known as 1Kings and 2Kings would be 3Kings and 4Kings in old Bibles before the year 1516, such as in the Vulgate and the Septuagint. The division known today, used by Protestant Bibles and adopted by Catholics, came into use in 1517. Some Bibles—for example, the Douay Rheims Bible—still preserve the old denomination.
Deuteronomistic history
According to Jewish tradition the author of Kings was Jeremiah, who would have been alive during the fall of Jerusalem in 586 BCE. The most common view today accepts Martin Noth's thesis that Kings concludes a unified series of books which reflect the language and theology of the Book of Deuteronomy, and which biblical scholars therefore call the Deuteronomistic history. Noth argued that the History was the work of a single individual living in the 6th century BCE, but scholars today tend to treat it as made up of at least two layers, a first edition from the time of Josiah (late 7th century BCE), promoting Josiah's religious reforms and the need for repentance, and (2) a second and final edition from the mid-6th century BCE. Further levels of editing have also been proposed, including: a late 8th century BCE edition pointing to Hezekiah of Judah as the model for kingship; an earlier 8th-century BCE version with a similar message but identifying Jehu of Israel as the ideal king; and an even earlier version promoting the House of David as the key to national well-being.
Sources
The editors/authors of the Deuteronomistic history cite a number of sources, including (for example) a "Book of the Acts of Solomon" and, frequently, the "Annals of the Kings of Judah" and a separate book, "Chronicles of the Kings of Israel". The "Deuteronomic" perspective (that of the book of Deuteronomy) is particularly evident in prayers and speeches spoken by key figures at major transition points: Solomon's speech at the dedication of the Temple is a key example. The sources have been heavily edited to meet the Deuteronomistic agenda, but in the broadest sense they appear to have been:
For the rest of Solomon's reign the text names its source as "the book of the acts of Solomon", but other sources were employed, and much was added by the redactor.
Israel and Judah: The two "chronicles" of Israel and Judah provided the chronological framework, but few details, apart from the succession of monarchs and the account of how the Temple of Solomon was progressively stripped as true religion declined. A third source, or set of sources, were cycles of stories about various prophets (Elijah and Elisha, Isaiah, Ahijah and Micaiah), plus a few smaller miscellaneous traditions. The conclusion of the book (2 Kings 25:18–21, 27–30) was probably based on personal knowledge.
A few sections were editorial additions not based on sources. These include various predictions of the downfall of the northern kingdom, the equivalent prediction of the downfall of Judah following the reign of Manasseh, the extension of Josiah's reforms in accordance with the laws of Deuteronomy, and the revision of the narrative from Jeremiah concerning Judah's last days.
Manuscript sources
Three of the Dead Sea Scrolls feature parts of Kings: 5QKgs, found in Qumran Cave 5, contains parts of 1 Kings 1; 6QpapKgs, found in Qumran Cave 6, contains 94 fragments from all over the two books; and 4QKgs, found in Qumran Cave 4, contains parts of 1 Kings 7–8. The earliest complete surviving copy of the book(s) of Kings is in the Aleppo Codex (10th century CE).
Themes and genre
Kings is "history-like" rather than history in the modern sense, mixing legends, folktales, miracle stories and "fictional constructions" in with the annals, and its primary explanation for all that happens is God's offended sense of what is right; it is therefore more fruitful to read it as theological literature in the form of history. The theological bias is seen in the way it judges each king of Israel on the basis of whether he recognises the authority of the Temple in Jerusalem (none do, and therefore all are "evil"), and each king of Judah on the basis of whether he destroys the "high places" (rivals to the Temple in Jerusalem); it gives only passing mention to important and successful kings like Omri and Jeroboam II and ignores one of the most significant events in ancient Israel's history, the battle of Qarqar.
The major themes of Kings are God's promise, the recurrent apostasy of the kings, and the judgement this brings on Israel:
Promise: In return for Israel's promise to worship Yahweh alone, Yahweh makes promises to David and to Israel – to David, the promise that his line will rule Israel forever, to Israel, the promise of the land they will possess.
Apostasy: the great tragedy of Israel's history, meaning the destruction of the kingdom and the Temple, is due to the failure of the people, but more especially the kings, to worship Yahweh alone (Yahweh being the God of Israel).
Judgement: Apostasy leads to judgement. Judgement is not punishment, but simply the natural (or rather, God-ordained) consequence of Israel's failure to worship Yahweh alone.
Another and related theme is that of prophecy. The main point of the prophetic stories is that God's prophecies are always fulfilled, so that any not yet fulfilled will be so in the future. The implication, the release of Jehoiachin and his restoration to a place of honour in Babylon in the closing scenes of the book, is that the promise of an eternal Davidic dynasty is still in effect, and that the Davidic line will be restored.
Textual features
Chronology
The standard Hebrew text of Kings presents an impossible chronology. To take just a single example, Omri's accession to the throne of Israel is dated to the 31st year of Asa of Judah meanwhile the ascension of his predecessor, Zimri, who reigned for only a week, is dated to the 27th year of Asa. The Greek text corrects the impossibilities but does not seem to represent an earlier version. A large number of scholars have claimed to solve the difficulties, but the results differ, sometimes widely, and none has achieved consensus status.
Kings and 2 Chronicles
The second Book of Chronicles covers much the same time-period as the books of Kings, but it ignores the northern Kingdom of Israel almost completely, David is given a major role in planning the Temple, Hezekiah is given a much more far-reaching program of reform, and Manasseh of Judah is given an opportunity to repent of his sins, apparently to account for his long reign. It is usually assumed that the author of Chronicles used Kings as a source and emphasised different areas as he would have liked it to have been interpreted.
See also
Historicity of the Bible
Kingdom of Israel (united monarchy)
Kings of Israel and Judah
References
Bibliography
Commentaries on Kings
General
External links
Original text
מלכים א Melachim Aleph – Kings A (Hebrew – English at Mechon-Mamre.org)
מלכים ב Melachim Bet – Kings B (Hebrew – English at Mechon-Mamre.org)
Jewish translations
1 Kings at Mechon-Mamre (Jewish Publication Society 1917 translation)
2 Kings at Mechon-Mamre (Jewish Publication Society 1917 translation)
Christian translations
1 Kings
2 Kings
Other links
"books of Kings." Encyclopædia Britannica Online.
Books of Kings article (Jewish Encyclopedia)
1 & 2 Kings: introduction Forward Movement
1st-millennium BC books
7th-century BC books
6th-century BC books
Deuteronomistic history
Historical books
Nevi'im |
4382 | https://en.wikipedia.org/wiki/Book%20of%20Esther | Book of Esther | The Book of Esther (), also known in Hebrew as "the Scroll" ("the Megillah"), is a book in the third section (, "Writings") of the Hebrew Bible. It is one of the five Scrolls () in the Hebrew Bible and later became part of the Christian Old Testament. The book relates the story of a Jewish woman in Persia, born as Hadassah but known as Esther, who becomes queen of Persia and thwarts a genocide of her people.
The story takes place during the reign of King Ahasuerus in the Persian Empire. Queen Vashti, the wife of King Ahasuerus, is banished from the court for disobeying the king's orders. To find a new queen, a beauty pageant is held and Esther, a young Jewish woman living in Persia, is chosen as the new queen. Esther's cousin Mordechai, who is a Jewish leader, discovers a plot to kill all of the Jews in the empire by Haman, one of the king's advisors. Mordechai urges Esther to use her position as queen to intervene and save their people. Esther reveals her Jewish identity to the king and begs for mercy for her people. She exposes Haman's plot and convinces the king to spare the Jews. The holiday of Purim is established to celebrate the victory of the Jews of the empire over their enemies, and Esther becomes a hero to the Jewish people.
The books of Esther and Song of Songs are the only books in the Hebrew Bible that do not mention God. Traditional Judaism views the absence of God's overt intervention in the story as an example of how God can work through seemingly coincidental events and the actions of individuals.
The book is at the center of the Jewish festival of Purim and is read aloud twice from a handwritten scroll, usually in the synagogue, during the holiday: once in the evening and again the following morning. The distribution of charity to the needy and the exchange of gifts of foods are also practices observed on the holiday that are mandated in the book.
Setting and structure
Setting
The biblical Book of Esther is set in the Persian capital of Susa (Shushan) in the third year of the reign of the Persian king Ahasuerus. The name Ahasuerus is equivalent to Xerxes (both deriving from the Persian Khshayārsha), and Ahasuerus is usually identified in modern sources as Xerxes I, who ruled between 486 and 465 BCE, as it is to this monarch that the events described in Esther are thought to fit the most closely.
Assuming that Ahasuerus is indeed Xerxes I, the events described in Esther began around the years 483–482 BCE, and concluded in March 473 BCE.
Classical sources such as Josephus, the Jewish commentary Esther Rabbah and the Christian theologian Bar-Hebraeus, as well as the Greek Septuagint translation of Esther, instead identify Ahasuerus as either Artaxerxes I (reigned 465 to 424 BCE) or Artaxerxes II (reigned 404 to 358 BCE).
On his accession, however, Artaxerxes II lost Egypt to pharaoh Amyrtaeus, after which it was no longer part of the Persian empire. In his Historia Scholastica Petrus Comestor identified Ahasuerus (Esther 1:1) as Artaxerxes III (358–338 BCE) who reconquered Egypt.
Structure
The Book of Esther consists of an introduction (or exposition) in chapters 1 and 2; the main action (complication and resolution) in chapters 3 to 9:19; and a conclusion in 9:20–10:3.
The plot is structured around banquets (Heb. מִשְׁתֶּה, mishteh), a word that occurs twenty times in Esther and only 24 times in the rest of the Hebrew bible. This is appropriate given that Esther describes the origin of a Jewish feast, the feast of Purim, but Purim itself is not the subject and no individual feast in the book is commemorated by Purim. The book's theme, rather, is the reversal of destiny through a sudden and unexpected turn of events: the Jews seem destined to be destroyed, but instead are saved. In literary criticism such a reversal is termed "peripety", and while on one level its use in Esther is simply a literary or aesthetic device, on another it is structural to the author's theme, suggesting that the power of God is at work behind human events.
Summary
King Ahasuerus, ruler of the Persian Empire, holds a lavish 180-day banquet for his court and dignitaries from across the 127 provinces of his empire (Esther 1:1–4), and afterwards a seven-day banquet for all inhabitants of the capital city, Shushan (1:5–9). On the seventh day of the latter banquet, Ahasuerus orders the queen, Vashti, to display her beauty before the guests by coming before them wearing her crown (1:10–11). She refuses, infuriating Ahasuerus, who on the advice of his counselors removes her from her position as an example to other women who might be emboldened to disobey their husbands (1:12–19). A decree follows that "every man should bear rule in his own house" (1:20–22).
Ahasuerus then makes arrangements to choose a new queen from a selection of beautiful young women from throughout the empire (2:1–4). Among these women is a Jewish orphan named Esther, who was raised by her cousin or uncle, Mordecai (2:5–7). She finds favour in the King's eyes, and is crowned his new queen, but does not reveal her Jewish heritage (2:8–20). Shortly afterwards, Mordecai discovers a plot by two courtiers, Bigthan and Teresh, to assassinate Ahasuerus. The conspirators are apprehended and hanged, and Mordecai's service to the King is officially recorded (2:21–23).
Ahasuerus appoints Haman as his viceroy (3:1). Mordecai, who sits at the palace gates, falls into Haman's disfavour, as he refuses to bow down to him (3:2–5). Haman discovers that Mordecai refuses to bow on account of his being a Jew, and in revenge plots to kill not just Mordecai, but all the Jews in the empire (3:6). He obtains Ahasuerus' permission to execute this plan, against payment of ten thousand talents of silver, and casts lots ("purim") to choose the date on which to do this the thirteenth of the month of Adar (3:7–12). A royal decree is issued throughout the kingdom to slay all Jews on that date (3:13–15).
When Mordecai discovers the plan, he goes into mourning and implores Esther to intercede with the King (4:1–5). But she is afraid to present herself to the King unsummoned, an offense punishable by death (4:6–12). Instead, she directs Mordecai to have all Jews fast for three days for her, and vows to fast as well (4:15–16.). On the third day she goes to Ahasuerus, who stretches out his sceptre to her to indicate that she is not to be punished (5:1–2). She invites him to a feast in the company of Haman (5:3–5). During the feast, she asks them to attend a further feast the next evening (5:6–8). Meanwhile, Haman is again offended by Mordecai and, at his wife's suggestion, has a gallows built to hang him (5:9–14).
That night, Ahasuerus cannot sleep, and orders the court records be read to him (6:1). He is reminded that Mordecai interceded in the previous plot against his life, and discovers that Mordecai never received any recognition (6:2–3). Just then, Haman appears to request the King's permission to hang Mordecai, but before he can make this request, Ahasuerus asks Haman what should be done for the man that the King wishes to honour (6:4–6). Assuming that the King is referring to Haman himself, Haman suggests that the man be dressed in the King's royal robes and crown and led around on the King's royal horse, while a herald calls: "See how the King honours a man he wishes to reward!" (6:7–9). To his surprise and horror, the King instructs Haman to do so to Mordecai (6:10–11).
Immediately afterwards, Ahasuerus and Haman attend Esther's second banquet. The King promises to grant her any request, and she reveals that she is Jewish and that Haman is planning to exterminate her people, including herself (7:1–6). Overcome by rage, Ahasuerus leaves the room; meanwhile Haman stays behind and begs Esther for his life, falling upon her in desperation (7:7). The King returns in at this very moment and thinks Haman is assaulting the queen; this makes him angrier and he orders Haman hanged on the very gallows that Haman had prepared for Mordecai (7:8–10).
Unable to annul a formal royal decree, the King instead adds to it, permitting the Jews to join together and destroy any and all of those seeking to kill them (8:1–14). On 13 Adar, Haman's ten sons and 500 other men are killed in Shushan (9:1–12). Upon hearing of this Esther requests it be repeated the next day, whereupon 300 more men are killed (9:13–15). Over 75,000 people are killed by the Jews, who are careful to take no plunder (9:16–17). Mordecai and Esther send letters throughout the provinces instituting an annual commemoration of the Jewish people's redemption, in a holiday called Purim (lots) (9:20–28). Ahasuerus remains very powerful and continues his reign, with Mordecai assuming a prominent position in his court (10:1–3).
Authorship and date
The Megillat Esther (Book of Esther) became the last of the 24 books of the Tanakh to be canonized by the Sages of the Great Assembly. According to the Talmud, it was a redaction by the Great Assembly of an original text by Mordecai. It is usually dated to the 4th century BCE.
The Greek book of Esther, included in the Septuagint, is a retelling of the events of the Hebrew Book of Esther rather than a translation and records additional traditions which do not appear in the traditional Hebrew version, in particular the identification of Ahasuerus with Artaxerxes and details of various letters. It is dated around the late 2nd to early 1st century BCE. The Coptic and Ethiopic versions of Esther are translations of the Greek rather than the Hebrew Esther.
A Latin version of Esther was produced by Jerome for the Vulgate. It translates the Hebrew Esther but interpolates translations of the Greek Esther where the latter provides additional material. Predating the Vulgate, however, the Vetus Latina ("Old Latin") was apparently translated from a different Greek version not included in the Septuagint.
Several Aramaic targums of Esther were produced in the Middle Ages, of which three survive – the Targum Rishon ("First Targum" or 1TgEsth) and Targum Sheni ("Second Targum" or 2TgEsth) dated –1000 CE, which include additional legends relating to Purim, and the Targum Shelishi ("Third Targum" or 3TgEsth), which Berliner and Goshen-Gottstein argued was the ur-Targum from which the others had been expanded, but which others consider only a late recension of the same. 3TgEsth is the most manuscript-stable of the three, and by far the most literal.
Historicity
The apparent historical difficulties, the internal inconsistencies, the pronounced symmetry of themes and events, the plenitude of quoted dialogue, and the gross exaggeration in the reporting of numbers (involving time, money, and people) all point to Esther as a work of fiction, its vivid characters (except for Xerxes) being the product of the author's creative imagination. There is no reference to known historical events in the story; a general consensus, though this consensus has been challenged, has maintained that the narrative of Esther was invented in order to provide an aetiology for Purim, and the name Ahasuerus is usually understood to refer to a fictionalized Xerxes I, who ruled the Achaemenid Empire between 486 and 465 BCE.
The book of Esther has more Akkadian and Aramaic loanwords than any other biblical work and the names of the key protagonists, Mordechai and Esther, for example, have been read as allusions to the gods Marduk and Ishtar, who, symbolizing respectively Babylonia and Assyria, were twin powers that brought about the fall of Susa, where the narrative of Esther is set and where the Elamite god Humban/Humman (compare Haman) exercised divine sovereignty. Purim practices like eating oznei Haman (Haman's ears), ear-shaped loaves of bread or pieces of pastry are similar to those in Near Eastern ritual celebrations of Ishtar's cosmic victory. Likewise other elements in Purim customs such as making a racket with a ratchet, masquerading and drunkenness have all been adduced to propose that such a kind of pagan festival akin to rites associated with Ishtar of Ninevah, which shares these same features, lay behind the development of this story.
Biblical scholar Michael D. Coogan further argues that the book contains specific details regarding certain subject matter (for example, Persian rule) which are historically inaccurate. For example, Coogan discusses an inaccuracy regarding the age of Esther's cousin (or, according to others, uncle) Mordecai. In Esther 2:5–6, either Mordecai or his great-grandfather Kish is identified as having been exiled from Jerusalem to Babylon by King Nebuchadnezzar II in 597 BCE: "Mordecai son of Jair, the son of Shimei, the son of Kish, who had been carried into exile from Jerusalem by Nebuchadnezzar king of Babylon, among those taken captive with Jeconiah king of Judah". If this refers to Mordecai, he would have had to live over a century to have witnessed the events described in the Book of Esther. However, the verse may be read as referring not to Mordecai's exile to Babylon, but to his great-grandfather Kish's exile.
In her article "The Book of Esther and Ancient Storytelling", biblical scholar Adele Berlin discusses the reasoning behind scholarly concern about the historicity of Esther. Much of this debate relates to the importance of distinguishing history and fiction within biblical texts, as Berlin argues, in order to gain a more accurate understanding of the history of the Israelite people. Berlin quotes a series of scholars who suggest that the author of Esther did not mean for the book to be considered as a historical writing, but intentionally wrote it to be a historical novella. The genre of novellas under which Esther falls was common during both the Persian and Hellenistic periods to which scholars have dated the book of Esther.
However, there are certain elements of the book of Esther that are historically accurate. The story told in the book of Esther takes place during the rule of Ahasuerus, who amongst others has been identified as the 5th-century Persian king Xerxes I (reigned 486–465 BCE). The author also displays an accurate knowledge of Persian customs and palaces. However, according to Coogan, considerable historical inaccuracies remain throughout the text, supporting the view that the book of Esther is to be read as a historical novella which tells a story describing historical events but is not necessarily historical fact.
Historical reading
Those arguing in favour of a historical reading of Esther most commonly identify Ahasuerus with Xerxes I (ruled 486–465 BCE), although in the past it was often assumed that he was Artaxerxes II (ruled 405–359 BCE). The Hebrew Ahasuerus (ʔaḥašwērōš) is most likely derived from Persian Xšayārša, the origin of the Greek Xerxes. The Greek historian Herodotus wrote that Xerxes sought his harem after being defeated in the Greco-Persian Wars. He makes no reference to individual members of the harem except for a domineering Queen consort named Amestris, whose father, Otanes, was one of Xerxes's generals. (In contrast, the Greek historian Ctesias refers to a similar father-in-law/general figure named Onaphas.) Amestris has often been identified with Vashti, but this identification is problematic, as Amestris remained a powerful figure well into the reign of her son, Artaxerxes I, whereas Vashti is portrayed as dismissed in the early part of Xerxes's reign. Alternative attempts have been made to identify her with Esther, although Esther is an orphan whose father was a Jew named Abihail.
As for the identity of Mordecai, the similar names Marduka and Marduku have been found as the name of officials in the Persian court in over thirty texts from the period of Xerxes I and his father Darius I, and may refer to up to four individuals, one of whom might be the model for the biblical Mordecai.
The "Old Greek" Septuagint version of Esther translates the name Ahasuerus as Artaxerxes, a Greek name derived from the Persian Artaxšaθra. Josephus too relates that this was the name by which he was known to the Greeks, and the Midrashic text Esther Rabba also makes the identification. Bar-Hebraeus identified Ahasuerus explicitly as Artaxerxes II; however, the names are not necessarily equivalent: Hebrew has a form of the name Artaxerxes distinct from Ahasuerus, and a direct Greek rendering of Ahasuerus is used by both Josephus and the Septuagint for occurrences of the name outside the Book of Esther. Instead, the Hebrew name Ahasuerus accords with an inscription of the time that notes that Artaxerxes II was named also Aršu, understood as a shortening of Aḫšiyaršu the Babylonian rendering of the Persian Xšayārša (Xerxes), through which the Hebrew ʔaḥašwērōš (Ahasuerus) is derived. Ctesias related that Artaxerxes II was also called Arsicas which is understood as a similar shortening with the Persian suffix -ke that is applied to shortened names. Deinon related that Artaxerxes II was also called Oarses which is also understood to be derived from Xšayārša.
Another view attempts to identify him instead with Artaxerxes I (ruled 465–424 BCE), whose Babylonian concubine, Kosmartydene, was the mother of his son Darius II (ruled 424–405 BCE). Jewish tradition relates that Esther was the mother of a King Darius and so some try to identify Ahasuerus with Artaxerxes I and Esther with Kosmartydene.
Based on the view that the Ahasuerus of the Book of Tobit is identical with that of the Book of Esther, some have also identified him as Nebuchadnezzar's ally Cyaxares (ruled 625–585 BCE). In certain manuscripts of Tobit, the former is called Achiachar, which, like the Greek Cyaxares, is thought to be derived from Persian Huwaxšaθra. Depending on the interpretation of Esther 2:5–6, Mordecai or his great-grandfather Kish was carried away from Jerusalem with Jeconiah by Nebuchadnezzar, in 597 BCE. The view that it was Mordecai would be consistent with the identification of Ahasuerus with Cyaxares. Identifications with other Persian monarchs have also been suggested.
Jacob Hoschander has argued that the name of Haman and that of his father Hamedatha are mentioned by Strabo as Omanus and Anadatus, worshipped with Anahita in the city of Zela. Hoschander suggests that Haman may, if the connection is correct, be a priestly title and not a proper name. Strabo's names are unattested in Persian texts as gods; however the Talmud and Josephus interpret the description of courtiers bowing to Haman in Esther 3:2 as worship. (Other scholars assume "Omanus" refers to Vohu Mana.)
In his Historia Scholastica Petrus Comestor identified Ahasuerus (Esther 1:1) as Artaxerxes III who reconquered Egypt.
Interpretation
In the Book of Esther, the Tetragrammaton does not appear, but some argue it is present, in hidden form, in four complex acrostics in Hebrew: the initial or last letters of four consecutive words, either forwards or backwards comprise YHWH. These letters were distinguished in at least three ancient Hebrew manuscripts in red.
Christine Hayes contrasts the Book of Esther with apocalyptic writings, the Book of Daniel in particular: both Esther and Daniel depict an existential threat to the Jewish people, but while Daniel commands the Jews to wait faithfully for God to resolve the crisis, in Esther the crisis is resolved entirely through human action and national solidarity. God, in fact, is not mentioned, Esther is portrayed as assimilated to Persian culture, and Jewish identity in the book is an ethnic category rather than a religious one.
This contrasts with traditional Jewish commentaries, such as the commentary of the Vilna Gaon, which states "But in every verse it discusses the great miracle. However, this miracle was in a hidden form, occurring through apparently natural processes, not like the Exodus from Egypt, which openly revealed the might of God." This follows the approach of the Talmud, which states that "(The Book of) Esther is referenced in the Torah in the verse 'And I shall surely hide (in Hebrew, 'haster astir,' related to 'Esther') My Face from them on that day.
Although marriages between Jews and Gentiles are not permitted in orthodox Judaism, even in case of Pikuach nefesh, Esther is not regarded as a sinner, because she remained passive, and risked her life to save that of the entire Jewish people.
The Vanishing Jew: A Wake-Up Call From the Book of Esther by Michael Eisenberg looks at the Megilla from the perspective of economic philosophy and the struggle for money, power and control.
Additions to Esther
An additional six chapters appear interspersed in Esther in the Septuagint, the Greek translation of the Bible. This was noted by Jerome in compiling the Latin Vulgate. Additionally, the Greek text contains many small changes in the meaning of the main text. Jerome recognized the former as additions not present in the Hebrew Text and placed them at the end of his Latin translation. This placement and numbering system is used in Catholic Bible translations based primarily on the Vulgate, such as the Douay–Rheims Bible and the Knox Bible, with chapters numbered up to 16. In contrast, the 1979 revision of the Vulgate, the Nova Vulgata, incorporates the additions to Esther directly into the narrative itself, as do most modern Catholic English translations based on the original Hebrew and Greek (e.g., Revised Standard Version Catholic Edition, New American Bible, New Revised Standard Version Catholic Edition). The numbering system for the additions therefore differs with each translation. The Nova Vulgata accounts for the additional verses by numbering them as extensions of the verses immediately following or preceding them (e.g., Esther 11:2–12 in the old Vulgate becomes Esther 1:1a–1k in the Nova Vulgata), while the NAB and its successor, the NABRE, assign letters of the alphabet as chapter headings for the additions (e.g., Esther 11:2–12:6 in the Vulgate becomes Esther A:1–17). The RSVCE and the NRSVCE place the additional material into the narrative, but retain the chapter and verse numbering of the old Vulgate.
Contents
These additions are:
an opening prologue that describes a dream had by Mordecai, printed ahead of chapter 1 in RSVCE
the contents of the decree against the Jews, included within chapter 3 in RSVCE
an extension to the dialogue betweeh Hathach and Mordecai, placed after 4:8 in RSVCE
prayers for God's intervention offered by Mordecai and by Esther, both in chapter in RSVCE
an expansion of the scene in which Esther appears before the king, with a mention of God's intervention, included in chapter 5 in RSVCE
a copy of the decree in favor of the Jews, added to chapter 8 in RSVCE
a passage in which Mordecai interprets his dream (from the prologue) in terms of the events that followed, added to chapter 10 in RSVCE
a colophon appended to the end of chapter 10, also referenced as 11:1, which reads:
It is unclear to which version of Greek Esther this colophon refers, and who exactly are the figures mentioned in it.
By the time the Greek version of Esther was written, the foreign power visible on the horizon as a future threat to Judah was the kingdom of Macedonia under Alexander the Great, who defeated the Persian empire about 150 years after the time of the story of Esther; the Septuagint version noticeably calls Haman a "Bougaion" (), possibly in the Homeric sense of "bully" or "braggart", whereas the Hebrew text describes him as an Agagite.
Canonicity
The canonicity of these Greek additions has been a subject of scholarly disagreement practically since their first appearance in the Septuagint. Martin Luther, being perhaps the most vocal Reformation-era critic of the work, considered even the original Hebrew version to be of very doubtful value.
The Council of Trent, the summation of the Counter-Reformation, reconfirmed the entire book, both Hebrew text and Greek additions, as canonical. The Book of Esther is used twice in commonly used sections of the Catholic Lectionary. In both cases, the text used is not only taken from a Greek addition. The readings also include the prayer of Mordecai, and nothing of Esther's own words is ever used. The Eastern Orthodox Church uses the Septuagint version of Esther, as it does for all of the Old Testament.
In contrast, the additions are included in the Biblical apocrypha, usually printed in a separate section (if at all) in Protestant bibles. The additions, called "The rest of the Book of Esther", are specifically listed in the Thirty-Nine Articles, Article VI, of the Church of England as non-canonical, though "read for example of life and instruction of manners".
Modern retelling
See also
Grager
Notes
References
Citations
Sources
Beal, Timothy K (Timothy Beal). The Book of Hiding: Gender, Ethnicity, Annihilation, and Esther. NY: Routledge, 1997. Postmodern theoretical apparatus, e.g. Jacques Derrida, Emmanuel Levinas
Extract from The JPS Bible Commentary: Esther by Adele Berlin: Liberal Jewish view.
Grossman, Jonathan, Esther: The Outer Narrative and the Hidden Reading, Winona Lake, IN.: Eisenbrauns, 2011.
Sasson, Jack M. "Esther" in Alter and Kermode, pp. 335–341, literary view
The Historicity of Megillat Esther: Gil Student's survey of scholarship supporting a historical reading of Esther
Thespis: Ritual, Myth, and Drama in the Ancient Near East by Theodor Gaster. 1950.
White, Sidnie Ann. "Esther: A Feminine Model for Jewish Diaspora" in Newsom
Esther (Judaica Press) translation [with Rashi's commentary] at Chabad.org
Cumming, Rev. J. Elder DD The Book of Esther: Its spiritual teaching London: The Religious Tract Society, 1913
Fischer, James A. Song of Songs, Ruth, Lamentations, Ecclesiastes, Esther. Collegeville Bible Commentary. Collegeville, MN: Liturgical Press, 1986.
Hudson, J. Francis Esther: For Such a Time as This. From Character and Charisma series. Kingsway, 2000.
Levenson, Jon D. Esther. Old Testament Library Series. Louisville, KY: Westminster John Knox, 1997.
McConville, John C. L. Ezra, Nehemiah, and Esther. Daily Study Bible Series. Philadelphia: Westminster, 1985.
Moore, Carey A. Esther. Anchor Bible, vol. 7B. Garden City, NY: Doubleday, 1971.
Paton, Lewis B. A Critical and Exegetical Commentary on the Book of Esther. International Critical Commentary. Edinburgh, Scotland: T&T Clark, 1908.
Hazony, Yoram. God and Politics in Esther. Cambridge: Cambridge University Press, 2016.
Shurpin, Yehuda, How Could Esther Marry a Non-Jewish King?, Chabad.org.
Further reading
External links
Eliezer Melamed, Purim and Reading the Megillah in Peninei Halakha site.
Text and translations
Jewish translations
Esther (Judaica Press) translation [with Rashi's commentary] at Chabad.org
Purim insights to Megillat Esther
Mechon Mamre Full text, Aleppo Codex: text of Esther in Hebrew
Christian translations
Introduction to the Book of Esther
Physical relics
Catalogue of Illuminated Esther Scrolls by Dagmara Budzioch, the Bezalel Narkiss Index of Jewish Art, the Center for Jewish Art at the Hebrew University of Jerusalem.
Scroll of the Book of Esther, illustrated, Italy, 1747.
4th-century BC books
Esther (parts)
Esther
Esther, Book of
Purim
Historical books |
4384 | https://en.wikipedia.org/wiki/Rail%20transport%20in%20Great%20Britain | Rail transport in Great Britain | The railway system in Great Britain is the oldest railway system in history. The first locomotive-hauled public railway opened in 1825, which was followed by an era of rapid expansion. Most of the track is managed by Network Rail, which in 2017 had a network of of standard-gauge lines, of which were electrified. These lines range from single to quadruple track or more. In addition, some cities have separate metro, light rail and tram systems (including the extensive and historic London Underground). There are also many private railways (some of them narrow-gauge), which are primarily short lines for tourists. The main rail network is connected with that of continental Europe by the Channel Tunnel and High Speed 1 (originally the Channel Tunnel Rail Link), which fully opened in 1994 and 2007 respectively.
In 2019, there were 1.738 billion journeys on the National Rail network, making the British network the fifth most used in the world (Great Britain ranks 23rd in world population). Unlike a number of other countries, rail travel in the United Kingdom has enjoyed a renaissance in recent years, with passenger numbers approaching their highest ever level (see usage figures below). This has coincided with the privatisation of British Rail, but the cause of this increase is unclear. The growth is partly attributed to a shift away from private motoring due to growing road congestion and increasing petrol prices, but also to the overall increase in travel due to affluence. Passenger journeys in Britain grew by 88% over the period 1997–98 to 2014 as compared to 62% in Germany, 41% in France and 16% in Spain.
The United Kingdom is a member of the International Union of Railways (UIC). The UIC country code for United Kingdom is 70. The UK has the 17th largest railway network in the world; despite many lines having closed in the 20th century, due to the Beeching cuts, it remains one of the densest networks. It is one of the busiest railways in Europe, with 20% more train services than France, 60% more than Italy, and more than Spain, Switzerland, the Netherlands, Portugal and Norway combined, as well as representing more than 20% of all passenger journeys in Europe. The rail industry employs 115,000 people and supports another 250,000 through its supply chain.
After the initial period of rapid expansion following the first public railways in the early 19th century, from about 1900 onwards the network suffered from gradual attrition, and more severe rationalisation in the 1950s and 1960s. However, the network has again been growing since the 1980s. The UK was ranked eighth among national European rail systems in the 2017 European Railway Performance Index for intensity of use, quality of service and safety performance.
To cope with increasing passenger numbers, there is a large programme of upgrades to the network, including Thameslink, Crossrail, electrification of lines, in-cab signalling, new inter-city trains and new high-speed lines.
Historical overview
According to historians David Brandon and Alan Brooke, the railways brought into being our modern world:
They stimulated demand for building materials, coal, iron and, later, steel. Excelling in the bulk movement of coal, they provided the fuel for the furnaces of industry and for domestic fireplaces. Millions of people were able to travel who had scarcely ever travelled before. Railways enabled mail, newspapers, periodicals and cheap literature to be distributed easily, quickly and cheaply allowing a much wider and faster dissemination of ideas and information. They had a significant impact on improving diet....[and enabled] a proportionately smaller agricultural industry was able to feed a much larger urban population....They employed huge quantities of labour both directly and indirectly. They helped Britain to become the ‘Workshop of the World’ by reducing transport costs not only of raw materials but of finished goods, large amounts of which were exported....[T]oday's global corporations originated with the great limited liability railway companies....By the third quarter of the nineteenth century, there was scarcely any person living in Britain whose life had not been altered in some way by the coming of the railways. Railways contributed to the transformation of Britain from a rural to a predominantly urban society.
The railways started with the local isolated wooden wagonways in 1560s using horses. These wagonways then spread, particularly in mining areas. The system was later built as a patchwork of local lines operated by small private railway companies. Over the course of the 19th and early 20th centuries, these amalgamated or were bought by competitors until only a handful of larger companies remained (see Railway Mania). The entire network was brought under government control during the First World War and a number of advantages of amalgamation and planning were revealed. However, the government resisted calls for the nationalisation of the network (first proposed by 19th century Prime Minister William Gladstone as early as the 1830s). Instead, from 1 January 1923, almost all the remaining companies were grouped into the "big four": the Great Western Railway, the London and North Eastern Railway, the London Midland and Scottish Railway and the Southern Railway companies (there were also a number of other joint railways such as the Midland and Great Northern Joint Railway and the Cheshire Lines Committee as well as special joint railways such as the Forth Bridge Railway, Ryde Pier Railway and at one time the East London Railway). The "Big Four" were joint-stock public companies and they continued to run the railway system until 31 December 1947.
The growth in road transport during the 1920s and 1930s greatly reduced revenue for the rail companies. Rail companies accused the government of favouring road haulage through the subsidised construction of roads. The railways entered a slow decline owing to a lack of investment and changes in transport policy and lifestyles. During World War II, the companies' managements joined together, effectively forming one company. A maintenance backlog developed during the war and the private sector only had two years to deal with this after the war ended. After 1945, for both practical and ideological reasons, the government decided to bring the rail service into the public sector.
Nationalisation
From the start of 1948, the "big four" were nationalised to form British Railways (latterly British Rail) under the control of the British Transport Commission. Although BR was a single entity, it was divided into six (later five) regional authorities in accordance with the existing areas of operation. Though there were few initial changes to the service, usage increased and the network became profitable. Regeneration of track and railway stations was completed by 1954. In the same year, changes to the British Transport Commission, including the privatisation of road haulage, ended the coordination of transport in Great Britain. Rail revenue fell and in 1955 the network again ceased to be profitable. The mid-1950s saw the rapid introduction of diesel and electric rolling stock, but the expected transfer back from road to rail did not occur and losses began to mount.
The desire for profitability led to a major reduction in the network during the mid-1960s, with ICI manager Dr. Richard Beeching commissioned by the government under Ernest Marples with reorganising the railways. Many branch lines (and a number of main lines) were closed because they were deemed uneconomic ("the Beeching Axe" of 1963), removing much feeder traffic from main line passenger services. In the second Beeching report of 1965, only the "major trunk routes" were selected for large-scale investment, leading many to speculate the rest of the network would eventually be closed. This was never implemented by BR.
Passenger services experienced a renaissance with the introduction of the InterCity 125 trains in the 1970s. Passenger levels fluctuated since then, increasing during periods of economic growth and falling during recessions. The 1980s saw severe cuts in government funding and above-inflation increases in fares, In the early 1990s, the five geographical Regions were replaced by a Sectored organisation, in which passenger services were organised into InterCity, Network SouthEast and Regional Railways sectors.
Reorganisation and privatisation
The Railways Act 1993 divided the railways up, with Railtrack taking ownership of British Rail's property portfolio, tracks, signals, bridges and tunnels, Rolling Stock Operating Companies, and train operating companies.
Passenger transport services were bundled together into franchises to facilitate cross-subsidy within franchises, with many regulations on ticket prices and types, regulated fare increases and "Parliamentary service" obligations. Companies submit bids to the franchising authority - often the Secretary of State for Transport, Passenger Transport Authority, or devolved government - competing for the lowest subsidy requirement and to invest in the railway over the lifespan of the franchise. There is also provision for subsidy between franchises, with profitable franchises demanding payments made to the government to cover a share of the losses from others. Examples of franchises include ScotRail, Great Western, and Southern Trains.
Open Access Operators are entirely free to set their own services and fares unaffected by government regulations. Examples of such operators are Lumo and Grand Central, Hull Trains and Heathrow Express. In the case of the InterCity West Coast and InterCity East Coast franchises, applicants submit bids to return the most money to the government from operating the service. This has led to franchisees collapsing when passenger growth targets are not met as promised payments to the government cannot be paid and the franchise is exited early.
In 2023, Network Rail held over £59.1 billion in debt, and £1.176 billion interest payments. Many of these debts were incurred by Railtrack and transferred to Network Rail when it collapsed.
British Rail operations were privatised during 1994–1997. Ownership of the track and infrastructure passed to Railtrack, whilst passenger operations were franchised to individual private sector operators (originally there were 25 franchises) and the goods services sold outright (six companies were set up, but five of these were sold to the same buyer). The government said privatisation would see an improvement in passenger services and satisfaction (according to the National Rail Passenger survey) has indeed gone up from 76% in 1999 (when the survey started) to 83% in 2013 and the number of passengers not satisfied with their journey dropped from 10% to 6%. Since privatisation, passenger levels have more than doubled, and have surpassed their level in the late 1940s. Train fares cost 2.7% more than under British Rail in real terms on average. However, while the price of anytime and off-peak tickets has increased, the price of Advance tickets has dramatically decreased in real terms: the average Advance ticket in 1995 cost £9.14 (in 2014 prices) compared to £5.17 in 2014.
Rail subsidies have increased from £bn in 1992–93 to £bn in 2015–16 (in current prices), although subsidy per journey has fallen from £ per journey to £ per journey. However, this masks great regional variation, as in 2014–15 funding varied from "£1.41 per passenger journey in England to £6.51 per journey in Scotland and £8.34 per journey in Wales."
The public image of rail travel was severely damaged by a series of significant accidents after privatisation. These included the Hatfield accident, caused by a rail fragmenting due to the development of microscopic cracks. Following this, the rail infrastructure company Railtrack imposed over 1,200 emergency speed restrictions across its network and instigated an extremely costly nationwide track replacement programme. The consequent severe operational disruption to the national network and the company's spiralling costs set in motion a series of events which resulted in the collapse of the company and its replacement with Network Rail, a state-owned, "not-for-profit" company, with risks underwritten by the taxpayer. According to the European Railway Agency, in 2013 Britain had the safest railways in Europe based on the number of train safety incidents.
At the end of September 2003, the first part of High Speed 1, a high-speed link to the Channel Tunnel and onward to France and Belgium, was completed, significantly adding to the rail infrastructure of the country. The rest of the link, from north Kent to London St Pancras opened in 2007. A major programme of remedial work on the West Coast Main Line started in 1997 and finished in 2008.
In the 2010s, many upgrades are under way, such as Thameslink, Crossrail, the Northern Hub and electrification of the Great Western Main Line. Electrification plans for the Midland Main Line and the Transpennine line between Manchester and Leeds have been scaled back. Construction of High Speed 2 is underway, with a projected completion date of 2026 for Phase 1 (London to Birmingham) and 2033 for Phase 2. A poll of 1,500 adults in Britain in June 2018 showed that 64% support renationalising Britain's railways.
Renationalisation
Currently six franchises are under public ownership and thus effectively nationalised. Four of them – LNER, Northern Trains, Southeastern, and TransPennine – are operators of last resort owned by the Department for Transport, whereas Transport for Wales Rail is owned by Transport for Wales, a Welsh-Government owned company, with no current plans to re-privatise the latter. On 1 April 2022, ScotRail was put under public ownership by the Scottish Government, under Transport Scotland as ScotRail Trains operating on the same day.
The COVID-19 pandemic caused a huge fall in the number of passengers using the railways, with journeys in 2020 being about 22% of the previous year, before rising again as travel restrictions eased. During 2020, all train operating companies entered into emergency measures agreements with the UK and Scottish governments. Normal franchise mechanisms were amended, transferring almost all revenue and cost risk to the government, effectively 'renationalising' the network temporarily.
In September 2020, the UK Government permanently got rid of the rail franchising system. On 20 May 2021, the Government announced a white paper that would transform the operation of the railways. The rail network will be partly renationalised, with infrastructure and operations brought together under the state-owned public body Great British Railways. Operations will be managed on a concessions model. According to the BBC, this represents the largest shake-up in the UK's railways since privatisation. On 18 November 2021, the government announced the biggest ever public investment in Britain's rail network costing £96 billion and promising quicker and more frequent rail connections in the North and Midlands: the Integrated Rail Plan includes substantially improved connections North-South as well as East-West and includes three new high speed lines.
Passenger services
Passenger services in Great Britain were divided into regional franchises and run by mostly private (that is, non-state owned) train operating companies from 1995 to 2020. These companies bid for seven- to eight-year contracts to run individual franchises. Most contracts in England are awarded by the Department for Transport (DfT), with the exception of Merseyrail, where the franchise is awarded by the Merseyside Passenger Transport Executive. In Scotland, contracts for ScotRail, is awarded by Transport Scotland, and in Wales, contracts for Transport for Wales Rail, is awarded by Transport for Wales, although the latter is currently publicly-owned with no plans for franchising in the near future and ScotRail is planned to be publicly owned in 2022. Initially, there were 25 franchises, some franchises have since been combined, others nationalised. There are also a number of local or specialised rail services operated on an open access basis outside the franchise arrangements. Examples include Heathrow Express and Hull Trains. Many franchises were effectively abolished due to the COVID-19 pandemic, with a new state-owned public body, Great British Railways, operating a concession contract system on the network from 2023.
In the 2015–16 operating year, franchised services provided 1,718 million journeys totalling (64.7 billion billion passenger km) of travel, an increase over 1994–5 of 117% in journeys (from 761 million) and just over doubling the passenger miles. The passenger-miles figure, after being flat from 1965 to 1995, surpassed the 1947 figure for the first time in 1998 and continues to rise steeply.
The key index used to assess passenger train performance is the Public Performance Measure, which combines figures for punctuality and reliability. From a base of 90% of trains arriving on time in 1998, the measure dipped to 75% in mid-2001 due to stringent safety restrictions put in place after the Hatfield crash in October 2000. However, in June 2015 the PPM stood at 91.2% after a period of steady increases in the annual moving average since 2003 until around 2012 when the improvements levelled off.
Train fares cost 2.7% more than under British Rail in real terms on average. For some years, Britain has been said to have the highest rail fares in Europe, with peak-time and season tickets considerably higher than other countries, partly because rail subsidies in Europe are higher. However, passengers are also able to obtain some of the cheapest fares in Europe if they book in advance or travel at off-peak times or purchase 'day-return' tickets which cost little more than a single ticket.
UK rail operators point out rail fare increases have been at a substantially lower rate than petrol prices for private motoring. The difference in price has also been blamed on the fact Britain has the most restrictive loading gauge (maximum width and height of trains that can fit through tunnels, bridges etc.) in the world which means any trains must be significantly narrower and less tall than those used elsewhere. This means British trains cannot be bought "off-the-shelf" and must be specially built to fit British standards.
Average rolling-stock age fell slightly from the third quarter of 2001–02 to 2017–18, from 20.7 years old to 19.6 years old, and recent large orders from Bombardier and its acquirer Alstom, CAF, Hitachi and Stadler brought down the average age to around 15 years by March 2021.
Although passengers rarely have cause to refer to either document, all travel is subject to the National Rail Conditions of Carriage and all tickets are valid subject to the rules set out in a number of so-called technical manuals, which are centrally produced for the network.
Annual journey numbers
Below are the estimated total number of journeys using heavy rail transport in Britain for each financial year. (This table does not include Eurostar, Underground or light rail services)
The following table is according to the Office of Rail and Road and includes open access operators such as Grand Central and Hull Trains.
Stations
There are 2,579 passenger railway stations on the Network Rail network. This does not include the London Underground, nor other systems which are not part of the national network, such as heritage railways. Most date from the Victorian era and a number are in or on the edge of town and city centres. Major stations lie for the most part in large cities, with the largest conurbations (e.g. Liverpool, Birmingham, Bristol, Cardiff, Edinburgh, Glasgow and Manchester) typically having more than one main station. London is a major hub of the network, with 12 main-line termini forming a "ring" around central London. Birmingham, Leeds, Manchester, Glasgow, Bristol and Reading are major interchanges for many cross-country journeys that do not involve London. However, some important railway junction stations lie in smaller cities and towns, for example York, Crewe and Ely. Some other places expanded into towns and cities because of the railway network. Swindon, for example, was little more than a village before the Great Western Railway chose to site its locomotive works there. In many instances geography, politics or military considerations originally caused stations to be sited further from the towns they served until, with time, these issues could be overcome (for example, Portsmouth had its original station at Gosport).
Inter-city
High-speed inter-city rail (above ) was first introduced in Great Britain in the 1970s by British Rail. BR had pursued two development projects in parallel, the development of a tilting train technology, the Advanced Passenger Train (APT), and development of a conventional high-speed diesel train, the High Speed Train (HST). The APT project was abandoned, but the HST design entered service as the British Rail Classes 253, 254 and 255 trains. The prototype HST, the Class 252, reached a world speed record for diesel trains of 143.2 mph, while the main fleet entered service limited to a service speed of 125 mph, and were introduced progressively on main lines across the country, with a rebranding of their services as the InterCity 125. With electrification of the East Coast Main Line, high-speed rail in Great Britain was augmented with the introduction of the Class 91, intended for passenger service at up to 140 mph (225 km/h), and thus branded as the InterCity 225. The Class 91 units were designed for a maximum service speed of 140 mph, and running at this speed was trialled with a 'flashing green' signal aspect under the British signalling system. The trains were eventually limited to the same speed as the HST, to 125 mph, with higher speeds deemed to require cab signalling, which as of 2010 was not in place on the normal British railway network (but was used on the Channel Tunnel Rail Link). A final attempt by the nationalised British Rail at High Speed Rail was the cancelled InterCity 250 project in the 1990s for the West Coast Main Line.
Post privatisation, a plan to upgrade the West Coast Main Line to speeds of up to 140 mph with infrastructure improvements were finally abandoned, although the tilting train Class 390 Pendolino fleet designed for this maximum speed of service were still built and entered service in 2002, and operates limited to 125 mph. Other routes in the UK were upgraded with trains capable of top speeds of up to 125 mph running with the introduction between 2000 and 2005 of Class 180 Adelante DMUs and the Bombardier Voyager DEMUs (Classes 220, 221 and 222).
High Speed 1
The first implementation of high-speed rail up to 186 mph in regular passenger service in Great Britain was the Channel Tunnel Rail Link (now known as High Speed 1), when its first phase opened in 2003 linking the British end of the Channel Tunnel at Folkestone with Fawkham Junction in Kent. This is used by international only passenger trains for the Eurostar service, using Class 373 and Class 374 trains. The line was later extended all the way into London St Pancras in 2007.
After the building of the first of a new Class 395 train fleet for use partly on High Speed 1 and parts of the rest of the UK rail network, the first domestic high-speed running over 125 mph (to about 140 mph) began in December 2009, including a special Olympic Javelin shuttle for the 2012 Summer Olympics. These services are operated by the South Eastern franchise.
Intercity Express Programme
For replacement of the domestic fleet of InterCity 125 and 225 trains on the existing national network, the Intercity Express Programme was announced. In 2009 it was announced the preferred rolling stock option for this project was the Hitachi Super Express family of multiple units, and they entered service in 2017 on the Great Western Main Line and 2019 on the East Coast Main Line. The trains will be capable of a maximum speed of 140 mph with "minor modifications", with the necessary signalling modifications required of the Network Rail infrastructure in Britain likely to come from the phased rollout of the Europe-wide European Rail Traffic Management System (ERTMS).
Proposed and partly under construction
High Speed 2
Following several studies and consultations on high-speed rail, in 2009 the UK Government formally announced the High Speed 2 project, establishing a company to produce a feasibility study to examine route options and financing for a new high-speed railway in the UK. This study began on the assumption the route would be a new purpose-built high-speed line connected to High-Speed 1 to the Channel tunnel and from London to the West Midlands, via Heathrow Airport, relieving traffic on the West Coast Main Line (WCML). Conventional high-speed rail technology would be used as opposed to Maglev. The rolling stock would be capable of travelling on the existing Network Rail infrastructure if required, with the route intersecting with the existing WCML and the East Coast Main Line (ECML). A cancelled second phase of the project was planned to reach further north to Manchester, Sheffield and Leeds, as well as linking into the Midland Main Line.
Northern Powerhouse Rail
In June 2014, the chancellor of the Exchequer, George Osborne, proposed a high-speed rail link Northern Powerhouse Rail (also known as High Speed 3 or High Speed North) between Liverpool and Newcastle/Sheffield/Hull. The line would use the existing route between Liverpool and Newcastle/Hull and a new route from to Sheffield will follow the same route to Manchester Victoria and then a new line from Victoria to Sheffield, with additional tunnels and other infrastructure.
High-speed rolling stock
As of August 2023 the following rolling stock on the UK network is capable of 125 mph or more:
In 2011 the fastest timetabled start-to-stop run by a UK domestic train service was the Hull Trains 07.30 King's Cross to Hull, which covered the 125.4 km (78 miles) from Stevenage to Grantham in 42 minutes at an average speed of 179.1 km/h (111.4 mph). This was operated by a Class 180 diesel unit running "under the wires" at the time, and is now operated by Class 802 Paragon bi-mode units, operating on electric power on this section. This was matched by several Leeds to London Class 91-operated East Coast trains if their two-minute recovery allowance for this section is excluded from the public timetable.
Local metro and other rail systems
A number of towns and cities have rapid transit networks. Underground technology is used in the Glasgow subway, Merseyrail centred on Liverpool, London Underground centred on London, London Overground and the London Docklands Light Railway centred on London, and the Tyne and Wear Metro centred on Newcastle upon Tyne.
Light rail systems in the form of trams are in Birmingham, Croydon, Manchester, Nottingham, Sheffield and Edinburgh. These systems use a combination of street running tramways and, where available, reserved right of way or former conventional rail lines in some suburbs. Blackpool has the one remaining traditional tram system. Monorails, heritage tramways, miniature railways and funiculars also exist in several places. In addition, there are a number of heritage (mainly steam) standard and narrow gauge railways, and a few industrial railways and tramways. Some lines which appear to be heritage operations sometimes claim to be part of the public transport network; the Romney, Hythe and Dymchurch Railway in Kent regularly transports schoolchildren.
Most major cities have some form of commuter rail network. These include Belfast, Birmingham, Bristol, Cardiff, Edinburgh, Glasgow, Leeds, Liverpool, London and Manchester.
Goods services
There are four main goods operating companies in the UK, the largest of which is DB Cargo UK (formerly DB Schenker, formerly English Welsh & Scottish (EWS)). There are also several smaller independent operators including Mendip Rail. Types of freight carried include intermodal – in essence containerised freight – and coal, metals, oil, and construction materials. The Beeching Cuts, in contrast to passenger services, greatly modernised the goods sector, replacing inefficient wagons with containerised regional hubs. Freight services had been in steady decline since the 1930s, initially because of the reduction in manufacturing and then road haulage's cost advantage in combination with higher wages. Since 1995, however, the amount of freight carried on the railways has increased sharply due to increased reliability and competition, as well as international services. In 2000, the Department for Transport's Transport Ten Year Plan called for an 80% increase in rail freight.
Statistics on freight are specified in terms of the weight of freight lifted, and the net tonne kilometre, being freight weight multiplied by distance carried. 116.6 million tonnes of freight was lifted in the 2013–4 period, against 138 million tonnes in 1986–7, a decrease of 16%. However, a record 22.7 billion net tonne kilometres (14 billion net ton miles) of freight movement were recorded in 2013–4, against 16.6 billion (10.1 billion) in 1986–7, an increase of 38%. Coal made up 36% of the total net tonne kilometre, though its share was declining. Rail freight had increased its market share since privatisation (by net tonne kilometres) from 7.4% in 1998 to 11.1% in 2013. Growth was partly due to more international services including the Channel Tunnel and Port of Felixstowe, which is containerised. Nevertheless, as of 2008, network bottlenecks and insufficient investment in catering for 9' 6" high shipping containers restricted growth.
A symbolic loss to the rail freight industry in Great Britain was the custom of the Royal Mail, which from 2004 discontinued use of its 49-train fleet, and switched to road haulage after a near 170-year-preference for trains. Mail trains had long been part of the tradition of the railways in Great Britain, famously celebrated in the film Night Mail, for which W. H. Auden wrote the poem of the same name. Although Royal Mail suspended mail trains in January 2004, this decision was reversed in December of the same year, and Class 325s are now used on some routes including between London, Warrington and Scotland.
Train leasing services
At the time of privatisation, the rolling stock of British Rail was sold to the new operators, as in the case of the freight companies, or to the three ROSCOs (rolling stock companies) which lease or hire stock to passenger and freight train operators. Leasing is relatively commonplace in transport since it enables operating companies to avoid the complication associated with raising sufficient capital to purchase assets; instead, assets are leased and paid for from ongoing revenue. Since 1994 there has been a growth in smaller spot-hire companies that provide rolling stock on short-term contracts. Many of these have grown thanks to the selling-off of locomotives by the large freight operators, especially EWS.
Unlike other major players in the privatised railway system of Great Britain, the ROSCOs are not subject to close regulation by the economic regulatory authority. They were expected to compete with one another, and they do, although not in all respects.
Competition codes of practice
Since privatisation in 1995, the ROSCOs have faced criticism from several quarters – including passenger train operating companies such as GNER, Arriva and FirstGroup – on the basis they are acting as an oligopoly to keep lease prices higher than they would be in a competitive market. In 1998, Deputy Prime Minister John Prescott asked rail regulator John Swift to investigate the market's operation and make recommendations. Many believed Prescott favoured much closer regulation of the ROSCOs, perhaps bringing them into the net of contract-specific regulation, i.e., requiring every rolling stock lease to be approved by the Rail Regulator before it could be valid. Swift's report did not find major problems with the operation of what was then an infant market, and instead recommended the ROSCOs sign up to voluntary, non-binding codes of practice in relation to their future behaviour. Prescott did not like this, but he did not have the legislative time allocation to do much about it. Swift's successor as Rail Regulator, Tom Winsor, agreed with Swift and the ROSCOs were happy to go along with codes of practice, coupled with the Rail Regulator's new powers to deal with abuse of dominance and anti-competitive behaviour under the Competition Act 1998. In establishing these codes, the Rail Regulator made it clear he expected the ROSCOs to adhere to their letter and spirit. The codes of practice were duly put in place and for the next five years the Rail Regulator received no complaints about ROSCO behaviour.
White paper 2004
In July 2004, the DFT's White Paper on the future of the railways expressed dissatisfaction with the operation of the rolling stock leasing market, and the belief there may have been excessive pricing on the part of the ROSCOs.
In June 2006, Gwyneth Dunwoody, chair of the Transport Select Committee of the House of Commons, called for an investigation into the companies. Transport commentator Christian Wolmar has asserted the high cost of leasing is due to the way the franchises are distributed to the train operating companies. While the TOCs are negotiating for a franchise they have some freedom to propose different rolling stock options. It is only once they have won the franchise, however, they start negotiating with the ROSCOs. The ROSCO will know the TOC's requirements and also knows the TOC has to obtain a fixed mix of rolling stock which puts the train operating company at a disadvantage in its negotiations with the ROSCO.
Competition Commission
On 29 November 2006, following a June 2006 complaint by the DfT alleging excessive pricing by the ROSCOs, the Office of Rail Regulation (as it was then called) announced it was minded to refer the operation of the market for passenger rolling stock to the Competition Commission, citing, amongst other factors, problems in the DfT's own franchising policy as responsible for what may be regarded as a dysfunctional market. ORR said it will consult the industry and the public on what to do, and will publish its decision in April 2007. If the ORR does refer the market to the Competition Commission, there may well be a hiatus in investment in new rolling stock whilst the ROSCOs and their parent companies wait to hear what return they will be allowed to make on their train fleets. This could have the unintended consequence of intensifying the problem of overcrowding on some routes because TOCs will be unable to lengthen their trains or acquire new ones if they need the ROSCOs to co-operate in their acquisition or financing. Some commentators have suggested that such an outcome would be detrimental to the public interest. This is especially striking since the National Audit Office, in its November 2006 report on the renewal and upgrade of the West Coast Main Line, said that the capacity of the trains and the network will be full in the next few years and advocated train lengthening as an important measure to cope with sharply higher passenger numbers.
The Competition Commission conducted an investigation and published provisional findings on 7 August 2008. The report was published on 7 April 2009. A press release summarised the recommendations as follows:
introduce longer franchise terms (in the region of 12 to 15 years or longer), which would allow TOCs to realise the benefits and recover the costs of switching to alternative new or used rolling stock over a longer period, which should increase the incentives and ability for TOCs to exercise choice
assess the benefits of alternative new or used rolling stock proposals beyond the franchise term and across other franchises when evaluating franchise bids. This will encourage a wider choice of rolling stock to be considered in franchise proposals, irrespective of franchise length
ensure franchise invitations to tender (ITTs) are specified in such a way franchise bidders are allowed a choice of rolling stock
requiring the ROSCOs to remove non-discrimination requirements from the Codes of Practice, which would provide greater incentives for the TOCs to seek improved terms from the ROSCOs
requiring rolling stock lessors to provide TOCs with a set list of information when making a lease rental offer for used rolling stock, which would give TOCs the ability to negotiate more effectively
Leasing companies (ROSCO)
See also Rolling stock company
Three companies took over British Rail's rolling stock on privatisation:
Angel Trains – has 4,400 vehicles in the UK owned by AMP Capital Investors, PSP Investments and International Public Partnerships.
Eversholt Rail Group – owns a fleet of over 4,000 vehicles and is owned by CK Hutchison Holdings and Cheung Kong Infrastructure Holdings.
Porterbrook – leases some 3,500 locomotives, trains and freight wagons; owned by a consortium including Alberta Investment Management Corporation, Allianz, Électricité de France and Vantage Infrastructure.
A number of other companies have since entered the leasing market:
Sovereign Trains – a company that forms part of the same group as the open-access operator Grand Central. Sovereign Trains owned the rolling stock operated by Grand Central. Dissolved after the stock was sold to Angel Trains
QW Rail Leasing – a joint venture between the National Australia Bank and SMBC Leasing & Finance to provide the EMU rolling stock to London Overground.
Macquarie European Rail – in April 2009, Lloyds TSB entered the rolling stock market by funding the purchase of 30 new Class 379s for National Express East Anglia. In November 2012, Lloyds sold the company to Macquarie Group.
Beacon Rail, owns Class 68 and Class 88 locomotives, as well as , Class 313 and DMUs.
UK Rail Leasing, owns some Class 56 locomotives
Rock Rail Limited, owns Class 717 Siemens Desiro EMUs in service on Govia Thameslink Railway's Great Northern routes, Stadler Flirt Class 745 EMUs and Class 755 BMUs entering service on Abellio's Greater Anglia franchise, Bombardier Aventra Class 701 EMUs entering service on FirstGroup and MTR's South Western franchise, Hitachi Intercity BMUs for service on Abellio's East Midlands franchise and Hitachi Intercity EMUs and BMUs for service on First Group and Trenitalia's Avanti West Coast franchise
Spot-hire companies
Spot-hire companies provide short-term leasing of rolling stock.
MiddlePeak Railways, a locomotive hire & lease company with a stock of locomotives similar to Class 08 & NS 0-6-0 600 Class shunting locomotives, other locomotives, rolling stock & parts.
GL Railease owned by GATX Capital, and Lombard, a subsidiary of the Royal Bank of Scotland.
Harry Needle Railroad Company, an industrial and main line locomotive hire and overhaul company. Operates Class 08 shunting locomotives, and Class 20 locomotives.
Riviera Trains, a spot-hire company with a fleet of Class 47 locomotives. This company works closely with DB Cargo UK.
West Coast Railways, a spot-hire and railtour-operator with a stock of Class 37 and Class 47 locomotives, as well as the rebuilt Class 57 locomotive.
Eastern Rail Services, a rolling stock spot hire company, providing leasing and hire, acquisition, parts supply and overhaul and technical advice.
Statutory framework
Railways in Great Britain are in the private sector, but they are subject to control by central government, and to economic and safety regulation by arms of government.
In 2006, using powers in the Railways Act 2005, the DfT took over most of the functions of the now wound up Strategic Rail Authority. The DfT now itself runs competitions for the award of passenger rail franchises, and, once awarded, monitors and enforces the contracts with the private sector franchisees. Franchises specify the passenger rail services which are to be run and the quality and other conditions (for example, the cleanliness of trains, station facilities and opening hours, the punctuality and reliability of trains) which the operators have to meet. Some franchises receive a subsidy from the DfT for doing so, and some are cash-positive, which means the franchisee pays the DfT for the contract. Some franchises start life as subsidised and, over their life, move to being cash-positive.
The other regulatory authority for the privatised railway is the Office of Rail and Road (previously the Office of Rail Regulation), which, following the Railways Act 2005, is the combined economic and safety regulator. It replaced the Rail Regulator on 5 July 2004. The Rail Safety and Standards Board still exists, however; established in 2003 on the recommendations of a public inquiry, it leads the industry's progress in health and safety matters.
The principal modern railway statutes are:
Railways Act 1993' Competition Act 1998 (insofar as it confers competition powers on the Office of Rail and Road)
Transport Act 2000
Railways and Transport Safety Act 2003
Railways Act 2005
Industry bodies
Statutory authorities
Office of Rail and Road
Department for Transport
UK Notified Bodies
Devolved authorities
Transport Scotland
Transport for Wales
Network and signalling operations
Railtrack (1996–2002)
Network Rail (2002–) – (A "not for dividend" company limited by guarantee)
Other national entities
Institution of Railway Operators
Rail Delivery Group
Rail Freight Group
Rail Passengers Council and Committees
Rail Safety and Standards Board
Rail Forum Midlands
Railway Industry Association
Railway Mission
Railway Study Association
Trade unions
The railways are one of the most heavily unionised industrial sectors in the UK.
Associated Society of Locomotive Engineers and Firemen (ASLEF)
National Union of Rail, Maritime and Transport Workers (RMT)
Transport Salaried Staffs' Association (TSSA)
Regional entitiesSee Passenger transport executive Transport for West Midlands
TfGM (Transport for Greater Manchester)
Merseytravel
Metro (West Yorkshire Metro)
Nexus (Tyne and Wear Passenger Transport Executive)
Travel South Yorkshire (South Yorkshire Passenger Transport Executive)
SPT (Strathclyde Partnership for Transport)
TfL (Transport for London)
See List of companies operating trains in the United Kingdom.
Freight companies
GB Railfreight
DB Cargo UK
Freightliner
Direct Rail Services
Colas Rail
Devon and Cornwall Railways
Mendip Rail
Open access and other non-franchised passenger operators
Eurostar
Grand Central
Heathrow Express
Hull Trains
Venice-Simplon Orient Express (VSOE)
1820s–1840s: Early companies
This is only the earliest of the main line openings: for a more comprehensive list of the hundreds of early railways see List of early British railway companies
Stockton and Darlington Railway (1825) – First steam-hauled passenger railway in the world.
Canterbury and Whitstable Railway (1830) – First steam-hauled passenger railway to issue season tickets.
Liverpool and Manchester Railway (1830) – First InterCity passenger railway.
Grand Junction Railway (1833) – The line built by the company was the first trunk railway to be completed in England, and arguably the world's first long-distance railway with steam traction.
London and Greenwich Railway (1836) – First steam railway in the capital, the first to be built specifically for passengers, and the first elevated railway.
London and Birmingham Railway (1837) – First Intercity line to be built into London.
Midland Counties Railway (1839)
Birmingham and Derby Junction Railway (BDJR) (1839)
North Midland Railway (1840)
Taff Vale Railway (1840)
Heritage and private
Many lines closed by British Railways, including many closed during the Beeching cuts, have been restored and reopened as heritage railways. A few have been relaid as narrow-gauge but the majority are standard-gauge. Most use both steam and diesel locomotives for haulage. Most heritage railways are operated as tourist attractions and do not provide regular year-round train services.
Proposed line re-openings
Several pressure groups are campaigning for the re-opening of closed railway lines in Great Britain. These include:
Ashington–Bedlington–Newcastle
Marlow Branch (Bourne End–High Wycombe)
Cambridge–Oxford, East West Rail This project was approved by the Government in November 2011.
Carmarthen-Aberystwyth line
Colne–Skipton, Skipton-East Lancashire Rail Action Partnership
Great Central Railway Notts–Leicester
Lynn and Hunstanton Railway
Peak Rail: (Matlock–Bakewell). Under-funded line
Portishead Railway from Portishead to Bristol Temple Meads
South Staffordshire Line (Stourbridge–Walsall-Lichfield)
St Andrews Rail Link (Leuchars–St Andrews)
Wealden Line (Uckfield–Lewes)
Woodhead Line (Hadfield–Penistone)
York to Beverley Line (York–Beverley)
From 1995 until 2009, 27 new lines (totalling 199 track miles) and 68 stations were opened, with 65 further new station sites identified by Network Rail or government for possible construction.
On 15 June 2009 the Association of Train Operating Companies (ATOC) published the report Connecting Communities: Expanding Access to the Rail Network, detailing schemes around England where it believed there was a commercial business case for passenger network expansion. The published proposals involved the re-opening or new construction of 40 stations, serving communities with populations of over 15,000, including 14 schemes involving the re-opening or reconstruction of rail lines for passenger services. These would be short-lead-time local projects, to be completed in timescales ranging from 2 years 9 months to 6 years, once approved by local and regional governments, Network Rail and the Department for Transport, complementing existing long-term national projects.
Most populous towns without rail services
This is a list of towns in England that do not have any sort of rail service. Services taken into account include National Rail, tram and metro services such as the Manchester Metrolink or the Tyne and Wear Metro. The first list is of separate towns. The second is of towns that form part of larger conurbations.
Built-up areas
Built-up area subdivisions
Links with adjacent countries
Great Britain (standard-gauge)
France (Eurostar) via the Channel Tunnel formerly by Train ferries.
Belgium (Eurostar) via France using the Channel Tunnel.
Netherlands (Eurostar) via France and Belgium using the Channel Tunnel.
Rail-ferry-rail services
Netherlands – Dutchflyer rail/sea/rail service
Ireland – SailRail service via Holyhead, Stranraer or Fishguard
See also
References
Citations
Sources
Network Rail – Making a Fresh Start – National Audit Office report, 14 May 2004.
Railway industry topic guides from the Institution of Mechanical EngineersOn The Wrong Line: How Ideology and Incompetence Wrecked Britain's Railways'', Christian Wolmar, Aurum Press Ltd. .
External links
National Rail Official UK Rail timetable site
National Rail maps page UK railway maps
BritRail ATOC site with timetables, maps and cross-network passes for foreign travellers in UK
BritRail Passes Canada Canadian source for British Rail Passes And tickets
ScotlandRailways Scottish Rail site with timetables, maps and cross-network passes for foreign travellers in Scotland
Northumbrian Railways
Great Scenic Railways of Devon and Cornwall
Collection of Google Earth locations of National Rail stations (Requires Google Earth software) from the Google Earth Community forum |
4385 | https://en.wikipedia.org/wiki/British%20Rail | British Rail | British Railways (BR), which from 1965 traded as British Rail, was a state-owned company that operated most of the overground rail transport in Great Britain from 1948 to 1997. It was formed from the nationalisation of the Big Four British railway companies, and was privatised in stages between 1994 and 1997. Originally a trading brand of the Railway Executive of the British Transport Commission, it became an independent statutory corporation in January 1963, when it was formally renamed the British Railways Board.
The period of nationalisation saw sweeping changes in the railway. A process of dieselisation and electrification took place. By 1968 steam locomotives had been entirely replaced by diesel and electric traction, except for the Vale of Rheidol Railway (a narrow-gauge tourist line). Passengers replaced freight as the main source of business, and one-third of the network was closed by the Beeching cuts of the 1960s in an effort to reduce rail subsidies.
On privatisation, responsibility for track, signalling and stations was transferred to Railtrack (later brought under public control as Network Rail), with services run by train operating companies. The British Rail Double Arrow logo remains in place and is now employed as a generic symbol on street signs in Great Britain denoting railway stations.
History
Nationalisation in 1948
The rail transport system in Great Britain developed during the 19th century. After the grouping of 1923 under the Railways Act 1921, there were four large railway companies, each dominating its own geographic area: the Great Western Railway (GWR), the London, Midland and Scottish Railway (LMS), the London and North Eastern Railway (LNER) and the Southern Railway (SR). During World War I, the railways were under state control, which continued until 1921. Complete nationalisation had been considered, and the Railways Act 1921 is sometimes considered as a precursor to that, but the concept was rejected. Nationalisation was subsequently carried out after World War II, under the Transport Act 1947. This Act made provision for the nationalisation of the network as part of a policy of nationalising public services by Clement Attlee's Labour Government. British Railways came into existence as the business name of the Railway Executive of the British Transport Commission (BTC) on 1 January 1948 when it took over the assets of the Big Four.
There were also joint railways between the Big Four and a few light railways to consider (see list of constituents of British Railways). Excluded from nationalisation were industrial lines like the Oxfordshire Ironstone Railway. The London Underground – publicly owned since 1933 – was also nationalised, becoming the London Transport Executive of the British Transport Commission. The Bicester Military Railway was already run by the government. The electric Liverpool Overhead Railway was also excluded from nationalisation.
The Railway Executive was conscious that some lines on the (then very dense) network were unprofitable and hard to justify socially, and a programme of closures began almost immediately after nationalisation. However, the general financial position of BR became gradually poorer until an operating loss was recorded in 1955. The Executive itself had been abolished in 1953 by the Conservative government, and control of BR transferred to the parent Commission. Other changes to the British Transport Commission at the same time included the return of road haulage to the private sector; however, BR retained its own (smaller) inhouse road haulage service.
1955 Modernisation Plan
The report, latterly known as the "Modernisation Plan", was published in January 1955. It was intended to bring the railway system into the 20th century. A government White Paper produced in 1956 stated that modernisation would help eliminate BR's financial deficit by 1962, but the figures in both this and the original plan were produced for political reasons and not based on detailed analysis. The aim was to increase speed, reliability, safety, and line capacity through a series of measures that would make services more attractive to passengers and freight operators, thus recovering traffic lost to the roads. Important areas included:
Electrification of principal main lines, in the Eastern Region, Kent, Birmingham to Liverpool/Manchester and Central Scotland
Large-scale dieselisation to replace steam locomotives
New passenger and freight rolling stock
Resignalling and track renewals
Modern marshalling yards
The closure of an unspecified but relatively small number of lines
The government appeared to endorse the 1955 programme (costing £1.2 billion), but did so largely for political reasons. This included the withdrawal of steam traction and its replacement by diesel (and some electric) locomotives. Not all modernisations would be effective at reducing costs. The dieselisation programme gave contracts primarily to British suppliers, who had limited experience of diesel locomotive manufacture, and rushed commissioning based on an expectation of rapid electrification; this resulted in numbers of locomotives with poor designs and a lack of standardisation. At the same time, containerised freight was being developed. The marshalling yard building programme was a failure, being based on a belief in the continued viability of wagon-load traffic in the face of increasingly effective road competition, and lacking effective forward planning or realistic assessments of future freight. A 2002 documentary broadcast on BBC Radio 4 blamed the 1950s decisions for the "beleaguered" condition of the railway system at that time.
The Beeching reports
During the late 1950s, railway finances continued to worsen; whilst passenger numbers grew after restoring many services reduced during the war, and in 1959 the government stepped in, limiting the amount the BTC could spend without ministerial authority. A White Paper proposing reorganisation was published in the following year, and a new structure was brought into effect by the Transport Act 1962. This abolished the commission and replaced it by several separate boards. These included a British Railways Board, which took over on 1 January 1963.
Following semi-secret discussions on railway finances by the government-appointed Stedeford Committee in 1961, one of its members, Dr Richard Beeching, was offered the post of chairing the BTC while it lasted and then became the first Chairman of the British Railways Board.
A major traffic census in April 1961, which lasted one week, was used in the compilation of a report on the future of the network. This report—The Reshaping of British Railways—was published by the BRB in March 1963. The proposals, which became known as the Beeching cuts, were dramatic. A third of all passenger services and more than 4,000 of the 7,000 stations would close. Beeching, who is thought to have been the author of most of the report, set out some dire figures. One third of the network was carrying just 1% of the traffic. Of the 18,000 passenger coaches, 6,000 were said to be used only 18 times a year or less. Although maintaining them cost between £3million and £4million a year, they earned only about £0.5million.
Most of the closures were carried out between 1963 and 1970 (including some which were not listed in the report), while other suggested closures were not carried out. The closures were heavily criticised at the time. A small number of stations and lines closed under the Beeching programme have been reopened, with further reopenings proposed.
A second Beeching report, "The Development of the Major Trunk Routes", followed in 1965. This did not recommend closures as such but outlined a "network for development". The fate of the rest of the network was not discussed in the report.
Post-Beeching
The basis for calculating passenger fares changed in 1964. In future, fares on some routes—such as rural, holiday and commuter services—would be set at a higher level than on other routes; previously, fares had been calculated using a simple rate for the distance travelled, which at the time was 3d per mile second class, and 4½d per mile first class (equivalent to £ and £ respectively, in ).
In 1966, a "Whites only" recruitment policy for guards at Euston station agreed between the local union branch and station management was dropped after the case of Asquith Xavier, a migrant from Dominica, who had been refused promotion on those grounds, was raised in Parliament and taken up by the then Secretary of State for Transport, Barbara Castle.
Passenger levels decreased steadily from 1962 to the late 1970s, and reached a low in 1982. Network improvements included completing electrification of the Great Eastern Main Line from London to Norwich between 1976 and 1986 and the East Coast Main Line from London to Edinburgh between 1985 and 1990. A mainline route closure during this period of relative network stability was the -electrified Woodhead line between Manchester and Sheffield: passenger service ceased in 1970 and goods in 1981.
The 1980s and 1990s saw the closure of some railways which had survived the Beeching cuts a generation earlier but which had seen passenger services withdrawn. This included the bulk of the Chester and Connah's Quay Railway in 1992, the Brierley Hill to Walsall section of the South Staffordshire line in 1993, while the Birmingham to Wolverhampton section of the Great Western Railway was closed in three phases between 1972 and 1992.
A further British Rail report from a committee chaired by Sir David Serpell was published in 1983. The Serpell Report made no recommendations as such but did set out various options for the network, including, at their most extreme, a skeletal system of less than 2,000routekm (1,240miles). This report was not welcomed, and the government decided to quietly leave it on the shelf. Meanwhile, BR was gradually reorganised, with the regional structure finally being abolished and replaced with business-led sectors. This process, known as "sectorisation", led to far greater customer focus on the dedicated sectors.
Transport Act 1968
Following the election of Labour in 1964, on a platform of revising many of the cuts, Tom Fraser instead authorised the closure 1,071 mi of railway lines, following the recommendations from the Beeching Report even lines not considered closing. After he resigned in 1967, his replacement Barbara Castle continued the line and station closures but introduced the first Government rail subsidies for socially necessary but unprofitable railways in the Transport Act 1968. Part of these provisions was the creation of a passenger transport executive or PTE within larger metropolitan areas. Prior to this, public transport was run by individual local authorities and private companies, with little co-ordination. The PTEs took over the responsibility (but not ownership) of managing local rail networks.
The 1968 Act created five new bodies. These were:
West Midlands PTE on 1 October 1969
SELNEC PTE (South East Lancashire & North East Cheshire) on 1 November 1969 (now Greater Manchester)
Merseyside PTE on 1 December 1969 (now Liverpool City Region)
Tyneside PTE on 1 January 1970 (now Tyne and Wear)
Greater Glasgow PTE on 1 June 1973 (now Strathclyde)
This was the first real subdivision of BR since its inception in 1949, and likely saved many lines earmarked for closure, notably the Liverpool, Crosby and Southport Railway, which now forms part of the Merseyrail network.
Sectorisation
Upon sectorisation in 1982, three passenger sectors were created: InterCity, operating principal express services; London & South East (renamed Network SouthEast in 1986) operating commuter services in the London area; Provincial (renamed Regional Railways in 1989) responsible for all other passenger services. In the metropolitan counties local services were managed by the Passenger Transport Executives. Provincial was the most subsidised (per passenger km) of the three sectors; upon formation, its costs were four times its revenue. During the 1980s British Rail ran the Rail Riders membership club aimed at 5- to 15-year-olds.
Because British Railways was such a large operation, running not just railways but also ferries, steamships and hotels, it has been considered difficult to analyse the effects of nationalisation.
Prices rose quickly in this period, rising 108% in real terms from 1979 to 1994, as prices rose by 262% but RPI only increased by 154% in the same time.
Branding
Pre-1960s
Following nationalisation in 1948, British Railways began to adapt the corporate liveries on the rolling stock it had inherited from its predecessor railway companies. Initially, an express blue (followed by GWR-style Brunswick green in 1952) was used on passenger locomotives, and LNWR-style lined black for mixed-traffic locomotives, but later green was more widely adopted.
Development of a corporate identity for the organisation was hampered by the competing ambitions of the British Transport Commission and the Railway Executive. The Executive attempted to introduce a modern Art Deco-style curved logo, which could also serve as the standard for station signage totems. BR eventually adopted the common branding of the BTC as its first corporate logo, a lion astride a spoked wheel, designed for the BTC by Cecil Thomas; on the bar overlaid across the wheel, the BTC's name was replaced with the words "British Railways". This logo, nicknamed the "Cycling Lion", was applied from 1948 to 1956 to the sides of locomotives, while the oval style was adopted for station signs across Great Britain, each coloured according to the appropriate BR region, using the Gill Sans font first adopted by LNER in 1923.
In 1956, the BTC was granted a heraldic achievement by the College of Arms and the Lord Lyon, and then BTC chairman Brian Robertson wanted a grander logo for the railways. BR's second corporate logo (1956–1965), designed in consultation with Charles Franklyn, adapted the original, depicting a rampant lion emerging from a heraldic crown and holding a spoked wheel, all enclosed in a roundel with the "British Railways" name displayed across a bar on either side. This emblem soon acquired the nickname of the "Ferret and Dartboard". A variant of the logo with the name in a circle was also used on locomotives.
1960s
The zeal for modernisation in the Beeching era drove the next rebranding exercise, and BR management wished to divest the organisation of anachronistic, heraldic motifs and develop a corporate identity to rival that of London Transport. BR's design panel set up a working party led by Milner Gray of the Design Research Unit. They drew up a Corporate Identity Manual which established a coherent brand and design standard for the whole organisation, specifying Rail Blue and pearl grey as the standard colour scheme for all rolling stock; Rail Alphabet as the standard corporate typeface, designed by Jock Kinneir and Margaret Calvert; and introducing the now-iconic corporate Identity Symbol of the Double Arrow logo. Designed by Gerald Barney (also of the DRU), this arrow device was formed of two interlocked arrows across two parallel lines, symbolising a double-track railway. It was likened to a bolt of lightning or barbed wire, and also acquired a nickname: "the arrow of indecision". A mirror image of the double arrow was used on the port side of BR-owned Sealink ferry funnels. The new BR corporate identity and Double Arrow were rolled out in 1965, and the brand name of the organisation was truncated to "British Rail". It is now employed as a generic symbol on street signs in Great Britain denoting railway stations, and is still printed on railway tickets as part of the Rail Delivery Group's jointly managed National Rail brand.
Post-1960s
The uniformity of BR branding continued until the process of sectorisation was introduced in the 1980s. Certain BR operations such as Inter-City, Network SouthEast, Regional Railways or Rail Express Systems began to adopt their own identities, introducing logos and colour schemes which were essentially variants of the British Rail brand. Eventually, as sectorisation developed into a prelude to privatisation, the unified British Rail brand disappeared, with the notable exception of the Double Arrow symbol, which has survived to this day and serves as a generic trademark to denote railway services across Great Britain. The BR Corporate Identity Manual is noted as a piece of British design history and there are plans for it to be re-published.
Network
Regions
With its creation in 1948, British Railways was divided into regions which were initially based on the areas the former Big Four operated in; later, several lines were transferred between regions. Notably, these included the former Great Central lines from the Eastern Region to the London Midland Region, and the West of England Main Line from the Southern Region to Western Region
Southern Region: former Southern Railway lines.
Western Region: former Great Western Railway lines.
London Midland Region: former London, Midland and Scottish Railway lines in England and Wales.
Eastern Region: former London and North Eastern Railway lines south of York.
Anglia Region: split from Eastern Region in 1988.
North Eastern Region: former London and North Eastern Railway lines in England north of York.
Scottish Region: all lines, regardless of the original company, in Scotland.
The North Eastern Region was merged with the Eastern Region in 1967.
Sectorisation
In 1982, the regions were abolished as the service provider (but retained for administration) and replaced by "business sectors", a process known as sectorisation.
The passenger sectors were (by the early 1990s):
InterCity (express services).
Caledonian sleeper services (Night train services) (later transferred to ScotRail).
Gatwick Express (express service to/from Gatwick Airport)
Network SouthEast (London commuter services).
Regional Railways (regional services).
Alphaline (enhanced regional express passenger services) (Added in 1994)
ScotRail (regional and sub-intercity services in Scotland).
TransPennine Express (sub-intercity services in the North).
In addition, the non-passenger sectors were:
Trainload Freight took trainload freight.
Railfreight Distribution took non-trainload freight.
Freightliner took intermodal traffic.
Rail Express Systems took parcels traffic.
The maintenance and remaining engineering works were split off into a new company, British Rail Maintenance Limited. The new sectors were further subdivided into divisions.
This ended the BR blue period as new liveries were adopted gradually. Infrastructure remained the responsibility of the regions until the "Organisation for Quality" initiative in 1991 when this too was transferred to the sectors. The Anglia Region was created in late 1987, its first General Manager being John Edmonds, who began his appointment on 19 October 1987. Full separation from the Eastern Region – apart from engineering design needs – occurred on 29 April 1988. It handled the services from and , its western boundary being , and .
The former BR network, with the trunk routes of the West Coast Main Line, East Coast Main Line, Great Western Main Line, Great Eastern Main Line and Midland Main Line, and other lines.
Security
Policing on (and within) the network was carried out British Transport Police (BTP). In 1947 the Transport Act created the British Transport Commission (BTC), which unified the railway system. On 1 January 1949, the British Transport Commission Police (BTCP) were created, formed from the four old railway police forces, the London Transport Police, canal police and several minor dock forces. In 1957 the Maxwell-Johnson enquiry found that policing requirements for the railway could not be met by civil forces and that it was essential that a specialist police force be retained. On 1 January 1962, the British Transport Commission Police ceased to cover British Waterways property and exactly a year later when the BTC was abolished the name of the force was amended to the British Transport Police. This name and its role within policing on the rail network was continued post-1994.
Finances
Despite its nationalisation in 1947 "as one of the 'commanding heights' of the economy", according to some sources British Rail was not profitable for most (if not all) of its history. Newspapers reported that as recently as the 1990s, public rail subsidy was counted as profit; as early as 1961, British Railways were losing £300,000 a day.
Although the company was considered the sole public-transport option in many rural areas, the Beeching cuts made buses the only public transport available in some rural areas. Despite increases in traffic congestion and road fuel prices beginning to rise in the 1990s, British Rail remained unprofitable. Following sectorisation, InterCity became profitable. InterCity became one of Britain's top 150 companies, providing city centre to city centre travel across the nation from Aberdeen and Inverness in the north to Poole and Penzance in the south.
Investment
In 1979 the incoming Conservative Government led by Margaret Thatcher was viewed as anti-railway, and did not want to commit public money to the railways. However, British Rail was allowed to spend its own money with government approval. This led to a number of electrification projects being given the go-ahead, including the East Coast Main Line, the spur from Doncaster to Leeds, and the lines in East Anglia out of London Liverpool Street to Norwich and King's Lynn. The list with approximate completion dates includes:
St Pancras – Bedford 1981–83
Rock Ferry – Hooton 1985
Hitchin – Leeds 1985–88
Colchester – Norwich 1986
Bishops Stortford – Cambridge 1987
Watford Junction – St Albans Abbey 1988
Royston – Cambridge 1988
Snow Hill Tunnel as part of Thameslink project 1988
Doncaster – York 1989
Airdrie – Drumgelloch 1989
York – Edinburgh Waverley (and the spur to North Berwick) 1991
Carstairs – Edinburgh Waverley 1991
Cambridge – King's Lynn 1992
Hooton – Ellesmere Port and Chester 1993–94
London Paddington – Heathrow Airport 1993–98
Leeds and Bradford Forster Square – Skipton and Ilkley 1994
In the Southwest, the South West Main Line from Bournemouth to Weymouth was electrified along with other infill third rail electrification in the south. In 1988, the line to Aberdare was reopened. A British Rail advertisement ("Britain's Railway", directed by Hugh Hudson) featured some of the best-known railway structures in Britain, including the Forth Rail Bridge, Royal Albert Bridge, Glenfinnan Viaduct and London Paddington station. London Liverpool Street station was rebuilt, opened by Queen Elizabeth II, and a new station was constructed at Stansted Airport in 1991. The following year, the Maesteg line was reopened. In 1988, the Windsor Link Line, Manchester was constructed and has proven to be an important piece of infrastructure.
APTIS ticket
Before the introduction of APTIS (Accountancy and Passenger Ticket Issuing System), British Rail used the Edmondson railway ticket, first introduced in the 1840s and phased out in the early 1970s. Tickets issued from British Rail's APTIS system had a considerable amount of information presented in a consistent, standard format. The design for all tickets was created by Colin Goodall. This format has formed the basis for all subsequent ticket issuing systems introduced on the railway network – ticket-office-based, self-service and conductor-operated machines alike. APTIS survived in widespread use for twenty years but, in the early 2000s, was largely replaced by more modern PC-based ticketing systems. Some APTIS machines in the Greater London area were modified as APTIS-ANT (with no obvious difference to the ticket issued) to make them Oyster card compatible. The last APTIS machines were removed at the end of 2006 as there was no option to upgrade them to accept Chip and PIN credit card payments. The last APTIS-ANT ticket to be issued in the UK using one of the machines was at Upminster station on 21 March 2007.
Before the rail network was privatised, British Rail introduced several discount cards through the APTIS that were available to certain demographics, issued either by National or Regional schemes:
16–25 Railcard
The Network Railcard, introduced in 1986 by British Rail upon the creation of their Network SouthEast sector in parts of Southern England
Disabled Persons Railcard, introduced in 1981 to coincide with the International Year of Disabled Persons.
Senior Railcard, introduced in 1970.
Privatisation
In 1989, the narrow-gauge Vale of Rheidol Railway was preserved, becoming the first part of British Rail to be privatised.
Between 1994 and 1997, British Rail was privatised. Ownership of the track and infrastructure passed to Railtrack on 1 April 1994. Passenger operations were later franchised to 25 private-sector operators. Of the six freight companies, five were sold to Wisconsin Central to form EWS while Freightliner was sold in a management buyout.
The Waterloo & City line, part of Network SouthEast, was not included in the privatisation and was transferred to London Underground in April 1994. The remaining obligations of British Rail were transferred to BRB (Residuary) Limited.
The privatisation, proposed by the Conservative government in 1992, was opposed by the Labour Party and the rail unions. Although Labour initially proposed to reverse privatisation, the New Labour manifesto of 1997 instead opposed Conservative plans to privatise the London Underground. Rail unions have historically opposed privatisation, but former Associated Society of Locomotive Engineers and Firemen general secretary Lew Adams moved to work for Virgin Rail Group, and said on a 2004 radio phone-in programme: "All the time it was in the public sector, all we got were cuts, cuts, cuts. And today, there are more members in the trade union, more train drivers, and more trains running. The reality is that it worked, we’ve protected jobs, and we got more jobs."
The privatisation process began when BR's passenger sectors were divided into 25 shadow franchises – these were publicly owned TOCs operating in the planned franchise areas prior to the actual franchises being put to tender:
The opening of the Channel Tunnel saw operations by Eurostar International begin from Waterloo International railway station to Paris and Brussels.
Accidents and incidents
Preserved lines
The narrow-gauge Vale of Rheidol Railway in Ceredigion, Wales, became part of British Railways at nationalisation. Although built as a working railway, in 1948 the line was principally a tourist attraction. British Rail operated the line using steam locomotives long after the withdrawal of standard-gauge steam. The line's three steam locomotives were the only ones to receive TOPS serial numbers and be painted in BR Rail Blue livery with the double arrow logo. The Vale of Rheidol Railway was privatised in 1989 and continues to operate as a private heritage railway.
Other preserved lines, or heritage railways, have reopened lines previously closed by British Rail. These range from picturesque rural branch lines like the Keighley and Worth Valley Railway to sections of mainline such as the Great Central Railway. Many have links to the National Rail network, both at station interchanges, for example, the Severn Valley Railway between and Kidderminster Town, and physical rail connections like the Watercress Line at .
Although most are operated solely as leisure amenities, some also provide educational resources, and a few have ambitions to restore commercial services over routes abandoned by the nationalised industry.
Marine services
Ships
British Railways operated ships from its formation in 1948 on several routes. Many ships were acquired on nationalisation, and others were built for operation by British Railways or its later subsidiary, Sealink. Those ships capable of carrying rail vehicles were classed under TOPS as Class 99.
Sealink
Sealink was originally the brand name for the ferry services of British Rail in the United Kingdom and Ireland. Services to France, Belgium, and the Netherlands were run by Sealink UK as part of the Sealink consortium, which also used ferries owned by French national railways (SNCF), the Belgian Maritime Transport Authority Regie voor Maritiem Transport/Regie des transports maritimes (RMT/RTM) and the Dutch Stoomvaart Maatschappij Zeeland (Zeeland Steamship Company).
Historically, the shipping services were exclusively an extension of the railways across the English Channel and the Irish Sea in order to provide through, integrated services to mainland Europe and Ireland. As international travel became more popular in the late 1960s and before air travel became generally affordable, the responsibility for shipping services was taken away from the British Rail Regions and, in 1969, centralised in a new division – British Rail Shipping and International Services Division.
With the advent of car ferry services, the old passenger-only ferries were gradually replaced by roll-on/roll-off ships, catering for motorists and rail passengers as well as road freight. However, given that there was now competition in the form of other ferry companies offering crossings to motorists, it became necessary to market the services in a normal business fashion (as opposed to the previous almost monopolistic situation). Thus, with the other partners mentioned above, the brand name Sealink was introduced for the consortium.
In the late 1960s, as demand for international rail travel declined and the shipping business became almost exclusively dependent on passenger and freight vehicle traffic, the ferry business was incorporated as Sealink UK Limited on 1 January 1979, a wholly owned subsidiary of the British Railways Board, but still part of the Sealink consortium. In 1979, Sealink acquired Manx Line, which offered services to the Isle of Man from Heysham.
On 27 July 1984, the UK Government sold Sealink UK to Sea Containers for £66million. The company was renamed Sealink British Ferries. The sale excluded the operations of Hoverspeed, the Isle of Wight services and the share in the Isle of Man Steam Packet Company, as well as the Port of Heysham. In 1996, the Sealink name disappeared when the UK services, by then owned by Stena, were re-branded as Stena Line. The agreement with the SNCF on the Dover to Calais route also ended at this time, and the French-run Sealink services were rebranded as SeaFrance.
Hovercraft
The joint hovercraft services of British Rail in association with the French SNCF. British Rail Hovercraft Limited was established in 1965, under authority given to it by the British Railways Act 1967 and started its first service in 1966. Sea speed started cross-Channel services from Dover to Calais and Boulogne-sur-Mer, France using SR-N4 hovercraft in August 1968.
British Rail Engineering Limited
Incorporated on 31 October 1969, British Rail Engineering Limited (BREL) was a wholly owned railway systems engineering subsidiary of the British Railways Board. Created through the Transport Act 1968, to manage BR's thirteen workshops, it replaced the British Rail Workshops Division, which had existed since 1948. The works managed by BREL were Ashford, Crewe, Derby Locomotive Works, Derby Litchurch Lane, Doncaster, Eastleigh, Glasgow, Horwich Foundry, Shildon, Swindon, Temple Mills, Wolverton and York. BREL began trading in January 1970. In 1989 BREL was sold to a consortium of Asea Brown Boveri and Trafalgar House.
Mark 2 carriages
A family of railway carriages designed and built by British Rail workshops (from 1969 British Rail Engineering Limited) between 1964 and 1975. They were of steel construction.
Advanced Passenger Train
In the 1970s, British Rail developed tilting train technology in the Advanced Passenger Train; there had been earlier experiments and prototypes in other countries, notably Italy. The objective of the tilt was to minimise the discomfort to passengers caused by taking the curves of the West Coast Main Line at high speed. The APT also had hydrokinetic brakes, which enabled the train to stop from 150 mph within existing signal spacings.
The introduction into service of the Advanced Passenger Train was to be a three-stage project. Phase 1, the development of an experimental APT (APT-E), was completed. This used a gas turbine-electric locomotive, the only multiple unit so powered that was used by British Rail. It was formed of two power cars (numbers PC1 and PC2), initially with nothing between them and later, two trailer cars (TC1 and TC2). The cars were made of aluminium to reduce the weight of the unit and were articulated. The gas turbine was dropped from development due to excessive noise and the high fuel costs of the late 1970s. The APT-E first ran on 25 July 1971. The train drivers' union, ASLEF, black-listed the train due to its use of a single driver. The train was moved to Derby (with the aid of a locomotive inspector). This triggered a one-day strike by ASLEF that cost BR more than the research budget for the entire year.
Phase 2, the introduction of three prototype trains (APT-P) into revenue service on the Glasgow – London Euston route, did occur. Originally, there were to have been eight APT-P sets running, with minimal differences between them and the main fleet. However, financial constraints led to only three being authorised after two years of discussion by the British Railways Board. The cost was split equally between the Board and the Ministry of Transport. After these delays, considerable pressure grew to put the APT-P into revenue-service before they were fully ready. This inevitably led to high-profile failures as a result of technical problems.
These failures led to the trains being withdrawn from service while the problems were ironed out. However, by this time, managerial and political support had evaporated. Consequently, phase 3, the introduction of the Squadron fleet (APT-S), did not occur, and the project ended in 1982.
Although the APT never properly entered service, the experience gained enabled the construction of other high-speed trains. The APT powercar technology was imported without the tilt into the design of the Class 91 locomotives, and the tilting technology was incorporated into Italian State Railway's Pendolino trains, which first entered service in 1987.
InterCity 125
The InterCity 125, or High-Speed Train, was a diesel-powered passenger train built by British Rail Engineering Limited between 1975 and 1982 that was credited with saving British Rail. Each set is made up of two Class 43 power cars, one at each end and four to nine Mark 3 carriages. The name is derived from its top operational speed of .
The prototype InterCity 125 (power cars 43000 and 43001) set the world speed record for diesel traction at on 12 June 1973. This was succeeded by a production set reaching in November 1987.
Sprinters
By the early 1980s British Rail operated a large fleet of first generation DMUs, which had been constructed in prior decades to various designs. While formulating its long-term strategy for this sector of its operations, British Rail planners recognised that there would be considerable costs incurred by undertaking refurbishment programmes necessary for the continued use of these ageing multiple units, particularly due to the necessity of handling and removing hazardous materials such as asbestos. In light of the high costs involved in retention, planners examined the prospects for the development and introduction of a new generation of DMUs to succeed the first generation.
In 1984/1985, two experimental DMU designs were put into service: the British Rail Engineering Limited built Class 150 and Metro-Cammell built Class 151. Both of these used hydraulic transmission and were less bus-like than the Pacers. After trials, Class 150 was selected for production, entering service from 1987. Reliability was much improved by the new units, with depot visits being reduced from two or three times a week to fortnightly.
The late 1980s and early 1990s also saw the development of secondary express services that complemented the mainline Intercity routes. Class 155 and Class 156 Sprinters were developed to replace locomotive-hauled trains on these services, their interiors being designed with longer distance journeys in mind. Key Scottish and Trans-Pennine routes were upgraded with new Class 158 Express Sprinters, while a network of 'Alphaline' services was introduced elsewhere in the country.
By the end of the 1980s, passenger numbers had increased and costs had been reduced to two-and-a-half times revenue.
Successor companies
Under the process of British Rail's privatisation, operations were split into 125 companies between 1994 and 1997. The ownership and operation of the infrastructure of the railway system was taken over by Railtrack. The telecommunications infrastructure and British Rail Telecommunications was sold to Racal, which in turn was sold to Global Crossing and merged with Thales Group. The rolling stock was transferred to three private rolling stock companies (ROSCOs); Angel Trains, Eversholt Rail Group and Porterbrook. Passenger services were divided into 25 operating companies, which were let on a franchise basis for a set period, whilst freight services were sold off completely. Dozens of smaller engineering and maintenance companies were also created and sold off.
British Rail's passenger services came to an end upon the franchising of ScotRail with the last service being a Caledonian Sleeper service from Glasgow and Edinburgh to London on 31 March 1997. The final service it operated was a Railfreight Distribution freight train from Dollands Moor to Wembley on 20 November 1997. The British Railways Board continued in existence as a corporation until early 2001, when it was replaced by the Strategic Rail Authority as part of the implementation of the Transport Act 2000.
The original passenger franchisees were:
Anglia Railways
Arriva Trains Merseyside
Arriva Trains Northern
Central Trains
Chiltern Railways
Connex South Central
Connex South Eastern
c2c
First Great Eastern
First Great Western
First North Western
Gatwick Express
GNER
Island Line
Midland Mainline
ScotRail
Silverlink
South West Trains
Thames Trains
Thameslink
Valley Lines
Virgin CrossCountry
Virgin Trains West Coast
WAGN
Wales & West
Future
Since privatisation, many groups have campaigned for the renationalisation of UK Rail services, most notably 'Bring Back British Rail'. Various interested parties also have views on the privatisation of British Rail.
The renationalisation of the railways of Britain continues to have popular support. Polls in 2012 and 2013 showed 70% and 66% support for renationalisation, respectively.
Due to rail franchises sometimes lasting over a decade, full renationalisation would take years unless compensation was paid to terminate contracts early.
When the infrastructure-owning company Railtrack ceased trading in 2002, the Labour government set up the not-for-dividend company Network Rail to take over the duties rather than renationalise this part of the network. However, in September 2014, Network Rail was reclassified as a central government body, adding around £34 billion to public sector net debt. This reclassification had been requested by the Office for Budget Responsibility to comply with pan-European accounting standard ESA10.
The Green party has committed to bringing the railways 'back into public ownership' and has maintained this impetus when other parties argued to maintain the status quo. In 2016, Green MP, Caroline Lucas, put forward a Bill that would have seen the rail network fall back into public ownership step by step, as franchises come up for expiry.
Under Jeremy Corbyn (2015–2020), the Labour Party pledged to gradually renationalise British Rail franchises if elected, as and when their private contracts expire, creating a "People's Railway". In a pledge during his successful leadership campaign to succeed Corbyn, Keir Starmer said that renationalising rail would remain as Labour Party policy under his leadership. Following the COVID-19 pandemic decimating franchise revenues and making them unviable, in 2021 the government announced it would take back responsibility for the operations of passenger services through Great British Railways with service provision to be contracted to private operators.
Parodies
In 1989, the ITV sketch show Spitting Image parodied Hugh Hudson's 1988 British Rail, Britain's Railway advert on the plans of the then Conservative British Government to privatise the railways featuring many of the show's puppets (including the show's portrayal of Prime Minister Margaret Thatcher), numerous BR trains and landmarks and even a cardboard cutout of Thomas the Tank Engine.
See also
History
History of rail transport in Great Britain
Impact of the privatisation of British Rail
Divisions, brands and liveries
British Rail brand names
British Rail corporate liveries
List of companies operating trains in the United Kingdom
Classification and numbering schemes
British carriage and wagon numbering and classification
British Rail locomotive and multiple unit numbering and classification
List of British Rail classes
Rolling stock
List of British Railways steam locomotives as of 31 December 1967
List of LMS locomotives as of 31 December 1947
List of LNER locomotives as of 31 December 1947
Other
British Rail flying saucer
British Rail sandwich
British Transport Films
British Transport Police
Channel Tunnel
National Association of Railway Clubs
Rail transport in Great Britain
The wrong type of snow
References
Further reading
, on nationalization 1945–50, pp 236–83
Smith, Lewis Charles. "Marketing modernity: Business and family in British Rail’s “Age of the Train” campaign, 1979–84." The Journal of Transport History 40.3 (2019): 363–394.
External links
British Railways Board history
BRB (Residuary) Ltd.
Catalogue of the BR Technical Research Department archives, held at the Modern Records Centre, University of Warwick
British companies established in 1948
Defunct railway companies of the United Kingdom
Former nationalised industries of the United Kingdom
Railway companies established in 1948
Railway companies disestablished in 1997
1948 establishments in the United Kingdom
1997 disestablishments in the United Kingdom |
4386 | https://en.wikipedia.org/wiki/Book%20of%20Job | Book of Job | The Book of Job (; ), or simply Job, is a book found in the Ketuvim ("Writings") section of the Hebrew Bible (Tanakh) and the first of the Poetic Books in the Old Testament of the Christian Bible. Scholars generally agree that it was written between the 7th and 4th centuries BCE. It addresses theodicy (why God permits evil in the world) through the experiences of the eponymous protagonist. Job is a wealthy and God-fearing man with a comfortable life and a large family. God asks Satan () for his opinion of Job's piety. When Satan states that Job would turn away from God if he were rendered penniless, without his family, and materially uncomfortable, God allows him to do so to prove Satan wrong.
Structure
The Book of Job consists of a prose prologue and epilogue narrative framing poetic dialogues and monologues. It is common to view the narrative frame as the original core of the book, enlarged later by the poetic dialogues and discourses, and sections of the book such as the Elihu speeches and the wisdom poem of chapter 28 as late insertions, but recent trends have tended to concentrate on the book's underlying editorial unity.
: in two scenes, the first on Earth, the second in Heaven
: seen by some scholars as a bridge between the prologue and the dialogues and by others as the beginning of the dialogues and three cycles of dialogues between Job and his three friends – the third cycle is not complete, the expected speech of Zophar being replaced by the wisdom poem of chapter 28
Three monologues:
, with Job's responses
– Job's restoration
Contents
Prologue on Earth and in Heaven
In chapter 1, the prologue on Earth introduces Job as a righteous man, blessed with wealth, sons, and daughters, who lives in the land of Uz. The scene then shifts to Heaven, where God asks Satan () for his opinion of Job's piety. Satan accuses Job of being pious only because God has materially blessed him; if God were to take away everything that Job has, then he would surely curse God.
God gives Satan permission to take Job's wealth and kill his children and servants, but Job nonetheless praises God: "Naked I came from my mother's womb, and naked shall I return there; the Lord gave, and the Lord has taken away; blessed be the name of the Lord." In chapter 2, God further allows Satan to afflict Job's body with boils. Job sits in ashes, and his wife prompts him to "curse God, and die", but Job answers: "Shall we receive good from God and shall we not receive evil?"
Job's opening monologue and dialogues between Job and his three friends
In chapter 3, "instead of cursing God", Job laments the night of his conception and the day of his birth; he longs for death, "but it does not come". His three friends, Eliphaz the Temanite, Bildad the Shuhite and Zophar the Naamathite, visit him, accuse him of committing sin and tell him that his suffering was deserved as a result. Job responds with scorn: his interlocutors are "miserable comforters". Since a just God would not treat him so harshly, patience in suffering is impossible, and the Creator should not take his creatures so lightly, to come against them with such force.
Job's responses represent one of the most radical restatements of Israelite theology in the Hebrew Bible. He moves away from the pious attitude shown in the prologue, and begins to berate God for the disproportionate wrath against him. He sees God as, among others, intrusive and suffocating; unforgiving and obsessed with destroying a human target; angry; fixated on punishment; and hostile and destructive. He then shifts his focus from the injustice that he himself suffers to God's governance of the world. He suggests that the wicked have taken advantage of the needy and the helpless, who remain in significant hardship, but God does nothing to punish them.
Three monologues: Poem to Wisdom, Job's closing monologue, and Elihu's speeches
The dialogues of Job and his friends are followed by a poem (the "hymn to wisdom") on the inaccessibility of wisdom: "Where is wisdom to be found?" it asks, and concludes that it has been hidden from man (chapter 28). Job contrasts his previous fortune with his present plight, an outcast, mocked and in pain. He protests his innocence, lists the principles he has lived by, and demands that God answer him.
Elihu (a character not previously mentioned) occupies chapters 32 to 37, intervening to state that wisdom comes from God, who reveals it through dreams and visions to those who will then declare their knowledge.
Two speeches by God
From chapter 38, God speaks from a whirlwind. God's speeches neither explain Job's suffering, nor defend divine justice, nor enter into the courtroom confrontation that Job has demanded, nor respond to his oath of innocence. Instead God contrasts Job's weakness with divine wisdom and omnipotence: "Where were you when I laid the foundations of the earth?" Job makes a brief response, but God's monologue resumes, never addressing Job directly.
In Job 42:1–6, Job makes his final response, confessing God's power and his own lack of knowledge "of things beyond me which I did not know". Previously he has only heard, but now his eyes have seen God, and therefore, he declares, "I retract and repent in dust and ashes".
Epilogue
God tells Eliphaz that he and the two other friends "have not spoken of me what is right as my servant Job has done". The three (Elihu, the critic of Job and his friends, is not mentioned here) are told to make a burnt offering with Job as their intercessor, "for only to him will I show favour". Job is restored to health, riches and family, and lives to see his children to the fourth generation.
Composition
Authorship, language, texts
The character Job appears in the 6th-century BCE Book of Ezekiel as an exemplary righteous man of antiquity, and the author of the Book of Job has apparently chosen this legendary hero for his parable. Scholars generally agree that it was written between the 7th and 3rd centuries BCE, with the 6th century BCE as the most likely period for various reasons. The anonymous author was almost certainly an Israelite, although the story is set outside Israel, in southern Edom or northern Arabia, and makes allusion to places as far apart as Mesopotamia and Egypt.
The language of Job stands out for its conservative spelling and for its exceptionally large number of words and forms not found elsewhere in the Bible. Many later scholars down to the 20th century looked for an Aramaic, Arabic or Edomite original, but a close analysis suggests that the foreign words and foreign-looking forms are literary affectations designed to lend authenticity to the book's distant setting and give it a foreign flavor.
Modern revisions
Job exists in a number of forms: the Hebrew Masoretic Text, which underlies many modern Bible translations; the Greek Septuagint made in Egypt in the last centuries BCE; and Aramaic and Hebrew manuscripts found among the Dead Sea Scrolls.
In the Latin Vulgate, the New Revised Standard Version and in Protestant Bibles, it is placed after the Book of Esther as the first of the poetic books. In the Hebrew Bible it is located within the Ketuvim. John Hartley notes that in Sephardic manuscripts the texts are ordered as Psalms, Job, Proverbs but in Ashkenazic texts the order is Psalms, Proverbs, and then Job. In the Catholic Jerusalem Bible it is described as the first of the "wisdom books" and follows the two books of the Maccabees.
Job and the wisdom tradition
Job, Ecclesiastes and the Book of Proverbs belong to the genre of wisdom literature, sharing a perspective that they themselves call the "way of wisdom". Wisdom means both a way of thinking and a body of knowledge gained through such thinking, as well as the ability to apply it to life. In its Biblical application in wisdom literature, it is seen as attainable in part through human effort and in part as a gift from God, but never in its entirety – except by God.
The three books of wisdom literature share attitudes and assumptions but differ in their conclusions: Proverbs makes confident statements about the world and its workings that are flatly contradicted by Job and Ecclesiastes. Wisdom literature from Sumeria and Babylonia can be dated to the third millennium BCE. Several texts from ancient Mesopotamia and Egypt offer parallels to Job, and while it is impossible to tell whether the author of Job was influenced by any of them, their existence suggests that the author was the recipient of a long tradition of reflection on the existence of inexplicable suffering.
Themes
The Book of Job is an investigation of the problem of divine justice. This problem, known in theology as the problem of evil or theodicy, can be rephrased as a question: "Why do the righteous suffer?" The conventional answer in ancient Israel was that God rewards virtue and punishes sin (the principle known as "retributive justice"). This assumes a world in which human choices and actions are morally significant, but experience demonstrates that suffering is frequently unmerited.
The biblical concept of righteousness was rooted in the covenant-making God who had ordered creation for communal well-being, and the righteous were those who invested in the community, showing special concern for the poor and needy (see Job's description of his life in chapter 31). Their antithesis were the wicked, who were selfish and greedy. The Satan (or the Adversary) raises the question of whether there is such a thing as disinterested righteousness: if God rewards righteousness with prosperity, will men not act righteously from selfish motives? He asks God to test this by removing the prosperity of Job, the most righteous of all God's servants.
The book begins with the frame narrative, giving the reader an omniscient "God's eye perspective" which introduces Job as a man of exemplary faith and piety, "blameless and upright", who "fears God" and "shuns evil". The contrast between the frame and the poetic dialogues and monologues, in which Job never learns of the opening scenes in heaven or of the reason for his suffering, creates a sense of dramatic irony between the divine view of the Adversary's wager, and the human view of Job's suffering "without any reason" (2:3).
In the poetic dialogues Job's friends see his suffering and assume he must be guilty, since God is just. Job, knowing he is innocent, concludes that God must be unjust. He retains his piety throughout the story (contradicting the Adversary's suspicion that his righteousness is due to the expectation of reward), but makes clear from his first speech that he agrees with his friends that God should and does reward righteousness. Elihu rejects the arguments of both parties: Job is wrong to accuse God of injustice, as God is greater than human beings, and nor are the friends correct; for suffering, far from being a punishment, may "rescue the afflicted from their affliction" and make them more amenable to revelation – literally, "open their ears" (Job 36:15).
Chapter 28, the Poem (or Hymn) to Wisdom, introduces another theme, divine wisdom. The hymn does not place any emphasis on retributive justice, stressing instead the inaccessibility of wisdom. Wisdom cannot be invented or purchased, it says; God alone knows the meaning of the world, and he grants it only to those who live in reverence before him. God possesses wisdom because he grasps the complexities of the world (Job 28:24–26) – a theme which looks forward to God's speech in chapters 38–41 with its repeated refrain "Where were you when...?"
When God finally speaks he neither explains the reason for Job's suffering (revealed to the reader in the prologue in heaven) nor defends his justice. The first speech focuses on his role in maintaining order in the universe: the list of things that God does and Job cannot do demonstrates divine wisdom because order is the heart of wisdom. Job then confesses his lack of wisdom, meaning his lack of understanding of the workings of the cosmos and of the ability to maintain it. The second speech concerns God's role in controlling behemoth and leviathan, sometimes translated as the hippopotamus and crocodile, but more probably representing primeval cosmic creatures, in either case demonstrating God's wisdom and power.
Job's reply to God's final speech is longer than his first and more complicated. The usual view is that he admits to being wrong to challenge God and now repents "in dust and ashes" (Job 42:6), but the Hebrew is difficult, and an alternative understanding is that Job says he was wrong to repent and mourn and does not retract any of his arguments. In the concluding part of the frame narrative God restores and increases his prosperity, indicating that the divine policy on retributive justice remains unchanged.
Influence and interpretation
History of interpretation
In the Second Temple period (500 BCE–70 CE), the character of Job began to be transformed into something more patient and steadfast, with his suffering a test of virtue and a vindication of righteousness for the glory of God. The process of "sanctifying" Job began with the Greek Septuagint translation () and was furthered in the apocryphal Testament of Job (1st century BCE–1st century CE), which makes him the hero of patience. This reading pays little attention to the Job of the dialogue sections of the book, but it was the tradition taken up by the Epistle of James in the New Testament, which presents Job as one whose patience and endurance should be emulated by believers (James 5:7–11).
When Christians began interpreting Job 19:23–29 (verses concerning a "redeemer" who Job hopes can save him from God) as a prophecy of Christ, the predominant Jewish view became "Job the blasphemer", with some rabbis even saying that he was rightly punished by God because he had stood by while Pharaoh massacred the innocent Jewish infants.
Augustine of Hippo recorded that Job had prophesied the coming of Christ, and Pope Gregory I offered him as a model of right living worthy of respect. The medieval Jewish scholar Maimonides declared his story a parable, and the medieval Christian Thomas Aquinas wrote a detailed commentary declaring it true history. In the Protestant Reformation, Martin Luther explained how Job's confession of sinfulness and worthlessness underlay his saintliness, and John Calvin's interpretation of Job demonstrated the doctrine of the resurrection and the ultimate certainty of divine justice.
The contemporary movement known as creation theology, an ecological theology valuing the needs of all creation, interprets God's speeches in Job 38–41 to imply that his interests and actions are not exclusively focused on humankind.
Liturgical use
Jewish liturgy does not use readings from the Book of Job in the manner of the Pentateuch, Prophets, or Five Megillot, although it is quoted at funerals and times of mourning. However, there are some Jews, particularly the Spanish and Portuguese Jews, who do hold public readings of Job on the Tisha B'Av fast (a day of mourning over the destruction of the First and Second Temples and other tragedies). The cantillation signs for the large poetic section in the middle of the Book of Job differ from those of most of the biblical books, using a system shared with it only by Psalms and Proverbs.
The Eastern Orthodox Church reads from Job and Exodus during Holy Week. Exodus prepares for the understanding of Christ's exodus to his Father, of his fulfillment of the whole history of salvation; Job, the sufferer, is the Old Testament icon of Christ.
The Roman Catholic Church reads from Job during Matins in the first two weeks of September and in the Office of the Dead, and in the revised Liturgy of the Hours Job is read during the Fifth, Twelfth, and Twenty Sixth Week in Ordinary Time.
In the modern Roman Rite, the Book of Job is read during:
5th and 12th Sunday in Ordinary Time - Year B
Weekday Reading for the 26th Week in Ordinary Time - Year II Cycle
Ritual Masses for the Anointing of the Sick and Viaticum - First Reading options
Masses for the Dead - First Reading options
In music, art, literature, and film
The Book of Job has been deeply influential in Western culture, to such an extent that no list could be more than representative. Musical settings from Job include Orlande de Lassus's 1565 cycle of motets, the , and George Frideric Handel's use of Job 19:25 ("I know that my redeemer liveth") as an aria in his 1741 oratorio Messiah.
Modern works based on the book include Ralph Vaughan Williams's Job: A Masque for Dancing; French composer Darius Milhaud's Cantata From Job; and Joseph Stein's Broadway interpretation Fiddler on the Roof, based on the Tevye the Dairyman stories by Sholem Aleichem. Neil Simon wrote God's Favorite, which is a modern retelling of the Book of Job. Breughel and Georges de La Tour depicted Job visited by his wife. William Blake produced an entire cycle of illustrations for the book.
Writers Job has inspired or influenced include John Milton (Samson Agonistes); Dostoevsky (The Brothers Karamazov); Alfred Döblin (Berlin Alexanderplatz); Franz Kafka (The Trial); Carl Jung (Answer to Job); Joseph Roth (Job); Bernard Malamud; and Elizabeth Brewster, whose book Footnotes to the Book of Job was a finalist for the 1996 Governor General's Award for poetry in Canada. Archibald MacLeish's drama JB, one of the most prominent uses of the Book of Job in modern literature, was awarded the Pulitzer Prize in 1959. Verses from the Book of Job figure prominently in the plot of the film Mission: Impossible (1996). Job's influence can also be seen in the Coen brothers' 2009 film, A Serious Man, which was nominated for two Academy Awards.
Terrence Malick's 2011 film The Tree of Life, which won the Palme d'Or, is heavily influenced by the themes of the Book of Job, with the film starting with a quote from the beginning of God's speech to Job. The 2014 Indian Malayalam-language film Iyobinte Pusthakam () by Amal Neerad tells the story of a man who is losing everything in his life. "The Sire of Sorrow (Job's Sad Song)" is the final track on Joni Mitchell's 15th studio album, Turbulent Indigo.
The Russian film Leviathan also draws themes from the Book of Job. In 2015 two Ukrainian composers Roman Grygoriv and Illia Razumeiko created the opera-requiem IYOV. The premiere of the opera was held on 21 September 2015 on the main stage of the international multidisciplinary festival Gogolfest.
In the 3rd episode of the 15th season of ER, the lines of Job 3:23 are quoted by doctor Abby Lockhart shortly before she and her husband (Dr. Luka Covac) leave the series forever.
In season two of Good Omens, the tale of Job and his struggles with good and evil are demonstrated and debated as the demon Crowley is sent to plague Job and his family by destroying his property and children, and the angel Aziraphale struggles with the implications of the actions of God.
In Islam and Arab folk tradition
Job () is one of the 25 prophets mentioned by name in the Quran, where he is lauded as a steadfast and upright worshipper (Q.38:44). His story has the same basic outline as in the Bible, although the three friends are replaced by his brothers, and his wife stays by his side.
In Palestinian folklore, Job's place of trial is Al-Jura, a village adjacent to the ruins of Ascalon. It was there that God rewarded him with a Fountain of Youth that removed whatever illnesses he had and restored his youth. Al-Jura was a place of annual festivities (four days in all) when people of many faiths gathered and bathed in a natural spring. In Lebanon the Muwahideen (or Druze) community have a shrine built in the Shouf area that allegedly contains Job's tomb. In Turkey, Job is known as , and he is supposed to have lived in Şanlıurfa. There is also a tomb of Job outside the city of Salalah in Oman.
See also
Answer to Job by Carl Jung
Book of Job in Byzantine illuminated manuscripts
Moralia in Job
, the "Babylonian Job"
Testament of Job
Notes
References
Citations
Sources
. Docx extract.
Further reading
Michael Wise, Martin Abegg, Jr, and Edward Cook (1996), The Dead Sea Scrolls: A New Translation, Harper San Francisco paperback 1999, (contains the non-biblical portion of the scrolls)
Stella Papadaki-Oekland, Byzantine Illuminated Manuscripts of the Book of Job,
External links
Sephardic Cantillations for the Book of Job by David M. Betesh and the Sephardic Pizmonim Project
Translations of The Book of Job at BibleGateway.com
Hebrew and English Parallel and Complete Text of the Book of Job English Translation is the 1917 Old JPS
6th-century BC books
Job (biblical figure)
Ketuvim
Poetic Books
Satan
Texts attributed to Moses
Tisha B'Av |
4391 | https://en.wikipedia.org/wiki/Big%20Brother%20%28franchise%29 | Big Brother (franchise) | Big Brother is a Dutch reality competition television franchise created by John de Mol Jr., first broadcast in the Netherlands in 1999 and subsequently syndicated internationally. The show features contestants called "housemates" or "HouseGuests" who live together in a specially constructed house that is isolated from the outside world. The name is inspired by Big Brother from George Orwell's novel Nineteen Eighty-Four, and the housemates are continuously monitored during their stay in the house by live television cameras as well as personal audio microphones. Throughout the course of the competition, they are voted out (usually on a weekly basis) until only one remains and wins the cash prize.
, there have been 508 seasons of Big Brother in over 63 franchise countries and regions. English-language editions of the program are often referred to by its initials "BB". The title of many Spanish-language editions of the program is translated as Gran Hermano (GH).
Premise
At regular intervals, the housemates privately nominate a number of their fellow housemates whom they wish to be evicted from the house. The housemates with the most nominations are then announced, and viewers are given the opportunity to vote via telephone for the nominee they wish to be evicted or saved from eviction. The last person remaining is declared the winner.
Some more recent editions have since included additional methods of voting, such as voting through social media and smartphone applications. Occasionally, non-standard votes occur, where two houseguests are evicted at once or no one is voted out. In the earlier series of Big Brother, there were 10 contestants with evictions every two weeks. However, the UK version introduced a larger number of contestants with weekly evictions. Most versions of Big Brother follow the weekly eviction format, broadcast over approximately three months for 16 contestants.
The contestants are required to do housework and are assigned tasks by the producers of the show (who communicate with the housemates via the omnipresent authority figure known to them only as "Big Brother"). The tasks are designed to test their teamwork abilities and community spirit. In some countries, the housemates' shopping budget or weekly allowance (to buy food and other essentials) depends on the outcome of assigned tasks.
History
Name
The term Big Brother originates from George Orwell's novel Nineteen Eighty-Four, with its theme of continuous oppressive surveillance. The program also relies on other techniques, such as a stripped back-to-basic environment, evictions, weekly tasks and competitions set by Big Brother, and the "Diary Room" (or "Confession Room") where housemates convey their private thoughts to the camera and reveal their nominees for eviction.
Creation
The first version of Big Brother was broadcast in 1999 on Veronica in the Netherlands. In the first season of Big Brother, the house was very basic. Although essential amenities such as running water, furniture, and a limited ration of food were provided, luxury items were often forbidden. This added a survivalist element to the show, increasing the potential for social tension. Nearly all later series provide a modern house for the contest with a Jacuzzi, sauna, VIP suite, loft, and other luxuries.
International expansion
The format has become an international TV franchise. While each country or region has its own variation, the common theme is that the contestants are confined to the house and have their every action recorded by cameras and microphones and that no contact with the outside world is permitted.
Most international versions of the show remain quite similar to each other: their main format remains true to the original fly on the wall observational style with the emphasis on human relationships, to the extent that contestants usually are forbidden from discussing nominations or voting strategy. In 2001, the American version adopted a different format since the second season, where the contestants are encouraged to strategize to advance in the game; in this format, the contestants themselves vote to evict each other. Big Brother Canada, introduced in 2013, also follows the American format. In 2011, the UK version controversially adopted the discussion of nominations before reversing this rule after a poll by Big Brother broadcaster Channel 5. The Australian series also used an American-styled format when the series was rebooted in 2020.
Reception
Overview
From a sociological and demographic perspective, Big Brother allows an analysis of how people react when forced into close confinement with people outside of their comfort zone (having different opinions or ideals, or from a different socioeconomic group). The viewer has the opportunity to see how a person reacts from the outside (through the constant recording of their actions) and the inside (in the Diary or Confession Room). The Diary Room is where contestants can privately express their feelings about the game, strategy and the other contestants. The results range from violent or angry confrontations to genuine and tender connections (often including romantic interludes).
The show is notable for involving the Internet. Although the show typically broadcasts daily updates during the evening (sometimes criticized by viewers and former contestants for heavy editing by producers), viewers can also watch a continuous feed from multiple cameras on the Web in most countries. These websites were successful, even after some national series began charging for access to the video stream. In some countries, Internet broadcasting was supplemented by updates via email, WAP and SMS. The house is shown live on satellite television, although in some countries there is a 10–15 minutes delay to allow libelous or unacceptable content (such as references to people not participating in the program who have not consented to have personal information broadcast) to be removed.
Contestants occasionally develop sexual relationships; the level of sexual explicitness allowed to be shown in broadcast and Internet-feed varies according to the country's broadcasting standards.
Isolation
Big Brother contestants are isolated in the house, without access to television, radio, or the Internet. They are not permitted routine communication with the outside world. This was an important issue for most earlier series of the show. In more-recent series, contestants are occasionally allowed to view televised events (usually as a reward for winning at a task). In most versions of the program, books and writing materials are also forbidden, although exceptions are sometimes made for religious materials such as the Bible, Tanakh or the Qur'an. Some versions ban all writing implements, even items that can be used to write (such as lipstick or eyeliner). Despite the housemates' isolation, some contestants are occasionally allowed to leave the house as part of tasks. Contestants are permitted to leave the house in an emergency.
News from the outside world may occasionally be given as a reward. Additionally, news of extraordinary events from the outside world may be given to the Housemates if such information is considered important, such notable past examples include that of national election results, (along with Housemates being able participate in said elections, for countries with compulsory voting) the September 11 attacks, and the COVID-19 pandemic.
Contestants have regularly-scheduled interactions with the show's host on eviction nights. Throughout each day, the program's producer, in the "Big Brother" voice, issues directives and commands to contestants. Some versions of the show allow private counselling sessions with a psychologist. These are allowed at any time and are often conducted by telephone from the Diary Room.
Format changes and twists
Regional versions
Due to the intelligibility of certain languages across several nations, it has been possible to make regional versions of Big Brother. All of these follow the normal Big Brother rules, except that contestants must come from each of the countries in the region where it airs: Big Brother Albania of Albania and Kosovo, Big Brother Angola e Moçambique of Angola and Mozambique, Big Brother Africa of Africa (includes Angola, Botswana, Ethiopia, Ghana, Kenya, Liberia, Malawi, Mozambique, Namibia, Nigeria, Rwanda, Sierra Leone, South Africa, Tanzania, Uganda, Zambia and Zimbabwe), Big Brother: الرئيس of the Middle East (includes Bahrain, Egypt, Iraq, Jordan, Kuwait, Lebanon, Oman, Saudi Arabia, Somalia, Syria and Tunisia), Gran Hermano del Pacífico of South America (includes Chile, Ecuador and Peru), Big Brother of Scandinavia (includes Norway and Sweden) and Veliki brat of the Balkans (includes Serbia, Montenegro, Croatia, Bosnia and Herzegovina and North Macedonia). The British version of the show previously accepted Irish applicants, however the terms and conditions of ITV2's reboot state you must reside in the UK.
On the other hand, some countries have multiple franchises based on language. Bigg Boss of India has the most regional-based versions Hindi, Marathi, Tamil, Bengali, Telugu, Kannada and Malayalam language versions; Canada has French- and English-language versions; and the United States has English- and Spanish-language versions of the show.
Moreover, Tamasha, a popular Pakistani reality show, has recently made headlines as the newest addition to the esteemed Big Brother franchise. Initially produced by ARY Digital, a renowned Pakistani TV channel, the reality show's first season garnered significant success and audience engagement, with its different twists and tasks being the main concept of the show. Building on its triumph, the show's second season has taken a groundbreaking leap by officially adapting the original format of Big Brother. As of now, it stands as the sole franchise of the Big Brother format in Pakistan, with the show being conducted exclusively in the Urdu language.
Twists involving single franchises
Multiple areas and houses
In 2001, Big Brother 3 of the Netherlands introduced the "Rich and Poor" concept, in which the house is separated into a luxurious half and a poor half and two teams of housemates compete for a place in the luxurious half. The Dutch version continued this concept to the end of its fourth season. Other versions later followed and introduced a similar concept, of which some have their own twists: Africa (in 2010, 2011, 2012 and 2013), Albania (in 2007), Australia (in 2003 and 2013), Balkan States (in VIP 2010 and 2011), Brazil (2009–present), Canada (2013–present), Denmark (in 2003), Finland (in 2009 and 2014), France (in 2009, 2011–2017), Germany (in 2003, 2004–05, 2005–06, 2008, 2008–09 and since Celebrity 2014), Greece (in 2003), India (in 2012 and 2013), Israel (in 2009), Italy (in 2006 and 2007), Norway (in 2003), Philippines (in 2009, Teen 2010 and 2011), Poland (in 2002), Portugal (in VIP 2013 and 2016), Slovakia (in 2005), Slovenia (in 2008, 2015 and 2016), Scandinavia (in 2005), South Africa (in 2014), Spain (in VIP 2004, 2008, 2009–10 and 2010), United Kingdom (in 2002, Celebrity 2007, 2008, Celebrity 2013 and 2016) and United States (2009–present).
In 2011–12, the seventh Argentine series added La Casa de al Lado ("The House Next Door"), a smaller, more luxurious house which served multiple functions. The first week it hosted 4 potential housemates, and the public voted for two of them to enter the main house. The second week, two pairs of twins competed in the same fashion, with only one pair allowed in. Later, the 3rd, 4th and 5th evicted contestants were given the choice of staying on their way out and they competed for the public's vote to reenter the house. Months later, after one of the contestants left the house voluntarily, the House Next Door reopened for four contestants who wanted to reenter and had not been in such a playoff before. The House Next Door was also used in other occasions to accommodate contestants from the main house for limited periods of time, especially to have more privacy (which of course could be seen by the public).
The ninth Brazilian season featured the "Bubble": a glass house in a shopping mall in Rio de Janeiro where four potential housemates lived for a week. Later in the season, a bubble was built inside the Big Brother house, with another two housemates living in it for a week until they were voted in and the glass house dismantled. The Glass House was reused in the eleventh season, featuring five evicted housemates competing for a chance to join the house again, and in the thirteenth season, with six potential housemates competing for two places in the main house. A dividing wall from the ninth season was reused in the fourteenth Brazilian season, when mothers and aunts of the housemates entered for International Women's Day and stayed in the house for 6 days, though they could not be seen by the housemates. Every season brings back the glass house. Some editions also featured an all-white panic room, where contestants were held until one of them decided to quit the show.
In the fourth English-Canadian season, two house guests were evicted and moved into a special suite where they were able to watch the remaining house guests. A week later, the houseguests were required to unanimously decide which of them to bring back into the house.
Evil Big Brother
In 2004, the fifth UK series introduced a villainous Big Brother with harsher punishments, such as taking away prize money, more difficult tasks and secret tricks. This concept has also been used in Australia, Belgium, Bulgaria, Croatia, Finland, Germany, Greece, Italy, the Netherlands, South America, Scandinavia, Serbia, Spain, Thailand, Philippines and Mexico.
Twin or triplet housemates
In 2004, the fifth US season introduced twins who were tasked with secretly switching back and forth in the house; they were allowed to play the game as individual house guests after succeeding at the deception for four weeks. This twist was reused in the seventeenth US season without the deception element – the pair simply needed to survive five weeks without being evicted. HouseGuests who discovered this twist could use the twins to their strategic advantage.
This twin or triplet twist was used in several countries. Some made modifications to this twist; others have had twins in the house together without this element of secrecy. The following are the countries that have featured twins or triplets: Australia (in 2005), Germany (in 2005–06), Brazil (in 2006 and 2015), Bulgaria (in 2006, 2012 and VIP 2017), United Kingdom (in 2007, Celebrity 2011, Celebrity 2012, 2013, 2015, 2016 and Celebrity 2017), France (in 2007, 2011, 2013, 2015 and 2016), Spain (in 2007 and 2013), Poland (in 2007 and 2019), India (in 2008), Africa (in 2009), Balkan Region (in 2009 and 2013), Philippines (in 2009, Teen 2012 and 2014), Portugal (in 2010 and 2012), Israel (in 2011), Ukraine (in 2011), Argentina (in 2011 and 2016), Albania (in 2013, 2017, Celebrity 2021-22 and Celebrity 2022-23), Greece (in 2020) and Kosovo (in Celebrity 2022-23).
Pairs competitions
Several versions of the program feature variations of the housemates competing in pairs:
In sixth American season, each HouseGuest had a secret partner with whom had a pre-existing relationship. While each player was nominated and evicted as an individual, each pair had the goal of reaching being the Final 2 HouseGuests remaining. Should a secret pair succeed in this goal, the prize money awarded to the winner and runner-up would jackpot – the winner's prize doubling from $500,000 to $1,000,000 and the runner-up's prize quintupling from $50,000 to $250,000.
During the tenth week of the seventh UK series, the housemates were paired with their "best friend" in the house and had to nominate and face eviction as couples.
The ninth American season added a romantic theme by pairing up the HouseGuests with their "Soulmate" and having them compete as couples. This twist was active for the first 3 weeks of the season.
The 13th American season featured a further twist to the pairs format by introducing the "Dynamic Duos" twist, where contestants formed pairs that would be nominated together but evicted separately. The nominee not evicted would be immune from further nomination until there were 10 HouseGuests remaining, at which point the pairs were dissolved.
The second season of the Philippine teen edition also featured the parents or guardians of the teens staying in the house; if a teen housemate was evicted, the coinciding parent or guardian would also be evicted. A similar twist was used on the fourth Greek season was dubbed "Big Mother"; it featured housemates accompanied by their mothers.
In the ninth season of Indian Big Brother, "Big Boss: Double Trouble", contestants entered the house tied up in pairs by the waist. They had joint chairs, beds, spoons, and even mugs. The twelfth season of Indian Big Brother "Bigg Boss 12" also featured jodis (pairs) who were Teacher-Student, Policeman-Lawyer, sister-sister, etc.
In the ninth Albania season, all the housemates wherever were in couples and for the first time in the history of Big Brother Albania, the winner was a couple (Danjel Dedndreaj and Fotini Derxho).
Secret missions
Secret missions are a common element of the show since their introduction during the sixth UK series. During these missions, one or more housemates are set a task from Big Brother with the reward of luxuries for the household and/or a personal reward if the task is successful. Some versions of Big Brother have secret tasks presented by another character who lives in plain sight of the housemate. Such characters include Marsha the Moose (from BB Canada) and Surly the Fish (from BB Australia).
The third Belgian season introduced a mole. This housemate was given secret missions by Big Brother.
The eighth US season introduced "America's Player", where a selected house guest must complete various tasks (determined by public vote) in secret for the duration of their stay in the house in exchange for a cash reward. It was repeated in the tenth US season for a week. The eleventh US season featured Pandora's Box, in which the winning head of household was tempted to open a box, with unintended consequences for the house. The twelfth US season featured a saboteur, who entered the house to wreak havoc with tasks suggested by viewers. The sixteenth US season featured "Team America", in which 3 houseguests were selected to work as a team to complete tasks (determined by public voting) for a cash reward; this continued for the entire season despite the eviction of a team member.
The fourth Argentine series added a telephone in the living room. This telephone rang once a week for ten seconds, and the person to pick up the receiver was given an order or news from Big Brother (which typically no other housemate could hear). The order could be beneficial or detrimental, but a refused order resulted in the nomination for eviction. If nobody picked up the call, the whole house would be nominated for eviction.
Opening night twists
Since Big Brother 2, the UK series has opened with a twist. This has included having potential Housemates being voted upon by the public for one to enter the house (Big Brother 2 & Big Brother 13); public voting for least-favourite housemates, with the housemates choosing between two nominees to evict (Big Brother 3); first-night nominations (Big Brother 4 & Big Brother 13); suitcase nominations (Big Brother 5); Unlucky Housemate 13 (Big Brother 6); Big Brother Hood (Big Brother 7); an all-female house and a set of twins as contestants (Big Brother 8); a couple entering as housemates, who must hide their relationship (Big Brother 9); housemates having to earn housemate status (Big Brother 10); a mole entering the house with an impossible task (Big Brother 11); Pamela Anderson entering as a guest for 5 days (Big Brother 12); a professional actor posing as a housemate and a mother and daughter as contestants (Big Brother 14); one contestant gets a pass to the final (Big Brother 15); first night eviction (Big Brother 16); two houses with "the other house" featuring enemies from the main house housemates past (Big Brother 17); Jackie Stallone entering a house containing her son's ex-wife Brigitte Nielsen (Celebrity Big Brother 3); a "fake celebrity" (a civilian contestant pretending to be a celebrity) in a celebrity edition (Celebrity Big Brother 4); a visit from Jade Goody's family (Celebrity Big Brother 5) and unlocked bedrooms allowing housemates to immediately claim beds with the last housemate becoming the Head of House (Celebrity Big Brother 6).
A common opening twist is to only introduce a cast of a single-sex on the premiere of the show while having members of the opposite sex introduced over the next few days. The eighth UK series first used this twist with an initial all-female house, adding a male housemate two days later. The same twist was used in the fourth Bulgarian series, and an all-male premiere was used on Big Brother Africa 4. The second Belgian season was used a similar twist in 2001, where eleven male housemates and one female housemate entered the house on launch night and the second female housemate entered the house on the third day.
Fake evictions
The fifth UK series introduced fake evictions, where Big Brother misleads housemates that eviction has taken place, only for the "evicted" housemate to reenter the house sometime later.
In the eighth UK series, one housemate was evicted, interviewed and sent back into the house.
In the fifth Philippine season, four housemates were fake-evicted and stayed in a place called bodega. In the second batch of the eight Philippine season, four housemates were fake-evicted due to losing their duel challenge and temporarily stayed in a secret room. In the adult edition of the tenth Philippine season, two housemates, and later three more, were fake-evicted after failing in two different Ligtask challenges and temporarily stayed in the task room until the end of their weekly task.
The concept of the fake-eviction was incorporated into the Australian series for the first time in the sixth Australian season, when housemates Camilla Severi and Anna Lind-Hansen were both fake-evicted in Day 8 and were moved into a secret room in the house, the Revenge Room. Severi and Lind-Hansen could see who nominated them for eviction and were given the opportunity to wreak havoc upon the house and those who nominated them by constructing extravagant tasks for the housemates to complete and for making mess in the house when they were not looking. Severi and Lind-Hansen returned to the house in a live special on Day 10. In the tenth Australian season, Benjamin Zabel was fake-evicted for 24 hours before being returned to the house with immunity from eviction for that week. In the eleventh Australian season Travis Lunardi was fake-evicted and received advice from Benjamin Zabel for 24 hours; Travis returned to the house after a 3-day absence with immunity from eviction for that week.
In the thirteenth Brazilian series, Anamara Barreira was fake-evicted. She was removed and put into a small private apartment without the other housemates knowing she was still in the house. After 24 hours, she returned to the house as Head of Household and with immunity from eviction that week. In the sixteenth Brazilian series, Ana Paula Renault was similarly fake-evicted, put into a small private apartment, and returned after 48 hours with immunity from eviction that week. In the eighteen Brazilian series, Gleici Damasceno was similarly fake-evicted, put into a small private apartment, and returned after 72 hours with immunity from eviction and with the power to put someone to eviction.
In the first Turkish series, there is a fake eviction in week 10.
The Indian version Bigg Boss sees frequent fake evictions. In Kannada Bigg Boss season 4, winner Pratham and co-contestant Malavika were kept in secret room after fake eviction for one week and they were both allowed in the Bigg Boss house.
Similarly in Kannada Bigg Boss season 5, firstly Jaya Srinivasan and Sameer Acharya were put into the secret room after fake eviction for one week and then Sameer Acharya was allowed into the house but Jaya Srinivasan was evicted from the secret room itself. In the same season, the runner up Divakar was put into the secret room after fake eviction for one week.
Coaches
The fourteenth US season had four house guests from past seasons return to coach twelve new house guests, playing for a separate prize of $100,000. However, in a reset twist, they opted to join the normal game alongside the other house guests.
Red button
The seventh Argentine series incorporated a red button into the Confession Room, which would sound an alarm throughout the house. This button was to be used when a contestant wanted to leave the house voluntarily, and the contestant would be given five minutes to leave the house. A red button is also used in Secret Story series, however, in this case whoever presses the button will try to guess someone's secret.
Legacy rewards or penalties
In Celebrity Hijack UK, evicted housemates were given the opportunity to choose if a "ninja" delivered good or bad gifts to the house. Later that year, the eighth Australian series introduced the Housemate Hand Grenade, where an evicted housemate decided which remaining housemate received a penalty. A similar punishment used on Big Brother Africa was called the Molotov Cocktail, Dagger or Fuse.
Most valuable player
The fifteenth US season allowed viewers to vote for a house guest to be made M.V.P., who then secretly nominates a third houseguest for eviction (in addition to the two selected by the Head of Household).
In a further twist introduced part-way through the MVP twist, the viewers themselves decided who the third nominee would be, with the HouseGuests still thinking one of their own is the MVP. Like many such twists, this was ended halfway into the season as the pool of contestants shrank.
Multiple heads of household
The sixteenth and seventeenth US seasons featured two Heads of Household every week and had four houseguests nominated for eviction. There was also a "Battle of the Block" competition where the two sets of nominees competed to save themselves; the winning pair not only saved themselves but dethroned the Head of Household who nominated them, who was then vulnerable as a replacement nominee if a veto was used. It is also used in specific weeks in Brazil since Big Brother Brasil 16 where the HOH's have to choose which HoH will get R$10,000 and who is the one that will win immunity.
America's Favorite HouseGuest
In the US version, each season there are three cash prizes: $750,000 for the winner, $75,000 for second, and $50,000 for who was voted by the viewers to be America's Favorite HouseGuest.
Multiple winners
In 2011, Big Brother Africa (season 6) was the first season of Big Brother to have two winners, each getting US$200,000.
In 2015, the sixth Philippine season, also had two winners; one from the teens and one from the regular adults. Each of which received PHP1,000,000.
Bigg Boss 8 (India) ended with a twist, where the top five contestants were crowned 'champions'. The season was extended by 35 days (total 135) as a spin-off called Bigg Boss Halla Bol, where ex-contestants from previous seasons entered the house to compete with the five champions.
Reserve housemates
The fourth Philippine season introduced the concept of having reserved housemates, those of whom are short-listed auditioners who were given a chance to be a housemate by completing tasks assigned by Big Brother. It was eventually done also in the eighth Philippine season where the reserved housemates were placed in a camp (a separate House but is just adjacent to the Main House) and that reserved housemate must compete amongst other reserved housemates while gaining points by participating in various tasks, including those that required the participation of doing such tasks outside of the Big Brother House premises. As the eviction was done weekly, once an official housemate is evicted from the Main House, the with the most points earned for that particular week crossovers to the Main House and becomes an official housemate.
This reserved housemates twist was also used in Argentina's seventh season and Brazil's ninth season.
Big Brother Zoom
In 2020, due to the COVID-19 pandemic, the Big Brother Portugal revival started with a twist, where all the contestants were isolated in different apartments for 14 days, in line with World Health Organisation (WHO) recommendations. Cameras were filming them 24 hours a day as usual, and they were able to communicate with each other and host Cláudio Ramos using tablets.
Twists involving multiple franchises
Housemate exchanges
In 2002, the Mexican and Spanish editions (BBM1 and GH3) made temporary housemate exchanges. Mexico's Eduardo Orozco swapped with Spain's Andrés Barreiro for 7 days. In 2010, the first 2-housemate exchange was held by Spain and Italy (GH11 and GF10). Gerardo Prager and Saray Pereira from Spain were swapped with Carmela Gualtieri and Massimo Scattarella of Italy for 7 days.
In later years, several housemate exchanges were done around the world: Argentina (GH3) and Spain (GH4), Ecuador (GH1) and Mexico (BBM2), and Africa (BBA1) and United Kingdom (BB4) in 2003; Scandinavia (BB2) and Thailand (BBT2) in 2006; Philippines (PBB2) and Slovenia (BB1), and Argentina (GH5) and Spain (GH9) in 2007; Africa (BBA3) and Finland (BB4) in 2008; Finland (BB5) and Philippines (PBB3) in 2009; Finland (BB6) and Slovenia (BBS1) in 2010; Spain (GH12) and Israel (HH3) in 2010–11; Finland (BB7) and Norway (BB4) in 2011; Argentina (GH7) and Israel (HH4) in 2012; Mexico (BB4) and Spain (GH16) in 2015; and Spain (GHVIP5) and Brazil (BBB17) in 2017.
Evicted housemate exchanges
In 2003, Mexico's Isabel Madow (BB VIP2) and Spain's Aída Nízar (GH5) were swapped for 7 days. This twist was also done between Russia (BBR1) and Pacific (GHP1) in 2005, and Argentina (GH4) and Brazil (BBB7) in 2007.
Other exchanges
In 2009, as part of the casting process for Italy's GF9, Doroti Polito and Leonia Coccia visited Spain's GH10.
In 2012, four contestants from Denmark's BB4 visited Sweden's BB6 and competed in a Viking-themed challenge. The Danish team won and 'kidnapped' Swedish contestant Annica Englund to the Denmark house for the following week.
In 2012, evicted housemate Laisa Portella of Brazil (from BBB12) was a guest on Spain's Gran Hermano 13 for a week; the following week, non-evicted Noemí Merino of GH13 stayed in the Brazilian Big Brother house for 5 days.
In 2016, Big Brother UK housemate Nikki Grahame and Big Brother Australia housemate Tim Dormer were voted in by Canada to be houseguests on the 4th season of Big Brother Canada. Similarly, Big Brother UK housemate Jade Goody appeared as a housemate on Bigg Boss India.
Big Brother Australia (2015) contestant Priya Malik joined Bigg Boss 9 (India) the same year as a wild card.
In 2017, GHVIP5 contestant Elettra Lamborghini visited Brazil's BBB17.
In 2019, the winner of Italy's GF15, Alberto Mezzetti visited Brazil's BBB19.
In 2022, Bindhu Madhavi, 4th Runner-up of Bigg Boss Tamil 2017 made her entry as a contestant in a Telugu back to win spin-off named Bigg Boss Non-Stop and emerged as the winner of that show respectively.
After winning the debut season of Bigg Boss Marathi (regional version of Big Brother), winner Megha Dhade made her entry in Bigg Boss season 12 as a wild card contestant.
After winning Season 2 of Bigg Boss Marathi (regional version of Big Brother), winner Shiv Thakare made her entry in Bigg Boss 16.
Evicted housemate visits
Anouska Golebiewski, an evicted housemate from the United Kingdom (housemate from BB4) visited Australia (BB3) in 2003. In 2005, United Kingdom (Nadia Almada of BB5) visited Australia (BB5) again. In 2006, United Kingdom (Chantelle Houghton of CBB4) visited Germany (BBG6). This twist was used in later years by other countries: Africa (Ricardo Ferreira of BBA3) visited Brazil (BBB9) in 2009; Germany (Annina Ucatis and Sascha Schwan of BBG9) visited the Philippines (PBB3), and Italy (George Leonard and Veronica Ciardi of GF10) visited Albania (BB3) in 2010; Sweden (Martin Granetoft and Peter OrrmyrSara Jonsson of BB5) visited Norway (BB4) in 2011; Brazil (Rafael Cordeiro of BBB12) visited Spain (GH12), and Argentina (Agustín Belforte of GH4) visited Colombia (GH2) in 2012; United States (Dan Gheesling of BB10/BB14) visited Canada (BB1 and the BB2 Jury) in 2013; Canada (Emmett Blois of BB1) visited South Africa (BBM3) in 2014; and Spain (Paula Gonzalez of GH 15) visited Mexico (BBM4) in 2015.
A similar event took place between the United States and Canada in 2014 wherein Rachel Reilly (from BB12/BB13) made a video chat to Canada (BB2). Rachel Reilly also appeared on Big Brother Canadas side show, which airs after the eviction episode.
Housemates competing in another country
There were occasions that a former housemate from one franchise participated and competed in a different franchise: Daniela Martins of France (SS3) competed in Portugal (SS1); Daniel Mkongo of France (SS5) competed in Italy (GF12); Brigitte Nielsen of Denmark (BB VIP) competed in the United Kingdom (CBB3); Jade Goody of the United Kingdom (BB3, BB Panto, and CBB5) competed in India (BB2); Sava Radović of Germany (BB4) competed in the Balkan States (VB1); Nikola Nasteski of the Balkan States (VB4) competed in Bulgaria (BB All-Stars 1); Žarko Stojanović of France (SS5) competed in the Balkan States (VB VIP5); Željko Stojanović of France (SS5) competed in the Balkan States (VB VIP5); Kelly Baron of Brazil (BBB13) competed in Portugal (BB VIP); Lucy Diakovska of Bulgaria (VIP B4) competed in Germany (PBB1); Leila Ben Khalifa of Italy (GF6) competed in France (SS8); Priya Malik of Australia (BB11) competed in India (BB9); Tim Dormer of Australia (BB10) and Nikki Grahame of the United Kingdom (BB7, UBB) competed in Canada (BB4) after beating Jase Wirey of the United States (BB5, BB7) and Veronica Graf of Italy (GF13) in a public vote; Leonel Estevao-Luto of Africa (BB4) competed in Angola & Mozambique (BB3); Frankie Grande of the United States (BB16) competed in the United Kingdom (CBB18); Fanny Rodrigues of Portugal (SS2) competed in France (SS10); and Tucha Anita of Angola (BB3); Amor Romeira of Spain (GH9) competed in Portugal (SS6) and Alain Rochette of Spain (GH17) competed in France (SS11); Despite being American, Brandi Glanville competed first in the United Kingdom (CBB20) then later competed in first Celebrity series in the United States (CBB1); Aída Nizar of Spain (GH5 and GHVIP5) competed in Italy (GF15); Ivana Icardi of Argentina (GH9) competed in Italy (GF16); Gianmarco Onestini of Italy (GF16) competed in Spain (GHVIP7).
Multiple-franchise competitions
Eurovision Song Contest
Special editions
Celebrity and VIP Big Brother
The Big Brother format has been adopted in some countries; the housemates are local celebrities, and the shows are called Celebrity Big Brother or Big Brother VIP. In some countries, the prize money normally awarded to the winning housemate is donated to a charity, and all celebrities are paid to appear in the show as long as they do not voluntarily leave before their eviction or the end of the series. The rest of the rules are nearly the same as those of the original version.
Variations
The 2006 Netherlands series was entitled Hotel Big Brother. This variation introduced a group of celebrity hoteliers and a Big Boss, who run a hotel and collect money for charity without nominations, evictions or a winner.
Another variation appeared in the UK in early 2008, entitled Big Brother: Celebrity Hijack. Instead of being housemates the celebrities became Big Brother himself, creating tasks and holding nominations with the help of Big Brother. The housemates were considered by the producers "Britain's most exceptional and extraordinary" 18- to 21-year-olds. The prize for the winner of the series was £50,000.
In 2009, VIP Brother 3 Bulgaria introduced the concept of celebrities competing for charitable causes, which changed each week. Housemates were sometimes allowed to leave the house to raise money for the charity. Ten out of Thirteen seasons of Bigg Boss (the Indian version of Big Brother) have been celebrity-only seasons. The 10th season of Big Boss had celebrities put up against commoners, where a commoner ultimately won.
American format
The US and Canadian versions of Big Brother differ from most global versions of the series. The US series began in 2000 with the original Dutch format—i.e., housemates, or HouseGuests, as they are styled in the US, nominating each other for eviction and the public voting on evictions and the eventual winner. But due to both poor ratings and the concurrent popularity of Survivor, a gameplay-oriented format was introduced in the second season, with HouseGuests allowed to strategize, politic and collude to survive eviction, with the entire nomination and eviction process being determined by the HouseGuest themselves.
Each week the HouseGuests compete in several competitions in order to win power and safety inside the house, before voting off one of the HouseGuests during the eviction. The main elements of the format are as follows:
Head of Household (HoH): At the start of each week in the house, the HouseGuests compete for the title of Head of Household, often shortened to simply HoH. The Head of Household for each week is given luxuries such as their own personal bedroom and the use of an MP3 player but is responsible for nominating two of their fellow HouseGuests for eviction. The Head of Household would not be able to compete in the following week's Head of Household competition; this excludes the final Head of Household competition of the season.
Power of Veto (PoV): After the nominees are determined, the Power of Veto competition is played, with the winner receiving the Power of Veto. If a HouseGuest chooses to exercise the Power of Veto, the Head of Household is responsible for naming a replacement nominee. The holder of the Power of Veto is saved from being nominated as the replacement nominee. Only six of the HouseGuests compete for the Power of Veto each week; the Head of Household and both nominations compete, as well as three others selected by a random draw. The PoV was introduced in the third American season
Eviction: On eviction night, all HouseGuests must vote to evict one of the nominees, with the exception of the nominees and the Head of Household. The eviction vote is by secret ballot, with HouseGuests casting their votes orally in the Diary Room. In the event of a tied vote, the Head of Household will cast a tie-breaking vote publicly. The nominee with the majority of the votes is evicted from the house.
Before the sixteenth US season, HouseGuests competed in a Have/Have-Not challenge similar to the shopping tasks on Big Brother UK and other international editions. The winners become Haves and enjoy a full pantry of food, while Have-Nots, will be left with a staple diet of "slop" (fortified oatmeal), sleep in designated uncomfortable beds and take cold showers. In later seasons, the Haves & Have-Nots are determined either by the HoH themself or by the results of the HoH Competition.
When only two contestants remain, a jury formed of the most recently evicted HouseGuests (generally seven or nine) votes which of the two finalists wins the grand prize. Beginning in the fourth (2003) US season, jury members were sequestered off-site so that they would not be privy to the day-to-day goings-on in the house. (Celebrity Big Brother US does not sequester its jury members—all evicted celebrity HouseGuests vote on the winner.). The final Head of Household competition is split into three parts; the winners of the first two rounds compete in the third and final round. Once only two HouseGuests remain, the members of the jury cast their votes for who should win the series.
In addition, US and Canadian Big Brother do not air a live launch show, as is customary in international editions—by the time the network show and live online feeds begin airing, it is not uncommon for at least one HouseGuest to already have been evicted. Also, the North American editions currently air only three times a week, compared with daily or six days a week for the recently rebooted UK franchise. As a result, the TV episodes focus primarily on the main events regarding the gameplay and house politics versus the day-to-day goings-on in the house; to see the latter, watching the live feeds is necessary.
In 2013, English-speaking Canada introduced its own version of the show on the cable channel Slice; the series moved to Global TV for its third (2015) season. The show followed the US format but with more elaborate twists and greater viewer participation in the game. Secret tasks were introduced, usually presented by the show's mascot, "Marsha the Moose"; also, as in most global franchises, Big Brother was a distinct character who interacted with the HouseGuests. The French Canadian version mostly followed the US/Anglophone Canadian format, but the public could evict a housemate on some occasions and decided the winner.
The 2020 revival of the Big Brother Australia series adopted a slightly altered version of the American format (having previously used the international format) while pre-recording the series months in advance. A "Nomination Challenge" is held to determine who holds the power to nominate for that round, with the winner naming three Nominations for Eviction. During each eviction, all Housemates (excluding the Nominating Housemate) vote to evict. There is no rule prohibiting individuals holding Nomination Power in consecutively between weeks and no Power of Veto is held. Additionally, the Australian public still decided the winner between the final 3.
Big Brother Brasil combines the US/Canada and international formats. Brazil votes on evictions and the winner, but housemates compete for HoH, Power of Immunity, and Power of Veto; there is also a weekly shopping competition. HoH nominates one housemate for eviction, while the rest of the house nominates a second housemate. The winner of the Power of Immunity competition gets to choose someone to be safe from nomination.
The pilot for Big Brother China, which premiered exclusively online in 2015, had housemates voting on evictions but the public voting for the winner. A similar format was used for Big Brother: Over the Top, an online-only spin-off of the US series that ran in 2016.
The nineteenth series of Big Brother UK saw the adaption of the "Game Changer" competition which is very similar to the Power of Veto competition. The winner of this competition has the opportunity to save a nominee from eviction. Like the PoV, there are six people that play in the "Game Changer" competition. The process of how the contestants are chosen is different as the people who have been nominated play in the competition along with the richest housemate. If there are empty left in the competition, then the richest housemate hand picks who will playing in that weeks "Game Changer" competition. The winner of the competition, like the PoV, has the option to save housemate from eviction for the week or not use the power at all. Unlike the PoV however, if the winner does save someone then no replacement nominee was named leaving the remaining nominees up for eviction and facing the public vote.
Other editions
The Big Brother format has been otherwise modified in some countries:
Big Brother: All-Stars (Belgium, 21 days; Bulgaria: Season 1–5, 27–29 days; United States, 72 days; United Kingdom, 18 days; French Canada, 64 days; Africa, 91 days; Spain, 56 days; Portugal Secret Story: Season 1–4, 22–50 days): Previous housemates from previous seasons compete. Belgium was the first country to have an All-Stars season (2003). Bulgaria was the first country to complete 3 All-Stars seasons (2014). Portugal was the first country to complete 4 All-Stars seasons (2015). Portugal was the first country to complete 5 All-Stars seasons (2017). Portugal was the first country to complete 6 All-Stars seasons (2018).
Big Brother: Reality All-Stars (Sweden, 6 days; Denmark, 32 days; Spain, 56 days): Contestants from different reality shows, including Big Brother, compete.
Big Brother: You Decide / Big Brother: Back in the House / Big Brother: Try Out (Poland: Season 1–2, 7–13 days; Norway, 9 days; Serbia, 7 days): Housemates, new or old, compete for a spot in the next regular season without nominations or evictions.
Teen Big Brother (United Kingdom, 10 days; Philippines: Season 1–4, 42–91 days): Teenagers 13 and older compete.
Big Brother: All In (Philippines: Season 11, 13): A mix of teenagers, regular adults, and celebrities compete in one season. A variation, Big Brother: Lucky 7 and Big Brother: Otso, has three to four batches of housemates stay inside until a number for each batch is left and is joined by other members of other batches to form one new batch.
Secret Story (France, Lithuania, Portugal, Netherlands, Peru, Albania and Spain): Each housemate has a secret.
Big Brother Panto (United Kingdom, 11 days): Housemates from the previous series spent time in the Big Brother House to perform a pantomime at the series' end.
Big Brother – The Village (Germany: Season 6, 363 days): The village had a class system of bosses, assistants and servants, living in separate houses, who competed in mixed teams; winning bosses could promote employees, while losing bosses became servants. Cash prizes were awarded weekly in an ongoing contest.
Big Brother Family (Bulgaria: 81 days): Whole families entered the house with their spouses, children and relatives. They received a salary for their stay and the winning family received a cash prize, a car and an apartment.
There are also "test runs", with a group of celebrities (or journalists) living in the house for several days to test it. There are occasions where people who have auditioned for the show are also put in the house, most notably in the British edition, where many housemates claim to have met before. These series have been televised in Argentina, Bulgaria, Czech Republic, Germany, Mexico, the Pacific region, the Philippines and Spain. In some cases, it is not broadcast, but in others, such as the US edition, it is used as a promotional tool.
Versions
As of , Big Brother has produced 508 winners in over 63 franchises.
: Currently airing (8)
An upcoming season (13)
Status unknown (16)
No longer airing (32)
Big Brother: The Game
On 5 May 2020, Endemol Shine Group announced that an official Big Brother mobile game named Big Brother: The Game was being developed by Irish gaming company 9th Impact, with a worldwide release expected later that year. The game uses the US format, with competitions determining the Head of Household and Power of Veto holders, with an eviction cycle occurring each day. Players must form alliances with one another to stay in the game and advance to the next tier. Other users may spectate other games, but outside interference is strictly forbidden. Players were able to win up to $1,000,000 in prizes.
A trial season took place in the Republic of Ireland during the summer of 2020. The player Aoife Cheung won a €5000 prize after surviving four evictions. The game was officially launched on 15 October 2020 worldwide for both iOS, Android devices and PC platforms.
The first season concluded on 29 July 2021 and was won by Amy Elizabeth, a 31-year-old special education teacher from Delaware who won a grand prize of $33,270.
On March 7, 2023, a third season of the game was announced to launch later that year on mobile and PC platforms, including Steam. The grand prize was stated to be for up to $1,000,000, with new features being added in response to fan feedback. However, no global third season took place, with a special UK and Ireland-only version launching to coincide with the show returning to ITV2 and ITVX, in an official partnership with the broadcaster. This version featured overhauled graphics, with Banijay announcing that previous games had reached 500K players.
Controversies
Legal
In April 2000, Castaway, an independent production company, filed a lawsuit against John de Mol and Endemol for stealing the concepts of their own show called Survive!, a reality television show where contestants are placed on a deserted island and have to take care of themselves alone. These contestants were also filmed by cameras around them. The court later dismissed the lawsuit filed by Castaway against de Mol and Endemol. The Survive! reality television format was later turned into Survivor.
In 2000, the estate of George Orwell sued CBS Television and Endemol for copyright and trademark infringement, claiming that the program infringed on the Orwell novel 1984 and its trademarks. After a series of court rulings adverse to the defendants (CBS and Endemol), the case was settled for an undisclosed amount of money on the evening of the trial.
Sexual assault
There have been three documented occurrences of possible rape happening during the show. In Big Brother South Africa, a male housemate was accused of assaulting a fellow housemate while she was asleep. The pair were filmed kissing and cuddling in bed before the cameras moved away and the male housemate reportedly claimed to housemates the next day that he had intercourse with the contestant. However, the female housemate was apparently shocked by the claims and informed female housemates that she had not consented to have sex with him (under South African law, this act would be constituted as rape). This male housemate was expelled immediately after the allegations surfaced and was later arrested pending investigation, while the female housemate was removed from the house for her own protection and counselling. After this incident, the other housemates were warned not to attempt any further obscene actions, or they would be subject to a penalty of 43 years in prison and immediate expulsion from the house.
In Big Brother Brasil, many viewers reported that they watched a male housemate allegedly force himself on a female housemate while she was passed-out drunk after a "boozy party". Soon after, the Polícia Federal entered the house and arrested the offending housemate, who was later banned from ever appearing on the show again.
Additionally, an incident of sexual assault occurred in the Australian Big Brother house in 2006, during the show's sixth season. Contestant Michael "John" Bric held down fellow contestant Camilla Severi in her bed while a second man, Michael "Ashley" Cox, "slapped" her in the face with his penis, an indecent act illegal under Australian law. The incident was shown on the 'Adults-only' late-night segment, Big Brother: Adults Only, leading to the show's cancellation. Both men involved in the incident were removed from the house.
References
Bibliography
External links
Banijay franchises
Reality television series franchises |
4392 | https://en.wikipedia.org/wiki/Bristol%20City%20F.C. | Bristol City F.C. | Bristol City Football Club is a professional football club based in Bristol, England, which compete in the , the second tier of English football. They have played their home games at Ashton Gate since moving from St John's Lane in 1904. The club's home colours are red and white, and their nickname is The Robins—a robin featured on the club's badge from 1976 to 1994 and from 2019 onwards. Their main rivals are Bristol Rovers, with whom they contest the Bristol derby, and Cardiff City, with whom they contest the cross-border Severnside derby.
Founded in 1894, the club competed in the Southern League and Western League, being crowned Western League champions in 1897–98. They were admitted into the Football League in 1901 and won the Second Division in 1905–06. They finished second in the First Division the following season, three points behind champions Newcastle United, and went on to lose to Manchester United in the 1909 FA Cup final. Relegated in 1911, they dropped to the third tier in 1922, though would claim the Third Division South title in 1922–23 and again in 1926–27. They were returned to the third tier in 1932, remaining there until they won the Third Division South again in 1954–55. Having been relegated in 1960, Bristol City won promotion from the third tier in 1964–65 and then from the second tier in 1975–76. They played four seasons in the top-flight before being relegated in three consecutive seasons by 1982.
Bristol City spent just two seasons in the Fourth Division and went on to win the Associate Members' Cup (Football League Trophy) in 1986. Promoted out of the Third Division in 1989–90, the club were relegated in 1995 and again in 1999 after another promotion in 1997–98. Bristol City won the Football League Trophy again in 2003, and were promoted from League One in 2006–07. Relegated after six seasons in the Championship, they won the Football League Trophy for a third time in 2015 on their way to the 2014–15 League One title, and have remained in the Championship since that time.
History
Early years and early successes (1894–1922)
The club was founded in 1894 as Bristol South End and changed their name to Bristol City on adopting professionalism three years later when they were admitted into the Southern League. Finishing as runners-up in three of the first four seasons, in 1900 the club amalgamated with local Southern League rivals Bedminster F.C., who had been founded as Southville in 1887. Bristol City joined the Football League in 1901 when they became only the third club south of Birmingham (following in the footsteps of Woolwich Arsenal and Luton Town) to perform in the competition. Their first game in the Football League was on 7 September 1901 at Bloomfield Road, when Blackpool were beaten 2–0.
Winning the Second Division Championship with a record number of points when they became the first club in Football League history to win 30 league games in a season (out of 38 played) as well as equalling Manchester United's achievement of the previous season in winning 14 consecutive games (a record until 2018, also accomplished by Preston North End in 1950–51). Nicknamed the Bristol Babe at this time, they finished as runners-up in their inaugural First Division campaign (1906–07) as the only southern club to finish in the top two prior to World War I.
In 1909 they won through to their only FA Cup Final, though they were somewhat fortunate that a last-gasp spot-kick saved them from defeat in the semi-final versus Derby County at Stamford Bridge. In the final at the Crystal Palace (now the National Sports Centre) Bristol City lost to Manchester United 1–0. After a five-season stay in the top flight, despite winning 1–0 at Newcastle at the start of the 1910–11 campaign, failure to beat Everton in the season's finale brought City's first-ever taste of relegation and it was to be 65 years before top-flight status would be regained.
Bristol City would then go on to stay in Division 2 until three years after the First World War had ended, and in that time they reached the semi-finals of the 1919–20 FA Cup before being beaten 2–1 by Huddersfield Town and finished third in the Second Division in the 1920–21 season. However, in the next season they were relegated to the Third Division South.
The yo-yo era (1922–65)
The 1920s were a rocky time as City bounced between the Second Division and the Southern Section of the Third Division. The season after City were relegated, they achieved promotion back to the Second Division, before being relegated back to the Southern Section of the Third Division again the following season. After successive high finishes in the league, they were promoted again in 1926–27. However, by the 1930s they had slumped into the lower division and stayed that way until over 10 years after the Second World War. During this stay in the Third Division South, they won the Welsh Cup in 1934, beating Tranmere Rovers in the final. However, in the same year they also suffered their biggest ever league defeat, a 9–0 loss to Coventry City The 1937–38 season was the most successful season for City since they were relegated to the Third Division, coming second in the league and reaching the final of the Third Division South Cup, before losing 6–2 to Reading on aggregate. They then came eighth in the Third Division South in the final full season before the war, in which the Grandstand of Ashton Gate was destroyed by a German air raid.
In 1946–47, City recorded a record league win by beating Aldershot 9–0, although despite Don Clark scoring 36 goals in the League, City failed to get promoted that season. Harry Dolman became chairman in 1949, a post he would hold for over 30 years. An engineer who had bought out the firm he worked for, he designed the first set of floodlights installed at Ashton Gate in the early 1950s. The late 1950s were a better time for City, with a five-year stay in the Second Division, a league they returned to for a further spell in 1965.
Back among the elite (1966–80)
In 1967, Alan Dicks was appointed manager, and things gradually began to improve, with promotion to the First Division in 1976, ending a 65-year exile from the top flight.
Between 1975 and 1981 City were regular participants in the Anglo-Scottish Cup, winning the trophy in 1977–78, beating Hibernian in the semi-finals, and winning 3–2 on aggregate in the final against St Mirren (managed at the time by a relatively new manager, Alex Ferguson). St Mirren had their revenge two seasons later, with an aggregate 5–1 victory over City to become the only Scottish team to win the trophy.
City's second stint in the top flight was less successful than the club's first, with thirteenth position in 1979 being their highest finish during this era. Stars of this era included Peter Cormack, Geoff Merrick, Tom Ritchie, Clive Whitehead, Gerry Gow, Trevor Tainton and Jimmy Mann.
Financial difficulties and revival (1980–2000)
In 1980, the City team went back to the Second Division in the first of three relegations, their debt mounted and their financial losses increased, with two successive relegations following. Thus, in 1982, they fell into the Fourth Division, and were declared bankrupt. A new club was formed and BCFC (1982) Ltd acquired the club's player contracts. The highly paid senior players Julian Marshall, Chris Garland, Jimmy Mann, Peter Aitken, Geoff Merrick, David Rodgers, Gerry Sweeney and Trevor Tainton, who became known as the 'Ashton Gate Eight', each accepted termination of his contract for half the amount due. The club's previous owners had failed to pay its debts to many local businesses. The resulting ill will towards the club made it difficult for the new owners to obtain credit.
City spent two seasons in the Fourth Division before winning promotion under Terry Cooper in 1984. They consolidated themselves in the Third Division during the latter part of the 1980s, and in 1990 Cooper's successor Joe Jordan achieved promotion as Third Division runners-up to local rivals Bristol Rovers.
There was a tragedy for the club, however, in that promotion campaign. In March 1990, two months before the club sealed promotion, striker Dean Horrix was killed in a car crash barely two weeks after joining the club, and having played three league games for them.
Jordan moved to Heart of Midlothian in September 1990, and his successor Jimmy Lumsden remained in charge for 18 months before making way for Denis Smith. Smith's first signing was the 20-year-old Arsenal striker Andy Cole. He was sold to Newcastle United in February 1993 and later played for Manchester United, where he collected five Premier League titles, two FA Cups and the European Cup.
Meanwhile, City remained in the new Division One (no longer the Second Division after the creation of the Premier League in 1992) and Smith moved to Oxford United in November 1993. His successor was Russell Osman. In January 1994 Osman led City to a shock 1–0 victory over Liverpool at Anfield in a third round replay in the FA Cup, a result that would cause the Liverpool manager at the time, Graeme Souness, to resign. Osman was sacked within a year of taking charge.
Joe Jordan was brought back to Ashton Gate in September 1994, but was unable to prevent relegation to Division Two.
Jordan remained at the helm for two seasons after City's relegation, but left in March 1997 after failing to get them back into Division One. Former Bristol Rovers manager John Ward took over, and achieved promotion in 1998 as Division Two runners-up. But City struggled back in Division One, and Ward stepped down in October 1998 to be succeeded by Benny Lennartsson, their first non-British manager. City were relegated in bottom place and Lennartsson was dismissed in favour of Gillingham's Tony Pulis, who lasted six months before leaving to take over at Portsmouth. During his time at Ashton Gate he was manager of perhaps the worst City side since the one that completed a hat-trick of successive relegations almost 20 years earlier.
Coach Tony Fawthrop took over until the end of the season, when Danny Wilson was appointed. Wilson was arguably the most prominent manager to take charge of a City side since Denis Smith, as he had guided Barnsley to promotion to the Premier League in 1997 and Sheffield Wednesday to a 12th-place finish in 1999.
21st century
The early 2000s were a frustrating time for Bristol City. They were regular Division Two play-off contenders during Wilson's spell as manager. They just missed out on the play-offs in 2002, finishing 7th. The following year, Wilson almost took them to automatic promotion, finishing 3rd and winning the Football League Trophy in Cardiff in 2003. The taste of the play-offs was bitter though, losing to rivals Cardiff City 1–0 on aggregate in the semi-final. In 2004, they finished in 3rd place again, and this time they reached the play-off final, but lost to Brighton & Hove Albion. He was sacked within days and replaced by veteran player Brian Tinnion.
City just failed to make the play-offs in Tinnion's first season as manager, finishing seventh, and he stepped down in September 2005 after a poor start to the season. Yeovil Town manager Gary Johnson was recruited as his successor in September 2005. Johnson led Bristol City to a 9th place finish.
In the 2006–07 season, Bristol City finally achieved the elusive promotion that had evaded them in their 8 years in the third tier. Promotion to the Championship was confirmed on the final day of the season with a 3–1 win against already relegated Rotherham United, securing the runners-up place in the division and resulting in automatic promotion.
After a good start in the Championship, City established themselves as real contenders, sitting in 3rd place at Christmas. By the start of March, City were top of the Championship, making an improbable second successive promotion a possibility. However, a poor run ended City's chances of an automatic promotion place but qualified for the play-offs with a 4th-place finish, their highest finish since 1980. City overcame Crystal Palace 4–2 on aggregate to progress to the play-off final at Wembley Stadium, where they were beaten 1–0 by Hull City.
After a poor start in the first half of the 2008–09 season, City recovered after Christmas, peaking at 4th place in late February. After a lot of draws, the season eventually petered out and City finished the season in tenth place. The 2009–10 season saw some good results in the autumn, but heavy defeats by local rivals Cardiff City (0–6) and Doncaster Rovers (2–5) in early 2010 led to much dissatisfaction amongst fans, and Johnson left the club on 18 March 2010. Assistant manager Keith Millen took charge as caretaker manager, and led a series of good results, resulting in a second successive tenth-place finish.
Steve Coppell became manager in 2010 but resigned after just two matches. Longtime assistant manager Keith Millen was announced as Coppell's successor and City fell to a 15th-place finish in 2010–11. After a poor start to the 2011–12 season, Millen left the club in October 2011.
Derek McInnes was appointed next, but after a promising start, City fell into the relegation zone, eventually surviving in 20th place, their worst since promotion in 2007. This steady decline would continue and after a poor start to the 2012–13 season, McInnes was sacked in January 2013 with City bottom of the Championship. He was replaced by Sean O'Driscoll, the club's fifth head coach in three years, but City were relegated to League One after six seasons in the Championship. O'Driscoll left with the team 22nd in League One.
Steve Cotterill joined the club when Bristol City were second bottom of League One. Cotterill guided the club to a 12th place finish. Bristol City were promoted back to the Championship after securing the League One title in 2014–15, their first league title since 1955. In their last home game, against Walsall, they finished the season with an 8–2 win. Bristol City finished the season with 99 points, the most points in a single season in the club's history, and 5 losses. In the same season, they also won the Football League Trophy after a win over Walsall, which finished 2–0 and their third league trophy, a record held by the club for having the most wins in that competition.
Despite huge success in the previous season, the club struggled on their return to the second tier. Steve Cotterill was relieved of his duties in January 2016 after a poor run of form which had seen Bristol City slip to 22nd in the Championship table. Lee Johnson, former player and son of former manager, Gary Johnson, was appointed as Bristol City's new head coach on 6 February 2016. Bristol City eventually finished in 18th place.
In the 2016–17 season, City were only just able to accumulate enough points to ensure survival at the end of the season. Lee Johnson remained at the helm for the following season, again making a positive early start. At the midpoint of the season, after 24 league games, they sat second in the Championship, whilst also knocking out Premier League opposition in Watford, Stoke City, Crystal Palace and Manchester United to reach the semi-finals of the League Cup. However, City would eventually finish in 11th place.
Bristol City ended the 2018–19 season in 8th. The battle for the last play-off spot came down to the final day, before Derby County managed to win their final game and clinch it. From March to June, the 2019–20 season was suspended due to the COVID-19 pandemic. Despite again challenging for the play-offs during the season, Johnson was sacked on 4 July 2020 after a run of just one win in 10 league matches. His long-time assistant, Dean Holden, was appointed as his replacement on 10 August 2020. After suffering six straight defeats in all competitions, Holden was dismissed on 16 February 2021 after just six months in charge. He was replaced by Nigel Pearson.
Club identity
Bristol City have played in red and white since the 1890s, occasionally also including black. The away kit is more variable. It is traditionally white, but has also featured black or yellow. Other colours featured have included green and a purple and lime combination, the latter of which has become a fan favourite.
The club's current crest is a modernised version of the Robin which has long ties to the fans and the club.
The club's previous crest was a simplified version of the coat of arms of the city of Bristol.
The club's mascots are Red and Robyn, replacing Scrumpy the robin who had been the club's mascot from 2005 until 2022.
The club's official anthem is One for the Bristol City by the Wurzels. First released in 1976, it is the tune the team run out to at home matches. A newly recorded version of the song reached number 66 in the UK charts in September 2007.
About halfway through the 2007–08 season Bristol City manager Gary Johnson said in an interview that he hoped the team could get the whole ground bouncing. City supporters took this rallying cry on board and began to sing "Johnson says bounce around the ground" to the tune of Yellow Submarine, while continually bouncing up and down. The first game at which it was sung was in an away match against Southampton at St Mary's Stadium, and it was also sung at away at Queen's Park Rangers in February. When Bristol City fans travelled to London to play Charlton Athletic on 4 March 2008, the visiting fans, using the rail network to return home, adapted the song to "Bounce Around the Train". Since then, it has become an often used chant at Ashton Gate stadium by the fans. It was also sometimes used by supporters of Gary Johnson's former side Northampton Town, primarily at away matches. When Gary Johnson's son, Lee Johnson returned to his former club in 2016 as their new manager, he stated that he wished to inherit the chant and keep the fans singing it.
Shirt sponsors
Stadium
Bristol City have played at Ashton Gate Stadium in the south-west of Bristol, just south of the River Avon, since moving from St John's Lane in 1904. The ground currently has an all-seated capacity of 27,000. It was the home of Bedminster until the 1900 merger, and the merged team played some games there the following season, but it did not become the permanent home of Bristol City until 1904.
In the past plans were considered for expansion work to be carried out at Ashton Gate. There were also proposals to build a new 36,000-seat stadium at Hengrove Park. This was turned down in a local referendum in December 2000. In 2002, the local council was looking at possible sites for a new 40,000-seat stadium which would house both City, Rovers and Bristol Rugby, but these plans were scrapped and it is widely accepted that this would not have been welcomed by the majority of supporters from all clubs. Ashton Gate's current capacity is an average size for Championship grounds; however, in November 2007 the club announced plans to relocate to a new 30,000-capacity stadium in Ashton Vale. Plans were also in place to increase capacity to 42,000 had England's 2018 World Cup bid been successful.
The South stand opened for the 2015–16 season, with the existing Williams stand being demolished and replaced by the Lansdown stand in 2016. A new partly-artificial Desso pitch was laid and the current Dolman stand refurbished. There is still no decision on the club's request to provide a "safe standing" area, similar to those used in Germany.
A state-of-the-art training facility became operational in 2020. The Robins High Performance Centre is at Failand a short distance from Ashton Gate Stadium.
Gallery
Rivalries
Bristol City's traditional rivals are Bristol Rovers. The clubs have met 105 times, with the first meeting in 1897. Bristol City have the most wins on 43. However, the clubs have not been in the same league for a number of years; they were last in the same division in the 2000–01 season. Since then, they have only met three times; in the two-legged southern final of the 2006–07 Football League Trophy, which Rovers won 1–0 on aggregate, and in the first round of the 2013–14 Johnstone's Paint Trophy, which City won 2–1 at Ashton Gate.
City's other main rivals are Cardiff City, who play in nearby Cardiff. Despite being a local derby, it crosses the Wales–England border, making it one of the few international club derbies in the United Kingdom. The two clubs have been at similar levels in recent years, being in the same division for 10 of the last 16 seasons. This has meant frequent meetings in the league including in the semi-finals of the 2003 Second Division play-offs.
Other clubs have been seen as 'third rivals' by the fans and media. Swindon Town are seen by many as rivals, nicknamed 'Swindle' by City fans. This rivalry was most recently relevant in the 2014–15 season, when the two clubs were rivals for promotion to the Championship. Plymouth Argyle have also previously been considered rivals despite a distance of over 100 miles. The rivalry was especially relevant in the 2000s when the two clubs were the highest-ranking West Country clubs for a number of years, and meetings were seen as a decider of the 'Best in the West'. Swansea City, Newport County, Cheltenham Town and even Yeovil Town have previously been mentioned as rivals, but very rarely. However, during a fixture between Bristol City and Swansea City on 2 February 2019 at Ashton Gate, fighting took place between Bristol City and Swansea City fans resulting in a rivalry flaring up between the two sets of fans.
Records and statistics
Record League victory – 9–0 v. Aldershot (28 December 1946)
Record FA Cup victory – 11–0 v. Chichester City (5 November 1960)
Record League defeat – 0–9 v. Coventry City (28 April 1934)
Highest attendance – 43,335 v. Preston North End (16 February 1935)
Highest attendance (at any ground) – 86,703 v. Hull City Championship Play-off Final – Wembley Stadium – (24 May 2008)
Most League appearances – 597, John Atyeo (1951–66)
Most League goals scored – 314, John Atyeo (1951–66)
Most goals scored (overall) – 351, John Atyeo (1951–66)
Most capped player – Billy Wedlock, 26 caps, England
Most goals scored in a season – 36, Don Clark (1946–47)
Record transfer fee paid – £8 million to Chelsea for Tomáš Kalas (July 2019)
Record transfer fee received – £25 million from Bournemouth for Alex Scott (August 2023)
Record sequence of League wins – 14; 9 September 1905 – 2 December 1905 – This was a joint league record until 2017.
Record sequence of League defeats – 8; 10 December 2016 – 21 January 2017
Record sequence of unbeaten League matches – 24; 9 September 1905 – 10 February 1906
Record sequence without a League win – 21; 16 March 2013 – 22 October 2013
Record points total for a Season – 99pts; 2014–15 Football League One
League history
Note: The numbers in parentheses are the tier of football for that season.
1897–1901: Southern League Division One (3)
1901–1906: Football League Second Division (2)
1906–1911: Football League First Division (1)
1911–1922: Football League Second Division (2)
1922–1923: Football League Third Division (3)
1923–1924: Football League Second Division (2)
1924–1927: Football League Third Division (3)
1927–1932: Football League Second Division (2)
1932–1955: Football League Third Division (3)
1955–1960: Football League Second Division (2)
1960–1965: Football League Third Division (3)
1965–1976: Football League Second Division (2)
1976–1980: Football League First Division (1)
1980–1981: Football League Second Division (2)
1981–1982: Football League Third Division (3)
1982–1984: Football League Fourth Division (4)
1984–1990: Football League Third Division (3)
1990–1995: Football League Second Division / Football League First Division (rebranding after the Premier League came into existence) (2)
1995–1998: Football League Second Division (3)
1998–1999: Football League First Division (2)
1999–2007: Football League Second Division / Football League One (rebranded) (3)
2007–2013: Football League Championship (2)
2013–2015: Football League One (3)
2015– : Football League/EFL Championship (2)
Most appearances
Most club appearances including substitute appearances in all competitions (excluding Gloucestershire Cup). Updated 29 December 2013.
Note: On 29 December 2013, Louis Carey broke Bristol City's appearance record when he came on as a substitute in the 4–1 win over Stevenage. He overtook John Atyeo after 47 years and is now the club's all-time top appearance maker.
Most goals
Correct as of 29 July 2018.
Players
First-team squad
Out on loan
Under 21 squad
List of Bristol City players from 1890s to date
For a list of all Bristol City players with a Wikipedia article, see :Category:Bristol City F.C. players.
Bedminster merged with Bristol City in 1900 for a further list of all Bedminster players with articles see :Category:Bedminster F.C. players
Player of the season
Source for 1970s winners:
Top league scorers
Club management
Coaching positions
Managerial history
Bristol City Women's F.C.
The women's team was formed in 1990 supported by the club's community officer, Shaun Parker. Their greatest achievement was reaching the semi-finals of the FA Women's Cup in 1994 and winning promotion to the Premier League under Manager Jack Edgar in 2004. Following the decision by the FA to fund only one centre of excellence in Bristol, the two senior teams were disbanded in June 2008 and the girls' youth side merged with the Bristol Academy W.F.C. The majority of the senior players, with coach Will Roberts, moved to the University of Bath in summer 2008 and now play as AFC TeamBath Ladies in the South West Combination Women's Football League.
Honours
FA Women's Premier League Southern Division:
Winners: 2003–04
Honours and achievements
League
Second Division (level 2)
Champions: 1905–06
2nd place promotion: 1975–76
Third Division South / Third Division / Second Division / League One (level 3)
Champions (4): 1922–23, 1926–27, 1954–55, 2014–15
2nd place promotion: 1964–65, 1989–90, 1997–98, 2006–07
Fourth Division (level 4)
4th place promotion: 1983–84
Western League
Champions: 1897–98
Cup
FA Cup
Runners-up: 1908–09
Associate Members' Cup / Football League Trophy
Winners: 1985–86, 2002–03, 2014–15
Runners-up: 1986–87, 1999–2000
Welsh Cup
Winners: 1933–34
Anglo-Scottish Cup
Winners: 1977–78
References
External links
1894 establishments in England
Association football clubs established in 1894
Football clubs in Bristol
Football clubs in England
Southern Football League clubs
English Football League clubs
EFL Trophy winners |
4393 | https://en.wikipedia.org/wiki/Bioterrorism | Bioterrorism | Bioterrorism is terrorism involving the intentional release or dissemination of biological agents. These agents include bacteria, viruses, insects, fungi, and/or toxins, and may be in a naturally occurring or a human-modified form, in much the same way as in biological warfare. Further, modern agribusiness is vulnerable to anti-agricultural attacks by terrorists, and such attacks can seriously damage economy as well as consumer confidence. The latter destructive activity is called agrobioterrorism and is a subtype of agro-terrorism.
Definition
Bioterrorism is the deliberate release of viruses, bacteria, toxins, or other harmful agents to cause illness or death in people, animals, or plants. These agents are typically found in nature, but could be mutated or altered to increase their ability to cause disease, make them resistant to current medicines, or to increase their ability to be spread into the environment. Biological agents can be spread through the air, water, or in food. Biological agents are attractive to terrorists because they are extremely difficult to detect and do not cause illness for several hours to several days. Some bioterrorism agents, like the smallpox virus, can be spread from person to person and some, like anthrax, cannot. Bioterrorism may be favored because biological agents are relatively easy and inexpensive to obtain, can be easily disseminated, and can cause widespread fear and panic beyond the actual physical damage. Military leaders, however, have learned that, as a military asset, bioterrorism has some important limitations; it is difficult to use a bioweapon in a way that only affects the enemy and not friendly forces. A biological weapon is useful to terrorists mainly as a method of creating mass panic and disruption to a state or a country. However, technologists such as Bill Joy have warned of the potential power which genetic engineering might place in the hands of future bio-terrorists.
The use of agents that do not cause harm to humans, but disrupt the economy, have also been discussed. One such pathogen is the foot-and-mouth disease (FMD) virus, which is capable of causing widespread economic damage and public concern (as witnessed in the 2001 and 2007 FMD outbreaks in the UK), while having almost no capacity to infect humans.
History
By the time World War I began, attempts to use anthrax were directed at animal populations. This generally proved to be ineffective.
Shortly after the start of World War I, Germany launched a biological sabotage campaign in the United States, Russia, Romania, and France. At that time, Anton Dilger lived in Germany, but in 1915 he was sent to the United States carrying cultures of glanders, a virulent disease of horses and mules. Dilger set up a laboratory in his home in Chevy Chase, Maryland. He used stevedores working the docks in Baltimore to infect horses with glanders while they were waiting to be shipped to Britain. Dilger was under suspicion as being a German agent, but was never arrested. Dilger eventually fled to Madrid, Spain, where he died during the Influenza Pandemic of 1918. In 1916, the Russians arrested a German agent with similar intentions. Germany and its allies infected French cavalry horses and many of Russia's mules and horses on the Eastern Front. These actions hindered artillery and troop movements, as well as supply convoys.
In 1972, police in Chicago arrested two college students, Allen Schwander and Stephen Pera, who had planned to poison the city's water supply with typhoid and other bacteria. Schwander had founded a terrorist group, "R.I.S.E.", while Pera collected and grew cultures from the hospital where he worked. The two men fled to Cuba after being released on bail. Schwander died of natural causes in 1974, while Pera returned to the U.S. in 1975 and was put on probation.
In 1980, the World Health Organization (WHO) announced the eradication of smallpox, a highly contagious and incurable disease. Although the disease has been eliminated in the wild, frozen stocks of smallpox virus are still maintained by the governments of the United States and Russia. Disastrous consequences are feared if rogue politicians or terrorists were to get hold of the smallpox strains. Since vaccination programs are now terminated, the world population is more susceptible to smallpox than ever before.
In Oregon in 1984, followers of the Bhagwan Shree Rajneesh attempted to control a local election by incapacitating the local population. They infected salad bars in 11 restaurants, produce in grocery stores, doorknobs, and other public domains with Salmonella typhimurium bacteria in the city of The Dalles, Oregon. The attack infected 751 people with severe food poisoning. There were no fatalities. This incident was the first known bioterrorist attack in the United States in the 20th century. It was also the single largest bioterrorism attack on U.S. soil.
In June 1993, the religious group Aum Shinrikyo released anthrax in Tokyo. Eyewitnesses reported a foul odor. The attack was a failure, because it did not infect a single person. The reason for this is due to the fact that the group used the vaccine strain of the bacterium. The spores which were recovered from the site of the attack showed that they were identical to an anthrax vaccine strain that was given to animals at the time. These vaccine strains are missing the genes that cause a symptomatic response.
In September and October 2001, several cases of anthrax broke out in the United States, apparently deliberately caused. Letters laced with infectious anthrax were concurrently delivered to news media offices and the U.S. Congress, alongside an ambiguously related case in Chile. The letters killed five people.
Scenarios
There are multiple considerable scenarios, how terrorists might employ biological agents. In 2000, tests conducted by various US agencies showed that indoor attacks in densely populated spaces are much more serious than outdoor attacks. Such enclosed spaces are large buildings, trains, indoor arenas, theaters, malls, tunnels and similar. Contra-measures against such scenarios are building architecture and ventilation systems engineering. In 1993, sewage was spilled out into a river, subsequently drawn into the water system and affected 400,000 people in Milwaukee, Wisconsin. The disease-causing organism was cryptosporidium parvum. This man-made disaster can be a template for a terrorist scenario. Nevertheless, terrorist scenarios are considered more likely near the points of delivery than at the water sources before the water treatment. Release of biological agents is more likely for a single building or a neighborhood. Counter-measures against this scenario include the further limitation of access to the water supply systems, tunnels, and infrastructure. Agricultural crop-duster flights might be misused as delivery devices for biological agents as well. Counter-measures against this scenario are background checks of employees of crop-dusting companies and surveillance procedures.
In the most common hoax scenario, no biological agents are employed. For instance, an envelope with powder in it that says, “You've just been exposed to anthrax.” Such hoaxes have been shown to have a large psychological impact on the population.
Anti-agriculture attacks are considered to require relatively little expertise and technology. Biological agents that attack livestock, fish, vegetation, and crops are mostly not contagious to humans and are therefore easier for attackers to handle. Even a few cases of infection can disrupt a country's agricultural production and exports for months, as evidenced by FMD outbreaks.
Types of agents
Under current United States law, bio-agents which have been declared by the U.S. Department of Health and Human Services or the U.S. Department of Agriculture to have the "potential to pose a severe threat to public health and safety" are officially defined as "select agents." The CDC categorizes these agents (A, B or C) and administers the Select Agent Program, which regulates the laboratories which may possess, use, or transfer select agents within the United States. As with US attempts to categorize harmful recreational drugs, designer viruses are not yet categorized and avian H5N1 has been shown to achieve high mortality and human-communication in a laboratory setting.
Category A
These high-priority agents pose a risk to national security, can be easily transmitted and disseminated, result in high mortality, have potential major public health impact, may cause public panic, or require special action for public health preparedness.
SARS and COVID-19, though not as lethal as other diseases, was concerning to scientists and policymakers for its social and economic disruption potential. After the global containment of the pandemic, the United States President George W. Bush stated "...A global influenza pandemic that infects millions and lasts from one to three years could be far worse."
Tularemia or "rabbit fever": Tularemia has a very low fatality rate if treated, but can severely incapacitate. The disease is caused by the Francisella tularensis bacterium, and can be contracted through contact with fur, inhalation, ingestion of contaminated water or insect bites. Francisella tularensis is very infectious. A small number of organisms (10–50 or so) can cause disease. If F. tularensis were used as a weapon, the bacteria would likely be made airborne for exposure by inhalation. People who inhale an infectious aerosol would generally experience severe respiratory illness, including life-threatening pneumonia and systemic infection, if they are not treated. The bacteria that cause tularemia occur widely in nature and could be isolated and grown in quantity in a laboratory, although manufacturing an effective aerosol weapon would require considerable sophistication.
Anthrax: Anthrax is a non-contagious disease caused by the spore-forming bacterium Bacillus anthracis. The ability of Anthrax to produce within small spores, or bacilli bacterium, makes it readily permeable to porous skin and can cause abrupt symptoms within 24 hours of exposure. The dispersal of this pathogen among densely populated areas is said to carry less than one percent mortality rate, for cutaneous exposure, to a ninety percent or higher mortality for untreated inhalational infections. An anthrax vaccine does exist but requires many injections for stable use. When discovered early, anthrax can be cured by administering antibiotics (such as ciprofloxacin). Its first modern incidence in biological warfare were when Scandinavian "freedom fighters" supplied by the German General Staff used anthrax with unknown results against the Imperial Russian Army in Finland in 1916. In 1993, the Aum Shinrikyo used anthrax in an unsuccessful attempt in Tokyo with zero fatalities. Anthrax was used in a series of attacks by a microbiologist at the US Army Medical Research Institute of Infection Disease on the offices of several United States Senators in late 2001. The anthrax was in a powder form and it was delivered by the mail. This bioterrorist attack inevitably prompted seven cases of cutaneous anthrax and eleven cases of inhalation anthrax, with five leading to deaths. Additionally, an estimated 10 to 26 cases had prevented fatality through treatment supplied to over 30,000 individuals. Anthrax is one of the few biological agents that federal employees have been vaccinated for. In the US an anthrax vaccine, Anthrax Vaccine Adsorbed (AVA) exists and requires five injections for stable use. Other anthrax vaccines also exist. The strain used in the 2001 anthrax attacks was identical to the strain used by the USAMRIID.
Smallpox: Smallpox is a highly contagious virus. It is transmitted easily through the atmosphere and has a high mortality rate (20–40%). Smallpox was eradicated in the world in the 1970s, thanks to a worldwide vaccination program. However, some virus samples are still available in Russian and American laboratories. Some believe that after the collapse of the Soviet Union, cultures of smallpox have become available in other countries. Although people born pre-1970 will have been vaccinated for smallpox under the WHO program, the effectiveness of vaccination is limited since the vaccine provides high level of immunity for only 3 to 5 years. Revaccination's protection lasts longer. As a biological weapon smallpox is dangerous because of the highly contagious nature of both the infected and their pox. Also, the infrequency with which vaccines are administered among the general population since the eradication of the disease would leave most people unprotected in the event of an outbreak. Smallpox occurs only in humans, and has no external hosts or vectors.
Botulinum toxin: The neurotoxin Botulinum is the deadliest toxin known to man, and is produced by the bacterium Clostridium botulinum. Botulism causes death by respiratory failure and paralysis. Furthermore, the toxin is readily available worldwide due to its cosmetic applications in injections.
Bubonic plague: Plague is a disease caused by the Yersinia pestis bacterium. Rodents are the normal host of plague, and the disease is transmitted to humans by flea bites and occasionally by aerosol in the form of pneumonic plague. The disease has a history of use in biological warfare dating back many centuries, and is considered a threat due to its ease of culture and ability to remain in circulation among local rodents for a long period of time. The weaponized threat comes mainly in the form of pneumonic plague (infection by inhalation) It was the disease that caused the Black Death in Medieval Europe.
Viral hemorrhagic fevers: This includes hemorrhagic fevers caused by members of the family Filoviridae (Marburg virus and Ebola virus), and by the family Arenaviridae (for example Lassa virus and Machupo virus). Ebola virus disease, in particular, has caused high fatality rates ranging from 25 to 90% with a 50% average. No cure currently exists, although vaccines are in development. The Soviet Union investigated the use of filoviruses for biological warfare, and the Aum Shinrikyo group unsuccessfully attempted to obtain cultures of Ebola virus. Death from Ebola virus disease is commonly due to multiple organ failure and hypovolemic shock. Marburg virus was first discovered in Marburg, Germany. No treatments currently exist aside from supportive care. The arenaviruses have a somewhat reduced case-fatality rate compared to disease caused by filoviruses, but are more widely distributed, chiefly in central Africa and South America.
Category B
Category B agents are moderately easy to disseminate and have low mortality rates.
Brucellosis (Brucella species)
Epsilon toxin of Clostridium perfringens
Food safety threats (for example, Salmonella species, E coli O157:H7, Shigella, Staphylococcus aureus)
Glanders (Burkholderia mallei)
Melioidosis (Burkholderia pseudomallei)
Psittacosis (Chlamydia psittaci)
Q fever (Coxiella burnetii)
Ricin toxin from Ricinus communis (castor beans)
Abrin toxin from Abrus precatorius (Rosary peas)
Staphylococcal enterotoxin B
Typhus (Rickettsia prowazekii)
Viral encephalitis (alphaviruses, for example,: Venezuelan equine encephalitis, eastern equine encephalitis, western equine encephalitis)
Water supply threats (for example, Vibrio cholerae, Cryptosporidium parvum)
Category C
Category C agents are emerging pathogens that might be engineered for mass dissemination because of their availability, ease of production and dissemination, high mortality rate, or ability to cause a major health impact.
Nipah virus
Hantavirus
Planning and response
Planning may involve the development of biological identification systems. Until recently in the United States, most biological defense strategies have been geared to protecting soldiers on the battlefield rather than ordinary people in cities. Financial cutbacks have limited the tracking of disease outbreaks. Some outbreaks, such as food poisoning due to E. coli or Salmonella, could be of either natural or deliberate origin.
Preparedness
Export controls on biological agents are not applied uniformly, providing terrorists a route for acquisition. Laboratories are working on advanced detection systems to provide early warning, identify contaminated areas and populations at risk, and to facilitate prompt treatment. Methods for predicting the use of biological agents in urban areas as well as assessing the area for the hazards associated with a biological attack are being established in major cities. In addition, forensic technologies are working on identifying biological agents, their geographical origins and/or their initial source. Efforts include decontamination technologies to restore facilities without causing additional environmental concerns.
Early detection and rapid response to bioterrorism depend on close cooperation between public health authorities and law enforcement; however, such cooperation is lacking. National detection assets and vaccine stockpiles are not useful if local and state officials do not have access to them.
Aspects of protection against bioterrorism in the United States include:
Detection and resilience strategies in combating bioterrorism. This occurs primarily through the efforts of the Office of Health Affairs (OHA), a part of the Department of Homeland Security (DHS), whose role is to prepare for an emergency situation that impacts the health of the American populace. Detection has two primary technological factors. First there is OHA's BioWatch program in which collection devices are disseminated to thirty high risk areas throughout the country to detect the presence of aerosolized biological agents before symptoms present in patients. This is significant primarily because it allows a more proactive response to a disease outbreak rather than the more passive treatment of the past.
Implementation of the Generation-3 automated detection system. This advancement is significant simply because it enables action to be taken in four to six hours due to its automatic response system, whereas the previous system required aerosol detectors to be manually transported to laboratories. Resilience is a multifaceted issue as well, as addressed by OHA. One way in which this is ensured is through exercises that establish preparedness; programs like the Anthrax Response Exercise Series exist to ensure that, regardless of the incident, all emergency personnel will be aware of the role they must fill. Moreover, by providing information and education to public leaders, emergency medical services and all employees of the DHS, OHS suggests it can significantly decrease the impact of bioterrorism.
Enhancing the technological capabilities of first responders is accomplished through numerous strategies. The first of these strategies was developed by the Science and Technology Directorate (S&T) of DHS to ensure that the danger of suspicious powders could be effectively assessed, (as many dangerous biological agents such as anthrax exist as a white powder). By testing the accuracy and specificity of commercially available systems used by first responders, the hope is that all biologically harmful powders can be rendered ineffective.
Enhanced equipment for first responders. One recent advancement is the commercialization of a new form of Tyvex™ armor which protects first responders and patients from chemical and biological contaminants. There has also been a new generation of Self-Contained Breathing Apparatuses (SCBA) which has been recently made more robust against bioterrorism agents. All of these technologies combine to form what seems like a relatively strong deterrent to bioterrorism. However, New York City as an entity has numerous organizations and strategies that effectively serve to deter and respond to bioterrorism as it comes. From here the logical progression is into the realm of New York City's specific strategies to prevent bioterrorism.
Excelsior Challenge. In the second week of September 2016, the state of New York held a large emergency response training exercise called the Excelsior Challenge, with over 100 emergency responders participating. According to WKTV, "This is the fourth year of the Excelsior Challenge, a training exercise designed for police and first responders to become familiar with techniques and practices should a real incident occur." The event was held over three days and hosted by the State Preparedness Training Center in Oriskany, New York. Participants included bomb squads, canine handlers, tactical team officers and emergency medical services. In an interview with Homeland Preparedness News, Bob Stallman, assistant director at the New York State Preparedness Training Center, said, "We're constantly seeing what’s happening around the world and we tailor our training courses and events for those types of real-world events." For the first time, the 2016 training program implemented New York's new electronic system. The system, called NY Responds, electronically connects every county in New York to aid in disaster response and recovery. As a result, "counties have access to a new technology known as Mutualink, which improves interoperability by integrating telephone, radio, video, and file-sharing into one application to allow local emergency staff to share real-time information with the state and other counties." The State Preparedness Training Center in Oriskany was designed by the State Division of Homeland Security, and Emergency Services (DHSES) in 2006. It cost $42 million to construct on over 1100 acres and is available for training 360 days a year. Students from SUNY Albany's College of Emergency Preparedness, Homeland Security and Cybersecurity, were able to participate in this year's exercise and learn how "DHSES supports law enforcement specialty teams."
Project BioShield. The accrual of vaccines and treatments for potential biological threats, also known as medical countermeasures has been an important aspect in preparing for a potential bioterrorist attack; this took the form of a program beginning in 2004, referred to as Project BioShield. The significance of this program should not be overlooked as “there is currently enough smallpox vaccine to inoculate every United States citizen… and a variety of therapeutic drugs to treat the infected.” The Department of Defense also has a variety of laboratories currently working to increase the quantity and efficacy of countermeasures that comprise the national stockpile. Efforts have also been taken to ensure that these medical countermeasures can be disseminated effectively in the event of a bioterrorist attack. The National Association of Chain Drug Stores championed this cause by encouraging the participation of the private sector in improving the distribution of such countermeasures if required.
On a CNN news broadcast in 2011, the CNN chief medical correspondent, Dr. Sanjay Gupta, weighed in on the American government's recent approach to bioterrorist threats. He explains how, even though the United States would be better fending off bioterrorist attacks now than they would be a decade ago, the amount of money available to fight bioterrorism over the last three years has begun to decrease. Looking at a detailed report that examined the funding decrease for bioterrorism in fifty-one American cities, Dr. Gupta stated that the cities "wouldn’t be able to distribute vaccines as well" and "wouldn't be able to track viruses." He also said that film portrayals of global pandemics, such as Contagion, were actually quite possible and may occur in the United States under the right conditions.
A news broadcast by MSNBC in 2010 also stressed the low levels of bioterrorism preparedness in the United States. The broadcast stated that a bipartisan report gave the Obama administration a failing grade for its efforts to respond to a bioterrorist attack. The news broadcast invited the former New York City police commissioner, Howard Safir, to explain how the government would fare in combating such an attack. He said how "biological and chemical weapons are probable and relatively easy to disperse." Furthermore, Safir thought that efficiency in bioterrorism preparedness is not necessarily a question of money, but is instead dependent on putting resources in the right places. The broadcast suggested that the nation was not ready for something more serious.
In a September 2016 interview conducted by Homeland Preparedness News, Daniel Gerstein, a senior policy researcher for the RAND Corporation, stresses the importance in preparing for potential bioterrorist attacks on the nation. He implored the U.S. government to take the proper and necessary actions to implement a strategic plan of action to save as many lives as possible and to safeguard against potential chaos and confusion. He believes that because there have been no significant instances of bioterrorism since the anthrax attacks in 2001, the government has allowed itself to become complacent making the country that much more vulnerable to unsuspecting attacks, thereby further endangering the lives of U.S. citizens.
Gerstein formerly served in the Science and Technology Directorate of the Department of Homeland Security from 2011 to 2014. He claims there has not been a serious plan of action since 2004 during George W. Bush's presidency, in which he issued a Homeland Security directive delegating responsibilities among various federal agencies. He also stated that the blatant mishandling of the Ebola virus outbreak in 2014 attested to the government's lack of preparation. This past May, legislation that would create a national defense strategy was introduced in the Senate, coinciding with the timing of ISIS-affiliated terrorist groups get closer to weaponizing biological agents. In May 2016, Kenyan officials apprehended two members of an Islamic extremist group in motion to set off a biological bomb containing anthrax. Mohammed Abdi Ali, the believed leader of the group, who was a medical intern, was arrested along with his wife, a medical student. The two were caught just before carrying out their plan. The Blue Ribbon Study Panel on Biodefense, which comprises a group of experts on national security and government officials, in which Gerstein had previously testified to, submitted its National Blueprint for Biodefense to Congress in October 2015 listing their recommendations for devising an effective plan.
Bill Gates said in a February 18, 2017 Business Insider op-ed (published near the time of his Munich Security Conference speech) that it is possible for an airborne pathogen to kill at least 30 million people over the course of a year. In a New York Times report, the Gates Foundation predicted that a modern outbreak similar to the Spanish Influenza pandemic (which killed between 50 million and 100 million people) could end up killing more than 360 million people worldwide, even considering widespread availability of vaccines and other healthcare tools. The report cited increased globalization, rapid international air travel, and urbanization as increased reasons for concern. In a March 9, 2017, interview with CNBC, former U.S. Senator Joe Lieberman, who was co-chair of the bipartisan Blue Ribbon Study Panel on Biodefense, said a worldwide pandemic could end the lives of more people than a nuclear war. Lieberman also expressed worry that a terrorist group like ISIS could develop a synthetic influenza strain and introduce it to the world to kill civilians. In July 2017, Robert C. Hutchinson, former agent at the Department of Homeland Security, called for a "whole-of-government" response to the next global health threat, which he described as including strict security procedures at our borders and proper execution of government preparedness plans.
Also, novel approaches in biotechnology, such as synthetic biology, could be used in the future to design new types of biological warfare agents. Special attention has to be laid on future experiments (of concern) that:
Would demonstrate how to render a vaccine ineffective;
Would confer resistance to therapeutically useful antibiotics or antiviral agents;
Would enhance the virulence of a pathogen or render a nonpathogen virulent;
Would increase transmissibility of a pathogen;
Would alter the host range of a pathogen;
Would enable the evasion of diagnostic/detection tools;
Would enable the weaponization of a biological agent or toxin
Most of the biosecurity concerns in synthetic biology, however, are focused on the role of DNA synthesis and the risk of producing genetic material of lethal viruses (e.g. 1918 Spanish flu, polio) in the lab. The CRISPR/Cas system has emerged as a promising technique for gene editing. It was hailed by The Washington Post as "the most important innovation in the synthetic biology space in nearly 30 years." While other methods take months or years to edit gene sequences, CRISPR speeds that time up to weeks. However, due to its ease of use and accessibility, it has raised a number of ethical concerns, especially surrounding its use in the biohacking space.
Biosurveillance
In 1999, the University of Pittsburgh's Center for Biomedical Informatics deployed the first automated bioterrorism detection system, called RODS (Real-Time Outbreak Disease Surveillance). RODS is designed to collect data from many data sources and use them to perform signal detection, that is, to detect a possible bioterrorism event at the earliest possible moment. RODS, and other systems like it, collect data from sources including clinic data, laboratory data, and data from over-the-counter drug sales. In 2000, Michael Wagner, the codirector of the RODS laboratory, and Ron Aryel, a subcontractor, conceived the idea of obtaining live data feeds from "non-traditional" (non-health-care) data sources. The RODS laboratory's first efforts eventually led to the establishment of the National Retail Data Monitor, a system which collects data from 20,000 retail locations nationwide.
On February 5, 2002, George W. Bush visited the RODS laboratory and used it as a model for a $300 million spending proposal to equip all 50 states with biosurveillance systems. In a speech delivered at the nearby Masonic temple, Bush compared the RODS system to a modern "DEW" line (referring to the Cold War ballistic missile early warning system).
The principles and practices of biosurveillance, a new interdisciplinary science, were defined and described in the Handbook of Biosurveillance, edited by Michael Wagner, Andrew Moore and Ron Aryel, and published in 2006. Biosurveillance is the science of real-time disease outbreak detection. Its principles apply to both natural and man-made epidemics (bioterrorism).
Data which potentially could assist in early detection of a bioterrorism event include many categories of information. Health-related data such as that from hospital computer systems, clinical laboratories, electronic health record systems, medical examiner record-keeping systems, 911 call center computers, and veterinary medical record systems could be of help; researchers are also considering the utility of data generated by ranching and feedlot operations, food processors, drinking water systems, school attendance recording, and physiologic monitors, among others.
In Europe, disease surveillance is beginning to be organized on the continent-wide scale needed to track a biological emergency. The system not only monitors infected persons, but attempts to discern the origin of the outbreak.
Researchers have experimented with devices to detect the existence of a threat:
Tiny electronic chips that would contain living nerve cells to warn of the presence of bacterial toxins (identification of broad range toxins)
Fiber-optic tubes lined with antibodies coupled to light-emitting molecules (identification of specific pathogens, such as anthrax, botulinum, ricin)
Some research shows that ultraviolet avalanche photodiodes offer the high gain, reliability and robustness needed to detect anthrax and other bioterrorism agents in the air. The fabrication methods and device characteristics were described at the 50th Electronic Materials Conference in Santa Barbara on June 25, 2008. Details of the photodiodes were also published in the February 14, 2008, issue of the journal Electronics Letters and the November 2007 issue of the journal IEEE Photonics Technology Letters.
The United States Department of Defense conducts global biosurveillance through several programs, including the Global Emerging Infections Surveillance and Response System.
Another powerful tool developed within New York City for use in countering bioterrorism is the development of the New York City Syndromic Surveillance System. This system is essentially a way of tracking disease progression throughout New York City, and was developed by the New York City Department of Health and Mental Hygiene (NYC DOHMH) in the wake of the 9/11 attacks. The system works by tracking the symptoms of those taken into the emergency department—based on the location of the hospital to which they are taken and their home address—and assessing any patterns in symptoms. These established trends can then be observed by medical epidemiologists to determine if there are any disease outbreaks in any particular locales; maps of disease prevalence can then be created rather easily. This is an obviously beneficial tool in fighting bioterrorism as it provides a means through which such attacks could be discovered in their nascence; assuming bioterrorist attacks result in similar symptoms across the board, this strategy allows New York City to respond immediately to any bioterrorist threats that they may face with some level of alacrity.
Response to bioterrorism incident or threat
Government agencies which would be called on to respond to a bioterrorism incident would include law enforcement, hazardous materials and decontamination units, and emergency medical units, if available.
The US military has specialized units, which can respond to a bioterrorism event; among them are the United States Marine Corps' Chemical Biological Incident Response Force and the U.S. Army's 20th Support Command (CBRNE), which can detect, identify, and neutralize threats, and decontaminate victims exposed to bioterror agents. US response would include the Centers for Disease Control.
Historically, governments and authorities have relied on quarantines to protect their populations. International bodies such as the World Health Organization already devote some of their resources to monitoring epidemics and have served clearing-house roles in historical epidemics.
Media attention toward the seriousness of biological attacks increased in 2013 to 2014. In July 2013, Forbes published an article with the title "Bioterrorism: A Dirty Little Threat With Huge Potential Consequences." In November 2013, Fox News reported on a new strain of botulism, saying that the Centers for Disease and Control lists botulism as one of two agents that have "the highest risks of mortality and morbidity", noting that there is no antidote for botulism. USA Today reported that the U.S. military in November was trying to develop a vaccine for troops from the bacteria that cause the disease Q fever, an agent the military once used as a biological weapon. In February 2014, the former special assistant and senior director for biodefense policy to President George W. Bush called the bioterrorism risk imminent and uncertain and Congressman Bill Pascrell called for increasing federal measures against bioterrorism as a "matter of life or death." The New York Times wrote a story saying the United States would spend $40 million to help certain low and middle-income countries deal with the threats of bioterrorism and infectious diseases.
Bill Gates has warned that bioterrorism could kill more people than nuclear war.
In February 2018, a CNN employee discovered on an airplane a "sensitive, top-secret document in the seatback pouch explaining how the Department of Homeland Security would respond to a bioterrorism attack at the Super Bowl."
2017 U.S. budget proposal affecting bioterrorism programs
President Donald Trump promoted his first budget around keeping America safe. However, one aspect of defense would receive less money: "protecting the nation from deadly pathogens, man-made or natural," according to The New York Times. Agencies tasked with biosecurity get a decrease in funding under the Administration's budget proposal.
For example:
The Office of Public Health Preparedness and Response would be cut by $136 million, or 9.7 percent. The office tracks outbreaks of disease.
The National Center for Emerging and Zoonotic Infectious Diseases would be cut by $65 million, or 11 percent. The center is a branch of the Centers for Disease Control and Prevention that fights threats like anthrax and the Ebola virus, and additionally towards research on HIV/AIDS vaccines.
Within the National Institutes of Health, the National Institute of Allergy and Infectious Diseases (NIAID) would lose 18 percent of its budget. NIAID oversees responses to Zika, Ebola and HIV/AIDS vaccine research.
"The next weapon of mass destruction may not be a bomb," Lawrence O. Gostin, the director of the World Health Organization's Collaborating Center on Public Health Law and Human Rights, told The New York Times. "It may be a tiny pathogen that you can't see, smell or taste, and by the time we discover it, it'll be too late."
Lack of international standards on public health experiments
Tom Inglesy, the CEO and director of the Center for Health Security at the Johns Hopkins Bloomberg School of Public Health and an internationally recognized expert on public health preparedness, pandemic and emerging infectious disease said in 2017 that the lack of an internationally standardized approval process that could be used to guide countries in conducting public health experiments for resurrecting a disease that has already been eradicated increases the risk that the disease could be used in bioterrorism. This was in reference to the lab synthesis of horsepox in 2017 by researchers at the University of Alberta. The researchers recreated horsepox, an extinct cousin of the smallpox virus, in order to research new ways to treat cancer.
In popular culture
Incidents
See also
Biodefence
Biological Weapons Convention
Biorisk
Biosecurity
Project Bacchus
Select agent
References
Bibliography
Further reading
Resolution 1540 "affirms that the proliferation of nuclear, chemical and biological weapons and their means of delivery constitutes a threat to international peace and security. The resolution obliges States, inter alia, to refrain from supporting by any means non-State actors from developing, acquiring, manufacturing, possessing, transporting, transferring or using nuclear, chemical or biological weapons and their means of delivery".
NOVA: Bioterror
Carus, W. Seth Working Paper: Bioterrorism and Biocrimes. The Illicit Use of Biological Agents Since 1900, Feb 2001 revision. (Final published version: )
United States
Recommended Policy Guidance for Departmental Development of Review Mechanisms for Potential Pandemic Pathogen Care and Oversight (P3CO). Obama Administration. January 9, 2017.
Terrorism by method |
4396 | https://en.wikipedia.org/wiki/Northrop%20Grumman%20B-2%20Spirit | Northrop Grumman B-2 Spirit | The Northrop Grumman B-2 Spirit, also known as the Stealth Bomber, is an American heavy strategic bomber, featuring low-observable stealth technology designed to penetrate dense anti-aircraft defenses. A subsonic flying wing with a crew of two, the plane was designed by Northrop (later Northrop Grumman) and produced from 1987 to 2000. The bomber can drop conventional and thermonuclear weapons, such as up to eighty Mk 82 JDAM GPS-guided bombs, or sixteen B83 nuclear bombs. The B-2 is the only acknowledged in-service aircraft that can carry large air-to-surface standoff weapons in a stealth configuration.
Development began under the Advanced Technology Bomber (ATB) project during the Carter administration, which cancelled the Mach 2-capable B-1A bomber in part because the ATB showed such promise. But development difficulties delayed progress and drove up costs. Ultimately, the program produced 21 B-2s at an average cost of $2.13 billion (in 1997 dollars), including development, engineering, testing, production, and procurement. Building each aircraft cost an average of US$737 million, while total procurement costs (including production, spare parts, equipment, retrofitting, and software support) averaged $929 million (~$ in ) per plane.
The project's considerable capital and operating costs made it controversial in the U.S. Congress even before the winding-down of the Cold War dramatically reduced the need for a stealth aircraft designed to strike deep in Soviet territory. Consequently, in the late 1980s and 1990s lawmakers shrank the planned purchase of 132 bombers to 21.
As of 2015, twenty B-2s were in service with the United States Air Force, one having been destroyed in a 2008 crash. The Air Force plans to operate them until 2032, when the Northrop Grumman B-21 Raider is to replace them.
The B-2 can perform attack missions at altitudes of up to ; it has an unrefueled range of more than and can fly more than with one midair refueling. It entered service in 1997 as the second aircraft designed with advanced stealth technology, after the Lockheed F-117 Nighthawk attack aircraft. Primarily designed as a nuclear bomber, the B-2 was first used in combat to drop conventional, non-nuclear ordnance in the Kosovo War in 1999. It was later used in Iraq, Afghanistan, and Libya.
Development
Origins
By the mid-1970s, military aircraft designers had learned of a new method to avoid missiles and interceptors, known today as "stealth". The concept was to build an aircraft with an airframe that deflected or absorbed radar signals so that little was reflected back to the radar unit. An aircraft having radar stealth characteristics would be able to fly nearly undetected and could be attacked only by weapons and systems not relying on radar. Although other detection measures existed, such as human observation, infrared scanners, as well as acoustic locators, their relatively short detection range or poorly-developed technology allowed most aircraft to fly undetected, or at least untracked, especially at night.
In 1974, DARPA requested information from U.S. aviation firms about the largest radar cross-section of an aircraft that would remain effectively invisible to radars. Initially, Northrop and McDonnell Douglas were selected for further development. Lockheed had experience in this field with the development of the Lockheed A-12 and SR-71, which included several stealthy features, notably its canted vertical stabilizers, the use of composite materials in key locations, and the overall surface finish in radar-absorbing paint. A key improvement was the introduction of computer models used to predict the radar reflections from flat surfaces where collected data drove the design of a "faceted" aircraft. Development of the first such designs started in 1975 with the Have Blue, a model Lockheed built to test the concept.
Plans were well advanced by the summer of 1975, when DARPA started the Experimental Survivability Testbed project. Northrop and Lockheed were awarded contracts in the first round of testing. Lockheed received the sole award for the second test round in April 1976 leading to the Have Blue program and eventually the F-117 stealth attack aircraft. Northrop also had a classified technology demonstration aircraft, the Tacit Blue in development in 1979 at Area 51. It developed stealth technology, LO (low observables), fly-by-wire, curved surfaces, composite materials, electronic intelligence, and Battlefield Surveillance Aircraft Experimental. The stealth technology developed from the program was later incorporated into other operational aircraft designs, including the B-2 stealth bomber.
ATB program
By 1976, these programs had progressed to a position in which a long-range strategic stealth bomber appeared viable. President Jimmy Carter became aware of these developments during 1977, and it appears to have been one of the major reasons the B-1 was canceled. Further studies were ordered in early 1978, by which point the Have Blue platform had flown and proven the concepts. During the 1980 presidential election campaign in 1979, Ronald Reagan repeatedly stated that Carter was weak on defense and used the B-1 as a prime example. In response, on 22 August 1980 the Carter administration publicly disclosed that the United States Department of Defense was working to develop stealth aircraft, including a bomber.
The Advanced Technology Bomber (ATB) program began in 1979. Full development of the black project followed, funded under the code name "Aurora". After the evaluations of the companies' proposals, the ATB competition was narrowed to the Northrop/Boeing and Lockheed/Rockwell teams with each receiving a study contract for further work. Both teams used flying wing designs. The Northrop proposal was code named "Senior Ice", and the Lockheed proposal code named "Senior Peg". Northrop had prior experience developing the YB-35 and YB-49 flying wing aircraft. The Northrop design was larger while the Lockheed design included a small tail. In 1979, designer Hal Markarian produced a sketch of the aircraft that bore considerable similarities to the final design. The USAF originally planned to procure 165 ATB bombers.
The Northrop team's ATB design was selected over the Lockheed/Rockwell design on 20 October 1981. The Northrop design received the designation B-2 and the name "Spirit". The bomber's design was changed in the mid-1980s when the mission profile was changed from high-altitude to low-altitude, terrain-following. The redesign delayed the B-2's first flight by two years and added about US$1 billion to the program's cost. An estimated US$23 billion was secretly spent for research and development on the B-2 by 1989. MIT engineers and scientists helped assess the mission effectiveness of the aircraft under a five-year classified contract during the 1980s. Northrop was the B-2's prime contractor; major subcontractors included Boeing, Hughes Aircraft (now Raytheon), GE, and Vought Aircraft.
Secrecy and espionage
During its design and development, the Northrop B-2 program was a black project; all program personnel needed a secret clearance. Still, it was less closely held than the Lockheed F-117 program; more people in the federal government knew about the B-2, and more information about the project was available. Both during development and in service, considerable effort has been devoted to maintaining the security of the B-2's design and technologies. Staff working on the B-2 in most, if not all, capacities need a level of special-access clearance and undergo extensive background checks carried out by a special branch of the USAF.
A former Ford automobile assembly plant in Pico Rivera, California, was acquired and heavily rebuilt; the plant's employees were sworn to secrecy. To avoid suspicion, components were typically purchased through front companies, military officials would visit out of uniform, and staff members were routinely subjected to polygraph examinations. Nearly all information on the program was kept from the Government Accountability Office (GAO) and members of Congress until the mid-1980s.
The B-2 was first publicly displayed on 22 November 1988 at United States Air Force Plant 42 in Palmdale, California, where it was assembled. This viewing was heavily restricted, and guests were not allowed to see the rear of the B-2. However, Aviation Week editors found that there were no airspace restrictions above the presentation area and took aerial photographs of the aircraft's secret rear section with suppressed engine exhausts. The B-2's (s/n 82-1066 / AV-1) first public flight was on 17 July 1989 from Palmdale to Edwards Air Force Base.
In 1984, Northrop employee Thomas Patrick Cavanagh was arrested for attempting to sell classified information from the Pico Rivera factory to the Soviet Union. Cavanagh was sentenced to life in prison in 1985 but released on parole in 2001. In October 2005, Noshir Gowadia, a design engineer who worked on the B-2's propulsion system, was arrested for selling classified information to China. Gowadia was convicted and sentenced to 32 years in prison.
Program costs and procurement
A procurement of 132 aircraft was planned in the mid-1980s but was later reduced to 75. By the early 1990s the Soviet Union dissolved, effectively eliminating the Spirit's primary Cold War mission. Under budgetary pressures and Congressional opposition, in his 1992 State of the Union address, President George H. W. Bush announced B-2 production would be limited to 20 aircraft. In 1996, however, the Clinton administration, though originally committed to ending production of the bombers at 20 aircraft, authorized the conversion of a 21st bomber, a prototype test model, to Block 30 fully operational status at a cost of nearly $500 million (~$ in ). In 1995, Northrop made a proposal to the USAF to build 20 additional aircraft with a flyaway cost of $566 million each.
The program was the subject of public controversy for its cost to American taxpayers. In 1996, the GAO disclosed that the USAF's B-2 bombers "will be, by far, the most costly bombers to operate on a per aircraft basis", costing over three times as much as the B-1B (US$9.6 million annually) and over four times as much as the B-52H (US$6.8 million annually). In September 1997, each hour of B-2 flight necessitated 119 hours of maintenance. Comparable maintenance needs for the B-52 and the B-1B are 53 and 60 hours, respectively, for each hour of flight. A key reason for this cost is the provision of air-conditioned hangars large enough for the bomber's wingspan, which are needed to maintain the aircraft's stealth properties, particularly its "low-observable" stealth skins. Maintenance costs are about $3.4 million per month for each aircraft. An August 1995 GAO report disclosed that the B-2 had trouble operating in heavy rain, as rain could damage the aircraft's stealth coating, causing procurement delays until an adequate protective coating could be found. In addition, the B-2's terrain-following/terrain-avoidance radar had difficulty distinguishing rain from other obstacles, rendering the subsystem inoperable during rain. However a subsequent report in October 1996 noted that the USAF had made some progress in resolving the issues with the radar via software fixes and hoped to have these fixes undergoing tests by the spring of 1997.
The total "military construction" cost related to the program was projected to be US$553.6 million in 1997 dollars. The cost to procure each B-2 was US$737 million in 1997 dollars (equivalent to US$ million in 2021), based only on a fleet cost of US$15.48 billion. The procurement cost per aircraft, as detailed in GAO reports, which include spare parts and software support, was $929 million per aircraft in 1997 dollars.
The total program cost projected through 2004 was US$44.75 billion in 1997 dollars (equivalent to US$ billion in 2021). This includes development, procurement, facilities, construction, and spare parts. The total program cost averaged US$2.13 billion per aircraft. The B-2 may cost up to $135,000 per flight hour to operate in 2010, which is about twice that of the B-52 and B-1.
Opposition
In its consideration of the fiscal year 1990 defense budget, the House Armed Services Committee trimmed $800 million from the B-2 research and development budget, while at the same time staving off a motion to end the project. Opposition in committee and in Congress was mostly broad and bipartisan, with Congressmen Ron Dellums (D-CA), John Kasich (R-OH), and John G. Rowland (R-CT) authorizing the motion to end the project—as well as others in the Senate, including Jim Exon (D-NE) and John McCain (R-AZ) also opposing the project. Dellums and Kasich, in particular, worked together from 1989 through the early 1990s to limit production to 21 aircraft and were ultimately successful.
The escalating cost of the B-2 program and evidence of flaws in the aircraft's ability to elude detection by radar were among factors that drove opposition to continue the program. At the peak production period specified in 1989, the schedule called for spending US$7 billion to $8 billion per year in 1989 dollars, something Committee Chair Les Aspin (D-WI) said "won't fly financially". In 1990, the Department of Defense accused Northrop of using faulty components in the flight control system; it was also found that redesign work was required to reduce the risk of damage to engine fan blades by bird ingestion.
In time, several prominent members of Congress began to oppose the program's expansion, including Senator John Kerry (D-MA), who cast votes against the B-2 in 1989, 1991, and 1992. By 1992, Bush had called for the cancellation of the B-2 and promised to cut military spending by 30% in the wake of the collapse of the Soviet Union. In October 1995, former Chief of Staff of the United States Air Force, General Mike Ryan, and former Chairman of the Joint Chiefs of Staff, General John Shalikashvili, strongly recommended against Congressional action to fund the purchase of any additional B-2s, arguing that to do so would require unacceptable cuts in existing conventional and nuclear-capable aircraft, and that the military had greater priorities in spending a limited budget.
Some B-2 advocates argued that procuring twenty additional aircraft would save money because B-2s would be able to deeply penetrate anti-aircraft defenses and use low-cost, short-range attack weapons rather than expensive standoff weapons. However, in 1995, the Congressional Budget Office (CBO) and its Director of National Security Analysis found that additional B-2s would reduce the cost of expended munitions by less than US$2 billion in 1995 dollars during the first two weeks of a conflict, in which the USAF predicted bombers would make their greatest contribution; this was a small fraction of the US$26.8 billion (in 1995 dollars) life cycle cost that the CBO projected for an additional 20 B-2s.
In 1997, as Ranking Member of the House Armed Services Committee and National Security Committee, Congressman Ron Dellums (D-CA), a long-time opponent of the bomber, cited five independent studies and offered an amendment to that year's defense authorization bill to cap production of the bombers to the existing 21 aircraft; the amendment was narrowly defeated. Nonetheless, Congress did not approve funding for additional B-2s.
Further developments
Several upgrade packages have been applied to the B-2. In July 2008, the B-2's onboard computing architecture was extensively redesigned; it now incorporates a new integrated processing unit that communicates with systems throughout the aircraft via a newly installed fiber optic network; a new version of the operational flight program software was also developed, with legacy code converted from the JOVIAL programming language to standard C. Updates were also made to the weapon control systems to enable strikes upon moving targets, such as ground vehicles.
On 29 December 2008, USAF officials awarded a US$468 million contract to Northrop Grumman to modernize the B-2 fleet's radars. Changing the radar's frequency was required as the United States Department of Commerce had sold that radio spectrum to another operator. In July 2009, it was reported that the B-2 had successfully passed a major USAF audit. In 2010, it was made public that the Air Force Research Laboratory had developed a new material to be used on the part of the wing trailing edge subject to engine exhaust, replacing existing material that quickly degraded.
In July 2010, political analyst Rebecca Grant speculated that when the B-2 becomes unable to reliably penetrate enemy defenses, the Lockheed Martin F-35 Lightning II may take on its strike/interdiction mission, carrying B61 nuclear bombs as a tactical bomber. However, in March 2012, The Pentagon announced that a $2 billion, 10-year-long modernization of the B-2 fleet was to begin. The main area of improvement would be replacement of outdated avionics and equipment. Continued modernization efforts likely have continued in secret, as alluded to by a B-2 commander from Whiteman Air Force Base in April 2021, possibly indicating offensive weapons capability against threatening air defenses and aircraft. He stated:
It was reported in 2011 that The Pentagon was evaluating an unmanned stealth bomber, characterized as a "mini-B-2", as a potential replacement in the near future. In 2012, USAF Chief of Staff General Norton Schwartz stated the B-2's 1980s-era stealth technologies would make it less survivable in future contested airspaces, so the USAF is to proceed with the Next-Generation Bomber despite overall budget cuts. In 2012 projections, it was estimated that the Next-Generation Bomber would have an overall cost of $55 billion.
In 2013, the USAF contracted for the Defensive Management System Modernization program to replace the antenna system and other electronics to increase the B-2's frequency awareness. The Common Very Low Frequency Receiver upgrade allows the B-2s to use the same very low frequency transmissions as the Ohio-class submarines so as to continue in the nuclear mission until the Mobile User Objective System is fielded. In 2014, the USAF outlined a series of upgrades including nuclear warfighting, a new integrated processing unit, the ability to carry cruise missiles, and threat warning improvements.
In 1998, a Congressional panel advised the USAF to refocus resources away from continued B-2 production and instead begin development of a new bomber, either a new build or a variant of the B-2. In its 1999 bomber roadmap the USAF eschewed the panel's recommendations, believing its current bomber fleet could be maintained until the 2030s. The service believed that development could begin in 2013, in time to replace aging B-2s, B-1s and B-52s around 2037.
Although the USAF previously planned to operate the B-2 until 2058, the FY 2019 budget moved up its retirement to "no later than 2032". It also moved the retirement of the B-1 to 2036 while extending the B-52's service life into the 2050s, because the B-52 has lower maintenance costs, versatile conventional payload, and the ability to carry nuclear cruise missiles (which the B-1 is treaty-prohibited from doing). The decision to retire the B-2 early was made because the small fleet of 20 is considered too expensive per plane to retain, with its position as a stealth bomber being taken over with the introduction of the B-21 Raider starting in the mid-2020s.
Design
Overview
The B-2 Spirit was developed to take over the USAF's vital penetration missions, allowing it to travel deep into enemy territory to deploy ordnance, which could include nuclear weapons. The B-2 is a flying wing aircraft, meaning that it has no fuselage or tail. It has significant advantages over previous bombers due to its blend of low-observable technologies with high aerodynamic efficiency and a large payload. Low observability provides greater freedom of action at high altitudes, thus increasing both range and field of view for onboard sensors. The USAF reports its range as approximately . At cruising altitude, the B-2 refuels every six hours, taking on up to of fuel at a time.
The development and construction of the B-2 required pioneering use of computer-aided design and manufacturing technologies due to its complex flight characteristics and design requirements to maintain very low visibility to multiple means of detection. The B-2 bears a resemblance to earlier Northrop aircraft; the YB-35 and YB-49 were both flying wing bombers that had been canceled in development in the early 1950s, allegedly for political reasons. The resemblance goes as far as B-2 and YB-49 having the same wingspan. The YB-49 also had a small radar cross-section.
Approximately 80 pilots fly the B-2. Each aircraft has a crew of two, a pilot in the left seat and mission commander in the right, and has provisions for a third crew member if needed. For comparison, the B-1B has a crew of four and the B-52 has a crew of five. The B-2 is highly automated, and one crew member can sleep in a camp bed, use a toilet, or prepare a hot meal while the other monitors the aircraft, unlike most two-seat aircraft. Extensive sleep cycle and fatigue research was conducted to improve crew performance on long sorties. Advanced training is conducted at the USAF Weapons School.
Armaments and equipment
In the envisaged Cold War scenario, the B-2 was to perform deep-penetrating nuclear strike missions, making use of its stealthy capabilities to avoid detection and interception throughout the missions. There are two internal bomb bays in which munitions are stored either on a rotary launcher or two bomb-racks; the carriage of the weapons loadouts internally results in less radar visibility than external mounting of munitions. The B-2 is capable of carrying of ordnance. Nuclear ordnance includes the B61 and B83 nuclear bombs; the AGM-129 ACM cruise missile was also intended for use on the B-2 platform.
In light of the dissolution of the Soviet Union, it was decided to equip the B-2 for conventional precision attacks as well as for the strategic role of nuclear-strike. The B-2 features a sophisticated GPS-Aided Targeting System (GATS) that uses the aircraft's APQ-181 synthetic aperture radar to map out targets prior to the deployment of GPS-aided bombs (GAMs), later superseded by the Joint Direct Attack Munition (JDAM). In the B-2's original configuration, up to 16 GAMs or JDAMs could be deployed; An upgrade program in 2004 raised the maximum carrier capacity to 80 JDAMs.
The B-2 has various conventional weapons in its arsenal, including Mark 82 and Mark 84 bombs, CBU-87 Combined Effects Munitions, GATOR mines, and the CBU-97 Sensor Fuzed Weapon. In July 2009, Northrop Grumman reported the B-2 was compatible with the equipment necessary to deploy the Massive Ordnance Penetrator (MOP), which is intended to attack reinforced bunkers; up to two MOPs could be equipped in the B-2's bomb bays with one per bay, the B-2 is the only platform compatible with the MOP as of 2012. As of 2011, the AGM-158 JASSM cruise missile is an upcoming standoff munition to be deployed on the B-2 and other platforms. This is to be followed by the Long Range Standoff Weapon, which may give the B-2 standoff nuclear capability for the first time.
Avionics and systems
To make the B-2 more effective than previous bombers, many advanced and modern avionics systems were integrated into its design; these have been modified and improved following a switch to conventional warfare missions. One system is the low probability of intercept AN/APQ-181 multi-mode radar, a fully digital navigation system that is integrated with terrain-following radar and Global Positioning System (GPS) guidance, NAS-26 astro-inertial navigation system (first such system tested on the Northrop SM-62 Snark cruise missile) and a Defensive Management System (DMS) to inform the flight crew of possible threats. The onboard DMS is capable of automatically assessing the detection capabilities of identified threats and indicated targets. The DMS will be upgraded by 2021 to detect radar emissions from air defenses to allow changes to the auto-router's mission planning information while in-flight so it can receive new data quickly to plan a route that minimizes exposure to dangers.
For safety and fault-detection purposes, an on-board test system is linked with the majority of avionics on the B-2 to continuously monitor the performance and status of thousands of components and consumables; it also provides post-mission servicing instructions for ground crews. In 2008, many of the 136 standalone distributed computers on board the B-2, including the primary flight management computer, were being replaced by a single integrated system. The avionics are controlled by 13 EMP-resistant MIL-STD-1750A computers, which are interconnected through 26 MIL-STD-1553B-busses; other system elements are connected via optical fiber.
In addition to periodic software upgrades and the introduction of new radar-absorbent materials across the fleet, the B-2 has had several major upgrades to its avionics and combat systems. For battlefield communications, both Link-16 and a high frequency satellite link have been installed, compatibility with various new munitions has been undertaken, and the AN/APQ-181 radar's operational frequency was shifted to avoid interference with other operators' equipment. The arrays of the upgraded radar features were entirely replaced to make the AN/APQ-181 into an active electronically scanned array (AESA) radar. Due to the B-2's composite structure, it is required to stay away from thunderstorms, to avoid static discharge and lightning strikes.
Flight controls
To address the inherent flight instability of a flying wing aircraft, the B-2 uses a complex quadruplex computer-controlled fly-by-wire flight control system that can automatically manipulate flight surfaces and settings without direct pilot inputs to maintain aircraft stability. The flight computer receives information on external conditions such as the aircraft's current air speed and angle of attack via pitot-static sensing plates, as opposed to traditional pitot tubes which would impair the aircraft's stealth capabilities. The flight actuation system incorporates both hydraulic and electrical servoactuated components, and it was designed with a high level of redundancy and fault-diagnostic capabilities.
Northrop had investigated several means of applying directional control that would infringe on the aircraft's radar profile as little as possible, eventually settling on a combination of split brake-rudders and differential thrust. Engine thrust became a key element of the B-2's aerodynamic design process early on; thrust not only affects drag and lift but pitching and rolling motions as well. Four pairs of control surfaces are located along the wing's trailing edge; while most surfaces are used throughout the aircraft's flight envelope, the inner elevons are normally only in use at slow speeds, such as landing. To avoid potential contact damage during takeoff and to provide a nose-down pitching attitude, all of the elevons remain drooped during takeoff until a high enough airspeed has been attained.
Stealth
The B-2's low-observable, or "stealth", characteristics enable the undetected penetration of sophisticated anti-aircraft defenses and to attack even heavily defended targets. This stealth comes from a combination of reduced acoustic, infrared, visual and radar signatures (multi-spectral camouflage) to evade the various detection systems that could be used to detect and be used to direct attacks against an aircraft. The B-2's stealth enables the reduction of supporting aircraft that are required to provide air cover, Suppression of Enemy Air Defenses and electronic countermeasures, making the bomber a "force multiplier". , there have been no instances of a missile being launched at a B-2.
To reduce optical visibility during daylight flights, the B-2 is painted in an anti-reflective paint. The undersides are dark because it flies at high altitudes (), and at that altitude a dark grey painting blends well into the sky. It is speculated to have an upward-facing light sensor which alerts the pilot to increase or reduce altitude to match the changing illuminance of the sky. The original design had tanks for a contrail-inhibiting chemical, but this was replaced in production aircraft by a contrail sensor that alerts the crew when they should change altitude. The B-2 is vulnerable to visual interception at ranges of or less. The B-2 is stored in a $5 million specialised air-conditioned hangar to maintain its stealth coating. Every seven years, this coating is carefully washed away with crystallised wheat starch so that the B-2's surfaces can be inspected for any dents or scratches.
Radar
Reportedly, the B-2 has a radar cross-section (RCS) of about . The bomber does not always fly stealthily; when nearing air defenses pilots "stealth up" the B-2, a maneuver whose details are secret. The aircraft is stealthy, except briefly when the bomb bay opens. The B-2's clean, low-drag flying wing configuration not only provides exceptional range but is also beneficial to reducing its radar profile. The flying wing design most closely resembles a so-called infinite flat plate (as vertical control surfaces dramatically increase RCS), the perfect stealth shape, as it would lack angles to reflect back radar waves (initially, the shape of the Northrop ATB concept was flatter; it gradually increased in volume according to specific military requirements). Without vertical surfaces to reflect radar laterally, side aspect radar cross section is also reduced. Radars operating at a lower frequency band (S or L band) are able to detect and track certain stealth aircraft that have multiple control surfaces, like canards or vertical stabilizers, where the frequency wavelength can exceed a certain threshold and cause a resonant effect.
RCS reduction as a result of shape had already been observed on the Royal Air Force's Avro Vulcan strategic bomber, and the USAF's F-117 Nighthawk. The F-117 used flat surfaces (faceting technique) for controlling radar returns as during its development (see Lockheed Have Blue) in the early 1970s, technology only allowed for the simulation of radar reflections on simple, flat surfaces; computing advances in the 1980s made it possible to simulate radar returns on more complex curved surfaces. The B-2 is composed of many curved and rounded surfaces across its exposed airframe to deflect radar beams. This technique, known as continuous curvature, was made possible by advances in computational fluid dynamics, and first tested on the Northrop Tacit Blue.
Infrared
Some analysts claim infra-red search and track systems (IRSTs) can be deployed against stealth aircraft, because any aircraft surface heats up due to air friction and with a two channel IRST is a (4.3 µm absorption maxima) detection possible, through difference comparing between the low and high channel.
Burying engines deep inside the fuselage also minimizes the thermal visibility or infrared signature of the exhaust. At the engine intake, cold air from the boundary layer below the main inlet enters the fuselage (boundary layer suction, first tested on the Northrop X-21) and is mixed with hot exhaust air just before the nozzles (similar to the Ryan AQM-91 Firefly). According to the Stefan–Boltzmann law, this results in less energy (thermal radiation in the infrared spectrum) being released and thus a reduced heat signature. The resulting cooler air is conducted over a surface composed of heat resistant carbon-fiber-reinforced polymer and titanium alloy elements, which disperse the air laterally, to accelerate its cooling. The B-2 lacks afterburners as the hot exhaust would increase the infrared signature; breaking the sound barrier would produce an obvious sonic boom as well as aerodynamic heating of the aircraft skin which would also increase the infrared signature.
Materials
According to the Huygens–Fresnel principle, even a very flat plate would still reflect radar waves, though much less than when a signal is bouncing at a right angle. Additional reduction in its radar signature was achieved by the use of various radar-absorbent materials (RAM) to absorb and neutralize radar beams. The majority of the B-2 is made out of a carbon-graphite composite material that is stronger than steel, lighter than aluminum, and absorbs a significant amount of radar energy.
The B-2 is assembled with unusually tight engineering tolerances to avoid leaks as they could increase its radar signature. Innovations such as alternate high frequency material (AHFM) and automated material application methods were also incorporated to improve the aircraft's radar-absorbent properties and reduce maintenance requirements. In early 2004, Northrop Grumman began applying a newly developed AHFM to operational B-2s. To protect the operational integrity of its sophisticated radar absorbent material and coatings, each B-2 is kept inside a climate-controlled hangar (Extra Large Deployable Aircraft Hangar System) large enough to accommodate its wingspan.
Shelter system
B-2s are supported by portable, environmentally-controlled hangars called B-2 Shelter Systems (B2SS). The hangars are built by American Spaceframe Fabricators Inc. and cost approximately US$5 million apiece. The need for specialized hangars arose in 1998 when it was found that B-2s passing through Andersen Air Force Base did not have the climate-controlled environment maintenance operations required. In 2003, the B2SS program was managed by the Combat Support System Program Office at Eglin Air Force Base. B2SS hangars are known to have been deployed to Naval Support Facility Diego Garcia and RAF Fairford.
Operational history
1990s
The first operational aircraft, christened Spirit of Missouri, was delivered to Whiteman Air Force Base, Missouri, where the fleet is based, on 17 December 1993. The B-2 reached initial operational capability (IOC) on 1 January 1997. Depot maintenance for the B-2 is accomplished by USAF contractor support and managed at Oklahoma City Air Logistics Center at Tinker Air Force Base. Originally designed to deliver nuclear weapons, modern usage has shifted towards a flexible role with conventional and nuclear capability.
The B-2's combat debut was in 1999, during the Kosovo War. It was responsible for destroying 33% of selected Serbian bombing targets in the first eight weeks of U.S. involvement in the War. During this war, six B-2s flew non-stop to Yugoslavia from their home base in Missouri and back, totaling 30 hours. Although the bombers accounted 50 sorties out of a total of 34,000 NATO sorties, they dropped 11 percent of all bombs. The B-2 was the first aircraft to deploy GPS satellite-guided JDAM "smart bombs" in combat use in Kosovo. The use of JDAMs and precision-guided munitions effectively replaced the controversial tactic of carpet-bombing, which had been harshly criticized due to it causing indiscriminate civilian casualties in prior conflicts, such as the 1991 Gulf War. On 7 May 1999, a B-2 dropped five JDAMs on the Chinese Embassy, killing several staff. By then, the B-2 had dropped 500 bombs in Yugoslavia.
2000s
The B-2 saw service in Afghanistan, striking ground targets in support of Operation Enduring Freedom. With aerial refueling support, the B-2 flew one of its longest missions to date from Whiteman Air Force Base in Missouri to Afghanistan and back. B-2s would be stationed in the Middle East as a part of a US military buildup in the region from 2003.
The B-2's combat use preceded a USAF declaration of "full operational capability" in December 2003. The Pentagon's Operational Test and Evaluation 2003 Annual Report noted that the B-2's serviceability for Fiscal Year 2003 was still inadequate, mainly due to the maintainability of the B-2's low observable coatings. The evaluation also noted that the Defensive Avionics suite had shortcomings with "pop-up threats".
During the Iraq War, B-2s operated from Diego Garcia and an undisclosed "forward operating location". Other sorties in Iraq have launched from Whiteman AFB. the longest combat mission has been 44.3 hours. "Forward operating locations" have been previously designated as Andersen Air Force Base in Guam and RAF Fairford in the United Kingdom, where new climate controlled hangars have been constructed. B-2s have conducted 27 sorties from Whiteman AFB and 22 sorties from a forward operating location, releasing more than of munitions, including 583 JDAM "smart bombs" in 2003.
2010s
In response to organizational issues and high-profile mistakes made within the USAF, all of the B-2s, along with the nuclear-capable B-52s and the USAF's intercontinental ballistic missiles (ICBMs), were transferred to the newly formed Air Force Global Strike Command on 1 February 2010.
In March 2011, B-2s were the first U.S. aircraft into action in Operation Odyssey Dawn, the UN mandated enforcement of the Libyan no-fly zone. Three B-2s dropped 40 bombs on a Libyan airfield in support of the UN no-fly zone. The B-2s flew directly from the U.S. mainland across the Atlantic Ocean to Libya; a B-2 was refueled by allied tanker aircraft four times during each round trip mission.
In August 2011, The New Yorker reported that prior to the May 2011 U.S. Special Operations raid into Abbottabad, Pakistan that resulted in the death of Osama bin Laden, U.S. officials had considered an airstrike by one or more B-2s as an alternative; the use of a bunker busting bomb was rejected due to potential damage to nearby civilian buildings. There were also concerns an airstrike would make it difficult to positively identify Bin Laden's remains, making it hard to confirm his death.
On 28 March 2013, two B-2s flew a round trip of from Whiteman Air Force base in Missouri to South Korea, dropping dummy ordnance on the Jik Do target range. The mission, part of the annual South Korean–United States military exercises, was the first time that B-2s overflew the Korean peninsula. Tensions between the Koreas were high; North Korea protested against the B-2's participation and made threats of retaliatory nuclear strikes against South Korea and the United States.
On 18 January 2017, two B-2s attacked an ISIS training camp southwest of Sirte, Libya, killing around 85 militants. The B-2s together dropped 108 precision-guided Joint Direct Attack Munition (JDAM) bombs. These strikes were followed by an MQ-9 Reaper unmanned aerial vehicle firing Hellfire missiles. Each B-2 flew a 33-hour, round-trip mission from Whiteman Air Force Base, Missouri with four or five (accounts differ) refuelings during the trip.
Operators
United States Air Force (20 aircraft in active inventory)
Air Force Global Strike Command
509th Bomb Wing – Whiteman Air Force Base, Missouri (19 B-2s)
13th Bomb Squadron 2005–present
325th Bomb Squadron 1998–2005
393rd Bomb Squadron 1993–present
394th Combat Training Squadron 1996–2018
Air Combat Command
53d Wing – Eglin Air Force Base, Florida
72nd Test and Evaluation Squadron (Whiteman AFB, Missouri) 1998–present
57th Wing – Nellis AFB, Nevada
325th Weapons Squadron – Whiteman AFB, Missouri 2005–present
715th Weapons Squadron 2003–2005
Air National Guard
131st Bomb Wing (Associate) – Whiteman AFB, Missouri 2009–present
110th Bomb Squadron
Air Force Materiel Command
412th Test Wing – Edwards Air Force Base, California (has one B-2)
419th Flight Test Squadron 1997–present
420th Flight Test Squadron 1992–1997
Air Force Systems Command
6510th Test Wing – Edwards AFB, California 1989–1992
6520th Flight Test Squadron
Accidents and incidents
On 23 February 2008, B-2 "AV-12" Spirit of Kansas crashed on the runway shortly after takeoff from Andersen Air Force Base in Guam. Spirit of Kansas had been operated by the 393rd Bomb Squadron, 509th Bomb Wing, Whiteman Air Force Base, Missouri, and had logged 5,176 flight hours. The two-person crew ejected safely from the aircraft. The aircraft was destroyed, a hull loss valued at US$1.4 billion. After the accident, the USAF took the B-2 fleet off operational status for 53 days, returning on 15 April 2008. The cause of the crash was later determined to be moisture in the aircraft's Port Transducer Units during air data calibration, which distorted the information being sent to the bomber's air data system. As a result, the flight control computers calculated an inaccurate airspeed, and a negative angle of attack, causing the aircraft to pitch upward 30 degrees during takeoff. This was the first crash of a B-2 and the only loss .
In February 2010, a serious incident involving a B-2 occurred at Andersen Air Force Base in Guam. The aircraft involved was AV-11 Spirit of Washington. The aircraft was severely damaged by fire while on the ground and underwent 18 months of repairs to enable it to fly back to the mainland U.S. for more comprehensive repairs. Spirit of Washington was repaired and returned to service in December 2013. At the time of the accident, the USAF had no training to deal with tailpipe fires on the B-2s.
On the night of 13–14 September 2021, the B-2 Spirit of Georgia made an emergency landing at Whiteman AFB. The aircraft landed and went off the runway into the grass and came to rest on its left side. The cause was later determined to be faulty landing gear springs and "microcracking" in hydraulic connections on the aircraft. The lock link springs in the left landing gear had likely not been replaced in at least a decade, and produced about 11% less tension than specified. The "microcracking" reduced hydraulic support to the landing gear. These problems allowed the landing gear to fold upon landing. The accident resulted in a minimum of $10.1 million in repair damages, but the final repair cost was still being determined in March 2022.
On 10 December 2022, an in-flight malfunction aboard a B-2 forced an emergency landing at Whiteman AFB. No personnel, including the flight crew, sustained injuries during the incident; there was a post-crash fire that was quickly put out. Subsequently, all B-2s were grounded. On 18 May 2023, Air Force officials lifted the grounding without disclosing any details about what caused the incident, or what steps had been taken return the aircraft to operation.
Aircraft on display
No operational B-2s have been retired by the Air Force to be put on display. B-2s have made occasional appearances on ground display at various air shows.
B-2 test article (s/n AT-1000), the second of two built without engines or instruments and used for static testing, was placed on display in 2004 at the National Museum of the United States Air Force near Dayton, Ohio. The test article passed all structural testing requirements before the airframe failed. The museum's restoration team spent over a year reassembling the fractured airframe. The display airframe is marked to resemble Spirit of Ohio (S/N 82-1070), the B-2 used to test the design's ability to withstand extreme heat and cold. The exhibit features Spirit of Ohios nose wheel door, with its Fire and Ice artwork, which was painted and signed by the technicians who performed the temperature testing. The restored test aircraft is on display in the museum's "Cold War Gallery".
Specifications (B-2A Block 30)
Individual aircraft
Sources: B-2 Spirit (Pace), Fas.org
Notable appearances in media
See also
Notes
References
Bibliography
"Air Force, Options to Retire or Restructure the Force Would Reduce Planned Spending, NSIAD-96-192." US General Accounting Office, September 1996.
Crickmore, Paul and Alison J. Crickmore, "Nighthawk F-117 Stealth Fighter". North Branch, Minnesota: Zenith Imprint, 2003. .
Croddy, Eric and James J. Wirtz. Weapons of Mass Destruction: An Encyclopedia of Worldwide Policy, Technology, and History, Volume 2. Santa Barbara, California: ABC-CLIO, 2005. .
Dawson, T.W.G., G.F. Kitchen and G.B. Glider. Measurements of the Radar Echoing Area of the Vulcan by the Optical Simulation Method. Farnborough, Hants, UK: Royal Aircraft Establishment, September 1957 National Archive Catalogue file, AVIA 6/20895
Eden, Paul. "Northrop Grumman B-2 Spirit". Encyclopedia of Modern Military Aircraft. New York: Amber Books, 2004. .
Goodall, James C. "The Northrop B-2A Stealth Bomber." America's Stealth Fighters and Bombers: B-2, F-117, YF-22, and YF-23. St. Paul, Minnesota: MBI Publishing Company, 1992. .
Pelletier, Alain J. "Towards the Ideal Aircraft: The Life and Times of the Flying Wing, Part Two". Air Enthusiast, No. 65, September–October 1996, pp. 8–19. .
Sweetman, Bill. "Inside the stealth bomber". Zenith Imprint, 1999. .
Further reading
Richardson, Doug. Northrop B-2 Spirit (Classic Warplanes). New York: Smithmark Publishers Inc., 1991. .
Sweetman, Bill. Inside the Stealth Bomber. St. Paul, Minnesota: MBI Publishing, 1999. .
Winchester, Jim, ed. "Northrop B-2 Spirit". Modern Military Aircraft (Aviation Factfile). Rochester, Kent, UK: Grange Books plc, 2004. .
The World's Great Stealth and Reconnaissance Aircraft. New York: Smithmark, 1991. .
External links
B-2 Spirit fact sheet and gallery on U.S. Air Force site
B-2 Spirit page on Northrop Grumman site
B-2 Stealth Bomber article on How It Works Daily
B-2 Spirit News Articles
B-02 Spirit
B-02 Spirit
1980s United States bomber aircraft
Flying wings
Stealth aircraft
Quadjets
Relaxed-stability aircraft
Aircraft first flown in 1989
High-altitude and long endurance aircraft
Strategic bombers |
4399 | https://en.wikipedia.org/wiki/Beaver | Beaver | Beavers (genus Castor) are large, semiaquatic rodents of the Northern Hemisphere. There are two existing species: the North American beaver (Castor canadensis) and the Eurasian beaver (C. fiber). Beavers are the second-largest living rodents, after capybaras, weighing up to . They have stout bodies with large heads, long chisel-like incisors, brown or gray fur, hand-like front feet, webbed back feet, and tails that are flat and scaly. The two species differ in skull and tail shape and fur color. Beavers can be found in a number of freshwater habitats, such as rivers, streams, lakes and ponds. They are herbivorous, consuming tree bark, aquatic plants, grasses and sedges.
Beavers build dams and lodges using tree branches, vegetation, rocks and mud; they chew down trees for building material. Dams restrict water flow, and lodges serve as shelters. Their infrastructure creates wetlands used by many other species, and because of their effect on other organisms in the ecosystem, beavers are considered a keystone species. Adult males and females live in monogamous pairs with their offspring. After their first year, the young help their parents repair dams and lodges; older siblings may also help raise newly-born offspring. Beavers hold territories and mark them using scent mounds made of mud, debris, and castoreum—a liquid substance excreted through the beaver's urethra-based castor sacs. Beavers can also recognize their kin by their anal gland secretions and are more likely to tolerate them as neighbors.
Historically, beavers have been hunted for their fur, meat, and castoreum. Castoreum has been used in medicine, perfume, and food flavoring; beaver pelts have been a major driver of the fur trade. Before protections began in the 19th and early 20th centuries, overhunting had nearly exterminated both species. Their populations have since rebounded, and they are listed as species of least concern by the IUCN Red List of mammals. In human culture, the beaver symbolizes industriousness, especially in connection with construction; it is the national animal of Canada.
Etymology
The English word beaver comes from the Old English word or and is connected to the German word and the Dutch word . The ultimate origin of the word is an Indo-European root for . The genus name Castor has its origin in the Greek and translates as . The name beaver is the source for several names of places in Europe including Beverley, Bièvres, Biberbach, Biebrich, Bibra, Bibern, Bibrka, Bobr, Bjurbäcker, Bjurfors, Bober, Bóbrka and Bjurlund.
Taxonomy
There are two extant species: the North American beaver (Castor canadensis) and the Eurasian beaver (C. fiber). The Eurasian beaver is slightly longer and has a more lengthened skull, triangular nasal cavities (as opposed to the square ones of the North American species), a lighter fur color, and a narrower tail.
Carl Linnaeus coined the genus Castor in 1758; he also coined the specific (species) epithet fiber. German zoologist Heinrich Kuhl coined C. canadensis in 1820. However, they were not confirmed to be separate species until the 1970s, when chromosomal evidence became available. (The Eurasian has 48 chromosomes, while the North American has 40.) Prior to that, many considered them the same species. The difference in chromosome numbers prevents them from interbreeding. Twenty-five subspecies have been classified for C. canadensis, and nine have been classified for C. fiber.
Evolution
Beavers belong to the rodent suborder Castorimorpha, along with Heteromyidae (kangaroo rats and kangaroo mice), and the gophers. Modern beavers are the only extant members of the family Castoridae. They originated in North America in the late Eocene and colonized Eurasia via the Bering Land Bridge in the early Oligocene, coinciding with the Grande Coupure, a time of significant changes in animal species around 33million years ago (myr).
The more basal castorids had several unique features: more complex occlusion between cheek teeth, parallel rows of upper teeth, premolars that were only slightly smaller than molars, the presence of a third set of premolars (P3), a hole in the stapes of the inner ear, a smooth palatine bone (with the palatine opening closer to the rear end of the bone), and a longer snout. More derived castorids have less complex occlusion, upper tooth rows that create a V-shape towards the back, larger second premolars compared to molars, absence of a third premolar set and stapes hole, a more grooved palatine (with the opening shifted towards the front), and reduced incisive foramen. Members of the subfamily Palaeocastorinae appeared in late-Oligocene North America. This group consisted primarily of smaller animals with relatively large front legs, a flattened skull, and a reduced tail—all features of a fossorial (burrowing) lifestyle.
In the early Miocene (about 24 mya), castorids evolved a semiaquatic lifestyle. Members of the subfamily Castoroidinae are considered to be a sister group to modern beavers, and included giants like Castoroides of North America and Trogontherium of Eurasia. Castoroides is estimated to have had a length of and a weight of . Fossils of one genus in Castoroidinae, Dipoides, have been found near piles of chewed wood, though Dipoides appears to have been an inferior woodcutter compared to Castor. Researchers suggest that modern beavers and Castoroidinae shared a bark-eating common ancestor. Dam and lodge-building likely developed from bark-eating, and allowed beavers to survive in the harsh winters of the subarctic. There is no conclusive evidence for this behavior occurring in non-Castor species.
The genus Castor likely originated in Eurasia. The earliest fossil remains appear to be C. neglectus, found in Germany and dated 12–10 mya. Mitochondrial DNA studies place the common ancestor of the two living species at around 8 mya. The ancestors of the North American beaver would have crossed the Bering Land Bridge around 7.5 mya. Castor may have competed with members of Castoroidinae, which led to niche differentiation. The fossil species C. praefiber was likely an ancestor of the Eurasian beaver. C. californicus from the Early Pleistocene of North America was similar to but larger than the extant North American beaver.
Characteristics
Beavers are the second-largest living rodents, after capybaras. They have a head–body length of , with a tail, a shoulder height of , and generally weigh , but can be as heavy as . Males and females are almost identical externally. Their bodies are streamlined like marine mammals and their robust build allows them to pull heavy loads. A beaver coat has 12,000–23,000 hairs/cm2 (77,000–148,000 hairs/in2) and functions to keep the animal warm, to help it float in water, and to protect it against predators. Guard hairs are long and typically reddish brown, but can range from yellowish brown to nearly black. The underfur is long and dark gray. Beavers molt every summer.
Beavers have large skulls with powerful chewing muscles. They have four chisel-shaped incisors that continue to grow throughout their lives. The incisors are covered in a thick enamel that is colored orange or reddish-brown by iron compounds. The lower incisors have roots that are almost as long as the entire lower jaw. Beavers have one premolar and three molars on all four sides of the jaws, adding up to 20 teeth. The molars have meandering ridges for grinding woody material. The eyes, ears and nostrils are arranged so that they can remain above water while the rest of the body is submerged. The nostrils and ears have valves that close underwater, while nictitating membranes cover the eyes. To protect the larynx and trachea from water flow, the epiglottis is contained within the nasal cavity instead of the throat. In addition, the back of the tongue can rise and create a waterproof seal. A beaver's lips can close behind the incisors, preventing water from entering their mouths as they cut and bite onto things while submerged.
The beaver's front feet are dexterous, allowing them to grasp and manipulate objects and food, as well as dig. The hind feet are larger and have webbing between the toes, and the second innermost toe has a "double nail" used for grooming. Beavers can swim at ; only their webbed hind feet are used to swim, while the front feet fold under the chest. On the surface, the hind limbs thrust one after the other; while underwater, they move at the same time. Beavers are awkward on land but can move quickly when they feel threatened. They can carry objects while walking on their hind legs.
The beaver's distinctive tail has a conical, muscular, hairy base; the remaining two-thirds of the appendage is flat and scaly. The tail has multiple functions: it provides support for the animal when it is upright (such as when chewing down a tree), acts as a rudder when it is swimming, and stores fat for winter. It also has a countercurrent blood vessel system which allows the animal to lose heat in warm temperatures and retain heat in cold temperatures.
The beaver's sex organs are inside the body, and the male's penis has a cartilaginous baculum. They have only one opening, a cloaca, which is used for reproduction, scent-marking, defecation, and urination. The cloaca evolved secondarily, as most mammals have lost this feature, and may reduce the area vulnerable to infection in dirty water. The beaver's intestine is six times longer than its body, and the caecum is double the volume of its stomach. Microorganisms in the caecum allow them to process around 30 percent of the cellulose they eat. A beaver defecates in the water, leaving behind balls of sawdust. Female beavers have four mammary glands; these produce milk with 19 percent fat, a higher fat content than other rodents. Beavers have two pairs of glands: castor sacs, which are part of the urethra, and anal glands. The castor sacs secrete castoreum, a liquid substance used mainly for marking territory. Anal glands produce an oily substance which the beaver uses as a waterproof ointment for its coat. The substance plays a role in individual and family recognition. Anal secretions are darker in females than males among Eurasian beavers, while the reverse is true for the North American species.
Compared to many other rodents, a beaver's brain has a hypothalamus that is much smaller than the cerebrum; this indicates a relatively advanced brain with higher intelligence. The cerebellum is large, allowing the animal to move within a three-dimensional space (such as underwater) similar to tree-climbing squirrels. The neocortex is devoted mainly to touch and hearing. Touch is more advanced in the lips and hands than the whiskers and tail. Vision in the beaver is relatively poor; the beaver eye cannot see as well underwater as an otter. Beavers have a good sense of smell, which they use for detecting land predators and for inspecting scent marks, food, and other individuals.
Beavers can hold their breath for as long as 15 minutes but typically remain underwater for no more than five or six minutes. Dives typically last less than 30 seconds and are usually no more than deep. When diving, their heart rate decreases to 60 beats per minute, half its normal pace, and blood flow is directed more towards the brain. A beaver's body also has a high tolerance for carbon dioxide. When surfacing, the animal can replace 75 percent of the air in its lungs in one breath, compared to 15 percent for a human.
Distribution and status
The IUCN Red List of mammals lists both beaver species as least concern. The North American beaver is widespread throughout most of the United States and Canada and can be found in northern Mexico. The species was introduced to Finland in 1937 (and then spread to northwestern Russia) and to Tierra del Fuego, Patagonia, in 1946. , the introduced population of North American beavers in Finland has been moving closer to the habitat of the Eurasian beaver. Historically, the North American beaver was trapped and nearly extirpated because its fur was highly sought after. Protections have allowed the beaver population on the continent to rebound to an estimated 6–12million by the late 20th century; still far lower than the originally estimated 60–400million North American beavers before the fur trade. The introduced population in Tierra del Fuego is estimated at 35,000–50,000 individuals .
The Eurasian beaver's range historically included much of Eurasia, but was decimated by hunting by the early 20th century. In Europe, beavers were reduced to fragmented populations, with combined population numbers being estimated at 1,200 individuals for the Rhône of France, the Elbe in Germany, southern Norway, the Neman river and Dnieper Basin in Belarus, and the Voronezh river in Russia. The beaver has since recolonized parts of its former range, aided by conservation policies and reintroductions. Beaver populations now range across western, central, and eastern Europe, and western Russia and the Scandinavian Peninsula. Beginning in 2009, beavers have been successfully reintroduced to parts of Great Britain. , the total Eurasian beaver population in Europe was estimated at over one million. Small native populations are also present in Mongolia and northwestern China; their numbers were estimated at 150 and 700, respectively, . Under New Zealand's Hazardous Substances and New Organisms Act 1996, beavers are classed as a "prohibited new organism" preventing them from being introduced into the country.
Ecology
Beavers live in freshwater ecosystems such as rivers, streams, lakes and ponds. Water is the most important part of beaver habitat; they swim and dive in it, and it provides them a refuge from land predators, restricts access to their homes and allows them to move building objects more easily. Beavers prefer slower moving streams, typically with a gradient (steepness) of one percent, though they have been recorded using streams with gradients as high as 15 percent. Beavers are found in wider streams more often than in narrower ones. They also prefer areas with no regular flooding and may abandon a location for years after a significant flood.
Beavers typically select flat landscapes with diverse vegetation close to the water. North American beavers prefer trees being or less from the water, but will roam several hundred meters to find more. Beavers have also been recorded in mountainous areas. Dispersing beavers will use certain habitats temporarily before finding their ideal home. These include small streams, temporary swamps, ditches, and backyards. These sites lack important resources, so the animals do not stay there permanently. Beavers have increasingly settled at or near human-made environments, including agricultural areas, suburbs, golf courses, and shopping malls.
Beavers have an herbivorous and a generalist diet. During the spring and summer, they mainly feed on herbaceous plant material such as leaves, roots, herbs, ferns, grasses, sedges, water lilies, water shields, rushes, and cattails. During the fall and winter, they eat more bark and cambium of woody plants; tree and shrub species consumed include aspen, birch, oak, dogwood, willow and alder. There is some disagreement about why beavers select specific woody plants; some research has shown that beavers more frequently select species which are more easily digested, while others suggest beavers principally forage based on stem size. Beavers may cache their food for the winter, piling wood in the deepest part of their pond where it cannot be reached by other browsers. This cache is known as a "raft"; when the top becomes frozen, it creates a "cap". The beaver accesses the raft by swimming under the ice. Many populations of Eurasian beaver do not make rafts, but forage on land during winter.
Beavers usually live up to 10 years. Felids, canids, and bears may prey upon them. Beavers are protected from predators when in their lodges, and prefer to stay near water. Parasites of the beaver include the bacteria Francisella tularensis, which causes tularemia; the protozoan Giardia duodenalis, which causes giardiasis (beaver fever); and the beaver beetle and mites of the genus Schizocarpus. They have also been recorded to be infected with the rabies virus.
Infrastructure
Beavers need trees and shrubs to use as building material for dams, which restrict flowing water to create a pond for them to live in, and for lodges, which act as shelters and refuges from predators and the elements. Without such material, beavers dig burrows into a bank to live. Dam construction begins in late summer or early fall, and they repair them whenever needed. Beavers can cut down trees up to wide in less than 50 minutes. Thicker trees, at wide or more, may not fall for hours. When chewing down a tree, beavers switch between biting with the left and right side of the mouth. Tree branches are then cut and carried to their destination with the powerful jaw and neck muscles. Other building materials, like mud and rocks, are held by the forelimbs and tucked between the chin and chest.
Beaver start building dams when they hear running water, and the sound of a leak in a dam triggers them to repair it. To build a dam, beavers stack up relatively long and thick logs between banks and in opposite directions. Heavy rocks keep them stable, and grass is packed between them. Beavers continue to pile on more material until the dam slopes in a direction facing upstream. Dams can range in height from to and can stretch from to several hundred meters long. Beaver dams are more effective in trapping and slowly leaking water than man-made concrete dams. Lake-dwelling beavers do not need to build dams.
Beavers make two types of lodges: bank lodges and open-water lodges. Bank lodges are burrows dug along the shore and covered in sticks. The more complex freestanding, open-water lodges are built over a platform of piled-up sticks. The lodge is mostly sealed with mud, except for a hole at the top which acts as an air vent. Both types are accessed by underwater entrances. The above-water space inside the lodge is known as the "living chamber", and a "dining area" may exist close to the water entrance. Families routinely clean out old plant material and bring in new material.
North American beavers build more open-water lodges than Eurasian beavers. Beaver lodges built by new settlers are typically small and sloppy. More experienced families can build structures with a height of and an above-water diameter of . A lodge sturdy enough to withstand the coming winter can be finished in just two nights. Both lodge types can be present at a beaver site. During the summer, beavers tend to use bank lodges to keep cool. They use open-water lodges during the winter. The air vent provides ventilation, and newly-added carbon dioxide can be cleared in an hour. The lodge remains consistent in oxygen and carbon dioxide levels from season to season.
Beavers in some areas will dig canals connected to their ponds. The canals fill with groundwater and give beavers access and easier transport of resources, as well as allow them to escape predators. These canals can stretch up to wide, deep, and over long. It has been hypothesized that beavers' canals are not only transportation routes but an extension of their "central place" around the lodge and/or food cache. As they drag wood across the land, beavers leave behind trails or "slides", which they reuse when moving new material.
Environmental effects
The beaver works as an ecosystem engineer and keystone species, as its activities can have a great impact on the landscape and biodiversity of an area. Aside from humans, few other extant animals appear to do more to shape their environment. When building dams, beavers alter the paths of streams and rivers, allowing for the creation of extensive wetland habitats. In one study, beavers were associated with large increases in open-water areas. When beavers returned to an area, 160% more open water was available during droughts than in previous years, when they were absent. Beaver dams also lead to higher water tables in mineral soil environments and in wetlands such as peatlands. In peatlands particularly, their dams stabilize the constantly changing water levels, leading to greater carbon storage.
Beaver ponds, and the wetlands that succeed them, remove sediments and pollutants from waterways, and can stop the loss of important soils. These ponds can increase the productivity of freshwater ecosystems by accumulating nitrogen in sediments. Beaver activity can affect the temperature of the water; in northern latitudes, ice thaws earlier in the warmer beaver-dammed waters. Beavers may contribute to climate change. In Arctic areas, the floods they create can cause permafrost to thaw, releasing methane into the atmosphere.
As wetlands are formed and riparian habitats are enlarged, aquatic plants colonize the newly-available watery habitat. One study in the Adirondacks found that beaver engineering lead to an increase of more than 33 percent in herbaceous plant diversity along the water's edge. Another study in semiarid eastern Oregon found that the width of riparian vegetation on stream banks increased several-fold as beaver dams watered previously dry terraces adjacent to the stream. Riparian ecosystems in arid areas appear to sustain more plant life when beaver dams are present. Beaver ponds act as a refuge for riverbank plants during wildfires, and provide them with enough moisture to resist such fires. Introduced beavers at Tierra del Fuego have been responsible for destroying the indigenous forest. Unlike trees in North America, many trees in South America cannot grow back after being cut down.
Beaver activity impacts communities of aquatic invertebrates. Damming typically leads to an increase of slow or motionless water species, like dragonflies, oligochaetes, snails, and mussels. This is to the detriment of rapid water species like black flies, stoneflies, and net-spinning caddisflies. Beaver floodings create more dead trees, providing more habitat for terrestrial invertebrates like Drosophila flies and bark beetles, which live and breed in dead wood. The presence of beavers can increase wild salmon and trout populations, and the average size of these fishes. These species use beaver habitats for spawning, overwintering, feeding, and as havens from changes in water flow. The positive effects of beaver dams on fish appear to outweigh the negative effects, such as blocking of migration. Beaver ponds have been shown to be beneficial to frog populations by protecting areas for larvae to mature in warm water. The stable waters of beaver ponds also provide ideal habitat for freshwater turtles.
Beavers help waterfowl by creating increased areas of water. The widening of the riparian zone associated with beaver dams has been shown to increase the abundance and diversity of birds favoring the water's edge, an impact that may be especially important in semi-arid climates. Fish-eating birds use beaver ponds for foraging, and in some areas, certain species appear more frequently at sites where beavers were active than at sites with no beaver activity. In a study of Wyoming streams and rivers, watercourses with beavers had 75 times as many ducks as those without. As trees are drowned by rising beaver impoundments, they become an ideal habitat for woodpeckers, which carve cavities that may be later used by other bird species. Beaver-caused ice thawing in northern latitudes allows Canada geese to nest earlier.
Other semi-aquatic mammals, such as water voles, muskrats, minks, and otters, will shelter in beaver lodges. Beaver modifications to streams in Poland create habitats favorable to bat species that forage at the water surface and "prefer moderate vegetation clutter". Large herbivores, such as some deer species, benefit from beaver activity as they can access vegetation from fallen trees and ponds.
Behavior
Beavers are mainly nocturnal and crepuscular, and spend the daytime in their shelters. In northern latitudes, beaver activity is decoupled from the 24-hour cycle during the winter, and may last as long as 29 hours. They do not hibernate during winter, and spend much of their time in their lodges.
Family life
The core of beaver social organization is the family, which is composed of an adult male and an adult female in a monogamous pair and their offspring. Beaver families can have as many as ten members; groups about this size require multiple lodges. Mutual grooming and play fighting maintain bonds between family members, and aggression between them is uncommon.
Adult beavers mate with their partners, though partner replacement appears to be common. A beaver that loses its partner will wait for another one to come by. Estrus cycles begin in late December and peak in mid-January. Females may have two to four estrus cycles per season, each lasting 12–24 hours. The pair typically mate in the water and to a lesser extent in the lodge, for half a minute to three minutes.
Up to four young, or kits, are born in spring and summer, after a three or four-month gestation. Newborn beavers are precocial with a full fur coat, and can open their eyes within days of birth. Their mother is the primary caretaker, while their father maintains the territory. Older siblings from a previous litter also play a role.
After they are born, the kits spend their first one to two months in the lodge. Kits suckle for as long as three months, but can eat solid food within their second week and rely on their parents and older siblings to bring it to them. Eventually, beaver kits explore outside the lodge and forage on their own, but may follow an older relative and hold onto their backs. After their first year, young beavers help their families with construction. Beavers sexually mature around 1.5–3 years. They become independent at two years old, but remain with their parents for an extra year or more during times of food shortage, high population density, or drought.
Territories and spacing
Beavers typically disperse from their parental colonies during the spring or when the winter snow melts. They often travel less than , but long-distance dispersals are not uncommon when previous colonizers have already exploited local resources. Beavers are able to travel greater distances when free-flowing water is available. Individuals may meet their mates during the dispersal stage, and the pair travel together. It may take them weeks or months to reach their final destination; longer distances may require several years. Beavers establish and defend territories along the banks of their ponds, which may be in length.
Beavers mark their territories by constructing scent mounds made of mud and vegetation, scented with castoreum. Those with many territorial neighbors create more scent mounds. Scent marking increases in spring, during the dispersal of yearlings, to deter interlopers. Beavers are generally intolerant of intruders and fights may result in deep bites to the sides, rump, and tail. They exhibit a behavior known as the "dear enemy effect"; a territory-holder will investigate and become familiar with the scents of its neighbors and react more aggressively to the scents of strangers passing by. Beavers are also more tolerant of individuals that are their kin. They recognize them by using their keen sense of smell to detect differences in the composition of anal gland secretions. Anal gland secretion profiles are more similar among relatives than unrelated individuals.
Communication
Beavers within a family greet each other with whines. Kits will attract the attention of adults with mews, squeaks, and cries. Defensive beavers produce a hissing growl and gnash their teeth. Tail slaps, which involve an animal hitting the water surface with its tail, serve as alarm signals warning other beavers of a potential threat. An adult's tail slap is more successful in alerting others, who will escape into the lodge or deeper water. Juveniles have not yet learned the proper use of a tail slap, and hence are normally ignored. Eurasian beavers have been recorded using a territorial "stick display", which involves individuals holding up a stick and bouncing in shallow water.
Interactions with humans
Beavers sometimes come into conflict with humans over land use; individual beavers may be labeled as "nuisance beavers". Beavers can damage crops, timber stocks, roads, ditches, gardens, and pastures via gnawing, eating, digging, and flooding. They occasionally attack humans and domestic pets, particularly when infected with rabies, in defense of their territory, or when they feel threatened. Some of these attacks have been fatal, including at least one human death. Beavers can spread giardiasis ('beaver fever') by infecting surface waters, though outbreaks are more commonly caused by human activity.
Flow devices, like beaver pipes, are used to manage beaver flooding, while fencing and hardware cloth protect trees and shrubs from beaver damage. If necessary, hand tools, heavy equipment, or explosives are used to remove dams. Hunting, trapping, and relocation may be permitted as forms of population control and for removal of individuals. The governments of Argentina and Chile have authorized the trapping of invasive beavers in hopes of eliminating them. The ecological importance of beavers has led to cities like Seattle designing their parks and green spaces to accommodate the animals. The Martinez beavers became famous in the mid-2000s for their role in improving the ecosystem of Alhambra Creek in Martinez, California.
Zoos have displayed beavers since at least the 19th century, though not commonly. In captivity, beavers have been used for entertainment, fur harvesting, and for reintroduction into the wild. Captive beavers require access to water, substrate for digging, and artificial shelters. Archibald Stansfeld "Grey Owl" Belaney pioneered beaver conservation in the early 20th century. Belaney wrote several books, and was first to professionally film beavers in their environment. In 1931, he moved to a log cabin in Prince Albert National Park, where he was the "caretaker of park animals" and raised a beaver pair and their four offspring.
Commercial use
Beavers have been hunted, trapped, and exploited for their fur, meat, and castoreum. Since the animals typically stayed in one place, trappers could easily find them and could kill entire families in a lodge. Many pre-modern people mistakenly thought that castoreum was produced by the testicles or that the castor sacs of the beaver were its testicles, and females were hermaphrodites. Aesop's Fables describes beavers chewing off their testicles to preserve themselves from hunters, which is impossible because a beaver's testicles are internal. This myth persisted for centuries, and was corrected by French physician Guillaume Rondelet in the 1500s. Beavers have historically been hunted and captured using deadfalls, snares, nets, bows and arrows, spears, clubs, firearms, and leg-hold traps. Castoreum was used to lure the animals.
Castoreum was used for a variety of medical purposes; Pliny the Elder promoted it as a treatment for stomach problems, flatulence, seizures, sciatica, vertigo, and epilepsy. He stated it could stop hiccups when mixed with vinegar, toothaches if mixed with oil (by administering into the ear opening on the same side as the tooth), and could be used as an antivenom. The substance has traditionally been prescribed to treat hysteria in women, which was believed to have been caused by a "toxic" womb. Castoreum's properties have been credited to the accumulation of salicylic acid from willow and aspen trees in the beaver's diet, and has a physiological effect comparable to aspirin. Today, the medical use of castoreum has declined and is limited mainly to homeopathy. The substance is also used as an ingredient in perfumes and tinctures, and as a flavouring in food and drinks.
Various Native American groups have historically hunted beavers for food. Beaver meat was advantageous, being more calorie-rich and fattened than other red meats, and the animals remained plump in winter, when they were most hunted. The bones were used to make tools. In medieval Europe, the Catholic Church considered the beaver to be part mammal and part fish, and allowed followers to eat the scaly, fishlike tail on meatless Fridays during Lent. Beaver tails were thus highly-prized in Europe; they were described by French naturalist Pierre Belon as tasting like a "nicely dressed eel".
Beaver pelts were used to make hats; felters would remove the guard hairs. The number of pelts needed depended on the type of hat, with Cavalier and Puritan hats requiring more fur than top hats. In the late 16th century, Europeans began to deal in North American furs due to the lack of taxes or tariffs on the continent and the decline of fur-bearers at home. Beaver pelts caused or contributed to the Beaver Wars, King William's War, and the French and Indian War; the trade made John Jacob Astor and the owners of the North West Company very wealthy. For Europeans in North America, the fur trade was a driver of the exploration and westward exploration on the continent and contact with native peoples, who traded with them. The fur trade peaked between 1860 and 1870, when over 150,000 beaver pelts were purchased annually by the Hudson's Bay Company and fur companies in the United States. The contemporary global fur trade is not as profitable due to conservation, anti-fur and animal rights campaigns.
In culture
The beaver has been used to represent productivity, trade, tradition, masculinity, and respectability. References to the beaver's skills are reflected in everyday language. The English verb "to beaver" means working with great effort and being "as busy as a beaver"; a "beaver intellect" refers to a way of thinking that is slow and honest. The word "beaver" can also be used as a sexual term for the human vulva.
Native American myths emphasize the beaver's skill and industriousness. In the mythology of the Haida, beavers are descended from the Beaver-Woman, who built a dam on a stream next to their cabin while her husband was out hunting and gave birth to the first beavers. In a Cree story, the Great Beaver and its dam caused a world flood. Other tales involve beavers using their tree chewing skills against an enemy. Beavers have been featured as companions in some stories, including a Lakota tale where a young woman flees from her evil husband with the aid of her pet beaver.
Europeans have traditionally thought of beavers as fantastical animals due to their amphibious nature. They depicted them with exaggerated tusk-like teeth, dog- or pig-like bodies, fish tails, and visible testicles. French cartographer Nicolas de Fer illustrated beavers building a dam at Niagara Falls, fantastically depicting them like human builders. Beavers have also appeared in literature such as Dante Alighieri's Divine Comedy and the writings of Athanasius Kircher, who wrote that on Noah's Ark the beavers were housed near a water-filled tub that was also used by mermaids and otters.
The beaver has long been associated with Canada, appearing on the first pictorial postage stamp issued in the Canadian colonies in 1851 as the so-called "Three-Penny Beaver". It was declared the national animal in 1975. The five-cent coin, the coat of arms of the Hudson's Bay Company, and the logos for Parks Canada and Roots Canada use its image. Frank and Gordon are two fictional beavers that appeared in Bell Canada's advertisements between 2005 and 2008. However, the beaver's status as a rodent has made it controversial, and it was not chosen to be on the Arms of Canada in 1921. The beaver has commonly been used to represent Canada in political cartoons, typically to signify it as a friendly but relatively weak nation. In the United States, the beaver is the state animal of New York and Oregon. It is also featured on the coat of arms of the London School of Economics.
See also
Beaver drop
References
Sources
Further reading
External links
Beaver Institute Charity that supports beavers
Beaver Tracks: How to identify beaver tracks in the wild
Holarctic fauna
Articles containing video clips
Extant Miocene first appearances
Taxa named by Carl Linnaeus
Semiaquatic mammals |
4400 | https://en.wikipedia.org/wiki/Bear | Bear | Bears are carnivoran mammals of the family Ursidae (). They are classified as caniforms, or doglike carnivorans. Although only eight species of bears are extant, they are widespread, appearing in a wide variety of habitats throughout most of the Northern Hemisphere and partially in the Southern Hemisphere. Bears are found on the continents of North America, South America, and Eurasia. Common characteristics of modern bears include large bodies with stocky legs, long snouts, small rounded ears, shaggy hair, plantigrade paws with five nonretractile claws, and short tails.
While the polar bear is mostly carnivorous, and the giant panda is mostly herbivorous, the remaining six species are omnivorous with varying diets. With the exception of courting individuals and mothers with their young, bears are typically solitary animals. They may be diurnal or nocturnal and have an excellent sense of smell. Despite their heavy build and awkward gait, they are adept runners, climbers, and swimmers. Bears use shelters, such as caves and logs, as their dens; most species occupy their dens during the winter for a long period of hibernation, up to 100 days.
Bears have been hunted since prehistoric times for their meat and fur; they have also been used for bear-baiting and other forms of entertainment, such as being made to dance. With their powerful physical presence, they play a prominent role in the arts, mythology, and other cultural aspects of various human societies. In modern times, bears have come under pressure through encroachment on their habitats and illegal trade in bear parts, including the Asian bile bear market. The IUCN lists six bear species as vulnerable or endangered, and even least concern species, such as the brown bear, are at risk of extirpation in certain countries. The poaching and international trade of these most threatened populations are prohibited, but still ongoing.
Etymology
The English word "bear" comes from Old English and belongs to a family of names for the bear in Germanic languages, such as Swedish , also used as a first name. This form is conventionally said to be related to a Proto-Indo-European word for "brown", so that "bear" would mean "the brown one". However, Ringe notes that while this etymology is semantically plausible, a word meaning "brown" of this form cannot be found in Proto-Indo-European. He suggests instead that "bear" is from the Proto-Indo-European word *ǵʰwḗr- ~ *ǵʰwér "wild animal". This terminology for the animal originated as a taboo avoidance term: proto-Germanic tribes replaced their original word for bear—arkto—with this euphemistic expression out of fear that speaking the animal's true name might cause it to appear. According to author Ralph Keyes, this is the oldest known euphemism.
Bear taxon names such as Arctoidea and Helarctos come from the ancient Greek ἄρκτος (arktos), meaning bear, as do the names "arctic" and "antarctic", via the name of the constellation Ursa Major, the "Great Bear", prominent in the northern sky.
Bear taxon names such as Ursidae and Ursus come from Latin Ursus/Ursa, he-bear/she-bear. The female first name "Ursula", originally derived from a Christian saint's name, means "little she-bear" (diminutive of Latin ursa). In Switzerland, the male first name "Urs" is especially popular, while the name of the canton and city of Bern is derived from Bär, German for bear. The Germanic name Bernard (including Bernhardt and similar forms) means "bear-brave", "bear-hardy", or "bold bear". The Old English name Beowulf is a kenning, "bee-wolf", for bear, in turn meaning a brave warrior.
Taxonomy
The family Ursidae is one of nine families in the suborder Caniformia, or "doglike" carnivorans, within the order Carnivora. Bears' closest living relatives are the pinnipeds, canids, and musteloids (some scholars formerly argued that bears are directly derived from canids and should not be classified as a separate family). Modern bears comprise eight species in three subfamilies: Ailuropodinae (monotypic with the giant panda), Tremarctinae (monotypic with the spectacled bear), and Ursinae (containing six species divided into one to three genera, depending on the authority). Nuclear chromosome analysis show that the karyotype of the six ursine bears is nearly identical, each having 74 chromosomes (see Ursid hybrid), whereas the giant panda has 42 chromosomes and the spectacled bear 52. These smaller numbers can be explained by the fusing of some chromosomes, and the banding patterns on these match those of the ursine species, but differ from those of procyonids, which supports the inclusion of these two species in Ursidae rather than in Procyonidae, where they had been placed by some earlier authorities.
Evolution
The earliest members of Ursidae belong to the extinct subfamily Amphicynodontinae, including Parictis (late Eocene to early middle Miocene, 38–18 Mya) and the slightly younger Allocyon (early Oligocene, 34–30 Mya), both from North America. These animals looked very different from today's bears, being small and raccoon-like in overall appearance, with diets perhaps more similar to that of a badger. Parictis does not appear in Eurasia and Africa until the Miocene. It is unclear whether late-Eocene ursids were also present in Eurasia, although faunal exchange across the Bering land bridge may have been possible during a major sea level low stand as early as the late Eocene (about 37 Mya) and continuing into the early Oligocene. European genera morphologically very similar to Allocyon, and to the much younger American Kolponomos (about 18 Mya), are known from the Oligocene, including Amphicticeps and Amphicynodon. There has been various morphological evidence linking amphicynodontines with pinnipeds, as both groups were semi-aquatic, otter-like mammals. In addition to the support of the pinniped–amphicynodontine clade, other morphological and some molecular evidence supports bears being the closest living relatives to pinnipeds.
The raccoon-sized, dog-like Cephalogale is the oldest-known member of the subfamily Hemicyoninae, which first appeared during the middle Oligocene in Eurasia about 30 Mya. The subfamily includes the younger genera Phoberocyon (20–15 Mya), and Plithocyon (15–7 Mya). A Cephalogale-like species gave rise to the genus Ursavus during the early Oligocene (30–28 Mya); this genus proliferated into many species in Asia and is ancestral to all living bears. Species of Ursavus subsequently entered North America, together with Amphicynodon and Cephalogale, during the early Miocene (21–18 Mya). Members of the living lineages of bears diverged from Ursavus between 15 and 20 Mya, likely via the species Ursavus elmensis. Based on genetic and morphological data, the Ailuropodinae (pandas) were the first to diverge from other living bears about 19 Mya, although no fossils of this group have been found before about 11 Mya.
The New World short-faced bears (Tremarctinae) differentiated from Ursinae following a dispersal event into North America during the mid-Miocene (about 13 Mya). They invaded South America (≈2.5 or 1.2 Ma) following formation of the Isthmus of Panama. Their earliest fossil representative is Plionarctos in North America (c. 10–2 Ma). This genus is probably the direct ancestor to the North American short-faced bears (genus Arctodus), the South American short-faced bears (Arctotherium), and the spectacled bears, Tremarctos, represented by both an extinct North American species (T. floridanus), and the lone surviving representative of the Tremarctinae, the South American spectacled bear (T. ornatus).
The subfamily Ursinae experienced a dramatic proliferation of taxa about 5.3–4.5 Mya, coincident with major environmental changes; the first members of the genus Ursus appeared around this time. The sloth bear is a modern survivor of one of the earliest lineages to diverge during this radiation event (5.3 Mya); it took on its peculiar morphology, related to its diet of termites and ants, no later than by the early Pleistocene. By 3–4 Mya, the species Ursus minimus appears in the fossil record of Europe; apart from its size, it was nearly identical to today's Asian black bear. It is likely ancestral to all bears within Ursinae, perhaps aside from the sloth bear. Two lineages evolved from U. minimus: the black bears (including the sun bear, the Asian black bear, and the American black bear); and the brown bears (which includes the polar bear). Modern brown bears evolved from U. minimus via Ursus etruscus, which itself is ancestral to the extinct Pleistocene cave bear. Species of Ursinae have migrated repeatedly into North America from Eurasia as early as 4 Mya during the early Pliocene. The polar bear is the most recently evolved species and descended from a population of brown bears that became isolated in northern latitudes by glaciation 400,000 years ago.
Phylogeny
The relationship of the bear family with other carnivorans is shown in the following phylogenetic tree, which is based on the molecular phylogenetic analysis of six genes in Flynn, 2005.
Note that although they are called "bears" in some languages, red pandas and raccoons and their close relatives are not bears, but rather musteloids.
There are two phylogenetic hypotheses on the relationships among extant and fossil bear species. One is all species of bears are classified in seven subfamilies as adopted here and related articles: Amphicynodontinae, Hemicyoninae, Ursavinae, Agriotheriinae, Ailuropodinae, Tremarctinae, and Ursinae. Below is a cladogram of the subfamilies of bears after McLellan and Reiner (1992) and Qiu et al. (2014):
The second alternative phylogenetic hypothesis was implemented by McKenna et al. (1997) to classify all the bear species into the superfamily Ursoidea, with Hemicyoninae and Agriotheriinae being classified in the family "Hemicyonidae". Amphicynodontinae under this classification were classified as stem-pinnipeds in the superfamily Phocoidea. In the McKenna and Bell classification both bears and pinnipeds are in a parvorder of carnivoran mammals known as Ursida, along with the extinct bear dogs of the family Amphicyonidae. Below is the cladogram based on McKenna and Bell (1997) classification:
The phylogeny of extant bear species is shown in a cladogram based on complete mitochondrial DNA sequences from Yu et al. (2007) The giant panda, followed by the spectacled bear, are clearly the oldest species. The relationships of the other species are not very well resolved, though the polar bear and the brown bear form a close grouping.
Physical characteristics
Size
The bear family includes the most massive extant terrestrial members of the order Carnivora. The polar bear is considered to be the largest extant species, with adult males weighing and measuring in total length. The smallest species is the sun bear, which ranges in weight and in length. Prehistoric North and South American short-faced bears were the largest species known to have lived. The latter estimated to have weighed and stood tall. Body weight varies throughout the year in bears of temperate and arctic climates, as they build up fat reserves in the summer and autumn and lose weight during the winter.
Morphology
Bears are generally bulky and robust animals with short tails. They are sexually dimorphic with regard to size, with males typically being larger. Larger species tend to show increased levels of sexual dimorphism in comparison to smaller species. Relying as they do on strength rather than speed, bears have relatively short limbs with thick bones to support their bulk. The shoulder blades and the pelvis are correspondingly massive. The limbs are much straighter than those of the big cats as there is no need for them to flex in the same way due to the differences in their gait. The strong forelimbs are used to catch prey, excavate dens, dig out burrowing animals, turn over rocks and logs to locate prey, and club large creatures.
Unlike most other land carnivorans, bears are plantigrade. They distribute their weight toward the hind feet, which makes them look lumbering when they walk. They are capable of bursts of speed but soon tire, and as a result mostly rely on ambush rather than the chase. Bears can stand on their hind feet and sit up straight with remarkable balance. Their front paws are flexible enough to grasp fruit and leaves. Bears' non-retractable claws are used for digging, climbing, tearing, and catching prey. The claws on the front feet are larger than those on the back and may be a hindrance when climbing trees; black bears are the most arboreal of the bears, and have the shortest claws. Pandas are unique in having a bony extension on the wrist of the front feet which acts as a thumb, and is used for gripping bamboo shoots as the animals feed.
Most mammals have agouti hair, with each individual hair shaft having bands of color corresponding to two different types of melanin pigment. Bears however have a single type of melanin and the hairs have a single color throughout their length, apart from the tip which is sometimes a different shade. The coat consists of long guard hairs, which form a protective shaggy covering, and short dense hairs which form an insulating layer trapping air close to the skin. The shaggy coat helps maintain body heat during winter hibernation and is shed in the spring leaving a shorter summer coat. Polar bears have hollow, translucent guard hairs which gain heat from the sun and conduct it to the dark-colored skin below. They have a thick layer of blubber for extra insulation, and the soles of their feet have a dense pad of fur. While bears tend to be uniform in color, some species may have markings on the chest or face and the giant panda has a bold black-and-white pelage.
Bears have small rounded ears so as to minimize heat loss, but neither their hearing or sight are particularly acute. Unlike many other carnivorans they have color vision, perhaps to help them distinguish ripe nuts and fruits. They are unique among carnivorans in not having touch-sensitive whiskers on the muzzle; however, they have an excellent sense of smell, better than that of the dog, or possibly any other mammal. They use smell for signalling to each other (either to warn off rivals or detect mates) and for finding food. Smell is the principal sense used by bears to locate most of their food, and they have excellent memories which helps them to relocate places where they have found food before.
The skulls of bears are massive, providing anchorage for the powerful masseter and temporal jaw muscles. The canine teeth are large but mostly used for display, and the molar teeth flat and crushing. Unlike most other members of the Carnivora, bears have relatively undeveloped carnassial teeth, and their teeth are adapted for a diet that includes a significant amount of vegetable matter. Considerable variation occurs in dental formula even within a given species. This may indicate bears are still in the process of evolving from a mainly meat-eating diet to a predominantly herbivorous one. Polar bears appear to have secondarily re-evolved carnassial-like cheek teeth, as their diets have switched back towards carnivory. Sloth bears lack lower central incisors and use their protrusible lips for sucking up the termites on which they feed. The general dental formula for living bears is: . The structure of the larynx of bears appears to be the most basal of the caniforms. They possess air pouches connected to the pharynx which may amplify their vocalizations.
Bears have a fairly simple digestive system typical for carnivorans, with a single stomach, short undifferentiated intestines and no cecum. Even the herbivorous giant panda still has the digestive system of a carnivore, as well as carnivore-specific genes. Its ability to digest cellulose is ascribed to the microbes in its gut. Bears must spend much of their time feeding in order to gain enough nutrition from foliage. The panda, in particular, spends 12–15 hours a day feeding.
Distribution and habitat
Extant bears are found in sixty countries primarily in the Northern Hemisphere and are concentrated in Asia, North America, and Europe. An exception is the spectacled bear; native to South America, it inhabits the Andean region. The sun bear's range extends below the equator in Southeast Asia. The Atlas bear, a subspecies of the brown bear was distributed in North Africa from Morocco to Libya, but it became extinct around the 1870s.
The most widespread species is the brown bear, which occurs from Western Europe eastwards through Asia to the western areas of North America. The American black bear is restricted to North America, and the polar bear is restricted to the Arctic Sea. All the remaining species of bear are Asian. They occur in a range of habitats which include tropical lowland rainforest, both coniferous and broadleaf forests, prairies, steppes, montane grassland, alpine scree slopes, Arctic tundra and in the case of the polar bear, ice floes. Bears may dig their dens in hillsides or use caves, hollow logs and dense vegetation for shelter.
Behavior and ecology
Brown and American black bears are generally diurnal, meaning that they are active for the most part during the day, though they may forage substantially by night. Other species may be nocturnal, active at night, though female sloth bears with cubs may feed more at daytime to avoid competition from conspecifics and nocturnal predators. Bears are overwhelmingly solitary and are considered to be the most asocial of all the Carnivora. The only times bears are encountered in groups are mothers with young or occasional seasonal bounties of rich food (such as salmon runs). Fights between males can occur and older individuals may have extensive scarring, which suggests that maintaining dominance can be intense. With their acute sense of smell, bears can locate carcasses from several kilometres away. They use olfaction to locate other foods, encounter mates, avoid rivals and recognize their cubs.
Feeding
Most bears are opportunistic omnivores and consume more plant than animal matter, and appears to have evolved from an ancestor which was a low-protein macronutrient omnivore. They eat anything from leaves, roots, and berries to insects, carrion, fresh meat, and fish, and have digestive systems and teeth adapted to such a diet. At the extremes are the almost entirely herbivorous giant panda and the mostly carnivorous polar bear. However, all bears feed on any food source that becomes seasonally available. For example, Asiatic black bears in Taiwan consume large numbers of acorns when these are most common, and switch to ungulates at other times of the year.
When foraging for plants, bears choose to eat them at the stage when they are at their most nutritious and digestible, typically avoiding older grasses, sedges and leaves. Hence, in more northern temperate areas, browsing and grazing is more common early in spring and later becomes more restricted. Knowing when plants are ripe for eating is a learned behavior. Berries may be foraged in bushes or at the tops of trees, and bears try to maximize the number of berries consumed versus foliage. In autumn, some bear species forage large amounts of naturally fermented fruits, which affects their behavior. Smaller bears climb trees to obtain mast (edible reproductive parts, such as acorns). Such masts can be very important to the diets of these species, and mast failures may result in long-range movements by bears looking for alternative food sources. Brown bears, with their powerful digging abilities, commonly eat roots. The panda's diet is over 99% bamboo, of 30 different species. Its strong jaws are adapted for crushing the tough stems of these plants, though they prefer to eat the more nutritious leaves. Bromeliads can make up to 50% of the diet of the spectacled bear, which also has strong jaws to bite them open.
The sloth bear is not as specialized as polar bears and the panda, has lost several front teeth usually seen in bears, and developed a long, suctioning tongue to feed on the ants, termites, and other burrowing insects. At certain times of the year, these insects can make up 90% of their diets. Some individuals become addicted to sweets in garbage inside towns where tourism-related waste is generated throughout the year. Some species may raid the nests of wasps and bees for the honey and immature insects, in spite of stinging from the adults. Sun bears use their long tongues to lick up both insects and honey. Fish are an important source of food for some species, and brown bears in particular gather in large numbers at salmon runs. Typically, a bear plunges into the water and seizes a fish with its jaws or front paws. The preferred parts to eat are the brain and eggs. Small burrowing mammals like rodents may be dug out and eaten.
The brown bear and both species of black bears sometimes take large ungulates, such as deer and bovids, mostly the young and weak. These animals may be taken by a short rush and ambush, though hiding young may be sniffed out and pounced on. The polar bear mainly preys on seals, stalking them from the ice or breaking into their dens. They primarily eat the highly digestible blubber. Large mammalian prey is typically killed with raw strength, including bites and paw swipes, and bears do not display the specialized killing methods of felids and canids. Predatory behavior in bears is typically taught to the young by the mother.
Bears are prolific scavengers and kleptoparasites, stealing food caches from rodents, and carcasses from other predators. For hibernating species, weight gain is important as it provides nourishment during winter dormancy. A brown bear can eat of food and gain of fat a day prior to entering its den.
Communication
Bears produce a number of vocal and non-vocal sounds. Tongue-clicking, grunting or chuffing many be made in cordial situations, such as between mothers and cubs or courting couples, while moaning, huffing, snorting or blowing air is made when an individual is stressed. Barking is produced during times of alarm, excitement or to give away the animal's position. Warning sounds include jaw-clicking and lip-popping, while teeth-chatters, bellows, growls, roars and pulsing sounds are made in aggressive encounters. Cubs may squeal, bawl, bleat or scream when in distress and make motor-like humming when comfortable or nursing.
Bears sometimes communicate with visual displays such as standing upright, which exaggerates the individual's size. The chest markings of some species may add to this intimidating display. Staring is an aggressive act and the facial markings of spectacled bears and giant pandas may help draw attention to the eyes during agonistic encounters. Individuals may approach each other by stiff-legged walking with the head lowered. Dominance between bears is asserted by making a frontal orientation, showing the canine teeth, muzzle twisting and neck stretching. A subordinate may respond with a lateral orientation, by turning away and dropping the head and by sitting or lying down.
Bears also communicate with their scent and will rub it against trees and other objects. This is usually accompanied by clawing and biting the object. Bark may be spread around to draw attention to the marking post. Pandas establish territories by marking objects with urine and a waxy substance from their anal glands. Polar bears leave behind their scent in their tracks which allow individuals to keep track of one another in the vast Arctic wilderness.
Reproduction and development
The mating system of bears has variously been described as a form of polygyny, promiscuity and serial monogamy. During the breeding season, males take notice of females in their vicinity and females become more tolerant of males. A male bear may visit a female continuously over a period of several days or weeks, depending on the species, to test her reproductive state. During this time period, males try to prevent rivals from interacting with their mate. Courtship may be brief, although in some Asian species, courting pairs may engage in wrestling, hugging, mock fighting and vocalizing. Ovulation is induced by mating, which can last up to 30 minutes depending on the species.
Gestation typically lasts 6–9 months, including delayed implantation, and litter size numbers up to four cubs. Giant pandas may give birth to twins but they can only suckle one young and the other is left to die. In northern living species, birth takes place during winter dormancy. Cubs are born blind and helpless with at most a thin layer of hair, relying on their mother for warmth. The milk of the female bear is rich in fat and antibodies and cubs may suckle for up to a year after they are born. By 2–3 months, cubs can follow their mother outside the den. They usually follow her on foot, but sloth bear cubs may ride on their mother's back. Male bears play no role in raising young. Infanticide, where an adult male kills the cubs of another, has been recorded in polar bears, brown bears and American black bears but not in other species. Males kill young to bring the female into estrus. Cubs may flee and the mother defends them even at the cost of her life.
In some species, offspring may become independent around the next spring, though some may stay until the female successfully mates again. Bears reach sexual maturity shortly after they disperse; at around 3–6 years depending on the species. Male Alaskan brown bears and polar bears may continue to grow until they are 11 years old. Lifespan may also vary between species. The brown bear can live an average of 25 years.
Hibernation
Bears of northern regions, including the American black bear and the grizzly bear, hibernate in the winter. During hibernation, the bear's metabolism slows down, its body temperature decreases slightly, and its heart rate slows from a normal value of 55 to just 9 beats per minute. Bears normally do not wake during their hibernation, and can go the entire period without eating, drinking, urinating, or defecating. A fecal plug is formed in the colon, and is expelled when the bear wakes in the spring. If they have stored enough body fat, their muscles remain in good condition, and their protein maintenance requirements are met from recycling waste urea. Female bears give birth during the hibernation period, and are roused when doing so.
Mortality
Bears do not have many predators. The most important are humans, and as they started cultivating crops, they increasingly came in conflict with the bears that raided them. Since the invention of firearms, people have been able to kill bears with greater ease. Felids like the tiger may also prey on bears, particularly cubs, which may also be threatened by canids.
Bears are parasitized by eighty species of parasites, including single-celled protozoans and gastro-intestinal worms, and nematodes and flukes in their heart, liver, lungs and bloodstream. Externally they have ticks, fleas and lice. A study of American black bears found seventeen species of endoparasite including the protozoan Sarcocystis, the parasitic worm Diphyllobothrium mansonoides, and the nematodes Dirofilaria immitis, Capillaria aerophila, Physaloptera sp., Strongyloides sp. and others. Of these, D. mansonoides and adult C. aerophila were causing pathological symptoms. By contrast, polar bears have few parasites; many parasitic species need a secondary, usually terrestrial, host, and the polar bear's life style is such that few alternative hosts exist in their environment. The protozoan Toxoplasma gondii has been found in polar bears, and the nematode Trichinella nativa can cause a serious infection and decline in older polar bears. Bears in North America are sometimes infected by a Morbillivirus similar to the canine distemper virus. They are susceptible to infectious canine hepatitis (CAV-1), with free-living black bears dying rapidly of encephalitis and hepatitis.
Relationship with humans
Conservation
In modern times, bears have come under pressure through encroachment on their habitats and illegal trade in bear parts, including the Asian bile bear market, though hunting is now banned, largely replaced by farming. The IUCN lists six bear species as vulnerable; even the two least concern species, the brown bear and the American black bear, are at risk of extirpation in certain areas. In general these two species inhabit remote areas with little interaction with humans, and the main non-natural causes of mortality are hunting, trapping, road-kill and depredation.
Laws have been passed in many areas of the world to protect bears from habitat destruction. Public perception of bears is often positive, as people identify with bears due to their omnivorous diets, their ability to stand on two legs, and their symbolic importance. Support for bear protection is widespread, at least in more affluent societies. The giant panda has become a worldwide symbol of conservation. The Sichuan Giant Panda Sanctuaries, which are home to around 30% of the wild panda population, gained a UNESCO World Heritage Site designation in 2006. Where bears raid crops or attack livestock, they may come into conflict with humans. In poorer rural regions, attitudes may be more shaped by the dangers posed by bears, and the economic costs they cause to farmers and ranchers.
Attacks
Several bear species are dangerous to humans, especially in areas where they have become used to people; elsewhere, they generally avoid humans. Injuries caused by bears are rare, but are widely reported. Bears may attack humans in response to being startled, in defense of young or food, or even for predatory reasons.
Entertainment, hunting, food and folk medicine
Bears in captivity have for centuries been used for entertainment. They have been trained to dance, and were kept for baiting in Europe from at least the 16th century. There were five bear-baiting gardens in Southwark, London, at that time; archaeological remains of three of these have survived. Across Europe, nomadic Romani bear handlers called Ursari lived by busking with their bears from the 12th century.
Bears have been hunted for sport, food, and folk medicine. Their meat is dark and stringy, like a tough cut of beef. In Cantonese cuisine, bear paws are considered a delicacy. Bear meat should be cooked thoroughly, as it can be infected with the parasite Trichinella spiralis.
The peoples of eastern Asia use bears' body parts and secretions (notably their gallbladders and bile) as part of traditional Chinese medicine. More than 12,000 bears are thought to be kept on farms in China, Vietnam, and South Korea for the production of bile. Trade in bear products is prohibited under CITES, but bear bile has been detected in shampoos, wine and herbal medicines sold in Canada, the United States and Australia.
Cultural depictions
Bears have been popular subjects in art, literature, folklore and mythology. The image of the mother bear was prevalent throughout societies in North America and Eurasia, based on the female's devotion and protection of her cubs. In many Native American cultures, the bear is a symbol of rebirth because of its hibernation and re-emergence. A widespread belief among cultures of North America and northern Asia associated bears with shaman; this may be based on the solitary nature of both. Bears have thus been thought to predict the future and shaman were believed to have been capable of transforming into bears.
There is evidence of prehistoric bear worship, though this is disputed by archaeologists. It is possible that bear worship existed in early Chinese and Ainu cultures. The prehistoric Finns, Siberian peoples and more recently Koreans considered the bear as the spirit of their forefathers. Artio (Dea Artio in the Gallo-Roman religion) was a Celtic bear goddess. Evidence of her worship has notably been found at Bern, itself named for the bear. Her name is derived from the Celtic word for "bear", artos. In ancient Greece, the archaic cult of Artemis in bear form survived into Classical times at Brauron, where young Athenian girls passed an initiation rite as arktoi "she bears".
The constellations of Ursa Major and Ursa Minor, the great and little bears, are named for their supposed resemblance to bears, from the time of Ptolemy. The nearby star Arcturus means "guardian of the bear", as if it were watching the two constellations. Ursa Major has been associated with a bear for as much as 13,000 years since Paleolithic times, in the widespread Cosmic Hunt myths. These are found on both sides of the Bering land bridge, which was lost to the sea some 11,000 years ago.
Bears are popular in children's stories, including Winnie the Pooh, Paddington Bear, Gentle Ben and "The Brown Bear of Norway". An early version of "Goldilocks and the Three Bears", was published as "The Three Bears" in 1837 by Robert Southey, many times retold, and illustrated in 1918 by Arthur Rackham. The Hanna-Barbera character Yogi Bear has appeared in numerous comic books, animated television shows and films. The Care Bears began as greeting cards in 1982, and were featured as toys, on clothing and in film. Around the world, many children—and some adults—have teddy bears, stuffed toys in the form of bears, named after the American statesman Theodore Roosevelt when in 1902 he had refused to shoot an American black bear tied to a tree.
Bears, like other animals, may symbolize nations. The Russian Bear has been a common national personification for Russia from the 16th century onward. Smokey Bear has become a part of American culture since his introduction in 1944, with his message "Only you can prevent forest fires".
Organizations
The International Association for Bear Research & Management, also known as the International Bear Association, and the Bear Specialist Group of the Species Survival Commission, a part of the International Union for Conservation of Nature focus on the natural history, management, and conservation of bears. Bear Trust International works for wild bears and other wildlife through four core program initiatives, namely Conservation Education, Wild Bear Research, Wild Bear Management, and Habitat Conservation.
Specialty organizations for each of the eight species of bears worldwide include:
Vital Ground, for the brown bear
Moon Bears, for the Asiatic black bear
Black Bear Conservation Coalition, for the North American black bear
Polar Bears International, for the polar bear
Bornean Sun Bear Conservation Centre, for the sun bear
Wildlife SOS, for the sloth bear
Andean Bear Conservation Project, for the Andean bear
Chengdu Research Base of Giant Panda Breeding, for the giant panda
See also
List of fictional bears
List of individual bears
Notes
References
Citations
General and cited references
Further reading
External links
The Bears Project – Information, reports and images of European brown bears and other living species
The Bear Book and Curriculum Guide – a compilation of stories about all eight species of bears worldwide, including STEM lessons rooted in bear research, ecology, and conservation
Articles containing video clips
Extant Eocene first appearances
Predators
Taxa named by Gotthelf Fischer von Waldheim |
4401 | https://en.wikipedia.org/wiki/Bald%20eagle | Bald eagle | The bald eagle (Haliaeetus leucocephalus) is a bird of prey found in North America. A sea eagle, it has two known subspecies and forms a species pair with the white-tailed eagle (Haliaeetus albicilla), which occupies the same niche as the bald eagle in the Palearctic. Its range includes most of Canada and Alaska, all of the contiguous United States, and northern Mexico. It is found near large bodies of open water with an abundant food supply and old-growth trees for nesting.
The bald eagle is an opportunistic feeder which subsists mainly on fish, which it swoops down upon and snatches from the water with its talons. It builds the largest nest of any North American bird and the largest tree nests ever recorded for any animal species, up to deep, wide, and in weight. Sexual maturity is attained at the age of four to five years.
Bald eagles are not bald; the name derives from an older meaning of the word, "white headed". The adult is mainly brown with a white head and tail. The sexes are identical in plumage, but females are about 25 percent larger than males. The yellow beak is large and hooked. The plumage of the immature is brown.
The bald eagle is the national bird of the United States of America and appears on its seal. In the late 20th century it was on the brink of extirpation in the contiguous United States. Populations have since recovered, and the species's status was upgraded from "endangered" to "threatened" in 1995, and removed from the list altogether in 2007.
Taxonomy
The bald eagle is placed in the genus Haliaeetus (sea eagles), and gets both its common and specific scientific names from the distinctive appearance of the adult's head. Bald in the English name is from an older usage meaning "having white on the face or head" rather than "hairless", referring to the white head feathers contrasting with the darker body. The genus name is Neo-Latin: Haliaeetus (from the ), and the specific name, leucocephalus, is Latinized () and ().
The bald eagle was one of the many species originally described by Carl Linnaeus in his 18th-century work Systema Naturae, under the name Falco leucocephalus.
There are two recognized subspecies of bald eagle:
H. l. leucocephalus (Linnaeus, 1766) is the nominate subspecies. It is found in the southern United States and Baja California Peninsula.
H. l. washingtoniensis (Audubon, 1827), synonym H. l. alascanus Townsend, 1897, the northern subspecies, is larger than southern nominate leucocephalus. It is found in the northern United States, Canada and Alaska.
The bald eagle forms a species pair with the white-tailed eagle of Eurasia. This species pair consists of a white-headed and a tan-headed species of roughly equal size; the white-tailed eagle also has overall somewhat paler brown body plumage. The two species fill the same ecological niche in their respective ranges. The pair diverged from other sea eagles at the beginning of the Early Miocene (c. 10 Ma BP) at the latest, but possibly as early as the Early/Middle Oligocene, 28 Ma BP, if the most ancient fossil record is correctly assigned to this genus.
Description
The plumage of an adult bald eagle is evenly dark brown with a white head and tail. The tail is moderately long and slightly wedge-shaped. Males and females are identical in plumage coloration, but sexual dimorphism is evident in the species, in that females are 25% larger than males. The beak, feet and irises are bright yellow. The legs are feather-free, and the toes are short and powerful with large talons. The highly developed talon of the hind toe is used to pierce the vital areas of prey while it is held immobile by the front toes. The beak is large and hooked, with a yellow cere. The adult bald eagle is unmistakable in its native range. The closely related African fish eagle (Haliaeetus vocifer) (from far outside the bald eagle's range) also has a brown body (albeit of somewhat more rufous hue), white head and tail, but differs from the bald eagle in having a white chest and black tip to the bill.
The plumage of the immature is a dark brown overlaid with messy white streaking until the fifth (rarely fourth, very rarely third) year, when it reaches sexual maturity. Immature bald eagles are distinguishable from the golden eagle (Aquila chrysaetos), the only other very large, non-vulturine raptorial bird in North America, in that the former has a larger, more protruding head with a larger beak, straighter edged wings which are held flat (not slightly raised) and with a stiffer wing beat and feathers which do not completely cover the legs. When seen well, the golden eagle is distinctive in plumage with a more solid warm brown color than an immature bald eagle, with a reddish-golden patch to its nape and (in immature birds) a highly contrasting set of white squares on the wing.
The bald eagle has sometimes been considered the largest true raptor (accipitrid) in North America. The only larger species of raptor-like bird is the California condor (Gymnogyps californianus), a New World vulture which today is not generally considered a taxonomic ally of true accipitrids. However, the golden eagle, averaging and in wing chord length in its American race (Aquila chrysaetos canadensis), is merely lighter in mean body mass and exceeds the bald eagle in mean wing chord length by around . Additionally, the bald eagle's close cousins, the relatively longer-winged but shorter-tailed white-tailed eagle and the overall larger Steller's sea eagle (Haliaeetus pelagicus), may, rarely, wander to coastal Alaska from Asia.
The bald eagle has a body length of . Typical wingspan is between and mass is normally between . Females are about 25% larger than males, averaging as much as , and against the males' average weight of .
The size of the bird varies by location and generally corresponds with Bergmann's rule: the species increases in size further away from the equator and the tropics. For example, eagles from South Carolina average in mass and in wingspan, smaller than their northern counterparts. One field guide in Florida listed similarly small sizes for bald eagles there, at about . Of intermediate size, 117 migrant bald eagles in Glacier National Park were found to average but this was mostly (possibly post-dispersal) juvenile eagles, with 6 adults here averaging . Wintering eagles in Arizona (winter weights are usually the highest of the year since, like many raptors, they spend the highest percentage of time foraging during winter) were found to average .
The largest eagles are from Alaska, where large females may weigh more than and span across the wings. A survey of adult weights in Alaska showed that females there weighed on average , respectively, and males weighed against immatures which averaged and in the two sexes. An Alaskan adult female eagle that was considered outsized weighed some . R.S. Palmer listed a record from 1876 in Wyoming County, New York of an enormous adult bald eagle that was shot and reportedly scaled . Among standard linear measurements, the wing chord is , the tail is long, and the tarsus is . The culmen reportedly ranges from , while the measurement from the gape to the tip of the bill is . The bill size is unusually variable: Alaskan eagles can have up to twice the bill length of birds from the southern United States (Georgia, Louisiana, Florida), with means including both sexes of and in culmen length, respectively, from these two areas.
The call consists of weak staccato, chirping whistles, kleek kik ik ik ik, somewhat similar in cadence to a gull's call. The calls of young birds tend to be more harsh and shrill than those of adults.
Range
The bald eagle's natural range covers most of North America, including most of Canada, all of the continental United States, and northern Mexico. It is the only sea eagle endemic to North America. Occupying varied habitats from the bayous of Louisiana to the Sonoran Desert and the eastern deciduous forests of Quebec and New England, northern birds are migratory, while southern birds are resident, remaining on their breeding territory all year. At minimum population, in the 1950s, it was largely restricted to Alaska, the Aleutian Islands, northern and eastern Canada, and Florida. From 1966 to 2015 bald eagle numbers increased substantially throughout its winter and breeding ranges, and as of 2018 the species nests in every continental state and province in the United States and Canada.
The majority of bald eagles in Canada are found along the British Columbia coast while large populations are found in the forests of Alberta, Saskatchewan, Manitoba and Ontario. Bald eagles also congregate in certain locations in winter. From November until February, one to two thousand birds winter in Squamish, British Columbia, about halfway between Vancouver and Whistler. The birds primarily gather along the Squamish and Cheakamus Rivers, attracted by the salmon spawning in the area. Similar congregations of wintering bald eagles at open lakes and rivers, wherein fish are readily available for hunting or scavenging, are observed in the northern United States.
It has occurred as a vagrant twice in Ireland; a juvenile was shot illegally in Fermanagh on January 11, 1973 (misidentified at first as a white-tailed eagle), and an exhausted juvenile was captured near Castleisland, County Kerry on November 15, 1987. There is also a record of it from Llyn Coron, Anglesey, in the United Kingdom, from October 17, 1978; the provenance of this individual eagle has remained in dispute.
Habitat
The bald eagle occurs during its breeding season in virtually any kind of American wetland habitat such as seacoasts, rivers, large lakes or marshes or other large bodies of open water with an abundance of fish. Studies have shown a preference for bodies of water with a circumference greater than , and lakes with an area greater than are optimal for breeding bald eagles.
The bald eagle typically requires old-growth and mature stands of coniferous or hardwood trees for perching, roosting, and nesting. Tree species reportedly is less important to the eagle pair than the tree's height, composition and location. Perhaps of paramount importance for this species is an abundance of comparatively large trees surrounding the body of water. Selected trees must have good visibility, be over tall, an open structure, and proximity to prey. If nesting trees are in standing water such as in a mangrove swamp, the nest can be located fairly low, at as low above the ground. In a more typical tree standing on dry ground, nests may be located from in height. In Chesapeake Bay, nesting trees averaged in diameter and in total height, while in Florida, the average nesting tree stands high and is in diameter. Trees used for nesting in the Greater Yellowstone area average high. Trees or forest used for nesting should have a canopy cover of no more than 60%, and no less than 20%, and be in close proximity to water. Most nests have been found within of open water. The greatest distance from open water recorded for a bald eagle nest was over , in Florida.
Bald eagle nests are often very large in order to compensate for size of the birds. The largest recorded nest was found in Florida in 1963, and was measured at nearly 10 feet wide and 20 feet deep.
In Florida, nesting habitats often consist of Mangrove swamps, the shorelines of lakes and rivers, pinelands, seasonally flooded flatwoods, hardwood swamps, and open prairies and pastureland with scattered tall trees. Favored nesting trees in Florida are slash pines (Pinus elliottii), longleaf pines (P. palustris), loblolly pines (P. taeda) and cypress trees, but for the southern coastal areas where mangroves are usually used. In Wyoming, groves of mature cottonwoods or tall pines found along streams and rivers are typical bald eagle nesting habitats. Wyoming eagles may inhabit habitat types ranging from large, old-growth stands of ponderosa pines (Pinus ponderosa) to narrow strips of riparian trees surrounded by rangeland. In Southeast Alaska, Sitka spruce (Picea sitchensis) provided 78% of the nesting trees used by eagles, followed by hemlocks (Tsuga) at 20%. Increasingly, eagles nest in human-made reservoirs stocked with fish.
The bald eagle is usually quite sensitive to human activity while nesting, and is found most commonly in areas with minimal human disturbance. It chooses sites more than from low-density human disturbance and more than from medium- to high-density human disturbance. However, bald eagles will occasionally nest in large estuaries or secluded groves within major cities, such as Hardtack Island on the Willamette River in Portland, Oregon or John Heinz National Wildlife Refuge at Tinicum in Philadelphia, Pennsylvania, which are surrounded by a great quantity of human activity. Even more contrary to the usual sensitivity to disturbance, a family of bald eagles moved to the Harlem neighborhood in New York City in 2010.
While wintering, bald eagles tend to be less habitat and disturbance sensitive. They will commonly congregate at spots with plentiful perches and waters with plentiful prey and (in northern climes) partially unfrozen waters. Alternately, non-breeding or wintering bald eagles, particularly in areas with a lack of human disturbance, spend their time in various upland, terrestrial habitats sometimes quite far away from waterways. In the northern half of North America (especially the interior portion), this terrestrial inhabitance by bald eagles tends to be especially prevalent because unfrozen water may not be accessible. Upland wintering habitats often consist of open habitats with concentrations of medium-sized mammals, such as prairies, meadows or tundra, or open forests with regular carrion access.
Behavior
The bald eagle is a powerful flier, and soars on thermal convection currents. It reaches speeds of when gliding and flapping, and about while carrying fish. Its dive speed is between , though it seldom dives vertically. Regarding their flying abilities, despite being morphologically less well adapted to faster flight than golden eagles (especially during dives), the bald eagle is considered surprisingly maneuverable in flight. Bald eagles have also been recorded catching up to and then swooping under geese in flight, turning over and thrusting their talons into the other bird's breast. It is partially migratory, depending on location. If its territory has access to open water, it remains there year-round, but if the body of water freezes during the winter, making it impossible to obtain food, it migrates to the south or to the coast. A number of populations are subject to post-breeding dispersal, mainly in juveniles; Florida eagles, for example, will disperse northwards in the summer. The bald eagle selects migration routes which take advantage of thermals, updrafts, and food resources. During migration, it may ascend in a thermal and then glide down, or may ascend in updrafts created by the wind against a cliff or other terrain. Migration generally takes place during the daytime, usually between the local hours of 8:00 a.m. and 6:00 p.m., when thermals are produced by the sun.
Diet and feeding
The bald eagle is an opportunistic carnivore with the capacity to consume a great variety of prey. Fish often comprise most of the eagle's diet throughout their range. In 20 food habit studies across the species' range, fish comprised 56% of the diet of nesting eagles, birds 28%, mammals 14% and other prey 2%. More than 400 species are known to be included in the bald eagle's prey spectrum, far more than its ecological equivalent in the Old World, the white-tailed eagle, is known to take. Despite its considerably lower population, the bald eagle may come in second amongst all North American accipitrids, slightly behind only the red-tailed hawk, in number of prey species recorded.
Behavior
To hunt fish, the eagle swoops down over the water and snatches the fish out of the water with its talons. They eat by holding the fish in one claw and tearing the flesh with the other. Eagles have structures on their toes called spicules that allow them to grasp fish. Osprey also have this adaptation. Bird prey may occasionally be attacked in flight, with prey up to the size of Canada geese attacked and killed in mid-air. It has been estimated that the gripping power (pounds by square inch) of the bald eagle is ten times greater than that of a human. Bald eagles can fly with fish at least equal to their own weight, but if the fish is too heavy to lift, the eagle may be dragged into the water. Bald eagles are able to swim, in some cases dragging its catch ashore with its talons, but some eagles drown or succumb to hypothermia. Many sources claim that bald eagles, like all large eagles, cannot normally take flight carrying prey more than half of their own weight unless aided by favorable wind conditions. On numerous occasions, when large prey such as large fish including mature salmon or geese are attacked, eagles have been seen to make contact and then drag the prey in a strenuously labored, low flight over the water to a bank, where they then finish off and dismember the prey. When food is abundant, an eagle can gorge itself by storing up to of food in a pouch in the throat called a crop. Gorging allows the bird to fast for several days if food becomes unavailable. Occasionally, bald eagles may hunt cooperatively when confronting prey, especially relatively large prey such as jackrabbits or herons, with one bird distracting potential prey, while the other comes behind it in order to ambush it. While hunting waterfowl, bald eagles repeatedly fly at a target and cause it to dive repeatedly, hoping to exhaust the victim so it can be caught (white-tailed eagles have been recorded hunting waterfowl in the same way). When hunting concentrated prey, a successful catch often results in the hunting eagle being pursued by other eagles and needing to find an isolated perch for consumption if it is able to carry it away successfully.
They obtain much of their food as carrion or via a practice known as kleptoparasitism, by which they steal prey away from other predators. Due to their dietary habits, bald eagles are frequently viewed in a negative light by humans. Thanks to their superior foraging ability and experience, adults are generally more likely to hunt live prey than immature eagles, which often obtain their food from scavenging. They are not very selective about the condition or origin, whether provided by humans, other animals, auto accidents or natural causes, of a carcass's presence, but will avoid eating carrion where disturbances from humans are a regular occurrence. They will scavenge carcasses up to the size of whales, though carcasses of ungulates and large fish are seemingly preferred. Congregated wintering waterfowl are frequently exploited for carcasses to scavenge by immature eagles in harsh winter weather. Bald eagles also may sometimes feed on material scavenged or stolen from campsites and picnics, as well as garbage dumps (dump usage is habitual mainly in Alaska) and fish-processing plants.
Fish
In Southeast Alaska, fish comprise approximately 66% of the year-round diet of bald eagles and 78% of the prey brought to the nest by the parents. Eagles living in the Columbia River Estuary in Oregon were found to rely on fish for 90% of their dietary intake. At least 100 species of fish have been recorded in the bald eagle's diet. From observation in the Columbia River, 58% of the fish were caught alive by the eagle, 24% were scavenged as carcasses and 18% were pirated away from other animals.
In the Pacific Northwest, spawning trout and salmon provide most of the bald eagles' diet from late summer throughout fall. Though bald eagles occasionally catch live salmon, they usually scavenge spawned salmon carcass. Southeast Alaskan eagles largely prey on pink salmon (Oncorhynchus gorbuscha), coho salmon (O. kisutch) and, more locally, sockeye salmon (O. nerka), with Chinook salmon (O. tshawytscha). Due to the Chinook salmon's large size ( average adult size) probably being taken only as carrion and a single carcass can attract several eagles. Also important in the estuaries and shallow coastlines of southern Alaska are Pacific herring (Clupea pallasii), Pacific sand lance (Ammodytes hexapterus) and eulachon (Thaleichthys pacificus). In Oregon's Columbia River Estuary, the most significant prey species were largescale suckers (Catostomus macrocheilus) (17.3% of the prey selected there), American shad (Alosa sapidissima; 13%) and common carp (Cyprinus carpio; 10.8%). Eagles living in the Chesapeake Bay in Maryland were found to subsist largely on American gizzard shad (Dorosoma cepedianum), threadfin shad (Dorosoma petenense) and white bass (Morone chrysops). Floridian eagles have been reported to prey on catfish, most prevalently the brown bullhead (Ameiurus nebulosus) and any species in the genus Ictalurus as well as mullet, trout, needlefish, and eels. Chain pickerels (Esox niger) and white suckers (Catostomus commersonii) are frequently taken in interior Maine. Wintering eagles on the Platte River in Nebraska preyed mainly on American gizzard shads and common carp. Bald eagles are also known to eat the following fish species: rainbow trout (Oncorhynchus mykiss), white catfish (Ameiurus catus), rock greenling (Hexagrammos lagocephalus), Pacific cod (Gadus macrocephalus), Atka mackerel (Pleurogrammus monopterygius), largemouth bass (Micropterus salmoides), northern pike (Esox lucius), striped bass (Morone saxatilis), dogfish shark (Squalidae.sp) and Blue walleye (Sander vitreus).
Fish taken by bald eagles varies in size, but bald eagles take larger fish than other piscivorous birds in North America, typically range from and prefer fish. When experimenters offered fish of different sizes in the breeding season around Lake Britton in California, fish measuring were taken 71.8% of the time by parent eagles while fish measuring were chosen only 25% of the time. At nests around Lake Superior, the remains of fish (mostly suckers) were found to average in total length. In the Columbia River estuary, most preyed on by eagles were estimated to measure less than , but larger fish between or even exceeding in length also taken especially during the non-breeding seasons. In Neagle Lake, eagles frequently take Northern pike, up to long. They can take fish up to at least twice their own weight, such as large salmons, carps, or even adult muskellunge (Esox masquinongy), by dragging its catch with talons and pull toward ashore. Much larger marine fish such as Pacific halibut (Hippoglossus stenolepis) and lemon sharks (Negaprion brevirostris) have been recorded among bald eagle prey though probably are only taken as young, as small, newly mature fish, or as carrion.
Benthic fishes such as catfish are usually consumed after they die and float to the surface, though while temporarily swimming in the open may be more vulnerable to predation than most fish since their eyes focus downwards. Bald eagles also regularly exploit water turbines which produce battered, stunned or dead fish easily consumed. Predators who leave behind scraps of dead fish that they kill, such as brown bears (Ursus arctos), gray wolves (Canis lupus) and red foxes (Vulpes vulpes), may be habitually followed in order to scavenge the kills secondarily. Once North Pacific salmon die off after spawning, usually local bald eagles eat salmon carcasses almost exclusively. Eagles in Washington need to consume of fish each day for survival, with adults generally consuming more than juveniles and thus reducing potential energy deficiency and increasing survival during winter.
Birds
Behind fish, the next most significant prey base for bald eagles are other waterbirds. The contribution of such birds to the eagle's diet is variable, depending on the quantity and availability of fish near the water's surface. Waterbirds can seasonally comprise from 7% to 80% of the prey selection for eagles in certain localities. Overall, birds are the most diverse group in the bald eagle's prey spectrum, with 200 prey species recorded.
Bird species most preferred as prey by eagles tend to be medium-sized, such as western grebes (Aechmophorus occidentalis), mallards (Anas platyrhynchos), and American coots (Fulica americana) as such prey is relatively easy for the much larger eagles to catch and fly with. American herring gull (Larus smithsonianus) are the favored avian prey species for eagles living around Lake Superior. Black ducks (Anas rubripes), common eiders (Somateria mollissima), and double-crested cormorants (Phalacrocorax auritus) are also frequently taken in coastal Maine and velvet scoter (Melanitta fusca) was dominant prey in San Miguel Island.
Due to easy accessibility and lack of formidable nest defense against eagles by such species, bald eagles are capable of preying on such seabirds at all ages, from eggs to mature adults, and they can effectively cull large portions of a colony. Along some portions of the North Pacific coastline, bald eagles which had historically preyed mainly kelp-dwelling fish and supplementally sea otter (Enhydra lutris) pups are now preying mainly on seabird colonies since both the fish (possibly due to overfishing) and otters (cause unknown) have had steep population declines, causing concern for seabird conservation. Because of this more extensive predation, some biologist has expressed concern that murres are heading for a "conservation collision" due to heavy eagle predation. Eagles have been confirmed to attack nocturnally active, burrow-nesting seabird species such as storm petrels and shearwaters by digging out their burrows and feeding on all animals they find inside. If a bald eagle flies close by, waterbirds will often fly away en masse, though they may seemingly ignore a perched eagle in other cases. when the birds fly away from a colony, this exposes their unprotected eggs and nestlings to scavengers such as gulls.
While they usually target small to medium-sized seabirds, larger seabirds such as great black-backed gulls (Larus marinus) and northern gannets (Morus bassanus) and brown pelicans (Pelecanus occidentalis) of all ages can successfully taken by bald eagles. Similarly, large waterbirds are occasionally prey as well. Geese such as wintering emperor geese (Chen canagica) and snow geese (C. caerulescens), which gather in large groups, sometimes becoming regular prey. Smaller Ross's geese (Anser rossii) are also taken, as well as large-sized Canada geese (Branta canadensis). Predation on the largest subspecies (Branta canadensis maxima) has been reported. Large wading birds can also fall prey to bald eagles. For the great blue herons (Ardea herodias), bald eagles are their only serious enemies of all ages. Slightly larger Sandhill cranes (Grus canadensis) can be taken as well. While adult whooping cranes (Grus americana) are too large and formidable, their chicks can fall prey to bald eagles. They even occasionally prey on adult tundra swans (Cygnus columbianus). Young trumpeter swans (Cygnus buccinator) are also taken, and an unsuccessful attack on an adult swan has been photographed.
Bald eagles have been recorded as killing other raptors on occasion. In some cases, these may be attacks of competition or kleptoparasitism on rival species but end with the consumption of the dead victims. Nine species each of other accipitrids and owls are known to have been preyed upon by bald eagles. Owl prey species have ranged in size from western screech-owls (Megascops kennicotti) to snowy owls (Bubo scandiacus). Larger diurnal raptors known to have fallen victim to bald eagles have included red-tailed hawks (Buteo jamaicensis), peregrine falcons (Falco peregrinus), northern goshawks (Accipiter gentilis), ospreys (Pandion haliaetus) and black (Coragyps atratus) and turkey vultures (Cathartes aura).
Mammals
Mammalian preys are generally less frequently taken than fish or avian prey. However, in some regions, such as landlocked areas of North America, wintering bald eagles may become habitual predators of medium-sized mammals that occur in colonies or local concentrations, such as prairie dogs (Cynomys sp.) and jackrabbits (Lepus sp.). Bald eagles in Seedskadee National Wildlife Refuge often hunt in pair to catch rabbits and prairie dogs. They can attack and prey on rabbits and hares of nearly any size, from marsh rabbits (Sylvilagus palustris) to black and white-tailed jackrabbits (Lepus californicus & L. townsendii), and Arctic hares (Lepus arcticus). In San Luis Valley, white-tailed jackrabbits can be important prey. Additionally, rodents such as montane voles (Microtus montanus), brown rats (Rattus norvegicus), muskrats (Ondatra zibethicus), nutrias (Myocastor coypus), and various squirrels are taken as supplementary prey. Even American porcupines (Erethizon dorsatum) are reportedly attacked and killed.
Where available, seal colonies can provide a lot of food. On Protection Island, Washington, they commonly feed on harbor seal (Phoca vitulina) afterbirths, still-borns and sickly seal pups. Similarly, bald eagles in Alaska readily prey on sea otter (Enhydra lutris) pups. Terrestrial mammalian carnivores can be taken infrequently. Mustelid from size of American martens (Martes pennanti), and American minks (Neogale vison), to adult North American river otters (Lontra canadensis) and male fisher cats (Pekania pennanti) are taken. Foxes are also taken, including Island foxes ( Urocyon littoralis ), Arctic foxes (Vulpes lagopus), and grey foxes (Urocyon cinereoargenteus). In one instance, two bald Eagles feed upon a red fox (Vulpes vulpes) that had tried to cross a frozen Delaware Lake. Other medium-sized carnivorans such as striped skunks (Mephitis mephitis), American hog-nosed skunks (Conepatus leuconotus), and common raccoons (Procyon lotor) are taken, as well as domestic cats (Felis catus) and dogs (canis familiaris).
Other wild mammalian prey include fawns of deer such as white-tailed deer (Odocoileus virginianus) and Sitka deer (Odocoileus hemionus sitkensis), which weigh around can be taken alive by bald eagles. In one instance, a bald eagle was observed carrying mule deer (Odocoileus hemionus) fawn. Additionally, Virginia opossums (Didelphis virginiana) can be preyed upon but most of them are mainly taken as roadkills due to their nocturnal habits.
Together with the golden eagle, bald eagles are occasionally accused of preying on livestock, especially sheep (Ovis aries). There are a handful of proven cases of lamb predation, some specimens weighing up to , by bald eagles. Still, they are much less likely to attack a healthy lamb than a golden eagle. Both species prefer native, wild prey and are unlikely to cause any extensive detriment to human livelihoods. There is one case of a bald eagle killing and feeding on an adult, pregnant ewe (then joined in eating the kill by at least 3 other eagles), which, weighing on average over , is much larger than any other known prey taken by this species.
Reptiles and other prey
Supplemental prey is readily taken given the opportunity. In some areas, reptiles may become regular prey, especially in warm areas such as Florida where reptile diversity is high. Turtles are perhaps the most regularly hunted type of reptile. In coastal New Jersey, 14 of 20 studied eagle nests included remains of turtles. The main species found were common musk turtles (Sternotherus odoratus), diamondback terrapin (Malaclemys terrapin) and juvenile common snapping turtles (Chelydra serpentina). In these New Jersey nests, mainly subadult and small adults were taken, ranging in carapace length from . Similarly, many turtles were recorded in the diet in the Chesapeake Bay. In Texas, softshell turtles are the most frequently taken prey, and a large number of Barbour's map turtles are taken in Torreya State Park. Other reptilian and amphibian prey includes southern alligator lizards (Elgaria multicarinata), snakes such as garter snakes and rattlesnakes, and Greater siren (Siren lacertina).
Invertebrates are occasionally taken. In Alaska, eagles feed on sea urchins (Strongylocentrotus sp.), chitons, mussels, and crabs. Other various mollusks such as land snails, abalones, bivalves, periwinkles, blue mussels, squids, and starfishes are taken as well.
Interspecific predatory relationships
When competing for food, eagles will usually dominate other fish-eaters and scavengers, aggressively displacing mammals such as coyotes (Canis latrans) and foxes, and birds such as corvids, gulls, vultures and other raptors. Occasionally, coyotes, bobcats (Lynx rufus) and domestic dogs (Canis familiaris) can displace eagles from carrion, usually less confident immature birds, as has been recorded in Maine. Bald eagles are less active, bold predators than golden eagles and get relatively more of their food as carrion and from kleptoparasitism (although it is now generally thought that golden eagles eat more carrion than was previously assumed). However, the two species are roughly equal in size, aggressiveness and physical strength and so competitions can go either way. Neither species is known to be dominant, and the outcome depends on the size and disposition of the individual eagles involved. Wintering bald and golden eagles in Utah both sometimes won conflicts, though in one recorded instance a single bald eagle successfully displaced two consecutive golden eagles from a kill.
Though bald eagles face few natural threats, an unusual attacker comes in the form of the common loon (G. immer), which is also taken by eagles as prey. While common loons normally avoid conflict, they are highly territorial and will attack predators and competitors by stabbing at them with their knife-like bill; as the range of the bald eagle has increased following conservation efforts, these interactions have been observed on several occasions, including a fatality of a bald eagle in Maine that is presumed to have come about as a result of it attacking a nest, then having a fatal puncture wound inflicted by one or both loon parents.
The bald eagle is thought to be much more numerous in North America than the golden eagle, with the bald species estimated to number at least 150,000 individuals, about twice as many golden eagles there are estimated to live in North America. Due to this, bald eagles often outnumber golden eagles at attractive food sources. Despite the potential for contention between these animals, in New Jersey during winter, a golden eagle and numerous bald eagles were observed to hunt snow geese alongside each other without conflict. Similarly, both eagle species have been recorded, via video-monitoring, to feed on gut piles and carcasses of white-tailed deer (Odocoileus virginianus) in remote forest clearings in the eastern Appalachian Mountains without apparent conflict. Bald eagles are frequently mobbed by smaller raptors, due to their infrequent but unpredictable tendency to hunt other birds of prey. Many bald eagles are habitual kleptoparasites, especially in winters when fish are harder to come by. They have been recorded stealing fish from other predators such as ospreys, herons and even otters. They have also been recorded opportunistically pirating birds from peregrine falcons (Falco peregrinus), prairie dogs from ferruginous hawks (Buteo regalis) and even jackrabbits from golden eagles. When they approach scavengers such as dogs, gulls or vultures at carrion sites, they often attack them in an attempt to force them to disgorge their food. Healthy adult bald eagles are not preyed upon in the wild and are thus considered apex predators.
Reproduction
Bald eagles are sexually mature at four or five years of age. When they are old enough to breed, they often return to the area where they were born. It is thought that bald eagles mate for life. However, if one member of a pair dies or disappears, the survivor will choose a new mate. A pair which has repeatedly failed in breeding attempts may split and look for new mates. Bald eagle courtship involves elaborate, spectacular calls and flight displays by the males. The flight includes swoops, chases, and cartwheels, in which they fly high, lock talons, and free-fall, separating just before hitting the ground. Usually, a territory defended by a mature pair will be of waterside habitat.
Compared to most other raptors, which mostly nest in April or May, bald eagles are early breeders: nest building or reinforcing is often by mid-February, egg laying is often late February (sometimes during deep snow in the North), and incubation is usually mid-March and early May. Eggs hatch from mid April to early May, and the young fledge late June to early July. The nest is the largest of any bird in North America; it is used repeatedly over many years and with new material added each year may eventually be as large as deep, across and weigh . One nest in Florida was found to be deep, across, and to weigh . This nest is on record as the largest tree nest ever recorded for any animal. Usually nests are used for under five years, as they either collapse in storms or break the branches supporting them by their sheer weight. However, one nest in the Midwest was occupied continuously for at least 34 years. The nest is built of branches, usually in large trees found near water. When breeding where there are no trees, the bald eagle will nest on the ground, as has been recorded largely in areas largely isolated from terrestrial predators, such as Amchitka Island in Alaska.
In Sonora, Mexico, eagles have been observed nesting on top of hecho catcuses (Pachycereus pectin-aboriginum). Nests located on cliffs and rock pinnacles have been reported historically in California, Kansas, Nevada, New Mexico and Utah, but currently are only verified to occur only in Alaska and Arizona. The eggs average about long, ranging from , and have a breadth of , ranging from . Eggs in Alaska averaged in mass, while in Saskatchewan they averaged . As with their ultimate body size, egg size tends to increase with distance from the equator. Eagles produce between one and three eggs per year, two being typical. Rarely, four eggs have been found in nests, but these may be exceptional cases of polygyny. Eagles in captivity have been capable of producing up to seven eggs. It is rare for all three chicks to successfully reach the fledgling stage. The oldest chick often bears the advantage of larger size and louder voice, which tends to draw the parents' attention towards it. Occasionally, as is recorded in many large raptorial birds, the oldest sibling sometimes attacks and kills its younger sibling(s), especially early in the nesting period when their sizes are most different. However, nearly half of known bald eagles produce two fledglings (more rarely three), unlike in some other "eagle" species such as some in the genus Aquila, in which a second fledgling is typically observed in less than 20% of nests, despite two eggs typically being laid. Both the male and female take turns incubating the eggs, but the female does most of the sitting. The parent not incubating will hunt for food or look for nesting material during this stage. For the first two to three weeks of the nestling period, at least one adult is at the nest almost 100% of the time. After five to six weeks, the attendance of parents usually drops off considerably (with the parents often perching in trees nearby).
A young eaglet can gain up to a day, the fastest growth rate of any North American bird. The young eaglets pick up and manipulate sticks, play tug of war with each other, practice holding things in their talons, and stretch and flap their wings. By eight weeks, the eaglets are strong enough to flap their wings, lift their feet off the nest platform, and rise up in the air. The young fledge at anywhere from 8 to 14 weeks of age, though will remain close to the nest and attended to by their parents for a further 6 weeks. Juvenile eagles first start dispersing away from their parents about 8 weeks after they fledge. Variability in departure date related to effects of sex and hatching order on growth and development. For the next four years, immature eagles wander widely in search of food until they attain adult plumage and are eligible to reproduce.
On rare occasions, bald eagles have been recorded to adopt other raptor fledglings into their nests, as seen in 2017 by a pair of eagles in Shoal Harbor Migratory Bird Sanctuary near Sidney, British Columbia. The pair of eagles in question are believed to have carried a juvenile red-tailed hawk back to their nest, presumably as prey, whereupon the chick was accepted into the family by both the parents and the eagles' three nestlings. The hawk, nicknamed "Spunky" by biologists monitoring the nest, fledged successfully.
Longevity and mortality
The average lifespan of bald eagles in the wild is around 20 years, with the oldest confirmed one having been 38 years of age. In captivity, they often live somewhat longer. In one instance, a captive individual in New York lived for nearly 50 years. As with size, the average lifespan of an eagle population appears to be influenced by its location and access to prey. As they are no longer heavily persecuted, adult mortality is quite low. In one study of Florida eagles, adult bald eagles reportedly had 100% annual survival rate. In Prince William Sound in Alaska, adults had an annual survival rate of 88% even after the Exxon Valdez oil spill adversely affected eagles in the area. Of 1,428 individuals from across the range necropsied by National Wildlife Health Center from 1963 to 1984, 329 (23%) eagles died from trauma, primarily impact with wires and vehicles; 309 (22%) died from gunshot; 158 (11%) died from poisoning; 130 (9%) died from electrocution; 68 (5%) died from trapping; 110 (8%) from emaciation; and 31 (2%) from disease; cause of death was undetermined in 293 (20%) of cases. In this study, 68% of mortality was human-caused. Today, eagle-shooting is believed to be considerably reduced due to the species' protected status. In one case, an adult eagle investigating a peregrine falcon nest for prey items sustained a concussion from a swooping parent peregrine, and ultimately died days later from it. An early natural history video depicting a cougar (Puma concolor) ambushing and killing an immature bald eagle feeding at a rabbit carcass is viewable online, although this film may have been staged.
Most non-human-related mortality involves nestlings or eggs. Around 50% of eagles survive their first year. However, in the Chesapeake Bay area, 100% of 39 radio-tagged nestlings survived to their first year. Nestling or egg fatalities may be due to nest collapses, starvation, sibling aggression or inclement weather. Another significant cause of egg and nestling mortality is predation. Nest predators include large gulls, corvids (including ravens, crows and magpies), wolverines (Gulo gulo), fishers (Pekania pennanti), red-tailed hawks, owls, other eagles, bobcats, American black bears (Ursus americanus) and raccoons. If food access is low, parental attendance at the nest may be lower because both parents may have to forage, thus resulting in less protection. Nestlings are usually exempt from predation by terrestrial carnivores that are poor tree-climbers, but Arctic foxes (Vulpes lagopus) occasionally snatched nestlings from ground nests on Amchitka Island in Alaska before they were extirpated from the island. The bald eagle will defend its nest fiercely from all comers and has even repelled attacks from bears, having been recorded knocking a black bear out of a tree when the latter tried to climb a tree holding nestlings.
Relationship with humans
Population decline and recovery
Once a common sight in much of the continent, the bald eagle was severely affected in the mid-20th century by a variety of factors, among them the thinning of egg shells attributed to use of the pesticide DDT. Bald eagles, like many birds of prey, were especially affected by DDT due to biomagnification. DDT itself was not lethal to the adult bird, but it interfered with their calcium metabolism, making them either sterile or unable to lay healthy eggs; many of their eggs were too brittle to withstand the weight of a brooding adult, making it nearly impossible for them to hatch. It is estimated that in the early 18th century the bald eagle population was 300,000–500,000, but by the 1950s there were only 412 nesting pairs in the 48 contiguous states of the US.
Other factors in bald eagle population reductions were a widespread loss of suitable habitat, as well as both legal and illegal shooting. In 1930 a New York City ornithologist wrote that in the territory of Alaska in the previous 12 years approximately 70,000 bald eagles had been shot. Many of the hunters killed the bald eagles under the long-held beliefs that bald eagles grabbed young lambs and even children with their talons, yet the birds were innocent of most of these alleged acts of predation (lamb predation is rare, human predation is thought to be non-existent). Illegal shooting was described as "the leading cause of direct mortality in both adult and immature bald eagles" by the U.S. Fish and Wildlife Service in 1978. Leading causes of death in bald eagles include lead pollution, poisoning, collision with motor vehicles, and power-line electrocution. A study published in 2022 in the journal Science found that more than half of adult eagles across 38 US states suffered from lead poisoning. The primary cause is when eagles scavenge carcasses of animals shot by hunters. These are often tainted with lead shotgun pellets or rifle rounds, ammunition fragments.
The species was first protected in the U.S. and Canada by the 1918 Migratory Bird Treaty, later extended to all of North America. The Bald and Golden Eagle Protection Act, approved by the U.S. Congress in 1940, protected the bald eagle and the golden eagle, prohibiting commercial trapping and killing of the birds. The bald eagle was declared an endangered species in the U.S. in 1967, and amendments to the 1940 act between 1962 and 1972 further restricted commercial uses and increased penalties for violators. Perhaps most significant in the species' recovery, in 1972, DDT was banned from usage in the United States due to the fact that it inhibited the reproduction of many birds. DDT was completely banned in Canada in 1989, though its use had been highly restricted since the late 1970s.
With regulations in place and DDT banned, the eagle population rebounded. The bald eagle can be found in growing concentrations throughout the United States and Canada, particularly near large bodies of water. In the early 1980s, the estimated total population was 100,000 individuals, with 110,000–115,000 by 1992; the U.S. state with the largest resident population is Alaska, with about 40,000–50,000, with the next highest population the Canadian province of British Columbia with 20,000–30,000 in 1992. Obtaining a precise count of the bald eagle population is extremely difficult. The most recent data submitted by individual states was in 2006, when 9789 breeding pairs were reported. For some time, the stronghold breeding population of bald eagles in the lower 48 states was in Florida, where over a thousand pairs have held on while populations in other states were significantly reduced by DDT use. Today, the contiguous state with the largest number of breeding pairs of eagles is Minnesota with an estimated 1,312 pairs, surpassing Florida's most recent count of 1,166 pairs. 23, or nearly half, of the 48 contiguous states now have at least 100 breeding pairs of bald eagles. In Washington State, there were only 105 occupied nests in 1980. That number increased by about 30 per year, so that by 2005 there were 840 occupied nests. 2005 was the last year that the Washington Department of Fish and Wildlife counted occupied nests. Further population increases in Washington may be limited by the availability of late winter food, particularly salmon.
The bald eagle was officially removed from the U.S. federal government's list of endangered species on July 12, 1995, by the U.S. Fish & Wildlife Service, when it was reclassified from "endangered" to "threatened". On July 6, 1999, a proposal was initiated "To Remove the Bald Eagle in the Lower 48 States From the List of Endangered and Threatened Wildlife". It was de-listed on June 28, 2007. It has also been assigned a risk level of least concern category on the IUCN Red List. In the Exxon Valdez oil spill of 1989 an estimated 247 were killed in Prince William Sound, though the local population returned to its pre-spill level by 1995. In some areas, the increase in eagles has led to decreases in other bird populations and the eagles may be considered a pest.
Killing permits
In December 2016, the U.S. Fish and Wildlife Service proposed extending the permits issued to wind generation companies to allow them to kill up to 4,200 bald eagles per year without facing a penalty, four times the previous number. The permits would last 30 years, six times the current 5-year term.
In captivity
Permits are required to keep bald eagles in captivity in the United States. Permits are primarily issued to public educational institutions, and the eagles that they show are permanently injured individuals that cannot be released to the wild. The facilities where eagles are kept must be equipped with adequate caging, as well as workers experienced in the handling and care of eagles. The bald eagle can be long-lived in captivity if well cared for, but does not breed well even under the best conditions.
In Canada and in England a license is required to keep bald eagles for falconry. Bald eagles cannot legally be kept for falconry in the United States, but a license may be issued in some jurisdictions to allow use of such eagles in birds-of-prey flight shows.
Cultural significance
The bald eagle is important in various Native American cultures and, as the national bird of the United States, is prominent in seals and logos, coinage, postage stamps, and other items relating to the U.S. federal government.
Role in Native American culture
The bald eagle is a sacred bird in some North American cultures, and its feathers, like those of the golden eagle, are central to many religious and spiritual customs among Native Americans. Eagles are considered spiritual messengers between gods and humans by some cultures. Many pow wow dancers use the eagle claw as part of their regalia as well. Eagle feathers are often used in traditional ceremonies, particularly in the construction of regalia worn and as a part of fans, bustles and head dresses. In the Navajo tradition an eagle feather is represented to be a protector, along with the feather Navajo medicine men use the leg and wing bones for ceremonial whistles. The Lakota, for instance, give an eagle feather as a symbol of honor to person who achieves a task. In modern times, it may be given on an event such as a graduation from college. The Pawnee consider eagles as symbols of fertility because their nests are built high off the ground and because they fiercely protect their young. The Choctaw consider the bald eagle, who has direct contact with the upper world of the sun, as a symbol of peace.
During the Sun Dance, which is practiced by many Plains Indian tribes, the eagle is represented in several ways. The eagle nest is represented by the fork of the lodge where the dance is held. A whistle made from the wing bone of an eagle is used during the course of the dance. Also during the dance, a medicine man may direct his fan, which is made of eagle feathers, to people who seek to be healed. The medicine man touches the fan to the center pole and then to the patient, in order to transmit power from the pole to the patient. The fan is then held up toward the sky, so that the eagle may carry the prayers for the sick to the Creator.
Current eagle feather law stipulates that only individuals of certifiable Native American ancestry enrolled in a federally recognized tribe are legally authorized to obtain or possess bald or golden eagle feathers for religious or spiritual use. The constitutionality of these laws has been questioned by Native American groups on the basis that it violates the First Amendment by affecting ability to practice their religion freely.
The National Eagle Repository, a division of the FWS, exists as a means to receive, process, and store bald and golden eagles which are found dead and to distribute the eagles, their parts and feathers to federally recognized Native American tribes for use in religious ceremonies.
National bird of the United States
The bald eagle is the national bird of the United States of America. The founders of the United States were fond of comparing their new republic with the Roman Republic, in which eagle imagery (usually involving the golden eagle) was prominent. On June 20, 1782, the Continental Congress adopted the design for the Great Seal of the United States, depicting a bald eagle grasping 13 arrows and an olive branch with thirteen leaves with its talons.
The bald eagle appears on most official seals of the U.S. government, including the presidential seal, the presidential flag, and in the logos of many U.S. federal agencies. Between 1916 and 1945, the presidential flag (but not the seal) showed an eagle facing to its left (the viewer's right), which gave rise to the urban legend that the flag is changed to have the eagle face towards the olive branch in peace, and towards the arrows in wartime.
Contrary to popular legend, there is no evidence that Benjamin Franklin ever publicly supported the wild turkey (Meleagris gallopavo), rather than the bald eagle, as a symbol of the United States. However, in a letter written to his daughter in 1784 from Paris, criticizing the Society of the Cincinnati, he stated his personal distaste for the bald eagle's behavior. In the letter Franklin states:
Franklin opposed the creation of the Society because he viewed it, with its hereditary membership, as a noble order unwelcome in the newly independent Republic, contrary to the ideals of Lucius Quinctius Cincinnatus, for whom the Society was named. His reference to the two kinds of birds is interpreted as a satirical comparison between the Society of the Cincinnati and Cincinnatus.
Popular culture
Largely because of its role as a symbol of the United States, but also because of its being a large predator, the bald eagle has many representations in popular culture. In film and television depictions the call of the red-tailed hawk, which is much louder and more powerful, is often substituted for bald eagles.
See also
American bison
Besnard Lake
Eagle lady
Coat of arms of the Philippines
Old Abe
List of national birds
References
Further reading
Identification
Grant, Peter J. (1988) "The Co. Kerry Bald Eagle" Twitching 1(12): 379–80 – describes plumage differences between bald eagle and white-tailed eagle in juveniles
External links
The National Eagle Center
American Bald Eagle Foundation
American Bald Eagle Information
Bald eagle bird sound – Florida Museum of Natural History
Video links
Photo field guide on Flickr
100+ Bald Eagles
bald eagle
bald eagle
Apex predators
Scavengers
Birds of Canada
Birds of the United States
Birds of Mexico
Birds of Saint Pierre and Miquelon
Birds of prey of North America
Native birds of the Rocky Mountains
National symbols of the United States
bald eagle
Taxa named by Carl Linnaeus
Least concern biota of North America
Least concern biota of the United States |
4402 | https://en.wikipedia.org/wiki/Brown%20bear | Brown bear | The brown bear (Ursus arctos) is a large bear species found across Eurasia and North America. In North America, the populations of brown bears are called grizzly bears, while the subspecies that inhabits the Kodiak Islands of Alaska is known as the Kodiak bear. It is one of the largest living terrestrial members of the order Carnivora, rivaled in size only by its closest relative, the polar bear (Ursus maritimus), which is much less variable in size and slightly bigger on average. The brown bear's range includes parts of Russia, Central Asia, the Himalayas, China, Canada, the United States, Hokkaido, Scandinavia, Finland, the Balkans, the Picos de Europa and the Carpathian region (especially Romania), Iran, Anatolia, and the Caucasus. The brown bear is recognized as a national and state animal in several European countries.
While the brown bear's range has shrunk, and it has faced local extinctions across its wide range, it remains listed as a least concern species by the International Union for Conservation of Nature (IUCN) with a total estimated population in 2017 of 110,000. , this and the American black bear are the only bear species not classified as threatened by the IUCN, though the large sizes of both bears may be a disadvantage due to increased competition with humans. Populations that were hunted to extinction in the 19th and 20th centuries are the Atlas bear of North Africa and the Californian, Ungavan and Mexican populations of the grizzly bear of North America. Many of the populations in the southern parts of Eurasia are highly endangered as well. One of the smaller-bodied forms, the Himalayan brown bear, is critically endangered, occupying only 2% of its former range and threatened by uncontrolled poaching for its body parts. The Marsican brown bear of central Italy is one of several currently isolated populations of the Eurasian brown bear and is believed to have a population of just 50 to 60 bears.
Evolution and taxonomy
The brown bear is sometimes referred to as the , from Middle English. This name originated in the fable History of Reynard the Fox translated by William Caxton from Middle Dutch or , meaning brown (the color). In the mid-19th century United States, the brown bear was termed "Old Ephraim" and sometimes as "Moccasin Joe".
The scientific name of the brown bear, Ursus arctos, comes from the Latin , meaning "bear", and the Greek /, also meaning "bear".
Generalized names and evolution
Brown bears are thought to have evolved from Ursus etruscus in Asia. The brown bear, per Kurten (1976), has been stated as "clearly derived from the Asian population of Ursus savini about 800,000 years ago; spread into Europe, to the New World." A genetic analysis indicated that the brown bear lineage diverged from the cave bear species complex approximately 1.2–1.4 million years ago, but did not clarify if U. savini persisted as a paraspecies for the brown bear before perishing. The oldest fossils positively identified as from this species occur in China from about 0.5 million years ago. Brown bears entered Europe about 250,000 years ago and North Africa shortly after. Brown bear remains from the Pleistocene period are common in the British Isles, where it is thought they might have outcompeted cave bears (Ursus spelaeus). The species entered Alaska 100,000 years ago, though they did not move south until 13,000 years ago. It is speculated that brown bears were unable to migrate south until the extinction of the much larger giant short-faced bear (Arctodus simus).
Several paleontologists suggest the possibility of two separate brown bear migrations. First, the inland brown bears, also known as grizzlies, are thought to stem from narrow-skulled bears which migrated from northern Siberia to central Alaska and the rest of the continent. Moreover, the Kodiak bears descend from broad-skulled bears from Kamchatka, which colonized the Alaskan peninsula. Brown bear fossils discovered in Ontario, Ohio, Kentucky and Labrador show that the species occurred farther east than indicated in historic records. In North America, two types of the subspecies Ursus arctos horribilis are generally recognized—the coastal brown bear and the inland grizzly bear; these two types broadly define the range of sizes of all brown bear subspecies.
Scientific taxonomy
There are many methods used by scientists to define bear species and subspecies, as no one method is always effective. Brown bear taxonomy and subspecies classification has been described as "formidable and confusing," with few authorities listing the same specific set of subspecies. Genetic testing is now perhaps the most important way to scientifically define brown bear relationships and names. Generally, genetic testing uses the word clade rather than species because a genetic test alone cannot define a biological species. Most genetic studies report on how closely related the bears are (or their genetic distance). There are hundreds of obsolete brown bear subspecies, each with its own name, so this can become confusing. Hall (1981) lists 86 different types, and even as many as 90 have been proposed. However, recent DNA analysis has identified as few as five main clades which contain all extant brown bears, while a 2017 phylogenetic study revealed nine clades, including one representing polar bears. , 15 extant or recently extinct subspecies were recognized by the general scientific community.
As well as the exact number of overall brown bear subspecies, its precise relationship to the polar bear also remains in debate. The polar bear is a recent offshoot of the brown bear. The point at which the polar bear diverged from the brown bear is unclear, with estimations based on genetics and fossils ranging from 400,000 to 70,000 years ago, but most recent analysis has indicated that the polar bear split somewhere between 275,000 and 150,000 years ago. Under some definitions, the brown bear can be construed as the paraspecies for the polar bear.
DNA analysis shows that, apart from recent human-caused population fragmentation, brown bears in North America are generally part of a single interconnected population system, with the exception of the population (or subspecies) in the Kodiak Archipelago, which has probably been isolated since the end of the last Ice Age. These data demonstrate that U. a. gyas, U. a. horribilis, U. a. sitkensis and U. a. stikeenensis are not distinct or cohesive groups, and would more accurately be described as ecotypes. For example, brown bears in any particular region of the Alaska coast are more closely related to adjacent grizzly bears than to distant populations of brown bears, the morphological distinction seemingly driven by brown bears having access to a rich salmon food source, while grizzly bears live at higher elevation, or further from the coast, where plant material is the base of the diet. The history of the bears of the Alexander Archipelago is unusual in that these island populations carry polar bear DNA, presumably originating from a population of polar bears that was left behind at the end of the Pleistocene, but have since been connected with adjacent mainland populations through movement of males, to the point where their nuclear genomes are now more than 90% of brown bear ancestry.
Brown bears are apparently divided into five different clades, some of which coexist or co-occur in different regions.
Hybrids
A grizzly–polar bear hybrid (known either as a pizzly bear or a grolar bear) is a rare ursid hybrid resulting from a crossbreeding of a brown bear and a polar bear. It has occurred both in captivity and in the wild. In 2006, the occurrence of this hybrid in nature was confirmed by testing the DNA of a strange-looking bear that had been shot in the Canadian Arctic, and seven more hybrids have since been confirmed in the same region, all descended from a single female polar bear. Previously, the hybrid had been produced in zoos and was considered a "cryptid" (a hypothesized animal for which there is no scientific proof of existence in the wild).
Analyses of the genomes of bears have shown that introgression between species was widespread during the evolution of the genus Ursus, including the introgression of polar bear DNA introduced to brown bears during the Pleistocene.
A bear shot in autumn 1986 in Michigan, US, was thought by some to be a grizzly/American black bear hybrid, due to its unusually large size and its proportionately larger braincase and skull. DNA testing was unable to determine whether it was a large American black bear or a grizzly bear.
Description
The brown bear is the most variable in size of modern bears. The typical size depends upon which population it is from, and most accepted subtypes vary widely in size. This is in part due to sexual dimorphism, as male brown bears average at least 30% larger in most subtypes. Individual bears also vary in size seasonally, weighing the least in spring due to lack of foraging during hibernation, and the most in late fall, after a period of hyperphagia to put on additional weight to prepare for hibernation. Therefore, a bear may need to be weighed in both spring and fall to get an idea of its mean annual weight.
Generally brown bears weigh anywhere from , with males outweighing females. The normal range of physical dimensions for a brown bear is a head-and-body length of and a shoulder height of . The tail is relatively short, as in all bears, ranging from in length. The smallest brown bears, females during spring among barren-ground populations, can weigh so little as to roughly match the body mass of males of the smallest living bear species, the sun bear (Helarctos malayanus), while the largest coastal populations attain sizes broadly similar to those of the largest living bear species, the polar bear. Interior brown bears are generally smaller than is often perceived, being around the same weight as an average lion, at an estimate average of in males and in females, whereas adults of the coastal populations weigh about twice as much. The average weight of adult male bears from 19 populations, from around the world and various subspecies (including both large- and small-bodied subspecies), was found to be while adult females from 24 populations were found to average .
Color
Brown bears are often not fully brown. They have long, thick fur, with a moderately long mane at the back of the neck which varies somewhat across the types. In India, brown bears can be reddish with silver-tipped hairs, while in China brown bears are bicolored, with a yellowish-brown or whitish collar across the neck, chest and shoulders. Even within well-defined subspecies, individuals may show highly variable hues of brown. North American grizzlies can be dark brown (almost black) to cream (almost white) or yellowish-brown and often have darker-colored legs. The common name "grizzly" stems from their typical coloration, with the hairs on their back usually being brownish-black at the base and whitish-cream at the tips, giving them their distinctive "grizzled" color. Apart from the cinnamon subspecies of the American black bear (U. americanus cinnamonum), the brown bear is the only modern bear species to typically appear truly brown. The winter fur is very thick and long, especially in northern subspecies, and can reach at the withers. The winter hairs are thin, yet rough to the touch. The summer fur is much shorter and sparser, with its length and density varying geographically.
Cranial morphology and size
Adults have massive, heavily built concave skulls, which are large in proportion to the body. The forehead is high and rises steeply. The projections of the skull are well developed when compared to those of Asian black bears (Ursus thibetanus): the latter have sagittal crests not exceeding more than 19–20% of the total length of the skull, while the former have sagittal crests comprising up to 40–41% of the skull's length. Skull projections are more weakly developed in females than in males. The braincase is relatively small and elongated. There is a great deal of geographical variation in the skull, and presents itself chiefly in dimensions. Grizzlies, for example, tend to have flatter profiles than European and coastal American brown bears. Skull lengths of Russian brown bears tend to be for males, and for females. The width of the zygomatic arches in males is , and in females. Brown bears have very strong teeth: the incisors are relatively big and the canine teeth are large, the lower ones being strongly curved. The first three molars of the upper jaw are underdeveloped and single crowned with one root. The second upper molar is smaller than the others, and is usually absent in adults. It is usually lost at an early age, leaving no trace of the alveolus in the jaw. The first three molars of the lower jaw are very weak, and are often lost at an early age. The teeth of brown bears reflect their dietary plasticity and are broadly similar to other bears, excluding the two most herbivorous living bears, the giant panda (Ailuropoda melanoleuca) and the spectacled bear (Tremarctos ornatus), which have blunt, small premolars (ideal for grinding down fibrous plants) compared to the jagged premolars of ursid bears that at least seasonally often rely on flesh as a food source. The teeth are reliably larger than American black bears, but average smaller in molar length than polar bears. Brown bears have the broadest skull of any extant ursine bear; only the aforementioned most herbivorous living bears exceed them in relative breadth of the skull. Another extant ursine bear, the sloth bear (Melursus ursinus), has a proportionately longer skull than the brown bear and can match the skull length of even large brown bear subtypes, presumably as an aid for foraging heavily on insect colonies for which a long muzzle is helpful as an evolved feature in several unrelated mammalian groups.
Claws and feet
Brown bears have very large and curved claws, those present on the forelimbs being longer than those on the hind limbs. They may reach and may measure along the curve. They are generally dark with a light tip, with some forms having completely light claws. Brown bear claws are longer and straighter than those of American black bears (Ursus americanus). The claws are blunt, while those of a black bear are sharp. Due to their claw structure, in addition to their excessive weight, adult brown bears cannot typically climb trees as well as both species of black bear, although in rare cases adult female brown bears have been seen in trees. The claws of a polar bear are also quite different, being notably shorter but broader with a strong curve and sharper point, presumably both as an aid to traveling over ice (sometimes nearly vertically) and procuring active prey. The paws of the brown bear are quite large. The rear feet of adult bears have been found to typically measure long, while the forefeet tend to measure about 40% less in length. All four feet in average sized brown bears tend to be about in width. In large coastal or Kodiak bear males, the hindfoot may measure up to in length, in width, while outsized Kodiak bears having had confirmed measurements of up to along their rear foot. Brown bears are the only extant bears with a hump at the top of their shoulder, which is made entirely of muscle, this feature having developed presumably for imparting more force in digging, which is habitual during foraging for most bears of the species and also used heavily in den construction prior to hibernation. The brown bear's strength has been roughly estimated as 2.5 to 5 times that of a human.
Distribution and habitat
Brown bears were once native to Europe, much of Asia, the Atlas Mountains of Africa, and North America, but are now extirpated in some areas, and their populations have greatly decreased in other areas. There are approximately 200,000 brown bears left in the world. The largest populations are in Russia with 120,000, the United States with 32,500, and Canada with around 25,000. Brown bears live in Alaska, east through the Yukon and Northwest Territories, south through British Columbia and through the western half of Alberta. The Alaskan population is estimated at a healthy 32,000 individuals. In the lower 48 states, they are repopulating slowly, but steadily along the Rockies and the western Great Plains.
In Europe, in 2010, there were 14,000 brown bears in ten fragmented populations, from Spain (estimated at only 20–25 animals in the Pyrenees in 2010, in a range shared between Spain, France and Andorra, and some 210 animals in Asturias, Cantabria, Galicia and León, in the Picos de Europa and adjacent areas in 2013) in the west, to Russia in the east, and from Sweden and Finland in the north to Romania (5000–6000), Bulgaria (900–1200), Slovakia (with about 600–800 animals), Slovenia (500–700 animals) and Greece (with Karamanlidis et al. 2015 estimating >450 animals) in the south.
In Asia, brown bears are found primarily throughout Russia, thence more spottily southwest to parts of the Middle East, including almost all parts of Kurdistan, to as far south as southwestern Iran, and to the southeast in Northeast China. Brown bears are also found in Western China, Kyrgyzstan, North Korea, Pakistan, Afghanistan and India. They can also be found on the Japanese island of Hokkaidō, which holds the largest number of non-Russian brown bears in eastern Asia with about 2,000–3,000 animals.
This species inhabits the broadest range of habitats of any living bear species.
They seem to have no altitudinal preferences and have been recorded from sea level to an elevation of (the latter in the Himalayas). In most of their range, brown bears generally seem to prefer semiopen country, with a scattering of vegetation that can allow them a resting spot during the day. However, they have been recorded as inhabiting every variety of northern temperate forest known to occur.
Conservation status
While the brown bear's range has shrunk and it has faced local extinctions, it remains listed as a Least concern species by the IUCN, with a total population of approximately 200,000. , this and the American black bear are the only bear species not classified as threatened by the IUCN. However, the California grizzly bear, Ungava brown bear, Atlas bear and Mexican grizzly bear, as well as brown bear populations in the Pacific Northwest, were hunted to extinction in the 19th and early 20th centuries and many of the southern Asian subspecies are highly endangered. The Syrian brown bear (Ursus arctos syriacus) is very rare and it has been extirpated from more than half of its historic range. One of the smallest-bodied subspecies, the Himalayan brown bear (Ursus arctos isabellinus), is critically endangered, occupying only 2% of its former range and threatened by uncontrolled poaching for its body parts. The Marsican brown bear in central Italy is believed to have a population of just 50–60 bears.
Behavior and life history
The brown bear is often described as nocturnal. However, it frequently seems to peak in activity in the morning and early evening hours. Studies have shown that activity throughout the range can occur at nearly any time of night or day, with bears who dwell in areas with more extensive human contact being more likely to be fully nocturnal. Furthermore, yearling and newly independent bears are more likely to be active diurnally and many adult bears in low-disturbance areas are largely crepuscular. In summer through autumn, a brown bear can double its weight from the spring, gaining up to of fat, on which it relies to make it through winter, when it becomes very lethargic. Although they are not full hibernators and can be woken easily, both sexes like to den in a protected spot during the winter months. Hibernation dens may consist of any spot that provides cover from the elements and that can accommodate their bodies, such as a cave, crevice, cavernous tree roots, or hollow logs.
Brown bears have one of the largest brains of any extant carnivoran relative to their body size and have been shown to engage in tool use (e.g., using a barnacle-covered rock to scratch its neck), which requires advanced cognitive abilities. This species is mostly solitary, although bears may gather in large numbers at major food sources (e.g., open garbage dumps or rivers holding spawning salmon) and form social hierarchies based on age and size. Adult male bears are particularly aggressive and are avoided by adolescent and subadult males, both at concentrated feeding opportunities and chance encounters. Female bears with cubs rival adult males in aggression and are much more intolerant of other bears than single females. Young adolescent males tend to be least aggressive and have been observed in nonantagonistic interactions with each other. Dominance between bears is asserted by making a frontal orientation, showing off canines, muzzle twisting and neck stretching to which a subordinate will respond with a lateral orientation, by turning away and dropping the head and by sitting or lying down. During combat, bears use their paws to strike their opponents in the chest or shoulders and bite the head or neck.
Communication
Several different facial expressions have been documented in brown bears. The "relaxed-face" is made in everyday activities and has the ears pointed to the sides and the mouth closed or slackly open. During social play, bears make "relaxed open-mouth face" in which the mouth is open, with a curled upper lip and hanging lower lip, and the ears alert and shifting. When looking at another animal at a distance, the bear makes an "alert face" as the ears are cocked and alert, the eyes wide open but the mouth is closed or only open slightly. The "tense closed mouth face" is made with the ears laid back and the mouth closed and occurs when the bear feels threatened. When approached by another individual, the animal makes a "puckered-lip face" with a protruding upper lip and ears which go from cocked and alert when at a certain distance to laid back when closer or when retreating. The "jaw gape face" consists of an open mouth with visible lower canines and hanging lips while the "biting face" is similar to the "relaxed open-mouth face" except the ears are flattened and the eyes are wide enough to expose the sclera. Both the "jaw gape face" and the "biting face" are made in aggression and bears switch between them.
Brown bears also produce various vocalizations. Huffing occurs when the animal is tense while woofing is made when alarmed. Both sounds are produced by exhalations though huffing is harsher and is made continuously (two per second). Growls and roars are made in aggression. Growling is harsh and guttural and can range from a simple grrr to a rumble. A rumbling growl can escalate into a roar when the bear is charging. Roaring is described as "thunderous" and can travel . Mothers and cubs wanting physical contact will bawl, which is heard as waugh!, waugh!.
Home ranges
Brown bears usually occur over vast home ranges; however, they are not highly territorial. Several adult bears often roam freely over the same vicinity without issue, unless rights to a fertile female or food sources are being contested. Males always cover more area than females each year. Despite their lack of traditional territorial behavior, adult males can seem to have a "personal zone" in which other bears are not tolerated if they are seen. Males always wander further than females, due to both increasing access to females and food sources, while females are advantaged by smaller territories in part since it decreases the likelihood of encounters with male bears who may endanger their cubs. In areas where food is abundant and concentrated, such as coastal Alaska, home ranges for females are up to and for males are up to . Similarly, in British Columbia, bears of the two sexes travel relatively compact home ranges of and . In Yellowstone National Park, home ranges for females are up to and up to for males. In Romania, the largest home range was recorded for adult males (3,143 km2, 1214 sq mi). In the central Arctic of Canada, where food sources are quite sparse, home ranges range up to in females and in males.
A study of male-inherited Y chromosome DNA sequence found that brown bears, over the past few 10,000 years, have shown strong male-biased dispersal. That study found surprisingly similar Y chromosomes in brown bear populations as far apart as Norway and coastal Alaska, indicating extensive gene flow across Eurasia and North America. Notably, this contrasts with genetic signals from female-inherited mitochondrial DNA (mtDNA), where brown bears of different geographic regions typically show strong differences in their mtDNA, a result of female philopatry.
Reproduction
The mating season is from mid-May to early July, shifting later the further north the bears are found. Being serially monogamous, brown bears remain with the same mate from a couple of days to a couple of weeks. Outside of this narrow time frame, adult male and female brown bears show no sexual interest in each other. Females mature sexually between the age of four and eight years of age, with an average age at sexual maturity of 5.2–5.5 years old, while males first mate about a year later on average, when they are large and strong enough to successfully compete with other males for mating rights. Males will try to mate with as many females as they can; usually a successful one mates with two females in a span of one to three weeks. The adult female brown bear is similarly promiscuous, mating with up to four, rarely even eight, males while in heat and potentially breeding with two males in a single day. Females come into oestrus on average every three to four years, with a full range of 2.4 to 5.7 years. The urine markings of a female in oestrus can attract several males via scent. Paternity DNA tests have shown that littermates do not share the same father in up to 29% of litters. Dominant males may try to sequester a female for her entire oestrus period of approximately two weeks, but usually are unable to retain her for the entire time. Copulation is vigorous and prolonged and can last up to an hour, although the mean time is about 23–24 minutes.
Males take no part in raising their cubs – parenting is left entirely to the females. Through the process of delayed implantation, a female's fertilized egg divides and floats freely in the uterus for six months. During winter dormancy, the fetus attaches to the uterine wall. The cubs are born eight weeks later while the mother sleeps. If the mother does not gain enough weight to survive through the winter while gestating, the embryo does not implant and is reabsorbed into the body. There have been cases of brown bears with as many as six cubs, although the average litter size is one to three, with more than four being considered uncommon. There are records of females sometimes adopting stray cubs or even trading or kidnapping cubs when they emerge from hibernation (a larger female may claim cubs away from a smaller one). Older and larger females within a population tend to give birth to larger litters. The size of a litter also depends on factors such as geographic location and food supply. At birth, the cubs are blind, toothless and hairless and may weigh from , again reportedly based on the age and condition of the mother. They feed on their mother's milk until spring or even early summer, depending on climate conditions. At this time, the cubs weigh and have developed enough to follow her over long distances and begin to forage for solid food.
The cubs are fully dependent on the mother and a close bond is formed. During the dependency stage, the cubs learn (rather than inherit as instincts from birth) survival techniques, such as which foods have the highest nutritional value and where to obtain them; how to hunt, fish and defend themselves; and where to den. Increased brain size in large carnivores has been positively linked to whether a given species is solitary, as is the brown bear, or raises their offspring communally, thus female brown bears have relatively large, well-developed brains, presumably key in teaching behavior. The cubs learn by following and imitating their mother's actions during the period they are with her. Cubs remain with their mother for an average of 2.5 years in North America, uncommonly being independent as early as 1.5 years of age or as late as 4.5 years of age. The stage at which independence is attained may generally be earlier in some parts of Eurasia, as the latest date which mother and cubs were together was 2.3 years, most families separated in under two years in a study from Hokkaido and in Sweden most cubs on their own were still yearlings. Brown bears practice infanticide, as an adult male bear may kill the cubs of another. When an adult male brown bear kills a cub, it is usually because he is trying to bring the female into oestrus, as she will enter that state within two to four days after the death of her cubs. Cubs flee up a tree, if available, when they see a strange male bear and the mother often successfully defends them, even though the male may be twice as heavy as she, although females have been known to die in these confrontations.
Dietary habits
The brown bear is one of the most omnivorous animals in the world and has been recorded as consuming the greatest variety of foods of any bear. Throughout life, this species is regularly curious about the potential of eating virtually any organism or object that they encounter. Food that is both abundant and easily accessed or caught is preferred. Their jaw structure has evolved to fit their dietary habits. Their diet varies enormously throughout their differing areas based on opportunity.
Despite their reputation, most brown bears are not highly carnivorous, as they derive up to 90% of their dietary food energy from vegetable matter. They often feed on a variety of plant life, including berries, grasses, flowers, acorns and pine cones, as well as fungi such as mushrooms. Among all bears, brown bears are uniquely equipped to dig for tough foods such as roots, bulbs and shoots. They use their long, strong claws to dig out earth to reach the roots and their powerful jaws to bite through them. In spring, winter-provided carrion, grasses, shoots, sedges, moss and forbs are the dietary mainstays for brown bears internationally. Fruits, including berries, become increasingly important during summer and early autumn. Roots and bulbs become critical in autumn for some inland bear populations if fruit crops are poor. They will also commonly consume animal matter, which in summer and autumn may regularly be in the form of insects, larvae and grubs, including beehives. Bears in Yellowstone eat an enormous number of moths during the summer, sometimes as many as 40,000 Army cutworm moths in a single day, and may derive up to half of their annual food energy from these insects. Brown bears living near coastal regions will regularly eat crabs and clams. In Alaska, bears along the beaches of estuaries regularly dig through the sand for clams. This species may eat birds and their eggs, including almost entirely ground- or rock-nesting species. The diet may be supplemented by rodents or similar smallish mammals, including marmots, ground squirrels, mice, rats, lemmings and voles. With particular regularity, bears in Denali National Park will wait at burrows of Arctic ground squirrels hoping to pick off a few of the rodents.
In the Kamchatka peninsula and several parts of coastal Alaska, brown bears feed mostly on spawning salmon, whose nutrition and abundance explain the enormous size of the bears in these areas. The fishing techniques of bears are well-documented. They often congregate around falls when the salmon are forced to breach the water, at which point the bears will try to catch the fish in mid-air (often with their mouths). They will also wade into shallow waters, hoping to pin a slippery salmon with their claws. While they may eat almost all the parts of the fish, bears at the peak of spawning, when there is usually a glut of fish to feed on, may eat only the most nutrious parts of the salmon (including the eggs and head) and then indifferently leave the rest of the carcass to scavengers, which can include red foxes, bald eagles, common ravens and gulls. Despite their normally solitary habits, brown bears will gather rather closely in numbers at good spawning sites. The largest and most powerful males claim the most fruitful fishing spots and bears (especially males) will sometimes fight over the rights to a prime fishing spot.
Beyond the regular predation of salmon, most brown bears are not particularly active predators. While perhaps a majority of bears of the species will charge at large prey at one point in their lives and most eat carrion, many predation attempts start with the bear clumsily and half-heartedly pursuing the prey and end with the prey escaping alive. On the other hand, some brown bears are quite self-assured predators who habitually pursue and catch large prey items. Such bears are usually taught how to hunt by their mothers from an early age. Large mammals preyed on can include various ungulate species such as elk, moose, caribou, muskoxen and wild boar. When brown bears attack these large animals, they usually target young or infirm ones, as they are easier to catch. Typically when hunting (especially with young prey), the bear pins its prey to the ground and then immediately tears and eats it alive. It will also bite or swipe some prey to stun it enough to knock it over for consumption. To pick out young or infirm individuals, bears will charge at herds so the slower-moving and more vulnerable individuals will be made apparent. Brown bears may also ambush young animals by finding them via scent. When emerging from hibernation, brown bears, whose broad paws allow them to walk over most ice and snow, may pursue large prey such as moose whose hooves cannot support them on encrusted snow. Similarly, predatory attacks on large prey sometimes occur at riverbeds, when it is more difficult for the prey specimen to run away due to muddy or slippery soil. On rare occasions, while confronting fully-grown, dangerous prey, bears kill them by hitting with their powerful forearms, which can break the necks and backs of large creatures such as adult moose and adult bison. They also feed on carrion, and use their size to intimidate other predators, such as wolves, cougars, tigers, and American black bears from their kills. Carrion is especially important in the early spring (when the bears are emerging from hibernation), much of it comprising winter-killed big game. Cannibalism is not unheard of, though predation is not normally believed to be the primary motivation when brown bears attack each other.
When forced to live in close proximity with humans and their domesticated animals, bears may potentially predate any type of domestic animal. Among these, domestic cattle are sometimes exploited as prey. Cattle are bitten on the neck, back or head and then the abdominal cavity is opened for eating. Plants and fruit farmed by humans are readily consumed as well, including corn, wheat, sorghum, melons and any form of berries. They will also feed at domestic bee yards, readily consuming both honey and the brood (grubs and pupae) of the honey bee colony. Human foods and trash are eaten when possible. When an open garbage dump was kept in Yellowstone, brown bears were one of the most voracious and regular scavengers. The dump was closed after both brown and American black bears came to associate humans with food and lost their natural fear of them.
Interspecific predatory relationships
Adult bears are generally immune to predatory attacks except from large Siberian (Amur) tigers and other bears. Following a decrease of ungulate populations from 1944 to 1959, 32 cases of Siberian tigers attacking both Ussuri brown bears (Ursus arctos lasiotus) and Ussuri black bears (U. thibetanus ussuricus) were recorded in the Russian Far East, and hair of bears were found in several tiger scat samples. Tigers attack black bears less often than brown bears, since the black bears live in more open habitats and are not able to climb trees. In the same time period, four cases of brown bears killing female tigers and young cubs were reported, both in disputes over prey and in self-defense. Tigers mainly feed on the bear's fat deposits, such as the back, hams and groin.
When Amur tigers prey on brown bears, they usually target young and sub-adult bears, besides small female adults taken outside their dens, generally when lethargic from hibernation. Predation by tigers on denned brown bears was not detected during a study carried between 1993 and 2002. Ussuri brown bears, along with the smaller black bears constitute 2.1% of the Siberian tiger's annual diet, of which 1.4% are brown bears.
The effect the presence of tigers have on a brown bears behavior seems to vary. In the winters of 1970–1973, Yudakov and Nikolaev recorded two cases of bears showing no fear of tigers and another case of a brown bear changing path upon crossing tiger tracks. Other researchers have observed bears following tiger tracks to scavenge tiger kills and to potentially prey on tigers. Despite the threat of predation, some brown bears actually benefit from the presence of tigers by appropriating tiger kills that the bears may not be able to successfully hunt themselves. Brown bears generally prefer to contest the much smaller female tigers. During telemetry research in the Sikhote-Alin Nature Reserve, 44 direct confrontations between bears and tigers were observed, in which bears (not just brown bears) in general were killed in 22 cases, and tigers in 12 cases. There are reports of brown bears specifically targeting Amur leopards and tigers to abstract their prey. In the Sikhote-Alin reserve, 35% of tiger kills were stolen by bears, with tigers either departing entirely or leaving part of the kill for the bear. Some studies show that bears frequently track down tigers to usurp their kills, with occasional fatal outcomes for the tiger. A report from 1973 describes twelve known cases of brown bears killing tigers, including adult males. In all cases, the tigers were subsequently eaten by the bears.
Brown bears regularly intimidate wolves to drive them away from their kills. In Yellowstone National Park, bears pirate wolf kills so often, Yellowstone's Wolf Project director Doug Smith wrote, "It's not a matter of if the bears will come calling after a kill, but when." Despite the high animosity between the two species, most confrontations at kill sites or large carcasses end without bloodshed on either side. Though conflict over carcasses is common, on rare occasions, the two predators tolerate each other on the same kill. To date, there is a single case of fully-grown wolves being killed by a grizzly bear. Given the opportunity, however, both species will prey on the other's cubs. Conclusively, the individual power of the bear against the collective strength of the wolf pack usually results in a long battle for kills or domination.
In some areas, grizzly bears also regularly displace cougars from their kills. Cougars kill small bear cubs on rare occasions, but there was one report of a bear killing a cougar of unknown age and condition between 1993 and 1996. Smaller carnivorous animals, including coyotes, wolverines, lynxes, and any other sympatric carnivores or raptorial birds, are dominated by grizzly bears and generally avoid direct interactions with them, unless attempting to steal scraps of food. However, wolverines have been persistent enough to fend off a grizzly bear as much as ten times their weight off a kill. There is one record of a golden eagle preying on a brown bear cub.
Brown bears usually dominate other bear species in areas where they coexist. Due to their smaller size, American black bears are at a competitive disadvantage to grizzly bears in open, unforested areas. Although displacement of black bears by grizzly bears has been documented, actual interspecific killing of black bears by grizzlies has only occasionally been reported. Confrontation is mostly avoided due to the black bear's diurnal habits and preference for heavily forested areas, as opposed to the grizzly's largely nocturnal habits and preference for open spaces. Brown bears may also kill Asian black bears, though the latter species probably largely avoids conflicts with the brown bear, due to similar habits and habitat preferences to the American black species. They will eat the fruit dropped by the Asian black bear from trees, as they themselves are too large and cumbersome to climb. Improbably, in the Himalayas Brown bears are reportedly intimidated by Asian black bears in confrontations.
There has been a recent increase in interactions between brown bears and polar bears, theorized to be caused by climate change. Brown and grizzly bears have been seen moving increasingly northward into territories formerly claimed by polar bears. They tend to dominate polar bears in disputes over carcasses, and dead polar bear cubs have been found in brown bear dens.
Longevity and mortality
The brown bear has a naturally long life. Wild females have been observed reproducing up to 28 years of age, which is the oldest known age for reproduction of any ursid in the wild. The peak reproductive age for females ranges from four to 20 years old. The lifespan of brown bears of both sexes within minimally hunted populations is estimated at an average of 25 years. The oldest wild brown bear on record was nearly 37 years old. The oldest recorded female in captivity was nearly 40 years old, while males in captivity have been verified to live up to 47 years, with one captive male possibly attaining 50 years of age.
While male bears potentially live longer in captivity, female grizzly bears have a greater annual survival rate than males within wild populations per a study done in the Greater Yellowstone Ecosystem. Annual mortality for bears of any age is estimated at 10% in most protected areas; however, the average annual mortality rate rises to an estimated 38% in hunted populations. Around 13% to 44% of cubs die within their first year even in well-protected areas. Mortality rates of 75–100% among the cubs of any given year are not uncommon. Beyond predation by large predators including wolves, Siberian tigers and other brown bears, starvation and accidents also claim the lives of cubs. Studies have indicated that the most prevalent source of mortality for first-year cubs is malnutrition. By the second and third years of their lives, the annual mortality rate among cubs in the care of their mothers drops to 10-15%.
Even in populations living in protected areas, humans are still the leading cause of mortality for brown bears. The largest amount of legalized brown bear hunting occurs in Canada, Finland, Russia, Slovakia and Alaska. Hunting is unregulated in many areas within the range of the brown bear. Even where hunting is legally permitted, most biologists feel that the numbers hunted are excessive considering the low reproduction rate and sparse distribution of the species. Brown bears are also killed in collisions with automobiles, which is a significant cause of mortality in the United States and Europe.
Relationship with humans
Conflicts between bears and humans
Brown bears usually avoid areas where extensive development or urbanization has occurred, unlike the smaller, more inoffensive American black bear which can adapt to peri-urban regions. Under many circumstances, extensive human development may cause brown bears to alter their home ranges. High road densities (both paved and gravel roads) are often associated with higher mortality, habitat avoidance and lower bear density. However, brown bears can easily lose their natural cautiousness upon being attracted to human-created food sources, such as garbage dumps, litter bins and dumpsters. Brown bears may even venture into human dwellings or barns in search of food as humans encroach on bear habitats. In other areas, such as Alaska, dumps may continue to be an attractant for brown bears. In different parts of their distribution, brown bears sometimes kill and eat domesticated animals. The saying "A fed bear is a dead bear" has come into use to popularize the idea that allowing a bear to scavenge human garbage, such as trash cans and campers' backpacks, pet food, or other food sources that draw the bear into contact with humans, can result in the bear's death. Results of a 2016 study performed in a southeastern British Columbian valley indicate that areas where attractive bear food and concentrated human settlements overlap, human-bear conflict can create an ecological trap resulting in a lower apparent survival rate for brown bears, as well as attracting additional bears and thereby causing overall population declines.
When brown bears come to associate human activity with a "food reward", they are likely to continue to become emboldened; the likelihood of human-bear encounters increases, as they may return to the same location despite relocation. Relocation of the bear has been used to separate the bear from the human environment, but it does not address the problem of the bear's newly learned association of humans with food or the environmental situations which created the human-habituated bear. "Placing a bear in habitat used by other bears may lead to competition and social conflict, and result in the injury or death of the less dominant bear." Yellowstone National Park, a reserve located in the western United States, contains prime habitat for the grizzly bear (Ursus arctos horribilis) and due to the enormous number of visitors, human-bear encounters are common. The scenic beauty of the area has led to an influx of people moving into the area. In addition, because there are so many bear relocations to the same remote areas of Yellowstone, and because male bears tend to dominate the center of the relocation zone, female bears tend to be pushed to the boundaries of the region and beyond. As a result, a large proportion of repeat offenders, bears that are killed for public safety, are females. This creates a further depressive effect on an already-endangered subspecies. The grizzly bear is officially described as "Threatened" in the U.S.. Although the problem is most significant with regard to grizzlies, these issues affect the other types of brown bears as well.
In Europe, part of the problem lies with shepherds; over the past two centuries, many sheep and goat herders have gradually abandoned the more traditional practice of using dogs to guard flocks, which have concurrently grown larger. Typically, they allow the herds to graze freely over sizeable tracts of land. As brown bears reclaim parts of their range, they may eat livestock as sheep and goats are relatively easy for a bear to kill. In some cases, the shepherds shoot the bear, thinking their livelihood is under threat. Many are now better informed about the ample compensation available and will make a claim when they lose livestock to a bear. Another issue in several parts of their range in Europe is supplemental feeding stations where various kind of animal carrion is offered, which are set up mainly in Scandinavia and eastern Europe both to support the locally threatened species and so humans can enjoy watching bears that may otherwise prove evasive. Despite that most stations were cautiously set in remote areas far from human habitations, some brown bears in such areas have become conditioned to associate humans with food and become excessively bold "problem bears". Also, supplemental feeding appears to cause no decrease in livestock predation.
Bear encounters and attacks
Brown bears rarely attack humans on sight and usually avoid people. In Russia, it is estimated that 1 in 1,000 on-foot encounters with brown bears results in an attack. They are, however, unpredictable in temperament, and may attack if they are surprised or feel threatened. There are an average of two fatal attacks by bears per year in North America. In Scandinavia, there are only four known cases since 1902 of bear encounters which have resulted in death. The two most common causes for bear attack are surprise and curiosity. Some types of bears, such as polar bears, are more likely to attack humans when searching for food, while American black bears are much less likely to attack. Despite their boldness and potential for predation if the bear is hungry, polar bears rarely attack humans, because they are infrequently encountered in the Arctic sea. Aggressive behavior in brown bears is favored by numerous selection variables. Increased aggressiveness also assists female brown bears in better ensuring the survival of their young to reproductive age. Mothers defending cubs are the most prone to attacking, being responsible for 70% of brown bear-caused human fatalities in North America.
Sows with cubs account for many attacks on humans by brown bears in North America. Habituated or food-conditioned bears can also be dangerous, as their long-term exposure to humans causes them to lose their natural shyness and, in some cases, to associate humans with food. Small parties of one or two people are more often attacked by brown bears than large groups, with only one known case of an attack on a group of six or more. In that instance, it is thought that due to surprise, the grizzly bear may not have recognized the size of the group. In the majority of attacks resulting in injury, brown bears precede the attack with a growl or huffing sound. In contrast to injuries caused by American black bears, which are usually minor, brown bear attacks more often tend to result in serious injury and, in some cases, death. Brown bears seem to confront humans as they would when fighting other bears: they rise up on their hind legs, and attempt to "disarm" their victims by biting and holding on to the lower jaw to avoid being bitten in turn. Due to the bears' enormous physical strength, even a single bite or swipe can be deadly as in tigers, with some human victims having had their heads completely crushed by a bear bite. Most attacks occur in the months of July, August and September, the time when the number of outdoor recreationalists, such as hikers or hunters, is higher. People who assert their presence through noises tend to be less vulnerable, as they alert bears to their presence. In direct confrontations, people who run are statistically more likely to be attacked than those who stand their ground. Violent encounters with brown bears usually last only a few minutes, though they can be prolonged if the victims fight back. In Alberta, two common behaviors by human hunters, imitating the calls of deer to attract them and carrying ungulate carcasses, seem to court aggressive behavior and lead to a higher rate of attack from grizzly bears.
Attacks on humans are considered extremely rare in the former Soviet Union, though exceptions exist in districts where they are not as often pursued by hunters. East Siberian brown bears, for example, tend to be much bolder toward humans than their shyer and more frequently hunted European counterparts. The delineation in Eurasia between areas where aggressiveness of brown bears tends to increase is the Ural Mountains, although the brown bears of eastern Europe are somewhat more aggressive than those of western Europe. In 2008, a platinum mining compound in the Olyutorsky District of northern Kamchatka was besieged by a group of 30 bears, who killed two guards and prevented workers from leaving their homes. 10 people a year on average are killed by brown bears in Russia, more than all the other parts of the brown bear's international range combined, although Russia also holds more brown bears than all other parts of the world combined. In Scandinavia, only three fatal attacks were recorded in the 20th century.
In Japan, a large brown bear nicknamed "Kesagake" (袈裟懸け, "kesa-style slasher") made history for causing the worst brown bear attack in Japanese history at Tomamae, Hokkaidō during numerous encounters during December 1915. It killed seven people and wounded three others (with possibly another three previous fatalities to its credit) before being gunned down after a large-scale beast-hunt. Today, there is still a shrine at Rokusensawa (六線沢), where the event took place in memory of the victims of the incident.
Within Yellowstone National Park, injuries caused by grizzly attacks in developed areas averaged approximately once per year during the 1930s through to the 1950s, though it increased to four per year during the 1960s. They then decreased to one injury every two years during the 1970s. Between 1980 and 2002, there have been only two human injuries caused by grizzly bears in a developed area. Although grizzly attacks were rare in the backcountry before 1970, the number of attacks increased to an average of approximately one per year during the 1970s, 1980s and 1990s. In Alberta, from 1960 to 1998, the number of attacks by grizzly bears ending in injury were nearly three times more common than attacks ending in injury by American black bears, despite the American black bear being an estimated 38 times more numerous in the province than the grizzly bear.
History of defense from bears
A study by U.S. and Canadian researchers has found bear spray to be more effective at stopping aggressive bear behavior than guns, working in 92% of studied incidents versus 67% for guns. Carrying pepper spray is highly recommended by many authorities when traveling in bear country; however, carrying two means of deterrent, one of which is a large caliber gun, is also advised. Solid shotgun slugs, or three buckshot rounds, or a pistol of .44 caliber or more is suggested if a heavy hunting rifle is not available. Guns remain a viable, last resort option to be used in defense of life from aggressive brown bears. Too often, people do not carry a proper caliber weapon to neutralize the bear. According to the Alaska Science Center, a 12-gauge shotgun with slugs has been the most effective weapon. There have been fewer injuries as a result of only carrying lethal loads in the shotgun, as opposed to deterrent rounds. State of Alaska Defense of Life or Property (DLP) laws require one to report the kill to the authorities and salvage the hide, skull and claws. A page at the State of Alaska Department of Natural Resources website offers information about how to "select a gun that will stop a bear (12-gauge shotgun or .300 mag rifle)".
Campers are often told to wear bright-colored red ribbons and bells and carry whistles to ward off bears. They are told to look for grizzly bear dung in camping areas and be careful to carry the bells and whistles in those areas. Grizzly bear dung is difficult to differentiate from American black bear dung, as diet is in a constant state of flux depending on the availability of seasonal food items. If a bear is killed near camp, the bear's carcass must be adequately disposed of, including entrails and blood, if possible. Failure to move the carcass has often resulted in it attracting other bears and further exacerbating a bad situation. Moving camps immediately is another recommended method.
Culture
Brown bears often figure into the literature of Europe and North America, in particular that which is written for children. "The Brown Bear of Norway" is a Scottish fairy tale telling the adventures of a girl who married a prince magically turned into a bear and who managed to get him back into a human form by the force of her love and after many trials and difficulties. With "Goldilocks and the Three Bears", a story from England, the Three Bears are usually depicted as brown bears. In German-speaking countries, children are often told the fairytale of "Snow White and Rose Red"; the handsome prince in this tale has been transfigured into a brown bear. In the United States, parents often read their preschool age children the book Brown Bear, Brown Bear, What Do You See? to teach them their colors and how they are associated with different animals.
The Russian bear is a common national personification for Russia (as well as the former Soviet Union), despite the country having no officially-designated national animal. The brown bear is Finland's national animal.
The grizzly bear is the state animal of Montana. The California golden bear is the state animal of California. Both animals are subspecies of the brown bear and the species was extirpated from the latter state.
The coat of arms of Madrid depicts a bear reaching up into a madroño or strawberry tree (Arbutus unedo) to eat some of its fruit, whereas the Swiss city of Bern's coat of arms also depicts a bear and the city's name is popularly thought to derive from the German word for bear. The brown bear is depicted on the reverse of the Croatian 5 kuna coin, minted since 1993.
The Bundesliga club Bayern Munich has a brown bear mascot named Berni. The Chicago National Football League (NFL) franchise is named the Bears, with no differentiation between American black and brown bears specified. The Boston National Hockey League (NHL) franchise is named the Bruins, a name for brown bears. The school mascot for Bob Jones University, Brown University, Cornell University, George Fox University, the University of Alberta, the University of California, Berkeley, the University of California, Los Angeles, the University of California, Riverside, and numerous American high schools is the brown bear.
In the town of Prats de Molló, in Vallespir, French Catalonia, a "bear festival" (festa de l'ós) is celebrated annually at the beginning of spring, in which the locals dress up as bears, cover themselves with soot or coal and oil and "attack" the onlookers, attempting to get everyone dirty. The festival ends with the ball de l'ós (bear dance).
See also
List of fatal bear attacks in North America
Sankebetsu brown bear incident
References
Notes
Bibliography
External links
Brown Bear profile from National Geographic
Bear Hunting Altered Genetics More Than Ice Age Isolation
Ancient Fossil Offers New Clues To Brown Bears Past
Holarctic fauna
Extant Middle Pleistocene first appearances
Arctic land animals
Mammals of the Arctic
Bear, Brown
Mammals of North America
Mammals of Asia
Scavengers
National symbols of Finland
National symbols of Russia
Mammals described in 1758
Taxa named by Carl Linnaeus
Pleistocene bears
Fur trade
Ursus (mammal)
Habitats Directive Species |
4405 | https://en.wikipedia.org/wiki/Biathlon | Biathlon | The biathlon is a winter sport that combines cross-country skiing and rifle shooting. It is treated as a race, with contestants skiing through a cross-country trail whose distance is divided into shooting rounds. The shooting rounds are not timed per se, but depending on the competition, missed shots result in extra distance or time being added to the contestant's total.
History
According to Encyclopædia Britannica, the biathlon "is rooted in the skiing traditions of Scandinavia, where early inhabitants revered the Norse god Ullr as both the ski god and the hunting god." In modern times, the activity that developed into this sport was an exercise for Norwegians as alternative training for the military. Norwegian skiing regiments organized military skiing contests in the 18th century, divided into four classes: shooting at mark while skiing at top speed, downhill race among trees, downhill race on big hills without falling, and a long race on flat ground while carrying a rifle and military pack. In modern terminology, these military contests included downhill, slalom, biathlon, and cross-country skiing. One of the world's first known ski clubs, Trysil Skytte- og Skiløberforening (the Trysil Rifle and Ski Club), was formed in Norway in 1861 to promote national defense at the local level. 20th century variants include (the military contest), a 17 km cross-country race with shooting, and the military cross-country race at 30 km including marksmanship.
The modern biathlon is a civilian variant of the old military combined exercise. In Norway, the biathlon was until 1984 a branch of , an organization set up by the government to promote civilian marksmanship in support of national defence. In Norwegian, the biathlon is called (literally ski shooting). In Norway, there are still separate contests in , a cross-country race at 12 km with large-caliber rifle shooting at various targets with unknown range.
Called military patrol, the combination of skiing and shooting was contested at the Winter Olympic Games in 1924 and then demonstrated in 1928, 1936, and 1948, during which time Norway and Finland were strong competitors. In 1948, the sport was reorganized under the Union Internationale de Pentathlon Moderne et Biathlon and became re-accepted as an Olympic sport in 1955, with widespread popularity within the Soviet and Swedish winter sport circuits.
The first Biathlon World Championship was held in 1958 in Austria, and in 1960 the sport was finally included in the Olympic Games. At Albertville in 1992, women were first allowed in the Olympic biathlon. The pursuit format was added for the 2002 Salt Lake City Winter Olympics, and the IBU added mixed relay as a format for the 2006 Olympics.
The competitions from 1958 to 1965 used high-power centrefire cartridges, such as the .30-06 Springfield and the 7.62×51mm NATO, before the .22 Long Rifle rimfire cartridge was standardized in 1978. The ammunition was carried in a belt worn around the competitor's waist. The sole event was the men's 20 km individual, encompassing four separate ranges and firing distances of 100 m, 150 m, 200 m, and 250 m. The target distance was reduced to 150 m with the addition of the relay in 1966. The shooting range was further reduced to 50 m in 1978 with the mechanical self-indicating targets making their debut at the 1980 Winter Olympics in Lake Placid. For the 2018–2019 season, fully electronic targets were approved as an alternative to paper or mechanical steel targets for IBU events.
Governing body
In 1948, the International Modern Pentathlon Union (UIPM) was founded to standardize the rules for the modern pentathlon and from 1953 also biathlon. In July 1993, the biathlon branch of the UIPMB created the International Biathlon Union (IBU), which officially separated from the UIPMB in 1998.
Presidents of the UIPMB/IBU:
1947–1949: Tom Wiborn (Sweden)
1949–1960: Gustaf Dyrssen (Sweden)
1960–1988: Sven Thofelt (Sweden)
1988–1992: Igor Novikov (USSR/Russia)
1992–2018: Anders Besseberg (Norway)
Since 2018: Olle Dahlin (Sweden)
Championships
The following articles list major international biathlon events and medalists. Unlike the Olympics and World Championships (BWCH), the World Cup (BWC) is an entire winter season of (mostly) weekly races, where the medalists are those with the highest sums of World Cup points at the end of the season.
Biathlon at the Winter Olympics
Biathlon World Championships
Biathlon World Cup
Biathlon European Championships
IBU Cup
Biathlon Junior World Championships
Biathlon at the Winter Universiade
Rules and equipment
The complete rules of the biathlon are given in the official IBU rule books.
Basic concepts
A biathlon competition consists of a race in which contestants ski through a cross-country trail system whose total distance is divided into either two or four shooting rounds, half in the prone position, the other half standing. Depending on the shooting performance, extra distance or time is added to the contestant's total skiing distance/time. The contestant with the shortest total time wins.
For each shooting round, the biathlete must hit five targets or receive a penalty for each missed target, which varies according to the competition rules as follows:
Skiing around a penalty loop—typically taking 20–30 seconds for elite biathletes to complete, depending on weather and snow conditions.
Adding one minute to the skier's total time.
Use of an extra cartridge (placed at the shooting range) to hit the target; only three such extras are available for each round, and a penalty loop must be done for each target left standing.
In order to keep track of the contestants' progress and relative standing throughout a race, split times (intermediate times) are taken at several points along the skiing track and upon finishing each shooting round. The large display screens commonly set up at biathlon arenas, as well as the information graphics shown as part of the TV picture, will typically list the split time of the fastest contestant at each intermediate point and the times and time differences to the closest runners-up.
Skiing details
In the Olympics, all cross-country skiing techniques are permitted in the biathlon, allowing the use of skate skiing, which is overwhelmingly the choice of competitors. The minimum ski length is the height of the skier minus 4 cm. The rifle has to be carried by the skier during the race at all times.
Shooting details
The biathlete carries a small-bore rifle, which must weigh at least , excluding ammunition and magazines. The rifles use .22 LR ammunition and are bolt action or Fortner (straight-pull bolt) action. Each rifle holds 4 magazines with 5 rounds each. Additional rounds can be kept on the stock of the rifle for a relay race.
The target range shooting distance is . There are five circular shooting targets to be hit in each shooting round. When shooting in the prone position, the target diameter is ; when shooting in the standing position, the target diameter is . This translates to angular target sizes of 0.9 and 2.3 mrad respectively. On all modern biathlon ranges, the targets are self-indicating, in that they flip from black to white when hit, giving the biathlete, as well as the spectators, instant visual feedback for each shot fired.
Ear protection is not required during biathlon shooting as the ammunition used is usually subsonic. An eyecup (blinder) is an optional feature of biathlon rifles.
Competition format
Individual
The individual race [ for women] is the oldest biathlon event; the distance is skied over five laps. The biathlete shoots four times at any shooting lane (lanes 1–15 are in prone, while lanes 16–30 are for standing), in the order of prone, standing, prone, standing, totaling 20 targets. For each missed target, a fixed penalty time, usually one minute, is added to the skiing time of the biathlete. Competitors' starts are staggered, normally by 30 seconds.
A variation of the standard individual race, called short individual, was introduced during the 2018–19 Biathlon IBU Cup. The races are 15 km for men and 12.5 km for women, and for each missed target, 45 seconds will be added to the skiing time.
Sprint
The sprint is for men & for women; the distance is skied over three laps. The biathlete shoots twice at any shooting lane, once prone (usually lanes 1–15) and once standing (lanes 16–30), for a total of 10 shots. For each miss, a penalty loop of 150 m must be skied before continuing the race. As in the individual competition, the biathletes start in intervals.
Super Sprint
Introduced at the 2017–18 Biathlon IBU Cup, the Super Sprint is a shorter version of the sprint race. Unlike the traditional sprint race, the Super Sprint is divided into two segments – qualification and final. The qualification is done like the traditional sprint, but on a 1.5 km lap with a total length of 4.5 km. Only the top 30 competitors qualify for the final, in which all competitors start simultaneously and do five laps on the same course (like in mass start) with a total race length of 4 km. During the final, the competitors have three spare rounds should they miss a target (like in relay race). However, if not all targets are cleared during shooting instead of going on the penalty loop, the biathlete is disqualified from the race.
Changes were made for the following season with the course now being 1 km (0.2 km increase) meaning that the qualification race length will become 3 km, while the final race becomes 5 km in length. Also the number of spare rounds was decreased from three to one.
Pursuit
In a pursuit, biathletes' starts are separated by their time differences from a previous race, most commonly a sprint. The contestant crossing the finish line first is the winner. The distance is 12.5 km for men and 10 km for women, skied over five laps; there are four shooting bouts (two prone, two standing, in that order) and each miss means a penalty loop of 150 m. To prevent awkward or dangerous crowding of the skiing loops and overcapacity at the shooting range, World Cup Pursuits are held with only the 60 top-ranking biathletes after the preceding race. The biathletes shoot on a first-come, first-served basis at the lane corresponding to the position they arrived for all shooting bouts. If the pursuit follows an individual biathlon race, the lag behind the winner is halved.
Mass start
In the mass start, all biathletes start at the same time, and the first across the finish line wins. In this 15 km for men or 12.5 km for women competition, the distance is skied over five laps; there are four bouts of shooting (two prone, two standing, in that order), with the first shooting bout being at the lane corresponding to the competitor's bib number (bib #10 shoots at lane #10 regardless of position in race), with the rest of the shooting bouts being on a first-come, first-served basis (if a competitor arrives at the lane in fifth place, they shoot at lane 5). As in sprint and pursuit, competitors must ski one 150 m penalty loop for each miss. Here again, to avoid unwanted congestion, World Cup Mass starts are held with only the 30 top ranking athletes on the start line (half that of the Pursuit as here all contestants start simultaneously).
Mass start 60
Starting in the 2018/2019 season, the Mass Start 60 became part of the International Biathlon Union (IBU) competition formats. The Mass Start with 60 starters does not replace the current Mass Start with 30 starters.
Everyone skis the first lap together, but only the first 30 stop to shoot, and the second 30 keep skiing. At the end of the second lap, the second 30 stop to shoot, and the first 30 continue to ski. After the first two shoots are over (everyone's first prone), the race continues like a typical race, and all competitors shoot remaining prone, and two stands together. Or more simply:
Bib 1–30 = lap, shoot1, lap, lap, shoot2, lap, shoot3, lap, shoot4, lap
Bib 31–60 = lap, lap, shoot1, lap, shoot2, lap, shoot3, lap, shoot4, lap
Relay
The relay teams consist of four biathletes, who each ski 7.5 km (men) or 6 km (women), each leg skied over three laps, with two shooting rounds; one prone, one standing. For every round of five targets, there are eight bullets available. However, the last three can only be single-loaded manually one at a time from spare round holders or bullets deposited by the competitor into trays or onto the mat at the firing line. If there are still standing targets after eight bullets, one 150 m (490 ft) penalty loop must be taken for each missed target remaining. The first-leg participants all start simultaneously, and as in cross-country skiing relays, every athlete of a team must touch the team's next-leg participant to perform a valid changeover. On the first shooting stage of the first leg, the participant must shoot in the lane corresponding to their bib number (bib #10 shoots at lane #10 regardless of their position in the race), then for the remainder of the relay, the relay team shoots on a first-come, first-served basis (arrive at the range in fifth place, shoot at lane 5).
Mixed relay
The mixed relay is similar to the ordinary relay, but the teams are composed of two women and two men. From its first instance at the world championships in 2005 until the end of the 2017 season, the first two legs were always run by the women, followed by the men on legs 3 and 4. Since the 2018 season however, the race can be started by either the men or women . Additionally, throughout most the event's history, the women's legs have been and the men's legs as in ordinary relay competitions. However, since the 2019 season the event has all four legs being either or .
This event was added to the Olympics starting in 2014.
Single mixed relay
In 2015, the single mixed relay was introduced to the Biathlon World Cup by the IBU. The event is run on a track with a penalty loop, and each team consists of a female and a male runner. The race is divided into four legs, with the first three being or 2 laps and the final leg being or 3 laps, totalling . After each leg, the runners exchange so that each runner completes two legs. Specific to this format, the exchange happens immediately after the last shooting of each leg without skiing an additional lap (as is usually the case). The race can be started by either the female or male member of the relay, with the finishing member performing an extra lap. This event was added to the world championships in 2019.
Team (obsolete)
A team consists of four biathletes, but unlike the relay competition, all team members start at the same time. Two athletes must shoot in the prone shooting round, the other two in the standing round. In case of a miss, the two non-shooting biathletes must ski a penalty loop of 150 m (490 ft). The skiers must enter the shooting area together and must also finish within 15 seconds of each other; otherwise, a time penalty of one minute is added to the total time. Since 2004, this race format has been obsolete at the World Cup level.
Broadcasting
Biathlon events are broadcast most regularly where the sport enjoys its greatest popularity, namely Germany (ARD, ZDF), Austria (ORF), Norway (NRK), France (L'Équipe 21), Finland (YLE), Estonia (ETV), Latvia (LTV), Lithuania (LRT), Croatia (HRT), Poland (Polsat), Ukraine (UA:PBC), Sweden (SVT), Russia (Match TV, Channel One), Belarus (TVR), Slovenia (RTV), Bosnia and Herzegovina (BHRT), Bulgaria (BNT), and South Korea (KBS); it is broadcast on European-wide Eurosport, which also broadcasts to the Asia-Pacific region. World Cup races are streamed via the IBU website.
The broadcast distribution being one indicator, the constellation of a sport's main sponsors usually gives a similar, and correlated, indication of popularity: for biathlon, these are the Germany-based companies BMW (cars), Erdinger (beer), Viessmann (boilers and other heating systems) and DKB (banking).
Biathlon records and statistics
The IBU maintains biathlon records, rules, news, videos, and statistics for many years back, all of which are available at its web site.
See also
Biathlon World Cup
Biathlon World Championships
List of Olympic medalists in biathlon
Paralympic biathlon
Nordic field biathlon and moose biathlon, Nordic biathlon variants using fullbore rifles
Biathlon's two sports disciplines:
Cross-country skiing (sport)
Rifle shooting sports
Other multi-discipline sports (otherwise unrelated to biathlon):
Duathlon
Nordic Combined
Triathlon
Pentathlon
Modern pentathlon
Heptathlon
Decathlon
Chess boxing
Omnium (track cycling)
Notes and sources
External links
Biathlonworld.Com – A cooperation between IBU and EBU; with race results/statistics, TV schedules, live competition results, and so on.
National Associations
Belarusian Biathlon Union
Russian Biathlon Union
Russian Biathlon Union
Biathlon Canada
U.S. Biathlon Association
Biathlon Russia
Biathlon Ukraine
Biathlon Ukraine
BiathlonFrance.com
Cross-country skiing
Military sports
Multisports
Racing
Rifle shooting sports
Sports originating in Norway
Winter Olympic sports |
4408 | https://en.wikipedia.org/wiki/Buddy%20Holly | Buddy Holly | Charles Hardin Holley (September 7, 1936 – February 3, 1959), known as Buddy Holly, was an American singer and songwriter who was a central and pioneering figure of mid-1950s rock and roll. He was born to a musical family in Lubbock, Texas, during the Great Depression, and learned to play guitar and sing alongside his siblings. Holly's style was influenced by gospel music, country music, and rhythm and blues acts, which he performed in Lubbock with his friends from high school.
Holly made his first appearance on local television in 1952, and the following year he formed the group "Buddy and Bob" with his friend Bob Montgomery. In 1955, after opening for Elvis Presley, Holly decided to pursue a career in music. He opened for Presley three times that year; his band's style shifted from country and western to entirely rock and roll. In October that year, when Holly opened for Bill Haley & His Comets, he was spotted by Nashville scout Eddie Crandall, who helped him get a contract with Decca Records.
Holly's recording sessions at Decca were produced by Owen Bradley, who had become famous for producing orchestrated country hits for stars like Patsy Cline. Unhappy with Bradley's musical style and control in the studio, Holly went to producer Norman Petty in Clovis, New Mexico, and recorded a demo of "That'll Be the Day", among other songs. Petty became the band's manager and sent the demo to Brunswick Records, which released it as a single credited to The Crickets, which became the name of Holly's band. In September 1957, as the band toured, "That'll Be the Day" topped the US and UK singles charts. Its success was followed in October by another major hit, "Peggy Sue."
The album The "Chirping" Crickets, released in November 1957, reached number five on the UK Albums Chart. Holly made his second appearance on The Ed Sullivan Show in January 1958 and soon after toured Australia and then the UK. In early 1959, he assembled a new band, consisting of future country music star Waylon Jennings (bass), famed session musician Tommy Allsup (guitar), and Carl Bunch (drums), and embarked on a tour of the midwestern US. After a show in Clear Lake, Iowa, Holly chartered an airplane to travel to his next show in Moorhead, Minnesota. Soon after takeoff, the plane crashed, killing Holly, Ritchie Valens, The Big Bopper, and pilot Roger Peterson in a tragedy later referred to by Don McLean as "The Day the Music Died" in his song "American Pie."
During his short career, Holly wrote and recorded many songs. He is often regarded as the artist who defined the traditional rock-and-roll lineup of two guitars, bass, and drums. Holly was a major influence on later popular music artists, including Bob Dylan, The Beatles, The Rolling Stones, Eric Clapton, The Hollies, Elvis Costello, Dave Edmunds, Marshall Crenshaw, and Elton John. Holly was among the first artists inducted into the Rock and Roll Hall of Fame, in 1986. Rolling Stone magazine ranked him number 13 in its list of "100 Greatest Artists" in 2010.
Life and career
Early life and career (1936–1955)
Holly was born as Charles Hardin Holley (spelled "-ey") in Lubbock, Texas, on September 7, 1936, the youngest of four children of Lawrence Odell "L.O." Holley (1901–85) and Ella Pauline Drake (1902–90). His elder siblings were Larry (1925–2022), Travis (1927–2016), and Patricia Lou (1929–2008). Holly was of mostly English and Welsh descent and had small amounts of Native American ancestry as well. From early childhood, Holly was nicknamed "Buddy." During the Great Depression, the Holleys frequently moved residence within Lubbock; L.O. changed jobs several times. Buddy Holly was baptized a Baptist, and the family were members of the Tabernacle Baptist Church.
The Holleys had an interest in music; all the family members except L.O. were able to play an instrument or sing. The elder Holley brothers performed in local talent shows; on one occasion, Buddy joined them on violin. Since he could not play it, his brother Larry greased the bow so it would not make any sound. The brothers won the contest. During World War II, Larry and Travis were called to military service. Upon his return, Larry brought with him a guitar he had bought from a shipmate while serving in the Pacific. At age 11, Buddy took piano lessons but abandoned them after nine months. He switched to the guitar after he saw a classmate playing and singing on the school bus. Buddy's parents initially bought him a steel guitar, but he insisted that he wanted a guitar like his brother's. His parents bought the guitar from a pawnshop, and Travis taught him to play it.
During his early childhood, Holly was influenced by the music of Hank Williams, Jimmie Rodgers, Moon Mullican, Bill Monroe, Hank Snow, Bob Wills, and the Carter Family. At Roscoe Wilson Elementary, Holly became friends with Bob Montgomery, and the two played together, practicing with songs by The Louvin Brothers and Johnnie & Jack. They both listened to the radio programs Grand Ole Opry on WSM, Louisiana Hayride on KWKH, and Big D Jamboree. At the same time, Holly played with other musicians he met in high school, including Sonny Curtis and Jerry Allison. In 1952 Holly and Jack Neal participated as a duo billed as "Buddy and Jack" in a talent contest on a local television show. After Neal left, he was replaced by Bob Montgomery, and they were billed as "Buddy and Bob." They soon started performing on the Sunday Party show on KDAV in 1953 and performed live gigs in Lubbock. At that time, Holly was influenced by late-night radio stations that played blues and rhythm and blues (R&B). He would sit in his car with Curtis and tune to distant radio stations that could only be received at night, when local transmissions ceased. Holly then modified his music by blending his earlier country and western (C&W) influence with R & B.
By 1955, after graduating from Lubbock High School, Holly decided to pursue a full-time career in music. He was further encouraged after seeing Elvis Presley perform live in Lubbock, whose act was booked by Pappy Dave Stone of KDAV. In February, Holly opened for Presley at the Fair Park Coliseum, in April at the Cotton Club, and again in June at the Coliseum. By that time, Holly had incorporated into his band Larry Welborn on the stand-up bass and Allison on drums, as his style shifted from country and western to rock and roll due to seeing Presley's performances and hearing his music. In October, Stone booked Bill Haley & His Comets and placed Holley as the opening act to be seen by Nashville scout Eddie Crandall. Impressed, Crandall persuaded Grand Ole Opry manager Jim Denny to seek a recording contract for Holley. Stone sent a demo tape, which Denny forwarded to Paul Cohen, who signed the band to Decca Records in February 1956. In the contract, Decca misspelled Holly's surname as "Holly", and from then on he was known as "Buddy Holly", instead of his real name "Holley."
On January 26, 1956, Holly attended his first formal recording session, which was produced by Owen Bradley. He attended two more sessions in Nashville, but with the producer selecting the session musicians and arrangements, Holly became increasingly frustrated by his lack of creative control. In April 1956, Decca released "Blue Days, Black Nights" as a single, with "Love Me" on the B-side. Denny included Holly on a tour as the opening act for Faron Young. During the tour, they were promoted as "Buddy Holly and the Two Tones", while later Decca called them "Buddy Holly and the Three Tunes." The label later released Holly's second single "Modern Don Juan", backed with "You Are My One Desire." Neither single made an impression. On January 22, 1957, Decca informed Holly his contract would not be renewed, but insisted he could not record the same songs for anyone else for five years.
The Crickets (1956–1957)
Holly was unhappy with the results of his time with Decca, and inspired by the success of Buddy Knox's "Party Doll" and Jimmy Bowen's "I'm Stickin' with You", he visited Norman Petty, who had produced and promoted both records. Together with Allison, bassist Larry Welborn, and rhythm guitarist Niki Sullivan, he went to Petty's studio in Clovis, New Mexico. The group recorded a demo of "That'll Be the Day", a song they had previously recorded in Nashville. Now playing lead guitar, Holly achieved the sound he desired. Petty became his manager and sent the record to Brunswick Records in New York City. Holly, still under contract with Decca, could not release the record under his name, so a band name was used; Allison proposed the name "Crickets." Brunswick gave Holly a basic agreement to release "That'll Be the Day", leaving him with both artistic control and financial responsibility for future recordings.
Impressed with the demo, the label's executives released it without recording a new version. "I'm Looking for Someone to Love" was the B-side; the single was credited to The Crickets. Petty and Holly later learned that Brunswick was a subsidiary of Decca, which legally cleared future recordings under the name Buddy Holly. Recordings credited to the Crickets would be released on Brunswick, while the recordings under Holly's name were released on another subsidiary label, Coral Records. Holly concurrently held a recording contract with both labels.
"That'll Be the Day" was released on May 27, 1957. Petty booked Holly and the Crickets for a tour with Irvin Feld, who had noticed the band after "That'll Be the Day" appeared on the R&B chart. He booked them for appearances in Washington, D.C., Baltimore, and New York City. The band was booked to play at New York's Apollo Theater on August 16–22. During the opening performances, the group did not impress the audience, but they were accepted after they included "Bo Diddley." By the end of their run at the Apollo, "That'll Be the Day" was climbing the charts. Encouraged by the single's success, Petty started to prepare two album releases; a solo album for Holly and another for the Crickets. Holly appeared on American Bandstand, hosted by Dick Clark on ABC, on August 26. Before leaving New York, the band befriended The Everly Brothers.
"That'll Be the Day" topped the US "Best Sellers in Stores" chart on September 23 and was number one on the UK Singles Chart for three weeks in November. Three days prior, Coral released "Peggy Sue", backed with "Everyday", with Holly credited as the performer. By October, "Peggy Sue" had reached number three on Billboards pop chart and number two on the R&B chart; it peaked at number six on the UK Singles chart. As the success of the song grew, it brought more attention to Holly, with the band at the time being billed as "Buddy Holly and the Crickets" (although never on records during Holly's lifetime; the record labels identified the band as "Buddy Holly and the Crickets" beginning in 1962).
In the last week of September, the band members flew to Lubbock to visit their families. Holly's high school girlfriend, Echo McGuire, had left him for a fellow student. Aside from McGuire, Holly had a relationship with Lubbock fan June Clark. After Clark ended their relationship, Holly realized the importance of his relationship with McGuire and considered his relationship with Clark a temporary one. Meanwhile, for their return to recording, Petty arranged a session in Oklahoma City, where he was performing with his own band. While the band drove to the location, the producer set up a makeshift studio. The rest of the songs needed for an album and singles were recorded; Petty later dubbed the material in Clovis. The resulting album, The "Chirping" Crickets, was released on November 27, 1957. It reached number five on the UK Albums Chart. In October, Brunswick released the second single by the Crickets, "Oh, Boy!", with "Not Fade Away" on the B-side. The single reached number 10 on the pop chart and 13 on the R&B chart. Holly and the Crickets performed "That'll Be the Day" and "Peggy Sue" on The Ed Sullivan Show on December 1, 1957. Following the appearance, Niki Sullivan left the group because he was tired of the intensive touring, and he wanted to resume his education. On December 29, Holly and the Crickets performed "Peggy Sue" on The Arthur Murray Party.
International tours and split (1958)
On January 8, 1958, Holly and the Crickets joined America's Greatest Teenage Recording Stars tour. On January 25, Holly recorded "Rave On"; the next day, he made his second appearance on The Ed Sullivan Show, singing "Oh, Boy!" Holly departed to perform in Honolulu, Hawaii, on January 27, and then started a week-long tour of Australia billed as the Big Show with Paul Anka, Jerry Lee Lewis and Jodie Sands. In March, the band toured the United Kingdom, playing 50 shows in 25 days. The same month, his debut solo album, Buddy Holly, was released. Upon their return to the United States, Holly and the Crickets joined Alan Freed's Big Beat Show tour for 41 dates. In April, Decca released That'll Be the Day, featuring the songs recorded with Bradley during his early Nashville sessions.
A new recording session in Clovis was arranged in May; Holly hired Tommy Allsup to play lead guitar. The session produced the recordings of "It's So Easy" and "Heartbeat." Holly was impressed by Allsup and invited him to join the Crickets. In June, Holly traveled alone to New York for a solo recording session. Without the Crickets, he chose to be backed by a jazz and R&B band, recording "Now We're One" and Bobby Darin's "Early in the Morning."
During a visit to the offices of Peer-Southern, Holly met María Elena Santiago. He asked her out on their first meeting and proposed marriage to her on their first date. The wedding took place on August 15. Holly's manager Norman Petty disapproved of the marriage and advised Holly to keep it secret to avoid upsetting Holly's female fans. Petty's suggestion created friction with Holly, who had also started to question Petty's bookkeeping. The Crickets were also frustrated with Petty, who controlled all of the proceeds earned by the band.
Holly and Santiago frequented many of New York's music venues, including the Village Gate, Blue Note, Village Vanguard, and Johnny Johnson's. Santiago later said that Holly was keen to learn fingerstyle flamenco guitar and that he would often visit her aunt's home to play the piano there. Holly planned collaborations between soul singers and rock and roll. He wanted to make an album with Ray Charles and Mahalia Jackson. Holly also had ambitions to work in film and registered for acting classes with Lee Strasberg's Actors Studio.
Santiago accompanied Holly on tours. To hide her marriage to Holly, she was presented as the Crickets' secretary. She took care of the laundry and equipment set-up and collected the concert revenues. Santiago kept the money for the band instead of their habitual transfer to Petty in New Mexico. She and her aunt Provi Garcia, an executive in the Latin American music department at Peer-Southern, convinced Holly that Petty was paying the band's royalties from Coral-Brunswick into his own company's account. Holly planned to retrieve his royalties from Petty and to later fire him as manager and producer. At the recommendation of the Everly Brothers, Holly hired lawyer Harold Orenstein to negotiate his royalties. The problems with Petty were triggered after he was unable to pay Holly. At the time, New York promoter Manny Greenfield reclaimed a large part of Holly's earnings; Greenfield had booked Holly for shows during previous tours. The two had a verbal agreement; Greenfield would obtain 5% of the booking earnings. Greenfield later felt he was also acting as Holly's manager and deserved a higher payment, which Holly refused. Greenfield then sued Holly. Under New York law, because Holly's royalties originated in New York and were directed out of the state, the payments were frozen until the dispute was settled. Petty then could not complete the transfers to Holly, who considered him responsible for the missing profit.
In September, Holly returned to Clovis for a new recording session, which yielded "Reminiscing" and "Come Back Baby." During the session, he ventured into producing by recording Lubbock DJ Waylon Jennings. Holly produced the single "Jole Blon" and "When Sin Stops (Love Begins)" for Jennings. Holly became increasingly interested in the New York music, recording, and publishing scene. Holly and Santiago settled in Apartment 4H of the Brevoort Apartments, at 11 Fifth Avenue in Greenwich Village, where he recorded a series of acoustic songs, including "Crying, Waiting, Hoping" and "What to Do." The inspiration to record the songs is sometimes attributed to the ending of his relationship with McGuire.
On October 21, 1958, Holly's final studio session was recorded at the Pythian Temple on West 70th Street (now a luxury condominium). Known by Holly fans as "the string sessions", Holly recorded four songs for Coral in an innovative collaboration with the Dick Jacobs Orchestra, an 18-piece ensemble composed of former members of the NBC Symphony Orchestra including saxophonist Boomie Richman.
The four songs recorded during the -hour session were:
"True Love Ways" (written by Buddy Holly),
"Moondreams" (written by Norman Petty),
"Raining in My Heart" (written by Felice and Boudleaux Bryant) and
"It Doesn't Matter Anymore" (written by Paul Anka).
These four songs were the only ones Coral ever mixed in stereo, but only "Raining in My Heart" was released that way (in 1959, on an obscure promotional LP titled Hitsville). All four records otherwise received releases in mono. The original stereo mixes were consulted many years later for compilation albums.
Holly ended his association with Petty in December 1958. His band members kept Petty as their manager and split from Holly. The split was amicable and based on logistics: Holly had decided to settle permanently in New York, where the business and publishing offices were, and the Crickets preferred not to leave their home state. Petty was still holding the money from the royalties, forcing Holly to form a new band and return to touring.
Winter Dance Party tour and death (1959)
Holly vacationed with his wife in Lubbock and visited Jennings's radio station in December 1958. For the start of the Winter Dance Party tour, he assembled a band consisting of Waylon Jennings (electric bass), Tommy Allsup (guitar), and Carl Bunch (drums). Holly and Jennings left for New York City, arriving on January 15, 1959. Jennings stayed at Holly's apartment by Washington Square Park on the days prior to a meeting scheduled at the headquarters of the General Artists Corporation, which organized the tour. They then traveled by train to Chicago to join the rest of the band.
The Winter Dance Party tour began in Milwaukee, Wisconsin, on January 23, 1959. The amount of travel involved created logistical problems, as the distance between venues had not been considered when scheduling performances. Adding to the problem, the unheated tour buses twice broke down in freezing weather, with dire consequences. Holly's drummer, Carl Bunch, was hospitalized for frostbite to his toes (sustained while aboard the bus), so Holly decided to seek other transportation. On February 2, before their appearance in Clear Lake, Iowa, Holly chartered a four-seat Beechcraft Bonanza airplane for Jennings, Allsup, and himself, from Dwyer Flying Service in Mason City, Iowa. Holly's idea was to depart following the show at the Surf Ballroom in Clear Lake and fly to their next venue, in Moorhead, Minnesota, via Fargo, North Dakota, allowing them time to rest and launder their clothes and avoid a rigorous bus journey. Immediately after the Clear Lake show (which ended just before midnight), Allsup agreed to flip a coin for the seat with Ritchie Valens. Valens called heads; when he won, he reportedly said, "That's the first time I've ever won anything in my life." Allsup later opened a restaurant/bar in Fort Worth, Texas, called Heads Up Saloon. Waylon Jennings voluntarily gave up his seat to J. P. Richardson (The Big Bopper), who had influenza and complained that the tour bus was too cold and uncomfortable for a man of his size.
The pilot, Roger Peterson, took off in inclement weather, even though he was not certified to fly by instruments only. Buddy's brother Larry Holley said, "I got the full report from the Civil Aeronautics – it took me a year to get it, but I got it – and they had installed a new Sperry gyroscope in the airplane. The Sperry works different than any other gyro. One of them, the background moves and the plane stays like this [stationary], and in the other one the background stays steady and the plane moves, it works just backwards. He [the pilot] could have been reading this backwards... they were going down, they thought they were still climbing."
Shortly after 1:00 a.m. on February 3, 1959, Holly, Valens, Richardson, and Peterson were killed when the aircraft crashed into a cornfield five miles northwest of Mason City shortly after takeoff. The three musicians, who were ejected from the fuselage upon impact, sustained severe head and chest injuries. Holly was 22 years old.
The report did not mention a gun belonging to Holly that was found by a farmer two months after the crash. Newspaper accounts of the gun discovery fueled rumors among fans that the pilot was somehow shot, causing the crash. Another curious finding at the crash was that Richardson's body was discovered nearly away from the crash while the others were found in or near the wreckage. However, an autopsy done at the request of Richardson's son in 2007 found no evidence to support the rumors. Dr. Bill Bass, a forensic anthropologist at the University of Tennessee, stated that "There was no indication of foul play," and that Richardson "died immediately."
Holly's funeral was held on February 7, 1959, at the Tabernacle Baptist Church in Lubbock. The service was officiated by Ben D. Johnson, who had presided at the Hollys' wedding just months earlier. The pallbearers were Jerry Allison, Joe B. Mauldin, Niki Sullivan, Bob Montgomery, and Sonny Curtis. Some sources say that Phil Everly, one half of The Everly Brothers, was also pallbearer, but Everly said that he attended the funeral but was not a pallbearer. Waylon Jennings was unable to attend because of his commitment to the still-touring Winter Dance Party. Holly's body was interred in the City of Lubbock Cemetery, in the eastern part of the city. Holly's headstone carries the correct spelling of his surname (Holley) and a carving of his Fender Stratocaster guitar.
Santiago watched the first reports of Holly's death on television. The following day, she suffered a miscarriage. Holly's mother, who heard the news on the radio in Lubbock, Texas, screamed and collapsed. Because of Elena's miscarriage, in the months following the accident, news agencies implemented a policy against announcing victims' names until after families are informed. Santiago did not attend the funeral and has never visited the gravesite. She later told the Avalanche-Journal, "In a way, I blame myself. I was not feeling well when he left. I was two weeks pregnant, and I wanted Buddy to stay with me, but he had scheduled that tour. It was the only time I wasn't with him. And I blame myself because I know that, if only I had gone along, Buddy never would have gotten into that airplane."
Image and style
Holly's singing style was characterized by his vocal hiccups and his alternation between his regular voice and falsetto. Holly's "stuttering vocals" were complemented by his percussive guitar playing, solos, stops, bent notes, and rhythm and blues chord progressions. He often strummed downstrokes that were accompanied by Allison's "driving" percussion.
Holly bought his first Fender Stratocaster, which became his signature guitar, at Harrod Music in Lubbock for $249.50. Fender Stratocasters were popular with country musicians; Holly chose it for its loud sound. His "innovative" playing style was characterized by its blending of "chunky rhythm" and "high string lead work." Holly played his first Stratocaster, a 1954 model, until it was stolen during a tour stop in Michigan in 1957. To replace it, he purchased a 1957 model before a show in Detroit. Holly owned four or five Stratocasters during his career.
At the beginning of their music careers, Holly and his group wore business suits. When they met the Everly Brothers, Don Everly took the band to Phil's men's shop in New York City and introduced them to Ivy League clothes. The brothers advised Holly to replace his old-fashioned glasses with horn-rimmed glasses, which had been popularized by Steve Allen. Holly bought a pair of glasses made in Mexico from Lubbock optometrist Dr. J. Davis Armistead. Teenagers in the United States started to request this style of glasses, which were later popularly known as "Buddy Holly glasses."
When the plane crashed, the wreckage was strewn across many yards of snow-covered ground. While his other belongings were recovered immediately, there was no record of his signature glasses being found. They were presumed lost until, in March 1980, they were discovered in a Cerro Gordo County courthouse storage area by Sheriff Gerald Allen. They had been found in the spring of 1959, after the snow had melted, and had been given to the sheriff's office. They were placed in an envelope dated April 7, 1959, along with the Big Bopper's watch, a lighter, two pairs of dice and part of another watch, and misplaced when the county moved courthouses. The glasses, missing their lenses, were returned to Santiago a year later, after a legal contest over them with his parents. They are now on display at the Buddy Holly Center in Lubbock, Texas.
Legacy
Buddy Holly left behind dozens of unfinished recordings — solo transcriptions of his new compositions, informal jam sessions with bandmates, or tapes demonstrating songs intended for other artists. The last known recordings, made in Holly's apartment in late 1958, were his last six original songs. In June 1959, Coral Records overdubbed two of them with backing vocals by the Ray Charles Singers and studio musicians in an attempt to simulate the established Crickets sound. The finished tracks became the first posthumous Holly single, "Peggy Sue Got Married"/"Crying, Waiting, Hoping." The new release was successful enough to warrant an album drawing upon the other Holly demos, using the same studio personnel, in January 1960. All six songs were included in The Buddy Holly Story, Vol. 2 (1960).
The demand for Holly records was so great, and Holly had recorded so prolifically, that his record label was able to release new Holly albums and singles for the next 10 years. Norman Petty produced most of these new editions, drawing upon unreleased studio masters, alternate takes, audition tapes, and even amateur recordings (some dating back to 1954 with low-fidelity vocals). The final "new" Buddy Holly album, Giant, was released in 1969; the single chosen from the album was "Love Is Strange."
Encyclopædia Britannica stated that Holly "produced some of the most distinctive and influential work in rock music." AllMusic defined him as "the single most influential creative force in early rock and roll." Rolling Stone ranked him number 13 on its list of "100 Greatest Artists." The Telegraph called him a "pioneer and a revolutionary [...] a multidimensional talent [...] (who) co-wrote and performed (songs that) remain as fresh and potent today." In 2023, Rolling Stone ranked Holly at number 174 on its list of the 200 Greatest Singers of All Time.
The Rock and Roll Hall of Fame included Holly among its first class in 1986. On its entry, the Hall of Fame remarked upon the large quantity of material he produced during his short musical career, and said it "made a major and lasting impact on popular music." It called him an "innovator" for writing his own material, his experimentation with double tracking and the use of orchestration; he is also said to have "pioneered and popularized the now-standard" use of two guitars, bass, and drums by rock bands. The Songwriters Hall of Fame also inducted Holly in 1986, and said his contributions "changed the face of Rock 'n' Roll." Holly developed in collaboration with Petty techniques of overdubbing and reverb, while he used innovative instrumentation later implemented by other artists. Holly became "one of the most influential pioneers of rock and roll" who had a "lasting influence" on genre performers of the 1960s.
In 1980, Grant Speed sculpted a statue of Holly playing his Fender guitar. This statue is the centerpiece of Lubbock's Walk of Fame, which honors notable people who contributed to Lubbock's musical history. Other memorials to Buddy Holly include a street named in his honor and the Buddy Holly Center, which contains a museum of Holly memorabilia and fine arts gallery. The center is located on Crickets Avenue, one street east of Buddy Holly Avenue, in a building that previously housed the Fort Worth and Denver South Plains Railway Depot. In 2010, the statue was taken down for refurbishment, and construction of a new Walk of Fame began.
In 1997, the National Academy of Recording Arts and Sciences gave Holly the Lifetime Achievement Award. He was inducted into the Iowa Rock 'n' Roll Hall of Fame in 2000. On May 9, 2011, the City of Lubbock held a ribbon-cutting ceremony for the Buddy and Maria Elena Holly Plaza, the new home of the statue and the Walk of Fame. On what would have been his 75th birthday, a star bearing Holly's name was placed on the Hollywood Walk of Fame.
Groundbreaking was held on April 20, 2017, for the construction of a new performing arts center in Lubbock, the Buddy Holly Hall of Performing Arts and Sciences, a downtown $153 million project expected to be completed in 2020. Thus far, the private group, the Lubbock Entertainment and Performing Arts Association, has raised or received pledges in the amount of $93 million to underwrite the project.
According to a June 2019 article in The New York Times Magazine, "virtually all" of Holly's masters were lost in the 2008 Universal fire. This is disputed by Chad Kassem of Analogue Productions, who claims to have used the master tapes of Holly's first two albums in Analogue Productions reissues of these albums on LP and SACD in 2017.
Influence
John Lennon and Paul McCartney saw Holly for the first time when he appeared on Sunday Night at the London Palladium. The two had recently met and begun their musical association. They studied Holly's records, learned his performance style and lyricism, and based their act around his persona. Inspired by Holly's insect-themed Crickets, they chose to name their band "The Beatles." Lennon and McCartney later cited Holly as one of their main influences.
Lennon's band the Quarrymen covered "That'll Be the Day" in their first recording session, in 1958. During breaks in the Beatles' first appearance on The Ed Sullivan Show, on February 9, 1964, Lennon asked CBS coordinator Vince Calandra about Holly's performances; Calandra said Lennon and McCartney repeatedly expressed their appreciation of Holly. The Beatles recorded a close cover of Holly's version of "Words of Love", which was released on their 1964 album Beatles for Sale (in the US, in June 1965 on Beatles VI). During the January 1969 recording sessions for their album Let It Be, the Beatles played a slow, impromptu version of "Mailman, Bring Me No More Blues" – which Holly popularized but did not write – with Lennon mimicking Holly's vocal style. Lennon recorded a cover version of "Peggy Sue" on his 1975 album Rock 'n' Roll. McCartney owns the publishing rights to Holly's song catalog.
On January 31, 1959, two nights before Holly's death, 17-year-old Bob Dylan attended Holly's performance in Duluth. Dylan referred to this in his acceptance speech when he received the Grammy Award for Album of the Year for Time Out of Mind in 1998: "... when I was sixteen or seventeen years old, I went to see Buddy Holly play at Duluth National Guard Armory and I was three feet away from him ... and he looked at me. And I just have some sort of feeling that he was ... with us all the time we were making this record in some kind of way."
Mick Jagger saw Holly performing live in Woolwich, London, during a tour of England; Jagger particularly remembered Holly's performance of "Not Fade Away" – a song that also inspired Keith Richards, who modeled his early guitar playing on the track. The Rolling Stones had a hit version of the song in 1964. Richards later said, "[Holly] passed it on via the Beatles and via [the Rolling Stones] ... He's in everybody."
Don McLean's popular 1971 ballad "American Pie" was inspired by Holly's death and the day of the plane crash. The song's lyric, which calls the incident "The Day the Music Died", became popularly associated with the crash. McLean's album American Pie is dedicated to Holly. In 2015, McLean wrote, "Buddy Holly would have the same stature musically whether he would have lived or died, because of his accomplishments ... By the time he was 22 years old, he had recorded some 50 tracks, most of which he had written himself ... in my view and the view of many others, a hit ... Buddy Holly and the Crickets were the template for all the rock bands that followed."
Elton John was musically influenced by Holly. At age 13, although he did not require them, John started wearing horn-rimmed glasses to imitate Holly. The Clash were also influenced by Holly, and referenced him in their song "If Music Could Talk" from the Sandinista! album. The Chirping Crickets was the first album Eric Clapton ever bought; he later saw Holly on Sunday Night at the London Palladium. In his autobiography, Clapton recounted the first time he saw Holly and his Fender, saying, "I thought I'd died and gone to heaven ... it was like seeing an instrument from outer space and I said to myself: 'That's the future – that's what I want.
The launch of Bobby Vee's successful musical career resulted from Holly's death; Vee was selected to replace Holly on the tour that continued after the plane crash. Holly's profound influence on Vee's singing style can be heard in the songs "Rubber Ball" – the B-side of which was a cover of Holly's "Everyday" – and "Run to Him." The name of the British rock band the Hollies is often claimed as a tribute to Holly; according to the band, they admired Holly, but their name was mainly inspired by sprigs of holly in evidence around Christmas 1962. In an August 24, 1978, interview with Rolling Stone, Bruce Springsteen told Dave Marsh, "I play Buddy Holly every night before I go on; that keeps me honest." The Grateful Dead performed the song "Not Fade Away" in concerts.
In 2016, Richard Barone released his album Sorrows & Promises: Greenwich Village in the 1960s, paying tribute to the new wave of singer-songwriters in the Village during that pivotal, post-Holly era. The album opens with Barone's version of "Learning the Game", one of the final songs written and recorded by Holly at his home in Greenwich Village, a week before his death.
Film and musical depictions
Holly's life story inspired a Hollywood biographical film, The Buddy Holly Story (1978); its lead actor Gary Busey received a nomination for the Academy Award for Best Actor for his portrayal of Holly. The film was widely criticized by the rock press, and by Holly's friends and family, for its inaccuracies. This led Paul McCartney (whose MPL Communications by then controlled the publishing rights to Buddy Holly's song catalog) to produce and host his own documentary about Holly in 1985, titled The Real Buddy Holly Story. This video includes interviews with Keith Richards, Phil and Don Everly, Sonny Curtis, Jerry Allison, Holly's family, and McCartney, among others.
In 1987, musician Marshall Crenshaw portrayed Buddy Holly in the movie La Bamba, which depicts him performing at the Surf Ballroom and boarding the fatal airplane with Ritchie Valens and the Big Bopper. Crenshaw's version of "Crying, Waiting, Hoping" is featured on the La Bamba original motion picture soundtrack.
Buddy: The Buddy Holly Story, a jukebox musical depicting Holly's life, opened in 1989.
Holly was depicted in a 1989 episode of the science-fiction television program Quantum Leap titled "How the Tess Was Won"; Holly's identity is only revealed at the end of the episode. Dr. Sam Beckett (Scott Bakula) influences Buddy Holly to change his lyrics from "piggy, suey" to "Peggy Sue", setting up Holly's future hit song. Holly's follow up to that hit song is featured in the 1986 Francis Ford Coppola film Peggy Sue Got Married, in which a 43-year-old mother and housewife facing divorce played by Kathleen Turner is thrust back in time and given the chance to change the course of her life.
Steve Buscemi appeared as Holly in a brief cameo as a 1950s-themed restaurant employee in Quentin Tarantino's 1994 film Pulp Fiction, in which he takes Mia Wallace and Vincent Vega's orders (portrayed respectively by Uma Thurman and John Travolta).
In 1961, Mike Berry recorded "Tribute to Buddy Holly."
In 1985, the German punk band Die Ärzte composed a song centering on Buddy Holly's glasses, titled "Buddy Holly's Brille."
In 1998, the post-apocalyptic film Six-String Samurai depicted Holly as a guitar-playing samurai traveling to Las Vegas to become the new king of Nevada after the death of Elvis Presley.
Weezer's first top 40 single in the US was titled "Buddy Holly."
In 2006, country band the Dixie Chicks mention Buddy Holly in their song "Lubbock or Leave It." Lead singer Natalie Maines and Holly share a hometown of Lubbock, Texas.
In the animated series The Venture Bros., it is implied that the elderly villains Dragoon and Red Mantle are actually Richardson and Buddy Holly, who were recruited into the supervillain organization the Guild of Calamitous Intent on the night of their supposed deaths.
The TV documentary Buddy Holly – Rave On: The Story of Buddy Holly aired on BBC Four in 2017. An upcoming documentary The Day the Music Died/American Pie explores the story behind the Don Mclean song.
Discography
The Crickets
The "Chirping" Crickets (1957)
Solo
Buddy Holly (1958)
That'll Be the Day (1958)
References
Sources
Further reading
Bustard, Anne (2005). Buddy: The Story of Buddy Holly. Simon & Schuster. .
Comentale, Edward P. (2013). Chapter Five. Sweet Air: Modernism, Regionalism, and American Popular Song. University of Illinois Press. .
Dawson, Jim; Leigh, Spencer (1996). Memories of Buddy Holly. Big Nickel Publications. .
Gerron, Peggy Sue (2008). Whatever Happened to Peggy Sue?. Togi Entertainment. .
Goldrosen, John; Beecher, John (1996). Remembering Buddy: The Definitive Biography. New York: Da Capo Press. .
Goldrosen, John (1975). Buddy Holly: His Life and Music. Popular Press.
Laing, Dave (1971–2010). Buddy Holly (Icons of Pop Music). Indiana University Press. .
Mann, Alan (1996). The A-Z of Buddy Holly. Aurum Press (2nd edition). or 978–1854104335.
McFadden, Hugh (2005). Elegy for Charles Hardin Holley, in Elegies & Epiphanies. Belfast: Lagan Press.
Peer, Elizabeth and Ralph II (1972). Buddy Holly: A Biography in Words, Photographs and Music Australia: Peer International. ASIN B000W24DZO.
Peters, Richard (1990). The Legend That Is Buddy Holly. Barnes & Noble Books. or 978–0285630055.
Rabin, Stanton (2009). OH BOY! The Life and Music of Rock 'n' Roll Pioneer Buddy Holly. Van Winkle Publishing (Kindle). ASIN B0010QBLLG.
Tobler, John (1979). The Buddy Holly Story. Beaufort Books.
VH1's Behind the Music "The Day the Music Died" interview with Waylon Jennings
External links
Buddy Holly news archives at the Lubbock Avalanche-Journal
Buddy Holly – sessions and cover songs
Buddy Holly recordings at the Discography of American Historical Recordings
1936 births
1959 deaths
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20th-century American male singers
20th-century American singer-songwriters
Accidental deaths in Iowa
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American people of English descent
American people who self-identify as being of Native American descent
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4410 | https://en.wikipedia.org/wiki/Brewing | Brewing | Brewing is the production of beer by steeping a starch source (commonly cereal grains, the most popular of which is barley) in water and fermenting the resulting sweet liquid with yeast. It may be done in a brewery by a commercial brewer, at home by a homebrewer, or communally. Brewing has taken place since around the 6th millennium BC, and archaeological evidence suggests that emerging civilizations, including ancient Egypt, China, and Mesopotamia, brewed beer. Since the nineteenth century the brewing industry has been part of most western economies.
The basic ingredients of beer are water and a fermentable starch source such as malted barley. Most beer is fermented with a brewer's yeast and flavoured with hops. Less widely used starch sources include millet, sorghum and cassava. Secondary sources (adjuncts), such as maize (corn), rice, or sugar, may also be used, sometimes to reduce cost, or to add a feature, such as adding wheat to aid in retaining the foamy head of the beer. The most common starch source is ground cereal or "grist" - the proportion of the starch or cereal ingredients in a beer recipe may be called grist, grain bill, or simply mash ingredients.
Steps in the brewing process include malting, milling, mashing, lautering, boiling, fermenting, conditioning, filtering, and packaging. There are three main fermentation methods: warm, cool and spontaneous. Fermentation may take place in an open or closed fermenting vessel; a secondary fermentation may also occur in the cask or bottle. There are several additional brewing methods, such as Burtonisation, double dropping, and Yorkshire Square, as well as post-fermentation treatment such as filtering, and barrel-ageing.
History
Brewing has taken place since around the 6th millennium BC, and archaeological evidence suggests emerging civilizations including China, ancient Egypt, and Mesopotamia brewed beer. Descriptions of various beer recipes can be found in cuneiform (the oldest known writing) from ancient Mesopotamia. In Mesopotamia the brewer's craft was the only profession which derived social sanction and divine protection from female deities/goddesses, specifically: Ninkasi, who covered the production of beer, Siris, who was used in a metonymic way to refer to beer, and Siduri, who covered the enjoyment of beer. In pre-industrial times, and in developing countries, women are frequently the main brewers.
As almost any cereal containing certain sugars can undergo spontaneous fermentation due to wild yeasts in the air, it is possible that beer-like beverages were independently developed throughout the world soon after a tribe or culture had domesticated cereal. Chemical tests of ancient pottery jars reveal that beer was produced as far back as about 7,000 years ago in what is today Iran. This discovery reveals one of the earliest known uses of fermentation and is the earliest evidence of brewing to date. In Mesopotamia, the oldest evidence of beer is believed to be a 6,000-year-old Sumerian tablet depicting people drinking a beverage through reed straws from a communal bowl. A 3900-year-old Sumerian poem honouring Ninkasi, the patron goddess of brewing, contains the oldest surviving beer recipe, describing the production of beer from barley via bread. The invention of bread and beer has been argued to be responsible for humanity's ability to develop technology and build civilization. The earliest chemically confirmed barley beer to date was discovered at Godin Tepe in the central Zagros Mountains of Iran, where fragments of a jug, at least 5,000 years old was found to be coated with beerstone, a by-product of the brewing process. Beer may have been known in Neolithic Europe as far back as 5,000 years ago, and was mainly brewed on a domestic scale.
Ale produced before the Industrial Revolution continued to be made and sold on a domestic scale, although by the 7th century AD beer was also being produced and sold by European monasteries. During the Industrial Revolution, the production of beer moved from artisanal manufacture to industrial manufacture, and domestic manufacture ceased to be significant by the end of the 19th century. The development of hydrometers and thermometers changed brewing by allowing the brewer more control of the process, and greater knowledge of the results. Today, the brewing industry is a global business, consisting of several dominant multinational companies and many thousands of smaller producers ranging from brewpubs to regional breweries. More than 133 billion litres (35 billion gallons) are sold per year—producing total global revenues of $294.5 billion (£147.7 billion) in 2006.
Ingredients
The basic ingredients of beer are water; a starch source, such as malted barley, able to be fermented (converted into alcohol); a brewer's yeast to produce the fermentation; and a flavouring, such as hops, to offset the sweetness of the malt. A mixture of starch sources may be used, with a secondary saccharide, such as maize (corn), rice, or sugar, these often being termed adjuncts, especially when used as a lower-cost substitute for malted barley. Less widely used starch sources include millet, sorghum, and cassava root in Africa, potato in Brazil, and agave in Mexico, among others. The most common starch source is ground cereal or "grist" - the proportion of the starch or cereal ingredients in a beer recipe may be called grist, grain bill, or simply mash ingredients.
Water
Beer is composed mostly of water. Regions have water with different mineral components; as a result, different regions were originally better suited to making certain types of beer, thus giving them a regional character. For example, Dublin has hard water well suited to making stout, such as Guinness; while Pilsen has soft water well suited to making pale lager, such as Pilsner Urquell. The waters of Burton in England contain gypsum, which benefits making pale ale to such a degree that brewers of pale ales will add gypsum to the local water in a process known as Burtonisation.
Starch source
The starch source in a beer provides the fermentable material and is a key determinant of the strength and flavour of the beer. The most common starch source used in beer is malted grain. Grain is malted by soaking it in water, allowing it to begin germination, and then drying the partially germinated grain in a kiln. Malting grain produces enzymes that will allow conversion from starches in the grain into fermentable sugars during the mash process. Different roasting times and temperatures are used to produce different colours of malt from the same grain. Darker malts will produce darker beers.
Nearly all beer includes barley malt as the majority of the starch. This is because of its fibrous husk, which is important not only in the sparging stage of brewing (in which water is washed over the mashed barley grains to form the wort) but also as a rich source of amylase, a digestive enzyme that facilitates conversion of starch into sugars. Other malted and unmalted grains (including wheat, rice, oats, and rye, and, less frequently, maize (corn) and sorghum) may be used. In recent years, a few brewers have produced gluten-free beer made with sorghum with no barley malt for people who cannot digest gluten-containing grains like wheat, barley, and rye.
Hops
Hops are the female flower clusters or seed cones of the hop vine Humulus lupulus, which are used as a flavouring and preservative agent in nearly all beer made today. Hops had been used for medicinal and food flavouring purposes since Roman times; by the 7th century in Carolingian monasteries in what is now Germany, beer was being made with hops, though it isn't until the thirteenth century that widespread cultivation of hops for use in beer is recorded. Before the thirteenth century, beer was flavoured with plants such as yarrow, wild rosemary, and bog myrtle, and other ingredients such as juniper berries, aniseed and ginger, which would be combined into a mixture known as gruit and used as hops are now used; between the thirteenth and the sixteenth century, during which hops took over as the dominant flavouring, beer flavoured with gruit was known as ale, while beer flavoured with hops was known as beer. Some beers today, such as Fraoch by the Scottish Heather Ales company and Cervoise Lancelot by the French Brasserie-Lancelot company, use plants other than hops for flavouring.
Hops contain several characteristics that brewers desire in beer: they contribute a bitterness that balances the sweetness of the malt; they provide floral, citrus, and herbal aromas and flavours; they have an antibiotic effect that favours the activity of brewer's yeast over less desirable microorganisms; and they aid in "head retention", the length of time that the foam on top of the beer (the beer head) will last. The preservative in hops comes from the lupulin glands which contain soft resins with alpha and beta acids. Though much studied, the preservative nature of the soft resins is not yet fully understood, though it has been observed that unless stored at a cool temperature, the preservative nature will decrease. Brewing is the sole major commercial use of hops.
Yeast
Yeast is the microorganism that is responsible for fermentation in beer. Yeast metabolises the sugars extracted from grains, which produces alcohol and carbon dioxide, and thereby turns wort into beer. In addition to fermenting the beer, yeast influences the character and flavour.
The dominant types of yeast used to make beer are Saccharomyces cerevisiae, known as ale yeast, and Saccharomyces pastorianus, known as lager yeast; Brettanomyces ferments lambics, and Torulaspora delbrueckii ferments Bavarian weissbier. Before the role of yeast in fermentation was understood, fermentation involved wild or airborne yeasts, and a few styles such as lambics still use this method today. Emil Christian Hansen, a Danish biochemist employed by the Carlsberg Laboratory, developed pure yeast cultures which were introduced into the Carlsberg brewery in 1883, and pure yeast strains are now the main fermenting source used worldwide.
Clarifying agent
Some brewers add one or more clarifying agents to beer, which typically precipitate (collect as a solid) out of the beer along with protein solids and are found only in trace amounts in the finished product. This process makes the beer appear bright and clean, rather than the cloudy appearance of ethnic and older styles of beer such as wheat beers.
Examples of clarifying agents include isinglass, obtained from swim bladders of fish; Irish moss, a seaweed; kappa carrageenan, from the seaweed kappaphycus; polyclar (a commercial brand of clarifier); and gelatin. If a beer is marked "suitable for Vegans", it was generally clarified either with seaweed or with artificial agents, although the "Fast Cask" method invented by Marston's in 2009 may provide another method.
Brewing process
There are several steps in the brewing process, which may include malting, mashing, lautering, boiling, fermenting, conditioning, filtering, and packaging. The brewing equipment needed to make beer has grown more sophisticated over time, and now covers most aspects of the brewing process.
Malting is the process where barley grain is made ready for brewing. Malting is broken down into three steps in order to help to release the starches in the barley. First, during steeping, the grain is added to a vat with water and allowed to soak for approximately 40 hours. During germination, the grain is spread out on the floor of the germination room for around 5 days. The final part of malting is kilning when the malt goes through a very high temperature drying in a kiln; with gradual temperature increase over several hours. When kilning is complete, the grains are now termed malt, and they will be milled or crushed to break apart the kernels and expose the cotyledon, which contains the majority of the carbohydrates and sugars; this makes it easier to extract the sugars during mashing.
Mashing converts the starches released during the malting stage into sugars that can be fermented. The milled grain is mixed with hot water in a large vessel known as a mash tun. In this vessel, the grain and water are mixed together to create a cereal mash. During the mash, naturally occurring enzymes present in the malt convert the starches (long chain carbohydrates) in the grain into smaller molecules or simple sugars (mono-, di-, and tri-saccharides). This "conversion" is called saccharification which occurs between the temperatures . The result of the mashing process is a sugar-rich liquid or "wort", which is then strained through the bottom of the mash tun in a process known as lautering. Prior to lautering, the mash temperature may be raised to about (known as a mashout) to free up more starch and reduce mash viscosity. Additional water may be sprinkled on the grains to extract additional sugars (a process known as sparging).
The wort is moved into a large tank known as a "copper" or kettle where it is boiled with hops and sometimes other ingredients such as herbs or sugars. This stage is where many chemical reactions take place, and where important decisions about the flavour, colour, and aroma of the beer are made. The boiling process serves to terminate enzymatic processes, precipitate proteins, isomerize hop resins, and concentrate and sterilize the wort. Hops add flavour, aroma and bitterness to the beer. At the end of the boil, the hopped wort settles to clarify in a vessel called a "whirlpool", where the more solid particles in the wort are separated out.
After the whirlpool, the wort is drawn away from the compacted hop trub, and rapidly cooled via a heat exchanger to a temperature where yeast can be added. A variety of heat exchanger designs are used in breweries, with the most common a plate-style. Water or glycol run in channels in the opposite direction of the wort, causing a rapid drop in temperature. It is very important to quickly cool the wort to a level where yeast can be added safely as yeast is unable to grow in very high temperatures, and will start to die in temperatures above . After the wort goes through the heat exchanger, the cooled wort goes into a fermentation tank. A type of yeast is selected and added, or "pitched", to the fermentation tank. When the yeast is added to the wort, the fermenting process begins, where the sugars turn into alcohol, carbon dioxide and other components. When the fermentation is complete the brewer may rack the beer into a new tank, called a conditioning tank. Conditioning of the beer is the process in which the beer ages, the flavour becomes smoother, and flavours that are unwanted dissipate. After conditioning for a week to several months, the beer may be filtered and force carbonated for bottling, or fined in the cask.
Mashing
Mashing is the process of combining a mix of milled grain (typically malted barley with supplementary grains such as corn, sorghum, rye or wheat), known as the "grist" or "grain bill", and water, known as "liquor", and heating this mixture in a vessel called a "mash tun". Mashing is a form of steeping, and defines the act of brewing, such as with making tea, sake, and soy sauce. Technically, wine, cider and mead are not brewed but rather vinified, as there is no steeping process involving solids. Mashing allows the enzymes in the malt to break down the starch in the grain into sugars, typically maltose to create a malty liquid called wort. There are two main methods – infusion mashing, in which the grains are heated in one vessel; and decoction mashing, in which a proportion of the grains are boiled and then returned to the mash, raising the temperature. Mashing involves pauses at certain temperatures (notably ), and takes place in a "mash tun" – an insulated brewing vessel with a false bottom. The end product of mashing is called a "mash".
Mashing usually takes 1 to 2 hours, and during this time the various temperature rests activate different enzymes depending upon the type of malt being used, its modification level, and the intention of the brewer. The activity of these enzymes convert the starches of the grains to dextrins and then to fermentable sugars such as maltose. A mash rest from activates various proteases, which break down proteins that might otherwise cause the beer to be hazy. This rest is generally used only with undermodified (i.e. undermalted) malts which are decreasingly popular in Germany and the Czech Republic, or non-malted grains such as corn and rice, which are widely used in North American beers. A mash rest at activates β-glucanase, which breaks down gummy β-glucans in the mash, making the sugars flow out more freely later in the process. In the modern mashing process, commercial fungal based β-glucanase may be added as a supplement. Finally, a mash rest temperature of is used to convert the starches in the malt to sugar, which is then usable by the yeast later in the brewing process. Doing the latter rest at the lower end of the range favours β-amylase enzymes, producing more low-order sugars like maltotriose, maltose, and glucose which are more fermentable by the yeast. This in turn creates a beer lower in body and higher in alcohol. A rest closer to the higher end of the range favours α-amylase enzymes, creating more higher-order sugars and dextrins which are less fermentable by the yeast, so a fuller-bodied beer with less alcohol is the result. Duration and pH variances also affect the sugar composition of the resulting wort.
Lautering
Lautering is the separation of the wort (the liquid containing the sugar extracted during mashing) from the grains. This is done either in a mash tun outfitted with a false bottom, in a lauter tun, or in a mash filter. Most separation processes have two stages: first wort run-off, during which the extract is separated in an undiluted state from the spent grains, and sparging, in which extract which remains with the grains is rinsed off with hot water. The lauter tun is a tank with holes in the bottom small enough to hold back the large bits of grist and hulls (the ground or milled cereal). The bed of grist that settles on it is the actual filter. Some lauter tuns have provision for rotating rakes or knives to cut into the bed of grist to maintain good flow. The knives can be turned so they push the grain, a feature used to drive the spent grain out of the vessel. The mash filter is a plate-and-frame filter. The empty frames contain the mash, including the spent grains, and have a capacity of around one hectoliter. The plates contain a support structure for the filter cloth. The plates, frames, and filter cloths are arranged in a carrier frame like so: frame, cloth, plate, cloth, with plates at each end of the structure. Newer mash filters have bladders that can press the liquid out of the grains between spargings. The grain does not act like a filtration medium in a mash filter.
Boiling
After mashing, the beer wort is boiled with hops (and other flavourings if used) in a large tank known as a "copper" or brew kettle – though historically the mash vessel was used and is still in some small breweries. The boiling process is where chemical reactions take place, including sterilization of the wort to remove unwanted bacteria, releasing of hop flavours, bitterness and aroma compounds through isomerization, stopping of enzymatic processes, precipitation of proteins, and concentration of the wort. Finally, the vapours produced during the boil volatilise off-flavours, including dimethyl sulfide precursors. The boil is conducted so that it is even and intense – a continuous "rolling boil". The boil on average lasts between 45 and 90 minutes, depending on its intensity, the hop addition schedule, and volume of water the brewer expects to evaporate. At the end of the boil, solid particles in the hopped wort are separated out, usually in a vessel called a "whirlpool".
Brew kettle or copper
Copper is the traditional material for the boiling vessel for two main reasons: firstly because copper transfers heat quickly and evenly; secondly because the bubbles produced during boiling, which could act as an insulator against the heat, do not cling to the surface of copper, so the wort is heated in a consistent manner. The simplest boil kettles are direct-fired, with a burner underneath. These can produce a vigorous and favourable boil, but are also apt to scorch the wort where the flame touches the kettle, causing caramelisation and making cleanup difficult. Most breweries use a steam-fired kettle, which uses steam jackets in the kettle to boil the wort. Breweries usually have a boiling unit either inside or outside of the kettle, usually a tall, thin cylinder with vertical tubes, called a calandria, through which wort is pumped.
Whirlpool
At the end of the boil, solid particles in the hopped wort are separated out, usually in a vessel called a "whirlpool" or "settling tank". The whirlpool was devised by Henry Ranulph Hudston while working for the Molson Brewery in 1960 to utilise the so-called tea leaf paradox to force the denser solids known as "trub" (coagulated proteins, vegetable matter from hops) into a cone in the centre of the whirlpool tank. Whirlpool systems vary: smaller breweries tend to use the brew kettle, larger breweries use a separate tank, and design will differ, with tank floors either flat, sloped, conical or with a cup in the centre. The principle in all is that by swirling the wort the centripetal force will push the trub into a cone at the centre of the bottom of the tank, where it can be easily removed.
Hopback
A hopback is a traditional additional chamber that acts as a sieve or filter by using whole hops to clear debris (or "trub") from the unfermented (or "green") wort, as the whirlpool does, and also to increase hop aroma in the finished beer. It is a chamber between the brewing kettle and wort chiller. Hops are added to the chamber, the hot wort from the kettle is run through it, and then immediately cooled in the wort chiller before entering the fermentation chamber. Hopbacks utilizing a sealed chamber facilitate maximum retention of volatile hop aroma compounds that would normally be driven off when the hops contact the hot wort. While a hopback has a similar filtering effect as a whirlpool, it operates differently: a whirlpool uses centrifugal forces, a hopback uses a layer of whole hops to act as a filter bed. Furthermore, while a whirlpool is useful only for the removal of pelleted hops (as flowers do not tend to separate as easily), in general hopbacks are used only for the removal of whole flower hops (as the particles left by pellets tend to make it through the hopback). The hopback has mainly been substituted in modern breweries by the whirlpool.
Wort cooling
After the whirlpool, the wort must be brought down to fermentation temperatures before yeast is added. In modern breweries this is achieved through a plate heat exchanger. A plate heat exchanger has many ridged plates, which form two separate paths. The wort is pumped into the heat exchanger, and goes through every other gap between the plates. The cooling medium, usually water, goes through the other gaps. The ridges in the plates ensure turbulent flow. A good heat exchanger can drop wort to while warming the cooling medium from about to . The last few plates often use a cooling medium which can be cooled to below the freezing point, which allows a finer control over the wort-out temperature, and also enables cooling to around . After cooling, oxygen is often dissolved into the wort to revitalize the yeast and aid its reproduction. Some of the craft brewery, particularly those wanting to create steam beer, utilize coolship instead.
While boiling, it is useful to recover some of the energy used to boil the wort. On its way out of the brewery, the steam created during the boil is passed over a coil through which unheated water flows. By adjusting the rate of flow, the output temperature of the water can be controlled. This is also often done using a plate heat exchanger. The water is then stored for later use in the next mash, in equipment cleaning, or wherever necessary. Another common method of energy recovery takes place during the wort cooling. When cold water is used to cool the wort in a heat exchanger, the water is significantly warmed. In an efficient brewery, cold water is passed through the heat exchanger at a rate set to maximize the water's temperature upon exiting. This now-hot water is then stored in a hot water tank.
Fermenting
Fermentation takes place in fermentation vessels which come in various forms, from enormous cylindroconical vessels, through open stone vessels, to wooden vats. After the wort is cooled and aerated – usually with sterile air – yeast is added to it, and it begins to ferment. It is during this stage that sugars won from the malt are converted into alcohol and carbon dioxide, and the product can be called beer for the first time.
Most breweries today use cylindroconical vessels, or CCVs, which have a conical bottom and a cylindrical top. The cone's angle is typically around 60°, an angle that will allow the yeast to flow towards the cone's apex, but is not so steep as to take up too much vertical space. CCVs can handle both fermenting and conditioning in the same tank. At the end of fermentation, the yeast and other solids which have fallen to the cone's apex can be simply flushed out of a port at the apex. Open fermentation vessels are also used, often for show in brewpubs, and in Europe in wheat beer fermentation. These vessels have no tops, which makes harvesting top-fermenting yeasts very easy. The open tops of the vessels make the risk of infection greater, but with proper cleaning procedures and careful protocol about who enters fermentation chambers, the risk can be well controlled. Fermentation tanks are typically made of stainless steel. If they are simple cylindrical tanks with beveled ends, they are arranged vertically, as opposed to conditioning tanks which are usually laid out horizontally. Only a very few breweries still use wooden vats for fermentation as wood is difficult to keep clean and infection-free and must be repitched more or less yearly.
Fermentation methods
There are three main fermentation methods, warm, cool, and wild or spontaneous. Fermentation may take place in open or closed vessels. There may be a secondary fermentation which can take place in the brewery, in the cask or in the bottle.
Brewing yeasts are traditionally classed as "top-cropping" (or "top-fermenting") and "bottom-cropping" (or "bottom-fermenting"); the yeasts classed as top-fermenting are generally used in warm fermentations, where they ferment quickly, and the yeasts classed as bottom-fermenting are used in cooler fermentations where they ferment more slowly. Yeast were termed top or bottom cropping, because the yeast was collected from the top or bottom of the fermenting wort to be reused for the next brew. This terminology is somewhat inappropriate in the modern era; after the widespread application of brewing mycology it was discovered that the two separate collecting methods involved two different yeast species that favoured different temperature regimes, namely Saccharomyces cerevisiae in top-cropping at warmer temperatures and Saccharomyces pastorianus in bottom-cropping at cooler temperatures. As brewing methods changed in the 20th century, cylindro-conical fermenting vessels became the norm and the collection of yeast for both Saccharomyces species is done from the bottom of the fermenter. Thus the method of collection no longer implies a species association. There are a few remaining breweries who collect yeast in the top-cropping method, such as Samuel Smiths brewery in Yorkshire, Marstons in Staffordshire and several German hefeweizen producers.
For both types, yeast is fully distributed through the beer while it is fermenting, and both equally flocculate (clump together and precipitate to the bottom of the vessel) when fermentation is finished. By no means do all top-cropping yeasts demonstrate this behaviour, but it features strongly in many English yeasts that may also exhibit chain forming (the failure of budded cells to break from the mother cell), which is in the technical sense different from true flocculation. The most common top-cropping brewer's yeast, Saccharomyces cerevisiae, is the same species as the common baking yeast. However, baking and brewing yeasts typically belong to different strains, cultivated to favour different characteristics: baking yeast strains are more aggressive, in order to carbonate dough in the shortest amount of time; brewing yeast strains act slower, but tend to tolerate higher alcohol concentrations (normally 12–15% abv is the maximum, though under special treatment some ethanol-tolerant strains can be coaxed up to around 20%). Modern quantitative genomics has revealed the complexity of Saccharomyces species to the extent that yeasts involved in beer and wine production commonly involve hybrids of so-called pure species. As such, the yeasts involved in what has been typically called top-cropping or top-fermenting ale may be both Saccharomyces cerevisiae and complex hybrids of Saccharomyces cerevisiae and Saccharomyces kudriavzevii. Three notable ales, Chimay, Orval and Westmalle, are fermented with these hybrid strains, which are identical to wine yeasts from Switzerland.
Warm fermentation
In general, yeasts such as Saccharomyces cerevisiae are fermented at warm temperatures between , occasionally as high as , while the yeast used by Brasserie Dupont for saison ferments even higher at . They generally form a foam on the surface of the fermenting beer, which is called barm, as during the fermentation process its hydrophobic surface causes the flocs to adhere to CO2 and rise; because of this, they are often referred to as "top-cropping" or "top-fermenting" – though this distinction is less clear in modern brewing with the use of cylindro-conical tanks. Generally, warm-fermented beers, which are usually termed ale, are ready to drink within three weeks after the beginning of fermentation, although some brewers will condition or mature them for several months.
Cool fermentation
When a beer has been brewed using a cool fermentation of around , compared to typical warm fermentation temperatures of , then stored (or lagered) for typically several weeks (or months) at temperatures close to freezing point, it is termed a "lager". During the lagering or storage phase several flavour components developed during fermentation dissipate, resulting in a "cleaner" flavour. Though it is the slow, cool fermentation and cold conditioning (or lagering) that defines the character of lager, the main technical difference is with the yeast generally used, which is Saccharomyces pastorianus. Technical differences include the ability of lager yeast to metabolize melibiose, and the tendency to settle at the bottom of the fermenter (though ales yeasts can also become bottom settling by selection); though these technical differences are not considered by scientists to be influential in the character or flavour of the finished beer, brewers feel otherwise - sometimes cultivating their own yeast strains which may suit their brewing equipment or for a particular purpose, such as brewing beers with a high abv.
Brewers in Bavaria had for centuries been selecting cold-fermenting yeasts by storing ("lagern") their beers in cold alpine caves. The process of natural selection meant that the wild yeasts that were most cold tolerant would be the ones that would remain actively fermenting
in the beer that was stored in the caves. A sample of these Bavarian yeasts was sent from the Spaten brewery in Munich to the Carlsberg brewery in Copenhagen in 1845 who began brewing with it. In 1883 Emile Hansen completed a study on pure yeast culture isolation and the pure strain obtained from Spaten went into industrial production in 1884 as Carlsberg yeast No 1. Another specialized pure yeast production plant was installed at the Heineken Brewery in Rotterdam the following year and together they began the supply of pure cultured yeast to brewers across Europe. This yeast strain was originally classified as Saccharomyces carlsbergensis, a now defunct species name which has been superseded by the currently accepted taxonomic classification Saccharomyces pastorianus.
Spontaneous fermentation
Lambic beers are historically brewed in Brussels and the nearby Pajottenland region of Belgium without any yeast inoculation. The wort is cooled in open vats (called "coolships"), where the yeasts and microbiota present in the brewery (such as Brettanomyces) are allowed to settle to create a spontaneous fermentation, and are then conditioned or matured in oak barrels for typically one to three years.
Conditioning
After an initial or primary fermentation, beer is conditioned, matured or aged, in one of several ways, which can take from 2 to 4 weeks, several months, or several years, depending on the brewer's intention for the beer. The beer is usually transferred into a second container, so that it is no longer exposed to the dead yeast and other debris (also known as "trub") that have settled to the bottom of the primary fermenter. This prevents the formation of unwanted flavours and harmful compounds such as acetaldehyde.
Kräusening
Kräusening (pronounced ) is a conditioning method in which fermenting wort is added to the finished beer. The active yeast will restart fermentation in the finished beer, and so introduce fresh carbon dioxide; the conditioning tank will be then sealed so that the carbon dioxide is dissolved into the beer producing a lively "condition" or level of carbonation. The kräusening method may also be used to condition bottled beer.
Lagering
Lagers are stored at cellar temperature or below for 1–6 months while still on the yeast. The process of storing, or conditioning, or maturing, or aging a beer at a low temperature for a long period is called "lagering", and while it is associated with lagers, the process may also be done with ales, with the same result – that of cleaning up various chemicals, acids and compounds.
Secondary fermentation
During secondary fermentation, most of the remaining yeast will settle to the bottom of the second fermenter, yielding a less hazy product.
Bottle fermentation
Some beers undergo an additional fermentation in the bottle giving natural carbonation. This may be a second and/or third fermentation. They are bottled with a viable yeast population in suspension. If there is no residual fermentable sugar left, sugar or wort or both may be added in a process known as priming. The resulting fermentation generates CO2 that is trapped in the bottle, remaining in solution and providing natural carbonation. Bottle-conditioned beers may be either filled unfiltered direct from the fermentation or conditioning tank, or filtered and then reseeded with yeast.
Cask conditioning
Cask ale (or cask-conditioned beer) is unfiltered, unpasteurised beer that is conditioned by a secondary fermentation in a metal, plastic or wooden cask. It is dispensed from the cask by being either poured from a tap by gravity, or pumped up from a cellar via a beer engine (hand pump). Sometimes a cask breather is used to keep the beer fresh by allowing carbon dioxide to replace oxygen as the beer is drawn off the cask. Until 2018, the Campaign for Real Ale (CAMRA) defined real ale as beer "served without the use of extraneous carbon dioxide", which would disallow the use of a cask breather, a policy which was reversed in April 2018 to allow beer served with the use of cask breathers to meet its definition of real ale.
Barrel-ageing
Barrel-ageing (US: Barrel aging) is the process of ageing beer in wooden barrels to achieve a variety of effects in the final product. Sour beers such as lambics are fully fermented in wood, while other beers are aged in barrels which were previously used for maturing wines or spirits. In 2016 "Craft Beer and Brewing" wrote: "Barrel-aged beers are so trendy that nearly every taphouse and beer store has a section of them.
Filtering
Filtering stabilises the flavour of beer, holding it at a point acceptable to the brewer, and preventing further development from the yeast, which under poor conditions can release negative components and flavours. Filtering also removes haze, clearing the beer, and so giving it a "polished shine and brilliance". Beer with a clear appearance has been commercially desirable for brewers since the development of glass vessels for storing and drinking beer, along with the commercial success of pale lager, which - due to the lagering process in which haze and particles settle to the bottom of the tank and so the beer "drops bright" (clears) - has a natural bright appearance and shine.
There are several forms of filters; they may be in the form of sheets or "candles", or they may be a fine powder such as diatomaceous earth (also called kieselguhr), which is added to the beer to form a filtration bed which allows liquid to pass, but holds onto suspended particles such as yeast. Filters range from rough filters that remove much of the yeast and any solids (e.g., hops, grain particles) left in the beer, to filters tight enough to strain colour and body from the beer. Filtration ratings are divided into rough, fine, and sterile. Rough filtration leaves some cloudiness in the beer, but it is noticeably clearer than unfiltered beer. Fine filtration removes almost all cloudiness. Sterile filtration removes almost all microorganisms.
Sheet (pad) filters
These filters use sheets that allow only particles smaller than a given size to pass through. The sheets are placed into a filtering frame, sanitized (with boiling water, for example) and then used to filter the beer. The sheets can be flushed if the filter becomes blocked. The sheets are usually disposable and are replaced between filtration sessions. Often the sheets contain powdered filtration media to aid in filtration.
Pre-made filters have two sides. One with loose holes, and the other with tight holes. Flow goes from the side with loose holes to the side with the tight holes, with the intent that large particles get stuck in the large holes while leaving enough room around the particles and filter medium for smaller particles to go through and get stuck in tighter holes.
Sheets are sold in nominal ratings, and typically 90% of particles larger than the nominal rating are caught by the sheet.
Kieselguhr filters
Filters that use a powder medium are considerably more complicated to operate, but can filter much more beer before regeneration. Common media include diatomaceous earth and perlite.
By-products
Brewing by-products are "spent grain" and the sediment (or "dregs") from the filtration process which may be dried and resold as "brewers dried yeast" for poultry feed, or made into yeast extract which is used in brands such as Vegemite and Marmite. The process of turning the yeast sediment into edible yeast extract was discovered by German scientist Justus von Liebig.
Brewer's spent grain (also called spent grain, brewer's grain or draff) is the main by-product of the brewing process; it consists of the residue of malt and grain which remains in the lauter tun after the lautering process. It consists primarily of grain husks, pericarp, and fragments of endosperm. As it mainly consists of carbohydrates and proteins, and is readily consumed by animals, spent grain is used in animal feed. Spent grains can also be used as fertilizer, whole grains in bread, as well as in the production of flour and biogas. Spent grain is also an ideal medium for growing mushrooms, such as shiitake, and already some breweries are either growing their own mushrooms or supplying spent grain to mushroom farms. Spent grains can be used in the production of red bricks, to improve the open porosity and reduce thermal conductivity of the ceramic mass.
Brewing industry
The brewing industry is a global business, consisting of several dominant multinational companies and many thousands of other producers known as microbreweries or regional breweries or craft breweries depending on size, region, and marketing preference. More than are sold per year—producing total global revenues of $294.5 billion (£147.7 billion) as of 2006. SABMiller became the largest brewing company in the world when it acquired Royal Grolsch, brewer of Dutch premium beer brand Grolsch. InBev was the second-largest beer-producing company in the world and Anheuser-Busch held the third spot, but after the acquisition of Anheuser-Busch by InBev, the new Anheuser-Busch InBev company is currently the largest brewer in the world.
Brewing at home is subject to regulation and prohibition in many countries. Restrictions on homebrewing were lifted in the UK in 1963, Australia followed suit in 1972, and the US in 1978, though individual states were allowed to pass their own laws limiting production.
References
Sources
Bamforth, Charles; Food, Fermentation and Micro-organisms, Wiley-Blackwell, 2005,
Bamforth, Charles; Beer: Tap into the Art and Science of Brewing, Oxford University Press, 2009
Boulton, Christopher; Encyclopaedia of Brewing, Wiley-Blackwell, 2013,
Briggs, Dennis E., et al.; Malting and Brewing Science, Aspen Publishers, 1982,
Ensminger, Audrey; Foods & Nutrition Encyclopedia, CRC Press, 1994,
Esslinger, Hans Michael; Handbook of Brewing: Processes, Technology, Markets, Wiley-VCH, 2009,
Hornsey, Ian Spencer; Brewing, Royal Society of Chemistry, 1999,
Hui, Yiu H.; Food Biotechnology, Wiley-IEEE, 1994,
Hui, Yiu H., and Smith, J. Scott; Food Processing: Principles and Applications, Wiley-Blackwell, 2004,
Andrew G.H. Lea, John Raymond Piggott, John R. Piggott ; Fermented Beverage Production, Kluwer Academic/Plenum Publishers, 2003,
McFarland, Ben; World's Best Beers, Sterling Publishing, 2009,
Oliver, Garrett (ed); The Oxford Companion to Beer, Oxford University Press, 2011
Priest, Fergus G.; Handbook of Brewing, CRC Press, 2006,
Stevens, Roger, et al.; Brewing: Science and Practice, Woodhead Publishing, 2004,
Unger, Richard W.; Beer in the Middle Ages and the Renaissance, University of Pennsylvania Press, 2004,
External links
An overview of the microbiology behind beer brewing from the Science Creative Quarterly
A pictorial overview of the brewing process at the Heriot-Watt University Pilot Brewery
Fermentation in food processing |
4419 | https://en.wikipedia.org/wiki/Breast%20reconstruction | Breast reconstruction | Breast reconstruction is the surgical process of rebuilding the shape and look of a breast, most commonly in women who have had surgery to treat breast cancer. It involves using autologous tissue, prosthetic implants, or a combination of both with the goal of reconstructing a natural-looking breast. This process often also includes the rebuilding of the nipple and areola, known as nipple-areola complex (NAC) reconstruction, as one of the final stages.
Generally, the aesthetic appearance is acceptable to the woman, but the reconstructed area is commonly completely numb afterwards, which results in loss of sexual function as well as the ability to perceive pain caused by burns and other injuries.
Timing
Breast reconstruction can be performed either immediately following the mastectomy or as a separate procedure at a later date, known as immediate reconstruction and delayed reconstruction, respectively. The decision of when breast reconstruction will take place is patient-specific and based on many different factors. Breast reconstruction is a large undertaking that usually requires multiple operations. These subsequent surgeries may be spread out over weeks or months.
Immediate reconstruction
Breast reconstruction is termed "immediate" when it takes place during the same procedure as the mastectomy. Within the United States, approximately 35% of women who have undergone a total mastectomy for breast cancer will choose to pursue immediate breast reconstruction. One of the inherent advantages of immediate reconstruction is the potential for a single-stage procedure. This also means that the cost of immediate reconstruction is often far less to the patient. It can also reduce hospital costs by having fewer procedures and requiring a shorter length of the stay as an inpatient. Additionally, immediate reconstruction often has a better cosmetic result because of the preservation of anatomic landmarks and skin. With regards to psychosocial outcomes, opinions on timing have shifted in favor of immediate reconstruction. Originally, delayed reconstruction was believed to provide patients with time to psychologically adjust to the mastectomy and its effects on body image. However, this opinion is no longer widely held. Compared to delayed procedures, immediate reconstruction can have a more positive psychological impact on patients and their self-esteem, most likely due to the post-operative breast more closely resembling the natural breast compared to the defect left by mastectomy alone.
Delayed reconstruction
Delayed breast reconstruction is considered more challenging than immediate reconstruction. Frequently not just breast volume, but also skin surface area needs to be restored. Many patients undergoing delayed breast reconstruction have been previously treated with radiation or have had a reconstruction failure with immediate breast reconstruction. In nearly all cases of delayed breast reconstruction tissue must be borrowed from another part of the body to make the new breast. Patients expected to receive radiation therapy as part of their adjuvant treatment are also commonly considered for delayed autologous reconstruction due to significantly higher complication rates with tissue expander-implant techniques in those patients. While waiting to begin breast reconstruction until several months after radiation therapy may decrease the risk of complications, this risk will always be higher in patients who have received radiation therapy. As with many other surgeries, patients with significant medical comorbidities (e.g., high blood pressure, obesity, diabetes) and smokers are higher-risk candidates. Surgeons may choose to perform delayed reconstruction to decrease this risk.
Techniques
There are several techniques for breast reconstruction. These options are broadly categorized into two different groups:
Implant-based reconstruction
This is the most common technique used worldwide. Implant-based reconstruction is an option for patients who have sufficient skin after mastectomy to cover a prosthetic implant and allow for a natural shape. For women undergoing bilateral mastectomies, implants provide the greatest opportunity for symmetrical shape and lift. Additionally, these procedures are generally much faster than flap-based reconstruction since tissue does not have to be taken from another part of the patient's body.
Implant-based reconstruction may be one- or two-staged. In one-stage reconstruction, a permanent implant is inserted at the time of mastectomy. During two-stage reconstruction, the surgeon will insert a tissue expander underneath the pectoralis major muscle of the chest wall at the time of mastectomy. This temporary silastic implant is used to hold tension on the mastectomy flaps. In doing so, the tissue expander prevents the breast tissue from contracting and allows for use of a larger implant later on compared to what would be safe at the time of the mastectomy. Following this initial procedure, the patient must return to the clinic on multiple occasions for saline to be injected into a tube inside the tissue expander. By doing this slowly over the course of several weeks, the space beneath the pectoralis major muscle is safely expanded to an appropriate size without causing too much stress on the breast tissue. A second procedure is then necessary to remove the tissue expander and replace it with the final, permanent prosthetic implant.
Although in the past, prosthetic implants were placed directly under the skin, this method has fallen out of favor because of the greater risk of complications, including visible rippling of the implant and capsular contracture. The sub-pectoral technique described above is now preferred because it provides an additional muscular layer between the skin and the implant, decreasing the risk of visible deformity. Oftentimes, however, the pectoralis major muscle is not sufficiently large enough to cover the inferior portion of the prosthetic implant. If this is the case, one option is to use an acellular dermal matrix to cover the exposed portion of the prosthetic implant, improving both functional and aesthetic outcomes. This prepectoral space has recently, however, come back into practice, with comparable rates of post-operative complications and implant loss to submuscular placement. Both delayed and direct-to-implant reconstruction in this plane has been shown to be favourable.
Of note, a Cochrane review published in 2016 concluded that implants for use in breast reconstructive surgery have not been adequately studied in good quality clinical trials. "These days - even after a few million women have had breasts reconstructed – surgeons cannot inform women about the risks and complications of different implant-based breast reconstructive options on the basis of results derived from Randomized Controlled Trials."
Flap-based reconstruction
Flap-based reconstruction uses tissue from other parts of the patient's body (i.e., autologous tissue) such as the back, buttocks, thigh or abdomen. In surgery, a "flap" is any type of tissue that is lifted from a donor site and moved to a recipient site using its own blood supply. Usually, the blood supply is a named vessel. Flap-based reconstruction may be performed either by leaving the donor tissue connected to the original site (also known as a pedicle flap) to retain its blood supply (where the vessels are tunneled beneath the skin surface to the new site) or by cutting the donor tissue's vessels and surgically reconnecting them to a new blood supply at the recipient site (also known as a free flap or free tissue transfer). The latissimus dorsi is a prime example of such a flap since it can remain attached to its primary blood source which preserves the skins functioning, and is associated with better outcomes in comparison to other muscle and skin donor sites.
One option for breast reconstruction involves using the latissimus dorsi muscle as the donor tissue. As a back muscle, the latissimus dorsi is large and flat and can be used without significant loss of function. It can be moved into the breast defect while still attached to its blood supply under the arm pit (axilla). A latissimus flap is often used to recruit soft-tissue coverage over an underlying implant; however, if the latissimus flap can provide enough volume, then occasionally it is used to reconstruct small breasts without the need for an implant. The latissimus dorsi flap has a number of advantages, but despite the advances in surgical techniques, it has remained vulnerable to skin dehiscence or necrosis at the donor site (on the back). The Mannu flap is a form of latissimus dorsi flap which avoids this complication by preserving a generous subcutaneous fat layer at the donor site and has been shown to be a safe, simple and effective way of avoiding wound dehiscence at the donor site after extended latissimus dorsi flap reconstruction.
Another possible donor site for breast reconstruction is the abdomen. The TRAM (transverse rectus abdominis myocutaneous) flap or its technically distinct variants of microvascular "perforator flaps" like the DIEP/SIEA flaps are all commonly used. In a TRAM procedure, a portion of the abdominal tissue, which includes skin, subcutaneous fat, minor muscles, and connective tissues, is taken from the patient's abdomen and transplanted to the breast site. Both TRAM and DIEP/SIEA use the abdominal tissue between the umbilicus (or "belly button") and the pubis. The DIEP flap and free-TRAM flap require advanced microsurgical technique and are less common as a result. Both can provide enough tissue to reconstruct large breasts and are a good option for patients who would prefer to maintain their pre-operative breast volume. These procedures are preferred by some breast cancer patients because removal of the donor site tissue results in an abdominoplasty (tummy tuck) and allow the breast to be reconstructed with one's own tissues instead of a prosthetic implant that uses foreign material. That said, TRAM flap procedures can potentially weaken the abdominal wall and torso strength, but they are generally well tolerated by most patients. Perforator techniques such as the DIEP (deep inferior epigastric perforator) flap and SIEA (superficial inferior epigastric artery) flap require precise dissection of small perforating vessels through the rectus muscle and, thus, do not require removal of abdominal muscle. Because of this, these flaps have the advantage of maintaining the majority of abdominal wall strength.
Other donor sites for autologous breast reconstruction include the buttocks, which provides tissue for the SGAP and IGAP (superior and inferior gluteal artery perforator, respectively) flaps. The purpose of perforator flaps (DIEP, SIEA, SGAP, IGAP) is to provide sufficient skin and fat for an aesthetic reconstruction while minimizing post-operative complications from harvesting the underlying muscles. DIEP reconstruction generally produces the best outcome for most women. See free flap breast reconstruction for more information.
Mold-assisted reconstruction is a potential adjunctive process to help in flap-based reconstruction. By using a laser and 3D printer, a patient-specific silicone mold can be used as an aid during surgery, used as a guide for orienting and shaping the flap to improve accuracy and symmetry.
Adjunctive procedures
To restore the appearance of the pre-operative breast, there are a few options regarding the nipple-areolar complex (NAC):
A nipple prosthesis can be used to restore the appearance of the reconstructed breast. Impressions can be made and photographs can be used to accurately replace the nipple lost with some types of mastectomies. This can be instrumental in restoring the psychological well-being of the breast cancer survivor. The same process can be used to replicate the remaining nipple in cases of a single mastectomy. Ideally, a prosthesis is made around the time of the mastectomy and it can be used just weeks after the surgery.
Nipple-areolar complex reconstruction can also be performed surgically. Within the first year following breast reconstruction, flaps can undergo contraction and decrease in size by up to 50%. Although flaps are made larger initially for this reason, it is hard to accurately predict the final breast volume. Because of this, NAC reconstruction is considered the very last stage of breast reconstruction, delayed until after breast mound reconstruction is completed (including additional procedures such as fat grafting or excess tissue removal) so that the positioning of the NAC can be planned precisely. There are several methods of reconstructing the nipple-areolar complex:
Nipple Grafting (aka, "Nipple Sharing"): If a patient undergoes a single mastectomy with reconstruction and the opposite breast is preserved, then one option is to remove part of the preserved nipple and transfer it to the reconstructed breast. This also requires that the patient has sufficient nipple-areolar tissue to be removed as nipple grafting will decrease the native nipple's projection by about 50%. One of the benefits of this procedure is that the color and texture of the NAC is identical to that of the opposite breast.
Local Tissue Flaps: For patients who have undergone bilateral mastectomies (as well as patients receiving a unilateral mastectomy who do not want to pursue nipple grafting), a nipple can be created by raising a small, local flap in the target area and producing a raised mound of skin very similar in shape to a nipple. To create an areola, a circular incision may be made around the new nipple and sutured back again. While this option does produce the shape and outline of the NAC, it does not affect the skin color. To make it appear more natural, the nipple and areolar region may then be tattooed to produce a darker skin color more similar to a natural nipple and areola.
Local Tissue Flaps With Use of AlloDerm: As above, a nipple may be created by raising a small flap in the target area and producing a raised mound of skin. AlloDerm (cadaveric dermis) can then be inserted into the core of the new nipple acting like a "strut" which may help maintain the projection of the nipple for a longer period of time. The nipple and areolar region may then be tattooed later. There are, however, some important issues in relation to NAC tattooing that should be considered prior to opting for tattooing, such as the choice of pigments and equipment used for the procedure.
When looking at the entire process of breast reconstruction, patients typically report that NAC reconstruction is the least satisfying step. Compared to a normal nipple, the reconstructed nipple often has less projection (how far the nipple extends beyond the breast mound) and lacks sensation. In women who have undergone a single mastectomy with reconstruction, another challenge is aesthetically matching the reconstructed NAC to the native breast.
Outcomes
The typical outcome of breast reconstruction surgery is a breast mound with a pleasing aesthetic shape, with a texture similar to a natural breast, but which feels completely or mostly numb for the woman herself. This loss of sensation, called somatosensory loss or the inability to perceive touch, heat, cold, and pain, sometimes results in women burning themselves or injuring themselves without noticing, or not noticing that their clothing has shifted to expose their breasts. "I can't even feel it when my kids hug me," said one mother, who had nipple-sparing breast reconstruction after a bilateral mastectomy. The loss of sensation has long-term medical consequences, because it makes the affected women unable to feel itchy rashes, infected sores, cuts, bruises, or situations that risk sunburns or frostbite on the affected areas.
More than half of women treated for breast cancer develop upper quarter dysfunction, including limits on how well they can move, pain in the breast, shoulder or arm, lymphedema, loss of sensation, and impaired strength. The risk of dysfunction is higher among women who have breast reconstruction surgery. One in three have complications, one in five need further surgery and the procedure fails in 5%.
Some methods have specific side effects. The transverse rectus abdominis myocutaneous (TRAM) flap method results in weakness and loss of flexibility in the abdominal wall. Reconstruction with implants have a higher risk of long-term pain.
Outcomes-based research on quality of life improvements and psychosocial benefits associated with breast reconstruction served as the stimulus in the United States for the 1998 Women's Health and Cancer Rights Act, which mandated that health care payer cover breast and nipple reconstruction, contralateral procedures to achieve symmetry, and treatment for the sequelae of mastectomy. This was followed in 2001 by additional legislation imposing penalties on noncompliant insurers. Similar provisions for coverage exist in most countries worldwide through national health care programs.
See also
Flat closure after mastectomy
Breast implant
Breast lift
Breast reduction plasty
Free flap breast reconstruction
Nipple prosthesis
References
External links
Breast surgery
Tattooing and medicine |
4430 | https://en.wikipedia.org/wiki/BASE%20jumping | BASE jumping | BASE jumping () is the recreational sport of jumping from fixed objects, using a parachute to descend safely to the ground. "BASE" is an acronym that stands for four categories of fixed objects from which one can jump: buildings, antennae (referring to radio masts), spans (bridges), and earth (cliffs). Participants exit from a fixed object such as a cliff, and after an optional freefall delay, deploy a parachute to slow their descent and land. A popular form of BASE jumping is wingsuit BASE jumping.
In contrast to other forms of parachuting, such as skydiving from airplanes, BASE jumps are performed from fixed objects which are generally at much lower altitudes, and BASE jumpers only carry one parachute.
BASE jumping is significantly more hazardous than other forms of parachuting, and is widely considered to be one of the most dangerous extreme sports.
History
Precursors
Fausto Veranzio is widely believed to have been the first person to build and test a parachute, by jumping from St Mark's Campanile in Venice in 1617 when he was over 65 years old. However, these and other sporadic incidents were one-time experiments, not the actual systematic pursuit of a new form of parachuting.
Birth of B.A.S.E. jumping
There are precursors to the sport dating back hundreds of years. In 1966, Michael Pelkey and Brian Schubert jumped from El Capitan in Yosemite National Park. The acronym "B.A.S.E." (now more commonly "BASE") was later coined by filmmaker Carl Boenish, his wife Jean Boenish, Phil Smith, and Phil Mayfield. Carl Boenish was an important catalyst behind modern BASE jumping, and in 1978 he filmed jumps from El Capitan, made using ram-air parachutes and the freefall tracking technique. While BASE jumps had been made prior to that time, the El Capitan activity was the effective birth of what is now called BASE jumping.
After 1978, the filmed jumps from El Capitan were repeated, not as an actual publicity exercise or as a movie stunt, but as a true recreational activity. It was this that popularized BASE jumping more widely among parachutists. Carl Boenish continued to publish films and informational magazines on BASE jumping until his death in 1984 after a BASE jump off the Troll Wall. By this time, the concept had spread among skydivers worldwide, with hundreds of participants making fixed-object jumps.
During the early eighties, nearly all BASE jumps were made using standard skydiving equipment, including two parachutes (main and reserve), and deployment components. Later on, specialized equipment and techniques were developed specifically for the unique needs of BASE jumping.
BASE numbers
BASE numbers are awarded to those who have made at least one jump from each of the four categories (buildings, antennae, spans and earth). When Phil Smith and Phil Mayfield jumped together from a Houston skyscraper on 18 January 1981, they became the first to attain the exclusive BASE numbers (BASE #1 and #2, respectively), having already jumped from an antenna, spans, and earthen objects. Jean and Carl Boenish qualified for BASE numbers 3 and 4 soon after. A separate "award" was soon enacted for Night BASE jumping when Mayfield completed each category at night, becoming Night BASE #1, with Smith qualifying a few weeks later.
Upon completing a jump from all of the four object categories, a jumper may choose to apply for a "BASE number", awarded sequentially. The 1000th application for a BASE number was filed in March 2005 and BASE #1000 was awarded to Matt "Harley" Moilanen of Grand Rapids, Michigan. , over 2,000 BASE numbers have been issued.
Equipment
In the early days of BASE jumping, people used modified skydiving gear, such as by removing the deployment bag and slider, stowing the lines in a tail pocket, and fitting a large pilot chute. However, modified skydiving gear is then prone to kinds of malfunction that are rare in normal skydiving (such as "line-overs" and broken lines). Modern purpose-built BASE jumping equipment is considered to be much safer and more reliable.
Parachute
The biggest difference in gear is that skydivers jump with both a main and a reserve parachute, while BASE jumpers carry only one parachute. BASE jumping parachutes are larger than skydiving parachutes and are typically flown with a wing loading of around . Vents are one element that make a parachute suitable for BASE jumping. BASE jumpers often use extra large pilot chutes to compensate for lower airspeed parachute deployments. On jumps from lower altitudes, the slider is removed for faster parachute opening.
Harness and container
BASE jumpers use a single-parachute harness and container system. Since there is only a single parachute, BASE jumping containers are mechanically much simpler than skydiving containers. This simplicity contributes to the safety and reliability of BASE jumping gear by eliminating many malfunctions that can occur with more complicated skydiving equipment. Since there is no reserve parachute, there is little need to cut-away their parachute, many BASE harnesses do not contain a 3-ring release system. A modern ultralight BASE system including parachute, container, and harness can weigh as little as .
Clothing
When jumping from high mountains, BASE jumpers will often use special clothing to improve control and flight characteristics in the air. Wingsuit flying has become a popular form of BASE jumping in recent years, that allows jumpers to glide over long horizontal distances. Tracking suits inflate like wingsuits to give additional lift to jumpers, but maintain separation of arms and legs to allow for greater mobility and safety.
Technique
BASE jumps can be broadly classified into low jumps and high jumps. The primary distinguishing characteristic of low BASE jumps versus high BASE jumps is the use of a slider reefing device to control the opening speed of the parachute, and whether the jumper falls long enough to reach terminal velocity.
Low BASE jumps
Low BASE jumps are those where the jumper does not reach terminal velocity. Sometimes referred to as "slider down" jumps because they are typically performed without a slider reefing device on the parachute. The lack of a slider enables the parachute to open more quickly. Other techniques for low BASE jumps include the use of a static line, direct bag, or PCA (pilot chute assist). These devices form an attachment between the parachute and the jump platform, which stretches out the parachute and suspension lines as the jumper falls, before separating and allowing the parachute to inflate. This enables the very lowest jumps—below to be made. It is common in the UK to jump from around the mark, due to the number of low cliffs at this height. Basejumpers have been known to jump from objects as low as , which leaves little to no canopy time and requires an immediate flare to land safely.
High BASE jumps
Many BASE jumpers are motivated to make jumps from higher objects involving free fall. High BASE jumps are those which are high enough for the jumper to reach terminal velocity. High BASE jumps are often called "slider up" jumps due to the use of a slider reefing device.
High BASE jumps present different hazards than low BASE jumps. With greater height and airspeed, jumpers can fly away from the cliff during freefall, allowing them to deploy their parachute far away from the cliff they jumped from and significantly reduce the chance of object striking. However, high BASE jumps also present new hazards such as complications resulting from the use of a wingsuit.
Tandem BASE jumps
Tandem BASE jumping is when a skilled pilot jumps with a passenger attached to their front. It is similar to skydiving and is offered in the US. Tandem BASE is becoming a more accessible and legal form of BASE jumping.
Records
Lowest
Felix Baumgartner jumped from Christ the Redeemer statue in Rio de Janeiro and claimed the world record for the lowest BASE jump ever, jumping from .
Biggest
Guinness World Records first listed a BASE jumping record with Carl Boenish's 1984 leap from Trollveggen (Troll Wall) in Norway. It was described as the highest BASE jump. The jump was made two days before Boenish's death at the same site.
Highest altitude
On August 26, 1992, Australians Nic Feteris and Glenn Singleman made a BASE jump from an altitude of jump off Great Trango Towers Pakistan. It was the world's highest BASE jump off the earth at the time.
On May 23, 2006, Australians Glenn Singleman and Heather Swan made a BASE jump from an altitude of off Mount Meru in Northern India. They jumped in wingsuits.
On May 5, 2013, Russian Valery Rozov jumped off Changtse (the northern peak of the Mount Everest massif) from a height of . Using a specially-developed Red Bull wingsuit, he glided down to the Rongbuk glacier more than 1,000 meters below, setting a new world record for highest altitude base jump. He had previously jumped off mountains in Asia, Antarctica and South America in 2004, 2007, 2008, 2010 and 2012.
On October 5, 2016, Rozov broke his own record for highest altitude BASE jump when he leapt from a height of from Cho Oyu, the sixth-highest mountain in the world, landing on a glacier approximately two minutes later at an altitude of around . He later died while attempting another high-altitude BASE jump in Nepal in 2017.
Other
Other records include Captain Daniel G. Schilling setting the Guinness World Record for the most BASE jumps in a twenty-four-hour period. Schilling jumped off the Perrine Bridge in Twin Falls, Idaho, a record 201 times on July 8, 2006. In 2018 at Eikesdalen, Norway a world record was set with 69 BASE jumpers jumping from the cliff Katthammaren.
Competitions
BASE competitions have been held since the early 1980s, with accurate landings or free-fall aerobatics used as the judging criteria. Recent years have seen a formal competition held at the high Petronas Towers in Kuala Lumpur, Malaysia, judged on landing accuracy. In 2012 the World Wingsuit League held their first wingsuit BASE jumping competition in China.
Notable jumps
February 2, 1912, Frederick R. Law parachuted from the top of the torch of the Statue of Liberty, 305 ft above the ground.
February 4, 1912, Franz Reichelt, tailor, jumped from the first deck of the Eiffel Tower testing his invention, the coat parachute, and died when he hit the ground. It was his first-ever attempt with the parachute and both the authorities and the spectators believed he intended to test it using a dummy.
In 1913, it is claimed that Štefan Banič successfully jumped from a 15-story building to demonstrate his parachute design.
In 1913, Russian student Vladimir Ossovski (Владимир Оссовский), from the Saint-Petersburg Conservatory, jumped from the 53-meter high bridge over the river Seine in Rouen (France), using the parachute RK-1, invented a year before that by Gleb Kotelnikov (1872–1944). Ossovski planned to jump from the Eiffel Tower too, but the Parisian authorities did not allow it.
In 1965, Erich Felbermayr from Wels jumped from the Kleine Zinne / Cima piccola di Lavaredo in the Dolomites.
In 1966, Michael Pelkey and Brian Schubert jumped from El Capitan in the Yosemite Valley.
On January 31, 1972, Rick Sylvester skied off Yosemite Valley's El Capitan, making the first ski-BASE jump.
On November 9, 1975, the first person to parachute off the CN Tower in Toronto, Ontario, Canada, was Bill Eustace, a member of the tower's construction crew. He was fired.
On July 22, 1975, Owen J. Quinn parachuted from the North Tower of the World Trade Center to publicize the plight of the poor.
In 1976, Rick Sylvester skied off Canada's Mount Asgard for the ski chase sequence of the James Bond movie The Spy Who Loved Me, giving the wider world its first look at BASE jumping.
In 1979, Santee, California skydiver Roger Worthington completed one of the first "Span" jumps when he successfully parachuted off of the newly constructed 450 foot Pine Valley Creek Bridge (A.K.A. Nello Irwin Greer Memorial Bridge) on Interstate 8 in San Diego County. Upon take off he held a red smoke flare in each hand. When interviewed afterward he claimed to know of no other "bridge jumpers" in the country.
On February 22, 1982, Wayne Allwood, an Australian skydiving accuracy champion, parachuted from a helicopter over the Sydney CBD and landed on the small top area of Sydney's Centrepoint Tower, approximately above the ground. Upon landing, Allwood discarded and secured his parachute, then used a full-sized reserve parachute to BASE jump into Hyde Park below.
In 1986, Welshman Eric Jones became the first person to BASE jump from the Eiger.
On October 22, 1999, Jan Davis died while attempting a BASE jump from El Capitan in Yosemite Valley. Davis' jump was part of an organized act of civil disobedience protesting the NPS air delivery regulations (36 CFR 2.17(a)), which make BASE jumping illegal in national park areas.
In 2000, Hannes Arch and Ueli Gegenschatz were the first to BASE jump from the 1800-metre-high north face of the Eiger.
In 2005, Karina Hollekim became the first woman to perform a ski-BASE.
In 2009, three women—29-year-old Australian Livia Dickie, 28-year-old Venezuelan Ana Isabel Dao, and 32-year-old Norwegian Anniken Binz—BASE jumped from Angel Falls, the highest waterfall in the world.
On September 11, 2013, the first Suspension BASE jump was made (Power tower in Konakovo)
In September 2013, three men parachuted off the then-under-construction One World Trade Center in New York City. Footage of their jump was recorded using head cams and can be seen on YouTube. In March 2014, the three jumpers turned themselves in. They were sentenced to community service and a fine.
Comparison with skydiving
BASE jumps are typically performed from much lower altitudes than in skydiving. Skydivers are required to deploy their main parachute above altitude. BASE jumps are frequently made from less than . A BASE jump from a object is only about 5.6 seconds from the ground if the jumper remains in free fall. Standard skydiving parachute systems are not designed for this situation, so BASE jumpers use specially designed harnesses and parachute systems.
Many BASE jumps, particularly in the UK are made from around 150ft due to the number of low cliffs at this height. Jumpers will use a static line method to ensure their canopy is extracted as they jump, as at this height, it is too low to freefall.
BASE jumps generally entail slower airspeeds than typical skydives (due to the limited altitude), a BASE jumper does not always reach terminal velocity. Skydivers use the airflow to stabilize their position. BASE jumpers, falling at lower speeds, have less aerodynamic control. The attitude of the body at the moment of jumping determines the stability of flight in the first few seconds, before sufficient airspeed has built up to enable aerodynamic stability. On low BASE jumps, parachute deployment takes place during this early phase of flight. If the parachute is deployed while the jumper is unstable, there is a high risk of entanglement or malfunction. The jumper may also not be facing the right direction. Such an off-heading opening is not as problematic in skydiving, but an off-heading opening that results in object strike has caused many serious injuries and deaths in BASE jumping.
BASE jumps are more hazardous than skydives primarily due to proximity to the object serving as the jump platform. BASE jumping frequently occurs in mountainous terrain, often having much smaller areas in which to land in comparison to a typical skydiving dropzone. BASE jumping is significantly more dangerous than similar sports such as skydiving from aircraft.
Legality
BASE jumping is generally not illegal in most places. However, in some cases such as building and antenna jumps, jumping is often done covertly without the permission of owners, which can lead to charges such as trespassing. In some jurisdictions it may be permissible to use land until specifically told not to. The Perrine Bridge in Twin Falls, Idaho, is an example of a man-made structure in the United States where BASE jumping is allowed year-round without a permit.
In U.S. National Parks, BASE jumping is generally prohibited, unless special permission is given. Other U.S. public land, including land controlled by the Bureau of Land Management, does not ban air delivery, and there are numerous jumpable objects on BLM land.
The legal position is different at other sites and in other countries. For example, in Norway's Lysefjord (from the mountain Kjerag), BASE jumpers are made welcome. Many sites in the European Alps, near Chamonix and on the Eiger, are also open to jumpers. Some other Norwegian places, like the Troll Wall, are banned because of dangerous rescue missions in the past. In Austria, jumping from mountain cliffs is generally allowed, whereas the use of bridges (such as the Europabruecke near Innsbruck, Tirol) or dams is generally prohibited. Australia has some of the toughest stances on BASE jumping: it specifically bans BASE jumping from certain objects, such as the Sydney Harbour Bridge.
U.S. National Parks
The National Park Service has banned BASE jumping in U.S. National Parks. The authority comes from 36 CFR 2.17(3), which prohibits, "Delivering or retrieving a person or object by parachute, helicopter, or other airborne means, except in emergencies involving public safety or serious property loss, or pursuant to the terms and conditions of a permit." Under that Regulation, BASE is not banned, but is allowable if a permit is issued by the Superintendent. The 2001 National Park Service Management Policies state that BASE "is not an appropriate public use activity within national park areas ..." (2001 Management Policy 8.2.2.7.) However, Policy 8.2.2.7 in the 2006 volume of National Park Service Management Policies, which superseded the 2001 edition, states "Parachuting (or BASE jumping), whether from an aircraft, structure, or natural feature, is generally prohibited by 36 CFR 2.17(a)(3). However, if determined through a park planning process to be an appropriate activity, it may be allowed pursuant to the terms and conditions of a permit."
Once a year, on the third Saturday in October ("Bridge Day"), permission to BASE jump has explicitly been granted at the New River Gorge Bridge in Fayetteville, West Virginia. The New River Gorge Bridge deck is 876 feet (267 m) above the river. This annual event attracts about 450 BASE jumpers and nearly 200,000 spectators. 1,100 jumps may occur during the six hours that it is legal, providing conditions are suitable.
During the early days of BASE jumping, the NPS issued permits that authorized jumps from El Capitan. This program ran for three months in 1980 and then collapsed amid allegations of abuse by unauthorized jumpers. The NPS has since vigorously enforced the ban, charging jumpers with "aerial delivery into a National Park". One jumper drowned in the Merced River while evading arresting park rangers, having declared "No way are they gonna get me. Let them chase me—I'll just laugh in their faces and jump in the river". Despite incidents like this one, illegal jumps continue in Yosemite at a rate estimated at a few hundred per year, often at night or dawn. El Capitan, Half Dome, and Glacier Point have been used as jump sites.
Safety
A study of BASE jumping fatalities estimated that the overall annual fatality risk in 2002 was one fatality per 60 participants. A study of 20,850 BASE jumps from the Kjerag Massif in Norway reported nine fatalities over the 11-year period from 1995 to 2005, or one in every 2,317 jumps. However, at that site, one in every 254 jumps over that period resulted in a nonfatal accident. BASE jumping is one of the most dangerous recreational activities in the world, with a fatality and injury rate 43 times higher than that of parachuting from a plane.
, the BASE Fatality List records 444 deaths for BASE jumping since April 1981.
References
Further reading
The Great Book of BASE. BirdBrain Publishing. July 2010.
"The Ground's the Limit". Texas Monthly. December 1981.
External links
Parachuting from fixed objects: descriptive study of 106 fatal events in BASE jumping 1981–2006
Luigi Cani base jumps off a cliff
A Sport to Die For ESPN, Michael Abrams
First Dog Ever To BaseJump
BASE Jumping adventures in the UK & Europe during the late 1980s, 1990s & early 2000s by Doug Blane
Resources for Base Jumping
Air sports
Articles containing video clips
Jumping sports
Outdoor recreation
Parachuting |
4431 | https://en.wikipedia.org/wiki/Beauty | Beauty | Beauty is commonly described as a feature of objects that makes these objects pleasurable to perceive. Such objects include landscapes, sunsets, humans and works of art. Beauty, together with art and taste, is the main subject of aesthetics, one of the major branches of philosophy. As a positive aesthetic value, it is contrasted with ugliness as its negative counterpart.
One difficulty in understanding beauty is because it has both objective and subjective aspects: it is seen as a property of things but also as depending on the emotional response of observers. Because of its subjective side, beauty is said to be "in the eye of the beholder". It has been argued that the ability on the side of the subject needed to perceive and judge beauty, sometimes referred to as the "sense of taste", can be trained and that the verdicts of experts coincide in the long run. This would suggest that the standards of validity of judgments of beauty are intersubjective, i.e. dependent on a group of judges, rather than fully subjective or fully objective.
Conceptions of beauty aim to capture what is essential to all beautiful things. Classical conceptions define beauty in terms of the relation between the beautiful object as a whole and its parts: the parts should stand in the right proportion to each other and thus compose an integrated harmonious whole. Hedonist conceptions see a necessary connection between pleasure and beauty, e.g. that for an object to be beautiful is for it to cause disinterested pleasure. Other conceptions include defining beautiful objects in terms of their value, of a loving attitude towards them or of their function.
Overview
Beauty, together with art and taste, is the main subject of aesthetics, one of the major branches of philosophy. Beauty is usually categorized as an aesthetic property besides other properties, like grace, elegance or the sublime. As a positive aesthetic value, beauty is contrasted with ugliness as its negative counterpart. Beauty is often listed as one of the three fundamental concepts of human understanding besides truth and goodness.
Objectivists or realists see beauty as an objective or mind-independent feature of beautiful things, which is denied by subjectivists. The source of this debate is that judgments of beauty seem to be based on subjective grounds, namely our feelings, while claiming universal correctness at the same time. This tension is sometimes referred to as the "antinomy of taste". Adherents of both sides have suggested that a certain faculty, commonly called a sense of taste, is necessary for making reliable judgments about beauty. David Hume, for example, suggests that this faculty can be trained and that the verdicts of experts coincide in the long run.
Beauty is mainly discussed in relation to concrete objects accessible to sensory perception. It has been suggested that the beauty of a thing supervenes on the sensory features of this thing. It has also been proposed that abstract objects like stories or mathematical proofs can be beautiful. Beauty plays a central role in works of art and nature.
An influential distinction among beautiful things, according to Immanuel Kant, is that between dependent and free beauty. A thing has dependent beauty if its beauty depends on the conception or function of this thing, unlike free or absolute beauty. Examples of dependent beauty include an ox which is beautiful as an ox but not beautiful as a horse or a photograph which is beautiful, because it depicts a beautiful building but that lacks beauty generally speaking because of its low quality.
Objectivism and subjectivism
Judgments of beauty seem to occupy an intermediary position between objective judgments, e.g. concerning the mass and shape of a grapefruit, and subjective likes, e.g. concerning whether the grapefruit tastes good. Judgments of beauty differ from the former because they are based on subjective feelings rather than objective perception. But they also differ from the latter because they lay claim on universal correctness. This tension is also reflected in common language. On the one hand, we talk about beauty as an objective feature of the world that is ascribed, for example, to landscapes, paintings or humans. The subjective side, on the other hand, is expressed in sayings like "beauty is in the eye of the beholder".
These two positions are often referred to as objectivism (or realism) and subjectivism. Objectivism is the traditional view, while subjectivism developed more recently in western philosophy. Objectivists hold that beauty is a mind-independent feature of things. On this account, the beauty of a landscape is independent of who perceives it or whether it is perceived at all. Disagreements may be explained by an inability to perceive this feature, sometimes referred to as a "lack of taste". Subjectivism, on the other hand, denies the mind-independent existence of beauty. Influential for the development of this position was John Locke's distinction between primary qualities, which the object has independent of the observer, and secondary qualities, which constitute powers in the object to produce certain ideas in the observer. When applied to beauty, there is still a sense in which it depends on the object and its powers. But this account makes the possibility of genuine disagreements about claims of beauty implausible, since the same object may produce very different ideas in distinct observers. The notion of "taste" can still be used to explain why different people disagree about what is beautiful, but there is no objectively right or wrong taste, there are just different tastes.
The problem with both the objectivist and the subjectivist position in their extreme form is that each has to deny some intuitions about beauty. This issue is sometimes discussed under the label "antinomy of taste". It has prompted various philosophers to seek a unified theory that can take all these intuitions into account. One promising route to solve this problem is to move from subjective to intersubjective theories, which hold that the standards of validity of judgments of taste are intersubjective or dependent on a group of judges rather than objective. This approach tries to explain how genuine disagreement about beauty is possible despite the fact that beauty is a mind-dependent property, dependent not on an individual but a group. A closely related theory sees beauty as a secondary or response-dependent property. On one such account, an object is beautiful "if it causes pleasure by virtue of its aesthetic properties". The problem that different people respond differently can be addressed by combining response-dependence theories with so-called ideal-observer theories: it only matters how an ideal observer would respond. There is no general agreement on how "ideal observers" are to be defined, but it is usually assumed that they are experienced judges of beauty with a fully developed sense of taste. This suggests an indirect way of solving the antinomy of taste: instead of looking for necessary and sufficient conditions of beauty itself, one can learn to identify the qualities of good critics and rely on their judgments. This approach only works if unanimity among experts was ensured. But even experienced judges may disagree in their judgments, which threatens to undermine ideal-observer theories.
Conceptions
Various conceptions of the essential features of beautiful things have been proposed but there is no consensus as to which is the right one.
Classical
The "classical conception" defines beauty in terms of the relation between the beautiful object as a whole and its parts: the parts should stand in the right proportion to each other and thus compose an integrated harmonious whole. On this account, which found its most explicit articulation in the Italian Renaissance, the beauty of a human body, for example, depends, among other things, on the right proportion of the different parts of the body and on the overall symmetry. One problem with this conception is that it is difficult to give a general and detailed description of what is meant by "harmony between parts" and raises the suspicion that defining beauty through harmony results in exchanging one unclear term for another one. Some attempts have been made to dissolve this suspicion by searching for laws of beauty, like the golden ratio.
18th century philosopher Alexander Baumgarten, for example, saw laws of beauty in analogy with laws of nature and believed that they could be discovered through empirical research. As of 2003, these attempts have failed to find a general definition of beauty and several authors take the opposite claim that such laws cannot be formulated, as part of their definition of beauty.
Hedonism
A very common element in many conceptions of beauty is its relation to pleasure. Hedonism makes this relation part of the definition of beauty by holding that there is a necessary connection between pleasure and beauty, e.g. that for an object to be beautiful is for it to cause pleasure or that the experience of beauty is always accompanied by pleasure. This account is sometimes labeled as "aesthetic hedonism" in order to distinguish it from other forms of hedonism. An influential articulation of this position comes from Thomas Aquinas, who treats beauty as "that which pleases in the very apprehension of it". Immanuel Kant explains this pleasure through a harmonious interplay between the faculties of understanding and imagination. A further question for hedonists is how to explain the relation between beauty and pleasure. This problem is akin to the Euthyphro dilemma: is something beautiful because we enjoy it or do we enjoy it because it is beautiful? Identity theorists solve this problem by denying that there is a difference between beauty and pleasure: they identify beauty, or the appearance of it, with the experience of aesthetic pleasure.
Hedonists usually restrict and specify the notion of pleasure in various ways in order to avoid obvious counterexamples. One important distinction in this context is the difference between pure and mixed pleasure. Pure pleasure excludes any form of pain or unpleasant feeling while the experience of mixed pleasure can include unpleasant elements. But beauty can involve mixed pleasure, for example, in the case of a beautifully tragic story, which is why mixed pleasure is usually allowed in hedonist conceptions of beauty.
Another problem faced by hedonist theories is that we take pleasure from many things that are not beautiful. One way to address this issue is to associate beauty with a special type of pleasure: aesthetic or disinterested pleasure. A pleasure is disinterested if it is indifferent to the existence of the beautiful object or if it did not arise owing to an antecedent desire through means-end reasoning. For example, the joy of looking at a beautiful landscape would still be valuable if it turned out that this experience was an illusion, which would not be true if this joy was due to seeing the landscape as a valuable real estate opportunity. Opponents of hedonism usually concede that many experiences of beauty are pleasurable but deny that this is true for all cases. For example, a cold jaded critic may still be a good judge of beauty because of her years of experience but lack the joy that initially accompanied her work. One way to avoid this objection is to allow responses to beautiful things to lack pleasure while insisting that all beautiful things merit pleasure, that aesthetic pleasure is the only appropriate response to them.
Others
G. E. Moore explained beauty in regard to intrinsic value as "that of which the admiring contemplation is good in itself". This definition connects beauty to experience while managing to avoid some of the problems usually associated with subjectivist positions since it allows that things may be beautiful even if they are never experienced.
Another subjectivist theory of beauty comes from George Santayana, who suggested that we project pleasure onto the things we call "beautiful". So in a process akin to a category mistake, one treats one's subjective pleasure as an objective property of the beautiful thing. Other conceptions include defining beauty in terms of a loving or longing attitude towards the beautiful object or in terms of its usefulness or function. In 1871, functionalist Charles Darwin explained beauty as result of accumulative sexual selection in "The Descent of Man and Selection in Relation to Sex".
In philosophy
Greco-Roman tradition
The classical Greek noun that best translates to the English-language words "beauty" or "beautiful" was κάλλος, kallos, and the adjective was καλός, kalos. However, kalos may and is also translated as "good" or "of fine quality" and thus has a broader meaning than mere physical or material beauty. Similarly, kallos was used differently from the English word beauty in that it first and foremost applied to humans and bears an erotic connotation. The Koine Greek word for beautiful was ὡραῖος, hōraios, an adjective etymologically coming from the word ὥρα, hōra, meaning "hour". In Koine Greek, beauty was thus associated with "being of one's hour". Thus, a ripe fruit (of its time) was considered beautiful, whereas a young woman trying to appear older or an older woman trying to appear younger would not be considered beautiful. In Attic Greek, hōraios had many meanings, including "youthful" and "ripe old age". Another classical term in use to describe beauty was pulchrum (Latin).
Beauty for ancient thinkers existed both in form, which is the material world as it is, and as embodied in the spirit, which is the world of mental formations. Greek mythology mentions Helen of Troy as the most beautiful woman. Ancient Greek architecture is based on this view of symmetry and proportion.
Pre-Socratic
In one fragment of Heraclitus's writings (Fragment 106) he mentions beauty, this reads: "To God all things are beautiful, good, right..." The earliest Western theory of beauty can be found in the works of early Greek philosophers from the pre-Socratic period, such as Pythagoras, who conceived of beauty as useful for a moral education of the soul. He wrote of how people experience pleasure when aware of a certain type of formal situation present in reality, perceivable by sight or through the ear and discovered the underlying mathematical ratios in the harmonic scales in music. The Pythagoreans conceived of the presence of beauty in universal terms, which is, as existing in a cosmological state, they observed beauty in the heavens. They saw a strong connection between mathematics and beauty. In particular, they noted that objects proportioned according to the golden ratio seemed more attractive.
Classical period
The classical concept of beauty is one that exhibits perfect proportion (Wolfflin). In this context, the concept belonged often within the discipline of mathematics. An idea of spiritual beauty emerged during the classical period, beauty was something embodying divine goodness, while the demonstration of behaviour which might be classified as beautiful, from an inner state of morality which is aligned to the good.
The writing of Xenophon shows a conversation between Socrates and Aristippus. Socrates discerned differences in the conception of the beautiful, for example, in inanimate objects, the effectiveness of execution of design was a deciding factor on the perception of beauty in something. By the account of Xenophon, Socrates found beauty congruent with that to which was defined as the morally good, in short, he thought beauty coincident with the good.
Beauty is a subject of Plato in his work Symposium. In the work, the high priestess Diotima describes how beauty moves out from a core singular appreciation of the body to outer appreciations via loved ones, to the world in its state of culture and society (Wright). In other words, Diotoma gives to Socrates an explanation of how love should begin with erotic attachment, and end with the transcending of the physical to an appreciation of beauty as a thing in itself. The ascent of love begins with one's own body, then secondarily, in appreciating beauty in another's body, thirdly beauty in the soul, which cognates to beauty in the mind in the modern sense, fourthly beauty in institutions, laws and activities, fifthly beauty in knowledge, the sciences, and finally to lastly love beauty itself, which translates to the original Greek language term as auto to kalon. In the final state, auto to kalon and truth are united as one. There is the sense in the text, concerning love and beauty they both co-exist but are still independent or, in other words, mutually exclusive, since love does not have beauty since it seeks beauty. The work toward the end provides a description of beauty in a negative sense.
Plato also discusses beauty in his work Phaedrus, and identifies Alcibiades as beautiful in Parmenides. He considered beauty to be the Idea (Form) above all other Ideas. Platonic thought synthesized beauty with the divine. Scruton (cited: Konstan) states Plato states of the idea of beauty, of it (the idea), being something inviting desirousness (c.f seducing), and, promotes an intellectual renunciation (c.f. denouncing) of desire. For Alexander Nehamas, it is only the locating of desire to which the sense of beauty exists, in the considerations of Plato.
Aristotle defines beauty in Metaphysics as having order, symmetry and definiteness which the mathematical sciences exhibit to a special degree. He saw a relationship between the beautiful (to kalon) and virtue, arguing that "Virtue aims at the beautiful."
Roman
In De Natura Deorum Cicero wrote: "the splendour and beauty of creation", in respect to this, and all the facets of reality resulting from creation, he postulated these to be a reason to see the existence of a God as creator.
Western Middle Ages
In the Middle Ages, Catholic philosophers like Thomas Aquinas included beauty among the transcendental attributes of being. In his Summa Theologica, Aquinas described the three conditions of beauty as: integritas (wholeness), consonantia (harmony and proportion), and claritas (a radiance and clarity that makes the form of a thing apparent to the mind).
In the Gothic Architecture of the High and Late Middle Ages, light was considered the most beautiful revelation of God, which was heralded in design. Examples are the stained glass of Gothic Cathedrals including Notre-Dame de Paris and Chartres Cathedral.
St. Augustine said of beauty "Beauty is indeed a good gift of God; but that the good may not think it a great good, God dispenses it even to the wicked."
Renaissance
Classical philosophy and sculptures of men and women produced according to the Greek philosophers' tenets of ideal human beauty were rediscovered in Renaissance Europe, leading to a re-adoption of what became known as a "classical ideal". In terms of female human beauty, a woman whose appearance conforms to these tenets is still called a "classical beauty" or said to possess a "classical beauty", whilst the foundations laid by Greek and Roman artists have also supplied the standard for male beauty and female beauty in western civilization as seen, for example, in the Winged Victory of Samothrace. During the Gothic era, the classical aesthetical canon of beauty was rejected as sinful. Later, Renaissance and Humanist thinkers rejected this view, and considered beauty to be the product of rational order and harmonious proportions. Renaissance artists and architects (such as Giorgio Vasari in his "Lives of Artists") criticised the Gothic period as irrational and barbarian. This point of view of Gothic art lasted until Romanticism, in the 19th century. Vasari aligned himself to the classical notion and thought of beauty as defined as arising from proportion and order.
Age of Reason
The Age of Reason saw a rise in an interest in beauty as a philosophical subject. For example, Scottish philosopher Francis Hutcheson argued that beauty is "unity in variety and variety in unity". He wrote that beauty was neither purely subjective nor purely objective—it could be understood not as "any Quality suppos'd to be in the Object, which should of itself be beautiful, without relation to any Mind which perceives it: For Beauty, like other Names of sensible Ideas, properly denotes the Perception of some mind; ... however we generally imagine that there is something in the Object just like our Perception."
Immanuel Kant believed that there could be no "universal criterion of the beautiful" and that the experience of beauty is subjective, but that an object is judged to be beautiful when it seems to display "purposiveness"; that is, when its form is perceived to have the character of a thing designed according to some principle and fitted for a purpose. He distinguished "free beauty" from "merely dependent beauty", explaining that "the first presupposes no concept of what the object ought to be; the second does presuppose such a concept and the perfection of the object in accordance therewith." By this definition, free beauty is found in seashells and wordless music; dependent beauty in buildings and the human body.
The Romantic poets, too, became highly concerned with the nature of beauty, with John Keats arguing in Ode on a Grecian Urn that:
Beauty is truth, truth beauty, —that is all
Ye know on earth, and all ye need to know.
Western 19th and 20th century
In the Romantic period, Edmund Burke postulated a difference between beauty in its classical meaning and the sublime. The concept of the sublime, as explicated by Burke and Kant, suggested viewing Gothic art and architecture, though not in accordance with the classical standard of beauty, as sublime.
The 20th century saw an increasing rejection of beauty by artists and philosophers alike, culminating in postmodernism's anti-aesthetics. This is despite beauty being a central concern of one of postmodernism's main influences, Friedrich Nietzsche, who argued that the Will to Power was the Will to Beauty.
In the aftermath of postmodernism's rejection of beauty, thinkers have returned to beauty as an important value. American analytic philosopher Guy Sircello proposed his New Theory of Beauty as an effort to reaffirm the status of beauty as an important philosophical concept. He rejected the subjectivism of Kant and sought to identify the properties inherent in an object that make it beautiful. He called qualities such as vividness, boldness, and subtlety "properties of qualitative degree" (PQDs) and stated that a PQD makes an object beautiful if it is not—and does not create the appearance of—"a property of deficiency, lack, or defect"; and if the PQD is strongly present in the object.
Elaine Scarry argues that beauty is related to justice.
Beauty is also studied by psychologists and neuroscientists in the field of experimental aesthetics and neuroesthetics respectively. Psychological theories see beauty as a form of pleasure. Correlational findings support the view that more beautiful objects are also more pleasing. Some studies suggest that higher experienced beauty is associated with activity in the medial orbitofrontal cortex. This approach of localizing the processing of beauty in one brain region has received criticism within the field.
Philosopher and novelist Umberto Eco wrote On Beauty: A History of a Western Idea (2004) and On Ugliness (2007). The narrator of his novel The Name of the Rose follows Aquinas in declaring: "three things concur in creating beauty: first of all integrity or perfection, and for this reason, we consider ugly all incomplete things; then proper proportion or consonance; and finally clarity and light", before going on to say "the sight of the beautiful implies peace". Mike Phillips has described Umberto Eco's On Beauty as "incoherent" and criticized him for focusing only on Western European history and devoting none of his book to Eastern European, Asian, or African history. Amy Finnerty described eco's work On Ugliness favorably.
Chinese philosophy
Chinese philosophy has traditionally not made a separate discipline of the philosophy of beauty. Confucius identified beauty with goodness, and considered a virtuous personality to be the greatest of beauties: In his philosophy, "a neighborhood with a ren man in it is a beautiful neighborhood." Confucius's student Zeng Shen expressed a similar idea: "few men could see the beauty in some one whom they dislike." Mencius considered "complete truthfulness" to be beauty. Zhu Xi said: "When one has strenuously implemented goodness until it is filled to completion and has accumulated truth, then the beauty will reside within it and will not depend on externals."
As an attribute to humans
The word "beauty" is often used as a countable noun to describe a beautiful woman.
The characterization of a person as "beautiful", whether on an individual basis or by community consensus, is often based on some combination of inner beauty, which includes psychological factors such as personality, intelligence, grace, politeness, charisma, integrity, congruence and elegance, and outer beauty (i.e. physical attractiveness) which includes physical attributes which are valued on an aesthetic basis.
Standards of beauty have changed over time, based on changing cultural values. Historically, paintings show a wide range of different standards for beauty. However, humans who are relatively young, with smooth skin, well-proportioned bodies, and regular features, have traditionally been considered the most beautiful throughout history.
A strong indicator of physical beauty is "averageness". When images of human faces are averaged together to form a composite image, they become progressively closer to the "ideal" image and are perceived as more attractive. This was first noticed in 1883, when Francis Galton overlaid photographic composite images of the faces of vegetarians and criminals to see if there was a typical facial appearance for each. When doing this, he noticed that the composite images were more attractive compared to any of the individual images. Researchers have replicated the result under more controlled conditions and found that the computer-generated, mathematical average of a series of faces is rated more favorably than individual faces. It is argued that it is evolutionarily advantageous that sexual creatures are attracted to mates who possess predominantly common or average features, because it suggests the absence of genetic or acquired defects.
Since the 1970's there has been increasing evidence that a preference for beautiful faces emerges early in infancy, and is probably innate,
and that the rules by which attractiveness is established are similar across different genders and cultures.
A feature of beautiful women which has been explored by researchers is a waist–hip ratio of approximately 0.70. As of 2004, physiologists had shown that women with hourglass figures were more fertile than other women because of higher levels of certain female hormones, a fact that may subconsciously condition males choosing mates. However, in 2008 other commentators have suggested that this preference may not be universal. For instance, in some non-Western cultures in which women have to do work such as finding food, men tend to have preferences for higher waist-hip ratios.
Exposure to the thin ideal in mass media, such as fashion magazines, directly correlates with body dissatisfaction, low self-esteem, and the development of eating disorders among female viewers. Further, the widening gap between individual body sizes and societal ideals continues to breed anxiety among young girls as they grow, highlighting the dangerous nature of beauty standards in society.
Western concept
Beauty standards are rooted in cultural norms crafted by societies and media over centuries. As of 2018, it has been argued that the predominance of white women featured in movies and advertising leads to a Eurocentric concept of beauty, which assigns inferiority to women of color. Thus, societies and cultures across the globe struggle to diminish the longstanding internalized racism.
Eurocentric standards for men include tallness, leanness, and muscularity, which have been idolized through American media, such as in Hollywood films and magazine covers.
In of the United States, African Americans have historically been subjected to beauty ideals that often do not reflect their own appearance, which can lead to issues of low self-esteem. African-American philosopher Cornel West elaborates that, "much of black self-hatred and self-contempt has to do with the refusal of many black Americans to love their own black bodies-especially their black noses, hips, lips, and hair." According to Patton (2006), the stereotype of African-American women's inferiority (relative to other races of women) maintains of a system of oppression based on race and gender that operates to the detriment of women of all races, and also black men.
Much criticism has been directed at models of beauty which depend solely upon Western ideals of beauty as seen for example in the Barbie model franchise. Criticisms of Barbie are often centered around concerns that children consider Barbie a role model of beauty and will attempt to emulate her. One of the most common criticisms of Barbie is that she promotes an unrealistic idea of body image for a young woman, leading to a risk that girls who attempt to emulate her will become anorexic.
As of 1998, these criticisms, the lack of diversity in such franchises as the Barbie model of beauty in Western culture, had led to a dialogue to create non-exclusive models of Western ideals in body type and beauty. Mattel responded to these criticisms. Starting in 1980, it produced Hispanic dolls, and later came models from across the globe. For example, in 2007, it introduced "Cinco de Mayo Barbie" wearing a ruffled red, white, and green dress (echoing the Mexican flag). Hispanic magazine reports that:
Black concept
In the 1960s the black is beautiful cultural movement sought to dispel the notion of a Eurocentric concept of beauty.
Asian concept
In East Asian cultures, familial pressures and cultural norms shape beauty ideals. A 2017 experimental study concluded that Asian cultural idealization of "fragile" girls was impacting Asian American women's lifestyle, eating, and appearance choices. One study found that East Asian women in the United States are closer to the ideal figure promoted in Western media, and that East Asian women conform to both Western and Eastern influences in the United States. East Asian men were found to be more impacted by Western beauty ideals then East Asian women, in the United States. East Asian men felt as though their bodies were not large enough and therefore deviated from the Western norm. East Asian men and white Western women were found to have the lowest levels of body dissatisfaction in the United States.
Effects on society
Researchers have found that good-looking students get higher grades from their teachers than students with an ordinary appearance. Some studies using mock criminal trials have shown that physically attractive "defendants" are less likely to be convicted—and if convicted are likely to receive lighter sentences—than less attractive ones (although the opposite effect was observed when the alleged crime was swindling, perhaps because jurors perceived the defendant's attractiveness as facilitating the crime). Studies among teens and young adults, such as those of psychiatrist and self-help author Eva Ritvo show that skin conditions have a profound effect on social behavior and opportunity.
How much money a person earns may also be influenced by physical beauty. One study found that people low in physical attractiveness earn 5 to 10 percent less than ordinary-looking people, who in turn earn 3 to 8 percent less than those who are considered good-looking. In the market for loans, the least attractive people are less likely to get approvals, although they are less likely to default. In the marriage market, women's looks are at a premium, but men's looks do not matter much. The impact of physical attractiveness on earnings varies across races, with the largest beauty wage gap among black women and black men.
Conversely, being very unattractive increases the individual's propensity for criminal activity for a number of crimes ranging from burglary to theft to selling illicit drugs.
Discrimination against others based on their appearance is known as lookism.
See also
Adornment
Aesthetics
Beauty pageant
Body modification
Feminine beauty ideal
Glamour (presentation)
Masculine beauty ideal
Mathematical beauty
Processing fluency theory of aesthetic pleasure
Unattractiveness
Cosmetics
References
Further reading
Liebelt, C. (2022), Beauty: What Makes Us Dream, What Haunts Us. Feminist Anthropology. https://doi.org/10.1002/fea2.12076
External links
BBC Radio 4's In Our Time programme on Beauty (requires RealAudio)
Dictionary of the History of Ideas: Theories of Beauty to the Mid-Nineteenth Century
beautycheck.de/english Regensburg University – Characteristics of beautiful faces
Eli Siegel's "Is Beauty the Making One of Opposites?"
Art and love in Renaissance Italy , Issued in connection with an exhibition held Nov. 11, 2008-Feb. 16, 2009, Metropolitan Museum of Art, New York (see Belle: Picturing Beautiful Women; pages 246–254).
Plato - Symposium in S. Marc Cohen, Patricia Curd, C. D. C. Reeve (ed.)
Aesthetic beauty
Concepts in aesthetics
Fashion
Physical attractiveness
Metaphysical properties |
4436 | https://en.wikipedia.org/wiki/Brownian%20motion | Brownian motion | Brownian motion is the random motion of particles suspended in a medium (a liquid or a gas).
This motion pattern typically consists of random fluctuations in a particle's position inside a fluid sub-domain, followed by a relocation to another sub-domain. Each relocation is followed by more fluctuations within the new closed volume. This pattern describes a fluid at thermal equilibrium, defined by a given temperature. Within such a fluid, there exists no preferential direction of flow (as in transport phenomena). More specifically, the fluid's overall linear and angular momenta remain null over time. The kinetic energies of the molecular Brownian motions, together with those of molecular rotations and vibrations, sum up to the caloric component of a fluid's internal energy (the equipartition theorem).
This motion is named after the botanist Robert Brown, who first described the phenomenon in 1827, while looking through a microscope at pollen of the plant Clarkia pulchella immersed in water. In 1900, almost eighty years later, the French mathematician Louis Bachelier modeled the stochastic process now called Brownian motion in his doctoral thesis, The Theory of Speculation (Théorie de la spéculation), prepared under the supervision of Henri Poincaré. Then, in 1905, theoretical physicist Albert Einstein published a paper where he modeled the motion of the pollen particles as being moved by individual water molecules, making one of his first major scientific contributions.
The direction of the force of atomic bombardment is constantly changing, and at different times the particle is hit more on one side than another, leading to the seemingly random nature of the motion. This explanation of Brownian motion served as convincing evidence that atoms and molecules exist and was further verified experimentally by Jean Perrin in 1908. Perrin was awarded the Nobel Prize in Physics in 1926 "for his work on the discontinuous structure of matter".
The many-body interactions that yield the Brownian pattern cannot be solved by a model accounting for every involved molecule. Consequently, only probabilistic models applied to molecular populations can be employed to describe it. Two such models of the statistical mechanics, due to Einstein and Smoluchowski, are presented below. Another, pure probabilistic class of models is the class of the stochastic process models. There exist sequences of both simpler and more complicated stochastic processes which converge (in the limit) to Brownian motion (see random walk and Donsker's theorem).
History
The Roman philosopher-poet Lucretius' scientific poem "On the Nature of Things" (c. 60 BC) has a remarkable description of the motion of dust particles in verses 113–140 from Book II. He uses this as a proof of the existence of atoms:
Although the mingling, tumbling motion of dust particles is caused largely by air currents, the glittering, jiggling motion of small dust particles is caused chiefly by true Brownian dynamics; Lucretius "perfectly describes and explains the Brownian movement by a wrong example".
While Jan Ingenhousz described the irregular motion of coal dust particles on the surface of alcohol in 1785, the discovery of this phenomenon is often credited to the botanist Robert Brown in 1827. Brown was studying pollen grains of the plant Clarkia pulchella suspended in water under a microscope when he observed minute particles, ejected by the pollen grains, executing a jittery motion. By repeating the experiment with particles of inorganic matter he was able to rule out that the motion was life-related, although its origin was yet to be explained.
The first person to describe the mathematics behind Brownian motion was Thorvald N. Thiele in a paper on the method of least squares published in 1880. This was followed independently by Louis Bachelier in 1900 in his PhD thesis "The theory of speculation", in which he presented a stochastic analysis of the stock and option markets. The Brownian motion model of the stock market is often cited, but Benoit Mandelbrot rejected its applicability to stock price movements in part because these are discontinuous.
Albert Einstein (in one of his 1905 papers) and Marian Smoluchowski (1906) brought the solution of the problem to the attention of physicists, and presented it as a way to indirectly confirm the existence of atoms and molecules. Their equations describing Brownian motion were subsequently verified by the experimental work of Jean Baptiste Perrin in 1908.
Statistical mechanics theories
Einstein's theory
There are two parts to Einstein's theory: the first part consists in the formulation of a diffusion equation for Brownian particles, in which the diffusion coefficient is related to the mean squared displacement of a Brownian particle, while the second part consists in relating the diffusion coefficient to measurable physical quantities. In this way Einstein was able to determine the size of atoms, and how many atoms there are in a mole, or the molecular weight in grams, of a gas. In accordance to Avogadro's law, this volume is the same for all ideal gases, which is 22.414 liters at standard temperature and pressure. The number of atoms contained in this volume is referred to as the Avogadro number, and the determination of this number is tantamount to the knowledge of the mass of an atom, since the latter is obtained by dividing the molar mass of the gas by the Avogadro constant.
The first part of Einstein's argument was to determine how far a Brownian particle travels in a given time interval. Classical mechanics is unable to determine this distance because of the enormous number of bombardments a Brownian particle will undergo, roughly of the order of 1014 collisions per second.
He regarded the increment of particle positions in time in a one-dimensional (x) space (with the coordinates chosen so that the origin lies at the initial position of the particle) as a random variable () with some probability density function (i.e., is the probability density for a jump of magnitude , i.e., the probability density of the particle incrementing its position from to in the time interval ). Further, assuming conservation of particle number, he expanded the number density (number of particles per unit volume around ) at time in a Taylor series,
where the second equality is by definition of . The integral in the first term is equal to one by the definition of probability, and the second and other even terms (i.e. first and other odd moments) vanish because of space symmetry. What is left gives rise to the following relation:
Where the coefficient after the Laplacian, the second moment of probability of displacement , is interpreted as mass diffusivity D:
Then the density of Brownian particles ρ at point x at time t satisfies the diffusion equation:
Assuming that N particles start from the origin at the initial time t = 0, the diffusion equation has the solution
This expression (which is a normal distribution with the mean and variance usually called Brownian motion ) allowed Einstein to calculate the moments directly. The first moment is seen to vanish, meaning that the Brownian particle is equally likely to move to the left as it is to move to the right. The second moment is, however, non-vanishing, being given by
This equation expresses the mean squared displacement in terms of the time elapsed and the diffusivity. From this expression Einstein argued that the displacement of a Brownian particle is not proportional to the elapsed time, but rather to its square root. His argument is based on a conceptual switch from the "ensemble" of Brownian particles to the "single" Brownian particle: we can speak of the relative number of particles at a single instant just as well as of the time it takes a Brownian particle to reach a given point.
The second part of Einstein's theory relates the diffusion constant to physically measurable quantities, such as the mean squared displacement of a particle in a given time interval. This result enables the experimental determination of the Avogadro number and therefore the size of molecules. Einstein analyzed a dynamic equilibrium being established between opposing forces. The beauty of his argument is that the final result does not depend upon which forces are involved in setting up the dynamic equilibrium.
In his original treatment, Einstein considered an osmotic pressure experiment, but the same conclusion can be reached in other ways.
Consider, for instance, particles suspended in a viscous fluid in a gravitational field. Gravity tends to make the particles settle, whereas diffusion acts to homogenize them, driving them into regions of smaller concentration. Under the action of gravity, a particle acquires a downward speed of v = μmg, where m is the mass of the particle, g is the acceleration due to gravity, and μ is the particle's mobility in the fluid. George Stokes had shown that the mobility for a spherical particle with radius r is , where η is the dynamic viscosity of the fluid. In a state of dynamic equilibrium, and under the hypothesis of isothermal fluid, the particles are distributed according to the barometric distribution
where ρ − ρo is the difference in density of particles separated by a height difference, of , kB is the Boltzmann constant (the ratio of the universal gas constant, R, to the Avogadro constant, N), and T is the absolute temperature.
Dynamic equilibrium is established because the more that particles are pulled down by gravity, the greater the tendency for the particles to migrate to regions of lower concentration. The flux is given by Fick's law,
where J = ρv. Introducing the formula for ρ, we find that
In a state of dynamical equilibrium, this speed must also be equal to v = μmg. Both expressions for v are proportional to mg, reflecting that the derivation is independent of the type of forces considered. Similarly, one can derive an equivalent formula for identical charged particles of charge q in a uniform electric field of magnitude E, where mg is replaced with the electrostatic force qE. Equating these two expressions yields the Einstein relation for the diffusivity, independent of mg or qE or other such forces:
Here the first equality follows from the first part of Einstein's theory, the third equality follows from the definition of the Boltzmann constant as kB = R / N, and the fourth equality follows from Stokes's formula for the mobility. By measuring the mean squared displacement over a time interval along with the universal gas constant R, the temperature T, the viscosity η, and the particle radius r, the Avogadro constant N can be determined.
The type of dynamical equilibrium proposed by Einstein was not new. It had been pointed out previously by J. J. Thomson in his series of lectures at Yale University in May 1903 that the dynamic equilibrium between the velocity generated by a concentration gradient given by Fick's law and the velocity due to the variation of the partial pressure caused when ions are set in motion "gives us a method of determining Avogadro's Constant which is independent of any hypothesis as to the shape or size of molecules, or of the way in which they act upon each other".
An identical expression to Einstein's formula for the diffusion coefficient was also found by Walther Nernst in 1888 in which he expressed the diffusion coefficient as the ratio of the osmotic pressure to the ratio of the frictional force and the velocity to which it gives rise. The former was equated to the law of van 't Hoff while the latter was given by Stokes's law. He writes for the diffusion coefficient k, where is the osmotic pressure and k is the ratio of the frictional force to the molecular viscosity which he assumes is given by Stokes's formula for the viscosity. Introducing the ideal gas law per unit volume for the osmotic pressure, the formula becomes identical to that of Einstein's. The use of Stokes's law in Nernst's case, as well as in Einstein and Smoluchowski, is not strictly applicable since it does not apply to the case where the radius of the sphere is small in comparison with the mean free path.
At first, the predictions of Einstein's formula were seemingly refuted by a series of experiments by Svedberg in 1906 and 1907, which gave displacements of the particles as 4 to 6 times the predicted value, and by Henri in 1908 who found displacements 3 times greater than Einstein's formula predicted. But Einstein's predictions were finally confirmed in a series of experiments carried out by Chaudesaigues in 1908 and Perrin in 1909. The confirmation of Einstein's theory constituted empirical progress for the kinetic theory of heat. In essence, Einstein showed that the motion can be predicted directly from the kinetic model of thermal equilibrium. The importance of the theory lay in the fact that it confirmed the kinetic theory's account of the second law of thermodynamics as being an essentially statistical law.
Smoluchowski model
Smoluchowski's theory of Brownian motion starts from the same premise as that of Einstein and derives the same probability distribution ρ(x, t) for the displacement of a Brownian particle along the x in time t. He therefore gets the same expression for the mean squared displacement: . However, when he relates it to a particle of mass m moving at a velocity which is the result of a frictional force governed by Stokes's law, he finds
where μ is the viscosity coefficient, and is the radius of the particle. Associating the kinetic energy with the thermal energy RT/N, the expression for the mean squared displacement is 64/27 times that found by Einstein. The fraction 27/64 was commented on by Arnold Sommerfeld in his necrology on Smoluchowski: "The numerical coefficient of Einstein, which differs from Smoluchowski by 27/64 can only be put in doubt."
Smoluchowski attempts to answer the question of why a Brownian particle should be displaced by bombardments of smaller particles when the probabilities for striking it in the forward and rear directions are equal.
If the probability of m gains and n − m losses follows a binomial distribution,
with equal a priori probabilities of 1/2, the mean total gain is
If n is large enough so that Stirling's approximation can be used in the form
then the expected total gain will be
showing that it increases as the square root of the total population.
Suppose that a Brownian particle of mass M is surrounded by lighter particles of mass m which are traveling at a speed u. Then, reasons Smoluchowski, in any collision between a surrounding and Brownian particles, the velocity transmitted to the latter will be mu/M. This ratio is of the order of 10−7 cm/s. But we also have to take into consideration that in a gas there will be more than 1016 collisions in a second, and even greater in a liquid where we expect that there will be 1020 collision in one second. Some of these collisions will tend to accelerate the Brownian particle; others will tend to decelerate it. If there is a mean excess of one kind of collision or the other to be of the order of 108 to 1010 collisions in one second, then velocity of the Brownian particle may be anywhere between 10 and 1000 cm/s. Thus, even though there are equal probabilities for forward and backward collisions there will be a net tendency to keep the Brownian particle in motion, just as the ballot theorem predicts.
These orders of magnitude are not exact because they don't take into consideration the velocity of the Brownian particle, U, which depends on the collisions that tend to accelerate and decelerate it. The larger U is, the greater will be the collisions that will retard it so that the velocity of a Brownian particle can never increase without limit. Could such a process occur, it would be tantamount to a perpetual motion of the second type. And since equipartition of energy applies, the kinetic energy of the Brownian particle, , will be equal, on the average, to the kinetic energy of the surrounding fluid particle, .
In 1906 Smoluchowski published a one-dimensional model to describe a particle undergoing Brownian motion. The model assumes collisions with M ≫ m where M is the test particle's mass and m the mass of one of the individual particles composing the fluid. It is assumed that the particle collisions are confined to one dimension and that it is equally probable for the test particle to be hit from the left as from the right. It is also assumed that every collision always imparts the same magnitude of ΔV. If NR is the number of collisions from the right and NL the number of collisions from the left then after N collisions the particle's velocity will have changed by ΔV(2NR − N). The multiplicity is then simply given by:
and the total number of possible states is given by 2N. Therefore, the probability of the particle being hit from the right NR times is:
As a result of its simplicity, Smoluchowski's 1D model can only qualitatively describe Brownian motion. For a realistic particle undergoing Brownian motion in a fluid, many of the assumptions don't apply. For example, the assumption that on average occurs an equal number of collisions from the right as from the left falls apart once the particle is in motion. Also, there would be a distribution of different possible ΔVs instead of always just one in a realistic situation.
Other physics models using partial differential equations
The diffusion equation yields an approximation of the time evolution of the probability density function associated with the position of the particle going under a Brownian movement under the physical definition. The approximation is valid on short timescales.
The time evolution of the position of the Brownian particle itself is best described using the Langevin equation, an equation that involves a random force field representing the effect of the thermal fluctuations of the solvent on the particle. In Langevin dynamics and Brownian dynamics, the Langevin equation is used to efficiently simulate the dynamics of molecular systems that exhibit a strong Brownian component.
The displacement of a particle undergoing Brownian motion is obtained by solving the diffusion equation under appropriate boundary conditions and finding the rms of the solution. This shows that the displacement varies as the square root of the time (not linearly), which explains why previous experimental results concerning the velocity of Brownian particles gave nonsensical results. A linear time dependence was incorrectly assumed.
At very short time scales, however, the motion of a particle is dominated by its inertia and its displacement will be linearly dependent on time: Δx = vΔt. So the instantaneous velocity of the Brownian motion can be measured as v = Δx/Δt, when Δt << τ, where τ is the momentum relaxation time. In 2010, the instantaneous velocity of a Brownian particle (a glass microsphere trapped in air with optical tweezers) was measured successfully. The velocity data verified the Maxwell–Boltzmann velocity distribution, and the equipartition theorem for a Brownian particle.
Astrophysics: star motion within galaxies
In stellar dynamics, a massive body (star, black hole, etc.) can experience Brownian motion as it responds to gravitational forces from surrounding stars. The rms velocity V of the massive object, of mass M, is related to the rms velocity of the background stars by
where is the mass of the background stars. The gravitational force from the massive object causes nearby stars to move faster than they otherwise would, increasing both and V. The Brownian velocity of Sgr A*, the supermassive black hole at the center of the Milky Way galaxy, is predicted from this formula to be less than 1 km s−1.
Mathematics
In mathematics, Brownian motion is described by the Wiener process, a continuous-time stochastic process named in honor of Norbert Wiener. It is one of the best known Lévy processes (càdlàg stochastic processes with stationary independent increments) and occurs frequently in pure and applied mathematics, economics and physics.
The Wiener process Wt is characterized by four facts:
W0 = 0
Wt is almost surely continuous
Wt has independent increments
(for ).
denotes the normal distribution with expected value μ and variance σ2. The condition that it has independent increments means that if then and are independent random variables. In addition, for some filtration , is measurable for all .
An alternative characterisation of the Wiener process is the so-called Lévy characterisation that says that the Wiener process is an almost surely continuous martingale with W0 = 0 and quadratic variation .
A third characterisation is that the Wiener process has a spectral representation as a sine series whose coefficients are independent random variables. This representation can be obtained using the Kosambi–Karhunen–Loève theorem.
The Wiener process can be constructed as the scaling limit of a random walk, or other discrete-time stochastic processes with stationary independent increments. This is known as Donsker's theorem. Like the random walk, the Wiener process is recurrent in one or two dimensions (meaning that it returns almost surely to any fixed neighborhood of the origin infinitely often) whereas it is not recurrent in dimensions three and higher. Unlike the random walk, it is scale invariant.
The time evolution of the position of the Brownian particle itself can be described approximately by a Langevin equation, an equation which involves a random force field representing the effect of the thermal fluctuations of the solvent on the Brownian particle. On long timescales, the mathematical Brownian motion is well described by a Langevin equation. On small timescales, inertial effects are prevalent in the Langevin equation. However the mathematical Brownian motion is exempt of such inertial effects. Inertial effects have to be considered in the Langevin equation, otherwise the equation becomes singular. so that simply removing the inertia term from this equation would not yield an exact description, but rather a singular behavior in which the particle doesn't move at all.
Statistics
The Brownian motion can be modeled by a random walk.
In the general case, Brownian motion is a Markov process and described by stochastic integral equations.
Lévy characterisation
The French mathematician Paul Lévy proved the following theorem, which gives a necessary and sufficient condition for a continuous Rn-valued stochastic process X to actually be n-dimensional Brownian motion. Hence, Lévy's condition can actually be used as an alternative definition of Brownian motion.
Let X = (X1, ..., Xn) be a continuous stochastic process on a probability space (Ω, Σ, P) taking values in Rn. Then the following are equivalent:
X is a Brownian motion with respect to P, i.e., the law of X with respect to P is the same as the law of an n-dimensional Brownian motion, i.e., the push-forward measure X∗(P) is classical Wiener measure on C0([0, +∞); Rn).
both
X is a martingale with respect to P (and its own natural filtration); and
for all 1 ≤ i, j ≤ n, Xi(t)Xj(t) −δijt is a martingale with respect to P (and its own natural filtration), where δij denotes the Kronecker delta.
Spectral content
The spectral content of a stochastic process can be found from the power spectral density, formally defined as
where stands for the expected value. The power spectral density of Brownian motion is found to be
where is the diffusion coefficient of . For naturally occurring signals, the spectral content can be found from the power spectral density of a single realization, with finite available time, i.e.,
which for an individual realization of a Brownian motion trajectory, it is found to have expected value
and variance
For sufficiently long realization times, the expected value of the power spectrum of a single trajectory converges to the formally defined power spectral density , but its coefficient of variation tends to . This implies the distribution of is broad even in the infinite time limit.
Riemannian manifold
The infinitesimal generator (and hence characteristic operator) of a Brownian motion on Rn is easily calculated to be ½Δ, where Δ denotes the Laplace operator. In image processing and computer vision, the Laplacian operator has been used for various tasks such as blob and edge detection. This observation is useful in defining Brownian motion on an m-dimensional Riemannian manifold (M, g): a Brownian motion on''' M is defined to be a diffusion on M whose characteristic operator in local coordinates xi, 1 ≤ i ≤ m, is given by ½ΔLB, where ΔLB is the Laplace–Beltrami operator given in local coordinates by
where [gij] = [gij]−1 in the sense of the inverse of a square matrix.
Narrow escape
The narrow escape problem is a ubiquitous problem in biology, biophysics and cellular biology which has the following formulation: a Brownian particle (ion, molecule, or protein) is confined to a bounded domain (a compartment or a cell) by a reflecting boundary, except for a small window through which it can escape. The narrow escape problem is that of calculating the mean escape time. This time diverges as the window shrinks, thus rendering the calculation a singular perturbation problem.
See also
Brownian bridge: a Brownian motion that is required to "bridge" specified values at specified times
Brownian covariance
Brownian dynamics
Brownian motion of sol particles
Brownian motor
Brownian noise (Martin Gardner proposed this name for sound generated with random intervals. It is a pun on Brownian motion and white noise.)
Brownian ratchet
Brownian surface
Brownian tree
Brownian web
Rotational Brownian motion
Clinamen
Complex system
Continuity equation
Diffusion equation
Geometric Brownian motion
Itô diffusion: a generalisation of Brownian motion
Langevin equation
Lévy arcsine law
Local time (mathematics)
Many-body problem
Marangoni effect
Nanoparticle tracking analysis
Narrow escape problem
Osmosis
Random walk
Schramm–Loewner evolution
Single particle trajectories
Single particle tracking
Statistical mechanics
Surface diffusion: a type of constrained Brownian motion.
Thermal equilibrium
Thermodynamic equilibrium
Triangulation sensing
Tyndall effect: a phenomenon where particles are involved; used to differentiate between the different types of mixtures.
Ultramicroscope
References
Further reading
Also includes a subsequent defense by Brown of his original observations, Additional remarks on active molecules.
Lucretius, On The Nature of Things, translated by William Ellery Leonard. (on-line version, from Project Gutenberg. See the heading 'Atomic Motions'; this translation differs slightly from the one quoted).
Nelson, Edward, (1967). Dynamical Theories of Brownian Motion. (PDF version of this out-of-print book, from the author's webpage.) This is primarily a mathematical work, but the first four chapters discuss the history of the topic, in the era from Brown to Einstein.
See also Perrin's book "Les Atomes" (1914).
Theile, T. N.
Danish version: "Om Anvendelse af mindste Kvadraters Methode i nogle Tilfælde, hvor en Komplikation af visse Slags uensartede tilfældige Fejlkilder giver Fejlene en 'systematisk' Karakter".
French version: "Sur la compensation de quelques erreurs quasi-systématiques par la méthodes de moindre carrés" published simultaneously in Vidensk. Selsk. Skr. 5. Rk., naturvid. og mat. Afd.'', 12:381–408, 1880.
External links
Einstein on Brownian Motion
Discusses history, botany and physics of Brown's original observations, with videos
"Einstein's prediction finally witnessed one century later" : a test to observe the velocity of Brownian motion
Large-Scale Brownian Motion Demonstration
Statistical mechanics
Wiener process
Fractals
Colloidal chemistry
Robert Brown (botanist, born 1773)
Albert Einstein
Articles containing video clips
Lévy processes |
4443 | https://en.wikipedia.org/wiki/Barcelona | Barcelona | Barcelona ( , , ) is a city on the northeastern coast of Spain. It is the capital and largest city of the autonomous community of Catalonia, as well as the second-most populous municipality of Spain. With a population of 1.6 million within city limits, its urban area extends to numerous neighbouring municipalities within the province of Barcelona and is home to around 4.8 million people, making it the fifth most populous urban area in the European Union after Paris, the Ruhr area, Madrid and Milan. It is one of the largest metropolises on the Mediterranean Sea, located on the coast between the mouths of the rivers Llobregat and Besòs, bounded to the west by the Serra de Collserola mountain range.
Founded as a Roman city, in the Middle Ages Barcelona became the capital of the County of Barcelona. After joining with the Kingdom of Aragon to form the confederation of the Crown of Aragon, Barcelona, which continued to be the capital of the Principality of Catalonia, became the most important city in the Crown of Aragon and the main economic and administrative centre of the Crown, only to be overtaken by Valencia, wrested from Moorish control by the Catalans, shortly before the dynastic union between the Crown of Castile and the Crown of Aragon in 1492. Barcelona became the centre of Catalan separatism, briefly becoming part of France during the 17th century Reapers' War. It was the capital of Revolutionary Catalonia during the Spanish Revolution of 1936, and the seat of government of the Second Spanish Republic later in the Spanish Civil War, until its capture by the fascists in 1939. After the Spanish transition to democracy in the 1970s, Barcelona once again became the capital of an autonomous Catalonia.
Barcelona has a rich cultural heritage and is today an important cultural centre and a major tourist destination. Particularly renowned are the architectural works of Antoni Gaudí and Lluís Domènech i Montaner, which have been designated UNESCO World Heritage Sites. The city is home to two of the most prestigious universities in Spain: the University of Barcelona and Pompeu Fabra University. The headquarters of the Union for the Mediterranean are located in Barcelona. The city is known for hosting the 1992 Summer Olympics as well as world-class conferences and expositions. In addition, many international sport tournaments have been played here.
Barcelona is a major cultural, economic, and financial centre in southwestern Europe, as well as the main biotech hub in Spain. As a leading world city, Barcelona's influence in global socio-economic affairs qualifies it for global city status (Beta +).
Barcelona is a transport hub, with the Port of Barcelona being one of Europe's principal seaports and busiest European passenger port, an international airport, Barcelona–El Prat Airport, which handles over 50 million passengers per year, an extensive motorway network, and a high-speed rail line with a link to France and the rest of Europe.
Names
The name Barcelona comes from the ancient Iberian Baŕkeno, attested in an ancient coin inscription found on the right side of the coin in Iberian script as , in ancient Greek sources as , Barkinṓn; and in Latin as Barcino, Barcilonum and Barcenona.
Some older sources suggest that the city may have been named after the Carthaginian general Hamilcar Barca, who was supposed to have founded the city in the 3rd century BC, but there is no evidence that Barcelona was ever a Carthaginian settlement, or that its name in antiquity, Barcino, had any connection with the Barcid family of Hamilcar. During the Middle Ages, the city was variously known as Barchinona, Barçalona, Barchelonaa, and Barchenona.
Internationally, Barcelona's name is abbreviated colloquially to 'Barça' as a result of its status as the hometown of the football club FC Barcelona, whose anthem is the Cant del Barça ("Barça chant"). A common abbreviated form used by locals for the city is Barna.
Another common abbreviation is 'BCN', which is also the IATA airport code of the Barcelona-El Prat Airport.
The city is referred to as the Ciutat Comtal in Catalan and Ciudad Condal in Spanish (i.e., "Comital City" or "City of Counts"), owing to its past as the seat of the Count of Barcelona.
History
Pre-history
The origin of the earliest settlement at the site of present-day Barcelona is unclear. The ruins of an early settlement have been found, including different tombs and dwellings dating to earlier than 5000 BC. The founding of Barcelona is the subject of two different legends. The first attributes the founding of the city to the mythological Hercules. The second legend attributes the foundation of the city directly to the historical Carthaginian general, Hamilcar Barca, father of Hannibal, who supposedly named the city Barcino after his family in the 3rd century BC, but there is no historical or linguistic evidence that this is true. Archeological evidence in the form of coins from the 3rd Century BC have been found on the hills at the foot of Montjuïc with the name Bárkeno written in an ancient script in the Iberian language. Thus, we can conclude that the Laietani, an ancient Iberian (Pre-Roman) people of the Iberian peninsula, who inhabited the area occupied by the city of Barcelona around 3 – 2 BC, called the area Bàrkeno, which means "The Place of the Plains" (Barrke = plains/terrace).
Roman Barcelona
In about 15 BC, the Romans redrew the town as a castrum (Roman military camp) centred on the "Mons Taber", a little hill near the Generalitat (Catalan Government) and city hall buildings. The Roman Forum, at the crossing of the Cardo Maximus and Decumanus Maximus, was approximately placed where current Plaça de Sant Jaume is. Thus, the political center of the city, Catalonia, and its domains has remained in the same place for over 2,000 years.
Under the Romans, it was a colony with the surname of Faventia, or, in full, Colonia Faventia Julia Augusta Pia Barcino or Colonia Julia Augusta Faventia Paterna Barcino. Pomponius Mela mentions it among the small towns of the district, probably as it was eclipsed by its neighbour Tarraco (modern Tarragona), but it may be gathered from later writers that it gradually grew in wealth and consequence, favoured as it was with a beautiful situation and an excellent harbour. It enjoyed immunity from imperial burdens. The city minted its own coins; some from the era of Galba survive.
Important Roman vestiges are displayed in Plaça del Rei underground, as a part of the Barcelona City History Museum (MUHBA); the typically Roman grid plan is still visible today in the layout of the historical centre, the Barri Gòtic (Gothic Quarter). Some remaining fragments of the Roman walls have been incorporated into the cathedral. The cathedral, Catedral Basílica Metropolitana de Barcelona, is also sometimes called La Seu, which simply means cathedral (and see, among other things) in Catalan. It is said to have been founded in 343.
Medieval Barcelona
The city was conquered by the Visigoths in the early 5th century, becoming for a few years the capital of all Hispania. After being conquered by the Umayyads in the early 8th century, it was conquered after a siege in 801 by Charlemagne's son Louis, who made Barcelona the seat of the Carolingian "Hispanic March" (Marca Hispanica), a buffer zone ruled by the Count of Barcelona.
The Counts of Barcelona became increasingly independent and expanded their territory to include much of modern Catalonia, although in 985, Barcelona was sacked by the army of Almanzor. The sack was so traumatic that most of Barcelona's population was either killed or enslaved. In 1137, Aragon and the County of Barcelona merged in dynastic union by the marriage of Ramon Berenguer IV and Petronilla of Aragon, their titles finally borne by only one person when their son Alfonso II of Aragon ascended to the throne in 1162. His territories were later to be known as the Crown of Aragon, which conquered many overseas possessions and ruled the western Mediterranean Sea with outlying territories in Naples and Sicily and as far as Athens in the 13th century.
Barcelona was the leading slave trade centre of the Crown of Aragon up until the 15th century, when it was eclipsed by Valencia. It initially fed from eastern and Balkan slave stock later drawing from a Maghribian and, ultimately, Subsaharan pool of slaves.
The Bank or Taula de canvi de Barcelona, often viewed as the oldest public bank in Europe, was established by the city magistrates in 1401. It originated from necessities of the state, as did the Bank of Venice (1402) and the Bank of Genoa (1407).
Barcelona under the Spanish monarchy
The marriage of Ferdinand II of Aragon and Isabella I of Castile in 1469 united the two royal lines. Madrid became the centre of political power whilst the colonisation of the Americas reduced the financial importance (at least in relative terms) of Mediterranean trade. Barcelona was a centre of Catalan separatism, including the Catalan Revolt (1640–52) against Philip IV of Spain. The great plague of 1650–1654 halved the city's population.
In the 18th century, a fortress was built at Montjuïc that overlooked the harbour. In 1794, this fortress was used by the French astronomer Pierre François André Méchain for observations relating to a survey stretching to Dunkirk that provided the official basis of the measurement of a metre. The definitive metre bar, manufactured from platinum, was presented to the French legislative assembly on 22 June 1799. Much of Barcelona was negatively affected by the Napoleonic wars, but the start of industrialisation saw the fortunes of the province improve.
The Spanish Civil War and the Franco period
During the Spanish Civil War, the city, and Catalonia in general, were resolutely Republican. Many enterprises and public services were collectivised by the CNT and UGT unions. As the power of the Republican government and the Generalitat diminished, much of the city was under the effective control of anarchist groups. The anarchists lost control of the city to their own allies, the Communists and official government troops, after the street fighting of the Barcelona May Days. The fall of the city on 26 January 1939, caused a mass exodus of civilians who fled to the French border. The resistance of Barcelona to Franco's coup d'état was to have lasting effects after the defeat of the Republican government. The autonomous institutions of Catalonia were abolished, and the use of the Catalan language in public life was suppressed. Barcelona remained the second largest city in Spain, at the heart of a region which was relatively industrialised and prosperous, despite the devastation of the civil war. The result was a large-scale immigration from poorer regions of Spain (particularly Andalusia, Murcia and Galicia), which in turn led to rapid urbanisation.
Late twentieth century
In 1992, Barcelona hosted the Summer Olympics. The after-effects of this are credited with driving major changes in what had, up until then, been a largely industrial city. As part of the preparation for the games, industrial buildings along the sea-front were demolished and of beach were created. New construction increased the road capacity of the city by 17%, the sewage handling capacity by 27% and the amount of new green areas and beaches by 78%. Between 1990 and 2004, the number of hotel rooms in the city doubled. Perhaps more importantly, the outside perception of the city was changed making, by 2012, Barcelona the 12th most popular city destination in the world and the 5th amongst European cities.
Recent history
The death of Franco in 1975 brought on a period of democratisation throughout Spain. Pressure for change was particularly strong in Barcelona, which considered that it had been punished during nearly forty years of Francoism for its support of the Republican government. Massive, but peaceful, demonstrations on 11 September 1977 assembled over a million people in the streets of Barcelona to call for the restoration of Catalan autonomy. It was granted less than a month later.
The development of Barcelona was promoted by two events in 1986: Spanish accession to the European Community, and particularly Barcelona's designation as host city of the 1992 Summer Olympics. The process of urban regeneration has been rapid, and accompanied by a greatly increased international reputation of the city as a tourist destination. The increased cost of housing has led to a slight decline (−16.6%) in the population over the last two decades of the 20th century as many families move out into the suburbs. This decline has been reversed since 2001, as a new wave of immigration (particularly from Latin America and from Morocco) has gathered pace.
In 1987, an ETA car bombing at Hipercor killed 21 people. On 17 August 2017, a van was driven into pedestrians on La Rambla, killing 14 and injuring at least 100, one of whom later died. Other attacks took place elsewhere in Catalonia. The Prime Minister of Spain, Mariano Rajoy, called the attack in Barcelona a jihadist attack. Amaq News Agency attributed indirect responsibility for the attack to the Islamic State of Iraq and the Levant (ISIL). During the 2010s, Barcelona became the focus city for the ongoing Catalan independence movement, its consequent standoff between the regional and national government and later protests.
Geography
Location
Barcelona is located on the northeast coast of the Iberian Peninsula, facing the Mediterranean Sea, on a plain approximately wide limited by the mountain range of Collserola, the Llobregat river to the southwest and the Besòs river to the north. This plain covers an area of , of which are occupied by the city itself. It is south of the Pyrenees and the Catalan border with France.
Tibidabo, high, offers striking views over the city and is topped by the Torre de Collserola, a telecommunications tower that is visible from most of the city. Barcelona is peppered with small hills, most of them urbanised, that gave their name to the neighbourhoods built upon them, such as Carmel (), Putget (es) () and Rovira (). The escarpment of Montjuïc (), situated to the southeast, overlooks the harbour and is topped by Montjuïc Castle, a fortress built in the 17–18th centuries to control the city as a replacement for the Ciutadella. Today, the fortress is a museum and Montjuïc is home to several sporting and cultural venues, as well as Barcelona's biggest park and gardens.
The city borders on the municipalities of Santa Coloma de Gramenet and Sant Adrià de Besòs to the north; the Mediterranean Sea to the east; El Prat de Llobregat and L'Hospitalet de Llobregat to the south; and Sant Feliu de Llobregat, Sant Just Desvern, Esplugues de Llobregat, Sant Cugat del Vallès, and Montcada i Reixac to the west. The municipality includes two small sparsely-inhabited exclaves to the north-west.
Climate
According to the Köppen climate classification, Barcelona has a hot summer Mediterranean climate (Csa), with mild winters and warm to hot summers, while the rainiest seasons are autumn and spring. The rainfall pattern is characterised by a short (3 months) dry season in summer, as well as less winter rainfall than in a typical Mediterranean climate. However, both June and August are wetter than February, which is unusual for the Mediterranean climate. This subtype, labelled as "Portuguese" by the French geographer George Viers after the climate classification of Emmanuel de Martonne and found in the NW Mediterranean area (e.g. Marseille), can be seen as transitional to the humid subtropical climate (Cfa) found in inland areas.
Barcelona is densely populated, thus heavily influenced by the urban heat island effect. Areas outside of the urbanised districts can have as much as 2 °C of difference in temperatures throughout the year. Its average annual temperature is during the day and at night. The average annual temperature of the sea is about . In the coldest month, January, the temperature typically ranges from during the day, at night and the average sea temperature is . In the warmest month, August, the typical temperature ranges from during the day, about at night and the average sea temperature is . Generally, the summer or "holiday" season lasts about six months, from May to October. Two months – April and November – are transitional; sometimes the temperature exceeds , with an average temperature of during the day and at night. December, January and February are the coldest months, with average temperatures around during the day and at night. Large fluctuations in temperature are rare, particularly in the summer months. Because of the proximity to the warm sea plus the urban heat island, frosts are very rare in the city of Barcelona. Snow is also very infrequent in the city of Barcelona, but light snowfalls can occur yearly in the nearby Collserola mountains, such as in the Fabra Observatory located in a nearby mountain.
Barcelona averages 78 rainy days per year (≥ 1 mm), and annual average relative humidity is 72%, ranging from 69% in July to 75% in October. Rainfall totals are highest in late summer and autumn (September–November) and lowest in early and mid-summer (June–August), with a secondary winter minimum (February–March). Sunshine duration is 2,524 hours per year, from 138 (average 4.5 hours of sunshine a day) in December to 310 (average 10 hours of sunshine a day) in July.
Demographics
According to Barcelona's City Council, Barcelona's population was 1,608,746 people, on a land area of . It is the main component of an administrative area of Greater Barcelona, with a population of 3,218,071 in an area of (density 5,060 inhabitants/km2). The population of the urban area was 4,840,000. It is the central nucleus of the Barcelona metropolitan area, which relies on a population of 5,474,482.
Spanish is the most spoken language in Barcelona (according to the linguistic census held by the Government of Catalonia in 2013) and it is understood almost universally. Catalan is also very commonly spoken in the city: it is understood by 95% of the population, while 72.3% can speak it, 79% can read it, and 53% can write it. Knowledge of Catalan has increased significantly in recent decades thanks to a language immersion educational system.
After Catalan and Spanish, the most spoken languages in Barcelona are those from North Africa, such as Amazigh and Arabic, followed by Bengali, Urdu, Panjabi, Mandarin Chinese, Romanian, English, Russian and Quechua, according to data collected by the University of Barcelona.
In 1900, Barcelona had a population of 533,000, which grew steadily but slowly until 1950, when it started absorbing a high number of people from other less-industrialised parts of Spain. Barcelona's population peaked in 1979 at 1,906,998, and fell throughout the 1980s and 1990s as more people sought a higher quality of life in outlying cities in the Barcelona Metropolitan Area. After bottoming out in 2000 with 1,496,266 residents, the city's population began to rise again as younger people started to return, causing a great increase in housing prices.
Population density
Note: This text is entirely based on the municipal statistical database provided by the city council.
Barcelona is one of the most densely populated cities in Europe. For the year 2008 the city council calculated the population to 1,621,090 living in the 102.2 km2 sized municipality, giving the city an average population density of 15,926 inhabitants per square kilometre with Eixample being the most populated district.
In the case of Barcelona though, the land distribution is extremely uneven. Half of the municipality or 50.2 km2, all of it located on the municipal edge is made up of the ten least densely populated neighbourhoods containing less than 10% of the city's population, the uninhabited Zona Franca industrial area and Montjuïc forest park. Leaving the remaining 90% or slightly below 1.5 million inhabitants living on the remaining at an average density close to 28,500 inhabitants per square kilometre.
Of the 73 neighbourhoods in the city, 45 had a population density above 20,000 inhabitants per square kilometre with a combined population of 1,313,424 inhabitants living on 38.6 km2 at an average density of 33,987 inhabitants per square kilometre. The 30 most densely populated neighbourhoods accounted for 57.5% of the city population occupying only 22.7% of the municipality, or in other words, 936,406 people living at an average density of 40,322 inhabitants per square kilometre. The city's highest density is found at and around the neighbourhood of la Sagrada Família where four of the city's most densely populated neighbourhoods are located side by side, all with a population density above 50,000 inhabitants per square kilometre.
Age structure
In 1900, almost a third (28.9 percent) of the population were children (aged younger than 14 years). In 2017, this age group constituted only 12.7% of the population. In 2017, people aged between 15 and 24 years made up 9 percent of the population; those aged between 25 and 44 years made up 30.6 percent of the population; while those aged between 45 and 64 years formed 56.9% of all Barcelonans. In 1900, people aged 65 and older made up just 6.5 percent of the population. In 2017, this age group made up 21.5 percent of the population.
Migration
In 2016, about 59% of the inhabitants of the city were born in Catalonia and 18.5% coming from the rest of the country. In addition to that, 22.5% of the population was born outside of Spain, a proportion which has more than doubled since 2001 and more than quintupled since 1996 when it was 8.6% respectively 3.9%.
The most important region of origin of migrants is Europe, with many coming from Italy (26,676) or France (13,506). Moreover, many migrants come from Latin American nations such as Bolivia, Ecuador or Colombia. Since the 1990s, and similar to other migrants, many Latin Americans have settled in northern parts of the city.
There exists a relatively large Pakistani community in Barcelona with up to twenty thousand nationals. The community consists of significantly more men than women. Many of the Pakistanis are living in Ciutat Vella. First Pakistani migrants came in the 1970s, with increasing numbers in the 1990s.
Other significant migrant groups come from Asia as from China and the Philippines. There is a Japanese community clustered in Bonanova, Les Tres Torres, Pedralbes, and other northern neighbourhoods, and a Japanese international school serves that community.
Religion
Most of the inhabitants state they are Roman Catholic (208 churches). In a 2011 survey conducted by InfoCatólica, 49.5% of Barcelona residents of all ages identified themselves as Catholic. This was the first time that more than half of respondents did not identify themselves as Catholic Christians. The numbers reflect a broader trend in Spain whereby the numbers of self-identified Catholics have declined. In 2019, a survey by Centro de Investigaciones Sociológicas showed that 53.2% of residents in Barcelona identified themselves as Catholic (9.9% practising Catholics, 43.3% non-practising Catholics).
The province has the largest Muslim community in Spain, 322,698 people in Barcelona province are of Muslim religion. A considerable number of Muslims live in Barcelona due to immigration (169 locations, mostly professed by Moroccans in Spain). In 2014, 322,698 out of 5.5 million people in the province of Barcelona identified themselves as Muslim, which makes 5.6% of the total population.
The city also has the largest Jewish community in Spain, with an estimated 3,500 Jews living in the city. There are also a number of other groups, including Evangelical (71 locations, mostly professed by Roma), Jehovah's Witnesses (21 Kingdom Halls), Buddhists (13 locations), and Eastern Orthodox.
Economy
General information
The Barcelona metropolitan area comprises over 66% of the people of Catalonia, one of the richer regions in Europe and the fourth richest region per capita in Spain, with a GDP per capita amounting to €28,400 (16% more than the EU average). The greater Barcelona metropolitan area had a GDP amounting to $177 billion (equivalent to $34,821 in per capita terms, 44% more than the EU average), making it the 4th most economically powerful city by gross GDP in the European Union, and 35th in the world in 2009. Barcelona city had a very high GDP of €80,894 per head in 2004, according to Eurostat. Furthermore, Barcelona was Europe's fourth best business city and fastest improving European city, with growth improved by 17% per year .
Barcelona was the 24th most "livable city" in the world in 2015 according to lifestyle magazine Monocle. Similarly, according to Innovation Analysts 2thinknow, Barcelona occupies 13th place in the world on Innovation Cities™ Global Index. At the same time it is according to the Global Wealth and Lifestyle Report 2020 one of the most affordable cities in the world for a luxury lifestyle.
Barcelona has a long-standing mercantile tradition. Less well known is that the city industrialised early, taking off in 1833, when Catalonia's already sophisticated textile industry began to use steam power. It became the first and most important industrial city in the Mediterranean basin. Since then, manufacturing has played a large role in its history.
Borsa de Barcelona (Barcelona Stock Exchange) is the main stock exchange in the northeastern part of the Iberian Peninsula.
Barcelona was recognised as the Southern European City of the Future for 2014/15, based on its economic potential, by FDi Magazine in their bi-annual rankings.
Trade fair and exhibitions
Drawing upon its tradition of creative art and craftsmanship, Barcelona is known for its award-winning industrial design. It also has several congress halls, notably Fira de Barcelona – the second largest trade fair and exhibition centre in Europe, that host a quickly growing number of national and international events each year (at present above 50). The total exhibition floor space of Fira de Barcelona venues is , not counting Gran Via centre on the Plaza de Europa. However, the Eurozone crisis and deep cuts in business travel affected the council's positioning of the city as a convention centre.
An important business centre, the World Trade Center Barcelona, is located in Barcelona's Port Vell harbour.
The city is known for hosting well as world-class conferences and expositions, including the 1888 Exposición Universal de Barcelona, the 1929 Barcelona International Exposition (Expo 1929), the 2004 Universal Forum of Cultures and the 2004 World Urban Forum.
Tourism
Barcelona was the 20th-most-visited city in the world by international visitors and the fifth most visited city in Europe after London, Paris, Istanbul and Rome, with 5.5 million international visitors in 2011. By 2015, both Prague and Milan had more international visitors. With its popular tree-lined pedestrian street, Les Rambles (Las Ramblas), Barcelona is ranked the most popular city to visit in Spain.
Barcelona is an internationally renowned tourist destination, with numerous recreational areas, one of the best beaches in the world, mild and warm climate, historical monuments, including eight UNESCO World Heritage Sites, 519 hotels including 35 five-star hotels, and developed tourist infrastructure.
Due to its large influx of tourists each year, Barcelona, like many other tourism capitals, has to deal with pickpockets, with wallets and passports being commonly stolen items. Despite its moderate pickpocket rate, Barcelona is considered one of the safest cities in terms of security and personal safety, mainly because of a sophisticated policing strategy that has dropped crime by 32% in just over three years and has led it to be considered the 15th safest city in the world by Business Insider in 2016.
While tourism produces economic benefits, according to one report, the city is "overrun [by] hordes of tourists". In early 2017, over 150,000 protesters warned that tourism is destabilizing the city. Slogans included "Tourists go home", "Barcelona is not for sale" and "We will not be driven out". By then, the number of visitors had increased from 1.7 million in 1990 to 32 million in a city with a population of 1.62 million, increasing the cost of rental housing for residents and overcrowding the public places. While tourists spent an estimated €30 billion in 2017, they are viewed by some as a threat to Barcelona's identity.
A May 2017 article in the British online daily The Independent included Barcelona among the "Eight Places That Hate Tourists the Most" and included a comment from Mayor Ada Colau, "We don't want the city to become a cheap souvenir shop", citing Venice as an example. To moderate the problem, the city has stopped issuing licenses for new hotels and holiday apartments; it also fined AirBnb €30,000. The mayor has suggested introducing a new tourist tax and setting a limit on the number of visitors. One industry insider, Justin Francis, founder of the Responsible Travel agency, stated that steps must be taken to limit the number of visitors that are causing an "overtourism crisis" in several major European cities. "Ultimately, residents must be prioritised over tourists for housing, infrastructure and access to services because they have a long-term stake in the city's success", he said. "Managing tourism more responsibly can help", Francis later told a journalist, "but some destinations may just have too many tourists, and Barcelona may be a case of that".
Manufacturing sector
Industry generates 21% of the total gross domestic product (GDP) of the region, with the energy, chemical and metallurgy industries accounting for 47% of industrial production. The Barcelona metropolitan area had 67% of the total number of industrial establishments in Catalonia as of 1997.
Barcelona has long been an important European automobile manufacturing centre. Formerly there were automobile factories of AFA, Abadal, Actividades Industriales, Alvarez, America, Artés de Arcos, Balandrás, Baradat-Esteve, Biscúter, J. Castro, Clúa, David, Delfín, Díaz y Grilló, Ebro trucks, , Elizalde, Automóviles España, Eucort, Fenix, Fábrica Hispano, Auto Academia Garriga, Fábrica Española de Automóviles Hebe, Hispano-Suiza, Huracán Motors, Talleres Hereter, Junior SL, Kapi, La Cuadra, M.A., Automóviles Matas, Motores y Motos, Nacional Custals, National Pescara, Nacional RG, Nacional Rubi, Nacional Sitjes, Automóviles Nike, Orix, Otro Ford, Patria, Pegaso, PTV, Ricart, Ricart-España, Industrias Salvador, Siata Española, Stevenson, Romagosa y Compañía, Garaje Storm, Talleres Hereter, Trimak, Automóviles Victoria, Manufacturas Mecánicas Aleu.
Today, the headquarters and a large factory of SEAT (the largest Spanish automobile manufacturer) are in one of its suburbs. There is also a Nissan factory in the logistics and industrial area of the city. The factory of Derbi, a large manufacturer of motorcycles, scooters and mopeds, also lies near the city.
As in other modern cities, the manufacturing sector has long since been overtaken by the services sector, though it remains very important. The region's leading industries are textiles, chemical, pharmaceutical, motor, electronic, printing, logistics, publishing, in telecommunications industry and culture the notable Mobile World Congress, and information technology services.
Fashion
The traditional importance of textiles is reflected in Barcelona's drive to become a major fashion centre. There have been many attempts to launch Barcelona as a fashion capital, notably Gaudi Home.
Beginning in the summer of 2000, the city hosted the Bread & Butter urban fashion fair until 2009, when its organisers announced that it would be returning to Berlin. This was a hard blow for the city as the fair brought €100 m to the city in just three days.
From 2009, The Brandery, an urban fashion show, was held in Barcelona twice a year until 2012. According to the Global Language Monitor's annual ranking of the world's top fifty fashion capitals Barcelona was named as the seventh most important fashion capital of the world right after Milan and before Berlin in 2015.
Government and administrative divisions
As the capital of the autonomous community of Catalonia, Barcelona is the seat of the Catalan government, known as the Generalitat de Catalunya; of particular note are the executive branch, the parliament, and the High Court of Justice of Catalonia. The city is also the capital of the Province of Barcelona and the Barcelonès comarca (district).
Barcelona is governed by a city council formed by 41 city councillors, elected for a four-year term by universal suffrage. As one of the two biggest cities in Spain, Barcelona is subject to a special law articulated through the Carta Municipal (Municipal Law). A first version of this law was passed in 1960 and amended later, but the current version was approved in March 2006. According to this law, Barcelona's city council is organised in two levels: a political one, with elected city councillors, and one executive, which administers the programs and executes the decisions taken on the political level. This law also gives the local government a special relationship with the central government and it also gives the mayor wider prerogatives by the means of municipal executive commissions. It expands the powers of the city council in areas like telecommunications, city traffic, road safety and public safety. It also gives a special economic regime to the city's treasury and it gives the council a veto in matters that will be decided by the central government, but that will need a favourable report from the council.
The Comissió de Govern (Government Commission) is the executive branch, formed by 24 councillors, led by the Mayor, with 5 lieutenant-mayors and 17 city councillors, each in charge of an area of government, and 5 non-elected councillors. The plenary, formed by the 41 city councillors, has advisory, planning, regulatory, and fiscal executive functions. The six Commissions del Consell Municipal (City council commissions) have executive and controlling functions in the field of their jurisdiction. They are composed by a number of councillors proportional to the number of councillors each political party has in the plenary. The city council has jurisdiction in the fields of city planning, transportation, municipal taxes, public highways security through the Guàrdia Urbana (the municipal police), city maintenance, gardens, parks and environment, facilities (like schools, nurseries, sports centres, libraries, and so on), culture, sports, youth and social welfare. Some of these competencies are not exclusive, but shared with the Generalitat de Catalunya or the central Spanish government. In some fields with shared responsibility (such as public health, education or social services), there is a shared Agency or Consortium between the city and the Generalitat to plan and manage services.
The executive branch is led by a Chief Municipal Executive Officer which answers to the Mayor. It is made up of departments which are legally part of the city council and by separate legal entities of two types: autonomous public departments and public enterprises.
The seat of the city council is on the Plaça de Sant Jaume, opposite the seat of Generalitat de Catalunya. Since the coming of the Spanish democracy, Barcelona had been governed by the PSC, first with an absolute majority and later in coalition with ERC and ICV. After the May 2007 election, the ERC did not renew the coalition agreement and the PSC governed in a minority coalition with ICV as the junior partner.
After 32 years, on 22 May 2011, CiU gained a plurality of seats at the municipal election, gaining 15 seats to the PSC's 11. The PP hold 8 seats, ICV 5 and ERC 2.
Districts
Since 1987, the city has been divided into 10 administrative districts (districtes in Catalan, distritos in Spanish):
Ciutat Vella
Eixample
Sants-Montjuïc
Les Corts
Sarrià-Sant Gervasi
Gràcia
Horta-Guinardó
Nou Barris
Sant Andreu
Sant Martí
The districts are based mostly on historical divisions, and several are former towns annexed by the city of Barcelona in the 18th and 19th centuries that still maintain their own distinct character. Each district has its own council led by a city councillor. The composition of each district council depends on the number of votes each political party had in that district, so a district can be led by a councillor from a different party than the executive council.
Education
Barcelona has a well-developed higher education system of public universities. Most prominent among these are the University of Barcelona (established in 1450) and the more modern Pompeu Fabra University. Barcelona is also home to the Polytechnic University of Catalonia, and in the private sector the EADA Business School (founded in 1957), which became the first Barcelona institution to run manager training programmes for the business community. IESE Business School, as well as the largest private educational institution, the Ramon Llull University, which encompasses schools and institutes such as the ESADE Business School. The Autonomous University of Barcelona, another public university, is located in Bellaterra, a town in the Metropolitan Area. Toulouse Business School and the Open University of Catalonia (a private Internet-centred open university) are also based in Barcelona.
The city has a network of public schools, from nurseries to high schools, under the responsibility of a consortium led by city council (though the curriculum is the responsibility of the Generalitat de Catalunya). There are also many private schools, some of them Roman Catholic. Most such schools receive a public subsidy on a per-student basis, are subject to inspection by the public authorities, and are required to follow the same curricular guidelines as public schools, though they charge tuition. Known as escoles concertades, they are distinct from schools whose funding is entirely private (escoles privades).
The language of instruction at public schools and escoles concertades is Catalan, as stipulated by the 2009 Catalan Education Act. Spanish may be used as a language of instruction by teachers of Spanish literature or language, and foreign languages by teachers of those languages. An experimental partial immersion programme adopted by some schools allows for the teaching of a foreign language (English, generally) across the curriculum, though this is limited to a maximum of 30% of the school day. No public school or escola concertada in Barcelona may offer 50% or full immersion programmes in a foreign language, nor does any public school or escola concertada offer International Baccalaureate programmes.
Culture
Barcelona's cultural roots go back 2000 years. Since the arrival of democracy, the Catalan language (very much repressed during the dictatorship of Franco) has been promoted, both by recovering works from the past and by stimulating the creation of new works. Barcelona is designated as a world-class city by the Globalization and World Cities Study Group and Network. It has also been part of the UNESCO Creative Cities Network as a City of Literature since 2015.
Entertainment and performing arts
Barcelona has many venues for live music and theatre, including the world-renowned Gran Teatre del Liceu opera house, the Teatre Nacional de Catalunya, the Teatre Lliure and the Palau de la Música Catalana concert hall. Barcelona also is home to the Barcelona Symphony and Catalonia National Orchestra (Orquestra Simfònica de Barcelona i Nacional de Catalunya, usually known as OBC), the largest symphonic orchestra in Catalonia. In 1999, the OBC inaugurated its new venue in the brand-new Auditorium (L'Auditori). It performs around 75 concerts per season and its current director is Eiji Oue. It is home to the Barcelona Guitar Orchestra, directed by Sergi Vicente. The major thoroughfare of La Rambla is home to mime artists and street performers. Yearly, two major pop music festivals take place in the city, the Sónar Festival and the Primavera Sound Festival. The city also has a thriving alternative music scene, with groups such as The Pinker Tones receiving international attention. Barcelona is an international hub of highly active and diverse nightlife with bars, dance bars and nightclubs staying open well past midnight.
Media
El Periódico de Catalunya, La Vanguardia and Ara are Barcelona's three major daily newspapers (the first two with Catalan and Spanish editions, Ara only in Catalan) while Sport and El Mundo Deportivo (both in Spanish) are the city's two major sports daily newspapers, published by the same companies. The city is also served by a number of smaller publications such as Ara and El Punt Avui (in Catalan), by nationwide newspapers with special Barcelona editions like El País (in Spanish, with an online version in Catalan) and El Mundo (in Spanish), and by several free newspapers like 20 minutos and Què (all bilingual).
Barcelona's oldest and main online newspaper VilaWeb is also the oldest one in Europe (with Catalan and English editions).
Several major FM stations include Catalunya Ràdio, RAC 1, RAC 105 and Cadena SER. Barcelona also has a local TV station, Betevé, owned by city council. The headquarters of Televisió de Catalunya, Catalonia's public network, are located in Sant Joan Despí, in Barcelona's metropolitan area.
Sports
Barcelona has a long sporting tradition and hosted the highly successful 1992 Summer Olympics as well as several matches during the 1982 FIFA World Cup (at the two stadiums). It has hosted about 30 sports events of international significance.
FC Barcelona is a sports club best known worldwide for its football team, one of the largest and the wealthiest in the world. It has 74 national trophies (while finishing 46 times as runners-up) and 17 continental prizes (with being runners-up 11 times), including five UEFA Champions League trophies out of eight finals and three FIFA Club World Cup wins out of four finals. The club won six trophies in a calendar year in 2009, becoming one of only 2 male football teams in the world to win the coveted sextuple, apart from FC Bayern Munich in 2020. FC Barcelona also has professional teams in other sports like FC Barcelona Regal (basketball), FC Barcelona Handbol (handball), FC Barcelona Hoquei (roller hockey), FC Barcelona Ice Hockey (ice hockey), FC Barcelona Futsal (futsal) and FC Barcelona Rugby (rugby union), all at one point winners of the highest national and/or European competitions. The club's museum is the second most visited in Catalonia. The matches against cross-town rivals RCD Espanyol are of particular interest, but there are other Barcelonan football clubs in lower categories, like CE Europa and UE Sant Andreu. FC Barcelona's basketball team has a noted rivalry in the Liga ACB with nearby Joventut Badalona.
Barcelona has three UEFA elite stadiums: FC Barcelona's Camp Nou, the largest stadium in Europe with a capacity of 99,354; the publicly owned Estadi Olímpic Lluís Companys, with a capacity of 55,926; used for the 1992 Olympics; and Estadi Cornellà-El Prat, with a capacity of 40,500. Furthermore, the city has several smaller stadiums such as Mini Estadi (also owned by FC Barcelona) with a capacity of 15,000, Camp Municipal Narcís Sala with a capacity of 6,563 and Nou Sardenya with a capacity of 7,000. The city has a further three multifunctional venues for sports and concerts: the Palau Sant Jordi with a capacity of 12,000 to 24,000 (depending on use), the Palau Blaugrana with a capacity of 7,500, and the Palau dels Esports de Barcelona with a capacity of 3,500.
Barcelona was the host city for the 2013 World Aquatics Championships, which were held at the Palau San Jordi.
Several road running competitions are organised year-round in Barcelona: the Barcelona Marathon every March with over 10,000 participants in 2010, the Cursa de Bombers in April, the Cursa de El Corte Inglés in May (with about 60,000 participants each year), the Cursa de la Mercè, the Cursa Jean Bouin, the Milla Sagrada Família and the San Silvestre. There's also the Ultratrail Collserola which passes through the Collserola forest. The Open Seat Godó, a 50-year-old ATP World Tour 500 Series tennis tournament, is held annually in the facilities of the Real Club de Tenis Barcelona. Each year on Christmas Day, a 200-meter swimming race across the Old Port of Barcelona takes place. Near Barcelona, in Montmeló, the 107,000 capacity Circuit de Barcelona-Catalunya racetrack hosts the Formula One Spanish Grand Prix, the Catalan motorcycle Grand Prix, the Spanish GT Championship and races in the GP2 Series. Skateboarding and cycling are also very popular in Barcelona; in and around the city there are dozens of kilometers of bicycle paths.
Squatter Movement
Barcelona is also home to numerous social centres and illegal squats that effectively form a shadow society mainly made up of the unemployed, immigrants, dropouts, anarchists, anti-authoritarians and autonomists. Peter Gelderloos estimates that there around 200 squatted buildings and 40 social centres across the city with thousands of inhabitants, making it one of the largest squatter movements in the world. He notes that they pirate electricity, internet and water allowing them to live on less than one euro a day. He argues that these squats embrace an anarcho-communist and anti-work philosophy, often freely fixing up new houses, cleaning, patching roofs, installing windows, toilets, showers, lights and kitchens. In the wake of austerity, the squats have provided a number of social services to the surrounding residents, including bicycle repair workshops, carpentry workshops, self-defense classes, free libraries, community gardens, free meals, computer labs, language classes, theatre groups, free medical care and legal support services. The squats help elderly residents avoid eviction and organise various protests throughout Barcelona. Notable squats include Can Vies and Can Masdeu.
Transport
Airports
Barcelona is served by Barcelona-El Prat Airport, about south-west of the centre of Barcelona. It is the second-largest airport in Spain, and the largest on the Mediterranean coast, which handled more than 50.17 million passengers in 2018, showing an annual upward trend. It is a main hub for Vueling Airlines and Ryanair, and also a focus for Iberia and Air Europa. The airport mainly serves domestic and European destinations, although some airlines offer destinations in Latin America, Asia and the United States. The airport is connected to the city by highway, metro (Airport T1 and Airport T2 stations), commuter train (Barcelona Airport railway station) and scheduled bus service. A new terminal (T1) has been built, and entered service on 17 June 2009.
Some low-cost airlines, also use Girona-Costa Brava Airport, about to the north, Reus Airport, to the south, or Lleida-Alguaire Airport, about to the west, of the city. Sabadell Airport is a smaller airport in the nearby town of Sabadell, devoted to pilot training, aerotaxi and private flights.
Seaport
The Port of Barcelona has a 2000-year-old history and a great contemporary commercial importance. It is Europe's ninth largest container port, with a trade volume of 1.72 million TEU's in 2013. The port is managed by the Port Authority of Barcelona. Its are divided into three zones: Port Vell (the old port), the commercial port and the logistics port (Barcelona Free Port). The port is undergoing an enlargement that will double its size thanks to diverting the mouth of the Llobregat river to the south.
The Barcelona harbour is the leading European cruiser port and a very important Mediterranean turnaround base. In 2013, 3.6 million pleasure cruise passengers used the Port of Barcelona.
The Port Vell area also houses the Maremagnum (a commercial mall), a multiplex cinema, the IMAX Port Vell and one of Europe's largest aquariums – Aquarium Barcelona, containing 8,000 fish and 11 sharks contained in 22 basins filled with 4 million litres of sea water. The Maremagnum, being situated within the confines of the port, is the only commercial mall in the city that can open on Sundays and public holidays.
National and international rail
Barcelona is a major hub for the Spanish rail network. The city's main Inter-city rail station is Barcelona Sants railway station, whilst Estació de França terminus serves a secondary role handling suburban, regional and medium distance services. Freight services operate to local industries and to the Port of Barcelona.
RENFE's AVE high-speed rail system, which is designed for speeds of , was extended from Madrid to Barcelona in 2008 in the form of the Madrid–Barcelona high-speed rail line. A shared RENFE-SNCF high-speed rail connecting Barcelona and France (Paris, Marseilles and Toulouse, through Perpignan–Barcelona high-speed rail line) was launched in 2013. Both these lines serve Barcelona Sants terminal station.
Metro and regional rail
Barcelona is served by an extensive local public transport network that includes a metro system, a bus network, a regional railway system, trams, funiculars, rack railways, a Gondola lift and aerial cable cars. These networks and lines are run by a number of different operators but they are integrated into a coordinated fare system, administered by the Autoritat del Transport Metropolità (ATM). The system is divided into fare zones (1 to 6) and various Integrated Travel Cards are available.
The Barcelona Metro network comprises twelve lines, identified by an "L" followed by the line number as well as by individual colours. The Metro largely runs underground; eight Metro lines are operated on dedicated track by the Transports Metropolitans de Barcelona (TMB), whilst four lines are operated by the (FGC) and some of them share tracks with RENFE commuter lines.
In addition to the city Metro, several regional rail lines operated by RENFE's Rodalies de Catalunya run across the city, providing connections to outlying towns in the surrounding region.
Tram
The city's two modern tram systems, Trambaix and Trambesòs, are operated by TRAMMET. A heritage tram line, the Tramvia Blau, also operates between the metro Line 7 and the Funicular del Tibidabo.
Funicular and cable car
Barcelona's metro and rail system is supplemented by several aerial cable cars, funiculars and rack railways that provide connections to mountain-top stations. FGC operates the Funicular de Tibidabo up the hill of Tibidabo and the Funicular de Vallvidrera (FGC), while TMB runs the Funicular de Montjuïc up Montjuïc. The city has two aerial cable cars: the Montjuïc Cable Car, which serves Montjuïc castle, and the Port Vell Aerial Tramway that runs via Torre Jaume I and Torre Sant Sebastià over the port.
Bus
Buses in Barcelona are a major form of public transport, with extensive local, interurban and night bus networks. Most local services are operated by the TMB, although some other services are operated by a number of private companies, albeit still within the ATM fare structure. A separate private bus line, known as Aerobús, links the airport with the city centre, with its own fare structure.
The Estació del Nord (Northern Station), a former railway station which was renovated for the 1992 Olympic Games, now serves as the terminus for long-distance and regional bus services.
Taxi
Barcelona has a metered taxi fleet governed by the Institut Metropolità del Taxi (Metropolitan Taxi Institute), composed of more than 10,000 cars. Most of the licences are in the hands of self-employed drivers. With their black and yellow livery, Barcelona's taxis are easily spotted, and can be caught from one of many taxi ranks, hailed on street, called by telephone or via app.
On 22 March 2007, Barcelona's City Council started the Bicing service, a bicycle service understood as a public transport. Once the user has their user card, they can take a bicycle from any of the more than 400 stations spread around the city and use it anywhere the urban area of the city, and then leave it at another station. The service has been a success, with 50,000 subscribed users in three months.
Roads and highways
Barcelona lies on three international routes, including European route E15 that follows the Mediterranean coast, European route E90 to Madrid and Lisbon, and European route E09 to Paris. It is also served by a comprehensive network of motorways and highways throughout the metropolitan area, including A-2, A-7/AP-7, C-16, C-17, C-31, C-32, C-33, C-60.
The city is circled by three half ring roads or bypasses, Ronda de Dalt (B-20) (on the mountain side), Ronda del Litoral (B-10) (along the coast) and Ronda del Mig (separated into two parts: Travessera de Dalt in the north and the Gran Via de Carles III), two partially covered fast highways with several exits that bypass the city.
The city's main arteries include Diagonal Avenue, which crosses it diagonally, Meridiana Avenue which leads to Glòries and connects with Diagonal Avenue and Gran Via de les Corts Catalanes, which crosses the city from east to west, passing through its centre. The famous boulevard of La Rambla, whilst no longer an important vehicular route, remains an important pedestrian route.
Main sights
The Barri Gòtic (Catalan for "Gothic Quarter") is the centre of the old city of Barcelona. Many of the buildings date from medieval times, some from as far back as the Roman settlement of Barcelona. Catalan modernista architecture (related to the movement known as Art Nouveau in the rest of Europe) developed between 1885 and 1950 and left an important legacy in Barcelona. Several of these buildings are World Heritage Sites. Especially remarkable is the work of architect Antoni Gaudí, which can be seen throughout the city. His best-known work is the immense but still unfinished church of the Sagrada Família, which has been under construction since 1882 and is still financed by private donations. , completion is planned for 2026.
Barcelona was also home to Mies van der Rohe's Barcelona Pavilion. Designed in 1929 for the International Exposition for Germany, it was an iconic building that came to symbolise modern architecture as the embodiment of van der Rohe's aphorisms "less is more" and "God is in the details". The Barcelona pavilion was intended as a temporary structure and was torn down in 1930 less than a year after it was constructed. A modern re-creation by Spanish architects now stands in Barcelona, however, constructed in 1986.
Barcelona won the 1999 RIBA Royal Gold Medal for its architecture, the first (and , only) time that the winner has been a city rather than an individual architect. Barcelona is the home of many points of interest declared World Heritage Sites by UNESCO:
Historic buildings and monuments
Minor basilica of Sagrada Família, the symbol of Barcelona.
Palau de la Música Catalana and Hospital de Sant Pau, designed by Lluís Domènech i Montaner, included in the UNESCO Heritage List in 1997.
Works by Antoni Gaudí, including Park Güell, Palau Güell, Casa Milà (La Pedrera), Casa Vicens, Sagrada Família (Nativity façade and crypt), Casa Batlló, crypt in Church of Colònia Güell. The first three works were inscribed as a World Heritage Site in 1984. The other four were added as extensions to the site in 2005.
The Cathedral of the Holy Cross and St. Eulalia (Gothic)
Gothic basilica of Santa Maria del Mar
Gothic basilica of Santa Maria del Pi
Romanesque church of Sant Pau del Camp
Palau Reial Major, medieval residence of the sovereign Counts of Barcelona, later Kings of Aragon
The Royal Shipyard (gothic)
Monastery of Pedralbes (gothic)
The Columbus Monument
The Arc de Triomf, a triumphal arch built for entrance to 1888 Barcelona Universal Exposition.
Expiatory church of the Sacred Heart of Jesus on the summit of Tibidabo.
The Historic Building of the University of Barcelona
Museums
Barcelona has a great number of museums, which cover different areas and eras. The National Museum of Art of Catalonia possesses a well-known collection of Romanesque art, while the Barcelona Museum of Contemporary Art focuses on post-1945 Catalan and Spanish art. The Fundació Joan Miró, Picasso Museum, and Fundació Antoni Tàpies hold important collections of these world-renowned artists, as well as the Can Framis Museum, focused on post-1960 Catalan Art owned by Fundació Vila Casas. Several museums cover the fields of history and archaeology, like the Barcelona City History Museum (MUHBA), the Museum of the History of Catalonia, the Archeology Museum of Catalonia, the Maritime Museum of Barcelona, the Music Museum of Barcelona and the privately owned Egyptian Museum. The Erotic museum of Barcelona is among the most peculiar ones, while CosmoCaixa is a science museum that received the European Museum of the Year Award in 2006.
The Museum of Natural Sciences of Barcelona was founded in 1882 under the name of "Museo Martorell de Arqueología y Ciencias Naturales" (Spanish for "Martorell Museum of Archaeology and Natural Sciences"). In 2011 the Museum of Natural Sciences ended up with a merge of five institutions: the Museum of Natural Sciences of Barcelona (the main site, at the Forum Building), the Martorell Museum (the historical seat of the Museum, opened to the public from 1924 to 2010 as a geology museum), the Laboratori de Natura, at the Castle of the Three Dragons (from 1920 to 2010: the Zoology Museum), the Historical Botanical Garden of Barcelona, founded 1930, and the Botanical garden of Barcelona, founded 1999. Those two gardens are a part of the Botanical Institute of Barcelona too.
The FC Barcelona Museum is the third most popular tourist attraction in Catalonia, with 1,51 million visitors in 2013.
Parks
Barcelona contains sixty municipal parks, twelve of which are historic, five of which are thematic (botanical), forty-five of which are urban, and six of which are forest. They range from vest-pocket parks to large recreation areas. The urban parks alone cover 10% of the city (). The total park surface grows about per year, with a proportion of of park area per inhabitant.
Of Barcelona's parks, Montjuïc is the largest, with 203 ha located on the mountain of the same name. It is followed by Parc de la Ciutadella (which occupies the site of the old military citadel and which houses the Parliament building, the Barcelona Zoo, and several museums); including the zoo), the Guinardó Park (), Park Güell (designed by Antoni Gaudí; ), Oreneta Castle Park (also ), Diagonal Mar Park (, inaugurated in 2002), Nou Barris Central Park (), Can Dragó Sports Park and Poblenou Park (both ), the Labyrinth Park (), named after the garden maze it contains. There are also several smaller parks, for example, the Parc de Les Aigües (). A part of the Collserola Park is also within the city limits. PortAventura World, one of the largest resort in Europe, with 5,837,509 visitors per year, is located one hour's drive from Barcelona. Also, within the city lies Tibidabo Amusement Park, a smaller amusement park in Plaza del Tibidabo, with the Muntanya Russa amusement ride.
Beaches
Barcelona beach was listed as number one in a list of the top ten city beaches in the world according to National Geographic and Discovery Channel. Barcelona contains seven beaches, totalling of coastline. Sant Sebastià, Barceloneta and Somorrostro beaches, both in length, are the largest, oldest and the most-frequented beaches in Barcelona.
The Olympic Harbour separates them from the other city beaches: Nova Icària, Bogatell, Mar Bella, Nova Mar Bella and Llevant. These beaches (ranging from were opened as a result of the city restructuring to host the 1992 Summer Olympics, when a great number of industrial buildings were demolished. At present, the beach sand is artificially replenished given that storms regularly remove large quantities of material. The 2004 Universal Forum of Cultures left the city a large concrete bathing zone on the eastmost part of the city's coastline. Most recently, Llevant is the first beach to allow dogs access during summer season.
International relations
Twin towns – sister cities
Barcelona is twinned with:
Antwerp, Belgium (1997)
Athens, Greece (1999)
Boston, United States (1983)
Busan, South Korea (1983)
Cologne, Germany (1984)
Dublin, Ireland (1998)
Gaza City, Palestine (1998)
Havana, Cuba (1993)
Istanbul, Turkey (1997)
Kobe, Japan (1993)
Monterrey, Mexico (1977)
Montevideo, Uruguay (1985)
Montpellier, France (1963)
Rio de Janeiro, Brazil (1972)
San Francisco, United States (2010)
São Paulo, Brazil (1985)
Sarajevo, Bosnia and Herzegovina (2000)
Shanghai, China (2001)
Tel Aviv, Israel (1998)
Tunis, Tunisia (1969)
Valparaíso, Chile (2001)
Suspended twin towns / sister cities agreements
Saint Petersburg, Russia (1985, suspended in 2022)
Partnership and friendship
Barcelona also cooperates with:
Amman, Jordan
Guangzhou, China
Isfahan, Iran
Kyoto, Japan
Lampedusa, Italy
Lesbos, Greece
Maputo, Mozambique
New York City, United States
Ningbo, China
Paris, France
Rosario, Argentina
Saïda, Algeria
Seoul, South Korea
Tétouan, Morocco
Turin, Italy
Notable people
See also
Outline of Barcelona
Architecture of Barcelona
Urban planning of Barcelona
Street names in Barcelona
List of markets in Barcelona
List of tallest buildings in Barcelona
Public art in Barcelona
Mobile World Congress
OPENCities
References
Citations
Sources
Busquets, Joan. Barcelona: The Urban Evolution of a Compact City (Harvard UP, 2006) 468 pp.
Marshall, Tim, ed. Transforming Barcelona (Routledge, 2004), 267 pp.
Ramon Resina, Joan. Barcelona's Vocation of Modernity: Rise and Decline of an Urban Image (Stanford UP, 2008). 272 pp.
External links
Official website of Barcelona
Official website of Barcelona in Spain's national tourism portal
1st-century BC establishments in Spain
Coloniae (Roman)
Establishments in Spain in the Roman era
Historic Jewish communities
Mediterranean port cities and towns in Spain
Populated places in Barcelonès
Recipients of the Royal Gold Medal
Roman sites in Spain
Roman towns and cities in Spain
Populated places established in the 1st century BC |