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4444 | https://en.wikipedia.org/wiki/Bandy | Bandy | Bandy is a winter sport and ball sport played by two teams wearing ice skates on a large ice surface (either indoors or outdoors) while using sticks to direct a ball into the opposing team's goal.
The playing surface, called a bandy field or bandy rink, is a sheet of ice which measures 90–110 metres by 45–65 metres, about the size of a football pitch. The field is considerably larger than the ice rinks commonly used for ice hockey.
The sport is considered a form of hockey and has a common background with association football, ice hockey, shinty and field hockey. Bandy's origins are debatable, but its first rules were organised and published in England in 1882.
Internationally, bandy's strongest nations in both men's and women's competitions at present are Sweden and Russia; both countries have established professional men's bandy leagues. In Russia, it is estimated that more than one million people play bandy. The sport also has organised league play and fans in other countries, including Finland, Norway and Kazakhstan. The premier international bandy competition for men is the Bandy World Championship and the premier international bandy competition for women is the Women's Bandy World Championship.
From the 1890s until 1955, there was no established international governing body for bandy. The international governing body for bandy today is the Federation of International Bandy (FIB) which formed in February 1955. In 2001, bandy was recognized as a sport by the International Olympic Committee (IOC). Both traditional eleven-a-side bandy and rink bandy (which is played on a smaller rink) are recognized by the IOC. Based on the number of participating athletes, the FIB has claimed bandy is the world's second-most participated winter sport after ice hockey, but it is not recorded how many of these participants are male and how many are female.
History
Background
The earliest origin of the sport is debated. Though many Russians see their old countrymen as the creators of the sport – reflected by the unofficial title for bandy, "Russian hockey" (русский хоккей) – Russia, England, Wales, and the Netherlands each had sports or pastimes, such as bando, which can be seen as forerunners of the present sport. The mid-18th-century Devonshire Dialogue collection lists Bandy as "a game, like that of Golf, in which the adverse parties endeavour to beat a ball (generally a knob or gnarl from the trunk of a tree,) opposite ways... the stick with which the game is played is crook'd at the end".
The sport's first published set of organized rules was codified in 1882 in England by Charles Goodman Tebbutt of the Bury Fen Bandy Club. When the international federation was founded in 1955, it came about after a compromise between Russian and English rules, in which more of the English rules prevailed.
Since association football was already popular in England, the codified bandy rules took after much of the football rules. Like association football, games are normally two 45 minute halves and there are 11 players per side. Players sticks are curved like large field hockey sticks and the bandy ball is roughly the size of a tennis ball with a cork core and hard plastic coating. Bandy balls are either orange or more commonly nowadays, cerise. Shouldering is allowed in checking situations and body contact therefore does occur, but body checking and fighting are illegal. The offside rule in bandy is in general similar to the offside rules used in association football. Goalkeepers use gloves made specifically for their position and wear them on both hands but do not use any type of stick.
Early days
Bandy as an ice skating sport first developed in Britain. English bandy developed as a winter sport in the Fens of East Anglia. Large expanses of ice would form on the flooded meadows or shallow washes in cold winters where fen skating, which has been a tradition dating back to at least medieval times, took place. Bandy's early recorded modernization period can be traced back to 1813.
Members of the Bury Fen Bandy Club published rules of the game in 1882, and introduced it into other European countries. A variety of stick and ball games involving ice skating were introduced to North America by the 1800s but failed to organize and develop popular rules codes. However, these stick and ball games became one of the eventual antecedents of the modern sport of ice hockey, whose first rules were codified in Canada in 1875, almost a decade before the rules of modern bandy were established in Britain.
The first international bandy match took place in 1891 between Bury Fen and the Haarlemsche Hockey & Bandy Club from the Netherlands (a club which after a couple of club fusions now is named HC Bloemendaal). The same year, the National Bandy Association was established in England as a governing body for the sport in England. National governing federations for bandy were also founded in the 1890s in the Netherlands and Russia and in the following decade in Finland, Sweden, and Norway.
The match later dubbed "the original bandy match", was actually held in 1875 at The Crystal Palace in London. However, at the time, the game was called "hockey on the ice", probably as it was considered an ice variant of field hockey.
An early maker of bandy sticks was the firm of Gray's, Cambridge. One such stick, now in the collections of the Museum of Cambridge, has a length of rope twisted round the handle to rescue any player who might fall through the ice, as the game was played on frozen lakes back then. An 1899 photo of two players demonstrating the game shows the sticks being held single-handed.
Historically, bandy was a popular sport in England and in some central and western European countries until the First World War, and from 1901 to 1926 it was played in the Scandinavian Nordic Games, the first international multi-sport event focused on winter sports.
Etymology
The sport's English name comes from the verb "to bandy", from the Middle French ("to strike back and forth"), and originally referred to a 17th-century Irish game similar to field hockey. The curved stick was also called a "bandy". The etymological connection to the similarly named Welsh hockey game of bando is not clear.
An old name for bandy is hockey on the ice; in the first rule books from England at the turn of the Century 1900, the sport is literally called "bandy or hockey on the ice". Since the early 20th century, the term bandy is usually preferred to prevent confusion with ice hockey.
The sport is known as bandy in many languages, with a few exceptions. In Russia, bandy is called "Russian hockey" () or more frequently, and officially, "hockey with a ball" () while ice hockey is called "hockey with a puck" () or more frequently just "hockey". If the context makes it clear that bandy is the subject, it as well can be called just "hockey". In Belarusian, Ukrainian and Bulgarian it is also called "hockey with a ball" (, and respectively). In Slovak "bandy hockey" () is the name. In Armenian, Kazakh, Kyrgyz, Mongol and Uzbek, bandy is known as "ball hockey" (, , , and respectively). In Finnish the two sports are distinguished as "ice ball" () and "ice puck" (), as well as in Hungarian (), although in Hungarian it is more often called "bandy" nowadays. In Estonian bandy is also called "ice ball" (). In Mandarin Chinese it is "bandy ball" (). In Scottish Gaelic the name is "ice shinty" (). In old times shinty or shinney were also sometimes used in English for bandy.
Because of its similarities with association football, bandy is also nicknamed "winter football" ().
Historical relationship with association football and ice hockey
Bandy and association football
With association football and hockey on ice or bandy both being popular sports in parts of Europe around 1900, bandy was highly influenced by football and taking after its main rules: having a field approximately the same size, having the same number of players on each team and having the same game time (2×45 minutes). It is natural that bandy got the nickname 'winter football'.
It was common for sports clubs to have both a bandy and a football section, with athletes playing both sports but at different times of the year. Some examples are Nottingham Forest Football and Bandy Club in England (today known just as Nottingham Forest F.C.) and Norwegian Strømsgodset IF and Mjøndalen IF, with both having an active bandy section.
In Sweden, most football clubs that were active during the first half of the 20th century also played bandy. Swedish player Orvar Bergmark earned silver medals in the world championships of both sports in the 1950s. Later, as the season for each sport increased in time, it was not as easy for the players to engage in both sports, so some clubs came to concentrate on one or the other. Many old clubs still have both sports on their program. Sten-Ove Ramberg is the last Swedish player in both national teams (1978 in bandy, 1979–1984 in football).
Bandy and ice hockey
As bandy in a way can be seen as a precursor to ice hockey, bandy has influenced the development and history of ice hockey, mainly in European and former Soviet countries. While modern ice hockey was created in Canada, a variety of games which bore a closer resemblance to bandy were initially played there after British soldiers introduced the game of bandy in the late 19th century. At the same time as modern ice hockey rules were formalized in British North America (present-day Canada), bandy rules were decided upon in Europe. A cross between English and Russian bandy rules eventually developed with the football-inspired English rules (cf the passage above about bandy and association football) becoming dominant, together with the Russian low-border along most of the two sidelines, an addition to the sport which has maintained its presence since the 1950s.
Before Canadians introduced ice hockey into Europe in the early 20th century, "hockey" was another name for bandy, and still is in parts of Russia and Kazakhstan.
Both bandy and ice hockey were played in Europe during the 20th century, especially in Sweden, Finland, and Norway. Ice hockey became more popular than bandy in most of Europe, mostly because it had become an Olympic sport, while bandy had not. Athletes in Europe who had played bandy switched to ice hockey in the 1920s to compete in the Olympics. The smaller ice fields needed for ice hockey also made its rinks easier to maintain, especially in countries with short winters. On the other hand, ice hockey was not played in the Soviet Union until the 1950s, when the USSR wanted to compete internationally. The typical European style of ice hockey, with flowing, less physical play, represents a heritage of bandy.
Modern development
First national bandy league
The first national bandy league in modern history was started in Sweden in 1902.
Bandy in the Nordic Games
Bandy was played at the Nordic Games in both Stockholm and Kristiania (present day Oslo) in 1901, 1903, 1905, 1909, 1913, 1917, 1922 and 1926, and between Swedish, Finnish and Russian teams at similar games in Helsinki in 1907. Bandy appeared as a sport in all eight editions of the Nordic Games from 1901 to 1926.
European Bandy Championships
The 1913 European Bandy Championships was the first (and to date, the only) European Championship tournament in bandy. It was held in February 1913, in St. Moritz, Switzerland with eight countries participating, but none from the Nordic countries. While Germany competed, Sweden and Russia did not, with both countries competing in the 1913 Nordic Games instead. In 2014, the Four Nation Bandy tournament was held in Davos, Switzerland, as a centenary celebration of the 1913 European Bandy Championships.
Highest altitude
The highest altitude where bandy has been played is in Khorugh, the capital of the Tajik autonomous province of Gorno-Badakhshan. Khorugh is situated 2,200 metres (7,200 ft) above sea level in the Pamir Mountains.
World Championships and Russian performance
Since the 1950s, when the Soviet Union ended its isolation and started to take part in international sports events, there has been a reason to play world championships. The International Bandy Federation was founded in 1955 and the first world championships were played in 1957 with the Soviet Union and then Russia (as its successor country in 1993) almost consistently in a top position in the sport of bandy alongside Sweden. Finland has won once, in 2004.
In a similar fashion, Russia, along with Sweden, has emerged as one of the two dominant women's bandy nations internationally in the Women's Bandy World Championship.
Women's bandy
Women's bandy uses the exact same rules as men, but the women's game is played separately. Women have been playing bandy since the sport was originally developed. Although there were several attempts in the early part of the 19th century to organise bandy leagues for women's teams, regular leagues only started in the 1970s in Sweden and Finland and then later in the 1980s in Norway and the Soviet Union.
Bandy moving indoors
Starting in the 1980s and increasingly since the turn of the millennium, more and more indoor arenas for bandy have been built (often as joint arenas to be used also for football or speed skating). The use of indoor arenas makes the effects of the weather on a game virtually insignificant, something which earlier always have been a factor to consider for the teams and the audiences. However, unlike some other sports, bandy is still the same game with the same rules indoors or outdoors and no changes are made to the rules depending on whether there's a roof overhead or not. Many games, even in the highest leagues, are still played outdoors. In Sweden there are more indoor arenas than in all other countries combined.
Overview
Bandy is played on ice, using a single round bandy ball. Two teams of 11 players each compete to get the ball into the other team's goal using bandy sticks, thereby scoring a goal. The team that has scored more goals at the end of the game is the winner. If both teams have scored an equal number of goals, then, with some exceptions, the game is a draw. The game is designed to be played on a rectangular sheet of ice, called a bandy field, which is the same size as a football (soccer) field.
In a typical game, players attempt to propel the ball toward their opponents' goal through individual control of the ball, such as by dribbling, passing the ball to a teammate, and taking shots at the goal, which is guarded by the opposing goalkeeper. Opposing players may try to regain control of the ball by intercepting a pass or tackling the opponent who controls the ball. However, physical contact between opponents is limited. Bandy is generally a free-flowing game, with play stopping only when the ball has left the field of play, or when play is stopped by the referee. After a stoppage, play can recommence with a free stroke, a penalty shot or a corner stroke. If the ball has left the field along the sidelines, the referee must decide which team touched the ball last, and award a restart stroke to the opposing team, just like football's throw-in.
In terms of rules, bandy has several rules that are similar to football. Each team has 11 players, one of whom is a goalkeeper. The offside rule, which in general is similar to the one used in football, is also employed. A goal cannot be scored from a goal throw, but unlike football, a goal can be scored from a stroke-in or a corner stroke. All free strokes are "direct" and allow a goal to be scored without another player touching the ball. A primary rule is that players (other than the goalkeepers) may not intentionally touch the ball with their heads, hands or arms during play. Although players usually use their sticks to move the ball around, they may use any part of their bodies other than their heads, hands or arms and may use their skates in a limited manner.
The rules do not specify any player positions other than goalkeeper, but a number of player specialisations have evolved. Broadly, these include three main categories:
forwards, whose main task is to score goals
defenders, who specialise in preventing their opponents from scoring
midfielders, who take the ball from the opposition and pass it to the forwards.
Players in these positions are referred to as outfield players, to discern them from the single goalkeeper. These positions are further differentiated by which side of the field the player spends most time in. For example, there are central defenders, and left and right midfielders. The ten outfield players may be arranged in these positions in any combination (for example, there may be three defenders, five midfielders, and two forwards), and the number of players in each position determines the style of the team's play; more forwards and fewer defenders would create a more aggressive and offensive-minded game, while the reverse would create a slower, more defensive style of play. While players may spend most of the game in a specific position, there are few restrictions on player movement, and players can switch positions at any time. The layout of the players on the pitch is called the team's formation, and defining the team's formation and tactics is usually the prerogative of the team's manager(s). Formation in bandy is often comparable to the formation in association football.
Rules
There are eighteen rules in official play, designed to apply to all levels of bandy, although certain modifications for groups such as juniors, veterans or women are permitted. The rules are often framed in broad terms, which allow flexibility in their application depending on the nature of the game. A game is officiated by a referee, the authority and enforcer of the rules, whose decisions are final. The referee may have one or two assistant referees. A secretary outside of the field often takes care of the match protocol.
The Bandy Playing Rules can be found on the official website of the Federation of International Bandy, and are overseen by the Rules and Referee Committee.
Players
Each team consists of a maximum of 11 players (excluding substitutes), one of whom must be the goalkeeper. A team of fewer than eight players may not start a game. Goalkeepers are the only players allowed to play the ball with their hands or arms, and they are only allowed to do so within the penalty area in front of their own goal.
Though there are a variety of positions in which the outfield (non-goalkeeper) players are strategically placed by a coach, these positions are not defined or required by the rules of the game.
The positions and formations of the players in bandy are virtually the same as the common association football positions and the same terms are used for the different positions of the players. A team usually consists of defenders, midfielders and forwards. The defenders can play in the form of centre-backs, full-backs and sometimes wing-backs, midfielders playing in the centre, attacking or defensive, and forwards in the form of centre forward, second strikers and sometimes a winger. Sometimes one player is also taking up the role of a libero.
Any number of players may be replaced by substitutes during the course of the game. Substitutions can be performed without notifying the referee and can be performed while the ball is in play. However, the substitute must leave the ice before the teammate enters it. A team can bring at the most four substitutes to the game, five if one of these is an extra goalkeeper.
Formation
Formation in bandy describes how the players in a team generally position themselves on the rink and is often comparable to the formation in association football. The team's manager(s) define the team's formation while tactics are usually their prerogative as well.
Bandy is a fluid and fast-moving game, and (with the exception of the goalkeeper) a player's position in a formation does not define their role as rigidly as for, for instance, a rugby player, nor are there episodes in play where players must expressly line up in formation (as in gridiron football). The bandy games are more similar to association football in this regard. Nevertheless, a player's position in a formation generally defines whether a player has a mostly defensive or attacking role, and whether they tend to play towards one side of the pitch or centrally.
Duration and tie-breaking measures
A standard adult bandy match consists of two periods of 45 minutes each, known as halves. Each half runs continuously, meaning the clock is not stopped when the ball is out of play; the referee can, however, make allowance for time lost through significant stoppages as described below. There is usually a 15-minute half-time break. The end of the match is known as full-time.
The referee is the official timekeeper for the match and may make an allowance for time lost through substitutions, injured players requiring attention, or other stoppages. This added time is commonly referred to as stoppage time or injury-time, and must be reported to the match secretary and the two captains. The referee alone signals the end of the match.
If it is very cold or if it is snowing, the match can be broken into thirds of 30 minutes each. At the extremely cold 1999 World Championship some matches were played in four periods of 15 minutes each and with extra long breaks in between. In the World Championships the two halves can be 30 minutes each for the nations in the B division.
In league competitions, games may end in a draw, but in some knockout competitions if a game is tied at the end of regulation time it may go into extra time, which usually consists of two further 10-minute periods. If the score is still tied after extra time, the game will be decided on penalties. The teams shoot five penalties each and if this doesn't settle the game, the teams shoot one more penalty each until one of them misses and the other scores.
Ball in and out of play
Under the rules, the two basic states of play during a game are ball in play and ball out of play. From the beginning of each playing period with a stroke-off (a set strike from the centre-spot by one team) until the end of the playing period, the ball is in play at all times, except when either the ball leaves the field of play, or play is stopped by the referee. When the ball becomes out of play, play is restarted by one of six restart methods depending on how it went out of play:
Stroke-off
Goal-throw
Corner stroke
Free-stroke
Penalty shot
Face-off
If the time runs out while a team is preparing for a free-stroke or penalty, the strike should still be made but it must go into the goal by one shot to count as a goal. Similarly, a goal made via a corner stroke should be allowed, but it must be executed using only one shot in addition to the strike needed to put the ball in play.
Free-strokes and penalty shots
Free-strokes can be awarded to a team if a player of the opposite team breaks any rule, for example, by hitting with the stick against the opponent's stick or skates. Free-strokes can also be awarded upon incorrect execution of corner-strikes, free-strikes, goal-throws, and so on. or the use of incorrect equipment, such as a broken stick.
Rather than stopping play, the referee may allow play to continue when its continuation will benefit the team against which an offence has been committed. This is known as "playing an advantage". The referee may "call back" play and penalise the original offence if the anticipated advantage does not ensue within a short period of time, typically taken to be four to five seconds. Even if an offence is not penalised because the referee plays an advantage, the offender may still be sanctioned (see below) for any associated misconduct at the next stoppage of play.
If a defender violently attacks an opponent within the penalty area, a penalty shot is awarded. Certain other offences, when carried out within the penalty area, for instance a defender holding or hooking an attacker, or blocking a goal situation with a lifted skate, thrown stick or glove and so on result in a penalty shot. Also, the defenders (with the exception of the goal-keeper) are not allowed to kneel or lie on the ice. The final offences that might mandate a penalty shot are those of hitting or blocking an opponent's stick or touching the ball with the hands, arms, stick or head. A 10-minute penalty or a red card may be issued to the offending player as well.
Warnings and penalties
A ten-minute penalty is indicated through the use of a blue card and can be caused by protesting or behaving incorrectly, attacking an opponent violently or stopping the ball incorrectly to get an advantage.
The third time a player receives a time penalty, it will be a personal penalty, meaning he or she will miss the remainder of the match. A substitute can enter the field after five or ten minutes, depending on the type of time penalty received. A full game penalty can be received upon using abusive language or directly attacking an opponent and means that the player can neither play nor be substituted for the remainder of the game. A match penalty is indicated through the use of a red card.
Offside
The offside rule effectively limits the ability to attack players to remain forward (i.e. closer to the opponent's goal-line) of the ball, the second-to-last defending player (which can include the goalkeeper), and the half-way line. This rule is in general similar to that of soccer.
Equipment
The basic equipment players are required to wear includes a pair of bandy skates, a helmet, a mouthguard and, in the case of the goalkeeper, a faceguard.
The teams must wear uniforms that make it easy to distinguish the two teams. The goalkeeper wears distinct colours to be singled out from his or her teammates, just as in football. The ice skates, sticks and any tape on the stick must be of another colour than the bandy ball, which is orange or cerise.
In addition to the aforementioned items, various pieces of gear are used to protect the knees, elbows, genitals and throat. The pants and gloves may contain padding.
Bandy stick
The stick used in bandy is an essential part of the sport. It should be made of an approved material such as wood or a similar material and should not contain any metal or sharp parts which can hurt the surrounding players.
Sticks are crooked and are available in five angles, where 1 has the smallest bend and 5 has the most. Bend 4 is the most common size in professional bandy.
The bandy stick should not have similar colours to the ball, such as orange or pink; it should be no longer than , and no wider than .
Bandy field
A bandy field is by , a total of , or about the same size as a football pitch and considerably larger than an ice hockey rink. Along the sidelines a high border (vant, sarg, wand, wall) is placed to prevent the ball from leaving the ice. It should not be attached to the ice, to glide upon collisions, and should end away from the corners.
Centered at each shortline is a wide and high goal cage and in front of the cage is a half-circular penalty area with a radius. A penalty spot is located in front of the goal and there are two free-stroke spots at the penalty area line, each surrounded by a circle.
A centre spot with a circle of radius denotes the center of the field. A centre-line is drawn through the centre spot parallel with the shortlines.
At each of the corners, a radius quarter-circle is drawn, and a dotted line is painted parallel to the shortline and away from it without extending into the penalty area. The dotted line can be replaced with a long line starting at the edge of the penalty area and extending towards the sideline, from the shortline.
The goal cage used in bandy is 3.5 m (11 ft) wide and 2.1 m (6 ft 11 in) high and is the largest one used by any organized winter team sport.
Protective equipment
Bandy players require protective equipment, some of which is designed specifically for the sport such as the bandy chinguard. Equipment is similar to that worn in ice hockey but is typically smaller, lighter, and more flexible, and more closely resembles the equipment worn in the modern sport of ringette.
All players are required to wear helmets. While some bandy players are required to wear facemasks such as young players, some outfield players only wear a helmet with a bandy chin guard. Goaltenders are the exception and must wear a helmet and facemask at all times.
International
International games in the early years
The first international games were played by club teams in the 1890s.
Starting in the first decade of the 20th Century, friendlies were played between national teams of some European countries. While games like this did not take place in central and western Europe after the 1910s, the Nordic countries of Estonia, Finland, Norway, and Sweden continued, doing it more regularly during the 1920s and 1930s with annually or semi-annually recurring friendlies between some of them.
Sweden tried to arrange friendlies with the Soviet Union in the 1940s, but it did not come to be until the 1950s.
Nordic Games
Bandy was played as one of the sports at the Nordic Games, international winter sports events held during the first few decades of the 20th Century.
International federation
The Fédération internationale de hockey sur glace, or International Ice Hockey Federation, was founded in 1908 and was governing some bandy competitions in its early years, before only concentrating on ice hockey.
The Federation of International Bandy (FIB) was formed as International Bandy Federation in 1955 and has had 33 members at most, each representing a country where bandy is played. Currently, there are 27 members of the federation. The name of the federation was changed to the present one in 2001 after the International Olympic Committee approved it as a so-called "recognized sport". The abbreviation "IBF" was at the time already used by another recognized sports federation, and IOC considers it important that the official abbreviations of sports federations are unique, so that the federations are not mistaken for one another. In 2004, FIB was fully accepted by IOC.
FIB is now a member of Association of IOC Recognised International Sports Federations.
World Championships
Men
The Bandy World Championship for men is arranged by the FIB and was first held in 1957. It was held every two years starting in 1961, and every year since 2003.
Currently, the record number of countries participating in the World Championships is twenty (2019). Since the number of countries playing bandy is not large, every country which can set up a team is welcome to take part in the World Championship. The quality of the teams varies; however, with only six nations, Sweden, the Soviet Union, Russia, Finland, Norway, and Kazakhstan, having won medals (allowing for the fact that Russia's team took over from the Soviet Union in 1993). Finland won the 2004 world championship in Västerås, Sweden, while all other championships have been won by Sweden, the Soviet Union and Russia.
The Soviet Union won all championships until 1981, when Sweden managed to break the streak of eleven straight gold medals. Sweden won again in the next tournament in 1983, but Soviet again seized the victory in 1985. The Soviet Union also won at its last two appearances, and then Sweden won in 1993, 1995 and 1997. Russia, having taken over after the Soviet Union, and Sweden have kept on winning all championships between them except for 2004, when Finland managed to claim the win.
In 2020, the B division of the World Championship was played, but the A division – which was to be played about a month later – was first postponed a couple of times due to the outbreak of the COVID-19 pandemic and later moved to the next year as the pandemic did not end. The championship tournament could however not be played in 2021 either. In 2022, the championship was finally to be held, but since it was scheduled to be played in Russia, many national federations said they did not want to participate because of the 2022 Russian invasion of Ukraine and it was cancelled by the FIB since this meant there would have been too few competing teams.
Women
The first World Championship for women took place in February 2004 in Lappeenranta, Finland. Sweden won the championship without conceding a goal. In the 2014 women's World Championship Russia won for the first time, defeating Sweden, making it the first time Sweden did not win the world title. In 2016 Sweden took the title back.
The 2018 women's tournament was played in a country situated completely in Asia for the first time, when in was hosted in Chengde, China. It was the same for the men's tournament that same year (the area north and west of the Ural River is located in Europe, thus Kazakhstan, which had hosted a world championship before, is a transcontinental country), when Harbin hosted the 2018 Division B tournament.
The 2020 championship saw China withdraw its participation due to the COVID-19 pandemic, but the tournament was held in Norway in February and the pandemic had not yet reached Europe. In 2022 when the championship was played in Sweden, China did not yet return, while Russia and Ukraine both withdrew because of the 2022 Russian invasion of Ukraine.
Youth
There are also Youth Bandy World Championships in different age groups for boys and young men and in one age group for girls. The oldest group is the under 23 championship, Bandy World Championship Y-23.
Olympic Movement
Bandy was officially recognized by the International Olympic Committee (IOC) under the Association of IOC Recognised International Sports Federations (ARISF) in 2004, and was played as a demonstration sport at the 1952 Winter Olympics in Oslo. However, it has yet to officially be played at the Olympics.
According to the FIB, bandy is the world's second-most participated winter sport after ice hockey based on the number of participating athletes. It is unclear how many of the players participate in the male category and how many in the female category. The FIB has also recorded bandy (men's) as having ranked as the number two winter sport in terms of tickets sold per day of competitions at the sport's world championship.
However, compared with the seven Winter Olympic sports, bandy's popularity among other winter sports across the globe is considered by the International Olympic Committee to have a, "gap between popularity and participation and global audiences", which is a roadblock to future Olympic inclusion.
The FIB has also stated that the sport ranks as the number two winter sport in terms of tickets sold per day of competitions at the men's world bandy championship. However, compared with the seven Winter Olympic sports, bandy's popularity among other winter sports across the globe is considered by the International Olympic Committee to have a "gap between popularity and participation and global audiences", which is a roadblock to future Olympic inclusion. In addition, the Olympic Charter requires a sport to be widely practiced by men in at least 75 countries and on four continents, and by women in no fewer than 40 countries and on three continents in order to be accepted.
FIB president Boris Skrynnik lobbied for Bandy to be included in the 2014 Winter Olympics in Sochi, given Russia's prominence in the sport. Members of the Chinese Olympic Committee were present at the 2017 world championships to meet with Skrynnik about the possibility of considering the sport for the 2022 Winter Olympics in Beijing. However, in 2018 it was announced no new sports would be added for 2022.
Asian Winter Games
At the 2011 Asian Winter Games, open to members of the Olympic Council of Asia, men's bandy was included for the first time. Three teams contested the inaugural competition, and Kazakhstan won the gold medal. The President of Kazakhstan, Nursultan Nazarbayev, attended the final.
There was no bandy competition at the next Games, the 2017 Asian Winter Games held in Japan.
Winter Universiade/Winter World University Games
Bandy made its debut at the Winter Universiade during the 2019 Games in Krasonyarsk, Russia. Originally a six-team tournament for men and a four-team tournament for women were planned to be held. However, later China withdrew from the men's tournament and was supposed to be replaced by Belarus. Since that did not happen either, participating teams among women were Russia, Sweden, Norway and the United States, while among men Russia, Sweden, Norway, Finland and Kazakhstan.
In 2019, the International University Sports Federation expected bandy to be a part of the 2023 Winter World University Games (Winter World University Games being the new name of the Winter Universiade) too, however, this does not seem to be so, as the hosts in Lake Placid, USA, has not included it in its preliminary schedules.
World Cup
The World Championships should not be confused with the annual Bandy World Cup competitions. The World Cup is for club teams.
Men
The Bandy World Cup for men in Ljusdal, Sweden, has been played annually since the 1970s and is the biggest bandy tournament for elite-level club teams. It is played indoors in Sandviken since 2009 because Ljusdal has no indoor arena. It is expected to return to Ljusdal once an indoor arena has been built. World Cup matches are played day and night, and the tournament is played in four days in late October. The teams participating are mostly, and some years exclusively, from Sweden and Russia, which has the two best leagues in the world.
The COVID-19 pandemic led to the Cup being cancelled in 2020 and 2021.
Women
There is also a club competition for women's bandy teams called Bandy World Cup Women. Its inaugural year was in 2007.
European Cup
The European Cup was first played in 1974 and was a competition featuring the national men's champion team from any European country which had a national bandy championship. This meant, at the time, that only four teams competed every year, which were the men's champions from Finland, Norway, the Soviet Union, and Sweden. After the Soviet Union had been dissolved in 1991, the Russian champions took part instead. The cup is not formally defunct, but the last installment was played in 2009.
4 Nations Tournament
The Federation of International Bandy usually arranges a four nations tournament every year between national teams from Norway, Finland, Russia and Sweden. The 2022 tournament was originally set for 21–23 January, but was cancelled after the Swedish Bandy Association announced they would not be hosting it for that season.
Rossiya Tournament (Russian Government Cup)
During the period 1972–1990, the Rossiya Tournament was held semi-annually for national teams in the years when there was no world championship. This tournament was always played in the Soviet Union and arranged by the newspaper Sovetskaya Rossiya. It was affectionately called "the small world championship". From 1992 the tournament was renamed Russian Government Cup. The last instalment was played in 2012.
Overview of international competitions
There are several existing international bandy competitions with events varying based upon age, competitive level, and sex.
Senior
Junior
Variants of bandy and sports developed from bandy
7-a-side bandy
Varieties of bandy exist, utilising the same rules only with slight differences, like seven-a-side bandy with regulation sized goal cages but without corner strokes and often on a smaller sized rink. Seven-a-side bandy was popular in central Europe and in England in the late 19th and early 20th Centuries, while eleven-a-side bandy was preferred in the Nordic countries and in Russia. Seven-a-side bandy rules were applied at the 1913 European Bandy Championships and at the Davos Cup in 2016.
Rink bandy
Rink bandy is a bandy variant played on an ice hockey-size rink. It was originally conceived as a way of practicing bandy in the summertime, when there were no bandy sized indoor rinks but ice hockey rinks had started to be built indoors. Rink bandy is played by basically the same rules as regular bandy but on a playing surface the size of an ice hockey rink with ice hockey goal cages and six players on each team (or five in the case of the USA Rink Bandy League).
There have been international competitions for rink bandy played by the best bandy players in the 1980s and 1990s, both for club teams and for national teams, there were world championships in rink bandy in those days and the Hofors World Cup for clubs was played annually from 1984 to 1998. When more indoor bandy rinks have been built, rink bandy has more become a sport for lower league teams a d recreational play.
Rink bandy was played in the 2012 European Company Sports Games program.
Some member nations of the Federation of International Bandy, which is the international governing body for rink bandy as well as bandy, do not have regulation sized bandy surfaces which are larger than the more common ice hockey ice rink and therefore only play rink bandy at home; this includes most of the World Championships Group B participants.
Rinkball
Rink bandy has in turn led to the creation of the sport of rinkball. The sport of rinkball has at times been referred to as a variant of bandy, however it organized by the 1980s and has since become an established organized sport with its own governing body and differs considerably from both bandy and ice hockey, the sport's two major influences.
Floorball
Bandy is also the predecessor of floorball, which was invented when people started playing with plastic bandy shaped sticks and lightweight balls when running on the floors of indoor gym halls.
Landbandy
In Sweden, informal games played like bandy but on ice-free ground (usually on gravel or asphalt concrete) are called landbandy (see landbandy at the Swedish language Wikipedia).
No roller or parasport variants exist
There is no formal roller sport companion to bandy involving either inline skates or parallel wheel roller skates, even if rink hockey can be considered to have some similarities with bandy. There is also no formally organized skateless ice variant of bandy, and bandy does not have any parasport variant.
Countries
China
The China Bandy Federation was set up in 2014. Since them, China has since participated in a number of world championship tournaments, with men's, women's and youth teams. China Bandy is mainly financed by private resources. The development of the sport in China is supported by the Harbin Sport University.
Czechia
A team from Prague became Austrian national bandy champions in 1911. Czechia has been playing in the World Championship since 2016. As a way of preparing as well as possible for international matches, they have invented modified rules for games on ice hockey rinks, a variety called short bandy. Their (former rink bandy) league now is called Liga českého národního bandy.
Estonia
Bandy as an organized sport was played in Estonia in the 1910s to 1930s and the country had a national championship for some years. The national team played friendlies against Finland in the 1920s and 1930s. The sport was played sporadically during the Soviet occupation 1944–1991. It has since then become more organised again, partly through exchange with Finnish clubs and enthusiasts. As of 2018, Estonia takes part in both the Bandy World Championship for men, and the Women's Bandy World Championship.
Finland
Bandy as an organized sport was introduced to Finland from Russia in the 1890s. Finland has been playing bandy friendlies against Sweden and Estonia since its independence in 1917.
The first men's Finnish national championships were held in 1908 and was the first national Finnish championship held in any team sport. National champions have been named every year except for three years in the first half of the 20th century when Finland was at war. The top national league is called Bandyliiga and is semi-professional. The best players turn fully professional by being recruited by clubs in Sweden or Russia. As of the 2020–21 season, Bandyliiga consisted of the following teams: Akilles, Botnia-69, HIFK, JPS, Kampparit, Narukerä, OLS, Veiterä and WP 35.
Finland was an original member of the Federation of International Bandy and is the only country besides Russia/Soviet Union and Sweden to have won a Bandy World Championship, which it did in 2004.
The Federation of International Bandy (FIB) is planning for a major premiere for indoor bandy in Finland in 2023 with the venue taking place at an indoor arena in Lappeenranta. When the arena is ready, an international inauguration is to take place with a 4-nation bandy tournament. Participants will include teams from Russia, Sweden, Norway and Finland. The tournament is scheduled for 20–22 January 2023.
Germany
Bandy was played in Germany in the early 20th century, including by Crown Prince Wilhelm, but the interest died out in favour of ice hockey. The Leipziger Sportclub, which arguably had the best team, was also the last club to give bandy up. The sport was reintroduced to Germany in the 2010s, with the German Bandy Federation being founded in 2013. Germany has been participating in the Bandy World Championship, a competition for male competitors, since 2014.
Kazakhstan
Bandy has a long history in many parts of Kazakhstan and it used to be one of the most popular sports in Soviet times. However, after independence it suffered a rapid decline in popularity and only remained in Oral (often called by the Russian name, "Uralsk"), where the country's only professional club Akzhaiyk is located. They presently compete in the Russian second tier division, the Russian Bandy Supreme League.
Recently bandy has started to gain popularity again outside of Oral, most notably in Petropavl and Khromtau. Those were for example the three Kazakh cities which had players in the team at the Youth-17, Youth Bandy World Championship for boys in 2016. The capital Nur-Sultan has hosted national youth championships in rink bandy as well as championships in traditional eleven-a-side bandy.
In recent years the former capital Almaty has hosted both the Asian Winter Games (with bandy on the program) as well as the Bandy World Championship for men in which Kazakhstan finished 3rd. Plans are being made to reinvigorate the bandy section of the club Dynamo Almaty, who won the Soviet Championships in 1977 and 1990 as well as the European Cup in 1978. Almaty is also the home of the headquarters of the Asian Bandy Federation. Since bandy began regaining popularity and acceptance, the state has begun supporting bandy. Medeu in Almaty is the only arena with artificial ice. A second arena in Almaty was built for the World Championship 2012, but it was taken down afterwards. Stadion Yunost in Oral was supposed to get artificial ice for the 2017–18 season. It got delayed but in 2018 it was officially ready for use.
Mongolia
The national team took a silver medal at the 2011 Asian Winter Games, which led to being chosen as the best Mongolian sport team of 2011. Mongolia was proud to win the bronze medal of the B division at the 2017 Bandy World Championship after which the President of Mongolia, Tsakhiagiin Elbegdorj, held a reception for the team.
Netherlands
Bandy as an organized sport was introduced to the Netherlands in the 1890s by Pim Mulier and the sport became popular. However, in the 1920s, the interest turned to ice hockey, but in contrast to other countries in central and western Europe, the sport has been continuously played in the Netherlands and since the 1970s, the country has become a member of FIB and games have been more formalised again. The national team started to compete at the WCS in 1991. However, without a proper venue, only rink bandy is played within the country. The national governing body is the Bandy Bond Nederland.
Norway
Bandy as an organized sport was introduced to Norway in the 1910s. The Swedes contributed largely and clubs sprang up around the capital of Kristiania (present day Oslo). Oslo, including neighbouring towns, is in the 21st Century still the region where bandy enjoys most popularity in Norway.
In 1912 the Norwegians played their first National Championship, which was played annually up to 1940. During World War II, when Norway was occupied by Germany, illegal bandy was played in hidden places in forests, on ponds and lakes. In 1943, 1944 and 1945, illegal championships were held. In 1946 legal play resumed and still goes on in form of the Norwegian Bandy Premier League (Eliteserien). After World War II the number of teams rose, as well as attendance which regularly were in the thousands, but mild winters in the 1970s and 1980s shrunk the league, and in 2003 only five clubs (teams) fought out the 1st division with low attendance numbers and little media coverage. As of 2021 there are 10 teams in the Norwegian Bandy Premier League.
Norway's best result in the World Championship is a second place in 1965.
Russia
In Russia bandy is known as hockey with a ball or simply Russian hockey. A similar game became popular among the Russian nobility in the early 1700s, with the imperial court of Peter the Great playing a predecessor of modern bandy on Saint Petersburg's frozen Neva river. Russians initially played this game using ordinary footwear with sticks made out of juniper wood, but it wasn't until later that ice skates were introduced. Bandy did not become popular among the masses throughout the Russian Empire until the second half of the 19th century. The predecessor of the current Russian Bandy Federation was founded in 1898. Bandy is considered a national sport in Russia and is the only discipline to have official support of the Russian Orthodox Church.
Traditionally the Russians used a longer skate blade than other nations, giving them the advantage of skating faster. However, they would find it more difficult to turn quickly. A bandy skate has a longer blade than an ice hockey skate, and the "Russian skate" is even longer.
Though bandy was still played in the Soviet Union after the Russian revolution, they did not partake in any international games for many decades. While agreements had previously been made to play friendlies against Sweden in the late 1940s, these plans had not come to fruition. The bandy event at the 1952 Winter Olympics in Oslo, Norway where men's bandy featured as a demonstration sport, was played without any Soviet team. However, the Soviets reconsidered their position following this competition.
When the Federation of International Bandy was formed in 1955, with the Soviet Union as one of its founding members, the Russians largely adopted the international rules of the game developed in England in the 19th century, with one notable exception. The other countries adopted the border which until then had only been used in Russia.
Since the 1950s, when the Soviet Union ended its isolation and started to take part in international sports events, the Soviet Union and then Russia (as its successor country in 1991) has consistently held a top position in the sport of bandy, both as a founding nation of the International Federation in 1955, and fielding the most successful team in the Bandy World Championship, the premiere international competition for men, (when counting the previous Soviet Union team and Russia together).
The men's Russian professional bandy league is called the Russian Bandy Super League. The Russian Bandy Supreme League is the second tier of men's Russian bandy, below the Russian Bandy Super League. In Sweden, the Elitserien (literally, the "Elite League") is the highest bandy league in the country for men, while Bandyallsvenskan is the second division. In Finland, the highest bandy league for men is the Bandyliiga.
In a similar fashion, Russia, along with Sweden, has emerged as one of the two dominant women's bandy nations internationally, regularly placing first or second at the premier international bandy competition for women, the Women's Bandy World Championship.
After the victory in the 2016 World Championship, the fourth in a row, President Vladimir Putin received four players of the national team, Head Coach and Vice-President of the Russian Bandy Federation Sergey Myaus, the Russian Bandy Federation as well as Federation of International Bandy President Boris Skrynnik in The Kremlin. He talked, among other things, about the need to give more support to Russian bandy. It was the first time a head of state had accepted a meeting to talk about Russian bandy. Attending the meeting were also Minister of Sport, Tourism and Youth policy Vitaly Mutko and presidential adviser Igor Levitin. The month after, Igor Levitin held a follow-up meeting.
Russian Championship
The men's Russian professional bandy league is called the Russian Bandy Super League. The Russian Bandy Supreme League is the second tier of men's Russian bandy, below the Russian Bandy Super League.
The Russian Bandy Super League is the top tier of the Russian bandy league system. It is professional and played every year. The winner in the final becomes Russian champion. It is considered a continuation of the Soviet Union championship, which was played annually until the dissolution of the Soviet Union in 1991.
Russian Cup
The Russian Cup has been played annually (except for just some years) since 1937, originally called the Soviet Cup.
Sweden
Bandy as an organized sport was introduced to Sweden in 1895. The Swedish royal family, noblemen and diplomats were among the first players. While the original inspiration mainly came from England, there also were early exchanges with Germany and Russia. Bandy was taken up as one of the sports at the international Nordic Games held in Sweden semi-annually from 1901. Swedish championships for men have been played annually since 1907 and Sweden was the first country to have an annual bandy league.
In the 1920s students played the game, then it spread across the country and became a largely middle-class sport. The games could have attracted huge crowds of spectators. After Slottsbrons IF won the Swedish championship in 1934 it became popular amongst workers in many smaller industrial towns and villages. Where there was a bandy club the local factory corporation also usually sponsored the club to mutual benefit as a successful team led to good PR for the company. Bandy remains the main sport in many of these places.
Bandy in Sweden is famous for its "culture" where both playing bandy and being a spectator requires great fortitude and dedication. A "" is the classic accessory for spectating and is typically made of brown leather, well worn, and contains a warm drink in a thermos and/or a bottle of liquor. Bandy is most often played at outdoor arenas during winter time, so the need for spectators to carry flasks or thermoses of 'warming' liquid like glögg is a natural effect. With the sport moving indoors in later decades and the arenas urging for non-alcoholic policies for the audiences, this tradition has partly changed, though not without opposition.
A notable tradition is "annandagsbandy", bandy games played on Saint Stephen's Day, which for many Swedes is an important Christmas season tradition and always draws bigger crowds than usual. Games traditionally begin at 1:15 pm.
Swedish Championship
In Sweden, the Elitserien (literally, the "Elite League") is the highest bandy league in the country for men, while Bandyallsvenskan is the second division. The Elite League is the top tier of Swedish bandy and is fully professional. At the end of the season, a play-off is made to make out the two teams playing the final match for the Swedish Championship. The Final is played every year on the third Saturday of March. From 1991 to 2012, it was played at Studenternas Idrottsplats in Uppsala, often drawing crowds in excess of 20,000. One reason the play-off match was set in Uppsala is because of IFK Uppsala's success at the beginning of the 20th century. IFK Uppsala won 11 titles in the Swedish Championships between 1907 and 1920, which made them the most successful bandy club in the entire country (now, however, the record is held by Västerås SK). A contributing factor was also the poor quality of the ice at Söderstadion, where the finals were held from 1967 to 1989.
In 2013 and 2014 the final was played indoors in Friends Arena, the national stadium for football in Solna, Stockholm, with a retractable roof and a capacity of 50 000. The first final at Friends Arena in 2013 drew a record crowd of 38,474 when Hammarby IF Bandy, after ending up in second place in six finals during the 2000s, won their second title. Due to declining attendance from 2015 through 2017 Tele2 Arena in southern Stockholm was chosen as a new venue. However, the new indoor venue failed to attract much more than half of the total capacity. In May 2017 it was announced that the finals will again be held at Studenternas IP in Uppsala from 2018 through at least 2021.
Svenska Cupen (The Swedish Cup)
The Svenska Cupen (), Svenska Cupen i bandy, takes place exclusively in Sweden. It is a single-elimination tournament competition in Swedish bandy and the second-most prominent bandy competition which is open only to domestic Swedish teams, after the national championship. Its inaugural year was 2005. The first women's competition was played in 2019.
Switzerland
In the late 19th and early 20th century, Switzerland had become a popular place for winter vacations and people went there from all over Europe. Winter sports like skiing, sledding and bandy was played in Geneva and other towns. Students from Oxford and Cambridge went to Switzerland to play each other – the predecessor of the recurring Ice Hockey Varsity Match was a bandy match played in St. Moritz in 1885. This popularity for Swiss venues of winter sport may have been a reason, the European Championship was held there in 1913.
Bandy has mainly been played as a recreational sport in Switzerland in the 2000s and 2010s. A Swiss men's national team was finally started up in 2017 and a Swiss women's national team made its international début in the 2018 Women's Bandy World Championship.
Ukraine
Bandy was played in Ukraine when it was part of the Soviet Union. After independence in 1991, it took some years before organised bandy formed again, but Ukrainian champions have been named annually since 2012.
United Kingdom
The first recorded games of what may be considered bandy on ice took place in The Fens during the great frost of 1813–1814, although it is probable that the game had already been played there in the previous century. Bury Fen Bandy Club from Bluntisham-cum-Earith, near St Ives, was the most successful team, said to have remained unbeaten for a hundred years until the winter of 1890–1891. Charles Goodman Tebbutt of the Bury Fen Bandy Club was responsible for the first published rules of bandy in 1882, and also for introducing the game into the Netherlands and Sweden, as well as elsewhere in England where it became popular with cricket, rowing, and hockey clubs. Tebbutt's homemade bandy stick can be seen in the Norris Museum in St Ives.
The first Ice Hockey Varsity Matches between Oxford University and Cambridge University were played to bandy rules, even if it was called hockey on the ice at the time.
England won the European Bandy Championships in 1913, but that turned out to be the grand finale, and bandy is now not very well known in England. While bandy is often thought to have been a pretty popular sport in England in the decades around 1900, not much records seem to have been kept.
A statue of a bandy player, designed by Peter Baker, was erected at the village pond of Earith to commemorate the 200th anniversary of the first documented game in 2013.
In March 2004, Norwegian ex-player Edgar Malman invited two big clubs to play a rink bandy exhibition game in Streatham, London. Russian Champions and World Cup Winner Vodnik met Swedish Champions Edsbyns IF in a match that ended 10–10. In 2010 England became a Federation of International Bandy member. The national federation is based in Cambridgeshire, the historical heartland.
The England Bandy Federation, later renamed the Great Britain Bandy Association, was set up on 2 January 2017 at a meeting held in the historic old skaters public house, the Lamb and Flag in Welney in Norfolk, England, replacing the Bandy Federation of England which was founded in 2010. In September 2017, the federation decided to widen its territory to all of the United Kingdom and changed its name to Great Britain Bandy Association. Great Britain entered a national team in the 2019 World Championships Group B in January and undefeated up to the final, won the silver medal in their final match against Estonia.
In 2002, Great Britain premiered its national women's bandy team at the 2022 Women's Bandy World Championship.
United States
Bandy in its original, informal manner disappeared from the North American continent entirely once it and elements from the early game had become absorbed into a new sport of ice hockey. While ice hockey was growing and organizing in the United States, bandy was doing the same, but only in Europe and Scandinavia. It would not arrive in its organized format in the United States until the 1970s, almost a century after its initial development.
Bandy has been played in the United States since around the 1970s, after its promotion by Russians, Swedes and Finns in an exchange with softball, a sport which was promoted by Americans during the same time in the Soviet Union, Sweden and Finland. A key-person in the establishment of the sport in America was Bob Kojetin of Minnesota Softball. The sport is centered in Minnesota, with very few teams based elsewhere. The United States national bandy team has participated in the Bandy World Championships since 1985 and is also regularly playing friendly matches against Canada. The leading organization for bandy in the USA is USA Bandy. The USA has a men's national bandy team and a women's national bandy team.
The first bandy game in the USA was played in December 1979 at the Lewis Park Bandy Rink in Edina, Minnesota. It was a friendly game between the Swedish junior national team and Swedish club team Brobergs IF.
United States bandy championships have been played annually since the early 1980s, but the sport is not widely covered by American sports media. The championship trophy is called the Gunnar Cup, named after Gunnar Fast, a Swedish army captain who helped introduce bandy to the United States around 1980.
Playing surfaces
While North American ice hockey rinks can be used for playing the bandy variant of rink bandy, places where the traditional game of bandy can be played require a larger sized playing surface, a bandy field, and are almost non-existent in North America. Minnesota, USA is home to the only regulation sized bandy "rink" in North America, the Guidant John Rose Minnesota Oval, commonly referred to as, "The Oval", and is also the largest outdoor refrigerated skating rink in North America. The rink is 110,000 square feet with more than 800 tons of refrigeration and 84 miles of pipes underneath the ice. The ice can be maintained in temperatures up to 50 degrees Fahrenheit. The Oval can hold up to 300 spectators and has hosted World Cup Speedskating, the 2016 Women's Bandy World Championship, and Aggressive Skating/Biking competitions. The Oval is used mostly for inline hockey during the summer.
National bandy federations
The following associations are the governing bodies for bandy in different countries and are member organisations of the Federation of International Bandy.
Belarus – Беларуская федэрацыя хакея з мячaм (Belarusian Bandy Federation)
Canada – Canada Bandy
People's Republic of China – China Bandy Federation
Colombia – Colombia Federation of Skating Sports
Czech Republic – Czech Association of Bandy
Estonia – Eesti Jääpalliliit (Estonian Bandy Association)
Finland – Finland's Bandy Association
Germany – German Bandy Federation
Hungary – Hungarian Bandy Federation
India – Bandy Federation of India
Italy – Federazione Italiana Bandy
Japan – Japan Bandy Federation
Kazakhstan – Kazakhstan Bandy Federation
Kyrgyzstan – Bandy Federation of Kyrgyzstan
Latvia – Latvijas Bendija Federācija
Mongolia – Bandy Federation of Mongolia
Netherlands – Bandy Bond Nederland.
Norway – Norges Bandyforbund
Russia – Федерация хоккея с мячом России (Russian Bandy Federation)
Somalia – Somali National Bandy Association
Sweden – Svenska Bandyförbundet
Switzerland – Federation of Swiss Bandy
Ukraine – Українськa Федерація хокею з м'ячем та рінк-бенді (Ukrainian Bandy and Rink bandy Federation)
United Kingdom – Great Britain Bandy Association
United States – American Bandy Association
See also
Rink bandy
Bando
Rinkball
Pond hockey
Ice hockey
Ringette
Bandy World Championship
Women's Bandy World Championship
Bandy in the United States
Bandy in Norway
Bandy in India
Canada Bandy
Swedish Bandy Association
Russian Bandy Federation
References
Bibliography
The Earl of Suffolk and Berkshire Hedley Park and Aflalo, F.G. Bandy (includes definition and rules), pp. 71–72, 1897. Published by Lawrence & Bullen, Ltd., 16 Henrietta St., Covent Garden, London.
External links
– History and rules of Bandy.
Federation of International Bandy
Bandysidan links – One of the most extensive link directories about bandy
Klein, Jeff Z. "It's Not Hockey, It's Bandy", The New York Times, Friday, 29 January 2010.
Goalwire statistics for bandy
Ball games
Former Winter Olympic sports
Ice skating sports
Sports originating in England
Sports originating in Russia
Team sports
Stick sports
Variations of hockey
1875 introductions |
4446 | https://en.wikipedia.org/wiki/Booker%20Prize | Booker Prize | The Booker Prize, formerly the Booker Prize for Fiction (1969–2001) and the Man Booker Prize (2002–2019), is a literary award conferred each year for the best novel written in the English language, which was published in the United Kingdom and Ireland. The winner of the Booker Prize receives international publicity that usually leads to a sales boost. When the prize was created, only novels written by Commonwealth, Irish, and South African (and later Zimbabwean) citizens were eligible to receive the prize; in 2014, eligibility was widened to any English-language novel—a change that proved controversial.
A five-person panel constituted by authors, librarians, literary agents, publishers, and booksellers is appointed by the Booker Prize Foundation each year to choose the winning book. As of 2015, the chief executive of the Booker Prize Foundation is Gaby Wood.
A high-profile literary award in British culture, the Booker Prize is greeted with anticipation and fanfare. Literary critics have noted that it is a mark of distinction for authors to be selected for inclusion in the shortlist or to be nominated for the "longlist".
A sister prize, the International Booker Prize, is awarded for a book translated into English and published in the United Kingdom or Ireland. The £50,000 prize money is split evenly between the author and translator of the winning novel.
History and administration
The prize was established as the "Booker Prize for Fiction" after the company Booker, McConnell Ltd began sponsoring the event in 1969; it became commonly known as the "Booker Prize" or the "Booker".
When administration of the prize was transferred to the Booker Prize Foundation in 2002, the title sponsor became the investment company Man Group, which opted to retain "Booker" as part of the official title of the prize. The foundation is an independent registered charity funded by the entire profits of Booker Prize Trading Ltd, of which it is the sole shareholder. The prize money awarded with the Booker Prize was originally £5,000. It doubled in 1978 to £10,000 and was subsequently raised to £50,000 in 2002 under the sponsorship of the Man Group, making it one of the world's richest literary prizes. Each of the shortlisted authors receives £2,500 and a specially bound edition of their book.
The original Booker Prize trophy was designed by the artist Jan Pieńkowski.
1969–1979
The first winner of the Booker Prize was P. H. Newby in 1969 for his novel Something to Answer For. W. L. Webb, The Guardians Literary Editor, was chair of the inaugural set of judges, who included Rebecca West, Stephen Spender, Frank Kermode and David Farrer.
In 1970, Bernice Rubens became the first woman to win the Booker Prize, for The Elected Member. The rules of the Booker changed in 1971; previously, it had been awarded retrospectively to books published prior to the year in which the award was given. In 1971, the year of eligibility was changed to the same as the year of the award; in effect, this meant that books published in 1970 were not considered for the Booker in either year. The Booker Prize Foundation announced in January 2010 the creation of a special award called the "Lost Man Booker Prize", with the winner chosen from a longlist of 22 novels published in 1970.
Alice Munro's The Beggar Maid was shortlisted in 1980, and remains the only short-story collection to be shortlisted.
John Sutherland, who was a judge for the 1999 prize, has said:
In 1972, winning writer John Berger, known for his Marxist worldview, protested during his acceptance speech against Booker McConnell. He blamed Booker's 130 years of sugar production in the Caribbean for the region's modern poverty. Berger donated half of his £5,000 prize to the British Black Panther movement, because it had a socialist and revolutionary perspective in agreement with his own.
1980–1999
In 1980, Anthony Burgess, writer of Earthly Powers, refused to attend the ceremony unless it was confirmed to him in advance whether he had won. His was one of two books considered likely to win, the other being Rites of Passage by William Golding. The judges decided only 30 minutes before the ceremony, giving the prize to Golding. Both novels had been seen as favourites to win leading up to the prize, and the dramatic "literary battle" between two senior writers made front-page news.
In 1981, nominee John Banville wrote a letter to The Guardian requesting that the prize be given to him so that he could use the money to buy every copy of the longlisted books in Ireland and donate them to libraries, "thus ensuring that the books not only are bought but also read – surely a unique occurrence".
Judging for the 1983 award produced a draw between J. M. Coetzee's Life & Times of Michael K and Salman Rushdie's Shame, leaving chair of judges Fay Weldon to choose between the two. According to Stephen Moss in The Guardian, "Her arm was bent and she chose Rushdie", only to change her mind as the result was being phoned through.
In 1992, the jury split the prize between Michael Ondaatje's The English Patient and Barry Unsworth's Sacred Hunger. This prompted the foundation to draw up a rule that made it mandatory for the appointed jury to make the award to just a single author/book.
In 1993, two of the judges threatened to walk out when Trainspotting appeared on the longlist; Irvine Welsh's novel was pulled from the shortlist to satisfy them. The novel would later receive critical acclaim, and is now considered Welsh's masterpiece.
The choice of James Kelman's book How Late It Was, How Late as 1994 Booker Prize winner proved to be one of the most controversial in the award's history. Rabbi Julia Neuberger, one of the judges, declared it "a disgrace" and left the event, later deeming the book to be "crap"; WHSmith's marketing manager called the award "an embarrassment to the whole book trade"; Waterstones in Glasgow sold a mere 13 copies of Kelman's book the following week. In 1994, The Guardians literary editor Richard Gott, citing the lack of objective criteria and the exclusion of American authors, described the prize as "a significant and dangerous iceberg in the sea of British culture that serves as a symbol of its current malaise".
In 1996, A. L. Kennedy served as a judge; in 2001, she called the prize "a pile of crooked nonsense" with the winner determined by "who knows who, who's sleeping with who, who's selling drugs to who, who's married to who, whose turn it is".
In 1997, the decision to award Arundhati Roy's The God of Small Things proved controversial. Carmen Callil, chair of the previous year's Booker judges, called it an "execrable" book and said on television that it should not even have been on the shortlist. Booker Prize chairman Martyn Goff said Roy won because nobody objected, following the rejection by the judges of Bernard MacLaverty's shortlisted book due to their dismissal of him as "a wonderful short-story writer and that Grace Notes was three short stories strung together".
2000–present
Before 2001, each year's longlist of nominees was not publicly revealed. From 2001, the longlisted novels started to be published each year, and in 2007 the number of nominees was capped at 12 or 13 each year.
The Booker Prize created a permanent home for the archives from 1968 to present at Oxford Brookes University Library. The Archive, which encompasses the administrative history of the Prize from 1968 to date, collects together a diverse range of material, including correspondence, publicity material, copies of both the Longlists and the Shortlists, minutes of meetings, photographs and material relating to the awards dinner (letters of invitation, guest lists, seating plans). Embargoes of ten or twenty years apply to certain categories of material; examples include all material relating to the judging process and the Longlist prior to 2002.
Between 2005 and 2008, the Booker Prize alternated between writers from Ireland and India. "Outsider" John Banville began this trend in 2005 when his novel The Sea was selected as a surprise winner: Boyd Tonkin, literary editor of The Independent, famously condemned it as "possibly the most perverse decision in the history of the award" and rival novelist Tibor Fischer poured scorn on Banville's victory. Kiran Desai of India won in 2006. Anne Enright's 2007 victory came about due to a jury badly split over Ian McEwan's novel On Chesil Beach. The following year it was India's turn again, with Aravind Adiga narrowly defeating Enright's fellow Irishman Sebastian Barry.
Historically, the winner of the Booker Prize had been required to be a citizen of the Commonwealth of Nations, the Republic of Ireland, or Zimbabwe. It was announced on 18 September 2013 that future Booker Prize awards would consider authors from anywhere in the world, so long as their work was in English and published in the UK. This change proved controversial in literary circles. Former winner A. S. Byatt and former judge John Mullan said the prize risked diluting its identity, whereas former judge A. L. Kennedy welcomed the change. Following this expansion, the first winner not from the Commonwealth, Ireland, or Zimbabwe was American Paul Beatty in 2016. Another American, George Saunders, won the following year. In 2018, publishers sought to reverse the change, arguing that the inclusion of American writers would lead to homogenisation, reducing diversity and opportunities everywhere, including in America, to learn about "great books that haven't already been widely heralded".
Man Group announced in early 2019 that the year's prize would be the last of eighteen under their sponsorship. A new sponsor, Crankstart – a charitable foundation run by Sir Michael Moritz and his wife, Harriet Heyman – then announced it would sponsor the award for five years, with the option to renew for another five years. The award title was changed to simply "The Booker Prize".
In 2019, despite having been unequivocally warned against doing so, the foundation's jury – under the chair Peter Florence – split the prize, awarding it to two authors, in breach of a rule established in 1993. Florence justified the decision, saying: "We came down to a discussion with the director of the Booker Prize about the rules. And we were told quite firmly that the rules state that you can only have one winner ... and as we have managed the jury all the way through on the principle of consensus, our consensus was that it was our decision to flout the rules and divide this year’s prize to celebrate two winners." The two were British writer Bernardine Evaristo for her novel Girl, Woman, Other and Canadian writer Margaret Atwood for The Testaments. Evaristo's win marked the first time the Booker had been awarded to a black woman, while Atwood's win, at 79, made her the oldest winner.
Judging
The selection process for the winner of the prize commences with the formation of an advisory committee, which includes a writer, two publishers, a literary agent, a bookseller, a librarian, and a chairperson appointed by the Booker Prize Foundation. The advisory committee then selects the judging panel of five people, the membership of which changes each year, although on rare occasions a judge may be selected a second time. Judges are selected from amongst leading literary critics, writers, academics and leading public figures.
The Booker judging process and the very concept of a "best book" being chosen by a small number of literary insiders is controversial for many. The Guardian introduced the "Not the Booker Prize" voted for by readers partly as a reaction to this.
Author Amit Chaudhuri wrote: "The idea that a 'book of the year' can be assessed annually by a bunch of people – judges who have to read almost a book a day – is absurd, as is the idea that this is any way of honouring a writer."
The winner was usually announced at a formal dinner in London's Guildhall in early October. However, in 2020, with COVID-19 pandemic restrictions in place, the winner ceremony was broadcast in November from The Roundhouse, in partnership with the BBC.
Legacy of British Empire
Luke Strongman noted that the rules for the Booker Prize as laid out in 1969, with recipients limited to novelists writing in English from Great Britain or nations that had once belonged to the British Empire, strongly suggested the purpose of the prize was to deepen ties between the nations that had all been a part of the empire. The first book to win the Booker, Something to Answer For in 1969, concerned the misadventures of an Englishman in Egypt in the 1950s, at the time when British influence in Egypt was ending. Strongman wrote that most of the books that have won the Booker Prize have in some way been concerned with the legacy of the British Empire, with many of the prize winners having engaged in imperial nostalgia. However, over time many of the books that won the prize have reflected the changed balance of power from the emergence of new identities in the former colonies of the empire, and with it "culture after the empire". The attempts of successive British officials to mould "the natives" into their image did not fully succeed, but did profoundly and permanently change the cultures of the colonised, a theme that some non-white winners of the Booker prize have engaged with in various ways.
Winners
Special awards
In 1971, the nature of the prize was changed so that it was awarded to novels published in that year instead of in the previous year; therefore, no novel published in 1970 could win the Booker Prize. This was rectified in 2010 by the awarding of the "Lost Man Booker Prize" to J. G. Farrell's Troubles.
In 1993, to mark the prize's 25th anniversary, a "Booker of Bookers" Prize was given. Three previous judges of the award, Malcolm Bradbury, David Holloway and W. L. Webb, met and chose Salman Rushdie's Midnight's Children, the 1981 winner, as "the best novel out of all the winners".
In 2006, the Man Booker Prize set up a "Best of Beryl" prize, for the author Beryl Bainbridge, who had been nominated five times and yet failed to win once. The prize is said to count as a Booker Prize. The nominees were An Awfully Big Adventure, Every Man for Himself, The Bottle Factory Outing, The Dressmaker and Master Georgie, which won.
Similarly, The Best of the Booker was awarded in 2008 to celebrate the prize's 40th anniversary. A shortlist of six winners was chosen — Rushdie's Midnight's Children, Coetzee' Disgrace, Carey's Oscar and Lucinda, Gordimer's The Conservationist, Farrell's The Siege of Krishnapur, and Barker's The Ghost Road — and the decision was left to a public vote; the winner was again Midnight's Children.
In 2018, to celebrate the 50th anniversary, the Golden Man Booker was awarded. One book from each decade was selected by a panel of judges: Naipaul's In a Free State (the 1971 winner), Lively's Moon Tiger (1987), Ondaatje's The English Patient (1992), Mantel's Wolf Hall (2009) and Saunders' Lincoln in the Bardo (2017). The winner, by popular vote, was The English Patient.
Nomination
Since 2014, each publisher's imprint may submit a number of titles based on their longlisting history (previously they could submit two). Non-longlisted publishers can submit one title, publishers with one or two longlisted books in the previous five years can submit two, publishers with three or four longlisted books are allowed three submissions, and publishers with five or more longlisted books can have four submissions.
In addition, previous winners of the prize are automatically considered if they enter new titles. Books may also be called in: publishers can make written representations to the judges to consider titles in addition to those already entered. In the 21st century the average number of books considered by the judges has been approximately 130.
Related awards for translated works
A separate prize for which any living writer in the world may qualify, the Man Booker International Prize, was inaugurated in 2005. Until 2015, it was given every two years to a living author of any nationality for a body of work published in English or generally available in English translation. In 2016, the award was significantly reconfigured, and is now given annually to a single book in English translation, with a £50,000 prize for the winning title, shared equally between author and translator.
A Russian version of the Booker Prize was created in 1992 called the Booker-Open Russia Literary Prize, also known as the Russian Booker Prize. In 2007, Man Group plc established the Man Asian Literary Prize, an annual literary award given to the best novel by an Asian writer, either written in English or translated into English, and published in the previous calendar year.
As part of The Times Literature Festival in Cheltenham, a Booker event is held on the last Saturday of the festival. Four guest speakers/judges debate a shortlist of four books from a given year from before the introduction of the Booker prize, and a winner is chosen. Unlike the real Man Booker (1969 through 2014), writers from outside the Commonwealth are also considered. In 2008, the winner for 1948 was Alan Paton's Cry, the Beloved Country, beating Norman Mailer's The Naked and the Dead, Graham Greene's The Heart of the Matter and Evelyn Waugh's The Loved One. In 2015, the winner for 1915 was Ford Madox Ford's The Good Soldier, beating The Thirty-Nine Steps (John Buchan), Of Human Bondage (W. Somerset Maugham), Psmith, Journalist (P. G. Wodehouse) and The Voyage Out (Virginia Woolf).
See also
International Booker Prize
List of British literary awards
List of literary awards
Commonwealth Writers Prize
Grand Prix of Literary Associations
Costa Book Awards
Prix Goncourt
Governor General's Awards
Scotiabank Giller Prize
Miles Franklin Award
Russian Booker Prize
Samuel Johnson Prize (non-fiction)
German Book Prize (Deutscher Buchpreis)
References
Further reading
Lee, Hermione (1981). "The Booker Prize: Matters of judgment". The Times Literary Supplement, reprinted 22 October 2008.
Louisa Wagstaff, "Has The Booker Prize changed 'Literature'?", Palatinate, 29 October 2023.
External links
The Booker Prize Archive at Oxford Brookes University
A primer on the Man Booker Prize and critical review of literature
Man Booker Prize 2013 Longlist announced 23 July 2013, updated with Shortlist 10 September 2013
Louisa Wagstaff, About the Booker Prize Foundation
1968 establishments in the United Kingdom
Awards established in 1968
Booker authors' division
British fiction awards
English-language literary awards
Oxford Brookes University |
4463 | https://en.wikipedia.org/wiki/Babrak%20Karmal | Babrak Karmal | Babrak Karmal (Dari/Pashto: , born Sultan Hussein; 6 January 1929 – 1 or 3 December 1996) was an Afghan communist revolutionary and politician who was the leader of Afghanistan, serving in the post of general secretary of the People's Democratic Party of Afghanistan from 1979 to 1986.
Born in Kabul Province into a Tajik or Pashtun family, Karmal attended Kabul University and developed openly leftist views there, having been introduced to Marxism by Mir Akbar Khyber during his imprisonment for activities deemed too radical by the government. He became a founding member of the People's Democratic Party of Afghanistan (PDPA) and eventually became the leader of the Parcham faction when the PDPA split in 1967, with their ideological nemesis being the Khalq faction. Karmal was elected to the Lower House after the 1965 parliamentary election, serving in parliament until losing his seat in the 1969 parliamentary election.
Under Karmal's leadership, the Parchamite PDPA participated in Mohammad Daoud Khan's rise to power in 1973, and his subsequent regime. While relations were good at the beginning, Daoud began a major purge of leftist influence in the mid-1970s. This in turn led to the reformation of the PDPA in 1977, and Karmal played a role in the 1978 Saur Revolution when the PDPA took power. Karmal was appointed Deputy Chairman of the Revolutionary Council, synonymous with vice head of state, in the communist government. The Parchamite faction found itself under significant pressure by the Khalqists soon after taking power. In June 1978, a PDPA Central Committee meeting voted in favor of giving the Khalqist faction exclusive control over PDPA policy. This decision was followed by a failed Parchamite coup, after which Hafizullah Amin, a Khalqist, initiated a purge against the Parchamites. Karmal survived this purge but was exiled to Prague and eventually dismissed from his post. Instead of returning to Kabul, he feared for his life and lived with his family in the forests protected by the Czechoslovak secret police StB. The Afghan secret police KHAD had allegedly sent members to Czechoslovakia to assassinate Karmal. In late 1979 he was brought to Moscow by the KGB and eventually, in December 1979, the Soviet Union intervened in Afghanistan (with the consent of Amin's government) to stabilize the country. The Soviet troops staged a coup and assassinated Amin, replacing him with Karmal.
Karmal was promoted to Chairman of the Revolutionary Council and Chairman of the Council of Ministers on 27 December 1979. He remained in the latter office until 1981, when he was succeeded by Sultan Ali Keshtmand. Throughout his term, Karmal worked to establish a support base for the PDPA by introducing several reforms. Among these were the "Fundamental Principles of the Democratic Republic of Afghanistan", introducing a general amnesty for those people imprisoned during Nur Mohammad Taraki's and Amin's rule. He also replaced the red Khalqist flag with a more traditional one. These policies failed to increase the PDPA's legitimacy in the eyes of the Afghan people and the Afghan mujahidin rebels - he was widely seen as a Soviet puppet amongst the populace. These policy failures, and the stalemate that ensued after the Soviet intervention, led the Soviet leadership to become highly critical of Karmal's leadership. Under Mikhail Gorbachev, the Soviet Union deposed Karmal in 1986 and replaced him with Mohammad Najibullah. Following his loss of power, he was again exiled, this time to Moscow. It was Anahita Ratebzad who persuaded Najibullah to allow Babrak Karmal to return to Afghanistan in 1991, where Karmal became an associate of Abdul Rashid Dostum and possibly helped remove the Najibullah government from power in 1992. He eventually left Afghanistan again for Moscow. Not long after, in 1996, Karmal died from liver cancer.
Early life and career
Karmal was born Sultan Hussein on 6 January 1929 in Kamari, a village close to Kabul. He was the son of Muhammad Hussein, a dagar jenral (lieutenant general, three-star rank) in the Afghan Army and former governor of the province of Paktia and Herat provinces, and was the first of six siblings. His family was one of the wealthier families in Kabul. His ethnic background was publicly disputed, with some sources claiming he was Pashtun and that he was Tajik. Throughout his tenure in the Afghan Parliament, Karmal strategically sowed confusion by alternately identifying himself as Pashtun and Tajik, demonstrating a deliberate avoidance of strict ethnic categorization. Karmal's ethnicity was a subject of persistent dispute, with conflicting claims made by Pashtun sympathizers and affiliates asserting that he belonged to the Mullahkhel tribe of Khost and Paktia as a Pashtun, while Tajik sympathizers and affiliates insisted that he was a Tajik with roots originating from Kashmir. It is important to note that during and after the Cold War, many English language sources tended to categorize him as a Tajik, often with the intention of discrediting him and providing a rationale for the Russians' decision to oust him from power for not being Pashtun.
He attended Nejat High School, a German-speaking school, and graduated from it in 1948, and applied to enter the Faculty of Law and Political Science of Kabul University. Karmal's application was initially denied admission to Kabul University because of his student political activist and his openly leftist views. He was always a charismatic speaker and became involved in the student union and the Wikh-i-Zalmayan (Awakened Youth Movement), a progressive and leftist organization. He studied at the College of Law and Political Science at Kabul University from 1951 to 1953. In 1953 Karmal was arrested because of his student union activities, but was released three years later in 1956 in an amnesty by Muhammad Daoud Khan. Shortly after, in 1957, Karmal found work as an English and German translator, before quitting and leaving for military training. Karmal graduated from the College of Law and Political Science in 1960, and in 1961, he found work as an employee in the Compilation and Translation Department of the Ministry of Education. From 1961 to 1963 he worked in the Ministry of Planning. When his mother died, Karmal left with his maternal aunt to live somewhere else. His father disowned him because of his leftist views. Karmal was involved in much debauchery, which was controversial in the mostly conservative Afghan society.
Communist politics
Imprisoned from 1953 to 1956, Karmal befriended fellow inmate Mir Akbar Khyber, who introduced Karmal to Marxism. Karmal changed his name from Sultan Hussein to Babrak Karmal, which means "Comrade of the Workers'" in Pashtun, to disassociate himself from his bourgeois background. When he was released from prison, he continued his activities in the student union, and began to promote Marxism. Karmal spent the rest of the 1950s and the early 1960s becoming involved with Marxist organizations, of which there were at least four in Afghanistan at the time; two of the four were established by Karmal. When the 1964 Afghan Provisional Constitution, which legalised the establishment of new political entities, was introduced several prominent Marxists agreed to establish a communist political party. The People's Democratic Party of Afghanistan (PDPA, the Communist Party) was established in January 1965 in Nur Muhammad Taraki's home. Factionalism within the PDPA quickly became a problem; the party split into the Khalq led by Taraki alongside Hafizullah Amin, and the Parcham led by Karmal.
During the 1965 parliamentary election Karmal was one of four PDPA members elected to the lower house of parliament; the three others were Anahita Ratebzad, Nur Ahmed Nur and Fezanul Haq Fezan. No Khalqists were elected; however, Amin was 50 votes short of being elected. The Parchamite victory may be explained by the simple fact that Karmal could contribute financially to the PDPA electoral campaign. Karmal became a leading figure within the student movement in the 1960s, electing Mohammad Hashim Maiwandwal as Prime Minister after a student demonstration (called for by Karmal) concluded with three deaths under the former leadership. In 1966 inside parliament, Karmal was physically assaulted by an Islamist MP, Mohammad Nabi Mohammadi.
In 1967, the PDPA unofficially split into two formal parties, one Khalqist and one Parchamist. The dissolution of the PDPA was initiated by the closing down of the Khalqist newspaper, Khalq. Karmal criticised the Khalq for being too communist, and believed that its leadership should have hidden its Marxist orientation instead of promoting it. According to the official version of events, the majority of the PDPA Central Committee rejected Karmal's criticism. The vote was a close one, and it is reported that Taraki expanded the Central Committee to win the vote; this plan resulted in eight of the new members becoming politically unaligned with and one switching to the Parchamite side. Karmal and half the PDPA Central Committee left the PDPA to establish a Parchamite-led PDPA. Officially the split was caused by ideological differences, but the party may have divided between the different leadership styles and plans of Taraki versus Karmal. Taraki wanted to model the party after Leninist norms while Karmal wanted to establish a democratic front. Other differences were socioeconomic. The majority of Khalqists came from rural areas; hence they were poorer, and were of Pashtun origin. The Parchamites were urban, richer, and spoke Dari more often than not. The Khalqists accused the Parchamites of having a connection with the monarchy, and because of it, referred to the Parchamite PDPA as the "Royal Communist Party". Both Karmal and Amin retained their seats in the lower house of parliament in the 1969 parliamentary election.
The Daoud era
Mohammed Daoud Khan, in collaboration with the Parchamite PDPA and radical military officers, overthrew the monarchy and instituted the Republic of Afghanistan in 1973. After Daoud's seizure of power, an American embassy cable stated that the new government had established a Soviet-style Central Committee, in which Karmal and Mir Akbar Khyber were given leading positions. Most ministries were given to Parchamites; Hassan Sharq became Deputy Prime Minister, Major Faiz Mohammad became Minister of Internal Affairs and Niamatullah Pazhwak became Minister of Education. The Parchamites took control over the ministries of finance, agriculture, communications and border affairs. The new government quickly suppressed the opposition, and secured their power base. At first, the National Front government between Daoud and the Parchamites seemed to work. By 1975, Daoud had strengthened his position by enhancing the executive, legislative and judicial powers of the Presidency. To the dismay of the Parchamites, all parties other than the National Revolutionary Party (NRP, established by Daoud) were made illegal.
Shortly after the ban on opposition to the NRP, Daoud began a massive purge of Parchamites in government. Mohammad lost his position as interior minister, Abdul Qadir was demoted, and Karmal was put under government surveillance. To mitigate Daoud's suddenly anti-communist directives, the Soviet Union reestablished the PDPA; Taraki was elected its General Secretary and Karmal, Second Secretary. While the Saur Revolution (literally the April Revolution) was planned for August, the assassination of Khyber led to a chain of events which ended with the communists seizing power. Karmal, when taking power in 1979, accused Amin of ordering the assassination of Khyber.
Taraki–Amin rule
Taraki was appointed Chairman of the Presidium of the Revolutionary Council and Chairman of the Council of Ministers, retaining his post as PDPA general secretary. Taraki initially formed a government which consisted of both Khalqists and Parchamites; Karmal became Deputy Chairman of the Revolutionary Council, while Amin became Minister of Foreign Affairs and Deputy Chairman of the Council of Ministers.Mohammad Aslam Watanjar became Deputy Chairman of the Council of Ministers. The two Parchamites Abdul Qadir and Mohammad Rafi, became Minister of Defence and Minister of Public Works, respectively. The appointment of Amin, Karmal and Watanjar led to splits within the Council of Ministers: the Khalqists answered to Amin; Karmal led the civilian Parchamites; and the military officers (who were Parchamites) were answerable to Watanjar (a Khalqist). The first conflict arose when the Khalqists wanted to give PDPA Central Committee membership to military officers who had participated in the Saur Revolution; Karmal opposed such a move but was overruled. A PDPA Politburo meeting voted in favour of giving Central Committee membership to the officers.
On 27 June, three months after the Saur Revolution, Amin outmaneuvered the Parchamites at a Central Committee meeting, giving the Khalqists exclusive right over formulating and deciding policy. A purge against the Parchamites was initiated by Amin and supported by Taraki on 1 July 1979. Karmal, fearing for his safety, went into hiding in one of his Soviet friends' homes. Karmal tried to contact Alexander Puzanov, the Soviet ambassador to Afghanistan, to talk about the situation. Puzanov refused, and revealed Karmal's location to Amin. The Soviets probably saved Karmal's life by sending him to the Socialist Republic of Czechoslovakia. In exile, Karmal established a network with the remaining Parchamites in government. A coup to overthrow Amin was planned for 4 September 1979. Its leading members in Afghanistan were Qadir and the Army Chief of Staff General Shahpur Ahmedzai. The coup was planned for the Festival of Eid, in anticipation of relaxed military vigilance. The conspiracy failed when the Afghan ambassador to India told the Afghan leadership about the plan. Another purge was initiated, and Parchamite ambassadors were recalled. Few returned to Afghanistan; Karmal and Mohammad Najibullah stayed in their respective countries. The Soviets decided that Amin should be removed to make way for a Karmal-Taraki coalition government. However Amin managed to order the arrest and later the murder of Taraki.
Amin was informed of the Soviet decision to intervene in Afghanistan and was initially supportive, but was assassinated. Under the command of the Soviets, Karmal ascended to power. On 27 December 1979, Karmal's pre-recorded speech to the Afghan people was broadcast via Radio Kabul from Tashkent in the Uzbek SSR (the radio wavelength was changed to that of Kabul), saying: "Today the torture machine of Amin has been smashed, his accomplices – the primitive executioners, usurpers and murderers of tens of thousand of our fellow countrymen – fathers, mothers, sisters, brothers, sons and daughters, children and old people ..." Karmal was not in Kabul when the speech was broadcast; he was in Bagram, protected by the KGB.
That evening Yuri Andropov, the KGB Chairman, congratulated Karmal on his rise to the Chairmanship of the Presidium of the Revolutionary Council, some time before Karmal received an official appointment. Karmal returned to Kabul on 28 December. He travelled alongside a Soviet military column. For the next few days Karmal lived in a villa on the outskirts of Kabul under the protection of the KGB. On 1 January 1980 Leonid Brezhnev, the General Secretary of the Central Committee of the Communist Party of the Soviet Union, and Alexei Kosygin, the Soviet Chairman of the Council of Ministers, congratulated Karmal on his "election" as leader.
Leadership
Domestic policies
Karmal's ascension was quickly troubled as he was effectively installed by the invading Soviet Union, delegitimizing him. Unrest in the country quickly escalated, and in Kabul two major uprisings, on 3 Hoot (22 February) and the months long students' protests were early signs of trouble. Karmal would also arrest Major Saddiq Alamyar in 1980, the commander of the 444th Commando Battalion, who committed the Kerala massacre while Afghanistan was still under the leadership of the Khalq. Other perpetrators were also arrested, such as other commandos and soldiers in the 11th Division of the Afghan Army. Alamyar remained in jail for a decade, even after Karmal was removed from his post as president.
The "Fundamental Principles" and amnesty
When he came to power, Karmal promised an end to executions, the establishment of democratic institutions and free elections, the creation of a constitution, and legalization of alternative political parties. Prisoners incarcerated under the two previous governments would be freed in a general amnesty (which occurred on 6 January). He promised the creation of a coalition government which would not espouse socialism. At the same time, he told the Afghan people that he had negotiated with the Soviet Union to give economic, military and political assistance. The mistrust most Afghans felt towards the government was a problem for Karmal. Many still remembered he had said he would protect private capital in 1978—a promise later proven to be a lie.
Karmal's three most important promises were the general amnesty of prisoners, the promulgation of the Fundamental Principles of the Democratic Republic of Afghanistan and the adoption of a new flag containing the traditional black, red and green (the flag of Taraki and Amin was red). His government granted concessions to religious leaders and the restoration of confiscated property. Some property, which was confiscated during earlier land reforms, was also partially restored. All these measures, with the exception of the general amnesty of prisoners, were introduced gradually. Of 2,700 prisoners, 2,600 were released from prison; 600 of these were Parchamites. The general amnesty was greatly publicized by the government. While the event was hailed with enthusiasm by some, many others greeted the event with disdain, since their loved ones or associates had died during earlier purges. Amin had planned to introduce a general amnesty on 1 January 1980, to coincide with the PDPA's sixteenth anniversary.
Work on the Fundamental Principles had started under Amin: it guaranteed democratic rights such as freedom of speech, the right to security and life, the right to peaceful association, the right to demonstrate and the right that "no one would be accused of crime but in accord with the provisions of law" and that the accused had the right to a fair trial. The Fundamental Principles envisaged a democratic state led by the PDPA, the only party then permitted by law. The Revolutionary Council, the organ of supreme power, would convene twice every year. The Revolutionary Council in turn elected a Presidium which would take decisions on behalf of the Revolutionary Council when it was not in session. The Presidium consisted mostly of PDPA Politburo members. The state would safeguard three kinds of property: state, cooperative and private property. The Fundamental Principles said that the state had the right to change the Afghan economy from an economy where man was exploited to an economy where man was free. Another clause stated that the state had the right to take "families, both parents and children, under its supervision." While it looked democratic at the outset, the Fundamental Principles was based on contradictions.
The Fundamental Principles led to the establishment of two important state organs: the Special Revolutionary Court, a specialized court for crimes against national security and territorial integrity, and the Institute for Legal and Scientific Research and Legislative Affairs, the supreme legislative organ of state, This body could amend and draft laws, and introduce regulations and decrees on behalf of the government. The introduction of more Soviet-style institutions led the Afghan people to distrust the communist government even more.
The Fundamental Principles constitution came into power on 22 April 1980.
Dividing power: Khalq–Parcham
With Karmal's ascension to power, Parchamites began to "settle old scores". Revolutionary Troikas were created to arrest, sentence and execute people. Amin's guard were the first victims of the terror which ensued. Those commanders who had stayed loyal to Amin were arrested, filling the prisons. The Soviets protested, and Karmal replied, "As long as you keep my hands bound and do not let me deal with the Khalq faction there will be no unity in the PDPA and the government cannot become strong ... They tortured and killed us. They still hate us! They are the enemies of the party ..." Amin's daughter, along with her baby, was imprisoned for twelve years, until Mohammad Najibullah, then leader of the PDPA, released her. When Karmal took power, leading posts in the Party and Government bureaucracy were taken over by Parchamites. The Khalq faction was removed from power, and only technocrats, opportunists and individuals which the Soviets trusted would be appointed to the higher echelons of government. Khalqists remained in control of the Ministry of Interior, but Parchamites were given control over KHAD and the secret police. The Parchamites and the Khalqists controlled an equal share of the military. Two out of Karmal's three Council of Ministers deputy chairmen were Khalqists. Khalqists controlled the Ministry of Communications and the interior ministry. Parchamites, on the other hand, controlled the Ministry of Foreign Affairs and the Ministry of Defence. In addition to the changes in government, the Parchamites held clear majority in the PDPA Central Committee. Only one Khalqi, Saleh Mohammad Zeary, was a member of the PDPA Secretariat during Karmal's rule.
Over 14 and 15 March 1982 the PDPA held a party conference at the Kabul Polytechnic Institute instead of a party congress, since a party congress would have given the Khalq faction a majority and could have led to a Khalqist takeover of the PDPA. The rules of holding a party conference were different, and the Parchamites had a three-fifths majority. This infuriated several Khalqists; the threat of expulsion did not lessen their anger. The conference was not successful, but it was portrayed as such by the official media. The conference broke up after one and a half days of a 3-day long program, because of the inter-party struggle for power between the Khalqists and the Parchamites. A "program of action" was introduced, and party rules were given minor changes. As an explanation of the low party membership, the official media also made it seem hard to become a member of the party.
PDPA base
When Karmal took power, he began expanding the support base of the PDPA. Karmal tried to persuade certain groups, which had been referred to class enemies of the revolution during Taraki and Amin's rule, to support the PDPA. Karmal appointed several non-communists to top positions. Between March and May 1980, 78 out of the 191 people appointed to government posts were not members of the PDPA. Karmal reintroduced the old Afghan custom of having an Islamic invocation every time the government issued a proclamation. In his first live speech to the Afghan people, Karmal called for the establishment of the National Fatherland Front (NFF); the NFF's founding congress was held in June 1981. Unfortunately for Karmal, his policies did not lead to a notable increase in support for his regime, and it did not help Karmal that most Afghans saw the Soviet intervention as an invasion.
By 1981, the government gave up on political solutions to the conflict. At the fifth PDPA Central Committee plenum in June, Karmal resigned from his Council of Ministers chairmanship and was replaced by Sultan Ali Keshtmand, while Nur Ahmad Nur was given a bigger role in the Revolutionary Council. This was seen as "base broadening". The previous weight given to non-PDPA members in top positions ceased to be an important matter in the media by June 1981. This was significant, considering that up to five members of the Revolutionary Council were non-PDPA members. By the end of 1981, the previous contenders, who had been heavily presented in the media, were all gone; two were given ambassadorships, two ceased to be active in politics, and one continued as an advisor to the government. The other three changed sides, and began to work for the opposition.
The national policy of reconciliation continued: in January 1984 the land reform introduced by Taraki and Amin was drastically modified, the limits of landholdings were increased to win the support of middle class peasants, the literacy programme was continued, and concessions to women were made. In 1985 the Loya Jirga was reconvened. The 1985 Loya Jirga was followed by a tribal jirga in September. In 1986 Abdul Rahim Hatef, a non-PDPA member, was elected to the NFF chairmanship. During the 1985–86 elections it was said that 60 percent of the elected officials were non-PDPA members. By the end of Karmal's rule, several non-PDPA members had high-level government positions.
Civil war and military
In March 1979, the military budget was 6.4 million US$, which was 8.3 percent of the government budget, but only 2.2 of gross national product. After the Soviet intervention, the defence budget increased to 208 million US$ in 1980, and 325 million US$ by 1981. In 1982 it was reported that the government spent around 22 percent of total expenditure.
When the political solution failed (see "PDPA base" section), the Afghan government and the Soviet military decided to solve the conflict militarily. The change from a political to a military solution did not come suddenly. It began in January 1981, as Karmal doubled wages for military personnel, issued several promotions, and decorated one general and thirteen colonels. The draft age was lowered, the obligatory length of arms duty was extended and the age for reservists was increased to thirty-five years of age. In June 1981, Assadullah Sarwari lost his seat in the PDPA Politburo, replaced by Mohammad Aslam Watanjar, a former tank commander and Minister of Communications, Major General Mohammad Rafi was made Minister of Defence and Mohammad Najibullah appointed KHAD Chairman.
These measures were introduced due to the collapse of the army during the Soviet intervention. Before the intervention the army could field 100,000 troops, after the intervention only 25,000. Desertions were pandemic, and the recruitment campaigns for young people often drove them to the opposition. To better organize the military, seven military zones were established, each with its own Defence Council. The Defence Councils were established at the national, provincial and district level to empower the local PDPA. It is estimated that the Afghan government spent as much as 40 percent of government revenue on defense.
Karmal refused to recognize the rebels as genuine, saying in an interview:
Economy
During the civil war and the ensuing Soviet–Afghan War, most of the country's infrastructure was destroyed. Normal patterns of economic activity were disrupted. The Gross national product (GNP) fell substantially during Karmal's rule because of the conflict; trade and transport was disrupted with loss of labor and capital. In 1981 the Afghan GDP stood at 154.3 billion Afghan afghanis, a drop from 159.7 billion in 1978. GNP per capita decreased from 7,370 in 1978 to 6,852 in 1981. The dominant form of economic activity was in the agricultural sector. Agriculture accounted for 63 percent of gross domestic product (GDP) in 1981; 56 percent of the labor force was working in agriculture in 1982. Industry accounted for 21 percent of GDP in 1982, and employed 10 percent of the labor force. All industrial enterprises were government-owned. The service sector, the smallest of the three, accounted for 10 percent of GDP in 1981, and employed an estimated one-third of the labour force. The balance of payments, which had grown in the pre-communist administration of Muhammad Daoud Khan, decreased, turning negative by 1982 at 70.3 million $US. The only economic activity which grew substantially during Karmal's rule was export and import.
Foreign policy
Karmal observed in early 1983 that without Soviet intervention, "It is unknown what the destiny of the Afghan Revolution would be ... We are realists and we clearly realize that in store for us yet lie trials and deprivations, losses and difficulties." Two weeks before this statement Sultan Ali Keshtmand, the Chairman of the Council of Ministers, lamented the fact that half the schools and three-quarters of communications had been destroyed since 1979. The Soviet Union rejected several Western-made peace plans, such as the Carrington Plan, since they did not take into consideration the PDPA government. Most Western peace plans had been made in collaboration with the Afghan opposition forces. At the 26th Congress of the Communist Party of the Soviet Union (CPSU) Leonid Brezhnev, the General Secretary of the CPSU Central Committee, stated;
The stance of the Pakistani government was clear, demanding complete Soviet withdrawal from Afghanistan and the establishment of a non-PDPA government. Karmal, summarizing his discussions with Iran and Pakistan, said "Iran and Pakistan have so far not opted for concrete and constructive positions." During Karmal's rule Afghan–Pakistani relations remained hostile; the Soviet intervention in Afghanistan was the catalyst for the hostile relationship. The increasing numbers of Afghan refugees in Pakistan challenged the PDPA's legitimacy to rule.
The Soviet Union threatened in 1985 that it would support the Baloch separatist movement in Pakistan if the Pakistani government continued to aid the Afghan mujahideen. Karmal, problematically for the Soviets, did not want a Soviet withdrawal, and he hampered attempts to improve relations with Pakistan since the Pakistani government had refused to recognise the PDPA government.
Public image
Because Karmal was put into power without a formal ceremony as in Afghan tradition, he was seen as an illegitimate leader in many eyes of his people. A poor performance in foreign interviews also didn't help his public image where he was noted to speak like an "exhibitionist" rather than a statesman. Karmal was widely viewed as a puppet leader of the Soviet Union by Afghans and the Western press.
Despite his position, Karmal was apparently not permitted to make key decisions as he was following advice from Soviet advisers. The Soviet control of the Afghan state was apparently so much that Karmal himself admitted to a friend of his unfree life, telling him: “The Soviet comrades love me boundlessly, and for the sake of my personal safety, they don’t obey even my own orders.”
Fall from power and succession
Mikhail Gorbachev, then General Secretary of the Central Committee of the Communist Party of the Soviet Union, said, "The main reason that there has been no national consolidation so far is that Comrade Karmal is hoping to continue sitting in Kabul with our help." Karmal's position became less secure when the Soviet leadership began blaming him for the failures in Afghanistan. Gorbachev, worried over the situation, told the Soviet Politburo "If we don't change approaches [to evacuate Afghanistan], we will be fighting there for another 20 or 30 years." It is not clear when the Soviet leadership began to campaign for Karmal's dismissal, but Andrei Gromyko discussed the possibility of Karmal's resignation with Javier Pérez de Cuéllar, the Secretary-General of the United Nations in 1982. While it was Gorbachev who would dismiss Karmal, there may have been a consensus within the Soviet leadership in 1983 that Karmal should resign. Gorbachev's own plan was to replace Karmal with Mohammad Najibullah, who had joined the PDPA at its creation. Najibullah was thought highly of by Yuri Andropov, Boris Ponomarev and Dmitriy Ustinov, and negotiations for his succession may have started in 1983. Najibullah was not the Soviet leadership's only choice for Karmal's succession; a GRU report noted that the majority of the PDPA leadership would support Assadullah Sarwari's ascension to leadership. According to the GRU, Sarwari was a better candidate as he could balance between the Pashtuns, Tajiks and Uzbeks; Najibullah was a Pashtun nationalist. Another viable candidate was Abdul Qadir, who had been a participant in the Saur Revolution.
Najibullah was appointed to the PDPA Secretariat in November 1985. During Karmal's March 1986 visit to the Soviet Union, the Soviets tried to persuade Karmal that he was too ill to govern, and that he should resign. This backfired, as a Soviet doctor attending to Karmal told him he was in good health. Karmal asked to return home to Kabul, and said that he understood and would listen to the Soviet recommendations. Before leaving, Karmal promised he would step down as PDPA General Secretary. The Soviets did not trust him and sent Vladimir Kryuchkov, the head of intelligence (FCD) in the KGB, into Afghanistan. At a meeting in Kabul, Karmal confessed his undying love for the Soviet Union, comparing his ardor to his Muslim faith. Kryuchkov, concluding that he could not persuade Karmal to resign, left the meeting. After Kryuchkov left the room, the Afghan defence minister and the state security minister visited Karmal's office, telling him that he had to resign from one of his posts. Understanding that his Soviet support had been eliminated, Karmal resigned from the office of the General Secretary at the 18th PDPA Central Committee plenum. He was succeeded in his post by Najibullah.
Karmal still had support within the party, and used his base to curb Najibullah's powers. He began spreading rumors that he would be reappointed General Secretary. Najibullah's power base was in the KHAD, the Afghan equivalent to the KGB, and not the party. Considering the fact that the Soviet Union had supported Karmal for over six years, the Soviet leadership wanted to ease him out of power gradually. Yuli Vorontsov, the Soviet ambassador to Afghanistan, told Najibullah to begin undermining Karmal's power slowly. Najibullah complained to the Soviet leadership that Karmal used most of his spare time looking for errors and "speaking against the National Reconciliation programme". At a meeting of the Soviet Politburo on 13 November 1986 it was decided that Najibullah should remove Karmal; this motion was supported by Gromyko, Vorontsov, Eduard Shevardnadze, Anatoly Dobrynin and Viktor Chebrikov. A PDPA meeting in November relieved Karmal of his Revolutionary Council chairmanship, and exiled him to Moscow where he was given a state-owned apartment and a dacha. Karmal was succeeded as Revolutionary Council chairman by Haji Mohammad Tsamkani, who was not a member of the PDPA.
Later life and death
Many years after the end of his leadership, he denounced the Saur Revolution of 1978 in which he took part, taking aim at the Khalq governments of Taraki and Amin. He told a Soviet reporter:
It was the greatest crime against the people of Afghanistan. Parcham's leaders were against armed actions because the country was not ready for a revolution... I knew that people would not support us if we decided to keep power without such support.
For unknown reasons, Karmal was invited back to Kabul by Najibullah, and "for equally obscure reasons Karmal accepted", returning on 20 June 1991. (this could have been on the recommendation of Anahita Ratebzad who was very close to Karmal and also respected by Najibullah). If Najibullah's plan was to strengthen his position within the Watan Party (the renamed PDPA) by appeasing the pro-Karmal Parchamites, he failed – Karmal's apartment became a center for opposition to Najibullah's government. When Najibullah was toppled in 1992, Karmal became the most powerful politician in Kabul through leadership of the Parcham. However, his negotiations with the rebels collapsed quickly, and on 16 April 1992 the rebels, led by Gulbuddin Hekmatyar, took Kabul. After the fall of Najibullah's government, Karmal was based in Hairatan. There, it is alleged, Karmal used most of his time either trying to establish a new party, or advising people to join the secular National Islamic Movement (Junbish-i-Milli). Abdul Rashid Dostum, the leader of Junbish-i-Milli, was a supporter of Karmal during his rule. It is unknown how much control Karmal had over Dostum, but there is little evidence that Karmal was in any commanding position. Karmal's influence over Dostum appeared indirect – some of his former associates supported Dostum. Those who spoke with Karmal during this period noted his lack of interest in politics. In June 1992 it was reported that he had died in a plane crash along with Dostum, although these reports later proved to be false.
In early December 1996, Karmal died in Moscow's Central Clinical Hospital from liver cancer. The date of his death was reported by some sources as 1 December and by others as 3 December. The Taliban summed up his rule as follows:
[he] committed all kinds of crimes during his illegitimate rule ... God inflicted on him various kinds of hardship and pain. Eventually he died of cancer in a hospital belonging to his paymasters, the Russians.
Notes
References
Bibliography
External links
Biography of President Babrak Karmal
1929 births
1996 deaths
20th-century heads of state of Afghanistan
Afghan atheists
Presidents of Afghanistan
Prime Ministers of Afghanistan
People's Democratic Party of Afghanistan politicians
Afghan prisoners and detainees
Prisoners and detainees of Afghanistan
Afghan emigrants
Immigrants to the Soviet Union
Collaborators with the Soviet Union
Afghan emigrants to Russia
People granted political asylum in the Soviet Union
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People of the Democratic Republic of Afghanistan
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1980s in Afghanistan
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4468 | https://en.wikipedia.org/wiki/Buddhist%20philosophy | Buddhist philosophy | Buddhist philosophy is the ancient Indian philosophical system that developed within the religio-philosophical tradition of Buddhism. It comprises all the philosophical investigations and systems of rational inquiry that developed among various schools of Buddhism in ancient India following the parinirvāṇa of Gautama Buddha (c. 5th century BCE), as well as the further developments which followed the spread of Buddhism throughout Asia.
Buddhism combines both philosophical reasoning and the practice of meditation. The Buddhist religion presents a multitude of Buddhist paths to liberation; with the expansion of early Buddhism from ancient India to Sri Lanka and subsequently to East Asia and Southeast Asia, Buddhist thinkers have covered topics as varied as cosmology, ethics, epistemology, logic, metaphysics, ontology, phenomenology, the philosophy of mind, the philosophy of time, and soteriology in their analysis of these paths.
Pre-sectarian Buddhism was based on empirical evidence gained by the sense organs (including the mind), and the Buddha seems to have retained a skeptical distance from certain metaphysical questions, refusing to answer them because they were not conducive to liberation but led instead to further speculation. However he also affirmed theories with metaphysical implications, such as dependent arising, karma, and rebirth.
Particular points of Buddhist philosophy have often been the subject of disputes between different schools of Buddhism, as well as between representative thinkers of Buddhist schools and Hindu or Jaina philosophers. These elaborations and disputes gave rise to various schools in early Buddhism of Abhidharma, and to the Mahāyāna traditions such as Prajñāpāramitā, Mādhyamaka, Sautrāntika, Buddha-nature, and Yogācāra. One recurrent theme in Buddhist philosophy has been the desire to find a Middle Way between philosophical views seen as extreme.
Historical phases of Buddhist philosophy
Edward Conze splits the development of Indian Buddhist philosophy into three phases:
The phase of the pre-sectarian Buddhist doctrines derived from oral traditions that originated during the life of Gautama Buddha, and are common to all later schools of Buddhism.
The second phase concerns non-Mahāyāna "scholastic" Buddhism, as evident in the Abhidharma texts beginning in the 3rd century BCE, that feature scholastic reworking and schematic classification of material in the early Buddhist texts. The Abhidhamma philosophy of the Theravada school belongs to this phase.
The third phase concerns Mahāyāna Buddhism, beginning in the late first century CE. This movement emphasizes the path of a bodhisattva and includes various schools of thought, such as Prajñāpāramitā, Mādhyamaka, Sautrāntika, Buddha-nature, and Yogācāra.
Various elements of these three phases are incorporated and/or further developed in the philosophy and worldview of the various sects of Buddhism that then emerged.
Philosophical orientation
Philosophy in ancient India was aimed mainly at spiritual liberation and had soteriological goals. In his study of the Mādhyamaka and Sautrāntika schools of Buddhist philosophy in ancient India, Peter Deller Santina writes:
For the Indian Buddhist philosophers, the teachings of Gautama Buddha were not meant to be taken on faith alone, but to be confirmed by logical analysis and inquiry (pramāṇa) of the world. The early Buddhist texts mention that a person becomes a follower of the Buddha's teachings after having pondered them over with wisdom and the gradual training also requires that a disciple "investigate" (upaparikkhati) and "scrutinize" (tuleti) the teachings. The Buddha also expected his disciples to approach him as a teacher in a critical fashion and scrutinize his actions and words, as shown in the Vīmaṃsaka Sutta.
The Buddha and early Buddhism
The Buddha
Scholarly opinion varies as to whether Gautama Buddha himself was engaged in philosophical inquiry. Siddartha Gautama (c. 5th century BCE) was a north Indian Śramaṇa (wandering ascetic), whose teachings are preserved in the Pāli Nikayas and in the Āgamas as well as in other surviving fragmentary textual collections, collectively known as the early Buddhist texts. Dating these texts is difficult, and there is disagreement on how much of this material goes back to a single religious founder. While the focus of the Buddha's teachings is about attaining the highest good of nirvāṇa, they also contain an analysis of the source of human suffering (duḥkha), the nature of personal identity (ātman), and the process of acquiring knowledge (prajña) about the world.
The Middle Way
The Buddha defined his teaching as "the Middle Way" (Pāli: majjhimāpaṭipadā). In the Dharmacakrapravartana Sūtra, this is used to refer to the fact that his teachings steer a middle course between the extremes of asceticism and bodily denial (as practiced by the Jains and other Indian ascetic groups) and sensual hedonism or indulgence. Many Śramaṇa ascetics of the Buddha's time placed much emphasis on a denial of the body, using practices such as fasting, to liberate the mind from the body. Gautama Buddha, however, realized that the mind was embodied and causally dependent on the body, and therefore that a malnourished body did not allow the mind to be trained and developed. Thus, Buddhism's main concern is not with luxury or poverty, but instead with the human response to circumstances.
Another related teaching of the historical Buddha is "the teaching through the middle" (majjhena dhammaṃ desana), which claims to be a metaphysical middle path between the extremes of eternalism and annihilationism, as well as the extremes of existence and non-existence. This idea would become central to later Buddhist metaphysics, as all Buddhist philosophies would claim to steer a metaphysical middle course.
Basic teachings
Apart from the middle way, certain basic teachings appear in many places throughout these early Buddhist texts, so older studies by various scholars conclude that the Buddha must at least have taught some of these key teachings:
The Four Noble Truths, which provide an analysis of the cause of suffering (duḥkha)
The Noble Eightfold Path, which illustrate the path to spiritual liberation (mokṣa)
The four dhyānas (meditations)
The three marks of existence, three characteristics which apply to all phenomena and which are: suffering (duḥkha), impermanence (anicca), and non-self (anattā)
The five aggregates of clinging (skandhā), which provide an analysis of personal identity and physical existence
Dependent origination (pratītyasamutpāda), a complex doctrine which analyzes the how living beings come to be and how they are conditioned by various psycho-physical processes
Karma and rebirth, actions which lead to a new existence after death, in an endless cycle of birth, death, and rebirth (saṃsāra)
Nirvāṇa, the ultimate soteriological goal which leads to the cessation of all suffering
According to N. Ross Reat, all of these doctrines are shared by the Pāli Canon of Theravāda Buddhism and the Śālistamba Sūtra belonging to the Mahāsāṃghika school. A recent study by Bhikkhu Analayo concludes that the Theravādin Majjhima Nikāya and the Sarvāstivādin Madhyama Āgama contain mostly the same major Buddhist doctrines. Richard G. Salomon, in his study of the Gandhāran Buddhist texts (which are the earliest manuscripts containing discourses attributed to Gautama Buddha), has confirmed that their teachings are "consistent with non-Mahayana Buddhism, which survives today in the Theravada school of Sri Lanka and Southeast Asia, but which in ancient times was represented by eighteen separate schools."
However, some scholars such as Schmithausen, Vetter, and Bronkhorst argue that critical analysis reveals discrepancies among these various doctrines. They present alternative possibilities for what was taught in earliest Buddhism and question the authenticity of certain teachings and doctrines. For example, some scholars think that the doctrine of karma was not central to the teachings of the historical Buddha, while others disagree with this position. Likewise, there is scholarly disagreement on whether insight into the true nature of reality (prajña) was seen as liberating in earliest Buddhism or whether it was a later addition. according to Vetter and Bronkhorst, dhyāna constituted the original "liberating practice", while discriminating insight into transiency as a separate path to liberation was a later development. Scholars such as Bronkhorst and Carol Anderson also think that the Four Noble Truths may not have been formulated in earliest Buddhism but as Anderson writes "emerged as a central teaching in a slightly later period that still preceded the final redactions of the various Buddhist canons."
According to some scholars, the philosophical outlook of earliest Buddhism was primarily negative, in the sense that it focused on what doctrines to reject and let go of more than on what doctrines to accept. Only knowledge that is useful in attaining liberation is valued. According to this theory, the cycle of philosophical upheavals that in part drove the diversification of Buddhism into its many schools and sects only began once Buddhists began attempting to make explicit the implicit philosophy of the Buddha and the early texts.
The Four Noble Truths and dependent causation
The Four Noble Truths or "Truths of the Noble One" are a central feature to the teachings of the historical Buddha and are put forth in the Dharmacakrapravartana Sūtra. The first truth of duḥkha, often translated as "suffering", is the inherent and eternal unsatisfactoriness of life. This unpleasantness is said to be not just physical pain and psychological distress, but also a kind of existential unease caused by the inevitable facts of our mortality and ultimately by the impermanence of all beings and phenomena.
Suffering also arises because of contact with unpleasant events, and due to not getting what one desires. The second truth is that this unease arises out of conditions, mainly craving (taṇhā) and ignorance (avidyā). The third truth is then the fact that whenever sentient beings let go of craving and remove ignorance through insight and knowledge, suffering ceases (nirodhā). The fourth truth is the Noble Eightfold Path, which consists of eight practices that end suffering. They are: right view, right intention, right speech, right action, right livelihood, right effort, right mindfulness, and right samādhi (concentration, mental unification, meditation). The highest good and ultimate goal taught by the historical Buddha, which is the attainment of nirvāṇa, literally means "extinguishing" and signified "the complete extinguishing of greed, hatred, and delusion (i.e. ignorance), the forces which power saṃsāra".
Nirvāṇa also means that after an enlightened being's death, there is no further rebirth. In earliest Buddhism, the concept of dependent origination (pratītya-samutpāda) was most likely limited to processes of mental conditioning and not to all physical phenomena. Gautama Buddha understood the world in procedural terms, not in terms of things or substances. His theory posits a flux of events arising under certain conditions which are interconnected and dependent, such that the processes in question at no time are considered to be static or independent. Craving (taṇhā), for example, is always dependent on, and caused by sensations gained by the sense organs (āyatana). Sensations are always dependent on contact with our surroundings. Buddha's causal theory is simply descriptive: "This existing, that exists; this arising, that arises; this not existing, that does not exist; this ceasing, that ceases." This understanding of causation as "impersonal lawlike causal ordering" is important because it shows how the processes that give rise to suffering work, and also how they can be reversed.
The removal of suffering that stemmed from ignorance (avidyā), then, requires a deep understanding of the nature of reality (prajña). While philosophical analysis of arguments and concepts is clearly necessary to develop this understanding, it is not enough to remove our unskillful mental habits and deeply ingrained prejudices, which require meditation, paired with understanding. According to the Buddha's teachings as recorded in the Gandhāran Buddhist texts, we need to train the mind in meditation to be able to truly comprehend the nature of reality, which is said to have the Three marks of existence: suffering, impermanence, and non-self (anātman). Understanding and meditation are said to work together to clearly see (vipassanā) the nature of human experience and this is said to lead to liberation.
Non-self
Gautama Buddha argued that compounded entities and sentient beings lacked essence, correspondingly the self is without essence (anātman). This means there is no part of a person which is unchanging and essential for continuity, and it means that there is no individual "part of the person that accounts for the identity of that person over time". This is in opposition to the Upanishadic concept of an unchanging ultimate self (ātman) and any view of an eternal soul. The Buddha held that attachment to the appearance of a permanent self in this world of change is the cause of suffering (duḥkha), and the main obstacle to the attainment of spiritual liberation (mokṣa).
The most widely used argument that the Buddha employed against the idea of an unchanging ego is an empiricist one, based on the observation of the five aggregates of existence (skandhā) that constitute a sentient being, and the fact that these are always changing. This argument can be put in this way:
All psycho-physical processes (skandhā) are impermanent.
If there were a self it would be permanent.
IP [There is no more to the person than the five aggregates of existence.]
∴ There is no self.
This argument requires the implied premise that the five aggregates are an exhaustive account of what makes up a person, or else the self could exist outside of these aggregates. This premise is affirmed in other Buddhist texts, such as Saṃyutta Nikāya 22.47, which states: "whatever ascetics and brahmins regard various kinds of things as self, all regard the five grasping aggregates, or one of them."
This argument is famously expounded in the Anātmalakṣaṇa Sūtra. According to this text, the apparently fixed self is merely the result of identification with the temporary aggregates of existence (skandhā), the changing processes making up an individual human being. In this view, a 'person' is only a convenient nominal designation on a certain grouping of processes and characteristics, and an 'individual' is a conceptual construction overlaid upon a stream of experiences, just like a chariot is merely a conventional designation for the parts of a chariot and how they are put together. The foundation of this argument is purely empiricist, for it is based on the fact that all we observe is subject to change, especially everything observed when looking inwardly in meditation.
Another argument supporting the doctrine of non-self, the "argument from lack of control", is based on the fact that we often seek to change certain parts of ourselves, that the "executive function" of the mind is that which finds certain things unsatisfactory and attempts to alter them. Furthermore, it is also based on the "anti-reflexivity principle" of Indian philosophy, which states an entity cannot operate on or control itself (a knife can cut other things but not itself, a finger can point at other things but not at itself, etc.). This means then, that the self could never desire to change itself and could not do so; another reason for this is that, besides Buddhism, in the orthodox schools of Hindu philosophy the unchanging ultimate self (ātman) is perfectly blissful and does not suffer. The historical Buddha used this idea to attack the concept of self. This argument could be structured thus:
If the self existed it would be the part of the person that performs the executive function, the "controller."
The self could never desire that it be changed (anti-reflexivity principle).
Each of the five kinds of psycho-physical processes (skandhā) is such that one can desire that it be changed.
IP [There is no more to the person than the five aggregates of existence.]
∴ There is no self.
This argument then denies that there is one permanent "controller" in the person. Instead, it views the person as a set of constantly changing processes which include volitional events seeking change and an awareness of that desire for change. According to Mark Siderits:"What the Buddhist has in mind is that on one occasion one part of the person might perform the executive function, on another occasion another part might do so. This would make it possible for every part to be subject to control without there being any part that always fills the role of the controller (and so is the self). On some occasions, a given part might fall on the controller side, while on other occasions it might fall on the side of the controlled. This would explain how it's possible for us to seek to change any of the skandhas while there is nothing more to us than just those skandhas."As noted by K.R. Norman and Richard Gombrich, the Buddha extended his non-self critique to the Brahmanical belief expounded in the Brihadaranyaka Upanishad that the unchanging ultimate self (ātman) was indeed the whole world, or identical with Brahman. This concept is illustrated in the Alagaddupama Sūtra, where the Buddha argues that an individual cannot experience the suffering of the entire world. He used the example of someone carrying off and burning grass and sticks from the Jeta grove and how a monk would not sense or consider themselves harmed by that action. In this example, the Buddha is arguing that we do not have direct experience of the entire world, and hence the self cannot be the whole world. In this Buddhist text, as well as in the Soattā Sūtra, the Buddha outlines six wrong views about self:
"There are six wrong views: An unwise, untrained person may think of the body, 'This is mine, this is me, this is my self'; he may think that of feelings; of perceptions; of volitions; or of what has been seen, heard, thought, cognized, reached, sought or considered by the mind. The sixth is to identify the world and self, to believe: 'At death, I shall become permanent, eternal, unchanging, and so remain forever the same; and that is mine, that is me, that is my self.' A wise and well-trained person sees that all these positions are wrong, and so he is not worried about something that does not exist."
Furthermore, Gautama Buddha argued that the world can be observed to be a cause of suffering (Brahman was held to be ultimately blissful in the orthodox schools of Hindu philosophy) and that since we cannot control the world as we wish, the world cannot be the self. The idea that "this cosmos is the self" is one of the six wrong views rejected by the historical Buddha, along with the related monistic Hindu theology which held that "everything is a Oneness" (SN 12.48 Lokayatika Sutta). The historical Buddha also held that understanding and seeing the truth of non-self led to un-attachment, and hence to the cessation of suffering, while ignorance (avidyā) about the true nature of personality (prajña) led to further suffering and attachment.
Epistemology
All schools of Indian philosophy recognize various sets of valid justifications for knowledge (pramāṇa) and many see the Vedas as providing access to truth. The historical Buddha denied the authority of the Vedas, though, like his contemporaries, he affirmed the soteriological importance of holding the right view; that is, having a proper understanding of reality. However, this understanding was not conceived primarily as metaphysical and cosmological knowledge, but as a piece of knowledge into the arising and cessation of suffering in human experience. Therefore, the Buddha's epistemic project is different from that of modern philosophy; it is primarily a solution to the fundamental human spiritual/existential problem.
Gautama Buddha's logico-epistemology has been compared to empiricism, in the sense that it was based on the experience of the world through the senses. The Buddha taught that empirical observation through the six sense fields (āyatanā) was the proper way of verifying any knowledge claims. Some Buddhist texts go further, stating that "the All", or everything that exists (sabbam), are these six sense spheres (SN 35.23, Sabba Sutta) and that anyone who attempts to describe another "All" will be unable to do so because "it lies beyond range". This text seems to indicate that for the Buddha, things in themselves or noumena are beyond our epistemological reach (avisaya).
Furthermore, in the Kālāma Sutta the Buddha tells a group of confused villagers that the only proper reason for one's beliefs is verification in one's own personal experience (and the experience of the wise) and denies any verification which stems from a personal authority, sacred tradition (anussava), or any kind of rationalism which constructs metaphysical theories (takka). In the Tevijja Sutta (DN 13), the Buddha rejects the personal authority of Brahmins because none of them can prove they have had personal experience of Brahman, nor could any of them prove its existence. The Buddha also stressed that experience is the only criterion for verification of the truth in this passage from the Majjhima Nikāya (MN.I.265):
"Monks, do you only speak that which is known by yourselves seen by yourselves, found by yourselves?"
"Yes, we do, sir."
"Good, monks, That is how you have been instructed by me in this timeless doctrine which can be realized and verified, that leads to the goal and can be understood by those who are intelligent."
Furthermore, the Buddha's standard for personal verification was a pragmatic and salvific one, for the Buddha a belief counts as truth only if it leads to successful Buddhist practice (and hence, to the destruction of craving). In the "Discourse to Prince Abhaya" (MN.I.392–4) the Buddha states this pragmatic maxim by saying that a belief should only be accepted if it leads to wholesome consequences. This tendency of the Buddha to see what is true as what was useful or "what works" has been called by Western scholars such as Mrs Rhys Davids and Vallée-Poussin a form of pragmatism. However, K. N. Jayatilleke argues the Buddha's epistemology can also be taken to be a form of correspondence theory (as per the Apannaka Sutta) with elements of coherentism, and that for the Buddha it is causally impossible for something which is false to lead to cessation of suffering and evil.
Gautama Buddha discouraged his disciples and early followers of Buddhism from indulging in intellectual disputation for its own sake, which is fruitless, and distracts one from the ultimate goals of awakening (bodhi) and liberation (mokṣa). Only philosophy and discussion which has pragmatic value for liberation from suffering is seen as important. According to the Pāli Canon, during his lifetime the Buddha remained silent when asked several metaphysical questions which he regarded as the basis for "unwise reflection". These "unanswered questions" (avyākṛta) regarded issues such as whether the universe is eternal or non-eternal (or whether it is finite or infinite), the unity or separation of the body and the self (ātman), the complete inexistence of a person after death and nirvāṇa, and others. In the Aggi-Vacchagotta Sutta, the historical Buddha stated that thinking about these imponderable issues led to "a thicket of views, a wilderness of views, a contortion of views, a writhing of views, a fetter of views".
One explanation for this pragmatic suspension of judgment or epistemic Epoché is that such questions contribute nothing to the practical methods of realizing awakeness during one's lifetime and bring about the danger of substituting the experience of liberation by a conceptual understanding of the doctrine or by religious faith. According to the Buddha, the Dharma is not an ultimate end in itself or an explanation of all metaphysical reality, but a pragmatic set of teachings. The Buddha used two parables to clarify this point, the 'Parable of the raft' and the Parable of the Poisoned Arrow. The Dharma is like a raft in the sense that it is only a pragmatic tool for attaining nirvana ("for the purpose of crossing over, not for the purpose of holding onto", MN 22); once one has done this, one can discard the raft. It is also like medicine, in that the particulars of how one was injured by a poisoned arrow (i.e. metaphysics, etc.) do not matter in the act of removing and curing the arrow wound itself (removing suffering). In this sense, the Buddha was often called "the great physician" because his goal was to cure the human condition of suffering first and foremost, not to speculate about metaphysics.
Having said this, it is still clear that resisting and even refuting a false or slanted doctrine can be useful to extricate the interlocutor, or oneself, from error; hence, to advance in the way of liberation. Witness the Buddha's confutation of several doctrines by Nigantha Nataputta and other purported sages which sometimes had large followings (e.g., Kula Sutta, Sankha Sutta, Brahmana Sutta). This shows that a virtuous and appropriate use of dialectics can take place. By implication, reasoning and argument shouldn't be disparaged by Buddhists.
After the Buddha's death, some Buddhists such as Dharmakirti went on to use the sayings of the Buddha as sound evidence equal to perception and inference.
Transcendence
Another possible reason why the Buddha refused to engage in metaphysics is that he saw ultimate reality and nirvana as devoid of sensory mediation and conception and therefore language itself is a priori inadequate to explain it. Thus, the Buddha's silence does not indicate misology or disdain for philosophy. Rather, it indicates that he viewed the answers to these questions as not understandable by the unenlightened. Dependent arising provides a framework for analysis of reality that is not based on metaphysical assumptions regarding existence or non-existence, but instead on direct cognition of phenomena as they are presented to the mind in meditation.
The Buddha of the earliest Buddhists texts describes Dharma (in the sense of "truth") as "beyond reasoning" or "transcending logic", in the sense that reasoning is a subjectively introduced aspect of the way unenlightened humans perceive things, and the conceptual framework which underpins their cognitive process, rather than a feature of things as they really are. Going "beyond reasoning" means in this context penetrating the nature of reasoning from the inside, and removing the causes for experiencing any future stress as a result of it, rather than functioning outside the system as a whole.
Meta-ethics
The Buddha's ethics are based on the soteriological need to eliminate suffering and on the premise of the law of karma. Buddhist ethics have been termed eudaimonic (with their goal being well-being) and also compared to virtue ethics (this approach began with Damien Keown). Keown writes that Buddhist Nirvana is analogous to the Aristotelian Eudaimonia, and that Buddhist moral acts and virtues derive their value from how they lead us to or act as an aspect of the nirvanic life.
The Buddha outlined five precepts (no killing, stealing, sexual misconduct, lying, or drinking alcohol) which were to be followed by his disciples, lay and monastic. There are various reasons the Buddha gave as to why someone should be ethical.
First, the universe is structured in such a way that if someone intentionally commits a misdeed, a bad karmic fruit will be the result. Hence, from a pragmatic point of view, it is best to abstain from these negative actions which bring forth negative results. However, the important word here is intentionally: for the Buddha, karma is nothing else but intention/volition, and hence unintentionally harming someone does not create bad karmic results. Unlike the Jains who believed that karma was a quasi-physical element, for the Buddha karma was a volitional mental event, what Richard Gombrich calls 'an ethnicized consciousness'.
This idea leads into the second moral justification of the Buddha: intentionally performing negative actions reinforces and propagates mental defilements which keep persons bound to the cycle of rebirth and interfere with the process of liberation, and hence intentionally performing good karmic actions is participating in mental purification which leads to nirvana, the highest happiness. This perspective sees immoral acts as unskillful (akusala) in our quest for happiness, and hence it is pragmatic to do good.
The third meta-ethical consideration takes the view of not-self and our natural desire to end our suffering to its logical conclusion. Since there is no self, there is no reason to prefer our own welfare over that of others because there is no ultimate grounding for the differentiation of "my" suffering and someone else's. Instead, an enlightened person would just work to end suffering tout court, without thinking of the conventional concept of persons. According to this argument, anyone who is selfish does so out of ignorance of the true nature of personal identity and irrationality.
Buddhist schools and Abhidharma
The main Indian Buddhist philosophical schools practiced a form of analysis termed Abhidharma which sought to systematize the teachings of the early Buddhist discourses (sutras). Abhidharma analysis broke down human experience into momentary phenomenal events or occurrences called "dharmas". Dharmas are impermanent and dependent on other causal factors, they arise and pass as part of a web of other interconnected dharmas, and are never found alone. The Abhidharma schools held that the teachings of the Buddha in the sutras were merely conventional, while the Abhidharma analysis was ultimate truth (paramattha sacca), the way things really are when seen by an enlightened being. The Abhidharmic project has been likened as a form of phenomenology or process philosophy.
Abhidharma philosophers not only outlined what they believed to be an exhaustive listing of dharmas (Pali: dhammas), which are the ultimate phenomena, events or processes (and include physical and mental phenomena), but also the causal relations between them. In the Abhidharmic analysis, the only thing which is ultimately real is the interplay of dharmas in a causal stream; everything else is merely conceptual (paññatti) and nominal.
This view has been termed "mereological reductionism" by Mark Siderits because it holds that only impartite entities are real, not wholes. Abhidharmikas such as Vasubandhu argued that conventional things (tables, persons, etc.) "disappear under analysis" and that this analysis reveals only a causal stream of phenomenal events and their relations. The mainstream Abhidharmikas defended this view against their main Hindu rivals, the Nyaya school, who were substance theorists and posited the existence of universals. Some Abhidharmikas such as the Prajñaptivāda were also strict nominalists, and held that all things - even dharmas - were merely conceptual.
The Abhidharma schools
An important Abhidhamma work from the Theravāda school is the Kathāvatthu ("Points of controversy"), attributed to the Indian scholar-monk Moggaliputta-Tissa (–247 BCE). This text is important because it attempts to refute several philosophical views which had developed after the death of the Buddha, especially the theory that 'all exists' (sarvāstivāda), the theory of momentariness (khāṇavāda) and the personalist view (pudgalavada). These were the major philosophical theories that divided the Buddhist Abhidharma schools in India.
After being brought to Sri Lanka in the first century BCE, the Pali language Theravada Abhidhamma tradition was heavily influenced by the works of Buddhaghosa (4-5th century AD), the most important philosopher and commentator of the Theravada school. The Theravada philosophical enterprise was mostly carried out in the genre of Atthakatha (commentaries) as well as sub-commentaries (tikas) on the classic Pali Abhidhamma texts. Abhidhamma study also included smaller doctrinal summaries and compendiums, like the Abhidhammattha-saṅgaha (The Compendium of Things contained in the Abhidhamma).
The Sarvāstivāda-Vaibhāṣika (sometimes just "Vaibhāṣika") was one of the major Buddhist philosophical schools in India, and they were so named because of their belief that dharmas exist in all three times: past, present and future. Though the Sarvāstivāda Abhidharma system began as a mere categorization of mental events, their philosophers and exegetes such as Dharmatrata and Katyāyāniputra, the compiler of the Mahāvibhāṣa ("Great Commentary"), eventually refined this system into a robust realism, which also included a type of essentialism or substance theory. This realism was based on the nature of dharmas, which was called svabhava ("self-nature" or "intrinsic existence"). Svabhava is a sort of essence, though it is not a completely independent essence, since all dharmas were said to be causally dependent. The Sarvāstivāda system extended this realism across time, effectively positing a type of eternalism with regards to time; hence, the name of their school means "the view that everything exists". Vaibhāṣika remained an influential school in North India during the medieval period. Perhaps the most influential figure in this tradition was the great scholar Saṃghabhadra. Another key figure was Śubhagupta (720–780), who was a Vaibhāṣika thinker within the epistemological (pramana) tradition.
Other Buddhist schools such as the Prajñaptivāda ("the nominalists"), as well as the Caitika Mahāsāṃghikas refused to accept the concept of svabhava. Thus, not all Abhidharma sources defend svabhava. For example, the main topic of the Tattvasiddhi Śāstra by Harivarman (3-4th century CE), an influential Abhidharma text, is the emptiness (shunyata) of dharmas. Indeed, this anti-essentialist nominalism was widespread among the Mahāsāṃghika sects. Another important feature of the Mahāsāṃghika tradition was its unique theory of consciousness. Many of the Mahāsāṃghika sub-schools defended a theory of self-awareness (svasaṃvedana) which held that consciousness can be simultaneously aware of itself as well as its intentional object. Some of these schools also held that the mind's nature (cittasvabhāva) is fundamentally pure (mulavisuddha), but it can be contaminated by adventitious defilements.
The Theravādins and other schools, such as the Sautrāntikas ("those who follow the sutras"), often attacked the theories of the Sarvāstivādins, especially their theory of time. A major figure in this argument was the scholar Vasubandhu, a Sarvāstivādin monk himself (who was also influenced by the critiques of the Sautrantika school), who critiqued the theory of all exists and argued for philosophical presentism in his comprehensive treatise, the Abhidharmakośa. This work is the major Abhidharma text used in Tibetan and East Asian Buddhism today. The Theravāda also holds that dharmas only exist in the present, and are thus also presentists.
The Theravāda presentation of Abhidharma is also not as concerned with ontology as the Sarvāstivāda view, but is more of a phenomenological schema. Hence the concept of svabhava (Pali: sabhava) for the Theravādins is more of a certain characteristic or dependent feature of a dharma, than any sort of essence or metaphysical grounding. As the Sinhalese scholar Y. Karunadasa writes, the Pali tradition only postulates sabhava "for the sake of definition and description." However, ultimately each dhamma (particular phenomenon) is not a singular independent existence. Thus, Karunadasa rejects the view that Theravada Abhidhamma defends an ontological pluralism (but it is also not monism either, since there is no single underlying ground of all things or metaphysical substratum). Instead they are merely processes that happen "due to the interplay of a multitude of conditions." Karunadasa also describes the Theravada system as a "critical realism" which sees the ultimate existents as the myriad irreducible dhammas, and which also accepts the existence of an external world with entities that truly exist independently of cognition (as opposed to Mahayana forms of idealism).
Another important theory held by some Sarvāstivādins, Theravādins and Sautrāntikas was the theory of "momentariness" (Skt., kṣāṇavāda, Pali, khāṇavāda). This theory held that dhammas only last for a minute moment (ksana) after they arise. The Sarvāstivādins saw these 'moments' in an atomistic way, as the smallest length of time possible (they also developed a material atomism). Reconciling this theory with their eternalism regarding time was a major philosophical project of the Sarvāstivāda. The Theravādins initially rejected this theory, as evidenced by the Khaṇikakathā of the Kathavatthu which attempts to refute the doctrine that "all phenomena (dhamma) are as momentary as a single mental entity." However, momentariness with regards to mental dhammas (but not physical or rūpa dhammas) was later adopted by the Sri Lankan Theravādins, and it is possible that it was first introduced by the scholar Buddhagosa.
All Abhidharma schools also developed complex theories of causation and conditionality to explain how dharmas interacted with each other. Another major philosophical project of the Abhidharma schools was the explanation of perception. Some schools such as the Sarvastivadins explained perception as a type of phenomenalist realism while others such as the Sautrantikas preferred representationalism and held that we only perceive objects indirectly. The major argument used for this view by the Sautrāntikas was the "time-lag argument." According to Mark Siderits: "The basic idea behind the argument is that since there is always a tiny gap between when the sense comes in contact with the external object and when there is sensory awareness, what we are aware of can't be the external object that the senses were in contact with, since it no longer exists." This is related to the theory of extreme momentariness.
One major philosophical view which was rejected by all the schools mentioned above was the view held by the Pudgalavadin or 'personalist' schools. They seemed to have held that there was a sort of 'personhood' in some ultimately real sense which was not reducible to the five aggregates. This controversial claim was in contrast to the other Buddhists of the time who held that a personality was a mere conceptual construction (prajñapti) and only conventionally real.
Indian Mahāyāna philosophy
From about the 1st century BCE, a new textual tradition began to arise in Indian Buddhist thought called Mahāyāna (Great Vehicle), which would slowly come to dominate Indian Buddhist philosophy. During the medieval period of Indian history, Buddhist philosophy thrived in large monastery-university complexes such as Nalanda, Vikramasila, and Vallabhi. These institutions became major centers of philosophical learning in North India (where both Buddhist and also non-Buddhist thought was studied and debated). Mahāyāna philosophers continued the philosophical projects of Abhidharma, while at the same time critiquing them and introducing many new concepts and ideas. Since the Mahāyāna held to the pragmatic concept of truth which states that doctrines are regarded as conditionally "true" in the sense of being spiritually beneficial, these new theories and practices were seen as 'skillful means' (upaya).
The Mahayana also promoted the bodhisattva ideal, which included an attitude of compassion for all sentient beings. The Bodhisattva is someone who chooses to remain in samsara (the cycle of birth and death) to benefit all other beings who are suffering.
Major Mahayana philosophical schools and traditions include the Prajñaparamita, Madhyamaka, Yogācāra, Tathagatagarbha, the epistemological school of Dignaga, and in China the Huayan, Tiantai and Zen schools.
Prajñāpāramitā and Madhyamaka
The earliest Prajñāpāramitā-sutras ("perfection of insight" sutras) (circa 1st century BCE) emphasize the shunyata (emptiness) of all phenomena. It is thus a radical global nominalism and anti-essentialism, which sees all things as illusions and all of reality as a dreamlike appearance without any fundamental essence. The Prajñāpāramitā is said to be a transcendent spiritual knowledge of the nature of ultimate reality, which empty of any essence or foundation, like a universal mirage.
Thus, the Diamond Sutra (Vajracchedikā Prajñāpāramitā Sūtra) states:
The Heart Sutra famously affirms the emptiness (shunyata) of all phenomena:
Oh, Sariputra, form does not differ from emptiness, and emptiness does not differ from form.Form is emptiness and emptiness is form; the same is true for feelings, perceptions, volitions and consciousness.The Prajñāpāramitā sources also note that this applies to every single phenomenon, even Buddhahood. The goal of the Buddhist aspirant in the Prajñāpāramitā texts is to awaken to the perfection of wisdom ("prajñāpāramitā"), a non-conceptual transcendent wisdom that knows the emptiness of all things while not being attached to anything (including the very idea of emptiness itself or perfect wisdom).
The Prajñāpāramitā teachings are associated with the work of the Buddhist philosopher Nāgārjuna ( – ) and the Madhyamaka (Middle way, or "Centrism") school. Nāgārjuna was one of the most influential Indian Mahayana thinkers. He gave the classical arguments for the empty nature of all dharmas and attacked the essentialism found in various Abhidharma schools (and also in Hindu philosophy) in his magnum opus, The Root Verses on the Middle Way (Mūlamadhyamakakārikā). In the Mūlamadhyamakakārikā, Nagarjuna relies on reductio ad absurdum arguments to refute various theories which assume svabhava (an inherent essence or "own being"), dravya (substances) or any theory of existence (bhava). In this work, he covers topics such as causation, motion, and the sense faculties.
Nāgārjuna asserted a direct connection between, even identity of, dependent origination, non-self (anatta), and emptiness (śūnyatā). He pointed out that implicit in the early Buddhist concept of dependent origination is the lack of anatta (substantial being) underlying the participants in origination, so that they have no independent existence, a state identified as śūnyatā (i.e., emptiness of a nature or essence (svabhāva sunyam).
Later philosophers of the Madhyamaka school built upon Nāgārjuna's analysis and defended Madhyamaka against their opponents. These included Āryadeva (3rd century CE), Nāgārjuna's pupil; Candrakīrti (600–), who wrote an important commentary on the Mūlamadhyamakakārikā; and Shantideva (8th century), who is the key Mahayana ethicist.
The commentator Buddhapālita (c. 470–550) has been understood as the originator of the 'prāsaṅgika' approach which is based on critiquing essentialism only through reductio arguments. He was criticized by Bhāvaviveka ( – ), who argued for the use of properly logical syllogisms to positively argue for emptiness (instead of just refuting the theories of others). These two approaches were later termed the prāsaṅgika and the svātantrika approaches to Madhyamaka by Tibetan philosophers and commentators.
Influenced by the work of Dignaga, Bhāvaviveka's Madhyamika philosophy makes use of Buddhist epistemology. Candrakīrti, on the other hand, critiqued Bhāvaviveka's adoption of the epistemological (pramana) tradition on the grounds that it contained subtle essentialism. He quotes Nagarjuna's famous statement in the Vigrahavyavartani which says "I have no thesis" for his rejection of positive epistemic Madhyamaka statements. Candrakīrti held that a true Madhyamika could only use "consequence" (prasanga), in which one points out the inconsistencies of their opponent's position without asserting an "autonomous inference" (svatantra), for no such inference can be ultimately true from the point of view of Madhyamaka.
In China, the Madhyamaka school (known as Sānlùn) was founded by Kumārajīva (344–413 CE), who translated the works of Nagarjuna to Chinese. Other Chinese Madhymakas include Kumārajīva 's pupil Sengzhao, Jizang (549–623), who wrote over 50 works on Madhyamaka, and Hyegwan, a Korean monk who brought Madhyamaka teachings to Japan.
Yogācāra
The Yogācāra school (Yoga practice) was a Buddhist philosophical tradition which arose in between the 2nd century CE and the 4th century CE and is associated with the philosophers and brothers Asanga and Vasubandhu and with various sutras such as the Sandhinirmocana Sutra and the Lankavatara Sutra. The central feature of Yogācāra thought is the concept of vijñapti-mātra, often translated as "impressions only" or "appearance only". This has been interpreted as a form of Idealism or as a form of Phenomenology. Other names for the Yogācāra school are 'vijñanavada' (the doctrine of consciousness) and 'cittamatra' (mind-only).
Yogācāra thinkers like Vasubandhu argued against the existence of external objects by pointing out that we only ever have access to our own mental impressions, and hence our inference of the existence of external objects is based on faulty logic. Vasubandhu's Triṃśikā-vijñaptimātratā (The Proof that There Are Only Impressions in Thirty Verses), begins thus:
I. This [world] is nothing but impressions, since it manifests itself as an unreal object,
Just like the case of those with cataracts seeing unreal hairs in the moon and the like.
According to Vasubandhu then, all our experiences are like seeing hairs on the moon when we have cataracts, that is, we project our mental images into something "out there" when there are no such things. Vasubandhu then goes on to use the dream argument to argue that mental impressions do not require external objects to (1) seem to be spatio-temporally located, (2) to seem to have an inter-subjective quality, and (3) to seem to operate by causal laws. The fact that purely mental events can have causal efficacy and be intersubjective is proved by the event of a wet dream and by the mass or shared hallucinations created by the karma of certain types of beings. After having argued that impressions-only is a theory that can explain our everyday experience, Vasubandhu then appeals to parsimony - since we do not need the concept of external objects to explain reality, then we can do away with those superfluous concepts altogether as they are most likely just mentally superimposed on our concepts of reality by the mind. Yogācārins like Vasubandhu also attacked the realist theories of Buddhist atomism and the Abhidharma theory of svabhava. He argued that atoms, as conceived by the atomists (un-divisible entities), would not be able to come together to form larger aggregate entities, and hence that they were illogical concepts.
Inter-subjective reality for Vasubandhu is then the causal interaction between various mental streams and their karma, and does not include any external physical objects. The soteriological importance of this theory is that, by removing the concept of an external world, it also weakens the 'internal' sense of self as an observer which is supposed to be separate from the external world. To dissolve the dualism of inner and outer is also to dissolve the sense of self and other. The later Yogacara commentator Sthiramati explains this thus:There is a grasper if there is something to be grasped, but not in the absence of what is to be grasped. Where there is nothing to be grasped, the absence of a grasper also follows, there is not just the absence of the thing to be grasped. Thus there arises the extra-mundane non-conceptual cognition that is alike without object and without cognizer.
Apart from its defense of an idealistic metaphysics and its attacks on realism, Yogācāra sources also developed a new theory of mind, based on the Eight Consciousnesses, which includes the innovative doctrine of the subliminal storehouse consciousness (Skt: ālayavijñāna).
Yogācāra thinkers also developed a positive account of ultimate reality based on three basic modes or "natures" (svabhāva). This metaphysical doctrine is central to their view of the ultimate and to their understanding of the doctrine of emptiness (śūnyatā).
The Dignāga-Dharmakīrti tradition
Dignāga (–540) and Dharmakīrti (c. 6-7th century) were Buddhist philosophers who developed a system of epistemology (pramana) and logic in their debates with the Brahminical philosophers in order to defend Buddhist doctrine. This tradition is called "those who follow reasoning" (Tibetan: rigs pa rjes su 'brang ba); in modern literature, it is sometimes known by the Sanskrit "pramāṇavāda", or "the Epistemological School." They were associated with the Yogacara and Sautrantika schools, and defended theories held by both of these schools.
Dignāga's influence was profound and led to an "epistemological turn" among all Buddhists and also all Sanskrit language philosophers in India after his death. In the centuries following Dignāga's work, Sanskrit philosophers became much more focused on defending all of their propositions with fully developed theories of knowledge.
The "School of Dignāga" includes later philosophers and commentators like Santabhadra, Dharmottara (8th century), Prajñakaragupta (740–800 C.E.), Jñanasrimitra (975–1025), Ratnakīrti (11th century) and Śaṅkaranandana (fl. c. 9th or 10th century). The epistemology they developed defends the view that there are only two 'instruments of knowledge' or 'valid cognitions' (pramana): "perception" (pratyaksa) and "inference" (anumāṇa). Perception is a non-conceptual awareness of particulars which is bound by causality, while inference is reasonable, linguistic and conceptual.
These Buddhist philosophers argued in favor of the theory of momentariness, the Yogācāra "awareness only" view, the reality of particulars (svalakṣaṇa), atomism, nominalism and the self-reflexive nature of consciousness (svasaṃvedana). They attacked Hindu theories of God (Isvara), universals, the authority of the Vedas, and the existence of a permanent soul (atman).
Later Yogācāra developments
After the time of Asanga and Vasubandhu, the Yogācāra school developed in different directions. One branch focused on epistemology (this would become the school of Dignaga). Another branch focused on expanding the Yogācāra's metaphysics and philosophy. This latter tradition includes figures like Dharmapala of Nalanda, Sthiramati, Chandragomin (who was known to have debated the Madhyamaka thinker Candrakirti), and Śīlabhadra (a top scholar at Nalanda). Yogācārins such as Paramartha and Guṇabhadra brought the school to China and translated Yogacara works there, where it is known as Wéishí-zōng or Fǎxiàng-zōng. An important contribution to East Asian Yogācāra is Xuanzang's Cheng Weishi Lun, or "Discourse on the Establishment of Consciousness Only".
A later development is the rise of a syncretic tradition of Yogācāra-tathāgatagarbha thought. This group adopted the doctrine of tathāgatagarbha (the buddha-womb, buddha-source, or "buddha-within") found in various tathāgatagarbha sutras. This hybrid school eventually went on to equate the tathāgatagarbha with the pure aspect of the storehouse consciousness. Some key sources of this school are the Laṅkāvatāra Sūtra, Ratnagotravibhāga (Uttaratantra), and in China, the influential Mahayana Awakening of Faith treatise. One key figure of this tradition was Paramārtha, an Indian monk who was an important translator in China. He promoted a new theory that said there was a "stainless consciousness" (amala-vijñāna, a pure wisdom within all beings), which he equated with the buddha-nature (tathāgatagarbha). This synthetic tradition also became important in later Indian Buddhism, where the Ratnagotravibhāga became the key text.
Another later development was the synthesis of Yogācāra with Madhyamaka. Jñānagarbha (8th century) and his student Śāntarakṣita (725–788) brought together Yogacara, Madhyamaka and the Dignaga school of epistemology into a philosophical synthesis known as the Yogācāra-Svatantrika-Mādhyamika. Śāntarakṣita was also instrumental in the introduction of Buddhism and the Sarvastivadin monastic ordination lineage to Tibet, which was conducted at Samye. Śāntarakṣita's disciples included Haribhadra and Kamalaśīla. This philosophical tradition is influential in Tibetan Buddhist thought.
Perhaps the most important debate among late Yogācāra philosophers was the debate between alikākāravāda (Tib. rnam rdzun pa, False Aspectarians, also known as Nirākāravāda) and Satyākāravāda (rnam bden pa, True Aspectarians, also known as sākāravāda). The crux of the debate was the question of whether mental appearances, images or “aspects” (ākāra) are true (satya) or false (alika). The Satyākāravāda camp, defended by scholars like Jñānaśrīmitra (ca. 980–1040), held that images in consciousness have a real existence, since they arise from a real consciousness. Meanwhile, Alikākāravāda defenders like Ratnākaraśānti (ca. 970–1045) argues that mental appearances do not really exist and are false (alīka) or illusory. For these thinkers, the only thing which is real is a pure self-aware consciousness which is contentless (nirākāra, “without images”).
Buddha-nature thought
The tathāgathagarbha sutras, in a departure from mainstream Buddhist language, insist that there is a real potential for awakening is inherent to every sentient being. They marked a shift from a largely apophatic (negative) method within Buddhism to a decidedly more cataphatic (positive) mode. The main topic of this genre of literature is the tathāgata-garbha, which can mean the womb or embryo of a Tathāgata (i.e. a Buddha) and is what allows someone to become a Buddha. Another similar term used for this idea is buddhadhātu (buddha-nature or source of the Buddhas).
Prior to the period of these scriptures, Mahāyāna metaphysics had been dominated by teachings on emptiness. The language used by this approach is primarily negative, and the buddha-nature literature can be seen as an attempt to state orthodox Buddhist teachings of dependent origination using positive language instead, to prevent people from being turned away from Buddhism by a false impression of nihilism. In these sutras, the perfection of the wisdom of not-self is stated to be the true self (atman). The word "self" (atman) is used in a way idiosyncratic to these sutras; the "true self" is described as the perfection of the wisdom of not-self in the Buddha-Nature Treatise (Fóxìng lùn, 佛性論, T. 1610) of Paramārtha, for example. The ultimate goal of the path is then characterized using a range of positive language that had been used previously in Indian philosophy by essentialist philosophers, but which was now adapted to describe the positive realities of Buddhahood.
Perhaps the most influential source in the Indian tradition for this teaching is the Ratnagotravibhāga (5th century CE). This śāstra brought together all the major themes of the tathāgatagārbha theory into a single treatise. The Ratnagotravibhāga sees the tathāgatagarbha as being an inherent nature in all things which is omnipresent, all-pervasive, non-conceptual, free of suffering and inherently blissful. It also describes buddha nature as “the intrinsically stainless nature of the mind” (cittaprakṛtivaimalya). Indeed, in many later Indian sources, the tathāgathagarbha teachings also come to be identified with the similar doctrine of the luminous mind (prabhasvara-citta). This ancient idea holds that the mind is inherently pure, and that defilements are only adventitious. In the Ratnagotravibhāga, this originally pure (prakṛtipariśuddha) nature (i.e. the fully purified buddha-nature) is further described through numerous terms such as: unconditioned (asaṃskṛta), unborn (ajāta), unarisen (anutpanna), eternal (nitya), changeless (dhruva), and permanent (śāśvata).
According to some scholars, tathāgatagarbha does not represent a substantial self; rather, it is a positive language expression of emptiness and represents the potentiality to realize Buddhahood through Buddhist practices. In this interpretation, the intention of the teaching of tathāgatagarbha is soteriological rather than metaphysical.
Vajrayāna Buddhism
Vajrayāna (also Mantrayāna, Sacret Mantra, Tantrayāna and Esoteric Buddhism) is a Mahayana Buddhist tradition associated with a group of texts known as the Buddhist Tantras which had developed into a major force in India by the eighth century. By this time Indian Tantric scholars were developing philosophical defenses, hermeneutics and explanations of the Buddhist tantric systems, especially through commentaries on key tantras such as the Guhyasamāja Tantra, Mahavairocana sutra, and the Guhyagarbha Tantra.
While the view of the Vajrayāna was based on the earlier Madhyamaka, Yogacara and Buddha-nature theories, it saw itself as being a faster vehicle to liberation containing many skillful methods (upaya) of tantric ritual. The need for an explication and defense of the Tantras arose out of the unusual nature of the rituals associated with them, which included the use of secret mantras, alcohol, sexual yoga, complex visualizations of mandalas filled with wrathful deities and other practices which were discordant with or at least novel in comparison to traditional Buddhist practice.
The Guhyasamāja Tantra, for example, states: "you should kill living beings, speak lying words, take things that are not given and have sex with many women". Other features of tantra included a focus on the physical body as the means to liberation, and a reaffirmation of feminine elements, feminine deities and a positive view of sexuality.
The defense of these tantric practices is based on the theory of transformation which states that negative mental factors and physical actions can be cultivated and transformed in a ritual setting. The Hevajra tantra states:
Those things by which evil men are bound, others turn into means and gain thereby release from the bonds of existence. By passion the world is bound, by passion too it is released, but by heretical Buddhists, this practice of reversals is not known.
Another hermeneutic of Buddhist Tantric commentaries such as the Vimalaprabha (Stainless Light) of Pundarika (a commentary on the Kalacakra Tantra) is one of interpreting taboo or unethical statements in the Tantras as metaphorical statements about tantric practice and physiology. For example, in the Vimalaprabha, "killing living beings" refers to stopping the prana at the top of the head. In the Tantric Candrakirti's Pradipoddyotana, a commentary to the Guhyasamaja Tantra, killing living beings is glossed as "making them void" by means of a "special samadhi" which according to Bus-ton is associated with completion stage tantric practice.
Douglas Duckworth notes that Vajrayāna philosophical outlook is one of embodiment, which sees the physical and cosmological body as already containing wisdom and divinity. Liberation (nirvana) and Buddhahood are not seen as something outside the body, or an event in the future, but as imminently present and accessible right now through unique tantric practices like deity yoga. Hence, Vajrayāna is also called the "resultant vehicle", that is to say, it is the spiritual vehicle that relies on the immanent nature of the result of practice (liberation), which is already present in all beings. Duckworth names the philosophical view of Vajrayāna as a form of pantheism, by which he means the belief that every existing entity is in some sense divine and that all things express some form of unity.
Major Indian Tantric Buddhist philosophers such as Buddhaguhya, Padmavajra (author of the Guhyasiddhi commentary), Nagarjuna (the 7th-century disciple of Saraha), Indrabhuti (author of the Jñānasiddhi), Anangavajra, Dombiheruka, Durjayacandra, Ratnākaraśānti and Abhayakaragupta wrote tantric texts and commentaries systematizing the tradition.
Others such as Vajrabodhi and Śubhakarasiṃha brought tantra to Tang China (716 to 720), and tantric philosophy continued to be developed in Chinese and Japanese by thinkers such as Yi Xing (683–727) and Kūkai (774– 835).
In Tibet, philosophers such as Sakya Pandita (1182-28–1251), Longchenpa (1308–1364) and Tsongkhapa (1357–1419) continued the tradition of Buddhist Tantric philosophy in Classical Tibetan.
Tibetan Buddhist philosophy
Tibetan Buddhist philosophy is mainly a continuation and refinement of the Indian Mahayana philosophical traditions. The initial efforts of Śāntarakṣita and Kamalaśīla brought their eclectic scholarly tradition to Tibet.
The initial work of early Tibetan Buddhist philosophers was in the translation of classical Indian philosophical treatises and the writing of commentaries. This initial period is from the 8th to the 10th century. Early Tibetan commentator-philosophers were heavily influenced by the work of Dharmakirti and these include Ngok Loden Sherab (1059-1109) and Chaba Chökyi Senge (1182-1251). Their works are now lost.
The 12th and 13th centuries saw the translation of the works of Chandrakirti, the promulgation of his views in Tibet by scholars such as Patsab Nyima Drakpa, Kanakavarman and Jayananda (12th century) and the development of the Tibetan debate between the prasangika and svatantrika views which continues to this day among Tibetan Buddhist schools. The main disagreement between these views is the use of reasoned argument. For Śāntarakṣita's school, reason is useful in establishing arguments that lead one to a correct understanding of emptiness. Then, through the use of meditation, one can reach non-conceptual gnosis that does not rely on reason. However, Chandrakirti rejects this idea, because meditation on emptiness cannot possibly involve any object. Reason's role for him is purely negative. Reason is used to negate any essentialist view, and then eventually reason must also negate itself, along with any conceptual proliferation (prapañca).
Another very influential figure from this early period is Mabja Jangchub Tsöndrü (d. 1185), who wrote an important commentary on Nagarjuna's Mūlamadhyamakakārikā. Mabja was studied under the Dharmakirtian Chaba and also the Candrakirti scholar Patsab. His work shows an attempt to steer a middle course between their views, he affirms the conventional usefulness of pramāṇa epistemology, but also accepts Candrakirti's prasangika views. Mabja's Madhyamaka scholarship was very influential on later Tibetan Madhyamikas such as Longchenpa, Tsongkhapa, Gorampa, and Mikyö Dorje.
There are various Tibetan Buddhist schools or monastic orders. According to Georges B.J. Dreyfus, within Tibetan thought, the Sakya school holds a mostly anti-realist philosophical position (which sees saṁvṛtisatya / conventional truth as an illusion), while the Gelug school tends to defend a form of realism (which accepts that conventional truth is in some sense real and true, yet dependently originated). The Kagyu and Nyingma schools also tend to follow Sakya anti-realism (with some differences).
Shentong and Buddha nature
The 14th century saw increasing interest in the Buddha nature texts and doctrines. This can be seen in the work of the third Kagyu Karmapa Rangjung Dorje (1284-1339), especially his treatise "Profound Inner Meaning". This treatise describes ultimate nature or suchness as Buddha nature which is the basis for nirvana and samsara, radiant in nature and empty in essence, surpassing thought.
One of the most important theoriests of buddha-nature in Tibet was the scholar-yogi Dölpopa Shérap Gyeltsen (c. 1292–1361). A figure of the Jonang school, Dölpopa developed a view called shentong (Wylie: gzhan , 'other emptiness'), based on earlier Yogacara and Buddha-nature ideas present in Indian sources (including the buddha-nature literature, the Kālacakratantra and the works of Ratnākaraśānti). The shentong view holds that Buddhahood is already immanent in all living beings as an eternal and all-pervaside non-dual wisdom he termed "all-basis wisdom" or "gnosis of the ground of all" (Tib. kun gzhi ye shes, Skt. ālaya-jñāna). This view holds that all relative phenomena are empty of inherent existence, but that the ultimate reality, the buddha-wisdom (buddha jñana) is not empty of its own inherent existence.
According to Dölpopa, all beings are said to have the Buddha nature, the non-dual wisdom which is real, unchanging, permanent, non-conditioned, eternal, blissful and compassionate. This ultimate buddha wisdom is "uncreated and indestructible, unconditioned and beyond the chain of dependent origination" and is the basis for both samsara and nirvana. Dolpopa's shentong view also taught that ultimate reality was truly a "Great Self" or "Supreme Self" referring to works such as the Mahāyāna Mahāparinirvāṇa Sūtra, the Aṅgulimālīya Sūtra and the Śrīmālādevī Siṃhanāda Sūtra.
The shentong view had an influence on philosophers of other schools, such as Nyingma and Kagyu thinkers, and was also widely criticized in some circles as being similar to the Hindu notions of Atman. The Shentong philosophy was also expounded in Tibet and Mongolia by the later Jonang scholar Tāranātha (1575–1634) and numerous later figures of the Jonang tradition. In the late 17th century, the Jonang order and its teachings came under attack by the 5th Dalai Lama, who converted the majority of their monasteries in Tibet to the Gelug order, although several survived in secret.
Gelug
Je Tsongkhapa (Dzong-ka-ba) (1357–1419) founded the Gelug school of Tibetan Buddhism, which came to dominate the country through the office of the Dalai Lama and is the major defender of the Prasaṅgika Madhyamaka view. His work is influenced by the philosophy of Candrakirti and Dharmakirti. Tsongkhapa's magnum opus is The Ocean of Reasoning, a Commentary on Nagarjuna's Mulamadhyamakakarika. Gelug philosophy is based upon the study of Madhyamaka texts and Tsongkhapa's works as well as formal debate (rtsod pa).
Tsongkhapa defended Prasangika Madhyamaka as the highest view and critiqued the svatantrika position. Tsongkhapa argued that, because svatantrika conventionally establishes things by their own characteristics, they fail to completely understand the emptiness of phenomena and hence do not achieve the same realization. Drawing on Chandrakirti, Tsongkhapa rejected the Yogacara teachings, even as a provisional stepping point to the Madhyamaka view. Tsongkhapa was also critical of the Shengtong view of Dolpopa, which he saw as dangerously absolutist and hence outside the middle way. Tsongkhapa identified two major flaws in interpretations of Madhyamika, under-negation (of svabhava or own essence), which could lead to Absolutism, and over-negation, which could lead to Nihilism. Tsongkhapa's solution to this dilemma was the promotion of the use of inferential reasoning only within the conventional realm of the two truths framework, allowing for the use of reason for ethics, conventional monastic rules and promoting a conventional epistemic realism, while holding that, from the view of ultimate truth (paramarthika satya), all things (including Buddha nature and Nirvana) are empty of inherent existence (svabhava), and that true liberation is this realization of emptiness.
Sakya scholars such as Rongtön and Gorampa disagreed with Tsongkhapa, and argued that the prasangika svatantrika distinction was merely pedagogical. Gorampa also critiqued Tsongkhapa's realism, arguing that the structures which allow an empty object to be presented as conventionally real eventually dissolve under analysis and are thus unstructured and non-conceptual (spros bral). Tsongkhapa's students Gyel-tsap, Kay-drup, and Ge-dun-drup set forth an epistemological realism against the Sakya scholars' anti-realism.
Sakya
Sakya Pandita (1182–1251) was a 13th-century head of the Sakya school and ruler of Tibet. He was also one of the most important Buddhist philosophers in the Tibetan tradition, writing works on logic and epistemology and promoting Dharmakirti's Pramanavarttika (Commentary on Valid Cognition) as central to the scholastic study. Sakya Pandita's 'Treasury of Logic on Valid Cognition' (Tshad ma rigs pa'i gter) set forth the classic Sakya epistemic anti-realist position, arguing that concepts such as universals are not known through valid cognition and hence are not real objects of knowledge. Sakya Pandita was also critical of theories of sudden awakening, which were held by some teachers of the "Chinese Great Perfection" in Tibet.
Later Sakyas such as Gorampa (1429–1489) and Sakya Chokden (1428–1507) would develop and defend Sakya anti-realism, and they are seen as the major interpreters and critics of Sakya Pandita's philosophy. Sakya Chokden also critiqued Tsongkhapa's interpretation of Madhyamaka and Dolpopa's Shentong. In his Definite ascertainment of the middle way, Chokden criticized Tsongkhapa's view as being too logo-centric and still caught up in conceptualization about the ultimate reality which is beyond language. Sakya Chokden's philosophy attempted to reconcile the views of the Yogacara and Madhyamaka, seeing them both as valid and complementary perspectives on ultimate truth. Madhyamaka is seen by Chokden as removing the fault of taking the unreal as being real, and Yogacara removes the fault of the denial of Reality. Likewise, the Shentong and Rangtong views are seen as complementary by Sakya Chokden; Rangtong negation is effective in cutting through all clinging to wrong views and conceptual rectification, while Shentong is more amenable for describing and enhancing meditative experience and realization. Therefore, for Sakya Chokden, the same realization of ultimate reality can be accessed and described in two different but compatible ways.
Nyingma
The Nyingma school is strongly influenced by the view of Dzogchen (Great Perfection) and the Dzogchen Tantric literature. Longchenpa (1308–1364) was a major philosopher of the Nyingma school and wrote an extensive number of works on the Tibetan practice of Dzogchen and on Buddhist Tantra. These include the Seven Treasures, the Trilogy of Natural Ease, and his Trilogy of Dispelling Darkness. Longchenpa's works provide a philosophical understanding of Dzogchen, a defense of Dzogchen in light of the sutras, as well as practical instructions. For Longchenpa, the ground of reality is luminous emptiness, rigpa ("knowledge"), or buddha nature, and this ground is also the bridge between sutra and tantra. Longchenpa's philosophy sought to establish the positive aspects of Buddha nature thought against the totally negative theology of Madhyamika without straying into the absolutism of Dolpopa. For Longchenpa, the basis for Dzogchen and Tantric practice in Vajrayana is the "Ground" or "Basis" (gzhi), the immanent Buddha nature, "the primordially luminous reality that is unconditioned and spontaneously present" which is "free from all elaborated extremes".
Rimé movement
The 19th century saw the rise of the Rimé movement (non-sectarian, unbiased) which sought to push back against the politically dominant Gelug school's criticisms of the Sakya, Kagyu, Nyingma and Bon philosophical views, and develop a more eclectic or universal system of textual study. Jamyang Khyentse Wangpo (1820-1892) and Jamgön Kongtrül (1813-1899) were the founders of Rimé. The Rimé movement came to prominence at a point in Tibetan history when the religious climate had become partisan. The aim of the movement was "a push towards a middle ground where the various views and styles of the different traditions were appreciated for their individual contributions rather than being refuted, marginalized, or banned."
Philosophically, Jamgön Kongtrül defended Shentong as being compatible with Madhyamaka while another Rimé scholar Jamgon Ju Mipham Gyatso (1846–1912) criticized Tsongkhapa from a Nyingma perspective. Mipham argued that the view of the middle way is Unity (zung 'jug), meaning that from the ultimate perspective the duality of sentient beings and Buddhas is also dissolved. Mipham also affirmed the view of rangtong (self emptiness).
The later Nyingma scholar Botrul (1894–1959) classified the major Tibetan Madhyamaka positions as shentong (other emptiness), Nyingma rangtong (self emptiness) and Gelug bdentong (emptiness of true existence). The main difference between them is their "object of negation"; shengtong states that inauthentic experience is empty, rangtong negates any conceptual reference and bdentong negates any true existence.
The 14th Dalai Lama was also influenced by this non-sectarian approach. Having studied under teachers from all major Tibetan Buddhist schools, his philosophical position tends to be that the different perspectives on emptiness are complementary:
There is a tradition of making a distinction between two different perspectives on the nature of emptiness: one is when emptiness is presented within a philosophical analysis of the ultimate reality of things, in which case it ought to be understood in terms of a non-affirming negative phenomena. On the other hand, when it is discussed from the point of view of experience, it should be understood more in terms of an affirming negation – 14th Dalai Lama
East Asian Buddhism
Tiantai
The schools of Buddhism that had existed in China prior to the emergence of the Tiantai are generally believed to represent direct transplantations from India, with little modification to their basic doctrines and methods. The Tiantai school, founded by Zhiyi (538–597), was the first truly unique Chinese Buddhist philosophical school. Tiantai doctrine sought to bring together all Buddhist teachings into a comprehensive system based on the ekayana ("one vehicle") doctrine taught in the Lotus Sutra.
Tiantai's metaphysics is an immanent holism, which sees every phenomenon (dharma) as conditioned and manifested by the whole of reality (the totality of all other dharmas). Every instant of experience is a reflection of every other, and hence, suffering and nirvana, good and bad, Buddhahood and evildoing, are all "inherently entailed" within each other.
Tiantai metaphysics is entailed in their teaching of the "three truths", which is an extension of the Mādhyamaka two truths doctrine. The three truths are: the conventional truth of appearance, the truth of emptiness and the third truth of 'the exclusive Center' (但中 danzhong) or middle way, which is beyond conventional truth and emptiness. This third truth is the Absolute and expressed by the claim that nothing is "Neither-Same-Nor-Different" than anything else, but rather each 'thing' is the absolute totality of all things manifesting as a particular, everything is mutually contained within each thing. Everything is a reflection of "The Ultimate Reality of All Appearances" (諸法實相 zhufashixiang) and each thought "contains three thousand worlds". This perspective allows the Tiantai school to state such seemingly paradoxical things as "evil is ineradicable from the highest good, Buddhahood." Moreover, in Tiantai, nirvana and samsara are ultimately the same; as Zhiyi writes, "a single, unalloyed reality is all there is – no entities whatever exist outside of it."
While Zhiyi did write "one thought contains three thousand worlds", this does not entail idealism. According to Zhiyi, "the objects of the [true] aspects of reality are not something produced by Buddhas, gods, or men. They exist inherently on their own and have no beginning" (The Esoteric Meaning, 210). This is then a form of realism, which sees the mind as real as the world, interconnected with and inseparable from it. In Tiantai thought, ultimate reality is simply the very phenomenal world of interconnected events or dharmas.
Other key figures of Tiantai thought are Zhanran (711–782) and Siming Zhili (960–1028). Zhanran developed the idea that non-sentient beings have buddha nature, since they are also a reflection of the Absolute. In Japan, this school was known as Tendai and was first brought to the island by Saicho. Tendai thought is more syncretic and draws on Huayan and East Asian Esoteric Buddhism.
Huayan
The Huayan school is the other native Chinese doctrinal system. Huayan is known for the doctrine of "interpenetration" (Sanskrit: yuganaddha), based on the Avataṃsaka Sūtra (Flower Garland Sutra). Huayan holds that all phenomena (Sanskrit: dharmas) are deeply interconnected, mutually arising and that every phenomenon contains all other phenomena. Various metaphors and images are used to illustrate this idea. The first is known as Indra's net. The net is set with jewels which have the extraordinary property that they reflect all of the other jewels, while the reflections also contain every other reflection, ad infinitum. The second image is that of the world text. This image portrays the world as consisting of an enormous text which is as large as the universe itself. The words of the text are composed of the phenomena that make up the world. However, every atom of the world contains the whole text within it. It is the work of a Buddha to let out the text so that beings can be liberated from suffering.
Fazang (Fa-tsang, 643–712), one of the most important Huayan thinkers, wrote 'Essay on the Golden Lion' and 'Treatise on the Five Teachings', which contain other metaphors for the interpenetration of reality. He also used the metaphor of a house of mirrors. Fazang introduced the distinction of "the Realm of Principle" and "the Realm of Things". This theory was further developed by Cheng-guan (738–839) into the major Huayan thesis of "the fourfold Dharmadhatu" (dharma realm): the Realm of Principle, the Realm of Things, the Realm of the Noninterference between Principle and Things, and the Realm of the Noninterference of All Things. The first two are the universal and the particular, the third is the interpenetration of universal and particular, and the fourth is the interpenetration of all particulars. The third truth was explained by the metaphor of a golden lion: the gold is the universal and the particular is the shape and features of the lion.
While both Tiantai and Huayan hold to the interpenetration and interconnection of all things, their metaphysics have some differences. Huayan metaphysics is influenced by Yogacara thought and is closer to idealism. The Avatamsaka sutra compares the phenomenal world to a dream, an illusion, and a magician's conjuring. The sutra states nothing has true reality, location, beginning and end, or substantial nature. The Avatamsaka also states that "The triple world is illusory – it is only made by one mind", and Fazang echoes this by writing, "outside of mind there is not a single thing that can be apprehended." Furthermore, according to Huayan thought, each mind creates its own world "according to their mental patterns", and "these worlds are infinite in kind" and constantly arising and passing away. However, in Huayan, the mind is not real either, but also empty. The true reality in Huayan, the noumenon, or "Principle", is likened to a mirror, while phenomena are compared to reflections in the mirror. It is also compared to the ocean, and phenomena to waves.
In Korea, this school was known as Hwaeom and is represented in the work of Wonhyo (617–686), who also wrote about the idea of essence-function, a central theme in Korean Buddhist thought. In Japan, Huayan is known as Kegon and one of its major proponents was Myōe, who also introduced Tantric practices.
Chan and Japanese Buddhism
The philosophy of Chinese Chan Buddhism and Japanese Zen is based on various sources; these include Chinese Madhyamaka (Sānlùn), Yogacara (Wéishí), the Laṅkāvatāra Sūtra, and the Buddha nature texts. An important issue in Chan is that of subitism or "sudden awakening", the idea that insight happens all at once in a flash of insight. This view was promoted by Shenhui and is a central issue discussed in the Platform Sutra, a key Chan scripture composed in China.
Huayan philosophy also had an influence on Chan. The theory of the Fourfold Dharmadhatu influenced the Five Ranks of Dongshan Liangjie (806-869), the founder of the Caodong Chan lineage. Guifeng Zongmi, who was also a patriarch of Huayan Buddhism, wrote extensively on the philosophy of Chan and on the Avatamsaka sutra.
Japanese Buddhism during the 6th and 7th centuries saw an increase in the proliferation of new schools and forms of thought, a period known as the six schools of Nara (Nanto Rokushū). The Kamakura Period (1185–1333) also saw another flurry of intellectual activity. During this period, the influential figure of Nichiren (1222–1282) made the practice and universal message of the Lotus Sutra more readily available to the population. He is of particular importance in the history of thought and religion, as his teachings constitute a separate sect of Buddhism, one of the only major sects to have originated in Japan
Also during the Kamakura period, the founder of Soto Zen, Dogen (1200–1253), wrote many works on the philosophy of Zen, and the Shobogenzo is his magnum opus. In Korea, Chinul was an important exponent of Seon Buddhism at around the same time.
Esoteric Buddhism
Tantric Buddhism arrived in China in the 7th century, during the Tang dynasty. In China, this form of Buddhism is known as Mìzōng (密宗), or "Esoteric School", and Zhenyan (true word, Sanskrit: Mantrayana). Kūkai (AD774–835) is a major Japanese Buddhist philosopher and the founder of the Tantric Shingon (true word) school in Japan. He wrote on a wide variety of topics such as public policy, language, the arts, literature, music and religion. After studying in China under Huiguo, Kūkai brought together various elements into a cohesive philosophical system of Shingon.
Kūkai's philosophy is based on the Mahavairocana Tantra and the Vajrasekhara Sutra (both from the seventh century). His Benkenmitsu nikkyôron (Treatise on the Differences Between Esoteric and Exoteric Teachings) outlines the difference between exoteric, mainstream Mahayana Buddhism (kengyô) and esoteric Tantric Buddhism (mikkyô). Kūkai provided the theoretical framework for the esoteric Buddhist practices of Mantrayana, bridging the gap between the doctrine of the sutras and tantric practices. At the foundation of Kūkai's thought is the Trikaya doctrine, which holds there are three "bodies of the Buddha".
According to Kūkai, esoteric Buddhism has the Dharmakaya (Jpn: hosshin, embodiment of truth) as its source, which is associated with Vairocana Buddha (Dainichi). Hosshin is embodied absolute reality and truth. Hosshin is mostly ineffable but can be experienced through esoteric practices such as mudras and mantras. While Mahayana is taught by the historical Buddha (nirmāṇakāya), it does not have ultimate reality as its source or the practices to experience the esoteric truth. For Shingon, from an enlightened perspective, the whole phenomenal world itself is also the teaching of Vairocana. The body of the world, its sounds and movements, is the body of truth (dharma) and furthermore it is also identical with the personal body of the cosmic Buddha. For Kūkai, world, actions, persons and Buddhas are all part of the cosmic monologue of Vairocana, they are the truth being preached, to its own self manifestations. This is hosshin seppô (literally: "the dharmakâya's expounding of the Dharma") which can be accessed through mantra which is the cosmic language of Vairocana emanating through cosmic vibration concentrated in sound. In a broad sense, the universe itself is a huge text expressing ultimate truth (Dharma) which must be "read".
Dainichi means "Great Sun" and Kūkai uses this as a metaphor for the great primordial Buddha, whose teaching and presence illuminates and pervades all, like the light of the sun. This immanent presence also means that every being already has access to the liberated state (hongaku) and Buddha nature, and that, because of this, there is the possibility of "becoming Buddha in this very embodied existence" (sokushinjôbutsu). This is achieved because of the non-dual relationship between the macrocosm of Hosshin and the microcosm of the Shingon practitioner.
Kūkai's exposition of what has been called Shingon's "metaphysics" is based on the three aspects of the cosmic truth or Hosshin – body, appearance and function. The body is the physical and mental elements, which are the body and mind of the cosmic Buddha and which is also empty (Shunyata). The physical universe for Shingon contains the interconnected mental and physical events. The appearance aspect is the form of the world, which appears as mandalas of interconnected realms and is depicted in mandala art such as the Womb Realm mandala. The function is the movement and change which happens in the world, which includes change in forms, sounds and thought. These forms, sounds and thoughts are expressed by the Shingon practitioner in various rituals and tantric practices which allow them to connect with and inter-resonate with Dainichi and hence attain liberation here and now.
Modern philosophy
In Sri Lanka, Buddhist modernists such as Anagarika Dharmapala (1864-1933) and the American convert Henry Steel Olcott sought to show that Buddhism was rational and compatible with modern Scientific ideas such as the theory of evolution. Dharmapala also argued that Buddhism included a strong social element, interpreting it as liberal, altruistic and democratic.
A later Sri Lankan philosopher, K. N. Jayatilleke (1920–1970), wrote the classic modern account of Buddhist epistemology (Early Buddhist Theory of Knowledge, 1963). His student David Kalupahana wrote on the history of Buddhist thought and psychology. Other important Sri Lankan Buddhist thinkers include Ven Ñāṇananda (Concept and Reality), Walpola Rahula, Hammalawa Saddhatissa (Buddhist Ethics, 1987), Gunapala Dharmasiri (A Buddhist critique of the Christian concept of God, 1988), P. D. Premasiri and R. G. de S. Wettimuny.
In 20th-century China, the modernist Taixu (1890-1947) advocated a reform and revival of Buddhism. He promoted an idea of a Buddhist Pure Land, not as a metaphysical place in Buddhist cosmology but as something possible to create here and now in this very world, which could be achieved through a "Buddhism for Human Life" () which was free of supernatural beliefs. Taixu also wrote on the connections between modern science and Buddhism, ultimately holding that "scientific methods can only corroborate the Buddhist doctrine, they can never advance beyond it". Like Taixu, Yin Shun (1906–2005) advocated a form of Humanistic Buddhism grounded in concern for humanitarian issues, and his students and followers have been influential in promoting Humanistic Buddhism in Taiwan. This period also saw a revival of the study of Weishi (Yogachara), by Yang Rensan (1837-1911), Ouyang Jinwu (1871-1943) and Liang Shuming (1893–1988).
One of Tibetan Buddhism's most influential modernist thinkers is Gendün Chöphel (1903–1951), who, according to Donald S. Lopez Jr., "was arguably the most important Tibetan intellectual of the twentieth century." Gendün Chöphel travelled throughout India with the Indian Buddhist Rahul Sankrityayan and wrote a wide variety of material, including works promoting the importance of modern science to his Tibetan countrymen and also Buddhist philosophical texts such as Adornment for Nagarjuna's Thought. Another very influential Tibetan Buddhist modernist was Chögyam Trungpa, whose Shambhala Training was meant to be more suitable to modern Western sensitivities by offering a vision of "secular enlightenment".
In Southeast Asia, thinkers such as Buddhadasa, Thích Nhất Hạnh, Sulak Sivaraksa and Aung San Suu Kyi have promoted a philosophy of socially Engaged Buddhism and have written on the socio-political application of Buddhism. Likewise, Buddhist approaches to economic ethics (Buddhist economics) have been explored in the works of E. F. Schumacher, Prayudh Payutto, Neville Karunatilake and Padmasiri de Silva. The study of the Pali Abhidhamma tradition continued to be influential in Myanmar, where it was developed by monks such as Ledi Sayadaw and Mahasi Sayadaw.
Japanese philosophy was heavily influenced by the work of the Kyoto School which included Kitaro Nishida, Keiji Nishitani, Hajime Tanabe and Masao Abe. These thinkers brought Buddhist ideas in dialogue with Western philosophy, especially European phenomenologists and existentialists. The most important trend in Japanese Buddhist thought after the formation of the Kyoto school is Critical Buddhism, which argues against several Mahayana concepts such as Buddha nature and original enlightenment. In Nichiren Buddhism, the work of Daisaku Ikeda has also been popular.
The Japanese Zen Buddhist D.T. Suzuki (1870–1966) was instrumental in bringing Zen Buddhism to the West and his Buddhist modernist works were very influential in the United States. Suzuki's worldview was a Zen Buddhism influenced by Romanticism and Transcendentalism, which promoted spiritual freedom as "a spontaneous, emancipatory consciousness that transcends rational intellect and social convention." This idea of Buddhism influenced the Beat writers, and a contemporary representative of Western Buddhist Romanticism is Gary Snyder. The American Theravada Buddhist monk Thanissaro Bhikkhu has critiqued 'Buddhist Romanticism' in his writings.
Western Buddhist monastics and priests such as Nanavira Thera, Bhikkhu Bodhi, Nyanaponika Thera, Robert Aitken, Taigen Dan Leighton, and Matthieu Ricard have written texts on Buddhist philosophy. A feature of Buddhist thought in the West has been a desire for dialogue and integration with modern science and psychology, and various modern Buddhists such as B. Alan Wallace, James H. Austin, Mark Epstein and the 14th Dalai Lama have worked and written on this issue.
Another area of convergence has been Buddhism and environmentalism, which is explored in the work of Joanna Macy. Another Western Buddhist philosophical trend has been the project to secularize Buddhism, as seen in the works of Stephen Batchelor.
In the West, Comparative philosophy between Buddhist and Western thought began with the work of Charles A. Moore, who founded the journal Philosophy East and West. Contemporary Western Academics such as Mark Siderits, Jan Westerhoff, Jonardon Ganeri, Miri Albahari, Owen Flanagan, Damien Keown, Tom Tillemans, David Loy, Evan Thompson and Jay Garfield have written various works which interpret Buddhist ideas through Western philosophy.
Comparison with other philosophies
Scholars such as Thomas McEvilley, Christopher I. Beckwith, and Adrian Kuzminski have identified cross influences between ancient Buddhism and the ancient Greek philosophy of Pyrrhonism. The Greek philosopher Pyrrho spent 18 months in India as part of Alexander the Great's court on Alexander's conquest of western India, where ancient biographers say his contact with the gymnosophists caused him to create his philosophy. Because of the high degree of similarity between Nāgārjuna's philosophy and Pyrrhonism, particularly the surviving works of Sextus Empiricus, Thomas McEvilley suspects that Nāgārjuna was influenced by Greek Pyrrhonist texts imported into India.
Baruch Spinoza, though he argued for the existence of a permanent reality, asserts that all phenomenal existence is transitory. In his opinion sorrow is conquered "by finding an object of knowledge which is not transient, not ephemeral, but is immutable, permanent, everlasting." The Buddha taught that the only thing which is eternal is Nirvana. David Hume, after a relentless analysis of the mind, concluded that consciousness consists of fleeting mental states. Hume's Bundle theory is a very similar concept to the Buddhist skandhas, though his skepticism about causation leads him to opposite conclusions in other areas. Arthur Schopenhauer's philosophy parallels Buddhism in his affirmation of asceticism and renunciation as a response to suffering and desire (cf. Schopenhauer's The World as Will and Representation, 1818).
Ludwig Wittgenstein's "language-game" closely parallel the warning that intellectual speculation or papañca is an impediment to understanding, as found in the Buddhist Parable of the Poison Arrow. Friedrich Nietzsche, although himself dismissive of Buddhism as yet another nihilism, had a similar impermanent view of the self. Heidegger's ideas on being and nothingness have been held by some to be similar to Buddhism today.
An alternative approach to the comparison of Buddhist thought with Western philosophy is to use the concept of the Middle Way in Buddhism as a critical tool for the assessment of Western philosophies. In this way, Western philosophies can be classified in Buddhist terms as eternalist or nihilist. In a Buddhist view, all philosophies are considered non-essential views (ditthis) and not to be clung to.
See also
Buddhism and science
Buddhist ethics
Buddhist logic
Critical Buddhism
God in Buddhism
List of Buddhist terms and concepts
List of Buddhist topics
List of sutras
Madhyamaka
Mindstream
Reality in Buddhism
Notes
References
Sources
External links
Buddhism in a Nutshell
2500 Years of Buddhism by Prof. P.Y. Bapat (1956) at archive.org
Nāstika
Tibetan Buddhism |
4472 | https://en.wikipedia.org/wiki/The%20Big%20O | The Big O | is a Japanese mecha-anime television series created by designer Keiichi Sato and director Kazuyoshi Katayama for Sunrise. The writing staff was assembled by the series' head writer, Chiaki J. Konaka, who is known for his work on Serial Experiments Lain and Hellsing. The story takes place forty years after a mysterious occurrence causes the residents of Paradigm City to lose their memories. The series follows Roger Smith, Paradigm City's top Negotiator. He provides this "much needed service" with the help of a robot named R. Dorothy Wayneright and his butler Norman Burg. When the need arises, Roger calls upon Big O, a giant relic from the city's past.
The television series was designed as a tribute to Japanese and Western shows from the 1960s and 1970s. The series is presented in the style of film noir and combines themes of detective fiction and mecha anime. The setpieces are reminiscent of tokusatsu productions of the 1950s and 1960s, particularly Toho's kaiju movies, and the score is an eclectic mix of styles and musical homages.
The Big O aired on Wowow satellite television from October 13, 1999, and January 19, 2000. The English-language version premiered on Cartoon Network's Toonami on April 2, 2001, and ended on April 23, 2001. Originally planned as a 26-episode series, low viewership in Japan reduced production to the first 13. Positive international reception resulted in a second season consisting of the remaining 13 episodes, co-produced by Cartoon Network, Sunrise, and Bandai Visual. Season two premiered on Japan's Sun Television on January 2, 2003, and the American premiere took place seven months later. Following the closure of Bandai Entertainment by parent company Bandai (owned by Bandai Namco Holdings) in 2012, Sunrise announced at Otakon 2013 that Sentai Filmworks acquired both seasons of The Big O.
Synopsis
Setting
The Big O is set in the fictional city-state of . The city is located on a seacoast and is surrounded by a vast desert wasteland. The partially domed city is wholly controlled by the monopolistic Paradigm Corporation, resulting in a corporate police state. Paradigm is known as because forty years prior to the story, destroyed the world outside the city and left the survivors without any prior memories. The city is characterized by severe class inequity; the higher-income population resides inside the more pleasant domes, with the remainder left in tenements outside. Residents of the city believe that they are the last survivors of the world and no other nations exist outside the city. Androids and giant robots known as "Megadeus" coexist with the residents of Paradigm City and residents do not find them unusual.
Plot
After failing to negotiate with terrorists at the cost of his client's life, Roger Smith is obligated to care for Dorothy Wayneright, a young female android. Over the course of the series, Roger Smith continues to accept negotiation work from the residents of Paradigm City, he often leads to uncovering the nature and mystery of Paradigm City and encountering megadeus or other giant enemies that require Big O. Supporting characters are Angel, a mysterious woman in search of memories; Dan Dastun, chief of the military police of Paradigm city and old friend of Roger Smith; and Norman Burg, the butler of Roger Smith and mechanic of Big O.
The main antagonist is Alex Rosewater, chairman of Paradigm City whose goal is to revive the megadeus "Big Fau" in attempts to become the god of Paradigm City. Other recurring antagonists are Jason Beck, criminal and con-artist attempting to humiliate Roger Smith; Schwarzwald, an ex-reporter obsessed with finding the truth of Paradigm City and also pilot of the megadeus "Big Duo"; Vera Ronstadt, leader of a group of foreigners known as the Union searching for memories and revenge against Paradigm City; and Alan Gabriel, a cyborg assassin working for Alex Rosewater and the Union.
The series ends with the awakening of a new megadeus, and the revelation that the world is a simulated reality. A climactic battle ensues between Big O and Big Fau, after which reality is systematically erased by the new megadeus, an incarnation of Angel, recognized as "Big Venus" by Dorothy. Roger implores Angel to "let go of the past" regardless of its existential reality, and focus only on the present and the future. In an isolated control room, the real Angel observes Roger and her past encounters with him on a series of television monitors. On the control panel lies Metropolis, a book featured prominently since the thirteenth episode; the cover features an illustration of angel wings and gives the author's name as "Angel Rosewater". Big Venus and Big O physically merge, causing the virtual reality to reset. The final scene shows Roger Smith driving down a restored Paradigm city with Dorothy and Angel observing him from the side of the road.
Production and release
Development of the retro-styled series began in 1996. Keiichi Sato came up with the concept of The Big O: a giant city-smashing robot, piloted by a man in black, in a Gotham-like environment. He later met up with Kazuyoshi Katayama, who had just finished directing Those Who Hunt Elves, and started work on the layouts and character designs. But when things "were about to really start moving," production on Katayama's Sentimental Journey began, putting plans on hold. Meanwhile, Sato was heavily involved with his work on City Hunter.
Sato admits it all started as "a gimmick for a toy" but the representatives at Bandai Hobby Division did not see the same potential. From there on, the dealings would be with Bandai Visual, but Sunrise still needed some safeguards and requested more robots be designed to increase prospective toy sales. In 1999, with the designs complete, Chiaki J. Konaka was brought on as head writer. Among other things, Konaka came up with the idea of "a town without memory" and his writing staff put together the outline for a 26-episodes series.
The Big O premiered on October 13, 1999, on Wowow. When the production staff was informed the series would be shortened to 13 episodes, the writers decided to end it with a cliffhanger, hoping the next 13 episodes would be picked up. In April 2001, The Big O premiered on Cartoon Network's Toonami lineup.
The series garnered positive fan response internationally that resulted in a second season co-produced by Cartoon Network and Sunrise. Season two premiered on Japan's Sun Television in January 2003, with the American premiere taking place seven months later as an Adult Swim exclusive. The second season would not be seen on Toonami until July 27, 2013, 10 years after it began airing on Adult Swim.
The second season was scripted by Chiaki Konaka with input from the American producers. Cartoon Network raised two requests for the second season: more action and reveal the mystery in the first season, although Kazuyoshi Katayama admitted that he did not intend to reveal it, just to make an anthology of adventures setting in the universe. Along with the 13 episodes of season two, Cartoon Network had an option for 26 additional episodes to be written by Konaka, but according to Jason DeMarco, executive producer for season two, the middling ratings and DVD sales in the United States and Japan made any further episodes impossible to be produced.
Following the closure of Bandai Entertainment by parent company in 2012, Sunrise announced at Otakon 2013 that Sentai Filmworks rescued both seasons of The Big O. On June 20, 2017, Sentai Filmworks released both seasons on Blu-ray.
Music
The Big O was scored by Geidai alumnus Toshihiko Sahashi. His composition is richly symphonic and classical, with a number of pieces delving into electronica and jazz. Chosen because of his "frightening amount of musical knowledge about TV dramas overseas," Sahashi integrates musical homages into the soundtrack. The background music draws from film noir, spy films and sci-fi television series like The Twilight Zone. The battle themes are reminiscent of Akira Ifukube's compositions for the Godzilla series.
The first opening theme is the Queen-influenced "Big-O!". Composed, arranged and performed by Rui Nagai, the song resembles the theme to the Flash Gordon film. The second opening theme is "Respect," composed by Sahashi. The track is an homage to the music of UFO, composed by Barry Gray. In 2007, Rui Nagai composed "Big-O! Show Must Go On," a 1960s hard rock piece, for Animax's reruns of the show; this composition replaced the original opening themes for the Blu-Ray release of the series. The closing theme is the slow love ballad "And Forever..." written by Chie and composed by Ken Shima. The duet is performed by Robbie Danzie and Naoki Takao.
Along with Sahashi's original compositions, the soundtrack features Chopin's Prelude No. 15 and a jazz saxophone rendition of "Jingle Bells." The complete score was released in two volumes by Victor Entertainment.
Design
The Big O is the brainchild of Keiichi Sato and Kazuyoshi Katayama, an homage to the shows they grew up with. The show references the works of tokusatsu produced by the Toei Company and Tsuburaya Productions, as well as shows such as Super Robot Red Baron and Super Robot Mach Baron and "old school" super robot anime. The series is done in the style of film noir and pulp fiction and combines the feel of a detective show with the giant robot genre.
Style
The Big O shares many of its themes, diction, archetypes and visual iconography with film noirs of the 1940s like The Big Sleep (1946). The series incorporates the use of long dark shadows in the tradition of chiaroscuro and tenebrism. Film noir is also known for its use of odd angles, such as Roger's low shot introduction in the first episode. Noir cinematographers favoured this angle because it made characters almost rise from the ground, giving them dramatic girth and symbolic overtones. Other disorientating devices like dutch angles, mirror reflection and distorting shots are employed throughout the series.
The characters of The Big O fit the noir and pulp fiction archetypes. Roger Smith is a protagonist in the mold of Chandler's Philip Marlowe or Hammett's Sam Spade. He is canny and cynical, a disillusioned cop-turned-negotiator whose job has more in common with detective-style work than negotiating. Big Ear is Roger's street informant and Dan Dastun is the friend on the police force. The recurring Beck is the imaginative thug compelled by delusions of grandeur while Angel fills the role of the femme fatale. Minor characters include crooked cops, corrupt business men and deranged scientists.
The dialogue in the series is recognized for its witty, wry sense of humor. The characters come off as charming and exchange banter not often heard in anime series, as the dialogue has the tendency to be straightforward. The plot is moved along by Roger's voice-over narration, a device used in film noir to place the viewer in the mind of the protagonist so it can intimately experience the character's angst and partly identify with the narrator.
The tall buildings and giant domes create a sense of claustrophobia and paranoia characteristic of the style. The rural landscape, Ailesberry Farm, contrasts Paradigm City. Noir protagonists often look for sanctuary in such settings but they just as likely end up becoming a killing ground. The series score is representative of its setting. While no classic noir possesses a jazz score, the music could be heard in nightclubs within the films. Roger's recurring theme, a lone saxophone accompaniment to the protagonist's narration, best exemplifies the noir stylings of the series.
Amnesia is a common plot device in film noir. Because most of these stories focused on a character proving his innocence, authors up the ante by making him an amnesiac, unable to prove his innocence even to himself.
Influences
Before The Big O, Sunrise was a subcontractor for Warner Bros. Animation's Batman: The Animated Series, one of the series' influences. Cartoon Network, under the Toonami flag advertised the series as "One part Bond. One part Bruce Wayne. One part City Smashing Robot."
Roger Smith is a pastiche of the Bruce Wayne persona and the Batman. The character design resembles Wayne, complete with slicked-back hair and double-breasted business suit. Like Bruce, Roger prides himself in being a rich playboy to the extent that one of his household's rules is only women may be let into his mansion without his permission. Like Batman, Roger Smith carries a no-gun policy, albeit more flexible. Unlike the personal motives of the Batman, Roger enforces this rule for "it's all part of being a gentleman." Among Roger's gadgetry is the Griffon, a large, black hi-tech sedan comparable to the Batmobile, a grappling cable that shoots out his wristwatch and the giant robot that Angel calls "Roger's alter ego."
The Big O'''s cast of supporting characters includes Norman, Roger's faithful mechanically-inclined butler who fills the role of Alfred Pennyworth; R. Dorothy Wayneright, who plays the role of the sidekick; and Dan Dastun, a good honest cop who, like Jim Gordon, is both a friend to the hero and greatly respected by his comrades.
The other major influence is Mitsuteru Yokoyama's Giant Robo. Before working on The Big O, Kazuyoshi Katayama and other animators worked with Yasuhiro Imagawa on Giant Robo: The Day the Earth Stood Still. The feature, a "retro chic" homage to Yokoyama's career, took seven years to produce and suffered low sales and high running costs. Frustrated by the experience, Katayama and his staff put all their efforts into making "good" with The Big O.
Like Giant Robo, the megadeuses of Big O are metal behemoths. The designs are strange and "more macho than practical," sporting big stovepipe arms and exposed rivets. Unlike the giants of other mecha series, the megadeuses do not exhibit ninja-like speed nor grace. Instead, the robots are armed with "old school" weaponry such as missiles, piston powered punches, machine guns and laser cannons.
Katayama also cited Super Robot Red Baron and Super Robot Mach Baron among influences on the inspiration of The Big O. Believing that because Red Baron had such a low budget and the big fights always happened outside of a city setting, he wanted Big O to be the show he felt Red Baron could be with a bigger budget. He also spoke of how he first came up with designs for the robots first as if they were making designs to appeal to toy companies, rather than how Gundam was created with a toy company wanting an anime to represent their new product. Big O's large pumping piston "Sudden Impact" arms, for example, he felt would be cool gimmicks in a toy.
Related media
PublicationsThe Big O was conceived as a media franchise. To this effect, Sunrise requested a manga be produced along with the animated series. The Big O manga started serialization in Kodansha's Magazine Z in July 1999, three months before the anime premiere. Authored by Hitoshi Ariga, the manga uses Keiichi Sato's concept designs in an all-new story. The series ended in October 2001. The issues were later collected in six volumes. The English version of the manga is published by Viz Media.
In anticipation of the broadcast of the second season, a new manga series was published. , authored by Hitoshi Ariga. Lost Memory takes place between volumes five and six of the original manga. The issues were serialized in Magazine Z from November 2002 to September 2003 and were collected in two volumes. , a novel by Yuki Taniguchi, was released 16 July 2003 by Tokuma Shoten.The Big O Visual: The official companion to the TV series () was published by Futabasha in 2003. The book contains full-color artwork, character bios and concept art, mecha sketches, video/LD/DVD jacket illustrations, history on the making of The Big O, staff interviews, "Roger's Monologues" comic strip and the original script for the final episode of the series.
Audio drama
"Walking Together On The Yellow Brick Road" was released by Victor Entertainment on 21 September 2000. The drama CD was written by series head writer Chiaki J. Konaka and featured the series' voice cast. An English translation, written by English dub translator David Fleming, was posted on Konaka's website.
Video games
The first season of Big O is featured in Super Robot Wars D for the Game Boy Advance in 2003. The series, including its second season, is also featured in Super Robot Wars Z, released in 2008. The Big O became a mainstay of the "Z" games, appearing in each entry of the subseries.
Toys and model kits
Bandai released a non-scale model kit of Big O in 2000. Though it was an easy snap-together kit, it required painting, as all of the parts (except the clear orange crown and canopy) were molded in dark gray. The kit included springs that enabled the slide-action Side Piles on the forearms to simulate Big O's Sudden Impact maneuver. Also included was an unpainted Roger Smith figure.
PVC figures of Big O and Big Duo (Schwarzwald's Megadeus) were sold by Bandai America. Each came with non-poseable figures of Roger, Dorothy and Angel. Mini-figure sets were sold in Japan and America during the run of the second season. The characters included Big O (standard and attack modes), Roger, Dorothy & Norman, Griffon (Roger's car), Dorothy-1 (Big O's first opponent), Schwarzwald and Big Duo.
In 2009, Bandai released a plastic/diecast figure of the Big O under their Soul of Chogokin line. The figure has the same features as the model kit, but with added detail and accessories. Its design was closely supervised by original designer Keiichi Sato.
In 2011, Max Factory released action figures of Roger and Dorothy through their Figma toyline. Like most Figmas, they are very detailed, articulated and come with accessories and interchangeable faces. In the same year, Max Factory also released a 12-inch, diecast figure of Big O under their Max Gokin line. The figure contained most of the accessories as the Soul of Chogokin figure but also included some others that could be bought separately from the SOC figure, such as the Mobydick (hip) Anchors and Roger Smith's car: the Griffon. Like the Soul of Chogokin figure, its design was also supervised by Keiichi Sato. As well, in that same year, Max Factory released soft vinyl figures of Big Duo and Big Fau, in-scale with the Max Gokin Big O. These figures are high in detail but limited in articulation, such as the arms and legs being the only things to move. To date, this is the only action figure of Big Fau.
ReceptionThe Big O premiered on October 13, 1999. The show was not a hit in its native Japan, rather it was reduced from an outlined 26 episodes to 13 episodes. Western audiences were more receptive and the series achieved the success its creators were looking for. In an interview with AnimePlay, Keiichi Sato said "This is exactly as we had planned", referring to the success overseas.<ref name = "AnimePlay">{{cite journal |last= Shimura |first= Shinichi |title= Anime rebel with a cause: The Big O's Keiichi Sato | journal= AnimePlay | volume = 5 | year = 2004 | pages = 22–26 }}</ref>
Several words appear constantly in the English-language reviews; adjectives like "hip", "sleek," "stylish",
"classy", and, above all, "cool" serve to describe the artwork, the concept, and the series itself. Reviewers have pointed out references and homages to various works of fiction, namely Batman, Giant Robo, the works of Isaac Asimov, Fritz Lang's Metropolis, James Bond, and Cowboy Bebop. But "while saying that may cause one to think the show is completely derivative", reads an article at Anime on DVD, "The Big O still manages to stand out as something original amongst the other numerous cookie-cutter anime shows." One reviewer cites the extensive homages as one of the series problems and calls to unoriginality on the creators' part.
The first season's reception was positive. Anime on DVD recommends it as an essential series. Chris Beveridge of the aforementioned site gave an A− to Vols. 1 and 2, and a B+ to Vols. 3 and 4. Mike Toole of Anime Jump gave it 4.5 (out of a possible 5) stars, while the review at the Anime Academy gave it a grade of 83, listing the series' high points as being "unique", the characters "interesting," and the action "nice." Reviewers, and fans alike, agree the season's downfall was the ending, or its lack thereof. The dangling plot threads frustrated the viewers and prompted Cartoon Network's involvement in the production of further episodes.
The look and feel of the show received a big enhancement in the second season. This time around, the animation is "near OVA quality" and the artwork "far more lush and detailed." Also enhanced are the troubles of the first season. The giant robot battles still seem out of place to some, while others praise the "over-the-top-ness" of their execution.
For some reviewers, the second season "doesn't quite match the first" addressing to "something" missing in these episodes. Andy Patrizio of IGN points out changes in Roger Smith's character, who "lost some of his cool and his very funny side in the second season." Like a repeat of season one, this season's ending is considered its downfall. Chris Beveridge of Anime on DVD wonders if this was head writer "Konaka's attempt to throw his hat into the ring for creating one of the most confusing and oblique endings of any series." Patrizio states "the creators watched The Truman Show and The Matrix a few times too many."
The series continues to have a strong cult following into the 2010s. In 2014 BuzzFeed writer Ryan Broderick ranked The Big O as one of the best anime series to binge-watch. Dan Casey host of The Nerdist's Dan Cave stated The Big O was the anime series he was most eager to see rebooted or remade, along with Trigun and Soul Eater. In 2017, Ollie Barder of Forbes wrote, "From the classic and retro styled mecha design of Keiichi Sato to the overall film noir visual tone of the series, The Big O was a fascinating and visually very different kind of show. It also had a fantastic voice cast, with probably the most notable of these being Akiko Yajima as the voice of Roger's disapproving android Dorothy." In 2019, Crunchyroll writer Thomas Zoth ranked The Big O'' as his top 10 anime since the 1990s.
References
Notes
Citations
External links
1999 anime television series debuts
1999 manga
2000 Japanese television series endings
2002 manga
2003 Japanese television series endings
2003 anime television series debuts
Animated television series about robots
Anime with original screenplays
Bandai Entertainment anime titles
Bandai Namco franchises
Bandai Visual
Fiction about amnesia
Japanese adult animated science fiction television series
Kodansha manga
Madman Entertainment anime
Neo-noir television series
Post-apocalyptic anime and manga
Seinen manga
Sentai Filmworks
Sunrise (company)
Super robot anime and manga
Toonami
Viz Media manga
Wowow original programming |
4473 | https://en.wikipedia.org/wiki/BIOS | BIOS | In computing, BIOS (, ; Basic Input/Output System, also known as the System BIOS, ROM BIOS, BIOS ROM or PC BIOS) is firmware used to provide runtime services for operating systems and programs and to perform hardware initialization during the booting process (power-on startup). The BIOS firmware comes pre-installed on an IBM PC or IBM PC compatible's system board and exists in some UEFI-based systems to maintain compatibility with operating systems that do not support UEFI native operation. The name originates from the Basic Input/Output System used in the CP/M operating system in 1975. The BIOS originally proprietary to the IBM PC has been reverse engineered by some companies (such as Phoenix Technologies) looking to create compatible systems. The interface of that original system serves as a de facto standard.
The BIOS in modern PCs initializes and tests the system hardware components (Power-on self-test), and loads a boot loader from a mass storage device which then initializes a kernel. In the era of DOS, the BIOS provided BIOS interrupt calls for the keyboard, display, storage, and other input/output (I/O) devices that standardized an interface to application programs and the operating system. More recent operating systems do not use the BIOS interrupt calls after startup.
Most BIOS implementations are specifically designed to work with a particular computer or motherboard model, by interfacing with various devices especially system chipset. Originally, BIOS firmware was stored in a ROM chip on the PC motherboard. In later computer systems, the BIOS contents are stored on flash memory so it can be rewritten without removing the chip from the motherboard. This allows easy, end-user updates to the BIOS firmware so new features can be added or bugs can be fixed, but it also creates a possibility for the computer to become infected with BIOS rootkits. Furthermore, a BIOS upgrade that fails could brick the motherboard. The last version of Microsoft Windows to officially support running on PCs which use legacy BIOS firmware is Windows 10 as Windows 11 requires a UEFI-compliant system.
Unified Extensible Firmware Interface (UEFI) is a successor to the legacy PC BIOS, aiming to address its technical limitations.
History
The term BIOS (Basic Input/Output System) was created by Gary Kildall and first appeared in the CP/M operating system in 1975, describing the machine-specific part of CP/M loaded during boot time that interfaces directly with the hardware. (A CP/M machine usually has only a simple boot loader in its ROM.)
Versions of MS-DOS, PC DOS or DR-DOS contain a file called variously "IO.SYS", "IBMBIO.COM", "IBMBIO.SYS", or "DRBIOS.SYS"; this file is known as the "DOS BIOS" (also known as the "DOS I/O System") and contains the lower-level hardware-specific part of the operating system. Together with the underlying hardware-specific but operating system-independent "System BIOS", which resides in ROM, it represents the analogue to the "CP/M BIOS".
The BIOS originally proprietary to the IBM PC has been reverse engineered by some companies (such as Phoenix Technologies) looking to create compatible systems.
With the introduction of PS/2 machines, IBM divided the System BIOS into real- and protected-mode portions. The real-mode portion was meant to provide backward compatibility with existing operating systems such as DOS, and therefore was named "CBIOS" (for "Compatibility BIOS"), whereas the "ABIOS" (for "Advanced BIOS") provided new interfaces specifically suited for multitasking operating systems such as OS/2.
User interface
The BIOS of the original IBM PC and XT had no interactive user interface. Error codes or messages were displayed on the screen, or coded series of sounds were generated to signal errors when the power-on self-test (POST) had not proceeded to the point of successfully initializing a video display adapter. Options on the IBM PC and XT were set by switches and jumpers on the main board and on expansion cards. Starting around the mid-1990s, it became typical for the BIOS ROM to include a "BIOS configuration utility" (BCU) or "BIOS setup utility", accessed at system power-up by a particular key sequence. This program allowed the user to set system configuration options, of the type formerly set using DIP switches, through an interactive menu system controlled through the keyboard. In the interim period, IBM-compatible PCsincluding the IBM ATheld configuration settings in battery-backed RAM and used a bootable configuration program on floppy disk, not in the ROM, to set the configuration options contained in this memory. The floppy disk was supplied with the computer, and if it was lost the system settings could not be changed. The same applied in general to computers with an EISA bus, for which the configuration program was called an EISA Configuration Utility (ECU).
A modern Wintel-compatible computer provides a setup routine essentially unchanged in nature from the ROM-resident BIOS setup utilities of the late 1990s; the user can configure hardware options using the keyboard and video display. The modern Wintel machine may store the BIOS configuration settings in flash ROM, perhaps the same flash ROM that holds the BIOS itself.
Operation
System startup
Early Intel processors started at physical address 000FFFF0h. Systems with later processors provide logic to start running the BIOS from the system ROM.
If the system has just been powered up or the reset button was pressed ("cold boot"), the full power-on self-test (POST) is run. If Ctrl+Alt+Delete was pressed ("warm boot"), a special flag value stored in nonvolatile BIOS memory ("CMOS") tested by the BIOS allows bypass of the lengthy POST and memory detection.
The POST identifies, tests and initializes system devices such as the CPU, chipset, RAM, motherboard, video card, keyboard, mouse, hard disk drive, optical disc drive and other hardware, including integrated peripherals.
Early IBM PCs had a routine in the POST that would download a program into RAM through the keyboard port and run it. This feature was intended for factory test or diagnostic purposes.
Boot process
After the option ROM scan is completed and all detected ROM modules with valid checksums have been called, or immediately after POST in a BIOS version that does not scan for option ROMs, the BIOS calls INT 19h to start boot processing. Post-boot, programs loaded can also call INT 19h to reboot the system, but they must be careful to disable interrupts and other asynchronous hardware processes that may interfere with the BIOS rebooting process, or else the system may hang or crash while it is rebooting.
When INT 19h is called, the BIOS attempts to locate boot loader software on a "boot device", such as a hard disk, a floppy disk, CD, or DVD. It loads and executes the first boot software it finds, giving it control of the PC.
The BIOS uses the boot devices set in Nonvolatile BIOS memory (CMOS), or, in the earliest PCs, DIP switches. The BIOS checks each device in order to see if it is bootable by attempting to load the first sector (boot sector). If the sector cannot be read, the BIOS proceeds to the next device. If the sector is read successfully, some BIOSes will also check for the boot sector signature 0x55 0xAA in the last two bytes of the sector (which is 512 bytes long), before accepting a boot sector and considering the device bootable.
When a bootable device is found, the BIOS transfers control to the loaded sector. The BIOS does not interpret the contents of the boot sector other than to possibly check for the boot sector signature in the last two bytes. Interpretation of data structures like partition tables and BIOS Parameter Blocks is done by the boot program in the boot sector itself or by other programs loaded through the boot process.
A non-disk device such as a network adapter attempts booting by a procedure that is defined by its option ROM or the equivalent integrated into the motherboard BIOS ROM. As such, option ROMs may also influence or supplant the boot process defined by the motherboard BIOS ROM.
With the El Torito optical media boot standard, the optical drive actually emulates a 3.5" high-density floppy disk to the BIOS for boot purposes. Reading the "first sector" of a CD-ROM or DVD-ROM is not a simply defined operation like it is on a floppy disk or a hard disk. Furthermore, the complexity of the medium makes it difficult to write a useful boot program in one sector. The bootable virtual floppy disk can contain software that provides access to the optical medium in its native format.
Boot priority
The user can select the boot priority implemented by the BIOS. For example, most computers have a hard disk that is bootable, but sometimes there is a removable-media drive that has higher boot priority, so the user can cause a removable disk to be booted.
In most modern BIOSes, the boot priority order can be configured by the user. In older BIOSes, limited boot priority options are selectable; in the earliest BIOSes, a fixed priority scheme was implemented, with floppy disk drives first, fixed disks (i.e., hard disks) second, and typically no other boot devices supported, subject to modification of these rules by installed option ROMs. The BIOS in an early PC also usually would only boot from the first floppy disk drive or the first hard disk drive, even if there were two drives installed.
Boot failure
On the original IBM PC and XT, if no bootable disk was found, ROM BASIC was started by calling INT 18h. Since few programs used BASIC in ROM, clone PC makers left it out; then a computer that failed to boot from a disk would display "No ROM BASIC" and halt (in response to INT 18h).
Later computers would display a message like "No bootable disk found"; some would prompt for a disk to be inserted and a key to be pressed to retry the boot process. A modern BIOS may display nothing or may automatically enter the BIOS configuration utility when the boot process fails.
Boot environment
The environment for the boot program is very simple: the CPU is in real mode and the general-purpose and segment registers are undefined, except SS, SP, CS, and DL. CS:IP always points to physical address 0x07C00. What values CS and IP actually have is not well defined. Some BIOSes use a CS:IP of 0x0000:0x7C00 while others may use 0x07C0:0x0000. Because boot programs are always loaded at this fixed address, there is no need for a boot program to be relocatable. DL may contain the drive number, as used with INT 13h, of the boot device. SS:SP points to a valid stack that is presumably large enough to support hardware interrupts, but otherwise SS and SP are undefined. (A stack must be already set up in order for interrupts to be serviced, and interrupts must be enabled in order for the system timer-tick interrupt, which BIOS always uses at least to maintain the time-of-day count and which it initializes during POST, to be active and for the keyboard to work. The keyboard works even if the BIOS keyboard service is not called; keystrokes are received and placed in the 15-character type-ahead buffer maintained by BIOS.) The boot program must set up its own stack, because the size of the stack set up by BIOS is unknown and its location is likewise variable; although the boot program can investigate the default stack by examining SS:SP, it is easier and shorter to just unconditionally set up a new stack.
At boot time, all BIOS services are available, and the memory below address 0x00400 contains the interrupt vector table. BIOS POST has initialized the system timers, interrupt controller(s), DMA controller(s), and other motherboard/chipset hardware as necessary to bring all BIOS services to ready status. DRAM refresh for all system DRAM in conventional memory and extended memory, but not necessarily expanded memory, has been set up and is running. The interrupt vectors corresponding to the BIOS interrupts have been set to point at the appropriate entry points in the BIOS, hardware interrupt vectors for devices initialized by the BIOS have been set to point to the BIOS-provided ISRs, and some other interrupts, including ones that BIOS generates for programs to hook, have been set to a default dummy ISR that immediately returns. The BIOS maintains a reserved block of system RAM at addresses 0x00400–0x004FF with various parameters initialized during the POST. All memory at and above address 0x00500 can be used by the boot program; it may even overwrite itself.
Extensions (option ROMs)
Peripheral cards such as hard disk drive host bus adapters and video cards have their own firmware, and BIOS extension option ROM may be a part of the expansion card firmware, which provide additional functionality to BIOS. Code in option ROMs runs before the BIOS boots the operating system from mass storage. These ROMs typically test and initialize hardware, add new BIOS services, or replace existing BIOS services with their own services. For example, a SCSI controller usually has a BIOS extension ROM that adds support for hard drives connected through that controller. An extension ROM could in principle contain operating system, or it could implement an entirely different boot process such as network booting. Operation of an IBM-compatible computer system can be completely changed by removing or inserting an adapter card (or a ROM chip) that contains a BIOS extension ROM.
The motherboard BIOS typically contains code for initializing and bootstrapping integrated display and integrated storage. In addition, plug-in adapter cards such as SCSI, RAID, network interface cards, and video cards often include their own BIOS (e.g. Video BIOS), complementing or replacing the system BIOS code for the given component. Even devices built into the motherboard can behave in this way; their option ROMs can be a part of the motherboard BIOS.
An add-in card requires an option ROM if the card is not supported by the motherboard BIOS and the card needs to be initialized or made accessible through BIOS services before the operating system can be loaded (usually this means it is required in the boot process). An additional advantage of ROM on some early PC systems (notably including the IBM PCjr) was that ROM was faster than main system RAM. (On modern systems, the case is very much the reverse of this, and BIOS ROM code is usually copied ("shadowed") into RAM so it will run faster.)
Boot procedure
If an expansion ROM wishes to change the way the system boots (such as from a network device or a SCSI adapter) in a cooperative way, it can use the BIOS Boot Specification (BBS) API to register its ability to do so. Once the expansion ROMs have registered using the BBS APIs, the user can select among the available boot options from within the BIOS's user interface. This is why most BBS compliant PC BIOS implementations will not allow the user to enter the BIOS's user interface until the expansion ROMs have finished executing and registering themselves with the BBS API.
Also, if an expansion ROM wishes to change the way the system boots unilaterally, it can simply hook INT 19h or other interrupts normally called from interrupt 19h, such as INT 13h, the BIOS disk service, to intercept the BIOS boot process. Then it can replace the BIOS boot process with one of its own, or it can merely modify the boot sequence by inserting its own boot actions into it, by preventing the BIOS from detecting certain devices as bootable, or both. Before the BIOS Boot Specification was promulgated, this was the only way for expansion ROMs to implement boot capability for devices not supported for booting by the native BIOS of the motherboard.
Initialization
After the motherboard BIOS completes its POST, most BIOS versions search for option ROM modules, also called BIOS extension ROMs, and execute them. The motherboard BIOS scans for extension ROMs in a portion of the "upper memory area" (the part of the x86 real-mode address space at and above address 0xA0000) and runs each ROM found, in order. To discover memory-mapped option ROMs, a BIOS implementation scans the real-mode address space from 0x0C0000 to 0x0F0000 on 2 KB (2,048 bytes) boundaries, looking for a two-byte ROM signature: 0x55 followed by 0xAA. In a valid expansion ROM, this signature is followed by a single byte indicating the number of 512-byte blocks the expansion ROM occupies in real memory, and the next byte is the option ROM's entry point (also known as its "entry offset"). If the ROM has a valid checksum, the BIOS transfers control to the entry address, which in a normal BIOS extension ROM should be the beginning of the extension's initialization routine.
At this point, the extension ROM code takes over, typically testing and initializing the hardware it controls and registering interrupt vectors for use by post-boot applications. It may use BIOS services (including those provided by previously initialized option ROMs) to provide a user configuration interface, to display diagnostic information, or to do anything else that it requires. It is possible that an option ROM will not return to BIOS, pre-empting the BIOS's boot sequence altogether.
An option ROM should normally return to the BIOS after completing its initialization process. Once (and if) an option ROM returns, the BIOS continues searching for more option ROMs, calling each as it is found, until the entire option ROM area in the memory space has been scanned.
Physical placement
Option ROMs normally reside on adapter cards. However, the original PC, and perhaps also the PC XT, have a spare ROM socket on the motherboard (the "system board" in IBM's terms) into which an option ROM can be inserted, and the four ROMs that contain the BASIC interpreter can also be removed and replaced with custom ROMs which can be option ROMs. The IBM PCjr is unique among PCs in having two ROM cartridge slots on the front. Cartridges in these slots map into the same region of the upper memory area used for option ROMs, and the cartridges can contain option ROM modules that the BIOS would recognize. The cartridges can also contain other types of ROM modules, such as BASIC programs, that are handled differently. One PCjr cartridge can contain several ROM modules of different types, possibly stored together in one ROM chip.
Operating system services
The BIOS ROM is customized to the particular manufacturer's hardware, allowing low-level services (such as reading a keystroke or writing a sector of data to diskette) to be provided in a standardized way to programs, including operating systems. For example, an IBM PC might have either a monochrome or a color display adapter (using different display memory addresses and hardware), but a single, standard, BIOS system call may be invoked to display a character at a specified position on the screen in text mode or graphics mode.
The BIOS provides a small library of basic input/output functions to operate peripherals (such as the keyboard, rudimentary text and graphics display functions and so forth). When using MS-DOS, BIOS services could be accessed by an application program (or by MS-DOS) by executing an INT 13h interrupt instruction to access disk functions, or by executing one of a number of other documented BIOS interrupt calls to access video display, keyboard, cassette, and other device functions.
Operating systems and executive software that are designed to supersede this basic firmware functionality provide replacement software interfaces to application software. Applications can also provide these services to themselves. This began even in the 1980s under MS-DOS, when programmers observed that using the BIOS video services for graphics display were very slow. To increase the speed of screen output, many programs bypassed the BIOS and programmed the video display hardware directly. Other graphics programmers, particularly but not exclusively in the demoscene, observed that there were technical capabilities of the PC display adapters that were not supported by the IBM BIOS and could not be taken advantage of without circumventing it. Since the AT-compatible BIOS ran in Intel real mode, operating systems that ran in protected mode on 286 and later processors required hardware device drivers compatible with protected mode operation to replace BIOS services.
In modern PCs running modern operating systems (such as Windows and Linux) the BIOS interrupt calls is used only during booting and initial loading of operating systems. Before the operating system's first graphical screen is displayed, input and output are typically handled through BIOS. A boot menu such as the textual menu of Windows, which allows users to choose an operating system to boot, to boot into the safe mode, or to use the last known good configuration, is displayed through BIOS and receives keyboard input through BIOS.
Many modern PCs can still boot and run legacy operating systems such as MS-DOS or DR-DOS that rely heavily on BIOS for their console and disk I/O, providing that the system has a BIOS, or a CSM-capable UEFI firmware.
Processor microcode updates
Intel processors have reprogrammable microcode since the P6 microarchitecture. AMD processors have reprogrammable microcode since the K7 microarchitecture. The BIOS contain patches to the processor microcode that fix errors in the initial processor microcode; microcode is loaded into processor's SRAM so reprogramming is not persistent, thus loading of microcode updates is performed each time the system is powered up. Without reprogrammable microcode, an expensive processor swap would be required; for example, the Pentium FDIV bug became an expensive fiasco for Intel as it required a product recall because the original Pentium processor's defective microcode could not be reprogrammed. Operating systems can update main processor microcode also.
Identification
Some BIOSes contain a software licensing description table (SLIC), a digital signature placed inside the BIOS by the original equipment manufacturer (OEM), for example Dell. The SLIC is inserted into the ACPI data table and contains no active code.
Computer manufacturers that distribute OEM versions of Microsoft Windows and Microsoft application software can use the SLIC to authenticate licensing to the OEM Windows Installation disk and system recovery disc containing Windows software. Systems with a SLIC can be preactivated with an OEM product key, and they verify an XML formatted OEM certificate against the SLIC in the BIOS as a means of self-activating (see System Locked Preinstallation, SLP). If a user performs a fresh install of Windows, they will need to have possession of both the OEM key (either SLP or COA) and the digital certificate for their SLIC in order to bypass activation. This can be achieved if the user performs a restore using a pre-customised image provided by the OEM. Power users can copy the necessary certificate files from the OEM image, decode the SLP product key, then perform SLP activation manually.
Overclocking
Some BIOS implementations allow overclocking, an action in which the CPU is adjusted to a higher clock rate than its manufacturer rating for guaranteed capability. Overclocking may, however, seriously compromise system reliability in insufficiently cooled computers and generally shorten component lifespan. Overclocking, when incorrectly performed, may also cause components to overheat so quickly that they mechanically destroy themselves.
Modern use
Some older operating systems, for example MS-DOS, rely on the BIOS to carry out most input/output tasks within the PC.
Calling real mode BIOS services directly is inefficient for protected mode (and long mode) operating systems. BIOS interrupt calls are not used by modern multitasking operating systems after they initially load.
In 1990s, BIOS provided some protected mode interfaces for Microsoft Windows and Unix-like operating systems, such as Advanced Power Management (APM), Plug and Play BIOS, Desktop Management Interface (DMI), VESA BIOS Extensions (VBE), e820 and MultiProcessor Specification (MPS). Starting from the 2000, most BIOSes provide ACPI, SMBIOS, VBE and e820 interfaces for modern operating systems.
After operating systems load, the System Management Mode code is still running in SMRAM. Since 2010, BIOS technology is in a transitional process toward UEFI.
Configuration
Setup utility
Historically, the BIOS in the IBM PC and XT had no built-in user interface. The BIOS versions in earlier PCs (XT-class) were not software configurable; instead, users set the options via DIP switches on the motherboard. Later computers, including all IBM-compatibles with 80286 CPUs, had a battery-backed nonvolatile BIOS memory (CMOS RAM chip) that held BIOS settings. These settings, such as video-adapter type, memory size, and hard-disk parameters, could only be configured by running a configuration program from a disk, not built into the ROM. A special "reference diskette" was inserted in an IBM AT to configure settings such as memory size.
Early BIOS versions did not have passwords or boot-device selection options. The BIOS was hard-coded to boot from the first floppy drive, or, if that failed, the first hard disk. Access control in early AT-class machines was by a physical keylock switch (which was not hard to defeat if the computer case could be opened). Anyone who could switch on the computer could boot it.
Later, 386-class computers started integrating the BIOS setup utility in the ROM itself, alongside the BIOS code; these computers usually boot into the BIOS setup utility if a certain key or key combination is pressed, otherwise the BIOS POST and boot process are executed.
A modern BIOS setup utility has a text user interface (TUI) or graphical user interface (GUI) accessed by pressing a certain key on the keyboard when the PC starts. Usually, the key is advertised for short time during the early startup, for example "Press DEL to enter Setup". The actual key depends on specific hardware. Features present in the BIOS setup utility typically include:
Configuring, enabling and disabling the hardware components
Setting the system time
Setting the boot order
Setting various passwords, such as a password for securing access to the BIOS user interface and preventing malicious users from booting the system from unauthorized portable storage devices, or a password for booting the system
Hardware monitoring
A modern BIOS setup screen often features a PC Health Status or a Hardware Monitoring tab, which directly interfaces with a Hardware Monitor chip of the mainboard. This makes it possible to monitor CPU and chassis temperature, the voltage provided by the power supply unit, as well as monitor and control the speed of the fans connected to the motherboard.
Once the system is booted, hardware monitoring and computer fan control is normally done directly by the Hardware Monitor chip itself, which can be a separate chip, interfaced through I2C or SMBus, or come as a part of a Super I/O solution, interfaced through Industry Standard Architecture (ISA) or Low Pin Count (LPC). Some operating systems, like NetBSD with envsys and OpenBSD with sysctl hw.sensors, feature integrated interfacing with hardware monitors.
However, in some circumstances, the BIOS also provides the underlying information about hardware monitoring through ACPI, in which case, the operating system may be using ACPI to perform hardware monitoring.
Reprogramming
In modern PCs the BIOS is stored in rewritable EEPROM or NOR flash memory, allowing the contents to be replaced and modified. This rewriting of the contents is sometimes termed flashing. It can be done by a special program, usually provided by the system's manufacturer, or at POST, with a BIOS image in a hard drive or USB flash drive. A file containing such contents is sometimes termed "a BIOS image". A BIOS might be reflashed in order to upgrade to a newer version to fix bugs or provide improved performance or to support newer hardware.
Hardware
The original IBM PC BIOS (and cassette BASIC) was stored on mask-programmed read-only memory (ROM) chips in sockets on the motherboard. ROMs could be replaced, but not altered, by users. To allow for updates, many compatible computers used re-programmable BIOS memory devices such as EPROM, EEPROM and later flash memory (usually NOR flash) devices. According to Robert Braver, the president of the BIOS manufacturer Micro Firmware, Flash BIOS chips became common around 1995 because the electrically erasable PROM (EEPROM) chips are cheaper and easier to program than standard ultraviolet erasable PROM (EPROM) chips. Flash chips are programmed (and re-programmed) in-circuit, while EPROM chips need to be removed from the motherboard for re-programming. BIOS versions are upgraded to take advantage of newer versions of hardware and to correct bugs in previous revisions of BIOSes.
Beginning with the IBM AT, PCs supported a hardware clock settable through BIOS. It had a century bit which allowed for manually changing the century when the year 2000 happened. Most BIOS revisions created in 1995 and nearly all BIOS revisions in 1997 supported the year 2000 by setting the century bit automatically when the clock rolled past midnight, 31 December 1999.
The first flash chips were attached to the ISA bus. Starting in 1998, the BIOS flash moved to the LPC bus, following a new standard implementation known as "firmware hub" (FWH). In 2005, the BIOS flash memory moved to the SPI bus.
The size of the BIOS, and the capacity of the ROM, EEPROM, or other media it may be stored on, has increased over time as new features have been added to the code; BIOS versions now exist with sizes up to 32 megabytes. For contrast, the original IBM PC BIOS was contained in an 8 KB mask ROM. Some modern motherboards are including even bigger NAND flash memory ICs on board which are capable of storing whole compact operating systems, such as some Linux distributions. For example, some ASUS notebooks included Splashtop OS embedded into their NAND flash memory ICs. However, the idea of including an operating system along with BIOS in the ROM of a PC is not new; in the 1980s, Microsoft offered a ROM option for MS-DOS, and it was included in the ROMs of some PC clones such as the Tandy 1000 HX.
Another type of firmware chip was found on the IBM PC AT and early compatibles. In the AT, the keyboard interface was controlled by a microcontroller with its own programmable memory. On the IBM AT, that was a 40-pin socketed device, while some manufacturers used an EPROM version of this chip which resembled an EPROM. This controller was also assigned the A20 gate function to manage memory above the one-megabyte range; occasionally an upgrade of this "keyboard BIOS" was necessary to take advantage of software that could use upper memory.
The BIOS may contain components such as the Memory Reference Code (MRC), which is responsible for the memory initialization (e.g. SPD and memory timings initialization).
Modern BIOS includes
Intel Management Engine or AMD Platform Security Processor firmware.
Vendors and products
IBM published the entire listings of the BIOS for its original PC, PC XT, PC AT, and other contemporary PC models, in an appendix of the IBM PC Technical Reference Manual for each machine type. The effect of the publication of the BIOS listings is that anyone can see exactly what a definitive BIOS does and how it does it.
In May 1984 Phoenix Software Associates released its first ROM-BIOS, which enabled OEMs to build essentially fully compatible clones without having to reverse-engineer the IBM PC BIOS themselves, as Compaq had done for the Portable, helping fuel the growth in the PC-compatibles industry and sales of non-IBM versions of DOS. And the first American Megatrends (AMI) BIOS was released on 1986.
New standards grafted onto the BIOS are usually without complete public documentation or any BIOS listings. As a result, it is not as easy to learn the intimate details about the many non-IBM additions to BIOS as about the core BIOS services.
Many PC motherboard suppliers licensed the BIOS "core" and toolkit from a commercial third party, known as an "independent BIOS vendor" or IBV. The motherboard manufacturer then customized this BIOS to suit its own hardware. For this reason, updated BIOSes are normally obtained directly from the motherboard manufacturer. Major IBV included American Megatrends (AMI), Insyde Software, Phoenix Technologies, and Byosoft. Microid Research and Award Software were acquired by Phoenix Technologies in 1998; Phoenix later phased out the Award brand name. General Software, which was also acquired by Phoenix in 2007, sold BIOS for embedded systems based on Intel processors.
Open-source BIOS firmware
The open-source community increased their effort to develop a replacement for proprietary BIOSes and their future incarnations with an open-sourced counterparts. Open Firmware was an early attempt to make open source standard for booting firmware. It was initially endorsed by IEEE in its IEEE 1275-1994 standard but was withdrawn in 2005. Later examples include the libreboot, coreboot and OpenBIOS/Open Firmware projects. AMD provided product specifications for some chipsets, and Google is sponsoring the project. Motherboard manufacturer Tyan offers coreboot next to the standard BIOS with their Opteron line of motherboards.
Security
EEPROM and Flash memory chips are advantageous because they can be easily updated by the user; it is customary for hardware manufacturers to issue BIOS updates to upgrade their products, improve compatibility and remove bugs. However, this advantage had the risk that an improperly executed or aborted BIOS update could render the computer or device unusable. To avoid these situations, more recent BIOSes use a "boot block"; a portion of the BIOS which runs first and must be updated separately. This code verifies if the rest of the BIOS is intact (using hash checksums or other methods) before transferring control to it. If the boot block detects any corruption in the main BIOS, it will typically warn the user that a recovery process must be initiated by booting from removable media (floppy, CD or USB flash drive) so the user can try flashing the BIOS again. Some motherboards have a backup BIOS (sometimes referred to as DualBIOS boards) to recover from BIOS corruptions.
There are at least five known viruses that attack the BIOS. Two of which were for demonstration purposes. The first one found in the wild was Mebromi, targeting Chinese users.
The first BIOS virus was BIOS Meningitis, which instead of erasing BIOS chips it infected them. BIOS Meningitis was relatively harmless, compared to a virus like CIH.
The second BIOS virus was CIH, also known as the "Chernobyl Virus", which was able to erase flash ROM BIOS content on compatible chipsets. CIH appeared in mid-1998 and became active in April 1999. Often, infected computers could no longer boot, and people had to remove the flash ROM IC from the motherboard and reprogram it. CIH targeted the then-widespread Intel i430TX motherboard chipset and took advantage of the fact that the Windows 9x operating systems, also widespread at the time, allowed direct hardware access to all programs.
Modern systems are not vulnerable to CIH because of a variety of chipsets being used which are incompatible with the Intel i430TX chipset, and also other flash ROM IC types. There is also extra protection from accidental BIOS rewrites in the form of boot blocks which are protected from accidental overwrite or dual and quad BIOS equipped systems which may, in the event of a crash, use a backup BIOS. Also, all modern operating systems such as FreeBSD, Linux, macOS, Windows NT-based Windows OS like Windows 2000, Windows XP and newer, do not allow user-mode programs to have direct hardware access using a hardware abstraction layer.
As a result, as of 2008, CIH has become essentially harmless, at worst causing annoyance by infecting executable files and triggering antivirus software. Other BIOS viruses remain possible, however; since most Windows home users without Windows Vista/7's UAC run all applications with administrative privileges, a modern CIH-like virus could in principle still gain access to hardware without first using an exploit. The operating system OpenBSD prevents all users from having this access and the grsecurity patch for the Linux kernel also prevents this direct hardware access by default, the difference being an attacker requiring a much more difficult kernel level exploit or reboot of the machine.
The third BIOS virus was a technique presented by John Heasman, principal security consultant for UK-based Next-Generation Security Software. In 2006, at the Black Hat Security Conference, he showed how to elevate privileges and read physical memory, using malicious procedures that replaced normal ACPI functions stored in flash memory.
The fourth BIOS virus was a technique called "Persistent BIOS infection." It appeared in 2009 at the CanSecWest Security Conference in Vancouver, and at the SyScan Security Conference in Singapore. Researchers Anibal Sacco and Alfredo Ortega, from Core Security Technologies, demonstrated how to insert malicious code into the decompression routines in the BIOS, allowing for nearly full control of the PC at start-up, even before the operating system is booted. The proof-of-concept does not exploit a flaw in the BIOS implementation, but only involves the normal BIOS flashing procedures. Thus, it requires physical access to the machine, or for the user to be root. Despite these requirements, Ortega underlined the profound implications of his and Sacco's discovery: "We can patch a driver to drop a fully working rootkit. We even have a little code that can remove or disable antivirus."
Mebromi is a trojan which targets computers with AwardBIOS, Microsoft Windows, and antivirus software from two Chinese companies: Rising Antivirus and Jiangmin KV Antivirus. Mebromi installs a rootkit which infects the Master boot record.
In a December 2013 interview with 60 Minutes, Deborah Plunkett, Information Assurance Director for the US National Security Agency claimed the NSA had uncovered and thwarted a possible BIOS attack by a foreign nation state, targeting the US financial system. The program cited anonymous sources alleging it was a Chinese plot. However follow-up articles in The Guardian, The Atlantic, Wired and The Register refuted the NSA's claims.
Newer Intel platforms have Intel Boot Guard (IBG) technology enabled, this technology will check the BIOS digital signature at startup, and the IBG public key is fused into the PCH. End users can't disable this function.
Alternatives and successors
Unified Extensible Firmware Interface (UEFI) supplements the BIOS in many new machines. Initially written for the Intel Itanium architecture, UEFI is now available for x86 and Arm platforms; the specification development is driven by the Unified EFI Forum, an industry Special Interest Group. EFI booting has been supported in only Microsoft Windows versions supporting GPT, the Linux kernel 2.6.1 and later, and macOS on Intel-based Macs. , new PC hardware predominantly ships with UEFI firmware. The architecture of the rootkit safeguard can also prevent the system from running the user's own software changes, which makes UEFI controversial as a legacy BIOS replacement in the open hardware community. Also, Windows 11 requires UEFI to boot.
Other alternatives to the functionality of the "Legacy BIOS" in the x86 world include coreboot and libreboot.
Some servers and workstations use a platform-independent Open Firmware (IEEE-1275) based on the Forth programming language; it is included with Sun's SPARC computers, IBM's RS/6000 line, and other PowerPC systems such as the CHRP motherboards, along with the x86-based OLPC XO-1.
As of at least 2015, Apple has removed legacy BIOS support from MacBook Pro computers. As such the BIOS utility no longer supports the legacy option, and prints "Legacy mode not supported on this system". In 2017, Intel announced that it would remove legacy BIOS support by 2020. Since 2019, new Intel platform OEM PCs no longer support the legacy option.
See also
Double boot
Extended System Configuration Data (ESCD)
Input/Output Control System
Advanced Configuration and Power Interface (ACPI)
Ralf Brown's Interrupt List (RBIL) interrupts, calls, interfaces, data structures, memory and port addresses, and processor opcodes for the x86 architecture
System Management BIOS (SMBIOS)
Unified Extensible Firmware Interface (UEFI)
Notes
References
Further reading
BIOS Disassembly Ninjutsu Uncovered, 1st edition, a freely available book in PDF format
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4474 | https://en.wikipedia.org/wiki/Bose%E2%80%93Einstein%20condensate | Bose–Einstein condensate | In condensed matter physics, a Bose–Einstein condensate (BEC) is a state of matter that is typically formed when a gas of bosons at very low densities is cooled to temperatures very close to absolute zero (−273.15 °C or −459.67 °F). Under such conditions, a large fraction of bosons occupy the lowest quantum state, at which microscopic quantum mechanical phenomena, particularly wavefunction interference, become apparent macroscopically.
This state was first predicted, generally, in 1924–1925 by Albert Einstein, crediting a pioneering paper by Satyendra Nath Bose on the new field now known as quantum statistics. In 1995, the Bose–Einstein condensate was created by Eric Cornell and Carl Wieman of the University of Colorado Boulder using rubidium atoms; later that year, Wolfgang Ketterle of MIT produced a BEC using sodium atoms. In 2001 Cornell, Wieman and Ketterle shared the Nobel Prize in Physics "for the achievement of Bose-Einstein condensation in dilute gases of alkali atoms, and for early fundamental studies of the properties of the condensates."
History
Bose first sent a paper to Einstein on the quantum statistics of light quanta (now called photons), in which he derived Planck's quantum radiation law without any reference to classical physics. Einstein was impressed, translated the paper himself from English to German and submitted it for Bose to the Zeitschrift für Physik, which published it in 1924. (The Einstein manuscript, once believed to be lost, was found in a library at Leiden University in 2005.) Einstein then extended Bose's ideas to matter in two other papers. The result of their efforts is the concept of a Bose gas, governed by Bose–Einstein statistics, which describes the statistical distribution of identical particles with integer spin, now called bosons. Bosons, particles that include the photon as well as atoms such as helium-4 (), are allowed to share a quantum state. Einstein proposed that cooling bosonic atoms to a very low temperature would cause them to fall (or "condense") into the lowest accessible quantum state, resulting in a new form of matter.
In 1938, Fritz London proposed the BEC as a mechanism for superfluidity in and superconductivity.
The quest to produce a Bose–Einstein condensate in the laboratory was stimulated by a paper published in 1976 by two Program Directors at the National Science Foundation (William Stwalley and Lewis Nosanow). This led to the immediate pursuit of the idea by four independent research groups; these were led by Isaac Silvera (University of Amsterdam), Walter Hardy (University of British Columbia), Thomas Greytak (Massachusetts Institute of Technology) and David Lee (Cornell University).
On 5 June 1995, the first gaseous condensate was produced by Eric Cornell and Carl Wieman at the University of Colorado at Boulder NIST–JILA lab, in a gas of rubidium atoms cooled to 170 nanokelvins (nK). Shortly thereafter, Wolfgang Ketterle at MIT produced a Bose–Einstein Condensate in a gas of sodium atoms. For their achievements Cornell, Wieman, and Ketterle received the 2001 Nobel Prize in Physics. These early studies founded the field of ultracold atoms, and hundreds of research groups around the world now routinely produce BECs of dilute atomic vapors in their labs.
Since 1995, many other atomic species have been condensed, and BECs have also been realized using molecules, quasi-particles, and photons.
Critical temperature
This transition to BEC occurs below a critical temperature, which for a uniform three-dimensional gas consisting of non-interacting particles with no apparent internal degrees of freedom is given by:
where:
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Interactions shift the value and the corrections can be calculated by mean-field theory.
This formula is derived from finding the gas degeneracy in the Bose gas using Bose–Einstein statistics.
Derivation
Ideal Bose gas
For an ideal Bose gas we have the equation of state:
where is the per particle volume, the thermal wavelength, the fugacity and
It is noticeable that is a monotonically growing function of in , which are the only values for which the series converge.
Recognizing that the second term on the right-hand side contains the expression for the average occupation number of the fundamental state , the equation of state can be rewritten as
Because the left term on the second equation must always be positive, and because , a stronger condition is
which defines a transition between a gas phase and a condensed phase. On the critical region it is possible to define a critical temperature and thermal wavelength:
recovering the value indicated on the previous section. The critical values are such that if or we are in the presence of a Bose–Einstein condensate.
Understanding what happens with the fraction of particles on the fundamental level is crucial. As so, write the equation of state for , obtaining
and equivalently .
So, if the fraction and if the fraction . At temperatures near to absolute 0, particles tend to condensate in the fundamental state, which is the state with momentum .
Models
Bose Einstein's non-interacting gas
Consider a collection of N non-interacting particles, which can each be in one of two quantum states, and . If the two states are equal in energy, each different configuration is equally likely.
If we can tell which particle is which, there are different configurations, since each particle can be in or independently. In almost all of the configurations, about half the particles are in and the other half in . The balance is a statistical effect: the number of configurations is largest when the particles are divided equally.
If the particles are indistinguishable, however, there are only N+1 different configurations. If there are K particles in state , there are particles in state . Whether any particular particle is in state or in state cannot be determined, so each value of K determines a unique quantum state for the whole system.
Suppose now that the energy of state is slightly greater than the energy of state by an amount E. At temperature T, a particle will have a lesser probability to be in state by . In the distinguishable case, the particle distribution will be biased slightly towards state . But in the indistinguishable case, since there is no statistical pressure toward equal numbers, the most-likely outcome is that most of the particles will collapse into state .
In the distinguishable case, for large N, the fraction in state can be computed. It is the same as flipping a coin with probability proportional to p = exp(−E/T) to land tails.
In the indistinguishable case, each value of K is a single state, which has its own separate Boltzmann probability. So the probability distribution is exponential:
For large N, the normalization constant C is . The expected total number of particles not in the lowest energy state, in the limit that , is equal to
It does not grow when N is large; it just approaches a constant. This will be a negligible fraction of the total number of particles. So a collection of enough Bose particles in thermal equilibrium will mostly be in the ground state, with only a few in any excited state, no matter how small the energy difference.
Consider now a gas of particles, which can be in different momentum states labeled . If the number of particles is less than the number of thermally accessible states, for high temperatures and low densities, the particles will all be in different states. In this limit, the gas is classical. As the density increases or the temperature decreases, the number of accessible states per particle becomes smaller, and at some point, more particles will be forced into a single state than the maximum allowed for that state by statistical weighting. From this point on, any extra particle added will go into the ground state.
To calculate the transition temperature at any density, integrate, over all momentum states, the expression for maximum number of excited particles, :
When the integral (also known as Bose–Einstein integral) is evaluated with factors of and ℏ restored by dimensional analysis, it gives the critical temperature formula of the preceding section. Therefore, this integral defines the critical temperature and particle number corresponding to the conditions of negligible chemical potential . In Bose–Einstein statistics distribution, is actually still nonzero for BECs; however, is less than the ground state energy. Except when specifically talking about the ground state, can be approximated for most energy or momentum states as .
Bogoliubov theory for weakly interacting gas
Nikolay Bogoliubov considered perturbations on the limit of dilute gas, finding a finite pressure at zero temperature and positive chemical potential. This leads to corrections for the ground state. The Bogoliubov state has pressure (T = 0): .
The original interacting system can be converted to a system of non-interacting particles with a dispersion law.
Gross–Pitaevskii equation
In some simplest cases, the state of condensed particles can be described with a nonlinear Schrödinger equation, also known as Gross–Pitaevskii or Ginzburg–Landau equation. The validity of this approach is actually limited to the case of ultracold temperatures, which fits well for the most alkali atoms experiments.
This approach originates from the assumption that the state of the BEC can be described by the unique wavefunction of the condensate . For a system of this nature, is interpreted as the particle density, so the total number of atoms is
Provided essentially all atoms are in the condensate (that is, have condensed to the ground state), and treating the bosons using mean-field theory, the energy (E) associated with the state is:
Minimizing this energy with respect to infinitesimal variations in , and holding the number of atoms constant, yields the Gross–Pitaevski equation (GPE) (also a non-linear Schrödinger equation):
where:
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In the case of zero external potential, the dispersion law of interacting Bose–Einstein-condensed particles is given by so-called Bogoliubov spectrum (for ):
The Gross-Pitaevskii equation (GPE) provides a relatively good description of the behavior of atomic BEC's. However, GPE does not take into account the temperature dependence of dynamical variables, and is therefore valid only for .
It is not applicable, for example, for the condensates of excitons, magnons and photons, where the critical temperature is comparable to room temperature.
Numerical solution
The Gross-Pitaevskii equation is a partial differential equation in space and time variables. Usually it does not have analytic solution and
different numerical methods, such as split-step
Crank-Nicolson
and Fourier spectral methods, are used for its solution. There are different Fortran and C programs for its solution for contact interaction
and long-range dipolar interaction which can be freely used.
Weaknesses of Gross–Pitaevskii model
The Gross–Pitaevskii model of BEC is a physical approximation valid for certain classes of BECs. By construction, the GPE uses the following simplifications: it assumes that interactions between condensate particles are of the contact two-body type and also neglects anomalous contributions to self-energy. These assumptions are suitable mostly for the dilute three-dimensional condensates. If one relaxes any of these assumptions, the equation for the condensate wavefunction acquires the terms containing higher-order powers of the wavefunction. Moreover, for some physical systems the amount of such terms turns out to be infinite, therefore, the equation becomes essentially non-polynomial. The examples where this could happen are the Bose–Fermi composite condensates, effectively lower-dimensional condensates, and dense condensates and superfluid clusters and droplets. It is found that one has to go beyond the Gross-Pitaevskii equation. For example, the logarithmic term found in the Logarithmic Schrödinger equation must be added to the Gross-Pitaevskii equation along with a Ginzburg-Sobyanin contribution to correctly determine that the speed of sound scales as the cubic root of pressure for Helium-4 at very low temperatures in close agreement with experiment.
Other
However, it is clear that in a general case the behaviour of Bose–Einstein condensate can be described by coupled evolution equations for condensate density, superfluid velocity and distribution function of elementary excitations. This problem was solved in 1977 by Peletminskii et al. in microscopical approach. The Peletminskii equations are valid for any finite temperatures below the critical point. Years after, in 1985, Kirkpatrick and Dorfman obtained similar equations using another microscopical approach. The Peletminskii equations also reproduce Khalatnikov hydrodynamical equations for superfluid as a limiting case.
Superfluidity of BEC and Landau criterion
The phenomena of superfluidity of a Bose gas and superconductivity of a strongly-correlated Fermi gas (a gas of Cooper pairs) are tightly connected to Bose–Einstein condensation. Under corresponding conditions, below the temperature of phase transition, these phenomena were observed in helium-4 and different classes of superconductors. In this sense, the superconductivity is often called the superfluidity of Fermi gas. In the simplest form, the origin of superfluidity can be seen from the weakly interacting bosons model.
Experimental observation
Superfluid helium-4
In 1938, Pyotr Kapitsa, John Allen and Don Misener discovered that helium-4 became a new kind of fluid, now known as a superfluid, at temperatures less than 2.17 K (the lambda point). Superfluid helium has many unusual properties, including zero viscosity (the ability to flow without dissipating energy) and the existence of quantized vortices. It was quickly believed that the superfluidity was due to partial Bose–Einstein condensation of the liquid. In fact, many properties of superfluid helium also appear in gaseous condensates created by Cornell, Wieman and Ketterle (see below). Superfluid helium-4 is a liquid rather than a gas, which means that the interactions between the atoms are relatively strong; the original theory of Bose–Einstein condensation must be heavily modified in order to describe it. Bose–Einstein condensation remains, however, fundamental to the superfluid properties of helium-4. Note that helium-3, a fermion, also enters a superfluid phase (at a much lower temperature) which can be explained by the formation of bosonic Cooper pairs of two atoms (see also fermionic condensate).
Dilute atomic gases
The first "pure" Bose–Einstein condensate was created by Eric Cornell, Carl Wieman, and co-workers at JILA on 5 June 1995. They cooled a dilute vapor of approximately two thousand rubidium-87 atoms to below 170 nK using a combination of laser cooling (a technique that won its inventors Steven Chu, Claude Cohen-Tannoudji, and William D. Phillips the 1997 Nobel Prize in Physics) and magnetic evaporative cooling. About four months later, an independent effort led by Wolfgang Ketterle at MIT condensed sodium-23. Ketterle's condensate had a hundred times more atoms, allowing important results such as the observation of quantum mechanical interference between two different condensates. Cornell, Wieman and Ketterle won the 2001 Nobel Prize in Physics for their achievements.
A group led by Randall Hulet at Rice University announced a condensate of lithium atoms only one month following the JILA work. Lithium has attractive interactions, causing the condensate to be unstable and collapse for all but a few atoms. Hulet's team subsequently showed the condensate could be stabilized by confinement quantum pressure for up to about 1000 atoms. Various isotopes have since been condensed.
Velocity-distribution data graph
In the image accompanying this article, the velocity-distribution data indicates the formation of a Bose–Einstein condensate out of a gas of rubidium atoms. The false colors indicate the number of atoms at each velocity, with red being the fewest and white being the most. The areas appearing white and light blue are at the lowest velocities. The peak is not infinitely narrow because of the Heisenberg uncertainty principle: spatially confined atoms have a minimum width velocity distribution. This width is given by the curvature of the magnetic potential in the given direction. More tightly confined directions have bigger widths in the ballistic velocity distribution. This anisotropy of the peak on the right is a purely quantum-mechanical effect and does not exist in the thermal distribution on the left. This graph served as the cover design for the 1999 textbook Thermal Physics by Ralph Baierlein.
Quasiparticles
Bose–Einstein condensation also applies to quasiparticles in solids. Magnons, excitons, and polaritons have integer spin which means they are bosons that can form condensates.
Magnons, electron spin waves, can be controlled by a magnetic field. Densities from the limit of a dilute gas to a strongly interacting Bose liquid are possible. Magnetic ordering is the analog of superfluidity. In 1999 condensation was demonstrated in antiferromagnetic , at temperatures as great as 14 K. The high transition temperature (relative to atomic gases) is due to the magnons' small mass (near that of an electron) and greater achievable density. In 2006, condensation in a ferromagnetic yttrium-iron-garnet thin film was seen even at room temperature, with optical pumping.
Excitons, electron-hole pairs, were predicted to condense at low temperature and high density by Boer et al., in 1961. Bilayer system experiments first demonstrated condensation in 2003, by Hall voltage disappearance. Fast optical exciton creation was used to form condensates in sub-kelvin in 2005 on.
Polariton condensation was first detected for exciton-polaritons in a quantum well microcavity kept at 5 K.
In zero gravity
In June 2020, the Cold Atom Laboratory experiment on board the International Space Station successfully created a BEC of rubidium atoms and observed them for over a second in free-fall. Although initially just a proof of function, early results showed that, in the microgravity environment of the ISS, about half of the atoms formed into a magnetically insensitive halo-like cloud around the main body of the BEC.
Peculiar properties
Quantized vortices
As in many other systems, vortices can exist in BECs.
Vortices can be created, for example, by "stirring" the condensate with lasers,
rotating the confining trap,
or by rapid cooling across the phase transition.
The vortex created will be a quantum vortex with core shape determined by the interactions. Fluid circulation around any point is quantized due to the single-valued nature of the order BEC order parameter or wavefunction, that can be written in the form where and are as in the cylindrical coordinate system, and is the angular quantum number (a.k.a. the "charge" of the vortex). Since the energy of a vortex is proportional to the square of its angular momentum, in trivial topology only vortices can exist in the steady state; Higher-charge vortices will have a tendency to split into vortices, if allowed by the topology of the geometry.
An axially symmetric (for instance, harmonic) confining potential is commonly used for the study of vortices in BEC. To determine , the energy of must be minimized, according to the constraint . This is usually done computationally, however, in a uniform medium, the following analytic form demonstrates the correct behavior, and is a good approximation:
Here, is the density far from the vortex and , where is the healing length of the condensate.
A singly charged vortex () is in the ground state, with its energy given by
where is the farthest distance from the vortices considered.(To obtain an energy which is well defined it is necessary to include this boundary .)
For multiply charged vortices () the energy is approximated by
which is greater than that of singly charged vortices, indicating that these multiply charged vortices are unstable to decay. Research has, however, indicated they are metastable states, so may have relatively long lifetimes.
Closely related to the creation of vortices in BECs is the generation of so-called dark solitons in one-dimensional BECs. These topological objects feature a phase gradient across their nodal plane, which stabilizes their shape even in propagation and interaction. Although solitons carry no charge and are thus prone to decay, relatively long-lived dark solitons have been produced and studied extensively.
Attractive interactions
Experiments led by Randall Hulet at Rice University from 1995 through 2000 showed that lithium condensates with attractive interactions could stably exist up to a critical atom number. Quench cooling the gas, they observed the condensate to grow, then subsequently collapse as the attraction overwhelmed the zero-point energy of the confining potential, in a burst reminiscent of a supernova, with an explosion preceded by an implosion.
Further work on attractive condensates was performed in 2000 by the JILA team, of Cornell, Wieman and coworkers. Their instrumentation now had better control so they used naturally attracting atoms of rubidium-85 (having negative atom–atom scattering length). Through Feshbach resonance involving a sweep of the magnetic field causing spin flip collisions, they lowered the characteristic, discrete energies at which rubidium bonds, making their Rb-85 atoms repulsive and creating a stable condensate. The reversible flip from attraction to repulsion stems from quantum interference among wave-like condensate atoms.
When the JILA team raised the magnetic field strength further, the condensate suddenly reverted to attraction, imploded and shrank beyond detection, then exploded, expelling about two-thirds of its 10,000 atoms. About half of the atoms in the condensate seemed to have disappeared from the experiment altogether, not seen in the cold remnant or expanding gas cloud. Carl Wieman explained that under current atomic theory this characteristic of Bose–Einstein condensate could not be explained because the energy state of an atom near absolute zero should not be enough to cause an implosion; however, subsequent mean-field theories have been proposed to explain it. Most likely they formed molecules of two rubidium atoms; energy gained by this bond imparts velocity sufficient to leave the trap without being detected.
The process of creation of molecular Bose condensate during the sweep of the magnetic field throughout the Feshbach resonance, as well as the reverse process, are described by the exactly solvable model that can explain many experimental observations.
Current research
Compared to more commonly encountered states of matter, Bose–Einstein condensates are extremely fragile. The slightest interaction with the external environment can be enough to warm them past the condensation threshold, eliminating their interesting properties and forming a normal gas.
Nevertheless, they have proven useful in exploring a wide range of questions in fundamental physics, and the years since the initial discoveries by the JILA and MIT groups have seen an increase in experimental and theoretical activity. Examples include experiments that have demonstrated interference between condensates due to wave–particle duality, the study of superfluidity and quantized vortices, the creation of bright matter wave solitons from Bose condensates confined to one dimension, and the slowing of light pulses to very low speeds using electromagnetically induced transparency. Vortices in Bose–Einstein condensates are also currently the subject of analogue gravity research, studying the possibility of modeling black holes and their related phenomena in such environments in the laboratory. Experimenters have also realized "optical lattices", where the interference pattern from overlapping lasers provides a periodic potential. These have been used to explore the transition between a superfluid and a Mott insulator, and may be useful in studying Bose–Einstein condensation in fewer than three dimensions, for example the Tonks–Girardeau gas. Further, the sensitivity of the pinning transition of strongly interacting bosons confined in a shallow one-dimensional optical lattice originally observed by Haller has been explored via a tweaking of the primary optical lattice by a secondary weaker one. Thus for a resulting weak bichromatic optical lattice, it has been found that the pinning transition is robust against the
introduction of the weaker secondary optical lattice. Studies of vortices in nonuniform Bose–Einstein condensates as well as excitations of these systems by the application of moving repulsive or attractive obstacles, have also been undertaken. Within this context, the conditions for order and chaos in the dynamics of a trapped Bose–Einstein condensate have been explored by the application of moving blue and red-detuned laser beams (hitting frequencies slightly above and below the resonance frequency, respectively) via the time-dependent Gross-Pitaevskii equation.
Bose–Einstein condensates composed of a wide range of isotopes have been produced.
Cooling fermions to extremely low temperatures has created degenerate gases, subject to the Pauli exclusion principle. To exhibit Bose–Einstein condensation, the fermions must "pair up" to form bosonic compound particles (e.g. molecules or Cooper pairs). The first molecular condensates were created in November 2003 by the groups of Rudolf Grimm at the University of Innsbruck, Deborah S. Jin at the University of Colorado at Boulder and Wolfgang Ketterle at MIT. Jin quickly went on to create the first fermionic condensate, working with the same system but outside the molecular regime.
In 1999, Danish physicist Lene Hau led a team from Harvard University which slowed a beam of light to about 17 meters per second using a superfluid. Hau and her associates have since made a group of condensate atoms recoil from a light pulse such that they recorded the light's phase and amplitude, recovered by a second nearby condensate, in what they term "slow-light-mediated atomic matter-wave amplification" using Bose–Einstein condensates.
Another current research interest is the creation of Bose–Einstein condensates in microgravity in order to use its properties for high precision atom interferometry. The first demonstration of a BEC in weightlessness was achieved in 2008 at a drop tower in Bremen, Germany by a consortium of researchers led by Ernst M. Rasel from Leibniz University Hannover. The same team demonstrated in 2017 the first creation of a Bose–Einstein condensate in space and it is also the subject of two upcoming experiments on the International Space Station.
Researchers in the new field of atomtronics use the properties of Bose–Einstein condensates in the emerging quantum technology of matter-wave circuits.
In 1970, BECs were proposed by Emmanuel David Tannenbaum for anti-stealth technology.
In 2020, researchers reported the development of superconducting BEC and that there appears to be a "smooth transition between" BEC and Bardeen–Cooper–Shrieffer regimes.
Continuous Bose–Einstein condensation
Limitations of evaporative cooling have restricted atomic BECs to "pulsed" operation, involving a highly inefficient duty cycle that discards more than 99% of atoms to reach BEC. Achieving continuous BEC has been a major open problem of experimental BEC research, driven by the same motivations as continuous optical laser development: high flux, high coherence matter waves produced continuously would enable new sensing applications.
Continuous BEC was achieved for the first time in 2022.
Dark matter
P. Sikivie and Q. Yang showed that cold dark matter axions would form a Bose–Einstein condensate by thermalisation because of gravitational self-interactions. Axions have not yet been confirmed to exist. However the important search for them has been greatly enhanced with the completion of upgrades to the Axion Dark Matter Experiment (ADMX) at the University of Washington in early 2018.
In 2014, a potential dibaryon was detected at the Jülich Research Center at about 2380 MeV. The center claimed that the measurements confirm results from 2011, via a more replicable method. The particle existed for 10−23 seconds and was named d*(2380). This particle is hypothesized to consist of three up and three down quarks. It is theorized that groups of d* (d-stars) could form Bose–Einstein condensates due to prevailing low temperatures in the early universe, and that BECs made of such hexaquarks with trapped electrons could behave like dark matter.
Isotopes
The effect has mainly been observed on alkaline atoms which have nuclear properties particularly suitable for working with traps. As of 2012, using ultra-low temperatures of or below, Bose–Einstein condensates had been obtained for a multitude of isotopes, mainly of alkali metal, alkaline earth metal,
and lanthanide atoms (, , , , , , , , , , , , , , and ). Research was finally successful in hydrogen with the aid of the newly developed method of 'evaporative cooling'. In contrast, the superfluid state of below is not a good example, because the interaction between the atoms is too strong. Only 8% of atoms are in the ground state of the trap near absolute zero, rather than the 100% of a true condensate.
The bosonic behavior of some of these alkaline gases appears odd at first sight, because their nuclei have half-integer total spin. It arises from a subtle interplay of electronic and nuclear spins: at ultra-low temperatures and corresponding excitation energies, the half-integer total spin of the electronic shell and half-integer total spin of the nucleus are coupled by a very weak hyperfine interaction. The total spin of the atom, arising from this coupling, is an integer lower value. The chemistry of systems at room temperature is determined by the electronic properties, which is essentially fermionic, since room temperature thermal excitations have typical energies much higher than the hyperfine values.
In fiction
In the 2016 film Spectral, the US military battles mysterious enemy creatures fashioned out of Bose–Einstein condensates.
In the 2003 novel Blind Lake, scientists observe sentient life on a planet 51 light-years away using telescopes powered by Bose–Einstein condensate-based quantum computers.
The video game franchise Mass Effect has cryonic ammunition whose flavour text describes it as being filled with Bose–Einstein condensates. Upon impact, the bullets rupture and spray super-cold liquid on the enemy.
See also
Atom laser
Atomic coherence
Bose–Einstein correlations
Bose–Einstein condensation: a network theory approach
Bose–Einstein condensation of quasiparticles
Bose–Einstein statistics
Cold Atom Laboratory
Electromagnetically induced transparency
Fermionic condensate
Gas in a box
Gross–Pitaevskii equation
Macroscopic quantum phenomena
Macroscopic quantum self-trapping
Slow light
Super-heavy atom
Superconductivity
Superfluid film
Superfluid helium-4
Supersolid
Tachyon condensation
Timeline of low-temperature technology
Ultracold atom
Wiener sausage
References
Further reading
,
.
.
.
C. J. Pethick and H. Smith, Bose–Einstein Condensation in Dilute Gases, Cambridge University Press, Cambridge, 2001.
Lev P. Pitaevskii and S. Stringari, Bose–Einstein Condensation, Clarendon Press, Oxford, 2003.
Monique Combescot and Shiue-Yuan Shiau, "Excitons and Cooper Pairs: Two Composite Bosons in Many-Body Physics", Oxford University Press ().
External links
Bose–Einstein Condensation 2009 Conference – Frontiers in Quantum Gases
BEC Homepage General introduction to Bose–Einstein condensation
Nobel Prize in Physics 2001 – for the achievement of Bose–Einstein condensation in dilute gases of alkali atoms, and for early fundamental studies of the properties of the condensates
Bose–Einstein condensates at JILA
Atomcool at Rice University
Alkali Quantum Gases at MIT
Atom Optics at UQ
Einstein's manuscript on the Bose–Einstein condensate discovered at Leiden University
Bose–Einstein condensate on arxiv.org
Bosons – The Birds That Flock and Sing Together
Easy BEC machine – information on constructing a Bose–Einstein condensate machine.
Verging on absolute zero – Cosmos Online
Lecture by W Ketterle at MIT in 2001
Bose–Einstein Condensation at NIST – NIST resource on BEC
Albert Einstein
Condensed matter physics
Exotic matter
Phases of matter
Articles containing video clips |
4476 | https://en.wikipedia.org/wiki/Beer%E2%80%93Lambert%20law | Beer–Lambert law | The Beer-Lambert law is commonly applied to chemical analysis measurements to determine the concentration of chemical species that absorb light. It is often referred to as Beer's law. In physics, the Bouguer–Lambert law is an empirical law which relates the extinction or attenuation of light to the properties of the material through which the light is travelling. It had its first use in astronomical extinction. The fundamental law of extinction (the process is linear in the intensity of radiation and amount of radiatively active matter, provided that the physical state is held constant) is sometimes called the Beer-Bouguer-Lambert law or the Bouguer-Beer-Lambert law or merely the extinction law. The extinction law is also used in understanding attenuation in physical optics, for photons, neutrons, or rarefied gases. In mathematical physics, this law arises as a solution of the BGK equation.
History
Bouguer-Lambert law: This law is based on observations made by Pierre Bouguer before 1729. It is often attributed to Johann Heinrich Lambert, who cited Bouguer's (Claude Jombert, Paris, 1729) – and even quoted from it – in his Photometria in 1760. Lambert expressed the law, which states that the loss of light intensity when it propagates in a medium is directly proportional to intensity and path length, in the mathematical form used today.
Lambert began by assuming that the intensity of light traveling into an absorbing body would be given by the differential equation: which is compatible with Bouguer's observations. The constant of proportionality was often termed the "optical density" of the body. Integrating to find the intensity at a distance into the body, one obtains: For a homogeneous medium, this reduces to: from which follows the exponential attenuation law:
Beer's law: Much later, in 1852, the German scientist August Beer studied another attenuation relation. In the introduction to his classic paper, he wrote: "The absorption of light during the irradiation of a colored substance has often been the object of experiment; but attention has always been directed to the relative diminution of the various colors or, in the case of crystalline bodies, the relation between the absorption and the direction of polarization. Concerning the absolute magnitude of the absorption that a particular ray of light suffers during its propagation through an absorbing medium, there is no information available." By studying absorption of red light in colored aqueous solutions of various salts, he concluded that "the transmittance of a concentrated solution can be derived from a measurement of the transmittance of a dilute solution". It is clear that he understood the exponential relationship, as he wrote: "If is the coefficient (fraction) of diminution, then this coefficient (fraction) will have the value for double this thickness." Furthermore Beer stated: "We shall take the absorption coefficient to be the coefficient giving the diminution in amplitude suffered by a light ray as it passes through a unit length of an absorbing material. We then have, according to theory, and as I have found verified by experiment, where is the absorption coefficient and D the length of the absorbing material traversed in the experiment." This is the relationship that might properly be called Beer's law. There is no evidence that Beer saw concentration and path length as symmetrical variables in an equation in the manner of the Beer-Lambert law.
Beer-Lambert law: The modern formulation of the Beer–Lambert law combines the observations of Bouguer and Beer into the mathematical form of Lambert. It correlates the absorbance, most often expressed as the negative decadic logarithm of the transmittance, to both the concentrations of the attenuating species and the thickness of the material sample. An early, possibly the first, modern formulation was given by Robert Luther and Andreas Nikolopulos in 1913.
Differences between Bouguer and Beer in application areas
While the observations of Bouguer and Beer have a similar form in the Beer-Lambert law, their areas of observation were very different. For both experimenters, the incident beam was well collimated, with a light sensor which preferentially detected directly transmitted light.
Beer specifically looked at solutions. Solutions are homogeneous and do not scatter light (Ultraviolet, visible, Infrared) of wavelengths commonly used in analytical spectroscopy (except upon entry and exit). The attenuation of a beam of light within a solution is assumed to be only due to absorption. In order to approximate the conditions required for the Beer Lambert law to hold, often the intensity of transmitted light through a reference sample consisting of pure solvent is measured, and compared to the intensity of light transmitted through a sample , with the absorbance of the sample taken as: . It is for this case that the common mathematical formulation (see below) applies:
Bouguer looked at astronomical phenomena where the size of a detector is very small compared to the distance traveled by the light. In this case, any light that is scattered by a particle, either in the forward or backward direction, will not strike the detector. The loss of intensity to the detector will be due to both absorption and scatter. Consequently, the total loss is called attenuation (rather than absorption). A single measurement cannot separate the two, but conceptually the contribution of each can be separated in the attenuation coefficient. If is the intensity of the light at the beginning of the travel and is the intensity of the light detected after travel of a distance , the fraction transmitted, , is given by: , where is called an attenuation constant or coefficient. The amount of light transmitted is falling off exponentially with distance. Taking the natural logarithm in the above equation, we get: . For scattering media, the constant is often divided into two parts, , separating it into a scattering coefficient, , and an absorption coefficient, .
Absorptivity, cross-sections, and units of coefficients
The fundamental law of extinction states that the extinction process is linear in the intensity of radiation and amount of radiatively active matter, provided that the physical state is held constant. (Neither concentration or length are fundamental parameters.) There are two factors that determine the degree to which a medium containing particles will attenuate a light beam: the number of particles encountered by the light beam, and the degree to which each particle extinguishes the light.
For the case of absorption (Beer), this later quantity is called the absorptivity [], which is defined as "the property of a body that determines the fraction of incident radiation absorbed by the body". The Beer-Lambert law uses concentration and length in order to determine the number of particles the beam encounters. If we know the area of a collimated beam (directed radiation), we can get the number of particles in a distance. The number of particles encountered can be calculated from Avagadro's number, the molar concentration, the cross-sectional area of the incident beam .
There must be a large number of particles that are uniformly distributed for this relationship to hold. In practice, the beam area is thought of as a constant, and since the fraction [] has the area in both the numerator and denominator, the beam area cancels in the calculation of the absorbance. The units of the absorptivity must match the units in which the sample is described. For example, if the sample is described by mass concentration (g/L) and length (cm), then the units on the absorptivity would be [ L g−1 cm−1], so that the absorbance has no units.
For the case of "extinction" (Bouguer), the sum of absorption and scatter, the terms absorption, scattering, and extinction cross-sections are often used. The fraction of light extinguished by the sample may be described by the extinction cross section (fraction extinguished per particle). the number of particles in a unit distance and the distance in those units. For example: [ (fraction extinguished / particle) (# particles / meter) (# meters / sample) = fraction extinguished / sample ]
Mathematical formulations
A common and practical expression of the Beer–Lambert law relates the optical attenuation of a physical material containing a single attenuating species of uniform concentration to the optical path length through the sample and absorptivity of the species. This expression is:where
is the absorbance
is the molar attenuation coefficient or absorptivity of the attenuating species
is the optical path length
is the concentration of the attenuating species
A more general form of the Beer–Lambert law states that, for attenuating species in the material sample,or equivalently thatwhere
is the attenuation cross section of the attenuating species in the material sample;
is the number density of the attenuating species in the material sample;
is the molar attenuation coefficient or absorptivity of the attenuating species in the material sample;
is the amount concentration of the attenuating species in the material sample;
is the path length of the beam of light through the material sample.
In the above equations, the transmittance of material sample is related to its optical depth and to its absorbance by the following definitionwhere
is the radiant flux transmitted by that material sample;
is the radiant flux received by that material sample.
Attenuation cross section and molar attenuation coefficient are related byand number density and amount concentration bywhere is the Avogadro constant.
In case of uniform attenuation, these relations becomeor equivalentlyCases of non-uniform attenuation occur in atmospheric science applications and radiation shielding theory for instance.
The law tends to break down at very high concentrations, especially if the material is highly scattering. Absorbance within range of 0.2 to 0.5 is ideal to maintain linearity in the Beer–Lambert law. If the radiation is especially intense, nonlinear optical processes can also cause variances. The main reason, however, is that the concentration dependence is in general non-linear and Beer's law is valid only under certain conditions as shown by derivation below. For strong oscillators and at high concentrations the deviations are stronger. If the molecules are closer to each other interactions can set in. These interactions can be roughly divided into physical and chemical interactions. Physical interaction do not alter the polarizability of the molecules as long as the interaction is not so strong that light and molecular quantum state intermix (strong coupling), but cause the attenuation cross sections to be non-additive via electromagnetic coupling. Chemical interactions in contrast change the polarizability and thus absorption.
Expression with attenuation coefficient
The law can be expressed in terms of attenuation coefficient, but in this case is better called the Bouguer-Lambert's law. The (Napierian) attenuation coefficient and the decadic attenuation coefficient of a material sample are related to its number densities and amount concentrations asrespectively, by definition of attenuation cross section and molar attenuation coefficient. Then the law becomesandIn case of uniform attenuation, these relations becomeor equivalently
In many cases, the attenuation coefficient does not vary with , in which case one does not have to perform an integral and can express the law as:where the attenuation is usually an addition of absorption coefficient (creation of electron-hole pairs) or scattering (for example Rayleigh scattering if the scattering centers are much smaller than the incident wavelength). Also note that for some systems we can put (1 over inelastic mean free path) in place of
Derivation
Assume that a beam of light enters a material sample. Define as an axis parallel to the direction of the beam. Divide the material sample into thin slices, perpendicular to the beam of light, with thickness sufficiently small that one particle in a slice cannot obscure another particle in the same slice when viewed along the direction. The radiant flux of the light that emerges from a slice is reduced, compared to that of the light that entered, by where is the (Napierian) attenuation coefficient, which yields the following first-order linear, ordinary differential equation:
The attenuation is caused by the photons that did not make it to the other side of the slice because of scattering or absorption. The solution to this differential equation is obtained by multiplying the integrating factorthroughout to obtainwhich simplifies due to the product rule (applied backwards) to
Integrating both sides and solving for for a material of real thickness , with the incident radiant flux upon the slice and the transmitted radiant flux givesand finally
Since the decadic attenuation coefficient is related to the (Napierian) attenuation coefficient by we also have
To describe the attenuation coefficient in a way independent of the number densities of the attenuating species of the material sample, one introduces the attenuation cross section has the dimension of an area; it expresses the likelihood of interaction between the particles of the beam and the particles of the species in the material sample:
One can also use the molar attenuation coefficients where is the Avogadro constant, to describe the attenuation coefficient in a way independent of the amount concentrations of the attenuating species of the material sample:
Validity
Under certain conditions the Beer–Lambert law fails to maintain a linear relationship between attenuation and concentration of analyte. These deviations are classified into three categories:
Real—fundamental deviations due to the limitations of the law itself.
Chemical—deviations observed due to specific chemical species of the sample which is being analyzed.
Instrument—deviations which occur due to how the attenuation measurements are made.
There are at least six conditions that need to be fulfilled in order for the Beer–Lambert law to be valid. These are:
The attenuators must act independently of each other.
The attenuating medium must be homogeneous in the interaction volume.
The attenuating medium must not scatter the radiation—no turbidity—unless this is accounted for as in DOAS.
The incident radiation must consist of parallel rays, each traversing the same length in the absorbing medium.
The incident radiation should preferably be monochromatic, or have at least a width that is narrower than that of the attenuating transition. Otherwise a spectrometer as detector for the power is needed instead of a photodiode which cannot discriminate between wavelengths.
The incident flux must not influence the atoms or molecules; it should only act as a non-invasive probe of the species under study. In particular, this implies that the light should not cause optical saturation or optical pumping, since such effects will deplete the lower level and possibly give rise to stimulated emission.
If any of these conditions are not fulfilled, there will be deviations from the Beer–Lambert law.
Chemical analysis by spectrophotometry
The Beer–Lambert law can be applied to the analysis of a mixture by spectrophotometry, without the need for extensive pre-processing of the sample. An example is the determination of bilirubin in blood plasma samples. The spectrum of pure bilirubin is known, so the molar attenuation coefficient is known. Measurements of decadic attenuation coefficient are made at one wavelength that is nearly unique for bilirubin and at a second wavelength in order to correct for possible interferences. The amount concentration is then given by
For a more complicated example, consider a mixture in solution containing two species at amount concentrations and . The decadic attenuation coefficient at any wavelength is, given by
Therefore, measurements at two wavelengths yields two equations in two unknowns and will suffice to determine the amount concentrations and as long as the molar attenuation coefficients of the two components, and are known at both wavelengths. This two system equation can be solved using Cramer's rule. In practice it is better to use linear least squares to determine the two amount concentrations from measurements made at more than two wavelengths. Mixtures containing more than two components can be analyzed in the same way, using a minimum of wavelengths for a mixture containing components.
The law is used widely in infra-red spectroscopy and near-infrared spectroscopy for analysis of polymer degradation and oxidation (also in biological tissue) as well as to measure the concentration of various compounds in different food samples. The carbonyl group attenuation at about 6 micrometres can be detected quite easily, and degree of oxidation of the polymer calculated.
Application for the atmosphere
The Bouguer-Lambert law may be applied to describe the attenuation of solar or stellar radiation as it travels through the atmosphere. In this case, there is scattering of radiation as well as absorption. The optical depth for a slant path is , where refers to a vertical path, is called the relative airmass, and for a plane-parallel atmosphere it is determined as where is the zenith angle corresponding to the given path. The Bouguer-Lambert law for the atmosphere is usually written
where each is the optical depth whose subscript identifies the source of the absorption or scattering it describes:
refers to aerosols (that absorb and scatter);
are uniformly mixed gases (mainly carbon dioxide (CO2) and molecular oxygen (O2) which only absorb);
is nitrogen dioxide, mainly due to urban pollution (absorption only);
are effects due to Raman scattering in the atmosphere;
is water vapour absorption;
is ozone (absorption only);
is Rayleigh scattering from molecular oxygen () and nitrogen () (responsible for the blue color of the sky);
the selection of the attenuators which have to be considered depends on the wavelength range and can include various other compounds. This can include tetraoxygen, HONO, formaldehyde, glyoxal, a series of halogen radicals and others.
is the optical mass or airmass factor, a term approximately equal (for small and moderate values of ) to where is the observed object's zenith angle (the angle measured from the direction perpendicular to the Earth's surface at the observation site). This equation can be used to retrieve , the aerosol optical thickness, which is necessary for the correction of satellite images and also important in accounting for the role of aerosols in climate.
See also
Applied spectroscopy
Atomic absorption spectroscopy
Absorption spectroscopy
Cavity ring-down spectroscopy
Clausius-Mossotti relation
Infra-red spectroscopy
Job plot
Laser absorption spectrometry
Lorentz-Lorenz relation
Logarithm
Polymer degradation
Scientific laws named after people
Quantification of nucleic acids
Tunable diode laser absorption spectroscopy
Transmittance#Beer–Lambert law
References
External links
Beer–Lambert Law Calculator
Beer–Lambert Law Simpler Explanation
Eponymous laws of physics
Scattering, absorption and radiative transfer (optics)
Spectroscopy
Electromagnetic radiation
Visibility |
4477 | https://en.wikipedia.org/wiki/The%20Beach%20Boys | The Beach Boys | The Beach Boys are an American rock band who was formed in Hawthorne, California, in 1961. The group's original lineup consisted of brothers Brian, Dennis, and Carl Wilson, their cousin Mike Love, and friend Al Jardine. Distinguished by their vocal harmonies, adolescent-oriented lyrics, and musical ingenuity, they are one of the most influential acts of the rock era. They drew on the music of older pop vocal groups, 1950s rock and roll, and black R&B to create their unique sound. Under Brian's direction, they often incorporated classical or jazz elements and unconventional recording techniques in innovative ways.
The Beach Boys formed as a garage band centered on Brian's songwriting and managed by the Wilsons' father, Murry. In 1963, the band enjoyed their first national hit with "Surfin' U.S.A.", beginning a string of top-ten singles that reflected a southern California youth culture of surfing, cars, and romance, dubbed the "California sound". They were one of the few American rock bands to sustain their commercial standing during the British Invasion. Starting with 1965's The Beach Boys Today!, they abandoned beachgoing themes for more personal lyrics and ambitious orchestrations. In 1966, the Pet Sounds album and "Good Vibrations" single raised the group's prestige as rock innovators; both are now considered amongst the greatest and most influential works in popular music history. After scrapping the Smile album in 1967, Brian gradually ceded control of the group to his bandmates.
In the late 1960s, the group's commercial momentum faltered in the U.S., and they were widely dismissed by the early rock music press before rebranding themselves in the early 1970s. Carl took over as de facto leader until the mid-1970s, when the band responded to the growing success of their live shows and greatest hits compilations by transitioning into an oldies act. Dennis drowned in 1983 and Brian soon became estranged from the group. Following Carl's death from lung cancer in 1998, the band granted Love legal rights to tour under the group's name. In the early 2010s, the original members briefly reunited for the band's 50th anniversary. , Brian and Jardine do not perform with Love's edition of the Beach Boys, but remain official members of the band.
The Beach Boys are one of the most critically acclaimed and commercially successful bands of all time, selling over 100 million records worldwide. They helped legitimize popular music as a recognized art form and influenced the development of music genres and movements such as psychedelia, power pop, progressive rock, punk, alternative, and lo-fi. Between the 1960s and 2020s, the group had 37 songs reach the US Top 40 (the most by an American band), with four topping the Billboard Hot 100. In 2004, they were ranked number 12 on Rolling Stones list of the greatest artists of all time. Many critics' polls have ranked Today!, Pet Sounds, Smiley Smile (1967), Sunflower (1970), and Surf's Up (1971) among the finest albums in history. The founding members were inducted into the Rock and Roll Hall of Fame in 1988. Other members during the band's history have been David Marks, Bruce Johnston, Blondie Chaplin, and Ricky Fataar.
History
1958–1961: Formation
At the time of his 16th birthday on June 20, 1958, Brian Wilson shared a bedroom with his brothers, Dennis and Carlaged 13 and 11, respectivelyin their family home in Hawthorne. He had watched his father Murry Wilson play piano, and had listened intently to the harmonies of vocal groups such as the Four Freshmen. After dissecting songs such as "Ivory Tower" and "Good News", Brian would teach family members how to sing the background harmonies. For his birthday that year, Brian received a reel-to-reel tape recorder. He learned how to overdub, using his vocals and those of Carl and their mother. Brian played piano with Carl and David Marks, an eleven-year-old longtime neighbor, playing guitars they had each received as Christmas presents.
Soon Brian and Carl were avidly listening to Johnny Otis' KFOX radio show. Inspired by the simple structure and vocals of the rhythm and blues songs he heard, Brian changed his piano-playing style and started writing songs. Family gatherings brought the Wilsons in contact with cousin Mike Love. Brian taught Love's sister Maureen and a friend harmonies. Later, Brian, Love and two friends performed at Hawthorne High School. Brian also knew Al Jardine, a high school classmate. Brian suggested to Jardine that they team up with his cousin and brother Carl. Love gave the fledgling band its name: "The Pendletones", a pun on "Pendleton", a style of woolen shirt popular at the time. Dennis was the only avid surfer in the group, and he suggested that the group write songs that celebrated the sport and the lifestyle that it had inspired in Southern California. Brian finished the song, titled "Surfin", and with Mike Love, wrote "Surfin' Safari".
Murry Wilson, who was a sometime songwriter, arranged for the Pendletones to meet his publisher Hite Morgan. He said: "Finally, [Hite] agreed to hear it, and Mrs. Morgan said 'Drop everything, we're going to record your song. I think it's good.' And she's the one responsible." On September 15, 1961, the band recorded a demo of "Surfin with the Morgans. A more professional recording was made on October 3, at World Pacific Studio in Hollywood. David Marks was not present at the session as he was in school that day. Murry brought the demos to Herb Newman, owner of Candix Records and Era Records, and he signed the group on December 8. When the single was released a few weeks later, the band found that they had been renamed "the Beach Boys". Candix wanted to name the group the Surfers until Russ Regan, a young promoter with Era Records, noted that there already existed a group by that name. He suggested calling them the Beach Boys. "Surfin was a regional success for the West Coast, and reached number 75 on the national Billboard Hot 100 chart. It was so successful that the number of unpaid orders for the single bankrupted Candix.
1962–1967: Peak years
Surfin' Safari, Surfin' U.S.A., Surfer Girl, and Little Deuce Coupe
By this time the de facto manager of the Beach Boys, Murry landed the group's first paying gig (for which they earned $300) on New Year's Eve, 1961, at the Ritchie Valens Memorial Dance in Long Beach. In their early public appearances, the band wore heavy wool jacket-like shirts that local surfers favored before switching to their trademark striped shirts and white pants (a look that was taken directly from the Kingston Trio). All five members sang, with Brian playing bass, Dennis playing drums, Carl playing lead guitar and Al Jardine playing rhythm guitar, while Mike Love was the main singer and occasionally played saxophone. In early 1962, Morgan requested that some of the members add vocals to a couple of instrumental tracks that he had recorded with other musicians. This led to the creation of the short-lived group Kenny & the Cadets, which Brian led under the pseudonym "Kenny". The other members were Carl, Jardine, and the Wilsons' mother Audree. In February, Jardine left the Beach Boys and was replaced by David Marks on rhythm guitar.
After being turned down by Dot and Liberty, the Beach Boys signed a seven-year contract with Capitol Records. This was at the urging of Capitol executive and staff producer Nick Venet who signed the group, seeing them as the "teenage gold" he had been scouting for. On June 4, 1962, the Beach Boys debuted on Capitol with their second single, "Surfin' Safari" backed with "409". The release prompted national coverage in the June 9 issue of Billboard, which praised Love's lead vocal and said the song had potential. "Surfin' Safari" rose to number 14 and found airplay in New York and Phoenix, a surprise for the label.
The Beach Boys' first album, Surfin' Safari, was released in October 1962. It was different from other rock albums of the time in that it consisted almost entirely of original songs, primarily written by Brian with Mike Love and friend Gary Usher. Another unusual feature of the Beach Boys was that, although they were marketed as "surf music", their repertoire bore little resemblance to the music of other surf bands, which was mainly instrumental and incorporated heavy use of spring reverb. For this reason, some of the Beach Boys' early local performances had young audience members throwing vegetables at the band, believing that the group were poseurs.
In January 1963, the Beach Boys recorded their first top-ten single, "Surfin' U.S.A.", which began their long run of highly successful recording efforts. It was during the sessions for this single that Brian made the production decision from that point on to use double tracking on the group's vocals, resulting in a deeper and more resonant sound. The album of the same name followed in March and reached number 2 on the Billboard charts. Its success propelled the group into a nationwide spotlight, and was vital to launching surf music as a national craze, albeit the Beach Boys' vocal approach to the genre, not the original instrumental style pioneered by Dick Dale. Biographer Luis Sanchez highlights the "Surfin' U.S.A." single as a turning point for the band, "creat[ing] a direct passage to California life for a wide teenage audience ... [and] a distinct Southern California sensibility that exceeded its conception as such to advance right to the front of American consciousness."
Throughout 1963, and for the next few years, Brian produced a variety of singles for outside artists. Among these were the Honeys, a surfer trio that comprised sisters Diane and Marilyn Rovell with cousin Ginger Blake. Brian was convinced that they could be a successful female counterpart to the Beach Boys, and he produced a number of singles for them, although they could not replicate the Beach Boys' popularity. He also attended some of Phil Spector's sessions at Gold Star Studios. His creative and songwriting interests were revamped upon hearing the Ronettes' 1963 song "Be My Baby", which was produced by Spector. The first time he heard the song was while driving, and was so overwhelmed that he had to pull over to the side of the road and analyze the chorus. Later, he reflected: "I was unable to really think as a producer up until the time where I really got familiar with Phil Spector's work. That was when I started to design the experience to be a record rather than just a song."
Surfer Girl marked the first time the group used outside musicians on a substantial portion of an LP. Many of them were the musicians Spector used for his Wall of Sound productions. Only a month after Surfer Girl'''s release the group's fourth album Little Deuce Coupe was issued. To close 1963, the band released a standalone Christmas-themed single, "Little Saint Nick", backed with an a cappella rendition of the scriptural song "The Lord's Prayer". The A-side peaked at number 3 on the US Billboard Christmas chart. By the end of the year David Marks had left the group and Al Jardine had returned.
British Invasion, Shut Down Volume 2, All Summer Long, and Christmas Album
The surf music craze, along with the careers of nearly all surf acts, was slowly replaced by the British Invasion. Following a successful Australasian tour in January and February 1964, the Beach Boys returned home to face their new competition, the Beatles. Both groups shared the same record label in the US, and Capitol's support for the Beach Boys immediately began waning. Although it generated a top-five single in "Fun Fun Fun", the group's fifth album, Shut Down Volume 2, became their first since Surfin' Safari not to reach the US top-ten. This caused Murry to fight for the band at the label more than before, often visiting their offices without warning to "twist executive arms". Carl said that Phil Spector "was Brian's favorite kind of rock; he liked [him] better than the early Beatles stuff. He loved the Beatles' later music when they evolved and started making intelligent, masterful music, but before that Phil was it." According to Mike Love, Carl followed the Beatles closer than anyone else in the band, while Brian was the most "rattled" by the Beatles and felt tremendous pressure to "keep pace" with them. For Brian, the Beatles ultimately "eclipsed a lot [of what] we'd worked for ... [they] eclipsed the whole music world."
Brian wrote his last surf song, "Don't Back Down", in April 1964. That month, during recording of the single "I Get Around", Murry was relieved of his duties as manager. He remained in close contact with the group and attempted to continue advising on their career decisions. When "I Get Around" was released in May, it would climb to number 1 in the US and Canada, their first single to do so (also reaching the top-ten in Sweden and the UK), proving that the Beach Boys could compete with contemporary British pop groups. "I Get Around" and "Don't Back Down" both appeared on the band's sixth album All Summer Long, released in July 1964 and reaching number 4 in the US. All Summer Long introduced exotic textures to the Beach Boys' sound exemplified by the piccolos and xylophones of its title track. The album was a swan-song to the surf and car music the Beach Boys built their commercial standing upon. Later albums took a different stylistic and lyrical path. Before this, a live album, Beach Boys Concert, was released in October to a four-week chart stay at number 1, containing a set list of previously recorded songs and covers that they had not yet recorded.
In June 1964, Brian recorded the bulk of The Beach Boys' Christmas Album with a forty-one-piece studio orchestra in collaboration with Four Freshmen arranger Dick Reynolds. The album was a response to Phil Spector's A Christmas Gift for You (1963). Released in December, the Beach Boys' album was divided between five new, original Christmas-themed songs, and seven reinterpretations of traditional Christmas songs. It would be regarded as one of the finest holiday albums of the rock era. One single from the album, "The Man with All the Toys", was released, peaking at number 6 on the US Billboard Christmas chart. On October 29, the Beach Boys performed for The T.A.M.I. Show, a concert film intended to bring together a wide range of musicians for a one-off performance. The result was released to movie theaters one month later.
Today!, Summer Days, and Party!
By the end of 1964, the stress of road travel, writing, and producing became too much for Brian. On December 23, while on a flight from Los Angeles to Houston, he suffered a panic attack. In January 1965, he announced his withdrawal from touring to concentrate entirely on songwriting and record production. For the last few days of 1964 and into early 1965, session musician and up-and-coming solo artist Glen Campbell agreed to temporarily serve as Brian's replacement in concert. Carl took over as the band's musical director onstage. Now a full-time studio artist, Brian wanted to move the Beach Boys beyond their surf aesthetic, believing that their image was antiquated and distracting the public from his talents as a producer and songwriter. Musically, he said he began to "take the things I learned from Phil Spector and use more instruments whenever I could. I doubled up on basses and tripled up on keyboards, which made everything sound bigger and deeper."
Released in March 1965, The Beach Boys Today! marked the first time the group experimented with the "album-as-art" form. The tracks on side one feature an uptempo sound that contrasts side two, which consists mostly of emotional ballads. Music writer Scott Schinder referenced its "suite-like structure" as an early example of the rock album format being used to make a cohesive artistic statement. Brian also established his new lyrical approach toward the autobiographical; journalist Nick Kent wrote that the subjects of Brian's songs "were suddenly no longer simple happy souls harmonizing their sun-kissed innocence and dying devotion to each other over a honey-coated backdrop of surf and sand. Instead, they'd become highly vulnerable, slightly neurotic and riddled with telling insecurities." In the book Yeah Yeah Yeah: The Story of Modern Pop, Bob Stanley remarked that "Brian was aiming for Johnny Mercer but coming up proto-indie." In 2012, the album was voted 271 on Rolling Stone magazine's list of the 500 Greatest Albums of All Time.
In April 1965, Campbell's own career success pulled him from touring with the group. Columbia Records staff producer Bruce Johnston was asked to locate a replacement for Campbell; having failed to find one, Johnston himself became a full-time member of the band on May 19, 1965. With Johnston's arrival, Brian now had a sixth voice he could work with in the band's vocal arrangements, with the June 4 vocal sessions for "California Girls" being Johnston's first recording session with the Beach Boys. "California Girls" was included on the band's next album Summer Days (And Summer Nights!!) and eventually charted at number 3 in the US as the second single from the album, while the album itself went to number 2. The first single from Summer Days had been a reworked arrangement of "Help Me, Rhonda", which became the band's second number 1 US single in the spring of 1965. For contractual reasons, owing to his previous deal with Columbia Records, Johnston was not able to be credited or pictured on Beach Boys records until 1967.
To appease Capitol's demands for a Beach Boys LP for the 1965 Christmas season, Brian conceived Beach Boys' Party!, a live-in-the-studio album consisting mostly of acoustic covers of 1950s rock and R&B songs, in addition to covers of three Beatles songs, Bob Dylan's "The Times They Are a-Changin'", and idiosyncratic rerecordings of the group's earlier songs. The album was an early precursor of the "unplugged" trend. It also included a cover of the Regents' song "Barbara Ann", which unexpectedly reached number 2 when released as a single several weeks later. In November, the group released another top-twenty single, "The Little Girl I Once Knew". It was considered the band's most experimental statement thus far. The single continued Brian's ambitions for daring arrangements, featuring unexpected tempo changes and numerous false endings. With the exception of their 1963 and 1964 Christmas singles ("Little Saint Nick" and "The Man with All the Toys") it was the group's lowest charting single on the Billboard Hot 100 since "Ten Little Indians" in 1962, peaking at number 20. According to Luis Sanchez, in 1965, Bob Dylan was "rewriting the rules for pop success" with his music and image, and it was at this juncture that Wilson "led The Beach Boys into a transitional phase in an effort to win the pop terrain that had been thrown up for grabs."
Pet Sounds
Wilson collaborated with jingle writer Tony Asher for several of the songs on the album Pet Sounds, a refinement of the themes and ideas that were introduced in Today!. In some ways, the music was a jarring departure from their earlier style. Jardine explained that "it took us quite a while to adjust to [the new material] because it wasn't music you could necessarily dance to—it was more like music you could make love to." In The Journal on the Art of Record Production, Marshall Heiser writes that Pet Sounds "diverges from previous Beach Boys' efforts in several ways: its sound field has a greater sense of depth and 'warmth;' the songs employ even more inventive use of harmony and chord voicings; the prominent use of percussion is a key feature (as opposed to driving drum backbeats); whilst the orchestrations, at times, echo the quirkiness of 'exotica' bandleader Les Baxter, or the 'cool' of Burt Bacharach, more so than Spector's teen fanfares."
For Pet Sounds, Brian desired to make "a complete statement", similar to what he believed the Beatles had done with their newest album Rubber Soul, released in December 1965. Brian was immediately enamored with the album, given the impression that it had no filler tracks, a feature that was mostly unheard of at a time when 45 rpm singles were considered more noteworthy than full-length LPs. He later said: "It didn't make me want to copy them but to be as good as them. I didn't want to do the same kind of music, but on the same level." Thanks to mutual connections, Brian was introduced to the Beatles' former press officer Derek Taylor, who was subsequently employed as the Beach Boys' publicist. Responding to Brian's request to reinvent the band's image, Taylor devised a promotion campaign with the tagline "Brian Wilson is a genius", a belief Taylor sincerely held. Taylor's prestige was crucial in offering a credible perspective to those on the outside, and his efforts are widely recognized as instrumental in the album's success in Britain.
Released on May 16, 1966, Pet Sounds was widely influential and raised the band's prestige as an innovative rock group. Early reviews for the album in the US ranged from negative to tentatively positive, and its sales numbered approximately 500,000 units, a drop-off from the run of albums that immediately preceded it. It was assumed that Capitol considered Pet Sounds a risk, appealing more to an older demographic than the younger, female audience upon which the Beach Boys had built their commercial standing. Within two months, the label capitulated by releasing the group's first greatest hits compilation album, Best of the Beach Boys, which was quickly certified gold by the RIAA. By contrast, Pet Sounds met a highly favorable critical response in Britain, where it reached number 2 and remained among the top-ten positions for six months. Responding to the hype, Melody Maker ran a feature in which many pop musicians were asked whether they believed that the album was truly revolutionary and progressive, or "as sickly as peanut butter". The author concluded that "the record's impact on artists and the men behind the artists has been considerable."
In its evaluation of Pet Sounds, the book 101 Albums That Changed Popular Music (2009) calls it "one of the most innovative recordings in rock", and states that it "elevated Brian Wilson from talented bandleader to studio genius". In 1995, a panel of numerous musicians, songwriters and producers assembled by Mojo voted Pet Sounds the greatest record ever made. Paul McCartney frequently spoke of his affinity with the album, citing "God Only Knows" as his favorite song of all time, and crediting it with furthering his interest in devising melodic bass lines. He said that Pet Sounds was the primary impetus for the Beatles' 1967 album Sgt. Pepper's Lonely Hearts Club Band. According to author Carys Wyn Jones, the interplay between the two groups during the Pet Sounds era remains one of the most noteworthy episodes in rock history. In 2003, when Rolling Stone magazine created its list of the "500 Greatest Albums of All Time", the publication placed Pet Sounds second to honour its influence on the highest-ranked album, Sgt. Pepper. 1997 would see the release of The Pet Sounds Sessions, a box set of four CDs devoted to the album and its making.
"Good Vibrations" and Smile
Throughout the summer of 1966, Brian concentrated on finishing the group's next single, "Good Vibrations". Instead of working on whole songs with clear large-scale syntactical structures, he limited himself to recording short interchangeable fragments (or "modules"). Through the method of tape splicing, each fragment could then be assembled into a linear sequence, allowing any number of larger structures and divergent moods to be produced at a later time. Coming at a time when pop singles were usually recorded in under two hours, it was one of the most complex pop productions ever undertaken, with sessions for the song stretching over several months in four major Hollywood studios. It was also the most expensive single ever recorded to that point, with production costs estimated to be in the tens of thousands.
In the midst of "Good Vibrations" sessions, Wilson invited session musician and songwriter Van Dyke Parks to collaborate as lyricist for the Beach Boys' next album project, soon titled Smile. Parks agreed. Wilson and Parks intended Smile to be a continuous suite of songs linked both thematically and musically, with the main songs linked together by small vocal pieces and instrumental segments that elaborated on the major songs' musical themes. It was explicitly American in style and subject, a conscious reaction to the overwhelming British dominance of popular music at the time. Some of the music incorporated chanting, cowboy songs, explorations in Indian and Hawaiian music, jazz, classical tone poems, cartoon sound effects, musique concrète, and yodeling. Saturday Evening Post writer Jules Siegel recalled that, on one October evening, Brian announced to his wife and friends that he was "writing a teenage symphony to God".
Recording for Smile lasted about a year, from mid-1966 to mid-1967, and followed the same modular production approach as "Good Vibrations". Concurrently, Wilson planned many different multimedia side projects, such as a sound effects collage, a comedy album, and a "health food" album. Capitol did not support all these ideas, which led to the Beach Boys' desire to form their own label, Brother Records. According to biographer Steven Gaines, Wilson employed his newfound "best friend" David Anderle as head of the label.
Throughout 1966, EMI flooded the UK market with Beach Boys albums not yet released there, including Beach Boys' Party!, The Beach Boys Today! and Summer Days (and Summer Nights!!), while Best of the Beach Boys was number 2 there for several weeks at the end of the year. Over the final quarter of 1966, the Beach Boys were the highest-selling album act in the UK, where for the first time in three years American artists broke the chart dominance of British acts. In 1971, Cue magazine wrote that, from mid-1966 to late-1967, the Beach Boys "were among the vanguard in practically every aspect of the counter culture".
Released on October 10, 1966, "Good Vibrations" was the Beach Boys' third US number 1 single, reaching the top of the Billboard Hot 100 in December, and became their first number 1 in Britain. That month, the record was their first single certified gold by the RIAA. It came to be widely acclaimed as one of the greatest masterpieces of rock music. In December 1966, the Beach Boys were voted the top band in the world in the NMEs annual readers' poll, ahead of the Beatles, the Walker Brothers, the Rolling Stones, and the Four Tops.
Throughout the first half of 1967, the album's release date was repeatedly postponed as Brian tinkered with the recordings, experimenting with different takes and mixes, unable or unwilling to supply a final version. Meanwhile, he suffered from delusions and paranoia, believing on one occasion that the would-be album track "Fire" caused a building to burn down. On January 3, 1967, Carl Wilson refused to be drafted for military service, leading to indictment and criminal prosecution, which he challenged as a conscientious objector. The FBI arrested him in April, and it took several years for courts to resolve the matter.
After months of recording and media hype, Smile was shelved for personal, technical, and legal reasons. A February 1967 lawsuit seeking $255,000 (equivalent to $ in ) was launched against Capitol Records over neglected royalty payments. Within the lawsuit was an attempt to terminate the band's contract with Capitol before its November 1969 expiry. Many of Wilson's associates, including Parks and Anderle, disassociated themselves from the group by April 1967. Brian later said: "Time can be spent in the studio to the point where you get so next to it, you don't know where you are with it—you decide to just chuck it for a while."
In the decades following Smiles non-release, it became the subject of intense speculation and mystique and the most legendary unreleased album in pop music history. Many of the album's advocates believe that had it been released, it would have altered the group's direction and cemented them at the vanguard of rock innovators. In 2011, Uncut magazine staff voted Smile the "greatest bootleg recording of all time".
1967–1969: Faltered popularity and Brian's reduced involvement
Smiley Smile and Wild Honey
From 1965 to 1967, the Beach Boys had developed a musical and lyrical sophistication that contrasted their work from before and after. This divide was further solidified by the difference in sound between their albums and their stage performances. This resulted in a split fanbase corresponding to two distinct musical markets. One group enjoys the band's early work as a wholesome representation of American popular culture from before the political and social movements brought on in the mid-1960s. The other group also appreciates the early songs for their energy and complexity, but not as much as the band's ambitious work that was created during the formative psychedelic era. At the time, rock music journalists typically valued the Beach Boys' early records over their experimental work.
In May 1967, the Beach Boys attempted to tour Europe with four extra musicians brought from the US, but were stopped by the British musicians' union. The tour went on without the extra support, and critics described their performances as "amateurish" and "floundering". At the last minute, the Beach Boys declined to headline the Monterey Pop Festival, an event held in June. According to David Leaf, "Monterey was a gathering place for the 'far out' sounds of the 'new' rock ... and it is thought that [their] non-appearance was what really turned the 'underground' tide against them." Fan magazines speculated that the group was on the verge of breaking up. Detractors called the band the "Bleach Boys" and "the California Hypes" as media focus shifted from Los Angeles to the happenings in San Francisco. As authenticity became a higher concern among critics, the group's legitimacy in rock music became an oft-repeated criticism, especially since their early songs appeared to celebrate a politically unconscious youth culture.
Although Smile had been cancelled, the Beach Boys were still under pressure and a contractual obligation to record and present an album to Capitol. Carl remembered: "Brian just said, 'I can't do this. We're going to make a homespun version of [Smile] instead. We're just going to take it easy. I'll get in the pool and sing. Or let's go in the gym and do our parts.' That was Smiley Smile." Sessions for the new album lasted from June to July 1967 at Brian's new makeshift home studio. Most of the album featured the Beach Boys playing their own instruments, rather than the session musicians employed in much of their previous work. It was the first album for which production was credited to the entire group instead of Brian alone.
In July 1967, lead single "Heroes and Villains" was issued, arriving after months of public anticipation, and reached number 12 in US. It was met with general confusion and underwhelming reviews, and in the NME, Jimi Hendrix famously dismissed it as a "psychedelic barbershop quartet". By then, the group's lawsuit with Capitol was resolved, and it was agreed that Smile would not be the band's next album. In August, the group embarked on a two-date tour of Hawaii. The shows saw Brian make a brief return to live performance, as Bruce Johnston chose to take a temporary break from the band during the summer of 1967, feeling that the atmosphere within the band "had all got too weird". The performances were filmed and recorded with the intention of releasing a live album, Lei'd in Hawaii, which was also left unfinished and unreleased. The general record-buying public came to view the music made after this time as the point marking the band's artistic decline.Smiley Smile was released on September 18, 1967, and peaked at number 41 in the US, making it their worst-selling album to that date. Critics and fans were generally underwhelmed by the album. According to Scott Schinder, the album was released to "general incomprehension. While Smile may have divided the Beach Boys' fans had it been released, Smiley Smile merely baffled them." The group was virtually blacklisted by the music press, to the extent that reviews of the group's records were either withheld from publication or published long after the release dates. When released in the UK in November, it performed better, reaching number 9. Over the years, the album gathered a reputation as one of the best "chill-out" albums to listen to during an LSD comedown. In 1974, NME voted it the 64th-greatest album of all time.
The Beach Boys immediately recorded a new album, Wild Honey, an excursion into soul music, and a self-conscious attempt to "regroup" themselves as a rock band in opposition to their more orchestral affairs of the past. Its music differs in many ways from previous Beach Boys records: it contains very little group singing compared to previous albums, and mainly features Brian singing at his piano. Again, the Beach Boys recorded mostly at his home studio. Love reflected that Wild Honey was "completely out of the mainstream for what was going on at that time ... and that was the idea."Wild Honey was released on December 18, 1967, in competition with the Beatles' Magical Mystery Tour and the Rolling Stones' Their Satanic Majesties Request. It had a higher chart placing than Smiley Smile, but still failed to make the top-twenty and remained on the charts for only 15 weeks. As with Smiley Smile, contemporary critics viewed it as inconsequential, and it alienated fans whose expectations had been raised by Smile. That month, Mike Love told a British journalist: "Brian has been rethinking our recording program and in any case we all have a much greater say nowadays in what we turn out in the studio."
Friends, 20/20, and Manson affair
The Beach Boys were at their lowest popularity in the late 1960s, and their cultural standing was especially worsened by their public image, which remained incongruous with their peers' "heavier" music. At the end of 1967, Rolling Stone co-founder and editor Jann Wenner printed an influential article that denounced the Beach Boys as "just one prominent example of a group that has gotten hung up on trying to catch The Beatles. It's a pointless pursuit." The article had the effect of excluding the group among serious rock fans and such controversy followed them into the next year. Capitol continued to bill them as "America's Top Surfin' Group!" and expected Brian to write more beachgoing songs for the yearly summer markets. From 1968 onward, his songwriting output declined substantially, but the public narrative of "Brian as leader" continued. The group also stopped wearing their longtime striped-shirt stage uniforms in favor of matching white, polyester suits that resembled a Las Vegas show band's.
After meeting Maharishi Mahesh Yogi at a UNICEF Variety Gala in Paris, Love and other high-profile celebrities such as the Beatles and Donovan traveled to Rishikesh, India, in February–March 1968. The following Beach Boys album, Friends, had songs influenced by the Transcendental Meditation the Maharishi taught. In support of Friends, Love arranged for the Beach Boys to tour with the Maharishi in the US Starting on May 3, 1968, the tour lasted five shows and was canceled when the Maharishi withdrew to fulfill film contracts. Because of disappointing audience numbers and the Maharishi's withdrawal, 24 tour dates were canceled at a cost estimated at $250,000. Friends, released on June 24, peaked at number 126 in the US. In August, Capitol issued an album of Beach Boys backing tracks, Stack-o-Tracks. It was the first Beach Boys LP that failed to chart in the US and UK.
In June 1968, Dennis befriended Charles Manson, an aspiring singer-songwriter, and their relationship lasted for several months. Dennis bought him time at Brian's home studio, where recording sessions were attempted while Brian stayed in his room. Dennis then proposed that Manson be signed to Brother Records. Brian reportedly disliked Manson, and a deal was never made. In July 1968, the group released the single "Do It Again", which lyrically harkened back to their earlier surf songs. Around this time, Brian admitted himself to a psychiatric hospital; his bandmates wrote and produced material in his absence. Released in January 1969, the album 20/20 mixed new material with outtakes and leftovers from recent albums; Brian produced virtually none of the newer recordings.
The Beach Boys recorded one song by Manson without his involvement: "Cease to Exist", rewritten as "Never Learn Not to Love", which was included on 20/20. As his cult of followers took over Dennis's home, Dennis gradually distanced himself from Manson. According to Leaf, "The entire Wilson family reportedly feared for their lives."
In August, the Manson Family committed the Tate–LaBianca murders. According to Jon Parks, the band's tour manager, it was widely suspected in the Hollywood community that Manson was responsible for the murders, and it had been known that Manson had been involved with the Beach Boys, causing the band to be viewed as pariahs for a time. In November, police apprehended Manson, and his connection with the Beach Boys received media attention. He was later convicted for several counts of murder and conspiracy to murder.
Selling of the band's publishing
In April 1969, the band revisited its 1967 lawsuit against Capitol after it alleged an audit revealed the band was owed over $2 million for unpaid royalties and production duties. In May, Brian told the music press that the group's funds were depleted to the point that it was considering filing for bankruptcy at the end of the year, which Disc & Music Echo called "stunning news" and a "tremendous shock on the American pop scene". Brian hoped that the success of a forthcoming single, "Break Away", would mend the financial issues. The song, written and produced by Brian and Murry, reached number 63 in the US and number 6 in the UK, and Brian's remarks to the press ultimately thwarted long-simmering contract negotiations with Deutsche Grammophon. The group's Capitol contract expired two weeks later with one more album still due. Live in London, a live album recorded in December 1968, was released in several countries in 1970 to fulfil the contract, although it would not see US release until 1976. After the contract was completed Capitol deleted the Beach Boys' catalog from print, effectively cutting off their royalty flow. The lawsuit was later settled in their favor and they acquired the rights to their post-1965 catalog.
In August, Sea of Tunes, the Beach Boys' catalog, was sold to Irving Almo Music for $700,000 (equivalent to $ in ). According to his wife, Marilyn Wilson, Brian was devastated by the sale. Over the years, the catalog generated more than $100 million in publishing royalties, none of which Murry or the band members ever received. That same month, Carl, Dennis, Love, and Jardine sought a permanent replacement for Johnston, with Johnston unaware of this search. They approached Carl's brother-in-law Billy Hinsche, who declined the offer to focus on his college studies.
1970–1978: Reprise era
Sunflower, Surf's Up, Carl and the Passions, and Holland
The group was signed to Reprise Records in 1970. Scott Schinder described the label as "probably the hippest and most artist-friendly major label of the time." The deal was brokered by Van Dyke Parks, who was then employed as a multimedia executive at Warner Music Group. Reprise's contract stipulated Brian's proactive involvement with the band in all albums. By the time the Beach Boys' tenure ended with Capitol in 1969, they had sold 65 million records worldwide, closing the decade as the most commercially successful American group in popular music.
After recording over 30 different songs and going through several album titles, their first LP for Reprise, Sunflower, was released on August 31, 1970. Sunflower featured a strong group presence with significant writing contributions from all six band members. Brian was active during this period, writing or co-writing seven of Sunflowers 12 songs and performing at half of the band's domestic concerts in 1970. The album received critical acclaim in both the US and the UK. This was offset by the album reaching only number 151 on US record charts during a four-week stay, becoming one of the worst-selling of the Beach Boys' albums at that point. Fans generally regard the LP as the Beach Boys' finest post-Pet Sounds album. In 2003, it placed at number 380 on Rolling Stones "Greatest Albums of All Time" list.
In mid-1970, the Beach Boys hired radio presenter Jack Rieley as their manager. One of his initiatives was to encourage the band to record songs featuring more socially conscious lyrics. He also requested the completion of Smile track "Surf's Up" and arranged a guest appearance at a Grateful Dead concert at Bill Graham's Fillmore East in April 1971 to foreground the Beach Boys' transition into the counterculture. During this time, the group ceased wearing matching uniforms on stage, while Dennis took time to star alongside James Taylor, Laurie Bird, and Warren Oates in the cult film Two-Lane Blacktop, released in 1971. Later in 1971, Dennis injured his hand, leaving him temporarily unable to play the drums. He continued in the band, singing and occasionally playing keyboards, while Ricky Fataar, formally of the Flames, took over on drums. In July, the American music press rated the Beach Boys "the hottest grossing act" in the country, alongside Grand Funk Railroad. The band filmed a concert for ABC-TV in Central Park, which aired as Good Vibrations from Central Park on August 19.
On August 30, the band released Surf's Up, which was moderately successful, reaching the US top-thirty, a marked improvement over their recent releases. While the record charted, the Beach Boys added to their renewed fame by performing a near-sellout set at Carnegie Hall; their live shows during this era included reworked arrangements of many of their previous songs, with their set lists culling from Pet Sounds and Smile. On October 28, the Beach Boys were the featured cover story on that date's issue of Rolling Stone. It included the first part of a lengthy two-part interview, titled "The Beach Boys: A California Saga", conducted by Tom Nolan and David Felton.
Bruce Johnston left the Beach Boys in early 1972, with Fataar and another ex-Flames member, singer and guitarist Blondie Chaplin, becoming official members of the band. The new line-up released the comparatively unsuccessful Carl and the Passions – "So Tough" in May 1972, followed by Holland in January 1973. Reprise felt Holland needed a strong single. Following the intervention of Van Dyke Parks, this resulted in the inclusion of "Sail On, Sailor". Reprise approved, and the resulting album peaked at number 37. Brian's musical children's story, Mount Vernon and Fairway, was included as a bonus EP.
Greatest hits LPs, touring resurgence, and Caribou sessions
After Holland, the group maintained a touring regimen, captured on the double live album The Beach Boys in Concert released in November 1973, but recorded very little in the studio through 1975. Several months earlier, they had announced that they would complete Smile, but this never came to fruition, and plans for its release were once again abandoned. Following Murry's death in June 1973, Brian retreated into his bedroom and withdrew further into drug abuse, alcoholism, chain smoking, and overeating. In October, the band fired Rieley. Rieley's position was succeeded by Mike Love's brother, Stephen, and Chicago manager James William Guercio. Chaplin and Fataar left the band in December 1973 and November 1974, respectively, with Dennis returning to drums following Fataar's departure.
The Beach Boys' greatest hits compilation album Endless Summer was released in June 1974 to unexpected success, becoming the band's second number 1 US album in October. The LP had a 155-week chart run, selling over 3 million copies. The Beach Boys became the number-one act in the US, propelling themselves from opening for Crosby, Stills, Nash and Young in the summer of 1974 to headliners selling out basketball arenas in a matter of weeks. Guercio prevailed upon the group to swap out newer songs with older material in their concert setlists, partly to accommodate their growing audience and the demand for their early hits. Later in the year, members of the band appeared as guests on Chicago's hit "Wishing You Were Here". At the end of 1974, Rolling Stone proclaimed the Beach Boys "Band of the Year" based on the strength of their live performances.
To capitalize on their sudden resurgence in popularity, the Beach Boys accepted Guercio's invitation to record their next Reprise album at his Caribou Ranch studio, located around the mountains of Nederland, Colorado. These October 1974 sessions marked the group's return to the studio after a 21-month period of virtual inactivity, but the proceedings were cut short after Brian had insisted on returning to his home in Los Angeles. With the project put on hold, the Beach Boys spent most of the next year on the road playing college football stadiums and basketball arenas. The only Beach Boys recording of 1974 to see release at the time was the Christmas single "Child of Winter", recorded upon the group's return to Los Angeles in November and released the following month.
Over the summer of 1975, the touring group played a co-headlining series of concert dates with Chicago, a pairing that was nicknamed "Beachago". The tour was massively successful and restored the Beach Boys' profitability to what it had been in the mid-1960s. Although another joint tour with Chicago had been planned for the summer of 1976, the Beach Boys' association with Guercio and his Caribou Management company ended in early 1976. Stephen Love subsequently took over as the band's de facto business manager.
15 Big Ones, Love You, and Adult/Child
Early in 1975, Brian signed a production deal with California Music, a Los Angeles collective that included Bruce Johnston and Gary Usher, but was drawn away by the Beach Boys' pressing demands for a new album. In October, Marilyn persuaded Brian to admit himself to the care of psychologist Eugene Landy, who kept him from indulging in substance abuse with constant supervision. Brian was kept in the program until December 1976.
At the end of January 1976, the Beach Boys returned to the studio with Brian producing once again. Brian decided the band should do an album of rock and roll and doo wop standards. Carl and Dennis disagreed, feeling that an album of originals was far more ideal, while Love and Jardine wanted the album out as quickly as possible. To highlight Brian's recovery and his return to writing and producing, Stephen devised a promotional campaign with the tagline "Brian Is Back!", and paid the Rogers & Cowan publicity agency $3,500 per month to implement it. The band also commissioned an NBC-TV special, later known as The Beach Boys: It's OK!, that was produced by Saturday Night Live creator Lorne Michaels.
Released on July 5, 1976, 15 Big Ones was generally disliked by fans and critics, as well as Carl and Dennis, who disparaged the album to the press. The album peaked at number 8 in the US, becoming their first top-ten album of new material since Pet Sounds, and their highest-charting studio album since Summer Days (And Summer Nights!!). Lead single "Rock and Roll Music" peaked at number 5 – their highest chart ranking since "Good Vibrations".
From late-1976 to early-1977, Brian made sporadic public appearances and produced the band's next album, The Beach Boys Love You. He regarded it as a spiritual successor to Pet Sounds, namely because of the autobiographical lyrics. Released on April 11, 1977, Love You peaked at number 53 in the US and number 28 in the UK. Critically, it was met with polarized reactions from the public. Numerous esteemed critics penned favorable reviews, but casual listeners generally found the album's idiosyncratic sound to be a detriment.
Adult/Child, the intended follow-up to Love You, was completed, but the release was vetoed by Love and Jardine. According to Stan Love, when his brother Mike heard the album, Mike turned to Brian and asked: "What the fuck are you doing?" Some of the unreleased songs on Adult/Child later saw individual release on subsequent Beach Boys albums and compilations. Following this period, his concert appearances with the band gradually diminished and their performances were occasionally erratic.
CBS signing and M.I.U. Album
At the beginning of 1977, the Beach Boys had enjoyed their most lucrative concert tours ever, with the band playing in packed stadiums and earning up to $150,000 per show. Concurrently, the band was the subject of a record company bidding war, as their contract with Warner Bros. had been set to expire soon. Stephen Love arranged for the Beach Boys to sign an $8 million deal with CBS Records on March 1. Numerous stipulations were given in the CBS contract, including that Brian was required to write at least four songs per album, co-write at least 70% of all the tracks, and produce or co-produce alongside his brothers. Another part of the deal required the group to play thirty concerts a year in the U.S., in addition to one tour in Australia and Japan, and two tours in Europe.
Within weeks of the CBS contract, Stephen was effectively fired by the band, with one of the alleged reasons being that Mike had not permitted Stephen to sign on his behalf while at a TM retreat in Switzerland. For Stephen's replacement, the group hired Carl's friend Henry Lazarus, an entertainment business owner that had no prior experience in the music industry. Lazarus arranged a major European tour for the Beach Boys, starting in late July, with stops in Germany, Switzerland, and France. Due to poor planning, the tour was cancelled shortly before it began, as Lazarus had failed to complete the necessary paperwork. The group subsequently fired Lazarus and were sued by many of the concert promoters, with losses of $200,000 in preliminary expenses and $550,000 in potential revenue.
In July, the Beach Boys played a concert at Wembley Stadium that was notable for the fact that, during the show, Mike attacked Brian with a piano bench onstage in front of over 15,000 attendees. In August, Mike and Jardine persuaded Stephen to return as the group's manager, a decision that Carl and Dennis had strongly opposed. By this point, the band had effectively split into two camps; Dennis and Carl on one side, Mike and Jardine on the other, with Brian remaining neutral. These two opposing contingents within the group – known among their associates as the "free-livers" and the "meditators" – were traveling in different planes, using different hotels, and rarely speaking to each other. According to Love, "[T]he terms 'smokers' and 'nonsmokers' were also used."
On September 3, after completing the final date of a northeastern US tour, the internal wrangling came to a head. Following a confrontation on an airport apron – a spectacle that a bystanding Rolling Stone journalist compared to the ending of Casablanca – Dennis declared that he had left the band. The group was broken up until a meeting at Brian's house on September 17. In light of the lucrative CBS contract, the parties negotiated a settlement resulting in Love gaining control of Brian's vote in the group, allowing Love and Jardine to outvote Carl and Dennis on any matter.
The group had still owed one more album for Reprise. Released in September 1978, M.I.U. Album was recorded at Maharishi International University in Iowa at the suggestion of Love. The band originally attempted to record a Christmas album, to be titled Merry Christmas from the Beach Boys, but this idea was rejected by Reprise. These Christmas recordings would eventually be released in 1998 as part of the Ultimate Christmas compilation album. Dennis and Carl made limited contributions to M.I.U. Album; the album was produced by Jardine and Ron Altbach, with Brian credited as "executive producer". Dennis started to withdraw from the group to focus on his second solo album, Bambu, which was shelved just as alcoholism and marital problems overcame all three Wilson brothers. Carl appeared intoxicated during concerts (especially at appearances for their 1978 Australia tour) and Brian gradually slid back into addiction and an unhealthy lifestyle. Stephen was fired shortly after the Australia tour partly due to an incident in which Brian's bodyguard Rocky Pamplin physically assaulted Carl.
1978–1998: Continued recording and Brian's estrangement
L.A. (Light Album) and Keepin' the Summer Alive
The group's first two albums for CBS, 1979's L.A. (Light Album) and 1980's Keepin' the Summer Alive, struggled in the US, charting at 100 and 75 respectively, though the band did manage a top-forty single from L.A. with "Good Timin'". The recording of these albums saw Bruce Johnston return to the band, initially solely as a producer and eventually as a full-time band member. In-between the two albums the group contributed the song "It's a Beautiful Day" to the soundtrack of the film Americathon. In an April 1980 interview, Carl reflected that "the last two years have been the most important and difficult time of our career. We were at the ultimate crossroads. We had to decide whether what we had been involved in since we were teenagers had lost its meaning. We asked ourselves and each other the difficult questions we'd often avoided in the past." By the next year, he left the touring group because of unhappiness with the band's nostalgia format and lackluster live performances, subsequently pursuing a solo career. He stated: "I haven't quit the Beach Boys but I do not plan on touring with them until they decide that 1981 means as much to them as 1961." Carl returned in May 1982, after approximately 14 months of being away, on the condition that the group reconsider their rehearsal and touring policies and refrain from "Las Vegas-type" engagements.
On June 21, 1980, the Beach Boys performed a concert at Knebworth, England, which featured a slightly intoxicated Dennis. The concert would later be released as a live album titled Good Timin': Live at Knebworth England 1980 in 2002. In 1981, the band scored a surprise US top-twenty hit when their cover of the Del-Vikings' "Come Go with Me" from the three year old M.I.U. Album was released as a single.
In late 1982, Eugene Landy was once more employed as Brian's therapist, and a more radical program was undertaken to try to restore Brian to health. This involved removing him from the group on November 5, 1982, at the behest of Carl, Love, and Jardine, in addition to putting him on a rigorous diet and health regimen. Coupled with long, extreme counseling sessions, this therapy was successful in bringing Brian back to physical health, slimming down from to .
Death of Dennis, The Beach Boys, and Still Cruisin
By the late 1970s and early 1980s, Dennis had been embroiled in successive failed romantic relationships, including a tense and short-lived relationship with Fleetwood Mac's Christine McVie, and found himself in severe economic trouble resulting in the sale of Brother Studios, established by the Wilson brothers in 1974 and where Pacific Ocean Blue was produced, and the forfeiture of his beloved yacht. To cope with the combination of devastating losses, Dennis heavily abused alcohol, cocaine, and heroin and was, by 1983, homeless and lived a nomadic lifestyle. He was often seen spending much of his time wandering the Los Angeles coast and often missed Beach Boys performances. By this point, he had lost his voice and much of his ability to play drums.
In 1983, tensions between Dennis and Love escalated to the point that each obtained a restraining order against the other. Following Brian's readmission for Landy's treatment, Dennis was given an ultimatum after his last performance in November 1983 to check into rehab for his alcohol problems or be banned from performing live with the band again. Dennis checked into rehab for his chance to get sober, but on December 28, he drowned at the age of 39 in Marina del Rey while diving from a friend's boat trying to recover items that he had previously thrown overboard in a fit of rage.
The Beach Boys spent the next several years touring, often playing in front of large audiences, and recording songs for film soundtracks and various artists compilations. One new studio album, the self-titled The Beach Boys, appeared in 1985 and proved a modest success, becoming their highest-charting album in the US since 15 Big Ones. The Beach Boys was the group's final album for CBS. The following year they returned to Capitol with a 25th anniversary greatest hits album Made in U.S.A, which featured two new tracks, "Rock 'n' Roll to the Rescue" and a cover of the Mamas and the Papas' "California Dreamin'", with the latter featuring Roger McGuinn of the Byrds on lead guitar. Made in U.S.A eventually went double platinum.
Commenting on his relationship to the band in 1988, Brian said that he avoided his family at Landy's suggestion, adding that "Although we stay together as a group, as people we're a far cry from friends." Mike denied the accusation that he and the band were keeping Brian from participating with the group. In 1987 the band scored a top-twenty single in collaboration with rap group the Fat Boys, on their cover of the Surfaris' "Wipeout!". The following year, the Beach Boys unexpectedly claimed their first US number 1 single in 22 years with "Kokomo", which topped the chart for one week. The track was featured in the film Cocktail. Both "Wipeout!" and "Kokomo" were included on the band's next album, 1989's Still Cruisin', which went platinum in the US. In 1991 the band contributed a cover of "Crocodile Rock" to the Elton John and Bernie Taupin tribute album Two Rooms.
Lawsuits, Summer in Paradise, and Stars and Stripes, Vol. 1
Carlin summarized, "Once surfin' pin-ups, they remade themselves as avant-garde pop artists, then psychedelic oracles. After that they were down-home hippies, then retro-hip icons. Eventually they devolved into none of the above: a kind of perpetual-motion nostalgia machine." Music journalist Erik Davis wrote in 1990, "the Beach Boys are either dead, deranged, or dinosaurs; their records are Eurocentric, square, unsampled; they've made too much money to merit hip revisionism." In 1992, critic Jim Miller wrote, "They have become a figment of their own past, prisoners of their unflagging popularity—incongruous emblems of a sunny myth of eternal youth belied by much of their own best music. … The group is still largely identified with its hits from the early Sixties."
Love filed a defamation lawsuit against Brian due to how he was presented in Brian's 1992 memoir Wouldn't It Be Nice: My Own Story. Its publisher HarperCollins settled the suit for $1.5 million. He said that the suit allowed his lawyer "to gain access to the transcripts of Brian's interviews with his [book] collaborator, Todd Gold. Those interviews affirmed—according to Brian—that I had been the inspiration of the group and that I had written many of the songs that [would soon be] in dispute." Other defamation lawsuits were filed by Carl, Brother Records, and the Wilsons' mother Audree. With Love and Brian unable to determine exactly what Love was properly owed in royalties, Love sued Brian in 1992, winning $13 million in 1994 for lost royalties. 35 of the group's songs were then amended to credit Love. He later called it "almost certainly the largest case of fraud in music history".
The day after California courts issued a restraining order between Brian and Landy, Brian phoned Sire Records staff producer Andy Paley to collaborate on new material tentatively for the Beach Boys. After losing the songwriting credits lawsuit with Love, Brian told MOJO in February 1995: "Mike and I are just cool. There's a lot of shit Andy and I got written for him. I just had to get through that goddamn trial!" In April, it was unclear whether the project would turn into a Wilson solo album, a Beach Boys album, or a combination of the two. The project ultimately disintegrated. Instead, Brian and his bandmates recorded Stars and Stripes Vol. 1, an album of country music stars covering Beach Boys songs, with co-production helmed by River North Records owner Joe Thomas. Afterward, the group discussed finishing the album Smile, but Carl rejected the idea, fearing that it would cause Brian another nervous breakdown.
1998–present: Love-led tours
Death of Carl and band name litigation
Early in 1997, Carl was diagnosed with lung and brain cancer after years of heavy smoking. Despite his terminal condition, Carl continued to perform with the band on its 1997 summer tour (a double-bill with the band Chicago) while undergoing chemotherapy. During performances, he sat on a stool and needed oxygen after every song. Carl died on February 6, 1998, at the age of 51, two months after the death of the Wilsons' mother, Audree.
After Carl's death, Jardine left the touring line-up and began to perform regularly with his band "Beach Boys: Family & Friends" until he ran into legal issues for using the name without license. Meanwhile, Jardine sued Love, claiming that he had been excluded from their concerts, BRI, through its longtime attorney, Ed McPherson, sued Jardine in Federal Court. Jardine, in turn, counter-claimed against BRI for wrongful termination. BRI ultimately prevailed.
In 2000, ABC-TV premiered a two-part television miniseries, The Beach Boys: An American Family, that dramatized the Beach Boys' story. It was produced by Full House actor John Stamos, and was criticized by numerous parties, including Wilson, for historical inaccuracies.
In 2004, Wilson recorded and released his solo album Brian Wilson Presents Smile, a reinterpretation of the unfinished Smile project. That September, Wilson issued a free CD through the Mail On Sunday that included Beach Boys songs he had recently rerecorded, five of which he co-authored with Love. The 10 track compilation had 2.6 million copies distributed and prompted Love to file a lawsuit in November 2005; he claimed the promotion hurt the sales of the original recordings. Love's suit was dismissed in 2007 when a judge determined that there were no triable issues.
The Smile Sessions, That's Why God Made the Radio, and 50th anniversary reunion tour
On October 31, 2011, Capitol released a double album and box set dedicated to the Smile recordings in the form of The Smile Sessions. The album garnered universal critical acclaim and charted in both the US Billboard and UK top-thirty. It went on to win Best Historical Album at the 2013 Grammy Awards.
On December 16, 2011, it was announced that Wilson, Love, Jardine, Johnston and David Marks would reunite for a new album and 50th anniversary tour. On February 12, 2012, the Beach Boys performed at the 2012 Grammy Awards, in what was billed as a "special performance" by organizers. It marked the group's first live performance to include Wilson since 1996, Jardine since 1998, and Marks since 1999. Released on June 5, That's Why God Made the Radio debuted at number 3 on the US charts, expanding the group's span of Billboard 200 top-ten albums across 49 years and one week, passing the Beatles with 47 years of top-ten albums. Critics generally regarded the album as an "uneven" collection, with most of the praise centered on its closing musical suite.
The reunion tour ended in September 2012 as planned, but amid erroneous rumors that Love had dismissed Wilson from the Beach Boys. Love and Johnston continued to perform under the Beach Boys name, while Wilson, Jardine, and Marks continued to tour as a trio, and a subsequent tour with guitarist Jeff Beck also included Blondie Chaplin at select dates.
Copyright extension releases
Responding to a new European Union copyright law that extended copyright to 70 years for recordings that were published within 50 years after they were made, Capitol began issuing annual 50-year anniversary "copyright extension" releases of Beach Boys recordings, starting with The Big Beat 1963 (2013).
Jardine, Marks, Johnston and Love appeared together at the 2014 Ella Awards Ceremony, where Love was honored for his work as a singer. In 2015, Soundstage aired an episode featuring Wilson performing with Jardine, Chaplin, and Ricky Fataar at The Venetian in Las Vegas. In April, when asked if he was interested in making music with Love again, Wilson replied: "I don't think so, no," adding in July that he "doesn't talk to the Beach Boys [or] Mike Love."
In 2016, Love and Wilson published memoirs, Good Vibrations: My Life as a Beach Boy and I Am Brian Wilson, respectively. Asked about negative comments that Wilson made about him in the book, Love challenged the legitimacy of statements attributed to Wilson in the book and in the press. In an interview with Rolling Stone conducted in June 2016, Wilson said he would like to try to repair his relationship with Love and collaborate with him again. In January 2017, Love said, "If it were possible to make it just Brian and I, and have it under control and done better than what happened in 2012, then yeah, I'd be open to something."
In July 2018, Wilson, Jardine, Love, Johnston, and Marks reunited for a one-off Q&A session moderated by director Rob Reiner at the Capitol Records Tower in Los Angeles. It was the first time the band had appeared together in public since their 2012 tour. That December, Love described his new holiday album, Reason for the Season, as a "message to Brian" and said that he "would love nothing more than to get together with Brian and do some music."
In February 2020, Wilson and Jardine's official social media pages encouraged fans to boycott the band's music after it was announced that Love's Beach Boys would perform at the Safari Club International Convention in Reno, Nevada on animal rights grounds. The concert proceeded despite online protests, as Love issued a statement that said his group has always supported "freedom of thought and expression as a fundamental tenet of our rights as Americans." In October, Love and Johnston's Beach Boys performed at a fundraiser for Donald Trump's presidential re-election campaign; Wilson and Jardine again issued a statement that they had not been informed about this performance and did not support it.
Selling of the band's intellectual property and 60th anniversary
In March 2020, Jardine was asked about a possible reunion and responded that the band would reunite for a string of live performances in 2021, although he believed a new album was unlikely. In response to reunion rumors, Love said in May that he was open to a 60th anniversary tour, although Wilson has "some serious health issues", while Wilson's manager Jean Sievers commented that no one had spoken to Wilson about such a tour. In February 2021, it was announced that Brian Wilson, Love, Jardine, and the estate of Carl Wilson had sold a majority stake in the band's intellectual property to Irving Azoff and his new company Iconic Artists Group; rumors of a 60th anniversary reunion were again discussed.
In April 2021, Omnivore Recordings released California Music Presents Add Some Music, an album featuring Love, Jardine, Marks, Johnston, and several children of the original Beach Boys. In August, Capitol released the box set Feel Flows: The Sunflower & Surf's Up Sessions 1969–1971. In 2022, the group was expected to participate in a "60th anniversary celebration". Azoff stated in an interview from May 2021, "We're going to announce a major deal with a streamer for the definitive documentary on The Beach Boys and a 60th anniversary celebration. We're planning a tribute concert affiliated with the Rock & Roll Hall of Fame and SiriusXM, with amazing acts. That's adding value, and that's why I invested in The Beach Boys."
On Mike Love's 81st birthday, Jardine once again hinted at a possible reunion on his Facebook page by stating that he was "looking forward" to seeing Love at the "reunion". However, while a reunion ultimately did not occur in 2022, Capitol released the Sail On Sailor – 1972 box set in December. Following on from the Feel Flows box set, which focused on Sunflower and Surf's Up, Sail On Sailor focused on Carl and the Passions and Holland.
In January 2023, the tribute concert mentioned by Azoff in 2021 was announced as being part of the “Grammys Salute” series of televised tribute concerts. On February 8 – three days after the 2023 Grammy award ceremonies, A Grammy Salute to the Beach Boys was recorded at the Dolby Theatre in Hollywood, California and subsequently aired as a 2-hour special on CBS on April 9. Present for the taping were Wilson, Jardine, Marks, Johnston, and Love - this time not as performers but as featured guests, seated in a luxury box at the theatre, overlooking tribute performances covering the gamut of their catalog by mostly contemporary artists. According to Billboard, the program had 5.18 million viewers.
In July 2023, the Beach Boys announced a limited edition to their book, The Beach Boys by The Beach Boys, set to be released in 2024. It will feature exclusive interviews, archived photos, live shots, as well as archived texts from late members Carl and Dennis Wilson.
Musical style and development
In Understanding Rock: Essays in Musical Analysis, musicologist Daniel Harrison writes:
The Beach Boys began as a garage band playing 1950s style rock and roll, reassembling styles of music such as surf to include vocal jazz harmony, which created their unique sound. In addition, they introduced their signature approach to common genres such as the pop ballad by applying harmonic or formal twists not native to rock and roll. Among the distinct elements of the Beach Boys' style were the nasal quality of their singing voices, their use of a falsetto harmony over a driving, locomotive-like melody, and the sudden chiming in of the whole group on a key line. Brian Wilson handled most stages of the group's recording process from the beginning, even though he was not properly credited on most of the early recordings.
Early on, Mike Love sang lead vocals in the rock-oriented songs, while Carl contributed guitar lines on the group's ballads. Jim Miller commented: "On straight rockers they sang tight harmonies behind Love's lead ... on ballads, Brian played his falsetto off against lush, jazz-tinged voicings, often using (for rock) unorthodox harmonic structures." Harrison adds that "even the least distinguished of the Beach Boys' early uptempo rock 'n' roll songs show traces of structural complexity at some level; Brian was simply too curious and experimental to leave convention alone." Although Brian was often dubbed a perfectionist, he was an inexperienced musician, and his understanding of music was mostly self-taught. At the lyric stage, he usually worked with Love, whose assertive persona provided youthful swagger that contrasted Brian's explorations in romanticism and sensitivity. Luis Sanchez noted a pattern where Brian would spare surfing imagery when working with collaborators outside of his band's circle, in the examples "Lonely Sea" and "In My Room".
Brian's bandmates resented the notion that he was the sole creative force in the group. In a 1966 article that asked if "the Beach Boys rely too much on sound genius Brian", Carl said that although Brian was the most responsible for their music, every member of the group contributed ideas. Mike Love wrote, "As far as I was concerned, Brian was a genius, deserving of that recognition. But the rest of us were seen as nameless components in Brian's music machine ... It didn't feel to us as if we were just riding on Brian's coattails." Conversely, Dennis defended Brian's stature in the band, stating: "Brian Wilson is the Beach Boys. He is the band. We're his fucking messengers. He is all of it. Period. We're nothing. He's everything."
Influences
The band's earliest influences came primarily from the work of Chuck Berry and the Four Freshmen. Performed by the Four Freshmen, "Their Hearts Were Full of Spring" (1961) was a particular favorite of the group. By analyzing their arrangements of pop standards, Brian educated himself on jazz harmony. Bearing this in mind, Philip Lambert noted, "If Bob Flanigan helped teach Brian how to sing, then Gershwin, Kern, Porter, and the other members of this pantheon helped him learn how to craft a song." Other general influences on the group included the Hi-Los, the Penguins, the Robins, Bill Haley & His Comets, Otis Williams, the Cadets, the Everly Brothers, the Shirelles, the Regents, and the Crystals.
The eclectic mix of white and black vocal group influences – ranging from the rock and roll of Berry, the jazz harmonies of the Four Freshmen, the pop of the Four Preps, the folk of the Kingston Trio, the R&B of groups like the Coasters and the Five Satins, and the doo wop of Dion and the Belmonts – helped contribute to the Beach Boys' uniqueness in American popular music. Carl remembered that Love was "really immersed in doo-wop" and likely "influenced Brian to listen to it", adding that the "black artists were so much better in terms of rock records in those days that the white records almost sounded like put-ons."
Another significant influence on Brian's work was Burt Bacharach. He said in the 1960s: "Burt Bacharach and Hal David are more like me. They're also the best pop team – per se – today. As a producer, Bacharach has a very fresh, new approach." Regarding surf rock pioneer Dick Dale, Brian said that his influence on the group was limited to Carl and his style of guitar playing. Carl credited Chuck Berry, the Ventures, and John Walker with shaping his guitar style, and that the Beach Boys had learned to play all of the Ventures' songs by ear early in their career.
In 1967, Lou Reed wrote in Aspen that the Beach Boys created a "hybrid sound" out of old rock and the Four Freshmen, explaining that such songs as "Let Him Run Wild", "Don't Worry Baby", "I Get Around", and "Fun, Fun, Fun" were not unlike "Peppermint Stick" by the Elchords. Similarly, John Sebastian of the Lovin' Spoonful noted, "Brian had control of this vocal palette of which we had no idea. We had never paid attention to the Four Freshmen or doo-wop combos like the Crew Cuts. Look what gold he mined out of that."
Vocals
Brian identified each member individually for their vocal range, once detailing the ranges for Carl, Dennis, Jardine ("[they] progress upwards through G, A, and B"), Love ("can go from bass to the E above middle C"), and himself ("I can take the second D in the treble clef"). He declared in 1966 that his greatest interest was to expand modern vocal harmony, owing to his fascination with a voice to the Four Freshmen, which he considered a "groovy sectional sound." He added, "The harmonies that we are able to produce give us a uniqueness which is really the only important thing you can put into records – some quality that no one else has got. I love peaks in a song – and enhancing them on the control panel. Most of all, I love the human voice for its own sake." For a period, Brian avoided singing falsetto for the group, saying, "I thought people thought I was a fairy...the band told me, 'If that's the way you sing, don't worry about it.'"
In the group's early recordings, from lowest intervals to highest, the group's vocal harmony stack usually began with Love or Dennis, followed by Jardine or Carl, and finally Brian on top, according to Jardine, while Carl said that the blend was Love on bottom, Carl above, followed by Dennis or Jardine, and then Brian on top. Jardine explains, "We always sang the same vocal intervals. ... As soon as we heard the chords on the piano we'd figure it out pretty easily. If there was a vocal move [Brian] envisioned, he'd show that particular singer that move. We had somewhat photographic memory as far as the vocal parts were concerned so that [was] never a problem for us." Striving for perfection, Brian insured that his intricate vocal arrangements exercised the group's calculated blend of intonation, attack, phrasing, and expression. Sometimes, he would sing each vocal harmony part alone through multi-track tape.
On the group's blend, Carl said: "[Love] has a beautifully rich, very full-sounding bass voice. Yet his lead singing is real nasal, real punk. [Jardine]'s voice has a bright timbre to it; it really cuts. My voice has a kind of calm sound. We're big oooh-ers; we love to oooh. It's a big, full sound, that's very pleasing to us; it opens up the heart." Rock critic Erik Davis wrote, "The 'purity' of tone and genetic proximity that smoothed their voices was almost creepy, pseudo-castrato, [and] a 'barbershop' sound." Jimmy Webb said, "They used very little vibrato and sing in very straight tones. The voices all lie down beside each other very easily – there's no bumping between them because the pitch is very precise." According to Brian: "Jack Good once told us, 'You sing like eunuchs in a Sistine Chapel,' which was a pretty good quote." Writer Richard Goldstein reported that, according to a fellow journalist who asked Brian about the black roots of his music, Brian's response was: "We're white and we sing white." Goldstein added that when he asked where his approach to vocal harmonies had derived from, Wilson answered: 'Barbershop'."
Use of studio musicians
Biographer James Murphy said, "By most contemporary accounts, they were not a very good live band when they started. ... The Beach Boys learned to play as a band in front of live audiences", eventually to become "one of the best and enduring live bands". With only a few exceptions, the Beach Boys played every instrument heard on their first four albums and first five singles. It is the belief of Richie Unterberger that, "Before session musicians took over most of the parts, the Beach Boys could play respectably gutsy surf rock as a self-contained unit."
As Wilson's arrangements increased in complexity, he began employing a group of professional studio musicians, later known as "the Wrecking Crew", to assist with recording the instrumentation on select tracks. According to some reports, these musicians then completely replaced the Beach Boys on the backing tracks to their records. Much of the relevant documentation, while accounting for the attendance of unionized session players, had failed to record the presence of the Beach Boys themselves. These documents, along with the full unedited studio session tapes, were not available for public scrutiny until the 1990s.
Wilson started occasionally employing members of the Wrecking Crew for certain Beach Boys tracks during the 1963 Surfer Girl sessions – specifically, on two songs, "Hawaii" and "Our Car Club". The 1964 albums Shut Down Volume 2 and All Summer Long featured the Beach Boys themselves playing the vast majority of the instruments while occasionally being augmented by outside musicians. It is commonly misreported that Dennis in particular was replaced by Hal Blaine on drums. Dennis's drumming is documented on a number of the group's singles, including 1964's "I Get Around", "Fun, Fun, Fun", and "Don't Worry Baby". Starting with the 1965 albums Today! and Summer Days, Brian used the Wrecking Crew with greater frequency, "but still", Stebbins writes, "the Beach Boys continued to play the instruments on many of the key tracks and single releases."
Overall, the Beach Boys played the instruments on the majority of their recordings from the decade, with 1966 and 1967 being the only years when Wilson used the Wrecking Crew almost exclusively. Pet Sounds and Smile are their only albums in which the backing tracks were largely played by studio musicians. After 1967, the band's use of studio musicians was considerably reduced. Wrecking Crew biographer Kent Hartman supported in his 2012 book about the musicians, "Though [Brian Wilson] had for several months brought in various session players on a sporadic, potluck basis to supplement things, the other Beach Boys generally played on the earliest songs, too."
The source of the longstanding controversy regarding the Beach Boys' use of studio musicians largely derives from a misinterpreted statement in David Leaf's 1978 biography The Beach Boys and the California Myth, later bolstered by erroneous recollections from participants of the recording sessions. Starting in the 1990s, unedited studio session tapes, along with American Federation of Musicians (AFM) sheets and tape logs, were leaked to the public. Music historian Craig Slowinski, who contributes musician credits to the liner notes of the band's reissues and compilations, wrote in 2006: "[O]nce the vaults were opened up and the tapes were studied, the true situation became clear: the Boys themselves played most of the instruments on their records until the Beach Boys Today! album in early 1965." Slowinski goes on to note, "when painting a picture of a Beach Boys recording session, it's important to examine both the AFM contracts and the session tapes, either of which may be incomplete on their own."
During the period when Brian relied heavily on studio musicians, Carl was an exception among the Beach Boys in that he played alongside the studio musicians whenever he was available to attend sessions. In Slowinski's view, "One should not sell short Carl's own contributions; the youngest Wilson had developed as a musician sufficiently to play alongside the horde of high-dollar session pros that big brother was now bringing into the studio. Carl's guitar playing [was] a key ingredient."
Spirituality
The band members often reflected on the spiritual nature of their music (and music in general), particularly for the recording of Pet Sounds and Smile. Even though the Wilsons did not grow up in a particularly religious household, Carl was described as "the most truly religious person I know" by Brian, and Carl was forthcoming about the group's spiritual beliefs stating: "We believe in God as a kind of universal consciousness. God is love. God is you. God is me. God is everything right here in this room. It's a spiritual concept which inspires a great deal of our music." Carl told Rave magazine in 1967 that the group's influences are of a "religious nature", but not any religion in specific, only "an idea based upon that of Universal Consciousness. ... The spiritual concept of happiness and doing good to others is extremely important to the lyric of our songs, and the religious element of some of the better church music is also contained within some of our new work."
Brian is quoted during the Smile era: "I'm very religious. Not in the sense of churches, going to church; but like the essence of all religion." During the recording of Pet Sounds, Brian held prayer meetings, later reflecting that "God was with us the whole time we were doing this record ... I could feel that feeling in my brain." In 1966, he explained that he wanted to move into a white spiritual sound, and predicted that the rest of the music industry would follow suit. In 2011, Brian maintained the spirituality was important to his music, and that he did not follow any particular religion.
Carl said that Smile was chosen as an album title because of its connection to the group's spiritual beliefs. Brian referred to Smile as his "teenage symphony to God", composing a hymn, "Our Prayer", as the album's opening spiritual invocation. Experimentation with psychotropic substances also proved pivotal to the group's development as artists. He spoke of his LSD trips as a "religious experience", and during a session for "Our Prayer", Brian can be heard asking the other Beach Boys: "Do you guys feel any acid yet?". In 1968, the group's interest in transcendental meditation led them to record the original song, "Transcendental Meditation".
Legacy and cultural influence
Achievements and accolades
The Beach Boys are one of the most critically acclaimed, commercially successful, and influential bands of all time. They have sold over 100 million records worldwide. The group's early songs made them major pop stars in the US, the UK, Australia and other countries, having seven top 10 singles between April 1963 and November 1964. They were one of the first American groups to exhibit the definitive traits of a self-contained rock band, playing their own instruments and writing their own songs, and they were one of the few American bands formed prior to the 1964 British Invasion to continue their success. Among artists of the 1960s, they are one of the central figures in the histories of rock. Between the 1960s and 2020s, they had 37 songs reach the US Top 40 (the most by an American group) with four topping the Billboard Hot 100; they also hold Nielsen SoundScan's record as the top-selling American band for albums and singles.
Brian Wilson's artistic control over the Beach Boys' records was unprecedented for the time. Carl Wilson elaborated: "Record companies were used to having absolute control over their artists. It was especially nervy, because Brian was a 21-year-old kid with just two albums. It was unheard of. But what could they say? Brian made good records." This made the Beach Boys one of the first rock groups to exert studio control. Music producers after the mid-1960s would draw on Brian's influence, setting a precedent that allowed bands and artists to enter a recording studio and act as producers, either autonomously, or in conjunction with other like minds.
The band routinely appears in the upper reaches of ranked lists such as "The Top 1000 Albums of All Time." Many of the group's songs and albums, including The Beach Boys Today!, Smiley Smile, Sunflower, and Surf's Up—and especially Pet Sounds and "Good Vibrations"—are featured in numerous lists devoted to the greatest albums or singles of all time. The latter two frequently appear on the number one spot. On Acclaimed Music, which aggregates the rankings of decades of critics' lists, Pet Sounds is ranked as the greatest album of all time, while "Good Vibrations" is the third-greatest song of all time ("God Only Knows" is also ranked 21). The group itself is ranked number 11 in its 1000 most recommended artists of all time. In 2004, Rolling Stone ranked the band number 12 on the magazine's list of the "100 Greatest Artists of All Time".
In 1988, the original five members (the Wilson brothers, Love, and Jardine) were inducted into the Rock and Roll Hall of Fame. Ten years later, they were selected for the Vocal Group Hall of Fame. In 2004, Pet Sounds was preserved in the National Recording Registry by the Library of Congress for being "culturally, historically, and aesthetically significant." Their recordings of "In My Room", "Good Vibrations", "California Girls" and the entire Pet Sounds album have been inducted into the Grammy Hall of Fame.
The Beach Boys are one of the most influential acts of the rock era. In 2017, a study of AllMusic's catalog indicated the Beach Boys as the 6th most frequently cited artist influence in its database. For the 50th anniversary of Pet Sounds, 26 artists contributed to a Pitchfork retrospective on its influence, which included comments from members of Talking Heads, Yo La Tengo, Chairlift, and Deftones. The editor noted that the "wide swath of artists assembled for this feature represent but a modicum of the album's vast measure of influence. Its scope transcends just about all lines of age, race, and gender. Its impact continues to broaden with each passing generation." In 2021, the staff of Ultimate Classic Rock ranked the Beach Boys as the top American band of all time; the publication's editor wrote in the group's entry that "few bands ... have had a greater impact on popular music."
California sound
Professor of cultural studies James M. Curtis wrote in 1987, "We can say that the Beach Boys represent the outlook and values of white Protestant Anglo-Saxon teenagers in the early sixties. Having said that, we immediately realize that they must mean much more than this. Their stability, their staying power, and their ability to attract new fans prove as much." Cultural historian Kevin Starr explains that the group first connected with young Americans specifically for their lyrical interpretation of a mythologized landscape: "Cars and the beach, surfing, the California Girl, all this fused in the alembic of youth: Here was a way of life, an iconography, already half-released into the chords and multiple tracks of a new sound." in Robert Christgau's opinion, "the Beach Boys were a touchstone for real rock and rollers, all of whom understood that the music had its most essential roots in an innocently hedonistic materialism."
The group's "California sound" grew to national prominence through the success of their 1963 album Surfin' U.S.A., which helped turn the surfing subculture into a mainstream youth-targeted advertising image widely exploited by the film, television, and food industry. The group's surf music was not entirely of their own invention, being preceded by artists such as Dick Dale. However, previous surf musicians did not project a world view as the Beach Boys did. The band's earlier surf music helped raise the profile of the state of California, creating its first major regional style with national significance, and establishing a musical identity for Southern California, as opposed to Hollywood. California ultimately supplanted New York as the center of popular music thanks to the success of Brian's productions.
A 1966 article discussing new trends in rock music writes that the Beach Boys popularized a type of drum beat heard in Jan and Dean's "Surf City", which sounds like "a locomotive getting up speed", in addition to the method of "suddenly stopping in between the chorus and verse". Pete Townshend of the Who is credited with coining the term "power pop", which he defined as "what we play—what the Small Faces used to play, and the kind of pop the Beach Boys played in the days of 'Fun, Fun, Fun' which I preferred."
The California sound gradually evolved to reflect a more musically ambitious and mature world view, becoming less to do with surfing and cars and more about social consciousness and political awareness. Between 1964 and 1969, it fueled innovation and transition, inspiring artists to tackle largely unmentioned themes such as sexual freedom, black pride, drugs, oppositional politics, other countercultural motifs, and war. Soft pop (later known as "sunshine pop") derived in part from this movement. Sunshine pop producers widely imitated the orchestral style of Pet Sounds; however, the Beach Boys themselves were rarely representative of the genre, which was rooted in easy-listening and advertising jingles.
By the end of the 1960s, the California sound declined due to a combination of the West Coast's cultural shifts, Wilson's professional and psychological downturn, and the Manson murders, with David Howard calling it the "sunset of the original California Sunshine Sound ... [the] sweetness advocated by the California Myth had led to chilling darkness and unsightly rot". Drawing from the Beach Boys' associations with Manson and former California governor Ronald Reagan, Erik Davis remarked, "The Beach Boys may be the only bridge between those deranged poles. There is a wider range of political and aesthetic sentiments in their records than in any other band in those heady times—like the state [of California], they expand and bloat and contradict themselves."
During the 1970s, advertising jingles and imagery were predominately based on the Beach Boys' early music and image. The group also inspired the development of the West Coast style later dubbed "yacht rock". According to Jacobins Dan O'Sullivan, the band's aesthetic was the first to be "scavenged" by yacht rock acts like Rupert Holmes. O'Sullivan also cites the Beach Boys' recording of "Sloop John B" as the origin of yacht rock's preoccupation with the "sailors and beachgoers" aesthetic that was "lifted by everyone, from Christopher Cross to Eric Carmen, from 'Buffalo Springfield' folksters like Jim Messina to 'Philly Sound' rockers like Hall & Oates."
Innovations
Pet Sounds came to inform the developments of genres such as pop, rock, jazz, electronic, experimental, punk, and hip hop. Similar to subsequent experimental rock LPs by Frank Zappa, the Beatles, and the Who, Pet Sounds featured countertextural aspects that called attention to the very recordedness of the album. Professor of American history John Robert Greene stated that the album broke new ground and took rock music away from its casual lyrics and melodic structures into what was then uncharted territory. He furthermore called it one factor which spawned the majority of trends in post-1965 rock music, the only others being Rubber Soul, the Beatles' Revolver, and the contemporary folk movement. The album was the first piece in popular music to incorporate the Electro-Theremin, an easier-to-play version of the theremin, as well as the first in rock music to feature a theremin-like instrument. With Pet Sounds, they were also the first group to make an entire album that departed from the usual small-ensemble electric rock band format.
According to David Leaf in 1978, Pet Sounds and "Good Vibrations" "established the group as the leaders of a new type of pop music, Art Rock." Academic Bill Martin states that the band opened a path in rock music "that went from Sgt. Pepper's to Close to the Edge and beyond". He argues that the advancing technology of multitrack recording and mixing boards were more influential to experimental rock than electronic instruments such as the synthesizer, allowing the Beatles and the Beach Boys to become the first crop of non-classically trained musicians to create extended and complex compositions. In Strange Sounds: Offbeat Instruments and Sonic Experiments in Pop, Mark Brend writes:
The making of "Good Vibrations", according to Domenic Priore, was "unlike anything previous in the realms of classical, jazz, international, soundtrack, or any other kind of recording", while biographer Peter Ames Carlin wrote that it "sounded like nothing that had ever been played on the radio before." It contained previously untried mixes of instruments, and was the first successful pop song to have cellos in a juddering rhythm. Musicologist Charlie Gillett called it "one of the first records to flaunt studio production as a quality in its own right, rather than as a means of presenting a performance". Again, Brian employed the use of Electro-Theremin for the track. Upon release, the single prompted an unexpected revival in theremins while increasing awareness of analog synthesizers, leading Moog Music to produce their own brand of ribbon-controlled instruments. In a 1968 editorial for Jazz & Pop, Gene Sculatti predicted that the song "may yet prove to be the most significantly revolutionary piece of the current rock renaissance ... In no minor way, 'Good Vibrations' is a primary influential piece for all producing rock artists; everyone has felt its import to some degree".
Discussing Smiley Smile, Daniel Harrison argues that the album could "almost" be considered art music in the Western classical tradition, and that the group's innovations in the musical language of rock can be compared to those that introduced atonal and other nontraditional techniques into that classical tradition. He explains, "The spirit of experimentation is just as palpable ... as it is in, say, Schoenberg's op. 11 piano pieces." However, such notions were not widely acknowledged by rock audiences nor by the classically minded at the time. Harrison concludes: "What influences could these innovations then have? The short answer is, not much. Smiley Smile, Wild Honey, Friends, and 20/20 sound like few other rock albums; they are sui generis. ... It must be remembered that the commercial failure of the Beach Boys' experiments was hardly motivation for imitation." Musicologist David Toop, who included the Smiley Smile track "Fall Breaks and Back to Winter" on a companion CD for his book Ocean of Sound, placed the Beach Boys' effect on sound pioneering in league with Les Baxter, Aphex Twin, Herbie Hancock, King Tubby, and My Bloody Valentine.
Sunflower marked an end to the experimental songwriting and production phase initiated by Smiley Smile. After Surf's Up, Harrison wrote, their albums "contain a mixture of middle-of-the-road music entirely consonant with pop style during the early 1970s with a few oddities that proved that the desire to push beyond conventional boundaries was not dead," until 1974, "the year in which the Beach Boys ceased to be a rock 'n' roll act and became an oldies act."
Punk, alternative, and indie
In the 1970s, the Beach Boys served a "totemic influence" on punk rock that later gave way to indie rock. Brad Shoup of Stereogum surmised that, thanks to the Ramones' praise for the group, many punk, pop punk, or "punk-adjacent" artists showed influence from the Beach Boys, noting cover versions of the band's songs recorded by Slickee Boys, Agent Orange, Bad Religion, Shonen Knife, the Queers, Hi-Standard, the Descendents, the Donnas, M.O.D., and the Vandals. The Beach Boys Love You is sometimes considered the group's "punk album", and Pet Sounds is sometimes advanced as the first emo album.
In the 1990s, the Beach Boys experienced a resurgence of popularity with the alternative rock generation. According to Sean O'Hagan, leader of the High Llamas and former member of Stereolab, a younger generation of record-buyers "stopped listening to indie records" in favor of the Beach Boys. Bands who advocated for the Beach Boys included founding members of the Elephant 6 Collective (Neutral Milk Hotel, the Olivia Tremor Control, the Apples in Stereo, and of Montreal). United by a shared love of the group's music, they named Pet Sounds Studio in honor of the band. Rolling Stone writer Barry Walters wrote in 2000 that albums such as Surf's Up and Love You "are becoming sonic blueprints, akin to what early Velvet Underground LPs meant to the previous indie peer group." The High Llamas, Eric Matthews and Saint Etienne are among the "alt heroes" who contributed cover versions of "unreleased, overlooked or underappreciated Wilson/Beach Boys obscurities" on the tribute album Caroline Now! (2000).
The Beach Boys remained among the most significant influences on indie rock into the late 2000s. Smile became a touchstone for many bands who were labelled "chamber pop", a term used for artists influenced by the lush orchestrations of Brian Wilson, Lee Hazlewood, and Burt Bacharach. Pitchfork writer Mark Richardson cited Smiley Smile as the origin point of "the kind of lo-fi bedroom pop that would later propel Sebadoh, Animal Collective, and other characters." The Sunflower track "All I Wanna Do" is also cited as one of the earliest precursors to chillwave, a microgenre that emerged in 2009.
Landmarks
The Wilsons' California house, where the Wilson brothers grew up and the group began, was demolished in 1986 to make way for Interstate 105, the Century Freeway. A Beach Boys Historic Landmark (California Landmark No. 1041 at 3701 West 119th Street), dedicated on May 20, 2005, marks the location.
On December 30, 1980, the Beach Boys were awarded a star on the Hollywood Walk of Fame, located at 1500 Vine Street.
On September 2, 1977, the group performed before an audience of 40,000 at Narragansett Park in Pawtucket, Rhode Island, which remains the largest concert audience in Rhode Island history. In 2017, the street where the concert stage formerly stood was officially renamed to "Beach Boys Way".
On September 21, 2017, The Beach Boys were honored by Roger Williams University and plaques were unveiled to commemorate the band's concert on September 22, 1971, at the Baypoint Inn & Conference Center in Portsmouth, Rhode Island. The concert was the first-ever appearance of South African Ricky Fataar as an official member of the band and Filipino Billy Hinsche as a touring member, essentially changing the Beach Boys' live and recording act's line-up into a multi-cultural group. Diversity is a credo of Roger Williams University, which is why they chose to celebrate this moment in the band's history.
MembersCurrent membersBrian Wilson – lead, harmony, and backing vocals, keyboards, bass
Mike Love – lead, harmony, and backing vocals, percussion, saxophone, electro-Theremin
Al Jardine – backing, harmony, and lead vocals, guitar, bass
Bruce Johnston – backing, harmony, and lead vocals, keyboards, bass Former membersCarl Wilson – lead, harmony, and backing vocals, guitars, bass, keyboards
Dennis Wilson – backing, harmony, and lead vocals, drums, percussion, keyboards
David Marks – backing, harmony, and occasional lead vocals, guitars
Blondie Chaplin – backing, harmony, and occasional lead vocals, guitars, bass
Ricky Fataar – backing, harmony, and occasional lead vocals, drums, percussion, guitar
Timeline
Notable supporting musicians for both the Beach Boys' live performances and studio recordings included guitarist and session musician Glen Campbell, keyboardists Daryl Dragon and Toni Tennille (Captain & Tennille), drummer John Cowsill, actor, drummer and guitarist John Stamos, and saxophonist Charles Lloyd.
Discography
Studio albums
Surfin' Safari (1962)
Surfin' U.S.A. (1963)
Surfer Girl (1963)
Little Deuce Coupe (1963)
Shut Down Volume 2 (1964)
All Summer Long (1964)
The Beach Boys' Christmas Album (1964)
The Beach Boys Today! (1965)
Summer Days (And Summer Nights!!) (1965)
Beach Boys' Party! (1965)
Pet Sounds (1966)
Smiley Smile (1967)
Wild Honey (1967)
Friends (1968)
20/20 (1969)
Sunflower (1970)
Surf's Up (1971)
Carl and the Passions – "So Tough" (1972)
Holland (1973)
15 Big Ones (1976)
The Beach Boys Love You (1977)
M.I.U. Album (1978)
L.A. (Light Album) (1979)
Keepin' the Summer Alive (1980)
The Beach Boys (1985)
Still Cruisin' (1989)
Summer in Paradise (1992)
Stars and Stripes Vol. 1 (1996)
That's Why God Made the Radio (2012)
Selected archival releases
The Pet Sounds Sessions (1997)
Endless Harmony Soundtrack (1998)
Ultimate Christmas (1998)
Hawthorne, CA (2001)
The Smile Sessions (2011)
The Big Beat 1963 (2013)
Keep an Eye on Summer 1964 (2014)
Becoming the Beach Boys: The Complete Hite & Dorinda Morgan Sessions (2015)
Beach Boys' Party! Uncovered and Unplugged (2015)
1967 – Sunshine Tomorrow (2017)
Wake the World: The Friends Sessions (2018)
I Can Hear Music: The 20/20 Sessions (2018)
Feel Flows: The Sunflower & Surf's Up Sessions 1969–1971 (2021)
Sail On Sailor – 1972 (2022)
Selected filmography
1965: The Girls on the Beach
1965: The Monkey's Uncle
1976: The Beach Boys: Good Vibrations Tour
1985: The Beach Boys: An American Band
1996: The Beach Boys: Nashville Sounds
1998: Endless Harmony: The Beach Boys Story
2002: Good Timin': Live at Knebworth England 1980
2003: The Beach Boys: The Lost Concert 1964
2006: The Beach Boys: In London 1966
2012: The Beach Boys: Chronicles
2012: The 50th Reunion Tour
Notes
References
Bibliography
Further readingArticles
Books'''
Berry, Torrence (2013). Beach Boys Archives, Volume 2. White Lightning Publishing. .
Berry, Torrence (2014). Beach Boys Archives, Volume 5. White Lightning Publishing. .
Berry, Torrence (2015). Beach Boys Archives, Volume 7. White Lightning Publishing. .
Berry, Torrence and Zenker, Gary (2013). Beach Boys Archives, Volume 1. White Lightning Publishing. .
Berry, Torrence and Zenker, Gary (2014). Beach Boys Archives, Volume 3. White Lightning Publishing. .
Berry, Torrence and Zenker, Gary (2014). Beach Boys Archives, Volume 4. White Lightning Publishing. .
Cox, Perry D. (2017). Price and Reference Guide for the Beach Boys American Records (By Perry Cox, Frank Daniels & Mark Galloway. Foreword by Jeffrey Foskett). Perry Cox Ent. .
External links
1961 establishments in California
American musical quintets
American pop music groups
American surf rock music groups
Rock music groups from California
Brian Wilson
California Sound
Capitol Records artists
Carl Wilson
Dennis Wilson
Family musical groups
Grammy Lifetime Achievement Award winners
Musical groups established in 1961
Musicians from Hawthorne, California
Proto-prog groups
Psychedelic musical groups
Reprise Records artists
Sibling musical groups
Warner Records artists |
4481 | https://en.wikipedia.org/wiki/Beatrix%20Potter | Beatrix Potter | Helen Beatrix Potter (, 28 July 186622 December 1943) was an English writer, illustrator, natural scientist, and conservationist. She is best known for her children's books featuring animals, such as The Tale of Peter Rabbit, which was her first commercially published work in 1902. Her books, including 23 Tales, have sold more than 250 million copies. An entrepreneur, Potter was a pioneer of character merchandising. In 1903, Peter Rabbit was the first fictional character to be made into a patented stuffed toy, making him the oldest licensed character.
Born into an upper-middle-class household, Potter was educated by governesses and grew up isolated from other children. She had numerous pets and spent holidays in Scotland and the Lake District, developing a love of landscape, flora and fauna, all of which she closely observed and painted. Potter's study and watercolours of fungi led to her being widely respected in the field of mycology. In her thirties, Potter self-published the highly successful children's book The Tale of Peter Rabbit. Following this, Potter began writing and illustrating children's books full-time.
Potter wrote over sixty books, with the best known being her twenty-three children's tales. With the proceeds from the books and a legacy from an aunt, in 1905 Potter bought Hill Top Farm in Near Sawrey, a village in the Lake District. Over the following decades, she purchased additional farms to preserve the unique hill country landscape. In 1913, at the age of 47, she married William Heelis, a respected local solicitor with an office in Hawkshead. Potter was also a prize-winning breeder of Herdwick sheep and a prosperous farmer keenly interested in land preservation. She continued to write and illustrate, and to design spin-off merchandise based on her children's books for British publisher Warne until the duties of land management and her diminishing eyesight made it difficult to continue.
Potter died of pneumonia and heart disease on 22 December 1943 at her home in Near Sawrey at the age of 77, leaving almost all her property to the National Trust. She is credited with preserving much of the land that now constitutes the Lake District National Park. Potter's books continue to sell throughout the world in many languages with her stories being retold in songs, films, ballet, and animations, and her life is depicted in two films and a television series.
Biography
Early life
Potter's family on both sides were from the Manchester area. They were English Unitarians, associated with dissenting Protestant congregations, influential in 19th century England, that affirmed the oneness of God and that rejected the doctrine of the Trinity. Potter's paternal grandfather, Edmund Potter, from Glossop in Derbyshire, owned what was then the largest calico printing works in England, and later served as a Member of Parliament.
Potter's father, Rupert William Potter (1832–1914), was educated at Manchester College by the Unitarian philosopher James Martineau. He then trained as a barrister in London. Rupert practised law, specialising in equity law and conveyancing. He married Helen Leech (1839–1932) on 8 August 1863 at Hyde Unitarian Chapel, Gee Cross. Helen was the daughter of Jane Ashton (1806–1884) and John Leech, a wealthy cotton merchant and shipbuilder from Stalybridge. Helen's first cousins were siblings Harriet Lupton (née Ashton) and Thomas Ashton, 1st Baron Ashton of Hyde. It was reported in July 2014 that Potter had personally given a number of her own original hand-painted illustrations to the two daughters of Arthur and Harriet Lupton, who were cousins to both Beatrix Potter and Catherine, Princess of Wales.
Potter's parents lived comfortably at 2 Bolton Gardens, West Brompton, London, where Helen Beatrix was born on 28 July 1866 and her brother Walter Bertram on 14 March 1872. The house was destroyed in the Blitz. Bousfield Primary School now stands where the house once was. A blue plaque on the school building testifies to the former site of the Potter home. Both parents were artistically talented, and Rupert was an adept amateur photographer. Rupert had invested in the stock market, and by the early 1890s, he was extremely wealthy.
Beatrix Potter was educated by three governesses, the last of whom was Annie Moore (née Carter), just three years older than Potter, who tutored Potter in German as well as acting as lady's companion. She and Potter remained friends throughout their lives, and Annie's eight children were the recipients of many of Potter's picture letters. It was Annie who later suggested that these letters might make good children's books.
She and her younger brother Walter Bertram (1872–1918) grew up with few friends outside their large extended family. Her parents were artistic, interested in nature, and enjoyed the countryside. As children, Potter and Bertram had numerous small animals as pets which they observed closely and drew endlessly. In their schoolroom, Potter and Bertram kept a variety of small pets—mice, rabbits, a hedgehog and some bats, along with collections of butterflies and other insects—which they drew and studied. Potter was devoted to the care of her small animals, often taking them with her on long holidays. In most of the first fifteen years of her life, Potter spent summer holidays at Dalguise, an estate on the River Tay in Perthshire, Scotland. There she sketched and explored an area that nourished her imagination and her observation. Her first sketchbook from those holidays, kept at age 8, and dated 1875, is held at and has been digitised by the Victoria & Albert Museum, London. Potter and her brother were allowed great freedom in the country, and both children became adept students of natural history. In 1882, when Dalguise was no longer available, the Potters took their first summer holiday in the Lake District, at Wray Castle near Lake Windermere. Here Potter met Hardwicke Rawnsley, vicar of Wray and later the founding secretary of the National Trust, whose interest in the countryside and country life inspired the same in Potter and who was to have a lasting impact on her life.
At about the age of 14, Potter began to keep a diary, written in a simple substitution cipher of her own devising. Her Journal was important to the development of her creativity, serving as both sketchbook and literary experiment. In tiny handwriting, she reported on society, recorded her impressions of art and artists, recounted stories and observed life around her. The Journal, deciphered and transcribed by Leslie Linder in 1958, does not provide an intimate record of her personal life, but it is an invaluable source for understanding a vibrant part of British society in the late 19th century. It describes Potter's maturing artistic and intellectual interests, her often amusing insights into the places she visited, and her unusual ability to observe nature and to describe it. Started in 1881, her journal ends in 1897 when her artistic and intellectual energies were absorbed in scientific study and in efforts to publish her drawings. Precocious but reserved and often bored, she was searching for more independent activities and wished to earn some money of her own while dutifully taking care of her parents, dealing with her especially demanding mother, and managing their various households.
Scientific illustrations and work in mycology
Beatrix Potter's parents did not discourage higher education. As was common in the Victorian era, women of her class were privately educated and rarely went to university.
Beatrix Potter was interested in every branch of natural science except astronomy. Botany was a passion for most Victorians and nature study was a popular enthusiasm. She collected fossils, studied archaeological artefacts from London excavations, and was interested in entomology. In all these areas, she drew and painted her specimens with increasing skill. By the 1890s, her scientific interests centred on mycology. First drawn to fungi because of their colours and evanescence in nature and her delight in painting them, her interest deepened after meeting Charles McIntosh, a revered naturalist and amateur mycologist, during a summer holiday in Dunkeld in Perthshire in 1892. He helped improve the accuracy of her illustrations, taught her taxonomy, and supplied her with live specimens to paint during the winter.
Rebuffed by William Thiselton-Dyer, the Director at Kew, because of her sex and her amateur status, Potter wrote up her conclusions and submitted a paper, On the Germination of the Spores of the Agaricineae, to the Linnean Society in 1897. It was introduced by Massee because, as a woman, Potter could not attend proceedings or read her paper. She subsequently withdrew it, realising that some of her samples were contaminated, but continued her microscopic studies for several more years. Her paper has only recently been rediscovered , along with the rich, artistic illustrations and drawings that accompanied it. Her work is only now being properly evaluated. Potter later gave her other mycological and scientific drawings to the Armitt Museum and Library in Ambleside, where mycologists still refer to them to identify fungi. There is also a collection of her fungus paintings at the Perth Museum and Art Gallery in Perth, Scotland, donated by Charles McIntosh. In 1967, the mycologist W. P. K. Findlay included many of Potter's beautifully accurate fungus drawings in his Wayside & Woodland Fungi, thereby fulfilling her desire to one day have her fungus drawings published in a book. In 1997, the Linnean Society issued a posthumous apology to Potter for the sexism displayed in its handling of her research.
Artistic and literary career
Potter's artistic and literary interests were deeply influenced by fairy tales and fantasy. She was a student of the classic fairy tales of Western Europe. As well as stories from the Old Testament, John Bunyan's The Pilgrim's Progress and Harriet Beecher Stowe's Uncle Tom's Cabin, she grew up with Aesop's Fables, the fairy tales of the Brothers Grimm and Hans Christian Andersen, Charles Kingsley's The Water Babies, the folk tales and mythology of Scotland, the German Romantics, Shakespeare, and the romances of Sir Walter Scott. As a young child, before the age of eight, Edward Lear's A Book of Nonsense, including the much loved The Owl and the Pussycat, and Lewis Carroll's Alice in Wonderland had made their impression, although she later said of Alice that she was more interested in Tenniel's illustrations than what they were about.
The Brer Rabbit stories of Joel Chandler Harris had been family favourites, and she later studied his Uncle Remus stories and illustrated them. She studied book illustration from a young age and developed her own tastes, but the work of the picture book triumvirate Walter Crane, Kate Greenaway and Randolph Caldecott, the last an illustrator whose work was later collected by her father, was a great influence. When she started to illustrate, she chose first the traditional rhymes and stories, "Cinderella", "Sleeping Beauty", "Ali Baba and the Forty Thieves", "Puss-in-boots", and "Red Riding Hood". However, most often her illustrations were fantasies featuring her own pets: mice, rabbits, kittens, and guinea pigs.
In her teenage years, Potter was a regular visitor to the art galleries of London, particularly enjoying the summer and winter exhibitions at the Royal Academy in London. Her Journal reveals her growing sophistication as a critic as well as the influence of her father's friend, the artist Sir John Everett Millais, who recognised Potter's talent of observation. Although Potter was aware of art and artistic trends, her drawing and her prose style were uniquely her own.
As a way to earn money in the 1890s, Potter printed Christmas cards of her own design, as well as cards for special occasions. These were her first commercially successful works as an illustrator. Mice and rabbits were the most frequent subject of her fantasy paintings. In 1890, the firm of Hildesheimer and Faulkner bought several of the drawings of her rabbit Benjamin Bunny to illustrate verses by Frederic Weatherly titled A Happy Pair. In 1893, the same printer bought several more drawings for Weatherly's Our Dear Relations, another book of rhymes, and the following year Potter sold a series of frog illustrations and verses for Changing Pictures, a popular annual offered by the art publisher Ernest Nister. Potter was pleased by this success and determined to publish her own illustrated stories.
Whenever Potter went on holiday to the Lake District or Scotland, she sent letters to young friends, illustrating them with quick sketches. Many of these letters were written to the children of her former governess Annie Carter Moore, particularly to Moore's eldest son Noel, who was often ill. In September 1893, Potter was on holiday at Eastwood in Dunkeld, Perthshire. She had run out of things to say to Noel, and so she told him a story about "four little rabbits whose names were Flopsy, Mopsy, Cottontail and Peter". It became one of the most famous children's letters ever written and the basis of Potter's future career as a writer-artist-storyteller.
In 1900, Potter revised her tale about the four little rabbits, and fashioned a dummy book of it – it has been suggested, in imitation of Helen Bannerman's 1899 bestseller The Story of Little Black Sambo. Unable to find a buyer for the work, she published it for family and friends at her own expense in December 1901. It was drawn in black and white with a coloured frontispiece. Rawnsley had great faith in Potter's tale, recast it in didactic verse, and made the rounds of the London publishing houses. Frederick Warne & Co had previously rejected the tale but, eager to compete in the booming small format children's book market, reconsidered and accepted the "bunny book" (as the firm called it) following the recommendation of their prominent children's book artist L. Leslie Brooke. The firm declined Rawnsley's verse in favour of Potter's original prose, and Potter agreed to colour her pen and ink illustrations, choosing the new Hentschel three-colour process to reproduce her watercolours.
On 2 October 1902, The Tale of Peter Rabbit was published and was an immediate success. It was followed the next year by The Tale of Squirrel Nutkin and The Tailor of Gloucester, which had also first been written as picture letters to the Moore children. Working with Norman Warne as her editor, Potter published two or three little books each year: 23 books in all. The last book in this format was Cecily Parsley's Nursery Rhymes in 1922, a collection of favourite rhymes. Although The Tale of Little Pig Robinson was not published until 1930, it had been written much earlier. Potter continued creating her little books until after the First World War when her energies were increasingly directed toward her farming, sheep-breeding and land conservation.
The immense popularity of Potter's books was based on the lively quality of her illustrations, the non-didactic nature of her stories, the depiction of the rural countryside, and the imaginative qualities she lent to her animal characters.
Potter was also a canny businesswoman. As early as 1903, she made and patented a Peter Rabbit doll. It was followed by other "spin-off" merchandise over the years, including painting books, board games, wall-paper, figurines, baby blankets and china tea-sets. All were licensed by Frederick Warne & Co and earned Potter an independent income, as well as immense profits for her publisher.
In 1905, Potter and Norman Warne became unofficially engaged. Potter's parents objected to the match because Warne was "in trade" and thus not socially suitable. The engagement lasted only one month—Warne died of pernicious anaemia at age 37. That same year, Potter used some of her income and a small inheritance from an aunt to buy Hill Top Farm in Near Sawrey in the English Lake District near Windermere. Potter and Warne may have hoped that Hill Top Farm would be their holiday home, but after Warne's death, Potter went ahead with its purchase as she had always wanted to own that farm and live in "that charming village".
Country life and marriage
The tenant farmer John Cannon and his family agreed to stay on to manage the farm for her while she made physical improvements and learned the techniques of fell farming and of raising livestock, including pigs, cows and chickens; the following year she added sheep. Realising she needed to protect her boundaries, she sought advice from W.H. Heelis & Son, a local firm of solicitors with offices in nearby Hawkshead. With William Heelis acting for her, she bought contiguous pasture, and in 1909 the Castle Farm across the road from Hill Top Farm. She visited Hill Top at every opportunity, and her books written during this period (such as The Tale of Ginger and Pickles, about the local shop in Near Sawrey and The Tale of Mrs. Tittlemouse, a wood mouse) reflect her increasing participation in village life and her delight in country living.
Owning and managing these working farms required routine collaboration with the widely respected William Heelis. By the summer of 1912, Heelis had proposed marriage and Potter had accepted; although she did not immediately tell her parents, who once again disapproved because Heelis was only a country solicitor. Potter and Heelis were married on 15 October 1913 in London at St Mary Abbots in Kensington. The couple moved immediately to Near Sawrey, residing at Castle Cottage, the renovated farmhouse on Castle Farm, which was 34 acres large. Hill Top remained a working farm but was now remodelled to allow for the tenant family and Potter's private studio and workshop. At last her own woman, Potter settled into the partnerships that shaped the rest of her life: her country solicitor husband and his large family, her farms, the Sawrey community and the predictable rounds of country life. The Tale of Jemima Puddle-Duck and The Tale of Tom Kitten are representative of Hill Top Farm and her farming life and reflect her happiness with her country life.
Rupert Potter died in 1914 and, with the outbreak of World War I, Potter, now a wealthy woman, persuaded her mother to move to the Lake District and found a property for her to rent in Sawrey. Finding life in Sawrey dull, Helen Potter soon moved to Lindeth Howe (now a 34-bedroomed hotel), a large house the Potters had previously rented for the summer in Bowness, on the other side of Lake Windermere. Potter continued to write stories for Frederick Warne & Co and fully participated in country life. She established a Nursing Trust for local villages and served on various committees and councils responsible for footpaths and other rural issues.
Sheep farming
Soon after acquiring Hill Top Farm, Potter became keenly interested in the breeding and raising of Herdwick sheep, the indigenous fell sheep. In 1923 she bought a large sheep farm in the Troutbeck Valley called Troutbeck Park Farm, formerly a deer park, restoring its land with thousands of Herdwick sheep. This established her as one of the major Herdwick sheep farmers in the county. She was admired by her shepherds and farm managers for her willingness to experiment with the latest biological remedies for the common diseases of sheep, and for her employment of the best shepherds, sheep breeders, and farm managers.
By the late 1920s, Potter and her Hill Top farm manager Tom Storey had made a name for their prize-winning Herdwick flock, which took many prizes at the local agricultural shows, where Potter was often asked to serve as a judge. In 1942 she became President-elect of the Herdwick Sheepbreeders' Association, the first time a woman had been elected, but died before taking office.
Welsh language
In one of her diary entries whilst travelling through Wales, Potter complained about the Welsh language. She wrote "Machynlleth, wretched town, hardly a person could speak English", continuing "Welsh seem a pleasant intelligent race, but I should think awkward to live with... the language is past description."
Lake District conservation
Potter had been a disciple of the land conservation and preservation ideals of her long-time friend and mentor, Canon Hardwicke Rawnsley, the first secretary and founding member of the National Trust. According to the National Trust, "she supported the efforts of the National Trust to preserve not just the places of extraordinary beauty but also those heads of valleys and low grazing lands that would be irreparably ruined by development." Potter was also an authority on the traditional Lakeland crafts and period furniture, as well as local stonework. She restored and preserved the farms that she bought or managed, making sure that each farm house had in it a piece of antique Lakeland furniture. Potter was interested in preserving not only the Herdwick sheep but also the way of life of fell farming. In 1930 the Heelises became partners with the National Trust in buying and managing the fell farms included in the large Monk Coniston Estate.
The estate was composed of many farms spread over a wide area of north-western Lancashire, including the Tarn Hows. Potter was the de facto estate manager for the Trust for seven years until the National Trust could afford to repurchase most of the property from her. Potter's stewardship of these farms earned her full regard, but she was not without her critics, not the least of which were her contemporaries who felt she used her wealth and the position of her husband to acquire properties in advance of their being made public. She was notable in observing the problems of afforestation, preserving the intact grazing lands, and husbanding the quarries and timber on these farms. All her farms were stocked with Herdwick sheep and frequently with Galloway cattle.
Later life
Potter continued to write stories and to draw, although mostly for her own pleasure. In 1922, Cecily Parsley's Nursery Rhymes, a collection of traditional English nursery rhymes, was published. Her books in the late 1920s included the semi-autobiographical The Fairy Caravan, a fanciful tale set in her beloved Troutbeck fells. It was published only in the US during Potter's lifetime, and not until 1952 in the UK. Sister Anne, Potter's version of the story of Bluebeard, was written for her American readers, but illustrated by Katharine Sturges. A final folktale, Wag by Wall, was published posthumously by The Horn Book Magazine in 1944. Potter was a generous patron of the Girl Guides, whose troupes she allowed to make their summer encampments on her land, and whose company she enjoyed as an older woman.
Potter and William Heelis enjoyed a happy marriage of thirty years, continuing their farming and preservation efforts throughout the hard days of World War II. Although they were childless, Potter played an important role in William's large family, particularly enjoying her relationship with several nieces whom she helped educate, and giving comfort and aid to her husband's brothers and sisters.
Potter died of complications from pneumonia and heart disease on 22 December 1943 at Castle Cottage, and her remains were cremated at Carleton Crematorium, Blackpool. She left nearly all her property to the National Trust, including over of land, sixteen farms, cottages and herds of cattle and Herdwick sheep. Hers was the largest gift at that time to the National Trust, and it enabled the preservation of the land now included in the Lake District National Park and the continuation of fell farming. The central office of the National Trust in Swindon was named "Heelis" in 2005 in her memory. William Heelis continued his stewardship of their properties and of her literary and artistic work for the twenty months he survived her. When he died in August 1945, he left the remainder to the National Trust.
Legacy
Potter left almost all the original illustrations for her books to the National Trust. The copyright to her stories and merchandise was then given to her publisher Frederick Warne & Co, now a division of the Penguin Group. On 1 January 2014, the copyright expired in the UK and other countries with a 70-years-after-death limit. Hill Top Farm was opened to the public by the National Trust in 1946; her artwork was displayed there until 1985 when it was moved to William Heelis's former law offices in Hawkshead, also owned by the National Trust as the Beatrix Potter Gallery.
Potter gave her folios of mycological drawings to the Armitt Library and Museum in Ambleside before her death. The Tale of Peter Rabbit is owned by Warne, The Tailor of Gloucester by the Tate Gallery, and The Tale of the Flopsy Bunnies by the British Museum.
In 1903, Potter created the first Peter Rabbit soft toy and registered him at the Patent Office in London, making Peter the oldest licensed fictional character. Merchandise of Peter and other Potter characters have been sold at Harrods department store in London since at least 1910 when the range first appeared in their catalogues. Along with her writing Potter would continue to oversee merchandising and licensing opportunities for her characters. On her legacy, Nicholas Tucker in The Guardian writes, "she was the first author to license fictional characters to a range of toys and household objects still on sale today". In an article by the Smithsonian magazine titled, How Beatrix Potter Invented Character Merchandising, Joy Lanzendorfer writes, "Potter was also an entrepreneur and a pioneer in licensing and merchandising literary characters. Potter built a retail empire out of her “bunny book” that is worth $500 million today. In the process, she created a system that continues to benefit all licensed characters, from Mickey Mouse to Harry Potter."
The largest public collection of her letters and drawings is the Leslie Linder Bequest and Leslie Linder Collection at the Victoria and Albert Museum in London. (Linder was the collector who—after five years of work—finally transcribed Potter's early journal, originally written in code.) In the United States, the largest public collections are those in the Rare Book Department of the Free Library of Philadelphia, and the Cotsen Children's Library at Princeton University.
In 2015 a manuscript for an unpublished book was discovered by Jo Hanks, a publisher at Penguin Random House Children's Books, in the Victoria and Albert Museum archive. The book The Tale of Kitty-in-Boots, with illustrations by Quentin Blake, was published 1 September 2016, to mark the 150th anniversary of Potter's birth. Also in 2016, Peter Rabbit was depicted on the reverse of a British fifty pence coin, and Peter along with other Potter characters featured on a series of UK postage stamps issued by the Royal Mail.
In 2017, The Art of Beatrix Potter: Sketches, Paintings, and Illustrations by Emily Zach was published after San Francisco publisher Chronicle Books decided to mark the 150th anniversary of Beatrix Potter's birth by showing that she was "far more than a 19th-century weekend painter. She was an artist of astonishing range."
In December 2017, the asteroid 13975 Beatrixpotter, discovered by Belgian astronomer Eric Elst in 1992, was named in her memory. In 2022, an exhibition Beatrix Potter: Drawn to Nature was held at the Victoria and Albert Museum. Research for the exhibition identified the man's court waistcoat c. 1780s, which inspired Potter's sketch in 'The Tailor of Gloucester'.
Analysis
There are many interpretations of Potter's literary work, the sources of her art, and her life and times. These include critical evaluations of her corpus of children's literature and Modernist interpretations of Humphrey Carpenter and Katherine Chandler. Judy Taylor, That Naughty Rabbit: Beatrix Potter and Peter Rabbit (rev. 2002) tells the story of the first publication and many editions.
Potter's country life, her farming and role as a landscape perservationist are discussed in the work of Matthew Kelly, The Women Who Saved the English Countryside (2022). See also Susan Denyer and authors in the publications of The National Trust, such as Beatrix Potter at Home in the Lake District (2004).
Potter's work as a scientific illustrator and her work in mycology are discussed in Linda Lear's books Beatrix Potter: A Life in Nature (2006) and Beatrix Potter: The Extraordinary Life of a Victorian Genius (2008).
Adaptations
In 1971, a ballet film was released, The Tales of Beatrix Potter, directed by Reginald Mills, set to music by John Lanchbery with choreography by Frederick Ashton, and performed in character costume by members of the Royal Ballet and the Royal Opera House orchestra. The ballet of the same name has been performed by other dance companies around the world.
In 1992, Potter's children's book The Tale of Benjamin Bunny was featured in the film Lorenzo's Oil.
Potter is also featured in Susan Wittig Albert's series of light mysteries called The Cottage Tales of Beatrix Potter. The first of the eight-book series is Tale of Hill Top Farm (2004), which deals with Potter's life in the Lake District and the village of Near Sawrey between 1905 and 1913.
In film
In 1982, the BBC produced The Tale of Beatrix Potter. This dramatization of her life was written by John Hawkesworth, directed by Bill Hayes, and starred Holly Aird and Penelope Wilton as the young and adult Potter, respectively. The World of Peter Rabbit and Friends, a TV series based on nine of her twenty-four stories, starred actress Niamh Cusack as Beatrix Potter.
In 1993, Weston Woods Studios made an almost hour non-story film called "Beatrix Potter: Artist, Storyteller, and Countrywoman" with narration by Lynn Redgrave. In 2006, Chris Noonan directed Miss Potter, a biographical film of Potter's life focusing on her early career and romance with her editor Norman Warne. The film stars Renée Zellweger as Beatrix Potter, Ewan McGregor as Norman Warne, and Emily Watson as Warne's sister.
On 9 February 2018, Columbia Pictures released Peter Rabbit, directed by Will Gluck, based on the work by Potter. The character Bea, played by Rose Byrne, is a re-imagined version of Potter. A sequel to the film titled Peter Rabbit 2: The Runaway was released in 2021.
On 24 December 2020, Sky One premiered Roald & Beatrix: The Tail of the Curious Mouse, a made-for-television drama film inspired by the true story of a six-year-old Roald Dahl meeting his idol Potter. Set in 1922, the movie was written by Abigail Wilson, directed by David Kerr and starred Dawn French as Beatrix Potter, Rob Brydon as William Heelis and Jessica Hynes as Sofie Dahl. Filming took place in Wales, the birthland of Dahl, French and Brydon. This production incorporates live action, stop motion and puppetry. The DVD was released on 26 April 2021.
Publications
The 23 Tales
The Tale of Peter Rabbit (privately printed, 250 copies, 1901)
The Tale of Peter Rabbit (1902)
The Tale of Squirrel Nutkin (1903)
The Tailor of Gloucester (1903)
The Tale of Benjamin Bunny (1904)
The Tale of Two Bad Mice (1904)
The Tale of Mrs. Tiggy-Winkle (1905)
The Tale of the Pie and the Patty-Pan (1905)
The Tale of Mr. Jeremy Fisher (1906)
The Story of a Fierce Bad Rabbit (1906)
The Story of Miss Moppet (1906)
The Tale of Tom Kitten (1907)
The Tale of Jemima Puddle-Duck (1908)
The Tale of Samuel Whiskers or, The Roly-Poly Pudding (1908)
The Tale of the Flopsy Bunnies (1909)
The Tale of Ginger and Pickles (1909)
The Tale of Mrs. Tittlemouse (1910)
The Tale of Timmy Tiptoes (1911)
The Tale of Mr. Tod (1912)
The Tale of Pigling Bland (1913)
Appley Dapply's Nursery Rhymes (1917)
The Tale of Johnny Town-Mouse (1918)
Cecily Parsley's Nursery Rhymes (1922)
The Tale of Little Pig Robinson (1930)
Other books
Peter Rabbit's Painting Book (1911)
Tom Kitten's Painting Book (1917)
Jemima Puddle-Duck's Painting Book (1925)
Peter Rabbit's Almanac for 1929 (1928)
The Fairy Caravan (1929)
Sister Anne (illustrated by Katharine Sturges) (1932)
Wag-by-Wall (decorations by J. J. Lankes) (1944)
The Tale of the Faithful Dove (illustrated by Marie Angel) (1955, 1970)
The Sly Old Cat (written 1906; first published 1971)
The Tale of Tuppenny (illustrated by Marie Angel) (1973)
The Tale of Kitty-in-Boots (2016) (Illustrated by Quentin Blake.)
Red Riding Hood (2019) (Illustrated by Helen Oxenbury.)
References
Further reading
Letters, journals and writing collections
Potter, Beatrix. (rev. 1989). The Journal of Beatrix Potter, 1881–1897, transcribed from her code writings by Leslie Linder. F. Warne & Co.
Art studies
Biographical studies
External links
Beatrix Potter's fossils and her interest in geology – B. G. Gardiner
Beatrix Potter at the Encyclopedia of Fantasy
Collection of Potter materials at Victoria and Albert Museum
Beatrix Potter online feature at the University of Pittsburgh School of Information Sciences
Beatrix Potter Society, UK
Exhibition of Beatrix Potter's Picture Letters at the Morgan Library
Beatrix Potter Collection (digitized images from the Free Library of Philadelphia)
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4482 | https://en.wikipedia.org/wiki/Liberal%20Party%20%28UK%29 | Liberal Party (UK) | The Liberal Party was one of the two major political parties in the United Kingdom, along with the Conservative Party, in the 19th and early 20th centuries. Beginning as an alliance of Whigs, free trade–supporting Peelites, and reformist Radicals in the 1850s, by the end of the 19th century, it had formed four governments under William Gladstone. Despite being divided over the issue of Irish Home Rule, the party returned to government in 1905 and won a landslide victory in the 1906 general election.
Under prime ministers Henry Campbell-Bannerman (1905–1908) and H. H. Asquith (1908–1916), the Liberal Party passed reforms that created a basic welfare state. Although Asquith was the party leader, its dominant figure was David Lloyd George. Asquith was overwhelmed by the wartime role of coalition prime minister and Lloyd George replaced him in late 1916, but Asquith remained as Liberal Party leader. The split between Lloyd George's breakaway faction and Asquith's official Liberal Party badly weakened the party.
The coalition government of Lloyd George was increasingly dominated by the Conservative Party, which finally deposed him in 1922. By the end of the 1920s, the Labour Party had replaced the Liberals as the Conservatives' main rival. The Liberal Party went into decline after 1918, and, by the 1950s, the party had won as few as six seats at general elections. Apart from notable by-election victories, its fortunes did not improve significantly until it formed the SDP–Liberal Alliance with the newly formed Social Democratic Party (SDP) in 1981. At the 1983 general election, the Alliance won over a quarter of the vote, but only 23 of the 650 seats it contested. At the 1987 general election, its share of the vote fell below 23% and the Liberals and the SDP merged in 1988 to form the Social and Liberal Democrats (SLD), who the following year were renamed the Liberal Democrats. A splinter group reconstituted the Liberal Party in 1989.
Prominent intellectuals associated with the Liberal Party include the philosopher John Stuart Mill, the economist John Maynard Keynes, and social planner William Beveridge. Winston Churchill authored Liberalism and the Social Problem (1909), which was praised by Henry William Massingham as "an impressive and convincing argument" and is widely considered the movement's bible.
History
Origins
The Liberal Party grew out of the Whigs, who had their origins in an aristocratic faction in the reign of Charles II and the early 19th century Radicals. The Whigs were in favour of reducing the power of the Crown and increasing the power of Parliament. Although their motives in this were originally to gain more power for themselves, the more idealistic Whigs gradually came to support an expansion of democracy for its own sake. The great figures of reformist Whiggery were Charles James Fox (died 1806) and his disciple and successor Earl Grey. After decades in opposition, the Whigs returned to power under Grey in 1830 and carried the First Reform Act in 1832.
The Reform Act was the climax of Whiggism, but it also brought about the Whigs' demise. The admission of the middle classes to the franchise and to the House of Commons led eventually to the development of a systematic middle-class liberalism and the end of Whiggery, although for many years reforming aristocrats held senior positions in the party. In the years after Grey's retirement, the party was led first by Lord Melbourne, a fairly traditional Whig, and then by Lord John Russell, the son of a Duke but a crusading radical, and by Lord Palmerston, a renegade Irish Tory and essentially a conservative, although capable of radical gestures.
As early as 1839, Russell had adopted the name of "Liberals", but in reality, his party was a loose coalition of Whigs in the House of Lords and Radicals in the Commons. The leading Radicals were John Bright and Richard Cobden, who represented the manufacturing towns which had gained representation under the Reform Act. They favoured social reform, personal liberty, reducing the powers of the Crown and the Church of England (many Liberals were Nonconformists), avoidance of war and foreign alliances (which were bad for business) and above all free trade. For a century, free trade remained the one cause which could unite all Liberals.
In 1841, the Liberals lost office to the Conservatives under Sir Robert Peel, but their period in opposition was short because the Conservatives split over the repeal of the Corn Laws, a free trade issue; and a faction known as the Peelites (but not Peel himself, who died soon after) aligned to the Liberal side on the issue of free trade. This allowed ministries led by Russell, Palmerston and the Peelite Lord Aberdeen to hold office for most of the 1850s and 1860s. A leading Peelite was William Gladstone, who was a reforming Chancellor of the Exchequer in most of these governments. The formal foundation of the Liberal Party is traditionally traced to 1859 when the remaining Peelites, Radicals and Whigs agreed to vote down the encumbant Conservative government. This meeting was held at the Willis' rooms in London on 6 June 1859. This led to Palmerston's second government.
However, the Whig-Radical amalgam could not become a true modern political party while it was dominated by aristocrats and it was not until the departure of the "Two Terrible Old Men", Russell and Palmerston, that Gladstone could become the first leader of the modern Liberal Party. This was brought about by Palmerston's death in 1865 and Russell's retirement in 1868. After a brief Conservative government (during which the Second Reform Act was passed by agreement between the parties), Gladstone won a huge victory at the 1868 election and formed the first Liberal government. The establishment of the party as a national membership organisation came with the foundation of the National Liberal Federation in 1877. The philosopher John Stuart Mill was also a Liberal MP from 1865 to 1868.
Gladstone era
For the next thirty years Gladstone and Liberalism were synonymous. William Gladstone served as prime minister four times (1868–74, 1880–85, 1886, and 1892–94). His financial policies, based on the notion of balanced budgets, low taxes and laissez-faire, were suited to a developing capitalist society, but they could not respond effectively as economic and social conditions changed. Called the "Grand Old Man" later in life, Gladstone was always a dynamic popular orator who appealed strongly to the working class and to the lower middle class. Deeply religious, Gladstone brought a new moral tone to politics, with his evangelical sensibility and his opposition to aristocracy. His moralism often angered his upper-class opponents (including Queen Victoria), and his heavy-handed control split the Liberal Party.
In foreign policy, Gladstone was in general against foreign entanglements, but he did not resist the realities of imperialism. For example, he ordered the occupation of Egypt by British forces in the 1882 Anglo-Egyptian War. His goal was to create a European order based on co-operation rather than conflict and on mutual trust instead of rivalry and suspicion; the rule of law was to supplant the reign of force and self-interest. This Gladstonian concept of a harmonious Concert of Europe was opposed to and ultimately defeated by a Bismarckian system of manipulated alliances and antagonisms.
As prime minister from 1868 to 1874, Gladstone headed a Liberal Party which was a coalition of Peelites like himself, Whigs and Radicals. He was now a spokesman for "peace, economy and reform". One major achievement was the Elementary Education Act of 1870, which provided England with an adequate system of elementary schools for the first time. He also secured the abolition of the purchase of commissions in the British Army and of religious tests for admission to Oxford and Cambridge; the introduction of the secret ballot in elections; the legalization of trade unions; and the reorganization of the judiciary in the Judicature Act.
Regarding Ireland, the major Liberal achievements were land reform, where he ended centuries of landlord oppression, and the disestablishment of the (Anglican) Church of Ireland through the Irish Church Act 1869.
In the 1874 general election Gladstone was defeated by the Conservatives under Benjamin Disraeli during a sharp economic recession. He formally resigned as Liberal leader and was succeeded by the Marquess of Hartington, but he soon changed his mind and returned to active politics. He strongly disagreed with Disraeli's pro-Ottoman foreign policy and in 1880 he conducted the first outdoor mass-election campaign in Britain, known as the Midlothian campaign. The Liberals won a large majority in the 1880 election. Hartington ceded his place and Gladstone resumed office.
Ireland and Home Rule
Among the consequences of the Third Reform Act (1884) was the giving of the vote to many Irish Catholics. In the 1885 general election the Irish Parliamentary Party held the balance of power in the House of Commons and demanded Irish Home Rule as the price of support for a continued Gladstone ministry. Gladstone personally supported Home Rule, but a strong Liberal Unionist faction led by Joseph Chamberlain, along with the last of the Whigs, Hartington, opposed it. The Irish Home Rule bill proposed to offer all owners of Irish land a chance to sell to the state at a price equal to 20 years' purchase of the rents and allowing tenants to purchase the land. Irish nationalist reaction was mixed, Unionist opinion was hostile, and the election addresses during the 1886 election revealed English radicals to be against the bill also. Among the Liberal rank and file, several Gladstonian candidates disowned the bill, reflecting fears at the constituency level that the interests of the working people were being sacrificed to finance a costly rescue operation for the landed élite. Further, Home Rule had not been promised in the Liberals' election manifesto, and so the impression was given that Gladstone was buying Irish support in a rather desperate manner to hold on to power.
The result was a catastrophic split in the Liberal Party, and heavy defeat in the 1886 election at the hands of Lord Salisbury, who was supported by the breakaway Liberal Unionist Party. There was a final weak Gladstone ministry in 1892, but it also was dependent on Irish support and failed to get Irish Home Rule through the House of Lords.
Newcastle Programme
Historically, the aristocracy was divided between Conservatives and Liberals. However, when Gladstone committed to home rule for Ireland, Britain's upper classes largely abandoned the Liberal party, giving the Conservatives a large permanent majority in the House of Lords. Following the Queen, High Society in London largely ostracized home rulers and Liberal clubs were badly split. Joseph Chamberlain took a major element of upper-class supporters out of the Party and into a third party called Liberal Unionism on the Irish issue. It collaborated with and eventually merged into the Conservative party. The Gladstonian liberals in 1891 adopted The Newcastle Programme that included home rule for Ireland, disestablishment of the Church of England in Wales, tighter controls on the sale of liquor, major extension of factory regulation and various democratic political reforms. The Programme had a strong appeal to the nonconformist middle-class Liberal element, which felt liberated by the departure of the aristocracy.
Relations with trade unions
A major long-term consequence of the Third Reform Act was the rise of Lib-Lab candidates. The Act split all county constituencies (which were represented by multiple MPs) into single-member constituencies, roughly corresponding to population patterns. With the foundation of the Labour Party not to come till 1906, many trade unions allied themselves with the Liberals. In areas with working class majorities, in particular coal-mining areas, Lib-Lab candidates were popular, and they received sponsorship and endorsement from trade unions. In the first election after the Act was passed (1885), thirteen were elected, up from two in 1874. The Third Reform Act also facilitated the demise of the Whig old guard; in two-member constituencies, it was common to pair a Whig and a radical under the Liberal banner. After the Third Reform Act, fewer former Whigs were selected as candidates.
Reform policies
A broad range of interventionist reforms were introduced by the 1892–1895 Liberal government. Amongst other measures, standards of accommodation and of teaching in schools were improved, factory inspection was made more stringent, and ministers used their powers to increase the wages and reduce the working hours of large numbers of male workers employed by the state.
Historian Walter L. Arnstein concludes:
Notable as the Gladstonian reforms had been, they had almost all remained within the nineteenth-century Liberal tradition of gradually removing the religious, economic, and political barriers that prevented men of varied creeds and classes from exercising their individual talents in order to improve themselves and their society. As the third quarter of the century drew to a close, the essential bastions of Victorianism still held firm: respectability; a government of aristocrats and gentlemen now influenced not only by middle-class merchants and manufacturers but also by industrious working people; a prosperity that seemed to rest largely on the tenets of laissez-faire economics; and a Britannia that ruled the waves and many a dominion beyond.
After Gladstone
Gladstone finally retired in 1894. Gladstone's support for Home Rule deeply divided the party, and it lost its upper and upper-middle-class base, while keeping support among Protestant nonconformists and the Celtic fringe. Historian R. C. K. Ensor reports that after 1886, the main Liberal Party was deserted by practically the entire whig peerage and the great majority of the upper-class and upper-middle-class members. High prestige London clubs that had a Liberal base were deeply split. Ensor notes that, "London society, following the known views of the Queen, practically ostracized home rulers."
The new Liberal leader was the ineffectual Lord Rosebery. He led the party to a heavy defeat in the 1895 general election.
Liberal factions
The Liberal Party lacked a unified ideological base in 1906. It contained numerous contradictory and hostile factions, such as imperialists and supporters of the Boers; near-socialists and laissez-faire classical liberals; suffragettes and opponents of women's suffrage; antiwar elements and supporters of the military alliance with France. Nonconformists – Protestants outside the Anglican fold – were a powerful element, dedicated to opposing the established church in terms of education and taxation. However, the non-conformists were losing support amid society at large and played a lesser role in party affairs after 1900. The party, furthermore, also included Irish Catholics, and secularists from the labour movement. Many Conservatives (including Winston Churchill) had recently protested against high tariff moves by the Conservatives by switching to the anti-tariff Liberal camp, but it was unclear how many old Conservative traits they brought along, especially on military and naval issues.
The middle-class business, professional and intellectual communities were generally strongholds, although some old aristocratic families played important roles as well. The working-class element was moving rapidly toward the newly emerging Labour Party. One uniting element was widespread agreement on the use of politics and Parliament as a device to upgrade and improve society and to reform politics. All Liberals were outraged when Conservatives used their majority in the House of Lords to block reform legislation. In the House of Lords, the Liberals had lost most of their members, who in the 1890s "became Conservative in all but name." The government could force the unwilling king to create new Liberal peers, and that threat did prove decisive in the battle for dominance of Commons over Lords in 1911.
Rise of New Liberalism
The late nineteenth century saw the emergence of New Liberalism within the Liberal Party, which advocated state intervention as a means of guaranteeing freedom and removing obstacles to it such as poverty and unemployment. The policies of the New Liberalism are now known as social liberalism.
The New Liberals included intellectuals like L. T. Hobhouse, and John A. Hobson. They saw individual liberty as something achievable only under favourable social and economic circumstances. In their view, the poverty, squalor, and ignorance in which many people lived made it impossible for freedom and individuality to flourish. New Liberals believed that these conditions could be ameliorated only through collective action coordinated by a strong, welfare-oriented, and interventionist state.
After the historic 1906 victory, the Liberal Party introduced multiple reforms on range of issues, including health insurance, unemployment insurance, and pensions for elderly workers, thereby laying the groundwork for the future British welfare state. Some proposals failed, such as licensing fewer pubs, or rolling back Conservative educational policies. The People's Budget of 1909, championed by David Lloyd George and fellow Liberal Winston Churchill, introduced unprecedented taxes on the wealthy in Britain and radical social welfare programmes to the country's policies. In the Liberal camp, as noted by one study, "the Budget was on the whole enthusiastically received." It was the first budget with the expressed intent of redistributing wealth among the public. It imposed increased taxes on luxuries, liquor, tobacco, high incomes, and land – taxation that fell heavily on the rich. The new money was to be made available for new welfare programmes as well as new battleships. In 1911 Lloyd George succeeded in putting through Parliament his National Insurance Act, making provision for sickness and invalidism, and this was followed by his Unemployment Insurance Act.
Historian Peter Weiler argues:
Contrasting Old Liberalism with New Liberalism, David Lloyd George noted in a 1908 speech the following:
Liberal zenith
The Liberals languished in opposition for a decade while the coalition of Salisbury and Chamberlain held power. The 1890s were marred by infighting between the three principal successors to Gladstone, party leader William Harcourt, former prime minister Lord Rosebery, and Gladstone's personal secretary, John Morley. This intrigue finally led Harcourt and Morley to resign their positions in 1898 as they continued to be at loggerheads with Rosebery over Irish home rule and issues relating to imperialism. Replacing Harcourt as party leader was Sir Henry Campbell-Bannerman. Harcourt's resignation briefly muted the turmoil in the party, but the beginning of the Second Boer War soon nearly broke the party apart, with Rosebery and a circle of supporters including important future Liberal figures H. H. Asquith, Edward Grey and Richard Burdon Haldane forming a clique dubbed the Liberal Imperialists that supported the government in the prosecution of the war. On the other side, more radical members of the party formed a Pro-Boer faction that denounced the conflict and called for an immediate end to hostilities. Quickly rising to prominence among the Pro-Boers was David Lloyd George, a relatively new MP and a master of rhetoric, who took advantage of having a national stage to speak out on a controversial issue to make his name in the party. Harcourt and Morley also sided with this group, though with slightly different aims. Campbell-Bannerman tried to keep these forces together at the head of a moderate Liberal rump, but in 1901 he delivered a speech on the government's "methods of barbarism" in South Africa that pulled him further to the left and nearly tore the party in two. The party was saved after Salisbury's retirement in 1902 when his successor, Arthur Balfour, pushed a series of unpopular initiatives such as the Education Act 1902 and Joseph Chamberlain called for a new system of protectionist tariffs.
Campbell-Bannerman was able to rally the party around the traditional liberal platform of free trade and land reform and led them to the greatest election victory in their history. This would prove the last time the Liberals won a majority in their own right. Although he presided over a large majority, Sir Henry Campbell-Bannerman was overshadowed by his ministers, most notably H. H. Asquith at the Exchequer, Edward Grey at the Foreign Office, Richard Burdon Haldane at the War Office and David Lloyd George at the Board of Trade. Campbell-Bannerman retired in 1908 and died soon after. He was succeeded by Asquith, who stepped up the government's radicalism. Lloyd George succeeded Asquith at the Exchequer and was in turn succeeded at the Board of Trade by Winston Churchill, a recent defector from the Conservatives.
One observer, the leading American liberal politician William Jennings Bryan, was enthusiastic about the new Liberal administration, writing that: Great Britain has recently experienced one of the greatest political revolutions she has ever known. The conservative party, with Mr. Balfour, one of the ablest of modern scholars, at its head, and with Mr. Joseph Chamberlain, a powerful orator and a forceful political leader, as its most conspicuous champion, had won a sweeping victory after the Boer war, and this victory, following a long lease of power, led the Conservatives to believe themselves invincible. They assumed, as parties made confident by success often do, that they are indispensable to the nation and paid but little attention to the warnings and threats of the Liberals. One mistake after another, however, alienated the voters and the special elections two years ago began to show a falling off in the Conservative strength, and when the general election was held last fall the Liberals rolled up a majority of something like two hundred in the House of Commons. A new ministry was formed from among the ablest men of the party — a ministry of radical and progressive men seldom equaled in moral purpose and intellectual strength.
The 1906 general election also represented a shift to the left by the Liberal Party. According to Rosemary Rees, almost half of the Liberal MPs elected in 1906 were supportive of the 'New Liberalism' (which advocated government action to improve people's lives),) while claims were made that "five-sixths of the Liberal party are left wing." Other historians, however, have questioned the extent to which the Liberal Party experienced a leftward shift; according to Robert C. Self however, only between 50 and 60 Liberal MPs out of the 400 in the parliamentary party after 1906 were Social Radicals, with a core of 20 to 30. Nevertheless, important junior offices were held in the cabinet by what Duncan Tanner has termed "genuine New Liberals, Centrist reformers, and Fabian collectivists," and much legislation was pushed through by the Liberals in government. This included the regulation of working hours, National Insurance and welfare.
A political battle erupted over the People's Budget, which was rejected by the House of Lords and for which the government obtained an electoral mandate at the January 1910 election. The election resulted in a hung parliament, with the government left dependent on the Irish Nationalists. Although the Lords now passed the budget, the government wished to curtail their power to block legislation. Asquith was required by King George V to fight a second general election in December 1910 (whose result was little changed from that in January) before he agreed, if necessary, to create hundreds of Liberals peers. Faced with that threat, the Lords voted to give up their veto power and allowed the passage of the Parliament Act 1911.
As the price of Irish support, Asquith was now forced to introduce a third Home Rule bill in 1912. Since the House of Lords no longer had the power to block the bill, but only to delay it for two years, it was due to become law in 1914. The Unionist Ulster Volunteers, led by Sir Edward Carson, launched a campaign of opposition that included the threat of a provisional government and armed resistance in Ulster. The Ulster Protestants had the full support of the Conservatives, whose leader, Bonar Law, was of Ulster-Scots descent. Government plans to deploy troops into Ulster had to be cancelled after the threat of mass resignation of their commissions by army officers in March 1914 (see Curragh Incident). Ireland seemed to be on the brink of civil war when the First World War broke out in August 1914. Asquith had offered the Six Counties (later to become Northern Ireland) an opt out from Home Rule for six years (i.e., until after two more general elections were likely to have taken place) but the Nationalists refused to agree to permanent Partition of Ireland. Historian George Dangerfield has argued that the multiplicity of crises in 1910 to 1914, political and industrial, so weakened the Liberal coalition before the war broke out that it marked the Strange Death of Liberal England. However, most historians date the collapse to the crisis of the First World War.
Decline
The Liberal Party might have survived a short war, but the totality of the Great War called for measures that the Party had long rejected. The result was the permanent destruction of the ability of the Liberal Party to lead a government. Historian Robert Blake explains the dilemma:
Blake further notes that it was the Liberals, not the Conservatives who needed the moral outrage of Belgium to justify going to war, while the Conservatives called for intervention from the start of the crisis on the grounds of realpolitik and the balance of power. However, Lloyd George and Churchill were zealous supporters of the war, and gradually forced the old peace-orientated Liberals out.
Asquith was blamed for the poor British performance in the first year. Since the Liberals ran the war without consulting the Conservatives, there were heavy partisan attacks. However, even Liberal commentators were dismayed by the lack of energy at the top. At the time, public opinion was intensely hostile, both in the media and in the street, against any young man in civilian garb and labeled as a slacker. The leading Liberal newspaper, the Manchester Guardian complained:
Asquith's Liberal government was brought down in , due in particular to a crisis in inadequate artillery shell production and the protest resignation of Admiral Fisher over the disastrous Gallipoli Campaign against Turkey. Reluctant to face doom in an election, Asquith formed a new coalition government on 25 May, with the majority of the new cabinet coming from his own Liberal party and the Unionist (Conservative) party, along with a token Labour representation. The new government lasted a year and a half and was the last time Liberals controlled the government. The analysis of historian A. J. P. Taylor is that the British people were so deeply divided over numerous issues, but on all sides, there was growing distrust of the Asquith government. There was no agreement whatsoever on wartime issues. The leaders of the two parties realized that embittered debates in Parliament would further undermine popular morale and so the House of Commons did not once discuss the war before May 1915. Taylor argues:
The 1915 coalition fell apart at the end of 1916, when the Conservatives withdrew their support from Asquith and gave it instead to Lloyd George, who became prime minister at the head of a new coalition largely made up of Conservatives. Asquith and his followers moved to the opposition benches in Parliament and the Liberal Party was deeply split once again.
Lloyd George as a Liberal heading a Conservative coalition
Lloyd George remained a Liberal all his life, but he abandoned many standard Liberal principles in his crusade to win the war at all costs. He insisted on strong government controls over business as opposed to the laissez-faire attitudes of traditional Liberals. in 1915–16 he had insisted on conscription of young men into the Army, a position that deeply troubled his old colleagues. That brought him and a few like-minded Liberals into the new coalition on the ground long occupied by Conservatives. There was no more planning for world peace or liberal treatment of Germany, nor discomfit with aggressive and authoritarian measures of state power. More deadly to the future of the party, says historian Trevor Wilson, was its repudiation by ideological Liberals, who decided sadly that it no longer represented their principles. Finally, the presence of the vigorous new Labour Party on the left gave a new home to voters disenchanted with the Liberal performance.
The last majority Liberal Government in Britain was elected in 1906. The years preceding the First World War were marked by worker strikes and civil unrest and saw many violent confrontations between civilians and the police and armed forces. Other issues of the period included women's suffrage and the Irish Home Rule movement. After the carnage of 1914–1918, the democratic reforms of the Representation of the People Act 1918 instantly tripled the number of people entitled to vote in Britain from seven to twenty-one million. The Labour Party benefited most from this huge change in the electorate, forming its first minority government in 1924.
In the 1918 general election, Lloyd George, hailed as "the Man Who Won the War", led his coalition into a khaki election. Lloyd George and the Conservative leader Bonar Law wrote a joint letter of support to candidates to indicate they were considered the official Coalition candidates—this "coupon", as it became known, was issued against many sitting Liberal MPs, often to devastating effect, though not against Asquith himself. The coalition won a massive victory: Labour increased their position slightly, but the Asquithian Liberals were decimated. Those remaining Liberal MPs who were opposed to the Coalition Government went into opposition under the parliamentary leadership of Sir Donald MacLean who also became Leader of the Opposition. Asquith, who had appointed MacLean, remained as overall Leader of the Liberal Party even though he lost his seat in 1918. Asquith returned to Parliament in 1920 and resumed leadership. Between 1919 and 1923, the anti-Lloyd George Liberals were called Asquithian Liberals, Wee Free Liberals or Independent Liberals.
Lloyd George was increasingly under the influence of the rejuvenated Conservative party who numerically dominated the coalition. In 1922, the Conservative backbenchers rebelled against the continuation of the coalition, citing, in particular, Lloyd George's plan for war with Turkey in the Chanak Crisis, and his corrupt sale of honours. He resigned as prime minister and was succeeded by Bonar Law.
At the 1922 and 1923 elections the Liberals won barely a third of the vote and only a quarter of the seats in the House of Commons as many radical voters abandoned the divided Liberals and went over to Labour. In 1922, Labour became the official opposition. A reunion of the two warring factions took place in 1923 when the new Conservative prime minister Stanley Baldwin committed his party to protective tariffs, causing the Liberals to reunite in support of free trade. The party gained ground in the 1923 general election but made most of its gains from Conservatives whilst losing ground to Labour—a sign of the party's direction for many years to come. The party remained the third largest in the House of Commons, but the Conservatives had lost their majority. There was much speculation and fear about the prospect of a Labour government and comparatively little about a Liberal government, even though it could have plausibly presented an experienced team of ministers compared to Labour's almost complete lack of experience as well as offering a middle ground that could obtain support from both Conservatives and Labour in crucial Commons divisions. However, instead of trying to force the opportunity to form a Liberal government, Asquith decided instead to allow Labour the chance of office in the belief that they would prove incompetent, and this would set the stage for a revival of Liberal fortunes at Labour's expense, but it was a fatal error.
Labour was determined to destroy the Liberals and become the sole party of the left. Ramsay MacDonald was forced into a snap election in 1924 and although his government was defeated, he achieved his objective of virtually wiping the Liberals out as many more radical voters now moved to Labour whilst moderate middle-class Liberal voters concerned about socialism moved to the Conservatives. The Liberals were reduced to a mere forty seats in Parliament, only seven of which had been won against candidates from both parties and none of these formed a coherent area of Liberal survival. The party seemed finished, and during this period some Liberals, such as Churchill, went over to the Conservatives while others went over to Labour. Several Labour ministers of later generations, such as Michael Foot and Tony Benn, were the sons of Liberal MPs.
Asquith finally resigned as Liberal leader in 1926 (he died in 1928). Lloyd George, now party leader, began a drive to produce coherent policies on many key issues of the day. In the 1929 general election, he made a final bid to return the Liberals to the political mainstream, with an ambitious programme of state stimulation of the economy called We Can Conquer Unemployment!, largely written for him by the Liberal economist John Maynard Keynes. The Liberal Party stood in Northern Ireland for the first and only time in the 1929 general election, gaining 17% of the vote, but won no seats. Nationally the Liberals gained ground, but once again it was at the Conservatives' expense whilst also losing seats to Labour. Indeed, the urban areas of the country suffering heavily from unemployment, which might have been expected to respond the most to the radical economic policies of the Liberals, instead gave the party its worst results. By contrast, most of the party's seats were won either due to the absence of a candidate from one of the other parties or in rural areas on the Celtic fringe, where local evidence suggests that economic ideas were at best peripheral to the electorate's concerns. The Liberals now found themselves with 59 members, holding the balance of power in a Parliament where Labour was the largest party but lacked an overall majority. Lloyd George offered a degree of support to the Labour government in the hope of winning concessions, including a degree of electoral reform to introduce the alternative vote, but this support was to prove bitterly divisive as the Liberals increasingly divided between those seeking to gain what Liberal goals they could achieve, those who preferred a Conservative government to a Labour one and vice versa.
Splits over the National Government
A group of Liberal MPs led by Sir John Simon opposed the Liberal Party's support for the minority Labour government. They preferred to reach an accommodation with the Conservatives. In 1931 MacDonald's Labour government fell apart in response to the Great Depression. Macdonald agreed to lead a National Government of all parties, which passed a budget to deal with the financial crisis. When few Labour MPs backed the National government, it became clear that the Conservatives had the clear majority of government supporters. They then forced MacDonald to call a general election. Lloyd George called for the party to leave the National Government but only a few MPs and candidates followed. The majority, led by Sir Herbert Samuel, decided to contest the elections as part of the government. The bulk of Liberal MPs supported the government, – the Liberal Nationals (officially the "National Liberals" after 1947) led by Simon, also known as "Simonites", and the "Samuelites" or "official Liberals", led by Samuel who remained as the official party. Both groups secured about 34 MPs but proceeded to diverge even further after the election, with the Liberal Nationals remaining supporters of the government throughout its life. There were to be a succession of discussions about them rejoining the Liberals, but these usually foundered on the issues of free trade and continued support for the National Government. The one significant reunification came in 1946 when the Liberal and Liberal National party organisations in London merged. The National Liberals, as they were called by then, were gradually absorbed into the Conservative Party, finally merging in 1968.
The official Liberals found themselves a tiny minority within a government committed to protectionism. Slowly they found this issue to be one they could not support. In early 1932 it was agreed to suspend the principle of collective responsibility to allow the Liberals to oppose the introduction of tariffs. Later in 1932 the Liberals resigned their ministerial posts over the introduction of the Ottawa Agreement on Imperial Preference. However, they remained sitting on the government benches supporting it in Parliament, though in the country local Liberal activists bitterly opposed the government. Finally in late 1933 the Liberals crossed the floor of the House of Commons and went into complete opposition. By this point their number of MPs was severely depleted. In the 1935 general election, just 17 Liberal MPs were elected, along with Lloyd George and three followers as independent Liberals. Immediately after the election the two groups reunited, though Lloyd George declined to play much of a formal role in his old party. Over the next ten years there would be further defections as MPs deserted to either the Liberal Nationals or Labour. Yet there were a few recruits, such as Clement Davies, who had deserted to the National Liberals in 1931 but now returned to the party during World War II and who would lead it after the war.
Near extinction
Samuel had lost his seat in the 1935 election and the leadership of the party fell to Sir Archibald Sinclair. With many traditional domestic Liberal policies now regarded as irrelevant, he focused the party on opposition to both the rise of Fascism in Europe and the appeasement foreign policy of the National Government, arguing that intervention was needed, in contrast to the Labour calls for pacifism. Despite the party's weaknesses, Sinclair gained a high profile as he sought to recall the Midlothian Campaign and once more revitalise the Liberals as the party of a strong foreign policy.
In 1940, they joined Churchill's wartime coalition government, with Sinclair serving as Secretary of State for Air, the last British Liberal to hold Cabinet rank office for seventy years. However, it was a sign of the party's lack of importance that they were not included in the War Cabinet; some leading party members founded Radical Action, a group which called for liberal candidates to break the war-time electoral pact. At the 1945 general election, Sinclair and many of his colleagues lost their seats to both Conservatives and Labour and the party returned just 12 MPs to Westminster, but this was just the beginning of the decline. In 1950, the general election saw the Liberals return just nine MPs. Another general election was called in 1951 and the Liberals were left with just six MPs and all but one of them were aided by the fact that the Conservatives refrained from fielding candidates in those constituencies.
In 1957, this total fell to five when one of the Liberal MPs died and the subsequent by-election was lost to the Labour Party, which selected the former Liberal Deputy Leader Megan Lloyd George as its own candidate. The Liberal Party seemed close to extinction. During this low period, it was often joked that Liberal MPs could hold meetings in the back of one taxi.
Liberal revival
Through the 1950s and into the 1960s the Liberals survived only because a handful of constituencies in rural Scotland and Wales clung to their Liberal traditions, whilst in two English towns, Bolton and Huddersfield, local Liberals and Conservatives agreed to each contest only one of the town's two seats. Jo Grimond, for example, who became Leader of the Liberal Party in 1956, was MP for the remote Orkney and Shetland islands. Under his leadership a Liberal revival began, marked by the Orpington by-election of March 1962 which was won by Eric Lubbock. There, the Liberals won a seat in the London suburbs for the first time since 1935.
The Liberals became the first of the major British political parties to advocate British membership of the European Economic Community. Grimond also sought an intellectual revival of the party, seeking to position it as a non-socialist radical alternative to the Conservative government of the day. In particular he canvassed the support of the young post-war university students and recent graduates, appealing to younger voters in a way that many of his recent predecessors had not, and asserting a new strand of Liberalism for the post-war world.
The new middle-class suburban generation began to find the Liberals' policies attractive again. Under Grimond (who retired in 1967) and his successor, Jeremy Thorpe, the Liberals regained the status of a serious third force in British politics, polling up to 20% of the vote, but unable to break the duopoly of Labour and Conservative and win more than fourteen seats in the Commons. An additional problem was competition in the Liberal heartlands in Scotland and Wales from the Scottish National Party and Plaid Cymru who both grew as electoral forces from the 1960s onwards. Although Emlyn Hooson held on to the seat of Montgomeryshire, upon Clement Davies death in 1962, the party lost five Welsh seats between 1950 and 1966. In September 1966, the Welsh Liberal Party formed their own state party, moving the Liberal Party into a fully federal structure.
In local elections, Liverpool remained a Liberal stronghold, with the party taking the plurality of seats on the elections to the new Liverpool Metropolitan Borough Council in 1973. On 26 July 1973, the party won two by-elections on the same day, in the Isle of Ely (with Clement Freud), and Ripon (with David Austick). In the February 1974 general election, the Conservative government of Edward Heath won a plurality of votes cast, but the Labour Party gained a plurality of seats. The Conservatives were unable to form a government due to the Ulster Unionist MPs refusing to support the Conservatives after the Northern Ireland Sunningdale Agreement. The Liberals obtained 6.1 million votes, the most it would ever achieve, and now held the balance of power in the Commons. Conservatives offered Thorpe the Home Office if he would join a coalition government with Heath. Thorpe was personally in favour of it, but the party insisted it would only agree pending a clear government commitment to introducing proportional representation (PR) and a change of prime minister. The former was unacceptable to Heath's cabinet and the latter to Heath personally, so the talks collapsed. Instead, a minority Labour government was formed under Harold Wilson but with no formal support from Thorpe. In the October 1974 general election, the Liberals total vote slipped back slightly (and declined in each of the next three) and the Labour government won a wafer-thin majority.
Thorpe was subsequently forced to resign after allegations that he attempted to have his homosexual lover murdered by a hitman. The party's new leader, David Steel, negotiated the Lib-Lab pact with Wilson's successor as prime minister, James Callaghan. According to this pact, the Liberals would support the government in crucial votes in exchange for some influence over policy. The agreement lasted from 1977 to 1978, but proved mostly fruitless, for two reasons: the Liberals' key demand of PR was rejected by most Labour MPs, whilst the contacts between Liberal spokespersons and Labour ministers often proved detrimental, such as between Treasury spokesperson John Pardoe and Chancellor of the Exchequer Denis Healey, who were mutually antagonistic.
Alliance, Liberal Democrats and reconstituted Liberal Party
The Conservative Party under the leadership of Margaret Thatcher won the 1979 general election, placing the Labour Party back in opposition, which served to push the Liberals back into the margins.
In 1981, defectors from a moderate faction of the Labour Party, led by former Cabinet ministers Roy Jenkins, David Owen and Shirley Williams, founded the Social Democratic Party (SDP). The new party and the Liberals quickly formed the SDP–Liberal Alliance, which for a while polled as high as 50% in the opinion polls and appeared capable of winning the next general election. Indeed, Steel was so confident of an Alliance victory that he told the 1981 Liberal conference, "Go back to your constituencies, and prepare for government!".
However, the Alliance was overtaken in the polls by the Tories in the aftermath of the Falkland Islands War and at the 1983 general election the Conservatives were re-elected by a landslide, with Labour once again forming the opposition. While the SDP–Liberal Alliance came close to Labour in terms of votes (a share of more than 25%), it only had 23 MPs compared to Labour's 209. The Alliance's support was spread out across the country, and was not concentrated in enough areas to translate into seats.
In the 1987 general election, the Alliance's share of the votes fell slightly and it now had 22 MPs. In the election's aftermath Steel proposed a merger of the two parties. Most SDP members voted in favour of the merger, but SDP leader David Owen objected and continued to lead a "rump" SDP.
In March 1988, the Liberal Party and Social Democratic Party merged to create the Social and Liberal Democrats, renamed the Liberal Democrats in October 1989. Over two-thirds of Liberal members joined the merged party, along with all sitting MPs. Steel and SDP leader Robert Maclennan served briefly as interim leaders of the merged party.
A group of Liberal opponents of the merger with the Social Democrats, including Michael Meadowcroft (the former Liberal MP for Leeds West) and Paul Wiggin (who served on Peterborough City Council as a Liberal), continued with a new party organisation under the name of the 'Liberal Party'. Meadowcroft joined the Liberal Democrats in 2007, but the Liberal Party as reconstituted in 1989 continues to hold council seats and field candidates in Westminster Parliamentary elections. None of the nineteen Liberal candidates in 2019 achieved 5% of the votes, resulting in all losing their deposits.
Ideology
During the 19th century, the Liberal Party was broadly in favour of what would today be called classical liberalism, supporting laissez-faire economic policies such as free trade and minimal government interference in the economy (this doctrine was usually termed Gladstonian liberalism after the Victorian era Liberal Prime Minister William Gladstone). The Liberal Party favoured social reform, personal liberty, reducing the powers of the Crown and the Church of England (many of them were nonconformists) and an extension of the electoral franchise. Sir William Harcourt, a prominent Liberal politician in the Victorian era, said this about liberalism in 1872: If there be any party which is more pledged than another to resist a policy of restrictive legislation, having for its object social coercion, that party is the Liberal party. (Cheers.) But liberty does not consist in making others do what you think right, (Hear, hear.) The difference between a free Government and a Government which is not free is principally this—that a Government which is not free interferes with everything it can, and a free Government interferes with nothing except what it must. A despotic Government tries to make everybody do what it wishes; a Liberal Government tries, as far as the safety of society will permit, to allow everybody to do as he wishes. It has been the tradition of the Liberal party consistently to maintain the doctrine of individual liberty. It is because they have done so that England is the place where people can do more what they please than in any other country in the world. [...] It is this practice of allowing one set of people to dictate to another set of people what they shall do, what they shall think, what they shall drink, when they shall go to bed, what they shall buy, and where they shall buy it, what wages they shall get and how they shall spend them, against which the Liberal party have always protested.
The political terms of "modern", "progressive" or "new" Liberalism began to appear in the mid to late 1880s and became increasingly common to denote the tendency in the Liberal Party to favour an increased role for the state as more important than the classical liberal stress on self-help and freedom of choice.
By the early 20th century, the Liberals stance began to shift towards "New Liberalism", what would today be called social liberalism, namely a belief in personal liberty with a support for government intervention to provide social welfare. This shift was best exemplified by the Liberal government of H. H. Asquith and his Chancellor David Lloyd George, whose Liberal reforms in the early 1900s created a basic welfare state.
David Lloyd George adopted a programme at the 1929 general election entitled We Can Conquer Unemployment!, although by this stage the Liberals had declined to third-party status. The Liberals as expressed in the Liberal Yellow Book now regarded opposition to state intervention as being a characteristic of right-wing extremists.
After nearly becoming extinct in the 1940s and the 1950s, the Liberal Party revived its fortunes somewhat under the leadership of Jo Grimond in the 1960s by positioning itself as a radical centrist, non-socialist alternative to the Conservative and Labour Party governments of the time.
Religious alignment
Since 1660, nonconformist Protestants have played a major role in English politics. Relatively few MPs were Dissenters. However the Dissenters were a major voting bloc in many areas, such as the East Midlands. They were very well organised and highly motivated and largely won over the Whigs and Liberals to their cause. Down to the 1830s, Dissenters demanded removal of political and civil disabilities that applied to them (especially those in the Test and Corporation Acts). The Anglican establishment strongly resisted until 1828. Numerous reforms of voting rights, especially that of 1832, increased the political power of Dissenters. They demanded an end to compulsory church rates, in which local taxes went only to Anglican churches. They finally achieved the end of religious tests for university degrees in 1905. Gladstone brought the majority of Dissenters around to support for Home Rule for Ireland, putting the dissenting Protestants in league with the Irish Roman Catholics in an otherwise unlikely alliance. The Dissenters gave significant support to moralistic issues, such as temperance and sabbath enforcement. The nonconformist conscience, as it was called, was repeatedly called upon by Gladstone for support for his moralistic foreign policy. In election after election, Protestant ministers rallied their congregations to the Liberal ticket. In Scotland, the Presbyterians played a similar role to the Nonconformist Methodists, Baptists and other groups in England and Wales.
By the 1820s, the different Nonconformists, including Wesleyan Methodists, Baptists, Congregationalists and Unitarians, had formed the Committee of Dissenting Deputies and agitated for repeal of the highly restrictive Test and Corporation Acts. These Acts excluded Nonconformists from holding civil or military office or attending Oxford or Cambridge, compelling them to set up their own Dissenting Academies privately. The Tories tended to be in favour of these Acts and so the Nonconformist cause was linked closely to the Whigs, who advocated civil and religious liberty. After the Test and Corporation Acts were repealed in 1828, all the Nonconformists elected to Parliament were Liberals. Nonconformists were angered by the Education Act 1902, which integrated Church of England denominational schools into the state system and provided for their support from taxes. John Clifford formed the National Passive Resistance Committee and by 1906 over 170 Nonconformists had gone to prison for refusing to pay school taxes. They included 60 Primitive Methodists, 48 Baptists, 40 Congregationalists and 15 Wesleyan Methodists.
The political strength of Dissent faded sharply after 1920 with the secularisation of British society in the 20th century. The rise of the Labour Party reduced the Liberal Party strongholds into the nonconformist and remote "Celtic Fringe", where the party survived by an emphasis on localism and historic religious identity, thereby neutralising much of the class pressure on behalf of the Labour movement. Meanwhile, the Anglican Church was a bastion of strength for the Conservative Party. On the Irish issue, the Anglicans strongly supported unionism. Increasingly after 1850, the Roman Catholic element in England and Scotland was composed of recent emigrants from Ireland who largely voted for the Irish Parliamentary Party until its collapse in 1918.
Liberal leaders
Liberal Leaders in the House of Lords
Granville George Leveson-Gower, 2nd Earl Granville (1859–1865)
John Russell, 1st Earl Russell (1865–1868)
Granville George Leveson-Gower, 2nd Earl Granville (1868–1891)
John Wodehouse, 1st Earl of Kimberley (1891–1894)
Archibald Philip Primrose, 5th Earl of Rosebery (1894–1896)
John Wodehouse, 1st Earl of Kimberley (1896–1902)
John Spencer, 5th Earl Spencer (1902–1905)
George Robinson, 1st Marquess of Ripon (1905–1908)
Robert Crewe-Milnes, 1st Marquess of Crewe (1908–1923)
Edward Grey, 1st Viscount Grey of Fallodon (1923–1924)
William Lygon, 7th Earl Beauchamp (1924–1931)
Rufus Isaacs, 1st Marquess of Reading (1931–1936)
Robert Crewe-Milnes, 1st Marquess of Crewe (1936–1944)
Herbert Samuel, 1st Viscount Samuel (1944–1955)
Philip Rea, 2nd Baron Rea (1955–1967)
Frank Byers, Baron Byers (1967–1984)
Nancy Seear, Baroness Seear (1984–1989)
Liberal Leaders in the House of Commons
Henry John Temple, 3rd Viscount Palmerston (1859–1865)
William Gladstone (1865–1875)
Spencer Cavendish, 8th Duke of Devonshire (1875–1880)
William Gladstone (1880–1894)
Sir William Harcourt (1894–1898)
Sir Henry Campbell-Bannerman (1899–1908)
H. H. Asquith (1908–1916)
Leaders of the Liberal Party
H. H. Asquith, 1st Earl of Oxford and Asquith, 1925 (1916–1926)
Donald Maclean, Acting Leader (1919–1920)
David Lloyd George (1926–1931)
Sir Herbert Samuel (1931–1935)
Sir Archibald Sinclair (1935–1945)
Clement Davies (1945–1956)
Jo Grimond (1956–1967)
Jeremy Thorpe (1967–1976)
Jo Grimond, Interim Leader (1976)
David Steel (1976–1988)
Deputy Leaders of the Liberal Party in the House of Commons
Herbert Samuel (1929–1931)
Archibald Sinclair (1931–1935)
Post vacant (1935–1940)
Percy Harris (1940–1945)
Post vacant (1945–1949)
Megan Lloyd George (1949–1951)
Post vacant (1951–1962)
Donald Wade (1962–1964)
Post vacant (1964–1979)
John Pardoe (1976–1979)
Post vacant (1979–1985)
Alan Beith (1985–1988)
Deputy Leaders of the Liberal Party in the House of Lords
Eric Drummond, 16th Earl of Perth (1946–1951)
Walter Layton, 1st Baron Layton (1952–1955)
Post vacant (1955–1965)
Gladwyn Jebb, 1st Baron Gladwyn (1965–1988)
Liberal Party front bench team members
1945–1956
1956–1967
1967–1976
Electoral performance
Notes
See also
:Category:Liberal Party (UK) MPs
List of Liberal Party (UK) MPs
Liberalism in the United Kingdom
Liberal Democrats
List of United Kingdom Liberal Party Leaders
List of United Kingdom Whig and allied party leaders (1801–59)
List of Liberal Chief Whips
President of the Liberal Party
List of UK Liberal Party general election manifestos
References
Further reading
Adelman, Paul. The decline of the Liberal Party 1910–1931 (2nd ed. Routledge, 2014).
Bentley, Michael The Climax of Liberal Politics: British Liberalism in Theory and Practice, 1868–1918 (1987).
Brack, Duncan; Ingham, Robert; Little, Tony, eds. British Liberal Leaders (2015).
Campbell, John Lloyd George, The Goat in the Wilderness, 1922–31 (1977).
Clarke, P. F. "The Electoral Position of the Liberal and Labour Parties, 1910–1914." English Historical Review 90.357 (1975): 828–836. in JSTOR.
Cook, Chris. A Short History of the Liberal Party, 1900–2001 (6th edition). Basingstoke: Palgrave, 2002. .
Cregier, Don M. "The Murder of the British Liberal Party," The History Teacher 3#4 (1970), pp. 27–36 online edition
Cross, Colin. The Liberals in Power, 1905–1914 (1963).
David, Edward. “The Liberal Party Divided 1916–1918.” Historical Journal 13#3 (1970, pp. 509–32, online
Dangerfield, George. The Strange Death of Liberal England (1935), a famous classic online free.
Dutton, David. A History of the Liberal Party Since 1900 (2nd ed. Palgrave Macmillan, 2013).
Fairlie, Henry. "Oratory in Political Life," History Today (Jan 1960) 10#1 pp 3–13. A survey of political oratory in Britain from 1730 to 1960.
Fahey, David M. “Temperance and the Liberal Party – Lord Peel's Report, 1899.” Journal of British Studies 20#3 (1971), pp. 132–59, online.
Gilbert, Bentley Brinkerhoff. David Lloyd George: A Political Life: The Architect of Change 1863–1912 (1987)' David Lloyd George: A Political Life: Organizer of Victory, 1912–1916 (1992).
Goodlad, Graham D. “The Liberal Party and Gladstone's Land Purchase Bill of 1886.” Historical Journal 32#3 (1989), pp. 627–41, online.
Hammond, J. L. and M. R. D. Foot. Gladstone and Liberalism (1952)
Häusermann, Silja, Georg Picot, and Dominik Geering. "Review article: Rethinking party politics and the welfare state–recent advances in the literature". British Journal of Political Science 43#1 (2013): 221–240.online.
Hazlehurst, Cameron. "Asquith as Prime Minister, 1908–1916," The English Historical Review 85#336 (1970), pp. 502–531 in JSTOR.
Heyck, Thomas William. “Home Rule, Radicalism, and the Liberal Party, 1886–1895.” Journal of British Studies 13#2 (1974), pp. 66–91, online.
Hughes, K. M. “A Political Party and Education: Reflections on the Liberal Party's Educational Policy, 1867–1902.” British Journal of Educational Studies 8#2, (1960), pp. 112–26, online.
Jenkins, Roy. "From Gladstone to Asquith: The Late Victorian Pattern of Liberal Leadership," History Today (July 1964) 14#7 pp 445–452.
Jenkins, Roy. Asquith: portrait of a man and an era (1964).
Jenkins, T. A. “Gladstone, the Whigs and the Leadership of the Liberal Party, 1879–1880.” Historical Journal 27#2 (1984), pp. 337–60, online.
Jones, Thomas. Lloyd George (1951), short biography
Kellas, James G. “The Liberal Party in Scotland 1876–1895.” Scottish Historical Review 44#137, (1965), pp. 1–16, online
Laybourn, Keith. "The rise of Labour and the decline of Liberalism: the state of the debate." History 80.259 (1995): 207–226, historiography.
Lubenow, W. C. “Irish Home Rule and the Social Basis of the Great Separation in the Liberal Party in 1886.” Historical Journal 28#1 (1985), pp. 125–42, online.
Lynch, Patricia. The Liberal Party in Rural England, 1885–1910: Radicalism and Community (2003).
MacAllister, Iain, et al., "Yellow fever? The political geography of Liberal voting in Great Britain," Political Geography (2002) 21#4 pp. 421–447.
McEwen, John M. “The Liberal Party and the Irish Question during the First World War.” Journal of British Studies, 12#1, (1972), pp. 109–31, online.
McGill, Barry. “Francis Schnadhorst and Liberal Party Organization.” Journal of Modern History 34#1 (1962), pp. 19–39, online.
Machin, G. I. T. "Gladstone and Nonconformity in the 1860s: The Formation of an Alliance." Historical Journal 17, no. 2 (1974): 347–64. online.
McCready, H. W. “Home Rule and the Liberal Party, 1899–1906.” Irish Historical Studies 13#52, (1963), pp. 316–48, online.
Mowat, Charles Loch. Britain between the Wars, 1918–1940 (1955) 694 pp. scholarly survey online
Packer, Ian. Liberal government and politics, 1905–15 (Springer, 2006).
Parry, Jonathan. The Rise and Fall of Liberal Government in Victorian Britain (Yale, 1993) .
Poe, William A. “Conservative Nonconformists: Religious Leaders and the Liberal Party in Yorkshire/Lancashire.” Nineteenth Century Studies, vol. 2, (1988), pp. 63–72, online.
Pugh, Martin D. "Asquith, Bonar Law and the First Coalition." Historical Journal 17.4 (1974): 813–836.
Pugh, Martin. “The Liberal Party and the Popular Front.” English Historical Review 121#494, (2006), pp. 1327–50, online.
Rossi, John P. “The Transformation of the British Liberal Party: A Study of the Tactics of the Liberal Opposition, 1874–1880.” Transactions of the American Philosophical Society 68#8, (1978), pp. 1–133, online.
Rossi, John P. “English Catholics, the Liberal Party, and the General Election of 1880.” Catholic Historical Review, 63#3, (1977), pp. 411–27, online.
Russell, A.K. Liberal Landslide: The General Election of 1906 (David & Charles, 1973).
Searle, G. R. “The Edwardian Liberal Party and Business.” English Historical Review 98#386, (1983), pp. 28–60, online.
Searle, G. R. A New England? Peace and war, 1886–1918 (Oxford University Press, 2004), wide-ranging scholarly survey
Thorpe, Andrew. "Labour Leaders and the Liberals, 1906–1924", Cercles 21 (2011), pp. 39–54. online.
Tregidga, Garry. “Turning of the Tide? A Case Study of the Liberal Party in Provincial Britain in the Late 1930s.” History 92#3 (2007), pp. 347–66, online.
Weiler, Peter. The New Liberalism: Liberal Social Theory in Great Britain, 1889–1914 (Routledge, 2016).
Wilson, Trevor. The Downfall of the Liberal Party: 1914–1935 (1966).
Historiography
St. John, Ian. The Historiography of Gladstone and Disraeli (Anthem Press, 2016) 402 pp. excerpt.
Thompson, J. A. “The Historians and the Decline of the Liberal Party.” Albion' 22#1, (1990), pp. 65–83, online.
Primary sources
Liberal Magazine 1901 in-depth coverage of 1900.
Liberal Magazine 1900 in-depth coverage of 1899.
Biographies and voting returns since 1880s.
Craig, Frederick Walter Scott, ed. (1975). British General Election Manifestos, 1900–74''. Springer.
External links
Liberal Democrat History Group.
Catalogue of the Liberal Party papers (mostly dating from after 1945) at LSE Archives.
The Liberal Magazine Volume 2 1895.
Liberal Magazine A Periodical for the Use of Liberal Speakers, Writers and Canvassers Volume 1 1893.
Facts for Liberal Politicians By John Noble 1879.
Proceedings in Connection with the Annual Meeting of the National Liberal Federation with the Annual Report By National Liberal Federation, 1881.
Election Address and Speeches By Samuel Smith, 1882.
Annual Report Presented at a Meeting of the Council By National Liberal Federation, 1887.
Proceedings of the Annual Meeting of the Council By National Liberal Federation, 1895.
Five Years of Liberal Policy and Conservative Opposition By George Charles Brodrick, 1874.
Leaflets published by the Liberal Publication Department for the General Election of 1906, 1906.
The Liberal year book for 1908.
The Government's record, 1906–1913 : seven years of Liberal legislation and administration By Liberal Publication Dept. (Great Britain).
The Yale Review Volume 4 1895.
The Age of Lloyd George The Liberal Party and British Politics, 1890–1929 By Kenneth O. Morgan, 2021.
Classical liberal parties
Social liberal parties
Defunct political parties in the United Kingdom
United Kingdom 1860s
Political parties established in 1859
Political parties disestablished in 1988
1859 establishments in the United Kingdom
1988 disestablishments in the United Kingdom
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4484 | https://en.wikipedia.org/wiki/Bank%20of%20England | Bank of England | The Bank of England is the central bank of the United Kingdom and the model on which most modern central banks have been based. Established in 1694 to act as the English Government's banker, and still one of the bankers for the Government of the United Kingdom, it is the world's eighth-oldest bank. It was privately owned by stockholders from its foundation in 1694 until it was nationalised in 1946 by the Attlee ministry.
The bank became an independent public organisation in 1998, wholly owned by the Treasury Solicitor on behalf of the government, with a mandate to support the economic policies of the government of the day, but independence in maintaining price stability.
The bank is one of eight banks authorised to issue banknotes in the United Kingdom, has a monopoly on the issue of banknotes in England and Wales, and regulates the issuance of banknotes by commercial banks in Scotland and Northern Ireland.
The bank's Monetary Policy Committee has devolved responsibility for managing monetary policy. The Treasury has reserve powers to give orders to the committee "if they are required in the public interest and by extreme economic circumstances", but Parliament must endorse such orders within 28 days. In addition, the bank's Financial Policy Committee was set up in 2011 as a macroprudential regulator to oversee the UK's financial sector.
The bank's headquarters have been in London's main financial district, the City of London, on Threadneedle Street, since 1734. It is sometimes known as "The Old Lady of Threadneedle Street", a name taken from a satirical cartoon by James Gillray in 1797. The road junction outside is known as Bank Junction.
As a regulator and central bank, the Bank of England has not offered consumer banking services for many years, but it still does manage some public-facing services, such as exchanging superseded bank notes. Until 2016, the bank provided personal banking services as a privilege for employees.
History
Founding
England's crushing defeat by France, the dominant naval power, in naval engagements culminating in the 1690 Battle of Beachy Head, became the catalyst for England to rebuild itself as a global power. William III's government wanted to build a naval fleet that would rival that of France; however, the ability to construct this fleet was hampered both by a lack of available public funds and the low credit of the English government in London. This lack of credit made it impossible for the English government to borrow the £1,200,000 (at 8% per annum) that it wanted to construct the fleet.
To induce subscription to the loan, the subscribers were to be incorporated by the name of the Governor and Company of the Bank of England. The bank was given exclusive possession of the government's balances and was the only limited-liability corporation allowed to issue bank notes. The lenders would give the government cash (bullion) and issue notes against the government bonds, which could be lent again. The £1.2 million was raised in 12 days, largely thanks to William Phips who invested the enormous booty from a Spanish galleon, the Nuestra Señora de la Concepción; half of this was used to rebuild the navy.
As a side effect, the huge industrial effort needed, including establishing ironworks to make more nails and advances in agriculture feeding the quadrupled strength of the navy, started to transform the economy. This helped the new Kingdom of Great Britain – England and Scotland were formally united in 1707 – to become powerful. The power of the navy made Britain the dominant world power in the late 18th and early 19th centuries.
The establishment of the bank was devised by Charles Montagu, 1st Earl of Halifax, in 1694. The plan of 1691, which had been proposed by William Paterson three years before, had not then been acted upon. Fifty-eight years earlier, in 1636, financier to the king, Philip Burlamachi, had proposed exactly the same idea in a letter addressed to Francis Windebank. He proposed a loan of £1.2 million to the government; in return the subscribers would be incorporated as The Governor and Company of the Bank of England with long-term banking privileges including the issue of notes.
The royal charter was granted on 27 July through the passage of the Tonnage Act 1694. Public finances were in such dire condition at the time that the terms of the loan were that it was to be serviced at a rate of 8% per annum, and there was also a service charge of £4,000 per annum for the management of the loan. The first governor was John Houblon (who was later depicted on a £50 note).
The bank initially did not have its own building, first opening on 1 August 1694 in Mercers' Hall on Cheapside. This however was found to be too small and from 31 December 1694 the bank operated from Grocers' Hall, located then on Poultry, where it would remain for almost 40 years.
18th century
In 1700, the Hollow Sword Blade Company was purchased by a group of businessmen who wished to establish a competing English bank (in an action that would today be considered a "back door listing"). The Bank of England's initial monopoly on English banking was due to expire in 1710. However, it was instead renewed, and the Sword Blade company failed to achieve its goal.
The South Sea Company was established in 1711. In 1720 it became responsible for part of the UK's national debt, becoming a major competitor to the Bank of England. While the "South Sea Bubble" disaster soon ensued, the company continued managing part of the UK national debt until 1853.
The Bank of England moved to its current location in Threadneedle Street in 1734 and thereafter slowly acquired neighbouring land to create the site necessary for erecting the bank's original home at this location, under the direction of its chief architect John Soane, between 1790 and 1827. (Herbert Baker's rebuilding of the bank in the first half of the 20th century, demolishing most of Soane's masterpiece, was described by architectural historian Nikolaus Pevsner as "the greatest architectural crime, in the City of London, of the twentieth century".)
The bank's charter was again renewed in 1742 and 1764.
The credit crisis of 1772 has been described as the first modern banking crisis faced by the Bank of England. The whole City of London was in uproar when Alexander Fordyce was declared bankrupt. In August 1773, the Bank of England assisted the EIC with a loan. The strain upon the reserves of the Bank of England was not eased until towards the end of the year.
When the idea and reality of the national debt came about during the 18th century, this was also largely managed by the bank.
During the American War of Independence, business for the bank was so good that George Washington remained a shareholder throughout the period.
By the bank's charter renewal in 1781, it was also the bankers' bank – keeping enough gold to pay its notes on demand until 26 February 1797 when war had so diminished gold reserves that – following an invasion scare caused by the Battle of Fishguard days earlier – the government prohibited the bank from paying out in gold by the passing of the bank Restriction Act 1797. This prohibition lasted until 1821.
19th century
In 1825–26 the bank was able to avert a liquidity crisis when Nathan Mayer Rothschild succeeded in supplying it with gold.
The Bank Charter Act 1844 tied the issue of notes to the gold reserves and gave the bank sole rights with regard to the issue of banknotes in England. Private banks that had previously had that right retained it, provided that their headquarters were outside London and that they deposited security against the notes that they issued.
The bank acted as lender of last resort for the first time in the panic of 1866.
20th century
The last private bank in England to issue its own notes was Thomas Fox's Fox, Fowler and Company bank in Wellington, which rapidly expanded until it merged with Lloyds Bank in 1927. They were legal tender until 1964. There are nine notes left in circulation; one is housed at Tone Dale House, Wellington. (Scottish and Northern Irish private banks continue to issue notes regulated by the bank.)
Britain was on the gold standard, meaning the value of sterling was fixed by the price of gold, until 1931 when the Bank of England had to take Britain off the gold standard due to the effects of Great Depression spreading to Europe.
During the governorship of Montagu Norman, from 1920 to 1944, the bank made deliberate efforts to move away from commercial banking and become a central bank.
During WWII, over 10% of the face value of circulating Pound Sterling banknotes were forgeries produced by Germany.
In 1946, shortly after the end of Montagu Norman's tenure, the bank was nationalised by the Labour government.
The bank pursued the multiple goals of Keynesian economics after 1945, especially "easy money" and low-interest rates to support aggregate demand. It tried to keep a fixed exchange rate and attempted to deal with inflation and sterling weakness by credit and exchange controls.
The bank's "10 bob note" was withdrawn from circulation in 1970 in preparation for Decimal Day in 1971.
In 1977 the Bank set up a wholly owned subsidiary called Bank of England Nominees Limited (BOEN), a now-defunct private limited company, with two of its hundred £1 shares issued. According to its memorandum of association, its objectives were: "To act as Nominee or agent or attorney either solely or jointly with others, for any person or persons, partnership, company, corporation, government, state, organisation, sovereign, province, authority, or public body, or any group or association of them". Bank of England Nominees Limited was granted an exemption by Edmund Dell, Secretary of State for Trade, from the disclosure requirements under Section 27(9) of the Companies Act 1976, because "it was considered undesirable that the disclosure requirements should apply to certain categories of shareholders". The Bank of England is also protected by its royal charter status and the Official Secrets Act. BOEN was a vehicle for governments and heads of state to invest in UK companies (subject to approval from the Secretary of State), providing they undertake "not to influence the affairs of the company". In its later years, BOEN was no longer exempt from company law disclosure requirements. Although a dormant company, dormancy does not preclude a company actively operating as a nominee shareholder. BOEN had two shareholders: the Bank of England, and the Secretary of the Bank of England.
The reserve requirement for banks to hold a minimum fixed proportion of their deposits as reserves at the Bank of England was abolished in 1981: see for more details. The contemporary transition from Keynesian economics to Chicago economics was analysed by Nicholas Kaldor in The Scourge of Monetarism.
The handing over of monetary policy to the bank became a key plank of the Liberal Democrats' economic policy for the 1992 general election. Conservative MP Nicholas Budgen had also proposed this as a private member's bill in 1996, but the bill failed as it had the support of neither the government nor the opposition.
The UK government left the expensive-to-maintain European Exchange Rate Mechanism in September 1992, in an action that cost HM Treasury over £3 billion. This led to closer communication between the government and the bank.
In 1993, the bank produced its first Inflation Report for the government, detailing inflationary trends and pressures. This annually produced report remains one of the bank's major publications. The success of inflation targeting in the United Kingdom has been attributed to the bank's focus on transparency. The Bank of England has been a leader in producing innovative ways of communicating information to the public, especially through its Inflation Report, which many other central banks have emulated.
The bank celebrated its three-hundredth birthday in 1994.
In 1996, the bank produced its first Financial Stability Review. This annual publication became known as the Financial Stability Report in 2006. Also that year, the bank set up its real-time gross settlement (RTGS) system to improve risk-free settlement between UK banks.
On 6 May 1997, following the 1997 general election that brought a Labour government to power for the first time since 1979, it was announced by the Chancellor of the Exchequer, Gordon Brown, that the bank would be granted operational independence over monetary policy. Under the terms of the Bank of England Act 1998 (which came into force on 1 June 1998) the bank's Monetary Policy Committee (MPC) was given sole responsibility for setting interest rates to meet the Government's Retail Prices Index (RPI) inflation target of 2.5%. The target has changed to 2% since the Consumer Price Index (CPI) replaced the Retail Prices Index as the Treasury's inflation index. If inflation overshoots or undershoots the target by more than 1% the Governor has to write a letter to the Chancellor of the Exchequer explaining why, and how he will remedy the situation.
Independent central banks that adopt an inflation target are known as Friedmanite central banks. This change in Labour's politics was described by Skidelsky in The Return of the Master as a mistake and as an adoption of the rational expectations hypothesis as promulgated by Alan Walters. Inflation targets combined with central bank independence have been characterised as a "starve the beast" strategy creating a lack of money in the public sector.
1913 attempted bombing
A terrorist bombing was attempted outside the Bank of England building on 4 April 1913. A bomb was discovered smoking and ready to explode next to railings outside the building. The bomb had been planted as part of the suffragette bombing and arson campaign, in which the Women's Social and Political Union (WSPU) launched a series of politically motivated bombing and arson attacks nationwide as part of their campaign for women's suffrage. The bomb was defused before it could detonate, in what was then one of the busiest public streets in the capital, which likely prevented many civilian casualties. The bomb had been planted the day after WSPU leader Emmeline Pankhurst was sentenced to three years' imprisonment for carrying out a bombing on the home of politician David Lloyd George.
The remains of the bomb, which was built into a milk churn, are now on display at the City of London Police Museum.
21st century
Mervyn King became the Governor of the Bank of England on 30 June 2003.
In 2009, a request made to HM Treasury under the Freedom of Information Act sought details about the 3% Bank of England stock owned by unnamed shareholders whose identity the bank is not at liberty to disclose. In a letter of reply dated 15 October 2009, HM Treasury explained that "Some of the 3% Treasury stock which was used to compensate former owners of Bank stock has not been redeemed. However, interest is paid out twice a year and it is not the case that this has been accumulating and compounding."
The Financial Services Act 2012 gave the bank additional functions and bodies, including an independent Financial Policy Committee (FPC), the Prudential Regulation Authority (PRA), and more powers to supervise financial market infrastructure providers.
Canadian Mark Carney assumed the post of Governor of the Bank of England on 1 July 2013. He served an initial five-year term rather than the typical eight. He became the first Governor not to be a United Kingdom citizen but has since been granted citizenship. At Government request, his term was extended to 2019, then again to 2020. , the bank also had four Deputy Governors.
BOEN was dissolved, following liquidation, in July 2017.
Andrew Bailey succeeded Carney as the Governor of the Bank of England on 16 March 2020.
Functions
Two main areas are tackled by the bank to ensure it carries out these functions efficiently:
Monetary stability
Stable prices and confidence in the currency are the two main criteria for monetary stability. Stable prices are maintained by seeking to ensure that price increases meet the Government's inflation target. The bank aims to meet this target by adjusting the base interest rate, which is decided by the Monetary Policy Committee, and through its communications strategy, such as publishing yield curves.
Maintaining financial stability involves protecting against threats to the whole financial system. Threats are detected by the bank's surveillance and market intelligence functions. The threats are then dealt with through financial and other operations, both at home and abroad. In exceptional circumstances, the bank may act as the lender of last resort by extending credit when no other institution will.
The bank works together with other institutions to secure both monetary and financial stability, including:
HM Treasury, the Government department responsible for financial and economic policy; and
Other central banks and international organisations, with the aim of improving the international financial system.
The 1997 memorandum of understanding describes the terms under which the bank, the Treasury, and the FSA work toward the common aim of increased financial stability. In 2010, the incoming Chancellor announced his intention to merge the FSA back into the bank. As of 2012, the current director for financial stability is Andy Haldane.
The bank acts as the government's banker, and it maintains the government's Consolidated Fund account. It also manages the country's foreign exchange and gold reserves. The bank also acts as the bankers' bank, especially in its capacity as a lender of last resort.
The bank has a monopoly on the issue of banknotes in England and Wales. Scottish and Northern Irish banks retain the right to issue their own banknotes, but they must be backed one-for-one with deposits at the bank, excepting a few million pounds representing the value of notes they had in circulation in 1845. The bank decided to sell its banknote-printing operations to De La Rue in December 2002, under the advice of Close Brothers Corporate Finance Ltd.
Since 1998 the Monetary Policy Committee (MPC) has had the responsibility for setting the official interest rate. However, with the decision to grant the bank operational independence, responsibility for government debt management was transferred in 1998 to the new Debt Management Office, which also took over government cash management in 2000. Computershare took over as the registrar for UK Government bonds (gilt-edged securities or 'gilts') from the bank at the end of 2004.
The bank used to be responsible for the regulation and supervision of the banking and insurance industries. This responsibility was transferred to the Financial Services Authority in June 1998, but after the financial crises in 2008, new banking legislation transferred the responsibility for regulation and supervision of the banking and insurance industries back to the bank.
In 2011 the interim Financial Policy Committee (FPC) was created as a mirror committee to the MPC to spearhead the bank's new mandate on financial stability. The FPC is responsible for macro-prudential regulation of all UK banks and insurance companies.
To help maintain economic stability, the bank attempts to broaden understanding of its role, both through regular speeches and publications by senior Bank figures, a semiannual Financial Stability Report, and through a wider education strategy aimed at the general public. It currently maintains a free museum and ran the Target Two Point Zero competition for A-level students, closing in 2017.
Asset purchase facility
The bank has operated, since January 2009, an Asset Purchase Facility (APF) to buy "high-quality assets financed by the issue of Treasury bills and the DMO's cash management operations" and thereby improve liquidity in the credit markets. It has, since March 2009, also provided the mechanism by which the bank's policy of quantitative easing (QE) is achieved, under the auspices of the MPC. Along with managing the QE funds, which were £895 bn at peak, the APF continues to operate its corporate facilities. Both are undertaken by a subsidiary company of the Bank of England, the Bank of England Asset Purchase Facility Fund Limited (BEAPFF).
QE was primarily designed as an instrument of monetary policy. The mechanism required the Bank of England to purchase government bonds on the secondary market, financed by creating new central bank money. This would have the effect of increasing the asset prices of the bonds purchased, thereby lowering yields and dampening longer-term interest rates. The policy's aim was initially to ease liquidity constraints in the sterling reserves system but evolved into a wider policy to provide economic stimulus.
QE was enacted in six tranches between 2009 and 2020. At its peak in 2020, the portfolio totalled £895 billion, comprising £875 billion of UK government bonds and £20 billion of high-grade commercial bonds.
In February 2022, the Bank of England announced its intention to commence winding down the QE portfolio. Initially this would be achieved by not replacing tranches of maturing bonds, and would later be accelerated through active bond sales.
In August 2022, the Bank of England reiterated its intention to accelerate the QE wind-down through active bond sales. This policy was affirmed in an exchange of letters between the Bank of England and the UK Chancellor of the Exchequer in September 2022. Between February 2022 and September 2022, a total of £37.1bn of government bonds matured, reducing the outstanding stock from £875.0bn at the end of 2021 to £837.9bn. In addition, a total of £1.1bn of corporate bonds matured, reducing the stock from £20.0bn to £18.9bn, with sales of the remaining stock planned to begin on 27 September.
Banknote issues
The bank has issued banknotes since 1694. Notes were originally hand-written; although they were partially printed from 1725 onwards, cashiers still had to sign each note and make them payable to someone. Notes were fully printed from 1855. Until 1928 all notes were "White Notes", printed in black and with a blank reverse. In the 18th and 19th centuries, White Notes were issued in £1 and £2 denominations. During the 20th century, White Notes were issued in denominations between £5 and £1000.
Until the mid-19th century, commercial banks were allowed to issue their own banknotes, and notes issued by provincial banking companies were commonly in circulation. The Bank Charter Act 1844 began the process of restricting note issue to the bank; new banks were prohibited from issuing their own banknotes, and existing note-issuing banks were not permitted to expand their issue. As provincial banking companies merged to form larger banks, they lost their right to issue notes, and the English private banknote eventually disappeared, leaving the bank with a monopoly of note issues in England and Wales. The last private bank to issue its own banknotes in England and Wales was Fox, Fowler and Company in 1921. However, the limitations of the 1844 Act only affected banks in England and Wales, and today three commercial banks in Scotland and four in Northern Ireland continue to issue their own banknotes, regulated by the bank.
At the start of the First World War, the Currency and Bank Notes Act 1914 was passed, which granted temporary powers to HM Treasury for issuing banknotes to the values of £1 and 10/- (ten shillings). Treasury notes had full legal tender status and were not convertible into gold through the bank; they replaced the gold coin in circulation to prevent a run on sterling and to enable raw material purchases for armament production. These notes featured an image of King George V (Bank of England notes did not begin to display an image of the monarch until 1960). The wording on each note was:
Treasury notes were issued until 1928 when the Currency and Bank Notes Act 1928 returned note-issuing powers to the banks. The Bank of England issued notes for ten shillings and one pound for the first time on 22 November 1928.
During the Second World War, the German Operation Bernhard attempted to counterfeit denominations between £5 and £50, producing 500,000 notes each month in 1943. The original plan was to parachute the money into the UK in an attempt to destabilise the British economy, but it was found more useful to use the notes to pay German agents operating throughout Europe. Although most fell into Allied hands at the end of the war, forgeries frequently appeared for years afterward, which led banknote denominations above £5 to be removed from circulation.
In 2006, over £53 million in banknotes belonging to the bank was stolen from a depot in Tonbridge, Kent.
Modern banknotes are printed by contract with De La Rue Currency in Loughton, Essex.
Gold vault
The bank is custodian to the official gold reserves of the United Kingdom and around 30 other countries. , the bank holds around of gold, worth £141 billion. These estimates suggest that the vault could hold as much as 3% of the 171,300 tonnes of gold mined throughout human history.
Governance of the Bank of England
Governors
Following is a list of the governors of the Bank of England since the beginning of the 20th century:
Court of Directors
The Court of Directors is a unitary board that is responsible for setting the organisation's strategy and budget and making key decisions on resourcing and appointments. It consists of five executive members from the bank plus up to 9 non-executive members, all of whom are appointed by the Crown. The Chancellor selects the Chairman of the Court from among the non-executive members. The Court is required to meet at least seven times a year.
The Governor serves for a period of eight years, the Deputy Governors for five years, and the non-executive members for up to four years.
Other staff
Since 2013, the bank has had a chief operating officer (COO). , the bank's COO has been Joanna Place.
, the bank's chief economist is Huw Pill.
See also
List of British currencies
Bank of England Act
Coins of the pound sterling
Financial Sanctions Unit
Fractional-reserve banking
Commonwealth banknote-issuing institutions
Bank of England Museum
Deputy Governor of the Bank of England
List of directors of the Bank of England
Explanatory notes
References
Further reading
, on nationalisation 1945–50, pp 43–76
Capie, Forrest. The Bank of England: 1950s to 1979 (Cambridge University Press, 2010). xxviii + 890 pp. excerpt and text search
Fforde, John. The Role of the Bank of England, 1941–1958 (1992) excerpt and text search
Francis, John. History of the Bank of England: Its Times and Traditions excerpt and text search
Hennessy, Elizabeth. A Domestic History of the Bank of England, 1930–1960 (2008) excerpt and text search
Kynaston, David. 2017. Till Time's Last Sand: A History of the Bank of England, 1694–2013. Bloomsbury.
Lane, Nicholas. "The Bank of England in the Nineteenth Century." History Today (Aug 1960) 19#8 pp 535–541.
O'Brien, Patrick K.; Palma, Nuno (2022). "Not an ordinary bank but a great engine of state: The Bank of England and the British economy, 1694–1844". The Economic History Review.
Roberts, Richard, and David Kynaston. The Bank of England: Money, Power and Influence 1694–1994 (1995)
Sayers, R. S. The Bank of England, 1891–1944 (1986) excerpt and text search
Schuster, F. The Bank of England and the State
Wood, John H. A History of Central Banking in Great Britain and the United States (Cambridge University Press, 2005)
External links
1694 establishments in England
England
Banks established in 1694
Grade I listed buildings in the City of London
England
Economy of the United Kingdom
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Organisations based in the City of London
Public corporations of the United Kingdom with a Royal Charter
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4485 | https://en.wikipedia.org/wiki/Bakelite | Bakelite | Bakelite ( ), formally Polyoxybenzylmethyleneglycolanhydride, is a thermosetting phenol formaldehyde resin, formed from a condensation reaction of phenol with formaldehyde. The first plastic made from synthetic components, it was developed by Leo Baekeland in Yonkers, New York in 1907, and patented on December 7, 1909 ().
Because of its electrical nonconductivity and heat-resistant properties, it became a great commercial success. It was used in electrical insulators, radio and telephone casings, and such diverse products as kitchenware, jewelry, pipe stems, children's toys, and firearms. The "retro" appeal of old Bakelite products has made them collectible.
The creation of a synthetic plastic was revolutionary for the chemical industry, which at the time made most of its income from cloth dyes and explosives. Bakelite's commercial success inspired the industry to develop other synthetic plastics. As the world's first commercial synthetic plastic, Bakelite was named a National Historic Chemical Landmark by the American Chemical Society.
History
Bakelite was produced for the first time in 1872 by Adolf von Baeyer though its use as a commercial product was not considered at the time.
Leo Baekeland was already wealthy due to his invention of Velox photographic paper when he began to investigate the reactions of phenol and formaldehyde in his home laboratory. Chemists had begun to recognize that many natural resins and fibers were polymers. Baekeland's initial intent was to find a replacement for shellac, a material in limited supply because it was made naturally from the secretion of lac insects (specifically Kerria lacca). He produced a soluble phenol-formaldehyde shellac called "Novolak", but it was not a market success, even though it is still used to this day (e.g., as a photoresist).
He then began experimenting on strengthening wood by impregnating it with a synthetic resin rather than coating it. By controlling the pressure and temperature applied to phenol and formaldehyde, he produced a hard moldable material that he named Bakelite, after himself. It was the first synthetic thermosetting plastic produced, and Baekeland speculated on "the thousand and one ... articles" it could be used to make. He considered the possibilities of using a wide variety of filling materials, including cotton, powdered bronze, and slate dust, but was most successful with wood and asbestos fibers, though asbestos was gradually abandoned by all manufacturers due to stricter environmental laws.
Baekeland filed a substantial number of related patents. Bakelite, his "method of making insoluble products of phenol and formaldehyde," was filed on July 13, 1907 and granted on December 7, 1909. He also filed for patent protection in other countries, including Belgium, Canada, Denmark, Hungary, Japan, Mexico, Russia and Spain. He announced his invention at a meeting of the American Chemical Society on February 5, 1909.
Baekeland started semi-commercial production of his new material in his home laboratory, marketing it as a material for electrical insulators. In the summer of 1909 he licensed the continental European rights to Rütger AG. The subsidiary formed at that time, Bakelite AG, was the first to produce Bakelite on an industrial scale.
By 1910, Baekeland was producing enough material in the US to justify expansion. He formed the General Bakelite Company of Perth Amboy, NJ as a U.S. company to manufacture and market his new industrial material, and made overseas connections to produce it in other countries.
The Bakelite Company produced "transparent" cast resin (which did not include filler) for a small market during the 1910s and 1920s. Blocks or rods of cast resin, also known as "artificial amber", were machined and carved to create items such as pipe stems, cigarette holders, and jewelry. However, the demand for molded plastics led the company to concentrate on molding rather than cast solid resins.
The Bakelite Corporation was formed in 1922 after patent litigation favorable to Baekeland, from a merger of three companies: Baekeland's General Bakelite Company; the Condensite Company, founded by J. W. Aylesworth; and the Redmanol Chemical Products Company, founded by Lawrence V. Redman. Under director of advertising and public relations Allan Brown, who came to Bakelite from Condensite, Bakelite was aggressively marketed as "the material of a thousand uses". A filing for a trademark featuring the letter B above the mathematical symbol for infinity was made August 25, 1925, and claimed the mark was in use as of December 1, 1924. A wide variety of uses were listed in their trademark applications.
The first issue of Plastics magazine, October 1925, featured Bakelite on its cover and included the article "Bakelite – What It Is" by Allan Brown. The range of colors that were available included "black, brown, red, yellow, green, gray, blue, and blends of two or more of these". The article emphasized that Bakelite came in various forms. "Bakelite is manufactured in several forms to suit varying requirements. In all these forms the fundamental basis is the initial Bakelite resin. This variety includes clear material, for jewelry, smokers' articles, etc.; cement, for sealing electric light bulbs in metal bases; varnishes, for impregnating electric coils, etc.; lacquers, for protecting the surface of hardware; enamels, for giving resistive coating to industrial equipment; Laminated Bakelite, used for silent gears and insulation; and molding material, from which are formed innumerable articles of utility and beauty. The molding material is prepared ordinarily by the impregnation of cellulose substances with the initial 'uncured' resin." In a 1925 report, the United States Tariff Commission hailed the commercial manufacture of synthetic phenolic resin as "distinctly an American achievement", and noted that "the publication of figures, however, would be a virtual disclosure of the production of an individual company".
In England, Bakelite Limited, a merger of three British phenol formaldehyde resin suppliers (Damard Lacquer Company Limited of Birmingham, Mouldensite Limited of Darley Dale and Redmanol Chemical Products Company of London), was formed in 1926. A new Bakelite factory opened in Tyseley, Birmingham, around 1928. It was the "heart of Bakelite production in the UK" until it closed in 1987.
A factory to produce phenolic resins and precursors opened in Bound Brook, New Jersey in 1931.
In 1939, the companies were acquired by Union Carbide and Carbon Corporation.
In 2005 German Bakelite manufacturer Bakelite AG was acquired by Borden Chemical of Columbus, Ohio, now Hexion Inc.
In addition to the original Bakelite material, these companies eventually made a wide range of other products, many of which were marketed under the brand name "Bakelite plastics". These included other types of cast phenolic resins similar to Catalin, and urea-formaldehyde resins, which could be made in brighter colors than polyoxybenzylmethyleneglycolanhydride.
Once Baekeland's heat and pressure patents expired in 1927, Bakelite Corporation faced serious competition from other companies. Because molded Bakelite incorporated fillers to give it strength, it tended to be made in concealing dark colors. In 1927, beads, bangles, and earrings were produced by the Catalin company, through a different process which enabled them to introduce 15 new colors. Translucent jewelry, poker chips and other items made of phenolic resins were introduced in the 1930s or 1940s by the Catalin company under the Prystal name. The creation of marbled phenolic resins may also be attributable to the Catalin company.
Synthesis
Making Bakelite is a multi-stage process. It begins with the heating of phenol and formaldehyde in the presence of a catalyst such as hydrochloric acid, zinc chloride, or the base ammonia. This creates a liquid condensation product, referred to as Bakelite A, which is soluble in alcohol, acetone, or additional phenol. Heated further, the product becomes partially soluble and can still be softened by heat. Sustained heating results in an "insoluble hard gum". However, the high temperatures required to create this tend to cause violent foaming of the mixture when done at standard atmospheric pressure, which results in the cooled material being porous and breakable. Baekeland's innovative step was to put his "last condensation product" into an egg-shaped "Bakelizer". By heating it under pressure, at about , Baekeland was able to suppress the foaming that would otherwise occur. The resulting substance is extremely hard and both infusible and insoluble.
Compression molding
Molded Bakelite forms in a condensation reaction of phenol and formaldehyde, with wood flour or asbestos fiber as a filler, under high pressure and heat in a time frame of a few minutes of curing. The result is a hard plastic material. Asbestos was gradually abandoned as filler because many countries banned the production of asbestos.
Bakelite's molding process had a number of advantages. Bakelite resin could be provided either as powder or as preformed partially cured slugs, increasing the speed of the casting. Thermosetting resins such as Bakelite required heat and pressure during the molding cycle but could be removed from the molding process without being cooled, again making the molding process faster. Also, because of the smooth polished surface that resulted, Bakelite objects required less finishing. Millions of parts could be duplicated quickly and relatively cheaply.
Phenolic sheet
Another market for Bakelite resin was the creation of phenolic sheet materials. A phenolic sheet is a hard, dense material made by applying heat and pressure to layers of paper or glass cloth impregnated with synthetic resin. Paper, cotton fabrics, synthetic fabrics, glass fabrics, and unwoven fabrics are all possible materials used in lamination. When heat and pressure are applied, polymerization transforms the layers into thermosetting industrial laminated plastic.
Bakelite phenolic sheet is produced in many commercial grades and with various additives to meet diverse mechanical, electrical, and thermal requirements. Some common types include:
Paper reinforced NEMA XX per MIL-I-24768 PBG. Normal electrical applications, moderate mechanical strength, continuous operating temperature of .
Canvas-reinforced NEMA C per MIL-I-24768 TYPE FBM NEMA CE per MIL-I-24768 TYPE FBG. Good mechanical and impact strength with a continuous operating temperature of .
Linen-reinforced NEMA L per MIL-I-24768 TYPE FBI NEMA LE per MIL-I-24768 TYPE FEI. Good mechanical and electrical strength. Recommended for intricate high-strength parts. Continuous operating temperature .
Nylon reinforced NEMA N-1 per MIL-I-24768 TYPE NPG. Superior electrical properties under humid conditions, fungus resistant, continuous operating temperature of .
Properties
Bakelite has a number of important properties. It can be molded very quickly, decreasing production time. Moldings are smooth, retain their shape, and are resistant to heat, scratches, and destructive solvents. It is also resistant to electricity, and prized for its low conductivity. It is not flexible.
Phenolic resin products may swell slightly under conditions of extreme humidity or perpetual dampness. When rubbed or burnt, Bakelite has a distinctive, acrid, sickly-sweet or fishy odor.
Applications and uses
The characteristics of Bakelite made it particularly suitable as a molding compound, an adhesive or binding agent, a varnish, and a protective coating. Bakelite was particularly suitable for the emerging electrical and automobile industries because of its extraordinarily high resistance to electricity, heat, and chemical action.
The earliest commercial use of Bakelite in the electrical industry was the molding of tiny insulating bushings, made in 1908 for the Weston Electrical Instrument Corporation by Richard W. Seabury of the Boonton Rubber Company. Bakelite was soon used for non-conducting parts of telephones, radios, and other electrical devices, including bases and sockets for light bulbs and electron tubes (vacuum tubes), supports for any type of electrical components, automobile distributor caps, and other insulators. By 1912, it was being used to make billiard balls, since its elasticity and the sound it made were similar to ivory.
During World War I, Bakelite was used widely, particularly in electrical systems. Important projects included the Liberty airplane engine, the wireless telephone and radio phone, and the use of micarta-bakelite propellers in the NBS-1 bomber and the DH-4B aeroplane.
Bakelite's availability and ease and speed of molding helped to lower the costs and increase product availability so that telephones and radios became common household consumer goods. It was also very important to the developing automobile industry. It was soon found in myriad other consumer products ranging from pipe stems and buttons to saxophone mouthpieces, cameras, early machine guns, and appliance casings. Bakelite was also very commonly used in making molded grip panels on handguns, as furniture for submachine guns and machineguns, the classic Bakelite magazines for Kalashnikov rifles, as well as numerous knife handles and "scales" through the first half of the 20th century.
Beginning in the 1920s, it became a popular material for jewelry. Designer Coco Chanel included Bakelite bracelets in her costume jewelry collections. Designers such as Elsa Schiaparelli used it for jewelry and also for specially designed dress buttons. Later, Diana Vreeland, editor of Vogue, was enthusiastic about Bakelite. Bakelite was also used to make presentation boxes for Breitling watches.
By 1930, designer Paul T. Frankl considered Bakelite a "Materia Nova", "expressive of our own age". By the 1930s, Bakelite was used for game pieces like chessmen, poker chips, dominoes and mahjong sets. Kitchenware made with Bakelite, including canisters and tableware, was promoted for its resistance to heat and to chipping. In the mid-1930s, Northland marketed a line of skis with a black "Ebonite" base, a coating of Bakelite. By 1935, it was used in solid-body electric guitars. Performers such as Jerry Byrd loved the tone of Bakelite guitars but found them difficult to keep in tune.
Charles Plimpton patented BAYKO in 1933 and rushed out his first construction sets for Christmas 1934. He called the toy Bayko Light Constructional Sets, the words "Bayko Light" being a pun on the word "Bakelite."
During World War II, Bakelite was used in a variety of wartime equipment including pilots' goggles and field telephones. It was also used for patriotic wartime jewelry. In 1943, the thermosetting phenolic resin was even considered for the manufacture of coins, due to a shortage of traditional material. Bakelite and other non-metal materials were tested for usage for the one cent coin in the US before the Mint settled on zinc-coated steel.
During World War II, Bakelite buttons were part of British uniforms. These included brown buttons for the Army and black buttons for the RAF.
In 1947, Dutch art forger Han van Meegeren was convicted of forgery, after chemist and curator Paul B. Coremans proved that a purported Vermeer contained Bakelite, which van Meegeren had used as a paint hardener.
Bakelite was sometimes used in the pistol grip, hand guard, and buttstock of firearms. The AKM and some early AK-74 rifles are frequently mistakenly identified as using Bakelite, but most were made with AG-4S.
By the late 1940s, newer materials were superseding Bakelite in many areas. Phenolics are less frequently used in general consumer products today due to their cost and complexity of production and their brittle nature. They still appear in some applications where their specific properties are required, such as small precision-shaped components, molded disc brake cylinders, saucepan handles, electrical plugs, switches and parts for electrical irons, Printed circuit boards, as well as in the area of inexpensive board and tabletop games produced in China, Hong Kong, and India. Items such as billiard balls, dominoes and pieces for board games such as chess, checkers, and backgammon are constructed of Bakelite for its look, durability, fine polish, weight, and sound. Common dice are sometimes made of Bakelite for weight and sound, but the majority are made of a thermoplastic polymer such as acrylonitrile butadiene styrene (ABS).
Bakelite continues to be used for wire insulation, brake pads and related automotive components, and industrial electrical-related applications. Bakelite stock is still manufactured and produced in sheet, rod, and tube form for industrial applications in the electronics, power generation, and aerospace industries, and under a variety of commercial brand names.
Phenolic resins have been commonly used in ablative heat shields. Soviet heatshields for ICBM warheads and spacecraft reentry consisted of asbestos textolite, impregnated with Bakelite. Bakelite is also used in the mounting of metal samples in metallography.
Collectible status
Bakelite items, particularly jewelry and radios, have become popular collectibles. The term Bakelite is sometimes used in the resale market to indicate various types of early plastics, including Catalin and Faturan, which may be brightly colored, as well as items made of Bakelite material.
Patents
The United States Patent and Trademark Office granted Baekeland a patent for a "Method of making insoluble products of phenol and formaldehyde" on December 7, 1909. Producing hard, compact, insoluble, and infusible condensation products of phenols and formaldehyde marked the beginning of the modern plastics industry.
Similar plastics
Catalin is also a phenolic resin, similar to Bakelite, but contains different mineral fillers that allow the production of light colors.
Condensites are similar thermoset materials having much the same properties, characteristics, and uses.
Crystalate is an early plastic.
Faturan is a phenolic resin, also similar to Bakelite, that turns red over time, regardless of its original color.
Galalith is an early plastic derived from milk products.
Micarta is an early composite insulating plate that used Bakelite as a binding agent. It was developed in 1910 by Westinghouse Elec. & Mfg Co.
Novotext is a brand name for cotton textile-phenolic resin.
See also
Bakelite Museum, Williton, Somerset, England
Ericsson DBH 1001 telephone
Prodema, a construction material with a bakelite core.
References
External links
All Things Bakelite: The Age of Plastic—trailer for a film by John Maher, with additional video & resources
Amsterdam Bakelite Collection
Large Bakelite Collection
Bakelite: The Material of a Thousand Uses
Virtual Bakelite Museum of Ghent 1907–2007
1909 introductions
Belgian inventions
Composite materials
Dielectrics
Phenol formaldehyde resins
Plastic brands
Thermosetting plastics |
4489 | https://en.wikipedia.org/wiki/Breast | Breast | The breast is one of two prominences located on the upper ventral region of a primate's torso. Both females and males develop breasts from the same embryological tissues.
In females, it serves as the mammary gland, which produces and secretes milk to feed infants. Subcutaneous fat covers and envelops a network of ducts that converge on the nipple, and these tissues give the breast its size and shape. At the ends of the ducts are lobules, or clusters of alveoli, where milk is produced and stored in response to hormonal signals. During pregnancy, the breast responds to a complex interaction of hormones, including estrogens, progesterone, and prolactin, that mediate the completion of its development, namely lobuloalveolar maturation, in preparation of lactation and breastfeeding.
Humans are the only animals with permanent breasts. At puberty, estrogens, in conjunction with growth hormone, cause permanent breast growth in female humans. This happens only to a much lesser extent in other primates—breast development in other primates generally only occurs with pregnancy. Along with their major function in providing nutrition for infants, female breasts have social and sexual characteristics. Breasts have been featured in ancient and modern sculpture, art, and photography. They can figure prominently in the perception of a woman's body and sexual attractiveness. A number of cultures associate breasts with sexuality and tend to regard bare breasts in public as immodest or indecent. Breasts, especially the nipples, are an erogenous zone.
Etymology and terminology
The English word breast derives from the Old English word ('breast, bosom') from Proto-Germanic (breast), from the Proto-Indo-European base (to swell, to sprout). The breast spelling conforms to the Scottish and North English dialectal pronunciations. The Merriam-Webster Dictionary states that "Middle English , [comes] from Old English ; akin to Old High German ..., Old Irish [belly], [and] Russian "; the first known usage of the term was before the 12th century.
A large number of colloquial terms for breasts are used in English, ranging from fairly polite terms to vulgar or slang. Some vulgar slang expressions may be considered to be derogatory or sexist to women.
Evolutionary development
Humans are the only mammals whose breasts become permanently enlarged after sexual maturity (known in humans as puberty). The reason for this evolutionary change is unknown. Several hypotheses have been put forward:
A link has been proposed to processes for synthesizing the endogenous steroid hormone precursor dehydroepiandrosterone which takes place in fat rich regions of the body like the buttocks and breasts. These contributed to human brain development and played a part in increasing brain size. Breast enlargement may for this purpose have occurred as early as Homo ergaster (1.7–1.4 MYA). Other breast formation hypotheses may have then taken over as principal drivers.
It has been suggested by zoologists Avishag and Amotz Zahavi that the size of the human breasts can be explained by the handicap theory of sexual dimorphism. This would see the explanation for larger breasts as them being an honest display of the women's health and ability to grow and carry them in her life. Prospective mates can then evaluate the genes of a potential mate for their ability to sustain her health even with the additional energy demanding burden she is carrying.
The zoologist Desmond Morris describes a sociobiological approach in his science book The Naked Ape. He suggests, by making comparisons with the other primates, that breasts evolved to replace swelling buttocks as a sex signal of ovulation. He notes how humans have, relatively speaking, large penises as well as large breasts. Furthermore, early humans adopted bipedalism and face-to-face coitus. He therefore suggested enlarged sexual signals helped maintain the bond between a mated male and female even though they performed different duties and therefore were separated for lengths of time.
The study The Evolution of the Human Breast (2001) proposed that the rounded shape of a woman's breast evolved to prevent the sucking infant offspring from suffocating while feeding at the teat; that is, because of the human infant's small jaw, which did not project from the face to reach the nipple, they might block the nostrils against the mother's breast if it were of a flatter form (cf. common chimpanzee). Theoretically, as the human jaw receded into the face, the woman's body compensated with round breasts.
Ashley Montague (1965) proposed that breasts came about as an adaptation for infant feeding for a different reason, as early human ancestors adopted bipedalism and the loss of body hair. Human upright stance meant infants must be carried at the hip or shoulder instead of on the back as in the apes. This gives the infant less opportunity to find the nipple or the purchase to cling on to the mother's body hair. The mobility of the nipple on a large breast in most human females gives the infant more ability to find grasp it and feed.
Other suggestions include simply that permanent breasts attracted mates, that "pendulous" breasts gave infants something to cling to, or that permanent breasts shared the function of a camel's hump, to store fat as an energy reserve.
Anatomy
In women, the breasts overlie the pectoralis major muscles and extend on average from the level of the second rib to the level of the sixth rib in the front of the rib cage; thus, the breasts cover much of the chest area and the chest walls. At the front of the chest, the breast tissue can extend from the clavicle (collarbone) to the middle of the sternum (breastbone). At the sides of the chest, the breast tissue can extend into the axilla (armpit), and can reach as far to the back as the latissimus dorsi muscle, extending from the lower back to the humerus bone (the bone of the upper arm). As a mammary gland, the breast is composed of differing layers of tissue, predominantly two types: adipose tissue; and glandular tissue, which affects the lactation functions of the breasts.
Morphologically the breast is tear-shaped. The superficial tissue layer (superficial fascia) is separated from the skin by 0.5–2.5 cm of subcutaneous fat (adipose tissue). The suspensory Cooper's ligaments are fibrous-tissue prolongations that radiate from the superficial fascia to the skin envelope. The female adult breast contains 14–18 irregular lactiferous lobes that converge at the nipple. The 2.0–4.5 mm milk ducts are immediately surrounded with dense connective tissue that support the glands. Milk exits the breast through the nipple, which is surrounded by a pigmented area of skin called the areola. The size of the areola can vary widely among women. The areola contains modified sweat glands known as Montgomery's glands. These glands secrete oily fluid that lubricate and protect the nipple during breastfeeding. Volatile compounds in these secretions may also serve as an olfactory stimulus for the newborn's appetite.
The dimensions and weight of the breast vary widely among women. A small-to-medium-sized breast weighs 500 grams (1.1 pounds) or less, and a large breast can weigh approximately 750 to 1,000 grams (1.7 to 2.2 pounds) or more. In terms of composition, the breasts are about 80 to 90% stromal tissue (fat and connective tissue), while epithelial or glandular tissue only accounts for about 10 to 20% of the volume of the breasts. The tissue composition ratios of the breast also vary among women. Some women's breasts have a higher proportion of glandular tissue than of adipose or connective tissues. The fat-to-connective-tissue ratio determines the density or firmness of the breast. During a woman's life, her breasts change size, shape, and weight due to hormonal changes during puberty, the menstrual cycle, pregnancy, breastfeeding, and menopause.
Glandular structure
The breast is an apocrine gland that produces the milk used to feed an infant. The nipple of the breast is surrounded by the areola (nipple-areola complex). The areola has many sebaceous glands, and the skin color varies from pink to dark brown. The basic units of the breast are the terminal duct lobular units (TDLUs), which produce the fatty breast milk. They give the breast its offspring-feeding functions as a mammary gland. They are distributed throughout the body of the breast. Approximately two-thirds of the lactiferous tissue is within 30 mm of the base of the nipple. The terminal lactiferous ducts drain the milk from TDLUs into 4–18 lactiferous ducts, which drain to the nipple. The milk-glands-to-fat ratio is 2:1 in a lactating woman, and 1:1 in a non-lactating woman. In addition to the milk glands, the breast is also composed of connective tissues (collagen, elastin), white fat, and the suspensory Cooper's ligaments. Sensation in the breast is provided by the peripheral nervous system innervation by means of the front (anterior) and side (lateral) cutaneous branches of the fourth-, fifth-, and sixth intercostal nerves. The T-4 nerve (Thoracic spinal nerve 4), which innervates the dermatomic area, supplies sensation to the nipple-areola complex.
Lymphatic drainage
Approximately 75% of the lymph from the breast travels to the axillary lymph nodes on the same side of the body, whilst 25% of the lymph travels to the parasternal nodes (beside the sternum bone). A small amount of remaining lymph travels to the other breast and to the abdominal lymph nodes. The subareolar region has a lymphatic plexus known as the "subareolar plexus of Sappey". The axillary lymph nodes include the pectoral (chest), subscapular (under the scapula), and humeral (humerus-bone area) lymph-node groups, which drain to the central axillary lymph nodes and to the apical axillary lymph nodes. The lymphatic drainage of the breasts is especially relevant to oncology because breast cancer is common to the mammary gland, and cancer cells can metastasize (break away) from a tumour and be dispersed to other parts of the body by means of the lymphatic system.
Shape, texture, and support
The morphologic variations in the size, shape, volume, tissue density, pectoral locale, and spacing of the breasts determine their natural shape, appearance, and position on a woman's chest. Breast size and other characteristics do not predict the fat-to-milk-gland ratio or the potential for the woman to nurse an infant. The size and the shape of the breasts are influenced by normal-life hormonal changes (thelarche, menstruation, pregnancy, menopause) and medical conditions (e.g. virginal breast hypertrophy). The shape of the breasts is naturally determined by the support of the suspensory Cooper's ligaments, the underlying muscle and bone structures of the chest, and by the skin envelope. The suspensory ligaments sustain the breast from the clavicle (collarbone) and the clavico-pectoral fascia (collarbone and chest) by traversing and encompassing the fat and milk-gland tissues. The breast is positioned, affixed to, and supported upon the chest wall, while its shape is established and maintained by the skin envelope. In most women, one breast is slightly larger than the other. More obvious and persistent asymmetry in breast size occurs in up to 25% of women.
While it is a common belief that breastfeeding causes breasts to sag, researchers have found that a woman's breasts sag due to four key factors: cigarette smoking, number of pregnancies, gravity, and weight loss or gain.
The base of each breast is attached to the chest by the deep fascia over the pectoralis major muscles. The space between the breast and the pectoralis major muscle, called retromammary space, gives mobility to the breast.
The chest (thoracic cavity) progressively slopes outwards from the thoracic inlet (atop the breastbone) and above to the lowest ribs that support the breasts. The inframammary fold, where the lower portion of the breast meets the chest, is an anatomic feature created by the adherence of the breast skin and the underlying connective tissues of the chest; the IMF is the lower-most extent of the anatomic breast. Normal breast tissue typically has a texture that feels nodular or granular, to an extent that varies considerably from woman to woman.
Development
The breasts are principally composed of adipose, glandular, and connective tissues. Because these tissues have hormone receptors, their sizes and volumes fluctuate according to the hormonal changes particular to thelarche (sprouting of breasts), menstruation (egg production), pregnancy (reproduction), lactation (feeding of offspring), and menopause (end of menstruation).
Puberty
The morphological structure of the human breast is identical in males and females until puberty. For pubescent girls in thelarche (the breast-development stage), the female sex hormones (principally estrogens) in conjunction with growth hormone promote the sprouting, growth, and development of the breasts. During this time, the mammary glands grow in size and volume and begin resting on the chest. These development stages of secondary sex characteristics (breasts, pubic hair, etc.) are illustrated in the five-stage Tanner scale.
During thelarche the developing breasts are sometimes of unequal size, and usually the left breast is slightly larger. This condition of asymmetry is transitory and statistically normal in female physical and sexual development. Medical conditions can cause overdevelopment (e.g., virginal breast hypertrophy, macromastia) or underdevelopment (e.g., tuberous breast deformity, micromastia) in girls and women.
Approximately two years after the onset of puberty (a girl's first menstrual cycle), estrogen and growth hormone stimulate the development and growth of the glandular fat and suspensory tissues that compose the breast. This continues for approximately four years until the final shape of the breast (size, volume, density) is established at about the age of 21. Mammoplasia (breast enlargement) in girls begins at puberty, unlike all other primates in which breasts enlarge only during lactation.
Changes during the menstrual cycle
During the menstrual cycle, the breasts are enlarged by premenstrual water retention and temporary growth.
Pregnancy and breastfeeding
The breasts reach full maturity only when a woman's first pregnancy occurs. Changes to the breasts are among the first signs of pregnancy. The breasts become larger, the nipple-areola complex becomes larger and darker, the Montgomery's glands enlarge, and veins sometimes become more visible. Breast tenderness during pregnancy is common, especially during the first trimester. By mid-pregnancy, the breast is physiologically capable of lactation and some women can express colostrum, a form of breast milk.
Pregnancy causes elevated levels of the hormone prolactin, which has a key role in the production of milk. However, milk production is blocked by the hormones progesterone and estrogen until after delivery, when progesterone and estrogen levels plummet.
Menopause
At menopause, breast atrophy occurs. The breasts can decrease in size when the levels of circulating estrogen decline. The adipose tissue and milk glands also begin to wither. The breasts can also become enlarged from adverse side effects of combined oral contraceptive pills. The size of the breasts can also increase and decrease in response to weight fluctuations. Physical changes to the breasts are often recorded in the stretch marks of the skin envelope; they can serve as historical indicators of the increments and the decrements of the size and volume of a woman's breasts throughout the course of her life.
Breastfeeding
The primary function of the breasts, as mammary glands, is the nourishing of an infant with breast milk. Milk is produced in milk-secreting cells in the alveoli. When the breasts are stimulated by the suckling of her baby, the mother's brain secretes oxytocin. High levels of oxytocin trigger the contraction of muscle cells surrounding the alveoli, causing milk to flow along the ducts that connect the alveoli to the nipple.
Full-term newborns have an instinct and a need to suck on a nipple, and breastfed babies nurse for both nutrition and for comfort. Breast milk provides all necessary nutrients for the first six months of life, and then remains an important source of nutrition, alongside solid foods, until at least one or two years of age.
Clinical significance
The breast is susceptible to numerous benign and malignant conditions. The most frequent benign conditions are puerperal mastitis, fibrocystic breast changes and mastalgia.
Lactation unrelated to pregnancy is known as galactorrhea. It can be caused by certain drugs (such as antipsychotic medications), extreme physical stress, or endocrine disorders. Lactation in newborns is caused by hormones from the mother that crossed into the baby's bloodstream during pregnancy.
Breast cancer
Breast cancer is the most common cause of cancer death among women and it is one of the leading causes of death among women. Factors that appear to be implicated in decreasing the risk of breast cancer are regular breast examinations by health care professionals, regular mammograms, self-examination of breasts, healthy diet, exercise to decrease excess body fat, and breastfeeding.
Male breasts
Both females and males develop breasts from the same embryological tissues. Anatomically, male breasts do not normally contain lobules and acini that are present in females. In rare instances it is possible for very few lobules to be present, this makes it possible for some men to develop lobular carcinoma of the breast. Normally, males produce lower levels of estrogens and higher levels of androgens, namely testosterone, which suppress the effects of estrogens in developing excessive breast tissue. In boys and men, abnormal breast development is manifested as gynecomastia, the consequence of a biochemical imbalance between the normal levels of estrogen and testosterone in the male body. Around 70% of boys temporarily develop breast tissue during adolescence. The condition usually resolves by itself within two years. When male lactation occurs, it is considered a symptom of a disorder of the pituitary gland.
Plastic surgery
Plastic surgery can be performed to augment or reduce the size of breasts, or reconstruct the breast in cases of deformative disease, such as breast cancer. Breast augmentation and breast lift (mastopexy) procedures are done only for cosmetic reasons, whereas breast reduction is sometimes medically indicated. In cases where a woman's breasts are severely asymmetrical, surgery can be performed to either enlarge the smaller breast, reduce the size of the larger breast, or both.
Breast augmentation surgery generally does not interfere with future ability to breastfeed. Breast reduction surgery more frequently leads to decreased sensation in the nipple-areola complex, and to low milk supply in women who choose to breastfeed. Implants can interfere with mammography (breast x-rays images).
Society and culture
General
In Christian iconography, some works of art depict women with their breasts in their hands or on a platter, signifying that they died as a martyr by having their breasts severed; one example of this is Saint Agatha of Sicily.
Femen is a feminist activist group which uses topless protests as part of their campaigns against sex tourism religious institutions, sexism, and homophobia. Femen activists have been regularly detained by police in response to their protests.
There is a long history of female breasts being used by comedians as a subject for comedy fodder (e.g., British comic Benny Hill's burlesque/slapstick routines).
Art history
In European pre-historic societies, sculptures of female figures with pronounced or highly exaggerated breasts were common. A typical example is the so-called Venus of Willendorf, one of many Paleolithic Venus figurines with ample hips and bosom. Artifacts such as bowls, rock carvings and sacred statues with breasts have been recorded from 15,000 BC up to late antiquity all across Europe, North Africa and the Middle East.
Many female deities representing love and fertility were associated with breasts and breast milk. Figures of the Phoenician goddess Astarte were represented as pillars studded with breasts. Isis, an Egyptian goddess who represented, among many other things, ideal motherhood, was often portrayed as suckling pharaohs, thereby confirming their divine status as rulers. Even certain male deities representing regeneration and fertility were occasionally depicted with breast-like appendices, such as the river god Hapy who was considered to be responsible for the annual overflowing of the Nile.
Female breasts were also prominent in Minoan art in the form of the famous Snake Goddess statuettes, and a few other pieces, though most female breasts are covered. In Ancient Greece there were several cults worshipping the "Kourotrophos", the suckling mother, represented by goddesses such as Gaia, Hera and Artemis. The worship of deities symbolized by the female breast in Greece became less common during the first millennium. The popular adoration of female goddesses decreased significantly during the rise of the Greek city states, a legacy which was passed on to the later Roman Empire.
During the middle of the first millennium BC, Greek culture experienced a gradual change in the perception of female breasts. Women in art were covered in clothing from the neck down, including female goddesses like Athena, the patron of Athens who represented heroic endeavor. There were exceptions: Aphrodite, the goddess of love, was more frequently portrayed fully nude, though in postures that were intended to portray shyness or modesty, a portrayal that has been compared to modern pin ups by historian Marilyn Yalom. Although nude men were depicted standing upright, most depictions of female nudity in Greek art occurred "usually with drapery near at hand and with a forward-bending, self-protecting posture". A popular legend at the time was of the Amazons, a tribe of fierce female warriors who socialized with men only for procreation and even removed one breast to become better warriors (the idea being that the right breast would interfere with the operation of a bow and arrow). The legend was a popular motif in art during Greek and Roman antiquity and served as an antithetical cautionary tale.
Body image
Many women regard their breasts as important to their sexual attractiveness, as a sign of femininity that is important to their sense of self. A woman with smaller breasts may regard her breasts as less attractive.
Clothing
Because breasts are mostly fatty tissue, their shape can—within limits—be molded by clothing, such as foundation garments. Bras are commonly worn by about 90% of Western women, and are often worn for support. The social norm in most Western cultures is to cover breasts in public, though the extent of coverage varies depending on the social context. Some religions ascribe a special status to the female breast, either in formal teachings or through symbolism. Islam forbids free women from exposing their breasts in public.
Many cultures, including Western cultures in North America, associate breasts with sexuality and tend to regard bare breasts as immodest or indecent. In some cultures, like the Himba in northern Namibia, bare-breasted women are normal. In some African cultures, for example, the thigh is regarded as highly sexualised and never exposed in public, but breast exposure is not taboo. In a few Western countries and regions female toplessness at a beach is acceptable, although it may not be acceptable in the town center.
Social attitudes and laws regarding breastfeeding in public vary widely. In many countries, breastfeeding in public is common, legally protected, and generally not regarded as an issue. However, even though the practice may be legal or socially accepted, some mothers may nevertheless be reluctant to expose a breast in public to breastfeed due to actual or potential objections by other people, negative comments, or harassment. It is estimated that around 63% of mothers across the world have publicly breast-fed. Bare-breasted women are legal and culturally acceptable at public beaches in Australia and much of Europe. Filmmaker Lina Esco made a film entitled Free the Nipple, which is about "...laws against female toplessness or restrictions on images of female, but not male, nipples", which Esco states is an example of sexism in society.
Sexual characteristic
In some cultures, breasts play a role in human sexual activity. Breasts and especially the nipples are among the various human erogenous zones. They are sensitive to the touch as they have many nerve endings; and it is common to press or massage them with hands or orally before or during sexual activity. During sexual arousal, breast size increases, venous patterns across the breasts become more visible, and nipples harden. Compared to other primates, human breasts are proportionately large throughout adult females' lives. Some writers have suggested that they may have evolved as a visual signal of sexual maturity and fertility.
Many people regard bare female breasts to be aesthetically pleasing or erotic, and they can elicit heightened sexual desires in men in many cultures. In the ancient Indian work the Kama Sutra, light scratching of the breasts with nails and biting with teeth are considered erotic. Some people show a sexual interest in female breasts distinct from that of the person, which may be regarded as a breast fetish. A number of Western fashions include clothing which accentuate the breasts, such as the use of push-up bras and decollete (plunging neckline) gowns and blouses which show cleavage. While U.S. culture prefers breasts that are youthful and upright, some cultures venerate women with drooping breasts, indicating mothering and the wisdom of experience.
Research conducted at the Victoria University of Wellington showed that breasts are often the first thing men look at, and for a longer time than other body parts. The writers of the study had initially speculated that the reason for this is due to endocrinology with larger breasts indicating higher levels of estrogen and a sign of greater fertility, but the researchers said that "Men may be looking more often at the breasts because they are simply aesthetically pleasing, regardless of the size."
Some women report achieving an orgasm from nipple stimulation, but this is rare. Research suggests that the orgasms are genital orgasms, and may also be directly linked to "the genital area of the brain". In these cases, it seems that sensation from the nipples travels to the same part of the brain as sensations from the vagina, clitoris and cervix. Nipple stimulation may trigger uterine contractions, which then produce a sensation in the genital area of the brain.
Anthropomorphic geography
There are many mountains named after the breast because they resemble it in appearance and so are objects of religious and ancestral veneration as a fertility symbol and of well-being. In Asia, there was "Breast Mountain", which had a cave where the Buddhist monk Bodhidharma (Da Mo) spent much time in meditation. Other such breast mountains are Mount Elgon on the Uganda–Kenya border; and the Maiden Paps in Scotland; the ('Maiden's breast mountains') in Talim Island, Philippines, the twin hills known as the Paps of Anu ( or 'the breasts of Anu'), near Killarney in Ireland; the 2,086 m high or in the , Spain; in Thailand, in Puerto Rico; and the Breasts of Aphrodite in Mykonos, among many others. In the United States, the Teton Range is named after the French word for 'nipple'.
Measurement
The maturation and size of the breasts can be measured by a variety of different methods. These include Tanner staging, bra cup size, breast volume, breast–chest difference, the breast unit, breast hemicircumference, and breast circumference, among other measures.
See also
Udder
References
Bibliography
Morris, Desmond The Naked Ape: a zoologist's study of the human animal Bantam Books, Canada. 1967
External links
Breastfeeding
Human sexuality |
4492 | https://en.wikipedia.org/wiki/Baghdad | Baghdad | Baghdad (; ) is the capital of Iraq and the second-largest city in the Arab world after Cairo. It is located on the Tigris river. In 762 AD, Baghdad was chosen as the capital of the Abbasid Caliphate, and became its most notable major development project. Within a short time, the city evolved into a significant cultural, commercial, and intellectual center of the Muslim world. This, in addition to housing several key academic institutions, including the House of Wisdom, as well as a multiethnic and multi-religious environment, garnered it a worldwide reputation as the "Center of Learning".
For much of the Abbasid era, during the Islamic Golden Age, Baghdad was the largest city in the world. Its population peaked at more than one million people. The city was largely destroyed at the hands of the Mongol Empire in 1258, resulting in a decline that would linger through many centuries due to frequent plagues and multiple successive empires. With the recognition of Iraq as an independent state (formerly the British Mandate of Mesopotamia) in 1932, Baghdad gradually regained some of its former prominence as a significant center of Arab culture, with a population variously estimated at 6 or over 7 million. Compared to its large population, it has a small area at just 673 square kilometers (260 sq mi).
The city has faced severe infrastructural damage due to the Iraq War, which began with the United States-led invasion of Iraq in 2003 and lasted until 2011, and the subsequent insurgency and renewed war that lasted until 2017, resulting in a substantial loss of cultural heritage and historical artifacts. During this period, Baghdad had one of the highest rates of terrorist attacks in the world. However, terrorist attacks have gradually been on the decline since the territorial defeat of the Islamic State militant group in Iraq in 2017.
Name
The name Baghdad is pre-Islamic, and its origin is disputed. The site where the city of Baghdad developed has been populated for millennia. Archaeological evidence shows that the site of Baghdad was occupied by various peoples long before the Arab conquest of Mesopotamia in 637 CE, and several ancient empires had capitals located in the surrounding area.
Arab authors, realizing the pre-Islamic origins of Baghdad's name, generally looked for its roots in Middle Persian. They suggested various meanings, the most common of which was "bestowed by God". Modern scholars generally tend to favor this etymology, which views the word as a Persian compound of bagh () "god" and dād () "given". In Old Persian the first element can be traced to boghu and is related to Indo-Iranian bhag and Slavic bog "god." A similar term in Middle Persian is the name Mithradāt (Mehrdad in New Persian), known in English by its borrowed Hellenistic form Mithridates, meaning "Given by Mithra" (dāt is the more archaic form of dād, related to Sanskrit dāt, Latin dat and English donor), ultimately borrowed from Persian Mehrdad. There are a number of other locations whose names are compounds of the Middle Persian word bagh, including Baghlan and Bagram in Afghanistan, Baghshan in Iran itself, and Baghdati in Georgia, which likely share the same etymological Iranic origins.
Other authors have suggested older origins for the name, in particular the name Bagdadu or Hudadu that existed in Old Babylonian (spelled with a sign that can represent both bag and hu), and the Jewish Babylonian Aramaic name of a place called "Baghdatha" (. Some scholars suggested Aramaic derivations. In Hindu Puranas, It is mentioned that the city was named after King Bhagadatta.
Another view, suggested by Christophe Wall-Romana, is that name of "Baghdad" is derived from "Akkad", as the cuneiform logogram for Akkad (𒀀𒂵𒉈𒆠) is pronounced "a-ga-dèKI" ("Agade") and its resemblance to "Baghdad" is compelling.
When the Abbasid caliph al-Mansur founded a completely new city for his capital, he chose the name City of Peace (Arabic: مدینه السلام), which now refers to the Round city of Baghdad proper. This was the official name on coins, weights, and other official usage, although the common people continued to use the old name. By the 11th century, "Baghdad" became almost the exclusive name for the world-renowned metropolis.
Christophe Wall-Romana has suggested that al-Mansur's choice to found his 'new city' at Baghdad because of its strategic location was the same criteria which influenced Sargon's choice to found the original city of Akkad in the exact same location.
History
Foundation
After the fall of the Umayyads, the first Muslim dynasty, the victorious Abbasid rulers wanted their own capital from which they could rule. They chose a site north of the Sassanid capital of Ctesiphon, and on 30 July 762 the caliph Al-Mansur commissioned the construction of the city. It was built under the guidance of the Barmakids. Mansur believed that Baghdad was the perfect city to be the capital of the Islamic Empire under the Abbasids. The Muslim historian al-Tabari reported an ancient prediction by Christian monks that a lord named Miklas would one day build a spectacular city around the area of Baghdad. When Mansur heard the story, he became very joyful, for legend has it, he was called Miklas as a child. Mansur loved the site so much he is quoted saying: "This is indeed the city that I am to found, where I am to live, and where my descendants will reign afterward".
The city's growth was helped by its excellent location, based on at least two factors: it had control over strategic and trading routes along the Tigris, and it had an abundance of water in a dry climate. Water exists on both the north and south ends of the city, allowing all households to have a plentiful supply, which was quite uncommon during this time. The city of Baghdad quickly became so large that it had to be divided into three judicial districts: Madinat al-Mansur (the Round City), al-Sharqiyya (Karkh) and Askar al-Mahdi (on the West Bank).
Baghdad eclipsed Ctesiphon, the capital of the Sassanians, which was located some to the southeast. Today, all that remains of Ctesiphon is the shrine town of Salman Pak, just to the south of Greater Baghdad which is where Salman the Persian is believed to have been buried. Ctesiphon itself had replaced and absorbed Seleucia, the first capital of the Seleucid Empire, which had earlier replaced the city of Babylon.
According to the traveler Ibn Battuta, Baghdad was one of the largest cities, not including the damage it has received. The residents are mostly Hanbal. Baghdad is also home to the grave of Abu Hanifa where there is a cell and a mosque above it. The Sultan of Baghdad, Abu Said Bahadur Khan, was a Tatar king who embraced Islam.
In its early years, the city was known as a deliberate reminder of an expression in the Qur'an, when it refers to Paradise. It took four years to build (764–768). Mansur assembled engineers, surveyors, and art constructionists from around the world to come together and draw up plans for the city. Over 100,000 construction workers came to survey the plans; many were distributed salaries to start the building of the city. July was chosen as the starting time because two astrologers, Naubakht Ahvazi and Mashallah, believed that the city should be built under the sign of the lion, Leo. Leo is associated with fire and symbolizes productivity, pride, and expansion and Leo's connection symbolically to Mithra.
The bricks used to make the city were on all four sides. Abu Hanifah was the counter of the bricks and he developed a canal, which brought water to the work site for both human consumption and the manufacture of the bricks. Marble was also used to make buildings throughout the city, and marble steps led down to the river's edge.
The basic framework of the city consists of two large semicircles about in diameter. The inner city connecting them was designed as a circle about in diameter, leading it to be known as the "Round City". The original design shows a single ring of residential and commercial structures along the inside of the city walls, but the final construction added another ring inside the first. Within the city there were many parks, gardens, villas, and promenades. There was a large sanitation department, many fountains and public baths, and unlike contemporary European cities at the time, streets were frequently washed free of debris and trash. In fact, by the time of Harun al-Rashid, Baghdad had a few thousand hammams. These baths increased public hygiene and served as a way for the religious to perform ablutions as prescribed by Islam. Moreover, entry fees were usually so low that almost everyone could afford them. In the center of the city lay the mosque, as well as headquarters for guards. The purpose or use of the remaining space in the center is unknown. The circular design of the city was a direct reflection of the traditional Persian Sasanian urban design. The Sasanian city of Gur in Fars, built 500 years before Baghdad, is nearly identical in its general circular design, radiating avenues, and the government buildings and temples at the center of the city. This style of urban planning contrasted with Ancient Greek and Roman urban planning, in which cities are designed as squares or rectangles with streets intersecting each other at right angles.
Baghdad was a hectic city during the day and had many attractions at night. There were cabarets and taverns, halls for backgammon and chess, live plays, concerts, and acrobats. On street corners, storytellers engaged crowds with tales such as those later told in Arabian Nights.
Surrounding walls
The four surrounding walls of Baghdad were named Kufa, Basra, Khurasan, and Syria; named because their gates pointed in the directions of these destinations. The distance between these gates was a little less than . Each gate had double doors that were made of iron; the doors were so heavy it took several men to open and close them. The wall itself was about 44 m thick at the base and about 12 m thick at the top. Also, the wall was 30 m high, which included merlons, a solid part of an embattled parapet usually pierced by embrasures. This wall was surrounded by another wall with a thickness of 50 m. The second wall had towers and rounded merlons, which surrounded the towers. This outer wall was protected by a solid glacis, which is made out of bricks and quicklime. Beyond the outer wall was a water-filled moat.
Golden Gate Palace
The Golden Gate Palace, the residence of the caliph and his family, was in the heart of Baghdad, in the central square. In the central part of the building, there was a green dome that was 39 m high. Surrounding the palace was an esplanade, a waterside building, in which only the caliph could come riding on horseback. In addition, the palace was near other mansions and officer's residences. Near the Gate of Syria, a building served as the home for the guards. It was made of brick and marble. The palace governor lived in the latter part of the building and the commander of the guards in the front. In 813, after the death of caliph Al-Amin, the palace was no longer used as the home for the caliph and his family. The roundness points to the fact that it was based on Arabic script. The two designers who were hired by Al-Mansur to plan the city's design were Naubakht, a Zoroastrian who also determined that the date of the foundation of the city would be astrologically auspicious, and Mashallah, a Jew from Khorasan, Iran.
Center of learning (8th–9th centuries)
Within a generation of its founding, Baghdad became a hub of learning and commerce. The city flourished into an unrivaled intellectual center of science, medicine, philosophy, and education, especially with the Abbasid translation movement began under the second caliph Al-Mansur and thrived under the seventh caliph Al-Ma'mun. Baytul-Hikmah or the "House of Wisdom" was among the most well known academies, and had the largest selection of books in the world by the middle of the 9th century. Notable scholars based in Baghdad during this time include translator Hunayn ibn Ishaq, mathematician al-Khwarizmi, and philosopher Al-Kindi. Although Arabic was used as the international language of science, the scholarship involved not only Arabs, but also Persians, Syriacs, Nestorians, Jews, Arab Christians, and people from other ethnic and religious groups native to the region. These are considered among the fundamental elements that contributed to the flourishing of scholarship in the Medieval Islamic world. Baghdad was also a significant center of Islamic religious learning, with Al-Jahiz contributing to the formation of Mu'tazili theology, as well as Al-Tabari culminating in the scholarship on the Quranic exegesis. Baghdad is likely to have been the largest city in the world from shortly after its foundation until the 930s, when it tied with Córdoba. Several estimates suggest that the city contained over a million inhabitants at its peak. Many of the One Thousand and One Nights tales, widely known as the Arabian Nights, are set in Baghdad during this period. It would surpass even Constantinople in prosperity and size.
Among the notable features of Baghdad during this period were its exceptional libraries. Many of the Abbasid caliphs were patrons of learning and enjoyed collecting both ancient and contemporary literature. Although some of the princes of the previous Umayyad dynasty had begun to gather and translate Greek scientific literature, the Abbasids were the first to foster Greek learning on a large scale. Many of these libraries were private collections intended only for the use of the owners and their immediate friends, but the libraries of the caliphs and other officials soon took on a public or a semi-public character. Four great libraries were established in Baghdad during this period. The earliest was that of the famous Al-Ma'mun, who was caliph from 813 to 833. Another was established by Sabur ibn Ardashir in 991 or 993 for the literary men and scholars who frequented his academy. This second library was plundered and burned by the Seljuks only seventy years after it was established. This was a good example of the sort of library built up out of the needs and interests of a literary society. The last two were examples of madrasa or theological college libraries. The Nezamiyeh was founded by the Persian Nizam al-Mulk, who was vizier of two early Seljuk sultans. It continued to operate even after the coming of the Mongols in 1258. The Mustansiriyah madrasa, which owned an exceedingly rich library, was founded by Al-Mustansir, the second last Abbasid caliph, who died in 1242. This would prove to be the last great library built by the caliphs of Baghdad.
Stagnation and invasions (10th–16th centuries)
By the 10th century, the city's population was between 1.2 million and 2 million. Baghdad's early meteoric growth eventually slowed due to troubles within the Caliphate, including relocations of the capital to Samarra (during 808–819 and 836–892), the loss of the western and easternmost provinces, and periods of political domination by the Iranian Buwayhids (945–1055) and Seljuk Turks (1055–1135).
The Seljuks were a clan of the Oghuz Turks from Central Asia that converted to the Sunni branch of Islam. In 1040, they destroyed the Ghaznavids, taking over their land and in 1055, Tughril Beg, the leader of the Seljuks, took over Baghdad. The Seljuks expelled the Buyid dynasty of Shiites that had ruled for some time and took over power and control of Baghdad. They ruled as Sultans in the name of the Abbasid caliphs (they saw themselves as being part of the Abbasid regime). Tughril Beg saw himself as the protector of the Abbasid Caliphs.
Sieges and wars in which Baghdad was involved are listed below:
Siege of Baghdad (812–813), Fourth Fitna (Caliphal Civil War)
Siege of Baghdad (865), Abbasid civil war (865–866)
Battle of Baghdad (946), Buyid–Hamdanid War
Siege of Baghdad (1157), Abbasid–Seljuq Wars
Siege of Baghdad (1258), Mongol conquest of Baghdad
Siege of Baghdad (1393), by Tamerlane
Siege of Baghdad (1401), by Tamerlane
Capture of Baghdad (1534), Ottoman–Safavid Wars
Capture of Baghdad (1623), Ottoman–Safavid Wars
Capture of Baghdad (1638), Ottoman–Safavid Wars
In 1058, Baghdad was captured by the Fatimids under the Turkish general Abu'l-Ḥārith Arslān al-Basasiri, an adherent of the Ismailis along with the 'Uqaylid Quraysh. Not long before the arrival of the Saljuqs in Baghdad, al-Basasiri petitioned to the Fatimid Imam-Caliph al-Mustansir to support him in conquering Baghdad on the Ismaili Imam's behalf. It has recently come to light that the famed Fatimid da'i, al-Mu'ayyad al-Shirazi, had a direct role in supporting al-Basasiri and helped the general to succeed in taking Mawṣil, Wāsit and Kufa. Soon after, by December 1058, a Shi'i adhān (call to prayer) was implemented in Baghdad and a khutbah (sermon) was delivered in the name of the Fatimid Imam-Caliph. Despite his Shi'i inclinations, Al-Basasiri received support from Sunnis and Shi'is alike, for whom opposition to the Saljuq power was a common factor.
On 10 February 1258, Baghdad was captured by the Mongols led by Hulegu, a grandson of Chingiz Khan (Genghis Khan), during the siege of Baghdad. Many quarters were ruined by fire, siege, or looting. The Mongols massacred most of the city's inhabitants, including the caliph Al-Musta'sim, and destroyed large sections of the city. The canals and dykes forming the city's irrigation system were also destroyed. During this time, in Baghdad, Christians and Shia were tolerated, while Sunnis were treated as enemies. The sack of Baghdad put an end to the Abbasid Caliphate. It has been argued that this marked an end to the Islamic Golden Age and served a blow from which Islamic civilization never fully recovered.
At this point, Baghdad was ruled by the Ilkhanate, a breakaway state of the Mongol Empire, ruling from Iran. In August 1393, Baghdad was occupied by the Central Asian Turkic conqueror Timur ("Tamerlane"), by marching there in only eight days from Shiraz. Sultan Ahmad Jalayir fled to Syria, where the Mamluk Sultan Barquq protected him and killed Timur's envoys. Timur left the Sarbadar prince Khwaja Mas'ud to govern Baghdad, but he was driven out when Ahmad Jalayir returned.
In 1401, Baghdad was again sacked, by Timur. When his forces took Baghdad, he spared almost no one, and ordered that each of his soldiers bring back two severed human heads. Baghdad became a provincial capital controlled by the Mongol Jalayirid (1400–1411), Turkic Kara Koyunlu (1411–1469), Turkic Ak Koyunlu (1469–1508), and the Iranian Safavid (1508–1534) dynasties.
Ottoman and mamluks (16th–19th centuries)
In 1534, Baghdad was captured by the Ottoman Empire. Under the Ottomans, Baghdad continued into a period of decline, partially as a result of the enmity between its rulers and Iranian Safavids, which did not accept the Sunni control of the city. Between 1623 and 1638, it returned to Iranian rule before falling back into Ottoman hands. Baghdad has suffered severely from visitations of the plague and cholera, and sometimes two-thirds of its population has been wiped out.
For a time, Baghdad had been the largest city in the Middle East. The city saw relative revival in the latter part of the 18th century, under a Mamluk government. Direct Ottoman rule was reimposed by Ali Rıza Pasha in 1831. From 1851 to 1852 and from 1861 to 1867, Baghdad was governed, under the Ottoman Empire by Mehmed Namık Pasha. The Nuttall Encyclopedia reports the 1907 population of Baghdad as 185,000.
Modern era
Baghdad and southern Iraq remained under Ottoman rule until 1917, when they were captured by the British during World War I. In 1920, Baghdad became the capital of the British Mandate of Mesopotamia, with several architectural and planning projects commissioned to reinforce this administration. After receiving independence in 1932, the city became capital of the Kingdom of Iraq.
During this period, the substantial Jewish community (probably exceeding 100,000 people) comprised between a quarter and a third of the city's population. On 1 April 1941, members of the "Golden Square" and Rashid Ali staged a coup in Baghdad. Rashid Ali installed a pro-German and pro-Italian government to replace the pro-British government of Regent Abd al-Ilah. On 31 May, after the resulting Anglo-Iraqi War and after Rashid Ali and his government had fled, the Mayor of Baghdad surrendered to British and Commonwealth forces. On 1–2 June, during the ensuing power vacuum, Jewish residents were attacked following rumors they had aided the British. In what became known as the Farhud, over 180 Jews were killed, 1,000 injured and hundreds of Jewish properties were ransacked. Between 300 and 400 non-Jewish rioters were killed in the attempt to quell the violence.
The city's population grew from an estimated 145,000 in 1900 to 580,000 in 1950. On 14 July 1958, members of the Iraqi Army, under Abd al-Karim Qasim, staged a coup to topple the Kingdom of Iraq. King Faisal II, former Prime Minister Nuri al-Said, former Regent Prince 'Abd al-Ilah, members of the royal family, and others were brutally killed during the coup. Many of the victim's bodies were then dragged through the streets of Baghdad.
During the 1970s, Baghdad experienced a period of prosperity and growth because of a sharp increase in the price of petroleum, Iraq's main export. New infrastructure including modern sewerage, water, and highway facilities were built during this period. The masterplans of the city (1967, 1973) were delivered by the Polish planning office Miastoprojekt-Kraków, mediated by Polservice. However, the Iran–Iraq War of the 1980s was a difficult time for the city, as money was diverted by Saddam Hussein to the army and thousands of residents were killed. Iran launched a number of missile attacks against Baghdad in retaliation for Saddam Hussein's continuous bombardments of Tehran's residential districts. In 1991 and 2003, the Gulf War and the US invasion of Iraq caused significant damage to Baghdad's transportation, power, and sanitary infrastructure as the US-led coalition forces launched massive aerial assaults in the city in the two wars. Also in 2003, a minor riot in the city (which took place on 21 July) caused some disturbance in the population. The historic "Assyrian Quarter" of the city, Dora, which boasted a population of 150,000 Assyrians in 2003, made up over 3% of the capital's Assyrian population then. The community has been subject to kidnappings, death threats, vandalism, and house burnings by al-Qaeda and other insurgent groups. As of the end of 2014, only 1,500 Assyrians remained in Dora. The Iraq War took place from 2003 to 2011, but an Islamist insurgency lasted until 2013. It was followed by another war from 2013 to 2017 and a low-level insurgency from 2017, which included suicide bombings in January 2018 and January 2021. Priceless collection of artifacts in the National Museum of Iraq was looted by Iraqi citizens during the 2003 US-led invasion. Thousands of ancient manuscripts in the National Library were destroyed.
Baghdad gained significance on 3 January 2020, when Iranian major general Qasem Soleimani was killed in a U.S. drone strike at Baghdad International Airport.
Reconstruction efforts
Most Iraqi reconstruction efforts have been devoted to the restoration and repair of badly damaged urban infrastructure. More visible efforts at reconstruction through private development, like architect and urban designer Hisham N. Ashkouri's Baghdad Renaissance Plan and the Sindbad Hotel Complex and Conference Center have also been made. A plan was proposed by a Government agency to rebuild a tourist island in 2008. Investors were sought to develop a "romantic island" on the River Tigris that was once a popular honeymoon spot for newlyweds. The project would include a six-star hotel, spa, an 18-hole golf course and a country club. In addition, the go-ahead has been given to build numerous architecturally unique skyscrapers along the Tigris that would develop the city's financial center in Kadhehemiah. In late 2009, a construction plan was proposed to rebuild the heart of Baghdad, but the plan was never realized because corruption was involved in it.
The Baghdad Eye Ferris wheel, proposed in August 2008, was installed at the Al-Zawraa Park in March 2011. In May 2010, a new large scale residential and commercial project called Baghdad Gate was announced.
In August 2010, Iraqi-British architect Zaha Hadid, was appointed to design a new headquarters for the Central Bank in Baghdad. Initial talks about the project were held in Istanbul, Turkey, on 14 August 2010, in the presence of the Central Bank Governor Sinan al-Shabibi. On 2 February 2012, Zaha Hadid joined Sinan al-Shabibi at a ceremony in London to sign the agreement between the Central Bank of Iraq and Zaha Hadid Architects for the design stages of the new CBI Headquarters building. The construction was postponed in 2015 due to economical problems, but started again in 2019.
Climate
Baghdad has a hot desert climate (Köppen BWh), featuring extremely hot, prolonged, dry summers and mild to cool, slightly wet, short winters. In the summer, from June through August, the average maximum temperature is as high as and accompanied by sunshine. Rainfall has been recorded on fewer than half a dozen occasions at this time of year and has never exceeded . Even at night, temperatures in summer are seldom below . Baghdad's record highest temperature of was reached on 28 July 2020. The humidity is typically under 50% in summer due to Baghdad's distance from the marshy southern Iraq and the coasts of Persian Gulf, and dust storms from the deserts to the west are a normal occurrence during the summer.
Winter temperatures are typical of hot desert climates. From December through February, Baghdad has maximum temperatures averaging , though highs above are not unheard of. Lows below freezing occur a couple of times per year on average.
Annual rainfall, almost entirely confined to the period from November through March, averages approximately , but has been as high as and as low as . On 11 January 2008, light snow fell across Baghdad for the first time in 100 years. Snowfall was again reported on 11 February 2020, with accumulations across the city.
Geography
The city is located on a vast plain bisected by the Tigris river. The Tigris splits Baghdad in half, with the eastern half being called "Risafa" and the Western half known as "Karkh". The land on which the city is built is almost entirely flat and low-lying, being of quaternary alluvial origin due to the periodic large floods which have occurred on the river.
Administrative divisions
Administratively, Baghdad Governorate is divided into districts which are further divided into sub-districts. Municipally, the governorate is divided into 9 municipalities, which have responsibility for local issues. Regional services, however, are coordinated and carried out by a mayor who oversees the municipalities. The governorate council is responsible for the governorate-wide policy. These official subdivisions of the city served as administrative centers for the delivery of municipal services but until 2003 had no political function. Beginning in April 2003, the U.S. controlled Coalition Provisional Authority (CPA) began the process of creating new functions for these. The process initially focused on the election of neighborhood councils in the official neighborhoods, elected by neighborhood caucuses. The CPA convened a series of meetings in each neighborhood to explain local government, to describe the caucus election process and to encourage participants to spread the word and bring friends, relatives and neighbors to subsequent meetings. Each neighborhood process ultimately ended with a final meeting where candidates for the new neighborhood councils identified themselves and asked their neighbors to vote for them. Once all 88 (later increased to 89) neighborhood councils were in place, each neighborhood council elected representatives from among their members to serve on one of the city's nine district councils. The number of neighborhood representatives on a district council is based upon the neighborhood's population. The next step was to have each of the nine district councils elect representatives from their membership to serve on the 37 member Baghdad City Council. This three tier system of local government connected the people of Baghdad to the central government through their representatives from the neighborhood, through the district, and up to the city council. The same process was used to provide representative councils for the other communities in Baghdad Province outside of the city itself. There, local councils were elected from 20 neighborhoods (Nahia) and these councils elected representatives from their members to serve on six district councils (Qada). As within the city, the district councils then elected representatives from among their members to serve on the 35 member Baghdad Regional Council. The first step in the establishment of the system of local government for Baghdad Province was the election of the Baghdad Provincial Council. As before, the representatives to the Provincial Council were elected by their peers from the lower councils in numbers proportional to the population of the districts they represent. The 41 member Provincial Council took office in February 2004 and served until national elections held in January 2005, when a new Provincial Council was elected. This system of 127 separate councils may seem overly cumbersome; however, Baghdad Province is home to approximately seven million people. At the lowest level, the neighborhood councils, each council represents an average of 75,000 people. The nine District Advisory Councils (DAC) are as follows:
Adhamiyah
Karkh (Green Zone)
Karrada
Kadhimiya
Mansour
Sadr City (Thawra)
Al Rashid
Rusafa
New Baghdad (Tisaa Nissan) (9 April)
The nine districts are subdivided into 89 smaller neighborhoods which may make up sectors of any of the districts above. The following is a selection (rather than a complete list) of these neighborhoods:
Al-Ghazaliya
Al-A'amiriya
Dora
Karrada
Al-Jadriya
Al-Hebnaa
Zayouna
Al-Saydiya
Al-Sa'adoon
Al-Shu'ala
Al-Mahmudiyah
Bab Al-Moatham
Al-Baya'
Al-Za'franiya
Hayy Ur
Sha'ab
Hayy Al-Jami'a
Al-Adel
Al Khadhraa
Hayy Al-Jihad
Hayy Al-A'amel
Hayy Aoor
Al-Hurriya
Haydar-Khana
Hayy Al-Shurtta
Yarmouk
Jesr Diyala
Abu Disher
Al-Maidan
Raghiba Khatoun
Arab Jibor
Al-Fathel
Al-Ubedy
Al-Washash
Al-Wazireya
Notable streets
Haifa Street
Hilla Road – Runs from the north into Baghdad via Yarmouk (Baghdad)
Caliphs Street – site of historical mosques and churches
Al-Sa'doun Street – stretching from Liberation Square to Masbah
Abu Nuwas Street – runs along the Tigris from the Jumhouriya Bridge to 14 July Suspended Bridge
Damascus Street – goes from Damascus Square to the Baghdad Airport Road
Mutanabbi Street – A street with numerous bookshops, named after the 10th century Iraqi poet Al-Mutanabbi
Rabia Street
14th July Street (Mosul Road)
Muthana al-Shaibani Street
Bor Saeed (Port Said) Street
Thawra Street
Al-Qanat Street – runs through Baghdad north-south
Al-Khat al-Sare'a – Mohammed al-Qasim (high speed lane) – runs through Baghdad, north–south
Industry Street runs by the University of Technology – center of the computer trade in Baghdad
Al Nidhal Street
Al-Rasheed Street – city center Baghdad
Al-Jumhuriya Street – city center Baghdad
Falastin Street
Tariq al-Muaskar – (Al-Rasheed Camp Road)
Akhrot street
Baghdad Airport Road
Demographics
Baghdad's population was estimated at 7.22 million in 2015. The city historically had a predominantly Sunni population, but by the early 21st century around 52% of the city's population were Iraqi Shi'ites. At the beginning of the 21st century, some 1.5 million people migrated to Baghdad. Sunni Muslims make up 29–34% of Iraq's population and they are still a majority in west and north Iraq. As early as 2003, about 20 percent of the population of the city was the result of mixed marriages between Shi'ites and Sunnis. Following the civil war between the Sunni and Shia militia groups during the U.S. occupation of Iraq, the population of Sunnis significantly decreased as they were pushed out of many neighborhoods. The War in Iraq following the Islamic State's invasion in 2014 caused hundreds of thousands of Iraqi internally displaced people to flee to the city. The city has Shia, Sunni, Kurdish, Turkmen, Assyrian/Chaldean/Syriacs, Armenians and mixed neighborhoods. The city was also home to a large Jewish community and regularly visited by Sikh pilgrims.
Religion
Baghdad is home to diverse ethnic and religious groups with an Arab majority, as well as Kurds, Turkmens, Assyrians, Yazidis, Shabakis, Armenians and Mandaeans. The majority of the citizens are Muslims with minorities of Christians, Yezidis and Mandeans also present. There are many religious centers distributed around the city including mosques, churches and Mashkhannas cultic huts.
Masjid Al-Kadhimain is a shrine that is located in the Kādhimayn suburb of Baghdad. It contains the tombs of the seventh and ninth Twelver Shi'ite Imams, Musa al-Kadhim and Muhammad at-Taqi respectively, upon whom the title of Kādhimayn ("Two who swallow their anger") was bestowed. Many Shi'ites travel to the mosque from far away places to commemorate those imams.
In the Kadhimiya district of Baghdad, was the house of Baháʼu'lláh, (Prophet Founder of the Baha'i Faith) also known as the "Most Great House" (Bayt-i-Azam) and the "House of God," where Baháʼu'lláh mostly resided from 1853 to 1863. It is considered a holy place and a place of pilgrimage by Baha'i's according to their "Most Holy Book". On 23 June 2013, the house was destroyed under unclear circumstances.
Economy
Baghdad accounts for 22.2% of Iraq's population and 40% of the country's gross domestic product (PPP).
Tourism
Baghdad was once one of the main destinations in the country and the region with a wealth of cultural attractions. Tourism has diminished since the Iraq-Iran war and later during the US invasion, but in recent years Baghdad has become a main tourist destination although it is still facing challenges.
There are numerous historic, scientific and artistic museums in Baghdad which include, Iraq Museum, Baghdadi Museum, Natural History Museum and several others.
Baghdad is known for its famous Mutanabbi street which is well established for bookselling and has often been referred to as the heart and soul of the Baghdad literary and intellectual community. The annual International Book Fair in Baghdad is well known to the international publishing world as a promising publishing event in the region after years of instability.
Transport
Baghdad lacks substantial public transportation, and taxis are the primary means of transportation in the city. Roads in Baghdad are noted to be especially congested.
Iraqi Airways, the national airline of Iraq, has its headquarters on the grounds of Baghdad International Airport in Baghdad.
Proposed elevated metro
The Baghdad Metro is a proposed metro system repeatedly proposed since the reign of Saddam Hussein. The current proposal for the metro, this time in the form of an elevated railway to ease congestion in the city center, is set to begin construction in 2023 and per Iraqi officials is presumed to be primarily built by Hyundai and Alstom. The first phase is predicted to have 14 stations.
Education
The House of Wisdom was a major academy and public center in Baghdad. The Mustansiriya Madrasa was established in 1227 by the Abbasid Caliph al-Mustansir. The name was changed to al-Mustansiriya University in 1963. The University of Baghdad is the largest university in Iraq and the second largest in the Arab world. Prior to the Gulf War, multiple international schools operated in Baghdad, including:
École française de Bagdad
Deutsche Schule Bagdad
Baghdad Japanese School (バグダッド日本人学校), a nihonjin gakko
Universities
University of Baghdad
Mustansiriya University
Iraqi University
Nahrain University
Albayan University
University of Technology, Iraq
American University of Iraq – Baghdad
Al-Turath University College
Dijlah University College
Culture
Baghdad has always played a significant role in the broader Arab cultural sphere, contributing several significant writers, musicians and visual artists. Famous Arab poets and singers such as Nizar Qabbani, Umm Kulthum, Fairuz, Salah Al-Hamdani, Ilham al-Madfai and others have performed for the city. The dialect of Arabic spoken in Baghdad today differs from that of other large urban centers in Iraq, having features more characteristic of nomadic Arabic dialects (Versteegh, The Arabic Language). It is possible that this was caused by the repopulating of the city with rural residents after the multiple sackings of the late Middle Ages. For poetry written about Baghdad, see Reuven Snir (ed.), Baghdad: The City in Verse (Harvard, 2013). Baghdad joined the UNESCO Creative Cities Network as a City of Literature in December 2015.
Some of the important cultural institutions in the city include the National Theater, which was looted during the 2003 invasion of Iraq, but efforts are underway to restore the theater. The live theater industry received a boost during the 1990s, when UN sanctions limited the import of foreign films. As many as 30 movie theaters were reported to have been converted to live stages, producing a wide range of comedies and dramatic productions. Institutions offering cultural education in Baghdad include The Music and Ballet School of Baghdad and the Institute of Fine Arts Baghdad. The Iraqi National Symphony Orchestra is a government funded symphony orchestra in Baghdad. The INSO plays primarily classical European music, as well as original compositions based on Iraqi and Arab instruments and music. Baghdad is also home to a number of museums which housed artifacts and relics of ancient civilization; many of these were stolen, and the museums looted, during the widespread chaos immediately after United States forces entered the city.
During US occupation of Iraq, AFN Iraq ("Freedom Radio") broadcast news and entertainment within Baghdad, among other locations. There is also a private radio station called "Dijlah" (named after the Arabic word for the Tigris River) that was created in 2004 as Iraq's first independent talk radio station. Radio Dijlah offices, in the Jamia neighborhood of Baghdad, have been attacked on several occasions.
Sights of interest
The National Museum of Iraq whose collection of artifacts was looted during the 2003 US invasion, and the iconic Hands of Victory arches. Multiple Iraqi parties are in discussions as to whether the arches should remain as historical monuments or be dismantled. Thousands of ancient manuscripts in the National Library were destroyed under Saddam's command.
Mutanabbi Street is located near the old quarter of Baghdad; at Al-Rasheed Street. It is the historic center of Baghdadi book-selling, a street filled with bookstores and outdoor book stalls. It was named after the 10th-century classical Iraqi poet Al-Mutanabbi. This street is well established for bookselling and has often been referred to as the heart and soul of the Baghdad literacy and intellectual community.
Baghdad Zoo used to be the largest zoological park in the Middle East. Within eight days following the 2003 invasion, however, only 35 of the 650 animals in the facility survived. This was a result of theft of some animals for human food, and starvation of caged animals that had no food. Conservationist Lawrence Anthony and some of the zoo keepers cared for the animals and fed the carnivores with donkeys they had bought locally. Eventually Paul Bremer, Director of the Coalition Provisional Authority in Iraq after the invasion, ordered protection for the zoo and enlisted U.S. engineers to help reopen the facility.
Grand Festivities Square is the main square where public celebrations are held and is also the home to three important monuments commemorating Iraqi's fallen soldiers and victories in war; namely Al-Shaheed Monument, the Victory Arch and the Unknown Soldier's Monument.
Al-Shaheed Monument, also known as the Martyr's Memorial, is a monument dedicated to the Iraqi soldiers who died in the Iran–Iraq War. However, now it is generally considered by Iraqis to be for all of the martyrs of Iraq, especially those allied with Iran and Syria fighting ISIS, not just of the Iran–Iraq War. The monument was opened in 1983, and was designed by the Iraqi architect Saman Kamal and the Iraqi sculptor and artist Ismail Fatah Al Turk. During the 1970s and 1980s, Saddam Hussein's government spent a lot of money on new monuments, which included the al-Shaheed Monument.
Qushla or Qishla is a public square and the historical complex located in al-Rusafa neighborhood at the riverbank of Tigris. Qushla and its surroundings is where the historical features and cultural capitals of Baghdad are concentrated, from the Mutanabbi Street, Abbasid-era palace and bridges, Ottoman-era mosques to the Mustansariyah Madrasa. The square developed during the Ottoman era as a military barracks. Today, it is a place where the citizens of Baghdad find leisure such as reading poetry in gazebos. It is characterized by the iconic clock tower which was donated by George V. The entire area is submitted to the UNESCO World Heritage Site Tentative list.
A'dhamiyyah is a predominantly Sunni area with a Mosque that is associated with the Sunni Imam Abu Hanifa. The name of Al-Aʿẓamiyyah is derived from Abu Hanifa's title, al-Imām al-Aʿẓam (the Great Imam).
Firdos Square is a public open space in Baghdad and the location of two of the best-known hotels, the Palestine Hotel and the Sheraton Ishtar, which are both also the tallest buildings in Baghdad. The square was the site of the statue of Saddam Hussein that was pulled down by U.S.-led coalition forces in a widely televised event during the 2003 invasion of Iraq.
Al-Rasheed Street is one of the most significant landmarks in Baghdad. Located in al-Rusafa area, the street was an artistic, intellectual and cultural center for many Baghdadis. It also included many prominent theaters and nightclubs such as the Crescent Theatre where Egyptian Singer Umm Kulthum sang during her visit in 1932 as well as the Chakmakji Company that recorded the music of various Arab singers. The street also contains famous and well-known landmarks including the ancient Haydar-Khana Mosque as well as numerous well-known cafés such as al-Zahawi Café and the Brazilian Café. The Street is also notable for its architecture and aesthetic which was inspired by Renaissance architecture and also includes the famous Iraqi shanasheel.
Sport
Baghdad is home to some of the most successful football (soccer) teams in Iraq, the biggest being Al-Shorta (Police), Al-Quwa Al-Jawiya (Air Force), Al-Zawraa, and Al-Talaba (Students). The largest stadium in Baghdad is Al-Shaab Stadium, which was opened in 1966. In recent years, the capital has seen the building of several football stadiums which are meant be opened in near future. The city has also had a strong tradition of horse racing ever since World War I, known to Baghdadis simply as 'Races'. There are reports of pressures by the Islamists to stop this tradition due to the associated gambling.
Twin towns – sister cities
Cairo, Egypt
Pyongyang, North Korea
Tehran, Iran
See also
Iraqi art
List of mosques in Baghdad
List of places in Iraq
History of the Jews in Baghdad
Battle of Baghdad (2003)
Notes
References
Further reading
Articles
A Dweller in Mesopotamia, being the adventures of an official artist in the Garden of Eden, by Donald Maxwell, 1921 (a searchable facsimile at the University of Georgia Libraries; DjVu & format)
By Desert Ways to Baghdad, by Louisa Jebb (Mrs. Roland Wilkins), 1908 (1909 ed) (a searchable facsimile at the University of Georgia Libraries; DjVu & format)
Miastoprojekt goes abroad: the transfer of architectural labour from socialist Poland to Iraq (1958–1989) by Lukasz Stanek, The Journal of Architecture, Volume 17, Issue 3, 2012
Books
Caecilia Pieri, Bagdad, la construction d'une capitale moderne, 1914–1960, Presses de l'Ifpo, 2015, 440 pages, about 800 illustrations (ISBN 978-2-35159-399-8) (ISSN 2225-7578).
Mina Marefat, Caecilia Pieri, Gilles Ragot, Le Corbusier's Gymnasium in Bagdad, 2014, Éditions du patrimoine, collection Regards (French and English versions), Presses de l'Ifpo (Arabic version) (ISBN 2757703013).
"Travels in Asia and Africa 1325-135" by Ibn Battuta.
"Gertrude Bell: The Arabian Diaries, 1913–1914." by Bell Gertrude Lowthian, and O'Brien, Rosemary.
"Historic Cities of the Islamic World". by Bosworth, Clifford Edmund.
"Ottoman administration of Iraq, 1890–1908." by Cetinsaya, Gokhan.
"Naked in Baghdad." by Garrels, Anne, and Lawrence, Vint.
"A memoir of Major-General Sir Henry Creswicke Rawlinson." by Rawlinson, George.
Stanek, Łukasz (2020). Architecture in Global Socialism: Eastern Europe, West Africa, and the Middle East in the Cold War. Princeton. .
External links
Amanat/Mayoralty of Baghdad
Map of Baghdad
Iraq Image – Baghdad Satellite Observation
National Commission for Investment in Iraq
Interactive map
Iraq – Urban Society
– Baghdad government websites
Envisioning Reconstruction In Iraq
Description of the original layout of Baghdad
Ethnic and sectarian map of Baghdad – Healingiraq
UAE Investors Keen On Taking Part In Baghdad Renaissance Project
Man With A Plan: Hisham Ashkouri
Behind Baghdad's 9/11
Iraq Inter-Agency Information & Analysis Unit Reports, maps and assessments of Iraq from the UN Inter-Agency Information & Analysis Unit
762 establishments
Capitals in Asia
Capitals of caliphates
Cities in Iraq
Assyrian communities in Iraq
Turkmen communities in Iraq
Historic Jewish communities
Iraqi culture
Populated places along the Silk Road
Populated places established in the 8th century
Populated places on the Tigris River
8th-century establishments in Asia
Planned communities |
4493 | https://en.wikipedia.org/wiki/Outline%20of%20biology | Outline of biology | Biology – The natural science that studies life. Areas of focus include structure, function, growth, origin, evolution, distribution, and taxonomy.
History of biology
History of anatomy
History of biochemistry
History of biotechnology
History of ecology
History of genetics
History of evolutionary thought:
The eclipse of Darwinism – Catastrophism – Lamarckism – Orthogenesis – Mutationism – Structuralism – Vitalism
Modern (evolutionary) synthesis
History of molecular evolution
History of speciation
History of medicine
History of model organisms
History of molecular biology
Natural history
History of plant systematics
Overview
Biology
Science
Life
Properties: Adaptation – Energy processing – Growth – Order – Regulation – Reproduction – Response to environment
Biological organization: atom – molecule – cell – tissue – organ – organ system – organism – population – community – ecosystem – biosphere
Approach: Reductionism – emergent property – mechanistic
Biology as a science:
Natural science
Scientific method: observation – research question – hypothesis – testability – prediction – experiment – data – statistics
Scientific theory – scientific law
Research method
List of research methods in biology
Scientific literature
List of biology journals: peer review
Chemical basis
Outline of biochemistry
Atoms and molecules
matter – element – atom – proton – neutron – electron– Bohr model – isotope – chemical bond – ionic bond – ions – covalent bond – hydrogen bond – molecule
Water:
properties of water – solvent – cohesion – surface tension – Adhesion – pH
Organic compounds:
carbon – carbon-carbon bonds – hydrocarbon – monosaccharide – amino acids – nucleotide – functional group – monomer – adenosine triphosphate (ATP) – lipids – oil – sugar – vitamins – neurotransmitter – wax
Macromolecules:
polysaccharide: cellulose – carbohydrate – chitin – glycogen – starch
proteins: primary structure – secondary structure – tertiary structure – conformation – native state – protein folding – enzyme – receptor – transmembrane receptor – ion channel – membrane transporter – collagen – pigments: chlorophyll – carotenoid – xanthophyll – melanin – prion
lipids: cell membrane – fats – phospholipids
nucleic acids: DNA – RNA
Cells
Outline of cell biology
Cell structure:
Cell coined by Robert Hooke
Techniques: cell culture – microscope – light microscope – electron microscopy – SEM – TEM
Organelles: Cytoplasm – Vacuole – Peroxisome – Plastid
Cell nucleus
Nucleoplasm – Nucleolus – Chromatin – Chromosome
Endomembrane system
Nuclear envelope – Endoplasmic reticulum – Golgi apparatus – Vesicles – Lysosome
Energy creators: Mitochondrion and Chloroplast
Biological membranes:
Plasma membrane – Mitochondrial membrane – Chloroplast membrane
Other subcellular features: Cell wall – pseudopod – cytoskeleton – mitotic spindle – flagellum – cilium
Cell transport: Diffusion – Osmosis – isotonic – active transport – phagocytosis
Cellular reproduction: cytokinesis – centromere – meiosis
Nuclear reproduction: mitosis – interphase – prophase – metaphase – anaphase – telophase
programmed cell death – apoptosis – cell senescence
Metabolism:
enzyme - activation energy - proteolysis – cooperativity
Cellular respiration
Glycolysis – Pyruvate dehydrogenase complex – Citric acid cycle – electron transport chain – fermentation
Photosynthesis
light-dependent reactions – Calvin cycle
Cell cycle
mitosis – chromosome – haploid – diploid – polyploidy – prophase – metaphase – anaphase – cytokinesis – meiosis
Genetics
Outline of Genetics
Inheritance
heredity – Mendelian inheritance – gene – locus – trait – allele – polymorphism – homozygote – heterozygote – hybrid – hybridization – dihybrid cross – Punnett square – inbreeding
genotype–phenotype distinction – genotype – phenotype – dominant gene – recessive gene
genetic interactions – Mendel's law of segregation – genetic mosaic – maternal effect – penetrance – complementation – suppression – epistasis – genetic linkage
Model organisms: Drosophila – Arabidopsis – Caenorhabditis elegans – mouse – Saccharomyces cerevisiae – Escherichia coli – Lambda phage – Xenopus – chicken – zebrafish – Ciona intestinalis – amphioxus
Techniques: genetic screen – linkage map – genetic map
DNA
Nucleic acid double helix
Nucleobase: adenine (A) – cytosine (C) – guanine (G) – thymine (T) – uracil (U)
DNA replication – mutation – mutation rate – proofreading – DNA mismatch repair – point mutation – crossover – recombination – plasmid – transposon
Gene expression
Central dogma of molecular biology: nucleosome – genetic code – codon – transcription factor – transcription – translation – RNA – histone – telomere
heterochromatin – promoter – RNA polymerase
Protein biosynthesis – ribosomes
Gene regulation
operon – activator – repressor – corepressor – enhancer – alternative splicing
Genomes
DNA sequencing – high throughput sequencing – bioinformatics
Proteome – proteomics – metabolome – metabolomics
DNA paternity testing
Biotechnology (see also Outline of biochemical techniques and Molecular biology):
DNA fingerprinting – genetic fingerprint – microsatellite – gene knockout – imprinting – RNA interference Genomics – computational biology – bioinformatics – gel electrophoresis – transformation – PCR – PCR mutagenesis – primer – chromosome walking – RFLP – restriction enzyme – sequencing – shotgun sequencing – cloning – culture – DNA microarray – electrophoresis – protein tag – affinity chromatography – x-ray diffraction – Proteomics – mass spectrometry
Genes, development, and evolution
Apoptosis
French flag model
Pattern formation
Evo-devo gene toolkit
Transcription factor
Evolution
Outline of evolution (see also evolutionary biology)
Evolutionary processes
evolution
microevolution: adaptation – selection – natural selection – directional selection – sexual selection – genetic drift – sexual reproduction – asexual reproduction – colony – allele frequency – neutral theory of molecular evolution – population genetics – Hardy–Weinberg principle
Speciation
Species
Phylogeny
Lineage (evolution) – evolutionary tree – cladistics – species – taxon – clade – monophyletic – polyphyly – paraphyly – heredity – phenotypic trait – nucleic acid sequence – synapomorphy – homology – molecular clock – outgroup (cladistics) – maximum parsimony (phylogenetics) – Computational phylogenetics
Linnaean taxonomy: Carl Linnaeus – domain (biology) – kingdom (biology) – phylum – class (biology) – order (biology) – family (biology) – genus – species
Three-domain system: archaea – bacteria – eukaryote – protist – fungi – plant – animal
Binomial nomenclature: scientific classification – Homo sapiens
History of life
Origin of life – hierarchy of life – Miller–Urey experiment
Macroevolution: adaptive radiation – convergent evolution – extinction – mass extinction – fossil – taphonomy – geologic time – plate tectonics – continental drift – vicariance – Gondwana – Pangaea – endosymbiosis
Diversity
Bacteria and Archaea
Protists
Plant diversity
Green algae
Chlorophyta
Charophyta
Bryophytes
Marchantiophyta
Anthocerotophyta
Moss
Pteridophytes
Lycopodiophyta
Polypodiophyta
Seed plants
Cycadophyta
Ginkgophyta
Pinophyta
Gnetophyta
Magnoliophyta
Fungi
Yeast – mold (fungus) – mushroom
Animal diversity
Invertebrates:
sponge – cnidarian – coral – jellyfish – Hydra (genus) – sea anemone
flatworms – nematodes
arthropods: crustacean – chelicerata – myriapoda – arachnids – insects – annelids – molluscs
Vertebrates:
fishes: – agnatha – chondrichthyes – osteichthyes
Tiktaalik
tetrapods
amphibians
reptiles
birds
flightless birds – Neognathae – dinosaurs
mammals
placental: primates
marsupial
monotreme
Viruses
DNA viruses – RNA viruses – retroviruses
Plant form and function
Plant body
Organ systems: root – shoot – stem – leaf – flower
Plant nutrition and transport
Vascular tissue – bark (botany) – Casparian strip – turgor pressure – xylem – phloem – transpiration – wood – trunk (botany)
Plant development
tropism – taxis
seed – cotyledon – meristem – apical meristem – vascular cambium – cork cambium
alternation of generations – gametophyte – antheridium – archegonium – sporophyte – spore – sporangium
Plant reproduction
angiosperms – flower – reproduction – sperm – pollination – self-pollination – cross-pollination – nectar – pollen
Plant responses
Plant hormone – ripening – fruit – Ethylene as a plant hormone – toxin – pollinator – phototropism – skototropism – phototropin – phytochrome – auxin – photoperiodism – gravity
Animal form and function
General features: morphology (biology) – anatomy – physiology – biological tissues – organ (biology) – organ systems
Water and salt balance
Body fluids: osmotic pressure – ionic composition – volume
Diffusion – osmosis) – Tonicity – sodium – potassium – calcium – chloride
Excretion
Nutrition and digestion
Digestive system: stomach – intestine – liver – nutrition – primary nutritional groups metabolism – kidney – excretion
Breathing
Respiratory system: lungs
Circulation
Circulatory system: heart – artery – vein – capillary – Blood – blood cell
Lymphatic system: lymph node
Muscle and movement
Skeletal system: bone – cartilage – joint – tendon
Muscular system: muscle – actin – myosin – reflex
Nervous system
Neuron – dendrite – axon – nerve – electrochemical gradient – electrophysiology – action potential – signal transduction – synapse – receptor –
Central nervous system: brain – spinal cord
limbic system – memory – vestibular system
Peripheral nervous system
Sensory nervous system: eye – vision – audition – proprioception – olfaction –
Integumentary system: skin cell
Hormonal control
Endocrine system: hormone
Animal reproduction
Reproductive system: testes – ovary – pregnancy
Fish#Reproductive system
Mammalian reproductive system
Human reproductive system
Mammalian penis
Os penis
Penile spines
Genitalia of bottlenose dolphins
Genitalia of marsupials
Equine reproductive system
Even-toed ungulate#Genitourinary system
Bull#Reproductive anatomy
Carnivora#Reproductive system
Fossa (animal)#External genitalia
Female genitalia of spotted hyenas
Cat anatomy#Genitalia
Genitalia of dogs
Canine penis
Bulbus glandis
Animal development
stem cell – blastula – gastrula – egg (biology) – fetus – placenta - gamete – spermatid – ovum – zygote – embryo – cellular differentiation – morphogenesis – homeobox
Immune system
antibody – host – vaccine – immune cell – AIDS – T cell – leucocyte
Animal behavior
Behavior: mating – animal communication – seek shelter – migration (ecology)
Fixed action pattern
Altruism (biology)
Ecology
Outline of ecology
Ecosystems:
Ecology – Biodiversity – habitat – plankton – thermocline – saprobe
Abiotic component: water – light – radiation – temperature – humidity – atmosphere – acidity
Microbe – biomass – organic matter – decomposer – decomposition – carbon – nutrient cycling – solar energy – topography – tilt – Windward and leeward – precipitation Temperature – biome
Populations
Population ecology: organism – geographical area – sexual reproduction – population density – population growth – birth rate – death Rate – immigration rate – exponential growth – carrying capacity – logistic function – natural environment – competition (biology) – mating – biological dispersal – endemic (ecology) – growth curve (biology) – habitat – drinking water – resource – human population – technology – Green revolution
Communities
Community (ecology) – ecological niche – keystone species – mimicry – symbiosis – pollination – mutualism – commensalism – parasitism – predation – invasive species – environmental heterogeneity – edge effect
Consumer–resource interactions: food chain – food web – autotroph – heterotrophs – herbivore – carnivore – trophic level
Biosphere
lithosphere – atmosphere – hydrosphere
biogeochemical cycle: nitrogen cycle – carbon cycle – water cycle
Climate change: Fossil fuel – coal – oil – natural gas – World energy consumption – Climate change feedback – Albedo – water vapor Carbon sink
Conservation
Biodiversity – habitats – Ecosystem services – biodiversity loss – extinction – Sustainability – Holocene extinction
Branches
Anatomy – study of form in animals, plants and other organisms, or specifically in humans. Simply, the study of internal structure of living organisms.
Comparative anatomy – the study of evolution of species through similarities and differences in their anatomy.
Osteology – study of bones.
Osteomyoarthrology – the study of the movement apparatus, including bones, joints, ligaments and muscles.
Viscerology – the study of organs
Neuroanatomy – the study of the nervous system.
Histology – also known as microscopic anatomy or microanatomy, the branch of biology which studies the microscopic anatomy of biological tissues.
Astrobiology – study of origin, early-evolution, distribution, and future of life in the universe. Also known as exobiology, and bioastronomy.
Bioarchaeology – study of human and animal remains from archaeological sites.
Biochemistry – study of the chemical reactions required for life to exist and function, usually a focus on the cellular level.
Biocultural anthropology – the study of the relations between human biology and culture.
Biogeography – study of the distribution of species spatially and temporally.
Biolinguistics – study of biology and the evolution of language.
Biological economics – an interdisciplinary field in which the interaction of human biology and economics is studied.
Biophysics – study of biological processes through the methods traditionally used in the physical sciences.
Biomechanics – the study of the mechanics of living beings.
Neurophysics – study of the development of the nervous system on a molecular level.
Quantum biology – application of quantum mechanics and theoretical chemistry to biological objects and problems.
Virophysics – study of mechanics and dynamics driving the interactions between virus and cells.
Biotechnology – new and sometimes controversial branch of biology that studies the manipulation of living matter, including genetic modification and synthetic biology.
Bioinformatics – use of information technology for the study, collection, and storage of genomic and other biological data.
Bioengineering – study of biology through the means of engineering with an emphasis on applied knowledge and especially related to biotechnology.
Synthetic biology – research integrating biology and engineering; construction of biological functions not found in nature.
Botany – study of plants.
Photobiology – scientific study of the interactions of light (technically, non-ionizing radiation) and living organisms. The field includes the study of photosynthesis, photomorphogenesis, visual processing, circadian rhythms, bioluminescence, and ultraviolet radiation effects.
Phycology – scientific study of algae.
Plant physiology – subdiscipline of botany concerned with the functioning, or physiology, of plants.
Cell biology – study of the cell as a complete unit, and the molecular and chemical interactions that occur within a living cell.
Histology – study of the anatomy of cells and tissues of plants and animals using microscopy.
Chronobiology – field of biology that examines periodic (cyclic) phenomena in living organisms and their adaptation to solar- and lunar-related rhythms.
Dendrochronology – study of tree rings, using them to date the exact year they were formed in order to analyze atmospheric conditions during different periods in natural history.
Developmental biology – study of the processes through which an organism forms, from zygote to full structure
Embryology – study of the development of embryo (from fecundation to birth).
Gerontology – study of aging processes.
Ecology – study of the interactions of living organisms with one another and with the non-living elements of their environment.
Epidemiology – major component of public health research, studying factors affecting the health of populations.
Evolutionary biology – study of the origin and descent of species over time.
Evolutionary developmental biology – field of biology that compares the developmental processes of different organisms to determine the ancestral relationship between them, and to discover how developmental processes evolved.
Paleobiology – discipline which combines the methods and findings of the life sciences with the methods and findings of the earth science, paleontology.
Paleoanthropology – the study of fossil evidence for human evolution, mainly using remains from extinct hominin and other primate species to determine the morphological and behavioral changes in the human lineage, as well as the environment in which human evolution occurred.
Paleobotany – study of fossil plants.
Paleontology – study of fossils and sometimes geographic evidence of prehistoric life.
Paleopathology – the study of pathogenic conditions observable in bones or mummified soft tissue, and on nutritional disorders, variation in stature or morphology of bones over time, evidence of physical trauma, or evidence of occupationally derived biomechanic stress.
Genetics – study of genes and heredity.
Quantitative genetics – study of phenotypes that vary continuously (in characters such as height or mass)—as opposed to discretely identifiable phenotypes and gene-products (such as eye-colour, or the presence of a particular biochemical).
Geobiology – study of the interactions between the physical Earth and the biosphere.
Marine biology – study of ocean ecosystems, plants, animals, and other living beings.
Microbiology – study of microscopic organisms (microorganisms) and their interactions with other living things.
Bacteriology – study of bacteria
Immunology – study of immune systems in all organisms.
Mycology – study of fungi
Parasitology – study of parasites and parasitism.
Virology – study of viruses
Molecular biology – study of biology and biological functions at the molecular level, with some cross over from biochemistry.
Structural biology – a branch of molecular biology, biochemistry, and biophysics concerned with the molecular structure of biological macromolecules.
Neuroscience – study of the nervous system, including anatomy, physiology and emergent proprieties.
Behavioral neuroscience – study of physiological, genetic, and developmental mechanisms of behavior in humans and other animals.
Cellular neuroscience – study of neurons at a cellular level.
Cognitive neuroscience – study of biological substrates underlying cognition, with a focus on the neural substrates of mental processes.
Computational neuroscience – study of the information processing functions of the nervous system, and the use of digital computers to study the nervous system.
Developmental neuroscience – study of the cellular basis of brain development and addresses the underlying mechanisms.
Molecular neuroscience – studies the biology of the nervous system with molecular biology, molecular genetics, protein chemistry and related methodologies.
Neuroanatomy – study of the anatomy of nervous tissue and neural structures of the nervous system.
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4501 | https://en.wikipedia.org/wiki/Black%20Death | Black Death | The Black Death (also known as the Pestilence, the Great Mortality or the Plague) was a bubonic plague pandemic occurring in Western Eurasia and North Africa from 1346 to 1353. It is the most fatal pandemic recorded in human history, causing the deaths of people, peaking in Europe from 1347 to 1351. Bubonic plague is caused by the bacterium Yersinia pestis spread by fleas, but during the Black Death it probably also took a secondary form, spread by person-to-person contact via aerosols, causing pneumonic plague.
The Black Death was the beginning of the second plague pandemic. The plague created religious, social and economic upheavals, with profound effects on the course of European history.
The origin of the Black Death is disputed. Genetic analysis points to the evolution of Yersinia pestis in the Tian Shan mountains on the border between Kyrgyzstan and China 2,600 years ago. The immediate territorial origins of the Black Death and its outbreak remains unclear with some pointing towards Central Asia, China, the Middle East, and Europe. The pandemic was reportedly first introduced to Europe during the siege of the Genoese trading port of Kaffa in Crimea by the Golden Horde army of Jani Beg in 1347. From Crimea, it was most likely carried by fleas living on the black rats that travelled on Genoese ships, spreading through the Mediterranean Basin and reaching North Africa, Western Asia, and the rest of Europe via Constantinople, Sicily, and the Italian Peninsula. There is evidence that once it came ashore, the Black Death mainly spread from person-to-person as pneumonic plague, thus explaining the quick inland spread of the epidemic, which was faster than would be expected if the primary vector was rat fleas causing bubonic plague. In 2022, it was discovered that there was a sudden surge of deaths in what is today Kyrgyzstan from the Black Death in the late 1330s; when combined with genetic evidence, this implies that the initial spread may not have been due to Mongol conquests in the 14th century, as previously speculated.
The Black Death was the second great natural disaster to strike Europe during the Late Middle Ages (the first one being the Great Famine of 1315–1317) and is estimated to have killed 30 per cent to 60 per cent of the European population, as well as approximately 33 per cent of the population of the Middle East. The plague may have reduced the world population from to 350–375 million in the 14th century. There were further outbreaks throughout the Late Middle Ages and, also due to other contributing factors (the Crisis of the Late Middle Ages), the European population did not regain its 14th century level until the 16th century. Outbreaks of the plague recurred around the world until the early 19th century.
Names
European writers contemporary with the plague described the disease in Latin as or ; ; . In English prior to the 18th century, the event was called the "pestilence" or "great pestilence", "the plague" or the "great death". Subsequent to the pandemic "the furste moreyn" (first murrain) or "first pestilence" was applied, to distinguish the mid-14th century phenomenon from other infectious diseases and epidemics of plague.
The 1347 pandemic plague was not referred to specifically as "black" in the time of occurrence in any European language, though the expression "black death" had occasionally been applied to fatal disease beforehand. "Black death" was not used to describe the plague pandemic in English until the 1750s; the term is first attested in 1755, where it translated . This expression as a proper name for the pandemic had been popularized by Swedish and Danish chroniclers in the 15th and early 16th centuries, and in the 16th and 17th centuries was transferred to other languages as a calque: , , and . Previously, most European languages had named the pandemic a variant or calque of the .
The phrase 'black death' – describing Death as black – is very old. Homer used it in the Odyssey to describe the monstrous Scylla, with her mouths "full of black Death" (). Seneca the Younger may have been the first to describe an epidemic as 'black death', () but only in reference to the acute lethality and dark prognosis of disease. The 12th–13th century French physician Gilles de Corbeil had already used to refer to a "pestilential fever" () in his work On the Signs and Symptoms of Diseases (). The phrase , was used in 1350 by Simon de Covino (or Couvin), a Belgian astronomer, in his poem "On the Judgement of the Sun at a Feast of Saturn" (), which attributes the plague to an astrological conjunction of Jupiter and Saturn. His use of the phrase is not connected unambiguously with the plague pandemic of 1347 and appears to refer to the fatal outcome of disease.
The historian Cardinal Francis Aidan Gasquet wrote about the Great Pestilence in 1893 and suggested that it had been "some form of the ordinary Eastern or bubonic plague". In 1908, Gasquet said use of the name for the 14th-century epidemic first appeared in a 1631 book on Danish history by J. I. Pontanus: "Commonly and from its effects, they called it the black death" ().
Previous plague epidemics
Research from 2017 suggests plague first infected humans in Europe and Asia in the Late Neolithic-Early Bronze Age. Research in 2018 found evidence of Yersinia pestis in an ancient Swedish tomb, which may have been associated with the "Neolithic decline" around 3000 BCE, in which European populations fell significantly. This Y. pestis may have been different from more modern types, with bubonic plague transmissible by fleas first known from Bronze Age remains near Samara.
The symptoms of bubonic plague are first attested in a fragment of Rufus of Ephesus preserved by Oribasius; these ancient medical authorities suggest bubonic plague had appeared in the Roman Empire before the reign of Trajan, six centuries before arriving at Pelusium in the reign of Justinian I. In 2013, researchers confirmed earlier speculation that the cause of the Plague of Justinian (541–542 CE, with recurrences until 750) was Y. pestis. This is known as the first plague pandemic. In 610, the Chinese physician Chao Yuanfang described a "malignant bubo" "coming in abruptly with high fever together with the appearance of a bundle of nodes beneath the tissue." The Chinese physician Sun Simo who died in 652 also mentioned a "malignant bubo" and plague that was common in Lingnan (Guangzhou). Ole Jørgen Benedictow believes that this indicates it was an offshoot of the first plague pandemic which made its way eastward to Chinese territory by around 600.
14th-century plague
Causes
Early theory
The most authoritative contemporary account is found in a report from the medical faculty in Paris to Philip VI of France. It blamed the heavens, in the form of a conjunction of three planets in 1345 that caused a "great pestilence in the air" (miasma theory). Muslim religious scholars taught that the pandemic was a "martyrdom and mercy" from God, assuring the believer's place in paradise. For non-believers, it was a punishment. Some Muslim doctors cautioned against trying to prevent or treat a disease sent by God. Others adopted preventive measures and treatments for plague used by Europeans. These Muslim doctors also depended on the writings of the ancient Greeks.
Predominant modern theory
Due to climate change in Asia, rodents began to flee the dried-out grasslands to more populated areas, spreading the disease. The plague disease, caused by the bacterium Yersinia pestis, is enzootic (commonly present) in populations of fleas carried by ground rodents, including marmots, in various areas, including Central Asia, Kurdistan, Western Asia, North India, Uganda and the western United States.
Y. pestis was discovered by Alexandre Yersin, a pupil of Louis Pasteur, during an epidemic of bubonic plague in Hong Kong in 1894; Yersin also proved this bacillus was present in rodents and suggested the rat was the main vehicle of transmission. The mechanism by which Y. pestis is usually transmitted was established in 1898 by Paul-Louis Simond and was found to involve the bites of fleas whose midguts had become obstructed by replicating Y. pestis several days after feeding on an infected host. This blockage starves the fleas and drives them to aggressive feeding behaviour and attempts to clear the blockage by regurgitation, resulting in thousands of plague bacteria being flushed into the feeding site, infecting the host. The bubonic plague mechanism was also dependent on two populations of rodents: one resistant to the disease, which act as hosts, keeping the disease endemic, and a second that lacks resistance. When the second population dies, the fleas move on to other hosts, including people, thus creating a human epidemic.
DNA evidence
Definitive confirmation of the role of Y. pestis arrived in 2010 with a publication in PLOS Pathogens by Haensch et al. They assessed the presence of DNA/RNA with polymerase chain reaction (PCR) techniques for Y. pestis from the tooth sockets in human skeletons from mass graves in northern, central and southern Europe that were associated archaeologically with the Black Death and subsequent resurgences. The authors concluded that this new research, together with prior analyses from the south of France and Germany, "ends the debate about the cause of the Black Death, and unambiguously demonstrates that Y. pestis was the causative agent of the epidemic plague that devastated Europe during the Middle Ages". In 2011, these results were further confirmed with genetic evidence derived from Black Death victims in the East Smithfield burial site in England. Schuenemann et al. concluded in 2011 "that the Black Death in medieval Europe was caused by a variant of Y. pestis that may no longer exist".
Later in 2011, Bos et al. reported in Nature the first draft genome of Y. pestis from plague victims from the same East Smithfield cemetery and indicated that the strain that caused the Black Death is ancestral to most modern strains of Y. pestis.
Since this time, further genomic papers have further confirmed the phylogenetic placement of the Y. pestis strain responsible for the Black Death as both the ancestor of later plague epidemics including the third plague pandemic and as the descendant of the strain responsible for the Plague of Justinian. In addition, plague genomes from significantly earlier in prehistory have been recovered.
DNA taken from 25 skeletons from 14th century London have shown that plague is a strain of Y. pestis almost identical to that which hit Madagascar in 2013. Further DNA evidence also proves the role of Y. pestis and traces the source to the Tian Shan mountains in Kyrgyzstan.
Alternative explanations
It is recognised that an epidemiological account of plague is as important as an identification of symptoms, but researchers are hampered by the lack of reliable statistics from this period. Most work has been done on the spread of the disease in England, and even estimates of overall population at the start vary by over 100% as no census was undertaken in England between the time of publication of the Domesday Book of 1086 and the poll tax of the year 1377. Estimates of plague victims are usually extrapolated from figures for the clergy.
Mathematical modelling is used to match the spreading patterns and the means of transmission. A research in 2018 challenged the popular hypothesis that "infected rats died, their flea parasites could have jumped from the recently dead rat hosts to humans". It suggested an alternative model in which "the disease was spread from human fleas and body lice to other people". The second model claims to better fit the trends of death toll because the rat-flea-human hypothesis would have produced a delayed but very high spike in deaths, which contradict historical death data.
Lars Walløe complains that all of these authors "take it for granted that Simond's infection model, black rat → rat flea → human, which was developed to explain the spread of plague in India, is the only way an epidemic of Yersinia pestis infection could spread", whilst pointing to several other possibilities. Similarly, Monica Green has argued that greater attention is needed to the range of (especially non-commensal) animals that might be involved in the transmission of plague.
Archaeologist Barney Sloane has argued that there is insufficient evidence of the extinction of numerous rats in the archaeological record of the medieval waterfront in London and that the disease spread too quickly to support the thesis that Y. pestis was spread from fleas on rats; he argues that transmission must have been person to person. This theory is supported by research in 2018 which suggested transmission was more likely by body lice and fleas during the second plague pandemic.
Summary
Although academic debate continues, no single alternative solution has achieved widespread acceptance. Many scholars arguing for Y. pestis as the major agent of the pandemic suggest that its extent and symptoms can be explained by a combination of bubonic plague with other diseases, including typhus, smallpox and respiratory infections. In addition to the bubonic infection, others point to additional septicaemic (a type of "blood poisoning") and pneumonic (an airborne plague that attacks the lungs before the rest of the body) forms of plague, which lengthen the duration of outbreaks throughout the seasons and help account for its high mortality rate and additional recorded symptoms. In 2014, Public Health England announced the results of an examination of 25 bodies exhumed in the Clerkenwell area of London, as well as of wills registered in London during the period, which supported the pneumonic hypothesis. Currently, while osteoarcheologists have conclusively verified the presence of Y. pestis bacteria in burial sites across northern Europe through examination of bones and dental pulp, no other epidemic pathogen has been discovered to bolster the alternative explanations.
Transmission
Lack of hygiene
The importance of hygiene was recognised only in the nineteenth century with the development of the germ theory of disease; until then streets were commonly filthy, with live animals of all sorts around and human parasites abounding, facilitating the spread of transmissible disease.
By the early fourteenth century so much filth had collected inside urban Europe that French and Italian cities were naming streets after human waste. In medieval Paris, several street names were inspired by merde, the French word for "shit". There were rue Merdeux, rue Merdelet, rue Merdusson, rue des Merdons and rue Merdiere—as well as a rue du Pipi.
Pigs, cattle, chickens, geese, goats and horses roamed the streets of medieval London and Paris. Medieval homeowners were supposed to police their housefronts, including removing animal dung, but most urbanites were as careless as William E. Cosner, a resident of the London suburb of Farringdon Without. A complaint lodged against Cosner charges that "men could not pass [by his house] for the stink [of] . . . horse dung and horse piss."
One irate Londoner complained that the runoff from the local slaughterhouse had made his garden "stinking and putrid", while another charged that the blood from slain animals flooded nearby streets and lanes, "making a foul corruption and abominable sight to all dwelling near." In much of medieval Europe, sanitation legislation consisted of an ordinance requiring homeowners to shout, "Look out below!" three times before dumping a full chamber pot into the street.
Early Christians, who thought self-abnegation a cardinal virtue, considered bathing, if not a vice, then a temptation. "Who knows what impure thoughts might arise in a tub of warm water? With this danger in mind, St. Benedict declared, "To those who are well, and especially to the young, bathing shall seldom be permitted." St. Agnes took the injunction to heart and died without ever bathing.
Territorial origins
According to a team of medical geneticists led by Mark Achtman that analysed the genetic variation of the bacterium Yersinia pestis "evolved in or near China" over 2,600 years ago. Later research by a team led by Galina Eroshenko places the origins more specifically in the Tian Shan mountains on the border between Kyrgyzstan and China. However more recent research notes that the previous sampling had a very heavy East Asian bias and that sampling since then has discovered strains of Y. pestis in the Caucasus region that were previously thought to be restricted to China. There is also no physical or specific textual evidence of the Black Death in 14th century China. As a result, China's place in the sequence of the plague's spread is still debated to this day. According to Charles Creighton, records of epidemics in 14th century China suggest nothing more than typhus and major Chinese outbreaks of epidemic disease post-date the European epidemic by several years. The earliest Chinese descriptions of the bubonic plague do not appear until the 1640s.
Nestorian graves dating to 1338–1339 near Issyk-Kul in Kyrgyzstan have inscriptions referring to plague, which has led some historians and epidemiologists to think they mark the outbreak of the epidemic; this is supported by recent direct findings of Y. pestis DNA in teeth samples from graves in the area with inscriptions referring to "pestilence" as the cause of death. Epidemics killed an estimated 25 million across Asia during the fifteen years before the Black Death reached Constantinople in 1347.
According to John Norris, evidence from Issyk-Kul indicates a small sporadic outbreak characteristic of transmission from rodents to humans with no wide-scale impact. According to Achtman, the dating of the plague suggests that it was not carried along the Silk Road, and its widespread appearance in that region probably postdates the European outbreak. There are no records of the symptoms of the Black Death from Mongol sources or writings from travelers east of the Black Sea prior to the Crimean outbreak in 1346. Finally, the Silk Road had already been heavily disrupted before the spread of the Black Death. Western and Middle Eastern traders found it difficult to trade on the Silk Road by 1325 and impossible by 1340, making spread of the plague less likely.
Others still favor an origin in China or even Kurdistan, and not Central Asia. According to the theory of Chinese origin, the disease may have traveled along the Silk Road with Mongol armies and traders, or it could have arrived via ship, but this theory is still contested. It is speculated that rats aboard Zheng He's ships in the 15th century may have carried the plague to Southeast Asia, India and Africa.
Research on the Delhi Sultanate and the Yuan Dynasty shows no evidence of any serious epidemic in fourteenth-century India and no specific evidence of plague in fourteenth-century China, suggesting that the Black Death may not have reached these regions. Ole Benedictow argues that since the first clear reports of the Black Death come from Kaffa, the Black Death most likely originated in the nearby plague focus on the northwestern shore of the Caspian Sea.
Monica H. Green suggests that the reason why other parts of Eurasia outside the west do not contain the same evidence of the Black Plague is because there were actually four strains of Yersinia pestis that became predominant in different parts of the world. Mongol records of illness such as food poisoning may have been referring to the Black Plague. Another theory is that the Black Death originated near Europe and cycled through the Mediterranean, Northern Europe and Russia before making its way to China. Other historians such as John Norris and Ole Benedictaw believe the Black Death likely originated in Europe or the Middle East and never reached China.
European outbreak
Plague was reportedly first introduced to Europe via Genoese traders from their port city of Kaffa in the Crimea in 1347. During a protracted siege of the city, in 1345–1346 the Mongol Golden Horde army of Jani Beg, whose mainly Tatar troops were suffering from the disease, catapulted infected corpses over the city walls of Kaffa to infect the inhabitants, though it is more likely that infected rats travelled across the siege lines to spread the epidemic to the inhabitants. As the disease took hold, Genoese traders fled across the Black Sea to Constantinople, where the disease first arrived in Europe in summer 1347.
The epidemic there killed the 13-year-old son of the Byzantine emperor, John VI Kantakouzenos, who wrote a description of the disease modelled on Thucydides's account of the 5th century BCE Plague of Athens, but noting the spread of the Black Death by ship between maritime cities. Nicephorus Gregoras also described in writing to Demetrios Kydones the rising death toll, the futility of medicine, and the panic of the citizens. The first outbreak in Constantinople lasted a year, but the disease recurred ten times before 1400.
Carried by twelve Genoese galleys, plague arrived by ship in Sicily in October 1347; the disease spread rapidly all over the island. Galleys from Kaffa reached Genoa and Venice in January 1348, but it was the outbreak in Pisa a few weeks later that was the entry point to northern Italy. Towards the end of January, one of the galleys expelled from Italy arrived in Marseilles.
From Italy, the disease spread northwest across Europe, striking France, Spain (the epidemic began to wreak havoc first on the Crown of Aragon in the spring of 1348), Portugal and England by June 1348, then spread east and north through Germany, Scotland and Scandinavia from 1348 to 1350. It was introduced into Norway in 1349 when a ship landed at Askøy, then spread to Bjørgvin (modern Bergen). Finally, it spread to northwestern Russia in 1351. Plague was somewhat more uncommon in parts of Europe with less developed trade with their neighbours, including the majority of the Basque Country, isolated parts of Belgium and the Netherlands, and isolated Alpine villages throughout the continent.
According to some epidemiologists, periods of unfavourable weather decimated plague-infected rodent populations and forced their fleas onto alternative hosts, inducing plague outbreaks which often peaked in the hot summers of the Mediterranean, as well as during the cool autumn months of the southern Baltic region. Among many other culprits of plague contagiousness, malnutrition, even if distantly, also contributed to such an immense loss in European population, since it weakened immune systems.
Western Asian and North African outbreak
The disease struck various regions in the Middle East and North Africa during the pandemic, leading to serious depopulation and permanent change in both economic and social structures. As infected rodents infected new rodents, the disease spread across the region, entering also from southern Russia.
By autumn 1347, plague had reached Alexandria in Egypt, transmitted by sea from Constantinople; according to a contemporary witness, from a single merchant ship carrying slaves. By late summer 1348 it reached Cairo, capital of the Mamluk Sultanate, cultural centre of the Islamic world, and the largest city in the Mediterranean Basin; the Bahriyya child sultan an-Nasir Hasan fled and more than a third of the 600,000 residents died. The Nile was choked with corpses despite Cairo having a medieval hospital, the late 13th century bimaristan of the Qalawun complex. The historian al-Maqrizi described the abundant work for grave-diggers and practitioners of funeral rites, and plague recurred in Cairo more than fifty times over the following one and a half centuries.
During 1347, the disease travelled eastward to Gaza by April; by July it had reached Damascus, and in October plague had broken out in Aleppo. That year, in the territory of modern Lebanon, Syria, Israel and Palestine, the cities of Ascalon, Acre, Jerusalem, Sidon and Homs were all infected. In 1348–1349, the disease reached Antioch. The city's residents fled to the north, but most of them ended up dying during the journey. Within two years, the plague had spread throughout the Islamic world, from Arabia across North Africa. The pandemic spread westwards from Alexandria along the African coast, while in April 1348 Tunis was infected by ship from Sicily. Tunis was then under attack by an army from Morocco; this army dispersed in 1348 and brought the contagion with them to Morocco, whose epidemic may also have been seeded from the Islamic city of Almería in al-Andalus.
Mecca became infected in 1348 by pilgrims performing the Hajj. In 1351 or 1352, the Rasulid sultan of the Yemen, al-Mujahid Ali, was released from Mamluk captivity in Egypt and carried plague with him on his return home. During 1348, records show the city of Mosul suffered a massive epidemic, and the city of Baghdad experienced a second round of the disease.
Signs and symptoms
Bubonic plague
Symptoms of the disease include fever of , headaches, painful aching joints, nausea and vomiting, and a general feeling of malaise. Left untreated, of those that contract the bubonic plague, 80 per cent die within eight days.
Contemporary accounts of the pandemic are varied and often imprecise. The most commonly noted symptom was the appearance of buboes (or gavocciolos) in the groin, neck and armpits, which oozed pus and bled when opened. Boccaccio's description:
This was followed by acute fever and vomiting of blood. Most people died two to seven days after initial infection. Freckle-like spots and rashes, which could have been caused by flea-bites, were identified as another potential sign of plague.
Pneumonic plague
Lodewijk Heyligen, whose master the Cardinal Colonna died of plague in 1348, noted a distinct form of the disease, pneumonic plague, that infected the lungs and led to respiratory problems. Symptoms include fever, cough and blood-tinged sputum. As the disease progresses, sputum becomes free-flowing and bright red. Pneumonic plague has a mortality rate of 90 to 95 per cent.
Septicaemic plague
Septicaemic plague is the least common of the three forms, with a mortality rate near 100%. Symptoms are high fevers and purple skin patches (purpura due to disseminated intravascular coagulation). In cases of pneumonic and particularly septicaemic plague, the progress of the disease is so rapid that there would often be no time for the development of the enlarged lymph nodes that were noted as buboes.
Consequences
Deaths
There are no exact figures for the death toll; the rate varied widely by locality. In urban centres, the greater the population before the outbreak, the longer the duration of the period of abnormal mortality. It killed some people in Eurasia. A study published in 2022 of pollen samples across Europe between 1250 and 1450 was used to estimate changes in agricultural output before and after the Black Death. The authors found great variability in different regions, with evidence for high mortality in areas of Scandinavia, France, western Germany, Greece and central Italy, but uninterrupted agricultural growth in central and eastern Europe, Iberia and Ireland.
The mortality rate of the Black Death in the 14th century was far greater than the worst 20th-century outbreaks of Y. pestis plague, which occurred in India and killed as much as 3% of the population of certain cities. The overwhelming number of deceased bodies produced by the Black Death caused the necessity of mass burial sites in Europe, sometimes including up to several hundred or several thousand skeletons. The mass burial sites that have been excavated have allowed archaeologists to continue interpreting and defining the biological, sociological, historical and anthropological implications of the Black Death.
According to medieval historian Philip Daileader, it is likely that over four years, 45–50% of the European population died of plague. Norwegian historian Ole Benedictow suggests it could have been as much as 60% of the European population. In 1348, the disease spread so rapidly that before any physicians or government authorities had time to reflect upon its origins, about a third of the European population had already perished. In crowded cities, it was not uncommon for as much as 50% of the population to die. Half of Paris' population of 100,000 people died. In Italy, the population of Florence was reduced from between 110,000 and 120,000 inhabitants in 1338 down to 50,000 in 1351. At least 60% of the population of Hamburg and Bremen perished, and a similar percentage of Londoners may have died from the disease as well, with a death toll of approximately 62,000 between 1346 and 1353. Florence's tax records suggest that 80% of the city's population died within four months in 1348. Before 1350, there were about 170,000 settlements in Germany, and this was reduced by nearly 40,000 by 1450. The disease bypassed some areas, with the most isolated areas being less vulnerable to contagion. Plague did not appear in Douai in Flanders until the turn of the 15th century, and the impact was less severe on the populations of Hainaut, Finland, northern Germany and areas of Poland. Monks, nuns and priests were especially hard-hit since they cared for people with the Black Death.
The physician to the Avignon Papacy, Raimundo Chalmel de Vinario (), observed the decreasing mortality rate of successive outbreaks of plague in 1347–48, 1362, 1371 and 1382 in his 1382 treatise On Epidemics (). In the first outbreak, two thirds of the population contracted the illness and most patients died; in the next, half the population became ill but only some died; by the third, a tenth were affected and many survived; while by the fourth occurrence, only one in twenty people were sickened and most of them survived. By the 1380s in Europe, it predominantly affected children. Chalmel de Vinario recognised that bloodletting was ineffective (though he continued to prescribe bleeding for members of the Roman Curia, whom he disliked), and said that all true cases of plague were caused by astrological factors and were incurable; he himself was never able to effect a cure.
The most widely accepted estimate for the Middle East, including Iraq, Iran and Syria, during this time, is for a death toll of about a third of the population. The Black Death killed about 40% of Egypt's population. In Cairo, with a population numbering as many as 600,000, and possibly the largest city west of China, between one third and 40% of the inhabitants died within eight months.
Italian chronicler Agnolo di Tura recorded his experience from Siena, where plague arrived in May 1348:
Economic
It has been suggested that the plague, like some others in history, disproportionately affected the poorest people, who were already in generally worse physical condition than the wealthier citizens. Nevertheless, with such a large overall population decline from the pandemic, wages soared in response to a labour shortage. On the other hand, in the quarter century after the Black Death in England, it is clear many labourers, artisans and craftsmen, those living from money-wages alone, did suffer a reduction in real incomes owing to rampant inflation. Landowners were also pushed to substitute monetary rents for labour services in an effort to keep tenants.
Environmental
A study performed by Thomas Van Hoof of the Utrecht University suggests that the innumerable deaths brought on by the pandemic cooled the climate by freeing up land and triggering reforestation. This may have led to the Little Ice Age.
Persecutions
Renewed religious fervour and fanaticism bloomed in the wake of the Black Death. Some Europeans targeted "various groups such as Jews, friars, foreigners, beggars, pilgrims", lepers and Romani, blaming them for the crisis. Lepers, and others with skin diseases such as acne or psoriasis, were killed throughout Europe.
Because 14th-century healers and governments were at a loss to explain or stop the disease, Europeans turned to astrological forces, earthquakes and the poisoning of wells by Jews as possible reasons for outbreaks. Many believed the epidemic was a punishment by God for their sins, and could be relieved by winning God's forgiveness.
There were many attacks against Jewish communities. In the Strasbourg massacre of February 1349, about 2,000 Jews were murdered. In August 1349, the Jewish communities in Mainz and Cologne were annihilated. By 1351, 60 major and 150 smaller Jewish communities had been destroyed. During this period many Jews relocated to Poland, where they received a warm welcome from King Casimir the Great.
Social
One theory that has been advanced is that the devastation in Florence caused by the Black Death, which hit Europe between 1348 and 1350, resulted in a shift in the world view of people in 14th-century Italy and led to the Renaissance. Italy was particularly badly hit by the pandemic, and it has been speculated that the resulting familiarity with death caused thinkers to dwell more on their lives on Earth, rather than on spirituality and the afterlife. It has also been argued that the Black Death prompted a new wave of piety, manifested in the sponsorship of religious works of art.
This does not fully explain why the Renaissance occurred in Italy in the 14th century. The Black Death was a pandemic that affected all of Europe in the ways described, not only Italy. The Renaissance's emergence in Italy was most likely the result of the complex interaction of the above factors, in combination with an influx of Greek scholars following the fall of the Byzantine Empire. As a result of the drastic reduction in the populace the value of the working class increased, and commoners came to enjoy more freedom. To answer the increased need for labour, workers travelled in search of the most favorable position economically.
Prior to the emergence of the Black Death, the workings of Europe were run by the Catholic Church and the continent was considered a feudalistic society, composed of fiefs and city-states. The pandemic completely restructured both religion and political forces; survivors began to turn to other forms of spirituality and the power dynamics of the fiefs and city-states crumbled.
Cairo's population, partly owing to the numerous plague epidemics, was in the early 18th century half of what it was in 1347. The populations of some Italian cities, notably Florence, did not regain their pre-14th century size until the 19th century. The demographic decline due to the pandemic had economic consequences: the prices of food dropped and land values declined by 30–40% in most parts of Europe between 1350 and 1400. Landholders faced a great loss, but for ordinary men and women it was a windfall. The survivors of the pandemic found not only that the prices of food were lower but also that lands were more abundant, and many of them inherited property from their dead relatives, and this probably destabilised feudalism.
The word "quarantine" has its roots in this period, though the concept of isolating people to prevent the spread of disease is older. In the city-state of Ragusa (modern Dubrovnik, Croatia), a thirty-day isolation period was implemented in 1377 for new arrivals to the city from plague-affected areas. The isolation period was later extended to forty days, and given the name "quarantino" from the Italian word for "forty".
Recurrences
Second plague pandemic
The plague repeatedly returned to haunt Europe and the Mediterranean throughout the 14th to 17th centuries. According to Jean-Noël Biraben, the plague was present somewhere in Europe in every year between 1346 and 1671 (although some researchers have cautions about the uncritical use of Biraben's data). The second pandemic was particularly widespread in the following years: 1360–63; 1374; 1400; 1438–39; 1456–57; 1464–66; 1481–85; 1500–03; 1518–31; 1544–48; 1563–66; 1573–88; 1596–99; 1602–11; 1623–40; 1644–54; and 1664–67. Subsequent outbreaks, though severe, marked the retreat from most of Europe (18th century) and northern Africa (19th century). The historian George Sussman argued that the plague had not occurred in East Africa until the 1900s. However, other sources suggest that the Second pandemic did indeed reach Sub-Saharan Africa.
According to historian Geoffrey Parker, "France alone lost almost a million people to the plague in the epidemic of 1628–31." In the first half of the 17th century, a plague killed some 1.7 million people in Italy. More than 1.25 million deaths resulted from the extreme incidence of plague in 17th-century Spain.
The Black Death ravaged much of the Islamic world. Plague could be found in the Islamic world almost every year between 1500 and 1850. Sometimes the outbreaks affected small areas, while other outbreaks affected multiple regions. Plague repeatedly struck the cities of North Africa. Algiers lost 30,000–50,000 inhabitants to it in 1620–21, and again in 1654–57, 1665, 1691 and 1740–42. Cairo suffered more than fifty plague epidemics within 150 years from the plague's first appearance, with the final outbreak of the second pandemic there in the 1840s. Plague remained a major event in Ottoman society until the second quarter of the 19th century. Between 1701 and 1750, thirty-seven larger and smaller epidemics were recorded in Constantinople, and an additional thirty-one between 1751 and 1800. Baghdad has suffered severely from visitations of the plague, and sometimes two-thirds of its population had died.
Third plague pandemic
The third plague pandemic (1855–1859) started in China in the mid-19th century, spreading to all inhabited continents and killing 10 million people in India alone. The investigation of the pathogen that caused the 19th-century plague was begun by teams of scientists who visited Hong Kong in 1894, among whom was the French-Swiss bacteriologist Alexandre Yersin, after whom the pathogen was named.
Twelve plague outbreaks in Australia between 1900 and 1925 resulted in well over 1,000 deaths, chiefly in Sydney. This led to the establishment of a Public Health Department there which undertook some leading-edge research on plague transmission from rat fleas to humans via the bacillus Yersinia pestis.
The first North American plague epidemic was the San Francisco plague of 1900–1904, followed by another outbreak in 1907–1908.
Modern-day
Modern treatment methods include insecticides, the use of antibiotics, and a plague vaccine. It is feared that the plague bacterium could develop drug resistance and again become a major health threat. One case of a drug-resistant form of the bacterium was found in Madagascar in 1995. A further outbreak in Madagascar was reported in November 2014. In October 2017, the deadliest outbreak of the plague in modern times hit Madagascar, killing 170 people and infecting thousands.
An estimate of the case fatality rate for the modern bubonic plague, following the introduction of antibiotics, is 11%, although it may be higher in underdeveloped regions.
See also
Black Death in England
Black Death in medieval culture
Crisis of the Late Middle Ages
Flagellant
Globalization and disease
List of epidemics
Second plague pandemic
Timeline of plague
References
Notes
Citations
Bibliography
1st editions 1969.
Further reading
External links
Black Death at BBC
Plague pandemics
14th-century health disasters
1340s in Asia
1340s in Europe
Eurasian history
History of medieval medicine
History of the Middle East
Medieval health disasters
Second plague pandemic
1350s in Europe
Causes of death
1350s in Asia |
4502 | https://en.wikipedia.org/wiki/Biotechnology | Biotechnology | Biotechnology is a multidisciplinary field that involves the integration of natural sciences and engineering sciences in order to achieve the application of organisms, cells, parts thereof and molecular analogues for products and services.
The term biotechnology was first used by Károly Ereky in 1919, to refer to the production of products from raw materials with the aid of living organisms. The core principle of biotechnology involves harnessing biological systems and organisms, such as bacteria, yeast, and plants, to perform specific tasks or produce valuable substances.
Biotechnology had a significant impact on many areas of society, from medicine to agriculture to environmental science. One of the key techniques used in biotechnology is genetic engineering, which allows scientists to modify the genetic makeup of organisms to achieve desired outcomes. This can involve inserting genes from one organism into another, creating new traits or modifying existing ones.
Other important techniques used in biotechnology include tissue culture, which allows researchers to grow cells and tissues in the lab for research and medical purposes, and fermentation, which is used to produce a wide range of products such as beer, wine, and cheese.
The applications of biotechnology are diverse and have led to the development of essential products like life-saving drugs, biofuels, genetically modified crops, and innovative materials. It has also been used to address environmental challenges, such as developing biodegradable plastics and using microorganisms to clean up contaminated sites.
Biotechnology is a rapidly evolving field with significant potential to address pressing global challenges and improve the quality of life for people around the world; however, despite its numerous benefits, it also poses ethical and societal challenges, such as questions around genetic modification and intellectual property rights. As a result, there is ongoing debate and regulation surrounding the use and application of biotechnology in various industries and fields.
Definition
The concept of biotechnology encompasses a wide range of procedures for modifying living organisms for human purposes, going back to domestication of animals, cultivation of the plants, and "improvements" to these through breeding programs that employ artificial selection and hybridization. Modern usage also includes genetic engineering, as well as cell and tissue culture technologies. The American Chemical Society defines biotechnology as the application of biological organisms, systems, or processes by various industries to learning about the science of life and the improvement of the value of materials and organisms, such as pharmaceuticals, crops, and livestock. As per the European Federation of Biotechnology, biotechnology is the integration of natural science and organisms, cells, parts thereof, and molecular analogues for products and services. Biotechnology is based on the basic biological sciences (e.g., molecular biology, biochemistry, cell biology, embryology, genetics, microbiology) and conversely provides methods to support and perform basic research in biology.
Biotechnology is the research and development in the laboratory using bioinformatics for exploration, extraction, exploitation, and production from any living organisms and any source of biomass by means of biochemical engineering where high value-added products could be planned (reproduced by biosynthesis, for example), forecasted, formulated, developed, manufactured, and marketed for the purpose of sustainable operations (for the return from bottomless initial investment on R & D) and gaining durable patents rights (for exclusives rights for sales, and prior to this to receive national and international approval from the results on animal experiment and human experiment, especially on the pharmaceutical branch of biotechnology to prevent any undetected side-effects or safety concerns by using the products). The utilization of biological processes, organisms or systems to produce products that are anticipated to improve human lives is termed biotechnology.
By contrast, bioengineering is generally thought of as a related field that more heavily emphasizes higher systems approaches (not necessarily the altering or using of biological materials directly) for interfacing with and utilizing living things. Bioengineering is the application of the principles of engineering and natural sciences to tissues, cells, and molecules. This can be considered as the use of knowledge from working with and manipulating biology to achieve a result that can improve functions in plants and animals. Relatedly, biomedical engineering is an overlapping field that often draws upon and applies biotechnology (by various definitions), especially in certain sub-fields of biomedical or chemical engineering such as tissue engineering, biopharmaceutical engineering, and genetic engineering.
History
Although not normally what first comes to mind, many forms of human-derived agriculture clearly fit the broad definition of "utilizing a biotechnological system to make products". Indeed, the cultivation of plants may be viewed as the earliest biotechnological enterprise.
Agriculture has been theorized to have become the dominant way of producing food since the Neolithic Revolution. Through early biotechnology, the earliest farmers selected and bred the best-suited crops (e.g., those with the highest yields) to produce enough food to support a growing population. As crops and fields became increasingly large and difficult to maintain, it was discovered that specific organisms and their by-products could effectively fertilize, restore nitrogen, and control pests. Throughout the history of agriculture, farmers have inadvertently altered the genetics of their crops through introducing them to new environments and breeding them with other plants — one of the first forms of biotechnology.
These processes also were included in early fermentation of beer. These processes were introduced in early Mesopotamia, Egypt, China and India, and still use the same basic biological methods. In brewing, malted grains (containing enzymes) convert starch from grains into sugar and then adding specific yeasts to produce beer. In this process, carbohydrates in the grains broke down into alcohols, such as ethanol. Later, other cultures produced the process of lactic acid fermentation, which produced other preserved foods, such as soy sauce. Fermentation was also used in this time period to produce leavened bread. Although the process of fermentation was not fully understood until Louis Pasteur's work in 1857, it is still the first use of biotechnology to convert a food source into another form.
Before the time of Charles Darwin's work and life, animal and plant scientists had already used selective breeding. Darwin added to that body of work with his scientific observations about the ability of science to change species. These accounts contributed to Darwin's theory of natural selection.
For thousands of years, humans have used selective breeding to improve the production of crops and livestock to use them for food. In selective breeding, organisms with desirable characteristics are mated to produce offspring with the same characteristics. For example, this technique was used with corn to produce the largest and sweetest crops.
In the early twentieth century scientists gained a greater understanding of microbiology and explored ways of manufacturing specific products. In 1917, Chaim Weizmann first used a pure microbiological culture in an industrial process, that of manufacturing corn starch using Clostridium acetobutylicum, to produce acetone, which the United Kingdom desperately needed to manufacture explosives during World War I.
Biotechnology has also led to the development of antibiotics. In 1928, Alexander Fleming discovered the mold Penicillium. His work led to the purification of the antibiotic compound formed by the mold by Howard Florey, Ernst Boris Chain and Norman Heatley – to form what we today know as penicillin. In 1940, penicillin became available for medicinal use to treat bacterial infections in humans.
The field of modern biotechnology is generally thought of as having been born in 1971 when Paul Berg's (Stanford) experiments in gene splicing had early success. Herbert W. Boyer (Univ. Calif. at San Francisco) and Stanley N. Cohen (Stanford) significantly advanced the new technology in 1972 by transferring genetic material into a bacterium, such that the imported material would be reproduced. The commercial viability of a biotechnology industry was significantly expanded on June 16, 1980, when the United States Supreme Court ruled that a genetically modified microorganism could be patented in the case of Diamond v. Chakrabarty. Indian-born Ananda Chakrabarty, working for General Electric, had modified a bacterium (of the genus Pseudomonas) capable of breaking down crude oil, which he proposed to use in treating oil spills. (Chakrabarty's work did not involve gene manipulation but rather the transfer of entire organelles between strains of the Pseudomonas bacterium).
The MOSFET (metal–oxide–semiconductor field-effect transistor) was invented by Mohamed M. Atalla and Dawon Kahng in 1959. Two years later, Leland C. Clark and Champ Lyons invented the first biosensor in 1962. Biosensor MOSFETs were later developed, and they have since been widely used to measure physical, chemical, biological and environmental parameters. The first BioFET was the ion-sensitive field-effect transistor (ISFET), invented by Piet Bergveld in 1970. It is a special type of MOSFET, where the metal gate is replaced by an ion-sensitive membrane, electrolyte solution and reference electrode. The ISFET is widely used in biomedical applications, such as the detection of DNA hybridization, biomarker detection from blood, antibody detection, glucose measurement, pH sensing, and genetic technology.
By the mid-1980s, other BioFETs had been developed, including the gas sensor FET (GASFET), pressure sensor FET (PRESSFET), chemical field-effect transistor (ChemFET), reference ISFET (REFET), enzyme-modified FET (ENFET) and immunologically modified FET (IMFET). By the early 2000s, BioFETs such as the DNA field-effect transistor (DNAFET), gene-modified FET (GenFET) and cell-potential BioFET (CPFET) had been developed.
A factor influencing the biotechnology sector's success is improved intellectual property rights legislation—and enforcement—worldwide, as well as strengthened demand for medical and pharmaceutical products to cope with an ageing, and ailing, U.S. population.
Rising demand for biofuels is expected to be good news for the biotechnology sector, with the Department of Energy estimating ethanol usage could reduce U.S. petroleum-derived fuel consumption by up to 30% by 2030. The biotechnology sector has allowed the U.S. farming industry to rapidly increase its supply of corn and soybeans—the main inputs into biofuels—by developing genetically modified seeds that resist pests and drought. By increasing farm productivity, biotechnology boosts biofuel production.
Examples
Biotechnology has applications in four major industrial areas, including health care (medical), crop production and agriculture, non-food (industrial) uses of crops and other products (e.g., biodegradable plastics, vegetable oil, biofuels), and environmental uses.
For example, one application of biotechnology is the directed use of microorganisms for the manufacture of organic products (examples include beer and milk products). Another example is using naturally present bacteria by the mining industry in bioleaching. Biotechnology is also used to recycle, treat waste, clean up sites contaminated by industrial activities (bioremediation), and also to produce biological weapons.
A series of derived terms have been coined to identify several branches of biotechnology, for example:
Bioinformatics (also called "gold biotechnology") is an interdisciplinary field that addresses biological problems using computational techniques, and makes the rapid organization as well as analysis of biological data possible. The field may also be referred to as computational biology, and can be defined as, "conceptualizing biology in terms of molecules and then applying informatics techniques to understand and organize the information associated with these molecules, on a large scale". Bioinformatics plays a key role in various areas, such as functional genomics, structural genomics, and proteomics, and forms a key component in the biotechnology and pharmaceutical sector.
Blue biotechnology is based on the exploitation of sea resources to create products and industrial applications. This branch of biotechnology is the most used for the industries of refining and combustion principally on the production of bio-oils with photosynthetic micro-algae.
Green biotechnology is biotechnology applied to agricultural processes. An example would be the selection and domestication of plants via micropropagation. Another example is the designing of transgenic plants to grow under specific environments in the presence (or absence) of chemicals. One hope is that green biotechnology might produce more environmentally friendly solutions than traditional industrial agriculture. An example of this is the engineering of a plant to express a pesticide, thereby ending the need of external application of pesticides. An example of this would be Bt corn. Whether or not green biotechnology products such as this are ultimately more environmentally friendly is a topic of considerable debate. It is commonly considered as the next phase of green revolution, which can be seen as a platform to eradicate world hunger by using technologies which enable the production of more fertile and resistant, towards biotic and abiotic stress, plants and ensures application of environmentally friendly fertilizers and the use of biopesticides, it is mainly focused on the development of agriculture. On the other hand, some of the uses of green biotechnology involve microorganisms to clean and reduce waste.
Red biotechnology is the use of biotechnology in the medical and pharmaceutical industries, and health preservation. This branch involves the production of vaccines and antibiotics, regenerative therapies, creation of artificial organs and new diagnostics of diseases. As well as the development of hormones, stem cells, antibodies, siRNA and diagnostic tests.
White biotechnology, also known as industrial biotechnology, is biotechnology applied to industrial processes. An example is the designing of an organism to produce a useful chemical. Another example is the using of enzymes as industrial catalysts to either produce valuable chemicals or destroy hazardous/polluting chemicals. White biotechnology tends to consume less in resources than traditional processes used to produce industrial goods.
"Yellow biotechnology" refers to the use of biotechnology in food production (food industry), for example in making wine (winemaking), cheese (cheesemaking), and beer (brewing) by fermentation. It has also been used to refer to biotechnology applied to insects. This includes biotechnology-based approaches for the control of harmful insects, the characterisation and utilisation of active ingredients or genes of insects for research, or application in agriculture and medicine and various other approaches.
Gray biotechnology is dedicated to environmental applications, and focused on the maintenance of biodiversity and the remotion of pollutants.
Brown biotechnology is related to the management of arid lands and deserts. One application is the creation of enhanced seeds that resist extreme environmental conditions of arid regions, which is related to the innovation, creation of agriculture techniques and management of resources.
Violet biotechnology is related to law, ethical and philosophical issues around biotechnology.
Dark biotechnology is the color associated with bioterrorism or biological weapons and biowarfare which uses microorganisms, and toxins to cause diseases and death in humans, livestock and crops.
Medicine
In medicine, modern biotechnology has many applications in areas such as pharmaceutical drug discoveries and production, pharmacogenomics, and genetic testing (or genetic screening). In 2021, nearly 40% of the total company value of pharmaceutical biotech companies worldwide were active in Oncology with Neurology and Rare Diseases being the other two big applications.
Pharmacogenomics (a combination of pharmacology and genomics) is the technology that analyses how genetic makeup affects an individual's response to drugs. Researchers in the field investigate the influence of genetic variation on drug responses in patients by correlating gene expression or single-nucleotide polymorphisms with a drug's efficacy or toxicity. The purpose of pharmacogenomics is to develop rational means to optimize drug therapy, with respect to the patients' genotype, to ensure maximum efficacy with minimal adverse effects. Such approaches promise the advent of "personalized medicine"; in which drugs and drug combinations are optimized for each individual's unique genetic makeup.
Biotechnology has contributed to the discovery and manufacturing of traditional small molecule pharmaceutical drugs as well as drugs that are the product of biotechnology – biopharmaceutics. Modern biotechnology can be used to manufacture existing medicines relatively easily and cheaply. The first genetically engineered products were medicines designed to treat human diseases. To cite one example, in 1978 Genentech developed synthetic humanized insulin by joining its gene with a plasmid vector inserted into the bacterium Escherichia coli. Insulin, widely used for the treatment of diabetes, was previously extracted from the pancreas of abattoir animals (cattle or pigs). The genetically engineered bacteria are able to produce large quantities of synthetic human insulin at relatively low cost. Biotechnology has also enabled emerging therapeutics like gene therapy. The application of biotechnology to basic science (for example through the Human Genome Project) has also dramatically improved our understanding of biology and as our scientific knowledge of normal and disease biology has increased, our ability to develop new medicines to treat previously untreatable diseases has increased as well.
Genetic testing allows the genetic diagnosis of vulnerabilities to inherited diseases, and can also be used to determine a child's parentage (genetic mother and father) or in general a person's ancestry. In addition to studying chromosomes to the level of individual genes, genetic testing in a broader sense includes biochemical tests for the possible presence of genetic diseases, or mutant forms of genes associated with increased risk of developing genetic disorders. Genetic testing identifies changes in chromosomes, genes, or proteins. Most of the time, testing is used to find changes that are associated with inherited disorders. The results of a genetic test can confirm or rule out a suspected genetic condition or help determine a person's chance of developing or passing on a genetic disorder. As of 2011 several hundred genetic tests were in use. Since genetic testing may open up ethical or psychological problems, genetic testing is often accompanied by genetic counseling.
Agriculture
Genetically modified crops ("GM crops", or "biotech crops") are plants used in agriculture, the DNA of which has been modified with genetic engineering techniques. In most cases, the main aim is to introduce a new trait that does not occur naturally in the species. Biotechnology firms can contribute to future food security by improving the nutrition and viability of urban agriculture. Furthermore, the protection of intellectual property rights encourages private sector investment in agrobiotechnology.
Examples in food crops include resistance to certain pests, diseases, stressful environmental conditions, resistance to chemical treatments (e.g. resistance to a herbicide), reduction of spoilage, or improving the nutrient profile of the crop. Examples in non-food crops include production of pharmaceutical agents, biofuels, and other industrially useful goods, as well as for bioremediation.
Farmers have widely adopted GM technology. Between 1996 and 2011, the total surface area of land cultivated with GM crops had increased by a factor of 94, from to 1,600,000 km2 (395 million acres). 10% of the world's crop lands were planted with GM crops in 2010. As of 2011, 11 different transgenic crops were grown commercially on 395 million acres (160 million hectares) in 29 countries such as the US, Brazil, Argentina, India, Canada, China, Paraguay, Pakistan, South Africa, Uruguay, Bolivia, Australia, Philippines, Myanmar, Burkina Faso, Mexico and Spain.
Genetically modified foods are foods produced from organisms that have had specific changes introduced into their DNA with the methods of genetic engineering. These techniques have allowed for the introduction of new crop traits as well as a far greater control over a food's genetic structure than previously afforded by methods such as selective breeding and mutation breeding. Commercial sale of genetically modified foods began in 1994, when Calgene first marketed its Flavr Savr delayed ripening tomato. To date most genetic modification of foods have primarily focused on cash crops in high demand by farmers such as soybean, corn, canola, and cotton seed oil. These have been engineered for resistance to pathogens and herbicides and better nutrient profiles. GM livestock have also been experimentally developed; in November 2013 none were available on the market, but in 2015 the FDA approved the first GM salmon for commercial production and consumption.
There is a scientific consensus that currently available food derived from GM crops poses no greater risk to human health than conventional food, but that each GM food needs to be tested on a case-by-case basis before introduction. Nonetheless, members of the public are much less likely than scientists to perceive GM foods as safe. The legal and regulatory status of GM foods varies by country, with some nations banning or restricting them, and others permitting them with widely differing degrees of regulation.
GM crops also provide a number of ecological benefits, if not used in excess. Insect-resistant crops have proven to lower pesticide usage, therefore reducing the environmental impact of pesticides as a whole. However, opponents have objected to GM crops per se on several grounds, including environmental concerns, whether food produced from GM crops is safe, whether GM crops are needed to address the world's food needs, and economic concerns raised by the fact these organisms are subject to intellectual property law.
Biotechnology has several applications in the realm of food security. Crops like Golden rice are engineered to have higher nutritional content, and there is potential for food products with longer shelf lives. Though not a form of agricultural biotechnology, vaccines can help prevent diseases found in animal agriculture. Additionally, agricultural biotechnology can expedite breeding processes in order to yield faster results and provide greater quantities of food. Transgenic biofortification in cereals has been considered as a promising method to combat malnutrition in India and other countries.
Industrial
Industrial biotechnology (known mainly in Europe as white biotechnology) is the application of biotechnology for industrial purposes, including industrial fermentation. It includes the practice of using cells such as microorganisms, or components of cells like enzymes, to generate industrially useful products in sectors such as chemicals, food and feed, detergents, paper and pulp, textiles and biofuels. In the current decades, significant progress has been done in creating genetically modified organisms (GMOs) that enhance the diversity of applications and economical viability of industrial biotechnology. By using renewable raw materials to produce a variety of chemicals and fuels, industrial biotechnology is actively advancing towards lowering greenhouse gas emissions and moving away from a petrochemical-based economy.
Synthetic biology is considered one of the essential cornerstones in industrial biotechnology due to its financial and sustainable contribution to the manufacturing sector. Jointly biotechnology and synthetic biology play a crucial role in generating cost-effective products with nature-friendly features by using bio-based production instead of fossil-based. Synthetic biology can be used to engineer model microorganisms, such as Escherichia coli, by genome editing tools to enhance their ability to produce bio-based products, such as bioproduction of medicines and biofuels. For instance, E. coli and Saccharomyces cerevisiae in a consortium could be used as industrial microbes to produce precursors of the chemotherapeutic agent paclitaxel by applying the metabolic engineering in a co-culture approach to exploit the benefits from the two microbes.
Another example of synthetic biology applications in industrial biotechnology is the re-engineering of the metabolic pathways of E. coli by CRISPR and CRISPRi systems toward the production of a chemical known as 1,4-butanediol, which is used in fiber manufacturing. In order to produce 1,4-butanediol, the authors alter the metabolic regulation of the Escherichia coli by CRISPR to induce point mutation in the gltA gene, knockout of the sad gene, and knock-in six genes (cat1, sucD, 4hbd, cat2, bld, and bdh). Whereas CRISPRi system used to knockdown the three competing genes (gabD, ybgC, and tesB) that affect the biosynthesis pathway of 1,4-butanediol. Consequently, the yield of 1,4-butanediol significantly increased from 0.9 to 1.8 g/L.
Environmental
Environmental biotechnology includes various disciplines that play an essential role in reducing environmental waste and providing environmentally safe processes, such as biofiltration and biodegradation. The environment can be affected by biotechnologies, both positively and adversely. Vallero and others have argued that the difference between beneficial biotechnology (e.g., bioremediation is to clean up an oil spill or hazard chemical leak) versus the adverse effects stemming from biotechnological enterprises (e.g., flow of genetic material from transgenic organisms into wild strains) can be seen as applications and implications, respectively. Cleaning up environmental wastes is an example of an application of environmental biotechnology; whereas loss of biodiversity or loss of containment of a harmful microbe are examples of environmental implications of biotechnology.
Regulation
The regulation of genetic engineering concerns approaches taken by governments to assess and manage the risks associated with the use of genetic engineering technology, and the development and release of genetically modified organisms (GMO), including genetically modified crops and genetically modified fish. There are differences in the regulation of GMOs between countries, with some of the most marked differences occurring between the US and Europe. Regulation varies in a given country depending on the intended use of the products of the genetic engineering. For example, a crop not intended for food use is generally not reviewed by authorities responsible for food safety. The European Union differentiates between approval for cultivation within the EU and approval for import and processing. While only a few GMOs have been approved for cultivation in the EU a number of GMOs have been approved for import and processing. The cultivation of GMOs has triggered a debate about the coexistence of GM and non-GM crops. Depending on the coexistence regulations, incentives for the cultivation of GM crops differ.
Database for the GMOs used in the EU
The EUginius (European GMO Initiative for a Unified Database System) database is intended to help companies, interested private users and competent authorities to find precise information on the presence, detection and identification of GMOs used in the European Union. The information is provided in English.
Learning
In 1988, after prompting from the United States Congress, the National Institute of General Medical Sciences (National Institutes of Health) (NIGMS) instituted a funding mechanism for biotechnology training. Universities nationwide compete for these funds to establish Biotechnology Training Programs (BTPs). Each successful application is generally funded for five years then must be competitively renewed. Graduate students in turn compete for acceptance into a BTP; if accepted, then stipend, tuition and health insurance support are provided for two or three years during the course of their PhD thesis work. Nineteen institutions offer NIGMS supported BTPs. Biotechnology training is also offered at the undergraduate level and in community colleges.
References and notes
External links
What is Biotechnology? – A curated collection of resources about the people, places and technologies that have enabled biotechnology
Life sciences industry |
4503 | https://en.wikipedia.org/wiki/Battle%20of%20Poitiers | Battle of Poitiers | The Battle of Poitiers was fought on 19September 1356 between a French army commanded by King JohnII and an Anglo-Gascon force under Edward, the Black Prince, during the Hundred Years' War. It took place in western France, south of Poitiers, when approximately 14,000 to 16,000 French attacked a strong defensive position held by 6,000 Anglo-Gascons.
Nineteen years after the start of the war, the Black Prince, eldest son and heir of the English King, set out on a major campaign in south-west France. His army marched from Bergerac to the River Loire, which they were unable to cross. John gathered a large and unusually mobile army and pursued Edward's forces. The Anglo-Gascons had by this point established a strong defensive position near Poitiers, and after unsuccessful negotiations between the two sides, were attacked by the French.
The first assault included two units of heavily armoured cavalry, a strong force of crossbowmen as well as many infantry and dismounted men-at-arms. They were driven back by the Anglo-Gascons, who were fighting entirely on foot. A second French attack by 4,000 men-at-arms on foot under John's son and heir Charles, the Dauphin, followed. After a prolonged fight this was also repulsed. As the Dauphin's division recoiled there was confusion in the French ranks: about half the men of their third division, under Philip, Duke of Orléans, left the field, taking with them all four of John's sons. Some of those who did not withdraw with Philip launched a weak and unsuccessful third assault. Those Frenchmen remaining gathered around the King and launched a fourth assault against the by now exhausted Anglo-Gascons, again all as infantry. The French sacred banner, the , was unfurled, the signal that no prisoners were to be taken. Battle was again joined, with the French slowly getting the better of it. Then a small, mounted, Anglo-Gascon force of 160 men, who had been sent earlier to threaten the French rear, appeared behind the French. Believing themselves surrounded, some Frenchmen fled, which panicked others, and soon the entire French force collapsed.
John was captured, as was one of his sons and between 2,000 and 3,000 men-at-arms. Approximately 2,500 French men-at-arms were killed. Additionally, either 1,500 or 3,800 French common infantry were killed or captured. The surviving French dispersed, while the Anglo-Gascons continued their withdrawal to Gascony. The following spring a two-year truce was agreed and the Black Prince escorted John to London. Populist revolts broke out across France. Negotiations to end the war and ransom John dragged out. In response Edward launched a further campaign in 1359. During this, both sides compromised and the Treaty of Brétigny was agreed in 1360 by which vast areas of France were ceded to England, to be ruled by the Black Prince, and John was ransomed for three million gold écu. At the time this seemed to end the war, but the French resumed hostilities in 1369 and recaptured most of the lost territory. The war eventually ended with a French victory in 1453.
Background
Since the Norman Conquest of 1066, English monarchs had held titles and lands within France, the possession of which made them vassals of the kings of France. By the first quarter of the fourteenth century, the only significant French possession still held by the English in France was Gascony in the south west. But Gascony was disproportionately important: duty levied by the English Crown on wine from Bordeaux, the capital of Gascony, totaled more than all other English customs duties combined and was by far the largest source of state income. Bordeaux had a population of more than 50,000, greater than London's, and Bordeaux was possibly richer. Following a series of disagreements between Philip VI of France () and Edward III of England (), on 24 May 1337 Philip's Great Council agreed that the lands held by EdwardIII in France should be taken back into Philip's hands on the grounds that EdwardIII was in breach of his obligations as a vassal. This marked the start of the Hundred Years' War, which was to last 116 years.
Although Gascony was the cause of the war, EdwardIII was able to spare few resources for its defence. In most campaigning seasons the Gascons had to rely on their own resources and had been hard-pressed by the French. Typically the Gascons could field 3,000 to 6,000 men, the large majority infantry, although up to two-thirds of them would be tied down in garrisoning their fortifications. In 1345 and 1346 Henry, Earl of Lancaster, led a series of successful Anglo-Gascon campaigns in Aquitaine and was able to push the focus of the fighting away from the heart of Gascony.
The French port of Calais fell to the English in August 1347 after the Crécy campaign. Shortly after this the Truce of Calais was signed, partially the result of both countries being financially exhausted. The same year the Black Death reached northern France and southern England and is estimated to have killed a third of the population of Western Europe; the death rate was over 40% in southern England. This catastrophe, which lasted until 1350, temporarily halted the fighting. The treaty was extended repeatedly over the years; this did not stop ongoing naval clashes, nor small-scale fightingwhich was especially fierce in south-west Francenor occasional fighting on a larger scale.
A treaty to end the war was negotiated at Guînes and signed on 6 April 1354. However, the composition of the inner council of the French king, JohnII (), changed and sentiment turned against its terms. John decided not to ratify it, and it was clear that from the summer of 1355 that both sides would be committed to full-scale war. In April 1355 EdwardIII and his council, with the treasury in an unusually favourable financial position, decided to launch offensives that year in both northern France and Gascony. John attempted to strongly garrison his northern towns and fortifications against the expected descent by EdwardIII, at the same time as assembling a field army; he was unable to, largely because of a lack of money.
Black Prince arrives
In 1355 EdwardIII's eldest son, Edward of Woodstock, later commonly known as the Black Prince, was given the Gascon command and began assembling men, shipping and supplies. He arrived in Bordeaux on 20September accompanied by 2,200 English soldiers. The next day he was formally acknowledged as the king's lieutenant in Gascony, with plenipotentiary powers, by the Gascon officials and dignitaries. Gascon nobles reinforced him to a strength of somewhere between 5,000 and 6,000 and provided a bridging train and a substantial supply train.
Edward set out on 5October on a , which was a large-scale mounted raid. The Anglo-Gascon force marched from Bordeaux to Narbonnealmost on the Mediterranean coast and deep in French-held territoryand back to Gascony. They devastated a wide swathe of French territory and sacked many French towns on the way. John, Count of Armagnac, who commanded the local French forces, avoided battle, and there was little fighting. While no territory was captured, enormous economic damage was done to France; the modern historian Clifford Rogers concluded "the importance of the economic attrition aspect of the can hardly be exaggerated." The expedition returned to Gascony on 2December having marched .
1356
The English troops resumed the offensive from Gascony after Christmas to great effect. More than 50 French-held towns or fortifications were captured during the following four months, including strategically important towns close to the borders of Gascony, and others more than away. Local French commanders did not attempt countermeasures. Several members of the local French nobility changed allegiance to the English; the Black Prince received homage from them on 24April 1356.
Money and enthusiasm for the war were running low in France. The modern historian Jonathan Sumption describes the French national administration as "fall[ing] apart in jealous acrimony and recrimination". A contemporary chronicler recorded "the King of France was severely hated in his own realm". The town of Arras rebelled and killed loyalists. The major nobles of Normandy refused to pay taxes. On 5April 1356 John arrested the notoriously treacherous CharlesII, king of Navarre, one of the largest landholders in Normandy and nine more of his more outspoken critics; four were summarily executed. The Norman nobles who had not been arrested turned to Edward for assistance.
Seeing an opportunity, Edward III diverted an expedition planned for Brittany under Henry of Lancaster to Normandy in late June. Lancaster set off with 2,300 men and pillaged and burnt his way eastward across Normandy. King John moved to Rouen with a much stronger force, hoping to intercept Lancaster. After relieving and re-victualling the besieged fortifications of Breteuil and Pont-Audemer the English stormed and sacked the town of Verneuil. John pursued, but bungled several opportunities to bring the English to battle and they escaped. In three weeks the expedition had, with few casualties, seized a large amount of loot including many horses, cemented new alliances, and damaged the French economy and prestige. The French King returned to Breteuil and re-established the siege, where he continued to be distracted from the English preparations for a greater from south-west France.
Prelude
Manoeuvres
On 4August 1356 a combined force of 6,000 Gascon and English fighting men headed north from Bergerac. They were accompanied by approximately 4,000 non-combatants. All of the fighting men were mounted, including those who would always fight on foot, such as the archers. On 14August the Anglo-Gascon army separated into three divisions, which moved north abreast of each other and began to systematically devastate the countryside. There would be approximately between the flanking units, enabling them to devastate a band of French territory more than wide, yet be able to unite to face an enemy at approximately a day's notice. They advanced slowly, to facilitate their tasks of looting and destruction. The modern historian David Green describes the progress of the Black Prince's army as "deliberately destructive, extremely brutal... methodical and sophisticated." Several strong castles were assaulted and captured. The populaces of most towns fled, or surrendered at the first sight of Anglo-Gascon troops. Overall, there was little French resistance. If a French field army had been in the area, the Anglo-Gascon forces would have had to stay relatively close together, ready to support each other if attacked. The absence of any such French force enabled the Prince's formations to disperse widely to maximise their destructive effect on the French countryside.
The main French army remained in Normandy. Despite it being clear that Breteuil could be neither stormed nor starved, John felt unable to abandon its siege as this would undermine his prestige as a warrior-king. He declined to march against the Black Prince, declaring that the garrison of Breteuil posed a more serious threat. At some point in August an unusually large belfry, or mobile siege tower, was pushed up to the walls of Breteuil and a full-scale assault launched. The defenders set fire to the belfry and repulsed the attack. Sumption describes the French losses in this attack as "terrible" and the entire second siege as "a pointless endeavour". The historian Kenneth Fowler describes the siege as "magnificent but archaic". Eventually John had to give way to the pressure to do something to prevent the destruction being inflicted in south-west France. Sometime around 20August he offered the garrison of Breteuil free passage, a huge bribe and permission to take with them their valuables and goods, which persuaded them to vacate the town. The French army promptly marched south, as all available forces were concentrated against the Black Prince.
Hearing on 28August that John was marching on Tours and was prepared to give battle, the Black Prince moved his three divisions closer together and ordered them to move towards Tours. He was also willing to fight an open battle, if he could do so under the right circumstances. He still hoped to cross the Loire River, both to be able to come to grips with the French army and to link up with either Edward III's or Lancaster's army, if they were in the area. The French royal army from Breteuil had moved to Chartres, where it received reinforcements, particularly of men-at-arms. John sent home nearly all of the infantry contingents, which reduced the French wage bill and left an entirely mounted force that had the mobility and speed to match that of the Black Prince's all-mounted army. Two hundred Scottish picked men-at-arms under William, Lord of Douglas, joined John at Chartres. Once John felt he had an overwhelmingly strong force it set off south towards the Loire, and then south west along its north bank. Early on 8September the Black Prince's army reached Tours, where he received news that Lancaster was not far to the east, on the other side of the Loire, and hoped to join him soon. The Anglo-Gascons prepared for battle and expected the imminent arrival of the French. But John had crossed the Loire at Blois, to the east of Tours, on 10September, where he was joined by the army of his son John, Count of Poitiers.
Meanwhile, the anticipated support from England failed to materialise. In early August an Aragonese galley fleet, which had sailed from Barcelona in April, arrived in the English Channel. The fleet hired by the French only contained nine galleys, but it caused panic among the English. Edward's attempts to raise an army to send to France were still underway and shipping was being assembled. The troops gathered were split up to guard the coast and the ships sailing to Southampton to transport the army were ordered to remain in port until the galleys had left. At some point in August Lancaster marched south from eastern Brittany with an army of 2,500 men or more. The unusual height of the Loire and the French control of its bridges meant Lancaster was unable to cross and effect a junction. In early September he abandoned the attempt to force a crossing at Les Ponts-de-Cé and returned to Brittany where he laid siege to its capital, Rennes.
Strategy
The Anglo-Gascon army was treading a balance. While there were no large French forces facing them they spread out to loot and despoil the land. But their primary objective was to use the threat of devastation to force, or perhaps persuade, the French army to attack them. The Anglo-Gascons were confident that fighting defensively on ground of their choosing they could defeat a numerically superior French force. In the event of the French being too numerous they were equally confident that they could avoid battle by manoeuvring. The French, aware of this approach, usually attempted to isolate English forces against a river or the sea, where the threat of starvation would force them to take the tactical offensive and attack the French in a prepared position. Once he crossed the Loire, John repeatedly attempted to interpose his army between the Anglo-Gascons and Gascony, so they would be forced to try and fight their way out. Meanwhile the Black Prince did not wish to rapidly retreat to the safety of Gascony, but to manoeuvre in the vicinity of the French army so as to persuade it to attack on unfavourable terms, without himself becoming cut off. He was aware that John had been eager to fight Lancaster's force in Normandy in June and anticipated this enthusiasm for battle would continue.
Movement to contact
Once he had crossed the Loire on 10September and been reinforced John moved to cut off the Anglo-Gascon line of retreat. Hearing of this, and losing hope that Lancaster would be able to join him, the Black Prince moved his army some south to Montbazon where he took up a fresh defensive position on 12September. The same day John's son and heir, Charles, the Dauphin, entered Tours, having travelled from Normandy with 1,000 men-at-arms, and Hélie de Talleyrand-Périgord, Cardinal of Périgord, arrived at the Black Prince's camp to attempt to negotiate a two-day truce on behalf of Pope Innocent VI. According to differing sources this was to be followed by peace negotiations or an arranged battle. The Black Prince dismissed Talleyrand and, happy to do battle, but concerned that a two-day delay would leave his army with its back to the Loire in an area with few supplies, marched hard and crossed the River Creuse at La Haye on 13September, to the south. John, aware he outnumbered the Anglo-Gascons, was also eager to wipe them out in battle and so similarly ignored Talleyrand. The French army continued to march south parallel to the English, rather than moving directly towards them, with the aim of cutting their lines of retreat and supply. On 14September the English marched south-west to Châtellerault on the Vienne.
At Châtellerault the Black Prince felt there were no geographical barriers against which the French could pin his army and that he was occupying an advantageous defensive position. He arrived there on 14September, the day Talleyrand had proposed for the two armies to engage in battle, and waited for the French to come to him. Two days later his scouts reported that John had bypassed his position and was about to cross the Vienne at Chauvigny. At this point the French had lost track of the Anglo-Gascon army and were unaware of its position, but were about to position themselves south of the Anglo-Gascons and directly in their path back to friendly territory. The Black Prince saw an opportunity to attack the French while they were on the march, or possibly even while crossing the Vienne, and so set off at first light on 17September to intercept them, leaving his baggage train behind to follow on as best it could.
When the Anglo-Gascon vanguard reached Chauvigny most of the French army had already crossed and marched on towards Poitiers. A force of 700 men-at-arms of the French rearguard was intercepted near Savigny-Lévescault. Contemporary accounts note that they were not wearing helmets, suggesting they were completely unarmoured and not expecting battle. They were rapidly routed with 240 killed or captured, including 3 counts taken prisoner. Many Anglo-Gascons pursued the remaining, fleeing, French, although the Black Prince held back most of his army, not wishing to scatter it in the close vicinity of the enemy, and camped at Savigny-Lévescault. In response, John drew up his army outside Poitiers in battle order.
Negotiations
On 18September the Anglo-Gascons marched towards Poitiers arrayed for battle. They took up a strong, carefully selected position south of Poitiers on a wooded hill in the and began preparing it for a defensive battle: digging pits to impede the French advance (especially that of mounted troops) and trenches, and forming barricades to fight behind. They hoped that the French would launch an impromptu assault. Instead, Talleyrand rode up to negotiate. The Black Prince was initially disinclined to delay any battle. He was persuaded to discuss terms after Talleyrand pointed out that the two armies were now so close that if the French declined to attack, the Anglo-Gascons would find it almost impossible to withdraw. If they attempted to the French would attack, aiming to defeat them in detail, and if they stood their position they would run out of supplies before the French. The Anglo-Gascons need to stay concentrated in the presence of the French army and several days' hard marching had reduced the opportunities to forage. Because of this, food was almost exhausted. Unknown to Talleyrand the Anglo-Gascons were already unable to find sufficient water for their horses.
After lengthy negotiations the Black Prince agreed extensive concessions in exchange for free passage to Gascony. However, they were dependent on the agreement being ratified by his father, EdwardIII. Unknown to Talleyrand or the French, Edward had given his son written permission to, in such circumstances, "help himself by making a truce or armistice, or in any other way that seems best to him." This has caused modern historians to doubt the Prince's sincerity. The French discussed these proposals at length, with John in favour. Several senior advisers felt it would be humiliating to, as they saw it, have at their mercy the Anglo-Gascon army which had devastated so much of France and to tamely allow it to escape. John was persuaded and Talleyrand informed the Black Prince he could expect a battle. Attempts to agree a site for the battle failed, as the French wished the Anglo-Gascons to move out of their strong defensive position and the English wished to remain there. At dawn on 19September Talleyrand again attempted to arrange a truce, but as his army's supplies were already running out the Black Prince rejected this.
Opposing forces
Anglo-Gascon army
The Anglo-Gascon army is generally considered by modern historians to have consisted of 6,000 men: 3,000 men-at-arms, 2,000 English and Welsh longbowmen and 1,000 Gascon infantry. The latter included many equipped with either crossbows or javelins, both classed as light infantry. Some contemporary accounts give lower numbers of 4,800 or 5,000. The division of the men-at-arms between English and Gascons is not recorded, but the previous year, when campaigning with a similarly sized army, 1,000 of the Prince's men-at-arms had been English. All of the Anglo-Gascons travelled on horses, but all or nearly all of them dismounted to fight.
The men-at-arms of both armies were, broadly, knights or knights in training. They were drawn from the landed gentry and ranged from great lords to the relatives and attendants of minor landowners. They needed to be able to equip themselves with a full suit of armour and a warhorse. They wore a quilted gambeson under mail (armour) which covered the body and limbs. This was supplemented by varying amounts of plate armour on the body and limbs, more so for wealthier and more experienced men. Heads were protected by bascinets: open-faced military iron or steel helmets, with mail attached to the lower edge of the helmet to protect the throat, neck and shoulders. A moveable visor (face guard) protected the face. Heater shields, typically made from thin wood overlaid with leather, were carried. The English men-at-arms were all dismounted. The weapons they used are not recorded, but in similar battles they used their lances as pikes, cut them down to use as short spears, or fought with swords and battle-axes.
The longbow used by the English and Welsh archers was unique to them; it took up to ten years to master and an experienced archer could discharge up to ten arrows per minute well over . Computer analysis by Warsaw University of Technology in 2017 demonstrated that heavy bodkin point arrows could penetrate typical plate armour of the time at . The depth of penetration would be slight at that range; predicted penetration increased as the range closed or against armour of less than the best quality available at the time. At short range longbow arrows could pierce any practicable thickness of plate armour if they struck at the correct angle. Archers carried one quiver of 24 arrows as standard. There may have been a resupply of ammunition from the wagons to the rear during the battle to at least some longbowmen; the archers also ventured forward during pauses in the fighting to retrieve arrows.
The Anglo-Gascons were divided into three divisions or "battles". The one on the left was commanded by Thomas, Earl of Warwick, marshal of England and a veteran of the Battle of Crecy, where he had been guardian to the Black Prince. He had as deputies John, Earl of Oxford, and the Gascon lord Jean, Captal de Buch; they were assisted by mostly Gascon lords. As well as 1,000 men-at-arms, Warwick's division contained approximately 1,000 archers. The archers were positioned to the left of the men-at-arms. The right flank was under William, Earl of Salisbury, deputised by Robert, Earl of Suffolk, and Maurice, Baron Berkeley. Salisbury's division, like Warwick's, consisted of about 1,000 men-at-arms and 1,000 Welsh and English longbowmen. Again the archers were positioned on the flank of the men-at-arms, in this case the right. The Black Prince took command of the centre division, which consisted of men-at-arms and Gascon infantry: about 1,000 of each, only the flanking divisions contained longbowmen. He had two veteran campaigners, John Chandos and James Audley, as his deputies. Initially the Prince's force was held back behind the other two divisions as a reserve. Each division deployed four to five men deep. It is possible a further, small, reserve was held back behind the Prince's division.
French army
The French army was made up of between 14,000 and 16,000 men: 10,000 to 12,000 were men-at-arms, 2,000 were crossbowmen and 2,000 were infantrymen who were not classed as men-at-arms. Although most or all of the French had travelled mounted, they all fought dismounted at Poitiers except for two small groups of mounted knights, totalling either 300 or 500. These were selected from the Frenchmen who had the best armour, especially on their horses; horse armour is known as barding and the use of plate armour for this was a recent innovation in Western Europe. Their riders were equipped as the dismounted men-at-arms, apart from the superior quality of their armour. They wielded wooden lances, usually ash, tipped with iron and approximately long; their dismounted colleagues retained their lances, but cut them down to in order to use them as short spears. The crossbowmen wore metal helmets, brigandines (thick leather jerkins with varying amounts of small pieces of plate armour sewn to them) and possibly chain-mail hauberks. Crossbowmen usually fought from behind pavisesvery large shields with their own bearers, behind each of which three crossbowmen could shelter. A trained crossbowman could shoot his weapon approximately twice a minute and had a shorter effective range than a longbowman of about .
The French army was divided into four battles. The foremost division was led by the constable of France, Walter, Count of Brienne. As well as a large core of French men-at-arms it included 200 Scottish men-at-arms under William Douglas, most of the French infantry and crossbowmen and all of their cavalry. The two small groups of cavalry were each led by one of the two marshals of France: Arnoul d'Audrehem and Jean de Clermont. The leading French were approximately from the English. Behind this was a division led jointly by John's 19-year-old son and heir and John's uncle: Charles, the Dauphin, and Peter, Duke of Bourbon, respectively; Charles was experiencing his first taste of war. This formation consisted entirely of dismounted men-at-arms, 4,000 of them. The third division was led by John's younger brother, Philip, Duke of Orléans, also inexperienced in war, and was made up of approximately 3,200 men-at-arms. The rearmost division, of 2,000 men-at-arms and an uncertain number of crossbowmen, was commanded by the king himself.
Battle
First attack
The English had slept in or near their defensive positions and just after dawnwhich would have been at 5:40 amthe French drew themselves up in battle order with their leading men about from the English positions. After the two armies had been facing each other for about two hours the French detected movement among the English, and believed the Black Prince's personal standard was withdrawing. There is modern debate as to what movement took place. Some scholars have proposed that the movement was of wagons, escorted by cavalry from Warwick's division; the wagons may have been empty and returning to their laager in the rear, or full and moving to a safer position away from the front line, or both and the start of a staged withdrawal by the English. If the latter their escort may have been most or all of Warwick's division and the movement of the standard was possibly his being mistaken for the Prince's or the Prince moving back as the second part of the disengagement. Another proposal is that the Black Prince deliberately had his troops move to simulate a withdrawal and provoke a French attack. The commanders of the leading French division took the movement to be a full-scale English withdrawal and ordered their men to advance, thinking this movement would effectively be a pursuit, thus starting the fighting.
Audrehem's cavalry attacked Warwick's division on the English left, while Clermont charged Salisbury's on the right. In both cases the French plan was that they clear away the English archers, while given fire support by their own crossbowmen. However, the archers in Warwick's division were positioned in the edge of a marsh and this terrain prevented the French cavalry from getting to grips with them. The archers in turn found that the French armour and barding prevented them from firing effectively. To get close enough to penetrate the French armour, the longbowmen would have had to leave the protection of the marsh, which would have exposed them to the risk of being ridden down by the French. Instead, they turned their fire on the supporting crossbowmen and, having a superior rate of fire, were able to suppress them. Oxford realised the French horses were mostly only barded on their forequarters. He led some of the archers along the edge of the marsh to a position from which they could shoot into the horses' unprotected hindquarters. The French cavalry took heavy casualties and withdrew; Audrehem was captured.
On the English right Clermont advanced more cautiously, not far ahead of Brienne's dismounted troops. He discovered that Salisbury's men were defending a thick hedge with a single passable gap, wide enough for four horses abreast. Already committed to the attack, the French attempted to smash through the men-at-arms defending the gap. The English archers positioned in trenches near and to the right of the hedge are calculated to have fired 50 arrows per second at Clermont's group of cavalry. Gascon crossbowmen joined in; although they had a much lower rate of fire, they could penetrate plate armour at longer ranges. Despite this fire, the cavalry were able to reach the gap in the hedge with few casualties. Here a fierce melee broke out. With the French now halted and at close range, the longbowmen were more effective against them. The French were also heavily outnumbered by the English men-at-arms and were forced back with heavy losses, including Clermont killed.
The sources contain only details concerning the rest of the attack by the first French division, made up of a mixed force of French and foreign men-at-arms, and common heavy infantry. The bolts from their supporting crossbowmen were recorded as falling thickly, but with the cavalry repulsed the longbowmen turned against them and, having a superior rate of fire, were able to force them to withdraw in spite of their use of pavises. The division's leader, Brienne, the constable of France, was killed, as was one of Talleyrand's nephews, Robert of Durazzo, who had accompanied the Cardinal during his negotiations. Douglas either fled to save his life or was badly wounded and carried from the field. Given the heavy French casualties, it is assumed the attack was strongly pressed. As some contemporary sources summarise this phase of the fighting with "the first French division was defeated by the arrows of the English" it is also assumed by many modern historians that the longbowmen, still well supplied with ammunition able to punch straight through armour at close range, played a prominent part in the attack's repulse. The Black Prince was infuriated by the participation of Talleyrand's relatives and companions, and when told that a relative of the Cardinal, the châtelain d'Emposte, had been captured he ordered him beheaded; he was rapidly persuaded to withdraw the order by his advisers.
Second attack
There was no pursuit of the French survivors of the first attack as they retreated. The English were ordered to hold their positions and to take the opportunity to reform, as the next French division was already moving towards them. This, 4,000 strong, attacked vigorously. The French advanced against the steady fire of the English and Welsh archers, which caused many casualties, and were disordered by the retreating members of the first assault. The French had to force their way through the hedge the English were defending, which put them at a disadvantage, but they closed with the Anglo-Gascons in ferocious hand-to-hand fighting which went on for two hours.
They massed against two gaps in the hedge, on one occasion succeeding in driving back their opponents and breaking through; a force of archers had been deployed to cover this position and their fire cut down the leading Frenchmen, giving the Anglo-Gascons the opportunity to counter-attack and reform their line. Suffolk, aged almost 60, rode behind the Anglo-Gascon line, shouting encouragement, directing reinforcements to threatened points and telling the archers where to direct their fire. Throughout the battle the experienced English and Gascon commanders were able to manoeuvre and redeploy their troops in a way the French were not. The French commanders, mostly, carried out their orders and their men fought with reckless bravery, but they were inflexible. The Anglo-Gascons were able to respond in the heat of battle to French threats. Sumption describes this as "remarkable", David Green refers to "an extremely flexible tactical response". The historian Peter Hoskins states that most of the Anglo-Gascons having served together for a year "contributed to the discipline that the Anglo-Gascons displayed" and suggests that the French attack was ineptly handled.
A contemporary French chronicler described this second attack as "more amazing, harder and more lethal than the others". An English account states "Man fought frenziedly against man, each one striving to bring death to his opponent so that he himself might live." As the fighting went on, the Black Prince was forced to commit almost all of his reserves to reinforce weak spots. Both sides suffered many casualties. Audley was noted for being wounded in the body, head and face, and fighting on for the English. One of the French joint commanders, Bourbon, was killed, and the Dauphin's standard-bearer was captured. The Dauphin was accompanied by two of his brothers, Louis and John, and the trio's advisers and bodyguards were perturbed by the intensity of the fighting in their vicinity and forced them to withdraw from the front line to a safer position. Seeing this, the rest of the division, exhausted after two hours fighting and already demoralised by the death of Bourbon and the loss of the Dauphin's standard, withdrew as well. There was no panic and the disengagement was orderly. The senior surviving commanders of the division confirmed the movement and the surviving men-at-arms marched away from the Anglo-Gascons.
It is unclear if the Anglo-Gascons pursued the French, and if so, to what extent. Some modern historians state that the Anglo-Gascons again remained in their positions, as they had after the repulse of the first French division. Others write of a limited pursuit by individuals breaking ranks or of a full-blooded one by Warwick's division causing many French casualties. In any event, most of the Anglo-Gascons stood their ground, tended their wounded, knifed the French wounded and stripped their bodies and those of the already dead, and recovered what arrows they could find in the immediate vicinity, including those impaling dead and wounded Frenchmen. There were many English and Gascons wounded or dead and those still standing were exhausted from three hours of ferocious and near-continuous fighting.
Third attack
As the Dauphin's division recoiled there was confusion in the French ranks. The third French division contained 3,200 men-at-arms. Their commander, John's brother the Duke of Orléans, marched away from the battle with half of them and many of the survivors of the first two attacks. The contemporary sources contradict each other regarding the reasons for this. Orléans may have thought that the orderly withdrawal of the Dauphin's division marked a general retreat. There were official accounts after the battle that John had ordered Orléans to escort his four sons to safety, but these were widely disbelieved and rumoured to have been invented after the event to excuse the behaviour of Orléans and the men who had retreated with him. Three of John's four sons, including the Dauphin, did leave the field at this point; one, Philip, returned to his father's side and took part in the final attack. Of the 1,600 men who did not flee the scene, who included some from Orléans' inner circle, many joined the King's division behind. The rest advanced against the Anglo-Gascons and launched a feeble attack, which was repelled easily.
In the aftermath of this failure a number, possibly a large number, of men from Warwick's division left their positions and pursued the French. One motivation for this would have been their intention to take prisoners, the ransoming of whom could be extremely lucrative. Many of the English and Welsh archers again scavenged longbow arrows from the immediate vicinity. Of those men-at-arms who did not pursue, the majority were carrying wounds of varying degrees of severity and treating them was a preoccupation.
Fourth attack
John's fourth French division had started the battle with 2,000 men-at-arms, including 400 picked men under his personal command. Many of the surviving men-at-arms of the first two attacks had rallied to the King, as had many of those from the third division who had not withdrawn with Orléans. Some survivors of the botched third assault also fell back to join the King. These reinforcements probably brought the number of men-at-arms in the division to about 4,000. John's division also had a large but unspecified number of crossbowmen attached to it, and they had been joined by many surviving crossbowmen from the first attack. Modern scholars differ as to whether the French or the Anglo-Gascons had more men at this stage of the battle. This very large division marched across the gap towards the by now exhausted Anglo-Gascons, again all as infantry. The King ordered the French sacred banner, the , to be unfurled, which signalled that no prisoners were to be taken, on pain of death.
It was normal for medieval armies to form up in three divisions; having overcome three French divisions, many in the Anglo-Gascon army thought the battle was over. The sight of a further major force, under the royal standard and with the flying, dispirited them. One chronicler reports the Black Prince prayed aloud as this last division approached. The Prince harangued his exhausted men in an attempt to stiffen their morale, but they remained doubtful of their ability to repulse the approaching force. The Anglo-Gascon command group conferred. It seemed probable that if they stood to face a fourth attack they would be defeated. They decided to attempt a stratagem. Perhaps remembering a similar ploy by a French force at the 1349 Battle of Lunalonge it was agreed to send a small mounted group under the Gascon lord Jean, the Captal de Buch, on a circuitous march around the French flank in an attempt to launch a surprise attack on the French rear. The account by one contemporary chronicler that all of the Anglo-Gascon men-at-arms remounted at this point is generally discounted by modern historians. Some modern sources have a force of volunteers led by the wounded Audley mounting and being tasked with launching an attack against King John personally once the two forces came to battleonly 4 men by some modern accounts, 400 in others. The modern historian Michael Jones describes this as a "suicide mission". Other modern sources maintain that other than the Captal de Buch's small force all of the Anglo-Gascons remained dismounted.
The sight of the Captal de Buch and his men making for the rear further disheartened the Anglo-Gascons, who believed that they were fearfully escaping an inevitable defeat. Some men fled. Concerned his army would break and rout in the face of the French assault, the Black Prince gave the order for a general advance. This bolstered Anglo-Gascon morale and shook the French. Discipline reasserted itself and the Anglo-Gascons moved forward, out of their defensive positions. The French crossbowmen advanced in front of their men-at-arms, and as the English longbowmen on the flanks of the Anglo-Gascon men-at-arms came within range they attempted to establish fire superiority. The French crossbow bolts are said to have "darkened the sky". The men firing them were able to shelter behind pavises and the English archers were running short of arrows after the desperate fighting of the morning. Nevertheless, the English were able to largely suppress this fire until the crossbowmen drew aside to let the French men-at-arms through for their final charge. As the English archers expended the last of their ammunition these 4,000 or so men-at-arms attempted to use their shields, ducked their heads against the arrows and charged home into the survivors of the 3,000 English and Gascon men-at-arms who had started the battle. The longbowmen threw their bows aside and joined the melee armed with swords and hand axes.
Battle was again joined, with fierce fighting. The impetus of the Anglo-Gascon charge was halted by the French, who slowly got the better of the struggle. Rogers is of the opinion that the French would have won this fight if no other factors had intervened. The Anglo-Gascon line was starting to break when it was reinforced by men of Warwick's division returning from their pursuit. This heartened the Anglo-Gascons and discouraged the French. If it occurred, it was at this point that Audley led a cavalry charge aimed directly at the French king. The fighting continued, with the French focused on the opponents in front of them. With the battle in the balance, the Captal de Buch's 160 men arrived undetected in the French rear. His 100 archers dismounted and opened an effective fire into the French reara contemporary account states they "greatly and horribly pierced" the Frenchand his 60 mounted men-at-arms charged into the rear of the French line.
The 2,000 men who had originally made up John's division were all assigned to its front line when it advanced. Men who joined after their original divisions had been defeated in the previous three attacks filled in behind them. They were more tired than those in the front ranks and, having already having taken part in a failed assault, their morale was brittle. Dismayed by Warwick's reinforcement and shocked by the Captal de Buch's sudden arrival behind them, some started to run from the field. Once this movement had started others copied them and the division fell apart. Most of the first to run were able to reach their horses and escape, as the Anglo-Gascons concentrated on dealing with their enemies who were still fighting. These were pushed back as the Anglo-Gascons were reinvigorated by the prospect of victory. The French still fighting around their King were forced into a loop of the River Miosson, known as the Champ d'Alexandre. By now they had been surrounded and split into small groups.
Many of these men were the elite of the French army: John's personal bodyguards, senior nobles or members of the Order of the Star. (The latter had all sworn not to retreat from a battle.) The fighting was brutal as these men refused to surrender. Their cause was clearly hopeless and the Anglo-Gascons were eager to take them prisonerin order that they could be ransomedrather than kill them, so many were captured. The standard-bearer of the was killed and the sacred banner captured. Surrounded by enemies, John and his youngest son, Philip, surrendered.
Mopping up
Frenchmen who had fled soon after the Captal de Buch's force arrived generally reached their horses and were able to escape. Once John's division was clearly retreating many Anglo-Gascons mounted and pursued. A large number pursued the Frenchmen fleeing towards what they thought was the safety of Poitiers. Its citizens, fearing the Anglo-Gascons, had closed the gates and manned the walls, and refused access. The mounted Anglo-Gascons caught the French soldiers as they milled outside the gate and slaughtered them. The lack of mention of any quarter being offered suggests that the French were common soldiers, rather than men-at-arms whom it would have been financially advantageous to capture in order to hold for ransom. The French camp was overrun by Anglo-Gascon cavalry. Elsewhere the Anglo-Gascons spread out in a helter-skelter chase. French men-at-arms who failed to reach their horses were captured or, occasionally, killed. Those who did mount were frequently pursued: some were caught and captured, some fought off their pursuers, while most escaped. It was evening before the last Anglo-Gascons returned to their camp with their prisoners.
Casualties
According to different modern sources 2,000 to 3,000 French men-at-arms and either 500 or 800 common soldiers were taken prisoner during the battle. As well as the King and his youngest son they included the archbishop of Sens, one of the two marshals of France, and the seneschals of Saintonge, Tours and Poitou. Approximately 2,500 French men-at-arms were killed, as were 3,300 common soldiers according to English accounts or 700 by French ones. Among the slain were the French King's uncle; the grand constable of France; the other marshal; the Bishop of Châlons; and John's standard bearer, Geoffroi de Charny. A contemporary opined that the French had suffered "a great harm, a great pity, and damage irreparable". The Anglo-Gascons suffered many wounded but reported a mere 40 to 60 killed, of whom only 4 were men-at-arms. Hoskins comments that these "seem improbably low". Modern sources estimate Anglo-Gascon fatalities at about 40 men-at-arms and an uncertain but much larger number of bowmen and other infantry.
Aftermath
March to Bordeaux
The French were concerned the victorious Anglo-Gascons would attempt to storm Poitiers or other towns, or continue their devastation. The Black Prince was more concerned with getting his army with its prisoners and loot safely back to Gascony. He was aware many Frenchmen had survived the battle, but unaware of their state of cohesion or morale. The Anglo-Gascons moved south on 20September and tended the wounded, buried the dead, paroled some of their prisoners, and reorganised their formations. On 21September the Anglo-Gascons continued their interrupted march south, travelling slowly, overladen as they were with plunder and prisoners. On 2 October they entered Libourne and rested while a triumphal entrance was arranged at Bordeaux. Two weeks later the Black Prince escorted John into Bordeaux amid ecstatic scenes.
Peace
The Black Prince's is described by Rogers as "the most important campaign of the Hundred Years' War". In its aftermath English and Gascon forces raided widely across France, against little or no opposition. With no effective central authority France dissolved into near anarchy. In March 1357 a truce was agreed for two years. In April the Black Prince sailed for England, accompanied by his prisoner, John, and landed at Plymouth on 5 May. They proceeded to London and a rapturous reception. Protracted negotiations between John and Edward III led to the First Treaty of London in May 1358, which would have ended the war with a large transfer of French territory to England and the payment of a ransom for John's freedom. The French government was unenthusiastic and was anyway unable to raise the first instalment of the ransom, causing the treaty to lapse. A peasant revolt known as the broke out in northern France during the spring of 1358 and was bloodily put down in June. At length John and Edward agreed the Second Treaty of London, which was similar to the first except that even larger swathes of French territory would be transferred to the English. In May 1359 this was similarly rejected by the Dauphin and the Estates General.
In October 1359 Edward III led another campaign in northern France. It was unopposed by French forces but was unable to take any strongly fortified places. Instead the English army spread out and for six months devastated much of the region. Both countries were finding it almost impossible to finance continued hostilities, but neither was inclined to change their attitude to the proposed peace terms. On 13 April 1360, near Chartres, a sharp fall in temperature and a heavy hail storm killed many English baggage horses and some soldiers. Taking this as a sign from God, Edward reopened negotiations, directly with the Dauphin. By 8 May the Treaty of Brétigny had been agreed, which largely replicated the First Treaty of London or the Treaty of Guînes. By this treaty vast areas of France were ceded to England, to be personally ruled by the Black Prince, and John was ransomed for three million gold écu. Rogers states "Edward gained territories comprising a full third of France, to be held in full sovereignty, along with a huge ransom for the captive King Johnhis original war aims and much more." As well as John, sixteen of the more senior nobles captured at Poitiers were finally released with the sealing of this treaty. At the time it seemed this was the end of the war, but large-scale fighting broke out again in 1369 and the Hundred Years' War did not end until 1453, with a French victory which left only Calais in English hands.
Notes, citations and sources
Notes
Citations
Sources
External links
1356 in England
1350s in France
14th-century military history of Scotland
Poitiers 1356
Poitiers 1356
Conflicts in 1356
History of Poitiers
Edward the Black Prince
Hundred Years' War, 1337–1360 |
4506 | https://en.wikipedia.org/wiki/Bongo%20%28antelope%29 | Bongo (antelope) | The bongo (Tragelaphus eurycerus) is a large, mostly nocturnal, forest-dwelling antelope, native to sub-Saharan Africa. Bongos are characterised by a striking reddish-brown coat, black and white markings, white-yellow stripes and long slightly spiralled horns. It is the only tragelaphid in which both sexes have horns. Bongos have a complex social interaction and are found in African dense forest mosaics. They are the third-largest antelope in the world.
The western or lowland bongo, T. e. eurycerus, faces an ongoing population decline, and the IUCN Antelope Specialist Group considers it to be Near Threatened on the conservation status scale.
The eastern or mountain bongo, T. e. isaaci, of Kenya, has a coat even more vibrant than that of T. e. eurycerus. The mountain bongo is only found in the wild in a few mountain regions of central Kenya. This bongo is classified by the IUCN Antelope Specialist Group as Critically Endangered, with fewer individuals in the wild than in captivity (where it breeds readily).
In 2000, the Association of Zoos and Aquariums in the USA (AZA) upgraded the bongo to a Species Survival Plan participant and in 2006 added the Bongo Restoration to Mount Kenya Project to its list of the Top Ten Wildlife Conservation Success Stories of the year. However, in 2013, it seems, these successes have been compromised by reports of possibly only 100 mountain bongos left in the wild due to logging and poaching.
Taxonomy
The scientific name of the bongo is Tragelaphus eurycerus, and it belongs to the genus Tragelaphus and family Bovidae. It was first described by Irish naturalist William Ogilby in 1837. The generic name Tragelaphus is composed of two Greek words: trag-, meaning a goat; and elaphos, meaning deer. The specific name eurycerus originated from the fusion of eurus (broad, widespread) and keras (an animal's horn). The common name "bongo" originated probably from the Kele language of Gabon. The first known use of the name "bongo" in English dates to 1861.
Bongos are further classified into two subspecies: T. e. eurycerus, the lowland or western bongo, and the far rarer T. e. isaaci, the mountain or eastern bongo, restricted to the mountains of Kenya only. The eastern bongo is larger and heavier than the western bongo. Two other subspecies are described from West and Central Africa, but taxonomic clarification is required. They have been observed to live up to 19 years.
Appearance
Bongos are one of the largest of the forest antelopes. In addition to the deep chestnut colour of their coats, they have bright white stripes on their sides to help with camouflage.
Adults of both sexes are similar in size. Adult height is about at the shoulder and length is , including a tail of . Females weigh around , while males weigh about . Its large size puts it as the third-largest in the Bovidae tribe of Strepsicerotini, behind both the common and greater eland by about , and above the greater kudu by about .
Both sexes have heavy spiral horns; those of the male are longer and more massive. All bongos in captivity are from the isolated Aberdare Mountains of central Kenya.
Coat and body
The bongo sports a bright auburn or chestnut coat, with the neck, chest, and legs generally darker than the rest of the body, especially in males. Coats of male bongos become darker as they age until they reach a dark mahogany-brown colour. Coats of female bongos are usually more brightly coloured than those of males. The eastern bongo is darker in color than the western and this is especially pronounced in older males which tend to be chestnut brown, especially on the forepart of their bodies.
The smooth coat is marked with 10–15 vertical white-yellow stripes, spread along the back from the base of the neck to the rump. The number of stripes on each side is rarely the same. It also has a short, bristly, brown ridge of dorsal hair from the shoulder to the rump; the white stripes run into this ridge.
A white chevron appears between the eyes, with two large white spots on each cheek. Another white chevron occurs where the neck meets the chest. Bongos have no special secretion glands, so rely likely less on scent to find one another than do other similar antelopes. The lips of a bongo are white, topped with a black muzzle.
Horns
Bongos have two heavy and slightly spiralled horns that slope over their backs. Bongo males have larger backswept horns, while females have smaller, thinner, and more parallel horns. The size of the horns range between . The horns of bongos are spiraled, and share this trait with those of the related antelope species of nyalas, sitatungas, bushbucks, kudus and elands. The horns of bongos twist once.
Unlike deer, which have branched antlers shed annually, bongos and other antelopes have unbranched horns they keep throughout their lives.
Like all other horns of antelopes, the core of a bongo's horn is hollow and the outer layer of the horn is made of keratin, the same material that makes up human fingernails, toenails and hair. The bongo runs gracefully and at full speed through even the thickest tangles of lianas, laying its heavy spiralled horns on its back so the brush cannot impede its flight. Bongos are hunted for their horns by humans.
Social organization and behavior
Like other forest ungulates, bongos are seldom seen in large groups. Males, called bulls, tend to be solitary, while females with young live in groups of six to eight. Bongos have seldom been seen in herds of more than 20. Gestation is about 285 days (9.5 months), with one young per birth, and weaning occurs at six months. Sexual maturity is reached at 24–27 months. The preferred habitat of this species is so dense and difficult to operate in, that few Europeans or Americans observed this species until the 1960s.
As young males mature and leave their maternal groups, they most often remain solitary, although rarely they join an older male. Adult males of similar size/age tend to avoid one another. Occasionally, they meet and spar with their horns in a ritualised manner and it is rare for serious fights to take place. However, such fights are usually discouraged by visual displays, in which the males bulge their necks, roll their eyes, and hold their horns in a vertical position while slowly pacing back and forth in front of the other male. They seek out females only during mating time. When they are with a herd of females, males do not coerce them or try to restrict their movements as do some other antelopes.
Although mostly nocturnal, they are occasionally active during the day. However, like deer, bongos may exhibit crepuscular behaviour. Bongos are both timid and easily frightened; after a scare, a bongo moves away at considerable speed, even through dense undergrowth. Once they find cover, they stay alert and face away from the disturbance, but peek every now and then to check the situation. The bongo's hindquarters are less conspicuous than the forequarters, and from this position the animal can quickly flee.
When in distress, the bongo emits a bleat. It uses a limited number of vocalisations, mostly grunts and snorts; females have a weak mooing contact-call for their young. Females prefer to use traditional calving grounds restricted to certain areas, while newborn calves lie in hiding for a week or more, receiving short visits by the mother to suckle.
The calves grow rapidly and can soon accompany their mothers in the nursery herds. Their horns grow rapidly and begin to show in 3.5 months. They are weaned after six months and reach sexual maturity at about 20 months.
Ecology
Distribution and habitat
Bongos are found in tropical jungles with dense undergrowth up to an altitude of in Central Africa, with isolated populations in Kenya, and these West African countries: Cameroon, the Central African Republic, the Republic of the Congo, the Democratic Republic of Congo, the Ivory Coast, Equatorial Guinea, Gabon, Ghana, Guinea, Liberia, Sierra Leone, South Sudan.
Historically, bongos are found in three disjunct parts of Africa: East, Central and West. Today, all three populations' ranges have shrunk in size due to habitat loss for agriculture and uncontrolled timber cutting, as well as hunting for meat.
Bongos favour disturbed forest mosaics that provide fresh, low-level green vegetation. Such habitats may be promoted by heavy browsing by elephants, fires, flooding, tree-felling (natural or by logging), and fallowing. Mass bamboo die-off provides ideal habitat in East Africa. They can live in bamboo forests.
Diet
Like many forest ungulates, bongos are herbivorous browsers and feed on leaves, bushes, vines, bark and pith of rotting trees, grasses/herbs, roots, cereals, and fruits.
Bongos require salt in their diets, and are known to regularly visit natural salt licks. Bongos are also known to eat burnt wood after a storm, as a rich source of salt and minerals. This behavior is believed to be a means of getting salts and minerals into their diets. This behavior has also been reported in the okapi. Another similarity to the okapi, though the bongo is unrelated, is that the bongo has a long prehensile tongue which it uses to grasp grasses and leaves.
Suitable habitats for bongos must have permanent water available. As a large animal, the bongo requires an ample amount of food, and is restricted to areas with abundant year-round growth of herbs and low shrubs.
Population and conservation
Few estimates of population density are available. Assuming average population densities of 0.25 animals per km2 in regions where it is known to be common or abundant, and 0.02 per km2 elsewhere, and with a total area of occupancy of 327,000 km2, a total population estimate of around 28,000 is suggested. Only about 60% are in protected areas, suggesting the actual numbers of the lowland subspecies may only be in the low tens of thousands. In Kenya, their numbers have declined significantly and on Mount Kenya, they were extirpated within the last decade due to illegal hunting with dogs. Although information on their status in the wild is lacking, lowland bongos are not presently considered endangered.
Bongos are susceptible to diseases such as rinderpest, which almost exterminated the species during the 1890s. Tragelaphus eurycerus may suffer from goitre. Over the course of the disease, the thyroid glands greatly enlarge (up to 10 x 20 cm) and may become polycystic. Pathogenesis of goiter in the bongo may reflect a mixture of genetic predisposition coupled with environmental factors, including a period of exposure to a goitrogen. Leopards and spotted hyenas are the primary natural predators (lions are seldom encountered due to differing habitat preferences); pythons sometimes eat bongo calves. Humans prey on them for their pelts, horns, and meat, with the species being a common local source for "bush meat". Bongo populations have been greatly reduced by hunting, poaching, and animal trapping, although some bongo refuges exist.
Although bongos are quite easy for humans to catch using snares, many people native to the bongos' habitat believed that if they ate or touched bongo, they would have spasms similar to epileptic seizures. Because of this superstition, bongos were less harmed in their native ranges than expected. However, these taboos are said no longer to exist, which may account for increased hunting by humans in recent times.
Zoo programmes
An international studbook is maintained to help manage animals held in captivity. Because of its bright colour, it is very popular in zoos and private collections. In North America, over 400 individuals are thought to be held, a population that probably exceeds that of the mountain bongo in the wild.
In 2000, the Association of Zoos and Aquariums (AZA) upgraded the bongo to a Species Survival Plan participant, which works to improve the genetic diversity of managed animal populations. The target population for participating zoos and private collections in North America is 250 animals. Through the efforts of zoos in North America, a reintroduction to the population in Kenya is being developed.
At least one collaborative effort for reintroduction between North American wildlife facilities has already been carried out. In 2004, 18 eastern bongos born in North American zoos gathered at White Oak Conservation in Yulee, Florida for release in Kenya. White Oak staff members traveled with the bongos to a Mount Kenya holding facility, where they stayed until being reintroduced.
Conservation
In the last few decades, a rapid decline in the numbers of wild mountain bongo has occurred due to poaching and human pressure on their habitat, with local extinctions reported in Cherangani and Chepalungu hills, Kenya.
The Bongo Surveillance Programme, working alongside the Kenya Wildlife Service, have recorded photos of bongos at remote salt licks in the Aberdare Forests using camera traps, and, by analyzing DNA extracted from dung, have confirmed the presence of bongo in Mount Kenya, Eburru and Mau forests. The programme estimate as few as 140 animals left in the wild – spread across four isolated populations. Whilst captive breeding programmes can be viewed as having been successful in ensuring survival of this species in Europe and North America, the situation in the wild has been less promising. Evidence exists of bongo surviving in Kenya. However, these populations are believed to be small, fragmented, and vulnerable to extinction.
Animal populations with impoverished genetic diversity are inherently less able to adapt to changes in their environments (such as climate change, disease outbreaks, habitat change, etc.). The isolation of the four remaining small bongo populations, which themselves would appear to be in decline, means a substantial amount of genetic material is lost each generation. Whilst the population remains small, the impact of transfers will be greater, so the establishment of a "metapopulation management plan" occurs concurrently with conservation initiatives to enhance in situ population growth, and this initiative is both urgent and fundamental to the future survival of mountain bongo in the wild.
The western/lowland bongo faces an ongoing population decline as habitat destruction and hunting pressures increase with the relentless expansion of human settlement. Its long-term survival will only be assured in areas which receive active protection and management. At present, such areas comprise about 30,000 km2, and several are in countries where political stability is fragile. So, a realistic possibility exists whereby its status could decline to Threatened in the near future.
As the largest and most spectacular forest antelope, the western/lowland bongo is both an important flagship species for protected areas such as national parks, and a major trophy species which has been taken in increasing numbers in Central Africa by sport hunters during the 1990s. Both of these factors are strong incentives to provide effective protection and management of populations.
Trophy hunting has the potential to provide economic justification for the preservation of larger areas of bongo habitat than national parks, especially in remote regions of Central Africa, where possibilities for commercially successful tourism are very limited.
The eastern/mountain bongo's survival in the wild is dependent on more effective protection of the surviving remnant populations in Kenya. If this does not occur, it will eventually become extinct in the wild. The existence of a healthy captive population of this subspecies offers the potential for its reintroduction.
Groups supporting bongo conservation in Kenya
In 2004, Dr. Jake Veasey, the head of the Department of Animal Management and Conservation at Woburn Safari Park and a member of the European Association of Zoos and Aquariums Population Management Advisory Group, with the assistance of Lindsay Banks, took over responsibility for the management and coordination of the European Endangered Species Programme for the eastern bongo. This includes some 250 animals across Europe and the Middle East.
Along with the Rothschild giraffe, the eastern bongo is arguably one of the most threatened large mammals in Africa, with recent estimates numbering less than 140 animals, below a minimum sustainable viable population. The situation is exacerbated because these animals are spread across four isolated populations. Whilst the bongo endangered species program can be viewed as having been successful in ensuring survival of this species in Europe, it has not yet become actively involved in the conservation of this species in the wild in a coordinated fashion. The plan is to engage in conservation activities in Kenya to assist in reversing the decline of the eastern bongo populations and genetic diversity in Africa, and in particular, applying population management expertise to help ensure the persistence of genetic diversity in the free ranging wild populations.
To illustrate significance of genetic diversity loss, assume the average metapopulation size is 35 animals based on 140 animals spread across four populations (140/4=35). Assuming stable populations, these populations will lose 8% of their genetic diversity every decade. By managing all four populations as one, through strategic transfers, gene loss is reduced from 8% to 2% per decade, without any increase in bongo numbers in Kenya. By managing the European and African populations as one – by strategic exports from Europe combined with in situ transfers, gene loss is reduced to 0.72% every 100 years, with both populations remaining stable. If populations in Kenya are allowed to grow through the implementation of effective conservation, including strategic transfers, gene loss can be effectively halted in this species and its future secured in the wild.
The initial aims of the project are:
Through faecal DNA analysis, estimate the genetic diversity of the remaining wild bongos and calculate the relatedness of the isolated wild populations.
More accurately estimate the total population of wild bongos through faecal DNA analysis, camera trapping, and transect surveying.
Through direct sampling, estimate the genetic diversity of the captive bongo population and calculate its relatedness with the remaining isolated wild populations.
Collect DNA samples from western bongos to calculate the relatedness of the two subspecies.
Fund rangers to collect the above data in Kenya, enhance the degree of protection afforded to and level of understanding of the eastern bongos' ecological needs.
To realise such a metapopulation management plan, work with local communities is essential to reverse the decline and allow for the implementation of a transfer strategy. A substantial proportion of wild genetic diversity likely will have already been lost.
If effective protection were implemented immediately and bongo populations allowed to expand without transfers, then this would create a bigger population of genetically impoverished bongos. These animals would be less able to adapt to a dynamic environment. Whilst the population remains small, the impact of transfers will be greater. For this reason, the 'metapopulation management plan' must occur concurrently with conservation strategies to enhance in situ population growth. This initiative is both urgent and fundamental to the future survival of the mountain bongo in the wild.
In 2013, SafariCom telecommunications donated money to the Bongo Surveillance Programme to try to keep tabs on what are thought to be the last 100 eastern bongos left in the wild in the Mau Eburu Forest in central Kenya, whose numbers are still declining due to logging of their habitat and illegal poaching.
Mount Kenya Wildlife Conservancy runs a bongo rehabilitation program in collaboration with the Kenya Wildlife Service. The Conservancy aims to prevent extinction of the bongo through breeding and release back into the wild.
Status
The IUCN Antelope Specialist Group considers the western or lowland bongo, T. e. eurycerus, to be Lower Risk (Near Threatened) and the eastern or mountain bongo, T. e. isaaci, of Kenya, to be Critically Endangered. These bongos may be endangered due to human environmental interaction, as well as hunting and illegal actions towards wildlife.
CITES lists bongos as an Appendix III species, only regulating their exportation from a single country, Ghana. It is not protected by the US Endangered Species Act and is not listed by the USFWS.
References
External links
ARKive – images and movies of the bongo (Tragelaphus eurycerus)
WWF
Tragelaphus eurycerus
East African Bongo
Bongos: Wildlife summary from the African Wildlife Foundation
The Bongo Repatriation to Mount Kenya Project
The International Bongo Foundation
Tragelaphus eurycerus at Animal Diversity Web
Tragelaphus
Fauna of Central Africa
Mammals of West Africa
Mammals described in 1837
Bovids of Africa |
4507 | https://en.wikipedia.org/wiki/Bunyip | Bunyip | The bunyip is a creature from the aboriginal mythology of southeastern Australia, said to lurk in swamps, billabongs, creeks, riverbeds, and waterholes.
Name
The origin of the word bunyip has been traced to the Wemba-Wemba or Wergaia language of the Aboriginal people of Victoria, in South-Eastern Australia.
The word bunyip is usually translated by Aboriginal Australians today as "devil" or "evil spirit". This contemporary translation may not accurately represent the role of the bunyip in pre-contact Aboriginal mythology or its possible origins before written accounts were made. Some modern sources allude to a linguistic connection between the bunyip and Bunjil, "a mythic 'Great Man' who made the mountains, rivers, man, and all the animals".
The word bahnyip first appeared in the Sydney Gazette in 1812. It was used by James Ives to describe "a large black animal like a seal, with a terrible voice which creates terror among the blacks".
Distribution
The bunyip is part of traditional Aboriginal beliefs and stories throughout Australia, while its name varies according to tribal nomenclature. In his 2001 book, writer Robert Holden identified at least nine regional variations of the creature known as the bunyip across Aboriginal Australia.
Characteristics
The bunyip has been described as amphibious, almost entirely aquatic and there are no reports of the creature being sighted on land, inhabiting lakes, rivers, swamps, lagoons, billabongs, creeks, waterholes, sometimes "particular waterholes in the riverbeds".
Physical descriptions of bunyips vary widely. George French Angus may have collected a description of a bunyip in his account of a "water spirit" from the Moorundi people of the Murray River before 1847, stating it is "much dreaded by them ... It inhabits the Murray; but ... they have some difficulty describing it. Its most usual form ... is said to be that of an enormous starfish." The Challicum bunyip, an outline image of a bunyip carved by Aboriginal people into the bank of Fiery Creek, near Ararat, Victoria, was first recorded by The Australasian newspaper in 1851. According to the report, the bunyip had been speared after killing an Aboriginal man. Antiquarian Reynell Johns claimed that until the mid-1850s, Aboriginal people made a "habit of visiting the place annually and retracing the outlines of the figure [of the bunyip] which is about 11 paces long and 4 paces in extreme breadth". The outline image no longer exists. Robert Brough Smyth's Aborigines of Victoria (1878) devoted ten pages to the bunyip, but concluded "in truth little is known among the blacks respecting its form, covering or habits; they appear to have been in such dread of it as to have been unable to take note of its characteristics". Eugénie Louise McNeil recalled from her childhood memory in the 1890s that the bunyip supposedly had a snout like an owl ("a mopoke"), and was probably a nocturnal creature by her estimation.
The bunyips presumably seen by witnesses, according to their descriptions, most commonly fit one of two categories: 60% of sightings resemble seals or swimming dogs, and 20% of sightings are of long-necked creatures with small heads; the remaining descriptions are ambiguous beyond categorisation. The seal-dog variety is most often described as being between 4 and 6 feet long with a shaggy black or brown coat. According to reports, these bunyips have round heads resembling a bulldog, prominent ears, no tail, and whiskers like a seal or otter. The long-necked variety is allegedly between 5 and 15 feet long, and is said to have black or brown fur, large ears, small tusks, a head like a horse or emu, an elongated, maned neck about three feet long and with many folds of skin, and a horse-like tail. The bunyip has been described by natives as amphibious, nocturnal, reclusive, and inhabiting lakes, rivers, and swamps. Bunyips, according to Aboriginal mythology, can swim swiftly with fins or flippers, have a loud, roaring call, and feed on crayfish, though some legends portray them as bloodthirsty predators of humans, particularly women and children. As a result, Aborigines purposely avoided unfamiliar bodies of water lest there were bunyips lurking in the depths. Bunyip eggs are allegedly laid in platypus nests.
The bunyip appears in Ngarrindjeri dreaming as a water spirit called the Mulyawonk, which would get anyone who took more than their fair share of fish from the waterways, or take children if they got too close to the water. The stories taught practical means of ensuring long-term survival for the Ngarrindjeri, embodying care for country and its people.
Debate over origins
There have been various attempts to understand and explain the origins of the bunyip as a physical entity over the past 150 years. Writing in 1933, Charles Fenner suggested that it was likely that the "actual origin of the bunyip myth lies in the fact that from time to time seals have made their way up the Murray and Darling (Rivers)". He provided examples of seals found as far inland as Overland Corner, Loxton, and Conargo and reminded readers that "the smooth fur, prominent 'apricot' eyes, and the bellowing cry are characteristic of the seal", especially southern elephant seals and leopard seals.
Another suggestion is that the bunyip may be a cultural memory of extinct Australian marsupials such as the Diprotodon, Zygomaturus, Nototherium, or Palorchestes. This connection was first formally made by Dr George Bennett of the Australian Museum in 1871. In the early 1990s, palaeontologist Pat Vickers-Rich and geologist Neil Archbold also cautiously suggested that Aboriginal legends "perhaps had stemmed from an acquaintance with prehistoric bones or even living prehistoric animals themselves ... When confronted with the remains of some of the now extinct Australian marsupials, Aborigines would often identify them as the bunyip." They also note that "legends about the mihirung paringmal of western Victorian Aborigines ... may allude to the ... extinct giant birds the Dromornithidae."
In a 2017 Australian Birdlife article, Karl Brandt suggested Aboriginal encounters with the southern cassowary inspired the myth. According to the first written description of the bunyip from 1845, the creature laid pale blue eggs of immense size, possessed deadly claws, powerful hind legs, a brightly coloured chest, and an emu-like head, characteristics shared with the Australian cassowary. As the creature's bill was described as having serrated projections, each "like the bone of the stingray", this bunyip was associated with the indigenous people of Far North Queensland, renowned for their spears tipped with stingray barbs and their proximity to the cassowary's Australian range.
Another association to the bunyip is the shy Australasian bittern (Botaurus poiciloptilus). During the breeding season, the male call of this marsh-dwelling bird is a "low pitched boom"; hence, it is occasionally called the "bunyip bird".
Early accounts of European settlers
During the early settlement of Australia by Europeans, the notion became commonly held that the bunyip was an unknown animal that awaited discovery. Unfamiliar with the sights and sounds of the island continent's peculiar fauna, early Europeans believed that the bunyip described to them was one more strange Australian animal and they sometimes attributed unfamiliar animal calls or cries to it. Scholars suggest also that 19th-century bunyip lore was reinforced by imported European folklore, such as that of the Irish Púca.
A large number of bunyip sightings occurred during the 1840s and 1850s, particularly in the southeastern colonies of Victoria, New South Wales and South Australia, as European settlers extended their reach. The following is not an exhaustive list of accounts:
First written use of the word bunyip, 1845
In July 1845, The Geelong Advertiser announced the discovery of fossils found near Geelong, under the headline "Wonderful Discovery of a new Animal". This was a continuation of a story on 'fossil remains' from the previous issue. The newspaper continued, "On the bone being shown to an intelligent black, he at once recognised it as belonging to the bunyip, which he declared he had seen. On being requested to make a drawing of it, he did so without hesitation." The account noted a story of an Aboriginal woman being killed by a bunyip and the "most direct evidence of all" – that of a man named Mumbowran "who showed several deep wounds on his breast made by the claws of the animal".
The account provided this description of the creature:
Shortly after this account appeared, it was repeated in other Australian newspapers. This appears to be the first use of the word bunyip in a written publication.
Australian Museum's bunyip of 1847
In January 1846, a peculiar skull was taken by a settler from the banks of Murrumbidgee River near Balranald, New South Wales. Initial reports suggested that it was the skull of something unknown to science. The squatter who found it remarked, "all the natives to whom it was shown called [it] a bunyip". By July 1847, several experts, including W. S. Macleay and Professor Owen, had identified the skull as the deformed foetal skull of a foal or calf. At the same time, the purported bunyip skull was put on display in the Australian Museum (Sydney) for two days. Visitors flocked to see it, and The Sydney Morning Herald reported that many people spoke out about their "bunyip sightings". Reports of this discovery used the phrase 'Kine Pratie' as well as Bunyip. Explorer William Hovell, who examined the skull, also called it a 'katen-pai'.
In March of that year "a bunyip or an immense Platibus" (Platypus) was sighted "sunning himself on the placid bosom of the Yarra, just opposite the Custom House" in Melbourne. "Immediately a crowd gathered" and three men set off by boat "to secure the stranger" which "disappeared" when they were "about a yard from him".
William Buckley's account of bunyips, 1852
Another early written account is attributed to escaped convict William Buckley in his 1852 biography of thirty years living with the Wathaurong people. His 1852 account records "in ... Lake Moodewarri [now Lake Modewarre] as well as in most of the others inland ... is a ... very extraordinary amphibious animal, which the natives call Bunyip." Buckley's account suggests he saw such a creature on several occasions. He adds, "I could never see any part, except the back, which appeared to be covered with feathers of a dusky grey colour. It seemed to be about the size of a full grown calf ... I could never learn from any of the natives that they had seen either the head or tail." Buckley also claimed the creature was common in the Barwon River and cites an example he heard of an Aboriginal woman being killed by one. He emphasized the bunyip was believed to have supernatural powers.
Stocqueler's sightings and drawings, 1857
In an article titled, 'The Bunyip', a newspaper reported on the drawings made by Edwin Stocqueler as he travelled on the Murray and Goulburn rivers: 'Amongst the latter drawings we noticed a likeness of the Bunyip, or rather a view of the neck and shoulders of the animal. Mr. Stocqueler informs us that the Bunyip is a large freshwater seal, having two small padules or fins attached to the shoulders, a long swan like neck, a head like a dog, and a curious bag hanging under the jaw, resembling the pouch of the pelican. The animal is covered with hair, like the platypus, and the colour is a glossy black. Mr. Stocqueler saw no less than six of these curious animals at different times; his boat was within thirty feet of one near M'Guire's punt on the Goulburn, and he fired at the Bunyip, but did not succeed in capturing him. The smallest appeared to be about five feet in length, and the largest exceeded fifteen feet. The head of the largest was the size of a bullock's head, and three feet out of water. After taking a sketch of the animal, Mr. Stocqueler showed it to several blacks of the Goulburn tribe, who declared that the picture was "Bunyip's brother," meaning a duplicate or likeness of the bunyip. The animals moved against the current, at the rate of about seven miles an hour, and Mr. Stockqueler states that he could have approached close to the specimens he observed, had he not been deterred by the stories of the natives concerning the power and fury of the bunyip, and by the fact that his gun had only a single barrel, and his boat was of a very frail description.'
The description varied across newspaper accounts: 'The great Bunyip question seems likely to be brought to a close, as a Mr. Stocqueler, an artist and gentleman, who has come up the Murray in a small boat, states that he saw one, and was enabled to take a drawing of this "vexed question," but could not succeed in catching him. We have seen the sketch, and it puts us in mind of an hybrid between the water mole and the great sea serpent.' 'Mr. Stocqueler, an artist, and his mother are on an expedition down the Murray, for the purpose of making some faithful sketches of the views on this fine stream, as well as of the creatures frequenting it. I have seen some of their productions, and as they pourtray localities with which I am well acquainted, can pronounce the drawings faithful representations. Mother and son go down the stream in a canoe. The lady paints flowers, &c.; the son devotes himself to choice views on the river's side. One of the drawings represents a singular creature, which the artist is unable to classify. It has the appearance in miniature of the famous sea-serpent, as that animal is described by navigators. Mr. Stocqueler was about twenty-five yards distant from it at first sight as it lay placidly on the water. On being observed, the stranger set-off, working his paddles briskly, and rapidly disappeared. Captain Cadell has tried to solve the mystery, but is not yet satisfied as to what the animal really is. Mr. Stocqueler states that there were about two feet of it above water when he first saw it, and he estimated its length at from five to six feet. The worthy Captain says, that unless the creature is the "Musk Drake" (so called from giving off a very strong odour of musk), he cannot account for the novelty.'
Stocqueler disputed the newspaper descriptions in a letter; stating that he never called the animal a bunyip, it did not have a swan like neck, and he never said anything about the size of the animal as he never saw the whole body. He went on to write that all would be revealed in his diorama as an 'almost life size portrait of the beast' would be included. The diorama took him four years to paint and was reputed to be a mile (1.6 km) long and made of 70 individual pictures. The diorama has long since disappeared and may no longer exist.
Figure of speech and eponymy
By the 1850s, bunyip was also used as a "synonym for impostor, pretender, humbug and the like", although this use of the word is now obsolete in Australian English. The term bunyip aristocracy was first coined in 1853 to describe Australians aspiring to be aristocrats. In the early 1990s, Prime Minister Paul Keating used this term to describe members of the conservative Liberal Party of Australia opposition.
The word bunyip can still be found in a number of Australian contexts, including place names such as the Bunyip River (which flows into Westernport Bay in southern Victoria) and the town of Bunyip, Victoria.
In popular culture and fiction
The Bunyip newspaper is a local weekly newspaper published in the town of Gawler, South Australia. First published as a pamphlet by the Gawler Humbug Society in 1863, the name was chosen because "the Bunyip is the true type of Australian Humbug!"
The House of the Gentle Bunyip, built in the 1860s, is located in Clifton Hill, Victoria. It has been redeveloped as housing for low-income people.
Numerous tales of the bunyip in written literature appeared in the 19th and early 20th centuries. One of the earliest known is a story in Andrew Lang's The Brown Fairy Book (1904), adapted from a tale collected and published in the Journal of the Anthropological Institute in 1899.
Well known Australian author Colin Thiele wrote Gloop The Gloomy Bunyip an illustrated children's book published in 1962.
The character Alexander Bunyip, created by children's author and illustrator Michael Salmon, first appeared in print in The Monster That Ate Canberra (1972). Salmon featured the Bunyip character in many other books and adapted his work as a live-action television series, Alexander Bunyip's Billabong.
A statue of Alexander Bunyip was installed in front of the Gungahlin Library in 2011.
The artwork by Anne Ross, called A is for Alexander, B is for Bunyip, C is for Canberra, was commissioned by the ACT Government for Gungahlin's $3.8 million town park.
(1916) ragtime musical comedy Bunyip (musical) or the long title 'the enchantment of fairy princess wattle blossom' by Ella Palzier Campbell (AKA Ella Airlie) toured nine venues in three states for a year with Fuller Brothers theatre circuit. Music was supplied by a number of Australian Stage Personalities including Vince Courtney, Herbert De Pinna, Fred Monument and James Kendis.
The Australian tourism boom of the 1970s brought a renewed interest in bunyip mythology.
(1972) A coin-operated bunyip was built by Dennis Newell at Murray Bridge, South Australia, at Sturt Reserve on the town's riverfront.
Jenny Wagner published a children's picture book, The Bunyip of Berkeley's Creek (1973).
(1977) The film Dot and the Kangaroo contains a song "The Bunyip (Bunyip Moon)". The bunyip was the subject of Dot and the Smugglers where the title character, Dot, and her animal friends foiling a circus-ringmaster's plan to capture a bunyip. The bunyip featured turned out to be a gentle, shy creature.
(1982) Children's picture book The Ballad of the Blue Lake Bunyip
(1996) Australian children's author Jackie French wrote several bunyip tales, including the short story "Bunyip's Gift", collected in the anthology Mind's Eye.
An episode of The Silver Brumby (TV series) featured a friendly, prank-playing bunyip.
Wommy, a character on Noah's Island keeps mentioning bunyips and mistook Noah, the noble polar bear who's the title character, and feral cats for bunyips.
(1986) The Australian film Frog Dreaming centres around the search for a bunyip called Donkegin.
(2016) The independent Australian film Red Billabong was released in 2016. It tells about two estranged brothers who find themselves stalked by the Bunyip.
Bunyip stories have also been published outside Australia.
(1937) Bibhutibhushan Bandyopadhyay wrote a Bengali novel Chander Pahar ( Mountain of The Moon ) that included an account of a bunyip. The novel was adapted as a film of the same name, released in late 2013. The bunyip was portrayed as the primary threat to the treasure seekers in the wilderness of the Richtersveld mountains in southern Africa. In the novel, the bunyip is described as a three-toed ape-like hominid.
From 1954 to 1966, Bertie the Bunyip was the lead puppet character on a popular children's series on Channel 3 in Philadelphia, Pennsylvania.
(1992) The role playing game, Werewolf: The Apocalypse, appropriates the Bunyip legend, having the Bunyip actually be a tribe of Australian native Garou, or werewolves. However, they are not playable in the game as, according to the game's lore, they were driven to extinction by the European werewolves during the colonisation of Australia.
The Bunyip has been featured in films as well.
In 1978 Ozsploitation eco-horror film The Long Weekend, a bunyip is featured as a creature that terrorizes the main couple in the film, who trash a peaceful Australian beach.
In the 21st century the bunyip has been featured in works around the world.
(2002) The video game series Ty the Tasmanian Tiger portrays Bunyips as peaceful mystical elders who inhabit the world of The Dreaming, though not as ferocious as their namesake and resembling primates. The robotic suits that Ty can pilot in Ty the Tasmanian Tiger 2: Bush Rescue and Ty the Tasmanian Tiger 3: Night of the Quinkan are named after the Bunyips, such as Shadow Gunyip, Battle Gunyip and Missile Gunyips.
(2009) A character named Bruce Bunyip appears in the children's book The Neddiad by American Daniel Pinkwater. He is initially described as "big and swarthy, and had tiny eyes, a scowl and his eyebrows grew together" and later says he is a monster.
(2009) Bunyips appeared as the focus cryptids in an episode of The Secret Saturdays; however, they were depicted as small, troublemaking creatures instead of monsters.
(2010) Bunyips appear in Naomi Novik's fantasy novel Tongues of Serpents, where they are depicted as relatives of dragons that have adapted to the extreme conditions of the Outback.
(2011) An episode of Prank Patrol (Australia) Season 2 involved a prank called Bunyip Hunters.
(2014) In the novel Afterworlds one of the characters is the author of a fictional book named Bunyip.
(2014) The fantasy novel, Queen of the Dark Things, by C. Robert Cargill, features the Bunyip throughout the story.
(2016) A "tri-horned" bunyip appears in the My Little Pony: Friendship Is Magic episode "P.P.O.V (Pony Point Of View)" after being revealed to be the cause of a shipwreck that is recollected differently by three of the series' main characters.
(2021) Bunyip appears in the match 3 RPG mobile game Tower of Saviors as [Vitriolic Savagery - Bunyip]
(2022) In the novel The Island by Adrian McKinty, which takes place in Australia, an antagonist fearfully refers to the bunyip before dying.
See also
Drop bear, a fictitious Australian mammal
Min Min light, a natural phenomenon that may have influenced Australian Aboriginal mythology
Nargun, a living stone creature from Australian Aboriginal mythology
Rainbow Serpent, a common motif in the art and mythology of Aboriginal Australia
Underwater panther, a similar North American creature of legend
Yara-ma-yha-who, a vampiric creature from Australian Aboriginal mythology
P. A. Yeomans, inventor of the Bunyip Slipper Imp, a plough for developing watersheds
Yowie, or Wowee, a "Big Foot" style of creature that has its origins in Australian Aboriginal mythology
Footnotes
References
Sources
Further reading
External links
Australian Aboriginal legendary creatures
Australian Aboriginal words and phrases
Mythological marsupials
Water spirits
Swamp monsters
vi:Quỷ |
4514 | https://en.wikipedia.org/wiki/Genetically%20modified%20maize | Genetically modified maize | Genetically modified maize (corn) is a genetically modified crop. Specific maize strains have been genetically engineered to express agriculturally-desirable traits, including resistance to pests and to herbicides. Maize strains with both traits are now in use in multiple countries. GM maize has also caused controversy with respect to possible health effects, impact on other insects and impact on other plants via gene flow. One strain, called Starlink, was approved only for animal feed in the US but was found in food, leading to a series of recalls starting in 2000.
Marketed products
Herbicide-resistant maize
Corn varieties resistant to glyphosate herbicides were first commercialized in 1996 by Monsanto, and are known as "Roundup Ready Corn". They tolerate the use of Roundup. Bayer CropScience developed "Liberty Link Corn" that is resistant to glufosinate. Pioneer Hi-Bred has developed and markets corn hybrids with tolerance to imidazoline herbicides under the trademark "Clearfield" – though in these hybrids, the herbicide-tolerance trait was bred using tissue culture selection and the chemical mutagen ethyl methanesulfonate, not genetic engineering. Consequently, the regulatory framework governing the approval of transgenic crops does not apply for Clearfield.
As of 2011, herbicide-resistant GM corn was grown in 14 countries. By 2012, 26 varieties of herbicide-resistant GM maize were authorised for import into the European Union, but such imports remain controversial. Cultivation of herbicide-resistant corn in the EU provides substantial farm-level benefits.
Insect-resistant corn
Bt maize/corn
/ is a variant of maize that has been genetically altered to express one or more proteins from the bacterium Bacillus thuringiensis including Delta endotoxins. The protein is poisonous to certain insect pests. Spores of the bacillus are widely used in organic gardening, although GM corn is not considered organic. The European corn borer causes about a billion dollars in damage to corn crops each year.
In recent years, traits have been added to ward off corn ear worms and root worms, the latter of which annually causes about a billion dollars in damages.
The Bt protein is expressed throughout the plant. When a vulnerable insect eats the Bt-containing plant, the protein is activated in its gut, which is alkaline. In the alkaline environment, the protein partially unfolds and is cut by other proteins, forming a toxin that paralyzes the insect's digestive system and forms holes in the gut wall. The insect stops eating within a few hours and eventually starves.
In 1996, the first GM maize producing a Bt Cry protein was approved, which killed the European corn borer and related species; subsequent Bt genes were introduced that killed corn rootworm larvae.
The Philippine Government has promoted Bt corn, hoping for insect resistance and higher yields.
Approved Bt genes include single and stacked (event names bracketed) configurations of: Cry1A.105 (MON89034), CryIAb (MON810), CryIF (1507), Cry2Ab (MON89034), Cry3Bb1 (MON863 and MON88017), Cry34Ab1 (59122), Cry35Ab1 (59122), mCry3A (MIR604), and Vip3A (MIR162), in both corn and cotton. Corn genetically modified to produce VIP was first approved in the US in 2010.
A 2018 study found that Bt-corn protected nearby fields of non-Bt corn and nearby vegetable crops, reducing the use of pesticides on those crops. Data from 1976-1996 (before Bt corn was widespread) was compared to data after it was adopted (1996-2016). They examined levels of the European corn borer and corn earworm. Their larvae eat a variety of crops, including peppers and green beans. Between 1992 and 2016, the amount of insecticide applied to New Jersey pepper fields decreased by 85 percent. Another factor was the introduction of more effective pesticides that were applied less often.
Sweet Corn
GM sweet corn varieties include "Attribute", the brand name for insect-resistant sweet corn developed by Syngenta and Performance Series insect-resistant sweet corn developed by Monsanto.
Cuba
While Cuba's agriculture is largely focused on organic production, as of 2010, the country had developed a variety of genetically modified corn that is resistant to the palomilla moth.
Drought-resistant maize
In 2013 Monsanto launched the first transgenic drought tolerance trait in a line of corn hybrids called DroughtGard. The MON 87460 trait is provided by the insertion of the cspB gene from the soil microbe Bacillus subtilis; it was approved by the USDA in 2011 and by China in 2013.
Health Safety
In regular corn crops, insects promote fungal colonization by creating "wounds," or holes, in corn kernels. These wounds are favored by fungal spores for germination, which subsequently leads to mycotoxin accumulation in the crop that can be carcinogenic and toxic to humans and other animals. This can prove to be especially devastating in developing countries with drastic climate patterns such as high temperatures, which favor the development of toxic fungi. In addition, higher mycotoxin levels leads to market rejection or reduced market prices for the grain. GM corn crops encounter fewer insect attacks, and thus, have lower concentrations of mycotoxins. Fewer insect attacks also keep corn ears from being damaged, which increases overall yields.
Products in development
In 2007, South African researchers announced the production of transgenic maize resistant to maize streak virus (MSV), although it has not been released as a product. While breeding cultivars for resistance to MSV isn't done in the public, the private sector, international research centers, and national programmes have done all of the breeding. As of 2014, there have been a few MSV-tolerant cultivars released in Africa. A private company Seedco has released 5 MSV cultivars.
Research has been done on adding a single E. coli gene to maize to enable it to be grown with an essential amino acid (methionine).
Refuges
US Environmental Protection Agency (EPA) regulations require farmers who plant Bt corn to plant non-Bt corn nearby (called a refuge) to provide a location to harbor vulnerable pests. Typically, 20% of corn in a grower's fields must be refuge; refuge must be at least 0.5 miles from Bt corn for lepidopteran pests, and refuge for corn rootworm must at least be adjacent to a Bt field.
The theory behind these refuges is to slow the evolution of resistance to the pesticide. EPA regulations also require seed companies to train farmers how to maintain refuges, to collect data on the refuges and to report that data to the EPA. A study of these reports found that from 2003 to 2005 farmer compliance with keeping refuges was above 90%, but that by 2008 approximately 25% of Bt corn farmers did not keep refuges properly, raising concerns that resistance would develop.
Unmodified crops received most of the economic benefits of Bt corn in the US in 1996–2007, because of the overall reduction of pest populations. This reduction came because females laid eggs on modified and unmodified strains alike.
Seed bags containing both Bt and refuge seed have been approved by the EPA in the United States. These seed mixtures were marketed as "Refuge in a Bag" (RIB) to increase farmer compliance with refuge requirements and reduce additional work needed at planting from having separate Bt and refuge seed bags on hand. The EPA approved a lower percentage of refuge seed in these seed mixtures ranging from 5 to 10%. This strategy is likely to reduce the likelihood of Bt-resistance occurring for corn rootworm, but may increase the risk of resistance for lepidopteran pests, such as European corn borer. Increased concerns for resistance with seed mixtures include partially resistant larvae on a Bt plant being able to move to a susceptible plant to survive or cross pollination of refuge pollen on to Bt plants that can lower the amount of Bt expressed in kernels for ear feeding insects.
Resistance
Resistant strains of the European corn borer have developed in areas with defective or absent refuge management.
In November 2009, Monsanto scientists found the pink bollworm had become resistant to first-generation Bt cotton in parts of Gujarat, India – that generation expresses one Bt gene, Cry1Ac. This was the first instance of Bt resistance confirmed by Monsanto anywhere in the world. Bollworm resistance to first generation Bt cotton has been identified in Australia, China, Spain, and the United States. In 2012, a Florida field trial demonstrated that army worms were resistant to pesticide-containing GM corn produced by Dupont-Dow; armyworm resistance was first discovered in Puerto Rico in 2006, prompting Dow and DuPont to voluntarily stop selling the product on the island.
Regulation
Regulation of GM crops varies between countries, with some of the most-marked differences occurring between the US and Europe. Regulation varies in a given country depending on intended uses.
Controversy
There is a scientific consensus that currently available food derived from GM crops poses no greater risk to human health than conventional food, but that each GM food needs to be tested on a case-by-case basis before introduction. Nonetheless, members of the public are much less likely than scientists to perceive GM foods as safe. The legal and regulatory status of GM foods varies by country, with some nations banning or restricting them, and others permitting them with widely differing degrees of regulation.
The scientific rigor of the studies regarding human health has been disputed due to alleged lack of independence and due to conflicts of interest involving governing bodies and some of those who perform and evaluate the studies. However, no reports of ill effects from GM food have been documented in the human population.
GM crops provide a number of ecological benefits, but there are also concerns for their overuse, stalled research outside of the Bt seed industry, proper management and issues with Bt resistance arising from their misuse.
Critics have objected to GM crops on ecological, economic and health grounds. The economic issues derive from those organisms that are subject to intellectual property law, mostly patents. The first generation of GM crops lose patent protection beginning in 2015. Monsanto has claimed it will not pursue farmers who retain seeds of off-patent varieties. These controversies have led to litigation, international trade disputes, protests and to restrictive legislation in most countries.
Introduction of Bt maize led to significant reduction of mycotoxin-related poisoning and cancer rates, as they were significantly less prone to contain mycotoxins (29%), fumonisins (31%) and thricotecens (37%), all of which are toxic and carcinogenic.
Effects on nontarget insects
Critics claim that Bt proteins could target predatory and other beneficial or harmless insects as well as the targeted pest. These proteins have been used as organic sprays for insect control in France since 1938 and the USA since 1958 with no ill effects on the environment reported. While cyt proteins are toxic towards the insect order Diptera (flies), certain cry proteins selectively target lepidopterans (moths and butterflies), while other cyt selectively target Coleoptera. As a toxic mechanism, cry proteins bind to specific receptors on the membranes of mid-gut (epithelial) cells, resulting in rupture of those cells. Any organism that lacks the appropriate gut receptors cannot be affected by the cry protein, and therefore Bt. Regulatory agencies assess the potential for the transgenic plant to impact nontarget organisms before approving commercial release.
A 1999 study found that in a lab environment, pollen from Bt maize dusted onto milkweed could harm the monarch butterfly. Several groups later studied the phenomenon in both the field and the laboratory, resulting in a risk assessment that concluded that any risk posed by the corn to butterfly populations under real-world conditions was negligible. A 2002 review of the scientific literature concluded that "the commercial large-scale cultivation of current Bt–maize hybrids did not pose a significant risk to the monarch population". A 2007 review found that "nontarget invertebrates are generally more abundant in Bt cotton and Bt maize fields than in nontransgenic fields managed with insecticides. However, in comparison with insecticide-free control fields, certain nontarget taxa are less abundant in Bt fields."
Gene flow
Gene flow is the transfer of genes and/or alleles from one species to another. Concerns focus on the interaction between GM and other maize varieties in Mexico, and of gene flow into refuges.
In 2009 the government of Mexico created a regulatory pathway for genetically modified maize, but because Mexico is the center of diversity for maize, gene flow could affect a large fraction of the world's maize strains. A 2001 report in Nature presented evidence that Bt maize was cross-breeding with unmodified maize in Mexico. The data in this paper was later described as originating from an artifact. Nature later stated, "the evidence available is not sufficient to justify the publication of the original paper". A 2005 large-scale study failed to find any evidence of contamination in Oaxaca. However, other authors also found evidence of cross-breeding between natural maize and transgenic maize.
A 2004 study found Bt protein in kernels of refuge corn.
In 2017, a large-scale study found "pervasive presence of transgenes and glyphosate in maize-derived food in Mexico"
Food
The French High Council of Biotechnologies Scientific Committee reviewed the 2009 Vendômois et al. study and concluded that it "presents no admissible scientific element likely to ascribe any haematological, hepatic or renal toxicity to the three re-analysed GMOs." However, the French government applies the precautionary principle with respect to GMOs.
A review by Food Standards Australia New Zealand and others of the same study concluded that the results were due to chance alone.
A 2011 Canadian study looked at the presence of CryAb1 protein (BT toxin) in non-pregnant women, pregnant women and fetal blood. All groups had detectable levels of the protein, including 93% of pregnant women and 80% of fetuses at concentrations of 0.19 ± 0.30 and 0.04 ± 0.04 mean ± SD ng/ml, respectively. The paper did not discuss safety implications or find any health problems. FSANZ agency published a comment pointing out a number of inconsistencies in the paper, most notably that it "does not provide any evidence that GM foods are the source of the protein".
In January 2013, the European Food Safety Authority released all data submitted by Monsanto in relation to the 2003 authorisation of maize genetically modified for glyphosate tolerance.
Starlink corn recalls
StarLink contains Cry9C, which had not previously been used in a GM crop. Starlink's creator, Plant Genetic Systems, had applied to the US Environmental Protection Agency (EPA) to market Starlink for use in animal feed and in human food. However, because the Cry9C protein lasts longer in the digestive system than other Bt proteins, the EPA had concerns about its allergenicity, and PGS did not provide sufficient data to prove that Cry9C was not allergenic. As a result, PGS split its application into separate permits for use in food and use in animal feed. Starlink was approved by the EPA for use in animal feed only in May 1998.
StarLink corn was subsequently found in food destined for consumption by humans in the US, Japan, and South Korea. This corn became the subject of the widely publicized Starlink corn recall, which started when Taco Bell-branded taco shells sold in supermarkets were found to contain the corn. Sales of StarLink seed were discontinued. The registration for Starlink varieties was voluntarily withdrawn by Aventis in October 2000. Pioneer had been bought by AgrEvo which then became Aventis CropScience at the time of the incident, which was later bought by Bayer.
Fifty-one people reported adverse effects to the FDA; US Centers for Disease Control (CDC), which determined that 28 of them were possibly related to Starlink. However, the CDC studied the blood of these 28 individuals and concluded there was no evidence of hypersensitivity to the Starlink Bt protein.
A subsequent review of these tests by the Federal Insecticide, Fungicide, and Rodenticide Act Scientific Advisory Panel points out that while "the negative results decrease the probability that the Cry9C protein is the cause of allergic symptoms in the individuals examined ... in the absence of a positive control and questions regarding the sensitivity and specificity of the assay, it is not possible to assign a negative predictive value to this."
The US corn supply has been monitored for the presence of the Starlink Bt proteins since 2001.
In 2005, aid sent by the UN and the US to Central American nations also contained some StarLink corn. The nations involved, Nicaragua, Honduras, El Salvador and Guatemala refused to accept the aid.
Corporate espionage
On 19 December 2013 six Chinese citizens were indicted in Iowa on charges of plotting to steal genetically modified seeds worth tens of millions of dollars from Monsanto and DuPont. Mo Hailong, director of international business at the Beijing Dabeinong Technology Group Co., part of the Beijing-based DBN Group, was accused of stealing trade secrets after he was found digging in an Iowa cornfield.
See also
Genetically modified food
Genetically modified crops
Genetically modified food controversies
References
External links
- research project on coexistence and traceability of GM and non-GM supply chains
(Part of the minutes of the plenary meeting held on 3–4 December 2008, see on page 9)
Genetically modified organisms in agriculture |
4517 | https://en.wikipedia.org/wiki/Boudica | Boudica | Boudica or Boudicca (, from Brythonic *boudi 'victory, win' + *-kā 'having' suffix, i.e. 'Victorious Woman', known in Latin chronicles as Boadicea or Boudicea, and in Welsh as ()) was a queen of the ancient British Iceni tribe, who led a failed uprising against the conquering forces of the Roman Empire in AD 60 or 61. She is considered a British national heroine and a symbol of the struggle for justice and independence.
Boudica's husband Prasutagus, with whom she had two daughters, ruled as a nominally independent ally of Rome. He left his kingdom jointly to his daughters and to the Roman emperor in his will. When he died, his will was ignored, and the kingdom was annexed and his property taken. According to the Roman historian Tacitus, Boudica was flogged and her daughters raped. The historian Cassius Dio wrote that previous imperial donations to influential Britons were confiscated and the Roman financier and philosopher Seneca called in the loans he had forced on the reluctant Britons.
In 60/61, Boudica led the Iceni and other British tribes in revolt. They destroyed Camulodunum (modern Colchester), earlier the capital of the Trinovantes, but at that time a for discharged Roman soldiers. Upon hearing of the revolt, the Roman governor Gaius Suetonius Paulinus hurried from the island of Mona (modern Anglesey) to Londinium, the 20-year-old commercial settlement that was the rebels' next target. Unable to defend the settlement, he evacuated and abandoned it. Boudica's army defeated a detachment of the , and burnt both Londinium and Verulamium. In all, an estimated 70,000–80,000 Romans and Britons were killed by Boudica's followers. Suetonius, meanwhile, regrouped his forces, possibly in the West Midlands, and despite being heavily outnumbered, he decisively defeated the Britons. Boudica died, by suicide or illness, shortly afterwards. The crisis of 60/61 caused Nero to consider withdrawing all his imperial forces from Britain, but Suetonius's victory over Boudica confirmed Roman control of the province.
Interest in these events was revived in the English Renaissance and led to Boudica's fame in the Victorian era and as a cultural symbol in Britain.
Historical sources
The Boudican revolt against the Roman Empire is referred to in four works from classical antiquity written by three Roman historians: the Agricola () and Annals () by Tacitus; a mention of the uprising by Suetonius in his Lives of the Caesars (121); and the longest account, a detailed description of the revolt contained within Cassius Dio's history of the Empire ().
Tacitus wrote many years after the rebellion, but his father-in-law Gnaeus Julius Agricola was an eyewitness to the events, having served in Britain as a tribune under Suetonius Paulinus during this period.
Cassius Dio began his history of Rome and its empire about 140 years after Boudica's death. Much is lost and his account of Boudica survives only in the epitome of an 11th century Byzantine monk, John Xiphilinus. He provides greater and more lurid detail than Tacitus, but in general his details are often fictitious.
Both Tacitus and Dio give an account of battle-speeches given by Boudica, though it is thought that her words were never recorded during her life. Although imaginary, these speeches, designed to provide a comparison for readers of the antagonists' demands and approaches to war, and to portray the Romans as morally superior to their enemy, helped create an image of patriotism that turned Boudica into a legendary figure.
Background
Boudica was the consort of Prasutagus, king of the Iceni, a tribe who inhabited what is now the English county of Norfolk and parts of the neighbouring counties of Cambridgeshire, Suffolk and Lincolnshire. They produced some of the earliest known British coins. They had revolted against the Romans in 47 when the Roman governor Publius Ostorius Scapula planned to disarm all the peoples of Britain under Roman control. The Romans allowed the kingdom to retain its independence once the uprising was suppressed.
Events leading to the revolt
On his death in AD 60/61, Prasutagus made his two daughters as well as the Roman Emperor Nero his heirs. The Romans ignored the will, and the kingdom was absorbed into the province of Britannia. Catus Decianus, procurator of Britain, was sent to secure the Iceni kingdom for Rome.
The Romans' next actions were described by Tacitus, who detailed pillaging of the countryside, the ransacking of the king's household, and the brutal treatment of Boudica and her daughters. According to Tacitus, Boudica was flogged and her daughters were raped. These abuses are not mentioned in Dio's account, who instead cites three different causes for the rebellion: the recalling of loans that were given to the Britons by Seneca; Decianus Catus's confiscation of money formerly loaned to the Britons by the Emperor Claudius; and Boudica's own entreaties. The loans were thought by the Iceni to have been repaid by gift exchange.
Dio attributed to Boudica an apocryphal speech addressed to her people. The speech includes a reminder to her allies the Trinovantes about how much better their life was before Roman occupation, stressing that wealth cannot be enjoyed under slavery and placing the blame upon herself for not expelling the Romans as they had done when Julius Caesar had come for their land. The willingness of the barbarians to sacrifice a higher quality of living under the Romans in exchange for their freedom and personal liberty was an important part of what Dio considered to be motivation for the rebellions.
Uprising
Attacks on Camulodunum, Londinium and Verulamium
The first target of the rebels was Camulodunum (modern Colchester), a Roman for retired soldiers. A Roman temple had been erected there to Claudius, at great expense to the local population. Combined with brutal treatment of the Britons by the veterans, this had caused resentment towards the Romans.
The Iceni and the Trinovantes comprised an army of 120,000 men. Dio claimed that Boudica called upon the British goddess of victory Andraste to aid her army. Once the revolt had begun, the only Roman troops available to provide assistance, aside from the few within the colony, were 200 auxiliaries located in London, who were not equipped to fight Boudica's army. Camulodunum was captured by the rebels; those inhabitants who survived the initial attack took refuge in the Temple of Claudius for two days before they were killed. Quintus Petillius Cerialis, then commanding the Legio IX Hispana, attempted to relieve Camulodunum, but suffered an overwhelming defeat. The infantry with him were all killed and only the commander and some of his cavalry escaped. After this disaster, Catus Decianus, whose behaviour had provoked the rebellion, fled abroad to Gaul.
Suetonius was leading a campaign against the island of Mona, off the coast of North Wales. On hearing the news of the Iceni uprising, he left a garrison on Mona and returned to deal with Boudica. He moved quickly with a force of men through hostile territory to Londinium, which he reached before the arrival of Boudica's army but, outnumbered, he decided to abandon the town to the rebels, who burned it down after torturing and killing everyone who had remained. The rebels also sacked the municipium of Verulamium (modern St Albans), north-west of London, though the extent of its destruction is unclear.
Dio and Tacitus both reported that around 80,000 people were said to have been killed by the rebels. According to Tacitus, the Britons had no interest in taking the Roman population as prisoners, only in slaughter by "gibbet, fire, or cross". Dio adds that the noblest women were impaled on spikes and had their breasts cut off and sewn to their mouths, "to the accompaniment of sacrifices, banquets, and wanton behaviour" in sacred places, particularly the groves of Andraste.
Defeat and death
Suetonius regrouped his forces. He amassed an army of almost 10,000 men at an unidentified location, and took a stand in a defile with a wood behind. The Romans used the terrain to their advantage, launching javelins at the Britons before advancing in a wedge-shaped formation and deploying cavalry.
The Roman army was heavily outnumbered — according to Dio the rebels numbered 230,000 — but Boudica's army was crushed, and according to Tacitus, neither the women nor the animals were spared. Tacitus states that Boudica poisoned herself; Dio says she fell sick and died, after which she was given a lavish burial. It has been argued that these accounts are not mutually exclusive.
Name
Boudica may have been an honorific title, in which case the name that she was known by during most of her life is unknown. The English linguist and translator Kenneth Jackson concluded that the name Boudica—based on later developments in Welsh () and Irish ()—derives from the Proto-Celtic feminine adjective *boudīkā 'victorious', which in turn is derived from the Celtic word *boudā 'victory', and that the correct spelling of the name in Common Brittonic (the British Celtic language) is , pronounced . Variations on the historically correct Boudica include Boudicca, Bonduca, Boadicea, and Buduica. The Gaulish version of her name is attested in inscriptions as Boudiga in Bordeaux, Boudica in Lusitania, and Bodicca in Algeria.
Boudica's name was spelt incorrectly by Dio, who used Buduica. Her name was also misspelled by Tacitus, who added a second 'c.' After the misspelling was copied by a medieval scribe, further variations began to appear. Along with the second 'c' becoming an 'e,' an 'a' appeared in place of the 'u', which produced the medieval (and most common) version of the name, Boadicea. The true spelling was totally obscured when Boadicea first appeared in around the 17th century. William Cowper used this spelling in his poem Boadicea, an Ode (1782), a work whose impact resulted in Boudica's reinvention as a British imperialistic champion.
Early literature
One of the earliest possible mentions of Boudica (excluding Tacitus' and Dio's accounts) was the 6th century work by the British monk Gildas. In it, he demonstrates his knowledge of a female leader whom he describes as a "treacherous lioness" who "butchered the governors who had been left to give fuller voice and strength to the endeavours of Roman rule."
Both Bede's Ecclesiastical History of the English People (731) and the 9th century work Historia Brittonum by the Welsh monk Nennius include references to the uprising of 60/61—but do not mention Boudica.
No contemporary description of Boudica exists. Dio, writing more than a century after her death, provided a detailed description of the Iceni queen (translated in 1925): "In stature she was very tall, in appearance most terrifying, in the glance of her eye most fierce, and her voice was harsh; a great mass of the tawniest hair fell to her hips; around her neck was a large golden necklace; and she wore a tunic of divers colours over which a thick mantle was fastened with a brooch. This was her invariable attire."
Revival and the modern legend
16th and 17th century literature
During the Renaissance the works of Tacitus and Cassius Dio became available in England, after which her status changed as it was interpreted by historians, poets and dramatists. Boudica appeared as 'Voadicia' in a history, Anglica Historia, by the Italian scholar Polydore Vergil, and in the Scottish historian Hector Boece's The History and Chronicles of Scotland (1526) she is 'Voada'—the first appearance of Boudica in a British publication.
Boudica was called 'Voadicia' in the English historian Raphael Holinshed's Chronicles, published between 1577 and 1587. A narrative by the Florentine scholar Petruccio Ubaldini in The Lives of the Noble Ladies of the Kingdom of England and Scotland (1591) includes two female characters, 'Voadicia' and 'Bunduica', both based on Boudica. From the 1570s to the 1590s, when Elizabeth I's England was at war with Spain, Boudica proved to be a valuable asset for the English.
The English poet Edmund Spenser used the story of Boudica in his poem The Ruines of Time, involving a story about a British heroine he called 'Bunduca'. A variation of this name was used in the Jacobean play Bonduca (1612), a tragicomedy that most scholars agree was written by John Fletcher, in which one of the characters was Boudica. A version of that play called Bonduca, or the British Heroine was set to music by the English composer Henry Purcell in 1695. One of the choruses, "Britons, Strike Home!", became a popular patriotic song in Britain during the 18th and 19th centuries.
Depiction during the 18th and 19th centuries
During the late 18th century, Boudica was used to develop ideas of English nationhood. Illustrations of Boudica during this period—such as in Edward Barnard's New, Complete and Authentic History of England (1790) and the drawing by Thomas Stothard of the queen as a classical heroine—lacked historical accuracy. The illustration of Boudica by Robert Havell in Charles Hamilton Smith's The Costume of the Original Inhabitants of the British Islands from the Earliest Periods to the Sixth Century (1815) was an early attempt to depict her in an historically accurate way.
Cowper's 1782 poem Boadicea: An Ode was the most notable literary work to champion the resistance of the Britons, and helped to project British ideas of imperial expansion. It caused Boudica to become a British cultural icon and be perceived as a national heroine. Alfred, Lord Tennyson's poem (written in 1859, and published in 1864) drew on Cowper's poem. Depicting the Iceni queen as a violent and bloodthirsty warrior, the poem also forecasted the rise of British imperialism. Tennyson's image of Boudica was taken from the engraving produced in 1812 by Stothard. Another work, the poem "Boadicea" (1859) by Francis Barker, contained strongly patriotic and Christian themes.
A range of Victorian children's books mentioned Boudica; Beric the Briton (1893), a novel by G. A. Henty, with illustrations by William Parkinson, had a text based on the accounts of Tacitus and Dio.
Boadicea and Her Daughters, a statue of the queen in her war chariot, complete with anachronistic scythes on the wheel axles, was executed by the sculptor Thomas Thornycroft. He was encouraged by Prince Albert, who lent his horses for use as models. The statue, Thornycroft's most ambitious work, was produced between 1856 and 1871, cast in 1896, and positioned on the Victoria Embankment next to Westminster Bridge in 1902.
20th century – present
Boudica was once thought to have been buried at a place which lies now between platforms 9 and 10 in King's Cross station in London. There is no evidence for this and it is probably a post-World War II invention. At Colchester Town Hall, a life-sized statue of Boudica stands on the south facade, sculpted by L J Watts in 1902; another depiction of her is in a stained glass window by Clayton and Bell in the council chamber.
Boudica was adopted by the suffragettes as one of the symbols of the campaign for women's suffrage. In 1908, a "Boadicea Banner" was carried in several National Union of Women's Suffrage Societies marches. She appears as character in A Pageant of Great Women written by Cicely Hamilton, which opened at the Scala Theatre, London, in November 1909 before a national tour, and she was described in a 1909 pamphlet as "the eternal feminine... the guardian of the hearth, the avenger of its wrongs upon the defacer and the despoiler".
A "vocal minority" has claimed Boudica as a Celtic Welsh heroine. A statue of Boudica in the Marble Hall at Cardiff City Hall was among those unveiled by David Lloyd George in 1916, though the choice had gained little support in a public vote. It shows her with her daughters and without warrior trappings.
Permanent exhibitions describing the Boudican Revolt are at the Museum of London, Colchester Castle Museum and the Verulamium Museum. A long distance footpath called Boudica's Way passes through countryside between Norwich and Diss in Norfolk.
See also
Boudica (film)
List of women warriors in folklore
Women in ancient warfare
Notes
References
Sources
Further reading
External links
Boudica
1st-century monarchs in Europe
60s in the Roman Empire
61 deaths
Ancient rebels
British rebels
Briton monarchs
Celtic women warriors
Iceni
People from Norfolk
Women in 1st-century warfare
Women in ancient European warfare
Women in war in Britain
Women warriors |
4518 | https://en.wikipedia.org/wiki/Borneo | Borneo | Borneo (; also known as Kalimantan in the Indonesian language) is the third-largest island in the world, with an area of . Situated at the geographic centre of Maritime Southeast Asia, it is one of the Greater Sunda Islands, located north of Java, west of Sulawesi, and east of Sumatra.
The island is politically divided among three countries: Malaysia and Brunei in the north, and Indonesia to the south. Approximately 73% of the island is Indonesian territory. In the north, the East Malaysian states of Sabah and Sarawak make up about 26% of the island. The population in Borneo is 23,053,723 (2020 national censuses).
Additionally, the Malaysian federal territory of Labuan is situated on a small island just off the coast of Borneo. The sovereign state of Brunei, located on the north coast, comprises about 1% of Borneo's land area. A little more than half of the island is in the Northern Hemisphere, including Brunei and the Malaysian portion, while the Indonesian portion spans the Northern and Southern hemispheres.
Etymology
The Native people of Borneo referred to their island as Pulu K'lemantang but not as an ethnic name, when the sixteenth century Portuguese explorer Jorge de Menezes made contact with the native which became the name for modern-day Indonesian Borneo. The term kelamantan is used in Sarawak to refer to a group of people who consume sago in the northern part of the island. According to Crowfurd, the word kelamantan is the name of a type of mango (Mangifera) so the island of Borneo is called a mango island by the native. But he adds that the word is fanciful and unpopular. The local mango, called klemantan, is still widely found in rural areas in Ketapang and surrounding areas of West Kalimantan.
Internationally it is known as Borneo, derived from European contact with the Brunei kingdom in the 16th century during the Age of Exploration. On a map from around 1601, Brunei city is referred to as Borneo, and the whole island is also labelled Borneo. The name Borneo may derive from the Sanskrit word (), meaning either "water" or Varuna, the Hindu god of rain.
Another source said it was from the Sanskrit word Kalamanthana, meaning "burning weather" possibly to describe its hot and humid tropical weather. In Indianized malay era the name Kalamanthana was derived from Sanskrit terms kala (time or season) and manthana (churning, kindling or creating fire by friction), which possibly describes the heat of the weather.
In 977, Chinese records began to use the term Bo-ni to refer to Borneo. In 1225, it was also mentioned by the Chinese official Chau Ju-Kua (趙汝适). The Javanese manuscript Nagarakretagama, written by Majapahit court poet Mpu Prapanca in 1365, mentioned the island as Nusa Tanjungnagara, which means the island of the Tanjungpura Kingdom.
Geography
Geology
Borneo was formed through Mesozoic accretion of microcontinental fragments, ophiolite terranes and island arc crust onto a Paleozoic continental core. At the beginning of the Cenozoic Borneo formed a promontory of Sundaland which partly separated from Asian mainland by the proto-South China Sea. The oceanic part of the proto-South China Sea was subducted during the Paleogene period and a large accretionary complex formed along the northwestern of the island of Borneo. In the early Miocene uplift of the accretionary complex occurred as a result of underthrusting of thinned continental crust in northwest. The uplift may have also resulted from shortening due to the counter-clockwise rotation of Borneo between 20 and 10 mega-annum (Ma) as a consequence of Australia-Southeast Asia collision. Large volumes of sediment were shed into basins, which scattered offshore to the west, north and east of Borneo as well into a Neogene basin which is currently exposed in large areas of eastern and southern Sabah. In southeast Sabah, the Miocene to recent island arc terranes of the Sulu Archipelago extend onshore into Borneo with the older volcanic arc was the result of southeast dipping subduction while the younger volcanics are likely resulted from northwest dipping subduction the Celebes Sea.
Before sea levels rose at the end of the last ice age, Borneo was part of the mainland of Asia, forming, with Java and Sumatra, the upland regions of a peninsula that extended east from present day Indochina. The South China Sea and Gulf of Thailand now submerge the former low-lying areas of the peninsula. Deeper waters separating Borneo from neighbouring Sulawesi prevented a land connection to that island, creating the divide known as Wallace's Line between Asian and Australia-New Guinea biological regions. The island today is surrounded by the South China Sea to the north and northwest, the Sulu Sea to the northeast, the Celebes Sea and the Makassar Strait to the east, and the Java Sea and Karimata Strait to the south. To the west of Borneo are the Malay Peninsula and Sumatra. To the south and east are islands of Indonesia: Java and Sulawesi, respectively. To the northeast are the Philippine Islands. With an area of , it is the third-largest island in the world, and is the largest island of Asia (the largest continent). Its highest point is Mount Kinabalu in Sabah, Malaysia, with an elevation of .
The largest river system is the Kapuas in West Kalimantan, with a length of . Other major rivers include the Mahakam in East Kalimantan ( long), the Barito, Kahayan, and Mendawai in South Kalimantan (, , and long respectively), Rajang in Sarawak ( long) and Kinabatangan in Sabah ( long). Borneo has significant cave systems. In Sarawak, the Clearwater Cave has one of the world's longest underground rivers while Deer Cave is home to over three million bats, with guano accumulated to over deep. The Gomantong Caves in Sabah has been dubbed as the "Cockroach Cave" due to the presence of millions of cockroaches inside the cave. The Gunung Mulu National Park in Sarawak and Sangkulirang-Mangkalihat Karst in East Kalimantan which particularly a karst areas contains thousands of smaller caves.
Ecology
The Borneo rainforest is estimated to be around 140 million years old, making it one of the oldest rainforests in the world. The current dominant tree group, the dipterocarps, has dominated the Borneo lowland rain forests for millions of years. It is the centre of the evolution and distribution of many endemic species of plants and animals, and the rainforest is one of the few remaining natural habitats for the endangered Bornean orangutan. It is an important refuge for many endemic forest species, including the Borneo elephant, the eastern Sumatran rhinoceros, the Bornean clouded leopard, the Bornean rock frog, the hose's palm civet and the dayak fruit bat.
Peat swamp forests occupy the entire coastline of Borneo. The soil of the peat swamp is comparatively infertile, while it is known to be the home of various bird species such as the hook-billed bulbul, helmeted hornbill and rhinoceros hornbill. There are about 15,000 species of flowering plants with 3,000 species of trees (267 species are dipterocarps), 221 species of terrestrial mammals and 420 species of resident birds in Borneo. There are about 440 freshwater fish species in Borneo (about the same as Sumatra and Java combined). The Borneo river shark is known only from the Kinabatangan River. In 2010, the World Wide Fund for Nature (WWF) stated that 123 species have been discovered in Borneo since the "Heart of Borneo" agreement was signed in 2007.
The WWF has classified the island into seven distinct ecoregions. Most are lowland regions:
Borneo lowland rain forests cover most of the island, with an area of .
Borneo peat swamp forests
Kerangas or Sundaland heath forests
Southwest Borneo freshwater swamp forests are found in the island's western and southern lowlands
Sunda Shelf mangroves
The Borneo montane rain forests lie in the central highlands of the island, above the elevation.
The highest elevations of Mount Kinabalu are home to the Kinabalu montane alpine meadows, a subalpine and alpine shrubland notable for its numerous endemic species, including many orchids.
According to analysis of data from Global Forest Watch, the Indonesian portion of Borneo lost of tree cover between 2002 and 2019, of which was primary forest, compared with Malaysian Borneo's of tree cover loss and of primary forest cover loss. As of 2020, Indonesian Borneo accounts for 72% of the island's tree cover, Malaysian Borneo 27%, and Brunei 1%. Primary forest in Indonesia accounts for 44% of Borneo's overall tree cover.
Conservation issues
The island historically had extensive rainforest cover, but the area was reduced due to heavy logging by the Indonesian and Malaysian wood industry, especially with the large demands of raw materials from industrial countries along with the conversion of forest lands for large-scale agricultural purposes. Half of the annual global tropical timber acquisition comes from Borneo. Palm oil plantations have been widely developed and are rapidly encroaching on the last remnants of primary rainforest. Forest fires since 1997, started by the locals to clear the forests for plantations were exacerbated by an exceptionally dry El Niño season, worsening the annual shrinkage of the rainforest. During these fires, hotspots were visible on satellite images and the resulting haze frequently affected Brunei, Indonesia and Malaysia. The haze could also reach southern Thailand, Cambodia, Vietnam and the Philippines as evidenced on the 2015 Southeast Asian haze.
A 2018 study found that Bornean orangutans declined by 148,500 individuals from 1999 to 2015.
Topography
List of highest peaks in Borneo by elevation.
Mount Kinabalu
Mount Trusmadi
Raya Hill
Muruk Miau
Mount Wakid
Monkobo Hill
Mount Lotung
Mount Magdalena
Talibu Hill
River systems
List of longest river in Borneo by length.
Kapuas River
Barito River
Mahakam River
Kahayan River
Mendawai River
Kayan River
Rajang River
Kinabatangan River
Baram River
Sembakung River
Sesayap River
Pawan River
History
Early history
In November 2018, scientists reported the discovery of the oldest known figurative art painting, over 40,000 (perhaps as old as 52,000) years old, of an unknown animal, in the cave of Lubang Jeriji Saléh on the island of Borneo.
According to ancient Chinese (977), Indian and Japanese manuscripts, western coastal cities of Borneo had become trading ports by the first millennium AD. In Chinese manuscripts, gold, camphor, tortoise shells, hornbill ivory, rhinoceros horn, crane crest, beeswax, lakawood (a scented heartwood and root wood of a thick liana, Dalbergia parviflora), dragon's blood, rattan, edible bird's nests and various spices were described as among the most valuable items from Borneo. The Indians named Borneo Suvarnabhumi (the land of gold) and also Karpuradvipa (Camphor Island). The Javanese named Borneo Puradvipa, or Diamond Island. Archaeological findings in the Sarawak river delta reveal that the area was a thriving centre of trade between India and China from the 6th century until about 1300.
Stone pillars bearing inscriptions in the Pallava script, found in Kutai along the Mahakam River in East Kalimantan and dating to around the second half of the 4th century, constitute some of the oldest evidence of Hindu influence in Southeast Asia. By the 14th century, Borneo became a vassal state of Majapahit (in present-day Indonesia), later changing its allegiance to the Ming dynasty of China. Pre-Islamic Sulu, then known locally as Lupah Sug, stretched from Palawan and the Sulu archipelago at the Philippines; to Sabah, Eastern, and Northern Kalimantan in Borneo. The Sulu empire rose as a rebellion and reaction against former Majapahit Imperialism against Sulu which Majapahit briefly occupied. The religion of Islam entered the island in the 10th century, following the arrival of Muslim traders who later converted many indigenous peoples in the coastal areas.
The Sultanate of Brunei declared independence from Majapahit following the death of the Majapahit emperor in the mid-14th century. During its golden age under Bolkiah from the 15th to the 17th century, the Bruneian sultanate ruled almost the entire coastal area of Borneo (lending its name to the island due to its influence in the region) and several islands in the Philippines. During the 1450s, Shari'ful Hashem Syed Abu Bakr, an Arab born in Johor, arrived in Sulu from Malacca. In 1457, he founded the Sultanate of Sulu; he titled himself as "Paduka Maulana Mahasari Sharif Sultan Hashem Abu Bakr". Following its independence in 1578 from Brunei's influence, Sulu began to expand its thalassocracy to parts of the northern Borneo. Both the sultanates who ruled northern Borneo had traditionally engaged in trade with China by means of the frequently-arriving Chinese junks. Despite the thalassocracy of the sultanates, Borneo's interior region remained free from the rule of any kingdoms.
British and Dutch control
Since the fall of Malacca in 1511, Portuguese merchants traded regularly with Borneo, and especially with Brunei from 1530. Having visited Brunei's capital, the Portuguese described the place as surrounded by a stone wall. While Borneo was seen as rich, the Portuguese did not make any attempts to conquer it. The Spanish had sailed from Latin America and conquered the Brunei's provinces in the Philippines and incorporated it into the Mexico-Centered Viceroyalty of New Spain. The Spanish visit to Brunei led to the Castilian War in 1578. The English began to trade with Sambas of southern Borneo in 1609, while the Dutch only began their trade in 1644: to Banjar and Martapura, also in the southern Borneo. The Dutch tried to settle the island of Balambangan, north of Borneo, in the second half of the 18th century, but withdrew by 1797. In 1812, the sultan in southern Borneo ceded his forts to the English East India Company. The English, led by Stamford Raffles, then tried to establish an intervention in Sambas but failed. Although they managed to defeat the sultanate the next year and declared a blockade on all ports in Borneo except Brunei, Banjarmasin and Pontianak, the project was cancelled by the British governor-general Lord Minto in India as it was too expensive. At the beginning of British and Dutch exploration on the island, they described the island of Borneo as full of head hunters, with the indigenous in the interior practising cannibalism, and the waters around the island infested with pirates, especially between the north eastern Borneo and the southern Philippines. The Malay and Sea Dayak pirates preyed on maritime shipping in the waters between Singapore and Hong Kong from their haven in Borneo, along with the attacks by Illanuns of the Moro pirates from the southern Philippines, such as in the Battle off Mukah.
The Dutch began to intervene in the southern part of the island upon resuming contact in 1815, posting residents to Banjarmasin, Pontianak and Sambas and assistant-residents to Landak and Mampawa. The Sultanate of Brunei in 1842 granted large parts of land in Sarawak to the English adventurer James Brooke, as a reward for his help in quelling a local rebellion. Brooke established the Raj of Sarawak and was recognised as its rajah after paying a fee to the sultanate. He established a monarchy, and the Brooke dynasty (through his nephew and great-nephew) ruled Sarawak for 100 years; the leaders were known as the White Rajahs. Brooke also acquired the island of Labuan for Great Britain in 1846 through the Treaty of Labuan with the sultan of Brunei, Omar Ali Saifuddin II on 18 December 1846. The region of northern Borneo came under the administration of North Borneo Chartered Company following the acquisition of territory from the Sultanates of Brunei and Sulu by a German businessman and adventurer named Baron von Overbeck, before it was passed to the British Dent brothers (comprising Alfred Dent and Edward Dent). Further expansion by the British continued into the Borneo interior. This led the 26th sultan of Brunei, Hashim Jalilul Alam Aqamaddin to appeal the British to halt such efforts, and as a result a Treaty of Protection was signed in 1888, rendering Brunei a British protectorate.
Before the acquisition by the British, the Americans also managed to establish their temporary presence in northwestern Borneo after acquiring a parcel of land from the Sultanate of Brunei. A company known as American Trading Company of Borneo was formed by Joseph William Torrey, Thomas Bradley Harris and several Chinese investors, establishing a colony named "Ellena" in the Kimanis area. The colony failed and was abandoned, due to denials of financial backing, especially by the US government, and to diseases and riots among the workers. Before Torrey left, he managed to sell the land to the German businessman, Overbeck. Meanwhile, the Germans under William Frederick Schuck were awarded a parcel of land in northeastern Borneo of the Sandakan Bay from the Sultanate of Sulu where he conducted business and exported large quantities of arms, opium, textiles and tobacco to Sulu before the land was also passed to Overbeck by the sultanate.
Prior to the recognition of Spanish presence in the Philippine archipelago, a protocol known as the Madrid Protocol of 1885 was signed between the governments of the United Kingdom, Germany and Spain in Madrid to cement Spanish influence and recognise their sovereignty over the Sultanate of Sulu—in return for Spain's relinquishing its claim to the former possessions of the sultanate in northern Borneo. The British administration then established the first railway network in northern Borneo, known as the North Borneo Railway. During this time, the British sponsored a large number of Chinese workers to migrate to northern Borneo to work in European plantation and mines, and the Dutch followed suit to increase their economic production. By 1888, North Borneo, Sarawak and Brunei in northern Borneo had become British protectorate. The area in southern Borneo was made Dutch protectorate in 1891. The Dutch who already claimed the whole Borneo were asked by Britain to delimit their boundaries between the two colonial territories to avoid further conflicts. The British and Dutch governments had signed the Anglo-Dutch Treaty of 1824 to exchange trading ports in Malay Peninsula and Sumatra that were under their controls and assert spheres of influence. This resulted in indirectly establishing British- and Dutch-controlled areas in the north (Malay Peninsula) and south (Sumatra and Riau Islands) respectively.
In 1895, Marcus Samuel received a concession in the Kutei area of east Borneo, and based on oil seepages in the Mahakam River delta, Mark Abrahams struck oil in February 1897. This was the discovery of the Sanga Sanga Oil Field, a refinery was built in Balikpapan, and discovery of the Samboja Oil Field followed in 1909. In 1901, the Pamusian Oil Field was discovered on Tarakan, and the Bunyu Oil Field in 1929. Royal Dutch Shell discovered the Miri Oil Field in 1910, and the Seria oil field in 1929.
World War II
During World War II, Japanese forces gained control and occupied most areas of Borneo from 1941 to 1945. In the first stage of the war, the British saw the Japanese advance to Borneo as motivated by political and territorial ambitions rather than economic factors. The occupation drove many people in the coastal towns to the interior, searching for food and escaping the Japanese. The Chinese residents in Borneo, especially with the Sino-Japanese War in Mainland China mostly resisted the Japanese occupation. Following the formation of resistance movements in northern Borneo such as the Jesselton Revolt, many innocent indigenous and Chinese people were executed by the Japanese for their alleged involvement.
In Kalimantan, the Japanese also killed many Malay intellectuals, executing all the Malay sultans of West Kalimantan in the Pontianak incidents, together with Chinese people who were already against the Japanese for suspecting them to be threats. Sultan Muhammad Ibrahim Shafi ud-din II of Sambas was executed in 1944. The sultanate was thereafter suspended and replaced by a Japanese council. The Japanese also set-up Pusat Tenaga Rakjat (PUTERA) in the Indonesian archipelago in 1943, although it was abolished the following year when it became too nationalistic. Some of the Indonesian nationalist like Sukarno and Hatta who had returned from Dutch exile began to co-operate with the Japanese. Shortly after his release, Sukarno became president of the Central Advisory Council, an advisory council for south Borneo, Celebes, and Lesser Sunda, set up in February 1945.
Since the fall of Singapore, the Japanese sent several thousand of British and Australian prisoners of war to camps in Borneo such as Batu Lintang camp. From the Sandakan camp site, only six of some 2,500 prisoners survived after they were forced to march in an event known as the Sandakan Death March. In addition, of the total of 17,488 Javanese labourers brought in by the Japanese during the occupation, only 1,500 survived mainly due to starvation, harsh working conditions and maltreatment. The Dayak and other indigenous people played a role in guerrilla warfare against the occupying forces, particularly in the Kapit Division. They temporarily revived headhunting of Japanese toward the end of the war, with Allied Z Special Unit provided assistance to them. Australia contributed significantly to the liberation of Borneo. The Australian Imperial Force was sent to Borneo to fight off the Japanese. Together with other Allies, the island was completely liberated in 1945.
Recent history
In May 1945, officials in Tokyo suggested that whether northern Borneo should be included in the proposed new country of Indonesia should be separately determined based on the desires of its indigenous people and following the disposition of Malaya. Sukarno and Mohammad Yamin meanwhile continuously advocated for a Greater Indonesian republic. Towards the end of the war, Japan decided to give an early independence to a new proposed country of Indonesia on 17 July 1945, with an Independence Committee meeting scheduled for 19 August 1945. However, following the surrender of Japan to the Allied forces, the meeting was shelved. Sukarno and Hatta continued the plan by unilaterally declaring independence, although the Dutch tried to retake their colonial possession in Borneo.
The southern part of the island achieved its independence through the Proclamation of Indonesian Independence on 17 August 1945. The southern part saw guerrilla conflicts followed by Dutch blockade to cut supplies for nationalist within the region. While nationalist guerrillas supporting the inclusion of southern Borneo in the new Indonesian republic were active in Ketapang, and to lesser extent in Sambas where they rallied with the red-white flag which became the flag of Indonesia, most of the Chinese residents in southern Borneo expected to be liberated by Chinese Nationalist troops from mainland China and to integrate their districts as an overseas province of China. Meanwhile, Sarawak and Sabah in northern Borneo became separate British crown colonies in 1946.
In 1961, Prime Minister Tunku Abdul Rahman of the independent Federation of Malaya desired to unite Malaya, the British colonies of Sarawak, North Borneo, Singapore and the protectorate of Brunei under the proposed Federation of Malaysia. The idea was heavily opposed by the governments in both Indonesia and the Philippines as well from communist sympathisers and nationalists in Borneo. Sukarno, as the president of the new republic, perceiving the British trying to maintain their presence in northern Borneo and the Malay Peninsula, decided to launch a military infiltration, later known as the confrontation, from 1962 to 1969. As a response to the growing opposition, the British deployed their armed forces to guard their colonies against Indonesian and communist revolts, which was also participated by Australia and New Zealand.
The Philippines opposed the newly proposed federation, claiming the eastern part of North Borneo (today the Malaysian state of Sabah) as part of its territory as a former possession of the Sultanate of Sulu. The Philippine government mostly based their claim on the Sultanate of Sulu's cession agreement with the British North Borneo Company, as by now the sultanate had come under the jurisdiction of the Philippine republican administration, which therefore should inherit the Sulu former territories. The Philippine government also claimed that the heirs of the sultanate had ceded all their territorial rights to the republic.
The Sultanate of Brunei at the first welcomed the proposal of a new larger federation. Meanwhile, the Brunei People's Party led by A.M. Azahari desired to reunify Brunei, Sarawak and North Borneo into one federation known as the North Borneo Federation (), where the sultan of Brunei would be the head of state for the federation—though Azahari had his own intention to abolish the Brunei monarchy, to make Brunei more democratic, and to integrate the territory and other former British colonies in Borneo into Indonesia, with the support from the latter government. This directly led to the Brunei Revolt, which thwarted Azahari's attempt and forced him to escape to Indonesia. Brunei withdrew from being part of the new Federation of Malaysia due to some disagreements on other issues while political leaders in Sarawak and North Borneo continued to favour inclusion in a larger federation.
With the continuous opposition from Indonesia and the Philippines, the Cobbold Commission was established to discover the feeling of the native populations in northern Borneo; it found the people greatly in favour of federation, with various stipulations. The federation was successfully achieved with the inclusion of northern Borneo through the Malaysia Agreement on 16 September 1963. To this day, the area in northern Borneo is still subjected to attacks by Moro pirates since the 18th century and militant from groups such as Abu Sayyaf since 2000 in the frequent cross border attacks. During the administration of Philippine president Ferdinand Marcos, Marcos made some attempts to destabilise the state of Sabah, although his plan failed and resulted in the Jabidah massacre and later the insurgency in the southern Philippines.
In August 2019, Indonesian president Joko Widodo announced a plan to move the capital of Indonesia from Jakarta to a newly established location in the East Kalimantan province in Borneo.
Demographics
The demonym for Borneo is Bornean.
Borneo had 23,053,723 inhabitants (in 2020 Censuses), a population density of . Most of the population lives in coastal cities, although the hinterland has small towns and villages along the rivers.
Territories by population, size and timezone
May includes the offshore islands and its populations
Due to its size, Brunei is further subdivided into 4 districts (mukim), which is similar to the size of smaller administrative units in Indonesia (kecamatan) and Malaysia (daerah)
10 largest cities and towns in Borneo by population
Urbanisation by region
Data based on the projection in the former territories in East Kalimantan Province (prior to the separation of North Kalimantan in 2012)
Major ethnicities by region
Based on alphabetical order
Religion
Administration
The island of Borneo is divided administratively by three countries.
The independent sultanate of Brunei (main part and eastern exclave of Temburong)
The Indonesian provinces of East, South, West, North and Central Kalimantan, in Kalimantan
The East Malaysian states of Sabah and Sarawak, as well as the Federal Territory of Labuan (on offshore islands nearby)
Economy
Borneo's economy depends mainly on agriculture, logging and mining, oil and gas, and ecotourism. Brunei's economy is highly dependent on the oil and gas production sector, and the country has become one of the largest oil producers in Southeast Asia. The Malaysian states of Sabah and Sarawak are both top exporters of timber. Sabah is also known as the agricultural producer of rubber, cacao, and vegetables, and for its fisheries, while Sabah, Sarawak and Labuan export liquefied natural gas (LNG) and petroleum. The Indonesian provinces of Kalimantan are mostly dependent on mining sectors despite also being involved in logging and oil and gas explorations.
List of territories by GDP/GRP
Human Development Index by territory
HDI is a statistic of combined indicators that takes into account life expectancy, health, education and per-capita income.
See also
Hikayat Banjar
Kutai basin
List of islands of Indonesia
List of islands of Malaysia
Maphilindo
List of bats of Borneo
Notes
References
Further reading
External links
Environmental Profile of Borneo – Background on Borneo, including natural and social history, deforestation statistics, and conservation news.
Greater Sunda Islands
International islands
Islands of Brunei
Islands of Malaysia
Maritime Southeast Asia |
4519 | https://en.wikipedia.org/wiki/Ballpoint%20pen | Ballpoint pen | A ballpoint pen, also known as a biro (British English), ball pen (Hong Kong, Indian and Philippine English), or dot pen (Nepali English), is a pen that dispenses ink (usually in paste form) over a metal ball at its point, i.e. over a "ball point". The metal commonly used is steel, brass, or tungsten carbide. The design was conceived and developed as a cleaner and more reliable alternative to dip pens and fountain pens, and it is now the world's most-used writing instrument; millions are manufactured and sold daily. It has influenced art and graphic design and spawned an artwork genre.
Some pen manufacturers like Uni ball produce designer ballpoint pens for the high-end and collectors' markets.
History
Origins
The concept of using a "ball point" within a writing instrument to apply ink to paper has existed since the late 19th century. In these inventions, the ink was placed in a thin tube whose end was blocked by a tiny ball, held so that it could not slip into the tube or fall out of the pen.
The first patent for a ballpoint pen was issued on 30 October 1888 to John J. Loud, who was attempting to make a writing instrument that would be able to write "on rough surfaces—such as wood, coarse wrapping-paper, and other articles" which fountain pens could not. Loud's pen had a small rotating steel ball held in place by a socket. Although it could be used to mark rough surfaces such as leather, as Loud intended, it proved too coarse for letter-writing. With no commercial viability, its potential went unexploited, and the patent eventually lapsed.
The manufacture of economical, reliable ballpoint pens as are known today arose from experimentation, modern chemistry, and the precision manufacturing capabilities of the early 20th century. Patents filed worldwide during early development are testaments to failed attempts at making the pens commercially viable and widely available. Early ballpoints did not deliver the ink evenly; overflow and clogging were among the obstacles faced by early inventors. If the ball socket were too tight or the ink too thick, it would not reach the paper. If the socket were too loose or the ink too thin, the pen would leak, or the ink would smear. Ink reservoirs pressurized by a piston, spring, capillary action, and gravity would all serve as solutions to ink-delivery and flow problems.
László Bíró, a Hungarian newspaper editor (later a naturalized Argentine) frustrated by the amount of time that he wasted filling up fountain pens and cleaning up smudged pages, noticed that inks used in newspaper printing dried quickly, leaving the paper dry and smudge-free. He decided to create a pen using the same type of ink. Bíró enlisted the help of his brother György, a dentist with useful knowledge of chemistry, to develop viscous ink formulae for new ballpoint designs.
Bíró's innovation successfully coupled ink-viscosity with a ball-socket mechanism which acted compatibly to prevent ink from drying inside the reservoir while allowing controlled flow. Bíró filed for a British patent on 15 June 1938.
In 1941, the Bíró brothers and a friend, Juan Jorge Meyne, fled Germany and moved to Argentina, where they formed "Bíró Pens of Argentina" and filed a new patent in 1943. Their pen was sold in Argentina as the "Birome", from the names Bíró and Meyne, which is how ballpoint pens are still known in that country. This new design was licensed by the British engineer Frederick George Miles and manufactured by his company Miles Aircraft, to be used by Royal Air Force aircrew as the "Biro". Ballpoint pens were found to be more versatile than fountain pens, especially at high altitudes, where fountain pens were prone to leak.
Bíró's patent, and other early patents on ballpoint pens, often used the term "ball-point fountain pen".
Postwar proliferation
Following World War II, many companies vied to commercially produce their own ballpoint pen design. In pre-war Argentina, success of the Birome ballpoint was limited, but in mid-1945, the Eversharp Co., a maker of mechanical pencils, teamed up with Eberhard Faber Co. to license the rights from Birome for sales in the United States.
In 1946, a Spanish firm, Vila Sivill Hermanos, began to make a ballpoint, Regia Continua, and from 1953 to 1957 their factory also made Bic ballpoints, on contract with the French firm Société Bic.
During the same period, American entrepreneur Milton Reynolds came across a Birome ballpoint pen during a business trip to Buenos Aires, Argentina. Recognizing commercial potential, he purchased several ballpoint samples, returned to the United States, and founded the Reynolds International Pen Company. Reynolds bypassed the Birome patent with sufficient design alterations to obtain an American patent, beating Eversharp and other competitors to introduce the pen to the US market. Debuting at Gimbels department store in New York City on 29 October 1945, for US$12.50 each (1945 US dollar value, about $ in dollars), "Reynolds Rocket" became the first commercially successful ballpoint pen. Reynolds went to great extremes to market the pen, with great success; Gimbel's sold many thousands of pens within one week. In Britain, the Miles Martin pen company was producing the first commercially successful ballpoint pens there by the end of 1945.
Neither Reynolds' nor Eversharp's ballpoint lived up to consumer expectations in America. Ballpoint pen sales peaked in 1946, and consumer interest subsequently plunged due to market saturation. By the early 1950s the ballpoint boom had subsided and Reynolds' company folded.
Paper Mate pens, among the emerging ballpoint brands of the 1950s, bought the rights to distribute their own ballpoint pens in Canada. Facing concerns about ink-reliability, Paper Mate pioneered new ink formulas and advertised them as "banker-approved". In 1954, Parker Pens released "The Jotter"—the company's first ballpoint—boasting additional features and technological advances which also included the use of tungsten-carbide textured ball-bearings in their pens. In less than a year, Parker sold several million pens at prices between three and nine dollars. In the 1960s, the failing Eversharp Co. sold its pen division to Parker and ultimately folded.
Marcel Bich also introduced a ballpoint pen to the American marketplace in the 1950s, licensed from Bíró and based on the Argentine designs. Bich shortened his name to Bic in 1953, forming the ballpoint brand Bic now recognized globally. Bic pens struggled until the company launched its "Writes First Time, Every Time!" advertising campaign in the 1960s. Competition during this era forced unit prices to drop considerably.
Inks
Ballpoint pen ink is normally a paste containing around 25 to 40 percent dye. The dyes are suspended in a mixture of solvents and fatty acids. The most common of the solvents are benzyl alcohol or phenoxyethanol, which mix with the dyes and oils to create a smooth paste that dries quickly. The fatty acids help to lubricate the ball tip while writing. Hybrid inks also contain added lubricants in the ink to provide a smoother writing experience. The drying time of the ink varies depending upon the viscosity of the ink and the diameter of the ball.
In general, the more viscous the ink, the faster it will dry, but more writing pressure needs to be applied to dispense ink. But although they are less viscous, hybrid inks have a faster drying time compared to normal ballpoint inks. Also, a larger ball dispenses more ink and thus increases drying time.
The dyes used in blue and black ballpoint pens are basic dyes based on triarylmethane and acid dyes derived from diazo compounds or phthalocyanine. Common dyes in blue (and black) ink are Prussian blue, Victoria blue, methyl violet, crystal violet, and phthalocyanine blue. The dye eosin is commonly used for red ink.
The inks are resistant to water after drying but can be defaced by certain solvents which include acetone and various alcohols.
Types of ballpoint pens
Ballpoint pens are produced in both disposable and refillable models. Refills allow for the entire internal ink reservoir, including a ballpoint and socket, to be replaced. Such characteristics are usually associated with designer-type pens or those constructed of finer materials. The simplest types of ballpoint pens are disposable and have a cap to cover the tip when the pen is not in use, or a mechanism for retracting the tip, which varies between manufacturers but is usually a spring- or screw-mechanism.
Rollerball pens employ the same ballpoint mechanics, but with the use of water-based inks instead of oil-based inks. Compared to oil-based ballpoints, rollerball pens are said to provide more fluid ink-flow, but the water-based inks will blot if held stationary against the writing surface. Water-based inks also remain wet longer when freshly applied and are thus prone to "smearing"—posing problems to left-handed people (or right handed people writing right-to-left script)—and "running", should the writing surface become wet.
Some ballpoint pens use a hybrid ink formulation whose viscosity is lower than that of standard ballpoint ink, but greater than rollerball ink. The ink dries faster than a gel pen to prevent smearing when writing. These pens are better suited for left-handed persons. Examples are the Uni-ball Jetstream and Pilot Acroball ranges. These pens are also labelled "extra smooth", as they offer a smoother writing experience compared to normal ballpoint pens.
Ballpoint pens with erasable ink were pioneered by the Paper Mate pen company. The ink formulas of erasable ballpoints have properties similar to rubber cement, allowing the ink to be literally rubbed clean from the writing surface before drying and eventually becoming permanent. Erasable ink is much thicker than standard ballpoint inks, requiring pressurized cartridges to facilitate inkflow—meaning they can also write upside-down. Though these pens are equipped with erasers, any eraser will suffice.
The inexpensive, disposable Bic Cristal (also simply "Bic pen" or "Biro") is reportedly the most widely sold pen in the world. It was the Bic company's first product and is still synonymous with the company name. The Bic Cristal is part of the permanent collection at the Museum of Modern Art in New York City, acknowledged for its industrial design. Its hexagonal barrel mimics that of a wooden pencil and is transparent, showing the ink level in the reservoir. Originally a sealed streamlined cap, the modern pen cap has a small hole at the top to meet safety standards, helping to prevent suffocation if children suck it into the throat.
Multi-pens are pens that feature multiple varying colored pen refills. Sometimes ballpoint refills are combined with another non-ballpoint refill, usually a mechanical pencil. Sometimes ballpoint pens combine a ballpoint tip on one end and touchscreen stylus on the other.
Ballpoint pens are sometimes provided free by businesses, such as hotels and banks, printed with a company's name and logo. Ballpoints have also been produced to commemorate events, such as a pen commemorating the 1963 assassination of President John F. Kennedy. These pens, known as "advertising pens," are the same as standard ballpoint pen models, but have become valued among collectors.
Sometimes ballpoint pens are also produced as design objects. With cases made of metal or wood, they become individually styled utility objects.
Use of ballpoint pens in space
It is generally believed that because of a ballpoint pen's reliance on gravity to coat the ball with ink, most cannot be used to write upside-down. However, the reason most ballpoint pens on the Earth do not work when writing upside-down is because the Earth's gravity pulls the ink inside the pen away from the tip of the pen, resulting in a bad writing experience. However, in space, the regular ballpoint pens can work upside-down because the microgravity in space is not strong enough to pull the ink away from the tip of the pen and capillary action prevails. The reliability of the regular ballpoint pen was tested in space by Pedro Duque, an ESA astronaut in 2003.
Technology developed by Fisher pens in the United States resulted in the production of what came to be known as the "Fisher Space Pen". Space Pens combine a more viscous ink with a pressurized ink reservoir that forces the ink toward the point. Unlike standard ballpoints, the rear end of a Space Pen's pressurized reservoir is sealed, eliminating evaporation and leakage, thus allowing the pen to write upside-down, in zero-gravity environments, and reportedly underwater. Astronauts have made use of these pens in outer space.
As art medium
Ballpoint pens have proven to be a versatile art medium for professional artists as well as amateur doodlers. Low cost, availability, and portability are cited by practitioners as qualities which make this common writing tool a convenient, alternative art supply. Some artists use them within mixed-media works, while others use them solely as their medium-of-choice.
Effects not generally associated with ballpoint pens can be achieved. Traditional pen-and-ink techniques such as stippling and cross-hatching can be used to create half-tones or the illusion of form and volume. For artists whose interests necessitate precision line-work, ballpoints are an obvious attraction; ballpoint pens allow for sharp lines not as effectively executed using a brush. Finely applied, the resulting imagery has been mistaken for airbrushed artwork and photography, causing reactions of disbelief which ballpoint artist Lennie Mace refers to as the "Wow Factor".
Famous 20th-century artists such as Andy Warhol, among others, have utilized ballpoint pens to some extent during their careers. Ballpoint pen artwork continues to attract interest in the 21st century, with contemporary artists gaining recognition for their specific use of ballpoint pens; for their technical proficiency, imagination, and innovation. Korean-American artist Il Lee has been creating large-scale, ballpoint-only abstract artwork since the late 1970s. Since the 1980s, Lennie Mace creates imaginative, ballpoint-only artwork of varying content and complexity, applied to unconventional surfaces including wood and denim. The artist coined terms such as "PENtings" and "Media Graffiti" to describe his varied output. More recently, British artist James Mylne has been creating photo-realistic artwork using mostly black ballpoints, sometimes with minimal mixed-media color.
Using ballpoint pens to create artwork is not without limitations. Color availability and sensitivity of ink to light are among concerns of ballpoint pen artists. Mistakes pose greater risks to ballpoint artists; once a line is drawn, it generally cannot be erased. Additionally, "blobbing" of ink on the drawing surface and "skipping" of ink-flow require consideration when using ballpoint pens for artistic purposes. Although the mechanics of ballpoint pens remain relatively unchanged, ink composition has evolved to solve certain problems over the years, resulting in unpredictable sensitivity to light and some extent of fading.
Manufacturing
Although designs and construction vary between brands, basic components of all ballpoint pens are universal. Standard components of a ballpoint tip include the freely rotating "ball" itself (distributing the ink on the writing surface), a "socket" holding the ball in place, small "ink channels" that provide ink to the ball through the socket, and a self-contained "ink reservoir" supplying ink to the ball. In modern disposable pens, narrow plastic tubes contain the ink, which is compelled downward to the ball by gravity. Brass, steel, or tungsten carbide are used to manufacture the ball bearing-like points, then housed in a brass socket.
The function of these components can be compared with the ball-applicator of roll-on antiperspirant; the same technology at a larger scale. The ballpoint tip delivers the ink to the writing surface while acting as a "buffer" between the ink in the reservoir and the air outside, preventing the quick-drying ink from drying inside the reservoir. Modern ballpoints are said to have a two-year shelf life, on average.
A ballpoint tip that can write comfortably for a long period of time is not easy to produce, as it requires high-precision machinery and thin high-grade steel alloy plates. China, which produces about 80 percent of the world's ballpoint pens, relied on imported ballpoint tips and metal alloys before 2017.
The common ballpoint pen is a product of mass production, with components produced separately on assembly lines. Basic steps in the manufacturing process include the production of ink formulas, molding of metal and plastic components, and assembly. Marcel Bich (leading to Société Bic) was involved in developing the production of inexpensive ballpoint pens.
Standards
The International Organization for Standardization has published standards for ball point and roller ball pens:
ISO 127561998: Drawing and writing instruments – Ball point pens – Vocabulary
ISO 12757-11998: Ball point pens and refills – Part 1: General use
ISO 12757-21998: Ball point pens and refills – Part 2: Documentary use (DOC)
ISO 14145-11998: Roller ball pens and refills – Part 1: General use
ISO 14145-21998: Roller ball pens and refills – Part 2: Documentary use (DOC)
Guinness World Records
The world's largest functioning ballpoint pen was made by Acharya Makunuri Srinivasa in India. The pen measures long and weighs .
The world's most popular pen is Bic's Bic Cristal, the 100 billionth of which was sold in September 2006. It was launched in 1950 and has gone on to sell 57 per second, much faster and more than other brands.
See also
Gel pen
List of pen types, brands and companies
Retractable pen
Rollerball pen
Ballpoint pen knife
Ballpoint mouse
References
External links
Fascinating facts about the invention of the Ballpoint Pen by Ladislas Biro in 1935
Laszlo Biro on Jewish.hu's list of famous Hungarians
American inventions
Argentine inventions
Hungarian inventions
Pens |
4524 | https://en.wikipedia.org/wiki/Burroughs%20Corporation | Burroughs Corporation | The Burroughs Corporation was a major American manufacturer of business equipment. The company was founded in 1886 as the American Arithmometer Company. In 1986, it merged with Sperry UNIVAC to form Unisys. The company's history paralleled many of the major developments in computing. At its start, it produced mechanical adding machines, and later moved into programmable ledgers and then computers. It was one of the largest producers of mainframe computers in the world, also producing related equipment including typewriters and printers.
Early history
In 1886, the American Arithmometer Company was established in St. Louis, Missouri, to produce and sell an adding machine invented by William Seward Burroughs (grandfather of Beat Generation author William S. Burroughs). In 1904, six years after Burroughs' death, the company moved to Detroit and changed its name to the Burroughs Adding Machine Company. It was soon the biggest adding machine company in America.
Evolving product lines
The adding machine range began with the basic, hand-cranked P100 which was only capable of adding. The design included some revolutionary features, foremost of which was the dashpot which governed the speed at which the operating lever could be pulled so allowing the mechanism to operate consistently correctly. The machine also had a full-keyboard with a separate column of keys 1 to 9 for each decade where the keys latch when pressed, with interlocking which prevented more than one key in any decade from being latched. The latching allowed the operator to quickly check that the correct number had been entered before pulling the operating lever. The numbers entered and the final total were printed on a roll of paper at the rear, so there was no danger of the operator writing down the wrong answer and there was a copy of the calculation which could be checked later if necessary. The P200 offered a subtraction capability and the P300 provided a means of keeping two separate totals. The P400 provided a moveable carriage, and the P600 and top-of-the-range P612 offered some limited programmability based upon the position of the carriage. The range was further extended by the inclusion of the "J" series which provided a single finger calculation facility, and the "c" series of both manual and electrical assisted comptometers. In the late 1960s, the Burroughs sponsored "nixi-tube" provided an electronic display calculator. Burroughs developed a range of adding machines with different capabilities, gradually increasing in their capabilities. A revolutionary adding machine was the Sensimatic, which was able to perform many business functions semi-automatically. It had a moving programmable carriage to maintain ledgers. It could store 9, 18 or 27 balances during the ledger posting operations and worked with a mechanical adder named a Crossfooter. The Sensimatic developed into the Sensitronic which could store balances on a magnetic stripe which was part of the ledger card. This balance was read into the accumulator when the card was inserted into the carriage. The Sensitronic was followed by the E1000, E2000, E3000, E4000, E6000 and the E8000, which were computer systems supporting card reader/punches and a line printer.
Later, Burroughs was selling more than adding machines, including typewriters.
Move into computers
The biggest shift in company history came in 1953: the Burroughs Adding Machine Company was renamed the Burroughs Corporation and began moving into digital computer products, initially for banking institutions. This move began with Burroughs' purchase in June 1956, of the ElectroData Corporation in Pasadena, California, a spinoff of the Consolidated Engineering Corporation which had designed test instruments and had a cooperative relationship with Caltech in Pasadena. ElectroData had built the Datatron 205 and was working on the Datatron 220. The first major computer product that came from this marriage was the B205 tube computer. In the late 1950s the L and TC series range was produced (e.g. the TC500—Terminal Computer 500) which had a golf ball printer and in the beginning a 1K (64 bit) disk memory. These were popular as branch terminals to the B5500/6500/6700 systems, and sold well in the banking sector, where they were often connected to non-Burroughs mainframes. In conjunction with these products, Burroughs also manufactured an extensive range of cheque processing equipment, normally attached as terminals to a medium systems such as B200/B300 and larger systems such as a B2700 or B1700.
In the 1950s, Burroughs worked with the Federal Reserve Bank on the development and computer processing of magnetic ink character recognition (MICR) especially for the processing of bank cheques. Burroughs made special MICR/OCR sorter/readers which attached to their medium systems line of computers (2700/3700/4700) and B200/B300 systems and this entrenched the company in the computer side of the banking industry.
A force in the computing industry
Burroughs was one of the nine major United States computer companies in the 1960s, with IBM the largest, Honeywell, NCR Corporation, Control Data Corporation (CDC), General Electric (GE), Digital Equipment Corporation (DEC), RCA and Sperry Rand (UNIVAC line). In terms of sales, Burroughs was always a distant second to IBM. In fact, IBM's market share was so much larger than all of the others that this group was often referred to as "IBM and the Seven Dwarves." By 1972 when GE and RCA were no longer in the mainframe business, the remaining five companies behind IBM became known as the BUNCH, an acronym based on their initials.
At the same time, Burroughs was very much a competitor. Like IBM, Burroughs tried to supply a complete line of products for its customers, including Burroughs-designed printers, disk drives, tape drives, computer printing paper, and even typewriter ribbons.
Developments and innovations
The Burroughs Corporation developed three highly innovative architectures, based on the design philosophy of "language-directed design". Their machine instruction sets favored one or many high level programming languages, such as ALGOL, COBOL or FORTRAN. All three architectures were considered mainframe class machines:
The Burroughs Large Systems machines started with the B5000 in 1961. The B5500 came a few years later when large rotating disks replaced drums as the main external memory media. These B5000 Series systems used the world's first virtual memory multi-programming operating system. They were followed by the B6500/B6700 in the later 1960s, the B7700 in the mid 1970s, and the A series in the 1980s. The underlying architecture of these machines is similar and continues today as the Unisys ClearPath MCP line of computers: stack machines designed to be programmed in an extended Algol 60. Their operating systems, called MCP (Master Control Program—the name later borrowed by the screenwriters for Tron), were programmed in ESPOL (Executive Systems Programming Oriented Language, a minor extension of ALGOL) and DCALGOL (Data Communications ALGOL) and later in NEWP (with further extensions to ALGOL) almost a decade before Unix. The command interface developed into a compiled structured language with declarations, statements and procedures called WFL (Work Flow Language).
Many computer scientists consider these series of computers to be technologically groundbreaking. Stack oriented processors, with 48 bit word length where each word was defined as data or program contributed significantly to a secure operating environment, long before spyware and viruses affected computing. And the modularity of these large systems was also unique: multiple CPUs, multiple memory modules and multiple I/O and Data Comm processors permitted incremental and cost effective growth of system performance and reliability.
In industries like banking, where continuous operations was mandatory, Burroughs Large Systems penetrated most every large bank, including the Federal Reserve Bank. Burroughs built the backbone switching systems for Society for Worldwide Interbank Financial Telecommunication (SWIFT) which sent its first message in 1977. Unisys is still the provider to SWIFT today.
Burroughs produced the B2500 or "medium systems" computers aimed primarily at the business world. The machines were designed to execute COBOL efficiently. This included a BCD (Binary Coded Decimal) based arithmetic unit, storing and addressing the main memory using base 10 numbering instead of binary. The designation for these systems was Burroughs B2500 through B49xx, followed by Unisys V-Series V340 through V560.
Burroughs produced the B1700 or "small systems" computers that were designed to be microprogrammed, with each process potentially getting its own virtual machine designed to be the best match to the programming language chosen for the program being run.
The smallest general-purpose computers were the B700 "microprocessors" which were used both as stand-alone systems and as special-purpose data-communications or disk-subsystem controllers.
Burroughs also manufactured an extensive range of accounting machines including both stand-alone systems such as the Sensimatic, L500 and B80, and dedicated terminals including the TC500 and specialised check processing equipment.
In 1982, Burroughs began producing personal computers, the B20 and B25 lines with the Intel 8086/8088 family of 16-bit chips as the processor. These ran the BTOS operating system, which Burroughs licensed from Convergent Technologies. These machines implemented an early local area network to share a hard disk between workgroup users. These microcomputers were later manufactured in Kunming, China for use in China under agreement with Burroughs.
Burroughs collaborated with University of Illinois on a multiprocessor architecture developing the ILLIAC IV computer in the early 1960s. The ILLIAC had up to 128 parallel processors while the B6700 & B7700 only accommodated a total of 7 CPUs and/or I/O units (the 8th unit was the memory tester).
Burroughs made military computers, such as the D825 (the "D" prefix signifying it was for defense industrial use), in its Great Valley Laboratory in Paoli, Pennsylvania. The D825 was, according to some scholars, the first true multiprocessor computer. Paoli was also home to the Defense and Space Group Marketing Division.
In 1964 Burroughs had also completed the D830 which was another variation of the D825 designed specifically for real-time applications, such as airline reservations. Burroughs designated the B8300 after Trans World Airlines (TWA) ordered one in September 1965. A system with three instruction processors was installed at TWA's reservations center in Rockleigh, New Jersey in 1968. The system, which was called George, with an application programmed in JOVIAL, was intended to support some 4000 terminals, but the system experienced repeated crashes due to a filing system disk allocation error when operating under a large load. A fourth processor was added but did nothing to resolve the problem. The problem was resolved in late 1970 and the system became stable. The decision to cancel the project was being made at the very time that the problem was resolved. TWA cancelled the project and acquired one IBM System/360 Model 75, two IBM System/360 model 65s, and IBM's PARS software for its reservations system. TWA sued Burroughs for non-fulfillment of the contract, but Burroughs counter-sued, stating that the basic system did work and that the problems were in TWA's applications software. The two companies reached an out-of-court settlement.
Burroughs developed a half-size version of the D825 called the D82, cutting the word size from 48 to 24 bits and simplifying the computer's instruction set. The D82 could have up to 32,768 words of core memory and continued the use of separate instruction and I/O processors. Burroughs sold a D82 to Air Canada to handle reservations for trips originating in Montreal and Quebec. This design was further refined and made much more compact as the D84 machine which was completed in 1965. A D84 processor/memory unit with 4096 words of memory occupied just . This system was used successfully in two military projects: field test systems used to check the electronics of the Air Force General Dynamics F-111 Aardvark fighter plane and systems used to control the countdown and launch of the Army's Pershing 1 and 1a missile systems.
Merger with Sperry
In September 1986, Burroughs Corporation merged with Sperry Corporation to form Unisys. For a time, the combined company retained the Burroughs processors as the A- and V-systems lines. However, as the market for large systems shifted from proprietary architectures to common servers, the company eventually dropped the V-Series line, although customers continued to use V-series systems . Unisys continues to develop and market the A-Series, now known as ClearPath.
Burroughs Payment Systems
In 2010, Unisys sold off its Payment Systems Division to Marlin Equity Partners, a California-based private investment firm, which incorporated it as Burroughs Payment Systems, Inc. (later just Burroughs, Inc.), based in Plymouth, Michigan.
References in popular culture
Burroughs B205 hardware has appeared as props in many Hollywood television and film productions from the late 1950s. For example, a B205 console was often shown in the television series Batman as the Bat Computer; also as the computer in Lost in Space. B205 tape drives were often seen in series such as The Time Tunnel and Voyage to the Bottom of the Sea.
References
Further reading
Allweiss, Jack A., "Evolution of Burroughs Stack Architecture - Mainframe Computers", 2010
Barton, Robert S. "A New Approach to the Functional Design of a Digital Computer" Proc. western joint computer Conf. ACM (1961).
Hauck, E.A., Dent, Ben A. "Burroughs B6500/B7500 Stack Mechanism", SJCC (1968) pp. 245–251.
Martin, Ian L. (2012) "Too far ahead of its time: Barclays, Burroughs and real-time banking", IEEE Annals of the History of Computing 34(2), pp. 5–19. . (Draft version)
Mayer, Alastair J.W., "The Architecture of the Burroughs B5000 - 20 Years Later and Still Ahead of the Times?", ACM Computer Architecture News, 1982 (archived at the Southwest Museum of Engineering, Communications and Computation. Glendale, Arizona)
McKeeman, William M. "Language Directed Computer Design", FJCC (1967) pp. 413–417.
Morgan, Bryan, "Total to Date: The Evolution of the Adding Machine: The Story of Burroughs", Burroughs Adding Machine Limited London, 1953.
Organick, Elliot I. "Computer System Organization The B5700/B6700 series", Academic Press (1973)
Wilner, Wayne T. "Design of the B1700", FJCC pp. 489–497 (1972).
Wilner, Wayne T., "B1700 Design and Implementation", Burroughs Corporation, Santa Barbara Plant, Goleta, California, May 1972.
External links
Burroughs Corporation Records Charles Babbage Institute University of Minnesota, Minneapolis. Collection contains the records of the Burroughs Corporation, and its predecessors the American Arithmometer Company and Burroughs Adding Machine Company. Materials include corporate records, photographs, films and video tapes, scrapbooks, papers of employees and the records of companies acquired by Burroughs. CBI's Burroughs Corporation Records includes over 100,000 photographs depicting the entire visual history of Burroughs from its origin as the American Arithmometer Corporation in 1886 to its merger with the Sperry Corporation to form the Unisys Corporation in 1986.
Burroughs Corporation Photo Database at the Charles Babbage Institute University of Minnesota. The searchable photo database permits browsing and retrieval of over 550 historical images.
"Burroughs B 5000 Conference, OH 98", Oral history on 6 September 1985, Marina del Ray, California. Charles Babbage Institute, University of Minnesota, Minneapolis. The Burroughs 5000 computer series is discussed by individuals responsible for its development and marketing from 1957 through the 1960s in a 1985 conference sponsored by AFIPS and Burroughs Corporation.
Oral history interview with Isaac Levin Auerbach Charles Babbage Institute University of Minnesota. Auerbach discusses his work at Burroughs 1949–1957 managing development for the SAGE project, BEAM I computer, the Intercontinental Ballistic Missile System, a magnetic core encryption communications system, and Atlas missile.
Oral history interview with Robert V. D. Campbell. Discusses his work at Burroughs (1949–1966) as director of research and in program planning.
Oral history interview with Alfred Doughty Cavanaugh Cavanaugh discusses the work of his grandfather, A. J. Doughty, with William Seward Burroughs and the Burroughs Adding Machine Company.
Oral history interview with Carel Sellenraad Charles Babbage Institute University of Minnesota. Sellenraad describes his long association with Burroughs Adding Machine Company, and the impact of World Wars I & II on the sales and service of calculators, and adding and bookkeeping machines in Europe.
Oral history interview with Ovid M. Smith Charles Babbage Institute University of Minnesota. Smith reviews his 46½ year career at Burroughs Adding Machine Company (later Burroughs Corporation).
"Early Burroughs Machines", University of Virginia's Computer Museum.
Older Burroughs computer manuals online
Burroughs computers such as the D825 at BRL
An historical Burroughs Adding Machine Company/Burroughs site
Unofficial list of Burroughs manufacturing plants and labs
Ian Joyner's Burroughs page
The Burroughs B5900 and E-Mode: A bridge to 21st Century Computing - Jack Allweiss
1886 establishments in Missouri
1986 disestablishments in the United States
American companies established in 1886
American companies disestablished in 1986
Companies based in St. Louis
Computer companies established in 1886
Computer companies disestablished in 1986
Defunct companies based in Missouri
Defunct computer companies of the United States
Defunct computer hardware companies
Manufacturing companies established in 1886
Manufacturing companies disestablished in 1986
Mechanical calculator companies
Technology companies disestablished in 1986
Unisys |
4526 | https://en.wikipedia.org/wiki/Brick | Brick | A brick is a type of construction material used to build walls, pavements and other elements in masonry construction. Properly, the term brick denotes a unit primarily composed of clay, but is now also used informally to denote units made of other materials or other chemically cured construction blocks. Bricks can be joined using mortar, adhesives or by interlocking. Bricks are usually produced at brickworks in numerous classes, types, materials, and sizes which vary with region, and are produced in bulk quantities.
Block is a similar term referring to a rectangular building unit composed of clay or concrete, but is usually larger than a brick. Lightweight bricks (also called lightweight blocks) are made from expanded clay aggregate.
Fired bricks are one of the longest-lasting and strongest building materials, sometimes referred to as artificial stone, and have been used since circa 4000 BC. Air-dried bricks, also known as mud-bricks, have a history older than fired bricks, and have an additional ingredient of a mechanical binder such as straw.
Bricks are laid in courses and numerous patterns known as bonds, collectively known as brickwork, and may be laid in various kinds of mortar to hold the bricks together to make a durable structure.
History
Middle East and South Asia
The earliest bricks were dried mud-bricks, meaning that they were formed from clay-bearing earth or mud and dried (usually in the sun) until they were strong enough for use. The oldest discovered bricks, originally made from shaped mud and dating before 7500 BC, were found at Tell Aswad, in the upper Tigris region and in southeast Anatolia close to Diyarbakir.
Mud-brick construction was used at Çatalhöyük, from c. 7,400 BC.
Mud-brick structures, dating to c. 7,200 BC have been located in Jericho, Jordan Valley. These structures were made up of the first bricks with dimension 400x150x100 mm.
Between 5000 and 4500 BC, Mesopotamia had discovered fired brick. The standard brick sizes in Mesopotamia followed a general rule: the width of the dried or burned brick would be twice its thickness, and its length would be double its width.
The South Asian inhabitants of Mehrgarh also constructed, air-dried mud-brick structures, between 7000 and 3300 BC. and later the ancient Indus Valley cities of Mohenjo-daro, Harappa, and Mehrgarh. Ceramic, or fired brick was used as early as 3000 BC in early Indus Valley cities like Kalibangan.
In the middle of the third millennium BC, there was a rise in monumental baked brick architecture in Indus cities. Examples included the Great Bath at Mohenjo-daro, the fire altars of Kaalibangan, and the granary of Harappa. There was a uniformity to the brick sizes throughout the Indus Valley region, conforming to the 1:2:4, thickness, width, and length ratio. As the Indus civilization began its decline at the start of the second millennium BC, Harappans migrated east, spreading their knowledge of brickmaking technology. This led to the rise of cities like Pataliputra, Kausambi, and Ujjain, where there was an enormous demand for kiln-made bricks.
By 604 BC, bricks were the construction materials for architectural wonders such as the Hanging Gardens of Babylon, where glazed fired bricks were put into practice.
China
The earliest fired bricks appeared in Neolithic China around 4400 BC at Chengtoushan, a walled settlement of the Daxi culture. These bricks were made of red clay, fired on all sides to above 600 °C, and used as flooring for houses. By the Qujialing period (3300 BC), fired bricks were being used to pave roads and as building foundations at Chengtoushan.
According to Lukas Nickel, the use of ceramic pieces for protecting and decorating floors and walls dates back at various cultural sites to 3000-2000 BC and perhaps even before, but these elements should be rather qualified as tiles. For the longest time builders relied on wood, mud and rammed earth, while fired brick and mud-brick played no structural role in architecture. Proper brick construction, for erecting walls and vaults, finally emerges in the third century BC, when baked bricks of regular shape began to be employed for vaulting underground tombs. Hollow brick tomb chambers rose in popularity as builders were forced to adapt due to a lack of readily available wood or stone. The oldest extant brick building above ground is possibly Songyue Pagoda, dated to 523 AD.
By the end of the third century BC in China, both hollow and small bricks were available for use in building walls and ceilings. Fired bricks were first mass-produced during the construction of the tomb of China's first Emperor, Qin Shi Huangdi. The floors of the three pits of the terracotta army were paved with an estimated 230,000 bricks, with the majority measuring 28x14x7 cm, following a 4:2:1 ratio. The use of fired bricks in Chinese city walls first appeared in the Eastern Han dynasty (25 AD-220 AD). Up until the Middle Ages, buildings in Central Asia were typically built with unbaked bricks. It was only starting in the ninth century CE when buildings were entirely constructed using fired bricks.
The carpenter's manual Yingzao Fashi, published in 1103 at the time of the Song dynasty described the brick making process and glazing techniques then in use. Using the 17th-century encyclopaedic text Tiangong Kaiwu, historian Timothy Brook outlined the brick production process of Ming dynasty China:
Europe
Early civilisations around the Mediterranean, including the Ancient Greeks and Romans, adopted the use of fired bricks. By the early first century CE, standardised fired bricks were being heavily produced in Rome. The Roman legions operated mobile kilns, and built large brick structures throughout the Roman Empire, stamping the bricks with the seal of the legion. The Romans used brick for walls, arches, forts, aqueducts, etc. Notable mentions of Roman brick structures are the Herculaneum gate of Pompeii and the baths of Caracalla.
During the Early Middle Ages the use of bricks in construction became popular in Northern Europe, after being introduced there from Northwestern Italy. An independent style of brick architecture, known as brick Gothic (similar to Gothic architecture) flourished in places that lacked indigenous sources of rocks. Examples of this architectural style can be found in modern-day Denmark, Germany, Poland, and Kaliningrad (former East Prussia).
This style evolved into the Brick Renaissance as the stylistic changes associated with the Italian Renaissance spread to northern Europe, leading to the adoption of Renaissance elements into brick building. Identifiable attributes included a low-pitched hipped or flat roof, symmetrical facade, round arch entrances and windows, columns and pilasters, and more.
A clear distinction between the two styles only developed at the transition to Baroque architecture. In Lübeck, for example, Brick Renaissance is clearly recognisable in buildings equipped with terracotta reliefs by the artist Statius von Düren, who was also active at Schwerin (Schwerin Castle) and Wismar (Fürstenhof).
Long-distance bulk transport of bricks and other construction equipment remained prohibitively expensive until the development of modern transportation infrastructure, with the construction of canal, roads, and railways.
Industrial era
Production of bricks increased massively with the onset of the Industrial Revolution and the rise in factory building in England. For reasons of speed and economy, bricks were increasingly preferred as building material to stone, even in areas where the stone was readily available. It was at this time in London that bright red brick was chosen for construction to make the buildings more visible in the heavy fog and to help prevent traffic accidents.
The transition from the traditional method of production known as hand-moulding to a mechanised form of mass-production slowly took place during the first half of the nineteenth century. Possibly the first successful brick-making machine was patented by Henry Clayton, employed at the Atlas Works in Middlesex, England, in 1855, and was capable of producing up to 25,000 bricks daily with minimal supervision. His mechanical apparatus soon achieved widespread attention after it was adopted for use by the South Eastern Railway Company for brick-making at their factory near Folkestone. The Bradley & Craven Ltd 'Stiff-Plastic Brickmaking Machine' was patented in 1853, apparently predating Clayton. Bradley & Craven went on to be a dominant manufacturer of brickmaking machinery. Predating both Clayton and Bradley & Craven Ltd. however was the brick making machine patented by Richard A. Ver Valen of Haverstraw, New York, in 1852.
At the end of the 19th century, the Hudson River region of New York State would become the world's largest brick manufacturing region, with 130 brickyards lining the shores of the Hudson River from Mechanicsville to Haverstraw and employing 8,000 people. At its peak, about 1 billion bricks were produced a year, with many being sent to New York City for use in its construction industry.
The demand for high office building construction at the turn of the 20th century led to a much greater use of cast and wrought iron, and later, steel and concrete. The use of brick for skyscraper construction severely limited the size of the building – the Monadnock Building, built in 1896 in Chicago, required exceptionally thick walls to maintain the structural integrity of its 17 storeys.
Following pioneering work in the 1950s at the Swiss Federal Institute of Technology and the Building Research Establishment in Watford, UK, the use of improved masonry for the construction of tall structures up to 18 storeys high was made viable. However, the use of brick has largely remained restricted to small to medium-sized buildings, as steel and concrete remain superior materials for high-rise construction.
Bricks are often made of shale because it easily splits into thin layers.
Methods of manufacture
Four basic types of brick are un-fired, fired, chemically set bricks, and compressed earth blocks. Each type is manufactured differently for various purposes.
Mud-brick
Unfired bricks, also known as mud-bricks, are made from a mixture of silt, clay, sand and other earth materials like gravel and stone, combined with tempers and binding agents such as chopped straw, grasses, tree bark, or dung. Since these bricks are made up of natural materials and only require heat from the Sun to bake, mud-bricks have a relatively low embodied energy and carbon footprint.
The ingredients are first harvested and added together, with clay content ranging from 30% to 70%. The mixture is broken up with hoes or adzes, and stirred with water to form a homogenous blend. Next, the tempers and binding agents are added in a ratio, roughly one part straw to five parts earth to reduce weight and reinforce the brick by helping reduce shrinkage. However, additional clay could be added to reduce the need for straw, which would prevent the likelihood of insects deteriorating the organic material of the bricks, subsequently weakening the structure. These ingredients are thoroughly mixed together by hand or by treading and are then left to ferment for about a day.
The mix is then kneaded with water and molded into rectangular prisms of a desired size. Bricks are lined up and left to sundry for three days on both sides. After the six days, the bricks continue drying until required for use. Typically, longer drying times are preferred, but the average is eight to nine days spanning from initial stages to its application in structures. Unfired bricks could be made in the spring months and left to dry over the summer for use in the fall. Mud-bricks are commonly employed in arid environments to allow for adequate air drying.
Fired brick
Fired bricks are burned in a kiln which makes them durable. Modern, fired, clay bricks are formed in one of three processes – soft mud, dry press, or extruded. Depending on the country, either the extruded or soft mud method is the most common, since they are the most economical.
Clay and shale are the raw ingredients in the recipe for a fired brick. They are the product of thousands of years of decomposition and erosion of rocks, such as pegmatite and granite, leading to a material that has properties of being highly chemically stable and inert. Within the clays and shales are the materials of aluminosilicate (pure clay), free silica (quartz), and decomposed rock.
One proposed optimal mix is:
Silica (sand) – 50% to 60% by weight
Alumina (clay) – 20% to 30% by weight
Lime – 2 to 5% by weight
Iron oxide – ≤ 7% by weight
Magnesia – less than 1% by weight
Shaping methods
Three main methods are used for shaping the raw materials into bricks to be fired:
Molded bricks – These bricks start with raw clay, preferably in a mix with 25–30% sand to reduce shrinkage. The clay is first ground and mixed with water to the desired consistency. The clay is then pressed into steel moulds with a hydraulic press. The shaped clay is then fired ("burned") at to achieve strength.
Dry-pressed bricks – The dry-press method is similar to the soft-mud moulded method, but starts with a much thicker clay mix, so it forms more accurate, sharper-edged bricks. The greater force in pressing and the longer burn make this method more expensive.
Extruded bricks – For extruded bricks the clay is mixed with 10–15% water (stiff extrusion) or 20–25% water (soft extrusion) in a pugmill. This mixture is forced through a die to create a long cable of material of the desired width and depth. This mass is then cut into bricks of the desired length by a wall of wires. Most structural bricks are made by this method as it produces hard, dense bricks, and suitable dies can produce perforations as well. The introduction of such holes reduces the volume of clay needed, and hence the cost. Hollow bricks are lighter and easier to handle, and have different thermal properties from solid bricks. The cut bricks are hardened by drying for 20 to 40 hours at before being fired. The heat for drying is often waste heat from the kiln.
Kilns
In many modern brickworks, bricks are usually fired in a continuously fired tunnel kiln, in which the bricks are fired as they move slowly through the kiln on conveyors, rails, or kiln cars, which achieves a more consistent brick product. The bricks often have lime, ash, and organic matter added, which accelerates the burning process.
The other major kiln type is the Bull's Trench Kiln (BTK), based on a design developed by British engineer W. Bull in the late 19th century.
An oval or circular trench is dug, wide, deep, and in circumference. A tall exhaust chimney is constructed in the centre. Half or more of the trench is filled with "green" (unfired) bricks which are stacked in an open lattice pattern to allow airflow. The lattice is capped with a roofing layer of finished brick.
In operation, new green bricks, along with roofing bricks, are stacked at one end of the brick pile. Historically, a stack of unfired bricks covered for protection from the weather was called a "hack". Cooled finished bricks are removed from the other end for transport to their destinations. In the middle, the brick workers create a firing zone by dropping fuel (coal, wood, oil, debris, etc.) through access holes in the roof above the trench. The constant source of fuel maybe grown on the woodlots.
The advantage of the BTK design is a much greater energy efficiency compared with clamp or scove kilns. Sheet metal or boards are used to route the airflow through the brick lattice so that fresh air flows first through the recently burned bricks, heating the air, then through the active burning zone. The air continues through the green brick zone (pre-heating and drying the bricks), and finally out the chimney, where the rising gases create suction that pulls air through the system. The reuse of heated air yields savings in fuel cost.
As with the rail process, the BTK process is continuous. A half-dozen labourers working around the clock can fire approximately 15,000–25,000 bricks a day. Unlike the rail process, in the BTK process the bricks do not move. Instead, the locations at which the bricks are loaded, fired, and unloaded gradually rotate through the trench.
Influences on colour
The colour of fired clay bricks is influenced by the chemical and mineral content of the raw materials, the firing temperature, and the atmosphere in the kiln. For example, pink bricks are the result of a high iron content, white or yellow bricks have a higher lime content. Most bricks burn to various red hues; as the temperature is increased the colour moves through dark red, purple, and then to brown or grey at around . The names of bricks may reflect their origin and colour, such as London stock brick and Cambridgeshire White. Brick tinting may be performed to change the colour of bricks to blend-in areas of brickwork with the surrounding masonry.
An impervious and ornamental surface may be laid on brick either by salt glazing, in which salt is added during the burning process, or by the use of a slip, which is a glaze material into which the bricks are dipped. Subsequent reheating in the kiln fuses the slip into a glazed surface integral with the brick base.
Chemically set bricks
Chemically set bricks are not fired but may have the curing process accelerated by the application of heat and pressure in an autoclave.
Calcium-silicate bricks
Calcium-silicate bricks are also called sandlime or flintlime bricks, depending on their ingredients. Rather than being made with clay they are made with lime binding the silicate material. The raw materials for calcium-silicate bricks include lime mixed in a proportion of about 1 to 10 with sand, quartz, crushed flint, or crushed siliceous rock together with mineral colourants. The materials are mixed and left until the lime is completely hydrated; the mixture is then pressed into moulds and cured in an autoclave for three to fourteen hours to speed the chemical hardening. The finished bricks are very accurate and uniform, although the sharp arrises need careful handling to avoid damage to brick and bricklayer. The bricks can be made in a variety of colours; white, black, buff, and grey-blues are common, and pastel shades can be achieved. This type of brick is common in Sweden as well as Russia and other post-Soviet countries, especially in houses built or renovated in the 1970s. A version known as fly ash bricks, manufactured using fly ash, lime, and gypsum (known as the FaL-G process) are common in South Asia. Calcium-silicate bricks are also manufactured in Canada and the United States, and meet the criteria set forth in ASTM C73 – 10 Standard Specification for Calcium Silicate Brick (Sand-Lime Brick).
Concrete bricks
Bricks formed from concrete are usually termed as blocks or concrete masonry unit, and are typically pale grey. They are made from a dry, small aggregate concrete which is formed in steel moulds by vibration and compaction in either an "egglayer" or static machine. The finished blocks are cured, rather than fired, using low-pressure steam. Concrete bricks and blocks are manufactured in a wide range of shapes, sizes and face treatments – a number of which simulate the appearance of clay bricks.
Concrete bricks are available in many colours and as an engineering brick made with sulfate-resisting Portland cement or equivalent. When made with adequate amount of cement they are suitable for harsh environments such as wet conditions and retaining walls. They are made to standards BS 6073, EN 771-3 or ASTM C55. Concrete bricks contract or shrink so they need movement joints every 5 to 6 metres, but are similar to other bricks of similar density in thermal and sound resistance and fire resistance.
Compressed earth blocks
Compressed earth blocks are made mostly from slightly moistened local soils compressed with a mechanical hydraulic press or manual lever press. A small amount of a cement binder may be added, resulting in a stabilised compressed earth block.
Types
There are thousands of types of bricks that are named for their use, size, forming method, origin, quality, texture, and/or materials.
Categorized by manufacture method:
Extruded – made by being forced through an opening in a steel die, with a very consistent size and shape.
Wire-cut – cut to size after extrusion with a tensioned wire which may leave drag marks
Moulded – shaped in moulds rather than being extruded
Machine-moulded – clay is forced into moulds using pressure
Handmade – clay is forced into moulds by a person
Dry-pressed – similar to soft mud method, but starts with a much thicker clay mix and is compressed with great force.
Categorized by use:
Common or building – A brick not intended to be visible, used for internal structure
Face – A brick used on exterior surfaces to present a clean appearance
Hollow – not solid, the holes are less than 25% of the brick volume
Perforated – holes greater than 25% of the brick volume
Keyed – indentations in at least one face and end to be used with rendering and plastering
Paving – brick intended to be in ground contact as a walkway or roadway
Thin – brick with normal height and length but thin width to be used as a veneer
Specialized use bricks:
Chemically resistant – bricks made with resistance to chemical reactions
Acid brick – acid resistant bricks
Engineering – a type of hard, dense, brick used where strength, low water porosity or acid (flue gas) resistance are needed. Further classified as type A and type B based on their compressive strength
Accrington – a type of engineering brick from England
Fire or refractory – highly heat-resistant bricks
Clinker – a vitrified brick
Ceramic glazed – fire bricks with a decorative glazing
Bricks named for place of origin:
Chicago common brick - a soft brick made near Chicago, Illinois with a range of colors, like buff yellow, salmon pink, or deep red
Cream City brick – a light yellow brick made in Milwaukee, Wisconsin
Dutch brick – a hard light coloured brick originally from the Netherlands
Fareham red brick – a type of construction brick
London stock brick – type of handmade brick which was used for the majority of building work in London and South East England until the growth in the use of machine-made bricks
Nanak Shahi bricks – a type of decorative brick in India
Roman brick – a long, flat brick typically used by the Romans
Staffordshire blue brick – a type of construction brick from England
Optimal dimensions, characteristics, and strength
For efficient handling and laying, bricks must be small enough and light enough to be picked up by the bricklayer using one hand (leaving the other hand free for the trowel). Bricks are usually laid flat, and as a result, the effective limit on the width of a brick is set by the distance which can conveniently be spanned between the thumb and fingers of one hand, normally about . In most cases, the length of a brick is twice its width plus the width of a mortar joint, about or slightly more. This allows bricks to be laid bonded in a structure which increases stability and strength (for an example, see the illustration of bricks laid in English bond, at the head of this article). The wall is built using alternating courses of stretchers, bricks laid longways, and headers, bricks laid crossways. The headers tie the wall together over its width. In fact, this wall is built in a variation of English bond called English cross bond where the successive layers of stretchers are displaced horizontally from each other by half a brick length. In true English bond, the perpendicular lines of the stretcher courses are in line with each other.
A bigger brick makes for a thicker (and thus more insulating) wall. Historically, this meant that bigger bricks were necessary in colder climates (see for instance the slightly larger size of the Russian brick in table below), while a smaller brick was adequate, and more economical, in warmer regions. A notable illustration of this correlation is the Green Gate in Gdansk; built in 1571 of imported Dutch brick, too small for the colder climate of Gdansk, it was notorious for being a chilly and drafty residence. Nowadays this is no longer an issue, as modern walls typically incorporate specialised insulation materials.
The correct brick for a job can be selected from a choice of colour, surface texture, density, weight, absorption, and pore structure, thermal characteristics, thermal and moisture movement, and fire resistance.
In England, the length and width of the common brick remained fairly constant from 1625 when the size was regulated by statute at 9 x x 3 inches (but see brick tax), but the depth has varied from about or smaller in earlier times to about more recently. In the United Kingdom, the usual size of a modern brick (from 1965) is , which, with a nominal mortar joint, forms a unit size of , for a ratio of 6:3:2.
In the United States, modern standard bricks are specified for various uses; The most commonly used is the modular brick has the actual dimensions of × × inches (194 × 92 × 57 mm). With the standard inch mortar joint, this gives the nominal dimensions of 8 x 4 x inches which eases the calculation of the number of bricks in a given wall. The 2:1 ratio of modular bricks means that when they turn corners, a 1/2 running bond is formed without needing to cut the brick down or fill the gap with a cut brick; and the height of modular bricks means that a soldier course matches the height of three modular running courses, or one standard CMU course.
Some brickmakers create innovative sizes and shapes for bricks used for plastering (and therefore not visible on the inside of the building) where their inherent mechanical properties are more important than their visual ones. These bricks are usually slightly larger, but not as large as blocks and offer the following advantages:
A slightly larger brick requires less mortar and handling (fewer bricks), which reduces cost
Their ribbed exterior aids plastering
More complex interior cavities allow improved insulation, while maintaining strength.
Blocks have a much greater range of sizes. Standard co-ordinating sizes in length and height (in mm) include 400×200, 450×150, 450×200, 450×225, 450×300, 600×150, 600×200, and 600×225; depths (work size, mm) include 60, 75, 90, 100, 115, 140, 150, 190, 200, 225, and 250. They are usable across this range as they are lighter than clay bricks. The density of solid clay bricks is around 2000 kg/m3: this is reduced by frogging, hollow bricks, and so on, but aerated autoclaved concrete, even as a solid brick, can have densities in the range of 450–850 kg/m3.
Bricks may also be classified as solid (less than 25% perforations by volume, although the brick may be "frogged," having indentations on one of the longer faces), perforated (containing a pattern of small holes through the brick, removing no more than 25% of the volume), cellular (containing a pattern of holes removing more than 20% of the volume, but closed on one face), or hollow (containing a pattern of large holes removing more than 25% of the brick's volume). Blocks may be solid, cellular or hollow.
The term "frog" can refer to the indentation or the implement used to make it. Modern brickmakers usually use plastic frogs but in the past they were made of wood.
The compressive strength of bricks produced in the United States ranges from about , varying according to the use to which the brick are to be put. In England clay bricks can have strengths of up to 100 MPa, although a common house brick is likely to show a range of 20–40 MPa.
Uses
Bricks are a versatile building material, able to participate in a wide variety of applications, including:
Structural walls, exterior and interior walls
Bearing and non-bearing sound proof partitions
The fireproofing of structural-steel members in the form of firewalls, party walls, enclosures and fire towers
Foundations for stucco
Chimneys and fireplaces
Porches and terraces
Outdoor steps, brick walks and paved floors
Swimming pools
In the United States, bricks have been used for both buildings and pavement. Examples of brick use in buildings can be seen in colonial era buildings and other notable structures around the country. Bricks have been used in paving roads and sidewalks especially during the late 19th century and early 20th century. The introduction of asphalt and concrete reduced the use of brick for paving, but they are still sometimes installed as a method of traffic calming or as a decorative surface in pedestrian precincts. For example, in the early 1900s, most of the streets in the city of Grand Rapids, Michigan, were paved with bricks. Today, there are only about 20 blocks of brick-paved streets remaining (totalling less than 0.5 percent of all the streets in the city limits). Much like in Grand Rapids, municipalities across the United States began replacing brick streets with inexpensive asphalt concrete by the mid-20th century.
In Northwest Europe, bricks have been used in construction for centuries. Until recently, almost all houses were built almost entirely from bricks. Although many houses are now built using a mixture of concrete blocks and other materials, many houses are skinned with a layer of bricks on the outside for aesthetic appeal.
Bricks in the metallurgy and glass industries are often used for lining furnaces, in particular refractory bricks such as silica, magnesia, chamotte and neutral (chromomagnesite) refractory bricks. This type of brick must have good thermal shock resistance, refractoriness under load, high melting point, and satisfactory porosity. There is a large refractory brick industry, especially in the United Kingdom, Japan, the United States, Belgium and the Netherlands.
Engineering bricks are used where strength, low water porosity or acid (flue gas) resistance are needed.
In the UK a red brick university is one founded in the late 19th or early 20th century. The term is used to refer to such institutions collectively to distinguish them from the older Oxbridge institutions, and refers to the use of bricks, as opposed to stone, in their buildings.
Colombian architect Rogelio Salmona was noted for his extensive use of red bricks in his buildings and for using natural shapes like spirals, radial geometry and curves in his designs.
Limitations
Starting in the 20th century, the use of brickwork declined in some areas due to concerns about earthquakes. Earthquakes such as the San Francisco earthquake of 1906 and the 1933 Long Beach earthquake revealed the weaknesses of unreinforced brick masonry in earthquake-prone areas. During seismic events, the mortar cracks and crumbles, so that the bricks are no longer held together. Brick masonry with steel reinforcement, which helps hold the masonry together during earthquakes, has been used to replace unreinforced bricks in many buildings. Retrofitting older unreinforced masonry structures has been mandated in many jurisdictions. However, similar to steel corrosion in reinforced concrete, rebar rusting will compromise the structural integrity of reinforced brick and ultimately limit the expected lifetime, so there is a trade-off between earthquake safety and longevity to a certain extent.
Gallery
See also
References
Further reading
Hudson, Kenneth (1972) Building Materials; chap. 3: Bricks and tiles. London: Longman; pp. 28–42
External links
Brick in 20th-Century Architecture
Brick Industry Association United States
Brick Development Association UK
Think Brick Australia
International Brick Collectors Association
Building materials
Masonry
Soil-based building materials |
4527 | https://en.wikipedia.org/wiki/B%C3%A9la%20Bart%C3%B3k | Béla Bartók | Béla Viktor János Bartók (; ; 25 March 1881 – 26 September 1945) was a Hungarian composer, pianist, and ethnomusicologist. He is considered one of the most important composers of the 20th century; he and Franz Liszt are regarded as Hungary's greatest composers. Through his collection and analytical study of folk music, he was one of the founders of comparative musicology, which later became known as ethnomusicology.
Biography
Childhood and early years (1881–1898)
Bartók was born in the Banatian town of Nagyszentmiklós in the Kingdom of Hungary (present-day Sânnicolau Mare, Romania) on 25 March 1881. On his father's side, the Bartók family was a Hungarian lower noble family, originating from Borsodszirák, Borsod. His paternal grandmother was a Catholic of Bunjevci origin, but considered herself Hungarian. Bartók's father (1855–1888) was also named Béla. Bartók's mother, Paula (née Voit) (1857–1939), also spoke Hungarian fluently. A native of Turócszentmárton (present-day Martin, Slovakia), she also had German, Hungarian and Slovak or Polish ancestry.
Béla displayed notable musical talent very early in life: according to his mother, he could distinguish between different dance rhythms that she played on the piano before he learned to speak in complete sentences. By the age of four he was able to play 40 pieces on the piano, and his mother began formally teaching him the next year.
In 1888, when he was seven, his father, the director of an agricultural school, died suddenly. His mother then took Béla and his sister, Erzsébet, to live in Nagyszőlős (present-day Vynohradiv, Ukraine) and then in Pressburg (Pozsony, present-day Bratislava, Slovakia). Béla gave his first public recital aged 11 in Nagyszőlős, to positive critical reception. Among the pieces he played was his own first composition, written two years previously: a short piece called "The Course of the Danube". Shortly thereafter, László Erkel accepted him as a pupil.
Early musical career (1899–1908)
From 1899 to 1903, Bartók studied piano under István Thomán, a former student of Franz Liszt, and composition under János Koessler at the Royal Academy of Music in Budapest. There he met Zoltán Kodály, who made a strong impression on him and became a lifelong friend and colleague. In 1903, Bartók wrote his first major orchestral work, Kossuth, a symphonic poem which honored Lajos Kossuth, hero of the Hungarian Revolution of 1848.
The music of Richard Strauss, whom he met in 1902 at the Budapest premiere of Also sprach Zarathustra, strongly influenced his early work. When visiting a holiday resort in the summer of 1904, Bartók overheard a young nanny, Lidi Dósa from Kibéd in Transylvania, sing folk songs to the children in her care. This sparked his lifelong dedication to folk music.
From 1907, he also began to be influenced by the French composer Claude Debussy, whose compositions Kodály had brought back from Paris. Bartók's large-scale orchestral works were still in the style of Johannes Brahms and Richard Strauss, but he wrote a number of small piano pieces which showed his growing interest in folk music. The first piece to show clear signs of this new interest is the String Quartet No. 1 in A minor (1908), which contains folk-like elements. He began teaching as a piano professor at the Liszt Academy of Music in Budapest. This position freed him from touring Europe as a pianist and enabled him to work in Hungary. Among his notable students were Fritz Reiner, Sir Georg Solti, György Sándor, Ernő Balogh, Gisela Selden-Goth, and Lili Kraus. After Bartók moved to the United States, he taught Jack Beeson and Violet Archer.
In 1908, he and Kodály traveled into the countryside to collect and research old Magyar folk melodies. Their growing interest in folk music coincided with a contemporary social interest in traditional national culture. Magyar folk music had previously been categorised as Gypsy music. The classic example is Franz Liszt's Hungarian Rhapsodies for piano, which he based on popular art songs performed by Romani bands of the time. In contrast, Bartók and Kodály discovered that the old Magyar folk melodies were based on pentatonic scales, similar to those in Asian folk traditions, such as those of Central Asia, Anatolia and Siberia.
Bartók and Kodály set about incorporating elements of such Magyar peasant music into their compositions. They both frequently quoted folk song melodies verbatim and wrote pieces derived entirely from authentic songs. An example is his two volumes entitled For Children for solo piano, containing 80 folk tunes to which he wrote accompaniment. Bartók's style in his art music compositions was a synthesis of folk music, classicism, and modernism. His melodic and harmonic sense was influenced by the folk music of Hungary, Romania, and other nations. He was especially fond of the asymmetrical dance rhythms and pungent harmonies found in Bulgarian music. Most of his early compositions offer a blend of nationalist and late Romanticism elements.
Middle years and career (1909–1939)
Personal life
In 1909, at the age of 28, Bartók married Márta Ziegler (1893–1967), aged 16. Their son, Béla Bartók III, was born the next year. After nearly 15 years together, Bartók divorced Márta in June 1923. Two months after his divorce, he married Ditta Pásztory (1903–1982), a piano student, ten days after proposing to her. She was aged 19, he 42. Their son, Péter, was born in 1924.
Raised as a Catholic, by his early adulthood Bartók had become an atheist. He later became attracted to Unitarianism and publicly converted to the Unitarian faith in 1916. Although Bartók was not conventionally religious, according to his son Béla Bartók III, "he was a nature lover: he always mentioned the miraculous order of nature with great reverence". As an adult, Béla III later became lay president of the Hungarian Unitarian Church.
Opera
In 1911, Bartók wrote what was to be his only opera, Bluebeard's Castle, dedicated to Márta. He entered it for a prize by the Hungarian Fine Arts Commission, but they rejected his work as not fit for the stage. In 1917 Bartók revised the score for the 1918 première and rewrote the ending. Following the 1919 revolution, in which he actively participated, he was pressured by the Horthy regime to remove the name of librettist Béla Balázs from the opera, as Balázs was of Jewish origin, was blacklisted, and had left the country for Vienna. Bluebeard's Castle received only one revival, in 1936, before Bartók emigrated. For the remainder of his life, although devoted to Hungary, its people and its culture, he never felt much loyalty to the government or its official establishments.
Folk music and composition
After his disappointment over the Fine Arts Commission competition, Bartók wrote little for two or three years, preferring to concentrate on collecting and arranging folk music. He found the phonograph an essential tool for collecting folk music for its accuracy, objectivity, and manipulability. He collected first in the Carpathian Basin (then the Kingdom of Hungary), where he notated Hungarian, Slovak, Romanian, and Bulgarian folk music. The developmental breakthrough for Bartok arrived when he collaboratively collected folk music with Zoltán Kodály through the medium of an Edison machine, on which they would study classification possibilities (for individual folk songs) and record hundreds of cylinders. Bartok's compositional command of folk elements is expressed in such an authentic and undiluted a manner because of the scales, sounds, and rhythms that were so much a part of his native Hungary that he automatically saw music in these terms. He also collected in Moldavia, Wallachia, and (in 1913) Algeria. The outbreak of World War I forced him to stop the expeditions, but he returned to composing with a ballet called The Wooden Prince (1914–1916) and the String Quartet No. 2 in (1915–1917), both influenced by Debussy.
Bartók's libretto for The Miraculous Mandarin, another ballet, was influenced by Igor Stravinsky, Arnold Schoenberg and Richard Strauss. Though started in 1918, the story's sexual content kept it from being performed until 1926. He next wrote his two violin sonatas (written in 1921 and 1922, respectively), which are among his most harmonically and structurally complex pieces.
In March 1927, he visited Barcelona and performed the Rhapsody for piano Sz. 26 with the Orquestra Pau Casals at the Gran Teatre del Liceu. During the same stay, he attended a concert by the Cobla Barcelona at the Palau de la Música Catalana. According to the critic Joan Llongueras, "he was very interested in the sardanas, above all, the freshness, spontaneity and life of our music [...] he wanted to know the mechanism of the tenoras and the tibles, and requested data on the composition of the cobla and extension and characteristics of each instrument".
In 1927–1928, Bartók wrote his Third and Fourth String Quartets, after which his compositions demonstrated his mature style. Notable examples of this period are Music for Strings, Percussion and Celesta (1936) and Divertimento for String Orchestra (1939). The Fifth String Quartet was composed in 1934, and the Sixth String Quartet (his last) in 1939. In 1936 he travelled to Turkey to collect and study Turkish folk music. He worked in collaboration with Turkish composer Ahmet Adnan Saygun mostly around Adana.
World War II and final years (1940–1945)
In 1940, as the European political situation worsened after the outbreak of World War II, Bartók was increasingly tempted to flee Hungary. He strongly opposed the Nazis and Hungary's alliance with Germany and the Axis powers under the Tripartite Pact. After the Nazis came to power in 1933, Bartók refused to give concerts in Germany and broke away from his publisher there. His anti-fascist political views caused him a great deal of trouble with the establishment in Hungary. In his will recorded on 4 October 1940, he requested that no square or street be named after him until the Budapest squares Oktogon and Kodály körönd, or in fact any square or street in Hungary, no longer bear the names of Mussolini and Hitler, as they did at the time he wrote his will. Having first sent his manuscripts out of the country, Bartók reluctantly emigrated to the U.S. with his wife, Ditta Pásztory, in October 1940. They settled in New York City after arriving on the night of 29–30 October by a steamer from Lisbon. After joining them in 1942, their younger son, Péter Bartók, enlisted in the United States Navy, where he served in the Pacific during the remainder of the war and later settled in Florida, where he became a recording and sound engineer. His elder son, by his first marriage, Béla Bartók III, remained in Hungary and later worked as a railroad official until his retirement in the early 1980s.
Although he became an American citizen in 1945, shortly before his death, Bartók never felt fully at home in the United States. He initially found it difficult to compose. Although he was well known in America as a pianist, ethnomusicologist and teacher, he was not well known as a composer. There was little American interest in his music during his final years. He and his wife Ditta gave some concerts, although demand for them was low. Bartók, who had made some recordings in Hungary, also recorded for Columbia Records after he came to the US; many of these recordings (some with Bartók's own spoken introductions) were later issued on LP and CD.
Supported by a research fellowship from Columbia University, for several years, Bartók and Ditta worked on a large collection of Serbian and Croatian folk songs in Columbia's libraries. Bartók's economic difficulties during his first years in America were mitigated by publication royalties, teaching and performance tours. While his finances were always precarious, he did not live and die in poverty as was the common myth. He had enough friends and supporters to ensure that there was sufficient money and work available for him to live on. Bartók was a proud man and did not easily accept charity. Despite being short on cash at times, he often refused money that his friends offered him out of their own pockets. Although he was not a member of the ASCAP, the society paid for any medical care he needed during his last two years, to which Bartók reluctantly agreed. The first symptoms of his health problems began late in 1940, when his right shoulder began to show signs of stiffening. In 1942, symptoms increased and he started having bouts of fever. Bartók's illness was at first thought to be a recurrence of the tuberculosis he had experienced as a young man, and one of his doctors in New York was Edgar Mayer, director of Will Rogers Memorial Hospital in Saranac Lake, but medical examinations found no underlying disease. Finally, in April 1944, leukemia was diagnosed, but by this time, little could be done.
As his body slowly failed, Bartók found more creative energy and produced a final set of masterpieces, partly thanks to the violinist Joseph Szigeti and the conductor Fritz Reiner (Reiner had been Bartók's friend and champion since his days as Bartók's student at the Royal Academy). Bartók's last work might well have been the String Quartet No. 6 but for Serge Koussevitzky's commission for the Concerto for Orchestra. Koussevitsky's Boston Symphony Orchestra premiered the work in December 1944 to highly positive reviews. The Concerto for Orchestra quickly became Bartók's most popular work, although he did not live to see its full impact.
In 1944, he was also commissioned by Yehudi Menuhin to write a Sonata for Solo Violin. In 1945, Bartók composed his Piano Concerto No. 3, a graceful and almost neo-classical work, as a surprise 42nd birthday present for Ditta, but he died just over a month before her birthday, with the scoring not quite finished. He had also sketched his Viola Concerto, but had barely started the scoring at his death, leaving completed only the viola part and sketches of the orchestral part.
Béla Bartók died at age 64 in a hospital in New York City from complications of leukemia (specifically, of secondary polycythemia) on 26 September 1945. His funeral was attended by only ten people. Aside from his widow and their son, other attendees included György Sándor.
Bartók's body was initially interred in Ferncliff Cemetery in Hartsdale, New York. During the final year of communist Hungary in the late 1980s, the Hungarian government, along with his two sons, Béla III and Péter, requested that his remains be exhumed and transferred back to Budapest for burial, where Hungary arranged a state funeral for him on 7 July 1988. He was re-interred at Budapest's Farkasréti Cemetery, next to the remains of Ditta, who died in 1982, one year after what would have been Béla Bartók's 100th birthday.
The two unfinished works were later completed by his pupil Tibor Serly. György Sándor was the soloist in the first performance of the Third Piano Concerto on 8 February 1946. Ditta Pásztory-Bartók later played and recorded it. The Viola Concerto was revised and published in the 1990s by Bartók's son; this version may be closer to what Bartók intended. Concurrently, Peter Bartók, in association with Argentinian musician Nelson Dellamaggiore, worked to reprint and revise past editions of the Third Piano Concerto.
Music
Bartók's music reflects two trends that dramatically changed the sound of music in the 20th century: the breakdown of the diatonic system of harmony that had served composers for the previous two hundred years; and the revival of nationalism as a source for musical inspiration, a trend that began with Mikhail Glinka and Antonín Dvořák in the last half of the 19th century. In his search for new forms of tonality, Bartók turned to Hungarian folk music, as well as to other folk music of the Carpathian Basin and even of Algeria and Turkey; in so doing he became influential in that stream of modernism which used indigenous music and techniques.
One characteristic style of music is his Night music, which he used mostly in slow movements of multi-movement ensemble or orchestral compositions in his mature period. It is characterised by "eerie dissonances providing a backdrop to sounds of nature and lonely melodies". An example is the third movement (Adagio) of his Music for Strings, Percussion and Celesta. His music can be grouped roughly in accordance with the different periods in his life.
Early years (1890–1902)
The works of Bartók's youth were written in a classical and early romantic style touched with influences of popular and romani
music. Between 1890 and 1894 (9 to 13 years of age) he wrote 31 piano pieces with corresponding opus numbers. Although most of these were simple dance pieces, in these early works Bartók began to tackle some more advanced forms, as in his ten-part programmatic A Duna folyása ("The Course of the Danube", 1890–1894), which he played in his first public recital in 1892.
In Catholic grammar school Bartók took to studying the scores of composers "from Bach to Wagner", his compositions then advancing in style and taking on similarities to Schumann and Brahms. Following his matriculation into the Budapest Academy in 1890 he composed very little, though he began to work on exercises in orchestration and familiarized himself thoroughly with the operas of Wagner. In 1902 his creative energies were revitalized by the discovery of the music of Richard Strauss, whose tone poem Also sprach Zarathustra, according to Bartók, "stimulated the greatest enthusiasm in me; at last I saw the way that lay before me". Bartók also owned the score to A Hero's Life, which he transcribed for the piano and committed to memory.
New influences (1903–1911)
Under the influence of Strauss, Bartók composed in 1903 Kossuth, a symphonic poem in ten tableaux on the subject of the 1848 Hungarian war of independence, reflecting the composers growing interest in musical nationalism. A year later he renewed his opus numbers with the Rhapsody for Piano and Orchestra serving as Opus 1. Driven by nationalistic fervor and a desire to transcend the influence of prior composers, Bartók began a lifelong devotion to folk music, which was sparked by his overhearing nanny Lidi Dósa's singing of Transylvanian folk songs at a Hungarian resort in 1904. Bartók began to collect Magyar peasant melodies, later extending to the folk music of other peoples of the Carpathian Basin, Slovaks, Romanians, Rusyns, Serbs and Croatians. His compositional output would gradually prune away romantic elements in favour of an idiom that embodied folk music as intrinsic and essential to its style. Later in life he would have this to say on the incorporation of folk and art music:
The question is, what are the ways in which peasant music is taken over and becomes transmuted into modern music? We may, for instance, take over a peasant melody unchanged or only slightly varied, write an accompaniment to it and possibly some opening and concluding phrases. This kind of work would show a certain analogy with Bach's treatment of chorales. ... Another method ... is the following: the composer does not make use of a real peasant melody but invents his own imitation of such melodies. There is no true difference between this method and the one described above. ... There is yet a third way ... Neither peasant melodies nor imitations of peasant melodies can be found in his music, but it is pervaded by the atmosphere of peasant music. In this case we may say, he has completely absorbed the idiom of peasant music which has become his musical mother tongue.
Bartók became first acquainted with Debussy's music in 1907 and regarded his music highly. In an interview in 1939 Bartók said:
Debussy's great service to music was to reawaken among all musicians an awareness of harmony and its possibilities. In that, he was just as important as Beethoven, who revealed to us the possibilities of progressive form, or as Bach, who showed us the transcendent significance of counterpoint. Now, what I am always asking myself is this: is it possible to make a synthesis of these three great masters, a living synthesis that will be valid for our time?
Debussy's influence is present in the Fourteen Bagatelles (1908). These made Ferruccio Busoni exclaim: "At last something truly new!" Until 1911, Bartók composed widely differing works which ranged from adherence to romantic style, to folk song arrangements and to his modernist opera Bluebeard's Castle. The negative reception of his work led him to focus on folk music research after 1911 and abandon composition with the exception of folk music arrangements.
Inspiration and experimentation (1916–1921)
His pessimistic attitude towards composing was lifted by the stormy and inspiring contact with Klára Gombossy in the summer of 1915. This interesting episode in Bartók's life remained hidden until it was researched by Denijs Dille between 1979 and 1989. Bartók started composing again, including the Suite for piano opus 14 (1916), and The Miraculous Mandarin (1919) and he completed The Wooden Prince (1917).
Bartók felt the result of World War I as a personal tragedy. Many regions he loved were severed from Hungary: Transylvania, the Banat (where he was born), and Bratislava (Pozsony, where his mother had lived). Additionally, the political relations between Hungary and other successor states to the Austro-Hungarian empire prohibited his folk music research outside of Hungary. Bartók also wrote the noteworthy Eight Improvisations on Hungarian Peasant Songs in 1920 and the sunny Dance Suite in 1923, the year of his second marriage.
"Synthesis of East and West" (1926–1945)
In 1926, Bartók needed a significant piece for piano and orchestra with which he could tour in Europe and America. He was particularly inspired by American composer Henry Cowell's controversial use of intense tone clusters on the piano while touring western Europe. Bartók happened to be present at one of these concerts and would later request Cowell's permission to use his technique without causing offence, which Cowell granted. In the preparation for writing his first Piano Concerto, he wrote his Sonata, Out of Doors, and Nine Little Pieces, all for solo piano, and all of which prominently utilize clusters. He increasingly found his own voice in his maturity. The style of his last period named "Synthesis of East and West" is hard to define let alone to put under one term. In his mature period, Bartók wrote relatively few works but most of them are large-scale compositions for large settings. Only his voice works have programmatic titles and his late works often adhere to classical forms.
Among Bartók's most important works are the six string quartets (1909, 1917, 1927, 1928, 1934, and 1939), the Cantata Profana (1930), which Bartók declared was the work he felt and professed to be his most personal "credo", the Music for Strings, Percussion and Celesta (1936), the Concerto for Orchestra (1943) and the Third Piano Concerto (1945). He made a lasting contribution to the literature for younger students: for his son Péter's music lessons, he composed Mikrokosmos, a six-volume collection of graded piano pieces.
Musical analysis
Paul Wilson lists as the most prominent characteristics of Bartók's music from late 1920s onwards the influence of the Carpathian basin and European art music, and his changing attitude toward (and use of) tonality, but without the use of the traditional harmonic functions associated with major and minor scales.
Although Bartók claimed in his writings that his music was always tonal, he rarely used the chords or scales normally associated with tonality, and so the descriptive resources of tonal theory are of limited use. George and Elliott focus on his alternative methods of signaling tonal centers, via axes of inversional symmetry. Others view Bartók's axes of symmetry in terms of atonal analytic protocols. Richard argues that inversional symmetry is often a byproduct of another atonal procedure, the formation of chords from transpositionally related dyads. Atonal pitch-class theory also furnishes resources for exploring polymodal chromaticism, projected sets, privileged patterns, and large set types used as source sets such as the equal tempered twelve tone aggregate, octatonic scale (and alpha chord), the diatonic and heptatonia secunda seven-note scales, and less often the whole tone scale and the primary pentatonic collection.
He rarely used the simple aggregate actively to shape musical structure, though there are notable examples such as the second theme from the first movement of his Second Violin Concerto, of which he commented that he "wanted to show Schoenberg that one can use all twelve tones and still remain tonal". More thoroughly, in the first eight measures of the last movement of his Second Quartet, all notes gradually gather with the twelfth (G) sounding for the first time on the last beat of measure 8, marking the end of the first section. The aggregate is partitioned in the opening of the Third String Quartet with C–D–D–E in the accompaniment (strings) while the remaining pitch classes are used in the melody (violin 1) and more often as 7–35 (diatonic or "white-key" collection) and 5–35 (pentatonic or "black-key" collection) such as in no. 6 of the Eight Improvisations. There, the primary theme is on the black keys in the left hand, while the right accompanies with triads from the white keys. In measures 50–51 in the third movement of the Fourth Quartet, the first violin and cello play black-key chords, while the second violin and viola play stepwise diatonic lines. On the other hand, from as early as the Suite for piano, Op. 14 (1914), he occasionally employed a form of serialism based on compound interval cycles, some of which are maximally distributed, multi-aggregate cycles. Ernő Lendvai analyses Bartók's works as being based on two opposing tonal systems, that of the acoustic scale and the axis system, as well as using the golden section as a structural principle.
Milton Babbitt, in his 1949 review of Bartók's string quartets, criticized Bartók for using tonality and non-tonal methods unique to each piece. Babbitt noted that "Bartók's solution was a specific one, it cannot be duplicated". Bartók's use of "two organizational principles"—tonality for large scale relationships and the piece-specific method for moment to moment thematic elements—was a problem for Babbitt, who worried that the "highly attenuated tonality" requires extreme non-harmonic methods to create a feeling of closure.
Catalogues
The cataloguing of Bartók's works is somewhat complex. Bartók assigned opus numbers to his works three times, the last of these series ending with the Sonata for Violin and Piano No. 1, Op. 21 in 1921. He ended this practice because of the difficulty of distinguishing between original works and ethnographic arrangements, and between major and minor works. Since his death, three attempts—two full and one partial—have been made at cataloguing. The first, and still most widely used, is András Szőllősy's chronological Sz. numbers, from 1 to 121. subsequently reorganised the juvenilia (Sz. 1–25) thematically, as DD numbers 1 to 77. The most recent catalogue is that of László Somfai; this is a chronological index with works identified by BB numbers 1 to 129, incorporating corrections based on the Béla Bartók Thematic Catalogue.
On 1 January 2016, Bartók's works entered the public domain in the European Union.
Discography
Together with his like-minded contemporary Zoltán Kodály, Bartók embarked on an extensive programme of field research to capture the folk and peasant melodies of Magyar, Slovak and Romanian language territories. At first they would transcribe the melodies by hand, but later they began to use a wax cylinder recording machine invented by Thomas Edison. Compilations of Bartók's field recordings, interviews, and original piano playing have been released over the years, largely by the Hungarian record label Hungaroton:
Bartók, Béla. 2003. Bartók Sonata for 2 Pianos & Percussion, Suite for 2 Pianos. Apex 0927-49569-2. CD recording.
A compilation of field recordings and transcriptions for two violas was also recently released by Tantara Records in 2014.
On 18 March 2016 Decca Classics released Béla Bartók: The Complete Works, the first ever complete compilation of all of Bartók's compositions, including new recordings of never-before-recorded early piano and vocal works. However, none of the composer's own performances are included in this 32-disc set.
Statues
A statue of Bartók stands in Brussels, Belgium, near the central train station in a public square, Spanjeplein-Place d'Espagne.
A statue stands outside Malvern Court, London, south of the South Kensington tube station, and just north of Sydney Place. An English Heritage blue plaque, unveiled in 1997, now commemorates Bartók at 7 Sydney Place, where he stayed when performing in London.
A statue of him was installed in front of the house in which Bartók spent his last eight years in Hungary, at Csalán út 29, in the hills above Budapest. It is now operated as the Béla Bartók Memorial House (Bartók Béla Emlékház). Copies of this statue also stand in Makó (the closest Hungarian city to his birthplace, which is now in Romania), Paris, London and Toronto.
A bust and plaque located at his last residence, in New York City at 309 W. 57th Street, inscribed: "The Great Hungarian Composer / Béla Bartók / (1881–1945) / Made His Home In This House / During the Last Year of His Life".
A bust of him is located in the front yard of Ankara State Conservatory, Ankara, Turkey, next to the bust of Ahmet Adnan Saygun.
A bronze statue of Bartók, sculpted by Imre Varga in 2005, stands in the front lobby of The Royal Conservatory of Music, 273 Bloor Street West, Toronto, Ontario, Canada.
A statue of Bartók, sculpted by Varga, stands near the river Seine in the public park at , 26 place de Brazzaville, in Paris, France.
Also to be noted, in the same park, a sculptural transcription of the composer's research on tonal harmony, the fountain/sculpture Cristaux designed by Jean-Yves Lechevallier in 1980.
An expressionist sculpture by Hungarian sculptor András Beck in , Paris 16th arrondissement.
A statue of him also stands in the city centre of Târgu Mureș, Romania. ( Google Maps Márton Izsák )
A statue (seated) of Bartók is also situated in front of Nako Castle, in his hometown, Nagyszentmiklós. (Google Maps)
References
Citations
Sources
Further reading
Bartók, Béla. 1976. "The Influence of Peasant Music on Modern Music (1931)". In Béla Bartók Essays, edited by Benjamin Suchoff, 340–44. London: Faber & Faber.
Bartók, Béla. 1981. The Hungarian Folk Song , second English edition, edited by Benjamin Suchoff, translated by Michel D. Calvocoressi, with annotations by Zoltán Kodály. The New York Bartók Archive Studies in Musicology 13. Albany: State University of New York Press.
Bartók, Peter. 2002. "My Father". Homosassa, Florida, Bartók Records ().
Bayley, Amanda (ed.). 2001. The Cambridge Companion to Bartók . Cambridge Companions to Music. Cambridge and New York: Cambridge University Press. (cloth); (pbk).
Bónis, Ferenc. 2006. Élet-képek: Bartók Béla . Budapest: Balassi Kiadó: Vávi Kft., Alföldi Nyomda Zrt. .
Boys, Henry. 1945. "Béla Bartók 1881–1945". The Musical Times 86, no. 1233 (November): 329–31.
Cohn, Richard, 1992. "Bartók's Octatonic Strategies: A Motivic Approach." Journal of the American Musicological Society 44
Czeizel, Endre. 1992. Családfa: honnan jövünk, mik vagyunk, hová megyünk? [Budapest]: Kossuth Könyvkiadó.
Decca. 2016. "Béla Bartók: Complete Works: Int. Release 18 Mar. 2016: 32 CDs, 0289 478 9311 0 ". Welcome to Decca Classics: Catalogue, www.deccaclassics.com (accessed 19 August 2016).
Fassett, Agatha, 1958. The Naked Face of Genius: Béla Bartók's American Years. Boston: Houghton Mifflin.
Jyrkiäinen, Reijo. 2012. "Form, Monothematicism, Variation and Symmetry in Béla Bartók's String Quartets". Ph.D. diss. Helsinki: University of Helsinki. (Abstract).
Kárpáti, János. 1975. Bartók's String Quartets, translated by Fred MacNicol. Budapest: Corvina Press.
Kasparov, Andrey. 2000. "Third Piano Concerto in the Revised 1994 Edition: Newly Discovered Corrections by the Composer". Hungarian Music Quarterly 11, nos. 3–4:2–11.
Leafstedt, Carl S. 1999. Inside Bluebeard's Castle. New York: Oxford University Press.
Lendvai, Ernő. 1972. "Einführung in die Formen- und Harmoniewelt Bartóks" (1953). In his Béla Bartók: Weg und Werk, edited by Bence Szabolcsi, 105–49. Kassel: Bärenreiter.
Loxdale, Hugh D., and Adalbert Balog. 2009. "Béla Bartók: Musician, Musicologist, Composer, and Entomologist!." Antenna – Bulletin of the Royal Entomological Society of London 33, no. 4:175–82.
Maconie, Robin. 2005. Other Planets: The Music of Karlheinz Stockhausen. Lanham, MD, Toronto, Oxford: The Scarecrow Press, Inc. .
Martins, José Oliveira. 2015. "Bartók's Polymodality: the Dasian and other Affinity Spaces". Journal of Music Theory 59, no. 2 (October): 273–320.
Móser, Zoltán. 2006b. "Bartók-õsök Gömörben". Honismeret: A Honismereti Szövetség folyóirata 34, no. 2 (April): 9–11.
Nelson, David Taylor (2012). "Béla Bartók: The Father of Ethnomusicology", Musical Offerings: Vol. 3: No. 2, Article 2.
Sluder, Claude K. 1994. "Revised Bartók Composition Highlights Pro Musica Concert". The Republic (16 February).
Smith, Erik. 1965. A discussion between István Kertész and the producer. DECCA Records (liner notes for Bluebeard's Castle).
Somfai, László. 1981. Tizennyolc Bartók-tanulmány [Eighteen Bartók Studies]. Budapest: Zeneműkiadó. .
Wells, John C. 1990. "Bartók", in Longman Pronunciation Dictionary, 63. Harlow, England: Longman.
External links
Bartók Béla Memorial House, Budapest
The Belgian Bartók Archives, housed in the Brussels Royal Library and founded by Denijs Dille
Gallery of Bartók portraits
Virtual Exhibition on Bartók
Finding aid to Béla Bartók manuscripts at Columbia University. Rare Book & Manuscript Library.
Bartók plays Bartók for Don Gabor's Continental record label later reissued on Remington Records
Interactive scores of Bartók's works for piano with Sir András Schiff.
1881 births
1945 deaths
20th-century classical composers
20th-century Hungarian musicians
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Burials at Farkasréti Cemetery
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Composers for viola |
4528 | https://en.wikipedia.org/wiki/Bill%20Haley | Bill Haley | William John Clifton Haley (; July 6, 1925 – February 9, 1981) was an American rock and roll musician. He is credited by many with first popularizing this form of music in the early 1950s with his group Bill Haley & His Comets and million-selling hits such as "Rock Around the Clock", "See You Later, Alligator", "Shake, Rattle and Roll", "Rocket 88", "Skinny Minnie", and "Razzle Dazzle". Haley has sold over 60 million records worldwide. In 1987, he was posthumously inducted into the Rock and Roll Hall of Fame.
Biography
Early life and career
Haley was born July 6, 1925, in Highland Park, Michigan. In 1929, the four-year-old Haley underwent an inner-ear mastoid operation which accidentally severed an optic nerve, leaving him blind in his left eye for the rest of his life. It is said that he adopted his trademark kiss curl over his right eye to draw attention from his left, but it also became his "gimmick", and added to his popularity. As a result of the effects of the Great Depression on the Detroit area, his father moved the family to Bethel Township, Pennsylvania, when Bill was seven years old. Haley's father William Albert Haley (1900–1956) was from Kentucky and played the banjo and mandolin, and his mother, Maude Green (1895–1955), who was originally from Ulverston in Lancashire, England, was a technically accomplished keyboardist with classical training. Haley told the story that when he made a simulated guitar out of cardboard, his parents bought him a real one.
One of his first appearances was in 1938 for a Bethel Junior baseball team entertainment event, performing guitar and songs when he was 13 years old.
The anonymous sleeve notes accompanying the 1956 Decca album Rock Around the Clock describe Haley's early life and career: "When Bill Haley was fifteen [c. 1940] he left home with his guitar and very little else and set out on the hard road to fame and fortune. The next few years, continuing this story in a fairy-tale manner, were hard and poverty-stricken, but crammed full of useful experience. Apart from learning how to exist on one meal a day and other artistic exercises, he worked at an open-air park show, sang and yodelled with any band that would have him, and worked with a traveling medicine show. Eventually he got a job with a popular group known as the 'Down Homers' while they were in Hartford, Connecticut. Soon after this he decided, as all successful people must decide at some time or another, to be his own boss again – and he has been that ever since." These notes fail to account for his early band, known as the Four Aces of Western Swing. During the 1940s Haley was considered one of the top cowboy yodelers in America as "Silver Yodeling Bill Haley". One source states that Haley started his career as "The Rambling Yodeler" in a country band, The Saddlemen.
The sleeve notes conclude: "For six years Bill Haley was a musical director of Radio Station WPWA in Chester, Pennsylvania, and led his own band all through this period. It was then known as Bill Haley's Saddlemen, indicating their definite leaning toward the tough Western style. They continued playing in clubs as well as over the radio around Philadelphia, and in 1951 made their first recordings on Ed Wilson's Keystone Records in Philadelphia." The group subsequently signed with Dave Miller's Holiday Records and, on June 14, 1951, the Saddlemen recorded a cover of the Delta Cats "Rocket 88".
Bill Haley and His Comets
During the Labor Day weekend in 1952, the Saddlemen were renamed Bill Haley with Haley's Comets. The name was inspired by the supposedly official pronunciation of Halley's Comet and was suggested by Bob Johnson, program director at radio station WPWA where Bill Haley had a live radio program from 12:00noon to 1:00p.m. In 1953, Haley's recording of "Crazy Man, Crazy" (co-written by Haley and his bass player, Marshall Lytle, although Lytle would not receive credit until 2001) became the first rock and roll song to hit the American charts, peaking at number 12 on Billboard and number 11 on Cash Box. Soon after, the band's name was revised to "Bill Haley & His Comets".
In 1954, Haley recorded "Rock Around the Clock". Initially, it was only a moderate success, peaking at number 36 on the Cash Box pop singles chart and staying on the charts for just two weeks. On re-release, the record reached number one on July 9, 1955.
Haley had already had a worldwide hit with "Shake, Rattle and Roll", another rhythm and blues cover in this case from Big Joe Turner, which went on to sell a million copies and was the first rock 'n' roll song to enter the UK Singles Chart in December 1954, becoming a gold record. He retained elements of the original (which was slow blues), but sped it up with some country music aspects into the song (specifically, Western swing) and changed up the lyrics. Haley and his band were important in launching the music known as "Rock and Roll" to a wider audience after a period of it being considered an underground genre.
When "Rock Around the Clock" appeared as the theme song of the 1955 film Blackboard Jungle starring Glenn Ford, it soared to the top of the American Billboard chart for eight weeks. The single is commonly used as a convenient line of demarcation between the "rock era" and the music industry that preceded it. Billboard separated its statistical tabulations into 1890–1954 and 1955–present. After the record rose to number one, Haley became widely popular by those who had come to embrace the new style of music. With the song's success, the age of rock music began overnight and ended the dominance of the jazz and pop standards performed by Frank Sinatra, Jo Stafford, Perry Como, Bing Crosby, Eddie Fisher, and Patti Page. "Rock Around the Clock" was also the first record to sell over one million copies in both Britain and Germany.
Bill Haley and the Comets performed "Rock Around the Clock" on the Texaco Star Theater hosted by Milton Berle on May 31, 1955, on NBC in an a cappella and lip-synched version. Berle predicted that the song would go number one: "A group of entertainers who are going right to the top." Berle also sang and danced to the song which was performed by the entire cast of the show. This was one of the earliest nationally televised performances by a rock and roll band and provided the new musical genre with a much wider audience.
Bill Haley and the Comets were the first rock and roll act to appear on American musical variety series the Ed Sullivan Show on August 7, 1955, on CBS in a broadcast that originated from the Shakespeare Festival Theater in Stratford, Connecticut. They performed a live version of "Rock Around the Clock" with Franny Beecher on lead guitar and Dick Richards on drums. The band made their second appearance on the show on Sunday, April 28, 1957, performing the songs "Rudy's Rock" and "Forty Cups of Coffee".
Later on in 1957, Haley became the first major American rock singer to tour Europe. Haley continued to score hits throughout the 1950s such as "See You Later, Alligator" and he starred in the first rock and roll musical films Rock Around the Clock and Don't Knock the Rock, both in 1956. Haley was already 30 years old, and he was soon eclipsed in the United States by the younger, sexier Elvis Presley, but continued to enjoy great popularity in Latin America, Europe, and Australia during the 1960s.
Bill Haley and the Comets appeared on American Bandstand hosted by Dick Clark on ABC twice in 1957, on the prime time show October 28, 1957, and on the regular daytime show on November 27, 1957. The band also appeared on Dick Clark's Saturday Night Beechnut Show, also known as The Dick Clark Show, a primetime TV series from New York on March 22, 1958, during the first season and on February 20, 1960, performing "Rock Around the Clock", "Shake, Rattle and Roll", and "Tamiami".
Personal life
Marriages
Haley was married three times:
Dorothy Crowe (December 11, 1946 – November 14, 1952) (divorced, two children)
Barbara Joan Cupchak (November 18, 1952 – 1960) (divorced, five children)
Martha Valaesco (1963 – February 9, 1981; his death, three children)
Children
Haley had at least ten children. John W. Haley, his eldest son, wrote Sound and Glory, a biography of Haley. His youngest daughter, Gina Haley, is a professional musician based in Texas. Scott Haley is an athlete. His youngest son Pedro is also a musician.
He also had a daughter, Martha Maria, from his last marriage with Martha Velasco.
Bill Haley Jr., Haley's second son and first with Joan Barbara "Cuppy" Haley-Hahn, publishes a regional business magazine. In February 2011, he formed a tribute band, performing his father's music and telling the stories behind the songs.
Last years and death
An admitted alcoholic, Haley fought a battle with alcohol into the 1970s. Nonetheless, he and his band continued to be a popular touring act, benefiting from a 1950s nostalgia movement that began in the late 1960s and the signing of a lucrative record deal with the European Sonet label. After performing for Queen Elizabeth II at the Royal Variety Performance on November 26, 1979, Haley made his final performances in South Africa in May and June 1980. Before the South African tour, he was diagnosed with a brain tumor. Subsequently, Haley's planned tour of Germany in the autumn of 1980 had to be cancelled.
Despite his illness, Haley started compiling notes for possible use as a basis for either a biographical film based on his life, or a published autobiography (accounts differ), and there were plans for him to record an album in Memphis, Tennessee, when the brain tumor began affecting his behavior and he returned to his home in Harlingen, Texas.
The October 25, 1980, issue of German tabloid Bild reported that Haley had a brain tumor. Haley's British manager, Patrick Malynn, was quoted as saying that "Haley had taken a fit [and] didn't recognize anyone anymore." Haley was immediately taken to his home in Beverly Hills. In addition, Haley's doctor said that the tumor was inoperable. The Berliner Zeitung reported a few days later that Haley had collapsed after a performance in Texas and was taken to the hospital in his hometown of Harlingen. However, this account is questionable, as Bill Haley did not perform in the United States at all in 1980.
Haley's widow Martha, who was with him in these troubling times, denied he had a brain tumor, as did his close friend Hugh McCallum. Martha and friends related that Haley did not want to go on the road anymore and that ticket sales for that planned tour of Germany in the fall of 1980 were slow. McCallum said, "It's my unproven gut feeling that that [the brain tumor] was said to curtail talks about the tour and play the sympathy card."
At the same time, Haley's drinking problem appeared to be getting worse. According to Martha, by this time, she and Haley fought all the time and she told him to stop drinking or move out. Eventually, he moved into a room in their pool house. Martha still took care of him and sometimes, he would come in the house to eat, but he ate very little. "There were days we never saw him," said his daughter Martha Maria. In addition to Haley's drinking problems, it was becoming evident that he was also developing serious mental health issues. Martha Maria said, "It was like sometimes he was drunk even when he wasn't drinking." After Haley was picked up by the Harlingen Police several times for alleged intoxication, Martha had a judge put Haley in the hospital, where he was seen by a psychiatrist, who said Haley's brain was overproducing a chemical, like adrenaline. The doctor prescribed a medication to stop the overproduction, but said Haley would have to stop drinking. Martha said, "This is pointless." She took him home, however, fed him and gave him his first dose. As soon as he felt better, he went back out to his room in the pool house, and the downward spiral continued until his death.
Media reports immediately following his death indicated that Haley displayed deranged and erratic behavior in his final weeks. According to a biography of Haley by John Swenson, released in 1982, Haley made a succession of bizarre, mostly monologue late-night phone calls to friends and relatives toward the end of his life in which he was semi-coherent. His first wife has been quoted as saying, "He would call you and ramble, dwelling on the past..." The biography also describes Haley painting the windows of his home black, but there is little other information available about his final days.
Haley died at his home in Harlingen on February9, 1981, aged 55. He was discovered lying motionless on his bed by a friend who had stopped by to visit him. The friend immediately called the police and Haley was pronounced dead at the scene. Haley's death certificate gave "natural causes, most likely a heart attack" as being the cause. Following a small funeral service attended by 75 people, Haley was cremated in Brownsville, Texas.
Tributes and legacy
Haley received a star on the Hollywood Walk of Fame at 6350 Hollywood Boulevard on February8, 1960, for his contributions to the music industry. Haley was posthumously inducted into the Rock and Roll Hall of Fame in 1987. His son Pedro represented him at the ceremony. The Comets were separately inducted into the Hall of Fame as a group in 2012, after a rule change allowed the induction of backing groups.
Songwriters Tom Russell and Dave Alvin addressed Haley's demise in musical terms with "Haley's Comet" on Alvin's 1991 album Blue Blvd. Dwight Yoakam sang backup on the tribute.
Surviving members of the 1954–55 contingent of Haley's Comets reunited in the late 1980s and continued to perform for many years around the world. They released a concert DVD in 2004 on Hydra Records, played the Viper Room in West Hollywood in 2005, and performed at Dick Clark's American Bandstand Theater in Branson, Missouri, beginning in 2006–07. As of 2014, only two members of this particular contingent were still alive (Joey Ambrose and Dick Richards), but they continued to perform in Branson and Europe. In 2019, Dick Richards, the drummer of the Comets, died at the age of 95. As of 2014, at least two other groups continue to perform in North America under the Comets name.
In March 2007, the Original Comets opened the Bill Haley Museum in Munich, Germany. On October 27, 2007, ex-Comets guitar player Bill Turner opened the Bill Haley Museum for the public.
Asteroid
In February 2006, the International Astronomical Union announced the naming of asteroid 79896 Billhaley to mark the 25th anniversary of Haley's death.
Published biographies
In 1980, Haley began working on an autobiography entitled The Life and Times of Bill Haley, but died after completing only 100 pages. The work is registered with the U.S. Copyright Office, but has yet to be released to the public. According to Gina Haley, Bill's youngest daughter, her father managed to complete the book on his career, and the manuscript is in possession of the Bill Haley estate.
Bill Haley, Jr. and Peter Benjaminson, Crazy Man, Crazy: The Bill Haley Story ,(2019)
John Swenson, Bill Haley: The Daddy of Rock and Roll (),(1982)
John W. Haley with John von Hoëlle, Sound and Glory: The Incredible Story of Bill Haley, the Father of Rock 'N' Roll and the Music That Shook the World (), (1992)
Jim Dawson, Rock Around the Clock: The Record That Started the Rock Revolution! (), (2005)
Otto Fuchs, Bill Haley: The Father of Rock 'n' Roll, (), (2011)
Film portrayals
Unlike his contemporaries, Haley has rarely been portrayed on screen. Following the success of The Buddy Holly Story in 1978, Haley expressed interest in having his life story committed to film, but this never came to fruition. In the 1980s and early 1990s, numerous media reports emerged stating that plans were underway to do a biopic based upon Haley's life, with Beau Bridges, Jeff Bridges and John Ritter all at one point being mentioned as actors in line to play Haley (according to Goldmine Magazine, Ritter attempted to buy the film rights to Sound and Glory).
Haley has also been portrayed – not always in a positive light – in several "period" films:
John Paramor in Shout! The Story of Johnny O'Keefe (1985)
Michael Daingerfield in Mr. Rock 'n' Roll: The Alan Freed Story (1999) - notable for showing Haley himself playing the guitar solo on "Rock Around the Clock" during a live performance; although technically incorrect, Haley did pretend to play the solo during a 1955 appearance on The Milton Berle Show when his group lip-synched to the original recording during a period when the Comets lacked a full-time lead guitarist.
Dicky Barrett (of The Mighty Mighty Bosstones) in Shake, Rattle and Roll: An American Love Story (also 1999) - Barrett performs a version of "Shake, Rattle and Roll" in the film that bears little resemblance to Haley's recording; a recording by the real Haley is also heard in the film.
Discography
Before the formation of Bill Haley and the Saddlemen, which later became the Comets, Haley released several singles with other groups. Dates are approximate due to lack of documentation.
As Bill Haley and the Four Aces of Western Swing:
1948
Too Many Parties and Too Many Pals (vocal by Tex King)/Four Leaf Clover Blues (Cowboy CR1201) August 1948
1949
Tennessee Border/Candy Kisses (Cowboy CR1202) March 1949
As Johnny Clifton and His String Band:
1950
Stand Up and Be Counted/Loveless Blues (Center C102)
Many Haley discographies list two 1946 recordings by the Down Homers released on the Vogue Records label as featuring Haley. Haley historian Chris Gardner, as well as surviving members of the group, have confirmed that the two singles: "Out Where the West Winds Blow"/"Who's Gonna Kiss You When I'm Gone" (Vogue R736) and "Boogie Woogie Yodel"/"Baby I Found Out All About You" (Vogue R786) do not feature Haley. However, the tracks were nonetheless included in the compilation box set Rock 'n' Roll Arrives released by Bear Family Records in 2006.
Compositions
Haley's compositions included "Four Leaf Clover Blues" in 1948, "Rose of My Heart", "Yodel Your Blues Away", "Crazy Man, Crazy", "What'Cha Gonna Do", "Fractured", "Live It Up", "Farewell, So Long, Goodbye", "Real Rock Drive", "Rocking Chair on the Moon", "Sundown Boogie", "Green Tree Boogie", "Tearstains on My Heart", "Down Deep in My Heart", "Straight Jacket", "Birth of the Boogie", "Two Hound Dogs", "Rock-A-Beatin' Boogie", "Hot Dog Buddy Buddy", "R-O-C-K", "Rudy's Rock", "Calling All Comets", "Tonight's the Night", "Hook, Line and Sinker", "Sway with Me", "Paper Boy (On Main Street U.S.A.)", "Skinny Minnie", "B.B. Betty", "Eloise", "Whoa Mabel!", "Vive le Rock and Roll", "I've Got News For You", "So Right Tonight", "Jamaica D.J.", "Ana Maria", "Yucatán Twist", "Football Rock and Roll", "Let the Good Times Roll Again" in 1979, and "Chick Safari" in 1960.
He also wrote or co-wrote songs for other artists such as "I've Got News for You" for Penny Smith in 1955 on Kahill, "Calypso Rock" for Dave Day and The Red Coats on Kapp in 1956, "Half Your Heart" with Robert J. Hayes for Kitty Nation in 1956 on Wing, "I Oughta" and "Everything But You" for Dotti Malone in 1956 also on Wing, "A.B.C. Rock" and "Rocky the Rockin' Rabbit" (among others) for Sally Starr for an album she released on Haley's own label, Clymax Records, "A Sweet Bunch of Roses" for Country and Western singer Lou Graham, "Toodle-Oo-Bamboo" for Ray Coleman and His Skyrockets on Skyrocket Records in 1959, "Always Together" for the Cook Brothers on Arcade in 1960, "Crazy Street" for The Matys Brothers on Coral Records, "The Cat" for Cappy Bianco, and "(Ya Gotta) Sing For the Ladies" and "Butterfly Love" for Ginger Shannon and Johnny Montana in 1960 on Arcade as well as "I'm Shook" and "Broke Down Baby", both of which were recorded by The Tyrones in 1958–59.
Awards
In 1982, Haley's "Rock Around the Clock" was inducted into the Grammy Hall of Fame, a special Grammy award established in 1973 to honor recordings at least 25 years old and with "qualitative or historical significance".
In December 2017, Haley was inducted into the Rhythm and Blues Hall Of Fame.
References
Other sources
Jim Dawson, Rock Around the Clock: The Record That Started the Rock Revolution! (San Francisco: Backbeat Books, 2005)
John W. Haley and John von Hoëlle, Sound and Glory (Wilmington, DE: Dyne-American, 1990)
John Swenson, Bill Haley (London: W.H. Allen, 1982)
External links
Bill Haley's new Comets web site
Melody Manor (Bill Haley's house) Google Map
Bill Haley Jr. and the Comets site
1925 births
1981 deaths
People from Highland Park, Michigan
Bill Haley & His Comets members
American people of English descent
American radio personalities
American rock singers
American rockabilly guitarists
American male guitarists
Musicians from Delaware County, Pennsylvania
People from Harlingen, Texas
Rock and roll musicians
American bandleaders
Decca Records artists
Songwriters from Michigan
Songwriters from Pennsylvania
Western swing performers
Yodelers
20th-century American singers
American rock guitarists
Singers from Pennsylvania
Guitarists from Michigan
Guitarists from Philadelphia
20th-century American guitarists
20th-century American male singers
Essex Records artists |
4529 | https://en.wikipedia.org/wiki/Northern%20bobwhite | Northern bobwhite | The northern bobwhite (Colinus virginianus), also known as the Virginia quail or (in its home range) bobwhite quail, is a ground-dwelling bird native to Canada, the United States, Mexico, and Cuba, with introduced populations elsewhere in the Caribbean, Europe, and Asia. It is a member of the group of species known as New World quail (Odontophoridae). They were initially placed with the Old World quail in the pheasant family (Phasianidae), but are not particularly closely related. The name "bobwhite" is an onomatopoeic derivation from its characteristic whistling call. Despite its secretive nature, the northern bobwhite is one of the most familiar quails in eastern North America, because it is frequently the only quail in its range. Habitat degradation has contributed to the northern bobwhite population in eastern North America declining by roughly 85% from 1966 to 2014. This population decline is apparently range-wide and continuing.
There are 20 subspecies of northern bobwhite, many of which are hunted extensively as game birds. One subspecies, the masked bobwhite (Colinus virginianus ridgwayi), is listed as endangered with wild populations located in the northern Mexican state of Sonora and a reintroduced population in Buenos Aires National Wildlife Refuge in southern Arizona.
Taxonomy and systematics
Subspecies
There are 20 recognized subspecies in four groups. One subspecies, the Key West bobwhite (C. v. insulanus), is extinct. The subspecies are listed in taxonomic order:
Eastern group
C. v. virginianus (Linnaeus, 1758) - Virginia bobwhite - eastern North America from Ontario south to northern Florida (includes former subspecies marilandicus and mexicanus)
C. v. floridanus (Coues, 1872) - Florida bobwhite - peninsular Florida
†C. v. insulanus (Howe, 1904) - Key West bobwhite - the Florida Keys (extinct)
C. v. cubanensis (GR Gray, 1846) - Cuban bobwhite - Cuba and Isla de la Juventud; introduced to Hispaniola, Puerto Rico, the Bahamas, and the Turks and Caicos islands
C. v. taylori (Lincoln, 1915) - plains bobwhite - South Dakota to northern Texas, western Missouri and northwestern Arkansas
C. v. texanus (Lawrence, 1853) - Texas bobwhite - southwestern Texas to northern Mexico
C. v. aridus (Lawrence, 1853) - Jaumave bobwhite - west-central Tamaulipas to southeastern San Luis Potosí
C. v. maculatus (Nelson, 1899) - spot-bellied bobwhite - central Tamaulipas to northern Veracruz and southeastern San Luis Potosí
Grayson's group
C. v. graysoni (Lawrence, 1867) - Grayson's bobwhite - west-central Mexico
C. v. nigripectus (Nelson, 1897) - Puebla bobwhite - eastern Mexico
Black-breasted group
C. v. pectoralis (Gould, 1843) - black-breasted bobwhite - eastern slopes and mountains of central Veracruz
C. v. godmani (Nelson, 1897) - Godman's bobwhite - eastern slopes and mountains of central Veracruz
C. v. minor (Nelson, 1901) - least bobwhite - northeastern Chiapas and Tabasco
C. v. thayeri (Bangs and Peters, 1928) - Thayer's bobwhite - northeastern Oaxaca
Masked group
C. v. ridgwayi (Brewster, 1885) - masked bobwhite - north-central Sonora; reintroduced to Arizona
C. v. atriceps (Ogilvie-Grant, 1893) - black-headed bobwhite - interior of western Oaxaca
C. v. harrisoni (Orr and Webster, 1968) - Harrison's bobwhite - southwestern Oaxaca
C. v. coyoleos (Müller, PLS, 1776) - Coyoleos bobwhite - Pacific Coast of Oaxaca and Chiapas
C. v. salvini (Nelson, 1897) - Salvin's bobwhite - coastal and southern Chiapas
C. v. insignis (Nelson, 1897) - Guatemalan bobwhite - Guatemala (Rio Chiapas Valley) and southeastern Chiapas (includes former subspecies nelsoni)
The holotype specimen of Ortyx pectoralis Gould (Proc. Zool. Soc. London, 1842 (1843), p.182.) is held in the collections of the National Museums Liverpool at the World Museum, with accession number D3713. The specimen died in the aviary at Knowsley Hall, Lancashire and came to the Liverpool national collection via the 13th Earl of Derby's collection, which was bequeathed to the people of Liverpool in 1851.
Description
C. virginianus is a moderately-sized quail, and is the only small galliform native to eastern North America. The bobwhite can range from in length with a wingspan. As indicated by body mass, weights increase in birds found further north, as corresponds to Bergmann's rule. In Mexico, northern bobwhites weigh from whereas in the north they average and large males can attain as much as . Among standard measurements, the wing chord is , the tail is the culmen is and the tarsus is . It has the typical chunky, rounded shape of a quail. The bill is short, curved and brown-black in color. This species is sexually dimorphic. Males have a white throat and brow stripe bordered by black. The overall rufous plumage has gray mottling on the wings, white scalloped stripes on the flanks, and black scallops on the whitish underparts. The tail is gray. Females are similar but are duller overall and have a buff throat and brow without the black border. Both sexes have pale legs and feet.
Distribution and habitat
The northern bobwhite can be found year-round in agricultural fields, grassland, open woodland areas, roadsides and wood edges. Its range covers the southeastern quadrant of the United States from the Great Lakes and southern Minnesota east to New York State and southern Massachusetts, and extending west to southern Nebraska, Kansas, Oklahoma, Colorado front-range foothills to 7,000 feet, and all but westernmost Texas.
It is absent from the southern tip of Florida (where the extinct Key West bobwhite subspecies once lived) and the highest elevations of the Appalachian Mountains, but occurs in eastern Mexico and in Cuba, and has been introduced to Hispaniola (both the Dominican Republic and Haiti), the Bahamas, the Turks and Caicos Islands, the U.S. Virgin Islands (formerly), Puerto Rico, France, China, Portugal, and Italy. Isolated populations also have been introduced in Oregon and Washington. The northern bobwhite has also been introduced to New Zealand.
There is no self-sustaining population in Pennsylvania, where the bird is considered extirpated; it is also considered extirpated in the states of New Hampshire and Connecticut. Its distribution in New York has been limited to Suffolk and Nassau Counties on Long Island, as well as potential population pockets in Upstate New York. The bird is considered declining or extirpated throughout much of the Northeastern United States. Similarly, the bird is almost extirpated from Ontario (and Canada as a whole), with the only self-sustaining population confirmed to exist recorded on Walpole Island.
Vocalizations
The clear whistle "bob-WHITE" or "bob-bob-WHITE" call is very recognizable. The syllables are slow and widely spaced, rising in pitch a full octave from beginning to end. Other calls include lisps, peeps, and more rapidly whistled warning calls.
Behavior and ecology
Like most game birds, the northern bobwhite is shy and elusive. When threatened, it will crouch and freeze, relying on camouflage to stay undetected, but will flush into low flight if closely disturbed. It is generally solitary or paired early in the year, but family groups are common in the late summer and winter roosts may have two dozen or more birds in a single covey.
Breeding
The species was once considered monogamous, but with the advent of radio telemetry, the sexual behavior of bobwhites has better been described as ambisexual polygamy. Either parent may incubate a clutch for 23 days, and the precocial young leave the nest shortly after hatching. The main source of nest failure is predation, with nest success averaging 28% across their range. However, the nest success of stable populations is typically much higher than this average, and the aforementioned estimate includes values for declining populations.
Brooding behavior varies in that amalgamation (kidnapping, adopting, creching, gang brooding) may occur. An incubating parent may alternatively stay with its young. A hen may re-nest up to four times until she has a successful nest. However, it is extremely rare for bobwhites to hatch more than two successful nests within one nesting season.
Food and feeding
The northern bobwhite's diet consists of plant material and small invertebrates, such as ticks, snails, grasshoppers, beetles, spiders, crickets, and leafhoppers. Plant sources include seeds, wild berries, partridge peas, and cultivated grains. It forages on the ground in open areas with some spots of taller vegetation.
Optimal nutrient requirements for bobwhite vary depending on the age of bird and the time of the year. For example, the optimal protein requirement for egg laying hens (23% protein) is much higher than for males (16%).
Relationship to humans
Introduced populations
European Union
Northern bobwhite were introduced into Italy in 1927, and are reported in the plains and hills in the northwest of the country. Other reports from the EU are in France, Spain, and Yugoslavia. As bobwhites are highly productive and popular aviary subjects, it is reasonable to expect other introductions have been made in other parts of the EU, especially in the U.K. and Ireland, where game-bird breeding, liberation, and naturalization are relatively common practices.
New Zealand
From 1898 to 1902, some 1,300 birds were imported from America and released in many parts of the North and South Islands, from Northland to Southland. The bird was briefly on the Nelson game shooting licence, but: "It would seem that the committee was a little too eager in placing these Quail on the licence, or the shooters of the day were over-zealous and greedy in their bag limits, for the Virginian Quail, like the Mountain Quail were soon a thing of the past." The Taranaki (Acclimatisation) Society released a few in 1900 and was confidant that in a year or two they might offer good sport; two years later, broods were reported and the species was said to be steadily increasing; but after another two years they seemed to have disappeared and that was the end of them. The Otago (Acclimatisation) Society imported more in 1948, but these releases did no good. After 1923, no more genuinely wild birds were sighted until 1952, when a small population was found northwest of Wairoa in the Ruapapa Road area. Since then, bobwhite have been found at several localities around Waikaremoana, in farmland, open bush and along roadsides.
More birds have been imported into New Zealand by private individuals since the 1990s and a healthy captive population is now held by backyard aviculturists and have been found to be easily cared for and bred and are popular for their song and good looks. A larger proportion of the national captive population belong to a few game preserves and game bird breeders. Though the birds would be self-sustaining in the wild if they were protected; it is tricky to guess what the effect of an annual population subsidy and hunting has on any of the original populations from the Acclimatisation Society releases.
An albino hen was present in a covey in Bayview, Hawkes Bay for a couple of seasons sometime around 2000.
Captivity
Housing
Bobwhites are generally compatible with most parrots, softbills and doves. This species should, however, be the only ground-dwelling species in the aviary. Most individuals will do little damage to finches, but one should watch that nests are not being crushed when the species perches at night. Single pairs are preferred, unless the birds have been raised together as a group since they were chicks. Some fighting will occur between cocks at breeding time. One cock may be capable of breeding with several hens, but the fertility seems to be highest in the eggs from the preferred hen. Aviary style is a compromise between what is tolerated by the bird and what is best for the bird. Open parrot-style type aviaries may be used, but some birds will remain flighty and shy in this situation. In a planted aviary, this species will generally settle down to become quite tame and confiding. Parents with chicks will roost on the ground, forming a circular arrangement, with heads facing outwards. In the early morning and late afternoon, the cock will utter his call, which, although not loud, carries well and may offend noise-sensitive neighbors. Most breeding facilities keep birds in breeding groups on wire up off the ground. This keeps the birds clean and generally avoids diseases and parasites, which can devastate a covey. Cages with mesh floors for pairs and trios are also employed, but usually where there is a photo-period manipulation to keep birds breeding through winter.
Feeding
In the wild the northern bobwhite feeds on a variety of weed and grass seeds, as well as insects. These are generally collected on the ground or from low foliage. Birds in the aviary are easily catered for with a commercial small seed mix (finch, budgerigar, or small parrot mix) when supplemented with greenfeed. Live food is not usually necessary for breeding, but will be ravenously accepted. High protein foods such as chicken grower crumble are more convenient to supply and will be useful for the stimulation of breeding birds. Extra calcium is required, especially by laying hens; it can be supplied in the form of shell grit, or cuttlefish bone.
Breeding
If a nesting site and privacy are not provided, hens will lay anywhere within an open aviary. Hens that do this may, in a season, lay upwards of 80 eggs, which can be taken for artificial incubation and the chicks hand-raised. Hens with nesting cover that do make a nest (on the ground) will build up 8–25 eggs in a clutch, with eggs being laid daily.
Mutations and hybrids
Some captive bobwhite hybrids recorded are between blue quail (scaled quail), Gambel's quail, California quail, and mountain quail. It has long been suggested that there are Japanese quail hybrids being bred commercially; however, there is a distinct lack of photographic proof to substantiate this. Inter-subspecific hybrids have been common.
Several mutations have long been established, including Californian Jumbo, Wisconsin Jumbo, Northern Giant, Albino, Snowflake, Blonde, Fawn, Barred, Silver, and Red.
Status
The northern bobwhite is rated as a Near-threatened species by the International Union for Conservation of Nature. The northern bobwhite is threatened across its range due to habitat loss and habitat degradation. Changing land use patterns and changing fire regimes have caused once prime habitat to become unfavorable for the bobwhite.
Masked bobwhite
The masked bobwhite subspecies, C. v. ridgwayi, is listed as endangered in the U.S. The birds were twice declared extirpated in Arizona in the past century. It was originally endemic to southern Arizona in the U.S., and northern Sonora in Mexico. It is considered a Critically Imperiled Subspecies by NatureServe.
The masked bobwhite was in decline since its discovery in 1884. By 1900, the subspecies was already extinct in the U.S. Populations remained in Mexico, but their study was curtailed by political events in Mexico, including the Mexican Revolution and the last of the Yaqui Wars. A population of the masked bobwhite was finally discovered and studied in Mexico, in 1931 and 1932.
A native population historically existed in Sonora, but by 2017, its population appeared to be declining, or possibly extinct. A 2017 study recorded no wild sightings of the bird in Sonora. Decline of the species has been attributed to intense livestock grazing in an ecosystem that does not rejuvenate quickly.
A captive flock was established in Arizona in the 1970s. The George Miksch Sutton Avian Research Center (Sutton Center) became involved with conservation efforts in 2017 to establish a breeding population at the Sutton Center in Oklahoma, in order to reintroduce birds to Buenos Aires National Wildlife Refuge (BANWR). In 2019, biologists from the Sutton Center transported 1,000 chicks by road vehicle to Buenos Aires National Wildlife Refuge. In 2020, a projected total of 1,200 birds will be transported by airplanes to BANWR. These recent actions are supplemental, and in addition to other conservation efforts in the past, seem to aid the subspecies' future conservation efforts.
In popular culture
In 2023, the masked bobwhite subspecies will be featured on a United States Postal Service Forever stamp as part of the Endangered Species set, based on a photograph from Joel Sartore's Photo Ark. The stamp will be dedicated at a ceremony at the National Grasslands Visitor Center in Wall, South Dakota.
See also
Quail hunting
References
External links
Northern Bobwhite at BirdWeb (seattleaudubon.org)
Northern Bobwhite info at About.com
National Bobwhite Conservation Initiative
northern bobwhite
Birds of the United States
Birds of Canada
Birds of Mexico
Birds of Cuba
Birds of the Dominican Republic
northern bobwhite
northern bobwhite
Game birds
Extant Pleistocene first appearances
Birds of the Sierra Madre Oriental
Birds of the Sierra Madre del Sur
Birds of the Trans-Mexican Volcanic Belt |
4531 | https://en.wikipedia.org/wiki/Bipolar%20disorder | Bipolar disorder | Bipolar disorder, previously known as manic depression, is a mental disorder characterized by periods of depression and periods of abnormally elevated mood that each last from days to weeks. If the elevated mood is severe or associated with psychosis, it is called mania; if it is less severe, it is called hypomania. During mania, an individual behaves or feels abnormally energetic, happy or irritable, and they often make impulsive decisions with little regard for the consequences. There is usually also a reduced need for sleep during manic phases. During periods of depression, the individual may experience crying and have a negative outlook on life and poor eye contact with others. The risk of suicide is high; over a period of 20 years, 6% of those with bipolar disorder died by suicide, while 30–40% engaged in self-harm. Other mental health issues, such as anxiety disorders and substance use disorders, are commonly associated with bipolar disorder.
While the causes of this mood disorder are not clearly understood, both genetic and environmental factors are thought to play a role. Many genes, each with small effects, may contribute to the development of the disorder. Genetic factors account for about 70–90% of the risk of developing bipolar disorder. Environmental risk factors include a history of childhood abuse and long-term stress. The condition is classified as bipolar I disorder if there has been at least one manic episode, with or without depressive episodes, and as bipolar II disorder if there has been at least one hypomanic episode (but no full manic episodes) and one major depressive episode. It is classified as Cyclothymia if there are hypomanic episodes with periods of depression that do not meet the criteria for major depressive episodes.
If these symptoms are due to drugs or medical problems, they are not diagnosed as bipolar disorder. Other conditions that have overlapping symptoms with bipolar disorder include attention deficit hyperactivity disorder, personality disorders, schizophrenia, and substance use disorder as well as many other medical conditions. Medical testing is not required for a diagnosis, though blood tests or medical imaging can rule out other problems.
Mood stabilizers—lithium and certain anticonvulsants such as valproate and carbamazepine as well as atypical antipsychotics such as aripiprazole—are the mainstay of long-term pharmacologic relapse prevention. Antipsychotics are additionally given during acute manic episodes as well as in cases where mood stabilizers are poorly tolerated or ineffective. In patients where compliance is of concern, long-acting injectable formulations are available. There is some evidence that psychotherapy improves the course of this disorder. The use of antidepressants in depressive episodes is controversial: they can be effective but have been implicated in triggering manic episodes. The treatment of depressive episodes, therefore, is often difficult. Electroconvulsive therapy (ECT) is effective in acute manic and depressive episodes, especially with psychosis or catatonia. Admission to a psychiatric hospital may be required if a person is a risk to themselves or others; involuntary treatment is sometimes necessary if the affected person refuses treatment.
Bipolar disorder occurs in approximately 2% of the global population. In the United States, about 3% are estimated to be affected at some point in their life; rates appear to be similar in females and males. Symptoms most commonly begin between the ages of 20 and 25 years old; an earlier onset in life is associated with a worse prognosis. Interest in functioning in the assessment of patients with bipolar disorder is growing, with an emphasis on specific domains such as work, education, social life, family, and cognition. Around one-quarter to one-third of people with bipolar disorder have financial, social or work-related problems due to the illness. Bipolar disorder is among the top 20 causes of disability worldwide and leads to substantial costs for society. Due to lifestyle choices and the side effects of medications, the risk of death from natural causes such as coronary heart disease in people with bipolar disorder is twice that of the general population.
Signs and symptoms
Late adolescence and early adulthood are peak years for the onset of bipolar disorder. The condition is characterized by intermittent episodes of mania and/or depression, with an absence of symptoms in between. During these episodes, people with bipolar disorder exhibit disruptions in normal mood, psychomotor activity (the level of physical activity that is influenced by mood)—e.g. constant fidgeting during mania or slowed movements during depression—circadian rhythm and cognition. Mania can present with varying levels of mood disturbance, ranging from euphoria, which is associated with "classic mania", to dysphoria and irritability. Psychotic symptoms such as delusions or hallucinations may occur in both manic and depressive episodes; their content and nature are consistent with the person's prevailing mood.
According to the DSM-5 criteria, mania is distinguished from hypomania by the duration: hypomania is present if elevated mood symptoms persist for at least four consecutive days, while mania is present if such symptoms persist for more than a week. Unlike mania, hypomania is not always associated with impaired functioning. The biological mechanisms responsible for switching from a manic or hypomanic episode to a depressive episode, or vice versa, remain poorly understood.
Manic episodes
Also known as a manic episode, mania is a distinct period of at least one week of elevated or irritable mood, which can range from euphoria to delirium. The core symptom of mania involves an increase in energy of psychomotor activity. Mania can also present with increased self-esteem or grandiosity, racing thoughts, pressured speech that is difficult to interrupt, decreased need for sleep, disinhibited social behavior, increased goal-oriented activities and impaired judgement, which can lead to exhibition of behaviors characterized as impulsive or high-risk, such as hypersexuality or excessive spending. To fit the definition of a manic episode, these behaviors must impair the individual's ability to socialize or work. If untreated, a manic episode usually lasts three to six months.
In severe manic episodes, a person can experience psychotic symptoms, where thought content is affected along with mood. They may feel unstoppable, persecuted, or as if they have a special relationship with God, a great mission to accomplish, or other grandiose or delusional ideas. This may lead to violent behavior and, sometimes, hospitalization in an inpatient psychiatric hospital. The severity of manic symptoms can be measured by rating scales such as the Young Mania Rating Scale, though questions remain about the reliability of these scales.
The onset of a manic or depressive episode is often foreshadowed by sleep disturbance. Manic individuals often have a history of substance use disorder developed over years as a form of "self-medication".
Hypomanic episodes
Hypomania is the milder form of mania, defined as at least four days of the same criteria as mania, but which does not cause a significant decrease in the individual's ability to socialize or work, lacks psychotic features such as delusions or hallucinations, and does not require psychiatric hospitalization. Overall functioning may actually increase during episodes of hypomania and is thought to serve as a defense mechanism against depression by some. Hypomanic episodes rarely progress to full-blown manic episodes. Some people who experience hypomania show increased creativity, while others are irritable or demonstrate poor judgment.
Hypomania may feel good to some individuals who experience it, though most people who experience hypomania state that the stress of the experience is very painful. People with bipolar disorder who experience hypomania tend to forget the effects of their actions on those around them. Even when family and friends recognize mood swings, the individual will often deny that anything is wrong. If not accompanied by depressive episodes, hypomanic episodes are often not deemed problematic unless the mood changes are uncontrollable or volatile. Most commonly, symptoms continue for time periods from a few weeks to a few months.
Depressive episodes
Symptoms of the depressive phase of bipolar disorder include persistent feelings of sadness, irritability or anger, loss of interest in previously enjoyed activities, excessive or inappropriate guilt, hopelessness, sleeping too much or not enough, changes in appetite and/or weight, fatigue, problems concentrating, self-loathing or feelings of worthlessness, and thoughts of death or suicide. Although the DSM-5 criteria for diagnosing unipolar and bipolar episodes are the same, some clinical features are more common in the latter, including increased sleep, sudden onset and resolution of symptoms, significant weight gain or loss, and severe episodes after childbirth.
The earlier the age of onset, the more likely the first few episodes are to be depressive. For most people with bipolar types 1 and 2, the depressive episodes are much longer than the manic or hypomanic episodes. Since a diagnosis of bipolar disorder requires a manic or hypomanic episode, many affected individuals are initially misdiagnosed as having major depression and incorrectly treated with prescribed antidepressants.
Mixed affective episodes
In bipolar disorder, a mixed state is an episode during which symptoms of both mania and depression occur simultaneously. Individuals experiencing a mixed state may have manic symptoms such as grandiose thoughts while simultaneously experiencing depressive symptoms such as excessive guilt or feeling suicidal. They are considered to have a higher risk for suicidal behavior as depressive emotions such as hopelessness are often paired with mood swings or difficulties with impulse control. Anxiety disorders occur more frequently as a comorbidity in mixed bipolar episodes than in non-mixed bipolar depression or mania. Substance (including alcohol) use also follows this trend, thereby appearing to depict bipolar symptoms as no more than a consequence of substance use.
Comorbid conditions
People with bipolar disorder often have other co-existing psychiatric conditions such as anxiety (present in about 71% of people with bipolar disorder), substance abuse (56%), personality disorders (36%) and attention deficit hyperactivity disorder (10–20%) which can add to the burden of illness and worsen the prognosis. Certain medical conditions are also more common in people with bipolar disorder as compared to the general population. This includes increased rates of metabolic syndrome (present in 37% of people with bipolar disorder), migraine headaches (35%), obesity (21%) and type 2 diabetes (14%). This contributes to a risk of death that is two times higher in those with bipolar disorder as compared to the general population.
Substance use disorder is a common comorbidity in bipolar disorder; the subject has been widely reviewed.
Causes
The causes of bipolar disorder likely vary between individuals and the exact mechanism underlying the disorder remains unclear. Genetic influences are believed to account for 73–93% of the risk of developing the disorder indicating a strong hereditary component. The overall heritability of the bipolar spectrum has been estimated at 0.71. Twin studies have been limited by relatively small sample sizes but have indicated a substantial genetic contribution, as well as environmental influence. For bipolar I disorder, the rate at which identical twins (same genes) will both have bipolar I disorder (concordance) is around 40%, compared to about 5% in fraternal twins. A combination of bipolar I, II, and cyclothymia similarly produced rates of 42% and 11% (identical and fraternal twins, respectively). The rates of bipolar II combinations without bipolar I are lowerbipolar II at 23 and 17%, and bipolar II combining with cyclothymia at 33 and 14%which may reflect relatively higher genetic heterogeneity.
The cause of bipolar disorders overlaps with major depressive disorder. When defining concordance as the co-twins having either bipolar disorder or major depression, then the concordance rate rises to 67% in identical twins and 19% in fraternal twins. The relatively low concordance between fraternal twins brought up together suggests that shared family environmental effects are limited, although the ability to detect them has been limited by small sample sizes.
Genetic
Behavioral genetic studies have suggested that many chromosomal regions and candidate genes are related to bipolar disorder susceptibility with each gene exerting a mild to moderate effect. The risk of bipolar disorder is nearly ten-fold higher in first-degree relatives of those with bipolar disorder than in the general population; similarly, the risk of major depressive disorder is three times higher in relatives of those with bipolar disorder than in the general population.
Although the first genetic linkage finding for mania was in 1969, linkage studies have been inconsistent. Findings point strongly to heterogeneity, with different genes implicated in different families. Robust and replicable genome-wide significant associations showed several common single-nucleotide polymorphisms (SNPs) are associated with bipolar disorder, including variants within the genes CACNA1C, ODZ4, and NCAN. The largest and most recent genome-wide association study failed to find any locus that exerts a large effect, reinforcing the idea that no single gene is responsible for bipolar disorder in most cases. Polymorphisms in BDNF, DRD4, DAO, and TPH1 have been frequently associated with bipolar disorder and were initially associated in a meta-analysis, but this association disappeared after correction for multiple testing. On the other hand, two polymorphisms in TPH2 were identified as being associated with bipolar disorder.
Due to the inconsistent findings in a genome-wide association study, multiple studies have undertaken the approach of analyzing SNPs in biological pathways. Signaling pathways traditionally associated with bipolar disorder that have been supported by these studies include corticotropin-releasing hormone signaling, cardiac β-adrenergic signaling, phospholipase C signaling, glutamate receptor signaling, cardiac hypertrophy signaling, Wnt signaling, Notch signaling, and endothelin 1 signaling. Of the 16 genes identified in these pathways, three were found to be dysregulated in the dorsolateral prefrontal cortex portion of the brain in post-mortem studies: CACNA1C, GNG2, and ITPR2.
Bipolar disorder is associated with reduced expression of specific DNA repair enzymes and increased levels of oxidative DNA damages.
Environmental
Psychosocial factors play a significant role in the development and course of bipolar disorder, and individual psychosocial variables may interact with genetic dispositions. Recent life events and interpersonal relationships likely contribute to the onset and recurrence of bipolar mood episodes, just as they do for unipolar depression. In surveys, 30–50% of adults diagnosed with bipolar disorder report traumatic/abusive experiences in childhood, which is associated with earlier onset, a higher rate of suicide attempts, and more co-occurring disorders such as post-traumatic stress disorder. The number of reported stressful events in childhood is higher in those with an adult diagnosis of bipolar spectrum disorder than in those without, particularly events stemming from a harsh environment rather than from the child's own behavior. Acutely, mania can be induced by sleep deprivation in around 30% of people with bipolar disorder.
Neurological
Less commonly, bipolar disorder or a bipolar-like disorder may occur as a result of or in association with a neurological condition or injury including stroke, traumatic brain injury, HIV infection, multiple sclerosis, porphyria, and rarely temporal lobe epilepsy.
Proposed mechanisms
The precise mechanisms that cause bipolar disorder are not well understood. Bipolar disorder is thought to be associated with abnormalities in the structure and function of certain brain areas responsible for cognitive tasks and the processing of emotions. A neurologic model for bipolar disorder proposes that the emotional circuitry of the brain can be divided into two main parts. The ventral system (regulates emotional perception) includes brain structures such as the amygdala, insula, ventral striatum, ventral anterior cingulate cortex, and the prefrontal cortex. The dorsal system (responsible for emotional regulation) includes the hippocampus, dorsal anterior cingulate cortex, and other parts of the prefrontal cortex. The model hypothesizes that bipolar disorder may occur when the ventral system is overactivated and the dorsal system is underactivated. Other models suggest the ability to regulate emotions is disrupted in people with bipolar disorder and that dysfunction of the ventricular prefrontal cortex is crucial to this disruption.
Meta-analyses of structural MRI studies have shown that certain brain regions (e.g., the left rostral anterior cingulate cortex, fronto-insular cortex, ventral prefrontal cortex, and claustrum) are smaller in people with bipolar disorder, whereas other regions are larger (lateral ventricles, globus pallidus, subgenual anterior cingulate, and the amygdala). Additionally, these meta-analyses found that people with bipolar disorder have higher rates of deep white matter hyperintensities.
Functional MRI findings suggest that the ventricular prefrontal cortex regulates the limbic system, especially the amygdala. In people with bipolar disorder, decreased ventricular prefrontal cortex activity allows for the dysregulated activity of the amygdala, which likely contributes to labile mood and poor emotional regulation. Consistent with this, pharmacological treatment of mania returns ventricular prefrontal cortex activity to the levels in non-manic people, suggesting that ventricular prefrontal cortex activity is an indicator of mood state. However, while pharmacological treatment of mania reduces amygdala hyperactivity, it remains more active than the amygdala of those without bipolar disorder, suggesting amygdala activity may be a marker of the disorder rather than the current mood state. Manic and depressive episodes tend to be characterized by dysfunction in different regions of the ventricular prefrontal cortex. Manic episodes appear to be associated with decreased activation of the right ventricular prefrontal cortex whereas depressive episodes are associated with decreased activation of the left ventricular prefrontal cortex. These disruptions often occur during development linked with synaptic pruning dysfunction.
People with bipolar disorder who are in a euthymic mood state show decreased activity in the lingual gyrus compared to people without bipolar disorder. In contrast, they demonstrate decreased activity in the inferior frontal cortex during manic episodes compared to people without the disorder. Similar studies examining the differences in brain activity between people with bipolar disorder and those without did not find a consistent area in the brain that was more or less active when comparing these two groups. People with bipolar have increased activation of left hemisphere ventral limbic areaswhich mediate emotional experiences and generation of emotional responsesand decreased activation of right hemisphere cortical structures related to cognitionstructures associated with the regulation of emotions.
Neuroscientists have proposed additional models to try to explain the cause of bipolar disorder. One proposed model for bipolar disorder suggests that hypersensitivity of reward circuits consisting of frontostriatal circuits causes mania, and decreased sensitivity of these circuits causes depression. According to the "kindling" hypothesis, when people who are genetically predisposed toward bipolar disorder experience stressful events, the stress threshold at which mood changes occur becomes progressively lower, until the episodes eventually start (and recur) spontaneously. There is evidence supporting an association between early-life stress and dysfunction of the hypothalamic-pituitary-adrenal axis leading to its overactivation, which may play a role in the pathogenesis of bipolar disorder. Other brain components that have been proposed to play a role in bipolar disorder are the mitochondria and a sodium ATPase pump. Circadian rhythms and regulation of the hormone melatonin also seem to be altered.
Dopamine, a neurotransmitter responsible for mood cycling, has increased transmission during the manic phase. The dopamine hypothesis states that the increase in dopamine results in secondary homeostatic downregulation of key system elements and receptors such as lower sensitivity of dopaminergic receptors. This results in decreased dopamine transmission characteristic of the depressive phase. The depressive phase ends with homeostatic upregulation potentially restarting the cycle over again. Glutamate is significantly increased within the left dorsolateral prefrontal cortex during the manic phase of bipolar disorder, and returns to normal levels once the phase is over.
Medications used to treat bipolar may exert their effect by modulating intracellular signaling, such as through depleting myo-inositol levels, inhibition of cAMP signaling, and through altering subunits of the dopamine-associated G-protein. Consistent with this, elevated levels of Gαi, Gαs, and Gαq/11 have been reported in brain and blood samples, along with increased protein kinase A (PKA) expression and sensitivity; typically, PKA activates as part of the intracellular signalling cascade downstream from the detachment of Gαs subunit from the G protein complex.
Decreased levels of 5-hydroxyindoleacetic acid, a byproduct of serotonin, are present in the cerebrospinal fluid of persons with bipolar disorder during both the depressed and manic phases. Increased dopaminergic activity has been hypothesized in manic states due to the ability of dopamine agonists to stimulate mania in people with bipolar disorder. Decreased sensitivity of regulatory α2 adrenergic receptors as well as increased cell counts in the locus coeruleus indicated increased noradrenergic activity in manic people. Low plasma GABA levels on both sides of the mood spectrum have been found. One review found no difference in monoamine levels, but found abnormal norepinephrine turnover in people with bipolar disorder. Tyrosine depletion was found to reduce the effects of methamphetamine in people with bipolar disorder as well as symptoms of mania, implicating dopamine in mania. VMAT2 binding was found to be increased in one study of people with bipolar mania.
Diagnosis
Bipolar disorder is commonly diagnosed during adolescence or early adulthood, but onset can occur throughout life. Its diagnosis is based on the self-reported experiences of the individual, abnormal behavior reported by family members, friends or co-workers, observable signs of illness as assessed by a clinician, and ideally a medical work-up to rule out other causes. Caregiver-scored rating scales, specifically from the mother, have shown to be more accurate than teacher and youth-scored reports in identifying youths with bipolar disorder. Assessment is usually done on an outpatient basis; admission to an inpatient facility is considered if there is a risk to oneself or others.
The most widely used criteria for diagnosing bipolar disorder are from the American Psychiatric Association's (APA) Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5) and the World Health Organization's (WHO) International Statistical Classification of Diseases and Related Health Problems, 10th Edition (ICD-10). The ICD-10 criteria are used more often in clinical settings outside of the U.S. while the DSM criteria are used within the U.S. and are the prevailing criteria used internationally in research studies. The DSM-5, published in 2013, includes further and more accurate specifiers compared to its predecessor, the DSM-IV-TR. This work has influenced the upcoming eleventh revision of the ICD, which includes the various diagnoses within the bipolar spectrum of the DSM-V.
Several rating scales for the screening and evaluation of bipolar disorder exist, including the Bipolar spectrum diagnostic scale, Mood Disorder Questionnaire, the General Behavior Inventory and the Hypomania Checklist. The use of evaluation scales cannot substitute a full clinical interview but they serve to systematize the recollection of symptoms. On the other hand, instruments for screening bipolar disorder tend to have lower sensitivity.
Differential diagnosis
Bipolar disorder is classified by the International Classification of Diseases as a mental and behavioural disorder. Mental disorders that can have symptoms similar to those seen in bipolar disorder include schizophrenia, major depressive disorder, attention deficit hyperactivity disorder (ADHD), and certain personality disorders, such as borderline personality disorder. A key difference between bipolar disorder and borderline personality disorder is the nature of the mood swings; in contrast to the sustained changes to mood over days to weeks or longer, those of the latter condition (more accurately called emotional dysregulation) are sudden and often short-lived, and secondary to social stressors.
Although there are no biological tests that are diagnostic of bipolar disorder, blood tests and/or imaging are carried out to investigate whether medical illnesses with clinical presentations similar to that of bipolar disorder are present before making a definitive diagnosis. Neurologic diseases such as multiple sclerosis, complex partial seizures, strokes, brain tumors, Wilson's disease, traumatic brain injury, Huntington's disease, and complex migraines can mimic features of bipolar disorder. An EEG may be used to exclude neurological disorders such as epilepsy, and a CT scan or MRI of the head may be used to exclude brain lesions. Additionally, disorders of the endocrine system such as hypothyroidism, hyperthyroidism, and Cushing's disease are in the differential as is the connective tissue disease systemic lupus erythematosus. Infectious causes of mania that may appear similar to bipolar mania include herpes encephalitis, HIV, influenza, or neurosyphilis. Certain vitamin deficiencies such as pellagra (niacin deficiency), vitamin B12 deficiency, folate deficiency, and Wernicke–Korsakoff syndrome (thiamine deficiency) can also lead to mania. Common medications that can cause manic symptoms include antidepressants, prednisone, Parkinson's disease medications, thyroid hormone, stimulants (including cocaine and methamphetamine), and certain antibiotics.
Bipolar spectrum
Bipolar spectrum disorders include: bipolar I disorder, bipolar II disorder, cyclothymic disorder and cases where subthreshold symptoms are found to cause clinically significant impairment or distress. These disorders involve major depressive episodes that alternate with manic or hypomanic episodes, or with mixed episodes that feature symptoms of both mood states. The concept of the bipolar spectrum is similar to that of Emil Kraepelin's original concept of manic depressive illness. Bipolar II disorder was established as a diagnosis in 1994 within DSM IV; though debate continues over whether it is a distinct entity, part of a spectrum, or exists at all.
Criteria and subtypes
The DSM and the ICD characterize bipolar disorder as a spectrum of disorders occurring on a continuum. The DSM-5 and ICD-11 lists three specific subtypes:
Bipolar I disorder: At least one manic episode is necessary to make the diagnosis; depressive episodes are common in the vast majority of cases with bipolar disorder I, but are unnecessary for the diagnosis. Specifiers such as "mild, moderate, moderate-severe, severe" and "with psychotic features" should be added as applicable to indicate the presentation and course of the disorder.
Bipolar II disorder: No manic episodes and one or more hypomanic episodes and one or more major depressive episodes. Hypomanic episodes do not go to the full extremes of mania (i.e., do not usually cause severe social or occupational impairment, and are without psychosis), and this can make bipolar II more difficult to diagnose, since the hypomanic episodes may simply appear as periods of successful high productivity and are reported less frequently than a distressing, crippling depression.
Cyclothymia: A history of hypomanic episodes with periods of depression that do not meet criteria for major depressive episodes.
When relevant, specifiers for peripartum onset and with rapid cycling should be used with any subtype. Individuals who have subthreshold symptoms that cause clinically significant distress or impairment, but do not meet full criteria for one of the three subtypes may be diagnosed with other specified or unspecified bipolar disorder. Other specified bipolar disorder is used when a clinician chooses to explain why the full criteria were not met (e.g., hypomania without a prior major depressive episode). If the condition is thought to have a non-psychiatric medical cause, the diagnosis of bipolar and related disorder due to another medical condition is made, while substance/medication-induced bipolar and related disorder is used if a medication is thought to have triggered the condition.
Rapid cycling
Most people who meet criteria for bipolar disorder experience a number of episodes, on average 0.4 to 0.7 per year, lasting three to six months. Rapid cycling, however, is a course specifier that may be applied to any bipolar subtype. It is defined as having four or more mood disturbance episodes within a one-year span. Rapid cycling is usually temporary but is common amongst people with bipolar disorder and affects 25.8–45.3% of them at some point in their life. These episodes are separated from each other by a remission (partial or full) for at least two months or a switch in mood polarity (i.e., from a depressive episode to a manic episode or vice versa). The definition of rapid cycling most frequently cited in the literature (including the DSM-V and ICD-11) is that of Dunner and Fieve: at least four major depressive, manic, hypomanic or mixed episodes during a 12-month period. The literature examining the pharmacological treatment of rapid cycling is sparse and there is no clear consensus with respect to its optimal pharmacological management. People with the rapid cycling or ultradian subtypes of bipolar disorder tend to be more difficult to treat and less responsive to medications than other people with bipolar disorder.
Coexisting psychiatric conditions
The diagnosis of bipolar disorder can be complicated by coexisting (comorbid) psychiatric conditions including obsessive–compulsive disorder, substance-use disorder, eating disorders, attention deficit hyperactivity disorder, social phobia, premenstrual syndrome (including premenstrual dysphoric disorder), or panic disorder. A thorough longitudinal analysis of symptoms and episodes, assisted if possible by discussions with friends and family members, is crucial to establishing a treatment plan where these comorbidities exist. Children of parents with bipolar disorder more frequently have other mental health problems.
Children
In the 1920s, Kraepelin noted that manic episodes are rare before puberty. In general, bipolar disorder in children was not recognized in the first half of the twentieth century. This issue diminished with an increased following of the DSM criteria in the last part of the twentieth century. The diagnosis of childhood bipolar disorder, while formerly controversial, has gained greater acceptance among childhood and adolescent psychiatrists. American children and adolescents diagnosed with bipolar disorder in community hospitals increased 4-fold reaching rates of up to 40% in 10 years around the beginning of the 21st century, while in outpatient clinics it doubled reaching 6%. Studies using DSM criteria show that up to 1% of youth may have bipolar disorder. The DSM-5 has established a diagnosis—disruptive mood dysregulation disorder—that covers children with long-term, persistent irritability that had at times been misdiagnosed as having bipolar disorder, distinct from irritability in bipolar disorder that is restricted to discrete mood episodes.
Elderly
Bipolar disorder is uncommon in older patients, with a measured lifetime prevalence of 1% in over 60s and a 12-month prevalence of 0.10.5% in people over 65. Despite this, it is overrepresented in psychiatric admissions, making up 48% of inpatient admission to aged care psychiatry units, and the incidence of mood disorders is increasing overall with the aging population. Depressive episodes more commonly present with sleep disturbance, fatigue, hopelessness about the future, slowed thinking, and poor concentration and memory; the last three symptoms are seen in what is known as pseudodementia. Clinical features also differ between those with late-onset bipolar disorder and those who developed it early in life; the former group present with milder manic episodes, more prominent cognitive changes and have a background of worse psychosocial functioning, while the latter present more commonly with mixed affective episodes, and have a stronger family history of illness. Older people with bipolar disorder experience cognitive changes, particularly in executive functions such as abstract thinking and switching cognitive sets, as well as concentrating for long periods and decision-making.
Prevention
Attempts at prevention of bipolar disorder have focused on stress (such as childhood adversity or highly conflictual families) which, although not a diagnostically specific causal agent for bipolar, does place genetically and biologically vulnerable individuals at risk for a more severe course of illness. Longitudinal studies have indicated that full-blown manic stages are often preceded by a variety of prodromal clinical features, providing support for the occurrence of an at-risk state of the disorder when an early intervention might prevent its further development and/or improve its outcome.
Management
The aim of management is to treat acute episodes safely with medication and work with the patient in long-term maintenance to prevent further episodes and optimise function using a combination of pharmacological and psychotherapeutic techniques. Hospitalization may be required especially with the manic episodes present in bipolar I. This can be voluntary or (local legislation permitting) involuntary. Long-term inpatient stays are now less common due to deinstitutionalization, although these can still occur. Following (or in lieu of) a hospital admission, support services available can include drop-in centers, visits from members of a community mental health team or an Assertive Community Treatment team, supported employment, patient-led support groups, and intensive outpatient programs. These are sometimes referred to as partial-inpatient programs.
Psychosocial
Psychotherapy aims to assist a person with bipolar disorder in accepting and understanding their diagnosis, coping with various types of stress, improving their interpersonal relationships, and recognizing prodromal symptoms before full-blown recurrence. Cognitive behavioral therapy (CBT), family-focused therapy, and psychoeducation have the most evidence for efficacy in regard to relapse prevention, while interpersonal and social rhythm therapy and cognitive-behavioral therapy appear the most effective in regard to residual depressive symptoms. Most studies have been based only on bipolar I, however, and treatment during the acute phase can be a particular challenge. Some clinicians emphasize the need to talk with individuals experiencing mania, to develop a therapeutic alliance in support of recovery.
Medication
Medications are often prescribed to help improve symptoms of bipolar disorder. Medications approved for treating bipolar disorder including mood stabilizers, antipsychotics, and antidepressants. Sometimes a combination of medications may also be suggested. The choice of medications may differ depending on the bipolar disorder episode type or if the person is experiencing unipolar or bipolar depression. Other factors to consider when deciding on an appropriate treatment approach includes if the person has any comorbidities, their response to previous therapies, adverse effects, and the desire of the person to be treated.
Mood stabilizers
Lithium and the anticonvulsants carbamazepine, lamotrigine, and valproic acid are classed as mood stabilizers due to their effect on the mood states in bipolar disorder. Lithium has the best overall evidence and is considered an effective treatment for acute manic episodes, preventing relapses, and bipolar depression. Lithium reduces the risk of suicide, self-harm, and death in people with bipolar disorder. Lithium is preferred for long-term mood stabilization. Lithium treatment is also associated with adverse effects and it has been shown to erode kidney and thyroid function over extended periods. Valproate has become a commonly prescribed treatment and effectively treats manic episodes. Carbamazepine is less effective in preventing relapse than lithium or valproate. Lamotrigine has some efficacy in treating depression, and this benefit is greatest in more severe depression. Lamotrigine may have a similar effectiveness to lithium for treating bipolar disorder, however, there is evidence to suggest that lamotrigine is less effective at preventing recurrent mania episodes. Lamotrigine treatment has been shown to be safer compared to lithium treatment, with less adverse effects. Valproate and carbamazepine are teratogenic and should be avoided as a treatment in women of childbearing age, but discontinuation of these medications during pregnancy is associated with a high risk of relapse. The effectiveness of topiramate is unknown. Carbamazepine effectively treats manic episodes, with some evidence it has greater benefit in rapid-cycling bipolar disorder, or those with more psychotic symptoms or more symptoms similar to that of schizoaffective disorder.
Mood stabilizers are used for long-term maintenance but have not demonstrated the ability to quickly treat acute bipolar depression.
Antipsychotics
Antipsychotic medications are effective for short-term treatment of bipolar manic episodes and appear to be superior to lithium and anticonvulsants for this purpose. Atypical antipsychotics are also indicated for bipolar depression refractory to treatment with mood stabilizers. Olanzapine is effective in preventing relapses, although the supporting evidence is weaker than the evidence for lithium. A 2006 review found that haloperidol was an effective treatment for acute mania, limited data supported no difference in overall efficacy between haloperidol, olanzapine or risperidone, and that it could be less effective than aripiprazole.
Antidepressants
Antidepressants are not recommended for use alone in the treatment of bipolar disorder and do not provide any benefit over mood stabilizers. Atypical antipsychotic medications (e.g., aripiprazole) are preferred over antidepressants to augment the effects of mood stabilizers due to the lack of efficacy of antidepressants in bipolar disorder. Treatment of bipolar disorder using antidepressants carries a risk of affective switches; where a person switches from depression to manic or hypomanic phases. The risk of affective switches is higher in bipolar I depression; antidepressants are generally avoided in bipolar I disorder or only used with mood stabilizers when they are deemed necessary. There is also a risk of accelerating cycling between phases when antidepressants are used in bipolar disorder.
Combined treatment approaches
Antipsychotics and mood stabilizers used together are quicker and more effective at treating mania than either class of drug used alone. Some analyses indicate antipsychotics alone are also more effective at treating acute mania. A first-line treatment for depression in bipolar disorder is a combination of olanzapine and fluoxetine.
Other drugs
Short courses of benzodiazepines are used in addition to other medications for calming effect until mood stabilizing become effective. Electroconvulsive therapy (ECT) is an effective form of treatment for acute mood disturbances in those with bipolar disorder, especially when psychotic or catatonic features are displayed. ECT is also recommended for use in pregnant women with bipolar disorder. It is unclear if ketamine (a common general dissociative anesthetic used in surgery) is useful in bipolar disorder. Gabapentin and pregabalin are not proven to be effective for treating bipolar disorder.
Children
Treating bipolar disorder in children involves medication and psychotherapy. The literature and research on the effects of psychosocial therapy on bipolar spectrum disorders are scarce, making it difficult to determine the efficacy of various therapies. Mood stabilizers and atypical antipsychotics are commonly prescribed. Among the former, lithium is the only compound approved by the FDA for children. Psychological treatment combines normally education on the disease, group therapy, and cognitive behavioral therapy. Long-term medication is often needed.
Resistance to treatment
The occurrence of poor response to treatment in has given support to the concept of resistance to treatment in bipolar disorder. Guidelines to the definition of such treatment resistance and evidence-based options for its management were reviewed in 2020.
Management of obesity
A large proportion (approximately 68%) of people who seek treatment for bipolar disorder are obese or overweight and managing obesity is important for reducing the risk of other health conditions that are associated with obesity. Management approaches include non-pharmacological, pharmacological, and surgical. Examples of non-pharmacological include dietary interventions, exercise, behavioral therapies, or combined approaches. Pharmacological approaches include weight-loss medications or changing medications already being prescribed. Some people with bipolar disorder who have obesity may also be eligible for bariatric surgery. The effectiveness of these various approaches to improving or managing obesity in people with bipolar disorder is not clear.
Prognosis
A lifelong condition with periods of partial or full recovery in between recurrent episodes of relapse, bipolar disorder is considered to be a major health problem worldwide because of the increased rates of disability and premature mortality. It is also associated with co-occurring psychiatric and medical problems, higher rates of death from natural causes (e.g., cardiovascular disease), and high rates of initial under- or misdiagnosis, causing a delay in appropriate treatment and contributing to poorer prognoses. When compared to the general population, people with bipolar disorder also have higher rates of other serious medical comorbidities including diabetes mellitus, respiratory diseases, HIV, and hepatitis C virus infection. After a diagnosis is made, it remains difficult to achieve complete remission of all symptoms with the currently available psychiatric medications and symptoms often become progressively more severe over time.
Compliance with medications is one of the most significant factors that can decrease the rate and severity of relapse and have a positive impact on overall prognosis. However, the types of medications used in treating BD commonly cause side effects and more than 75% of individuals with BD inconsistently take their medications for various reasons. Of the various types of the disorder, rapid cycling (four or more episodes in one year) is associated with the worst prognosis due to higher rates of self-harm and suicide. Individuals diagnosed with bipolar who have a family history of bipolar disorder are at a greater risk for more frequent manic/hypomanic episodes. Early onset and psychotic features are also associated with worse outcomes, as well as subtypes that are nonresponsive to lithium.
Early recognition and intervention also improve prognosis as the symptoms in earlier stages are less severe and more responsive to treatment. Onset after adolescence is connected to better prognoses for both genders, and being male is a protective factor against higher levels of depression. For women, better social functioning before developing bipolar disorder and being a parent are protective towards suicide attempts.
Functioning
Changes in cognitive processes and abilities are seen in mood disorders, with those of bipolar disorder being greater than those in major depressive disorder. These include reduced attentional and executive capabilities and impaired memory. People with bipolar disorder often experience a decline in cognitive functioning during (or possibly before) their first episode, after which a certain degree of cognitive dysfunction typically becomes permanent, with more severe impairment during acute phases and moderate impairment during periods of remission. As a result, two-thirds of people with BD continue to experience impaired psychosocial functioning in between episodes even when their mood symptoms are in full remission. A similar pattern is seen in both BD-I and BD-II, but people with BD-II experience a lesser degree of impairment.
When bipolar disorder occurs in children, it severely and adversely affects their psychosocial development. Children and adolescents with bipolar disorder have higher rates of significant difficulties with substance use disorders, psychosis, academic difficulties, behavioral problems, social difficulties, and legal problems. Cognitive deficits typically increase over the course of the illness. Higher degrees of impairment correlate with the number of previous manic episodes and hospitalizations, and with the presence of psychotic symptoms. Early intervention can slow the progression of cognitive impairment, while treatment at later stages can help reduce distress and negative consequences related to cognitive dysfunction.
Despite the overly ambitious goals that are frequently part of manic episodes, symptoms of mania undermine the ability to achieve these goals and often interfere with an individual's social and occupational functioning. One-third of people with BD remain unemployed for one year following a hospitalization for mania. Depressive symptoms during and between episodes, which occur much more frequently for most people than hypomanic or manic symptoms over the course of illness, are associated with lower functional recovery in between episodes, including unemployment or underemployment for both BD-I and BD-II. However, the course of illness (duration, age of onset, number of hospitalizations, and the presence or not of rapid cycling) and cognitive performance are the best predictors of employment outcomes in individuals with bipolar disorder, followed by symptoms of depression and years of education.
Recovery and recurrence
A naturalistic study in 2003 by Tohen and coworkers from the first admission for mania or mixed episode (representing the hospitalized and therefore most severe cases) found that 50% achieved syndromal recovery (no longer meeting criteria for the diagnosis) within six weeks and 98% within two years. Within two years, 72% achieved symptomatic recovery (no symptoms at all) and 43% achieved functional recovery (regaining of prior occupational and residential status). However, 40% went on to experience a new episode of mania or depression within 2 years of syndromal recovery, and 19% switched phases without recovery.
Symptoms preceding a relapse (prodromal), especially those related to mania, can be reliably identified by people with bipolar disorder. There have been intents to teach patients coping strategies when noticing such symptoms with encouraging results.
Suicide
Bipolar disorder can cause suicidal ideation that leads to suicide attempts. Individuals whose bipolar disorder begins with a depressive or mixed affective episode seem to have a poorer prognosis and an increased risk of suicide. One out of two people with bipolar disorder attempt suicide at least once during their lifetime and many attempts are successfully completed. The annual average suicide rate is 0.4%-1.4%, which is 30 to 60 times greater than that of the general population. The number of deaths from suicide in bipolar disorder is between 18 and 25 times higher than would be expected in similarly aged people without bipolar disorder. The lifetime risk of suicide is much higher in those with bipolar disorder, with an estimated 34% of people attempting suicide and 15-20% dying by suicide.
Risk factors for suicide attempts and death from suicide in people with bipolar disorder include older age, prior suicide attempts, a depressive or mixed index episode (first episode), a manic index episode with psychotic symptoms, hopelessness or psychomotor agitation present during the episodes, co-existing anxiety disorder, a first degree relative with a mood disorder or suicide, interpersonal conflicts, occupational problems, bereavement or social isolation.
Epidemiology
Bipolar disorder is the sixth leading cause of disability worldwide and has a lifetime prevalence of about 1 to 3% in the general population. However, a reanalysis of data from the National Epidemiological Catchment Area survey in the United States suggested that 0.8% of the population experience a manic episode at least once (the diagnostic threshold for bipolar I) and a further 0.5% have a hypomanic episode (the diagnostic threshold for bipolar II or cyclothymia). Including sub-threshold diagnostic criteria, such as one or two symptoms over a short time-period, an additional 5.1% of the population, adding up to a total of 6.4%, were classified as having a bipolar spectrum disorder. A more recent analysis of data from a second US National Comorbidity Survey found that 1% met lifetime prevalence criteria for bipolar I, 1.1% for bipolar II, and 2.4% for subthreshold symptoms. Estimates vary about how many children and young adults have bipolar disorder. These estimates range from 0.6 to 15% depending on differing settings, methods, and referral settings, raising suspicions of overdiagnosis. One meta-analysis of bipolar disorder in young people worldwide estimated that about 1.8% of people between the ages of seven and 21 have bipolar disorder. Similar to adults, bipolar disorder in children and adolescents is thought to occur at a similar frequency in boys and girls.
There are conceptual and methodological limitations and variations in the findings. Prevalence studies of bipolar disorder are typically carried out by lay interviewers who follow fully structured/fixed interview schemes; responses to single items from such interviews may have limited validity. In addition, diagnoses (and therefore estimates of prevalence) vary depending on whether a categorical or spectrum approach is used. This consideration has led to concerns about the potential for both underdiagnosis and overdiagnosis.
The incidence of bipolar disorder is similar in men and women as well as across different cultures and ethnic groups. A 2000 study by the World Health Organization found that prevalence and incidence of bipolar disorder are very similar across the world. Age-standardized prevalence per 100,000 ranged from 421.0 in South Asia to 481.7 in Africa and Europe for men and from 450.3 in Africa and Europe to 491.6 in Oceania for women. However, severity may differ widely across the globe. Disability-adjusted life year rates, for example, appear to be higher in developing countries, where medical coverage may be poorer and medication less available. Within the United States, Asian Americans have significantly lower rates than their African American and European American counterparts. In 2017, the Global Burden of Disease Study estimated there were 4.5 million new cases and a total of 45.5 million cases globally.
History
In the early 1800s, French psychiatrist Jean-Étienne Dominique Esquirol's lypemania, one of his affective monomanias, was the first elaboration on what was to become modern depression. The basis of the current conceptualization of bipolar illness can be traced back to the 1850s. In 1850, Jean-Pierre Falret described "circular insanity" (, ); the lecture was summarized in 1851 in the ("Hospital Gazette"). Three years later, in 1854, Jules-Gabriel-François Baillarger (1809–1890) described to the French Imperial Académie Nationale de Médecine a biphasic mental illness causing recurrent oscillations between mania and melancholia, which he termed (, "madness in double form"). Baillarger's original paper, "", appeared in the medical journal Annales médico-psychologiques (Medico-psychological annals) in 1854.
These concepts were developed by the German psychiatrist Emil Kraepelin (1856–1926), who, using Kahlbaum's concept of cyclothymia, categorized and studied the natural course of untreated bipolar patients. He coined the term manic depressive psychosis, after noting that periods of acute illness, manic or depressive, were generally punctuated by relatively symptom-free intervals where the patient was able to function normally.
The term "manic–depressive reaction" appeared in the first version of the DSM in 1952, influenced by the legacy of Adolf Meyer. Subtyping into "unipolar" depressive disorders and bipolar disorders has its origin in Karl Kleist's concept – since 1911 – of unipolar and bipolar affective disorders, which was used by Karl Leonhard in 1957 to differentiate between unipolar and bipolar disorder in depression. These subtypes have been regarded as separate conditions since publication of the DSM-III. The subtypes bipolar II and rapid cycling have been included since the DSM-IV, based on work from the 1970s by David Dunner, Elliot Gershon, Frederick Goodwin, Ronald Fieve, and Joseph Fleiss.
Society and culture
Cost
The United States spent approximately $202.1 billion on people diagnosed with bipolar I disorder (excluding other subtypes of bipolar disorder and undiagnosed people) in 2015. One analysis estimated that the United Kingdom spent approximately £5.2 billion on the disorder in 2007. In addition to the economic costs, bipolar disorder is a leading cause of disability and lost productivity worldwide. People with bipolar disorder are generally more disabled, have a lower level of functioning, longer duration of illness, and increased rates of work absenteeism and decreased productivity when compared to people experiencing other mental health disorders. The decrease in the productivity seen in those who care for people with bipolar disorder also significantly contributes to these costs.
Advocacy
There are widespread issues with social stigma, stereotypes, and prejudice against individuals with a diagnosis of bipolar disorder. In 2000, actress Carrie Fisher went public with her bipolar disorder diagnosis. She became one of the most well-recognized advocates for people with bipolar disorder in the public eye and fiercely advocated to eliminate the stigma surrounding mental illnesses, including bipolar disorder. Stephen Fried, who has written extensively on the topic, noted that Fisher helped to draw attention to the disorder's chronicity, relapsing nature, and that bipolar disorder relapses do not indicate a lack of discipline or moral shortcomings. Since being diagnosed at age 37, actor Stephen Fry has pushed to raise awareness of the condition, with his 2006 documentary Stephen Fry: The Secret Life of the Manic Depressive. In an effort to ease the social stigma associated with bipolar disorder, the orchestra conductor Ronald Braunstein cofounded the ME/2 Orchestra with his wife Caroline Whiddon in 2011. Braunstein was diagnosed with bipolar disorder in 1985 and his concerts with the ME/2 Orchestra were conceived in order to create a welcoming performance environment for his musical colleagues, while also raising public awareness about mental illness.
Notable cases
Numerous authors have written about bipolar disorder and many successful people have openly discussed their experience with it. Kay Redfield Jamison, a clinical psychologist and professor of psychiatry at the Johns Hopkins University School of Medicine, profiled her own bipolar disorder in her memoir An Unquiet Mind (1995). Several celebrities have also publicly shared that they have bipolar disorder; in addition to Carrie Fisher and Stephen Fry these include Catherine Zeta-Jones, Mariah Carey, Kanye West, Jane Pauley, Demi Lovato, Selena Gomez, and Russell Brand.
Media portrayals
Several dramatic works have portrayed characters with traits suggestive of the diagnosis which have been the subject of discussion by psychiatrists and film experts alike.
In Mr. Jones (1993), (Richard Gere) swings from a manic episode into a depressive phase and back again, spending time in a psychiatric hospital and displaying many of the features of the syndrome. In The Mosquito Coast (1986), Allie Fox (Harrison Ford) displays some features including recklessness, grandiosity, increased goal-directed activity and mood lability, as well as some paranoia. Psychiatrists have suggested that Willy Loman, the main character in Arthur Miller's classic play Death of a Salesman, has bipolar disorder.
The 2009 drama 90210 featured a character, Silver, who was diagnosed with bipolar disorder. Stacey Slater, a character from the BBC soap EastEnders, has been diagnosed with the disorder. The storyline was developed as part of the BBC's Headroom campaign. The Channel 4 soap Brookside had earlier featured a story about bipolar disorder when the character Jimmy Corkhill was diagnosed with the condition. 2011 Showtime's political thriller drama Homeland protagonist Carrie Mathison has bipolar disorder, which she has kept secret since her school days. The 2014 ABC medical drama, Black Box, featured a world-renowned neuroscientist with bipolar disorder.
In the TV series Dave, the eponymous main character, played by Lil Dicky as a fictionalized version of himself, is an aspiring rapper. Lil Dicky's real-life hype man GaTa also plays himself. In one episode, after being off his medication and having an episode, GaTa tearfully confesses to having bipolar disorder. GaTa has bipolar disorder in real life but, like his character in the show, he is able to manage it with medication.
Creativity
A link between mental illness and professional success or creativity has been suggested, including in accounts by Socrates, Seneca the Younger, and Cesare Lombroso. Despite prominence in popular culture, the link between creativity and bipolar has not been rigorously studied. This area of study also is likely affected by confirmation bias. Some evidence suggests that some heritable component of bipolar disorder overlaps with heritable components of creativity. Probands of people with bipolar disorder are more likely to be professionally successful, as well as to demonstrate temperamental traits similar to bipolar disorder. Furthermore, while studies of the frequency of bipolar disorder in creative population samples have been conflicting, full-blown bipolar disorder in creative samples is rare.
Research
Research directions for bipolar disorder in children include optimizing treatments, increasing the knowledge of the genetic and neurobiological basis of the pediatric disorder and improving diagnostic criteria. Some treatment research suggests that psychosocial interventions that involve the family, psychoeducation, and skills building (through therapies such as CBT, DBT, and IPSRT) can benefit in addition to pharmacotherapy.
See also
List of people with bipolar disorder
Outline of bipolar disorder
Bipolar I disorder
Bipolar II disorder
Bipolar NOS
Cyclothymia
Bipolar disorders research
Borderline personality disorder
Emotional dysregulation
Mood (psychology)
Mood swing
International Society for Bipolar Disorders
Explanatory notes
Citations
Cited texts
Further reading
External links
Depression (mood)
Mood disorders
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4537 | https://en.wikipedia.org/wiki/Burt%20Lancaster | Burt Lancaster | Burton Stephen Lancaster (November 2, 1913 – October 20, 1994) was an American actor and producer. Initially known for playing tough guys with a tender heart, he went on to achieve success with more complex and challenging roles over a 45-year career in films and television series. He was a four-time nominee for the Academy Award for Best Actor (winning once), and he also won two BAFTA Awards and one Golden Globe Award for Best Lead Actor. The American Film Institute ranks Lancaster as of the greatest male stars of classic Hollywood cinema.
Lancaster performed as a circus acrobat in the 1930s. After serving in World War II, the 32-year-old Lancaster landed a role in a Broadway play and drew the attention of a Hollywood agent. His breakthrough role was in the film noir The Killers in 1946 alongside Ava Gardner. A critical success, it launched both of their careers. Not long after in 1948, Lancaster starred alongside Barbara Stanwyck in the commercially and critically acclaimed film Sorry, Wrong Number where he portrayed the husband to her bedridden, invalid character. In 1953, Lancaster played the illicit lover of Deborah Kerr in the military drama From Here to Eternity. A box office smash, it won eight Academy Awards, including Best Picture, and landed a Best Actor nomination for Lancaster.
Later in the 1950s, he starred in The Rainmaker (1956), with Katharine Hepburn, earning a Best Actor Golden Globe nomination, and in 1957 he starred in Gunfight at the O.K. Corral (1957) with frequent co-star Kirk Douglas. During the 1950s, his production company, Hecht-Hill-Lancaster, was highly successful, with Lancaster acting in films such as: Trapeze (1956), a box office smash in which he used his acrobatic skills and for which he won the Silver Bear for Best Actor; Sweet Smell of Success (1957), a dark drama today considered a classic; Run Silent, Run Deep (1958), a WWII submarine drama with Clark Gable; and Separate Tables (1958), a hotel-set drama which received seven Oscar nominations.
In the early 1960s, Lancaster starred in a string of critically successful films, each in very disparate roles. Playing a charismatic biblical con-man in Elmer Gantry in 1960 won him the Academy Award and the Golden Globe for Best Actor. He played a Nazi war criminal in 1961 in the all-star, war-crime-trial film, Judgment at Nuremberg. Playing a bird expert prisoner in Birdman of Alcatraz in 1962, he earned the BAFTA Award for Best Foreign Actor and his third Oscar nomination. In 1963, Lancaster traveled to Italy to star as an Italian prince in Visconti's epic period drama The Leopard. In 1964, he played a US Air Force General who, opposed by a Colonel played by Douglas, tries to overthrow the President in Seven Days in May. Then, in 1966, he played an explosives expert in the western The Professionals. Although the reception of his 1968 film The Swimmer was initially lackluster upon release, in the years after it has grown in stature critically and attained a cult following.
In 1970, Lancaster starred in the box-office hit, air-disaster drama Airport. In 1974 he again starred in a Visconti film, Conversation Piece. He experienced a career resurgence in 1980 with the crime-romance Atlantic City, winning the BAFTA for Best Actor and landing his fourth Oscar nomination. Starting in the late 1970s, he also appeared in television mini-series, including the award-winning Separate but Equal with Sidney Poitier. He continued acting into his late 70s, until a stroke in 1990 forced him to retire; four years later he died from a heart attack. His final film role was in the Oscar-nominated Field of Dreams.
Early life
Lancaster was born on November 2, 1913, in New York City, at his parents' home at 209 East 106th Street, the son of Elizabeth (née Roberts) and mailman James Lancaster. Both of his parents were Protestants of working-class origin. All four of his grandparents were emigrants from Ireland to the United States, from the province of Ulster. His maternal grandparents were from Belfast and were descendants of English dissenters who had colonised Ireland as part of the Plantation of Ulster.
Lancaster grew up in East Harlem, New York City. He developed a great interest and skill in gymnastics while attending DeWitt Clinton High School, where he was a basketball star. Before he graduated from DeWitt Clinton, his mother died of a cerebral hemorrhage. Lancaster was accepted by New York University with an athletic scholarship, but dropped out.
Circus career
At the age of 9, Lancaster met Nick Cravat with whom he developed a lifelong partnership. Together, they learned to act in local theatre productions and circus arts at Union Settlement, one of the city's oldest settlement houses. In the 1930s, they formed the acrobat duo Lang and Cravat and soon joined the Kay Brothers circus. However, in 1939, an injury forced Lancaster to give up the profession, with great regret. He then found temporary work, first as a salesman for Marshall Fields and then as a singing waiter in various restaurants.
World War II service
After the United States entered World War II, Lancaster joined the United States Army in January 1943 and performed with the Army's 21st Special Services Division, one of the military groups organized to follow the troops on the ground and provide USO entertainment to keep up morale. He served with General Mark Clark's Fifth Army in Italy from 1943 to 1945. He was discharged October 1945 and was an entertainment specialist with the rank of technician fifth grade.
Acting career
Broadway
Lancaster returned to New York after his Army service. Although initially unenthusiastic about acting, Lancaster was encouraged to audition for a Broadway play by a producer who saw him in an elevator while he was visiting his then-girlfriend at work. The audition was successful and Lancaster was cast in Harry Brown's A Sound of Hunting (1945). The show only ran three weeks, but his performance attracted the interest of a Hollywood agent, Harold Hecht. Lancaster had other offers but Hecht promised him the opportunity to produce their own movies within five years of hitting Hollywood.
Through Hecht, Lancaster was brought to the attention of producer Hal B. Wallis. Lancaster left New York and moved to Los Angeles. Wallis signed him to a non-exclusive eight-movie contract.
Hal Wallis
Lancaster's first filmed movie was Desert Fury for Wallis in 1947, where Lancaster was billed after John Hodiak and Lizabeth Scott. It was directed by Lewis Allen.
Then producer Mark Hellinger approached him to star in 1946's The Killers, which was completed and released prior to Desert Fury. Directed by Robert Siodmak, it was a great commercial and critical success and launched Lancaster and his co-star Ava Gardner to stardom. It has since come to be regarded as a classic.
Hellinger used Lancaster again on Brute Force in 1947, a prison drama written by Richard Brooks and directed by Jules Dassin. It was also well received. Wallis released his films through Paramount, and so Lancaster and other Wallis contractees made cameos in Variety Girl in 1947.
Lancaster's next film was a thriller for Wallis in 1947, I Walk Alone, co-starring Lizabeth Scott and a young Kirk Douglas, who was also under contract to Wallis. Variety listed it as one of the top grossers of the year, taking in more than $2 million.
In 1948, Lancaster had a change of pace with the film adaptation of Arthur Miller's All My Sons, made at Universal Pictures with Edward G. Robinson. His third film for Wallis was an adaptation of Sorry, Wrong Number in 1948, with Barbara Stanwyck.
Norma Productions
Hecht kept to his promise to Lancaster to turn producer. The two of them formed a company, Norma Productions, and did a deal with Universal to make a thriller about a disturbed G.I. in London, Kiss the Blood Off My Hands in 1948, with Joan Fontaine and directed by Norman Foster. It made a profit of only $50,000, but was critically acclaimed.
Back in Hollywood, Lancaster made another film noir with Siodmak, Criss Cross, in 1949. It was originally going to be produced by Hellinger and when Hellinger died, another took over. Tony Curtis made an early appearance.
Lancaster appeared in a fourth picture for Wallis, Rope of Sand, in 1949.
Norma Productions signed a three-picture deal with Warner Bros. The first was 1950's The Flame and the Arrow, a swashbuckler movie, in which Lancaster drew on his circus skills. Nick Cravat had a supporting role and the film was a huge commercial success, making $6 million. It was Warners' most popular film of the year and established an entirely new image for Lancaster.
Lancaster was borrowed by 20th Century Fox for Mister 880 in 1950, a comedy with Edmund Gwenn. MGM put him in a popular Western, Vengeance Valley in 1951, then he went to Warners to play the title role in the biopic Jim Thorpe – All-American, also in 1951.
Halburt
Norma signed a deal with Columbia Pictures to make two films through a Norma subsidiary, Halburt. The first film was 1951's Ten Tall Men, where Lancaster was a member of the French Foreign Legion. Robert Aldrich worked on the movie as a production manager.
The second was 1952's The First Time, a comedy which was the directorial debut of Frank Tashlin. It was meant to star Lancaster but he wound up not appearing in the filmthe first of their productions in which he did not act.
Hecht-Lancaster Productions
In 1951, the actor/producer duo changed the company's name to Hecht-Lancaster Productions. The first film under the new name was another swashbuckler: 1952's The Crimson Pirate, directed by Siodmak. Co-starring Cravat, it was extremely popular.
Lancaster changed pace once more by doing a straight dramatic part in 1952's Come Back, Little Sheba, based on a Broadway hit, with Shirley Booth, produced by Wallis and directed by Daniel Mann.
Alternating with adventure films, he went into South Sea Woman in 1952 at Warners. Part of the Norma-Warners contract was that Lancaster had to appear in some non-Norma films, of which this was one.
In 1954, for his own company, Lancaster produced and starred in His Majesty O'Keefe, a South Sea island tale shot in Fiji. It was co-written by James Hill, who would soon become a part of the Hecht-Lancaster partnership.
United Artists
Hecht and Lancaster left Warners for United Artists, for what began as a two-picture deal, the first of which was to be 1954's Apache, starring Lancaster as a Native American.
They followed it with another Western in 1954, Vera Cruz, co-starring Gary Cooper and produced by Hill. Both films were directed by Robert Aldrich and were hugely popular.
United Artists signed Hecht-Lancaster to a multi-picture contract, to make seven films over two years. These included films in which Lancaster did not act. Their first was Marty in 1955, based on Paddy Chayefsky's TV play starring Ernest Borgnine and directed by Delbert Mann. It won both the Best Picture Oscar and the Palme d'Or award at Cannes and Borgnine an Best Actor Oscar. It also earned $2 million on a budget of $350,000. Vera Cruz had been a huge success, but Marty secured Hecht-Lancaster as one of the most successful independent production companies in Hollywood at the time. Marty star Borgnine was under contract to Hecht-Lancaster and was unhappy about his lack of upcoming roles, especially after only receiving some seven lines in 1957's Sweet Smell of Success and half of his normal pay for Marty. He eventually sued for breach of contract to gain back some of this money in 1957.
Without Hill, Hecht and Lancaster produced The Kentuckian in 1955. It was directed by Lancaster in his directorial debut, and he also played a lead role. Lancaster disliked directing and only did it once more, on 1974's The Midnight Man.
Lancaster still had commitments with Wallis, and made The Rose Tattoo for him in 1955, starring with Anna Magnani and Daniel Mann directing. It was very popular at the box office and critically acclaimed, winning Magnani an Oscar.
Hecht-Hill-Lancaster
In 1955, Hill was made an equal partner in Hecht-Lancaster, with his name added to the production company. Hecht-Hill-Lancaster (HHL) released their first film Trapeze in 1956, with Lancaster performing many of his own stunts. The film, co-starring Tony Curtis and Gina Lollobrigida, went on to become the production company's top box office success, and United Artists expanded its deal with HHL.
In 1956, Lancaster and Hecht partnered with Loring Buzzell and entered the music industry with the music publishing companies Leigh Music, Hecht-Lancaster & Buzzell Music, Calyork Music and Colby Music and the record labels Calyork Records and Maine Records.
The HHL team impressed Hollywood with its success; as Life wrote in 1957, "[a]fter the independent production of a baker's dozen of pictures, it has yet to have its first flop ... (They were also good pictures.)." In late 1957, they announced they would make ten films worth $14 million in 1958.
Lancaster made two films for Wallis to complete his eight-film commitment for that contract: The Rainmaker (1956) with Katharine Hepburn, which earned Lancaster a Golden Globe nomination for Best Actor; and Gunfight at the O.K. Corral (1957) with Kirk Douglas, which was a huge commercial hit directed by John Sturges.
Lancaster re-teamed with Tony Curtis in 1957 for Sweet Smell of Success, a co-production between Hecht-Hill-Lancaster and Curtis' own company with wife Janet Leigh, Curtleigh Productions. The movie, directed by Alexander Mackendrick, was a critical success but a commercial disappointment. Over the years it has come to be regarded as one of Lancaster's greatest films.
HHL produced seven additional films in the late 1950s. Four starred Lancaster: Run Silent, Run Deep (1958), a Robert Wise directed war film with Clark Gable, which was mildly popular; Separate Tables (1958) a hotel-set drama with Kerr and Rita Hayworth (who married James Hill), which received an Oscar nomination for Best Picture and Oscar awards for lead actor David Niven and supporting actress Wendy Hiller, and was both a critical and commercial success; The Devil's Disciple (1959), with Douglas and Laurence Olivier, which lost money (and saw Lancaster fire Mackendrick during shooting); and the Western The Unforgiven (1960), with Audrey Hepburn, which was a critical and commercial disappointment.
Three were made without Lancaster, all of which lost money: The Bachelor Party (1957), from another TV play by Chayefsky, and directed by Delbert Mann; Take a Giant Step (1959), about a black student; and Summer of the Seventeenth Doll (1960), from an Australian play, shot on location in Australia and Britain.
Additionally, HHL served as the production company for the 1960–61 TV series Whiplash.
The Hecht-Hill-Lancaster Productions company dissolved in 1960 after Hill ruptured his relationship with both Hecht and Lancaster. Hill went on to produce a single additional film, The Happy Thieves, in a new production company, Hillworth Productions, co-owned with his wife Rita Hayworth.
Hecht and Lancaster
Lancaster played the title role in Elmer Gantry (1960), written and directed by Richard Brooks for United Artists. The film received five Academy Award nominations, including Best Picture and Best Actor. Lancaster won the 1960 Academy Award for Best Actor, a Golden Globe Award, and the New York Film Critics Award for his performance.
Hecht and Lancaster worked together on The Young Savages (1961), directed by John Frankenheimer and produced by Hecht. Sydney Pollack worked as a dialogue coach.
Lancaster starred in Judgment at Nuremberg (1961) for Stanley Kramer, alongside Spencer Tracy, Richard Widmark and a number of other stars. The film was both a commercial and critical success, receiving eleven Oscar nominations, including Best Picture.
He then did another film with Hecht and Frankenheimer (replacing Charles Crichton), Birdman of Alcatraz (1962), a largely fictionalized biography. In it he plays Robert Stroud, a federal prisoner incarcerated for life for two murders, who begins to collect birds and over time becomes an expert in bird diseases, even publishing a book. The film shows Stroud transferred to the maximum security Alcatraz prison where he is not allowed to keep birds and as he ages he gets married, markets bird remedies, helps stop a prison rebellion, and writes a book on the history of the U.S. penal system, but never gets paroled. The sympathetic performance earned Lancaster a Best Actor Oscar nomination, a BAFTA Award for Best Actor, and a Golden Globe nomination for Best Actor in a Dramatic Role. Hecht went on to produce five films without Lancaster's assistance, through his company Harold Hecht Films Productions between 1961 and 1967, including another Academy Award winner, Cat Ballou, starring Lee Marvin and Jane Fonda.
Collaborations with younger filmmakers
Lancaster made A Child Is Waiting (1963) with Judy Garland. It was produced by Kramer and directed by John Cassavetes.
He went to Italy to star in The Leopard (1963) for Luchino Visconti, co-starring Alain Delon and Claudia Cardinale. It was one of Lancaster's favourite films and was a big hit in France but failed in the US (though the version released was much truncated).
He had a small role in The List of Adrian Messenger (1963) for producer/star Kirk Douglas, and then did two for Frankenheimer: Seven Days in May (1964), a political thriller with Douglas, and The Train (1964), a World War Two action film (Lancaster had Frankenheimer replace Arthur Penn several days into filming).
Lancaster starred in The Hallelujah Trail (1965), a comic Western produced and directed by John Sturges which failed to recoup its large cost.
He had a big hit with The Professionals (1966), a Western directed by Brooks and also starring Lee Marvin.
In 1966, at the age of 52, Lancaster appeared nude in director Frank Perry's film The Swimmer (1968), in what the critic Roger Ebert called "his finest performance". Prior to working on The Swimmer, Lancaster was terrified of the water because he did not know how to swim. In preparation for the film, he took swimming lessons from UCLA swim coach Bob Horn. Filming was difficult and clashes between Lancaster and Perry led to Sydney Pollack coming in to do some filming. The film was not released until 1968, when it proved to be a commercial failure, though Lancaster remained proud of the movie and his performance.
Norlan Productions
In 1967, Lancaster formed a new partnership with Roland Kibbee, who had already worked as a writer on five Lancaster projects: Ten Tall Men, The Crimson Pirate, Three Sailors and a Girl (in which Lancaster made a cameo appearance), Vera Cruz, and The Devil's Disciple.
Through Norlan Productions, Lancaster and Kibbee produced The Scalphunters in 1968, directed by Sydney Pollack.
Lancaster followed it with another film from Pollack, Castle Keep in 1969, which was a big flop. So was The Gypsy Moths, for Frankenheimer, also in 1969.
1970s
Lancaster had one of the biggest successes of his career with Airport in 1970, starring alongside Dean Martin, George Kennedy, Van Heflin, Helen Hayes, Maureen Stapleton, Barbara Hale, Jean Seberg and Jacqueline Bisset. The Ross Hunter film received nine Academy Award nominations, including one for Best Picture. It became one of the biggest box-office hits of 1970 and, at that time, reportedly the highest-grossing film in the history of Universal Pictures.
He then went into a series of Westerns: Lawman in 1971, directed by Michael Winner; Valdez Is Coming in 1971, for Norlan; and Ulzana's Raid in 1972, directed by Aldrich and produced by himself and Hecht. None were particularly popular but Ulzana's Raid has become a cult film.
Lancaster did two thrillers, both 1973: Scorpio with Winner and Executive Action.
Lancaster returned to directing in 1974 with The Midnight Man, which he also wrote and produced with Kibee.
He made a second film with Visconti, Conversation Piece in 1974 and played the title role in the TV series Moses the Lawgiver, also in 1974.
Lancaster was one of many names in 1975's 1900, directed by Bernardo Bertolucci, and he had a cameo in 1976's Buffalo Bill and the Indians, or Sitting Bull's History Lesson for Robert Altman.
He played Shimon Peres in the TV movie Victory at Entebbe in 1977 and had a supporting role in The Cassandra Crossing in 1976. He made a fourth and final film with Aldrich, Twilight's Last Gleaming in 1977, and had the title role in 1977's The Island of Dr. Moreau.
Lancaster was top-billed in Go Tell the Spartans in 1978, a Vietnam War film; Lancaster admired the script so much that he took a reduced fee and donated money to help the movie to be completed. He was in Zulu Dawn in 1979.
1980s
Lancaster began the 1980s with a highly acclaimed performance alongside Susan Sarandon in Atlantic City in 1980, directed by Louis Malle. The film received five Oscar nominations, including Best Picture and a Best Actor nomination for Lancaster.
He had key roles in Cattle Annie and Little Britches in 1981, The Skin in 1982 with Cardinale, Marco Polo, also in 1982, and Local Hero in 1983.
By now, Lancaster was mostly a character actor in features, as in The Osterman Weekend in 1983, but he was the lead in the TV movie Scandal Sheet in 1985.
He was in Little Treasure in 1985, directed by Alan Sharp, who had written Ulzana's Raid; On Wings of Eagles for TV in 1986, as Bull Simons; 1986's made for TV Barnum starred him in the title role; Tough Guys reunited him on the big screen with Kirk Douglas in 1986; Fathers and Sons: A German Tragedy (in German Väter und Söhne – Eine deutsche Tragödie) in 1986 for German TV; 1987's Control made in Italy; Rocket Gibraltar in 1988, and The Jeweller's Shop in 1989.
His first critical success in a while was Field of Dreams in 1989, in which he played a supporting role as Moonlight Graham. He was also in the miniseries The Betrothed in 1989.
Later career
Lancaster's final performances included TV miniseries The Phantom of the Opera (1990); Voyage of Terror: The Achille Lauro Affair (1990) as Leon Klinghoffer based on the 1985 hijacking incident; and Separate But Equal (1991) with Sidney Poitier.
Frequent collaborators
Lancaster appeared in a total of seventeen films produced by his agent, Harold Hecht. Eight of these were co-produced by James Hill. He also appeared in eight films produced by Hal B. Wallis and two with producer Mark Hellinger. Although Lancaster's work alongside Kirk Douglas was known as that of a successful pair of actors, Douglas, in fact, produced four films for the pair, through his production companies Bryna Productions and Joel Productions. Roland Kibbee also produced three Lancaster films, and Lancaster was also cast in two Stanley Kramer productions.
Kirk Douglas
Kirk Douglas starred in seven films across the decades with Burt Lancaster: I Walk Alone (1948), Gunfight at the O.K. Corral (1957), The Devil's Disciple (1959), The List of Adrian Messenger (1963), Seven Days in May (1964), Victory at Entebbe (1976) and Tough Guys (1986), which fixed the notion of the pair as something of a team in the public imagination. Douglas was always billed under Lancaster in these movies but, with the exception of I Walk Alone, in which Douglas played a villain, their roles were usually more or less the same size. Both actors arrived in Hollywood at about the same time, and first appeared together in the fourth film for each, albeit with Douglas in a supporting role. They both became actor-producers who sought out independent Hollywood careers.
John Frankenheimer
John Frankenheimer directed five films with Lancaster: The Young Savages (1961), Birdman of Alcatraz (1962), Seven Days in May (1964), The Train (1964), and The Gypsy Moths (1969).
Other repeat collaborators
He was directed four times by Robert Aldrich, three times each by Robert Siodmak and Sydney Pollack, and twice each by Byron Haskin, Daniel Mann, John Sturges, John Huston, Richard Brooks, Alexander Mackendrick, Luchino Visconti, and Michael Winner.
Roland Kibbee wrote for seven Lancaster films. Lancaster used makeup veteran Robert Schiffer in twenty credited films, hiring Schiffer on nearly all of the films he produced.
Political activism
Lancaster was a vocal supporter of progressive and liberal political causes. He frequently spoke out in support of racial and other minorities. As a result, he was often a target of FBI investigations. He was named in President Richard Nixon's 1973 "Enemies List".
A vocal opponent of the Vietnam War, he helped pay for the successful defense of a soldier accused of "fragging" (i.e., murdering) another soldier during war-time. In 1968, Lancaster actively supported the presidential candidacy of anti-war Senator Eugene McCarthy of Minnesota, and frequently spoke on his behalf during the Democratic primaries.
Lancaster was also active in anti-death penalty activism. He campaigned heavily for George McGovern in the 1972 United States presidential election.
In 1985, Lancaster joined the fight against AIDS after fellow movie star Rock Hudson contracted the disease. Lancaster delivered Hudson's last words at the Commitment to Life fundraiser at a time when the stigma surrounding AIDS was at its height.
Of his political opinions, frequent co-star Tony Curtis said: "Here's this great big aggressive guy that looks like a ding-dong athlete playing these big tough guys and he has the soul of—who were those first philosophers of equality?—Socrates, Plato. He was a Greek philosopher with a sense that everybody was equal."
Actor and SAG president Ed Asner said he showed everybody in Hollywood "how to be a liberal with balls".
Hollywood Ten
In 1947, Lancaster reportedly signed a statement release by the National Council of Arts, Sciences and Professions (NCASP) asking Congress to abolish the House Un-American Activities Committee (HUAC). He was also a member of the short-lived Committee for the First Amendment, formed in support of the Hollywood Ten. He was one of 26 movie stars who flew to Washington in October 1947 to protest against the HUAC hearings. The committee's Hollywood Fights Back broadcasts on ABC Radio Network were two 30-minute programs that took place on October 27 and November 2, 1947, during which committee members voiced their opposition to the HUAC hearings. Many members faced blacklisting and backlash due to their involvement in the committee. Lancaster was listed in anti-communist literature as a fellow traveler.
Civil rights movement
He and his second wife, Norma, hosted a fundraiser for Martin Luther King Jr. and the Student Diversity Leadership Conference (SDLC) ahead of the historic March on Washington in 1963. He attended the march, where he was one of the speakers. He flew in from France for the event, where he was shooting The Train, and flew back again the next day, despite a reported fear of flying.
ACLU
In 1968, Lancaster was elected to serve as chairman of the Roger Baldwin Foundation, a newly formed fund-raising arm of the American Civil Liberties Union of Southern California. His co-chairs were Frank Sinatra and Irving L. Lichtenstein. In October 1968, he hosted a party at his home to raise money for the ACLU to use for the defense of the more than four hundred people arrested at the 1968 Democratic National Convention. Throughout the years, he remained an ardent supporter and a fundraiser for the organization.
While serving as a member of the five-person ACLU Foundation executive committee, he cast the key vote to retain Ramona Ripston as executive director of the Southern California affiliate, a position she would build into a powerful advocacy force in Los Angeles politics. Ripston later recalled: "There was a feeling that a woman couldn't run the ACLU foundation, nor have access to the books. The vote finally came down to two 'yes' and two 'no.' Who had the deciding vote? Burt. He had a scotch or two and finally he said, 'I think she should be executive director.' I always loved him for that."
When President George H. W. Bush derided Democratic candidate Michael Dukakis as a "card-carrying member of the ACLU", Lancaster was one of the supporters featured in the organization's first television advertising campaign stating: "I'm a card-carrying member of the ACLU" and "No one agrees with every single thing they've done. But no one can disagree with the guiding principle—with liberty and justice for all.'" He also campaigned for Michael Dukakis in the 1988 United States presidential election.
Personal life
Marriages and relationships
Lancaster guarded his personal life and attempted to keep it private despite his stardom. He was married three times and had five children.
His first marriage was to June Ernst, a trapeze acrobat. Ernst was the daughter of a renowned female aerialist and an accomplished acrobat herself. After they were married, he performed with her family and her until their separation in the late 1930s. When they divorced is unclear; contemporary reports listed 1940, but subsequent biographers have suggested dates as late as 1946, thus delaying his marriage to his second wife.
He met second wife Norma Anderson (1917–1988) when the stenographer substituted for an ill actress in a USO production for the troops in Italy. Reportedly, on seeing Lancaster in the crowd on her way to town from the airport, she turned to an officer and asked, "Who is that good-looking officer and is he married?" The officer set up a blind date between the two for that evening. They married in 1946. Norma was active in political causes with an entire room in their Bel Air home devoted to her major interest, the League of Woman Voters, crammed with printing presses and all the necessary supplies for mass mailings. She was a life-long member of the NAACP. The couple held a fundraiser for Martin Luther King Jr. and the Southern Christian Leadership Conference ahead of the 1963 March on Washington. All five of his children were with Anderson: Bill (who became an actor and screenwriter), James, Susan, Joanna (who worked as a film producer), and Sighle (pronounced "Sheila"). However, it was a troubled marriage. The pair separated in 1966, and finally divorced in 1969.
In 1966, Lancaster began a long-term relationship with hairdresser Jackie Bone, who worked on The Professionals. The relationship was tempestuous, with Bone once smashing a wine bottle over Lancaster's head at a dinner with Sydney Pollack and Peter Falk. Reportedly, they eventually split up after her religious conversion, which Lancaster believed he could not share with her.
His third marriage, to Susan Martin, lasted from September 1990 until his death in 1994.
According to biographer Kate Buford in Burt Lancaster: An American Life, Lancaster was devotedly loyal to his friends and family. Old friends from his childhood remained his friends for life.
Possible affairs
Friends said he claimed he was romantically involved with Deborah Kerr during the filming of From Here to Eternity in 1953. However, Kerr stated that while there was a spark of attraction, nothing ever happened.
He reportedly had an affair with Joan Blondell.
In her 1980 autobiography, Shelley Winters claimed to have had a two-year affair with him, during which time he was considering separation from his wife. In his Hollywood memoirs, friend Farley Granger recalled an incident when Lancaster and he had to come to Winters' rescue one evening when she had inadvertently overdosed on alcohol and sleeping pills. She broke up with him for "cheating on her with his wife" after she heard reports of his wife's third or fourth pregnancy. Lancaster and Winters performed together in the 1949 radio play adaptation of The Killers. They appeared in two films together: The Young Savages, where she played his character's former lover, and The Scalphunters.
Religion
Despite his Protestant background and upbringing, Lancaster identified as an atheist later in life.
Health problems
As Lancaster reached his 60s, he began to be affected by cardiovascular disease. In January 1980, he had complications from a routine gall bladder operation (that he barely survived from). In 1983, following two minor heart attacks, he underwent an emergency quadruple coronary bypass. He continued to act, however, and to engage in public activism. In 1988, he attended a congressional hearing in Washington, DC, with former colleagues who included James Stewart and Ginger Rogers to protest against media magnate Ted Turner's plan to colorize various black-and-white films from the 1930s and 1940s. On November 30, 1990, when he was 77, a stroke left him partially paralyzed and largely unable to speak, ending his acting career.
Death
Lancaster died at his apartment in Century City, Los Angeles, after having a third heart attack at 4:50 am on October 20, 1994. His body was cremated, and his ashes were scattered under a large oak tree in Westwood Memorial Park, which is located in Westwood Village, California. A small, square ground plaque amid several others, inscribed "Burt Lancaster 1913–1994", marks the location. As he had requested, no memorial or funeral service was held for him.
Legacy
The centennial of Lancaster's birth was honored at New York City's Film Society of Lincoln Center in May 2013 with the screening of 12 of the actor's best-known films, from The Killers to Atlantic City.
Lancaster has a star on the Hollywood Walk of Fame, at 6801 Hollywood Boulevard.
Filmography and awards
Lancaster was nominated for the Oscar for Best Actor in a Leading Role in 1954 for From Here to Eternity, in 1961 for Elmer Gantry, in 1964 for Birdman of Alcatraz, and in 1982 for Atlantic City and won the award in 1961. Lancaster's leading role in Luchino Visconti's 1963 canonical The Leopard began a series of roles with important European art film directors that included roles in Bernardo Bertolucci's 1900 and Louis Malle's Atlantic City as well as Visconti's Conversation Piece.
Box office ranking
For a number of years exhibitors voted Lancaster among the most popular stars:
In other media
Spanish music group Hombres G released an album named La cagaste, Burt Lancaster (You messed up, Burt Lancaster) in 1986.
Thomas Hart Benton painted a scene from The Kentuckian as part of the film's marketing. Lancaster posed for the painting, also known as The Kentuckian.
References
Bibliography
Andreychuk, Ed. Burt Lancaster: A Filmography And Biography. Jefferson, North Carolina: McFarland & Company, Inc., Publishers, 2005. .
Buford, Kate. Burt Lancaster: An American Life. London: Aurum Press, 2008. .
Winters, Shelley. Shelley: Also known as Shirley. New York: Morrow, 1980. .
Karney, Robyn. Burt Lancaster: A Singular Man. Trafalgar Square Pub, 1997
External links
Literature on Burt Lancaster
"The Rainmaker", a poem for Lancaster
1913 births
1994 deaths
20th-century American male actors
Activists for African-American civil rights
Activists from California
Activists from New York (state)
American anti-racism activists
American anti–Vietnam War activists
American atheists
American film producers
American male film actors
American people of Anglo-Irish descent
American people of English descent
American people of Irish descent
Best Actor Academy Award winners
Best Actor BAFTA Award winners
Best Drama Actor Golden Globe (film) winners
Best Foreign Actor BAFTA Award winners
Burials at Westwood Village Memorial Park Cemetery
California Democrats
David di Donatello winners
DeWitt Clinton High School alumni
Male actors from New York City
Male Western (genre) film actors
Military personnel from New York City
New York (state) Democrats
Norma Productions people
People from East Harlem
Federal Theatre Project people
Silver Bear for Best Actor winners
United States Army personnel of World War II
United States Army soldiers
Universal Pictures contract players
Volpi Cup for Best Actor winners |
4542 | https://en.wikipedia.org/wiki/Bra%E2%80%93ket%20notation | Bra–ket notation | Bra–ket notation, also called Dirac notation, is a notation for linear algebra and linear operators on complex vector spaces together with their dual space both in the finite-dimensional and infinite-dimensional case. It is specifically designed to ease the types of calculations that frequently come up in quantum mechanics. Its use in quantum mechanics is quite widespread.
Bra-ket notation was created by Paul Dirac in his 1939 publication A New Notation for Quantum Mechanics. The notation was introduced as an easier way to write quantum mechanical expressions. The name comes from the English word "Bracket".
Quantum mechanics
In quantum mechanics, bra–ket notation is used ubiquitously to denote quantum states. The notation uses angle brackets, and , and a vertical bar , to construct "bras" and "kets".
A ket is of the form . Mathematically it denotes a vector, , in an abstract (complex) vector space , and physically it represents a state of some quantum system.
A bra is of the form . Mathematically it denotes a linear form , i.e. a linear map that maps each vector in to a number in the complex plane . Letting the linear functional act on a vector is written as .
Assume that on there exists an inner product with antilinear first argument, which makes an inner product space. Then with this inner product each vector can be identified with a corresponding linear form, by placing the vector in the anti-linear first slot of the inner product: . The correspondence between these notations is then . The linear form is a covector to , and the set of all covectors form a subspace of the dual vector space , to the initial vector space . The purpose of this linear form can now be understood in terms of making projections on the state , to find how linearly dependent two states are, etc.
For the vector space , kets can be identified with column vectors, and bras with row vectors. Combinations of bras, kets, and linear operators are interpreted using matrix multiplication. If has the standard Hermitian inner product , under this identification, the identification of kets and bras and vice versa provided by the inner product is taking the Hermitian conjugate (denoted ).
It is common to suppress the vector or linear form from the bra–ket notation and only use a label inside the typography for the bra or ket. For example, the spin operator on a two dimensional space of spinors, has eigenvalues with eigenspinors . In bra–ket notation, this is typically denoted as , and . As above, kets and bras with the same label are interpreted as kets and bras corresponding to each other using the inner product. In particular, when also identified with row and column vectors, kets and bras with the same label are identified with Hermitian conjugate column and row vectors.
Bra–ket notation was effectively established in 1939 by Paul Dirac; it is thus also known as Dirac notation, despite the notation having a precursor in Hermann Grassmann's use of for inner products nearly 100 years earlier.
Vector spaces
Vectors vs kets
In mathematics, the term "vector" is used for an element of any vector space. In physics, however, the term "vector" tends to refer almost exclusively to quantities like displacement or velocity, which have components that relate directly to the three dimensions of space, or relativistically, to the four of spacetime. Such vectors are typically denoted with over arrows (), boldface () or indices ().
In quantum mechanics, a quantum state is typically represented as an element of a complex Hilbert space, for example, the infinite-dimensional vector space of all possible wavefunctions (square integrable functions mapping each point of 3D space to a complex number) or some more abstract Hilbert space constructed more algebraically. To distinguish this type of vector from those described above, it is common and useful in physics to denote an element of an abstract complex vector space as a ket , to refer to it as a "ket" rather than as a vector, and to pronounce it "ket-" or "ket-A" for .
Symbols, letters, numbers, or even words—whatever serves as a convenient label—can be used as the label inside a ket, with the making clear that the label indicates a vector in vector space. In other words, the symbol "" has a recognizable mathematical meaning as to the kind of variable being represented, while just the "" by itself does not. For example, is not necessarily equal to . Nevertheless, for convenience, there is usually some logical scheme behind the labels inside kets, such as the common practice of labeling energy eigenkets in quantum mechanics through a listing of their quantum numbers. At its simplest, the label inside the ket is the eigenvalue of a physical operator, such as , , , etc.
Notation
Since kets are just vectors in a Hermitian vector space, they can be manipulated using the usual rules of linear algebra. For example:
Note how the last line above involves infinitely many different kets, one for each real number .
Since the ket is an element of a vector space, a bra is an element of its dual space, i.e. a bra is a linear functional which is a linear map from the vector space to the complex numbers. Thus, it is useful to think of kets and bras as being elements of different vector spaces (see below however) with both being different useful concepts.
A bra and a ket (i.e. a functional and a vector), can be combined to an operator of rank one with outer product
Inner product and bra–ket identification on Hilbert space
The bra–ket notation is particularly useful in Hilbert spaces which have an inner product that allows Hermitian conjugation and identifying a vector with a continuous linear functional, i.e. a ket with a bra, and vice versa (see Riesz representation theorem). The inner product on Hilbert space (with the first argument anti linear as preferred by physicists) is fully equivalent to an (anti-linear) identification between the space of kets and that of bras in the bra ket notation: for a vector ket define a functional (i.e. bra) by
Bras and kets as row and column vectors
In the simple case where we consider the vector space , a ket can be identified with a column vector, and a bra as a row vector. If moreover we use the standard Hermitian inner product on , the bra corresponding to a ket, in particular a bra and a ket with the same label are conjugate transpose. Moreover, conventions are set up in such a way that writing bras, kets, and linear operators next to each other simply imply matrix multiplication. In particular the outer product of a column and a row vector ket and bra can be identified with matrix multiplication (column vector times row vector equals matrix).
For a finite-dimensional vector space, using a fixed orthonormal basis, the inner product can be written as a matrix multiplication of a row vector with a column vector:
Based on this, the bras and kets can be defined as:
and then it is understood that a bra next to a ket implies matrix multiplication.
The conjugate transpose (also called Hermitian conjugate) of a bra is the corresponding ket and vice versa:
because if one starts with the bra
then performs a complex conjugation, and then a matrix transpose, one ends up with the ket
Writing elements of a finite dimensional (or mutatis mutandis, countably infinite) vector space as a column vector of numbers requires picking a basis. Picking a basis is not always helpful because quantum mechanics calculations involve frequently switching between different bases (e.g. position basis, momentum basis, energy eigenbasis), and one can write something like "" without committing to any particular basis. In situations involving two different important basis vectors, the basis vectors can be taken in the notation explicitly and here will be referred simply as "" and "".
Non-normalizable states and non-Hilbert spaces
Bra–ket notation can be used even if the vector space is not a Hilbert space.
In quantum mechanics, it is common practice to write down kets which have infinite norm, i.e. non-normalizable wavefunctions. Examples include states whose wavefunctions are Dirac delta functions or infinite plane waves. These do not, technically, belong to the Hilbert space itself. However, the definition of "Hilbert space" can be broadened to accommodate these states (see the Gelfand–Naimark–Segal construction or rigged Hilbert spaces). The bra–ket notation continues to work in an analogous way in this broader context.
Banach spaces are a different generalization of Hilbert spaces. In a Banach space , the vectors may be notated by kets and the continuous linear functionals by bras. Over any vector space without topology, we may also notate the vectors by kets and the linear functionals by bras. In these more general contexts, the bracket does not have the meaning of an inner product, because the Riesz representation theorem does not apply.
Usage in quantum mechanics
The mathematical structure of quantum mechanics is based in large part on linear algebra:
Wave functions and other quantum states can be represented as vectors in a complex Hilbert space. (The exact structure of this Hilbert space depends on the situation.) In bra–ket notation, for example, an electron might be in the "state" . (Technically, the quantum states are rays of vectors in the Hilbert space, as corresponds to the same state for any nonzero complex number .)
Quantum superpositions can be described as vector sums of the constituent states. For example, an electron in the state is in a quantum superposition of the states and .
Measurements are associated with linear operators (called observables) on the Hilbert space of quantum states.
Dynamics are also described by linear operators on the Hilbert space. For example, in the Schrödinger picture, there is a linear time evolution operator with the property that if an electron is in state right now, at a later time it will be in the state , the same for every possible .
Wave function normalization is scaling a wave function so that its norm is 1.
Since virtually every calculation in quantum mechanics involves vectors and linear operators, it can involve, and often does involve, bra–ket notation. A few examples follow:
Spinless position–space wave function
The Hilbert space of a spin-0 point particle is spanned by a "position basis" , where the label extends over the set of all points in position space. This label is the eigenvalue of the position operator acting on such a basis state, . Since there are an uncountably infinite number of vector components in the basis, this is an uncountably infinite-dimensional Hilbert space. The dimensions of the Hilbert space (usually infinite) and position space (usually 1, 2 or 3) are not to be conflated.
Starting from any ket in this Hilbert space, one may define a complex scalar function of , known as a wavefunction,
On the left-hand side, is a function mapping any point in space to a complex number; on the right-hand side,
is a ket consisting of a superposition of kets with relative coefficients specified by that function.
It is then customary to define linear operators acting on wavefunctions in terms of linear operators acting on kets, by
For instance, the momentum operator has the following coordinate representation,
One occasionally even encounters a expressions such as , though this is something of an abuse of notation. The differential operator must be understood to be an abstract operator, acting on kets, that has the effect of differentiating wavefunctions once the expression is projected onto the position basis,
even though, in the momentum basis, this operator amounts to a mere multiplication operator (by ). That is, to say,
or
Overlap of states
In quantum mechanics the expression is typically interpreted as the probability amplitude for the state to collapse into the state . Mathematically, this means the coefficient for the projection of onto . It is also described as the projection of state onto state .
Changing basis for a spin-1/2 particle
A stationary spin- particle has a two-dimensional Hilbert space. One orthonormal basis is:
where is the state with a definite value of the spin operator equal to + and is the state with a definite value of the spin operator equal to −.
Since these are a basis, any quantum state of the particle can be expressed as a linear combination (i.e., quantum superposition) of these two states:
where and are complex numbers.
A different basis for the same Hilbert space is:
defined in terms of rather than .
Again, any state of the particle can be expressed as a linear combination of these two:
In vector form, you might write
depending on which basis you are using. In other words, the "coordinates" of a vector depend on the basis used.
There is a mathematical relationship between , , and ; see change of basis.
Pitfalls and ambiguous uses
There are some conventions and uses of notation that may be confusing or ambiguous for the non-initiated or early student.
Separation of inner product and vectors
A cause for confusion is that the notation does not separate the inner-product operation from the notation for a (bra) vector. If a (dual space) bra-vector is constructed as a linear combination of other bra-vectors (for instance when expressing it in some basis) the notation creates some ambiguity and hides mathematical details. We can compare bra–ket notation to using bold for vectors, such as , and for the inner product. Consider the following dual space bra-vector in the basis :
It has to be determined by convention if the complex numbers are inside or outside of the inner product, and each convention gives different results.
Reuse of symbols
It is common to use the same symbol for labels and constants. For example, , where the symbol is used simultaneously as the name of the operator , its eigenvector and the associated eigenvalue . Sometimes the hat is also dropped for operators, and one can see notation such as .
Hermitian conjugate of kets
It is common to see the usage , where the dagger () corresponds to the Hermitian conjugate. This is however not correct in a technical sense, since the ket, , represents a vector in a complex Hilbert-space , and the bra, , is a linear functional on vectors in . In other words, is just a vector, while is the combination of a vector and an inner product.
Operations inside bras and kets
This is done for a fast notation of scaling vectors. For instance, if the vector is scaled by , it may be denoted . This can be ambiguous since is simply a label for a state, and not a mathematical object on which operations can be performed. This usage is more common when denoting vectors as tensor products, where part of the labels are moved outside the designed slot, e.g. .
Linear operators
Linear operators acting on kets
A linear operator is a map that inputs a ket and outputs a ket. (In order to be called "linear", it is required to have certain properties.) In other words, if is a linear operator and is a ket-vector, then is another ket-vector.
In an -dimensional Hilbert space, we can impose a basis on the space and represent in terms of its coordinates as a column vector. Using the same basis for , it is represented by an complex matrix. The ket-vector can now be computed by matrix multiplication.
Linear operators are ubiquitous in the theory of quantum mechanics. For example, observable physical quantities are represented by self-adjoint operators, such as energy or momentum, whereas transformative processes are represented by unitary linear operators such as rotation or the progression of time.
Linear operators acting on bras
Operators can also be viewed as acting on bras from the right hand side. Specifically, if is a linear operator and is a bra, then is another bra defined by the rule
(in other words, a function composition). This expression is commonly written as (cf. energy inner product)
In an -dimensional Hilbert space, can be written as a row vector, and (as in the previous section) is an matrix. Then the bra can be computed by normal matrix multiplication.
If the same state vector appears on both bra and ket side,
then this expression gives the expectation value, or mean or average value, of the observable represented by operator for the physical system in the state .
Outer products
A convenient way to define linear operators on a Hilbert space is given by the outer product: if is a bra and is a ket, the outer product
denotes the rank-one operator with the rule
For a finite-dimensional vector space, the outer product can be understood as simple matrix multiplication:
The outer product is an matrix, as expected for a linear operator.
One of the uses of the outer product is to construct projection operators. Given a ket of norm 1, the orthogonal projection onto the subspace spanned by is
This is an idempotent in the algebra of observables that acts on the Hilbert space.
Hermitian conjugate operator
Just as kets and bras can be transformed into each other (making into ), the element from the dual space corresponding to is , where denotes the Hermitian conjugate (or adjoint) of the operator . In other words,
If is expressed as an matrix, then is its conjugate transpose.
Self-adjoint operators, where , play an important role in quantum mechanics; for example, an observable is always described by a self-adjoint operator. If is a self-adjoint operator, then is always a real number (not complex). This implies that expectation values of observables are real.
Properties
Bra–ket notation was designed to facilitate the formal manipulation of linear-algebraic expressions. Some of the properties that allow this manipulation are listed herein. In what follows, and denote arbitrary complex numbers, denotes the complex conjugate of , and denote arbitrary linear operators, and these properties are to hold for any choice of bras and kets.
Linearity
Since bras are linear functionals,
By the definition of addition and scalar multiplication of linear functionals in the dual space,
Associativity
Given any expression involving complex numbers, bras, kets, inner products, outer products, and/or linear operators (but not addition), written in bra–ket notation, the parenthetical groupings do not matter (i.e., the associative property holds). For example:
and so forth. The expressions on the right (with no parentheses whatsoever) are allowed to be written unambiguously because of the equalities on the left. Note that the associative property does not hold for expressions that include nonlinear operators, such as the antilinear time reversal operator in physics.
Hermitian conjugation
Bra–ket notation makes it particularly easy to compute the Hermitian conjugate (also called dagger, and denoted ) of expressions. The formal rules are:
The Hermitian conjugate of a bra is the corresponding ket, and vice versa.
The Hermitian conjugate of a complex number is its complex conjugate.
The Hermitian conjugate of the Hermitian conjugate of anything (linear operators, bras, kets, numbers) is itself—i.e.,
Given any combination of complex numbers, bras, kets, inner products, outer products, and/or linear operators, written in bra–ket notation, its Hermitian conjugate can be computed by reversing the order of the components, and taking the Hermitian conjugate of each.
These rules are sufficient to formally write the Hermitian conjugate of any such expression; some examples are as follows:
Kets:
Inner products: Note that is a scalar, so the Hermitian conjugate is just the complex conjugate, i.e.,
Matrix elements:
Outer products:
Composite bras and kets
Two Hilbert spaces and may form a third space by a tensor product. In quantum mechanics, this is used for describing composite systems. If a system is composed of two subsystems described in and respectively, then the Hilbert space of the entire system is the tensor product of the two spaces. (The exception to this is if the subsystems are actually identical particles. In that case, the situation is a little more complicated.)
If is a ket in and is a ket in , the tensor product of the two kets is a ket in . This is written in various notations:
See quantum entanglement and the EPR paradox for applications of this product.
The unit operator
Consider a complete orthonormal system (basis),
for a Hilbert space , with respect to the norm from an inner product .
From basic functional analysis, it is known that any ket can also be written as
with the inner product on the Hilbert space.
From the commutativity of kets with (complex) scalars, it follows that
must be the identity operator, which sends each vector to itself.
This, then, can be inserted in any expression without affecting its value; for example
where, in the last line, the Einstein summation convention has been used to avoid clutter.
In quantum mechanics, it often occurs that little or no information about the inner product of two arbitrary (state) kets is present, while it is still possible to say something about the expansion coefficients and of those vectors with respect to a specific (orthonormalized) basis. In this case, it is particularly useful to insert the unit operator into the bracket one time or more.
For more information, see Resolution of the identity,
where
Since , plane waves follow,
In his book (1958), Ch. III.20, Dirac defines the standard ket which, up to a normalization, is the translationally invariant momentum eigenstate in the momentum representation, i.e., . Consequently, the corresponding wavefunction is a constant, , and
as well as
Typically, when all matrix elements of an operator such as are available, this resolution serves to reconstitute the full operator,
Notation used by mathematicians
The object physicists are considering when using bra–ket notation is a Hilbert space (a complete inner product space).
Let be a Hilbert space and a vector in . What physicists would denote by is the vector itself. That is,
Let be the dual space of . This is the space of linear functionals on . The embedding is defined by , where for every the linear functional satisfies for every the functional equation .
Notational confusion arises when identifying and with and respectively. This is because of literal symbolic substitutions. Let and let . This gives
One ignores the parentheses and removes the double bars.
Moreover, mathematicians usually write the dual entity not at the first place, as the physicists do, but at the second one, and they usually use not an asterisk but an overline (which the physicists reserve for averages and the Dirac spinor adjoint) to denote complex conjugate numbers; i.e., for scalar products mathematicians usually write
whereas physicists would write for the same quantity
See also
Angular momentum diagrams (quantum mechanics)
-slit interferometric equation
Quantum state
Inner product space
Notes
References
. Also see his standard text, The Principles of Quantum Mechanics, IV edition, Clarendon Press (1958),
External links
Richard Fitzpatrick, "Quantum Mechanics: A graduate level course", The University of Texas at Austin. Includes:
1. Ket space
2. Bra space
3. Operators
4. The outer product
5. Eigenvalues and eigenvectors
Robert Littlejohn, Lecture notes on "The Mathematical Formalism of Quantum mechanics", including bra–ket notation. University of California, Berkeley.
Information theory
Quantum information science
Linear algebra
Mathematical notation
Paul Dirac
Linear functionals |
4543 | https://en.wikipedia.org/wiki/Blue | Blue | Blue is one of the three primary colours in the RYB colour model (traditional colour theory), as well as in the RGB (additive) colour model. It lies between violet and cyan on the spectrum of visible light. The term blue generally describes colors perceived by humans observing light with a dominant wavelength between approximately 450 and 495 nanometres. Most blues contain a slight mixture of other colours; azure contains some green, while ultramarine contains some violet. The clear daytime sky and the deep sea appear blue because of an optical effect known as Rayleigh scattering. An optical effect called the Tyndall effect explains blue eyes. Distant objects appear more blue because of another optical effect called aerial perspective.
Blue has been an important colour in art and decoration since ancient times. The semi-precious stone lapis lazuli was used in ancient Egypt for jewellery and ornament and later, in the Renaissance, to make the pigment ultramarine, the most expensive of all pigments. In the eighth century Chinese artists used cobalt blue to colour fine blue and white porcelain. In the Middle Ages, European artists used it in the windows of cathedrals. Europeans wore clothing coloured with the vegetable dye woad until it was replaced by the finer indigo from America. In the 19th century, synthetic blue dyes and pigments gradually replaced organic dyes and mineral pigments. Dark blue became a common colour for military uniforms and later, in the late 20th century, for business suits. Because blue has commonly been associated with harmony, it was chosen as the colour of the flags of the United Nations and the European Union.
In the United States and Europe, blue is the colour that both men and women are most likely to choose as their favourite, with at least one recent survey showing the same across several other countries, including China, Malaysia, and Indonesia. Past surveys in the US and Europe have found that blue is the colour most commonly associated with harmony, confidence, masculinity, knowledge, intelligence, calm, distance, infinity, the imagination, cold, and sadness.
Etymology and linguistics
The modern English word blue comes from Middle English or , from the Old French , a word of Germanic origin, related to the Old High German word (meaning 'shimmering, lustrous'). In heraldry, the word azure is used for blue.
In Russian, Spanish and some other languages, there is no single word for blue, but rather different words for light blue (, ; ) and dark blue (, ; ). See Colour term.
Several languages, including Japanese and Lakota Sioux, use the same word to describe blue and green. For example, in Vietnamese, the colour of both tree leaves and the sky is . In Japanese, the word for blue (, ) is often used for colours that English speakers would refer to as green, such as the colour of a traffic signal meaning "go". In Lakota, the word is used for both blue and green, the two colours not being distinguished in older Lakota. (For more on this subject, see Blue–green distinction in language.)
Linguistic research indicates that languages do not begin by having a word for the colour blue. Colour names often developed individually in natural languages, typically beginning with black and white (or dark and light), and then adding red, and only much later – usually as the last main category of colour accepted in a language – adding the colour blue, probably when blue pigments could be manufactured reliably in the culture using that language.
Optics and colour theory
The term blue generally describes colors perceived by humans observing light with a dominant wavelength between approximately 450 and 495 nanometres. Blues with a higher frequency and thus a shorter wavelength gradually look more violet, while those with a lower frequency and a longer wavelength gradually appear more green. Purer blues are in the middle of this range, e.g., around 470 nanometres.
Isaac Newton included blue as one of the seven colours in his first description of the visible spectrum. He chose seven colours because that was the number of notes in the musical scale, which he believed was related to the optical spectrum. He included indigo, the hue between blue and violet, as one of the separate colours, though today it is usually considered a hue of blue.
In painting and traditional colour theory, blue is one of the three primary colours of pigments (red, yellow, blue), which can be mixed to form a wide gamut of colours. Red and blue mixed together form violet, blue and yellow together form green. Mixing all three primary colours together produces a dark brown. From the Renaissance onward, painters used this system to create their colours. (See RYB colour model.)
The RYB model was used for colour printing by Jacob Christoph Le Blon as early as 1725. Later, printers discovered that more accurate colours could be created by using combinations of cyan, magenta, yellow, and black ink, put onto separate inked plates and then overlaid one at a time onto paper. This method could produce almost all the colours in the spectrum with reasonable accuracy.
On the HSV colour wheel, the complement of blue is yellow; that is, a colour corresponding to an equal mixture of red and green light. On a colour wheel based on traditional colour theory (RYB) where blue was considered a primary colour, its complementary colour is considered to be orange (based on the Munsell colour wheel).
LED
In 1993, high-brightness blue LEDs were demonstrated by Shuji Nakamura of Nichia Corporation. In parallel, Isamu Akasaki and Hiroshi Amano of Nagoya University were working on a new development which revolutionized LED lighting.
Nakamura was awarded the 2006 Millennium Technology Prize for his invention.
Nakamura, Hiroshi Amano and Isamu Akasaki were awarded the Nobel Prize in Physics in 2014 for the invention of an efficient blue LED.
Lasers
Lasers emitting in the blue region of the spectrum became widely available to the public in 2010 with the release of inexpensive high-powered 445–447 nm laser diode technology. Previously the blue wavelengths were accessible only through DPSS which are comparatively expensive and inefficient, but still widely used by scientists for applications including optogenetics, Raman spectroscopy, and particle image velocimetry, due to their superior beam quality. Blue gas lasers are also still commonly used for holography, DNA sequencing, optical pumping, among other scientific and medical applications.
Shades and variations
Blue is the colour of light between violet and cyan on the visible spectrum. Hues of blue include indigo and ultramarine, closer to violet; pure blue, without any mixture of other colours; Azure, which is a lighter shade of blue, similar to the colour of the sky; Cyan, which is midway in the spectrum between blue and green, and the other blue-greens such as turquoise, teal, and aquamarine.
Blue also varies in shade or tint; darker shades of blue contain black or grey, while lighter tints contain white. Darker shades of blue include ultramarine, cobalt blue, navy blue, and Prussian blue; while lighter tints include sky blue, azure, and Egyptian blue. (For a more complete list see the List of colours).
As a structural colour
In nature, many blue phenomena arise from structural colouration, the result of interference between reflections from two or more surfaces of thin films, combined with refraction as light enters and exits such films. The geometry then determines that at certain angles, the light reflected from both surfaces interferes constructively, while at other angles, the light interferes destructively. Diverse colours therefore appear despite the absence of colourants.
Colourants
Artificial blues
Egyptian blue, the first artificial pigment, was produced in the third millennium BC in Ancient Egypt. It is produced by heating pulverized sand, copper, and natron. It was used in tomb paintings and funereal objects to protect the dead in their afterlife. Prior to the 1700s, blue colourants for artwork were mainly based on lapis lazuli and the related mineral ultramarine. A breakthrough occurred in 1709 when German druggist and pigment maker Johann Jacob Diesbach discovered Prussian blue. The new blue arose from experiments involving heating dried blood with iron sulphides and was initially called Berliner Blau. By 1710 it was being used by the French painter Antoine Watteau, and later his successor Nicolas Lancret. It became immensely popular for the manufacture of wallpaper, and in the 19th century was widely used by French impressionist painters. Beginning in the 1820s, Prussian blue was imported into Japan through the port of Nagasaki. It was called bero-ai, or Berlin blue, and it became popular because it did not fade like traditional Japanese blue pigment, ai-gami, made from the dayflower. Prussian blue was used by both Hokusai, in his wave paintings, and Hiroshige.
In 1799 a French chemist, Louis Jacques Thénard, made a synthetic cobalt blue pigment which became immensely popular with painters.
In 1824 the Societé pour l'Encouragement d'Industrie in France offered a prize for the invention of an artificial ultramarine which could rival the natural colour made from lapis lazuli. The prize was won in 1826 by a chemist named Jean Baptiste Guimet, but he refused to reveal the formula of his colour. In 1828, another scientist, Christian Gmelin then a professor of chemistry in Tübingen, found the process and published his formula. This was the beginning of new industry to manufacture artificial ultramarine, which eventually almost completely replaced the natural product.
In 1878 German chemists synthesized indigo. This product rapidly replaced natural indigo, wiping out vast farms growing indigo. It is now the blue of blue jeans. As the pace of organic chemistry accelerated, a succession of synthetic blue dyes were discovered including Indanthrone blue, which had even greater resistance to fading during washing or in the sun, and copper phthalocyanine.
Dyes for textiles and food
Blue dyes are organic compounds, both synthetic and natural. Woad and true indigo were once used but since the early 1900s, all indigo is synthetic. Produced on an industrial scale, indigo is the blue of blue jeans.
For food, the triarylmethane dye Brilliant blue FCF is used for candies. The search continues for stable, natural blue dyes suitable for the food industry.
Pigments for painting and glass
Blue pigments were once produced from minerals, especially lapis lazuli and its close relative ultramarine. These minerals were crushed, ground into powder, and then mixed with a quick-drying binding agent, such as egg yolk (tempera painting); or with a slow-drying oil, such as linseed oil, for oil painting. Two inorganic but synthetic blue pigments are cerulean blue (primarily cobalt(II) stanate: ) and Prussian blue (milori blue: primarily ). The chromophore in blue glass and glazes is cobalt(II). Diverse cobalt(II) salts such as cobalt carbonate or cobalt(II) aluminate are mixed with the silica prior to firing. The cobalt occupies sites otherwise filled with silicon.
Inks
Methyl blue is the dominant blue pigment in inks used in pens. Blueprinting involves the production of Prussian blue in situ.
Inorganic compounds
Certain metal ions characteristically form blue solutions or blue salts. Of some practical importance, cobalt is used to make the deep blue glazes and glasses. It substitutes for silicon or aluminum ions in these materials. Cobalt is the blue chromophore in stained glass windows, such as those in Gothic cathedrals and in Chinese porcelain beginning in the T'ang Dynasty. Copper(II) (Cu2+) also produces many blue compounds, including the commercial algicide copper(II) sulfate (CuSO4.5H2O). Similarly, vanadyl salts and solutions are often blue, e.g. vanadyl sulfate.
In nature
Sky and sea
When sunlight passes through the atmosphere, the blue wavelengths are scattered more widely by the oxygen and nitrogen molecules, and more blue comes to our eyes. This effect is called Rayleigh scattering, after Lord Rayleigh and confirmed by Albert Einstein in 1911.
The sea is seen as blue for largely the same reason: the water absorbs the longer wavelengths of red and reflects and scatters the blue, which comes to the eye of the viewer. The deeper the observer goes, the darker the blue becomes. In the open sea, only about one per cent of light penetrates to a depth of 200 metres. (See underwater and euphotic depth)
The colour of the sea is also affected by the colour of the sky, reflected by particles in the water; and by algae and plant life in the water, which can make it look green; or by sediment, which can make it look brown.
The farther away an object is, the more blue it often appears to the eye. For example, mountains in the distance often appear blue. This is the effect of atmospheric perspective; the farther an object is away from the viewer, the less contrast there is between the object and its background colour, which is usually blue. In a painting where different parts of the composition are blue, green and red, the blue will appear to be more distant, and the red closer to the viewer. The cooler a colour is, the more distant it seems. Blue light is scattered more than other wavelengths by the gases in the atmosphere, hence our "blue planet".
Minerals
Some of the most desirable gems are blue, including sapphire and tanzanite. Compounds of copper(II) are characteristically blue and so are many copper-containing minerals.
Azurite (, with a deep blue colour, was once employed in medieval years, but it is unstable pigment, losing its colour especially under dry conditions. Lapis lazuli, mined in Afghanistan for more than three thousand years, was used for jewelry and ornaments, and later was crushed and powdered and used as a pigment. The more it was ground, the lighter the blue colour became. Natural ultramarine, made by grinding lapis lazuli into a fine powder, was the finest available blue pigment in the Middle Ages and the Renaissance. It was extremely expensive, and in Italian Renaissance art, it was often reserved for the robes of the Virgin Mary.
Plants and fungi
Intense efforts have focused on blue flowers and the possibility that natural blue colourants could be used as food dyes. Commonly, blue colours in plants are anthocyanins: "the largest group of water-soluble pigments found widespread in the plant kingdom." In the few plants that exploit structural colouration, brilliant colours are produced by structures within cells. The most brilliant blue colouration known in any living tissue is found in the marble berries of Pollia condensata, where a spiral structure of cellulose fibrils scattering blue light. The fruit of quandong (Santalum acuminatum) can appear blue owing to the same effect.
Animals
Blue-pigmented animals are relatively rare. Examples of which include butterflies of the genus Nessaea, where blue is created by pterobilin. Other blue pigments of animal origin include phorcabilin, used by other butterflies in Graphium and Papilio (specifically P. phorcas and P. weiskei), and sarpedobilin, which is used by Graphium sarpedon. Blue-pigmented organelles, known as "cyanosomes", exist in the chromatophores of at least two fish species, the mandarin fish and the picturesque dragonet. More commonly, blueness in animals is a structural colouration; an optical interference effect induced by organized nanometer-sized scales or fibres. Examples include the plumage of several birds like the blue jay and indigo bunting, the scales of butterflies like the morpho butterfly, collagen fibres in the skin of some species of monkey and opossum, and the iridophore cells in some fish and frogs.
Eyes
Blue eyes do not actually contain any blue pigment. Eye colour is determined by two factors: the pigmentation of the eye's iris and the scattering of light by the turbid medium in the stroma of the iris. In humans, the pigmentation of the iris varies from light brown to black. The appearance of blue, green, and hazel eyes results from the Tyndall scattering of light in the stroma, an optical effect similar to what accounts for the blueness of the sky. The irises of the eyes of people with blue eyes contain less dark melanin than those of people with brown eyes, which means that they absorb less short-wavelength blue light, which is instead reflected out to the viewer. Eye colour also varies depending on the lighting conditions, especially for lighter-coloured eyes.
Blue eyes are most common in Ireland, the Baltic Sea area and Northern Europe, and are also found in Eastern, Central, and Southern Europe. Blue eyes are also found in parts of Western Asia, most notably in Afghanistan, Syria, Iraq, and Iran. In Estonia, 99% of people have blue eyes. In Denmark in 1978, only 8% of the population had brown eyes, though through immigration, today that number is about 11%. In Germany, about 75% have blue eyes.
In the United States, as of 2006, one out of every six people, or 16.6% of the total population, and 22.3% of the white population, have blue eyes, compared with about half of Americans born in 1900, and a third of Americans born in 1950. Blue eyes are becoming less common among American children. In the US, boys are 3–5 per cent more likely to have blue eyes than girls.
History
In the ancient world
As early as the 7th millennium BC, lapis lazuli was mined in the Sar-i Sang mines, in Shortugai, and in other mines in Badakhshan province in northeast Afghanistan.
Lapis lazuli artifacts, dated to 7570 BC, have been found at Bhirrana, which is the oldest site of Indus Valley civilisation. Lapis was highly valued by the Indus Valley Civilisation (7570–1900 BC). Lapis beads have been found at Neolithic burials in Mehrgarh, the Caucasus, and as far away as Mauritania. It was used in the funeral mask of Tutankhamun (1341–1323 BC).
A term for Blue was relatively rare in many forms of ancient art and decoration, and even in ancient literature. The Ancient Greek poets described the sea as green, brown or "the colour of wine". The colour is mentioned several times in the Hebrew Bible as 'tekhelet'. Reds, blacks, browns, and ochres are found in cave paintings from the Upper Paleolithic period, but not blue. Blue was also not used for dyeing fabric until long after red, ochre, pink, and purple. This is probably due to the perennial difficulty of making blue dyes and pigments. On the other hand, the rarity of blue pigment made it even more valuable.
The earliest known blue dyes were made from plants – woad in Europe, indigo in Asia and Africa, while blue pigments were made from minerals, usually either lapis lazuli or azurite, and required more. Blue glazes posed still another challenge since the early blue dyes and pigments were not thermally robust. In , the blue glaze Egyptian blue was introduced for ceramics, as well as many other objects. The Greeks imported indigo dye from India, calling it indikon, and they painted with Egyptian blue. Blue was not one of the four primary colours for Greek painting described by Pliny the Elder (red, yellow, black, and white). For the Romans, blue was the colour of mourning, as well as the colour of barbarians. The Celts and Germans reportedly dyed their faces blue to frighten their enemies, and tinted their hair blue when they grew old. The Romans made extensive use of indigo and Egyptian blue pigment, as evidenced, in part, by frescos in Pompeii.
The Romans had many words for varieties of blue, including , , , , , , , and , but two words, both of foreign origin, became the most enduring; , from the Germanic word blau, which eventually became bleu or blue; and , from the Arabic word , which became azure.
Blue was widely used in the decoration of churches in the Byzantine Empire. By contrast, in the Islamic world, blue was of secondary to green, believed to be the favourite colour of the Prophet Mohammed. At certain times in Moorish Spain and other parts of the Islamic world, blue was the colour worn by Christians and Jews, because only Muslims were allowed to wear white and green.
In the Middle Ages
In the art and life of Europe during the early Middle Ages, blue played a minor role. This changed dramatically between 1130 and 1140 in Paris, when the Abbe Suger rebuilt the Saint Denis Basilica. Suger considered that light was the visible manifestation of the Holy Spirit. He installed stained glass windows coloured with cobalt, which, combined with the light from the red glass, filled the church with a bluish violet light. The church became the marvel of the Christian world, and the colour became known as the . In the years that followed even more elegant blue stained glass windows were installed in other churches, including at Chartres Cathedral and Sainte-Chapelle in Paris.
In the 12th century the Roman Catholic Church dictated that painters in Italy (and the rest of Europe consequently) to paint the Virgin Mary with blue, which became associated with holiness, humility and virtue. In medieval paintings, blue was used to attract the attention of the viewer to the Virgin Mary. Paintings of the mythical King Arthur began to show him dressed in blue. The coat of arms of the kings of France became an azure or light blue shield, sprinkled with golden fleur-de-lis or lilies. Blue had come from obscurity to become the royal colour.
Renaissance through 18th century
Blue came into wider use beginning in the Renaissance, when artists began to paint the world with perspective, depth, shadows, and light from a single source. In Renaissance paintings, artists tried to create harmonies between blue and red, lightening the blue with lead white paint and adding shadows and highlights. Raphael was a master of this technique, carefully balancing the reds and the blues so no one colour dominated the picture.
Ultramarine was the most prestigious blue of the Renaissance, being more expensive than gold. Wealthy art patrons commissioned works with the most expensive blues possible. In 1616 Richard Sackville commissioned a portrait of himself by Isaac Oliver with three different blues, including ultramarine pigment for his stockings.
An industry for the manufacture of fine blue and white pottery began in the 14th century in Jingdezhen, China, using white Chinese porcelain decorated with patterns of cobalt blue, imported from Persia. It was first made for the family of the Emperor of China, then was exported around the world, with designs for export adapted to European subjects and tastes. The Chinese blue style was also adapted by Dutch craftsmen in Delft and English craftsmen in Staffordshire in the 17th-18th centuries. in the 18th century, blue and white porcelains were produced by Josiah Wedgwood and other British craftsmen.
19th-20th century
The early 19th century saw the ancestor of the modern blue business suit, created by Beau Brummel (1776-1840), who set fashion at the London Court. It also saw the invention of blue jeans, a highly popular form of workers's costume, invented in 1853 by Jacob W. Davis who used metal rivets to strengthen blue denim work clothing in the California gold fields. The invention was funded by San Francisco entrepreneur Levi Strauss, and spread around the world.
Recognizing the emotional power of blue, many artists made it the central element of paintings in the 19th and 20th centuries. They included Pablo Picasso, Pavel Kuznetsov and the Blue Rose art group, and Kandinsky and Der Blaue Reiter (The Blue Rider) school. Henri Matisse expressed deep emotions with blue:, "A certain blue penetrates your soul." In the second half of the 20th century, painters of the abstract expressionist movement use blues to inspire ideas and emotions. Painter Mark Rothko observed that colour was "only an instrument;" his interest was "in expressing human emotions tragedy, ecstasy, doom, and so on."
In society and culture
Uniforms
In the 17th century. The Prince-Elector of Brandenburg, Frederick William I of Prussia, chose Prussian blue as the new colour of Prussian military uniforms, because it was made with Woad, a local crop, rather than Indigo, which was produced by the colonies of Brandenburg's rival, England. It was worn by the German army until World War I, with the exception of the soldiers of Bavaria, who wore sky-blue.
In 1748, the Royal Navy adopted a dark shade of blue for the uniform of officers. It was first known as marine blue, now known as navy blue. The militia organized by George Washington selected blue and buff, the colours of the British Whig Party. Blue continued to be the colour of the field uniform of the US Army until 1902, and is still the colour of the dress uniform.
In the 19th century, police in the United Kingdom, including the Metropolitan Police and the City of London Police also adopted a navy blue uniform. Similar traditions were embraced in France and Austria. It was also adopted at about the same time for the uniforms of the officers of the New York City Police Department.
Religion
Blue in Judaism: In the Torah, the Israelites were commanded to put fringes, tzitzit, on the corners of their garments, and to weave within these fringes a "twisted thread of blue (tekhelet)". In ancient days, this blue thread was made from a dye extracted from a Mediterranean snail called the hilazon. Maimonides claimed that this blue was the colour of "the clear noonday sky"; Rashi, the colour of the evening sky. According to several rabbinic sages, blue is the colour of God's Glory. Staring at this colour aids in mediation, bringing us a glimpse of the "pavement of sapphire, like the very sky for purity", which is a likeness of the Throne of God. (The Hebrew word for glory.) Many items in the Mishkan, the portable sanctuary in the wilderness, such as the menorah, many of the vessels, and the Ark of the Covenant, were covered with blue cloth when transported from place to place.
Blue in Christianity: Blue is particularly associated with the Virgin Mary. This was the result of a decree of Pope Gregory I (540-601) who ordered that all religious paintings should tell a story which was clearly comprehensible to all viewers, and that figures should be easily recognizable, especially that of the figure of Mary. If she was alone in the image, her costume was usually painted with the finest blue, ultramarine. If she was with Christ, her costume was usually painted with a less expensive pigment, to avoid outshining him.
Blue in Hinduism: Many of the gods are depicted as having blue-coloured skin, particularly those associated with Vishnu, who is said to be the preserver of the world, and thus intimately connected to water. Krishna and Rama, Vishnu's avatars, are usually depicted with blue skin. Shiva, the destroyer deity, is also depicted in a light-blue hue, and is called neela kantha, or blue-throated, for having swallowed poison to save the universe during the Samudra Manthana, the churning of the ocean of milk. Blue is used to symbolically represent the fifth, and the throat, chakra (Vishuddha).
Blue in Sikhism: The Akali Nihangs warriors wear all-blue attire. Guru Gobind Singh also has a blue roan horse. The Sikh Rehat Maryada states that the Nishan Sahib hoisted outside every Gurudwara should be xanthic (Basanti in Punjabi) or greyish blue (modern day navy blue) (Surmaaee in Punjabi) colour.
Blue in Paganism: Blue is associated with peace, truth, wisdom, protection, and patience. It helps with healing, psychic ability, harmony, and understanding.
Sports
In sports, blue is widely represented in uniforms in part because the majority of national teams wear the colours of their national flag. For example, the national men's football team of France are known as Les Bleus (the Blues). Similarly, Argentina, Italy, and Uruguay wear blue shirts. The Asian Football Confederation and the Oceania Football Confederation use blue text on their logos. Blue is well represented in baseball (Blue Jays), basketball, and American football, and Ice hockey. The Indian national cricket team wears blue uniform during One day international matches, as such the team is also referred to as "Men in Blue".
Politics
Unlike red or green, blue was not strongly associated with any particular country, religion or political movement. As the colour of harmony, it was chosen as the colour for the flags of the United Nations, the European Union, and NATO. In politics, blue is often used as the colour of conservative parties, contrasting with the red associated with left-wing parties. It is the colour of the Conservative Party in the United Kingdom. In the United States, the colours are reversed. To avoid associations of the Democrats with socialism or the far left, U.S. states which voted Democratic in four consecutive presidential elections are termed "blue states", while those which voted for Republicans are termed "red states". States which voted for different parties in two of the last four presidential elections are called "swing states", and are usually coloured purple, a mix of red and blue, or sometimes pink or light blue.
See also
Engineer's blue
Lists of colours
Non-photo blue
Blue pigments
References
Works cited
(page numbers refer to the French translation)
Further reading
External links
"Friday essay: from the Great Wave to Starry Night, how a blue pigment changed the world", By Hugh Davies, theconversation.com
Primary colors
Secondary colors
Optical spectrum
Rainbow colors
Web colors |
4545 | https://en.wikipedia.org/wiki/BDSM | BDSM | BDSM is a variety of often erotic practices or roleplaying involving bondage, discipline, dominance and submission, sadomasochism, and other related interpersonal dynamics. Given the wide range of practices, some of which may be engaged in by people who do not consider themselves to be practising BDSM, inclusion in the BDSM community or subculture often is said to depend on self-identification and shared experience.
The initialism BDSM is first recorded in a Usenet post from 1991, and is interpreted as a combination of the abbreviations B/D (Bondage and Discipline), D/s (Dominance and submission), and S/M (Sadism and Masochism). BDSM is now used as a catch-all phrase covering a wide range of activities, forms of interpersonal relationships, and distinct subcultures. BDSM communities generally welcome anyone with a non-normative streak who identifies with the community; this may include cross-dressers, body modification enthusiasts, animal roleplayers, rubber fetishists, and others.
Activities and relationships in BDSM are often characterized by the participants' taking on roles that are complementary and involve inequality of power; thus, the idea of informed consent of both the partners is essential. The terms submissive and dominant are often used to distinguish these roles: the dominant partner ("dom") takes psychological control over the submissive ("sub"). The terms top and bottom are also used; the top is the instigator of an action while the bottom is the receiver of the action. The two sets of terms are subtly different: for example, someone may choose to act as bottom to another person, for example, by being whipped, purely recreationally, without any implication of being psychologically dominated, and submissives may be ordered to massage their dominant partners. Although the bottom carries out the action and the top receives it, they have not necessarily switched roles.
The abbreviations sub and dom are frequently used instead of submissive and dominant. Sometimes the female-specific terms mistress, domme, and dominatrix are used to describe a dominant woman, instead of the sometimes gender-neutral term dom. Individuals who change between top/dominant and bottom/submissive roles—whether from relationship to relationship or within a given relationship—are called switches. The precise definition of roles and self-identification is a common subject of debate among BDSM participants.
Fundamentals
BDSM is an umbrella term for certain kinds of erotic behaviour between consenting adults, encompassing various subcultures. Terms for roles vary widely among the subcultures. Top and dominant are widely used for those partner(s) in the relationship or activity who are, respectively, the physically active or controlling participants. Bottom and submissive are widely used for those partner(s) in the relationship or activity who are, respectively, the physically receptive or controlled participants. The interaction between tops and bottoms—where physical or mental control of the bottom is surrendered to the top—is sometimes known as "power exchange", whether in the context of an encounter or a relationship.
BDSM actions can often take place during a specific period of time agreed to by both parties, referred to as "play", a "scene", or a "session". Participants usually derive pleasure from this, even though many of the practices—such as inflicting pain or humiliation or being restrained—would be unpleasant under other circumstances. Explicit sexual activity, such as sexual penetration, may occur within a session, but is not essential. For legal reasons, such explicit sexual interaction is seen only rarely in public play spaces and is sometimes banned by the rules of a party or playspace. Whether it is a public "playspace"—ranging from a party at an established community dungeon to a hosted play "zone" at a nightclub or social event—the parameters of allowance can vary. Some have a policy of panties/nipple sticker for women (underwear for men) and some allow full nudity with explicit sexual acts.
The fundamental principles for the exercise of BDSM require that it be performed with the informed consent of all parties. Since the 1980s, many practitioners and organizations have adopted the motto (originally from the statement of purpose of GMSMA—a gay SM activist organization) safe, sane and consensual (SSC), which means that everything is based on safe activities, that all participants are of sufficiently sound mind to consent, and that all participants do consent. Mutual consent makes a clear legal and ethical distinction between BDSM and such crimes as sexual assault and domestic violence.
Some BDSM practitioners prefer a code of behaviour that differs from SSC. Described as "risk-aware consensual kink" (RACK), this code shows a preference for a style in which the individual responsibility of the involved parties is emphasized more strongly, with each participant being responsible for their own well-being. Advocates of RACK argue that SSC can hamper discussion of risk because no activity is truly "safe", and that discussion of even low-risk possibilities is necessary for truly informed consent. They further argue that setting a discrete line between "safe" and "not-safe" activities ideologically denies consenting adults the right to evaluate risks versus rewards for themselves; that some adults will be drawn to certain activities regardless of the risk; and that BDSM play—particularly higher-risk play or edgeplay—should be treated with the same regard as extreme sports, with both respect and the demand that practitioners educate themselves and practice the higher-risk activities to decrease risk. RACK may be seen as focusing primarily upon awareness and informed consent, rather than accepted safe practices.
Consent is the most important criterion. The consent and compliance for a sadomasochistic situation can be granted only by people who can judge the potential results. For their consent, they must have relevant information (the extent to which the scene will go, potential risks, if a safeword will be used, what that is, and so on) at hand and the necessary mental capacity to judge. The resulting consent and understanding is occasionally summarized in a written "contract", which is an agreement of what can and cannot take place.
BDSM play is usually structured such that it is possible for the consenting partner to withdraw their consent at any point during a scene; for example, by using a safeword that was agreed on in advance. Use of the agreed safeword (or occasionally a "safe symbol" such as dropping a ball or ringing a bell, especially when speech is restricted) is seen by some as an explicit withdrawal of consent. Failure to honor a safeword is considered serious misconduct and could constitute a crime, depending on the relevant law, since the bottom or top has explicitly revoked their consent to any actions that follow the use of the safeword. For other scenes, particularly in established relationships, a safeword may be agreed to signify a warning ("this is getting too intense") rather than explicit withdrawal of consent; and a few choose not to use a safeword at all.
Terminology and subtypes
The initialism BDSM stands for:
Bondage and discipline (B&D)
Dominance and submission (D&s)
Sadomasochism (or S&M)
These terms replaced sadomasochism, as they more broadly cover BDSM activities and focus on the submissive roles instead of psychological pain. The model is only an attempt at phenomenological differentiation. Individual tastes and preferences in the area of human sexuality may overlap among these areas.
Under the initialism BDSM, these psychological and physiological facets are also included:
Male dominance
Male submission
Female dominance
Female submission
The term bondage describes the practice of physical restraint. Bondage is usually, but not always, a sexual practice. While bondage is a very popular variation within the larger field of BDSM, it is nevertheless sometimes differentiated from the rest of this field. A 2015 study of over 1,000 Canadians showed that about half of all men held fantasies of bondage, and almost half of all women did as well. In a strict sense, bondage means binding the partner by tying their appendages together; for example, by the use of handcuffs or ropes, or by lashing their arms to an object. Bondage can also be achieved by spreading the appendages and fastening them with chains or ropes to a St. Andrew's cross or spreader bars.
The term discipline describes psychological restraining, with the use of rules and punishment to control overt behaviour. Punishment can be pain caused physically (such as caning), humiliation caused psychologically (such as a public flagellation) or loss of freedom caused physically (for example, chaining the submissive partner to the foot of a bed). Another aspect is the structured training of the bottom.
Dominance and submission (also known as D&s, Ds or D/s) is a set of behaviours, customs and rituals relating to the giving and accepting of control of one individual over another in an erotic or lifestyle context. It explores the more mental aspect of BDSM. This is also the case in many relationships not considering themselves as sadomasochistic; it is considered to be a part of BDSM if it is practiced purposefully. The range of its individual characteristics is thereby wide.
Often, BDSM contracts are set out in writing to record the formal consent of the parties to the power exchange, stating their common vision of the relationship dynamic. The purpose of this kind of agreement is primarily to encourage discussion and negotiation in advance and then to document that understanding for the benefit of all parties. Such documents have not been recognized as being legally binding, nor are they intended to be. These agreements are binding in the sense that the parties have the expectation that the negotiated rules will be followed. Often other friends and community members may witness the signing of such a document in a ceremony, and so parties violating their agreement can result in loss of face, respect or status with their friends in the community.
In general, as compared to conventional relationships, BDSM participants go to greater lengths to negotiate the important aspects of their relationships in advance, and to contribute significant effort toward learning about and following safe practices.
In D/s, the dominant is the top and the submissive is the bottom. In S/M, the sadist is usually the top and the masochist the bottom, but these roles are frequently more complicated or jumbled (as in the case of being dominant, masochists who may arrange for their submissive to carry out S/M activities on them). As in B/D, the declaration of the top/bottom may be required, though sadomasochists may also play without any power exchange at all, with both partners equally in control of the play.
Etymology
The term sadomasochism is derived from the words sadism and masochism. These terms differ somewhat from the same terms used in psychology since those require that the sadism or masochism cause significant distress or involve non-consenting partners. Sadomasochism refers to the aspects of BDSM surrounding the exchange of physical or emotional pain. Sadism describes sexual pleasure derived by inflicting pain, degradation, humiliation on another person or causing another person to suffer. On the other hand, the masochist enjoys being hurt, humiliated, or suffering within the consensual scenario. Sadomasochistic scenes sometimes reach a level that appears more extreme or cruel than other forms of BDSM—for example, when a masochist is brought to tears or is severely bruised—and is occasionally unwelcome at BDSM events or parties. Sadomasochism does not imply enjoyment through causing or receiving pain in other situations (for example, accidental injury, medical procedures).
The terms sadism and masochism are derived from the names of the Marquis de Sade and Leopold von Sacher-Masoch, based on the content of the authors' works. Although the names of de Sade and Sacher-Masoch are attached to the terms sadism and masochism respectively, the scenes described in de Sade's works do not meet modern BDSM standards of informed consent. BDSM is solely based on consensual activities, and based on its system and laws. The concepts presented by de Sade are not in accordance with the BDSM culture, even though they are sadistic in nature. In 1843, the Ruthenian physician Heinrich Kaan published (Psychopathy of Sex), a writing in which he converts the sin conceptions of Christianity into medical diagnoses. With his work, the originally theological terms perversion, aberration and deviation became part of the scientific terminology for the first time. The German psychiatrist Richard von Krafft-Ebing introduced the terms sadism and masochism to the medical community in his work (New research in the area of Psychopathy of Sex) in 1890.
In 1905, Sigmund Freud described sadism and masochism in his Three Essays on the Theory of Sexuality as diseases developing from an incorrect development of the child psyche and laid the groundwork for the scientific perspective on the subject in the following decades. This led to the first time use of the compound term sado-masochism (German ) by the Viennese psychoanalytic Isidor Isaak Sadger in their work, "" ("Regarding the sadomasochistic complex") in 1913.
In the later 20th century, BDSM activists have protested against these conceptual models, as they were derived from the philosophies of two singular historical figures. Both Freud and Krafft-Ebing were psychiatrists; their observations on sadism and masochism were dependent on psychiatric patients, and their models were built on the assumption of psychopathology. BDSM activists argue that it is illogical to attribute human behavioural phenomena as complex as sadism and masochism to the "inventions" of two historic individuals. Advocates of BDSM have sought to distinguish themselves from widely held notions of antiquated psychiatric theory by the adoption of the term BDSM as a distinction from the now common usage of those psychological terms, abbreviated as S&M.
Behavioural and physiological aspects
BDSM is commonly mistaken as being "all about pain". Freud was confounded by the complexity and counterintuitiveness of practitioners' doing things that are self-destructive and painful. Rather than pain, BDSM practitioners are primarily concerned with power, humiliation, and pleasure. The aspects of D/s and B/D may not include physical suffering at all, but include the sensations experienced by different emotions of the mind.
Of the three categories of BDSM, only sadomasochism specifically requires pain, but this is typically a means to an end, as a vehicle for feelings of humiliation, dominance, etc. In psychology, this aspect becomes a deviant behaviour once the act of inflicting or experiencing pain becomes a substitute for or the main source of sexual pleasure. In its most extreme, the preoccupation on this kind of pleasure can lead participants to view humans as insensate means of sexual gratification.
Dominance and submission of power are an entirely different experience, and are not always psychologically associated with physical pain. Many BDSM activities involve no pain or humiliation, but just the exchange of power and control. During the activities, the participants may feel endorphin effects comparable to "runner's high" and to the afterglow of orgasm. The corresponding trance-like mental state is also called subspace, for the submissive, and domspace, for the dominant. Some use body stress to describe this physiological sensation. The experience of algolagnia is important, but is not the only motivation for many BDSM practitioners. The philosopher Edmund Burke called the sensation of pleasure derived from pain "sublime". Couples engaging in consensual BDSM tend to show hormonal changes that indicate decreases in stress and increases in emotional bonding.
There is an array of BDSM practitioners who take part in sessions in which they do not receive any personal gratification. They enter such situations solely with the intention to allow their partners to indulge their own needs or fetishes. Professional dominants do this in exchange for money, but non-professionals do it for the sake of their partners.
In some BDSM sessions, the top exposes the bottom to a range of sensual experiences, such as pinching; biting; scratching with fingernails; erotic spanking; erotic electrostimulation; and the use of crops, whips, liquid wax, ice cubes, and Wartenberg wheels. Fixation by handcuffs, ropes, or chains may occur. The repertoire of possible "toys" is limited only by the imagination of both partners. To some extent, everyday items, such as clothespins, wooden spoons, and plastic wrap, are used in sex play. It is commonly considered that a pleasurable BDSM experience during a session depends strongly on the top's competence and experience and the bottom's physical and mental state. Trust and sexual arousal help the partners enter a shared mindset.
Types of play
Following are some of the types of BDSM play:
Animal roleplay
Bondage (BDSM)
Breast torture
Cock and ball torture
Diaper play
Edgeplay
Erotic electrostimulation
Erotic sexual denial
Spanking
Flogging
Human furniture
Japanese bondage
Medical play
Omorashi and bathroom use control
Paraphilic infantilism
Play piercing
Predicament bondage
Pussy torture
Salirophilia
Sexual roleplay
Suspension
Tickle torture
Urolagnia
Wax play
Safety
Besides safe sex, BDSM sessions often require a wider array of safety precautions than vanilla sex (sexual behaviour without BDSM elements). To ensure consent related to BDSM activity, pre-play negotiations are commonplace, especially among partners who do not know each other very well. In practice, pick-up scenes at clubs or parties may sometimes be low in negotiation (much as pick-up sex from singles bars may not involve much negotiation or disclosure). These negotiations concern the interests and fantasies of each partner and establish a framework of both acceptable and unacceptable activities. This kind of discussion is a typical "unique selling proposition" of BDSM sessions and quite commonplace. Additionally, safewords are often arranged to provide for an immediate stop of any activity if any participant should so desire.
Safewords are words or phrases that are called out when things are either not going as planned or have crossed a threshold one cannot handle. They are something both parties can remember and recognize and are, by definition, not words commonly used playfully during any kind of scene. Words such as no, stop, and don't, are often inappropriate as a safeword if the roleplaying aspect includes the illusion of non-consent.
The traffic light system (TLS) is the most commonly used set of safewords.
Red – meaning: stop immediately and check the status of your partner
Yellow – meaning: slow down, be careful
Green – meaning: I'm all good, we can start. If used it's normally uttered by everyone involved before the scene can start.
At most clubs and group-organized BDSM parties and events, dungeon monitors (DMs) provide an additional safety net for the people playing there, ensuring that house rules are followed and safewords respected.
BDSM participants are expected to understand practical safety aspects, such as the potential for harm to body parts. Contusion or scarring of the skin can be a concern. Using crops, whips, or floggers, the top's fine motor skills and anatomical knowledge can make the difference between a satisfying session for the bottom and a highly unpleasant experience that may even entail severe physical harm. The very broad range of BDSM "toys" and physical and psychological control techniques often requires a far-reaching knowledge of details related to the requirements of the individual session, such as anatomy, physics, and psychology. Despite these risks, BDSM activities usually result in far less severe injuries than sports like boxing and football, and BDSM practitioners do not visit emergency rooms any more often than the general population.
It is necessary to be able to identify each person's psychological "squicks" or triggers in advance to avoid them. Such losses of emotional balance due to sensory or emotional overload are a fairly commonly discussed issue. It is important to follow participants' reactions empathetically and continue or stop accordingly. For some players, sparking "freakouts" or deliberately using triggers may be the desired outcome. Safewords are one way for BDSM practices to protect both parties. However, partners should be aware of each other's psychological states and behaviours to prevent instances where the "freakouts" prevent the use of safewords.
After any BDSM activities, it is important that the participants go through sexual aftercare, to process and calm down from the activity. After the sessions, participants can need aftercare because their bodies have experienced trauma and they need to mentally come out of the role play.
Social aspects
Roles
Top and bottom
At one end of the spectrum are those who are indifferent to, or even reject physical stimulation. At the other end of the spectrum are bottoms who enjoy discipline and erotic humiliation but are not willing to be subordinate to the person who applies it. The bottom is frequently the partner who specifies the basic conditions of the session and gives instructions, directly or indirectly, in the negotiation, while the top often respects this guidance. Other bottoms, often called "brats", try to incur punishment from their tops by provoking them or "misbehaving". Nevertheless, a purist "school" exists within the BDSM community, which regards such "topping from the bottom" as rude or even incompatible with the standards of BDSM relations.
Types of relationships
Play
BDSM practitioners sometimes regard the practice of BDSM in their sex life as roleplaying and so often use the terms play and playing to describe activities where in their roles. Play of this sort for a specified period of time is often called a session, and the contents and the circumstances of play are often referred to as the scene. It is also common in personal relationships to use the term kink play for BDSM activities, or more specific terms for the type of activity. The relationships can be of varied types.
Long term
Early writings on BDSM both by the academic and BDSM community spoke little of long-term relationships with some in the gay leather community suggesting short-term play relationships to be the only feasible relationship models, and recommending people to get married and "play" with BDSM outside of marriage. In recent times though writers of BDSM and sites for BDSM have been more focused on long-term relationships.
A 2003 study, the first to look at these relationships, fully demonstrated that "quality long-term functioning relationships" exist among practitioners of BDSM, with either sex being the top or bottom (the study was based on 17 heterosexual couples). Respondents in the study expressed their BDSM orientation to be built into who they are, but considered exploring their BDSM interests an ongoing task, and showed flexibility and adaptability in order to match their interests with their partners. The "perfect match" where both in the relationship shared the same tastes and desires was rare, and most relationships required both partners to take up or put away some of their desires. The BDSM activities that the couples partook in varied in sexual to nonsexual significance for the partners who reported doing certain BDSM activities for "couple bonding, stress release, and spiritual quests". The most reported issue amongst respondents was not finding enough time to be in role with most adopting a lifestyle wherein both partners maintain their dominant or submissive role throughout the day.
Amongst the respondents, it was typically the bottoms who wanted to play harder, and be more restricted into their roles when there was a difference in desire to play in the relationship. The author of the study, Bert Cutler, speculated that tops may be less often in the mood to play due to the increased demand for responsibility on their part: being aware of the safety of the situation and prepared to remove the bottom from a dangerous scenario, being conscious of the desires and limits of the bottom, and so on. The author of the study stressed that successful long-term BDSM relationships came after "early and thorough disclosure" from both parties of their BDSM interests.
Many of those engaged in long-term BDSM relationships learned their skills from larger BDSM organizations and communities. There was a lot of discussion by the respondents on the amount of control the top possessed in the relationships but "no discussion of being better, or smarter, or of more value" than the bottom. Couples were generally of the same mind of whether or not they were in an ongoing relationship, but in such cases, the bottom was not locked up constantly, but that their role in the context of the relationship was always present, even when the top was doing non-dominant activities such as household chores, or the bottom being in a more dominant position. In its conclusion the study states:
The study further goes on to list three aspects that made the successful relationships work: early disclosure of interests and continued transparency, a commitment to personal growth, and the use of the dominant/submissive roles as a tool to maintain the relationship. In closing remarks, the author of the study theorizes that due to the serious potential for harm, couples in BDSM relationships develop increased communication that may be higher than in mainstream relationships.
Professional services
A professional dominatrix or professional dominant, often referred to within the culture as a pro-dom(me), offers services encompassing the range of bondage, discipline, and dominance in exchange for money. The term dominatrix is little-used within the non-professional BDSM scene. A non-professional dominant woman is more commonly referred to simply as a domme, dominant, or femdom (short for female dominance). Professional submissives ("pro-subs"), although far more rare, do exist. A professional submissive consents to their client's dominant behaviour within negotiated limits, and often works within a professional dungeon. Most of the people who work as subs normally have tendencies towards such activities, especially when sadomasochism is involved. Males also work as professional "tops" in BDSM, and are called masters or doms. However, it is much rarer to find a male in this profession.
Scenes
In BDSM, a "scene" is the stage or setting where BDSM activity takes place, as well as the activity itself. The physical place where a BDSM activity takes place is usually called a dungeon, though some prefer less dramatic terms, including playspace or club. A BDSM activity can, but need not, involve sexual activity or sexual roleplay. A characteristic of many BDSM relationships is the power exchange from the bottom to the dominant partner, and bondage features prominently in BDSM scenes and sexual roleplay.
"The Scene" (including use of the definite article the) is also used in the BDSM community to refer to the BDSM community as a whole. Thus someone who is on "the Scene", and prepared to play in public, might take part in "a scene" at a public play party.
A scene can take place in private between two or more people and can involve a domestic arrangement, such as servitude or a casual or committed lifestyle master/slave relationship. BDSM elements may involve settings of slave training or punishment for breaches of instructions.
A scene can also take place in a club, where the play can be viewed by others. When a scene takes place in a public setting, it may be because the participants enjoy being watched by others, or because of the equipment available, or because having third parties present adds safety for play partners who have only recently met.
Etiquette
Most standard social etiquette rules still apply when at a BDSM event, such as not intimately touching someone you do not know, not touching someone else's belongings (including toys), and abiding by dress codes. Many events open to the public also have rules addressing alcohol consumption, recreational drugs, cell phones, and photography.
A specific scene takes place within the general conventions and etiquette of BDSM, such as requirements for mutual consent and agreement as to the limits of any BDSM activity. This agreement can be incorporated into a formal contract. In addition, most clubs have additional rules which regulate how onlookers may interact with the actual participants in a scene. As is common in BDSM, these are founded on the catchphrase "safe, sane, and consensual".
Parties and clubs
BDSM play parties are events in which BDSM practitioners and other similarly interested people meet in order to communicate, share experiences and knowledge, and to "play" in an erotic atmosphere. BDSM parties show similarities to ones in the dark culture, being based on a more or less strictly enforced dress code; often clothing made of latex, leather or vinyl/PVC, lycra and so on, emphasizing the body's shape and the primary and secondary sexual characteristics. The requirement for such dress codes differ. While some events have none, others have a policy in order to create a more coherent atmosphere and to prevent outsiders from taking part.
At these parties, BDSM can be publicly performed on a stage, or more privately in separate "dungeons". A reason for the relatively fast spread of this kind of event is the opportunity to use a wide range of "playing equipment", which in most apartments or houses is unavailable. Slings, St. Andrew's crosses (or similar restraining constructs), spanking benches, and punishing supports or cages are often made available. The problem of noise disturbance is also lessened at these events, while in the home setting many BDSM activities can be limited by this factor. In addition, such parties offer both exhibitionists and voyeurs a forum to indulge their inclinations without social criticism. Sexual intercourse is not permitted within most public BDSM play spaces or not often seen in others, because it is not the emphasis of this kind of play. In order to ensure the maximum safety and comfort for the participants, certain standards of behaviour have evolved; these include aspects of courtesy, privacy, respect and safewords. Today BDSM parties are taking place in most of the larger cities in the Western world.
This scene appears particularly on the Internet, in publications, and in meetings such as at fetish clubs (like Torture Garden), SM parties, gatherings called munches, and erotic fairs like Venus Berlin. The annual Folsom Street Fair held in San Francisco is the world's largest BDSM event. It has its roots in the gay leather movement. The weekend-long festivities include a wide range of sadomasochistic erotica in a public clothing optional space between 8th and 13th streets with nightly parties associated with the organization.
There are also conventions such as Living in Leather and Black Rose.
Psychology
Research indicates that there is no evidence that a preference for BDSM is a consequence of childhood abuse. Some reports suggest that people abused as children may have more BDSM injuries and have difficulty with safe words being recognized as meaning stop the previously consensual behaviour; thus, it is possible that people choosing BDSM as part of their lifestyle, who also were previously abused, may have had more police or hospital reports of injuries. There is also a link between transgender individuals who have been abused and violence occurring in BDSM activities.
Joseph Merlino, author and psychiatry adviser to the New York Daily News, said in an interview that a sadomasochistic relationship, as long as it is consensual, is not a psychological problem:
Some psychologists agree that experiences during early sexual development can have a profound effect on the character of sexuality later in life. Sadomasochistic desires, however, seem to form at a variety of ages. Some individuals report having had them before puberty, while others do not discover them until well into adulthood. According to one study, the majority of male sadomasochists (53%) developed their interest before the age of 15, while the majority of females (78%) developed their interest afterward (Breslow, Evans, and Langley 1985). The prevalence of sadomasochism within the general population is unknown. Despite female sadists being less visible than males, some surveys have resulted in comparable amounts of sadistic fantasies between females and males. The results of such studies demonstrate that one's sex does not determine preference for sadism.
Following a phenomenological study of nine individuals involved in sexual masochistic sessions who regarded pain as central to their experience, sexual masochism was described as an addiction-like tendency, with several features resembling that of drug addiction: craving, intoxication, tolerance and withdrawal. It was also demonstrated how the first masochistic experience is placed on a pedestal, with subsequent use aiming at retrieving this lost sensation, much as described in the descriptive literature on addiction.
Prevalence
BDSM occurs among people of all genders and sexual orientations, and in varied occurrences and intensities. The spectrum ranges from couples with no connections to the subculture outside of their bedrooms or homes, without any awareness of the concept of BDSM, playing "tie-me-up-games", to public scenes on St. Andrew's crosses at large events such as the Folsom Street Fair in San Francisco. Estimation on the overall percentage of BDSM-related sexual behaviour varies.
Alfred Kinsey stated in his 1953 nonfiction book Sexual Behavior in the Human Female that 12% of females and 22% of males reported having an erotic response to a sadomasochistic story. In that book erotic responses to being bitten were given as:
A non-representative survey on the sexual behaviour of American students published in 1997 and based on questionnaires had a response rate of about 8–9%. Its results showed 15% of homosexual and bisexual males, 21% of lesbian and female bisexual students, 11% of heterosexual males and 9% of female heterosexual students committed to BDSM related fantasies. In all groups the level of practical BDSM experiences were around 6%. Within the group of openly lesbian and bisexual females, the quote was significantly higher, at 21%. Independent of their sexual orientation, about 12% of all questioned students, 16% of lesbians and female bisexuals and 8% of heterosexual males articulated an interest in spanking. Experience with this sexual behaviour was indicated by 30% of male heterosexuals, 33% of female bisexuals and lesbians, and 24% of the male gay and bisexual men and female heterosexual women. Even though this study was not considered representative, other surveys indicate similar dimensions in differing target groups.
A representative study done from 2001 to 2002 in Australia found that 1.8% of sexually active people (2.2% men, 1.3% women but no significant sex difference) had engaged in BDSM activity in the previous year. Of the entire sample, 1.8% of men and 1.3% of women had been involved in BDSM. BDSM activity was significantly more likely among bisexuals and homosexuals of both sexes. But among men in general, there was no relationship effect of age, education, language spoken at home or relationship status. Among women, in this study, activity was most common for those between 16 and 19 years of age and least likely for females over 50 years. Activity was also significantly more likely for women who had a regular partner they did not live with, but was not significantly related with speaking a language other than English or education.
Another representative study, published in 1999 by the German Institut für rationale Psychologie, found that about 2/3 of the interviewed women stated a desire to be at the mercy of their sexual partners from time to time. 69% admitted to fantasies dealing with sexual submissiveness, 42% stated interest in explicit BDSM techniques, 25% in bondage. A 1976 study in the general US population suggests three per cent have had positive experiences with Bondage or master-slave roleplaying. Overall 12% of the interviewed females and 18% of the males were willing to try it. A 1990 Kinsey Institute report stated that 5% to 10% of Americans occasionally engage in sexual activities related to BDSM, 11% of men and 17% of women reported trying bondage. Some elements of BDSM have been popularized through increased media coverage since the middle 1990s. Thus both black leather clothing, sexual jewelry such as chains and dominance roleplay appear increasingly outside of BDSM contexts.
According to yet another survey of 317,000 people in 41 countries, about 20% of the surveyed have at least used masks, blindfolds or other bondage utilities once, and 5% explicitly connected themselves with BDSM. In 2004, 19% mentioned spanking as one of their practices and 22% confirmed the use of blindfolds or handcuffs.
A 1985 study found 52 out of 182 female respondents (28%) were involved in sadomasochistic activities.
Recent surveys
A 2009 study on two separate samples of male undergraduate students in Canada found that 62 to 65%, depending on the sample, had entertained sadistic fantasies, and 22 to 39% engaged in sadistic behaviours during sex. The figures were 62 and 52% for bondage fantasies, and 14 to 23% for bondage behaviours. A 2014 study involving a mixed sample of Canadian college students and online volunteers, both male and female, reported that 19% of male samples and 10% of female samples rated the sadistic scenarios described in a questionnaire as being at least "slightly arousing" on a scale that ranged from "very repulsive" to "very arousing"; the difference was statistically significant. The corresponding figures for the masochistic scenarios were 15% for male students and 17% for female students, a non-significant difference. In a 2011 study on 367 middle-aged and elderly men recruited from the broader community in Berlin, 21.8% of the men self-reported sadistic fantasies and 15.5% sadistic behaviors; 24.8% self-reported any such fantasy and/or behavior. The corresponding figures for self-reported masochism were 15.8% for fantasy, 12.3% for behaviour, and 18.5% for fantasy and/or behaviour. In a 2008 study on gay men in Puerto Rico, 14.8% of the over 425 community volunteers reported any sadistic fantasy, desire or behaviour in their lifetime; the corresponding figure for masochism was 15.7%. A 2017 cross-sectional representative survey among the general Belgian population demonstrated a substantial prevalence of BDSM fantasies and activities; 12.5% of the population performed one of more BDSM-practices on a regular basis.
Medical categorization
Reflecting changes in social norms, modern medical opinion is now moving away from regarding BDSM activities as medical disorders, unless they are nonconsensual or involve significant distress or harm.
DSM
In the past, the Diagnostic and Statistical Manual of Mental Disorders (DSM), the American Psychiatric Association's manual, defined some BDSM activities as sexual disorders. Following campaigns from advocacy organizations including the National Coalition for Sexual Freedom, the current version of the DSM, DSM-5, excludes consensual BDSM from diagnosis when the sexual interests cause no harm or distress.
ICD
The World Health Organization's International Classification of Diseases (ICD) has made similar moves in recent years.
Section F65 of the current revision, ICD-10, indicates that "mild degrees of sadomasochistic stimulation are commonly used to enhance otherwise normal sexual activity". The diagnostic guidelines for the ICD-10 state that this class of diagnosis should only be made "if sadomasochistic activity is the most important source of stimulation or necessary for sexual gratification".
In Europe, an organization called ReviseF65 has worked to remove sadomasochism from the ICD. In 1995, Denmark became the first European Union country to have completely removed sadomasochism from its national classification of diseases. This was followed by Sweden in 2009, Norway in 2010 and Finland 2011. Recent surveys on the spread of BDSM fantasies and practices show strong variations in the range of their results. Nonetheless, researchers assume that 5 to 25 per cent of the population practices sexual behaviour related to pain or dominance and submission. The population with related fantasies is believed to be even larger.
The ICD is in the process of revision, and recent drafts have reflected these changes in social norms. , the final advance preview of the ICD-11 has de-pathologised most things listed in ICD-10 section F65, characterizing as pathological only those activities which are either coercive, or involving significant risk of injury or death, or distressing to the individual committing them, and specifically excluding consensual sexual sadism and masochism from being regarded as pathological. The ICD-11 classification consider sadomasochism as a variant in sexual arousal and private behaviour without appreciable public health impact and for which treatment is neither indicated nor sought."
According to the WHO ICD-11 Working Group on Sexual Disorders and Sexual Health, stigmatization and discrimination of fetish- and BDSM individuals are inconsistent with human rights principles endorsed by the United Nations and the World Health Organization.
The final advance text is to be officially presented to the members of the WHO in 2019, ready to come into effect in 2022.
Coming out
Some people who are interested in or curious about BDSM decide to come out of the closet, although many sadomasochists remain closeted. Depending upon a survey's participants, about 5 to 25 per cent of the US population show affinity to the subject. Other than a few artists and writers, practically no celebrities are publicly known as sadomasochists.
Public knowledge of one's BDSM lifestyle can have detrimental vocational and social effects for sadomasochists. Many face severe professional consequences or social rejection if they are exposed, either voluntarily or involuntarily, as sadomasochists.
Within feminist circles, the discussion is split roughly into two camps: some who see BDSM as an aspect or reflection of oppression (for example, Alice Schwarzer) and, on the other side, pro-BDSM feminists, often grouped under the banner of sex-positive feminism (see Samois); both of them can be traced back to the 1970s. Some feminists have criticized BDSM for eroticizing power and violence and reinforcing misogyny. They argue that women who engage in BDSM are making a choice that is ultimately bad for women. Feminist defenders of BDSM argue that consensual BDSM activities are enjoyed by many women and validate the sexual inclinations of these women. They argue that there is no connection between consensual kinky activities and sex crimes, and that feminists should not attack other women's sexual desires as being "anti-feminist". They also state that the main point of feminism is to give an individual woman free choices in her life; which includes her sexual desire. While some feminists suggest connections between consensual BDSM scenes and non-consensual rape and sexual assault, other sex-positive ones find the notion insulting to women.
Roles are not fixed to gender, but personal preferences. The dominant partner in a heterosexual relationship may be the woman rather than the man, or BDSM may be part of male/male or female/female sexual relationships. Finally, some people switch, taking either a dominant or submissive role on different occasions. Several studies investigating the possibility of a correlation between BDSM pornography and the violence against women also indicate a lack of correlation. In 1991, a lateral survey came to the conclusion that between 1964 and 1984, despite the increase in amount and availability of sadomasochistic pornography in the U.S., Germany, Denmark and Sweden, there is no correlation with the national number of rapes to be found.
Operation Spanner in the U.K. proves that BDSM practitioners still run the risk of being stigmatized as criminals. In 2003, the media coverage of Jack McGeorge showed that simply participating and working in BDSM support groups poses risks to one's job, even in countries where no law restricts it. Here a clear difference can be seen to the situation of homosexuality. The psychological strain appearing in some individual cases is normally neither articulated nor acknowledged in public. Nevertheless, it leads to a difficult psychological situation in which the person concerned can be exposed to high levels of emotional stress.
In the stages of "self-awareness", he or she realizes their desires related to BDSM scenarios or decides to be open for such. Some authors call this internal coming-out. Two separate surveys on this topic independently came to the conclusion that 58 per cent and 67 per cent of the sample respectively, had realized their disposition before their 19th birthday. Other surveys on this topic show comparable results. Independent of age, coming-out can potentially result in a difficult life crisis, sometimes leading to thoughts or acts of suicide. While homosexuals have created support networks in the last decades, sadomasochistic support networks are just starting to develop in most countries. In German-speaking countries they are only moderately more developed. The Internet is the prime contact point for support groups today, allowing for local and international networking. In the U.S., Kink Aware Professionals (KAP) a privately funded, non-profit service provides the community with referrals to psychotherapeutic, medical, and legal professionals who are knowledgeable about and sensitive to the BDSM, fetish, and leather community. In the U.S. and the U.K., the Woodhull Freedom Foundation & Federation, National Coalition for Sexual Freedom (NCSF) and Sexual Freedom Coalition (SFC) have emerged to represent the interests of sadomasochists. The German Bundesvereinigung Sadomasochismus is committed to the same aim of providing information and driving press relations. In 1996, the website and mailing list Datenschlag went online in German and English providing the largest bibliography, as well as one of the most extensive historical collections of sources related to BDSM.
Social (non-medical) research
Richters et al. (2008) found that people who engaged in BDSM were more likely to have experienced a wider range of sexual practices (e.g., oral or anal sex, more than one partner, group sex, phone sex, viewed pornography, used a sex toy, fisting, rimming, etc.). They were, however, not any more likely to have been coerced, unhappy, anxious, or experiencing sexual difficulties. On the contrary, men who had engaged in BDSM scored lower on a psychological distress scale than men who did not.
There have been few studies on the psychological aspects of BDSM using modern scientific standards. Psychotherapist Charles Moser has said there is no evidence for the theory that BDSM has common symptoms or any common psychopathology, emphasizing that there is no evidence that BDSM practitioners have any special psychiatric other problems based on their sexual preferences.
Problems sometimes occur with self-classification. During the phase of the "coming-out", self-questioning related to one's own "normality" is common. According to Moser, the discovery of BDSM preferences can result in fear of the current non-BDSM relationship's destruction. This, combined with the fear of discrimination in everyday life, leads in some cases to a double life which can be highly burdensome. At the same time, the denial of BDSM preferences can induce stress and dissatisfaction with one's own "vanilla"-lifestyle, feeding the apprehension of finding no partner. Moser states that BDSM practitioners having problems finding BDSM partners would probably have problems in finding a non-BDSM partner as well. The wish to remove BDSM preferences is another possible reason for psychological problems since it is not possible in most cases. Finally, the scientist states that BDSM practitioners seldom commit violent crimes. From his point of view, crimes of BDSM practitioners usually have no connection with the BDSM components existing in their life. Moser's study comes to the conclusion that there is no scientific evidence, which could give reason to refuse members of this group work- or safety certificates, adoption possibilities, custody or other social rights or privileges. The Swiss psychoanalyst Fritz Morgenthaler shares a similar perspective in his book, Homosexuality, Heterosexuality, Perversion (1988). He states that possible problems result not necessarily from the non-normative behavior, but in most cases primarily from the real or feared reactions of the social environment towards their own preferences. In 1940 psychoanalyst Theodor Reik reached implicitly the same conclusion in his standard work Aus Leiden Freuden. Masochismus und Gesellschaft.
Moser's results are further supported by a 2008 Australian study by Richters et al. on the demographic and psychosocial features of BDSM participants. The study found that BDSM practitioners were no more likely to have experienced sexual assault than the control group, and were not more likely to feel unhappy or anxious. The BDSM males reported higher levels of psychological well-being than the controls. It was concluded that "BDSM is simply a sexual interest or subculture attractive to a minority, not a pathological symptom of past abuse or difficulty with 'normal' sex."
Gender differences in research
Several recent studies have been conducted on the gender differences and personality traits of BDSM practitioners. Wismeijer and van Assen (2013) found that "the association of BDSM role and gender was strong and significant" with only 8% of women in the study being dominant compared to 75% being submissive.; Hébert and Weaver (2014) found that 9% of women in their study were dominant compared to 88% submissive; Weierstall1 and Giebel (2017) likewise found a significant difference, with 19% of women in the study as dominant compared to 74% as submissive, and a study from Andrea Duarte Silva (2015) indicated that 61.7% of females who are active in BDSM expressed a preference for a submissive role, 25.7% consider themselves a switch, while 12.6% prefer the dominant role. In contrast, 46.6% of men prefer the submissive role, 24% consider themselves to be switches and 29.5% prefer the dominant role. They concluded that "men more often display an engagement in dominant practices, whereas females take on the submissive part. This result is inline with a recent study about mate preferences that has shown that women have a generally higher preference for a dominant partner than men do (Giebel, Moran, Schawohl, & Weierstall, 2015). Women also prefer dominant men, and even men who are aggressive, for a short-term relationship and for the purpose of sexual intercourse (Giebel, Weierstall, Schauer, & Elbert, 2013)". Similarly, studies on sexual fantasy differences between men and women show the latter prefer submissive and passive fantasies over dominant and active ones, with rape and force being common.
Gender differences in masochistic scripts
One common belief of BDSM and kink is that women are more likely to take on masochistic roles than men. Roy Baumeister (2010) actually had more male masochists in his study than female, and fewer male dominants than female. The lack of statistical significance in these gender differences suggests that no assumptions should be made regarding gender and masochistic roles in BDSM. One explanation why we might think otherwise lies in our social and cultural ideals about femininity; masochism may emphasize certain stereotypically feminine elements through activities like feminization of men and ultra-feminine clothing for women. But such tendencies of the submissive masochistic role should not be interpreted as a connection between it and the stereotypical female role—many masochistic scripts do not include any of these tendencies.
Baumeister found that masochistic males experienced greater: severity of pain, frequency of humiliation (status-loss, degrading, oral), partner infidelity, active participation by other persons, and cross-dressing. Trends also suggested that male masochism included more bondage and oral sex than female (though the data was not significant). Female masochists, on the other hand, experienced greater: frequency in pain, pain as punishment for 'misdeeds' in the relationship context, display humiliation, genital intercourse, and presence of non-participating audiences. The exclusiveness of dominant males in a heterosexual relationship happens because, historically, men in power preferred multiple partners. Finally, Baumeister observes a contrast between the 'intense sensation' focus of male masochism to a more 'meaning and emotion' centred female masochistic script.
Prior argues that although some of these women may appear to be engaging in traditional subordinate or submissive roles, BDSM allows women in both dominant and submissive roles to express and experience personal power through their sexual identities. In a study that she conducted in 2013, she found that the majority of the women she interviewed identified as bottom, submissive, captive, or slave/sex slave. In turn, Prior was able to answer whether or not these women found an incongruity between their sexual identities and feminist identity. Her research found that these women saw little to no incongruity, and in fact felt that their feminist identity supported identities of submissive and slave. For them, these are sexually and emotionally fulfilling roles and identities that, in some cases, feed other aspects of their lives. Prior contends that third wave feminism provides a space for women in BDSM communities to express their sexual identities fully, even when those identities seem counter-intuitive to the ideals of feminism. Furthermore, women who do identify as submissive, sexually or otherwise, find a space within BDSM where they can fully express themselves as integrated, well-balanced, and powerful women.
Women in S/M culture
Levitt, Moser, and Jamison's 1994 study provides a general, if outdated, description of characteristics of women in the sadomasochistic (S/M) subculture. They state that women in S/M tend to have higher education, become more aware of their desires as young adults, are less likely to be married than the general population. The researchers found the majority of females identified as heterosexual and submissive, a substantial minority were versatile—able to switch between dominant and submissive roles—and a smaller minority identified with the dominant role exclusively. Oral sex, bondage and master-slave script were among the most popular activities, while feces/watersports were the least popular.
Orientation observances in research
BDSM is considered by some of its practitioners to be a sexual orientation. The BDSM and kink scene is more often seen as a diverse pansexual community. Often this is a non-judgmental community where gender, sexuality, orientation, preferences are accepted as is or worked at to become something a person can be happy with. In research, studies have focused on bisexuality and its parallels with BDSM, as well as gay-straight differences between practitioners.
Comparison between gay and straight men in S/M
Demographically, Nordling et al.'s (2006) study found no differences in age, but 43% of gay male respondents compared to 29% of straight males had university-level education. The gay men also had higher incomes than the general population and tended to work in white-collar jobs while straight men tended toward blue-collar ones. Because there were not enough female respondents (22), no conclusions could be drawn from them.
Sexually speaking, the same 2006 study by Nordling et al. found that gay males were aware of their S/M preferences and took part in them at an earlier age, preferring leather, anal sex, rimming, dildos and special equipment or uniform scenes. In contrast, straight men preferred verbal humiliation, mask and blindfolds, gags, rubber/latex outfits, caning, vaginal sex, straitjackets, and cross-dressing among other activities. From the questionnaire, researchers were able to identify four separate sexual themes: hyper-masculinity, giving and receiving pain, physical restriction (i.e. bondage), and psychological humiliation. Gay men preferred activities that tended towards hyper-masculinity while straight men showed greater preference for humiliation, significantly higher master/madame-slave role play at ≈84%. Though there were not enough female respondents to draw a similar conclusion with, the fact that there is a difference in gay and straight men suggests strongly that S/M (and BDSM in general) can not be considered a homogenous phenomenon. As Nordling et al. (2006) puts it, "People who identify as sadomasochists mean different things by these identifications." (54)
Bisexuality
In Steve Lenius' original 2001 paper, he explored the acceptance of bisexuality in a supposedly pansexual BDSM community. The reasoning behind this is that 'coming-out' had become primarily the territory of the gay and lesbian, with bisexuals feeling the push to be one or the other (and being right only half the time either way). What he found in 2001, was that people in BDSM were open to discussion about the topic of bisexuality and pansexuality and all controversies they bring to the table, but personal biases and issues stood in the way of actively using such labels. A decade later, Lenius (2011) looks back on his study and considers if anything has changed. He concluded that the standing of bisexuals in the BDSM and kink community was unchanged, and believed that positive shifts in attitude were moderated by society's changing views towards different sexualities and orientations. But Lenius (2011) does emphasize that the pansexual promoting BDSM community helped advance greater acceptance of alternative sexualities.
Brandy Lin Simula (2012), on the other hand, argues that BDSM actively resists gender-conforming and identified three different types of BDSM bisexuality: gender-switching, gender-based styles (taking on a different gendered style depending on the gender of partner when playing), and rejection of gender (resisting the idea that gender matters in their play partners). Simula (2012) explains that practitioners of BDSM routinely challenge our concepts of sexuality by pushing the limits on pre-existing ideas of sexual orientation and gender norms. For some, BDSM and kink provides a platform in creating identities that are fluid, ever-changing.
History of psychotherapy and current recommendations
Psychiatry has an insensitive history in the area of BDSM. There have been many involvements by institutions of political power to marginalize subgroups and sexual minorities. Mental health professionals have a long history of holding negative assumptions and stereotypes about the BDSM community. Beginning with the DSM-II, Sexual Sadism and Sexual Masochism have been listed as sexually deviant behaviours. Sadism and masochism were also found in the personality disorder section. This negative assumption has not changed significantly which is evident in the continued inclusion of Sexual Sadism and Sexual Masochism as paraphilias in the DSM-IV-TR. The DSM-V, however, has depathologized the language around paraphilias in a way that signifies "the APA's intent to not demand treatment for healthy consenting adult sexual expression". These biases and misinformation can result in pathologizing and unintentional harm to clients who identify as sadists and/or masochists and medical professionals who have been trained under older editions of the DSM can be slow to change in their ways of clinical practice.
According to Kolmes et al. (2006), major themes of biased and inadequate care to BDSM clients are:
Considering BDSM to be unhealthy
Requiring a client to give up BDSM activities in order to continue in treatment
Confusing BDSM with abuse
Having to educate the therapist about BDSM
Assuming that BDSM interests are indicative of past family/spousal abuse
Therapists misrepresenting their expertise by stating that they are BDSM-positive when they are not actually knowledgeable about BDSM practices
These same researchers suggested that therapists should be open to learning more about BDSM, to show comfort in talking about BDSM issues, and to understand and promote "safe, sane, consensual" BDSM.
There has also been research which suggests BDSM can be a beneficial way for victims of sexual assault to deal with their trauma, most notably by Corie Hammers, but this work is limited in scope and to date, has not undergone empirical testing as a treatment.
Clinical issues
Nichols (2006) compiled some common clinical issues: countertransference, non-disclosure, coming out, partner/families, and bleed-through.
Countertransference is a common problem in clinical settings. Despite having no evidence, therapists may find themselves believing that their client's pathology is "self-evident". Therapists may feel intense disgust and aversive reactions. Feelings of countertransference can interfere with therapy. Another common problem is when clients conceal their sexual preferences from their therapists. This can compromise any therapy. To avoid non-disclosure, therapists are encouraged to communicate their openness in indirect ways with literature and artworks in the waiting room. Therapists can also deliberately bring up BDSM topics during the course of therapy. With less informed therapists, sometimes they over-focus on clients' sexuality which detracts from original issues such as family relationships, depression, etc. A special subgroup that needs counselling is the "newbie". Individuals just coming out might have internalized shame, fear, and self-hatred about their sexual preferences. Therapists need to provide acceptance, care, and model positive attitude; providing reassurance, psychoeducation, and bibliotherapy for these clients is crucial. The average age when BDSM individuals realize their sexual preference is around 26 years. Many people hide their sexuality until they can no longer contain their desires. However, they may have married or had children by this point.
History
Origins
Practices of BDSM survive from some of the oldest textual records in the world, associated with rituals to the goddess Inanna (Ishtar in Akkadian). Cuneiform texts dedicated to Inanna which incorporate domination rituals. In particular, she points to ancient writings such as Inanna and Ebih (in which the goddess dominates Ebih), and Hymn to Inanna describing cross-dressing transformations and rituals "imbued with pain and ecstasy, bringing about initation and journeys of altered states of consciousness; punishment, moaning, ecstasy, lament and song, participants exhausting themselves in weeping and grief."
During the 9th century BC, ritual flagellations were performed in Artemis Orthia, one of the most important religious areas of ancient Sparta, where the Cult of Orthia, a pre-Olympic religion, was practiced. Here, ritual flagellation called diamastigosis took place, in which young adolescent men were whipped in a ceremony overseen by the priestess. These are referred to by a number of ancient authors, including Pausanius (III, 16: 10–11).
One of the oldest graphical proofs of sadomasochistic activities is found in the Etruscan Tomb of the Whipping near Tarquinia, which dates to the 5th century BC. Inside the tomb, there is a fresco which portrays two men who flagellate a woman with a cane and a hand during an erotic situation. Another reference related to flagellation is to be found in the sixth book of the Satires of the ancient Roman Poet Juvenal (1st–2nd century A.D.), further reference can be found in Petronius's Satyricon where a delinquent is whipped for sexual arousal. Anecdotal narratives related to humans who have had themselves voluntary bound, flagellated or whipped as a substitute for sex or as part of foreplay reach back to the 3rd and 4th century BC.
In Pompeii, a whip-mistress figure with wings is depicted on the wall of the Villa of Mysteries, as part of an initiation of a young woman into the Mysteries. The whip-mistress role drove the sacred initiation of ceremonial death and rebirth. The archaic Greek Aphrodite may too once have been armed with an implement, with archaeological evidence of armed Aphrodites known from a number of locations in Cythera, Acrocorinth and Sparta, and which may have been a whip.
The Kama Sutra of India describes four different kinds of hitting during lovemaking, the allowed regions of the human body to target and different kinds of joyful "cries of pain" practiced by bottoms. The collection of historic texts related to sensuous experiences explicitly emphasizes that impact play, biting and pinching during sexual activities should only be performed consensually since only some women consider such behavior to be joyful. From this perspective, the Kama Sutra can be considered one of the first written resources dealing with sadomasochistic activities and safety rules. Further texts with sadomasochistic connotation appear worldwide during the following centuries on a regular basis.
There are anecdotal reports of people willingly being bound or whipped, as a prelude to or substitute for sex, during the 14th century. The medieval phenomenon of courtly love in all of its slavish devotion and ambivalence has been suggested by some writers to be a precursor of BDSM. Some sources claim that BDSM as a distinct form of sexual behavior originated at the beginning of the 18th century when Western civilization began medically and legally categorizing sexual behavior (see Etymology).
Flagellation practiced within an erotic setting has been recorded from at least the 1590s evidenced by a John Davies epigram, and references to "flogging schools" in Thomas Shadwell's The Virtuoso (1676) and Tim Tell-Troth's Knavery of Astrology (1680). Visual evidence such as mezzotints and print media is also identified revealing scenes of flagellation, such as "The Cully Flaug'd" from the British Museum collection.
John Cleland's novel Fanny Hill, published in 1749, incorporates a flagellation scene between the character's protagonist Fanny Hill and Mr Barville. A large number of flagellation publications followed, including Fashionable Lectures: Composed and Delivered with Birch Discipline (), promoting the names of women offering the service in a lecture room with rods and cat o' nine tails.
Other sources give a broader definition, citing BDSM-like behavior in earlier times and other cultures, such as the medieval flagellates and the physical ordeal rituals of some Native American societies.
BDSM ideas and imagery have existed on the fringes of Western culture throughout the 20th century. Robert Bienvenu attributes the origins of modern BDSM to three sources, which he names as "European Fetish" (from 1928), "American Fetish" (from 1934), and "Gay Leather" (from 1950). Another source are the sexual games played in brothels, which go back to the 19th century, if not earlier. Charles Guyette was the first American to produce and distribute fetish related material (costumes, footwear, photography, props and accessories) in the U.S. His successor, Irving Klaw, produced commercial sexploitation film and photography with a BDSM theme (most notably with Bettie Page) and issued fetish comics (known then as "chapter serials") by the now-iconic artists John Willie, Gene Bilbrew, and Eric Stanton.
Stanton's model Bettie Page became at the same time one of the first successful models in the area of fetish photography and one of the most famous pin-up girls of American mainstream culture. Italian author and designer Guido Crepax was deeply influenced by him, coining the style and development of European adult comics in the second half of the 20th century. The artists Helmut Newton and Robert Mapplethorpe are the most prominent examples of the increasing use of BDSM-related motives in modern photography and the public discussions still resulting from this.
Alfred Binet first coined the term erotic fetishism in his 1887 book, Du fétichisme dans l'amour Richard von Krafft-Ebing saw BDSM interests as the end of a continuum.
Leather movement
Leather has been a predominantly gay male term to refer to one fetish, but it can stand for many more. Members of the gay male leather community may wear leathers such as motorcycle leathers, or may be attracted to men wearing leather. Leather and BDSM are seen as two parts of one whole. Much of the BDSM culture can be traced back to the gay male leather culture, which formalized itself out of the group of men who were soldiers returning home after World War II (1939–1945). World War II was the setting where countless homosexual men and women tasted the life among homosexual peers. Post-war, homosexual individuals congregated in larger cities such as New York, Chicago, San Francisco, and Los Angeles. They formed leather clubs and bike clubs; some were fraternal services. The establishment of Mr. Leather Contest and Mr. Drummer Contest were made around this time. This was the genesis of the gay male leather community. Many of the members were attracted to extreme forms of sexuality, for which peak expression was in the pre-AIDS 1970s. This subculture is epitomized by the Leatherman's Handbook by Larry Townsend, published in 1972, which describes in detail the practices and culture of gay male sadomasochists in the late 1960s and early 1970s.
In the early 1980s, lesbians also joined the leathermen as a recognizable element of the gay leather community. They also formed leather clubs, but there were some gender differences, such as the absence of leatherwomen's bars. In 1981, the publication of Coming to Power by lesbian-feminist group Samois led to a greater knowledge and acceptance of BDSM in the lesbian community. By the 1990s, the gay men's and women's leather communities were no longer underground and played an important role in the kink community.
Today, the leather movement is generally seen as a part of the BDSM-culture instead of as a development deriving from gay subculture, even if a huge part of the BDSM-subculture was gay in the past. In the 1990s, the so-called New Guard leather subculture evolved. This new orientation started to integrate psychological aspects into their play.
The San Francisco South of Market Leather History Alley consists of four works of art along Ringold Alley honoring leather culture; it opened in 2017. One of the works of art is metal bootprints along the curb which honor 28 people (including Steve McEachern, owner of the Catacombs, a gay and lesbian S/M fisting club, and Cynthia Slater, a founder of the Society of Janus, the second oldest BDSM organization in the United States) who were an important part of the leather communities of San Francisco.
Internet
In the late 1980s, the Internet provided a way of finding people with specialized interests around the world as well as on a local level, and communicating with them anonymously. This brought about an explosion of interest and knowledge of BDSM, particularly on the usenet group alt.sex.bondage. When that group became too cluttered with spam, the focus moved to soc.subculture.bondage-bdsm. With an increased focus on forms of social media, FetLife was formed, which advertises itself as "a social network for the BDSM and fetish community". It operates similarly to other social media sites, with the ability to make friends with other users, events, and pages of shared interests.
In addition to traditional sex shops, which sell sex paraphernalia, there has also been an explosive growth of online adult toy companies that specialize in leather/latex gear and BDSM toys. Once a very niche market, there are now very few sex toy companies that do not offer some sort of BDSM or fetish gear in their catalog. Kinky elements seem to have worked their way into "vanilla" markets. The former niche expanded to an important pillar of the business with adult accessories. Today practically all suppliers of sex toys do offer items which originally found usage in the BDSM subculture. Padded handcuffs, latex and leather garments, as well as more exotic items like soft whips for fondling and TENS for erotic electro stimulation, can be found in catalogs aiming at classical vanilla target groups, indicating that former boundaries increasingly seem to shift.
During the last years, the Internet also provides a central platform for networking among individuals who are interested in the subject. Besides countless private and commercial choices, there is an increasing number of local networks and support groups emerging. These groups often offer comprehensive background and health-related information for people who have been unwillingly outed as well as contact lists with information on psychologists, physicians and lawyers who are familiar with BDSM related topics.
University clubs
Increasingly, American universities are witnessing BDSM and kink education by providing student clubs, such as Columbia University's Conversio Virium and Iowa State University's Cuffs. University BDSM clubs are also found in the U.K., Canada, Belgium, and Taiwan.
Some American universities—such as Indiana University and Michigan State University—have professors who research and teach classes on BDSM.
Legal status
Austria
Section 90 of the Austrian criminal code declares bodily injury (Sections 83–84) or the endangerment of physical security (Section 89) to not be subject to penalty in cases in which the victim has consented and the injury or endangerment does not offend moral sensibilities. Case law from the Austrian Supreme Court has consistently shown that bodily injury is only offensive to moral sensibilities, thus it is only punishable when a "serious injury" (damage to health or an employment disability lasting more than 24 days) or the death of the "victim" results. A light injury is generally considered permissible when the "victim" has consented to it. In cases of threats to bodily well being the standard depends on the probability that an injury will actually occur. If serious injury or even death would be a likely result of a threat being carried out, then even the threat itself is considered punishable.
Canada
In 2004, a judge in Canada ruled that videos seized by the police featuring BDSM activities were not obscene and did not constitute violence, but a "normal and acceptable" sexual activity between two consenting adults.
In 2011, the Supreme Court of Canada ruled in R. v. J.A. that a person must have an active mind during the specific sexual activity in order to legally consent. The Court ruled that it is a criminal offence to perform a sexual act on an unconscious person—whether or not that person consented in advance.
Germany
According to Section 194 of the German criminal code, the charge of insult (slander) can only be prosecuted if the defamed person chooses to press charges. False imprisonment can be charged if the victim—when applying an objective view—can be considered to be impaired in their rights of free movement. According to Section 228, a person inflicting a bodily injury on another person with that person's permission violates the law only in cases where the act can be considered to have violated good morals in spite of permission having been given. On 26 May 2004, the Criminal Panel No. 2 of the Bundesgerichtshof (German Federal Court) ruled that sado-masochistically motivated physical injuries are not per se indecent and thus subject to Section 228.
Following cases in which sado-masochistic practices had been repeatedly used as pressure tactics against former partners in custody cases, the Appeals Court of Hamm ruled in February 2006 that sexual inclinations toward sado-masochism are no indication of a lack of capabilities for successful child-raising.
Italy
In Italian law, BDSM is right on the border between crime and legality, and everything lies in the interpretation of the legal code by the judge. This concept is that anyone willingly causing "injury" to another person is to be punished. In this context, though, "injury" is legally defined as "anything causing a condition of illness", and "illness" is ill-defined itself in two different legal ways. The first is "any anatomical or functional alteration of the organism" (thus technically including little scratches and bruises too); the second is "a significant worsening of a previous condition relevant to organic and relational processes, requiring any kind of therapy". This could make it somewhat risky to play with someone, as later the "victim" may call foul play citing even an insignificant mark as evidence against the partner. Also, any injury requiring over 20 days of medical care must be denounced by the professional medic who discovers it, leading to automatic indictment of the person who caused it.
Nordic countries
In September 2010, a Swedish court acquitted a 32-year-old man of assault for engaging in consensual BDSM play with a 16-year-old girl (the age of consent in Sweden is 15). Norway's legal system has likewise taken a similar position, that safe and consensual BDSM play should not be subject to criminal prosecution. This parallels the stance of the mental health professions in the Nordic countries which have removed sadomasochism from their respective lists of psychiatric illnesses.
Switzerland
The age of consent in Switzerland is 16 years, which also applies to BDSM play. Minors (i.e., those under 16) are not subject to punishment for BDSM play as long as the age difference between them is less than three years. Certain practices, however, require granting consent for light injuries, with only those over 18 permitted to give consent. On 1 April 2002, Articles 135 and 197 of the Swiss Criminal Code were tightened to make ownership of "objects or demonstrations [...] which depict sexual acts with violent content" a punishable offense. This law amounts to a general criminalization of sado-masochism since nearly every sado-masochist will have some kind of media that fulfills this criterion. Critics also object to the wording of the law which puts sado-masochists in the same category as pedophiles and pederasts.
United Kingdom
In British law, consent is an absolute defense to common assault, but not necessarily to actual bodily harm, where courts may decide that consent is not valid, as occurred in the case of R v Brown. Accordingly, consensual activities in the U.K. may not constitute "assault occasioning actual or grievous bodily harm" in law. The Spanner Trust states that this is defined as activities which have caused injury "of a lasting nature" but that only a slight duration or injury might be considered "lasting" in law. The decision contrasts with the later case of R v Wilson in which conviction for non-sexual consensual branding within a marriage was overturned, the appeal court ruling that R v Brown was not an authority in all cases of consensual injury and criticizing the decision to prosecute.
Following Operation Spanner, the European Court of Human Rights ruled in January 1999 in Laskey, Jaggard and Brown v. United Kingdom that no violation of Article 8 occurred because the amount of physical or psychological harm that the law allows between any two people, even consenting adults, is to be determined by the jurisdiction the individuals live in, as it is the State's responsibility to balance the concerns of public health and well-being with the amount of control a State should be allowed to exercise over its citizens. In the Criminal Justice and Immigration Bill 2007, the British Government cited the Spanner case as justification for criminalizing images of consensual acts, as part of its proposed criminalization of possession of "extreme pornography". Another contrasting case was that of Stephen Lock in 2013, who was cleared of actual bodily harm on the grounds that the woman consented. In this case, the act was deemed to be sexual.
United States
The United States Federal law does not list a specific criminal determination for consensual BDSM acts. Many BDSM practitioners cite the legal decision of People v. Jovanovic, 95 N.Y.2d 846 (2000), or the "Cybersex Torture Case", which was the first U.S. appellate decision to hold (in effect) that one does not commit assault if the victim consents. However, many individual states do criminalize specific BDSM actions within their state borders. Some states specifically address the idea of "consent to BDSM acts" within their assault laws, such as the state of New Jersey, which defines "simple assault" to be "a disorderly persons offense unless committed in a fight or scuffle entered into by mutual consent, in which case it is a petty disorderly persons offense".
Oregon Ballot Measure 9 was a ballot measure in the U.S. state of Oregon in 1992, concerning sadism, masochism, gay rights, pedophilia, and public education, that drew widespread national attention. It would have added the following text to the Oregon Constitution:
It was defeated in the 3 November 1992 general election with 638,527 votes in favor, 828,290 votes against.
The National Coalition for Sexual Freedom collects reports about punishment for sexual activities engaged in by consenting adults, and about its use in child custody cases.
Cultural aspects
Today, the BDSM culture exists in most Western countries. This offers BDSM practitioners the opportunity to discuss BDSM relevant topics and problems with like-minded people. This culture is often viewed as a subculture, mainly because BDSM is often still regarded as "unusual" by some of the public. Many people hide their leaning from society since they are afraid of the incomprehension and of social exclusion.
In contrast to frameworks seeking to explain sadomasochism through psychological, psychoanalytic, medical or forensic approaches, which seek to categorize behaviour and desires and find a root "cause", Romana Byrne suggests that such practices can be seen as examples of "aesthetic sexuality", in which a founding physiological or psychological impulse is irrelevant. Rather, sadism and masochism may be practiced through choice and deliberation, driven by certain aesthetic goals tied to style, pleasure, and identity. These practices, in certain circumstances and contexts, can be compared with the creation of art.
Symbols
One of the most commonly used symbols of the BDSM community is a derivation of a triskelion shape within a circle. Various forms of triskele have had many uses and many meanings in many cultures; its BDSM usage derives from the Ring of O in the classic book Story of O. The BDSM Emblem Project claims copyright over one particular specified form of the triskelion symbol; other variants of the triskelion are free from such copyright claims.
The leather pride flag is a symbol for the leather subculture and also widely used within BDSM. In continental Europe, the Ring of O is widespread among BDSM practitioners.
The triskelion as a BDSM symbol can easily be perceived as the three separate parts of the acronym BDSM; which are BD, DS, and SM (Bondage & Discipline, Dominance & Submission, Sadism & Masochism). They are three separate items, that are normally associated together.
The BDSM rights flag, shown to the right, is intended to represent the belief that people whose sexuality or relationship preferences include BDSM practises deserve the same human rights as everyone else, and should not be discriminated against for pursuing BDSM with consenting adults.
The flag is inspired by the leather pride flag and BDSM emblem but is specifically intended to represent the concept of BDSM rights and to be without the other symbols' restrictions against commercial use. It is designed to be recognizable by people familiar with either the leather pride flag or BDSM triskelion (or triskele) as "something to do with BDSM"; and to be distinctive whether reproduced in full colour, or in black and white (or another pair of colours).
BDSM and fetish items and styles have been spread widely in Western societies' everyday life by different factors, such as avant-garde fashion, heavy metal, goth subculture, and science fiction TV series, and are often not consciously connected with their BDSM roots by many people. While it was mainly confined to the punk and BDSM subcultures in the 1990s, it has since spread into wider parts of Western societies.
Film and music
In music: the Romanian singer-songwriter Navi featured BDSM and Shibari scenes in her music video "Picture Perfect" (2014). The video was banned in Romania for its explicit content. In 2010, Rihanna's song "S&M" and Christina Aguilera's single "Not Myself Tonight" appeared, both full of BDSM imagery.
In movies: While BDSM activity appeared initially in subtle form, in the 1960s famous works of literature like Story of O and Venus in Furs were filmed explicitly. With the release of the 1986 film 9½ Weeks, the topic of BDSM was transferred to mainstream cinema. From the 1990s, cinematic representation of alternative sexualities, including BDSM, increased dramatically, as seen in documentary productions such as Graphic Sexual Horror (a 2009 film based on the website Insex), Kink (a 2013 film based on the website Kink.com), and movies such as Fifty Shades of Grey (2015) and its two sequels Fifty Shades Darker (2017) and Fifty Shades Freed (2018).
However, mistakenly considered in mainstream society as having BDSM activities that are, rather, abusive are the movies Fifty Shades of Grey (2015) and its two sequels Fifty Shades Darker (2017) and Fifty Shades Freed (2018). "A lot of what happens in the main relationship of Fifty Shades of Grey is domestic abuse, both physical and emotional, and for people whose entire understanding of BDSM now comes from jiggle balls and rooms of pain this is a dangerous misconception to foster."
Theater
Although it would be possible to establish certain elements related to BDSM in classical theater, not until the emergence of contemporary theater would some plays have BDSM as the main theme. Exemplifying this are two works: one Austrian, one German, in which BDSM is not only incorporated but integral to the storyline of the play.
Worauf sich Körper kaprizieren, Austria. Peter Kern directed and wrote the script for this comedy which is a present-day adaption of Jean Genet's 1950 film, . It is about a marriage in which the wife (film veteran Miriam Goldschmidt) submits her husband (Heinrich Herkie) and the butler (Günter Bubbnik) to her sadistic treatment until two new characters take their places.
Ach, Hilde (Oh, Hilda), Germany. This play by Anna Schwemmer premiered in Berlin. A young Hilde becomes pregnant, and after being abandoned by her boyfriend she decides to become a professional dominatrix to earn money. The play carefully crafts a playful and frivolous picture of the field of professional dominatrices.
Literature
Although examples of literature catering to BDSM and fetishistic tastes were created in earlier periods, BDSM literature as it exists today cannot be found much earlier than World War II.
The word sadism originates from the works of Donatien Alphonse François, Marquis de Sade, and the word masochism originates from Leopold von Sacher-Masoch, the author of Venus in Furs. However, it is worth noting that the Marquis de Sade describes non-consensual abuse in his works, such as in Justine. Venus in Furs describes a consensual dom-sub relationship.
A central work in modern BDSM literature is undoubtedly Story of O (1954) by Anne Desclos under the pseudonym Pauline Réage.
Other notable works include 9½ Weeks (1978) by Elizabeth McNeill, some works of the writer Anne Rice (Exit to Eden, and her Claiming of Sleeping Beauty series of books), Jeanne de Berg (L'Image (1956) dedicated to Pauline Réage), the Gor series by John Norman, and naturally all the works of Patrick Califia, Gloria Brame, the group Samois and many of the writer Georges Bataille (Histoire de l'oeil-Story of the Eye, Madame Edwarda, 1937), as well as those of Bob Flanagan (Slave Sonnets (1986), Fuck Journal (1987), A Taste of Honey (1990)). A common part of many of the poems of Pablo Neruda is a reflection on feelings and sensations arising from the relations of EPE or erotic exchange of power. The Fifty Shades trilogy is a series of very popular erotic romance novels by E. L. James which involves BDSM; however, the novels have been criticized for their inaccurate and harmful depiction of BDSM.
In the 21st century, a number of prestigious university presses, such as Duke University, Indiana University and University of Chicago, have published books on BDSM written by professors, thereby lending academic legitimacy to this once taboo topic.
Art
In photography: Eric Kroll and Irving Klaw (with Bettie Page, the first well-known bondage model), and Japanese photographer Araki Nobuyoshi, whose works are exhibited in several major art museums, galleries and private collections, such as the Baroness Marion Lambert, the world's largest holder of contemporary photographic art. Also Robert Mapplethorpe, whose most controversial work is that of the underground BDSM scene in the late 1960s and early 1970s of New York. The homoeroticism of this work fuelled a national debate over the public funding of controversial artwork.
Comic book drawings: Guido Crepax with Histoire d'O (1975), Justine (1979) and Venere in Pelliccia (1984); inspired by the work of Pauline Réage, the Marquis de Sade and Leopold von Sacher-Masoch. John Willie and The Adventures of Sweet Gwendoline (1984) which was the basis for the film The Perils of Gwendoline in the Land of the Yik-Yak. The Sunstone/Mercy (2011-ongoing) books by Stjepan Sejic have become very popular and are found in many conventional bookstores around the world.
In graphic design: Eric Stanton and his work on dominance and female bondage, as well as Hajime Sorayama and Robert Bishop.
In art deco sculpture: Bruno Zach produced perhaps his best known sculpture—called "The Riding Crop" ()—which features a scantily clad dominatrix wielding a riding crop.
See also
Autosadism
Dominance hierarchy
Index of BDSM articles
Glossary of BDSM
List of BDSM equipment
List of BDSM organizations
List of bondage positions
Leather subculture
Outline of BDSM
Vulnerability and care theory of love
References
Further reading
Baldwin, Guy. Ties That Bind: SM/Leather/Fetish Erotic Style: Issues, Communication, and Advice, Daedalus Publishing, 1993. .
Brame, Gloria G., Brame, William D., and Jacobs, Jon. Different Loving: An Exploration of the World of Sexual Dominance and Submission Villard Books, New York, 1993.
Brame, Gloria. Come Hither: A Commonsense Guide to Kinky Sex, Fireside, 2000. .
Califia, Pat. Sensuous Magic. New York, Masquerade Books, 1993.
Dollie Llama. Diary of an S&M Romance., PEEP! Press (California), 2006,
Henkin, Wiliiam A., Sybil Holiday. Consensual Sadomasochism: How to Talk About It and How to Do It Safely, Daedalus Publishing, 1996. .
Janus, Samuel S., and Janus, Cynthia L. The Janus Report on Sexual Behavior, John Wiley & Sons, 1994.
Masters, Peter. This Curious Human Phenomenon: An Exploration of Some Uncommonly Explored Aspects of BDSM. The Nazca Plains Corporation, 2008.
Phillips, Anita. A Defence of Masochism, Faber and Faber, new edition 1999.
Newmahr, Staci (2011). Playing on the Edge: Sadomasochism, Risk and Intimacy. Bloomington: Indiana University Press. .
Nomis, Anne O. (2013) The History & Arts of the Dominatrix Mary Egan Publishing & Anna Nomis Ltd, U.K.
Rinella, Jack. The Complete Slave: Creating and Living an Erotic Dominant/submissive Lifestyle, Daedalus Publishing, 2002. .
Saez, Fernando y Viñuales, Olga, Armarios de Cuero, Ed. Bellaterra, 2007.
Larry Townsend. Leatherman's Handbook, first edition 1972 (this was the first book to publicize BDSM to the general public—it was a paperback book widely available on newsstands and at bookstores throughout the United States)
Wiseman, Jay. SM 101: A Realistic Introduction (1st ed., 1992); 2nd ed. Greenery Press, 2000.
Byrne, Romana (2013) Aesthetic Sexuality: A Literary History of Sadomasochism , New York: Bloomsbury.
Dominari, Rajan (2019). Welcome to the Darkside: A BDSM Primer. AKO Publishing Company. .
External links
"Pain and the erotic" by Lesley Hall (archived 17 December 2008)
Spoken articles
Control (social and political)
Sexual acts |
4548 | https://en.wikipedia.org/wiki/Blizzard | Blizzard | A blizzard is a severe snowstorm characterized by strong sustained winds and low visibility, lasting for a prolonged period of time—typically at least three or four hours. A ground blizzard is a weather condition where snow is not falling but loose snow on the ground is lifted and blown by strong winds. Blizzards can have an immense size and usually stretch to hundreds or thousands of kilometres.
Definition and etymology
In the United States, the National Weather Service defines a blizzard as a severe snow storm characterized by strong winds causing blowing snow that results in low visibilities. The difference between a blizzard and a snowstorm is the strength of the wind, not the amount of snow. To be a blizzard, a snow storm must have sustained winds or frequent gusts that are greater than or equal to with blowing or drifting snow which reduces visibility to or less and must last for a prolonged period of time—typically three hours or more.
Environment Canada defines a blizzard as a storm with wind speeds exceeding accompanied by visibility of or less, resulting from snowfall, blowing snow, or a combination of the two. These conditions must persist for a period of at least four hours for the storm to be classified as a blizzard, except north of the arctic tree line, where that threshold is raised to six hours.
The Australia Bureau of Meteorology describes a blizzard as, "Violent and very cold wind which is laden with snow, some part, at least, of which has been raised from snow covered ground."
While severe cold and large amounts of drifting snow may accompany blizzards, they are not required. Blizzards can bring whiteout conditions, and can paralyze regions for days at a time, particularly where snowfall is unusual or rare.
A severe blizzard has winds over , near zero visibility, and temperatures of or lower. In Antarctica, blizzards are associated with winds spilling over the edge of the ice plateau at an average velocity of .
Ground blizzard refers to a weather condition where loose snow or ice on the ground is lifted and blown by strong winds. The primary difference between a ground blizzard as opposed to a regular blizzard is that in a ground blizzard no precipitation is produced at the time, but rather all the precipitation is already present in the form of snow or ice at the surface.
The Oxford English Dictionary concludes the term blizzard is likely onomatopoeic, derived from the same sense as blow, blast, blister, and bluster; the first recorded use of it for weather dates to 1829, when it was defined as a "violent blow". It achieved its modern definition by 1859, when it was in use in the western United States. The term became common in the press during the harsh winter of 1880–81.
United States storm systems
In the United States, storm systems powerful enough to cause blizzards usually form when the jet stream dips far to the south, allowing cold, dry polar air from the north to clash with warm, humid air moving up from the south.
When cold, moist air from the Pacific Ocean moves eastward to the Rocky Mountains and the Great Plains, and warmer, moist air moves north from the Gulf of Mexico, all that is needed is a movement of cold polar air moving south to form potential blizzard conditions that may extend from the Texas Panhandle to the Great Lakes and Midwest. A blizzard also may be formed when a cold front and warm front mix together and a blizzard forms at the border line.
Another storm system occurs when a cold core low over the Hudson Bay area in Canada is displaced southward over southeastern Canada, the Great Lakes, and New England. When the rapidly moving cold front collides with warmer air coming north from the Gulf of Mexico, strong surface winds, significant cold air advection, and extensive wintry precipitation occur.
Low pressure systems moving out of the Rocky Mountains onto the Great Plains, a broad expanse of flat land, much of it covered in prairie, steppe and grassland, can cause thunderstorms and rain to the south and heavy snows and strong winds to the north. With few trees or other obstructions to reduce wind and blowing, this part of the country is particularly vulnerable to blizzards with very low temperatures and whiteout conditions. In a true whiteout, there is no visible horizon. People can become lost in their own front yards, when the door is only away, and they would have to feel their way back. Motorists have to stop their cars where they are, as the road is impossible to see.
Nor'easter blizzards
A nor'easter is a macro-scale storm that occurs off the New England and Atlantic Canada coastlines. It gets its name from the direction the wind is coming from. The usage of the term in North America comes from the wind associated with many different types of storms, some of which can form in the North Atlantic Ocean and some of which form as far south as the Gulf of Mexico. The term is most often used in the coastal areas of New England and Atlantic Canada. This type of storm has characteristics similar to a hurricane. More specifically, it describes a low-pressure area whose center of rotation is just off the coast and whose leading winds in the left-forward quadrant rotate onto land from the northeast. High storm waves may sink ships at sea and cause coastal flooding and beach erosion. Notable nor'easters include The Great Blizzard of 1888, one of the worst blizzards in U.S. history. It dropped of snow and had sustained winds of more than that produced snowdrifts in excess of . Railroads were shut down and people were confined to their houses for up to a week. It killed 400 people, mostly in New York.
Historic events
1972 Iran blizzard
The 1972 Iran blizzard, which caused 4,000 reported deaths, was the deadliest blizzard in recorded history. Dropping as much as of snow, it completely covered 200 villages. After a snowfall lasting nearly a week, an area the size of Wisconsin was entirely buried in snow.
2008 Afghanistan blizzard
The 2008 Afghanistan blizzard, was a fierce blizzard that struck Afghanistan on the 10th of January 2008. Temperatures fell to a low of , with up to of snow in the more mountainous regions, killing at least 926 people. It was the third deadliest blizzard in history. The weather also claimed more than 100,000 sheep and goats, and nearly 315,000 cattle died.
The Snow Winter of 1880–1881
The winter of 1880–1881 is widely considered the most severe winter ever known in many parts of the United States.
The initial blizzard in October of 1880 brought snowfalls so deep that two-story homes experienced accumulations, as opposed to drifts, up to their second floor windows. No one was prepared for deep snow so early in the winter. Farmers from North Dakota to Virginia were caught flat with fields unharvested, what grain that had been harvested unmilled, and their suddenly all-important winter stocks of wood fuel only partially collected. By January train service was almost entirely suspended from the region. Railroads hired scores of men to dig out the tracks but as soon as they had finished shoveling a stretch of line a new storm arrived, burying it again.
There were no winter thaws and on February 2, 1881, a second massive blizzard struck that lasted for nine days. In towns the streets were filled with solid drifts to the tops of the buildings and tunneling was necessary to move about. Homes and barns were completely covered, compelling farmers to construct fragile tunnels in order to feed their stock.
When the snow finally melted in late spring of 1881 huge sections of the plains experienced flooding. Massive ice jams clogged the Missouri River and when they broke the downstream areas were inundated. Most of the town of Yankton, in what is now South Dakota, was washed away when the river overflowed its banks after the thaw.
Novelization
Many children—and their parents—learned of "The Snow Winter" through the children's book The Long Winter by Laura Ingalls Wilder, in which the author tells of her family's efforts to survive. The snow arrived in October 1880 and blizzard followed blizzard throughout the winter and into March 1881, leaving many areas snowbound throughout the entire winter. Accurate details in Wilder's novel include the blizzards' frequency and the deep cold, the Chicago and North Western Railway stopping trains until the spring thaw because the snow made the tracks impassable, the near-starvation of the townspeople, and the courage of her future husband Almanzo and another man, Cap Garland, who ventured out on the open prairie in search of a cache of wheat that no one was even sure existed.
The Storm of the Century
The Storm of the Century, also known as the Great Blizzard of 1993, was a large cyclonic storm that formed over the Gulf of Mexico on March 12, 1993, and dissipated in the North Atlantic Ocean on March 15. It is unique for its intensity, massive size and wide-reaching effect. At its height, the storm stretched from Canada towards Central America, but its main impact was on the United States and Cuba. The cyclone moved through the Gulf of Mexico, and then through the Eastern United States before moving into Canada. Areas as far south as northern Alabama and Georgia received a dusting of snow and areas such as Birmingham, Alabama, received up to with hurricane-force wind gusts and record low barometric pressures. Between Louisiana and Cuba, hurricane-force winds produced high storm surges across northwestern Florida, which along with scattered tornadoes killed dozens of people. In the United States, the storm was responsible for the loss of electric power to over 10 million customers. It is purported to have been directly experienced by nearly 40 percent of the country's population at that time. A total of 310 people, including 10 from Cuba, perished during this storm. The storm cost $6 to $10 billion in damages.
List of blizzards
North America
1700 to 1799
The Great Snow 1717 series of four snowstorms between February 27 and March 7, 1717. There were reports of about five feet of snow already on the ground when the first of the storms hit. By the end, there were about ten feet of snow and some drifts reaching , burying houses entirely. In the colonial era, this storm made travel impossible until the snow simply melted.
Blizzard of 1765. March 24, 1765. Affected area from Philadelphia to Massachusetts. High winds and over of snowfall recorded in some areas.
Blizzard of 1772. "The Washington and Jefferson Snowstorm of 1772". January 26–29, 1772. One of largest D.C. and Virginia area snowstorms ever recorded. Snow accumulations of recorded.
The "Hessian Storm of 1778". December 26, 1778. Severe blizzard with high winds, heavy snows and bitter cold extending from Pennsylvania to New England. Snow drifts reported to be high in Rhode Island. Storm named for stranded Hessian troops in deep snows stationed in Rhode Island during the Revolutionary War.
The Great Snow of 1786. December 4–10, 1786. Blizzard conditions and a succession of three harsh snowstorms produced snow depths of to from Pennsylvania to New England. Reportedly of similar magnitude of 1717 snowstorms.
The Long Storm of 1798. November 19–21, 1798. Heavy snowstorm produced snow from Maryland to Maine.
1800 to 1850
Blizzard of 1805. January 26–28, 1805. Cyclone brought heavy snowstorm to New York City and New England. Snow fell continuously for two days where over of snow accumulated.
New York City Blizzard of 1811. December 23–24, 1811. Severe blizzard conditions reported on Long Island, in New York City, and southern New England. Strong winds and tides caused damage to shipping in harbor.
Luminous Blizzard of 1817. January 17, 1817. In Massachusetts and Vermont, a severe snowstorm was accompanied by frequent lightning and heavy thunder. St. Elmo's fire reportedly lit up trees, fence posts, house roofs, and even people. John Farrar professor at Harvard, recorded the event in his memoir in 1821.
Great Snowstorm of 1821. January 5–7, 1821. Extensive snowstorm and blizzard spread from Virginia to New England.
Winter of Deep Snow in 1830. December 29, 1830. Blizzard storm dumped in Kansas City and in Illinois. Areas experienced repeated storms thru mid-February 1831.
"The Great Snowstorm of 1831" January 14–16, 1831. Produced snowfall over widest geographic area that was only rivaled, or exceeded by, the 1993 Blizzard. Blizzard raged from Georgia, to Ohio Valley, all the way to Maine.
"The Big Snow of 1836" January 8–10, 1836. Produced to of snowfall in interior New York, northern Pennsylvania, and western New England. Philadelphia got a reported and New York City of snow.
1851 to 1900
Plains Blizzard of 1856. December 3–5, 1856. Severe blizzard-like storm raged for three days in Kansas and Iowa. Early pioneers suffered.
"The Cold Storm of 1857" January 18–19, 1857. Produced severe blizzard conditions from North Carolina to Maine. Heavy snowfalls reported in east coast cities.
Midwest Blizzard of 1864. January 1, 1864. Gale-force winds, driving snow, and low temperatures all struck simultaneously around Chicago, Wisconsin and Minnesota.
Plains Blizzard of 1873. January 7, 1873. Severe blizzard struck the Great Plains. Many pioneers from the east were unprepared for the storm and perished in Minnesota and Iowa.
Great Plains Easter Blizzard of 1873. April 13, 1873
Seattle Blizzard of 1880. January 6, 1880. Seattle area's greatest snowstorm to date. An estimated fell around the town. Many barns collapsed and all transportation halted.
The Hard Winter of 1880-81. October 15, 1880. A blizzard in eastern South Dakota marked the beginning of this historically difficult season. Laura Ingalls Wilder's book The Long Winter details the effects of this season on early settlers.
In the three year winter period from December 1885 to March 1888, the Great Plains and Eastern United States suffered a series of the worst blizzards in this nation's history ending with the Schoolhouse Blizzard and the Great Blizzard of 1888. The massive explosion of the volcano Krakatoa in the South Pacific late in August 1883 is a suspected cause of these huge blizzards during these several years. The clouds of ash it emitted continued to circulate around the world for many years. Weather patterns continued to be chaotic for years, and temperatures did not return to normal until 1888. Record rainfall was experienced in Southern California during July 1883 to June 1884. The Krakatoa eruption injected an unusually large amount of sulfur dioxide (SO2) gas high into the stratosphere which reflects sunlight and helped cool the planet over the next few years until the suspended atmospheric sulfur fell to ground.
Plains Blizzard of late 1885. In Kansas, heavy snows of late 1885 had piled drifts high.
Kansas Blizzard of 1886. First week of January 1886. Reported that 80 percent of the cattle were frozen to death in that state alone from the cold and snow.
January 1886 Blizzard. January 9, 1886. Same system as Kansas 1886 Blizzard that traveled eastward.
Great Plains Blizzards of late 1886. On November 13, 1886, it reportedly began to snow and did not stop for a month in the Great Plains region.
Great Plains Blizzard of 1887. January 9–11, 1887. Reported 72-hour blizzard that covered parts of the Great Plains in more than of snow. Winds whipped and temperatures dropped to around . So many cows that were not killed by the cold soon died from starvation. When spring arrived, millions of the animals were dead, with around 90 percent of the open range's cattle rotting where they fell. Those present reported carcasses as far as the eye could see. Dead cattle clogged up rivers and spoiled drinking water. Many ranchers went bankrupt and others simply called it quits and moved back east. The "Great Die-Up" from the blizzard effectively concluded the romantic period of the great Plains cattle drives.
Schoolhouse Blizzard of 1888 North American Great Plains. January 12–13, 1888. What made the storm so deadly was the timing (during work and school hours), the suddenness, and the brief spell of warmer weather that preceded it. In addition, the very strong wind fields behind the cold front and the powdery nature of the snow reduced visibilities on the open plains to zero. People ventured from the safety of their homes to do chores, go to town, attend school, or simply enjoy the relative warmth of the day. As a result, thousands of people—including many schoolchildren—got caught in the blizzard.
Great Blizzard of March 1888 March 11–14, 1888. One of the most severe recorded blizzards in the history of the United States. On March 12, an unexpected northeaster hit New England and the mid-Atlantic, dropping up to of snow in the space of three days. New York City experienced its heaviest snowfall recorded to date at that time, all street railcars were stranded, and the storm led to the creation of the NYC subway system. Snowdrifts reached up to the second story of some buildings. Some 400 people died from this blizzard, including many sailors aboard vessels that were beset by gale-force winds and turbulent seas.
Great Blizzard of 1899 February 11–14, 1899. An extremely unusual blizzard in that it reached into the far southern states of the US. It hit in February, and the area around Washington, D.C., experienced 51 hours straight of snowfall. The port of New Orleans was totally iced over; revelers participating in the New Orleans Mardi Gras had to wait for the parade routes to be shoveled free of snow. Concurrent with this blizzard was the extremely cold arctic air. Many city and state record low temperatures date back to this event, including all-time records for locations in the Midwest and South. State record lows: Nebraska reached , Ohio experienced , Louisiana bottomed out at , and Florida dipped below zero to .
1901 to 1939
Great Lakes Storm of 1913 November 7–10, 1913. "The White Hurricane" of 1913 was the deadliest and most destructive natural disaster ever to hit the Great Lakes Basin in the Midwestern United States and the Canadian province of Ontario. It produced wind gusts, waves over high, and whiteout snowsqualls. It killed more than 250 people, destroyed 19 ships, and stranded 19 others.
Blizzard of 1918. January 11, 1918. Vast blizzard-like storm moved through Great Lakes and Ohio Valley.
1920 North Dakota blizzard March 15–18, 1920
Knickerbocker Storm January 27–28, 1922
1940 to 1949
Armistice Day Blizzard of 1940 November 10–12, 1940. Took place in the Midwest region of the United States on Armistice Day. This "Panhandle hook" winter storm cut a through the middle of the country from Kansas to Michigan. The morning of the storm was unseasonably warm but by mid afternoon conditions quickly deteriorated into a raging blizzard that would last into the next day. A total of 145 deaths were blamed on the storm, almost a third of them duck hunters who had taken time off to take advantage of the ideal hunting conditions. Weather forecasters had not predicted the severity of the oncoming storm, and as a result the hunters were not dressed for cold weather. When the storm began many hunters took shelter on small islands in the Mississippi River, and the winds and waves overcame their encampments. Some became stranded on the islands and then froze to death in the single-digit temperatures that moved in over night. Others tried to make it to shore and drowned.
North American blizzard of 1947 December 25–26, 1947. Was a record-breaking snowfall that began on Christmas Day and brought the Northeast United States to a standstill. Central Park in New York City got of snowfall in 24 hours with deeper snows in suburbs. It was not accompanied by high winds, but the snow fell steadily with drifts reaching . Seventy-seven deaths were attributed to the blizzard.
The Blizzard of 1949 - The first blizzard started on Sunday, January 2, 1949; it lasted for three days. It was followed by two more months of blizzard after blizzard with high winds and bitter cold. Deep drifts isolated southeast Wyoming, northern Colorado, western South Dakota and western Nebraska, for weeks. Railroad tracks and roads were all drifted in with drifts of and more. Hundreds of people that had been traveling on trains were stranded. Motorists that had set out on January 2 found their way to private farm homes in rural areas and hotels and other buildings in towns; some dwellings were so crowded that there wasn't enough room for all to sleep at once. It would be weeks before they were plowed out. The Federal government quickly responded with aid, airlifting food and hay for livestock. The total rescue effort involved numerous volunteers and local agencies plus at least ten major state and federal agencies from the U.S. Army to the National Park Service. Private businesses, including railroad and oil companies, also lent manpower and heavy equipment to the work of plowing out. The official death toll was 76 people and one million livestock. Youtube video Storm of the Century - the Blizzard of '49 Storm of the Century - the Blizzard of '49
1950 to 1959
Great Appalachian Storm of November 1950 November 24–30, 1950
March 1958 Nor'easter blizzard March 18–21, 1958.
The Mount Shasta California Snowstorm of 1959 – The storm dumped of snow on Mount Shasta. The bulk of the snow fell on unpopulated mountainous areas, barely disrupting the residents of the Mount Shasta area. The amount of snow recorded is the largest snowfall from a single storm in North America.
1960 to 1969
March 1960 Nor'easter blizzard March 2–5, 1960
December 1960 Nor'easter blizzard December 12–14, 1960. Wind gusts up to .
March 1962 Nor'easter Great March Storm of 1962 – Ash Wednesday. North Carolina and Virginia blizzards. Struck during Spring high tide season and remained mostly stationary for almost 5 days causing significant damage along eastern coast, Assateague island was under water, and dumped of snow in Virginia.
North American blizzard of 1966 January 27–31, 1966
Chicago Blizzard of 1967 January 26–27, 1967
February 1969 nor'easter February 8–10, 1969
March 1969 Nor'easter blizzard March 9, 1969
December 1969 Nor'easter blizzard December 25–28, 1969.
1970 to 1979
The Great Storm of 1975 known as the "Super Bowl Blizzard" or "Minnesota's Storm of the Century". January 9–12, 1975. Wind chills of to recorded, deep snowfalls.
Groundhog Day gale of 1976 February 2, 1976
Buffalo Blizzard of 1977 January 28 – February 1, 1977. There were several feet of packed snow already on the ground, and the blizzard brought with it enough snow to reach Buffalo's record for the most snow in one season – .
Great Blizzard of 1978 also called the "Cleveland Superbomb". January 25–27, 1978. Was one of the worst snowstorms the Midwest has ever seen. Wind gusts approached , causing snowdrifts to reach heights of in some areas, making roadways impassable. Storm reached maximum intensity over southern Ontario Canada.
Northeastern United States Blizzard of 1978 – February 6–7, 1978. Just one week following the Cleveland Superbomb blizzard, New England was hit with its most severe blizzard in 90 years since 1888.
Chicago Blizzard of 1979 January 13–14, 1979
1980 to 1989
February 1987 Nor'easter blizzard February 22–24, 1987
1990 to 1999
1991 Halloween blizzard Upper Mid-West US, October 31 – November 3, 1991
December 1992 Nor'easter blizzard December 10–12, 1992
1993 Storm of the Century March 12–15, 1993. While the southern and eastern U.S. and Cuba received the brunt of this massive blizzard, the Storm of the Century impacted a wider area than any in recorded history.
February 1995 Nor'easter blizzard February 3–6, 1995
Blizzard of 1996 January 6–10, 1996
April Fool's Day Blizzard March 31 – April 1, 1997. US East Coast
1997 Western Plains winter storms October 24–26, 1997
Mid West Blizzard of 1999 January 2–4, 1999
2000 to 2009
January 25, 2000 Southeastern United States winter storm January 25, 2000. North Carolina and Virginia
December 2000 Nor'easter blizzard December 27–31, 2000
North American blizzard of 2003 February 14–19, 2003 (Presidents' Day Storm II)
December 2003 Nor'easter blizzard December 6–7, 2003
North American blizzard of 2005 January 20–23, 2005
North American blizzard of 2006 February 11–13, 2006
Early winter 2006 North American storm complex Late November 2006
Colorado Holiday Blizzards (2006–07) December 20–29, 2006 Colorado
February 2007 North America blizzard February 12–20, 2007
January 2008 North American storm complex January, 2008 West Coast US
North American blizzard of 2008 March 6–10, 2008
2009 Midwest Blizzard 6–8 December 2009, a bomb cyclogenesis event that also affected parts of Canada
North American blizzard of 2009 December 16–20, 2009
2009 North American Christmas blizzard December 22–28, 2009
2010 to 2019
February 5–6, 2010 North American blizzard February 5–6, 2010 Referred to at the time as Snowmageddon was a Category 3 ("major") nor'easter and severe weather event.
February 9–10, 2010 North American blizzard February 9–10, 2010
February 25–27, 2010 North American blizzard February 25–27, 2010
October 2010 North American storm complex October 23–28, 2010
December 2010 North American blizzard December 26–29, 2010
January 31 – February 2, 2011 North American blizzard January 31 – February 2, 2011. Groundhog Day Blizzard of 2011
2011 Halloween nor'easter October 28 – Nov 1, 2011
Hurricane Sandy October 29–31, 2012. West Virginia, western North Carolina, and southwest Pennsylvania received heavy snowfall and blizzard conditions from this hurricane
November 2012 nor'easter November 7–10, 2012
December 17–22, 2012 North American blizzard December 17–22, 2012
Late December 2012 North American storm complex December 25–28, 2012
February 2013 nor'easter February 7–20, 2013
February 2013 Great Plains blizzard February 19 – March 6, 2013
March 2013 nor'easter March 6, 2013
October 2013 North American storm complex October 3–5, 2013
Buffalo, NY blizzard of 2014. Buffalo got over of snow during November 18–20, 2014.
January 2015 North American blizzard January 26–27, 2015
Late December 2015 North American storm complex December 26–27, 2015 Was one of the most notorious blizzards in the state of New Mexico and West Texas ever reported. It had sustained winds of over and continuous snow precipitation that lasted over 30 hours. Dozens of vehicles were stranded in small county roads in the areas of Hobbs, Roswell, and Carlsbad New Mexico. Strong sustained winds destroyed various mobile homes.
January 2016 United States blizzard January 20–23, 2016
February 2016 North American storm complex February 1–8, 2016
February 2017 North American blizzard February 6–11, 2017
March 2017 North American blizzard March 9–16, 2017
Early January 2018 nor’easter January 3–6, 2018
March 2019 North American blizzard March 8–16, 2019
April 2019 North American blizzard April 10–14, 2019
2020 to present
December 5–6, 2020 nor'easter December 5–6, 2020
January 31 – February 3, 2021 nor'easter January 31 – February 3, 2021
February 13–17, 2021 North American winter storm February 13–17, 2021
March 2021 North American blizzard March 11–14, 2021
January 2022 North American blizzard January 27–30, 2022
Late December 2022 North American winter storm December 21–26, 2022
Canada
The Eastern Canadian Blizzard of 1971 – Dumped a foot and a half (45.7 cm) of snow on Montreal and more than elsewhere in the region. The blizzard caused the cancellation of a Montreal Canadiens hockey game for the first time since 1918.
Saskatchewan blizzard of 2007 – January 10, 2007 Canada
United Kingdom
Great Frost of 1709
Blizzard of January 1881
Winter of 1894–95 in the United Kingdom
Winter of 1946–1947 in the United Kingdom
Winter of 1962–1963 in the United Kingdom
January 1987 Southeast England snowfall
Winter of 1990–91 in Western Europe
February 2009 Great Britain and Ireland snowfall
Winter of 2009–10 in Great Britain and Ireland
Winter of 2010–11 in Great Britain and Ireland
Early 2012 European cold wave
Other locations
1954 Romanian blizzard
1972 Iran blizzard
Winter of 1990–1991 in Western Europe
2008 Afghanistan blizzard
2008 Chinese winter storms
Winter storms of 2009–2010 in East Asia
See also
Cold wave
Lake-effect snow
Nor'easter
European windstorm
Whiteout (weather)
Blowing snow advisory
Ground blizzard
Severe weather terminology (Canada)
Snowsquall
Blowing snow
List of blizzards
References
External links
Digital Snow Museum Photos of historic blizzards and snowstorms.
Farmers Almanac List of Worst Blizzards in the United States
United States Search and Rescue Task Force: About Blizzards
A Historical Review On The Origin and Definition of the Word Blizzard Dr Richard Wild
Snow or ice weather phenomena
Storm
Weather hazards
Hazards of outdoor recreation |
4550 | https://en.wikipedia.org/wiki/Bikini | Bikini | A bikini is a two-piece swimsuit primarily worn by girls and women that features one piece on top that covers the breasts, and a second piece on the bottom: the front covering the pelvis but usually exposing the navel, and the back generally covering the intergluteal cleft and a little, some, or all of the buttocks. The size of the top and bottom can vary, from bikinis that offer full coverage of the breasts, pelvis, and buttocks, to more revealing designs with a thong or G-string bottom that covers only the mons pubis, but exposes the buttocks, and a top that covers only the areolae. Bikini bottoms covering about half the buttocks may be described as "Brazilian-cut", while those covering about three-quarters of the buttocks may be described as "cheeky" or "cheeky-cut".
In May 1946, Parisian fashion designer Jacques Heim released a two-piece swimsuit design that he named the ('Atom') and advertised as "the smallest swimsuit in the world". Like swimsuits of the era, it covered the wearer's belly button, and it failed to attract much attention. Clothing designer Louis Réard introduced his new, smaller design in July. He named the swimsuit after the Bikini Atoll, where the first public test of a nuclear bomb had taken place four days before. His skimpy design was risqué, exposing the wearer's navel and much of her buttocks. No runway model would wear it, so he hired a nude dancer from the Casino de Paris named Micheline Bernardini to model it at a review of swimsuit fashions.
Due to its revealing design, the bikini was once considered controversial, facing opposition from a number of groups and being accepted only very slowly by the general public. In many countries, the design was banned from beaches and other public places: in 1949, France banned the bikini from being worn on its coastlines; Germany banned the bikini from public swimming pools until the 1970s, and some communist groups condemned the bikini as a "capitalist decadence". The bikini also faced criticism from some feminists, who reviled it as a garment designed to suit men's tastes, and not those of women. Despite this backlash, however, the bikini still sold well throughout the mid to later 20th century.
The bikini gained increased exposure and acceptance as film stars like Brigitte Bardot, Raquel Welch, and Ursula Andress wore them and were photographed on public beaches and seen in film. The minimalist bikini design became common in most Western countries by the mid-1960s as both swimwear and underwear. By the late 20th century, it was widely used as sportswear in beach volleyball and bodybuilding. There are a number of modern stylistic variations of the design used for marketing purposes and as industry classifications, including monokini, microkini, tankini, trikini, pubikini, skirtini, thong, and g-string. A man's single piece brief swimsuit may also be called a bikini or "bikini brief", particularly if it has slimmer sides. Similarly, a variety of men's and women's underwear types are described as bikini underwear. The bikini has gradually gained wide acceptance in Western society. By the early 2000s, bikinis had become a US$811 million business annually, and boosted spin off services such as bikini waxing and sun tanning.
Etymology and terminology
While the two-piece swimsuit as a design existed in classical antiquity, the modern design first attracted public notice in Paris on July 5, 1946. French automotive engineer Louis Réard introduced a design he named the "bikini", adopting the name from the Bikini Atoll in the Pacific Ocean, which was the colonial name the Germans gave to the atoll, borrowed from the Marshallese name for the island, . Four days earlier, the United States had initiated its first peacetime nuclear weapons test at Bikini Atoll as part of Operation Crossroads. Réard hoped his swimsuit's revealing style would create an "explosive commercial and cultural reaction" similar to the explosion at Bikini Atoll.
By making an analogy with words like bilingual and bilateral containing the Latin prefix "bi-" (meaning "two" in Latin), the word bikini was first back-derived as consisting of two parts, [bi + kini] by Rudi Gernreich, who introduced the monokini in 1964. Later swimsuit designs like the tankini and trikini further cemented this derivation. Over time the "–kini family" (as dubbed by author William Safire), including the "–ini sisters" (as dubbed by designer Anne Cole), expanded into a variety of swimwear including the monokini (also known as a numokini or unikini), seekini, tankini, camikini, (also hipkini), minikini, face-kini, burkini, and microkini. The Language Report, compiled by lexicographer Susie Dent and published by the Oxford University Press (OUP) in 2003, considers lexicographic inventions like bandeaukini and camkini, two variants of the tankini, important to observe. Although "bikini" was originally a registered trademark of Réard, it has since become genericized.
Variations of the term are used to describe stylistic variations for promotional purposes and industry classifications, including monokini, microkini, tankini, trikini, pubikini, bandeaukini and skirtini. A man's brief swimsuit may also be referred to as a bikini. Similarly, a variety of men's and women's underwear types are described as bikini underwear.
History
In antiquity
According to archaeologist James Mellaart, a mural from the Chalcolithic era (around 5600 BC) in Çatalhöyük, Anatolia depicts a mother goddess astride two leopards wearing a costume somewhat like a bikini. The two-piece swimsuit can be traced back to the Greco-Roman world, where bikini-like garments worn by women athletes are depicted on urns and paintings dating back to 1400 BC.
In Coronation of the Winner, a mosaic in the floor of a Roman villa in Sicily that dates from the Diocletian period (286–305 AD), young women participate in weightlifting, discus throwing, and running ball games dressed in bikini-like garments (technically bandeaukinis in modern lexicon). The mosaic, found in the Sicilian Villa Romana del Casale, features ten maidens who have been anachronistically dubbed the "Bikini Girls". Other Roman archaeological finds depict the goddess Venus in a similar garment. In Pompeii, depictions of Venus wearing a bikini were discovered in the Casa della Venere, in the tablinum of the House of Julia Felix, and in an atrium garden of Via Dell'Abbondanza.
Precursors in the West
Swimming or bathing outdoors was discouraged in the Christian West, so there was little demand or need for swimming or bathing costumes until the 18th century. The bathing gown of the 18th century was a loose ankle-length full-sleeve chemise-type gown made of wool or flannel that retained coverage and modesty.
In 1907, Australian swimmer and performer Annette Kellermann was arrested on a Boston beach for wearing form-fitting sleeveless one-piece knitted swimming tights that covered her from neck to toe, a costume she adopted from England, although it became accepted swimsuit attire for women in parts of Europe by 1910. In 1913, designer Carl Jantzen made the first functional two-piece swimwear. Inspired by the introduction of females into Olympic swimming he designed a close-fitting costume with shorts for the bottom and short sleeves for the top.
During the 1920s and 1930s, people began to shift from "taking in the water" to "taking in the sun", at bathhouses and spas, and swimsuit designs shifted from functional considerations to incorporate more decorative features. Rayon was used in the 1920s in the manufacture of tight-fitting swimsuits, but durability issues, especially when wet, proved problematic. Jersey and silk were also sometimes used. By the 1930s, manufacturers had lowered necklines in the back, removed sleeves, and tightened the sides. With the development of new clothing materials, particularly latex and nylon, swimsuits gradually began hugging the body through the 1930s, with shoulder straps that could be lowered for tanning.
Women's swimwear of the 1930s and 1940s incorporated increasing degrees of midriff exposure. The 1932 Hollywood film Three on a Match featured a midriff-baring two-piece bathing suit. Actress Dolores del Río was the first major star to wear a two-piece women's bathing suit onscreen in Flying Down to Rio (1933).
Teen magazines of late 1940s and 1950s featured similar designs of midriff-baring suits and tops. However, midriff fashion was stated as only for beaches and informal events and considered indecent to be worn in public. Hollywood endorsed the new glamor in films like 1949's Neptune's Daughter in which Esther Williams wore provocatively named costumes such as "Double Entendre" and "Honey Child".
Wartime production during World War II required vast amounts of cotton, silk, nylon, wool, leather, and rubber. In 1942, the United States War Production Board issued Regulation L-85, cutting the use of natural fibers in clothing and mandating a 10% reduction in the amount of fabric in women's beachwear. To comply with the regulations, swimsuit manufacturers removed skirt panels and other attachments, while increasing production of the two-piece swimsuit with bare midriffs. At the same time, demand for all swimwear declined as there was not much interest in going to the beach, especially in Europe.
Modern bikini
In the summer of 1946, Western Europeans enjoyed their first war-free summer in many years. French designers sought to deliver fashions that matched the liberated mood of the people. Fabric was still in short supply, and in an endeavor to resurrect swimwear sales, two French designers – Jacques Heim and Louis Réard – almost simultaneously launched new two-piece swimsuit designs in 1946. Heim launched a two-piece swimsuit design in Paris that he called the atome, after the smallest known particle of matter. He announced that it was the "world's smallest bathing suit." Although briefer than the two-piece swimsuits of the 1930s, the bottom of Heim's new two-piece beach costume still covered the wearer's navel.
Soon after, Louis Réard created a competing two-piece swimsuit design, which he called the bikini. He noticed that women at the beach rolled up the edges of their swimsuit bottoms and tops to improve their tan. On 5 July, Réard introduced his design at a swimsuit review held at a popular Paris public pool, Piscine Molitor, four days after the first test of a US nuclear weapon at the Bikini Atoll. The newspapers were full of news about it and Réard hoped for the same with his design. Réard's bikini undercut Heim's atome in its brevity. His design consisted of two side-by-side triangles of fabric forming a bra, and two front-and-back triangular pieces of fabric covering the mons pubis and the buttocks, respectively, connected by string. When he was unable to find a fashion model willing to showcase his revealing design, Réard hired Micheline Bernardini, an 18-year old nude dancer from the Casino de Paris. He announced that his swimsuit, was "smaller than the world's smallest bathing suit". Réard said that "like the [atom] bomb, the bikini is small and devastating". Fashion writer Diana Vreeland described the bikini as the "atom bomb of fashion". Bernardini received 50,000 fan letters, many of them from men.
Photographs of Bernardini and articles about the event were widely carried by the press. The International Herald Tribune alone ran nine stories on the event. French newspaper Le Figaro wrote, "People were craving the simple pleasures of the sea and the sun. For women, wearing a bikini signaled a kind of second liberation. There was really nothing sexual about this. It was instead a celebration of freedom and a return to the joys in life."
Heim's atome was more in keeping with the sense of propriety of the 1940s, but Réard's design won the public's attention. Although Heim's design was the first worn on the beach and initially sold more swimsuits, it was Réard's description of the two-piece swimsuit as a bikini that stuck. As competing designs emerged, he declared in advertisements that a swimsuit could not be a genuine bikini "unless it could be pulled through a wedding ring." Modern bikinis were first made of cotton and jersey.
Social resistance
Despite the garment's initial success in France, women worldwide continued to wear traditional one-piece swimsuits. When his sales stalled, Réard went back to designing and selling orthodox knickers. In 1950, American swimsuit mogul Fred Cole, owner of mass market swimwear firm Cole of California, told Time that he had "little but scorn for France's famed Bikinis." Réard himself would later describe it as a "two-piece bathing suit which reveals everything about a girl except for her mother's maiden name." Fashion magazine Modern Girl Magazine in 1957 stated that "it is hardly necessary to waste words over the so-called bikini since it is inconceivable that any girl with tact and decency would ever wear such a thing".
In 1951, Eric Morley organized the Festival Bikini Contest, a beauty contest and swimwear advertising opportunity at that year's Festival of Britain. The press, welcoming the spectacle, referred to it as Miss World, a name Morley registered as a trademark. The winner was Kiki Håkansson of Sweden, who was crowned in a bikini. After the crowning, Håkansson was condemned by Pope Pius XII, while Spain and Ireland threatened to withdraw from the pageant. In 1952, bikinis were banned from the pageant and replaced by evening gowns. As a result of the controversy, the bikini was explicitly banned from many other beauty pageants worldwide. Although some regarded the bikini and beauty contests as bringing freedom to women, they were opposed by some feminists as well as religious and cultural groups who objected to the degree of exposure of the female body.
Paula Stafford was an Australian fashion designer credited with introducing the bikini to Australia; in a famous incident in 1952, model Ann Ferguson was asked to leave a beach in Surfers Paradise because her Paula Stafford bikini was too revealing. The bikini was banned in Australia, on the French Atlantic coastline, in Spain, in Italy, and in Portugal, and was prohibited or discouraged in a number of US states. The United States Motion Picture Production Code, also known as the Hays Code, enforced from 1934, allowed two-piece gowns but prohibited the display of navels in Hollywood films. The National Legion of Decency, a Roman Catholic body overseeing American media content, also pressured Hollywood and foreign film producers to keep bikinis from being featured in Hollywood movies. As late as 1959 one of the United States' largest swimsuit designers, Anne Cole of the Anne Cole brand, said, "It's nothing more than a G-string. It's at the razor's edge of decency." The Hays Code was abandoned by the mid-1960s, and with it the prohibition of female navel exposure, as well as other restrictions. The influence of the National Legion of Decency also waned by the 1960s.
Rise to popularity
Increasingly common glamour shots of popular actresses and models on either side of the Atlantic played a large part in bringing the bikini into the mainstream. During the 1950s, Hollywood stars such as Ava Gardner, Rita Hayworth, Lana Turner, Elizabeth Taylor, Tina Louise, Marilyn Monroe, Esther Williams, and Betty Grable took advantage of the risqué publicity associated with the bikini by posing for photographs wearing them—pin-ups of Hayworth and Williams in costume were especially widely distributed in the United States. In 1950, Elvira Pagã walked at the Rio Carnival, Brazil in a golden bikini, starting the bikini tradition of the carnival.
In Europe, 17-year-old Brigitte Bardot wore scanty bikinis (by contemporary standards) in the French film Manina, la fille sans voiles ("Manina, the girl unveiled"). The promotion for the film, released in France in March 1953, drew more attention to Bardot's bikinis than to the film itself. By the time the film was released in the United States in 1958, it was re-titled Manina, the Girl in the Bikini. Bardot was also photographed wearing a bikini on the beach during the 1957 Cannes Film Festival. Working with her husband and agent Roger Vadim, she garnered significant attention with photographs of her wearing a bikini on every beach in the south of France.
Similar photographs were taken of Anita Ekberg and Sophia Loren, among others. According to The Guardian, Bardot's photographs in particular turned Saint-Tropez into the beachwear capital of the world, with Bardot identified as the original Cannes bathing beauty. Bardot's photography helped to enhance the public profile of the festival, and Cannes in turn played a crucial role in her career.
Brian Hyland's novelty-song hit "Itsy Bitsy Teenie Weenie Yellow Polka Dot Bikini" became a Billboard No. 1 hit during the summer of 1960: the song tells a story about a young girl who is too shy to wear her new bikini on the beach, thinking it too risqué. Playboy first featured a bikini on its cover in 1962; the Sports Illustrated Swimsuit Issue debut two years later featured Babette March in a white bikini on the cover.
Ursula Andress, appearing as Honey Ryder in the 1962 British James Bond film, Dr. No, wore a white bikini, which became known as the "Dr. No bikini". It became one of the most famous bikinis of all time and an iconic moment in cinematic and fashion history. Andress said that she owed her career to that white bikini, remarking, "This bikini made me into a success. As a result of starring in Dr. No as the first Bond girl, I was given the freedom to take my pick of future roles and to become financially independent."
The bikini finally caught on, and by 1963, the movie Beach Party, starring Annette Funicello and Frankie Avalon, led a wave of films that made the bikini a pop-culture symbol, though Funicello was barred from wearing Réard's bikini unlike the other young females in the films. In 1965, a woman told Time that it was "almost square" not to wear a bikini; the magazine wrote two years later that "65% of the young set had already gone over".
Raquel Welch's fur bikini in One Million Years B.C. (1966) gave the world the most iconic bikini shot of all time and the poster image became an iconic moment in cinema history. Her deer skin bikini in One Million Years B.C., advertised as "mankind's first bikini", (1966) was later described as a "definitive look of the 1960s". Her role wearing the leather bikini made Welch a fashion icon and the photo of her in the bikini became a best-selling pinup poster.
Stretch nylon bikini briefs and bras complemented the adolescent boutique fashions of the 1960s, allowing those to be minimal. DuPont introduced lycra (DuPont's name for spandex) in the same decade. Spandex expanded the range of novelty fabrics available to designers which meant suits could be made to fit like a second skin without heavy linings. "The advent of Lycra allowed more women to wear a bikini," wrote Kelly Killoren Bensimon, a former model and author of The Bikini Book, "It didn't sag, it didn't bag, and it concealed and revealed. It wasn't so much like lingerie anymore." Increased reliance on stretch fabric led to simplified construction. This fabric allowed designers to create the string bikini, and allowed Rudi Gernreich to create the topless monokini. Alternative swimwear fabrics such as velvet, leather, and crocheted squares surfaced in the early '70s.
Mass acceptance
Réard's company folded in 1988, four years after his death. Meanwhile, the bikini had become the most popular beachwear around the globe. According to French fashion historian Olivier Saillard, this was due to "the power of women, and not the power of fashion". By 1988 the bikini made up nearly 20% of swimsuit sales, more than any other model in the US, though one-piece suits made a comeback during the 1980s and early 1990s. In 1997, Miss Maryland Jamie Fox became the first contestant in 50 years to compete in a two-piece swimsuit at the Miss America Pageant. Actresses in action films like Blue Crush (2002) and Charlie's Angels: Full Throttle (2003) made the two-piece "the millennial equivalent of the power suit", according to Gina Bellafonte of The New York Times,
According to Beth Dincuff Charleston, research associate at the Costume Institute of the Metropolitan Museum of Art, "The bikini represents a social leap involving body consciousness, moral concerns, and sexual attitudes." By the early 2000s, bikinis had become a $811 million business annually, according to the NPD Group, a consumer and retail information company, and had boosted spin-off services like bikini waxing and the sun tanning industries. The first bikini museum in the world is being built in Bad Rappenau in Germany. The development of swimwear from 1880 to the present is presented on 2,000 square metres of exhibition space.
By 2017, the global swimwear market was valued at US$18,5 billion with a compound annual growth rate of 6.2%. Part of the increased consumption of bikinis and swimwears can be attributed to influencers who promote and endorse various brands around the year. Soccer player and best selling author Mo Isom describes it as, "We're flooded with Instagram bikini pics." It was estimated in 2016 that in 2019 the USA would be the largest swimwear market (US$10 billion), followed by Europe (US$5 billion), Asia-Pacific (US$4 billion) and Middle East and Africa (about 1 billion).
Outside the Western world
The 1967 Bollywood film An Evening in Paris is mostly remembered because it featured actress Sharmila Tagore as the first Indian actress to wear a bikini on film. She also posed in a bikini for the glossy Filmfare magazine. The costume shocked a conservative Indian audience, but it also set in motion a trend carried forward by Zeenat Aman in Heera Panna (1973) and Qurbani (1980), Dimple Kapadia in Bobby (1973), and Parveen Babi in Yeh Nazdeekiyan (1982). Indonesian actress Nurnaningsih's bikini clad photos were widely distributed in early 1950s, though she was banned in Kalimantan.
Indian women generally wear bikinis when they vacation abroad or in Goa without the family. But, despite the conservative ideas prevalent in India, bikinis also become more popular in summer when women, from Bollywood stars to the middle class, take up swimming, often in a public space. A lot of tankinis, shorts and single-piece swimsuits are sold in the summer, along with real bikinis and bandeaukinis. The maximum sales for bikinis happen in the winter, the honeymoon season. For more coverage, designers Shivan Bhatiya and Narresh Kukreja invented the bikini-saree popularised by TV anchor Mandira Bedi.
By the end of the first decade of the 21st century, the Chinese bikini industry became a serious international threat for the Brazilian bikini industry. Huludao, Liaoning, China set the world record for the largest bikini parade in 2012, with 1,085 participants and a photo shoot involving 3,090 women. "Beijing Bikini" refers to the Chinese urban practice of men rolling up their shirts to expose their midriff to cool off in public in the summer. In Japan, wearing a bikini is common on the beach and at baths or pools. But, according to a 2013 study, 94% women are not body confident enough to wear a bikini in public without resorting to sarongs, zip-up sweatshirts, T-shirts, or shorts. Japanese women also often wear a "facekini" to protect their face from sunburns.
In most parts of the Middle East, bikinis are either banned or are highly controversial. On March 18, 1973, when Lebanese magazine Ash-Shabaka printed a bikini-clad woman on the cover, they had to make a second version with only the face of the model. In 2011, when Huda Naccache (Miss Earth 2011) posed for the cover of Lilac (based in Israel), she became the first bikini-clad Arab model on the cover of an Arabic magazine. Lebanese-Australian fashion designer Aheda Zanetti created the "burkini" as a modest option to the bikini, which has become very popular among Muslims. Rehab Shaaban, an Egyptian designer, tried an even more abaya-like design, but her design was banned due to safety reasons.
Variants
While the name "bikini" was at first applied only to beachwear that revealed the wearer's navel, today the fashion industry considers any two-piece swimsuit a bikini. Modern bikini fashions are characterized by a simple, brief design: two triangles of fabric that form a bra and cover the woman's breasts and a third that forms a panty cut below the navel that covers the groin and the intergluteal cleft.
Bikinis can and have been made out of almost every possible clothing material, and the fabrics and other materials used to make bikinis are an essential element of their design. Modern bikinis were first made of cotton and jersey, but in the 1960s, Lycra became the common material. Alternative swimwear fabrics such as velvet, leather, and crocheted squares surfaced in the early 1970s.
In a single fashion show in 1985, there were two-piece suits with cropped tank tops instead of the usual skimpy bandeaux, suits that resembled bikinis from the front and one-pieces from the back, suspender straps, ruffles, and deep navel-baring cutouts. Metal and stone jewelry pieces are now often used to dress up look and style according to tastes. To meet the fast pace of demands, some manufacturers now offer made-to-order bikinis ready in as few as seven minutes. The world's most expensive bikini was designed in February 2006 by Susan Rosen; containing of diamond, it was valued at £20 million.
Major styles
There is a range of distinct bikini styles available — string bikinis, monokinis (topless or top and bottom connected), trikinis (three pieces instead of two), tankinis (tank top, bikini bottom), camikinis (camisole top, bikini bottom), bandeaukini (bandeau top, bikini bottom), skirtini (bikini top, skirt bottom), "granny bikini" (bikini top, boy shorts bottom), (also ), seekinis (transparent), minikinis, microkinis, miniminis, slingshots (or suspender bikinis), thong bottoms, tie-sides (a variety of string bikini) and teardrops.
{| class="wikitable"
|- style="background:#ccc; text-align:center;"
! Variant !! Image !! Year !! Description
|-
| Bandeaukini || || || A bandeaukini (alternatively called a bandini) is a bandeau top (no straps going over the shoulders) worn with any bikini bottom. It is the oldest form of bikini, with one of the earliest examples found in Sicilian Villa Romana del Casale (dubbed the "Bikini Girls"), dating back to the 4th century AD. Reintroduced, its appeal grew fast among young women, with bandeau tops edging into the sales of the classic tankini.
|-
| Microkini || || 1995 || A microkini, also known as a micro bikini, is an exceptionally meager bikini. The designs for both women and men typically use only enough fabric to cover the genitals and, for women, the nipples. Any additional straps are merely to keep the garment attached to the wearer's body. Some variations of the microkini use adhesive or wire to hold the fabric in place over the genitals. Microkinis keep the wearer just within legal limits of decency and fill a niche between nudism and conservative swimwear, though they are often accepted in Europe and are becoming more normalized in Western cultures.
|-
| Monokini || || 1964 || A monokini (also called topless swimsuit, unikini or numokini) is a women's one-piece garment equivalent to the lower half of a bikini. Originally a specific design conceived by Rudi Gernreich in 1964, the term is now used to describe any topless swimsuit, particularly a bikini bottom worn without a top. An extreme version of the monokini, the thong-style pubikini (which exposed the pubic region), was also designed by Rudi Gernreich in 1985. Today, monokinis usually refer to swimsuits in which the top and bottom are connected but provide coverage of the breasts as to be accepted in most western cultures.
|-
| Skirtini || || || The skirtini, which features a bikini top and a small, skirted bottom, is also an innovation for bikini-style clothes with more coverage. Two-piece swimsuits with skirt panels were popular in the US before the government ordered a 10% reduction in fabric used in woman's swimwear in 1943 as wartime rationing. In 2011, The Daily Telegraph identified the skirted bikini as one of the top 10 swimwear designs of that season.
|-
| Sling bikini || || || The sling bikini (also known as sling-kini, onepiecekini or sling swimsuit) is an unbroken suit, technically one-piece, which resembles a bikini bottom with the side straps extending upwards to cover the breasts and go over the shoulders, or encircling the neck while a second set of straps pass around the midriff (also known as pretzel bikini or pretzel swimsuit). Sling swimsuits emerged in the early 1990s, and were introduced into the mainstream in 1994. When designed for or worn by a man, it is called a mankini, popularized by Sacha Baron Cohen in the film Borat.
|-
| String bikini || || 1974 || A string bikini (or a tie-side) gets its name from its design that consists of two triangular shaped pieces connected at the groin but not at the sides, where a thin "string" wraps around the waist tied together to connect the two parts. The structure of the side tie bottom leaves the hips bare and just tie the knots on the sides with spaghetti ties or with the sash ties. The first formal presentation of string bikini was done by Glen Tororich, a public relations agent, and his wife Brandi Perret-DuJon, a fashion model, for the opening of Le Petite Centre, a shopping area in the French Quarter of the New Orleans, Louisiana in 1974. String bikinis are one of the most popular variations of bikini.
|-
| Tankini || || 1998 || The tankini is a swimsuit combining a tank top and a bikini bottom. Tankinis can be made of spandex-and-cotton or Lycra-and-nylon. Designer Anne Cole, the US swimwear mogul, was the originator of this style in 1998. A variation is named camkini, with spaghetti straps instead of tank-shaped straps over a bikini bottom.
|-
| Trikini || || 1967 || The trikini appeared briefly in 1967, defined as "a handkerchief and two small saucers." It reappeared in the 1990s as a bikini bottom with a stringed halter of two triangular pieces covering the breasts, and in the 2000s as a costume of three separate pieces. The trikini top comes essentially in two separate parts. The name of this woman's bathing suit is formed from the word "bikini", replacing "bi-", meaning "two", with "tri-", meaning "three". In a variation the three pieces are sold as part of one continuous garment.
|}
In sport
Bikinis have become a major component of marketing various women's sports. It is an official uniform for beach volleyball and is widely worn in athletics and other sports. Sports bikinis have gained popularity since the 1990s. However, the trend has raised some criticism as an attempt to sell sex. Female swimmers do not normally wear bikinis in competitive swimming. The International Swimming Federation (FINA) voted to prohibit female swimmers from racing in bikinis in its meeting at Rome in 1960.
Beach volleyball
In 1994, the bikini became the official uniform of women's Olympic beach volleyball. In 1999, the International Volleyball Federation (FIVB) standardized beach volleyball uniforms, with the bikini becoming the required uniform for women. That regulation bottom is called a "bun-hugger", and players names are often written on the back of the bottom.
The uniform made its Olympic debut at Bondi Beach, Sydney during the 2000 Summer Olympics amid some criticism. It was the fifth largest television audience of all the sports at the 2000 Games. Much of the interest was because of the sex appeal of bikini-clad players along with their athletic ability. Bikini-clad dancers and cheerleaders entertain the audience during match breaks in many beach volleyball tournaments, including the Olympics. Even indoor volleyball costumes followed suit to become smaller and tighter.
However, the FIVB's mandating of the bikini ran into problems. Some sports officials consider it exploitative and impractical in colder weather. It also drew the ire of some athletes. At the 2006 Asian Games at Doha, Qatar, only one Muslim country – Iraq – fielded a team in the beach volleyball competition because of concerns that the uniform was inappropriate. They refused to wear bikinis. The weather during the evening games in 2012 London Olympics was so cold that the players sometimes had to wear shirts and leggings. Earlier in 2012, FIVB had announced it would allow shorts (maximum length above the knee) and sleeved tops at the games. Richard Baker, the federation spokesperson, said that "many of these countries have religious and cultural requirements so the uniform needed to be more flexible".
The bikini remains preferred by most players and corporate sponsors. US women's team has cited several advantages of bikini uniforms, such as comfort while playing on sand during hot weather. Competitors Natalie Cook and Holly McPeak support the bikini as a practical uniform for a sport played on sand during the heat of summer. Olympic gold medal winner Kerry Walsh said, "I love our uniforms." According to fellow gold medalist Misty May-Treanor and Walsh it does not restrict movement.
One feminist viewpoint sees the bikini uniform as objectification of women athletes. US beach volleyball player Gabrielle Reece described the bikini bottoms as uncomfortable with constant "yanking and fiddling." Many female beach volleyball players have sustained injuries by over-training the abdominal muscles while many others have gone through augmentation mammoplasty to look appealing in their uniforms. Australian competitor Nicole Sanderson said about match break entertainment that "it's kind of disrespectful to the female players. I'm sure the male spectators love it, but I find it a little bit offensive."
Sports journalism expert Kimberly Bissell conducted a study on the camera angles used during the 2004 Summer Olympics beach volleyball games. Bissell found that 20% of the camera angles were focused on the women's chests, and 17% on their buttocks. Bissell theorized that the appearance of the players draws fans attention more than their actual athleticism.
Sports commentator Jeanne Moos commented, "Beach volleyball has now joined go-go girl dancing as perhaps the only two professions where a bikini is the required uniform." British Olympian Denise Johns argues that the regulation uniform is intended to be "sexy" and to attract attention. Rubén Acosta, president of the FIVB, says that it makes the game more appealing to spectators.
Bodybuilding
From the 1950s to mid-1970s, men's bodybuilding contest formats were often supplemented with women's beauty contests or bikini shows. The winners earned titles like Miss Body Beautiful, Miss Physical Fitness and Miss Americana, and also presented trophies to the winners of the men's contest. In the 1980s, the Ms Olympia competition started in the US and in the UK the NABBA (National Amateur Body Building Association) renamed Miss Bikini International to Ms Universe. In 1986, the Ms Universe competition was divided into two sections – "physique" (for a more muscular physique) and "figure" (traditional feminine presentation in high heels). In November 2010 the IFBBF (International Federation of BodyBuilding & Fitness) introduced a women's bikini contest for women who do not wish to build their muscles to figure competition levels.
Costumes are regulation "posing trunks" (bikini briefs) for both men and women. Female bodybuilders in America are prohibited from wearing thongs or T-back swimsuits in contests filmed for television, though they are allowed to do so by certain fitness organizations in closed events. For men, the dress code specifies "swim trunks only (no shorts, cut-off pants, or Speedos)."
Other sports
Women in athletics often wear bikinis of similar size as those worn in beach volleyball. Amy Acuff, a US high-jumper, wore a black leather bikini instead of a track suit at the 2000 Summer Olympics. Runner Florence Griffith-Joyner mixed bikini bottoms with one-legged tights at the 1988 Summer Olympics, earning her more attention than her record-breaking performance in the women's 200 meters event. In the 2007 South Pacific Games, the rules were adjusted to allow players to wear less revealing shorts and cropped sports tops instead of bikinis. At the 2006 Asian Games, organizers banned bikini-bottoms for female athletes and asked them to wear long shorts.
String bikinis and other revealing clothes are common in surfing, though most surfing bikinis are more robust with more coverage than sunning bikinis. Surfing Magazine printed a pictorial of Kymberly Herrin, Playboy Playmate March 1981, surfing in a revealing bikini, and eventually started an annual bikini issue. The Association of Surfing Professionals often pairs female surf meets with bikini contests, an issue that divides the female pro-surfing community into two parts. It has often been more profitable to win the bikini contest than the female surfing event.
Body ideals
In 1950, American swimsuit mogul Fred Cole, owner of Cole of California, told Time that bikinis were designed for "diminutive Gallic women", as because "French girls have short legs... swimsuits have to be hiked up at the sides to make their legs look longer." In 1961, The New York Times reported the opinion that the bikini is permissible for people who are not "too fat or too thin". In the 1960s etiquette writer Emily Post decreed that "[A bikini] is for perfect figures only, and for the very young." In The Bikini Book by Kelly Killoren Bensimon, swimwear designer Norma Kamali says, "Anyone with a tummy" should not wear a bikini. Since then, a number of bikini designers including Malia Mills have encouraged women of all ages and body types to take up the style. The 1970s saw the rise of the lean ideal of female body and figures like Cheryl Tiegs. Her figure remained in vogue in the 21st century.
The fitness boom of the 1980s led to one of the biggest leaps in the evolution of the bikini. According to Mills, "The leg line became superhigh, the front was superlow, and the straps were superthin." Women's magazines used terms like "Bikini Belly", and workout programs were launched to develop a "bikini-worthy body". The tiny "fitness-bikinis" made of lycra were launched to cater to this hardbodied ideal. Movies like Blue Crush and TV reality shows like Surf Girls merged the concepts of bikini models and athletes together, further accentuating the toned body ideal. Motivated by yearly Spring Break festivities that mark the start of the bikini season in North America, many women diet in an attempt to achieve the ideal bikini body; some take this to extremes including self-starvation, leading to eating disorders.
In 1993, Suzy Menkes, then Fashion Editor of the International Herald Tribune, suggested that women had begun to "revolt" against the "body ideal" and bikini "exposure." She wrote, "Significantly, on the beaches as on the streets, some of the youngest and prettiest women (who were once the only ones who dared to bare) seem to have decided that exposure is over." Nevertheless, professional beach volleyball player Gabrielle Reece, who competes in a bikini, claims that "confidence" alone can make a bikini sexy. One survey commissioned by Diet Chef, a UK home delivery service, reported by The Today Show and ridiculed by More magazine, showed that women should stop wearing bikinis by the age of 47.
Bikini underwear
Certain types of underwear are described as bikini underwear and are designed for men and women. For women, bikini or bikini-style underwear is underwear that is similar in size and form to a regular bikini. It can refer to virtually any undergarment that provides less coverage to the midriff than lingerie, panties or knickers, especially suited to clothing such as crop tops. For men, bikini briefs are underpants that resemble women's bikini bottoms, being smaller and more revealing than men's classic briefs. Men's bikini briefs can be low- or high-side that are usually lower than the true waist, often at hips, and usually have no access pouch or flap, nor leg bands at tops of thighs. String bikini briefs have front and rear sections that meet in the crotch but not at the waistband, with no fabric on the side of the legs.
Swimwear and underwear have similar design considerations, both being form-fitting garments. The main difference is that, unlike underwear, swimwear is open to public view. The swimsuit was, and is, following underwear styles, and at about the same time that attitudes towards the bikini began to change, underwear underwent a redesign towards a minimal, unboned design that emphasized comfort first.
History
As the swimsuit was evolving, underwear also started to change. Between 1900 and 1940, swimsuit lengths followed the changes in underwear designs. In the 1920s women started discarding the corset, while the Cadole company of Paris started developing something they called the "breast girdle". During the Great Depression, panties and bras became softly constructed and were made of various elasticized yarns making underwear fit like a second skin. By the 1930s underwear styles for both women and men were influenced by the new brief models of swimwear from Europe. Although the waistband was still above the navel, the leg openings of the panty brief were cut in an arc to rise from the crotch to the hip joint. The brief served as a template for most variations of panties for the rest of the century. Warner standardized the concept of Cup size in 1935. The first underwire bra was developed in 1938. Beginning in the late thirties, , a type of men's briefs, were introduced, featuring very high-cut leg openings and a lower rise to the waistband. Howard Hughes designed a push-up bra to be worn by Jane Russell in The Outlaw in 1943, although Russell stated in interviews that she never wore the 'contraption'. In 1950 Maidenform introduced the first official bust enhancing bra.
By the 1960s, the bikini swimsuit influenced panty styles and coincided with the cut of the new lower rise jeans and pants. In the seventies, with the emergence of skintight jeans, thong versions of the panty became mainstream, since the open, stringed back eliminated any tell-tale panty lines across the rear and hips. By the 1980s the design of the French-cut panty pushed the waistband back up to the natural waistline and the rise of the leg openings was nearly as high (French Cut panties come up to the waist, has a high cut leg, and usually are full in the rear). As with the bra and other type of lingerie, manufacturers of the last quarter of the century marketed panty styles that were designed primarily for their sexual allure. From this decade sexualization and eroticization of the male body was on the rise. The male body was celebrated through advertising campaigns for brands such as Calvin Klein, particularly by photographers Bruce Weber and Herb Ritts. Male bodies and men's undergarments were commodified and packaged for mass consumption, and swimwear and sportswear were influenced by sports photography and fitness. Over time, swimwear evolved from weighty wool to high-tech skin-tight garments, eventually cross-breeding with sportswear, underwear and exercise wear, resulting in the interchangeable fashions of the 1990s.
Men's bikini
The term men's bikini is sometimes used to describe swim briefs. Men's bikinis can have high or low side panels, and string sides or tie sides. Most lack a button or flap front. Unlike swim briefs, bikinis are not designed for drag reduction and generally lack a visible waistband. Suits less than 1.5 inches wide at the hips are less common for sporting purposes and are most often worn for recreation, fashion, and sun tanning. The posing brief standard to bodybuilding competitions is an example of this style. Male punk rock musicians have performed on the stage wearing bikini briefs. The 2000 Bollywood film Hera Pheri shows men sunbathing in bikinis, who were mistakenly believed to be women from a distance.
Male bikini tops also exist and are often used as visual gags. A mankini is a type of sling swimsuit worn by men. The term is inspired by the word bikini. It was popularized by English comedian Sacha Baron Cohen when he donned one for comic effect in the film Borat.
Bikini waxing
Bikini waxing is the epilation of pubic hair beyond the bikini line by use of waxing. The bikini line delineates the part of a woman's pubic area to be covered by the bottom part of a bikini, which means any pubic hair visible beyond the boundaries of a swimsuit. Visible pubic hair is widely culturally disapproved, considered to be embarrassing, and often removed.
As popularity of bikinis grew, the acceptability of pubic hair diminished. But, with certain styles of women's swimwear, pubic hair may become visible around the crotch area of a swimsuit. With the reduction in the size of swimsuits, especially since the advent of the bikini after 1945, the practice of bikini waxing has also become popular. The Brazilian style which became popular with the rise of thong bottoms.
Depending on the style of bikini-bottom and the amount of skin visible outside the bikini, pubic hair may be styled into several styles: American waxing (removal of pubic hair from the sides, top of the thighs, and under the navel), French waxing (leaving only a vertical strip in front), or Brazilian waxing (removal of all hair in the pelvic area, particularly suitable for thong bottoms).
Bikini tan
The tan lines created by the wearing of a bikini while tanning are known as a bikini tan. These tan lines separate pale breasts, crotch, and buttocks from otherwise tanned skin. Prominent bikini tan lines were popular in the 1990s, and a spa in Brazil started offering perfect bikini tan lines using masking tapes in 2016.
As bikinis leave most of the body exposed to potentially dangerous UV radiation, overexposure can cause sunburn, skin cancer, as well as other acute and chronic health effects on the skin, eyes, and immune system. As a result, medical organizations recommend that bikini wearers protect themselves from UV radiation by using broad-spectrum sunscreen, which has been shown to protect against sunburn, skin cancer, wrinkling and sagging skin.
A 1969 innovation of tan-through swimwear uses fabric which is perforated with thousands of micro holes that are nearly invisible to the naked eye, but which let enough sunlight through to produce a line-free tan.
See also
Women's beachwear fashion
Cultural views on the navel
Bikini in popular culture
References
External links
Metropolitan Museum of Art exhibition—The Bikini
The California Swimsuit
Two-Piece Be With You: LIFE Celebrates the Bikini
1940s fashion
1990s fashion
2000s fashion
2010s fashion
1946 clothing
Bikini Atoll
Women's clothing |
4551 | https://en.wikipedia.org/wiki/Babur | Babur | Babur (; ; 14 February 148326 December 1530), born Zahīr ud-Dīn Muhammad, was the founder of the Mughal Empire in the Indian subcontinent. He was a descendant of Timur and Genghis Khan through his father and mother respectively. He was also given the posthumous name of Firdaws Makani ('Dwelling in Paradise').
Born in Andijan in the Fergana Valley (in present-day Uzbekistan), Babur was the eldest son of Umar Sheikh Mirza (1456–1494, governor of Fergana from 1469 to 1494) and a great-great-great grandson of Timur (1336–1405). Babur ascended the throne of Fergana in its capital Akhsikent in 1494 at the age of twelve and faced rebellion. He conquered Samarkand two years later, only to lose Fergana soon after. In his attempt to reconquer Fergana, he lost control of Samarkand. In 1501, his attempt to recapture both the regions failed when Muhammad Shaybani Khan defeated him. In 1504 he conquered Kabul, which was under the putative rule of Abdur Razaq Mirza, the infant heir of Ulugh Beg II. Babur formed a partnership with the Safavid ruler Ismail I and reconquered parts of Turkistan, including Samarkand, only to again lose it and the other newly conquered lands to the Sheybanids.
After losing Samarkand for the third time, Babur turned his attention to India and employed aid from the neighbouring Safavid and Ottoman empires. He defeated Ibrahim Lodi, Sultan of Delhi, at the First Battle of Panipat in 1526 CE and founded the Mughal Empire. At the time, the sultanate at Delhi was a spent force that was long crumbling. The Mewar kingdom, under the able rule of Rana Sanga, had turned into one of the strongest powers of northern India. Sanga unified several Rajput clans for the first time after Prithviraj Chauhan and advanced on Babur with a grand coalition of 100,000 Rajputs. However, Sanga suffered a major defeat in the Battle of Khanwa due to Babur's skillful positioning of troops and modern tactics and firepower. The Battle of Khanua was one of the most decisive battles in Indian history, more so than the First Battle of Panipat, as the defeat of Rana Sanga was a watershed event in the Mughal conquest of northern India.
Religiously, he started his life as a staunch Muslim, but he underwent significant evolution. As he conquered new territories and grew older, Babur became more tolerant, allowing other religions to peacefully coexist in his Empire and at his court. He also displayed a certain attraction to theology, poetry, geography, history, and biology—disciplines he promoted at his court—earning him a frequent association with representatives of the Timurid Renaissance. His religious and philosophical stances are characterized as humanistic.
Babur married several times. Notable among his sons are Humayun, Kamran Mirza and Hindal Mirza. Babur died in 1530 in Agra and Humayun succeeded him. Babur was first buried in Agra but, as per his wishes, his remains were moved to Kabul and reburied. He ranks as a national hero in Uzbekistan and Kyrgyzstan. Many of his poems have become popular folk songs. He wrote the Baburnama in Chaghatai Turkic; it was translated into Persian during the reign (1556–1605) of his grandson, the Emperor Akbar.
Name
Ẓahīr-ud-Dīn is Arabic for "Defender of the Faith" (of Islam), and Muhammad honours the Islamic prophet. The name was chosen for Babur by the Sufi saint Khwaja Ahrar, who was the spiritual master of his father. The difficulty of pronouncing the name for his Central Asian Turco-Mongol army may have been responsible for the greater popularity of his nickname Babur, also variously spelled Baber, Babar, and Bābor. The name is generally taken in reference to the Persian word babur (), meaning "tiger" or "panther". The word repeatedly appears in Ferdowsi's Shahnameh and was borrowed into the Turkic languages of Central Asia.
Background
Babur's memoirs form the main source for details of his life. They are known as the Baburnama and were written in Chaghatai Turkic, his mother-tongue, though, according to Dale, "his Turkic prose is highly Persianized in its sentence structure, morphology or word formation and vocabulary." Baburnama was translated into Persian during the rule of Babur's grandson Akbar.
Babur was born on 14 February 1483 in the city of Andijan, Fergana Valley, contemporary Uzbekistan. He was the eldest son of Umar Sheikh Mirza, ruler of the Fergana Valley, the son of Abū Saʿīd Mirza (and grandson of Miran Shah, who was himself son of Timur) and his wife Qutlugh Nigar Khanum, daughter of Yunus Khan, the ruler of Moghulistan (a descendant of Genghis Khan).
Babur hailed from the Barlas tribe, which was of Mongol origin and had embraced Turkic and Persian culture. They had also converted to Islam centuries earlier and resided in Turkestan and Khorasan. Aside from the Chaghatai language, Babur was equally fluent in Persian, the lingua franca of the Timurid elite. Some of Babur's relatives, such as his uncle Mahmud Khan (Moghul Khan) and Ahmad Khan, continued to identify as Mongols, who loaned their nephews with Mongol troops to help him recover his fortunes in the turbulent years that followed.
Hence, Babur, though nominally a Mongol (or Moghul in Persian language), drew much of his support from the local Turkic and Iranian people of Central Asia, and his army was diverse in its ethnic makeup. It included Sarts, Tajiks, ethnic Afghans, Arabs, as well as Barlas and Chaghatayid Turko-Mongols from Central Asia.
Ruler of Central Asia
As ruler of Fergana
In 1494, eleven-year-old Babur became the ruler of Fergana, in present-day Uzbekistan, after Umar Sheikh Mirza died "while tending pigeons in an ill-constructed dovecote that toppled into the ravine below the palace". During this time, two of his uncles from the neighbouring kingdoms, who were hostile to his father, and a group of nobles who wanted his younger brother Jahangir to be the ruler, threatened his succession to the throne. His uncles were relentless in their attempts to dislodge him from this position as well as from many of his other territorial possessions to come. Babur was able to secure his throne mainly because of help from his maternal grandmother, Aisan Daulat Begum, although there was also some luck involved.
Most territories around his kingdom were ruled by his relatives, who were descendants of either Timur or Genghis Khan, and were constantly in conflict. At that time, rival princes were fighting over the city of Samarkand to the west, which was ruled by his paternal cousin. Babur had a great ambition to capture the city. In 1497, he besieged Samarkand for seven months before eventually gaining control over it. He was fifteen years old and for him the campaign was a huge achievement. Babur was able to hold the city despite desertions in his army, but he later fell seriously ill. Meanwhile, a rebellion back home, approximately away, amongst nobles who favoured his brother, robbed him of Fergana. As he was marching to recover it, he lost Samarkand to a rival prince, leaving him with neither. He had held Samarkand for 100 days, and he considered this defeat as his biggest loss, obsessing over it even later in his life after his conquests in India.
For three years, Babur concentrated on building a strong army, recruiting widely amongst the Tajiks of Badakhshan in particular. In 1500–1501, he again laid siege to Samarkand, and indeed he took the city briefly, but he was in turn besieged by his most formidable rival, Muhammad Shaybani, Khan of the Uzbeks. The situation became such that Babar was compelled to give his sister, Khanzada, to Shaybani in marriage as part of the peace settlement. Only after this were Babur and his troops allowed to depart the city in safety. Samarkand, his lifelong obsession, was thus lost again. He then tried to reclaim Fergana, but lost the battle there also and, escaping with a small band of followers, he wandered the mountains of central Asia and took refuge with hill tribes. By 1502, he had resigned all hopes of recovering Fergana; he was left with nothing and was forced to try his luck elsewhere. He finally went to Tashkent, which was ruled by his maternal uncle, but he found himself less than welcome there. Babur wrote, "During my stay in Tashkent, I endured much poverty and humiliation. No country, or hope of one!" Thus, during the ten years since becoming the ruler of Fergana, Babur suffered many short-lived victories and was without shelter and in exile, aided by friends and peasants.
At Kabul
Kabul was ruled by Babur's paternal uncle Ulugh Beg II, who died leaving only an infant as heir. The city was then claimed by Mukin Begh, who was considered to be a usurper and was opposed by the local populace. In 1504, Babur was able to cross the snowy Hindu Kush mountains and capture Kabul from the remaining Arghunids, who were forced to retreat to Kandahar. With this move, he gained a new kingdom, re-established his fortunes and would remain its ruler until 1526. In 1505, because of the low revenue generated by his new mountain kingdom, Babur began his first expedition to India; in his memoirs, he wrote, "My desire for Hindustan had been constant. It was in the month of Shaban, the Sun being in Aquarius, that we rode out of Kabul for Hindustan". It was a brief raid across the Khyber Pass.
In the same year, Babur united with Sultan Husayn Mirza Bayqarah of Herat, a fellow Timurid and distant relative, against their common enemy, the Uzbek Shaybani. However, this venture did not take place because Husayn Mirza died in 1506 and his two sons were reluctant to go to war. Babur instead stayed at Herat after being invited by the two Mirza brothers. It was then the cultural capital of the eastern Muslim world. Though he was disgusted by the vices and luxuries of the city, he marvelled at the intellectual abundance there, which he stated was "filled with learned and matched men". He became acquainted with the work of the Chagatai poet Mir Ali Shir Nava'i, who encouraged the use of Chagatai as a literary language. Nava'i's proficiency with the language, which he is credited with founding, may have influenced Babur in his decision to use it for his memoirs. He spent two months there before being forced to leave because of diminishing resources; it later was overrun by Shaybani and the Mirzas fled.
Babur became the only reigning ruler of the Timurid dynasty after the loss of Herat, and many princes sought refuge with him at Kabul because of Shaybani's invasion in the west. He thus assumed the title of Padshah (emperor) among the Timurids—though this title was insignificant since most of his ancestral lands were taken, Kabul itself was in danger and Shaybani continued to be a threat. Babur prevailed during a potential rebellion in Kabul, but two years later a revolt among some of his leading generals drove him out of Kabul. Escaping with very few companions, Babur soon returned to the city, capturing Kabul again and regaining the allegiance of the rebels. Meanwhile, Shaybani was defeated and killed by Ismail I, Shah of Shia Safavid Persia, in 1510.
Babur and the remaining Timurids used this opportunity to reconquer their ancestral territories. Over the following few years, Babur and Shah Ismail formed a partnership in an attempt to take over parts of Central Asia. In return for Ismail's assistance, Babur permitted the Safavids to act as a suzerain over him and his followers. Thus, in 1513, after leaving his brother Nasir Mirza to rule Kabul, he managed to take Samarkand for the third time; he also took Bokhara but lost both again to the Uzbeks. Shah Ismail reunited Babur with his sister Khānzāda, who had been imprisoned by and forced to marry the recently deceased Shaybani. Babur returned to Kabul after three years in 1514. The following 11 years of his rule mainly involved dealing with relatively insignificant rebellions from Afghan tribes, his nobles and relatives, in addition to conducting raids across the eastern mountains. Babur began to modernise and train his army despite it being, for him, relatively peaceful times.
Foreign relations
Determined to conquer the Uzbeks and recapture his ancestral homeland, Babur was wary of their allies the Ottomans, and made no attempt to establish formal diplomatic relations with them. He did, however, employ the matchlock commander Mustafa Rumi and several other Ottomans. From them, he adopted the tactic of using matchlocks and cannons in the field (rather than only in sieges), which gave him an important advantage in India.
Formation of the Mughal Empire
Babur still wanted to escape from the Uzbeks, and he chose India as a refuge instead of Badakhshan, which was to the north of Kabul. He wrote, "In the presence of such power and potency, we had to think of some place for ourselves and, at this crisis and in the crack of time there was, put a wider space between us and the strong foeman." After his third loss of Samarkand, Babur gave full attention to the conquest of North India, launching a campaign; he reached the Chenab River, now in Pakistan, in 1519. Until 1524, his aim was to only expand his rule to Punjab, mainly to fulfill the legacy of his ancestor Timur, since it used to be part of his empire. At the time parts of North India were part of the Delhi Sultanate, ruled by Ibrahim Lodi of the Lodi dynasty, but the sultanate was crumbling and there were many defectors. Babur received invitations from Daulat Khan Lodi, Governor of Punjab and Ala-ud-Din, uncle of Ibrahim. He sent an ambassador to Ibrahim, claiming himself the rightful heir to the throne, but the ambassador was detained at Lahore, Punjab, and released months later.
Babur started for Lahore in 1524 but found that Daulat Khan Lodi had been driven out by forces sent by Ibrahim Lodi. When Babur arrived at Lahore, the Lodi army marched out and his army was routed. In response, Babur burned Lahore for two days, then marched to Dibalpur, placing Alam Khan, another rebel uncle of Lodi, as governor. Alam Khan was quickly overthrown and fled to Kabul. In response, Babur supplied Alam Khan with troops who later joined up with Daulat Khan Lodi, and together with about 30,000 troops, they besieged Ibrahim Lodi at Delhi. The sultan easily defeated and drove off Alam's army, and Babur realised that he would not allow him to occupy the Punjab.
First battle of Panipat
In November 1525 Babur got news at Peshawar that Daulat Khan Lodi had switched sides, and Babur drove out Ala-ud-Din. Babur then marched onto Lahore to confront Daulat Khan Lodi, only to see Daulat's army melt away at their approach. Daulat surrendered and was pardoned. Thus within three weeks of crossing the Indus River Babur had become the master of Punjab.
Babur marched on to Delhi via Sirhind. He reached Panipat on 20 April 1526 and there met Ibrahim Lodi's numerically superior army of about 100,000 soldiers and 100 elephants. In the battle that began on the following day, Babur used the tactic of Tulugma, encircling Ibrahim Lodi's army and forcing it to face artillery fire directly, as well as frightening its war elephants. Ibrahim Lodi died during the battle, thus ending the Lodi dynasty.
Babur wrote in his memoirs about his victory:
After the battle, Babur occupied Delhi and Agra, took the throne of Lodi, and laid the foundation for the eventual rise of Mughal rule in India. However, before he became North India's ruler, he had to fend off challengers, such as Rana Sanga.
Many of Babur's men allegedly wanted to leave India due to its warm climate, but Babur motivated them to stay and expand his empire.
Battle of Khanwa
The Battle of Khanwa was fought between Babur and the Rajput ruler of Mewar, Rana Sanga on 16 March 1527. Rana Sanga wanted to overthrow Babur, whom he considered to be a foreigner ruling in India, and also to extend the Rajput territories by annexing Delhi and Agra. He was supported by Afghan chiefs who felt Babur had been deceptive by refusing to fulfil promises made to them. Upon receiving news of Rana Sangha's advance towards Agra, Babur took a defensive position at Khanwa (currently in the Indian state of Rajasthan), from where he hoped to launch a counterattack later. According to K.V. Krishna Rao, Babur won the battle because of his "superior generalship" and modern tactics; the battle was one of the first in India that featured cannons and muskets. Rao also notes that Rana Sanga faced "treachery" when the Hindu chief Silhadi joined Babur's army with a garrison of 6,000 soldiers.
Babur recognised Sanga's skill in leadership, calling him one of the two greatest non-Muslim Indian kings of the time, the other being Krishnadevaraya of Vijayanagara.
Battle of Chanderi
The Battle of Chanderi took place the year after the Battle of Khanwa. On receiving news that Rana Sanga had made preparations to renew the conflict with him, Babur decided to isolate the Rana by defeating one of his staunchest allies, Medini Rai, who was the ruler of Malwa.
Upon reaching Chanderi, on 20 January 1528, Babur offered Shamsabad to Medini Rao in exchange for Chanderi as a peace overture, but the offer was rejected. The outer fortress of Chanderi was taken by Babur's army at night, and the next morning the upper fort was captured. Babur himself expressed surprise that the upper fort had fallen within an hour of the final assault. Seeing no hope of victory, Medini Rai organized a jauhar, during which women and children within the fortress immolated themselves. A small number of soldiers also collected in Medini Rao's house and killed each other in collective suicide. This sacrifice does not seem to have impressed Babur, who did not express a word of admiration for the enemy in his autobiography.
Religious policy
Babur defeated and killed Ibrahim Lodi, the last Sultan of the Lodi dynasty, in 1526. Babur ruled for 4 years and was succeeded by his son Humayun whose reign was temporarily usurped by the Suri dynasty. During their 30-year rule, religious violence continued in India. Records of the violence and trauma, from Sikh-Muslim perspective, include those recorded in Sikh literature of the 16th century. The violence of Babur in the 1520s was witnessed by Guru Nanak, who commented upon it in four hymns. Historians suggest the early Mughal period of religious violence contributed to introspection and then the transformation in Sikhism from pacifism to militancy for self-defense. According to Babur's autobiography, Baburnama, his campaign in northwest India targeted Hindus and Sikhs as well as apostates (non-Sunni sects of Islam), and an immense number were killed, with Muslim camps building "towers of skulls of the infidels" on hillocks.
Personal life and relationships
There are no descriptions about Babur's physical appearance, except from the paintings in the translation of the Baburnama prepared during the reign of Akbar. In his autobiography, Babur claimed to be strong and physically fit, and that he had swum across every major river he encountered, including twice across the Ganges River in North India.
Babur did not initially know old Hindustani; however, his Turkic poetry indicates that he picked up some of its vocabulary later in life.
Unlike his father, he had ascetic tendencies and did not have any great interest in women. In his first marriage, he was "bashful" towards Aisha Sultan Begum, later losing his affection for her. Babur showed similar shyness in his interactions with Baburi, a boy in his camp with whom he had an infatuation around this time, recounting that:
However, Babur acquired several more wives and concubines over the years, and as required for a prince, he was able to ensure the continuity of his line.
Babur's first wife, Aisha Sultan Begum, was his paternal cousin, the daughter of Sultan Ahmad Mirza, his father's brother. She was an infant when betrothed to Babur, who was himself five years old. They married eleven years later, . The couple had one daughter, Fakhr-un-Nissa, who died within a year in 1500. Three years later, after Babur's first defeat at Fergana, Aisha left him and returned to her father's household. In 1504, Babur married Zaynab Sultan Begum, who died childless within two years. In the period 1506–08, Babur married four women, Maham Begum (in 1506), Masuma Sultan Begum, Gulrukh Begum and Dildar Begum. Babur had four children by Maham Begum, of whom only one survived infancy. This was his eldest son and heir, Humayun. Masuma Sultan Begum died during childbirth; the year of her death is disputed (either 1508 or 1519). Gulrukh bore Babur two sons, Kamran and Askari, and Dildar Begum was the mother of Babur's youngest son, Hindal. Babur later married Mubaraka Yusufzai, a Pashtun woman of the Yusufzai tribe. Gulnar Aghacha and Nargul Aghacha were two Circassian slaves given to Babur as gifts by Tahmasp Shah Safavi, the Shah of Persia. They became "recognized ladies of the royal household."
During his rule in Kabul, when there was a time of relative peace, Babur pursued his interests in literature, art, music and gardening. Previously, he never drank alcohol and avoided it when he was in Herat. In Kabul, he first tasted it at the age of thirty. He then began to drink regularly, host wine parties and consume preparations made from opium. Though religion had a central place in his life, Babur also approvingly quoted a line of poetry by one of his contemporaries: "I am drunk, officer. Punish me when I am sober". He quit drinking for health reasons before the Battle of Khanwa, just two years before his death, and demanded that his court do the same. But he did not stop chewing narcotic preparations, and did not lose his sense of irony. He wrote, "Everyone regrets drinking and swears an oath (of abstinence); I swore the oath and regret that."
Babur was opposed to the blind obedience towards the Chinggisid laws and customs that were influential in Turco-Mongol society:"Previously our ancestors had shown unusual respect for the Chingizid code (). They did not violate this code sitting and rising at councils and court, at feasts and dinners. [However] Chingez Khan’s code is not a nass qati (categorical text) that a person must follow. Whenever one leaves a good custom, it should be followed. If ancestors leave a bad custom, however it is necessary to substitute a good one."Making clear that to him, the categorical text (i.e. the Quran) had displaced Genghis Khan's Yassa in moral and legal matters.
Poetry
Babur was an acclaimed writer, who had a profound love for literature. His library was one of his most beloved possessions that he always carried around with him, and books were one of the treasures he searched for in new conquered lands. In his memoirs, when he listed sovereigns and nobles of a conquered land, he also mentioned poets, musicians and other educated people.
During his 47-year life, Babur left a rich literary and scientific heritage. He authored his famous memoir the Bāburnāma, as well as beautiful lyrical works or ghazals, treatises on Muslim jurisprudence (Mubayyin), poetics (Aruz risolasi), music, and a special calligraphy, known as khatt-i Baburi.
Babur's Bāburnāma is a collection of memoirs, written in the Chagatai language and later translated into Persian, the usual literary language of the Mughal court, during the rule of emperor Akbar. However, Babur's Turkic prose in Bāburnāma is already highly Persianized in its sentence structure, vocabulary, and morphology, and also consists of several phrases and minor poems in Persian.
Babur wrote most of his poems in Chagatai Turkic, known to him as Türki, but he also composed in Persian. However, he was mostly praised for his literary works written in Turkic, which drew comparison with the poetry of Ali-Shir Nava'i.
The following ruba'i is an example of Babur's poetry written in Turkic, composed in the aftermath of his famous victory in North India to celebrate his ghazi status.
I am become a desert wanderer for Islam,
Having joined battle with infidels and Hindus
I readied myself to become a martyr,
God be thanked I am become a ghazi.
Family
Consorts
Aisha Sultan Begum ( 1499; 1503), daughter of Sultan Ahmed Mirza — First wife of Babur
Zainab Sultan Begum ( 1504; 1506–07), daughter of Sultan Mahmud Mirza
Maham Begum ( 1506) — Babur's chief and favourite consort
Masuma Sultan Begum ( 1507; 1509), daughter of Sultan Ahmed Mirza and half-sister of Aisha Sultan Begum
Bibi Mubarika ( 1519), Pashtun of the Yusufzai tribe
Gulrukh Begum (not to be confused with Babur's daughter Gulrukh Begum, who was also known as Gulbarg Begum)
Dildar Begum
Gulnar Aghacha, Circassian concubine
Nargul Aghacha, Circassian concubine
The identity of the mother of one of Babur's daughters, Gulrukh Begum is disputed. Gulrukh's mother may have been the daughter of Sultan Mahmud Mirza by his wife Pasha Begum who is referred to as Saliha Sultan Begum in certain secondary sources, however this name is not mentioned in the Baburnama or the works of Gulbadan Begum, which casts doubt on her existence. This woman may never have existed at all or she may even be the same woman as Dildar Begum.
Issue
The sons of Babur were:
Humayun ( 1508; 1556) — with Maham Begum — succeeded Babur as the second Mughal Emperor
Kamran Mirza ( 1512; 1557) — with Gulrukh Begum
Askari Mirza ( 1518; 1557) — with Gulrukh Begum
Hindal Mirza ( 1519; 1551) — with Dildar Begum
Ahmad Mirza ( young) — with Gulrukh Begum
Shahrukh Mirza ( young) — with Gulrukh Begum
Barbul Mirza ( infancy) — with Maham Begum
Alwar Mirza ( young) — with Dildar Begum
Faruq Mirza ( infancy) — with Maham Begum
The daughters of Babur were:
Fakhr-un-Nissa Begum ( & 1501) — with Aisha Sultan Begum
Aisan Daulat Begum ( infancy) — with Maham Begum
Mehr Jahan Begum ( infancy) — with Maham Begum
Masuma Sultan Begum ( 1508) — with Masuma Sultan Begum — Married to Muhammad Zaman Mirza.
Gulzar Begum ( infancy) — with Gulrukh Begum
Gulrukh Begum (Gulbarg Begum) — Identity of mother is disputed, may have been Dildar Begum or Saliha Sultan Begum — Married to Nuruddin Muhammad Mirza, son of Khwaja Hasan Naqshbandi, with whom she had Salima Sultan Begum, wife of Bairam Khan and later the Mughal Emperor Akbar.
Gulbadan Begum ( – 1603) — with Dildar Begum — Married Khizr Khwaja Khan, son of her father's cousin Aiman Khwajah Sultan of Moghulistan, son of Ahmad Alaq of Moghulistan, the maternal uncle of Emperor Babur.
Gulchehra Begum ( – 1557) — with Dildar Begum — Married firstly in 1530 to Sultan Tukhta Bugha Khan, son of Ahmad Alaq of Moghulistan, the maternal uncle of Emperor Babur. Married secondly to Abbas Sultan Uzbeg.
Gulrang Begum — with Dildar Begum — Married in 1530 to Isan Timur Sultan, ninth son of Ahmad Alaq of Moghulistan, the maternal uncle of Emperor Babur.
Death and legacy
Babur died in Agra at the age of 47 on and was succeeded by his eldest son, Humayun. He was first buried in Agra but, as per his wishes, his mortal remains were moved to Kabul and reburied in Bagh-e Babur in Kabul sometime between 1539 and 1544.
It is generally agreed that, as a Timurid, Babur was not only significantly influenced by the Persian culture, but also that his empire gave rise to the expansion of the Persianate ethos in the Indian subcontinent. He emerged in his own telling as a Timurid Renaissance inheritor, leaving signs of Islamic, artistic literary, and social aspects in India.
For example, F. Lehmann states in the Encyclopædia Iranica:
Although all applications of modern Central Asian ethnicities to people of Babur's time are anachronistic, Soviet and Uzbek sources regard Babur as an ethnic Uzbek. At the same time, during the Soviet Union Uzbek scholars were censored for idealising and praising Babur and other historical figures such as Ali-Shir Nava'i.
Babur is considered a national hero in Uzbekistan. On 14 February 2008, stamps in his name were issued in the country to commemorate his 525th birth anniversary. Many of Babur's poems have become popular Uzbek folk songs, especially by Sherali Jo'rayev. Some sources claim that Babur is a national hero in Kyrgyzstan too. In October 2005, Pakistan developed the Babur Cruise Missile, named in his honour.
Shahenshah Babar, an Indian film about the emperor directed by Wajahat Mirza was released in 1944. The 1960 Indian biographical film Babar by Hemen Gupta covered the emperor's life with Gajanan Jagirdar in the lead role.
One of the enduring features of Babur's life was that he left behind the lively and well-written autobiography known as Baburnama. Quoting Henry Beveridge, Stanley Lane-Poole writes:
In his own words, "The cream of my testimony is this, do nothing against your brothers even though they may deserve it." Also, "The new year, the spring, the wine and the beloved are joyful. Babur make merry, for the world will not be there for you a second time."
Babri Masjid
The Babri Masjid ("Babur's Mosque") in Ayodhya is said to have been constructed on the orders of Mir Baqi, one of the commanders of his army. In 2003 the Allahabad High Court ordered the Archaeological Survey of India (ASI) to conduct a more in-depth study and an excavation to ascertain the type of structure beneath the mosque. The excavation was conducted from 12 March 2003 to 7 August 2003, resulting in 1360 discoveries.
The summary of the ASI report indicated the presence of a 10th-century temple under the mosque. The ASI team said that, human activity at the site dates back to the 13th century BCE. The next few layers date back to the Shunga period (second-first century BCE) and the Kushan period. During the early medieval period (11–12th century CE), a huge but short-lived structure of nearly 50 metres north–south orientation was constructed. On the remains of this structure, another massive structure was constructed: this structure had at least three structural phases and three successive floors attached with it. The report concluded that it was over the top of this construction that the disputed structure was constructed during the early 16th century. Archaeologist KK Muhammed, the only Muslim member in the team of people surveying the excavation, also confirmed individually that there existed a temple like structure before the Babri Masjid was constructed over it. The Supreme Court judgement of 2019 granted the entire disputed land to the Hindus for construction of a temple, stating that hindus continues to worship at the site and continued to hold the land outside the yard. It also held that there is nothing to prove that the structure, which was present before the construction of the mosque, was demolished for the purpose of building mosque or was already in ruins.
Citations
References
Books
Thackston Jr., W.M., The Baburnama, (New York) 2010.
Gascoigne, Bamber The Great Moghuls (London) 1971. (Last revised 1987)
Gommans, Jos Mughal Warfare (London) 2002
Gordon, Stewart. When Asia was the World: Traveling Merchants, Scholars, Warriors, and Monks who created the "Riches of the East" Da Capo Press, Perseus Books, 2008. .
Irvine, William The Army of the Indian Moghuls. (London) 1902. (Last revised 1985)
Jackson, Peter The Delhi Sultanate. A Political and Military History (Cambridge) 1999
Richards, John F. The Mughal Empire (Cambridge) 1993
External links
1483 births
1530 deaths
People from Andijan
1530 in India
Timurid dynasty
16th-century Indian monarchs
15th-century Indian monarchs
Indian Sunni Muslims
Muslim monarchs
Mughal emperors
16th-century Indian Muslims
Turkic culture
Founding monarchs
15th-century Asian people
16th-century rulers |
4552 | https://en.wikipedia.org/wiki/Bernard%20of%20Clairvaux | Bernard of Clairvaux | Bernard of Clairvaux, O. Cist. (; 109020 August 1153), venerated as Saint Bernard, was an abbot, mystic, co-founder of the Knights Templar, and a major leader in the reformation of the Benedictine Order through the nascent Cistercian Order.
He was sent to found Clairvaux Abbey at an isolated clearing in a glen known as the Val d'Absinthe, about southeast of Bar-sur-Aube. In the year 1128, Bernard attended the Council of Troyes, at which he traced the outlines of the Rule of the Knights Templar, which soon became an ideal of Christian nobility.
On the death of Pope Honorius II in 1130, a schism arose in the church. Bernard was a major proponent of Pope Innocent II, arguing effectively for his legitimacy over the Antipope Anacletus II.
Bernard advocated crusades in general and convinced many to participate in the unsuccessful Second Crusade, notably through a famous sermon at Vézelay (1146).
Bernard was canonized just 21 years after his death by Pope Alexander III. In 1830 Pope Pius VIII declared him a Doctor of the Church.
Early life (1090–1113)
Bernard's parents were Tescelin de Fontaine, lord of Fontaine-lès-Dijon, and , both members of the highest nobility of Burgundy. Bernard was the third of seven children, six of whom were sons. Aged nine, he was sent to a school at Châtillon-sur-Seine run by the secular canons of Saint-Vorles. Bernard had an interest in literature and rhetoric. He had a special devotion to the Virgin Mary, and he later wrote several works about the Queen of Heaven.
Bernard emphasized the value of a personally held faith, with the life of Christ as a model and new emphasis on the Virgin Mary. In opposition to the rational approach to divine understanding used by the scholastics, Bernard preached an immediate faith, in which the intercessor was the Virgin Mary.
Bernard was nineteen years old when his mother died. During his youth, he did not escape trying temptations and around this time he thought of living a life of solitude and prayer.
In 1098, a group led by Robert of Molesme had founded Cîteaux Abbey, near Dijon, with the purpose of living literally according to the Rule of St Benedict and thereby effectively creating a new order, known, after the abbey, as the Order of Cistercians. After his mother died, Bernard decided to go to Cîteaux. In 1113 he and thirty other young noblemen of Burgundy sought admission into the new monastery. Bernard's example was so convincing that scores followed him into the monastic life.
Abbot of Clairvaux (1115–28)
The little community of reformed Benedictines at Cîteaux grew rapidly. Three years after entering, Bernard was sent with a group of twelve monks to found a new house at Vallée d'Absinthe, in the Diocese of Langres. This Bernard named Claire Vallée, or Clairvaux, on 25 June 1115, and the names of Bernard and Clairvaux soon became inseparable. During the absence of the Bishop of Langres, Bernard was blessed as abbot by William of Champeaux, Bishop of Châlons-sur-Marne. From then on a strong friendship grew between the abbot and the bishop, who was professor of theology at Notre Dame of Paris and the founder of St. Victor Abbey in Paris.
The beginnings of Clairvaux Abbey were austere; Bernard soon became ill. Nonetheless, candidates for the monastic life flocked to it in great numbers. Even his father and all his brothers entered Cîteaux, leaving only Humbeline, his sister, in the secular world. She, with the consent of her husband, later took the veil in the Benedictine nunnery of Jully-les-Nonnains. Gerard of Clairvaux, Bernard's older brother, became the cellarer of Cîteaux. Clairvaux soon started founding new communities. In 1118 Trois-Fontaines Abbey was founded in the diocese of Châlons; in 1119 Fontenay Abbey in the Diocese of Autun; and in 1121 Foigny Abbey near Vervins.
In addition to successes, Bernard also had his trials. During an absence from Clairvaux, the Grand Prior of the Abbey of Cluny went to Clairvaux and enticed away Bernard's cousin, Robert of Châtillon. This was the occasion of the longest and most emotional of Bernard's letters.
The monks of the powerful Benedictine abbey of Cluny were unhappy to see Cîteaux take the lead role among the monastic orders. They criticized the Cistercian way of life. At the solicitation of William of St.-Thierry, Bernard defended the Cistercians with his Apology. Peter the Venerable, abbot of Cluny, answered Bernard and assured him of his admiration and friendship. In the meantime, Cluny launched a reform and Abbot Suger, the minister of Louis VI of France, was converted by Bernard's Apology.
Doctor of the Church
In 1128, Bernard participated in the Council of Troyes, which had been convoked by Pope Honorius II, and was presided over by Cardinal Matthew of Albano. The purpose of this council was to settle certain disputes of the bishops of Paris, and regulate other matters of the Church of France. The bishops made Bernard secretary of the council, and charged him with drawing up the synodal statutes. After the council, the bishop of Verdun was deposed. It was at this council that Bernard composed a rule for the Knights Templar; it soon became an ideal of Christian nobility. Around this time, he praised them in his .
Schism
Bernard's influence was soon felt in provincial affairs. He defended the rights of the Church against the encroachments of kings and princes, and recalled to their duty Henri Sanglier, archbishop of Sens and Stephen of Senlis, bishop of Paris. When Honorius II died in 1130, a schism broke out in the Church by the election of two popes, Pope Innocent II and Antipope Anacletus II. Innocent, having been banished from Rome by Anacletus, took refuge in France. King Louis VI convened a national council of the French bishops at Étampes and Bernard, summoned there by the bishops, was chosen to judge between the rival popes. He decided in favour of Innocent.
Bernard travelled on to Italy and reconciled Pisa with Genoa, and Milan with the pope. The same year Bernard was again at the Council of Reims at the side of Innocent II. He then went to Aquitaine where he succeeded for the time in detaching William X, Duke of Aquitaine, from the cause of Anacletus.
Germany had decided to support Innocent through Norbert of Xanten, who was a friend of Bernard's. However, Innocent insisted on Bernard's company when he met with Lothair II, Holy Roman Emperor. Lothair II became Innocent's strongest ally among the nobility. Although the councils of Étampes, Würzburg, Clermont, and Rheims all supported Innocent, large portions of the Christian world still supported Anacletus.
In a letter by Bernard to German Emperor Lothair regarding Antipope Anacletus, Bernard wrote, "It is a disgrace for Christ that a Jew sits on the throne of St. Peter's" and "Anacletus has not even a good reputation with his friends, while Innocent is illustrious beyond all doubt."
Bernard wrote to Gerard of Angoulême (a letter known as Letter 126), which questioned Gerard's reasons for supporting Anacletus. Bernard later commented that Gerard was his most formidable opponent during the whole schism. After persuading Gerard, Bernard traveled to visit William X, Duke of Aquitaine. He was the hardest for Bernard to convince. He did not pledge allegiance to Innocent until 1135. After that, Bernard spent most of his time in Italy persuading the Italians to pledge allegiance to Innocent. The conflict ended when Anacletus died in 1138.
In 1132, Bernard accompanied Innocent II into Italy, and at Cluny the pope abolished the dues which Clairvaux used to pay to that abbey. This action gave rise to a quarrel between the White Monks and the Black Monks which lasted 20 years. In May of that year, the pope, supported by the army of Lothair III, entered Rome, but Lothair III, feeling himself too weak to resist the partisans of Anacletus, retired beyond the Alps, and Innocent sought refuge in Pisa in September 1133. Bernard had returned to France in June and was continuing the work of peacemaking which he had commenced in 1130. Towards the end of 1134, he made a second journey into Aquitaine, where William X had relapsed into schism. Bernard invited William to the Mass which he celebrated in the Church of La Couldre. At the Eucharist, he "admonished the Duke not to despise God as he did His servants". William yielded and the schism ended. Bernard went again to Italy, where Roger II of Sicily was endeavouring to withdraw the Pisans from their allegiance to Innocent. He recalled the city of Milan to obedience to the pope as they had followed the deposed Anselm V, Archbishop of Milan. For this, he was offered, and he refused, the see of Milan. He then returned to Clairvaux. Believing himself at last secure in his cloister, Bernard devoted himself to the composition of the works which won for him the title of "Doctor of the Church". He wrote at this time his sermons on the Song of Songs. In 1137, he was again forced to leave the abbey by order of the pope to put an end to the quarrel between Lothair and Roger of Sicily. At the conference held at Palermo, Bernard succeeded in convincing Roger of the rights of Innocent II. He also silenced the final supporters who sustained the schism. Anacletus died of "grief and disappointment" in 1138, and with him the schism ended.
In 1139, Bernard assisted at the Second Council of the Lateran, in which the surviving adherents of the schism were definitively condemned. About the same time, Bernard was visited at Clairvaux by Malachy, Primate of All Ireland, and a very close friendship formed between them. Malachy wanted to become a Cistercian, but the pope would not give his permission. Malachy died at Clairvaux in 1148.
Conflict with Abelard
Towards the close of the 11th century, a spirit of independence flourished within schools of philosophy and theology. The movement found an ardent and powerful advocate in Peter Abelard. Abelard's treatise on the Trinity had been condemned as heretical in 1121, and he was compelled to throw his own book into a fire. However, Abelard continued to develop his controversial teachings. Bernard is said to have held a meeting with Abelard intending to persuade him to amend his writings, during which Abelard repented and promised to do so. But once out of Bernard's presence, he reneged. Bernard then denounced Abelard to the pope and cardinals of the Curia. Abelard sought a debate with Bernard, but Bernard initially declined, saying he did not feel matters of such importance should be settled by logical analyses. Bernard's letters to William of St-Thierry also express his apprehension about confronting the preeminent logician. Abelard continued to press for a public debate, and made his challenge widely known, making it hard for Bernard to decline. In 1141, at the urgings of Abelard, the archbishop of Sens called a council of bishops, where Abelard and Bernard were to put their respective cases so Abelard would have a chance to clear his name. Bernard lobbied the prelates on the evening before the debate, swaying many of them to his view. The next day, after Bernard made his opening statement, Abelard decided to retire without attempting to answer. The council found in favour of Bernard and their judgment was confirmed by the pope. Abelard submitted without resistance, and he retired to Cluny to live under the protection of Peter the Venerable, where he died two years later.
Cistercian Order and heresy
Bernard had occupied himself in sending bands of monks from his overcrowded monastery into Germany, Sweden, England, Ireland, Portugal, Switzerland, and Italy. Some of these, at the command of Innocent II, took possession of Tre Fontane Abbey, from which Eugene III was chosen in 1145. Pope Innocent II died in the year 1143. His two successors, Pope Celestine II and Pope Lucius II, reigned only a short time, and then Bernard saw one of his disciples, Bernard of Pisa, and known thereafter as Eugene III, raised to the Chair of Saint Peter. Bernard sent him, at the pope's own request, various instructions which comprise the Book of Considerations, the predominating idea of which is that the reformation of the Church ought to commence with the sanctity of the pope. Temporal matters are merely accessories; the principles according to Bernard's work were that piety and meditation were to precede action.
Having previously helped end the schism within the Church, Bernard was now called upon to combat heresy. Henry of Lausanne, a former Cluniac monk, had adopted the teachings of the Petrobrusians, followers of Peter of Bruys and spread them in a modified form after Peter's death. Henry of Lausanne's followers became known as Henricians. In June 1145, at the invitation of Cardinal Alberic of Ostia, Bernard traveled in southern France. His preaching, aided by his ascetic looks and simple attire, helped doom the new sects. Both the Henrician and the Petrobrusian faiths began to die out by the end of that year. Soon afterwards, Henry of Lausanne was arrested, brought before the bishop of Toulouse, and probably imprisoned for life. In a letter to the people of Toulouse, undoubtedly written at the end of 1146, Bernard calls upon them to extirpate the last remnants of the heresy. He also preached against Catharism.
Crusade preaching
Second Crusade (1146–49)
News came at this time from the Holy Land that alarmed Christendom. Christians had been defeated at the Siege of Edessa and most of the county had fallen into the hands of the Seljuk Turks. The Kingdom of Jerusalem and the other Crusader states were threatened with similar disaster. Deputations of the bishops of Armenia solicited aid from the pope, and the King of France also sent ambassadors. In 1144 Eugene III commissioned Bernard to preach the Second Crusade and granted the same indulgences for it which Pope Urban II had accorded to the First Crusade.
There was at first virtually no popular enthusiasm for the crusade as there had been in 1095. Bernard found it expedient to dwell upon taking the cross as a potent means of gaining absolution for sin and attaining grace. On 31 March, with King Louis VII of France present, he preached to an enormous crowd in a field at Vézelay, making "the speech of his life". The full text has not survived, but a contemporary account says that "his voice rang out across the meadow like a celestial organ"
James Meeker Ludlow describes the scene romantically in his book The Age of the Crusades:
When Bernard was finished the crowd enlisted en masse; they supposedly ran out of cloth to make crosses. Bernard is said to have flung off his own robe and began tearing it into strips to make more. Others followed his example and he and his helpers were supposedly still producing crosses as night fell.
Unlike the First Crusade, the new venture attracted royalty, such as Eleanor of Aquitaine, Queen of France; Thierry of Alsace, Count of Flanders; Henry, the future Count of Champagne; Louis's brother Robert I of Dreux; Alphonse I of Toulouse; William II of Nevers; William de Warenne, 3rd Earl of Surrey; Hugh VII of Lusignan, Yves II, Count of Soissons; and numerous other nobles and bishops. But an even greater show of support came from the common people. Bernard wrote to the pope a few days afterwards, "Cities and castles are now empty. There is not left one man to seven women, and everywhere there are widows to still-living husbands."
Bernard then passed into Germany, and the reported miracles which multiplied almost at his every step undoubtedly contributed to the success of his mission. Conrad III of Germany and his nephew Frederick Barbarossa, received the cross from the hand of Bernard. Pope Eugenius came in person to France to encourage the enterprise. As in the First Crusade, the preaching led to attacks on Jews; a fanatical French monk named Radulphe was apparently inspiring massacres of Jews in the Rhineland, Cologne, Mainz, Worms, and Speyer, with Radulphe claiming Jews were not contributing financially to the rescue of the Holy Land. The archbishop of Cologne and the archbishop of Mainz were vehemently opposed to these attacks and asked Bernard to denounce them. This he did, but when the campaign continued, Bernard traveled from Flanders to Germany to deal with the problems in person. He then found Radulphe in Mainz and was able to silence him, returning him to his monastery.
The last years of Bernard's life were saddened by the failure of the Second Crusade he had preached, the entire responsibility for which was thrown upon him. Bernard considered it his duty to send an apology to the Pope and it is inserted in the second part of his "Book of Considerations". There he explains how the sins of the crusaders were the cause of their misfortune and failures.
Wendish Crusade (1147)
Bernard preached the Wendish Crusade against Western Slavs, setting a goal to the crusade of battling them "until such a time as, by God's help, they shall either be converted or deleted".
Final years (1149–53)
The death of his contemporaries served as a warning to Bernard of his own approaching end. The first to die was Suger in 1152, of whom Bernard wrote to Eugene III, "If there is any precious vase adorning the palace of the King of Kings it is the soul of the venerable Suger". Conrad III and his son Henry died the same year. Bernard died at age sixty-three on 20 August 1153, after forty years of monastic life. He was buried at Clairvaux Abbey, and after its dissolution in 1792 by the French revolutionary government his remains were transferred to Troyes Cathedral.
Theology
Bernard was named a Doctor of the Church in 1830. At the 800th anniversary of his death, Pope Pius XII issued an encyclical about him, titled Doctor Mellifluus, in which he labeled him "The Last of the Fathers". The central elements of Bernard's Mariology are how he explained the virginity of Mary, the "Star of the Sea", and her role as Mediatrix.
The first abbot of Clairvaux developed a rich theology of sacred space and music, writing extensively on both.
John Calvin and Martin Luther quoted Bernard several times in support of the doctrine of Sola Fide. Calvin also quotes him in setting forth his doctrine of a forensic alien righteousness, or as it is commonly called imputed righteousness.
Spirituality
Bernard was instrumental in re-emphasizing the importance of lectio divina and contemplation for monks. Bernard had observed that when lectio divina was neglected, monasticism suffered. Bernard "noted centuries ago: the people who are their own spiritual directors have fools for disciples."
Legacy
Bernard's theology and Mariology continue to be of major importance, particularly within the Cistercian and Trappist Orders. Bernard helped found 163 monasteries in different parts of Europe. His influence led Alexander III to launch reforms that led to the establishment of canon law. He was canonized by Alexander III 18 January 1174. He is labeled the "Mellifluous Doctor" for his eloquence. Cistercians honour him as one of the greatest early Cistercians.
His feast day (observed in several denominations) is 20 August.
Bernard is Dante Alighieri's last guide, in Divine Comedy, as he travels through the Empyrean. Dante's choice appears to be based on Bernard's contemplative mysticism, his devotion to Mary, and his reputation for eloquence.
The Couvent et Basilique Saint-Bernard, a collection of buildings dating from the 12th, 17th and 19th centuries, is dedicated to Bernard and stands in his birthplace of Fontaine-lès-Dijon.
Hymns
Bernard of Clairvaux is the attributed author of poems often translated in English hymnals as:
"O Sacred Head, Now Wounded"
"Jesus the Very Thought of Thee"
"Jesus, Thou Joy of Loving Hearts"
Works
The modern critical edition is (1957–1977), edited by Jean Leclercq.
Bernard's works include:
Written in the defence of the Cistercians against the claims of the monks of Cluny.
.
Addressed to Pope Eugene III.
A letter to Henri Sanglier, Archbishop of Sens on the duties of bishops.
His sermons are also numerous:
Most famous are his (Sermons on the Song of Songs). Although it has at times been suggested that the sermon form is a rhetorical device in a set of works which were only ever designed to be read, since such finely polished and lengthy literary pieces could not accurately have been recorded by a monk while Bernard was preaching, recent scholarship has tended toward the theory that, although what exists in these texts was certainly the product of Bernard's writing, they likely found their origins in sermons preached to the monks of Clairvaux. Bernard began to write these in 1135 but died without completing the series, with 86 sermons complete. These sermons contain an autobiographical passage, sermon 26, mourning the death of his brother, Gerard. After Bernard died, the English Cistercian Gilbert of Hoyland continued Bernard's incomplete series of 86 sermons on the biblical Song of Songs. Gilbert wrote 47 sermons before he died in 1172, taking the series up to Chapter 5 of the Song of Songs. Another English Cistercian abbot, John of Ford, wrote another 120 sermons on the Song of Songs, so completing the Cistercian sermon-commentary on the book.
There are 125 surviving (Sermons on the Liturgical Year).
There are also the (Sermons on Different Topics).
547 letters survive.
Many letters, treatises, and other works, falsely attributed to him survive, and are now referred to as works by pseudo-Bernard. These include:
This was probably written at some point in the thirteenth century. It circulated extensively in the Middle Ages under Bernard's name and was one of the most popular religious works of the later Middle Ages. Its theme is self-knowledge as the beginning of wisdom; it begins with the phrase "Many know much, but do not know themselves".
Translations
On consideration, trans by George Lewis, (Oxford, 1908) https://books.google.com/books?id=kkoJAQAAIAAJ
Select treatises of S. Bernard of Clairvaux: De diligendo Deo & De gradibus humilitatis et superbiae, (Cambridge: CUP, 1926)
On loving God, and selections from sermons, edited by Hugh Martin, (London: SCM Press, 1959) [reprinted as (Westport, CO: Greenwood Press, 1981)]
Cistercians and Cluniacs: St. Bernard's Apologia to Abbot William, trans M Casey. Cistercian Fathers series no. 1, (Kalamazoo: Cistercian Publications, 1970)
The works of Bernard of Clairvaux. Vol.1, Treatises, 1, edited by M. Basil Pennington. Cistercian Fathers Series, no. 1. (Spencer, Mass.: Cistercian Publications, 1970) [contains the treatises Apologia to Abbot William and On Precept and Dispensation, and two shorter liturgical treatises]
Bernard of Clairvaux, On the Song of Songs, 4 vols, Cistercian Fathers series nos 4, 7, 31, 40, (Spencer, MA: Cistercian Publications, 1971–80)
Letter of Saint Bernard of Clairvaux on revision of Cistercian chant = Epistola S[ancti] Bernardi de revisione cantus Cisterciensis, edited and translated by Francis J. Guentner, (American Institute of Musicology, 1974)
Treatises II : The steps of humility and pride on loving God, Cistercian Fathers series no. 13, (Washington: Cistercian Publications, 1984)
Five books on consideration: advice to a Pope, translated by John D. Anderson & Elizabeth T. Kennan. Cistercian Fathers Series no. 37. (Kalamazoo, MI: Cistercian Publications, 1976)
The Works of Bernard of Clairvaux. Volume Seven, Treatises III: On Grace and free choice. In praise of the new knighthood, translated by Conrad Greenia. Cistercian Fathers Series no. 19, (Kalamazoo, Michigan: Cistercian Publications Inc., 1977)
The life and death of Saint Malachy, the Irishman translated and annotated by Robert T. Meyer, (Kalamazoo, Mich: Cistercian Publications, 1978)
Bernard of Clairvaux, Homiliae in laudibus Virginis Matris, in Magnificat: homilies in praise of the Blessed Virgin Mary translated by Marie-Bernard Saïd and Grace Perigo, Cistercian Fathers Series no. 18, (Kalamazoo, MI: Cistercian Publications, 1979)
Sermons on Conversion: on conversion, a sermon to clerics and Lenten sermons on the psalm "He Who Dwells"., Cistercian Fathers Series no. 25, (Kalamazoo, MI: Cistercian Publications, 1981)
Bernard of Clairvaux, Song of Solomon, translated by Samuel J. Eales, (Minneapolis, MN: Klock & Klock, 1984)
St. Bernard's sermons on the Blessed Virgin Mary, translated from the original Latin by a priest of Mount Melleray, (Chumleigh: Augustine, 1984)
Bernard of Clairvaux, The twelve steps of humility and pride; and, On loving God, edited by Halcyon C. Backhouse, (London: Hodder and Stoughton, 1985)
St. Bernard's sermons on the Nativity, translated from the original Latin by a priest of Mount Melleray, (Devon: Augustine, 1985)
Bernard of Clairvaux : selected works, translation and foreword by G.R. Evans; introduction by Jean Leclercq; preface by Ewert H. Cousins, (New York: Paulist Press, 1987) [Contains the treatises On conversion, On the steps of humility and pride, On consideration, and On loving God; extracts from Sermons on The song of songs, and a selection of letters]
Conrad Rudolph, The 'Things of Greater Importance': Bernard of Clairvaux's Apologia and the Medieval Attitude Toward Art, (Philadelphia: University of Pennsylvania Press, 1990) [Includes the Apologia in both Leclercq's Latin text and English translation]
Love without measure: extracts from the writings of St Bernard of Clairvaux, introduced and arranged by Paul Diemer, Cistercian studies series no. 127, (Kalamazoo, Mich. : Cistercian Publications, 1990)
Sermons for the summer season: liturgical sermons from Rogationtide and Pentecost, translated by Beverly Mayne Kienzle; additional translations by James Jarzembowski, (Kalamazoo, Mich: Cistercian Publications, 1991)
Bernard of Clairvaux, On loving God, Cistercian Fathers series no. 13B, (Kalamazoo, MI: Cistercian Publications, 1995)
Bernard of Clairvaux, The parables & the sentences, edited by Maureen M. O'Brien. Cistercian Fathers Series no. 55, (Kalamazoo, MI: Cistercian Publications, 2000)
Bernard of Clairvaux, On baptism and the office of bishops, on the conduct and office of bishops, on baptism and other questions: two letter-treatises, translated by Pauline Matarasso. Cistercian Fathers Series no. 67, (Kalamazoo, MI: Cistercian Publications, 2004)
Bernard of Clairvaux, Sermons for Advent and the Christmas season translated by Irene Edmonds, Wendy Mary Beckett, Conrad Greenia; edited by John Leinenweber; introduction by Wim Verbaal. Cistercian Fathers Series no. 51, (Kalamazoo, MI: Cistercian Publications, 2007)
Bernard of Clairvaux, Sermons for Lent and the Easter Season, edited by John Leinenweber and Mark Scott, OCSO. Cistercian Fathers Series no. 52, (Kalamazoo, MI: Cistercian Publications, 2013)
See also
List of Catholic saints
List of Latin nicknames of the Middle Ages: Doctors in theology
Scholasticism
St. Bernard de Clairvaux Church
Prayer to the shoulder wound of Jesus
Saint Bernard of Clairvaux, patron saint archive
Pope Eugene III
References
Notes
Citations
Sources
Pierre Aubé: Saint Bernard de Clairvaux, Paris, éd. Fayard, 2003, 812 pages.
6 tomes in 4 volumes.
Adapted from
External links
"St. Bernard, Abbot", Butler's Lives of the Saints
Opera omnia Sancti Bernardi Claraevallensis his complete works, in Latin
Audio on the life of St. Bernard of Clairvaux from waysideaudio.com
Database with all known medieval representations of Bernard
Saint Bernard of Clairvaux at the Christian Iconography web site.
"Here Followeth the Life of St. Bernard, the Mellifluous Doctor" from the Caxton translation of the Golden Legend
"Two Accounts of the Early Career of St. Bernard" by William of Thierry and Arnold of Bonneval
Saint Bernard of Clairvaux Abbot, Doctor of the Church-1153 at EWTN Global Catholic Network
Colonnade Statue St Peter's Square
Lewis E 26 De consideratione (On Consideration) at OPenn
MS 484/11 Super cantica canticorum at OPenn
1090 births
1153 deaths
12th-century Christian mystics
12th-century Christian saints
12th-century French Roman Catholic priests
12th-century Roman Catholic theologians
Christian ethicists
Christians of the Second Crusade
Cistercian saints
Doctors of the Church
French Christian theologians
French Cistercians
French male writers
French religious writers
French Roman Catholic saints
Knights Templar
Medieval French saints
Medieval French theologians
People from Fontaine-lès-Dijon
Pre-Reformation saints of the Lutheran liturgical calendar
Catholic Mariology
Roman Catholic mystics
Miracle workers
12th-century French writers
12th-century writers in Latin
Anglican saints
Monastic theologians
Characters in the Divine Comedy |
4554 | https://en.wikipedia.org/wiki/Bishkek | Bishkek | Bishkek (, ; ), formerly Pishpek and Frunze, is the capital and largest city of Kyrgyzstan. Bishkek is also the administrative centre of the Chüy Region. The region surrounds the city, although the city itself is not part of the region but rather a region-level unit of Kyrgyzstan. Bishkek is situated near the Kazakhstan–Kyrgyzstan border with its population being 1,074,075 in 2021.
In 1825, the Khanate of Kokand established the fortress of Pishpek to control local caravan routes and to collect tribute from Kyrgyz tribes. On 4 September 1860, with the approval of the Kyrgyz, Russian forces led by Colonel Apollon Zimmermann destroyed the fortress. In the present day, the fortress ruins can be found just north of Jibek jolu street, near the new main mosque. In 1868, a Russian settlement was established on the site of the fortress under its original name, Pishpek. It lay within the General Governorship of Russian Turkestan and its Semirechye Oblast.
In 1925, the Kara-Kirghiz Autonomous Oblast was established in Russian Turkestan, promoting Pishpek to its capital. In 1926, the Communist Party of the Soviet Union renamed the city Frunze, after Bolshevik military leader Mikhail Frunze (1885–1925), who was born there. In 1936, Frunze became the capital of the Kirghiz Soviet Socialist Republic, during the final stages of national delimitation in the Soviet Union. In 1991, the Kyrgyz parliament changed the capital's name to Bishkek.
Bishkek is situated at an altitude of about , just off the northern fringe of the Kyrgyz Ala-Too Range, an extension of the Tian Shan mountain range. These mountains rise to a height of . North of the city, a fertile and gently undulating steppe extends far north into neighbouring Kazakhstan. The river Chüy drains most of the area. Bishkek is connected to the Turkestan–Siberia Railway by a spur line.
Bishkek is a city of wide boulevards and marble-faced public buildings combined with numerous Soviet-style apartment blocks surrounding interior courtyards. There are also thousands of smaller, privately built houses, mostly outside the city centre. Streets follow a grid pattern, with most flanked on both sides by narrow irrigation channels, which provide water to trees which provide shade during the hot summers.
Etymology
Bishkek is supposedly named after the paddle used to churn the fermenting milk.
The official website of the Bishkek's city hall provides the following etymological justification for the name of the city: the pregnant wife of a heo lost a paddle used to churn kumis. While looking for it, she suddenly gave birth to a boy, who she named Bishkek. Bishkek would grow up to be a noble figure and after his death, was buried on a mound near the banks of the Alamüdün. There, a tombstone was erected. The building was seen and described by travelers of the 17th and 18th centuries.
History
Based on DNA evidence, the area near Bishkek is considered one of the possible origins of the Black Death between AD 1346 and 1353.
Kokhand rule
Originally a caravan rest stop, possibly founded by the Sogdians, on one of the branches of the Silk Road through the Tian Shan range, the location was fortified in 1825 by the khan of Kokand with a mud fort. In the last years of Kokhand rule, the Pishpek fortress was led by Atabek, the Datka. In 1844, the forces of Ormon Khan, the leader of the , briefly captured the fortress.
Tsarist era
In 1860, Imperial Russia annexed the area, and the military forces of Colonel took and razed the fort. Colonel Zimmermann rebuilt the town over the destroyed fort and appointed field-Poruchik Titov as head of a new Russian garrison. The Imperial Russian government redeveloped the site from 1877 onward, encouraging the settlement of Russian peasants by giving them fertile land to develop.
Soviet era
In 1926, the city became the capital of the newly established Kirghiz ASSR and was renamed Frunze after Mikhail Frunze, Lenin's close associate who was born in Bishkek and played key roles during the revolutions of 1905 and 1917 and during the Russian Civil War of the early 1920s.
Independence era
The early 1990s were a tumultuous time for Bishkek. In June 1990, a state of emergency was declared following severe ethnic riots in southern Kyrgyzstan that threatened to spread to the capital. The city was renamed Bishkek on 5 February 1991, and Kyrgyzstan achieved independence later that year during the breakup of the Soviet Union. Before independence, the majority of Bishkek's population were ethnic Russians. In 2004, Russians made up approximately 20% of the city's population, and about in 2011.
Bishkek is Kyrgyzstan's financial centre, with all of the country's 21 commercial banks headquartered there. During the Soviet era, the city was home to many industrial plants, but most have been shut down since 1991 or now operate on a much-reduced scale. One of Bishkek's largest employment centres today is the Dordoy Bazaar open market, where many of the Chinese goods imported to CIS countries are sold.
Geography
Orientation
Although Bishkek itself is relatively young, its surrounding area has some sites of interest dating to prehistoric times. There are also sites from the Greco-Buddhist period, the period of Nestorian influence, the era of the Central Asian khanates, and the Soviet period.
The central part of the city is laid out on a rectangular grid plan. The city's main street is the east-west Chüy Avenue (Chüy Prospekti), named after the region's main river. In the Soviet era, it was called Lenin Avenue. Along or near it are many important government buildings and universities. These include the Academy of Sciences compound. The westernmost section of the avenue is known as Deng Xiaoping Avenue.
The main north–south street is Yusup Abdrakhmanov Street, still commonly referred to by its old name, Sovietskaya Street. Its northern and southern sections are called, respectively, Yelebesov and Baityk Batyr Streets. Several major shopping centres are located along with it, and in the north, it provides access to Dordoy Bazaar.
Erkindik ("Freedom") Boulevard runs from north to south, from the main railroad station (Bishkek II) south of Chüy Avenue to the museum quarter and sculpture park just north of Chüy Avenue, and further north toward the Ministry of Foreign Affairs. In the past, it was called Dzerzhinsky Boulevard, named after a Communist revolutionary, Felix Dzerzhinsky, and its northern continuation is still called Dzerzhinsky Street.
An important east–west street is Jibek Jolu ('Silk Road'). It runs parallel to Chüy Avenue about north of it and is part of the main east–west road of Chüy Region. Both the eastern and western bus terminals are located along Jibek Jolu.
There is a Roman Catholic church located at ul. Vasiljeva 197 (near Rynok Bayat). It is the only Catholic cathedral in Kyrgyzstan.
A stadium named in honour of Dolon Omurzakov is located near the centre of Bishkek. This is the largest stadium in the Kyrgyz Republic.
City centre
Kyrgyz State Historical Museum, located in Ala-Too Square, the main city square.
State Museum of Applied Arts, containing examples of traditional Kyrgyz handicrafts.
Frunze House Museum.
Statue of Ivan Panfilov in the park near the White House.
An equestrian statue of Mikhail Frunze stands in a large park (Boulevard Erkindik) across from the train station.
The train station was built in 1946 by German prisoners of war and has survived since then without further renovation or repairs; most of those who built it perished and were buried in unmarked pits near the station.
The main government building, the White House, is a large seven-story marble building and the former headquarters of the Communist Party of the Kirghiz SSR.
At Ala-Too Square there is an independence monument where the changing of the guards may be watched.
Osh Bazaar, west of the city centre, is a large, picturesque produce market.
Kyrgyz National Philharmonic, concert hall.
Outer neighbourhoods
The Dordoy Bazaar, just inside the bypass highway on the north-eastern edge of the city, is a major retail and wholesale market.
Outside the city
The Kyrgyz Ala-Too mountain range, some away, provides a spectacular backdrop to the city; the Ala Archa National Park is only a 30 to 45 minutes drive away.
Distances
Bishkek is about 300 km away directly from the country's second largest city Osh. However, its nearest large city is Almaty of Kazakhstan, which is 190 km to the east. Furthermore, it is 470 km from Tashkent (Uzbekistan), 680 km from Dushanbe (Tajikistan), and about 1,000 km each from Astana (Kazakhstan), Ürümqi (China), Islamabad (Pakistan), and Kabul (Afghanistan).
Climate
Bishkek has a Mediterranean-influenced humid continental climate (Köppen climate classification Dsa), as the average mean temperature in the winter is below . Average precipitation is around per year. Average daily high temperatures range from in January to about during July. The summer months are dominated by dry periods, punctuated by the occasional thunderstorm, which produces strong gusty winds and rare dust storms. The mountains to the south provide a natural boundary and protection from damaging weather, as does the smaller mountain chain that runs north-west to south-east. In the winter months, sparse snow storms and frequent heavy fog are the dominating features. There are sometimes temperature inversions, during which the fog can last for days at a time.
Demographics
Bishkek is the most populated city in Kyrgyzstan. Its population, estimated in 2021, was 1,074,075. From the foundation of the city to the mid-1990s, ethnic Russians and other peoples of European descent (Ukrainians, Germans) comprised the majority of the city's population. According to the 1970 census, the ethnic Kyrgyz were only 12.3%, while Europeans comprised more than 80% of the Frunze population. Now Bishkek is a predominantly Kyrgyz city, with 75% of its residents Kyrgyz, while European peoples make up around 15% of the population. Despite this fact, Russian is the main language while Kyrgyz continues losing ground, especially among the younger generations.
Ecology and environment
Air quality
Emissions of air pollutants in Bishkek amounted to 14,400 tons in 2010. Among all cities in Kyrgyzstan, the level of air pollution in Bishkek is the highest, occasionally exceeding maximum allowable concentrations by several times, especially in the city centre. For example, concentrations of formaldehyde occasionally exceed maximum allowable limits by a factor of four.
Responsibility for ambient air quality monitoring in Bishkek lies with the Kyrgyz State Agency of Hydrometeorology. There are seven air-quality monitoring stations in Bishkek, measuring levels of sulfur dioxide, nitrogen oxides, formaldehyde, and ammonia.
Economy
Bishkek uses the Kyrgyzstan currency, the som. The som's value fluctuates regularly but averaged around 85 som per U.S. dollar as of March 2023. The economy in Bishkek is primarily agricultural, and agricultural products are sometimes bartered in the outlying regions. The streets of Bishkek are regularly lined with produce vendors in a market-style venue. In most of the downtown area there is a more urban cityscape with banks, stores, markets, and malls. Sought-after goods include hand-crafted artisan pieces, such as statues, carvings, paintings, and many nature-based sculptures.
Housing
As with many cities in post-Soviet states, housing in Bishkek has undergone extensive changes since the collapse of the Soviet Union. While housing was formerly distributed to citizens in the Soviet era, housing in Bishkek has since become privatised.
Though single-family houses are slowly becoming more popular, the majority of the residents live in Soviet-era apartments. Despite the Kyrgyz economy experiencing growth, increases in available housing have been slow with very little new construction. As a result of this growing prosperity and the lack of new formal housing, prices have been rising significantly—doubling from 2001 to 2002.
Those unable to afford the high housing price within Bishkek, notably internal migrants from rural villages and small provincial towns, often have to resort to informal squatter settlements on the city's outskirts. These settlements are estimated to house 400,000 people or about 30 percent of Bishkek's population. While many of the settlements have lacked basic necessities such as electricity and running water, recently, the local government has pushed to provide these services.
Government
Local government is administered by the Bishkek Mayor's Office. Askarbek Salymbekov was mayor until his resignation in August 2005, after which his deputy, Arstanbek Nogoev, took over the mayorship. Nogoev was in turn removed from his position in October 2007 through a decree of President Kurmanbek Bakiyev and replaced by businessman and former first deputy prime minister Daniar Usenov. In July 2008 former head of the Kyrgyz Railways Nariman Tuleyev was appointed mayor, who was dismissed by the interim government after 7 April 2010. From April 2010 to February 2011 Isa Omurkulov, also a former head of the Kyrgyz Railways, was an interim mayor, and from 4 February 2011 to 14 December 2013 he was re-elected the mayor of Bishkek. Kubanychbek Kulmatov was nominated for election by parliamentary group of Social Democratic Party of Kyrgyzstan in city kenesh, and he was elected as a new mayor on 15 January 2014, and stepped down on 9 February 2016.
The next mayor, Albek Sabirbekovich Ibraimov, was also nominated for election by parliamentary group of Social Democratic Party of Kyrgyzstan in city kenesh, and Bishkek City Kenesh elected him on 27 February 2016. The current mayor is Emil Abdykadyrov, who was elected on 24 February 2022.
Administrative divisions
Bishkek city covers and is administered separately and not part of any region. Besides the city proper, one urban-type settlement and one village are administered by the city: Chong-Aryk and Orto-Say. The city is divided into 4 districts: Birinchi May, Lenin, Oktyabr and Sverdlov. Chong-Aryk and Orto-Say are part of Lenin District. Since the collapse of the Soviet Union, there has been discussion of replacing the Soviet era district names with ones that reflect Kyrgyz identity and history. Other former Soviet republics have widely replaced Soviet era place names; despite renaming the capital in 1991, Kyrgyzstan is the only nation in Central Asia to retain Soviet era names for districts in its capital.
Culture
Bishkek is culturally the country's most important city. It is home to the National Library of the Kyrgyz Republic as well as a number of museums, e.g. the Kyrgyz State Historical Museum or the M. V. Frunze Museum. The national public broadcasting service KTRK or Kyrgyz Television is based in Bishkek. Newspapers in Bishkek include the English-language Bishkek Observer, the world's only dungan-language newspaper called Huimin bao and the russian-language Vecherniy Bishkek newspaper.
Religion
The largest religion is Sunni Islam, but since many Russians live in Kyrgyzstan, there is also a large Russian Orthodox community. The Bishkek Central Mosque is one of the largest in Central Asia. Bishkek is home to the Roman Catholic Apostolic Administration of Kyrgyzstan.
Sports
Bishkek is home to Dolen Omurzakov Stadium, the largest football stadium in Kyrgyzstan and the only one eligible to host international matches. Several Bishkek-based football teams play on this pitch, including six-time Kyrgyzstan League champions, Dordoi Bishkek. Others include Alga Bishkek, Ilbirs Bishkek, and RUOR-Guardia Bishkek.
Bishkek hosted the 2014 IIHF Challenge Cup of Asia – Division I.
Education
Educational institutions in Bishkek include:
APAP KR
American University of Central Asia
Arabaev Kyrgyz State University
Bishkek Humanities University
International Atatürk-Alatoo University
International University of Kyrgyzstan
Kyrgyz-Russian Slavic University
I.K. Akhunbaev Kyrgyz State Medical Academy
Kyrgyz State National University
Kyrgyz Technical University
Kyrgyz-Russian State University
Kyrgyz-Turkish Manas University
Kyrgyz Uzbek University
Plato University of Management and Design
University of Central Asia
In addition, the following international schools serve the expatriate community in Bishkek:
European School in Central Asia
Oxford International School Bishkek
Hope Academy of Bishkek
QSI International School of Bishkek
Silk Road International School
Transportation
Mass public transport
Public transportation includes buses, electric trolleybuses, and public vans (known in Russian as marshrutka). The first bus and trolley bus services in Bishkek were introduced in 1934 and 1951, respectively.
Taxi cabs can be found throughout the city.
The city is considering designing and building a light rail system.
Commuter and long-distance buses
There are two main bus stations in Bishkek. The smaller old Eastern Bus Station is primarily the terminal for minibusses to various destinations within or just beyond the eastern suburbs, such as Kant, Tokmok, Kemin, Issyk Ata, or the Korday border crossing.
Long-distance regular bus and minibus services to all parts of the country, as well as to Almaty (the largest city in neighbouring Kazakhstan) and Kashgar, China, run mostly from the newer grand Western Bus Station; only a smaller number run from the Eastern Station.
The Dordoy Bazaar on the north-eastern outskirts of the city also contains makeshift terminals for frequent minibusses to suburban towns in all directions (from Sokuluk in the west to Tokmak in the east) and to some buses taking traders to Kazakhstan and Siberia.
Rail
, the Bishkek-2 railway station sees only a few trains a day. It offers a popular three-day train service from Bishkek to Moscow.
There are also long-distance trains that leave for Siberia (Novosibirsk and Novokuznetsk), via Almaty, over the TurkSib route, and to Yekaterinburg (Sverdlovsk) in the Urals, via Astana. These services are remarkably slow (over 48 hours to Yekaterinburg), due to long stops at the border and the indirect route (the trains first have to go west for more than a before they enter the main TurkSib line and can continue to the east or north). For example, as of the fall of 2008, train No. 305 Bishkek-Yekaterinburg was scheduled to take 11 hours to reach the Shu junction—a distance of some by rail, and less than half of that by road.
Air
The city is served by Manas International Airport (IATA code FRU), located approximately north-west of the city centre.
In 2002, the United States obtained the right to use Manas International Airport as an air base for its military operations in Afghanistan and Iraq. Russia subsequently (2003) established an airbase of its own (Kant Air Base) near Kant, some east of Bishkek. It is based at a facility that used to be home to a major Soviet military pilot training school; one of its students, Hosni Mubarak, later became president of Egypt.
Notable people
Talant Dujshebaev (born 1968), handball coach and former handball player (voted 2nd IHF World Player of the Century)
Mikhail Frunze (1885–1925), after whom the city was named from 1926 to 1991
Nasirdin Isanov (1943–1991), first prime minister of Kyrgyzstan
Denis Ivanov (born 1983), former Russian professional football player
Sergei B. Korolev (born 1962), First Deputy Director of the Federal Security Service
Alexander Mashkevitch (born 1954), Kazakh-Israeli billionaire businessman and investor
Orzubek Nazarov (born 1966), former WBA lightweight boxing champion
Roza Isakovna Otunbayeva (born 1950), third president of Kyrgyzstan
Vladimir Perlin (born 1942), cellist
Denis Petrashov (born 2000), swimmer, Youth Games and Maccabiah Games medalist
Salizhan Sharipov (born 1964), first cosmonaut of the independent Kyrgyz Republic
Antonina Shevchenko (born 1984), kickboxer
Valentina Shevchenko (born 1988), kickboxer and UFC champion
Tugelbay Sydykbekov (1912–1997), writer
Natalya Tsyganova (born 1971), 800m medallist at the World and European championships, representing Russia
Twin towns – sister cities
Bishkek is twinned with:
Almaty, Kazakhstan (1994)
Ankara, Turkey (1992)
Ashgabat, Turkmenistan (2018)
Colorado Springs, United States (1994)
Doha, Qatar (2014)
Gumi, South Korea (1991)
İzmir, Turkey (1994)
Kyiv, Ukraine (1997)
Lianyungang, China (2015)
Astana, Kazakhstan (2011)
Qazvin, Iran (2003)
Samsun, Turkey
Shenzhen, China (2016)
Tashkent, Uzbekistan
Tehran, Iran (1994)
Trabzon, Turkey (2014)
Ufa, Russia (2017)
Ürümqi, China (1993)
Wuhan, China (2016)
Yinchuan, China (2000)
See also
List of monuments of Bishkek
Outline of Kyrgyzstan
References
Bibliography
External links
The Spektator – society, culture, and travel articles on Kyrgyzstan and Bishkek city guide (archived)
1825 establishments in Asia
Capitals in Asia
Cities in Central Asia
Populated places along the Silk Road
Populated places established in 1825
Populated places in Kyrgyzstan
Regions of Kyrgyzstan
Semirechye Oblast |
4560 | https://en.wikipedia.org/wiki/Braveheart | Braveheart | Braveheart is a 1995 American epic historical drama film directed by, produced by, and starring Mel Gibson. Gibson portrays Sir William Wallace, a late-13th century Scottish warrior who led the Scots in the First War of Scottish Independence against King Edward I of England. The film also stars Sophie Marceau, Patrick McGoohan and Catherine McCormack. The story is inspired by Blind Harry's 15th century epic poem The Actes and Deidis of the Illustre and Vallyeant Campioun Schir William Wallace and was adapted for the screen by Randall Wallace.
Development on the film initially started at Metro-Goldwyn-Mayer (MGM) when producer Alan Ladd Jr. picked up the project from Wallace, but when MGM was going through new management, Ladd left the studio and took the project with him. Despite initially declining, Gibson eventually decided to direct the film, as well as star as Wallace. Braveheart was filmed in Scotland and Ireland from June to October 1994. The film, which was produced by Gibson's Icon Productions and The Ladd Company, was distributed by Paramount Pictures in North America and by 20th Century Fox internationally.
Released on May 24, 1995, Braveheart was a critical and commercial success. The film received praise for its action, drama, and romance, though it was criticized for its historically inaccuracies. A legacy sequel, Robert the Bruce, was released on June 28, 2019, with Angus Macfadyen reprising his role.
Plot
In 1280, King Edward "Longshanks" invades and conquers Scotland following the death of the Scots king Alexander III, who left no heir to the throne. Young William Wallace witnesses Longshanks's execution of several Scottish nobles, suffers the deaths of his father and brother fighting against the English, and is taken abroad on a pilgrimage throughout Europe by his paternal uncle Argyle, who has Wallace educated.
Years later, Longshanks grants his noblemen land and privileges in Scotland, including ius primae noctis. Meanwhile, a grown Wallace returns to Scotland, rekindles the love with his childhood sweetheart Murron MacClannough, and the two marry in secret. Wallace rescues Murron from being raped by English soldiers, but as Wallace fights off the soldiers, Murron is captured and publicly executed. In retribution, Wallace leads his clan to fight the English garrison in his hometown and sends the surviving garrison back to England with a message of rebellion for Longshanks.
Longshanks orders his son Prince Edward to stop Wallace by any means necessary while he visits the French King to secure England's alliance with France. Alongside his friend Hamish, Wallace rebels against the English, and as his legend spreads, hundreds of Scots from the surrounding clans join him. Wallace leads his army to victory at the Battle of Stirling Bridge, where he decapitates the English commander Cheltham, and sacks York after Prince Edward fails to send reinforcements there, killing Longshanks's nephew whose severed head is sent to the king. Wallace seeks the assistance of Robert the Bruce, the son of nobleman Robert the Elder, a contender for the Scottish crown. Robert is dominated by his leper father, who wishes to secure the Scottish throne for his son by submitting to the English. Worried by the threat of the rebellion, Longshanks sends his son's wife Isabella of France to try to negotiate with Wallace as a distraction for the landing of another invasion force in Scotland.
After meeting him in person, Isabella becomes enamored with Wallace. She warns him of the coming invasion, and Wallace implores the Scottish nobility to take immediate action to counter the threat and take back their country, asking Robert the Bruce to lead. Leading the English army himself, Longshanks confronts the Scots at Falkirk. During the battle, Scottish noblemen Mornay and Lochlan, having been bribed by Longshanks, withdraw their men, resulting in Wallace's army being routed and the death of Hamish's father, Campbell. Wallace is further betrayed when he discovers Robert the Bruce was fighting alongside Longshanks; after the battle, seeing the damage he helped do to his countrymen, Robert reprimands his father and vows never to be on the wrong side again.
Wallace kills Lochlan and Mornay for their betrayal and wages a guerrilla war against the English, assisted by Isabella, with whom he eventually has an affair. Robert sets up a meeting with Wallace in Edinburgh, but Robert's father conspires with other nobles to capture and hand over Wallace to the English. Learning of his treachery, Robert disowns and banishes his father. Isabella exacts revenge on the now terminally ill Longshanks, who can no longer speak, by telling him that his bloodline will be destroyed upon his death as she is pregnant with Wallace's child and will ensure that Prince Edward spends as short a time as possible on the throne before Wallace's child replaces him.
In London, Wallace is brought before an English magistrate, tried for high treason, and condemned to public torture and beheading. Even whilst being disemboweled alive, Wallace refuses to submit to the king. The watching crowd, deeply moved by the Scotsman's valor, begin crying for mercy on Wallace's behalf. The magistrate offers him one final chance, asking him only to utter the word, "Mercy", and be granted a quick death. Wallace instead shouts, "Freedom!", and his cry rings through the square, the dying Longshanks hearing it at his final breath. Before being beheaded, Wallace sees a vision of Murron in the crowd, smiling at him.
In 1314, Robert, now Scotland's king, leads a Scottish army before a ceremonial line of English troops on the fields of Bannockburn, where he is supposed to formally accept English rule. Instead, he invokes Wallace's memory, imploring his men to fight with him as they did with Wallace. Hamish throws Wallace's sword point-down in front of the English army, and he and the Scots chant Wallace's name as Robert leads them into battle against the English, winning the Scots their freedom.
Cast
Mel Gibson as William Wallace
James Robinson as young William Wallace
Sophie Marceau as Princess Isabella of France
Angus Macfadyen as Robert the Bruce
Patrick McGoohan as King Edward "Longshanks"
Catherine McCormack as Murron MacClannough
Mhairi Calvey as young Murron MacClannough
Brendan Gleeson as Hamish
Andrew Weir as young Hamish
Peter Hanly as Prince Edward
James Cosmo as Campbell
David O'Hara as Stephen of Ireland
Ian Bannen as Bruce's father
Seán McGinley as MacClannough
Brian Cox as Argyle Wallace
Sean Lawlor as Malcolm Wallace
Sandy Nelson as John Wallace
Stephen Billington as Phillip
John Kavanagh as Craig
Alun Armstrong as Mornay
John Murtagh as Lochlan
Tommy Flanagan as Morrison
Donal Gibson as Stewart
Jeanne Marine as Nicolette
Michael Byrne as Smythe
Malcolm Tierney as Magistrate
Bernard Horsfall as Balliol
Peter Mullan as Veteran
Gerard McSorley as Cheltham
Richard Leaf as Governor of York
Mark Lees as Old Crippled Scotsman
Tam White as MacGregor
Jimmy Chisholm as Faudron
David Gant as the Royal Magistrate
Production
Producer Alan Ladd Jr. initially had the project at MGM-Pathé Communications when he picked up the script from Wallace. When MGM was going through new management in 1993, Ladd left the studio and took some of its top properties, including Braveheart. Gibson came across the script and even though he liked it, he initially passed on it. However, the thought of it kept coming back to him, and he ultimately decided to take on the project. Terry Gilliam was offered to direct the film, but he declined. Gibson was initially interested in directing only and considered Brad Pitt in the role of Sir William Wallace, but Gibson reluctantly agreed to play Wallace as well. Gibson also considered Jason Patric for William Wallace. Sean Connery was approached to play King Edward, but he declined due to other commitments. Gibson said that Connery's pronunciation of "Goulash" helped him for the scottish accent for the film.
Gibson and his production company, Icon Productions, had difficulty raising enough money for the film. Warner Bros. was willing to fund the project on the condition that Gibson sign for another Lethal Weapon sequel, which he refused. Gibson eventually gained enough financing for the film, with Paramount Pictures financing a third of the budget in exchange for North American distribution rights to the film, and 20th Century Fox putting up two-thirds of the budget in exchange for international distribution rights.
Principal photography on the film began on June 6, 1994. While the crew spent three weeks shooting on location in Scotland, the major battle scenes were shot in Ireland using members of the Irish Army Reserve as extras. To lower costs, Gibson had the same extras, up to 1,600 in some scenes, portray both armies. The reservists had been given permission to grow beards and swapped their military uniforms for medieval garb. Principal photography ended on October 28, 1994. The film was shot in the anamorphic format with Panavision C- and E-Series lenses.
Gibson had to tone down the film's battle scenes to avoid an NC-17 rating from the MPAA; the final version was rated R for "brutal medieval warfare". Gibson and editor Steven Rosenblum initially had a film at 195 minutes, but Sherry Lansing, who was the head of Paramount at the time, requested Gibson and Rosenblum to cut the film down to 177 minutes. According to Gibson in a 2016 interview with Collider, there is a four-hour version of the film, and he would be interested in reassembling it if both Paramount and Fox are interested.
Soundtrack
The score was composed and conducted by James Horner and performed by the London Symphony Orchestra. It is Horner's second of three collaborations with Mel Gibson as director. The score has gone on to be one of the most commercially successful soundtracks of all time. It received considerable acclaim from film critics and audiences and was nominated for a number of awards, including the Academy Award, Saturn Award, BAFTA Award, and Golden Globe Award.
Release and reception
Braveheart premiered at the Seattle International Film Festival on May 18, 1995, and received its wide release in U.S. cinemas six days later.
Box office
On its opening weekend, Braveheart grossed $9,938,276 in the United States and $75.6 million in its box office run in the U.S. and Canada. Worldwide, the film grossed $210,409,945 and was the thirteenth-highest-grossing film of 1995.
Critical response
On Rotten Tomatoes the film has an approval rating of 75% and an average score of 7.20/10 based on 125 reviews. The site's consensus states: "Distractingly violent and historically dodgy, Mel Gibson's Braveheart justifies its epic length by delivering enough sweeping action, drama, and romance to match its ambition." On Metacritic the film has a score of 68 out of 100 based on 20 critic reviews, indicating "generally favorable reviews". Audiences surveyed by CinemaScore gave the film a grade A- on scale of A to F.
Caryn James of The New York Times praised the film, calling it "one of the most spectacular entertainments in years." Roger Ebert gave the film three and a half out of four stars, calling it "An action epic with the spirit of the Hollywood swordplay classics and the grungy ferocity of The Road Warrior." In a positive review, Gene Siskel wrote that "in addition to staging battle scenes well, Gibson also manages to recreate the filth and mood of 700 years ago." Peter Travers of Rolling Stone felt that "though the film dawdles a bit with the shimmery, dappled love stuff involving Wallace with a Scottish peasant and a French princess, the action will pin you to your seat." The depiction of the Battle of Stirling Bridge was listed by CNN as one of the best battles in cinema history.
Not all reviews were positive, Richard Schickel of Time magazine argued that "everybody knows that a non-blubbering clause is standard in all movie stars' contracts. Too bad there isn't one banning self-indulgence when they direct." Peter Stack of San Francisco Chronicle felt "at times the film seems an obsessive ode to Mel Gibson machismo." In a 2005 poll by British film magazine Empire, Braveheart was No. 1 on their list of "The Top 10 Worst Pictures to Win Best Picture Oscar". Empire readers had previously voted Braveheart the best film of 1995.
Effect on tourism
The European premiere was on September 3, 1995, in Stirling.
In 1996, the year after the film was released, the annual three-day "Braveheart Conference" at Stirling Castle attracted fans of Braveheart, increasing the conference's attendance to 167,000 from 66,000 in the previous year. In the following year, research on visitors to the Stirling area indicated that 55% of the visitors had seen Braveheart. Of visitors from outside Scotland, 15% of those who saw Braveheart said it influenced their decision to visit the country. Of all visitors who saw Braveheart, 39% said the film influenced in part their decision to visit Stirling, and 19% said the film was one of the main reasons for their visit. In the same year, a tourism report said that the "Braveheart effect" earned Scotland £7 million to £15 million in tourist revenue, and the report led to various national organizations encouraging international film productions to take place in Scotland.
The film generated huge interest in Scotland and in Scottish history, not only around the world, but also in Scotland itself. At a Braveheart Convention in 1997, held in Stirling the day after the Scottish Devolution vote and attended by 200 delegates from around the world, Braveheart author Randall Wallace, Seoras Wallace of the Wallace Clan, Scottish historian David Ross and Bláithín FitzGerald from Ireland gave lectures on various aspects of the film. Several of the actors also attended including James Robinson (Young William), Andrew Weir (Young Hamish), Julie Austin (the young bride) and Mhairi Calvey (Young Murron).
Awards and honors
Braveheart was nominated for many awards during the 1995 awards season, though it was not viewed by many as a major contender such as Apollo 13, Il Postino: The Postman, Leaving Las Vegas, Sense and Sensibility, and The Usual Suspects. It wasn't until after the film won the Golden Globe Award for Best Director at the 53rd Golden Globe Awards that it was viewed as a serious Oscar contender.
When the nominations were announced for the 68th Academy Awards, Braveheart received ten Academy Award nominations, and a month later, won five including Best Picture, Best Director for Gibson, Best Cinematography, Best Sound Effects Editing, and Best Makeup. Braveheart became the ninth film to win Best Picture with no acting nominations and is one of only four films to win Best Picture without being nominated for the Screen Actors Guild Award for Outstanding Performance by a Cast in a Motion Picture, the others being The Shape of Water in 2017, Green Book in 2018, and Nomadland in 2020.
The film also won the Writers Guild of America Award for Best Original Screenplay. In 2010, the Independent Film & Television Alliance selected the film as one of the 30 Most Significant Independent Films of the last 30 years
American Film Institute lists
AFI's 100 Years ... 100 Movies – Nominated
AFI's 100 Years ... 100 Thrills – No. 91
AFI's 100 Years...100 Heroes & Villains:
William Wallace – Nominated Hero
AFI's 100 Years ... 100 Movie Quotes:
"They may take away our lives, but they'll never take our freedom!" – Nominated
AFI's 100 Years of Film Scores – Nominated
AFI's 100 Years...100 Cheers – No. 62
AFI's 100 Years ... 100 Movies (10th Anniversary Edition) – Nominated
AFI's 10 Top 10 – Nominated Epic Film
Cultural effects and accusations of Anglophobia
Lin Anderson, author of Braveheart: From Hollywood To Holyrood, credits the film with playing a significant role in affecting the Scottish political landscape in the mid-to-late 1990s. Peter Jackson cited Braveheart as an influence in making the Lord of the Rings film trilogy.
Sections of the English media accused the film of harbouring Anti-English sentiment. The Economist called it "xenophobic", and John Sutherland writing in The Guardian stated that: "Braveheart gave full rein to a toxic Anglophobia". In The Times, Colin McArthur said "the political effects are truly pernicious. It's a xenophobic film." Ian Burrell of The Independent has said, "The Braveheart phenomenon, a Hollywood-inspired rise in Scottish nationalism, has been linked to a rise in anti-English prejudice".
Wallace Monument
In 1997, a , sandstone statue depicting Mel Gibson as William Wallace in Braveheart was placed in the car park of the Wallace Monument near Stirling, Scotland. The statue, which was the work of Tom Church, a monumental mason from Brechin, included the word 'Braveheart' on Wallace's shield. The installation became the cause of much controversy; one local resident stated that it was wrong to "desecrate the main memorial to Wallace with a lump of crap".
In 1998, someone wielding a hammer vandalized the statue's face. After repairs were made, the statue was encased in a cage every night to prevent further vandalism. This only incited more calls for the statue to be removed, as it then appeared that the Gibson/Wallace figure was imprisoned. The statue was described as "among the most loathed pieces of public art in Scotland". In 2008, the statue was returned to its sculptor to make room for a new visitor centre being built at the foot of the Wallace Monument.
Historical inaccuracy
Randall Wallace, who wrote the screenplay, has acknowledged Blind Harry's 15th-century epic poem The Acts and Deeds of Sir William Wallace, Knight of Elderslie as a major inspiration for the film. In defending his script, Randall Wallace has said, "Is Blind Harry true? I don't know. I know that it spoke to my heart and that's what matters to me, that it spoke to my heart." Blind Harry's poem is not regarded as historically accurate, and although some incidents in the film that are not historically accurate are taken from Blind Harry (e.g. the hanging of Scottish nobles at the start), there are large parts that are based neither on history nor Blind Harry (e.g. Wallace's affair with Princess Isabella).
Elizabeth Ewan describes Braveheart as a film that "almost totally sacrifices historical accuracy for epic adventure". It has been described as one of the most historically inaccurate modern films.
Sharon Krossa noted that the film contains numerous historical inaccuracies, beginning with the wearing of belted plaid by Wallace and his men. In that period "no Scots [...] wore belted plaids (let alone kilts of any kind)." Moreover, when Highlanders finally did begin wearing the belted plaid, it was not "in the rather bizarre style depicted in the film". She compares the inaccuracy to "a film about Colonial America showing the colonial men wearing 20th century business suits, but with the jackets worn back-to-front instead of the right way around." In a previous essay about the film, she wrote, "The events aren't accurate, the dates aren't accurate, the characters aren't accurate, the names aren't accurate, the clothes aren't accurate—in short, just about nothing is accurate." The belted plaid (feileadh mór léine) was not introduced until the 16th century. Peter Traquair has referred to Wallace's "farcical representation as a wild and hairy highlander painted with woad (1,000 years too late) running amok in a tartan kilt (500 years too early)."
Caroline White of The Times described the film as being made up of a "litany of fibs."
Irish historian Seán Duffy remarked that "the battle of Stirling Bridge could have done with a bridge."
In 2009, the film was second on a list of "most historically inaccurate movies" in The Times. In the humorous non-fictional historiography An Utterly Impartial History of Britain (2007), author John O'Farrell claims that Braveheart could not have been more historically inaccurate, even if a Plasticine dog had been inserted in the film and the title changed to "William Wallace and Gromit".
In the DVD audio commentary of Braveheart, Mel Gibson acknowledges the historical inaccuracies but defends his choices as director, noting that the way events were portrayed in the film was much more "cinematically compelling" than the historical fact or conventional mythos.
Jus primae noctis
Edward Longshanks is shown invoking Jus primae noctis in the film, allowing the lord of a medieval estate to take the virginity of his serfs' maiden daughters on their wedding nights. Critical medieval scholarship regards this supposed right as a myth: "the simple reason why we are dealing with a myth here rests in the surprising fact that practically all writers who make any such claims have never been able or willing to cite any trustworthy source, if they have any."
Occupation and independence
The film suggests Scotland had been under English occupation for some time, at least during Wallace's childhood, and in the run-up to the Battle of Falkirk Wallace says to the younger Bruce, "[W]e'll have what none of us have ever had before, a country of our own." In fact, Scotland had been invaded by England only the year before Wallace's rebellion; prior to the death of King Alexander III it had been a fully separate kingdom.
Portrayal of William Wallace
As John Shelton Lawrence and Robert Jewett writes, "Because [William] Wallace is one of Scotland's most important national heroes and because he lived in the very distant past, much that is believed about him is probably the stuff of legend. But there is a factual strand that historians agree to", summarized from Scots scholar Matt Ewart:
A. E. Christa Canitz writes about the historical William Wallace further: "[He] was a younger son of the Scottish gentry, usually accompanied by his own chaplain, well-educated, and eventually, having been appointed Guardian of the Kingdom of Scotland, engaged in diplomatic correspondence with the Hanseatic cities of Lübeck and Hamburg". She finds that in Braveheart, "any hint of his descent from the lowland gentry (i.e., the lesser nobility) is erased, and he is presented as an economically and politically marginalized Highlander and 'a farmer'—as one with the common peasant, and with a strong spiritual connection to the land which he is destined to liberate."
Colin McArthur writes that Braveheart "constructs Wallace as a kind of modern, nationalist guerrilla leader in a period half a millennium before the appearance of nationalism on the historical stage as a concept under which disparate classes and interests might be mobilised within a nation state." Writing about Bravehearts "omissions of verified historical facts", McArthur notes that Wallace made "overtures to Edward I seeking less severe treatment after his defeat at Falkirk", as well as "the well-documented fact of Wallace's having resorted to conscription and his willingness to hang those who refused to serve." Canitz posits that depicting "such lack of class solidarity" as the conscriptions and related hangings "would contaminate the movie's image of Wallace as the morally irreproachable primus inter pares among his peasant fighters."
Portrayal of Isabella of France
Isabella of France is shown having an affair with Wallace after the Battle of Falkirk. She later tells Edward I she is pregnant, implying that her son, Edward III, was a product of the affair. In reality, Isabella was around three years old and living in France at the time of the Battle of Falkirk, was not married to Edward II until he was already king, and Edward III was born seven years after Wallace died. The breakdown of the couple's relationship over his liaisons, and the menacing suggestion to a dying Longshanks that she would overthrow and destroy Edward II mirror and foreshadow actual facts; although not until 1326, over 20 years after Wallace's death, Isabella, her son Edward, and her lover Roger Mortimer would invade England to depose - and later allegedly murder - Edward II.
Portrayal of Robert the Bruce
Robert the Bruce did change sides between the Scots loyalists and the English more than once in the earlier stages of the Wars of Scottish Independence, but he probably did not fight on the English side at the Battle of Falkirk (although this claim does appear in a few medieval sources). Later, the Battle of Bannockburn was not a spontaneous battle soon after Wallace's execution; he had already been fighting a guerrilla campaign against the English for eight years. His title before becoming king was Earl of Carrick, not Earl of Bruce. Bruce's father is portrayed as an infirm leper, although it was Bruce himself who allegedly suffered from leprosy in later life. The actual Bruce's machinations around Wallace, rather than the meek idealist in the film, suggests the father-son relationship represent different aspects of the historical Bruce's character. In the film, Bruce's father betrays Wallace to his son's disgust, acknowledging it as the price of his crown, although in real life Wallace was betrayed by the nobleman John de Menteith and delivered to the English.
Portrayal of Longshanks and Prince Edward
The actual Edward I was ruthless and temperamental, but the film exaggerates his negative aspects for effect. Edward enjoyed poetry and harp music, was a devoted and loving husband to his wife Eleanor of Castile, and as a religious man, he gave generously to charity. The film's scene where he scoffs cynically at Isabella for distributing gold to the poor after Wallace refuses it as a bribe would have been unlikely. Furthermore, Edward died on campaign two years after Wallace's execution, not in bed at his home.
The depiction of the future Edward II as an effeminate homosexual drew accusations of homophobia against Gibson.
Gibson defended his depiction of Prince Edward as weak and ineffectual, saying:
In response to Longshanks's murder of the Prince's male lover Phillip, Gibson replied: "The fact that King Edward throws this character out a window has nothing to do with him being gay ... He's terrible to his son, to everybody."
Gibson asserted that the reason Longshanks kills his son's lover is that the king is a "psychopath".
Wallace's military campaign
"MacGregors from the next glen" joining Wallace shortly after the action at Lanark is dubious, since it is questionable whether Clan Gregor existed at that stage, and when they did emerge their traditional home was Glen Orchy, some distance from Lanark.
Wallace did win an important victory at the Battle of Stirling Bridge, but the version in Braveheart is highly inaccurate, as it was filmed without a bridge (and without Andrew Moray, joint commander of the Scots army, who was fatally injured in the battle). Later, Wallace did carry out a large-scale raid into the north of England, but he did not get as far south as York, nor did he kill Longshanks's nephew.
The "Irish conscripts" at the Battle of Falkirk are unhistorical; there were no Irish troops at Falkirk (although many of the English army were, in fact, Welsh).
The two-handed long swords used by Gibson in the film were not in wide use in the period. A one-handed sword and shield would have been more accurate and more efficient, since in the enemy army there were a lot of archers.
The depiction of English cavalry and infantry soldiers using uniform dress and armor is historically inaccurate. In the feudal armies of the late 13th and early 14th century, cavalry would have been made up of nobility and knights all in their self-purchased armour and displaying their coats of arms on surcoats and shields. The armour depicted in the film, small metal plates sewn on a fabric, did not exist and would have been ineffective since it could have been easily pierced by swords, spears, arrows etc. Indeed, a knight of that time period would have worn mail chausses to protect his legs, a mail hauberk over a patted gambeson to protect his upper body and arms, as well as a mail coif and a great helm to protect his head. Another layer of protection, the coat-of-plates, would have been worn over the hauberk, but under the surcoat. Infantry would have looked very diverse, using any kind of armor they could obtain and afford.
The Scottish fighters would have been dressed and armed in the same way as their English opponents. Kilts appeared only in the 16th century, two centuries after the events in the film. Warpaint as seen in the film was used in Scotland, but only by Celtic tribes over a millennium before the events of the film, primarily the Picts. In the time period in which Braveheart is set, Scotland had already been Christianized many centuries before and most ancient Celtic pagan traditions had disappeared. Back scabbard swords were never used at any time in the Middle Ages, except by some Japanese Samurai and Chinese Soldiers, and in those rare cases the scabbards were always removed from the back before the swords were unsheathed. The only times scabbards were carried on the back were by Celtic tribes during antiquity, and they were short, lightweight swords. However, the cavalry charge depicted at the Battle of Stirling Bridge (which did not actually take place at this battle) is a rare correct cinematic depiction of knights charging their enemies with laid-in lances rather than drawn swords.
Home media
Braveheart was released on DVD on August 29, 2000. It was released on Blu-ray as part of the Paramount Sapphire Series on September 1, 2009. It was released on 4K UHD Blu-ray as part of the 4K upgrade of the Paramount Sapphire Series on May 15, 2018.
Sequel
A sequel, titled Robert the Bruce, was released in 2019. The film continues directly on from Braveheart and follows the widow Moira, portrayed by Anna Hutchison, and her family (portrayed by Gabriel Bateman and Talitha Bateman), who save Robert the Bruce, with Angus Macfadyen reprising his role from Braveheart.
The cast includes Jared Harris, Patrick Fugit, Zach McGowan, Emma Kenney, Diarmaid Murtagh, Seoras Wallace, Shane Coffey, Kevin McNally, and Melora Walters. Richard Gray directed the film, with Macfadyen and Eric Belgau writing the script. Helmer Gray, Macfadyen, Hutchison, Kim Barnard, Nick Farnell, Cameron Nuggent, and Andrew Curry produced the film.
Filming took place in 2019 and was completed with a limited cinematic release the same year.
See also
Outlaw King; although not a sequel, it depicts events that occurred immediately after the events in Braveheart
Rob Roy; a historical action drama film featuring Robert Roy MacGregor, an 18th-century Scottish clan chief, and released in the same year.
References
Notes
External links
1995 films
1995 drama films
1990s biographical drama films
1990s historical films
1990s war films
20th Century Fox films
American biographical drama films
American epic films
American historical films
American war drama films
Anti-English sentiment
BAFTA winners (films)
Best Picture Academy Award winners
Cultural depictions of William Wallace
1990s English-language films
English-language Scottish films
Biographical films about military leaders
Drama films based on actual events
Cultural depictions of Edward I of England
Cultural depictions of Edward II of England
Epic films based on actual events
Rating controversies in film
Films about nobility
Films directed by Mel Gibson
Films produced by Bruce Davey
Films produced by Mel Gibson
Films scored by James Horner
Films set in the 13th century
Films set in the 14th century
Films set in Edinburgh
Films set in London
Films set in Yorkshire
Films shot in County Kildare
Films shot in County Meath
Films shot in County Wicklow
Films shot in Fingal
Films shot in Highland (council area)
Films that won the Academy Award for Best Makeup
Films that won the Best Sound Editing Academy Award
Films whose cinematographer won the Best Cinematography Academy Award
Films whose director won the Best Directing Academy Award
Films whose director won the Best Director Golden Globe
Icon Productions films
The Ladd Company films
Paramount Pictures films
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War films based on actual events
Robert the Bruce
Films based on poems
1990s American films
American war epic films |
4561 | https://en.wikipedia.org/wiki/Brian%20Aldiss | Brian Aldiss | Brian Wilson Aldiss (; 18 August 1925 – 19 August 2017) was an English writer, artist and anthology editor, best known for science fiction novels and short stories. His byline reads either Brian W. Aldiss or simply Brian Aldiss, except for occasional pseudonyms during the mid-1960s.
Greatly influenced by science fiction pioneer H. G. Wells, Aldiss was a vice-president of the international group in Wells' honour. He was (with Harry Harrison) co-president of the Birmingham Science Fiction Group. Aldiss was named a Grand Master by the Science Fiction Writers of America in 1999 and inducted by the Science Fiction Hall of Fame in 2004. He received two Hugo Awards, one Nebula Award and one John W. Campbell Memorial Award. He wrote the short story "Supertoys Last All Summer Long" (1969), the basis for the Stanley Kubrick-developed Steven Spielberg film A.I. Artificial Intelligence (2001). Aldiss was associated with the British New Wave of science fiction.
Life and career
Early life, education and military service
Brian Wilson Aldiss was born on 18 August 1925, above his paternal grandfather's draper's shop in Dereham, Norfolk. When Aldiss's grandfather died, his father, Bill (the younger of two sons), sold his share in the shop and the family left Dereham. Aldiss's mother, Dot, was the daughter of a builder. He had an older sister who was stillborn and a younger sister. As a three-year-old, Aldiss started to write stories which his mother would bind and put on a shelf.
At the age of 6, Aldiss went to Framlingham College, but moved to Devon and was sent to board at West Buckland School in 1939 after the outbreak of World War II. As a child, he discovered the pulp magazine Astounding Science Fiction. He eventually read all the novels by H. G. Wells, Robert Heinlein, and Philip K. Dick. In 1943, he joined the Royal Signals and saw military action in Burma.
Writing and publishing
His army experience inspired the novel Hothouse and the Horatio Stubbs second and third books, A Soldier Erect and A Rude Awakening, respectively.
After the war, he worked as a bookseller in Oxford. He also wrote a number of short pieces for a booksellers' trade journal about life in a fictitious bookshop, which attracted the attention of Charles Monteith, an editor at the publisher Faber and Faber. As a result, Faber and Faber published Aldiss's first book, The Brightfount Diaries (1955), a 200-page novel in diary form about the life of a sales assistant in a bookshop.
About this time he also began to write science fiction for various magazines. According to ISFDB, his first speculative fiction in print was the short story Criminal Record, published by John Carnell in the July 1954 issue of Science Fantasy. Several of his stories appeared in 1955, including three in monthly issues of New Worlds, also edited by Carnell.
In 1954, The Observer newspaper ran a competition for a short story set in the year 2500. Aldiss's story Not For An Age was ranked third following a reader vote.
The Brightfount Diaries had been a minor success, and Faber asked Aldiss if he had any more writing they could look at with a view to publishing. Aldiss confessed to being a science fiction author, to the delight of the publishers, who had a number of science fiction fans in high places, and so his first science fiction book was published, a collection of short stories entitled Space, Time and Nathaniel (Faber, 1957). By this time, his earnings from writing matched his wages in the bookshop, and he made the decision to become a full-time writer.
Aldiss led the voting for Most Promising New Author of 1958 at the next year's Worldcon, but finished behind "no award". He was elected president of the British Science Fiction Association in 1960. He was the literary editor of the Oxford Mail newspaper from 1958 to 1969. Around 1964, he and long-time collaborator Harry Harrison started the first ever journal of science fiction criticism, Science Fiction Horizons, which during its brief span of two issues published articles and reviews by such authors as James Blish, and featured a discussion among Aldiss, C. S. Lewis, and Kingsley Amis in the first issue and an interview with William S. Burroughs in the second. In 1967 Algis Budrys listed Aldiss, J. G. Ballard, Roger Zelazny and Samuel R. Delany as "an earthshaking new kind of" writers, and leaders of the New Wave. Aldiss supported the New Wave movement, helping the magazine New Worlds to get financial backing from a 1967 Arts Council grant and publishing some of his more experimental work in the magazine.
Besides his own writings, he edited a number of anthologies. For Faber he edited Introducing SF, a collection of stories typifying various themes of science fiction, and Best Fantasy Stories. In 1961, he edited an anthology of reprinted short science fiction for the British paperback publisher Penguin Books under the title Penguin Science Fiction. This was remarkably successful, went into numerous reprints, and was followed up by two further anthologies: More Penguin Science Fiction (1963) and Yet More Penguin Science Fiction (1964). The later anthologies enjoyed the same success as the first, and all three were eventually published together as The Penguin Science Fiction Omnibus (1973), which also went into a number of reprints. In the 1970s, he produced several large collections of classic grand-scale science fiction, under the titles Space Opera (1974), Space Odysseys (1975), Galactic Empires (1976), Evil Earths (1976) and Perilous Planets (1978). Around this time, he edited a large-format volume Science Fiction Art (1975), with selections of artwork from the magazines and pulps.
In response to the results from the planetary probes of the 1960s and 1970s, which showed that Venus was completely unlike the hot, tropical jungle usually depicted in science fiction, Aldiss and Harrison edited an anthology Farewell, Fantastic Venus!, reprinting stories based on the pre-probe ideas of Venus. He also edited, with Harrison, a series of anthologies The Year's Best Science Fiction (Nos. 1–9, 1968–1976).
Aldiss invented a form of extremely short story called the mini-saga. The Daily Telegraph hosted a competition for the best mini-saga for several years, and Aldiss was the judge. He edited several anthologies of the best mini-sagas.
Aldiss travelled to Yugoslavia, where he met fans in Ljubljana, Slovenia and published a travel book about Yugoslavia entitled Cities and Stones (1966), his only work in the genre. He published an alternative-history fantasy story, "The Day of the Doomed King" (1968), about Serbian kings in the Middle Ages, and wrote a novel called The Malacia Tapestry, about an alternative Dalmatia.
Art
In addition to a highly successful career as a writer, Aldiss was an accomplished artist. His first solo exhibition, The Other Hemisphere, was held in Oxford, August–September 2010, and the exhibition's centrepiece Metropolis (see figure) has since been released as a limited edition fine art print. (The exhibition title denotes the writer/artist's notion, "words streaming from one side of his brain inspiring images in what he calls 'the other hemisphere'".)
Personal life
In 1948, Aldiss married Olive Fortescue, secretary to the owner of Sanders' bookseller's in Oxford, where he had worked since 1947. He had two children from his first marriage: Clive in 1955 and Caroline Wendy in 1959, but the marriage "finally collapsed" in 1959 and dissolved in 1965.
In 1965, he married his second wife, Margaret Christie Manson (daughter of John Alexander Christie Manson, an aeronautical engineer), a Scot and secretary to the editor of the Oxford Mail; Aldiss was 40, and she 31. They lived in Oxford and had two children together, Tim and Charlotte. She died in 1997.
Death
Aldiss died on 19 August 2017, the day after his 92nd birthday.
Awards and honours
He was elected a Fellow of the Royal Society of Literature in 1990.
Aldiss was the "Permanent Special Guest" at the annual International Conference on the Fantastic in the Arts (ICFA) from 1989 through 2008. He was also the Guest of Honor at the conventions in 1986 and 1999.
The Science Fiction Writers of America made him its 18th SFWA Grand Master in 1999 and the Science Fiction and Fantasy Hall of Fame inducted him in 2004.
He was awarded the title of Officer of the Order of the British Empire (OBE) for services to literature in the 2005 Birthday Honours list.
In January 2007 he appeared on Desert Island Discs. His choice of record to 'save' was "Old Rivers" sung by Walter Brennan, his choice of book was John Heilpern's biography of John Osborne, and his luxury a banjo. The full selection of eight favourite records is on the BBC website.
On 1 July 2008 he was awarded an honorary doctorate by the University of Liverpool in recognition of his contribution to literature. The Brian W Aldiss Archive at the university holds manuscripts from the period 1943–1995.
In 2013, Aldiss was recipient of the World Fantasy Convention Award at the World Fantasy Convention in Brighton, England.
Aldiss sat on the Council of the Society of Authors.
He won two Hugo awards: in 1962 for the Hothouse series; and in 1987 for Trillion Year Spree. Aldiss also won a Nebula award in 1965 for "The Saliva Tree".
Works
Aldiss was the author of over 80 books and 300 short stories, as well as several volumes of poetry.
Novels
The Brightfount Diaries (1955, Faber)
Non-Stop (1958, Faber), (1959, Digit), (1976, Pan), (2000, Millennium), US title Starship (1960, Signet S1779), (1969, Avon V2321)
On a massive generation ship whose inhabitants have descended into primitivism over 23 generations, a member of a culturally primordial tribe investigates the dark, jungle-filled corridors of the ship and slowly uncovers the true nature of the universe he inhabits.
The Interpreter (1960, Digit R506), (1967, Four Square 1970), US title Bow Down to Nul Ace D-443
A short novel about the huge, old galactic empire of Nuls, a giant, three-limbed, civilised alien race. Earth is just a lesser-than-third-class colony ruled by a Nul tyrant whose deceiving devices together with good willing but ineffective attempts of a Nul Signatory (roughly equivalent to Prime Minister) to clarify the abuses and with the disorganised earthling resistance reflect the complex relationship existing between imperialists and subject races which Aldiss himself had the chance of seeing at first hand when serving in India and Indonesia in the forties.
The Male Response (1959, Beacon 45), (1961, Four Square 1623)
The Primal Urge (1961, Ballantine F555), (1967, Sphere), (1976, Panther). A satire on sexual reserve, it explores the effects on society of a forehead-mounted "Emotion Register" that glows when the wearer experiences sexual attraction. The book was banned in Ireland.
Hothouse (1962, Faber), (1965, Four Square 1147), (1979, Panther), published in abridged form in the American market as The Long Afternoon of Earth (1962, Signet D2018). A fix-up novel based on short stories "Hothouse", "Nomansland", "Undergrowth", "Timberline" and "Evergreen". This assemblage of stories won the Hugo Award for short fiction in 1962.
Set in a far future Earth, where the earth has stopped rotating, the Sun has increased output, and plants are engaged in a constant frenzy of growth and decay, like a tropical forest enhanced a thousandfold; a few small groups of elvish humans still live on the edge of extinction, beneath the giant banyan tree that covers the day side of the earth.
Greybeard (1964, Harcourt, Brace & World), (1964, Faber), (1965, Signet P2689), (1968, Panther)
Set decades after the Earth's population has been sterilised as a result of nuclear bomb tests conducted in Earth's orbit, the book shows an emptying world, occupied by an aging, childless population.
The Dark Light Years (1964, Signet D2497), (1964, Faber), (1966, Four Square 1437), (1979, Panther)
The encounter of humans with the utods, gentle aliens whose physical and mental health requires wallowing in mud and filth, and who – though they achieved interstellar space flight – are not even recognised as intelligent by the humans. The critic Fredric Jameson described The Dark Light Years as, along with Ursula K. Le Guin's The Word for World Is Forest, "one of the major SF denunciations of the American genocide in Vietnam."
Earthworks (1965, Faber), (1966, Doubleday), (1967, Four Square), (1967, Signet P3116), (1979, Panther), (1980, Avon)
An Age (1967, Faber), (1969, Sphere), (1979, Panther), US title Cryptozoic! (1969, Avon), (1978, Panther), a dystopic time-travel novel
Report on Probability A (serialized 1967), (1968, Faber), (1969, Sphere). (1969, Doubleday), (1970, Lancer), (1980, Avon)
Barefoot in the Head (1969, Faber), (1970, Doubleday), (1972, Ace), (1974, Corgi), (1981, AVON), (1990, Gollancz VGSF Classics), a fix-up novel based on short stories: "Just Passing Through", "Multi-Value Motorway", "Still Trajectories", "The Serpent of Kundalini", "Drake-Man Route", and novelettes: "Auto-Ancestral Fracture", "Ouspenski's Astrabahn"
Perhaps Aldiss's most experimental work, this first appeared in several parts as the Acid Head War series in New Worlds. Set in a Europe some years after a flare-up in the Middle East led to Europe being attacked with bombs releasing huge quantities of long-lived hallucinogenic drugs. Into an England with a population barely maintaining a grip on reality comes a young Serb, who himself starts coming under the influence of the ambient aerosols, and finds himself leading a messianic crusade. The narration and dialogue reflects the shattering of language under the influence of the drugs, in mutating phrases and puns and allusions, in a deliberate echo of Finnegans Wake.
Horatio Stubbs series:
The Hand-Reared Boy (1970, Weidenfeld & Nicolson), (1971, Signet T4575), (1971, Corgi)
A Soldier Erect (1971, Weidenfeld & Nicolson), (1972, Corgi)
A Rude Awakening (1978, Weidenfeld & Nicolson), (1979, Corgi)
Omnibus edition, The Horatio Stubbs Saga (1985, Panther)
Frankenstein Unbound (1973, Jonathan Cape), (1974, Random House), (1975, Fawcett Crest), (1975, Pan)
A 21st century politician is transported to 19th century Switzerland where he encounters Victor Frankenstein, the Frankenstein Monster and Mary Shelley.
The Eighty Minute Hour, or The 80 minute Hour (1974, Jonathan Cape), (1974, Doubleday), (1975, Leisure), (1975, Pan)
A weird and ambitious "space opera" whose characters actually sing. The world is in chaos after nuclear war causes time slips and even those that believe they rule the world have trouble knowing where and when they are.
The Malacia Tapestry (1976, Jonathan Cape), (1977, Harper & Row), (1978, Panther), (1978, Ace), (1985, Berkley)
A picaresque novel with fantasy elements, set in a city not unlike Venice. However, it is a Venice without Christianity or monotheism, existing within an alternate version of Renaissance or Early Baroque Italy.
Brothers of the Head (1977, Pierrot), (1979, Panther)
A large-format book, illustrated by Ian Pollock, tells the strange story of the rock stars Tom and Barry Howe, Siamese twins with a third, dormant head that eventually starts to awaken.
Enemies of the System (1978, Jonathan Cape), (1978, Harper & Row), (1980, Panther), (1981, Avon)
Moreau's Other Island (1980, Jonathan Cape), (1982, Panther), or An Island Called Moreau (1981, Simon & Schuster), (1981, Timescape)
Squire Quartet series:
Life in the West (1980, Weidenfeld & Nicolson), (1982, Corgi)
Forgotten Life (1988, Gollancz), (1989, Atheneum / Macmillan), (1989, Mandarin)
Remembrance Day (1993, HarperCollins UK), (1993, St. Martin's Press), (1994, Flamingo)
Somewhere East of Life (1994, Carroll & Graf), (1994, Flamingo)
Helliconia Trilogy
Helliconia Spring (1982, Atheneum), (1982, Jonathan Cape), (1983, Berkley), (1983, Granada)
BSFA Award; Campbell Memorial Award; Nebula Award finalist
Helliconia Summer (1983, Atheneum), (1983, Jonathan Cape), (1984, Berkley), (1985, Granada)
BSFA finalist; Locus Award, fourth place
Helliconia Winter (1985, Atheneum), (1985, Jonathan Cape), (1986, Berkley), (1986, Granada)
BSFA; Nebula finalist; Locus, fifth place
Omnibus edition, Helliconia (2010, Gollancz SF Masterworks)
Ruins (1987), novella
The Year Before Yesterday, or Cracken at Critical (1987, Franklin Watts), (1987, Kerosina), (1988, St. Martin's), (1989, New English Library), a fix-up novel based on novelette "Equator" and novella "The Impossible Smile"
Dracula Unbound (1990, HarperCollins), (1991, Graftton)
White Mars or, the Mind Set Free (1999, Little, Brown UK), (2000, St. Martin's), with Roger Penrose
Super-State (2002, Orbit)
The Cretan Teat (2002)
Affairs at Hampden Ferrers (2004)
Sanity and the Lady (2005, PS Publishing)
Jocasta (2006, Rose Press)
A re-telling of Sophocles's Theban tragedies concerning Oedipus and Antigone. In Aldiss's novel, myth and magic are vibrantly real, experienced through an evolving human consciousness. Amidst various competing interpretations of reality, including the appearance of a time-travelling Sophocles, Aldiss provides an alternative explanation of the Sphinx's riddle.
HARM (2007, del Rey), (2007, Duckworth)
Campbell Award nominee
Walcot (2010, Goldmark)
Family saga spanning the 20th century
Finches of Mars (2012)
Comfort Zone (2013)
Short stories
Collections:
Space, Time and Nathaniel (1957, Faber), (1966, Four Square 1496), (1979, Panther), collection of 14 short stories:
"T", "Our Kind of Knowledge", "Psyclops", "Conviction", "Not for an Age", "The Shubshub Race", "Criminal Record", "The Failed Men", "Supercity", "There Is a Tide", "Pogsmith", "Outside", "Panel Game", "Dumb Show"
The Canopy of Time (1959, Faber), (1963, Four Square 821), collection of 10 short stories and 1 novelette:
"Three's a Cloud", "All the World's Tears", "Who Can Replace a Man?", "Blighted Profile", "Judas Danced", "O, Ishrail!", "Incentive", "Gene-Hive", "Secret of a Mighty City", "They Shall Inherit", "Visiting Amoeba" (novelette)
The US title Galaxies Like Grains of Sand (1960, Signet S1815), (1979 Panther), was a different version, which Aldiss preferred.
No Time Like Tomorrow (1959, Signet S1683), collection of 11 short stories and 1 novelette:
"T", "Not for an Age", "Poor Little Warrior!", "The Failed Men", "Carrion Country", "Judas Danced", "Psyclops", "Outside", "Gesture of Farewell" (novelette), "The New Father Christmas", "Blighted Profile", "Our Kind of Knowledge"
Equator, or Equator and Segregation (1963), collection of 2 novellas/novelettes:
"Equator" (novella), "Segregation, AKA The Game of God" (novelette)
The Airs of Earth (1963, Faber), (1965, Four Square 1325), collection of 4 short stories and 4 novelettes:
"A Kind of Artistry" (novelette), "How to Be a Soldier", "Basis for Negotiation" (novelette), "Shards", "O Moon of My Delight!" (novelette), "The International Smile", "The Game of God" (novelette), "Old Hundredth"
Starswarm (1963, Signet D2411), collection of 4 short stories and 4 novelettes:
"Sector Vermilion: A Kind of Artistry" (novelette), "Sector Gray: Hearts and Engines", "Sector Violet: The Underprivileged", "Sector Diamond: The Game of God" (novelette), "Sector Green: Shards", "Sector Yellow: Legends of Smith's Burst" (novelette), "Sector Azure: O Moon of My Delight!" (novelette), "The Rift: Old Hundredth"
Best SF stories of Brian Aldiss (1965, Faber); US title Who Can Replace a Man? (1965, Harcourt, Brace & World), (1967, Signet P3311), collection of 11 short stories and 3 novelettes:
"Who Can Replace a Man?", "Not for an Age", "Psyclops", "Outside", "Dumb Show", "The New Father Christmas", "Ahead", "Poor Little Warrior!", "Man on Bridge", "The Impossible Star" (novelette), "Basis for Negotiation" (novelette), "Old Hundredth", "A Kind of Artistry" (novelette), "Man in His Time"
The Saliva Tree and Other Strange Growths (1966, Faber), (1968, Sphere), collection of 7 short stories and 3 novellas/novelettes:
"The Saliva Tree" (novella), "Danger: Religion!" (novella), "The Source", "The Lonely Habit", "A Pleasure Shared", "One Role with Relish", "Legends of Smith's Burst" (novelette), "The Day of the Doomed King", "Paternal Care", "Girl and Robot with Flowers"
Title story "The Saliva Tree" was written to mark the centenary of H. G. Wells's birth, and shared the Nebula Award for the best novella of 1964. While set in a Wellsian milieu, it contains two plot elements also found in the stories of H. P. Lovecraft: an object from space which causes crops and livestock to grow prolifically, but be unpalatable (The Colour out of Space); and a monster which is visible only when sprayed with an opaque powder (The Dunwich Horror).
Intangibles Inc. and Other Stories (1969, Faber), (1971, Corgi), collection of 5 novellas/novelettes:
"Neanderthal Planet" (novelette), "Randy's Syndrome" (novelette), "Send Her Victorious or the War Against the Victorians, 2000 A.D." (novelette), "Intangibles, Inc." (novelette), "Since the Assassination" (novella)
The Moment of Eclipse (1970, Faber), (1972, Doubleday), (1973, Panther), collection of 12 short stories and 2 novelettes:
"The Moment of Eclipse", "The Day We Embarked for Cythera...", "Orgy of the Living and the Dying" (novelette), Super-Toys Last All Summer Long", "The Village Swindler", "Down the Up Escalation", "That Uncomfortable Pause Between Life and Art", "Confluence", "Heresies of the Huge God", Clement Yale series (#1 "The Circulation of the Blood" (novelette), #2 "...And the Stagnation of the Heart"), "The Worm That Flies", "Working in the Spaceship Yards", "Swastika!"
British Science Fiction Association (BSFA) Award
Neanderthal Planet (1970, Avon), collection of 4 novellas/novelettes:
"Neanderthal Planet" (novelette), "Danger: Religion!" (novella), "Intangibles, Inc." (novelette), "Since the Assassination" (novelette)
Best Science Fiction Stories of Brian W. Aldiss (1971), collection of 14 short stories and 2 novelettes:
"Who Can Replace a Man?", "Not for an Age", "Outside", "Poor Little Warrior!", "Man on Bridge", "The Impossible Star" (novelette), "Old Hundredth", "Man in His Time", "Shards", "Girl and Robot with Flowers", "The Moment of Eclipse", "Swastika!", "Sober Noises of Morning in a Marginal Land" (novelette), "Judas Danced", "Still Trajectories", "Another Little Boy"
The Book of Brian Aldiss (1972, DAW 29), UK title The Comic Inferno (1973, New English Library), collection of 5 short stories and 4 novelettes:
"Comic Inferno" (novelette), "The Underprivileged", "Cardiac Arrest" (novelette), "In the Arena", "All the World's Tears", "Amen and Out", "The Soft Predicament" (novelette), "As for Our Fatal Continuity...", "Send Her Victorious" (novelette)
Last Orders and Other Stories (1977, Jonathan Cape), (1979, Panther), collection of 23 short stories and 1 novelette:
"Last Orders", "Creatures of Apogee", Enigma series, Three Deadly Enigmas: V: Year by Year the Evil Gains (#1 "Within the Black Circle", #2 "Killing Off the Big Animals", #3 "What Are You Doing? Why Are You Doing It?"), Enigma series, Diagrams For Three (Enigmatic) Stories (#1 "The Girl in the Tau-Dream", #2 "The Immobility Crew", #3 "A Cultural Side-Effect"), "Live? Our Computers Will Do That for Us", "The Monsters of Ingratitude IV", Enigma series, The Aperture Moment (#1 "Waiting for the Universe to Begin", #2 "But Without Orifices", #3 "Aimez-Vous Holman Hunt?"), "Backwater", Enigma series, Three Enigmas II: The Eternal Theme Of Exile (#1 "The Eternal Theme of Exile", #2 "All Those Enduring Old Charms", #3 "Nobody Spoke Or Waved Goodbye"), "The Expensive Delicate Ship", Enigma series, Three Enigmas IV: Three Coins in [Enigmatic|Clockwork] Fountain (#1 "Carefully Observed Women", #2 "The Daffodil Returns the Smile", #3 "The Year of the Quiet Computer"), "Appearance of Life", "Wired for Sound", "Journey to the Heartland" (novelette)
Galaxies Like Grains of Sand (1979, Panther), collection of 9 short stories:
"The War Millennia", "The Sterile Millennia", "The Robot Millennia", "The Mingled Millennia", "The Dark Millennia", "The Star Millennia", "The Mutant Millennia", "The Megalopolis Millennia", "The Ultimate Millennia"
Brothers of the Head and Where the Lines Converge (1979), collection of 1 novel, 1 novelette and 6 poems:
Brothers of the Head (novel), "Big Lover" (poem), "Love Is a Forest" (poem), "Bacterial Action" (poem), "Star-Time" (poem), "Just for a Moment" (poem), "I Was Never Deaf or Blind to Her Music" (poem), "Where The Lines Converge" (novelette)
New Arrivals, Old Encounters (1979, Jonathan Cape), (1980, Harper & Row), (1981, Avon), collection of 9 short stories and 3 novelettes:
"New Arrivals, Old Encounters", "The Small Stones of Tu Fu", "Three Ways" (novelette), "Amen and Out", "A Spot of Konfrontation", "The Soft Predicament" (novelette), "Non-Isotropic", "One Blink of the Moon", "Space for Reflection", "Song of the Silencer", "Indifference" (novelette), "The Impossible Puppet Show"
Foreign Bodies (1981), collection of 5 short stories and 1 novelette:
"A Romance of the Equator", "Boat Animals", "Foreign Bodies", "Frontiers", "The Skeleton", "Just Back From Java" (novelette)
Bestsellers Vol. 3 No. 9: Best of Aldiss (1983), collection of 10 short stories and 2 novelettes:
"Oh, For a Closer Brush with God", "Appearance of Life", "The Small Stones of Tu Fu", "The Game with the Big Heavy Ball", "A Romance of the Equator", Enigma series, Three Revolutionary Enigmas (#1 "The Fall of Species B", #2 "In the Halls of the Hereafter", #3 "The Ancestral Home of Thought"), "The Blue Background", "A Private Whale" (novelette), "Consolations of Age", "The Girl Who Sang" (novelette)
Seasons in Flight (1984, Jonathan Cape), (1986, Atheneum), (1986, Grafton), (1988, Ace), collection of 8 short stories (10 in 1986) and 1 novelette:
"The Gods in Flight", "A Romance of the Equator", "The Blue Background", "The Girl Who Sang" (novelette), "Igur and the Mountain", "The O in José", "The Other Side of the Lake", "The Plain, the Endless Plain", "Incident in a Far Country"
Added in 1986: "Consolations of Age", "Juniper"
Science Fiction Blues Programme Book (1987), collection of 3 short stories and 2 poems:
"Traveller, Traveller, Seek Your Wife in the Forests of This Life", "The Ascent of Humbelstein", "At the Caligula Hotel" (poem), "Rhine Locks are Closed in Battle Against Poison" (poem), "Those Shouting Nights"
The Magic of the Past (1987), collection of 2 short stories:
"North Scarning", "The Magic of the Past"
Best SF Stories of Brian W. Aldiss (1988), collection of 18 short stories and 3 novellas/novelettes:
"Outside", "All the World's Tears", "Poor Little Warrior!", "Who Can Replace a Man?", "Man on Bridge", "The Girl and the Robot with Flowers", "The Saliva Tree" (novella), "Man in His Time", "Heresies of the Huge God", "Confluence", "Working in the Spaceship Yards", The Supertoys Trilogy (#1 "Super-Toys Last All Summer Long"), "Sober Noises of Morning in a Marginal Land" (novelette), "The Dark Soul of the Night", "Appearance of Life", "Last Orders", "Door Slams in Fourth World", "The Gods in Flight", "My Country 'Tis Not Only of Thee" (novelette), "Infestation", "The Difficulties Involved in Photographing Nix Olympica"
Best SF Stories (1988), collection of 18 short stories and 3 novellas/novelettes:
"Outside", "The Failed Men", "Poor Little Warrior!", "Who Can Replace a Man?", "Man on Bridge", "Girl and Robot with Flowers", "The Saliva Tree" (novella), "Man in His Time", "Heresies of the Huge God", "Confluence", "Working in the Spaceship Yards", The Supertoys Trilogy (#1 "Super-Toys Last All Summer Long"), "Sober Noises of Morning in a Marginal Land" (novelette), "The Dark Soul of the Night", "Appearance of Life", "Last Orders", "Door Slams in Fourth World", "The Gods in Flight", "My Country 'Tis Not Only of Thee" (novelette), "Infestation", "The Difficulties Involved in Photographing Nix Olympica"
Man in His Time: The Best Science Fiction Stories of Brian W. Aldiss (1988, Atheneum) , (1990, Collier), collection of 19 short stories and 3 novellas/novelettes:
"Outside", "The Failed Men", "All the World's Tears", "Poor Little Warrior!", "Who Can Replace a Man?", "Man on Bridge", "The Girl and the Robot with Flowers", "The Saliva Tree" (novella), "Man in His Time", "Heresies of the Huge God", "Confluence", "Working in the Spaceship Yards", The Supertoys Trilogy (#1 "Super-Toys Last All Summer Long"), "Sober Noises of Morning in a Marginal Land" (novelette), "The Dark Soul of the Night", "Appearance of Life", "Last Orders", "Door Slams in Fourth World", "The Gods in Flight", "My Country 'Tis Not Only of Thee" (novelette), "Infestation", "The Difficulties Involved in Photographing Nix Olympica"
Science Fiction Blues (1988), collection of 3 short stories, 15 poems and 11 plays:
"Science Fiction Blues (play)" (play), "Super-Toys Last All Summer Long (play)" (play), "The Death of Art? (play)" (play), "The Expensive Delicate Ship (play)" (play), "Don't Go To Jupiter" (poem), "Star-Time" (poem), "The Cat Improvement Company" (poem), "Progression of the Species" (poem), "Juniper (play)" (play), "Conversation on Progress (play)" (play), "Drinks with the Spider King (play)" (play), "Three Serials (play)" (play), "Last Orders (play)" (play), "Bill Carter Takes Over (play)" (play), "Talking Heads (play)" (play), "Traveller, Traveller, Seek Your Wife in the Forests of This Life", "The Ascent of Humbelstein", "Those Shouting Nights", "The Lying Truth" (poem), "Destruction of the Fifth Planet" (poem), "The Expanding Universe" (poem), "Bacterial Action" (poem), "To a Triceratops Skull in the British Museum" (poem), "Femalien" (poem), "Space Burial" (poem), "Taking Leave of a Northern Institution" (poem), "Thomas Hardy Considers the Newly-Published Special Theory of Relativity" (poem), "Parting Late in Life" (poem), "Happiness and Suffering" (poem)
A romance of the Equator. Best Fantasy Stories (1989, Gollancz), (1990, Atheneum / Macmillan) , collection of 22 short stories and 4 novelettes:
"Old Hundredth", "Day of the Doomed King", "The Source", "The Village Swindler", "The Worm That Flies", "The Moment of Eclips", "So Far from Prague", "The Day We Embarked for Cythera", "Castle Scene with Penitents", "The Game with the Big Heavy Ball", "Creatures of Apogee", "The Small Stones of Tu Fu", "Just Back From Java" (novelette), "A Romance of the Equator", "Journey to the Goat Star" (novelette), "The Girl Who Sang" (novelette), "Consolations of Age", "The Blue Background", "The Plain, the Endless Plain", "You Never Asked My Name", "Lies!" (novelette), "North Scarning", "The Big Question", "The Ascent of Humbelstein", "How an Inner Door Opened to My Heart", "Bill Carter Takes Over"
Bodily Functions (1991), collection of 2 short stories, 2 novelettes, 2 poems and 1 essay:
"To Sam" (poem), "Three Degrees Over" (novelette), "A Tupolev Too Far" (novelette), "Going for a Pee", "Better Morphosis", "Letter on the subject of Bowel Movement" (essay), "Envoi" (poem)
A Tupolev Too Far and Other Stories (1993, HarperCollins UK), (1994, St. Martin's), collection of 6 short stories, 5 novelettes and 2 poems:
"Short Stories" (poem), "A Tupolev Too Far" (novelette), "Ratbird", "FOAM" (novelette), "Summertime Was Nearly Over", "Better Morphosis", "Three Degrees Over" (novelette), "A Life of Matter and Death" (novelette), "A Day in the Life of a Galactic Empire", "Confluence", "Confluence Revisited", "North of the Abyss" (novelette), "Alphabet of Ameliorating Hope" (poem)
The Secret of This Book (1995, HarperCollins UK), US title Common Clay: 20-Odd Stories (1996, St. Martin's), collection of 20 short stories and 3 novelettes:
"Common Clay", "The Mistakes, Miseries and Misfortunes of Mankind", "How the Gates Opened and Closed", "Headless", "Travelling Towards Humbris", "If Hamlet's Uncle Had Been a Nicer Guy", "Else the Isle with Calibans", "A Swedish Birthday Present", Enigma series, Three Moon Enigmas (#1 "His Seventieth Heaven", #2 "Rose in the Evening", #3 "On the Inland Sea"), "A Dream of Antigone", "The God Who Slept With Women" (novelette), "Evans in His Moment of Glory", "Horse Meat" (novelette), "An Unwritten Love Note", "Making My Father Read Revered Writings", "Sitting With Sick Wasps", "Becoming the Full Butterfly" (novelette), "Traveller, Traveller, Seek Your Wife in the Forests of This Life", Enigma series, Her Toes Were Beautiful on the [Hilltops|Mountains] (#1 "Another Way Than Death", #2 "That Particular Green of Obsequies"), Enigma series, Three Revolutionary Enigmas (#3 "The Ancestral Home of Thought")
Supertoys Last All Summer Long and Other Stories of Future Time (2001, Orbit), (2001, St. Martin's), collection of 18 short stories and 1 novelette:
The Supertoys Trilogy (#1 "Supertoys Last All Summer Long", #2 "Supertoys When Winter Comes", #3 "Supertoys in Other Seasons"), "Apogee Again", "III", "The Old Mythyology", "Headless", "Beef", "Nothing in Life Is Ever Enough", "A Matter of Mathematics", "The Pause Button", "Three Types of Solitude", "Steppenpferd", "Cognitive Ability and the Light Bulb", "Dark Society", "Galaxy Zee", "Marvells of Utopia", "Becoming the Full Butterfly" (novelette), "A Whiter Mars: A Socratic Dialogue of Times to Come"
Cultural Breaks (2005, Tachyon Publications), collection of 9 short stories and 3 novellas/novelettes:
"Tarzan of the Alps", "Tralee of Man Young", "The Eye Opener", "Aboard the Beatitude" (novelette), "The Man and a Man with His Mule", "Dusk Flight", "Commander Calex Killed, Fire and Fury at the Edge of World, Scones Perfect", "The Hibernators", "The National Heritage", "How the Gates Opened and Closed", "Total Environment" (novelette), "A Chinese Perspective" (novella)
A Prehistory of Mind (2008, Mayapple Press), collection of
55 poems in three sections:
Far Away: "The Deceptive Truth", "Flight 063", "Breugel's Hunters in the Snow", "Tien Shan", "The Kremlin, Moscow, ca. 1950", "Of All the Places", "The Moment", "Winter", "Journeying", "Rapide des morts", "The Cynar, Istanbul", "Exmoor in September", "On Passing a Roadside Auction of Featherbeds", "April in East Coker", "Gaughin's Tahiti", "Monemvasia"
Affection: "The Heavy Cup", "Spinal Metaphors", "Comfort Me, Sweetheart", "Get Out of My Life", "Being a Little Well", "This Brown Leaf", "Leaving Our Common Bed", "Rest Your Weary Head Upon Your Pillow", "The Empty Boxes", "Greed", "The First of March 1998", "Margaret's Questions", "Song: In Bed She Like a Lily Lay", "Jocasta", "Lu Tai", "Rondeau After Leigh Hunt", "A Piece of Cleopatra", "Aral Seasons", "At the Caligula Hotel"
Observation: "The Prehistory of the Mind", "Volcano", "Perspectives", "The Cat Improvement Company", "Winter Bites Deep", "The Bonfire of Time", "Iceberg Music", "The Bellowings", "Jackie", "The Bare Facts", "Nocturne", "An Interval", "Fairy Tales", "The Foot Speaks", "The Women", "Bosom Friends", "Colour Contrasts", "Uzbecks in London", "Antigone's Song", "A. E. van Vogt"
1 short story: "Mortistan"
The Invention of Happiness (2013), collection of 33 short stories:
"The Invention of Happiness", "Beyond Plato's Cave", "Old Mother", "Belief", "After the Party", "Our Moment of Appearance", "The Bone Show", "The Great Plains", "What Befell the Tadpole", "The Sand Castle", "The Village of Stillthorpe", "Peace and War", "The Vintage Cottage", "Moderns on Ancient Ancestors", "The Hungers of an Old Language", "How High is a Cathedral?", "A Middle Class Dinner", "Flying Singapore Airlines", "The Apology", "Camões", "The Question of Atmosphere", "Illusions of Reality", "Lady with Apple Trees", "Flying and Bombing", "Molly Smiles Forever", "Days Gone By", "The Last of the Hound-Folk", "Munch", "The Music of Sound", "The Silent Cosmos", "Writings on the Rock", "The Light Really", "The Mistake They Made"
The Brian Aldiss Collection:
The Complete Short Stories: The 1950s (2013), collection of 57 short stories and 8 novellas/novelettes:
"A Book in Time", "Criminal Record", "Breathing Space", "The Great Time Hiccup", "Not for an Age", "Our Kind of Knowledge", "Outside", "Panel Game", "Pogsmith", "Conviction", "Dumb Show", "The Failed Men", "Non-Stop" (novelette), "Psyclops", "T", "There Is a Tide", "Tradesman's Exit", "With Esmond in Mind", "The Flowers of the Forest", "Gesture of Farewell" (novelette), "The Ice Mass Cometh", "Let's Be Frank", "No Gimmick", "The War Millennia", "Out of Reach", "The Sterile Millennia", "All the World's Tears", "The Dark Millennia", "O Ishrail!", "The Ultimate Millennia", "Visiting Amoeba" (novelette), "The Shubshub Race", "Supercity", "Judas Danced", "Ten-Storey Jigsaw", "The Pit My Parish" (novelette), "Blighted Profile", "Who Can Replace a Man?", "The Carp That Once ...", "Carrion Country", "Equator" (novella), "Fourth Factor" (novelette), "The Megalopolis Millennia", "Secret of a Mighty City", "The Star Millennia", "Incentive", "The Mutant Millennia", "Gene-Hive", "The New Father Christmas", "Ninian's Experiences", "Poor Little Warrior!", "Sector Diamond", "Sight of a Silhouette", "They Shall Inherit", "Are You an Android?", "The Arm", "The Bomb-Proof Bomb", "Fortune's Fool", "Intangibles, Inc." (novelette), "Sector Yellow", "The Lieutenant", "The Other One" (novelette), "Safety Valve", "The Towers of San Ampa", "Three's a Cloud"
The Complete Short Stories: The 1960s (Part 1) (2015), collection of 11 short stories and 6 novellas/novelettes:
"Faceless Card", "Neanderthal Planet" (novelette), "Old Hundredth", "Original Sinner", "Sector Grey", "Stage-Struck!", "Under an English Heaven", "Hen's Eyes", "Sector Azure" (novelette), "A Pleasure Shared", "Basis for Negotiation" (novelette), "Conversation Piece", "Danger: Religion!" (novella), "The Green Leaves of Space", "Sector Green", "Sector Vermilion" (novelette), "Tyrants' Territory" (novelette)
The Complete Short Stories: The 1960s (Part 2) (2015), collection of 10 short stories and 6 novellas/novelettes:
"Comic Inferno" (novelette), "The Impossible Star" (novelette), "In the Arena", "The International Smile", "Sector Violet", "Skeleton Crew" (novella), "The Thing Under the Glacier", "Counter-Feat", "Jungle Substitute" (novelette), "Lazarus", "Man on Bridge", "Never Let Go of My Hand!", "No Moon To-night!" (novelette), "One-Way Strait", "Pink Plastic Gods", "Unauthorised Persons" (novelette)
The Complete Short Stories: The 1960s (Part 3) (2015), collection of 18 short stories, 3 novellas/novelettes and 1 essay:
"The Day of the Doomed King", "The Girl and the Robot with Flowers", "How are they All on Deneb IV?" (essay), "The Impossible Smile" (novelette), "Man in His Time", "Old Time's Sake", "The Saliva Tree" (novella), "Scarfe's World", "The Small Betraying Detail", "The Source", "Amen and Out", "Another Little Boy", "Burning Question", Clement Yale series (#1 "The Circulation of the Blood" (novelette)), "The Eyes of the Blind King", "Heresies of the Huge God", "Lambeth Blossom", "The Lonely Habit", "The O in José", "One Role with Relish", "Paternal Care", "The Plot Sickens"
The Complete Short Stories: The 1960s (Part 4) (2015), collection of 28 short stories, 7 novellas/novelettes and 1 essay:
"A Difficult Age", "A Taste for Dostoevsky", "Auto-Ancestral Fracture" (novelette), "Confluence", "The Dead Immortal", "Down the Up Escalation", "Full Sun", "Just Passing Through", "Multi-Value Motorway", "The Night That All Time Broke Out", "Randy's Syndrome" (novelette), "Still Trajectories", "Two Modern Myths: Reflection on Mars and Ultimate Construction", "Wonder Weapon", Clement Yale series (#2 "...And the Stagnation of the Heart"), "Drake-Man Route", "Dreamer, Schemer", "Dream of Distance" (essay), "Send Her Victorious" (novelette), "The Serpent of Kundalini", "The Tell-Tale Heart-Machine", "Total Environment" (novelette), "The Village Swindler", "When I Was Very Jung", "The Worm That Flies", Jerry Cornelius series ("The Firmament Theorem"), "Greeks Bringing Knee-High Gifts", "The Humming Heads", "The Moment of Eclipse", "Ouspenski's Astrabahn" (novelette), "Since the Assassination" (novella), "So Far from Prague", "The Soft Predicament" (novelette), The Supertoys Trilogy (#1 "Supertoys Last All Summer Long"), "That Uncomfortable Pause Between Life and Art", "Working in the Spaceship Yards"
The Complete Short Stories: The 1970s (Part 1) (2016)
The Complete Short Stories: The 1970s (Part 2) (2016)
The Complete Short Stories: The 1980s (Part 1) (2016)
The Complete Short Stories: The 1980s (Part 2) (2016)
The Complete Short Stories: The 1990s (2016)
Uncollected short stories:
"Index to Life" (1954)
"Ultimate Construction" (1967), as C. C. Shackleton
"The Hunter at His Ease" (1970)
"The Secret of Holman Hunt and the Crude Death Rate" (1970)
"The Weather on Demansky Island" (1970)
"The Day Equality Broke Out" (1971)
"Manuscript Found in a Police State" (1972)
"The Ergot Show" (1972)
"Strange in a Familiar Way" (1973)
"The Planet at the Bottom of the Garden" (1973)
"Serpent Burning on an Altar" (1973)
"The Young Soldier's Horoscope" (1973)
"Woman in Sunlight with Mandolin" (1973)
Enigma series:
Three Enigmas I:
"The Enigma of Her Voyage" (1973)
"I Ching, Who You?" (1973)
"The Great Chain of Being What?" (1973)
Three Enigmas II: The Eternal Theme Of Exile:
"The Eternal Theme of Exile" (1973)
"All Those Enduring Old Charms" (1973)
"Nobody Spoke Or Waved Goodbye" (1973)
Three Enigmas III: All in God's Mind:
"The Unbearableness of Other Lives" (1974)
"The Old Fleeing and Fleeting Images" (1974)
"Looking on the Sunny Side of an Eclipse" (1974)
Diagrams For Three (Enigmatic) Stories:
"The Girl in the Tau-Dream" (1974)
"The Immobility Crew" (1974)
"A Cultural Side-Effect" (1974)
Three Songs for Enigmatic Lovers:
"A One-Man Expedition Through Life" (1974)
"The Taste of Shrapnel" (1974)
"40 Million Miles from the Nearest Blonde" (1974)
Three Enigmas IV: Three Coins in [Enigmatic|Clockwork] Fountain:
"Carefully Observed Women" (1975)
"The Daffodil Returns the Smile" (1975)
"The Year of the Quiet Computer" (1975)
Three Deadly Enigmas: V: Year by Year the Evil Gains:
"Within the Black Circle" (1975)
"Killing Off the Big Animals" (1975)
"What Are You Doing? Why Are You Doing It?" (1975)
The Aperture Moment:
"Waiting for the Universe to Begin" (1975)
"But Without Orifices" (1975)
"Aimez-Vous Holman Hunt?" (1975)
Three Revolutionary Enigmas:
"The Fall of Species B" (1980)
"In the Halls of the Hereafter" (1980)
"The Ancestral Home of Thought" (1980)
Her Toes Were Beautiful on the [Hilltops|Mountains]:
"Another Way Than Death" (1992)
"That Particular Green of Obsequies" (1992)
Three Moon Enigmas:
"His Seventieth Heaven" (1995)
"Rose in the Evening" (1995)
"On the Inland Sea" (1995)
"I dreamed I was Jung last night" (1974)
"Melancholia has a Plastic Core" (1974)
"Always Somebody There" (1975)
"Excommunication" (1975)
"How Did the Dinosaurs Do It?" (1976)
"In the Mist of Life" (1977)
"The Bang-Bang" (1977), novelette
"My Lady of the Psychiatric Sorrows" (1977)
"Yin, Yang and Jung: Three Galactic Enigmas" (1978)
"Modernisation" (1980)
"End Game" (1981)
"Call Yourself a Christian" (1982)
"How the Boy Icarus Grew Up and, After a Legendary Disaster, Learnt New Things About Himself and the External World, Until He Was Able to Comprehend the Magic That Had Been His in His Earliest Years /or/ Second Flight" (1982)
"Parasites of Passion" (1982)
"The Captain's Analysis" (1982)
"An Admirer of Einstein" (1983)
"The Immortal Storm Strikes Again" (1983)
"Another Story on the Theme of the Last Man on Earth" (1985)
"Domestic Catastrophe" (1985)
"Operation Other Cheek" (1985)
"Possessed by Love" (1985)
"Silence After the Silence" (1985)
"The Greatest Saga of All Time" (1985), as C. C. Shackleton
"The Monster of Loch Awe" (1985)
"The Fatal Break" (1987)
"The Hero" (1987)
"The Merdeka Hotel" (1987)
"The Price of Cabbages" (1987)
"Thursday" (1987)
"Tourney" (1987)
"Conversation on Progress" (1988)
"Hess" (1988)
"Sex and the Black Machine" (1988)
"Wordsworth Halucinates" (1988)
"The Day the Earth Caught Fire" (1989)
"Adventures in the Fur Trade" (1990)
"People—Alone—Injury—Artwork" (1991)
"Kindred Blood in Kensington Gore" (1992)
"Softly – As in an Evening Sunrise" (1992)
"English Garden" (1993)
"Friendship Bridge" (1993), novelette
"The Servant Problem" (1994)
"The Monster of Everyday Life" (1994)
"The Madonna of Futurity" (1994), novella
"Into the Tunnel!" (1995)
"Compulsory Holidays For All" (1995)
"The Law Against Trivia" (1996)
"The Enigma of the Three Moons" (1997)
"Death, Shit, Love, Transfiguration" (1997)
"An Apollo Asteroid" (1999)
"The Rain Will Stop" (2000, The Pretentious Press), written in 1942
"A Single-Minded Artist" (2001)
"Happiness in Reverse" (2001)
"Talking Cubes" (2001)
Supertoys series:
"Supertoys: Play Can Be So Deadly" (2001)
"Supertoys: What Fun to Be Reborn" (2001)
"A New (governmental) Father Christmas", or "A New (governmental) Father Christmas: A Moral Tale for All in Headington" (2002)
"Near Earth Object" (2002)
"Ten Billion of Them" (2005)
"Pipeline" (2005), novelette
"Building Sixteen" (2006)
"Tiger in the Night" (2006)
"Safe!" (2006)
"Life, Learning, Leipzig and a Librarian" (2007)
"Four Ladies of the Apocalypse" (2007)
"Peculiar Bone, Unimaginable Key" (2008)
"Fandom at the Palace" (2008)
"The First-Born" (2010)
"Hapless Humanity" (2010)
Doctor Who series:
"Umwelts for Hire" (2010), Doctor Who Brilliant Book 2011 (2010, BBC Books, )
"Benkoelen" (2011)
"Less Than Kin, More Than Kind" (2011)
"The Mighty Mi Tok of Beijing" (2013)
"Abundances Above" (2016)
Poems
Collections:
Farewell to a Child (1982), collection of 10 poems:
"Found", "Lost", "The Commitment", "When We Were Four", "With Vacant Possession", "The Child Departs: a dialogue", "The Eternal Child", "The Frozen Boy", "The Haunting", "The Malediction"
Home Life With Cats (1992), collection of 34 poems:
"Out of the Night", "The Cats' Heaven", "Kittens (Two)", "Slaves", "Where Have You Been?", "Yum-Yum", "Heatwave", "Cats' Nerves", "Foxie", "Jackson", "Town-Life", "Nickie", "The Two-Kitten Problem", "Macramé's Lament", "Travelling Cats", "The Cat Improvement Company", "On a Favourite Goldfish Drowned in a Bowl of Cats", "Portrait of a Cat with Lady", "An Evening at Home", "Tatty's Tie-Shop", "Snacks", "Who Owns the House?", "A Riddle", "How I Swam Out to Sea with My Cat", "A Lion for Tea", "The Cat in the Cathedral", "The Poor Man's Cat", "Mutual Regard", "First Birthday", "Rules", "Relating to the Pet", "The Cat Speaks", "Michael, the Cycling Cat", "The Lost Grave"
At the Caligula Hotel and Other Poems (1995), collection of 74 poems, grouped in four sections:
I. Imagery?: "At the Caligula Hotel", Chinese Exercises ("Lu Tai", "Nocturne", "Interval", "Indecision", "Journeying", "Poems from a Later Dynasty III: Who Hears My Voice?"), "Exit Aquascutum", "While Feeding Parrots", "Winter Bites Deep", "Breughel's Hunters in the Snow", "Anau: The Well", "The Cynar, Istanbul", "Dawn in Kuala Lumpur", "Gauguin's Tahiti"
II. Everyday?: "No, I was Never Deaf or Blind to Her Music", "Toledo: Three Ladies", "Government", "Moonglow: for Margaret", "Alfie Cogitates on Life", "Memories of Palic", "Boars Hill: the Sycamores and the Oaks", "All Things Transfigure", "Trapped in the Present", "The Path", "Suburban Sunday", "Nature Notes: Early September", "Willow Cottage", "Cold Snap", "Stoney Ground", "The Triumph of the Superficial", "The Twentieth Camp", "Good Fortune", "Communication", "A Summery Meditation on Money", "A Moment of Suspense", "Fragment of a Longer Poem"
III. Literary?: "Short Stories", "What Did the Policeman Say?", "Hamlet Folk", "The Poor", "On Reading Poetry in Berkhamsted", "Poem Inspired by Scott Meredith", Two Painters ("I: Francis Bacon", "II: Fernand Khnopff"), "Light of Ancient Days", "Mary Shelley, 1916", "Victor Frankenstein on the Mer de Glace", "The Shelleys – To a Lady who spoke of their 'Mystery", "The Created One Speaks", "Mary in Italy", "Looking It Up", "Rice Pudding", "Writer's Life"
IV. Scientific?: "Greenhouse Sex", "Lunar Anatomy", "Monemvasia", "Found", "Destruction of the Fifth Planet", "Femalien", "Thomas Hardy Considers the Newly-Published Special Theory of Relativity", "Rhine Locks are Closed in Battle Against Poison", "The Cat Improvement Company", "The Expanding Universe", "To a Triceratops Skull in the British Museum", "The Light", "Flight 063", Precarious Passions ("I: A Brain Pursues its Vanished Dream", "II: A Woman Marries the Southern Ocean", "III: Ascension Island Courts a Whale", "IV: A Refrigerator Proposes to a Musk Ox", "V: A Book Falls in Love with its Reader", "VI: A Lamp Standard Courts the Stars"), "Alphabet of Ameliorating Hope"
Songs from the Steppes of Central Asia: The Collected Poems of Makhtumkuli: Eighteenth Century Poet-Hero of Turkmenistan (1995)
A Plutonian Monologue on His Wife's Death (2000, The Frogmore Papers), collection of 7 poems
At a Bigger House (2002), collection of 48 poems:
"Hazards of the Trail", "Perspectives", "Presentiments of Dawn", "Now Showing: 'Killing Father", "The World of Lost Content", "Flight 063", "Railway Engine Pulling Slowly", "The Deceptive Truth", "Colour Contrasts", "Fairy Tales", "The Women", "They Who Waited", "The Bonfire of Time", "The Foot Speaks", "The Ghost Koi", "Rapide des Morts", "The Teeth of Time", "Elizabeth Jennings (Died October 2001)", "War and Peace': A Song for Mathilde Mauguiere", "Her Beautiful Thing", "The Hunters in the Snow", "Aral Seasons", "Uzbecks in London", "Poem from Life in the West", "Many Mansions", "The Horse Unburied", "The Red Pavilion", "Blythborough Church, A Hardyesque Dialogue", "Insomnia", "Awake at Three A.M.", "The Start of Something", "Retrospection: At the Temple of Aphaia, on the Island of Aegina, Greece", "Hors d'Oeuvres for my Lady", "The Barney", "Dawn in KL", "A Funeral Service: Kingsley Amis, 31st October 1995", "On Passing a Roadside Auction of Featherbeds, Lake District, 1845", "City Scene", "The Prehistory of the Mind", "April in East Coker", "Seeking Love", "The New Wing", "Xenophilia", "Name-Dripping", "Dora/Dinah", "Volcano", "Monemvasia", "The Moment"
The Dark Sun Rises (2002), collection of 50 poems:
"The Dark Sun Rises", "Venice and Istanbul", "Perspectives", "Monemvasia", "The Deceptive Truth", "The Moment", "On Passing a Roadside Auction of Featherbeds, Lake District, 1845", "Retrospection: At the Temple of Aphaia, on the Island of Aegina, Greece", "Rapide des Morts", "Flight 063", "Aral Seasons", "Uzbecks in London", "Poem from Life in the West", "Insomnia", "Meum Tuumque", "Partings from Oedipus on Mars", "The Barney", "Blythborough Church, A Hardyesque Dialogue", "Not Speaking of You", "The Silent Love", "War and Peace': A Song for Mathilde Mauguiere", "Her Beautiful Thing", "Rondeau after Leigh Hunt", "Jocasta", "Jane Eyre at Elsinore", "The Carnivores", "The Garden at Number Thirty-Nine", "The Horse Unburied", "The Garden", "In the RA Friends' Room June '95", "They Who Waited", "Colour Contrasts", "The Red Pavilion", "The Women", "Hazards of the Trail", "Many Mansions", "The Start of Something", "The Prehistory of the Mind", "The World of Lost Content", "Volcano", "Dendrochronology", "The Foot Speaks", "Fairy Tales", "Now Showing: 'Killing Father", "A Piece of Cleopatra", "Cliché Love", "Eatin' Regular Again': A Pop Song", "The Cat Improvement Company", "At the Caligula Hotel", "untitled (re: myth of Santa Claus)"
Mortal Morning (2011)
Uncollected poems:
"There Are No More Good Stories About Mars Because We Need No More Good Stories About Mars" (1963)
"Bridging Hours in Wesciv" (1969)
"Drama on the River Cherwell" (1974)
"Epitaph for a Writer" (1974)
"In Another Town: Bologna" (1974)
"Innovation in the Arts" (1974)
"Mon Frère" (1974)
"Taking Leave of a Cold Country" (1974)
"The Lady Literary Agent" (1974)
"Verse in a Country Garden" (1974)
"Summer: 1773" (1976)
"Pile: Petals from St. Klaed's Computer" (1979)
"Sleep" (1983)
"Tra La" (1994)
Plays
Patagonia's Delicious Filling Station: Three One-act Plays (1975), collection
Enigma series:
The Bones of Bertrand Russell: A Tryptich of Absurd Enigmatic Plays:
"Futurity Takes a Hand" (1976)
"Through a Galaxy Backwards" (1976)
"Where Walls Are Hung with Multi-Media Portraits" (1976)
Distant Encounters (1978)
Not categorised fiction
Courageous New Planet (c. 1984)
Non-fiction
Autobiographies
... And the Lurid Glare of the Comet (1986), articles and autobiography
Bury My Heart at W.H. Smith's: A Writing Life (1990)
The Twinkling of an Eye, or My Life as an Englishman (1998)
When the Feast is Finished (1999), with Margaret Aldiss
An Exile on Planet Earth: Articles and Reflections (2012), articles and autobiography
Science fiction
The Shape of Further Things, or The Shape of Further Things: Speculation on Change (1970)
Billion Year Spree series:
Billion Year Spree: The History of Science Fiction (1973)
BSFA special award
Trillion Year Spree: The History of Science Fiction (1986), with David Wingrove, a revised and expanded version of Billion Year Spree
Winner of the 1987 Hugo Award for Best Non-Fiction Book. At the awards ceremony, Aldiss began his acceptance speech by holding the Hugo aloft and proclaiming, to general approbation, "It's been a long time since you've given me one of these, you bastards!"
SF Horizons (1975), with Harry Harrison
Science Fiction as Science Fiction (1978)
Science Fiction Quiz (1983)
The Pale Shadow of Science, or Pale Shadow of Science (1985), collected essays
The Detached Retina: Aspects of SF and Fantasy (1995)
Others
Cities and Stones: A Traveller's Yugoslavia (1966)
Item Eighty-Three: Brian W. Aldiss – A Bibliography 1954–1972 (1972), with Margaret Aldiss, a bibliography of Aldiss's published works, this book being number 83
Science Fiction Art (1975)
This World and Nearer Ones: Essays Exploring the Familiar (1979)
Art After Apogee (2000), with Rosemary Phipps, essays
Researches and Churches in Serbia (2002), collection of 9 articles
Anthologies edited
Penguin Science Fiction series:
Penguin Science Fiction (1961)
More Penguin Science Fiction (1963)
Yet More Penguin Science Fiction (1964)
Omnibus edition, The Penguin Science Fiction Omnibus (1973)
Best Fantasy Stories (1962)
Introducing SF (1964)
Nebula Award Stories Two (1967), with Harry Harrison
Farewell, Fantastic Venus (1968)
The Year's Best Science Fiction series, with Harry Harrison:
The Year's Best Science Fiction No. 1 (1968)
The Year's Best Science Fiction No. 2, or Best SF: 1968 (1969)
The Year's Best Science Fiction No. 3, or Best SF: 1969 (1970)
The Year's Best Science Fiction No. 4 (1971)
The Year's Best Science Fiction No. 5 (1972)
The Year's Best Science Fiction No. 6, or Best SF: 1972 (1973)
The Year's Best Science Fiction No. 7, or Best SF: 1973 (1974)
The Year's Best Science Fiction No. 8 (1976)
The Year's Best Science Fiction No. 9, or The Year's Best SF 9 (1976)
Space Opera (1974)
Space Odysseys (1975)
Hell's Cartographers: Some Personal Histories of Science Fiction Writers (1975), with Harry Harrison, a collection of short autobiographical pieces by a number of science fiction writers, including Aldiss. The title is a reference to Kingsley Amis's survey of science fiction, New Maps of Hell.
Decade series, with Harry Harrison:
Decade: the 1940s (1975)
Decade: the 1950s (1976)
Decade: the 1960s (1979)
Evil Earths (1976)
Galactic Empires series:
Galactic Empires. Volume One (1976)
Galactic Empires. Volume Two (1976)
Perilous Planets (1978)
Mini Sagas: From The Daily Telegraph Competition series:
Mini Sagas: From The Daily Telegraph Competition (1998)
Mini Sagas: From The Daily Telegraph Competition 2001 (2001)
A Science Fiction Omnibus (2007)
The Folio Science Fiction Anthology (2016)
Adaptations
Frankenstein Unbound (1990), film directed by Roger Corman, based on novel Frankenstein Unbound
A.I. Artificial Intelligence (2001), film directed by Steven Spielberg, based on short story "Supertoys Last All Summer Long"
Brothers of the Head (2005), film directed by Keith Fulton and Louis Pepe, based on novel Brothers of the Head
See also
References
External links
Brian Aldiss at British Council: Literature
Obituary in The Independent by Marcus Williamson
Guardian newspaper profile
Brian Aldiss's online fiction at Free Speculative Fiction Online
"Supertoys Last All Summer Long" story by Brian Aldiss (January 1997)
Brian Aldiss Collection at the University of South Florida
Brian Aldiss Papers at the Kenneth Spencer Research Library, University of Kansas
Works of Brian W. Aldiss at La Tercera Fundación
Works of Brian W. Aldiss at FantLab ru
1925 births
2017 deaths
20th-century British dramatists and playwrights
20th-century British male artists
20th-century British novelists
20th-century British poets
20th-century British printmakers
20th-century English short story writers
20th-century English dramatists and playwrights
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4563 | https://en.wikipedia.org/wiki/Battle%20of%20Jutland | Battle of Jutland | The Battle of Jutland (, the Battle of the Skagerrak) was a naval battle fought between Britain's Royal Navy Grand Fleet, under Admiral Sir John Jellicoe, and the Imperial German Navy's High Seas Fleet, under Vice-Admiral Reinhard Scheer, during the First World War. The battle unfolded in extensive manoeuvring and three main engagements (the battlecruiser action, the fleet action, and the night action), from 31 May to 1 June 1916, off the North Sea coast of Denmark's Jutland Peninsula. It was the largest naval battle and the only full-scale clash of battleships of the war. Jutland was the third fleet action between steel battleships, following the Battle of the Yellow Sea in 1904 and the Battle of Tsushima in 1905, during the Russo-Japanese War. Jutland was the last major battle in history fought primarily by battleships.
Germany's High Seas Fleet intended to lure out, trap, and destroy a portion of the British Grand Fleet, as the German naval force was insufficient to openly engage the entire British fleet. This formed part of a larger strategy to break the British blockade of Germany and to allow German naval vessels access to the Atlantic. Meanwhile, Great Britain's Royal Navy pursued a strategy of engaging and destroying the High Seas Fleet, thereby keeping German naval forces contained and away from Britain and her shipping lanes.
The Germans planned to use Vice-Admiral Franz Hipper's fast scouting group of five modern battlecruisers to lure Vice-Admiral Sir David Beatty's battlecruiser squadrons into the path of the main German fleet. They stationed submarines in advance across the likely routes of the British ships. However, the British learned from signal intercepts that a major fleet operation was likely, so on 30 May, Jellicoe sailed with the Grand Fleet to rendezvous with Beatty, passing over the locations of the German submarine picket lines while they were unprepared. The German plan had been delayed, causing further problems for their submarines, which had reached the limit of their endurance at sea.
On the afternoon of 31 May, Beatty encountered Hipper's battlecruiser force long before the Germans had expected. In a running battle, Hipper successfully drew the British vanguard into the path of the High Seas Fleet. By the time Beatty sighted the larger force and turned back towards the British main fleet, he had lost two battlecruisers from a force of six battlecruisers and four powerful battleships—though he had sped ahead of his battleships of 5th Battle Squadron earlier in the day, effectively losing them as an integral component for much of this opening action against the five ships commanded by Hipper. Beatty's withdrawal at the sight of the High Seas Fleet, which the British had not known were in the open sea, would reverse the course of the battle by drawing the German fleet in pursuit towards the British Grand Fleet. Between 18:30, when the sun was lowering on the western horizon, back-lighting the German forces, and nightfall at about 20:30, the two fleets—totalling 250 ships between them—directly engaged twice.
Fourteen British and eleven German ships sank, with a total of 9,823 casualties. After sunset, and throughout the night, Jellicoe manoeuvred to cut the Germans off from their base, hoping to continue the battle the next morning, but under the cover of darkness Scheer broke through the British light forces forming the rearguard of the Grand Fleet and returned to port.
Both sides claimed victory. The British lost more ships and twice as many sailors but succeeded in containing the German fleet. The British press criticised the Grand Fleet's failure to force a decisive outcome, while Scheer's plan of destroying a substantial portion of the British fleet also failed. The British strategy of denying Germany access to both the United Kingdom and the Atlantic did succeed, which was the British long-term goal. The Germans' "fleet in being" continued to pose a threat, requiring the British to keep their battleships concentrated in the North Sea, but the battle reinforced the German policy of avoiding all fleet-to-fleet contact. At the end of 1916, after further unsuccessful attempts to reduce the Royal Navy's numerical advantage, the German Navy accepted that its surface ships had been successfully contained, subsequently turning its efforts and resources to unrestricted submarine warfare and the destruction of Allied and neutral shipping, which—along with the Zimmermann Telegram—by April 1917 triggered the United States of America's declaration of war on Germany.
Subsequent reviews commissioned by the Royal Navy generated strong disagreement between supporters of Jellicoe and Beatty concerning the two admirals' performance in the battle. Debate over their performance and the significance of the battle continues to this day.
Background and planning
German planning
With 16 dreadnought-type battleships, compared with the Royal Navy's 28, the German High Seas Fleet stood little chance of winning a head-to-head clash. The Germans therefore adopted a divide-and-conquer strategy. They would stage raids into the North Sea and bombard the English coast, with the aim of luring out small British squadrons and pickets, which could then be destroyed by superior forces or submarines.
In January 1916, Admiral von Pohl, commander of the German fleet, fell ill. He was replaced by Scheer, who believed that the fleet had been used too defensively, had better ships and men than the British, and ought to take the war to them. According to Scheer, the German naval strategy should be:
On 25 April 1916, a decision was made by the German Imperial Admiralty to halt indiscriminate attacks by submarines on merchant shipping. This followed protests from neutral countries, notably the United States, that their nationals had been the victims of attacks. Germany agreed that future attacks would only take place in accord with internationally agreed prize rules, which required an attacker to give a warning and allow the crews of vessels time to escape, and not to attack neutral vessels at all. Scheer believed that it would not be possible to continue attacks on these terms, which took away the advantage of secret approach by submarines and left them vulnerable to even relatively small guns on the target ships. Instead, he set about deploying the submarine fleet against military vessels.
It was hoped that, following a successful German submarine attack, fast British escorts, such as destroyers, would be tied down by anti-submarine operations. If the Germans could catch the British in the expected locations, good prospects were thought to exist of at least partially redressing the balance of forces between the fleets. "After the British sortied in response to the raiding attack force", the Royal Navy's centuries-old instincts for aggressive action could be exploited to draw its weakened units towards the main German fleet under Scheer. The hope was that Scheer would thus be able to ambush a section of the British fleet and destroy it.
Submarine deployments
A plan was devised to station submarines offshore from British naval bases, and then stage some action that would draw out the British ships to the waiting submarines. The battlecruiser had been damaged in a previous engagement, but was due to be repaired by mid-May, so an operation was scheduled for 17 May 1916. At the start of May, difficulties with condensers were discovered on ships of the third battleship squadron, so the operation was put back to 23 May. Ten submarines—, , , , , , , , , and —were given orders first to patrol in the central North Sea between 17 and 22 May, and then to take up waiting positions. U-43 and U-44 were stationed in the Pentland Firth, which the Grand Fleet was likely to cross when leaving Scapa Flow, while the remainder proceeded to the Firth of Forth, awaiting battlecruisers departing Rosyth. Each boat had an allocated area, within which it could move around as necessary to avoid detection, but was instructed to keep within it. During the initial North Sea patrol the boats were instructed to sail only north–south so that any enemy who chanced to encounter one would believe it was departing or returning from operations on the west coast (which required them to pass around the north of Britain). Once at their final positions, the boats were under strict orders to avoid premature detection that might give away the operation. It was arranged that a coded signal would be transmitted to alert the submarines exactly when the operation commenced: "Take into account the enemy's forces may be putting to sea".
Additionally, UB-27 was sent out on 20 May with instructions to work its way into the Firth of Forth past May Island. U-46 was ordered to patrol the coast of Sunderland, which had been chosen for the diversionary attack, but because of engine problems it was unable to leave port and U-47 was diverted to this task. On 13 May, U-72 was sent to lay mines in the Firth of Forth; on the 23rd, U-74 departed to lay mines in the Moray Firth; and on the 24th, U-75 was dispatched similarly west of the Orkney Islands. UB-21 and UB-22 were sent to patrol the Humber, where (incorrect) reports had suggested the presence of British warships. U-22, U-46 and U-67 were positioned north of Terschelling to protect against intervention by British light forces stationed at Harwich.
On 22 May 1916, it was discovered that Seydlitz was still not watertight after repairs and would not now be ready until the 29th. The ambush submarines were now on station and experiencing difficulties of their own: visibility near the coast was frequently poor due to fog, and sea conditions were either so calm the slightest ripple, as from the periscope, could give away their position, or so rough as to make it very hard to keep the vessel at a steady depth. The British had become aware of unusual submarine activity, and had begun counter-patrols that forced the submarines out of position. UB-27 passed Bell Rock on the night of 23 May on its way into the Firth of Forth as planned, but was halted by engine trouble. After repairs it continued to approach, following behind merchant vessels, and reached Largo Bay on 25 May. There the boat became entangled in nets that fouled one of the propellers, forcing it to abandon the operation and return home. U-74 was detected by four armed trawlers on 27 May and sunk south-east of Peterhead. U-75 laid its mines off the Orkney Islands, which, although they played no part in the battle, were responsible later for sinking the cruiser carrying Lord Kitchener, the Secretary of State for War on 5 June, killing him and all but 12 of the crew. U-72 was forced to abandon its mission without laying any mines when an oil leak meant it was leaving a visible surface trail astern.
Zeppelins
The Germans maintained a fleet of Zeppelins that they used for aerial reconnaissance and occasional bombing raids. The planned raid on Sunderland intended to use Zeppelins to watch out for the British fleet approaching from the north, which might otherwise surprise the raiders.
By 28 May, strong north-easterly winds meant that it would not be possible to send out the Zeppelins, so the raid again had to be postponed. The submarines could only stay on station until 1 June before their supplies would be exhausted and they had to return, so a decision had to be made quickly about the raid.
It was decided to use an alternative plan, abandoning the attack on Sunderland but instead sending a patrol of battlecruisers to the Skagerrak, where it was likely they would encounter merchant ships carrying British cargo and British cruiser patrols. It was felt this could be done without air support, because the action would now be much closer to Germany, relying instead on cruiser and torpedo boat patrols for reconnaissance.
Orders for the alternative plan were issued on 28 May, although it was still hoped that last-minute improvements in the weather would allow the original plan to go ahead. The German fleet assembled in the Jade River and at Wilhelmshaven and was instructed to raise steam and be ready for action from midnight on 28 May.
By 14:00 on 30 May, the wind was still too strong and the final decision was made to use the alternative plan. The coded signal "31 May G.G.2490" was transmitted to the ships of the fleet to inform them the Skagerrak attack would start on 31 May. The pre-arranged signal to the waiting submarines was transmitted throughout the day from the E-Dienst radio station at Bruges, and the U-boat tender Arcona anchored at Emden. Only two of the waiting submarines, U-66 and U-32, received the order.
British response
Unfortunately for the German plan, the British had obtained a copy of the main German codebook from the light cruiser , which had been boarded by the Russian Navy after the ship ran aground in Russian territorial waters in 1914. German naval radio communications could therefore often be quickly deciphered, and the British Admiralty usually knew about German activities.
The British Admiralty's Room 40 maintained direction finding and interception of German naval signals. It had intercepted and decrypted a German signal on 28 May that provided "ample evidence that the German fleet was stirring in the North Sea". Further signals were intercepted, and although they were not decrypted it was clear that a major operation was likely. At 11:00 on 30 May, Jellicoe was warned that the German fleet seemed prepared to sail the following morning. By 17:00, the Admiralty had intercepted the signal from Scheer, "31 May G.G.2490", making it clear something significant was imminent.
Not knowing the Germans' objective, Jellicoe and his staff decided to position the fleet to head off any attempt by the Germans to enter the North Atlantic or the Baltic through the Skagerrak, by taking up a position off Norway where they could potentially cut off any German raid into the shipping lanes of the Atlantic or prevent the Germans from heading into the Baltic. A position further west was unnecessary, as that area of the North Sea could be patrolled by air using aircraft.
Consequently, Admiral Jellicoe led the sixteen dreadnought battleships of the 1st and 4th Battle Squadrons of the Grand Fleet and three battlecruisers of the 3rd Battlecruiser Squadron eastwards out of Scapa Flow at 22:30 on 30 May. He was to meet the 2nd Battle Squadron of eight dreadnought battleships commanded by Vice-Admiral Martyn Jerram coming from Cromarty. Beatty's force of six ships of the 1st and 2nd Battlecruiser Squadrons plus the 5th Battle Squadron of four fast battleships left the Firth of Forth at around the same time; Jellicoe intended to rendezvous with him west of the mouth of the Skagerrak off the coast of Jutland and wait for the Germans to appear or for their intentions to become clear. The planned position would give him the widest range of responses to likely German moves. Hipper's raiding force did not leave the Outer Jade Roads until 01:00 on 31 May, heading west of Heligoland Island following a cleared channel through the minefields, heading north at . The main German fleet of sixteen dreadnought battleships of 1st and 3rd Battle Squadrons left the Jade at 02:30, being joined off Heligoland at 04:00 by the six pre-dreadnoughts of the 2nd Battle Squadron coming from the Elbe River.
Naval tactics in 1916
The principle of concentration of force was fundamental to the fleet tactics of this time. As outlined by Captain Reginald Hall in 1914, tactical doctrine called for a fleet approaching battle to be in a compact formation of parallel columns, allowing relatively easy manoeuvring, and giving shortened sight lines within the formation, which simplified the passing of the signals necessary for command and control.
A fleet formed in several short columns could change its heading faster than one formed in a single long column. Since most command signals were made with flags or signal lamps between ships, the flagship was usually placed at the head of the centre column so that its signals might be more easily seen by the many ships of the formation. Wireless telegraphy was in use, though security (radio direction finding), encryption, and the limitation of the radio sets made their extensive use more problematic. Command and control of such huge fleets remained difficult.
Thus, it might take a very long time for a signal from the flagship to be relayed to the entire formation. It was usually necessary for a signal to be confirmed by each ship before it could be relayed to other ships, and an order for a fleet movement would have to be received and acknowledged by every ship before it could be executed. In a large single-column formation, a signal could take 10 minutes or more to be passed from one end of the line to the other, whereas in a formation of parallel columns, visibility across the diagonals was often better (and always shorter) than in a single long column, and the diagonals gave signal "redundancy", increasing the probability that a message would be quickly seen and correctly interpreted.
However, before battle was joined the heavy units of the fleet would, if possible, deploy into a single column. To form the battle line in the correct orientation relative to the enemy, the commanding admiral had to know the enemy fleet's distance, bearing, heading, and speed. It was the task of the scouting forces, consisting primarily of battlecruisers and cruisers, to find the enemy and report this information in sufficient time, and, if possible, to deny the enemy's scouting forces the opportunity of obtaining the equivalent information.
Ideally, the battle line would cross the intended path of the enemy column so that the maximum number of guns could be brought to bear, while the enemy could fire only with the forward guns of the leading ships, a manoeuvre known as "crossing the T". Admiral Tōgō, commander of the Japanese battleship fleet, had achieved this against Admiral Zinovy Rozhestvensky's Russian battleships in 1905 at the Battle of Tsushima, with devastating results. Jellicoe achieved this twice in one hour against the High Seas Fleet at Jutland, but on both occasions, Scheer managed to turn away and disengage, thereby avoiding a decisive action.
Ship design
Within the existing technological limits, a trade-off had to be made between the weight and size of guns, the weight of armour protecting the ship, and the maximum speed. Battleships sacrificed speed for armour and heavy naval guns ( or larger). British battlecruisers sacrificed weight of armour for greater speed, while their German counterparts were armed with lighter guns and heavier armour. These weight savings allowed them to escape danger or catch other ships. Generally, the larger guns mounted on British ships allowed an engagement at greater range. In theory, a lightly armoured ship could stay out of range of a slower opponent while still scoring hits. The fast pace of development in the pre-war years meant that every few years, a new generation of ships rendered its predecessors obsolete. Thus, fairly young ships could still be obsolete compared with the newest ships, and fare badly in an engagement against them.
Admiral John Fisher, responsible for reconstruction of the British fleet in the pre-war period, favoured large guns, oil fuel, and speed. Admiral Tirpitz, responsible for the German fleet, favoured ship survivability and chose to sacrifice some gun size for improved armour. The German battlecruiser had belt armour equivalent in thickness—though not as comprehensive—to the British battleship , significantly better than on the British battlecruisers such as Tiger. German ships had better internal subdivision and had fewer doors and other weak points in their bulkheads, but with the disadvantage that space for crew was greatly reduced. As they were designed only for sorties in the North Sea they did not need to be as habitable as the British vessels and their crews could live in barracks ashore when in harbour.
Order of battle
Warships of the period were armed with guns firing projectiles of varying weights, bearing high explosive warheads. The sum total of weight of all the projectiles fired by all the ship's broadside guns is referred to as "weight of broadside". At Jutland, the total of the British ships' weight of broadside was , while the German fleet's total was . This does not take into consideration the ability of some ships and their crews to fire more or less rapidly than others, which would increase or decrease amount of fire that one combatant was able to bring to bear on their opponent for any length of time.
Jellicoe's Grand Fleet was split into two sections. The dreadnought Battle Fleet, with which he sailed, formed the main force and was composed of 24 battleships and three battlecruisers. The battleships were formed into three squadrons of eight ships, further subdivided into divisions of four, each led by a flag officer. Accompanying them were eight armoured cruisers (classified by the Royal Navy since 1913 as "cruisers"), eight light cruisers, four scout cruisers, 51 destroyers, and one destroyer-minelayer.
The Grand Fleet sailed without three of its battleships: in refit at Invergordon, dry-docked at Rosyth and in refit at Devonport. The brand new was left behind; with only three weeks in service, her untrained crew was judged unready for battle. had been sunk by a German mine on 27 October 1914.
British reconnaissance was provided by the Battlecruiser Fleet under David Beatty: six battlecruisers, four fast s, 14 light cruisers and 27 destroyers. Air scouting was provided by the attachment of the seaplane tender , one of the first aircraft carriers in history to participate in a naval engagement.
The German High Seas Fleet under Scheer was also split into a main force and a separate reconnaissance force. Scheer's main battle fleet was composed of 16 battleships and six pre-dreadnought battleships arranged in an identical manner to the British. With them were six light cruisers and 31 torpedo-boats, (the latter being roughly equivalent to a British destroyer). The only German battleship missing was .
The German scouting force, commanded by Franz Hipper, consisted of five battlecruisers, five light cruisers and 30 torpedo-boats. The Germans had no equivalent to Engadine and no heavier-than-air aircraft to operate with the fleet but had the Imperial German Naval Airship Service's force of rigid airships available to patrol the North Sea.
All of the battleships and battlecruisers on both sides carried torpedoes of various sizes, as did the lighter craft. The British battleships carried three or four underwater torpedo tubes. The battlecruisers carried from two to five. All were either 18-inch or 21-inch diameter. The German battleships carried five or six underwater torpedo tubes in three sizes from 18 to 21 inch and the battlecruisers carried four or five tubes.
The German battle fleet was hampered by the slow speed and relatively poor armament of the six pre-dreadnoughts of II Squadron, which limited maximum fleet speed to , compared to maximum British fleet speed of . On the British side, the eight armoured cruisers were deficient in both speed and armour protection. Both of these obsolete squadrons were notably vulnerable to attacks by more modern enemy ships.
Battlecruiser action
The route of the British battlecruiser fleet took it through the patrol sector allocated to U-32. After receiving the order to commence the operation, the U-boat moved to a position east of the Isle of May at dawn on 31 May. At 03:40, it sighted the cruisers and leaving the Forth at . It launched one torpedo at the leading cruiser at a range of , but its periscope jammed 'up', giving away the position of the submarine as it manoeuvred to fire a second. The lead cruiser turned away to dodge the torpedo, while the second turned towards the submarine, attempting to ram. U-32 crash dived, and on raising its periscope at 04:10 saw two battlecruisers (the 2nd Battlecruiser Squadron) heading south-east. They were too far away to attack, but Kapitänleutnant von Spiegel reported the sighting of two battleships and two cruisers to Germany.
U-66 was also supposed to be patrolling off the Firth of Forth but had been forced north to a position off Peterhead by patrolling British vessels. This now brought it into contact with the 2nd Battle Squadron, coming from the Moray Firth. At 05:00, it had to crash dive when the cruiser appeared from the mist heading toward it. It was followed by another cruiser, , and eight battleships. U-66 got within of the battleships preparing to fire, but was forced to dive by an approaching destroyer and missed the opportunity. At 06:35, it reported eight battleships and cruisers heading north.
The courses reported by both submarines were incorrect, because they reflected one leg of a zigzag being used by British ships to avoid submarines. Taken with a wireless intercept of more ships leaving Scapa Flow earlier in the night, they created the impression in the German High Command that the British fleet, whatever it was doing, was split into separate sections moving apart, which was precisely as the Germans wished to meet it.
Jellicoe's ships proceeded to their rendezvous undamaged and undiscovered. However, he was now misled by an Admiralty intelligence report advising that the German main battle fleet was still in port. The Director of Operations Division, Rear Admiral Thomas Jackson, had asked the intelligence division, Room 40, for the current location of German call sign DK, used by Admiral Scheer. They had replied that it was currently transmitting from Wilhelmshaven. It was known to the intelligence staff that Scheer deliberately used a different call sign when at sea, but no one asked for this information or explained the reason behind the query—to locate the German fleet.
The German battlecruisers cleared the minefields surrounding the Amrum swept channel by 09:00. They then proceeded north-west, passing west of the Horn's Reef lightship heading for the Little Fisher Bank at the mouth of the Skagerrak. The High Seas Fleet followed some behind. The battlecruisers were in line ahead, with the four cruisers of the II scouting group plus supporting torpedo boats ranged in an arc ahead and to either side. The IX torpedo boat flotilla formed close support immediately surrounding the battlecruisers. The High Seas Fleet similarly adopted a line-ahead formation, with close screening by torpedo boats to either side and a further screen of five cruisers surrounding the column away. The wind had finally moderated so that Zeppelins could be used, and by 11:30 five had been sent out: L14 to the Skagerrak, L23 east of Noss Head in the Pentland Firth, L21 off Peterhead, L9 off Sunderland, and L16 east of Flamborough Head. Visibility, however, was still bad, with clouds down to .
Contact
By around 14:00, Beatty's ships were proceeding eastward at roughly the same latitude as Hipper's squadron, which was heading north. Had the courses remained unchanged, Beatty would have passed between the two German fleets, south of the battlecruisers and north of the High Seas Fleet at around 16:30, possibly trapping his ships just as the German plan envisioned. His orders were to stop his scouting patrol when he reached a point east of Britain and then turn north to meet Jellicoe, which he did at this time. Beatty's ships were divided into three columns, with the two battlecruiser squadrons leading in parallel lines apart. The 5th Battle Squadron was stationed to the north-west, on the side furthest away from any expected enemy contact, while a screen of cruisers and destroyers was spread south-east of the battlecruisers. After the turn, the 5th Battle Squadron was now leading the British ships in the westernmost column, and Beatty's squadron was centre and rearmost, with the 2nd BCS to the west.
At 14:20 on 31 May, despite heavy haze and scuds of fog giving poor visibility, scouts from Beatty's force reported enemy ships to the south-east; the British light units, investigating a neutral Danish steamer (N J Fjord), which was stopped between the two fleets, had found two German destroyers engaged on the same mission ( and ). The first shots of the battle were fired at 14:28 when Galatea and Phaeton of the British 1st Light Cruiser Squadron opened on the German torpedo boats, which withdrew toward their approaching light cruisers. At 14:36, the Germans scored the first hit of the battle when , of Rear-Admiral Friedrich Boedicker's Scouting Group II, hit her British counterpart Galatea at extreme range.
Beatty began to move his battlecruisers and supporting forces south-eastwards and then east to cut the German ships off from their base and ordered Engadine to launch a seaplane to try to get more information about the size and location of the German forces. This was the first time in history that a carrier-based aeroplane was used for reconnaissance in naval combat. Engadines aircraft did locate and report some German light cruisers just before 15:30 and came under anti-aircraft gunfire but attempts to relay reports from the aeroplane failed.
Unfortunately for Beatty, his initial course changes at 14:32 were not received by Sir Hugh Evan-Thomas's 5th Battle Squadron (the distance being too great to read his flags), because the battlecruiser —the last ship in his column—was no longer in a position where she could relay signals by searchlight to Evan-Thomas, as she had previously been ordered to do. Whereas before the north turn, Tiger had been the closest ship to Evan-Thomas, she was now further away than Beatty in Lion. Matters were aggravated because Evan-Thomas had not been briefed regarding standing orders within Beatty's squadron, as his squadron normally operated with the Grand Fleet. Fleet ships were expected to obey movement orders precisely and not deviate from them. Beatty's standing instructions expected his officers to use their initiative and keep station with the flagship. As a result, the four Queen Elizabeth-class battleships—which were the fastest and most heavily armed in the world at that time—remained on the previous course for several minutes, ending up behind rather than five. Beatty also had the opportunity during the previous hours to concentrate his forces, and no reason not to do so, whereas he steamed ahead at full speed, faster than the battleships could manage. Dividing the force had serious consequences for the British, costing them what would have been an overwhelming advantage in ships and firepower during the first half-hour of the coming battle.
With visibility favouring the Germans, Hipper's battlecruisers at 15:22, steaming approximately north-west, sighted Beatty's squadron at a range of about , while Beatty's forces did not identify Hipper's battlecruisers until 15:30. (position 1 on map). At 15:45, Hipper turned south-east to lead Beatty toward Scheer, who was south-east with the main force of the High Seas Fleet.
Run to the south
Beatty's conduct during the next 15 minutes has received a great deal of criticism, as his ships out-ranged and outnumbered the German squadron, yet he held his fire for over 10 minutes with the German ships in range. He also failed to use the time available to rearrange his battlecruisers into a fighting formation, with the result that they were still manoeuvring when the battle started.
At 15:48, with the opposing forces roughly parallel at , with the British to the south-west of the Germans (i.e., on the right side), Hipper opened fire, followed by the British ships as their guns came to bear upon targets (position 2). Thus began the opening phase of the battlecruiser action, known as the Run to the South, in which the British chased the Germans, and Hipper intentionally led Beatty toward Scheer. During the first minutes of the ensuing battle, all the British ships except Princess Royal fired far over their German opponents, due to adverse visibility conditions, before finally getting the range. Only Lion and Princess Royal had settled into formation, so the other four ships were hampered in aiming by their own turning. Beatty was to windward of Hipper, and therefore funnel and gun smoke from his own ships tended to obscure his targets, while Hipper's smoke blew clear. Also, the eastern sky was overcast and the grey German ships were indistinct and difficult to range.
Beatty had ordered his ships to engage in a line, one British ship engaging with one German and his flagship doubling on the German flagship . However, due to another mistake with signalling by flag, and possibly because Queen Mary and Tiger were unable to see the German lead ship because of smoke, the second German ship, Derfflinger, was left un-engaged and free to fire without disruption. drew fire from two of Beatty's battlecruisers, but still fired with great accuracy during this time, hitting Tiger 9 times in the first 12 minutes. The Germans drew first blood. Aided by superior visibility, Hipper's five battlecruisers quickly registered hits on three of the six British battlecruisers. Seven minutes passed before the British managed to score their first hit.
The first near-kill of the Run to the South occurred at 16:00, when a shell from Lützow wrecked the "Q" turret amidships on Beatty's flagship Lion. Dozens of crewmen were instantly killed, but far larger destruction was averted when the mortally wounded turret commander—Major Francis Harvey of the Royal Marines—promptly ordered the magazine doors shut and the magazine flooded. This prevented a magazine explosion at 16:28, when a flash fire ignited ready cordite charges beneath the turret and killed everyone in the chambers outside "Q" magazine. Lion was saved. was not so lucky; at 16:02, just 14 minutes into the gunnery exchange, she was hit aft by three shells from , causing damage sufficient to knock her out of line and detonating "X" magazine aft. Soon after, despite the near-maximum range, Von der Tann put another shell on Indefatigables "A" turret forward. The plunging shells probably pierced the thin upper armour, and seconds later Indefatigable was ripped apart by another magazine explosion, sinking immediately and leaving only two survivors from her crew of 1,019 officers and men. (position 3).
Hipper's position deteriorated somewhat by 16:15 as the 5th Battle Squadron finally came into range, so that he had to contend with gunfire from the four battleships astern as well as Beatty's five remaining battlecruisers to starboard. But he knew his baiting mission was close to completion, as his force was rapidly closing with Scheer's main body. At 16:08, the lead battleship of the 5th Battle Squadron, , caught up with Hipper and opened fire at extreme range, scoring a hit on Von der Tann within 60 seconds. Still, it was 16:15 before all the battleships of the 5th were able to fully engage at long range.
At 16:25, the battlecruiser action intensified again when was hit by what may have been a combined salvo from Derfflinger and Seydlitz; she disintegrated when both forward magazines exploded, sinking with all but nine of her 1,275 man crew lost. (position 4). Commander von Hase, the first gunnery officer aboard Derfflinger, noted:
During the Run to the South, from 15:48 to 16:54, the German battlecruisers made an estimated total of forty-two hits on the British battlecruisers (nine on Lion, six on Princess Royal, seven on Queen Mary, 14 on Tiger, one on New Zealand, five on Indefatigable), and two more on the battleship Barham, compared with only eleven hits by the British battlecruisers (four on Lützow, four on Seydlitz, two on Moltke, one on von der Tann), and six hits by the battleships (one on Seydlitz, four on Moltke, one on von der Tann).
Shortly after 16:26, a salvo struck on or around , which was obscured by spray and smoke from shell bursts. A signalman promptly leapt on to the bridge of Lion and announced "Princess Royals blown up, Sir." Beatty famously turned to his flag captain, saying "Chatfield, there seems to be something wrong with our bloody ships today." (In popular legend, Beatty also immediately ordered his ships to "turn two points to port", i.e., two points nearer the enemy, but there is no official record of any such command or course change.) Princess Royal, as it turned out, was still afloat after the spray cleared.
At 16:30, Scheer's leading battleships sighted the distant battlecruiser action; soon after, of Beatty's 2nd Light Cruiser Squadron led by Commodore William Goodenough sighted the main body of Scheer's High Seas Fleet, dodging numerous heavy-calibre salvos to report in detail the German strength: 16 dreadnoughts with six older battleships. This was the first news that Beatty and Jellicoe had that Scheer and his battle fleet were even at sea. Simultaneously, an all-out destroyer action raged in the space between the opposing battlecruiser forces, as British and German destroyers fought with each other and attempted to torpedo the larger enemy ships. Each side fired many torpedoes, but both battlecruiser forces turned away from the attacks and all escaped harm except Seydlitz, which was hit forward at 16:57 by a torpedo fired by the British destroyer . Though taking on water, Seydlitz maintained speed. The destroyer , under the command of Captain Barry Bingham, led the British attacks. The British disabled the German torpedo boat , which the Germans soon abandoned and sank, and Petard then torpedoed and sank , her second score of the day. and rescued the crews of their sunken sister ships. But Nestor and another British destroyer——were immobilised by shell hits, and were later sunk by Scheer's passing dreadnoughts. Bingham was rescued, and awarded the Victoria Cross for his leadership in the destroyer action.
Run to the north
As soon as he himself sighted the vanguard of Scheer's distant battleship line away, at 16:40, Beatty turned his battlecruiser force 180°, heading north to draw the Germans toward Jellicoe. (position 5). Beatty's withdrawal toward Jellicoe is called the "Run to the North", in which the tables turned and the Germans chased the British. Because Beatty once again failed to signal his intentions adequately, the battleships of the 5th Battle Squadron—which were too far behind to read his flags—found themselves passing the battlecruisers on an opposing course and heading directly toward the approaching main body of the High Seas Fleet. At 16:48, at extreme range, Scheer's leading battleships opened fire.
Meanwhile, at 16:47, having received Goodenough's signal and knowing that Beatty was now leading the German battle fleet north to him, Jellicoe signalled to his own forces that the fleet action they had waited so long for was finally imminent; at 16:51, by radio, he informed the Admiralty so in London.
The difficulties of the 5th Battle Squadron were compounded when Beatty gave the order to Evan-Thomas to "turn in succession" (rather than "turn together") at 16:48 as the battleships passed him. Evan-Thomas acknowledged the signal, but Lieutenant-Commander Ralph Seymour, Beatty's flag lieutenant, aggravated the situation when he did not haul down the flags (to execute the signal) for some minutes. At 16:55, when the 5BS had moved within range of the enemy battleships, Evan-Thomas issued his own flag command warning his squadron to expect sudden manoeuvres and to follow his lead, before starting to turn on his own initiative. The order to turn in succession would have resulted in all four ships turning in the same patch of sea as they reached it one by one, giving the High Seas Fleet repeated opportunity with ample time to find the proper range. However, the captain of the trailing ship () turned early, mitigating the adverse results.
For the next hour, the 5th Battle Squadron acted as Beatty's rearguard, drawing fire from all the German ships within range, while by 17:10 Beatty had deliberately eased his own squadron out of range of Hipper's now-superior battlecruiser force. Since visibility and firepower now favoured the Germans, there was no incentive for Beatty to risk further battlecruiser losses when his own gunnery could not be effective. Illustrating the imbalance, Beatty's battlecruisers did not score any hits on the Germans in this phase until 17:45, but they had rapidly received five more before he opened the range (four on Lion, of which three were by Lützow, and one on Tiger by Seydlitz). Now the only targets the Germans could reach, the ships of the 5th Battle Squadron, received simultaneous fire from Hipper's battlecruisers to the east (which HMS Barham and engaged) and Scheer's leading battleships to the south-east (which and Malaya engaged). Three took hits: Barham (four by Derfflinger), Warspite (two by Seydlitz), and Malaya (seven by the German battleships). Only Valiant was unscathed.
The four battleships were far better suited to take this sort of pounding than the battlecruisers, and none were lost, though Malaya suffered heavy damage, an ammunition fire, and heavy crew casualties. At the same time, the fire of the four British ships was accurate and effective. As the two British squadrons headed north at top speed, eagerly chased by the entire German fleet, the 5th Battle Squadron scored 13 hits on the enemy battlecruisers (four on Lützow, three on Derfflinger, six on Seydlitz) and five on battleships (although only one, on , did any serious damage). (position 6).
The fleets converge
Jellicoe was now aware that full fleet engagement was nearing, but had insufficient information on the position and course of the Germans. To assist Beatty, early in the battle at about 16:05, Jellicoe had ordered Rear-Admiral Horace Hood's 3rd Battlecruiser Squadron to speed ahead to find and support Beatty's force, and Hood was now racing SSE well in advance of Jellicoe's northern force. Rear-Admiral Arbuthnot's 1st Cruiser Squadron patrolled the van of Jellicoe's main battleship force as it advanced steadily to the south-east.
At 17:33, the armoured cruiser of Arbuthnot's squadron, on the far southwest flank of Jellicoe's force, came within view of , which was about ahead of Beatty with the 3rd Light Cruiser Squadron, establishing the first visual link between the converging bodies of the Grand Fleet. At 17:38, the scout cruiser , screening Hood's oncoming battlecruisers, was intercepted by the van of the German scouting forces under Rear-Admiral Boedicker.
Heavily outnumbered by Boedicker's four light cruisers, Chester was pounded before being relieved by Hood's heavy units, which swung westward for that purpose. Hood's flagship disabled the light cruiser shortly after 17:56. Wiesbaden became a sitting target for most of the British fleet during the next hour, but remained afloat and fired some torpedoes at the passing enemy battleships from long range. Meanwhile, Boedicker's other ships turned toward Hipper and Scheer in the mistaken belief that Hood was leading a larger force of British capital ships from the north and east. A chaotic destroyer action in mist and smoke ensued as German torpedo boats attempted to blunt the arrival of this new formation, but Hood's battlecruisers dodged all the torpedoes fired at them. In this action, after leading a torpedo counter-attack, the British destroyer was disabled, but continued to return fire at numerous passing enemy ships for the next hour.
Fleet action
Deployment
In the meantime, Beatty and Evan-Thomas had resumed their engagement with Hipper's battlecruisers, this time with the visual conditions to their advantage. With several of his ships damaged, Hipper turned back toward Scheer at around 18:00, just as Beatty's flagship Lion was finally sighted from Jellicoe's flagship Iron Duke. Jellicoe twice demanded the latest position of the German battlefleet from Beatty, who could not see the German battleships and failed to respond to the question until 18:14. Meanwhile, Jellicoe received confused sighting reports of varying accuracy and limited usefulness from light cruisers and battleships on the starboard (southern) flank of his force.
Jellicoe was in a worrying position. He needed to know the location of the German fleet to judge when and how to deploy his battleships from their cruising formation (six columns of four ships each) into a single battle line. The deployment could be on either the westernmost or the easternmost column, and had to be carried out before the Germans arrived; but early deployment could mean losing any chance of a decisive encounter. Deploying to the west would bring his fleet closer to Scheer, gaining valuable time as dusk approached, but the Germans might arrive before the manoeuvre was complete. Deploying to the east would take the force away from Scheer, but Jellicoe's ships might be able to cross the "T", and visibility would strongly favour British gunnery—Scheer's forces would be silhouetted against the setting sun to the west, while the Grand Fleet would be indistinct against the dark skies to the north and east, and would be hidden by reflection of the low sunlight off intervening haze and smoke. Deployment would take twenty irreplaceable minutes, and the fleets were closing at full speed. In one of the most critical and difficult tactical command decisions of the entire war, Jellicoe ordered deployment to the east at 18:15.
Windy Corner
Meanwhile, Hipper had rejoined Scheer, and the combined High Seas Fleet was heading north, directly toward Jellicoe. Scheer had no indication that Jellicoe was at sea, let alone that he was bearing down from the north-west, and was distracted by the intervention of Hood's ships to his north and east. Beatty's four surviving battlecruisers were now crossing the van of the British dreadnoughts to join Hood's three battlecruisers; at this time, Arbuthnot's flagship, the armoured cruiser , and her squadron-mate both charged across Beatty's bows, and Lion narrowly avoided a collision with Warrior. Nearby, numerous British light cruisers and destroyers on the south-western flank of the deploying battleships were also crossing each other's courses in attempts to reach their proper stations, often barely escaping collisions, and under fire from some of the approaching German ships. This period of peril and heavy traffic attending the merger and deployment of the British forces later became known as "Windy Corner".
Arbuthnot was attracted by the drifting hull of the crippled Wiesbaden. With Warrior, Defence closed in for the kill, only to blunder right into the gun sights of Hipper's and Scheer's oncoming capital ships. Defence was deluged by heavy-calibre gunfire from many German battleships, which detonated her magazines in a spectacular explosion viewed by most of the deploying Grand Fleet. She sank with all hands (903 officers and men). Warrior was also hit badly, but was spared destruction by a mishap to the nearby battleship Warspite. Warspite had her steering gear overheat and jam under heavy load at high speed as the 5th Battle Squadron made a turn to the north at 18:19. Steaming at top speed in wide circles, Warspite attracted the attention of German dreadnoughts and took 13 hits, inadvertently drawing fire away from the hapless Warrior. Warspite was brought back under control and survived the onslaught, but was badly damaged, had to reduce speed, and withdrew northward; later (at 21:07), she was ordered back to port by Evan-Thomas. Warspite went on to a long and illustrious career, serving also in World War II. Warrior, on the other hand, was abandoned and sank the next day after her crew was taken off at 08:25 on 1 June by Engadine, which towed the sinking armoured cruiser during the night.
As Defence sank and Warspite circled, at about 18:19, Hipper moved within range of Hood's 3rd Battlecruiser Squadron, but was still also within range of Beatty's ships. At first, visibility favoured the British: hit Derfflinger three times and Seydlitz once, while Lützow quickly took 10 hits from Lion, and Invincible, including two below-waterline hits forward by Invincible that would ultimately doom Hipper's flagship. But at 18:30, Invincible abruptly appeared as a clear target before Lützow and Derfflinger. The two German ships then fired three salvoes each at Invincible, and sank her in 90 seconds. A shell from the third salvo struck Invincibles Q-turret amidships, detonating the magazines below and causing her to blow up and sink. All but six of her crew of 1,032 officers and men, including Rear-Admiral Hood, were killed. Of the remaining British battlecruisers, only Princess Royal received heavy-calibre hits at this time (two by the battleship Markgraf). Lützow, flooding forward and unable to communicate by radio, was now out of action and began to attempt to withdraw; therefore Hipper left his flagship and transferred to the torpedo boat , hoping to board one of the other battlecruisers later.
Crossing the T
By 18:30, the main battle fleet action was joined for the first time, with Jellicoe effectively "crossing Scheer's T". The officers on the lead German battleships, and Scheer himself, were taken completely by surprise when they emerged from drifting clouds of smoky mist to suddenly find themselves facing the massed firepower of the entire Grand Fleet main battle line, which they did not know was even at sea. Jellicoe's flagship Iron Duke quickly scored seven hits on the lead German dreadnought, , but in this brief exchange, which lasted only minutes, as few as 10 of the Grand Fleet's 24 dreadnoughts actually opened fire. The Germans were hampered by poor visibility, in addition to being in an unfavourable tactical position, just as Jellicoe had intended. Realising he was heading into a death trap, Scheer ordered his fleet to turn and disengage at 18:33. Under a pall of smoke and mist, Scheer's forces succeeded in disengaging by an expertly executed 180° turn in unison ("battle about turn to starboard", German Gefechtskehrtwendung nach Steuerbord), which was a well-practised emergency manoeuvre of the High Seas Fleet. Scheer declared:
Conscious of the risks to his capital ships posed by torpedoes, Jellicoe did not chase directly but headed south, determined to keep the High Seas Fleet west of him. Starting at 18:40, battleships at the rear of Jellicoe's line were in fact sighting and avoiding torpedoes, and at 18:54 was hit by a torpedo (probably from the disabled Wiesbaden), which reduced her speed to . Meanwhile, Scheer, knowing that it was not yet dark enough to escape and that his fleet would suffer terribly in a stern chase, doubled back to the east at 18:55. In his memoirs he wrote, "the manoeuvre would be bound to surprise the enemy, to upset his plans for the rest of the day, and if the blow fell heavily it would facilitate the breaking loose at night." But the turn to the east took his ships, again, directly towards Jellicoe's fully deployed battle line.
Simultaneously, the disabled British destroyer HMS Shark fought desperately against a group of four German torpedo boats and disabled with gunfire, but was eventually torpedoed and sunk at 19:02 by the German destroyer . Sharks Captain Loftus Jones was awarded the Victoria Cross for his heroism in continuing to fight against all odds.
Turn Of The Battle
Commodore Goodenough's 2nd Light Cruiser Squadron dodged the fire of German battleships for a second time to re-establish contact with the High Seas Fleet shortly after 19:00. By 19:15, Jellicoe had crossed Scheer's "T" again. This time his arc of fire was tighter and deadlier, causing severe damage to the German battleships, particularly Rear-Admiral Behncke's leading 3rd Squadron (SMS König, , Markgraf, and all being hit, along with of the 1st Squadron), while on the British side, only the battleship was hit (twice, by Seydlitz but with little damage done).
At 19:17, for the second time in less than an hour, Scheer turned his outnumbered and out-gunned fleet to the west using the "battle about turn" (German: Gefechtskehrtwendung), but this time it was executed only with difficulty, as the High Seas Fleet's lead squadrons began to lose formation under concentrated gunfire. To deter a British chase, Scheer ordered a major torpedo attack by his destroyers and a potentially sacrificial charge by Scouting Group I's four remaining battlecruisers. Hipper was still aboard the torpedo boat G39 and was unable to command his squadron for this attack. Therefore, Derfflinger, under Captain Hartog, led the already badly damaged German battlecruisers directly into "the greatest concentration of naval gunfire any fleet commander had ever faced", at ranges down to .
In what became known as the "death ride", all the battlecruisers except Moltke were hit and further damaged, as 18 of the British battleships fired at them simultaneously. Derfflinger had two main gun turrets destroyed. The crews of Scouting Group I suffered heavy casualties, but survived the pounding and veered away with the other battlecruisers once Scheer was out of trouble and the German destroyers were moving in to attack. In this brief but intense portion of the engagement, from about 19:05 to about 19:30, the Germans sustained a total of 37 heavy hits while inflicting only two; Derfflinger alone received 14.
While his battlecruisers drew the fire of the British fleet, Scheer slipped away, laying smoke screens. Meanwhile, from about 19:16 to about 19:40, the British battleships were also engaging Scheer's torpedo boats, which executed several waves of torpedo attacks to cover his withdrawal. Jellicoe's ships turned away from the attacks and successfully evaded all 31 of the torpedoes launched at them—though, in several cases, only barely—and sank the German destroyer S35, attributed to a salvo from Iron Duke. British light forces also sank V48, which had previously been disabled by HMS Shark. This action, and the turn away, cost the British critical time and range in the last hour of daylight—as Scheer intended, allowing him to get his heavy ships out of immediate danger.
The last major exchanges between capital ships in this battle—and in the war—took place just after sunset, from about 20:19 to about 20:35, as the surviving British battlecruisers caught up with their German counterparts, which were briefly relieved by Rear-Admiral Mauve's obsolete pre-dreadnoughts (the German 2nd Squadron). The British received one heavy hit on Princess Royal but scored five more on Seydlitz and three on other German ships. As twilight faded to night, exchanged a few final shots with .
Night action and German withdrawal
At 21:00, Jellicoe, conscious of the Grand Fleet's deficiencies in night fighting, decided to try to avoid a major engagement until early dawn. He placed a screen of cruisers and destroyers behind his battle fleet to patrol the rear as he headed south to guard Scheer's expected escape route. In reality, Scheer opted to cross Jellicoe's wake and escape via Horns Reef. Luckily for Scheer, most of the light forces in Jellicoe's rearguard failed to report the seven separate encounters with the German fleet during the night; the very few radio reports that were sent to the British flagship were never received, possibly because the Germans were jamming British frequencies. Many of the destroyers failed to make the most of their opportunities to attack discovered ships, despite Jellicoe's expectations that the destroyer forces would, if necessary, be able to block the path of the German fleet.
Jellicoe and his commanders did not understand that the furious gunfire and explosions to the north (seen and heard for hours by all the British battleships) indicated that the German heavy ships were breaking through the screen astern of the British fleet. Instead, it was believed that the fighting was the result of night attacks by German destroyers. The most powerful British ships of all (the 15-inch-guns of the 5th Battle Squadron) directly observed German battleships crossing astern of them in action with British light forces, at ranges of or less, and gunners on HMS Malaya made ready to fire, but her captain declined, deferring to the authority of Rear-Admiral Evan-Thomas—and neither commander reported the sightings to Jellicoe, assuming that he could see for himself and that revealing the fleet's position by radio signals or gunfire was unwise.
While the nature of Scheer's escape, and Jellicoe's inaction, indicate the overall German superiority in night fighting, the results of the night action were no more clear-cut than were those of the battle as a whole. In the first of many surprise encounters by darkened ships at point-blank range, Southampton, Commodore Goodenough's flagship, which had scouted so proficiently, was heavily damaged in action with a German Scouting Group composed of light cruisers, but managed to torpedo , which went down at 22:23 with all but 9 hands (320 officers and men).
From 23:20 to approximately 02:15, several British destroyer flotillas launched torpedo attacks on the German battle fleet in a series of violent and chaotic engagements at extremely short range (often under ). At the cost of five destroyers sunk and some others damaged, they managed to torpedo the light cruiser , which sank several hours later, and the pre-dreadnought , which blew up and sank with all hands (839 officers and men) at 03:10 during the last wave of attacks before dawn. Three of the British destroyers collided in the chaos, and the German battleship rammed the British destroyer , blowing away most of the British ship's superstructure merely with the muzzle blast of its big guns, which could not be aimed low enough to hit the ship. Nassau was left with an hole in her side, reducing her maximum speed to , while the removed plating was left lying on Spitfires deck. Spitfire survived and made it back to port. Another German cruiser, Elbing, was accidentally rammed by the dreadnought and abandoned, sinking early the next day. Of the British destroyers, , , , and were lost during the night fighting.
Just after midnight on 1 June, and other German battleships sank Black Prince of the ill-fated 1st Cruiser Squadron, which had blundered into the German battle line. Deployed as part of a screening force several miles ahead of the main force of the Grand Fleet, Black Prince had lost contact in the darkness and took a position near what she thought was the British line. The Germans soon identified the new addition to their line and opened fire. Overwhelmed by point-blank gunfire, Black Prince blew up (all 857 officers and men were lost), as her squadron leader Defence had done hours earlier. Lost in the darkness, the battlecruisers Moltke and Seydlitz had similar point-blank encounters with the British battle line and were recognised, but were spared the fate of Black Prince when the captains of the British ships, again, declined to open fire, reluctant to reveal their fleet's position.
At 01:45, the sinking battlecruiser Lützow – fatally damaged by Invincible during the main action – was torpedoed by the destroyer on orders of Lützows Captain Viktor von Harder after the surviving crew of 1,150 transferred to destroyers that came alongside. At 02:15, the German torpedo boat suddenly had its bow blown off; V2 and V6 came alongside and took off the remaining crew, and the V2 then sank the hulk. Since there was no enemy nearby, it was assumed that she had hit a mine or had been torpedoed by a submarine.
At 02:15, five British ships of the 13th Destroyer Flotilla under Captain James Uchtred Farie regrouped and headed south. At 02:25, they sighted the rear of the German line. inquired of the leader as to whether he thought they were British or German ships. Answering that he thought they were German, Farie then veered off to the east and away from the German line. All but Moresby in the rear followed, as through the gloom she sighted what she thought were four pre-dreadnought battleships away. She hoisted a flag signal indicating that the enemy was to the west and then closed to firing range, letting off a torpedo set for high running at 02:37, then veering off to rejoin her flotilla. The four pre-dreadnought battleships were in fact two pre-dreadnoughts, Schleswig-Holstein and , and the battlecruisers Von der Tann and Derfflinger. Von der Tann sighted the torpedo and was forced to steer sharply to starboard to avoid it as it passed close to her bows. Moresby rejoined Champion convinced she had scored a hit.
Finally, at 05:20, as Scheer's fleet was safely on its way home, the battleship struck a British mine on her starboard side, killing one man and wounding ten, but was able to make port. Seydlitz, critically damaged and very nearly sinking, barely survived the return voyage: after grounding and taking on even more water on the evening of 1 June, she had to be assisted stern first into port, where she dropped anchor at 07:30 on the morning of 2 June.
The Germans were helped in their escape by the failure of the British Admiralty in London to pass on seven critical radio intercepts obtained by naval intelligence indicating the true position, course and intentions of the High Seas Fleet during the night. One message was transmitted to Jellicoe at 23:15 that accurately reported the German fleet's course and speed as of 21:14. However, the erroneous signal from earlier in the day that reported the German fleet still in port, and an intelligence signal received at 22:45 giving another unlikely position for the German fleet, had reduced his confidence in intelligence reports. Had the other messages been forwarded, which confirmed the information received at 23:15, or had British ships reported accurately sightings and engagements with German destroyers, cruisers and battleships, then Jellicoe could have altered course to intercept Scheer at the Horns Reef. The unsent intercepted messages had been duly filed by the junior officer left on duty that night, who failed to appreciate their significance. By the time Jellicoe finally learned of Scheer's whereabouts at 04:15, the German fleet was too far away to catch and it was clear that the battle could no longer be resumed.
Outcome
As both the Grand Fleet and the High Seas Fleet could claim to have at least partially satisfied their objectives, both Britain and Germany have at various points claimed victory in the Battle of Jutland. There is no consensus over which nation was victorious, or if there was a victor at all.
Reporting
At midday on 2 June, German authorities released a press statement claiming a victory, including the destruction of a battleship, two battlecruisers, two armoured cruisers, a light cruiser, a submarine and several destroyers, for the loss of Pommern and Wiesbaden. News that Lützow, Elbing and Rostock had been scuttled was withheld, on the grounds this information would not be known to the enemy. The victory of the Skagerrak was celebrated in the press, children were given a holiday and the nation celebrated. The Kaiser announced a new chapter in world history. Post-war, the official German history hailed the battle as a victory and it continued to be celebrated until after World War II.
In Britain, the first official news came from German wireless broadcasts. Ships began to arrive in port, their crews sending messages to friends and relatives both of their survival and the loss of some 6,000 others. The authorities considered suppressing the news, but it had already spread widely. Some crews coming ashore found rumours had already reported them dead to relatives, while others were jeered for the defeat they had suffered. At 19:00 on 2 June, the Admiralty released a statement based on information from Jellicoe containing the bare news of losses on each side. The following day British newspapers reported a German victory. The Daily Mirror described the German Director of the Naval Department telling the Reichstag: "The result of the fighting is a significant success for our forces against a much stronger adversary". The British population was shocked that the long anticipated battle had been a victory for Germany. On 3 June, the Admiralty issued a further statement expanding on German losses, and another the following day with exaggerated claims. However, on 7 June the German admission of the losses of Lützow and Rostock started to redress the sense of the battle as a loss. International perception of the battle began to change towards a qualified British victory, the German attempt to change the balance of power in the North Sea having been repulsed. In July, bad news from the Somme campaign swept concern over Jutland from the British consciousness.
Assessments
At Jutland, the Germans, with a 99-strong fleet, sank of British ships, while a 151-strong British fleet sank of German ships. The British lost 6,094 seamen; the Germans 2,551. Several other ships were badly damaged, such as Lion and Seydlitz.
As of the summer of 1916, the High Seas Fleet's strategy was to whittle away the numerical advantage of the Royal Navy by bringing its full strength to bear against isolated squadrons of enemy capital ships whilst declining to be drawn into a general fleet battle until it had achieved something resembling parity in heavy ships. In tactical terms, the High Seas Fleet had clearly inflicted significantly greater losses on the Grand Fleet than it had suffered itself at Jutland, and the Germans never had any intention of attempting to hold the site of the battle, so some historians support the German claim of victory at Jutland. The Germans declared a great victory immediately afterwards, while the British by contrast had only reported short and simple results. In response to public outrage, the First Lord of the Admiralty Arthur Balfour asked Winston Churchill to write a second report that was more positive and detailed.
However, Scheer seems to have quickly realised that further battles with a similar rate of attrition would exhaust the High Seas Fleet long before they reduced the Grand Fleet. Further, after the 19 August advance was nearly intercepted by the Grand Fleet, he no longer believed that it would be possible to trap a single squadron of Royal Navy warships without having the Grand Fleet intervene before he could return to port. Therefore, the High Seas Fleet abandoned its forays into the North Sea and turned its attention to the Baltic for most of 1917 whilst Scheer switched tactics against Britain to unrestricted submarine warfare in the Atlantic.
At a strategic level, the outcome has been the subject of a huge amount of literature with no clear consensus. The battle was widely viewed as indecisive in the immediate aftermath, and this view remains influential.
Despite numerical superiority, the British had been disappointed in their hopes for a decisive battle comparable to Trafalgar and the objective of the influential strategic doctrines of Alfred Mahan. The High Seas Fleet survived as a fleet in being. Most of its losses were made good within a month—even Seydlitz, the most badly damaged ship to survive the battle, was repaired by October and officially back in service by November. However, the Germans had failed in their objective of destroying a substantial portion of the British Fleet, and no progress had been made towards the goal of allowing the High Seas Fleet to operate in the Atlantic Ocean.
Subsequently, there has been considerable support for the view of Jutland as a strategic victory for the British. While the British had not destroyed the German fleet and had lost more ships and lives than their enemy, the Germans had retreated to harbour; at the end of the battle, the British were in command of the area. Britain enforced the blockade, reducing Germany's vital imports to 55%, affecting the ability of Germany to fight the war.
The German fleet would only sortie into the North Sea thrice more, with a raid on 19 August, one in October 1916, and another in April 1918. All three were unopposed by capital ships and quickly aborted as neither side was prepared to take the risks of mines and submarines.
Apart from these three abortive operations the High Seas Fleet—unwilling to risk another encounter with the British fleet—confined its activities to the Baltic Sea for the remainder of the war. Jellicoe issued an order prohibiting the Grand Fleet from steaming south of the line of Horns Reef owing to the threat of mines and U-boats. A German naval expert, writing publicly about Jutland in November 1918, commented, "Our Fleet losses were severe. On 1 June 1916, it was clear to every thinking person that this battle must, and would be, the last one".
At the end of the battle, the British had maintained their numerical superiority and had 23 dreadnoughts ready and four battlecruisers still able to fight, while the Germans had only 10 dreadnoughts. One month after the battle, the Grand Fleet was stronger than it had been before sailing to Jutland. Warspite was dry-docked at Rosyth, returning to the fleet on 22 July, while Malaya was repaired in the floating dock at Invergordon, returning to duty on 11 July. Barham was docked for a month at Devonport before undergoing speed trials and returning to Scapa Flow on 8 July. Princess Royal stayed initially at Rosyth but transferred to dry dock at Portsmouth before returning to duty at Rosyth 21 July. Tiger was dry-docked at Rosyth and ready for service 2 July. Queen Elizabeth, Emperor of India and , which had been undergoing maintenance at the time of the battle, returned to the fleet immediately, followed shortly after by Resolution and Ramillies. Lion initially remained ready for sea duty despite the damaged turret, then underwent a month's repairs in July when Q turret was removed temporarily and replaced in September.
A third view, presented in a number of recent evaluations, is that Jutland, the last major fleet action between battleships, illustrated the irrelevance of battleship fleets following the development of the submarine, mine and torpedo. In this view, the most important consequence of Jutland was the decision of the Germans to engage in unrestricted submarine warfare. Although large numbers of battleships were constructed in the decades between the wars, it has been argued that this outcome reflected the social dominance among naval decision-makers of battleship advocates who constrained technological choices to fit traditional paradigms of fleet action. Battleships played a relatively minor role in World War II, in which the submarine and aircraft carrier emerged as the dominant offensive weapons of naval warfare.
British self-critique
The official British Admiralty examination of the Grand Fleet's performance recognised two main problems:
British armour-piercing shells exploded outside the German armour rather than penetrating and exploding within. As a result, some German ships with only -thick armour survived hits from projectiles. Had these shells penetrated the armour and then exploded, German losses would probably have been far greater.
Communication between ships and the British commander-in-chief was comparatively poor. For most of the battle, Jellicoe had no idea where the German ships were, even though British ships were in contact. They failed to report enemy positions, contrary to the Grand Fleet's Battle Plan. Some of the most important signalling was carried out solely by flag instead of wireless or using redundant methods to ensure communications—a questionable procedure, given the mixture of haze and smoke that obscured the battlefield, and a foreshadowing of similar failures by habit-bound and conservatively minded professional officers of rank to take advantage of new technology in World War II.
Shell performance
German armour-piercing shells were far more effective than the British ones, which often failed to penetrate heavy armour. The issue particularly concerned shells striking at oblique angles, which became increasingly the case at long range. Germany had adopted trinitrotoluene (TNT) as the explosive filler for artillery shells in 1902, while the United Kingdom was still using a picric acid mixture (Lyddite). The shock of impact of a shell against armour often prematurely detonated Lyddite in advance of fuze function while TNT detonation could be delayed until after the shell had penetrated and the fuze had functioned in the vulnerable area behind the armour plate. Some 17 British shells hit the side armour of the German dreadnoughts or battlecruisers. Of these, four would not have penetrated under any circumstances. Of the remaining 13, one penetrated the armour and exploded inside. This showed a 7.5% chance of proper shell function on the British side, a result of overly brittle shells and Lyddite exploding too soon.
The issue of poorly performing shells had been known to Jellicoe, who as Third Sea Lord from 1908 to 1910 had ordered new shells to be designed. However, the matter had not been followed through after his posting to sea and new shells had never been thoroughly tested. Beatty discovered the problem at a party aboard Lion a short time after the battle, when a Swedish Naval officer was present. He had recently visited Berlin, where the German navy had scoffed at how British shells had broken up on their ships' armour. The question of shell effectiveness had also been raised after the Battle of Dogger Bank, but no action had been taken. Hipper later commented, "It was nothing but the poor quality of their bursting charges which saved us from disaster."
Admiral Dreyer, writing later about the battle, during which he had been captain of the British flagship Iron Duke, estimated that effective shells as later introduced would have led to the sinking of six more German capital ships, based upon the actual number of hits achieved in the battle. The system of testing shells, which remained in use up to 1944, meant that, statistically, a batch of shells of which 70% were faulty stood an even chance of being accepted. Indeed, even shells that failed this relatively mild test had still been issued to ships. Analysis of the test results afterwards by the Ordnance Board suggested the likelihood that 30–70% of shells would not have passed the standard penetration test specified by the Admiralty.
Efforts to replace the shells were initially resisted by the Admiralty, and action was not taken until Jellicoe became First Sea Lord in December 1916. As an initial response, the worst of the existing shells were withdrawn from ships in early 1917 and replaced from reserve supplies. New shells were designed, but did not arrive until April 1918, and were never used in action.
Battlecruiser losses
British battlecruisers were designed to chase and destroy enemy cruisers from out of the range of those ships. They were not designed to be ships of the line and exchange broadsides with the enemy. One German and three British battlecruisers were sunk—but none were destroyed by enemy shells penetrating the belt armour and detonating the magazines. Each of the British battlecruisers was penetrated through a turret roof and their magazines ignited by flash fires passing through the turret and shell-handling rooms. Lützow sustained 24 hits and her flooding could not be contained. She was eventually sunk by her escorts' torpedoes after most of her crew had been safely removed (though six trapped stokers died when the ship was scuttled). Derfflinger and Seydlitz sustained 22 hits each but reached port (although in Seydlitzs case only just).
Jellicoe and Beatty, as well as other senior officers, gave an impression that the loss of the battlecruisers was caused by weak armour, despite reports by two committees and earlier statements by Jellicoe and other senior officers that Cordite and its management were to blame. This led to calls for armour to be increased, and an additional was placed over the relatively thin decks above magazines. To compensate for the increase in weight, ships had to carry correspondingly less fuel, water and other supplies. Whether or not thin deck armour was a potential weakness of British ships, the battle provided no evidence that it was the case. At least amongst the surviving ships, no enemy shell was found to have penetrated deck armour anywhere. The design of the new battlecruiser (which was being built at the time of the battle) was altered to give her of additional armour.
Ammunition handling
British and German propellant charges differed in packaging, handling, and chemistry. The British propellant was of two types, MK1 and MD. The Mark 1 cordite had a formula of 37% nitrocellulose, 58% nitroglycerine, and 5% petroleum jelly. It was a good propellant but burned hot and caused an erosion problem in gun barrels. The petroleum jelly served as both a lubricant and a stabiliser. Cordite MD was developed to reduce barrel wear, its formula being 65% nitrocellulose, 30% nitroglycerine, and 5% petroleum jelly. While cordite MD solved the gun-barrel erosion issue, it did nothing to improve its storage properties, which were poor. Cordite was very sensitive to variations of temperature, and acid propagation/cordite deterioration would take place at a very rapid rate. Cordite MD also shed micro-dust particles of nitrocellulose and iron pyrite. While cordite propellant was manageable, it required a vigilant gunnery officer, strict cordite lot control, and frequent testing of the cordite lots in the ships' magazines.
British cordite propellant (when uncased and exposed in the silk bag) tended to burn violently, causing uncontrollable "flash fires" when ignited by nearby shell hits. In 1945, a test was conducted by the U.S.N. Bureau of Ordnance (Bulletin of Ordnance Information, No. 245, pp. 54–60) testing the sensitivity of cordite to then-current U.S. Naval propellant powders against a measurable and repeatable flash source. It found that cordite would ignite at from the flash, the current U.S. powder at , and the U.S. flashless powder at .
This meant that about 75 times the propellant would immediately ignite when exposed to flash, as compared to the U.S. powder. British ships had inadequate protection against these flash fires. German propellant (RP C/12, handled in brass cartridge cases and used in German artillery because their sliding wedge breeches were hard to obturate with smokeless powder, ) was less vulnerable and less volatile in composition. German propellants were not that different in composition from cordite—with one major exception: centralite. This was symmetrical diethyl diphenyl urea, which served as a stabiliser that was superior to the petroleum jelly used in British practice. It stored better and burned but did not explode. Stored and used in brass cases, it proved much less sensitive to flash. RP C/12 was composed of 64.13% nitrocellulose, 29.77% nitroglycerine, 5.75% centralite, 0.25% magnesium oxide and 0.10% graphite.
The Royal Navy Battle Cruiser Fleet had also emphasised speed in ammunition handling over established safety protocol. In practice drills, cordite could not be supplied to the guns rapidly enough through the hoists and hatches. To bring up the propellant in good time to load for the next broadside, many safety doors were kept open that should have been shut to safeguard against flash fires. Bags of cordite were also stocked and kept locally, creating a total breakdown of safety design features. By staging charges in the chambers between the gun turret and magazine, the Royal Navy enhanced their rate of fire but left their ships vulnerable to chain reaction ammunition fires and magazine explosions.Campbell, pp. 371–372. This 'bad safety habit' carried over into real battle practices. Furthermore, the doctrine of a high rate of fire also led to the decision in 1913 to increase the supply of shells and cordite held on the British ships by 50%, for fear of running out of ammunition. When this exceeded the capacity of the ships' magazines, cordite was stored in insecure places.
The British cordite charges were stored two silk bags to a metal cylindrical container, with a 16-oz gunpowder igniter charge, which was covered with a thick paper wad, four charges being used on each projectile. The gun crews were removing the charges from their containers and removing the paper covering over the gunpowder igniter charges. The effect of having eight loads at the ready was to have of exposed explosive, with each charge leaking small amounts of gunpowder from the igniter bags. In effect, the gun crews had laid an explosive train from the turret to the magazines, and one shell hit to a battlecruiser turret was enough to end a ship.
A diving expedition during the summer of 2003 provided corroboration of this practice. It examined the wrecks of Invincible, Queen Mary, Defence, and Lützow to investigate the cause of the British ships' tendency to suffer from internal explosions. From this evidence, a major part of the blame may be laid on lax handling of the cordite propellant for the shells of the main guns. The wreck of the Queen Mary revealed cordite containers stacked in the working chamber of the X turret instead of the magazine.
There was a further difference in the propellant itself. While the German RP C/12 burned when exposed to fire, it did not explode, as opposed to cordite. RP C/12 was extensively studied by the British and, after World War I, would form the basis of the later Cordite SC.
The memoirs of Alexander Grant, Gunner on Lion, suggest that some British officers were aware of the dangers of careless handling of cordite:
Grant had already introduced measures onboard Lion to limit the number of cartridges kept outside the magazine and to ensure doors were kept closed, probably contributing to her survival.
On 5 June 1916, the First Lord of the Admiralty advised Cabinet Members that the three battlecruisers had been lost due to unsafe cordite management.
After the battle, the B.C.F. Gunnery Committee issued a report (at the command of Admiral David Beatty) advocating immediate changes in flash protection and charge handling. It reported, among other things, that:
Some vent plates in magazines allowed flash into the magazines and should be retro-fitted to a new standard.
Bulkheads in HMS Lions magazine showed buckling from fire under pressure (overpressure)—despite being flooded and therefore supported by water pressure—and must be made stronger.
Doors opening inward to magazines were an extreme danger.
Current designs of turrets could not eliminate flash from shell bursts in the turret from reaching the handling rooms.
Ignition pads must not be attached to charges but instead be placed just before ramming.
Better methods must be found for safe storage of ready charges than the current method.
Some method for rapidly drowning charges already in the handling path must be devised.
Handling scuttles (special flash-proof fittings for moving propellant charges through ship's bulkheads), designed to handle overpressure, must be fitted.
Gunnery
British gunnery control systems, based on Dreyer tables, were well in advance of the German ones, as demonstrated by the proportion of main calibre hits made on the German fleet. Because of its demonstrated advantages, it was installed on ships progressively as the war went on, had been fitted to a majority of British capital ships by May 1916, and had been installed on the main guns of all but two of the Grand Fleet's capital ships. The Royal Navy used centralised fire-control systems on their capital ships, directed from a point high up on the ship where the fall of shells could best be seen, utilising a director sight for both training and elevating the guns. In contrast, the German battlecruisers controlled the fire of turrets using a training-only director, which also did not fire the guns at once. The rest of the German capital ships were without even this innovation. German range-finding equipment was generally superior to the British FT24, as its operators were trained to a higher standard due to the complexity of the Zeiss range finders. Their stereoscopic design meant that in certain conditions they could range on a target enshrouded by smoke. The German equipment was not superior in range to the British Barr & Stroud rangefinder found in the newest British capital ships, and, unlike the British range finders, the German range takers had to be replaced as often as every thirty minutes, as their eyesight became impaired, affecting the ranges provided to their gunnery equipment.
The results of the battle confirmed the value of firing guns by centralised director. The battle prompted the Royal Navy to install director firing systems in cruisers and destroyers, where it had not thus far been used, and for secondary armament on battleships.
German ships were considered to have been quicker in determining the correct range to targets, thus obtaining an early advantage. The British used a 'bracket system', whereby a salvo was fired at the best-guess range and, depending where it landed, the range was progressively corrected up or down until successive shots were landing in front of and behind the enemy. The Germans used a 'ladder system', whereby an initial volley of three shots at different ranges was used, with the centre shot at the best-guess range. The ladder system allowed the gunners to get ranging information from the three shots more quickly than the bracket system, which required waiting between shots to see how the last had landed. British ships adopted the German system.
It was determined that range finders of the sort issued to most British ships were not adequate at long range and did not perform as well as the range finders on some of the most modern ships. In 1917, range finders of base lengths of were introduced on the battleships to improve accuracy.
Signalling
Throughout the battle, British ships experienced difficulties with communications, whereas the Germans did not suffer such problems. The British preferred signalling using ship-to-ship flag and lamp signals, avoiding wireless, whereas the Germans used wireless successfully. One conclusion drawn was that flag signals were not a satisfactory way to control the fleet. Experience using lamps, particularly at night when issuing challenges to other ships, demonstrated this was an excellent way to advertise your precise location to an enemy, inviting a reply by gunfire. Recognition signals by lamp, once seen, could also easily be copied in future engagements.
British ships both failed to report engagements with the enemy but also, in the case of cruisers and destroyers, failed to actively seek out the enemy. A culture had arisen within the fleet of not acting without orders, which could prove fatal when any circumstances prevented orders being sent or received. Commanders failed to engage the enemy because they believed other, more senior officers must also be aware of the enemy nearby, and would have given orders to act if this was expected. Wireless, the most direct way to pass messages across the fleet (although it was being jammed by German ships), was avoided either for perceived reasons of not giving away the presence of ships or for fear of cluttering up the airwaves with unnecessary reports.
Fleet Standing Orders
Naval operations were governed by standing orders issued to all the ships. These attempted to set out what ships should do in all circumstances, particularly in situations where ships would have to react without referring to higher authority, or when communications failed. A number of changes were introduced as a result of experience gained in the battle.
A new signal was introduced instructing squadron commanders to act independently as they thought best while still supporting the main fleet, particularly for use when circumstances would make it difficult to send detailed orders. The description stressed that this was not intended to be the only time commanders might take independent action, but was intended to make plain times when they definitely should. Similarly, instructions on what to do if the fleet was instructed to take evasive action against torpedoes were amended. Commanders were given discretion that if their part of the fleet was not under immediate attack, they should continue engaging the enemy rather than turning away with the rest of the fleet. In this battle, when the fleet turned away from Scheer's destroyer attack covering his retreat, not all the British ships had been affected, and could have continued to engage the enemy.
A number of opportunities to attack enemy ships by torpedo had presented themselves but had been missed. All ships, not just the destroyers armed principally with torpedoes but also battleships, were reminded that they carried torpedoes intended to be used whenever an opportunity arose. Destroyers were instructed to close the enemy fleet to fire torpedoes as soon as engagements between the main ships on either side would keep enemy guns busy directed at larger targets. Destroyers should also be ready to immediately engage enemy destroyers if they should launch an attack, endeavouring to disrupt their chances of launching torpedoes and keep them away from the main fleet.
To add some flexibility when deploying for attack, a new signal was provided for deploying the fleet to the centre, rather than as previously only either to left or right of the standard closed-up formation for travelling. The fast and powerful 5th Battle Squadron was moved to the front of the cruising formation so it would have the option of deploying left or right depending upon the enemy position. In the event of engagements at night, although the fleet still preferred to avoid night fighting, a destroyer and cruiser squadron would be specifically detailed to seek out the enemy and launch destroyer attacks.
Controversy
At the time, Jellicoe was criticised for his caution and for allowing Scheer to escape. Beatty, in particular, was convinced that Jellicoe had missed a tremendous opportunity to annihilate the High Seas Fleet and win what would amount to another Trafalgar. Jellicoe was promoted away from active command to become First Sea Lord, the professional head of the Royal Navy, while Beatty replaced him as commander of the Grand Fleet.
The controversy raged within the navy and in public for about a decade after the war. Criticism focused on Jellicoe's decision at 19:15. Scheer had ordered his cruisers and destroyers forward in a torpedo attack to cover the turning away of his battleships. Jellicoe chose to turn to the south-east, and so keep out of range of the torpedoes. Supporters of Jellicoe, including the historian Cyril Falls, pointed to the folly of risking defeat in battle when one already has command of the sea. Jellicoe himself, in a letter to the Admiralty seventeen months before the battle, said that he intended to turn his fleet away from any mass torpedo attack (that being the universally accepted proper tactical response to such attacks, practised by all the major navies of the world). He said that, in the event of a fleet engagement in which the enemy turned away, he would assume they intended to draw him over mines or submarines, and he would decline to be so drawn. The Admiralty approved this plan and expressed full confidence in Jellicoe at the time (October 1914).
The stakes were high, the pressure on Jellicoe immense, and his caution certainly understandable. His judgement might have been that even 90% odds in favour were not good enough to bet the British Empire. Churchill said of the battle that Jellicoe "was the only man on either side who could have lost the war in an afternoon."
The criticism of Jellicoe also fails to sufficiently credit Scheer, who was determined to preserve his fleet by avoiding the full British battle line, and who showed great skill in effecting his escape.
Beatty's actions
On the other hand, some of Jellicoe's supporters condemned the actions of Beatty for the British failure to achieve a complete victory. Although Beatty was undeniably brave, his mismanagement of the initial encounter with Hipper's squadron and the High Seas Fleet cost him a considerable advantage in the first hours of the battle. His most glaring failure was in not providing Jellicoe with periodic information on the position, course, and speed of the High Seas Fleet. Beatty, aboard the battlecruiser Lion, left behind the four fast battleships of the 5th Battle Squadron—the most powerful warships in the world at the time—engaging with six ships when better control would have given him 10 against Hipper's five. Though Beatty's larger guns out-ranged Hipper's guns by thousands of yards, Beatty held his fire for 10 minutes and closed the German squadron until within range of the Germans' superior gunnery, under lighting conditions that favoured the Germans. Most of the British losses in tonnage occurred in Beatty's force.
Death toll
The total loss of life on both sides was 9,823 personnel: the British losses numbered 6,784 and the German 3,039. Counted among the British losses were two members of the Royal Australian Navy and one member of the Royal Canadian Navy. Six Australian nationals serving in the Royal Navy were also killed.
British
113,300 tons sunk:
Battlecruisers , ,
Armoured cruisers , ,
Flotilla leader
Destroyers , , , , , ,
German
62,300 tons sunk:
Battlecruiser
Pre-dreadnought
Light cruisers , , ,
Destroyers (Heavy torpedo-boats) , , , ,
Selected honours
The Victoria Cross is the highest military decoration awarded for valour "in the face of the enemy" to members of the British Empire armed forces. The Ordre pour le Mérite was the Kingdom of Prussia and consequently the German Empire's highest military order until the end of the First World War.
Pour le Mérite
Franz Hipper ()
Reinhard Scheer ()
Victoria Cross
The Hon. Edward Barry Stewart Bingham ()
John Travers Cornwell ()
Francis John William Harvey ()
Loftus William Jones ()
Status of the survivors and wrecks
In the years following the battle the wrecks were slowly discovered. Invincible was found by the Royal Navy minesweeper in 1919. After the Second World War some of the wrecks seem to have been commercially salvaged. For instance, the Hydrographic Office record for SMS Lützow (No. 32344) shows that salvage operations were taking place on the wreck in 1960.
During 2000–2016 a series of diving and marine survey expeditions involving veteran shipwreck historian and archaeologist Innes McCartney located all of the wrecks sunk in the battle. It was discovered that over 60 per cent of them had suffered from metal theft. In 2003 McCartney led a detailed survey of the wrecks for the Channel 4 documentary "Clash of the Dreadnoughts". The film examined the last minutes of the lost ships and revealed for the first time how both 'P' and 'Q' turrets of Invincible had been blasted out of the ship and tossed into the sea before she broke in half. This was followed by the Channel 4 documentary "Jutland: WWI's Greatest Sea Battle", broadcast in May 2016, which showed how several of the major losses at Jutland had actually occurred and just how accurate the "Harper Record" actually was.
On the 90th anniversary of the battle, in 2006, the UK Ministry of Defence belatedly announced that the 14 British vessels lost in the battle were being designated as protected places under the Protection of Military Remains Act 1986. This legislation only affects British ships and citizens and in practical terms offers no real protection from non-British salvors of the wreck sites. In May 2016 a number of British newspapers named the Dutch salvage company "Friendship Offshore" as one of the main salvors of the Jutland wrecks in recent years and depicted leaked photographs revealing the extent of their activities on the wreck of Queen Mary.
The last surviving veteran of the battle, Henry Allingham, a British RAF (originally RNAS) airman, died on 18 July 2009, aged 113, by which time he was the oldest documented man in the world and one of the last surviving veterans of the whole war. Also among the combatants was the then 20-year-old Prince Albert, serving as a junior officer aboard . He was second in the line to the throne, but would become king as George VI following his brother Edward's abdication in 1936.
One ship from the battle survives and is still (in 2023) afloat: the light cruiser . Decommissioned in 2011, she is docked at the Alexandra Graving Dock in Belfast, Northern Ireland and is a museum ship.
Remembrance
The Battle of Jutland was annually celebrated as a great victory by the right wing in Weimar Germany. This victory was used to repress the memory of the German navy's initiation of the German Revolution of 1918–1919, as well as the memory of the defeat in World War I in general. (The celebrations of the Battle of Tannenberg played a similar role.) This is especially true for the city of Wilhelmshaven, where wreath-laying ceremonies and torch-lit parades were performed until the end of the 1960s.
In 1916 Contreadmiral Friedrich von Kühlwetter (1865–1931) wrote a detailed analysis of the battle and published it in a book under the title Skagerrak (first anonymously published), which was reprinted in large numbers until after WWII and had a huge influence in keeping the battle in public memory amongst Germans as it was not tainted by the ideology of the Third Reich. Kühlwetter built the School for Naval Officers at Mürwik near Flensburg, where he is still remembered.
In May 2016, the 100th-anniversary commemoration of the Battle of Jutland was held. On 29 May, a commemorative service was held at St Mary's Church, Wimbledon, where the ensign from HMS Inflexible is on permanent display. On 31 May, the main service was held at St Magnus Cathedral in Orkney, attended by the British prime minister, David Cameron, and the German president, Joachim Gauck, along with Princess Anne and Vice Admiral Sir Tim Laurence. A centennial exposition was held at the Deutsches Marinemuseum in Wilhemshaven from 29 May 2016 to 28 February 2017.
Film
Wrath of the Seas (Die versunkene Flotte), 1926, director Manfred Noa
See also
List of the largest artificial non-nuclear explosions
Sea War Museum Jutland
Naval warfare of World War I
Notes
Citations
Bibliography
Black, Jeremy. "Jutland's Place in History," Naval History (June 2016) 30#3, pp. 16–21.
Corbett, Sir Julian. (2015) Maritime Operations In The Russo-Japanese War 1904–1905. Vol. 1, originally published Jan 1914. Naval Institute Press;
Corbett, Sir Julian. (2015) Maritime Operations In The Russo-Japanese War 1904–1905. Vol. 2, originally published Oct 1915. Naval Institute Press;
Costello, John (1976) Jutland 1916 with Terry Hughes
Friedman, Norman. (2013) Naval Firepower, Battleship Guns And Gunnery In The Dreadnaught Era. Seaforth Publishing;
Further reading
H.W. Fawcett & G.W.W. Hooper, RN (editors), The fighting at Jutland (abridged edition); the personal experiences of forty-five officers and men of the British Fleet London: MacMillan & Co, 1921
Lambert, Andrew. "Writing Writing the Battle: Jutland in Sir Julian Corbett's Naval Operations," Mariner's Mirror 103#2 (2017) 175–95, Historiography..
External links
WW1 Centenary News – Battle of Jutland
Jutland Centenary Initiative
Jutland Commemoration Exhibition
Beatty's official report
Jellicoe's official despatch
Jellicoe, extract from The Grand Fleet, published 1919
World War I Naval Combat – Despatches
Scheer, Germany's High Seas Fleet in the World War , published 1920
Henry Allingham Last known survivor of the Battle of Jutland
Table of Jutland Casualties Listed by Ship
germannavalwarfare.info Some Original Documents from the British Admiralty, Room 40, regarding the Battle of Jutland: Photocopies from The National Archives, Kew, Richmond, UK.
Sailors, with biographies, plotted on the Jutland Interactive Map of the NMRN
Battle of Jutland Crew Lists Project
Battle of Jutland Crew Lists Project Wiki
Memorial park for the Battle of Jutland
Battle-of-Jutland.com The website owner has a package of original documents
Transcript of post-battle correspondence between the Grand Fleet and the Admiralty concerning the loss of the battlecruisers.
Notable accounts
by Rudyard Kipling Retrieved 2009-10-31.
by Alexander Grant, a gunner aboard HMS Lion
A North Sea diary, 1914–1918, by Stephen King-Hall, a junior officer on the light cruiser
by Paul Berryman, a junior officer on
by Moritz von Egidy, captain of SMS Seydlitz
by Richard Foerster, gunnery officer on Seydlitz
by Georg von Hase, gunnery officer on Derfflinger
(Note:' Due to the time difference, entries in some of the German accounts are one hour ahead of the times in this article.)
Conflicts in 1916
1916 in Denmark
1916 in Germany
1916 in the United Kingdom
Naval battles of World War I involving Australia
Naval battles of World War I involving Germany
Naval battles of World War I involving the United Kingdom
North Sea operations of World War I
Protected Wrecks of the United Kingdom
Military history of the North Sea
May 1916 events
June 1916 events
Germany–United Kingdom military relations |
4566 | https://en.wikipedia.org/wiki/Baku | Baku | Baku (, ; ) is the capital and largest city of Azerbaijan, as well as the largest city on the Caspian Sea and in the Caucasus region. Baku is below sea level, which makes it the lowest lying national capital in the world and also the largest city in the world below sea level. Baku lies on the southern shore of the Absheron Peninsula, on the Bay of Baku. Baku's urban population was estimated at two million people as of 2009. Baku is the primate city of Azerbaijan—it is the sole metropolis in the country, and about 25% of all inhabitants of the country live in Baku's metropolitan area.
Baku is divided into twelve administrative raions and 48 townships. Among these are the townships on the islands of the Baku Archipelago, as well as the industrial settlement of Neft Daşları built on oil rigs away from Baku city in the Caspian Sea. The Old City, containing the Palace of the Shirvanshahs and the Maiden Tower, was designated as a UNESCO World Heritage Site in 2000.
The city is the scientific, cultural, and industrial centre of Azerbaijan. Many sizeable Azerbaijani institutions have their headquarters there. In the 2010s, Baku became a venue for major international events. It hosted the 57th Eurovision Song Contest in 2012, the 2015 European Games, 4th Islamic Solidarity Games, the European Grand Prix in 2016, the Azerbaijan Grand Prix since 2017, the final of the 2018–19 UEFA Europa League, and was one of the host cities for UEFA Euro 2020. The Baku International Sea Trade Port is capable of handling two million tonnes of general and dry bulk cargoes per year. Baku is renowned for its harsh winds, reflected in its nickname, the "City of Winds".
Etymology
Baku is long attested under the Perso-Arabic name باکو (Bākū). Early Arabic sources also refer to the city as Bākuh and Bākuya, all of which seem to come from a Persian name. The further etymology is unclear.
A popular etymology in the 19th century considered it to be derived from Persian بادکوبه (Bâd-kube, meaning "wind-pounded city", a compound of bād, "wind", and kube, which is rooted in the verb کوبیدن kubidan, "to pound", thus referring to a place where wind would be strong and pounding, as is the case of Baku, which is known to experience fierce winter snow storms and harsh winds). This popular name (Badkubə in modern Azerbaijani script) gained currency as a nickname for the city by the 19th century (e.g., it is used in Akinchi, volume 1, issue 1, p. 1), and is also reflected in the city's modern nickname as the "City of Winds" (). Another and even less probable folk etymology explains the name as deriving from Baghkuy, meaning "God's town". Baga (now بغ bagh) and kuy are the Old Persian words for "god" and "town" respectively; the name Baghkuy may be compared with Baghdād ("God-given") in which dād is the Old Persian word for "give".
During Soviet rule, the city was spelled in Cyrillic as "Бакы" in Azerbaijani (while the Russian spelling was and still is "Баку", ). The modern Azerbaijani spelling, which has been using the Latin alphabet since 1991, is ; the shift from the Perso-Arabic letter و (ū) to Cyrillic "ы" and, later, Latin "ı" may be compared to that in other Azerbaijani words (e.g. compare qāpū in old Perso-Arabic spelling with modern Azerbaijani , "door") or in suffixes, as و was often used to transcribe the vowel harmony in Azerbaijani (which was also the practice in Ottoman Turkish). (See also Azerbaijani alphabet.)
History
Antiquity
Traces of human settlement in the region of present-day Baku date back to the Stone Age. Bronze-Age rock carvings have been discovered near Bayil, and a bronze figure of a small fish in the territory of the Old City. These have led some to suggest the existence of a Bronze-Age settlement within the city's territory. Near Nardaran, a place called Umid Gaya features a prehistoric observatory, where images of the sun and of various constellations are carved into rock together with a primitive astronomic table. Further archeological excavations have revealed various prehistoric settlements, native temples, statues and other artifacts within the territory of the modern city and around it.
In the 1st century AD, the Romans organised two Caucasian campaigns and reached what is today Baku. Near the city, in what is today Gobustan, Roman inscriptions dating from AD 84 to 96 survive – some of the earliest written evidences for a city there.
Rise of the Shirvanshahs and the Safavid era
Baku was the realm of the Shirvanshahs during the 8th century AD. The city frequently came under assault from the Khazars and (starting from the 10th century) from the Rus'. Shirvanshah Akhsitan I built a navy in Baku and successfully repelled a Rus' assault in 1170. After a devastating earthquake struck Shamakhi, the capital of Shirvan, Shirvanshah's court moved to Baku in 1191.
The Shirvan era greatly influenced Baku and the remainder of present-day Azerbaijan. Between the 12th and 14th centuries, massive fortifications were built in Baku and the surrounding towns. The Maiden Tower, the Ramana Tower, the Nardaran Fortress, the Shagan Castle, the Mardakan Castle, the Round Castle and also the famous Sabayil Castle on the island of the Bay of Baku date from this period. The city walls of Baku were also rebuilt and strengthened.
By the early 16th century Baku's wealth and strategic position attracted the attention of its larger neighbours; in the previous two centuries, it was under the rule of the Iran-centred Kara Koyunlu and Ak Koyunlu. The fall of the Ak Koyunlu brought the city immediately into the sphere of the newly formed Iranian Safavid dynasty, led by king (shah) Ismail I (). Ismail I laid siege to Baku in 1501 and captured it; he allowed the Shirvanshahs to remain in power, under Safavid suzerainty. His successor, king Tahmasp I (), completely removed the Shirvanshahs from power and made Baku a part of the Shirvan province. Baku remained as an integral part of his empire and of successive Iranian dynasties for the next centuries, until ceded to the Russian Empire through the 1813 Treaty of Gulistan. The House of Shirvan, which had ruled Baku since the 9th century, was extinguished in the course of Safavid rule.
At this time the city was enclosed within lines of strong walls, which were washed by the sea on one side and protected by a wide trench on land. The Ottomans briefly gained control over Baku as a result of the Ottoman-Safavid War of 1578–1590; by 1607, it came under Iranian control again. In 1604 Shah Abbas I () destroyed Baku fortress.
Baku had a reputation as a focal point for traders from all across the world during the Early modern period; commerce was active and the area prospered. Notably, traders from the Indian subcontinent established themselves in the region. These Indian traders built the Ateshgah of Baku during 17th–18th centuries; the temple was used as a Hindu, Sikh, and Zoroastrian place of worship.
Downfall of the Safavids and the Khanate of Baku
The Safavids temporarily lost power in Iran in 1722; Emperor Peter the Great of Russia took advantage of the situation and invaded. As a result of the Russo-Persian War of 1722–1723, the Safavids were forced to cede Baku to Russia. By 1730 the situation had deteriorated for the Russians; the successes of Nader Shah () led them to sign the Treaty of Ganja near Ganja on 10 March 1735, ceding the city and all other conquered territories in the Caucasus back to Iran.
The eruption of instability following Nader Shah's death in 1747 gave rise to the various Caucasian khanates. The semi-autonomous Persian-ruled Baku Khanate (1747–1806) was one of these. Initially ruled by Mirza Muhammed Khan (), it soon became a dependency of the much stronger Quba Khanate. During this time, the population of Baku remained small (approximately 5,000), and the economy suffered as a result of constant warfare.
Russo-Persian Wars and Iran's forced cession
From the late 18th century, Imperial Russia switched to a more aggressive geopolitical stance towards its two neighbours and rivals to the south, namely Iran and the Ottoman Empire. In the spring of 1796, by Catherine II's order, General Valerian Zubov's troops started a large campaign against Qajar Persia. Zubov had sent 13,000 men to capture Baku, and it was overrun subsequently without any resistance. On 13 June 1796, a Russian flotilla entered Baku Bay, and a garrison of Russian troops was stationed inside the city. Later, however, Emperor Paul I of Russia ordered the cessation of the campaign and the withdrawal of Russian forces following the death of his predecessor, Catherine the Great. In March 1797 the tsarist troops left Baku and the city became part of Qajar Iran again.
In 1813, following the Russo-Persian War of 1804–1813, Qajar Iran had to sign the Treaty of Gulistan with Russia this provided for the cession of Baku and of most of Iran's territories in the North Caucasus and South Caucasus to Russia. During the next and final bout of hostilities between the two, the Russo-Persian War of 1826–1828, the Iranians briefly recaptured Baku. However, the militarily superior Russians ended this war with a victory as well, and the resulting Treaty of Turkmenchay (1828) made Baku's inclusion in the Russian Empire definite. When Baku was occupied by the Russian troops during the war of 1804–13, nearly the entire population of some 8,000 people was ethnic Tat. Baku within Russia was the administrative center of the Baku Uyezd, Baku Governorate, and the Baku Gradonachalstvo.
Discovery of oil
The Russians built the first oil-distilling factory in Balaxani in 1837. The first person to drill oil in Baku was an ethnic Armenian Ivan Mirzoev, who is also known as a 'founding father of Baku's oil industry.' Digging for oil began in the 1840s, with the first oil well drilled in the Bibi-Heybat suburb of Baku in 1846. It was mechanically drilled, though a number of hand-dug wells pre-dated it. Large-scale oil exploration started in 1872 when Russian imperial authorities auctioned parcels of oil-rich land around Baku to private investors. The pioneer of oil extracting from the bottom of the sea was the Polish geologist Witold Zglenicki. Soon after, investors appeared in Baku, including the Nobel Brothers in 1873 and the Rothschilds in 1882. An industrial area of oil refineries, better known as Black Town (), developed near Baku by the early 1880s.
Professor A. V. Williams Jackson of Columbia University wrote in his work From Constantinople to the Home of Omar Khayyam (1911):
By the beginning of the 20th century, half of the oil sold in international markets was extracted in Baku. The oil boom contributed to the massive growth of Baku. Between 1856 and 1910 Baku's population grew at a faster rate than that of London, Paris or New York.
Unrest at the time of the 1905 Revolution resulted in massacres among the population and the destruction of many oil facilities.
World War I
In 1917, after the October Revolution and amidst the turmoil of World War I and the breakup of the Russian Empire, Baku came under the control of the Baku Commune, led by the veteran Bolshevik Stepan Shahumyan. Seeking to capitalize on the existing ethnic conflicts, by spring 1918, Bolsheviks inspired and condoned civil war in and around Baku. During the famous March Days of 1918, Bolsheviks and Dashnaks, seeking to establish control over Baku streets, faced armed Azerbaijani groups. The Azerbaijanis suffered defeat from the united forces of the Baku Soviet and were massacred by Dashnak teams in what was called the March Days. An estimated 3,000–12,000 Azerbaijanis were killed in their own capital. After the massacre, on 28 May 1918, the Azerbaijani faction of the Transcaucasian Sejm proclaimed the independence of the Azerbaijan Democratic Republic (ADR) in Ganja, thereby founding the first Muslim-majority democratic and secular republic. The newly independent Azerbaijani republic, being unable to defend the independence of the country on their own, asked the Ottoman Empire for military support in accordance with clause 4 of the treaty between the two countries. Shortly after, Azerbaijani forces, with support of the Ottoman Army of Islam led by Nuru Pasha, started their advance on Baku, eventually capturing the city from the loose coalition of Bolsheviks, SRs, Dashnaks, Mensheviks and British forces under the command of General Lionel Dunsterville on 15 September 1918.
After the Battle of Baku of August–September 1918, the Azerbaijani irregular troops, with the tacit support of the Turkish command, conducted four days of pillaging and killing 10,000–30,000 Armenians of Baku. This pogrom became known as the "September Days". Shortly after this, Baku was proclaimed the new capital of the Azerbaijan Democratic Republic.
The Ottoman Empire, recognising defeat in World War I by October 1918, signed the Armistice of Mudros with the British (30 October 1918); this meant the evacuation of Turkish forces from Baku. Headed by General William Thomson, some 5,000 British troops, including parts of the former Dunsterforce, arrived in Baku on 17 November. Thomson declared himself military governor of Baku and implemented martial law in the city until "the civil power would be strong enough to release the forces from the responsibility to maintain the public order". British forces left before the end of 1919.
Soviet period
The independence of the Azerbaijani republic was a significant but short-lived chapter in Baku's history. On 28 April 1920, the 11th Red Army invaded Baku and reinstalled the Bolsheviks, making Baku the capital of the Azerbaijan Soviet Socialist Republic.
The city underwent many major changes. As a result, Baku played a great role in many branches of Soviet life. Baku was the major oil city of the Soviet Union. From about 1921 the city was headed by the Baku City Executive Committee, commonly known in Russian as Bakgorispolkom. Together with Baku Party Committee (known as the Baksovet), it developed the economic significance of the Caspian metropolis. From 1922 to 1930 Baku became the venue for one of the major trade fairs of the Soviet Union, serving as a commercial bridgehead to Iran and the Middle East.
World War II
The major powers continued to note Baku's growing importance as a major energy hub. During World War II (1939–1945) and particularly during the 1942 Nazi German invasion of the southwestern Soviet Union, Baku became of vital strategic importance to the Axis powers. In fact, capturing the oil fields of Baku was a primary goal of the Wehrmacht's Operation Edelweiss, carried out between May and November 1942. However, the German Army reached only a point some northwest of Baku in November 1942, falling far short of the city's capture before being driven back during the Soviet Operation Little Saturn in mid-December 1942.
Fall of the Soviet Union and later
After the 1991 dissolution of the Soviet Union, Baku embarked on a process of restructuring on a scale unseen in its history. Thousands of buildings from the Soviet period were demolished to make way for a green belt on its shores; parks and gardens were built on the land reclaimed by filling up the beaches of the Baku Bay. Improvements were made in general cleaning, maintenance, and garbage collection to bring these services up to Western European standards. The city is growing dynamically and developing at full speed on an east–west axis along the shores of the Caspian Sea. Sustainability has become a key factor in future urban development.
Geography
Baku is situated on the western coast of Caspian Sea. In the vicinity of the city there are a number of mud volcanoes (Keyraki, Bogkh-bogkha, Lokbatan and others) and salt lakes (Boyukshor, Khodasan and so on).
Climate
Baku has a cold semi-arid climate (Köppen climate classification: BSk) with hot and humid summers, cool and occasionally wet winters, and strong winds all year long. However, unlike many other cities with such climate features, Baku does not see extremely hot summers and substantial sunshine hours. This is largely because of its northerly latitude and the fact that it is located on a peninsula on the shore of the Caspian Sea.
Baku, and the Absheron Peninsula on which it is situated, is the most arid part of Azerbaijan (precipitation here is around or less than a year). This is largely due to the rain shadow effect from the Caucasian Mountains, with corresponding latitudes on the Black Sea on average receiving or more. The majority of the light annual precipitation occurs in seasons other than summer, but none of these seasons is particularly wet.
During Soviet times, Baku, with its long hours of sunshine and dry healthy climate, was a vacation destination where citizens could enjoy beaches or relax in now-dilapidated spa complexes overlooking the Caspian Sea. The city's past as a Soviet industrial centre left it one of the most polluted cities in the world, .
At the same time Baku is noted as a very windy city throughout the year, hence the city's nickname the "City of Winds", and gale-force winds, the cold northern wind khazri and the warm southern wind gilavar are typical here in all seasons. Indeed, the city is renowned for its fierce winter snow storms and harsh winds.
The speed of the khazri sometimes reaches 144 km/h (89 mph), which can cause damage to crops, trees and roof tiles.
The daily mean temperature in July and August averages , and there is very little rainfall during that season. During summer the khazri sweeps through, bringing desired coolness. Winter is cool and occasionally wet, with the daily mean temperature in January and February averaging . During winter the khazri sweeps through, driven by polar air masses; temperatures on the coast frequently drop below freezing and make it feel bitterly cold. Winter snow storms are occasional; snow usually melts within a few days after each snowfall.
Administrative divisions
Baku is divided into 12 rayonlar (sub-rayons) (administrative districts) and 5 settlements of city type.
Binagadi (Binəqədi) raion
Garadagh (Qaradağ) raion
Khatai (Xətai) raion
Khazar (Xəzər) raion
Narimanov (Nərimanov) raion
Nasimi (Nəsimi) raion
Nizami raion
Pirallahi (Pirallahı) raion
Sabail (Səbail) raion
Sabunchu (Sabunçu) raion
Surakhani (Suraxanı) raion
Yasamal raion
Demographics
Until 1988, Baku had very large Russian, Armenian, and Jewish populations which contributed to cultural diversity and added in various ways (music, literature, architecture and progressive outlook) to Baku's history. With the onset of the First Nagorno-Karabakh War and the pogrom against Armenians starting in January 1990, the city's large Armenian population was expelled.
Under Communism, the Soviets took over the majority of Jewish property in Baku and Kuba. After the collapse of the Soviet Union, Azerbaijani President Heydar Aliyev returned several synagogues and a Jewish college, nationalised by the Soviets, to the Jewish community; he encouraged the restoration of these buildings. Seven of the original 11 synagogues, including the Gilah synagogue, built in 1896, and the large Kruei Synagogue, were renovated.
Ethnic groups
Today, the vast majority of Baku's population is made up of ethnic Azerbaijanis, and the rest are Talysh, Russians, Lezgi and others. The intensive growth of the population started in the middle of the 19th century when Baku was a small town with a population of about 7,000 people. The population increased again from about 13,000 in the 1860s to 112,000 in 1897 and 215,000 in 1913, making Baku the largest city in the Caucasus region.
Baku has been a cosmopolitan city at certain times during its history, meaning ethnic Azerbaijanis did not constitute the majority of population. It was only in the 1970s that ethnic Azerbaijanis achieved demographic dominance in Baku. In 2003 Baku additionally had 153,400 internally displaced persons and 93,400 refugees.
Religion
The religion with the largest community of followers is Islam. The majority of the Muslims are Shia Muslims, and the Republic of Azerbaijan has the second highest Shia population percentage in the world after Iran. The city's notable mosques include Juma Mosque, Bibi-Heybat Mosque, Muhammad Mosque and Taza Pir Mosque.
There are some other faiths practised among the different ethnic groups within the country. By article 48 of its Constitution, Azerbaijan is a secular state and ensures religious freedom. Religious minorities include Russian Orthodox Christians, Catholic Levantines, Georgian Orthodox Christians, Albanian-Udi Apostolic Christians, Lutherans, Ashkenazi Jews, and Sufi Muslims. Baku is the seat of the Catholic Apostolic Prefecture of Azerbaijan.
Zoroastrianism, although extinct in the city as well as in the rest of the country by the present time, had a long history in Azerbaijan and the Zoroastrian New Year (Nowruz) continues to be the main holiday in the city as well as in the rest of Azerbaijan.
Economy
Baku's largest industry is petroleum, and its petroleum exports make it a large contributor to Azerbaijan's balance of payments. The existence of petroleum has been known since the 8th century. In the 10th century, the Arabian traveler, Marudee, reported that both white and black oil were being extracted naturally from Baku. By the 15th century, oil for lamps was obtained from hand-dug surface wells.
Commercial exploitation began in 1872, and by the beginning of the 20th century the Baku oil fields were the largest in the world. Towards the end of the 20th century, much of the onshore petroleum had been exhausted, and drilling had extended into the sea offshore. By the end of the 19th century skilled workers and specialists flocked to Baku. By 1900 the city had more than 3,000 oil wells, of which 2,000 were producing oil at industrial levels. Baku ranked as one of the largest centres for the production of oil industry equipment before World War II. The World War II Battle of Stalingrad was fought to determine who would have control of Baku oil fields. Fifty years before the battle, Baku produced half of the world's oil supply.
The oil economy of Baku is undergoing a resurgence, with the development of the massive Azeri-Chirag-Guneshli field (Shallow water Gunashli by SOCAR, deeper areas by a consortium led by BP), development of the Shah Deniz gas field, the expansion of the Sangachal Terminal and the construction of the BTC Pipeline.
The Baku Stock Exchange is Azerbaijan's largest stock exchange, and largest in the Caucasian region by market capitalization. A relatively large number of transnational companies are headquartered in Baku. One of the more prominent institutions headquartered in Baku is the International Bank of Azerbaijan, which employs over 1,000 people. International banks with branches in Baku include HSBC, Société Générale and Credit Suisse.
Tourism and shopping
Baku is one of the most important tourist destinations in the Caucasus, with hotels in the city earning 7 million euros in 2009. Many sizable world hotel chains have a presence in the city. Baku has many popular tourist and entertainment spots, such as the downtown Fountains Square, the One and Thousand Nights Beach, Shikhov Beach and Oil Rocks. Baku's vicinities feature Yanar Dag, an ever-blazing spot of natural gas. On 2 September 2010 with the inauguration of National Flag Square, Baku set the world record for tallest flagpole; on 24 May 2011, the city of Dushanbe in Tajikistan set a new record with a -higher flagpole. A few years later, the Flag Pole was dismantled and the National Flag Square was closed off with fences.
Baku has several shopping malls; the most famous city centre malls are Port Baku, Park Bulvar, Ganjlik Mall, Metro Park, 28 MALL, Aygun city and AF MALL. The retail areas contain shops from chain stores up to high-end boutiques.
The city is listed 48th in the 2011 list of the most expensive cities in the world conducted by the Mercer Human Resource Consulting. Its Nizami Street and also the Neftchilar Avenue are among the most expensive streets in the world.
Culture
In 2007 the Heydar Aliyev Cultural Centre, designed by Pritzker Prize-winning architect Zaha Hadid, was opened. Baku also has many museums such as Baku Museum of Modern Art and Azerbaijan State Museum of History, most notably featuring historical artifacts and art. Many of the city's cultural sites were celebrated in 2009 when Baku was designated an Islamic Culture Capital. Baku was chosen to host the Eurovision Dance Contest 2010. It has also become the first city hosting the first European Games in 2015.
Theatres
Azerbaijan State Academic Opera and Ballet Theatre
Azerbaijan State Academic Drama Theatre
Azerbaijan State Russian Drama Theatre named after Samad Vurgun
Baku Puppet Theatre (formally Azerbaijan State Puppet Theatre named after Abdulla Shaig)
Azerbaijan State Theatre of Young Spectators
Azerbaijan State Theatre of Musical Comedy
Baku State Circus
"Oda" Theatre
Baku Marionette Theatre
Baku Municipal Theatre
Azerbaijan State Pantomime Theatre
Mugham Azerbaijan National Music Theatre
Azerbaijan State Theatre of Song named after Rashid Behbudov
"UNS" Theatre
"Yugh" Theatre
Among Baku's cultural venues are Azerbaijan State Philharmonic Hall, Azerbaijan State Academic Opera and Ballet Theatre. The main movie theatre is Azerbaijan Cinema. Festivals include Baku International Film Festival, Baku International Jazz Festival, Novruz Festival, Gül Bayramı (Flower Festival) and the National Theater Festival. International and local exhibitions are presented at the Baku Expo Centre.
, the city along with Ganja and Lankaran participates in Earth Hour movement.
Museums
The Museum Centre
Museum of Archaeology and Ethnography
Azerbaijan State Carpet Museum
Azerbaijan Museum of Geology
Libraries
National Library of Azerbaijan
ANAS Central Library of Science
Presidential Library (former Library of the Armenian Philanthropic Society)
Architecture
Baku has wildly varying architecture, ranging from the Old City core to modern buildings and the spacious layout of Baku port. Many of the city's landmarks were built during the early 20th century, when architectural elements of the European styles were combined in eclectic style. Baku has an original and unique appearance, earning it a reputation as the 'Paris of the East'. Baku joined UNESCO's Network of Creative Cities as a Design City on 31 October 2019 on the occasion of World Cities' Day.
Hamams
There are a number of ancient hamams in Baku dating back to the 12th, 14th and 18th centuries. Hamams play a very important role in the architectural appearance of Baku.
Teze Bey Hamam
Teze Bey is the most popular hamam (traditional bath) in Baku. It was built in 1886 in the centre of Baku and in 2003 it was fully restored and modernised. Along with its modern amenities, Teze Bey features a swimming pool and architectural details inspired by Oriental, Russian and Finnish baths.
Gum Hamam
Gum Hamam was discovered during archaeological excavations underneath the sand; hence the name: Gum hamam (sand bath). It was built sometime during the 12th–14th centuries.
Bairamali hamam
In ancient times Bairamali Hamam was called "Bey Hamam". The original structure was built sometime during the 12th–14th centuries and was reconstructed in 1881.
Agha Mikayil Hamam
Agha Mikayil Hamam was constructed in the 18th century by Haji Agha Mikayil on Kichik Gala Street in the Old City (Icherisheher). It is still operating in its ancient setting. The Hamam is open to women on Mondays and Fridays and to men on the other days of the week.
Modern architecture
Late modern and postmodern architecture began to appear in the early 2000s. With economic development, old buildings such as Atlant House were razed to make way for new ones. Buildings with all-glass shells have appeared around the city, the most prominent examples being the International Mugham Center, Azerbaijan Tower, Heydar Aliyev Cultural Centre, Flame Towers, Baku Crystal Hall, Baku White City, SOCAR Tower and DENIZ Mall. These projects also caught the attention of international media as notable programmes such as Discovery Channel's Extreme Engineering did pieces focusing in on changes to the city.
The Old City of Baku, also known as the Walled City of Baku, refers to the ancient Baku settlement. Most of the walls and towers, strengthened after the Russian conquest in 1806, survived. This section is picturesque, with its maze of narrow alleys and ancient buildings: the cobbled streets past the Palace of the Shirvanshahs, two caravansaries, the baths and the Juma Mosque (which used to house the Azerbaijan National Carpet and Arts Museum but is now a mosque again). The old town core also has dozens of small mosques, often without any particular sign to distinguish them as such.
In 2003, UNESCO placed the Inner City on the List of World Heritage in Danger, citing damage from a November 2000 earthquake, poor conservation as well as "dubious" restoration efforts. In 2009 the Inner City was removed from the List of World Heritage in Danger.
Visual arts
The three main institutions for exhibiting modern and contemporary art in Baku are:
Baku Museum of Modern Art
Heydar Aliyev Centre
Yarat Contemporary Art Space ()
Music and media
The music scene in Baku can be traced back to ancient times and villages of Baku, generally revered as the fountainhead of meykhana and mugham in the Azerbaijan.
In recent years, the success of Azerbaijani performers such as AySel, Farid Mammadov, Sabina Babayeva, Safura and Elnur Hüseynov in the Eurovision Song Contest has boosted the profile of Baku's music scene, prompting international attention. Following the victory of Azerbaijan's representative Eldar & Nigar at the Eurovision Song Contest 2011, Baku hosted the Eurovision Song Contest 2012.
2005 was a landmark in the development of Azerbaijani jazz in the city. It has been home to legendary jazz musicians like Vagif Mustafazadeh, Aziza Mustafa Zadeh, Rafig Babayev and Rain Sultanov. Among Baku's prominent annual fairs and festivals is Baku International Jazz Festival, which features some of the world's most identifiable jazz names.
Baku also has a thriving International Centre of Mugham, which is located in Baku Boulevard, Gulustan Palace and Buta Palace, one of the principal performing arts centres and music venues in the city.
The majority of Azerbaijan's media companies (including television, newspaper and radio, such as, Azad Azerbaijan TV, Ictimai TV, Lider TV and Region TV) are headquartered in Baku. The films The World Is Not Enough and The Diamond Arm are set in the city, while Amphibian Man includes several scenes filmed in Old City.
The city's radio stations include: Ictimai Radio, Radio Antenn, Burc FM, Avto FM, ASAN Radio and Lider FM Jazz
Some of Baku's newspapers include the daily Azadliq, Zaman (The Time), Bakinskiy Rabochiy (Baku Worker), Echo and the English-language Baku Today.
Baku is also featured in the video game Battlefield 4.
Nightlife
Many clubs that are open until dawn can be found throughout the city. Clubs with an eastern flavour provide special treats from the cuisine of Azerbaijan along with local music. Western-style clubs target younger, more energetic crowds. Most of the public houses and bars are located near Fountains Square and are usually open until the early hours of the morning.
Baku is home to restaurants catering to every cuisine and occasion. Restaurants range from luxurious and expensive to ordinary and affordable.
Parks and gardens
Baku has large sections of greenery either preserved by the National Government or designated as green zones. The city, however, continues to lack a green belt development as economic activity pours into the capital, resulting in massive housing projects along the suburbs.
Baku Boulevard is a pedestrian promenade that runs parallel to Baku's seafront. The boulevard contains an amusement park, yacht club, musical fountain, statues and monuments. The park is popular with dog-walkers and joggers and is convenient for tourists. It is adjacent to the newly built International Centre of Mugham and the musical fountain.
Other parks and gardens include Heydar Aliyev Park, Samad Vurgun Park, Narimanov Park, Alley of Honor and the Fountains Square. The Martyrs' Lane, formerly the Kirov Park, is dedicated to the memory of those who died during the Nagorno-Karabakh conflict and also to the 137 people killed on Black January.
Sports
Baku hosts a Formula One race on the Baku City Circuit. The first was the 2016 European Grand Prix, with the track going around the old city. The track measures 6.003 km (3.735 mi), and it has been on the Formula One calendar since its 2016 debut.
The city also hosted three group games and one quarter-final of the UEFA Euro 2020 European Football Championship.
Since 2002, Baku has hosted 36 major sporting events and selected to host the 2015 European Games. Baku is also to host the fourth edition of the Islamic Solidarity Games in 2017.
Baku is also one of world's leading chess centres, having produced famous grandmasters like Teimour Radjabov, Vugar Gashimov, Garry Kasparov, Shahriyar Mammadyarov and Rauf Mammadov, as well as the arbiter Faik Hasanov. The city also annually hosts the international tournaments such as Baku Chess Grand Prix, President's Cup, Baku Open and bidding to host 42nd Chess Olympiad in 2014.
First class sporting facilities were built for the indoor games, including the Palace of Hand Games and Heydar Aliyev Sports and Exhibition Complex. It hosted many sporting events, including FIFA U-17 Women's World Cup, Rhythmic Gymnastics European Championships in 2007 and 2009, 2005 World Rhythmic Gymnastics Championships, 2007 FILA Wrestling World Championships and 2010 European Wrestling Championships, 2011 World Amateur Boxing Championships, 2009 Women's Challenge Cup and European Taekwondo Championships in 2007. Since 2011 the city annually hosts WTA tennis event called Baku Cup.
The Synergy Baku Cycling Project participates in the Tour d'Azerbaïdjan a 2.2 multi-stage bicycle race on the UCI Europe Tour.
Baku made a bid to host the 2016 Summer Olympics and 2020 Summer Olympics, but failed to become a Candidate City both times.
The largest sports hub in the city is Baku Olympic Stadium with 69,870 seating capacity whose construction was completed in 2015. UEFA Europa League Final 2019 was played at the Olympic Stadium in Baku on 29 May 2019 between English sides Chelsea and Arsenal. The city's main football clubs is Neftçi Baku of who first has nine Premier League titles making Neftchi the most successful Azerbaijani football club. Baku also has several football clubs in the premier and regional leagues, including AZAL and Ravan in Premier League. The city's second largest stadium, Tofiq Bahramov Stadium hosts a number of domestic and international competitions and was the main sports centre of the city for a long period until the construction of Baku Olympic Stadium.
In the Azerbaijan Women's Volleyball Super League, Baku is represented by Rabita Baku, Azerrail Baku, Lokomotiv Baku and Azeryol Baku.
Transport
Throughout history the transport system of Baku used the now-defunct horsecars, trams and narrow gauge railways. , 1,000 black cabs are ordered by Baku Taxi Company, and as part of a programme originally announced by the Transport Ministry of Azerbaijan, there is a plan to introduce London cabs into Baku. The move was part of £16 million agreement between Manganese Bronze subsidiary LTI Limited and Baku Taxi Company.
Local rail transport includes the Baku Funicular and the Baku Metro, a rapid-transit system notable for its art, murals, mosaics and ornate chandeliers. Baku Metro was opened in November 1967 and includes 3 lines and 25 stations at present; 170 million people used Baku Metro over the past five years. In 2008, the Chief of Baku Metro, Taghi Ahmadov, announced plans to construct 41 new stations over the next 17 years. These will serve the new bus complex as well as the international airport. In 2019, the Baku suburban railway opened.
BakuCard is a single Smart Card for payment on all types of city transport. The intercity buses and metro use this type of card-based fare-payment system.
Baku Railway Station is the terminus for national and international rail links to the city. The Kars–Tbilisi–Baku railway, which directly connects Turkey, Georgia and Azerbaijan, began to be constructed in 2007 and opened in 2017. The completed branch will connect Baku with Tbilisi in Georgia, and from there trains will continue to Akhalkalaki, and Kars in Turkey.
Sea transport is vital for Baku, as the city is practically surrounded by the Caspian Sea to the east. Shipping services operate regularly from Baku across the Caspian Sea to Turkmenbashi (formerly Krasnovodsk) in Turkmenistan and to Bandar Anzali and Bandar Nowshar in Iran. The commuter ferries, along with the high-speed catamaran Seabus (Deniz Avtobusu), also form the main connection between the city and the Absheron peninsula.
Baku Port was founded in 1902 and claims to be the largest Caspian Sea port. It has six facilities: the main cargo terminal, the container terminal, the ferry terminal, the oil terminal, the passenger terminal and the port fleet terminal. The port's throughput capacity reaches 15 million tonnes of liquid bulk and up to 10 million tons of dry cargoes. In 2010, the Baku International Sea Trade Port began to be reconstructed. The construction was planned to take place in three stages and to be completed by 2016. The estimated costs were US$400 million. From April to November Baku Port is accessible to ships loading cargoes for direct voyages from Western European and Mediterranean ports. The State Road M-1 and the European route E60 are the two main motorway connections between Europe and Azerbaijan. The motorway network around Baku is well developed and is constantly being extended.
The Heydar Aliyev International Airport is the only commercial airport serving Baku. The new Baku Cargo Terminal was officially opened in March 2005. It was constructed to be a major cargo hub in the CIS countries and is actually now one of the biggest and most technically advanced in the region. There are also several smaller military airbases near Baku, such as Baku Kala Air Base, intended for private aircraft, helicopters and charters.
Education
Baku State University, the first established university in Azerbaijan was opened in 1919 by the government of the Azerbaijan Democratic Republic. In the early years of the Soviet era, Baku already had Azerbaijan State Oil Academy, Azerbaijan Medical University and Azerbaijan State Economic University. In the post-WWII period, a few more universities were established such as Azerbaijan Technical University, Azerbaijan University of Languages and the Azerbaijan Architecture and Construction University. After 1991 when Azerbaijan gained independence from the Soviet Union, the fall of communism led to the development of a number of private institutions, including Qafqaz University and Khazar University which are considered the most prestigious academic institutions. Apart from the private universities, the government established the Academy of Public Administration, the Azerbaijan Diplomatic Academy and various military academies. The largest universities according to the student population are Baku State University and Azerbaijan State Economic University. In addition, there are the Baku Music Academy and the Azerbaijan National Conservatoire in Baku established in the early 1920s. Publicly run kindergartens and elementary schools (years 1 through 11) are operated by local wards or municipal offices.
The Azerbaijan National Academy of Sciences, the main state research organisation in Azerbaijan is locating in Baku as well. Moreover, Baku has numerous libraries, many of which contain vast collections of historic documents from the Roman, Byzantine, Ottoman and Soviet periods, as well as from other civilisations of the past. The most important libraries in terms of historic document collections include the Nizami Museum of Azerbaijan Literature, the National Library of Azerbaijan, the Mirza Alakbar Central Library, the Samad Vurgun Library and Baku Presidential Library.
Secondary schools
Elite Gymnasium
Health care
According to the Ministry of Healthcare, healthcare facilities in Baku are "highly developed compared with the regions and doctors are waiting to work there. The regions, meanwhile, lack both doctors and clinics providing specialized medical treatment." Resulting in citizens travelling for many hours to Baku to receive adequate medical treatment.
Notable residents
International relations
Twin towns and sister cities
Baku is twinned with:[in chronological order]
Partner cities
Mainz, Germany
Paris, France
Vienna, Austria
Tbilisi, Georgia
Astana, Kazakhstan
Minsk, Belarus
Moscow, Russia
Volgograd, Russia
Kizlyar, Russia
Tashkent, Uzbekistan
Chengdu, China
See also
Baku Gradonachalstvo
1920 Baku Congress
Alexander III visit to Baku
Administrative divisions of Azerbaijan
List of cities in Azerbaijan
Mingachevir
Nakhchivan
Sumgait
Notes
References
External links
Baku's profile at the Organization of World Heritage Cities website
UNESCO World Heritage Site listing Walled City of Baku
Capitals in Asia
Cities and towns in Azerbaijan
Populated coastal places in Azerbaijan
Districts of Azerbaijan
Port cities in Azerbaijan
Port cities and towns of the Caspian Sea
World Heritage Sites in Azerbaijan
Weather extremes of Earth
Populated places along the Silk Road |
4572 | https://en.wikipedia.org/wiki/Blackbeard | Blackbeard | Edward Teach (alternatively spelled Edward Thatch, – 22 November 1718), better known as Blackbeard, was an English pirate who operated around the West Indies and the eastern coast of Britain's North American colonies. Little is known about his early life, but he may have been a sailor on privateer ships during Queen Anne's War before he settled on the Bahamian island of New Providence, a base for Captain Benjamin Hornigold, whose crew Teach joined around 1716. Hornigold placed him in command of a sloop that he had captured, and the two engaged in numerous acts of piracy. Their numbers were boosted by the addition to their fleet of two more ships, one of which was commanded by Stede Bonnet, but Hornigold retired from piracy toward the end of 1717, taking two vessels with him.
Teach captured a French slave ship known as , renamed her Queen Anne's Revenge, equipped her with 40 guns, and crewed her with over 300 men. He became a renowned pirate. His nickname derived from his thick black beard and fearsome appearance. He was reported to have tied lit fuses (slow matches) under his hat to frighten his enemies. He formed an alliance of pirates and blockaded the port of Charles Town, South Carolina, ransoming the port's inhabitants. He then ran Queen Anne's Revenge aground on a sandbar near Beaufort, North Carolina. He parted company with Stede Bonnet and settled in Bath, North Carolina, also known as Bath Town, where he accepted a royal pardon. However, he was soon back at sea, where he attracted the attention of Alexander Spotswood, the governor of Virginia. Spotswood arranged for a party of soldiers and sailors to capture him. On 22 November 1718, following a ferocious battle, Teach and several of his crew were killed by a small force of sailors led by Lieutenant Robert Maynard.
Teach was a shrewd and calculating leader who spurned the use of violence, relying instead on his fearsome image to elicit the response that he desired from those whom he robbed. He was romanticized after his death and became the inspiration for an archetypal pirate in works of fiction across many genres.
Early life
Little is known about Blackbeard's early life. It is commonly believed that at the time of his death he was between 35 and 40 years old and thus born in about 1680. In contemporary records his name is most often given as Blackbeard, Edward Thatch or Edward Teach. The latter is most often used. Several spellings of his surname exist: Thatch, Thach, Thache, Thack, Tack, Thatche, and Theach. One source claims that his surname was Drummond, but the lack of any supporting documentation makes this unlikely. Pirates habitually used fictitious surnames while engaged in piracy so as not to tarnish the family name, which makes it unlikely that Teach's real name will ever be known.
The 17th-century rise of Britain's American colonies and the rapid 18th-century expansion of the Atlantic slave trade had made Bristol an important international sea port, and Teach was most likely raised in what was then the second-largest city in England. He could almost certainly read and write. He communicated with merchants and when killed had in his possession a letter addressed to him by the Chief Justice and Secretary of the Province of Carolina, Tobias Knight. Author Robert Lee speculated that Teach may therefore have been born into a respectable, wealthy family. He may have arrived in the Caribbean in the last years of the 17th century, on a merchant vessel (possibly a slave ship). The 18th-century author Charles Johnson claimed that Teach was for some time a sailor operating from Jamaica on privateer ships during the War of the Spanish Succession, and that "he had often distinguished himself for his uncommon boldness and personal courage." It is unknown at what point during the war Teach joined the fighting, as with the record of most of his life before he became a pirate.
Life as a pirate
New Providence
With its history of colonialism, trade and piracy, the West Indies was the setting for many 17th- and 18th-century maritime incidents. The privateer-turned-pirate Henry Jennings and his followers decided, early in the 18th century, to use the uninhabited island of New Providence as a base for their operations since it was within easy reach of the Florida Strait and its busy shipping lanes, which were filled with European vessels crossing the Atlantic. New Providence's harbour could easily accommodate hundreds of ships but was too shallow for the Royal Navy's larger vessels. The author George Woodbury described New Providence as "no city of homes. It was a place of temporary sojourn and refreshment for a literally floating population," continuing, "The only permanent residents were the piratical camp followers, the traders, and the hangers-on. All others were transient." In New Providence, pirates found a welcome respite from the law.
Teach was one of those who came to enjoy the island's benefits. Probably shortly after the signing of the Treaty of Utrecht, he moved there from Jamaica, and, along with most privateers once involved in the war, became involved in piracy. Possibly about 1716, he joined the crew of Captain Benjamin Hornigold, a renowned pirate who operated from New Providence's safe waters. In 1716, Hornigold placed Teach in charge of a sloop he had taken as a prize. In early 1717, Hornigold and Teach, each captaining a sloop, set out for the mainland. They captured a boat carrying 120 barrels of flour out of Havana, and shortly thereafter took 100 barrels of wine from a sloop out of Bermuda. A few days later they stopped a vessel sailing from Madeira to Charles Town, South Carolina. Teach and his quartermaster, William Howard, may at this time have struggled to control their crews. By then they had probably developed a taste for Madeira wine, and on 29 September near Cape Charles all they took from the Betty of Virginia was her cargo of Madeira, before they scuttled her with the remaining cargo.
It was during this cruise with Hornigold that the earliest known report of Teach was made, in which he is recorded as a pirate in his own right, in command of a large crew. In a report made by a Captain Mathew Munthe on an anti-piracy patrol for North Carolina, "Thatch" was described as operating "a sloop 6 and about 70 men." In September, Teach and Hornigold encountered Stede Bonnet, a landowner and military officer from a wealthy family who had turned to piracy earlier that year. Bonnet's crew of about 70 were reportedly dissatisfied with his command, so with Bonnet's permission, Teach took control of his ship, Revenge. The pirates' flotilla now consisted of three ships: Teach on Revenge, Teach's old sloop, and Hornigold's Ranger. By October, another vessel had been captured and added to the small fleet. The sloops Robert of Philadelphia and Good Intent of Dublin were stopped on 22 October 1717 and their cargo holds emptied.
As a former British privateer, Hornigold attacked only his old enemies, but for his crew, the sight of British vessels filled with valuable cargo passing by unharmed became too much, and at some point toward the end of 1717 he was demoted. Whether Teach had any involvement in this decision is unknown, but Hornigold quickly retired from piracy. He took Ranger and one of the sloops, leaving Teach with Revenge and the remaining sloop. The two never met again and, as did many other occupants of New Providence, Hornigold accepted the King's pardon.
Blackbeard
On 28 November 1717 Teach's two ships attacked a French merchant vessel off the coast of Saint Vincent. They each fired a broadside across its bulwarks, killing several of its crew, and forcing its captain to surrender. The ship was , a large French Guineaman registered in Saint-Malo and carrying a cargo of slaves. This ship had originally been the English merchantman Concord, captured in 1711 by a French squadron, and then changed hands several times by 1717. Teach and his crews sailed the vessel south along Saint Vincent and the Grenadines to Bequia, where they disembarked her crew and cargo, and converted the ship for their own use. The crew of were given the smaller of Teach's two sloops, which they renamed ("Bad Meeting"), and sailed for Martinique. Teach may have recruited some of their slaves, but the remainder were left on the island and were later recaptured by the returning crew of .
Teach immediately renamed as Queen Anne's Revenge and equipped her with 40 guns. By this time Teach had placed his lieutenant Richards in command of Bonnet's Revenge. In late November, near Saint Vincent, he attacked the Great Allen. After a lengthy engagement, he forced the large and well-armed merchant ship to surrender. He ordered her to move closer to the shore, disembarked her crew and emptied her cargo holds, and then burned and sank the vessel. The incident was chronicled in the Boston News-Letter, which called Teach the commander of a "French ship of 32 Guns, a Briganteen of 10 guns and a Sloop of 12 guns." It is not known when or where Teach collected the ten-gun briganteen, but by that time he may have been in command of at least 150 men split among three vessels.
On 5 December 1717 Teach stopped the merchant sloop Margaret off the coast of Crab Island, near Anguilla. Her captain, Henry Bostock, and crew, remained Teach's prisoners for about eight hours, and were forced to watch as their sloop was ransacked. Bostock, who had been held aboard Queen Anne's Revenge, was returned unharmed to Margaret and was allowed to leave with his crew. He returned to his base of operations on Saint Christopher Island and reported the matter to Governor Walter Hamilton, who requested that he sign an affidavit about the encounter. Bostock's deposition details Teach's command of two vessels: a sloop and a large French guineaman, Dutch-built, with 36 cannons and a crew of 300 men. The captain believed that the larger ship carried valuable gold dust, silver plate, and "a very fine cup" supposedly taken from the commander of Great Allen. Teach's crew had apparently informed Bostock that they had destroyed several other vessels, and that they intended to sail to Hispaniola and lie in wait for an expected Spanish armada, supposedly laden with money to pay the garrisons. Bostock also claimed that Teach had questioned him about the movements of local ships, but also that he had seemed unsurprised when Bostock told him of an expected royal pardon from London for all pirates.
Bostock's deposition describes Teach as a "tall spare man with a very black beard which he wore very long". It is the first recorded account of Teach's appearance and is the source of his cognomen, Blackbeard. Later descriptions mention that his thick black beard was braided into pigtails, sometimes tied in with small coloured ribbons. Johnson (1724) described him as "such a figure that imagination cannot form an idea of a fury from hell to look more frightful." Whether Johnson's description was entirely truthful or embellished is unclear, but it seems likely that Teach understood the value of appearances; better to strike fear into the heart of one's enemies than rely on bluster alone. Teach was tall, with broad shoulders. He wore knee-length boots and dark clothing, topped with a wide hat and sometimes a long coat of brightly coloured silk or velvet. Johnson also described Teach in times of battle as wearing "a sling over his shoulders, with three brace of pistols, hanging in holsters like bandoliers; and stuck lighted slow matches under his hat", the latter apparently to emphasise the fearsome appearance he wished to present to his enemies. Despite his ferocious reputation, there are no verified accounts of his ever having murdered or harmed those he held captive. Teach may have used other aliases; on 30 November, the Monserrat Merchant encountered two ships and a sloop, commanded by a Captain Kentish and Captain Edwards (the latter a known alias of Stede Bonnet).
Enlargement of Teach's fleet
Teach's movements between late 1717 and early 1718 are not known. He and Bonnet were probably responsible for an attack off Sint Eustatius in December 1717. Henry Bostock claimed to have heard the pirates say they would head toward the Spanish-controlled Samaná Bay in Hispaniola, but a cursory search revealed no pirate activity. Captain Hume of reported on 6 February that a "Pyrate Ship of 36 Guns and 250 men, and a Sloop of 10 Guns and 100 men were Said to be Cruizing amongst the Leeward Islands". Hume reinforced his crew with soldiers armed with muskets, and joined up with to track the two ships, to no avail, though they discovered that the two ships had sunk a French vessel off St Christopher Island, and reported also that they had last been seen "gone down the North side of Hispaniola". Although no confirmation exists that these two ships were controlled by Teach and Bonnet, author Angus Konstam believes it very likely they were.
In March 1718, while taking on water at Turneffe Island east of Belize, both ships spotted the Jamaican logwood-cutting sloop Adventure making for the harbour. She was stopped and her captain, Harriot, invited to join the pirates. Harriot and his crew accepted the invitation, and Teach sent over a crew to sail Adventure making Israel Hands the captain. They sailed for the Bay of Honduras, where they added another ship and four sloops to their flotilla. On 9 April Teach's enlarged fleet of ships looted and burnt Protestant Caesar. His fleet then sailed to Grand Cayman where they captured a "small turtler". Teach probably sailed toward Havana, where he may have captured a small Spanish vessel that had left the Cuban port. They then sailed to the wrecks of the 1715 Spanish fleet, off the eastern coast of Florida. There Teach disembarked the crew of the captured Spanish sloop, before proceeding north to the port of Charles Town, South Carolina, attacking three vessels along the way.
Blockade of Charles Town
By May 1718, Teach had awarded himself the rank of Commodore and was at the height of his power. Late that month his flotilla blockaded the port of Charles Town in the Province of South Carolina. All vessels entering or leaving the port were stopped, and as the town had no guard ship, its pilot boat was the first to be captured. Over the next five or six days about nine vessels were stopped and ransacked as they attempted to sail past Charles Town Bar, where Teach's fleet was anchored. One such ship, headed for London with a group of prominent Charles Town citizens which included Samuel Wragg (a member of the Council of the Province of Carolina), was the Crowley. Her passengers were questioned about the vessels still in port and then locked below decks for about half a day. Teach informed the prisoners that his fleet required medical supplies from the colonial government of South Carolina, and that if none were forthcoming, all prisoners would be executed, their heads sent to the Governor and all captured ships burnt.
Wragg agreed to Teach's demands, and a Mr. Marks and two pirates were given two days to collect the drugs. Teach moved his fleet, and the captured ships, to within about five or six leagues from land. Three days later a messenger, sent by Marks, returned to the fleet; Marks's boat had capsized and delayed their arrival in Charles Town. Teach granted a reprieve of two days, but still the party did not return. He then called a meeting of his fellow sailors and moved eight ships into the harbour, causing panic within the town. When Marks finally returned to the fleet, he explained what had happened. On his arrival he had presented the pirates' demands to the Governor and the drugs had been quickly gathered, but the two pirates sent to escort him had proved difficult to find; they had been busy drinking with friends and were finally discovered, drunk.
Teach kept to his side of the bargain and released the captured ships and his prisoners—albeit relieved of their valuables, including the fine clothing some had worn.
Beaufort Inlet
Whilst at Charles Town, Teach learned that Woodes Rogers had left England with several men-of-war, with orders to purge the West Indies of pirates. Teach's flotilla sailed northward along the Atlantic coast and into Topsail Inlet (commonly known as Beaufort Inlet), off the coast of North Carolina. There they intended to careen their ships to scrape their hulls, but on 10 June 1718 the Queen Anne's Revenge ran aground on a sandbar, cracking her main-mast and severely damaging many of her timbers. Teach ordered several sloops to throw ropes across the flagship in an attempt to free her. A sloop commanded by Israel Hands of Adventure also ran aground, and both vessels appeared to be damaged beyond repair, leaving only Revenge and the captured Spanish sloop.
Pardon
Teach had at some stage learnt of the offer of a royal pardon and probably confided in Bonnet his willingness to accept it. The pardon was open to all pirates who surrendered on or before 5 September 1718, but contained a caveat stipulating that immunity was offered only against crimes committed before 5 January. Although in theory this left Bonnet and Teach at risk of being hanged for their actions at Charles Town Bar, most authorities could waive such conditions. Teach thought that Governor Charles Eden was a man he could trust, but to make sure, he waited to see what would happen to another captain. Bonnet left immediately on a small sailing boat for Bath Town, where he surrendered to Governor Eden, and received his pardon. He then travelled back to Beaufort Inlet to collect the Revenge and the remainder of his crew, intending to sail to Saint Thomas Island to receive a commission. Unfortunately for him, Teach had stripped the vessel of its valuables and provisions, and had marooned its crew; Bonnet set out for revenge, but was unable to find him. He and his crew returned to piracy and were captured on 27 September 1718 at the mouth of the Cape Fear River. All but four were tried and hanged in Charles Town.
The author Robert Lee surmised that Teach and Hands intentionally ran the ships aground to reduce the fleet's crew complement, increasing their share of the spoils. During the trial of Bonnet's crew, Revenges boatswain Ignatius Pell testified that "the ship was run ashore and lost, which Thatch [Teach] caused to be done." Lee considers it plausible that Teach let Bonnet in on his plan to accept a pardon from Governor Eden. He suggested that Bonnet do the same, and as war between the Quadruple Alliance of 1718 and Spain was threatening, to consider taking a privateer's commission from England. Lee suggests that Teach also offered Bonnet the return of his ship Revenge. Konstam (2007) proposes a similar idea, explaining that Teach began to see Queen Anne's Revenge as something of a liability; while a pirate fleet was anchored, news of this was sent to neighbouring towns and colonies, and any vessels nearby would delay sailing. It was prudent therefore for Teach not to linger for too long, although wrecking the ship was a somewhat extreme measure.
Before sailing northward on his remaining sloop to Ocracoke Inlet, Teach marooned about 25 men on a small sandy island about a league from the mainland. He may have done this to stifle any protest they made, if they guessed their captain's plans. Bonnet rescued them two days later. Teach continued on to Bath, where in June 1718—only days after Bonnet had departed with his pardon—he and his much-reduced crew received their pardon from Governor Eden.
He settled in Bath, on the eastern side of Bath Creek at Plum Point, near Eden's home. During July and August he travelled between his base in the town and his sloop off Ocracoke. Johnson's account states that he married the daughter of a local plantation owner, although there is no supporting evidence for this. Eden gave Teach permission to sail to St Thomas to seek a commission as a privateer (a useful way of removing bored and troublesome pirates from the small settlement), and Teach was given official title to his remaining sloop, which he renamed Adventure. By the end of August he had returned to piracy, and in the same month the governor of Pennsylvania issued a warrant for his arrest, but by then Teach was probably operating in Delaware Bay, some distance away. He took two French ships leaving the Caribbean, moved one crew across to the other, and sailed the remaining ship back to Ocracoke. In September he told Eden that he had found the French ship at sea, deserted. A Vice Admiralty Court was quickly convened, presided over by Tobias Knight and the Collector of Customs. The ship was judged as a derelict found at sea, and of its cargo twenty hogsheads of sugar were awarded to Knight and sixty to Eden; Teach and his crew were given what remained in the vessel's hold.
Ocracoke Inlet was Teach's favourite anchorage. It was a perfect vantage point from which to view ships travelling between the various settlements of northeast Carolina, and it was from there that Teach first spotted the approaching ship of Charles Vane, another English pirate. Several months earlier Vane had rejected the pardon brought by Woodes Rogers and escaped the men-of-war the English captain brought with him to Nassau. He had also been pursued by Teach's old commander, Benjamin Hornigold, who was by then a pirate hunter. Teach and Vane spent several nights on the southern tip of Ocracoke Island, accompanied by such notorious figures as Israel Hands, Robert Deal and Calico Jack.
Alexander Spotswood
As it spread throughout the neighbouring colonies, the news of Teach and Vane's impromptu party worried the governor of Pennsylvania enough to send out two sloops to capture the pirates. They were unsuccessful, but Governor of Virginia Alexander Spotswood was also concerned that the supposedly retired freebooter and his crew were living in nearby North Carolina. Some of Teach's former crew had already moved into several Virginian seaport towns, prompting Spotswood to issue a proclamation on 10 July, requiring all former pirates to make themselves known to the authorities, to give up their arms and to not travel in groups larger than three. As head of a Crown colony, Spotswood viewed the proprietary colony of North Carolina with contempt; he had little faith in the ability of the Carolinians to control the pirates, who he suspected would be back to their old ways, disrupting Virginian commerce, as soon as their money ran out.
Spotswood learned that William Howard, the former quartermaster of Queen Anne's Revenge, was in the area, and believing that he might know of Teach's whereabouts had him and his two slaves arrested. Spotswood had no legal authority to have pirates tried, and as a result, Howard's attorney, John Holloway, brought charges against Captain Brand of , where Howard was imprisoned. He also sued on Howard's behalf for damages of £500, claiming wrongful arrest.
Spotswood's council claimed that under a statute of William III the governor was entitled to try pirates without a jury in times of crisis and that Teach's presence was a crisis. The charges against Howard referred to several acts of piracy supposedly committed after the pardon's cut-off date, in "a sloop belonging to ye subjects of the King of Spain", but ignored the fact that they took place outside Spotswood's jurisdiction and in a vessel then legally owned. Another charge cited two attacks, one of which was the capture of a slave ship off Charles Town Bar, from which one of Howard's slaves was presumed to have come. Howard was sent to await trial before a Court of Vice-Admiralty, on the charge of piracy, but Brand and his colleague, Captain Gordon (of ) refused to serve with Holloway present. Incensed, Holloway had no option but to stand down, and was replaced by the Attorney General of Virginia, John Clayton, whom Spotswood described as "an honester man [than Holloway]". Howard was found guilty and sentenced to be hanged, but was saved by a commission from London, which directed Spotswood to pardon all acts of piracy committed by surrendering pirates before 18 August 1718.
Spotswood had obtained from Howard valuable information on Teach's whereabouts, and he planned to send his forces across the border into North Carolina to capture him. He gained the support of two men keen to discredit North Carolina's governor—Edward Moseley and Colonel Maurice Moore. He also wrote to the Lords of Trade, suggesting that the Crown might benefit financially from Teach's capture. Spotswood personally financed the operation, possibly believing that Teach had fabulous treasures hidden away. He ordered Captains Gordon and Brand of HMS Pearl and HMS Lyme to travel overland to Bath. Lieutenant Robert Maynard of HMS Pearl was given command of two commandeered sloops, to approach the town from the sea. An extra incentive for Teach's capture was the offer of a reward from the Assembly of Virginia, over and above any that might be received from the Crown.
Maynard took command of the two armed sloops on 17 November. He was given 57 men—33 from HMS Pearl and 24 from HMS Lyme. Maynard and the detachment from HMS Pearl took the larger of the two vessels and named her Jane; the rest took Ranger, commanded by one of Maynard's officers, a Mister Hyde. Some from the two ships' civilian crews remained aboard. They sailed from Kecoughtan, along the James River, on 17 November. The two sloops moved slowly, giving Brand's force time to reach Bath. Brand set out for North Carolina six days later, arriving within three miles of Bath on 23 November. Included in Brand's force were several North Carolinians, including Colonel Moore and Captain Jeremiah Vail, sent to counter any local objection to the presence of foreign soldiers. Moore went into the town to see if Teach was there, reporting back that he was not, but that he was expected at "every minute." Brand then went to Governor Eden's home and informed him of his purpose. The next day, Brand sent two canoes down Pamlico River to Ocracoke Inlet, to see if Teach could be seen. They returned two days later and reported on what eventually transpired.
Last battle
Maynard found the pirates anchored on the inner side of Ocracoke Island, on the evening of 21 November. He had ascertained their position from ships he had stopped along his journey, but being unfamiliar with the local channels and shoals he decided to wait until the following morning to make his attack. He stopped all traffic from entering the inlet—preventing any warning of his presence—and posted a lookout on both sloops to ensure that Teach could not escape to sea. On the other side of the island, Teach was busy entertaining guests and had not set a lookout. With Israel Hands ashore in Bath with about 24 of Adventures sailors, he also had a much-reduced crew. Johnson (1724) reported Teach had "no more than twenty-five men on board" and that he "gave out to all the vessels that he spoke with that he had forty". "Thirteen white and six Negroes", was the number later reported by Brand to the Admiralty.
At daybreak, preceded by a small boat taking soundings, Maynard's two sloops entered the channel. The small craft was quickly spotted by Adventure and fired at as soon as it was within range of her guns. While the boat made a quick retreat to the Jane, Teach cut the Adventures anchor cable. His crew hoisted the sails and the Adventure manoeuvred to point her starboard guns toward Maynard's sloops, which were slowly closing the gap. Hyde moved Ranger to the port side of Jane and the Union flag was unfurled on each ship. Adventure then turned toward the beach of Ocracoke Island, heading for a narrow channel. What happened next is uncertain. Johnson claimed that there was an exchange of small arms fire following which Adventure ran aground on a sandbar, and Maynard anchored and then lightened his ship to pass over the obstacle. Another version claimed that Jane and Ranger ran aground, although Maynard made no mention of this in his log.
The Adventure eventually turned her guns on the two ships and fired. The broadside was devastating; in an instant, Maynard had lost as much as a third of his forces. About 20 on Jane were either wounded or killed and 9 on Ranger. Hyde was dead and his second and third officers either dead or seriously injured. His sloop was so badly damaged that it played no further role in the attack. Contemporary accounts of what happened next are confused, but small-arms fire from Jane may have cut Adventures jib sheet, causing her to lose control and run onto the sandbar. In the aftermath of Teach's overwhelming attack, Jane and Ranger may also have been grounded; the battle would have become a race to see who could float their ship first.
Maynard had kept many of his men below deck, and in anticipation of being boarded told them to prepare for close fighting. Teach watched as the gap between the vessels closed, and ordered his men to be ready. The two vessels contacted one another as the Adventures grappling hooks hit their target and several grenades, made from powder and shot-filled bottles and ignited by fuses, broke across the sloop's deck. As the smoke cleared, Teach led his men aboard, buoyant at the sight of Maynard's apparently empty ship, his men firing at the small group of men with Maynard at the stern.
The rest of Maynard's men then burst from the hold, shouting and firing. The plan to surprise Teach and his crew worked; the pirates were apparently taken aback at the assault. Teach rallied his men and the two groups fought across the deck, which was already slick with blood from those killed or injured by Teach's broadside. Maynard and Teach fired their flintlocks at each other. Maynard managed to hit Teach, while Teach missed. Both then threw their flintlocks away and drew their cutlasses. Teach broke Maynard's cutlass at the hilt. Against superior training and a slight advantage in numbers, the pirates were pushed back toward the bow, allowing the Janes crew to surround Maynard and Teach, who was by then completely isolated. Teach pressed onward and was about to deliver a killing blow, but was slashed across the neck by one of Maynard's men. This redirected Teach's cutlass to strike Maynard's knuckles instead of killing him. Badly wounded, Teach was then attacked and killed by several more of Maynard's crew. The remaining pirates quickly surrendered. Those left on the Adventure were captured by the Rangers crew, including one who planned to set fire to the powder room and blow up the ship. Varying accounts exist of the battle's list of casualties; Maynard reported that 8 of his men and 12 pirates were killed. Brand reported that 10 pirates and 11 of Maynard's men were killed. Spotswood claimed ten pirates and ten of the King's men dead.
Maynard later examined Teach's body, noting that it had been shot five times and cut about twenty. He also found several items of correspondence, including a letter from Tobias Knight. Teach's corpse was thrown into the inlet and his head was suspended from the bowsprit of Maynard's sloop so that the reward could be collected. On their return to Virginia, Teach's head was placed on a pole at the entrance to the Chesapeake Bay as a warning to other pirates and a greeting to other ships, and it stood there for several years.
Legacy
Lieutenant Maynard remained at Ocracoke for several more days, making repairs and burying the dead. Teach's loot—sugar, cocoa, indigo and cotton—found "in pirate sloops and ashore in a tent where the sloops lay", was sold at auction along with sugar and cotton found in Tobias Knight's barn, for £2,238. Governor Spotswood used a portion of this to pay for the entire operation. The prize money for capturing Teach was to have been about £400 (£ in ), but it was split between the crews of HMS Lyme and HMS Pearl. As Captain Brand and his troops had not been the ones fighting for their lives, Maynard thought this extremely unfair. He lost much of any support he may have had though when it was discovered that he and his crew had helped themselves to about £90 of Teach's booty. The two companies did not receive their prize money for another four years, and despite his bravery Maynard was not promoted, and faded into obscurity.
The remainder of Teach's crew and former associates were found by Brand, in Bath, and were transported to Williamsburg, Virginia, where they were jailed on charges of piracy. Several were black, prompting Spotswood to ask his council what could be done about "the Circumstances of these Negroes to exempt them from undergoing the same Tryal as other pirates." Regardless, the men were tried with their comrades in Williamsburg's Capitol building, under admiralty law, on 12 March 1719. No records of the day's proceedings remain, but 14 of the 16 accused were found guilty. Of the remaining two, one proved that he had partaken of the fight out of necessity, having been on Teach's ship only as a guest at a drinking party the night before, and not as a pirate. The other, Israel Hands, was not present at the fight. He claimed that during a drinking session Teach had shot him in the knee, and that he was still covered by the royal pardon. The remaining pirates were hanged, then left to rot in gibbets along Williamsburg's Capitol Landing Road (known for some time after as "Gallows Road").
Governor Eden was certainly embarrassed by Spotswood's invasion of North Carolina, and Spotswood disavowed himself of any part of the seizure. He defended his actions, writing to Lord Carteret, a shareholder of the Province of Carolina, that he might benefit from the sale of the seized property and reminding the Earl of the number of Virginians who had died to protect his interests. He argued for the secrecy of the operation by suggesting that Eden "could contribute nothing to the Success of the Design", and told Eden that his authority to capture the pirates came from the king. Eden was heavily criticised for his involvement with Teach and was accused of being his accomplice. By criticising Eden, Spotswood intended to bolster the legitimacy of his invasion. Lee (1974) concludes that although Spotswood may have thought that the ends justified the means, he had no legal authority to invade North Carolina, to capture the pirates and to seize and auction their goods. Eden doubtless shared the same view. As Spotswood had also accused Tobias Knight of being in league with Teach, on 4 April 1719, Eden had Knight brought in for questioning. Israel Hands had, weeks earlier, testified that Knight had been on board the Adventure in August 1718, shortly after Teach had brought a French ship to North Carolina as a prize. Four pirates had testified that with Teach they had visited Knight's home to give him presents. This testimony and the letter found on Teach's body by Maynard appeared compelling, but Knight conducted his defence with competence. Despite being very sick and close to death, he questioned the reliability of Spotswood's witnesses. He claimed that Israel Hands had talked under duress, and that under North Carolinian law the other witness, an African, was unable to testify. The sugar, he argued, was stored at his house legally, and Teach had visited him only on business, in his official capacity. The board found Knight innocent of all charges. He died later that year.
Eden was annoyed that the accusations against Knight arose during a trial in which he played no part. The goods which Brand seized were officially North Carolinian property and Eden considered him a thief. The argument raged back and forth between the colonies until Eden's death on 17 March 1722. His will named one of Spotswood's opponents, John Holloway, a beneficiary. In the same year, Spotswood, who for years had fought his enemies in the House of Burgesses and the Council, was replaced by Hugh Drysdale, once Robert Walpole was convinced to act.
Modern view
Official views on pirates were sometimes quite different from those held by contemporary authors, who often described their subjects as despicable rogues of the sea. Privateers who became pirates were generally considered by the English government to be reserve naval forces, and were sometimes given active encouragement; as far back as 1581 Francis Drake was knighted by Queen Elizabeth, when he returned to England from a round-the-world expedition with plunder worth an estimated £1,500,000. Royal pardons were regularly issued, usually when England was on the verge of war, and the public's opinion of pirates was often favourable, some considering them akin to patrons. Economist Peter Leeson believes that pirates were generally shrewd businessmen, far removed from the modern, romanticised view of them as barbarians. After Woodes Rogers' 1718 landing at New Providence and his ending of the pirate republic, piracy in the West Indies fell into terminal decline. With no easily accessible outlet to fence their stolen goods, pirates were reduced to a subsistence livelihood, and following almost a century of naval warfare between the British, French and Spanish—during which sailors could find easy employment—lone privateers found themselves outnumbered by the powerful ships employed by the British Empire to defend its merchant fleets. The popularity of the slave trade helped bring to an end the frontier condition of the West Indies, and in these circumstances, piracy was no longer able to flourish as it once did.
Since the end of the Golden Age of Piracy, Teach and his exploits have become the stuff of lore, inspiring books, films and even amusement park rides. Much of what is known about him can be sourced to Charles Johnson's A General Historie of the Robberies and Murders of the Most Notorious Pyrates, published in Britain in 1724. A recognised authority on the pirates of his time, Johnson's descriptions of such figures as Anne Bonny and Mary Read were for years required reading for those interested in the subject. Readers were titillated by his stories and a second edition was quickly published, though author Angus Konstam suspects that Johnson's entry on Blackbeard was "coloured a little to make a more sensational story." A General Historie, though, is generally considered to be a reliable source. Johnson may have been an assumed alias. As Johnson's accounts have been corroborated in personal and official dispatches, Lee (1974) considers that whoever he was, he had some access to official correspondence. Konstam speculates further, suggesting that Johnson may have been the English playwright Charles Johnson, the British publisher Charles Rivington, or the writer Daniel Defoe. In his 1951 work The Great Days of Piracy, author George Woodbury wrote that Johnson is "obviously a pseudonym", continuing "one cannot help suspecting that he may have been a pirate himself."
Despite his infamy, Teach was not the most successful of pirates. Henry Every retired a rich man, and Bartholomew Roberts took an estimated five times the amount Teach stole. Treasure hunters have long busied themselves searching for any trace of his rumoured hoard of gold and silver, but nothing found in the numerous sites explored along the east coast of the US has ever been connected to him. Some tales suggest that pirates often killed a prisoner on the spot where they buried their loot, and Teach is no exception in these stories, but that no finds have come to light is not exceptional; buried pirate treasure is often considered a modern myth for which almost no supporting evidence exists. The available records include nothing to suggest that the burial of treasure was a common practice, except in the imaginations of the writers of fictional accounts such as Treasure Island. Such hoards would necessitate a wealthy owner, and their supposed existence ignores the command structure of a pirate vessel, in which the crew served for a share of the profit. The only pirate ever known to bury treasure was William Kidd; the only treasure so far recovered from Teach's exploits is that taken from the wreckage of what is presumed to be the Queen Anne's Revenge, which was found in 1996. As of 2009 more than 250,000 artefacts had been recovered. A selection is on public display at the North Carolina Maritime Museum.
Various superstitious tales exist of Teach's ghost. Unexplained lights at sea are often referred to as "Teach's light", and some recitals claim that the notorious pirate now roams the afterlife searching for his head, for fear that his friends, and the Devil, will not recognise him. A North Carolinian tale holds that Teach's skull was used as the basis for a silver drinking chalice; a local judge even claimed to have drunk from it one night in the 1930s.
The name of Blackbeard has been attached to many local attractions, such as Charleston's Blackbeard's Cove. His name and persona have also featured heavily in literature. He is the main subject of Matilda Douglas's fictional 1835 work Blackbeard: A page from the colonial history of Philadelphia.
Film renditions of his life include Blackbeard the Pirate (1952) starring West Country native Robert Newton whose exaggerated West Country accent is credited with popularising the stereotypical "pirate voice", Blackbeard's Ghost (1968), Blackbeard: Terror at Sea (2005) and the 2006 Hallmark Channel miniseries Blackbeard. Parallels have also been drawn between Johnson's Blackbeard and the character of Captain Jack Sparrow in the 2003 adventure film Pirates of the Caribbean: The Curse of the Black Pearl. Blackbeard is also portrayed as a central character in three TV series: by John Malkovich in Crossbones (2014), by Ray Stevenson in seasons three and four of Black Sails (2016–2017), and by Taika Waititi in Our Flag Means Death (2022).
In 2013 and 2015, the state government of North Carolina uploaded Nautilus Productions videos of the wreck of the Queen Anne's Revenge to its website without permission. As a result Nautilus Productions, the company documenting the recovery since 1998, filed suit in federal court over copyright violations and the passage of "Blackbeard's Law" by the North Carolina General Assembly. Before posting the videos the General Assembly passed "Blackbeard's Law", N.C. Gen Stat §121-25(b), which stated, "All photographs, video recordings, or other documentary materials of a derelict vessel or shipwreck or its contents, relics, artifacts, or historic materials in the custody of any agency of North Carolina government or its subdivisions shall be a public record pursuant to Chapter 132 of the General Statutes." On 5 November 2019, the U.S. Supreme Court heard oral arguments in Allen v. Cooper. The Supreme Court subsequently ruled in the state's favor, and struck down the Copyright Remedy Clarification Act, which Congress passed in 1989 to attempt to curb such infringements of copyright by states.
As a result of the ruling Nautilus filed a motion for reconsideration in the United States District Court for the Eastern District of North Carolina. On August 18, 2021 Judge Terrence Boyle granted the motion for reconsideration which North Carolina promptly appealed to the United States Court of Appeals for the Fourth Circuit. The 4th Circuit denied the state's motion on October 14, 2022. Nautilus then filed their second amended complaint on February 8, 2023 alleging 5th and 14th Amendment violations of Nautilus' constitutional rights, additional copyright violations, and claiming that North Carolina's "Blackbeard's Law" represents a Bill of Attainder. Eight years after the passage of Blackbeard's Law, on June 30, 2023, North Carolina Gov. Roy Cooper signed a bill repealing the law.
References
Notes
Citations
Bibliography
2006 edition ()
1974 edition ()
Further reading
External links
N.C Supreme Court revives lawsuit over Blackbeard’s ship and lost Spanish treasure ship, Fayetteville Observer
BBC Video about the potential discovery of Teach's ship
Images of artefacts recovered from the shipwreck thought to be the Queen Anne's Revenge
Out to Sea Elite Magazine
Blackbeard's Ship Confirmed off North Carolina National Geographic News
Blackbeard's Shipwreck National Geographic
Blackbeard's Lost Ship Documentary produced by the PBS Series Secrets of the Dead
Blackbeard: American Patriot? Military.com
1680s births
1718 deaths
18th-century English criminals
18th-century pirates
1716 crimes
1717 crimes
1718 crimes
People from Bristol
American folklore
English folklore
English privateers
English pirates
History of North Carolina
Pardoned pirates
Recipients of British royal pardons
Maritime folklore
People killed in action
Nicknames in crime
British military personnel of the War of the Spanish Succession |
4575 | https://en.wikipedia.org/wiki/Ballad | Ballad | A ballad is a form of verse, often a narrative set to music. Ballads derive from the medieval French chanson balladée or ballade, which were originally "dance songs". Ballads were particularly characteristic of the popular poetry and song of Britain and Ireland from the Late Middle Ages until the 19th century. They were widely used across Europe, and later in Australia, North Africa, North America and South America.
While ballads have no prescribed structure and may vary in their number of lines and stanzas, many ballads employ quatrains with ABCB or ABAB rhyme schemes, the key being a rhymed second and fourth line. Contrary to a popular conception, it is rare if not unheard-of for a ballad to contain exactly 13 lines. Additionally, couplets rarely appear in ballads.
Many ballads were written and sold as single-sheet broadsides. The form was often used by poets and composers from the 18th century onwards to produce lyrical ballads. In the later 19th century, the term took on the meaning of a slow form of popular love song and is often used for any love song, particularly the sentimental ballad of pop or rock music, although the term is also associated with the concept of a stylized storytelling song or poem, particularly when used as a title for other media such as a film.
Origins
A ballad is a form of verse, often a narrative set to music. Ballads derive from the medieval French chanson balladée or ballade, which were originally "dancing songs" (L: ballare, to dance), yet becoming "stylized forms of solo song" before being adopted in England. As a narrative song, their theme and function may originate from Scandinavian and Germanic traditions of storytelling that can be seen in poems such as Beowulf. Musically they were influenced by the Minnelieder of the Minnesang tradition. The earliest example of a recognizable ballad in form in England is "Judas" in a 13th-century manuscript.
Ballad form
Ballads were originally written to accompany dances, and so were composed in couplets with refrains in alternate lines. These refrains would have been sung by the dancers in time with the dance. Most northern and west European ballads are written in ballad stanzas or quatrains (four-line stanzas) of alternating lines of iambic (an unstressed followed by a stressed syllable) tetrameter (eight syllables) and iambic trimeter (six syllables), known as ballad meter. Usually, only the second and fourth line of a quatrain are rhymed (in the scheme a, b, c, b), which has been taken to suggest that, originally, ballads consisted of couplets (two lines) of rhymed verse, each of 14 syllables. This can be seen in this stanza from "Lord Thomas and Fair Annet":
The horse | fair Ann | et rode | upon |
He amb | led like | the wind |,
With sil | ver he | was shod | before,
With burn | ing gold | behind |.
There is considerable variation on this pattern in almost every respect, including length, number of lines and rhyming scheme, making the strict definition of a ballad extremely difficult. In southern and eastern Europe, and in countries that derive their tradition from them, ballad structure differs significantly, like Spanish romanceros, which are octosyllabic and use consonance rather than rhyme.
Ballads usually are heavily influenced by the regions in which they originate and use the common dialect of the people. Scotland's ballads in particular, both in theme and language, are strongly characterised by their distinctive tradition, even exhibiting some pre-Christian influences in the inclusion of supernatural elements such as travel to the Fairy Kingdom in the Scots ballad "Tam Lin". The ballads do not have any known author or correct version; instead, having been passed down mainly by oral tradition since the Middle Ages, there are many variations of each. The ballads remained an oral tradition until the increased interest in folk songs in the 18th century led collectors such as Bishop Thomas Percy (1729–1811) to publish volumes of popular ballads.
In all traditions most ballads are narrative in nature, with a self-contained story, often concise, and rely on imagery, rather than description, which can be tragic, historical, romantic or comic. Themes concerning rural labourers and their sexuality are common, and there are many ballads based on the Robin Hood legend. Another common feature of ballads is repetition, sometimes of fourth lines in succeeding stanzas, as a refrain, sometimes of third and fourth lines of a stanza and sometimes of entire stanzas.
Composition
Scholars of ballads have been divided into "communalists", such as Johann Gottfried Herder (1744–1803) and the Brothers Grimm, who argue that ballads are originally communal compositions, and "individualists" such as Cecil Sharp, who assert that there was one single original author. Communalists tend to see more recent, particularly printed, broadside ballads of known authorship as a debased form of the genre, while individualists see variants as corruptions of an original text. More recently scholars have pointed to the interchange of oral and written forms of the ballad.
Transmission
The transmission of ballads comprises a key stage in their re-composition. In romantic terms this process is often dramatized as a narrative of degeneration away from the pure 'folk memory' or 'immemorial tradition'. In the introduction to Minstrelsy of the Scottish Border (1802) the romantic poet and historical novelist Walter Scott argued a need to 'remove obvious corruptions' in order to attempt to restore a supposed original. For Scott, the process of multiple recitations 'incurs the risk of impertinent interpolations from the conceit of one rehearser, unintelligible blunders from the stupidity of another, and omissions equally to be regretted, from the want of memory of a third.' Similarly, John Robert Moore noted 'a natural tendency to oblivescence'.
Classification
European Ballads have been generally classified into three major groups: traditional, broadside and literary. In America a distinction is drawn between ballads that are versions of European, particularly British and Irish songs, and 'Native American ballads', developed without reference to earlier songs. A further development was the evolution of the blues ballad, which mixed the genre with Afro-American music. For the late 20th century the music publishing industry found a market for what are often termed sentimental ballads, and these are the origin of the modern use of the term 'ballad' to mean a slow love song.
Traditional ballads
The traditional, classical or popular (meaning of the people) ballad has been seen as beginning with the wandering minstrels of late medieval Europe. From the end of the 15th century there are printed ballads that suggest a rich tradition of popular music. A reference in William Langland's Piers Plowman indicates that ballads about Robin Hood were being sung from at least the late 14th century and the oldest detailed material is Wynkyn de Worde's collection of Robin Hood ballads printed about 1495.
Early collections of English ballads were made by Samuel Pepys (1633–1703) and in the Roxburghe Ballads collected by Robert Harley, (1661–1724), which paralleled the work in Scotland by Walter Scott and Robert Burns. Inspired by his reading as a teenager of Reliques of Ancient English Poetry by Thomas Percy, Scott began collecting ballads while he attended Edinburgh University in the 1790s. He published his research from 1802 to 1803 in a three-volume work, Minstrelsy of the Scottish Border. Burns collaborated with James Johnson on the multi-volume Scots Musical Museum, a miscellany of folk songs and poetry with original work by Burns. Around the same time, he worked with George Thompson on A Select Collection of Original Scottish Airs for the Voice.
Both Northern English and Southern Scots shared in the identified tradition of Border ballads, particularly evinced by the cross-border narrative in versions of "The Ballad of Chevy Chase" sometimes associated with the Lancashire-born sixteenth-century minstrel Richard Sheale.
It has been suggested that the increasing interest in traditional popular ballads during the eighteenth century was prompted by social issues such as the enclosure movement as many of the ballads deal with themes concerning rural laborers. James Davey has suggested that the common themes of sailing and naval battles may also have prompted the use (at least in England) of popular ballads as naval recruitment tools.
Key work on the traditional ballad was undertaken in the late 19th century in Denmark by Svend Grundtvig and for England and Scotland by the Harvard professor Francis James Child. They attempted to record and classify all the known ballads and variants in their chosen regions. Since Child died before writing a commentary on his work it is uncertain exactly how and why he differentiated the 305 ballads printed that would be published as The English and Scottish Popular Ballads. There have been many different and contradictory attempts to classify traditional ballads by theme, but commonly identified types are the religious, supernatural, tragic, love ballads, historic, legendary and humorous. The traditional form and content of the ballad were modified to form the basis for twenty-three bawdy pornographic ballads that appeared in the underground Victorian magazine The Pearl, which ran for eighteen issues between 1879 and 1880. Unlike the traditional ballad, these obscene ballads aggressively mocked sentimental nostalgia and local lore.
Broadsides
Broadside ballads (also known as 'broadsheet', 'stall', 'vulgar' or 'come all ye' ballads) were a product of the development of cheap print in the 16th century. They were generally printed on one side of a medium to large sheet of poor quality paper. In the first half of the 17th century, they were printed in black-letter or gothic type and included multiple, eye-catching illustrations, a popular tune title, as well as an alluring poem. By the 18th century, they were printed in white letter or roman type and often without much decoration (as well as tune title). These later sheets could include many individual songs, which would be cut apart and sold individually as "slip songs." Alternatively, they might be folded to make small cheap books or "chapbooks" which often drew on ballad stories. They were produced in huge numbers, with over 400,000 being sold in England annually by the 1660s. Tessa Watt estimates the number of copies sold may have been in the millions. Many were sold by travelling chapmen in city streets or at fairs. The subject matter varied from what has been defined as the traditional ballad, although many traditional ballads were printed as broadsides. Among the topics were love, marriage, religion, drinking-songs, legends, and early journalism, which included disasters, political events and signs, wonders and prodigies.
Literary ballads
Literary or lyrical ballads grew out of an increasing interest in the ballad form among social elites and intellectuals, particularly in the Romantic movement from the later 18th century. Respected literary figures Robert Burns and Walter Scott in Scotland collected and wrote their own ballads. Similarly in England William Wordsworth and Samuel Taylor Coleridge produced a collection of Lyrical Ballads in 1798 that included Coleridge's The Rime of the Ancient Mariner. Wordsworth, Coleridge, and Keats were attracted to the simple and natural style of these folk ballads and tried to imitate it. At the same time in Germany Goethe cooperated with Schiller on a series of ballads, some of which were later set to music by Schubert. Later important examples of the poetic form included Rudyard Kipling's "Barrack-Room Ballads" (1892-6) and Oscar Wilde's The Ballad of Reading Gaol (1897).
Ballad operas
In the 18th century ballad operas developed as a form of English stage entertainment, partly in opposition to the Italian domination of the London operatic scene. It consisted of racy and often satirical spoken (English) dialogue, interspersed with songs that are deliberately kept very short to minimize disruptions to the flow of the story. Rather than the more aristocratic themes and music of the Italian opera, the ballad operas were set to the music of popular folk songs and dealt with lower-class characters. Subject matter involved the lower, often criminal, orders, and typically showed a suspension (or inversion) of the high moral values of the Italian opera of the period.
The first, most important and successful was The Beggar's Opera of 1728, with a libretto by John Gay and music arranged by John Christopher Pepusch, both of whom probably influenced by Parisian vaudeville and the burlesques and musical plays of Thomas d'Urfey (1653–1723), a number of whose collected ballads they used in their work. Gay produced further works in this style, including a sequel under the title Polly. Henry Fielding, Colley Cibber, Arne, Dibdin, Arnold, Shield, Jackson of Exeter, Hook and many others produced ballad operas that enjoyed great popularity. Ballad opera was attempted in America and Prussia. Later it moved into a more pastoral form, like Isaac Bickerstaffe's Love in a Village (1763) and Shield's Rosina (1781), using more original music that imitated, rather than reproduced, existing ballads. Although the form declined in popularity towards the end of the 18th century its influence can be seen in light operas like that of Gilbert and Sullivan's early works like The Sorcerer as well as in the modern musical.
In the 20th century, one of the most influential plays, Kurt Weill and Bertolt Brecht's (1928) The Threepenny Opera was a reworking of The Beggar's Opera, setting a similar story with the same characters, and containing much of the same satirical bite, but only using one tune from the original. The term ballad opera has also been used to describe musicals using folk music, such as The Martins and the Coys in 1944, and Peter Bellamy's The Transports in 1977. The satiric elements of ballad opera can be seen in some modern musicals such as Chicago and Cabaret.
Beyond Europe
American ballads
Some 300 ballads sung in North America have been identified as having origins in Scottish traditional or broadside ballads. Examples include 'The Streets of Laredo', which was found in Britain and Ireland as 'The Unfortunate Rake'; however, a further 400 have been identified as originating in America, including among the best known, 'The Ballad of Davy Crockett' and 'Jesse James'. They became an increasing area of interest for scholars in the 19th century and most were recorded or catalogued by George Malcolm Laws, although some have since been found to have British origins and additional songs have since been collected. They are usually considered closest in form to British broadside ballads and in terms of style are largely indistinguishable, however, they demonstrate a particular concern with occupations, journalistic style and often lack the ribaldry of British broadside ballads.
Blues ballads
The blues ballad has been seen as a fusion of Anglo-American and Afro-American styles of music from the 19th century. Blues ballads tend to deal with active protagonists, often anti-heroes, resisting adversity and authority, but frequently lacking a strong narrative and emphasising character instead. They were often accompanied by banjo and guitar which followed the blues musical format. The most famous blues ballads include those about John Henry and Casey Jones.
Bush ballads
The ballad was taken to Australia by early settlers from Britain and Ireland and gained particular foothold in the rural outback. The rhyming songs, poems and tales written in the form of ballads often relate to the itinerant and rebellious spirit of Australia in The Bush, and the authors and performers are often referred to as bush bards. The 19th century was the golden age of bush ballads. Several collectors have catalogued the songs including John Meredith whose recording in the 1950s became the basis of the collection in the National Library of Australia. The songs tell personal stories of life in the wide open country of Australia. Typical subjects include mining, raising and droving cattle, sheep shearing, wanderings, war stories, the 1891 Australian shearers' strike, class conflicts between the landless working class and the squatters (landowners), and outlaws such as Ned Kelly, as well as love interests and more modern fare such as trucking. The most famous bush ballad is "Waltzing Matilda", which has been called "the unofficial national anthem of Australia".
Sentimental ballads
Sentimental ballads, sometimes called "tear-jerkers" or "drawing-room ballads" owing to their popularity with the middle classes, had their origins in the early "Tin Pan Alley" music industry of the later 19th century. They were generally sentimental, narrative, strophic songs published separately or as part of an opera (descendants perhaps of broadside ballads, but with printed music, and usually newly composed). Such songs include "Little Rosewood Casket" (1870), "After the Ball" (1892) and "Danny Boy". The association with sentimentality led to the term "ballad" being used for slow love songs from the 1950s onwards. Modern variations include "jazz ballads", "pop ballads", "rock ballads", "R&B ballads" and "power ballads".
See also
Notes
References and further reading
Dugaw, Dianne. Deep Play: John Gay and the Invention of Modernity. Newark, Del.: University of Delaware Press, 2001. Print.
Randel, Don (1986). The New Harvard Dictionary of Music. Cambridge: Harvard University Press. .
Winton, Calhoun. John Gay and the London Theatre. Lexington: University Press of Kentucky, 1993. Print.
Marcello Sorce Keller, "Sul castel di mirabel: Life of a Ballad in Oral Tradition and Choral Practice", Ethnomusicology, XXX(1986), no. 3, 449- 469.
External links
The British Literary Ballads Archive
The Bodleian Library Ballad Collection: view facsimiles of printed ballads
The English Broadside Ballad Archive: searchable database of ballad images, citations, and recordings
Welsh Ballads resource guide
The Traditional Ballad Index
Black-letter Broadside Ballads Of The years 1595-1639 From the Collection of Samuel Pepys
Smithsonian Global Sound: The Music of Poetry—audio samples of poems, hymns and songs in ballad meter.
The Oxford Book of Ballads, complete 1910 book by Arthur Quiller-Couch
English Broadside Ballad Archive—an archive of images and recordings of over 4,000 pre-1700 broadside ballads
Folk music
Folk poetry
Poetic forms |
4579 | https://en.wikipedia.org/wiki/Blue%20%C3%96yster%20Cult | Blue Öyster Cult | Blue Öyster Cult ( ; sometimes abbreviated BÖC or BOC) is an American rock band formed on Long Island in Stony Brook, New York, in 1967.
The band has sold 25 million records worldwide, including 7 million in the United States. The band's fusion of hard rock with psychedelia, and penchant for occult, fantastical and tongue-in-cheek lyrics, had a major influence on heavy metal music. They developed a cult following and, while achieving mainstream hits like "(Don't Fear) The Reaper" (1976) and "Burnin' for You" (1981), rarely experienced commercial success. Both songs, and others such as "Godzilla" (1977), remain classic rock radio staples. The band were early adopters of the music video format, and their videos received heavy rotation on MTV in its early period.
Blue Öyster Cult's longest-lasting and the most commercially successful lineup included Donald "Buck Dharma" Roeser (lead guitar, vocals), Eric Bloom (lead vocals, "stun guitar", keyboards, synthesizer), Allen Lanier (keyboards, rhythm guitar), Joe Bouchard (bass, vocals, keyboards), and Albert Bouchard (drums, percussion, vocals, miscellaneous instruments). The band's current lineup still includes Bloom and Roeser, in addition to Danny Miranda (bass, backing vocals), Richie Castellano (keyboards, rhythm guitar, backing vocals), and Jules Radino (drums, percussion). The duo of the band's manager Sandy Pearlman and rock critic Richard Meltzer, who also met at Stony Brook University, played a key role in writing many of the band’s lyrics.
History
Early years as Soft White Underbelly (1967–1971)
Blue Öyster Cult was formed in 1967 as Soft White Underbelly (a name the group would occasionally use in the 1970s and 1980s to play small club gigs around the United States and UK) in a communal house at Stony Brook University on Long Island when rock critic Sandy Pearlman overheard a jam session consisting of fellow Stony Brook classmate Donald Roeser and his friends. Pearlman offered to become the band's manager and creative partner, to which the band agreed. The band's original lineup consisted of guitarist Roeser, drummer Albert Bouchard, keyboardist Allen Lanier, singers Jeff Kagel (aka Krishna Das) and Les Braunstein and bassist Andrew Winters.
In October 1967, the band made their debut performance as Steve Noonan's backing band at the Stony Brook University Gymnasium, a gig booked by Pearlman. The band's name came from Winston Churchill's description of Italy as "the soft underbelly of the Axis."
Pearlman was important to the band – he was able to get them gigs and recording contracts with Elektra and Columbia, and he provided them with his poetry for use as lyrics for many of their songs, including "Astronomy." Writer Richard Meltzer, also a Stony Brook University student, provided the band with lyrics from their early days up through their most recent studio album. In 1968, the band moved in together at their first house in the Thomaston area of Great Neck, New York. The band recorded an album's worth of material for Elektra Records in 1968.
Braunstein played his final show as Soft White Underbelly's lead singer in the spring of 1969. His departure led Elektra to shelve the album recorded with him on vocals.
Eric Bloom was hired by the band as their acoustic engineer and eventually became lead singer, replacing Braunstein, through a series of three unlikely coincidences. One was that Lanier decided to join Bloom on a drive to an upstate gig, where he spent the night with Bloom's old college bandmates and got to hear old tapes of Bloom's talent as lead vocalist. Because of this, Bloom was offered the job of lead singer for Soft White Underbelly.
However, a bad review of a 1969 Fillmore East show caused Pearlman to change the name of the band – first to Oaxaca, then to the Stalk-Forrest Group. Pearlman also gave stage names to each of the band members (Jesse Python for Eric Bloom, Andy Panda for Andy Winters, Prince Omega for Albert Bouchard, La Verne for Allen Lanier) but only Buck Dharma kept his. The band recorded yet another album's worth of material for Elektra, but only one single ("What Is Quicksand?" b/w "Arthur Comics") was released (and only in a promo edition of 300 copies) on Elektra Records (this album was eventually released, with additional outtakes, by Rhino Handmade Records as St. Cecilia: The Elektra Recordings in 2001). The album featured Bloom as their main lead singer, but Roeser also sang lead on a few songs, a pattern of sharing lead vocals that has continued throughout the band's career. With Bloom, Soft White Underbelly/Stalk-Forrest Group became one of Stony Brook University's "house bands," popular on campus.
After a few more temporary band names, including the Santos Sisters, the band settled on Blue Öyster Cult in 1971 (see below for its origin).
New York City producer/composer and jingle writer David Lucas saw the band perform and took them into his Warehouse Recording Studio and produced four demos, with which Pearlman was able to get the renamed band another audition with Columbia Records. Clive Davis liked what he heard, and signed the band to the label. The first album was subsequently produced and recorded by Lucas on eight-track at Lucas' studio. Winters would leave the band and be replaced by Bouchard's brother, Joe Bouchard.
Black-and-white years (1971–1975)
Their debut album Blue Öyster Cult was released in January 1972, with a black-and-white cover designed by artist Bill Gawlik. The album featured the songs "Cities on Flame with Rock and Roll", "Stairway to the Stars", and "Then Came the Last Days of May". By this time, the band's sound had become more oriented toward hard rock, but songs like "She's As Beautiful As a Foot" and "Redeemed" also showed a strong element of the band's psychedelic roots. Pearlman wanted the group to be the American answer to Black Sabbath. All of the band members except for Allen Lanier sang lead, a pattern that would continue on many subsequent albums, although lead singer Eric Bloom sang the majority of the songs. The album sold well, and Blue Öyster Cult toured with artists such as the Byrds, Mahavishnu Orchestra and Alice Cooper. During the touring process, the band's sound became heavier and more direct.
Their next album Tyranny and Mutation, released in 1973, was written while the band was on tour for their first LP. It contained songs such as "The Red and the Black" (an ode to the Royal Canadian Mounted Police and a rewrite of "I'm on the Lamb But I Ain't No Sheep" from their debut album, and also a reference to the novel of the same name by Stendhal), "Hot Rails to Hell" and "Baby Ice Dog", the first of the band's many collaborations with Patti Smith. It featured a harder-rocking approach than before, although the band's songs were also growing more complex. The album outsold its predecessor, a trend that would continue with their next few albums.
The band's third album, Secret Treaties (1974) received positive reviews, featuring songs such as "Career of Evil" (co-written by Patti Smith), "Dominance and Submission" and "Astronomy". As a result of constant touring, the band was now capable of headlining shows. The album continued their upward sales trend, and would eventually go gold.
As the three albums during this formative period all had black-and-white covers, the period of their career has been dubbed the 'black and white years' by fans and critics.
Commercial success (1975–1981)
The band's first live album On Your Feet or on Your Knees (1975) achieved greater success and went gold. Its success gave the band more time to work on a follow-up. The band members were able to purchase home recording equipment to record demos for their next album.
Their next studio album, Agents of Fortune (1976), was their first to go platinum and was again produced by David Lucas. It contained the hit single "(Don't Fear) The Reaper", which reached number 12 on the Billboard charts and has become a classic of the hard rock genre. Other major songs on the album were "(This Ain't) The Summer of Love", "E.T.I. (Extra-Terrestrial Intelligence)" and "The Revenge of Vera Gemini". Having recorded demos of the songs at home before recording the album, the band's songwriting process had become more individual, with none of the songs featuring the collaborative writing between the band members that had been common on their earlier albums. Although the album still featured their trademark hard rock with sinister lyrics, the songs had become more conventional in structure, and the production was more polished. For the first and only time, the album featured lead vocals from all five band members, with Allen Lanier singing lead on the song "True Confessions." With Albert Bouchard singing lead on three songs and Joe Bouchard and Donald Roeser singing lead on one each, Eric Bloom ended up taking the lead on only four of the album's ten songs.
For the tour, the band added lasers to their light show, for which they became known. They were among the first acts to use lasers in performance.
Their next album, Spectres (1977), had the FM radio hit "Godzilla," and would become one of the band's better-selling albums, with other well-known songs like "I Love the Night" and "Goin' Through the Motions". However, its sales were not as strong as those for the previous album, going gold but not platinum, becoming their first album to sell less than its predecessor. It featured even more polished production, and continued the trend of the lead vocals extensively shared between members, although Allen Lanier did not sing lead. As with the previous album, Eric Bloom sang lead on fewer than half the songs.
The band then released another live album, Some Enchanted Evening (1978). Although it was intended as another double-live album in the vein of On Your Feet or on Your Knees, Columbia insisted that it be edited down to single-album length. It was a resounding commercial success, becoming Blue Öyster Cult's most popular album and eventually selling over two million copies. It also revealed that while the band's studio work was becoming increasingly well-produced, they were still very much a hard rock band on stage.
It was followed by the studio album Mirrors (1979). For Mirrors, instead of working with previous producers Sandy Pearlman (who instead went on to manage Black Sabbath) and Murray Krugman, Blue Öyster Cult chose Tom Werman, who had worked with acts such as Cheap Trick and Ted Nugent. It featured the band's glossiest production to date. It also gave Roeser, the lead vocalist on the band's biggest hits, bigger prominence as a vocalist, singing lead on four of the nine songs. However, the resulting album sales were disappointing.
Pearlman's association with Black Sabbath led to Sabbath's Heaven and Hell producer Martin Birch being hired for the next Blue Öyster Cult record. The album found the band returning to their hard rock roots, and although both of the Bouchard brothers and guitarist Roeser all got lead vocal turns, Bloom would sing the majority of the tracks. The result was positive, with Cultösaurus Erectus (1980) receiving good reviews. The album went to number 12 in the United Kingdom, but did not do as well in the United States. The song "Black Blade", which was written by Bloom with lyrics by science fiction and fantasy author Michael Moorcock, is a kind of retelling of Moorcock's epic Elric of Melniboné saga. The band also did a co-headlining tour with Black Sabbath in support of the album, calling the tour "Black and Blue".
Birch produced the band's next album as well, Fire of Unknown Origin (1981), which peaked at number 24 on the Billboard 200, becoming the band's highest-charting album. The biggest hit on this album was the Top 40 hit "Burnin' for You," a song Roeser had written with a Richard Meltzer lyric. He had intended to use it on his solo album, Flat Out (1982), but he was convinced to use it on the Blue Öyster Cult album instead. The revival of the band's heavier sound continued, albeit with fairly heavy use of synthesizers and some noticeable New Wave influence on a few tracks. It contained other fan favorites such as "Joan Crawford" (inspired by the book and film Mommie Dearest) and "Veteran of the Psychic Wars", another song co-written by Moorcock. Several of the songs had been written for the animated film Heavy Metal, but only "Veteran of the Psychic Wars" (which had not been written for Heavy Metal) was actually used in the movie. The album marked a strong commercial resurgence for the band and achieved gold status, their first studio album since Spectres to do so.
During the tour for Fire of Unknown Origin, Albert Bouchard had a falling out with the others and left the band, and Rick Downey (formerly the band's lighting designer) replaced him on drums. This marked the end of the band's original and best-known lineup.
1980s: Popular Decline
After leaving the band, Albert Bouchard spent five years working on a solo album based on Sandy Pearlman's poem "Imaginos". Blue Öyster Cult also released a third live album Extraterrestrial Live.
The band then went to the studio for the next album, The Revölution by Night (1983), with Bruce Fairbairn as producer. After two albums of a return to a harder rocking sound, the band adopted a more radio-friendly, AOR-oriented sound with Fairbairn providing a 1980s-style production. This approach met with some success, especially on its highest-charting single, Roeser's "Shooting Shark", co-written by Patti Smith and featuring Randy Jackson on bass, which reached number 83 on the charts. Bloom's "Take Me Away" achieved some FM radio play. However, the album didn't match sales of its predecessor, failed to achieve gold status, and marked the beginning of the band's second commercial decline. After touring for Revölution, Rick Downey left, leaving Blue Öyster Cult without a drummer.
Blue Öyster Cult re-united with Albert Bouchard for a California tour in February 1985, infamously known as the 'Albert Returns' Tour. This arrangement was only temporary and caused more tensions between the band and Bouchard, since he had thought he would be staying on permanently, which was not the case. The band had intended to use him only as a fill-in until another drummer could come on board, which resulted in Bouchard's leaving after the tour. Allen Lanier also quit the band shortly thereafter, leaving them without a keyboardist and with only three remaining original members. This incarnation of the band would sometimes be referred to as '3ÖC' by fans, which is a pun on the number of original members left.
Blue Öyster Cult hired drummer Jimmy Wilcox and keyboardist Tommy Zvoncheck to finish the album Club Ninja, which was poorly received, with only "Dancin' in the Ruins," one of several songs on the record written entirely by outside songwriters, enjoying minimal success on radio and MTV. The best-known original on the album is "Perfect Water" written by Dharma and Jim Carroll (noted author of The Basketball Diaries). While the band members have generally been disparaging about the album in retrospect, Joe Bouchard has stated that "Perfect Water" is "perfect genius".
The band toured in Germany, after which bassist Bouchard left, leaving only two members of the classic lineup: Eric Bloom and Donald Roeser. Some people referred to the band as "Two Öyster Cult" during this period. Jon Rogers was hired to replace Joe and this version of the band finished out the 1986 tour. After it wound up that year, the band took a temporary break from recording and touring. When Blue Öyster Cult received an offer to tour in Greece in the early summer of 1987, the band reformed. Wilcox quit while Zvoncheck was fired for making excessive financial demands. Allen Lanier then was offered to rejoin and agreed, so the new line-up now featured three founding members, along with Jon Rogers returning on bass and Ron Riddle as their newest drummer.
Columbia Records was not interested in releasing the Imaginos project as an Albert Bouchard solo album so it was arranged for the record to be released in 1988 by Columbia as a Blue Öyster Cult album, with some new lead vocal overdubs from Bloom and Roeser and lead guitar overdubs from Roeser. These replaced most of Albert Bouchard's lead vocals, as well as many lead guitar parts that had been recorded by session musicians. Joe Bouchard and Allen Lanier had earlier contributed some minor keyboard and backing vocal parts to the album, allowing all five original members to be credited. The album didn't sell well (despite a positive review in Rolling Stone magazine) and although the then-current Blue Öyster Cult lineup (minus both Bouchard brothers) toured to promote Imaginos, promotion by the label was virtually non-existent. When Columbia Records' parent company CBS Records was purchased by Sony and became Sony Music Entertainment, Blue Öyster Cult were dropped from the label.
1990s and early 2000s
The band spent the next 11 years touring without releasing an album of new material, although they did contribute two new songs to the Bad Channels movie soundtrack, released in 1992, and also released an album of re-recorded songs from the band's original lineup, called Cult Classic, in 1994. During these years, while the three original members remained constant, there were several changes in the band's rhythm section. Ron Riddle quit in 1991 and was followed by a series of other drummers including
Chuck Burgi (1991–1992, 1992–1995, 1996–1997), John Miceli (1992, 1995), John O'Reilly (1995–1996) and Bobby Rondinelli (1997–2004). As for the bass position, Rogers left in 1995, and was replaced by Danny Miranda.
In the late 1990s, Blue Öyster Cult secured a recording contract with CMC Records (later purchased by Sanctuary Records), and continued to tour frequently. Two studio albums were released, Heaven Forbid (1998) and Curse of the Hidden Mirror (2001). Both albums featured songs co-written by cyberpunk/horror novelist John Shirley. The first mostly featured Miranda on bass and Burgi on drums, although a few tracks feature earlier bassist Jon Rogers and one track features Rondinelli on drums, who had joined the band near the end of the recording. Curse of the Hidden Mirror features Miranda and Rondinelli as the rhythm section, and the pair contributed to the songwriting as well. Neither album sold well.
Another live record and DVD A Long Day's Night followed in 2002, both drawn from one concert in Chicago. This album also featured the Bloom, Roeser, Lanier, Miranda, Rondinelli lineup.
Although the band's lineup had remained stable from 1997 to 2004, they began to experience personnel changes again in 2004. Rondinelli left in 2004, and was replaced by Jules Radino. Miranda left during the same year to become the bassist for Queen + Paul Rodgers in place of the retired John Deacon. He was replaced by Richie Castellano, who would also take occasional turns as a lead vocalist onstage.
In 2001, Sony/Columbia's reissue arm, Legacy Records issued expanded versions of the first four Blue Öyster Cult studio albums, including some previously unreleased demos and outtakes from album sessions, live recordings (from the Live 72 EP), and post-St. Cecilia tunes from the Stalk-Forrest Group era.
Late 2000s and 2010s
Allen Lanier retired from live performances in 2007 after not appearing with the band since late 2006. Castellano switched to rhythm guitar and keyboards (Castellano also filled in on lead guitar and vocals for an ailing Buck Dharma in two shows in 2005), and the position of bassist was taken up by Rudy Sarzo (previously a member of Quiet Riot, Whitesnake, Ozzy Osbourne and Dio), with the band employing Danny Miranda and Jon Rogers as guest bassists to fill in when Sarzo was unavailable. Sarzo then joined as an official member of the band, although Rogers continued to occasionally fill in when Sarzo was busy.
In February 2007, the Sony Legacy remaster series continued, releasing expanded versions of studio album Spectres and live album Some Enchanted Evening.
In June 2012, the band announced that bassist Rudy Sarzo was leaving the band and was being replaced by former Utopia bassist Kasim Sulton.
In August of the same year, it was announced that Sony Legacy would be releasing a 17-disc boxed set entitled The Complete Columbia Albums Collection on October 30, 2012. The set includes the first round of the remastered series plus the long-awaited remastered versions of On Your Feet or on Your Knees, Mirrors, Cultösaurus Erectus, Fire Of Unknown Origin, Extraterrestrial Live, The Revölution by Night, Club Ninja and Imaginos. Also exclusive to this set are two discs of rare and unreleased B-sides, demos and radio broadcasts.
Also in 2012, celebrating the 40th anniversary of Blue Öyster Cult, the then-current incarnation of the band reunited for the first time in 25 years with other original members Joe and Albert Bouchard and Allen Lanier as guests for a special event in New York.
Founding keyboardist/guitarist Allen Lanier died of chronic obstructive pulmonary disease on August 14, 2013.
In 2016, Albert Bouchard played again as guest with the current line-up of the band, playing at shows in New York, Los Angeles, Dublin and London, where Blue Öyster Cult played the album Agents of Fortune in its entirety. The shows featured songs from Agents of Fortune that had either not been played live before ("True Confessions", "The Revenge of Vera Gemini", "Sinful Love", "Tenderloin", "Debbie Denise"), songs that had not been played since the album's debut tour ("Morning Final"), and songs that were no longer/never played frequently ("This Ain't the Summer of Love", "Tattoo Vampire"), as well as the fan favorite "Five Guitars", which had not been played since Albert initially left the band in 1981. Albert played in the following songs at the show: "The Revenge of Vera Gemini" (vocals, guitar), "Sinful Love" (vocals, guitar), "Tattoo Vampire" (guitar), "Morning Final" (guitar), "Tenderloin" (cymbals), "Debbie Denise" (vocals, acoustic guitar), "Cities on Flame with Rock and Roll" (vocals, drums), and "Five Guitars" (guitar).
In a May 2017 appearance on Castellano's "Band Geek" podcast, Bloom confirmed that there were tentative plans to release a new album in 2018 and that the band was currently considering offers from multiple record labels. He also stated that former bassist Danny Miranda would be playing with the band for the remainder of the year due to Sulton's prior touring commitments with Todd Rundgren. During the same year, the band's official website started to list Miranda as an official member, stating that Miranda had "returned to BÖC" in early 2017.
Buck Dharma stated in February 2019 that the band would be recording a new album to be released by fall. On July 10, 2019, it was announced that the band had signed to Frontiers Music, and would in fact be releasing the new album in 2020. "It's been a long time since BÖC's last studio album. Recording with Danny, Richie and Jules should be a great experience as we've been touring together for years, and Buck and I look forward to including them in the creative and recording process," said Bloom. "The current band is GREAT and has never been recorded other than live, so we feel now's the time for new songs to be written and recorded. About half of the songs for the new record exist and the rest will be finished during the process," added Buck Dharma. In February 2020, Richie Castellano posted a short video to Facebook featuring himself and Eric Bloom, stating that the band are working on the new Blue Oyster Cult record remotely by using ConnectionOpen online audio collaboration tool.
The Symbol Remains (2020–present)
In August 2020, the band announced on their website that their fifteenth studio album The Symbol Remains would be released on October 9, 2020. The span of nineteen years between Curse of the Hidden Mirror and The Symbol Remains marks the longest gap between studio albums in Blue Öyster Cult's career. The album was released to a positive critical reception, with tracks such as "Box In My Head" and "The Alchemist" receiving high praise.
In October 2022, during their European headlining tour, Blue Öyster Cult supported Deep Purple at five arena shows in the United Kingdom.
Musical style
Blue Öyster Cult is usually described as a hard rock band, albeit one with their own tongue-in-cheek style. Their music has also been described as heavy metal, psychedelic rock, occult rock, biker boogie, acid rock, and progressive rock. They have also been recognized for helping pioneer genres such as stoner metal. The band has also experimented with additional genres on specific albums, such as on Mirrors.
They have acknowledged the influence of artists such as Alice Cooper, Grateful Dead, The Doors, Jefferson Airplane, MC5, The Blues Project, Jimi Hendrix, and Black Sabbath.
Lyrics
The band have frequently collaborated with outside lyricists, although all of the original members wrote lyrics at some point, most notably Donald Roeser. The principal lyricists in the early days were manager Sandy Pearlman and fellow rock critic Richard Meltzer. Key members of the New York punk scene Patti Smith, Helen "Wheels" Robbins and Jim Carroll - all friends of the band - contributed from the mid-1970s. Later in the decade frontman Eric Bloom, a science fiction fan, recruited English author Michael Moorcock to write for the band, and later did the same with Eric Van Lustbader and John Shirley.
In order to add to their mystique the band would often use out-of-context fragments of Pearlman's unpublished sci-fi poetry cycle The Soft Doctrines of Imaginos as lyrics, rendering their meaning obscure. Additionally, they kept a folder of Pearlman's and Meltzer's word associations to insert into their songs.
Band name and logo
The name "Blue Öyster Cult" also came from Pearlman's Imaginos cycle, explored most extensively on the 1988 album of the same name. Pearlman had also come up with the band's earlier name, "Soft White Underbelly", from a phrase used by Winston Churchill in describing Italy during World War II. In Pearlman's poetry, the "Blue Oyster Cult" is a group of aliens who had assembled secretly to guide Earth's history. "Initially, the band was not happy with the name, but settled for it, and went to work preparing to record their first release..."
In a 1976 interview published in the U.K. music magazine ZigZag, Pearlman claimed the origin of the band's name was as an anagram of "Cully Stout Beer".
The addition of an umlaut was suggested by Allen Lanier, but Richard Meltzer claims to have suggested it just after Pearlman came up with the name, reportedly "because of the Wagnerian aspect of Metal". Other bands later copied the practice of using umlauts or diacritic marks in their own band names, such as Motörhead, Mötley Crüe, Queensrÿche and parodied by Spın̈al Tap.
The hook-and-cross logo was designed by fellow Stony Brook student Bill Gawlik for his master's thesis in January 1972, and appears on all of the band's albums. In Greek mythology, "... the hook-and-cross symbol is that of Kronos (Cronus), the king of the Titans and father of Zeus ... and is the alchemical symbol for lead (a heavy metal), one of the heaviest of metals." Sandy Pearlman considered this, along with the "heavy" distorted guitar sound of the band, meant that the description "heavy metal" would be apt for the band's sound. The hook-and-cross symbol also resembled the astrological symbol for Saturn, the Roman god of agriculture, and the sickle, which is associated with both Kronos (Cronus) and Saturn (both the planet and the Roman god). The logo's "... metaphysical, alchemical and mythological connotations, combined with its similarity to some religious symbols gave it a flair of decadence and mystery ..."
The band was billed, for the only time, as "The Blue Öyster Cult" on the cover and label of their second album, Tyranny and Mutation.
Legacy and influence
Blue Öyster Cult have been influential to the realm of hard rock and heavy metal, leading them to being referred to as "the thinking man's heavy metal band" due to their often cryptic lyrics, literate songwriting, and links to famous authors. They have influenced many acts including Iron Maiden, Metallica, Fates Warning, Iced Earth, Cirith Ungol, Alice in Chains, Twisted Sister, Ratt, Steel Panther, Green River (and later Mudhoney), Body Count, Possessed, Candlemass, Saint Vitus, Trouble, Opeth, White Zombie, Kvelertak, HIM, Turbonegro, Radio Birdman, The Cult, The Minutemen, Firehose, Hoodoo Gurus, Widespread Panic, Queens of the Stone Age, Umphrey's McGee, Stabbing Westward, Royal Trux, and Moe.
The band's influence has extended beyond the musical sphere. The lyrics of "Astronomy" have been named by author Shawn St. Jean as inspirational to the later chapters of his fantasy novel Clotho's Loom, wherein Sandy Pearlman's "Four Winds Bar" provides the setting for a portion of the action. Titles and lines from the band's songs provided structure and narrative for the third book in Robert Galbraith's (a pseudonym for J. K. Rowling), series of Cormoran Strike novels, Career of Evil.
Their hit single "(Don't Fear) The Reaper" was featured in the famous Saturday Night Live sketch "More Cowbell". The original recording was produced at The Record Plant in New York by David Lucas, who sang background vocals with Roeser, and introduced the now-famous cowbell part, which may have been played by himself, Albert Bouchard, or Eric Bloom.
"(Don't Fear) The Reaper" was also used in writer/director John Carpenter's horror film classic, Halloween (1978), the opening sequence of the miniseries adaptation of The Stand (1994) by Stephen King, and covered by The Mutton Birds for Peter Jackson's horror-comedy film The Frighteners (1996). "(Don't Fear) The Reaper" was also used throughout the comedy film The Stoned Age (1994) and plays a role in its storyline. In the film Gone Girl (2014), the song plays on the radio during a car driving scene with actor Ben Affleck. The song was also used as the opening theme and main story element in the 1996 FMV computer game "Ripper", by Take Two Interactive, and was also featured in the 2021 video game Returnal. The lyrics for "(Don't Fear) The Reaper" are featured in the introduction of Stephen King's book The Stand. The song was also used in Orange Is the New Black's season 2 finale.
Members
Current members
Buck Dharma – lead guitar, lead vocals and backing vocals (1967–present)
Eric Bloom – lead vocals and backing vocals, "stun guitar", keyboards, synthesizers (1969–present)
Danny Miranda – bass, backing vocals (1995–2004, 2017–present)
Richie Castellano – keyboards, rhythm guitar, additional lead guitar, backing vocals, additional lead vocals (2007–present), bass (2004–2007)
Jules Radino – drums, percussion (2004–present)
Discography
Studio albums
Blue Öyster Cult (1972)
Tyranny and Mutation (1973)
Secret Treaties (1974)
Agents of Fortune (1976)
Spectres (1977)
Mirrors (1979)
Cultösaurus Erectus (1980)
Fire of Unknown Origin (1981)
The Revölution by Night (1983)
Club Ninja (1985)
Imaginos (1988)
Heaven Forbid (1998)
Curse of the Hidden Mirror (2001)
The Symbol Remains (2020)
Bibliography
Blue Öyster Cult: Secrets Revealed!, by Martin Popoff, Metal Blade Records, 207 pages (US, 2004)
Blue Öyster Cult: La Carrière du Mal, by Mathieu Bollon and Aurélien Lemant, Camion Blanc, 722 pages (France, 2013)
Agents of Fortune: The Blue Öyster Cult Story, by Martin Popoff, Wymer Publishing, 245 pages (UK, 2016)
Blue Öyster Cult: Every Album, Every Song, by Jacob Holm-Lupo, Sonicbond Publishing, 158 pages (UK, 2019)
Flaming Telepaths: Imaginos Expanded and Specified, by Martin Popoff, Power Chord Press, 200 pages (Canada, 2021)
References
External links
1967 establishments in New York (state)
Articles which contain graphical timelines
Columbia Records artists
Hard rock musical groups from New York (state)
Heavy metal musical groups from New York (state)
Musical groups established in 1967
Musical groups from Long Island
American musical quintets
Occult rock musical groups
Psychedelic rock music groups from New York (state) |
4580 | https://en.wikipedia.org/wiki/Battery%20Park%20City | Battery Park City | Battery Park City is a mainly residential planned community and neighborhood on the west side of the southern tip of the island of Manhattan in New York City. It is bounded by the Hudson River on the west, the Hudson River shoreline on the north and south, and the West Side Highway on the east. The neighborhood is named for the Battery, formerly known as Battery Park, located directly to the south.
More than one-third of the development is parkland. The land upon which it is built was created by land reclamation on the Hudson River using over of soil and rock excavated during the construction of the World Trade Center, the New York City Water Tunnel, and certain other construction projects, as well as from sand dredged from New York Harbor off Staten Island. The neighborhood includes Brookfield Place (formerly the World Financial Center), along with numerous buildings designed for housing, commercial, and retail.
Battery Park City is part of Manhattan Community District 1. It is patrolled by the 1st Precinct of the New York City Police Department.
Geography
Battery Park City is bounded on the east by West Street, which separates the area from the Financial District of Lower Manhattan. To the west, north, and south, the area is surrounded by the Hudson River.
The development consists of roughly five major sections. Traveling north to south, the first neighborhood has high-rise residential buildings, the Stuyvesant High School, a Regal Entertainment Group movie theater, and the Battery Park City branch of the New York Public Library. It is also the site of the 463-suite Conrad New York luxury hotel, which has a ballroom and a conference center. Other restaurants located in that hotel, as well as a DSW store and a New York Sports Club branch, were closed in 2009 after the takeover of the property by Goldman Sachs. Former undeveloped lots in the area have been developed into high-rise buildings; for example, Goldman Sachs built a new headquarters at 200 West Street.
Nearby is Brookfield Place, a complex of several commercial buildings formerly known as the World Financial Center.
Current residential neighborhoods of Battery Park City are divided into northern and southern sections, separated by Brookfield Place. The northern section consists entirely of large, 20–45-story buildings, all various shades of orange brick. The southern section, extending down from the Winter Garden, which is located in Brookfield Place, contains residential apartment buildings such as Gateway Plaza and the Rector Place apartment buildings. In this section lies the majority of Battery Park City's residential areas, in three sections: Gateway Plaza, a high-rise building complex; the "Rector Place Residential Neighborhood"; and the" Battery Place Residential Neighborhood". These subsections contain most of the area's residential buildings, along with park space, supermarkets, restaurants, and movie theaters. Construction of residential buildings began north of the World Financial Center in the late 1990s, and completion of the final lots took place in early 2011. Additionally, a park restoration was completed in 2013.
History
Site and formation
Throughout the 19th century and early-20th century, the area adjoining today's Battery Park City was known as Little Syria with Lebanese, Greeks, Armenians, and other ethnic groups. In 1929, the land was the proposed site of a $50,000,000 residential development that would have served workers in the Wall Street area. The Battery Tower project was left unfinished after workers digging the foundation ran into forty feet of old bulkheads, sunken docks, and ships. Construction was halted and never restarted.
By the late-1950s, the once-prosperous port area of downtown Manhattan was occupied by a number of dilapidated shipping piers, casualties of the rise of container shipping which drove sea traffic to Port Elizabeth, New Jersey. The initial proposal to reclaim this area through landfill was offered in the early-1960s by private firms and supported by the mayor, part of a long history of Lower Manhattan expansion. That plan became complicated when Governor Nelson Rockefeller announced his desire to redevelop a part of the area as a separate project. The various groups reached a compromise, and in 1966 the governor unveiled the proposal for what would become Battery Park City. The creation of architect Wallace K. Harrison, the proposal called for a 'comprehensive community' consisting of housing, social infrastructure and light industry. The landscaping of the park space and later the Winter Garden was designed by M. Paul Friedberg.
In 1968, the New York State Legislature created the Battery Park City Authority (BPCA) to oversee development. Rockefeller named Charles J. Urstadt as the first chairman of the authority's board that year. He then served as the chief executive officer from 1973 to 1978. Urstadt later served as the authority's vice chair from 1996 to 2010. The New York State Urban Development Corporation and ten other public agencies were also involved in the development project. For the next several years, the BPCA made slow progress. In April 1969, it unveiled a master plan for the area, which was approved in October. In early-1972, the BPCA issued $200 million in bonds to fund construction efforts, with Harry B. Helmsley designated as the developer. That same year, the city approved plans to alter the number of apartments designated for lower, middle and upper income renters. Urstadt said the changes were needed to make the financing for the project viable. In addition to the change in the mix of units, the city approved adding nine acres, which extended the northern boundary from Reade Street to Duane Street.
Landfill material from construction of the World Trade Center and other buildings in Lower Manhattan was used to add fill for the southern portion. Cellular cofferdams were constructed to retain the material. After removal of the piers, wooden piles and overburden of silt, the northern portion (north of, and including the marina) was filled with sand dredged from areas adjacent to Ambrose Channel in the Atlantic Ocean, as well as stone from the construction of Water Tunnel #3. By 1976, the landfill was completed. Seating stands for viewing the American Bicentennial "Operation Sail" flotilla parade were set up on the completed landfill in July 1976. Construction efforts ground to a halt in 1977, as a result of the city's fiscal crisis. That year, the presidential administration of Jimmy Carter approved mortgage insurance for 1,600 of the development's proposed units. In 1979, the title to the landfill was transferred from the city to the Battery Park City Authority, which financially restructured itself and created a new, more viable master plan, designed by Alex Cooper of Cooper, Robertson & Partners and Stanton Eckstut. By that time, only two of the proposed development's buildings had been built, and the $200 million bond issue was supposed to have been paid off the next year.
The design of BPC to some degree reflects the values of vibrant city neighborhoods championed by Jane Jacobs. The Urban Land Institute (ULI) awarded the Battery Park City Master Plan its 2010 Heritage Award, for having "facilitated the private development of of commercial space, of residential space, and nearly of open space in lower Manhattan, becoming a model for successful large-scale planning efforts and marking a positive shift away from the urban renewal mindset of the time."
Construction and early development
During the late-1970s and early-1980s, the site hosted Creative Time's landmark Art on the Beach sculpture exhibitions. On September 23, 1979, the landfill was the site of an anti-nuclear rally attended by 200,000 people.
Construction began on the first residential building in June 1980. In April 1981, the New York State Urban Development Corporation (now the Empire State Development Corporation) issued a request for proposal, ultimately selecting six real-estate companies to develop over 1,800 residential units. The same year, the World Financial Center started construction; Olympia and York of Toronto was named as the developer for the World Financial Center, who then hired Cesar Pelli as the lead architect. By 1985, construction was completed and the World Financial Center (later renamed Brookfield Place New York) saw its first tenants. The newly completed development was lauded by The New York Times as "a triumph of urban design," with the World Financial Center being deemed "a symbol of change."
During early construction, two acres of land in the southern section of the Battery Park landfill was used by artist Agnes Denes to plant wheat in an exhibition titled Wheatfield – A Confrontation. The project was a visual contradiction: a golden field of wheat set among the steel skyscrapers of downtown Manhattan. It was created during a six-month period in the spring, summer, and fall of 1982 when Denes, with the support of the Public Art Fund, planted the field of wheat on rubble-strewn land near Wall Street and the World Trade Center site. Denes stated that her "decision to plant a wheatfield in Manhattan, instead of designing just another public sculpture, grew out of a long-standing concern and need to call attention to our misplaced priorities and deteriorating human values."
Throughout the 1980s, the BPCA oversaw a great deal of construction, including the entire Rector Place neighborhood and the river esplanade. It was during that period that Amanda Burden, later City Planning Department Director in the Bloomberg administration, worked on Battery Park City. During the 1980s, a total of 13 buildings were constructed. The Vietnam Veterans Plaza was established by Edward I. Koch in 1985. In the early-1990s, Battery Park City became the new home of the Stuyvesant High School. During the 1990s, an additional six buildings were added to the neighborhood. By the turn of the 21st century, Battery Park City was mostly completed, with the exception of some ongoing construction on West Street.
Initially, in the 1980s, 23 buildings were built in the area. By the 1990s, 9 more buildings were built, followed by the construction of 11 buildings in the 2000s and 3 buildings in the 2010s. The Battery Park City Authority, wishing to attract more middle-class residents, started providing subsidies in 1998 to households whose annual incomes were $108,000 or less. By the end of the decade, nearly the entire landfill had been developed.
Early 21st century
The September 11 attacks in 2001 had a major impact on Battery Park City. The residents of Lower Manhattan and particularly of Battery Park City were displaced for an extended period of time. Parts of the community were an official crime scene and therefore residents were unable to return to live or even collect property. Many of the displaced residents were not allowed to return to the area for months and none were given government guidance of where to live temporarily on the already-crowded island of Manhattan. With most hotel rooms booked, residents, including young children and the elderly, were forced to fend for themselves. When they were finally allowed to return to Battery Park City, some found that their homes had been looted.
Upon residents' return, the air in the area was still filled with toxic smoke from the World Trade Center fires that persisted until December 2001. More than half of the area's residents moved away permanently from the community after the adjacent World Trade Center towers collapsed and spread toxic dust, debris, and smoke. Gateway Plaza's 600 building, Hudson View East, and Parc Place (now Rector Square) were punctured by airplane parts. The Winter Garden and other portions of the World Financial Center were severely damaged. Environmental concerns regarding dust from the Trade Center are a continuing source of concern for many residents, scientists, and elected officials. Since the attacks, the damage has been repaired. Temporarily reduced rents and government subsidies helped restore residential occupancy in the years following the attacks.
After September 11, 2001, residents of Battery Park City and Tribeca formed the TriBattery Pops Tom Goodkind Conductor in response to the events of the attacks. The “Pops” have been Grammy-nominated and are the first lower Manhattan all-volunteer community band in a century.
Since then, real estate development in the area has continued robustly. Commercial development includes the 200 West Street, the Goldman Sachs global headquarters, which began construction in 2005 and opened for occupancy in October 2009. 200 West Street received in 2010 gold-level certification under the United States Green Building Council’s Leadership in Energy and Environmental Design (LEED) program by incorporating various water and energy conservation features. As of 2018, there is no new construction planned.
Ownership and maintenance
Battery Park City is owned and managed by the Hugh L. Carey Battery Park City Authority (BPCA), a Class A New York State public-benefit corporation created by New York State in 1968 to redevelop outmoded and deteriorated piers, a project that has involved reclaiming the land, replanning the area and facilitating new construction of a mixed commercial and residential community. It has operated under the authority of the Urban Development Corporation. Its mission is "to plan, create, coordinate and sustain a balanced community of commercial, residential, retail, and park space within its designated 92-acre site on the lower west side of Manhattan". The authority's board is composed of seven uncompensated members who are appointed by the governor and who serve six-year terms. B. J. Jones is the president and chief executive officer. The BPCA is invested with substantial powers: it can acquire, hold and dispose of real property, enter into lease agreements, borrow money and issue debt, and manage the project. Like other public benefit corporations, the BPCA is exempt from property taxes and has the ability to issue tax exempt bonds. In 2021, the BPCA has operating expenses of $69.1 million as well as an outstanding debt of $875.09 million, and it employed 200 people.
Under the 1989 agreement between the BPCA and the City of New York, $600 million was transferred by the BPCA to the city. Charles J. Urstadt, the first chairman and CEO of the BPCA, noted in an August 19, 2007, op-ed piece in the New York Post that the aggregate figure of funds transferred to the City of New York is above $1.4 billion, with the BPCA continuing to contribute $200 million a year. The Independent Budget Office of the City of New York also recommended the city take over Battery Park City in a report published in February 2020. The report echoed Urstadt's proposal as a way to increase revenue to the city. An article published by The Broadsheet Daily described the complex shared ownership structure of Battery Park City between the city and state that was set up by Urstadt.
Excess revenue from the area was to be contributed to other housing efforts, typically low-income projects in the Bronx and Harlem. Much of this funding has historically been diverted to general city expenses, under section 3.d of the 1989 agreement. However, in July 2006, Mayor Michael Bloomberg, Governor George Pataki, and Comptroller William C. Thompson Jr. announced the final approval for the New York City Housing Trust Fund derived from $130 million in Battery Park City revenues. The fund aimed to preserve or create 4,300 units of low- and moderate-income housing by 2009. It also provided seed financing for the New York Acquisition Fund, a $230 million initiative that aims to serve as a catalyst for the construction and preservation of more than 30,000 units of affordable housing citywide by 2016. The Acquisition Fund has since established itself as a model for similar funds in cities and states across the country.
By 2018, thirty residential buildings had been built in Battery Park City and no new construction was planned. The Battery Park City Authority's main focus turned to maintenance of existing infrastructure, security and conservancy of the public spaces. The authority was creating over 1,000 free activities per year.
Condo owners in Battery Park City pay higher monthly charges than owners of comparable apartments elsewhere in New York City because residents pay their building's common charges in addition to PILOT (payments in lieu of taxes). The PILOT payments replace real estate taxes and the land lease. As a result, residential units have higher monthly costs compared to other neighborhoods. The cumulative effect is lower property values for homeowners.
Because none of the properties in Battery Park City own the land they are built on, many banks have refused to write loans when those ground leases are periodically up for renewal. This has been a regular source of anger and frustration for owners in Battery Park City who are looking to sell.
Demographics
For census purposes, the New York City government classifies Battery Park City as part of a larger neighborhood tabulation area called Battery Park City-Lower Manhattan. Based on data from the 2010 United States Census, the population of Battery Park City-Lower Manhattan was 39,699, an increase of 19,611 (97.6%) from the 20,088 counted in 2000. Covering an area of , the neighborhood had a population density of . The racial makeup of the neighborhood was 65.4% (25,965) White, 3.2% (1,288) African American, 0.1% (35) Native American, 20.2% (8,016) Asian, 0.0% (17) Pacific Islander, 0.4% (153) from other races, and 3.0% (1,170) from two or more races. Hispanic or Latino of any race were 7.7% (3,055) of the population.
The entirety of Community District 1, which comprises Battery Park City and other Lower Manhattan neighborhoods, had 63,383 inhabitants as of NYC Health's 2018 Community Health Profile, with an average life expectancy of 85.8 years. This is higher than the median life expectancy of 81.2 for all New York City neighborhoods. Most inhabitants are young to middle-aged adults: half (50%) are between the ages of 25 and 44, while 14% are between 0 and 17, and 18% between 45 and 64. The ratio of college-aged and elderly residents was lower, at 11% and 7% respectively.
As of 2017, the median household income in Community Districts 1 and 2 (including Greenwich Village and SoHo) was $144,878, though the median income in Battery Park City individually was $126,771. In 2018, an estimated 9% of Battery Park City and Lower Manhattan residents lived in poverty, compared to 14% in all of Manhattan and 20% in all of New York City. One in twenty-five residents (4%) were unemployed, compared to 7% in Manhattan and 9% in New York City. Rent burden, or the percentage of residents who have difficulty paying their rent, is 38% in Battery Park City and Lower Manhattan, compared to the boroughwide and citywide rates of 45% and 51% respectively. Based on this calculation, , Battery Park City and Lower Manhattan are considered high-income relative to the rest of the city and not gentrifying.
, about 10,000 people live in Battery Park City, most of whom are upper middle class and upper class (54.0% of households have incomes over $100,000). When fully built out, the neighborhood is projected to have 14,000 residents.
Census
Based on the 2020 census, the racial makeup of Northern Battery Park City (10282) was 66% White, 2% Black, 0% Native American, 16% Asian, 0% Islander, 0% from other races, and 5% from two or more races. Hispanic of Latino of any race were 11% of the population. The racial makeup of South Battery Park City (10280) was 69% White, 1% Black, 0% Native, 17% Asian, 0% Islander, 0% from other races, 3% from two or more races, and 11% Hispanic.
As of 2020, the population of the area was 16,169.
Cultural heritage
A largely Arab-American neighborhood existed adjacent to what is today southeastern Battery Park City from the late 1880s to the 1940s. "Little Syria" encompassed Washington Street from Battery Park to Rector Street. It declined as a neighborhood as the inhabitants became successful and moved to other areas, especially Atlantic Avenue in Brooklyn, and disappeared almost entirely when a great deal of lower Washington Street was demolished to make way for entrance ramps to the Brooklyn-Battery Tunnel, which opened in 1950. The overwhelming majority of the residents were Arabic-speaking Christians, Melkite and Maronite immigrants from present-day Syria and Lebanon who settled in the area in the late 19th century, escaping religious persecution and poverty in their homelands – which were then under control of the Ottoman Empire – and answering the call of American missionaries to escape their difficulties by traveling to New York City.
However, many other ethnic groups had lived in this diverse neighborhood, including Greeks, Turks, Armenians, Slovaks, Poles, Hungarians, Lithuanians, Ukrainians, Czechs, and Irish.
A long-standing reminder of the ethnic past was the former St. Nicholas Greek Orthodox Church, which was destroyed in the September 11 attacks. An additional historic church, St. George's Syrian Catholic Church, still stands at 103 Washington Street.
Buildings
Residential
The first residential building in Battery Park City, Gateway Plaza, was completed in 1983. , the population of the area was 13,386. Some of the more prominent residential buildings include:
Millennium Point, a , 38-story skyscraper built from 1999 to 2001. It occupies the street addresses 25–39 Battery Place. However, due to the September 11 attacks which hit the nearby World Trade Center, opening of Millennium Point was delayed until January 2002. The building won the 2001 Silver Emporis Skyscraper Award. The tower section contains 113 luxury condominiums. The wider, lower 12 floors are occupied by a 5-star hotel, The Wagner at the Battery (formerly the Ritz-Carlton Battery Park). The hotel has 298 rooms, including 44 suites, with the largest suite spanning in area. The Skyscraper Museum occupies a small space on the first floor of the building. A restaurant is located on the 14th floor.
The Solaire, the first green residential building in the United States, as well as the first residential high-rise building in New York City to be certified by the U.S. Green Building Council. It was designed by Pelli Clarke Pelli and completed in 2003. The Solaire is located at 20 River Terrace. The developer received funding from the State of New York, which was somewhat controversial as the developer was only required to agree to set aside 10% of the units as "affordable housing" or "moderate income", rather than the usual 80:20 agreement. When the building opened, rents ranged from roughly $2,500 to $9,001 depending on the size of the unit. The building has been rated LEED Platinum. The energy conserving building design is 35% more energy-efficient than code requires, resulting in a 67% lower electricity demand during peak hours, resulting in, among other benefits, lower electric bills for residents. Photovoltaic panels convert sunlight to electricity, supplemented by a computerized building management system and environmentally responsible operating and maintenance practices to further reduce the building's environmental impact.
Other residential condominiums include:
Battery Pointe, 300 Rector Place
Cove Club, 2 South End Avenue
Hudson Tower, 350 Albany Street
Hudson View East, 250 South End Avenue
Hudson View West, 300 Albany Street
Liberty Court, 200 Rector Place
Liberty Green, 300 North End Avenue
Liberty House, 377 Rector Place
Liberty Luxe, 200 North End Avenue
Liberty Terrace, 380 Rector Place
Liberty View, 99 Battery Place
Millennium Tower Residences, 30 West Street
The Regatta, 21 South End Avenue
Ritz Carlton Residence, 10 West Street
Riverhouse, One Rockefeller Park
The Soundings, 280 Rector Place
The Visionaire, 70 Little West Street
1 Rector Park, 333 Rector Place
Other residential apartments include:
212 Warren (formerly 22 River Terrace)
Gateway Plaza, 345-395 South End Avenue
The Hallmark, 455 North End Avenue
Rector Square, 225 Rector Place
River Watch, 70 Battery Place
The Solaire, 20 River Terrace
South Cove Plaza, 50 Battery Place
Tribeca Bridge Tower, 450 North End Avenue
Tribeca Green, 325 North End Avenue
Tribeca Park, 400 Chambers Street
Tribeca Pointe, River Terrace
The Verdesian, 211 North End Avenue
Office
Battery Park City, which is mainly residential, also has a few office buildings. The seven buildings including the Brookfield Place complex, as well as 200 West Street, are the neighborhood's only office buildings.
Brookfield Place complex
Located in the middle of Battery Park City and overlooking the Hudson River, Brookfield Place, designed by César Pelli and owned mostly by Toronto-based Brookfield Properties, has been home to offices of various major companies, including Merrill Lynch, RBC Capital Markets, Nomura Group, American Express and Brookfield Asset Management, among others. Brookfield Place also serves as the United States headquarters for Brookfield Properties, which has its headquarters located in 200 Vesey Street. Brookfield Place also has its own zip code, 10281.
Brookfield Place's ground floor and portions of the second floor are occupied by a mall; its center point is a steel-and-glass atrium known as the Winter Garden. Outside of the Winter Garden lies a sizeable yacht harbor on the Hudson known as North Cove.
The building's original developer was Olympia and York of Toronto, Ontario. It used to be named the World Financial Center, but in 2014, the complex was given its current name following the completion of extensive renovations. The World Financial Center complex was built by Olympia and York between 1982 and 1988; it was damaged in the September 11 attacks but later repaired. It has six constituent buildings – 200 Liberty Street, 225 Liberty Street, 200 Vesey Street, 250 Vesey Street, the Winter Garden Atrium, and One North End Avenue (a.k.a. the New York Mercantile Exchange building).
200 West Street
200 West Street is the location of the global headquarters of Goldman Sachs, an investment banking firm. A , 44-story building located on the west side of West Street between Vesey and Murray Streets, it is north of Brookfield Place and the Conrad Hotels, across the street from the Verizon Building, and diagonally opposite the World Trade Center. It is distinctive for being the only office building in the northern section of Battery Park City. It started construction in 2005 and opened in 2009.
Police and crime
Battery Park City and Lower Manhattan are patrolled by the 1st Precinct of the NYPD, located at 16 Ericsson Place. The 1st Precinct ranked 63rd safest out of 69 patrol areas for per-capita crime in 2010. Though the number of crimes is low compared to other NYPD precincts, the residential population is also much lower. , with a non-fatal assault rate of 24 per 100,000 people, Battery Park City and Lower Manhattan's rate of violent crimes per capita is less than that of the city as a whole. The incarceration rate of 152 per 100,000 people is lower than that of the city as a whole.
The 1st Precinct has a lower crime rate than in the 1990s, with crimes across all categories having decreased by 86.3% between 1990 and 2018. The 1st precinct reported 2 murders, 15 rapes, 135 robberies, 121 felony assaults, 191 burglaries, 848 grand larcenies, and 68 grand larcenies auto in 2021.
Fire safety
Battery Park City is served by the New York City Fire Department (FDNY)'s Engine Co. 10/Ladder Co. 10 fire station, located at 124 Liberty Street.
Health
, preterm births and births to teenage mothers are less common in Battery Park City and Lower Manhattan than in other places citywide. In Battery Park City and Lower Manhattan, there were 77 preterm births per 1,000 live births (compared to 87 per 1,000 citywide), and 2.2 teenage births per 1,000 live births (compared to 19.3 per 1,000 citywide), though the teenage birth rate is based on a small sample size. Battery Park City and Lower Manhattan have a low population of residents who are uninsured. In 2018, this population of uninsured residents was estimated to be 4%, less than the citywide rate of 12%, though this was based on a small sample size.
The concentration of fine particulate matter, the deadliest type of air pollutant, in Battery Park City and Lower Manhattan is , more than the city average. Sixteen percent of Battery Park City and Lower Manhattan residents are smokers, which is more than the city average of 14% of residents being smokers. In Battery Park City and Lower Manhattan, 4% of residents are obese, 3% are diabetic, and 15% have high blood pressure, the lowest rates in the city—compared to the citywide averages of 24%, 11%, and 28% respectively. In addition, 5% of children are obese, the lowest rate in the city, compared to the citywide average of 20%.
Ninety-six percent of residents eat some fruits and vegetables every day, which is more than the city's average of 87%. In 2018, 88% of residents described their health as "good," "very good," or "excellent," more than the city's average of 78%. For every supermarket in Battery Park City and Lower Manhattan, there are 6 bodegas.
The nearest major hospital is NewYork-Presbyterian Lower Manhattan Hospital in the Civic Center area.
Post office and ZIP Codes
Battery Park City is located within two ZIP Codes. The neighborhood north of Brookfield Place is covered by 10282, while much of the neighborhood south of Brookfield Place is covered by 10280. Brookfield Place is part of 10281, and the southernmost tip is part of 10004. The United States Postal Service does not operate any post offices in Battery Park City. The nearest post office is the Church Street Station at 90 Church Street in the Financial District.
Education
Battery Park City and Lower Manhattan generally have a higher rate of college-educated residents than the rest of the city . The vast majority of residents age 25 and older (84%) have a college education or higher, while 4% have less than a high school education and 12% are high school graduates or have some college education. By contrast, 64% of Manhattan residents and 43% of city residents have a college education or higher. The percentage of Battery Park City and Lower Manhattan students excelling in math rose from 61% in 2000 to 80% in 2011, and reading achievement increased from 66% to 68% during the same time period.
Battery Park City and Lower Manhattan's rate of elementary school student absenteeism is lower than the rest of New York City. In Battery Park City and Lower Manhattan, 6% of elementary school students missed twenty or more days per school year, less than the citywide average of 20%. Additionally, 96% of high school students in Battery Park City and Lower Manhattan graduate on time, more than the citywide average of 75%.
Schools
The New York City Department of Education operates the following public schools in Battery Park City:
P.S. 89
I.S. 289
P.S./I.S. 276 Battery Park City School
Stuyvesant High School, which moved into a new waterfront building in Battery Park City in 1992
P.S. M094
P226M
Library
Battery Park City has a New York Public Library branch at 175 North End Avenue, designed by 1100 Architect and completed in 2010. A , two-story library on the street level of a high-rise residential building, it utilizes several sustainable design features, earning it LEED Gold certification.
Sustainability was a driving factor in the design of the library including use of an energy-efficient lighting system, maximization of natural lighting, and use of recycled materials. 1100 Architect, in collaboration with Atelier Ten, an international team of environmental design consultants and building services engineers, designed the library's energy-efficient lighting system. The open plan layout and large use of glass allow for ample natural daylight year-round and low-energy LED light illuminates communal spaces. Recycled materials are incorporated into the design including carpet made from re-purposed truck tires, floors made from reclaimed window frame wood, and furniture made from FSC-certified plywood and recycled steel. Design features include a seemingly "floating" origami-style ceiling made up of triangular panels hung at varying angles and a padded reading nook fitted into the library's terrazzo-finished steel and concrete staircase. The interior uses an easy-to-navigate layout with its three distinct spatial areas of entry area, first floor space, and mezzanine visually unified through the ceiling.
The building also won the Interior Design, Best of Year Merit Award in 2011, followed by The National Terrazzo and Mosaic Association, Port Morris Tile and Marble Corporation Craftsmanship Award in 2011 and the Contract, Public Space Interiors Award in 2012.
Transportation
Currently, the Metropolitan Transportation Authority provides bus service to the area. , the bus lines service parts of Battery Park City, with the nearby at Battery Park. Additionally, the Downtown Alliance provides a free bus service that runs along North End Avenue and South End Avenue, connecting the various residential complexes with subway stations on the other side of West Street.
There is currently no New York City Subway access in Battery Park City proper; however, the West Street pedestrian bridges, as well as crosswalks across West Street, connect Battery Park City to subway stations and the PATH station in the nearby Financial District. The West Concourse, a tunnel from Brookfield Place passing under West Street, also provides access from Battery Park City to the World Trade Center PATH station, the WTC Cortlandt station, and the Fulton Street station (New York City Subway).
The Battery Park City Ferry Terminal is at the foot of Vesey Street opposite the New York Mercantile Exchange and provides ferry transportation to various points in New Jersey via NY Waterway and Liberty Water Taxi routes. NYC Ferry's St. George route, to West Midtown Ferry Terminal and St. George Terminal, stops at Battery Park City Ferry Terminal.
The West Thames Street Bridge, one of the West Street pedestrian bridges connecting Battery Park City to the Financial District, was completed in 2019, replacing the older Rector Street Bridge. On June 11, 2021, it was dedicated as the Robert F. Douglass Bridge. Its namesake, who died in 2016, was an early advocate for lower Manhattan as a senior advisor to Governor Nelson Rockefeller and later as a founding member and chairman of the Downtown Alliance and board member of the Lower Manhattan Development Corporation.
Parks and open spaces
More than one-third of the neighborhood is parkland.
Some large open spaces and parks include:
Teardrop Park sits midblock, near the corner of Warren Street and River Terrace. Before construction, the site was empty and flat; part of the neighborhood's development plan, the park was designed in anticipation of four high residential towers on its west and east. Although a New York City public park, maintenance is overseen by the Battery Park City Parks Conservancy and the park was designed for the Battery Park City Authority. The park opened on September 30, 2004. There is also a southern extension to this park.
Washington Street Plaza, a pedestrian plaza on Washington Street between Carlisle and Albany Streets, opened on May 23, 2013.
In addition, there are:
Community Ballfields, North End Avenue between Murray and Warren Streets
The Esplanade, along the Hudson River from Stuyvesant High School to Battery Park
Monsignor Kowsky Plaza, east of the Esplanade
Nelson A. Rockefeller State Park, north end of Battery Park City west of River Terrace
North Cove, on the river between Liberty Street and Vesey Street.
Oval Lawn, east of the Esplanade
Rector Park, South End Avenue at Rector Place
Robert F. Wagner, Jr. Park, north of Battery Park off Battery Place
South Cove, on the Esplanade, between First and Third Places
West Thames Park, West Street between Albany and West Thames Streets
World Financial Center Plaza, within Brookfield Place
Museums and memorials
Irish Hunger Memorial, located on a site at Vesey Street and North End Avenue. It is dedicated to raising awareness of the Great Irish Famine. Construction began in March 2001, and the memorial was completed and dedicated on July 16, 2002.
Museum of Jewish Heritage, a memorial to those who were murdered in the Holocaust
Skyscraper Museum, an architecture museum in Millennium Point
Hurricane Maria Memorial honors the victims of Hurricane Maria, which struck Puerto Rico on September 20, 2017.
Mother Cabrini Memorial, dedicated on October 12, 2020, honors the patroness of immigrants.
9/11 Memorial at South Cove, created and dedicated on September 9, 2015.
NYC Police Memorial is located at Liberty Street and South End Avenue, and was dedicated on October 20, 1997.
Notable residents
Notable residents include:
Tyra Banks (born 1973), TV personality
Leonardo DiCaprio, actor, resident of 1 Rockefeller Park
Sacha Baron Cohen, actor and comedian, former resident of 1 Rockefeller Park
Isla Fisher, actress, former resident of 1 Rockefeller Park
Dave Gahan, musician, resident of 1 Rockefeller Park
Kris Humphries, basketball player, resident of Liberty Luxe
See also
Hudson River Park Trust
New York Convention Center Operating Corporation
Lower Manhattan Development Corporation
Municipal Assistance Corporation for the City of NY
Roosevelt Island Operating Corporation
United Nations Development Corporation
References
Notes
Further reading
Gordon, David L.A. (1997) Battery Park City: Politics and Planning on the New York Waterfront, Gordon and Breach Publishers
Urstadt, Charles J.; Gene Brown (2005). Battery Park City: The Early Years. Bloomington.
External links
(Hugh L. Carey Battery Park City Authority)
Neighborhoods in Manhattan
Leadership in Energy and Environmental Design certified buildings
Redeveloped ports and waterfronts in the United States
New Urbanism communities |
4582 | https://en.wikipedia.org/wiki/Bud%20Selig | Bud Selig | Allan Huber "Bud" Selig (; born July 30, 1934) is an American baseball executive who currently serves as the Commissioner Emeritus of Baseball. Previously, he served as the ninth Commissioner of Baseball from 1998 to 2015. He initially served as de facto acting commissioner beginning in 1992 in his capacity as chairman of the Major League Baseball Executive Committee before being named the official commissioner in 1998. Selig oversaw baseball through the 1994 strike, the introduction of the wild card, interleague play, and the de facto merging of the National and American Leagues under the Office of the Commissioner. He was instrumental in organizing the World Baseball Classic in 2006. Selig also introduced revenue sharing. He is credited for the financial turnaround of baseball during his tenure with a 400 percent increase in the revenue of MLB and annual record breaking attendance.
During Selig's term of service, the use of steroids and other performance-enhancing drugs became a public issue. The Mitchell Report, commissioned by Selig, concluded that the MLB commissioners, club officials, the Players Association, and the players all share "to some extent in the responsibility for the steroid era." Following the release of the Mitchell Report, Congressman Cliff Stearns called publicly for Selig to step down as commissioner, citing his "glacial response" to the "growing stain on baseball." Selig has pledged on numerous occasions to rid baseball of performance-enhancing drugs, and has overseen and instituted many rule changes and penalties to that end.
A Milwaukee native, Selig was previously the owner and team president of the Milwaukee Brewers. The franchise, originally known as the Seattle Pilots, was acquired by Selig in bankruptcy court in 1970, and renamed after the minor league team of the same name that he had watched in his youth and had existed until the arrival of the Braves in Milwaukee in 1953. Selig was credited with keeping baseball in Milwaukee. The Brewers went to the 1982 World Series (but were defeated in seven games by the St. Louis Cardinals), and Selig won seven Organization of the Year awards during his tenure. Selig remains a resident of Milwaukee.
On January 17, 2008, Selig's contract was extended through 2012, after which he planned to retire, but he then decided to stay as commissioner until the end of the 2014 season, a move approved by the owners on January 12, 2012, which would take his leadership past his 80th birthday. Selig made $14.5 million in the 12-month period ending October 31, 2005. Selig announced on September 26, 2013, that he would retire in January 2015. On January 22, 2015, MLB announced that Selig would formally step down from the office when his current term expired on January 24, 2015. He was inducted into the Baseball Hall of Fame in 2017.
Early life
Selig was born in Milwaukee, and grew up in a Jewish family. His father, Ben Selig, had come to the United States from Romania with his family when he was four years old. Selig graduated from the University of Wisconsin–Madison with a B.A. in American history and political science in 1956. He served two years in the U.S. Army before working with his father who owned a car leasing business in Milwaukee. Selig continues to be involved in the automotive industry, serving as president of the Selig Executive Lease Company.
Selig's interest in baseball came from his mother. An immigrant from Ukraine, Marie Selig attended college, a rare accomplishment for a woman in the early 20th century, and became a school teacher. When Selig was only three, Marie began taking him and his older brother, Jerry, to Borchert Field, where the minor league Milwaukee Brewers played. When the Boston Braves relocated to Milwaukee in 1953, Selig switched allegiances, and eventually became the team's largest public stockholder. Selig was devastated when he learned that the Braves were going to leave Milwaukee in favor of Atlanta. In 1965, when the Braves left Milwaukee, he divested his stock in the team. As a youngster, Selig's favorite player was Hershel Martin. He developed a friendship with Hank Aaron, when the young player joined the Braves. The elder Selig's company provided loaner cars to Braves players, which gave the family access to the clubhouse and players. The pair later attended Green Bay Packers games together and sat together on the team plane.
Milwaukee Brewers owner
As a minority owner of the Milwaukee Braves, Selig founded the organization Teams, Inc., in an attempt to prevent the majority owners (based out of Chicago) from moving the club to a larger television market. This was challenged legally on the basis that no prior team relocations (in the modern era) left a city without a team. Prior movements had all originated in cities that were home to at least two teams. When his quest to keep the team in Milwaukee finally failed after the 1965 season, he changed the group's name to Milwaukee Brewers Baseball Club, Inc., after the minor league baseball team he grew up watching, and devoted himself to returning Major League Baseball to Milwaukee.
Selig arranged for major league games to be played at Milwaukee County Stadium. The first, a pre-season match-up between the Chicago White Sox and Minnesota Twins, drew more than 51,000 spectators. Selig followed this up by hosting nine White Sox regular-season games in 1968 and eleven in 1969. One of the games played in Milwaukee that year was against the expansion Seattle Pilots, the team that would become the Brewers. Those Milwaukee "home" games were phenomenally successful, with the handful of games accounting for about one-third of total White Sox home attendance.
To satisfy that fan base, Selig decided to purchase the White Sox (with the intention of moving them to Milwaukee) in 1969. He entered into an agreement to buy the club, but the American League vetoed the sale, preferring to keep an American League team in Chicago, which at the time was still America's second-largest city. Selig turned his attention to other franchises.
In 1970, he purchased the bankrupt Seattle Pilots franchise, moving them to his hometown and officially renaming the team the Brewers.
During Selig's tenure as club president, the Brewers participated in postseason play in 1981, when the team finished first in the American League East during the second half of the season, and in 1982, when the team made it to the World Series, under the leadership of future Hall of Famers Robin Yount and Paul Molitor. Under Selig's watch, the Brewers also won seven Organization of the Year awards. Selig was part of the owners' collusion in 1985–1987, resulting in the owners paying US$280 million in damages to the players.
Upon his assumption of the commissioner's role, Selig transferred his ownership interest in the Brewers to his daughter Wendy Selig-Prieb in order to remove any technical conflicts of interest, though it was widely presumed he maintained some hand in team operations. Although the team was sold to Los Angeles investor Mark Attanasio in 2005, questions remain regarding Selig's past involvement. Selig's defenders point to the poor management of the team after Selig-Prieb took control as proof that Selig was not working behind the scenes.
Selig was elected to the Wisconsin Athletic Hall of Fame in 2001.
On August 24, 2010, a statue of Selig, the Selig Monument, commissioned by Brewers owner Mark Attanasio and designed by artist Brian Maughan, was unveiled outside Miller Park in Milwaukee.
Acting Commissioner (1992–1998)
Selig became an increasingly vocal opponent of Commissioner Fay Vincent, and soon became the leader of a group of owners seeking his removal. Selig has never stated that the owners colluded, while Vincent has:
Following an 18-9 no-confidence vote, Vincent resigned. Selig had by this time become chairman of the Executive Council of Major League Baseball, and as such became de facto acting commissioner.
His first major act was to institute the Wild Card and divisional playoff play, which has created much controversy amongst baseball fans. Those against the Wild Card see it as diminishing the importance of the pennant race and the regular season, with the true race often being for second rather than first place, while those in favor of it view it as an opportunity for teams to have a shot at the playoffs even when they have no chance of a first-place finish in their division, thus maintaining fan interest later in the season.
Selig suspended Cincinnati Reds owner Marge Schott for a year in 1993 for repeated racially insensitive and prejudicial remarks and actions. The same year, New York Yankees owner George Steinbrenner was reinstated from a lifelong suspension that was instituted by Selig's predecessor Fay Vincent. Pete Rose has claimed that he applied for reinstatement over the years and received no such consideration. Rose, along with his close friend and former teammate Mike Schmidt (who is a strong supporter of Rose's reinstatement into baseball), met with Selig in 2002, where Rose privately admitted to Selig (two years before going public with his admission) about betting on baseball. Bud Selig was a close friend of the late Bart Giamatti, who was the commissioner when Rose was first banned from the sport in 1989.
As acting commissioner, Selig represented MLB during the 1994 players strike and cancelled the World Series, marking the first time the annual event had not been staged since 1904.
Commissioner (1998–2015)
After a six-year search for a new commissioner, the owners voted to give Selig the title on a permanent basis midway through the 1998 season.
During his tenure the game avoided a third work stoppage in 2002, and has seen the implementation of interleague play.
Whereas in the past, the National and American leagues had separate administrative organizations (which, for example, allowed for the introduction of different rules such as the designated hitter), under Selig, Major League Baseball consolidated the administrative functions of both leagues into the Commissioner's Office in 2000. The last official presidents of the NL and AL were Leonard S. Coleman Jr. and Dr. Gene Budig respectively.
Reaction after September 11, 2001
On September 11, 2001, Selig ordered all baseball games postponed for a week because of the terror attacks on New York and Washington. The games were postponed not only out of respect and mourning for the victims, but also out of concern for the safety and security of fans and players.
2001 contraction attempt
After the conclusion of the 2001 World Series, Selig held a vote on contracting two teams, reportedly the Minnesota Twins and Montreal Expos. This action led to Selig (along with former Expos owner Jeffrey Loria) being sued for racketeering and conspiring with Loria to deliberately defraud the Expos minority owners. If found liable, the league could have been ordered to pay as much as $500 million in total damages. The judge ruled that the Expos could not be moved or contracted until the case was over. The case eventually went to arbitration and was settled out of court for an undisclosed sum.
A week after Selig's announcement, Hennepin County Judge Harry Seymour Crump issued a temporary restraining order that forced the Twins to honor their lease and play the 2002 season at the Metrodome. In August 2002, the effort to contract the Twins officially fizzled as players and owners reached a consensus on a new labor agreement which extended the team's Metrodome lease.
Changes to the MLB All-Star Game
The 2002 All-Star Game, played in Selig's hometown of Milwaukee, was tied 7–7 after nine innings, and remained tied after the bottom of the 11th inning. Due to the recent managerial trend of granting playing time to as many available players as possible within the regulation nine innings, both managers had used their entire roster. Concerned for the arms of the pitchers currently on the mound, Selig made the controversial decision to declare the game a tie, to the dissatisfaction of the Milwaukee fans. Selig later said that this call was "embarrassing" and that he was "tremendously saddened" by the outcome of the game.
Selig subsequently tried to reinvigorate the All-Star Game by awarding the winning league home-field advantage in the World Series; that practice was initiated in 2003 and continued through 2016. The 2003 All-Star Game had the same U.S. viewership as 2002 (9.5 rating; 17 share) and the ratings declined in 2004 (8.8 rating; 15 share) and 2005 (8.1 rating; 14 share). The American television audience increased in 2006 (9.3 rating; 16 share).
Disciplinary actions
On July 1, 2005, Selig suspended Texas Rangers pitcher Kenny Rogers for 20 games and fined him US$50,000. The punishment stemmed from an incident on June 29, 2005 during a Rangers pre-game warmup session, where Rogers had shoved two local news reporters and knocked one camera to the ground. One of the reporters resumed filming after picking up said camera, which angered Rogers into shoving him again, after grabbing and throwing the camera to the ground, kicking it. He was then led away by a teammate and later sent home by the Club. While an appeal of his suspension was pending, Rogers appeared at the 2005 All-Star Game in Detroit, where fans loudly booed him. On July 22, 2005, Selig heard Rogers' appeal of his suspension. Selig decided to uphold the 20 games, however, an independent arbitrator ruled that Selig had exceeded his authority and reduced it to 13 games, but upheld the fine.
Performance-enhancing drugs
In 2005, Selig faced Congress on the issue of steroids. After the Congressional hearings in early 2005, and with the scrutiny of the sports and national media upon this issue, Selig put forth a proposal for a stricter performance-enhancing drug testing regime to replace the current system. This proposal also included the banning of amphetamines, a first for the major North American sports leagues. The MLB Players Association and MLB reached an agreement in November on the new policy.
Selig's testimony on the subject has been contradictory. In 2005, Selig told reporters, "I never even heard about them [steroids] until 1998 or 1999. I ran a team and nobody was closer to their players and I never heard any comment from them. It wasn't until 1998 or '99 that I heard the discussion." But a year later, testifying to Congress in 2006, Selig claimed personal credit for spotting the problem early: "In 1994, before anybody was really talking about steroids in baseball, we proposed a program of testing for such substances to the MLBPA. As early as 1998, I began formulating a strategic plan to eliminate the use of performance-enhancing substances from the game." During the 1988 ALCS, Oakland's Jose Canseco had been repeatedly taunted by Boston fans with a chant of "ster-oids, ster-oids, ster-oids." Speaking at the 2013 All-Star Game, Selig complained, "People say, 'Well, you were slow to react.' We were not slow to react. In fact, I heard that this morning, and it aggravated me all over again."
By early 2006, Selig was forced to deal with the issue of steroid use. On March 30, 2006, as a response to the controversy of the use of performance-enhancing drugs and the anticipated career home run record to be set by Barry Bonds, Selig asked former U.S. Senator George J. Mitchell to lead an independent investigation into the use of steroids in baseball's recent past. Joe Sheehan from Baseball Prospectus wrote that the commission has been focusing "blame for the era exclusively on uniformed personnel", and failing to investigate any role played by team ownership and management.
Much controversy surrounded Selig and his involvement in Bonds' all-time home run record chase. For months, speculation surrounded Selig and the possibility that he and Henry Aaron would not attend Bonds' games as he closed in on the record. Selig announced in July 2007 when Bonds was near 755 home runs that he would attend the games. Selig was in attendance for Bonds' record-tying home run against the San Diego Padres, sitting in Padres owner John Moores' private suite. When Bonds hit his 755th home run, Selig refused to applaud Bonds' accomplishment, instead choosing to keep his hands in his pockets and have a look of disdain on his face. Bud Selig also did not attend the San Francisco Giants' game on August 7 when Barry Bonds hit his record-breaking 756th home run against the Washington Nationals; after the event, Selig released a statement congratulating Bonds.
On December 13, 2007, former senator Mitchell released his report on the use of performance-enhancing substances by MLB players. The report names many current and former players who allegedly used performance-enhancing drugs during their careers.
Selig has been widely criticized for not taking an active enough role to stem the tide of steroid use in baseball until it had blossomed into a debilitating problem for the industry. Chicago Sun-Times columnist Jay Mariotti called Selig the "Steroids Commissioner." Selig has been called to Congress several times to testify on performance-enhancing drug use. Congressman Cliff Stearns said in December 2007 that Selig should resign because of use of performance-enhancing drugs in baseball during his tenure.
Post-season schedule
Selig's decision to extend the traditional post-season schedule into November in an attempt to increase Nielsen ratings was met with widespread disdain, both inside and outside the baseball community. Mike Scioscia, manager of the American League West Division Champion Los Angeles Angels, dismissed the decision as "Ridiculous. I don't know. Can I say it any clearer than that? We should have never had a day off last Wednesday. We should never have three days off after the season. You shouldn't even have two days off after the season."
Controversies
Related to the contraction controversy in 2001, Rob Dibble posted an open letter to Bud Selig, criticizing his actions for benefiting only the Milwaukee Brewers. Dibble cites that the contraction of the Twins would benefit the Brewers, as they would potentially claim the Twins' share of the upper Midwest market.
Selig has made some decisions involving the Houston Astros that were unpopular with their supporters. He ordered the roof at Minute Maid Park to be opened for games three and four of the 2005 World Series, pre-empting the authority held by the Astros. The roof was closed for all prior playoff games and similar weather conditions. For Hurricane Ike in 2008, Selig mandated that the Astros play two home games against the Chicago Cubs in his hometown of Milwaukee despite proximity to the visiting Cubs; the home ballparks for the Texas Rangers and Atlanta Braves were both available to host the games. The Astros subsequently were victims of a no-hitter by Carlos Zambrano and recorded a single hit in the following game. In the midst of the playoff race, this decision and its impact deeply affected the playoff race and seedings with eight teams holding winning records at the moment. The Milwaukee Brewers benefited from these events by qualifying in the playoffs as a Wild Card team, only to lose in the NLDS to the Philadelphia Phillies, the eventual World Series winner. In 2011, Selig also demanded that the Astros move to the American League West as a condition of the sale of the franchise to businessman Jim Crane; the team switched leagues in 2013 in return for $70 million discount in the purchase price.
United States bankruptcy judge Kevin Gross rendered a stern warning to Selig in regards to the 2011 Los Angeles Dodgers ownership dispute. Treating other teams differently in regards to their media contracts drew accusations that Selig did not act in good faith with respect to the Los Angeles Dodgers. Selig rejected the television deal that Frank McCourt negotiated that intended to bring the franchise out of bankruptcy, claiming McCourt violated the Baseball Agreement. In comparison, no action was taken against New York Mets owner Fred Wilpon despite being in a similar position. Gross stated, "Should the Commissioner falter in proving alleged wrongdoing, the Court may allow LAD (Los Angeles Dodgers) to take further, limited discovery." Some critics have used Selig's handling of the Dodgers to point out a double standard in treatment of MLB owners. More specifically in regards to the Mets, critics point out that with Selig's personal relationship with Wilpon has motivated him to stall any possible removal of Wilpon as that club's principal owner. Wilpon eventually sold the Mets to Steve Cohen in 2020, five years after Selig stepped down.
Selig also notably failed to resolve a 6-year conflict between the San Francisco Giants and the Oakland Athletics regarding the Athletics' proposed move to San Jose. Selig established a blue-ribbon panel in 2009 to resolve the dispute; however, despite years to find a resolution, the blue-ribbon panel completely failed to make any progress toward resolving the issue, leading San Jose to sue MLB. The lawsuit, which is currently ongoing, questions the league's anti-trust exemption and its ability to enforce particular clubs' geographic territories.
Term of service
On December 1, 2006, Selig announced that he would be retiring as commissioner of baseball upon the expiration of his contract in 2009. Selig earned $14.5 million from MLB over the timespan October 31, 2005 to October 31, 2006. However, in January 2008, Selig agreed to a three-year contract extension, announcing he planned to retire after the 2012 season. He further decided against retirement, and after a two-year extension for the previous deal was agreed to on January 12, 2012, it was announced that Selig would remain commissioner until the end of the 2014 season.
Post-Commissioner Activities
In 2021, Selig was appointed as "non-voting co-Chair" (with Jane Forbes Clark) for the December 2021 Early Baseball Era Committee meeting, to consider candidates for election to the Hall of Fame whose major contributions to the game took place prior to 1950. The committee elected Bud Fowler and Buck O'Neil.
Notable changes to Major League Baseball
Bud Selig has overseen the following changes in Major League Baseball:
Realignment of teams into three divisions per league, and the introduction of playoff wild card teams (1994)
Interleague play (1997)
Retired Jackie Robinson's uniform number, 42, across all MLB teams (1997)
Two additional franchises: the Arizona Diamondbacks and the Tampa Bay Devil Rays, now the Tampa Bay Rays (1998)
Transfer of the Milwaukee Brewers from the American League to the National League (1998)
Abolition of the American and National league offices and presidencies, and inclusion of all umpiring crews into a common pool for AL and NL games, instead of having separate pools per league (2000)
Unbalanced schedule (2001)
Home field advantage in the World Series granted to the winner of the All Star Game in the same season (2003)
Transfer of Montreal Expos franchise to Washington, D.C., becoming the Washington Nationals (2004)
Dedicating April 15 as Jackie Robinson Day (2004)
Stricter Major League Baseball performance-enhancing drug testing policy (2005)
World Baseball Classic (2006)
Introduction of instant replay in the event of a disputed home run call (2008)
Addition of a second wild-card playoff team in each league (2012)
Transfer of the Houston Astros from the National League to the American League (2013), as a condition of the sale of the team to Jim Crane, resulting in each league having the same number of teams (15) and interleague play throughout the season
Expanded instant replay (2014) and the institution of the manager challenge system
During Selig's terms as executive council chairman (from 1992–1998) and commissioner, new stadiums opened in Arizona, Atlanta, Cincinnati, Cleveland, Colorado, Detroit, Houston, Miami, Milwaukee, Minneapolis, New York City (Flushing, Queens and the Bronx), Philadelphia, Pittsburgh, San Diego, San Francisco, Seattle, Arlington, St. Louis, and Washington, D.C.
Israel Baseball League
Selig and his family served a supportive role on the advisory board of the Israel Baseball League during its inaugural season in 2007. In response to issues with the league's financial management, after the season, the Selig family requested that their names be removed from the list of board members.
Selig Experience
In May 2015, the Milwaukee Brewers honored Bud Selig with the unveiling of the Selig Experience exhibit at American Family Field (formerly Miller Park.) The Selig Experience is a fifteen-minute documentary showing Bud Selig's life and work for the Milwaukee Brewers.
Personal life
Selig has been married twice. He married his first wife, Donna Chaimson, in the 1950s, and they had two daughters: Sari (born 1957) and Wendy (born 1960). The couple divorced in 1976 after 19 years of marriage on the grounds that Selig had been "unduly absenting yourself from the home of the parties and isolating yourself ... in pursuit of your baseball interests to the detriment of your marriage." Chaimson later stated that
the marriage ended because her husband "divorced me and married baseball." Since 1977, Selig has been married to the former Suzanne Steinman, who has a daughter from a previous marriage.
Teaching
In 2009, Selig began teaching as an adjunct professor of sports law and policy at Marquette University Law School. His classes have covered numerous topics, including "the history of collective bargaining and free agency, baseball's antitrust exemption, revenue sharing – as well as finer points of sports law like intellectual property rights, ambush marketing, and why baseball does not allow game footage on YouTube."
In 2010, Selig endowed the Allan H. Selig Chair in the History of Sport and Society in the United States, as well as a Distinguished Lecture Series in Sport and Society at his alma mater, the University of Wisconsin–Madison. The inaugural lecture was given by Adrian Burgos and Prof. Sean Dinces has held the chair since 2013.
In February 2016, Selig joined the Sandra Day O'Connor College of Law at Arizona State University.
Honors
Selig was awarded the U.S. Department of the Army Outstanding Civilian Service Award in April 2015 for supporting soldiers, veterans and their families through his work in Major League Baseball. On April 6, 2015, the Milwaukee Brewers retired uniform number 1 in his honor.
In 2014, Selig was inducted onto the inaugural Milwaukee Brewers Wall of Honor.
On December 4, 2016, it was announced Selig was elected into the National Baseball Hall of Fame Class of 2017. He was formally inducted on July 30, 2017.
In 2016, Selig was honored with the "Lombardi Award of Excellence" from the Vince Lombardi Cancer Foundation. The award was created to honor Coach Lombardi's legacy, and is awarded annually to an individual who exemplifies the spirit of the Coach.
Publications
Foreword to American Jews and America's Game: Voices of a Growing Legacy in Baseball by Larry Ruttman. Lincoln, Nebraska and London, England: University of Nebraska Press, 2013.
See also
Selig v. United States
References
Further reading
This chapter in Ruttman's history, based on a January 16, 2009 interview with Selig conducted for the book, discusses Selig's American, Jewish, baseball, and life experiences from youth to the present.
External links
Official website
MLB.com: Official info
Bud Selig Biography by Baseball Almanac
The Commissioner of Baseball Is on Deck www.nytimes.com
Video Of MLB Commissioner's Speech On The State Of Baseball, February 8, 2007
"Bud Selig: A baseball hero. Really." – Nicholas Thompson, Slate.com, May 5, 2005
1934 births
Living people
20th-century American Jews
20th-century American businesspeople
21st-century American Jews
21st-century American businesspeople
American people of Romanian-Jewish descent
American people of Ukrainian-Jewish descent
Businesspeople from Milwaukee
Jewish American baseball people
Major League Baseball commissioners
Major League Baseball executives
Major League Baseball owners
Major League Baseball people with retired numbers
Major League Baseball team presidents
Military personnel from Milwaukee
Milwaukee Braves owners
Milwaukee Brewers executives
Milwaukee Brewers owners
National Baseball Hall of Fame inductees
Sportspeople from Milwaukee
United States Army soldiers
University of Wisconsin–Madison College of Letters and Science alumni |
4583 | https://en.wikipedia.org/wiki/Bison | Bison | A bison (: bison) is a large bovine in the genus Bison (Greek: "wild ox" (bison)) within the tribe Bovini. Two extant and numerous extinct species are recognised.
Of the two surviving species, the American bison, B. bison, found only in North America, is the more numerous. Although colloquially referred to as a buffalo in the United States and Canada, it is only distantly related to the true buffalo. The North American species is composed of two subspecies, the Plains bison, B. b. bison, and the wood bison, B. b. athabascae, which is the namesake of Wood Buffalo National Park in Canada. A third subspecies, the eastern bison (B. b. pennsylvanicus) is no longer considered a valid taxon, being a junior synonym of B. b. bison. References to "woods bison" or "wood bison" from the eastern United States refer to this subspecies, not B. b. athabascae, which was not found in the region. The European bison, B. bonasus, or wisent, or zubr, or colloquially European buffalo, is found in Europe and the Caucasus, reintroduced after being extinct in the wild.
While bison species have been traditionally classified in their own genus, modern genetics indicates that they are nested within the genus Bos, which includes, among others, cattle, yaks and gaur, being most closely related to yaks. Bison are sometimes bred with domestic cattle and produce offspring called beefalo, in North America, or żubroń, in Poland.
Description
The American bison and the European bison (wisent) are the largest surviving terrestrial animals in North America and Europe. They are typical artiodactyl (cloven hooved) ungulates, and are similar in appearance to other bovines such as cattle and true buffalo. They are broad and muscular with shaggy coats of long hair. Adults grow up to in height and in length for American bison and up to in height and in length for European bison. American bison can weigh from around and European bison can weigh from . European bison tend to be taller than American bison.
Bison are nomadic grazers and travel in herds. The bulls leave the herds of females at two or three years of age, and join a herd of males, which usually are smaller than female herds. Mature bulls rarely travel alone. Towards the end of the summer, for the reproductive season, the sexes necessarily commingle.
American bison are known for living in the Great Plains, but formerly had a much larger range, including much of the eastern United States and parts of Mexico. Both species were hunted close to extinction during the 19th and 20th centuries, but have since rebounded. The wisent in part owes its survival to the Chernobyl disaster, as the Chernobyl Exclusion Zone has become a kind of wildlife preserve for wisent and other rare megafauna such as the Przewalski's horse, though poaching has become a threat in recent years. The American Plains bison is no longer listed as endangered, but this does not mean the species is secure. Genetically pure B. b. bison currently number only about 20,000, separated into fragmented herds—all of which require active conservation measures. The wood bison is on the endangered species list in Canada and is listed as threatened in the United States, though numerous attempts have been made by beefalo ranchers to have it entirely removed from the Endangered Species List.
Although superficially similar, physical and behavioural differences exist between the American and European bison. The American species has 15 ribs, while the European bison has 14. The American bison has four lumbar vertebrae, while the European has five. (The difference in this case is that what would be the first lumbar vertebra has ribs attached to it in American bison and is thus counted as the 15th thoracic vertebra, compared to 14 thoracic vertebrae in wisent.) Adult American bison are less slim in build and have shorter legs. American bison tend to graze more, and browse less than their European relatives. Their anatomies reflect this behavioural difference; the American bison's head hangs lower than the European's. The body of the American bison is typically hairier, though its tail has less hair than that of the European bison. The horns of the European bison point through the plane of their faces, making them more adept at fighting through the interlocking of horns in the same manner as domestic cattle, unlike the American bison, which favours butting. American bison are more easily tamed than their European cousins, and breed with domestic cattle more readily.
Evolution and genetic history
The bovine tribe (Bovini) split about 5 to 10 million years ago into the buffalos (Bubalus and Syncerus) and a group leading to bison and taurine cattle. Genetic evidence from nuclear DNA indicates that the closest living relatives of bison are yaks, with bison being nested within the genus Bos, rendering Bos without including bison paraphyletic. While nuclear DNA indicates that both extant bison species are each other's closest living relatives, the mitochondrial DNA of European bison is more closely related to that of domestic cattle and aurochs (while the mitochondrial DNA of American bison is closely related to that of yaks). This discrepancy is either suggested to be the result of incomplete lineage sorting or ancient introgression. Bison are widely believed to have evolved from a lineage belonging to the extinct genus Leptobos during the Late Pliocene to Early Pleistocene in Asia. The earliest members of the bison lineage, known from the Late Pliocene to Early Pleistocene of the Indian Subcontinent (Bison sivalensis) and China (Bison palaeosinensis), approximately 3.4-2.6 million years ago (Ma) are placed in the subgenus Bison (Eobison). The oldest remains of Eobison in Europe are those Bison georgicus found in Dmanisi, Georgia, dated to around 1.76 Ma. More derived members of the genus are placed in the subgenus Bison (Bison), which first appeared towards the end of the Early Pleistocene, around 1.2 Ma, with early members of the subgenus including the widespread Bison schoetensacki.
The steppe bison (Bison priscus) first appeared during the mid-Middle Pleistocene in eastern Eurasia, and subsequently became widely distributed across Eurasia. During the late Middle Pleistocene, around 195,000-135,000 years ago, the steppe bison migrated across the Bering land bridge into North America, becoming ancestral to modern American bison, as well as extinct forms such as the largest known bison, the long-horned Bison latifrons, and the smaller Bison antiquus, which became extinct at the end of the Late Pleistocene. Modern American bison are thought to have evolved from B. antiquus during the Late Pleistocene-Holocene transition via the intermediate form Bison occidentalis. The European bison, Bison bonasus, first appeared in Europe during the late Middle Pleistocene, where it existed in sympatry with the steppe bison. Its relationship with other extinct bison species is unclear, though it appears to be only distantly related to the steppe and American bisons, with possibly some interbreeding between the two lineages during the Middle Pleistocene. The steppe bison survived into the early-mid Holocene in Alaska-Yukon and eastern Siberia, before becoming extinct.
During the population bottleneck caused by the great slaughter of American bison during the 19th century, the number of bison remaining alive in North America declined to as low as 541. During that period, a handful of ranchers gathered remnants of the existing herds to save the species from extinction. These ranchers bred some of the bison with cattle in an effort to produce "cattleo" (today called "beefalo"). Accidental crossings were also known to occur. Generally, male domestic bulls were crossed with bison cows, producing offspring of which only the females were fertile. The crossbred animals did not demonstrate any form of hybrid vigor, so the practice was abandoned. Wisent-American bison hybrids were briefly experimented with in Germany (and found to be fully fertile) and a herd of such animals is maintained in Russia. A herd of cattle-wisent crossbreeds (zubron) is maintained in Poland. First-generation crosses do not occur naturally, requiring caesarean delivery. First-generation males are infertile. The U.S. National Bison Association has adopted a code of ethics that prohibits its members from deliberately crossbreeding bison with any other species. In the United States, many ranchers are now using DNA testing to cull the residual cattle genetics from their bison herds. The proportion of cattle DNA that has been measured in introgressed individuals and bison herds today is typically quite low, ranging from 0.56 to 1.8%.
There are also remnant purebred American bison herds on public lands in North America. Two subspecies of bison exist in North America: the plains bison and the wood bison. Herds of importance are found in Yellowstone National Park, Wind Cave National Park in South Dakota, Blue Mounds State Park in Minnesota, Elk Island National Park in Alberta, and Grasslands National Park in Saskatchewan. In 2015, a purebred herd of 350 individuals was identified on public lands in the Henry Mountains of southern Utah via genetic testing of mitochondrial and nuclear DNA. This study, published in 2015, also showed the Henry Mountains bison herd to be free of brucellosis, a bacterial disease that was imported with non-native domestic cattle to North America.
In 2021, the American Society of Mammalogists considered Bison to be a subgenus, and placed both bison species back into Bos.
Behavior
Wallowing is a common behavior of bison. A bison wallow is a shallow depression in the soil, either wet or dry. Bison roll in these depressions, covering themselves with mud or dust. Possible explanations suggested for wallowing behavior include grooming behavior associated with moulting, male-male interaction (typically rutting behavior), social behavior for group cohesion, play behavior, relief from skin irritation due to biting insects, reduction of ectoparasite load (ticks and lice), and thermoregulation. In the process of wallowing, bison may become infected by the fatal disease anthrax, which may occur naturally in the soil.
Bison temperament is often unpredictable. They usually appear peaceful, unconcerned, or even lazy, but they may attack without warning or apparent reason. They can move at speeds up to and cover long distances at a lumbering gallop.
Their most obvious weapons are the horns borne by both males and females, but their massive heads can be used as battering rams, effectively using the momentum produced by what is a typical weight of moving at . The hind legs can also be used to kill or maim with devastating effect. In the words of early naturalists, they were dangerous, savage animals that feared no other animal and in prime condition could best any foe except for a brown bear or a pack of wolves.
The rutting, or mating, season lasts from June through September, with peak activity in July and August. At this time, the older bulls rejoin the herd, and fights often take place between bulls. The herd exhibits much restlessness during breeding season. The animals are belligerent, unpredictable, and most dangerous.
Habitat
American bison live in river valleys and on prairies and plains. Typical habitat is open or semiopen grasslands, as well as sagebrush, semiarid lands, and scrublands. Some lightly wooded areas are also known historically to have supported bison. They also graze in hilly or mountainous areas where the slopes are not steep. Although not particularly known as high-altitude animals, bison in the Yellowstone Park bison herd are frequently found at elevations above . The Henry Mountains bison herd is found on the plains around the Henry Mountains, Utah, as well as in mountain valleys of the Henry Mountains to an altitude of .
European bison most commonly live in lightly wooded to fully wooded areas as well as areas with increased shrubs and bushes. European bison can sometimes be found living on grasslands and plains as well.
Restrictions
Throughout most of their historical range, landowners have sought restrictions on free-ranging bison. Herds on private land are required to be fenced in.
In the state of Montana, free-ranging bison on public land are legally shot, due to transmission of disease to cattle and damage to public property.
In 2013, Montana legislative measures concerning the bison were proposed and passed, but opposed by Native American tribes as they impinged on sovereign tribal rights. Three such bills were vetoed by Steve Bullock, the governor of Montana. The bison's circumstances remain an issue of contention between Native American tribes and private landowners.
Diet
Bison are ruminants, able to ferment cellulose in a specialized stomach prior to digestion. Bison were once thought to almost exclusively consume grasses and sedges, but are now known to consume a wide-variety of plants including woody plants and herbaceous eudicots. Over the course of the year, bison shift which plants they select in their diet based on which plants have the highest protein or energy concentrations at a given time and will reliably consume the same species of plants across years. Protein concentrations of the plants they eat tend to be highest in the spring and decline thereafter, reaching their lowest in the winter. In Yellowstone National Park, bison browsed willows and cottonwoods, not only in the winter when few other plants are available, but also in the summer. Bison are thought to migrate to optimize their diet, and will concentrate their feeding on recently burned areas due to the higher quality forage that regrows after the burn. Wisent tend to browse on shrubs and low-hanging trees more often than do the American bison, which prefer grass to shrubbery and trees.
Reproduction
Female bison ("cows") typically reproduce after three years of age and can continue beyond 19 years of age. Cows produce calves annually as long as their nutrition is sufficient, but not after years when weight gain is low. Reproduction is dependent on a cow's mass and age. Heavier cows produce heavier calves (weighed in the fall at weaning), and weights of calves are lower for older cows (after age 8).
Predators
Owing to their size, bison have few predators. Five exceptions are humans, grey wolves, cougars, grizzly bears, and coyotes. Wolves generally take down a bison while in a pack, but cases of a single wolf killing bison have been reported. Grizzly bears also consume bison, often by driving off the pack and consuming the wolves' kill. Grizzly bears and coyotes also prey on bison calves. Historically and prehistorically, lions, cave lions, tigers, dire wolves, Smilodon, Homotherium, cave hyenas, and Neanderthals posed threats to bison.
Infections and illness
For American bison, a main illness is malignant catarrhal fever, though brucellosis is a serious concern in the Yellowstone Park bison herd. Bison in the Antelope Island bison herd are regularly inoculated against brucellosis, parasites, Clostridium infection, infectious bovine rhinotracheitis, and bovine vibriosis.
The major illnesses in European bison are foot-and-mouth disease and balanoposthitis. Inbreeding of a small population plays a role in a number of genetic defects and lowers immunity to disease; that poses greater risk to the population.
Name
The name "buffalo" is considered to be a misnomer for this animal, only distantly related to two "true buffalo", the Asian water buffalo and the African buffalo. Samuel de Champlain applied the French term buffle to the bison in 1616 (published 1619), after seeing skins and a drawing shown to him by members of the Nipissing First Nation, who said they travelled 40 days (from east of Lake Huron) to trade with another nation who hunted the animals. Though "bison" might be considered more scientifically correct, "buffalo" is also considered correct as a result of standard usage in American English, and is listed in many dictionaries as an acceptable name for American buffalo or bison. "Buffalo" has a much longer history than "bison", which was first recorded in 1774.
Human impact
Bison was a significant resource for indigenous peoples of North America for food and raw materials until near extinction in the late 19th century. For the indigenous peoples of the Plains, it was their principal food source. Native Americans highly valued their relationship with the bison and saw them as sacred, treating them respectfully to ensure their abundance and longevity. In his biography, Lakota teacher and elder John Fire Lame Deer describes the relationship as such:
European colonials were almost exclusively accountable for the near-extinction of the American bison in the 1800s. At the beginning of the century, tens of millions of bison roamed North America. Colonists slaughtered an estimated 50 million bison during the 19th century, although the causes of decline and the numbers killed are disputed and debated. Railroads were advertising "hunting by rail", where trains encountered large herds alongside or crossing the tracks. Men aboard fired from the train's roof or windows, leaving countless animals to rot where they died. This overhunting was in part motivated by the U.S. government's desire to limit the range and power of indigenous plains Indians whose diets and cultures depended on the buffalo herds. The overhunting of the bison reduced their population to hundreds.
The American bison's nadir came in 1889, with an estimated population of only 1,091 animals (both wild and captive). Repopulation attempts via enforced protection of government herds and extensive ranching began in 1910 and have continued (with excellent success) to the present day, with some caveats. Extensive farming has increased the bison's population to nearly 150,000, and it is officially no longer considered an endangered species. However, from a genetic standpoint, most of these animals are actually hybrids with domestic cattle and only two populations in Yellowstone National Park, USA and Elk Island National Park, Canada remain as genetically pure bison. These genetically pure animals account for only ~5% of the currently extant American bison population, reflecting the loss of most of the species' genetic diversity.
As of July 2015, an estimated 4,900 bison lived in Yellowstone National Park, the largest U.S. bison population on public land. During 1983–1985 visitors experienced 33 bison-related injuries (range = 10–13/year), so the park implemented education campaigns. After years of success, five injuries associated with bison encounters occurred in 2015, because visitors did not maintain the required distance of 75 ft (23 m) from bison while hiking or taking pictures.
Nutrition
Bison is an excellent source of complete protein and a rich source (20% or more of the Daily Value, DV) of multiple vitamins, including riboflavin, niacin, vitamin B6, and vitamin B12, and is also a rich source of minerals, including iron, phosphorus, and zinc. Additionally, bison is a good source (10% or more of the DV) of thiamine.
Livestock
The earliest plausible accounts of captive bison are those of the zoo at Tenochtitlan, the Aztec capital, which held an animal the Spaniards called "the Mexican bull". In 1552, Francisco Lopez de Gomara described Plains Indians herding and leading bison like cattle in his controversial book, Historia general de las Indias. Gomara, having never visited the Americas himself, likely misinterpreted early ethnographic accounts as the more familiar pastoralist relationship of the Old World. Today, bison are increasingly raised for meat, hides, wool, and dairy products. The majority of bison in the world are raised for human consumption or fur clothing. Bison meat is generally considered to taste very similar to beef, but is lower in fat and cholesterol, yet higher in protein than beef, which has led to the development of beefalo, a fertile hybrid of bison and domestic cattle. A market even exists for kosher bison meat; these bison are slaughtered at one of the few kosher mammal slaughterhouses in the U.S. and Canada, and the meat is then distributed worldwide.
In America, the commercial industry for bison has been slow to develop despite individuals, such as Ted Turner, who have long marketed bison meat. In the 1990s, Turner found limited success with restaurants for high-quality cuts of meat, which include bison steaks and tenderloin. Lower-quality cuts suitable for hamburger and hot dogs have been described as "almost nonexistent". This created a marketing problem for commercial farming because the majority of usable meat, about 400 pounds for each bison, is suitable for these products. In 2003, the United States Department of Agriculture purchased $10 million worth of frozen overstock to save the industry, which would later recover through better use of consumer marketing. Restaurants have played a role in popularizing bison meat, like Ted's Montana Grill, which added bison to their menus. Ruby Tuesday first offered bison on their menus in 2005.
In Canada, commercial bison farming began in the mid-1980s, concerning an unknown number of animals then. The first census of the bison occurred in 1996, which recorded 45,235 bison on 745 farms, and grew to 195,728 bison on 1,898 farms for the 2006 census.
Several pet food companies use bison as a red meat alternative in dog foods. The companies producing these formulas include Natural Balance Pet Foods, Freshpet, the Blue Buffalo Company, Solid Gold, Canidae, and Taste of the Wild (made by Diamond Pet Foods, Inc., owned by Schell and Kampeter, Inc.).
See also
Bison hunting
Gaur
National Bison Day (1 November in the United States)
Regina, Saskatchewan: Pile of Bones was the original name for Regina, Saskatchewan in reference to bison bones found nearby.
Yellowstone Park bison herd
References
Bibliography
Boyd, Delaney P. (April 2003). Conservation of North American bison: status and recommendations (PDF) (Thesis). University of Calgary, Calgary, AB. – via Buffalo Field Campaign
Cunfer, Geoff and Bill Waiser. Bison and People on the North American Great Plains: A Deep Environmental History. College Station, TX: Texas A&M University Press, 2016.
External links
History of Bison Blend Cattle
Holarctic fauna
Mammal genera
Extant Gelasian first appearances
Taxa named by Charles Hamilton Smith |
4594 | https://en.wikipedia.org/wiki/Block%20cipher | Block cipher | In cryptography, a block cipher is a deterministic algorithm that operates on fixed-length groups of bits, called blocks. Block ciphers are the elementary building blocks of many cryptographic protocols. They are ubiquitous in the storage and exchange of data, where such data is secured and authenticated via encryption.
A block cipher uses blocks as an unvarying transformation. Even a secure block cipher is suitable for the encryption of only a single block of data at a time, using a fixed key. A multitude of modes of operation have been designed to allow their repeated use in a secure way to achieve the security goals of confidentiality and authenticity. However, block ciphers may also feature as building blocks in other cryptographic protocols, such as universal hash functions and pseudorandom number generators.
Definition
A block cipher consists of two paired algorithms, one for encryption, , and the other for decryption, . Both algorithms accept two inputs: an input block of size bits and a key of size bits; and both yield an -bit output block. The decryption algorithm is defined to be the inverse function of encryption, i.e., . More formally, a block cipher is specified by an encryption function
which takes as input a key , of bit length (called the key size), and a bit string , of length (called the block size), and returns a string of bits. is called the plaintext, and is termed the ciphertext. For each , the function () is required to be an invertible mapping on . The inverse for is defined as a function
taking a key and a ciphertext to return a plaintext value , such that
For example, a block cipher encryption algorithm might take a 128-bit block of plaintext as input, and output a corresponding 128-bit block of ciphertext. The exact transformation is controlled using a second input – the secret key. Decryption is similar: the decryption algorithm takes, in this example, a 128-bit block of ciphertext together with the secret key, and yields the original 128-bit block of plain text.
For each key K, EK is a permutation (a bijective mapping) over the set of input blocks. Each key selects one permutation from the set of possible permutations.
History
The modern design of block ciphers is based on the concept of an iterated product cipher. In his seminal 1949 publication, Communication Theory of Secrecy Systems, Claude Shannon analyzed product ciphers and suggested them as a means of effectively improving security by combining simple operations such as substitutions and permutations. Iterated product ciphers carry out encryption in multiple rounds, each of which uses a different subkey derived from the original key. One widespread implementation of such ciphers named a Feistel network after Horst Feistel is notably implemented in the DES cipher. Many other realizations of block ciphers, such as the AES, are classified as substitution–permutation networks.
The root of all cryptographic block formats used within the Payment Card Industry Data Security Standard (PCI DSS) and American National Standards Institute (ANSI) standards lies with the Atalla Key Block (AKB), which was a key innovation of the Atalla Box, the first hardware security module (HSM). It was developed in 1972 by Mohamed M. Atalla, founder of Atalla Corporation (now Utimaco Atalla), and released in 1973. The AKB was a key block, which is required to securely interchange symmetric keys or PINs with other actors in the banking industry. This secure interchange is performed using the AKB format. The Atalla Box protected over 90% of all ATM networks in operation as of 1998, and Atalla products still secure the majority of the world's ATM transactions as of 2014.
The publication of the DES cipher by the United States National Bureau of Standards (subsequently the U.S. National Institute of Standards and Technology, NIST) in 1977 was fundamental in the public understanding of modern block cipher design. It also influenced the academic development of cryptanalytic attacks. Both differential and linear cryptanalysis arose out of studies on DES design. , there is a palette of attack techniques against which a block cipher must be secure, in addition to being robust against brute-force attacks.
Design
Iterated block ciphers
Most block cipher algorithms are classified as iterated block ciphers which means that they transform fixed-size blocks of plaintext into identically sized blocks of ciphertext, via the repeated application of an invertible transformation known as the round function, with each iteration referred to as a round.
Usually, the round function R takes different round keys Ki as a second input, which is derived from the original key:
where is the plaintext and the ciphertext, with r being the number of rounds.
Frequently, key whitening is used in addition to this. At the beginning and the end, the data is modified with key material (often with XOR, but simple arithmetic operations like adding and subtracting are also used):
Given one of the standard iterated block cipher design schemes, it is fairly easy to construct a block cipher that is cryptographically secure, simply by using a large number of rounds. However, this will make the cipher inefficient. Thus, efficiency is the most important additional design criterion for professional ciphers. Further, a good block cipher is designed to avoid side-channel attacks, such as branch prediction and input-dependent memory accesses that might leak secret data via the cache state or the execution time. In addition, the cipher should be concise, for small hardware and software implementations. Finally, the cipher should be easily crypt analyzable, such that it can be shown how many rounds the cipher needs to be reduced to so that the existing cryptographic attacks would work – and, conversely, that it can be shown that the number of actual rounds is large enough to protect against them.
Substitution–permutation networks
One important type of iterated block cipher known as a substitution–permutation network (SPN) takes a block of the plaintext and the key as inputs and applies several alternating rounds consisting of a substitution stage followed by a permutation stage—to produce each block of ciphertext output. The non-linear substitution stage mixes the key bits with those of the plaintext, creating Shannon's confusion. The linear permutation stage then dissipates redundancies, creating diffusion.
A substitution box (S-box) substitutes a small block of input bits with another block of output bits. This substitution must be one-to-one, to ensure invertibility (hence decryption). A secure S-box will have the property that changing one input bit will change about half of the output bits on average, exhibiting what is known as the avalanche effect—i.e. it has the property that each output bit will depend on every input bit.
A permutation box (P-box) is a permutation of all the bits: it takes the outputs of all the S-boxes of one round, permutes the bits, and feeds them into the S-boxes of the next round. A good P-box has the property that the output bits of any S-box are distributed to as many S-box inputs as possible.
At each round, the round key (obtained from the key with some simple operations, for instance, using S-boxes and P-boxes) is combined using some group operation, typically XOR.
Decryption is done by simply reversing the process (using the inverses of the S-boxes and P-boxes and applying the round keys in reversed order).
Feistel ciphers
In a Feistel cipher, the block of plain text to be encrypted is split into two equal-sized halves. The round function is applied to one half, using a subkey, and then the output is XORed with the other half. The two halves are then swapped.
Let be the round function and let
be the sub-keys for the rounds respectively.
Then the basic operation is as follows:
Split the plaintext block into two equal pieces, (, )
For each round , compute
.
Then the ciphertext is .
The decryption of a ciphertext is accomplished by computing for
.
Then is the plaintext again.
One advantage of the Feistel model compared to a substitution–permutation network is that the round function does not have to be invertible.
Lai–Massey ciphers
The Lai–Massey scheme offers security properties similar to those of the Feistel structure. It also shares the advantage that the round function does not have to be invertible. Another similarity is that it also splits the input block into two equal pieces. However, the round function is applied to the difference between the two, and the result is then added to both half blocks.
Let be the round function and a half-round function and let be the sub-keys for the rounds respectively.
Then the basic operation is as follows:
Split the plaintext block into two equal pieces, (, )
For each round , compute
where and
Then the ciphertext is .
The decryption of a ciphertext is accomplished by computing for
where and
Then is the plaintext again.
Operations
ARX (add–rotate–XOR)
Many modern block ciphers and hashes are ARX algorithms—their round function involves only three operations: (A) modular addition, (R) rotation with fixed rotation amounts, and (X) XOR. Examples include ChaCha20, Speck, XXTEA, and BLAKE. Many authors draw an ARX network, a kind of data flow diagram, to illustrate such a round function.
These ARX operations are popular because they are relatively fast and cheap in hardware and software, their implementation can be made extremely simple, and also because they run in constant time, and therefore are immune to timing attacks. The rotational cryptanalysis technique attempts to attack such round functions.
Other operations
Other operations often used in block ciphers include data-dependent rotations as in RC5 and RC6, a substitution box implemented as a lookup table as in Data Encryption Standard and Advanced Encryption Standard, a permutation box, and multiplication as in IDEA.
Modes of operation
A block cipher by itself allows encryption only of a single data block of the cipher's block length. For a variable-length message, the data must first be partitioned into separate cipher blocks. In the simplest case, known as electronic codebook (ECB) mode, a message is first split into separate blocks of the cipher's block size (possibly extending the last block with padding bits), and then each block is encrypted and decrypted independently. However, such a naive method is generally insecure because equal plaintext blocks will always generate equal ciphertext blocks (for the same key), so patterns in the plaintext message become evident in the ciphertext output.
To overcome this limitation, several so-called block cipher modes of operation have been designed and specified in national recommendations such as NIST 800-38A and BSI TR-02102 and international standards such as ISO/IEC 10116. The general concept is to use randomization of the plaintext data based on an additional input value, frequently called an initialization vector, to create what is termed probabilistic encryption. In the popular cipher block chaining (CBC) mode, for encryption to be secure the initialization vector passed along with the plaintext message must be a random or pseudo-random value, which is added in an exclusive-or manner to the first plaintext block before it is encrypted. The resultant ciphertext block is then used as the new initialization vector for the next plaintext block. In the cipher feedback (CFB) mode, which emulates a self-synchronizing stream cipher, the initialization vector is first encrypted and then added to the plaintext block. The output feedback (OFB) mode repeatedly encrypts the initialization vector to create a key stream for the emulation of a synchronous stream cipher. The newer counter (CTR) mode similarly creates a key stream, but has the advantage of only needing unique and not (pseudo-)random values as initialization vectors; the needed randomness is derived internally by using the initialization vector as a block counter and encrypting this counter for each block.
From a security-theoretic point of view, modes of operation must provide what is known as semantic security. Informally, it means that given some ciphertext under an unknown key one cannot practically derive any information from the ciphertext (other than the length of the message) over what one would have known without seeing the ciphertext. It has been shown that all of the modes discussed above, with the exception of the ECB mode, provide this property under so-called chosen plaintext attacks.
Padding
Some modes such as the CBC mode only operate on complete plaintext blocks. Simply extending the last block of a message with zero bits is insufficient since it does not allow a receiver to easily distinguish messages that differ only in the number of padding bits. More importantly, such a simple solution gives rise to very efficient padding oracle attacks. A suitable padding scheme is therefore needed to extend the last plaintext block to the cipher's block size. While many popular schemes described in standards and in the literature have been shown to be vulnerable to padding oracle attacks, a solution that adds a one-bit and then extends the last block with zero-bits, standardized as "padding method 2" in ISO/IEC 9797-1, has been proven secure against these attacks.
Cryptanalysis
Brute-force attacks
This property results in the cipher's security degrading quadratically, and needs to be taken into account when selecting a block size. There is a trade-off though as large block sizes can result in the algorithm becoming inefficient to operate. Earlier block ciphers such as the DES have typically selected a 64-bit block size, while newer designs such as the AES support block sizes of 128 bits or more, with some ciphers supporting a range of different block sizes.
Differential cryptanalysis
Linear cryptanalysis
A linear cryptanalysis is a form of cryptanalysis based on finding affine approximations to the action of a cipher. Linear cryptanalysis is one of the two most widely used attacks on block ciphers; the other being differential cryptanalysis.
The discovery is attributed to Mitsuru Matsui, who first applied the technique to the FEAL cipher (Matsui and Yamagishi, 1992).
Integral cryptanalysis
Integral cryptanalysis is a cryptanalytic attack that is particularly applicable to block ciphers based on substitution–permutation networks. Unlike differential cryptanalysis, which uses pairs of chosen plaintexts with a fixed XOR difference, integral cryptanalysis uses sets or even multisets of chosen plaintexts of which part is held constant and another part varies through all possibilities. For example, an attack might use 256 chosen plaintexts that have all but 8 of their bits the same, but all differ in those 8 bits. Such a set necessarily has an XOR sum of 0, and the XOR sums of the corresponding sets of ciphertexts provide information about the cipher's operation. This contrast between the differences between pairs of texts and the sums of larger sets of texts inspired the name "integral cryptanalysis", borrowing the terminology of calculus.
Other techniques
In addition to linear and differential cryptanalysis, there is a growing catalog of attacks: truncated differential cryptanalysis, partial differential cryptanalysis, integral cryptanalysis, which encompasses square and integral attacks, slide attacks, boomerang attacks, the XSL attack, impossible differential cryptanalysis, and algebraic attacks. For a new block cipher design to have any credibility, it must demonstrate evidence of security against known attacks.
Provable security
When a block cipher is used in a given mode of operation, the resulting algorithm should ideally be about as secure as the block cipher itself. ECB (discussed above) emphatically lacks this property: regardless of how secure the underlying block cipher is, ECB mode can easily be attacked. On the other hand, CBC mode can be proven to be secure under the assumption that the underlying block cipher is likewise secure. Note, however, that making statements like this requires formal mathematical definitions for what it means for an encryption algorithm or a block cipher to "be secure". This section describes two common notions for what properties a block cipher should have. Each corresponds to a mathematical model that can be used to prove properties of higher-level algorithms, such as CBC.
This general approach to cryptography – proving higher-level algorithms (such as CBC) are secure under explicitly stated assumptions regarding their components (such as a block cipher) – is known as provable security.
Standard model
Informally, a block cipher is secure in the standard model if an attacker cannot tell the difference between the block cipher (equipped with a random key) and a random permutation.
To be a bit more precise, let E be an n-bit block cipher. We imagine the following game:
The person running the game flips a coin.
If the coin lands on heads, he chooses a random key K and defines the function f = EK.
If the coin lands on tails, he chooses a random permutation on the set of n-bit strings and defines the function f = .
The attacker chooses an n-bit string X, and the person running the game tells him the value of f(X).
Step 2 is repeated a total of q times. (Each of these q interactions is a query.)
The attacker guesses how the coin landed. He wins if his guess is correct.
The attacker, which we can model as an algorithm, is called an adversary. The function f (which the adversary was able to query) is called an oracle.
Note that an adversary can trivially ensure a 50% chance of winning simply by guessing at random (or even by, for example, always guessing "heads"). Therefore, let PE(A) denote the probability that adversary A wins this game against E, and define the advantage of A as 2(PE(A) − 1/2). It follows that if A guesses randomly, its advantage will be 0; on the other hand, if A always wins, then its advantage is 1. The block cipher E is a pseudo-random permutation (PRP) if no adversary has an advantage significantly greater than 0, given specified restrictions on q and the adversary's running time. If in Step 2 above adversaries have the option of learning f−1(X) instead of f(X) (but still have only small advantages) then E is a strong PRP (SPRP). An adversary is non-adaptive if it chooses all q values for X before the game begins (that is, it does not use any information gleaned from previous queries to choose each X as it goes).
These definitions have proven useful for analyzing various modes of operation. For example, one can define a similar game for measuring the security of a block cipher-based encryption algorithm, and then try to show (through a reduction argument) that the probability of an adversary winning this new game is not much more than PE(A) for some A. (The reduction typically provides limits on q and the running time of A.) Equivalently, if PE(A) is small for all relevant A, then no attacker has a significant probability of winning the new game. This formalizes the idea that the higher-level algorithm inherits the block cipher's security.
Ideal cipher model
Practical evaluation
Block ciphers may be evaluated according to multiple criteria in practice. Common factors include:
Key parameters, such as its key size and block size, both of which provide an upper bound on the security of the cipher.
The estimated security level, which is based on the confidence gained in the block cipher design after it has largely withstood major efforts in cryptanalysis over time, the design's mathematical soundness, and the existence of practical or certificational attacks.
The cipher's complexity and its suitability for implementation in hardware or software. Hardware implementations may measure the complexity in terms of gate count or energy consumption, which are important parameters for resource-constrained devices.
The cipher's performance in terms of processing throughput on various platforms, including its memory requirements.
The cost of the cipher refers to licensing requirements that may apply due to intellectual property rights.
The flexibility of the cipher includes its ability to support multiple key sizes and block lengths.
Notable block ciphers
Lucifer / DES
Lucifer is generally considered to be the first civilian block cipher, developed at IBM in the 1970s based on work done by Horst Feistel. A revised version of the algorithm was adopted as a U.S. government Federal Information Processing Standard: FIPS PUB 46 Data Encryption Standard (DES). It was chosen by the U.S. National Bureau of Standards (NBS) after a public invitation for submissions and some internal changes by NBS (and, potentially, the NSA). DES was publicly released in 1976 and has been widely used.
DES was designed to, among other things, resist a certain cryptanalytic attack known to the NSA and rediscovered by IBM, though unknown publicly until rediscovered again and published by Eli Biham and Adi Shamir in the late 1980s. The technique is called differential cryptanalysis and remains one of the few general attacks against block ciphers; linear cryptanalysis is another but may have been unknown even to the NSA, prior to its publication by Mitsuru Matsui. DES prompted a large amount of other work and publications in cryptography and cryptanalysis in the open community and it inspired many new cipher designs.
DES has a block size of 64 bits and a key size of 56 bits. 64-bit blocks became common in block cipher designs after DES. Key length depended on several factors, including government regulation. Many observers in the 1970s commented that the 56-bit key length used for DES was too short. As time went on, its inadequacy became apparent, especially after a special-purpose machine designed to break DES was demonstrated in 1998 by the Electronic Frontier Foundation. An extension to DES, Triple DES, triple-encrypts each block with either two independent keys (112-bit key and 80-bit security) or three independent keys (168-bit key and 112-bit security). It was widely adopted as a replacement. As of 2011, the three-key version is still considered secure, though the National Institute of Standards and Technology (NIST) standards no longer permit the use of the two-key version in new applications, due to its 80-bit security level.
IDEA
The International Data Encryption Algorithm (IDEA) is a block cipher designed by James Massey of ETH Zurich and Xuejia Lai; it was first described in 1991, as an intended replacement for DES.
IDEA operates on 64-bit blocks using a 128-bit key and consists of a series of eight identical transformations (a round) and an output transformation (the half-round). The processes for encryption and decryption are similar. IDEA derives much of its security by interleaving operations from different groups – modular addition and multiplication, and bitwise exclusive or (XOR) – which are algebraically "incompatible" in some sense.
The designers analysed IDEA to measure its strength against differential cryptanalysis and concluded that it is immune under certain assumptions. No successful linear or algebraic weaknesses have been reported. , the best attack which applies to all keys can break a full 8.5-round IDEA using a narrow-bicliques attack about four times faster than brute force.
RC5
RC5 is a block cipher designed by Ronald Rivest in 1994 which, unlike many other ciphers, has a variable block size (32, 64, or 128 bits), key size (0 to 2040 bits), and a number of rounds (0 to 255). The original suggested choice of parameters was a block size of 64 bits, a 128-bit key, and 12 rounds.
A key feature of RC5 is the use of data-dependent rotations; one of the goals of RC5 was to prompt the study and evaluation of such operations as a cryptographic primitive. RC5 also consists of a number of modular additions and XORs. The general structure of the algorithm is a Feistel-like a network. The encryption and decryption routines can be specified in a few lines of code. The key schedule, however, is more complex, expanding the key using an essentially one-way function with the binary expansions of both e and the golden ratio as sources of "nothing up my sleeve numbers". The tantalizing simplicity of the algorithm together with the novelty of the data-dependent rotations has made RC5 an attractive object of study for cryptanalysts.
12-round RC5 (with 64-bit blocks) is susceptible to a differential attack using 244 chosen plaintexts. 18–20 rounds are suggested as sufficient protection.
Rijndael / AES
The Rijndael cipher developed by Belgian cryptographers, Joan Daemen and Vincent Rijmen was one of the competing designs to replace DES. It won the 5-year public competition to become the AES, (Advanced Encryption Standard).
Adopted by NIST in 2001, AES has a fixed block size of 128 bits and a key size of 128, 192, or 256 bits, whereas Rijndael can be specified with block and key sizes in any multiple of 32 bits, with a minimum of 128 bits. The block size has a maximum of 256 bits, but the key size has no theoretical maximum. AES operates on a 4×4 column-major order matrix of bytes, termed the state (versions of Rijndael with a larger block size have additional columns in the state).
Blowfish
Blowfish is a block cipher, designed in 1993 by Bruce Schneier and included in a large number of cipher suites and encryption products. Blowfish has a 64-bit block size and a variable key length from 1 bit up to 448 bits. It is a 16-round Feistel cipher and uses large key-dependent S-boxes. Notable features of the design include the key-dependent S-boxes and a highly complex key schedule.
It was designed as a general-purpose algorithm, intended as an alternative to the aging DES and free of the problems and constraints associated with other algorithms. At the time Blowfish was released, many other designs were proprietary, encumbered by patents, or were commercial/government secrets. Schneier has stated that "Blowfish is unpatented, and will remain so in all countries. The algorithm is hereby placed in the public domain, and can be freely used by anyone." The same applies to Twofish, a successor algorithm from Schneier.
Generalizations
Tweakable block ciphers
M. Liskov, R. Rivest, and D. Wagner have described a generalized version of block ciphers called "tweakable" block ciphers. A tweakable block cipher accepts a second input called the tweak along with its usual plaintext or ciphertext input. The tweak, along with the key, selects the permutation computed by the cipher. If changing tweaks is sufficiently lightweight (compared with a usually fairly expensive key setup operation), then some interesting new operation modes become possible. The disk encryption theory article describes some of these modes.
Format-preserving encryption
Block ciphers traditionally work over a binary alphabet. That is, both the input and the output are binary strings, consisting of n zeroes and ones. In some situations, however, one may wish to have a block cipher that works over some other alphabet; for example, encrypting 16-digit credit card numbers in such a way that the ciphertext is also a 16-digit number might facilitate adding an encryption layer to legacy software. This is an example of format-preserving encryption. More generally, format-preserving encryption requires a keyed permutation on some finite language. This makes format-preserving encryption schemes a natural generalization of (tweakable) block ciphers. In contrast, traditional encryption schemes, such as CBC, are not permutations because the same plaintext can encrypt multiple different ciphertexts, even when using a fixed key.
Relation to other cryptographic primitives
Block ciphers can be used to build other cryptographic primitives, such as those below. For these other primitives to be cryptographically secure, care has to be taken to build them the right way.
Stream ciphers can be built using block ciphers. OFB mode and CTR mode are block modes that turn a block cipher into a stream cipher.
Cryptographic hash functions can be built using block ciphers. See the one-way compression function for descriptions of several such methods. The methods resemble the block cipher modes of operation usually used for encryption.
Cryptographically secure pseudorandom number generators (CSPRNGs) can be built using block ciphers.
Secure pseudorandom permutations of arbitrarily sized finite sets can be constructed with block ciphers; see Format-Preserving Encryption.
A publicly known unpredictable permutation combined with key whitening is enough to construct a block cipher -- such as the single-key Even–Mansour cipher, perhaps the simplest possible provably secure block cipher.
Message authentication codes (MACs) are often built from block ciphers. CBC-MAC, OMAC, and PMAC are such MACs.
Authenticated encryption is also built from block ciphers. It means to both encrypt and MAC at the same time. That is to both provide confidentiality and authentication. CCM, EAX, GCM, and OCB are such authenticated encryption modes.
Just as block ciphers can be used to build hash functions, like SHA-1 and SHA-2 are based on block ciphers which are also used independently as SHACAL, hash functions can be used to build block ciphers. Examples of such block ciphers are BEAR and LION.
See also
Cipher security summary
Topics in cryptography
XOR cipher
References
Further reading
External links
A list of many symmetric algorithms, the majority of which are block ciphers.
The block cipher lounge
What is a block cipher? from RSA FAQ
Block Cipher based on Gold Sequences and Chaotic Logistic Tent System
Cryptographic primitives
Arab inventions
Egyptian inventions |
4601 | https://en.wikipedia.org/wiki/Bj%C3%B6rn%20Borg | Björn Borg | Björn Rune Borg (; born 6 June 1956) is a Swedish former world No. 1 tennis player. Between 1974 and 1981, he became the first man in the Open Era to win 11 Grand Slam singles titles with six at the French Open and five consecutively at Wimbledon.
Borg won four consecutive French Open titles (1978–81) and is 6–0 in French Open finals. He was the first man since 1886 to contest six consecutive Wimbledon finals, a record surpassed by Roger Federer's seven consecutive finals (2003–09). He is the only man to achieve the Channel Slam three times. Borg contested the French Open, Wimbledon and US Open finals in the same year three times (1978, 1980–81). He won three major titles without dropping a set during those tournaments. However, he never won the US Open despite four runner-up finishes.
Borg also won three year-end championships and 16 Grand Prix Super Series titles. Overall, he set numerous records that still stand. He was ATP Player of the Year from 1976 to 1980, and was the year-end world No. 1 in the ATP rankings in 1979 and 1980 and ITF World Champion from 1978 to 1980. Borg unexpectedly retired from tennis in 1981, at the age of 25. He made a brief and unsuccessful comeback in 1991.
Borg is widely considered one of the all-time greats of the sport. He was ranked by Tennis magazine as the sixth-greatest male player of the Open Era. His rivalry with John McEnroe is considered one of the best in the sport's history, and their meeting in the 1980 Wimbledon final is considered one of the greatest matches ever played. A teenage sensation at the start of his career, Borg experienced unprecedented stardom and consistent success that helped propel the rising popularity of tennis during the 1970s. As a result, the professional tour became more lucrative, and in 1979, Borg became the first player to earn more than US$1 million in prize money in a single season.
Early life
Björn Borg was born in Stockholm, Sweden, on 6 June 1956, the only child of Rune (1932–2008), an electrician, and Margaretha Borg (b. 1934). He grew up in nearby Södertälje. As a child, Borg became fascinated with a golden tennis racket that his father won at a table-tennis tournament. His father gave him the racket, beginning his tennis career.
A player of great athleticism and endurance, he had a distinctive style and appearance—bowlegged and very fast. His muscularity allowed him to put heavy topspin on both his forehand and two-handed backhand. He followed Jimmy Connors in using the two-handed backhand. By the time he was 13, he was beating the best of Sweden's under-18 players, and Davis Cup captain Lennart Bergelin (who served as Borg's primary coach throughout his professional career) cautioned against anyone trying to change Borg's rough-looking, jerky strokes.
Career
1972–73 – Davis Cup debut and first year on the tour
At the age of 15, Borg represented Sweden in the 1972 Davis Cup and won his debut singles rubber in five sets against veteran Onny Parun of New Zealand. Later that year, he won the Wimbledon junior singles title, recovering from a 5–2 deficit in the final set to overcome Britain's Buster Mottram. Then in December, he won the Orange Bowl Junior Championship for boys 18 and under after a straight-sets victory in the final over Vitas Gerulaitis. Borg joined the professional circuit in 1973, and reached his first singles final in April at the Monte Carlo Open, which he lost to Ilie Năstase. He was unseeded at his first French Open and reached the fourth round where he lost in four sets to eighth-seeded Adriano Panatta. Borg was seeded sixth at his first Wimbledon Championships, in large part due to a boycott by the ATP, and reached the quarterfinal, where he was defeated in a five-set match by Roger Taylor. In the second half of 1973, he was runner-up in San Francisco, Stockholm and Buenos Aires and finished the year ranked No. 18.
1974 – First French Open title
Borg made his only appearance at the Australian Open at the age of 17, and reached the third round, where he lost in straight sets to eventual finalist Phil Dent. In January, he won his first career singles title at the New Zealand Open, followed by titles in London and São Paulo in February and March respectively. Just before his 18th birthday in June 1974, Borg won his first top-level singles title at the Italian Open, defeating defending champion and top-seeded Ilie Năstase in the final and becoming its youngest winner. Two weeks later, he won the singles title at the French Open, his first Grand Slam tournament title, defeating Manuel Orantes in the final in five sets. Barely 18, Borg was the youngest-ever male French Open champion up to that point.
1975 – Retained French Open title
In early 1975, Borg defeated Rod Laver, then 36 years old, in a semifinal of the World Championship Tennis (WCT) finals in Dallas, Texas, in five sets. Borg subsequently lost to Arthur Ashe in the final.
Borg retained his French Open title in 1975, beating Guillermo Vilas in the final in straight sets. Borg then reached the Wimbledon quarterfinals, where he lost to eventual champion Ashe. Borg did not lose another match at Wimbledon until 1981. Borg won two singles and one doubles rubber in the 1975 Davis Cup final, as Sweden beat Czechoslovakia 3–2. With these singles wins, Borg had won 19 consecutive Davis Cup singles rubbers since 1973. That was already a record at the time. However, Borg never lost another Davis Cup singles rubber, and, by the end of his career, he had stretched that winning streak to 33.
1976 – First Wimbledon title
In early 1976, Borg won the World Championship Tennis year-end WCT Finals in Dallas, Texas, with a four-set victory over Guillermo Vilas in the final. At the 1976 French Open, Borg lost to the Italian Adriano Panatta, who remains the only player to defeat Borg at this tournament. Panatta did it twice: in the fourth round in 1973, and in the 1976 quarterfinals. Borg won Wimbledon in 1976 without losing a set, defeating the favored Ilie Năstase in the final. Borg became the youngest male Wimbledon champion of the modern era at 20 years and 1 month (a record subsequently broken by Boris Becker, who won Wimbledon aged 17 in 1985). Năstase later said, "We're playing tennis, he's playing something else." Borg also reached the final of the 1976 U.S. Open, which was then being played on clay courts. Borg lost in four sets to world no. 1 Jimmy Connors. Borg was awarded the ATP Player of the Year award and ranked world No. 1 by Tennis Magazine (France).
1977 – Second Wimbledon title and world No.1 ranking
In February 1977 World Championship Tennis (WCT) sued Borg and his management company IMG claiming that Borg had committed a breach of contract by electing to participate in the competing 1977 Grand Prix circuit instead of the WCT circuit. Borg eventually played, and won, a single WCT event, the Monte Carlo WCT. An out-of-court settlement was reached whereby Borg committed to play six or eight WCT events in 1978 which were then part of the Grand Prix circuit.
Borg skipped the French Open in 1977 because he was under contract with WTT, but he repeated his Wimbledon triumph, although this time he was pushed much harder. He defeated his good friend Vitas Gerulaitis in a semifinal in five sets. In the 1977 final Borg was pushed to five sets for the third time in the tournament, this time by Connors. The win propelled Borg to the No. 1 ranking in the ATP point system, albeit for just one week in August. Prior to the 1977 US Open, Borg aggravated a shoulder injury while waterskiing with Vitas Gerulaitis. This injury ultimately forced him to retire from the Open during a Round of 16 match vs Dick Stockton. Borg was rated number one for 1977 by Tennis Magazine (France), Tennis Magazine (U.S.), Barry Lorge, Lance Tingay, Rino Tommasi, Judith Elian and Rod Laver. Borg was also named "ATP Player of the Year". Through 1977, he had never lost to a player younger than himself.
1978 – French and Wimbledon titles
Borg was at the height of his career from 1978 through 1980, completing the French Open-Wimbledon double all three years. In 1978, Borg won the French Open with a win over Vilas in the final. Borg did not drop a set during the tournament, a feat only he, Năstase (in 1973), and Rafael Nadal (in 2008, 2010, 2017 and 2020) have accomplished at the French Open during the open era. Borg defeated Connors in straight sets in the 1978 Wimbledon final. At the 1978 US Open, now held on hard courts in Flushing Meadow, New York, he lost the final in straight sets to Connors. Borg was suffering from a bad blister on his thumb that required pre-match injections. That autumn, Borg faced John McEnroe for the first time in a semifinal of the Stockholm Open, and lost. Borg was named ATP Player of the Year and was the first ITF World Champion.
1979 – French and Wimbledon titles and year-end No. 1 ranking
Borg lost to McEnroe again in four sets in the final of the 1979 WCT Finals but was now overtaking Connors for the top ranking. Borg established himself firmly in the top spot with his fourth French Open singles title and fourth straight Wimbledon singles title, defeating Connors in a straight-set semifinal at the latter tournament. At the 1979 French Open, Borg defeated big-serving Víctor Pecci in a four-set final, and in the 1979 Wimbledon final Borg came from behind to overcome an even bigger server, Roscoe Tanner. Borg was upset by Tanner at the US Open, in a four-set quarterfinal played under the lights. At the season-ending Masters tournament in January 1980, Borg survived a close semifinal against McEnroe. He then beat Gerulaitis in straight sets, winning his first Masters and first title in New York. Borg finished the year at No. 1 in the ATP Point rankings and was considered the No. 1 player in the world by most authorities.
1980 – French and fifth consecutive Wimbledon title
In June, Borg overcame Gerulaitis, again in straight sets, for his fifth French Open title. Again, he did not drop a set during the tournament.
Borg then won his fifth consecutive Wimbledon singles title, defeating McEnroe in a five-set final, often cited as the best Wimbledon final ever played. Having lost the opening set to an all-out McEnroe assault, Borg took the next two and had two championship points at 5–4 in the fourth. However, McEnroe averted disaster and went on to level the match in Wimbledon's most memorable tiebreaker, which McEnroe won 18–16. In the fourth-set tiebreak, McEnroe saved five match points, and Borg six set points, before McEnroe won the set. Björn served first to begin the 5th set and fell behind 0–30. Borg then won 19 straight points on serve in the deciding set and prevailed after 3 hours, 53 minutes. Borg himself commented years later that this was the first time that he was afraid that he would lose, as well as feeling that it was the beginning of the end of his dominance.
In September, 1980 Borg reached the final of the U.S. Open for the third time, losing to John McEnroe in five sets in a match that cemented what had become the greatest contemporary rivalry, albeit short-lived, in men's tennis.
He defeated McEnroe in the final of the 1980 Stockholm Open, and faced him one more time that year, in the round-robin portion of the year-end Masters, actually played in January 1981. With 19,103 fans in attendance, Borg won a deciding third-set tie-break for the second year in a row. Borg then defeated Ivan Lendl for his second Masters title. Borg again finished the year at No. 1 in the ATP Point Rankings and was considered the No. 1 player in the world by most tennis authorities.
1981 – Sixth and final French Open title
Borg won his last Grand Slam title at the French Open in 1981, defeating Lendl in a five-set final. Borg's six French Open Grand Slam titles was a record bettered only by Rafael Nadal in 2012.
In reaching the Wimbledon final in 1981, Borg stretched his winning streak at the All England Club to a record 41 matches. In a semifinal, Borg was down to Connors by two sets to love, before coming back to win the match. However, Borg's streak was brought to an end by McEnroe, who defeated him in four sets. Years afterward, Borg remarked "And when I lost what shocked me was I wasn't even upset. That was not me: losing a Wimbledon final and not upset. I hate to lose." Borg around that time felt that his desire to play was gone, despite McEnroe's desperate efforts to persuade him not to retire and continue their rivalry.
Borg went on to lose to McEnroe at the 1981 US Open. After that defeat, Borg walked off the court and out of the stadium before the ceremonies and press conference had begun, and headed straight for the airport. There are reports that Borg received threats after his semifinal win over Connors. In later years, Borg apologized to McEnroe. The 1981 US Open would be the Swede's last Grand Slam final. Major tournaments and tour organizers were enforcing a new rule; by 1982, that players had to play at least 10 official tournaments per year. However, Borg wanted to curtail his schedule after many years of winning so often. Although he felt in good condition physically, he recognized that the relentless drive to win and defy tour organizers had begun to fade.
Borg failed to win the US Open in nine tries, losing four finals, 1976 (the surface was clay that year) and 1978 to Jimmy Connors, and 1980 and 1981 to John McEnroe. The surface was hard court from 1978 onward and Borg reached the final there on hard court on three occasions, in 1978, 1980 and 1981. He led 3–2 in the fifth set of the 1980 final, before losing. That match followed Borg's classic encounter with McEnroe at the 1980 Wimbledon. In 1978, 1979 and 1980, Borg was halfway to a Grand Slam after victories at the French and Wimbledon (the Australian Open being the last Grand Slam tournament of each year at the time) only to falter at Flushing Meadows, the left-handed Roscoe Tanner being his conqueror in 1979.
1982–91 – Retirement
In 1982, Borg played only two tournaments. He lost to Yannick Noah in the quarterfinals of Monte Carlo in April and in the same month he lost to Dick Stockton in the second round of qualifying at the Alan King Tennis Classic in Las Vegas. Nevertheless, Borg's announcement in January 1983 that he was retiring from the game at the age of 26 was a shock to the tennis world. McEnroe tried unsuccessfully to persuade Borg to continue. He did, however, play Monte Carlo again in March 1983, reaching the second round, and Stuttgart in July 1984.
Upon retirement, Borg had three residences: a penthouse in Monte Carlo, not far from his pro shop; a mansion on Long Island, New York and a small island off the Swedish coast.
Borg later bounced back as the owner of the Björn Borg fashion label. In Sweden, his label has become very successful, second only to Calvin Klein.
Attempted comeback
In 1991–1993, Borg attempted a comeback on the men's professional tennis tour, coached by Welsh karate expert Ron Thatcher. Before his 1991 return, Borg grew his hair out as it had been during his previous professional tennis career and he returned to using a wooden racket; he had kept his hair cut and used modern graphite rackets in exhibitions he played during the late 1980s. Borg, however, failed to win a single match. He faced Jordi Arrese in his first match back, again at Monte Carlo but without practising or playing any exhibition matches and lost in two sets. In his first nine matches, played in 1991 and 1992, Borg failed to win a single set. He fared slightly better in 1993, taking a set off his opponent in each of the three matches he played. He came closest to getting a win in what turned out to be his final tour match, falling to second seed Alexander Volkov 6–4, 3–6, 6–7(7–9) at the 1993 Kremlin Cup in Moscow.
In 1992 Borg, aged 35, using a graphite racket, defeated John Lloyd, 37, at the Inglewood Forum Tennis Challenge. Borg later joined the Champions tour, using modern rackets.
Playing style
Borg had one of the most distinctive playing styles in the Open Era. He played from the baseline, with powerful ground-strokes. His highly unorthodox backhand involved taking his racket back with both hands but actually generating his power with his dominant right hand, letting go of the grip with his left hand around point of contact, and following through with his swing as a one-hander. He hit the ball hard and high from the back of the court and brought it down with considerable topspin, which made his ground strokes very consistent. There had been other players, particularly Rod Laver and Arthur Ashe, who played with topspin on both the forehand and backhand, yet Laver and Ashe used topspin only as a way to mix up their shots to pass their opponents at the net easily. Borg was one of the first top players to use heavy topspin on his shots consistently.
Complementing his consistent ground-strokes was his fitness. Both of these factors allowed Borg to be dominant at the French Open.
One of the factors that made Borg unique was his dominance on the grass courts of Wimbledon, where, since World War II, baseliners did not usually succeed. Some experts attributed his dominance on this surface to his consistency, an underrated serve, equally underrated volleys, and his adaptation to grass courts. Against the best players, he almost always served-and-volleyed on his first serves, while he naturally played from the baseline after his second serves.
Another trait usually associated with Borg was his grace under pressure. His calm court demeanor earned him the nickname of the "Ice Man" or "Ice-Borg".
Borg's physical conditioning was unrivalled by contemporaries. He could outlast most of his opponents under the most grueling conditions. Contrary to popular belief, however, this was not due to his exceptionally low resting heart rate, often reported to be near 35 beats per minute. In his introduction to Borg's autobiography My Life and Game, Eugene Scott relates that this rumor arose from a medical exam the 18-year-old Borg once took for military service, where his pulse was recorded as 38. Scott goes on to reveal Borg's true pulse rate as "about 50 when he wakes up and around 60 in the afternoon". Borg is credited with helping to develop the style of play that has come to dominate the game today.
Mental approach
Borg's first wife has said that he was "always very placid and calm, except if he lost a match – he wouldn't talk for at least three days. He couldn't stand losing." This mental approach changed by 1981, when he has said that when he lost the Wimbledon final "what shocked me was I wasn't even upset".
Personal life
Borg and Romanian tennis pro Mariana Simionescu began their relationship in 1976 and married in Bucharest on 24 July 1980. The marriage ended in divorce in 1984. He fathered a son named Robin in 1985 with the Swedish model Jannike Björling; Robin had a daughter in 2014. Borg was married to the Italian singer Loredana Bertè from 1989 to 1993. On 8 June 2002, he married his third wife, Patricia Östfeld. Together they have a son, Leo, born in 2003, who is also a professional tennis player.
He narrowly avoided personal bankruptcy when business ventures failed. After selling his mansion Astaholm at Ingarö in the Stockholm archipelago in 2019, Björn moved to an apartment in Norrmalm, central Stockholm.
Film
In 2017, Borg vs McEnroe, a biographical film focusing on the rivalry between Borg and McEnroe and the 1980 Wimbledon final, was released. In 2022, interviews about this friendship and rivalry were also featured in "McEnroe," a Showtime documentary.
Memorabilia preserved
In March 2006, Bonhams Auction House in London announced that it would auction Borg's Wimbledon trophies and two of his winning rackets on 21 June 2006. Several players then called Borg in an attempt to make him reconsider, including Jimmy Connors and Andre Agassi, who volunteered to buy them to keep them together. According to – who had talked to Borg – McEnroe called Borg from New York and asked, "What's up? Have you gone mad?" and said "What the hell are you doing?" The conversation with McEnroe, paired with pleas from Connors and Agassi, eventually persuaded Borg to buy out the trophies from Bonhams for an undisclosed amount.
Distinctions and honors
Borg was ranked by the ATP rankings world no. 1 in six stretches between 1977 and 1981, totaling 109 weeks.
During his career, he won a total of 77 (64 listed on the Association of Tennis Professionals website) top-level singles and four doubles titles.
Borg won the BBC Sports Personality of the Year Overseas Personality Award in 1979.
Borg was inducted into the International Tennis Hall of Fame in 1987.
On 10 December 2006, the British Broadcasting Corporation gave Borg a Lifetime Achievement Award, which was presented by Boris Becker.
In December 2014 he was elected Sweden's top sportsperson of all time by the newspaper .
Recognition
With 11 Grand Slam titles, Borg ranks sixth in the list of male tennis players who have won the most Grand Slam singles titles behind Novak Djokovic (24), Rafael Nadal (22), Roger Federer (20), Pete Sampras (14) and Roy Emerson (12). The French Open—Wimbledon double he achieved three times consecutively was described by Wimbledon officials as "the most difficult double in tennis". Only Nadal (in 2008 and 2010), Federer (in 2009), and Djokovic (in 2021) have managed to achieve this double since, and Agassi, Nadal, Federer and Djokovic are the only male players since Borg to have won the French Open and Wimbledon men's singles titles over their career. Ilie Năstase once said about Borg, "We're playing tennis, and he's playing something else".
Borg is widely considered to be one of the greatest players in the history of the sport.
In his 1979 autobiography, Jack Kramer, the long-time tennis promoter and great player himself, had already included Borg in his list of the 21 greatest players of all time. And in 2003, Bud Collins chose Borg as one of his top-five male players of all time. In 1983 Fred Perry listed his greatest male players of all time and listed them in two categories, before World War 2 and after. Perry's modern best behind Laver: "Borg, McEnroe, Connors, Hoad, Jack Kramer, John Newcombe, Ken Rosewall, Manuel Santana". In 1988, a panel consisting of Bud Collins, Cliff Drysdale, and Butch Buchholz ranked their top five male tennis players of all time. Buchholz and Drysdale both listed Borg number two on their lists, behind Rod Laver. Collins listed Borg number five behind Laver, McEnroe, Rosewall and Gonzales.
In 2008, ESPN.com asked tennis analysts, writers, and former players to build the perfect open-era player. Borg was the only player mentioned in four categories: defense, footwork, intangibles, and mental toughness—with his mental game and footwork singled out as the best in open-era history.
Borg never won the US Open, losing in the final four times. Borg also did not win the Australian Open, which he only played once in 1974 as a 17-year-old. The only players to defeat Borg in a Grand Slam final were fellow World No. 1 tennis players John McEnroe and Jimmy Connors. Even though it was then played on grass, a surface where he enjoyed much success, Borg chose to play the Australian Open only once, in 1974, where he lost in the third round. Phil Dent, a contemporary of Borg, has pointed out that skipping Grand Slam tournaments—especially the Australian Open—was not unusual then, before counting Grand Slam titles became the norm. Additionally, another contemporary Arthur Ashe told Sports Illustrated, "I think Bjorn could have won the US Open. I think he could have won the Grand Slam, but by the time he left, the historical challenge didn't mean anything. He was bigger than the game. He was like Elvis or Liz Taylor or somebody."
Laver Cup
From 22 to 24 September 2017, Borg was the victorious captain of Team Europe in the first-ever edition of the Laver Cup, held in Prague, Czech Republic. Borg's Team Europe defeated a rest of the world team, known as Team World, who were coached by Borg's old rival, John McEnroe. Europe won the contest 15 points to 9, with Roger Federer achieving a narrow vital victory over Nick Kyrgios in the last match played.
Borg returned as the coach of Team Europe for the second edition in Chicago, Illinois from 21 to 23 September 2018. McEnroe also returned as the coach for Team World. Borg again led Europe to victory as Alexander Zverev defeated Kevin Anderson to secure the title 13–8, after trailing Anderson in the match tiebreak until the last few points.
In the tournament's third edition, held in Geneva, Switzerland, from 20 to 22 September 2019, Borg captained Team Europe to a third consecutive victory, defeating McEnroe's Team World 13 points to 11, with Zverev again winning the deciding match.
The fourth edition was held in Boston from 24 to 26 September 2021, having had its original September 2020 date postponed due to the COVID-19 pandemic. Borg once again returned as captain of Team Europe, which had a resounding win over Team World, defeating McEnroe's players 14 to 1.
Career statistics
Singles performance timeline
The Australian Open was held twice in 1977, in January and December. Borg did not play in either.
The 1972 US Open had a special preliminary round before the main 128 player draw began.
Records
These records were attained in the entire period of tennis from 1877.
Records in bold indicate peer-less achievements.
^ Denotes consecutive streak.
All-time records
Open Era records
These records were attained in the Open Era period of tennis from 1968.
Records in bold indicate peer-less achievements.
^ Denotes consecutive streak.
Professional awards
ITF World Champion: 1978, 1979, 1980
ATP Player of the Year: 1976, 1977, 1978, 1979, 1980
See also
Borg–McEnroe rivalry
Borg–Connors rivalry
List of Grand Slam men's singles champions
List of Swedish sportspeople
World number one male tennis player rankings
Björn Borg (brand)
Notes
References
Sources
John Barrett, editor, World of Tennis Yearbooks, London, from 1976 through 1983.
Michel Sutter, Vainqueurs Winners 1946–2003, Paris, 2003. Sutter has attempted to list all tournaments meeting his criteria for selection beginning with 1946 and ending in the fall of 1991. For each tournament, he has indicated the city, the date of the final, the winner, the runner-up, and the score of the final. A tournament is included in his list if: (1) the draw for the tournament included at least eight players (with a few exceptions, such as the Pepsi Grand Slam tournaments in the second half of the 1970s which included only players that had won a Grand Slam tournament); and (2) the level of the tournaments was at least equal to the present day challenger tournaments. Sutter's book is probably the most exhaustive source of tennis tournament information since World War II, even though some professional tournaments held before the start of the open era are missing. Later, Sutter issued a second edition of his book, with only the players, their wins, and years for the 1946 through 27 April 2003, period.
Video
The Wimbledon Collection – Legends of Wimbledon – Björn Borg Standing Room Only, DVD Release Date: 21 September 2004, Run Time: 52 minutes, ASIN: B0002HODA4.
The Wimbledon Collection – The Classic Match – Borg vs. McEnroe 1981 Final Standing Room Only, DVD Release Date: 21 September 2004, Run Time: 210 minutes, ASIN: B0002HODAE.
The Wimbledon Collection – The Classic Match – Borg vs. McEnroe 1980 Final Standing Room Only, DVD Release Date: 21 September 2004, Run Time: 240 minutes; ASIN: B0002HOEK8.
Wimbledon Classic Match: Gerulaitis vs Borg Standing Room Only, DVD Release Date: 31 October 2006, Run Time: 180 minutes, ASIN: B000ICLR8O.
External links
(archive)
BBC profile
Sunday Times article 5 July 2009
French Open champions
International Tennis Hall of Fame inductees
Living people
People from Monte Carlo
Sportspeople from Södertälje
Tennis players from Stockholm
Swedish expatriate sportspeople in Monaco
Swedish male tennis players
Wimbledon champions
Wimbledon junior champions
1956 births
Grand Slam (tennis) champions in men's singles
Grand Slam (tennis) champions in boys' singles
Masters tennis players
ATP number 1 ranked singles tennis players
ITF World Champions |
4606 | https://en.wikipedia.org/wiki/Battle%20of%20the%20Nile | Battle of the Nile | The Battle of the Nile (also known as the Battle of Aboukir Bay; ) was a major naval battle fought between the British Royal Navy and the Navy of the French Republic at Aboukir Bay on the Mediterranean coast off the Nile Delta of Egypt from the 1st to the 3rd of August 1798. The battle was the climax of a naval campaign that had raged across the Mediterranean during the previous three months, as a large French convoy sailed from Toulon to Alexandria carrying an expeditionary force under General Napoleon Bonaparte. The British fleet was led in the battle by Rear-Admiral Sir Horatio Nelson; they decisively defeated the French under Vice-Admiral François-Paul Brueys d'Aigalliers.
Bonaparte sought to invade Egypt as the first step in a campaign against British India, as part of a greater effort to drive Britain out of the French Revolutionary Wars. As Bonaparte's fleet crossed the Mediterranean, it was pursued by a British force under Nelson who had been sent from the British fleet in the Tagus to learn the purpose of the French expedition and to defeat it. He chased the French for more than two months, on several occasions missing them only by a matter of hours. Bonaparte was aware of Nelson's pursuit and enforced absolute secrecy about his destination. He was able to capture Malta and then land in Egypt without interception by the British naval forces.
With the French army ashore, the French fleet anchored in Aboukir Bay, northeast of Alexandria. Commander Vice-Admiral François-Paul Brueys d'Aigalliers believed that he had established a formidable defensive position. The British fleet arrived off Egypt on 1 August and discovered Brueys's dispositions, and Nelson ordered an immediate attack. His ships advanced on the French line and split into two divisions as they approached. One cut across the head of the line and passed between the anchored French and the shore, while the other engaged the seaward side of the French fleet.
Trapped in a crossfire, the leading French warships were battered into surrender during a fierce three-hour battle, although the centre of the line held out for a while until more British ships were able to join the attack. At 22:00, the French flagship exploded which prompted the rear division of the French fleet to attempt to break out of the bay. With Brueys dead and his vanguard and centre defeated, only two ships of the line and two frigates escaped from a total of 17 ships engaged.
The battle reversed the strategic situation between the two nations' forces in the Mediterranean and entrenched the Royal Navy in the dominant position that it retained for the rest of the Napoleonic Wars. It also encouraged other European countries to turn against France, and was a factor in the outbreak of the War of the Second Coalition. Bonaparte's army was trapped in Egypt, and Royal Navy dominance off the Syrian coast contributed significantly to the French defeat at the siege of Acre in 1799 which preceded Bonaparte's abandonment of Egypt and return to Europe. Nelson had been wounded in the battle, and he was proclaimed a hero across Europe and was subsequently made Baron Nelson—although he was privately dissatisfied with his rewards. His captains were also highly praised and went on to form the nucleus of the legendary Nelson's Band of Brothers. The legend of the battle has remained prominent in the popular consciousness, with perhaps the best-known representation being Felicia Hemans' 1826 poem Casabianca.
Background
Napoleon Bonaparte's victories in northern Italy over the Austrian Empire helped secure victory for the French in the War of the First Coalition in 1797, and Great Britain remained the only major European power still at war with the French Republic. The French Directory investigated a number of strategic options to counter British opposition, including projected invasions of Ireland and Britain and the expansion of the French Navy to challenge the Royal Navy at sea. Despite significant efforts, British control of Northern European waters rendered these ambitions impractical in the short term, and the Royal Navy remained firmly in control of the Atlantic Ocean. However, the French navy was dominant in the Mediterranean, following the withdrawal of the British fleet after the outbreak of war between Britain and Spain in 1796. This allowed Bonaparte to propose an invasion of Egypt as an alternative to confronting Britain directly, believing that the British would be too distracted by an imminent Irish uprising to intervene in the Mediterranean.
Bonaparte believed that, by establishing a permanent presence in Egypt (nominally part of the neutral Ottoman Empire), the French would obtain a staging point for future operations against British India, possibly by means of an alliance with the Tipu Sultan of Seringapatam, that might successfully drive the British out of the war. The campaign would sever the chain of communication that connected Britain with India, an essential part of the British Empire whose trade generated the wealth that Britain required to prosecute the war successfully. The French Directory agreed with Bonaparte's plans, although a major factor in their decision was a desire to see the politically ambitious Bonaparte and the fiercely loyal veterans of his Italian campaigns travel as far from France as possible. During the spring of 1798, Bonaparte assembled more than 35,000 soldiers in Mediterranean France and Italy and developed a powerful fleet at Toulon. He also formed the Commission des Sciences et des Arts, a body of scientists and engineers intended to establish a French colony in Egypt. Napoleon kept the destination of the expedition top secret—most of the army's officers did not know of its target, and Bonaparte did not publicly reveal his goal until the first stage of the expedition was complete.
Mediterranean campaign
Bonaparte's armada sailed from Toulon on 19 May, making rapid progress through the Ligurian Sea and collecting more ships at Genoa, before sailing southwards along the Sardinian coast and passing Sicily on 7 June. On 9 June, the fleet arrived off Malta, then under the ownership of the Knights of St. John of Jerusalem, ruled by Grand Master Ferdinand von Hompesch zu Bolheim. Bonaparte demanded that his fleet be permitted entry to the fortified harbour of Valletta. When the Knights refused, the French general responded by ordering a large scale invasion of the Maltese Islands, overrunning the defenders after 24 hours of skirmishing. The Knights formally surrendered on 12 June and, in exchange for substantial financial compensation, handed the islands and all of their resources over to Bonaparte, including the extensive property of the Roman Catholic Church on Malta. Within a week, Bonaparte had resupplied his ships, and on 19 June, his fleet departed for Alexandria in the direction of Crete, leaving 4,000 men at Valletta under General Claude-Henri Vaubois to ensure French control of the islands.
While Bonaparte was sailing to Malta, the Royal Navy re-entered the Mediterranean for the first time in more than a year. Alarmed by reports of French preparations on the Mediterranean coast, Lord Spencer at the Admiralty sent a message to Vice-Admiral Earl St. Vincent, commander of the Mediterranean Fleet based in the Tagus, to despatch a squadron to investigate. This squadron, consisting of three ships of the line and three frigates, was entrusted to Rear-Admiral Sir Horatio Nelson.
Nelson was a highly experienced officer who had been blinded in one eye during fighting in Corsica in 1794 and subsequently commended for his capture of two Spanish ships of the line at the Battle of Cape St. Vincent in February 1797. In July 1797, he lost an arm at the Battle of Santa Cruz de Tenerife and had been forced to return to Britain to recuperate. Returning to the fleet at the Tagus in late April 1798, he was ordered to collect the squadron stationed at Gibraltar and sail for the Ligurian Sea. On 21 May, as Nelson's squadron approached Toulon, it was struck by a fierce gale and Nelson's flagship, , lost its topmasts and was almost wrecked on the Corsican coast. The remainder of the squadron was scattered. The ships of the line sheltered at San Pietro Island off Sardinia; the frigates were blown to the west and failed to return.
On 7 June, following hasty repairs to his flagship, a fleet consisting of ten ships of the line and a fourth-rate joined Nelson off Toulon. The fleet, under the command of Captain Thomas Troubridge, had been sent by Earl St. Vincent to reinforce Nelson, with orders that he was to pursue and intercept the Toulon convoy. Although he now had enough ships to challenge the French fleet, Nelson suffered two great disadvantages: He had no intelligence regarding the destination of the French, and no frigates to scout ahead of his force. Striking southwards in the hope of collecting information about French movements, Nelson's ships stopped at Elba and Naples, where the British ambassador, Sir William Hamilton, reported that the French fleet had passed Sicily headed in the direction of Malta. Despite pleas from Nelson and Hamilton, King Ferdinand of Naples refused to lend his frigates to the British fleet, fearing French reprisals. On 22 June, a brig sailing from Ragusa brought Nelson the news that the French had sailed eastwards from Malta on 16 June. After conferring with his captains, the admiral decided that the French target must be Egypt and set off in pursuit. Incorrectly believing the French to be five days ahead rather than two, Nelson insisted on a direct route to Alexandria without deviation.
On the evening of 22 June, Nelson's fleet passed the French in the darkness, overtaking the slow invasion convoy without realising how close they were to their target. Making rapid time on a direct route, Nelson reached Alexandria on 28 June and discovered that the French were not there. After a meeting with the suspicious Ottoman commander, Sayyid Muhammad Kurayyim, Nelson ordered the British fleet northwards, reaching the coast of Anatolia on 4 July and turning westwards back towards Sicily. Nelson had missed the French by less than a day—the scouts of the French fleet arrived off Alexandria in the evening of 29 June.
Concerned by his near encounter with Nelson, Bonaparte ordered an immediate invasion, his troops coming ashore in a poorly managed amphibious operation in which at least 20 drowned. Marching along the coast, the French army stormed Alexandria and captured the city, after which Bonaparte led the main force of his army inland. He instructed his naval commander, Vice-Admiral François-Paul Brueys D'Aigalliers, to anchor in Alexandria harbour, but naval surveyors reported that the channel into the harbour was too shallow and narrow for the larger ships of the French fleet. As a result, the French selected an alternative anchorage at Aboukir Bay, northeast of Alexandria.
Nelson's fleet reached Syracuse in Sicily on 19 July and took on essential supplies. There the admiral wrote letters describing the events of the previous months: "It is an old saying, 'the Devil's children have the Devil's luck.' I cannot find, or at this moment learn, beyond vague conjecture where the French fleet are gone to. All my ill fortune, hitherto, has proceeded from want of frigates." Meanwhile, the French were securing Egypt by the Battle of the Pyramids. By 24 July, the British fleet was resupplied and, having determined that the French must be somewhere in the Eastern Mediterranean, Nelson sailed again in the direction of the Morea. On 28 July, at Coron, Nelson finally obtained intelligence describing the French attack on Egypt and turned south across the Mediterranean. His scouts, and , sighted the French transport fleet at Alexandria on the afternoon of 1 August.
Aboukir Bay
When Alexandria harbour had proved inadequate for his fleet, Brueys had gathered his captains and discussed their options. Bonaparte had ordered the fleet to anchor in Aboukir Bay, a shallow and exposed anchorage, but had supplemented the orders with the suggestion that, if Aboukir Bay was too dangerous, Brueys could sail north to Corfu, leaving only the transports and a handful of lighter warships at Alexandria. Brueys refused, in the belief that his squadron could provide essential support to the French army on shore, and called his captains aboard his 120-gun flagship to discuss their response should Nelson discover the fleet in its anchorage. Despite vocal opposition from Contre-amiral Armand Blanquet, who insisted that the fleet would be best able to respond in open water, the rest of the captains agreed that anchoring in a line of battle inside the bay presented the strongest tactic for confronting Nelson. It is possible that Bonaparte envisaged Aboukir Bay as a temporary anchorage: on 27 July, he expressed the expectation that Brueys had already transferred his ships to Alexandria, and three days later, he issued orders for the fleet to make for Corfu in preparation for naval operations against the Ottoman territories in the Balkans, although Bedouin partisans intercepted and killed the courier carrying the instructions.
Aboukir Bay is a coastal indentation across, stretching from the village of Abu Qir in the west to the town of Rosetta to the east, where one of the mouths of the River Nile empties into the Mediterranean. In 1798, the bay was protected at its western end by extensive rocky shoals which ran into the bay from a promontory guarded by Aboukir Castle. A small fort situated on an island among the rocks protected the shoals. The fort was garrisoned by French soldiers and armed with at least four cannon and two heavy mortars. Brueys had augmented the fort with his bomb vessels and gunboats, anchored among the rocks to the west of the island in a position to give support to the head of the French line. Further shoals ran unevenly to the south of the island and extended across the bay in a rough semicircle approximately from the shore. These shoals were too shallow to permit the passage of larger warships, and so Brueys ordered his thirteen ships of the line to form up in a line of battle following the northeastern edge of the shoals to the south of the island, a position that allowed the ships to disembark supplies from their port sides while covering the landings with their starboard batteries. Orders were issued for each ship to attach strong cables to the bow and stern of their neighbours, which would effectively turn the line into a long battery forming a theoretically impregnable barrier. Brueys positioned a second, inner line of four frigates approximately west of the main line, roughly halfway between the line and the shoal. The van of the French line was led by , positioned southeast of Aboukir Island and about from the edge of the shoals that surrounded the island. The line stretched southeast, with the centre bowed seawards away from the shoal. The French ships were spaced at intervals of and the whole line was long, with the flagship Orient at the centre and two large 80-gun ships anchored on either side. The rear division of the line was under the command of Contre-amiral Pierre-Charles Villeneuve in .
In deploying his ships in this way, Brueys hoped that the British would be forced by the shoals to attack his strong centre and rear, allowing his van to use the prevailing northeasterly wind to counterattack the British once they were engaged. However, he had made a serious misjudgement: he had left enough room between Guerrier and the shoals for an enemy ship to cut across the head of the French line and proceed between the shoals and the French ships, allowing the unsupported vanguard to be caught in a crossfire by two divisions of enemy ships. Compounding this error, the French only prepared their ships for battle on their starboard (seaward) sides, from which they expected the attack would have to come; their landward port sides were unprepared.
The port side gun ports were closed, and the decks on that side were uncleared, with various stored items blocking access to the guns. Brueys' dispositions had a second significant flaw: The 160-yard gaps between ships were large enough for a British ship to push through and break the French line. Furthermore, not all of the French captains had followed Brueys' orders to attach cables to their neighbours' bow and stern, which would have prevented such a manoeuvre. The problem was exacerbated by orders to only anchor at the bow, which allowed the ships to swing with the wind and widened the gaps. It also created areas within the French line not covered by the broadside of any ship. British vessels could anchor in those spaces and engage the French without reply. In addition, the deployment of Brueys' fleet prevented the rear from effectively supporting the van due to the prevailing winds.
A more pressing problem for Brueys was a lack of food and water for the fleet: Bonaparte had unloaded almost all of the provisions carried aboard and no supplies were reaching the ships from the shore. To remedy this, Brueys sent foraging parties of 25 men from each ship along the coast to requisition food, dig wells, and collect water. Constant attacks by Bedouin partisans, however, required escorts of heavily armed guards for each party. Hence, up to a third of the fleet's sailors were away from their ships at any one time. Brueys wrote a letter describing the situation to Minister of Marine Étienne Eustache Bruix, reporting that "Our crews are weak, both in number and quality. Our rigging, in general, out of repair, and I am sure it requires no little courage to undertake the management of a fleet furnished with such tools."
Battle
Nelson's arrival
Although initially disappointed that the main French fleet was not at Alexandria, Nelson knew from the presence of the transports that they must be nearby. At 14:00 on 1 August, lookouts on reported the French anchored in Aboukir Bay, its signal lieutenant just beating the lieutenant on with the signal, but inaccurately describing 16 French ships of the line instead of 13. At the same time, French lookouts on , the ninth ship in the French line, sighted the British fleet approximately nine nautical miles off the mouth of Aboukir Bay. The French initially reported just 11 British ships – Swiftsure and Alexander were still returning from their scouting operations at Alexandria, and so were to the west of the main fleet, out of sight. Troubridge's ship, , was also some distance from the main body, towing a captured merchant ship. At the sight of the French, Troubridge abandoned the vessel and made strenuous efforts to rejoin Nelson. Due to the need for so many sailors to work onshore, Brueys had not deployed any of his lighter warships as scouts, which left him unable to react swiftly to the sudden appearance of the British.
As his ships readied for action, Brueys ordered his captains to gather for a conference on Orient and hastily recalled his shore parties, although most had still not returned by the start of the battle. To replace them, large numbers of men were taken out of the frigates and distributed among the ships of the line. Brueys also hoped to lure the British fleet onto the shoals at Aboukir Island, sending the brigs and Railleur to act as decoys in the shallow waters. By 16:00, Alexander and Swiftsure were also in sight, although some distance from the main British fleet. Brueys gave orders to abandon the plan to remain at anchor and instead for his line to set sail. Blanquet protested the order on the grounds that there were not enough men aboard the French ships to both sail the ships and man the guns. Nelson gave orders for his leading ships to slow down, to allow the British fleet to approach in a more organised formation. This convinced Brueys that rather than risk an evening battle in confined waters, the British were planning to wait for the following day. He rescinded his earlier order to sail. Brueys may have been hoping that the delay would allow him to slip past the British during the night and thus follow Bonaparte's orders not to engage the British fleet directly if he could avoid it.
Nelson ordered the fleet to slow down at 16:00 to allow his ships to rig "springs" on their anchor cables, a system of attaching the bow anchor that increased stability and allowed his ships to swing their broadsides to face an enemy while stationary. It also increased manoeuvrability and therefore reduced the risk of coming under raking fire. Nelson's plan, shaped through discussion with his senior captains during the return voyage to Alexandria, was to advance on the French and pass down the seaward side of the van and centre of the French line, so that each French ship would face two British ships and the massive Orient would be fighting against three. The direction of the wind meant that the French rear division would be unable to join the battle easily and would be cut off from the front portions of the line. To ensure that in the smoke and confusion of a night battle his ships would not accidentally open fire on one another, Nelson ordered that each ship prepare four horizontal lights at the head of their mizzen mast and hoist an illuminated White Ensign, which was different enough from the French tricolour that it would not be mistaken in poor visibility, reducing the risk that British ships might fire on one another in the darkness. As his ship was readied for battle, Nelson held a final dinner with Vanguards officers, announcing as he rose: "Before this time tomorrow I shall have gained a peerage or Westminster Abbey," in reference to the rewards of victory or the traditional burial place of British military heroes.
Shortly after the French order to set sail was abandoned, the British fleet began rapidly approaching once more. Brueys, now expecting to come under attack that night, ordered each of his ships to place springs on their anchor cables and prepare for action. He sent the Alerte ahead, which passed close to the leading British ships and then steered sharply to the west over the shoal, in the hope that the ships of the line might follow and become grounded. None of Nelson's captains fell for the ruse and the British fleet continued undeterred. At 17:30, Nelson hailed one of his two leading ships, HMS Zealous under Captain Samuel Hood, which had been racing Goliath to be the first to fire on the French. The admiral ordered Hood to establish the safest course into the harbour. The British had no charts of the depth or shape of the bay, except a rough sketch map Swiftsure had obtained from a merchant captain, an inaccurate British atlas on Zealous, and a 35-year-old French map aboard Goliath. Hood replied that he would take careful soundings as he advanced to test the depth of the water, and that, "If you will allow the honour of leading you into battle, I will keep the lead going." Shortly afterwards, Nelson paused to speak with the brig , whose commander, Lieutenant Thomas Hardy, had seized some maritime pilots from a small Alexandrine vessel. As Vanguard came to a stop, the following ships slowed. This caused a gap to open up between Zealous and Goliath and the rest of the fleet. To counter this effect, Nelson ordered under Captain Ralph Miller to pass his flagship and join Zealous and Goliath in the vanguard. By 18:00, the British fleet was again under full sail, Vanguard sixth in the line of ten ships as Culloden trailed behind to the north and Alexander and Swiftsure hastened to catch up to the west. Following the rapid change from a loose formation to a rigid line of battle, both fleets raised their colours; each British ship hoisted additional Union Flags in its rigging in case its main flag was shot away. At 18:20, as Goliath and Zealous rapidly bore down on them, the leading French ships Guerrier and opened fire.
Ten minutes after the French opened fire, Goliath, ignoring fire from the fort to starboard and from Guerrier to port, most of which was too high to trouble the ship, crossed the head of the French line. Captain Thomas Foley had noticed as he approached that there was an unexpected gap between Guerrier and the shallow water of the shoal. On his own initiative, Foley decided to exploit this tactical error and changed his angle of approach to sail through the gap. As the bow of Guerrier came within range, Goliath opened fire, inflicting severe damage with a double-shotted raking broadside as the British ship turned to port and passed down the unprepared port side of Guerrier. Foley's Royal Marines and a company of Austrian grenadiers joined the attack, firing their muskets. Foley had intended to anchor alongside the French ship and engage it closely, but his anchor took too long to descend and his ship passed Guerrier entirely. Goliath eventually stopped close to the bow of Conquérant, opening fire on the new opponent and using the unengaged starboard guns to exchange occasional shots with the frigate and bomb vessel Hercule, which were anchored inshore of the battle line.
Foley's attack was followed by Hood in Zealous, who also crossed the French line and successfully anchored next to Guerrier in the space Foley had intended, engaging the lead ship's bow from close range. Within five minutes Guerriers foremast had fallen, to cheers from the crews of the approaching British ships. The speed of the British advance took the French captains by surprise; they were still aboard Orient in conference with the admiral when the firing started. Hastily launching their boats, they returned to their vessels. Captain Jean-François-Timothée Trullet of Guerrier shouted orders from his barge for his men to return fire on Zealous.
The third British ship into action was under Captain Sir James Saumarez, which rounded the engagement at the head of the battle line and passed between the French main line and the frigates that lay closer inshore. As he did so, the frigate Sérieuse opened fire on Orion, wounding two men. The convention in naval warfare of the time was that ships of the line did not attack frigates when there were ships of equal size to engage, but in firing first French Captain Claude-Jean Martin had negated the rule. Saumarez waited until the frigate was at close range before replying. Orion needed just one broadside to reduce the frigate to a wreck, and Martin's disabled ship drifted away over the shoal. During the delay this detour caused, two other British ships joined the battle: Theseus, which had been disguised as a first-rate ship, followed Foley's track across Guerriers bow. Miller steered his ship through the middle of the melee between the anchored British and French ships until he encountered the third French ship, . Anchoring to port, Miller's ship opened fire at close range. under Captain Davidge Gould crossed the French line between Guerrier and Conquérant, anchoring between the ships and raking them both. Orion then rejoined the action further south than intended, firing on the fifth French ship, Peuple Souverain, and Admiral Blanquet's flagship, .
The next three British ships, Vanguard in the lead followed by and , remained in line of battle formation and anchored on the starboard side of the French line at 18:40. Nelson focused his flagship's fire on Spartiate, while Captain Thomas Louis in Minotaur attacked the unengaged and Captain John Peyton in Defence joined the attack on Peuple Souverain. With the French vanguard now heavily outnumbered, the following British ships, and , passed by the melee and advanced on the so far unengaged French centre. Both ships were soon fighting enemies much more powerful than they and began to take severe damage. Captain Henry Darby on Bellerophon missed his intended anchor near Franklin and instead found his ship underneath the main battery of the French flagship. Captain George Blagdon Westcott on Majestic also missed his station and almost collided with Heureux, coming under heavy fire from . Unable to stop in time, Westcott's jib boom became entangled with Tonnants shroud.
The French suffered too, Admiral Brueys on Orient was severely wounded in the face and hand by flying debris during the opening exchange of fire with Bellerophon. The final ship of the British line, Culloden under Troubridge, sailed too close to Aboukir Island in the growing darkness and became stuck fast on the shoal. Despite strenuous efforts from the Cullodens boats, the brig Mutine and the 50-gun under Captain Thomas Thompson, the ship of the line could not be moved, and the waves drove Culloden further onto the shoal, inflicting severe damage to the ship's hull.
Surrender of the French vanguard
At 19:00 the identifying lights in the mizzenmasts of the British fleet were lit. By this time, Guerrier had been completely dismasted and heavily battered. Zealous by contrast was barely touched: Hood had situated Zealous outside the arc of most of the French ship's broadsides, and in any case Guerrier was not prepared for an engagement on both sides simultaneously, with its port guns blocked by stores. Although their ship was a wreck, the crew of Guerrier refused to surrender, continuing to fire the few functional guns whenever possible despite heavy answering fire from Zealous. In addition to his cannon fire, Hood called up his marines and ordered them to fire volleys of musket shot at the deck of the French ship, driving the crew out of sight but still failing to secure the surrender from Captain Trullet. It was not until 21:00, when Hood sent a small boat to Guerrier with a boarding party, that the French ship finally surrendered. Conquérant was defeated more rapidly, after heavy broadsides from passing British ships and the close attentions of Audacious and Goliath brought down all three masts before 19:00. With his ship immobile and badly damaged, the mortally wounded Captain Etienne Dalbarade struck his colours and a boarding party seized control. Unlike Zealous, these British ships suffered relatively severe damage in the engagement. Goliath lost most of its rigging, suffered damage to all three masts and suffered more than 60 casualties. With his opponents defeated, Captain Gould on Audacious used the spring on his cable to transfer fire to Spartiate, the next French ship in line. To the west of the battle the battered Sérieuse sank over the shoal. Her masts protruded from the water as survivors scrambled into boats and rowed for the shore.
The transfer of Audaciouss broadside to Spartiate meant that Captain Maurice-Julien Emeriau now faced three opponents. Within minutes all three of his ship's masts had fallen, but the battle around Spartiate continued until 21:00, when the badly wounded Emeriau ordered his colours struck. Although Spartiate was outnumbered, it had been supported by the next in line, Aquilon, which was the only ship of the French van squadron fighting a single opponent, Minotaur. Captain Antoine René Thévenard used the spring on his anchor cable to angle his broadside into a raking position across the bow of Nelson's flagship, which consequently suffered more than 100 casualties, including the admiral. At approximately 20:30, an iron splinter fired in a langrage shot from Spartiate struck Nelson over his blinded right eye. The wound caused a flap of skin to fall across his face, rendering him temporarily completely blind. Nelson collapsed into the arms of Captain Edward Berry and was carried below. Certain that his wound was fatal, he cried out "I am killed, remember me to my wife", and called for his chaplain, Stephen Comyn. The wound was immediately inspected by Vanguards surgeon Michael Jefferson, who informed the admiral that it was a simple flesh wound and stitched the skin together. Nelson subsequently ignored Jefferson's instructions to remain inactive, returning to the quarterdeck shortly before the explosion on Orient to oversee the closing stages of the battle. Although Thévenard's manoeuvre was successful, it placed his own bow under Minotaurs guns and by 21:25 the French ship was dismasted and battered, Captain Thévenard killed and his junior officers forced to surrender. With his opponent defeated, Captain Thomas Louis then took Minotaur south to join the attack on Franklin.
Defence and Orion attacked the fifth French ship, Peuple Souverain, from either side and the ship rapidly lost the fore and main masts. Aboard the Orion, a wooden block was smashed off one of the ship's masts, killing two men before wounding Captain Saumarez in the thigh. On Peuple Souverain, Captain Pierre-Paul Raccord was badly wounded and ordered his ship's anchor cable cut in an effort to escape the bombardment. Peuple Souverain drifted south towards the flagship Orient, which mistakenly opened fire on the darkened vessel. Orion and Defence were unable to immediately pursue. Defence had lost its fore topmast and an improvised fireship that drifted through the battle narrowly missed Orion. The origin of this vessel, an abandoned and burning ship's boat laden with highly flammable material, is uncertain, but it may have been launched from Guerrier as the battle began. Peuple Souverain anchored not far from Orient, but took no further part in the fighting. The wrecked ship surrendered during the night. Franklin remained in combat, but Blanquet had suffered a severe head wound and Captain Gillet had been carried below unconscious with severe wounds. Shortly afterwards, a fire broke out on the quarterdeck after an arms locker exploded, which was eventually extinguished with difficulty by the crew.
To the south, HMS Bellerophon was in serious trouble as the huge broadside of Orient pounded the ship. At 19:50 the mizzenmast and main mast both collapsed and fires broke out simultaneously at several points. Although the blazes were extinguished, the ship had suffered more than 200 casualties. Captain Darby recognised that his position was untenable and ordered the anchor cables cut at 20:20. The battered ship drifted away from the battle under continued fire from Tonnant as the foremast collapsed as well. Orient had also suffered significant damage and Admiral Brueys had been struck in the midriff by a cannonball that almost cut him in half. He died fifteen minutes later, remaining on deck and refusing to be carried below. Orients captain, Luc-Julien-Joseph Casabianca, was also wounded, struck in the face by flying debris and knocked unconscious, while his twelve-year-old son had a leg torn off by a cannonball as he stood beside his father. The most southerly British ship, Majestic, had become briefly entangled with the 80-gun Tonnant, and in the resulting battle, suffered heavy casualties. Captain George Blagdon Westcott was among the dead, killed by French musket fire. Lieutenant Robert Cuthbert assumed command and successfully disentangled his ship, allowing the badly damaged Majestic to drift further southwards so that by 20:30 it was stationed between Tonnant and the next in line, Heureux, engaging both. To support the centre, Captain Thompson of Leander abandoned the futile efforts to drag the stranded Culloden off the shoal and sailed down the embattled French line, entering the gap created by the drifting Peuple Souverain and opening a fierce raking fire on Franklin and Orient.
While the battle raged in the bay, the two straggling British ships made strenuous efforts to join the engagement, focusing on the flashes of gunfire in the darkness. Warned away from the Aboukir shoals by the grounded Culloden, Captain Benjamin Hallowell in Swiftsure passed the melee at the head of the line and aimed his ship at the French centre. Shortly after 20:00, a dismasted hulk was spotted drifting in front of Swiftsure and Hallowell initially ordered his men to fire before rescinding the order, concerned for the identity of the strange vessel. Hailing the battered ship, Hallowell received the reply "Bellerophon, going out of action disabled." Relieved that he had not accidentally attacked one of his own ships in the darkness, Hallowell pulled up between Orient and Franklin and opened fire on them both. Alexander, the final unengaged British ship, which had followed Swiftsure, pulled up close to Tonnant, which had begun to drift away from the embattled French flagship. Captain Alexander Ball then joined the attack on Orient.
Destruction of Orient
At 21:00, the British observed a fire on the lower decks of the Orient, the French flagship. Identifying the danger this posed to the Orient, Captain Hallowell directed his gun crews to fire their guns directly into the blaze. Sustained British gun fire spread the flames throughout the ship's stern and prevented all efforts to extinguish them. Within minutes the fire had ascended the rigging and set the vast sails alight. The nearest British ships, Swiftsure, Alexander, and Orion, all stopped firing, closed their gunports, and began edging away from the burning ship in anticipation of the detonation of the enormous ammunition supplies stored on board. In addition, they took crews away from the guns to form fire parties and to soak the sails and decks in seawater to help contain any resulting fires. Likewise the French ships Tonnant, Heureux, and all cut their anchor cables and drifted southwards away from the burning ship. At 22:00 the fire reached the magazines, and the Orient was destroyed by a massive explosion. The concussion of the blast was powerful enough to rip open the seams of the nearest ships, and flaming wreckage landed in a huge circle, much of it flying directly over the surrounding ships into the sea beyond. Falling wreckage started fires on Swiftsure, Alexander, and Franklin, although in each case teams of sailors with water buckets succeeded in extinguishing the flames, despite a secondary explosion on Franklin.
It has never been firmly established how the fire on Orient broke out, but one common account is that jars of oil and paint had been left on the poop deck, instead of being properly stowed after painting of the ship's hull had been completed shortly before the battle. Burning wadding from one of the British ships is believed to have floated onto the poop deck and ignited the paint. The fire rapidly spread through the admiral's cabin and into a ready magazine that stored carcass ammunition, which was designed to burn more fiercely in water than in air. Alternatively, Fleet Captain Honoré Ganteaume later reported the cause as an explosion on the quarterdeck, preceded by a series of minor fires on the main deck among the ship's boats. Whatever its origin, the fire spread rapidly through the ship's rigging, unchecked by the fire pumps aboard, which had been smashed by British shot. A second blaze then began at the bow, trapping hundreds of sailors in the ship's waist. Subsequent archaeological investigation found debris scattered over of seabed and evidence that the ship was wracked by two explosions. Hundreds of men dived into the sea to escape the flames, but fewer than 100 survived the blast. British boats picked up approximately 70 survivors, including the wounded staff officer Léonard-Bernard Motard. A few others, including Ganteaume, managed to reach the shore on rafts. The remainder of the crew, numbering more than 1,000 men, were killed, including Captain Casabianca and his son, Giocante.
For ten minutes after the explosion there was no firing; sailors from both sides were either too shocked by the blast or desperately extinguishing fires aboard their own ships to continue the fight. During the lull, Nelson gave orders that boats be sent to pull survivors from the water around the remains of Orient. At 22:10, Franklin restarted the engagement by firing on Swiftsure. Isolated and battered, Blanquet's ship was soon dismasted and the admiral, suffering a severe head wound, was forced to surrender by the combined firepower of Swiftsure and Defence. More than half of Franklins crew had been killed or wounded.
By midnight only Tonnant remained engaged, as Commodore Aristide Aubert Du Petit Thouars continued his fight with Majestic and fired on Swiftsure when the British ship moved within range. By 03:00, after more than three hours of close quarter combat, Majestic had lost its main and mizzen masts while Tonnant was a dismasted hulk. Although Captain Du Petit Thouars had lost both legs and an arm he remained in command, insisting on having the tricolour nailed to the mast to prevent it from being struck and giving orders from his position propped up on deck in a bucket of wheat. Under his guidance, the battered Tonnant gradually drifted southwards away from the action to join the southern division under Villeneuve, who failed to bring these ships into effective action. Throughout the engagement the French rear had kept up an arbitrary fire on the battling ships ahead. The only noticeable effect was the smashing of s rudder by misdirected fire from the neighbouring .
Morning
As the sun rose at 04:00 on 2 August, firing broke out once again between the French southern division of Guillaume Tell, Tonnant, Généreux and Timoléon and the battered Alexander and Majestic. Although briefly outmatched, the British ships were soon joined by Goliath and Theseus. As Captain Miller manoeuvred his ship into position, Theseus briefly came under fire from the frigate . Miller turned his ship towards Artémise, but Captain Pierre-Jean Standelet struck his flag and ordered his men to abandon the frigate. Miller sent a boat under Lieutenant William Hoste to take possession of the empty vessel, but Standelet had set fire to his ship as he left and Artémise blew up shortly afterwards. The surviving French ships of the line, covering their retreat with gunfire, gradually pulled to the east away from the shore at 06:00. Zealous pursued, and was able to prevent the frigate from boarding Bellerophon, which was anchored at the southern point of the bay undergoing hasty repairs.
Two other French ships still flew the tricolour, but neither was in a position to either retreat or fight. When Heureux and Mercure had cut their anchor cables to escape the exploding Orient, their crews had panicked and neither captain (both of whom were wounded) had managed to regain control of his ship. As a result, both vessels had drifted onto the shoal. Alexander, Goliath, Theseus and Leander attacked the stranded and defenceless ships, and both surrendered within minutes. The distractions provided by Heureux, Mercure and Justice allowed Villeneuve to bring most of the surviving French ships to the mouth of the bay at 11:00. On the dismasted Tonnant, Commodore Du Petit Thouars was now dead from his wounds and thrown overboard at his own request. As the ship was unable to make the required speed it was driven ashore by its crew. Timoléon was too far south to escape with Villeneuve and, in attempting to join the survivors, had also grounded on the shoal. The force of the impact dislodged the ship's foremast. The remaining French vessels: the ships of the line Guillaume Tell and Généreux and the frigates Justice and , formed up and stood out to sea, pursued by Zealous. Despite strenuous efforts, Captain Hood's isolated ship came under heavy fire and was unable to cut off the trailing Justice as the French survivors escaped seawards. Zealous was struck by a number of French shot and lost one man killed.
For the remainder of 2 August Nelson's ships made improvised repairs and boarded and consolidated their prizes. Culloden especially required assistance. Troubridge, having finally dragged his ship off the shoal at 02:00, found that he had lost his rudder and was taking on more than of water an hour. Emergency repairs to the hull and fashioning a replacement rudder from a spare topmast took most of the next two days. On the morning of 3 August, Nelson sent Theseus and Leander to force the surrender of the grounded Tonnant and Timoléon. The Tonnant, its decks crowded with 1,600 survivors from other French vessels, surrendered as the British ships approached while Timoléon was set on fire by its remaining crew who then escaped to the shore in small boats. Timoléon exploded shortly after midday, the eleventh and final French ship of the line destroyed or captured during the battle.
Aftermath
British casualties in the battle were recorded with some accuracy in the immediate aftermath as 218 killed and approximately 677 wounded, although the number of wounded who subsequently died is not known. The ships that suffered most were Bellerophon with 201 casualties and Majestic with 193. Other than Culloden the lightest loss was on Zealous, which had one man killed and seven wounded.
The casualty list included Captain Westcott, five lieutenants and ten junior officers among the dead, and Admiral Nelson, Captains Saumarez, Ball and Darby, and six lieutenants wounded. Other than Culloden, the only British ships seriously damaged in their hulls were Bellerophon, Majestic, and Vanguard. Bellerophon and Majestic were the only ships to lose masts: Majestic the main and mizzen and Bellerophon all three.
French casualties are harder to calculate but were significantly higher. Estimates of French losses range from 2,000 to 5,000, with a suggested median point of 3,500, which includes more than 1,000 captured wounded and nearly 2,000 killed, half of whom died on Orient. In addition to Admiral Brueys killed and Admiral Blanquet wounded, four captains died and seven others were seriously wounded. The French ships suffered severe damage: Two ships of the line and two frigates were destroyed (as well as a bomb vessel scuttled by its crew), and three other captured ships were too battered ever to sail again. Of the remaining prizes, only three were ever sufficiently repaired for frontline service. For weeks after the battle, bodies washed up along the Egyptian coast, decaying slowly in the intense, dry heat.
Nelson, who on surveying the bay on the morning of 2 August said, "Victory is not a name strong enough for such a scene", remained at anchor in Aboukir Bay for the next two weeks, preoccupied with recovering from his wound, writing dispatches, and assessing the military situation in Egypt using documents captured on board one of the prizes. Nelson's head wound was recorded as being "three inches long" with "the cranium exposed for one inch". He suffered pain from the injury for the rest of his life and was badly scarred, styling his hair to disguise it as much as possible. As their commander recovered, his men stripped the wrecks of useful supplies and made repairs to their ships and prizes.
Throughout the week, Aboukir Bay was surrounded by bonfires lit by Bedouin tribesmen in celebration of the British victory. On 5 August, Leander was despatched to Cadiz with messages for Earl St. Vincent carried by Captain Edward Berry. Over the next few days the British landed all but 200 of the captured prisoners on shore under strict terms of parole, although Bonaparte later ordered them to be formed into an infantry unit and added to his army. The wounded officers taken prisoner were held on board Vanguard, where Nelson regularly entertained them at dinner. Historian Joseph Allen recounts that on one occasion Nelson, whose eyesight was still suffering following his wound, offered toothpicks to an officer who had lost his teeth and then passed a snuff-box to an officer whose nose had been torn off, causing much embarrassment. On 8 August the fleet's boats stormed Aboukir Island, which surrendered without a fight. The landing party removed four of the guns and destroyed the rest along with the fort they were mounted in, renaming the island "Nelson's Island".
On 10 August, Nelson sent Lieutenant Thomas Duval from Zealous with messages to the government in India. Duval travelled across the Middle East overland via camel train to Aleppo and took the East India Company ship Fly from Basra to Bombay, acquainting Governor-General of India Viscount Wellesley with the situation in Egypt. On 12 August the frigates under Captain Thomas Moutray Waller and under Captain George Johnstone Hope, and the sloop under Captain Robert Retalick, arrived off Alexandria. Initially the British mistook the frigate squadron for French warships and Swiftsure chased them away. They returned the following day once the error had been realised. The same day as the frigates arrived, Nelson sent Mutine to Britain with dispatches, under the command of Lieutenant Thomas Bladen Capel, who had replaced Hardy after the latter's promotion to captain of Vanguard. On 14 August, Nelson sent Orion, Majestic, Bellerophon, Minotaur, Defence, Audacious, Theseus, Franklin, Tonnant, Aquilon, Conquérant, Peuple Souverain, and Spartiate to sea under the command of Saumarez. Many ships had only jury masts and it took a full day for the convoy to reach the mouth of the bay, finally sailing into open water on 15 August. On 16 August the British burned and destroyed the grounded prize Heureux as no longer fit for service and on 18 August also burned Guerrier and Mercure. On 19 August, Nelson sailed for Naples with Vanguard, Culloden, and Alexander, leaving Hood in command of Zealous, Goliath, Swiftsure, and the recently joined frigates to watch over French activities at Alexandria.
The first message to reach Bonaparte regarding the disaster that had overtaken his fleet arrived on 14 August at his camp on the road between Salahieh and Cairo. The messenger was a staff officer sent by the Governor of Alexandria General Jean Baptiste Kléber, and the report had been hastily written by Admiral Ganteaume, who had subsequently rejoined Villeneuve's ships at sea. One account reports that when he was handed the message, Bonaparte read it without emotion before calling the messenger to him and demanding further details. When the messenger had finished, the French general reportedly announced "Nous n'avons plus de flotte: eh bien. Il faut rester en ces contrées, ou en sortir grands comme les anciens" ("We no longer have a fleet: well, we must either remain in this country or quit it as great as the ancients"). Another story, as told by the general's secretary, Bourienne, claims that Bonaparte was almost overcome by the news and exclaimed "Unfortunate Brueys, what have you done!" Bonaparte later placed much of the blame for the defeat on the wounded Admiral Blanquet, falsely accusing him of surrendering Franklin while his ship was undamaged. Protestations from Ganteaume and Minister Étienne Eustache Bruix later reduced the degree of criticism Blanquet faced, but he never again served in a command capacity. Bonaparte's most immediate concern however was with his own officers, who began to question the wisdom of the entire expedition. Inviting his most senior officers to dinner, Bonaparte asked them how they were. When they replied that they were "marvellous," Bonaparte responded that it was just as well, since he would have them shot if they continued "fostering mutinies and preaching revolt." To quell any uprising among the native inhabitants, Egyptians overheard discussing the battle were threatened with having their tongues cut out.
Reaction
Nelson's first set of dispatches were captured when Leander was intercepted and defeated by Généreux in a fierce engagement off the western shore of Crete on 18 August 1798. As a result, reports of the battle did not reach Britain until Capel arrived in Mutine on 2 October, entering the Admiralty at 11:15 and personally delivering the news to Lord Spencer, who collapsed unconscious when he heard the report. Although Nelson had previously been castigated in the press for failing to intercept the French fleet, rumours of the battle had begun to arrive in Britain from the continent in late September and the news Capel brought was greeted with celebrations right across the country. Within four days Nelson had been elevated to Baron Nelson of the Nile and Burnham Thorpe, a title with which he was privately dissatisfied, believing his actions deserved better reward. King George III addressed the Houses of Parliament on 20 November with the words:
Saumarez's convoy of prizes stopped first at Malta, where Saumarez provided assistance to a rebellion on the island among the Maltese population. It then sailed to Gibraltar, arriving on 18 October to the cheers of the garrison. Saumarez wrote that, "We can never do justice to the warmth of their applause, and the praises they all bestowed on our squadron." On 23 October, following the transfer of the wounded to the military hospital and provision of basic supplies, the convoy sailed on towards Lisbon, leaving Bellerophon and Majestic behind for more extensive repairs. Peuple Souverain also remained at Gibraltar: The ship was deemed too badly damaged for the Atlantic voyage to Britain and so was converted to a guardship under the name of HMS Guerrier. The remaining prizes underwent basic repairs and then sailed for Britain, spending some months at the Tagus and joining with the annual merchant convoy from Portugal in June 1799 under the escort of a squadron commanded by Admiral Sir Alan Gardner, before eventually arriving at Plymouth. Their age and battered state meant that neither Conquérant nor Aquilon were considered fit for active service in the Royal Navy and both were subsequently hulked, although they had been bought into the service for £20,000 (the equivalent of £ million as of ) each as HMS Conquerant and HMS Aboukir to provide a financial reward to the crews that had captured them. Similar sums were also paid out for Guerrier, Mercure, Heureux and Peuple Souverain, while the other captured ships were worth considerably more. Constructed of Adriatic oak, Tonnant had been built in 1792 and Franklin and Spartiate were less than a year old. Tonnant and Spartiate, both of which later fought at the Battle of Trafalgar, joined the Royal Navy under their old names while Franklin, considered to be "the finest two-decked ship in the world", was renamed HMS Canopus. The total value of the prizes captured at the Nile and subsequently bought into the Royal Navy was estimated at just over £130,000 (the equivalent of £ million as of ).
Additional awards were presented to the British fleet: Nelson was awarded £2,000 (£ as of ) a year for life by the Parliament of Great Britain and £1,000 per annum by the Parliament of Ireland, although the latter was inadvertently discontinued after the Act of Union dissolved the Irish Parliament. Both parliaments gave unanimous votes of thanks, each captain who served in the battle was presented with a specially minted gold medal and the first lieutenant of every ship engaged in the battle was promoted to commander. Troubridge and his men, initially excluded, received equal shares in the awards after Nelson personally interceded for the crew of the stranded Culloden, even though they did not directly participate in the engagement. The Honourable East India Company presented Nelson with £10,000 (£ as of ) in recognition of the benefit his action had on their holdings and the cities of London, Liverpool and other municipal and corporate bodies made similar awards. Nelson's own captains presented him with a sword and a portrait as "proof of their esteem." Nelson publicly encouraged this close bond with his officers and on 29 September 1798 described them as "We few, we happy few, we band of brothers", echoing William Shakespeare's play Henry V. From this grew the notion of the Nelsonic Band of Brothers, a cadre of high-quality naval officers that served with Nelson for the remainder of his life. Nearly five decades later the battle was among the actions recognised by a clasp attached to the Naval General Service Medal, awarded upon application to all British participants still living in 1847.
Other rewards were bestowed by foreign states, particularly the Ottoman Emperor Selim III, who made Nelson the first Knight Commander of the newly created Order of the Crescent, and presented him with a chelengk, a diamond studded rose, a sable fur and numerous other valuable presents. Tsar Paul I of Russia sent, among other rewards, a gold box studded with diamonds, and similar gifts in silver arrived from other European rulers. On his return to Naples, Nelson was greeted with a triumphal procession led by King Ferdinand IV and Sir William Hamilton and was introduced for only the third time to Sir William's wife Emma, Lady Hamilton, who fainted violently at the meeting, and apparently took several weeks to recover from her injuries. Lauded as a hero by the Neapolitan court, Nelson was later to dabble in Neapolitan politics and become the Duke of Bronté, actions for which he was criticised by his superiors and his reputation suffered. British general John Moore, who met Nelson in Naples at this time, described him as "covered with stars, medals and ribbons, more like a Prince of Opera than the Conqueror of the Nile."
Rumours of a battle first appeared in the French press as early as 7 August, although credible reports did not arrive until 26 August, and even these claimed that Nelson was dead and Bonaparte a British prisoner. When the news became certain, the French press insisted that the defeat was the result both of an overwhelmingly large British force and unspecified "traitors." Among the anti-government journals in France, the defeat was blamed on the incompetence of the French Directory and on supposed lingering Royalist sentiments in the Navy. Villeneuve came under scathing attack on his return to France for his failure to support Brueys during the battle. In his defence, he pleaded that the wind had been against him and that Brueys had not issued orders for him to counterattack the British fleet. Writing many years later, Bonaparte commented that if the French Navy had adopted the same tactical principles as the British:
By contrast, the British press were jubilant; many newspapers sought to portray the battle as a victory for Britain over anarchy, and the success was used to attack the supposedly pro-republican Whig politicians Charles James Fox and Richard Brinsley Sheridan.
In the United States, the outcome of the battle led President John Adams to pursue diplomacy with France to end the Quasi-War, as the French naval defeat rendered the prospect of an invasion of the United States less likely.
There has been extensive historiographical debate over the comparative strengths of the fleets, although they were ostensibly evenly matched in size, each containing 13 ships of the line. However, the loss of Culloden, the relative sizes of Orient and Leander and the participation in the action by two of the French frigates and several smaller vessels, as well as the theoretical strength of the French position, leads most historians to the conclusion that the French were marginally more powerful. This is accentuated by the weight of broadside of several of the French ships: Spartiate, Franklin, Orient, Tonnant and Guillaume Tell were each significantly larger than any individual British ship in the battle. However inadequate deployment, reduced crews, and the failure of the rear division under Villeneuve to meaningfully participate, all contributed to the French defeat.
Effects
The Battle of the Nile has been called "arguably, the most decisive naval engagement of the great age of sail", and "the most splendid and glorious success which the British Navy gained." Historian and novelist C. S. Forester, writing in 1929, compared the Nile to the great naval actions in history and concluded that "it still only stands rivalled by Tsu-Shima as an example of the annihilation of one fleet by another of approximately equal material force". The effect on the strategic situation in the Mediterranean was immediate, reversing the balance of the conflict and giving the British control at sea that they maintained for the remainder of the war. The destruction of the French Mediterranean fleet allowed the Royal Navy to return to the sea in force, as British squadrons set up blockades off French and allied ports. In particular, British ships cut Malta off from France, aided by the rebellion among the native Maltese population that forced the French garrison to retreat to Valletta and shut the gates. The ensuing siege of Malta lasted for two years before the defenders were finally starved into surrender. In 1799, British ships harassed Bonaparte's army as it marched east and north through Palestine, and played a crucial part in Bonaparte's defeat at the siege of Acre, when the barges carrying the siege train were captured and the French storming parties were bombarded by British ships anchored offshore. It was during one of these latter engagements that Captain Miller of Theseus was killed in an ammunition explosion. The defeat at Acre forced Bonaparte to retreat to Egypt and effectively ended his efforts to carve an empire in the Middle East. The French general returned to France without his army late in the year, leaving Kléber in command of Egypt.
The Ottoman Empire, with whom Bonaparte had hoped to conduct an alliance once his control of Egypt was complete, was encouraged by the Battle of the Nile to go to war against France. This led to a series of campaigns that slowly sapped the strength from the French army trapped in Egypt. The British victory also encouraged the Austrian Empire and the Russian Empire, both of whom were mustering armies as part of a Second Coalition, which declared war on France in 1799. With the Mediterranean undefended, an Imperial Russian Navy fleet entered the Ionian Sea, while Austrian armies recaptured much of the Italian territory lost to Bonaparte in the previous war. Without their best general and his veterans, the French suffered a series of defeats and it was not until Bonaparte returned to become First Consul that France once again held a position of strength on Continental Europe. In 1801 a British Expeditionary Force defeated the demoralised remains of the French army in Egypt. The Royal Navy used its dominance in the Mediterranean to invade Egypt without the fear of ambush while anchored off the Egyptian coast.
In spite of the overwhelming British victory in the climactic battle, the campaign has sometimes been considered a strategic success for France. Historian Edward Ingram noted that if Nelson had successfully intercepted Bonaparte at sea as ordered, the ensuing battle could have annihilated both the French fleet and the transports. As it was, Bonaparte was free to continue the war in the Middle East and later to return to Europe personally unscathed. The potential of a successful engagement at sea to change the course of history is underscored by the list of French army officers carried aboard the convoy who later formed the core of the generals and marshals under Emperor Napoleon. In addition to Bonaparte himself, Louis-Alexandre Berthier, Auguste de Marmont, Jean Lannes, Joachim Murat, Louis Desaix, Jean Reynier, Antoine-François Andréossy, Jean-Andoche Junot, Louis-Nicolas Davout and Dumas were all passengers on the cramped Mediterranean crossing.
Legacy
The Battle of the Nile remains one of the Royal Navy's most famous victories, and has remained prominent in the British popular imagination, sustained by its depiction in a large number of cartoons, paintings, poems, and plays. One of the best known poems about the battle is Casabianca, which was written by Felicia Dorothea Hemans in 1826 and describes a fictional account of the death of Captain Casabianca's son on Orient.
Monuments were raised, including Cleopatra's Needle in London. Muhammad Ali of Egypt gave the monument in 1819 in recognition of the battle of 1798 and the campaign of 1801 but Great Britain did not erect it on the Victoria Embankment until 1878. Another memorial, the Nile Clumps near Amesbury, consists of stands of beech trees purportedly planted by Lord Queensbury at the behest of Lady Hamilton and Thomas Hardy after Nelson's death. The trees form a plan of the battle; each clump represents the position of a British or French ship.
On the Hall Place estate, Burchetts Green, Berkshire (now Berkshire College of Agriculture), a double line of oak trees, each tree representing a ship of the opposing fleets, was planted by William East, Baronet, in celebration of the victory. He also constructed a scale-sized pyramid and a life-sized statue of Nelson on the highest point of the estate.
The composer Joseph Haydn had just completed the Missa in Angustiis (mass for troubled times) after Napoleon Bonaparte had defeated the Austrian army in four major battles. The well received news of France's defeat at the Nile however resulted in the mass gradually acquiring the nickname Lord Nelson Mass. The title became indelible when, in 1800, Nelson himself visited the Palais Esterházy, accompanied by his mistress, Lady Hamilton, and may have heard the mass performed.
The Royal Navy commemorated the battle with the ship names , and , and in 1998 commemorated the 200th anniversary of the battle with a visit to Aboukir Bay by the modern frigate , whose crew laid wreaths in memory of those who lost their lives in the battle.
Archaeology
Although Nelson biographer Ernle Bradford assumed in 1977 that the remains of Orient "are almost certainly unrecoverable," the first archaeological investigation into the battle began in 1983, when a French survey team under Jacques Dumas discovered the wreck of the French flagship. Franck Goddio later took over the work, leading a major project to explore the bay in 1998. He found that material was scattered over an area in diameter. In addition to military and nautical equipment, Goddio recovered a large number of gold and silver coins from countries across the Mediterranean, some from the 17th century. It is likely that these were part of the treasure taken from Malta that was lost in the explosion aboard Orient. In 2000, Italian archaeologist Paolo Gallo led an excavation focusing on ancient ruins on Nelson's Island. It uncovered a number of graves that date from the battle, as well as others buried there during the 1801 invasion. These graves, which included a woman and three children, were relocated in 2005 to a cemetery at Shatby in Alexandria. The reburial was attended by sailors from the modern frigate and a band from the Egyptian Navy, as well as a descendant of the only identified burial, Commander James Russell.
Notes
References
Bibliography
External links
1798 in Egypt
Nile
French campaign in Egypt and Syria
Egypt–United Kingdom military relations
France–United Kingdom military relations
Horatio Nelson
Mediterranean campaign of 1798
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Naval history of Egypt |
4607 | https://en.wikipedia.org/wiki/Barnabas | Barnabas | Barnabas (; ; ), born Joseph () or Joses (), was according to tradition an early Christian, one of the prominent Christian disciples in Jerusalem. According to Acts 4:36, Barnabas was a Cypriot Jew. Named an apostle in Acts 14:14, he and Paul the Apostle undertook missionary journeys together and defended Gentile converts against the Judaizers. They traveled together making more converts (), and participated in the Council of Jerusalem (). Barnabas and Paul successfully evangelized among the "God-fearing" Gentiles who attended synagogues in various Hellenized cities of Anatolia.
Barnabas' story appears in the Acts of the Apostles, and Paul mentions him in some of his epistles. Tertullian named him as the author of the Epistle to the Hebrews, but this and other attributions are conjecture. The Epistle of Barnabas was ascribed to him by Clement of Alexandria and others in the early church and the epistle is included under his name in Codex Sinaiticus, the earliest extant manuscript of the complete New Testament. A few modern scholars concur with this traditional attribution but it is presently a minority view.
Although the date, place, and circumstances of his death are historically unverifiable, Christian tradition holds that Barnabas was martyred at Salamis, Cyprus. He is traditionally identified as the founder of the Cypriot Orthodox Church. The feast day of Barnabas is celebrated on June 11.
Barnabas is usually identified as the cousin of Mark the Evangelist on the basis of the term used in Colossians 4, which carries the connotation of "cousin." Orthodox tradition holds that Aristobulus of Britannia, one of the Seventy Disciples, was the brother of Barnabas.
Name and etymologies
His Hellenic Jewish parents called him Joseph (although the Byzantine text-type calls him , , 'Joses', a Greek variant of 'Joseph'), but when recounting the story of how he sold his land and gave the money to the apostles in Jerusalem, the Book of Acts says the apostles called him Barnabas. (The "s" at the end is the Greek nominative case ending, and it is not present in the Aramaic form.) The Greek text of Acts 4:36 explains the name as , , meaning "son of encouragement" or "son of consolation". One theory is that this is from the Aramaic , , meaning 'son (of) consolation'. Another is that it is related to the Hebrew word (, Aramaic ) meaning "prophet". In the Syriac Bible, the phrase "son of consolation" is translated .
Biblical narrative
Barnabas appears mainly in Acts, a history of the early Christian church. He also appears in several of Paul's epistles.
Barnabas, a native of Cyprus and a Levite, is first mentioned in the Acts of the Apostles as a member of the early Christian community in Jerusalem, who sold the land that he owned and gave the proceeds to the community. When the future Paul the Apostle returned to Jerusalem after his conversion, Barnabas introduced him to the apostles. Easton, in his Bible Dictionary, supposes that they had been fellow students in the school of Gamaliel.
The successful preaching of Christianity at Antioch to non-Jews led the church at Jerusalem to send Barnabas there to oversee the movement. He found the work so extensive and weighty that he went to Tarsus in search of Paul (still referred to as Saul), "an admirable colleague", to assist him. Paul returned with him to Antioch and labored with him for a whole year. At the end of this period, the two were sent up to Jerusalem (44 AD) with contributions from the church at Antioch for the relief of the poorer Christians in Judea.
They returned to Antioch taking John Mark with them, the cousin or nephew of Barnabas. Later, they went to Cyprus and some of the principal cities of Pamphylia, Pisidia, and Lycaonia. After recounting what the governor of Cyprus Sergius Paulus believed, Acts 13:9 speaks of Barnabas's spiritual brother no longer as Saul, but as Paul, his Roman name, and generally refers to the two no longer as "Barnabas and Saul" as heretofore, but as "Paul and Barnabas". Only in Acts 14:14 and Acts 15:12–25 does Barnabas again occupy the first place, in the first passage with recollection of Acts 14:12, in the last 2, because Barnabas stood in closer relation to the Jerusalem church than Paul. Paul appears as the more eloquent missionary, whence the Lystrans regarded him as Hermes and Barnabas as Zeus.
Acts 14:14 is also the unique biblical topic where Saint Barnabas is called with the Greek word for Apostle.
Returning from this first missionary journey to Antioch, they were again sent up to Jerusalem to consult with the church there regarding the relation of Gentiles to the church. According to Galatians 2:9–10, Barnabas was included with Paul in the agreement made between them, on the one hand, and James, Peter, and John, on the other, that the two former should in the future preach to the pagans, not forgetting the poor at Jerusalem. This matter having been settled, they returned again to Antioch, bringing the agreement of the council that Gentiles were to be admitted into the church without having to adopt Jewish practices.
After they had returned to Antioch from the Jerusalem council, they spent some time there. Peter came and associated freely there with the Gentiles, eating with them, until criticized for this by some disciples of James, as against Mosaic law. Upon their remonstrances, Peter yielded apparently through fear of displeasing them, and refused to eat any longer with the Gentiles. Barnabas followed his example. Paul considered that they "walked not uprightly according to the truth of the gospel" and upbraided them before the whole church. In Galatians 2:11–13, Paul says, "And when Kephas came to Antioch, I opposed him to his face because he clearly was wrong. For, until some people came from James, he used to eat with the Gentiles; but when they came, he began to draw back and separated himself, because he was afraid of the circumcised. And the rest of the Jews (also) acted hypocritically along with him, with the result that even Barnabas was carried away by their hypocrisy."
Paul then asked Barnabas to accompany him on another journey. Barnabas wished to take John Mark along, but Paul did not, as he had left them on the earlier journey. The dispute ended by Paul and Barnabas taking separate routes. Paul took Silas as his companion, and journeyed through Syria and Cilicia; while Barnabas took John Mark to visit Cyprus.
Little is known of the subsequent career of Barnabas. He was still living and labouring as an Apostle in 56 or 57, when Paul wrote 1 Corinthians (9:5–6), in which it is stated that he, too, like Paul, earned his own living. The reference indicates also that the friendship between the two was unimpaired. When Paul was a prisoner in Rome (61–63), John Mark was attached to him as a disciple, which is regarded as an indication that Barnabas was no longer living (Colossians 4:10).
Barnabas and Antioch
Antioch, the third-most important city of the Roman Empire, then the capital city of Syria province, today Antakya, Turkey, was where Christians were first called thus.
Some of those who had been scattered by the persecution that arose because of Stephen went to Antioch, which became the site of an early Christian community. A considerable minority of the Antioch church of Barnabas's time belonged to the merchant class, and they provided support to the poorer Jerusalem church.
Martyrdom
Church tradition developed outside of the canon of the New Testament describes the martyrdom of many saints, including the legend of the martyrdom of Barnabas. It relates that certain Jews coming to Syria and Salamis, where Barnabas was then preaching the gospel, being highly exasperated at his extraordinary success, fell upon him as he was disputing in the synagogue, dragged him out, and, after the most inhumane tortures, stoned him to death. His kinsman, John Mark, who was a spectator of this barbarous action, privately interred his body.
Although it is believed he was martyred by being stoned, the apocryphal Acts of Barnabas states that he was bound with a rope by the neck, and then being dragged only to the site where he would be burned to death.
According to the History of the Cyprus Church, in 478 Barnabas appeared in a dream to the Archbishop Anthemios of Cyprus and revealed to him the place of his sepulchre beneath a carob-tree. The following day Anthemios found the tomb and inside it the remains of Barnabas with a manuscript of Matthew's Gospel on his breast. Anthemios presented the Gospel to Emperor Zeno at Constantinople and received from him the privileges of the Greek Orthodox Church of Cyprus, that is, the purple cloak which the Greek Archbishop of Cyprus wears at festivals of the church, the imperial sceptre and the red ink with which he affixes his signature.
Anthemios then placed the venerable remains of Barnabas in a church which he founded near the tomb. Excavations near the site of a present-day church and monastery, have revealed an early church with two empty tombs, believed to be that of St. Barnabas and Anthemios.
St. Barnabas is venerated as the patron saint of Cyprus. He is also considered a patron saint in many other places in the world, highlighting
Milan in Italy. On the island of Tenerife (Spain), St. Barnabas was invoked in historical times as patron saint and protector of the island's fields against drought, together with St. Benedict of Nursia.
Barnabas the Apostle is remembered in the Church of England with a festival on 11 June.
Other sources
Although many assume that the biblical Mark the cousin of Barnabas is the same as John Mark and Mark the Evangelist, the traditionally believed author of the Gospel of Mark, they are listed as three distinct people in Pseudo-Hippolytus' On the Seventy Apostles of Christ, which includes Barnabas himself as one of the Seventy-Two Disciples. There are two people named Barnabas among Hippolytus' list of Seventy Disciples, One (#13) became the bishop of Milan, the other (#25) the bishop of Heraclea. Most likely one of these two is the biblical Barnabas; the first one is more likely, because the numbering by Hippolytus seems to indicate a level of significance, and Barnabas is traditionally credited with founding the apostolic see of Milan. Clement of Alexandria also makes Barnabas one of the Seventy Disciples that are mentioned in the Gospel of Luke.
Other sources bring Barnabas to Rome and Alexandria. In the "Clementine Recognitions" (i, 7) he is depicted as preaching in Rome even during Christ's lifetime.
Cypriots developed the tradition of his later activity and martyrdom no earlier than the 3rd century. The question whether Barnabas was an apostle was often discussed during the Middle Ages.
Alleged writings
Tertullian and other Western writers regard Barnabas as the author of the Letter to the Hebrews. This may have been the Roman tradition—which Tertullian usually follows—and in Rome the epistle may have had its first readers. Modern biblical scholarship considers its authorship unknown, though Barnabas amongst others has been proposed as potential authors.
"Photius of the ninth century, refers to some in his day who were uncertain whether the Acts was written by Clement of Rome, Barnabas, or Luke. Yet Photius is certain that the work must be ascribed to Luke."
He is also traditionally associated with the Epistle of Barnabas, although some modern scholars think it more likely that the epistle was written in Alexandria in the 130s. John Dominic Crossan quotes Koester as stating that New Testament writings are used "neither explicitly nor tacitly" in the Epistle of Barnabas and that this "would argue for an early date, perhaps even before the end of the first century AD." Crossan continues (The Cross that Spoke, p. 121):
Richardson and Shukster have also argued for a first-century date. Among several arguments they point to the detail of "a little king, who shall subdue three of the kings under one" and "a little crescent horn, and that it subdued under one three of the great horns" in Barnabas 4:4–5. They propose a composition "date during or immediately after the reign of Nerva (96–8 AD.) . . . viewed as bringing to an end the glorious Flavian dynasty of Vespasian, Titus, and Domitian . . . when a powerful, distinguished, and successful dynasty was brought low, humiliated by an assassin's knife" (33, 40).
In 16:3–4, the Epistle of Barnabas says: "Furthermore he says again, 'Lo, they who destroyed this temple shall themselves build it.' That is happening now. For owing to the war it was destroyed by the enemy; at present even the servants of the enemy will build it up again." This clearly places Barnabas after the destruction of the temple in 70 AD. But it also places Barnabas before the Bar Kochba revolt in 132 AD, after which there could have been no hope that the Romans would help to rebuild the temple. This shows that the document comes from the period between these two revolts.
Jay Curry Treat states on the dating of Barnabas (The Anchor Bible Dictionary, v. 1, pp. 613–614):
Since Barnabas 16:3 refers to the destruction of the temple, Barnabas must be written after 70 C.E. It must be written before its first indisputable use in Clement of Alexandria, ca. 190. Since 16:4 expects the temple to be rebuilt, it was most likely written before Hadrian built a Roman temple on the site ca. 135. Attempts to use 4:4–5 and 16:1–5 to specify the time of origin more exactly have not won wide agreement. It is important to remember that traditions of varying ages have been incorporated into this work.
Treat comments on the provenance of the Epistle of Barnabas (op. cit., p. 613):
Barnabas does not give enough indications to permit confident identification of either the teacher's location or the location to which he writes. His thought, hermeneutical methods, and style have many parallels throughout the known Jewish and Christian worlds. Most scholars have located the work's origin in the area of Alexandria, on the grounds that it has many affinities with Alexandrian Jewish and Christian thought and because its first witnesses are Alexandrian. Recently, Prigent (Prigent and Kraft 1971: 20–24), Wengst (1971: 114–18), and Scorza Barcellona (1975: 62–65) have suggested other origins based on affinities in Palestine, Syria, and Asia Minor. The place of origin must remain an open question, although the Greek-speaking E. Mediterranean appears most probable.
Concerning the relationship between Barnabas and the New Testament, Treat writes (op. cit., p. 614):
Although Barnabas 4:14 appears to quote Matt 22:14, it must remain an open question whether the Barnabas circle knew written gospels. Based on Koester's analysis (1957: 125–27, 157), it appears more likely that Barnabas stood in the living oral tradition used by the written gospels. For example, the reference to gall and vinegar in Barnabas 7:3, 5 seems to preserve an early stage of tradition that influenced the formation of the passion narratives in the Gospel of Peter and the synoptic gospels.
The 5th century Decretum Gelasianum includes a Gospel of Barnabas amongst works condemned as apocryphal; but no certain text or quotation from this work has been identified.
Another book using that same title, the Gospel of Barnabas, survives in two post-medieval manuscripts in Italian and Spanish. Contrary to the canonical Christian Gospels, and in accordance with the Islamic view of Jesus, this later Gospel of Barnabas states that Jesus was not the son of God, but a prophet and messenger.
The Barnabites
In 1538, the Catholic religious order officially known as "Clerics Regular of St. Paul" (Clerici Regulares Sancti Pauli), gained the grand old Monastery of Saint Barnabas by the city wall of Milan as their main seat. The Order was thenceforth known by the popular name of Barnabites.
See also
Catholic Church in Cyprus
Lectionary 214 – apocryphal Apodemia of Barnabas
List of early Christian saints
Saint Barnabas, patron saint archive
Notes
References
Attwater, Donald and Catherine Rachel John. "The Penguin Dictionary of Saints," 3rd edition, New York: Penguin Books, 1993.
Attribution:
Further reading
Die Apostolischen Väter. Griechisch-deutsche Parallelausgabe. J.C.B. Mohr Tübingen 1992.
Der Barnabasbrief. Übersetzt und erklärt von Ferdinand R. Prostmeier. Series: Kommentar zu den Apostolischen Vätern (KAV, Vol. 8). Vandenhoeck & Ruprecht: Göttingen 1999.
External links
The Epistle of Barnabas
St. Barnabas the Apostle
St Barnabas Monastery and Icon Museum, Famagusta, Cyprus
St. Barnabas at the Christian Iconography web site.
The Life of St. Barnabas the Apostle in Caxton's translation of the Golden Legend
1st-century Italian bishops
1st-century Christian martyrs
1st-century Christian theologians
1st-century writers
1st-century Jews
Anglican saints
Archbishops of Milan
Biblical apostles
Burials in Cyprus
Christian saints from the New Testament
Christian writers
Cypriot Jews
Cypriot saints
Early Jewish Christians
Eastern Catholic saints
Jewish writers
Jews and Judaism in Cyprus
People from Famagusta
People in the Pauline epistles
Prophets of the New Testament
Seventy disciples
Year of birth unknown
People in Acts of the Apostles
Levites |
4608 | https://en.wikipedia.org/wiki/Birka | Birka | Birka (Birca in medieval sources), on the island of Björkö (lit. "Birch Island") in present-day Sweden, was an important Viking Age trading center which handled goods from Scandinavia as well as many parts of the European continent and the Orient. Björkö is located in Lake Mälaren, 30 kilometers west of contemporary Stockholm, in the municipality of Ekerö.
Birka was founded around AD 750 and it flourished for more than 200 years. It was abandoned c. AD 975, around the same time Sigtuna was founded as a Christian town some 35 km to the northeast. It has been estimated that the population in Viking Age Birka was between 500 and 1000 people.
The archaeological sites of Birka and Hovgården, on the neighbouring island of Adelsö, make up an archaeological complex which illustrates the elaborate trading networks of Viking Scandinavia and their influence on the subsequent history of Europe. Generally regarded as Sweden's oldest town, Birka (along with Hovgården) has been a UNESCO World Heritage Site since 1993. Many burial sites have been uncovered at Birka, leading to the finding of many objects including jewelry and many textile fragments. In recent years, objects from Birka have been in the public eye due to ongoing academic research connection Birka to evidence of trade with the Middle East.
History
Birka was founded around 750 AD as a trading port by a king or merchants trying to control trade. It is one of the earliest urban settlements in Scandinavia. Birka was the Baltic link in the Dnieper Trade Route through Ladoga (Aldeigja) and Novgorod (Holmsgard) to the Byzantine Empire and the Abbasid Caliphate. Birka is the site of the first known Christian congregation in Sweden, founded in 831 by Saint Ansgar.
As a trading center, Birka most likely offered furs, iron goods, and craft products, in exchange for various materials from much of Europe and Western Asia. Furs were obtained from the Sami people, the Finns, and people in Northwestern Russia, as well as from local trappers. Furs included bear, fox, marten, otter, beaver, and other species. Reindeer antlers and objects carved from reindeer antlers like combs were important items of trade. The trade of walrus teeth, amber, and honey is also documented.
Foreign goods found from the graves of Birka include glass and metalware, pottery from the Rhineland, clothing and textiles including Chinese silk, Byzantine embroidery with extremely fine gold thread, brocades with gold passementerie, and plaited cords of high quality. From the ninth century onwards coins minted at Haithabu in Northern Germany and elsewhere in Scandinavia start to appear. However, the vast majority of the coins found at Birka are silver dirhams from the Middle East while English and Carolingian coins are rare.
Rimbert and Adam of Bremen's account of Birka
Sources from Birka are mainly archaeological remains. No texts survive from this area, though the written text Vita Ansgari ("The Life of Ansgar") by Rimbert (c. 865) describes the missionary work of Ansgar around 830 at Birka, and Gesta Hammaburgensis Ecclesiae Pontificum (Deeds of Bishops of the Hamburg Church) by Adam of Bremen in 1075 describes the Archbishop Unni, who died at Birka in 936. Saint Ansgar's work was the first attempt to convert the people of Birka from the Norse religion to Christianity. It was unsuccessful.
Both Rimbert and Adam were German clergymen writing in Latin. There are no known Norse sources mentioning the name of the settlement, or even the settlement itself, and the original Norse name of Birka is unknown. Birca is the Latinised form given in the written sources by Rimbert and Adam; and Birka is the contemporary, unhistorical Swedish form. The Latin name is probably derived from an Old Norse word "birk" which probably means a market place. Related to this was the Bjärköa law (bjärköarätt) which regulated the life of market places in Denmark, Norway and Sweden. Birka and similar spellings are very common in Scandinavian place names still today leading to speculation that all references to Birka, especially those by Adam of Bremen, were not about the same location.
Both publications are silent on Birka's size, layout, and appearance. Based on Rimbert's account, Birka was significant because it had a port and it was the location of the regional ting. Adam only mentions the port, but otherwise, Birka seems to have been significant to him because it was the start of Ansgar's Christian mission and because Archbishop Unni was buried there.
Vita Ansgari and Gesta are sometimes ambiguous, which has caused some controversy as to whether Birka and the Björkö settlement are the same location. Many other locations have been suggested through the years. However, Björkö is the only location that shows remains of a town of Birka's significance, which is why the vast majority of scholars regard Björkö as the location of Birka.
Birka was abandoned during the latter half of the 10th century. Based on the dating of the coins, the city seems to have died out around 960. Roughly around the same time, the nearby settlement of Sigtuna supplanted Birka as the main trading center in the Mälaren area. The reasons for Birka's decline are disputed. A contributing factor may have been the post-glacial rebound, which lowered the water level of Mälaren changing it from an arm of the sea into a lake and cutting Birka off from the nearest (southern) access to the Baltic Sea. The Baltic island of Gotland was also in a better strategic position for Rus'-Byzantine trade and was gaining eminence as a mercantile stronghold. Historian Neil Kent has speculated that the area may have been the victim of an enemy assault.
The Varangian trade stations in Russia suffered a serious decline at roughly the same date.
Rimbert's description
In Vita Ansgari ("The life of Ansgar") monk and later archbishop of Hamburg-Bremen Rimbert gives the first known description of Birka. The town was the center of Catholic missionary activities in the 9th century Sweden. Rimbert's interests were in the Christian faith, not so much in the Swedish geopolicy, so his descriptions of Birka remain approximate at best.
Bridgehead of Christian missionaries
This is how it all started in 829:
Meanwhile it happened that Swedish ambassadors had come to the Emperor Louis the Pious, and, amongst other matters which they had been ordered to bring to the attention of the emperor, they informed him that there were many belonging to their nation who desired to embrace the Christian religion, and that their king so far favoured this suggestion that he would permit God's priests to reside there, provided that they might be deemed worthy of such a favour and that the emperor would send them suitable preachers. (Chapter IX)
Ansgar then undertook the mission committed to him by the emperor, who desired that he should go to the Swedes and discover whether this people was prepared to accept the faith as their messengers had declared. (Chapter X)
Ansgar was already experienced in the missionary work in Denmark, and set forth to Sweden. Rimbert describes the trip very generally:
It may suffice for me to say that while they were in the midst of their journey they fell into the hands of pirates. The merchants with whom they were travelling, defended themselves vigorously and for a time successfully, but eventually they were conquered and overcome by the pirates, who took from them their ships and all that they possessed, whilst they themselves barely escaped on. foot to land. —With great difficulty they accomplished their long journey on foot, traversing also the intervening seas (maria), where it was possible, by ship, and eventually arrived at the Swedish port called Birka. (Chapters X and XI)
Rimbert does not say where Ansgar sailed off or where he landed. Noteworthy is just his note about several "seas" that they had to cross to get to Birka from the place they had landed to. Since Rimbert mentions them to have crossed the seas by ship "where it was possible" they clearly had the alternative of going around them as well, meaning that the seas were probably the numerous lakes in southern Sweden. When Ansgar again travelled to Birka from Germany about 852, it went easier:
Ansgar accomplished the journey on which he had set out, and after spending nearly twenty days in a ship, he arrived at Birka (Chapter XXVI)
This might mean that he sailed off from Hamburg or Bremen instead of some port in Baltic Sea, since the later account by Adam of Bremen gives the distance of Scania and Birka to be only five days at sea.
Kings
Several Swedish kings of the 9th century, Björn, Anund and Olof, are all mentioned in Vita to have spent time in Birka. None of them is however said to have had his residence there, as the Swedish king and his retinue periodically moved between the Husbys, parts of the network of royal estates called Uppsala öd.
King Björn met Ansgar in Birka when he arrived there in 829 (Chapter XI). Later King Olof met him there as well during his last trip in 852 (Chapter XXVI).
Church
Ansgar's missionary work resulted in first churches to be built in Sweden. Talking about Herigar, the prefect of Birka:
A little later he built a church on his own ancestral property and served God with the utmost devotion. (Chapter XI)
Herigar's church was not far from the place where tings were held:
On one occasion he himself was sitting in an assembly of people, a stage having been arranged for a council on an open plain. He then summoned his servants and told them to carry him to his church. (Chapter XIX)
Another church was also built in Sweden, however location is left open:
This Gautbert, who at his consecration received the honoured name of the apostle Simeon, went to Sweden, and was honourably received by the king and the people; and he began, amidst general goodwill and approval, to build a church there (Chapter XIV)
The exiled Swedish King Anund Uppsale confirms that either one of the churches was in Birka itself when he ponders if Birka should be plundered:
"There are there," he said, "many great and powerful gods, and in former time a church was built there, and there are many Christians there who worship Christ" (Chapter XIX)
Probable fortress
Danes attacked Birka, accompanied with the deposed king Anund, which caused great distress in the town.
Being in great difficulty they fled to a neighbouring city (ad civitatem, quæ iuxta erat, confugerunt) and began to promise and offer to their gods—But inasmuch as the city was not strong and there were few to offer resistance, they sent messengers to the Danes and asked for friendship and alliance. —Hergeir, the faithful servant of the Lord, was angry with them and said, "They will lead away your wives and sons as captives, they will burn our city (urbs) and town (vicus)" and will destroy you with the sword (Chapter XIX)
As the neighbouring "city" is not mentioned in any other context than during the Danish attack as a place where people took refuge, it probably meant a nearby fortress. Eventually Danes left, sparing Birka from destruction.
Ting assembly
When Ansgar asked if King Olof would permit him to establish the Christian religion in the kingdom during his second visit in 852, the king said to him:
On this account I have not the power, nor do I dare, to approve the objects of your mission until I can consult our gods by the casting of lots and until I can enquire the will of the people in regard to this matter. Let your messenger attend with me the next assembly (Chapter XXVI)
When the day for the assembly which was held in the town of Birka drew near, in accordance with their national custom the king caused a proclamation to be made to the people by the voice of a herald, in order that they might be informed concerning the object of their mission. —The king then rose up from amongst the assembly and forthwith directed one of his own messengers to accompany the bishop's messenger, and to tell him that the people were unanimously inclined to accept his proposal and at the same time to tell him that, whilst their action was entirely agreeable to him, he could not give his full consent until, in another assembly, which was to be held in another part of his kingdom, he could announce this resolution to the people who lived in that district. (Chapter XXVII)
Tings were huge open-air events, which required plenty of space. The more important ting that king Olof talked about was probably the Ting of all Swedes, which was held at the end of February in Uppsala, during the Disting. The king was obliged to obey the common decisions made at this ting, and the most powerful man at this assembly was not the king, but the lawspeaker of Tiundaland. Locally important tings were the Westrogothic Ting of all Geats in Skara and the Ostrogothic Lionga ting in the vicinity of today's Linköping.
Adam of Bremen's description
In Gesta Hammaburgensis ecclesiae pontificum (Deeds of Bishops of the Hamburg Church), Adam of Bremen mentions Birka many times, and the book is the main source of information on the city. After its initial release in 1075–6, Gesta was complemented with supplementary Scholias until the death of Adam in the 1080s. Birca is described as an existing city in the original version, but then as destroyed in Scholia 138.
One of Adam's main sources had been the German bishop Adalvard the Younger of Sigtuna and later of Skara as hinted in Scholia 119. He was also very familiar with Rimbert's work. Adam himself never visited Birka.
Location and port
Adam described Birka as a Geatish port town and had gathered many details about it.
Birka is the main Geatish town (oppidum Gothorum), situated in the middle of Sweden (Suevoniae), not far (non longe) from the temple called Uppsala (Ubsola) which the Swedes (Sueones) held in the highest esteem when it comes to the worship of the gods; here forms an inlet of the Baltic or the Barbaric Sea a port facing north which welcomes all the wild peoples all around this sea but which is risky for those who are careless or ignorant of such places ... they have therefore blocked this inlet of the troubled sea with hidden masses of rocks along more than 100 stadions (18 km). On this anchorage, being the best sheltered within the maritime region of Sweden (Suevoniae), all the ships belonging to Danes (Danorum) known as Norwegians (Nortmannorum) as well as to Slavs (Sclavorum), Sembrians (Semborum) and other Scythian (Scithiae) peoples use to convene every year for sundry necessary commerce. (I 62)
Turning from the northern parts to the mouth of the Baltic Sea we first meet the Norwegians (Nortmanni), then the Danish region of Skåne (Sconia) stands out, and beyond these live the Geats (Gothi) for a long stretch all the way to Birka. (IV 14)
Having described Västergötland and Skara, Adam writes:
Beyond it Östergötland (Ostrogothia) extends along the sea, that is called the Baltic Sea, all the way to Birka. (IV 23)
Noteworthy in the following statement is the usage of the term "not far" (non longe) which was also used to describe the distance between Birka and the Uppsala temple:
Furthermore we have been told that there are many more islands in that sea, one of which is called the Great Estland (Aestland) – And this island is told to be quite close to the Woman Land (terrae feminarum), which is not far (non longe) away from Birka of the Swedes. (IV 17)
Adam also had travel instructions from Skåne to Sigtuna:
From Skåne (Sconia) of the Danes one reaches Sigtuna (Sictonam) or Birka after five days at sea, for they are indeed alike. But by land from Skåne across the Geatish people (Gothorum populos) and cities Skara (Scaranem), Telgas and Birka, one reaches Sigtuna only after a full month. (IV 28)
"Telgas" is not mentioned anywhere else, and it remains as speculative as Birka. The most popular identification among many telge names in Sweden is Södertälje. Scholia 121 of IV 20 tells also:
For those who sail from Skåne (Sconia) of the Danes to Birka, the journey takes five days, from Birka to Russia (Ruzziam) likewise five days at sea. (Scholia 121)
The following definition remains even more mysterious:
In pity of their errors, our archbishop ordained as their diocesan capital Birka, which is in the middle of Sweden (Sueoniae) facing Jumne (Iumnem), the capital of the Slavs, and equally distant from all the coasts of the surrounding sea. (IV 20)
Since it is physically impossible for any Swedish town to face Jumne, the latter being situated along River Oder, Adam's statement is probably a misunderstanding. No place having a similar name to Birka is known to have situated on the opposite shore of Oder, so it may be possible that something similar to Jumne was located opposite to Birka.
Bishop
Archbishopric of Hamburg-Bremen that oversaw the missionary work in Scandinavia until 1103, had appointed bishops to Sweden at least from 1014 onwards, the first see being in Skara. Several bishops were appointed for Sweden in 1060s, one also for Birka.
For Sweden, six were consecrated: Adalvard the Elder (Adalwardum) and Acilinum, also Adalvard the Younger (Adalwardum) and Tadicum, and furthermore Simeon (Symeonem) and the monk John (Iohannem). (III 70)
Scholia 94 appends this as follows:
Adalvard the Elder (Adalwardus senior) was to superintend both lands of the Geats (uterque praefectus est Gothiae), Adalvard the Younger Sigtuna (Sictunam) and Uppsala (Ubsalam), Simeon (Symon) the Sami people (Scritefingos), John (Iohannes) the islands of the Baltic Sea. (Scholia 94)
Furthermore, the following was said about John's location after talking about Birka:
For this city he ordained, as the first among our people, the abbot Hiltin, whom he wanted to call John. (IV 20)
John seems to have been situated in Birka in order to prepare for the missionary work among the many heathen people that flooded to Birca from around the Baltic coasts. This was a logical continuation to Birka's position as the first missionary town in Sweden. Noteworthy here is that the biggest islands in the Baltic Sea, Öland and Gotland, were part of the diocese of Linköping in the Middle Ages, covering also Östergötland and eastern Småland.
Location of Unni's tomb
Scholia 122 of IV 20 locates the tomb of Hamburg's archbishop Unni in Birka:
There is the port of Saint Ansgar and the tomb of the holy Archbishop Unni, and a familiar haven, it is said, for the holy confessors of our diocese. (Scholia 122)
According to Gesta, Unni had died in 936 (I 64).
Destruction
After having consistently described Birka as an existing city, Scholia 138 of IV 29 describes Birka's sudden demise. Talking about Adalvard the Younger, the bishop of Sigtuna and later that of Skara, Adam or a later copyist has written:
During his journey he seized the opportunity to make a detour to Birka, which is now reduced to loneliness so that one can hardly find vestiges of the city; therefore impossible to come upon the tomb of the holy Archbishop Unni. (Scholia 138)
The remark does not make it clear if Adalvard found the city destroyed or if that had happened after his visit and the later remark was just to warn the future pilgrims not to go there anymore in vain. As Adalvard was back in Bremen already by 1069 and is mentioned as one of Adam's sources of information, it would have been expected that word about Birka's destruction had reached also Adam before he published his work half a decade later.
Björkö Archaeological Site
The exact location of Birka was also lost during the centuries, leading to speculation from Swedish historians. In 1450, the island of Björkö was first claimed to be Birka by the "Chronicle of Sweden" (Prosaiska krönikan).
In search of Birka, National Antiquarian Johan Hadorph was the first to attempt excavations on Björkö in the late 17th century.
In the late 19th century, Hjalmar Stolpe, an entomologist by education, arrived on Björkö to study fossilized insects found in amber on the island. Stolpe found very large amounts of amber, which is unusual since amber is not normally found in lake Mälaren. Stolpe speculated that the island may have been an important trading post, prompting him to conduct a series of archeological excavations between 1871 and 1895. The excavations soon indicated that a major settlement had been located on the island and eventually Stolpe spent two decades excavating the island. After Björkö came to be identified with ancient Birka, it has been assumed that the original name of Birka was simply Bierkø (sometimes spelled Bjärkö), an earlier form of Björkö.
A significant collection of textiles fragments were retrieved during excavations, mostly from chamber graves. Agnes Geijer published the most detailed analysis of this collection in 1938, although her study was based upon only around 5% of the 4800 textile fragments preserved from the site. The collection represents a usual variety of different types of textiles showing high quality textiles manufactured by different techniques like tabby and twill. Mostly made from wool and flax, the quality of the textiles studied by Geijer ranged from very coarse to fine fabrics with high thread counts that required complicated techniques to create. The variety of materials and techniques to make the tablet woven textiles led Geijer to theorize that some of the textiles were imported. Geijer also found remains of the three-end twill textile that has not been found anywhere else in Northern Europe. Geijer theorized that some of the fragments came from the East, possibly China, due the use of gold and silver wire as well as silk.
Ownership of Björkö is today mainly in private hands and is used for farming. The settlement site, however, is an archaeological site, and a museum has been built nearby for exhibition of finds (mostly replicas), models and reconstructions. It is a popular site to visit during the summer times. The complete collection of archaeological finds from the excavations on Björkö are held by The Swedish History Museum in Stockholm, and many of the artifacts are on display there.
The archaeological remains are located in the north part of Björkö and span an area of about 7 hectares (17 acres). The remains are both burial-sites and buildings, and in the south part of this area, there is also a hill fort called "Borgen" ("The Fortress"). The construction technique of the buildings is still unknown, but the main material was wood. An adjacent island holds the remains of Hovgården, an estate that housed the King's retinue during visits.
Approximately 700 people lived at Birka when it was at its largest, and about 3,000 graves have been found. Its administrative center was supposedly located outside of the settlement itself, on the nearby island of Adelsö.
The most recent large excavation was undertaken between 1990 and 1995 in a region of dark earth, believed to be the site of the main settlement.
Shipyard
On 15 June 2022, it was announced that archaeologists from Stockholm University's Archaeological Research Laboratory had found a Viking Age shipyard in Lake Mälaren. It was the first time a site like the shipyard had been found.
"The site found consisted of a stone-lined depression in the Viking Age shore zone with a wooden boat slip at the bottom. The finds at the site consist of large quantities of both unused and used boat rivets, whetstones made from slate and woodworking tools."
Björkö Objects
"Allah" Textile Controversy
In 2017, Annika Larsson, a textile researcher, claimed in a press release by Uppsala University to have discovered a textile among the finds from Birka that bore the Arabic words "Allah" and "Ali". She theorized that some of the Vikings could have been influenced by Islam, leading to widespread media coverage. Stephennie Mulder, a professor of Islamic art at the University of Texas at Austin, replied to Larsson's findings in a Twitter thread. Based on the epigraphy, Mulder argued that the textile bore a simple geometric pattern and not Arabic writing because the dating of the textile was from the 10th century and the style of writing Larsson claimed was on the textile, square Kufic, is not seen until the 15th century. Larsson had also proposed extensions to the tablet weaving that expanded beyond the original drawing by Agnes Geijer in 1938. Textile specialist Carolyn Priest-Dorman argued that the expansions are impossible because the fragment has finished edges called selvages and the band would have shown cut weft threads if the fragment had been narrowed at some point. Larsson's drawings were speculative and not based on evidence that an expansion existed. The backlash following these criticisms led the press release on the Uppsala University website to include a note that Larsson's research was preliminary and a comment regarding the criticisms. In 2020, Larsson published an article reiterating her claim that the textile bore Arabic writing, without addressing these criticisms.
"Allah" Ring Controversy
A ring was found during the archeological excavations at Birka between 1872 and 1895, when archeologist Hjalmar Stolpe discovered it in a 9th-century Viking woman's burial. It is made of high-quality silver alloy and is set with a pink-violet oval glass. The ring, preserved at the Swedish history museum, became known as the "Allah ring" because of the pseudo-Kufic inscription found on the ring's glass that resembles the word Allah (Arabic: الله). While other rings were found at the Birka excavations, the "Allah ring" was the only one that had this type of inscription. The Arabic historical linguist Marijn van Putten argued that the inscription on the ring was an example of pseudo-Kufic and that it has no meaning in Arabic. Nevertheless, other analysts extrapolated that the pseudo-Kufic engraving was indeed Arabic and that this was sufficient evidence to directly link Vikings to Islamic civilization. In her Twitter thread on the "Allah” textile, Stephennie Mulder drew on the work of van Putten to argue that like the textile, the ring had been similarly misunderstood. However, she acknowledged that the Arabic language—found on the ring and other objects from Birka—was appreciated by the Vikings as a sign of social status. The inscription could suggest that the ring's owner might have been one of the Viking elites who were in contact with the Islamic world via trade or travel.
Dragonhead
The Birka dragonhead is a 45mm long decorative object made from a tin alloy. Sven Kalmring and Lena Holmquist maintain that the dragonhead was cast from a soapstone mold due to the presence of casting burs on the object and the fact that similar casting molds of dragons have been found in Birka. Stylistically similar dragonheads have been discovered around the Baltic, and scholars like Anne-Sofie Gräslund believe they likely functioned as dress pins.
Wearable Accessories
10 small silver crosses were found in graves at Birka. Missionaries, brought by Rimbert and others, lead to some converts to Christianity. 27 graves contained small pendants of Thor's hammer from around the 10th century. Both traditional Viking religious beliefs and Christianity were present at Birka.
Many Birka grave excavations produced a number of funerary findings unique to the deceased and the region of the grave. In the excavation of grave Bj 463, a small copper alloy brooch with animal motifs was found alongside the skeletal remains of a young girl from Birka, and similar ones appeared in other excavations around Birka.
The brooch is understood to be typically related to female burials and also female jewelry of the Viking period. The surrounding fragments of textiles attached to these brooches, scattered around various graves across Sweden, also give an understanding of what the typical womenswear of the Viking age may have been in the 9th and 10th centuries.
Dirham Coins
Dirham coins have been located all around Scandinavian countries and suggest strong trade relations existed between the medieval Middle East and Northern Europe. A dirham coin was found in the excavation of grave sites in Birka, with Arabic writing and an absence of imagery that would date the coin sometime after the 7th century. Other writing on the coin indicates the location of the mint as well as the names of a caliph and an Amir, which place the coin's origins in al-Shah, modern day Tashkent in Uzbekistan. The coin's inscription in Arabic translates into English:There is no deity but Allah alone he has no equal For God Muhammad is the messenger of God.
Birka Burial Sites
Over 3,000 grave sites are located in Birka, including both cremations and inhumations in coffins or chamber graves. Skeletal analysis and the presence of gender-specific jewelry and objects in graves has shown that the majority of the deceased are female. Scholar Nancy L. Wicker suggests that the disproportionate number of female graves is due to the fact that female grave goods are easily identifiable, but male graves without objects are difficult to identify.
Many graves contain objects such as coins, glass, and textiles that originated in foreign countries as far as the Middle East and Eastern Asia. According to Nancy L. Wicker, these objects were either imported to Birka as luxury trade goods, or they belonged to foreign individuals who were buried at Birka.
Grave Bj 581: Female Warrior
Grave Bj 463: Young Girl
Grave Bj 463 contained the skeleton of a girl from the mid-10th century. She was buried in a coffin with grave goods associated with high-status women, including a round brooch, glass beads, and a needle case. By the condition of her teeth, she was 5–6 years old at the time of her death, and further analysis determined that her diet was similar to that of male warriors instead of a typical child's diet. Scholar Marianne Hem Eriksen maintains that this girl is an unusual case of a high-status child burial, as children were seldom buried with identifiable grave goods.
See also
List of runestones
Uppland Runic Inscription 6 on display in Birka's museum
References
External links
Birka and Hovgården at the Swedish National Heritage Board
Birka and Hovgården – at UNESCO
Reconstructions of Bone Flutes like the ones from Birka
The Swedish History Museum
Viking Age in Sweden
World Heritage Sites in Sweden
Mälaren
Archaeological sites in Sweden
Archaeology of Northern Europe
Former populated places in Sweden
Geography of Stockholm County
Uppland
Museums in Stockholm County
Archaeological museums in Sweden
Viking Age museums |
4609 | https://en.wikipedia.org/wiki/Beta-lactamase | Beta-lactamase | Beta-lactamases (β-lactamases) are enzymes () produced by bacteria that provide multi-resistance to beta-lactam antibiotics such as penicillins, cephalosporins, cephamycins, monobactams and carbapenems (ertapenem), although carbapenems are relatively resistant to beta-lactamase. Beta-lactamase provides antibiotic resistance by breaking the antibiotics' structure. These antibiotics all have a common element in their molecular structure: a four-atom ring known as a beta-lactam (β-lactam) ring. Through hydrolysis, the enzyme lactamase breaks the β-lactam ring open, deactivating the molecule's antibacterial properties.
Beta-lactam antibiotics are typically used to target a broad spectrum of gram-positive and gram-negative pathogenic bacteria.
Beta-lactamases produced by gram-negative bacteria are usually secreted, especially when antibiotics are present in the environment.
Structure
The structure of a Streptomyces serine β-lactamase (SBLs) is given by . The alpha-beta fold () resembles that of a DD-transpeptidase, from which the enzyme is thought to have evolved. β-lactam antibiotics bind to DD-transpeptidases to inhibit bacterial cell wall biosynthesis. Serine β-lactamases are grouped by sequence similarity into types A, C, and D.
The other type of beta-lactamase is of the metallo type ("type B"). Metallo-beta-lactamases (MBLs) need metal ion(s) (1 or 2 Zn2+ ions) on their active site for their catalytic activities. The structure of the New Delhi metallo-beta-lactamase 1 is given by . It resembles a RNase Z, from which it is thought to have evolved.
Mechanism of action
The two types of beta-lactamases work on the basis of the two basic mechanisms of opening the β-lactam ring.
The SBLs are similar in structure and mechanistically to the β-lactam target penicillin-binding proteins (PBPs) which are necessary for cell wall building and modifying. SBLs and PBPs both covalently change an active site Serine residue. The difference between the PBPs and SBLs is that the latter generates free enzyme and inactive antibiotic by the very quick hydrolysis of the acyl-enzyme intermediate.
The MBLs use the Zn2+ ions to activate a binding site water molecule for the hydrolysis of the β-lactam ring. Zinc chelators have recently been investigated as metallo-β-lactamase inhibitors, as they are often able to restore carbapenem susceptibility.
Penicillinase
Penicillinase is a specific type of β-lactamase, showing specificity for penicillins, again by hydrolysing the β-lactam ring. Molecular weights of the various penicillinases tend to cluster near 50 kiloDaltons.
Penicillinase was the first β-lactamase to be identified. It was first isolated by Abraham and Chain in 1940 from Gram-negative E. coli even before penicillin entered clinical use, but penicillinase production quickly spread to bacteria that previously did not produce it or produced it only rarely. Penicillinase-resistant beta-lactams such as methicillin were developed, but there is now widespread resistance to even these.
Resistance in Gram-negative bacteria
Among Gram-negative bacteria, the emergence of resistance to extended-spectrum cephalosporins has been a major concern. It appeared initially in a limited number of bacterial species (E. cloacae, C. freundii, S. marcescens, and P. aeruginosa) that could mutate to hyperproduce their chromosomal class C β-lactamase. A few years later, resistance appeared in bacterial species not naturally producing AmpC enzymes (K. pneumoniae, Salmonella spp., P. mirabilis) due to the production of TEM- or SHV-type ESBLs (extended spectrum beta lactamases). Characteristically, such resistance has included oxyimino- (for example ceftizoxime, cefotaxime, ceftriaxone, and ceftazidime, as well as the oxyimino-monobactam aztreonam), but not 7-alpha-methoxy-cephalosporins (cephamycins; in other words, cefoxitin and cefotetan); has been blocked by inhibitors such as clavulanate, sulbactam or tazobactam and did not involve carbapenems and temocillin. Chromosomal-mediated AmpC β-lactamases represent a new threat, since they confer resistance to 7-alpha-methoxy-cephalosporins (cephamycins) such as cefoxitin or cefotetan but are not affected by commercially available β-lactamase inhibitors, and can, in strains with loss of outer membrane porins, provide resistance to carbapenems.
Extended-spectrum beta-lactamase (ESBL)
Members of this family commonly express β-lactamases (e.g., TEM-3, TEM-4, and SHV-2 ) which confer resistance to expanded-spectrum (extended-spectrum) cephalosporins. In the mid-1980s, this new group of enzymes, the extended-spectrum β-lactamases (ESBLs), was detected (first detected in 1979). The prevalence of ESBL-producing bacteria have been gradually increasing in acute care hospitals. The prevalence in the general population varies between countries, e.g. approximately 6% in Germany and France, 13% in Saudi Arabia, and 63% in Egypt. ESBLs are beta-lactamases that hydrolyze extended-spectrum cephalosporins with an oxyimino side chain. These cephalosporins include cefotaxime, ceftriaxone, and ceftazidime, as well as the oxyimino-monobactam aztreonam. Thus ESBLs confer multi-resistance to these antibiotics and related oxyimino-beta lactams. In typical circumstances, they derive from genes for TEM-1, TEM-2, or SHV-1 by mutations that alter the amino acid configuration around the active site of these β-lactamases. A broader set of β-lactam antibiotics are susceptible to hydrolysis by these enzymes. An increasing number of ESBLs not of TEM or SHV lineage have recently been described. The ESBLs are frequently plasmid encoded. Plasmids responsible for ESBL production frequently carry genes encoding resistance to other drug classes (for example, aminoglycosides). Therefore, antibiotic options in the treatment of ESBL-producing organisms are extremely limited. Carbapenems are the treatment of choice for serious infections due to ESBL-producing organisms, yet carbapenem-resistant (primarily ertapenem-resistant) isolates have recently been reported. ESBL-producing organisms may appear susceptible to some extended-spectrum cephalosporins. However, treatment with such antibiotics has been associated with high failure rates.
Types
TEM beta-lactamases (class A)
TEM-1 is the most commonly encountered beta-lactamase in Gram-negative bacteria. Up to 90% of ampicillin resistance in E. coli is due to the production of TEM-1. Also responsible for the ampicillin and penicillin resistance that is seen in H. influenzae and N. gonorrhoeae in increasing numbers. Although TEM-type beta-lactamases are most often found in E. coli and K. pneumoniae, they are also found in other species of Gram-negative bacteria with increasing frequency. The amino acid substitutions responsible for the extended-spectrum beta lactamase (ESBL) phenotype cluster around the active site of the enzyme and change its configuration, allowing access to oxyimino-beta-lactam substrates. Opening the active site to beta-lactam substrates also typically enhances the susceptibility of the enzyme to β-lactamase inhibitors, such as clavulanic acid. Single amino acid substitutions at positions 104, 164, 238, and 240 produce the ESBL phenotype, but ESBLs with the broadest spectrum usually have more than a single amino acid substitution. Based upon different combinations of changes, currently 140 TEM-type enzymes have been described. TEM-10, TEM-12, and TEM-26 are among the most common in the United States. The term TEM comes from the name of the Athenian patient (Temoniera) from which the isolate was recovered in 1963.
SHV beta-lactamases (class A)
SHV-1 shares 68 percent of its amino acids with TEM-1 and has a similar overall structure. The SHV-1 beta-lactamase is most commonly found in K. pneumoniae and is responsible for up to 20% of the plasmid-mediated ampicillin resistance in this species. ESBLs in this family also have amino acid changes around the active site, most commonly at positions 238 or 238 and 240. More than 60 SHV varieties are known. SHV-5 and SHV-12 are among the most common. The initials stand for "sulfhydryl reagent variable".
CTX-M beta-lactamases (class A)
These enzymes were named for their greater activity against cefotaxime than other oxyimino-beta-lactam substrates (e.g., ceftazidime, ceftriaxone, or cefepime). Rather than arising by mutation, they represent examples of plasmid acquisition of beta-lactamase genes normally found on the chromosome of Kluyvera species, a group of rarely pathogenic commensal organisms. These enzymes are not very closely related to TEM or SHV beta-lactamases in that they show only approximately 40% identity with these two commonly isolated beta-lactamases. More than 172 CTX-M enzymes are currently known. Despite their name, a few are more active on ceftazidime than cefotaxime. They have mainly been found in strains of Salmonella enterica serovar Typhimurium and E. coli, but have also been described in other species of Enterobacteriaceae and are the predominant ESBL type in parts of South America. (They are also seen in eastern Europe) CTX-M-14, CTX-M-3, and CTX-M-2 are the most widespread. CTX-M-15 is currently (2006) the most widespread type in E. coli the UK and is widely prevalent in the community. An example of beta-lactamase CTX-M-15, along with ISEcp1, has been found to have recently transposed onto the chromosome of Klebsiella pneumoniae ATCC BAA-2146. The initials stand for "Cefotaxime-Munich".
OXA beta-lactamases (class D)
OXA beta-lactamases were long recognized as a less common but also plasmid-mediated beta-lactamase variety that could hydrolyze oxacillin and related anti-staphylococcal penicillins. These beta-lactamases differ from the TEM and SHV enzymes in that they belong to molecular class D and functional group 2d . The OXA-type beta-lactamases confer resistance to ampicillin and cephalothin and are characterized by their high hydrolytic activity against oxacillin and cloxacillin and the fact that they are poorly inhibited by clavulanic acid. Amino acid substitutions in OXA enzymes can also give the ESBL phenotype. While most ESBLs have been found in E. coli, K. pneumoniae, and other Enterobacteriaceae, the OXA-type ESBLs have been found mainly in P. aeruginosa. OXA-type ESBLs have been found mainly in Pseudomonas aeruginosa isolates from Turkey and France. The OXA beta-lactamase family was originally created as a phenotypic rather than a genotypic group for a few beta-lactamases that had a specific hydrolysis profile. Therefore, there is as little as 20% sequence homology among some of the members of this family. However, recent additions to this family show some degree of homology to one or more of the existing members of the OXA beta-lactamase family. Some confer resistance predominantly to ceftazidime, but OXA-17 confers greater resistance to cefotaxime and cefepime than it does resistance to ceftazidime.
Others
Other plasmid-mediated ESBLs, such as PER, VEB, GES, and IBC beta-lactamases, have been described but are uncommon and have been found mainly in P. aeruginosa and at a limited number of geographic sites. PER-1 in isolates in Turkey, France, and Italy; VEB-1 and VEB-2 in strains from Southeast Asia; and GES-1, GES-2, and IBC-2 in isolates from South Africa, France, and Greece. PER-1 is also common in multiresistant acinetobacter species in Korea and Turkey. Some of these enzymes are found in Enterobacteriaceae as well, whereas other uncommon ESBLs (such as BES-1, IBC-1, SFO-1, and TLA-1) have been found only in Enterobacteriaceae.
Treatment
While ESBL-producing organisms were previously associated with hospitals and institutional care, these organisms are now increasingly found in the community. CTX-M-15-positive E. coli are a cause of community-acquired urinary infections in the UK, and tend to be resistant to all oral β-lactam antibiotics, as well as quinolones and sulfonamides. Treatment options may include nitrofurantoin, fosfomycin, mecillinam and chloramphenicol. In desperation, once-daily ertapenem or gentamicin injections may also be used.
Inhibitor-resistant β-lactamases
Although the inhibitor-resistant β-lactamases are not ESBLs, they are often discussed with ESBLs because they are also derivatives of the classical TEM- or SHV-type enzymes. These enzymes were at first given the designation IRT for inhibitor-resistant TEM β-lactamase; however, all have subsequently been renamed with numerical TEM designations. There are at least 19 distinct inhibitor-resistant TEM β-lactamases. Inhibitor-resistant TEM β-lactamases have been found mainly in clinical isolates of E. coli, but also some strains of K. pneumoniae, Klebsiella oxytoca, P. mirabilis, and Citrobacter freundii. Although the inhibitor-resistant TEM variants are resistant to inhibition by clavulanic acid and sulbactam, thereby showing clinical resistance to the beta-lactam—lactamase inhibitor combinations of amoxicillin-clavulanate (co-amoxiclav), ticarcillin-clavulanate (co-ticarclav), and ampicillin/sulbactam, they normally remain susceptible to inhibition by tazobactam and subsequently the combination of piperacillin/tazobactam, although resistance has been described. This is no longer a primarily European epidemiology, it is found in northern parts of America often and should be tested for with complex UTI's.
AmpC-type β-lactamases (class C)
AmpC type β-lactamases are commonly isolated from extended-spectrum cephalosporin-resistant Gram-negative bacteria. AmpC β-lactamases (also termed class C or group 1) are typically encoded on the chromosome of many Gram-negative bacteria including Citrobacter, Serratia and Enterobacter species where its expression is usually inducible; it may also occur on Escherichia coli but is not usually inducible, although it can be hyperexpressed. AmpC type β-lactamases may also be carried on plasmids. AmpC β-lactamases, in contrast to ESBLs, hydrolyse broad and extended-spectrum cephalosporins (cephamycins as well as to oxyimino-β-lactams) but are not inhibited by β-lactamase inhibitors such as clavulanic acid. AmpC-type β-lactamase organisms are often clinically grouped through the acronym, "SPACE": Serratia, Pseudomonas or Proteus, Acinetobacter, Citrobacter, and Enterobacter.
Carbapenemases
Carbapenems are famously stable to AmpC β-lactamases and extended-spectrum-β-lactamases. Carbapenemases are a diverse group of β-lactamases that are active not only against the oxyimino-cephalosporins and cephamycins but also against the carbapenems. Aztreonam is stable to the metallo-β-lactamases,
but many IMP and VIM producers are resistant, owing to other mechanisms. Carbapenemases were formerly believed to derive only from classes A, B, and D, but a class C carbapenemase has been described.
IMP-type carbapenemases (metallo-β-lactamases) (class B)
Plasmid-mediated IMP-type carbapenemases (IMP stands for active-on-imipenem), 19 varieties of which are currently known, became established in Japan in the 1990s both in enteric Gram-negative organisms and in Pseudomonas and Acinetobacter species. IMP enzymes spread slowly to other countries in the Far East, were reported from Europe in 1997, and have been found in Canada and Brazil.
VIM (Verona integron-encoded metallo-β-lactamase) (Class B)
A second growing family of carbapenemases, the VIM family, was reported from Italy in 1999 and now includes 10 members, which have a wide geographic distribution in Europe, South America, and the Far East and have been found in the United States. VIM-1 was discovered in P. aeruginosa in Italy in 1996; since then, VIM-2 - now the predominant variant - was found repeatedly in Europe and the Far East; VIM-3 and -4 are minor variants of VIM-2 and -1, respectively.
Amino acid sequence diversity is up to 10% in the VIM family, 15% in the IMP family, and 70% between VIM and IMP. Enzymes of both the families, nevertheless, are similar. Both are integron-associated, sometimes within plasmids. Both hydrolyse all β-lactams except monobactams, and evade all β-lactam inhibitors. The VIM enzymes are among the most widely distributed MBLs, with >40 VIM variants having been reported. Biochemical and biophysical studies revealed that VIM variants have only small variations in their kinetic parameters but substantial differences in their thermal stabilities and inhibition profiles.
OXA (oxacillinase) group of β-lactamases (class D)
The OXA group of β-lactamases occur mainly in Acinetobacter species and are divided into two clusters. OXA carbapenemases hydrolyse carbapenems very slowly in vitro, and the high MICs seen for some Acinetobacter hosts (>64 mg/L) may reflect secondary mechanisms. They are sometimes augmented in clinical isolates by additional resistance mechanisms, such as impermeability or efflux. OXA carbapenemases also tend to have a reduced hydrolytic efficiency towards penicillins and cephalosporins.
KPC (K. pneumoniae carbapenemase) (class A)
A few class A enzymes, most noted the plasmid-mediated KPC enzymes, are effective carbapenemases as well. Ten variants, KPC-2 through KPC-11 are known, and they are distinguished by one or two amino acid substitutions (KPC-1 was re-sequenced in 2008 and found to be 100% homologous to published sequences of KPC-2). KPC-1 was found in North Carolina, KPC-2 in Baltimore and KPC-3 in New York. They have only 45% homology with SME and NMC/IMI enzymes and, unlike them, can be encoded by self-transmissible plasmids.
, the class A Klebsiella pneumoniae carbapenemase (KPC) globally has been the most common carbapenemase, and was first detected in 1996 in North Carolina, USA. A 2010 publication indicated that KPC producing Enterobacteriaceae were becoming common in the United States.
CMY (class C)
The first class C carbapenemase was described in 2006 and was isolated from a virulent strain of Enterobacter aerogenes. It is carried on a plasmid, pYMG-1, and is therefore transmissible to other bacterial strains.
SME (Serratia marcescens enzymes), IMI (IMIpenem-hydrolysing β-lactamase), NMC and CcrA
In general, these are of little clinical significance.
CcrA (CfiA). Its gene occurs in ca. 1–3% of B. fragilis isolates, but fewer produce the enzyme since expression demands appropriate migration of an insertion sequence. CcrA was known before imipenem was introduced, and producers have shown little subsequent increase.
NDM-1 (New Delhi metallo-β-lactamase) (class B)
Originally described from New Delhi in 2009, this gene is now widespread in Escherichia coli and Klebsiella pneumoniae from India and Pakistan. As of mid-2010, NDM-1 carrying bacteria have been introduced to other countries (including the United States and UK), most probably due to the large number of tourists travelling the globe, who may have picked up the strain from the environment, as strains containing the NDM-1 gene have been found in environmental samples in India. NDM have several variants which share different properties.
Treatment of ESBL/AmpC/carbapenemases
General overview
In general, an isolate is suspected to be an ESBL producer when it shows in vitro susceptibility to the cephamycins (cefoxitin, cefotetan) but resistance to the third-generation cephalosporins and to aztreonam. Moreover, one should suspect these strains when treatment with these agents for Gram-negative infections fails despite reported in vitro susceptibility. Once an ESBL-producing strain is detected, the laboratory should report it as "resistant" to all penicillins, cephalosporins, and aztreonam, even if it is tested (in vitro) as susceptible. Associated resistance to aminoglycosides and trimethoprim-sulfamethoxazole, as well as high frequency of co-existence of fluoroquinolone resistance, creates problems. Beta-lactamase inhibitors such as clavulanate, sulbactam, and tazobactam in vitro inhibit most ESBLs, but the clinical effectiveness of beta-lactam/beta-lactamase inhibitor combinations cannot be relied on consistently for therapy. Cephamycins (cefoxitin and cefotetan) are not hydrolyzed by majority of ESBLs, but are hydrolyzed by associated AmpC-type β-lactamase. Also, β-lactam/β-lactamase inhibitor combinations may not be effective against organisms that produce AmpC-type β-lactamase. Sometimes these strains decrease the expression of outer membrane proteins, rendering them resistant to cephamycins. In vivo studies have yielded mixed results against ESBL-producing K. pneumoniae. (Cefepime, a fourth-generation cephalosporin, has demonstrated in vitro stability in the presence of many ESBL/AmpC strains.) Currently, carbapenems are, in general, regarded as the preferred agent for treatment of infections due to ESBL-producing organisms. Carbapenems are resistant to ESBL-mediated hydrolysis and exhibit excellent in vitro activity against strains of Enterobacteriaceae expressing ESBLs.
According to genes
ESBLs
Strains producing only ESBLs are susceptible to cephamycins and carbapenems in vitro and show little if any inoculum effect with these agents.
For organisms producing TEM and SHV type ESBLs, apparent in vitro sensitivity to cefepime and to piperacillin/tazobactam is common, but both drugs show an inoculum effect, with diminished susceptibility as the size of the inoculum is increased from 105 to 107 organisms.
Strains with some CTX-M–type and OXA-type ESBLs are resistant to cefepime on testing, despite the use of a standard inoculum.
Inhibitor-resistant β-lactamases
Although the inhibitor-resistant TEM variants are resistant to inhibition by clavulanic acid and sulbactam, thereby showing clinical resistance to the beta-lactam—beta lactamase inhibitor combinations of amoxicillin-clavulanate (Co-amoxiclav), ticarcillin-clavulanate, and ampicillin/sulbactam, they remain susceptible to inhibition by tazobactam and subsequently the combination of piperacillin/tazobactam.
AmpC
AmpC-producing strains are typically resistant to oxyimino-beta lactams and to cephamycins and are susceptible to carbapenems; however, diminished porin expression can make such a strain carbapenem-resistant as well.
Carbapenemases
Strains with IMP-, VIM-, and OXA-type carbapenemases usually remain susceptible. Resistance to non-beta-lactam antibiotics is common in strains making any of these enzymes, such that alternative options for non-beta-lactam therapy need to be determined by direct susceptibility testing. Resistance to fluoroquinolones and aminoglycosides is especially high.
According to species
Escherichia coli or Klebsiella
For infections caused by ESBL-producing Escherichia coli or Klebsiella species, treatment with imipenem or meropenem has been associated with the best outcomes in terms of survival and bacteriologic clearance. Cefepime and piperacillin/tazobactam have been less successful. Ceftriaxone, cefotaxime, and ceftazidime have failed even more often, despite the organism's susceptibility to the antibiotic in vitro. Several reports have documented failure of cephamycin therapy as a result of resistance due to porin loss. Some patients have responded to aminoglycoside or quinolone therapy, but, in a recent comparison of ciprofloxacin and imipenem for bacteremia involving an ESBL-producing K. pneumoniae, imipenem produced the better outcome
Pseudomonas aeruginosa
There have been few clinical studies to define the optimal therapy for infections caused by ESBL producing Pseudomonas aeruginosa strains.
Use as a pharmaceutical
In 1957, amid concern about allergic reactions to penicillin-containing antibiotics, a beta-lactamase was sold as an antidote under the brand name neutrapen. It was theorized that the breakdown of penicillin by the enzyme would treat the allergic reaction. While it was not useful in acute anaphylactic shock, it showed positive results in cases of urticaria and joint pain suspected to be caused by penicillin allergy. Its use was proposed in pediatric cases where penicillin allergy was discovered upon administration of the polio vaccine, which used penicillin as a preservative. However, some patients developed allergies to neutrapen. The Albany Hospital removed it from its formulary in 1960, only two years after adding it, citing lack of use. Some researchers continued to use it in experiments on penicillin resistance as late as 1972. It was voluntarily withdrawn from the American market by 3M Pharmaceuticals in 1997.
Detection
Beta-lactamase enzymatic activity can be detected using nitrocefin, a chromogenic cephalosporin substrate which changes color from yellow to red upon beta-lactamase mediated hydrolysis.
Evolution
Beta-lactamases are ancient bacterial enzymes. Metallo β-lactamases ("class B") are all structurally similar to RNase Z and may have evolved from it. Of the three subclasses B1, B2, and B3, B1 and B2 are theorized to have evolved about one billion years ago, while B3 seems to have arisen independently, possibly before the divergence of the Gram-positive and Gram-negative eubacteria about two billion years ago. PNGM-1 (Papua New Guinea Metallo-β-lactamase-1) has both metallo-β-lactamase (MBL) and tRNase Z activities, suggesting that PNGM-1 is thought to have evolved from a tRNase Z, and that the B3 MBL activity of PNGM-1 is a promiscuous activity and subclass B3 MBLs are thought to have evolved through PNGM-1 activity. Subclasses B1 and B3 has been further subdivided.
Serine beta-lactamases (classes A, C, and D) appear to have evolved from DD-transpeptidases, which are penicillin-binding proteins involved in cell wall biosynthesis, and as such are one of the main targets of beta-lactam antibiotics. These three classes show undetectable sequence similarity with each other, but can still be compared using structural homology. Groups A and D are sister taxa and group C diverged before A and D. These serine-based enzymes, like the group B betalactamases, are of ancient origin and are theorized to have evolved about two billion years ago.
The OXA group (in class D) in particular is theorized to have evolved on chromosomes and moved to plasmids on at least two separate occasions.
Etymology
The "β" (beta) refers to the nitrogen's position on the second carbon in the ring. Lactam is a blend of lactone (from the Latin lactis, milk, since lactic acid was isolated from soured milk) and amide. The suffix -ase, indicating an enzyme, is derived from diastase (from the Greek diastasis, "separation"), the first enzyme discovered in 1833 by Payen and Persoz.
See also
β-lactamase inhibitor
ESBL-producing E. coli
Nitrocefin
References
Further reading
External links
Online ESBL genotyping tool (EGT)
Online Amino Acid Sequences for ESBL enzymes
Beta-lactam antibiotics
EC 3.5.2
Enzymes of known structure |
4614 | https://en.wikipedia.org/wiki/Boeing%20747 | Boeing 747 | The Boeing 747 is a large, long-range wide-body airliner designed and manufactured by Boeing Commercial Airplanes in the United States between 1968 and 2023.
After introducing the 707 in October 1958, Pan Am wanted a jet times its size, to reduce its seat cost by 30%. In 1965, Joe Sutter left the 737 development program to design the 747. In April 1966, Pan Am ordered 25 Boeing 747-100 aircraft, and in late 1966, Pratt & Whitney agreed to develop the JT9D engine, a high-bypass turbofan. On September 30, 1968, the first 747 was rolled out of the custom-built Everett Plant, the world's largest building by volume. The first flight took place on February 9, 1969, and the 747 was certified in December of that year. It entered service with Pan Am on January 22, 1970. The 747 was the first airplane called a "Jumbo Jet" as the first wide-body airliner.
The 747 is a four-engined jet aircraft, initially powered by Pratt & Whitney JT9D turbofan engines, then General Electric CF6 and Rolls-Royce RB211 engines for the original variants. With a ten-abreast economy seating, it typically accommodates 366 passengers in three travel classes. It has a pronounced 37.5° wing sweep, allowing a cruise speed, and its heavy weight is supported by four main landing gear legs, each with a four-wheel bogie. The partial double-deck aircraft was designed with a raised cockpit so it could be converted to a freighter airplane by installing a front cargo door, as it was initially thought that it would eventually be superseded by supersonic transports.
Boeing introduced the -200 in 1971, with more powerful engines for a heavier maximum takeoff weight (MTOW) of from the initial , increasing the maximum range from . It was shortened for the longer-range 747SP in 1976, and the 747-300 followed in 1983 with a stretched upper deck for up to 400 seats in three classes. The heavier 747-400 with improved RB211 and CF6 engines or the new PW4000 engine (the JT9D successor), and a two-crew glass cockpit, was introduced in 1989 and is the most common variant. After several studies, the stretched 747-8 was launched on November 14, 2005, with new General Electric GEnx engines, and was first delivered in October 2011. The 747 is the basis for several government and military variants, such as the VC-25 (Air Force One), E-4 Emergency Airborne Command Post, Shuttle Carrier Aircraft, and some experimental testbeds such as the YAL-1 and SOFIA airborne observatory.
Initial competition came from the smaller trijet widebodies: the Lockheed L-1011 (introduced in 1972), McDonnell Douglas DC-10 (1971) and later MD-11 (1990). Airbus competed with later variants with the heaviest versions of the A340 until surpassing the 747 in size with the A380, delivered between 2007 and 2021. Freighter variants of the 747 remain popular with cargo airlines. The final 747 was delivered to Atlas Air in January 2023 after a 54-year production run, with 1,574 aircraft built.
, 64 Boeing 747s (%) have been lost in accidents and incidents, in which a total of 3,746 people have died.
Development
Background
In 1963, the United States Air Force started a series of study projects on a very large strategic transport aircraft. Although the C-141 Starlifter was being introduced, officials believed that a much larger and more capable aircraft was needed, especially to carry cargo that would not fit in any existing aircraft. These studies led to initial requirements for the CX-Heavy Logistics System (CX-HLS) in March 1964 for an aircraft with a load capacity of and a speed of Mach 0.75 (), and an unrefueled range of with a payload of . The payload bay had to be wide by high and long with access through doors at the front and rear.
The desire to keep the number of engines to four required new engine designs with greatly increased power and better fuel economy. In May 1964, airframe proposals arrived from Boeing, Douglas, General Dynamics, Lockheed, and Martin Marietta; engine proposals were submitted by General Electric, Curtiss-Wright, and Pratt & Whitney. Boeing, Douglas, and Lockheed were given additional study contracts for the airframe, along with General Electric and Pratt & Whitney for the engines.
The airframe proposals shared several features. As the CX-HLS needed to be able to be loaded from the front, a door had to be included where the cockpit usually was. All of the companies solved this problem by moving the cockpit above the cargo area; Douglas had a small "pod" just forward and above the wing, Lockheed used a long "spine" running the length of the aircraft with the wing spar passing through it, while Boeing blended the two, with a longer pod that ran from just behind the nose to just behind the wing. In 1965, Lockheed's aircraft design and General Electric's engine design were selected for the new C-5 Galaxy transport, which was the largest military aircraft in the world at the time. Boeing carried the nose door and raised cockpit concepts over to the design of the 747.
Airliner proposal
The 747 was conceived while air travel was increasing in the 1960s. The era of commercial jet transportation, led by the enormous popularity of the Boeing 707 and Douglas DC-8, had revolutionized long-distance travel. In this growing jet age, Juan Trippe, president of Pan Am, one of Boeing's most important airline customers, asked for a new jet airliner times size of the 707, with a 30% lower cost per unit of passenger-distance and the capability to offer mass air travel on international routes. Trippe also thought that airport congestion could be addressed by a larger new aircraft.
In 1965, Joe Sutter was transferred from Boeing's 737 development team to manage the design studies for the new airliner, already assigned the model number 747. Sutter began a design study with Pan Am and other airlines to better understand their requirements. At the time, many thought that long-range subsonic airliners would eventually be superseded by supersonic transport aircraft. Boeing responded by designing the 747 so it could be adapted easily to carry freight and remain in production even if sales of the passenger version declined.
In April 1966, Pan Am ordered 25 Boeing 747-100 aircraft for US$525 million (equivalent to $ billion in dollars). During the ceremonial 747 contract-signing banquet in Seattle on Boeing's 50th Anniversary, Juan Trippe predicted that the 747 would be "…a great weapon for peace, competing with intercontinental missiles for mankind's destiny". As launch customer, and because of its early involvement before placing a formal order, Pan Am was able to influence the design and development of the 747 to an extent unmatched by a single airline before or since.
Design effort
Ultimately, the high-winged CX-HLS Boeing design was not used for the 747, although technologies developed for their bid had an influence. The original design included a full-length double-deck fuselage with eight-across seating and two aisles on the lower deck and seven-across seating and two aisles on the upper deck. However, concern over evacuation routes and limited cargo-carrying capability caused this idea to be scrapped in early 1966 in favor of a wider single deck design. The cockpit was therefore placed on a shortened upper deck so that a freight-loading door could be included in the nose cone; this design feature produced the 747's distinctive "hump". In early models, what to do with the small space in the pod behind the cockpit was not clear, and this was initially specified as a "lounge" area with no permanent seating. (A different configuration that had been considered to keep the flight deck out of the way for freight loading had the pilots below the passengers, and was dubbed the "anteater".)
One of the principal technologies that enabled an aircraft as large as the 747 to be drawn up was the high-bypass turbofan engine. This engine technology was thought to be capable of delivering double the power of the earlier turbojets while consuming one-third less fuel. General Electric had pioneered the concept but was committed to developing the engine for the C-5 Galaxy and did not enter the commercial market until later. Pratt & Whitney was also working on the same principle and, by late 1966, Boeing, Pan Am and Pratt & Whitney agreed to develop a new engine, designated the JT9D to power the 747.
The project was designed with a new methodology called fault tree analysis, which allowed the effects of a failure of a single part to be studied to determine its impact on other systems. To address concerns about safety and flyability, the 747's design included structural redundancy, redundant hydraulic systems, quadruple main landing gear and dual control surfaces. Additionally, some of the most advanced high-lift devices used in the industry were included in the new design, to allow it to operate from existing airports. These included Krueger flaps running almost the entire length of the wing's leading edge, as well as complex three-part slotted flaps along the trailing edge of the wing. The wing's complex three-part flaps increase wing area by 21% and lift by 90% when fully deployed compared to their non-deployed configuration.
Boeing agreed to deliver the first 747 to Pan Am by the end of 1969. The delivery date left 28 months to design the aircraft, which was two-thirds of the normal time. The schedule was so fast-paced that the people who worked on it were given the nickname "The Incredibles". Developing the aircraft was such a technical and financial challenge that management was said to have "bet the company" when it started the project. Due to its massive size, Boeing subcontracted the assembly of subcomponents to other manufacturers, most notably Northrop and Grumman (later merged into Northrop Grumman in 1994) for fuselage parts and trailing edge flaps respectively, Fairchild for tailplane ailerons, and Ling-Temco-Vought (LTV) for the empennage.
Production plant
As Boeing did not have a plant large enough to assemble the giant airliner, they chose to build a new plant. The company considered locations in about 50 cities, and eventually decided to build the new plant some north of Seattle on a site adjoining a military base at Paine Field near Everett, Washington. It bought the site in June 1966.
Developing the 747 had been a major challenge, and building its assembly plant was also a huge undertaking. Boeing president William M. Allen asked Malcolm T. Stamper, then head of the company's turbine division, to oversee construction of the Everett factory and to start production of the 747. To level the site, more than of earth had to be moved. Time was so short that the 747's full-scale mock-up was built before the factory roof above it was finished. The plant is the largest building by volume ever built, and has been substantially expanded several times to permit construction of other models of Boeing wide-body commercial jets.
Flight testing
Before the first 747 was fully assembled, testing began on many components and systems. One important test involved the evacuation of 560 volunteers from a cabin mock-up via the aircraft's emergency chutes. The first full-scale evacuation took two and a half minutes instead of the maximum of 90 seconds mandated by the Federal Aviation Administration (FAA), and several volunteers were injured. Subsequent test evacuations achieved the 90-second goal but caused more injuries. Most problematic was evacuation from the aircraft's upper deck; instead of using a conventional slide, volunteer passengers escaped by using a harness attached to a reel. Tests also involved taxiing such a large aircraft. Boeing built an unusual training device known as "Waddell's Wagon" (named for a 747 test pilot, Jack Waddell) that consisted of a mock-up cockpit mounted on the roof of a truck. While the first 747s were still being built, the device allowed pilots to practice taxi maneuvers from a high upper-deck position.
In 1968, the program cost was US$1 billion (equivalent to $ billion in dollars). On September 30, 1968, the first 747 was rolled out of the Everett assembly building before the world's press and representatives of the 26 airlines that had ordered the airliner. Over the following months, preparations were made for the first flight, which took place on February 9, 1969, with test pilots Jack Waddell and Brien Wygle at the controls and Jess Wallick at the flight engineer's station. Despite a minor problem with one of the flaps, the flight confirmed that the 747 handled extremely well. The 747 was found to be largely immune to "Dutch roll", a phenomenon that had been a major hazard to the early swept-wing jets.
Issues, delays and certification
During later stages of the flight test program, flutter testing showed that the wings suffered oscillation under certain conditions. This difficulty was partly solved by reducing the stiffness of some wing components. However, a particularly severe high-speed flutter problem was solved only by inserting depleted uranium counterweights as ballast in the outboard engine nacelles of the early 747s. This measure caused anxiety when these aircraft crashed, for example El Al Flight 1862 at Amsterdam in 1992 with of uranium in the tailplane (horizontal stabilizer).
The flight test program was hampered by problems with the 747's JT9D engines. Difficulties included engine stalls caused by rapid throttle movements and distortion of the turbine casings after a short period of service. The problems delayed 747 deliveries for several months; up to 20 aircraft at the Everett plant were stranded while awaiting engine installation. The program was further delayed when one of the five test aircraft suffered serious damage during a landing attempt at Renton Municipal Airport, the site of Boeing's Renton factory. The incident happened on December 13, 1969, when a test aircraft was flown to Renton to have test equipment removed and a cabin installed. Pilot Ralph C. Cokely undershot the airport's short runway and the 747's right, outer landing gear was torn off and two engine nacelles were damaged. However, these difficulties did not prevent Boeing from taking a test aircraft to the 28th Paris Air Show in mid-1969, where it was displayed to the public for the first time. Finally, in December 1969, the 747 received its FAA airworthiness certificate, clearing it for introduction into service.
The huge cost of developing the 747 and building the Everett factory meant that Boeing had to borrow heavily from a banking syndicate. During the final months before delivery of the first aircraft, the company had to repeatedly request additional funding to complete the project. Had this been refused, Boeing's survival would have been threatened. The firm's debt exceeded $2 billion, with the $1.2 billion owed to the banks setting a record for all companies. Allen later said, "It was really too large a project for us." Ultimately, the gamble succeeded, and Boeing held a monopoly in very large passenger aircraft production for many years.
Entry into service
On January 15, 1970, First Lady of the United States Pat Nixon christened Pan Am's first 747 at Dulles International Airport (later Washington Dulles International Airport) in the presence of Pan Am chairman Najeeb Halaby. Instead of champagne, red, white, and blue water was sprayed on the aircraft. The 747 entered service on January 22, 1970, on Pan Am's New York–London route; the flight had been planned for the evening of January 21, but engine overheating made the original aircraft unusable. Finding a substitute delayed the flight by more than six hours to the following day when Clipper Victor was used.
The 747 enjoyed a fairly smooth introduction into service, overcoming concerns that some airports would not be able to accommodate an aircraft that large. Although technical problems occurred, they were relatively minor and quickly solved. After the aircraft's introduction with Pan Am, other airlines that had bought the 747 to stay competitive began to put their own 747s into service. Boeing estimated that half of the early 747 sales were to airlines desiring the aircraft's long range rather than its payload capacity. While the 747 had the lowest potential operating cost per seat, this could only be achieved when the aircraft was fully loaded; costs per seat increased rapidly as occupancy declined. A moderately loaded 747, one with only 70 percent of its seats occupied, used more than 95 percent of the fuel needed by a fully occupied 747. Nonetheless, many flag-carriers purchased the 747 due to its prestige "even if it made no sense economically" to operate. During the 1970s and 1980s, over 30 regularly scheduled 747s could often be seen at John F. Kennedy International Airport.
The recession of 1969–1970, despite having been characterized as relatively mild, greatly affected Boeing. For the year and a half after September 1970, it only sold two 747s in the world, both to Irish flag carrier Aer Lingus.
No 747s were sold to any American carrier for almost three years. When economic problems in the US and other countries after the 1973 oil crisis led to reduced passenger traffic, several airlines found they did not have enough passengers to fly the 747 economically, and they replaced them with the smaller and recently introduced McDonnell Douglas DC-10 and Lockheed L-1011 TriStar trijet wide bodies (and later the 767 and A300/A310 twinjets). Having tried replacing coach seats on its 747s with piano bars in an attempt to attract more customers, American Airlines eventually relegated its 747s to cargo service and in 1983 exchanged them with Pan Am for smaller aircraft; Delta Air Lines also removed its 747s from service after several years. Later, Delta acquired 747s again in 2008 as part of its merger with Northwest Airlines, although it retired the Boeing 747-400 fleet in December 2017.
International flights bypassing traditional hub airports and landing at smaller cities became more common throughout the 1980s, thus eroding the 747's original market. Many international carriers continued to use the 747 on Pacific routes. In Japan, 747s on domestic routes were configured to carry nearly the maximum passenger capacity.
Improved 747 versions
After the initial , Boeing developed the , a higher maximum takeoff weight (MTOW) variant, and the (Short Range), with higher passenger capacity. Increased maximum takeoff weight allows aircraft to carry more fuel and have longer range. The model followed in 1971, featuring more powerful engines and a higher MTOW. Passenger, freighter and combination passenger-freighter versions of the were produced. The shortened 747SP (special performance) with a longer range was also developed, and entered service in 1976.
The 747 line was further developed with the launch of the on June 11, 1980, followed by interest from Swissair a month later and the go-ahead for the project. The 300 series resulted from Boeing studies to increase the seating capacity of the 747, during which modifications such as fuselage plugs and extending the upper deck over the entire length of the fuselage were rejected. The first , completed in 1983, included a stretched upper deck, increased cruise speed, and increased seating capacity. The -300 variant was previously designated 747SUD for stretched upper deck, then 747-200 SUD, followed by 747EUD, before the 747-300 designation was used. Passenger, short range and combination freighter-passenger versions of the 300 series were produced.
In 1985, development of the longer range 747-400 began. The variant had a new glass cockpit, which allowed for a cockpit crew of two instead of three, new engines, lighter construction materials, and a redesigned interior. Development costs soared, and production delays occurred as new technologies were incorporated at the request of airlines. Insufficient workforce experience and reliance on overtime contributed to early production problems on the . The -400 entered service in 1989.
In 1991, a record-breaking 1,087 passengers were flown in a 747 during a covert operation to airlift Ethiopian Jews to Israel. Generally, the 747-400 held between 416 and 524 passengers. The 747 remained the heaviest commercial aircraft in regular service until the debut of the Antonov An-124 Ruslan in 1982; variants of the 747-400 surpassed the An-124's weight in 2000. The Antonov An-225 Mriya cargo transport, which debuted in 1988, remains the world's largest aircraft by several measures (including the most accepted measures of maximum takeoff weight and length); one aircraft has been completed and was in service until 2022. The Scaled Composites Stratolaunch is currently the largest aircraft by wingspan.
Further developments
After the arrival of the , several stretching schemes for the 747 were proposed. Boeing announced the larger 747-500X and preliminary designs in 1996. The new variants would have cost more than US$5 billion to develop, and interest was not sufficient to launch the program. In 2000, Boeing offered the more modest 747X and 747X stretch derivatives as alternatives to the Airbus A3XX. However, the 747X family was unable to attract enough interest to enter production. A year later, Boeing switched from the 747X studies to pursue the Sonic Cruiser, and after the Sonic Cruiser program was put on hold, the 787 Dreamliner. Some of the ideas developed for the 747X were used on the 747-400ER, a longer range variant of the .
After several variants were proposed but later abandoned, some industry observers became skeptical of new aircraft proposals from Boeing. However, in early 2004, Boeing announced tentative plans for the 747 Advanced that were eventually adopted. Similar in nature to the 747-X, the stretched 747 Advanced used technology from the 787 to modernize the design and its systems. The 747 remained the largest passenger airliner in service until the Airbus A380 began airline service in 2007.
On November 14, 2005, Boeing announced it was launching the 747 Advanced as the Boeing 747-8. The last 747-400s were completed in 2009. , most orders of the 747-8 were for the freighter variant. On February 8, 2010, the 747-8 Freighter made its maiden flight. The first delivery of the 747-8 went to Cargolux in 2011. The first 747-8 Intercontinental passenger variant was delivered to Lufthansa on May 5, 2012. The 1,500th Boeing 747 was delivered in June 2014 to Lufthansa.
In January 2016, Boeing stated it was reducing 747-8 production to six a year beginning in September 2016, incurring a $569 million post-tax charge against its fourth-quarter 2015 profits. At the end of 2015, the company had 20 orders outstanding. On January 29, 2016, Boeing announced that it had begun the preliminary work on the modifications to a commercial 747-8 for the next Air Force One presidential aircraft, then expected to be operational by 2020.
On July 12, 2016, Boeing announced that it had finalized an order from Volga-Dnepr Group for 20 747-8 freighters, valued at $7.58 billion (~$ in ) at list prices. Four aircraft were delivered beginning in 2012. Volga-Dnepr Group is the parent of three major Russian air-freight carriers – Volga-Dnepr Airlines, AirBridgeCargo Airlines and Atran Airlines. The new 747-8 freighters would replace AirBridgeCargo's current 747-400 aircraft and expand the airline's fleet and will be acquired through a mix of direct purchases and leasing over the next six years, Boeing said.
End of production
On July 27, 2016, in its quarterly report to the Securities and Exchange Commission, Boeing discussed the potential termination of 747 production due to insufficient demand and market for the aircraft. With a firm order backlog of 21 aircraft and a production rate of six per year, program accounting had been reduced to 1,555 aircraft. In October 2016, UPS Airlines ordered 14 -8Fs to add capacity, along with 14 options, which it took in February 2018 to increase the total to 28 -8Fs on order. The backlog then stood at 25 aircraft, though several of these were orders from airlines that no longer intended to take delivery.
On July 2, 2020, it was reported that Boeing planned to end 747 production in 2022 upon delivery of the remaining jets on order to UPS and the Volga-Dnepr Group due to low demand. On July 29, 2020, Boeing confirmed that the final 747 would be delivered in 2022 as a result of "current market dynamics and outlook" stemming from the COVID-19 pandemic, according to CEO David Calhoun. The last aircraft, a 747-8F for Atlas Air, rolled off the production line on December 6, 2022, and was delivered on January 31, 2023. Boeing hosted an event at the Everett factory for thousands of workers as well as industry executives to commemorate the delivery.
Design
The Boeing 747 is a large, wide-body (two-aisle) airliner with four wing-mounted engines. Its wings have a high sweep angle of 37.5° for a fast, efficient cruise speed of Mach 0.84 to 0.88, depending on the variant. The sweep also reduces the wingspan, allowing the 747 to use existing hangars. Its seating capacity is over 366 with a 3–4–3 seat arrangement (a cross section of three seats, an aisle, four seats, another aisle, and three seats) in economy class and a 2–3–2 layout in first class on the main deck. The upper deck has a 3–3 seat arrangement in economy class and a 2–2 layout in first class.
Raised above the main deck, the cockpit creates a hump. This raised cockpit allows front loading of cargo on freight variants. The upper deck behind the cockpit provides space for a lounge and/or extra seating. The "stretched upper deck" became available as an alternative on the variant and later as standard beginning on the 747-300. The upper deck was stretched more on the 747-8. The 747 cockpit roof section also has an escape hatch from which crew can exit during the events of an emergency if they cannot do so through the cabin.
The 747's maximum takeoff weight ranges from for the -100 to for the -8. Its range has increased from on the -100 to on the -8I.
The 747 has redundant structures along with four redundant hydraulic systems and four main landing gears each with four wheels; these provide a good spread of support on the ground and safety in case of tire blow-outs. The main gear are redundant so that landing can be performed on two opposing landing gears if the others are not functioning properly. The 747 also has split control surfaces and was designed with sophisticated triple-slotted flaps that minimize landing speeds and allow the 747 to use standard-length runways.
For transportation of spare engines, the 747 can accommodate a non-functioning fifth-pod engine under the aircraft's port wing between the inner functioning engine and the fuselage. The fifth engine mount point is also used by Virgin Orbit's LauncherOne program to carry an orbital-class rocket to cruise altitude where it is deployed.
Variants
The 747-100 with a range of 4,620 nautical miles (8,556 km), was the original variant launched in 1966. The 747-200 soon followed, with its launch in 1968. The 747-300 was launched in 1980 and was followed by the in 1985. Ultimately, the 747-8 was announced in 2005. Several versions of each variant have been produced, and many of the early variants were in production simultaneously. The International Civil Aviation Organization (ICAO) classifies variants using a shortened code formed by combining the model number and the variant designator (e.g. "B741" for all -100 models).
747-100
The first 747-100s were built with six upper deck windows (three per side) to accommodate upstairs lounge areas. Later, as airlines began to use the upper deck for premium passenger seating instead of lounge space, Boeing offered an upper deck with ten windows on either side as an option. Some early -100s were retrofitted with the new configuration. The -100 was equipped with Pratt & Whitney JT9D-3A engines. No freighter version of this model was developed, but many 747-100s were converted into freighters as 747-100(SF). The first 747-100(SF) was delivered to Flying Tiger Line in 1974. A total of 168 747-100s were built; 167 were delivered to customers, while Boeing kept the prototype, City of Everett. In 1972, its unit cost was US$24M (M today).
747SR
Responding to requests from Japanese airlines for a high-capacity aircraft to serve domestic routes between major cities, Boeing developed the 747SR as a short-range version of the with lower fuel capacity and greater payload capability. With increased economy class seating, up to 498 passengers could be carried in early versions and up to 550 in later models. The 747SR had an economic design life objective of 52,000 flights during 20 years of operation, compared to 24,600 flights in 20 years for the standard 747. The initial 747SR model, the -100SR, had a strengthened body structure and landing gear to accommodate the added stress accumulated from a greater number of takeoffs and landings. Extra structural support was built into the wings, fuselage, and the landing gear along with a 20% reduction in fuel capacity.
The initial order for the -100SR – four aircraft for Japan Air Lines (JAL, later Japan Airlines) – was announced on October 30, 1972; rollout occurred on August 3, 1973, and the first flight took place on August 31, 1973. The type was certified by the FAA on September 26, 1973, with the first delivery on the same day. The -100SR entered service with JAL, the type's sole customer, on October 7, 1973, and typically operated flights within Japan. Seven -100SRs were built between 1973 and 1975, each with a MTOW and Pratt & Whitney JT9D-7A engines derated to of thrust.
Following the -100SR, Boeing produced the -100BSR, a 747SR variant with increased takeoff weight capability. Debuting in 1978, the -100BSR also incorporated structural modifications for a high cycle-to-flying hour ratio; a related standard -100B model debuted in 1979. The -100BSR first flew on November 3, 1978, with first delivery to All Nippon Airways (ANA) on December 21, 1978. A total of 20 -100BSRs were produced for ANA and JAL. The -100BSR had a MTOW and was powered by the same JT9D-7A or General Electric CF6-45 engines used on the -100SR. ANA operated this variant on domestic Japanese routes with 455 or 456 seats until retiring its last aircraft in March 2006.
In 1986, two -100BSR SUD models, featuring the stretched upper deck (SUD) of the -300, were produced for JAL. The type's maiden flight occurred on February 26, 1986, with FAA certification and first delivery on March 24, 1986. JAL operated the -100BSR SUD with 563 seats on domestic routes until their retirement in the third quarter of 2006. While only two -100BSR SUDs were produced, in theory, standard -100Bs can be modified to the SUD certification. Overall, 29 Boeing 747SRs were built.
747-100B
The 747-100B model was developed from the -100SR, using its stronger airframe and landing gear design. The type had an increased fuel capacity of , allowing for a range with a typical 452-passenger payload, and an increased MTOW of was offered. The first -100B order, one aircraft for Iran Air, was announced on June 1, 1978. This version first flew on June 20, 1979, received FAA certification on August 1, 1979, and was delivered the next day. Nine -100Bs were built, one for Iran Air and eight for Saudi Arabian Airlines. Unlike the original -100, the -100B was offered with Pratt & Whitney JT9D-7A, CF6-50, or Rolls-Royce RB211-524 engines. However, only RB211-524 (Saudia) and JT9D-7A (Iran Air) engines were ordered. The last 747-100B, EP-IAM was retired by Iran Air in 2014, the last commercial operator of the 747-100 and -100B.
747SP
The development of the 747SP stemmed from a joint request between Pan American World Airways and Iran Air, who were looking for a high-capacity airliner with enough range to cover Pan Am's New York–Middle Eastern routes and Iran Air's planned Tehran–New York route. The Tehran–New York route, when launched, was the longest non-stop commercial flight in the world. The 747SP is shorter than the . Fuselage sections were eliminated fore and aft of the wing, and the center section of the fuselage was redesigned to fit mating fuselage sections. The SP's flaps used a simplified single-slotted configuration. The 747SP, compared to earlier variants, had a tapering of the aft upper fuselage into the empennage, a double-hinged rudder, and longer vertical and horizontal stabilizers. Power was provided by Pratt & Whitney JT9D-7(A/F/J/FW) or Rolls-Royce RB211-524 engines.
The 747SP was granted a type certificate on February 4, 1976, and entered service with launch customers Pan Am and Iran Air that same year. The aircraft was chosen by airlines wishing to serve major airports with short runways. A total of 45 747SPs were built, with the 44th 747SP delivered on August 30, 1982. In 1987, Boeing re-opened the 747SP production line after five years to build one last 747SP for an order by the United Arab Emirates government. In addition to airline use, one 747SP was modified for the NASA/German Aerospace Center SOFIA experiment. Iran Air is the last civil operator of the type; its final 747-SP (EP-IAC) was to be retired in June 2016.
747-200
While the 747-100 powered by Pratt & Whitney JT9D-3A engines offered enough payload and range for medium-haul operations, it was marginal for long-haul route sectors. The demand for longer range aircraft with increased payload quickly led to the improved -200, which featured more powerful engines, increased MTOW, and greater range than the -100. A few early -200s retained the three-window configuration of the -100 on the upper deck, but most were built with a ten-window configuration on each side. The 747-200 was produced in passenger (-200B), freighter (-200F), convertible (-200C), and combi (-200M) versions.
The 747-200B was the basic passenger version, with increased fuel capacity and more powerful engines; it entered service in February 1971. In its first three years of production, the -200 was equipped with Pratt & Whitney JT9D-7 engines (initially the only engine available). Range with a full passenger load started at over and increased to with later engines. Most -200Bs had an internally stretched upper deck, allowing for up to 16 passenger seats. The freighter model, the 747-200F, had a hinged nose cargo door and could be fitted with an optional side cargo door, and had a capacity of 105 tons (95.3 tonnes) and an MTOW of up to . It entered service in 1972 with Lufthansa. The convertible version, the 747-200C, could be converted between a passenger and a freighter or used in mixed configurations, and featured removable seats and a nose cargo door. The -200C could also be outfitted with an optional side cargo door on the main deck.
The combi aircraft model, the 747-200M (originally designated 747-200BC), could carry freight in the rear section of the main deck via a side cargo door. A removable partition on the main deck separated the cargo area at the rear from the passengers at the front. The -200M could carry up to 238 passengers in a three-class configuration with cargo carried on the main deck. The model was also known as the 747-200 Combi. As on the -100, a stretched upper deck (SUD) modification was later offered. A total of 10 747-200s operated by KLM were converted. Union de Transports Aériens (UTA) also had two aircraft converted.
After launching the -200 with Pratt & Whitney JT9D-7 engines, on August 1, 1972, Boeing announced that it had reached an agreement with General Electric to certify the 747 with CF6-50 series engines to increase the aircraft's market potential. Rolls-Royce followed 747 engine production with a launch order from British Airways for four aircraft. The option of RB211-524B engines was announced on June 17, 1975. The -200 was the first 747 to provide a choice of powerplant from the three major engine manufacturers.
In 1976, its unit cost was US$39M (M today).
A total of 393 of the 747-200 versions had been built when production ended in 1991. Of these, 225 were -200B, 73 were -200F, 13 were -200C, 78 were -200M, and 4 were military. Iran Air retired the last passenger in May 2016, 36 years after it was delivered. , five 747-200s remain in service as freighters.
747-300
The 747-300 features a upper deck than the -200. The stretched upper deck (SUD) has two emergency exit doors and is the most visible difference between the -300 and previous models. After being made standard on the 747-300, the SUD was offered as a retrofit, and as an option to earlier variants still in-production. An example for a retrofit were two UTA -200 Combis being converted in 1986, and an example for the option were two brand-new JAL -100 aircraft (designated -100BSR SUD), the first of which was delivered on March 24, 1986.
The 747-300 introduced a new straight stairway to the upper deck, instead of a spiral staircase on earlier variants, which creates room above and below for more seats. Minor aerodynamic changes allowed the -300's cruise speed to reach Mach 0.85 compared with Mach 0.84 on the -200 and -100 models, while retaining the same takeoff weight. The -300 could be equipped with the same Pratt & Whitney and Rolls-Royce powerplants as on the -200, as well as updated General Electric CF6-80C2B1 engines.
Swissair placed the first order for the on June 11, 1980. The variant revived the 747-300 designation, which had been previously used on a design study that did not reach production. The 747-300 first flew on October 5, 1982, and the type's first delivery went to Swissair on March 23, 1983. In 1982, its unit cost was US$83M (M today). Besides the passenger model, two other versions (-300M, -300SR) were produced. The 747-300M features cargo capacity on the rear portion of the main deck, similar to the -200M, but with the stretched upper deck it can carry more passengers. The 747-300SR, a short range, high-capacity domestic model, was produced for Japanese markets with a maximum seating for 584. No production freighter version of the 747-300 was built, but Boeing began modifications of used passenger -300 models into freighters in 2000.
A total of 81 series aircraft were delivered, 56 for passenger use, 21 -300M and 4 -300SR versions. In 1985, just two years after the -300 entered service, the type was superseded by the announcement of the more advanced 747-400. The last 747-300 was delivered in September 1990 to Sabena. While some -300 customers continued operating the type, several large carriers replaced their 747-300s with 747-400s. Air France, Air India, Pakistan International Airlines, and Qantas were some of the last major carriers to operate the . On December 29, 2008, Qantas flew its last scheduled 747-300 service, operating from Melbourne to Los Angeles via Auckland. In July 2015, Pakistan International Airlines retired their final 747-300 after 30 years of service. , only two 747-300s remain in commercial service, with Mahan Air (1) and TransAVIAexport Airlines (1).
747-400
The 747-400 is an improved model with increased range. It has wingtip extensions of and winglets of , which improve the type's fuel efficiency by four percent compared to previous 747 versions. The 747-400 introduced a new glass cockpit designed for a flight crew of two instead of three, with a reduction in the number of dials, gauges and knobs from 971 to 365 through the use of electronics. The type also features tail fuel tanks, revised engines, and a new interior. The longer range has been used by some airlines to bypass traditional fuel stops, such as Anchorage. A 747-400 loaded with 126,000 lb of fuel flying 3,500 statute miles consumes an average of five gallons per mile. Powerplants include the Pratt & Whitney PW4062, General Electric CF6-80C2, and Rolls-Royce RB211-524. As a result of the Boeing 767 development overlapping with the 747-400's development, both aircraft can use the same three powerplants and are even interchangeable between the two aircraft models.
The was offered in passenger (-400), freighter (-400F), combi (-400M), domestic (-400D), extended range passenger (-400ER), and extended range freighter (-400ERF) versions. Passenger versions retain the same upper deck as the , while the freighter version does not have an extended upper deck. The 747-400D was built for short-range operations with maximum seating for 624. Winglets were not included, but they can be retrofitted. Cruising speed is up to Mach 0.855 on different versions of the .
The passenger version first entered service in February 1989 with launch customer Northwest Airlines on the Minneapolis to Phoenix route. The combi version entered service in September 1989 with KLM, while the freighter version entered service in November 1993 with Cargolux. The 747-400ERF entered service with Air France in October 2002, while the 747-400ER entered service with Qantas, its sole customer, in November 2002. In January 2004, Boeing and Cathay Pacific launched the Boeing 747-400 Special Freighter program, later referred to as the Boeing Converted Freighter (BCF), to modify passenger 747-400s for cargo use. The first 747-400BCF was redelivered in December 2005.
In March 2007, Boeing announced that it had no plans to produce further passenger versions of the -400. However, orders for 36 -400F and -400ERF freighters were already in place at the time of the announcement. The last passenger version of the 747-400 was delivered in April 2005 to China Airlines. Some of the last built 747-400s were delivered with Dreamliner livery along with the modern Signature interior from the Boeing 777. A total of 694 of the series aircraft were delivered. At various times, the largest 747-400 operator has included Singapore Airlines, Japan Airlines, and British Airways. , 331 Boeing 747-400s were in service; there were only 10 Boeing 747-400s in passenger service as of September 2021.
747 LCF Dreamlifter
The 747-400 Dreamlifter (originally called the 747 Large Cargo Freighter or LCF) is a Boeing-designed modification of existing 747-400s into a larger outsize cargo freighter configuration to ferry 787 Dreamliner sub-assemblies. Evergreen Aviation Technologies Corporation of Taiwan was contracted to complete modifications of 747-400s into Dreamlifters in Taoyuan. The aircraft flew for the first time on September 9, 2006, in a test flight. Modification of four aircraft was completed by February 2010. The Dreamlifters have been placed into service transporting sub-assemblies for the 787 program to the Boeing plant in Everett, Washington, for final assembly. The aircraft is certified to carry only essential crew with no passengers.
747-8
Boeing announced a new 747 variant, the , on November 14, 2005. Referred to as the 747 Advanced prior to its launch, the 747-8 uses similar General Electric GEnx engines and cockpit technology to the 787. The variant is designed to be quieter, more economical, and more environmentally friendly. The 747-8's fuselage is lengthened from to , marking the first stretch variant of the aircraft.
The 747-8 Freighter, or 747-8F, has 16% more payload capacity than its predecessor, allowing it to carry seven more standard air cargo containers, with a maximum payload capacity 154 tons (140 tonnes) of cargo. As on previous 747 freighters, the 747-8F features a flip up nose-door, a side-door on the main deck, and a side-door on the lower deck ("belly") to aid loading and unloading. The 747-8F made its maiden flight on February 8, 2010. The variant received its amended type certificate jointly from the FAA and the European Aviation Safety Agency (EASA) on August 19, 2011. The -8F was first delivered to Cargolux on October 12, 2011.
The passenger version, named 747-8 Intercontinental or 747-8I, is designed to carry up to 467 passengers in a 3-class configuration and fly more than at Mach 0.855. As a derivative of the already common , the 747-8I has the economic benefit of similar training and interchangeable parts. The type's first test flight occurred on March 20, 2011. The 747-8 has surpassed the Airbus A340-600 as the world's longest airliner, a record it would hold until the 777X, which first flew in 2020. The first -8I was delivered in May 2012 to Lufthansa. The 747-8 has received 155 total orders, including 106 for the -8F and 47 for the -8I . The final 747-8F was delivered to Atlas Air on January 31, 2023.
Government, military, and other variants
VC-25 – This aircraft is the U.S. Air Force very important person (VIP) version of the 747-200B. The U.S. Air Force operates two of them in VIP configuration as the VC-25A. Tail numbers 28000 and 29000 are popularly known as Air Force One, which is technically the air-traffic call sign for any United States Air Force aircraft carrying the U.S. president. Partially completed aircraft from Everett, Washington, were flown to Wichita, Kansas, for final outfitting by Boeing Military Airplane Company. Two new aircraft, based around the , are being procured which will be designated as VC-25B.
E-4B – This is an airborne command post designed for use in nuclear war. Three E-4As, based on the 747-200B, with a fourth aircraft, with more powerful engines and upgraded systems delivered in 1979 as a E-4B, with the three E-4As upgraded to this standard. Formerly known as the National Emergency Airborne Command Post (referred to colloquially as "Kneecap"), this type is now referred to as the National Airborne Operations Center (NAOC).
YAL-1 – This was the experimental Airborne Laser, a planned component of the U.S. National Missile Defense.
Shuttle Carrier Aircraft (SCA) – Two 747s were modified to carry the Space Shuttle orbiter. The first was a 747-100 (N905NA), and the other was a 747-100SR (N911NA). The first SCA carried the prototype Enterprise during the Approach and Landing Tests in the late 1970s. The two SCA later carried all five operational Space Shuttle orbiters.
C-33 – This aircraft was a proposed U.S. military version of the 747-400F intended to augment the C-17 fleet. The plan was canceled in favor of additional C-17s.
KC-25/33 – A proposed 747-200F was also adapted as an aerial refueling tanker and was bid against the DC-10-30 during the 1970s Advanced Cargo Transport Aircraft (ACTA) program that produced the KC-10 Extender. Before the 1979 Iranian Revolution, Iran bought four 747-100 aircraft with air-refueling boom conversions to support its fleet of F-4 Phantoms. There is a report of the Iranians using a 747 Tanker in H-3 airstrike during Iran–Iraq War. It is unknown whether these aircraft remain usable as tankers. Since then there have been proposals to use a 747-400 for that role.
747F Airlifter – Proposed US military transport version of the 747-200F intended as an alternative to further purchases of the C-5 Galaxy. This 747 would have had a special nose jack to lower the sill height for the nose door. System tested in 1980 on a Flying Tiger Line 747-200F.
747 CMCA – This "Cruise Missile Carrier Aircraft" variant was considered by the U.S. Air Force during the development of the B-1 Lancer strategic bomber. It would have been equipped with 50 to 100 AGM-86 ALCM cruise missiles on rotary launchers. This plan was abandoned in favor of more conventional strategic bombers.
747 AAC – A Boeing study under contract from the USAF for an "airborne aircraft carrier" for up to 10 Boeing Model 985-121 "microfighters" with the ability to launch, retrieve, re-arm, and refuel. Boeing believed that the scheme would be able to deliver a flexible and fast carrier platform with global reach, particularly where other bases were not available. Modified versions of the 747-200 and Lockheed C-5A were considered as the base aircraft. The concept, which included a complementary 747 AWACS version with two reconnaissance "microfighters", was considered technically feasible in 1973.
Evergreen 747 Supertanker – A Boeing 747-200 modified as an aerial application platform for fire fighting using of firefighting chemicals.
Stratospheric Observatory for Infrared Astronomy (SOFIA) – A former Pan Am Boeing 747SP modified to carry a large infrared-sensitive telescope, in a joint venture of NASA and DLR. High altitudes are needed for infrared astronomy, to rise above infrared-absorbing water vapor in the atmosphere.
A number of other governments also use the 747 as a VIP transport, including Bahrain, Brunei, India, Iran, Japan, Kuwait, Oman, Pakistan, Qatar, Saudi Arabia and United Arab Emirates. Several Boeing 747-8s have been ordered by Boeing Business Jet for conversion to VIP transports for several unidentified customers.
Undeveloped variants
Boeing has studied a number of 747 variants that have not gone beyond the concept stage.
747 trijet
During the late 1960s and early 1970s, Boeing studied the development of a shorter 747 with three engines, to compete with the smaller Lockheed L-1011 TriStar and McDonnell Douglas DC-10. The center engine would have been fitted in the tail with an S-duct intake similar to the L-1011's. Overall, the 747 trijet would have had more payload, range, and passenger capacity than both of them. However, engineering studies showed that a major redesign of the 747 wing would be necessary. Maintaining the same 747 handling characteristics would be important to minimize pilot retraining. Boeing decided instead to pursue a shortened four-engine 747, resulting in the 747SP.
747-500
In January 1986, Boeing outlined preliminary studies to build a larger, ultra-long haul version named the , which would enter service in the mid- to late-1990s. The aircraft derivative would use engines evolved from unducted fan (UDF) (propfan) technology by General Electric, but the engines would have shrouds, sport a bypass ratio of 15–20, and have a propfan diameter of . The aircraft would be stretched (including the upper deck section) to a capacity of 500 seats, have a new wing to reduce drag, cruise at a faster speed to reduce flight times, and have a range of at least , which would allow airlines to fly nonstop between London, England and Sydney, Australia.
747 ASB
Boeing announced the 747 ASB (Advanced Short Body) in 1986 as a response to the Airbus A340 and the McDonnell Douglas MD-11. This aircraft design would have combined the advanced technology used on the 747-400 with the foreshortened 747SP fuselage. The aircraft was to carry 295 passengers over a range of . However, airlines were not interested in the project and it was canceled in 1988 in favor of the 777.
747-500X, -600X, and -700X
Boeing announced the 747-500X and -600X at the 1996 Farnborough Airshow. The proposed models would have combined the 747's fuselage with a new wing spanning derived from the 777. Other changes included adding more powerful engines and increasing the number of tires from two to four on the nose landing gear and from 16 to 20 on the main landing gear.
The 747-500X concept featured a fuselage length increased by to , and the aircraft was to carry 462 passengers over a range up to , with a gross weight of over 1.0 Mlb (450 tonnes). The 747-600X concept featured a greater stretch to with seating for 548 passengers, a range of up to , and a gross weight of 1.2 Mlb (540 tonnes). A third study concept, the 747-700X, would have combined the wing of the 747-600X with a widened fuselage, allowing it to carry 650 passengers over the same range as a . The cost of the changes from previous 747 models, in particular the new wing for the 747-500X and -600X, was estimated to be more than US$5 billion. Boeing was not able to attract enough interest to launch the aircraft.
747X and 747X Stretch
As Airbus progressed with its A3XX study, Boeing offered a 747 derivative as an alternative in 2000; a more modest proposal than the previous -500X and -600X that retained the 747's overall wing design and add a segment at the root, increasing the span to . Power would have been supplied by either the Engine Alliance GP7172 or the Rolls-Royce Trent 600, which were also proposed for the 767-400ERX. A new flight deck based on the 777's would be used. The 747X aircraft was to carry 430 passengers over ranges of up to . The 747X Stretch would be extended to long, allowing it to carry 500 passengers over ranges of up to . Both would feature an interior based on the 777. Freighter versions of the 747X and 747X Stretch were also studied.
Like its predecessor, the 747X family was unable to garner enough interest to justify production, and it was shelved along with the 767-400ERX in March 2001, when Boeing announced the Sonic Cruiser concept. Though the 747X design was less costly than the 747-500X and -600X, it was criticized for not offering a sufficient advance from the existing . The 747X did not make it beyond the drawing board, but the 747-400X being developed concurrently moved into production to become the 747-400ER.
747-400XQLR
After the end of the 747X program, Boeing continued to study improvements that could be made to the 747. The 747-400XQLR (Quiet Long Range) was meant to have an increased range of , with improvements to boost efficiency and reduce noise. Improvements studied included raked wingtips similar to those used on the 767-400ER and a sawtooth engine nacelle for noise reduction. Although the 747-400XQLR did not move to production, many of its features were used for the 747 Advanced, which was launched as the 747-8 in 2005.
Operators
In 1979, Qantas became the first airline in the world to operate an all Boeing 747 fleet, with seventeen aircraft.
, there were 462 Boeing 747s in airline service, with Atlas Air and British Airways being the largest operators with 33 747-400s each.
The last US passenger Boeing 747 was retired from Delta Air Lines in December 2017, after it flew for every American major carrier since its 1970 introduction. Delta flew three of its last four aircraft on a farewell tour, from Seattle to Atlanta on December 19 then to Los Angeles and Minneapolis/St Paul on December 20.
As the IATA forecast an increase in air freight from 4% to 5% in 2018 fueled by booming trade for time-sensitive goods, from smartphones to fresh flowers, demand for freighters is strong while passenger 747s are phased out.
Of the 1,544 produced, 890 are retired; , a small subset of those which were intended to be parted-out got $3 million D-checks before flying again.
Young -400s were sold for 320 million yuan ($50 million) and Boeing stopped converting freighters, which used to cost nearly $30 million.
This comeback helped the airframer financing arm Boeing Capital to shrink its exposure to the 747-8 from $1.07 billion in 2017 to $481 million in 2018.
In July 2020, British Airways announced that it was retiring its 747 fleet. The final British Airways 747 flights departed London Heathrow on October 8, 2020.
Orders and deliveries
Boeing 747 orders and deliveries (cumulative, by year):
Orders and deliveries through to the end of February 2023.
Model summary
Accidents and incidents
, the 747 has been involved in 173 aviation accidents and incidents, including 64 hull loss accidents causing fatalities. There have been several hijackings of Boeing 747s, such as Pan Am Flight 73, a 747-100 hijacked by four terrorists, causing 20 deaths.
Few crashes have been attributed to 747 design flaws. The Tenerife airport disaster resulted from pilot error and communications failure, while the Japan Airlines Flight 123 and China Airlines Flight 611 crashes stemmed from improper aircraft repair. United Airlines Flight 811, which suffered an explosive decompression mid-flight on February 24, 1989, led the National Transportation Safety Board (NTSB) to issue a recommendation that the Boeing 747-100 and 747-200 cargo doors similar to those on the Flight 811 aircraft be modified to those featured on the Boeing . Korean Air Lines Flight 007 was shot down by a Soviet fighter aircraft in 1983 after it had strayed into Soviet territory, causing US President Ronald Reagan to authorize the then-strictly-military global positioning system (GPS) for civilian use.
Accidents due to design deficiencies included TWA Flight 800, where a 747-100 exploded in mid-air on July 17, 1996, probably due to sparking electrical wires inside the fuel tank. This finding led the FAA to adopt a rule in July 2008 requiring installation of an inerting system in the center fuel tank of most large aircraft, after years of research into solutions. At the time, the new safety system was expected to cost US$100,000 to $450,000 per aircraft and weigh approximately . El Al Flight 1862 crashed after the fuse pins for an engine broke off shortly after take-off due to metal fatigue. Instead of simply dropping away from the wing, the engine knocked off the adjacent engine and damaged the wing.
Aircraft on display
As increasing numbers of "classic" 747-100 and series aircraft have been retired, some have been used for other uses such as museum displays. Some older 747-300s and 747-400s were later added to museum collections.
20235/001 – 747-121 registration N7470 City of Everett, the first 747 and prototype, is at the Museum of Flight, Seattle, Washington.
19651/025 – 747-121 registration N747GE at the Pima Air & Space Museum, Tucson, Arizona, US.
19778/027 – 747-151 registration N601US nose at the National Air and Space Museum, Washington, D.C.
19661/070 – 747-121(SF) registration N681UP preserved at a plaza on Jungong Road, Shanghai, China.
19896/072 – 747-132(SF) registration N481EV at the Evergreen Aviation & Space Museum, McMinnville, Oregon, US.
20107/086 – 747-123 registration N905NA, a NASA Shuttle Carrier Aircraft, at the Johnson Space Center, Houston, Texas.
20269/150 – 747-136 registration G-AWNG nose at Hiller Aviation Museum, San Carlos, California.
20239/160 – 747-244B registration ZS-SAN nicknamed Lebombo, at the South African Airways Museum Society, Rand Airport, Johannesburg, South Africa.
20541/200 – 747-128 registration F-BPVJ at Musée de l'Air et de l'Espace, Paris, France.
20770/213 – 747-2B5B registration HL7463 at Jeongseok Aviation Center, Jeju, South Korea.
20713/219 - 747-212B(SF) registration N482EV at the Evergreen Aviation & Space Museum, McMinnville, Oregon, US.
21134/288 – 747SP-44 registration ZS-SPC at the South African Airways Museum Society, Rand Airport, Johannesburg, South Africa.
21549/336 – 747-206B registration PH-BUK at the Aviodrome, Lelystad, Netherlands.
21588/342 – 747-230B(M) registration D-ABYM preserved at Technik Museum Speyer, Germany.
21650/354 – 747-2R7F/SCD registration G-MKGA preserved at Cotswold Airport as an event space.
22145/410 – 747-238B registration VH-EBQ at the Qantas Founders Outback Museum, Longreach, Queensland, Australia.
22455/515 – 747-256BM registration EC-DLD Lope de Vega nose at the National Museum of Science and Technology, A Coruña, Spain.
23223/606 – 747-338 registration VH-EBU at Melbourne Avalon Airport, Avalon, Victoria, Australia. VH-EBU is an ex-Qantas airframe formerly decorated in the Nalanji Dreaming livery, currently in use as a training aircraft and film set.
23719/696 – 747-451 registration N661US at the Delta Flight Museum, Atlanta, Georgia, US. This particular plane was the first in service, as well as the prototype.
24354/731 – 747-438 registration VH-OJA at Shellharbour Airport, Albion Park Rail, New South Wales, Australia.
21441/306 - SOFIA - 747SP-21 registration N747NA at Pima Air and Space Museum in Tucson, Arizona. Former Pan Am and United Airlines 747SP bought by NASA and converted into a flying telescope, for astronomy purposes. Named Clipper Lindbergh.
Other uses
Upon its retirement from service, the 747 which was number two in the production line was dismantled and shipped to Hopyeong, Namyangju, Gyeonggi-do, South Korea where it was re-assembled, repainted in a livery similar to that of Air Force One and converted into a restaurant. Originally flown commercially by Pan Am as N747PA, Clipper Juan T. Trippe, and repaired for service following a tailstrike, it stayed with the airline until its bankruptcy. The restaurant closed by 2009, and the aircraft was scrapped in 2010.
A former British Airways 747-200B, G-BDXJ, is parked at the Dunsfold Aerodrome in Surrey, England and has been used as a movie set for productions such as the 2006 James Bond film, Casino Royale. The airplane also appears frequently in the television series Top Gear, which is filmed at Dunsfold.
The Jumbo Stay hostel, using a converted 747-200 formerly registered as 9V-SQE, opened at Arlanda Airport, Stockholm in January 2009.
A former Pakistan International Airlines 747-300 was converted into a restaurant by Pakistan's Airports Security Force in 2017. It is located at Jinnah International Airport, Karachi.
The wings of a 747 have been repurposed as roofs of a house in Malibu, California.
In 2023, a 747-200B originally operated by Lufthansa as a combi aircraft bearing the registration D-ABYW and named Berlin, and later by Lufthansa Cargo and other airlines as a full freighter, was opened as a Coach outlet store at Freeport A'Famosa Outlet Mall in Malacca, Malaysia.
Specifications
Cultural impact
Following its debut, the 747 rapidly achieved iconic status. The aircraft entered the cultural lexicon as the original Jumbo Jet, a term coined by the aviation media to describe its size, and was also nicknamed Queen of the Skies. Test pilot David P. Davies described it as "a most impressive aeroplane with a number of exceptionally fine qualities", and praised its flight control system as "truly outstanding" because of its redundancy.
Appearing in over 300 film productions, the 747 is one of the most widely depicted civilian aircraft and is considered by many as one of the most iconic in film history. It has appeared in film productions such as the disaster films Airport 1975 and Airport '77, as well as Air Force One, Die Hard 2, and Executive Decision.
See also
References
Notes
Bibliography
Bowers, Peter M. Boeing Aircraft Since 1916. London: Putnam Aeronautical Books, 1989. .
Davies, R.E.G. Delta: An Airline and Its Aircraft: The Illustrated History of a Major U.S. Airline and the People Who Made It. McLean, VA: Paladwr Press, 1990. .
Donald, David and Lake, Jon. Encyclopedia of World Military Aircraft. London: Aerospace Publishing, 1996. .
Haenggi, Michael. Boeing Widebodies. St. Paul, MN: MBI Publishing Co., 2003. .
Irving, Clive. Wide Body: The Making of the Boeing 747. Philadelphia: Coronet, 1994. .
Itabashi, M., K. Kawata and S. Kusaka. "Pre-fatigued 2219-T87 and 6061-T6 aluminium alloys." Structural Failure: Technical, Legal and Insurance Aspects. Milton Park, Abingdon, Oxon.: Taylor & Francis, 1995. .
Jenkins, Dennis R. Boeing 747-100/200/300/SP (AirlinerTech Series, Vol. 6). North Branch, MN: Specialty Press, 2000. .
Kane, Robert M. Air Transportation: 1903–2003. Dubuque, IA: Kendall Hunt Publishing Co., 2004. .
Lawrence, Philip K. and David Weldon Thornton. Deep Stall: The Turbulent Story of Boeing Commercial Airplanes. Burlington, VT: Ashgate Publishing Co., 2005, .
Norris, Guy and Mark Wagner. Boeing 747: Design and Development Since 1969. St. Paul, MN: MBI Publishing Co., 1997. .
Norton, Bill. Lockheed Martin C-5 Galaxy. North Branch, MN: Specialty Press, 2003. .
Orlebar, Christopher. The Concorde Story. Oxford: Osprey Publishing, 5th ed., 2002. .
Seo, Hiroshi. Boeing 747. Worthing, West Sussex: Littlehampton Book Services Ltd., 1984. .
Sutter, Joe. 747: Creating the World's First Jumbo Jet and Other Adventures from a Life in Aviation. Washington, DC: Smithsonian Books, 2006. .
Taylor, John W. R. (editor). Jane's All the World's Aircraft 1988–89. Coulsdon, UK: Jane's Defence Data, 1988. .
Thisdell, Dan and Seymour, Chris. "World Airliner Census". Flight International, July 30 – August 5, 2019, Vol. 196, No. 5697. pp. 24–47. .
Further reading
Ingells, Douglas J. 747: Story of the Boeing Super Jet. Fallbrook, CA: Aero Publishers, 1970. .
The Great Gamble: The Boeing 747. The Boeing – Pan Am Project to Develop, Produce, and Introduce the 747. Tuscaloosa: University of Alabama Press, 1973. .
Lucas, Jim. Boeing 747 – The First 20 Years. Browcom Pub. Ltd, 1988. .
Wright, Alan J. Boeing 747. Hersham, Surrey: Ian Allan, 1989. .
Minton, David H. The Boeing 747 (Aero Series 40). Fallbrook, CA: Aero Publishers, 1991. .
Shaw, Robbie. Boeing 747 (Osprey Civil Aircraft series). London: Osprey, 1994. .
Baum, Brian. Boeing 747-SP (Great Airliners, Vol. 3). Osceola, WI: Motorbooks International, 1997. .
Falconer, Jonathan. Boeing 747 in Color. Hersham, Surrey: Ian Allan, 1997. .
Gilchrist, Peter. Boeing 747-400 (Airliner Color History). Osceola, WI: Motorbooks International, 1998. .
Henderson, Scott. Boeing 747-100/200 In Camera. Minneapolis, MN: Scoval Publishing, 1999. .
Pealing, Norman, and Savage, Mike. Jumbo Jetliners: Boeing's 747 and the Widebodies (Osprey Color Classics). Osceola, WI: Motorbooks International, 1999. .
Shaw, Robbie. Boeing 747-400: The Mega-Top (Osprey Civil Aircraft series)/ London: Osprey, 1999. .
Wilson, Stewart. Boeing 747 (Aviation Notebook Series). Queanbeyan, NSW: Wilson Media Pty. Ltd, 1999. .
Wilson, Stewart. Airliners of the World. Fyshwick, Australia: Aerospace Publications Pty Ltd., 1999. .
Birtles, Philip. Boeing 747-400. Hersham, Surrey: Ian Allan, 2000. .
Bowman, Martin. Boeing 747 (Crowood Aviation Series). Marlborough, Wilts.: Crowood, 2000.
Dorr, Robert F. Boeing 747-400 (AirlinerTech Series, Vol. 10). North Branch, MN: Specialty Press, 2000. .
Gesar, Aram. Boeing 747: The Jumbo. New York: Pyramid Media Group, 2000. .
Gilchrist, Peter. Boeing 747 Classic (Airliner Color History). Osceola, WI: Motorbooks International, 2000. .
Graham, Ian. In Control: How to Fly a 747. Somerville, MA: Candlewick, 2000. .
Nicholls, Mark. The Airliner World Book of the Boeing 747. New York: Osprey Publishing, 2002. .
March, Peter. The Boeing 747 Story. Stroud, Glos.: The History Press, 2009. .
External links
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4615 | https://en.wikipedia.org/wiki/Battle%20of%20Agincourt | Battle of Agincourt | The Battle of Agincourt ( ; ) was an English victory in the Hundred Years' War. It took place on 25 October 1415 (Saint Crispin's Day) near Azincourt, in northern France. The unexpected English victory against the numerically superior French army boosted English morale and prestige, crippled France, and started a new period of English dominance in the war that would last for 14 years until England was defeated by France in the Siege of Orléans in 1429.
After several decades of relative peace, the English had resumed the war in 1415 amid the failure of negotiations with the French. In the ensuing campaign, many soldiers died from disease, and the English numbers dwindled; they tried to withdraw to English-held Calais but found their path blocked by a considerably larger French army. Despite the numerical disadvantage, the battle ended in an overwhelming victory for the English.
King Henry V of England led his troops into battle and participated in hand-to-hand fighting. King Charles VI of France did not command the French army as he suffered from psychotic illnesses and associated mental incapacity. The French were commanded by Constable Charles d'Albret and various prominent French noblemen of the Armagnac party. This battle is notable for the use of the English longbow in very large numbers, with the English and Welsh archers comprising nearly 80 per cent of Henry's army. Henry's standard-bearer was William Harrington, he being an official Standard Bearer of England.
The Battle of Agincourt is one of England's most celebrated victories and was one of the most important English triumphs in the Hundred Years' War, along with the Battle of Crécy (1346) and Battle of Poitiers (1356). Perhaps the most notable example of a last stand of a heavily outnumbered force resulting in an outright victory, it continues to fascinate scholars and the general public into the modern day. It forms the backdrop to notable works such as William Shakespeare's play Henry V, written in 1599.
Contemporary accounts
The Battle of Agincourt is well documented by at least seven contemporary accounts, three from eyewitnesses. The general location of the battle is not disputed and the site remains relatively unaltered after 600 years. A paucity of archeological evidence though, has led to a debate as to the exact location of the battlefield.
Immediately after the battle, Henry summoned the heralds of the two armies who had watched the battle together with principal French herald Montjoie, and they settled on the name of the battle as Azincourt, after the nearest fortified place. Two of the most frequently cited accounts come from Burgundian sources, one from Jean Le Fèvre de Saint-Remy who was present at the battle, and the other from Enguerrand de Monstrelet. The English eyewitness account comes from the anonymous author of the Gesta Henrici Quinti, believed to have been written by a chaplain in the King's household who would have been in the baggage train at the battle. A recent re-appraisal of Henry's strategy of the Agincourt campaign incorporates these three accounts and argues that war was seen as a legal due process for solving the disagreement over claims to the French throne.
Background
Henry V invaded France following the failure of negotiations with the French. He claimed the title of King of France through his great-grandfather Edward III of England, although in practice the English kings were generally prepared to renounce this claim if the French would acknowledge the English claim on Aquitaine and other French lands (the terms of the Treaty of Brétigny). He initially called a Great Council in the spring of 1414 to discuss going to war with France, but the lords insisted that he should negotiate further and moderate his claims. In the ensuing negotiations Henry said that he would give up his claim to the French throne if the French would pay the 1.6 million crowns outstanding from the ransom of John II (who had been captured at the Battle of Poitiers in 1356), and concede English ownership of the lands of Anjou, Brittany, Flanders, Normandy, and Touraine, as well as Aquitaine. Henry would marry Catherine, Charles VI's young daughter, and receive a dowry of 2 million crowns.
The French responded with what they considered the generous terms of marriage with Catherine, a dowry of 600,000 crowns, and an enlarged Aquitaine. In December 1414, the English parliament was persuaded to grant Henry a "double subsidy", a tax at twice the traditional rate, to recover his inheritance from the French. By 1415, negotiations had ground to a halt, with the English claiming that the French had mocked their claims and ridiculed Henry himself. On 19 April 1415, Henry again asked the Great Council to sanction war with France, and this time they agreed.
Henry's army landed in northern France on 13 August 1415, carried by a vast fleet. It was often reported to comprise 1,500 ships, but was probably far smaller. Theodore Beck also suggests that among Henry's army was "the king's physician and a little band of surgeons". Thomas Morstede, Henry V's royal surgeon, had previously been contracted by the king to supply a team of surgeons and makers of surgical instruments to take part in the Agincourt campaign. The army of about 12,000 men and up to 20,000 horses besieged the port of Harfleur. The siege took longer than expected. The town surrendered on 22 September, and the English army did not leave until 8 October. The campaign season was coming to an end, and the English army had suffered many casualties through disease. Rather than retire directly to England for the winter, with his costly expedition resulting in the capture of only one town, Henry decided to march most of his army (roughly 9,000) through Normandy to the port of Calais, the English stronghold in northern France, to demonstrate by his presence in the territory at the head of an army that his right to rule in the duchy was more than a mere abstract legal and historical claim. He also intended the manoeuvre as a deliberate provocation to battle aimed at the dauphin, who had failed to respond to Henry's personal challenge to combat at Harfleur.
During the siege, the French had raised an army which assembled around Rouen. This was not strictly a feudal army, but an army paid through a system similar to that of the English. The French hoped to raise 9,000 troops, but the army was not ready in time to relieve Harfleur.
After Henry V marched to the north, the French moved to block them along the River Somme. They were successful for a time, forcing Henry to move south, away from Calais, to find a ford. The English finally crossed the Somme south of Péronne, at Béthencourt and Voyennes and resumed marching north.
Without a river obstacle to defend, the French were hesitant to force a battle. They shadowed Henry's army while calling a semonce des nobles, calling on local nobles to join the army. By 24 October, both armies faced each other for battle, but the French declined, hoping for the arrival of more troops. The two armies spent the night of 24 October on open ground. The next day the French initiated negotiations as a delaying tactic, but Henry ordered his army to advance and to start a battle that, given the state of his army, he would have preferred to avoid, or to fight defensively: that was how Crécy and the other famous longbow victories had been won. The English had very little food, had marched in two and a half weeks, were suffering from sickness such as dysentery, and were greatly outnumbered by well-equipped French men-at-arms. The French army blocked Henry's way to the safety of Calais, and delaying battle would only further weaken his tired army and allow more French troops to arrive.
Setting
Battlefield
The precise location of the battle is not known. It may be in the narrow strip of open land formed between the woods of Tramecourt and Azincourt (close to the modern village of Azincourt). However, the lack of archaeological evidence at this traditional site has led to suggestions it was fought to the west of Azincourt. In 2019, the historian Michael Livingston also made the case for a site west of Azincourt, based on a review of sources and early maps.
English deployment
Early on the 25th, Henry deployed his army (approximately 1,500 men-at-arms and 7,000 longbowmen) across a part of the defile. The army was divided into three groups, with the right wing led by Edward, Duke of York, the centre led by the king himself, and the left wing under the old and experienced Baron Thomas Camoys. The archers were commanded by Sir Thomas Erpingham, another elderly veteran. It is likely that the English adopted their usual battle line of longbowmen on either flank, with men-at-arms and knights in the centre. They might also have deployed some archers in the centre of the line. The English men-at-arms in plate and mail were placed shoulder to shoulder four deep. The English and Welsh archers on the flanks drove pointed wooden stakes, or palings, into the ground at an angle to force cavalry to veer off. This use of stakes could have been inspired by the Battle of Nicopolis of 1396, where forces of the Ottoman Empire used the tactic against French cavalry.
The English made their confessions before the battle, as was customary. Henry, worried about the enemy launching surprise raids, and wanting his troops to remain focused, ordered all his men to spend the night before the battle in silence, on pain of having an ear cut off. He told his men that he would rather die in the coming battle than be captured and ransomed.
Henry made a speech emphasising the justness of his cause, and reminding his army of previous great defeats the kings of England had inflicted on the French. The Burgundian sources have him concluding the speech by telling his men that the French had boasted that they would cut off two fingers from the right hand of every archer, so that he could never draw a longbow again. Whether this was true is open to question and continues to be debated to this day; however, it seems likely that death was the normal fate of any soldier who could not be ransomed.
French deployment
The French army had 10,000 men-at arms plus some 4,000–5,000 miscellaneous footmen () including archers, crossbowmen () and shield-bearers (), totaling 14,000–15,000 men. Probably each man-at-arms would be accompanied by a gros valet (or varlet), an armed servant, adding up to another 10,000 potential fighting men, though some historians omit them from the number of combatants.
The French were organized into two main groups (or battles), a vanguard up front and a main battle behind, both composed principally of men-at-arms fighting on foot and flanked by more of the same in each wing. There was a special, elite cavalry force whose purpose was to break the formation of the English archers and thus clear the way for the infantry to advance. A second, smaller mounted force was to attack the rear of the English army, along with its baggage and servants. Many lords and gentlemen demanded – and got – places in the front lines, where they would have a higher chance to acquire glory and valuable ransoms; this resulted in the bulk of the men-at-arms being massed in the front lines and the other troops, for which there was no remaining space, to be placed behind. Although it had been planned for the archers and crossbowmen to be placed with the infantry wings, they were now regarded as unnecessary and placed behind them instead. On account of the lack of space, the French drew up a third battle, the rearguard, which was on horseback and mainly comprised the varlets mounted on the horses belonging to the men fighting on foot ahead.
The French vanguard and main battle numbered respectively 4,800 and 3,000 men-at-arms. Both lines were arrayed in tight, dense formations of about 16 ranks each, and were positioned a bowshot length from each other. Albret, Boucicaut and almost all the leading noblemen were assigned stations in the vanguard. The dukes of Alençon and Bar led the main battle. A further 600 dismounted men-at-arms stood in each wing, with the left under the Count of Vendôme and the right under the Count of Richemont. To disperse the enemy archers, a cavalry force of 800–1,200 picked men-at-arms, led by Clignet de Bréban and Louis de Bosredon, was distributed evenly between both flanks of the vanguard (standing slightly forward, like horns). Some 200 mounted men-at-arms would attack the English rear. The French apparently had no clear plan for deploying the rest of the army. The rearguard, leaderless, would serve as a "dumping ground" for the surplus troops.
Terrain
The field of battle was arguably the most significant factor in deciding the outcome. The recently ploughed land hemmed in by dense woodland favoured the English, both because of its narrowness, and because of the thick mud through which the French knights had to walk.
Accounts of the battle describe the French engaging the English men-at-arms before being rushed from the sides by the longbowmen as the mêlée developed. The English account in the Gesta Henrici says: "For when some of them, killed when battle was first joined, fall at the front, so great was the undisciplined violence and pressure of the mass of men behind them that the living fell on top of the dead, and others falling on top of the living were killed as well."
Although the French initially pushed the English back, they became so closely packed that they were described as having trouble using their weapons properly. The French monk of St. Denis says: "Their vanguard, composed of about 5,000 men, found itself at first so tightly packed that those who were in the third rank could scarcely use their swords," and the Burgundian sources have a similar passage.
Recent heavy rain made the battle field very muddy, proving very tiring to walk through in full plate armour. The French monk of St. Denis describes the French troops as "marching through the middle of the mud where they sank up to their knees. So they were already overcome with fatigue even before they advanced against the enemy". The deep, soft mud particularly favoured the English force because, once knocked to the ground, the heavily armoured French knights had a hard time getting back up to fight in the mêlée. Barker states that some knights, encumbered by their armour, actually drowned in their helmets.
Fighting
Opening moves
On the morning of 25 October, the French were still waiting for additional troops to arrive. The Duke of Brabant (about 2,000 men), the Duke of Anjou (about 600 men), and the Duke of Brittany (6,000 men, according to Monstrelet), were all marching to join the army.
For three hours after sunrise there was no fighting. Military textbooks of the time stated: "Everywhere and on all occasions that foot soldiers march against their enemy face to face, those who march lose and those who remain standing still and holding firm win." On top of this, the French were expecting thousands of men to join them if they waited. They were blocking Henry's retreat, and were perfectly happy to wait for as long as it took. There had even been a suggestion that the English would run away rather than give battle when they saw that they would be fighting so many French princes.
Henry's men were already very weary from hunger, illness and retreat. Apparently Henry believed his fleeing army would perform better on the defensive, but had to halt the retreat and somehow engage the French
before a defensive battle was possible. This entailed abandoning his chosen position and pulling out, advancing, and then re-installing the long sharpened wooden stakes pointed outwards toward the enemy, which helped protect the longbowmen from cavalry charges. (The use of stakes was an innovation for the English: during the Battle of Crécy, for example, the archers had been instead protected by pits and other obstacles.)
The tightness of the terrain also seems to have restricted the planned deployment of the French forces. The French had originally drawn up a battle plan that had archers and crossbowmen in front of their men-at-arms, with a cavalry force at the rear specifically designed to "fall upon the archers, and use their force to break them," but in the event, the French archers and crossbowmen were deployed behind and to the sides of the men-at-arms (where they seem to have played almost no part, except possibly for an initial volley of arrows at the start of the battle). The cavalry force, which could have devastated the English line if it had attacked while they moved their stakes, charged only after the initial volley of arrows from the English. It is unclear whether the delay occurred because the French were hoping the English would launch a frontal assault (and were surprised when the English instead started shooting from their new defensive position), or whether the French mounted knights instead did not react quickly enough to the English advance. French chroniclers agree that when the mounted charge did come, it did not contain as many men as it should have; Gilles le Bouvier states that some had wandered off to warm themselves and others were walking or feeding their horses.
French cavalry attack
The French cavalry, despite being disorganised and not at full numbers, charged towards the longbowmen. It was a disastrous attempt. The French knights were unable to outflank the longbowmen (because of the encroaching woodland) and unable to charge through the array of sharpened stakes that protected the archers. John Keegan argues that the longbows' main influence on the battle at this point was injuries to horses: armoured only on the head, many horses would have become dangerously out of control when struck in the back or flank from the high-elevation, long-range shots used as the charge started. The mounted charge and subsequent retreat churned up the already muddy terrain between the French and the English. Juliet Barker quotes a contemporary account by a monk from St. Denis who reports how the wounded and panicking horses galloped through the advancing infantry, scattering them and trampling them down in their headlong flight from the battlefield.
Main French assault
The plate armour of the French men-at-arms allowed them to close the 1,000 yards or so to the English lines while being under what the French monk of Saint Denis described as "a terrifying hail of arrow shot". A complete coat of plate was considered such good protection that shields were generally not used, although the Burgundian contemporary sources distinguish between Frenchmen who used shields and those who did not, and Rogers has suggested that the front elements of the French force used axes and shields. Modern historians are divided on how effective the longbows would have been against plate armour of the time. Modern test and contemporary accounts conclude that arrows could not penetrate the better quality steel armour, which became available to knights and men-at-arms of fairly modest means by the middle of the 14th century, but could penetrate the poorer quality wrought iron armour. Rogers suggested that the longbow could penetrate a wrought iron breastplate at short range and penetrate the thinner armour on the limbs even at . He considered a knight in the best-quality steel armour invulnerable to an arrow on the breastplate or top of the helmet, but vulnerable to shots hitting the limbs, particularly at close range. In any case, to protect themselves as much as possible from the arrows, the French had to lower their visors and bend their helmeted heads to avoid being shot in the face, as the eye- and air-holes in their helmets were among the weakest points in the armour. This head-lowered position restricted their breathing and their vision. Then they had to walk a few hundred yards (metres) through thick mud and a press of comrades while wearing armour weighing , gathering sticky clay all the way. Increasingly, they had to walk around or over fallen comrades.
The surviving French men-at-arms reached the front of the English line and pushed it back, with the longbowmen on the flanks continuing to shoot at point-blank range. When the archers ran out of arrows, they dropped their bows and, using hatchets, swords, and the mallets they had used to drive their stakes in, attacked the now disordered, fatigued and wounded French men-at-arms massed in front of them. The French could not cope with the thousands of lightly armoured longbowmen assailants (who were much less hindered by the mud and weight of their armour) combined with the English men-at-arms. The impact of thousands of arrows, combined with the slog in heavy armour through the mud, the heat and difficulty breathing in plate armour with the visor down, and the crush of their numbers, meant the French men-at-arms could "scarcely lift their weapons" when they finally engaged the English line. The exhausted French men-at-arms were unable to get up after being knocked to the ground by the English. As the mêlée developed, the French second line also joined the attack, but they too were swallowed up, with the narrow terrain meaning the extra numbers could not be used effectively. Rogers suggested that the French at the back of their deep formation would have been attempting to literally add their weight to the advance, without realising that they were hindering the ability of those at the front to manoeuvre and fight by pushing them into the English formation of lancepoints. After the initial wave, the French would have had to fight over and on the bodies of those who had fallen before them. In such a "press" of thousands of men, Rogers suggested that many could have suffocated in their armour, as was described by several sources, and which was also known to have happened in other battles.
The French men-at-arms were taken prisoner or killed in the thousands. The fighting lasted about three hours, but eventually the leaders of the second line were killed or captured, as those of the first line had been. The English Gesta Henrici described three great heaps of the slain around the three main English standards.
According to contemporary English accounts, Henry fought hand to hand. Upon hearing that his youngest brother Humphrey, Duke of Gloucester had been wounded in the groin, Henry took his household guard and stood over his brother, in the front rank of the fighting, until Humphrey could be dragged to safety. The king received an axe blow to the head, which knocked off a piece of the crown that formed part of his helmet.
Attack on the English baggage train
The only French success was an attack on the lightly protected English baggage train, with Ysembart d'Azincourt (leading a small number of men-at-arms and varlets plus about 600 peasants) seizing some of Henry's personal treasures, including a crown. Whether this was part of a deliberate French plan or an act of local brigandage is unclear from the sources. Certainly, d'Azincourt was a local knight but he might have been chosen to lead the attack because of his local knowledge and the lack of availability of a more senior soldier. In some accounts the attack happened towards the end of the battle, and led the English to think they were being attacked from the rear. Barker, following the Gesta Henrici, believed to have been written by an English chaplain who was actually in the baggage train, concluded that the attack happened at the start of the battle.
Henry executes the French prisoners
Regardless of when the baggage assault happened, at some point after the initial English victory, Henry became alarmed that the French were regrouping for another attack. The Gesta Henrici places this after the English had overcome the onslaught of the French men-at-arms and the weary English troops were eyeing the French rearguard ("in incomparable number and still fresh"). Le Fèvre and Wavrin similarly say that it was signs of the French rearguard regrouping and "marching forward in battle order" which made the English think they were still in danger. A slaughter of the French prisoners ensued. It seems it was purely a decision of Henry, since the English knights found it contrary to chivalry, and contrary to their interests, to kill valuable hostages for whom it was commonplace to ask ransom. Henry threatened to hang whomever did not obey his orders.
In any event, Henry ordered the slaughter of what were perhaps several thousand French prisoners, sparing only the highest ranked (presumably those most likely to fetch a large ransom under the chivalric system of warfare). According to most chroniclers, Henry's fear was that the prisoners (who, in an unusual turn of events, actually outnumbered their captors) would realise their advantage in numbers, rearm themselves with the weapons strewn about the field and overwhelm the exhausted English forces. Contemporary chroniclers did not criticise him for it. In his study of the battle John Keegan argued that the main aim was not to actually kill the French knights but rather to terrorise them into submission and quell any possibility they might resume the fight, which would probably have caused the uncommitted French reserve forces to join the fray, as well. Such an event would have posed a risk to the still-outnumbered English and could have easily turned a stunning victory into a mutually destructive defeat, as the English forces were now largely intermingled with the French and would have suffered grievously from the arrows of their own longbowmen had they needed to resume shooting. Keegan also speculated that due to the relatively low number of archers actually involved in killing the French knights (roughly 200 by his estimate), together with the refusal of the English knights to assist in a duty they saw as distastefully unchivalrous, and combined with the sheer difficulty of killing such a large number of prisoners in such a short space of time, the actual number of French prisoners put to death may not have been substantial before the French reserves fled the field and Henry rescinded the order.
Aftermath
The French had suffered a catastrophic defeat. In all, around 6,000 of their fighting men lay dead on the ground. The list of casualties, one historian has noted, "read like a roll call of the military and political leaders of the past generation". Among them were 90–120 great lords and bannerets killed, including three dukes (Alençon, Bar and Brabant), nine counts (Blâmont, Dreux, Fauquembergue, Grandpré, Marle, Nevers, Roucy, Vaucourt, Vaudémont) and one viscount (Puisaye), also an archbishop. Of the great royal office holders, France lost its constable (Albret), an admiral (the lord of Dampierre), the Master of Crossbowmen (David de Rambures, dead along with three sons), Master of the Royal Household (Guichard Dauphin) and prévôt of the marshals. According to the heralds, 3,069 knights and squires were killed, while at least 2,600 more corpses were found without coats of arms to identify them. Entire noble families were wiped out in the male line, and in some regions an entire generation of landed nobility was annihilated. The bailiffs of nine major northern towns were killed, often along with their sons, relatives and supporters. In the words of Juliet Barker, the battle "cut a great swath through the natural leaders of French society in Artois, Ponthieu, Normandy, Picardy."
Estimates of the number of prisoners vary between 700 and 2,200, amongst them the dukes of Orléans and Bourbon, the counts of Eu, Vendôme, Richemont (brother of the Duke of Brittany and stepbrother of Henry V) and Harcourt, and marshal Jean Le Maingre.
While numerous English sources give the English casualties in double figures, record evidence identifies at least 112 Englishmen killed in the fighting, while Monstrelet reported 600 English dead. These included the Duke of York, the young Earl of Suffolk and the Welsh esquire Dafydd ("Davy") Gam. Jean de Wavrin, a knight on the French side wrote that English fatalities were 1,600 "men of all ranks".
Although the victory had been militarily decisive, its impact was complex. It did not lead to further English conquests immediately as Henry's priority was to return to England, which he did on 16 November, to be received in triumph in London on the 23rd. Henry returned a conquering hero, seen as blessed by God in the eyes of his subjects and European powers outside France. It established the legitimacy of the Lancastrian monarchy and the future campaigns of Henry to pursue his "rights and privileges" in France. Other benefits to the English were longer term. Very quickly after the battle, the fragile truce between the Armagnac and Burgundian factions broke down. The brunt of the battle had fallen on the Armagnacs and it was they who suffered the majority of senior casualties and carried the blame for the defeat. The Burgundians seized on the opportunity and within 10 days of the battle had mustered their armies and marched on Paris. This lack of unity in France allowed Henry eighteen months to prepare militarily and politically for a renewed campaign. When that campaign took place, it was made easier by the damage done to the political and military structures of Normandy by the battle.
Numbers at Agincourt
Most primary sources which describe the battle have English outnumbered by several times. By contrast, Anne Curry in her 2005 book Agincourt: A New History, argued, based on research into the surviving administrative records, that the French army was 12,000 strong, and the English army 9,000, proportions of four to three. While not necessarily agreeing with the exact numbers Curry uses, Bertrand Schnerb, a professor of medieval history at the University of Lille, states the French probably had 12,000–15,000 troops. Juliet Barker, Jonathan Sumption and Clifford J. Rogers criticized Curry's reliance on administrative records, arguing that they are incomplete and that several of the available primary sources already offer a credible assessment of the numbers involved. Ian Mortimer endorsed Curry's methodology, though applied it more liberally, noting how she "minimises French numbers (by limiting her figures to those in the basic army and a few specific additional companies) and maximises English numbers (by assuming the numbers sent home from Harfleur were no greater than sick lists)", and concluded that "the most extreme imbalance which is credible" is 15,000 French against 8,000–9,000 English. Barker opined that "if the differential really was as low as three to four then this makes a nonsense of the course of the battle as described by eyewitnesses and contemporaries".
Barker, Sumption and Rogers all wrote that the English probably had 6,000 men, these being 5,000 archers and 900–1,000 men-at-arms. These numbers are based on the Gesta Henrici Quinti and the chronicle of Jean Le Fèvre, the only two eyewitness accounts on the English camp. Curry and Mortimer questioned the reliability of the Gesta, as there have been doubts as to how much it was written as propaganda for Henry V. Both note that the Gesta vastly overestimates the number of French in the battle; its proportions of English archers to men-at-arms at the battle are also different from those of the English army before the siege of Harfleur. Mortimer also considers that the Gesta vastly inflates the English casualties – 5,000 – at Harfleur, and that "despite the trials of the march, Henry had lost very few men to illness or death; and we have independent testimony that no more than 160 had been captured on the way". Rogers, on the other hand, finds the number 5,000 plausible, giving several analogous historical events to support his case, and Barker considers that the fragmentary pay records which Curry relies on actually support the lower estimates.
Historians disagree less about the French numbers. Rogers, Mortimer and Sumption all give more or less 10,000 men-at-arms for the French, using as a source the herald of the Duke of Berry, an eyewitness. The number is supported by many other contemporary accounts. Curry, Rogers and Mortimer all agree the French had 4 to 5 thousand missile troops. Sumption, thus, concludes that the French had 14,000 men, basing himself on the monk of St. Denis; Mortimer gives 14 or 15 thousand fighting men. One particular cause of confusion may have been the number of servants on both sides, or whether they should at all be counted as combatants. Since the French had many more men-at-arms than the English, they would accordingly be accompanied by a far greater number of servants. Rogers says each of the 10,000 men-at-arms would be accompanied by a gros valet (an armed, armoured and mounted military servant) and a noncombatant page, counts the former as fighting men, and concludes thus that the French in fact numbered 24,000. Barker, who believes the English were outnumbered by at least four to one, says that the armed servants formed the rearguard in the battle. Mortimer notes the presence of noncombatant pages only, indicating that they would ride the spare horses during the battle and be mistakenly thought of as combatants by the English.
Popular representations
The battle remains an important symbol in popular culture. Some notable examples are listed below.
Music
Soon after the victory at Agincourt, a number of popular folk songs were created about the battle, the most famous being the "Agincourt Carol", produced in the first half of the 15th century. Other ballads followed, including "King Henry Fifth's Conquest of France", raising the popular prominence of particular events mentioned only in passing by the original chroniclers, such as the gift of tennis balls before the campaign.
Literature
The most famous cultural depiction of the battle today is in Act IV of William Shakespeare's Henry V, written in 1599. The play focuses on the pressures of kingship, the tensions between how a king should appear – chivalric, honest, and just – and how a king must sometimes act – Machiavellian and ruthless. Shakespeare illustrates these tensions by depicting Henry's decision to kill some of the French prisoners, whilst attempting to justify it and distance himself from the event. This moment of the battle is portrayed both as a break with the traditions of chivalry and as a key example of the paradox of kingship.
Shakespeare's depiction of the battle also plays on the theme of modernity. He contrasts the modern, English king and his army with the medieval, chivalric, older model of the French.
Shakespeare's play presented Henry as leading a truly English force into battle, playing on the importance of the link between the monarch and the common soldiers in the fight. The original play does not, however, feature any scenes of the actual battle itself, leading critic Rose Zimbardo to characterise it as "full of warfare, yet empty of conflict."
The play introduced the famous St Crispin's Day Speech, considered one of Shakespeare's most heroic speeches, which Henry delivers movingly to his soldiers just before the battle, urging his "band of brothers" to stand together in the forthcoming fight. Critic David Margolies describes how it "oozes honour, military glory, love of country and self-sacrifice", and forms one of the first instances of English literature linking solidarity and comradeship to success in battle. Partially as a result, the battle was used as a metaphor at the beginning of the First World War, when the British Expeditionary Force's attempts to stop the German advances were widely likened to it.
Shakespeare's portrayal of the casualty loss is ahistorical in that the French are stated to have lost 10,000 and the English 'less than' thirty men, prompting Henry's remark, "O God, thy arm was here".
In 2008, English-American author Bernard Cornwell released a retelling of both the events leading up the battle and the battle itself, titled Azincourt. The story is told predominantly through the eyes of an English longbowman named Nicholas Hook.
Films
Shakespeare's version of the battle of Agincourt has been turned into several minor and two major films. The latter, each titled Henry V, star Laurence Olivier in 1944 and Kenneth Branagh in 1989. Made just prior to the invasion of Normandy, Olivier's rendition gives the battle what Sarah Hatchuel has termed an "exhilarating and heroic" tone, with an artificial, cinematic look to the battle scenes. Branagh's version gives a longer, more realist portrayal of the battle itself, drawing on both historical sources and images from the Vietnam and Falkland Wars.
In his 2007 film adaptation, director Peter Babakitis uses digital effects to exaggerate realist features during the battle scenes, producing a more avant-garde interpretation of the fighting at Agincourt. The battle also forms a central component of the 2019 Netflix film The King, which stars Timothée Chalamet as Henry V and Robert Pattinson as the Dauphin of Viennois. The film takes inspiration from Shakespeare's Henriad plays.
Mock trial
In March 2010, a mock trial of Henry V for the crimes associated with the slaughter of the prisoners was held in Washington, D.C., drawing from both the historical record and Shakespeare's play. Participating as judges were Justices Samuel Alito and Ruth Bader Ginsburg. The trial ranged widely over whether there was just cause for war and not simply the prisoner issue. Although an audience vote was "too close to call", Henry was unanimously found guilty by the court on the basis of "evolving standards of civil society".
Agincourt today
There is a modern museum in Azincourt village dedicated to the battle. The museum lists the names of combatants of both sides who died in the battle.
Notes
References
Citations
General sources
Further reading
Beck, Steve (2005). The Battle of Agincourt, Military History Online
Cooper, Stephen (2015). "Where was Agincourt fought?" , Agincourt 600 website
Family Chronicle.com, The Agincourt Honor Roll, Family Chronicle, March/April 1997.
The Fitzwilliam Museum, University of Cambridge Macclesfield Psalter CD
Grummitt, David. (Oxford University), A review of Agincourt 1415: Henry V, Sir Thomas Erpingham and the triumph of the English archers ed. Anne Curry, Pub: Tempus UK, 2000 . Accessed 15 April 2008.
Hansen, Mogens Herman (Copenhagen Polis Centre) The Little Grey Horse – Henry V's Speech at Agincourt and the Battle Exhortation in Ancient Historiography Histos volume 2 (March 1998), website of the Department of Classics and Ancient History, University of Durham
"Battle of Agincourt" in Military Heritage, October 2005, Volume 7, No. 2, pp. 36–43. .
External links
Battle of Agincourt memorial
The Agincourt Battlefield Archaeology Project, Tim Sutherland (Project Director)
Azincourt Museum
– Bragg, Melvyn (presenter), with Anne Curry, Michael Jones and John Watts, 16 September 2004.
Detailed list of French casualties
Contemporary account of battle by Enguerrand de Monstrelet (d.1453), governor of Cambrai and supporter of the French crown.
Battle of Agincourt on Medieval Archives Podcast
Battle of Agincourt animated map by David Crowther
Agincourt campaign animated map by David Crowther
[https://www.youtube.com/watch?v=GBJww-70sCU} Lt Col John Woodford and Excavations at Azincourt (17 September 2015, Agincourt600 conference) by Tim Sutherland
1410s in France
1415 in England
Agincourt
Agincourt 1415
Conflicts in 1415
Henry V of England
History of archery
Military history of the Pas-de-Calais
Hundred Years' War, 1415–1453 |
4620 | https://en.wikipedia.org/wiki/Bronze%20Age | Bronze Age | The Bronze Age is a historic period, lasting approximately from 3300 BC to 1200 BC, characterized by the use of bronze, the presence of writing in some areas, and other early features of urban civilization. The Bronze Age is the second principal period of the three-age system proposed in 1836 by Christian Jürgensen Thomsen for classifying and studying ancient societies and history. It is also considered the second phase, of three, in the Metal Ages.
An ancient civilization is deemed to be part of the Bronze Age because it either produced bronze by smelting its own copper and alloying it with tin, arsenic, or other metals, or traded other items for bronze from production areas elsewhere. Bronze is harder and more durable than the other metals available at the time, allowing Bronze Age civilizations to gain a technological advantage.
While terrestrial iron is naturally abundant, the higher temperature required for smelting, , in addition to the greater difficulty of working with the metal, placed it out of reach of common use until the end of the second millennium BC. Tin's low melting point of and copper's relatively moderate melting point of placed them within the capabilities of the Neolithic pottery kilns, which date back to 6,000 BC and were able to produce temperatures greater than . Copper and tin ores are rare, since there were no tin bronzes in Western Asia before trading in bronze began in the 3rd millennium BC. Worldwide, the Bronze Age generally followed the Neolithic period, with the Chalcolithic serving as a transition.
Bronze Age cultures differed in their development of writing. According to archaeological evidence, cultures in Mesopotamia (cuneiform script) and Egypt (hieroglyphs) developed the earliest practical writing systems.
The Bronze Age is said to have ended with the
Late Bronze Age collapse, a time of widespread societal collapse during the 12th century BC, between and 1150. The collapse affected a large area of the Eastern Mediterranean (North Africa and Southeast Europe) and the Near East, in particular Egypt, eastern Libya, the Balkans, the Aegean, Anatolia, and the Caucasus. It was sudden, violent, and culturally disruptive for many Bronze Age civilizations, and it brought a sharp economic decline to regional powers, notably ushering in the Greek Dark Ages.
Metal use
The period is characterized by the widespread use of bronze, even if only by elites in its early years, though the introduction and development of bronze technology were not universally synchronous. Human-made tin bronze technology requires set production techniques. Tin must be mined (mainly as the tin ore cassiterite) and smelted separately, then added to hot copper to make bronze alloy. The Bronze Age was a time of extensive use of metals and of developing trade networks (See Tin sources and trade in ancient times). A 2013 report suggests that the earliest tin-alloy bronze was a foil dated to the mid-5th millennium BC from a Vinča culture site in Pločnik (Serbia), although this culture is not conventionally considered part of the Bronze Age. The dating of the foil has been disputed.
Near East
Western Asia and the Near East were the first regions to enter the Bronze Age, which began with the rise of the Mesopotamian civilization of Sumer in the mid-4th millennium BC. Cultures in the ancient Near East (often called one of "the cradles of civilization") practiced intensive year-round agriculture, developed writing systems, invented the potter's wheel, created centralized governments (usually in the form of hereditary monarchies), written law codes, city-states and nation-states and empires, embarked on advanced architectural projects, introduced social stratification, economic and civil administration, slavery, and practiced organized warfare, medicine and religion. Societies in the region laid the foundations for astronomy, mathematics and astrology.
The following dates are approximate. For details, consult linked articles.
Near East Bronze Age divisions
The Bronze Age in the Near East can be conveniently divided into Early, Middle and Late periods. The dates and phases below are applicable solely to the Near East, not universally.
Early Bronze Age (EBA): 3300–2100 BC
3300–3000: EBA I
3000–2700: EBA II
2700–2200: EBA III
2200–2100: EBA IV
Middle Bronze Age (MBA) or Intermediate Bronze Age (IBA): 2100–1550 BC
2100–2000: MBA I
2000–1750: MBA II A
1750–1650: MBA II B
1650–1550: MBA II C
Late Bronze Age (LBA): 1550–1200 BC
1550–1400: LBA I
1400–1300: LBA II A
1300–1200: LBA II B (Bronze Age collapse)
Anatolia
The Hittite Empire was established in Hattusa in northern Anatolia from the 18th century BC. In the 14th century BC the Hittite Kingdom was at its height, encompassing central Anatolia, southwestern Syria as far as Ugarit, and upper Mesopotamia. After 1180 BC, amid general turmoil in the Levant conjectured to have been associated with the sudden arrival of the Sea Peoples, the kingdom disintegrated into several independent "Neo-Hittite" city-states, some of which survived until as late as the 8th century BC.
Arzawa in Western Anatolia during the second half of the second millennium BC likely extended along southern Anatolia in a belt that reaches from near the Turkish Lakes Region to the Aegean coast. Arzawa was the western neighbor—sometimes a rival and sometimes a vassal—of the Middle and New Hittite Kingdoms.
The Assuwa league was a confederation of states in western Anatolia that was defeated by the Hittites under an earlier Tudhaliya I, around 1400 BC. Arzawa has been associated with the much more obscure Assuwa generally located to its north. It probably bordered it, and may even be an alternative term for it (at least during some periods).
Egypt
Early Bronze dynasties
In Ancient Egypt, the Bronze Age begins in the Protodynastic period, 3150 BC. The archaic Early Bronze Age of Egypt, known as the Early Dynastic Period of Egypt, immediately follows the unification of Lower and Upper Egypt, 3100 BC. It is generally taken to include the First and Second Dynasties, lasting from the Protodynastic Period of Egypt until about 2686 BC, or the beginning of the Old Kingdom. With the First Dynasty, the capital moved from Abydos to Memphis with a unified Egypt ruled by an Egyptian god-king. Abydos remained the major holy land in the south. The hallmarks of ancient Egyptian civilization, such as art, architecture and many aspects of religion, took shape during the Early Dynastic Period. Memphis in the Early Bronze Age was the largest city of the time. The Old Kingdom of the regional Bronze Age is the name given to the period in the 3rd millennium BC when Egypt attained its first continuous peak of civilization in complexity and achievement—the first of three "Kingdom" periods, which mark the high points of civilization in the lower Nile Valley (the others being Middle Kingdom and the New Kingdom).
The First Intermediate Period of Egypt, often described as a "dark period" in ancient Egyptian history, spanned about 100 years after the end of the Old Kingdom from about 2181 to 2055 BC. Very little monumental evidence survives from this period, especially from the early part of it. The First Intermediate Period was a dynamic time when the rule of Egypt was roughly divided between two competing for power bases: Heracleopolis in Lower Egypt and Thebes in Upper Egypt. These two kingdoms would eventually come into conflict, with the Theban kings conquering the north, resulting in the reunification of Egypt under a single ruler during the second part of the Eleventh Dynasty.
Nubia
The Bronze Age in Nubia started as early as 2300 BC. Copper smelting was introduced by Egyptians to the Nubian city of Meroë, in modern-day Sudan, around 2600 BC. A furnace for bronze casting was found in Kerma that has been dated to 2300–1900 BC.
Middle Bronze dynasties
The Middle Kingdom of Egypt lasted from 2055 to 1650 BC. During this period, the Osiris funerary cult rose to dominate Egyptian popular religion. The period comprises two phases: the 11th Dynasty, which ruled from Thebes and the 12th and 13th Dynasties centered on el-Lisht. The unified kingdom was previously considered to comprise the 11th and 12th Dynasties, but historians now at least partially consider the 13th Dynasty to belong to the Middle Kingdom.
During the Second Intermediate Period, Ancient Egypt fell into disarray for a second time, between the end of the Middle Kingdom and the start of the New Kingdom. It is best known for the Hyksos, whose reign comprised the 15th and 16th dynasties. The Hyksos first appeared in Egypt during the 11th Dynasty, began their climb to power in the 13th Dynasty, and emerged from the Second Intermediate Period in control of Avaris and the Delta. By the 15th Dynasty, they ruled lower Egypt, and they were expelled at the end of the 17th Dynasty.
Late Bronze dynasties
The New Kingdom of Egypt, also referred to as the Egyptian Empire, lasted from the 16th to the 11th century BC. The New Kingdom followed the Second Intermediate Period and was succeeded by the Third Intermediate Period. It was Egypt's most prosperous time and marked the peak of Egypt's power. The later New Kingdom, i.e. the 19th and 20th Dynasties (1292–1069 BC), is also known as the Ramesside period, after the eleven pharaohs that took the name of Ramesses.
Iranian plateau
Elam was a pre-Iranian ancient civilization located to the east of Mesopotamia. In the Old Elamite period (Middle Bronze Age), Elam consisted of kingdoms on the Iranian Plateau, centered in Anshan, and from the mid-2nd millennium BC, it was centered in Susa in the Khuzestan lowlands. Its culture played a crucial role in the Gutian Empire and especially during the Iranian Achaemenid dynasty that succeeded it.
The Oxus civilization was a Bronze Age Central Asian culture dated to 2300–1700 BC and centered on the upper Amu Darya (Oxus). In the Early Bronze Age, the culture of the Kopet Dag oases and Altyndepe developed a proto-urban society. This corresponds to level IV at Namazga-Tepe. Altyndepe was a major center even then. Pottery was wheel-turned. Grapes were grown. The height of this urban development was reached in the Middle Bronze Age 2300 BC, corresponding to level V at Namazga-Depe. This Bronze Age culture is called the Bactria–Margiana Archaeological Complex (BMAC).
The Kulli culture, similar to that of the Indus Valley civilisation, was located in southern Balochistan (Gedrosia) 2500–2000 BC. Agriculture was the economic base of these people. At several places, dams were found, providing evidence for a highly developed water management system.
Konar Sandal is associated with the hypothesized "Jiroft culture", a 3rd-millennium-BC culture postulated based on a collection of artifacts confiscated in 2001.
Levant
In modern scholarship, the chronology of the Bronze Age Levant is divided into:
Early/Proto Syrian; corresponding to the Early Bronze.
Old Syrian; corresponding to the Middle Bronze.
Middle Syrian; corresponding to the Late Bronze.
The term Neo-Syria is used to designate the early Iron Age.
The old Syrian period was dominated by the Eblaite first kingdom, Nagar and the Mariote second kingdom. The Akkadians conquered large areas of the Levant and were followed by the Amorite kingdoms, 2000–1600 BC, which arose in Mari, Yamhad, Qatna, Assyria. From the 15th century BC onward, the term Amurru is usually applied to the region extending north of Canaan as far as Kadesh on the Orontes River.
The earliest-known contact of Ugarit with Egypt (and the first exact dating of Ugaritic civilization) comes from a carnelian bead identified with the Middle Kingdom pharaoh Senusret I, 1971–1926 BC. A stela and a statuette of the Egyptian pharaohs Senusret III and Amenemhet III have also been found. However, it is unclear when they got to Ugarit. In the Amarna letters, messages from Ugarit 1350 BC written by Ammittamru I, and Niqmaddu II and his queen, have been discovered. From the 16th to the 13th century BC, Ugarit remained in constant touch with Egypt and Cyprus (Alashiya).
Mitanni was a loosely organized state in northern Syria and south-east Anatolia from 1500–1300 BC. Founded by an [[Indo-Aryan peoples[Indo-Aryan]] ruling class that governed a predominantly Hurrian population, Mitanni came to be a regional power after the Hittite destruction of Kassite Babylon created a power vacuum in Mesopotamia. At its beginning, Mitanni's major rival was Egypt under the Thutmosids. However, with the ascent of the Hittite empire, Mitanni and Egypt allied to protect their mutual interests from the threat of Hittite domination. At the height of its power, during the 14th century BC, it had outposts centered on its capital, Washukanni, which archaeologists have located on the headwaters of the Khabur River. Eventually, Mitanni succumbed to Hittite, and later Assyrian attacks, and was reduced to a province of the Middle Assyrian Empire.
The Israelites were an ancient Semitic-speaking people of the Ancient Near East who inhabited part of Canaan during the tribal and monarchic periods (15th to 6th centuries BC), and lived in the region in smaller numbers after the fall of the monarchy. The name "Israel" first appears 1209 BC, at the end of the Late Bronze Age and the very beginning of the Iron Age, on the Merneptah Stele raised by the Egyptian pharaoh Merneptah.
The Arameans were a Northwest Semitic semi-nomadic and pastoralist people who originated in what is now modern Syria (Biblical Aram) during the Late Bronze Age and the early Iron Age. Large groups migrated to Mesopotamia, where they intermingled with the native Akkadian (Assyrian and Babylonian) population. The Aramaeans never had a unified empire; they were divided into independent kingdoms all across the Near East. After the Bronze Age collapse, their political influence was confined to many Syro-Hittite states, which were entirely absorbed into the Neo-Assyrian Empire by the 8th century BC.
Mesopotamia
The Mesopotamian Bronze Age began about 3500 BC and ended with the Kassite period ( 1500 BC – 1155 BC). The usual tripartite division into an Early, Middle and Late Bronze Age is not used. Instead, a division primarily based on art-historical and historical characteristics is more common.
The cities of the Ancient Near East housed several tens of thousands of people. Ur, Kish, Isin, Larsa and Nippur in the Middle Bronze Age and Babylon, Calah and Assur in the Late Bronze Age similarly had large populations. The Akkadian Empire (2335–2154 BC) became the dominant power in the region, and after its fall the Sumerians enjoyed a renaissance with the Neo-Sumerian Empire. Assyria became a regional power, under the Amorite king Shamshi-Adad I, with the Old Assyrian Empire ( 1800–1600 BC). The earliest mention of Babylon (then a small administrative town) appears on a tablet from the reign of Sargon of Akkad in the 23rd century BC. The Amorite dynasty established the city-state of Babylon in the 19th century BC. Over 100 years later, it briefly took over the other city-states and formed the short-lived First Babylonian Empire during what is also called the Old Babylonian Period. Akkad, Assyria, and Babylonia all used the written East Semitic Akkadian language for official use and as a spoken language. By that time, the Sumerian language was no longer spoken, but was still in religious use in Assyria and Babylonia, and would remain so until the 1st century AD. The Akkadian and Sumerian traditions played a major role in later Assyrian and Babylonian culture, even though Babylonia, unlike the more militarily powerful Assyria, itself was founded by non-native Amorites and often ruled by other non-indigenous peoples, such as Kassites, Aramaeans and Chaldeans, as well as its Assyrian neighbors.
Asia
Central Asia
Agropastoralism
For many decades scholars made superficial reference to Central Asia as the "pastoral realm" or alternatively, the "nomadic world", in what researchers have come to call the "Central Asian void": a 5,000 year span that was neglected in studies of the origins of agriculture. Foothill regions and glacial melt streams supported Bronze Age agropastoralists who developed complex east–west trade routes between Central Asia and China that introduced wheat and barley to China and spread millet across Central Asia.
Bactria–Margiana Archaeological Complex
The Bactria–Margiana Archaeological Complex (BMAC), also known as the Oxus civilization, was a Bronze Age civilization in Central Asia, dated to c. 2400–1600 BC, located in present-day northern Afghanistan, eastern Turkmenistan, southern Uzbekistan and western Tajikistan, centred on the upper Amu Darya (Oxus River). Its sites were discovered and named by the Soviet archaeologist Viktor Sarianidi (1976). Bactria was the Greek name for the area of Bactra (modern Balkh), in what is now northern Afghanistan, and Margiana was the Greek name for the Persian satrapy of Marguš, the capital of which was Merv, in modern-day southeastern Turkmenistan.
A wealth of information indicates that the BMAC had close international relations with the Indus Valley, the Iranian Plateau, and possibly even indirectly with Mesopotamia, and all civilizations were very familiar with lost wax casting.
According to recent studies, the BMAC was not a primary contributor to later South-Asian genetics.
Seima-Turbino phenomenon
The Altai Mountains in what is now southern Russia and central Mongolia have been identified as the point of origin of a cultural enigma termed the Seima-Turbino Phenomenon. It is conjectured that changes in climate in this region around 2000 BC and the ensuing ecological, economic and political changes triggered a rapid and massive migration westward into northeast Europe, eastward into China and southward into Vietnam and Thailand
across a frontier of some 4,000 miles. This migration took place in just five to six generations and led to peoples from Finland in the west to Thailand in the east employing the same metalworking technology and, in some areas, horse breeding and riding. It is further conjectured that the same migrations spread the Uralic group of languages across Europe and Asia: some 39 languages of this group are still extant, including Hungarian, Finnish and Estonian. However, recent genetic testings of sites in south Siberia and Kazakhstan (Andronovo horizon) would rather support spreading of the bronze technology via Indo-European migrations eastwards, as this technology had been well known for quite a while in western regions.
East Asia
China
In China, the earliest bronze artifacts have been found in the Majiayao culture site (between 3100 and 2700 BC).
The term "Bronze Age" has been transferred to the archaeology of China from that of Western Eurasia, and there is no consensus or universally used convention delimiting the "Bronze Age" in the context of Chinese prehistory. "Early Bronze Age" in China is sometimes taken as equivalent to the "Shang dynasty" period (16th to 11th centuries BC), and the "Later Bronze Age" as equivalent to the "Zhou dynasty" period (11th to 3rd centuries BC, from the 5th century, also dubbed "Iron Age"), although there is an argument to be made that the "Bronze Age" proper never ended in China, as there is no recognizable transition to an "Iron Age". Significantly, together with the jade art that precedes it, bronze was seen as a "fine" material for ritual art when compared with iron or stone.
Bronze metallurgy in China originated in what is referred to as the Erlitou () period, which some historians argue places it within the Shang dynasty. Others believe the Erlitou sites belong to the preceding Xia () dynasty. The U.S. National Gallery of Art defines the Chinese Bronze Age as the "period between about 2000 BC and 771 BC", a period that begins with the Erlitou culture and ends abruptly with the disintegration of Western Zhou rule.
There is reason to believe that bronze work developed inside China apart from outside influence. However, the discovery of Europoid mummies in Xinjiang has caused some scholars such as Johan Gunnar Andersson, Jan Romgard, and to suggest a possible route of transmission from the West eastwards. According to An Zhimin, "It can be imagined that initially, bronze and iron technology took its rise in West Asia, first influenced the Xinjiang region, and then reached the Yellow River valley, providing external impetus for the rise of the Shang and Zhou civilizations." According to Jan Romgard, "bronze and iron tools seems to have traveled from west to east as well as the use of wheeled wagons and the domestication of the horse." There are also possible links to Seima-Turbino culture, "a transcultural complex across northern Eurasia," the Eurasian steppe, and the Urals. However, the oldest bronze objects found in China so far were discovered at the Majiayao site in Gansu rather than at Xinjiang.
The Shang dynasty (also known as the Yin dynasty) of the Yellow River Valley rose to power after the Xia dynasty around 1600 BC. While some direct information about the Shang dynasty comes from Shang-era inscriptions on bronze artifacts, most comes from oracle bones—turtle shells, cattle scapulae, or other bones—which bear glyphs that form the first significant corpus of recorded Chinese characters.
The production of Erlitou in Henan represents the earliest large-scale metallurgy industry in the Central Plains of China. The influence of the Saima-Turbino metalworking tradition from the north is supported by a series of recent discoveries in China of many unique perforated spearheads with downward hooks and small loops on the same or opposite side of the socket, which could be associated with the Seima-Turbino visual vocabulary of southern Siberia. The metallurgical centers of northwestern China, especially Qijia in Gansu and Kexingzhuang culture in Shaanxi, played an intermediary role in this process.
Iron has been found from the Zhou dynasty, but its use was minimal. Chinese literature dating to the 6th century BC attests knowledge of iron smelting, yet bronze continues to occupy the seat of significance in the archaeological and historical record for some time after this. Historian W.C. White argues that iron did not supplant bronze "at any period before the end of the Zhou dynasty (256 BC)" and that bronze vessels make up the majority of metal vessels through the Later Han period, or to 221 BC.
The Chinese bronze artifacts generally are either utilitarian, like spear points or adze heads, or "ritual bronzes", which are more elaborate versions in precious materials of everyday vessels, as well as tools and weapons. Examples are the numerous large sacrificial tripods known as dings in Chinese; there are many other distinct shapes. Surviving identified Chinese ritual bronzes tend to be highly decorated, often with the taotie motif, which involves highly stylized animal faces. These appear in three main motif types: those of demons, symbolic animals, and abstract symbols. Many large bronzes also bear cast inscriptions that are the great bulk of the surviving body of early Chinese writing and have helped historians and archaeologists piece together the history of China, especially during the Zhou dynasty (1046–256 BC).
The bronzes of the Western Zhou dynasty document large portions of history not found in the extant texts that were often composed by persons of varying rank and possibly even social class. Further, the medium of cast bronze lends the record they preserve a permanence not enjoyed by manuscripts. These inscriptions can commonly be subdivided into four parts: a reference to the date and place, the naming of the event commemorated, the list of gifts given to the artisan in exchange for the bronze, and a dedication. The relative points of reference these vessels provide have enabled historians to place most of the vessels within a certain time frame of the Western Zhou period, allowing them to trace the evolution of the vessels and the events they record.
Korea
The beginning of the Bronze Age on the peninsula is around 1000–800 BC. Initially centered around Liaoning and southern Manchuria, Korean Bronze Age culture exhibits unique typology and styles, especially in ritual objects.
The Mumun pottery period is named after the Korean name for undecorated or plain cooking and storage vessels that form a large part of the pottery assemblage over the entire length of the period, but especially 850–550 BC. The Mumun period is known for the origins of intensive agriculture and complex societies in both the Korean Peninsula and the Japanese Archipelago.
The Middle Mumun pottery period culture of the southern Korean Peninsula gradually adopted bronze production ( 700–600? BC) after a period when Liaoning-style bronze daggers and other bronze artifacts were exchanged as far as the interior part of the Southern Peninsula ( 900–700 BC). The bronze daggers lent prestige and authority to the personages who wielded and were buried with them in high-status megalithic burials at south-coastal centers such as the Igeum-dong site. Bronze was an important element in ceremonies and for mortuary offerings until 100 BC.
Japan
The Japanese archipelago saw the introduction of bronze during the beginning of the Early Yayoi period (≈300 BC), which saw the introduction of metalworking and agricultural practices brought in by settlers arriving from the continent. Bronze and iron smelting techniques spread to the Japanese archipelago through contact with other ancient East Asian civilizations, particularly immigration and trade from the ancient Korean peninsula, and ancient mainland China. Iron was mainly used for agricultural and other tools, whereas ritual and ceremonial artifacts were mainly made of bronze.
South Asia
(Dates are approximate, consult linked articles for details)
Indus Valley
The Bronze Age on the Indian subcontinent began around 3300 BC with the beginning of the Indus Valley Civilization. Inhabitants of the Indus Valley, the Harappans, developed new techniques in metallurgy and produced copper, bronze, lead and tin. The Late Harappan culture, which dates from 1900 to 1400 BC, overlapped the transition from the Bronze Age to the Iron Age; thus it is difficult to date this transition accurately. It has been claimed that a 6,000-year-old copper amulet manufactured in Mehrgarh in the shape of wheel spoke is the earliest example of lost-wax casting in the world.
The civilization's cities were noted for their urban planning, baked brick houses, elaborate drainage systems, water supply systems, clusters of large non-residential buildings, and new techniques in handicraft (carnelian products, seal carving) and metallurgy (copper, bronze, lead, and tin). The large cities of Mohenjo-daro and Harappa very likely grew to contain between 30,000 and 60,000 individuals, and the civilization itself during its florescence may have contained between one and five million individuals.
Southeast Asia
The Vilabouly Complex in Laos is a significant archaeological site for dating the origin of bronze metallurgy in Southeast Asia.
Thailand
In Ban Chiang, Thailand, (Southeast Asia) bronze artifacts have been discovered dating to 2100 BC. However, according to the radiocarbon dating on the human and pig bones in Ban Chiang, some scholars propose that the initial Bronze Age in Ban Chiang was in the late 2nd millennium. In Nyaunggan, Burma, bronze tools have been excavated along with ceramics and stone artifacts. Dating is still currently broad (3500–500 BC). Ban Non Wat, excavated by Charles Higham, was a rich site with over 640 graves excavated that gleaned many complex bronze items that may have had social value connected to them.
Ban Chiang, however, is the most thoroughly documented site and has the clearest evidence of metallurgy when it comes to Southeast Asia. With a rough date range of the late 3rd millennium BC to the first millennium AD, this site alone has various artifacts such as burial pottery (dating from 2100 to 1700 BC), fragments of bronze and copper-base bangles. This technology suggested on-site casting from the very beginning. The on-site casting supports the theory that bronze was when first introduced in Southeast Asia, and so bronze came from a different country. Some scholars believe that copper-based metallurgy was disseminated from northwest and central China south and southwest via areas such as Guangdong province and Yunnan province and finally into southeast Asia around 1000 BC. Archaeology also suggests that Bronze Age metallurgy may not have been as significant a catalyst in social stratification and warfare in Southeast Asia as in other regions, and that social distribution shifted away from chiefdom-states to a heterarchical network. Data analyses of sites such as Ban Lum Khao, Ban Na Di, Non-Nok Tha, Khok Phanom Di, and Nong Nor have consistently led researchers to conclude that there was no entrenched hierarchy.
Vietnam
Dating back to the Neolithic Age, the first bronze drums, called the Dong Son drums, were uncovered in and around the Red River Delta regions of Northern Vietnam and Southern China. These relate to the Dong Son culture of Vietnam.
Archaeological research in Northern Vietnam indicates an increase in rates of infectious disease following the advent of metallurgy; skeletal fragments in sites dating to the early and mid-Bronze Age evidence a greater proportion of lesions than in sites of earlier periods. There are a few possible implications of this. One is the increased contact with bacterial and/or fungal pathogens due to increased population density and land clearing/cultivation. The other one is decreased levels of immunocompetence in the Metal age due to changes in diet caused by agriculture. The last is that there may have been an emergence of infectious disease that evolved into a more virulent form in the metal period.
Myanmar
Europe
A few examples of named Bronze Age cultures in Europe in roughly relative order.
(Dates are approximate, consult linked articles for details)
The chosen cultures overlapped in time and the indicated periods do not fully correspond to their estimated extents.
Southeast Europe
Radivojevic et al. (2013) reported the discovery of a tin bronze foil from the Pločnik archaeological site securely dated to c. 4650 BC as well as 14 other artifacts from Serbia and Bulgaria dated to before 4000 BC, showing that early tin bronze was more common than previously thought and developed independently in Europe 1500 years before the first tin bronze alloys in the Near East. The production of complex tin bronzes lasted for c. 500 years in the Balkans. The authors reported that evidence for the production of such complex bronzes disappears at the end of the 5th millennium, coinciding with the "collapse of large cultural complexes in north-eastern Bulgaria and Thrace in the late fifth millennium BC". Tin bronzes using cassiterite tin were reintroduced to the area some 1500 years later.
The oldest golden artifacts in the world (4600 BC - 4200 BC) were found in the Necropolis of Varna. These artefacts are on display in the Varna Archaeological Museum
The Dabene Treasure was unearthed from 2004 to 2007 near Karlovo, Plovdiv Province, central Bulgaria. The whole treasure consists of 20,000 gold jewelry items from 18 to 23 carats. The most important of them was a dagger made of gold and platinum with an unusual edge. The treasure was dated to the end of the 3rd millennium B.C. Scientists suggest that the Karlovo valley used to be a major crafts center that exported golden jewelry all over Europe. It is considered one of the largest prehistoric golden treasures in the world.
Aegean
The Aegean Bronze Age began around 3200 BC, when civilizations first established a far-ranging trade network. This network imported tin and charcoal to Cyprus, where copper was mined and alloyed with tin to produce bronze. Bronze objects were then exported far and wide and supported the trade. Isotopic analysis of tin in some Mediterranean bronze artifacts suggests that they may have originated from Great Britain.
Knowledge of navigation was well-developed by this time and reached a peak of skill not exceeded (except perhaps by Polynesian sailors) until 1730 when the invention of the chronometer enabled the precise determination of longitude.
The Minoan civilization based in Knossos on the island of Crete appears to have coordinated and defended its Bronze Age trade. Ancient empires valued luxury goods in contrast to staple foods, leading to famine.
Aegean collapse
Bronze Age collapse theories have described aspects of the end of the Bronze Age in this region. At the end of the Bronze Age in the Aegean region, the Mycenaean administration of the regional trade empire followed the decline of Minoan primacy. Several Minoan client states lost much of their population to famine and/or pestilence. This would indicate that the trade network may have failed, preventing the trade that would previously have relieved such famines and prevented illness caused by malnutrition. It is also known that in this era the breadbasket of the Minoan empire, the area north of the Black Sea, also suddenly lost much of its population, and thus probably some capacity to cultivate crops. Drought and famine in Anatolia may have also led to the Aegean collapse by disrupting trade networks, and therefore preventing the Aegean from accessing bronze and luxury goods.
The Aegean collapse has been attributed to the exhaustion of the Cypriot forests causing the end of the bronze trade. These forests are known to have existed in later times, and experiments have shown that charcoal production on the scale necessary for the bronze production of the late Bronze Age would have exhausted them in less than fifty years.
The Aegean collapse has also been attributed to the fact that as iron tools became more common, the main justification for the tin trade ended, and that trade network ceased to function as it did formerly. The colonies of the Minoan empire then suffered drought, famine, war, or some combination of the three, and had no access to the distant resources of an empire by which they could easily recover.
The Thera eruption occurred 1600 BC, north of Crete. Speculation includes that a tsunami from Thera (more commonly known today as Santorini) destroyed Cretan cities. A tsunami may have destroyed the Cretan navy in its home harbor, which then lost crucial naval battles; so that in the LMIB/LMII event ( 1450 BC) the cities of Crete burned and the Mycenaean civilization took Knossos over. If the eruption occurred in the late 17th century BC (as most chronologists now think) then its immediate effects belong to the Middle to Late Bronze Age transition, and not to the end of the Late Bronze Age, but it could have triggered the instability that led to the collapse first of Knossos and then of Bronze Age society overall. One such theory highlights the role of Cretan expertise in administering the empire, post–Thera. If this expertise was concentrated in Crete, then the Mycenaeans may have made political and commercial mistakes in administering the Cretan empire.
Archaeological findings, including some on the island of Thera, suggest that the center of the Minoan civilization at the time of the eruption was actually on Thera rather than on Crete. According to this theory, the catastrophic loss of the political, administrative and economic center due to the eruption, as well as the damage wrought by the tsunami to the coastal towns and villages of Crete precipitated the decline of the Minoans. A weakened political entity with a reduced economic and military capability and fabled riches would have then been more vulnerable to conquest. Indeed, the Santorini eruption is usually dated to 1630 BC, while the Mycenaean Greeks first enter the historical record a few decades later, 1600 BC. The later Mycenaean assaults on Crete ( 1450 BC) and Troy ( 1250 BC) would have been a continuation of the steady encroachment of the Greeks upon the weakened Minoan world.
Central Europe
In Central Europe, the early Bronze Age Unetice culture (2300–1600 BC) includes numerous smaller groups like the Straubing, Adlerberg and Hatvan cultures. Some very rich burials, such as the one located at Leubingen with grave gifts crafted from gold, point to an increase of social stratification already present in the Unetice culture. All in all, cemeteries of this period are small and rare. The Unetice culture was followed by the middle Bronze Age (1600–1200 BC) tumulus culture, characterised by inhumation burials in tumuli (barrows). In the eastern Hungarian Körös tributaries, the early Bronze Age first saw the introduction of the Mako culture, followed by the Otomani and Gyulavarsand cultures.
The late Bronze Age Urnfield culture (1300–700 BC) was characterized by cremation burials. It included the Lusatian culture in eastern Germany and Poland (1300–500 BC) that continues into the Iron Age. The Central European Bronze Age was followed by the Iron Age Hallstatt culture (700–450 BC).
Important sites include:
Biskupin (Poland)
Nebra (Germany)
Vráble (Slovakia)
Zug-Sumpf, Zug, Switzerland
German prehistorian Paul Reinecke described Bronze A1 (Bz A1) period (2300–2000 BC: triangular daggers, flat axes, stone wrist-guards, flint arrowheads) and Bronze A2 (Bz A2) period (1950–1700 BC: daggers with metal hilt, flanged axes, halberds, pins with perforated spherical heads, solid bracelets) and phases Hallstatt A and B (Ha A and B).
Southern Europe
The Apennine culture (also called Italian Bronze Age) is a technology complex of central and southern Italy spanning the Chalcolithic and Bronze Age proper. The Camuni were an ancient people of uncertain origin (according to Pliny the Elder, they were Euganei; according to Strabo, they were Rhaetians) who lived in Val Camonica—in what is now northern Lombardy—during the Iron Age, although groups of hunters, shepherds, and farmers are known to have lived in the area since the Neolithic.
Located in Sardinia and Corsica, the Nuragic civilization lasted from the early Bronze Age (18th century BC) to the 2nd century AD, when the islands were already Romanized. They take their name from the characteristic Nuragic towers, which evolved from the pre-existing megalithic culture, which built dolmens and menhirs.
The towers are unanimously considered the best-preserved and largest megalithic remains in Europe. Their purpose is still debated: some scholars consider them monumental tombs, others as Houses of the Giants, other as fortresses, ovens for metal fusion, prisons, or, finally, temples for a solar cult. Around the end of the 3rd millennium BC, Sardinia exported to Sicily a culture that built small dolmens, trilithic or polygonal shaped, that served as tombs, as in the Sicilian dolmen of "Cava dei Servi". From this region, they reached Malta and other countries of Mediterranean basin.
The Terramare was an early Indo-European civilization in the area of what is now Pianura Padana (in northern Italy) before the arrival of the Celts, and in other parts of Europe. They lived in square villages of wooden stilt houses. These villages were built on land, but generally near a stream, with roads that crossed each other at right angles. The whole complex was of the nature of a fortified settlement. The Terramare culture was widespread in the Pianura Padana, especially along the Panaro river, between Modena and Bologna, and in the rest of Europe. The civilization developed in the Middle and Late Bronze Age, between the 17th and the 13th centuries BC.
The Castellieri culture developed in Istria during the Middle Bronze Age. It lasted for more than a millennium, from the 15th century BC until the Roman conquest in the 3rd century BC. It takes its name from the fortified boroughs (Castellieri, Friulian: cjastelir) that characterized the culture.
The Canegrate culture developed from the mid-Bronze Age (13th century BC) until the Iron Age in the Pianura Padana, in what are now western Lombardy, eastern Piedmont, and Ticino. It takes its name from the township of Canegrate, where, in the 20th century, some fifty tombs with ceramics and metal objects were found. The Canegrate culture migrated from the northwest part of the Alps and descended to Pianura Padana from the Swiss Alps passes and the Ticino.
The Golasecca culture developed starting from the late Bronze Age in the Po plain. It takes its name from Golasecca, a locality next to the Ticino, where, in the early 19th century, abbot excavated its first findings (some fifty tombs with ceramics and metal objects). Remains of the Golasecca culture span an area of c. 20,000 square kilometers south to the Alps, between the Po, Sesia, and Serio rivers, dating from the 9th to the 4th century BC.
West Europe
Great Britain
In Great Britain, the Bronze Age is considered to have been the period from around 2100 to 750 BC. Migration brought new people to the islands from the continent. Recent tooth enamel isotope research on bodies found in early Bronze Age graves around Stonehenge indicates that at least some of the migrants came from the area of modern Switzerland. Another example site is Must Farm near Whittlesey, host to the most complete Bronze Age wheel ever to be found. The Beaker culture displayed different behaviors from earlier Neolithic people, and cultural change was significant. Integration is thought to have been peaceful, as many of the early henge sites were seemingly adopted by the newcomers. The rich Wessex culture developed in southern Britain at this time. Additionally, the climate was deteriorating; where once the weather was warm and dry it became much wetter as the Bronze Age continued, forcing the population away from easily defended sites in the hills and into the fertile valleys. Large livestock farms developed in the lowlands and appear to have contributed to economic growth and inspired increasing forest clearances. The Deverel-Rimbury culture began to emerge in the second half of the Middle Bronze Age ( 1400–1100 BC) to exploit these conditions. Devon and Cornwall were major sources of tin for much of western Europe and copper was extracted from sites such as the Great Orme mine in northern Wales. Social groups appear to have been tribal but with growing complexity and hierarchies becoming apparent.
The burials, which until this period had usually been communal, became more individual. For example, whereas in the Neolithic a large chambered cairn or long barrow housed the dead, Early Bronze Age people buried their dead in individual barrows (commonly known and marked on modern British Ordnance Survey maps as tumuli), or sometimes in cists covered with cairns.
The greatest quantities of bronze objects in England were discovered in East Cambridgeshire, with the most important finds recovered in Isleham (more than 6500 pieces).
Alloying of copper with zinc or tin to make brass or bronze was practiced soon after the discovery of copper itself. One copper mine at Great Orme in North Wales, reached a depth of 70 meters. At Alderley Edge in Cheshire, carbon dating has established mining at around 2280 to 1890 BC (95% probability). The earliest identified metalworking site (Sigwells, Somerset) came much later, dated by globular urn-style pottery to approximately the 12th century BC. The identifiable sherds from over 500 mould fragments included a perfect fit of the hilt of a sword in the Wilburton style held in Somerset County Museum.
Atlantic Bronze Age
The Atlantic Bronze Age is a cultural complex of the period of approximately 1300–700 BC that includes different cultures in Portugal, Andalusia, Galicia, Britain and Ireland. It is marked by economic and cultural exchange. Commercial contacts extend to Denmark and the Mediterranean. The Atlantic Bronze Age was defined by many distinct regional centers of metal production, unified by a regular maritime exchange of products.
Ireland
The Bronze Age in Ireland commenced around 2000 BC when copper was alloyed with tin and used to manufacture Ballybeg type flat axes and associated metalwork. The preceding period is known as the Copper Age and is characterised by the production of flat axes, daggers, halberds and awls in copper. The period is divided into three phases: Early Bronze Age (2000–1500 BC), Middle Bronze Age (1500–1200 BC), and Late Bronze Age (1200– 500 BC). Ireland is also known for a relatively large number of Early Bronze Age burials.
One of the characteristic types of artifact of the Early Bronze Age in Ireland is the flat axe. There are five main types of flat axes: Lough Ravel crannog ( 2200 BC), Ballybeg ( 2000 BC), Killaha ( 2000 BC), Ballyvalley ( 2000–1600 BC), Derryniggin ( 1600 BC), and a number of metal ingots in the shape of axes.
Northern Europe
The Bronze Age in Northern Europe spans the entire 2nd millennium BC, (Unetice culture, Urnfield culture, Tumulus culture, Terramare culture and Lusatian culture) lasting until 600 BC. The Northern Bronze Age was both a period and a Bronze Age culture in Scandinavian pre-history, 1700–500 BC, with sites as far east as Estonia. Succeeding the Late Neolithic culture, its ethnic and linguistic affinities are unknown in the absence of written sources. It was followed by the Pre-Roman Iron Age.
Even though Northern European Bronze Age cultures came relatively late, and came into existence via trade, sites present rich and well-preserved objects made of wool, wood and imported Central European bronze and gold. Many rock carvings depict ships, and the large stone burial monuments known as stone ships suggest that shipping played an important role. Thousands of rock carvings depict ships, most probably representing sewn plank-built canoes for warfare, fishing, and trade. These may have a history as far back as the neolithic period and continue into the Pre-Roman Iron Age, as shown by the Hjortspring boat. There are many mounds and rock carving sites from the period. Numerous artifacts of bronze and gold are found. No written language existed in the Nordic countries during the Bronze Age. The rock carvings have been dated through comparison with depicted artifacts.
Eastern Europe
The Yamnaya culture (c.3300–2600 BC) was a Late Copper Age/Early Bronze Age culture of the Pontic-Caspian steppe, and is associated with early Indo-Europeans. It was followed on the steppe by the Catacomb culture ( 2800–2200 BC) and the Poltavka culture (c.2800–2200 BC). The closely-related Corded Ware culture in the forest-steppe region to the north (c. 3000–2350 BC) spread eastwards with the Fatyanovo culture (c.2900–2050 BC), which subsequently developed into the Abashevo culture (c.2200–1850 BC) and the Sintashta culture (c. 2200–1750 BC). The earliest known chariots have been found in Sintashta burials and there is earlier evidence for chariot use in the Abashevo culture. The Sintashta culture expanded further eastwards into central Asia becoming the Andronovo culture, whilst the Srubnaya culture (c.1900–1200 BC) continued the use of chariots in eastern Europe.
Caucasus
Arsenical bronze artifacts of the Maykop culture in the North Caucasus have been dated to around the 4th millennium BC. This innovation resulted in the circulation of arsenical bronze technology through southern and eastern Europe.
Africa
Sub-Saharan Africa
Iron and copper smelting appeared around the same time in most parts of Africa. As such, most African civilizations outside of Egypt did not experience a distinct Bronze Age. Evidence for iron smelting appears earlier or at the same time as copper smelting in Nigeria –800 BC, Rwanda and Burundi –500 BC and Tanzania .
There is a longstanding debate about whether both copper and iron metallurgy were independently developed in sub-Saharan Africa or introduced from the outside across the Sahara Desert from North Africa or the Indian Ocean. Evidence for theories of independent development and outside introduction are scarce and the subject of active scholarly debate. Scholars have suggested that both the relative dearth of archeological research in sub-Saharan Africa as well as long-standing prejudices have limited or biased our understanding of pre-historic metallurgy on the continent. One scholar characterized the state of historical knowledge: "To say that the history of metallurgy in sub-Saharan Africa is complicated is perhaps an understatement."
West Africa
Copper smelting took place in West Africa prior to the appearance of iron smelting in the region. Evidence for copper smelting furnaces was found near Agadez, Niger that has been dated as early as 2200 BC. However, evidence for copper production in this region before 1000 BC is debated. Evidence of copper mining and smelting has been found at Akjoujt, Mauretania that suggests small scale production 800 to 400 BC.
Americas
The Moche civilization of South America independently discovered and developed bronze smelting. Bronze technology was developed further by the Incas and used widely both for utilitarian objects and sculpture. A later appearance of limited bronze smelting in West Mexico suggests either contact of that region with Andean cultures or separate discovery of the technology. The Calchaquí people of Northwest Argentina had bronze technology.
Trade
Trade and industry played a major role in the development of the ancient Bronze Age civilizations. With artifacts of the Indus Valley civilization found in ancient Mesopotamia and Egypt, it is clear that these civilizations were not only in touch with one other, but also trading. Early long-distance trade was limited almost exclusively to luxury goods like spices, textiles, and precious metals. Not only did this make cities with ample amounts of these products extremely rich, but it also led to an intermingling of cultures for the first time in history.
Trade routes were also over water. The first and most extensive trade routes were along rivers such as the Nile, the Tigris, and the Euphrates, which led to the growth of cities on the banks of these rivers. The domestication of camels at a later time also helped encourage trade routes overland, linking the Indus Valley with the Mediterranean. This further led to towns sprouting up everywhere there was a pit-stop or caravan-to-ship port.
See also
Altyndepe
Dover Bronze Age Boat
Ferriby Boats
Hillfort
Human timeline
Langdon Bay hoard
Middle Bronze Age migrations (Ancient Near East)
Namazga
Oxhide ingot
Shropshire bulla
Tollense valley battlefield
Notes
References
Eogan, George (1983). The hoards of the Irish later Bronze Age, Dublin: University College, 331 p.,
Hall, David and Coles, John (1994). Fenland survey : an essay in landscape and persistence, Archaeological report 1, London : English Heritage, 170 p.,
Pernicka, E., Eibner, C., Öztunah, Ö., Wagener, G.A. (2003). "Early Bronze Age Metallurgy in the Northeast Aegean", In: Wagner, G.A., Pernicka, E. and Uerpmann, H-P. (eds), Troia and the Troad: scientific approaches, Natural science in archaeology, Berlin; London : Springer, , pp. 143–172
Piccolo, Salvatore (2013). Ancient Stones: The Prehistoric Dolmens of Sicily. Abingdon (GB): Brazen Head Publishing, ,
Waddell, John (1998). The prehistoric archaeology of Ireland, Galway University Press, 433 p.,
Further reading
External links
Links to the Bronze Age in Europe and beyond Commented web index, geographically structured (private website)
Bronze Age Experimental Archeology and Museum Reproductions
Umha Aois – Reconstructed Bronze Age metal casting
Umha Aois – ancient bronze casting videoclip
Aegean and Balkan Prehistory articles, site-reports and bibliography database concerning the Aegean, Balkans and Western Anatolia
"The Transmission of Early Bronze Technology to Thailand: New Perspectives"
Human Timeline (Interactive) – Smithsonian, National Museum of Natural History (August 2016).
Seafaring
Divers unearth Bronze Age hoard off the coast of Devon
Articles which contain graphical timelines
Historical eras |
4621 | https://en.wikipedia.org/wiki/BBC%20News%20%28TV%20channel%29 | BBC News (TV channel) | The BBC News channel is a British free-to-air public broadcast television news channel owned and operated by the BBC. The channel is based at and broadcasts from Broadcasting House in the West End of London from which it is anchored during British daytime, with overnight broadcasts anchored from Washington, D.C. and Singapore. It was launched as BBC News 24 on 9 November 1997 at 5:30 pm as part of the BBC's foray into digital domestic television channels, becoming the first competitor to Sky News, which had been running since 1989.
On 22 February 2006, the channel was named News Channel of the Year at the Royal Television Society Television Journalism Awards for the first time in its history. The judges remarked that this was the year that the channel had "really come into its own." The channel won the accolade for a second time in 2017. From May 2007, viewers in the UK could watch the channel via the BBC News website. In April 2008, the channel was renamed BBC News as part of a £550,000 rebranding of the BBC's news output, complete with a new studio and presentation.
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In 2022, the BBC announced that it would further consolidate the programming and talent of the BBC News and World News channels as a cost-cutting move; these changes took place on 3 April 2023, when BBC World News was renamed "BBC News". The UK feed occasionally opts out when it airs UK-specific content not deemed significant enough to warrant carriage globally.
History
Rolling news began in the UK on 5 February 1989 when Sky News was launched and on 16 January 1995, the BBC launched an international news channel BBC World. However it was meant for global audiences and wasn't available to viewers in the UK and in May 1996, the BBC announced that it was to launch a UK rolling news service as part of its move into digital broadcasting.
BBC News 24 went on air on 9 November 1997, nearly a year before digital television was launched in the UK and due to a lack of space on satellite, the channel was only available on cable, with an overnight shop window on BBC One when that channel was not on air. However, Sky News had complained about the costs associated with running a channel that only a minority could view from the licence fee. Sky News claimed that a number of British cable operators had been incentivised to carry News 24 (which, as a licence-fee funded channel was made available to such operators for free) in preference to the commercial Sky News. However, in September 1999 the European Commission ruled against a complaint made by Sky News that the publicly funded channel was unfair and illegal under EU law. The Commission ruled that the licence fee should be considered state aid but that such aid was justified due to the public service remit of the BBC and that it did not exceed actual costs.
The advent of digital television in the United Kingdom in autumn 1998 saw the channel launch on Sky's new digital satellite service and a month later it started to broadcast via digital terrestrial television. Initially it was difficult to obtain a digital satellite or terrestrial receiver without a subscription to Sky or ONdigital respectively, but following the demise of ITV Digital in 2002 and the subsequent launch of Freeview, the channel started to become much more widely available and the BBC Governors' annual report for 2005/2006 reported that average audience figures for fifteen-minute periods had reached 8.6% in multichannel homes. The 2004 report also claimed that the channel outperformed Sky News in both weekly and monthly reach in multichannel homes for the January 2004 period, and for the first time in two years moved ahead of Sky News in being perceived as the channel best for news.
In 2005, the Head of television news Peter Horrocks outlined plans to provide more funding and resources for the channel and shift the corporation's emphasis regarding news away from the traditional BBC One bulletins and across to the rolling news channel. The introduction of simulcasts of the main bulletins on the channel was to allow the news bulletins to pool resources rather than work against each other at key times in the face of competition particularly from Sky News.
2008 rebranding
On 21 April 2008, BBC News 24 was renamed BBC News on the channel itself, and referred to as the BBC News Channel on other BBC services. This was part of the creative futures plan, launched in 2006, to bring all BBC News output under the single brand name.
The BBC News Channel moved from the Studio N8 set, which became home to BBC World News, to what was the home of the national news in Studio N6, allowing the channel to share its set with the BBC News at One and the BBC News at Ten – with other bulletins moving to Studio TC7.
Move to Broadcasting House
The channel relocated, along with the remaining BBC News services at Television Centre, to the newly refurbished Broadcasting House on 18 March 2013 at 13:00 GMT. Presentation and on-screen graphics were refreshed, with new full HD studios and a live newsroom backdrop. Moving cameras in the newsroom form part of the top of the hour title sequence and are used at the start of weather bulletins.
Consolidation with BBC World News
On 26 May 2022, as part of planned cuts and streamlining across the broadcaster, the BBC announced plans for consolidation of the domestic BBC News channel in the UK with BBC World News. The domestic and international versions would share content, while maintaining the ability to opt out from the shared feed for domestic coverage if warranted. The BBC promoted that the service would offer "new flagship programmes built around high-profile journalists, and programmes commissioned for multiple platforms".
The BBC announced a new presenter lineup for the merged service in February 2023, led by Matthew Amroliwala, Christian Fraser, Yalda Hakim, Lucy Hockings, and Maryam Moshiri. On 3 April 2023, the BBC World News channel rebranded as BBC News, formally marking the implementation of the unified service with the UK feed opting out for UK-specific programming, such as BBC television newscasts and Newsnight, and coverage of UK-specific news not judged to be significant enough to warrant rolling coverage globally. Overall, the changes resulted in the layoffs of about 50 employees, including presenters David Eades, Joanna Gosling, and Tim Willcox.
BBC News HD
On 16 July 2013, the BBC announced that a high-definition (HD) simulcast of BBC News would be launched by early 2014. The channel broadcasts on the BBC's new HD multiplex on Freeview. HD output from BBC News has been simulcast on BBC One HD and BBC Two HD since the move to Broadcasting House in March 2013. The channel launched on 10 December 2013 (at an earlier date than originally planned) and rolled out nationwide over the next six months (as did BBC Four HD, CBBC HD and CBeebies HD).
Programming
Breaking news
The BBC maintains guidelines for procedures to be taken for breaking news. With domestic news, the correspondent first recorded a "generic minute" summary (for use by all stations and channels) and then priority was to report on BBC Radio 5 Live, then on the BBC News channel and any other programmes that are on air. Since 5 Live's move to Manchester, this has been reversed. For foreign news, first a "generic minute" is recorded, then reports are to World Service radio, then the reporter talks to any other programmes that are on air.
A key claim made by Lord Lambert in his report had been that the channel was slower to react to breaking news compared with its main rival Sky News. To counteract this, a new feature introduced with the 2003 relaunch was a "breaking news sting": a globe shown briefly onscreen to direct a viewer's attention to the breaking news.
The graphics relaunch in January 2007 saw the globe sting replaced by a red strapline to highlight the breaking story immediately.
To complement this, a permanent live news ticker had earlier been introduced in 2006: this had previously been in use only sporadically. News statements are shown as continuously scrolling upper-case text located at the bottom of the screen; some past ambiguities noted have included spelling the plural of MPs as "MPS", together with other occasional spelling and grammatical errors. The design of this ticker was slightly altered with the 2007 graphics redesign and from June turned red to indicate breaking news, as Newswatch reported viewers' confusion. The ticker was removed during trails and weather forecasts.
A new set of graphics, including a change to font style, was officially launched in July 2019 although it was broadcast in error up to a couple of months before. The news ticker, which had been a long-running feature of the Channel, was replaced by a flipper as stories no longer scroll across the screen. The headlines now have a limited length and appear in full in turn. The word "BREAKING" may appear on screen and flash to indicate breaking news. Occasionally a breaking news sting may appear on the Channel to call attention to breaking news. This sting gained some notoriety in June 2017 when a technical error caused it to appear several times in a row, delaying the start of the BBC News at Ten. Usually the BBC News Channel crosses over to live events, such as press conferences, without using the sting and the presenter on air introduces what viewers are seeing.
BBC World News simulcasts
The BBC began simulcasting the channel overnight on terrestrial channel BBC One with the launch of the channel, ending the tradition of a closedown but at the same time effectively making the service available to many more viewers. In the early 2000s, BBC Two also started simulcasting the channel, although the weekend morning show Weekend 24 had been simulcast on the channel in the early days. During major breaking news events, the BBC News Channel has been broadcast on BBC One; examples of special broadcasts include the 11 September 2001 attacks, 7 July 2005 London bombings, the capture of Saddam Hussein, the death of Osama bin Laden and the death and funerals of Prince Philip and Elizabeth II. In 2020, shared programming between BBC One and the News Channel often included the UK Government's Coronavirus Daily Update. This was usually broadcast during late afternoons when the Government made announcements.
Coverage of major events has also been simulcast on BBC World News. Currently, overnight viewers receive 25-minute editions of BBC News every hour, and on weekdays 23:00–02:00 receive Newsday, live from Singapore and from London which also includes Asia Business Report and Sport Today between 00:30 and 01:00 and also between 01:30 and 02:00
From 02:00–05:00 (00:00–06:00 on weekends) receive BBC World News. The Briefing airs between 05:00–06:00 on weekdays.
These simulcasts were expanded as a result of the COVID-19 pandemic. The BBC introduced a streamlined schedule and the News Channel and BBC World News now share major parts of evening and weekend coverage. From August 2020 this was changed and made permanent to 10:00 to 12:00 and on weekdays 19:00 to 06:00, with opt-outs for BBC News at Ten and half an hour at 20:30, weekends 21:00 to 06:00, apart from the evening BBC One bulletin.
BBC One, BBC Two and BBC World News simulcasts
BBC Breakfast has been simulcast since launch (in 2000) on BBC One and BBC News, replacing the individual breakfast shows that had run on both channels. Since May 2006 until 17 March 2020, the simulcast generally ran from 06:00 until 08:30 during the week. Breakfast on BBC One continued from MediaCityUK until 09:15 with entertainment and features, whilst BBC News usually went to Business Live until 09:00 and reverted to its traditional format from 09:00. Since 18 March 2020, the COVID-19 pandemic has caused changes to these arrangements. Business Live, which had become Worklife, is no longer on air. Weekdays, BBC Breakfast now runs until 09:00 on both BBC One and the BBC News Channel and there is then an hour of news, now called the BBC News at Nine, on both channels. This continues as the first half of two hours of programming on the BBC News Channel, the second hour usually taken by BBC Two presented by Victoria Derbyshire on Mondays to Wednesdays and generally by Annita McVeigh on the other two days of the week.
BBC Two simulcasts the News Channel on weekday mornings from 09:00 until 12:15 or 13:00. Coverage switches to BBC One in the form of the simulcast BBC News at One. The BBC News at One may be broadcast on BBC One only however during periods of breaking news or major announcements in the House of Commons carried only on the News Channel, if it's an international story coverage will switch for the hour to simulcast with BBC World News. A similar arrangement applies for the BBC News at Six, generally simulcast on both BBC One and the News Channel but, as ever, subject to change for breaking news for the News Channel.
The BBC News at Ten began simulcasting on the channel on 30 January 2006 as part of the Ten O'Clock Newshour, followed by extended sport and business news updates. The bulletin was joined in being simulcast on 10 April 2006 when the BBC News at One (with British Sign Language in-vision signing) and BBC News at Six bulletins were added to the schedule following a similar format to the News at Ten in terms of content on the channel once each simulcast ends.
During the summer, the hour-long programme News 24 Sunday was broadcast both on BBC One and the BBC News Channel at 09:00, to replace The Andrew Marr Show, which is off air. It was presented by a news presenter, and came from the main News channel studio. The programme was made up mostly of interviews focusing on current affairs, and included a full paper review, a weather summary, and a news update at 09:00, 09:30 and 10:00. Sunday Morning Live and alternative programming now fill this slot.
From 2013, a new programme was created for BBC Two for 11:00–12:00 weekdays, consisting of 30 minutes of domestic news and 30 minutes of BBC World News. On Wednesdays, when parliament is sitting the latter is replaced by the Daily Politics for coverage of Prime Minister's Questions (PMQ). In March 2016 the channel started showing Newsnight at 23:15.
The coverage from 10:00 to 13:00 on BBC Two and the News Channel is part of three-hour block of BBC World News simulcast due to the Coronavirus Pandemic. However, by the end of 2021 the simulcast had been cut back to a single hour on weekdays, between 10:00 and 11:00 with all-morning simulcasts continuing at the weekend. BBC World News produces the three-hour BBC News / BBC World News simulcast between 19:00 to 22:00 and 23:00 to 06:00, including one edition of The Papers. From August 2020 this was changed and made permanent to 10:00 to 12:00 and on weekdays 19:00 to 06:00, with opt-outs for BBC News at Ten and half an hour at 20:30, weekends 21:00 to 06:00, these exclude BBC One bulletin.
Exclusive programmes
BBC News – The latest national and international news as they break from the BBC.
Asia Business Report – Live from Singapore, it is a look ahead to the news that will shape the business day. This is presented by whoever covered the Newsday shift.
The Context – The latest news from both sides of the Atlantic, presented by Christian Fraser in London (Monday to Thursday).
Newsday – Live international news from Singapore. Presented by Karishma Vaswani. Usually airs three 30-minute editions each hour from 23:00 between Sunday to Thursday.
Sportsday / Sport Today – All the latest sports news and results from around the globe.
Sunday with Laura Kuenssberg – Interviews and analysis of the weeks big news from the UK and around the world stories, including interviews with key politicians and personalities from all walks of life.
World Business Report – The latest business news.
BBC News Now – Reactive and fast-paced international breaking news, business and sport, covering several stories in an immersive format with as much detail as possible. Launched on 22 May 2023.
Verified Live – Forensic analysis and journalism from the BBC Verify team, using advanced editorial tools and techniques to investigate, source and verify information, video, and images. Launched on 22 May 2023.
The Daily Global – A deep-dive into some of the significant news stories of the day, using in-depth interviews combined with a unique global perspective. Launched on 22 May 2023.
Other programmes
BBC World News America – News and analysis with Laura Trevelyan. Broadcast from the BBC's Washington D.C. studio. This programme was broadcast during a few weeks of the year when daylight savings schedules of the UK and the USA ran out of sync. It is now broadcast occasionally when BBC News at Ten is running late due to programming on BBC One and sometimes shown live when broadcasting significant events are happening in the Americas.
Click – A guide to gadgets, websites, games and computer industry news.
Global Questions – The panels and contributing audiences discuss topical themes put to representatives from global politics, finance, business, the arts, media and other areas.
HARDtalk – Stephen Sackur talks to newsmakers and personalities from across the globe.
Our World – Features the BBC's news programmes on current issues around the world. The documentaries are intended to showcase BBC journalism at its best.
Panorama – Current affairs programme, featuring interviews and investigative reports on a wide variety of subjects.
Reporters – This programme, a showcase of reports from the BBC's global network of correspondents, occasionally airs on BBC News.
Talking Business – BBC business presenters, based in London, New York, Mumbai, Johannesburg and Singapore, discuss with the most important and influential people from the world of business and finance, the key issues of the day.
The Travel Show
Witness – A monthly round-up of BBC News stories of global events told by the people who were there.
Previous programming
BBC News at Five – An hour of news live from Broadcasting House in London, usually presented by Huw Edwards or Jane Hill, covering the day's national and international news, sports events, and weather. On 13 March 2020, the last edition of the BBC News at Five was broadcast and was suspended until further notice in light of the COVID-19 pandemic. The UK Government's daily press conference on the pandemic was broadcast in place of BBC News at Five on BBC One and the BBC News Channel. The new schedule under the COVID-19 pandemic involves the BBC News at One presenter continuing on air until 16:00, replacing Afternoon Live. The programme did not return after the daily news briefings ended later in 2020.
BBC News at Nine – An in-depth look at the morning news and briefing on the day's events. This programme included News Briefing, involving a look at top stories on the BBC News website through smartphone access.
The Briefing – Sally Bundock with news, business, and sports from BBC News. It is currently airing unbranded as part of an hour block of BBC News.
Business Briefing – Sally Bundock with the latest business, economic and financial news, market updates and interviews with the key news-makers in the business world. It is currently airing unbranded as part of an hour block of BBC News.
Business Live – Sally Bundock and Ben Thompson or Tanya Beckett with the latest business news and a look ahead to the news that will shape the business day. With the latest news from end of trading in Asia, Europe, Middle East and Americas.
Dateline London – Foreign correspondents based in London give their views on the week's international news. The final episode was broadcast on 15 October 2022.
News Briefing - A summary of the latest headlines. It is currently airing unbranded as part of an hour block of BBC News.
Outside Source – Ros Atkins hosts live reports linking up with the BBC's global network of correspondents. This was occasionally simulcast at 18:00 weekdays during major stories. It was broadcast at 19:00 to 20:00 (Monday to Thursday).
The Papers – From 2013 until 2023, the channel broadcast The Papers which featured lively and informed conversation about the next day's or today's headlines as featured in the national newspapers. From around 2017 the nightly editions were usually to Clive Myrie and Martine Croxall, the latter having also generally covered some late weekday and weekend shifts. Other News Channel presenters filled in across the week. A Sunday-morning edition was usually presented by Ben Brown as part of his News Channel 09:00 to 14:00 shift. The Papers was axed in January 2023 ahead of the merger between the UK news channel with BBC World News.
STORYFix – A short-lived weekly programme which was broadcast in 2006 and 2007. It took a mildly satirical view of the week's events – although the satire was aimed more at the way the news was reported than at the news itself. The programme ended after just a year as it had been seen as being part of a video podcasting trial, and that the production team 'will be moving on to other projects'.
Victoria Derbyshire – From 2015 until 2020, Victoria Derbyshire was broadcast on weekday mornings. The programme had featured original stories, exclusive interviews, audience debate and breaking news. On 22 January 2020, it was announced that the programme would be axed later in 2020 as part of BBC cuts. However, due to priority put on coverage of the COVID-19 pandemic, the BBC suspended the programme earlier than initially planned with the final episode airing on 17 March 2020. Derbyshire has remained as a presenter in the same time slot, instead presenting a standardly structured BBC News newscast.
World News Today – This programme focused on the UK, Europe, Middle East and Africa and was presented by Kasia Madera, Nancy Kacungira, Lukwesa Burak and Lewis Vaughan Jones. It was broadcast at 19:00, 21:00 and 03:00. The 19:00 programme was simulcast on BBC Four, when Beyond 100 Days was not on air, and the 03:00 programme was simulcast on BBC One. Under COVID-19, the programme effectively ended when it became part of the news coverage simulcast with BBC World News during the weekends (including Friday mid-evening and the approximate half hour slot from 21:00 on Saturday and Sunday).
Your News – A user-generated news programme which was part of the channel's weekend schedule from November 2006 until December 2008.
Other programmes previous broadcast on BBC News Channel included Head 2 Head, E24, The Record Europe, Politics Europe and News 24 Tonight, a weekday evening programme which ran from 2005 to 2008, providing a round up of the day's news.
2015 schedule changes
As part of budget cuts, major changes to the channel were announced in late 2014 / early 2015. This included axing some bulletins and replacing them with Victoria Derbyshire and BBC Business Live with Sally Bundock and Ben Thompson in the morning. Outside Source with Ros Atkins – an "interactive" show already broadcast on BBC World News – aired Mondays-Thursday at (during major stories at 18:00) and 21:00 and a new edition of World News Today Friday-Sunday at 21:00 (during major stories at 19:00/20:00 Monday-Friday) adding to the 19:00 edition on BBC Four. HARDtalk was moved to 20:30 in May. The 00:00 edition was replaced on Sundays–Thursday with Newsday and on Friday-Saturday a standard edition of BBC World News.
BBC World News shared programming
On 1 October 2007, BBC World News started broadcasting BBC World News America and World News Today at 00:00 and 03:00 GMT respectively. World News Today was simulcast on the BBC News channel at 03:00 GMT. BBC World News America used to be aired as a reduced length, time-delayed version at 00:30 GMT, with ABC World News Tonight with David Muir also being shown at 01:30 every Tuesday-Friday.
From 13 June 2011, the weekday editions of BBC News at 01:00, 02:00, 03:00 and 04:00 were replaced with Newsday. The programme acts as a morning news bulletin for the Asia-Pacific region and is broadcast as a double-headed news bulletin with Rico Hizon in Singapore and Babita Sharma in London. Asia Business Report and Sport Today are aired at the back of the first three hours of Newsday. But Newsday changed to 23:00–02:00 on BBC News a year later meaning Mike Embley presents Tuesday-Friday BBC World News 23:00–02:00 with Kasia Madera on Saturdays and Daniela Ritorto 00:00–06:00 Sunday, 02:00–05:00 Friday/Monday.
BBC World News and World Business Report air at 05:00. This was previously known as The World Today, However, since November 2017 this was rebranded as The Briefing and Business Briefing on both channels and in lieu of commercials seen on the international broadcasts, the presenters gave a brief update on UK news for domestic audiences.
In June 2015, BBC News began simulcasting Outside Source with Ros Atkins on Mondays-Thursday at (during major stories 18:00) / at 21:00 and a new edition of World News Today Friday-Sunday at (during major stories Monday-Friday 19:00) 21:00. Since January 2017, they began simulcasting Beyond 100 Days (previously '100 Days and 100 Days +) Monday to Thursday at 19:00, presented from London and Washington. During August, Beyond 100 Days is replaced by another edition of World News Today.
On 26 May 2022, as part of planned cuts and streamlining to create a "digital first" broadcaster, the BBC announced plans to consolidate the BBC News and BBC World News networks into a single service under the "BBC News" name. The merged service was slated to launch in April 2023, with the BBC stating that it would offer "new flagship programmes built around high-profile journalists, and programmes commissioned for multiple platforms". The international version of the BBC News channel remains an advertising-supported service distributed by the corporation's commercial arm, BBC Studios. The domestic channel may opt out from the shared schedule to provide coverage of UK-specific breaking news, and would continue to carry UK-specific programmes (such as simulcasts of BBC One bulletins and Newsnight) that are not cleared by the international channel.
By the end of 2022, sharing had extended to 23:00–06:00 UK time, BBC News and BBC World News simulcast for the first 25 minutes of each hour with world news shown all through the simulcasts. In addition, the 10:00 hour on weekdays was simulcast and at the weekend, simulcasts run throughout the morning UK-time. The two channels also simulcast between 19:00 and 22:00. UK-specific rolling coverage had, by now, been restricted to daytime hours.
Sports
Since 5 March 2012, sports bulletins come from the BBC Sport Centre in MediaCityUK in Salford Quays, where the sports network BBC Radio 5 Live is also based.
Headlines are usually provided at 15 minutes past the hour with a full bulletin after the bottom-of-the-hour headlines. There are also extended sports bulletins per day, entitled Sportsday or Sport Today (when simulcasting with BBC World News) broadcast at 00:45, 01:45, 02:45, 03:45, 13:30, 18:30, 19:30 (weekends only), 22:30 (weekdays only). Each bulletin is read by a single sports presenter, with the exception of Saturday Sportsday, which is double headed.
The channel's sports bulletins (internally known as Sport 24) have always had a separate, dedicated production gallery, which is also responsible for the graphics.
Bulletins during BBC Breakfast are presented by Sally Nugent or Mike Bushell, with the latter also appearing on other sports bulletins on the channel. the main sports presenters on the channel are Olly Foster, Gavin Ramjaun, Katie Gornall, Chetan Pathak, Katherine Downes, Tulsen Tollett, Lizzie Greenwood-Hughes and John Watson.
Until March 2012, bulletins came from the News Channel studio at the quarter to the hour. Presenters for bulletins on the channel have included: Reshmin Chowdhury, Amanda Davies, Sean Fletcher, Matt Gooderick, Celina Hinchcliffe, Rachael Hodges, Damian Johnson, Adnan Nawaz and Olympic gold medallist turned journalist Matthew Pinsent.
Business
Before BBC News moved to Broadcasting House, an hourly business update was included during the weekday schedule from the BBC Business Unit. There were two shifts, from 08:30 to 14:00 and 14:00 to 23:00, presented by Penny Haslam, Maryam Moshiri, Ben Thompson, Adam Parsons, Susannah Streeter, Joe Lynam, Sara Coburn or Sally Eden. News Channel updates were usually broadcast at 40 minutes past the hour between 08:00 and 23:00. The 21:40 round-up was often earlier and the 22:40 bulletin is an extended round-up of the day's business news. Until May 2009, the business updates on the BBC News Channel were broadcast from one of the London Stock Exchange's studios in central London. From then until March 2013 the bulletins were provided from the channel's studio at BBC Television Centre. The business updates were axed in March 2013 as part of the BBC's Delivering Quality First plan. But after complaints returned in November 2013.
Stock market updates now only appear during the quarter-to-the-hour headlines. Rachel Horne is the main presenter from 13:30 to 18:00, with Vishala Sri-Pathma, Alice Baxter, Jamie Robertson, Aaron Heslehurst and Sally Bundock. There is normally an extended bulletin at 16:45 when the main business stories of the day are discussed on Afternoon Live. Bundock and Thompson present Business Live on weekdays at 08:30. Declan Curry presented Your Money, a weekly round-up on a Saturday morning.
Alice Baxter and Sally Bundock presented World Business Report.
News presenters
Presentation
Graphics
The channel was criticised at launch for its style of presentation, with accusations of it being less authoritative than the BBC One news bulletins, with presenters appearing on-screen without jackets. Jenny Abramsky had originally planned to have a television version of the informal news radio channel BBC Radio 5 Live, or a TV version of Radio 4 News FM both of which she had run. The bright design of the set was also blamed for this – one insider reportedly described it as a "car crash in a shower" – and was subject to the network relaunch on 25 October 1999. The channel swapped studios with sister channel BBC World, moving to studio N8 within the newsroom, where it remained until 2008. New music and title sequences accompanied this set change, following the look of newly relaunched BBC One bulletins.
Graphics and titles were developed by the Lambie-Nairn design agency and were gradually rolled out across the whole of BBC News, including a similar design for regional news starting with Newsroom South East and the three 'BBC Nations' – Scotland, Wales and Northern Ireland. The similarity of main BBC News output was intended to increase the credibility of the channel as well as aiding cross-channel promotion.
A graphics relaunch in January 2007 saw the channel updated, with redesigned headline straplines, a redesigned 'digital on-screen graphic' and repositioned clock. The clock was originally placed to the left hand side of the channel name though following complaints that this could only be viewed in widescreen, it was moved to the right in February 2007. Bulletins on BBC World News and BBC One also introduced similar graphics and title sequences on the same day.
In 2008, the graphics were again relaunched, using the style introduced in 2007 and a new colour scheme. The typeface of the on-screen text was changed from Helvetica to Gill Sans.
In 2013 the graphics were changed again, to coincide with the move to New Broadcasting House. The typeface was changed back to Helvetica.
These were updated again in July 2019 when the BBC redesigned its on-air look with the growth of television viewing on smartphones and tablets. These included again redesigned, larger headline straplines sharply contrasting with the background (drawing criticism for obscuring content) using the BBC Reith typeface with larger text. Despite this, the 2008 titles and music continue to be used for the updated local titles.
The Lambert Report
The Lambert Report into the channel's performance in 2002 called upon News 24 to develop a better brand of its own, to allow viewers to differentiate between itself and similar channels such as Sky News. As a direct result of this, a brand new style across all presentation for the channel launched on 8 December 2003 at 09:00. Philip Hayton and Anna Jones were the first two presenters on the set, the relaunch of which had been put back a week due to previous power disruptions at Television Centre where the channel was based. The new designs also featured a dynamic set of titles for the channel; the globe would begin spinning from where the main story was taking place, while the headline scrolled around in a ribbon; this was occasionally replaced by the BBC News logo. The titles concluded with a red globe surrounded by a red stylised clamshell and BBC News ribbons forming above the BBC News logo.
Bulletins on BBC One moved into a new set in January 2003 although retained the previous ivory Lambie-Nairn titles until February 2004. News 24 updated the title colours slightly to match those of BBC One bulletins in time for the 50th anniversary of BBC television news on 5 July 2004.
Countdown sequence
An important part of the channel's presentation since launch has been the top of the hour countdown sequence, since there is no presentation system with continuity announcers so the countdown provides a link to the beginning of the next hour. A similar musical device is used on BBC Radio 5 Live, and mirrors the pips on BBC Radio 4.
Previous styles have included a series of fictional flags set to music between 1997 and 1999 before the major relaunch, incorporating the new contemporary music composed by David Lowe, and graphics developed by Lambie-Nairn. Various images, originally ivory numbers fully animated against a deep red background, were designed to fit the pace of the channel, and the music soon gained notoriety, and was often satirised and parodied in popular culture. Images of life around the UK were added in replacement later with the same music, together with footage of the newsroom and exterior of Television Centre. The 2003 relaunch saw a small change to this style with less of a metropolitan feel to the footage.
A new sequence was introduced on 28 March 2005, designed and created by Red Bee Media and directed by Mark Chaudoir. The full version ran for 60 seconds, though only around 30 seconds were usually shown on air. The music was revised completely but the biggest change came in the footage used – reflecting the methods and nature of newsgathering, while a strong emphasis was placed on the BBC logo itself. Satellite dishes are shown transmitting and receiving red "data streams". In production of the countdown sequence, Clive Norman filmed images around the United Kingdom, Richard Jopson in the United States, while BBC News camerapeople filmed images from Iraq, Beijing (Tiananmen Square), Bund of Shanghai, Africa, as well as areas affected by the 2004 Asian tsunami and others.
The sequence has since seen several remixes to the music and a change in visuals to focus more on the well-known journalists, with less footage of camera crews and production teams. Changes have also seen the channel logo included during the sequences and at the end, as well as the fonts used for the time. The conclusion of the countdown was altered in 2008 to feature the new presentation style, rather than a data stream moving in towards the camera. Also in 2008, the graphic for the countdown changed, resembling the BBC One Rhythm and Movement idents, due to the logo being in a red square in the bottom left corner.
To coincide with the move of BBC News to Broadcasting House, on 18 March 2013 the countdown was updated again along with several other presentation elements. Three of the most striking features of the new countdown include music performed by the BBC Concert Orchestra, a redesign of the "data streams" and the ending of the sequence no longer fading to the BBC News globe and logo, but instead stopping with a time-lapse shot outside the corporation's headquarters. The countdown was also extended to 87 seconds, which was fully shown before the first hour from Broadcasting House. In 2019, the countdown started using the BBC's new Reith font but otherwise retained the same style.
A full three-minute version of the countdown music was made available on BBC News Online and David Lowe's own website after a remix on 16 May 2006.
An international version of the countdown was launched on BBC World News on 5 September 2005 featuring more international content and similar music. Various changes have been made to the music and visuals since then, with presentation following the style of BBC News. The visuals in the sequence were updated on 10 May 2010. In June 2011, further imagery was added relating to recent events, including the conflict in Libya and views of outside 10 Downing Street. In January 2013, as part of the relocation of BBC News to Broadcasting House in Central London, BBC World News received a new countdown in the same style as the BBC News Channel's updated countdown, with some minor differences.
In April 2021, a new "sombre" version of the countdown was played, with no "data streams" and slower shots of places within the UK, or in the case of the international version, timelapse shots across the world. Both were introduced to run up to programmes immediately following the death of Prince Philip, Duke of Edinburgh, and were used again following the death of Queen Elizabeth II in 2022.
To coincide with the integration of BBC World News into BBC News, the countdown sequence was slightly refreshed in April 2023 to follow the new "Chameleon" branding scheme used by BBC television since October 2021, with the countdown now centred between the BBC and "News" wordmarks at the top- and bottom-centre of the screen respectively.
Viewing audience figures
The Daily Telegraph reported in November 2021, "BBC News reaches 370,000 for its best performing slots".
See also
List of television channels in the United Kingdom
List of news television channels
List of world news channels
References
Notes
External links
via BBC iPlayer (available to UK viewers only – TV Licence required)
1997 establishments in the United Kingdom
24-hour television news channels in the United Kingdom
BBC News channels
BBC television channels in the United Kingdom
Lost BBC episodes
Television channels and stations established in 1997 |
4622 | https://en.wikipedia.org/wiki/Bill%20Oddie | Bill Oddie | William Edgar Oddie (born 7 July 1941) is an English actor, artist, birder, comedian, conservationist, musician, songwriter, television presenter and writer. He was a member of comedy trio The Goodies.
A birder since his childhood in Quinton, Birmingham, Oddie has established a reputation as a naturalist, conservationist, and television presenter on wildlife issues. Some of his books are illustrated with his own paintings and drawings. His wildlife programmes for the BBC include Springwatch and Autumnwatch, How to Watch Wildlife, Wild in Your Garden, Birding with Bill Oddie, Britain Goes Wild with Bill Oddie and Bill Oddie Goes Wild.
Early life
Oddie was born on 7 July 1941 in Rochdale, Lancashire, but moved to Birmingham at a young age; his father was assistant chief accountant at the Midlands Electricity Board. His mother was diagnosed with schizophrenia and, during most of his youth, lived in a hospital. He was educated at Lapal Primary School, Halesowen Grammar School (now The Earls High School, Halesowen) and King Edward's School, Birmingham, an all-boys direct grant school, where he captained the school's rugby union team. He then studied English literature at Pembroke College, Cambridge.
Career
Comedy
While at Cambridge University Oddie appeared in several Footlights Club productions. One of these, a revue called A Clump of Plinths, was so successful at the Edinburgh Festival Fringe that it was renamed Cambridge Circus and transferred to the West End in London, then New Zealand and Broadway in September 1964. Meanwhile, still at Cambridge, Oddie wrote scripts for and appeared briefly in TV's That Was the Week That Was.
He appeared in Bernard Braden's television series On The Braden Beat in 1964. Subsequently, he was a key member of the performers in the BBC radio series I'm Sorry, I'll Read That Again, where many of his musical compositions were featured. Some were released on the album Distinctly Oddie (Polydor, 1967). He was one of the first performers to parody a rock song, arranging the traditional Yorkshire folk song "On Ilkla Moor Baht'at" in the style of Joe Cocker's hit rendition of the Beatles' "With a Little Help from My Friends" (released on John Peel's Dandelion Records in 1970 and featured in Peel's special box of most-treasured singles), and singing "Andy Pandy" in the style of a brassy soul number such as Wilson Pickett or Geno Washington might perform. In many shows he would do short impressions of Hughie Green.
On television Oddie was co-writer and performer in the comedy series Twice a Fortnight with Graeme Garden, Terry Jones, Michael Palin and Jonathan Lynn. Later he was co-writer and performer in the comedy series Broaden Your Mind with Tim Brooke-Taylor and Graeme Garden, for which he became a cast member for the second series.
Oddie, Brooke-Taylor and Garden then co-wrote and appeared in their television comedy series The Goodies (1970–1982). The Goodies also released records, including "Father Christmas Do Not Touch Me"/"The In-Betweenies", "The Funky Gibbon" (co-written by Oddie with Dave MacRae) and "Black Pudding Bertha", which were hit singles in 1974–75. They reformed, briefly, in 2005 for a successful 13-date tour of Australia.
Oddie, Brooke-Taylor and Garden voiced characters on the 1983 animated children's programme Bananaman.
In the Amnesty International show A Poke in the Eye (With a Sharp Stick), Oddie, Brooke-Taylor and Garden sang their hit song "Funky Gibbon". They also appeared on Top of the Pops with the song. Together with Garden (who is a qualified medical doctor), Oddie co-wrote many episodes of the television comedy series Doctor in the House, including most of the first season and all of the second season. He has occasionally appeared on the BBC Radio 4 panel game I'm Sorry I Haven't a Clue, on which Garden is and Brooke-Taylor was a regular panellist. In 1982 Garden and Oddie wrote, but did not perform in, a six-part science-fiction sitcom called Astronauts for Central and ITV. The show was set in an international space station in the near future.
Natural history
Oddie's first published work was an article about the birdlife of Birmingham's Bartley Reservoir in the West Midland Bird Club's 1962 Annual Report. (He is first credited in the 1956 report, in which reports of his bird observations are tagged with his initials "WEO".) He has since written a number of books about birds and birdwatching as well as articles for many specialist publications including British Birds, Birdwatching Magazine and Birdwatch.
He discussed bird-song recordings with Derek Jones in an August 1973 BBC Radio 4 programme called Sounds Natural.
In the autumn of 1976 Oddie was involved in the successful identification of Britain's first-ever record of Pallas's reed bunting on Fair Isle, Shetland.
One of Oddie's first forays into the world of television natural history was as a guest on Animal Magic in December 1977. Another early natural-history radio appearance was in October, as the guest on Radio 4's Through My Window, discussing the birds of Hampstead Heath.
On 30 July 1985 he was the subject of a 50-minute Nature Watch Special: Bill Oddie – Bird Watcher, in which he was interviewed by Julian Pettifer at places where he had spent time birding, including Bartley Reservoir, the Christopher Cadbury Wetland Reserve at Upton Warren, RSPB Titchwell Marsh and Blakeney Point.
Oddie has since hosted a number of successful nature programmes for the BBC, many produced by Stephen Moss, including:
The Great Bird Race (1983; Channel 4)
The Great Kenyan Bird Safari (BBC)
Favourite Walks: "A Bird Walk" (1985; BBC; filmed on Fair Isle)
Worldwise: "The Bird Business" (1985; Channel 4)
Oddie in Paradise (1985; BBC)
Wild Weekends (TV AM)
Flight to Eilat (Channel 4)
Bird in the Nest (two series, 1994 and 1995)
Birding with Bill Oddie (three series, 1997, 1998 and 2000)
Bill Oddie Goes Wild (three series, 2001, 2002 and 2003)
Wild in Your Garden (2003)
Britain Goes Wild (2004)
Bill Oddie in Tiger Country (2004)
Bill Oddie's How to Watch Wildlife (two series, 2005 and 2006; also on DVD)
Seven Natural Wonders (London edition) (2005)
The Truth About Killer Dinosaurs (2005; also on DVD)
Springwatch (2005–2008)
Autumnwatch (2006–2008)
Bill Oddie Back in the USA (2007)
Bill Oddie's Top Ten Birds (2007; BBC Four)
100 Years of Wildlife (2007)
Bill Oddie's Wild Side (2008)
Bill Oddie's Top 10 (2008)
The first broadcast, in 2004, of Britain Goes Wild set a record for its timeslot of 8 pm on BBC Two of 3.4 million viewers, one million more than the Channel 4 programme showing at that time. Britain Goes Wild, renamed Springwatch the following year, became a wildlife broadcasting phenomenon, attracting over 4 million viewers.
He became president of the West Midland Bird Club in 1999, having been vice-president since 1991, and is a former member of the council of the RSPB. Oddie is also a President of the League Against Cruel Sports and a vice-president of the British Trust for Conservation Volunteers. He practised as a bird ringer but allowed his licence to lapse.
In 2003, Oddie set up a half-marathon to raise money for various wildlife charities in his birth town of Rochdale. Celebrities who have participated in the event include Ray Mears, Katherine Jenkins and Hugh Fearnley-Whittingstall.
In 2011, Oddie featured as an investigator in Snares Uncovered: killers in the countryside. The film was an exposé of snaring in Scotland and was commissioned by animal protection charity OneKind. During the investigation Oddie discovered more than 70 snares and several stink pits.
Music
Oddie wrote original music at Cambridge University for the Footlights and later wrote comic songs for I'm Sorry, I'll Read That Again. He also wrote a number of comic songs for The Goodies, most of which he also performed.
In the 1960s and early 1970s Oddie released a number of singles and at least one album. One of the former, issued in 1970 on John Peel's Dandelion Records label (Catalogue No: 4786), was "On Ilkla Moor Baht 'at", performed in the style of Joe Cocker's "With a Little Help from my Friends". The B-side, "Harry Krishna", featured the Hare Krishna chant, substituting the names of contemporary famous people called Harry, including Harry Secombe, Harry Worth, Harry Lauder and Harry Corbett, as well as puns such as "Harry [Hurry] along now" and "Harrystotle [Aristotle]" and ending with "Harry-ly [I really] must go now". Both tracks appear on the compilation CD Life Too, Has Surface Noise: The Complete Dandelion Records Singles Collection 1969–1972 (2007). In 1966 he was credited as the vocalist with Spencer's Washboard Kings on "Five Feet Two" (Rayrick LCR1001a). The vocalist on the B-side of this 45rpm single, "If You Knew Susie", was Jean Hart, Oddie's future wife.
He played the drums and saxophone and appeared as Cousin Kevin in a production of The Who's rock opera Tommy by London Symphonic Orchestra and English Chamber Choir at the Rainbow Theatre, Finsbury Park, London, on 13 and 14 December 1973. He has also contributed vocals to a Rick Wakeman album, Criminal Record.
He recorded a single, "Superspike", with John Cleese and a group of UK athletes, billed the "Superspike Squad", to fund the latter's attendance at the 1976 Summer Olympics in Montreal. He co-produced the record with Stephen Shane.
Oddie took part in the English National Opera production of the Gilbert and Sullivan comic opera The Mikado, in which he appeared in the role of the Lord High Executioner, taking over the role from Eric Idle. During the early 1990s Oddie was a DJ for London-based jazz radio station 102.2 Jazz FM.
In 2007, Oddie appeared on the BBC series Play It Again. In the episode he attempts to realise his dream of becoming a rock guitarist. Initially teacher Bridget Mermikides tries to teach him using traditional methods but he rebels: instead he turns to old friends Albert Lee, Dave Davies (of The Kinks) and Mark Knopfler for advice and strikes out on his own. He succeeds in the target of playing lead guitar for his daughter Rosie's band at her 21st birthday party and even manages to impress his erstwhile teacher.
In November 2010 he agreed, along with fellow members of The Goodies, to rerelease their 1970s hit "The Funky Gibbon" to raise funds for the International Primate Protection League's Save the Gibbon appeal.
Other television and voice work
Oddie appeared as the hapless window cleaner in the Eric Sykes' comedy story The Plank in 1967. He also presented the live children's Saturday morning entertainment show Saturday Banana (ITV/Southern Television) during the late 1970s. In the late 1980s he was a presenter of the BBC TV show Fax (a show about 'facts').
In 1981, he appeared as a Telethon celebrity in New Zealand, hosted by TV1. He voices Asterix in the UK dub of the 1989 animated film Asterix and the Big Fight (an animated adaptation of the books Asterix and the Big Fight and Asterix and the Soothsayer, novelized as Operation Getafix).
In 1992, he was a guest star in the US comedy television series Married... with Children for a three-part episode set in England.
He voiced the chimney sweep in the 1996 film The Willows in Winter.
In 1997–98, he appeared on the Channel 4 archaeological programme Time Team, as the team excavated a Roman villa site in Turkdean, Gloucestershire.
He was the compère of a daytime BBC gameshow History Hunt (in 2003); and has appeared in the Doctor Who audio drama Doctor Who and the Pirates. In 2004, he appeared on the first ever episode of the BBC series Who Do You Think You Are?, in which he looked into his ancestry: he was visibly moved by its revelations. In 2005, he took part in Rolf on Art – the big event at Trafalgar Square and in September that year was also a celebrity guest along with Lynda Bellingham on the ITV1 programme Who Wants to Be a Millionaire. He also gave opinions on 100 greatest cartoons on Channel 4 that year, talking about Tom and Jerry and cartoon incidents such as the "Asses of Fire skit" in South Park: Bigger, Longer and Uncut.
In 2006, Oddie appeared in the BBC show Never Mind the Buzzcocks, and also appeared on the topical quiz show 8 out of 10 Cats. He was also the voice behind many B&Q adverts throughout 2006/2007. On 25 May 2007, Oddie made a cameo appearance on Ronni Ancona's new comedy sketch show, Ronni Ancona & Co.
Also in 2007, three artists each painted a portrait of Oddie, as part of the BBC programme Star Portraits with Rolf Harris. One of the artists, Mark Roscoe, later revealed a dislike of Oddie, claiming to have included hidden insults in his work.
He hosted the genealogy-based series My Famous Family, broadcast on UKTV History in 2007. In 2008, Oddie was a guest on Jamie Oliver's television special Jamie's Fowl Dinners, talking about free-range chickens.
He also appeared on Would I Lie To You? in 2011, where he revealed that he was saved from drowning by Freddy from popular children's series Rainbow and Rod, Jane and Freddy while on holiday in the Seychelles.
In February 2015, Oddie appeared in The Keith Lemon Sketch Show as the narrator of the sketch Ed Sheeran Watch.
He appeared as a contestant on a celebrity edition of Fifteen to One in August 2015 and the following month he appeared on Through the Keyhole.
He has appeared three times on the programme Pointless Celebrities, the most recent appearance being in 2016.
In 2017, he appeared in three episodes of The Real Marigold Hotel.
In 2018, he featured on the programme The Two Ronnies: In Their Own Words. In 2019, he appeared on the show The Inbetweeners: Fwends Reunited.
In 2020, he appeared in the documentary Celebrity Britain by Barge: Then & Now.
2013 Australian tour
Oddie undertook an Australian tour during June 2013 in all of the mainland states capital cities – Brisbane, Sydney, Melbourne, Adelaide and Perth – in a series of one-off shows, An Oldie but a Goodie. A video message from Tim Brooke-Taylor and Graeme Garden was shown during the performances. Oddie made personal appearances on both The Project and Adam Hills Tonight TV shows during the tour; he also filmed a guest-programming spot for the ABC-TV's all-night music video show Rage.
Personal life
Family
In 1966 Oddie married Jeanne Hart, and from this marriage he has two daughters, one of whom is the actress Kate Hardie. The couple later divorced.
In 1983 Oddie married Laura Beaumont-Giles. The couple have worked on a variety of projects for children, including film scripts, drama and comedy series, puppet shows and books. They have a daughter, Rosie, born in October 1985, and live in Hampstead, North London. Rosie Oddie is a musician, also using the name Rosie Bones.
Mental health
Oddie has experienced depression for most of his life before being diagnosed with clinical depression in 2001. In March 2009 he was reportedly admitted to Capio Nightingale psychiatric hospital in Marylebone for treatment. His then agent, David Foster, said: "Bill gets these bouts every two or three years where he gets down for about two weeks and recovers. He sometimes goes into hospital or takes a break or has a change of scenery to recharge his batteries." In January 2010 Oddie spoke to the media, revealing that he had in fact had two separate stays in different hospitals, only being discharged "in time for Christmas". He said that he was dealing with depression and bipolar disorder, describing the period as "probably the worst 12 months of my life". Oddie stated that he was planning to meet BBC executives to discuss his return to television work.
His illness meant that Oddie did not appear in the 2009 and 2010 series of Springwatch, although he made a guest appearance in the penultimate episode of the latter. He subsequently said he was dismissed from Springwatch and that this had caused the depressive illness.
Oddie presented the BBC Radio 4 Appeal programme on 10 August 2014 on behalf of the charity Bipolar UK. He revealed that as a consequence of his bipolar disorder he had attempted suicide during one of his depressive episodes. On the UK TV programme Who Do You Think You Are? he attributed his depression and bipolar disorder as an adult to his minimal and painful relationship with his mother.
Political views
Oddie supports the Green Party. In October 2014, on the BBC's Sunday Morning Live, he stated that he wanted a limit on the number of children that British families can have, saying that he was "very often ashamed" to be British, calling them "a terrible race".
Honours
In 2002, Oddie became the third person to decline to appear on This Is Your Life but changed his mind a few hours later. On 16 October 2003 Oddie was made an OBE for his service to wildlife conservation in a ceremony at Buckingham Palace. He wore a camouflage shirt and crumpled jacket to receive his medal. In June 2004 Oddie and Johnny Morris were jointly profiled in the first of a three-part BBC Two series The Way We Went Wild, about television wildlife presenters. In May 2005 he received the British Naturalists' Association's Peter Scott Memorial Award, from BNA president David Bellamy, "in recognition of his great contribution to our understanding of natural history and conservation." He is a recipient of the RSPB Medal.
On 30 June 2009 he was proposed for inclusion in the Birmingham Walk of Stars, with the public invited to vote.
Bibliography
(incomplete list)
Bill Oddie Unplucked: Columns, Blogs and Musings (Bloomsbury, 2015)
Bill Oddie's Introduction to Birdwatching (Subbuteo Books, 2002)
Bill Oddie's Colouring Guide to Birds (Piccolo, 1991)
Bill Oddie's Little Black Bird Book
Bill Oddie's Little Black Bird Book (paperback with additional material)
Bill Oddie's Gone Birding
The Big Bird Race (with David Tomlinson; Collins, 1983)
Follow That Bird!
Gripping Yarns (Christopher Helm, 2000)
Bird in the Nest
Bill Oddie's How to Watch Wildlife
One Flew into the Cuckoos Egg (Autobiography)
Bill Oddie also co-wrote the Springwatch & Autumnwatch book with Kate Humble and Simon King.
Co-written with the other members of The Goodies:
The Goodies File
The Goodies Book of Criminal Records
The Goodies Disaster Movie
Co-written with Laura Beaumont:
The Toilet Book (or 11 & ½ minutes a day and how not to waste them) (Methuen, 1984, )
Contributions
Confessions of a Scilly Birdman, David Hunt; Croom Helm, 1985. (foreword and postscript)
Birds in the Yorkshire Museum, Michael Denton; North Yorkshire County Council, 1995. (foreword)
Bird Brain of Britain, Charles Gallimore & Tim Appleton; Christopher Helm, 2004. (foreword)
Blokes and Birds, Stephen Moss; New Holland Publishers. (foreword)
The New Birds of the West Midlands, Graham and Janet Harrison (West Midland Bird Club, 2005) (foreword)
Discography
Albums
Singles
In popular culture
In the fictional world of comedy character Alan Partridge, Oddie is an unseen presence in Alan's life, buying him dressing gowns for Christmas and being part of a radicalised RSPB. He has also been referenced, often humorously, by the hosts of Top Gear.
References
Sources
External links
Bill Oddie's family history at the BBC website for the programme Who Do You Think You Are?
Bill Oddie Goes Wild – on BBC's Science and Nature website
In-depth interview, The Telegraph, 28 April 2005
Gigrin Farm chapter from Gripping Yarns
Oddie on UKTV
1941 births
Living people
20th-century English comedians
20th-century English male actors
20th-century English male writers
20th-century English screenwriters
21st-century English comedians
21st-century English male actors
21st-century English male writers
21st-century English screenwriters
Alumni of Pembroke College, Cambridge
Audiobook narrators
Birdwatchers
British bird artists
British male television writers
British ornithologists
Comedians from Birmingham, West Midlands
English autobiographers
English comedy writers
English conservationists
English illustrators
English male comedians
English male composers
English male radio actors
English male screenwriters
English male television actors
English male voice actors
English nature writers
English naturalists
English radio writers
English television composers
English television presenters
English television writers
English tenors
Officers of the Order of the British Empire
People educated at King Edward's School, Birmingham
People from Rochdale
People with bipolar disorder
Royal Society for the Protection of Birds people
Writers from Birmingham, West Midlands
Writers who illustrated their own writing
Comedians from Lancashire |
4626 | https://en.wikipedia.org/wiki/Broadway%20%28Manhattan%29 | Broadway (Manhattan) | Broadway () is a road in the U.S. state of New York. Broadway runs from State Street at Bowling Green for through the borough of Manhattan and through the Bronx, exiting north from New York City to run an additional through the Westchester County municipalities of Yonkers, Hastings-On-Hudson, Dobbs Ferry, Irvington, and Tarrytown, and terminating north of Sleepy Hollow.
It is the oldest north–south main thoroughfare in New York City, with much of the current street beginning as the Wickquasgeck trail before the arrival of Europeans. This then formed the basis for one of the primary thoroughfares of the Dutch New Amsterdam colony, which continued under British rule, although most of it did not bear its current name until the late 19th century.
Broadway in Manhattan is known widely as the heart of the American commercial theatrical industry, and is used as a metonym for it, as well as in the names of alternative theatrical ventures such as Off-Broadway and Off-off-Broadway.
History
Colonial history
Broadway was originally the Wickquasgeck trail, carved into the brush of Manhattan by its Native American inhabitants. This trail originally snaked through swamps and rocks along the length of Manhattan Island.
Upon the arrival of the Dutch, the trail was widened and soon became the main road through the island from Nieuw Amsterdam at the southern tip. The Dutch explorer and entrepreneur David Pietersz. de Vries gives the first mention of it in his journal for the year 1642 ("the Wickquasgeck Road over which the Indians passed daily"). The Dutch called it the Heeren Wegh or Heeren Straat, meaning "Gentlemen's Way" or "Gentlemen's Street" – echoing the name of a similar street in Amsterdam – or "High Street" or "the Highway"; it was renamed "Broadway" after the British took over the city, because of its unusual width. Although currently the name of the street is simply "Broadway", in a 1776 map of New York City, it is labeled as "Broadway Street".
18th century
In the 18th century, Broadway ended at the town commons north of Wall Street. The part of Broadway in what is now Lower Manhattan was initially known as Great George Street. Traffic continued up the East Side of the island via Eastern Post Road and the West Side via Bloomingdale Road, which opened in 1703, continued up to 117th Street and contributed to the development of the modern Upper West Side into an upscale area with mansions.
In her 1832 book Domestic Manners of the Americans, Fanny Trollope wrote of her impressions of New York City in general and of Broadway in particular:
19th century
In 1868, Bloomingdale Road between 59th Street (at the Grand Circle, now Columbus Circle) and 155th Streets would be paved and widened, becoming an avenue with landscaped medians. It was called "Western Boulevard" or "The Boulevard". An 1897 official map of the city shows a segment of what is now Broadway as "Kingsbridge Road" in the vicinity of Washington Heights.
On February 14, 1899, the name "Broadway" was extended to the entire Broadway / Bloomingdale / Boulevard / Kingsbridge complex.
20th century
In the 20th century, a 30-block stretch of Broadway, extending mainly between Times Square at 42nd Street and Sherman Square at 72nd Street, formed part of Manhattan's "Automobile Row". Before the first decade of the 20th century, the area was occupied mostly by equestrian industries and was "thoroughly lifeless", but by 1907, The New York Times characterized this section of Broadway as having "almost a solid line of motor vehicle signs all the way from Times Square to Sherman Square". In the late 1900s and early 1910s, several large automobile showrooms, stores, and garages were built on Broadway, including the U.S. Rubber Company Building at 58th Street, the B.F. Goodrich showroom at 1780 Broadway (between 58th and 57th Streets), the Fisk Building at 250 West 57th Street, and the Demarest and Peerless Buildings at 224 West 57th Street.
Broadway once was a two-way street for its entire length. The present status, in which it runs one-way southbound south of Columbus Circle (59th Street), came about in several stages. On June 6, 1954, Seventh Avenue became southbound and Eighth Avenue became northbound south of Broadway. None of Broadway became one-way, but the increased southbound traffic between Columbus Circle (Eighth Avenue) and Times Square (Seventh Avenue) caused the city to re-stripe that section of Broadway for four southbound and two northbound lanes. Broadway became one-way from Columbus Circle south to Herald Square (34th Street) on March 10, 1957, in conjunction with Sixth Avenue becoming one-way from Herald Square north to 59th Street and Seventh Avenue becoming one-way from 59th Street south to Times Square (where it crosses Broadway). On June 3, 1962, Broadway became one-way south of Canal Street, with Trinity Place and Church Street carrying northbound traffic.
Another change was made on November 10, 1963, when Broadway became one-way southbound from Herald Square to Madison Square (23rd Street) and Union Square (14th Street) to Canal Street, and two routes – Sixth Avenue south of Herald Square and Centre Street, Lafayette Street, and Fourth Avenue south of Union Square – became one-way northbound. Finally, at the same time as Madison Avenue became one-way northbound and Fifth Avenue became one-way southbound, Broadway was made one-way southbound between Madison Square (where Fifth Avenue crosses) and Union Square on January 14, 1966, completing its conversion south of Columbus Circle.
21st century
In 2001, a one-block section of Broadway between 72nd Street and 73rd Street at Verdi Square was reconfigured. Its easternmost lanes, which formerly hosted northbound traffic, were turned into a public park when a new subway entrance for the 72nd Street station was built in the exact location of these lanes. Northbound traffic on Broadway is now channeled onto Amsterdam Avenue to 73rd Street, makes a left turn on the three-lane 73rd Street, and then a right turn on Broadway shortly afterward.
In August 2008, two traffic lanes from 42nd to 35th Streets were taken out of service and converted to public plazas. Bike lanes were added on Broadway from 42nd Street to Union Square.
Since May 2009, the portions of Broadway through Duffy Square, Times Square, and Herald Square have been closed entirely to automobile traffic, except for cross traffic on the Streets and Avenues, as part of a traffic and pedestrianization experiment, with the pavement reserved exclusively for walkers, cyclists, and those lounging in temporary seating placed by the city. The city decided that the experiment was successful, and decided to make the change permanent in February 2010. Though the anticipated benefits to traffic flow were not as large as hoped, pedestrian injuries dropped dramatically and foot traffic increased in the designated areas; the project was popular with both residents and businesses. The current portions converted into pedestrian plazas are between West 47th and 42nd Streets within Times and Duffy Squares, and between West 35th and 33rd Streets in the Herald Square area. Additionally, portions of Broadway in Madison Square and Union Square have been dramatically narrowed, allowing ample pedestrian plazas to exist along the side of the road.
2010s
A terrorist attempted to set off a bomb on Broadway in Times Square on May 1, 2010. The attempted bomber was sentenced to life in prison.
In May 2013, the NYCDOT decided to redesign Broadway between 35th and 42nd Streets for the second time in five years, owing to poor connections between pedestrian plazas and decreased vehicular traffic. With the new redesign, the bike lane is now on the right side of the street; it was formerly on the left side adjacent to the pedestrian plazas, causing conflicts between pedestrian and bicycle traffic.
In spring 2017, as part of a capital reconstruction of Worth Square, Broadway between 24th and 25th Streets was converted to a shared street, where through vehicles are banned and delivery vehicles are restricted to . Delivery vehicles go northbound from Fifth Avenue to 25th Street for that one block, reversing the direction of traffic and preventing vehicles from going south on Broadway south of 25th Street. The capital project expands on a 2008 initiative where part of the intersection of Broadway and Fifth Avenue was repurposed into a public plaza, simplifying that intersection. As part of the 2017 project, Worth Square was expanded, converting the adjoining block of Broadway into a "shared street".
In September 2019, the pedestrian space in the Herald Square area was expanded between 33rd and 32nd Streets alongside Greeley Square. Five blocks of Broadway—from 50th to 48th, 39th to 39th, and 23rd to 21st Street—were converted into shared streets in late 2021. The block between 40th and 39th Streets, known as Golda Meir Square, was closed to vehicular traffic at that time.
2020s
During 2020, the section from 31st to 25th Street was converted to a temporary pedestrian-only street called NoMad Piazza as part of the New York City Department of Transportation's Open Streets program. Following the success of the pedestrian-only street, the Flatiron/23rd Street Partnership BID closed the section between 25th and 27th Streets to vehicular traffic again during 2021 and 2022.
City officials announced in March 2023 that the section of Broadway between 32nd and 21st Streets would be redesigned as part of a project called Broadway Vision. The section between 32nd and 25th Streets would receive a bidirectional bike lane and would be converted to a shared street. Cars would be banned permanently from 27th to 25th Street.
Route
Route description
Broadway runs the length of Manhattan Island, roughly parallel to the North River (the portion of the Hudson River bordering Manhattan), from Bowling Green at the south to Inwood at the northern tip of the island. South of Columbus Circle, it is a one-way southbound street. Since 2009, vehicular traffic has been banned at Times Square between 47th and 42nd Streets, and at Herald Square between 35th and 33rd Streets as part of a pilot program; the right-of-way is intact and reserved for cyclists and pedestrians. From the northern shore of Manhattan, Broadway crosses Spuyten Duyvil Creek via the Broadway Bridge and continues through Marble Hill (a discontiguous portion of the borough of Manhattan) and the Bronx into Westchester County. U.S. 9 continues to be known as Broadway until its junction with NY 117.
Lower Manhattan
The section of lower Broadway from its origin at Bowling Green to City Hall Park is the historical location for the city's ticker-tape parades, and is sometimes called the "Canyon of Heroes" during such events. West of Broadway, as far as Canal Street, was the city's fashionable residential area until ; landfill has more than tripled the area, and the Hudson River shore now lies far to the west, beyond Tribeca and Battery Park City.
Broadway marks the boundary between Greenwich Village to the west and the East Village to the east, passing Astor Place. It is a short walk from there to New York University near Washington Square Park, which is at the foot of Fifth Avenue. A bend in front of Grace Church allegedly avoids an earlier tavern; from 10th Street it begins its long diagonal course across Manhattan, headed almost due north.
Midtown Manhattan
Because Broadway preceded the grid that the Commissioners' Plan of 1811 imposed on the island, Broadway crosses midtown Manhattan diagonally, intersecting with both the east–west streets and north–south avenues. Broadway's intersections with avenues, marked by "squares" (some merely triangular slivers of open space), have induced some interesting architecture, such as the Flatiron Building.
At Union Square, Broadway crosses 14th Street, merges with Fourth Avenue, and continues its diagonal uptown course from the Square's northwest corner; Union Square is the only location wherein the physical section of Broadway is discontinuous in Manhattan (other portions of Broadway in Manhattan are pedestrian-only plazas). At Madison Square, the location of the Flatiron Building, Broadway crosses Fifth Avenue at 23rd Street, and is discontinuous to vehicles for a one-block stretch between 24th and 25th Streets. At Greeley Square (West 32nd Street), Broadway crosses Sixth Avenue (Avenue of the Americas), and is discontinuous to vehicles until West 35th Street. Macy's Herald Square department store, one block north of the vehicular discontinuity, is located on the northwest corner of Broadway and West 34th Street and southwest corner of Broadway and West 35th Street; it is one of the largest department stores in the world.
One famous stretch near Times Square, where Broadway crosses Seventh Avenue in midtown Manhattan, is the home of many Broadway theatres, housing an ever-changing array of commercial, large-scale plays, particularly musicals. This area of Manhattan is often called the Theater District or the Great White Way, a nickname originating in the headline "Found on the Great White Way" in the February 3, 1902, edition of the New York Evening Telegram. The journalistic nickname was inspired by the millions of lights on theater marquees and billboard advertisements that illuminate the area. After becoming the city's de facto red-light district in the 1960s and 1970s (as can be seen in the films Taxi Driver and Midnight Cowboy), since the late 1980s Times Square has emerged as a family tourist center, in effect being Disneyfied following the company's purchase and renovation of the New Amsterdam Theatre on 42nd Street in 1993.
The New York Times, from which the Square gets its name, was published at offices at 239 West 43rd Street; the paper stopped printing papers there on June 15, 2007.
Upper West Side
At the southwest corner of Central Park, Broadway crosses Eighth Avenue (called Central Park West north of 59th Street) at West 59th Street and Columbus Circle; on the site of the former New York Coliseum convention center is the new shopping center at the foot of the Time Warner Center, headquarters of Time Warner. From Columbus Circle northward, Broadway becomes a wide boulevard to 169th Street; it retains landscaped center islands that separate northbound from southbound traffic. The medians are a vestige of the central mall of "The Boulevard" that had become the spine of the Upper West Side, and many of these contain public seating.
Broadway intersects with Columbus Avenue (known as Ninth Avenue south of West 59th Street) at West 65th and 66th Streets where the Juilliard School and Lincoln Center, both well-known performing arts landmarks, as well as the Manhattan New York Temple of the Church of Jesus Christ of Latter-day Saints are located.
Between West 70th and 73rd Streets, Broadway intersects with Amsterdam Avenue (known as 10th Avenue south of West 59th Street). The wide intersection of the two thoroughfares has historically been the site of numerous traffic accidents and pedestrian casualties, partly due to the long crosswalks. Two small triangular plots of land were created at points where Broadway slices through Amsterdam Avenue. One is a tiny fenced-in patch of shrubbery and plants at West 70th Street called Sherman Square (although it and the surrounding intersection have also been known collectively as Sherman Square), and the other triangle is a lush tree-filled garden bordering Amsterdam Avenue from just above West 72nd Street to West 73rd Street. Named Verdi Square in 1921 for its monument to Italian composer Giuseppe Verdi, which was erected in 1909, this triangular sliver of public space was designated a Scenic Landmark by the Landmarks Preservation Commission in 1974, one of nine city parks that have received the designation. In the 1960s and 1970s, the area surrounding both Verdi Square and Sherman Square was known by local drug users and dealers as "Needle Park", and was featured prominently in the gritty 1971 dramatic film The Panic in Needle Park, directed by Jerry Schatzberg and starring Al Pacino in his second onscreen role.
The original brick and stone shelter leading to the entrance of the 72nd Street subway station, one of the first 28 subway stations in Manhattan, remains located on one of the wide islands in the center of Broadway, on the south side of West 72nd Street. For many years, all traffic on Broadway flowed on either side of this median and its subway entrance, and its uptown lanes went past it along the western edge of triangular Verdi Square. In 2001 and 2002, renovation of the historic 72nd Street station and the addition of a second subway control house and passenger shelter on an adjacent center median just north of 72nd Street, across from the original building, resulted in the creation of a public plaza with stone pavers and extensive seating, connecting the newer building with Verdi Square, and making it necessary to divert northbound traffic to Amsterdam Avenue for one block. While Broadway's southbound lanes at this intersection were unaffected by the new construction, its northbound lanes are no longer contiguous at this intersection. Drivers can either continue along Amsterdam Avenue to head uptown or turn left on West 73rd Street to resume traveling on Broadway.
Several notable apartment buildings are in close proximity to this intersection, including The Ansonia, its ornate architecture dominating the cityscape here. After the Ansonia first opened as a hotel, live seals were kept in indoor fountains inside its lobby. Later, it was home to the infamous Plato's Retreat nightclub. Immediately north of Verdi Square is the formidable Apple Bank for Savings building, formerly the Central Savings Bank, which was built in 1926 and designed to resemble the Federal Reserve Bank of New York. Broadway is also home to the Beacon Theatre at West 74th Street, designated a national landmark in 1979 and still in operation as a concert venue after its establishment in 1929 as a vaudeville and music hall, and "sister" venue to Radio City Music Hall.
At its intersection with West 78th Street, Broadway shifts direction and continues directly uptown and aligned approximately with the Commissioners' grid. Past the bend are the historic Apthorp apartment building, built in 1908, and the First Baptist Church in the City of New York, incorporated in New York in 1762, its current building on Broadway erected in 1891. The road heads north and passes historically important apartment houses such as the Belnord, the Astor Court Building, and the Art Nouveau Cornwall.
At Broadway and 95th Street is Symphony Space, established in 1978 as home to avant-garde and classical music and dance performances in the former Symphony Theatre, which was originally built in 1918 as a premier "music and motion-picture house". At 99th Street, Broadway passes between the controversial skyscrapers of the Ariel East and West.
At 107th Street, Broadway merges with West End Avenue, with the intersection forming Straus Park with its Titanic Memorial by Augustus Lukeman.
Northern Manhattan and the Bronx
Broadway then passes the campus of Columbia University at 116th Street in Morningside Heights, in part on the tract that housed the Bloomingdale Insane Asylum from 1808 until it moved to Westchester County in 1894. Still in Morningside Heights, Broadway passes the park-like campus of Barnard College. Next, the Gothic quadrangle of Union Theological Seminary, and the brick buildings of the Jewish Theological Seminary of America with their landscaped interior courtyards, face one another across Broadway. On the next block is the Manhattan School of Music.
Broadway then runs past the Manhattanville campus of Columbia University, and the main campus of CUNY–City College near 135th Street; the Gothic buildings of the original City College campus are out of sight, a block to the east. Also to the east are the brownstones of Hamilton Heights. Hamilton Place is a surviving section of Bloomingdale Road, and originally the address of Alexander Hamilton's house, The Grange, which has been moved.
Broadway achieves a verdant, park-like effect, particularly in the spring, when it runs between the uptown Trinity Church Cemetery and the former Trinity Chapel, now the Church of the Intercession near 155th Street.
NewYork–Presbyterian Hospital lies on Broadway near 166th, 167th, and 168th Streets in Washington Heights. The intersection with St. Nicholas Avenue at 167th Street forms Mitchell Square Park. At 178th Street, US 9 becomes concurrent with Broadway.
Broadway crosses the Harlem River on the Broadway Bridge to Marble Hill. Afterward, it then enters the Bronx, where it is the eastern border of Riverdale and the western border of Van Cortlandt Park. At 253rd Street, NY 9A joins with US 9 and Broadway. (NY 9A splits off Broadway at Ashburton Avenue in Yonkers.)
Westchester County
The northwestern corner of the park marks the New York City limit and Broadway enters Westchester County in Yonkers, where it is now known as South Broadway. It trends ever westward, closer to the Hudson River, remaining a busy urban commercial street. In downtown Yonkers, it drops close to the river, becomes North Broadway and 9A leaves via Ashburton Avenue. Broadway climbs to the nearby ridgetop runs parallel to the river and the railroad, a few blocks east of both as it passes St. John's Riverside Hospital. The neighborhoods become more residential and the road gently undulates along the ridgetop. In Yonkers, Broadway passes the historic Philipse Manor house, which dates back to colonial times.
It remains Broadway as it leaves Yonkers for Hastings-on-Hudson, where it splits into separate north and south routes for . The trees become taller and the houses, many separated from the road by stone fences, become larger. Another National Historic Landmark, the John William Draper House, was the site of the first astrophotograph of the Moon.
In the next village, Dobbs Ferry, Broadway has various views of the Hudson River while passing through the residential section. Broadway passes by the Old Croton Aqueduct and nearby the shopping district of the village. After intersecting with Ashford Avenue, Broadway passes Mercy College, then turns left again at the center of town just past South Presbyterian Church, headed for equally comfortable Ardsley-on-Hudson and Irvington. Villa Lewaro, the home of Madam C. J. Walker, the first African-American millionaire, is along the highway here. At the north end of the village of Irvington, a memorial to writer Washington Irving, after whom the village was renamed, marks the turnoff to his home at Sunnyside. Entering into the southern portion of Tarrytown, Broadway passes by historic Lyndhurst mansion, a massive mansion built along the Hudson River built in the early 1800s.
North of here, at the Kraft Foods technical center, the Tappan Zee Bridge becomes visible. After crossing under the Thruway and I-87 again, here concurrent with I-287, and then intersecting with the four-lane NY 119, where 119 splits off to the east, Broadway becomes the busy main street of Tarrytown. Christ Episcopal Church, where Irving worshiped, is along the street. Many high-quality restaurants and shops are along this main road. This downtown ends at the eastern terminus of NY 448, where Broadway slopes off to the left, downhill, and four signs indicate that Broadway turns left, passing the Old Dutch Church of Sleepy Hollow, another NHL. The road then enters Sleepy Hollow (formerly North Tarrytown), passing the visitors' center for Kykuit, the National Historic Landmark that was (and partially still is) the Rockefeller family's estate. Broadway then passes the historic Sleepy Hollow Cemetery, which includes the resting place of Washington Irving and the setting for "The Legend of Sleepy Hollow".
Broadway expands to four lanes at the trumpet intersection with NY 117, where it finally ends and U.S. 9 becomes Albany Post Road (and Highland Avenue) at the northern border of Sleepy Hollow, New York.
Nicknamed sections
Canyon of Heroes
Canyon of Heroes is occasionally used to refer to the section of lower Broadway in the Financial District that is the location of the city's ticker-tape parades. The traditional route of the parade is northward from Bowling Green to City Hall Park. Most of the route is lined with tall office buildings along both sides, affording a view of the parade for thousands of office workers who create the snowstorm-like jettison of shredded paper products that characterize the parade.
While typical sports championship parades have been showered with some 50 tons of confetti and shredded paper, the V-J Day parade on August 14–15, 1945 – marking the end of World War II – was covered with 5,438 tons of paper, based on estimates provided by the New York City Department of Sanitation.
More than 200 black granite strips embedded in the sidewalks along the Canyon of Heroes list honorees of past ticker-tape parades.
Great White Way
"The Great White Way" is a nickname for a section of Broadway in Midtown Manhattan, specifically the portion that encompasses the Theater District, between 42nd and 53rd Streets, and encompassing Times Square.
In 1880, a stretch of Broadway between Union Square and Madison Square was illuminated by Brush arc lamps, making it among the first electrically lighted streets in the United States. By the 1890s, the portion from 23rd Street to 34th Street was so brightly illuminated by electrical advertising signs, that people began calling it "The Great White Way". When the theater district moved uptown, the name was transferred to the Times Square area.
The phrase "Great White Way" has been attributed to Shep Friedman, columnist for the New York Morning Telegraph in 1901, who lifted the term from the title of a book about the Arctic by Albert Paine. The headline "Found on the Great White Way" appeared in the February 3, 1902, edition of the New York Evening Telegram.
A portrait of Broadway in the early part of the 20th century and "The Great White Way" late at night appeared in "Artist In Manhattan" (1940) written by the artist-historian Jerome Myers:
Transportation
From south to north, Broadway at one point or another runs over or under various New York City Subway lines, including the IRT Lexington Avenue Line, the BMT Broadway Line, IRT Broadway–Seventh Avenue Line, and IND Eighth Avenue Line (the IND Sixth Avenue Line is the only north–south trunk line in Manhattan that does not run along Broadway).
The IRT Lexington Avenue Line runs under Broadway from Bowling Green to Fulton Street ().
The BMT Broadway Line runs under it from City Hall to Times Square–42nd Street ().
The IRT Broadway–Seventh Avenue Line runs under and over Broadway from Times Square to 168th Street (), and again from 218th Street to its terminal in the Bronx at Van Cortlandt Park–242nd Street ().
The northern portion of the IND Eighth Avenue Line runs under Broadway from Dyckman Street to Inwood–207th Street ().
Early street railways on Broadway included the Broadway and Seventh Avenue Railroad's Broadway and University Place Line (1864?) between Union Square (14th Street) and Times Square (42nd Street), the Ninth Avenue Railroad's Ninth and Amsterdam Avenues Line (1884) between 65th Street and 71st Street, the Forty-second Street, Manhattanville and St. Nicholas Avenue Railway's Broadway Branch Line (1885?) between Times Square and 125th Street, and the Kingsbridge Railway's Kingsbridge Line north of 169th Street. The Broadway Surface Railroad's Broadway Line, a cable car line, opened on lower Broadway (below Times Square) in 1893, and soon became the core of the Metropolitan Street Railway, with two cable branches: the Broadway and Lexington Avenue Line and Broadway and Columbus Avenue Line.
These streetcar lines were replaced with bus routes in the 1930s and 1940s. Before Broadway became one-way, the main bus routes along it were the New York City Omnibus Company's (NYCO) 6 (Broadway below Times Square), 7 (Broadway and Columbus Avenue), and 11 (Ninth and Amsterdam Avenues), and the Surface Transportation Corporation's M100 (Kingsbridge) and M104 (Broadway Branch). Additionally, the Fifth Avenue Coach Company's (FACCo) 4 and 5 used Broadway from 135th Street north to Washington Heights, and their 5 and 6 used Broadway between 57th Street and 72nd Street. With the implementation of one-way traffic, the northbound 6 and 7 were moved to Sixth Avenue.
, Broadway is served by the M4 (ex-FACCo 4), M7 (ex-NYCO 7), M55, M100, and M104. Other routes that use part of Broadway include the M5 (ex-FACCo 5), M10, M20, M60 Select Bus Service, Bx7, Bx9, and Bx20.
Bee-Line buses also serves Broadway within Riverdale and Westchester County. Routes 1, 2, 3, 4, 6, 13, and several others run on a portion of Broadway.
Notable buildings
Broadway is lined with many famous and otherwise noted and historic buildings, such as:
2 Broadway
280 Broadway (also known as the Marble Palace, the A.T. Stewart Company Store, or The Sun Building)
Alexander Hamilton U.S. Custom House (1 Bowling Green, between the two legs of the southern end of Broadway)
American Surety Building (100 Broadway)
Ansonia Hotel (2109 Broadway)
Bowling Green Fence and Park (between 25 and 26 Broadway)
Bowling Green Offices Building (11 Broadway)
Brill Building (1619 Broadway)
Corbin Building (196 Broadway)
Cunard Building (25 Broadway)
Dyckman House (4881 Broadway)
Equitable Building (120 Broadway)
Flatiron Building (Fifth Avenue and Broadway at 23rd Street)
Gilsey House (1200 Broadway)
Gorham Manufacturing Company Building (889-91 Broadway)
Home Life Building (253, 256 Broadway)
International Mercantile Marine Company Building (1 Broadway)
Morgan Stanley Building (1585 Broadway)
One Times Square (1475 Broadway)
Paramount Building (1501 Broadway)
Standard Oil Building (26 Broadway)
Trinity Church (79 Broadway)
Union Theological Seminary (3041 Broadway)
United Palace (4140 Broadway)
United States Lines-Panama Pacific Lines Building (1 Broadway)
Winter Garden Theatre (1634 Broadway)
Woolworth Building (233 Broadway)
Historic buildings on Broadway that are now demolished include:
Appleton Building
Alexander Macomb House
Barnum's American Museum
Equitable Life Building
Grand Central Hotel (673 Broadway)
Mechanics' Hall
Metropolitan Opera House, from 1883 to 1966, between 39th and 40th Streets
Singer Tower (Liberty Street and Broadway)
St. Nicholas Hotel
References
Notes
Citations
Bibliography
External links
Great White Way; historical citations from etymologist Barry Popik
New York Songlines: Broadway; a virtual walking tour of the street
Green Light for Midtown; New York City Department of Transportation pilot program for Broadway traffic
Walking the length of Broadway
Harlem
Inwood, Manhattan
Lower Manhattan
Midtown Manhattan
Morningside Heights, Manhattan
Riverdale, Bronx
Streets in Manhattan
Streets in the Bronx
U.S. Route 9
Union Square, Manhattan
Upper West Side
Washington Heights, Manhattan |
4633 | https://en.wikipedia.org/wiki/List%20of%20political%20scandals%20in%20the%20United%20Kingdom | List of political scandals in the United Kingdom | This is a list of political scandals in the United Kingdom in chronological order. Scandals implicating political figures or governments of the UK, often reported in the mass media, have long had repercussions for their popularity. Issues in political scandals have included alleged or proven financial and sexual matters, or various other allegations or actions taken by politicians that led to controversy. In British media and political discourse, such scandals have sometimes been referred to as political sleaze since the 1990s. Notable scandals include the Marconi scandal, Profumo affair and the 2009 expenses scandal.
1890s
Liberator Building Society scandal, in which the Liberal Party MP Jabez Balfour was exposed as running several fraudulent companies to conceal financial losses. Balfour fled to Argentina, but was eventually arrested and imprisoned.
1910s
Marconi scandal of insider trading by Liberal Party Ministers including:
Rufus Isaacs, 1st Marquess of Reading, the Attorney General
The Master of Elibank, Lord Murray, the Treasurer of the Liberal Party,
David Lloyd George, 1st Earl Lloyd-George of Dwyfor, the Chancellor of the Exchequer
Herbert Samuel, 1st Viscount Samuel, Postmaster General; was falsely implicated. (1912)
Shell Crisis of 1915, which led to the fall of H. H. Asquith's Liberal Party government during World War I.
1920s
Lloyd George and the honours scandal. Honours sold for large campaign contributions (1922)
Zinoviev Letter (1924)
1930s
Jimmy Thomas budget leak (1936)
1940s
Hugh Dalton budget leak (1947)
John Belcher corruptly influenced – led to Lynskey Tribunal
1950s
Crichel Down and the resignation of Thomas Dugdale (1954)
Suez Crisis (1956)
1960s
Vassall affair (1963): civil servant John Vassall, working for Minister Tam Galbraith, was revealed to be a spy for the Soviet Union and was arrested. The affair was investigated in the Vassall tribunal.
Profumo affair (1963): Secretary of State for War John Profumo had an affair with Christine Keeler (to whom he had been introduced by artist Stephen Ward) who was having an affair with a Soviet spy at the same time.
The Robert Boothby (Tory), Tom Driberg (Labour), Kray brothers affair and consequent cover-up involving senior politicians of both parties. The Daily Mirror published some details of the matter and was falsely sued for libel.
1970s
Corrupt architect John Poulson and links to Conservative Home Secretary Reginald Maudling, Labour council leader T. Dan Smith and others (1972–1974): Maudling resigned, Smith sentenced to imprisonment.
Earl Jellicoe and Lord Lambton sex scandal (1973): Conservatives, junior defence minister Lambton is arrested for using prostitutes and Cabinet minister Jellicoe also confesses.
Labour MP John Stonehouse's faked suicide (1974)
Harold Wilson's Prime Minister's Resignation Honours (known satirically as the "Lavender List") gives honours to a number of wealthy businessmen whose principles were considered antipathetic to those held by the Labour Party (May 1976)
Peter Jay's appointment as British Ambassador to the US by his father in law, the then Labour Prime Minister James Callaghan. At the time Jay was a journalist with little diplomatic experience. (1976)
"Rinkagate": the Thorpe affair. Liberal Party leader Jeremy Thorpe was arrested and tried for allegedly paying a hitman to murder his lover, model Norman Scott, while walking his dog on Exmoor; the hitman only shot the dog, Rinka. Thorpe was forced to resign due to his clandestine gay affairs, but was acquitted of conspiracy to murder.
1980s
Joseph Kagan, Baron Kagan, earlier ennobled by the Labour Prime Minister Harold Wilson's notorious Lavender List (1976), was convicted of fraud (1980)
Cecil Parkinson affair with secretary Sara Keays resulting in their child, Flora Keays (1983)
Al Yamamah contract alleged to have been obtained by bribery (1985)
Westland affair (1986): The Defence Secretary, Michael Heseltine resigned from his Cabinet job in a disagreement with Prime Minister Margaret Thatcher over the Westland affair. Heseltine walked out of a meeting at Number 10 as his views on the future of the Westland helicopter company were being ignored at the time.
Jeffrey Archer and the prostitute allegations (1986), and his subsequent conviction for perjury (2001)
Westminster cemeteries scandal (1987)
Edwina Currie resigns as a junior Health minister after claiming that millions of British eggs were infected with salmonella, stating that "most of [British] egg production" was infected (1988)
"Homes for votes" gerrymandering scandal (1987–1989)
1990s
Arms-to-Iraq and the closely connected Iraqi Supergun affair (1990)
David Mellor resignation after press disclosure of his affair with Antonia de Sancha and gratis holiday from a daughter of a PLO official (1992)
Michael Mates gift of a watch ("Don't let the bastards grind you down") to Asil Nadir (1993)
Monklandsgate dominated the 1994 Monklands East by-election. It mainly consisted of allegations of sectarian spending discrepancies between Protestant Airdrie and Catholic Coatbridge, fuelled by the fact that all 17 of the ruling Labour group were Roman Catholics. (1994)
Back to Basics, a government policy slogan portrayed by opponents and the press as a morality campaign to compare it with a contemporaneous succession of sex scandals in John Major's government which led to the resignation of Tim Yeo and the Earl of Caithness, among others (1994)
Cash-for-questions affair involving Neil Hamilton, Tim Smith and Mohamed Al-Fayed (1994)
Jonathan Aitken and the Paris Ritz Hotel bill allegations, and his subsequent conviction for perjury after his failed libel action against The Guardian, resulting in Aitken being only the third person to have to resign from the Privy Council in the 20th century. (1995)
Conservative MP Jerry Hayes was "outed" as a homosexual by the News of the World with the headline "TORY MP 2-TIMED WIFE WITH UNDER-AGE GAY LOVER". Hayes had met Young Conservative Paul Stone at the 1991 Conservative conference and that same evening, "committed a lewd act which was in breach of the law at the time". Stone had been 18 at the time, whilst the legal age for homosexual sex in 1991 was 21. He had previously supported Section 28 and other anti-gay legislation. (1997)
Bernie Ecclestone was involved in a political scandal when it transpired he had given the Labour Party a million pound donation – which raised eyebrows when the incoming Labour government changed its policy to allow Formula One to continue being sponsored by tobacco manufacturers. The Labour Party returned the donation when the scandal came to light. (1997)
Peter Mandelson, Trade and Industry Secretary, resigned after failing to disclose £373,000 loan from Paymaster General Geoffrey Robinson. (1998)
Ron Davies resigned from the cabinet after being robbed by a man he met at Clapham Common (a well-known gay cruising ground) and then lying about it (1998)
2000s
Officegate (2001). Henry McLeish, Labour First Minister of Scotland, failed to refund the House of Commons for income he had received from the sub-let of his constituency office in Glenrothes while still a Westminster MP.
Keith Vaz, Peter Mandelson and the Hinduja brothers. Mandelson forced to resign for a second time due to misleading statements. (2001)
Jo Moore, within an hour of the September 11 attacks, sent an email to the press office of her department suggesting: "It's now a very good day to get out anything we want to bury. Councillors' expenses?" Although prior to the catastrophic collapse of the towers, the phrase "a good day to bury bad news" (not actually used by Moore) has since been used to refer to other instances of attempting to hide one item of news behind a more publicised issue.
Betsygate (2002), which revolved around the level of pay that Iain Duncan Smith's wife Elisabeth received as his diary secretary.
In 2002, Edwina Currie revealed that she had had an affair, beginning in 1984, with John Major before he became Prime Minister of the United Kingdom. This was criticised as Major had frequently pushed his Back To Basics agenda (see above), which was taken by the media as a form of moral absolutism.
The Burrell affair – allegations about the behaviour of the British royal family and their servants with possible constitutional implications. (2002)
Ron Davies stood down from the Welsh assembly following accusations of illicit gay sex. Davies had claimed he had been badger-watching in the area. (2003)
The apparent suicide of Dr. David Kelly and the Hutton Inquiry. On 17 July 2003, Kelly, an employee of the Ministry of Defence, apparently committed suicide after being misquoted by BBC journalist Andrew Gilligan as saying that Tony Blair's Labour government had knowingly "sexed up" the "September Dossier", a report into Iraq and weapons of mass destruction. The government was cleared of wrongdoing, while the BBC was strongly criticised by the subsequent inquiry, leading to the resignation of the BBC's chairman and director-general.
In April 2004, Beverly Hughes was forced to resign as minister for Immigration, Citizenship and Counter Terrorism when it was shown that she had been informed of procedural improprieties concerning the granting of visas to certain categories of workers from Eastern Europe. She had earlier told the House of Commons that if she had been aware of such facts she would have done something about it.
In 2005, David McLetchie, leader of the Scottish Conservatives, was forced to resign after claiming the highest taxi expenses of any MSP. These included personal journeys, journeys related solely with his second job as a solicitor, and Conservative Party business, for example travel to Conservative conferences. Conservative backbench MSP Brian Monteith had the whip withdrawn for briefing against his leader to the Scotland on Sunday newspaper.
Liberal Democrats Home Affairs spokesman Mark Oaten resigned after it was revealed by the News of the World that he paid rentboys to perform sexual acts on him.
David Mills financial allegations (2006). Tessa Jowell, Labour cabinet minister, was embroiled in a scandal about a property remortgage allegedly arranged to enable her husband, David Mills, to realise £350,000 from an off-shore hedge fund, money he allegedly received as a gift following testimony he had provided for Silvio Berlusconi in the 1990s. Nicknamed by the press as "Jowellgate".
Cash for Honours (2006). In March 2006 it emerged that the Labour Party had borrowed millions of pounds in 2005 to help fund their general election campaign. While not illegal, on 15 March the Treasurer of the party, Jack Dromey stated publicly that he had neither knowledge of nor involvement in these loans and had only become aware when he read about it in the newspapers. A story was running at the time that Dr Chai Patel and others had been recommended for life peerages after lending the Labour party money. He called on the Electoral Commission to investigate the issue of political parties taking out loans from non-commercial sources.
Following revelations about Dr Chai Patel and others who were recommended for peerages after lending the Labour party money, the Treasurer of the party, Jack Dromey said he had not been involved and did not know the party had secretly borrowed millions of pounds in 2005. He called on the Electoral Commission to investigate the issue of political parties taking out loans from non-commercial sources.
Angus McNeil (2007). The married SNP MP who made the initial police complaint over the cash for honours scandal was forced to make an apology after it was revealed that in 2005 he had a "heavy petting" session with two teenage girls aged 17 and 18 in a hotel room at the same time his wife was pregnant with their third child.
News of the World royal phone hacking scandal
In November 2007, it emerged that more than £400,000 had been accepted by the Labour Party from one person through a series of third parties, causing the Electoral Commission to seek an explanation. Peter Watt resigned as the General Secretary of the party the day after the story broke and was quoted as saying that he knew about the arrangement but had not appreciated that he had failed to comply with the reporting requirements.
On 24 January 2008, Peter Hain resigned his two cabinet posts (Secretary of State for Work and Pensions and Secretary of State for Wales) after the Electoral Commission referred donations to his Deputy Leadership campaign to the police.
Derek Conway (2008). The Conservative Party MP was found to have reclaimed salaries he had paid to his two sons who had in fact not carried out the work to the extent claimed. He was ordered to repay £16,918, suspended from the House of Commons for 10 days and removed from the party whip.
Cash for Influence (2009). Details of covertly recorded discussions with four Labour Party peers which their ability to influence legislation and the consultancy fees that they charged (including retainer payments of up to £120,000) were published by The Sunday Times.
United Kingdom parliamentary expenses scandal (2009). Widespread actual and alleged misuse of the permitted allowances and expenses claimed by Members of Parliament and attempts by MPs and peers to exempt themselves from Freedom of Information legislation.
2010s
2010
The Iris Robinson scandal in which First Minister of Northern Ireland Peter Robinson stepped aside for six weeks in January 2010 following revelations of his wife's involvement in an extramarital affair, her attempted suicide, and allegations that he had failed to properly declare details of loans she had procured for her lover to develop a business venture.
Red Sky scandal, involving contracts given to company Red Sky by the Northern Ireland Housing Executive.
The 2010 cash for influence scandal, in which undercover reporters for the Dispatches television series posed as political lobbyists offering to pay Members of Parliament to influence policy.
On 29 May 2010 Chief Secretary to the Treasury David Laws resigned from the Cabinet and was referred to the Parliamentary Commissioner for Standards after The Daily Telegraph newspaper published details of Laws claiming around £40,000 in expenses on a second home owned by a secret partner between 2004 and 2009, whilst House of Commons rules have prevented MPs from claiming second home expenses on properties owned by a partner since 2006. By resigning Laws became the shortest serving Minister in modern British political history with less than 18 days' service as a Cabinet Minister.
2011
On 14 October 2011 Secretary of State for Defence Liam Fox resigned from the Cabinet after he "mistakenly allowed the distinction between [his] personal interest and [his] government activities to become blurred" over his friendship with Adam Werritty. (He again served as a cabinet minister under Theresa May.)
News International phone hacking scandal
The Ed Balls document leak was exposed by the Daily Telegraph and showed that shadow chancellor Ed Balls was involved in a supposed plot known as 'Project Volvo' to oust Tony Blair as leader and replace him with Gordon Brown shortly after the 2005 election.
2012
Conservative Party 'cash for access' scandal involving Peter Cruddas and Sarah Southern, March 2012.
In February 2012 Liberal Democrat MP Chris Huhne resigned from the Cabinet when he was charged with perverting the course of justice over a 2003 speeding case. His wife Vicky Pryce had claimed that she was driving the car, and accepted the licence penalty points on his behalf so that he could avoid being banned from driving. Huhne pleaded guilty at his trial, resigned as a member of parliament, and he and Pryce were sentenced to eight months in prison for perverting the course of justice.
In April 2012, Conservative Party MP and Culture Secretary Jeremy Hunt came under pressure to resign as a result of his closeness to Rupert Murdoch's media empire and alleged corruption in dealing with Murdoch's bid for News Corporation's takeover of BSkyB.
In October 2012, Andrew Mitchell resigned from his post as Chief Whip following allegations made about his conduct during an altercation with police at Downing Street on 19 September, the incident becoming known as "plebgate".
2013
In the 2013 Labour Party Falkirk candidate selection, which began following the announcement that the incumbent MP Eric Joyce was to step down at the 2015 general election, allegations were made on the significant infiltration of the selection process by the Unite trade union, the Labour Party's largest financial backer.
2014
In April 2014 Maria Miller, the Culture Secretary, resigned following pressure relating to the results of an investigation into her past expenses claims.
On 20 November 2014 Emily Thornberry resigned her shadow cabinet position shortly after polls closed in the Rochester and Strood by-election. Earlier in the day, she had received criticism after tweeting a photograph of a house in the constituency adorned with three flags of St. George and the owner's white van parked outside on the driveway, under the caption "Image from #Rochester", provoking accusations of snobbery. She was criticised by fellow Labour Party MPs, including leader Ed Miliband who said her tweet conveyed a "sense of disrespect".
Namagate, involving allegations that First Minister of Northern Ireland Peter Robinson may have financially benefitted from a deal with National Asset Management Agency (NAMA).
2015
In September 2015, Lord Ashcroft published a biography of David Cameron, which suggested that the then Prime Minister took drugs regularly and performed an "outrageous initiation ceremony" which involved inserting "a private part of his anatomy" into the mouth of a dead pig during his time in university. This became known as "piggate". It also led to questions about the Prime Minister's honesty with party donors' known tax statuses as Lord Ashcroft suggested he had openly discussed his non-domiciled status with him in 2009, earlier than previously thought.
2017
In 2017 the contaminated blood scandal, in which many haemophiliacs died from infected Factor medicine, hit the headlines and Parliament with allegations of an "industrial scale" criminal cover-up. MP Ken Clarke retracted remarks from his autobiography relating to the scandal and a public inquiry is now underway.
The Renewable Heat Incentive scandal in Northern Ireland, in which Arlene Foster set up a green energy scheme but failed to introduce cost controls, creating perverse incentives which eventually led to a £480m bill to the Northern Ireland budget. There were allegations that members of the Democratic Unionist Party attempted to postpone the closure of the scheme, which gave way to a spike in applications and causing the public purse millions of pounds. In January 2017, the scandal caused the resignation of the deputy First Minister, Martin McGuinness, after Foster refused to stand aside as First Minister pending an investigation, collapsing the Executive Office and triggering an early election of the Northern Ireland Assembly. The resulting political rifts meant the Assembly did not meet again until 2020.
2018
The 2018 Windrush scandal, involving members of the Windrush generation being wrongly detained, deported, or threatened with deportation which caused the resignation of then Home Secretary, Amber Rudd.
2020s
2020
The Dominic Cummings scandal, where Dominic Cummings, chief strategist of Prime Minister Boris Johnson, broke COVID-19 pandemic restrictions during the UK's first nationwide lockdown while experiencing symptoms of the disease. Cummings and Johnson rejected calls for the former to resign. It was suggested that the scandal undermined the public's compliance with pandemic restrictions.
The Alex Salmond scandal concerned how the Scottish Government, led by incumbent First Minister of Scotland Nicola Sturgeon, breached its own guidelines in its investigation into the harassment claims against Sturgeon's predecessor as First Minister, Alex Salmond. The Scottish Government lost a judicial review into their actions and had to pay over £500,000 to Salmond for legal expenses. Salmond claimed that senior figures in Sturgeon's government and the ruling Scottish National Party (SNP) conspired against him for political reasons. Critics accused Sturgeon of breaking the Ministerial Code which resulted in calls for her resignation. Sturgeon disputed the allegations, arguing that while mistakes had been made, her government acted appropriately.
2021
The Greensill scandal, where former Prime Minister David Cameron approached a number of government ministers on behalf of Greensill Capital to lobby for the company to receive Covid Corporate Financing Facility loans.
The Sun published pictures and then video of leaked CCTV footage from inside the Department of Health of Health Secretary Matt Hancock and Gina Coladangelo kissing in a breach of COVID-19 social distancing guidance. Boris Johnson accepted Matt Hancock's apology and stated that he "considers the matter closed", however the Health Secretary resigned the following day.
In November 2021, Conservative MP Owen Paterson was found to have broken paid advocacy rules Parliamentary Commissioner for Standards but instead of approving his suspension, the government enforced a three-line whip on Conservative MPs to pass a motion that the investigation was "clearly flawed". After an outcry from opposition parties, the government made a U-turn and Paterson resigned.
Partygate involving social gatherings by Downing Street and Conservative Party staff during COVID-19 restrictions in late 2020.
2022
Neil Parish, Conservative MP for Tiverton and Honiton, was forced to resign in April after it was discovered that he had watched pornography in the House of Commons on at least two occasions.
Chris Pincher scandal. Chris Pincher, the Deputy Chief Whip of the Conservative Party, resigned on 30th June following allegations about him groping two men. Further allegations of harassment emerged against Pincher, along with claims that Prime Minister Boris Johnson had already been informed of his behaviour. The incremental effect of this and other recent controversies led to the resignation of 59 Conservative politicians, most notably Rishi Sunak as Chancellor and Sajid Javid as Health Secretary. This in turn, led to Boris Johnson committing to resign as leader of the Conservative Party, and thus as prime minister, when his replacement as leader had been chosen by his party.
References
United Kingdom
United Kingdom politics-related lists
Political scandals |
4642 | https://en.wikipedia.org/wiki/BT%20Group | BT Group | BT Group plc (trading as BT and formerly British Telecom) is a British multinational telecommunications holding company headquartered in London, England. It has operations in around 180 countries and is the largest provider of fixed-line, broadband and mobile services in the UK, and also provides subscription television and IT services.
BT's origins date back to the founding in 1846 of the Electric Telegraph Company, the world's first public telegraph company, which developed a nationwide communications network. BT Group as it came to be started in 1912, when the General Post Office, a government department, took over the system of the National Telephone Company becoming the monopoly telecoms supplier in the United Kingdom. The Post Office Act of 1969 led to the GPO becoming a public corporation, Post Office Telecommunications. The British Telecom brand was introduced in 1980, and became independent of the Post Office in 1981, officially trading under the name. British Telecom was privatised in 1984, becoming British Telecommunications plc, with some 50 percent of its shares sold to investors. The Government sold its remaining stake in further share sales in 1991 and 1993. BT holds a royal warrant and has a primary listing on the London Stock Exchange, and is a constituent of the FTSE 100 Index.
BT controls a number of large subsidiaries. Its BT Enterprise division supplies telecoms services to corporate and government customers worldwide, and its BT Consumer division supplies telephony, broadband, and subscription television services in the United Kingdom to around 18 million customers.
History
Electrical telegraphy
A number of privately owned electrical telegraph companies operated in the United Kingdom of Great Britain and Ireland from 1846 onwards. Among them were:
Electric Telegraph Company, the world's first public telegraph company, which developed a nationwide communications network
British and Irish Magnetic Telegraph Company
British Telegraph Company
London District Telegraph Company
United Kingdom Telegraph Company
General Post Office
The Telegraph Act 1868 passed the control of all these to the Postal Telegraphs Department of the newly formed General Post Office (GPO). The Telegraph Act 1869 granted the GPO a monopoly over communications.
With the invention of the telephone by Alexander Graham Bell in 1876 the GPO began to provide telephone services from some of its telegraph exchanges. It was confirmed in 1880 that the 1869 Act included telephony even though the telephone had not been invented when the Act was first conceived. In 1882, the Postmaster-General, Henry Fawcett started to issue licences to operate a telephone service to private businesses and the telephone system grew under the GPO in some areas and private ownership in others. The GPO's main competitor, the National Telephone Company (NTC), emerged in this market by absorbing other private telephone companies. It controlled most of telephony in Britain before the 1880 ruling on the Telegraph Act 1869 mandated a nationalised service – which was instated in 1911 prior to the absorption of the NTC into the GPO in 1912.
The trunk network was unified under GPO control in 1896 and the local distribution network in 1912. A few municipally owned services remained outside of GPO control. These were Kingston upon Hull, Portsmouth and Guernsey. Hull still retains an independent operator, Kingston Communications, though it is no longer municipally controlled.
Post Office engineers in the inter-war period had considerable expertise in both telecommunications and hearing assistive devices.
Post Office Telecommunications
In 1969 the GPO, a government department, became the Post Office, a nationalised industry separate from government. Post Office Telecommunications was set up as a division of the Post Office, in October 1969. The Post Office Act 1969 was passed to provide for greater efficiency in post and telephone services; rather than run a range of services, each organisation would be able to focus on their respective service, with dedicated management. By law, the Post Office retained the exclusive right to operate the UK national telecom network, (although since 1914 had licensed Hull City Council to operate its own local telephone network, Kingston Communications).
The 1970s was a period of great expansion for the Post Office. Most exchanges were modernised and expanded, and many services, such as STD and international dialling were extended. By the early 1970s, subscribers in most cities could dial direct to Western Europe, the US, and Canada; by the end of the decade, most of the world could be dialled direct. The System X digital switching platform was developed, and the first digital exchanges began to be installed. The Post Office also procured their own fleet of vans, based on the Commer FC model.
Post Office Telecommunications researched and implemented data communications using packet switching in the 1970s, resulting in the EPSS, International Packet Switched Service, and Packet Switch Stream.
British Telecom
In 1979 the Conservatives decided that telecommunications should be fully separated from the Post Office. The British Telecom brand was introduced in 1980. On 1 October 1981, this became the official name of Post Office Telecommunications, which became a state-owned corporation independent of the Post Office under the provisions of the British Telecommunications Act 1981. In 1982 BT's monopoly on telecommunications was broken with the granting of a licence to Mercury Communications.
Privatisation
On 19 July 1982, the Government announced its intention to sell shares in British Telecom to the public. On 1 April 1984, British Telecommunications was incorporated as a public limited company (plc) in anticipation of the passing of the Telecommunications Bill. This Bill received Royal Assent on 12 April, and the transfer to British Telecommunications plc from British Telecom as a statutory corporation of its business, its property, its rights and liabilities took place on 6 August 1984.
Initially all shares in the new plc were owned by the Government. In November 1984, 50.2% of the new company was offered for sale to the public and employees. Shares were listed in London, New York, and Toronto and the first day of trading on was 3 December 1984. The Government sold half its remaining interest in December 1991 and the other half in July 1993. In July 1997, the new Labour Government relinquished its Special Share ("Golden Share"), retained at the time of the flotation, which had effectively given it the power to block a takeover of the company, and to appoint two non-executive directors to the Board.
The company changed its trading name to "BT" on 2 April 1991. In 1996 Peter Bonfield was appointed CEO and chairman of the executive committee, promising a "rollercoaster ride".
In the 1990s, BT entered the Irish telecommunications market through a joint venture with the Electricity Supply Board, the Irish state owned power provider. This venture, entitled Ocean, found its main success through the launch of Ireland's first subscription-free dial-up ISP, oceanfree.net. As a telecoms company it found much less success, mainly targeting corporate customers. BT acquired 100% of this venture in 1999.
Attempted global alliances
MCI
In June 1994 BT and MCI Communications launched Concert Communications Services which was a $1 billion joint venture between the two companies. Its aim was to build a network which would provide easy global connectivity to multinational corporations.
This alliance progressed further on 3 November 1996 when the two companies announced that they had agreed to a merger, creating a global telecommunications company called Concert plc. The proposal gained approval from the European Commission, the US Department of Justice, and the US Federal Communications Commission and looked set to proceed.
However, in light of pressure from investors reacting to the slide in BT's share price on the London Stock Exchange, BT reduced its bid price for MCI, releasing MCI from its exclusivity clause and allowing it to speak to other interested parties. On 1 October 1997, Worldcom made a rival bid for MCI which was followed by a counter-bid from GTE.
BT sold its stake in MCI to Worldcom in 1998 for £4,159 million. As part of the deal, BT also bought out from MCI its 24.9% interest in Concert Communications, thereby making Concert a wholly owned part of BT.
The reaction to the failure of the deal in the City of London was critical of then Chairman Iain Vallance and CEO Peter Bonfield, and the lack of confidence from the failed merger led to their removal.
AT&T
As BT now owned Concert, and still wanted access to the North American market, it needed a new partner. An AT&T/BT option had been mooted in the past, but stopped on regulatory grounds due to their individual virtual monopolies in their home markets. By 1996, this had receded to the point where a deal was possible and a deal was consummated in 1998.
At its height, the Concert managed network was extensive. Although Concert continued signing customers, its rate of revenue growth slowed, so that in 1999 David Dorman was made CEO with a brief to revive it.
In late 2000 the BT and AT&T boards fell-out – partly due to each partner's excess debt, and the resulting board room clear-outs – partly due to Concert's extensive annual losses. AT&T recognized that Concert was a threat to its ambitions if left intact, and so negotiated a deal where Concert was split in two in 2001: North America and Eastern Asia went to AT&T, the rest of the world and $400M to BT. BT's remaining Concert assets were merged into its BT Ignite, later BT Global Services group.
BT Ireland
In 2000, BT acquired Esat Telecom Group plc, and all its subsidiary companies, and Ireland On Line. It also purchased Telenor's minority shareholding in Esat Digifone. The Esat Telecom Group was split in two with the landline and internet operations were combining with Ocean to become part of BT Ignite. Esat Group was renamed Esat BT in July 2002, and eventually BT Ireland in April 2005. Esat Digifone became part of BT Wireless, before being spun off into a separate independent company mmo2 plc (now Telefónica Europe). EsatBT installed the first DSL lines in Ireland, to try and compete heavily with former state telecoms company Eircom and operate one exchange, in Limerick.
2001 debt crisis
By 2001, BT had a debt of £30 billion, much of which was acquired during the bidding round for the 3rd generation mobile telephony (commonly known as 3G) licences. It had also failed in its series of proposed global mergers, and the funds flowing from its then virtual monopoly of the UK market place had been largely removed. It was also headed by two executives who had little support from the London Stock Exchange, particularly in light of a 60% drop in share price in sixteen months.
Philip Hampton joined as CFO, and in April 2001 Sir Iain Vallance was replaced as chairman by recognised turn around expert Sir Christopher Bland.
Europe's largest rights issue
In May 2001 BT carried out corporate Europe's largest ever rights issue, allowing it to raise £5.9 billion. A few days before, it sold stakes in Japan Telecom, in mobile operator J-Phone Communications, and in Airtel of India to Vodafone.
Sale of Yell Group and demerger of O2
In June 2001 BT's directory business was sold as Yell Group to a combination of private equity firms Apax Partners and Hicks, Muse, Tate & Furst for £2.1 billion.
A demerger followed in November 2001, when the former mobile telecommunications business of BT, BT Cellnet, was hived off as a separate business named "mmO2". This included BT owned or operated networks in other countries, including BT Cellnet (UK), Esat Digifone (Ireland), and Viag Interkom (Germany). All networks now owned or operated by mmO2 (except Manx Telecom) were renamed as O2. The de-merger was accomplished via a share-swap, all British Telecommunications plc shareholders received one mmO2 plc and one BT Group plc (of which British Telecommunications is now a wholly owned subsidiary) share for each share they owned. British Telecommunications plc was de-listed on 16 November, and the two new companies started trading on 19 November.
Aftermath
At the end of the series of sales, in October 2001 Sir Peter Bonfield resigned, and was replaced by former Lucent CEO Ben Verwaayen.
During Bonfield's tenure the share price went from £4 to £15, and back again to £5. Bonfield's salary to 31 March 2001 was a basic of £780,000 (increasing to £820,000) plus a £481,000 bonus and £50,000 of other benefits including pension. He also received a deferred bonus, payable in shares three years' later, of £481,000, and additional bonuses of £3.3 million.
mmO2 plc was replaced by O2 plc in a further share-swap in 2005, and subsequently bought in an agreed takeover by Telefónica for £18 billion and delisted. In 2004, BT launched Consult 21, a consultation organisation that was to aid BT 21CN in the eventual conversion to digital telephony.
In 2004, BT was awarded the contract to deliver and manage N3, a secure and fast broadband network for the NHS National Programme for IT (NPfIT) program, on behalf of the English National Health Service (NHS).
In 2005 BT made a number of acquisitions. In February 2005, BT acquired Infonet (now re-branded BT Infonet), a large telecoms company based in El Segundo, California, giving BT access to new geographies. It also acquired the Italian company Albacom. Then in April 2005, it bought Radianz from Reuters (now rebranded as BT Radianz), which expanded BT's coverage and provided BT with more buying power in certain countries.
In August 2006, BT acquired online electrical retailer Dabs.com for £30.6 million. The BT Home Hub manufactured by Inventel was also launched in June 2006.
In October 2006, BT confirmed that it would be investing 75% of its total capital spending, put at £10 billion over five years, in its new Internet Protocol (IP) based 21st century network (21CN). Annual savings of £1 billion per annum were expected when the transition to the new network was to have been completed in 2010, with over 50% of its customers to have been transferred by 2008. That month the first customers on to 21CN was successfully tested at Adastral Park in Suffolk.
2007 to 2012
In January 2007, BT acquired Sheffield-based ISP, PlusNet plc, adding 200,000 customers. BT stated that PlusNet will continue to operate separately out of its Sheffield head-office. On 1 February 2007, BT announced agreed terms to acquire International Network Services Inc. (INS), an international provider of IT consultancy and software.
In February 2007, Sir Michael Rake succeeded Sir Christopher Bland. In April that year, they acquired COMSAT International, followed in October by the acquisition of Lynx Technology.
BT acquired Wire One Communications in June 2008 and folded the company into "BT Conferencing", its existing conferencing unit, as a new video business unit
In July 2008, BT acquired the online business directory firm Ufindus for £20 million in order to expand its position in the local information market in GB. On 28 July 2008, BT acquired Ribbit, of Mountain View, California, "Silicon Valley's First Phone Company". Ribbit provides Adobe Flash/Flex APIs, allowing web developers to incorporate telephony features into their software as a service (SaaS) applications.
In the early days of its fibre broadband rollout, BT said it would deliver fibre-to-the-premises (FTTP) to around 25% of the Country, with the rest catered for by the slower fibre-to-the-cabinet (FTTC), which uses copper wiring to deliver the final stretch of the connection. In 2014, with less than 0.7% of the company's fibre network being FTTP, BT dropped the 25% target, saying that it was "far less relevant today" because of improvements made to the headline speed of FTTC, which had doubled to 80Mbit/s since its fibre broadband rollout was first announced. To supplement FTTC, BT offered an 'FTTP on Demand' product. In January 2015, BT stopped taking orders for the on-demand product.
On 1 April 2009, BT Engage IT was created from the merger of two previous BT acquisitions, Lynx Technology and Basilica. Apart from the name change not much else changed in operations for another 12 months. On 14 May 2009, BT said it was cutting up to 15,000 jobs in the coming year after it announced its results for the year to 31 March 2009. Then in July 2009, BT offered workers a long holiday for an up front sum of 25% of their annual wage or a one-off payment of £1000 if they agree to go part-time.
On 6 April 2011, BT launched the first online not-for-profit fundraising service for UK charities called BT MyDonate as part of its investment to the community. The service will pass on 100% of all donations made through the site to the charity, and unlike other services which take a proportion as commission and charge charities for using their services, BT will only pass on credit/debit card charges for each donation. The service allows people to register to give money to charity or collect fundraising donations. BT developed MyDonate with the support of Cancer Research UK, Changing Faces, KidsOut, NSPCC and Women's Aid.
2013 to present
In March 2013, BT was allocated 4G spectrum in the UK following an auction and assignment by Ofcom, after paying £201.5m.
On 1 August 2013, BT launched its first television channels, BT Sport, to compete with rival broadcaster Sky Sports. Plans for the channels' launch came about when it was announced in June 2012 that BT had been awarded a package of broadcast rights for the Premier League from the 2013–14 to 2015–16 season, broadcasting 38 matches from each season. In February 2013, BT acquired ESPN Inc.'s UK and Ireland TV channels, continuing its expansion into sports broadcasting. ESPN America and ESPN Classic were both closed, while ESPN continued to be operated by BT. On 9 November 2013, BT announced it had acquired exclusive rights to the Champions League and Europa League for £897m, from the 2015 season, with some free games remaining including both finals.
On 1 November 2014, BT created a new central business services (CBS) organisation to provide customer services and improve operational efficiency levels.
On 24 November 2014, shares in BT rose considerably on the announcement that the company was in talks to buy back O2, while at the same time confirmed it was also in talks to acquire EE. BT subsequently entered into exclusive talks to buy EE for £12.5 billion on 15 December 2014 and confirmed on 5 February 2015, subject to regulatory approval. The deal will combine BT's 10 million retail customers and EE's 24.5 million direct mobile subscribers. Deutsche Telekom will own 12% of BT, while Orange S.A. will own 4%.
In March 2015, launched a 4G service as BT Mobile BT Group CEO Gavin Patterson announced that BT plans to migrate all of its customers onto the IP network by 2025, switching off the company's ISDN network.
On 15 January 2016, BT received final unconditional approval by the Competition and Markets Authority to acquire EE. The deal was officially completed on 29 January 2016 with Deutsche Telekom now owning 12% of BT, while Orange S.A. own 4%.
On 1 February 2016, BT announced a new organisational structure that will take effect from April 2016 following the successful acquisition of EE. The EE brand, network and high street stores will be retained and will become a second consumer division, operating alongside BT Consumer. It will serve customers with mobile services, broadband and TV and will continue to deliver the Emergency Services Network contract which was awarded to EE in late 2015. There will be a new BT Business and Public Sector division that will have around £5bn of revenues and will serve small and large businesses as well as the public sector in the UK and Ireland. It will comprise the existing BT Business division along with EE's business division and those parts of BT Global Services that are UK focused. There will also be another new division; BT Wholesale and Ventures that will comprise the existing BT Wholesale division along with EE's MVNO business as well as some specialist businesses such as Fleet, Payphones and Directories. Gerry McQuade, currently Chief Sales and Marketing Officer, Business at EE, will be its CEO.
On 8 June 2017, BT appointed KPMG as its new auditor to replace PwC in the wake of the fraud scandal in Italy that triggered a major profit warning earlier that year. Also in of that year, KPMG fired six US employees over a scandal that calls into question efforts to ensure that public company accounts are being properly scrutinised.
On 8 July 2017, The Daily Telegraph reported that BT "has called in consultants from McKinsey to conduct a review of its businesses in the hope of saving hundreds of millions of pounds per year. The work, dubbed 'Project Novator', is understood to include a potential merger of BT's struggling global services corporate networking and IT unit with its business and public sector division".
On 28 July 2017, BT announced organisational changes to "simplify its operating model, strengthen accountabilities and accelerate its transformation" and involves bringing together its BT Consumer and EE divisions into a new unified BT Consumer division that will operate across three brands – BT, EE and Plusnet. It will take effect from 1 April 2018.
On 18 April 2018, BT announced further organisational changes following unification of its BT Consumer and EE divisions, and involves bringing together its BT Business and Public Sector and BT Wholesale and Ventures divisions into a new unified division known as BT Enterprise. It will also include BT's Ventures business which "acts as an incubator for potential new growth areas of the company" and will report as a single unit from 1 October 2018.
In June 2021, the French telecommunications company, Altice acquired a 12% stake in BT, increasing that stake to 18% in December 2021. Drahi's Altice increased its holding to 24.5% in May 2023. Drahi's purchase of 650 million shares cost about £960 million, at BT's share price of 147.85 pence at the close of trading on 22 May 2023.
Altice's increasing ownership in BT Group posed questions around the national security international ownership of the United Kingdoms infrastructure asset presented. The UK government opened an investigation in May 2022 to look into possible security implications of Patrick Drahi and Alrice's ownership. In August 2022 the Government concluded its investigation and Patrick Drahi would not be forced to cut his stake in BT after the UK government ruled the investment did not pose any national security concerns.
In July 2023, BT announced the appointment of Allison Kirkby as its new Chief Executive, replacing Philip Jansen by January 2024.
Operations
BT Group is a holding company; the majority of its businesses and assets are held by its wholly owned subsidiary British Telecommunications plc. BT's businesses are operated under special government regulation by the British telecoms regulator Ofcom (formerly Oftel). BT has been found to have significant market power in some markets following market reviews by Ofcom. In these markets, BT is required to comply with additional obligations such as meeting reasonable requests to supply services and not to discriminate.
BT runs the telephone exchanges, trunk network and local loop connections for the vast majority of British fixed-line telephones. Currently BT is responsible for approximately 28 million telephone lines in GB. Apart from KCOM Group, which serves Kingston upon Hull, BT is the only UK telecoms operator to have a Universal service Obligation, (USO) which means it must provide a fixed telephone line to any address in the UK. It is also obliged to provide public call boxes.
As well as continuing to provide service in those traditional areas in which BT has an obligation to provide services or is closely regulated, BT has expanded into more profitable products and services where there is less regulation. These are principally, broadband internet service and bespoke solutions in telecommunications and information technology.
Branding
In 2019, a simplified BT logo and brand was launched to replace the previous mutli-coloured globe logo. In April 2022, BT announced its intentions to focus on the EE brand for consumer products.
Corporate affairs
Buildings and facilities
As BT operates in around 180 countries, it owns and leases a range of buildings and facilities in the UK and around the world. In 2001, it sold some of its UK property portfolio for £2.38 billion to Telereal Trillium in a 30-year leaseback. The deal included 6,700 properties and contributed towards alleviating its debt at the time, with the main advantage being flexibility as it allows BT to vacate property over time, so as to adapt to changing operational requirements.
Headquarters
Until December 2021, BT Group's world headquarters and registered office was the BT Centre, a 10-storey office building at 81 Newgate Street in the City of London, opposite St Paul's tube station. In November 2021 BT relocated to new headquarters at One Braham, a brand new 18-storey building completed earlier in 2021.
Buildings and stations
Some of its UK buildings and stations are:
Adastral Park – headquarters of BT Labs in Suffolk
The Assembly – building in Bristol
Baynard House – building in City of London
BT Riverside Tower – headquarters of BT Northern Ireland in Belfast
BT Tower – building in Swansea
Goonhilly Satellite Earth Station – satellite earth station in Cornwall
Guardian telephone exchange – telephone exchange in Manchester
Madley Communications Centre – satellite earth station in Herefordshire
National Network Management Centre – network operations centre in Shropshire
Stadium House – building in Cardiff
Telecommunications towers
BT remains one of the largest owners of telecommunications towers in the UK and were a major node in its microwave network. Its BT Tower in London is notable for numerous reasons such as being the tallest building in the UK from its construction in the 1960s until the early 1980s, its revolving restaurant at the top known as 'Top of the Tower' in operation through the late 1960s and 1970s, and remains one of the UK's most important communications nerve centres, the heart of a vast broadcasting and communications network. It carries approximately 95% of the UK's TV content, including live broadcasts and 99% of all live football games as well as pioneering the first international HD, 3D and 4K television transmissions. It serves media production and distribution customers around the world and as part of the Things Connected Network launched in London, it became the highest building in the world to host an Internet of things (IoT) base station in September 2016. Some of its towers are:
Other
Some of its other UK facilities are:
Divisions
BT Group is organised into the following divisions:
Customer facing
BT Consumer – provides retail telecoms services to consumers in the UK including:
BT Broadband
BT Mobile
BT Superfast Fibre
BT TV
BT Wi-fi
EE – mobile network operator, provides mobile and fixed communications services to consumers in the UK
Plusnet – internet service provider, provides mobile and fixed communications services to consumers in the UK
TNT Sports (joint venture, operated by Warner Bros. Discovery)
BT Business – products and services to organisations in the small-to-medium-sized business, corporate and public sectors in the UK and globally, and wholesale services. Formed from the merger of BT Enterprise and BT Global Services.
Openreach – fenced-off wholesale division, established in 2005 following a review by Ofcom and commenced operations in 2006, employing 25,000 engineers previously employed by BT. Its purpose is to ensure that other communications providers have the same operational conditions as BT, and is responsible for the provision and repair in the "last mile" of copper wire.
Internal services
Networks – Responsible for designing, building and running the networks and technology platforms that BT and its customers use.
BT Research
Digital – Responsible for leading BT's digital transformation, driving experience innovation and delivering the products and services customers use.
BT's procurement arm, "BT Sourced", was established in February 2021 and is based in Dublin.
Corporate governance
BT's board of directors as of November 2021:
BT's executive committee as of March 2018:
Pension fund
BT has the second largest defined benefit pension plan of any UK public company. The trustees valued the scheme at £36.7 billion at the end of 2010; an actuarial valuation valued the deficit of the scheme at £9.043 billion as of 31 December 2008.
Following a change in the regulations governing inflation index linking, the deficit was estimated at £5.2 billion in November 2010.
Sponsorships
BT sponsored Scotland's domestic rugby union championship and cup competitions between 1999 and 2006.
On 31 July 2012, it was announced that BT agreed a three-year sponsorship deal with Ulster Rugby and sees BT become the Official Communications Partner. BT's logo will appear on the Ulster Rugby shirt sleeve for all friendlies, Heineken Cup and RaboDirect Pro12 matches as well as a significant brand presence at their home ground; Ravenhill Stadium.
On 29 July 2013, it was announced that BT had partnered up with Scottish Rugby Union in a four-year sponsorship deal with its two professional clubs; Edinburgh Rugby and Glasgow Warriors that will commence from August 2013. The deal involves BT Sport becoming the new shirt sponsor for both clubs as well as being promoted with BT Group at their respective home grounds; Scotstoun Stadium and Murrayfield Stadium.
On 13 May 2014, BT joined Sky, TalkTalk and Virgin Media as founding partners of Internet Matters, a not-for-profit organisation that provides online safety advice for parents and their children.
On 28 May 2014, it was announced that BT agreed a £20 million four-year sponsorship deal with Scottish Rugby Union which includes BT securing the naming rights for Murrayfield Stadium which becomes BT Murrayfield Stadium, become sponsor of the Scotland sevens team, become principal and exclusive sponsor of Scotland's domestic league and cup competitions from next season, taking over the role from The Royal Bank of Scotland and become sponsor of Scottish Rugby's four new academies that aims to drive forward standards for young players who have aspirations to play professionally.
On 14 April 2015, it was announced that as part of BT's current £20 million four-year sponsorship deal with Scottish Rugby Union that was announced in May 2014, BT has completed its sponsorship portfolio following an additional investment of £3.6 million for the 3 years remaining of its sponsorship deal, to become the new shirt sponsor for the Scotland national teams.
On 27 January 2016, it was announced that BT, alongside YouTube will be the new joint headline sponsors in a three-year deal with Edinburgh International Television Festival. The two companies will "share prominence across all branding of the 41st TV Festival, including the famous MacTaggart Lecture and will work closely with the festival organisers in their bid to reflect new trends in a rapidly transforming industry, from new ways of distributing content to technical innovations such as virtual reality".
BT is the founding and principal partner of the Wayne Rooney Foundation, which was established to improve the lives of children and young people. The Foundation will run events "to raise vital funds to support the work of key organisations dedicated to supporting disadvantaged and vulnerable children and young people". These organisations are four chosen charities which are, Manchester United Foundation, NSPCC, Claire House Children's Hospice and Alder Hey Children's Hospital. The first of these events was Wayne's testimonial match in August 2016 between Manchester United F.C. and Everton F.C. which raised £1.2 million. The match was screened live through BT Sport with BT MyDonate being the official fundraising platform for the testimonial, with both online and text options for donations promoted during the match.
On 26 May 2017, it was announced that BT is to sponsor the 2017 British Urban Film Festival (BUFF) and sees BT host every event of the film festival, including the Awards at the BT Tower. BT will also broadcast the awards ceremony on BT.com and will have the opportunity to screen films acquired from the festival on its BT TV store platform.
On 6 September 2017, it was announced that BT had extended its current £20 million four-year sponsorship deal with Scottish Rugby Union that was announced in May 2014, for a further three years beginning from June 2018. The new deal sees BT retain the naming rights to BT Murrayfield Stadium, alongside its role as principal partner of the Scotland national team and Scotland 7s. BT's logo will continue to be displayed on the front of Scotland rugby shirts across the world, in the Six Nations Championship, as well as the summer and autumn test matches. BT will also continue to be promoted at Edinburgh Rugby and Scotstoun Stadium in Glasgow.
Historical financial performance
BT's financial results have been as follows:
2008–present
1992–2007
Controversies
World Wide Web hyperlink patent
In 2001, BT discovered it owned a patent () which it believed gave it patent rights on the use of hyperlink technology on the World Wide Web. The corresponding UK patent had already expired, but the US patent was valid until 2006. On 11 February 2002, BT began a court case relating to its claims in a US federal court against the internet service provider Prodigy Communications Corporation. In the case British Telecommunications plc v. Prodigy, the United States District Court for the Southern District of New York ruled on 22 August 2002 that the BT patent was not applicable to web technology and granted Prodigy's request for summary judgment of non-infringement.
Behavioural targeting
In early 2008 it was announced that BT had entered into a contract (along with Virgin Media and TalkTalk) with the spyware company Phorm (responsible under their 121Media guise for the Apropos rootkit) to intercept and analyse their users' click-stream data and sell the anonymised aggregate information as part of Phorm's OIX advertising service. The practice, known as "behavioural targeting" and condemned by critics as "data pimping", came under intense fire from various internet communities and other interested-parties who believe that the interception of data without the consent of users and web site owners is illegal under UK law (RIPA). At a more fundamental level, many have argued that the ISPs and Phorm have no right to sell a commodity (a user's data, and the copyrighted content of web sites) to which they have no claim of ownership. In response to questions about Phorm and the interception of data by the Webwise system Sir Tim Berners-Lee, the creator of the World Wide Web, indicated his disapproval of the concept and is quoted as saying of his data and web history:
Huawei infrastructure access
Beginning in 2010 the UK intelligence community investigated Huawei, the Chinese supplier of BT's new fibre infrastructure with increasing urgency after the United States, Canada and Australia prevented the company from operating in their countries. Although BT had notified the UK government in 2003 of Huawei's interest in their £10bn network upgrade contract, they did not raise the security implications as BT failed to explain that the Chinese company would have unfettered access to critical infrastructure. On 16 December 2012 the then prime minister David Cameron was supplied with an in-depth report indicating that the intelligence services had very grave doubts regarding Huawei, and that UK governmental, military, and civilian privacy may have been under serious threat.
On 7 June 2013, British lawmakers concluded that BT should not have allowed Huawei access to the UK's communications network without ministerial oversight, saying they were 'deeply shocked' that BT did not inform government that they were allowing Huawei and ZTE, both with ties to the Chinese military, unfettered access to critical national systems. Furthermore, ministers discovered that the agency with the responsibility to ensure Chinese equipment and code was threat-free was entirely staffed by Huawei employees. Subsequently, parliamentarians confirmed that in case of an attack on the UK there was nothing that could be done to stop Chinese infiltration.
By 2016 Huawei had put measures in place to ensure the integrity of UK national security. Specifically their UK work is now overseen by a board that includes directors from GCHQ, the Cabinet Office and the Home Office.
ZTE, another Chinese company that supplies extensive network equipment and subscriber hardware used with BT 'Infinity', was also under scrutiny by parliament's intelligence and security committee after the US, Canada, Australia and the European Union declared the company a security risk.
In 2020 following a government ruling, BT began removing Huawei equipment from its broadband and mobile networks in order to comply with new restrictions on the usage of Huawei equipment. As of 2023, the process is still ongoing.
Alleged complicity with drone strikes in Yemen and Somalia
In September 2012, BT entered into a $23 million deal with the US military to provide a key communications cable connecting RAF Croughton, a US military base on UK soil, with Camp Lemonnier, a large US base in Djibouti. Camp Lemonnier is used as a base for American drone attacks in Yemen and Somalia, and has been described by The Economist as "the most important base for drone operations outside the war zone of Afghanistan."
Human rights groups including Reprieve and Amnesty International have criticised the use of armed drones outside declared war zones. Evidence produced by The Bureau of Investigative Journalism and Stanford University's International Human Rights & Conflict Resolution Clinic suggest that drone strikes have caused substantial civilian casualties, and may be illegal under international law.
In 2013, BT was the subject of a complaint by Reprieve to the Department of Business, Innovation and Skills under the OECD Guidelines for Multinational Enterprises, following their refusal to explain whether or not their infrastructure was used to facilitate drone strikes. The subsequent refusal of this complaint was appealed in May 2014, on the basis that the UK National Contact Point's decision did not follow the OECD Guidelines. The issue of bias was also raised, due to the appointment of Lord Ian Livingston as government minister for the department which was processing the complaint: Livingston had occupied a senior position at BT when the cable between RAF Croughton and Camp Lemonnier was originally built.
Overcharging
In February 2017, a review of the telecoms market by Ofcom found that BT's landline only contracts provided poor value to customers. Ofcom ordered BT to reduce their prices but stopped short of demanding that customers were compensated. In January 2021, Law firm Mishcon de Reya filed a claim with the Competition Appeal Tribunal against BT worth £600 million, accusing them of historic overcharging on landlines. The class action lawsuit claims BT have increased their prices for line-only services every year since 2009, whilst the wholesale cost for delivering these services has reduced. The claimants suggest that customers could be entitled to compensation of up to £500 each.
Bidding rules violation
In 2020, BT was fined £6.3m by the telecoms regulator Ofcom for violating the law on a large public sector deal in Northern Ireland. Under Ofcom's regulations, the BT network shall handle all wholesale customers similarly. In its report, Ofcom found that BT's network violated the rules by failing to supply Eir with the same details on its on-demand fiber-to-the-premises offering as its own rival team.
Historical documents
Records of the Post Office Corporation (Telecommunications division) 19691981 and its predecessors (including Post Office Telegraph and Telephone Service 18641969 and some private telegraph and telephone companies) are Public Records, and are held by BT Archives.
See also
List of telephone operating companies
UK telephone area codes (STD codes)
References
Further reading
Baldwin, F.G.C. The History of the Telephone in the United Kingdom (1925)
Foreman-Peck, J. "The development and diffusion of telephone technology in Britain, 1900–1940," Transactions of the Newcomen Society, (1991–92). 63, pp165–180.
Foreman-Peck, J., & Millward, R. Public and private ownership of British industry 1820–1990 (1994).
Hazlewood, A. "The origins of the state telephone service in Britain" Oxford Economic Papers (1953). 5:13–25. in JSTOR
Johannessen, Neil. Ring up Britain: the Early Years of the Telephone in the United Kingdom (British Telecommunications plc, London, 1991)
Johnston, S. F. "The telephone in Scotland." in: K. Veitch, ed., Transport and Communications. Publications of the European Ethnological Research Centre; Scottish life and society: a compendium of Scottish ethnology (2009): pp. 716–727 online
Magill, Frank N. Great Events from History II: Business and Commerce Series, volume 1:1897–1923 (1994) pp 218–23; historiography
Meyer, Hugo Richard. Public Ownership and the Telephone in Great Britain: Restriction of the Industry by the State and the Municipalities (1907). online
Pitt, D.C. The telecommunications function in the British Post Office. A case study of bureaucratic adaption (Westmead: Saxon House, 1980).
Robertson, John Henry. The story of the telephone: A history of the telecommunications industry of Britain (1947)
External links
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4644 | https://en.wikipedia.org/wiki/Balmoral%20Castle | Balmoral Castle | Balmoral Castle () is a large estate house in Aberdeenshire, Scotland, and a residence of the British royal family. It is near the village of Crathie, west of Ballater and west of Aberdeen.
The estate and its original castle were bought from the Farquharson family in 1852 by Prince Albert, the husband of Queen Victoria. Soon afterwards the house was found to be too small and the current Balmoral Castle was commissioned. The architect was William Smith of Aberdeen, and his designs were amended by Prince Albert. Balmoral remains the private property of the monarch and is not part of the Crown Estate. It was the summer residence of Queen Elizabeth II, who died there on 8 September 2022.
The castle is an example of Scottish baronial architecture, and is classified by Historic Environment Scotland as a category A listed building. The new castle was completed in 1856 and the old castle demolished shortly thereafter.
The Balmoral Estate has been added to by successive members of the royal family, and now covers an area of approximately . It is a working estate, including grouse moors, forestry and farmland, as well as managed herds of deer, Highland cattle, sheep and ponies.
Etymology
Balmoral is pronounced or sometimes locally . It was first recorded as 'Bouchmorale' in 1451, and it was pronounced by local Scottish Gaelic speakers. The first element in the name is thought to be the Gaelic both, meaning "a hut", but the second part is uncertain. Adam Watson and Elizabeth Allan wrote in The Place Names of Upper Deeside that the second part meant "big spot (of ground)". Alexander MacBain suggested this was originally the Pictish *mor-ial, "big clearing" (c.f. Welsh mawr-ial). Alternatively, the second part could be a saint's name.
History
King Robert II of Scotland (1316–1390) had a hunting lodge in the area. Historical records also indicate that a house at Balmoral was built by Sir William Drummond in 1390. The estate was later tenanted by Alexander Gordon, second son of the 1st Earl of Huntly. A tower house was built on the estate by the Gordons.
In 1662, the estate passed to Charles Farquharson of Inverey, brother of John Farquharson, the "Black Colonel". The Farquharsons were Jacobite sympathisers and James Farquharson of Balmoral was involved in both the 1715 and 1745 rebellions. He was wounded at the Battle of Falkirk in 1746. The Farquharson estates were forfeit, and passed to the Farquharsons of Auchendryne. In 1798, James Duff, 2nd Earl Fife, acquired Balmoral and leased the castle. Sir Robert Gordon, a younger brother of the 4th Earl of Aberdeen, acquired the lease in 1830. He made major alterations to the original castle at Balmoral, including baronial-style extensions that were designed by John Smith of Aberdeen.
Royal acquisition
Queen Victoria and Prince Albert first visited Scotland in 1842, five years after she acceded to the throne and two years after their marriage. During this first visit they stayed at Edinburgh, and at Taymouth Castle in Perthshire, the home of the Marquess of Breadalbane. They returned in 1844 to stay at Blair Castle and, in 1847 when they rented Ardverikie House by Loch Laggan. Frequent rain during the last trip led Sir James Clark, the queen's doctor, to recommend Deeside instead, for its healthier climate.
Sir Robert Gordon died in 1847 and his lease on Balmoral reverted to Lord Aberdeen. In February 1848 an arrangement was made that Prince Albert would acquire the remaining part of the lease on Balmoral, together with its furniture and staff, without having seen the property first.
The royal couple arrived for their first visit on 8 September 1848. Victoria found the house "small but pretty", and recorded in her diary that: "All seemed to breathe freedom and peace, and to make one forget the world and its sad turmoils". The surrounding hilly landscape reminded them of Thuringia, Albert's homeland in Germany.
The house was soon confirmed to be too small, and in 1848, John and William Smith were commissioned to design new offices, cottages, and other ancillary buildings. Improvements to the woodlands, gardens and estate buildings were also being made, with the assistance of the landscape gardener James Beattie, and possibly the painter James Giles.
Major additions to the old house were considered in 1849, but by then negotiations were under way to purchase the estate from the trustees of the deceased Earl Fife. After seeing a corrugated iron cottage at the Great Exhibition of 1851, Prince Albert ordered a prefabricated iron building for Balmoral from E. T. Bellhouse & Co., to serve as a temporary ballroom and dining room. It was in use by 1 October 1851, and would serve as a ballroom until 1856.
The sale was completed in June 1852, the price being £32,000 () and Prince Albert formally took possession that autumn. The neighbouring estate of Birkhall was bought at the same time, and the lease on Abergeldie Castle secured as well. To mark the occasion, the Purchase Cairn was erected in the hills overlooking the castle, the first of many cairns on the estate.
Construction of the new house
Space was needed for the growing family of Victoria and Albert, for additional staff, and for accommodation for visiting friends and official visitors such as cabinet members. Thus extension of the existing structure would not provide enough space, and a larger house needed to be built. In early 1852, this was commissioned from William Smith. The son of John Smith (who designed the 1830 alterations of the original castle), William Smith was the city architect of Aberdeen from 1852. On learning of the commission, William Burn sought an interview with the prince, apparently to complain that Smith previously had plagiarised his work, however, Burn was unsuccessful in depriving Smith of the appointment. William Smith's designs were amended by Prince Albert, who took a close interest in details such as turrets and windows.
Construction began in mid-1853, on a site some northwest of the original building that was considered to have a better vista. Another consideration was that during construction the family would still be able to use the old house. Queen Victoria laid the foundation stone on 28 September 1853, during her annual autumn visit. By the autumn of 1855, the royal apartments were ready for occupancy, although the tower was still under construction and the servants had to be lodged in the old house. By coincidence, shortly after their arrival at the estate that autumn, news circulated about the fall of Sevastopol, ending the Crimean War, resulting in wild celebrations by royalty and locals alike. While visiting the estate soon afterwards, Prince Frederick of Prussia asked for the hand of Princess Victoria.
The new house was completed in 1856, and the old castle was later demolished. By autumn 1857, a new bridge across the Dee, designed by Isambard Kingdom Brunel linking Crathie and Balmoral was finished.
Balmoral Castle is built from granite quarried at Invergelder on the estate. It consists of two main blocks, each arranged around a courtyard. The southwestern block contains the main rooms, while the northeastern contains the service wings. At the southeast is an clock tower topped with turrets, one of which has a balustrade similar to a feature at Castle Fraser. Being similar in style to the demolished castle of the 1830s, the architecture of the new house is considered to be somewhat dated for its time when contrasted with the richer forms of Scots baronial being developed by William Burn and others during the 1850s. As an exercise in Scots baronial, it is sometimes described as too ordered, pedantic, and even Germanic as a consequence of Prince Albert's influence on the design.
However, the purchase of a Scottish estate by Victoria and Albert and their adoption of a Scottish architectural style were influential for the ongoing revival of Highland culture. They decorated Balmoral with tartans and attended highland games at Braemar. Queen Victoria expressed an affinity for Scotland, even professing herself to be a Jacobite. Added to the work of Sir Walter Scott, this became a major factor in promoting the adoption of Highland culture by Lowland Scots. Historian Michael Lynch comments that "the Scottishness of Balmoral helped to give the monarchy a truly British dimension for the first time".
Victoria and Albert at Balmoral
Even before the completion of the new house, the pattern of the life of the royal couple in the Highlands was soon established. Victoria took long walks of up to four hours daily and Albert spent many days hunting deer and game. In 1849, diarist Charles Greville described their life at Balmoral as resembling that of gentry rather than royalty. Victoria began a policy of commissioning artists to record Balmoral, its surroundings, and its staff. Over the years, numerous painters were employed at Balmoral, including Edwin and Charles Landseer, and Carl Haag.
During the 1850s, new plantations were established near the house and exotic conifers were planted on the grounds. Prince Albert had an active role in these improvements, overseeing the design of parterres, the diversion of the main road north of the river via a new bridge, and plans for farm buildings. These buildings included a model dairy that he developed in 1861, the year of his death. The dairy was completed by Victoria. Subsequently, she also built several monuments to her husband on the estate. These include a pyramid-shaped cairn built a year after Albert's death, on top of Craig Lurachain. A large statue of Albert with a dog and a gun by William Theed, was inaugurated on 15 October 1867, the twenty-eighth anniversary of their engagement.
Following Albert's death, Victoria spent increasing periods at Balmoral, staying for as long as four months a year during early summer and autumn. She placed numerous mementos of Albert on display.
Few further changes were made to the grounds, with the exception of some alterations to mountain paths, the erection of various cairns and monuments, and the addition of some cottages (Karim Cottage and Baile na Coille) built for senior staff. It was during this period that Victoria began to depend on her servant, John Brown. He was a local ghillie from Crathie, who became one of her closest companions during her long mourning.
In 1887, Balmoral Castle was the birthplace of Victoria Eugenie, a granddaughter of Queen Victoria. She was born to Princess Beatrice, the fifth daughter of Victoria and Albert. Victoria Eugenie became queen of Spain when she married King Alfonso XIII in 1906.
In September 1896, Victoria welcomed Emperor Nicholas II of Russia and Empress Alexandra, a granddaughter of Victoria, to Balmoral. Four years later Victoria made her last visit to the estate, three months before her death on 22 January 1901.
After Victoria
After Victoria's death, the royal family continued to use Balmoral during annual autumn visits. George V had substantial improvements made during the 1910s and 1920s, including formal gardens to the south of the castle.
During the Second World War, royal visits to Balmoral ceased. In addition, due to the conflict with Germany, Danzig Shiel, a lodge built by Victoria in Ballochbuie, was renamed Garbh Allt Shiel and the "King of Prussia's Fountain" was removed from the grounds.
In the 1950s, Prince Philip added herbaceous borders and a water garden. During the 1980s, new staff buildings were built close to the castle.
Death of Queen Elizabeth II
Queen Elizabeth II had been at the castle since July 2022 for her annual summer holiday and had been receiving medical care there. In a break with tradition, Balmoral Castle, rather than Buckingham Palace, was the location of the appointment of British Prime Minister Liz Truss on 6 September 2022, due to concerns regarding the Queen's mobility issues. Elizabeth died at Balmoral at 15:10 BST on 8 September 2022 at the age of 96. She was the first monarch to die at Balmoral, and this was the first time a monarch had died in Scotland since James V died in 1542 at Falkland Palace. The Queen's coffin lay in repose in the ballroom of the castle for three days, to allow the Royal Family, estate staff and neighbours to pay their respects. On 11 September, the coffin was transported to the Palace of Holyroodhouse in Edinburgh for the start of the state funeral proceedings.
Architecture
Though called a castle, Balmoral's primary function is that of a country house. It is a "typical and rather ordinary" country house from the Victorian period. The tower and "pepper pot turrets" are characteristic features of the residence's Scottish baronial style. The seven-storey tower is an architectural feature borrowed from medieval defensive tower houses. The "pepper pot" turrets were influenced by the style of 16th-century French châteaux. Other features of the Scottish baronial style are the crow-stepped gables, dormer windows, and battlemented porte-cochère.
Ownership
Balmoral is private property and, unlike the monarch's official residences, is not the property of the Crown. It was originally purchased privately by Prince Albert, for Queen Victoria, meaning that no revenues from the estate go to Parliament or the public purse, as would otherwise be the case for property owned outright by the monarch by the Civil List Act 1760. Along with Sandringham House in Norfolk, ownership of Balmoral was inherited by Edward VIII on his accession in 1936. When he abdicated later the same year, however, he retained ownership of them. A financial settlement was devised, under which Balmoral and Sandringham were purchased by Edward's brother and successor to the Crown, George VI.
Elizabeth II inherited the Balmoral estate from her father, and then after her death, ownership passed to her eldest son King Charles III, but the estate is managed by trustees under Deeds of Nomination and Appointment.
Estate
Extent and operation
Balmoral Estate is within the Cairngorms National Park and is partly within the Deeside and Lochnagar National Scenic Area. The estate contains a wide variety of landscapes, from the Dee river valley to open mountains. There are seven Munros (hills in Scotland over ) within the estate, the highest being Lochnagar at . This mountain was the setting for a children's story, The Old Man of Lochnagar, told originally by Prince Charles to his younger brothers, Prince Andrew and Prince Edward. The story was published in 1980, with royalties accruing to The Prince's Trust. The estate also incorporates the Delnadamph Lodge estate, bought by Elizabeth II in 1978.
The estate extends to Loch Muick in the southeast where an old boat house and the Royal Bothy (hunting lodge) now named Glas-allt-Shiel, built by Victoria, are located.
The working estate includes grouse moors, forestry, and farmland, as well as managed herds of deer, Highland cattle, and ponies. It also offers access to the public for fishing (paid) and hiking during certain seasons.
Approximately of the estate are covered by trees, with almost used for forestry that yields nearly 10,000 tonnes of wood per year. Ballochbuie Forest, one of the largest remaining areas of old Caledonian pine growth in Scotland, consists of approximately . It is managed with only minimal or no intervention. The principal mammal on the estate is the red deer with a population of 2,000 to 2,500 head.
The areas of Lochnagar and Ballochbuie were designated in 1998 by the Secretary of State for Scotland as Special Protection Areas (SPA) under the European Union (EU) Birds Directive. Bird species inhabiting the moorlands include red grouse, black grouse, ptarmigan, and the capercaillie. Ballochbuie is also protected as a Special Area of Conservation by the EU Habitats Directive, as "one of the largest remaining continuous areas of native Caledonian Forest". In addition, there are four sites of special scientific interest on the estate.
The royal family employs approximately 50 full-time and 50–100 part-time staff to maintain the working estate.
There are approximately 150 buildings on the estate, including Birkhall, formerly home to Elizabeth the Queen Mother. Craigowan Lodge is regularly used by the family and friends of the royal family and has also been used while Balmoral Castle was being prepared for a royal visit. Six smaller buildings on the estate are let as holiday cottages.
Public access to gardens and castle grounds
In 1931, the gardens and castle grounds were opened to the public for the first time. They are now open daily between April and the end of July, after which royal family members arrive at the castle for their annual stay. The ballroom is the only room in the castle that may be viewed by the public.
Craigowan Lodge
Craigowan Lodge is a seven-bedroom stone house approximately from the main castle in Balmoral. More rustic than the castle, the lodge was often used by Prince Charles and Princess Diana when they visited. In May 1981 Charles and Diana posed for a photo at the lodge before their July 1981 wedding.
In the obituary of Prince Michael Andreevich of Russia in 2008, it was noted that his family spent most of World War II at Craigowan Lodge.
The lodge has been in the news periodically since 2005 because Elizabeth II and Prince Philip often spent the first few days of their summer holiday there. During the summer, the castle is a lucrative source of income from tourists. Sometimes, the Queen arrived at Balmoral before the tourist season was over.
In popular culture
Parts of the films Mrs Brown (1997) and The Queen (2006) were based on events at Balmoral. In both films, substitute locations were used: Blairquhan Castle in The Queen and Duns Castle in Mrs Brown. In the Netflix series The Crown, Ardverikie House was used as a stand-in. In the sci-fi film The Day After Tomorrow (2004), three helicopters of the Royal Air Force crash in Scotland during an attempt to evacuate the Royal Family from Balmoral Castle.
An illustration of the castle features on the reverse of £100 notes issued by the Royal Bank of Scotland.
See also
Ardverikie House, often used as a stand-in for Balmoral Castle in film
Crathie Kirk
List of British royal residences
Scottish castles
Alatskivi Castle, an Estonian castle influenced by the Balmoral Castle style
References
Citations
General and cited references
External links
1856 establishments in Scotland
Art museums and galleries in Aberdeenshire
Carriage museums in Scotland
Castles in Aberdeenshire
Category A listed buildings in Aberdeenshire
Country houses in Aberdeenshire
Decorative arts museums in Scotland
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Prince Albert of Saxe-Coburg and Gotha |
4647 | https://en.wikipedia.org/wiki/Breton%20language | Breton language | Breton ( , ; or in Morbihan) is a Southwestern Brittonic language of the Celtic language group spoken in Brittany, part of modern-day France. It is the only Celtic language still widely in use on the European mainland, albeit as a member of the insular branch instead of the continental grouping.
Breton was brought from Great Britain to Armorica (the ancient name for the coastal region that includes the Brittany peninsula) by migrating Britons during the Early Middle Ages, making it an Insular Celtic language. Breton is most closely related to Cornish, another Southwestern Brittonic language. Welsh and the extinct Cumbric, both Western Brittonic languages, are more distantly related, and the Goidelic languages (Irish, Manx, Scottish Gaelic) have a slight connection due to both of their origins being from Insular Celtic.
Having declined from more than one million speakers around 1950 to about 200,000 in the first decade of the 21st century, Breton is classified as "severely endangered" by the UNESCO Atlas of the World's Languages in Danger. However, the number of children attending bilingual classes rose 33% between 2006 and 2012 to 14,709.
History and status
Breton is spoken in Lower Brittany (), roughly to the west of a line linking Plouha (west of Saint-Brieuc) and La Roche-Bernard (east of Vannes). It comes from a Brittonic language community that once extended from Great Britain to Armorica (present-day Brittany) and had even established a toehold in Galicia (in present-day Spain). Old Breton is attested from the 9th century. It was the language of the upper classes until the 12th century, after which it became the language of commoners in Lower Brittany. The nobility, followed by the bourgeoisie, adopted French. The written language of the Duchy of Brittany was Latin, switching to French in the 15th century. There exists a limited tradition of Breton literature. Some philosophical and scientific terms in Modern Breton come from Old Breton. The recognized stages of the Breton language are: Old Breton – to , Middle Breton – to , Modern Breton – to present.
The French monarchy was not concerned with the minority languages of France, spoken by the lower classes, and required the use of French for government business as part of its policy of national unity. During the French Revolution, the government introduced policies favouring French over the regional languages, which it pejoratively referred to as . The revolutionaries assumed that reactionary and monarchist forces preferred regional languages to try to keep the peasant masses under-informed. In 1794, Bertrand Barère submitted his "report on the " to the Committee of Public Safety in which he said that "federalism and superstition speak Breton".
Since the 19th century, under the Third, Fourth and now Fifth Republics, the French government has attempted to stamp out minority languages—including Breton—in state schools, in an effort to build a national culture. Teachers humiliated students for using their regional languages, and such practices prevailed until the late 1960s.
In the early 21st century, due to the political centralization of France, the influence of the media, and the increasing mobility of people, only about 200,000 people are active speakers of Breton, a dramatic decline from more than 1 million in 1950. The majority of today's speakers are more than 60 years old, and Breton is now classified as an endangered language.
At the beginning of the 20th century, half of the population of Lower Brittany knew only Breton; the other half were bilingual. By 1950, there were only 100,000 monolingual Bretons, and this rapid decline has continued, with likely no monolingual speakers left today. A statistical survey in 1997 found around 300,000 speakers in Lower Brittany, of whom about 190,000 were aged 60 or older. Few 15- to 19-year-olds spoke Breton. In 1993, parents were finally legally allowed to give their children Breton names.
Revival efforts
In 1925, Professor Roparz Hemon founded the Breton-language review . During its 19-year run, tried to raise the language to the level of a great international language. Its publication encouraged the creation of original literature in all genres, and proposed Breton translations of internationally recognized foreign works. In 1946, replaced . Other Breton-language periodicals have been published, which established a fairly large body of literature for a minority language.
In 1977, Diwan schools were founded to teach Breton by immersion. Since their establishment, Diwan schools have provided fully immersive primary school and partially immersive secondary school instruction in Breton for thousands of students across Brittany. This has directly contributed to the growing numbers of school-age speakers of Breton.
The Asterix comic series has been translated into Breton. According to the comic, the Gaulish village where Asterix lives is in the Armorica peninsula, which is now Brittany. Some other popular comics have also been translated into Breton, including The Adventures of Tintin, , Titeuf, Hägar the Horrible, Peanuts and Yakari.
Some original media are created in Breton. The sitcom, , is in Breton. Radio Kerne, broadcasting from Finistère, has exclusively Breton programming. Some movies (Lancelot du Lac, Shakespeare in Love, Marion du Faouet, Sezneg) and TV series (Columbo, Perry Mason) have also been translated and broadcast in Breton. Poets, singers, linguists, and writers who have written in Breton, including Yann-Ber Kallocʼh, Roparz Hemon, Anjela Duval, Xavier de Langlais, Pêr-Jakez Helias, Youenn Gwernig, Glenmor, Vefa de Saint-Pierre and Alan Stivell are now known internationally.
Today, Breton is the only living Celtic language that is not recognized by a national government as an official or regional language.
The first Breton dictionary, the Catholicon, was also the first French dictionary. Edited by Jehan Lagadec in 1464, it was a trilingual work containing Breton, French and Latin. Today bilingual dictionaries have been published for Breton and languages including English, Dutch, German, Spanish and Welsh. A monolingual dictionary, was published in 1995. The first edition contained about 10,000 words, and the second edition of 2001 contains 20,000 words.
In the early 21st century, the ("Public Office for the Breton language") began a campaign to encourage daily use of Breton in the region by both businesses and local communes. Efforts include installing bilingual signs and posters for regional events, as well as encouraging the use of the Spilhennig to let speakers identify each other. The office also started an Internationalization and localization policy asking Google, Firefox and SPIP to develop their interfaces in Breton. In 2004, the Breton Wikipedia started, which now counts more than 75,000 articles. In March 2007, the signed a tripartite agreement with Regional Council of Brittany and Microsoft for the consideration of the Breton language in Microsoft products. In October 2014, Facebook added Breton as one of its 121 languages after three years of talks between the and Facebook.
France has twice chosen to enter the Eurovision Song Contest with songs in Breton; once in 1996 in Oslo with "" by Dan Ar Braz and the fifty piece band Héritage des Celtes, and most recently in 2022 in Turin with "" by Alvan Morvan Rosius and vocal trio Ahez. These are two of five times France has chosen songs in one of its minority languages for the contest, the others being in 1992 (bilingual French and Antillean Creole), 1993 (bilingual French and Corsican), and 2011 (Corsican).
Geographic distribution and dialects
Breton is spoken mainly in Lower Brittany, but also in a more dispersed way in Upper Brittany (where it is spoken alongside Gallo and French), and in areas around the world that have Breton emigrants.
The four traditional dialects of Breton correspond to medieval bishoprics rather than to linguistic divisions. They are (, of the county of Léon), (, of Trégor), (, of ), and (, of Vannes). was spoken up to the beginning of the 20th century in the region of Guérande and Batz-sur-Mer. There are no clear boundaries between the dialects because they form a dialect continuum, varying only slightly from one village to the next. , however, requires a little study to be intelligible with most of the other dialects.
Official status
Nation
As noted, only French is an official language of France. Supporters of Breton and other minority languages continue to argue for their recognition, and for their place in education, public schools, and public life.
Constitution
In July 2008, the legislature amended the French Constitution, adding article 75-1: (the regional languages belong to the heritage of France).
The European Charter for Regional or Minority Languages, which obliges signatory states to recognize minority and regional languages, was signed by France in 1999 but has not been ratified. On 27 October 2015, the Senate rejected a draft constitutional law ratifying the charter.
Region
Regional and departmental authorities use Breton to a very limited extent. Some bilingual signage has also been installed, such as street name signs in Breton towns. One station of the Rennes metro system has signs in both French and Breton.
Under the French law known as Toubon, it is illegal for commercial signage to be in Breton alone. Signs must be bilingual or French only. Since commercial signage usually has limited physical space, most businesses have signs only in French.
, the Breton language agency, was set up in 1999 by the Brittany region to promote and develop the daily use of Breton. It helped to create the campaign, to encourage enterprises, organisations and communes to promote the use of Breton, for example by installing bilingual signage or translating their websites into Breton.
Education
In the late 20th century, the French government considered incorporating the independent Breton-language immersion schools (called ) into the state education system. This action was blocked by the French Constitutional Council based on the 1994 amendment to the Constitution that establishes French as the language of the republic. Therefore, no other language may be used as a language of instruction in state schools. The Toubon Law implemented the amendment, asserting that French is the language of public education.
The Diwan schools were founded in Brittany in 1977 to teach Breton by immersion. Since their establishment, Diwan schools have provided fully immersive primary school and partially immersive secondary school instruction in Breton for thousands of students across Brittany. This has directly contributed to the growing numbers of school-age speakers of Breton. The schools have also gained fame from their high level of results in school exams, including those on French language and literature. Breton-language schools do not receive funding from the national government, though the Brittany Region may fund them.
Another teaching method is a bilingual approach by ("Two Languages") in the State schools, created in 1979. ("Awakening") was created in 1990 for bilingual education in the Catholic schools.
Statistics
In 2018, 18,337 pupils (about 2.00% of all pupils in Brittany) attended , and schools, and their number has increased yearly. The goal of Jean-Yves Le Drian (president of the Regional Council) of 20,000, and of "their recognition" for "their place in education, public schools, and public life", by 2010, was not achieved, but he describes being encouraged by their progress.
In 2007, some 4,500 to 5,000 adults followed such a Breton language course as an evening or correspondence one. The transmission of Breton in 1999 is estimated to be 3 percent.
Municipalities
Other forms of education
In addition to bilingual education (including Breton-medium education) the region has introduced the Breton language in primary education, mainly in the department of Finistère. These "initiation" sessions are generally one to three hours per week, and consist of songs and games.
Schools in secondary education ( and ) offer some courses in Breton. In 2010, nearly 5,000 students in Brittany were reported to be taking this option. Additionally, the University of Rennes 2 has a Breton language department offering courses in the language along with a master's degree in Breton and Celtic Studies.
Phonology
Vowels
Vowels in Breton may be short or long. All unstressed vowels are short; stressed vowels can be short or long (vowel lengths are not noted in usual orthographies as they are implicit in the phonology of particular dialects, and not all dialects pronounce stressed vowels as long). An emergence of a schwa sound occurs as a result of vowel neutralization in post-tonic position, among different dialects.
All vowels can also be nasalized, which is noted by appending an 'n' letter after the base vowel, or by adding a combining tilde above the vowel (most commonly and easily done for a and o due to the Portuguese letters), or more commonly by non-ambiguously appending an letter after the base vowel (this depends on the orthographic variant).
Diphthongs are .
Consonants
The pronunciation of the letter varies nowadays: is used in the French-influenced standard language and, generally speaking, in the central parts of Lower Brittany (including the south of Trégor, the west of Vannetais and virtually all parts of Cornouaille) whereas is the common realisation in Léon and often in the Haut-Vannetais dialect of central Morbihan (in and around the city of Vannes and the Pays de Pontivy), though in rapid speech mostly a tapped occurs. In the other regions of Trégor or even may be found.
The voiced dental fricative () is a conservative realisation of the lenition (or the "spirant mutation" in cases where the phenomenon originates from the mutation of , respectively) of the consonants and which is to be found in certain varieties of Haut-Vannetais. Most of the Breton dialects do not inherit the sound and thus it is mostly not orthographically fixed. The Peurunvan, for instance, uses for both mutations, which are regularly and more prominently pronounced in Léonais, Cornouaillais, Trégorrois and Bas-Vannetais. In traditional literature written in the Vannetais dialect, two different graphemes are employed for representing the dental fricative, depending on the scripture's historical period. There once was a time when was used to transcribe the sound, but today mostly the regular is instead used, and this practice can be traced back to at least the end of the 17th century. The area this phenomenon has been found to be evident in encompasses the towns of Pontivy and Baud and surrounding smaller villages like Cléguérec, Noyal-Pontivy, Pluméliau, St. Allouestre, St. Barthélemy, Pluvigner and also parts of Belle-Île. The only known place where the mutation occurs outside of the Vannes country is the Île de Sein, an island located off Finistère's coast. Some scholars also used as the symbol for the sound to indicate that it was rather an "infra-dental" consonant than a clear interdental, which is the sound the symbol is usually describes. Other linguists, however, did not draw that distinction, either because they identified the sound to actually be an interdental fricative (such as Roparz Hemon in his phonetic transcription of the dialect used in Pluméliau or Joseph Loth in his material about the dialect of Sauzon in Belle-Île) or due to the fact that they attached no importance to it and ascertained that their descriptions were not in need of a further clarification of the sound's phonetic realisation as it was a clearly distinguishable phoneme.
The digraph zh represents a variable sound that may exhibit as /s/, /z/, or /h/, and descends from a now-extinct sound , which is still extant in Welsh as th.
Grammar
Nouns
Breton nouns are marked for gender and number. While Breton gender is fairly typical of gender systems across western Europe (with the exception of Basque and modern English), Breton number markers demonstrate rarer behaviors.
Gender
Breton has two genders: masculine () and feminine (), having largely lost its historic neuter () as has also occurred in the other Celtic languages as well as across the Romance languages. Certain suffixes (-ach/-aj, -(a)dur, -er, -lecʼh, -our, -ti, -va) are masculine, while others (-enti, -er, -ez, -ezh, -ezon, -i, -eg, -ell, and the singulative -enn) are feminine. The suffix -eg can be masculine or feminine.
There are certain non-determinant factors that influence gender assignment. Biological sex is applied for animate referents. Metals, time divisions (except for "hour", "night" and "week") and mountains tend to be masculine, while rivers, cities and countries tend to be feminine.
However, gender assignment to certain words often varies between dialects.
Number
Number in Breton is primarily based on an opposition between singular and plural. However, the system is full of complexities in how this distinction is realized.
Although modern Breton has lost its ancestral dual number marker, relics of its use are preserved in various nouns pertaining to body parts, including the words for eyes, ears, cheeks, legs, armpits, arms, hands, knees, thighs, and wings. This is seen in a prefix (formed in , or ) that is etymologically derived from the prefixation of the number two. The dual is no longer productive, and has merely been lexicalized in these cases rather than remaining a part of Breton grammar. The (etymologically) already dual words for eyes () and ears () can be pluralized "again" to form and .
Like other Brythonic languages, Breton has a singulative suffix that is used to form singulars out of collective nouns, for which the morphologically less complex form is the plural. Thus, the singulative of the collective "mice" is "mouse". However, Breton goes beyond Welsh in the complications of this system. Collectives can be pluralized to make forms which are different in meaning from the normal collective-- "fish" (singular) is pluralized to , singulativized to , referring to a single fish out of a school of fish, and this singulative of the plural can then be pluralized again to make "fishes".
On top of this, the formation of plurals is complicated by two different pluralizing functions. The "default" plural formation is contrasted with another formation which is said to "emphasize variety or diversity" – thus two semantically different plurals can be formed out of : "parks" and "various different parks". Ball reports that the latter pluralizer is used only for inanimate nouns. Certain formations have been lexicalized to have meanings other than that which might be predicted solely from the morphology: "water" pluralized forms which means not "waters" but instead "rivers", while now has come to mean "running waters after a storm". Certain forms have lost the singular from their paradigm: means "news" and is not used, while has become the regular plural, ‘different news items’.
Meanwhile, certain nouns can form doubly marked plurals with lexicalized meanings – "child" is pluralized once into "children" and then pluralized a second time to make "groups of children".
The diminutive suffix also has the somewhat unusual property of triggering double marking of the plural: means "little child", but the doubly pluralized means "little children"; boat has a singular diminutive and a simple plural , thus its diminutive plural is the doubly pluralized .
As seen elsewhere in many Celtic languages, the formation of the plural can be hard to predict, being determined by a mix of semantic, morphological and lexical factors.
The most common plural marker is , with its variant ; most nouns that use this marker are inanimates but collectives of both inanimate and animate nouns always use it as well.
Most animate nouns, including trees, take a plural in . However, in some dialects the use of this affix has become rare. Various masculine nouns including occupations as well as the word ("Englishman", plural ) take the suffix , with a range of variants including , , and .
The rare pluralizing suffixes / and are used for a few nouns. When they are appended, they also trigger a change in the vowel of the root: triggers a vowel harmony effect whereby some or all preceding vowels are changed to ( "cousin" → "cousins"; "crow" → "crows"; "partridge" → "partridges"); the changes associated with / are less predictable.
Various nouns instead form their plural merely with ablaut: or in the stem being changed to : "wing" → "wings"; "tooth" → "teeth"; "rope" → "ropes".
Another set of nouns have lexicalized plurals that bear little if any resemblance to their singulars. These include "girl" → , "pig" → , "cow" → , and "dog" → .
In compound nouns, the head noun, which usually comes first, is pluralized.
Verbal aspect
As in other Celtic languages as well as English, a variety of verbal constructions is available to express grammatical aspect, for example: showing a distinction between progressive and habitual actions:
Inflected prepositions
As in other modern Celtic languages, Breton pronouns are fused into preceding prepositions to produce a sort of inflected preposition. Below are some examples in Breton, Cornish, Welsh, Irish, Scottish Gaelic, and Manx, along with English translations.
Note that in the examples above the Goidelic languages (Irish, Scottish Gaelic, and Manx) use the preposition meaning at to show possession, whereas the Brittonic languages use with. The Goidelic languages, however, do use the preposition with to express "belong to" (Irish , Scottish , Manx , The book belongs to me).
The Welsh examples are in literary Welsh. The order and preposition may differ slightly in colloquial Welsh (Formal , North Wales , South Wales ).
Initial consonant mutations
Breton has four initial consonant mutations: though modern Breton lost the nasal mutation of Welsh (but for rare words such the word "door": "dor" "an nor"), it also has a "hard" mutation, in which voiced stops become voiceless, and a "mixed" mutation, which is a mixture of hard and soft mutations.
Word order
Normal word order, like the other Insular Celtic languages, is at its core VSO (verb-subject-object), which is most apparent in embedded clauses. However, Breton finite verbs in main clauses are additionally subject to V2 word order in which the finite main clause verb is typically the second element in the sentence. That makes it perfectly possible to put the subject or the object at the beginning of the sentence, largely depending on the focus of the speaker. The following options are possible (all with a little difference in meaning):
the first places the verbal infinitive in initial position (as in (1)), followed by the auxiliary 'to do'.
the second places the Auxiliary verb 'to be' in initial position (as in (2)), followed the Subject, and the construction + infinitive. At the end comes the Object. This construction is an exception to verb-second.
the third places the construction + infinitive in the initial position (as in (3)), followed by the Auxiliary verb , the Subject, and the Object.
the fourth option places the Object in initial position (as in (4)), followed by an inflected verb, followed by the Subject.
the fifth, and originally least common, places the Subject in initial position (as in (5)), followed by an inflected verb, followed by the Object, just like in English (SVO).
Vocabulary
Breton uses much more borrowed vocabulary than its relatives further north; by some estimates a full 40% of its core vocabulary consists of loans from French.
Orthography
The first extant Breton texts, contained in the Leyde manuscript, were written at the end of the 8th century: 50 years prior to the Strasbourg Oaths, considered to be the earliest example of French. Like many medieval orthographies, Old- and Middle Breton orthography was at first not standardised, and the spelling of a particular word varied at authors' discretion. In 1499, however, the Catholicon, was published; as the first dictionary written for both French and Breton, it became a point of reference on how to transcribe the language. The orthography presented in the Catholicon was largely similar to that of French, in particular with respect to the representation of vowels, as well as the use of both the Latinate digraph —a remnant of the sound change > in Latin—and Brittonic or to represent before front vowels.
As phonetic and phonological differences between the dialects began to magnify, many regions, particularly the Vannes country, began to devise their own orthographies. Many of these orthographies were more closely related to the French model, albeit with some modifications. Examples of these modifications include the replacement of Old Breton - with - to denote word-final (an evolution of Old Breton in the Vannes dialect) and use of - to denote the initial mutation of (today this mutation is written ). and thus needed another transcription.
In the 1830s Jean-François Le Gonidec created a modern phonetic system for the language.
During the early years of the 20th century, a group of writers known as elaborated and reformed Le Gonidec's system. They made it more suitable as a super-dialectal representation of the dialects of Cornouaille, Leon and Trégor (known as from , and in Breton). This KLT orthography was established in 1911. At the same time writers of the more divergent Vannetais dialect developed a phonetic system also based on that of Le Gonidec.
Following proposals made during the 1920s, the KLT and Vannetais orthographies were merged in 1941 to create an orthographic system to represent all four dialects. This ("wholly unified") orthography was significant for the inclusion of the digraph , which represents a in Vannetais and corresponds to a in the KLT dialects.
In 1955 François Falcʼhun and the group Emgleo Breiz proposed a new orthography. It was designed to use a set of graphemes closer to the conventions of French. This ("University Orthography", known in Breton as ) was given official recognition by the French authorities as the "official orthography of Breton in French education." It was opposed in the region and today is used only by the magazine and the publishing house Emgléo Breiz.
In the 1970s, a new standard orthography was devised — the or . This system is based on the derivation of the words.
Today the majority of writers continue to use the Peurunvan orthography, and it is the version taught in most Breton-language schools.
Alphabet
Breton is written in the Latin script. Peurunvan, the most commonly used orthography, consists of the following letters:
a, b, ch, cʼh, d, e, f, g, h, i, j, k, l, m, n, o, p, r, s, t, u, v, w, y, z
The circumflex, grave accent, trema and tilde appear on some letters. These diacritics are used in the following way:
â, ê, î, ô, û, ù, ü, ñ
Differences between and
Both orthographies use the above alphabet, although is used only in .
Differences between the two systems are particularly noticeable in word endings. In Peurunvan, final obstruents, which are devoiced in absolute final position and voiced in sandhi before voiced sounds, are represented by a grapheme that indicates a voiceless sound. In OU they are written as voiced but represented as voiceless before suffixes: "big", "bigger".
In addition, Peurunvan maintains the KLT convention, which distinguishes noun/adjective pairs by nouns written with a final voiced consonant and adjectives with a voiceless one. No distinction is made in pronunciation, e.g. "Breton language" vs. "Breton (adj)".
Pronunciation of the Breton alphabet
Notes:
Vocative particle: "O Brittany".
Word-initially.
Word-finally.
Unwritten lenition of and spirantization of > .
Unstressed represent in Leoneg but in the other dialects. The realisations appear mainly before (also less often before ), semivowels , consonant clusters beginning with or . Stressed long represent .
In Gwenedeg velars are palatalized before and , i.e. , , , , , , represent . In the case of word-final and palatalization to also occurs after .
Before a vowel other than the digraph is written instead of , e.g. "to drive", radical , 1PS preterite , 3PS preterite .
Silent in words such as , , , , , and . Always silent in Gwenedeg and Leoneg.
is realized as when it precedes or follows a vowel (or when between vowels), but in words such as , , it represents (in orthography may be used: , , ).
represents when it follows a vowel, after a consonant it represents . But before a vowel other than , is written instead of , e.g. "to follow", radical , 1PS preterite , 3PS preterite . In some regions may be heard instead of .
Word-finally after a cluster of unvoiced consonants.
In front of .
The digraph is realized like when preceded or followed by a vowel (or when between vowels), but in words such as , , it represents .
The digraph represents plural endings. Its pronunciation varies by dialect: rating geographically from Northwest Leon to Southeast Gwened.
usually represents , but word-finally (except in word-final ) it represents in KLT, in Gwenedeg and in Goëlo. The pronunciation is retained word-finally in verbs. In words , , , , , it represents in KLT, in Gwenedeg and in Goëlo. Word-finally following it represents .
But silent in words such as , , , , , , , , , , ', , , , , , , , , , , , , , , , , , , . is generally silent in Kerneweg, Tregerieg and Gwenedeg, but in Leoneg is always pronounced.
Used to distinguish words such as "river", "heir", "town" (also written ) from "sense", "bold", "dear".
Used to distinguish "circuit/tour" from "foot".
In northern dialects (mainly in Leoneg), there is a tendency to voice between vowels. also appears as the lenition of and mixed mutation of .
The lenition of and the spirantization of are both represented by is mainly pronounced although in certain regions (especially for the spirantization of in Cornouaille) and (in some Haut-Vannetais varieties) also occur.
The pronunciation of varies by dialect, nowadays uvular (or ) is standard; occurs in Leoneg, or in Tregerieg, and in Gwenedeg.
In Gwenedeg an unstressed often represents .
Lenited varieties of may appear word-initially in case of soft mutation.
In Leoneg in front of a nasal.
In Leoneg represents before .
In Leoneg represents or before .
In Leoneg represents .
Before a vowel.
Forms of the indefinite article.
A conservative realisation of the initial mutation of and , used in certain parts of the Vannes country.
Sample texts
Article 1 of the Universal Declaration of Human Rights
Lord's Prayer
Hon Tad,
cʼhwi hag a zo en Neñv,
ra vo santelaet hocʼh anv.
Ra zeuio ho Rouantelezh.
Ra vo graet ho youl war an douar evel en neñv.
Roit dimp hiziv bara hor bevañs.
Distaolit dimp hon dleoù
evel m'hor bo ivez distaolet d'hon dleourion.
Ha n'hon lezit ket da vont gant an temptadur,
met hon dieubit eus an Droug.
Words and phrases in Breton
Visitors to Brittany may encounter words and phrases (especially on signs and posters) such as the following:
Language comparison
Borrowing from Breton by other languages
The English words and have been borrowed from French, which took them from Breton. However, this is uncertain: for instance, is or ("long stone"), ("straight stone") (two words: noun + adjective) in Breton. Dolmen is a misconstructed word (it should be ). Some studies state that these words were borrowed from Cornish. can be directly translated from Welsh as "long stone" (which is exactly what a or is). The Cornish surnames Mennear, Minear and Manhire all derive from the Cornish ("long stone"), as does "settlement by the long stone".
The French word ("to jabber in a foreign language") is derived from Breton ("bread") and ("wine"). The French word ("large seagull") is derived from Breton , which shares the same root as English "gull" (Welsh , Cornish ).
See also
Armoricani
Gaelic revival, Irish language revival
Julian Maunoir, 17th-century Breton language orthographer
List of Celtic-language media
an association promoting the language
References
Notes
Further reading
Overviews
Historical development
Hemon, Roparz. A Historical Morphology and Syntax of Breton. Dublin: Dublin Institute for Advanced Studies, 1975.
Grammars and handbooks
Favereau, Francis. Grammaire du breton contemporain. Morlaix: Skol Vreizh, 1997.
Hemon, Roparz. Breton Grammar, 3rd edn. Trans. & rev'd by Michael Everson. Westport: Evertype, 2011.
McKenna, Malachy. A handbook of modern spoken Breton. Tübingen: Max Niemeyer, 1988 (repr. 2015).
(repr. 2011).
Press, Ian & Hervé Le Bihan. Colloquial Breton: the complete course for beginners. London: Routledge, 2004 (repr. 2007, 2015).
External links
Ofis Publik ar Brezhoneg official website.
, the public Breton TV channel.
: an essay about the situation of the Breton language.
: news in Breton.
: Brittany information, articles about Breton.
.
.
Dictionaries
English online dictionary and grammar for Breton
A multilingual dictionary containing many Breton words alongside those of other languages
Learning
Breton site including online lessons
Audio CD, workbooks, software in English to learn Breton
Breton site with learners' forum and lessons (mostly in French with some English)
Jouitteau, M. Grammaire du breton, (extensive Breton grammar in French, with glossed examples and typological comparisons), IKER, CNRS, 2009 > 2017].
Bible
Ar Bibl Santel (Jenkins) 1897 (JEN1897). History of Bible translation in Breton and Breton Bible
Languages attested from the 9th century
Southwestern Brittonic languages
History of Brittany
Endangered Celtic languages
Languages of France
Verb–subject–object languages
Severely endangered languages |
4649 | https://en.wikipedia.org/wiki/Billy%20Crystal | Billy Crystal | William Edward Crystal (born March 14, 1948) is an American actor, comedian, and filmmaker. Crystal is known as a standup comedian, and for his film and stage roles. Crystal has received numerous accolades, including six Primetime Emmy Awards and a Tony Award as well as nominations for three Grammy Awards and three Golden Globe Awards. He was honored with a star on the Hollywood Walk of Fame in 1991, the Mark Twain Prize for American Humor in 2007, the Critics' Choice Lifetime Achievement Award in 2022 and the Kennedy Center Honors in 2023.
He gained prominence for television roles as Jodie Dallas on the ABC sitcom Soap from 1977 to 1981 and as a cast member and frequent host of Saturday Night Live from 1984 to 1985. Crystal then became known for his leading roles in films such as Running Scared (1986), The Princess Bride (1987), Throw Momma from the Train (1987), Memories of Me (1988), When Harry Met Sally... (1989), City Slickers (1991), Mr. Saturday Night (1992), Hamlet (1996), Deconstructing Harry (1997), Analyze This (1999), and Parental Guidance (2012). He provided the voice of Mike Wazowski in the Pixar animated Monsters, Inc. franchise. He has hosted the Academy Awards nine times, beginning in 1990 and most recently in 2012.
He made his Broadway debut in his one man show 700 Sundays in 2004 for which he won the Tony Award for Best Special Theatrical Event. He returned to the show again in 2014 which was filmed by HBO and received a Primetime Emmy Award for Outstanding Variety Special nomination. He wrote and starred in the Broadway musical Mr. Saturday Night based on his film in 2022 for which he received two Tony Award nominations for Best Actor in a Musical and Best Book of a Musical. He wrote his memoir Still Foolin' Em in 2013.
Early life and education
William Edward Crystal was born at Doctors Hospital on the Upper East Side of Manhattan, and initially raised in the Bronx. As a toddler, he moved with his family to 549 East Park Avenue in Long Beach, New York, on Long Island. He and his older brothers Joel, who later became an art teacher, and Richard, nicknamed Rip, were the sons of Helen (née Gabler), a housewife, and Jack Crystal, who owned and operated the Commodore Music Store, founded by Crystal's grandfather, Julius Gabler. Crystal's father was also a jazz promoter, a producer, and an executive for an affiliated jazz record label, Commodore Records, founded by Crystal's uncle, musician and songwriter Milt Gabler. Crystal is Jewish (his family emigrated from Austria, Russia, and Lithuania), and he grew up attending Temple Emanu-El (Long Beach, New York) where he had his bar mitzvah. The three young brothers would entertain by reprising comedy routines from the likes of Bob Newhart, Rich Little and Sid Caesar records their father would bring home. Jazz artists such as Arvell Shaw, Pee Wee Russell, Eddie Condon, and Billie Holiday were often guests in the home. With the decline of Dixieland jazz and the rise of discount record stores, in 1963, Crystal's father lost his business and died later that year at the age of 54 after having a heart attack. His mother died in 2001.
After graduating from Long Beach High School in 1965, Crystal attended Marshall University in Huntington, West Virginia, on a baseball scholarship, having learned the game from his father, who pitched for St. John's University. Crystal never played baseball at Marshall because the program was suspended during his first year. He did not return to Marshall as a sophomore, instead deciding to stay in New York to be close to his future wife. He studied acting at HB Studio. He attended Nassau Community College with her and later transferred to New York University, where he was a film and television directing major. He graduated from NYU in 1970 with a BFA from its then School of Fine Arts. One of his instructors was Martin Scorsese, while Oliver Stone and Christopher Guest were among his classmates.
Career
Television
Crystal returned to New York City. For four years, he was part of a comedy trio with two friends. They played colleges and coffee houses and Crystal worked as a substitute teacher on Long Island. He later became a solo act and performed regularly at The Improv and Catch a Rising Star. In 1976, Crystal appeared on an episode of All in the Family. He was on the dais for the Dean Martin celebrity roast of Muhammad Ali on February 19, 1976, where he did impressions of both Ali and sportscaster Howard Cosell. He was scheduled to appear on the first episode of NBC Saturday Night on October 11, 1975 (The show was later renamed Saturday Night Live on March 26, 1977), but his sketch was cut. He did perform on episode 17 of that first season, doing a monologue of an old jazz man capped by the line "Can you dig it? I knew that you could." Host Ron Nessen introduced him as "Bill Crystal". He made a guest appearance on "The Love Boat" Season 2 Episode 5, which aired on 10/20/1978. Crystal also made game show appearances such as The Hollywood Squares, All Star Secrets and The $20,000 Pyramid. To this day, he holds the Pyramid franchise's record for getting his contestant partner to the top of the pyramid in the winner's circle in the fastest time: 26 seconds.
Crystal's earliest prominent role was as Jodie Dallas on Soap, one of the first unambiguously gay characters in the cast of an American television series. He continued in the role during the series's entire 1977–1981 run.
In 1982, Billy Crystal hosted his own variety show, The Billy Crystal Comedy Hour on NBC. When Crystal arrived to shoot the fifth episode, he learned it had been canceled after only the first two aired. After hosting Saturday Night Live twice, on March 17, 1984, and the show's ninth season finale on May 5, he joined the regular cast for the 1984–85 season. His most famous recurring sketch was his parody of Fernando Lamas, a smarmy talk-show host whose catchphrase, "You look... mahvelous!", became a media sensation. Also in the 1980s, Crystal starred in an episode of Shelley Duvall's Faerie Tale Theatre as the smartest of the three little pigs.
In 1991, Crystal created and produced the HBO six-part comedy miniseries Sessions starring Michael McKean and Elliott Gould. The Los Angeles Times praised the project describing it as "swankily written, elegantly staged and perfectly cast". In 1996, Crystal was the guest star of the third episode of Muppets Tonight and hosted three Grammy Awards Telecasts: the 29th Grammys; the 30th Grammys; and the 31st Grammys. Crystal was a guest on the first and the last episode of The Tonight Show with Jay Leno, which concluded February 6, 2014, after 22 seasons on the air.
He directed the made-for-television movie 61* (2001) based on Roger Maris's and Mickey Mantle's race to break Babe Ruth's single-season home run record in 1961. This earned Crystal an Primetime Emmy Award nomination for Outstanding Directing for a Miniseries, Movie or a Special.
In 2015, Crystal co-starred alongside Josh Gad on the FX comedy series The Comedians, which ran for just one season before being canceled. His series received mixed reviews with many critics noting the chemistry developed further as the series went on. The series was compared to backstage shows such as The Larry Sanders Show and 30 Rock. Kate Kulzick of The A.V. Club wrote "The odd-couple pairing of Crystal and Gad works well, with their generational divide providing many of the show's early highlights...The friendly rapport that develops between the fictionalized Billy and Josh allows them to relax a bit and get to know each other better".
Film career
Crystal's first film role was in Joan Rivers' 1978 film Rabbit Test, the story of the "world's first pregnant man." Crystal appeared briefly in the Rob Reiner "rockumentary" This Is Spinal Tap (1984) as Morty The Mime, a waiter dressed as a mime at one of Spinal Tap's parties. He shared the scene with a then-unknown, non-speaking Dana Carvey, stating famously that "Mime is money." He later starred in the action comedy Running Scared (1986) opposite Gregory Hines.
He reunited with director Rob Reiner in The Princess Bride (1987), in a comedic supporting role as "Miracle Max". Reiner got Crystal to accept the part by saying, "How would you like to play Mel Brooks?" Reiner also allowed Crystal to ad-lib, and his parting shot, "Have fun storming the castle!" is a frequently quoted line. Critic Roger Ebert described Crystal as a highlight of the film writing "the funniest sequences in the film stars Billy Crystal and Carol Kane, both unrecogizable behind makeup, as an ancient wizard and crone who specialize in bringing the dead back to life".
Reiner directed Crystal for a third time in the romantic comedy When Harry Met Sally... (1989). Crystal starred alongside Meg Ryan, Bruno Kirby and Carrie Fisher in a script written by Nora Ephron. The Hollywood Reporter praised the film and Crystal's performance writing, "Crystal's lustrous, deeply-shaded performance is certain to win him legions of new fans; indeed, his prowess as a comic reaches its deepest human dimension here." Crystal was nominated for the Golden Globe Award for Best Actor – Motion Picture Musical or Comedy losing to Morgan Freeman in Driving Miss Daisy (1989). The film has since become an iconic classic for the genre and is Crystal's most celebrated film. In 2019 the BBC named the film the greatest romantic comedy of all time.
Crystal then starred in the award-winning buddy comedy City Slickers (1991), which proved very successful both commercially and critically and for which Crystal was nominated for his second Golden Globe. The film was followed by a sequel, which was less successful. The name of his company is Face Productions. Entertainment Weekly praised Crystal's performance writing, "It's also the first movie ever to do the talented Billy Crystal justice...he's far more pleasureful to watch in this sort of dramatic-comedy role than, say, Robin Williams, because his comfy, urban-shlemiel personality helps ground the jokes". Following the significant success of these films, Crystal wrote, directed, and starred in Mr. Saturday Night (1992) and Forget Paris (1995). In the former, Crystal played a serious role in aging makeup, as an egotistical comedian who reflects back on his career.
Crystal later films include a supporting roles in Kenneth Branagh's William Shakespeare epic Hamlet (1996), and Woody Allen's critically acclaimed comedy ensemble film Deconstructing Harry (1997). Crystal had starred opposite Robin Williams in Father's Day (1997) and had success alongside Robert De Niro in Harold Ramis' mobster comedy Analyze This (1999). More recent performances include roles in America's Sweethearts (2001), the sequel Analyze That (2002), and Parental Guidance (2012).
In 1992, he narrated Dr. Seuss Video Classics: Horton Hatches the Egg. Crystal was originally asked to voice Buzz Lightyear in Toy Story (1995) but turned it down, a decision he later regretted due to the popularity of the series. Crystal later went on to provide the voice of Mike Wazowski in the blockbuster Pixar film Monsters, Inc. (2001), Cars (2006), during the epilogue in the end credits, and to reprise his voice role in the prequel, Monsters University (2013). Crystal also provided the voice of Calcifer in the English version of Hayao Miyazaki's Howl's Moving Castle (2004).
Albums and music career
Due to the success of Crystal's standup and SNL career, in 1985, he released an album of his stand-up material titled Mahvelous!. The title track You Look Marvelous, written by Crystal and Paul Shaffer, had an accompanying music video that debuted on MTV. Both the song and video features Crystal in character as his SNL persona of talk show host Fernando Lamas. The video features Lamas cruising around in what was at the time the world's longest stretch limousine, built by custom-coach designer and builder Vini Bergeman, surrounded by models in bikinis. The single peaked at No. 58 on the Billboard Hot 100 in the US, and No. 17 in Canada. The album was nominated for a Grammy Award for Best Comedy Recording at the 1986 Grammy Awards.
In 2013, Crystal released his autobiographical memoir Still Foolin' Em. The audiobook version was nominated for a Grammy Award for Best Spoken Word Album at the 2014 Grammy Awards.
Academy Awards host
Crystal hosted the Academy Awards broadcast a total of 9 times, from 1990, 1991, 1992, 1993, 1997, 1998, 2000, 2004 and 2012. His hosting was critically praised, resulting in two Primetime Emmy Award wins for hosting and writing the 63rd Academy Awards and an Emmy win for writing the 64th Academy Awards. He returned as the host for the 2012 Oscar ceremony, after Eddie Murphy resigned from hosting. His nine times is second only to Bob Hope's 19 in most ceremonies hosted. At the 83rd Academy Awards ceremony in 2011, he appeared as a presenter for a digitally inserted Bob Hope and before doing so was given a standing ovation. Film critic Roger Ebert said when Crystal came onstage about two hours into the show, he got the first laughs of the broadcast. Crystal's hosting gigs have regularly included an introductory video segment in which he comedically inserts himself into scenes of that year's nominees in addition to a song following his opening monologue.
Broadway
Crystal won the 2005 Tony Award for Best Special Theatrical Event for 700 Sundays, a two-act, one-man play, which he conceived and wrote about his parents and his childhood growing up on Long Island. He toured throughout the US with the show in 2006 and then Australia in 2007.
Following the initial success of the play, Crystal wrote the book 700 Sundays for Warner Books, which was published on October 31, 2005. In conjunction with the book and the play that also paid tribute to his uncle, Milt Gabler, Crystal produced two CD compilations: Billy Crystal Presents: The Milt Gabler Story, which featured his uncle's most influential recordings from Billie Holiday's "Strange Fruit" to "Rock Around the Clock" by Bill Haley & His Comets; and Billy Remembers Billie featuring Crystal's favorite Holiday recordings.
In the fall of 2013, he brought the show back to Broadway for a two-month run at the Imperial Theatre. HBO filmed the January 3–4, 2014 performances for a special, which debuted on their network on April 19, 2014 entitled Billy Crystal: 700 Sundays. The televised special received three Primetime Emmy Award nominations including Outstanding Variety Special, and Outstanding Writing for a Variety Special.
In 2022, Crystal adapted his 1992 movie Mr. Saturday Night into a Broadway musical with the same name. Crystal stars in the musical reprising his role from the film alongside David Paymer. The production began previews on Broadway at the Nederlander Theatre on March 29, 2022, prior to officially opening on April 27. Crystal earned the Drama League Award for Contribution to the Theater Award for "his extraordinary work on stages across the country and commitment to mentorship in the field". Crystal performed a number with the ensemble from his musical at the 75th Tony Awards. He also performed what he described as Yiddish scat singing. He went into the crowd teaching Lin-Manuel Miranda and Samuel L. Jackson as well as the rest of the audience. The New York Times praised Crystal on his bit, describing it as a highlight of the telecast writing, "one of the few moments that broke through...is when [Crystal] brought it out into the audience, and threw it up to the balcony, he showed how precision delivery and command of a room can make even the oldest, silliest material impossibly compelling."
Other appearances
In 2014, Crystal paid tribute to his close friend Robin Williams at the 66th Primetime Emmy Awards. In his tribute he talked about their friendship, saying, "As genius as he was on stage, he was the greatest friend you could ever imagine. Supportive. Protective. Loving. It's very hard to talk about him in the past because he was so present in all of our lives. For almost 40 years, he was the brightest star in the comedy galaxy…[His] beautiful light will continue to shine on us forever. And the glow will be so bright, it'll warm your heart. It'll make your eyes glisten. And you'll think to yourselves: Robin Williams. What a concept." Crystal stated that paying tribute to Williams so publicly and so soon after Williams had died was one of "the hardest things I've had to do" and that "I was really worried that I wasn't going to get through it." Crystal soon after appeared on The View where he and Whoopi Goldberg shared stories about Williams, reminiscing about their friendship, and their collaborations together on Comic Relief.
In 2016, Crystal gave one of the eulogies for Muhammad Ali at his funeral. In his remembrance of Ali, Crystal talked about his admiration for Ali as a boxer, and humanitarian. He also shared stories of their unlikely friendship after Crystal did a series of impersonations of him. Crystal stated of Ali's legacy, "Only once in a thousand years or so, do we get to hear a Mozart, or see a Picasso, or read a Shakespeare. Ali was one of them. And yet, at his heart, he was still a kid from Louisville who ran with the gods and walked with the crippled and smiled at the foolishness of it all."
In the fall of 2021, Crystal reprised the role of Buddy Young Jr., in a theatrical musical staging of Mr. Saturday Night at the Barrington Stage Company in Pittsfield, MA.
Discography
Albums
Mahvelous!, (A&M Records, 1985) [#65 US]
Singles
"You Look Marvelous", (A&M Records, 1985) [#58 US]
"I Hate When That Happens", (A&M Records, 1985)
"The Christmas Song", (A&M Records, 1985)
Bibliography
Awards and nominations
Crystal has received numerous accolades including six Primetime Emmy Awards for Outstanding Individual Performance in a Variety or Music Program as the host of the 31st Annual Grammy Awards (1989), 63rd Academy Awards (1991), and 70th Academy Awards (1998) and the Outstanding Writing for a Variety Series for writing his comedy special Midnight Train to Moscow (1990), and the 63rd Academy Awards and 64th Academy Awards (1992). For his Broadway debut, his one man show 700 Sundays (2005), he won the Tony Award for Best Special Theatrical Event, and the Drama Desk Award. He received further Tony nominations for Best Actor in a Musical and Best Book of a Musical for Mr. Saturday Night (2022).
He received nominations for three Grammy Awards for Best Comedy Album for You Look Marvelous (1986), Best Spoken Word Album for Still Foolin' Em (2014), and Best Musical Theatre Album for Mr. Saturday Night (2023). He also received three Golden Globe Award nominations for Best Actor in a Motion Picture Musical or Comedy for his performances in the romantic comedy When Harry Met Sally... (1989), the western comedy City Slickers (1991), and Crystal's directorial debut Mr. Saturday Night (1992).
He has also received numerous honors including a star on the Hollywood Walk of Fame in 1991, and was awarded with the Mark Twain Prize for American Humor in 2007 where he was honored by Robin Williams, Whoopi Goldberg, Robert De Niro, Martin Short, and Rob Reiner at the John F. Kennedy Center for Performing Arts in Washington D.C. He was made one of the Disney Legends in 2013 and also received the Critics' Choice Lifetime Achievement Award in 2022 and the Kennedy Center Honors in 2023.
Personal life
On June 4, 1970, Crystal married his high school sweetheart, Janice Goldfinger. Crystal has long credited his parents, "who always looked like they loved being together," with setting an example for his own marriage. They have two daughters: actress Jennifer and Lindsay, a producer, and are grandparents. They live in the Pacific Palisades neighborhood of Los Angeles, California.
Crystal received an honorary Doctor of Fine Arts degree from New York University in 2016 and spoke at the commencement at Yankee Stadium.
Philanthropy
In 1986, Crystal started hosting Comic Relief on HBO with Robin Williams and Whoopi Goldberg. Founded by Bob Zmuda, Comic Relief raises money for homeless people in the United States.
On September 6, 2005, on The Tonight Show with Jay Leno, Crystal and Jay Leno were the first celebrities to sign a Harley-Davidson motorcycle to be auctioned off for Gulf Coast relief.
Crystal has participated in the Simon Wiesenthal Center Museum of Tolerance in Los Angeles. Crystal's personal history is featured in the "Finding Our Families, Finding Ourselves" exhibit in the genealogy wing of the museum.
Sports
On March 12, 2008, Crystal signed a one-day minor league contract to play with the New York Yankees, and was invited to the team's major league spring training. He wore uniform number 60 in honor of his upcoming 60th birthday. On March 13, in a spring training game against the Pittsburgh Pirates, Crystal led off as the designated hitter. He managed to make contact, fouling a fastball up the first base line, but was eventually struck out by Pirates pitcher Paul Maholm on six pitches and was later replaced in the batting order by Johnny Damon. He was released on March 14, his 60th birthday.
Crystal's boyhood idol was Yankee Hall of Fame legend Mickey Mantle, who had signed a program for him when Crystal attended a game where Mantle had hit a home run. Years later on The Dinah Shore Show, in one of his first television appearances, Crystal met Mantle in person and had Mantle re-sign the same program. Crystal would be good friends with Mantle until Mantle's death in 1995. He and Bob Costas together wrote the eulogy Costas read at Mantle's funeral, and George Steinbrenner then invited Crystal to emcee the unveiling of Mantle's monument at Yankee Stadium. In his 2013 memoir Still Foolin' 'Em, Crystal claimed that after the ceremony, near the Yankees clubhouse, he was punched in the stomach by Joe DiMaggio, who was angry at Crystal for not having introduced him to the crowd as the "Greatest living player".
Crystal also was well known for his impressions of Yankees Hall of Famer turned broadcaster Phil Rizzuto. Rizzuto, known for his quirks calling games, did not travel to Anaheim, California in 1996 to call the game for WPIX. Instead, Crystal joined the broadcasters in the booth and pretended to be Rizzuto for a few minutes during the August 31 game.
Although a lifelong Yankees fan, he is a part-owner of the Arizona Diamondbacks, even earning a World Series ring in 2001 when the Diamondbacks beat his beloved Yankees.
In City Slickers, Crystal wore a New York Mets baseball cap. In the 1986 film Running Scared, his character is an avid Chicago Cubs fan, wearing a Cubs' jersey in several scenes. In the 2012 film Parental Guidance, his character is the announcer for the Fresno Grizzlies, a Minor League Baseball team, who aspires to announce for their Major League affiliate, the San Francisco Giants.
Crystal appeared in Ken Burns's 1994 documentary Baseball, telling personal stories about his life-long love of baseball, including meeting Casey Stengel as a child and Ted Williams as an adult.
Crystal is also a longtime Los Angeles Clippers fan and season ticket holder.
References
External links
Website for Billy Crystal's book Still Foolin' 'Em
1948 births
Living people
20th-century American comedians
20th-century American Jews
20th-century American male actors
20th-century American male writers
20th-century American screenwriters
21st-century American comedians
21st-century American Jews
21st-century American male actors
21st-century American male writers
21st-century American screenwriters
American comedy musicians
American film directors
American film producers
American impressionists (entertainers)
American male comedians
American male film actors
American male musical theatre actors
American male screenwriters
American male singers
American male stage actors
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American male television writers
American male voice actors
American people of Austrian-Jewish descent
American people of Lithuanian-Jewish descent
American people of Russian-Jewish descent
American sketch comedians
American stand-up comedians
American television directors
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American television writers
Arizona Diamondbacks owners
Audiobook narrators
Comedians from New York (state)
Comedy film directors
Film directors from New York City
Film producers from New York (state)
Jewish American comedians
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Long Beach High School (New York) alumni
Mark Twain Prize recipients
Marshall Thundering Herd baseball players
Marshall University alumni
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People from Long Beach, New York
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Primetime Emmy Award winners
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Tony Award winners |
4650 | https://en.wikipedia.org/wiki/Black%20hole | Black hole | A black hole is a region of spacetime where gravity is so strong that nothing, including light and other electromagnetic waves, has enough energy to escape it. The theory of general relativity predicts that a sufficiently compact mass can deform spacetime to form a black hole. The boundary of no escape is called the event horizon. Although it has a great effect on the fate and circumstances of an object crossing it, it has no locally detectable features according to general relativity. In many ways, a black hole acts like an ideal black body, as it reflects no light. Moreover, quantum field theory in curved spacetime predicts that event horizons emit Hawking radiation, with the same spectrum as a black body of a temperature inversely proportional to its mass. This temperature is of the order of billionths of a kelvin for stellar black holes, making it essentially impossible to observe directly.
Objects whose gravitational fields are too strong for light to escape were first considered in the 18th century by John Michell and Pierre-Simon Laplace. In 1916, Karl Schwarzschild found the first modern solution of general relativity that would characterize a black hole. David Finkelstein, in 1958, first published the interpretation of "black hole" as a region of space from which nothing can escape. Black holes were long considered a mathematical curiosity; it was not until the 1960s that theoretical work showed they were a generic prediction of general relativity. The discovery of neutron stars by Jocelyn Bell Burnell in 1967 sparked interest in gravitationally collapsed compact objects as a possible astrophysical reality. The first black hole known was Cygnus X-1, identified by several researchers independently in 1971.
Black holes of stellar mass form when massive stars collapse at the end of their life cycle. After a black hole has formed, it can grow by absorbing mass from its surroundings. Supermassive black holes of millions of solar masses () may form by absorbing other stars and merging with other black holes. There is consensus that supermassive black holes exist in the centres of most galaxies.
The presence of a black hole can be inferred through its interaction with other matter and with electromagnetic radiation such as visible light. Any matter that falls onto a black hole can form an external accretion disk heated by friction, forming quasars, some of the brightest objects in the universe. Stars passing too close to a supermassive black hole can be shredded into streamers that shine very brightly before being "swallowed." If other stars are orbiting a black hole, their orbits can be used to determine the black hole's mass and location. Such observations can be used to exclude possible alternatives such as neutron stars. In this way, astronomers have identified numerous stellar black hole candidates in binary systems and established that the radio source known as Sagittarius A*, at the core of the Milky Way galaxy, contains a supermassive black hole of about 4.3 million solar masses.
History
The idea of a body so big that even light could not escape was briefly proposed by English astronomical pioneer and clergyman John Michell in a letter published in November 1784. Michell's simplistic calculations assumed such a body might have the same density as the Sun, and concluded that one would form when a star's diameter exceeds the Sun's by a factor of 500, and its surface escape velocity exceeds the usual speed of light. Michell referred to these bodies as dark stars. He correctly noted that such supermassive but non-radiating bodies might be detectable through their gravitational effects on nearby visible bodies. Scholars of the time were initially excited by the proposal that giant but invisible 'dark stars' might be hiding in plain view, but enthusiasm dampened when the wavelike nature of light became apparent in the early nineteenth century, as if light were a wave rather than a particle, it was unclear what, if any, influence gravity would have on escaping light waves.
Modern physics discredits Michell's notion of a light ray shooting directly from the surface of a supermassive star, being slowed down by the star's gravity, stopping, and then free-falling back to the star's surface.
General relativity
In 1915, Albert Einstein developed his theory of general relativity, having earlier shown that gravity does influence light's motion. Only a few months later, Karl Schwarzschild found a solution to the Einstein field equations that describes the gravitational field of a point mass and a spherical mass. A few months after Schwarzschild, Johannes Droste, a student of Hendrik Lorentz, independently gave the same solution for the point mass and wrote more extensively about its properties. This solution had a peculiar behaviour at what is now called the Schwarzschild radius, where it became singular, meaning that some of the terms in the Einstein equations became infinite. The nature of this surface was not quite understood at the time.
In 1924, Arthur Eddington showed that the singularity disappeared after a change of coordinates, although it took until 1933 for Georges Lemaître to realize that this meant the singularity at the Schwarzschild radius was a non-physical coordinate singularity. Arthur Eddington did however comment on the possibility of a star with mass compressed to the Schwarzschild radius in a 1926 book, noting that Einstein's theory allows us to rule out overly large densities for visible stars like Betelgeuse because "a star of 250 million km radius could not possibly have so high a density as the Sun. Firstly, the force of gravitation would be so great that light would be unable to escape from it, the rays falling back to the star like a stone to the earth. Secondly, the red shift of the spectral lines would be so great that the spectrum would be shifted out of existence. Thirdly, the mass would produce so much curvature of the spacetime metric that space would close up around the star, leaving us outside (i.e., nowhere)."
In 1931, Subrahmanyan Chandrasekhar calculated, using special relativity, that a non-rotating body of electron-degenerate matter above a certain limiting mass (now called the Chandrasekhar limit at ) has no stable solutions. His arguments were opposed by many of his contemporaries like Eddington and Lev Landau, who argued that some yet unknown mechanism would stop the collapse. They were partly correct: a white dwarf slightly more massive than the Chandrasekhar limit will collapse into a neutron star, which is itself stable. But in 1939, Robert Oppenheimer and others predicted that neutron stars above another limit (the Tolman–Oppenheimer–Volkoff limit) would collapse further for the reasons presented by Chandrasekhar, and concluded that no law of physics was likely to intervene and stop at least some stars from collapsing to black holes. Their original calculations, based on the Pauli exclusion principle, gave it as ; subsequent consideration of neutron-neutron repulsion mediated by the strong force raised the estimate to approximately to . Observations of the neutron star merger GW170817, which is thought to have generated a black hole shortly afterward, have refined the TOV limit estimate to ~. Oppenheimer and his co-authors interpreted the singularity at the boundary of the Schwarzschild radius as indicating that this was the boundary of a bubble in which time stopped. This is a valid point of view for external observers, but not for infalling observers. Because of this property, the collapsed stars were called "frozen stars", because an outside observer would see the surface of the star frozen in time at the instant where its collapse takes it to the Schwarzschild radius.
Also in 1939, Einstein would attempt to prove that black holes were impossible in his publication "On a Stationary System with Spherical Symmetry Consisting of Many Gravitating Masses", using his theory of general relativity to defend his argument. Months later, Oppenheimer and his student Hartland Snyder would provide the Oppenheimer–Snyder model in their paper "On Continued Gravitational Contraction", which predicted the existence of black holes. In the paper, which made no reference to Einstein's recent publication, Oppenheimer and Snyder used Einstein's own theory of general relativity to show the conditions on how a black hole could develop for the first time in contemporary physics .
Golden age
In 1958, David Finkelstein identified the Schwarzschild surface as an event horizon, "a perfect unidirectional membrane: causal influences can cross it in only one direction". This did not strictly contradict Oppenheimer's results, but extended them to include the point of view of infalling observers. Finkelstein's solution extended the Schwarzschild solution for the future of observers falling into a black hole. A complete extension had already been found by Martin Kruskal, who was urged to publish it.
These results came at the beginning of the golden age of general relativity, which was marked by general relativity and black holes becoming mainstream subjects of research. This process was helped by the discovery of pulsars by Jocelyn Bell Burnell in 1967, which, by 1969, were shown to be rapidly rotating neutron stars. Until that time, neutron stars, like black holes, were regarded as just theoretical curiosities; but the discovery of pulsars showed their physical relevance and spurred a further interest in all types of compact objects that might be formed by gravitational collapse.
In this period more general black hole solutions were found. In 1963, Roy Kerr found the exact solution for a rotating black hole. Two years later, Ezra Newman found the axisymmetric solution for a black hole that is both rotating and electrically charged. Through the work of Werner Israel, Brandon Carter, and David Robinson the no-hair theorem emerged, stating that a stationary black hole solution is completely described by the three parameters of the Kerr–Newman metric: mass, angular momentum, and electric charge.
At first, it was suspected that the strange features of the black hole solutions were pathological artifacts from the symmetry conditions imposed, and that the singularities would not appear in generic situations. This view was held in particular by Vladimir Belinsky, Isaak Khalatnikov, and Evgeny Lifshitz, who tried to prove that no singularities appear in generic solutions. However, in the late 1960s Roger Penrose and Stephen Hawking used global techniques to prove that singularities appear generically. For this work, Penrose received half of the 2020 Nobel Prize in Physics, Hawking having died in 2018. Based on observations in Greenwich and Toronto in the early 1970s, Cygnus X-1, a galactic X-ray source discovered in 1964, became the first astronomical object commonly accepted to be a black hole.
Work by James Bardeen, Jacob Bekenstein, Carter, and Hawking in the early 1970s led to the formulation of black hole thermodynamics. These laws describe the behaviour of a black hole in close analogy to the laws of thermodynamics by relating mass to energy, area to entropy, and surface gravity to temperature. The analogy was completed when Hawking, in 1974, showed that quantum field theory implies that black holes should radiate like a black body with a temperature proportional to the surface gravity of the black hole, predicting the effect now known as Hawking radiation.
Observation
On 11 February 2016, the LIGO Scientific Collaboration and the Virgo collaboration announced the first direct detection of gravitational waves, representing the first observation of a black hole merger. On 10 April 2019, the first direct image of a black hole and its vicinity was published, following observations made by the Event Horizon Telescope (EHT) in 2017 of the supermassive black hole in Messier 87's galactic centre. , the nearest known body thought to be a black hole, Gaia BH1, is around away. Though only a couple dozen black holes have been found so far in the Milky Way, there are thought to be hundreds of millions, most of which are solitary and do not cause emission of radiation. Therefore, they would only be detectable by gravitational lensing.
Etymology
John Michell used the term "dark star" in a November 1783 letter to Henry Cavendish, and in the early 20th century, physicists used the term "gravitationally collapsed object". Science writer Marcia Bartusiak traces the term "black hole" to physicist Robert H. Dicke, who in the early 1960s reportedly compared the phenomenon to the Black Hole of Calcutta, notorious as a prison where people entered but never left alive.
The term "black hole" was used in print by Life and Science News magazines in 1963, and by science journalist Ann Ewing in her article Black Holes' in Space", dated 18 January 1964, which was a report on a meeting of the American Association for the Advancement of Science held in Cleveland, Ohio.
In December 1967, a student reportedly suggested the phrase "black hole" at a lecture by John Wheeler; Wheeler adopted the term for its brevity and "advertising value", and it quickly caught on, leading some to credit Wheeler with coining the phrase.
Properties and structure
The no-hair theorem postulates that, once it achieves a stable condition after formation, a black hole has only three independent physical properties: mass, electric charge, and angular momentum; the black hole is otherwise featureless. If the conjecture is true, any two black holes that share the same values for these properties, or parameters, are indistinguishable from one another. The degree to which the conjecture is true for real black holes under the laws of modern physics is currently an unsolved problem.
These properties are special because they are visible from outside a black hole. For example, a charged black hole repels other like charges just like any other charged object. Similarly, the total mass inside a sphere containing a black hole can be found by using the gravitational analog of Gauss's law (through the ADM mass), far away from the black hole. Likewise, the angular momentum (or spin) can be measured from far away using frame dragging by the gravitomagnetic field, through for example the Lense–Thirring effect.
When an object falls into a black hole, any information about the shape of the object or distribution of charge on it is evenly distributed along the horizon of the black hole, and is lost to outside observers. The behavior of the horizon in this situation is a dissipative system that is closely analogous to that of a conductive stretchy membrane with friction and electrical resistance—the membrane paradigm. This is different from other field theories such as electromagnetism, which do not have any friction or resistivity at the microscopic level, because they are time-reversible. Because a black hole eventually achieves a stable state with only three parameters, there is no way to avoid losing information about the initial conditions: the gravitational and electric fields of a black hole give very little information about what went in. The information that is lost includes every quantity that cannot be measured far away from the black hole horizon, including approximately conserved quantum numbers such as the total baryon number and lepton number. This behavior is so puzzling that it has been called the black hole information loss paradox.
Physical properties
The simplest static black holes have mass but neither electric charge nor angular momentum. These black holes are often referred to as Schwarzschild black holes after Karl Schwarzschild who discovered this solution in 1916. According to Birkhoff's theorem, it is the only vacuum solution that is spherically symmetric. This means there is no observable difference at a distance between the gravitational field of such a black hole and that of any other spherical object of the same mass. The popular notion of a black hole "sucking in everything" in its surroundings is therefore correct only near a black hole's horizon; far away, the external gravitational field is identical to that of any other body of the same mass.
Solutions describing more general black holes also exist. Non-rotating charged black holes are described by the Reissner–Nordström metric, while the Kerr metric describes a non-charged rotating black hole. The most general stationary black hole solution known is the Kerr–Newman metric, which describes a black hole with both charge and angular momentum.
While the mass of a black hole can take any positive value, the charge and angular momentum are constrained by the mass. The total electric charge Q and the total angular momentum J are expected to satisfy the inequality
for a black hole of mass M. Black holes with the minimum possible mass satisfying this inequality are called extremal. Solutions of Einstein's equations that violate this inequality exist, but they do not possess an event horizon. These solutions have so-called naked singularities that can be observed from the outside, and hence are deemed unphysical. The cosmic censorship hypothesis rules out the formation of such singularities, when they are created through the gravitational collapse of realistic matter. This is supported by numerical simulations.
Due to the relatively large strength of the electromagnetic force, black holes forming from the collapse of stars are expected to retain the nearly neutral charge of the star. Rotation, however, is expected to be a universal feature of compact astrophysical objects. The black-hole candidate binary X-ray source GRS 1915+105 appears to have an angular momentum near the maximum allowed value. That uncharged limit is
allowing definition of a dimensionless spin parameter such that
Black holes are commonly classified according to their mass, independent of angular momentum, J. The size of a black hole, as determined by the radius of the event horizon, or Schwarzschild radius, is proportional to the mass, M, through
where r is the Schwarzschild radius and is the mass of the Sun. For a black hole with nonzero spin and/or electric charge, the radius is smaller, until an extremal black hole could have an event horizon close to
Event horizon
The defining feature of a black hole is the appearance of an event horizon—a boundary in spacetime through which matter and light can pass only inward towards the mass of the black hole. Nothing, not even light, can escape from inside the event horizon. The event horizon is referred to as such because if an event occurs within the boundary, information from that event cannot reach an outside observer, making it impossible to determine whether such an event occurred.
As predicted by general relativity, the presence of a mass deforms spacetime in such a way that the paths taken by particles bend towards the mass. At the event horizon of a black hole, this deformation becomes so strong that there are no paths that lead away from the black hole.
To a distant observer, clocks near a black hole would appear to tick more slowly than those farther away from the black hole. Due to this effect, known as gravitational time dilation, an object falling into a black hole appears to slow as it approaches the event horizon, taking an infinite time to reach it. At the same time, all processes on this object slow down, from the viewpoint of a fixed outside observer, causing any light emitted by the object to appear redder and dimmer, an effect known as gravitational redshift. Eventually, the falling object fades away until it can no longer be seen. Typically this process happens very rapidly with an object disappearing from view within less than a second.
On the other hand, indestructible observers falling into a black hole do not notice any of these effects as they cross the event horizon. According to their own clocks, which appear to them to tick normally, they cross the event horizon after a finite time without noting any singular behaviour; in classical general relativity, it is impossible to determine the location of the event horizon from local observations, due to Einstein's equivalence principle.
The topology of the event horizon of a black hole at equilibrium is always spherical. For non-rotating (static) black holes the geometry of the event horizon is precisely spherical, while for rotating black holes the event horizon is oblate.
Singularity
At the centre of a black hole, as described by general relativity, may lie a gravitational singularity, a region where the spacetime curvature becomes infinite. For a non-rotating black hole, this region takes the shape of a single point; for a rotating black hole it is smeared out to form a ring singularity that lies in the plane of rotation. In both cases, the singular region has zero volume. It can also be shown that the singular region contains all the mass of the black hole solution. The singular region can thus be thought of as having infinite density.
Observers falling into a Schwarzschild black hole (i.e., non-rotating and not charged) cannot avoid being carried into the singularity once they cross the event horizon. They can prolong the experience by accelerating away to slow their descent, but only up to a limit. When they reach the singularity, they are crushed to infinite density and their mass is added to the total of the black hole. Before that happens, they will have been torn apart by the growing tidal forces in a process sometimes referred to as spaghettification or the "noodle effect".
In the case of a charged (Reissner–Nordström) or rotating (Kerr) black hole, it is possible to avoid the singularity. Extending these solutions as far as possible reveals the hypothetical possibility of exiting the black hole into a different spacetime with the black hole acting as a wormhole. The possibility of traveling to another universe is, however, only theoretical since any perturbation would destroy this possibility. It also appears to be possible to follow closed timelike curves (returning to one's own past) around the Kerr singularity, which leads to problems with causality like the grandfather paradox. It is expected that none of these peculiar effects would survive in a proper quantum treatment of rotating and charged black holes.
The appearance of singularities in general relativity is commonly perceived as signaling the breakdown of the theory. This breakdown, however, is expected; it occurs in a situation where quantum effects should describe these actions, due to the extremely high density and therefore particle interactions. To date, it has not been possible to combine quantum and gravitational effects into a single theory, although there exist attempts to formulate such a theory of quantum gravity. It is generally expected that such a theory will not feature any singularities.
Photon sphere
The photon sphere is a spherical boundary of zero thickness in which photons that move on tangents to that sphere would be trapped in a circular orbit about the black hole. For non-rotating black holes, the photon sphere has a radius 1.5 times the Schwarzschild radius. Their orbits would be dynamically unstable, hence any small perturbation, such as a particle of infalling matter, would cause an instability that would grow over time, either setting the photon on an outward trajectory causing it to escape the black hole, or on an inward spiral where it would eventually cross the event horizon.
While light can still escape from the photon sphere, any light that crosses the photon sphere on an inbound trajectory will be captured by the black hole. Hence any light that reaches an outside observer from the photon sphere must have been emitted by objects between the photon sphere and the event horizon. For a Kerr black hole the radius of the photon sphere depends on the spin parameter and on the details of the photon orbit, which can be prograde (the photon rotates in the same sense of the black hole spin) or retrograde.
Ergosphere
Rotating black holes are surrounded by a region of spacetime in which it is impossible to stand still, called the ergosphere. This is the result of a process known as frame-dragging; general relativity predicts that any rotating mass will tend to slightly "drag" along the spacetime immediately surrounding it. Any object near the rotating mass will tend to start moving in the direction of rotation. For a rotating black hole, this effect is so strong near the event horizon that an object would have to move faster than the speed of light in the opposite direction to just stand still.
The ergosphere of a black hole is a volume bounded by the black hole's event horizon and the ergosurface, which coincides with the event horizon at the poles but is at a much greater distance around the equator.
Objects and radiation can escape normally from the ergosphere. Through the Penrose process, objects can emerge from the ergosphere with more energy than they entered with. The extra energy is taken from the rotational energy of the black hole. Thereby the rotation of the black hole slows down. A variation of the Penrose process in the presence of strong magnetic fields, the Blandford–Znajek process is considered a likely mechanism for the enormous luminosity and relativistic jets of quasars and other active galactic nuclei.
Innermost stable circular orbit (ISCO)
In Newtonian gravity, test particles can stably orbit at arbitrary distances from a central object. In general relativity, however, there exists an innermost stable circular orbit (often called the ISCO), for which any infinitesimal inward perturbations to a circular orbit will lead to spiraling into the black hole, and any outward perturbations will, depending on the energy, result in spiraling in, stably orbiting between apastron and periastron, or escaping to infinity. The location of the ISCO depends on the spin of the black hole, in the case of a Schwarzschild black hole (spin zero) is:
and decreases with increasing black hole spin for particles orbiting in the same direction as the spin.
Formation and evolution
Given the bizarre character of black holes, it was long questioned whether such objects could actually exist in nature or whether they were merely pathological solutions to Einstein's equations. Einstein himself wrongly thought black holes would not form, because he held that the angular momentum of collapsing particles would stabilize their motion at some radius. This led the general relativity community to dismiss all results to the contrary for many years. However, a minority of relativists continued to contend that black holes were physical objects, and by the end of the 1960s, they had persuaded the majority of researchers in the field that there is no obstacle to the formation of an event horizon.
Penrose demonstrated that once an event horizon forms, general relativity without quantum mechanics requires that a singularity will form within. Shortly afterwards, Hawking showed that many cosmological solutions that describe the Big Bang have singularities without scalar fields or other exotic matter. The Kerr solution, the no-hair theorem, and the laws of black hole thermodynamics showed that the physical properties of black holes were simple and comprehensible, making them respectable subjects for research. Conventional black holes are formed by gravitational collapse of heavy objects such as stars, but they can also in theory be formed by other processes.
Gravitational collapse
Gravitational collapse occurs when an object's internal pressure is insufficient to resist the object's own gravity. For stars this usually occurs either because a star has too little "fuel" left to maintain its temperature through stellar nucleosynthesis, or because a star that would have been stable receives extra matter in a way that does not raise its core temperature. In either case the star's temperature is no longer high enough to prevent it from collapsing under its own weight.
The collapse may be stopped by the degeneracy pressure of the star's constituents, allowing the condensation of matter into an exotic denser state. The result is one of the various types of compact star. Which type forms depends on the mass of the remnant of the original star left if the outer layers have been blown away (for example, in a Type II supernova). The mass of the remnant, the collapsed object that survives the explosion, can be substantially less than that of the original star. Remnants exceeding are produced by stars that were over before the collapse.
If the mass of the remnant exceeds about (the Tolman–Oppenheimer–Volkoff limit), either because the original star was very heavy or because the remnant collected additional mass through accretion of matter, even the degeneracy pressure of neutrons is insufficient to stop the collapse. No known mechanism (except possibly quark degeneracy pressure) is powerful enough to stop the implosion and the object will inevitably collapse to form a black hole.
The gravitational collapse of heavy stars is assumed to be responsible for the formation of stellar mass black holes. Star formation in the early universe may have resulted in very massive stars, which upon their collapse would have produced black holes of up to . These black holes could be the seeds of the supermassive black holes found in the centres of most galaxies. It has further been suggested that massive black holes with typical masses of ~ could have formed from the direct collapse of gas clouds in the young universe. These massive objects have been proposed as the seeds that eventually formed the earliest quasars observed already at redshift . Some candidates for such objects have been found in observations of the young universe.
While most of the energy released during gravitational collapse is emitted very quickly, an outside observer does not actually see the end of this process. Even though the collapse takes a finite amount of time from the reference frame of infalling matter, a distant observer would see the infalling material slow and halt just above the event horizon, due to gravitational time dilation. Light from the collapsing material takes longer and longer to reach the observer, with the light emitted just before the event horizon forms delayed an infinite amount of time. Thus the external observer never sees the formation of the event horizon; instead, the collapsing material seems to become dimmer and increasingly red-shifted, eventually fading away.
Primordial black holes and the Big Bang
Gravitational collapse requires great density. In the current epoch of the universe these high densities are found only in stars, but in the early universe shortly after the Big Bang densities were much greater, possibly allowing for the creation of black holes. High density alone is not enough to allow black hole formation since a uniform mass distribution will not allow the mass to bunch up. In order for primordial black holes to have formed in such a dense medium, there must have been initial density perturbations that could then grow under their own gravity. Different models for the early universe vary widely in their predictions of the scale of these fluctuations. Various models predict the creation of primordial black holes ranging in size from a Planck mass ( ≈ ≈ ) to hundreds of thousands of solar masses.
Despite the early universe being extremely dense, it did not re-collapse into a black hole during the Big Bang, since the expansion rate was greater than the attraction. Following inflation theory there was a net repulsive gravitation in the beginning until the end of inflation. Since then the Hubble flow was slowed by the energy density of the universe.
Models for the gravitational collapse of objects of relatively constant size, such as stars, do not necessarily apply in the same way to rapidly expanding space such as the Big Bang.
High-energy collisions
Gravitational collapse is not the only process that could create black holes. In principle, black holes could be formed in high-energy collisions that achieve sufficient density. As of 2002, no such events have been detected, either directly or indirectly as a deficiency of the mass balance in particle accelerator experiments. This suggests that there must be a lower limit for the mass of black holes. Theoretically, this boundary is expected to lie around the Planck mass, where quantum effects are expected to invalidate the predictions of general relativity. This would put the creation of black holes firmly out of reach of any high-energy process occurring on or near the Earth. However, certain developments in quantum gravity suggest that the minimum black hole mass could be much lower: some braneworld scenarios for example put the boundary as low as . This would make it conceivable for micro black holes to be created in the high-energy collisions that occur when cosmic rays hit the Earth's atmosphere, or possibly in the Large Hadron Collider at CERN. These theories are very speculative, and the creation of black holes in these processes is deemed unlikely by many specialists. Even if micro black holes could be formed, it is expected that they would evaporate in about 10 seconds, posing no threat to the Earth.
Growth
Once a black hole has formed, it can continue to grow by absorbing additional matter. Any black hole will continually absorb gas and interstellar dust from its surroundings. This growth process is one possible way through which some supermassive black holes may have been formed, although the formation of supermassive black holes is still an open field of research. A similar process has been suggested for the formation of intermediate-mass black holes found in globular clusters. Black holes can also merge with other objects such as stars or even other black holes. This is thought to have been important, especially in the early growth of supermassive black holes, which could have formed from the aggregation of many smaller objects. The process has also been proposed as the origin of some intermediate-mass black holes.
Evaporation
In 1974, Hawking predicted that black holes are not entirely black but emit small amounts of thermal radiation at a temperature ℏc/(8πGMk); this effect has become known as Hawking radiation. By applying quantum field theory to a static black hole background, he determined that a black hole should emit particles that display a perfect black body spectrum. Since Hawking's publication, many others have verified the result through various approaches. If Hawking's theory of black hole radiation is correct, then black holes are expected to shrink and evaporate over time as they lose mass by the emission of photons and other particles. The temperature of this thermal spectrum (Hawking temperature) is proportional to the surface gravity of the black hole, which, for a Schwarzschild black hole, is inversely proportional to the mass. Hence, large black holes emit less radiation than small black holes.
A stellar black hole of has a Hawking temperature of 62 nanokelvins. This is far less than the 2.7 K temperature of the cosmic microwave background radiation. Stellar-mass or larger black holes receive more mass from the cosmic microwave background than they emit through Hawking radiation and thus will grow instead of shrinking. To have a Hawking temperature larger than 2.7 K (and be able to evaporate), a black hole would need a mass less than the Moon. Such a black hole would have a diameter of less than a tenth of a millimeter.
If a black hole is very small, the radiation effects are expected to become very strong. A black hole with the mass of a car would have a diameter of about 10 m and take a nanosecond to evaporate, during which time it would briefly have a luminosity of more than 200 times that of the Sun. Lower-mass black holes are expected to evaporate even faster; for example, a black hole of mass 1 TeV/c would take less than 10 seconds to evaporate completely. For such a small black hole, quantum gravity effects are expected to play an important role and could hypothetically make such a small black hole stable, although current developments in quantum gravity do not indicate this is the case.
The Hawking radiation for an astrophysical black hole is predicted to be very weak and would thus be exceedingly difficult to detect from Earth. A possible exception, however, is the burst of gamma rays emitted in the last stage of the evaporation of primordial black holes. Searches for such flashes have proven unsuccessful and provide stringent limits on the possibility of existence of low mass primordial black holes. NASA's Fermi Gamma-ray Space Telescope launched in 2008 will continue the search for these flashes.
If black holes evaporate via Hawking radiation, a solar mass black hole will evaporate (beginning once the temperature of the cosmic microwave background drops below that of the black hole) over a period of 10 years. A supermassive black hole with a mass of will evaporate in around 2×10 years. Some monster black holes in the universe are predicted to continue to grow up to perhaps during the collapse of superclusters of galaxies. Even these would evaporate over a timescale of up to 10 years.
Some models of quantum gravity predict modifications of the Hawking description of black holes. In particular, the evolution equations describing the mass loss rate and charge loss rate get modified.
Observational evidence
By nature, black holes do not themselves emit any electromagnetic radiation other than the hypothetical Hawking radiation, so astrophysicists searching for black holes must generally rely on indirect observations. For example, a black hole's existence can sometimes be inferred by observing its gravitational influence on its surroundings.
Direct interferometry
The Event Horizon Telescope (EHT) is an active program that directly observes the immediate environment of black holes' event horizons, such as the black hole at the centre of the Milky Way. In April 2017, EHT began observing the black hole at the centre of Messier 87. "In all, eight radio observatories on six mountains and four continents observed the galaxy in Virgo on and off for 10 days in April 2017" to provide the data yielding the image in April 2019. After two years of data processing, EHT released the first direct image of a black hole; specifically, the supermassive black hole that lies in the centre of the aforementioned galaxy. What is visible is not the black hole—which shows as black because of the loss of all light within this dark region. Instead, it is the gases at the edge of the event horizon (displayed as orange or red) that define the black hole.
On 12 May 2022, the EHT released the first image of Sagittarius A*, the supermassive black hole at the centre of the Milky Way galaxy. The published image displayed the same ring-like structure and circular shadow as seen in the M87* black hole, and the image was created using the same techniques as for the M87 black hole. However, the imaging process for Sagittarius A*, which is more than a thousand times smaller and less massive than M87*, was significantly more complex because of the instability of its surroundings. The image of Sagittarius A* was also partially blurred by turbulent plasma on the way to the galactic centre, an effect which prevents resolution of the image at longer wavelengths.
The brightening of this material in the 'bottom' half of the processed EHT image is thought to be caused by Doppler beaming, whereby material approaching the viewer at relativistic speeds is perceived as brighter than material moving away. In the case of a black hole, this phenomenon implies that the visible material is rotating at relativistic speeds (>), the only speeds at which it is possible to centrifugally balance the immense gravitational attraction of the singularity, and thereby remain in orbit above the event horizon. This configuration of bright material implies that the EHT observed M87* from a perspective catching the black hole's accretion disc nearly edge-on, as the whole system rotated clockwise. However, the extreme gravitational lensing associated with black holes produces the illusion of a perspective that sees the accretion disc from above. In reality, most of the ring in the EHT image was created when the light emitted by the far side of the accretion disc bent around the black hole's gravity well and escaped, meaning that most of the possible perspectives on M87* can see the entire disc, even that directly behind the "shadow".
In 2015, the EHT detected magnetic fields just outside the event horizon of Sagittarius A* and even discerned some of their properties. The field lines that pass through the accretion disc were a complex mixture of ordered and tangled. Theoretical studies of black holes had predicted the existence of magnetic fields.
In April 2023, an image of the shadow of the Messier 87 black hole and the related high-energy jet, viewed together for the first time, was presented.
Detection of gravitational waves from merging black holes
On 14 September 2015, the LIGO gravitational wave observatory made the first-ever successful direct observation of gravitational waves. The signal was consistent with theoretical predictions for the gravitational waves produced by the merger of two black holes: one with about 36 solar masses, and the other around 29 solar masses. This observation provides the most concrete evidence for the existence of black holes to date. For instance, the gravitational wave signal suggests that the separation of the two objects before the merger was just 350 km (or roughly four times the Schwarzschild radius corresponding to the inferred masses). The objects must therefore have been extremely compact, leaving black holes as the most plausible interpretation.
More importantly, the signal observed by LIGO also included the start of the post-merger ringdown, the signal produced as the newly formed compact object settles down to a stationary state. Arguably, the ringdown is the most direct way of observing a black hole. From the LIGO signal, it is possible to extract the frequency and damping time of the dominant mode of the ringdown. From these, it is possible to infer the mass and angular momentum of the final object, which match independent predictions from numerical simulations of the merger. The frequency and decay time of the dominant mode are determined by the geometry of the photon sphere. Hence, observation of this mode confirms the presence of a photon sphere; however, it cannot exclude possible exotic alternatives to black holes that are compact enough to have a photon sphere.
The observation also provides the first observational evidence for the existence of stellar-mass black hole binaries. Furthermore, it is the first observational evidence of stellar-mass black holes weighing 25 solar masses or more.
Since then, many more gravitational wave events have been observed.
Stars orbiting Sagittarius A*
The proper motions of stars near the centre of our own Milky Way provide strong observational evidence that these stars are orbiting a supermassive black hole. Since 1995, astronomers have tracked the motions of 90 stars orbiting an invisible object coincident with the radio source Sagittarius A*. By fitting their motions to Keplerian orbits, the astronomers were able to infer, in 1998, that a object must be contained in a volume with a radius of 0.02 light-years to cause the motions of those stars. Since then, one of the stars—called S2—has completed a full orbit. From the orbital data, astronomers were able to refine the calculations of the mass to and a radius of less than 0.002 light-years for the object causing the orbital motion of those stars. The upper limit on the object's size is still too large to test whether it is smaller than its Schwarzschild radius; nevertheless, these observations strongly suggest that the central object is a supermassive black hole as there are no other plausible scenarios for confining so much invisible mass into such a small volume. Additionally, there is some observational evidence that this object might possess an event horizon, a feature unique to black holes.
Accretion of matter
Due to conservation of angular momentum, gas falling into the gravitational well created by a massive object will typically form a disk-like structure around the object. Artists' impressions such as the accompanying representation of a black hole with corona commonly depict the black hole as if it were a flat-space body hiding the part of the disk just behind it, but in reality gravitational lensing would greatly distort the image of the accretion disk.
Within such a disk, friction would cause angular momentum to be transported outward, allowing matter to fall farther inward, thus releasing potential energy and increasing the temperature of the gas.
When the accreting object is a neutron star or a black hole, the gas in the inner accretion disk orbits at very high speeds because of its proximity to the compact object. The resulting friction is so significant that it heats the inner disk to temperatures at which it emits vast amounts of electromagnetic radiation (mainly X-rays). These bright X-ray sources may be detected by telescopes. This process of accretion is one of the most efficient energy-producing processes known; up to 40% of the rest mass of the accreted material can be emitted as radiation. (In nuclear fusion only about 0.7% of the rest mass will be emitted as energy.) In many cases, accretion disks are accompanied by relativistic jets that are emitted along the poles, which carry away much of the energy. The mechanism for the creation of these jets is currently not well understood, in part due to insufficient data.
As such, many of the universe's more energetic phenomena have been attributed to the accretion of matter on black holes. In particular, active galactic nuclei and quasars are believed to be the accretion disks of supermassive black holes. Similarly, X-ray binaries are generally accepted to be binary star systems in which one of the two stars is a compact object accreting matter from its companion. It has also been suggested that some ultraluminous X-ray sources may be the accretion disks of intermediate-mass black holes.
In November 2011 the first direct observation of a quasar accretion disk around a supermassive black hole was reported.
X-ray binaries
X-ray binaries are binary star systems that emit a majority of their radiation in the X-ray part of the spectrum. These X-ray emissions are generally thought to result when one of the stars (compact object) accretes matter from another (regular) star. The presence of an ordinary star in such a system provides an opportunity for studying the central object and to determine if it might be a black hole.
If such a system emits signals that can be directly traced back to the compact object, it cannot be a black hole. The absence of such a signal does, however, not exclude the possibility that the compact object is a neutron star. By studying the companion star it is often possible to obtain the orbital parameters of the system and to obtain an estimate for the mass of the compact object. If this is much larger than the Tolman–Oppenheimer–Volkoff limit (the maximum mass a star can have without collapsing) then the object cannot be a neutron star and is generally expected to be a black hole.
The first strong candidate for a black hole, Cygnus X-1, was discovered in this way by Charles Thomas Bolton, Louise Webster, and Paul Murdin in 1972. Some doubt, however, remained due to the uncertainties that result from the companion star being much heavier than the candidate black hole. Currently, better candidates for black holes are found in a class of X-ray binaries called soft X-ray transients. In this class of system, the companion star is of relatively low mass allowing for more accurate estimates of the black hole mass. Moreover, these systems actively emit X-rays for only several months once every 10–50 years. During the period of low X-ray emission (called quiescence), the accretion disk is extremely faint allowing detailed observation of the companion star during this period. One of the best such candidates is V404 Cygni.
Quasi-periodic oscillations
The X-ray emissions from accretion disks sometimes flicker at certain frequencies. These signals are called quasi-periodic oscillations and are thought to be caused by material moving along the inner edge of the accretion disk (the innermost stable circular orbit). As such their frequency is linked to the mass of the compact object. They can thus be used as an alternative way to determine the mass of candidate black holes.
Galactic nuclei
Astronomers use the term "active galaxy" to describe galaxies with unusual characteristics, such as unusual spectral line emission and very strong radio emission. Theoretical and observational studies have shown that the activity in these active galactic nuclei (AGN) may be explained by the presence of supermassive black holes, which can be millions of times more massive than stellar ones. The models of these AGN consist of a central black hole that may be millions or billions of times more massive than the Sun; a disk of interstellar gas and dust called an accretion disk; and two jets perpendicular to the accretion disk.
Although supermassive black holes are expected to be found in most AGN, only some galaxies' nuclei have been more carefully studied in attempts to both identify and measure the actual masses of the central supermassive black hole candidates. Some of the most notable galaxies with supermassive black hole candidates include the Andromeda Galaxy, M32, M87, NGC 3115, NGC 3377, NGC 4258, NGC 4889, NGC 1277, OJ 287, APM 08279+5255 and the Sombrero Galaxy.
It is now widely accepted that the centre of nearly every galaxy, not just active ones, contains a supermassive black hole. The close observational correlation between the mass of this hole and the velocity dispersion of the host galaxy's bulge, known as the M–sigma relation, strongly suggests a connection between the formation of the black hole and that of the galaxy itself.
Microlensing
Another way the black hole nature of an object may be tested is through observation of effects caused by a strong gravitational field in their vicinity. One such effect is gravitational lensing: The deformation of spacetime around a massive object causes light rays to be deflected, such as light passing through an optic lens. Observations have been made of weak gravitational lensing, in which light rays are deflected by only a few arcseconds. Microlensing occurs when the sources are unresolved and the observer sees a small brightening. In January 2022, astronomers reported the first possible detection of a microlensing event from an isolated black hole.
Another possibility for observing gravitational lensing by a black hole would be to observe stars orbiting the black hole. There are several candidates for such an observation in orbit around Sagittarius A*.
Alternatives
The evidence for stellar black holes strongly relies on the existence of an upper limit for the mass of a neutron star. The size of this limit heavily depends on the assumptions made about the properties of dense matter. New exotic phases of matter could push up this bound. A phase of free quarks at high density might allow the existence of dense quark stars, and some supersymmetric models predict the existence of Q stars. Some extensions of the standard model posit the existence of preons as fundamental building blocks of quarks and leptons, which could hypothetically form preon stars. These hypothetical models could potentially explain a number of observations of stellar black hole candidates. However, it can be shown from arguments in general relativity that any such object will have a maximum mass.
Since the average density of a black hole inside its Schwarzschild radius is inversely proportional to the square of its mass, supermassive black holes are much less dense than stellar black holes (the average density of a black hole is comparable to that of water). Consequently, the physics of matter forming a supermassive black hole is much better understood and the possible alternative explanations for supermassive black hole observations are much more mundane. For example, a supermassive black hole could be modelled by a large cluster of very dark objects. However, such alternatives are typically not stable enough to explain the supermassive black hole candidates.
The evidence for the existence of stellar and supermassive black holes implies that in order for black holes to not form, general relativity must fail as a theory of gravity, perhaps due to the onset of quantum mechanical corrections. A much anticipated feature of a theory of quantum gravity is that it will not feature singularities or event horizons and thus black holes would not be real artifacts. For example, in the fuzzball model based on string theory, the individual states of a black hole solution do not generally have an event horizon or singularity, but for a classical/semi-classical observer the statistical average of such states appears just as an ordinary black hole as deduced from general relativity.
A few theoretical objects have been conjectured to match observations of astronomical black hole candidates identically or near-identically, but which function via a different mechanism. These include the gravastar, the black star, and the dark-energy star.
Open questions
Entropy and thermodynamics
In 1971, Hawking showed under general conditions that the total area of the event horizons of any collection of classical black holes can never decrease, even if they collide and merge. This result, now known as the second law of black hole mechanics, is remarkably similar to the second law of thermodynamics, which states that the total entropy of an isolated system can never decrease. As with classical objects at absolute zero temperature, it was assumed that black holes had zero entropy. If this were the case, the second law of thermodynamics would be violated by entropy-laden matter entering a black hole, resulting in a decrease in the total entropy of the universe. Therefore, Bekenstein proposed that a black hole should have an entropy, and that it should be proportional to its horizon area.
The link with the laws of thermodynamics was further strengthened by Hawking's discovery in 1974 that quantum field theory predicts that a black hole radiates blackbody radiation at a constant temperature. This seemingly causes a violation of the second law of black hole mechanics, since the radiation will carry away energy from the black hole causing it to shrink. The radiation, however also carries away entropy, and it can be proven under general assumptions that the sum of the entropy of the matter surrounding a black hole and one quarter of the area of the horizon as measured in Planck units is in fact always increasing. This allows the formulation of the first law of black hole mechanics as an analogue of the first law of thermodynamics, with the mass acting as energy, the surface gravity as temperature and the area as entropy.
One puzzling feature is that the entropy of a black hole scales with its area rather than with its volume, since entropy is normally an extensive quantity that scales linearly with the volume of the system. This odd property led Gerard 't Hooft and Leonard Susskind to propose the holographic principle, which suggests that anything that happens in a volume of spacetime can be described by data on the boundary of that volume.
Although general relativity can be used to perform a semi-classical calculation of black hole entropy, this situation is theoretically unsatisfying. In statistical mechanics, entropy is understood as counting the number of microscopic configurations of a system that have the same macroscopic qualities (such as mass, charge, pressure, etc.). Without a satisfactory theory of quantum gravity, one cannot perform such a computation for black holes. Some progress has been made in various approaches to quantum gravity. In 1995, Andrew Strominger and Cumrun Vafa showed that counting the microstates of a specific supersymmetric black hole in string theory reproduced the Bekenstein–Hawking entropy. Since then, similar results have been reported for different black holes both in string theory and in other approaches to quantum gravity like loop quantum gravity.
Another promising approach is constituted by treating gravity as an effective field theory. One first computes the quantum gravitational corrections to the radius of the event horizon of the black hole, then integrates over it to find the quantum gravitational corrections to the entropy as given by the Wald formula. The method was applied for Schwarzschild black holes by Calmet and Kuipers, then successfully generalised for charged black holes by Campos Delgado.
Information loss paradox
Because a black hole has only a few internal parameters, most of the information about the matter that went into forming the black hole is lost. Regardless of the type of matter which goes into a black hole, it appears that only information concerning the total mass, charge, and angular momentum are conserved. As long as black holes were thought to persist forever this information loss is not that problematic, as the information can be thought of as existing inside the black hole, inaccessible from the outside, but represented on the event horizon in accordance with the holographic principle. However, black holes slowly evaporate by emitting Hawking radiation. This radiation does not appear to carry any additional information about the matter that formed the black hole, meaning that this information appears to be gone forever.
The question whether information is truly lost in black holes (the black hole information paradox) has divided the theoretical physics community. In quantum mechanics, loss of information corresponds to the violation of a property called unitarity, and it has been argued that loss of unitarity would also imply violation of conservation of energy, though this has also been disputed. Over recent years evidence has been building that indeed information and unitarity are preserved in a full quantum gravitational treatment of the problem.
One attempt to resolve the black hole information paradox is known as black hole complementarity. In 2012, the "firewall paradox" was introduced with the goal of demonstrating that black hole complementarity fails to solve the information paradox. According to quantum field theory in curved spacetime, a single emission of Hawking radiation involves two mutually entangled particles. The outgoing particle escapes and is emitted as a quantum of Hawking radiation; the infalling particle is swallowed by the black hole. Assume a black hole formed a finite time in the past and will fully evaporate away in some finite time in the future. Then, it will emit only a finite amount of information encoded within its Hawking radiation. According to research by physicists like Don Page and Leonard Susskind, there will eventually be a time by which an outgoing particle must be entangled with all the Hawking radiation the black hole has previously emitted. This seemingly creates a paradox: a principle called "monogamy of entanglement" requires that, like any quantum system, the outgoing particle cannot be fully entangled with two other systems at the same time; yet here the outgoing particle appears to be entangled both with the infalling particle and, independently, with past Hawking radiation. In order to resolve this contradiction, physicists may eventually be forced to give up one of three time-tested principles: Einstein's equivalence principle, unitarity, or local quantum field theory. One possible solution, which violates the equivalence principle, is that a "firewall" destroys incoming particles at the event horizon. In general, which—if any—of these assumptions should be abandoned remains a topic of debate.
See also
Binary black hole
Black brane or Black string
Black Hole Initiative
Black hole starship
Black holes in fiction
Blanet
BTZ black hole
Charged black hole
Direct collapse black hole
Hypothetical black hole (disambiguation)
Kugelblitz (astrophysics)
List of black holes
List of nearest black holes
Outline of black holes
Sonic black hole
Virtual black hole
Susskind-Hawking battle
Timeline of black hole physics
White hole
Planck star
Dark star (dark matter)
Schwarzschild radius
Notes
References
Further reading
Popular reading
University textbooks and monographs
, the lecture notes on which the book was based are available for free from Sean Carroll's website .
Review papers
Lecture notes from 2005 SLAC Summer Institute.
External links
Stanford Encyclopedia of Philosophy: "Singularities and Black Holes" by Erik Curiel and Peter Bokulich.
Black Holes: Gravity's Relentless Pull – Interactive multimedia Web site about the physics and astronomy of black holes from the Space Telescope Science Institute (HubbleSite)
ESA's Black Hole Visualization
Frequently Asked Questions (FAQs) on Black Holes
Schwarzschild Geometry
Black holes - basic (NYT; April 2021)
Videos
16-year-long study tracks stars orbiting Sagittarius A*
Movie of Black Hole Candidate from Max Planck Institute
Computer visualisation of the signal detected by LIGO
Two Black Holes Merge into One (based upon the signal GW150914)
Galaxies
Theory of relativity
Concepts in astronomy
Articles containing video clips |
4651 | https://en.wikipedia.org/wiki/Beta%20decay | Beta decay | In nuclear physics, beta decay (β-decay) is a type of radioactive decay in which an atomic nucleus emits a beta particle (fast energetic electron or positron), transforming into an isobar of that nuclide. For example, beta decay of a neutron transforms it into a proton by the emission of an electron accompanied by an antineutrino; or, conversely a proton is converted into a neutron by the emission of a positron with a neutrino in so-called positron emission. Neither the beta particle nor its associated (anti-)neutrino exist within the nucleus prior to beta decay, but are created in the decay process. By this process, unstable atoms obtain a more stable ratio of protons to neutrons. The probability of a nuclide decaying due to beta and other forms of decay is determined by its nuclear binding energy. The binding energies of all existing nuclides form what is called the nuclear band or valley of stability. For either electron or positron emission to be energetically possible, the energy release (see below) or Q value must be positive.
Beta decay is a consequence of the weak force, which is characterized by relatively lengthy decay times. Nucleons are composed of up quarks and down quarks, and the weak force allows a quark to change its flavour by emission of a W boson leading to creation of an electron/antineutrino or positron/neutrino pair. For example, a neutron, composed of two down quarks and an up quark, decays to a proton composed of a down quark and two up quarks.
Electron capture is sometimes included as a type of beta decay, because the basic nuclear process, mediated by the weak force, is the same. In electron capture, an inner atomic electron is captured by a proton in the nucleus, transforming it into a neutron, and an electron neutrino is released.
Description
The two types of beta decay are known as beta minus and beta plus. In beta minus (β−) decay, a neutron is converted to a proton, and the process creates an electron and an electron antineutrino; while in beta plus (β+) decay, a proton is converted to a neutron and the process creates a positron and an electron neutrino. β+ decay is also known as positron emission.
Beta decay conserves a quantum number known as the lepton number, or the number of electrons and their associated neutrinos (other leptons are the muon and tau particles). These particles have lepton number +1, while their antiparticles have lepton number −1. Since a proton or neutron has lepton number zero, β+ decay (a positron, or antielectron) must be accompanied with an electron neutrino, while β− decay (an electron) must be accompanied by an electron antineutrino.
An example of electron emission (β− decay) is the decay of carbon-14 into nitrogen-14 with a half-life of about 5,730 years:
→ + +
In this form of decay, the original element becomes a new chemical element in a process known as nuclear transmutation. This new element has an unchanged mass number , but an atomic number that is increased by one. As in all nuclear decays, the decaying element (in this case ) is known as the parent nuclide while the resulting element (in this case ) is known as the daughter nuclide.
Another example is the decay of hydrogen-3 (tritium) into helium-3 with a half-life of about 12.3 years:
→ + +
An example of positron emission (β+ decay) is the decay of magnesium-23 into sodium-23 with a half-life of about 11.3 s:
→ + +
β+ decay also results in nuclear transmutation, with the resulting element having an atomic number that is decreased by one.
The beta spectrum, or distribution of energy values for the beta particles, is continuous. The total energy of the decay process is divided between the electron, the antineutrino, and the recoiling nuclide. In the figure to the right, an example of an electron with 0.40 MeV energy from the beta decay of 210Bi is shown. In this example, the total decay energy is 1.16 MeV, so the antineutrino has the remaining energy: . An electron at the far right of the curve would have the maximum possible kinetic energy, leaving the energy of the neutrino to be only its small rest mass.
History
Discovery and initial characterization
Radioactivity was discovered in 1896 by Henri Becquerel in uranium, and subsequently observed by Marie and Pierre Curie in thorium and in the new elements polonium and radium. In 1899, Ernest Rutherford separated radioactive emissions into two types: alpha and beta (now beta minus), based on penetration of objects and ability to cause ionization. Alpha rays could be stopped by thin sheets of paper or aluminium, whereas beta rays could penetrate several millimetres of aluminium. In 1900, Paul Villard identified a still more penetrating type of radiation, which Rutherford identified as a fundamentally new type in 1903 and termed gamma rays. Alpha, beta, and gamma are the first three letters of the Greek alphabet.
In 1900, Becquerel measured the mass-to-charge ratio () for beta particles by the method of J.J. Thomson used to study cathode rays and identify the electron. He found that for a beta particle is the same as for Thomson's electron, and therefore suggested that the beta particle is in fact an electron.
In 1901, Rutherford and Frederick Soddy showed that alpha and beta radioactivity involves the transmutation of atoms into atoms of other chemical elements. In 1913, after the products of more radioactive decays were known, Soddy and Kazimierz Fajans independently proposed their radioactive displacement law, which states that beta (i.e., ) emission from one element produces another element one place to the right in the periodic table, while alpha emission produces an element two places to the left.
Neutrinos
The study of beta decay provided the first physical evidence for the existence of the neutrino. In both alpha and gamma decay, the resulting alpha or gamma particle has a narrow energy distribution, since the particle carries the energy from the difference between the initial and final nuclear states. However, the kinetic energy distribution, or spectrum, of beta particles measured by Lise Meitner and Otto Hahn in 1911 and by Jean Danysz in 1913 showed multiple lines on a diffuse background. These measurements offered the first hint that beta particles have a continuous spectrum. In 1914, James Chadwick used a magnetic spectrometer with one of Hans Geiger's new counters to make more accurate measurements which showed that the spectrum was continuous. The distribution of beta particle energies was in apparent contradiction to the law of conservation of energy. If beta decay were simply electron emission as assumed at the time, then the energy of the emitted electron should have a particular, well-defined value. For beta decay, however, the observed broad distribution of energies suggested that energy is lost in the beta decay process. This spectrum was puzzling for many years.
A second problem is related to the conservation of angular momentum. Molecular band spectra showed that the nuclear spin of nitrogen-14 is 1 (i.e., equal to the reduced Planck constant) and more generally that the spin is integral for nuclei of even mass number and half-integral for nuclei of odd mass number. This was later explained by the proton-neutron model of the nucleus. Beta decay leaves the mass number unchanged, so the change of nuclear spin must be an integer. However, the electron spin is 1/2, hence angular momentum would not be conserved if beta decay were simply electron emission.
From 1920 to 1927, Charles Drummond Ellis (along with Chadwick and colleagues) further established that the beta decay spectrum is continuous. In 1933, Ellis and Nevill Mott obtained strong evidence that the beta spectrum has an effective upper bound in energy. Niels Bohr had suggested that the beta spectrum could be explained if conservation of energy was true only in a statistical sense, thus this principle might be violated in any given decay. However, the upper bound in beta energies determined by Ellis and Mott ruled out that notion. Now, the problem of how to account for the variability of energy in known beta decay products, as well as for conservation of momentum and angular momentum in the process, became acute.
In a famous letter written in 1930, Wolfgang Pauli attempted to resolve the beta-particle energy conundrum by suggesting that, in addition to electrons and protons, atomic nuclei also contained an extremely light neutral particle, which he called the neutron. He suggested that this "neutron" was also emitted during beta decay (thus accounting for the known missing energy, momentum, and angular momentum), but it had simply not yet been observed. In 1931, Enrico Fermi renamed Pauli's "neutron" the "neutrino" ('little neutral one' in Italian). In 1933, Fermi published his landmark theory for beta decay, where he applied the principles of quantum mechanics to matter particles, supposing that they can be created and annihilated, just as the light quanta in atomic transitions. Thus, according to Fermi, neutrinos are created in the beta-decay process, rather than contained in the nucleus; the same happens to electrons. The neutrino interaction with matter was so weak that detecting it proved a severe experimental challenge. Further indirect evidence of the existence of the neutrino was obtained by observing the recoil of nuclei that emitted such a particle after absorbing an electron. Neutrinos were finally detected directly in 1956 by the American physicists Clyde Cowan and Frederick Reines in the Cowan–Reines neutrino experiment. The properties of neutrinos were (with a few minor modifications) as predicted by Pauli and Fermi.
decay and electron capture
In 1934, Frédéric and Irène Joliot-Curie bombarded aluminium with alpha particles to effect the nuclear reaction + → + , and observed that the product isotope emits a positron identical to those found in cosmic rays (discovered by Carl David Anderson in 1932). This was the first example of decay (positron emission), which they termed artificial radioactivity since is a short-lived nuclide which does not exist in nature. In recognition of their discovery the couple were awarded the Nobel Prize in Chemistry in 1935.
The theory of electron capture was first discussed by Gian-Carlo Wick in a 1934 paper, and then developed by Hideki Yukawa and others. K-electron capture was first observed in 1937 by Luis Alvarez, in the nuclide 48V. Alvarez went on to study electron capture in 67Ga and other nuclides.
Non-conservation of parity
In 1956, Tsung-Dao Lee and Chen Ning Yang noticed that there was no evidence that parity was conserved in weak interactions, and so they postulated that this symmetry may not be preserved by the weak force. They sketched the design for an experiment for testing conservation of parity in the laboratory. Later that year, Chien-Shiung Wu and coworkers conducted the Wu experiment showing an asymmetrical beta decay of at cold temperatures that proved that parity is not conserved in beta decay. This surprising result overturned long-held assumptions about parity and the weak force. In recognition of their theoretical work, Lee and Yang were awarded the Nobel Prize for Physics in 1957. However Wu, who was female, was not awarded the Nobel prize.
β− decay
In decay, the weak interaction converts an atomic nucleus into a nucleus with atomic number increased by one, while emitting an electron () and an electron antineutrino (). decay generally occurs in neutron-rich nuclei. The generic equation is:
→ + +
where and are the mass number and atomic number of the decaying nucleus, and X and X′ are the initial and final elements, respectively.
Another example is when the free neutron () decays by decay into a proton ():
→ + + .
At the fundamental level (as depicted in the Feynman diagram on the right), this is caused by the conversion of the negatively charged () down quark to the positively charged () up quark by emission of a boson; the boson subsequently decays into an electron and an electron antineutrino:
→ + + .
β+ decay
In decay, or positron emission, the weak interaction converts an atomic nucleus into a nucleus with atomic number decreased by one, while emitting a positron () and an electron neutrino (). decay generally occurs in proton-rich nuclei. The generic equation is:
→ + +
This may be considered as the decay of a proton inside the nucleus to a neutron:
p → n + +
However, decay cannot occur in an isolated proton because it requires energy, due to the mass of the neutron being greater than the mass of the proton. decay can only happen inside nuclei when the daughter nucleus has a greater binding energy (and therefore a lower total energy) than the mother nucleus. The difference between these energies goes into the reaction of converting a proton into a neutron, a positron, and a neutrino and into the kinetic energy of these particles. This process is opposite to negative beta decay, in that the weak interaction converts a proton into a neutron by converting an up quark into a down quark resulting in the emission of a or the absorption of a . When a boson is emitted, it decays into a positron and an electron neutrino:
→ + + .
Electron capture (K-capture)
In all cases where decay (positron emission) of a nucleus is allowed energetically, so too is electron capture allowed. This is a process during which a nucleus captures one of its atomic electrons, resulting in the emission of a neutrino:
+ → +
An example of electron capture is one of the decay modes of krypton-81 into bromine-81:
+ → +
All emitted neutrinos are of the same energy. In proton-rich nuclei where the energy difference between the initial and final states is less than , decay is not energetically possible, and electron capture is the sole decay mode.
If the captured electron comes from the innermost shell of the atom, the K-shell, which has the highest probability to interact with the nucleus, the process is called K-capture. If it comes from the L-shell, the process is called L-capture, etc.
Electron capture is a competing (simultaneous) decay process for all nuclei that can undergo β+ decay. The converse, however, is not true: electron capture is the only type of decay that is allowed in proton-rich nuclides that do not have sufficient energy to emit a positron and neutrino.
Nuclear transmutation
If the proton and neutron are part of an atomic nucleus, the above described decay processes transmute one chemical element into another. For example:
:{|border="0"
|- style="height:2em;"
| || || ||→ || ||+ || ||+ || ||(beta minus decay)
|- style="height:2em;"
| || || ||→ || ||+ || ||+ || ||(beta plus decay)
|- style="height:2em;"
| ||+ || ||→ || ||+ || || || ||(electron capture)
|}
Beta decay does not change the number () of nucleons in the nucleus, but changes only its charge . Thus the set of all nuclides with the same can be introduced; these isobaric nuclides may turn into each other via beta decay. For a given there is one that is most stable. It is said to be beta stable, because it presents a local minimum of the mass excess: if such a nucleus has numbers, the neighbour nuclei and have higher mass excess and can beta decay into , but not vice versa. For all odd mass numbers , there is only one known beta-stable isobar. For even , there are up to three different beta-stable isobars experimentally known; for example, , , and are all beta-stable. There are about 350 known beta-decay stable nuclides.
Competition of beta decay types
Usually unstable nuclides are clearly either "neutron rich" or "proton rich", with the former undergoing beta decay and the latter undergoing electron capture (or more rarely, due to the higher energy requirements, positron decay). However, in a few cases of odd-proton, odd-neutron radionuclides, it may be energetically favorable for the radionuclide to decay to an even-proton, even-neutron isobar either by undergoing beta-positive or beta-negative decay. An often-cited example is the single isotope (29 protons, 35 neutrons), which illustrates three types of beta decay in competition. Copper-64 has a half-life of about 12.7 hours. This isotope has one unpaired proton and one unpaired neutron, so either the proton or the neutron can decay. This particular nuclide (though not all nuclides in this situation) is almost equally likely to decay through proton decay by positron emission () or electron capture () to , as it is through neutron decay by electron emission () to .
Stability of naturally occurring nuclides
Most naturally occurring nuclides on earth are beta stable. Nuclides that are not beta stable have half-lives ranging from under a second to periods of time significantly greater than the age of the universe. One common example of a long-lived isotope is the odd-proton odd-neutron nuclide , which undergoes all three types of beta decay (, and electron capture) with a half-life of .
Conservation rules for beta decay
Baryon number is conserved
where
is the number of constituent quarks, and
is the number of constituent antiquarks.
Beta decay just changes neutron to proton or, in the case of positive beta decay (electron capture) proton to neutron so the number of individual quarks doesn't change. It is only the baryon flavor that changes, here labelled as the isospin.
Up and down quarks have total isospin and isospin projections
All other quarks have .
In general
Lepton number is conserved
so all leptons have assigned a value of +1, antileptons −1, and non-leptonic particles 0.
Angular momentum
For allowed decays, the net orbital angular momentum is zero, hence only spin quantum numbers are considered.
The electron and antineutrino are fermions, spin-1/2 objects, therefore they may couple to total (parallel) or (anti-parallel).
For forbidden decays, orbital angular momentum must also be taken into consideration.
Energy release
The value is defined as the total energy released in a given nuclear decay. In beta decay, is therefore also the sum of the kinetic energies of the emitted beta particle, neutrino, and recoiling nucleus. (Because of the large mass of the nucleus compared to that of the beta particle and neutrino, the kinetic energy of the recoiling nucleus can generally be neglected.) Beta particles can therefore be emitted with any kinetic energy ranging from 0 to . A typical is around 1 MeV, but can range from a few keV to a few tens of MeV.
Since the rest mass of the electron is 511 keV, the most energetic beta particles are ultrarelativistic, with speeds very close to the speed of light.
In the case of Re, the maximum speed of the beta particle is only 9.8% of the speed of light.
The following table gives some examples:
β− decay
Consider the generic equation for beta decay
→ + + .
The value for this decay is
,
where is the mass of the nucleus of the atom, is the mass of the electron, and is the mass of the electron antineutrino. In other words, the total energy released is the mass energy of the initial nucleus, minus the mass energy of the final nucleus, electron, and antineutrino. The mass of the nucleus is related to the standard atomic mass by
That is, the total atomic mass is the mass of the nucleus, plus the mass of the electrons, minus the sum of all electron binding energies for the atom. This equation is rearranged to find , and is found similarly. Substituting these nuclear masses into the -value equation, while neglecting the nearly-zero antineutrino mass and the difference in electron binding energies, which is very small for high- atoms, we have
This energy is carried away as kinetic energy by the electron and antineutrino.
Because the reaction will proceed only when the value is positive, β− decay can occur when the mass of atom is greater than the mass of atom .
β+ decay
The equations for β+ decay are similar, with the generic equation
→ + +
giving
However, in this equation, the electron masses do not cancel, and we are left with
Because the reaction will proceed only when the value is positive, β+ decay can occur when the mass of atom exceeds that of by at least twice the mass of the electron.
Electron capture
The analogous calculation for electron capture must take into account the binding energy of the electrons. This is because the atom will be left in an excited state after capturing the electron, and the binding energy of the captured innermost electron is significant. Using the generic equation for electron capture
+ → +
we have
which simplifies to
where is the binding energy of the captured electron.
Because the binding energy of the electron is much less than the mass of the electron, nuclei that can undergo β+ decay can always also undergo electron capture, but the reverse is not true.
Beta emission spectrum
Beta decay can be considered as a perturbation as described in quantum mechanics, and thus Fermi's Golden Rule can be applied. This leads to an expression for the kinetic energy spectrum of emitted betas as follows:
where is the kinetic energy, is a shape function that depends on the forbiddenness of the decay (it is constant for allowed decays), is the Fermi Function (see below) with Z the charge of the final-state nucleus, is the total energy, is the momentum, and is the Q value of the decay. The kinetic energy of the emitted neutrino is given approximately by minus the kinetic energy of the beta.
As an example, the beta decay spectrum of 210Bi (originally called RaE) is shown to the right.
Fermi function
The Fermi function that appears in the beta spectrum formula accounts for the Coulomb attraction / repulsion between the emitted beta and the final state nucleus. Approximating the associated wavefunctions to be spherically symmetric, the Fermi function can be analytically calculated to be:
where is the final momentum, Γ the Gamma function, and (if is the fine-structure constant and the radius of the final state nucleus) , (+ for electrons, − for positrons), and .
For non-relativistic betas (), this expression can be approximated by:
Other approximations can be found in the literature.
Kurie plot
A Kurie plot (also known as a Fermi–Kurie plot) is a graph used in studying beta decay developed by Franz N. D. Kurie, in which the square root of the number of beta particles whose momenta (or energy) lie within a certain narrow range, divided by the Fermi function, is plotted against beta-particle energy. It is a straight line for allowed transitions and some forbidden transitions, in accord with the Fermi beta-decay theory. The energy-axis (x-axis) intercept of a Kurie plot corresponds to the maximum energy imparted to the electron/positron (the decay's value). With a Kurie plot one can find the limit on the effective mass of a neutrino.
Helicity (polarization) of neutrinos, electrons and positrons emitted in beta decay
After the discovery of parity non-conservation (see History), it was found that, in beta decay, electrons are emitted mostly with negative helicity, i.e., they move, naively speaking, like left-handed screws driven into a material (they have negative longitudinal polarization). Conversely, positrons have mostly positive helicity, i.e., they move like right-handed screws. Neutrinos (emitted in positron decay) have negative helicity, while antineutrinos (emitted in electron decay) have positive helicity.
The higher the energy of the particles, the higher their polarization.
Types of beta decay transitions
Beta decays can be classified according to the angular momentum ( value) and total spin ( value) of the emitted radiation. Since total angular momentum must be conserved, including orbital and spin angular momentum, beta decay occurs by a variety of quantum state transitions to various nuclear angular momentum or spin states, known as "Fermi" or "Gamow–Teller" transitions. When beta decay particles carry no angular momentum (), the decay is referred to as "allowed", otherwise it is "forbidden".
Other decay modes, which are rare, are known as bound state decay and double beta decay.
Fermi transitions
A Fermi transition is a beta decay in which the spins of the emitted electron (positron) and anti-neutrino (neutrino) couple to total spin , leading to an angular momentum change between the initial and final states of the nucleus (assuming an allowed transition). In the non-relativistic limit, the nuclear part of the operator for a Fermi transition is given by
with the weak vector coupling constant, the isospin raising and lowering operators, and running over all protons and neutrons in the nucleus.
Gamow–Teller transitions
A Gamow–Teller transition is a beta decay in which the spins of the emitted electron (positron) and anti-neutrino (neutrino) couple to total spin , leading to an angular momentum change between the initial and final states of the nucleus (assuming an allowed transition).
In this case, the nuclear part of the operator is given by
with the weak axial-vector coupling constant, and the spin Pauli matrices, which can produce a spin-flip in the decaying nucleon.
Forbidden transitions
When , the decay is referred to as "forbidden". Nuclear selection rules require high values to be accompanied by changes in nuclear spin () and parity (). The selection rules for the th forbidden transitions are:
where corresponds to no parity change or parity change, respectively. The special case of a transition between isobaric analogue states, where the structure of the final state is very similar to the structure of the initial state, is referred to as "superallowed" for beta decay, and proceeds very quickly. The following table lists the Δ and Δ values for the first few values of :
Rare decay modes
Bound-state β− decay
A very small minority of free neutron decays (about four per million) are so-called "two-body decays", in which the proton, electron and antineutrino are produced, but the electron fails to gain the 13.6 eV energy necessary to escape the proton, and therefore simply remains bound to it, as a neutral hydrogen atom. In this type of beta decay, in essence all of the neutron decay energy is carried off by the antineutrino.
For fully ionized atoms (bare nuclei), it is possible in likewise manner for electrons to fail to escape the atom, and to be emitted from the nucleus into low-lying atomic bound states (orbitals). This cannot occur for neutral atoms with low-lying bound states which are already filled by electrons.
Bound-state β decays were predicted by Daudel, Jean, and Lecoin in 1947, and the phenomenon in fully ionized atoms was first observed for 163Dy66+ in 1992 by Jung et al. of the Darmstadt Heavy-Ion Research Center. Although neutral is a stable isotope, the fully ionized 163Dy66+ undergoes β decay into the K and L shells with a half-life of 47 days. The resulting nucleus - - is stable only in the fully ionized state and will decay via electron capture into in the neutral state. The half life for neutral is 4750 years.
Another possibility is that a fully ionized atom undergoes greatly accelerated β decay, as observed for 187Re by Bosch et al., also at Darmstadt. Neutral 187Re does undergo β decay with a half-life of years, but for fully ionized 187Re75+ this is shortened to only 32.9 years. For comparison the variation of decay rates of other nuclear processes due to chemical environment is less than 1%. Due to the difference in the price of rhenium and osmium and the high share of in rhenium samples found on earth, this could some day be of commercial interest in the synthesis of precious metals.
Double beta decay
Some nuclei can undergo double beta decay (ββ decay) where the charge of the nucleus changes by two units. Double beta decay is difficult to study, as the process has an extremely long half-life. In nuclei for which both β decay and ββ decay are possible, the rarer ββ decay process is effectively impossible to observe. However, in nuclei where β decay is forbidden but ββ decay is allowed, the process can be seen and a half-life measured. Thus, ββ decay is usually studied only for beta stable nuclei. Like single beta decay, double beta decay does not change ; thus, at least one of the nuclides with some given has to be stable with regard to both single and double beta decay.
"Ordinary" double beta decay results in the emission of two electrons and two antineutrinos. If neutrinos are Majorana particles (i.e., they are their own antiparticles), then a decay known as neutrinoless double beta decay will occur. Most neutrino physicists believe that neutrinoless double beta decay has never been observed.
See also
Common beta emitters
Neutrino
Betavoltaics
Particle radiation
Radionuclide
Tritium illumination, a form of fluorescent lighting powered by beta decay
Pandemonium effect
Total absorption spectroscopy
References
Bibliography
External links
The Live Chart of Nuclides - IAEA with filter on decay type
Beta decay simulation
Nuclear physics
Radioactivity |
4652 | https://en.wikipedia.org/wiki/Blitzkrieg | Blitzkrieg | Blitzkrieg ( , ; from 'lightning' + 'war') or Bewegungskrieg is a word used to describe a combined arms surprise attack using a rapid, overwhelming force concentration that may consist of armored and motorized or mechanized infantry formations, together with artillery, air assault and close air support, with intent to break through the opponent's lines of defense, dislocate the defenders, unbalance the enemies by making it difficult to respond to the continuously-changing front, and defeat them in a decisive : a battle of annihilation.
During the interwar period, aircraft and tank technologies matured and were combined with systematic application of the traditional German tactic of (maneuver warfare), deep penetrations and the bypassing of enemy strong points to encircle and destroy enemy forces in a (cauldron battle/battle of encirclement). During the invasion of Poland, Western journalists adopted the term blitzkrieg to describe that form of armored warfare. The term had appeared in 1935, in a German military periodical ("German Defence"), in connection to quick or lightning warfare.
German maneuver operations were successful in the campaigns of 1939–1941, and by 1940, the term blitzkrieg was extensively used in Western media. Blitzkrieg operations capitalised on surprise penetrations such as that of the Ardennes forest region, the general Allies' unreadiness and their inability to match the pace of the German attack. During the Battle of France, the French made attempts to reform defensive lines along rivers but were frustrated when German forces arrived first and pressed on.
Despite being common in German and English-language journalism during World War II, the word was never used by the Wehrmacht as an official military term except for propaganda. According to David Reynolds, "Hitler himself called the term Blitzkrieg 'A completely idiotic word' ()". Some senior officers, including Kurt Student, Franz Halder and Johann Adolf von Kielmansegg, even disputed the idea that it was a military concept. Kielmansegg asserted that what many regarded as blitzkrieg was nothing more than "ad hoc solutions that simply popped out of the prevailing situation". Student described it as ideas that "naturally emerged from the existing circumstances" as a response to operational challenges. The Wehrmacht never officially adopted it as a concept or doctrine.
In 2005, the historian Karl-Heinz Frieser summarized blitzkrieg as the result of German commanders using the latest technology in the most advantageous way according to traditional military principles and employing "the right units in the right place at the right time". Modern historians now understand blitzkrieg as the combination of the traditional German military principles, methods and doctrines of the 19th century with the military technology of the interwar period. Modern historians use the term casually as a generic description for the style of maneuver warfare practiced by Germany during the early part of World War II, rather than as an explanation. According to Frieser, in the context of the thinking of Heinz Guderian on mobile combined arms formations, blitzkrieg can be used as a synonym for modern maneuver warfare on the operational level.
In 2021, research demonstrated that the blitzkrieg strategy could be an effective military strategy in modern war given the right mix of terrain, enemy combat capabilities, level of air superiority and tactical nuclear capabilities.
Definition
Common interpretation
The traditional meaning of "blitzkrieg" is that of German tactical and operational methodology during the first half of the Second World War that is often hailed as a new method of warfare. The word, meaning "lightning war" or "lightning attack" in its strategic sense describes a series of quick and decisive short battles to deliver a knockout blow to an enemy state before it can fully mobilize. Tactically, blitzkrieg is a coordinated military effort by tanks, motorized infantry, artillery and aircraft, to create an overwhelming local superiority in combat power, to defeat the opponent and break through its defences. Blitzkrieg as used by Germany had considerable psychological or "terror" elements, such as the Jericho Trompete, a noise-making siren on the Junkers Ju 87 dive bomber, to affect the morale of enemy forces. The devices were largely removed when the enemy became used to the noise after the Battle of France in 1940, and instead, bombs sometimes had whistles attached. It is also common for historians and writers to include psychological warfare by using fifth columnists to spread rumours and lies among the civilian population in the theatre of operations.
Origin of term
The origin of the term blitzkrieg is obscure. It was never used in the title of a military doctrine or handbook of the German Army or Air Force, and no "coherent doctrine" or "unifying concept of blitzkrieg" existed, however German High Command mostly referred to the group of tactics as "Bewegungskrieg" (Manuever Warfare). The term seems to have been rarely used in the German military press before 1939, and recent research at the German Militärgeschichtliches Forschungsamt, at Potsdam, found it in only two military articles from the 1930s. Both used the term to mean a swift strategic knockout, rather than a radically new military doctrine or approach to war.
The first article (1935) dealt primarily with supplies of food and materiel in wartime. The term blitzkrieg was used in reference to German efforts to win a quick victory in the First World War but was not associated with the use of armored, mechanized or air forces. It argued that Germany must develop self-sufficiency in food because it might again prove impossible to deal a swift knockout to its enemies, which would lead to a long war.
In the second article (1938), launching a swift strategic knockout was described as an attractive idea for Germany but difficult to achieve on land under modern conditions (especially against systems of fortification like the Maginot Line) unless an exceptionally high degree of surprise could be achieved. The author vaguely suggested that a massive strategic air attack might hold out better prospects, but the topic was not explored in detail.
A third relatively early use of the term in German occurred in Die Deutsche Kriegsstärke (German War Strength) by Fritz Sternberg, a Jewish Marxist political economist and refugee from Nazi Germany, published in 1938 in Paris and in London as Germany and a Lightning War. Sternberg wrote that Germany was not prepared economically for a long war but might win a quick war ("Blitzkrieg"). He did not go into detail about tactics or suggest that the German armed forces had evolved a radically new operational method. His book offered scant clues as to how German lightning victories might be won.
In English and other languages, the term had been used since the 1920s. The term was first used in the publications of Ferdinand Otto Miksche, first in the magazine "Army Quarterly", and in his 1941 book Blitzkrieg, in which he defined the concept. In September 1939, Time magazine termed the German military action as a "war of quick penetration and obliteration – Blitzkrieg, lightning war". After the invasion of Poland, the British press commonly used the term to describe German successes in that campaign. J. P. Harris called the term "a piece of journalistic sensationalism – a buzz-word with which to label the spectacular early successes of the Germans in the Second World War". The word was later applied to the bombing of Britain, particularly London, hence "The Blitz".
The German popular press followed suit nine months later, after the Fall of France in 1940; thus, although the word had first been used in Germany, it was popularized by British journalism. Heinz Guderian referred to it as a word coined by the Allies: "as a result of the successes of our rapid campaigns our enemies ... coined the word Blitzkrieg". After the German failure in the Soviet Union in 1941, the use of the term began to be frowned upon in Nazi Germany, and Hitler then denied ever using the term and said in a speech in November 1941, "I have never used the word Blitzkrieg, because it is a very silly word". In early January 1942, Hitler dismissed it as "Italian phraseology".
Military evolution, 1919–1939
Germany
In 1914, German strategic thinking derived from the writings of Carl von Clausewitz (1 June 1780 – 16 November 1831), Helmuth von Moltke the Elder (26 October 1800 – 24 April 1891) and Alfred von Schlieffen (28 February 1833 – 4 January 1913), who advocated maneuver, mass and envelopment to create the conditions for a decisive battle (). During the war, officers such as Willy Rohr developed tactics to restore maneuver on the battlefield. Specialist light infantry (Stosstruppen, "storm troops") were to exploit weak spots to make gaps for larger infantry units to advance with heavier weapons, exploit the success and leave isolated strong points to the troops that were following up. Infiltration tactics were combined with short hurricane artillery bombardments, which used massed artillery. Devised by Colonel Georg Bruchmüller, the attacks relied on speed and surprise, rather than on weight of numbers. The tactics met with great success in Operation Michael, the German spring offensive of 1918 and restored temporarily the war of movement once the Allied trench system had been overrun. The German armies pushed on towards Amiens and then Paris and came within before supply deficiencies and Allied reinforcements halted the advance.
The historian James Corum criticised the German leadership for failing to understand the technical advances of the First World War, conducting no studies of the machine gun prior to the war and giving tank production the lowest priority during the war. After Germany's defeat, the Treaty of Versailles limited the Reichswehr to a maximum of 100,000 men, which prevented the deployment of mass armies. The German General Staff was abolished by the treaty but continued covertly as the Truppenamt (Troop Office) and was disguised as an administrative body. Committees of veteran staff officers were formed within the Truppenamt to evaluate 57 issues of the war to revise German operational theories. By the time of the Second World War, their reports had led to doctrinal and training publications, including H. Dv. 487, Führung und Gefecht der verbundenen Waffen ("Command and Battle of the Combined Arms)", known as Das Fug (1921–1923) and Truppenführung (1933–1934), containing standard procedures for combined-arms warfare. The Reichswehr was influenced by its analysis of pre-war German military thought, particularly infiltration tactics since at the end of the war, they had seen some breakthroughs on the Western Front and the maneuver warfare which dominated the Eastern Front.
On the Eastern Front, the war did not bog down into trench warfare since the German and the Russian Armies fought a war of maneuver over thousands of miles, which gave the German leadership unique experience that was unavailable to the trench-bound Western Allies. Studies of operations in the East led to the conclusion that small and coordinated forces possessed more combat power than large uncoordinated forces.
After the war, the Reichswehr expanded and improved infiltration tactics. The commander in chief, Hans von Seeckt, argued that there had been an excessive focus on encirclement and emphasised speed instead. Seeckt inspired a revision of Bewegungskrieg (maneuver warfare) thinking and its associated Auftragstaktik in which the commander expressed his goals to subordinates and gave them discretion in how to achieve them. The governing principle was "the higher the authority, the more general the orders were"; it was the responsibility of the lower echelons to fill in the details. Implementation of higher orders remained within limits that were determined by the training doctrine of an elite officer corps.
Delegation of authority to local commanders increased the tempo of operations, which had great influence on the success of German armies in the early war period. Seeckt, who believed in the Prussian tradition of mobility, developed the German army into a mobile force and advocated technical advances that would lead to a qualitative improvement of its forces and better coordination between motorized infantry, tanks, and planes.
Britain
The British Army took lessons from the successful infantry and artillery offensives on the Western Front in late 1918. To obtain the best co-operation between all arms, emphasis was placed on detailed planning, rigid control and adherence to orders. Mechanization of the army, as part of a combined-arms theory of war, was considered a means to avoid mass casualties and the indecisive nature of offensives. The four editions of Field Service Regulations that were published after 1918 held that only combined-arms operations could create enough fire power to enable mobility on a battlefield. That theory of war also emphasised consolidation and recommended caution against overconfidence and ruthless exploitation.
During the Sinai and Palestine campaign, operations involved some aspects of what would later be called blitzkrieg. The decisive Battle of Megiddo included concentration, surprise and speed. Success depended on attacking only in terrain favouring the movement of large formations around the battlefield and tactical improvements in the British artillery and infantry attack. General Edmund Allenby used infantry to attack the strong Ottoman front line in co-operation with supporting artillery, augmented by the guns of two destroyers. Through constant pressure by infantry and cavalry, two Ottoman armies in the Judean Hills were kept off-balance and virtually encircled during the Battles of Sharon and Nablus (Battle of Megiddo).
The British methods induced "strategic paralysis" among the Ottomans and led to their rapid and complete collapse. In an advance of , captures were estimated to be "at least prisoners and 260 guns". Liddell Hart considered that important aspects of the operation had been the extent to which Ottoman commanders were denied intelligence on the British preparations for the attack through British air superiority and air attacks on their headquarters and telephone exchanges, which paralyzed attempts to react to the rapidly-deteriorating situation.
France
Norman Stone detects early blitzkrieg operations in offensives by French Generals Charles Mangin and Marie-Eugène Debeney in 1918. However, French doctrine in the interwar years became defence-oriented. Colonel Charles de Gaulle advocated concentration of armor and airplanes. His opinions appeared in his 1934 book Vers l'Armée de métier ("Towards the Professional Army"). Like von Seeckt, de Gaulle concluded that France could no longer maintain the huge armies of conscripts and reservists that had fought the First World War, and he sought to use tanks, mechanized forces and aircraft to allow a smaller number of highly-trained soldiers to have greater impact in battle. His views endeared him little to the French high command but are claimed by some to have influenced Heinz Guderian.
Russia and Soviet Union
In 1916, General Alexei Brusilov had used surprise and infiltration tactics during the Brusilov Offensive. Later, Marshal Mikhail Tukhachevsky (1893-1937), (1898-1976) and other members of the Red Army developed a concept of deep battle from the experience of the Polish–Soviet War of 1919–1920. Those concepts would guide the Red Army doctrine throughout the Second World War. Realising the limitations of infantry and cavalry, Tukhachevsky advocated mechanized formations and the large-scale industrialisation that they required. Robert Watt (2008) wrote that blitzkrieg has little in common with Soviet deep battle. In 2002, H. P. Willmott had noted that deep battle contained two important differences from blitzkrieg by being a doctrine of total war, not of limited operations, and rejecting decisive battle in favour of several large simultaneous offensives.
The Reichswehr and the Red Army began a secret collaboration in the Soviet Union to evade the Treaty of Versailles occupational agent, the Inter-Allied Commission. In 1926 war games and tests began at Kazan and Lipetsk, in the Soviet Russia. The centers served to field-test aircraft and armored vehicles up to the battalion level and housed aerial- and armoured-warfare schools through which officers rotated.
Nazi Germany
After becoming Chancellor of Germany in 1933, Adolf Hitler ignored the provisions of the Treaty of Versailles Treaty. Within the Wehrmacht, which was established in 1935, the command for motorized armored forces was named the Panzerwaffe in 1936. The Luftwaffe, the German air force, was officially established in February 1935, and development began on ground-attack aircraft and doctrines. Hitler strongly supported the new strategy. He read Guderian's 1937 book Achtung – Panzer! and upon observing armored field exercises at Kummersdorf, he remarked, "That is what I want – and that is what I will have".
Guderian
Guderian summarized combined-arms tactics as the way to get the mobile and motorized armored divisions to work together and support each other to achieve decisive success. In his 1950 book, Panzer Leader, he wrote:
Guderian believed that developments in technology were required to support the theory, especially by equipping armored divisions, tanks foremost, with wireless communications. Guderian insisted in 1933 to the high command that every tank in the German armored force must be equipped with a radio. At the start of World War II, only the German Army was thus prepared with all tanks being "radio-equipped". That proved critical in early tank battles in which German tank commanders exploited the organizational advantage over the Allies that radio communication gave them.
All Allied armies would later copy that innovation. During the Polish campaign, the performance of armored troops, under the influence of Guderian's ideas, won over a number of skeptics who had initially expressed doubt about armored warfare, such as von Rundstedt and Rommel.
Rommel
According to David A. Grossman, by the Twelfth Battle of Isonzo (October–November 1917), while he was conducting a light-infantry operation, Rommel had perfected his maneuver-warfare principles, which were the very same ones that were applied during the blitzkrieg against France in 1940 and were repeated in the Coalition ground offensive against Iraq in the 1991 Gulf War. During the Battle of France and against his staff advisor's advice, Hitler ordered that everything should be completed in a few weeks. Fortunately for the Germans, Rommel and Guderian disobeyed the General Staff's orders (particularly those of General Paul Ludwig Ewald von Kleist) and forged ahead making quicker progress than anyone had expected, on the way "inventing the idea of Blitzkrieg".
It was Rommel who created the new archetype of Blitzkrieg by leading his division far ahead of flanking divisions. MacGregor and Williamson remark that Rommel's version of blitzkrieg displayed a significantly better understanding of combined-arms warfare than that of Guderian. General Hermann Hoth submitted an official report in July 1940 which declared that Rommel had "explored new paths in the command of Panzer divisions".
Methods of operations
Schwerpunkt
Schwerpunktprinzip was a heuristic device (conceptual tool or thinking formula) that was used in the German Army since the nineteenth century to make decisions from tactics to strategy about priority. Schwerpunkt has been translated as center of gravity, crucial, focal point and point of main effort. None of those forms is sufficient to describe the universal importance of the term and the concept of Schwerpunktprinzip. Every unit in the army, from the company to the supreme command, decided on a Schwerpunkt by schwerpunktbildung, as did the support services, which meant that commanders always knew what was the most important and why. The German army was trained to support the Schwerpunkt even when risks had to be taken elsewhere to support the point of main effort and to attack with overwhelming firepower. Schwerpunktbildung allowed the German Army to achieve superiority at the Schwerpunkt, whether attacking or defending, to turn local success at the Schwerpunkt into the progressive disorganisation of the opposing force and to create more opportunities to exploit that advantage even if the Germans were numerically and strategically inferior in general. In the 1930s, Guderian summarized that as Klotzen, nicht kleckern! ("Kick, don't spatter them!")
Pursuit
Having achieved a breakthrough of the enemy's line, units comprising the Schwerpunkt were not supposed to become decisively engaged with enemy front line units to the right and the left of the breakthrough area. Units pouring through the hole were to drive upon set objectives behind the enemy front line. During the Second World War, German Panzer forces used their motorized mobility to paralyze the opponent's ability to react. Fast-moving mobile forces seized the initiative, exploited weaknesses and acted before the opposing forces could respond. Central to that was the decision cycle (tempo). Through superior mobility and faster decision-making cycles, mobile forces could act faster than the forces opposing them.
Directive control was a fast and flexible method of command. Rather than receiving an explicit order, a commander would be told of his superior's intent and the role that his unit was to fill in that concept. The method of execution was then a matter for the discretion of the subordinate commander. The staff burden was reduced at the top and spread among tiers of command with knowledge about their situation. Delegation and the encouragement of initiative aided implementation, and important decisions could be taken quickly and communicated verbally or with only brief written orders.
Mopping-up
The last part of an offensive operation was the destruction of unsubdued pockets of resistance, which had been enveloped earlier and bypassed by the fast-moving armored and motorized spearheads. The Kesselschlacht ("cauldron battle") was a concentric attack on such pockets. It was there that most losses were inflicted upon the enemy, primarily through the mass capture of prisoners and weapons. During Operation Barbarossa, huge encirclements in 1941 produced nearly 3.5 million Soviet prisoners, along with masses of equipment.
Air power
Close air support was provided in the form of the dive bomber and medium bomber, which would support the focal point of attack from the air. German successes are closely related to the extent to which the German Luftwaffe could control the air war in early campaigns in Western and Central Europe and in the Soviet Union. However, the Luftwaffe was a broadly based force with no constricting central doctrine other than its resources should be used generally to support national strategy. It was flexible and could carry out both operational-tactical, and strategic bombing.
Flexibility was the strength of the Luftwaffe in 1939 to 1941. Paradoxically, that later became its weakness. While Allied Air Forces were tied to the support of the Army, the Luftwaffe deployed its resources in a more general operational way. It switched from air superiority missions to medium-range interdiction, to strategic strikes to close support duties, depending on the need of the ground forces. In fact, far from it being a specialist panzer spearhead arm, less than 15 percent of the Luftwaffe was intended for close support of the army in 1939.
Stimulants
Methamphetamine, known as "pervitin," use is believed to have played a role in the speed of Germany's initial Blitzkrieg since military success with combined arms demanded long hours of continuous operations with minimal rest.
Limitations and countermeasures
Environment
The concepts associated with the term blitzkrieg (deep penetrations by armor, large encirclements, and combined arms attacks) were largely dependent upon terrain and weather conditions. Wherever the ability for rapid movement across "tank country" was not possible, armored penetrations often were avoided or resulted in failure. The terrain would ideally be flat, firm, unobstructed by natural barriers or fortifications, and interspersed with roads and railways. If it were instead hilly, wooded, marshy, or urban, armor would be vulnerable to infantry in close-quarters combat and unable to break out at full speed. Additionally, units could be halted by mud (thawing along the Eastern Front regularly slowed both sides) or extreme snow. Operation Barbarossa helped confirm that armor effectiveness and the requisite aerial support depended on weather and terrain. It should, however, be noted that the disadvantages of terrain could be nullified if surprise was achieved over the enemy by an attack in areas that had been considered natural obstacles, as occurred during the Battle of France in which the German blitzkrieg-style attack went through the Ardennes. Since the French thought that the Ardennes unsuitable for massive troop movement, particularly for tanks, the area was left with only light defences, which were quickly overrun by the Wehrmacht. The Germans quickly advanced through the forest and knocked down the trees that the French had thought would impede that tactic.
Air superiority
The influence of air forces over forces on the ground changed significantly over the course of the Second World War. Early German successes were conducted when Allied aircraft could not make a significant impact on the battlefield. In May 1940, there was near parity in numbers of aircraft between the Luftwaffe and the Allies, but the Luftwaffe had been developed to support Germany's ground forces, had liaison officers with the mobile formations and operated a higher number of sorties per aircraft. In addition, the Germans' air parity or superiority allowed the unencumbered movement of ground forces, their unhindered assembly into concentrated attack formations, aerial reconnaissance, aerial resupply of fast moving formations and close air support at the point of attack. The Allied air forces had no close air support aircraft, training or doctrine. The Allies flew 434 French and 160 British sorties a day but methods of attacking ground targets had yet to be developed and so Allied aircraft caused negligible damage. Against the Allies' 600 sorties, the Luftwaffe on average flew 1,500 sorties a day.
On 13 May, Fliegerkorps VIII flew 1,000 sorties in support of the crossing of the Meuse. The following day the Allies made repeated attempts to destroy the German pontoon bridges, but German fighter aircraft, ground fire and Luftwaffe flak batteries with the panzer forces destroyed 56 percent of the attacking Allied aircraft, and the bridges remained intact.
Allied air superiority became a significant hindrance to German operations during the later years of the war. By June 1944, the Western Allies had the complete control of the air over the battlefield, and their fighter-bomber aircraft were very effective at attacking ground forces. On D-Day, the Allies flew 14,500 sorties over the battlefield area alone, not including sorties flown over Northwestern Europe. Against them the Luftwaffe flew some 300 sorties on 6 June. Though German fighter presence over Normandy increased over the next days and weeks, it never approached the numbers that the Allies commanded. Fighter-bomber attacks on German formations made movement during daylight almost impossible.
Subsequently, shortages soon developed in food, fuel and ammunition and severely hampered the German defenders. German vehicle crews and even flak units experienced great difficulty moving during daylight. Indeed, the final German offensive operation in the west, Operation Wacht am Rhein, was planned to take place during poor weather to minimise interference by Allied aircraft. Under those conditions, it was difficult for German commanders to employ the "armored idea", if at all.
Counter-tactics
Blitzkrieg is vulnerable to an enemy that is robust enough to weather the shock of the attack and does not panic at the idea of enemy formations in its rear area. That is especially true if the attacking formation lacks the reserve to keep funnelling forces into the spearhead or the mobility to provide infantry, artillery and supplies into the attack. If the defender can hold the shoulders of the breach, it has the opportunity to counter-attack into the flank of the attacker and potentially to cut it off the van, as what happened to Kampfgruppe Peiper in the Ardennes.
During the Battle of France in 1940, the 4th Armoured Division (Major-General Charles de Gaulle) and elements of the 1st Army Tank Brigade (British Expeditionary Force) made probing attacks on the German flank and pushed into the rear of the advancing armored columns at times. That may have been a reason for Hitler to call a halt to the German advance. Those attacks combined with Maxime Weygand's hedgehog tactic would become the major basis for responding to blitzkrieg attacks in the future. Deployment in depth, or permitting enemy or "shoulders" of a penetration, was essential to channelling the enemy attack; artillery, properly employed at the shoulders, could take a heavy toll of attackers. Allied forces in 1940 lacked the experience to develop those strategies successfully, which resulted in the French armistice with heavy losses, those strategies characterized later Allied operations.
At the Battle of Kursk, the Red Army used a combination of defence in great depth, extensive minefields and tenacious defense of breakthrough shoulders. In that way, they depleted German combat power even as German forces advanced. The reverse can be seen in the Russian summer offensive of 1944, Operation Bagration, which resulted in the destruction of Army Group Center. German attempts to weather the storm and fight out of encirclements failed because of the Soviets' ability to continue to feed armored units into the attack, maintain the mobility and strength of the offensive and arrive in force deep in the rear areas faster than the Germans could regroup.
Logistics
Although effective in quick campaigns against Poland and France, mobile operations could not be sustained by Germany in later years. Strategies based on maneuver have the inherent danger of the attacking force overextending its supply lines and can be defeated by a determined foe who is willing and able to sacrifice territory for time in which to regroup and rearm, as the Soviets did on the Eastern Front, as opposed to, for example, the Dutch, who had no territory to sacrifice. Tank and vehicle production was a constant problem for Germany. Indeed, late in the war, many panzer "divisions" had no more than a few dozen tanks.
As the end of the war approached, Germany also experienced critical shortages in fuel and ammunition stocks as a result of Anglo-American strategic bombing and blockade. Although the production of Luftwaffe fighter aircraft continued, they could not fly because of lack of fuel. What fuel there was went to panzer divisions, and even then, they could not operate normally. Of the Tiger tanks lost against the US Army, nearly half of them were abandoned for lack of fuel.
Military operations
Spanish Civil War
German volunteers first used armor in live field-conditions during the Spanish Civil War (1936-1939). Armor commitment consisted of Panzer Battalion 88, a force built around three companies of Panzer I tanks that functioned as a training cadre for Spain's Nationalists. The Luftwaffe deployed squadrons of fighters, dive-bombers and transport aircraft as the Condor Legion. Guderian said that the tank deployment was "on too small a scale to allow accurate assessments to be made". (The true test of his "armored idea" would have to wait for the Second World War.) However, the Luftwaffe also provided volunteers to Spain to test both tactics and aircraft in combat, including the first combat use of the Stuka.
During the war, the Condor Legion undertook the 1937 bombing of Guernica, which had a tremendous psychological effect on the populations of Europe. The results were exaggerated, and the Western Allies concluded that the "city-busting" techniques were now part of the German way in war. The targets of the German aircraft were actually the rail lines and bridges, but lacking the ability to hit them with accuracy (only three or four Ju 87s saw action in Spain), the Luftwaffe chose a method of carpet bombing, resulting in heavy civilian casualties.
Poland, 1939
Although journalists popularized the term Blitzkrieg during the September 1939 invasion of Poland, the historians Matthew Cooper and J. P. Harris have written that German operations during the campaign were consistent with traditional methods. The Wehrmacht strategy was more in line with Vernichtungsgedanke, a focus on envelopment to create pockets in broad-front annihilation. The German generals dispersed Panzer forces among the three German concentrations with little emphasis on independent use. They deployed tanks to create or destroy close pockets of Polish forces and to seize operational-depth terrain in support of the largely-unmotorized infantry, which followed.
The Wehrmacht used available models of tanks, Stuka dive-bombers and concentrated forces in the Polish campaign, but the majority of the fighting involved conventional infantry and artillery warfare, and most Luftwaffe action was independent of the ground campaign. Matthew Cooper wrote:
John Ellis wrote that "there is considerable justice in Matthew Cooper's assertion that the panzer divisions were not given the kind of strategic mission that was to characterize authentic armored blitzkrieg, and were almost always closely subordinated to the various mass infantry armies". Steven Zaloga wrote, "Whilst Western accounts of the September campaign have stressed the shock value of the panzer and Stuka attacks, they have tended to underestimate the punishing effect of German artillery on Polish units. Mobile and available in significant quantity, artillery shattered as many units as any other branch of the Wehrmacht."
Low Countries and France, 1940
The German invasion of France, with subsidiary attacks on Belgium and the Netherlands, consisted of two phases, Operation Yellow (Fall Gelb) and Operation Red (Fall Rot). Yellow opened with a feint conducted against the Netherlands and Belgium by two armored corps and paratroopers. Most of the German armored forces were placed in Panzer Group Kleist, which attacked through the Ardennes, a lightly-defended sector that the French planned to reinforce if necessary before the Germans could bring up heavy and siege artillery. There was no time for the French to send such reinforcement, as the Germans did not wait for siege artillery but reached the Meuse and achieved a breakthrough at the Battle of Sedan in three days.
Panzer Group Kleist raced to the English Channel, reached the coast at Abbeville and cut off the BEF, the Belgian Army and some of the best-equipped divisions of the French Army in northern France. Armored and motorized units under Guderian, Rommel and others advanced far beyond the marching and horse-drawn infantry divisions and far in excess of what Hitler and the German high command had expected or wished. When the Allies counter-attacked at Arras by using the heavily-armored British Matilda I and Matilda II tanks, a brief panic ensued in the German High Command.
Hitler halted his armored and motorized forces outside the port of Dunkirk, which the Royal Navy had started using to evacuate the Allied forces. Hermann Göring promised that the Luftwaffe would complete the destruction of the encircled armies, but aerial operations failed to prevent the evacuation of the majority of the Allied troops. In Operation Dynamo, some French and British troops escaped.
Case Yellow surprised everyone by overcoming the Allies' 4,000 armored vehicles, many of which were better than their German equivalents in armor and gunpower. The French and British frequently used their tanks in the dispersed role of infantry support, rather than by concentrating force at the point of attack, to create overwhelming firepower.
The French armies were much reduced in strength and the confidence of their commanders shaken. With much of their own armor and heavy equipment lost in Northern France, they lacked the means to fight a mobile war. The Germans followed their initial success with Operation Red, a triple-pronged offensive. The XV Panzer Corps attacked towards Brest, XIV Panzer Corps attacked east of Paris, towards Lyon and the XIX Panzer Corps encircled the Maginot Line. The French, hard pressed to organise any sort of counter-attack, were continually ordered to form new defensive lines and found that German forces had already bypassed them and moved on. An armored counter-attack, organized by Colonel Charles de Gaulle, could not be sustained, and he had to retreat.
Prior to the German offensive in May, Winston Churchill had said, "Thank God for the French Army". The same French Army collapsed after barely two months of fighting. That was in shocking contrast to the four years of trench warfare on which French forces had engaged during the First World War. French Prime Minister Paul Reynaud, analyzed the collapse in a speech on 21 May 1940:
The Germans had not used paratroopry attacks in France and made only one large drop in the Netherlands to capture three bridges; some small glider-landings were conducted in Belgium to take bottlenecks on routes of advance before the arrival of the main force (the most renowned being the landing on Fort Eben-Emael in Belgium).
Eastern Front, 1941–44
Use of armored forces was crucial for both sides on the Eastern Front. Operation Barbarossa, the German invasion of the Soviet Union in June 1941, involved a number of breakthroughs and encirclements by motorized forces. Its goal, according to Führer Directive 21 (18 December 1940), was "to destroy the Russian forces deployed in the West and to prevent their escape into the wide-open spaces of Russia". The Red Army was to be destroyed west of the Dvina and Dnieper rivers, which were about east of the Soviet border, to be followed by a mopping-up operation. The surprise attack resulted in the near annihilation of the Voyenno-Vozdushnye Sily (VVS, Soviet Air Force) by simultaneous attacks on airfields, allowing the Luftwaffe to achieve total air supremacy over all the battlefields within the first week. On the ground, four German panzer groups outflanked and encircled disorganized Red Army units, and the marching infantry completed the encirclements and defeated the trapped forces. In late July, after 2nd Panzer Group (commanded by Guderian) captured the watersheds of the Dvina and Dnieper rivers near Smolensk, the panzers had to defend the encirclement, because the marching infantry divisions remained hundreds of kilometers to the west.
The Germans conquered large areas of the Soviet Union, but their failure to destroy the Red Army before the winter of 1941-1942 was a strategic failure and made German tactical superiority and territorial gains irrelevant. The Red Army had survived enormous losses and regrouped with new formations far to the rear of the front line. During the Battle of Moscow (October 1941 to January 1942), the Red Army defeated the German Army Group Center and for the first time in the war seized the strategic initiative.
In the summer of 1942, Germany launched another offensive and this time focusing on Stalingrad and the Caucasus in the southern Soviet Union. The Soviets again lost tremendous amounts of territory, only to counter-attack once more during winter. The German gains were ultimately limited because Hitler diverted forces from the attack on Stalingrad and drove towards the Caucasus oilfields simultaneously. The Wehrmacht became overstretched. Although it won operationally, it could not inflict a decisive defeat as the durability of the Soviet Union's manpower, resources, industrial base and aid from the Western Allies began to take effect.
In July 1943, the Wehrmacht conducted Operation Zitadelle (Citadel) against a salient at Kursk, which Soviet troop heavily defended. Soviet defensive tactics had by now hugely improved, particularly in the use of artillery and air support. By April 1943, the Stavka had learned of German intentions through intelligence supplied by front-line reconnaissance and Ultra intercepts. In the following months, the Red Army constructed deep defensive belts along the paths of the planned German attack. The Soviets made a concerted effort to disguise their knowledge of German plans and the extent of their own defensive preparations, and the German commanders still hoped to achieve operational surprise when the attack commenced.
The Germans did not achieve surprise and could not outflank or break through into enemy rear areas during the operation. Several historians assert that Operation Citadel was planned and intended to be a blitzkrieg operation. Many of the German participants who wrote about the operation after the war, including Erich von Manstein, make no mention of blitzkrieg in their accounts. In 2000, Niklas Zetterling and Anders Frankson characterised only the southern pincer of the German offensive as a "classical blitzkrieg attack". Pier Battistelli wrote that the operational planning marked a change in German offensive thinking away from blitzkrieg and that more priority was given to brute force and fire power than to speed and maneuver.
In 1995, David Glantz stated that blitzkrieg was at Kursk for the first time defeated in summer, and the opposing Soviet forces mounted a successful counter-offensive. The Battle of Kursk ended with two Soviet counter-offensives and the revival of deep operations. In the summer of 1944, the Red Army destroyed Army Group Centre in Operation Bagration by using combined-arms tactics for armor, infantry and air power in a coordinated strategic assault, known as deep operations, which led to an advance of in six weeks.
Western Front, 1944–1945
Allied armies began using combined-arms formations and deep-penetration strategies that Germany had used in the opening years of the war. Many Allied operations in the Western Desert and on the Eastern Front, relied on firepower to establish breakthroughs by fast-moving armored units. The artillery-based tactics were also decisive in Western Front operations after 1944's Operation Overlord, and the British Commonwealth and American armies developed flexible and powerful systems for using artillery support. What the Soviets lacked in flexibility, they made up for in number of rocket launchers, guns and mortars. The Germans never achieved the kind of fire concentrations that their enemies were achieving 1944.
After the Allied landings in Normandy (June 1944), the Germans began a counter-offensive to overwhelm the landing force with armored attacks, but they failed because of a lack of co-ordination and to Allied superiority in anti-tank defense and in the air. The most notable attempt to use deep-penetration operations in Normandy was Operation Luttich at Mortain, which only hastened the Falaise Pocket and the destruction of German forces in Normandy. The Mortain counter-attack was defeated by the American 12th Army Group with little effect on its own offensive operations.
The last German offensive on the Western front, the Battle of the Bulge (Operation Wacht am Rhein), was an offensive launched towards the port of Antwerp in December 1944. Launched in poor weather against a thinly-held Allied sector, it achieved surprise and initial success as Allied air-power was grounded due to cloud cover. Determined defense by American troops in places throughout the Ardennes, the lack of good roads and German supply shortages caused delays. Allied forces deployed to the flanks of the German penetration, and as soon as the skies cleared, Allied aircraft returned to the battlefield. Allied counter-attacks soon forced back the Germans, who abandoned much equipment for lack of fuel.
Post-war controversy
Blitzkrieg had been called a Revolution in Military Affairs (RMA), but many writers and historians have concluded that the Germans did not invent a new form of warfare but applied new technologies to traditional ideas of Bewegungskrieg (maneuver warfare) to achieve decisive victory.
Strategy
In 1965, Captain Robert O'Neill, Professor of the History of War at the University of Oxford produced an example of the popular view. In Doctrine and Training in the German Army 1919–1939, O'Neill wrote:
Other historians wrote that blitzkrieg was an operational doctrine of the German armed forces and a strategic concept on which the leadership of Nazi Germany based its strategic and economic planning. Military planners and bureaucrats in the war economy appear rarely, if ever, to have employed the term blitzkrieg in official documents. That the German army had a "blitzkrieg doctrine" was rejected in the late 1970s by Matthew Cooper. The concept of a blitzkrieg Luftwaffe was challenged by Richard Overy in the late 1970s and by Williamson Murray in the mid-1980s. That Nazi Germany went to war on the basis of "blitzkrieg economics" was criticized by Richard Overy in the 1980s, and George Raudzens described the contradictory senses in which historians have used the word. The notion of a German blitzkrieg concept or doctrine survives in popular history and many historians still support the thesis.
Frieser wrote that after the failure of the Schlieffen Plan in 1914, the German army concluded that decisive battles were no longer possible in the changed conditions of the twentieth century. Frieser wrote that the Oberkommando der Wehrmacht (OKW), which was created in 1938 had intended to avoid the decisive battle concepts of its predecessors and planned for a long war of exhaustion (Ermattungskrieg). It was only after the improvised plan for the Battle of France in 1940 was unexpectedly successful that the German General Staff came to believe that Vernichtungskrieg was still feasible. German thinking reverted to the possibility of a quick and decisive war for the Balkan campaign and Operation Barbarossa.
Doctrine
Most academic historians regard the notion of blitzkrieg as military doctrine to be a myth. Shimon Naveh wrote, "The striking feature of the blitzkrieg concept is the complete absence of a coherent theory which should have served as the general cognitive basis for the actual conduct of operations". Naveh described it as an "ad hoc solution" to operational dangers, thrown together at the last moment. Overy disagreed with the idea that Hitler and the Nazi regime ever intended a blitzkrieg war because the once-popular belief that the Nazi state organized its economy to carry out its grand strategy in short campaigns was false. Hitler had intended for a rapid unlimited war to occur much later than 1939, but Germany's aggressive foreign policy forced the state into war before it was ready. The planning of Hitler and the Wehrmacht in the 1930s did not reflect a blitzkrieg method but the opposite. J. P. Harris wrote that the Wehrmacht never used the word, and it did not appear in German army or air force field manuals. The word was coined in September 1939 by a Times newspaper reporter. Harris also found no evidence that German military thinking developed a blitzkrieg mentality. Karl-Heinz Frieser and Adam Tooze reached similar conclusions to Overy and Naveh that the notions of blitzkrieg economy and strategy are myths. Frieser wrote that surviving German economists and General Staff officers denied that Germany went to war with a blitzkrieg strategy. Robert M. Citino argues:
The historian Victor Davis Hanson states that Blitzkrieg "played on the myth of German technological superiority and industrial dominance" and adds that German successes, particularly that of its Panzer divisions were "instead predicated on the poor preparation and morale of Germany's enemies". Hanson also reports that at a Munich public address in November 1941, Hitler had "disowned" the concept of Blitzkrieg by calling it an "idiotic word". Further, successful Blitzkrieg operations were predicated on superior numbers, air support and were possible for only short periods of time without sufficient supply lines. For all intents and purposes, Blitzkrieg ended at the Eastern Front once the German forces had given up Stalingrad, after they faced hundreds of new T-34 tanks, when the Luftwaffe became unable to assure air dominance, and after the stalemate at Kursk. To that end, Hanson concludes that German military success was not accompanied by the adequate provisioning of its troops with food and materiel far from the source of supply, which contributed to its ultimate failures. Despite its later disappointments as German troops extended their lines at too great a distance, the very specter of armored Blitzkrieg forces initially proved victorious against the Polish, Dutch, Belgian and French Armies early in the war.
Economics
In the 1960s, Alan Milward developed a theory of blitzkrieg economics: Germany could not fight a long war and chose to avoid comprehensive rearmament and armed in breadth to win quick victories. Milward described an economy positioned between a full war economy and a peacetime economy. The purpose of the blitzkrieg economy was to allow the German people to enjoy high living standards in the event of hostilities and avoid the economic hardships of the First World War.
Overy wrote that blitzkrieg as a "coherent military and economic concept has proven a difficult strategy to defend in light of the evidence". Milward's theory was contrary to Hitler's and German planners' intentions. The Germans, aware of the errors of the First World War, rejected the concept of organizing its economy to fight only a short war. Therefore, focus was given to the development of armament in depth for a long war, instead of armament in breadth for a short war. Hitler claimed that relying on surprise alone was "criminal" and that "we have to prepare for a long war along with surprise attack". During the winter of 1939–1940, Hitler demobilized many troops from the army to return as skilled workers to factories because the war would be decided by production, not a quick "Panzer operation".
In the 1930s, Hitler had ordered rearmament programs that cannot be considered limited. In November 1937, he had indicated that most of the armament projects would be completed by 1943–1945. The rearmament of the Kriegsmarine was to have been completed in 1949 and the Luftwaffe rearmament program was to have matured in 1942, with a force capable of strategic bombing with heavy bombers. The construction and the training of motorized forces and a full mobilization of the rail networks would not begin until 1943 and 1944, respectively. Hitler needed to avoid war until these projects were complete but his misjudgements in 1939 forced Germany into war before rearmament was complete.
After the war, Albert Speer claimed that the German economy achieved greater armaments output not because of diversions of capacity from civilian to military industry but by streamlining of the economy. Overy pointed out some 23 percent of German output was military by 1939. Between 1937 and 1939, 70 percent of investment capital went into the rubber, synthetic fuel, aircraft and shipbuilding industries. Hermann Göring had consistently stated that the task of the Four Year Plan was to rearm Germany for total war. Hitler's correspondence with his economists also reveals that his intent was to wage war in 1943–1945, when the resources of central Europe had been absorbed into Nazi Germany.
Living standards were not high in the late 1930s. Consumption of consumer goods had fallen from 71 percent in 1928 to 59 percent in 1938. The demands of the war economy reduced the amount of spending in non-military sectors to satisfy the demand for the armed forces. On 9 September, Göring, as Head of the Reich Defense Council, called for complete "employment" of living and fighting power of the national economy for the duration of the war. Overy presents that as evidence that a "blitzkrieg economy" did not exist.
Adam Tooze wrote that the German economy was being prepared for a long war. The expenditure for the war was extensive and put the economy under severe strain. The German leadership were concerned less with how to balance the civilian economy and the needs of civilian consumption but to figure out how to best prepare the economy for total war. Once war had begun, Hitler urged his economic experts to abandon caution and expend all available resources on the war effort, but the expansion plans only gradually gained momentum in 1941. Tooze wrote that the huge armament plans in the pre-war period did not indicate any clear-sighted blitzkrieg economy or strategy.
Heer
Frieser wrote that the () was not ready for blitzkrieg at the start of the war. A blitzkrieg method called for a young, highly skilled mechanized army. In 1939–1940, 45 percent of the army was 40 years old and 50 percent of the soldiers had only a few weeks' training. The German Army, contrary to the blitzkrieg legend, was not fully motorized and had only 120,000 vehicles, compared to the 300,000 of the French Army. The British also had an "enviable" contingent of motorized forces. Thus, "the image of the German 'Blitzkrieg' army is a figment of propaganda imagination". During the First World War, the German army used 1.4 million horses for transport and in the Second World War 2.7 million horses. Only ten percent of the army was motorized in 1940.
Half of the German divisions available in 1940 were combat ready, but they were less well-equipped than the British and French or the Imperial German Army of 1914. In the spring of 1940, the German army was semi-modern in which a small number of well-equipped and "elite" divisions were offset by many second and third rate divisions". In 2003, John Mosier wrote that while the French soldiers in 1940 were better trained than German soldiers, as were the Americans later and that the German Army was the least mechanized of the major armies, its leadership cadres were larger and better and that the high standard of leadership was the main reason for the successes of the German army in World War II, as it had been in World War I.
Luftwaffe
James Corum wrote that it was a myth that the Luftwaffe had a doctrine of terror bombing in which civilians were attacked to break the will or aid the collapse of an enemy by the Luftwaffe in blitzkrieg operations. After the bombing of Guernica in 1937 and the Rotterdam Blitz in 1940, it was commonly assumed that terror bombing was a part of Luftwaffe doctrine. During the interwar period, the Luftwaffe leadership rejected the concept of terror bombing in favour of battlefield support and interdiction operations:
Corum continued: General Walther Wever compiled a doctrine known as The Conduct of the Aerial War. This document, which the Luftwaffe adopted, rejected Giulio Douhet's theory of terror bombing. Terror bombing was deemed to be "counter-productive", increasing rather than destroying the enemy's will to resist. Such bombing campaigns were regarded as diversion from the Luftwaffe's main operations; destruction of the enemy armed forces. The bombings of Guernica, Rotterdam and Warsaw were tactical missions in support of military operations and were not intended as strategic terror attacks.
J. P. Harris wrote that most Luftwaffe leaders from Goering through the general staff believed, as did their counterparts in Britain and the United States, that strategic bombing was the chief mission of the air force and that given such a role, the Luftwaffe would win the next war and that
The Luftwaffe ended up with an air force consisting mainly of relatively short-range aircraft, but that does not prove that the German air force was solely interested in "tactical" bombing. It happened because the German aircraft industry lacked the experience to build a long-range bomber fleet quickly and because Hitler was insistent on the very rapid creation of a numerically-large force. It is also significant that Germany's position in the centre of Europe to a large extent obviated the need to make a clear distinction between bombers suitable only for "tactical" purposes and those necessary for strategic purposes in the early stages of a likely future war.
Fuller and Liddell Hart
The British theorists John Frederick Charles Fuller and Captain Basil Henry Liddell Hart have often been associated with the development of blitzkrieg, but that is a matter of controversy. In recent years historians have uncovered that Liddell Hart distorted and falsified facts to make it appear as if his ideas has been adopted. After the war Liddell Hart imposed his own perceptions after the event by claiming that the mobile tank warfare has been practiced by the Wehrmacht was a result of his influence. By manipulation and contrivance, Liddell Hart distorted the actual circumstances of the blitzkrieg formation, and he obscured its origins. By his indoctrinated idealization of an ostentatious concept, he reinforced the myth of blitzkrieg. Imposing retrospectively his own perceptions of mobile warfare upon the shallow concept of blitzkrieg, he "created a theoretical imbroglio that has taken 40 years to unravel". Blitzkrieg was not an official doctrine, and historians in recent times have come to the conclusion that it did not exist as such:
The early 1950s literature transformed blitzkrieg into a historical military doctrine, which carried the signature of Liddell Hart and Guderian. The main evidence of Liddell Hart's deceit and "tendentious" report of history can be found in his letters to Erich von Manstein, Heinz Guderian, and the relatives and associates of Erwin Rommel. Liddell Hart, in letters to Guderian, "imposed his own fabricated version of blitzkrieg on the latter and compelled him to proclaim it as original formula". Kenneth Macksey found Liddell Hart's original letters to Guderian in the latter's papers. Liddell Hart requested Guderian to give him credit for "impressing him" with his ideas of armored warfare. When Liddell Hart was questioned about this in 1968 and the discrepancy between the English and German editions of Guderian's memoirs, "he gave a conveniently unhelpful though strictly truthful reply. ('There is nothing about the matter in my file of correspondence with Guderian himself except... that I thanked him... for what he said in that additional paragraph'.)".
During the First World War, Fuller had been a staff officer attached to the new tank corps. He developed Plan 1919 for massive independent tank operations, which he claimed were subsequently studied by the German military. It is variously argued that Fuller's wartime plans and post-war writings were inspirations or that his readership was low and German experiences during the war received more attention. The German view of themselves as the losers of the war may be linked to the senior and experienced officers' undertaking a thorough review in studying and rewriting of all of their Army doctrine and training manuals.
Fuller and Liddell Hart were "outsiders". Liddell Hart was unable to serve as a soldier after 1916 after being gassed on the Somme, and Fuller's abrasive personality resulted in his premature retirement in 1933. Their views had limited impact in the British army; the War Office permitted the formation of an Experimental Mechanized Force on 1 May 1927, composed of tanks, motorized infantry, self-propelled artillery and motorized engineers but the force was disbanded in 1928 on the grounds that it had served its purpose. A new experimental brigade was intended for the next year and became a permanent formation in 1933, during the cuts of the financial years.
Continuity
It has been argued that blitzkrieg was not and thae that the Germans did not invent something called blitzkrieg in the 1920s and 1930s. Rather, the German concept of wars of movement and concentrated force were seen in wars of Prussia and the German Wars of Unification. The first European general to introduce rapid movement, concentrated power and integrated military effort was Swedish King Gustavus Adolphus during the Thirty Years' War. The appearance of the aircraft and tank in the First World War, called an RMA, offered the German military a chance to get back to the traditional war of movement as practiced by Moltke the Elder. The so-called "blitzkrieg campaigns" of 1939 to around 1942 were well within that operational context.
At the outbreak of war, the German army had no radically new theory of war. The operational thinking of the German army had not changed significantly since the First World War or since the late 19th century. J. P. Harris and Robert M. Citino point out that the Germans had always had a marked preference for short decisive campaigns but were unable to achieve short-order victories in First World War conditions. The transformation from the stalemate of the First World War into tremendous initial operational and strategic success in the Second World War was partly the employment of a relatively-small number of mechanized divisions, most importantly the Panzer divisions, and the support of an exceptionally powerful air force.
Guderian
Heinz Guderian is widely regarded as being highly influential in developing the military methods of warfare used by Germany's tank men at the start of the Second World War. That style of warfare brought the maneuver back to the fore and placed an emphasis on the offensive. Along with the shockingly-rapid collapse in the armies that opposed it, that came to be branded as blitzkrieg warfare.
Aftee Germany's military reforms of the Guderian emerged as a strong proponent of mechanized forces. Within the Inspectorate of Transport Troops, Guderian and colleagues performed theoretical and field exercise work. Guderian met with opposition from some in the General Staff, who were distrustful of the new weapons and who continued to view the infantry as the primary weapon of the army. Among them, Guderian claimed, was Chief of the General Staff Ludwig Beck (1935–1938), who he alleged was skeptical that armored forces could be decisive. That claim has been disputed by later historians. James Corum wrote:
By Guderian's account, he single-handedly created the German tactical and operational methodology. Between 1922 and 1928 Guderian wrote a number of articles concerning military movement. As the ideas of making use of the combustible engine in a protected encasement to bring mobility back to warfare developed in the German army, Guderian was a leading proponent of the formations that would be used for this purpose. He was later asked to write an explanatory book, which was titled Achtung Panzer! (1937) in which he explained the theories of the tank men and defended them.
Guderian argued that the tank would be the decisive weapon of the next war. "If the tanks succeed, then victory follows", he wrote. In an article addressed to critics of tank warfare, he wrote that "until our critics can produce some new and better method of making a successful land attack other than self-massacre, we shall continue to maintain our beliefs that tanks—properly employed, needless to say—are today the best means available for land attack".
Addressing the faster rate at which defenders could reinforce an area than attackers could penetrate it during the First World War, Guderian wrote that "since reserve forces will now be motorized, the building up of new defensive fronts is easier than it used to be; the chances of an offensive based on the timetable of artillery and infantry co-operation are, as a result, even slighter today than they were in the last war." He continued, "We believe that by attacking with tanks we can achieve a higher rate of movement than has been hitherto obtainable, and—what is perhaps even more important—that we can keep moving once a breakthrough has been made". Guderian additionally required for tactical radios to be widely used to facilitate coordination and command by having one installed in all tanks.
Guderian's leadership was supported, fostered and institutionalized by his supporters in the Reichswehr General Staff system, which worked the Army to greater and greater levels of capability through massive and systematic Movement Warfare war games in the 1930s. Guderian's book incorporated the work of theorists such as , whose book, The Tank War (Der Kampfwagenkrieg) (1934) gained a wide audience in the German Army. Another German theorist, Ernst Volckheim, wrote a huge amount on tank and combined arms tactics and was influential to German thinking on the use of armored formations, but his work was not acknowledged in Guderian's writings.
See also
AirLand Battle, blitzkrieg-like doctrine of US Army in 1980s
Armoured warfare
Maneuver warfare
Shock and awe, the 21st century US military doctrine.
Vernichtungsgedanke, or "annihilation concept".
Mission-type tactics
Deep Battle, Soviet Red Army Military Doctrine from the 1930s often confused with blitzkrieg.
Battleplan (documentary TV series)
Vernichtungsschlacht, Battle of annihilation
Notes
References
Bibliography
Books
Conferences
Journals
Websites
Further reading
Raudzens, George. "Blitzkrieg Ambiguities: Doubtful Usage of a Famous Word." War & Society 7.2 (1989): 77–94. https://doi.org/10.1179/106980489790305551
External links
Armstrong, G. P. The Controversy over Tanks in the British Army 1919 to 1933 (PhD 1976)
Sinesi, Michael. Patrick. Modern Bewegungskrieg: German Battle Doctrine, 1920–1940 (2001)
Vardi, Gil-Li. The Enigma of German Operational Theory: the Evolution of Military Thought in Germany, 1919–1938 (PhD 2008)
Spiegel Online: The Nazi Death Machine, Hitler's Drugged Soldiers
Words and phrases with no direct English translation
Military strategy
Military terminology
Armoured warfare
Military theory
German words and phrases
Warfare by type |
4653 | https://en.wikipedia.org/wiki/The%20Beano | The Beano | The Beano (formerly The Beano Comic, also known as Beano) is a British anthology comic magazine created by Scottish publishing company DC Thomson. Its first issue was published on 30 July 1938, and it published its 4000th issue in August 2019. Popular and well-known comic strips and characters include Dennis the Menace, Minnie the Minx, The Bash Street Kids, Roger the Dodger, Billy Whizz, Ivy the Terrible, General Jumbo, Jonah, and Biffo the Bear.
The Beano was planned as a pioneering children's magazine that contained mostly comic strips, in the style of American newspaper gag-a-days, as opposed to the more text story based Story papers that were immensely popular before the Second World War. In the present, its legacy is its misbehaving characters, escapist tales and anarchic humour with an audience of all ages. Beano is a multimedia franchise with spin-off books and Christmas annuals, a website, theme park rides, games, cartoon adaptations, and a production company.
History
Creation (1920s–1939)
Throughout the 1920s, DC Thomson dominated the British comics industry. Dubbed "the big five", the publisher's most successful comics were Adventure (1921), The Rover and The Wizard (1922), The Skipper (1930) and The Hotspur (1933). These were weekly issued boys' magazines for preteen males, containing anthologies by DC Thomson's creator staff designed in various formats and genres. They became popular throughout the United Kingdom, notably in English industrial cities, helped through the company's ability to view sales and promotions in the areas much easier than the rival publishers in London. Although many were about "super men" the young readers could idolise, the rest of the stories would be comic strips inspired by the gag-a-day strips in American newspapers full of stylised characters, slapstick and puns.
Overseeing the magazines was the Managing Editor of Children's Publications, R. D. Low, who first joined the company in 1913. Almost a decade into the big five's success, the stories shifted to comedic and included more comic strips, which gave Low an idea of creating a new "big five" which focused on the funnies more than drama. The suggestion was approved; editors Bill Blain and (sub-editor) Albert Barnes of The Wizard and The Hotspur, respectively, joined Low's project. The new team placed a newspaper advertisement into The Daily Telegraph asking for artists and/or comic ideas. With the help of the advertisement responses and employed artists at DC Thomson, The Dandy was published in 1937, the New Big Five's first member. For The Beano (initially called "The Beano Comic" until issue 412), Low received comic strip suggestions by Reg Carter, an English illustrator in Sussex who had created funnies for several British comics and designed humorous postcards. After an in-person interview, Low and Carter planned the front cover for The Beano first issue, eventually creating the character Big Eggo (originally named Oswald the Ostrich). It would be in colour whilst the inside of the magazine would be black and white, a tactic used for The Dandy first issue (black and white stories inside, colourful Korky the Cat strip on the front). Joining the Big Eggo strip would be many funnies, such as Hugh McNeill's Ping the Elastic Man, James Jewell's Wee Peem, Allan Morley's Big Fat Joe, Eric Roberts' Rip Van Wink, Dudley D. Watkins' Lord Snooty and His Pals, and Roland Davies' Contrary Mary. Despite the aim to make a new comic series full of American-inspired comic strips, The Beano also contained short stories, serial fiction and adventure stories similar to the Big Five's magazines; Morgyn the Mighty was previously in The Rover. Tin-Can Tommy and Brave Captain Kipper were reprints, co-produced by the Italian art agency Torelli Bros.
Worth 2d with a free prize of a "whoopee mask", issue 1 of The Beano was released on 26 July 1938 for the 30th, selling roughly 443,000 copies. Like The Dandy, its name is from a Low-led DC Thomson office party called The DB Club (The Dandy Beano Club). DC Thomson had several office party clubs that hosted different types of staff gatherings to choose from (e.g. The Prancers would hike hills), but Low's DB Club preferred playing golf and dining throughout Dundee. The two magazines also followed the one-word titles of other comics by rival companies, such as Amalgamated Press' Crackers, Sparkler, Puck and some books from its Union Jack series (The Marvel, The Magnet and The Gem); and Target Publications' Chuckler, Rattler and Dazzler. Beano editor-in-chief was George Moonie, former sub-editor of The Wizard, who would be editor until the summer of 1959. He later explained DC Thomson was a competitive company that wanted to make the best children's literature in the United Kingdom, but there was also competition within itself as Beano offices was determined to beat The Dandy popularity.
World War Two, reaching million sales (1939–1945)
Drastic changes occurred behind the scenes of The Beano during the Second World War: George Moonie and editing partner Ron Fraser left to join the Royal Marines and Air Force, respectively, both not returning until c. 1946. Stuart Gilchrist became sole editor-in-chief after Moonie's other sub-editor Freddie Simpson became ill and resigned. Contact was also lost with Torelli Bros. so in-house creations of Tin-Can Tommy began from issue 69 by Sam Fair. Paper rationing caused the rest of Low's New Big Five to be cancelled (it stopped at three published, the third member being The Magic Comic (1939), which ended with 80 issues in 1941), and The Beano to fluctuate its page count instead of its usual 28. Eventually, The Beano became a fortnightly magazine (alternating with The Dandy comic) until 23 July 1949.
Comic strips would encourage readers to help their parents and other adults with the war effort, and to be optimistic about the war's outcome. New comic strips mocked Mussolini and propagandist William Joyce, Lord Snooty and His Pals stories would be about the protagonists outsmarting the Axis leaders, and other stories would be about characters recycling paper. Big Eggo front covers were often about Eggo pranking servicemen during the Blitz, and Pansy Potter received a medal for single-handedly capturing a Nazi U-boat. Issue 192 would debut a 16-part prose story about a boy and his mother being evacuated to the United States and becoming the enemy of a Chicago gangster's widow.
Issues published weekly every Tuesday in 1938, and when the magazine changed distribution to every two weeks, the day remained unchanged. From issue 366, the day changed to Friday until issue 375 which began the Thursday publication day schedule.
Post-war changes (1945–1988)
December 1945 marked a milestone: issue 272 became the first Beano issue to sell over a million copies. The end of the war also ushered in a new era for the comic, debuting superhero Jack Flash, the debut of Biffo the Bear as new cover star and a new generation of trouble-making kids: Dennis the Menace, Minnie the Minx, The Bash Street Kids, and Roger the Dodger. DC Thomson also introduced new comic magazines like The Beezer and The Topper that a few Beano artists also created characters and stories for.
After the war saw a drift away from text stories and adventure comics, with the last text story published in 1955; adventure comics lasted longer with 1975 being the last year to feature them as General Jumbo eighth series drew to a close in issue 1734.
George Moonie resigned as editor-in-chief in 1959 to develop comics for girls. Sub-editor of The Beezer Harry Cramond succeeded Moonie until retiring in 1984, described as the most influential editor in The Beano history. He oversaw new merchandising, high sales, and the thousandth and two thousandth issues. Behind the scenes of the magazine became humanised throughout the years as DC Thomson's Beano offices featured on documentary television and Cramond's successor Euan Kerr guest-starred on television for the magazine's 50th anniversary.
Move to full colour (1988–present)
The Beano began to advertise outside of DC Thomson's products in 1988 in order to keep both it and The Dandy "pocket money" cheap, beginning with issue 2407. Issue 2674 in 1993 was the first issue to feature every page in colour.
A notable revamp was the 50th birthday issue, which had an abnormally larger page count with more coloured sections and printed on wider sheets. A decade later, issues gained eight extra pages with computer-based art. In the 21st century, there were seven changes within a five-year span: logo updates, fonts assigned for certain design roles, and the magazine started using glossy paper.
From issue 3442 in 2008 (and as of 2020), the day the comic was released was changed to Wednesday.
Outside of the magazine, Beanos brand expanded into a multimedia franchise. Theme park tie-ins, a website, spin-off magazines, and animated television programmes starring the popular comic characters (several for Dennis the Menace) became common, keeping The Beano in popular culture. The turn of the millennium began a sales decline and led to friendly rival The Dandy to discontinue in 2012. Eventually, The Beano recovered after the creation of its magazine subscription service, which also shipped internationally.
Stories
Plots and dialogue are written into a script by an (often) uncredited DC Thomson writer, a formerly common practice for DC Thomson magazines. Uncredited artists assigned to a strip(s) will design all its stories into a "series" that the chief editor will arrange into an order to publish for each issue. Strips are sometimes ghostwritten by other artists who imitate the original designer's style, which is helpful if artists retire or die unexpectedly, otherwise the strip is discontinued. "When I started I was drawing two pages a week and thinking 'Phew, that's quite a lot'. Now I do 10 or 12 pages a week. You have to do more all the time to stay where you are," explained Nigel Parkinson. From March 2016, authors and illustrators are now credited in issues.
There have been over a thousand stories throughout the magazine's history told through various ways. Since November 1975, the magazine has contained only comic strips in the style of American newspaper "funnies", but it began with other genres. The last genre to leave Beano was adventure stories: short tales eleven-pictures long in text comics format. The stories were either dramatic or dramedies, but heavily featured hobbies and interests young boys had (war and the military, hunting, sailing, jungle men). They also stood out because the illustrations of backgrounds, animals and human characters were photorealistic. Although artists like Dudley D. Watkins drew for a few series, the most prolific illustrator was Irish artist Paddy Brennan, who notably drew for The Daring Deeds of Sinbad the Sailor, Red Rory of the Eagles and General Jumbo in the 1950s. Comic adventure stories were a hybrid: adventure stories presented as a comic strip.
Prose stories were a page of text with an illustration at the top. Some stories were about animals with artwork by former Big Five illustrator Richard "Toby" Baines, but the longest-running prose character in the magazine's history was Prince Ivor, who first starred in Follow the Secret Hand. The last prose story to appear was Ace From Space in 1955.
Although comic strips have featured in The Beano since issue 1, their contents has changed throughout. Anthropomorphic animals were common stars that would partake in human activities, and the punchlines occurred from the failures to do so. Misbehaving children showed most popular with Lord Snooty and His Pals becoming the first longest-running strip when it concluded in 1991, but the most well known that continue to appear in issues are Dennis the Menace, Minnie the Minx, The Bash Street Kids, and Roger the Dodger. Some adult-starring characters also misbehaved but they were usually portrayed as incompetent, notably Jonah. In the late 20th century, merging comic strip characters in the same vicinity became common in the franchise, such as the video game Beanotown Racing, but characters living together in "Beanotown" became a prominent feature of comic strips into the present.
Due to the initial target audience of The Beano being schoolboys, masculine interests, hobbies, and values dominated issues constantly. Aside from aforementioned adventure stories and comedic characters, there were cowboys, aliens, kings, the supernatural, fantasy creatures (and talking animals), and men whose lifestyle or jobs require physical strength (despite the story making their careers incidental). The Beano alternated between mocking or idolising these characters through story formats; wealthy characters causing mischief, caring about their families or being shown underprivileged lives made the working-class audience relate and sympathise with them. Female characters were usually supporting a male character, joint protagonist with a male character, or the antagonist. Prose stories starring girls and women were about the protagonist searching out the truth to a secret, usually over a friend's/family disappearance, or they were witches cursing or tormenting the male protagonists. Female comic characters were also in supporting roles with or join-protagonist with a male character, but the starring characters notably had binary stereotypical traits: drawn as tall and flowy, Swanky, Lanky Liz is obsessed with fashion and makeup and acts vain and snobbish, whereas Pansy Potter, Minnie the Minx and Toots from The Bash Street Kids share the round-faced and snub-nosed art style of the boys in their stories and are unruly tomboys (in Pansy Potter's case, showcases the strength she inherited from her father). Non-White characters starred in their stories either set in Africa, Asia, or South America, or were about the character adapting to a new life in the United Kingdom.
Stories used to vary in length and layout, but in 2012, The Beano debuted a chapter called Funsize Funnies where shorter comic strips shared some pages. In some instances, these extremely short strips were brand new (Stunt Gran, BamBeanos, BSK CCTV, Gnash Gnews, Winston), but others were tiny reboots of older comic strips that the new audience could not recall reading before. Quiet reboots included Simply Smiffy (cancelled 1987), Rasher (cancelled 1995), Little Plum (cancelled 2007), Les Pretend (cancelled 2007), Baby Face Finlayson (cancelled 2005), Biffo the Bear (cancelled 1999), Pansy Potter (cancelled 1993), and Lord Snooty (cancelled 1991).
Crossovers
The Beano allows its characters from different strips to interact with each other. Reprinting old stories or redistributing characters into other magazines is common throughout DC Thomson's history, as if the stories are set in the same universe. The Lord Snooty series discontinued old characters and replaced them with Beano strip characters of the past; Dennis the Menace featured in DC Thomson's Champ magazine in the mid-1980s and The Weekly News tabloid-magazine for four years in the 1950s. Morgyn the Mighty, Tricky Dicky, Bananaman and Corporal Clott were stories previously from The Rover, The Topper, Nutty and The Dandy, respectively, whereas one of Gnasher's puppies had her own strip in The Beezer and Topper and Jackie magazine.
Anniversary issues
Along with guest editors, anniversary issues are frequently contained with crossovers. The 2000th issue had the "Hall of Fame" strip which showed framed portraits of characters from the past, and issue 3443's Fred's Bed featured Fred crawling under his bed and time travelling through the magazine's comic strips. For the 80th anniversary, issue 3945 was guest edited by actor-turned children's author David Walliams and had a large crossover story about Bash Street School opening the Beanotown's 1938 time capsule and discovering a map, which leads to robots and a giant tentacle monster breaking out to attack the residents. There was also a flashback panel of the time capsule being sealed which featured a handful of comic strip characters from the first issue, later helping the present day characters discover how to defeat the tentacle monster, named Simon. Issue 4000's crossover was a time travel story where the Beanotown characters of the present helped their future selves save the world.
Creators
Chief Editor history
As of 2020, there have been seven official chief editors:
George Moonie (1938–1939, c. 1946–1959)
Harold Cramond (1959–1984)
Euan Kerr (1984–2006)
Alan Digby (2006–2011)
Michael Stirling (2011–2012)
Craig Graham (2012–2016)
John Anderson (2016–present)
Temporary chief editors:
Stuart Gilchrist (1939–c. 1946) stood in as editor when George Moonie joined the Navy for World War Two.
Dick and Dom (2006) edited issue 3311 and chose their favourite strips from the available 2005 waiting list.
Nick Park (2008) edited issue 3443 to celebrate Beano 70th anniversary.
Harry Hill (published 6 March 2013) edited the 2013 Red Nose Day special.
Andy Murray (28 June 2014) edited the Wimbledon special.
David Walliams (2018) edited issue 3945 to celebrate the 80th anniversary.
Joe Sugg (2021) edited issue 4077 for Dennis the Menace 70th anniversary.
Marcus Rashford (2022) edited issue 4146 following the release of his book, You Can Do It: How to Find Your Voice and Make a Difference.
Notable artists
Merchandise
From the first issue, readers have received free gifts from The Beano: toy masks, sweets, posters, and toys. Originally, free gifts would be attached inside the cover or strategically on the front so that it could distract the buyer from other comics next to The Beano on the shelves, hopefully excited for the next issue after reading it and eating/playing with the toys. Gifts were intentionally sporadic, especially during the Christmas period when families' money would be saved for food and presents. Issue 90 would be the last issue with a gift (licorice "black eye") due to rationing, the next free gift being the Flying Snorter Balloon in issue 953. The most popular free gift was issue 2201's Gnasher Snapper, a prank toy that would make a bang sound when unfolded, and was re-gifted occasionally in later issues, as well as the 60th anniversary.
During the 25th anniversary of Dennis the Menace, The Dennis the Menace Fan Club was formed. The fan club was instantly popular, recalls Euan Kerr in 1984; "The club enrolled over 2000 new members every week, well into the 90s[.]" Membership was 30p, and new members received a membership card full of classified communication tactics and two badges: a red one with Dennis' face on the front and a furry one of a googly-eyed Gnasher face—the latter was the most sought-after badge in the club's history. For two years, there was a tie-in agony aunt page called Dear Dennis (issue 1679–1767) where fan club members sent Dennis their problems that Dennis would reply to in the following issue; thousands of letters would arrive at DC Thomson per week and the authors of the messages would receive prizes. The club would be renamed The Beano Club, which ended in 2010, but had over 1.5 million members. A spin-off was introduced called Gnasher's Fang Club, and Gnasher would ask readers to send him stories about their pets' adventures which could be printed into the next issue. "The mailbag of little drawings of pets was several thousand per week," remembers sub-editor Morris Heggie. "And the popularity lasted and lasted."
The 21st century celebrated anniversaries with more memorabilia. For The Beano 70th birthday, DC Thomson published The Beano Special Collectors Edition: 70 Years of Fun (2008), and The History of The Beano (2008) was published by Waverly Books, both documenting the magazine's history; two exhibitions at the University of Dundee (Happy Birthday, Beano!) and The Cartoon Museum (Beano and Dandy Birthday Bash!) showed the public private DC Thomson artwork and the history of the magazine. For 2018, readers could buy a box for the 80th anniversary containing posters, reprints of selected older issues, and two books updating the previous documentation of the magazine's history, as well as Minnie the Minx origins. Both anniversaries had tie-in museum exhibitions that also told their audiences the magazine's history. Limited-edition figurines from Robert Harrop were available to buy from their official website in late 2008. The 21st century also began Beano branching into different mediums: their first website, Beanotown.com, formed in 2000, and Chessington World of Adventures opened Beanoland in the same year. Both would later discontinue but Beanotown.com would be revamped as beano.com, a website full of games, Beano secrets and other activities for children. Gulliver's Travels opened the Beano 6 Super Ride in May 2021. The Beano was also the face of the United Kingdom's 2018 Summer Reading Challenge, called Mischief Makers, which included a special Dennis the Menace novel tie-in called Dennis the Menace and the Chamber of Mischief by Beano artist Nigel Auchterlounie. The Dennis the Menace Fan Club was re-launched as a phone app, rebranded as The Dennis and Gnasher Fan Club, and allowed readers free membership, printable badges, and pranks. On television, the Sky Kids show SO Beano! aired; a TV show with special guests, children presenters, and fun and games, in a similar style to Friday Download and Scrambled!
Annuals
The first Beano annual hardcover book was published as far back as 1939, a year after the first weekly comic was published. In 2018, it was estimated that an original first issue Beano annual in relatively good condition could fetch between £1,200 to £1,500.
Spin-off comics
Comic libraries
Since 1982 the comic, along with The Dandy, has also run "Comic Library" titles. Released monthly, these titles are a feature-length (usually about 64-page) adventure, featuring a character from the comic itself. They are available in A5 size only. In 1998, these were replaced by the Fun Size Beano. Fun Size Comics were discontinued in late 2010.
Beano Specials
The comic also ran A4-sized Beano Specials in 1987 with full coloured pages, which later were replaced by Beano Superstars which ran for 121 issues from 1992 to 2002. These were similar to the Comic Library series. Some of the last issues were printed versions of episodes from the 1996–1998 Dennis and Gnasher animated TV series. A Beano Poster Comic series was also printed in the early 1990s.
The Beano Specials returned in 2003, and are now published seasonally. The issues were numbered, and the first one was a Dennis and Friends special, the last a Christmas reprint special. These were replaced by BeanoMAX in early 2007.
BeanoMAX
On 15 February 2007, the first issue of a monthly comic entitled BeanoMAX was published. The sister comic features many of the same characters; however, the stories in BeanoMAX are written in a longer format meant for 10- to 13-year-olds. The first issue was a Comic Relief special featuring assorted celebrity guests. The magazine has been rebranded several times since 2013, and is currently known as EPIC Magazine.
Plug
Plug was a comic based on the eponymous character from The Bash Street Kids that began with issue dated 24 September 1977, and is notable for being the first comic to make use of rotogravure printing. The magazine similar in style to I.P.C's Krazy which had started the previous year. It contained uncharacteristically outlandish material for D C. Thomson, as well as later including celebrity appearances in the comic.
The comic revealed Plug's full name to be Percival Proudfoot Plugsley and also gave him a pet monkey by the name of Chumkee. Plug's strip was mostly drawn by Vic Neill but other artists, including Dave Gudgeon drew some later strips. Other strips included Antchester United, Violent Elizabeth, Eebagoom, Hugh's Zoo and D'ye Ken John Squeal and his Hopeless Hounds.
The venture was unsuccessful, in part because the comic cost 9p, with the Beano at the time only costing 4p and most of its rivals priced similarly. It merged with The Beezer on 24 February 1979.
Dennis and Gnasher
The brand new Dennis and Gnasher was launched separately from The Beano in September 2009. It coincided with their new cartoon on CBBC of the same name.
BeanOLD
44-page special issue 4062, with cover date 21 November 2020, during a lockdown in the COVID-19 pandemic had an eight-page adult pullout named BeanOLD, with cartoons poking fun at British politicians such as Boris Johnson and Dominic Cummings, and with appearances by Greta Thunberg, Captain Tom, and footballer Marcus Rashford. The slogan was "2020 has been tough. So tough that even grown-ups need Beano".
Beano Studios
In June 2016, DC Thomson launched Beano Studios, a spin-off media studio (based in both London and Dundee) with the intention of creating media appropriate for children and expanding The Beano franchise. Its introduction to the readers came in The Beano issue 3854 with a revamp of the cover's layout and the logo, removing "The" to make it coincide with the studio, and unveiling the website beano.com. Former chief-editor Michael Stirling (who stepped down in 2012) became head of the Dundee studio and the franchise's spokesman. Jodie Morris became Head of Digital Content, James Neal stood as Director of Content, Nigel Pickard joined as non-executive director and Emma Scott stood as CEO until 2020, succeeded by David Guppy.
As well as expanding Beano franchise through games and merchandise, Beano.com also contains other activities and interests for children to enjoy, such as news about popular celebrities, and miscellaneous videos and articles. Neal described it as "a fun but trusted babysitter who lets the kids stay up a bit late". For parents who formerly read The Beano during childhood, Beano Studios invites them to also participate on their nostalgia, once sending a cease and desist letter to politician Jacob Rees-Mogg for copyright infringement against Walter the Softy. The website became a continuing success worldwide with over two million visitors per year, and is credited for increasing comic sales by 10% in 2018. A similar approach had been planned for years through the first website Beanotown.com, which DC Thomson hoped would attract an international audience to The Beano, especially the United States. The Guardian noted The Beano success in North America was plausible because of Chicken Run, Monty Python, and Benny Hill's American popularity.
Soon after the launch announcement, Beano Studios revealed it had a new Dennis the Menace adaptation in production: a 52-episode 3D-animated cartoon for CBBC co-produced by Jellyfish Pictures and distributed by Jetpack. The new programme, Dennis & Gnasher: Unleashed!, aired on the CBBC Channel in November 2017 and became one of the most popular children's series on the channel. Jetpack sold the cartoon to over 90 territories worldwide in 2018 through television deals and streaming services, and it received an Emmy nomination for Best International Animated Program at the 2019 International Emmy Kids Awards. Chief Creative Officer Mark Talbot explained his plans to look to Hollywood for Beano branching, noting: "what's been interesting with the Americans, they don't have The Beano but what they see is the archive with over 2,000 characters and storylines sat in a warehouse in Dundee waiting to be reimagined by new writers and established writers[.]" In November 2020, Deadline reported Talbot was in the midst of pitching another adaptation of Dennis the Menace, rumoured to be about a reckless teenaged Dennis with a pilot script written by former Chilling Adventures of Sabrina writer Matthew Barry. Beano Studios and Lime Pictures announced a live-action Minnie the Minx children's programme in 2018 called The Magnificent Misadventures of Minnie, and Fox Entertainment announced a Bananaman cartoon, the second cartoon adapting the comic strip after the BBC adaptation from 1983.
Reception and legacy
The Beano was an instant success upon release, and became the longest-running, weekly-issued comic of all time in 2018. Although interest in comic magazines dwindled, it survived surrounding setbacks. In the 1950s, it (and The Dandy) were unaffected by DC Thomson's magazine cancellations (selling over 100 million per year) that were caused by both paper rationing and public lack of interest. Alan Digby's attempt to boost sales with the 8-week "Missing Gnasher" plot in Dennis the Menace failed, but the story featured in newspapers and on radio broadcasts, causing people of all ages to contact Beano offices to voice their concerns. Roughly 31,000–41,000 copies are sold per week in the present day, but an estimated 2 billion Beano comic magazines have been sold in its lifetime. A 1997 television poll by the National Comics Awards selected it for the Best British Comic Ever award. Dennis the Menace would represent the comic when Royal Mail launched a special stamp collection in 2012, celebrating Britain's rich comic book history. The Dandy, Eagle, The Topper, Roy of the Rovers, Bunty, Buster, Valiant, Twinkle and 2000 AD were also featured.
Like The Dandy, The Beano is a definitive part of British pop culture. "It's refreshing to see how the [zany] principles that made it such a hit all those years ago have remained to this day." writes Coventry Evening Telegraph. Beano annuals are the most popular Christmas annual sold, and old issues sell for thousands at auctions. Lord Snooty is often used as a pejorative in British politics. DC Thomson considers the 1950s Beano golden age possibly because of many commemorations based on the strips that first appeared from that decade: Dennis became the literal and metaphorical mascot of the magazine, his increasing popularity making him the last consistent cover star and his strips spawning three BBC animated adaptations; Minnie and the Bash Street Kids have a statue and a street named after the strip, respectively. The "anarchic" humour is credited as the key to the magazine's longevity, as well as its refusal to be condescending to its readers: "The Beano may have changed since the '30s but has always maintained its anti-authoritarian stance and steadfast refusal to treat children like idiots," theorised Morris Heggie.
The magazine is cited as an inspiration to many readers. Beano artists Emily McGorman-Bruce, Zoom Rockman, Jess Bradley, and Barrie Appleby were avid readers of the magazine and/or its annuals before they became creators of its new strips. Meanwhile, The Beano inspired comic artists Jay Stephens, Carolyn Edwards (Titan Comics) and webcomic creator Sarah Millman (NPC Tea, The Heart of Time) to either work in the creative industry or create their own stories. Alan Moore theorised the magazine influenced numerous British comic artists into reimagining American comics in the 1980s by pioneering the Dark Age. Guest chief-editors Nick Park, David Walliams, Joe Sugg, and Harry Hill are also fans of The Beano, with Park admitting "My dream job was always to work on The Beano and it's such an honour for me to be Guest Editor[.]"
Notable famous members of the old Dennis the Menace/Beano Club include Auberon Waugh, Mike Read, and Mark Hamill, as well as honorary members Paul Gascoigne, and Princes William and Harry. Chris Tarrant cited Dennis as his role model when he was a child, and Paul Rudd revealed Roger the Dodger was his favourite strip. Stella McCartney created tribute fashion to both The Beano and The Dandy, explaining they were "a huge part of my childhood" and wanted to celebrate "the next generation of Beano fans with a sustainable and practical range for kids who still share that ‘Beano’ spirit of these iconic characters". In music pop culture, the album Blues Breakers with Eric Clapton is nicknamed "The Beano Album" because Eric Clapton is holding issue 1242 on its cover.
Audience participation
Interaction with the audience is a historic practice in The Beano history. Excluding fan clubs and merchandise, Comic Idol is a sporadic election in which readers vote for their favourite strips to keep in the magazine. Cancelled strips with the least votes include Little Plum, Baby Face Finlayson, Les Pretend, Calamity James, Crazy for Daisy, and Lord Snooty. Super School and Meebo and Zuky were nominees who won polls and became official strips in the following issues. Readers would find a voting slip covered with the candidates printed in an issue that they would fill out and mail to DC Thomson, but the creation of Beano websites would allow real-time opinions from readers. Pets' Picture Gallery invited readers to send drawings of their pets to feature in the following issue.
Readers participated in the magazine's record-breaking stunts. In 1988, 100 children helped Euan Kerr and Beano scriptwriter Al Bernard recreate the front cover of issue 2396 on Scarborough Beach with Hann-Made Productions. It was awarded the Largest Comic Strip at 39950 square feet. Beano 2018 comic competition to celebrate the opening of V&A Dundee was awarded the biggest competition to finish a comic strip with 650 participants.
Along with Nick Park's guest editor issue, the 70th anniversary coincided with Gnashional Menace Day, a CLIC Sargent-partnered event where readers could be sponsored "behaving like Dennis" for charity.
Controversy
The Beano has had a few controversies throughout its lifetime, but aspects have either been discontinued, phased out or changed to not cause offence. Its infamous changes are the removal of corporal punishment (e.g. Dennis the Menace often depicted receiving bottom spanks with a slipper by his furious father) and misbehaving characters abandoning slingshots—the latter irritating former readers for being a "politically correct" notion, usually highlighted with claim "Dennis has lost his menace".
Racist depictions and terminology have been removed through the years as well. Little Plum sub-title "Your redskin chum" was not included in its 2002 revival. The first masthead character was a caricatured design of a black boy named Peanut, mascot of the Little Peanut's Page of Fun joke page (appeared from issues 1 to 112), usually eating watermelon. His last masthead feature was in December 1947, but subsequent reprints of the first issues have removed him. Hard-Nut the Nigger and Musso the Wop have not had reprints since their last appearances, the latter being printed during “World War II”, when Britain was at war with Fascist Italy.
Some changes were to not convince readers bullying was acceptable. Dennis and Gnasher's constant targeting of passive, diligent Walter "the Softy" (who was also a knitting and flower-picking hobbyist) was accused of encouraging playground homophobia, so it was toned down. Walter was also rewritten to be a bit less soft, becoming more antagonistic and stood up to Dennis sometimes, eventually having his first girlfriend. Fatty from the Bash Street Kids was renamed Freddy (his real name) in 2021, causing backlash from former readers, including then government minister Jacob Rees-Mogg who accused the change of being "publicity-seeking". Former chief-editor Mike Stirling explained it was due to fan letters from young readers asking why he was nicknamed so: "although it's always been used affectionately, and never pejoratively, we agreed it's time it changed." A News of the World report contained accusations of Uh Oh, Si Co! encouraging readers to mock children with anger issues or mental illness, which caused the strip to be cancelled.
See also
The Beano Summer Special
The Beano Annual
List of magazines published in Scotland
MAD magazine
British comics
List of Beano comic strips
List of Beano comic strips by annual
The Beano timeline
Notes
References
Bibliography
External links
Official website
Official Beano shop
1938 comics debuts
1938 establishments in the United Kingdom
British humour comics
Children's magazines published in the United Kingdom
Comics magazines published in the United Kingdom
DC Thomson Comics titles
Magazines established in 1938
Scottish brands
Weekly magazines published in the United Kingdom |
4654 | https://en.wikipedia.org/wiki/Bee | Bee | Bees are winged insects closely related to wasps and ants, known for their roles in pollination and, in the case of the best-known bee species, the western honey bee, for producing honey. Bees are a monophyletic lineage within the superfamily Apoidea. They are currently considered a clade, called Anthophila. There are over 20,000 known species of bees in seven recognized biological families. Some speciesincluding honey bees, bumblebees, and stingless beeslive socially in colonies while most species (>90%)including mason bees, carpenter bees, leafcutter bees, and sweat beesare solitary.
Bees are found on every continent except Antarctica, in every habitat on the planet that contains insect-pollinated flowering plants. The most common bees in the Northern Hemisphere are the Halictidae, or sweat bees, but they are small and often mistaken for wasps or flies. Bees range in size from tiny stingless bee species, whose workers are less than long, to Megachile pluto, the largest species of leafcutter bee, whose females can attain a length of .
Bees feed on nectar and pollen, the former primarily as an energy source and the latter primarily for protein and other nutrients. Most pollen is used as food for their larvae. Vertebrate predators of bees include primates and birds such as bee-eaters; insect predators include beewolves and dragonflies.
Bee pollination is important both ecologically and commercially, and the decline in wild bees has increased the value of pollination by commercially managed hives of honey bees. The analysis of 353 wild bee and hoverfly species across Britain from 1980 to 2013 found the insects have been lost from a quarter of the places they inhabited in 1980.
Human beekeeping or apiculture (meliponiculture for stingless bees) has been practised for millennia, since at least the times of Ancient Egypt and Ancient Greece. Bees have appeared in mythology and folklore, through all phases of art and literature from ancient times to the present day, although primarily focused in the Northern Hemisphere where beekeeping is far more common. In Mesoamerica, the Mayans have practiced large-scale intensive meliponiculture since pre-Columbian times.
Evolution
The immediate ancestors of bees were stinging wasps in the family Crabronidae, which were predators of other insects. The switch from insect prey to pollen may have resulted from the consumption of prey insects which were flower visitors and were partially covered with pollen when they were fed to the wasp larvae. This same evolutionary scenario may have occurred within the vespoid wasps, where the pollen wasps evolved from predatory ancestors.
Based on phylogenetic analysis, bees are thought to have originated during the Early Cretaceous (about 124 million years ago) on the supercontinent of West Gondwana, just prior to its breakup into South America and Africa. The supercontinent is thought to have been a largely xeric environment at this time; modern bee diversity hotspots are also in xeric and seasonal temperate environments, suggesting strong niche conservatism among bees ever since their origins.
Genomic analysis indicates that despite only appearing much later in the fossil record, all modern bee families had already diverged from one another by the end of the Cretaceous. The Melittidae, Apidae, and Megachilidae had already evolved on the supercontinent prior to its fragmentation. Further divergences were facilitated by West Gondwana's breakup around 100 million years ago, leading to a deep Africa-South America split within both the Apidae and Megachilidae, the isolation of the Melittidae in Africa, and the origins of the Colletidae, Andrenidae and Halictidae in South America. The rapid radiation of the South American bee families is thought to have followed the concurrent radiation of flowering plants in the same region. Later in the Cretaceous (80 million years ago), colletid bees colonized Australia from South America (with an offshoot lineage evolving into the Stenotritidae), and by the end of the Cretaceous, South American bees had also colonized North America. The North American fossil taxon Cretotrigona belongs to a group that is no longer found in North America, suggesting that many bee lineages went extinct during the Cretaceous-Paleogene extinction event.
Following the K-Pg extinction, surviving bee lineages continued to spread into the Northern Hemisphere, colonizing Europe from Africa by the Paleocene, and then spreading east to Asia. This was facilitated by the warming climate around the same time, allowing bees to move to higher latitudes following the spread of tropical and subtropical habitats. By the Eocene (~45 mya) there was already considerable diversity among eusocial bee lineages. A second extinction event among bees is thought to have occurred due to rapid climatic cooling around the Eocene-Oligocene boundary, leading to the extinction of some bee lineages such as the tribe Melikertini. Over the Paleogene and Neogene, different bee lineages continued to spread all over the world, and the shifting habitats and connectedness of continents led to the isolation and evolution of many new bee tribes.
Fossils
The oldest non-compression bee fossil is Cretotrigona prisca, a corbiculate bee of Late Cretaceous age (~70 mya) found in New Jersey amber. A fossil from the early Cretaceous (~100 mya), Melittosphex burmensis, was initially considered "an extinct lineage of pollen-collecting Apoidea sister to the modern bees", but subsequent research has rejected the claim that Melittosphex is a bee, or even a member of the superfamily Apoidea to which bees belong, instead treating the lineage as incertae sedis within the Aculeata.
The Allodapini (within the Apidae) appeared around 53 Mya.
The Colletidae appear as fossils only from the late Oligocene (~25 Mya) to early Miocene.
The Melittidae are known from Palaeomacropis eocenicus in the Early Eocene.
The Megachilidae are known from trace fossils (characteristic leaf cuttings) from the Middle Eocene.
The Andrenidae are known from the Eocene-Oligocene boundary, around 34 Mya, of the Florissant shale.
The Halictidae first appear in the Early Eocene with species found in amber. The Stenotritidae are known from fossil brood cells of Pleistocene age.
Coevolution
The earliest animal-pollinated flowers were shallow, cup-shaped blooms pollinated by insects such as beetles, so the syndrome of insect pollination was well established before the first appearance of bees. The novelty is that bees are specialized as pollination agents, with behavioral and physical modifications that specifically enhance pollination, and are the most efficient pollinating insects. In a process of coevolution, flowers developed floral rewards such as nectar and longer tubes, and bees developed longer tongues to extract the nectar. Bees also developed structures known as scopal hairs and pollen baskets to collect and carry pollen. The location and type differ among and between groups of bees. Most species have scopal hairs on their hind legs or on the underside of their abdomens. Some species in the family Apidae have pollen baskets on their hind legs, while very few lack these and instead collect pollen in their crops. The appearance of these structures drove the adaptive radiation of the angiosperms, and, in turn, bees themselves. Bees coevolved not only with flowers but it is believed that some species coevolved with mites. Some provide tufts of hairs called acarinaria that appear to provide lodgings for mites; in return, it is believed that mites eat fungi that attack pollen, so the relationship in this case may be mutualistic.
Phylogeny
External
This phylogenetic tree is based on Debevic et al, 2012, which used molecular phylogeny to demonstrate that the bees (Anthophila) arose from deep within the Crabronidae, which is therefore paraphyletic. The placement of the Heterogynaidae is uncertain. The small subfamily Mellininae was not included in this analysis.
Internal
This cladogram of the bee families is based on Hedtke et al., 2013, which places the former families Dasypodaidae and Meganomiidae as subfamilies inside the Melittidae. English names, where available, are given in parentheses.
Characteristics
Bees differ from closely related groups such as wasps by having branched or plume-like setae (hairs), combs on the forelimbs for cleaning their antennae, small anatomical differences in limb structure, and the venation of the hind wings; and in females, by having the seventh dorsal abdominal plate divided into two half-plates.
Bees have the following characteristics:
A pair of large compound eyes which cover much of the surface of the head. Between and above these are three small simple eyes (ocelli) which provide information on light intensity.
The antennae usually have 13 segments in males and 12 in females, and are geniculate, having an elbow joint part way along. They house large numbers of sense organs that can detect touch (mechanoreceptors), smell and taste; and small, hairlike mechanoreceptors that can detect air movement so as to "hear" sounds.
The mouthparts are adapted for both chewing and sucking by having both a pair of mandibles and a long proboscis for sucking up nectar.
The thorax has three segments, each with a pair of robust legs, and a pair of membranous wings on the hind two segments. The front legs of corbiculate bees bear combs for cleaning the antennae, and in many species the hind legs bear pollen baskets, flattened sections with incurving hairs to secure the collected pollen. The wings are synchronised in flight, and the somewhat smaller hind wings connect to the forewings by a row of hooks along their margin which connect to a groove in the forewing.
The abdomen has nine segments, the hindermost three being modified into the sting.
The largest species of bee is thought to be Wallace's giant bee Megachile pluto, whose females can attain a length of . The smallest species may be dwarf stingless bees in the tribe Meliponini whose workers are less than in length.
Sociality
Haplodiploid breeding system
According to inclusive fitness theory, organisms can gain fitness not just through increasing their own reproductive output, but also that of close relatives. In evolutionary terms, individuals should help relatives when Cost < Relatedness * Benefit. The requirements for eusociality are more easily fulfilled by haplodiploid species such as bees because of their unusual relatedness structure.
In haplodiploid species, females develop from fertilized eggs and males from unfertilized eggs. Because a male is haploid (has only one copy of each gene), his daughters (which are diploid, with two copies of each gene) share 100% of his genes and 50% of their mother's. Therefore, they share 75% of their genes with each other. This mechanism of sex determination gives rise to what W. D. Hamilton termed "supersisters", more closely related to their sisters than they would be to their own offspring. Workers often do not reproduce, but they can pass on more of their genes by helping to raise their sisters (as queens) than they would by having their own offspring (each of which would only have 50% of their genes), assuming they would produce similar numbers. This unusual situation has been proposed as an explanation of the multiple (at least nine) evolutions of eusociality within Hymenoptera.
Haplodiploidy is neither necessary nor sufficient for eusociality. Some eusocial species such as termites are not haplodiploid. Conversely, all bees are haplodiploid but not all are eusocial, and among eusocial species many queens mate with multiple males, creating half-sisters that share only 25% of each other's genes. But, monogamy (queens mating singly) is the ancestral state for all eusocial species so far investigated, so it is likely that haplodiploidy contributed to the evolution of eusociality in bees.
Eusociality
Bees may be solitary or may live in various types of communities. Eusociality appears to have originated from at least three independent origins in halictid bees. The most advanced of these are species with eusocial colonies; these are characterised by cooperative brood care and a division of labour into reproductive and non-reproductive adults, plus overlapping generations. This division of labour creates specialized groups within eusocial societies which are called castes. In some species, groups of cohabiting females may be sisters, and if there is a division of labour within the group, they are considered semisocial. The group is called eusocial if, in addition, the group consists of a mother (the queen) and her daughters (workers). When the castes are purely behavioural alternatives, with no morphological differentiation other than size, the system is considered primitively eusocial, as in many paper wasps; when the castes are morphologically discrete, the system is considered highly eusocial.
True honey bees (genus Apis, of which eight species are currently recognized) are highly eusocial, and are among the best known insects. Their colonies are established by swarms, consisting of a queen and several thousand workers. There are 29 subspecies of one of these species, Apis mellifera, native to Europe, the Middle East, and Africa. Africanized bees are a hybrid strain of A. mellifera that escaped from experiments involving crossing European and African subspecies; they are extremely defensive.
Stingless bees are also highly eusocial. They practise mass provisioning, with complex nest architecture and perennial colonies also established via swarming.
Many bumblebees are eusocial, similar to the eusocial Vespidae such as hornets in that the queen initiates a nest on her own rather than by swarming. Bumblebee colonies typically have from 50 to 200 bees at peak population, which occurs in mid to late summer. Nest architecture is simple, limited by the size of the pre-existing nest cavity, and colonies rarely last more than a year. In 2011, the International Union for Conservation of Nature set up the Bumblebee Specialist Group to review the threat status of all bumblebee species worldwide using the IUCN Red List criteria.
There are many more species of primitively eusocial than highly eusocial bees, but they have been studied less often. Most are in the family Halictidae, or "sweat bees". Colonies are typically small, with a dozen or fewer workers, on average. Queens and workers differ only in size, if at all. Most species have a single season colony cycle, even in the tropics, and only mated females hibernate. A few species have long active seasons and attain colony sizes in the hundreds, such as Halictus hesperus. Some species are eusocial in parts of their range and solitary in others, or have a mix of eusocial and solitary nests in the same population. The orchid bees (Apidae) include some primitively eusocial species with similar biology. Some allodapine bees (Apidae) form primitively eusocial colonies, with progressive provisioning: a larva's food is supplied gradually as it develops, as is the case in honey bees and some bumblebees.
Solitary and communal bees
Most other bees, including familiar insects such as carpenter bees, leafcutter bees and mason bees are solitary in the sense that every female is fertile, and typically inhabits a nest she constructs herself. There is no division of labor so these nests lack queens and worker bees for these species. Solitary bees typically produce neither honey nor beeswax.
Bees collect pollen to feed their young, and have the necessary adaptations to do this. However, certain wasp species such as pollen wasps have similar behaviours, and a few species of bee scavenge from carcases to feed their offspring. Solitary bees are important pollinators; they gather pollen to provision their nests with food for their brood. Often it is mixed with nectar to form a paste-like consistency. Some solitary bees have advanced types of pollen-carrying structures on their bodies. Very few species of solitary bee are being cultured for commercial pollination. Most of these species belong to a distinct set of genera which are commonly known by their nesting behavior or preferences, namely: carpenter bees, sweat bees, mason bees, plasterer bees, squash bees, dwarf carpenter bees, leafcutter bees, alkali bees and digger bees.
Most solitary bees are fossorial, digging nests in the ground in a variety of soil textures and conditions, while others create nests in hollow reeds or twigs, or holes in wood. The female typically creates a compartment (a "cell") with an egg and some provisions for the resulting larva, then seals it off. A nest may consist of numerous cells. When the nest is in wood, usually the last (those closer to the entrance) contain eggs that will become males. The adult does not provide care for the brood once the egg is laid, and usually dies after making one or more nests. The males typically emerge first and are ready for mating when the females emerge. Solitary bees are very unlikely to sting (only in self-defense, if ever), and some (esp. in the family Andrenidae) are stingless.
While solitary, females each make individual nests. Some species, such as the European mason bee Hoplitis anthocopoides, and the Dawson's Burrowing bee, Amegilla dawsoni, are gregarious, preferring to make nests near others of the same species, and giving the appearance of being social. Large groups of solitary bee nests are called aggregations, to distinguish them from colonies. In some species, multiple females share a common nest, but each makes and provisions her own cells independently. This type of group is called "communal" and is not uncommon. The primary advantage appears to be that a nest entrance is easier to defend from predators and parasites when multiple females use that same entrance regularly.
Biology
Life cycle
The life cycle of a bee, be it a solitary or social species, involves the laying of an egg, the development through several moults of a legless larva, a pupation stage during which the insect undergoes complete metamorphosis, followed by the emergence of a winged adult. The number of eggs laid by a female during her lifetime can vary from eight or less in some solitary bees, to more than a million in highly social species. Most solitary bees and bumble bees in temperate climates overwinter as adults or pupae and emerge in spring when increasing numbers of flowering plants come into bloom. The males usually emerge first and search for females with which to mate. Like the other members of Hymenoptera bees are haplodiploid; the sex of a bee is determined by whether or not the egg is fertilised. After mating, a female stores the sperm, and determines which sex is required at the time each individual egg is laid, fertilised eggs producing female offspring and unfertilised eggs, males. Tropical bees may have several generations in a year and no diapause stage.
The egg is generally oblong, slightly curved and tapering at one end. Solitary bees, lay each egg in a separate cell with a supply of mixed pollen and nectar next to it. This may be rolled into a pellet or placed in a pile and is known as mass provisioning. Social bee species provision progressively, that is, they feed the larva regularly while it grows. The nest varies from a hole in the ground or in wood, in solitary bees, to a substantial structure with wax combs in bumblebees and honey bees.
In most species, larvae are whitish grubs, roughly oval and bluntly-pointed at both ends. They have 15 segments and spiracles in each segment for breathing. They have no legs but move within the cell, helped by tubercles on their sides. They have short horns on the head, jaws for chewing food and an appendage on either side of the mouth tipped with a bristle. There is a gland under the mouth that secretes a viscous liquid which solidifies into the silk they use to produce a cocoon. The cocoon is semi-transparent and the pupa can be seen through it. Over the course of a few days, the larva undergoes metamorphosis into a winged adult. When ready to emerge, the adult splits its skin dorsally and climbs out of the exuviae and breaks out of the cell.
Flight
Antoine Magnan's 1934 book says that he and André Sainte-Laguë had applied the equations of air resistance to insects and found that their flight could not be explained by fixed-wing calculations, but that "One shouldn't be surprised that the results of the calculations don't square with reality". This has led to a common misconception that bees "violate aerodynamic theory". In fact it merely confirms that bees do not engage in fixed-wing flight, and that their flight is explained by other mechanics, such as those used by helicopters. In 1996 it was shown that vortices created by many insects' wings helped to provide lift. High-speed cinematography and robotic mock-up of a bee wing showed that lift was generated by "the unconventional combination of short, choppy wing strokes, a rapid rotation of the wing as it flops over and reverses direction, and a very fast wing-beat frequency". Wing-beat frequency normally increases as size decreases, but as the bee's wing beat covers such a small arc, it flaps approximately 230 times per second, faster than a fruitfly (200 times per second) which is 80 times smaller.
Navigation, communication, and finding food
The ethologist Karl von Frisch studied navigation in the honey bee. He showed that honey bees communicate by the waggle dance, in which a worker indicates the location of a food source to other workers in the hive. He demonstrated that bees can recognize a desired compass direction in three different ways: by the sun, by the polarization pattern of the blue sky, and by the earth's magnetic field. He showed that the sun is the preferred or main compass; the other mechanisms are used under cloudy skies or inside a dark beehive. Bees navigate using spatial memory with a "rich, map-like organization".
Digestion
The gut of bees is relatively simple, but multiple metabolic strategies exist in the gut microbiota. Pollinating bees consume nectar and pollen, which require different digestion strategies by somewhat specialized bacteria. While nectar is a liquid of mostly monosaccharide sugars and so easily absorbed, pollen contains complex polysaccharides: branching pectin and hemicellulose. Approximately five groups of bacteria are involved in digestion. Three groups specialize in simple sugars (Snodgrassella and two groups of Lactobacillus), and two other groups in complex sugars (Gilliamella and Bifidobacterium). Digestion of pectin and hemicellulose is dominated by bacterial clades Gilliamella and Bifidobacterium respectively. Bacteria that cannot digest polysaccharides obtain enzymes from their neighbors, and bacteria that lack certain amino acids do the same, creating multiple ecological niches.
Although most bee species are nectarivorous and palynivorous, some are not. Particularly unusual are vulture bees in the genus Trigona, which consume carrion and wasp brood, turning meat into a honey-like substance.
Ecology
Floral relationships
Most bees are polylectic (generalist) meaning they collect pollen from a range of flowering plants, but some are oligoleges (specialists), in that they only gather pollen from one or a few species or genera of closely related plants. In Melittidae and Apidae we also find a few genera that are highly specialized for collecting plant oils both in addition to, and instead of, nectar, which is mixed with pollen as larval food. Male orchid bees in some species gather aromatic compounds from orchids, which is one of the few cases where male bees are effective pollinators. Bees are able to sense the presence of desirable flowers through ultraviolet patterning on flowers, floral odors, and even electromagnetic fields. Once landed, a bee then uses nectar quality and pollen taste to determine whether to continue visiting similar flowers.
In rare cases, a plant species may only be effectively pollinated by a single bee species, and some plants are endangered at least in part because their pollinator is also threatened. But, there is a pronounced tendency for oligolectic bees to be associated with common, widespread plants visited by multiple pollinator species. For example, the creosote bush in the arid parts of the United States southwest is associated with some 40 oligoleges.
As mimics and models
Many bees are aposematically coloured, typically orange and black, warning of their ability to defend themselves with a powerful sting. As such they are models for Batesian mimicry by non-stinging insects such as bee-flies, robber flies and hoverflies, all of which gain a measure of protection by superficially looking and behaving like bees.
Bees are themselves Müllerian mimics of other aposematic insects with the same colour scheme, including wasps, lycid and other beetles, and many butterflies and moths (Lepidoptera) which are themselves distasteful, often through acquiring bitter and poisonous chemicals from their plant food. All the Müllerian mimics, including bees, benefit from the reduced risk of predation that results from their easily recognised warning coloration.
Bees are also mimicked by plants such as the bee orchid which imitates both the appearance and the scent of a female bee; male bees attempt to mate (pseudocopulation) with the furry lip of the flower, thus pollinating it.
As brood parasites
Brood parasites occur in several bee families including the apid subfamily Nomadinae. Females of these species lack pollen collecting structures (the scopa) and do not construct their own nests. They typically enter the nests of pollen collecting species, and lay their eggs in cells provisioned by the host bee. When the "cuckoo" bee larva hatches, it consumes the host larva's pollen ball, and often the host egg also. In particular, the Arctic bee species, Bombus hyperboreus is an aggressive species that attacks and enslaves other bees of the same subgenus. However, unlike many other bee brood parasites, they have pollen baskets and often collect pollen.
In Southern Africa, hives of African honeybees (A. mellifera scutellata) are being destroyed by parasitic workers of the Cape honeybee, A. m. capensis. These lay diploid eggs ("thelytoky"), escaping normal worker policing, leading to the colony's destruction; the parasites can then move to other hives.
The cuckoo bees in the Bombus subgenus Psithyrus are closely related to, and resemble, their hosts in looks and size. This common pattern gave rise to the ecological principle "Emery's rule". Others parasitize bees in different families, like Townsendiella, a nomadine apid, two species of which are cleptoparasites of the dasypodaid genus Hesperapis, while the other species in the same genus attacks halictid bees.
Nocturnal bees
Four bee families (Andrenidae, Colletidae, Halictidae, and Apidae) contain some species that are crepuscular. Most are tropical or subtropical, but some live in arid regions at higher latitudes. These bees have greatly enlarged ocelli, which are extremely sensitive to light and dark, though incapable of forming images. Some have refracting superposition compound eyes: these combine the output of many elements of their compound eyes to provide enough light for each retinal photoreceptor. Their ability to fly by night enables them to avoid many predators, and to exploit flowers that produce nectar only or also at night.
Predators, parasites and pathogens
Vertebrate predators of bees include bee-eaters, shrikes and flycatchers, which make short sallies to catch insects in flight. Swifts and swallows fly almost continually, catching insects as they go. The honey buzzard attacks bees' nests and eats the larvae. The greater honeyguide interacts with humans by guiding them to the nests of wild bees. The humans break open the nests and take the honey and the bird feeds on the larvae and the wax. Among mammals, predators such as the badger dig up bumblebee nests and eat both the larvae and any stored food.
Specialist ambush predators of visitors to flowers include crab spiders, which wait on flowering plants for pollinating insects; predatory bugs, and praying mantises, some of which (the flower mantises of the tropics) wait motionless, aggressive mimics camouflaged as flowers. Beewolves are large wasps that habitually attack bees; the ethologist Niko Tinbergen estimated that a single colony of the beewolf Philanthus triangulum might kill several thousand honeybees in a day: all the prey he observed were honeybees. Other predatory insects that sometimes catch bees include robber flies and dragonflies. Honey bees are affected by parasites including tracheal and Varroa mites. However, some bees are believed to have a mutualistic relationship with mites.
Some mites of genus Tarsonemus are associated with bees. They live in bee nests and ride on adult bees for dispersal. They are presumed to feed on fungi, nest materials or pollen. However, the impact they have on bees remains uncertain.
Symbiosis of Mycelium and Bess
Fungus properties
Recent studies have shown that mycelium provides honey bees and stingless bees with vital nutrients. Specific fungi, such as Zygosaccharomyces sp, Candida sp., and Monascus ruber, produce chemicals that fight against bacteria, fungal infections from different species, and viruses. Recently these types of bees have been observed eating mycelium, suggesting that honey bees have been “foraging mushrooms to collect antimicrobial medicine to boost their collective immunity” (White, K., 2022). Without these vital nutrients, honey bee morbidity rates rise, and the possibility of fungal infections can spike, leading to unhealthy bee hives and honey shortage. Fungal infections can also lead to colony collapse disorder, so the ingestion of mycelium lowers the morbidity rate of honey bees by preventing those fungal infections from happening. Colony collapse disorder (CCD) is when worker bees abandon the queen bee and leave behind the brood and a few nurse bees. This however is not enough to sustain a hive as workers are required to construct and maintain the hive structure as well as produce honey. Colony collapse disorder can also happen when varroa mites infiltrate a hive. These mites will attack and eat bees inside a hive, making it impossible for them to continue to reproduce and make honey. The presence of varroa mites results in a decrease in bee population, deformed bees, an inability to reproduce on the bees part, and overall weakening of the colony. Varroa mites are only capable of reproducing inside of a honey bee colony, posing an even greater threat if they are able to infiltrate because it will destroy their home. Mycelium has been shown to germinate inside of varroa mites and grow from the inside out, killing the mites and protecting the bees. The extermination of mites by mycelium is a better alternative to pesticides that have shown to be toxic towards the bee colony. Mycelium also plays a role in boosting anti-inflammatory and antibacterial resistance in bees due to the ecdysteroids and Zygosaccharomyces found in mycelium, which are then fed to larvae, boosting the next generations immunity and improving overall hive health. Zygosaccharomyces are “spoilage yeasts that have an extreme resistance to acids and preservatives” and can “tolerate high concentrations of sugars and salts” (Deak, T., 2004). Honey bees depend on this source of steroids to allow them to develop properly during insect pupation.
Bee broods
The symbiotic relationship between bees and mycelium is found primarily in Brazilian stingless bees and Malaysian stingless bees - or more commonly honey bees. Bee broods are the larvae of honeybees. They can typically be found inside of a bee hive, and in man made hives especially, the honeybees can be found developing at different stages (eggs, larvae, and pupae) inside a hexagonal shape. Bee larvae are incapable of producing steroids at birth, so they ingest mycelium to receive vital nutrients they cannot create on their own such as ecdysteroids and Zygosaccharomyces sp (Paludo, C.R. et al. ). Once the honey bee eggs hatch, a white microbial film starts to grow on the boundary between the brood cell and the larval food supply, and is then ingested by the larvae to complete their development (Paludo, C.R. et al.).
Gut microbiota play an immense role in the health of the entire bee colony. Three studies were recently conducted and each introduced a new organism to the bees gut microbiota. The bees were fed aged pollen, the assembly of the gut microbiota was disturbed, and antibiotic tetracycline entered their diet. All three studies showed that the honey bees' ability to survive decreased drastically and they became more likely to contract parasites and fungal infections (Bonilla-Rosso, G. and Engel, P. (2018). The introduction of certain mycelium to the honey bees gut microbiota has the opposite effect to what took place in these three studies, highlighting the importance of what bees ingest and the impacts it has on their survivability during both the development and adult stages.
Bee-fungus symbiosis
As mentioned above, honey bees cannot produce steroids themselves, they must be ingested through their diet, specifically in the early development process. Larvae eat the fungus and the ecdysteroids and Zygosaccharomyces produced by the mycelium benefit the larvae. Ecdysteroids are naturally occurring steroids found in mycelium and they help enhance performance and reproduction, boosting honey production and keeping the hive population running at a stable rate. “Zygosaccharomyces sp. is essential for S. depilis larvae” ( Paludo, C.R. et al.). These sterols thus have a high impact on the survival rate of honey bees. Their ingestion determines whether the honey bees will be able to protect themselves against fungal infections, viruses, and whether or not they will have sufficient strength to increase honey production and the ability to pollinate a larger area and more frequently. With the research provided on the positive impact of mycelium on bees, the relationship between mycelium and honey bees is symbiotic in that the survival of bees and the mycelium’s ability to help boost bee pollination, boosts the ability of the fungi to grow because bee pollination improves air and soil quality, thus boosting plant life. Allowing for a higher survivability rate for both bees and mycelium if they are able to perform their environmental roles properly without the interruption of harmful government approved pesticides. The recent studies done on the symbiotic relationship between mycelium and honey bees will prove to be vital in the argument towards lessening the types of chemicals legally allowed to be sprayed on produce. The use of pesticides on lawns and for other agricultural uses destroy the livelihood of mycelium by killing the soil it grows in, inhibiting bees from ingesting the necessary nutrients mycelium provides to survive.
Potential environmental impact
Pesticides have been diminishing the bee population recently due to a lack of regulations regarding what can and cannot be sprayed on produce to protect it from being damaged while it's being grown. When honey bees collect pollen and nectar for nutrition and to make honey, they are also ingesting harmful chemicals. These chemicals take a toll on the honey bees' already sensitive gut microbiome and lead to a higher morbidity rate in honey bees. "These microbes can suffer with toxic pesticides applied in agriculture, causing dangerous changes in the colony fitness and perturbing bee’s health.” (Yordanova, M. et al., 2022). Knowledge of how mycelium boosts honey bees immunity could be pivotal to the increase of a honey bee's lifespan and boost reproduction by helping implement new policies to prevent the use of harmful pesticides (Paludo, C.R. et al. ).
Relationship with humans
In mythology and folklore
Homer's Hymn to Hermes describes three bee-maidens with the power of divination and thus speaking truth, and identifies the food of the gods as honey. Sources associated the bee maidens with Apollo and, until the 1980s, scholars followed Gottfried Hermann (1806) in incorrectly identifying the bee-maidens with the Thriae. Honey, according to a Greek myth, was discovered by a nymph called Melissa ("Bee"); and honey was offered to the Greek gods from Mycenean times. Bees were also associated with the Delphic oracle and the prophetess was sometimes called a bee.
The image of a community of honey bees has been used from ancient to modern times, in Aristotle and Plato; in Virgil and Seneca; in Erasmus and Shakespeare; Tolstoy, and by political and social theorists such as Bernard Mandeville and Karl Marx as a model for human society. In English folklore, bees would be told of important events in the household, in a custom known as "Telling the bees".
In art and literature
Some of the oldest examples of bees in art are rock paintings in Spain which have been dated to 15,000 BC.
W. B. Yeats's poem The Lake Isle of Innisfree (1888) contains the couplet "Nine bean rows will I have there, a hive for the honey bee, / And live alone in the bee loud glade." At the time he was living in Bedford Park in the West of London. Beatrix Potter's illustrated book The Tale of Mrs Tittlemouse (1910) features Babbity Bumble and her brood (pictured). Kit Williams' treasure hunt book The Bee on the Comb (1984) uses bees and beekeeping as part of its story and puzzle. Sue Monk Kidd's The Secret Life of Bees (2004), and the 2009 film starring Dakota Fanning, tells the story of a girl who escapes her abusive home and finds her way to live with a family of beekeepers, the Boatwrights.
The 2007 animated comedy film Bee Movie used Jerry Seinfeld's first script and was his first work for children; he starred as a bee named Barry B. Benson, alongside Renée Zellweger. Critics found its premise awkward and its delivery tame. Dave Goulson's A Sting in the Tale (2014) describes his efforts to save bumblebees in Britain, as well as much about their biology. The playwright Laline Paull's fantasy The Bees (2015) tells the tale of a hive bee named Flora 717 from hatching onwards.
Beekeeping
Humans have kept honey bee colonies, commonly in hives, for millennia. Beekeepers collect honey, beeswax, propolis, pollen, and royal jelly from hives; bees are also kept to pollinate crops and to produce bees for sale to other beekeepers.
Depictions of humans collecting honey from wild bees date to 15,000 years ago; efforts to domesticate them are shown in Egyptian art around 4,500 years ago. Simple hives and smoke were used; jars of honey were found in the tombs of pharaohs such as Tutankhamun. From the 18th century, European understanding of the colonies and biology of bees allowed the construction of the moveable comb hive so that honey could be harvested without destroying the colony. Among Classical Era authors, beekeeping with the use of smoke is described in Aristotle's History of Animals Book 9. The account mentions that bees die after stinging; that workers remove corpses from the hive, and guard it; castes including workers and non-working drones, but "kings" rather than queens; predators including toads and bee-eaters; and the waggle dance, with the "irresistible suggestion" of ("", it waggles) and ("", they watch).
Beekeeping is described in detail by Virgil in his Georgics; it is also mentioned in his Aeneid, and in Pliny's Natural History.
As commercial pollinators
Bees play an important role in pollinating flowering plants, and are the major type of pollinator in many ecosystems that contain flowering plants. It is estimated that one third of the human food supply depends on pollination by insects, birds and bats, most of which is accomplished by bees, whether wild or domesticated. Over the last half century, there has been a general decline in the species richness of wild bees and other pollinators, probably attributable to stress from increased parasites and disease, the use of pesticides, and a general decrease in the number of wild flowers. Climate change probably exacerbates the problem.
Contract pollination has overtaken the role of honey production for beekeepers in many countries. After the introduction of Varroa mites, feral honey bees declined dramatically in the US, though their numbers have since recovered. The number of colonies kept by beekeepers declined slightly, through urbanization, systematic pesticide use, tracheal and Varroa mites, and the closure of beekeeping businesses. In 2006 and 2007 the rate of attrition increased, and was described as colony collapse disorder. In 2010 invertebrate iridescent virus and the fungus Nosema ceranae were shown to be in every killed colony, and deadly in combination. Winter losses increased to about 1/3. Varroa mites were thought to be responsible for about half the losses.
Apart from colony collapse disorder, losses outside the US have been attributed to causes including pesticide seed dressings, using neonicotinoids such as clothianidin, imidacloprid and thiamethoxam. From 2013 the European Union restricted some pesticides to stop bee populations from declining further. In 2014 the Intergovernmental Panel on Climate Change report warned that bees faced increased risk of extinction because of global warming. In 2018 the European Union decided to ban field use of all three major neonicotinoids; they remain permitted in veterinary, greenhouse, and vehicle transport usage.
Farmers have focused on alternative solutions to mitigate these problems. By raising native plants, they provide food for native bee pollinators like Lasioglossum vierecki and L. leucozonium, leading to less reliance on honey bee populations.
As food producers
Honey is a natural product produced by bees and stored for their own use, but its sweetness has always appealed to humans. Before domestication of bees was even attempted, humans were raiding their nests for their honey. Smoke was often used to subdue the bees and such activities are depicted in rock paintings in Spain dated to 15,000 BC.
Honey bees are used commercially to produce honey. They also produce some substances used as dietary supplements with possible health benefits, pollen, propolis, and royal jelly, though all of these can also cause allergic reactions.
As food
Bees are considered edible insects. People in some countries eat insects, including the larvae and pupae of bees, mostly stingless species. They also gather larvae, pupae and surrounding cells, known as bee brood, for consumption. In the Indonesian dish botok tawon from Central and East Java, bee larvae are eaten as a companion to rice, after being mixed with shredded coconut, wrapped in banana leaves, and steamed.
Bee brood (pupae and larvae) although low in calcium, has been found to be high in protein and carbohydrate, and a useful source of phosphorus, magnesium, potassium, and trace minerals iron, zinc, copper, and selenium. In addition, while bee brood was high in fat, it contained no fat soluble vitamins (such as A, D, and E) but it was a good source of most of the water-soluble B vitamins including choline as well as vitamin C. The fat was composed mostly of saturated and monounsaturated fatty acids with 2.0% being polyunsaturated fatty acids.
As alternative medicine
Apitherapy is a branch of alternative medicine that uses honey bee products, including raw honey, royal jelly, pollen, propolis, beeswax and apitoxin (Bee venom). The claim that apitherapy treats cancer, which some proponents of apitherapy make, remains unsupported by evidence-based medicine.
Stings
The painful stings of bees are mostly associated with the poison gland and the Dufour's gland which are abdominal exocrine glands containing various chemicals. In Lasioglossum leucozonium, the Dufour's Gland mostly contains octadecanolide as well as some eicosanolide. There is also evidence of n-triscosane, n-heptacosane, and 22-docosanolide. However, the secretions of these glands could also be used for nest construction.
See also
Australian native bees
Fear of bees (apiphobia)
Superorganism
World Bee Day
Explanatory notes
References
External links
"Apoidea" at All Living Thingsimages, identification guides, and maps of bees
Bee Genera of the World
Anthophila (Apoidea) – BeesNorth American species of bees at BugGuide
Native Bees of North America at BugGuide
"Bee declines driven by combined stress from parasites, pesticides, and lack of flowers"Science
Extant Early Cretaceous first appearances |
4660 | https://en.wikipedia.org/wiki/Basques | Basques | The Basques ( or ; ; ; ) are a Southwestern European ethnic group, characterised by the Basque language, a common culture and shared genetic ancestry to the ancient Vascones and Aquitanians. Basques are indigenous to, and primarily inhabit, an area traditionally known as the Basque Country ()—a region that is located around the western end of the Pyrenees on the coast of the Bay of Biscay and straddles parts of north-central Spain and south-western France.
Etymology
The English word Basque may be pronounced or and derives from the French Basque (), itself derived from Gascon Basco (pronounced ), cognate with Spanish Vasco (pronounced ). Those, in turn, come from Latin Vascō (pronounced ; plural Vascōnēs—see history section below). The Latin generally evolved into the bilabials and in Gascon and Spanish, probably under the influence of Basque and the related Aquitanian (the Latin /w/ instead evolved into in French, Italian and other Romance languages).
Several coins from the 2nd and the 1st centuries BC found in the Basque Country bear the inscription barscunes. The place in which they were minted is not certain but is thought to be somewhere near Pamplona, in the heartland of the area that historians believe was inhabited by the Vascones. Some scholars have suggested a Celtic etymology based on bhar-s-, meaning "summit", "point" or "leaves", according to which barscunes may have meant "the mountain people", "the tall ones" or "the proud ones", and others have posited a relationship to a Proto-Indo-European root *bar- meaning "border", "frontier", "march".
In Basque, people call themselves the euskaldunak, singular euskaldun, formed from euskal- (i.e. "Basque (language)") and -dun (i.e. "one who has"); euskaldun literally means a Basque-speaker. Not all Basques are Basque-speakers. Therefore, the neologism euskotar, plural euskotarrak, was coined in the 19th century to mean a Basque person, whether Basque-speaking or not. Alfonso Irigoyen posits that the word euskara is derived from an ancient Basque verb enautsi "to say" (compare modern Basque esan) and the suffix -(k)ara ("way (of doing something)"). Thus, euskara would mean literally "way of saying" or "way of speaking". One item of evidence in favour of that hypothesis is found in the Spanish book Compendio Historial, written in 1571 by the Basque writer Esteban de Garibay. He records the name of the Basque language as enusquera. That may, however, be a writing mistake.
In the 19th century, the Basque nationalist activist Sabino Arana posited an original root euzko, which he thought came from eguzkiko ("of the sun", related to the assumption of an original solar religion). On the basis of that putative root, Arana proposed the name Euzkadi for an independent Basque nation, composed of seven Basque historical territories. Arana's neologism Euzkadi (in the regularized spelling Euskadi) is still widely used in both Basque and Spanish since it is now the official name of the Autonomous Community of the Basque Country.
Origin
Early anthropological and genetic studies from the beginning and end of the 20th century theorized that the Basques are the descendants of the original Cro-Magnons. Although they are genetically distinctive in some ways due to isolation, the Basques are still very typically European in terms of their Y-DNA and mtDNA sequences, and in terms of some other genetic loci. These same sequences are widespread throughout the Western half of Europe, especially along the Western fringe of the continent. The distinctiveness noted by studies of 'classical' genetic markers (such as blood groups) and the apparently "pre-Indo-European" nature of the Basque language has resulted in a popular and long-held misleading view that Basques are "living fossils" of the earliest modern humans who colonised Europe.
However, studies of the Y-DNA haplogroups found that on their direct male lineages, the vast majority of modern Basques have a common ancestry with other Western Europeans, namely a marked predominance of Haplogroup R1b-DF27 (70%). Although also initially theorised to be that a Palaeolithic marker, this theory encountered inconsistencies even prior to most recent chronological re-evaluations, as more recent studies instead conclude that R1b spread up to Western Europe from southwestern Eurasia in the Neolithic period or later, between 4,000 and 8,000 years ago. The age of the subclade which Basque carry, R1b-DF27, "is estimated at ~4,200 years ago, at the transition between the Neolithic and the Bronze Age, when the Y chromosome landscape of Western Europe was thoroughly remodeled. In spite of its high frequency in Basques, Y-STR internal diversity of R1b-DF27 is lower there, and results in more recent age estimates", implying it was brought to the region from elsewhere.
Next to the main lineage R1b, high frequencies of E-V65 were found among Basque autochthonous inhabitants of Álava province (17.3%), Biscay province (10.9%), and Gipuzkoa province (3.3%). Several ancient DNA samples have been recovered and amplified from the Iberian and Basque region. The collection of mtDNA and Y-DNA haplogroups sampled there differed significantly compared to their modern frequencies. The authors concluded that there is "discontinuity" between ancient locals and modern Basques. Thus, while Basques harbour some very archaic mtDNA lineages, they are not of "undiluted Palaeolithic ancestry" but of significantly early Neolithic origin with a connection to the isolate Sardinian people. Rather, some 4500 years ago almost all Y-DNA heritage from Iberian admixture of Mesolithic hunter-gatherers and Neolithic farmers was replaced by the R1b lineage of herders from the steppe, and the Basque genetic distinctiveness is a result of centuries of low population size, genetic drift, and endogamy.
Autosomal genetic studies have confirmed that Basques share close genetic ties to other Europeans, especially with Spaniards, who have a common genetic identity of over 70% with Basques, a homogeneity amongst both their Spanish and French populations, according to high-density SNP genotyping study done in May 2010, and a genomic distinctiveness, relative to other European populations.
In 2015, a new scientific study of Basque DNA was published which seems to indicate that Basques are descendants of Neolithic farmers who mixed with local Mesolithic hunters before becoming genetically isolated from the rest of Europe for millennia. Mattias Jakobsson from Uppsala University in Sweden analysed genetic material from eight Stone Age human skeletons found in El Portalón Cavern in Atapuerca, northern Spain. These individuals lived between 3,500 and 5,500 years ago, after the transition to farming in southwest Europe. The results show that these early Iberian farmers are the closest ancestors to present-day Basques. The findings were published in Proceedings of the National Academy of Sciences of the United States of America. According to the study, the "results show that the Basques trace their ancestry to early farming groups from Iberia, which contradicts previous views of them being a remnant population that trace their ancestry to Mesolithic hunter-gatherer groups." These early Neolithic farmer ancestors of the Basques, however, additionally mixed with local southwestern hunter-gatherers, and "the proportion of hunter gatherer-related admixture into early farmers also increased over the course of two millennia." This admixed group was also found to be ancestral to other modern-day Iberian peoples, but while the Basques remained relatively isolated for millennia after this time, later migrations into Iberia led to distinct and additional admixture in all other Iberian groups.
In 2019, a study was published in Science in which a more fine-tuned and deep time-transect of Iberian ancient populations including the Basque were analyzed. From their abstract, it says: "and we reveal that present-day Basques are best described as a typical Iron Age population without the admixture events that later affected the rest of Iberia." This indicates Basques were isolated from admixture with outside groups since at least 1000 BC, or 3,000 years before the present. In Iberia, these later admixture (interbreeding) events were with central European (Celtic), eastern Mediterranean (Phoenician, Greek and Roman), northern African (Carthaginian and Mauritanian) and northern European (Gothic and Frankish) populations, and genomic ancestry from them are found in varying degrees in all or most present-day Iberian populations, except – albeit to a limited extent even there – for the Basque.
History
Basque tribes were mentioned in Roman times by Strabo and Pliny, including the Vascones, Aquitani, and others. There is enough evidence to support the hypothesis that at that time and later they spoke old varieties of the Basque language (see: Aquitanian language).
In the Early Middle Ages, the territory between the Ebro and Garonne rivers was known as Vasconia, a vaguely defined ethnic area and political entity struggling to fend off pressure from the Iberian Visigothic kingdom and Arab rule to the south, as well as the Frankish push from the north. By the turn of the first millennium, the territory of Vasconia had fragmented into different feudal regions, such as Soule and Labourd, while south of the Pyrenees the Castile, Pamplona and the Pyrenean counties of Aragon, Sobrarbe, Ribagorça (later Kingdom of Aragon), and Pallars emerged as the main regional entities with Basque population in the 9th and 10th centuries.
The Kingdom of Pamplona, a central Basque realm, later known as Navarre, underwent a process of feudalization and was subject to the influence of its much larger Aragonese, Castilian and French neighbours. Castile deprived Navarre of its coastline by conquering key western territories (1199–1201), leaving the kingdom landlocked. The Basques were ravaged by the War of the Bands, bitter partisan wars between local ruling families. Weakened by the Navarrese civil war, the bulk of the realm eventually fell before the onslaught of the Spanish armies (1512–1524). However, the Navarrese territory north of the Pyrenees remained beyond the reach of an increasingly powerful Spain. Lower Navarre became a province of France in 1620.
Nevertheless, the Basques enjoyed a great deal of self-government until the French Revolution (1790) and the Carlist Wars (1839, 1876), when the Basques supported heir apparent Carlos V and his descendants. On either side of the Pyrenees, the Basques lost their native institutions and laws held during the Ancien régime. Since then, despite the current limited self-governing status of the Basque Autonomous Community and Navarre as settled by the Spanish Constitution, many Basques have attempted higher degrees of self-empowerment (see Basque nationalism), sometimes by acts of violence. Labourd, Lower Navarre, and Soule were integrated into the French department system (starting 1790), with Basque efforts to establish a region-specific political-administrative entity failing to take off to date. However, in January 2017, a single agglomeration community was established for the Basque Country in France.
Geography
Political and administrative divisions
The Basque region is divided into at least three administrative units, namely the Basque Autonomous Community and Navarre in Spain, and the arrondissement of Bayonne and the cantons of Mauléon-Licharre and Tardets-Sorholus in the département of Pyrénées Atlantiques, France.
The autonomous community (a concept established in the Spanish Constitution of 1978) known as Euskal Autonomia Erkidegoa or EAE in Basque and as Comunidad Autónoma Vasca or CAV in Spanish (in English: Basque Autonomous Community or BAC), is made up of the three Spanish provinces of Álava, Biscay and Gipuzkoa. The corresponding Basque names of these territories are Araba, Bizkaia and Gipuzkoa, and their Spanish names are Álava, Vizcaya and Guipúzcoa.
The BAC only includes three of the seven provinces of the currently called historical territories. It is sometimes referred to simply as "the Basque Country" (or Euskadi) by writers and public agencies only considering those three western provinces, but also on occasions merely as a convenient abbreviation when this does not lead to confusion in the context. Others reject this usage as inaccurate and are careful to specify the BAC (or an equivalent expression such as "the three provinces", up to 1978 referred to as "Provincias Vascongadas" in Spanish) when referring to this entity or region. Likewise, terms such as "the Basque Government" for "the government of the BAC" are commonly though not universally employed. In particular in common usage the French term Pays Basque ("Basque Country"), in the absence of further qualification, refers either to the whole Basque Country ("Euskal Herria" in Basque), or not infrequently to the northern (or "French") Basque Country specifically.
Under Spain's present constitution, Navarre (Nafarroa in present-day Basque, Navarra historically in Spanish) constitutes a separate entity, called in present-day Basque Nafarroako Foru Erkidegoa, in Spanish Comunidad Foral de Navarra (the autonomous community of Navarre). The government of this autonomous community is the Government of Navarre. In historical contexts Navarre may refer to a wider area, and that the present-day northern Basque province of Lower Navarre may also be referred to as (part of) Nafarroa, while the term "High Navarre" (Nafarroa Garaia in Basque, Alta Navarra in Spanish) is also encountered as a way of referring to the territory of the present-day autonomous community.
There are three other historic provinces parts of the Basque Country: Labourd, Lower Navarre and Soule (Lapurdi, Nafarroa Beherea and Zuberoa in Basque; Labourd, Basse-Navarre and Soule in French), devoid of official status within France's present-day political and administrative territorial organization, and only minor political support to the Basque nationalists. A large number of regional and local nationalist and non-nationalist representatives have waged a campaign for years advocating for the creation of a separate Basque département, while these demands have gone unheard by the French administration.
Population, main cities, and languages
There are 2,123,000 people living in the Basque Autonomous Community (279,000 in Alava, 1,160,000 in Biscay and 684,000 in Gipuzkoa). The most important cities in this region, which serve as the provinces' administrative centers, are Bilbao (in Biscay), San Sebastián (in Gipuzkoa), and Vitoria-Gasteiz (in Álava). The official languages are Basque and Spanish. Knowledge of Spanish is compulsory under the Spanish constitution (article no. 3), and knowledge and usage of Basque is a right under the Statute of Autonomy (article no. 6), so only knowledge of Spanish is virtually universal. Knowledge of Basque, after declining for many years during Franco's dictatorship owing to official persecution, is again on the rise due to favorable official language policies and popular support. Currently about 33 percent of the population in the Basque Autonomous Community speaks Basque.
Navarre has a population of 601,000; its administrative capital and main city, also regarded by many nationalist Basques as the Basques' historical capital, is Pamplona (Iruñea in modern Basque). Only Spanish is an official language of Navarre, and the Basque language is only co-official in the province's northern region, where most Basque-speaking Navarrese are concentrated.
About a quarter of a million people live in the French Basque Country. Nowadays Basque-speakers refer to this region as Iparralde (Basque for North), and to the Spanish provinces as Hegoalde (South). Much of this population lives in or near the Bayonne-Anglet-Biarritz (BAB) urban belt on the coast (in Basque these are Baiona, Angelu and Miarritze). The Basque language, which was traditionally spoken by most of the region's population outside the BAB urban zone, is today rapidly losing ground to French. The French Basque Country's lack of self-government within the French state is coupled with the absence of official status for the Basque language in the region. Attempts to introduce bilingualism in local administration have so far met direct refusal from French officials.
Basque diaspora
Large numbers of Basques have left the Basque Country to settle in the rest of Spain, France or other parts of the world in different historical periods, often for economic or political reasons. Historically the Basques abroad were often employed in shepherding and ranching and by maritime fisheries and merchants. Millions of Basque descendants (see Basque American and Basque Canadian) live in North America (the United States; Canada, mainly in the provinces of Newfoundland and Quebec), all over Latin America, South Africa, and Australia.
Latin America
Miguel de Unamuno said: "There are at least two things that clearly can be attributed to Basques: the Society of Jesus and the Republic of Chile." Chilean historian Luis Thayer Ojeda estimated that 48 percent of immigrants to Chile in the 17th and 18th centuries were Basque. Estimates range between 2.5 and 5 million Basque descendants live in Chile; the Basque have been a major if not the strongest influence in the country's cultural and economic development.
Basque place names are to be found, such as Nueva Vizcaya (now Chihuahua and Durango, Mexico), New Navarre (now Sonora and Sinaloa, Mexico), Biscayne Bay (United States), and Aguereberry Point (United States). Nueva Vizcaya was the first province in the north of the Viceroyalty of New Spain (Mexico) to be explored and settled by the Spanish. It consisted mostly of the area which is today the states of Chihuahua and Durango (the original Durango is a known city in Biscay).
In Mexico most descendants of Basque emigrees are concentrated in the cities of Monterrey, Saltillo, Reynosa, Camargo, and the states of Jalisco, Durango, Nuevo León, Tamaulipas, Coahuila, and Sonora. The Basques were important in the mining industry; many were ranchers and vaqueros (cowboys), and the rest opened small shops in major cities such as Mexico City, Guadalajara and Puebla. In Guatemala, most Basques have been concentrated in Sacatepequez Department, Antigua Guatemala, Jalapa for six generations now, while some have migrated to Guatemala City.
In Colombia, a large number of Basques settled mainly in Antioquia and the Coffee Axis. In 1955, Joaquín Ospina said: "Is there something more similar to the Basque people than the "antioqueños". Also, writer Arturo Escobar Uribe said in his book "Mitos de Antioquia" (Myths of Antioquia) (1950): "Antioquia, which in its clean ascendance predominates the peninsular farmer of the Basque provinces, inherited the virtues of its ancestors. ... Despite the predominance of the white race, its extension in the mountains ... has projected over Colombia's map the prototype of its race; in Medellín with the industrial paisa, entrepreneur, strong and steady ... in its towns, the adventurer, arrogant, world-explorer. ... Its myths, which are an evidence of their deep credulity and an indubitable proof of their Iberian ancestor, are the sequel of the conqueror's blood which runs through their veins". Bambuco, a Colombian folk music, has Basque roots.
United States
The largest of several important Basque communities in the United States is in the area around Boise, Idaho, home to the Basque Museum and Cultural Center, host to an annual Basque festival, as well as a festival for the Basque diaspora every five years. Reno, Nevada, where the Center for Basque Studies and the Basque Studies Library are located at the University of Nevada, is another significant nucleus of Basque population. Elko, Nevada, sponsors an annual Basque festival that celebrates the dance, cuisine and cultures of the Basque peoples of Spanish, French and Mexican nationalities who have arrived in Nevada since the late 19th century.
Texas has a large percentage of Hispanics descended from Basques who participated in the conquest of New Spain. Many of the original Tejanos had Basque blood, including those who fought in the Battle of the Alamo alongside many of the other Texans. Along the Mexican/Texan border, many Basque surnames can be found. The largest concentration of Basques who settled on Mexico's north-eastern "frontera", including the states of Chihuahua, Durango, Coahuila, Nuevo León, and Tamaulipas, also settled along Texas' Rio Grande from South Texas to West Texas. Many of the historic hidalgos, or noble families from this area, had gained their titles and land grants from Spain and Mexico; they still value their land. Some of North America's largest ranches, which were founded under these colonial land grants, can be found in this region.
California has a major concentration of Basques, most notably in the San Joaquin Valley between Stockton, Fresno and Bakersfield. The city of Bakersfield has a large Basque community and the city has several Basque restaurants, including Noriega's which won the 2011 James Beard Foundation America's Classic Award. There is a history of Basque culture in Chino, California. In Chino, two annual Basque festivals celebrate the dance, cuisine, and culture of the peoples. The surrounding area of San Bernardino County has many Basque descendants as residents. They are mostly descendants of settlers from Spain and Mexico. These Basques in California are grouped in the group known as Californios.
Basques of European Spanish-French and Latin American nationalities also settled throughout the western U.S. in states like Louisiana, New Mexico, Arizona, Utah, Colorado, Wyoming, Montana, Oregon, and Washington.
Culture
Language
The identifying language of the Basques is called Basque or Euskara, spoken today by 25%-30% of the region's population. An idea of the central place the language has in cultural terms is given by the fact that Basques identify themselves by the term euskaldun and their country as Euskal Herria, literally "Basque speaker" and "Country of the Basque Language" respectively. The language has been made a political issue by official Spanish and French policies restricting its use either historically or currently; however, this has not stopped the teaching, speaking, writing, and cultivating of this increasingly vibrant minority language. This sense of Basque identity tied to the local language does not only exist in isolation. For many Basques, it is juxtaposed with a sense of either Spanish or French identity tied with the use of the Spanish and French languages among other Basques, especially in the French Basque Country. Regarding the Spanish Basque Country, Basques that don't have a sense of Spanish identity make up an important part of the population. As with many European states, a regional identity, be it linguistically derived or otherwise, is not mutually exclusive with the broader national one. For example, Basque rugby union player for France, Imanol Harinordoquy, has said about his national identity:"I am French and Basque. There is no conflict, I am proud of both. ... I have friends who are involved in the political side of things but that is not for me. My only interest is the culture, the Euskera language, the people, our history and ways."
As a result of state language promotion, school policies, the effects of mass media and migration, today virtually all Basques (except for some children below school age) speak the official language of their state (Spanish or French). There are extremely few Basque monolingual speakers: essentially all Basque speakers are bilingual on both sides of the border. Spanish or French is typically the first language of citizens from other regions (who often feel no need to learn Basque), and Spanish or French is also the first language of many Basques, all of which maintains the dominance of the state tongues of both France and Spain. Recent Basque Government policies aim to change this pattern, as they are viewed as potential threats against mainstream usage of the minority tongue.
The Basque language is thought to be a genetic language isolate in contrast with other European languages, vast majority of which belong to the broad Indo-European language family. Another peculiarity of Basque is that it has probably been spoken continuously in situ, in and around its present territorial location, for longer than most other modern European languages, which are typically thought to have been introduced in historic or prehistoric times through population migrations or other processes of cultural transmission.
However, popular stereotypes characterizing Basque as "the oldest language in Europe" and "unique among the world's languages" may be misunderstood and lead to erroneous assumptions. Over the centuries, Basque has remained in continuous contact with neighboring western European languages with which it has come to share numerous lexical properties and typological features; it is therefore misleading to exaggerate the "outlandish" character of Basque. Basque is also a modern language, and is established as a written and printed one used in present-day forms of publication and communication, as well as a language spoken and used in a very wide range of social and cultural contexts, styles, and registers.
Land and inheritance
Basques have a close attachment to their home (etxe(a) 'house, home'), especially when this consists of the traditional self-sufficient, family-run farm or baserri(a). Home in this context is synonymous with family roots. Some Basque surnames were adapted from old baserri or habitation names. They typically related to a geographical orientation or other locally meaningful identifying features. Such surnames provide even those Basques whose families may have left the land generations ago with an important link to their rural family origins: Bengoetxea "the house of further down", Goikoetxea "the house above", Landaburu "top of the field", Errekondo "next to the stream", Elizalde "by the church", Mendizabal "wide hill", Usetxe "house of birds" Ibarretxe "house in the valley", Etxeberria "the new house", and so on.
In contrast to surrounding regions, ancient Basque inheritance patterns, recognised in the fueros, favoured survival of the unity of inherited land holdings. In a kind of primogeniture, these usually were inherited by the eldest male or female child. As in other cultures, the fate of other family members depended on the assets of a family: wealthy Basque families tended to provide for all children in some way, while less-affluent families may have had only one asset to provide to one child. However, this heir often provided for the rest of the family (unlike in England, with strict primogeniture, where the eldest son inherited everything and often did not provide for others). Even though they were provided for in some way, younger siblings had to make much of their living by other means. Mostly after the advent of industrialisation, this system resulted in the emigration of many rural Basques to Spain, France or the Americas. Harsh by modern standards, this custom resulted in a great many enterprising figures of Basque origin who went into the world to earn their way, from Spanish conquistadors such as Lope de Aguirre and Francisco Vásquez de Coronado, to explorers, missionaries and saints of the Catholic Church, such as Francis Xavier.
A widespread belief that Basque society was originally matriarchal is at odds with the current, clearly patrilineal kinship system and inheritance structures. Some scholars and commentators have attempted to reconcile these points by assuming that patrilineal kinship represents an innovation. In any case, the social position of women in both traditional and modern Basque society is somewhat better than in neighbouring cultures, and women have a substantial influence in decisions about the domestic economy. In the past, some women participated in collective magical ceremonies. They were key participants in a rich folklore, today largely forgotten.
Cuisine
Basque cuisine is at the heart of Basque culture, influenced by the neighboring communities and produce from the sea and the land. A 20th-century feature of Basque culture is the phenomenon of gastronomical societies (called txoko in Basque), food clubs where men gather to cook and enjoy their own food. Until recently, women were allowed entry only one day in the year. Cider houses (Sagardotegiak) are popular restaurants in Gipuzkoa open for a few months while the cider is in season.
Cultural production
At the end of the 20th century, despite ETA violence (ended in 2010) and the crisis of heavy industries, the Basque economic condition recovered remarkably. They emerged from the Franco regime with a revitalized language and culture. The Basque language expanded geographically led by large increases in the major urban centers of Pamplona, Bilbao, and Bayonne, where only a few decades ago the Basque language had all but disappeared. Nowadays, the number of Basque speakers is maintaining its level or increasing slightly.
Music
Religion
Traditionally Basques have been mostly Catholics. In the 19th century and well into the 20th, Basques as a group remained notably devout and churchgoing. In recent years church attendance has fallen off, as in most of Western Europe. The region has been a source of missionaries like Francis Xavier and Michel Garicoïts. Ignatius Loyola, founder of the Society of Jesus, was a Basque. California Franciscan Fermín Lasuén was born in Vitoria. Lasuén was the successor to Franciscan Padre Junípero Serra and founded 9 of the 21 extant California Missions along the coast.
A sprout of Protestantism in the continental Basque Country produced the first translation of the new Testament into Basque by Joanes Leizarraga. Queen Jeanne III of Navarre, a devout Huguenot, commissioned the translation of the New Testament into Basque and Béarnese for the benefit of her subjects. By the time Henry III of Navarre converted to Catholicism in order to become king of France, Protestantism virtually disappeared from the Basque community.
Bayonne held a Jewish community composed mainly of Sephardi Jews fleeing from the Spanish and Portuguese Inquisitions. There were also important Jewish and Muslim communities in Navarre before the Castilian invasion of 1512–21.
Nowadays, according to one single opinion poll, only slightly more than 50% of Basques profess some kind of belief in God, while the rest are either agnostic or atheist. The number of religious skeptics increases noticeably for the younger generations, while the older ones are more religious. Catholicism is, by far, the largest religion in Basque Country. In 2019, the proportion of Basques that identify themselves as Roman Catholic was 60%, while it is one of the most secularized communities of Spain: 24.6% were non-religious and 12.3% of Basques were atheist.
Pre-Christian religion and mythology
Christianisation of the Basque Country has been the topic of some discussion. There are, broadly speaking, two views. According to one, Christianity arrived in the Basque Country during the 4th and 5th centuries but according to the other, it did not take place until the 12th and 13th centuries. The main issue lies in the different interpretations of what is considered Christianisation. Early traces of Christianity can be found in the major urban areas from the 4th century onwards, a bishopric from 589 in Pamplona and three hermit cave concentrations (two in Álava, one in Navarre) that were in use from the 6th century onwards. In this sense, Christianity arrived "early".
Pre-Christian belief seems to have focused on a goddess called Mari. A number of place-names contain her name, which would suggest these places were related to worship of her such as Anbotoko Mari who appears to have been related to the weather. According to one tradition, she travelled every seven years between a cave on Mount Anboto and one on another mountain (the stories vary); the weather would be wet when she was in Anboto, dry when she was in Aloña, or Supelegor, or Gorbea. One of her names, Mari Urraca possibly ties her to an historical Navarrese princess of the 11th and 12th century, with other legends giving her a brother or cousin who was a Roman Catholic priest. So far the discussions about whether the name Mari is original and just happened to coincide closely with the Christian name María or if Mari is an early Basque attempt to give a Christian veneer to pagan worship have remained speculative. At any rate, Mari (Andramari) is one of the oldest worshipped Christian icons in Basque territories.
Mari's consort is Sugaar. This chthonic couple seems to bear the superior ethical power and the power of creation and destruction. It's said that when they gathered in the high caves of the sacred peaks, they engendered the storms. These meetings typically happened on Friday nights, the day of historical akelarre or coven. Mari was said to reside in Mount Anboto; periodically she crossed the skies as a bright light to reach her other home at Mount Txindoki.
Legends also speak of many and abundant genies, like jentilak (equivalent to giants), lamiak (equivalent to nymphs), mairuak (builders of the cromlechs or stone circles, literally Moors), iratxoak (imps), sorginak (witches, priestess of Mari), and so on. Basajaun is a Basque version of the Woodwose. There is a trickster named San Martin Txiki ("St Martin the Lesser").
It is unclear whether Neolithic stone structures called dolmens have a religious significance or were built to house animals or resting shepherds. Some of the dolmens and cromlechs are burial sites serving also as border markers.
The jentilak ('Giants'), on the other hand, are a legendary people which explains the disappearance of a people of Stone Age culture that used to live in the high lands and with no knowledge of iron. Many legends about them tell that they were bigger and taller, with a great force, but were displaced by the ferrons, or workers of ironworks foundries, until their total fade-out. They were pagans, but one of them, Olentzero, accepted Christianity and became a sort of Basque Santa Claus. They gave name to several toponyms, as Jentilbaratza.
Society
Historically, Basque society can be described as being somewhat at odds with Roman and later European societal norms. Strabo's account of the north of Spain in his Geographica (written between approximately 20 BC and 20 AD) makes a mention of "a sort of woman-rule—not at all a mark of civilization" (Hadington 1992), a first mention of the—for the period—unusual position of women: "Women could inherit and control property as well as officiate in churches." The evidence for this assertion is rather sparse however.
This preference for female dominance existed well into the 20th century:
... matrilineal inheritance laws, and agricultural work performed by women continued in Basque country until the early twentieth century. For more than a century, scholars have widely discussed the high status of Basque women in law codes, as well as their positions as judges, inheritors, and arbitrators through ante-Roman, medieval, and modern times. The system of laws governing succession in the French Basque region reflected total equality between the sexes. Up until the eve of the French Revolution, the Basque woman was truly 'the mistress of the house', hereditary guardian, and head of the lineage.
While women continued to have a higher position in Basque than other western European societies, it is highly unlikely that any point the society was 'matriarchal', as is often falsely claimed about pre-Indo-European peoples in general. The 'Basque matriarchy' argument is typically tied to 20th century nationalism and is at odds with earlier accounts of the society.
Although the Kingdom of Navarre did adopt feudalism, most Basques also possessed unusual social institutions different from those of the rest of feudal Europe. Some aspects of this include the elizate tradition where local house-owners met in front of the church to elect a representative to send to the juntas and Juntas Generales (such as the Juntas Generales de Vizcaya or Guipúzcoa) which administered much larger areas. Another example was that in the medieval period most land was owned by the farmers, not the Church or a king.
Sports in the Basque Country
Pelota
The great family of ball games has its unique offspring among Basque ball games, known generically as pilota (Spanish: pelota). Some variants have been exported to the United States and Macau under the name of Jai Alai.
Rural sports
There are several sports derived by Basques from everyday chores. Heavy workers were challenged and bets placed upon them. Examples are:
estropadak rowing regattas: from fishermen activities.
sokatira: tug-of-war.
harri-jasotzea: stone-lifting, from quarry works.
aizkolaritza and trontzalaritza: wood-chopping and log sawing.
sega jokoa: cutting grass with a scythe.
Giza-abere probak: stone block pulling, from construction works:
idi probak with teams of oxen.
asto probak with donkeys.
zaldi probak with horses.
gizon probak with human teams.
txinga eramatea: carrying of weights, one in each hand, representing milk canisters.
ahari topaketa: ram fights.
harri zulaketa competitions: drilling stone blocks with a metal bar, only in the former mining areas of West Biscay.
Basque sheepdog trials competitions.
Bull runs and bullock games
The encierro (bull run) in Pamplona's fiestas Sanfermines started as a transport of bulls to the ring. These encierros, as well as other bull and bullock related activities are not exclusive to Pamplona but are traditional in many towns and villages of the Basque country.
Football
There are several clubs within the Basque Country, such as Athletic Bilbao, Real Sociedad, Deportivo Alavés, SD Eibar and, as Navarre club, the CA Osasuna (the only club in La Liga that has a Basque name—osasuna means "health"). In the 2016–17 season these five clubs played together in La Liga, the first instance where five Basque clubs have reached that level at the same time. Athletic's recruitment policy has meant the club refuses to sign any non-Basque players, with "Basque" currently defined to include either ethnic Basques or players of any ethnicity trained by a Basque club. Real Sociedad also previously employed such a policy.
Basketball
The Basque Country also features several professional basketball teams, the most notable of which is Saski Baskonia from Vitoria-Gasteiz, one of the 11 clubs that own stakes in Euroleague Basketball, the company that operates the continent-wide EuroLeague and EuroCup. They are currently joined in the Spanish top flight, Liga ACB, by Bilbao Basket, with the two clubs involved in a longstanding rivalry. Another club from the Basque Country, Gipuzkoa Basket from Donostia, currently plays in the second-level LEB Oro.
Rugby union
Rugby union is a popular sport among French Basques, with major clubs Biarritz Olympique and Aviron Bayonnais traditional powerhouses in the premier division of French Rugby (the Top 14). Biarritz regularly play Champions Cup matches, especially knockout matches, at Estadio Anoeta in San Sebastian. Games between the Basque clubs and Catalan club USA Perpignan are always hard fought.
Professional cycling
Cycling is popular and the professional cycling team, partly sponsored by the Basque Government participated in the UCI World Tour division until 2014. Known for their orange tops and hill-climbing ability, their fans were famous for lining the famous Pyrenean climbs in the Tour de France, in support of their compatriots.
Each April the week-long Tour of the Basque Country showcases the beautiful rolling Basque countryside. Miguel Indurain, born in Villava is one of the most celebrated cyclists in the world having won 5 consecutive Tours de France.
Politics
While there is no independent Basque state, Spain's autonomous community of the Basque Country, made up of the provinces of Álava (Araba), Biscay (Bizkaia) and Gipuzkoa, is primarily a historical consequence and an answer to the wide autonomy claim of its population.
Navarre has a separate statute of autonomy, a contentious arrangement designed during Spanish transition to democracy (the Amejoramiento, an 'upgrade' of its previous status during dictatorship). It refers back to the kingdom status of Navarre (up to 1841) and their traditional institutional and legal framework (charters). Basque, the original and main language of Navarre up to the late 18th century, has kept family transmission especially in the northern part of Navarre and central areas to a lesser extent, designated as Basque speaking or mixed area in Navarrese law. Questions of political, linguistic and cultural allegiance and identity are highly complex in Navarre. Politically some Basque nationalists would like to integrate with the Basque Autonomous Community.
The French Basque Country today does not exist as a formal political entity and is officially simply part of the French department of Pyrénées Atlantiques, centered in Béarn. In recent years the number of mayors of the region supporting the creation of a separate Basque department has grown to 63.87%. So far, their attempts have been unsuccessful.
Political conflicts
Language
Both the Spanish and French governments have, at times, suppressed Basque linguistic and cultural identity. The French Republics, the epitome of the nation-state, have a long history of attempting the complete cultural absorption of cultural minority groups. Spain has, at most points in its history, granted some degree of linguistic, cultural, and even political autonomy to its Basques, but under the regime of Francisco Franco, the Spanish government reversed the advances of Basque nationalism, as it had fought in the opposite side of the Spanish Civil War: cultural activity in Basque was limited to folkloric issues and the Catholic Church.
Today, the Southern Basque Country within Spain enjoys an extensive cultural and political autonomy. The majority of schools under the jurisdiction of the Basque education system use Basque as the primary medium of teaching. However, the situation is more delicate in the Northern Basque Country within France, where Basque is not officially recognized, and where lack of autonomy and monolingual public schooling in French exert great pressure on the Basque language.
In Navarre, Basque has been declared an endangered language, since the anti-Basque and conservative government of Navarrese People's Union opposes the symbols of Basque culture, highlighting a Spanish identity for Navarre.
Basque is also spoken by immigrants in the major cities of Spain and France, in Australia, in many parts of Latin America, and in the United States, especially in Nevada, Idaho, and California.
Political status and violence
Since its articulation by Sabino Arana in the late 19th century, the more radical currents of Basque nationalism have demanded the right of self-determination and even independence. Within the Basque country, this element of Basque politics is often in balance with the conception of the Basque Country as just another part of the Spanish state, a view more commonly espoused on the right of the political spectrum. In contrast, the desire for greater autonomy or independence is particularly common among leftist Basque nationalists. The right of self-determination was asserted by the Basque Parliament in 2002 and 2006. Since self-determination is not recognized in the Spanish Constitution of 1978, a wide majority of Basques abstained (55%) and some even voted against it (23.5%) in the ratification referendum of December 6 of that year. However, it was approved by clear majority overall in Spain (87%). The autonomous regime for the Basque Country was approved in a 1979 referendum but the autonomy of Navarre (Amejoramiento del Fuero: "improvement of the charter") was never subject to a referendum but only approved by the Navarrese Cortes (parliament).
Political violence
Classification
As with their language, the Basques are clearly a distinct cultural group in their region. They regard themselves as culturally and especially linguistically distinct from their surrounding neighbours. Some Basques identify themselves as Basques only whereas others identify themselves both as Basque and Spanish. Many Basques regard the designation as a "cultural minority" as incomplete, favouring instead the definition as a nation, the commonly accepted designation for the Basque people up to the rise of the nation-states and the definition imposed by the 1812 Spanish Constitution.
In modern times, as a European people living in a highly industrialized area, cultural differences from the rest of Europe are inevitably blurred, although a conscious cultural identity as a people or nation remains very strong, as does an identification with their homeland, even among many Basques who have emigrated to other parts of Spain or France, or to other parts of the world.
The strongest distinction between the Basques and their traditional neighbours is linguistic. Surrounded by Romance-language speakers, the Basques traditionally spoke (and many still speak) a language that was not only non-Romance but non-Indo-European. The prevailing belief amongst Basques, and forming part of their national identity, is that their language has continuity with the people who were in this region since not only pre-Roman and pre-Celtic times, but since the Stone Age.
Notable Basques
Among the most notable Basque people are Juan Sebastián Elcano (who led the first successful expedition to circumnavigate the globe after Ferdinand Magellan died mid-journey); Sancho III of Navarre; and Ignatius of Loyola and Francis Xavier, founders of the Society of Jesus.
Don Diego María de Gardoqui y Arriquibar (1735–1798) was also a Basque who became Spain's first Ambassador to the United States, and Miguel de Unamuno was a noted novelist and philosopher of the late 19th and the 20th century, was also a Basque.
Another well-known Basque was Father Alberto Hurtado, S.J. (1901–1952), a Jesuit priest who founded the charitable housing system Hogar de Cristo, meaning hearth, or home, of Christ, in Chile. El Hogar provided a home-like milieu for the homeless. Hurtado also founded the Chilean Trade Union Association to promote a union movement based on the social teachings of the Catholic Church. He was a friend and savior to all the poor and homeless, and was beatified by Pope John Paul II on October 16, 1994. He was canonized by Pope Benedict XVI on October 23, 2005.
See also
Aberri Eguna
Aquitani
Basque code talkers
Cro-Magnon
Duchy of Vasconia
French people
Genetic history of Europe
Iberians
Late Basquisation
List of Basques
National and regional identity in Spain
Spanish people
Vascones
Footnotes
References
Allières, Jacques. The Basques 1977; online 2016 reprint.
The Basques, the Catalans and Spain, Daniele Conversi, 2000, .
The Basque History of the World, Mark Kurlansky, 1999, .
The Oldest Europeans, J. F. del Giorgio, A. J. Place, 2006, .
Ethnologue report for France for population statistics in France.
Euskal Herria en la Prehistoria, Xabier Peñalver Iribarren, 1996, .
Gimbutas, Marija, The Living Goddesses (Berkeley: University of California Press, 2001).
External links
Basque Autonomous Government
8 Probintziak. Non profit association working with the basques in the world
Oroitzapenak Voices From Basque America, University of Nevada, Reno, Special Collections.
Basque Digital Collection, University of Nevada, Reno Special Collections
Sheepherders of Northern Nevada, University of Nevada, Reno, Special Collections
Basque Posters, University of Nevada, Reno, Special Collections
Voices from Basque America University of Nevada, Reno Libraries
Basque people
People
Ethnic groups divided by international borders
Ethnic groups in Argentina
Ethnic groups in Chile
Ethnic groups in France
Ethnic groups in Mexico
Ethnic groups in South America
Ethnic groups in Spain
Ethnic groups in Uruguay
Indigenous peoples of Europe
Ethnic groups in Cuba
Pre-Indo-Europeans |
4664 | https://en.wikipedia.org/wiki/B%C3%A9zier%20curve | Bézier curve | A Bézier curve ( ) is a parametric curve used in computer graphics and related fields. A set of discrete "control points" defines a smooth, continuous curve by means of a formula. Usually the curve is intended to approximate a real-world shape that otherwise has no mathematical representation or whose representation is unknown or too complicated. The Bézier curve is named after French engineer Pierre Bézier (1910–1999), who used it in the 1960s for designing curves for the bodywork of Renault cars. Other uses include the design of computer fonts and animation. Bézier curves can be combined to form a Bézier spline, or generalized to higher dimensions to form Bézier surfaces. The Bézier triangle is a special case of the latter.
In vector graphics, Bézier curves are used to model smooth curves that can be scaled indefinitely. "Paths", as they are commonly referred to in image manipulation programs, are combinations of linked Bézier curves. Paths are not bound by the limits of rasterized images and are intuitive to modify.
Bézier curves are also used in the time domain, particularly in animation, user interface design and smoothing cursor trajectory in eye gaze controlled interfaces. For example, a Bézier curve can be used to specify the velocity over time of an object such as an icon moving from A to B, rather than simply moving at a fixed number of pixels per step. When animators or interface designers talk about the "physics" or "feel" of an operation, they may be referring to the particular Bézier curve used to control the velocity over time of the move in question.
This also applies to robotics where the motion of a welding arm, for example, should be smooth to avoid unnecessary wear.
Invention
The mathematical basis for Bézier curves—the Bernstein polynomials—was established in 1912, but the polynomials were not applied to graphics until some 50 years later when mathematician Paul de Casteljau in 1959 developed de Casteljau's algorithm, a numerically stable method for evaluating the curves, and became the first to apply them to computer-aided design at French automaker Citroën. Yet, de Casteljau's method was patented in France but not published until the 1980s while the Bézier polynomials were widely publicised in the 1960s by the French engineer Pierre Bézier, who discovered them independently and used them to design automobile bodies at Renault.
Specific cases
A Bézier curve is defined by a set of control points P0 through Pn, where n is called the order of the curve (n = 1 for linear, 2 for quadratic, 3 for cubic, etc.). The first and last control points are always the endpoints of the curve; however, the intermediate control points generally do not lie on the curve. The sums in the following sections are to be understood as affine combinations – that is, the coefficients sum to 1.
Linear Bézier curves
Given distinct points P0 and P1, a linear Bézier curve is simply a line between those two points. The curve is given by
and is equivalent to linear interpolation. The quantity represents the displacement vector from the start point to the end point.
Quadratic Bézier curves
A quadratic Bézier curve is the path traced by the function B(t), given points P0, P1, and P2,
,
which can be interpreted as the linear interpolant of corresponding points on the linear Bézier curves from P0 to P1 and from P1 to P2 respectively. Rearranging the preceding equation yields:
This can be written in a way that highlights the symmetry with respect to P1:
Which immediately gives the derivative of the Bézier curve with respect to t:
from which it can be concluded that the tangents to the curve at P0 and P2 intersect at P1. As t increases from 0 to 1, the curve departs from P0 in the direction of P1, then bends to arrive at P2 from the direction of P1.
The second derivative of the Bézier curve with respect to t is
Cubic Bézier curves
Four points P0, P1, P2 and P3 in the plane or in higher-dimensional space define a cubic Bézier curve.
The curve starts at P0 going toward P1 and arrives at P3 coming from the direction of P2. Usually, it will not pass through P1 or P2; these points are only there to provide directional information. The distance between P1 and P2 determines "how far" and "how fast" the curve moves towards P1 before turning towards P2.
Writing BPi,Pj,Pk(t) for the quadratic Bézier curve defined by points Pi, Pj, and Pk, the cubic Bézier curve can be defined as an affine combination of two quadratic Bézier curves:
The explicit form of the curve is:
For some choices of P1 and P2 the curve may intersect itself, or contain a cusp.
Any series of 4 distinct points can be converted to a cubic Bézier curve that goes through all 4 points in order.
Given the starting and ending point of some cubic Bézier curve, and the points along the curve corresponding to t = 1/3 and t = 2/3, the control points for the original Bézier curve can be recovered.
The derivative of the cubic Bézier curve with respect to t is
The second derivative of the Bézier curve with respect to t is
General definition
Bézier curves can be defined for any degree n.
Recursive definition
A recursive definition for the Bézier curve of degree n expresses it as a point-to-point linear combination (linear interpolation) of a pair of corresponding points in two Bézier curves of degree n − 1.
Let denote the Bézier curve determined by any selection of points P0, P1, ..., Pk. Then to start,
This recursion is elucidated in the animations below.
Explicit definition
The formula can be expressed explicitly as follows (where t0 and (1-t)0 are extended continuously to be 1 throughout [0,1]):
where are the binomial coefficients.
For example, when n = 5:
Terminology
Some terminology is associated with these parametric curves. We have
where the polynomials
are known as Bernstein basis polynomials of degree n.
t0 = 1, (1 − t)0 = 1, and the binomial coefficient, , is:
The points Pi are called control points for the Bézier curve. The polygon formed by connecting the Bézier points with lines, starting with P0 and finishing with Pn, is called the Bézier polygon (or control polygon). The convex hull of the Bézier polygon contains the Bézier curve.
Polynomial form
Sometimes it is desirable to express the Bézier curve as a polynomial instead of a sum of less straightforward Bernstein polynomials. Application of the binomial theorem to the definition of the curve followed by some rearrangement will yield
where
This could be practical if can be computed prior to many evaluations of ; however one should use caution as high order curves may lack numeric stability (de Casteljau's algorithm should be used if this occurs). Note that the empty product is 1.
Properties
The curve begins at and ends at ; this is the so-called endpoint interpolation property.
The curve is a line if and only if all the control points are collinear.
The start and end of the curve is tangent to the first and last section of the Bézier polygon, respectively.
A curve can be split at any point into two subcurves, or into arbitrarily many subcurves, each of which is also a Bézier curve.
Some curves that seem simple, such as the circle, cannot be described exactly by a Bézier or piecewise Bézier curve; though a four-piece cubic Bézier curve can approximate a circle (see composite Bézier curve), with a maximum radial error of less than one part in a thousand, when each inner control point (or offline point) is the distance horizontally or vertically from an outer control point on a unit circle. More generally, an n-piece cubic Bézier curve can approximate a circle, when each inner control point is the distance from an outer control point on a unit circle, where (i.e. ), and .
Every quadratic Bézier curve is also a cubic Bézier curve, and more generally, every degree n Bézier curve is also a degree m curve for any m > n. In detail, a degree n curve with control points is equivalent (including the parametrization) to the degree n + 1 curve with control points , where , and define , .
Bézier curves have the variation diminishing property. What this means in intuitive terms is that a Bézier curve does not "undulate" more than the polygon of its control points, and may actually "undulate" less than that.
There is no local control in degree n Bézier curves—meaning that any change to a control point requires recalculation of and thus affects the aspect of the entire curve, "although the further that one is from the control point that was changed, the smaller is the change in the curve."
A Bézier curve of order higher than two may intersect itself or have a cusp for certain choices of the control points.
Second-order curve is a parabolic segment
A quadratic Bézier curve is also a segment of a parabola. As a parabola is a conic section, some sources refer to quadratic Béziers as "conic arcs". With reference to the figure on the right, the important features of the parabola can be derived as follows:
Tangents to the parabola at the endpoints of the curve (A and B) intersect at its control point (C).
If D is the midpoint of AB, the tangent to the curve which is perpendicular to CD (dashed cyan line) defines its vertex (V). Its axis of symmetry (dash-dot cyan) passes through V and is perpendicular to the tangent.
E is either point on the curve with a tangent at 45° to CD (dashed green). If G is the intersection of this tangent and the axis, the line passing through G and perpendicular to CD is the directrix (solid green).
The focus (F) is at the intersection of the axis and a line passing through E and perpendicular to CD (dotted yellow). The latus rectum is the line segment within the curve (solid yellow).
Derivative
The derivative for a curve of order n is
Constructing Bézier curves
Linear curves
Let t denote the fraction of progress (from 0 to 1) the point B(t) has made along its traversal from P0 to P1. For example, when t=0.25, B(t) is one quarter of the way from point P0 to P1. As t varies from 0 to 1, B(t) draws a line from P0 to P1.
Quadratic curves
For quadratic Bézier curves one can construct intermediate points Q0 and Q1 such that as t varies from 0 to 1:
Point Q0(t) varies from P0 to P1 and describes a linear Bézier curve.
Point Q1(t) varies from P1 to P2 and describes a linear Bézier curve.
Point B(t) is interpolated linearly between Q0(t) to Q1(t) and describes a quadratic Bézier curve.
Higher-order curves
For higher-order curves one needs correspondingly more intermediate points. For cubic curves one can construct intermediate points Q0, Q1, and Q2 that describe linear Bézier curves, and points R0 and R1 that describe quadratic Bézier curves:
For fourth-order curves one can construct intermediate points Q0, Q1, Q2 and Q3 that describe linear Bézier curves, points R0, R1 and R2 that describe quadratic Bézier curves, and points S0 and S1 that describe cubic Bézier curves:
For fifth-order curves, one can construct similar intermediate points.
These representations rest on the process used in De Casteljau's algorithm to calculate Bézier curves.
Offsets (or stroking) of Bézier curves
The curve at a fixed offset from a given Bézier curve, called an offset or parallel curve in mathematics (lying "parallel" to the original curve, like the offset between rails in a railroad track), cannot be exactly formed by a Bézier curve (except in some trivial cases). In general, the two-sided offset curve of a cubic Bézier is a 10th-order algebraic curve and more generally for a Bézier of degree n the two-sided offset curve is an algebraic curve of degree 4n − 2. However, there are heuristic methods that usually give an adequate approximation for practical purposes.
In the field of vector graphics, painting two symmetrically distanced offset curves is called stroking (the Bézier curve or in general a path of several Bézier segments). The conversion from offset curves to filled Bézier contours is of practical importance in converting fonts defined in Metafont, which require stroking of Bézier curves, to the more widely used PostScript type 1 fonts, which only require (for efficiency purposes) the mathematically simpler operation of filling a contour defined by (non-self-intersecting) Bézier curves.
Degree elevation
A Bézier curve of degree n can be converted into a Bézier curve of degree n + 1 with the same shape. This is useful if software supports Bézier curves only of specific degree. For example, systems that can only work with cubic Bézier curves can implicitly work with quadratic curves by using their equivalent cubic representation.
To do degree elevation, we use the equality Each component is multiplied by (1 − t) and t, thus increasing a degree by one, without changing the value. Here is the example of increasing degree from 2 to 3.
For arbitrary n we use equalities
Therefore:
introducing arbitrary and .
Therefore, new control points are
Repeated degree elevation
The concept of degree elevation can be repeated on a control polygon R to get a sequence of control polygons R, R1, R2, and so on. After r degree elevations, the polygon Rr has the vertices P0,r, P1,r, P2,r, ..., Pn+r,r given by
It can also be shown that for the underlying Bézier curve B,
Rational Bézier curves
The rational Bézier curve adds adjustable weights to provide closer approximations to arbitrary shapes. The numerator is a weighted Bernstein-form Bézier curve and the denominator is a weighted sum of Bernstein polynomials. Rational Bézier curves can, among other uses, be used to represent segments of conic sections exactly, including circular arcs.
Given n + 1 control points P0, ..., Pn, the rational Bézier curve can be described by
or simply
The expression can be extended by using number systems besides reals for the weights. In the complex plane the points {1}, {-1}, and {1} with weights {}, {1}, and {} generate a full circle with radius one. For curves with points and weights on a circle, the weights can be scaled without changing the curve's shape. Scaling the central weight of the above curve by 1.35508 gives a more uniform parameterization.
Applications
Computer graphics
Bézier curves are widely used in computer graphics to model smooth curves. As the curve is completely contained in the convex hull of its control points, the points can be graphically displayed and used to manipulate the curve intuitively. Affine transformations such as translation and rotation can be applied on the curve by applying the respective transform on the control points of the curve.
Quadratic and cubic Bézier curves are most common. Higher degree curves are more computationally expensive to evaluate. When more complex shapes are needed, low order Bézier curves are patched together, producing a composite Bézier curve. A composite Bézier curve is commonly referred to as a "path" in vector graphics languages (like PostScript), vector graphics standards (like SVG) and vector graphics programs (like Artline, Timeworks Publisher, Adobe Illustrator, CorelDraw, Inkscape, and Allegro). In order to join Bézier curves into a composite Bézier curve without kinks, a property called G1 continuous, it suffices to force the control point at which two constituent Bézier curves meet to lie on the line defined by the two control points on either side.
The simplest method for scan converting (rasterizing) a Bézier curve is to evaluate it at many closely spaced points and scan convert the approximating sequence of line segments. However, this does not guarantee that the rasterized output looks sufficiently smooth, because the points may be spaced too far apart. Conversely it may generate too many points in areas where the curve is close to linear. A common adaptive method is recursive subdivision, in which a curve's control points are checked to see if the curve approximates a line to within a small tolerance. If not, the curve is subdivided parametrically into two segments, 0 ≤ t ≤ 0.5 and 0.5 ≤ t ≤ 1, and the same procedure is applied recursively to each half. There are also forward differencing methods, but great care must be taken to analyse error propagation.
Analytical methods where a Bézier is intersected with each scan line involve finding roots of cubic polynomials (for cubic Béziers) and dealing with multiple roots, so they are not often used in practice.
The rasterisation algorithm used in Metafont is based on discretising the curve, so that it is approximated by a sequence of "rook moves" that are purely vertical or purely horizontal, along the pixel boundaries. To that end, the plane is first split into eight 45° sectors (by the coordinate axes and the two lines ), then the curve is decomposed into smaller segments such that the direction of a curve segment stays within one sector; since the curve velocity is a second degree polynomial, finding the values where it is parallel to one of these lines can be done by solving quadratic equations. Within each segment, either horizontal or vertical movement dominates, and the total number of steps in either direction can be read off from the endpoint coordinates; in for example the 0–45° sector horizontal movement to the right dominates, so it only remains to decide between which steps to the right the curve should make a step up.
There is also a modified curve form of Bresenham's line drawing algorithm by Zingl that performs this rasterization by subdividing the curve into rational pieces and calculating the error at each pixel location such that it either travels at a 45° angle or straight depending on compounding error as it iterates through the curve. This reduces the next step calculation to a series of integer additions and subtractions.
Animation
In animation applications, such as Adobe Flash and Synfig, Bézier curves are used to outline, for example, movement. Users outline the wanted path in Bézier curves, and the application creates the needed frames for the object to move along the path.
In 3D animation, Bézier curves are often used to define 3D paths as well as 2D curves for keyframe interpolation. Bézier curves are now very frequently used to control the animation easing in CSS, JavaScript, JavaFx and Flutter SDK.
Fonts
TrueType fonts use composite Bézier curves composed of quadratic Bézier curves. Other languages and imaging tools (such as PostScript, Asymptote, Metafont, and SVG) use composite Béziers composed of cubic Bézier curves for drawing curved shapes. OpenType fonts can use either kind of curve, depending on which font technology underlies the OpenType wrapper.
Font engines, like FreeType, draw the font's curves (and lines) on a pixellated surface using a process known as font rasterization. Typically font engines and vector graphics engines render Bézier curves by splitting them recursively up to the point where the curve is flat enough to be drawn as a series of linear or circular segments. The exact splitting algorithm is implementation dependent, only the flatness criteria must be respected to reach the necessary precision and to avoid non-monotonic local changes of curvature. The "smooth curve" feature of charts in Microsoft Excel also uses this algorithm.
Because arcs of circles and ellipses cannot be exactly represented by Bézier curves, they are first approximated by Bézier curves, which are in turn approximated by arcs of circles. This is inefficient as there exists also approximations of all Bézier curves using arcs of circles or ellipses, which can be rendered incrementally with arbitrary precision. Another approach, used by modern hardware graphics adapters with accelerated geometry, can convert exactly all Bézier and conic curves (or surfaces) into NURBS, that can be rendered incrementally without first splitting the curve recursively to reach the necessary flatness condition. This approach also preserves the curve definition under all linear or perspective 2D and 3D transforms and projections.
Robotics
Bézier curves can be used in robotics to produce trajectories of an end-effector due to the virtue of the control polygon’s ability to give a clear indication of whether the path is colliding with any nearby obstacle or object. Furthermore, joint space trajectories can be accurately differentiated using Bézier curves. Consequently, the derivatives of joint space trajectories are used in the calculation of the dynamics and control effort (torque profiles) of the robotic manipulator.
See also
Bézier surface
B-spline
GEM/4 and GEM/5
Hermite curve
NURBS
String art – Bézier curves are also formed by many common forms of string art, where strings are looped across a frame of nails.
Variation diminishing property of Bézier curves
Notes
References
Citations
Sources
Excellent discussion of implementation details; available for free as part of the TeX distribution.
Further reading
A Primer on Bézier Curves an open source online book explaining Bézier curves and associated graphics algorithms, with interactive graphics
Cubic Bezier Curves – Under the Hood (video) video showing how computers render a cubic Bézier curve, by Peter Nowell
From Bézier to Bernstein Feature Column from American Mathematical Society
This book is out of print and freely available from the author.
(60 pages)
Hovey, Chad (2022). Formulation and Python Implementation of Bézier and B-Spline Geometry. SAND2022-7702C. (153 pages)
External links
Computer code
TinySpline: Open source C-library for NURBS, B-splines and Bézier curves with bindings for various languages
C++ library to generate Bézier functions at compile time
Simple Bézier curve implementation via recursive method in Python
Graphic design
Interpolation
Curves
Design |
4667 | https://en.wikipedia.org/wiki/Boris%20Pasternak | Boris Pasternak | Boris Leonidovich Pasternak (; ; 30 May 1960) was a Russian poet, novelist, composer, and literary translator. Composed in 1917, Pasternak's first book of poems, My Sister, Life, was published in Berlin in 1922 and soon became an important collection in the Russian language. Pasternak's translations of stage plays by Goethe, Schiller, Calderón de la Barca and Shakespeare remain very popular with Russian audiences.
Pasternak was the author of Doctor Zhivago (1957), a novel that takes place between the Russian Revolution of 1905 and the Second World War. Doctor Zhivago was rejected for publication in the USSR, but the manuscript was smuggled to Italy and was first published there in 1957. Pasternak was awarded the Nobel Prize in Literature in 1958, an event that enraged the Communist Party of the Soviet Union, which forced him to decline the prize. In 1989, Pasternak's son Yevgeny finally accepted the award on his father's behalf. Doctor Zhivago has been part of the main Russian school curriculum since 2003.
Early life
Pasternak was born in Moscow on 10 February (Gregorian), 1890 (29 January, Julian) into a wealthy, assimilated Jewish family. His father was the post-Impressionist painter Leonid Pasternak, who taught as a professor at the Moscow School of Painting, Sculpture, and Architecture. His mother was Rosa Kaufman, a concert pianist and the daughter of Odessa industrialist Isadore Kaufman and his wife. Pasternak had a younger brother, Alex, and two sisters, Lydia and Josephine. The family claimed descent on the paternal line from Isaac Abarbanel, the famous 15th-century Sephardic Jewish philosopher, Bible commentator, and treasurer of Portugal.
Early education
From 1904 to 1907, Boris Pasternak was the cloister-mate of Peter Minchakievich (1890–1963) in Holy Dormition Pochayiv Lavra, in today's Western Ukraine. Minchakievich came from an Orthodox Ukrainian family and Pasternak came from a Jewish family. Some confusion has arisen as to Pasternak attending a military academy in his boyhood years. The uniforms of their monastery Cadet Corp were only similar to those of The Czar Alexander the Third Military Academy, as Pasternak and Minchakievich never attended any military academy. Most schools used a distinctive military-looking uniform particular to them as was the custom of the time in Eastern Europe and Russia. Boyhood friends, they parted in 1908, friendly but with different politics, never to see each other again. Pasternak went to the Moscow Conservatory to study music (later Germany to study philosophy), and Minchakievich went to Lviv University to study history and philosophy. The good dimension of the character Strelnikov in Dr. Zhivago is based upon Peter Minchakievich. Several of Pasternak's characters are composites. After World War One and the Revolution, fighting for the Provisional or Republican government under Kerensky, and then escaping a Communist jail and execution, Minchakievich trekked across Siberia in 1917 and became an American citizen. Pasternak stayed in Russia.
In a 1959 letter to Jacqueline de Proyart, Pasternak recalled:
Shortly after his birth, Pasternak's parents had joined the Tolstoyan Movement. Novelist Leo Tolstoy was a close family friend, as Pasternak recalled, "my father illustrated his books, went to see him, revered him, and ...the whole house was imbued with his spirit."
In a 1956 essay, Pasternak recalled his father's feverish work creating illustrations for Tolstoy's novel Resurrection. The novel was serialized in the journal Niva by the publisher Fyodor Marx, based in St Petersburg. The sketches were drawn from observations in such places as courtrooms, prisons and on trains, in a spirit of realism. To ensure that the sketches met the journal deadline, train conductors were enlisted to personally collect the illustrations. Pasternak wrote,
According to Max Hayward, "In November 1910, when Tolstoy fled from his home and died in the stationmaster's house at Astapovo, Leonid Pasternak was informed by telegram and he went there immediately, taking his son Boris with him, and made a drawing of Tolstoy on his deathbed."
Regular visitors to the Pasternaks' home also included Sergei Rachmaninoff, Alexander Scriabin, Lev Shestov, Rainer Maria Rilke. Pasternak aspired first to be a musician. Inspired by Scriabin, Pasternak briefly was a student at the Moscow Conservatory. In 1910 he abruptly left for the University of Marburg in Germany, where he studied under neo-Kantian philosophers Hermann Cohen, Nicolai Hartmann and Paul Natorp.
Life and career
Olga Freidenberg
In 1910 Pasternak was reunited with his cousin Olga Freidenberg (1890–1955). They had shared the same nursery but been separated when the Freidenberg family moved to Saint Petersburg. They fell in love immediately but were never lovers. The romance, however, is made clear from their letters, Pasternak writing:You do not know how my tormenting feeling grew and grew until it became obvious to me and to others. As you walked beside me with complete detachment, I could not express it to you. It was a rare sort of closeness, as if we two, you and I, were in love with something that was utterly indifferent to both of us, something that remained aloof from us by virtue of its extraordinary inability to adapt to the other side of life.The cousins' initial passion developed into a lifelong close friendship. From 1910 Pasternak and Freidenberg exchanged frequent letters, and their correspondence lasted over 40 years until 1954. The cousins last met in 1936.
Ida Wissotzkaya
Pasternak fell in love with Ida Wissotzkaya, a girl from a notable Moscow Jewish family of tea merchants, whose company Wissotzky Tea was the largest tea company in the world. Pasternak had tutored her in the final class of high school. He helped her prepare for finals. They met in Marburg during the summer of 1912 when Boris' father, Leonid Pasternak, painted her portrait.
Although Professor Cohen encouraged him to remain in Germany and to pursue a Philosophy doctorate, Pasternak decided against it. He returned to Moscow around the time of the outbreak of the First World War. In the aftermath of events, Pasternak proposed marriage to Ida. However, the Wissotzky family was disturbed by Pasternak's poor prospects and persuaded Ida to refuse him. She turned him down and he told of his love and rejection in the poem "Marburg" (1917):
I quivered. I flared up, and then was extinguished.
I shook. I had made a proposal—but late,
Too late. I was scared, and she had refused me.
I pity her tears, am more blessed than a saint.
Around this time, when he was back in Russia, he joined the Russian Futurist group Centrifuge (Tsentrifuga) as a pianist: poetry was just a hobby for him then. It was in their group journal, Lirika, where some of his earliest poems were published. His involvement with the Futurist movement as a whole reached its peak when, in 1914, he published a satirical article in Rukonog, which attacked the jealous leader of the "Mezzanine of Poetry", Vadim Shershenevich, who was criticizing Lirika and the Ego-Futurists because Shershenevich himself was barred from collaborating with Centrifuge, the reason being that he was such a talentless poet. The action eventually caused a verbal battle amongst several members of the groups, fighting for recognition as the first, truest Russian Futurists; these included the Cubo-Futurists, who were by that time already notorious for their scandalous behaviour. Pasternak's first and second books of poetry were published shortly after these events.
Another failed love affair in 1917 inspired the poems in his third and first major book, My Sister, Life. His early verse cleverly dissimulates his preoccupation with Immanuel Kant's philosophy. Its fabric includes striking alliterations, wild rhythmic combinations, day-to-day vocabulary, and hidden allusions to his favourite poets such as Rilke, Lermontov, Pushkin and German-language Romantic poets.
During World War I, Pasternak taught and worked at a chemical factory in Vsevolodo-Vilva near Perm, which undoubtedly provided him with material for Dr. Zhivago many years later. Unlike the rest of his family and many of his closest friends, Pasternak chose not to leave Russia after the October Revolution of 1917. According to Max Hayward,
When it finally was published in 1922, Pasternak's My Sister, Life revolutionised Russian poetry. It made Pasternak the model for younger poets, and decisively changed the poetry of Osip Mandelshtam, Marina Tsvetayeva and others.
Following My Sister, Life, Pasternak produced some hermetic pieces of uneven quality, including his masterpiece, the lyric cycle Rupture (1921). Both Pro-Soviet writers and their White émigré equivalents applauded Pasternak's poetry as pure, unbridled inspiration.
In the late 1920s, he also participated in the much celebrated tripartite correspondence with Rilke and Tsvetayeva. As the 1920s wore on, however, Pasternak increasingly felt that his colourful style was at odds with a less educated readership. He attempted to make his poetry more comprehensible by reworking his earlier pieces and starting two lengthy poems on the Russian Revolution of 1905. He also turned to prose and wrote several autobiographical stories, notably "The Childhood of Luvers" and "Safe Conduct". (The collection Zhenia's Childhood and Other Stories would be published in 1982.)
In 1922 Pasternak married Evgeniya Lurye (Евгения Лурье), a student at the Art Institute. The following year their son Yevgenii was born.
Evidence of Pasternak's support of still-revolutionary members of the leadership of the Communist Party as late as 1926 is indicated by his poem "In Memory of Reissner" presumably written upon the premature death from typhus of Bolshevik leader Larisa Reisner aged 30 in February of that year.
By 1927, Pasternak's close friends Vladimir Mayakovsky and Nikolai Aseyev were advocating the complete subordination of the arts to the needs of the Communist Party of the Soviet Union. In a letter to his sister Josephine, Pasternak wrote of his intentions to "break off relations" with both of them. Although he expressed that it would be deeply painful, Pasternak explained that it could not be prevented. He explained:
By 1932, Pasternak had strikingly reshaped his style to make it more understandable to the general public and printed the new collection of poems, aptly titled The Second Birth. Although its Caucasian pieces were as brilliant as the earlier efforts, the book alienated the core of Pasternak's refined audience abroad, which was largely composed of anti-communist émigrés.
In 1932 Pasternak fell in love with Zinaida Neuhaus, the wife of the Russian pianist Heinrich Neuhaus. They both got divorces and married two years later.
He continued to change his poetry, simplifying his style and language through the years, as expressed in his next book, Early Trains (1943).
Stalin Epigram
In April 1934 Osip Mandelstam recited his "Stalin Epigram" to Pasternak. After listening, Pasternak told Mandelstam: "I didn't hear this, you didn't recite it to me, because, you know, very strange and terrible things are happening now: they've begun to pick people up. I'm afraid the walls have ears and perhaps even these benches on the boulevard here may be able to listen and tell tales. So let's make out that I heard nothing."
On the night of 14 May 1934, Mandelstam was arrested at his home based on a warrant signed by NKVD boss Genrikh Yagoda. Devastated, Pasternak went immediately to the offices of Izvestia and begged Nikolai Bukharin to intercede on Mandelstam's behalf.
Soon after his meeting with Bukharin, the telephone rang in Pasternak's Moscow apartment. A voice from the Kremlin said, "Comrade Stalin wishes to speak with you." According to Ivinskaya, Pasternak was struck dumb. "He was totally unprepared for such a conversation. But then he heard his voice, the voice of Stalin, coming over the line. The Leader addressed him in a rather bluff uncouth fashion, using the familiar thou form: 'Tell me, what are they saying in your literary circles about the arrest of Mandelstam? Flustered, Pasternak denied that there was any discussion or that there were any literary circles left in Soviet Russia. Stalin went on to ask him for his own opinion of Mandelstam. In an "eager fumbling manner" Pasternak explained that he and Mandelstam each had a completely different philosophy about poetry. Stalin finally said, in a mocking tone of voice: "I see, you just aren't able to stick up for a comrade", and put down the receiver.
Great Purge
According to Pasternak, during the 1937 show trial of General Iona Yakir and Marshal Mikhail Tukhachevsky, the Union of Soviet Writers requested all members to add their names to a statement supporting the death penalty for the defendants. Pasternak refused to sign, even after leadership of the Union visited and threatened him.
Soon after, Pasternak appealed directly to Stalin, describing his family's strong Tolstoyan convictions and putting his own life at Stalin's disposal; he said that he could not stand as a self-appointed judge of life and death. Pasternak was certain that he would be arrested, but instead Stalin is said to have crossed Pasternak's name off an execution list, reportedly declaring, "Do not touch this cloud dweller" (or, in another version, "Leave that holy fool alone!").
Pasternak's close friend Titsian Tabidze did fall victim to the Great Purge. In an autobiographical essay published in the 1950s, Pasternak described the execution of Tabidze and the suicides of Marina Tsvetaeva and Paolo Iashvili as the greatest heartbreaks of his life.
Ivinskaya wrote, "I believe that between Stalin and Pasternak there was an incredible, silent duel."
World War II
When the Luftwaffe began bombing Moscow, Pasternak immediately began to serve as a fire warden on the roof of the writer's building on Lavrushinski Street. According to Ivinskaya, he repeatedly helped to dispose of German bombs which fell on it.
In 1943, Pasternak was finally granted permission to visit the soldiers at the front. He bore it well, considering the hardships of the journey (he had a weak leg from an old injury), and he wanted to go to the most dangerous places. He read his poetry and talked extensively with the active and injured troops.
Pasternak later said, "If, in a bad dream, we had seen all the horrors in store for us after the war, we should not have been sorry to see Stalin fall, together with Hitler. Then, an end to the war in favour of our allies, civilized countries with democratic traditions, would have meant a hundred times less suffering for our people than that which Stalin again inflicted on it after his victory."
Olga Ivinskaya
In October 1946, the twice-married Pasternak met Olga Ivinskaya, a 34 year old single mother employed by Novy Mir. Deeply moved by her resemblance to his first love Ida Vysotskaya, Pasternak gave Ivinskaya several volumes of his poetry and literary translations. Although Pasternak never left his wife Zinaida, he started an extramarital relationship with Ivinskaya that would last for the remainder of Pasternak's life. Ivinskaya later recalled, "He phoned almost every day and, instinctively fearing to meet or talk with him, yet dying of happiness, I would stammer out that I was 'busy today.' But almost every afternoon, toward the end of working hours, he came in person to the office and often walked with me through the streets, boulevards, and squares all the way home to Potapov Street. 'Shall I make you a present of this square?' he would ask."
She gave him the phone number of her neighbour Olga Volkova who resided below. In the evenings, Pasternak would phone and Volkova would signal by Olga banging on the water pipe which connected their apartments.
When they first met, Pasternak was translating the verse of the Hungarian national poet, Sándor Petőfi. Pasternak gave his lover a book of Petőfi with the inscription, "Petőfi served as a code in May and June 1947, and my close translations of his lyrics are an expression, adapted to the requirements of the text, of my feelings and thoughts for you and about you. In memory of it all, B.P., 13 May 1948."
Pasternak later noted on a photograph of himself: "Petőfi is magnificent with his descriptive lyrics and picture of nature, but you are better still. I worked on him a good deal in 1947 and 1948, when I first came to know you. Thank you for your help. I was translating both of you." Ivinskaya would later describe the Petőfi translations as "a first declaration of love".
According to Ivinskaya, Zinaida Pasternak was infuriated by her husband's infidelity. Once, when his younger son Leonid fell seriously ill, Zinaida extracted a promise from her husband, as they stood by the boy's sickbed, that he would end his affair with Ivinskaya. Pasternak asked Luisa Popova, a mutual friend, to tell Ivinskaya about his promise. Popova told him that he must do it himself. Soon after, Ivinskaya happened to be ill at Popova's apartment, when suddenly Zinaida Pasternak arrived and confronted her.
Ivinskaya later recalled,
In 1948, Pasternak advised Ivinskaya to resign her job at Novy Mir, which was becoming extremely difficult due to their relationship. In the aftermath, Pasternak began to instruct her in translating poetry. In time, they began to refer to her apartment on Potapov Street as, "Our Shop".
On the evening of 6 October 1949, Ivinskaya was arrested at her apartment by the KGB. Ivinskaya relates in her memoirs that, when the agents burst into her apartment, she was at her typewriter working on translations of the Korean poet Won Tu-Son. Her apartment was ransacked and all items connected with Pasternak were piled up in her presence. Ivinskaya was taken to the Lubyanka Prison and repeatedly interrogated, where she refused to say anything incriminating about Pasternak. At the time, she was pregnant with Pasternak's child and had a miscarriage early in her ten-year sentence in the GULAG.
Upon learning of his mistress' arrest, Pasternak telephoned Liuisa Popova and asked her to come at once to Gogol Boulevard. She found him sitting on a bench near the Palace of Soviets Metro Station. Weeping, Pasternak told her, "Everything is finished now. They've taken her away from me and I'll never see her again. It's like death, even worse."
According to Ivinskaya, "After this, in conversation with people he scarcely knew, he always referred to Stalin as a 'murderer.' Talking with people in the offices of literary periodicals, he often asked: 'When will there be an end to this freedom for lackeys who happily walk over corpses to further their own interests?' He spent a good deal of time with Akhmatova—who in those years was given a very wide berth by most of the people who knew her. He worked intensively on the second part of Doctor Zhivago."
In a 1958 letter to a friend in West Germany, Pasternak wrote, "She was put in jail on my account, as the person considered by the secret police to be closest to me, and they hoped that by means of a gruelling interrogation and threats they could extract enough evidence from her to put me on trial. I owe my life, and the fact that they did not touch me in those years, to her heroism and endurance."
Translating Goethe
Pasternak's translation of the first part of Faust led him to be attacked in the August 1950 edition of Novy Mir. The critic accused Pasternak of distorting Goethe's "progressive" meanings to support "the reactionary theory of 'pure art, as well as introducing aesthetic and individualist values. In a subsequent letter to the daughter of Marina Tsvetaeva, Pasternak explained that the attack was motivated by the fact that the supernatural elements of the play, which Novy Mir considered, "irrational", had been translated as Goethe had written them. Pasternak further declared that, despite the attacks on his translation, his contract for the second part had not been revoked.
Khrushchev thaw
When Stalin died of a stroke on 5 March 1953, Ivinskaya was still imprisoned in the Gulag, and Pasternak was in Moscow. Across the nation, there were waves of panic, confusion, and public displays of grief. Pasternak wrote, "Men who are not free... always idealize their bondage."
After her release, Pasternak's relationship with Ivinskaya picked up where it had left off. Soon after he confided in her, "For so long we were ruled over by a madman and a murderer, and now by a fool and a pig. The madman had his occasional flights of fancy, he had an intuitive feeling for certain things, despite his wild obscurantism. Now we are ruled over by mediocrities." During this period, Pasternak delighted in reading a clandestine copy of George Orwell's Animal Farm in English. In conversation with Ivinskaya, Pasternak explained that the pig dictator Napoleon, in the novel, "vividly reminded" him of Soviet Premier Nikita Khrushchev.
Doctor Zhivago
Although it contains passages written in the 1910s and 1920s, Doctor Zhivago was not completed until 1955. Pasternak submitted the novel to Novy Mir in 1956, which refused publication due to its rejection of socialist realism. The author, like his protagonist Yuri Zhivago, showed more concern for the welfare of individual characters than for the "progress" of society. Censors also regarded some passages as anti-Soviet, especially the novel's criticisms of Stalinism, Collectivisation, the Great Purge, and the Gulag.
Pasternak's fortunes were soon to change, however. In March 1956, the Italian Communist Party sent a journalist, Sergio D'Angelo, to work in the Soviet Union, and his status as a journalist as well as his membership in the Italian Communist Party allowed him to have access to various aspects of the cultural life in Moscow at the time. A Milan publisher, the communist Giangiacomo Feltrinelli, had also given him a commission to find new works of Soviet literature that would be appealing to Western audiences, and upon learning of Doctor Zhivagos existence, D'Angelo travelled immediately to Peredelkino and offered to submit Pasternak's novel to Feltrinelli's company for publication. At first Pasternak was stunned. Then he brought the manuscript from his study and told D'Angelo with a laugh, "You are hereby invited to watch me face the firing squad."
According to Lazar Fleishman, Pasternak was aware that he was taking a huge risk. No Soviet author had attempted to deal with Western publishers since the 1920s, when such behavior led the Soviet State to declare war on Boris Pilnyak and Evgeny Zamyatin. Pasternak, however, believed that Feltrinelli's Communist affiliation would not only guarantee publication, but might even force the Soviet State to publish the novel in Russia.
In a rare moment of agreement, both Olga Ivinskaya and Zinaida Pasternak were horrified by the submission of Doctor Zhivago to a Western publishing house. Pasternak, however, refused to change his mind and informed an emissary from Feltrinelli that he was prepared to undergo any sacrifice in order to see Doctor Zhivago published.
In 1957, Feltrinelli announced that the novel would be published by his company. Despite repeated demands from visiting Soviet emissaries, Feltrinelli refused to cancel or delay publication. According to Ivinskaya, "He did not believe that we would ever publish the manuscript here and felt he had no right to withhold a masterpiece from the world – this would be an even greater crime." The Soviet government forced Pasternak to cable the publisher to withdraw the manuscript, but he sent separate, secret letters advising Feltrinelli to ignore the telegrams.
Helped considerably by the Soviet campaign against the novel (as well as by the U.S. Central Intelligence Agency's secret purchase of hundreds of copies of the book as it came off the presses around the world – see "Nobel Prize" section below), Doctor Zhivago became an instant sensation throughout the non-Communist world upon its release in November 1957. In the State of Israel, however, Pasternak's novel was sharply criticized for its assimilationist views towards the Jewish people. When informed of this, Pasternak responded, "No matter. I am above race..." According to Lazar Fleishman, Pasternak had written the disputed passages prior to Israeli independence. At the time, Pasternak had also been regularly attending Russian Orthodox Divine Liturgy. Therefore, he believed that Soviet Jews converting to Christianity was preferable to assimilating into atheism and Stalinism.
The first English translation of Doctor Zhivago was hastily produced by Max Hayward and Manya Harari in order to coincide with overwhelming public demand. It was released in August 1958, and remained the only edition available for more than fifty years. Between 1958 and 1959, the English language edition spent 26 weeks at the top of The New York Times''' bestseller list.
Ivinskaya's daughter Irina circulated typed copies of the novel in Samizdat. Although no Soviet critics had read the banned novel, Doctor Zhivago was pilloried in the State-owned press. Similar attacks led to a humorous Russian saying, "I haven't read Pasternak, but I condemn him".
During the aftermath of the Second World War, Pasternak had composed a series of poems on Gospel themes. According to Ivinskaya, Pasternak had regarded Stalin as a "giant of the pre-Christian era." Therefore, Pasternak's decision to write Christian poetry was "a form of protest".
On 9 September 1958, the Literary Gazette critic Viktor Pertsov retaliated by denouncing "the decadent religious poetry of Pasternak, which reeks of mothballs from the Symbolist suitcase of 1908–10 manufacture." Furthermore, the author received much hate mail from Communists both at home and abroad. According to Ivinskaya, Pasternak continued to receive such letters for the remainder of his life.
In a letter written to his sister Josephine, however, Pasternak recalled the words of his friend Ekaterina Krashennikova upon reading Doctor Zhivago. She had said, "Don't forget yourself to the point of believing that it was you who wrote this work. It was the Russian people and their sufferings who created it. Thank God for having expressed it through your pen."
Nobel Prize
According to Yevgeni Borisovich Pasternak, "Rumors that Pasternak was to receive the Nobel Prize started right after the end of World War II. According to the former Nobel Committee head Lars Gyllensten, his nomination was discussed every year from 1946 to 1950, then again in 1957 (it was finally awarded in 1958). Pasternak guessed at this from the growing waves of criticism in USSR. Sometimes he had to justify his European fame: 'According to the Union of Soviet Writers, some literature circles of the West see unusual importance in my work, not matching its modesty and low productivity…'
Meanwhile, Pasternak wrote to Renate Schweitzer and his sister, Lydia Pasternak Slater. In both letters, the author expressed hope that he would be passed over by the Nobel Committee in favour of Alberto Moravia. Pasternak wrote that he was wracked with torments and anxieties at the thought of placing his loved ones in danger.
On 23 October 1958, Boris Pasternak was announced as the winner of the Nobel Prize. The citation credited Pasternak's contribution to Russian lyric poetry and for his role in "continuing the great Russian epic tradition." On 25 October, Pasternak sent a telegram to the Swedish Academy: "Infinitely grateful, touched, proud, surprised, overwhelmed." That same day, the Literary Institute in Moscow demanded that all its students sign a petition denouncing Pasternak and his novel. They were further ordered to join a "spontaneous" demonstration demanding Pasternak's exile from the Soviet Union. Also on that day, the Literary Gazette published a letter which was sent to B. Pasternak in September 1956 by the editors of the Soviet literary journal Novy Mir to justify their rejection of Doctor Zhivago. In publishing this letter the Soviet authorities wished to justify the measures they had taken against the author and his work. On 26 October, the Literary Gazette ran an article by David Zaslavski entitled, Reactionary Propaganda Uproar over a Literary Weed.
According to Solomon Volkov:
Furthermore, Pasternak was informed that, if he traveled to Stockholm to collect his Nobel Medal, he would be refused re-entry to the Soviet Union. As a result, on 29 October Pasternak sent a second telegram to the Nobel Committee: "In view of the meaning given the award by the society in which I live, I must renounce this undeserved distinction which has been conferred on me. Please do not take my voluntary renunciation amiss." The Swedish Academy announced: "This refusal, of course, in no way alters the validity of the award. There remains only for the Academy, however, to announce with regret that the presentation of the Prize cannot take place."
According to Yevgenii Pasternak, "I couldn't recognize my father when I saw him that evening. Pale, lifeless face, tired painful eyes, and only speaking about the same thing: 'Now it all doesn't matter, I declined the Prize.
Deportation plans
Despite his decision to decline the award, the Union of Soviet Writers continued to demonise Pasternak in the State-owned press. Furthermore, he was threatened at the very least with formal exile to the West. In response, Pasternak wrote directly to Soviet Premier Nikita Khrushchev,
In The Oak and the Calf, Alexander Solzhenitsyn sharply criticized Pasternak, both for declining the Nobel Prize and for sending such a letter to Khrushchev. In her own memoirs, Olga Ivinskaya blames herself for pressuring her lover into making both decisions.
According to Yevgenii Pasternak, "She accused herself bitterly for persuading Pasternak to decline the Prize. After all that had happened, open shadowing, friends turning away, Pasternak's suicidal condition at the time, one can... understand her: the memory of Stalin's camps was too fresh, [and] she tried to protect him."
On 31 October 1958, the Union of Soviet Writers held a trial behind closed doors. According to the meeting minutes, Pasternak was denounced as an internal émigré and a Fascist fifth columnist. Afterwards, the attendees announced that Pasternak had been expelled from the Union. They further signed a petition to the Politburo, demanding that Pasternak be stripped of his Soviet citizenship and exiled to "his Capitalist paradise." According to Yevgenii Pasternak, however, author Konstantin Paustovsky refused to attend the meeting. Yevgeny Yevtushenko did attend, but walked out in disgust.
According to Yevgenii Pasternak, his father would have been exiled had it not been for Indian Prime Minister Jawaharlal Nehru, who telephoned Khrushchev and threatened to organize a Committee for Pasternak's protection.
It is possible that the 1958 Nobel Prize prevented Pasternak's imprisonment due to the Soviet State's fear of international protests. Yevgenii Pasternak believes, however, that the resulting persecution fatally weakened his father's health.
Meanwhile, Bill Mauldin produced a cartoon about Pasternak that won the 1959 Pulitzer Prize for Editorial Cartooning. The cartoon depicts Pasternak as a GULAG inmate splitting trees in the snow, saying to another inmate: "I won the Nobel Prize for Literature. What was your crime?"
Last years
Pasternak's post-Zhivago poetry probes the universal questions of love, immortality, and reconciliation with God.Conference set on Doctor Zhivago writer (Stanford Report, 28 April 2004). Boris Pasternak wrote his last complete book, When the Weather Clears, in 1959.
According to Ivinskaya, Pasternak continued to stick to his daily writing schedule even during the controversy over Doctor Zhivago. He also continued translating the writings of Juliusz Słowacki and Pedro Calderón de la Barca. In his work on Calderon, Pasternak received the discreet support of Nikolai Mikhailovich Liubimov, a senior figure in the Party's literary apparatus. Ivinskaya describes Liubimov as, "a shrewd and enlightened person who understood very well that all the mudslinging and commotion over the novel would be forgotten, but that there would always be a Pasternak." In a letter to his sisters in Oxford, England, Pasternak claimed to have finished translating one of Calderon's plays in less than a week.
During the summer of 1959, Pasternak began writing The Blind Beauty, a trilogy of stage plays set before and after Alexander II's abolition of serfdom in Russia. In an interview with Olga Carlisle from The Paris Review, Pasternak enthusiastically described the play's plot and characters. He informed Olga Carlisle that, at the end of The Blind Beauty, he wished to depict "the birth of an enlightened and affluent middle class, open to occidental influences, progressive, intelligent, artistic". However, Pasternak fell ill with terminal lung cancer before he could complete the first play of the trilogy.
"Unique Days"
"Unique Days" was the last poem Pasternak wrote.
Death
Boris Pasternak died of lung cancer in his dacha in Peredelkino on the evening of 30 May 1960. He first summoned his sons, and in their presence said, "Who will suffer most because of my death? Who will suffer most? Only Oliusha will, and I haven't had time to do anything for her. The worst thing is that she will suffer." Pasternak's last words were, "I can't hear very well. And there's a mist in front of my eyes. But it will go away, won't it? Don't forget to open the window tomorrow."
Funeral demonstration
Despite only a small notice appearing in the Literary Gazette, handwritten notices carrying the date and time of the funeral were posted throughout the Moscow subway system. As a result, thousands of admirers braved Militia and KGB surveillance to attend Pasternak's funeral in Peredelkino.
Before Pasternak's civil funeral, Ivinskaya had a conversation with Konstantin Paustovsky. According to her,
Then, in the presence of a large number of foreign journalists, the body of Pasternak was removed to the cemetery. According to Ivinskaya,
To the horror of the assembled Party officials, however, someone with "a young and deeply anguished voice" began reciting Pasternak's banned poem Hamlet.
According to Ivinskaya,
The final speaker at the graveside service said,
As the spectators cheered, the bells of Peredelkino's Church of the Transfiguration began to toll. Written prayers for the dead were then placed upon Pasternak's forehead and the coffin was closed and buried. Pasternak's gravesite would go on to become a major shrine for members of the Soviet dissident movement.
Modern research about the CIA role in the 1958 Nobel Prize
Writer and Radio Liberty journalist Ivan Tolstoy wrote the book The Laundered Novel: Doctor Zhivago between the KGB and the CIA, published in Russia in December 2008.
Ivan Tolstoy said in his book that the British MI6 and the American CIA allegedly lent a hand to ensure Doctor Zhivago was submitted to the Nobel Committee in the original Russian. According to Tolstoy, this was allegedly done so that Pasternak could win the Nobel Prize and harm the international credibility of the Soviet Union. He repeats and elaborates upon Feltrinelli's claims that the CIA operatives had photographed a manuscript of the novel and secretly printed a small number of books in the Russian language.
Ivan Tolstoy explained on a Russian radio program Echo of Moscow, aired on 7 December 2008, his research about whether the Central Intelligence Agency helped Pasternak win the Nobel Prize. He said "...possibly, because of the publication of this CIA's Russian edition, Pasternak received the Nobel Prize. I emphasize — it is possible! These documents do not exist. I suppose he got it, after all, because of the CIA edition. But I stipulate this very carefully."
Anna Sergeyeva-Klyatis, a Russian philologist, published her research in 2012, where she suggested that the first Russian edition of Doctor Zhivago, which was a pirated version with numerous typographical errors and omissions, was actually initiated by the Central Association of Postwar Émigrés, in response to a growing demand among Russian émigrés.
On 14 April 2014, The Central Intelligence Agency declassified more than 130 documents of files about 1,000 Russian copies published by the Mouton Publishers of the Hague early September 1958. In one of the files, dated 12 December 1957, the CIA agents recommend: "Dr. Zhivago should be published in a maximum number of foreign editions, for maximum free world discussion and acclaim and consideration for such honor as the Nobel prize". [sic]
In its announcement of the declassification of the Zhivago documents the CIA states: "After working secretly to publish the Russian-language edition in the Netherlands, the CIA moved quickly to ensure that copies of Doctor Zhivago were available for distribution to Soviet visitors at the 1958 Brussels World's Fair. By the end of the Fair, 355 copies of Doctor Zhivago had been surreptitiously handed out..."
The Washington Post's journalist Peter Finn and writer Petra Couvée, who collaborated on a book titled The Zhivago Affair, after studying the disclosed files, said: "While the CIA hoped Pasternak's novel would draw global attention, including from the Swedish Academy, there was no indication that the agency's motive for printing a Russian-language edition was to help Pasternak win the prize, something that has been a matter of speculation for some decades."
Legacy
After Pasternak's death, Ivinskaya was arrested for the second time, with her daughter, Irina Emelyanova. Both were accused of being Pasternak's link with Western publishers and of dealing in hard currency for Doctor Zhivago. All of Pasternak's letters to Ivinskaya, as well as many other manuscripts and documents, were seized by the KGB. The KGB quietly released them, Irina after one year, in 1962, and Olga in 1964. By this time, Ivinskaya had served four years of an eight-year sentence, in retaliation for her role in Doctor Zhivago's publication. In 1978, her memoirs were smuggled abroad and published in Paris. An English translation by Max Hayward was published the same year under the title A Captive of Time: My Years with Pasternak.
Ivinskaya was rehabilitated only in 1988. After the dissolution of the Soviet Union, Ivinskaya sued for the return of the letters and documents seized by the KGB in 1961. The Russian Supreme Court ultimately ruled against her, stating that "there was no proof of ownership" and that the "papers should remain in the state archive". Ivinskaya died of cancer on 8 September 1995. A reporter on NTV compared her role to that of other famous muses for Russian poets: "As Pushkin would not be complete without Anna Kern, and Yesenin would be nothing without Isadora, so Pasternak would not be Pasternak without Olga Ivinskaya, who was his inspiration for Doctor Zhivago.".
Meanwhile, Boris Pasternak continued to be pilloried by the Soviet State until Mikhail Gorbachev proclaimed Perestroika during the 1980s.
In 1980, an asteroid was named 3508 Pasternak after Boris Pasternak.
In 1988, after decades of circulating in Samizdat, Doctor Zhivago was serialized in the literary journal Novy Mir.
In December 1989, Yevgenii Borisovich Pasternak was permitted to travel to Stockholm in order to collect his father's Nobel Medal. At the ceremony, acclaimed cellist and Soviet dissident Mstislav Rostropovich performed a Bach serenade in honor of his deceased countryman.
A 2009 book by Ivan Tolstoi reasserts claims that British and American intelligence officers were involved in ensuring Pasternak's Nobel victory; another Russian researcher, however, disagreed. When Yevgeny Borisovich Pasternak was questioned about this, he responded that his father was completely unaware of the actions of Western intelligence services. Yevgeny further declared that the Nobel Prize caused his father nothing but severe grief and harassment at the hands of the Soviet State.
The Pasternak family papers are stored at the Hoover Institution Archives, Stanford University. They contain correspondence, drafts of Doctor Zhivago and other writings, photographs, and other material, of Boris Pasternak and other family members.
Since 2003, during the first presidency of Vladimir Putin, the novel Doctor Zhivago has entered the Russian school curriculum, where it is read in the 11th grade of secondary school.
Commemoration
In October 1984 by decision of a court, Pasternak's dacha in Peredelkino was taken from the writer's relatives and transferred to state ownership. Two years later, in 1986, the House-Museum of Boris Pasternak was founded (the first house-museum in the USSR).
In 1990, the year of the poet's 100th anniversary, the Pasternak Museum opened its doors in Chistopol, in the house where the poet evacuated to during the Great Patriotic War (1941–1943), and in Peredelkino, where he lived for many years until his death. The head of the poet's house-museum is Natalia Pasternak, his daughter-in-law (widow of the youngest son Leonid).
In 2008 a museum was opened in Vsevolodo-Vilva in the house where the budding poet lived from January to June 1916.
In 2009 on the City Day in Perm the first Russian monument to Pasternak was erected in the square near the Opera Theater (sculptor: Elena Munc).
A memorial plaque was installed on the house where Pasternak was born.
In memory of the poet's three-time stay in Tula, on 27 May 2005 a marble memorial plaque to Pasternak was installed on the Wörmann hotel's wall, as Pasternak was a Nobel laureate and dedicated several of his works to Tula.
On 20 February 2008, in Kyiv, a memorial plaque was put up on the house №9 on Lipinsky Street, but seven years later it was stolen by vandals.
In 2012 a monument to Boris Pasternak was erected in the district center of Muchkapsky by Z. Tsereteli.
In 1990, as part of the series "Nobel Prize Winners", the USSR and Sweden ("Nobel Prize Winners – Literature") issued stamps depicting Boris Pasternak.
In 2015, as part of the series "125th Annive. of the Birth of Boris Pasternak, 1890–1960", Mozambique issued a miniature sheet depicting Boris Pasternak. Although this issue was acknowledged by the postal administration of Mozambique, the issue was not placed on sale in Mozambique, and was only distributed to the new issue trade by Mozambique's philatelic agent.
In 2015, as part of the series "125th Birth Anniversary of Boris Pasternak", Maldives issued a miniature sheet depicting Boris Pasternak. The issue was acknowledged by the Maldive postal authorities, but only distributed by the Maldive philatelic agent for collecting purposes.
On the occasion of the 50th anniversary of B. Pasternak's Nobel Prize, the Principality of Monaco issued a postage stamp in his memory.
On 27 January 2015, in honor of the poet's 125th birthday, the Russian Post issued an envelope with the original stamp.
On 1 October 2015, a monument to Pasternak was erected in Chistopol.
On 10 February 2020, a celebration of the 130th birthday anniversary was held at Exhibition of Achievements of National Economy in Moscow.
On 10 February 2021, Google celebrated his 131st birthday with a Google Doodle. The Doodle was displayed in Russia, Sweden, some Middle Eastern countries and some Mediterranean countries.
Cultural influence
A minor planet (3508 Pasternak) discovered by Soviet astronomer Lyudmila Georgievna Karachkina in 1980 is named after him.
Russian-American singer and songwriter Regina Spektor recites a verse from "Black Spring", a 1912 poem by Pasternak in her song "Apres Moi" from her album Begin to Hope.
Russian-Dutch composer Fred Momotenko (Alfred Momotenko) wrote a companion composition to Sergej Rachmaninov's All-Night Vigil Op 37. based on the eponymous poem from the diptych Doktor Zhivago Na Strastnoy
Adaptations
The first screen adaptation of Doctor Zhivago, adapted by Robert Bolt and directed by David Lean, appeared in 1965. The film, which toured in the roadshow tradition, starred Omar Sharif, Geraldine Chaplin, and Julie Christie. Concentrating on the love triangle aspects of the novel, the film became a worldwide blockbuster, but was unavailable in Russia until perestroika.
In 2002, the novel was adapted as a television miniseries. Directed by Giacomo Campiotti, the serial starred Hans Matheson, Alexandra Maria Lara, Keira Knightley, and Sam Neill.
The Russian TV version of 2006, directed by Aleksandr Proshkin and starring Oleg Menshikov as Zhivago, is considered more faithful to Pasternak's novel than David Lean's 1965 film.
Work
Poetry
Thoughts on poetry
According to Olga Ivinskaya:
For this reason, Pasternak regularly avoided literary cafes where young poets regularly invited them to read their verse. According to Ivinskaya, "It was this sort of thing that moved him to say: 'Who started the idea that I love poetry? I can't stand poetry.
Also according to Ivinskaya, " 'The way they could write!' he once exclaimed – by 'they' he meant the Russian classics. And immediately afterward, reading or, rather, glancing through some verse in the Literary Gazette: 'Just look how tremendously well they've learned to rhyme! But there's actually nothing there – it would be better to say it in a news bulletin. What has poetry got to do with this?' By 'they' in this case, he meant the poets writing today."
Translation
Reluctant to conform to socialist realism, Pasternak turned to translation in order to provide for his family. He soon produced acclaimed translations of Sándor Petőfi, Johann Wolfgang von Goethe, Rainer Maria Rilke, Paul Verlaine, Taras Shevchenko, and Nikoloz Baratashvili. Osip Mandelstam, however, privately warned him, "Your collected works will consist of twelve volumes of translations, and only one of your own work."
In a 1942 letter, Pasternak declared, "I am completely opposed to contemporary ideas about translation. The work of Lozinski, Radlova, Marshak, and Chukovski is alien to me, and seems artificial, soulless, and lacking in depth. I share the nineteenth-century view of translation as a literary exercise demanding insight of a higher kind than that provided by a merely philological approach."
According to Ivinskaya, Pasternak believed in not being too literal in his translations, which he felt could confuse the meaning of the text. He instead advocated observing each poem from afar to plumb its true depths.
Pasternak's translations of William Shakespeare (Romeo and Juliet, Antony and Cleopatra, Othello, King Henry IV (Part I) and (Part II), Hamlet, Macbeth, King Lear) remain deeply popular with Russian audiences because of their colloquial, modernised dialogues. Pasternak's critics, however, accused him of "pasternakizing" Shakespeare. In a 1956 essay, Pasternak wrote: "Translating Shakespeare is a task which takes time and effort. Once it is undertaken, it is best to divide it into sections long enough for the work to not get stale and to complete one section each day. In thus daily progressing through the text, the translator finds himself reliving the circumstances of the author. Day by day, he reproduces his actions and he is drawn into some of his secrets, not in theory, but practically, by experience."
According to Ivinskaya:
While they were both collaborating on translating Rabindranath Tagore from Bengali into Russian, Pasternak advised Ivinskaya: "1) Bring out the theme of the poem, its subject matter, as clearly as possible; 2) tighten up the fluid, non-European form by rhyming internally, not at the end of the lines; 3) use loose, irregular meters, mostly ternary ones. You may allow yourself to use assonances."
Later, while she was collaborating with him on a translation of Vítězslav Nezval, Pasternak told Ivinskaya:
According to Ivinskaya, however, translation was not a genuine vocation for Pasternak. She later recalled:
Music
Boris Pasternak was also a composer, and had a promising musical career as a musician ahead of him, had he chosen to pursue it. He came from a musical family: his mother was a concert pianist and a student of Anton Rubinstein and Theodor Leschetizky, and Pasternak's early impressions were of hearing piano trios in the home. The family had a dacha (country house) close to one occupied by Alexander Scriabin. Sergei Rachmaninoff, Rainer Maria Rilke and Leo Tolstoy were all visitors to the family home. His father Leonid was a painter who produced one of the most important portraits of Scriabin, and Pasternak wrote many years later of witnessing with great excitement the creation of Scriabin's Symphony No. 3 (The Divine Poem), in 1903.
Pasternak began to compose at the age of 13. The high achievements of his mother discouraged him from becoming a pianist, but – inspired by Scriabin – he entered the Moscow Conservatory, but left abruptly in 1910 at the age of twenty, to study philosophy in Marburg University. Four years later he returned to Moscow, having finally decided on a career in literature, publishing his first book of poems, influenced by Aleksandr Blok and the Russian Futurists, the same year.
Pasternak's early compositions show the clear influence of Scriabin. His single-movement Piano Sonata of 1909 shows a more mature and individual voice. Nominally in B minor, it moves freely from key to key with frequent changes of key-signature and a chromatic dissonant style that defies easy analysis. Although composed during his time at the Conservatory, the Sonata was composed at Rayki, some 40 km north-east of Moscow, where Leonid Pasternak had his painting studio and taught his students.
Selected books by Pasternak
Poetry collectionsTwin in the Clouds (1914)Over the Barriers (1916)Themes and Variations (1917)My Sister, Life (1922)Second Birth (1932)On Early Trains (1944)Selected Poems (1946)Poems (1954)When the Weather Clears (1959)In The Interlude: Poems 1945–1960 (1962)
Books of proseSafe Conduct (1931)The Last Summer (1934)Childhood (1941)Selected Writings (1949)Collected Works (1945)Goethe's Faust (1952)Essay in Autobiography (1956)Doctor Zhivago (1957)
See also
List of Jewish Nobel laureates
References
Sources
.
Further reading
Conquest, Robert. (1979). The Pasternak Affair: Courage of Genius :A Documentary Report. New York, NY: Octagon Books.
Paolo Mancosu, Inside the Zhivago Storm: The Editorial Adventures of Pasternak's Masterpiece, Milan: Feltrinelli, 2013
Mossman, Elliott (ed.) (1982) The Correspondence of Boris Pasternak and Olga Freidenberg 1910 – 1954, Harcourt Brace Jovanovich,
Peter Finn and Petra Couvee, The Zhivago Affair: The Kremlin, the CIA, and the Battle Over a Forbidden Book, New York: Pantheon Books, 2014
Paolo Mancosu, Zhivago's Secret Journey: From Typescript to Book, Stanford: Hoover Press, 2016
Anna Pasternak, Lara: The Untold Love Story and the Inspiration for Doctor Zhivago, Ecco, 2017; .
Paolo Mancosu, Moscow has Ears Everywhere: New Investigations on Pasternak and Ivinskaya,'' Stanford: Hoover Press, 2019
External links
Read Pasternak's interview with The Paris Review Summer-Fall 1960 No. 24
Pasternak profile at Poets.org
PBS biography of Pasternak
Register of the Pasternak Family Papers at the Hoover Institution Archives
profile and images at the Pasternak Trust
pp. 36–39: Pasternak as a student at Marburg University, Germany
Boris Pasternak poetry
The Poems by Boris Pasternak (English)
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4668 | https://en.wikipedia.org/wiki/Binomial%20coefficient | Binomial coefficient | In mathematics, the binomial coefficients are the positive integers that occur as coefficients in the binomial theorem. Commonly, a binomial coefficient is indexed by a pair of integers and is written It is the coefficient of the term in the polynomial expansion of the binomial power ; this coefficient can be computed by the multiplicative formula
which using factorial notation can be compactly expressed as
For example, the fourth power of is
and the binomial coefficient is the coefficient of the term.
Arranging the numbers in successive rows for gives a triangular array called Pascal's triangle, satisfying the recurrence relation
The binomial coefficients occur in many areas of mathematics, and especially in combinatorics. The symbol is usually read as " choose " because there are ways to choose an (unordered) subset of elements from a fixed set of elements. For example, there are ways to choose 2 elements from namely and
The binomial coefficients can be generalized to for any complex number and integer , and many of their properties continue to hold in this more general form.
History and notation
Andreas von Ettingshausen introduced the notation in 1826, although the numbers were known centuries earlier (see Pascal's triangle). In about 1150, the Indian mathematician Bhaskaracharya gave an exposition of binomial coefficients in his book Līlāvatī.
Alternative notations include , , , , , and in all of which the stands for combinations or choices. Many calculators use variants of the because they can represent it on a single-line display. In this form the binomial coefficients are easily compared to -permutations of , written as , etc.
Definition and interpretations
For natural numbers (taken to include 0) n and k, the binomial coefficient can be defined as the coefficient of the monomial Xk in the expansion of . The same coefficient also occurs (if ) in the binomial formula
(valid for any elements x, y of a commutative ring),
which explains the name "binomial coefficient".
Another occurrence of this number is in combinatorics, where it gives the number of ways, disregarding order, that k objects can be chosen from among n objects; more formally, the number of k-element subsets (or k-combinations) of an n-element set. This number can be seen as equal to the one of the first definition, independently of any of the formulas below to compute it: if in each of the n factors of the power one temporarily labels the term X with an index i (running from 1 to n), then each subset of k indices gives after expansion a contribution Xk, and the coefficient of that monomial in the result will be the number of such subsets. This shows in particular that is a natural number for any natural numbers n and k. There are many other combinatorial interpretations of binomial coefficients (counting problems for which the answer is given by a binomial coefficient expression), for instance the number of words formed of n bits (digits 0 or 1) whose sum is k is given by , while the number of ways to write where every ai is a nonnegative integer is given by . Most of these interpretations can be shown to be equivalent to counting k-combinations.
Computing the value of binomial coefficients
Several methods exist to compute the value of without actually expanding a binomial power or counting k-combinations.
Recursive formula
One method uses the recursive, purely additive formula
for all integers such that
with boundary values
for all integers
The formula follows from considering the set and counting separately (a) the k-element groupings that include a particular set element, say "i", in every group (since "i" is already chosen to fill one spot in every group, we need only choose from the remaining ) and (b) all the k-groupings that don't include "i"; this enumerates all the possible k-combinations of n elements. It also follows from tracing the contributions to Xk in . As there is zero or in , one might extend the definition beyond the above boundaries to include when either or . This recursive formula then allows the construction of Pascal's triangle, surrounded by white spaces where the zeros, or the trivial coefficients, would be.
Multiplicative formula
A more efficient method to compute individual binomial coefficients is given by the formula
where the numerator of the first fraction is expressed as a falling factorial power.
This formula is easiest to understand for the combinatorial interpretation of binomial coefficients.
The numerator gives the number of ways to select a sequence of k distinct objects, retaining the order of selection, from a set of n objects. The denominator counts the number of distinct sequences that define the same k-combination when order is disregarded.
Due to the symmetry of the binomial coefficient with regard to k and , calculation may be optimised by setting the upper limit of the product above to the smaller of k and .
Factorial formula
Finally, though computationally unsuitable, there is the compact form, often used in proofs and derivations, which makes repeated use of the familiar factorial function:
where n! denotes the factorial of n. This formula follows from the multiplicative formula above by multiplying numerator and denominator by ; as a consequence it involves many factors common to numerator and denominator. It is less practical for explicit computation (in the case that k is small and n is large) unless common factors are first cancelled (in particular since factorial values grow very rapidly). The formula does exhibit a symmetry that is less evident from the multiplicative formula (though it is from the definitions)
which leads to a more efficient multiplicative computational routine. Using the falling factorial notation,
Generalization and connection to the binomial series
The multiplicative formula allows the definition of binomial coefficients to be extended by replacing n by an arbitrary number α (negative, real, complex) or even an element of any commutative ring in which all positive integers are invertible:
With this definition one has a generalization of the binomial formula (with one of the variables set to 1), which justifies still calling the binomial coefficients:
This formula is valid for all complex numbers α and X with |X| < 1. It can also be interpreted as an identity of formal power series in X, where it actually can serve as definition of arbitrary powers of power series with constant coefficient equal to 1; the point is that with this definition all identities hold that one expects for exponentiation, notably
If α is a nonnegative integer n, then all terms with are zero, and the infinite series becomes a finite sum, thereby recovering the binomial formula. However, for other values of α, including negative integers and rational numbers, the series is really infinite.
Pascal's triangle
Pascal's rule is the important recurrence relation
which can be used to prove by mathematical induction that is a natural number for all integer n ≥ 0 and all integer k, a fact that is not immediately obvious from formula (1). To the left and right of Pascal's triangle, the entries (shown as blanks) are all zero.
Pascal's rule also gives rise to Pascal's triangle:
Row number contains the numbers for . It is constructed by first placing 1s in the outermost positions, and then filling each inner position with the sum of the two numbers directly above. This method allows the quick calculation of binomial coefficients without the need for fractions or multiplications. For instance, by looking at row number 5 of the triangle, one can quickly read off that
Combinatorics and statistics
Binomial coefficients are of importance in combinatorics, because they provide ready formulas for certain frequent counting problems:
There are ways to choose k elements from a set of n elements. See Combination.
There are ways to choose k elements from a set of n elements if repetitions are allowed. See Multiset.
There are strings containing k ones and n zeros.
There are strings consisting of k ones and n zeros such that no two ones are adjacent.
The Catalan numbers are
The binomial distribution in statistics is
Binomial coefficients as polynomials
For any nonnegative integer k, the expression can be simplified and defined as a polynomial divided by :
this presents a polynomial in t with rational coefficients.
As such, it can be evaluated at any real or complex number t to define binomial coefficients with such first arguments. These "generalized binomial coefficients" appear in Newton's generalized binomial theorem.
For each k, the polynomial can be characterized as the unique degree k polynomial satisfying and .
Its coefficients are expressible in terms of Stirling numbers of the first kind:
The derivative of can be calculated by logarithmic differentiation:
This can cause a problem when evaluated at integers from to , but using identities below we can compute the derivative as:
Binomial coefficients as a basis for the space of polynomials
Over any field of characteristic 0 (that is, any field that contains the rational numbers), each polynomial p(t) of degree at most d is uniquely expressible as a linear combination of binomial coefficients. The coefficient ak is the kth difference of the sequence p(0), p(1), ..., p(k). Explicitly,
Integer-valued polynomials
Each polynomial is integer-valued: it has an integer value at all integer inputs . (One way to prove this is by induction on k, using Pascal's identity.) Therefore, any integer linear combination of binomial coefficient polynomials is integer-valued too. Conversely, () shows that any integer-valued polynomial is an integer linear combination of these binomial coefficient polynomials. More generally, for any subring R of a characteristic 0 field K, a polynomial in K[t] takes values in R at all integers if and only if it is an R-linear combination of binomial coefficient polynomials.
Example
The integer-valued polynomial can be rewritten as
Identities involving binomial coefficients
The factorial formula facilitates relating nearby binomial coefficients. For instance, if k is a positive integer and n is arbitrary, then
and, with a little more work,
We can also get
Moreover, the following may be useful:
For constant n, we have the following recurrence:
To sum up, we have
Sums of the binomial coefficients
The formula
says the elements in the th row of Pascal's triangle always add up to 2 raised to the th power. This is obtained from the binomial theorem () by setting x = 1 and y = 1. The formula also has a natural combinatorial interpretation: the left side sums the number of subsets of {1, ..., n} of sizes k = 0, 1, ..., n, giving the total number of subsets. (That is, the left side counts the power set of {1, ..., n}.) However, these subsets can also be generated by successively choosing or excluding each element 1, ..., n; the n independent binary choices (bit-strings) allow a total of choices. The left and right sides are two ways to count the same collection of subsets, so they are equal.
The formulas
and
follow from the binomial theorem after differentiating with respect to (twice for the latter) and then substituting .
The Chu–Vandermonde identity, which holds for any complex values m and n and any non-negative integer k, is
and can be found by examination of the coefficient of in the expansion of using equation (). When , equation () reduces to equation (). In the special case , using (), the expansion () becomes (as seen in Pascal's triangle at right)
where the term on the right side is a central binomial coefficient.
Another form of the Chu–Vandermonde identity, which applies for any integers j, k, and n satisfying , is
The proof is similar, but uses the binomial series expansion () with negative integer exponents.
When , equation () gives the hockey-stick identity
and its relative
Let F(n) denote the n-th Fibonacci number.
Then
This can be proved by induction using () or by Zeckendorf's representation. A combinatorial proof is given below.
Multisections of sums
For integers s and t such that series multisection gives the following identity for the sum of binomial coefficients:
For small , these series have particularly nice forms; for example,
Partial sums
Although there is no closed formula for partial sums
of binomial coefficients, one can again use () and induction to show that for ,
with special case
for n > 0. This latter result is also a special case of the result from the theory of finite differences that for any polynomial P(x) of degree less than n,
Differentiating () k times and setting x = −1 yields this for
,
when 0 ≤ k < n,
and the general case follows by taking linear combinations of these.
When P(x) is of degree less than or equal to n,
where is the coefficient of degree n in P(x).
More generally for (),
where m and d are complex numbers. This follows immediately applying () to the polynomial instead of , and observing that still has degree less than or equal to n, and that its coefficient of degree n is dnan.
The series is convergent for k ≥ 2. This formula is used in the analysis of the German tank problem. It follows from which is proved by induction on M.
Identities with combinatorial proofs
Many identities involving binomial coefficients can be proved by combinatorial means. For example, for nonnegative integers , the identity
(which reduces to () when q = 1) can be given a double counting proof, as follows. The left side counts the number of ways of selecting a subset of [n] = {1, 2, ..., n} with at least q elements, and marking q elements among those selected. The right side counts the same thing, because there are ways of choosing a set of q elements to mark, and to choose which of the remaining elements of [n] also belong to the subset.
In Pascal's identity
both sides count the number of k-element subsets of [n]: the two terms on the right side group them into those that contain element n and those that do not.
The identity () also has a combinatorial proof. The identity reads
Suppose you have empty squares arranged in a row and you want to mark (select) n of them. There are ways to do this. On the other hand, you may select your n squares by selecting k squares from among the first n and squares from the remaining n squares; any k from 0 to n will work. This gives
Now apply () to get the result.
If one denotes by the sequence of Fibonacci numbers, indexed so that , then the identity
has the following combinatorial proof. One may show by induction that counts the number of ways that a strip of squares may be covered by and tiles. On the other hand, if such a tiling uses exactly of the tiles, then it uses of the tiles, and so uses tiles total. There are ways to order these tiles, and so summing this coefficient over all possible values of gives the identity.
Sum of coefficients row
The number of k-combinations for all k, , is the sum of the nth row (counting from 0) of the binomial coefficients. These combinations are enumerated by the 1 digits of the set of base 2 numbers counting from 0 to , where each digit position is an item from the set of n.
Dixon's identity
Dixon's identity is
or, more generally,
where a, b, and c are non-negative integers.
Continuous identities
Certain trigonometric integrals have values expressible in terms of binomial coefficients: For any
These can be proved by using Euler's formula to convert trigonometric functions to complex exponentials, expanding using the binomial theorem, and integrating term by term.
Congruences
If n is prime, then for every k with
More generally, this remains true if n is any number and k is such that all the numbers between 1 and k are coprime to n.
Indeed, we have
Generating functions
Ordinary generating functions
For a fixed , the ordinary generating function of the sequence is
For a fixed , the ordinary generating function of the sequence is
The bivariate generating function of the binomial coefficients is
A symmetric bivariate generating function of the binomial coefficients is
which is the same as the previous generating function after the substitution .
Exponential generating function
A symmetric exponential bivariate generating function of the binomial coefficients is:
Divisibility properties
In 1852, Kummer proved that if m and n are nonnegative integers and p is a prime number, then the largest power of p dividing equals pc, where c is the number of carries when m and n are added in base p.
Equivalently, the exponent of a prime p in
equals the number of nonnegative integers j such that the fractional part of k/pj is greater than the fractional part of n/pj. It can be deduced from this that is divisible by n/gcd(n,k). In particular therefore it follows that p divides for all positive integers r and s such that . However this is not true of higher powers of p: for example 9 does not divide .
A somewhat surprising result by David Singmaster (1974) is that any integer divides almost all binomial coefficients. More precisely, fix an integer d and let f(N) denote the number of binomial coefficients with n < N such that d divides . Then
Since the number of binomial coefficients with n < N is N(N + 1) / 2, this implies that the density of binomial coefficients divisible by d goes to 1.
Binomial coefficients have divisibility properties related to least common multiples of consecutive integers. For example:
divides .
is a multiple of .
Another fact:
An integer is prime if and only if
all the intermediate binomial coefficients
are divisible by n.
Proof:
When p is prime, p divides
for all
because is a natural number and p divides the numerator but not the denominator.
When n is composite, let p be the smallest prime factor of n and let . Then and
otherwise the numerator has to be divisible by , this can only be the case when is divisible by p. But n is divisible by p, so p does not divide and because p is prime, we know that p does not divide and so the numerator cannot be divisible by n.
Bounds and asymptotic formulas
The following bounds for hold for all values of n and k such that :
The first inequality follows from the fact that
and each of these terms in this product is . A similar argument can be made to show the second inequality. The final strict inequality is equivalent to , that is clear since the RHS is a term of the exponential series .
From the divisibility properties we can infer that
where both equalities can be achieved.
The following bounds are useful in information theory:
where is the binary entropy function. It can be further tightened to
for all .
Both and large
Stirling's approximation yields the following approximation, valid when both tend to infinity:
Because the inequality forms of Stirling's formula also bound the factorials, slight variants on the above asymptotic approximation give exact bounds.
In particular, when is sufficiently large, one has
and
and, more generally, for and ,
If n is large and k is linear in n, various precise asymptotic estimates exist for the binomial coefficient . For example, if then
where d = n − 2k.
much larger than
If is large and is (that is, if ), then
where again is the little o notation.
Sums of binomial coefficients
A simple and rough upper bound for the sum of binomial coefficients can be obtained using the binomial theorem:
More precise bounds are given by
valid for all integers with .
Generalized binomial coefficients
The infinite product formula for the gamma function also gives an expression for binomial coefficients
which yields the asymptotic formulas
as .
This asymptotic behaviour is contained in the approximation
as well. (Here is the k-th harmonic number and is the Euler–Mascheroni constant.)
Further, the asymptotic formula
hold true, whenever and for some complex number .
Generalizations
Generalization to multinomials
Binomial coefficients can be generalized to multinomial coefficients defined to be the number:
where
While the binomial coefficients represent the coefficients of (x+y)n, the multinomial coefficients
represent the coefficients of the polynomial
The case r = 2 gives binomial coefficients:
The combinatorial interpretation of multinomial coefficients is distribution of n distinguishable elements over r (distinguishable) containers, each containing exactly ki elements, where i is the index of the container.
Multinomial coefficients have many properties similar to those of binomial coefficients, for example the recurrence relation:
and symmetry:
where is a permutation of (1, 2, ..., r).
Taylor series
Using Stirling numbers of the first kind the series expansion around any arbitrarily chosen point is
Binomial coefficient with
The definition of the binomial coefficients can be extended to the case where is real and is integer.
In particular, the following identity holds for any non-negative integer :
This shows up when expanding into a power series using the Newton binomial series :
Products of binomial coefficients
One can express the product of two binomial coefficients as a linear combination of binomial coefficients:
where the connection coefficients are multinomial coefficients. In terms of labelled combinatorial objects, the connection coefficients represent the number of ways to assign labels to a pair of labelled combinatorial objects—of weight m and n respectively—that have had their first k labels identified, or glued together to get a new labelled combinatorial object of weight . (That is, to separate the labels into three portions to apply to the glued part, the unglued part of the first object, and the unglued part of the second object.) In this regard, binomial coefficients are to exponential generating series what falling factorials are to ordinary generating series.
The product of all binomial coefficients in the nth row of the Pascal triangle is given by the formula:
Partial fraction decomposition
The partial fraction decomposition of the reciprocal is given by
Newton's binomial series
Newton's binomial series, named after Sir Isaac Newton, is a generalization of the binomial theorem to infinite series:
The identity can be obtained by showing that both sides satisfy the differential equation {{math|1=(1 + z) f'''(z) = α f(z)}}.
The radius of convergence of this series is 1. An alternative expression is
where the identity
is applied.
Multiset (rising) binomial coefficient
Binomial coefficients count subsets of prescribed size from a given set. A related combinatorial problem is to count multisets of prescribed size with elements drawn from a given set, that is, to count the number of ways to select a certain number of elements from a given set with the possibility of selecting the same element repeatedly. The resulting numbers are called multiset coefficients; the number of ways to "multichoose" (i.e., choose with replacement) k items from an n element set is denoted .
To avoid ambiguity and confusion with n's main denotation in this article, let and .
Multiset coefficients may be expressed in terms of binomial coefficients by the rule
One possible alternative characterization of this identity is as follows:
We may define the falling factorial as
and the corresponding rising factorial as
so, for example,
Then the binomial coefficients may be written as
while the corresponding multiset coefficient is defined by replacing the falling with the rising factorial:
Generalization to negative integers n
For any n,
In particular, binomial coefficients evaluated at negative integers n are given by signed multiset coefficients. In the special case , this reduces to
For example, if n = −4 and k = 7, then r = 4 and f = 10:
Two real or complex valued arguments
The binomial coefficient is generalized to two real or complex valued arguments using the gamma function or beta function via
This definition inherits these following additional properties from :
moreover,
The resulting function has been little-studied, apparently first being graphed in . Notably, many binomial identities fail: but for n positive (so negative). The behavior is quite complex, and markedly different in various octants (that is, with respect to the x and y axes and the line ), with the behavior for negative x having singularities at negative integer values and a checkerboard of positive and negative regions:
in the octant it is a smoothly interpolated form of the usual binomial, with a ridge ("Pascal's ridge").
in the octant and in the quadrant the function is close to zero.
in the quadrant the function is alternatingly very large positive and negative on the parallelograms with vertices
in the octant the behavior is again alternatingly very large positive and negative, but on a square grid.
in the octant it is close to zero, except for near the singularities.
Generalization to q-series
The binomial coefficient has a q-analog generalization known as the Gaussian binomial coefficient.
Generalization to infinite cardinals
The definition of the binomial coefficient can be generalized to infinite cardinals by defining:
where A is some set with cardinality . One can show that the generalized binomial coefficient is well-defined, in the sense that no matter what set we choose to represent the cardinal number , will remain the same. For finite cardinals, this definition coincides with the standard definition of the binomial coefficient.
Assuming the Axiom of Choice, one can show that for any infinite cardinal .
In programming languages
The notation is convenient in handwriting but inconvenient for typewriters and computer terminals. Many programming languages do not offer a standard subroutine for computing the binomial coefficient, but for example both the APL programming language and the (related) J programming language use the exclamation mark: k ! n. The binomial coefficient is implemented in SciPy as scipy.special.comb.
Naive implementations of the factorial formula, such as the following snippet in Python:
from math import factorial
def binomial_coefficient(n: int, k: int) -> int:
return factorial(n) // (factorial(k) * factorial(n - k))
are very slow and are useless for calculating factorials of very high numbers (in languages such as C or Java they suffer from overflow errors because of this reason). A direct implementation of the multiplicative formula works well:
def binomial_coefficient(n: int, k: int) -> int:
if k < 0 or k > n:
return 0
if k == 0 or k == n:
return 1
k = min(k, n - k) # Take advantage of symmetry
c = 1
for i in range(k): # range(k) produces a list from 0 to k−1
c = c * (n - i) // (i + 1)
return c
Pascal's rule provides a recursive definition which can also be implemented in Python, although it is less efficient:
def binomial_coefficient(n: int, k: int) -> int:
if k < 0 or k > n:
return 0
if k > n - k: # Take advantage of symmetry
k = n - k
if k == 0 or n <= 1:
return 1
return binomial_coefficient(n - 1, k) + binomial_coefficient(n - 1, k - 1)
The example mentioned above can be also written in functional style. The following Scheme example uses the recursive definition
Rational arithmetic can be easily avoided using integer division
The following implementation uses all these ideas
(define (binomial n k)
;; Helper function to compute C(n,k) via forward recursion
(define (binomial-iter n k i prev)
(if (>= i k)
prev
(binomial-iter n k (+ i 1) (/ (* (- n i) prev) (+ i 1)))))
;; Use symmetry property C(n,k)=C(n, n-k)
(if (< k (- n k))
(binomial-iter n k 0 1)
(binomial-iter n (- n k) 0 1)))
When computing in a language with fixed-length integers, the multiplication by may overflow even when the result would fit. The overflow can be avoided by dividing first and fixing the result using the remainder:
Implementation in the C language:
#include <limits.h>
unsigned long binomial(unsigned long n, unsigned long k) {
unsigned long c = 1, i;
if (k > n-k) // take advantage of symmetry
k = n-k;
for (i = 1; i <= k; i++, n--) {
if (c/i > ULONG_MAX/n) // return 0 on potential overflow
return 0;
c = c / i * n + c % i * n / i; // split c * n / i into (c / i * i + c % i) * n / i
}
return c;
}
Another way to compute the binomial coefficient when using large numbers is to recognize that
where denotes the natural logarithm of the gamma function at . It is a special function that is easily computed and is standard in some programming languages such as using log_gamma in Maxima, LogGamma in Mathematica, gammaln in MATLAB and Python's SciPy module, lngamma in PARI/GP or lgamma'' in C, R, and Julia. Roundoff error may cause the returned value not to be an integer.
See also
Binomial transform
Delannoy number
Eulerian number
Hypergeometric function
List of factorial and binomial topics
Macaulay representation of an integer
Motzkin number
Multiplicities of entries in Pascal's triangle
Narayana number
Star of David theorem
Sun's curious identity
Table of Newtonian series
Trinomial expansion
Notes
References
External links
Combinatorics
Factorial and binomial topics
Integer sequences
Triangles of numbers
Operations on numbers
Articles with example Python (programming language) code
Articles with example Scheme (programming language) code
Articles with example C code |
4673 | https://en.wikipedia.org/wiki/Boy%20band | Boy band | A boy band is loosely defined as a vocal group consisting of young male singers, usually in their teenage years or in their twenties at the time of formation. Generally, boy bands perform love songs marketed towards girls and young women. Many boy bands dance as well as sing, usually giving highly choreographed performances. South Korean boy bands usually also have designated rappers.
Some such bands are formed on their own, often evolving out of church choral or gospel music groups. In contrast, others are created by talent managers or record producers who hold auditions. Being vocal groups, most boy band members do not play musical instruments, either in recording sessions or on-stage. They are similar in concept to their counterparts known as girl groups. The popularity of boy bands has peaked three times: first in the 1960s to 70s (e.g., with the Jackson 5 and the Osmonds); the second time it peaked during the late 1980s, the 1990s and the 2000s, when acts such as New Kids on the Block, Take That, Backstreet Boys, NSYNC, Boyzone, Five, A1, O-Zone and Westlife dominated
global pop charts; and last time in the 2010s up to the present, with the emergence of groups such as One Direction, The Wanted, Big Time Rush, The Vamps, Ballinciaga and K-pop acts such as BigBang, Exo and BTS.
History
Early history
The earliest forerunner of boy band music began in the late 19th century as a cappella barbershop quartets. They were usually a group of males and sang in four-part harmonies. Barbershop quartets were popular into the earlier part of the 20th century. A revival of the male vocal group took place in the late 1940s and 1950s with the use of doo-wop music. Doo-wop bands sang about topics such as love and other themes used in pop music. The earliest traces of boy bands were in the mid-1950s although the term boy band was not used. African American vocal group The Ink Spots was one of the first of what would now be called boy bands. The term boy band was not established until the late 1980s as before that they were called male vocal groups or "hep harmony singing groups".
Although generally described as a rock band, the highest-selling band in history the Beatles have been described by some journalists as "the first" or "the original" boyband, "before anyone had thought of the term", exclusively due to the enthusiastic response they received from their young female audience.
Other critics, however, have pointed out that this assessment of the Beatles as a "boy band" could be applied to all other bands of the 1960s, saying, "if they were a (boy band), so was everyone else" and is countered by others, including Ringo Starr, who point out that, from the beginning, the Beatles wrote and exercised creative control over their own music, played their own instruments, were not manufactured by a record label, and did not feature the choreographed dance moves that later came to be associated with boy bands. The Beatles did, however, inspire the production of the 1966 television series The Monkees, which featured a music group of the same name, created for the show, that consisted of the four starring actors. The Monkees had a career as a rock and pop band after their songs from the TV series were released as successful records.
Late 1960s and 1970s: The Jackson 5 and the Osmonds
Although the term "boy band" was not commonly used then, the earliest predecessors of this format were groups such as the Jackson 5 and the Osmonds which helped form the template for boy bands. The Jackson 5 were a sibling group that established many musical conventions that boy bands follow. For instance, their music featured close harmonies from soul music and catchy pop hooks influenced as much as they were by Motown and acts like the Supremes. The group also incorporated choreographed dance moves to their performances. All members of the band sang, which is a common convention of a boy band, as opposed to having a front man and the rest on instruments; thus, no one person dominated the stage. Also a sibling group, The Osmonds first started singing barbershop music for local audiences, before being hired to perform at Disneyland early in their career. Their appearance in a televised Disney special earned them additional TV spots, such as The Andy Williams Show and The Jerry Lewis Show.
Late 1970s and 1980s: Menudo, New Edition, and New Kids on the Block
Other antecedents (apart from those already mentioned) exist throughout the history of pop music. The genre has been copied into languages and cultures other than the Anglo-American. The Puerto Rican boy band Menudo, appealing to young Latina audiences, was founded in 1977. Menudo had a convention unique among boy bands: when a member turned 16, became too tall, or their voice changed, they were replaced. The members of Menudo were generally aged 12–16.
The Bay City Rollers are a Scottish pop band who were most popular in the mid-1970s. The British Hit Singles & Albums noted that they were "tartan teen sensations from Edinburgh", and were "the first of many acts heralded as the 'Biggest Group since The Beatles' and one of the most screamed-at teeny-bopper acts of the 1970s". For a fairly brief but fervent period (nicknamed "Rollermania"), they were worldwide teen idols. The group were one of the first bands, like the Monkees before them, to take the formula shown by the Beatles and apply it to a teen market. The group achieved the same amount of success but for a limited period of time. At the peak of their popularity in the UK, comparisons were being made to the Beatles. Also by this time, Bay City Roller fans had a completely distinctive style of dress, the main elements of which were ankle-length tartan trousers and tartan scarves, the group using the benefit of merchandise and promotion.
The German boy band formed in West Berlin, 1976, and had a couple of hits targeting young females, selling more than 5 million albums worldwide. The band dissolved in 1982.
In the US, the Cleveland-based power pop group Raspberries was generally interpreted as a "teen act", although all the band members played their own music. Vocalist Eric Carmen later commented, "It was not hip for people to like us, because their little sister liked us."
Boston group New Edition was formed in 1978 and reached their height of popularity in the 1980s, meaning they are often credited for starting the boy-band trend, even though the term "boy band" did not exist until the 1990s. Maurice Starr was influenced by New Edition and popularized it with his protégé New Kids on the Block (NKOTB), the first commercially successful modern boy band, which formed in 1984 and found international success in 1988. Starr's idea was to take the traditional template from the R&B genre (in this case his teenage band New Edition) and apply it to a pop genre.
Bros (abbreviation of the word "brothers") were a British boy band active in the late 1980s and early 1990s, consisting of twin brothers Matt and Luke Goss along with Craig Logan. Formed in 1986, they scored multiple top 10 hits between 1987 and 1989 and in 1988 became the first modern era–style boy band to have a multiple platinum-selling album in the UK, with Push, still one of the most successful boy-band albums in the UK. Other big boy bands in Britain during the late 1980s were Big Fun and Brother Beyond.
1990s: Boyz II Men, Take That, Backstreet Boys, NSYNC, Westlife, Seo Taiji and Boys and the birth of modern K-pop
The ongoing international success of New Kids on the Block inspired music managers in Europe to create their own acts, beginning with Nigel Martin-Smith's Take That in the UK (formed in 1990) and followed by Tom Watkins, who had success with Bros in the late 1980s and formed East 17 in 1991. East 17 were marketed and pitted against Take That as "rivals" with a rougher or harsher attitude, style and sound. Take That reformed in 2006 after a decade-long hiatus and became one of the most successful groups in British music chart history, with renewed chart success internationally, especially in Europe. Irish music manager Louis Walsh, who had witnessed the impact of these British boy bands, put out an advert for an "Irish Take That", thereby creating Boyzone in 1993. Let Loose (formed in 1993), MN8 and 911 (formed in 1995), and Damage (formed in 1996) were also successful boy bands in Britain; however, by the late 1990s all these bands had split up.
All these artists were very successful on both the singles and albums charts domestically and internationally; however, with the emergence of Britpop and the commercial co-option of indie rock, many boy bands were ridiculed by the British music press as having no artistic credibility, although some, such as East 17 and Take That, did write most of their own material. The media attention was then placed on the "Battle of Britpop", and the bands Oasis and Blur replaced the importance and rivalry of Take That and East 17 as the two new biggest bands in Britain. However, boy bands continued to find success in the late 1990s, such as Five, Another Level, Point Break and Westlife. In 1995 successful German music manager Frank Farian, who had been manager of Boney M and Milli Vanilli, put together Latin American band No Mercy who scored a few worldwide hits during the mid-90s.
Although being American and the sons of Tito Jackson, a member of the Jackson 5, 3T had several hits singles across Europe in the mid-1990s, despite limited success in the US, and finished the second biggest selling act of 1996 in Europe behind the Spice Girls. With the success of North American boy bands like New Kids on the Block in East Asia, Japanese entertainment company Johnny & Associates formed SMAP in 1992. The group enjoyed tremendous success, selling over 35 million records.
In 1992, after the disbandment of the heavy metal band Sinawe, in which he had a brief stint, Seo Taiji formed the boy band Seo Taiji and Boys (Korean: 서태지와 아이들) together with dancers Lee Juno and Yang Hyun-suk, which went on to become highly successful and created a craze at the time. Seo Taiji and Boys is credited with changing the South Korean music industry by pioneering the incorporation of rap and breakdance as well as the fusion of Korean music and various popular Western music genres in Korean popular music, and in turn creating the prototype for the modern hybrid K-pop genre or "rap-dance", as it was called at the time, and K-pop groups. They also left a lasting impact by explicitly putting social criticism at the forefront of their music, as well as paving the way for artistic freedom in South Korea by challenging censorship laws and the television networks hegemony over the music market. In 1995 the Korean Broadband is not 6 ft to a particular location casting Ethics Committee demanded that Seo Taiji and Boys change the lyrics for "Regret of the Times". As a result, Seo decided to release the song as a purely instrumental track. This incited protests and resulted in the abolishment of music pre-censorship in Korea. Seo Taiji also did not have to rely on television networks due to the fact that he owned his own studio. This autonomy allowed Seo to bring subcultures in Korea, such as heavy metal, to the forefront of popular culture and challenge pervasive social norms. The band's independent success diminished the power of the television networks to dictate which artists appeared on shows, and gave rise to the influence of record labels and talent agencies. In 1996, Seo Taiji and Boys disbanded. In April 1996, Billboard reported that the band's first three albums had each sold over 1.6 million copies, with the fourth nearing two million, making all four some of the best-selling albums of all time in South Korea to this day. Lee Juno became a record producer, and Yang Hyun-suk was successful in founding YG Entertainment, one of the three biggest record companies in the country. Seo Taiji returned to music two years later with a successful solo career as a rock artist; he rose to become one of the most prominent and influential cultural icons in South Korea and was dubbed "the President of culture". In 2017, Seo Taiji released a 25th Anniversary album with his greatest hits and remakes by prominent Korean artists, including the group BTS. He also held a joint celebratory concert with the latter, in which he acknowledged them as his spiritual successors in K-pop due to the socially conscious thematic similarities in their music as well their shared hip hop leanings, and metaphorically passed the torch, saying "This is your generation now".
In the early 1990s in North America, with New Kids on the Block's continued success and Color Me Badd also having success, boy bands became a continued staple of the Billboard charts. Continuing this success in the mid-1990s, most prominent boy bands were African American and had R&B and gospel elements, such as the groups All-4-One (formed in 1993) and Boyz II Men (formed in 1988). Boyz II Men are also the most successful boy band act on the U.S. Hot 100 as well as the Australian Singles Chart. Although they had success on the Billboard charts, they were not marketed towards youth but more towards adults. It was not until 1997 and the change to pop-oriented groups such as Backstreet Boys, 98 Degrees, NSYNC, the Moffatts, and Hanson that boy bands exploded commercially and dominated the market in the United States. This late 1990s marked the height of boy band popularity in North America, which has not been seen since.
Arguably the most successful boy band manager from the U.S. was Lou Pearlman, who founded commercially successful acts such as the Backstreet Boys in 1993, NSYNC and LFO in 1995, O-Town in 2000, and US5 in 2005. Backstreet Boys and NSYNC became the two biggest boy bands in the late 1990s until the early 2000s, and Backstreet Boys went on to become the best-selling boy band in history with over 100 million records sold.
In the late 1990s in the UK, producer Simon Cowell (noted in the U.S. for the American Idol/The X Factor franchise) is also known for having managed British boyband Five (formed in 1997) and Irish boyband Westlife (formed in 1998). Westlife was created by Irishman Louis Walsh as a replacement for Boyzone and was initially managed by a former member of the band Ronan Keating. Westlife would eventually overtake Take That in number one's tally in the UK although Take That's overall UK sales are still higher. In 2012, the Official Charts Company revealed the biggest selling singles artists in British music chart history with Take That placed 15th overall and the highest selling boyband act (9.3 million), followed by Boyzone at 29 (7.1 million) and Westlife at 34 (6.8 million). Even though Cowell is known to have managed several successful boy bands, he is also infamous for passing on signing two of the biggest boybands to emerge from the 1990s and 2000s, Take That and Busted.
2000s: Backstreet Boys, NSYNC, Westlife, Jonas Brothers and F4
With the continued success of Backstreet Boys and *NSYNC, American and British groups like 98 Degrees, Westlife, O-Town, A1, Blue, and Busted gained quick popularity both domestically and internationally. International boy bands would also occasionally spring up, such as the Moldovan band O-Zone (better known today as an Internet meme), and Overground. American Christian boy band Plus One also enjoyed brief remarkable success during this time.
At the height of boy band popularity in North America, MTV created their own parody boyband, 2gether. Like the Monkees in the 1960s, they were a manufactured act composed of actors. 2gether played off of the idea that every successful boy band must have five distinct personality types: the bad boy, the shy one, the young one, the older brother type, and a heart throb.
Since 2001, the dominance of traditional boy bands on pop charts began to fade in the western hemisphere, although Gil Kaufman of MTV has described "new boy bands" that are "more likely to resemble My Chemical Romance, Sum 41, and Simple Plan.
In 2001, Taiwanese boy band F4 (called JVKV since 2007) blew up big as a result of the success of their TV drama Meteor Garden. According to Forbes, F4 has sold 3.5 million copies of their first two albums all over Asia as of July 2003.
With their success, many other Taiwanese boy bands emerged around this time, such as 5566 and Fahrenheit. In South Korea, Shinhwa also spread hallyu wave throughout Asia such as Japan, Thailand, Singapore, Taiwan, Hong Kong and China. Also in 2001, a new all-male pop band and dance group boyband hailing from Japan called Exile debuted under Avex Group's label Rhythm Zone with 14 members, putting them on par with Super Junior, a South Korean boy band, who at the time, had had 13 members at its peak.
Japanese boy band Arashi has sold over 30 million copies of their records since their first release in 1999. They had the yearly best-selling single in Japan in 2008 and 2009. In 2003 SMAP released the single "Sekai ni Hitotsu Dake no Hana" that has become the third best-selling single ever in Japan, with over three million copies sold.
In North America, the Jonas Brothers rose to fame from promotion on the Disney Channel in 2008. Other boy bands like JLS and Mindless Behavior also emerged and experienced remarkable success around this time. However, apart from them, boy bands have not seen the commercial boom experienced in the genre from the mid to late nineties in North America.
The mid 2000s, especially the United Kingdom and the rest of Europe, saw the continued longevity of nineties boy bands such as Backstreet Boys and Westlife (before they disbanded in 2012), and the successful comeback of Take That in 2005, Boyzone in 2007, and New Kids on the Block in 2008. Some sections of the press have referred to these acts, particularly those who have reformed after a previous split, such as Take That, Boyzone, and 98 Degrees, as 'man bands'.
2010s and 2020s: Big Time Rush, One Direction and rise of K-pop
In the early 2010s, there was somewhat of a resurgence of boy band popularity in countries where the trend had not maintained, with the emergence of new boy bands like Big Time Rush, the Wanted, and One Direction and the formation of supergroup NKOTBSB which comprised members of New Kids on the Block and Backstreet Boys. NKOTBSB's success inspired boy bands who were fairly popular during the 1990s and 2000s to make a comeback, such as A1, Blue, 98 Degrees, Five, 911, and O-Town. Like 2gether and the Monkees, Big Time Rush was a manufactured act created for a television show. One Direction were often credited as sparking a resurgence in the popularity and interest boy bands alongside being credited with forming part of a new "British Invasion" in the United States. Their Where We Are Tour was the highest-grossing tour by a vocal group in history and after the release of their fourth album, Four, they became the only group in the 58-year history of the Billboard 200 to have their first four albums debut at number one.
In Southeast Asia, local boy bands also emerged as a result of the continued success of Korean and Japanese boy bands. After the debut of the Philippines supergroup SB19 in 2018, the group appeared at number six on Billboard Year-End Social 50 chart, making them the first Southeast Asian act to reach the top 10 of the magazine's annual chart.
In South Korea, boy bands have been commercially successful. On the Circle Chart year-end albums chart of 2022, 7 of the top 10 and 13 of the top 20 albums are by boy bands or by subunits/members of boy bands. BTS' Map of the Soul: 7 is the best-selling album of all time in South Korea, with more than 5 million copies sold, and BTS's Love Yourself: Her became the first album released since 2001 to sell more than 1 million copies.
In 2013, Billboard started covering music releases in K-pop, though K-pop had been entering the charts as early as 2009. By 2017, BTS crossed into the international music market, furthering the Korean Wave in the United States and becoming the first Korean group to receive a certification by the Recording Industry Association of America (RIAA) with their single "Mic Drop". The band is the first Korean act to top the U.S. Billboard 200 with their studio album Love Yourself: Tear (2018) and have since hit the top of the U.S. charts with their albums Love Yourself: Answer (2018), Map of the Soul: Persona (2019), Map of the Soul: 7 (2020), Be (2020) and Proof. Love Yourself: Answer also broke South Korea's Gaon Album Chart's all-time monthly record previously set by Love Yourself: Tear and became the first Korean album certified Gold in the United States. SuperM later became the first K-pop group to debut at No. 1 in the U.S. Billboard 200. In 2020, BTS "Dynamite" debuted atop the Billboard Hot 100, making them the first all-South Korean act in Hot 100 history to debut at number one. It garnered the band their first Grammy nomination, for Best Pop Duo/Group Performance at 63rd Annual Grammy Awards, making them the first K-pop act to be nominated for one.
In Japan, Arashi was the best-selling music artist in Japan from 2013 through 2017 by value of sales and also having the yearly best-selling album in the country in 2010, 2011, 2013, 2015 and 2016. Other successful Japanese boy bands in this decade include Sandaime J Soul Brothers, the second best-selling music artist of 2016 in the country and Kanjani Eight, the fifth best-selling music artist of that year in Japan.
In Norway, the boy band Ballinciaga gained commercial success in 2022 with dance and party songs like "Dans På Bordet" and "Beklager (Guttaklubben)". The group is also known for keeping their identities anonymous by wearing pink-colored masks in the public.
Key factors of the concept
Seen as important to a "boy band" group's commercial success is the group's image, carefully controlled by managing all aspects of the group's attire, promotional materials (which are frequently supplied to teen magazines), and music videos. The key factor of a boy band is being trendy. This means that the band conforms to the most recent fashion and musical trends in the popular music scene. Typically, each member of the group will have some distinguishing feature and be portrayed as having a particular personality stereotype, such as "the baby", "the bad boy", or "the shy one". While managing the portrayal of popular musicians is as old as popular music, the particular pigeonholing of band members is a defining characteristic of boy and girl bands. In K-pop, officially designated positions within the group are common, such as "leader", "maknae" (Korean: 막내, English: "the youngest"), "visual", "center" "vocalist", "rapper" and "dancer". The latter three are based on the members' specialized skills and are further divided into "main-", "lead-" and "sub-" (vocalist/rapper/dancer) positions, with the members occupying the "main" positions often being considered the most skilled and having the most parts in songs or being highlighted during solo dance parts. The "leader" is the spokesperson who represents the group in public, and is in charge of mediating between group members, as well as between the group and the label.
In most cases, their music is written, arranged and produced by a producer who works with the band at all times and controls the group's sound – if necessary, to the point of hiring session singers to record guide vocals for each member of the group to sing individually if the members cannot harmonize well together. However, for clarity of each voice, recording each voice individually is most commonly the norm with most modern vocal groups. In recent years, auto-tune has become a popular tool in vocal producing, some boy bands have come under fire for that reason. Some have also come under fire for lip syncing in their performances as well, for example New Kids on the Block.
A typical boy band performance features elaborately choreographed dancing, with the members taking turns singing and/or rapping. Boy bands generally do not compose or produce their own material, unless the members lobby hard enough for creative control. However, some bands were created around the talent of a songwriter within the group like Gary Barlow of Take That or Tony Mortimer of East 17. It is not uncommon to find extra songs on an album written by one or more of the band members; however, their producers rarely use these as singles.
Since the 21st century, however, boy bands have been expected to write or at least contribute in some part lyrically to songs. Apart from the groups mentioned above who all had at least one primary songwriter from their beginning, other groups soon caught up. At the close of the nineties, groups like Backstreet Boys and *NSYNC who had previously used writers like Max Martin during their early albums began writing their own songs. Newer groups from late 2000s such as JLS have all made a point from early interviews that they write their own songs and hold their own image as this is an important part of marketing. Some bands like The Wanted have even spent time learning the craft of songwriting. There has also been a rising trend of so-called "songwriter-" or "producer idols" (Korean: Hangul 작곡돌, rev. Rom. jakgok-dol) in K-pop since the early 2000s. Nowadays, it's not uncommon for groups to have at least one member who is heavily involved in the songwriting and producing of the groups' music. In many cases, these members are the rappers in the group, who have often gained songwriting and producing experience while being active as amateur or underground rappers before joining the group. There is also a higher expectation for rappers to write their own lyrics due to self-expression being a core value of the hip-hop genre. There are cases of "producer idols" writing or producing for other artists outside of their solo or respective group work as well, such as BIGBANG's G-Dragon, SHINee's Jonghyun, Block B's Zico, BTS' RM and Suga, or AB6IX' Lee Daehwi.
Individuals can also go on to achieve greater success as a solo artist coming out of a boy band having used the groups popularity to build on. Usually this signals the end of the group until potential future reunions. Examples of this include Michael Jackson from The Jackson 5, Donny Osmond from The Osmonds, Ricky Martin from Menudo, Justin Timberlake from *NSYNC, and Ronan Keating from Boyzone. Sometimes the most successful solo star from a band is not the most popular member such as Robbie Williams as opposed to lead singer Gary Barlow from Take That. Some boy band members have gone on to successful careers elsewhere in the media. Michael Dolenz of The Monkees went on to become a successful television producer, working for ITV franchises such as LWT and Television South. In K-pop, it is expected and common practice for members to embark on solo endeavors as musical artists or in other entertainment sectors, such as acting, or as variety personalities, alongside their group career after a few years. At the latest, this happens around the time the eldest member reaches the age of 28 (in exceptional cases 30) and is drafted for mandatory military service, forcing the group into a temporary hiatus of at least 18 months. The other members then often go on to pursue solo endeavors and reconvene as a group while no member is serving, or after all members have completed their service, BTS and Exo being recent examples.
Music genres
Although most boy bands consist of R&B or pop influences, other music genres, most notably country music and folk music, are also represented. South 65 and Marshall Dyllon, for example, were both country music boy bands. Il Divo, created by Simon Cowell in 2004, are a vocal group that performs operatic pop in several (mainly Italian) languages. Since then operatic/classical boy bands have become quite popular and common, especially in the UK. Since 2001, there has been some crossover with power pop and pop punk from bands that play live instruments. Just recently some boy bands decided to go back to their original doo-wop roots, most notably, The Overtones.
Controversy
Since the 2000s, groups such as Backstreet Boys and LFO have disliked the term "boy band" and have preferred to be known as a "male vocal group". Being categorized among boy bands was also the main reason the Moffatts split up. Boy bands have been accused by the music press of emphasizing the appearance and marketing of the group above the quality of music, deliberately trying to appeal to a preteen audience and for conforming to trends instead of being original. Such criticisms can become extremely scathing. Boy bands are often seen as being short-lived, although some acts such as The Jackson 5, Backstreet Boys, Human Nature, New Edition, SMAP, Shinhwa and Westlife (before they split up in 2012) have sustained lasting careers.
Best-selling boy bands
The following is a list of the best-selling boy bands based on claimed sales figures of over 40 million records:
See also
All-female band
Girl group
References
Further reading
External links
Boybands Radio – Only boy bands 24/7
Top 10 Boy Bands at About.com
The Best Boy Bands of All Time—Rolling Stone
Best Boy Bands—The Washington Times
10 Biggest Boy Bands (1987–2012)—Billboard
Pop music genres
Types of musical groups |
4674 | https://en.wikipedia.org/wiki/B-tree | B-tree | In computer science, a B-tree is a self-balancing tree data structure that maintains sorted data and allows searches, sequential access, insertions, and deletions in logarithmic time. The B-tree generalizes the binary search tree, allowing for nodes with more than two children. Unlike other self-balancing binary search trees, the B-tree is well suited for storage systems that read and write relatively large blocks of data, such as databases and file systems.
History
B-trees were invented by Rudolf Bayer and Edward M. McCreight while working at Boeing Research Labs, for the purpose of efficiently managing index pages for large random-access files. The basic assumption was that indices would be so voluminous that only small chunks of the tree could fit in main memory. Bayer and McCreight's paper, Organization and maintenance of large ordered indices, was first circulated in July 1970 and later published in Acta Informatica.
Bayer and McCreight never explained what, if anything, the B stands for: Boeing, balanced, between, broad, bushy, and Bayer have been suggested. McCreight has said that "the more you think about what the B in B-trees means, the better you understand B-trees."
In 2011 Google developed the C++ B-Tree, reporting a 50-80% reduction in memory use for small data types and improved performance for large data sets when compared to a Red-Black tree.
Definition
According to Knuth's definition, a B-tree of order m is a tree which satisfies the following properties:
Every node has at most m children.
Every internal node has at least ⌈m/2⌉ children.
The root node has at least two children unless it is a leaf.
All leaves appear on the same level.
A non-leaf node with k children contains k−1 keys.
Each internal node's keys act as separation values which divide its subtrees. For example, if an internal node has 3 child nodes (or subtrees) then it must have 2 keys: a1 and a2. All values in the leftmost subtree will be less than a1, all values in the middle subtree will be between a1 and a2, and all values in the rightmost subtree will be greater than a2.
Internal nodes
Internal nodes (also known as inner nodes) are all nodes except for leaf nodes and the root node. They are usually represented as an ordered set of elements and child pointers. Every internal node contains a maximum of U children and a minimum of L children. Thus, the number of elements is always 1 less than the number of child pointers (the number of elements is between L−1 and U−1). U must be either 2L or 2L−1; therefore each internal node is at least half full. The relationship between U and L implies that two half-full nodes can be joined to make a legal node, and one full node can be split into two legal nodes (if there's room to push one element up into the parent). These properties make it possible to delete and insert new values into a B-tree and adjust the tree to preserve the B-tree properties.
The root node
The root node's number of children has the same upper limit as internal nodes, but has no lower limit. For example, when there are fewer than L−1 elements in the entire tree, the root will be the only node in the tree with no children at all.
Leaf nodes
In Knuth's terminology, the "leaf" nodes are the actual data objects / chunks. The internal nodes that are one level above these leaves are what would be called the "leaves" by other authors: these nodes only store keys (at most m-1, and at least m/2-1 if they are not the root) and pointers (one for each key) to nodes carrying the data objects / chunks.
A B-tree of depth n+1 can hold about U times as many items as a B-tree of depth n, but the cost of search, insert, and delete operations grows with the depth of the tree. As with any balanced tree, the cost grows much more slowly than the number of elements.
Some balanced trees store values only at leaf nodes, and use different kinds of nodes for leaf nodes and internal nodes. B-trees keep values in every node in the tree except leaf nodes.
Differences in terminology
The literature on B-trees is not uniform in its terminology.
Bayer and McCreight (1972), Comer (1979), and others define the order of B-tree as the minimum number of keys in a non-root node. Folk and Zoellick points out that terminology is ambiguous because the maximum number of keys is not clear. An order 3 B-tree might hold a maximum of 6 keys or a maximum of 7 keys. Knuth (1998) avoids the problem by defining the order to be the maximum number of children (which is one more than the maximum number of keys).
The term leaf is also inconsistent. Bayer and McCreight (1972) considered the leaf level to be the lowest level of keys, but Knuth considered the leaf level to be one level below the lowest keys. There are many possible implementation choices. In some designs, the leaves may hold the entire data record; in other designs, the leaves may only hold pointers to the data record. Those choices are not fundamental to the idea of a B-tree.
For simplicity, most authors assume there are a fixed number of keys that fit in a node. The basic assumption is the key size is fixed and the node size is fixed. In practice, variable length keys may be employed.
Informal description
Node structure
As with other trees, B-trees can be represented as a collection of three types of nodes: root, internal (a.k.a. interior), and leaf.
Note the following variable definitions:
: Maximum number of potential search keys for each node in a B-tree. (this value is constant over the entire tree).
: The pointer to a child node which starts a sub-tree.
: The pointer to a record which stores the data.
: The search key at the zero-based node index .
In B-trees, the following properties are maintained for these nodes:
If exists in any node in a B+ tree, then exists in that node where .
All leaf nodes have the same number of ancestors (i.e., they are all at the same depth).
Each internal node in a B-tree has the following format:
Each leaf node in a B-tree has the following format:
The node bounds are summarized in the table below:
Insertion and deletion
In order to maintain the pre-defined range of child nodes, internal nodes may be joined or split.
Usually, the number of keys is chosen to vary between and , where is the minimum number of keys, and is the minimum degree or branching factor of the tree. The factor of 2 will guarantee that nodes can be split or combined.
If an internal node has keys, then adding a key to that node can be accomplished by splitting the hypothetical key node into two key nodes and moving the key that would have been in the middle to the parent node. Each split node has the required minimum number of keys. Similarly, if an internal node and its neighbor each have keys, then a key may be deleted from the internal node by combining it with its neighbor. Deleting the key would make the internal node have keys; joining the neighbor would add keys plus one more key brought down from the neighbor's parent. The result is an entirely full node of keys.
A B-tree is kept balanced after insertion by splitting a would-be overfilled node, of keys, into two -key siblings and inserting the mid-value key into the parent. Depth only increases when the root is split, maintaining balance. Similarly, a B-tree is kept balanced after deletion by merging or redistributing keys among siblings to maintain the -key minimum for non-root nodes. A merger reduces the number of keys in the parent potentially forcing it to merge or redistribute keys with its siblings, and so on. The only change in depth occurs when the root has two children, of and (transitionally) keys, in which case the two siblings and parent are merged, reducing the depth by one.
This depth will increase slowly as elements are added to the tree, but an increase in the overall depth is infrequent, and results in all leaf nodes being one more node farther away from the root.
Comparison to other trees
Because a range of child nodes is permitted, B-trees do not need re-balancing as frequently as other self-balancing search trees, but may waste some space, since nodes are not entirely full.
B-trees have substantial advantages over alternative implementations when the time to access the data of a node greatly exceeds the time spent processing that data, because then the cost of accessing the node may be amortized over multiple operations within the node. This usually occurs when the node data are in secondary storage such as disk drives. By maximizing the number of keys within each internal node, the height of the tree decreases and the number of expensive node accesses is reduced. In addition, rebalancing of the tree occurs less often. The maximum number of child nodes depends on the information that must be stored for each child node and the size of a full disk block or an analogous size in secondary storage. While 2–3 B-trees are easier to explain, practical B-trees using secondary storage need a large number of child nodes to improve performance.
Variants
The term B-tree may refer to a specific design or it may refer to a general class of designs. In the narrow sense, a B-tree stores keys in its internal nodes but need not store those keys in the records at the leaves. The general class includes variations such as the B+ tree, the B* tree and the B*+ tree.
In the B+ tree, the internal nodes do not store any pointers to records, thus all pointers to records are stored in the leaf nodes. In addition, a leaf node may include a pointer to the next leaf node to speed sequential access. Because B+ tree internal nodes have fewer pointers, each node can hold more keys, causing the tree to be shallower, and thus, faster to search.
The B* tree balances more neighboring internal nodes to keep the internal nodes more densely packed. This variant ensures non-root nodes are at least 2/3 full instead of 1/2. As the most costly part of operation of inserting the node in B-tree is splitting the node, B*-trees are created to postpone splitting operation as long as they can. To maintain this, instead of immediately splitting up a node when it gets full, its keys are shared with a node next to it. This spill operation is less costly to do than split, because it requires only shifting the keys between existing nodes, not allocating memory for a new one. For inserting, first it is checked whether the node has some free space in it, and if so, the new key is just inserted in the node. However, if the node is full (it has keys, where is the order of the tree as maximum number of pointers to subtrees from one node), it needs to be checked whether the right sibling exists and has some free space. If the right sibling has keys, then keys are redistributed between the two sibling nodes as evenly as possible. For this purpose, keys from the current node, the new key inserted, one key from the parent node and keys from the sibling node are seen as an ordered array of keys. The array becomes split by half, so that lowest keys stay in the current node, the next (middle) key is inserted in the parent and the rest go to the right sibling. (The newly inserted key might end up in any of the three places.) The situation when right sibling is full, and left isn't is analogous. When both the sibling nodes are full, then the two nodes (current node and a sibling) are split into three and one more key is shifted up the tree, to the parent node. If the parent is full, then spill/split operation propagates towards the root node. Deleting nodes is somewhat more complex than inserting however.
The B*+ tree combines the main B+ tree and B* tree features together.
B-trees can be turned into order statistic trees to allow rapid searches for the Nth record in key order, or counting the number of records between any two records, and various other related operations.
B-tree usage in databases
Time to search a sorted file
Usually, sorting and searching algorithms have been characterized by the number of comparison operations that must be performed using order notation. A binary search of a sorted table with records, for example, can be done in roughly comparisons. If the table had 1,000,000 records, then a specific record could be located with at most 20 comparisons: .
Large databases have historically been kept on disk drives. The time to read a record on a disk drive far exceeds the time needed to compare keys once the record is available. The time to read a record from a disk drive involves a seek time and a rotational delay. The seek time may be 0 to 20 or more milliseconds, and the rotational delay averages about half the rotation period. For a 7200 RPM drive, the rotation period is 8.33 milliseconds. For a drive such as the Seagate ST3500320NS, the track-to-track seek time is 0.8 milliseconds and the average reading seek time is 8.5 milliseconds. For simplicity, assume reading from disk takes about 10 milliseconds.
Naively, then, the time to locate one record out of a million would take 20 disk reads times 10 milliseconds per disk read, which is 0.2 seconds.
The time won't be that bad because individual records are grouped together in a disk block. A disk block might be 16 kilobytes. If each record is 160 bytes, then 100 records could be stored in each block. The disk read time above was actually for an entire block. Once the disk head is in position, one or more disk blocks can be read with little delay. With 100 records per block, the last 6 or so comparisons don't need to do any disk reads—the comparisons are all within the last disk block read.
To speed the search further, the first 13 to 14 comparisons (which each required a disk access) must be sped up.
An index speeds the search
A significant improvement in performance can be made with a B-tree index. A B-tree index creates a multi-level tree structure that breaks a database down into fixed-size blocks or pages. Each level of this tree can be used to link those pages via an address location, allowing one page (known as a node, or internal page) to refer to another with leaf pages at the lowest level. One page is typically the starting point of the tree, or the "root". This is where the search for a particular key would begin, traversing a path that terminates in a leaf. Most pages in this structure will be leaf pages which ultimately refer to specific table rows.
Because each node (or internal page) can have more than two children, a B-tree index will usually have a shorter height (the distance from the root to the farthest leaf) than a Binary Search Tree. In the example above, initial disk reads narrowed the search range by a factor of two. That can be improved substantially by creating an auxiliary index that contains the first record in each disk block (sometimes called a sparse index). This auxiliary index would be 1% of the size of the original database, but it can be searched more quickly. Finding an entry in the auxiliary index would tell us which block to search in the main database; after searching the auxiliary index, we would have to search only that one block of the main database—at a cost of one more disk read. The index would hold 10,000 entries, so it would take at most 14 comparisons. Like the main database, the last six or so comparisons in the auxiliary index would be on the same disk block. The index could be searched in about eight disk reads, and the desired record could be accessed in 9 disk reads.
The trick of creating an auxiliary index can be repeated to make an auxiliary index to the auxiliary index. That would make an aux-aux index that would need only 100 entries and would fit in one disk block.
Instead of reading 14 disk blocks to find the desired record, we only need to read 3 blocks. This blocking is the core idea behind the creation of the B-tree, where the disk blocks fill-out a hierarchy of levels to make up the index. Reading and searching the first (and only) block of the aux-aux index which is the root of the tree identifies the relevant block in aux-index in the level below. Reading and searching that aux-index block identifies the relevant block to read, until the final level, known as the leaf level, identifies a record in the main database. Instead of 150 milliseconds, we need only 30 milliseconds to get the record.
The auxiliary indices have turned the search problem from a binary search requiring roughly disk reads to one requiring only disk reads where is the blocking factor (the number of entries per block: entries per block in our example; reads).
In practice, if the main database is being frequently searched, the aux-aux index and much of the aux index may reside in a disk cache, so they would not incur a disk read. The B-tree remains the standard index implementation in almost all relational databases, and many nonrelational databases use them too.
Insertions and deletions
If the database does not change, then compiling the index is simple to do, and the index need never be changed. If there are changes, then managing the database and its index becomes more complicated.
Deleting records from a database is relatively easy. The index can stay the same, and the record can just be marked as deleted. The database remains in sorted order. If there are a large number of lazy deletions, then searching and storage become less efficient.
Insertions can be very slow in a sorted sequential file because room for the inserted record must be made. Inserting a record before the first record requires shifting all of the records down one. Such an operation is just too expensive to be practical. One solution is to leave some spaces. Instead of densely packing all the records in a block, the block can have some free space to allow for subsequent insertions. Those spaces would be marked as if they were "deleted" records.
Both insertions and deletions are fast as long as space is available on a block. If an insertion won't fit on the block, then some free space on some nearby block must be found and the auxiliary indices adjusted. The hope is that enough space is available nearby, such that a lot of blocks do not need to be reorganized. Alternatively, some out-of-sequence disk blocks may be used.
Advantages of B-tree usage for databases
The B-tree uses all of the ideas described above. In particular, a B-tree:
keeps keys in sorted order for sequential traversing
uses a hierarchical index to minimize the number of disk reads
uses partially full blocks to speed up insertions and deletions
keeps the index balanced with a recursive algorithm
In addition, a B-tree minimizes waste by making sure the interior nodes are at least half full. A B-tree can handle an arbitrary number of insertions and deletions.
Best case and worst case heights
Let be the height of the classic B-tree (see for the tree height definition). Let be the number of entries in the tree. Let m be the maximum number of children a node can have. Each node can have at most keys.
It can be shown (by induction for example) that a B-tree of height h with all its nodes completely filled has entries. Hence, the best case height (i.e. the minimum height) of a B-tree is:
Let be the minimum number of children an internal (non-root) node must have. For an ordinary B-tree,
Comer (1979) and Cormen et al. (2001) give the worst case height (the maximum height) of a B-tree as
Algorithms
Search
Searching is similar to searching a binary search tree. Starting at the root, the tree is recursively traversed from top to bottom. At each level, the search reduces its field of view to the child pointer (subtree) whose range includes the search value. A subtree's range is defined by the values, or keys, contained in its parent node. These limiting values are also known as separation values.
Binary search is typically (but not necessarily) used within nodes to find the separation values and child tree of interest.
Insertion
All insertions start at a leaf node. To insert a new element, search the tree to find the leaf node where the new element should be added. Insert the new element into that node with the following steps:
If the node contains fewer than the maximum allowed number of elements, then there is room for the new element. Insert the new element in the node, keeping the node's elements ordered.
Otherwise the node is full, evenly split it into two nodes so:
A single median is chosen from among the leaf's elements and the new element that is being inserted.
Values less than the median are put in the new left node and values greater than the median are put in the new right node, with the median acting as a separation value.
The separation value is inserted in the node's parent, which may cause it to be split, and so on. If the node has no parent (i.e., the node was the root), create a new root above this node (increasing the height of the tree).
If the splitting goes all the way up to the root, it creates a new root with a single separator value and two children, which is why the lower bound on the size of internal nodes does not apply to the root. The maximum number of elements per node is U−1. When a node is split, one element moves to the parent, but one element is added. So, it must be possible to divide the maximum number U−1 of elements into two legal nodes. If this number is odd, then U=2L and one of the new nodes contains (U−2)/2 = L−1 elements, and hence is a legal node, and the other contains one more element, and hence it is legal too. If U−1 is even, then U=2L−1, so there are 2L−2 elements in the node. Half of this number is L−1, which is the minimum number of elements allowed per node.
An alternative algorithm supports a single pass down the tree from the root to the node where the insertion will take place, splitting any full nodes encountered on the way pre-emptively. This prevents the need to recall the parent nodes into memory, which may be expensive if the nodes are on secondary storage. However, to use this algorithm, we must be able to send one element to the parent and split the remaining U−2 elements into two legal nodes, without adding a new element. This requires U = 2L rather than U = 2L−1, which accounts for why some textbooks impose this requirement in defining B-trees.
Deletion
There are two popular strategies for deletion from a B-tree.
Locate and delete the item, then restructure the tree to retain its invariants, OR
Do a single pass down the tree, but before entering (visiting) a node, restructure the tree so that once the key to be deleted is encountered, it can be deleted without triggering the need for any further restructuring
The algorithm below uses the former strategy.
There are two special cases to consider when deleting an element:
The element in an internal node is a separator for its child nodes
Deleting an element may put its node under the minimum number of elements and children
The procedures for these cases are in order below.
Deletion from a leaf node
Search for the value to delete.
If the value is in a leaf node, simply delete it from the node.
If underflow happens, rebalance the tree as described in section "Rebalancing after deletion" below.
Deletion from an internal node
Each element in an internal node acts as a separation value for two subtrees, therefore we need to find a replacement for separation. Note that the largest element in the left subtree is still less than the separator. Likewise, the smallest element in the right subtree is still greater than the separator. Both of those elements are in leaf nodes, and either one can be the new separator for the two subtrees. Algorithmically described below:
Choose a new separator (either the largest element in the left subtree or the smallest element in the right subtree), remove it from the leaf node it is in, and replace the element to be deleted with the new separator.
The previous step deleted an element (the new separator) from a leaf node. If that leaf node is now deficient (has fewer than the required number of nodes), then rebalance the tree starting from the leaf node.
Rebalancing after deletion
Rebalancing starts from a leaf and proceeds toward the root until the tree is balanced. If deleting an element from a node has brought it under the minimum size, then some elements must be redistributed to bring all nodes up to the minimum. Usually, the redistribution involves moving an element from a sibling node that has more than the minimum number of nodes. That redistribution operation is called a rotation. If no sibling can spare an element, then the deficient node must be merged with a sibling. The merge causes the parent to lose a separator element, so the parent may become deficient and need rebalancing. The merging and rebalancing may continue all the way to the root. Since the minimum element count doesn't apply to the root, making the root be the only deficient node is not a problem. The algorithm to rebalance the tree is as follows:
If the deficient node's right sibling exists and has more than the minimum number of elements, then rotate left
Copy the separator from the parent to the end of the deficient node (the separator moves down; the deficient node now has the minimum number of elements)
Replace the separator in the parent with the first element of the right sibling (right sibling loses one node but still has at least the minimum number of elements)
The tree is now balanced
Otherwise, if the deficient node's left sibling exists and has more than the minimum number of elements, then rotate right
Copy the separator from the parent to the start of the deficient node (the separator moves down; deficient node now has the minimum number of elements)
Replace the separator in the parent with the last element of the left sibling (left sibling loses one node but still has at least the minimum number of elements)
The tree is now balanced
Otherwise, if both immediate siblings have only the minimum number of elements, then merge with a sibling sandwiching their separator taken off from their parent
Copy the separator to the end of the left node (the left node may be the deficient node or it may be the sibling with the minimum number of elements)
Move all elements from the right node to the left node (the left node now has the maximum number of elements, and the right node – empty)
Remove the separator from the parent along with its empty right child (the parent loses an element)
If the parent is the root and now has no elements, then free it and make the merged node the new root (tree becomes shallower)
Otherwise, if the parent has fewer than the required number of elements, then rebalance the parent
Note: The rebalancing operations are different for B+ trees (e.g., rotation is different because parent has copy of the key) and B*-tree (e.g., three siblings are merged into two siblings).
Sequential access
While freshly loaded databases tend to have good sequential behaviour, this behaviour becomes increasingly difficult to maintain as a database grows, resulting in more random I/O and performance challenges.
Initial construction
A common special case is adding a large amount of pre-sorted data into an initially empty B-tree. While it is quite possible to simply perform a series of successive inserts, inserting sorted data results in a tree composed almost entirely of half-full nodes. Instead, a special "bulk loading" algorithm can be used to produce a more efficient tree with a higher branching factor.
When the input is sorted, all insertions are at the rightmost edge of the tree, and in particular any time a node is split, we are guaranteed that no more insertions will take place in the left half. When bulk loading, we take advantage of this, and instead of splitting overfull nodes evenly, split them as unevenly as possible: leave the left node completely full and create a right node with zero keys and one child (in violation of the usual B-tree rules).
At the end of bulk loading, the tree is composed almost entirely of completely full nodes; only the rightmost node on each level may be less than full. Because those nodes may also be less than half full, to re-establish the normal B-tree rules, combine such nodes with their (guaranteed full) left siblings and divide the keys to produce two nodes at least half full. The only node which lacks a full left sibling is the root, which is permitted to be less than half full.
In filesystems
In addition to its use in databases, the B-tree (or ) is also used in filesystems to allow quick random access to an arbitrary block in a particular file. The basic problem is turning the file block address into a disk block address.
Some operating systems require the user to allocate the maximum size of the file when the file is created. The file can then be allocated as contiguous disk blocks. In that case, to convert the file block address into a disk block address, the operating system simply adds the file block address to the address of the first disk block constituting the file. The scheme is simple, but the file cannot exceed its created size.
Other operating systems allow a file to grow. The resulting disk blocks may not be contiguous, so mapping logical blocks to physical blocks is more involved.
MS-DOS, for example, used a simple File Allocation Table (FAT). The FAT has an entry for each disk block, and that entry identifies whether its block is used by a file and if so, which block (if any) is the next disk block of the same file. So, the allocation of each file is represented as a linked list in the table. In order to find the disk address of file block , the operating system (or disk utility) must sequentially follow the file's linked list in the FAT. Worse, to find a free disk block, it must sequentially scan the FAT. For MS-DOS, that was not a huge penalty because the disks and files were small and the FAT had few entries and relatively short file chains. In the FAT12 filesystem (used on floppy disks and early hard disks), there were no more than 4,080 entries, and the FAT would usually be resident in memory. As disks got bigger, the FAT architecture began to confront penalties. On a large disk using FAT, it may be necessary to perform disk reads to learn the disk location of a file block to be read or written.
TOPS-20 (and possibly TENEX) used a 0 to 2 level tree that has similarities to a B-tree. A disk block was 512 36-bit words. If the file fit in a 512 (29) word block, then the file directory would point to that physical disk block. If the file fit in 218 words, then the directory would point to an aux index; the 512 words of that index would either be NULL (the block isn't allocated) or point to the physical address of the block. If the file fit in 227 words, then the directory would point to a block holding an aux-aux index; each entry would either be NULL or point to an aux index. Consequently, the physical disk block for a 227 word file could be located in two disk reads and read on the third.
Apple's filesystem HFS+ and APFS, Microsoft's NTFS, AIX (jfs2) and some Linux filesystems, such as Btrfs and ext4, use B-trees.
B*-trees are used in the HFS and Reiser4 file systems.
DragonFly BSD's HAMMER file system uses a modified B+-tree.
Performance
A B-tree grows slower with growing data amount, than the linearity of a linked list. Compared to a skip list, both structures have the same performance, but the B-tree scales better for growing n. A T-tree, for main memory database systems, is similar but more compact.
Variations
Access concurrency
Lehman and Yao showed that all the read locks could be avoided (and thus concurrent access greatly improved) by linking the tree blocks at each level together with a "next" pointer. This results in a tree structure where both insertion and search operations descend from the root to the leaf. Write locks are only required as a tree block is modified. This maximizes access concurrency by multiple users, an important consideration for databases and/or other B-tree-based ISAM storage methods. The cost associated with this improvement is that empty pages cannot be removed from the btree during normal operations. (However, see for various strategies to implement node merging, and source code at.)
United States Patent 5283894, granted in 1994, appears to show a way to use a 'Meta Access Method' to allow concurrent B+ tree access and modification without locks. The technique accesses the tree 'upwards' for both searches and updates by means of additional in-memory indexes that point at the blocks in each level in the block cache. No reorganization for deletes is needed and there are no 'next' pointers in each block as in Lehman and Yao.
Parallel algorithms
Since B-trees are similar in structure to red-black trees, parallel algorithms for red-black trees can be applied to B-trees as well.
Maple tree
A Maple tree is a B-tree developed for use in the Linux kernel to reduce lock contention in virtual memory management.
See also
B+ tree
R-tree
Red–black tree
2–3 tree
2–3–4 tree
Notes
References
Sources
.
. Chapter 18: B-Trees.
. Section 6.2.4: Multiway Trees, pp. 481–491. Also, pp. 476–477 of section 6.2.3 (Balanced Trees) discusses 2–3 trees.
Original papers
.
.
External links
B-tree lecture by David Scot Taylor, SJSU
B-Tree visualisation (click "init")
Animated B-Tree visualization
B-tree and UB-tree on Scholarpedia Curator: Dr Rudolf Bayer
B-Trees: Balanced Tree Data Structures
NIST's Dictionary of Algorithms and Data Structures: B-tree
B-Tree Tutorial
The InfinityDB BTree implementation
Cache Oblivious B(+)-trees
Dictionary of Algorithms and Data Structures entry for B*-tree
Open Data Structures - Section 14.2 - B-Trees, Pat Morin
Counted B-Trees
B-Tree .Net, a modern, virtualized RAM & Disk implementation
Bulk loading
Computer-related introductions in 1971
Database index techniques |
4675 | https://en.wikipedia.org/wiki/British%20Museum | British Museum | The British Museum is a public museum dedicated to human history, art and culture located in the Bloomsbury area of London. Its permanent collection of eight million works is the largest in the world. It documents the story of human culture from its beginnings to the present. The British Museum was the first public national museum to cover all fields of knowledge.
In 2022 the museum received 4,097,253 visitors, an increase of 209 per cent from 2021. It ranked third in the list of most-visited art museums in the world.
The museum was established in 1753, largely based on the collections of the Anglo-Irish physician and scientist Sir Hans Sloane. It first opened to the public in 1759, in Montagu House, on the site of the current building. The museum's expansion over the following 250 years was largely a result of British colonisation and resulted in the creation of several branch institutions, or independent spin-offs, the first being the Natural History Museum in 1881. The right to ownership of some of its most well-known acquisitions, notably the Greek Elgin Marbles and the Egyptian Rosetta Stone, is subject to long-term disputes and repatriation claims.
In 1973, the British Library Act 1972 detached the library department from the British Museum, but it continued to host the now separated British Library in the same Reading Room and building as the museum until 1997. The museum is a non-departmental public body sponsored by the Department for Digital, Culture, Media and Sport, and as with all national museums in the UK it charges no admission fee, except for loan exhibitions.
History
Sir Hans Sloane
Although today principally a museum of cultural art objects and antiquities, the British Museum was founded as a "universal museum". Its foundations lie in the will of the Anglo-Irish physician and naturalist Sir Hans Sloane (1660–1753), a London-based doctor and scientist from Ulster. During the course of his lifetime, and particularly after he married the widow of a wealthy Jamaican planter, Sloane gathered a large collection of curiosities, and not wishing to see his collection broken up after death, he bequeathed it to King George II, for the nation, for a sum of £20,000.
At that time, Sloane's collection consisted of around 71,000 objects of all kinds including some 40,000 printed books, 7,000 manuscripts, extensive natural history specimens including 337 volumes of dried plants, prints and drawings including those by Albrecht Dürer and antiquities from Sudan, Egypt, Greece, Rome, the Ancient Near and Far East and the Americas.
Foundation (1753)
On 7 June 1753, King George II gave his royal assent to the Act of Parliament which established the British Museum. The British Museum Act 1753 also added two other libraries to the Sloane collection, namely the Cottonian Library, assembled by Sir Robert Cotton, dating back to Elizabethan times, and the Harleian Library, the collection of the Earls of Oxford. They were joined in 1757 by the "Old Royal Library", now the Royal manuscripts, assembled by various British monarchs. Together these four "foundation collections" included many of the most treasured books now in the British Library including the Lindisfarne Gospels and the sole surviving manuscript of Beowulf.
The British Museum was the first of a new kind of museum – national, belonging to neither church nor king, freely open to the public and aiming to collect everything. Sloane's collection, while including a vast miscellany of objects, tended to reflect his scientific interests. The addition of the Cotton and Harley manuscripts introduced a literary and antiquarian element, and meant that the British Museum now became both National Museum and library.
Cabinet of curiosities (1753–1778)
The body of trustees decided on a converted 17th-century mansion, Montagu House, as a location for the museum, which it bought from the Montagu family for £20,000. The trustees rejected Buckingham House, which was later converted into the present day Buckingham Palace, on the grounds of cost and the unsuitability of its location.
With the acquisition of Montagu House, the first exhibition galleries and reading room for scholars opened on 15 January 1759. At this time, the largest parts of collection were the library, which took up the majority of the rooms on the ground floor of Montagu House, and the natural history objects, which took up an entire wing on the second state storey of the building. In 1763, the trustees of the British Museum, under the influence of Peter Collinson and William Watson, employed the former student of Carl Linnaeus, Daniel Solander, to reclassify the natural history collection according to the Linnaean system, thereby making the museum a public centre of learning accessible to the full range of European natural historians. In 1823, King George IV gave the King's Library assembled by George III, and Parliament gave the right to a copy of every book published in the country, thereby ensuring that the museum's library would expand indefinitely. During the few years after its foundation the British Museum received several further gifts, including the Thomason Collection of Civil War Tracts and David Garrick's library of 1,000 printed plays. The predominance of natural history, books and manuscripts began to lessen when in 1772 the museum acquired for £8,410 its first significant antiquities in Sir William Hamilton's "first" collection of Greek vases.
Indolence and energy (1778–1800)
From 1778, a display of objects from the South Seas brought back from the round-the-world voyages of Captain James Cook and the travels of other explorers fascinated visitors with a glimpse of previously unknown lands. The bequest of a collection of books, engraved gems, coins, prints and drawings by Clayton Mordaunt Cracherode in 1800 did much to raise the museum's reputation; but Montagu House became increasingly crowded and decrepit and it was apparent that it would be unable to cope with further expansion.
The museum's first notable addition towards its collection of antiquities, since its foundation, was by Sir William Hamilton (1730–1803), British Ambassador to Naples, who sold his collection of Greek and Roman artefacts to the museum in 1784 together with a number of other antiquities and natural history specimens. A list of donations to the museum, dated 31 January 1784, refers to the Hamilton bequest of a "Colossal Foot of an Apollo in Marble". It was one of two antiquities of Hamilton's collection drawn for him by Francesco Progenie, a pupil of Pietro Fabris, who also contributed a number of drawings of Mount Vesuvius sent by Hamilton to the Royal Society in London.
Growth and change (1800–1825)
In the early 19th century the foundations for the extensive collection of sculpture began to be laid and Greek, Roman and Egyptian artefacts dominated the antiquities displays. After the defeat of the French campaign in the Battle of the Nile, in 1801, the British Museum acquired more Egyptian sculptures and in 1802 King George III presented the Rosetta Stone – key to the deciphering of hieroglyphs. Gifts and purchases from Henry Salt, British consul general in Egypt, beginning with the Colossal bust of Ramesses II in 1818, laid the foundations of the collection of Egyptian Monumental Sculpture. Many Greek sculptures followed, notably the first purpose-built exhibition space, the Charles Towneley collection, much of it Roman sculpture, in 1805. In 1806, Thomas Bruce, 7th Earl of Elgin, ambassador to the Ottoman Empire from 1799 to 1803 removed the large collection of marble sculptures from the Parthenon, on the Acropolis in Athens and transferred them to the UK. In 1816 these masterpieces of western art were acquired by the British Museum by Act of Parliament and deposited in the museum thereafter. The collections were supplemented by the Bassae frieze from Phigaleia, Greece in 1815. The Ancient Near Eastern collection also had its beginnings in 1825 with the purchase of Assyrian and Babylonian antiquities from the widow of Claudius James Rich.
In 1802 a buildings committee was set up to plan for expansion of the museum, and further highlighted by the donation in 1822 of the King's Library, personal library of King George III's, comprising 65,000 volumes, 19,000 pamphlets, maps, charts and topographical drawings. The neoclassical architect, Sir Robert Smirke, was asked to draw up plans for an eastern extension to the museum "... for the reception of the Royal Library, and a Picture Gallery over it ..." and put forward plans for today's quadrangular building, much of which can be seen today. The dilapidated Old Montagu House was demolished and work on the King's Library Gallery began in 1823. The extension, the East Wing, was completed by 1831. However, following the founding of the National Gallery, London in 1824, the proposed Picture Gallery was no longer needed, and the space on the upper floor was given over to the Natural history collections.
The first Synopsis of the British Museum was published in 1808. This described the contents of the museum, and the display of objects room by room, and updated editions were published every few years.
The largest building site in Europe (1825–1850)
As Sir Robert Smirke's grand neo-classical building gradually arose, the museum became a construction site. The King's Library, on the ground floor of the East Wing, was handed over in 1827, and was described as one of the finest rooms in London. Although it was not fully open to the general public until 1857, special openings were arranged during The Great Exhibition of 1851.
In 1840, the museum became involved in its first overseas excavations, Charles Fellows's expedition to Xanthos, in Asia Minor, whence came remains of the tombs of the rulers of ancient Lycia, among them the Nereid and Payava monuments. In 1857, Charles Newton was to discover the 4th-century BC Mausoleum of Halikarnassos, one of the Seven Wonders of the Ancient World. In the 1840s and 1850s the museum supported excavations in Assyria by A.H. Layard and others at sites such as Nimrud and Nineveh. Of particular interest to curators was the eventual discovery of Ashurbanipal's great library of cuneiform tablets, which helped to make the museum a focus for Assyrian studies.
Sir Thomas Grenville (1755–1846), a trustee of the British Museum from 1830, assembled a library of 20,240 volumes, which he left to the museum in his will. The books arrived in January 1847 in twenty-one horse-drawn vans. The only vacant space for this large library was a room originally intended for manuscripts, between the Front Entrance Hall and the Manuscript Saloon. The books remained here until the British Library moved to St Pancras in 1998.
Collecting from the wider world (1850–1875)
The opening of the forecourt in 1852 marked the completion of Robert Smirke's 1823 plan, but already adjustments were having to be made to cope with the unforeseen growth of the collections. Infill galleries were constructed for Assyrian sculptures and Sydney Smirke's Round Reading Room, with space for a million books, opened in 1857. Because of continued pressure on space the decision was taken to move natural history to a new building in South Kensington, which would later become the British Museum of Natural History.
Roughly contemporary with the construction of the new building was the career of a man sometimes called the "second founder" of the British Museum, the Italian librarian Anthony Panizzi. Under his supervision, the British Museum Library (now part of the British Library) quintupled in size and became a well-organised institution worthy of being called a national library, the largest library in the world after the National Library of Paris. The quadrangle at the centre of Smirke's design proved to be a waste of valuable space and was filled at Panizzi's request by a circular Reading Room of cast iron, designed by Smirke's brother, Sydney Smirke.
Until the mid-19th century, the museum's collections were relatively circumscribed but, in 1851, with the appointment to the staff of Augustus Wollaston Franks to curate the collections, the museum began for the first time to collect British and European medieval antiquities, prehistory, branching out into Asia and diversifying its holdings of ethnography. A real coup for the museum was the purchase in 1867, over French objections, of the Duke of Blacas's wide-ranging and valuable collection of antiquities. Overseas excavations continued and John Turtle Wood discovered the remains of the 4th century BC Temple of Artemis at Ephesos, another Wonder of the Ancient World.
Scholarship and legacies (1875–1900)
The natural history collections were an integral part of the British Museum until their removal to the new British Museum of Natural History in 1887, nowadays the Natural History Museum. With the departure and the completion of the new White Wing (fronting Montague Street) in 1884, more space was available for antiquities and ethnography and the library could further expand. This was a time of innovation as electric lighting was introduced in the Reading Room and exhibition galleries.
The William Burges collection of armoury was bequeathed to the museum in 1881. In 1882, the museum was involved in the establishment of the independent Egypt Exploration Fund (now Society) the first British body to carry out research in Egypt. A bequest from Miss Emma Turner in 1892 financed excavations in Cyprus. In 1897 the death of the great collector and curator, A. W. Franks, was followed by an immense bequest of 3,300 finger rings, 153 drinking vessels, 512 pieces of continental porcelain, 1,500 netsuke, 850 inro, over 30,000 bookplates and miscellaneous items of jewellery and plate, among them the Oxus Treasure.
In 1898 Baron Ferdinand de Rothschild bequeathed the Waddesdon Bequest, the glittering contents from his New Smoking Room at Waddesdon Manor. This consisted of almost 300 pieces of objets d'art et de vertu which included exquisite examples of jewellery, plate, enamel, carvings, glass and maiolica, among them the Holy Thorn Reliquary, probably created in the 1390s in Paris for John, Duke of Berry. The collection was in the tradition of a Schatzkammer such as those formed by the Renaissance princes of Europe. Baron Ferdinand's will was most specific, and failure to observe the terms would make it void, the collection should be
These terms are still observed, and the collection occupies room 2a.
New century, new building (1900–1925)
By the last years of the 19th century, The British Museum's collections had increased to the extent that its building was no longer large enough. In 1895 the trustees purchased the 69 houses surrounding the museum with the intention of demolishing them and building around the west, north and east sides of the museum. The first stage was the construction of the northern wing beginning 1906.
All the while, the collections kept growing. Emil Torday collected in Central Africa, Aurel Stein in Central Asia, D. G. Hogarth, Leonard Woolley and T. E. Lawrence excavated at Carchemish. Around this time, the American collector and philanthropist J. Pierpont Morgan donated a substantial number of objects to the museum, including William Greenwell's collection of prehistoric artefacts from across Europe which he had purchased for £10,000 in 1908. Morgan had also acquired a major part of Sir John Evans's coin collection, which was later sold to the museum by his son J. P. Morgan Jr. in 1915. In 1918, because of the threat of wartime bombing, some objects were evacuated via the London Post Office Railway to Holborn, the National Library of Wales (Aberystwyth) and a country house near Malvern. On the return of antiquities from wartime storage in 1919 some objects were found to have deteriorated. A conservation laboratory was set up in May 1920 and became a permanent department in 1931. It is today the oldest in continuous existence. In 1923, the British Museum welcomed over one million visitors.
Disruption and reconstruction (1925–1950)
New mezzanine floors were constructed and book stacks rebuilt in an attempt to cope with the flood of books. In 1931, the art dealer Sir Joseph Duveen offered funds to build a gallery for the Parthenon sculptures. Designed by the American architect John Russell Pope, it was completed in 1938. The appearance of the exhibition galleries began to change as dark Victorian reds gave way to modern pastel shades.
Following the retirement of George Francis Hill as Director and Principal Librarian in 1936, he was succeeded by John Forsdyke.
As tensions with Nazi Germany developed and it appeared that war may be imminent Forsdyke came to the view that with the likelihood of far worse air-raids than that experienced in World War I that the museum had to make preparations to remove its most valuable items to secure locations. Following the Munich crisis Forsdyke ordered 3,300 No-Nail Boxes and stored them in the basement of Duveen Gallery. At the same time he began identifying and securing suitable locations. As a result the museum was able to quickly commence relocating selected items on 24 August 1939, (a mere day after the Home Secretary advised them to do so), to secure basements, country houses, Aldwych Underground station and the National Library of Wales. Many items were relocated in early 1942 from their initial dispersal locations to a newly developed facility at Westwood Quarry in Wiltshire.
The evacuation was timely, for in 1940 the Duveen Gallery was severely damaged by bombing. Meanwhile, prior to the war, the Nazis had sent a researcher to the British Museum for several years with the aim of "compiling an anti-Semitic history of Anglo-Jewry".
After the war, the museum continued to collect from all countries and all centuries: among the most spectacular additions were the 2600 BC Mesopotamian treasure from Ur, discovered during Leonard Woolley's 1922–34 excavations. Gold, silver and garnet grave goods from the Anglo-Saxon ship burial at Sutton Hoo (1939) and late Roman silver tableware from Mildenhall, Suffolk (1946). The immediate post-war years were taken up with the return of the collections from protection and the restoration of the museum after the Blitz. Work also began on restoring the damaged Duveen Gallery.
A new public face (1950–1975)
In 1953, the museum celebrated its bicentenary. Many changes followed: the first full-time in-house designer and publications officer were appointed in 1964, the Friends organisation was set up in 1968, an Education Service established in 1970 and publishing house in 1973. In 1963, a new Act of Parliament introduced administrative reforms. It became easier to lend objects, the constitution of the board of trustees changed and the Natural History Museum became fully independent. By 1959 the Coins and Medals office suite, completely destroyed during the war, was rebuilt and re-opened, attention turned towards the gallery work with new tastes in design leading to the remodelling of Robert Smirke's Classical and Near Eastern galleries. In 1962 the Duveen Gallery was finally restored and the Parthenon Sculptures were moved back into it, once again at the heart of the museum.
By the 1970s the museum was again expanding. More services for the public were introduced; visitor numbers soared, with the temporary exhibition "Treasures of Tutankhamun" in 1972, attracting 1,694,117 visitors, the most successful in British history. In the same year the Act of Parliament establishing the British Library was passed, separating the collection of manuscripts and printed books from the British Museum. This left the museum with antiquities; coins, medals and paper money; prints and drawings; and ethnography. A pressing problem was finding space for additions to the library which now required an extra of shelving each year. The Government suggested a site at St Pancras for the new British Library but the books did not leave the museum until 1997.
The Great Court emerges (1975–2000)
The departure of the British Library to a new site at St Pancras, finally achieved in 1998, provided the space needed for the books. It also created the opportunity to redevelop the vacant space in Robert Smirke's 19th-century central quadrangle into the Queen Elizabeth II Great Court – the largest covered square in Europe – which opened in 2000. The ethnography collections, which had been housed in the short-lived Museum of Mankind at 6 Burlington Gardens from 1970, were returned to new purpose-built galleries in the museum in 2000.
The museum again readjusted its collecting policies as interest in "modern" objects: prints, drawings, medals and the decorative arts reawakened. Ethnographical fieldwork was carried out in places as diverse as New Guinea, Madagascar, Romania, Guatemala and Indonesia and there were excavations in the Near East, Egypt, Sudan and the UK. The Weston Gallery of Roman Britain, opened in 1997, displayed a number of recently discovered hoards which demonstrated the richness of what had been considered an unimportant part of the Roman Empire. The museum turned increasingly towards private funds for buildings, acquisitions and other purposes. In 2000, the British Museum was awarded National Heritage Museum of the Year.
The British Museum today
Today the museum no longer houses collections of natural history, and the books and manuscripts it once held now form part of the independent British Library. The museum nevertheless preserves its universality in its collections of artefacts representing the cultures of the world, ancient and modern. The original 1753 collection has grown to over 13 million objects at the British Museum, 70 million at the Natural History Museum and 150 million at the British Library.
The Round Reading Room, which was designed by the architect Sydney Smirke, opened in 1857. For almost 150 years researchers came here to consult the museum's vast library. The Reading Room closed in 1997 when the national library (the British Library) moved to a new building at St Pancras. Today it has been transformed into the Walter and Leonore Annenberg Centre.
With the bookstacks in the central courtyard of the museum empty, the demolition for Lord Foster's glass-roofed Great Court could begin. The Great Court, opened in 2000, while undoubtedly improving circulation around the museum, was criticised for having a lack of exhibition space at a time when the museum was in serious financial difficulties and many galleries were closed to the public. At the same time the African collections that had been temporarily housed in 6 Burlington Gardens were given a new gallery in the North Wing funded by the Sainsbury family – with the donation valued at £25 million.
As part of its very large website, the museum has the largest online database of objects in the collection of any museum in the world, with nearly 4,500,000 individual object entries in 2,000,000 records, many of them illustrated, online at the start of 2023. There is also a "Highlights" database with longer entries on over 4,000 objects, and several specialised online research catalogues and online journals (all free to access). In 2013 the museum's website received 19.5 millions visits, an increase of 47% from the previous year.
In 2013 the museum received a record 6.7 million visitors, an increase of 20% from the previous year. Popular exhibitions including "Life and Death in Pompeii and Herculaneum" and "Ice Age Art" are credited with helping fuel the increase in visitors. Plans were announced in September 2014 to recreate the entire building along with all exhibits in the video game Minecraft in conjunction with members of the public. A number of films have been shot at the British Museum.
Governance
Director
The British Museum is a non-departmental public body sponsored by the Department for Digital, Culture, Media and Sport through a three-year funding agreement. Its head is the Director of the British Museum. The British Museum was run from its inception by a 'principal librarian' (when the book collections were still part of the museum), a role that was renamed 'director and principal librarian' in 1898, and 'director' in 1973 (on the separation of the British Library).
Trustees
A board of 25 trustees (with the director as their accounting officer for the purposes of reporting to Government) is responsible for the general management and control of the museum, in accordance with the British Museum Act 1963 and the Museums and Galleries Act 1992. Prior to the 1963 Act, it was chaired by the Archbishop of Canterbury, the Lord Chancellor and the Speaker of the House of Commons. The board was formed on the museum's inception to hold its collections in trust for the nation without actually owning them themselves, and now fulfil a mainly advisory role. Trustee appointments are governed by the regulatory framework set out in the code of practice on public appointments issued by the Office of the Commissioner for Public Appointments.
Building
The Greek Revival façade facing Great Russell Street is a characteristic building of Sir Robert Smirke, with 44 columns in the Ionic order high, closely based on those of the temple of Athena Polias at Priene in Asia Minor. The pediment over the main entrance is decorated by sculptures by Sir Richard Westmacott depicting The Progress of Civilisation, consisting of fifteen allegorical figures, installed in 1852.
The construction commenced around the courtyard with the East Wing (The King's Library) in 1823–1828, followed by the North Wing in 1833–1838, which originally housed among other galleries a reading room, now the Wellcome Gallery. Work was also progressing on the northern half of the West Wing (The Egyptian Sculpture Gallery) 1826–1831, with Montagu House demolished in 1842 to make room for the final part of the West Wing, completed in 1846, and the South Wing with its great colonnade, initiated in 1843 and completed in 1847, when the Front Hall and Great Staircase were opened to the public. The museum is faced with Portland stone, but the perimeter walls and other parts of the building were built using Haytor granite from Dartmoor in South Devon, transported via the unique Haytor Granite Tramway.
In 1846 Robert Smirke was replaced as the museum's architect by his brother Sydney Smirke, whose major addition was the Round Reading Room 1854–1857; at in diameter it was then the second widest dome in the world, the Pantheon in Rome being slightly wider.
The next major addition was the White Wing 1882–1884 added behind the eastern end of the South Front, the architect being Sir John Taylor.
In 1895, Parliament gave the museum trustees a loan of £200,000 to purchase from the Duke of Bedford all 69 houses which backed onto the museum building in the five surrounding streets – Great Russell Street, Montague Street, Montague Place, Bedford Square and Bloomsbury Street. The trustees planned to demolish these houses and to build around the west, north and east sides of the museum new galleries that would completely fill the block on which the museum stands. The architect Sir John James Burnet was petitioned to put forward ambitious long-term plans to extend the building on all three sides. Most of the houses in Montague Place were knocked down a few years after the sale. Of this grand plan only the Edward VII galleries in the centre of the North Front were ever constructed, these were built 1906–14 to the design by J.J. Burnet, and opened by King George V and Queen Mary in 1914. They now house the museum's collections of Prints and Drawings and Oriental Antiquities. There was not enough money to put up more new buildings, and so the houses in the other streets are nearly all still standing.
The Duveen Gallery, sited to the west of the Egyptian, Greek & Assyrian sculpture galleries, was designed to house the Elgin Marbles by the American Beaux-Arts architect John Russell Pope. Although completed in 1938, it was hit by a bomb in 1940 and remained semi-derelict for 22 years, before reopening in 1962. Other areas damaged during World War II bombing included: in September 1940 two unexploded bombs hit the Edward VII galleries, the King's Library received a direct hit from a high explosive bomb, incendiaries fell on the dome of the Round Reading Room but did little damage; on the night of 10 to 11 May 1941 several incendiaries fell on the south-west corner of the museum, destroying the book stack and 150,000 books in the courtyard and the galleries around the top of the Great Staircase – this damage was not fully repaired until the early 1960s.
The Queen Elizabeth II Great Court is a covered square at the centre of the British Museum designed by the engineers Buro Happold and the architects Foster and Partners. The Great Court opened in December 2000 and is the largest covered square in Europe. The roof is a glass and steel construction, built by an Austrian steelwork company, with 1,656 uniquely shaped panes of glass. At the centre of the Great Court is the Reading Room vacated by the British Library, its functions now moved to St Pancras.
Today, the British Museum has grown to become one of the largest museums in the world, covering an area of over 92,000 m2 (990,000 sq. ft). In addition to 21,600 m2 (232,000 sq. ft) of on-site storage space, and 9,400 m2 (101,000 sq. ft) of external storage space. Altogether, the British Museum showcases on public display less than 1% of its entire collection, approximately 50,000 items.
There are nearly one hundred galleries open to the public, representing of exhibition space, although the less popular ones have restricted opening times. However, the lack of a large temporary exhibition space led to the £135 million World Conservation and Exhibitions Centre to provide one and to concentrate all the museum's conservation facilities into one centre. This project was announced in July 2007, with the architects Rogers Stirk Harbour and Partners. It was granted planning permission in December 2009 and was completed in time for the Viking exhibition in March 2014. In 2017, the World Conservation and Exhibitions Centre was shortlisted for the Stirling Prize for excellence in architecture.
Blythe House in West Kensington is used by the museum for off-site storage of small and medium-sized artefacts, and Franks House in East London is used for storage and work on the "Early Prehistory" – Palaeolithic and Mesolithic – and some other collections.
Departments
Department of Egypt and Sudan
The British Museum houses the world's largest and most comprehensive collection of Egyptian antiquities (with over 100,000 pieces) outside the Egyptian Museum in Cairo. A collection of immense importance for its range and quality, it includes objects of all periods from virtually every site of importance in Egypt and the Sudan. Together, they illustrate every aspect of the cultures of the Nile Valley (including Nubia), from the Predynastic Neolithic period (c. 10,000 BC) through Coptic (Christian) times (12th century AD), and up to the present day, a time-span over 11,000 years.
Egyptian antiquities have formed part of the British Museum collection ever since its foundation in 1753 after receiving 160 Egyptian objects from Sir Hans Sloane. After the defeat of the French forces under Napoleon at the Battle of the Nile in 1801, the Egyptian antiquities collected were confiscated by the British army and presented to the British Museum in 1803. These works, which included the famed Rosetta Stone, were the first important group of large sculptures to be acquired by the museum. Thereafter, the UK appointed Henry Salt as consul in Egypt who amassed a huge collection of antiquities, some of which were assembled and transported with great ingenuity by the famous Italian explorer Giovanni Belzoni. Most of the antiquities Salt collected were purchased by the British Museum and the Musée du Louvre.
By 1866 the collection consisted of some 10,000 objects. Antiquities from excavations started to come to the museum in the latter part of the 19th century as a result of the work of the Egypt Exploration Fund under the efforts of E.A. Wallis Budge. Over the years more than 11,000 objects came from this source, including pieces from Amarna, Bubastis and Deir el-Bahari. Other organisations and individuals also excavated and donated objects to the British Museum, including Flinders Petrie's Egypt Research Account and the British School of Archaeology in Egypt, as well as the University of Oxford Expedition to Kawa and Faras in Sudan.
Active support by the museum for excavations in Egypt continued to result in important acquisitions throughout the 20th century until changes in antiquities laws in Egypt led to the suspension of policies allowing finds to be exported, although divisions still continue in Sudan. The British Museum conducted its own excavations in Egypt where it received divisions of finds, including Asyut (1907), Mostagedda and Matmar (1920s), Ashmunein (1980s) and sites in Sudan such as Soba, Kawa and the Northern Dongola Reach (1990s). The size of the Egyptian collections now stand at over 110,000 objects.
In autumn 2001 the eight million objects forming the museum's permanent collection were further expanded by the addition of six million objects from the Wendorf Collection of Egyptian and Sudanese Prehistory. These were donated by Professor Fred Wendorf of Southern Methodist University in Texas, and comprise the entire collection of artefacts and environmental remains from his excavations at Prehistoric sites in the Sahara Desert between 1963 and 1997. Other fieldwork collections have recently come from Dietrich and Rosemarie Klemm (University of Munich) and William Adams (University of Kentucky).
The seven permanent Egyptian galleries at the British Museum, which include its largest exhibition space (Room 4, for monumental sculpture), can display only 4% of its Egyptian holdings. The second-floor galleries have a selection of the museum's collection of 140 mummies and coffins, the largest outside Cairo. A high proportion of the collection comes from tombs or contexts associated with the cult of the dead, and it is these pieces, in particular the mummies, that remain among the most eagerly sought-after exhibits by visitors to the museum.
Highlights of the collections include:
Predynastic and Early Dynastic period ()
Mummy of Ginger and five other individuals from Gebelein ()
Flint knife with an ivory handle (known as the Pit-Rivers Knife), Sheikh Hamada, Egypt ()
The Battlefield Palette and Hunters Palette, two cosmetic palettes with complex decorative schemes ()
Ivory statuette of a king, from the early temple at Abydos, Egypt ()
King Den's sandal label from Abydos, mid-1st Dynasty ()
Stela of King Peribsen, Abydos ()
Old Kingdom (2690–2181 BC)
Artefacts from the tomb of King Khasekhemwy from the 2nd Dynasty (2690 BC)
Granite statue of Ankhwa, the shipbuilder, Saqqara, Egypt, 3rd Dynasty (c. 2650 BC)
Several of the original casing stones from the Great Pyramid of Giza, one of the Seven Wonders of the Ancient World (c. 2570 BC)
Statue of Nenkheftka from Deshasha, 4th Dynasty (2500 BC)
Limestone false door of Ptahshepses, Saqqara (2440 BC)
Abusir Papyri, some of the oldest papyri from ancient Egypt, Abusir (2400 BC)
Wooden tomb statue of Tjeti, 5th to 6th Dynasty (c. 2345–2181 BC)
Middle Kingdom (2134–1690 BC)
Inner and outer coffin of Sebekhetepi, Beni Hasan (c. 2125–1795 BC)
Quartzite statue of Ankhrekhu, 12th Dynasty (1985–1795 BC)
Limestone stela of Heqaib, Abydos, Egypt, 12th Dynasty (1990–1750 BC)
Block statue and stela of Sahathor, 12th Dynasty, reign of Amenemhat II (1922–1878 BC)
Limestone statue and stelae from the offering chapel of Inyotef, Abydos, 12th Dynasty (c. 1920 BC)
Stela of Samontu, Abydos (1910 BC)
Reliefs from the tomb of Djehutyhotep, Deir-el-Bersha (1878–1855 BC)
Three Granite statues of Senwosret III, Deir el-Bahri (1850 BC)
Statue of Rehuankh, Abydos (1850–1830 BC)
Colossal head of Amenemhat III, Bubastis (1800 BC)
Stela of Nebipusenwosret, Abydos (1800 BC)
Second Intermediate Period (1650–1550 BC)
Coffin of King Nubkheperre Intef, Thebes (1570 BC)
The famous Rhind Mathematical Papyrus, an early example of Ancient Egyptian mathematics, Thebes (1550 BC)
New Kingdom (1549–1069 BC)
Schist head of Pharaoh Hatshepsut or her successor Tuthmosis III (1480 BC)
Statue of Senenmut with Princess Neferure on his lap, Karnak (1470 BC)
Block statue of Sennefer, Western Thebes (1430 BC)
Twenty Sekhmet statues from the Temple of Mut, Thebes (1400 BC)
Fragment of the beard of the Great Sphinx of Giza (14th century BC)
Pair of granite monumental lion statues from Soleb in Sudan, (1370 BC)
Hoard of silver bullion from El-Amarna (1352–1336 BC)
Colossal head from a statue of Amenhotep III (1350 BC)
Colossal limestone bust of Amenhotep III (1350 BC)
Amarna Tablets, 99 out of 382 tablets found, second largest collection in the world after the Vorderasiatisches Museum, Berlin (203 tablets) (1350 BC)
Stela of Horemheb from his tomb at Saqqara (1330 BC)
London Medical Papyrus with 61 medical and magical treatments (1300 BC)
Papyrus of Ani, one of the finest extant Book of the Dead from antiquity, Thebes (1275 BC)
List of the kings of Egypt from the Temple of Ramesses II (1250 BC)
Statue of Khaemwaset, son of Ramses II, Abydos (1250 BC)
The Great Harris Papyrus, the longest surviving papyrus from antiquity, Thebes (1200 BC)
D'Orbiney Papyrus with the Tale of Two Brothers (1200–1194 BC)
Seated statue of Seti II, Temple of Mut, Karnak (1200–1194 BC)
Face from the sarcophagus of Ramses VI, Valley of the Kings (1140 BC)
Book of the Dead of Nedjmet with painted offering-vignettes and columns of Hieroglyphic text, Deir el-Bahari (1070 BC)
Third Intermediate Period (1069–664 BC)
Greenfield papyrus, funerary papyrus of Princess Nesitanebetashru, daughter of Pinudjem II and Neskhons, and priestess of Amen-Ra at Thebes (950–930 BC)
Pair of gold bracelets that belonged to General Nemareth, son of Shoshenq I, Sais (940 BC)
Colossal column capital of Hathor from Bubastis, 22nd Dynasty (922–887 BC)
Statue of the Nile god Hapy, Karnak (c. 900 BC)
Mummy case and coffin of Nesperennub, Thebes (c. 800 BC)
Shabaka Stone from Memphis, Egypt, 25th Dynasty (c. 700 BC)
Coffin of king Menkaure, Giza (700–600 BC)
One of the three statues of Amun in the form of a ram protecting King Taharqo, Kawa (683 BC)
Inner and outer coffins of the priest Hor, Deir el-Bahari, Thebes, 25th Dynasty (c. 680 BC)
Granite statue of the Sphinx of Taharqo (680 BC)
Late Period (664–332 BC)
Saite Sarcophagus of Sasobek, the vizier (prime minister) of the northern part of Egypt in the reign of Psammetichus I (664–610 BC)
Sarcophagus lid of Sasobek (630 BC)
Bronze figure of Isis and Horus, North Saqqara, Egypt (600 BC)
Sarcophagus of Hapmen, Cairo, 26th Dynasty or later (600–300 BC)
Kneeling statue of Wahibre, from near Lake Mariout (530 BC)
Sarcophagus of Ankhnesneferibre (525 BC)
Torso of Nectanebo I (380–362 BC)
Obelisks and sarcophagus of Pharaoh Nectanebo II (360–343 BC)
Sarcophagus of Nectanebo II, Alexandria (360–343 BC)
Ptolemaic dynasty (305–30 BC)
The famous Rosetta Stone, trilingual stela that unlocked the ancient Egyptian hieroglyphics (196 BC)
Naos or temple shrine of Ptolemy VIII from Philae (150 BC)
Giant sculpture of a scarab beetle (32–30 BC)
Fragment of a basalt Egyptian-style statue of Ptolemy I Soter (305–283 BC)
Mummy of Hornedjitef (inner coffin), Thebes (3rd century BC)
Wall from a chapel of Queen Shanakdakhete, Meroë (c. 150 BC)
Shrine of Ptolemy VII, Philae (c. 150 BC)
Roman Period (30 BC – 641 AD)
Schist head of a young man, Alexandria (after 30 BC)
The Meriotic Hamadab Stela from the Kingdom of Kush found near the ancient site of Meroë in Sudan, 24 BC
Lid of the coffin of Soter and Cleopatra from Qurna, Thebes (early 2nd century AD)
Mummy of a youth with a portrait of the deceased, Hawara (100–200 AD)
Over 30 Fayum mummy portraits from Hawara and other sites in Fayum (40–250 AD)
Bronze lamp and patera from the X-group tombs, Qasr Ibrim (1st–6th centuries AD)
Coptic wall painting of the martyrdom of saints, Wadi Sarga (6th century AD)
Department of Greece and Rome
The British Museum has one of the world's largest and most comprehensive collections of antiquities from the Classical world, with over 100,000 objects. These mostly range in date from the beginning of the Greek Bronze Age (about 3200 BC) to the establishment of Christianity as the official religion of the Roman Empire, with the Edict of Milan under the reign of the Roman emperor Constantine I in 313 AD. Archaeology was in its infancy during the nineteenth century and many pioneering individuals began excavating sites across the Classical world, chief among them for the museum were Charles Newton, John Turtle Wood, Robert Murdoch Smith and Charles Fellows.
The Greek objects originate from across the Ancient Greek world, from the mainland of Greece and the Aegean Islands, to neighbouring lands in Asia Minor and Egypt in the eastern Mediterranean and as far as the western lands of Magna Graecia that include Sicily and southern Italy. The Cycladic, Minoan and Mycenaean cultures are represented, and the Greek collection includes important sculpture from the Parthenon in Athens, as well as elements of two of the Seven Wonders of the Ancient World, the Mausoleum at Halicarnassus and the Temple of Artemis at Ephesos.
Beginning from the early Bronze Age, the department also houses one of the widest-ranging collections of Italic and Etruscan antiquities outside Italy, as well as extensive groups of material from Cyprus and non-Greek colonies in Lycia and Caria on Asia Minor. There is some material from the Roman Republic, but the collection's strength is in its comprehensive array of objects from across the Roman Empire, with the exception of Britain (which is the mainstay of the Department of Prehistory and Europe).
The collections of ancient jewellery and bronzes, Greek vases (many from graves in southern Italy that were once part of Sir William Hamilton's and Chevalier Durand's collections), Roman glass including the famous Cameo glass Portland Vase, Roman gold glass (the second largest collection after the Vatican Museums), Roman mosaics from Carthage and Utica in North Africa that were excavated by Nathan Davis, and silver hoards from Roman Gaul (some of which were bequeathed by the philanthropist and museum trustee Richard Payne Knight), are particularly important. Cypriot antiquities are strong too and have benefited from the purchase of Sir Robert Hamilton Lang's collection as well as the bequest of Emma Turner in 1892, which funded many excavations on the island. Roman sculptures (many of which are copies of Greek originals) are particularly well represented by the Townley collection as well as residual sculptures from the famous Farnese collection.
Objects from the Department of Greece and Rome are located throughout the museum, although many of the architectural monuments are to be found on the ground floor, with connecting galleries from Gallery 5 to Gallery 23. On the upper floor, there are galleries devoted to smaller material from ancient Italy, Greece, Cyprus and the Roman Empire.
The current collection includes:
Temple of Hephaestus
Marble coffer frame and coffer from the colonnade, (449–415 BC)
Parthenon
The Parthenon Marbles (Elgin Marbles), (447–438 BC)
Propylaea
Capital and column drum, (437–432 BC)
Erechtheion
A surviving column and architectural fittings, (420–415 BC)
One of six remaining Caryatids, (415 BC)
Temple of Athena Nike
Surviving frieze slabs and capital, (427–424 BC)
Choragic Monument of Thrasyllos
Statue of Dionysos, (270 BC)
Tower of the Winds
Marble Corinthian capital, (50 BC)
Temple of Poseidon, Sounion
Fluted column base, (444–440 BC)
Temple of Nemesis, Rhamnus
Head from the statue of Nemesis, (430–420 BC)
Temple of Bassae
Twenty-three surviving blocks of the frieze from the interior of the temple, (420–400 BC)
Sanctuary of Apollo at Daphni
Fluted columns, column bases and ionic capitals, (399–301 BC)
Temple of Athena Polias, Priene
Sculptural coffers from the temple ceiling, (350–325 BC)
Ionic capitals, architraves and antae, (350–325 BC)
Marble torso of a charioteer, (320–300 BC)
Mausoleum at Halicarnassus
Two colossal free-standing figures identified as Maussollos and his wife Artemisia, ()
Part of an impressive horse from the chariot group adorning the summit of the Mausoleum, ()
The Amazonomachy frieze – A long section of relief frieze showing the battle between Greeks and Amazons, ()
Temple of Artemis in Ephesus
One of the sculptured column bases, (340–320 BC)
Part of the Ionic frieze situated above the colonnade, (330–300 BC)
Knidos in Asia Minor
Demeter of Knidos, (350 BC)
Lion of Knidos, (350–200 BC)
Xanthos in Asia Minor
Lion Tomb, (550–500 BC)
Harpy Tomb, (480–470 BC)
Nereid Monument, partial reconstruction of a large and elaborate Lykian tomb, (390–380 BC)
Tomb of Merehi, (390–350 BC)
Tomb of Payava, (375–350 BC)
Bilingual Decree of Pixodaros, (340 BC)
Temple of Zeus, Salamis in Cyprus
Marble capital with caryatid figure standing between winged bulls, (300–250 BC)
Wider collection
Prehistoric Greece and Italy (3300 BC – 8th century BC)
Over thirty Cycladic figures from islands in the Aegean Sea, many collected by James Theodore Bent, Greece, (3300–2000 BC)
A large Gaudo culture askos from Paestum, southern Italy, (2800–2400 BC)
Kythnos Hoard of wood working metal tools from the island of Naxos, Greece, (2700–2200 BC)
Two pottery kernos from Phylakopi in Melos, Greece (2300–2000 BC)
Material from the Palace of Knossos including a huge pottery storage jar, some donated by Sir Arthur Evans, Crete, Greece, (1900–1100 BC)
The Minoan gold treasure from Aegina, northern Aegean, Greece, (1850–1550 BC)
Artefacts from the Psychro Cave in Crete, including two serpentine libation tables, (1700–1450 BC)
Bronze Minoan Bull-leaper from Rethymnon, Crete, (1600–1450 BC)
Segments of the columns and architraves from the Treasury of Atreus, Peloponnese, Greece, (1350–1250 BC)
Ivory game board found at Enkomi, Cyprus, (12th century BC)
Nuragic hoard of bronze artefacts found at Santa Maria in Paulis, Cagliari, Sardinia, (1100–900 BC)
Elgin Amphora, highly decorated pottery vase attributed to the Dipylon Master, Athens, Greece, (8th century BC)
Votive offerings from the Sanctuary of Artemis Orthia at Sparta, (8th century BC)
Etruscan (8th century BC – 1st century BC)
Gold jewellery and other rich artefacts from the Castellani and Galeassi Tombs in Palestrina, central Italy, (8th–6th centuries BC)
Ornate gold fibula with granulated parade of animals from the Bernardini Tomb, Cerveteri, (675–650 BC)
Various objects including two small terracotta statues from the "Tomb of the five chairs" in Cerveteri (625–600 BC)
Gold libation bowl from Sant'Angelo Muxaro, Sicily, (600 BC)
Contents of the Isis tomb and François Tomb, Vulci, (570–560 BC)
Painted terracotta plaques (the so-called Boccanera Plaques) from a tomb in Cerveteri, (560–550 BC)
Decorated silver panels from Castel San Marino, near Perugia (540–520 BC)
Statuette of a bronze votive figure from Pizzidimonte, near Prato, Italy (500–480 BC)
Bronze helmet with inscription commemorating the Battle of Cumae, Olympia, Greece, (480 BC)
Bronze votive statuettes from the Lake of the Idols, Monte Falterona, (420–400 BC)
Part of a symposium set of bronze vessels from the tomb of Larth Metie, Bolsena, Italy, (400–300 BC)
Exquisite gold ear-ring with female head pendant, one of a pair from Perugia, (300–200 BC)
Oscan Tablet, one of the most important inscriptions in the Oscan language, (300–100 BC)
Hoard of gold jewellery from Sant'Eufemia Lamezia, southern Italy, (340–330 BC)
Latian bronze figure from the Sanctuary of Diana, Lake Nemi, Latium, (200–100 BC)
Sarcophagus of Seianti Hanunia Tlesnasa from Chiusi, (150–140 BC)
Ancient Greece (8th century BC – 4th century AD)
Orientalising gold jewellery from the Camirus cemetery in Rhodes, (700–600 BC)
Foot from the colossal Kouros of Apollo, Delos, (600–500 BC)
Group of life-size archaic statues from the Sacred Way at Didyma, western Turkey, (600–580 BC)
Bronze statuette of a rider and horse from Armento, southern Italy (550 BC)
Bronze head of an axe from San Sosti, southern Italy, (520 BC)
Statue of a nude standing youth from Marion, Cyprus, (520–510 BC)
Large terracotta sarcophagus and lid with painted scenes from Klazomenai, western Turkey, (510–480 BC)
Two bronze tablets in the Locrian Greek dialect from Galaxidi, central Greece, (500–475 BC)
Fragments from a large bronze equestrian statue of the Taranto Rider, southern Italy, (480–460 BC)
Chatsworth Apollo Head, Tamassos, Cyprus (460 BC)
Statue of recumbent bull from the Dipylon Cemetery, Athens (4th century BC)
Hoard of gold jewellery from Avola, Sicily, (370–300 BC)
Dedicatory Inscription by Alexander the Great from Priene in Turkey (330 BC)
Head from the colossal statue of the Asclepius of Milos, Greece, (325–300 BC)
Braganza Brooch, Ornamental gold fibula reflecting Celtic and Greek influences (3rd century BC)
Hoard of silver patera from Èze, southeastern France, (3rd century BC)
Gold tablet from an Orphic sanctuary in southern Italy (3rd–2nd centuries BC)
Marble relief of the Apotheosis of Homer from Bovillae, central Italy, (221–205 BC)
Bronze sculpture of a Greek poet known as the Arundel Head, western Turkey, (2nd–1st centuries BC)
Remains of the Scylla monument at Bargylia, south west Anatolia, Turkey, (200–150 BC)
Bronze head and hand of the statue of Aphrodite of Satala (1st century BC)
Bronze statuettes from Paramythia (2nd century AD)
Large statue of Europa sitting on the back of a bull from the amphitheatre at Gortyna, Crete, (100 BC)
Ancient Rome (1st century BC – 4th century AD)
Pair of engraved oval agate plaques depicting Livia as Diana and Octavian as Mercury, (Rome, 30–25 BC)
Guildford Puteal from Corinth, Greece (30–10 BC)
Bronze head of Augustus from Meroë in Sudan (27–25 BC)
Cameo glass Portland Vase, the most famous glass vessel from ancient Rome, (1–25 AD)
Silver Warren Cup with homoerotic scenes, found near Jerusalem, (5–15 AD)
Gladius of Mainz (or "Sword of Tiberius") and Blacas Cameo, depicting Roman emperors in triumph (15 AD)
Horse trappings in decorated silver-plated bronze from Xanten, Germany (1st century AD)
Pair of carved fluorite cups known as the Barber Cup and Crawford Cup (100 AD)
Athlete statue, "Vaison Diadumenos", from an ancient Roman city in southern France (118–138 AD)
A hoard of silver votive plaques dedicated to the Roman God Jupiter Dolichenus, discovered in Heddernheim, near Frankfurt, Germany, (1st–2nd centuries AD)
Discus-thrower (Discobolos) and Bronze Head of Hypnos from Civitella d'Arna, Italy, (1st–2nd centuries AD)
Part of a large wooden wheel for draining a copper mine in Huelva, southern Spain, (1st–2nd centuries AD)
Capitals from some of the pilasters of the Pantheon, Rome, (126 AD)
Colossal marble head of Faustina the Elder, wife of the Roman emperor Antoninus Pius from Sardis, western Turkey, (140 AD)
Marble throne from the prohedria of the Panathenaic Stadium, Athens, (140–143 AD)
Hoard of jewellery from a tomb in the vicinity of Miletopolis, Turkey, (175–180 AD)
Inscribed marble base of the Roman Consul Tiberius Claudius Candidus, unearthed in Tarragona, Spain (195–199 AD)
Jennings Dog, a statue of a Molossian guard dog, central Italy, (2nd century AD)
Segment of a decorated marble balustrade from the Colosseum, Rome, Italy, (2nd century AD)
Politarch inscription from the Vardar Gate, Thessaloniki, Greece, (2nd century AD)
Various silver treasures found at Arcisate, Beaurains, Boscoreale, Bursa, Chaourse, Caubiac, Chatuzange, Conimbriga, Mâcon and Revel-Tourdan (1st–3rd century AD)
Votive statue of Apollo of Cyrene, Libya (2nd century AD)
Uerdingen Hoard found near Düsseldorf in Germany (2nd–3rd centuries AD)
The collection encompasses architectural, sculptural and epigraphic items from many other sites across the classical world including Amathus, Atripalda, Aphrodisias, Delos, Iasos, Idalion, Lindus, Kalymnos, Kerch, Rhamnous, Salamis, Sestos, Sounion, Tomis and Thessaloniki.
Department of the Middle East
With a collection numbering some 330,000 works, the British Museum possesses the world's largest and most important collection of Mesopotamian antiquities outside Iraq. A collection of immense importance, the holdings of Assyrian sculpture, Babylonian and Sumerian antiquities are among the most comprehensive in the world with entire suites of rooms panelled in alabaster Assyrian palace reliefs from Nimrud, Nineveh and Khorsabad.
The collections represent the civilisations of the ancient Near East and its adjacent areas. These cover Mesopotamia, Persia, the Arabian Peninsula, Anatolia, the Caucasus, parts of Central Asia, Syria, the Holy Land and Phoenician settlements in the western Mediterranean from the prehistoric period and include objects from the 7th century.
The first significant addition of Mesopotamian objects was from the collection of Claudius James Rich in 1825. The collection was later dramatically enlarged by the excavations of A. H. Layard at the Assyrian sites of Nimrud and Nineveh between 1845 and 1851. At Nimrud, Layard discovered the North-West Palace of Ashurnasirpal II, as well as three other palaces and various temples. He later uncovered the Palace of Sennacherib at Nineveh with 'no less than seventy-one halls'. As a result, a large numbers of Lamassus, palace reliefs, stelae, including the Black Obelisk of Shalmaneser III, were brought to the British Museum.
Layard's work was continued by his assistant, Hormuzd Rassam and in 1852–1854 he went on to discover the North Palace of Ashurbanipal at Nineveh with many magnificent reliefs, including the famous Lion Hunt of Ashurbanipal and Lachish reliefs. He also discovered the Royal Library of Ashurbanipal, a large collection of cuneiform tablets of enormous importance that today number around 130,000 pieces. W. K. Loftus excavated in Nimrud between 1850 and 1855 and found a remarkable hoard of ivories in the Burnt Palace. Between 1878 and 1882 Rassam greatly improved the museum's holdings with exquisite objects including the Cyrus Cylinder from Babylon, the bronze gates from Balawat, important objects from Sippar, and a fine collection of Urartian bronzes from Toprakkale including a copper figurine of a winged, human-headed bull.
In the early 20th century excavations were carried out at Carchemish, Turkey by D. G. Hogarth and Leonard Woolley, the latter assisted by T. E. Lawrence. The Mesopotamian collections were greatly augmented by excavations in southern Iraq after the First World War. From Tell al-Ubaid came the bronze furnishings of a Sumerian temple, including life-sized lions and a panel featuring the lion-headed eagle Indugud found by H. R. Hall in 1919–24. Woolley went on to excavate Ur between 1922 and 1934, discovering the 'Royal Cemeteries' of the 3rd millennium BC. Some of the masterpieces include the 'Standard of Ur', the 'Ram in a Thicket', the 'Royal Game of Ur', and two bull-headed lyres. The department also has three diorite statues of the ruler Gudea from the ancient state of Lagash and a series of limestone kudurru or boundary stones from different locations across ancient Mesopotamia.
Although the collections centre on Mesopotamia, most of the surrounding areas are well represented. The Achaemenid collection was enhanced with the addition of the Oxus Treasure in 1897 and objects excavated by the German scholar Ernst Herzfeld and the Hungarian-British explorer Sir Aurel Stein. Reliefs and sculptures from the site of Persepolis were donated by Sir Gore Ouseley in 1825 and the 5th Earl of Aberdeen in 1861 and the museum received part of a pot-hoard of jewellery from Pasargadae as the division of finds in 1963 and part of the Ziwiye hoard in 1971. A large column base from the One Hundred Column Hall at Persepolis was acquired in exchange from the Oriental Institute, Chicago. Moreover, the museum has been able to acquire one of the greatest assemblages of Achaemenid silverware in the world. The later Sasanian Empire is also well represented by ornate silver plates and cups, many representing ruling monarchs hunting lions and deer. Phoenician antiquities come from across the region, but the Tharros collection from Sardinia, the hoard of 16 metal bowls and hundreds of ivories from Nimrud and the large number of Phoenician stelae from Carthage and Maghrawa are outstanding. The number of Phoenician inscriptions from sites across Cyprus is also considerable, and include artefacts found at the Kition necropolis (with the two Kition Tariffs having the longest Phoenician inscription discovered on the island), the Idalion temple site and two bilingual pedestals found at Tamassos. Another often overlooked highlight is Yemeni antiquities, the finest collection outside that country. Furthermore, the museum has a representative collection of Dilmun and Parthian material excavated from various burial mounds at the ancient sites of A'ali and Shakhura (that included a Roman ribbed glass bowl) in Bahrain.
From the modern state of Syria come almost forty funerary busts from Palmyra and a group of stone reliefs from the excavations of Max von Oppenheim at Tell Halaf that was purchased in 1920. More material followed from the excavations of Max Mallowan at Chagar Bazar and Tell Brak in 1935–1938 and from Woolley at Alalakh in the years just before and after the Second World War. Mallowan returned with his wife Agatha Christie to carry out further digs at Nimrud in the postwar period which secured many important artefacts for the museum. The collection of Palestinian material was strengthened by the work of Kathleen Kenyon at Tell es-Sultan (Jericho) in the 1950s and the acquisition in 1980 of around 17,000 objects found at Lachish by the Wellcome-Marston expedition of 1932–1938. Archaeological digs are still taking place where permitted in the Middle East, and, depending on the country, the museum continues to receive a share of the finds from sites such as Tell es Sa'idiyeh in Jordan.
The museum's collection of Islamic art, including archaeological material, numbers about 40,000 objects, one of the largest of its kind in the world. As such, it contains a broad range of pottery, paintings, tiles, metalwork, glass, seals, and inscriptions from across the Islamic world, from Spain in the west to India in the east. It is particularly famous for its collection of Iznik ceramics (the largest in the world), its large number of mosque lamps including one from the Dome of the Rock, mediaeval metalwork such as the Vaso Vescovali with its depictions of the Zodiac, a fine selection of astrolabes, and Mughal paintings and precious artwork including a large jade terrapin made for the emperor Jahangir. Thousands of objects were excavated after the war by professional archaeologists at Iranian sites such as Siraf by David Whitehouse and Alamut Castle by Peter Willey. The collection was augmented in 1983 by the Godman bequest of Iznik, Hispano-Moresque and early Iranian pottery. Artefacts from the Islamic world are on display in Gallery 34 of the museum.
A representative selection from the Department of Middle East, including the most important pieces, are on display in 13 galleries throughout the museum and total some 4,500 objects. A whole suite of rooms on the ground floor display the sculptured reliefs from the Assyrian palaces at Nineveh, Nimrud and Khorsabad, while 8 galleries on the upper floor hold smaller material from ancient sites across the Middle East. The remainder form the study collection which ranges in size from beads to large sculptures. They include approximately 130,000 cuneiform tablets from Mesopotamia.
Highlights of the collections include:
Nimrud:
Assyrian palace reliefs from:
The North-West Palace of Ashurnasirpal II, (883–859 BC)
Palace of Adad-nirari III, (811–783 BC)
The Sharrat-Niphi Temple, ()
Temple of Ninurta, ()
South-East Palace ('Burnt Palace'), (8th–7th century BC)
Central- Palace of Tiglath-Pileser III, (745–727 BC)
South-West Palace of Esarhaddon, (681–669 BC)
The Nabu Temple (Ezida), (c. 7th century BC)
Sculptures and inscriptions:
Pair of Human Headed Lamassu Lions, (883–859 BC)
Human Headed Lamassu Bull, sister piece in The Metropolitan Museum of Art, (883–859 BC)
Human Headed Lamassu Lion, sister piece in the Metropolitan Museum of Art, (883–859 BC)
Colossal Statue of a Lion, (883–859 BC)
Foundation tablet of Ashurnasirpal II from the Temple of Ishtar, (875–865 BC)
Rassam Obelisk of Ashurnasirpal II, (873–859 BC)
Stela and Statue of King Ashurnasirpal II, (883–859 BC)
The Black Obelisk of Shalmaneser III, (858–824 BC)
Stela of Shamshi-Adad V, (824–811 BC)
Rare Head of Human Headed 'Lamassu', recovered from the North-West Palace, (811–783 BC)
Pair of statues of attendant god dedicated to Nabu by Adad-Nirari III and Sammuramat, (810–800 BC)
Bilingual Assyrian lion weights with both cuneiform and Phoenician inscriptions, (800–700 BC)
Large sculpture of a male bearded head from a Lamassu with inscription dedicated to Esarhaddon, (670 BC)
Nineveh:
Assyrian palace reliefs and sculptures from:
South-West Palace of Sennacherib, (705–681 BC)
North-Palace of Ashurbanipal, (c. 645 BC), including the Lion Hunt of Ashurbanipal and Lachish relief
The famous Garden Party Relief, (645 BC)
Statue of a nude woman, (11th century BC)
Broken Obelisk of Ashur-bel-kala, the earliest known Assyrian obelisk, (11th century BC)
White Obelisk of Ashurnasirpal I, (1050–1031 BC)
Royal Library of Ashurbanipal:
A large collection of cuneiform tablets of enormous importance, approximately 22,000 inscribed clay tablets, (7th century BC)
The Flood Tablet, relating part of the famous Epic of Gilgamesh, (7th century BC)
Taylor Prism, hexagonal clay foundation record, (691 BC)
Rassam cylinder with ten faces, that describes the military campaigns of king Ashurbanipal, (643 BC)
Other Mesopotamian sites:
Khorsabad and Balawat:
Alabaster bas-reliefs from the Palace of Sargon II, (710–705 BC)
Pair of Human Headed Winged Lamassu Bulls, (710–705 BC)
The Balawat Gates of Shalmaneser III, (860 BC)
Ur:
The Standard of Ur with depictions of war and peace, (2600 BC)
Queen's Lyre and gold drinking cup from Queen Puabi's tomb, (2600 BC)
The Ram in a Thicket, one of pair, the other is in Philadelphia, (2600–2400 BC)
The Royal Game of Ur, an ancient game board, (2600–2400 BC)
Wider collection:
Plastered human skull from Jericho, a very early form of portraiture, Palestine, (7000–6000 BC)
Tell Brak Head, one of the oldest portrait busts from the Middle East, north east Syria, (3500–3300 BC)
Uruk Trough, one of the earliest surviving works of narrative relief sculpture from the Middle East, southern Iraq, (3300–3000 BC)
Pair of inscribed stone objects known as the Blau Monuments from Uruk, Iraq, (3100–2700 BC)
Hoard of Bronze Age gold jewellery found at the Canaanite site of Tell el-Ajjul in Gaza, (1750–1550 BC)
Statue of Idrimi from the ancient city of Alalakh, southern Turkey, (1600 BC)
Bronze bowl and ivory cosmetic box in the shape of a fish from Tell es-Sa'idiyeh, Jordan, (1250–1150 BC)
Group of 16 stone reliefs from the palace of King Kapara at Tell Halaf, northern Syria, (10th century BC)
Tablet of Shamash, depicting the sun-god Shamash, from Sippar, Iraq, (early 9th century BC)
Hittite lion head from the monument to King Katuwa at Carchemish, southern Turkey, (9th century BC)
Two large Assyrian stelae from Kurkh, southern Turkey, (850 BC)
Seated statue of Kidudu or guardian spirit from the Assyrian city of Assur under Shalmaneser III, Iraq, (835 BC)
Basalt bowl with engraved inscription in Hieroglyphic Luwian found at Babylon, southern Iraq, (8th century BC)
Babylonian Chronicles, series of tablets recording major events in Babylonian history, Babylon, Iraq, (8th–3rd centuries BC)
Shebna Inscription from Siloam near Jerusalem, (7th century BC)
Group of 4 bronze shields with inscription of king Rusa III from the temple of Khaldi at the Urartian fortress of Toprakkale, eastern Turkey, (650 BC)
East India House Inscription from Babylon, Iraq, (604–562 BC)
Lachish Letters, group of ostraka written in alphabetic Hebrew from Lachish, Israel, (586 BC)
Cylinder of Nabonidus, foundation cylinder of King Nabonidus, Sippar, Iraq, (555–540 BC)
The famous Oxus Treasure, the largest ancient Persian hoard of gold artefacts, (550–330 BC)
Jar of Xerxes I, alabaster alabastron with quadrilingual signature of Achaemenid ruler Xerxes I, found in the ruins of the Mausoleum of Halicarnassus, Turkey, (486–465 BC)
Idalion Bilingual, bilingual Cypriot-Phoenician inscription, key to the decipherment of the Cypriot syllabary, Idalion, Cyprus, (388 BC)
Punic-Libyan Inscription from the Mausoleum of Ateban, key to the decipherment of the Numidian language, Dougga, Tunisia, (146 BC)
Amran Tablets found near Sana'a, Yemen, (1st century BC)
One of the pottery storage jars containing the Dead Sea Scrolls found in a cave near Qumran, Jordan, (4 BC – 68 AD)
Two limestone ossuaries from caves in Jerusalem, (1st century AD)
Fragment of a carved basalt architrave depicting a lion's head from the Temple of Garni, Armenia, (1st century AD)
Group of boulders with Safaitic inscriptions from Jordan/Syria, one of which was donated by Gertrude Bell, (1st–2nd centuries AD)
Parthian dynasty gold belt-buckle with central repoussé figure of eagle with outstretched wings from Nihavand, Iran, (1st–3rd centuries AD)
Silver bowl from Khwarezm depicting a four-armed goddess seated on a lion, Kazakhstan, (658 AD)
One of the rare Hedwig glasses, originating from the Middle East or Norman Sicily, (10th–12th centuries AD)
Hoard of Seljuq artefacts from Hamadan including gold cup, silver gilt belt fittings and dress accessories, Iran, (11th–12th centuries)
Islamic brass ewers with engraved decoration and inlaid with silver and copper from Herat, Afghanistan and Mosul, Iraq (12th–13th centuries AD)
Department of Prints and Drawings
The Department of Prints and Drawings holds the national collection of Western prints and drawings. It ranks as one of the largest and best print room collections in existence alongside the Albertina in Vienna, the Paris collections and the Hermitage. The holdings are easily accessible to the general public in the Study Room, unlike many such collections. The department also has its own exhibition gallery in Room 90, where the displays and exhibitions change several times a year.
Since its foundation in 1808, the prints and drawings collection has grown to international renown as one of the richest and most representative collections in the world. There are approximately 50,000 drawings and over two million prints. The collection of drawings covers the period from the 14th century to the present, and includes many works of the highest quality by the leading artists of the European schools. The collection of prints covers the tradition of fine printmaking from its beginnings in the 15th century up to the present, with near complete holdings of most of the great names before the 19th century. Key benefactors to the department have been Clayton Mordaunt Cracherode, Richard Payne Knight, John Malcolm, Campbell Dodgson, César Mange de Hauke and Tomás Harris. Writer and author Louis Alexander Fagan, who worked in the department 1869–1894 made significant contributions to the department in form of his Handbook to the Department, as well as various other books about the museum in general.
There are groups of drawings by Leonardo da Vinci, Raphael, Michelangelo, (including his only surviving full-scale cartoon), Dürer (a collection of 138 drawings is one of the finest in existence), Peter Paul Rubens, Rembrandt, Claude and Watteau, and largely complete collections of the works of all the great printmakers including Dürer (99 engravings, 6 etchings and most of his 346 woodcuts), Rembrandt and Goya. More than 30,000 British drawings and watercolours include important examples of work by Hogarth, Sandby, Turner, Girtin, Constable, Cotman, Cox, Gillray, Rowlandson, Towne and Cruikshank, as well as all the great Victorians. The collection contains the unique set of watercolours by the pioneering colonist John White, the first British artist in America and first European to paint Native Americans. There are about a million British prints including more than 20,000 satires and outstanding collections of works by William Blake and Thomas Bewick.. The great eleven volume Catalogue of Political and Personal Satires Preserved in the Department of Prints and Drawings in the British Museum compiled between 1870 and 1954 is the definitive reference work for the study of British Satirical prints. Over 500,000 objects from the department are now on the online collection database, many with high-quality images. A 2011 donation of £1 million enabled the museum to acquire a complete set of Pablo Picasso's Vollard Suite.
Department of Britain, Europe and Prehistory
The Department of Britain, Europe and Prehistory is responsible for collections that cover a vast expanse of time and geography. It includes some of the earliest objects made by humans in east Africa over 2 million years ago, as well as Prehistoric and neolithic objects from other parts of the world; and the art and archaeology of Europe from the earliest times to the present day. Archeological excavation of prehistoric material took off and expanded considerably in the twentieth century and the department now has literally millions of objects from the Paleolithic and Mesolithic periods throughout the world, as well as from the Neolithic, Bronze Age and Iron Age in Europe. Stone Age material from Africa has been donated by famous archaeologists such as Louis and Mary Leakey, and Gertrude Caton–Thompson. Paleolithic objects from the Sturge, Christy and Lartet collections include some of the earliest works of art from Europe. Many Bronze Age objects from across Europe were added during the nineteenth century, often from large collections built up by excavators and scholars such as Greenwell in Britain, Tobin and Cooke in Ireland, Lukis and de la Grancière in Brittany, Worsaae in Denmark, Siret at El Argar in Spain, and Klemm and Edelmann in Germany. A representative selection of Iron Age artefacts from Hallstatt were acquired as a result of the Evans/Lubbock excavations and from Giubiasco in Ticino through the Swiss National Museum.
In addition, the British Museum's collections covering the period AD 300 to 1100 are among the largest and most comprehensive in the world, extending from Spain to the Black Sea and from North Africa to Scandinavia; a representative selection of these has recently been redisplayed in a newly refurbished gallery. Important collections include Latvian, Norwegian, Gotlandic and Merovingian material from Johann Karl Bähr, Alfred Heneage Cocks, Sir James Curle and Philippe Delamain respectively. However, the undoubted highlight from the early mediaeval period is the magnificent items from the Sutton Hoo royal grave, generously donated to the nation by the landowner Edith Pretty. The late mediaeval collection includes a large number of seal-dies from across Europe, the most famous of which include those from the Town of Boppard in Germany, Isabella of Hainault from her tomb in Notre Dame Cathedral, Paris, Inchaffray Abbey in Scotland and Robert Fitzwalter, one of the Barons who led the revolt against King John in England. There is also a large collection of medieval signet rings, prominent among them is the gold signet ring belonging to Jean III de Grailly who fought in the Hundred Years' War, as well as those of Mary, Queen of Scots and Richard I of England. Other groups of artefacts represented in the department include the national collection of (c.100) icon paintings, most of which originate from the Byzantine Empire and Russia, and over 40 mediaeval astrolabes from across Europe and the Middle East. The department also includes the national collection of horology with one of the most wide-ranging assemblage of clocks, watches and other timepieces in Europe, with masterpieces from every period in the development of time-keeping. Choice horological pieces came from the Morgan and Ilbert collections. The department is also responsible for the curation of Romano-British objects – the museum has by far the most extensive such collection in Britain and one of the most representative regional collections in Europe outside Italy. It is particularly famous for the large number of late Roman silver treasures, many of which were found in East Anglia, the most important of which is the Mildenhall Treasure. The museum purchased many Roman-British objects from the antiquarian Charles Roach Smith in 1856. These quickly formed the nucleus of the collection. The department also includes ethnographic material from across Europe including a collection of Bulgarian costumes and shadow puppets from Greece and Turkey. A particular highlight are the three Sámi drums from northern Sweden of which only about 70 are extant.
Objects from the Department of Britain, Europe and Prehistory are mostly found on the upper floor of the museum, with a suite of galleries numbered from 38 to 51. Most of the collection is stored in its archive facilities, where it is available for research and study.
Highlights of the collections include:
Stone Age (c. 3.4 million years BC – c. 2000 BC)
Palaeolithic material from across Africa, particularly Olduvai, Kalambo Falls, Olorgesailie and Cape Flats, (1.8 million BC onwards)
One of the 11 leaf-shaped points found near Volgu, Saône-et-Loire, France and estimated to be 16,000 years old
Ice Age art from France including the Wolverine pendant of Les Eyzies, Montastruc decorated stone and Baton fragment, (c. 12–11,000 BC)
Ice Age art from Britain including the decorated jaw from Kendrick and Robin Hood Cave Horse, (11,500–10,000 BC)
Rare mesolithic artefacts from the site of Star Carr in Yorkshire, northern England, (8770–8460 BC)
Terracotta figurine from Vinča, Serbia, (5200–4900 BC)
Callaïs bead jewellery from Lannec-er-Ro'h, intact schist bracelet from Le Lizo, Carnac and triangular pendant from Mané-er-Hroëk, Morbihan, Brittany, western France, (5000–4300 BC)
Polished jade axe produced in the Italian Alps and found in Canterbury, Kent, southeast England, (4500–4000 BC)
Section of the Sweet Track, an ancient timber causeway from the Somerset Levels, England, (3807/6 BC)
Small collection of Neolithic finds including a necklace of flat bone beads from Skara Brae, Orkneys, northern Scotland, (3180–2500 BC)
Representative sample of artefacts (sherds, vessels, etc.) from the megalithic site of Tarxien, Malta, (3150–2500 BC)
A number of carved stone balls from Scotland, Ireland and northern England, (3200–2500 BC)
The three Folkton Drums, made from chalk and found in Yorkshire, northern England, (2600–2100 BC)
Bronze Age ()
Jet beaded necklace from Melfort in Argyll, Scotland, ()
Gold lunula from Blessington, Ireland, one of twelve from Ireland, Wales and Cornwall, (2400–2000 BC)
Early Bronze Age hoards from Barnack, Driffield, Sewell and Snowshill in England, Arraiolos and Vendas Novas in Iberia and Auvernier, Biecz and Neunheilingen in central Europe (2280–1500 BC)
Mold cape, unique cape made of gold sheet from Mold, Wales (1900–1600 BC)
Contents of the Rillaton Barrow including a gold cup, and the related Ringlemere Cup, England, (1700–1500 BC)
Bronze Age hoards from Forró, Paks-Dunaföldvár, Szőny and Zsujta in Hungary, (1600–1000 BC)
Large ceremonial swords or dirks from Oxborough and Beaune, western Europe, (1450–1300 BC)
Eight bronze shields including those from Moel Hebog and Rhyd-y-gors, Wales and Athenry, County Galway, Ireland, (12th–10th centuries BC)
Gold hoards from Morvah and Towednack in Cornwall, Milton Keynes in Buckinghamshire and Mooghaun in Ireland, (1150–750 BC)
Gold bowl with intricate repoussé decoration from Leer, Lower Saxony, northern Germany, (1100–800 BC)
Dunaverney flesh-hook found near Ballymoney, Northern Ireland and part of the Dowris Hoard from County Offaly, Ireland, (1050–900 BC & 900–600 BC)
Late Bronze Age gold hoards from Abia de la Obispalía and Mérida, Spain and an intricate gold collar from Sintra, Portugal, (10th–8th centuries BC)
Shropshire bulla, gold pendant decorated with intricately carved geometric designs, (1000–750 BC)
Part of a copper alloy lur from Årslev on the island of Funen, Denmark, one of only about 40 extant and the Dunmanway Horn from County Cork, Ireland (900–750 BC)
Gold bowl with embossed ornament and fluted wire handle from Angyalföld, Budapest, Hungary, (800–600 BC)
Iron Age (c. 600 BC – )
Basse Yutz Flagons, a pair of bronze drinking vessels from Moselle, eastern France, (5th century BC)
Morel collection of La Tène material from eastern France, including the Somme-Bionne chariot burial and the Prunay Vase, (450-300BC)
Important finds from the River Thames including the Battersea, Chertsey and Wandsworth shields and Waterloo Helmet, as well as the Witham Shield from Lincolnshire, eastern England, (350–50 BC)
Bronze scabbard with La Tène engraved decoration, found at Lisnacrogher bog, County Antrim, Northern Ireland, (300–200 BC)
Pair of gold collars called the Orense Torcs from northwest Spain, (300–150 BC)
Arras culture items from chariot burials in the Lady's Barrow near Market Weighton and Wetwang Slack, Yorkshire, (300 BC – 100 BC)
Other gold neck collars including the Ipswich Hoard and the Sedgeford Torc, England, (200–50 BC)
Winchester Hoard of gold jewellery from southern England and the Great Torc from Snettisham in Norfolk, East Anglia, (100 BC)
Eight out of about thirty extant intact Celtic bronze mirrors with La Tène decoration including those from Aston, Chettle, Desborough, Holcombe and St Keverne in England, (100 BC – 100 AD)
Cordoba and Arcillera Treasures, two silver Celtic hoards from Spain, (100–20 BC)
Grave find of ornately decorated bronze bucket with human shaped handles, a pan, jug, three brooches and at least four pottery vessels from Aylesford, Kent, (75 BC – 25 BC)
Lindow Man found by accident in a peat bog in Cheshire, England, (1st century AD)
Stanwick Hoard of horse and chariot fittings and the Meyrick Helmet, northern England, (1st century AD)
La Tène silver hinged brooch from Székesfehérvár, Hungary, (1–100 AD)
Lochar Moss Torc and two pairs of massive bronze armlets from Muthill and Strathdon, Scotland, (50–200 AD)
Romano-British (43 AD – 410 AD)
Tombstone of Roman procurator Gaius Julius Alpinus Classicianus from London, (1st century)
Ribbed glass bowl found in a grave at Radnage, Buckinghamshire, (1st century)
Large milestone marker with inscription from the reign of the emperor Hadrian from Llanfairfechan, Gwynedd in North Wales, (120–121 AD)
Ribchester, Guisborough and Witcham helmets once worn by Roman cavalry in Britain, (1st–2nd centuries)
Elaborate gold bracelets and ring found near Rhayader, central Wales, (1st–2nd centuries)
Hoard of gold jewellery found at Dolaucothi mine in Carmarthenshire, Wales, (1st–2nd centuries)
Bronze heads of the Roman emperors Hadrian and Claudius, found in London and Suffolk, (1st–2nd centuries)
Vindolanda Tablets, important historical documents found near Hadrian's Wall in Northumberland, (1st–2nd centuries)
Head of Mercury from Roman-Celtic Temple at Uley, Gloucestershire and limestone head from Towcester, Northamptonshire (2nd–4th centuries)
Wall-paintings and sculptures from the Roman Villa at Lullingstone, Kent, south east England, 1st–4th centuries)
Capheaton and Backworth treasures, remnants of two important hoards from northern England, (2nd–3rd centuries)
Stony Stratford Hoard of copper headdresses, fibulae and silver votive plaques, central England, (3rd century)
Square silver dish from Mileham in Norfolk, (4th century)
Gold jewellery deposited at the site of Newgrange, Ireland, (4th century)
Thetford Hoard, late Roman jewellery from eastern England, (4th century)
Early Mediaeval ()
One of five Largitio silver dishes of the emperor Licinius found at Niš, Serbia and a hexagonal gold coin-set pendant of Constantine the Great, (Early 4th century AD)
Two wooden ship figureheads dredged from the River Scheldt at Moerzeke and Appels, Belgium, (4th–6th centuries)
Part of the Asyut, Domagnano, Artres, Sutri, Bergamo and Belluno Treasures, (4th–7th centuries)
Lycurgus Cup, a unique figurative glass cage cup, and the Byzantine Archangel ivory panel, (4th–6th centuries)
Three large Ogham stones from the Roofs More Rath, County Cork, Ireland, (5th–7th centuries)
The Sutton Hoo treasure, Taplow burial and Crundale grave objects with some of the greatest finds from the early Middle Ages in Europe, England, (6th–7th centuries)
One of the Burghead Bulls, Pictish stone relief from northeast Scotland, (7th–8th centuries)
Three Viking hoards from Norway known as the Lilleberge Viking Burial, Tromsø Burial and Villa Farm barrow burial in Vestnes and the Ardvouray, Ballaquayle, Cuerdale, Goldsborough and Vale of York hoards from Britain, (7th–10th centuries)
Irish reliquaries such as the Kells Crozier, Bell Shrine of St. Cuileáin and St Conall Cael's Shrine from Inishkeel, (7th–11th centuries)
Early Anglo Saxon Franks Casket, a unique ivory container from northern England, (8th century)
T-shaped Carolingian antler container with carved geometric interlace and zigzag decoration, found near Grüneck Castle, Ilanz, Switzerland, (8th–9th centuries)
A number of luxurious penannular brooches such as the Londesborough Brooch, Breadalbane Brooch and those from the Penrith Hoard, British Isles, (8th–9th centuries)
Three of the twenty extant Carolingian crystal intaglios including the Lothair Crystal, the Metz engraved gem with crucifixion and Saint-Denis Crystal, central Europe, (9th century)
Anglo-Saxon Fuller and Strickland Brooches with their complex, niello-inlaid design, England, (9th century)
Seax of Beagnoth, iron sword with long Anglo-Saxon Runic inscription, London, England, (10th century)
Mediaeval (c. 1000 AD – c. 1500 AD)
A number of mediaeval ivory panels including the Borradaile, Wernher and John Grandisson Triptychs, (10th–14th centuries)
Several elephant ivory horns including the Borradaile Horn, Clephane Horn and Savernake Horn, (11th–12th centuries)
The famous Lewis chessmen found in the Outer Hebrides, Scotland, (12th century)
Reliquary of St. Eustace from the treasury of Basel Munster, Switzerland and fragments of a rare Romanesque crucifix from South Cerney, England, (12th century)
Armenian stone-cross or Khachkar from the Noratus cemetery in Armenia, (1225 AD)
Items from the tomb of Henry VI, Holy Roman Emperor at Palermo Cathedral, Sicily, including his mitre, silk pall and shoe, (late 12th century)
The unique Warwick Castle Citole, an early form of guitar, central England, (1280–1330)
Set of 10 wooden door panels engraved with Christian scenes from the Hanging Church in Old Cairo, Egypt, (1300)
Asante Jug, mysteriously found at the Asante Court in the late 19th century, England, (1390–1400)
Holy Thorn Reliquary bequeathed by Ferdinand de Rothschild as part of the Waddesdon Bequest, Paris, France, (14th century)
Dunstable Swan Jewel, a gold and enamel brooch in the form of a swan, England, (14th century)
A silver astrolabe quadrant from Canterbury, southeastern England, (14th century)
Chalcis treasure of jewellery, dress accessories and silver plate from the island of Euboea, Greece, (14th–15th centuries)
Magnificent cups made from precious metal such as the Royal Gold Cup and the Lacock Cup, western Europe, (14th–15th centuries)
Complete church altar set from Medina de Pomar near Burgos, Spain (1455 AD)
Renaissance to Modern (c. 1500 AD – present)
Two luxurious silver brooches set with precious stones from Glen Lyon and Lochbuie, Scotland (early 16th century)
Intricately decorated parade shield made by Giorgio Ghisi from Mantua, Italy, (1554 AD)
The Armada Service, 26 silver dishes found in Devon, south west England, (late 16th to early 17th centuries)
Early Renaissance Lyte Jewel, presented to Thomas Lyte of Lytes Cary, Somerset by King James I of England, (1610)
Huguenot silver from the Peter Wilding bequest, England, (18th century)
Pair of so-called Cleopatra Vases from the Chelsea porcelain factory, London, England, (1763)
Jaspar ware vase known as the Pegasus Vase made by Josiah Wedgwood, England, (1786)
Two of Charles Darwin's chronometers used on the voyage of HMS Beagle, (1795–1805)
The Hull Grundy Gift of jewellery, Europe and North America, (19th century)
Oak clock with mother-of-pearl engraving designed by Charles Rennie Mackintosh, (1919)
Silver tea-infuser designed by Marianne Brandt from the Bauhaus art school, Germany, (1924)
The Rosetta Vase, earthenware pottery vase designed by the contemporary British artist Grayson Perry, (2011)
The many hoards of treasure include those of Esquiline, Carthage, First Cyprus, Hockwold, Hoxne, Lampsacus, Mildenhall, Vale of York and Water Newton, (4th–10th centuries AD)
Department of Asia
The scope of the Department of Asia is extremely broad; its collections of over 75,000 objects cover the material culture of the whole Asian continent (from East, South, Central and South-East Asia) and from the Neolithic up to the present day. Until recently, this department concentrated on collecting Oriental antiquities from urban or semi-urban societies across the Asian continent. Many of those objects were collected by colonial officers and explorers in former parts of the British Empire, especially the Indian subcontinent. Examples include the collections made by individuals such as James Wilkinson Breeks, Sir Alexander Cunningham, Sir Harold Deane, Sir Walter Elliot, James Prinsep, Charles Masson, Sir John Marshall and Charles Stuart. A large number of Chinese antiquities were purchased from the Anglo-Greek banker George Eumorfopoulos in the 1930s. The large collection of some 1800 Japanese prints and paintings owned by Arthur Morrison was acquired in the early twentieth century. In the second half of the twentieth century, the museum greatly benefited from the bequest of the philanthropist PT Brooke Sewell, which allowed the department to purchase many objects and fill in gaps in the collection.
In 2004, the ethnographic collections from Asia were transferred to the department. These reflect the diverse environment of the largest continent in the world and range from India to China, the Middle East to Japan. Much of the ethnographic material comes from objects originally owned by tribal cultures and hunter-gatherers, many of whose way of life has disappeared in the last century. Particularly valuable collections are from the Andaman and Nicobar Islands (much assembled by the British naval officer Maurice Portman), Sri Lanka (especially through the colonial administrator Hugh Nevill), Northern Thailand, south-west China, the Ainu of Hokaidu in Japan (chief among them the collection of the Scottish zoologist John Anderson), Siberia (with artefacts collected by the explorer Kate Marsden and Bassett Digby and is notable for its Sakha pieces, especially the ivory model of a summer festival at Yakutsk) and the islands of South-East Asia, especially Borneo. The latter benefited from the purchase in 1905 of the Sarawak collection put together by Dr Charles Hose, as well as from other colonial officers such as Edward A Jeffreys. In addition, a unique and valuable group of objects from Java, including shadow puppets and a gamelan musical set, was assembled by Sir Stamford Raffles.
The principal gallery devoted to Asian art in the museum is Gallery 33 with its comprehensive display of Chinese, Indian subcontinent and Southeast Asian objects. An adjacent gallery showcases the Amaravati sculptures and monuments. Other galleries on the upper floors are devoted to its Japanese, Korean, painting and calligraphy, and Chinese ceramics collections.
Highlights of the collections include:
The most comprehensive collection of sculpture from the Indian subcontinent in the world, including the celebrated Buddhist limestone reliefs from Amaravati excavated by Sir Walter Elliot
An outstanding collection of Chinese antiquities, paintings, and porcelain, lacquer, bronze, jade, and other applied arts
The Frau Olga-Julia Wegener Collection of 147 Chinese paintings from the Tang to the Qing dynasties.
The most comprehensive collection of Japanese pre-20th century art in the Western world, many of which originally belonged to the surgeon William Anderson and diplomat Ernest Mason Satow
East Asia
A large collection of Chinese ritual bronzes, including a wine vessel in the shape of two rams supporting a jar, (1500–200 BC)
Jade bi or disc with inscription from the Qianlong Emperor, (1500–1050 BC)
Group of Oracle bones that were used for divination from the Shang dynasty, China, (1200–1050 BC)
Intricately designed gold dagger handle from Eastern Zhou period, China, (6th–5th centuries BC)
Huixian Bronze Hu, an identical pair of bronze vessels from the Eastern Zhou period, China, (5th century BC)
Japanese antiquities from the Kofun period excavated by the pioneering archaeologist William Gowland, (3rd–6th centuries AD)
Three ornate bronze Dōtaku or bells from the Yayoi period, Japan, (200 BC – 200 AD)
Gilded and inscribed Han dynasty wine-cup made from lacquer and found in Pyongyang, Korea (4 AD)
Gandharan architectural wood carvings, furniture and dress accessories from Loulan, Xinjiang, (4th century AD)
The famous Admonitions Scroll by Chinese artist Gu Kaizhi, (344–406 AD)
The colossal Amitābha Buddha from Hancui, China, (585 AD)
A set of ceramic Tang dynasty tomb figures of Liu Tingxun, (c. 728 AD)
Silk Princess painting from Dandan-oilik Buddhist sanctuary in Khotan, Xinjiang, China, (7th–8th century AD)
Seated Luohan from Yixian, one from a set of eight surviving statues, China, (907–1125 AD)
Hoard of Tang dynasty silverware from Beihuangshan, Shaanxi, China, (9th–10th centuries AD)
Seventeen examples of extremely rare Ru ware, the largest collection in the West, (1100 AD)
A fine assemblage of Buddhist scroll paintings from Dunhuang, western China, collected by the British-Hungarian explorer Aurel Stein, (5th–11th centuries AD)
Pericival David collection of Chinese ceramics, (10th–18th centuries AD)
Ivory stand in the form of a seated lion, Chos-'khor-yan-rtse monastery in Tibet, (13th century AD)
Copy of a hanging scroll painting of Minamoto no Yoritomo, first Shogun of Japan, (14th century AD)
Handscroll silk painting called 'Fascination of Nature' by Xie Chufang depicting insects and plants, China, (1321 AD)
Ornate Sino-Tibetan figure of Buddha Sakyamuni made of gilded bronze, China, (1403–1424 AD)
Large Cloisonné jar with dragon made for the Ming dynasty Imperial Court, paired with another in the Rietberg Museum, Zürich, Beijing, China, (1426–35 AD)
Pair of ceramic Kakiemon elephants from Japan, (17th century AD)
Moon jar from the Joseon Dynasty collected by the potter Bernard Leach, Korea, (18th century AD)
Japanese prints including The Great Wave off Kanagawa, (1829–32 AD)
Illustrations for the Great Picture Book of Everything, rare album of drawings by the celebrated Japanese artist Hokusai, (1820–1840 AD)
South Asia
Excavated objects from the Indus Valley sites of Mohenjo-daro, and Harappa, Ancient India (now in Pakistan), (2500–2000 BC)
Hoard of Copper Hoard Culture celts, plaques and disc from Gungeria, Madhya Pradesh, India, (2000–1000 BC)
Assembly of prehistoric artefacts from the Nilgiri Hills in southern India, (10th century BC – 2nd century AD)
Hoard of Iron Age metal weapons excavated at the Wurreegaon barrow near Kamptee in Maharastra, India, (7th – 1st centuries BC)
Sandstone fragment of a Pillar of Ashoka with Brahmi inscription from Meerut, Uttar Pradesh, India, (238 BC)
The Kulu Vase found near a monastery in Himachal Pradesh, one of the earliest examples of figurative art from the sub-continent, northern India, (1st century BC)
Copper plate from Taxila, with important Kharoshthi inscription, Ancient India (now in Pakistan), (1st century BC – 1st century AD)
Indo-Scythian sandstone Mathura Lion Capital and Bracket figure from one of the gateways to the Great Stupa at Sanchi, central India, (1st century AD)
Bimaran Casket and Wardak Vase, reliquaries from ancient stupas in Afghanistan, (1st–2nd centuries AD)
Hoard of gold jewellery with precious stones found under the Enlightenment Throne at the Mahabodhi Temple, Bodh Gaya, eastern India, (2nd century AD)
Relic deposits from stupas at Ahin Posh, Ali Masjid, Gudivada, Manikyala, Sonala Pind, Sanchi and Taxila, (1st–3rd centuries AD)
Seated Hārītī and Buddha statues and other Gandhara sculptures from Kafir Kot, Jamal Garhi, Takht-i-Bahi and Yusufzai, Pakistan, (1st–3rd centuries AD)
Hephthalite silver bowl with hunting scenes from the Swat District, Pakistan, (460–479 AD)
Three sandstone carved sculptures of the Buddha in Gupta style from Sarnath, eastern India, (5th–6th centuries AD)
Aphsad inscription of Ādityasena with important record of the genealogy of the Later Gupta dynasty up to king Ādityasena, Ghosrawan, Bihar, India, (675 AD)
The Buddhapad Hoard of bronze images from southern India, (6th–8th centuries AD)
Small bronze figure of Buddha Shakyamuni, Bihar, eastern India, (7th century AD)
Stone statue of Buddha from the Sultanganj hoard, Bihar, eastern India, (7th–8th centuries AD)
Earliest known figure of the dancing four-armed god Shiva Nataraja, Pallava dynasty, southern India (800 AD)
Statue of Tara from Sri Lanka and the Thanjavur Shiva from Tamil Nadu, southern India, (8th century & 10th century AD)
Standing Pala statue of Buddha from Kurkihar, Bihar, India, (9th century AD)
Several wooden architectural panels from the Kashmir Smast caves, northern Pakistan, (9th–10th centuries AD)
Hoard of Buddhist terracotta sealings from the Pala period found at the Nālandā Monastery, Bihar, eastern India, (10th century AD)
Statue of the goddess Ambika found at Dhar in central India, (1034 AD)
Foundation inscription of the Ananta Vasudeva Temple in Bhubaneswar, Odisha, eastern India, (1278 AD)
Jade dragon cup that once belonged to Sultan Ulugh Beg from Samarkand, Uzbekistan, (1420–1449 AD)
Foundation inscription with Arabic inscription in Naskh script in the name of Sultan Yusufshah from Gauda, Bengal, eastern India, (1477 AD)
Large standing gilded copper figure of the Bodhisattva Avalokiteśvara, Nepal, (15th–16th centuries AD)
South-east Asia
Earthenware tazza from the Phùng Nguyên culture, northern Vietnam, (2000–1500 BC)
Pottery vessels and sherds from the ancient site of Ban Chiang, Thailand, (10th–1st centuries BC)
Bronze bell from Klang and iron socketed axe (tulang mawas) from Perak, western Malaysia, (200 BC–200 AD)
Group of six Buddhist clay votive plaques found in a cave in Patania, Penang, Malaysia, (6th–11th centuries AD)
The famous Sambas Treasure of buddhist gold and silver figures from west Borneo, Indonesia, (8th–9th centuries AD)
Three stone Buddha heads from the temple at Borobodur in Java, Indonesia, (9th century AD)
Granite Kinnari figure in the shape of a bird from Candi Prambanan in Java, Indonesia, (9th century AD)
Sandstone Champa figure of a rampant lion, Vietnam, (11th century AD)
Gilded bronze figure of Śiva holding a rosary, Cambodia, (11th century AD)
Stone figure representing the upper part of an eleven-headed Avalokiteśvara, Cambodia, (12th century AD)
Bronze figure of a seated Buddha from Bagan, Burma, (12th–13th centuries AD)
Hoard of Southern Song dynasty ceramic vessels excavated at Pinagbayanan, Taysan Municipality, Philippines, (12th–13th centuries AD)
Statue of the Goddess Mamaki from Candi Jago, eastern Java, Indonesia, (13th–14th centuries AD)
Glazed terracotta tiles from the Shwegugyi Temple erected by king Dhammazedi in Bago, Myanmar, (1476 AD)
Inscribed bronze figure of a Buddha from Fang District, part of a large SE Asian collection amassed by the Norwegian explorer Carl Bock, Thailand, (1540 AD)
Large impression of the Buddha's foot made of gilded stone (known as Shwesettaw Footprints) donated by Captain Frederick Marryat, from Ponoodang near Yangon, Myanmar, (18th–19th centuries AD)
Department of Africa, Oceania and the Americas
The British Museum houses one of the world's most comprehensive collections of Ethnographic material from Africa, Oceania and the Americas, representing the cultures of indigenous peoples throughout the world. Over 350,000 objects spanning thousands of years tells the history of mankind from three major continents and many rich and diverse cultures; the collecting of modern artefacts is ongoing. Many individuals have added to the department's collection over the years but those assembled by Henry Christy, Harry Beasley and William Oldman are outstanding.
Objects from this department are mostly on display in several galleries on the ground and lower floors. Gallery 24 displays ethnographic from every continent while adjacent galleries focus on North America and Mexico. A long suite of rooms (Gallery 25) on the lower floor display African art. There are plans in place to develop permanent galleries for showcasing art from Oceania and South America.
Africa
The Sainsbury African Galleries display 600 objects from the greatest permanent collection of African arts and culture in the world. The three permanent galleries provide a substantial exhibition space for the museum's African collection comprising over 200,000 objects. A curatorial scope that encompasses both archaeological and contemporary material, including both unique masterpieces of artistry and objects of everyday life. A great addition was material amassed by Sir Henry Wellcome, which was donated by the Wellcome Historical Medical Museum in 1954.
Highlights of the African collection include objects found at megalithic circles in The Gambia, a dozen exquisite Afro-Portuguese ivories, a series of soapstone figures from the Kissi people in Sierra Leone and Liberia, hoard of bronze Kru currency rings from the Sinoe River in Liberia, Asante goldwork and regalia from Ghana including the Bowdich collection, the rare Akan Drum from the same region in west Africa, pair of door panels and lintel from the palace at Ikere-Ekiti in Yorubaland, the Benin and Igbo-Ukwu bronze sculptures, the beautiful Bronze Head of Queen Idia, a magnificent brass head of a Yoruba ruler and quartz throne from Ife, a similar terracotta head from Iwinrin Grove near Ife, the Apapa Hoard from Lagos and other mediaeval bronze hoards from Allabia and the Forçados River in southern Nigeria.
Included is an Ikom monolith from Cross River State, several ancestral screens from the Kalabari tribe in the Niger Delta, the Torday collection of central African sculpture, textiles and weaponry from the Kuba Kingdom including three royal figures, the unique Luzira Head from Uganda, processional crosses and other ecclesiastical and royal material from Gondar and Magdala, Ethiopia following the British Expedition to Abyssinia, excavated objects from Great Zimbabwe (that includes a unique soapstone, anthropomorphic figure) and satellite towns such as Mutare including a large hoard of Iron Age soapstone figures, a rare divining bowl from the Venda peoples and cave paintings and petroglyphs from South Africa.
Oceania
The British Museum's Oceanic collections originate from the vast area of the Pacific Ocean, stretching from Papua New Guinea to Easter Island, from New Zealand to Hawaii. The three main anthropological groups represented in the collection are Polynesia, Melanesia and Micronesia – Aboriginal art from Australia is considered separately in its own right. Metal working was not indigenous to Oceania before Europeans arrived, so many of the artefacts from the collection are made from stone, shell, bone and bamboo. Prehistoric objects from the region include a bird-shaped pestle and a group of stone mortars from Papua New Guinea.
The British Museum is fortunate in having some of the earliest Oceanic and Pacific collections, many of which were put together by members of Cook's and Vancouver's expeditions or by colonial administrators and explorers such as Sir George Grey, Sir Frederick Broome, Joseph Bradshaw, Robert Christison, Gregory Mathews, Frederick Meinertzhagen, Thomas Mitchell and Arthur Gordon, before Western culture significantly impacted on indigenous cultures. The department has also benefited greatly from the legacy of pioneering anthropologists such as AC Haddon, Bronisław Malinowski and Katherine Routledge. An artefact is a wooden Aboriginal shield, probably dating from the late eighteenth century. There is some debate as to whether this shield was found at Botany Bay or, given the nature of the wood being red mangrove which grows abundantly only 500 km north of Botany Bay, possibly obtained through trade networks or at an entirely different location.
The Wilson cabinet of curiosities from Palau is an example of pre-contact ware. Another outstanding exemplar is the mourner's dress from Tahiti given to Cook on his second voyage, one of only ten in existence. In the collection is a large war canoe from the island of Vella Lavella in the Solomon Islands, one of the last ever to be built in the archipelago.
The Māori collection is the finest outside New Zealand with many intricately carved wooden and jade objects and the Aboriginal art collection is distinguished by its wide range of bark paintings, including two very early bark etchings collected by John Hunter Kerr. A particularly important group of objects was purchased from the London Missionary Society in 1911, that includes the unique statue of A'a from Rurutu Island, the rare idol from the isle of Mangareva and the Cook Islands deity figure. Other highlights include the huge Hawaiian statue of Kū-ka-ili-moku or god of war (one of three extant in the world) and the famous Easter Island statues Hoa Hakananai'a and Moai Hava.
Americas
The Americas collection mainly consists of 19th and 20th century items although the Paracas, Moche, Inca, Maya, Aztec, Taino and other early cultures are well represented. The Kayung totem pole, which was made in the late nineteenth century on Haida Gwaii, dominates the Great Court and provides a fitting introduction to this very wide-ranging collection that stretches from the very north of the North American continent where the Inuit population has lived for centuries, to the tip of South America where indigenous tribes have long thrived in Patagonia.
Highlights of the collection include Aboriginal Canadian and Native American objects from North America collected by the 5th Earl of Lonsdale, the Marquis of Lorne, the explorer David Haig-Thomas and Bryan Mullanphy, Mayor of St. Louis, the Squier and Davis collection of prehistoric mound relics from North America, two carved stone bowls in the form of a seated human figure made by ancient North West Coast peoples from British Columbia, the headdress of Chief Yellow Calf from the Arapaho tribe in Wyoming, a lidded rivercane basket from South Carolina and the earliest historic example of Cherokee basketry, a selection of pottery vessels found in prehistoric dwellings at Mesa Verde and Casas Grandes, one of the enigmatic crystal skulls of unknown origin, a collection of nine turquoise Aztec mosaics from Mexico (the largest in Europe), important artefacts from Teotihuacan and Isla de Sacrificios.
There are several rare pre-Columbian manuscripts including the Codex Zouche-Nuttall and Codex Waecker-Gotter and post-colonial ones such as the Codex Aubin and Codex Kingsborough, a spectacular series of Mayan lintels from Yaxchilan excavated by the British Mayanist Alfred Maudslay, a very high quality Mayan collection that includes sculptures from Copan, Tikal, Tulum, Pusilha, Naranjo and Nebaj (including the celebrated Fenton Vase), an ornate calcite vase with jaguar handles from the Ulua Valley in Honduras, the Lord Moyne collection from the Bay Islands, Honduras and Boyle collection from Nicarugua, over 20 stone metates with zoomorphic and anthropomorphic ornamentation from Costa Rica, a group of Zemi Figures from Vere, Jamaica, and wooden duhos from the Dominican Republic and The Bahamas.
There are a collection of Pre-Columbian human mummies from sites across South America including Ancon, Acari, Arica and Leyva, a number of prestigious pre-Columbian gold and votive objects from Colombia, three axe-shaped gold diadems found near Camaná from the Siguas culture in Peru, unique collection of Moche wooden figures and staffs from the Macabi islands off Peru, ethnographic objects from across the Amazon region including the Schomburgk and Maybury Lewis collections and part of the von Martius and von Spix collection, two rare Tiwanaku pottery vessels from Lake Titicaca and important items from Tierra del Fuego donated by Commander Phillip Parker King.
Department of Coins and Medals
The British Museum is home to one of the world's finest numismatic collections, comprising about a million objects, including coins, medals, tokens and paper money. The collection spans the entire history of coinage from its origins in the 7th century BC to the present day and is representative of both the East and West. The Department of Coins and Medals was created in 1861 and celebrated its 150th anniversary in 2011.
Department of Conservation and Scientific Research
This department was founded in 1920. Conservation has six specialist areas: ceramics & glass; metals; organic material (including textiles); stone, wall paintings and mosaics; Eastern pictorial art and Western pictorial art. The science department has and continues to develop techniques to date artefacts, analyse and identify the materials used in their manufacture, to identify the place an artefact originated and the techniques used in their creation. The department also publishes its findings and discoveries.
Libraries and archives
This department covers all levels of education, from casual visitors, schools, degree level and beyond. The museum's various libraries hold in excess of 350,000 books, journals and pamphlets covering all areas of the museum's collection. Also the general museum archives which date from its foundation in 1753 are overseen by this department; the individual departments have their own separate archives and libraries covering their various areas of responsibility, which can be consulted by the public on application. The Anthropology Library is especially large, with 120,000 volumes. However, the Paul Hamlyn Library, which had become the central reference library of the British Museum and the only library there freely open to the general public, closed permanently in August 2011. The website and online database of the collection also provide increasing amounts of information.
British Museum Press
The British Museum Press (BMP) is the publishing business and a division of the British Museum Company Ltd., a company and a charity (established in 1973) wholly owned by the trustees of the British Museum.
The BMP publishes both popular and scholarly illustrated books to accompany the exhibition programme and explore aspects of the general collection. Profits from their sales goes to support the British Museum.
Scholarly titles are published in the Research Publications series, all of which are peer-reviewed. This series was started in 1978 and was originally called Occasional Papers. The series is designed to disseminate research on items in the collection. Between six and eight titles are published each year in this series.
Controversies
Artefacts from other countries
It is a point of controversy whether museums should possess artefacts looted from other countries, and the British Museum is a notable target for criticism. The Elgin Marbles, Benin Bronzes, Ethiopian Tabots and the Rosetta Stone are among the most disputed objects in its collections, and organisations have been formed demanding the return of these artefacts to their native countries. The Parthenon Marbles (Elgin Marbles) claimed by Greece were also cited by UNESCO, among others, for restitution. From 1801 to 1812, Elgin's agents removed about half of the surviving sculptures from the Parthenon, as well as sculptures from the Propylaea and Erechtheum. The former director of the museum has stated, "We are indebted to Elgin for having rescued the Parthenon sculptures and others from the Acropolis from the destruction they were suffering, as well as from the damage that the Acropolis monuments, including the sculptures that he did not remove, have suffered since." The British Museum itself damaged some of the artefacts during restoration in the 1930s.
There is also controversy over artefacts taken during the destruction of the Old Summer Palace in Beijing by an Anglo-French expeditionary force during the Second Opium War in 1860, an event which drew a protest from Victor Hugo. The British Museum and the Victoria and Albert Museum, among others, have been asked since 2009 to open their archives for investigation by a team of Chinese investigators as a part of an international mission to document Chinese national treasures in foreign collections. In 2010 Neil MacGregor, the former Director of the British Museum, said he hoped that both British and Chinese investigators would work together on the controversial collection. In 2020 the museum appointed a curator to research the history of its collections, including disputed items.
The British Museum has stated that the "restitutionist premise, that whatever was made in a country must return to an original geographical site, would empty both the British Museum and the other great museums of the world". The museum has also argued that the British Museum Act of 1963 prevents any object from leaving its collection once it has entered it. "The Museum owns its collections, but its Trustees are not empowered to dispose of them". Nevertheless, it has returned items such as Tasmanian Aboriginal burial remains when this was consistent with legislation regarding the disposal of items in the collections.
In late 2022, the British Museum had entered into preliminary negotiations with the Greek government about the future of the Elgin marbles.
Disputed items in the collection
Elgin Marbles – claimed by Greece and backed by UNESCO among others for restitution
Benin Bronzes – claimed by Nigeria; the Nigerian government has passed a resolution demanding the return of all 700 bronze pieces. 30 pieces of the bronzes were sold by the British Museum privately from the 1950s until 1972, mostly back to the Nigerians.
Ethiopian Tabots, Pre-Axumite Civilisation Coins – claimed by Ethiopia
Four stolen drawings (Nazi plunder) – Compensation paid to Uri Peled for the amount of £175,000 by the British Museum
Achaemenid empire gold and silver artefacts from the Oxus Treasure – in 2007 the President of Tajikistan ordered experts to look into making a claim.
Rosetta Stone – claimed by Egypt
Dunhuang manuscripts, part of a cache of scrolls, manuscripts, paintings, scriptures, and relics from the Mogao Caves, including the Diamond Sutra – claimed by the People's Republic of China
Aboriginal shield – claimed by Aboriginal people of Australia.
Hoa Hakananai'a – claimed by Chile on behalf of Easter Island
Repatriation and reburial of human remains is a controversial issue, and the British Museum has issued a policy on the subject.
Welsh artefacts – claimed by Welsh people, particularly for the return of the Mold gold cape but also the Rhyd-y-gors Shield, Moel Hebog shield and Llanllyfni lunula.
Nazi-looted art
In 2002 the heirs of Dr. Arthur Feldmann, an art collector murdered in the Holocaust, requested that four old master drawings stolen by the Gestapo in 1939 be returned to the family. A UK High Court judge ruled in 2005 that it would be illegal for the British Museum to return artworks looted by the Nazis to a Jewish family, despite its willingness and moral obligation to do so.The law was changed in 2009, and again in 2022 giving museums additional powers to return looted art or provide compensation. The heirs of Dr Feldmann accepted a compensation payment for a looted drawing and stated that they were happy the drawing would remain in the British Museum collection.
According to the British Museum Spoliation report published by the Collections Trust in 2017, "Around 30% of some 21,350 continental and British drawings acquired since 1933 have an uncertain or incomplete provenance for the 1933–1945 period". The museum lists these works on its website and investigates claims for restitution.
BP sponsorship
In recent years there have been several protests against the British Museum's relationship with the oil company BP. In May 2016, the British Museum was temporarily closed after a Greenpeace protest. In February 2019, hundreds of people occupied the museum in protest against the BP sponsorship. In July 2019, Ahdaf Soueif resigned from the British Museum's board of trustees in protest against the sponsorship. In February 2020, 1,500 demonstrators, including British Museum staff, took part in a day of protest over the issue, occupying 11 of the museum's rooms. The PCS union said the museum had a duty to recognise the escalating climate crisis and cut its ties with BP. In reply the museum said: “We are aware of the comments from the PCS union and will continue to liaise with the British Museum PCS branch and our staff more generally.”
Chairman's Advisory Group
The Chairman's Advisory Group is an informal group of business leaders who provide advice to the chairman on various issues including the museum's relationship with the British government and policy on the museum's collections. Its existence was made public after a freedom of information request by a group campaigning against the museum's links with the fossil fuel industry. The museum has declined to name the members of the advisory group as they are acting in their personal capacity.
Thefts
Several incidents of theft from the museum have been recorded. During the 1970s, several historic coins and medals were stolen. In 1990 a 17th-century Japanese Kakiemon figure was stolen. In 1991 two Meiji figurines were taken from a basement and in a separate incident a fragment of a gold ring was taken from a store. In 1993 fifteen Roman coins and jewellery worth £250,000 were stolen. In 1996 a Japanese chest and two Persian books were stolen.
In July 2002 a marble head, valued at £50,000, was stolen from the Archaic Greek gallery. In 2004, 15 "historically important" Chinese artefacts, including jewels, ornate hairpins and fingernail guards were stolen. In 2017, it was revealed that a Cartier diamond had been missing since 2011.
In August 2023, a staff member was fired after it emerged that items including gold, jewellery and gems had been stolen over a "significant" period of time. The incident led to an investigation by the Metropolitan Police and an independent review by the museum. Some of the missing artefacts were later found to have been sold on eBay for considerably less than their estimated value. The museum had been warned of the thefts as early as 2021. The museum's director, Hartwig Fischer, announced that he would resign because the museum "did not respond as comprehensively as it should have" to the warnings of theft. The number of artefacts stolen was estimated to be at about 2,000; some of which were subsequently recovered. As a consequence of the thefts, the museum announced a five-year plan to digitise the complete collection and make it available to view on-line.
Copyright settlement
In August 2023, the British Museum reached a settlement with translator Yilin Wang over translations she had done of the poet Qiu Jin. The museum had used her work without credit or permission in their exhibit “China’s Hidden Century” which ran between May 2023 and October 2023.
Galleries
Building
Museum galleries
Department of Ancient Egypt and Sudan
Department of the Middle East
Department of Greece and Rome
Digital and online
The museum has a collaboration with the Google Cultural Institute to bring the collection online.
Exhibitions
Chronology of Temporary Exhibitions at the British Museum, by Joanna Bowring (British Museum Research Paper 189, 2012) lists all temporary exhibitions from 1838 to 2012.
Forgotten Empire Exhibition (October 2005 – January 2006)
From January to April 2012 the museum presented Hajj: Journey to the Heart of Islam, the first major exhibition on the topic of the Hajj, the pilgrimage that is one of the five pillars of Islam.
See also
2016–17 all-female UK terror plot – involved a plan to attack the British Museum
Notes
References
Further reading
Anderson, Robert (2005). The Great Court and the British Museum. London: The British Museum Press
Arrowsmith, Rupert Richard. Modernism and the Museum: Asian, African and Pacific Art and the London Avant Garde. Oxford University Press, 2011, pp. 103–164. .
Arrowsmith, Rupert Richard. "The Transcultural Roots of Modernism: Imagist Poetry, Japanese Visual Culture, and the Western Museum System" , Modernism/modernity Volume 18, Number 1, January 2011, pp. 27–42. .
Bowring, Joanna (2012). Chronology of Temporary Exhibitions at the British Museum London: British Museum Research Paper 189.
Caygill, Marjorie (2006). The British Museum: 250 Years. London: The British Museum Press
Caygill, Marjorie (2002). The Story of the British Museum. London: The British Museum Press
--do.-- (2009) Treasures of the British Museum London: The British Museum Press (1st ed. 1985; 2nd ed. 1992)
Cook, B. F. (2005). The Elgin Marbles. London: The British Museum Press
Esdaile, Arundell (1946) The British Museum Library: a Short History and Survey. London: Allen & Unwin
Jacobs, Norman (2010) Behind the Colonnade. Stroud: The History Press
Jenkins, Ian (2006). Greek Architecture and its Sculpture in The British Museum. London: The British Museum Press
Francis, Frank, ed. (1971) Treasures of the British Museum. London: Thames & Hudson (rev. ed., 1975)
Moser, Stephanie (2006). Wondrous Curiosities: Ancient Egypt at The British Museum. Chicago: The University of Chicago Press
Reade, Julian (2004). Assyrian Sculpture. London: The British Museum Press
Reeve, John (2003). The British Museum: Visitor's Guide. London: The British Museum Press
Wilson, David M. (2002). The British Museum: a history. London: The British Museum Press
External links
The British Museum from The Survey of London
British Museum elevation
Virtual tour of the British Museum provided by Google Arts & Culture
1753 establishments in England
Archaeological museums in London
Art museums and galleries in London
Asian art museums in the United Kingdom
Charities based in London
Cultural infrastructure completed in 1847
Cultural infrastructure completed in 2000
Egyptological collections in London
Exempt charities
History of museums
Georgian architecture in the London Borough of Camden
Grade I listed buildings in the London Borough of Camden
Grade I listed museum buildings
Greek Revival architecture in the United Kingdom
Horological museums in the United Kingdom
Mesoamerican art museums
Museums in the London Borough of Camden
Museums of ancient Greece in the United Kingdom
Museums of ancient Rome in the United Kingdom
Museums of Ancient Near East in the United Kingdom
Museums established in 1753
Museums sponsored by the Department for Digital, Culture, Media and Sport
Non-departmental public bodies of the United Kingdom government
Robert Smirke (architect) buildings
Neoclassical architecture in London
Buildings and structures in Bloomsbury
Foster and Partners buildings
Museum of the Year (UK) recipients |
4681 | https://en.wikipedia.org/wiki/Boxing%20Day | Boxing Day | Boxing Day is a holiday celebrated after Christmas Day, occurring on the second day of Christmastide (26 December). Though it originated as a holiday to give gifts to poor people, today, Boxing Day forms part of Christmas celebrations, with many people choosing to take advantage of Boxing Day sales. It originated in Great Britain and is celebrated in several countries that previously formed part of the British Empire. The attached bank holiday or public holiday may take place on 28 December if necessary to ensure it falls on a weekday. Boxing Day is also concurrent with the Christian festival Saint Stephen's Day.
In parts of Europe, such as several regions of Spain, the Czech Republic, Germany, Austria, Hungary, the Netherlands, Italy, Poland, Slovakia, Croatia, Denmark, Finland, Sweden, Belgium, Norway, and Ireland, 26 December is Saint Stephen's Day, which is considered the second day of Christmas.
Etymology
There are competing theories for the origins of the term, none of which is definitive.
The European tradition of giving money and other gifts to those in need, or in service positions, has been dated to the Middle Ages, but the exact origin is unknown; it may reference the alms box placed in the narthex of Christian churches to collect donations for the poor. The tradition may come from a custom in the late Roman/early Christian era wherein alms boxes placed in churches were used to collect special offerings tied to the Feast of Saint Stephen, which, in the Western Christian Churches, falls on the same day as Boxing Day, the second day of Christmastide. On this day, it is customary in some localities for the alms boxes to be opened and distributed to the poor.
The Oxford English Dictionary gives the earliest attestation from Britain in 1743, defining it as "the day after Christmas day", and saying "traditionally on this day tradespeople, employees, etc., would receive presents or gratuities (a "Christmas box") from their customers or employers."
The term "Christmas box" dates back to the 17th century, and among other things meant:
A present or gratuity given at Christmas: in Great Britain, usually confined to gratuities given to those who are supposed to have a vague claim upon the donor for services rendered to him as one of the general public by whom they are employed and paid, or as a customer of their legal employer; the undefined theory being that as they have done offices for this person, for which he has not directly paid them, some direct acknowledgement is becoming at Christmas.
In Britain, it was a custom for tradesmen to collect "Christmas boxes" of money or presents on the first weekday after Christmas as thanks for good service throughout the year. This is mentioned in Samuel Pepys' diary entry for 19 December 1663. This custom is linked to an older British tradition where the servants of the wealthy were allowed the next day to visit their families since they would have had to serve their masters on Christmas Day. The employers would give each servant a box to take home containing gifts, bonuses, and sometimes leftover food. Until the late 20th century, there continued to be a tradition among many in the UK to give a Christmas gift, usually cash, to vendors, although not on Boxing Day, as many would not work on that day.
In South Africa, vendors who normally have little interaction with those they serve are accustomed to knocking on the customers' doors to ask for a "Christmas box", being a small cash donation, in the weeks before or after Christmas. This practice has become controversial, and some municipalities ban staff from asking for Christmas boxes.
Date
Saint Stephen's Day, a religious holiday, also falls on 26th December.
In the UK, Boxing Day could not fall on a Sunday the 26th of December. Instead, Boxing Day would be celebrated on the Monday 27th of December and Sunday 26th of December would be called Christmas Sunday. This rule was independent of the rule of bank holidays being taken in lieu. The rule of no Boxing Day on a Sunday appeared to change (quietly) around the time that the Sunday Trading Act 1994 was enacted, the last Boxing Day to land on the 27th of December was in 1993.
Unlike the contemporary understanding of Boxing Day itself, the bank holiday or public holiday associated with the observance always falls on a weekday. Where 25 December falls on a Saturday and 26 December falls on a Sunday, the Christmas Day substitute holiday always takes place on Monday 27 December, while the Boxing Day substitute holiday always takes place on Tuesday 28 December. When Christmas Day is a Sunday, the Boxing Day holiday is still on the 26th, while Tuesday 27 December is the substitute holiday for Christmas Day.
Status by country
In Australia, Boxing Day is a public holiday in all jurisdictions except the state of South Australia, where a public holiday known as Proclamation Day is celebrated on the first weekday after Christmas Day or the Christmas Day holiday. Both the Boxing Day Test cricket match held at the Melbourne Cricket Ground and The Sydney to Hobart Yacht Race begin on Boxing Day.
In Canada, Boxing Day () is a federal statutory holiday. Government offices, banks, and postal services are closed. In Ontario, and other Canadian provinces, it is a provincial statutory holiday.
In Hong Kong, despite the transfer of sovereignty from the UK to China in 1997, Boxing Day is a general holiday as the first weekday after Christmas.
In Ireland, when the entire island was part of the United Kingdom, the Bank Holidays Act 1871 established the feast day of Saint Stephen as a non-moveable public holiday on 26 December. Following partition in 1920, Northern Ireland reverted to the British name, Boxing Day. In County Donegal, particularly in East Donegal and Inishowen, the day is also popularly known as Boxing Day.
In New Zealand, Boxing Day is a statutory holiday. On these holidays, people who must work receive times their salaries, and a day in lieu is provided to employees who work.
In Nigeria, Boxing Day is a public holiday for working people and students. When it falls on a Saturday or Sunday, there is always a holiday on Monday.
In Scotland, Boxing Day has been specified as an additional bank holiday since 1974, by royal proclamation under the Banking and Financial Dealings Act 1971.
In Singapore, Boxing Day was a public holiday for working people and students; when it fell on a Saturday or Sunday, there was a holiday on Monday. However, Boxing Day is no longer a public holiday.
In South Africa, 26 December is the Day of Goodwill, a public holiday.
In Trinidad and Tobago, Boxing Day is a public holiday.
In the UK outside Scotland, 26 December (unless it is a Sunday) has been a bank holiday since 1871. When 26 December falls on a Saturday, the associated public holiday is on the following Monday. When 26 December falls on a Sunday, the public holiday is the following Tuesday, Monday being the public holiday associated with Christmas Day. The same practice is observed in Canada.
In the British overseas territory of Bermuda, the costumed Gombey dancers perform throughout the mid-Atlantic island on Boxing Day, a tradition believed to date back to the 18th century when slaves were permitted to gather at Christmastime.
In Massachusetts, US, Governor William F. Weld declared in 1996 that every 26 December is Boxing Day, in response to the efforts of a coalition of British citizens to "transport the English tradition to the United States", but not an employee holiday.
Shopping
In the United Kingdom, Canada, Australia, New Zealand, and Trinidad and Tobago, Boxing Day is primarily known as a shopping holiday. Boxing Day sales are common and shops often allow dramatic price reductions. For many merchants, Boxing Day has become the day of the year with the greatest revenue. In the UK, it was estimated in 2009 that up to 12 million shoppers appeared at the sales (a rise of almost 20% compared to 2008, although this was also affected by the fact that the VAT was about to revert to 17.5% from 1 January, following the temporary reduction to 15%).
Many retailers open very early (typically 5 am or even earlier) and offer doorbuster deals and loss leaders to draw people to their stores. It is not uncommon for long queues to form early in the morning of 26 December, hours before the opening of shops holding the big sales, especially at big-box consumer electronics retailers. Many stores have a limited quantity of big draw or deeply discounted items. Because of the shoulder-to-shoulder crowds, many choose to stay at home and avoid the hectic shopping experience. Local media often covers the event, mentioning how early the shoppers began queuing up and showing videos of shoppers queuing and later leaving with their purchased items. Many retailers have implemented practices aimed at managing large numbers of shoppers. They may limit entrances, restrict the number of patrons in a store at a time, provide tickets to people at the head of the queue to guarantee them a hot ticket item, or canvass queued-up shoppers to inform them of inventory limitations.
In some areas of Canada, particularly in Atlantic Canada and parts of Northern Ontario, most retailers are prohibited from opening on Boxing Day, either by provincial law or by municipal bylaw, or by informal agreement among major retailers, to provide a day of relaxation following Christmas Day. In these areas, sales otherwise scheduled for 26 December are moved to the 27th. The city council of Greater Sudbury, Ontario, which was the largest city in Canada to maintain this restriction as of the early 2010s, formally repealed its store hours bylaw on 9 December 2014.
While Boxing Day is 26 December, many retailers run the sales for several days before or after 26 December, often up to New Year's Eve, branding it as "Boxing Week". Notably, in the recession of late 2008, a record number of retailers held early promotions due to a weak economy. In 2009, many retailers with both online and High Street stores launched their online sales on Christmas Eve and their High Street sales on Boxing Day.
Comparisons to Black Friday
In terms of seasonal or holiday shopping traditions, Boxing Day sales have been compared to the U.S. phenomenon of Black Friday sales Black Friday being the Friday following the American Thanksgiving holiday in late November. In the late 2000s, when the Canadian and United States dollars were near parity, Canadian retailers began to hold Black Friday promotions to attract consumers who would otherwise travel across the border to visit United States stores. This may have been a contributory factor, since 2013, in a relative decline of traditional Canadian Boxing Day sales, when compared to sales on Black Friday.
The traditional Boxing Day sales in the United Kingdom were never as large an event as the Black Friday sales are in the United States. However, many British retailers began to see an opportunity to import the Black Friday tradition into the UK, not to replace Boxing Day sales, but as an addition to their overall seasonal promotions. However, Black Friday and Boxing Day are close enough together that spending on one sale was likely to affect spending on the other. Ultimately, the result was a marked decline in traditional Boxing Day sales in the UK. The change was initially facilitated, although not necessarily by design, by the fact that many retailers had American ownership, such as Amazon. This phenomenon was furthered by a general decline in traditional high-street shopping, and a growing online marketplace, which is more internationalist by nature. This led, in 2015, to November retail sales in the UK overtaking sales in December for the first time. In 2019, a retail analysis firm estimated that there was a 9.8% drop in British store traffic on Boxing Day in comparison to 2018 (the largest year-over-year drop since 2010), citing several factors, such as the weather, the increased prominence of online shopping, uncertainties in the wake of the general election, and the growing prominence of Black Friday sales.
Boxing Day sales are not a prominent tradition in the United States, although many retailers often begin after-Christmas sales that day. It is typically the earliest starting day after Christmas for people to return unwanted gifts for exchanges or refunds, and to redeem gift cards.
Sport
In the United Kingdom, it is traditional for all top-tier football leagues in England, Scotland, and Northern Ireland – the Premier League, the Scottish Premiership, and the NIFL Premiership – and the lower ones, as well as the rugby leagues, to hold a full programme of football matches on Boxing Day. Originally, matches on Boxing Day were played against local rivals to avoid teams and their fans having to travel a long distance to an away game on the day after Christmas Day. Before the formation of leagues, several traditional rugby union fixtures took place on Boxing Day each year, notably Llanelli v London Welsh and Leicester v The Barbarians. The 2022 Premier League Boxing Day fixtures saw the return of domestic top flight football for the 2022–23 Premier League season, following the six-week break for to the 2022 FIFA World Cup.
In Italy, Boxing Day football was played for the first time in the 2018–19 Serie A season. The experiment was successful, with Italian stadiums 69% full on average – more than any other match day in December 2018.
In rugby league, festive fixtures were a staple of the traditional winter season. Since the transition to a summer season in the 1990s, no formal fixtures are now arranged on Boxing Day but some clubs, such as Wakefield Trinity, arrange a traditional local derby friendly fixture instead.
Since 1980, the Australian cricket team has traditionally opened an annual test match on Boxing Day at the Melbourne Cricket Ground. While several test matches had occasionally been held at the MCG around Boxing Day, it wasn't until 1980 that the concept was formalized by the Australian Cricket Board. The Sydney to Hobart Yacht Race is also traditionally held on Boxing Day.
In horse racing, there is the King George VI Chase at Kempton Park Racecourse in Surrey, England. It is the second most prestigious chase in Britain, after the Cheltenham Gold Cup. In addition to the prestigious race at Kempton, in Britain, it is usually the day with the highest number of racing meetings of the year, with eight in 2016, in addition to three more in Ireland. In Barbados, the final day of horse racing is held on Boxing Day at The Historic Garrison Savannah, a UNESCO world heritage site. This tradition has been going on for decades in this former British colony.
Boxing Day is one of the main days in the hunting calendar for hunts in the UK and US, with most hunts (both mounted foxhound or harrier packs and foot packs of beagles or bassets) holding meets, often in town or village centres.
Several ice hockey contests are associated with the day. The IIHF World Junior Championship typically begins on 26 December, while the Spengler Cup also begins on 23 December in Davos, Switzerland; the Spengler Cup competition includes HC Davos, Team Canada, and other top European Hockey teams. The National Hockey League traditionally had close to a full slate of games (10 were played in 2011), following the league-wide days off given for Christmas Eve and Christmas Day. However, the 2013 collective bargaining agreement (which followed a lock-out) extended the league mandate of Christmas Eve and Christmas Day off to include Boxing Day, except when it falls on a Saturday, in which case the league can choose to make 23 December a league-wide off day instead for that year.
In some African Commonwealth nations, particularly Ghana, Uganda, Malawi, Zambia, and Tanzania, professional boxing contests are held on Boxing Day. This practice has also been followed for decades in Guyana and Italy.
A notable tradition in Sweden is , which formerly marked the start of the bandy season and always draws large crowds. Games traditionally begin at 1:15 pm.
Boxing Day Tsunami
The 2004 Indian Ocean earthquake and tsunami occurred the day after Christmas, and therefore has been referred to as "the Boxing Day Tsunami".
See also
References
External links
The Origins of Boxing Day at Snopes
Christmastide
Christmas events and celebrations
December observances
Public holidays in Australia
Public holidays in Canada
Public holidays in New Zealand
Public holidays in the United Kingdom
Public holidays in Denmark
Public holidays in Sweden
Public holidays in Norway
Public holidays in Iceland
Public holidays in the Netherlands |
4687 | https://en.wikipedia.org/wiki/Balochistan%2C%20Pakistan | Balochistan, Pakistan | Balochistan (; ; , ) is a province of Pakistan. Located in the southwestern region of the country, Balochistan is the largest province of Pakistan by land area but is the least populated one. It is bordered by the Pakistani provinces of Khyber Pakhtunkhwa to the north-east, Punjab to the east and Sindh to the south-east; shares international borders with Iran to the west and Afghanistan to the north; and is bound by the Arabian Sea to the south. Balochistan is an extensive plateau of rough terrain divided into basins by ranges of sufficient heights and ruggedness. It has the world's largest deep sea port, the Port of Gwadar lying in the Arabian Sea.
Although it makes up about 44% of the land area of Pakistan, only 5% of it is arable and it is noted for an extremely dry desert climate. Despite this, agriculture and livestock make up about 47% of Balochistan's economy.
The name "Balochistan" means "the land of the Baloch". Largely underdeveloped, its economy is also dominated by natural resources, especially its natural gas fields. Aside from Quetta, the second-largest city of the province is Turbat in the south, while another area of major economic importance is the port city of Gwadar on the Arabian Sea, an emerging future business hub.
History
Early history
Balochistan occupies the very southeasternmost portion of the Iranian Plateau, the setting for the earliest known farming settlements in the pre-Indus Valley civilisation era, the earliest of which was Mehrgarh, dated at 7000 BCE, within the province. Balochistan marked the westernmost extent of civilisation. Centuries before the arrival of Islam in the seventh century, parts of Balochistan were ruled by the Paratarajas, an Indo-Scythian dynasty. At certain times, the Kushans also held political sway in parts of Balochistan.
The Hindu Sewa Dynasty ruled parts of Balochistan, chiefly Kalat. The Sibi Division, which was carved out of Quetta Division and Kalat Division in 1974, derives its name from Rani Sewi, the queen of the Sewa dynasty.
The remnants of the earliest people in Balochistan were the Brahui people, a Dravidian speaking people. The Brahuis retained the Dravidian language throughout the millennias.
Although during the Stone and Bronze Age and Alexander the Great's empire an indigenous population existed, the Baloch people themselves did not enter the region until the 14th century CE. A theory of the origin of the Baloch people, the largest ethnic group in the region, is that they are of Median descent.
Arrival of Islam
In 654, Abdulrehman ibn Samrah, governor of Sistan and the newly emerged Rashidun caliphate at the expense of Sassanid Persia and the Byzantine Empire, sent an Islamic army to crush a revolt in Zaranj, which is now in southern Afghanistan. After conquering Zaranj, a column of the army pushed north, conquering Kabul and Ghazni, in the Hindu Kush mountain range, while another column moved through Quetta District in north-western Balochistan and conquered the area up to the ancient cities of Dawar and Qandabil (Bolan). It is documented that the major settlements, falling within today's province, became in 654 controlled by the Rashidun caliphate, except for the well-defended mountain town of QaiQan which is now Kalat.
During the caliphate of Ali, a revolt broke out in southern Balochistan's Makran region. In 663, during the reign of Umayyad Caliph Muawiyah I, his Muslim rule lost control of north-eastern Balochistan and Kalat when Haris ibn Marah and a large part of his army died in battle against a revolt in Kalat.
Pre-modern era
In the 15th century, Mir Chakar Khan Rind became the first Sirdar of Afghan, Iranian and Pakistani Balochistan. He was a close aide of the Timurid ruler Humayun, and was succeeded by the Khanate of Kalat, which owed allegiance to the Mughal Empire. Later, Nader Shah won the allegiance of the rulers of eastern Balochistan. He ceded Kalhora, one of the Sindh territories of Sibi-Kachi, to the Khanate of Kalat. Ahmad Shah Durrani, founder of the Afghan Empire, also won the allegiance of that area's rulers, and many Baloch fought under him during the Third Battle of Panipat. Most of the area would eventually revert to local Baloch control after Afghan rule.
Colonial era
In 1876, northern Baluchistan became one of the Presidencies and provinces of British India in colonial India. During this time from the fall of the Durrani Empire in 1823, four princely states were recognised and reinforced in Balochistan: Makran, Kharan, Las Bela and Kalat. In 1876, Robert Sandeman negotiated the Treaty of Kalat, which brought the Khan's territories, including Kharan, Makran, and Las Bela, under British protection, even though they remained independent princely states. After the Second Afghan War was ended by the Treaty of Gandamak in May 1879, the Afghan Emir ceded the districts of Quetta, Pishin, Harnai, Sibi and Thal Chotiali to British control. On 1 April 1883, the British took control of the Bolan Pass, south-east of Quetta, from the Khan of Kalat. In 1887, small additional areas of Balochistan were declared British territory. In 1893, Sir Mortimer Durand negotiated an agreement with the Amir of Afghanistan, Abdur Rahman Khan, to fix the Durand Line running from Chitral to Balochistan as the boundary between the Emirate of Afghanistan and British-controlled areas. Two devastating earthquakes occurred in Balochistan during British colonial rule: the 1935 Quetta earthquake, which devastated Quetta, and the 1945 Balochistan earthquake with its epicentre in the Makran region. During the time of the Indian independence movement, "three pro-Congress parties were still active in Balochistan's politics apart from Balochistan's Muslim League", such as the Anjuman-i-Watan Baluchistan, which favoured a united India and opposed its partition.
After independence
In British-ruled Colonial India, Baluchistan contained a Chief Commissioner's province and princely states (including Kalat, Makran, Las Bela and Kharan) that became a part of Pakistan. The province's Shahi Jirga (the grand council of tribal elders) and the non-official members of the Quetta Municipality, according to the Pakistani narrative, agreed to join Pakistan unanimously on 29 June 1947; however, the Shahi Jirga was stripped of its members from the Kalat State prior to the vote. The then-president of the Baluchistan Muslim League, Qazi Muhammad Isa, informed Muhammad Ali Jinnah that "Shahi Jirga in no way represents the popular wishes of the masses" and that members of the Kalat State were "excluded from voting; only representatives from the British part of the province voted and the British part included the leased areas of Quetta, Nasirabad Tehsil, Nushki and Bolan Agency." Following the referendum, on 22 June 1947 the Khan of Kalat received a letter from members of the Shahi Jirga, as well as sardars from the leased areas of Baluchistan, stating that they, "as a part of the Baloch nation, were a part of the Kalat state too" and that if the question of Baluchistan's accession to Pakistan arise, "they should be deemed part of the Kalat state rather than (British) Balochistan". This has brought into question whether an actual vote took place. Political scientist Salman Rafi Sheikh, in locating the origins of the insurgency in Balochistan, says "that Balochistan's accession to Pakistan was, as against the officially projected narrative, not based upon consensus, nor was support for Pakistan overwhelming. What this manipulation indicates is that even before formally becoming a part of Pakistan, Balochistan had fallen a prey to political victimization."
Initially aspiring for independence, the Khan of Kalat finally acceded to Pakistan on 27 March 1948 after period of negotiations with Pakistan. The signing of the Instrument of Accession by Ahmad Yar Khan led his brother, Prince Abdul Karim, to revolt against his brother's decision due to their family rift. in July 1948. Princes Agha Abdul Karim Baloch and Muhammad Rahim refused to lay down arms, leading the Dosht-e Jhalawan in unconventional attacks on the army until 1950. The Prince indulged in Terror activities without any assistance from others. Jinnah and his successors allowed Yar Khan to retain his title until the province's dissolution in 1955.
Insurgencies by Baloch nationalists took place in 1948, 1958–59, 1962–63 and 1973–77, with a new ongoing insurgency by autonomy-seeking Baloch groups since 2003. While many Baloch support the demand for autonomy, the majority are not interested in seceding from Pakistan.
At a press conference on 8 June 2015 in Quetta, Balochistan's Home Minister Sarfraz Bugti accused India's prime minister Narendra Modi of openly supporting terrorism. Bugti implicated India's Research and Analysis Wing (RAW) of being responsible for recent attacks at military bases in Smangli and Khalid, and for subverting the China–Pakistan Economic Corridor (CPEC) agreement.
Gwadar, a region of Balochistan was a Colony of Oman for more than a century and in the 1960s, Pakistan took over the land. Many people in this region are therefore Omani.
Geography
Balochistan is situated in the southwest of Pakistan and covers an area of . It is Pakistan's largest province by area, constituting 44% of Pakistan's total landmass. The province is bordered by Afghanistan to the north and north-west, Iran to the south-west, Punjab and Sindh, and Khyber Pakhtunkhwa and the Federally Administered Tribal Areas to the north-east. To the south lies the Arabian Sea. Balochistan is located on the south-eastern part of the Iranian plateau. It borders the geopolitical regions of the Middle East and Southwest Asia, Central Asia and South Asia. Balochistan lies at the mouth of the Strait of Hormuz and provides the shortest route from seaports to Central Asia. Its geographical location has placed the otherwise desolate region in the scope of competing for global interests for all of recorded history.
The capital city Quetta is located in a densely populated portion of the Sulaiman Mountains in the northeast of the province. It is situated in a river valley near the Bolan Pass, which has been used as the route of choice from the coast to Central Asia, entering through Afghanistan's Kandahar region. The British and other historic empires have crossed the region to invade Afghanistan by this route.
Balochistan is rich in exhaustible and renewable resources; it is the second major supplier of natural gas in Pakistan. The province's renewable and human resource potential has not been systematically measured or exploited. Local inhabitants have chosen to live in towns and have relied on sustainable water sources for thousands of years.
Climate
The climate of the upper highlands is characterised by very cold winters and hot summers. In the lower highlands, winters vary from extremely cold in northern districts Ziarat, Quetta, Kalat, Muslim Baagh and Khanozai, where temperatures can drop to , to milder conditions closer to the Makran coast. Winters are mild on the plains, with temperatures never falling below freezing point. Summers are hot and dry, especially in the arid zones of Chagai and Kharan districts. The plains are also very hot in summer, with temperatures reaching . The record highest temperature, , was recorded in Sibi on 26 May 2010, exceeding the previous record, . Other hot areas include Turbat and Dalbandin. The desert climate is characterised by hot and very arid conditions. Occasionally, strong windstorms make these areas very inhospitable.
Government and politics
In common with the other provinces of Pakistan, Balochistan has a parliamentary form of government. The ceremonial head of the province is the Governor, who is appointed by the President of Pakistan on the advice of the provincial Chief Minister. The Chief Minister, the province's chief executive, is normally the leader of the largest political party or alliance of parties in the provincial assembly.
The unicameral Provincial Assembly of Balochistan comprises 65 seats of which 11 are reserved for women and 3 reserved for non-Muslims. The judicial branch of government is carried out by the Balochistan High Court, which is based in Quetta and headed by a Chief Justice.
Besides dominant Pakistan-wide political parties (such as the Pakistan Tehreek-e-Insaf, Pakistan Muslim League (N) and the Pakistan Peoples Party), Balochistan nationalist parties (such as the National Party and the Balochistan National Party (Mengal)) have been prominent in the province.
Administrative divisions
For administrative purposes, the province is divided into seven divisions: Kalat, Makran, Nasirabad, Quetta, Sibi, Zhob and Rakhshan. This divisional level was abolished in 2000, but restored after the 2008 election. Each division is under an appointed commissioner. The seven divisions are further subdivided into 36 districts:
As of June 2021, there are eight divisions. The eighth division, Loralai Division was created by bifurcating Zhob Division.
Demographics
Balochistan's population density is low due to the mountainous terrain and scarcity of water. In March 2012, preliminary census figures showed that the population of Balochistan, not including the districts of Khuzdar, Kech and Panjgur, had reached 13,162,222, an increase of 139.3% from 5,501,164 in 1998. The population constituted 6.85% of Pakistan's total population. This was the largest increase in population in any province of Pakistan during that time period, almost thrice the national increase of 46.9%. Official estimates of Balochistan's population grew from approximately 7.45 million in 2003 to 7.8 million in 2005. The 2017 Census enumerated a population of 12,344,408.
Languages and ethnicities
According to the preliminary results of the 2017 census, the languages with the most native speakers in the province are Balochi, spoken by 35.49% of the population, and Pashto, whose share at 35.34% is a marked increase on the 1998 census, when it stood at 29.6%. The Pasthuns mainly inhabit the north of Balochistan and form the majority in Quetta. Baloch on the other hand are found throughout Balochistan, but most highly concentrated in the west and south of the province. Brahui is spoken by 17.12% mainly in the central part of Balochistan. Other languages include Sindhi (%), Saraiki (%), Punjabi (%), and Urdu (%).
Balochi forms the majority in 21 districts and Pashto forms majority in 9 districts of Balochistan. Brahui has majority in 4 districts. In the Lasbela, Hub districts and in Kachhi plain region a large minority of the population speaks Lasi and Siraiki, which are dialects of Sindhi.
According to the Ethnologue, households speaking Balochi, whose primary dialect is Makrani constitutes 13%, Rukhshani 10%, Sulemani 7%, and Khetrani 3% of the population. Other languages spoken are Lasi, Urdu, Punjabi, Hazargi, Sindhi, Saraiki, Dehvari, Dari, Tajik, Hindko, Uzbek, and Hindki.
The 2005 census concerning Afghans in Pakistan showed that a total of 769,268 Afghan refugees were temporarily staying in Balochistan. However, there are probably fewer Afghans living in Balochistan today as many refugees repatriated in 2013. As of 2015, there are only 327,778 registered Afghan refugees according to the UNHCR.
Religion
According to the 2017 Census, nearly all of the population of Balochistan were Muslims. There were also Hindu and Christian minorities in the province. The Hindu population in the province was approximately 49,133 (including the Scheduled Castes). The Shri Hinglaj Mata mandir which is the largest Hindu pilgrimage centre in Pakistan is situated in Balochistan. There was also a Christian minority of 26,462 individuals in the province.
Education
The literacy rate of the province in 2017 was 43.6%, an increase from 24.8% in 1998.
Medical colleges
Bolan University of Medical & Health Sciences
Makran Medical College, Turbat
Engineering universities
Balochistan University of Engineering and Technology, Khuzdar
Balochistan University of Information Technology, Engineering and Management Sciences, Quetta
General universities
University of Balochistan, Quetta
Al-Hamd Islamic University, Quetta
Sardar Bahadur Khan Women's University, Quetta
Lasbela University of Agriculture, Water and Marine Sciences, Lasbela
University of Turbat, Turbat
University of Loralai, Loralai
University of Gwadar, Gwadar
Economy
The economy of Balochistan is largely based upon agriculture, livestock, fisheries, production of natural gas, coal and other minerals.
Though agriculture and livestock play a dominant role in the provincial economy by contributing 47% of its GDP, it faced intense damages due to the 2022 Pakistan floods. The floods killed around 500,000 of Balochistan's livestock and damaged cultivation and agricultural output in 32 out of 35 districts of the province. The Lasbela district was the worst hit as the floods washed away fourt-fifth's of the homes, crops and livestock. Due to the floods and severe drought conditions, the province faces food insecurity and is 85% dependent on the Sindh and Punjab provinces for the supply of wheat.
Furthermore, with the exception of Quetta, Balochistan has been called a "neglected province where a majority of population lacks amenities". Although the province is rich in natural resources capable of uplifting its economy, most of them have not been fully utilised for the welfare of the population and are yet to be explored or developed.
Since the mid-1970s the province's contribution to Pakistan's GDP has dropped from 4.9 to 3.7%, and as of 2007 it had the highest poverty rate and infant and maternal mortality rate, and the lowest literacy rate in comparison to other provinces, factors some allege have contributed to the insurgency. However, in seventh NFC awards, Punjab province and Federal contributed to increase Baluchistan share more than its entitled population based share. In Balochistan poverty is increasing. In 2001–2002 poverty incidences were at 48% and by 2005–2006 these were at 50.9%. According to a report on Dawn, the rate of multidimensional poverty in Balochistan had risen to 71% by 2016.
Several major development projects, including the construction of a new deep sea port at the strategically important town of Gwadar, are in progress in Balochistan. The port is projected to be the hub of an energy and trade corridor to and from China, Middle East and the Central Asian republics. The Mirani Dam on the Dasht River, west of Turbat in the Makran Division, is being built to provide water to expand agricultural land use by where it would otherwise be unsustainable. In the district Lasbela, there is an oil refinery owned by Byco International Incorporated (BII), which is capable of processing 120,000 barrels of oil per day. A power station is located adjacent to the refinery. Several cement plants and a marble factory are also located there. One of the world's largest ship breaking yards is located on the coast.
Natural resource extraction
Balochistan's share of Pakistan's national income has historically ranged between 3.7% to 4.9%. Since 1972, Balochistan's gross income has grown in size by 2.7 times. Outside Quetta, the resource extraction infrastructure of the province is gradually developing but still lags far behind other parts of Pakistan.
The agreements for royalty rights and ownership of mineral rights were reached during a period of unprecedented natural disasters, economic, social, political, and cultural unrest in Pakistan. The negotiations were widely considered to be insufficiently transparent.
Culture
Tourism
Places of interest
Following is a list of a few tourist attractions and places of interest in Balochistan:
Astola Island
Bolan Pass
Dureji
Gadani Beach
Gadani Ship Breaking Yard
Gwadar
Hanna Lake
Hazarganji-Chiltan National Park, near Quetta.
Hinglaj Mata Temples
Hingol National Park
Hub Dam
Jiwani Coastal Wetland
Khuzdar
Kund Malir
Makran Coastal Highway
Mehrgarh
Moola Chotok
Pir Ghaib Waterfall, Balochistan
Quaid-e-Azam Residency
Quetta
The princess of hope, Balochistan
Urak Valley
Zhob
Ziarat Juniper Forest
Ziarat
Villages
Kappar
Lahor
See also
Balochistan (geographic region)
Balochistan, Afghanistan
Balochistan, Iran
Goth Gorshani
List of cities in Balochistan, Pakistan by population
List of cultural heritage sites in Balochistan, Pakistan
Insurgency in Balochistan
Randghar China
References
Further reading
Philippe Fabry, Balouchistan, le désert insoumis, Paris, Nathan Image, 1991, 136 p.,
External links
Sibi District;
Guide to Balochistan
Balochistan Archives—Preserving our Past
1970 establishments in Pakistan
Provinces of Pakistan
States and territories established in 1970 |
4688 | https://en.wikipedia.org/wiki/William%20M.%20Tweed | William M. Tweed | William Magear Tweed (April 3, 1823 – April 12, 1878), often erroneously referred to as William "Marcy" Tweed (see below), and widely known as "Boss" Tweed, was an American politician most notable for being the political boss of Tammany Hall, the Democratic Party's political machine that played a major role in the politics of 19th-century New York City and state.
At the height of his influence, Tweed was the third-largest landowner in New York City, a director of the Erie Railroad, a director of the Tenth National Bank, a director of the New-York Printing Company, the proprietor of the Metropolitan Hotel, a significant stockholder in iron mines and gas companies, a board member of the Harlem Gas Light Company, a board member of the Third Avenue Railway Company, a board member of the Brooklyn Bridge Company, and the president of the Guardian Savings Bank.
Tweed was elected to the United States House of Representatives in 1852 and the New York County Board of Supervisors in 1858, the year that he became the head of the Tammany Hall political machine. He was also elected to the New York State Senate in 1867. However, Tweed's greatest influence came from being an appointed member of a number of boards and commissions, his control over political patronage in New York City through Tammany, and his ability to ensure the loyalty of voters through jobs he could create and dispense on city-related projects.
Tweed was convicted for stealing an amount estimated by an aldermen's committee in 1877 at between $25 million and $45 million from New York City taxpayers from political corruption, but later estimates ranged as high as $200 million. Unable to make bail, he escaped from jail once but was returned to custody. He died in the Ludlow Street Jail.
Early life and education
Tweed was born April 3, 1823, at 1 Cherry Street, on the Lower East Side of Manhattan. The son of a third-generation Scottish chair-maker, Tweed grew up on Cherry Street. His grandfather arrived in the United States from a town near the River Tweed close to Edinburgh. Tweed's religious affiliation was not widely known in his lifetime, but at the time of his funeral The New York Times, quoting a family friend, reported that his parents had been Quakers and "members of the old Rose Street Meeting house". At the age of 11, he left school to learn his father's trade, and then became an apprentice to a saddler. He also studied to be a bookkeeper and worked as a brushmaker for a company he had invested in, before eventually joining in the family business in 1852. On September 29, 1844, he married Mary Jane C. Skaden and lived with her family on Madison Street for two years.
Early career
Tweed became a member of the Odd Fellows and the Masons, and joined a volunteer fire company, Engine No. 12. In 1848, at the invitation of state assemblyman John J. Reilly, he and some friends organized the Americus Fire Company No. 6, also known as the "Big Six", as a volunteer fire company, which took as its symbol a snarling red Bengal tiger from a French lithograph, a symbol which remained associated with Tweed and Tammany Hall for many years. At the time, volunteer fire companies competed vigorously with each other; some were connected with street gangs and had strong ethnic ties to various immigrant communities. The competition could become so fierce, that burning buildings would sometimes be ignored as the fire companies fought each other. Tweed became known for his ax-wielding violence, and was soon elected the Big Six foreman. Pressure from Alfred Carlson, the chief engineer, got him thrown out of the crew. However, fire companies were also recruiting grounds for political parties at the time, thus Tweed's exploits came to the attention of the Democratic politicians who ran the Seventh Ward. The Seventh Ward put him up for Alderman in 1850, when Tweed was 26. He lost that election to the Whig candidate Morgan Morgans, but ran again the next year and won, garnering his first political position. Tweed then became associated with the "Forty Thieves", the group of aldermen and assistant aldermen who, up to that point, were known as some of the most corrupt politicians in the city's history.
Tweed was elected to the United States House of Representatives in 1852, but his two-year term was undistinguished. In an attempt by Republican reformers in Albany, the state capital, to control the Democratic-dominated New York City government, the power of the New York County Board of Supervisors was beefed up. The board had 12 members, six appointed by the mayor and six elected, and in 1858 Tweed was appointed to the board, which became his first vehicle for large-scale graft; Tweed and other supervisors forced vendors to pay a 15% overcharge to their "ring" in order to do business with the city. By 1853, Tweed was running the seventh ward for Tammany. The board also had six Democrats and six Republicans, but Tweed often just bought off one Republican to sway the board. One such Republican board member was Peter P. Voorhis, a coal dealer by profession who absented himself from a board meeting in exchange for $2,500 so that the board could appoint city inspectors. Henry Smith was another Republican that was a part of the Tweed ring.
Although he was not trained as a lawyer, Tweed's friend, Judge George G. Barnard, certified him as an attorney, and Tweed opened a law office on Duane Street. He ran for sheriff in 1861 and was defeated, but became the chairman of the Democratic General Committee shortly after the election, and was then chosen to be the head of Tammany's general committee in January 1863. Several months later, in April, he became "Grand Sachem", and began to be referred to as "Boss", especially after he tightened his hold on power by creating a small executive committee to run the club. Tweed then took steps to increase his income: he used his law firm to extort money, which was then disguised as legal services; he had himself appointed deputy street commissioner – a position with considerable access to city contractors and funding; he bought the New-York Printing Company, which became the city's official printer, and the city's stationery supplier, the Manufacturing Stationers' Company, and had both companies begin to overcharge the city government for their goods and services. Among other legal services he provided, he accepted almost $100,000 from the Erie Railroad in return for favors. He also became one of the largest owners of real estate in the city. He also started to form what became known as the "Tweed Ring", by having his friends elected to office: George G. Barnard was elected Recorder of New York City; Peter B. Sweeny was elected New York County District Attorney; and Richard B. Connolly was elected City Comptroller. Other judicial members of the Tweed ring included Albert Cardozo, John McCunn, and John K. Hackett.
When Grand Sachem Isaac Fowler, who had produced the $2,500 to buy off the Republican Voorhis on the Board of Supervisors, was found to have stolen $150,000 in post office receipts, the responsibility for Fowler's arrest was given to Isaiah Rynders, another Tammany operative who was serving as a United States marshal at the time. Rynders made enough ruckus upon entering the hotel where Fowler was staying that Fowler was able to escape to Mexico.
With his new position and wealth came a change in style: Tweed began to favor wearing a large diamond in his shirtfront – a habit that Thomas Nast used to great effect in his attacks on Tweed in Harper's Weekly beginning in 1869 – and he bought a brownstone to live in at 41 West 36th Street, then a very fashionable area. He invested his now considerable illegal income in real estate, so that by the late 1860s he ranked among the biggest landowners in New York City.
Tweed became involved in the operation of the New York Mutuals, an early professional baseball club, in the 1860s. He brought in thousands of dollars per home game by dramatically increasing the cost of admission and gambling on the team. He has been credited with originating the practice of spring training in 1869 by sending the club south to New Orleans to prepare for the season.
Tweed was a member of the New York State Senate (4th D.) from 1868 to 1873, sitting in the 91st, 92nd, 93rd, and 94th New York State Legislatures, but not taking his seat in the 95th and 96th New York State Legislatures. While serving in the State Senate, he split his time between Albany, New York and New York City. While in Albany, he stayed in a suite of seven rooms in Delevan House. Accompanying him in his rooms were his favorite canaries. Guests are presumed to have included members of the Black Horse Cavalry, thirty state legislators whose votes were up for sale. In the Senate he helped financiers Jay Gould and Big Jim Fisk to take control of the Erie Railroad from Cornelius Vanderbilt by arranging for legislation that legitimized fake Erie stock certificates that Gould and Fisk had issued. In return, Tweed received a large block of stock and was made a director of the company.
Corruption
After the election of 1869, Tweed took control of the New York City government. His protégé, John T. Hoffman, the former mayor of the city, won election as governor, and Tweed garnered the support of good-government reformers like Peter Cooper and the Union League Club, by proposing a new city charter which returned power to City Hall at the expense of the Republican-inspired state commissions. The new charter passed, thanks in part to $600,000 in bribes Tweed paid to Republicans, and was signed into law by Hoffman in 1870. Mandated new elections allowed Tammany to take over the city's Common Council when they won all fifteen aldermanic contests.
The new charter put control of the city's finances in the hands of a Board of Audit, which consisted of Tweed, who was Commissioner of Public Works, Mayor A. Oakey Hall and Comptroller Richard "Slippery Dick" Connolly, both Tammany men. Hall also appointed other Tweed associates to high offices – such as Peter B. Sweeny, who took over the Department of Public Parks – providing what became known as the Tweed Ring with even firmer control of the New York City government and enabling them to defraud the taxpayers of many more millions of dollars. In the words of Albert Bigelow Paine, "their methods were curiously simple and primitive. There were no skilful manipulations of figures, making detection difficult ... Connolly, as Controller, had charge of the books, and declined to show them. With his fellows, he also 'controlled' the courts and most of the bar." Crucially, the new city charter allowed the Board of Audit to issue bonds for debt in order to finance opportunistic capital expenditures the city otherwise could not afford. This ability to float debt was enabled by Tweed's guidance and passage of the Adjusted Claims Act in 1868. Contractors working for the city – "Ring favorites, most of them – were told to multiply the amount of each bill by five, or ten, or a hundred, after which, with Mayor Hall's 'O. K.' and Connolly's endorsement, it was paid ... through a go-between, who cashed the check, settled the original bill and divided the remainder ... between Tweed, Sweeny, Connolly and Hall".
For example, the construction cost of the New York County Courthouse, begun in 1861, grew to nearly $13 million—about $434,730,541 in 2022 dollars, and nearly twice the cost of the Alaska Purchase in 1867.
"A carpenter was paid $360,751 (roughly $4.9 million today) for one month's labor in a building with very little woodwork ... a plasterer got $133,187 ($1.82 million) for two days' work". Tweed bought a marble quarry in Sheffield, Massachusetts, to provide much of the marble for the courthouse at great profit to himself. After the Tweed Charter to reorganize the city's government was passed in 1870, four commissioners for the construction of the New York County Courthouse were appointed. The commission never held a meeting, though each commissioner received a 20% kickback from the bills for the supplies.
Tweed and his friends also garnered huge profits from the development of the Upper East Side, especially Yorkville and Harlem. They would buy up undeveloped property, then use the resources of the city to improve the area – for instance by installing pipes to bring in water from the Croton Aqueduct – thus increasing the value of the land, after which they sold and took their profits. The focus on the east side also slowed down the development of the west side, the topography of which made it more expensive to improve. The ring also took their usual percentage of padded contracts, as well as raking off money from property taxes. Despite the corruption of Tweed and Tammany Hall, they did accomplish the development of upper Manhattan, though at the cost of tripling the city's bond debt to almost $90 million.
During the Tweed era, the proposal to build a suspension bridge between New York and Brooklyn, then an independent city, was floated by Brooklyn-boosters, who saw the ferry connections as a bottleneck to Brooklyn's further development. In order to ensure that the Brooklyn Bridge project would go forward, State Senator Henry Cruse Murphy approached Tweed to find out whether New York's aldermen would approve the proposal. Tweed's response was that $60,000 for the aldermen would close the deal, and contractor William C. Kingsley put up the cash, which was delivered in a carpet bag. Tweed and two others from Tammany also received over half the private stock of the Bridge Company, the charter of which specified that only private stockholders had voting rights, so that even though the cities of Brooklyn and Manhattan put up most of the money, they essentially had no control over the project.
Tweed bought a mansion on Fifth Avenue and 43rd Street, and stabled his horses, carriages and sleighs on 40th Street. By 1871, he was a member of the board of directors of not only the Erie Railroad and the Brooklyn Bridge Company, but also the Third Avenue Railway Company and the Harlem Gas Light Company. He was president of the Guardian Savings Banks and he and his confederates set up the Tenth National Bank to better control their fortunes.
Scandal
Tweed's downfall began in 1871. James Watson, who was a county auditor in Comptroller Dick Connolly's office and who also held and recorded the ring's books, died a week after his head was smashed by a horse in a sleigh accident on January 21, 1871. Although Tweed guarded Watson's estate in the week prior to Watson's death, and although another ring member attempted to destroy Watson's records, a replacement auditor, Matthew O'Rourke, associated with former sheriff James O'Brien, provided city accounts to O'Brien. The Orange riot of 1871 in the summer of that year did not help the ring's popularity. The riot was prompted after Tammany Hall banned a parade of Irish Protestants celebrating a historical victory against Catholicism, namely the Battle of the Boyne. The parade was banned because of a riot the previous year in which eight people died when a crowd of Irish Catholic laborers attacked the paraders. Under strong pressure from the newspapers and the Protestant elite of the city, Tammany reversed course, and the march was allowed to proceed, with protection from city policemen and state militia. The result was an even larger riot in which over 60 people were killed and more than 150 injured.
Although Tammany's electoral power base was largely centered in the Irish immigrant population, it also needed both the city's general population and elite to acquiesce in its rule, and this was conditional on the machine's ability to control the actions of its people. The July riot showed that this capability was not nearly as strong as had been supposed.
Tweed had for months been under attack from The New York Times and Thomas Nast, the cartoonist from Harper's Weekly – regarding Nast's cartoons, Tweed reportedly said, "Stop them damned pictures. I don't care so much what the papers say about me. My constituents don't know how to read, but they can't help seeing them damned pictures!" – but their campaign had only limited success in gaining traction. They were able to force an examination of the city's books, but the blue-ribbon commission of six businessmen appointed by Mayor A. Oakey Hall, a Tammany man, which included John Jacob Astor III, banker Moses Taylor and others who benefited from Tammany's actions, found that the books had been "faithfully kept", letting the air out of the effort to dethrone Tweed.
The response to the Orange riot changed everything, and only days afterwards the Times/Nast campaign began to garner popular support. More important, the Times started to receive inside information from County Sheriff James O'Brien, whose support for Tweed had fluctuated during Tammany's reign. O'Brien had tried to blackmail Tammany by threatening to expose the ring's embezzlement to the press, and when this failed he provided the evidence he had collected to the Times. Shortly afterward, county auditor Matthew J. O'Rourke supplied additional details to the Times, which was reportedly offered $5 million to not publish the evidence. The Times also obtained the accounts of the recently deceased James Watson, who was the Tweed Ring's bookkeeper, and these were published daily, culminating in a special four-page supplement on July 29 headlined "Gigantic Frauds of the Ring Exposed". In August, Tweed began to transfer ownership in his real-estate empire and other investments to his family members.
The exposé provoked an international crisis of confidence in New York City's finances, and, in particular, in its ability to repay its debts. European investors were heavily positioned in the city's bonds and were already nervous about its management – only the reputations of the underwriters were preventing a run on the city's securities. New York's financial and business community knew that if the city's credit were to collapse, it could potentially bring down every bank in the city with it.
Thus, the city's elite met at Cooper Union in September to discuss political reform: but for the first time, the conversation included not only the usual reformers, but also Democratic bigwigs such as Samuel J. Tilden, who had been thrust aside by Tammany. The consensus was that the "wisest and best citizens" should take over the governance of the city and attempt to restore investor confidence. The result was the formation of the Executive Committee of Citizens and Taxpayers for Financial Reform of the city (also known as "the Committee of Seventy"), which attacked Tammany by cutting off the city's funding. Property owners refused to pay their municipal taxes, and a judge—Tweed's old friend George Barnard—enjoined the city Comptroller from issuing bonds or spending money. Unpaid workers turned against Tweed, marching to City Hall demanding to be paid. Tweed doled out some funds from his own purse—$50,000—but it was not sufficient to end the crisis, and Tammany began to lose its essential base.
Shortly thereafter, the Comptroller resigned, appointing Andrew Haswell Green, an associate of Tilden, as his replacement. Green loosened the purse strings again, allowing city departments not under Tammany control to borrow money to operate. Green and Tilden had the city's records closely examined, and discovered money that went directly from city contractors into Tweed's pocket. The following day, they had Tweed arrested.
Imprisonment, escape, and death
Tweed was released on $1 million bail, and Tammany set to work to recover its position through the ballot box. Tweed was re-elected to the state senate in November 1871, due to his personal popularity and largesse in his district, but in general Tammany did not do well, and the members of the Tweed Ring began to flee the jurisdiction, many going overseas. Tweed was re-arrested, forced to resign his city positions, and was replaced as Tammany's leader. Once again, he was released on bail—$8 million this time—but Tweed's supporters, such as Jay Gould, felt the repercussions of his fall from power.
Tweed's first trial before Judge Noah Davis, in January 1873, ended when the jury was unable to deliver a verdict. Tweed's defense counsel included David Dudley Field II and Elihu Root. His retrial, again before Judge Noah Davis in November resulted in convictions on 204 of 220 counts, a fine of $12,750 (the equivalent of $ today) and a prison sentence of 12 years; a higher court, however, reduced Tweed's sentence to one year. After his release from The Tombs prison, New York State filed a civil suit against Tweed, attempting to recover $6 million in embezzled funds. Unable to put up the $3 million bail, Tweed was locked up in the Ludlow Street Jail, although he was allowed home visits. During one of these on December 4, 1875, Tweed escaped and fled to Spain, where he worked as a common seaman on a Spanish ship. The U.S. government discovered his whereabouts and arranged for his arrest once he reached the Spanish border, where he was recognized from Nast's political cartoons. He was turned over to an American warship, the , which delivered him to authorities in New York City on November 23, 1876, and he was returned to prison.
Desperate and broken, Tweed now agreed to testify about the inner workings of the Tweed Ring to a special committee set up by the Board of Aldermen in return for his release, but after he did so, Tilden, now governor of New York, refused to abide by the agreement, and Tweed remained incarcerated. He died in the Ludlow Street Jail on April 12, 1878, from severe pneumonia, and was buried in Brooklyn's Green-Wood Cemetery. Mayor Smith Ely would not allow the flag at City Hall to be flown at half staff.
Evaluations
According to Tweed biographer Kenneth D. Ackerman:It's hard not to admire the skill behind Tweed's system ... The Tweed ring at its height was an engineering marvel, strong and solid, strategically deployed to control key power points: the courts, the legislature, the treasury and the ballot box. Its frauds had a grandeur of scale and an elegance of structure: money-laundering, profit sharing and organization.
A minority view that Tweed was mostly innocent is presented in a scholarly biography by history professor Leo Hershkowitz. He states:Except for Tweed's own very questionable "confession," there really was no evidence of a "Tweed Ring," no direct evidence of Tweed's thievery, no evidence, excepting the testimony of the informer contractors, of "wholesale" plunder by Tweed....[Instead there was] a conspiracy of self-justification of the corruption of the law by the upholders of that law, of a venal irresponsible press and a citizenry delighting in the exorcism of witchery.
In depictions of Tweed and the Tammany Hall organization, most historians have emphasized the thievery and conspiratorial nature of Boss Tweed, along with lining his own pockets and those of his friends and allies. The theme is that the sins of corruption so violated American standards of political rectitude that they far overshadow Tweed's positive contributions to New York City.
Although he held numerous important public offices and was one of a handful of senior leaders of Tammany Hall, as well as the state legislature and the state Democratic Party, Tweed was never the sole "boss" of New York City. He shared control of the city with numerous less famous people, such as the villains depicted in Nast's famous circle of guilt cartoon shown above. Seymour J. Mandelbaum has argued that, apart from the corruption he engaged in, Tweed was a modernizer who prefigured certain elements of the Progressive Era in terms of more efficient city management. Much of the money he siphoned off from the city treasury went to needy constituents who appreciated the free food at Christmas time and remembered it at the next election, and to precinct workers who provided the muscle of his machine. As a legislator he worked to expand and strengthen welfare programs, especially those by private charities, schools, and hospitals. With a base in the Irish Catholic community, he opposed efforts of Protestants to require the reading of the King James Bible in public schools, which was done deliberately to keep out Catholics. He facilitated the founding of the New York Public Library, even though one of its founders, Samuel Tilden, was Tweed's sworn enemy in the Democratic Party.
Tweed recognized that the support of his constituency was necessary for him to remain in power, and as a consequence he used the machinery of the city's government to provide numerous social services, including building more orphanages, almshouses and public baths. Tweed also fought for the New York State Legislature to donate to private charities of all religious denominations, and subsidize Catholic schools and hospitals. From 1869 to 1871, under Tweed's influence, the state of New York spent more on charities than for the entire time period from 1852 to 1868 combined.
During Tweed's regime, the main business thoroughfare Broadway was widened between 34th Street and 59th Street, land was secured for the Metropolitan Museum of Art, and the Upper East Side and Upper West Side were developed and provided the necessary infrastructure – all to the benefit of the purses of the Tweed Ring.
Hershkowitz blames the implications of Thomas Nast in Harper's Weekly and the editors of The New York Times, which both had ties to the Republican party. In part, the campaign against Tweed diverted public attention from Republican scandals such as the Whiskey Ring.
Tweed himself wanted no particular recognition of his achievements, such as they were. When it was proposed, in March 1871, when he was at the height of his power, that a statue be erected in his honor, he declared: "Statues are not erected to living men ... I claim to be a live man, and hope (Divine Providence permitting) to survive in all my vigor, politically and physically, some years to come." One of Tweed's unwanted legacies is that he has become "the archetype of the bloated, rapacious, corrupt city boss".
Middle name
Tweed never signed his middle name with anything other than a plain "M.", and his middle name is often mistakenly listed as "Marcy". His actual middle name was Magear, his mother's maiden name.
Confusion derived from a Nast cartoon with a picture of Tweed supplemented with a quote from William L. Marcy, the former governor of New York.
In popular culture
Arthur Train featured Tweed in his 1940 novel of life in Gilded Age New York, Tassels On Her Boots. Tweed is portrayed as having contempt for the people he rules, at one point saying that once he would have been a Baron, with a castle, levying tribute on the people. But now, "'Boss', they call me - and they are glad to have me."
In 1945, Tweed was portrayed by Noah Beery Sr. in the Broadway production of Up in Central Park, a musical comedy with music by Sigmund Romberg. The role was played by Malcolm Lee Beggs for a revival in 1947. In the 1948 film version, Tweed is played by Vincent Price.
On the 1963–1964 CBS TV series The Great Adventure, which presented one-hour dramatizations of the lives of historical figures, Edward Andrews portrayed Tweed in the episode "The Man Who Stole New York City", about the campaign by The New York Times to bring down Tweed. The episode aired on December 13, 1963.
In John Varley's 1977 science-fiction novel, The Ophiuchi Hotline, a crooked politician in a 27th-century human settlement on the Moon assumes the name "Boss Tweed" in emulation of the 19th-century politician, and names his lunar headquarters "Tammany Hall".
Tweed was played by Philip Bosco in the 1986 TV movie Liberty. According to a review of the film in The New York Times, it was Tweed who made the suggestion to call the Statue of Liberty by that name, instead of its formal name Liberty Enlightening the World, in order to read better in newspaper headlines.
Andrew O'Hehir of The New York Times notes that Forever, a 2003 novel by Pete Hamill, and Gangs of New York, a 2002 film, both "offer a significant supporting role to the legendary Manhattan political godfather Boss Tweed", among other thematic similarities. In a review of the latter work, Chuck Rudolph praised Jim Broadbent's portrayal of Tweed as "giving the role a masterfully heartless composure".
Tweed appears as an antagonist in the 2016 novel, Assassin's Creed Last Descendants where he is the Grand Master of the American Templars during the American Civil War.
See also
Elbert A. Woodward
Timothy "Big Tim" Sullivan
Tweed law
William J. Sharkey (murderer)
References
Notes
Bibliography
Ackerman, K. D. (2005). Boss Tweed: The rise and fall of the corrupt pol who conceived the soul of modern New York. New York: Carroll & Graf Publishers. .
Callow, Alexander B. (1966). The Tweed Ring. New York: Oxford University Press
Ellis, Edward R. (2004). The Epic of New York City: A Narrative History. Carroll & Graf Publishers. ,
Hershkowitz, Leo. Tweed's New York: Another Look. (New York: Anchor Press, 1977), online
"William Marcy [sic] Tweed" Encyclopedia.com (Cengage), May 23, 2018
Mandelbaum, Seymour J. (1965). Boss Tweed's New York. New York: John Wiley.
Paine, Albert B. (1974). Th. Nast, His Period and His Pictures. Princeton: Pyne Press. (The original edition, published in 1904, is now in the public domain.)
Sante, Lucy (2003). Low Life: Lures and Snares of Old New York. New York: Farrar, Straus, & Giroux.
Staff (July 4, 2005). "Boss Tweed", Gotham Gazette
Further reading
Lynch, Denis Tilden (2005) [1927]. Boss Tweed: The story of a grim generation. Ann Arbor, Michigan: Michigan Historical Reprint Series, Scholarly Publishing Office, University of Michigan.
External links
Green-Wood Cemetery page for WM Tweed
Map Showing the Portions of the City of New York and Westchester County under the Jurisdiction of the Department of Public Parks talks about Tweed's takeover of the New York City parks system, from the World Digital Library
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4693 | https://en.wikipedia.org/wiki/Berber%20languages | Berber languages | The Berber languages, also known as the Amazigh languages or Tamazight, are a branch of the Afroasiatic language family. They comprise a group of closely related but mostly mutually unintelligible languages spoken by Berber communities, who are indigenous to North Africa. The languages are primarily spoken and not typically written. Historically, they have been written with the ancient Libyco-Berber script, which now exists in the form of Tifinagh. Today, they may also be written in the Berber Latin alphabet or the Arabic script, with Latin being the most pervasive.
The Berber languages have a similar level of variety to the Romance languages, although they are sometimes referred to as a single collective language, often as "Berber", "Tamazight", or "Amazigh". The languages, with a few exceptions, form a dialect continuum. There is debate as to how to best sub-categorize languages within the Berber branch. Berber languages typically follow verb–subject–object word order. Their phonological inventories are diverse.
Millions of people in Morocco and Algeria natively speak a Berber language, as do smaller populations of Libya, Tunisia, northern Mali, western and northern Niger, northern Burkina Faso and Mauritania and the Siwa Oasis of Egypt. There are also likely a few million speakers of Berber languages in Western Europe. Tashlhiyt, Kabyle, Central Atlas Tamazight, Tarifit, and Shawiya are some of the most commonly spoken Berber languages. Exact numbers are impossible to ascertain as there are few modern North African censuses that include questions on language use, and what censuses do exist have known flaws.
Following independence in the 20th century, the Berber languages have been suppressed and suffered from low prestige in North Africa. Recognition of the Berber languages has been growing in the 21st century, with Morocco and Algeria adding Tamazight as an official language to their constitutions in 2011 and 2016 respectively.
Most Berber languages have a high percentage of borrowing and influence from the Arabic language, as well as from other languages. For example, Arabic loanwords represent 35% to 46% of the total vocabulary of the Kabyle language and represent 51.7% of the total vocabulary of Tarifit. Almost all Berber languages took from Arabic the pharyngeal fricatives /ʕ/ and /ħ/, the (nongeminated) uvular stop /q/, and the voiceless pharyngealized consonant /ṣ/.
Terminology
"Tamazight" and "Berber languages" are often used interchangeably. However, "Tamazight" is sometimes used to refer to a specific subset of Berber languages, such as Central Tashlhiyt. "Tamazight" can also be used to refer to Standard Moroccan Tamazight or Standard Algerian Tamazight, as in the Moroccan and Algerian constitutions respectively. In Morocco, besides referring to all Berber languages or to Standard Moroccan Tamazight, "Tamazight" is often used in contrast to Tashelhit and Tarifit to refer to Central Atlas Tamazight.
The use of Berber has been the subject of debate due to its historical background as an exonym and present equivalence with the Arabic word for "barbarian." One group, the Linguasphere Observatory, has attempted to introduce the neologism "Tamazic languages" to refer to the Berber languages. Amazigh people typically use "Tamazight" when speaking English. Historically, Berbers did not refer to themselves as Berbers/Amazigh but had their own terms to refer to themselves. For example, the Kabyles use the term "Leqbayel" to refer to their own people, while the Chaouis identified themselves as "Ishawiyen" instead of Berber/Amazigh.
Origin
Since modern Berber languages are relatively homogeneous, the date of the Proto-Berber language from which the modern group is derived was probably comparatively recent, comparable to the age of the Germanic or Romance subfamilies of the Indo-European family. In contrast, the split of the group from the other Afroasiatic sub-phyla is much earlier, and is therefore sometimes associated with the local Mesolithic Capsian culture. A number of extinct populations are believed to have spoken Afroasiatic languages of the Berber branch. According to Peter Behrens and Marianne Bechaus-Gerst, linguistic evidence suggests that the peoples of the C-Group culture in present-day southern Egypt and northern Sudan spoke Berber languages. The Nilo-Saharan Nobiin language today contains a number of key loanwords related to pastoralism that are of Berber origin, including the terms for sheep and water/Nile. This in turn suggests that the C-Group population—which, along with the Kerma culture, inhabited the Nile valley immediately before the arrival of the first Nubian speakers—spoke Afroasiatic languages.
Orthography
Berber languages are primarily oral languages without a major written component. Historically, they were written with the Libyco-Berber script. Early uses of the script have been found on rock art and in various sepulchres; the oldest known variations of the script dates to inscriptions in Dugga from 600 BC. Usage of this script, in the form of Tifinagh, has continued into the present day among the Tuareg people. Following the spread of Islam, some Berber scholars also utilized the Arabic script. The Berber Latin alphabet was developed following the introduction of the Latin script in the nineteenth century by the West. The nineteenth century also saw the development of Neo-Tifinagh, an adaptation of Tuareg Tifinagh for use with other Berber languages.
There are now three writing systems in use for Berber languages: Tifinagh, the Arabic script, and the Berber Latin alphabet, with the Latin alphabet being the most widely used today.
Subclassification
With the exception of Zenaga, Tetserret, and Tuareg, the Berber languages form a dialect continuum. Different linguists take different approaches towards drawing boundaries between languages in this continuum. Maarten Kossmann notes that it is difficult to apply the classic tree model of historical linguistics towards the Berber languages:[The Berber language family]'s continuous history of convergence and differentiation along new lines makes an definition of branches arbitrary. Moreover, mutual intelligibility and mutual influence render notions such as "split" or "branching" rather difficult to apply except, maybe, in the case of Zenaga and Tuareg.Kossmann roughly groups the Berber languages into seven blocks:
Western (Zenaga, Tetserret)
Tuareg
Western Moroccana. southwestern and central Moroccan languages (Tashelhiyt, most of Central Atlas Tamazight)b. northwestern Moroccan languages (Ghomara, Senhadja de Sraïr)
Zenatic (a dialect continuum stretching from eastern Morocco to the Siwa Oasis)
Kabyle
Ghadames
Awjila
The Zenatic block is typically divided into the Zenati and Eastern Berber branches, due to the marked difference in features at each end of the continuum. Otherwise, subclassifications by different linguists typically combine various blocks into different branches. Western Moroccan languages, Zenati languages, Kabyle, and Ghadames may be grouped under Northern Berber; Awjila is often included as an Eastern Berber language alongside Siwa, Sokna, and El Foqaha. These approaches divide the Berber languages into Northern, Southern (Tuareg), Eastern, and Western varieties.
Population
The vast majority of speakers of Berber languages are concentrated in Morocco and Algeria. The exact population of speakers has been historically difficult to ascertain due to lack of official recognition.
Morocco
Morocco is the country with the greatest number of speakers of Berber languages. As of 2022, Ethnologue estimates there to be 13.8 million speakers of Berber languages in Morocco, based on figures from 2016 and 2017.
In 1960, the first census after Moroccan independence was held. It claimed that 32 percent of Moroccans spoke a Berber language, including bi-, tri- and quadrilingual people. The 2004 census found that 3,894,805 Moroccans over five years of age spoke Tashelhit, 2,343,937 spoke Central Atlas Tamazight, and 1,270,986 spoke Tarifit, representing 14.6%, 8.8%, and 4.8% respectively of the surveyed population, or roughly 28.2% of the surveyed population combined. The 2014 census found that 14.1% of the population spoke Tashelhit, 7.9% spoke Central Atlas Tamazight, and 4% spoke Tarifit, or about 26% of the population combined.
These estimates, as well as the estimates from various academic sources, are summarized as follows:
Algeria
Algeria is the country with the second greatest number of speakers of Berber languages. In 1906, the total population speaking Berber languages in Algeria, excluding the thinly populated Sahara region, was estimated at 1,305,730 out of 4,447,149, or 29%. Secondary sources disagree on the percentage of self-declared native Berber speakers in the 1966 census, the last Algerian census containing a question about the mother tongue. Some give 17.9% while other report 19%.
Kabyle speakers account for the vast majority of speakers of Berber languages in Algeria. Shawiya is the second most commonly spoken Berber language in Algeria. Other Berber languages spoken in Algeria include: Shenwa, with 76,300 speakers; Tashelhit, with 6,000 speakers; Ouargli, with 20,000 speakers; Tamahaq, with 71,400 speakers; Tugurt, with 8,100 speakers; Tidikelt, with 1,000 speakers; Gurara, with 11,000 speakers; and Mozabite, with 150,000 speakers.
Population estimates are summarized as follows:
Other countries
As of 1998, there were an estimated 450,000 Tawellemmet speakers, 250,000 Air Tamajeq speakers, and 20,000 Tamahaq speakers in Niger.
As of 2018 and 2014 respectively, there were an estimated 420,000 speakers of Tawellemmet and 378,000 of Tamasheq in Mali.
As of 2022, based on figures from 2020, Ethnologue estimates there to be 285,890 speakers of Berber languages in Libya: 247,000 speakers of Nafusi, 22,800 speakers of Tamahaq, 13,400 speakers of Ghadamés, and 2,690 speakers of Awjila. The number of Siwi speakers in Libya is listed as negligible, and the last Sokna speaker is thought to have died in the 1950s.
There are an estimated 50,000 Djerbi speakers in Tunisia, based on figures from 2004. Sened is likely extinct, with the last speaker having died in the 1970s. Ghadamés, though not indigenous to Tunisia, is estimated to have 3,100 speakers throughout the country. Chenini is one of the rare remaining Berber-speaking villages in Tunisia.
There are an estimated 20,000 Siwi speakers in Egypt, based on figures from 2013.
As of 2018 and 2017 respectively, there were an estimated 200 speakers of Zenaga and 117,000 of Tamasheq in Mauritania.
As of 2009, there were an estimated 122,000 Tamasheq speakers in Burkina Faso.
There are an estimated 1.5 million speakers of various Berber languages in France. A small number of Tawellemmet speakers live in Nigeria.
In total, there are an estimated 3.6 million speakers of Berber languages in countries outside of Morocco and Algeria, summarized as follows:
Status
After independence, all the Maghreb countries to varying degrees pursued a policy of Arabisation, aimed partly at displacing French from its colonial position as the dominant language of education and literacy. Under this policy the use of the Berber languages was suppressed or even banned. This state of affairs has been contested by Berbers in Morocco and Algeria—especially Kabylie—and was addressed in both countries by affording the language official status and introducing it in some schools.
Morocco
After gaining independence from France in 1956, Morocco began a period of Arabisation through 1981, with primary and secondary school education gradually being changed to Arabic instruction, and with the aim of having administration done in Arabic, rather than French. During this time, there were riots amongst the Amazigh population, which called for the inclusion of Tamazight as an official language.
The 2000 Charter for Education Reform marked a change in policy, with its statement of "openness to Tamazight."
Planning for a public Tamazight-language TV network began in 2006; in 2010, the Moroccan government launched Tamazight TV.
On July 29, 2011, Tamazight was added as an official language to the Moroccan constitution.
Algeria
After gaining independence from France in 1962, Algeria committed to a policy of Arabisation, which, after 1979, encompassed public education, broadcasting, and the judiciary system. While directed towards the removal of French as an official language, these policies led to dissatisfaction and unrest amongst speakers of Berber languages, who made up about one quarter of the population.
In 2002, following riots in Kabylia the previous year, it was announced that Tamazight would be added as a national language, though not as an official one. This was done on April 8, 2003.
Tamazight has been taught for three hours a week through the first three years of Algerian middle schools since 2005.
On January 5, 2016, it was announced that Tamazight had been added as an official language in a draft amendment to the Algerian constitution; it was added to the constitution as an official language on February 7, 2016.
Libya
Although regional councils in Libya's Nafusa Mountains affiliated with the National Transitional Council reportedly use the Berber language of Nafusi and have called for it to be granted co-official status with Arabic in a prospective new constitution, it does not have official status in Libya as in Morocco and Algeria. As areas of Libya south and west of Tripoli such as the Nafusa Mountains were taken from the control of Gaddafi government forces in early summer 2011, Berber workshops and exhibitions sprang up to share and spread the Berber culture and language.
Other Countries
In Mali and Niger, some Tuareg languages have been recognized as national languages and have been part of school curriculums since the 1960s.
Phonology
Notation
In linguistics, the phonology of Berber languages is written with the International Phonetic Alphabet, with the following exceptions:
Consonants
The influence of Arabic, the process of spirantization, and the absence of labialization have caused the consonant systems of Berber languages to differ significantly by region. Berber languages found north of, and in the northern half of, the Sahara have greater influence from Arabic, including that of loaned phonemes, than those in more southern regions, like Tuareg. Most Berber languages in northern regions have additionally undergone spirantization, in which historical short stops have changed into fricatives. Northern Berber languages (which is a subset of but not identical to Berber languages in geographically northern regions) commonly have labialized velars and uvulars, unlike other Berber languages.Two languages that illustrate the resulting range in consonant inventory across Berber languages are Ahaggar Tuareg and Kabyle; Kabyle has two more places of articulation and three more manners of articulation than Ahaggar Tuareg.
There is still, however, common consonant features observed across Berber languages. Almost all Berber languages have bilabial, dental, palatal, velar, uvular, pharyngeal, and laryngeal consonants, and almost all consonants have a long counterpart. All Berber languages, as is common in Afroasiatic languages, have pharyngealized consonants and phonemic gemination. The consonants which may undergo gemination, and the positions in a word where gemination may occur, differ by language. They have also been observed to have tense and lax consonants, although the status of tense consonants has been the subject of "considerable discussion" by linguists.
Vowels
The vowel systems of Berber languages also vary widely, with inventories ranging from three phonemic vowels in most Northern Berber languages, to seven in some Eastern Berber and Tuareg languages. For example, Taselhiyt has vowels /i/, /a/, and /u/, while Ayer Tuareg has vowels /i/, /ə/, /u/, /e/, /ɐ/, /o/, and /a/. Contrastive vowel length is rare in Berber languages. Tuareg languages had previously been reported to have contrastive vowel length, but this is no longer the leading analysis. A complex feature of Berber vowel systems is the role of central vowels, which vary in occurrence and function across languages; there is debate as to whether schwa is a proper phoneme of Northern Berber languages.
Suprasegmentals
Most Berber languages:
allow for any combination of CC consonant clusters.
have no lexical tones.
either have no lexical stress (Northern Berber languages) or have grammatically significant lexical stress.
Phonetic Correspondences
Phonetic correspondences between Berber languages are fairly regular. Some examples, of varying importance and regularity, include [g/ž/y]; [k/š]; [l/ř/r]; [l/ž, ll/ddž]; [trill/ vocalized r]; [šš/ttš]; [ss/ttš]; [w/g/b]; [q/ɣ]; [h/Ø]; and [s-š-ž/h]. Words in various Berber languages are shown to demonstrate these phonetic correspondences as follows:
Grammar
Berber languages characteristically make frequent use of apophony in the form of ablaut. Berber apophony has been historically analyzed as functioning similarly to the Semitic root, but this analysis has fallen out of favor due to the lexical significance of vowels in Berber languages, as opposed to their primarily grammatical significance in Semitic languages.
The lexical categories of all Berber languages are nouns, verbs, pronouns, adverbs, and prepositions. With the exception of a handful of Arabic loanwords in most languages, Berber languages do not have proper adjectives. In Northern and Eastern Berber languages, adjectives are a subcatergory of nouns; in Tuareg, relative clauses and stative verb forms are used to modify nouns instead.
The gender, number, and case of nouns, as well as the gender, number, and person of verbs, are typically distinguished through affixes. Arguments are described with word order and clitics. When sentences have a verb, they essentially follow verb–subject–object word order, although some linguists believe alternate descriptors would better categorize certain languages, such as Taqbaylit.
Pronouns
Berber languages have both independent and dependent pronouns, both of which distinguish between person and number. Gender is also typically distinguished in the second and third person, and sometimes in first person plural.
Linguist Maarten Kossmann divides pronouns in Berber languages into three morphological groups:
Independent pronouns
Direct object clitics
Indirect object clitics; prepositional suffixes; adnominal suffixes
When clitics precede or follow a verb, they are almost always ordered with the indirect object first, direct object second, and andative-venitive deictic clitic last. An example in Tarifit is shown as follows:
The allowed positioning of different kinds of clitics varies by language.
Nouns
Nouns are distinguished by gender, number, and case in most Berber languages, with gender being feminine or masculine, number being singular or plural, and case being in the construct or free state.
Gender can be feminine or masculine, and can be lexically determined, or can be used to distinguish qualities of the noun. For humans and "higher" animals (such as mammals and large birds), gender distinguishes sex, whereas for objects and "lesser" animals (such as insects and lizards), it distinguishes size. For some nouns, often fruits and vegetables, gender can also distinguish the specificity of the noun. The ways in which gender is used to distinguish nouns is shown in as follows, with examples from Figuig:
An example of nouns with lexically determined gender are the feminine t-lussi ("butter") and masculine a-ɣi ("buttermilk") in Figuig. Mass nouns have lexically determined gender across Berber languages.
Most Berber languages have two cases, which distinguish the construct state from the free state. The construct state is also called the "construct case, "relative case," "annexed state" (état d'annexion), or the "nominative case"; the free state (état libre) is also called the "direct case" or "accusative case." When present, case is always expressed through nominal prefixes and initial-vowel reduction. The use of the marked nominative system and constructions similar to Split-S alignment varies by language. Eastern Berber languages do not have case.
Number can be singular or plural, which is marked with prefixation, suffixation, and sometimes apophony. Nouns usually are made plural by one of either suffixation or apophony, with prefixation applied independently. Specifics vary by language, but prefixation typically changes singular a- and ta- to plural i- and ti- respectively. The number of mass nouns are lexically determined. For example, in multiple Berber languages, such as Figuig, a-ɣi ("buttermilk") is singular while am-an ("water") is plural.
Nouns or pronouns — optionally extended with genitival pronominal affixes, demonstrative clitics, or pre-nominal elements, and then further modified by numerals, adjectives, possessive phrases, or relative clauses — can be built into noun phrases. Possessive phrases in noun phrases must have a genitive proposition.
There are a limited number of pre-nominal elements, which function similarly to pronoun syntactic heads of the noun phrase, and which can be categorized into three types as follows:
The pluralizer id-
The four pre-nominal elements roughly meaning "son(s) of" and "daughter(s) of", which commonly denote group identity and origin
Pre-nominal elements which expand on the meaning of the noun
Verbs
Verb bases are formed by stems that are optionally extended by prefixes, with mood, aspect, and negation applied with a vocalic scheme. This form can then be conjugated with affixes to agree with person, number, and gender, which produces a word.
Different linguists analyze and label aspects in the Berber languages very differently. Kossman roughly summarizes the basic stems which denote aspect as follows:
Aorist, also called aoriste, without a preceding particle:
imperative
unmarked (taking aspect from preceding verb)
Aorist, with the preceding article ad:
irrealis (adhortative, future)
Preterite, or accompli:
past tense, in dynamic use
states (such as "to want, to know"), in stative use
Intensive Aorist, also called habitative or inaccompli:
dynamic present
habitative and iterative
habitative imperative
negation of any imperative
Different languages may have more stems and aspects, or may distinguish within the above categories. Stem formation can be very complex, with Tuareg by some measures having over two hundred identified conjugation subtypes.
The aspectual stems of some classes of verbs in various Berber languages are shown as follows:
Verb phrases are built with verb morphology, pronominal and deictic clitics, pre-verbal particles, and auxiliary elements. The pre-verbal particles are ad, wər, and their variants, which correspond to the meanings of "non-realized" and "negative" respectively.
Numerals
Many Berber languages have lost use of their original numerals from three onwards due to the influence of Arabic; Tarifit has lost all except one. Languages that may retain all their original numerals include Tashelhiyt, Tuareg, Ghadames, Ouargla, and Zenaga.
Original Berber numerals agree in gender with the noun they describe, whereas the borrowed Arabic forms do not.
The numerals 1–10 in Tashelhiyt and Mali Tuareg are as follows:
Sentence Structure
Sentences in Berber languages can be divided into verbal and non-verbal sentences. The topic, which has a unique intonation in the sentence, precedes all other arguments in both types.
Verbal sentences have a finite verb, and are commonly understood to follow verb–subject–object word order (VSO). Some linguists have proposed opposing analyses of the word order patterns in Berber languages, and there has been some support for characterizing Taqbaylit as discourse-configurational.
Existential, attributive, and locational sentences in most Berber languages are expressed with a non-verbal sentence, which have no finite verb. In these sentences, the predicate follows the noun, with the predicative particle d sometimes in between. Two examples, one without and one with a subject, are given from Kabyle as follows:
Non-verbal sentences may use the verb meaning "to be," which exists in all Berber languages. An example from Tarifit is given as follows:
Lexicon
Above all in the area of basic lexicon, the Berber languages are very similar. However, the household-related vocabulary in sedentary tribes is especially different from the one found in nomadic ones, whereas Tahaggart has only two or three designations for species of palm tree, other languages may have as many as 200 similar words. In contrast, Tahaggart has a rich vocabulary for the description of camels.
Some loanwords in the Berber languages can be traced to pre-Roman times. The Berber words te-ḇăyne "date" and a-sḇan "loose woody tissue around the palm tree stem" originate from Ancient Egyptian, likely due to the introduction of date palm cultivation into North Africa from Egypt. Around a dozen Berber words are probable Phoenician-Punic loanwords, although the overall influence of Phoenician-Punic on Berber languages is negligible. A number of loanwords could be attributed to Phoenician-Punic, Hebrew, or Aramaic. The similar vocabulary between these Semitic languages, as well as Arabic, is a complicating factor in tracing the etymology of certain words.
Words of Latin origin have been introduced into Berber languages over time. Maarten Kossman separates Latin loanwords in Berber languages into those from during the Roman empire ("Latin loans"), from after the fall of the Roman empire ("African Romance loans"), precolonial non-African Romance loans, and colonial and post-colonial Romance loans. It can be difficult to distinguish Latin from African Romance loans. There are about 40 likely Latin or African Romance loanwords in Berber languages, which tend to be agricultural terms, religious terms, terms related to learning, or words for plants or useful objects. Use of these terms varies by language. For example, Tuareg does not retain the Latin agricultural terms, which relate to a form of agriculture not practiced by the Tuareg people. There are some Latin loans that are only known to be used in Shawiya.
The Berber calendar uses month names derived from the Julian calendar. Not every language uses every month. For example, Figuig appears to use only eight of the months. These names may be precolonial non-African Romance loans, adopted into Berber languages through Arabic, rather than from Latin directly.
The most influential external language on the lexicon of Berber languages is Arabic. Maarten Kossmann calculates that 0-5% of Ghadames and Awdjila's core vocabularies, and over 15% of Ghomara, Siwa, and Senhadja de Sraïr's core vocabularies, are loans from Arabic. Most other Berber languages loan from 6–15% of their core vocabulary from Arabic. Salem Chaker estimates that Arabic loanwords represent 38% of Kabyle vocabulary, 25% of Tashelhiyt vocabulary, and 5% of Tuareg vocabulary, including non-core words.
On the one hand, the words and expressions connected to Islam were borrowed, e.g. Tashlhiyt bismillah "in the name of Allah" < Classical Arabic bi-smi-llāhi, Tuareg ta-mejjīda "mosque" (Arabic masjid); on the other, Berber adopted cultural concepts such as Kabyle ssuq "market" from Arabic as-sūq, tamdint "town" < Arabic madīna. Even expressions such as the Arabic greeting as-salāmu ʿalaikum "Peace be upon you!" were adopted (Tuareg salāmu ɣlīkum). The Berber languages often have original Berber designations besides the Arabic loans; for instance, both the inherited word ataram and the loan lɣərb (Arabic al-ġarb) coexist in Kabyle.
Influence on other languages
The Berber languages have influenced local Arabic dialects in the Maghreb. Although Maghrebi Arabic has a predominantly Semitic and Arabic vocabulary, it contains a few Berber loanwords which represent 2–3% of the vocabulary of Libyan Arabic, 8–9% of Algerian Arabic and Tunisian Arabic, and 10–15% of Moroccan Arabic. Their influence is also seen in some languages in West Africa. F. W. H. Migeod pointed to strong resemblances between Berber and Hausa in such words and phrases as these: Berber: obanis; Hausa obansa (his father); Berber: a bat; Hausa ya bata (he was lost); Berber: eghare; Hausa ya kirra (he called). In addition he notes that the genitive in both languages is formed with n = "of".
Extinct languages
A number of extinct populations are believed to have spoken Afro-Asiatic languages of the Berber branch. According to Peter Behrens (1981) and Marianne Bechaus-Gerst (2000), linguistic evidence suggests that the peoples of the C-Group culture in present-day southern Egypt and northern Sudan spoke Berber languages. The Nilo-Saharan Nobiin language today contains a number of key pastoralism related loanwords that are of Berber origin, including the terms for sheep and water/Nile. This in turn suggests that the C-Group population—which, along with the Kerma culture, inhabited the Nile valley immediately before the arrival of the first Nubian speakers—spoke Afro-Asiatic languages.
Additionally, historical linguistics indicate that the Guanche language, which was spoken on the Canary Islands by the ancient Guanches, likely belonged to the Berber branch of the Afro-Asiatic family.
See also
List of Berber-language television channels
Amazigh Cultural Association in America
Shilha literature
Notes
References
External links
"What does Berber sound like?" (Thamazight poems as text & MP3)
Map of Berber language from the LL-Map Project (archived 24 June 2011)
The Berber Language Profile (archived 2 October 2010)
Etymology of "Berber"
Etymology of "Amazigh"
Early Christian history of Berbers
Tifinagh
Ancient Scripts (archived 26 August 2017)
Imyura Kabyle site about literature (archived 12 August 2013)
Amawal: The online open source Berber dictionary
Afroasiatic languages
Maghreb
Languages of Algeria
Languages of Morocco
Languages of Mali
Languages of Niger
Languages of Mauritania
Languages of Tunisia
Languages of Gibraltar
Languages of Sicily
Languages of Western Sahara |
4695 | https://en.wikipedia.org/wiki/Bankruptcy | Bankruptcy | Bankruptcy is a legal process through which people or other entities who cannot repay debts to creditors may seek relief from some or all of their debts. In most jurisdictions, bankruptcy is imposed by a court order, often initiated by the debtor.
Bankrupt is not the only legal status that an insolvent person may have, and the term bankruptcy is therefore not a synonym for insolvency.
Etymology
The word bankruptcy is derived from Italian banca rotta, literally meaning "broken bank". The term is often described as having originated in renaissance Italy, where there allegedly existed the tradition of smashing a banker's bench if he defaulted on payment so that the public could see that the banker, the owner of the bench, was no longer in a condition to continue his business, although some dismiss this as a false etymology.
History
In Ancient Greece, bankruptcy did not exist. If a man owed and he could not pay, he and his wife, children or servants were forced into "debt slavery" until the creditor recouped losses through their physical labour. Many city-states in ancient Greece limited debt slavery to a period of five years; debt slaves had protection of life and limb, which regular slaves did not have. However, servants of the debtor could be retained beyond that deadline by the creditor and were often forced to serve their new lord for a lifetime, usually under significantly harsher conditions. An exception to this rule was Athens, which by the laws of Solon forbade enslavement for debt; as a consequence, most Athenian slaves were foreigners (Greek or otherwise).
The Statute of Bankrupts of 1542 was the first statute under English law dealing with bankruptcy or insolvency. Bankruptcy is also documented in East Asia. According to al-Maqrizi, the Yassa of Genghis Khan contained a provision that mandated the death penalty for anyone who became bankrupt three times.
A failure of a nation to meet bond repayments has been seen on many occasions. In a similar way, Philip II of Spain had to declare four state bankruptcies in 1557, 1560, 1575 and 1596. According to Kenneth S. Rogoff, "Although the development of international capital markets was quite limited prior to 1800, we nevertheless catalog the various defaults of France, Portugal, Prussia, Spain, and the early Italian city-states. At the edge of Europe, Egypt, Russia, and Turkey have histories of chronic default as well."
Modern law and debt restructuring
The principal focus of modern insolvency legislation and business debt restructuring practices no longer rests on the elimination of insolvent entities, but on the remodeling of the financial and organizational structure of debtors experiencing financial distress so as to permit the rehabilitation and continuation of the business.
For private households, it is important to assess the underlying problems and to minimize the risk of financial distress to recur. It has been stressed that debt advice, a supervised rehabilitation period, financial education and social help to find sources of income and to improve the management of household expenditures must be equally provided during this period of rehabilitation (Refiner et al., 2003; Gerhardt, 2009; Frade, 2010). In most EU member States, debt discharge is conditioned by a partial payment obligation and by a number of requirements concerning the debtor's behavior. In the United States (US), discharge is conditioned to a lesser extent. The spectrum is broad in the EU, with the UK coming closest to the US system (Reifner et al., 2003; Gerhardt, 2009; Frade, 2010). The Other Member States do not provide the option of a debt discharge. Spain, for example, passed a bankruptcy law (ley concurs) in 2003 which provides for debt settlement plans that can result in a reduction of the debt (maximally half of the amount) or an extension of the payment period of maximally five years (Gerhardt, 2009), but it does not foresee debt discharge.
In the US, it is very difficult to discharge federal or federally guaranteed student loan debt by filing bankruptcy. Unlike most other debts, those student loans may be discharged only if the person seeking discharge establishes specific grounds for discharge under the Brunner test, under which the court evaluates three factors:
If required to repay the loan, the borrower cannot maintain a minimal standard of living;
The borrower's financial situation is likely to continue for most or all of the repayment period; and
The borrower has made a good faith effort to repay the student loans.
Even if a debtor proves all three elements, a court may permit only a partial discharge of the student loan. Student loan borrowers may benefit from restructuring their payments through a Chapter 13 bankruptcy repayment plan, but few qualify for discharge of part or all of their student loan debt.
Fraud
Bankruptcy fraud is a white-collar crime most typically involving concealment of assets by a debtor to avoid liquidation in bankruptcy proceedings. It may include filing of false information, multiple filings in different jurisdictions, bribery, and other acts.
While difficult to generalize across jurisdictions, common criminal acts under bankruptcy statutes typically involve concealment of assets, concealment or destruction of documents, conflicts of interest, fraudulent claims, false statements or declarations, and fee fixing or redistribution arrangements. Falsifications on bankruptcy forms often constitute perjury. Multiple filings are not in and of themselves criminal, but they may violate provisions of bankruptcy law. In the U.S., bankruptcy fraud statutes are particularly focused on the mental state of particular actions. Bankruptcy fraud is a federal crime in the United States.
Bankruptcy fraud should be distinguished from strategic bankruptcy, which is not a criminal act since it creates a real (not a fake) bankruptcy state. However, it may still work against the filer.
All assets must be disclosed in bankruptcy schedules whether or not the debtor believes the asset has a net value. This is because once a bankruptcy petition is filed, it is for the creditors, not the debtor, to decide whether a particular asset has value. The future ramifications of omitting assets from schedules can be quite serious for the offending debtor. In the United States, a closed bankruptcy may be reopened by motion of a creditor or the U.S. trustee if a debtor attempts to later assert ownership of such an "unscheduled asset" after being discharged of all debt in the bankruptcy. The trustee may then seize the asset and liquidate it for the benefit of the (formerly discharged) creditors. Whether or not a concealment of such an asset should also be considered for prosecution as fraud or perjury would then be at the discretion of the judge or U.S. Trustee.
By country
In some countries, such as the United Kingdom, bankruptcy is limited to individuals; other forms of insolvency proceedings (such as liquidation and administration) are applied to companies. In the United States, bankruptcy is applied more broadly to formal insolvency proceedings. In some countries, such as in Finland, bankruptcy is limited only to companies and individuals who are insolvent are condemned to de facto indentured servitude or minimum social benefits until their debts are paid in full, with accrued interest except when the court decides to show rare clemency by accepting a debtors application for debt restructuring, in which case an individual may have the amount of remaining debt reduced or be released from the debt. In France, the cognate French word banqueroute is used solely for cases of fraudulent bankruptcy, whereas the term faillite (cognate of "failure") is used for bankruptcy in accordance with the law.
Argentina
In Argentina the national Act "24.522 de Concursos y Quiebras" regulates the Bankruptcy and the Reorganization of the individuals and companies, public entities are not included.
Armenia
A person may be declared bankrupt with an application submitted to the court by the creditor or with an application to recognize his own bankruptcy. Legal and natural persons, including individual entrepreneurs, who have an indisputable payment obligation exceeding 60 days and amounting to more than one million AMD can be declared bankrupt. All creditors, including the state and municipalities, to whom the person has an obligation that meets the above-mentioned minimum criteria can submit an application to declare a person bankrupt by compulsory procedure. Basically, these obligations are derived from the legal acts of the court, transactions, the obligation of the debtor to pay taxes, duties, and other fees defined by law.
At the same time, when being declared bankrupt with a voluntary bankruptcy application, the applicant bears the obligation to prove the fact that the value of his assets is less than his assets by one million AMD or more.
Australia
In Australia, bankruptcy is a status which applies to individuals and is governed by the federal Bankruptcy Act 1966. Companies do not go bankrupt but rather go into liquidation or administration, which is governed by the federal Corporations Act 2001.
If a person commits an act of bankruptcy, then a creditor can apply to the Federal Circuit Court or the Federal Court for a sequestration order. Acts of bankruptcy are defined in the legislation, and include the failure to comply with a bankruptcy notice. A bankruptcy notice can be issued where, among other cases, a person fails to pay a judgment debt of at least $5,000. A person can also seek to have themselves declared bankrupt for any amount of debt by lodging a debtor's petition with the "Official Receiver", which is the Australian Financial Security Authority (AFSA).
All bankrupts must lodge a Statement of Affairs document, also known as a Bankruptcy Form, with AFSA, which includes important information about their assets and liabilities. A bankruptcy cannot be discharged until this document has been lodged.
Ordinarily, a bankruptcy lasts three years from the filing of the Statement of Affairs with AFSA.
A Bankruptcy Trustee (in most cases, the Official Trustee at AFSA) is appointed to deal with all matters regarding the administration of the bankrupt estate. The Trustee's job includes notifying creditors of the estate and dealing with creditor inquiries; ensuring that the bankrupt complies with their obligations under the Bankruptcy Act; investigating the bankrupt's financial affairs; realising funds to which the estate is entitled under the Bankruptcy Act and distributing dividends to creditors if sufficient funds become available.
For the duration of their bankruptcy, all bankrupts have certain restrictions placed upon them. For example, a bankrupt must obtain the permission of their trustee to travel overseas. Failure to do so may result in the bankrupt being stopped at the airport by the Australian Federal Police. Additionally, a bankrupt is required to provide their trustee with details of income and assets. If the bankrupt does not comply with the Trustee's request to provide details of income, the trustee may have grounds to lodge an Objection to Discharge, which has the effect of extending the bankruptcy for a further three or five years depending on the type of Objection.
The realisation of funds usually comes from two main sources: the bankrupt's assets and the bankrupt's wages. There are certain assets that are protected, referred to as protected assets. These include household furniture and appliances, tools of the trade and vehicles up to a certain value. All other assets of value can be sold. If a house, including the main residence, or car is above a certain value, a third party can buy the interest from the estate in order for the bankrupt to utilise the asset. If this is not done, the interest vests in the estate and the trustee is able to take possession of the asset and sell it.
The bankrupt must pay income contributions if their income is above a certain threshold. If the bankrupt fails to pay, the trustee can ask the Official Receiver to issue a notice to garnishee the bankrupt's wages. If that is not possible, the Trustee may seek to extend the bankruptcy for a further three or five years.
Bankruptcies can be annulled, and the bankrupt released from bankruptcy, prior to the expiration of the normal three-year period if all debts are paid out in full. Sometimes a bankrupt may be able to raise enough funds to make an Offer of Composition to creditors, which would have the effect of paying the creditors some of the money they are owed. If the creditors accept the offer, the bankruptcy can be annulled after the funds are received.
After the bankruptcy is annulled or the bankrupt has been automatically discharged, the bankrupt's credit report status is shown as "discharged bankrupt" for some years. The maximum number of years this information can be held is subject to the retention limits under the Privacy Act. How long such information is on a credit report may be shorter, depending on the issuing company, but the report must cease to record that information based on the criteria in the Privacy Act.
Brazil
In Brazil, the Bankruptcy Law (11.101/05) governs court-ordered or out-of-court receivership and bankruptcy and only applies to public companies (publicly traded companies) with the exception of financial institutions, credit cooperatives, consortia, supplementary scheme entities, companies administering health care plans, equity companies and a few other legal entities. It does not apply to state-run companies.
Current law covers three legal proceedings. The first one is bankruptcy itself ("Falência"). Bankruptcy is a court-ordered liquidation procedure for an insolvent business. The final goal of bankruptcy is to liquidate company assets and pay its creditors.
The second one is Court-ordered Restructuring (Recuperação Judicial). The goal is to overcome the business crisis situation of the debtor in order to allow the continuation of the producer, the employment of workers and the interests of creditors, leading, thus, to preserving company, its corporate function and develop economic activity. It is a court procedure required by the debtor which has been in business for more than two years and requires approval by a judge.
The Extrajudicial Restructuring (Recuperação Extrajudicial) is a private negotiation that involves creditors and debtors and, as with court-ordered restructuring, also must be approved by courts.
Canada
Bankruptcy, also referred to as insolvency in Canada, is governed by the Bankruptcy and Insolvency Act and is applicable to businesses and individuals. For example, Target Canada, the Canadian subsidiary of the Target Corporation, the second-largest discount retailer in the United States filed for bankruptcy on January 15, 2015, and closed all of its stores by April 12. The office of the Superintendent of Bankruptcy, a federal agency, is responsible for overseeing that bankruptcies are administered in a fair and orderly manner by all licensed Trustees in Canada.
Trustees in bankruptcy, 1041 individuals licensed to administer insolvencies, bankruptcy and proposal estates are governed by the Bankruptcy and Insolvency Act of Canada.
Bankruptcy is filed when a person or a company becomes insolvent and cannot pay their debts as they become due and if they have at least $1,000 in debt.
In 2011, the Superintendent of bankruptcy reported that trustees in Canada filed 127,774 insolvent estates. Consumer estates were the vast majority, with 122 999 estates. The consumer portion of the 2011 volume is divided into 77,993 bankruptcies and 45,006 consumer proposals. This represented a reduction of 8.9% from 2010. Commercial estates filed by Canadian trustees in 2011 4,775 estates, 3,643 bankruptcies and 1,132 Division 1 proposals. This represents a reduction of 8.6% over 2010.
Duties of trustees
Some of the duties of the trustee in bankruptcy are to:
Review the file for any fraudulent preferences or reviewable transactions
Chair meetings of creditors
Sell any non-exempt assets
Object to the bankrupt's discharge
Distribute funds to creditors
Creditors' meetings
Creditors become involved by attending creditors' meetings. The trustee calls the first meeting of creditors for the following purposes:
To consider the affairs of the bankrupt
To affirm the appointment of the trustee or substitute another in place thereof
To appoint inspectors
To give such directions to the trustee as the creditors may see fit with reference to the administration of the estate.
Consumer proposals
In Canada, a person can file a consumer proposal as an alternative to bankruptcy. A consumer proposal is a negotiated settlement between a debtor and their creditors.
A typical proposal would involve a debtor making monthly payments for a maximum of five years, with the funds distributed to their creditors. Even though most proposals call for payments of less than the full amount of the debt owing, in most cases, the creditors accept the deal—because if they do not, the next alternative may be personal bankruptcy, in which the creditors get even less money. The creditors have 45 days to accept or reject the consumer proposal. Once the proposal is accepted by both the creditors and the Court, the debtor makes the payments to the Proposal Administrator each month (or as otherwise stipulated in their proposal), and the general creditors are prevented from taking any further legal or collection action. If the proposal is rejected, the debtor is returned to his prior insolvent state and may have no alternative but to declare personal bankruptcy.
A consumer proposal can only be made by a debtor with debts to a maximum of $250,000 (not including the mortgage on their principal residence). If debts are greater than $250,000, the proposal must be filed under Division 1 of Part III of the Bankruptcy and Insolvency Act. An Administrator is required in the Consumer Proposal, and a Trustee in the Division I Proposal (these are virtually the same although the terms are not interchangeable). A Proposal Administrator is almost always a licensed trustee in bankruptcy, although the Superintendent of Bankruptcy may appoint other people to serve as administrators.
In 2006, there were 98,450 personal insolvency filings in Canada: 79,218 bankruptcies and 19,232 consumer proposals.
Commercial restructuring
In Canada, bankruptcy always means liquidation. There is no way for a company to emerge from bankruptcy after restructuring, as is the case in the United States with a Chapter 11 bankruptcy filing. Canada does, however, have laws that allow for businesses to restructure and emerge later with a smaller debtload and a more positive financial future. While not technically a form of bankruptcy, businesses with $5M or more in debt may make use of the Companies' Creditors Arrangement Act to halt all debt recovery efforts against the company while they formulate a plan to restructure.
China
The People's Republic of China legalized bankruptcy in 1986, and a revised law that was more expansive and complete was enacted in 2007.
Ireland
Bankruptcy in Ireland applies only to natural persons. Other insolvency processes including liquidation and examinership are used to deal with corporate insolvency.
Irish bankruptcy law has been the subject of significant comment, from both government sources and the media, as being in need of reform. Part 7 of the Civil Law (Miscellaneous Provisions) Act 2011 has started this process and the government has committed to further reform.
Israel
Bankruptcy in Israel is governed by the Insolvency and Rehabilitation Law, 2018. Insolvency proceedings below NIS 150,000 will be administered entirely by the Enforcement and Collection Authority. Insolvency proceedings above NIS 150,000 individual debtors file the documents will be conducted before the official receiver (the Insolvency Commissioner) and, if a creditor want to file against a debtor he needs to open process, before the magistrate's court that hears in the district. Company bankruptcy will be conducted before District Court. Simultaneously, with the issue of the order for the commencement of insolvency proceedings, the Insolvency Commissioner shall appoint a trustee for the debtor and an audit will be carried out, in which the debtor's economic capability and his conduct will be examined (lasting approximately 12 months). At the end of this audit a payment plan is established, at the end of which the debtor will receive a discharge. The default scenario is a payment period of three years, however, the court reserves the right to increase or decrease the period depending upon the circumstances of the case. If the debtor has no proven financial ability to pay the creditors, he may be granted an immediate discharge. Since 1996, Israeli personal bankruptcy law has shifted to a relatively debtor-friendly regime, not unlike the American model.
India
The Parliament of India in the first week of May 2016 passed Insolvency and Bankruptcy Code 2016 (New Code). Earlier a clear law on corporate bankruptcy did not exist, even though individual bankruptcy laws have been in existence since 1874. The earlier law in force was enacted in 1920 called the Provincial Insolvency Act.
The legal definitions of the terms bankruptcy, insolvency, liquidation and dissolution are contested in the Indian legal system. There is no regulation or statute legislated upon bankruptcy which denotes a condition of inability to meet a demand of a creditor as is common in many other jurisdictions.
Winding up of companies was in the jurisdiction of the courts which can take a decade even after the company has actually been declared insolvent. On the other hand, supervisory restructuring at the behest of the Board of Industrial and Financial Reconstruction is generally undertaken using receivership by a public entity.
The Netherlands
Dutch bankruptcy law is governed by the Dutch Bankruptcy Code (Faillissementswet). The code covers three separate legal proceedings.
The first is the bankruptcy (faillissement). The goal of the bankruptcy is the liquidation of the assets of the company. The bankruptcy applies only to companies.
The second legal proceeding in the Faillissementswet is the surseance van betaling. The surseance van betaling only applies to companies. Its goal is to reach an agreement with the creditors of the company. It is comparable to filing for protection against creditors.
The third proceeding is the schuldsanering. This proceeding is designed for individuals only and is the result of a court ruling. The judge appoints a monitor. The monitor is an independent third party who monitors the individual's ongoing business and decides about financial matters during the period of the schuldsanering. The individual can travel out of the country freely after the judge's decision on the case.
Russia
Federal Law No. 127-FZ "On Insolvency (Bankruptcy)" dated 26 October 2002 (as amended) (the "Bankruptcy Act"), replacing the previous law in 1998, to better address the above problems and a broader failure of the action.
Russian insolvency law is intended for a wide range of borrowers: individuals and companies of all sizes, with the exception of state-owned enterprises, government agencies, political parties and religious organizations. There are also special rules for insurance companies, professional participants of the securities market, agricultural organizations and other special laws for financial institutions and companies in the natural monopolies in the energy industry.
Federal Law No. 40-FZ "On Insolvency (Bankruptcy)" dated 25 February 1999 (as amended) (the "Insolvency Law of Credit Institutions") contains special provisions in relation to the opening of insolvency proceedings in relation to the credit company. Insolvency Provisions Act, credit organizations used in conjunction with the provisions of the Bankruptcy Act.
Bankruptcy law provides for the following stages of insolvency proceedings:
Monitoring procedure or Supervision (nablyudeniye);
The economic recovery (finansovoe ozdorovleniye);
External control (vneshneye upravleniye);
Liquidation (konkursnoye proizvodstvo) and
Amicable Agreement (mirovoye soglasheniye).
The main face of the bankruptcy process is the insolvency officer (trustee in bankruptcy, bankruptcy manager). At various stages of bankruptcy, he must be determined: the temporary officer in Monitoring procedure, external manager in External control, the receiver or administrative officer in The economic recovery, the liquidator. During the bankruptcy trustee in bankruptcy (insolvency officer) has a decisive influence on the movement of assets (property) of the debtor - the debtor and has a key influence on the economic and legal aspects of its operations.
South Africa
Switzerland
Under Swiss law, bankruptcy can be a consequence of insolvency. It is a court-ordered form of debt enforcement proceedings that applies, in general, to registered commercial entities only. In a bankruptcy, all assets of the debtor are liquidated under the administration of the creditors, although the law provides for debt restructuring options similar to those under Chapter 11 of the U.S. Bankruptcy code.
Sweden
In Sweden, bankruptcy (Swedish: konkurs) is a formal process that may involve a company or individual. It is not the same as insolvency, which is inability to pay debts that should have been paid. A creditor or the company itself can apply for bankruptcy. An external bankruptcy manager takes over the company or the assets of the person, and tries to sell as much as possible. A person or a company in bankruptcy can not access its assets (with some exceptions).
The formal bankruptcy process is rarely carried out for individuals. Creditors can claim money through the Enforcement Administration anyway, and creditors do not usually benefit from the bankruptcy of individuals because there are costs of a bankruptcy manager which has priority. Unpaid debts remain after bankruptcy for individuals. People who are deeply in debt can obtain a debt arrangement procedure (Swedish: skuldsanering). On application, they obtain a payment plan under which they pay as much as they can for five years, and then all remaining debts are cancelled. Debts that derive from a ban on business operations (issued by court, commonly for tax fraud or fraudulent business practices) or owed to a crime victim as compensation for damages, are exempted from this—and, as before this process was introduced in 2006, remain lifelong. Debts that have not been claimed during a 3-10 year period are cancelled. Often crime victims stop their claims after a few years since criminals often do not have job incomes and might be hard to locate, while banks make sure their claims are not cancelled. The most common reasons for personal insolvency in Sweden are illness, unemployment, divorce or company bankruptcy.
For companies, formal bankruptcy is a normal effect of insolvency, even if there is a reconstruction mechanism where the company can be given time to solve its situation, e.g. by finding an investor. The formal bankruptcy involves contracting a bankruptcy manager, who makes certain that assets are sold and money divided by the priority the law claims, and no other way. Banks have such a priority. After a finished bankruptcy for a company, it is terminated. The activities might continue in a new company which has bought important assets from the bankrupted company.
United Arab Emirates
The United Arab Emirates Bankruptcy Law came into force on 29 December 2016, and created a single law governing bankruptcy procedures, which had previously been spread across multiple sources. There are two court procedures: first, a procedure for a company that is not yet insolvent, known as a protective composition, and second, a formal bankruptcy that is split into a rescue process (similar to protective composition) or liquidation.
Directors of a company can be held personally liable for its debts.
The Bankruptcy Law does not apply to government bodies, or to companies trading in free zones such as the Dubai International Financial Centre or the Abu Dhabi Global Market, which have their own insolvency laws.
United Kingdom
Bankruptcy in the United Kingdom (in a strict legal sense) relates only to individuals (including sole proprietors) and partnerships. Companies and other corporations enter into differently named legal insolvency procedures: liquidation and administration (administration order and administrative receivership). However, the term 'bankruptcy' is often used when referring to companies in the media and in general conversation. Bankruptcy in Scotland is referred to as sequestration. To apply for bankruptcy in Scotland, an individual must have more than £1,500 of debt.
A trustee in bankruptcy must be either an Official Receiver (a civil servant) or a licensed insolvency practitioner. Current law in England and Wales derives in large part from the Insolvency Act 1986. Following the introduction of the Enterprise Act 2002, a UK bankruptcy now normally last no longer than 12 months, and may be less if the Official Receiver files in court a certificate that investigations are complete. It was expected that the UK Government's liberalisation of the UK bankruptcy regime would increase the number of bankruptcy cases; initially, cases increased, as the Insolvency Service statistics appear to bear out. Since 2009, the introduction of the Debt Relief Order has resulted in a dramatic fall in bankruptcies, the latest estimates for year 2014/15 being significantly less than 30,000 cases.
Pensions
The UK bankruptcy law was changed in May 2000, effective May 29, 2000. Debtors may now retain occupational pensions while in bankruptcy, except in rare cases.
Proposed reform
The Government have updated legislation (2016) to streamline the application process for UK bankruptcy. UK residents now need to apply online for bankruptcy - there is an upfront fee of £680. The process for residents of Northern Ireland differs - applicants must follow the older process of applying through the courts.
United States
Bankruptcy in the United States is a matter placed under federal jurisdiction by the United States Constitution (in Article 1, Section 8, Clause 4), which empowers Congress to enact "uniform Laws on the subject of Bankruptcies throughout the United States". Congress has enacted statutes governing bankruptcy, primarily in the form of the Bankruptcy Code, located at Title 11 of the United States Code.
A debtor declares bankruptcy to obtain relief from debt, and this is normally accomplished either through a discharge of the debt or through a restructuring of the debt. When a debtor files a voluntary petition, their bankruptcy case commences.
Debts and exemptions
While bankruptcy cases are always filed in United States Bankruptcy Court (an adjunct to the U.S. District Courts), bankruptcy cases, particularly with respect to the validity of claims and exemptions, are often dependent upon State law. A Bankruptcy Exemption defines the property a debtor may retain and preserve through bankruptcy. Certain real and personal property can be exempted on "Schedule C" of a debtor's bankruptcy forms, and effectively be taken outside the debtor's bankruptcy estate. Bankruptcy exemptions are available only to individuals filing bankruptcy.
There are two alternative systems that can be used to "exempt" property from a bankruptcy estate, federal exemptions (available in some states but not all), and state exemptions (which vary widely between states). For example, Maryland and Virginia, which are adjoining states, have different personal exemption amounts that cannot be seized for payment of debts. This amount is the first $6,000 in property or cash in Maryland, but normally only the first $5,000 in Virginia. State law therefore plays a major role in many bankruptcy cases, such that there may be significant differences in the outcome of a bankruptcy case depending upon the state in which it is filed.
After a bankruptcy petition is filed, the court schedules a hearing called a 341 meeting or meeting of creditors, at which the bankruptcy trustee and creditors review the petitioner's petition and supporting schedules, question the petitioner, and can challenge exemptions they believe are improper.
Chapters
There are six types of bankruptcy under the Bankruptcy Code, located at Title 11 of the United States Code:
Chapter 7: basic liquidation for individuals and businesses; also known as straight bankruptcy; it is the simplest and quickest form of bankruptcy available
Chapter 9: municipal bankruptcy; a federal mechanism for the resolution of municipal debts
Chapter 11: rehabilitation or reorganization, used primarily by business debtors but sometimes by individuals with substantial debts and assets; known as corporate bankruptcy, it is a form of corporate financial reorganization that typically allows companies to continue to function while they follow debt repayment plans
Chapter 12: rehabilitation for family farmers and fishermen;
Chapter 13: rehabilitation with a payment plan for individuals with a regular source of income; enables individuals with regular income to develop a plan to repay all or part of their debts; also known as Wage Earner Bankruptcy
Chapter 15: ancillary and other international cases; provides a mechanism for dealing with bankruptcy debtors and helps foreign debtors clear debts
An important feature applicable to all types of bankruptcy filings is the automatic stay. The automatic stay means that the mere request for bankruptcy protection automatically halts most lawsuits, repossessions, foreclosures, evictions, garnishments, attachments, utility shut-offs, and debt collection activity.
The most common types of personal bankruptcy for individuals are Chapter 7 and Chapter 13. Chapter 7, known as a "straight bankruptcy", involves the discharge of certain debts without repayment. Chapter 13 involves a plan of repayment of debts over a period of years. Whether a person qualifies for Chapter 7 or Chapter 13 is in part determined by income. As many as 65% of all US consumer bankruptcy filings are Chapter 7 cases.
Before a consumer may obtain bankruptcy relief under either Chapter 7 or Chapter 13, the debtor is to undertake credit counseling with approved counseling agencies prior to filing a bankruptcy petition and to undertake education in personal financial management from approved agencies prior to being granted a discharge of debts under either Chapter 7 or Chapter 13. Some studies of the operation of the credit counseling requirement suggest that it provides little benefit to debtors who receive the counseling because the only realistic option for many is to seek relief under the Bankruptcy Code.
Corporations and other business forms normally file under Chapters 7 or 11.
Chapter 7
Often called "straight bankruptcy" or "simple bankruptcy", a Chapter 7 bankruptcy potentially allows debtors to eliminate most or all of their debts over a period of as little as three or four months. In a typical consumer bankruptcy, the only debts that survive a Chapter 7 are student loans, child support obligations, some tax bills, and criminal fines. Credit cards, pay day loans, personal loans, medical bills, and just about all other bills are discharged.
In Chapter 7, a debtor surrenders non-exempt property to a bankruptcy trustee, who then liquidates the property and distributes the proceeds to the debtor's unsecured creditors. In exchange, the debtor is entitled to a discharge of some debt. However, the debtor is not granted a discharge if guilty of certain types of inappropriate behavior (e.g., concealing records relating to financial condition) and certain debts (e.g., spousal and child support and most student loans). Some taxes are not discharged even though the debtor is generally discharged from debt. Many individuals in financial distress own only exempt property (e.g., clothes, household goods, an older car, or the tools of their trade or profession) and do not have to surrender any property to the trustee. The amount of property that a debtor may exempt varies from state to state (as noted above, Virginia and Maryland have a $1,000 difference.) Chapter 7 relief is available only once in any eight-year period. Generally, the rights of secured creditors to their collateral continues, even though their debt is discharged. For example, absent some arrangement by a debtor to surrender a car or "reaffirm" a debt, the creditor with a security interest in the debtor's car may repossess the car even if the debt to the creditor is discharged.
Ninety-one percent of US individuals who petition for relief under Chapter 7 hire an attorney to file their petitions. The typical cost of an attorney is $1,170.00. Alternatives to filing with an attorney are: filing pro se, hiring a non-lawyer petition preparer, or using online software to generate the petition.
To be eligible to file a consumer bankruptcy under Chapter 7, a debtor must qualify under a statutory "means test". The means test was intended to make it more difficult for a significant number of financially distressed individual debtors whose debts are primarily consumer debts to qualify for relief under Chapter 7 of the Bankruptcy Code. The "means test" is employed in cases where an individual with primarily consumer debts has more than the average annual income for a household of equivalent size, computed over a 180-day period prior to filing. If the individual must "take" the "means test", their average monthly income over this 180-day period is reduced by a series of allowances for living expenses and secured debt payments in a very complex calculation that may or may not accurately reflect that individual's actual monthly budget. If the results of the means test show no disposable income (or in some cases a very small amount) then the individual qualifies for Chapter 7 relief. An individual who fails the means test will have their Chapter 7 case dismissed, or may have to convert the case to a Chapter 13 bankruptcy.
If a debtor does not qualify for relief under Chapter 7 of the Bankruptcy Code, either because of the Means Test or because Chapter 7 does not provide a permanent solution to delinquent payments for secured debts, such as mortgages or vehicle loans, the debtor may still seek relief under Chapter 13 of the Code.
Generally, a trustee sells most of the debtor's assets to pay off creditors. However, certain debtor assets will be protected to some extent by bankruptcy exemptions. These include Social Security payments, unemployment compensation, limited equity in a home, car, or truck, household goods and appliances, trade tools, and books. However, these exemptions vary from state to state.
Chapter 11
In Chapter 11 bankruptcy, the debtor retains ownership and control of assets and is re-termed a debtor in possession (DIP). The debtor in possession runs the day-to-day operations of the business while creditors and the debtor work with the Bankruptcy Court in order to negotiate and complete a plan. Upon meeting certain requirements (e.g., fairness among creditors, priority of certain creditors) creditors are permitted to vote on the proposed plan. If a plan is confirmed, the debtor continues to operate and pay debts under the terms of the confirmed plan. If a specified majority of creditors do not vote to confirm a plan, additional requirements may be imposed by the court in order to confirm the plan. Debtors filing for Chapter 11 protection a second time are known informally as "Chapter 22" filers.
In a corporate or business bankruptcy, an indebted company is typically recapitalized so that it emerges from bankruptcy with more equity and less debt, with potential for dispute over the valuation of the reorganized business.
Chapter 13
In Chapter 13, debtors retain ownership and possession of all their assets but must devote some portion of future income to repaying creditors, generally over three to five years. The amount of payment and period of the repayment plan depend upon a variety of factors, including the value of the debtor's property and the amount of a debtor's income and expenses. Under this chapter, the debtor can propose a repayment plan in which to pay creditors over three to five years. If the monthly income is less than the state's median income, the plan is for three years, unless the court finds "just cause" to extend the plan for a longer period. If the debtor's monthly income is greater than the median income for individuals in the debtor's state, the plan must generally be for five years. A plan cannot exceed the five-year limit.
Relief under Chapter 13 is available only to individuals with regular income whose debts do not exceed prescribed limits. If the debtor is an individual or a sole proprietor, the debtor is allowed to file for a Chapter 13 bankruptcy to repay all or part of the debts. Secured creditors may be entitled to greater payment than unsecured creditors.
In contrast to Chapter 7, the debtor in Chapter 13 may keep all property, whether or not exempt. If the plan appears feasible and if the debtor complies with all the other requirements, the bankruptcy court typically confirms the plan and the debtor and creditors are bound by its terms. Creditors have no say in the formulation of the plan, other than to object to it, if appropriate, on the grounds that it does not comply with one of the Code's statutory requirements. Generally, the debtor makes payments to a trustee who disburses the funds in accordance with the terms of the confirmed plan.
When the debtor completes payments pursuant to the terms of the plan, the court formally grant the debtor a discharge of the debts provided for in the plan. However, if the debtor fails to make the agreed upon payments or fails to seek or gain court approval of a modified plan, a bankruptcy court will normally dismiss the case on the motion of the trustee. After a dismissal, creditors may resume pursuit of state law remedies to recover the unpaid debt.
European Union
In 2004, the number of insolvencies reached record highs in many European countries. In France, company insolvencies rose by more than 4%, in Austria by more than 10%, and in Greece by more than 20%. The increase in the number of insolvencies, however, does not indicate the total financial impact of insolvencies in each country because there is no indication of the size of each case. An increase in the number of bankruptcy cases does not necessarily entail an increase in bad debt write-off rates for the economy as a whole.
Bankruptcy statistics are also a trailing indicator. There is a time delay between financial difficulties and bankruptcy. In most cases, several months or even years pass between the financial problems and the start of bankruptcy proceedings. Legal, tax, and cultural issues may further distort bankruptcy figures, especially when comparing on an international basis. Two examples:
In Austria, more than half of all potential bankruptcy proceedings in 2004 were not opened, due to insufficient funding.
In Spain, it is not economically profitable to open insolvency/bankruptcy proceedings against certain types of businesses, and therefore the number of insolvencies is quite low. For comparison: In France, more than 40,000 insolvency proceedings were opened in 2004, but under 600 were opened in Spain. At the same time the average bad debt write-off rate in France was 1.3% compared to Spain with 2.6%.
The insolvency numbers for private individuals also do not show the whole picture. Only a fraction of heavily indebted households file for insolvency. Two of the main reasons for this are the stigma of declaring themselves insolvent and the potential business disadvantage.
Following the soar in insolvencies in the last decade, a number of European countries, such as France, Germany, Spain and Italy, began to revamp their bankruptcy laws in 2013. They modelled these new laws after the image of Chapter 11 of the U.S. Bankruptcy Code. Currently, the majority of insolvency cases have ended in liquidation in Europe rather than the businesses surviving the crisis. These new law models are meant to change this; lawmakers are hoping to turn bankruptcy into a chance for restructuring rather than a death sentence for the companies.
Effective sovereign bankruptcy
Technically, states do not collapse directly due to a sovereign default event itself. However, the tumultuous events that follow may bring down the state, so in common language, states would be described as being bankrupted.
Some examples of this are when a Korean state bankrupted Imperial China causing its destruction, or more specifically, when Chang'an's (Sui Dynasty) war with Pyongyang (Goguryeo) in 614 A.D. ended in the former's disintegration within 4 years, although the latter also seemingly entered into decline and fell some 56 years later. Another example is when the United States, with heavy financial backing from its allies (creditors), bankrupted the Soviet Union which led to the latter's demise.
See also
Bankruptcy Act
Bankruptcy alternatives
Creditor's rights
Debt consolidation
Debt relief
Debt restructuring
Debtor in possession
Default
DIP Financing
Distressed securities
Financial distress
Individual voluntary arrangement
Insolvency
Judicial estoppel
Liquidation
Protected trust deed
Sole Trader Insolvency (UK)
Stalking Horse Agreement
Tools of trade
Turnaround ADR
References
Further reading
External links
U.S. Federal Bankruptcy Courts
Official U.S. Bankruptcy Statistics
US Courts Bankruptcy Law
Executive Office for United States Bankruptcy Trustees
Cornell Bankruptcy Laws
National Association of Consumer Bankruptcy Attorneys
Bankruptcy Research Database (WebBRD)
Website of the Insolvency Service in the UK
Bankruptcy Statistics in Hong Kong
Official Means Testing Information
Personal financial problems
Corporate liquidations
Debt |
4700 | https://en.wikipedia.org/wiki/Bessel%20function | Bessel function | Bessel functions, first defined by the mathematician Daniel Bernoulli and then generalized by Friedrich Bessel, are canonical solutions of Bessel's differential equation
for an arbitrary complex number , which represents the order of the Bessel function. Although and produce the same differential equation, it is conventional to define different Bessel functions for these two values in such a way that the Bessel functions are mostly smooth functions of .
The most important cases are when is an integer or half-integer. Bessel functions for integer are also known as cylinder functions or the cylindrical harmonics because they appear in the solution to Laplace's equation in cylindrical coordinates. Spherical Bessel functions with half-integer are obtained when solving the Helmholtz equation in spherical coordinates.
Applications of Bessel functions
The Bessel function is a generalization of the sine function. It can be interpreted as the vibration of a string with variable thickness, variable tension (or both conditions simultaneously); vibrations in a medium with variable properties; vibrations of the disc membrane, etc.
Bessel's equation arises when finding separable solutions to Laplace's equation and the Helmholtz equation in cylindrical or spherical coordinates. Bessel functions are therefore especially important for many problems of wave propagation and static potentials. In solving problems in cylindrical coordinate systems, one obtains Bessel functions of integer order (); in spherical problems, one obtains half-integer orders (). For example:
Electromagnetic waves in a cylindrical waveguide
Pressure amplitudes of inviscid rotational flows
Heat conduction in a cylindrical object
Modes of vibration of a thin circular or annular acoustic membrane (such as a drumhead or other membranophone) or thicker plates such as sheet metal (see Kirchhoff–Love plate theory, Mindlin–Reissner plate theory)
Diffusion problems on a lattice
Solutions to the radial Schrödinger equation (in spherical and cylindrical coordinates) for a free particle
Solving for patterns of acoustical radiation
Frequency-dependent friction in circular pipelines
Dynamics of floating bodies
Angular resolution
Diffraction from helical objects, including DNA
Probability density function of product of two normally distributed random variables
Analyzing of the surface waves generated by microtremors, in geophysics and seismology.
Bessel functions also appear in other problems, such as signal processing (e.g., see FM audio synthesis, Kaiser window, or Bessel filter).
Definitions
Because this is a second-order linear differential equation, there must be two linearly independent solutions. Depending upon the circumstances, however, various formulations of these solutions are convenient. Different variations are summarized in the table below and described in the following sections.
Bessel functions of the second kind and the spherical Bessel functions of the second kind are sometimes denoted by and , respectively, rather than and .
Bessel functions of the first kind:
Bessel functions of the first kind, denoted as , are solutions of Bessel's differential equation. For integer or positive , Bessel functions of the first kind are finite at the origin (); while for negative non-integer , Bessel functions of the first kind diverge as approaches zero. It is possible to define the function by its series expansion around , which can be found by applying the Frobenius method to Bessel's equation:
where is the gamma function, a shifted generalization of the factorial function to non-integer values. The Bessel function of the first kind is an entire function if is an integer, otherwise it is a multivalued function with singularity at zero. The graphs of Bessel functions look roughly like oscillating sine or cosine functions that decay proportionally to (see also their asymptotic forms below), although their roots are not generally periodic, except asymptotically for large . (The series indicates that is the derivative of , much like is the derivative of ; more generally, the derivative of can be expressed in terms of by the identities below.)
For non-integer , the functions and are linearly independent, and are therefore the two solutions of the differential equation. On the other hand, for integer order , the following relationship is valid (the gamma function has simple poles at each of the non-positive integers):
This means that the two solutions are no longer linearly independent. In this case, the second linearly independent solution is then found to be the Bessel function of the second kind, as discussed below.
Bessel's integrals
Another definition of the Bessel function, for integer values of , is possible using an integral representation:
which is also called Hansen-Bessel formula.
This was the approach that Bessel used, and from this definition he derived several properties of the function. The definition may be extended to non-integer orders by one of Schläfli's integrals, for :
Relation to hypergeometric series
The Bessel functions can be expressed in terms of the generalized hypergeometric series as
This expression is related to the development of Bessel functions in terms of the Bessel–Clifford function.
Relation to Laguerre polynomials
In terms of the Laguerre polynomials and arbitrarily chosen parameter , the Bessel function can be expressed as
Bessel functions of the second kind:
The Bessel functions of the second kind, denoted by , occasionally denoted instead by , are solutions of the Bessel differential equation that have a singularity at the origin () and are multivalued. These are sometimes called Weber functions, as they were introduced by , and also Neumann functions after Carl Neumann.
For non-integer , is related to by
In the case of integer order , the function is defined by taking the limit as a non-integer tends to :
If is a nonnegative integer, we have the series
where is the digamma function, the logarithmic derivative of the gamma function.
There is also a corresponding integral formula (for ):
In the case where ,
is necessary as the second linearly independent solution of the Bessel's equation when is an integer. But has more meaning than that. It can be considered as a "natural" partner of . See also the subsection on Hankel functions below.
When is an integer, moreover, as was similarly the case for the functions of the first kind, the following relationship is valid:
Both and are holomorphic functions of on the complex plane cut along the negative real axis. When is an integer, the Bessel functions are entire functions of . If is held fixed at a non-zero value, then the Bessel functions are entire functions of .
The Bessel functions of the second kind when is an integer is an example of the second kind of solution in Fuchs's theorem.
Hankel functions: ,
Another important formulation of the two linearly independent solutions to Bessel's equation are the Hankel functions of the first and second kind, and , defined as
where is the imaginary unit. These linear combinations are also known as Bessel functions of the third kind; they are two linearly independent solutions of Bessel's differential equation. They are named after Hermann Hankel.
These forms of linear combination satisfy numerous simple-looking properties, like asymptotic formulae or integral representations. Here, "simple" means an appearance of a factor of the form . For real where , are real-valued, the Bessel functions of the first and second kind are the real and imaginary parts, respectively, of the first Hankel function and the real and negative imaginary parts of the second Hankel function. Thus, the above formulae are analogs of Euler's formula, substituting , for and , for , , as explicitly shown in the asymptotic expansion.
The Hankel functions are used to express outward- and inward-propagating cylindrical-wave solutions of the cylindrical wave equation, respectively (or vice versa, depending on the sign convention for the frequency).
Using the previous relationships, they can be expressed as
If is an integer, the limit has to be calculated. The following relationships are valid, whether is an integer or not:
In particular, if with a nonnegative integer, the above relations imply directly that
These are useful in developing the spherical Bessel functions (see below).
The Hankel functions admit the following integral representations for :
where the integration limits indicate integration along a contour that can be chosen as follows: from to 0 along the negative real axis, from 0 to along the imaginary axis, and from to along a contour parallel to the real axis.
Modified Bessel functions: ,
The Bessel functions are valid even for complex arguments , and an important special case is that of a purely imaginary argument. In this case, the solutions to the Bessel equation are called the modified Bessel functions (or occasionally the hyperbolic Bessel functions) of the first and second kind and are defined as
when is not an integer; when is an integer, then the limit is used. These are chosen to be real-valued for real and positive arguments . The series expansion for is thus similar to that for , but without the alternating factor.
can be expressed in terms of Hankel functions:
Using these two formulae the result to +, commonly known as Nicholson's integral or Nicholson's formula, can be obtained to give the following
given that the condition is met. It can also be shown that
only when || < and but not when .
We can express the first and second Bessel functions in terms of the modified Bessel functions (these are valid if ):
and are the two linearly independent solutions to the modified Bessel's equation:
Unlike the ordinary Bessel functions, which are oscillating as functions of a real argument, and are exponentially growing and decaying functions respectively. Like the ordinary Bessel function , the function goes to zero at for and is finite at for . Analogously, diverges at with the singularity being of logarithmic type for , and otherwise.
Two integral formulas for the modified Bessel functions are (for ):
Bessel functions can be described as Fourier transforms of powers of quadratic functions. For example (for ):
It can be proven by showing equality to the above integral definition for . This is done by integrating a closed curve in the first quadrant of the complex plane.
Modified Bessel functions and can be represented in terms of rapidly convergent integrals
The modified Bessel function is useful to represent the Laplace distribution as an Exponential-scale mixture of normal distributions.
The modified Bessel function of the second kind has also been called by the following names (now rare):
Basset function after Alfred Barnard Basset
Modified Bessel function of the third kind
Modified Hankel function
Macdonald function after Hector Munro Macdonald
Spherical Bessel functions: ,
When solving the Helmholtz equation in spherical coordinates by separation of variables, the radial equation has the form
The two linearly independent solutions to this equation are called the spherical Bessel functions and , and are related to the ordinary Bessel functions and by
is also denoted or ; some authors call these functions the spherical Neumann functions.
From the relations to the ordinary Bessel functions it is directly seen that:
The spherical Bessel functions can also be written as (Rayleigh's formulas)
The zeroth spherical Bessel function is also known as the (unnormalized) sinc function. The first few spherical Bessel functions are:
and
Generating function
The spherical Bessel functions have the generating functions
Differential relations
In the following, is any of , , , for
Spherical Hankel functions: ,
There are also spherical analogues of the Hankel functions:
In fact, there are simple closed-form expressions for the Bessel functions of half-integer order in terms of the standard trigonometric functions, and therefore for the spherical Bessel functions. In particular, for non-negative integers :
and is the complex-conjugate of this (for real ). It follows, for example, that and , and so on.
The spherical Hankel functions appear in problems involving spherical wave propagation, for example in the multipole expansion of the electromagnetic field.
Riccati–Bessel functions: , , ,
Riccati–Bessel functions only slightly differ from spherical Bessel functions:
They satisfy the differential equation
For example, this kind of differential equation appears in quantum mechanics while solving the radial component of the Schrödinger's equation with hypothetical cylindrical infinite potential barrier. This differential equation, and the Riccati–Bessel solutions, also arises in the problem of scattering of electromagnetic waves by a sphere, known as Mie scattering after the first published solution by Mie (1908). See e.g., Du (2004) for recent developments and references.
Following Debye (1909), the notation , is sometimes used instead of , .
Asymptotic forms
The Bessel functions have the following asymptotic forms. For small arguments , one obtains, when is not a negative integer:
When is a negative integer, we have
For the Bessel function of the second kind we have three cases:
where is the Euler–Mascheroni constant (0.5772...).
For large real arguments , one cannot write a true asymptotic form for Bessel functions of the first and second kind (unless is half-integer) because they have zeros all the way out to infinity, which would have to be matched exactly by any asymptotic expansion. However, for a given value of one can write an equation containing a term of order :
(For the last terms in these formulas drop out completely; see the spherical Bessel functions above.)
The asymptotic forms for the Hankel functions are:
These can be extended to other values of using equations relating and to and .
It is interesting that although the Bessel function of the first kind is the average of the two Hankel functions, is not asymptotic to the average of these two asymptotic forms when is negative (because one or the other will not be correct there, depending on the used). But the asymptotic forms for the Hankel functions permit us to write asymptotic forms for the Bessel functions of first and second kinds for complex (non-real) so long as goes to infinity at a constant phase angle (using the square root having positive real part):
For the modified Bessel functions, Hankel developed asymptotic (large argument) expansions as well:
There is also the asymptotic form (for large real )
When , all the terms except the first vanish, and we have
For small arguments , we have
Properties
For integer order , is often defined via a Laurent series for a generating function:
an approach used by P. A. Hansen in 1843. (This can be generalized to non-integer order by contour integration or other methods.)
A series expansion using Bessel functions (Kapteyn series) is
Another important relation for integer orders is the Jacobi–Anger expansion:
and
which is used to expand a plane wave as a sum of cylindrical waves, or to find the Fourier series of a tone-modulated FM signal.
More generally, a series
is called Neumann expansion of . The coefficients for have the explicit form
where is Neumann's polynomial.
Selected functions admit the special representation
with
due to the orthogonality relation
More generally, if has a branch-point near the origin of such a nature that
then
or
where is the Laplace transform of .
Another way to define the Bessel functions is the Poisson representation formula and the Mehler-Sonine formula:
where and .
This formula is useful especially when working with Fourier transforms.
Because Bessel's equation becomes Hermitian (self-adjoint) if it is divided by , the solutions must satisfy an orthogonality relationship for appropriate boundary conditions. In particular, it follows that:
where , is the Kronecker delta, and is the th zero of . This orthogonality relation can then be used to extract the coefficients in the Fourier–Bessel series, where a function is expanded in the basis of the functions for fixed and varying .
An analogous relationship for the spherical Bessel functions follows immediately:
If one defines a boxcar function of that depends on a small parameter as:
(where is the rectangle function) then the Hankel transform of it (of any given order ), , approaches as approaches zero, for any given . Conversely, the Hankel transform (of the same order) of is :
which is zero everywhere except near 1. As approaches zero, the right-hand side approaches , where is the Dirac delta function. This admits the limit (in the distributional sense):
A change of variables then yields the closure equation:
for . The Hankel transform can express a fairly arbitrary function as an integral of Bessel functions of different scales. For the spherical Bessel functions the orthogonality relation is:
for .
Another important property of Bessel's equations, which follows from Abel's identity, involves the Wronskian of the solutions:
where and are any two solutions of Bessel's equation, and is a constant independent of (which depends on α and on the particular Bessel functions considered). In particular,
and
for .
For , the even entire function of genus 1, , has only real zeros. Let
be all its positive zeros, then
(There are a large number of other known integrals and identities that are not reproduced here, but which can be found in the references.)
Recurrence relations
The functions , , , and all satisfy the recurrence relations
and
where denotes , , , or . These two identities are often combined, e.g. added or subtracted, to yield various other relations. In this way, for example, one can compute Bessel functions of higher orders (or higher derivatives) given the values at lower orders (or lower derivatives). In particular, it follows that
Modified Bessel functions follow similar relations:
and
and
The recurrence relation reads
where denotes or . These recurrence relations are useful for discrete diffusion problems.
Transcendence
In 1929, Carl Ludwig Siegel proved that , , and the quotient {{math|{{sfrac|Jν(x)|Jν(x)}}}} are transcendental numbers when ν is rational and x is algebraic and nonzero. The same proof also implies that is transcendental under the same assumptions.
Multiplication theorem
The Bessel functions obey a multiplication theorem
where and may be taken as arbitrary complex numbers. For , the above expression also holds if is replaced by . The analogous identities for modified Bessel functions and are
and
Zeros of the Bessel function
Bourget's hypothesis
Bessel himself originally proved that for nonnegative integers , the equation has an infinite number of solutions in . When the functions are plotted on the same graph, though, none of the zeros seem to coincide for different values of except for the zero at . This phenomenon is known as Bourget's hypothesis''' after the 19th-century French mathematician who studied Bessel functions. Specifically it states that for any integers and , the functions and have no common zeros other than the one at . The hypothesis was proved by Carl Ludwig Siegel in 1929.
Transcendence
Siegel proved in 1929 that when ν is rational, all nonzero roots of and are transcendental, as are all the roots of . It is also known that all roots of the higher derivatives for are transcendental, except for the special values and .
Numerical approaches
For numerical studies about the zeros of the Bessel function, see , and .
Numerical values
The first zero in J0 (i.e, j0,1, j0,2 and j0,3) occurs at arguments of approximately 2.40483, 5.52008 and 8.65373, respectively.
Bessel Functions in Popular Culture
Young Sheldon
In the season 5 episode "The Yips and an Oddly Hypnotic Bohemian", Young Sheldon (Young Sheldon) is attempting to complete a quantum mechanics test and runs out of time because he cannot remember the zeroes to the Bessel function.
See also
Anger function
Bessel polynomials
Bessel–Clifford function
Bessel–Maitland function
Fourier–Bessel series
Hahn–Exton -Bessel function
Hankel transform
Incomplete Bessel functions
Jackson -Bessel function
Kelvin functions
Kontorovich–Lebedev transform
Lentz's algorithm
Lerche–Newberger sum rule
Lommel function
Lommel polynomial
Neumann polynomial
Schlömilch's series
Sonine formula
Struve function
Vibrations of a circular membrane
Weber function (defined at Anger function)
Notes
References
Arfken, George B. and Hans J. Weber, Mathematical Methods for Physicists, 6th edition (Harcourt: San Diego, 2005). .
Bowman, Frank Introduction to Bessel Functions (Dover: New York, 1958). .
.
.
B Spain, M. G. Smith, Functions of mathematical physics, Van Nostrand Reinhold Company, London, 1970. Chapter 9 deals with Bessel functions.
N. M. Temme, Special Functions. An Introduction to the Classical Functions of Mathematical Physics, John Wiley and Sons, Inc., New York, 1996. . Chapter 9 deals with Bessel functions.
Watson, G. N., A Treatise on the Theory of Bessel Functions, Second Edition'', (1995) Cambridge University Press. .
.
External links
.
.
.
Wolfram function pages on Bessel J and Y functions, and modified Bessel I and K functions. Pages include formulas, function evaluators, and plotting calculators.
Bessel functions Jν, Yν, Iν and Kν in Librow Function handbook.
F. W. J. Olver, L. C. Maximon, Bessel Functions (chapter 10 of the Digital Library of Mathematical Functions).
Special hypergeometric functions
Fourier analysis |
4715 | https://en.wikipedia.org/wiki/Boolean%20satisfiability%20problem | Boolean satisfiability problem | In logic and computer science, the Boolean satisfiability problem (sometimes called propositional satisfiability problem and abbreviated SATISFIABILITY, SAT or B-SAT) is the problem of determining if there exists an interpretation that satisfies a given Boolean formula. In other words, it asks whether the variables of a given Boolean formula can be consistently replaced by the values TRUE or FALSE in such a way that the formula evaluates to TRUE. If this is the case, the formula is called satisfiable. On the other hand, if no such assignment exists, the function expressed by the formula is FALSE for all possible variable assignments and the formula is unsatisfiable. For example, the formula "a AND NOT b" is satisfiable because one can find the values a = TRUE and b = FALSE, which make (a AND NOT b) = TRUE. In contrast, "a AND NOT a" is unsatisfiable.
SAT is the first problem that was proven to be NP-complete; see Cook–Levin theorem. This means that all problems in the complexity class NP, which includes a wide range of natural decision and optimization problems, are at most as difficult to solve as SAT. There is no known algorithm that efficiently solves each SAT problem, and it is generally believed that no such algorithm exists; yet this belief has not been proved mathematically, and resolving the question of whether SAT has a polynomial-time algorithm is equivalent to the P versus NP problem, which is a famous open problem in the theory of computing.
Nevertheless, as of 2007, heuristic SAT-algorithms are able to solve problem instances involving tens of thousands of variables and formulas consisting of millions of symbols, which is sufficient for many practical SAT problems from, e.g., artificial intelligence, circuit design, and automatic theorem proving.
Definitions
A propositional logic formula, also called Boolean expression, is built from variables, operators AND (conjunction, also denoted by ∧), OR (disjunction, ∨), NOT (negation, ¬), and parentheses.
A formula is said to be satisfiable if it can be made TRUE by assigning appropriate logical values (i.e. TRUE, FALSE) to its variables.
The Boolean satisfiability problem (SAT) is, given a formula, to check whether it is satisfiable.
This decision problem is of central importance in many areas of computer science, including theoretical computer science, complexity theory, algorithmics, cryptography and artificial intelligence.
Conjunctive normal form
A literal is either a variable (in which case it is called a positive literal) or the negation of a variable (called a negative literal).
A clause is a disjunction of literals (or a single literal). A clause is called a Horn clause if it contains at most one positive literal.
A formula is in conjunctive normal form (CNF) if it is a conjunction of clauses (or a single clause).
For example, is a positive literal, is a negative literal, is a clause. The formula is in conjunctive normal form; its first and third clauses are Horn clauses, but its second clause is not. The formula is satisfiable, by choosing x1 = FALSE, x2 = FALSE, and x3 arbitrarily, since (FALSE ∨ ¬FALSE) ∧ (¬FALSE ∨ FALSE ∨ x3) ∧ ¬FALSE evaluates to (FALSE ∨ TRUE) ∧ (TRUE ∨ FALSE ∨ x3) ∧ TRUE, and in turn to TRUE ∧ TRUE ∧ TRUE (i.e. to TRUE). In contrast, the CNF formula a ∧ ¬a, consisting of two clauses of one literal, is unsatisfiable, since for a=TRUE or a=FALSE it evaluates to TRUE ∧ ¬TRUE (i.e., FALSE) or FALSE ∧ ¬FALSE (i.e., again FALSE), respectively.
For some versions of the SAT problem, it is useful to define the notion of a generalized conjunctive normal form formula, viz. as a conjunction of arbitrarily many generalized clauses, the latter being of the form for some Boolean function R and (ordinary) literals . Different sets of allowed boolean functions lead to different problem versions. As an example, R(¬x,a,b) is a generalized clause, and R(¬x,a,b) ∧ R(b,y,c) ∧ R(c,d,¬z) is a generalized conjunctive normal form. This formula is used below, with R being the ternary operator that is TRUE just when exactly one of its arguments is.
Using the laws of Boolean algebra, every propositional logic formula can be transformed into an equivalent conjunctive normal form, which may, however, be exponentially longer. For example, transforming the formula
(x1∧y1) ∨ (x2∧y2) ∨ ... ∨ (xn∧yn)
into conjunctive normal form yields
;
while the former is a disjunction of n conjunctions of 2 variables, the latter consists of 2n clauses of n variables.
However, with use of the Tseytin transformation, we may find an equisatisfiable conjunctive normal form formula with length linear in the size of the original propositional logic formula.
Complexity
SAT was the first known NP-complete problem, as proved by Stephen Cook at the University of Toronto in 1971 and independently by Leonid Levin at the Russian Academy of Sciences in 1973. Until that time, the concept of an NP-complete problem did not even exist.
The proof shows how every decision problem in the complexity class NP can be reduced to the SAT problem for CNF formulas, sometimes called CNFSAT.
A useful property of Cook's reduction is that it preserves the number of accepting answers. For example, deciding whether a given graph has a 3-coloring is another problem in NP; if a graph has 17 valid 3-colorings, the SAT formula produced by the Cook–Levin reduction will have 17 satisfying assignments.
NP-completeness only refers to the run-time of the worst case instances. Many of the instances that occur in practical applications can be solved much more quickly. See Algorithms for solving SAT below.
3-satisfiability
Like the satisfiability problem for arbitrary formulas, determining the satisfiability of a formula in conjunctive normal form where each clause is limited to at most three literals is NP-complete also; this problem is called 3-SAT, 3CNFSAT, or 3-satisfiability.
To reduce the unrestricted SAT problem to 3-SAT, transform each clause to a conjunction of clauses
where are fresh variables not occurring elsewhere.
Although the two formulas are not logically equivalent, they are equisatisfiable. The formula resulting from transforming all clauses is at most 3 times as long as its original, i.e. the length growth is polynomial.
3-SAT is one of Karp's 21 NP-complete problems, and it is used as a starting point for proving that other problems are also NP-hard. This is done by polynomial-time reduction from 3-SAT to the other problem. An example of a problem where this method has been used is the clique problem: given a CNF formula consisting of c clauses, the corresponding graph consists of a vertex for each literal, and an edge between each two non-contradicting literals from different clauses, cf. picture. The graph has a c-clique if and only if the formula is satisfiable.
There is a simple randomized algorithm due to Schöning (1999) that runs in time (4/3)n where n is the number of variables in the 3-SAT proposition, and succeeds with high probability to correctly decide 3-SAT.
The exponential time hypothesis asserts that no algorithm can solve 3-SAT (or indeed k-SAT for any ) in time (i.e., fundamentally faster than exponential in n).
Selman, Mitchell, and Levesque (1996) give empirical data on the difficulty of randomly generated 3-SAT formulas, depending on their size parameters.
Difficulty is measured in number recursive calls made by a DPLL algorithm. They identified a phase transition region from almost certainly satisfiable to almost certainly unsatisfiable formulas at the clauses-to-variables ratio at about 4.26.
3-satisfiability can be generalized to k-satisfiability (k-SAT, also k-CNF-SAT), when formulas in CNF are considered with each clause containing up to k literals.
However, since for any k ≥ 3, this problem can neither be easier than 3-SAT nor harder than SAT, and the latter two are NP-complete, so must be k-SAT.
Some authors restrict k-SAT to CNF formulas with exactly k literals. This doesn't lead to a different complexity class either, as each clause with j < k literals can be padded with fixed dummy variables to
.
After padding all clauses, 2k-1 extra clauses have to be appended to ensure that only can lead to a satisfying assignment. Since k doesn't depend on the formula length, the extra clauses lead to a constant increase in length. For the same reason, it does not matter whether duplicate literals are allowed in clauses, as in .
Special cases of SAT
Conjunctive normal form
Conjunctive normal form (in particular with 3 literals per clause) is often considered the canonical representation for SAT formulas. As shown above, the general SAT problem reduces to 3-SAT, the problem of determining satisfiability for formulas in this form.
Disjunctive normal form
SAT is trivial if the formulas are restricted to those in disjunctive normal form, that is, they are a disjunction of conjunctions of literals. Such a formula is indeed satisfiable if and only if at least one of its conjunctions is satisfiable, and a conjunction is satisfiable if and only if it does not contain both x and NOT x for some variable x. This can be checked in linear time. Furthermore, if they are restricted to being in full disjunctive normal form, in which every variable appears exactly once in every conjunction, they can be checked in constant time (each conjunction represents one satisfying assignment). But it can take exponential time and space to convert a general SAT problem to disjunctive normal form; for an example exchange "∧" and "∨" in the above exponential blow-up example for conjunctive normal forms.
Exactly-1 3-satisfiability
A variant of the 3-satisfiability problem is the one-in-three 3-SAT (also known variously as 1-in-3-SAT and exactly-1 3-SAT).
Given a conjunctive normal form with three literals per clause, the problem is to determine whether there exists a truth assignment to the variables so that each clause has exactly one TRUE literal (and thus exactly two FALSE literals). In contrast, ordinary 3-SAT requires that every clause has at least one TRUE literal.
Formally, a one-in-three 3-SAT problem is given as a generalized conjunctive normal form with all generalized clauses using a ternary operator R that is TRUE just if exactly one of its arguments is. When all literals of a one-in-three 3-SAT formula are positive, the satisfiability problem is called one-in-three positive 3-SAT.
One-in-three 3-SAT, together with its positive case, is listed as NP-complete problem "LO4" in the standard reference, Computers and Intractability: A Guide to the Theory of NP-Completeness
by Michael R. Garey and David S. Johnson. One-in-three 3-SAT was proved to be NP-complete by Thomas Jerome Schaefer as a special case of Schaefer's dichotomy theorem, which asserts that any problem generalizing Boolean satisfiability in a certain way is either in the class P or is NP-complete.
Schaefer gives a construction allowing an easy polynomial-time reduction from 3-SAT to one-in-three 3-SAT. Let "(x or y or z)" be a clause in a 3CNF formula. Add six fresh boolean variables a, b, c, d, e, and f, to be used to simulate this clause and no other.
Then the formula R(x,a,d) ∧ R(y,b,d) ∧ R(a,b,e) ∧ R(c,d,f) ∧ R(z,c,FALSE) is satisfiable by some setting of the fresh variables if and only if at least one of x, y, or z is TRUE, see picture (left). Thus any 3-SAT instance with m clauses and n variables may be converted into an equisatisfiable one-in-three 3-SAT instance with 5m clauses and n+6m variables.
Another reduction involves only four fresh variables and three clauses: R(¬x,a,b) ∧ R(b,y,c) ∧ R(c,d,¬z), see picture (right).
Not-all-equal 3-satisfiability
Another variant is the not-all-equal 3-satisfiability problem (also called NAE3SAT).
Given a conjunctive normal form with three literals per clause, the problem is to determine if an assignment to the variables exists such that in no clause all three literals have the same truth value. This problem is NP-complete, too, even if no negation symbols are admitted, by Schaefer's dichotomy theorem.
Linear SAT
A 3-SAT formula is Linear SAT (LSAT) if each clause (viewed as a set of literals) intersects at most one other clause, and, moreover, if two clauses intersect, then they have exactly one literal in common. An LSAT formula can be depicted as a set of disjoint semi-closed intervals on a line. Deciding whether an LSAT formula is satisfiable is NP-complete.
2-satisfiability
SAT is easier if the number of literals in a clause is limited to at most 2, in which case the problem is called 2-SAT. This problem can be solved in polynomial time, and in fact is complete for the complexity class NL. If additionally all OR operations in literals are changed to XOR operations, the result is called exclusive-or 2-satisfiability, which is a problem complete for the complexity class SL = L.
Horn-satisfiability
The problem of deciding the satisfiability of a given conjunction of Horn clauses is called Horn-satisfiability, or HORN-SAT.
It can be solved in polynomial time by a single step of the Unit propagation algorithm, which produces the single minimal model of the set of Horn clauses (w.r.t. the set of literals assigned to TRUE).
Horn-satisfiability is P-complete. It can be seen as P's version of the Boolean satisfiability problem.
Also, deciding the truth of quantified Horn formulas can be done in polynomial time.
Horn clauses are of interest because they are able to express implication of one variable from a set of other variables. Indeed, one such clause ¬x1 ∨ ... ∨ ¬xn ∨ y can be rewritten as x1 ∧ ... ∧ xn → y, that is, if x1,...,xn are all TRUE, then y needs to be TRUE as well.
A generalization of the class of Horn formulae is that of renameable-Horn formulae, which is the set of formulae that can be placed in Horn form by replacing some variables with their respective negation.
For example, (x1 ∨ ¬x2) ∧ (¬x1 ∨ x2 ∨ x3) ∧ ¬x1 is not a Horn formula, but can be renamed to the Horn formula (x1 ∨ ¬x2) ∧ (¬x1 ∨ x2 ∨ ¬y3) ∧ ¬x1 by introducing y3 as negation of x3.
In contrast, no renaming of (x1 ∨ ¬x2 ∨ ¬x3) ∧ (¬x1 ∨ x2 ∨ x3) ∧ ¬x1 leads to a Horn formula.
Checking the existence of such a replacement can be done in linear time; therefore, the satisfiability of such formulae is in P as it can be solved by first performing this replacement and then checking the satisfiability of the resulting Horn formula.
XOR-satisfiability
Another special case is the class of problems where each clause contains XOR (i.e. exclusive or) rather than (plain) OR operators.
This is in P, since an XOR-SAT formula can also be viewed as a system of linear equations mod 2, and can be solved in cubic time by Gaussian elimination; see the box for an example. This recast is based on the kinship between Boolean algebras and Boolean rings, and the fact that arithmetic modulo two forms a finite field. Since a XOR b XOR c evaluates to TRUE if and only if exactly 1 or 3 members of {a,b,c} are TRUE, each solution of the 1-in-3-SAT problem for a given CNF formula is also a solution of the XOR-3-SAT problem, and in turn each solution of XOR-3-SAT is a solution of 3-SAT, cf. picture. As a consequence, for each CNF formula, it is possible to solve the XOR-3-SAT problem defined by the formula, and based on the result infer either that the 3-SAT problem is solvable or that the 1-in-3-SAT problem is unsolvable.
Provided that the complexity classes P and NP are not equal, neither 2-, nor Horn-, nor XOR-satisfiability is NP-complete, unlike SAT.
Schaefer's dichotomy theorem
The restrictions above (CNF, 2CNF, 3CNF, Horn, XOR-SAT) bound the considered formulae to be conjunctions of subformulae; each restriction states a specific form for all subformulae: for example, only binary clauses can be subformulae in 2CNF.
Schaefer's dichotomy theorem states that, for any restriction to Boolean functions that can be used to form these subformulae, the corresponding satisfiability problem is in P or NP-complete. The membership in P of the satisfiability of 2CNF, Horn, and XOR-SAT formulae are special cases of this theorem.
The following table summarizes some common variants of SAT.
Extensions of SAT
An extension that has gained significant popularity since 2003 is satisfiability modulo theories (SMT) that can enrich CNF formulas with linear constraints, arrays, all-different constraints, uninterpreted functions, etc. Such extensions typically remain NP-complete, but very efficient solvers are now available that can handle many such kinds of constraints.
The satisfiability problem becomes more difficult if both "for all" (∀) and "there exists" (∃) quantifiers are allowed to bind the Boolean variables.
An example of such an expression would be ; it is valid, since for all values of x and y, an appropriate value of z can be found, viz. z=TRUE if both x and y are FALSE, and z=FALSE else.
SAT itself (tacitly) uses only ∃ quantifiers.
If only ∀ quantifiers are allowed instead, the so-called tautology problem is obtained, which is co-NP-complete.
If both quantifiers are allowed, the problem is called the quantified Boolean formula problem (QBF), which can be shown to be PSPACE-complete. It is widely believed that PSPACE-complete problems are strictly harder than any problem in NP, although this has not yet been proved. Using highly parallel P systems, QBF-SAT problems can be solved in linear time.
Ordinary SAT asks if there is at least one variable assignment that makes the formula true. A variety of variants deal with the number of such assignments:
MAJ-SAT asks if the majority of all assignments make the formula TRUE. It is known to be complete for PP, a probabilistic class.
#SAT, the problem of counting how many variable assignments satisfy a formula, is a counting problem, not a decision problem, and is #P-complete.
UNIQUE SAT is the problem of determining whether a formula has exactly one assignment. It is complete for US, the complexity class describing problems solvable by a non-deterministic polynomial time Turing machine that accepts when there is exactly one nondeterministic accepting path and rejects otherwise.
UNAMBIGUOUS-SAT is the name given to the satisfiability problem when the input is restricted to formulas having at most one satisfying assignment. The problem is also called USAT. A solving algorithm for UNAMBIGUOUS-SAT is allowed to exhibit any behavior, including endless looping, on a formula having several satisfying assignments. Although this problem seems easier, Valiant and Vazirani have shown that if there is a practical (i.e. randomized polynomial-time) algorithm to solve it, then all problems in NP can be solved just as easily.
MAX-SAT, the maximum satisfiability problem, is an FNP generalization of SAT. It asks for the maximum number of clauses which can be satisfied by any assignment. It has efficient approximation algorithms, but is NP-hard to solve exactly. Worse still, it is APX-complete, meaning there is no polynomial-time approximation scheme (PTAS) for this problem unless P=NP.
WMSAT is the problem of finding an assignment of minimum weight that satisfy a monotone Boolean formula (i.e. a formula without any negation). Weights of propositional variables are given in the input of the problem. The weight of an assignment is the sum of weights of true variables. That problem is NP-complete (see Th. 1 of ).
Other generalizations include satisfiability for first- and second-order logic, constraint satisfaction problems, 0-1 integer programming.
Finding a satisfying assignment
While SAT is a decision problem, the search problem of finding a satisfying assignment reduces to SAT. That is, each algorithm which correctly answers if an instance of SAT is solvable can be used to find a satisfying assignment. First, the question is asked on the given formula Φ. If the answer is "no", the formula is unsatisfiable. Otherwise, the question is asked on the partly instantiated formula Φ{x1=TRUE}, i.e. Φ with the first variable x1 replaced by TRUE, and simplified accordingly. If the answer is "yes", then x1=TRUE, otherwise x1=FALSE. Values of other variables can be found subsequently in the same way. In total, n+1 runs of the algorithm are required, where n is the number of distinct variables in Φ.
This property is used in several theorems in complexity theory:
NP ⊆ P/poly ⇒ PH = Σ2 (Karp–Lipton theorem)
NP ⊆ BPP ⇒ NP = RP
P = NP ⇒ FP = FNP
Algorithms for solving SAT
Since the SAT problem is NP-complete, only algorithms with exponential worst-case complexity are known for it. In spite of this, efficient and scalable algorithms for SAT were developed during the 2000s and have contributed to dramatic advances in our ability to automatically solve problem instances involving tens of thousands of variables and millions of constraints (i.e. clauses). Examples of such problems in electronic design automation (EDA) include formal equivalence checking, model checking, formal verification of pipelined microprocessors, automatic test pattern generation, routing of FPGAs, planning, and scheduling problems, and so on. A SAT-solving engine is also considered to be an essential component in the electronic design automation toolbox.
Major techniques used by modern SAT solvers include the Davis–Putnam–Logemann–Loveland algorithm (or DPLL), conflict-driven clause learning (CDCL), and stochastic local search algorithms such as WalkSAT. Almost all SAT solvers include time-outs, so they will terminate in reasonable time even if they cannot find a solution.
Different SAT solvers will find different instances easy or hard, and some excel at proving unsatisfiability, and others at finding solutions. Recent attempts have been made to learn an instance's satisfiability using deep learning techniques.
SAT solvers are developed and compared in SAT-solving contests. Modern SAT solvers are also having significant impact on the fields of software verification, constraint solving in artificial intelligence, and operations research, among others.
See also
Unsatisfiable core
Satisfiability modulo theories
Counting SAT
Planar SAT
Karloff–Zwick algorithm
Circuit satisfiability
Notes
External links
SAT Game: try solving a Boolean satisfiability problem yourself
The international SAT competition website
International Conference on Theory and Applications of Satisfiability Testing
Journal on Satisfiability, Boolean Modeling and Computation
SAT Live, an aggregate website for research on the satisfiability problem
Yearly evaluation of MaxSAT solvers
References
Sources
This article includes material from https://web.archive.org/web/20070708233347/http://www.sigda.org/newsletter/2006/eNews_061201.html by Prof. Karem A. Sakallah.
Further reading
(by date of publication)
Boolean algebra
Electronic design automation
Formal methods
Logic in computer science
NP-complete problems
Satisfiability problems |
4717 | https://en.wikipedia.org/wiki/Bob%20Jones%20University | Bob Jones University | Bob Jones University (BJU) is a private evangelical university in Greenville, South Carolina. It is known for its conservative cultural and religious positions. The university, with approximately 3,000 students, is accredited by the Southern Association of Colleges and Schools Commission on Colleges (SACSCOC) and the Transnational Association of Christian Colleges and Schools. In 2017, the university estimated the number of its graduates at 40,184.
History
During the Fundamentalist-Modernist controversy of the 1920s, Christian evangelist Bob Jones Sr. grew increasingly concerned about what he perceived to be the secularization of higher education and the influence of religious liberalism in denominational colleges. Jones recalled that in 1924, his friend William Jennings Bryan had leaned over to him at a Bible conference service in Winona Lake, Indiana and said, "If schools and colleges do not quit teaching evolution as a fact, we are going to become a nation of atheists." Though Jones was not a college graduate, he was determined to found a college. On September 12, 1927, Jones opened Bob Jones College in Panama City, Florida, with 88 students. Jones said that although he had been averse to naming the school after himself, his friends overcame his reluctance "with the argument that the school would be called by that name because of my connection with it, and to attempt to give it any other name would confuse the people".
Bob Jones took no salary from the college. Jones supported the school with personal savings and income from his evangelistic campaigns. Both time and place were inauspicious. The Florida land boom had peaked in 1925, and a hurricane in September 1926 further reduced land values. The Great Depression followed hard on its heels. Bob Jones College barely survived bankruptcy and its move to Cleveland, Tennessee in 1933. In the same year, the college also ended participation in intercollegiate sports. Nevertheless, Jones's move to Cleveland proved extraordinarily advantageous. Bankrupt at the nadir of the Depression, without a home and with barely enough money to move its library and office furniture, the college became the largest liberal arts college in Tennessee thirteen years later. With the enactment of the GI Bill at the end of World War II, the need for campus expansion to accommodate increased enrollment led to a relocation to South Carolina.
Though Jones had served as acting president as early as 1934, his son, Bob Jones Jr. officially became the school's second president in 1947 before the college moved to Greenville, South Carolina, and became Bob Jones University. In Greenville, the university more than doubled in size within two years and started a radio station, film department, and art gallery—the latter of which eventually became one of the largest collections of religious art in the Western Hemisphere.
During the late 1950s, BJU and alumnus Billy Graham, who had attended Bob Jones College for one semester and received an honorary degree from the university in 1948, engaged in a controversy about the propriety of theological conservatives cooperating with theological liberals to support evangelistic campaigns, a controversy that widened an already growing rift between separatist fundamentalists and other evangelicals. Negative publicity caused by the dispute precipitated a decline in BJU enrollment of about 10% in the years 1956–59, and seven members of the university board (of about a hundred) also resigned in support of Graham, including Graham himself and two of his staff members. When, in 1966, Graham held his only American campaign in Greenville, the university forbade any BJU dormitory student from attending under penalty of expulsion. Enrollment quickly rebounded, and by 1970, there were 3,300 students, approximately 60% more than in 1958.
In 1971, Bob Jones III became president at age 32, though his father, with the title of Chancellor, continued to exercise considerable administrative authority into the late 1990s. At the 2005 commencement, Stephen Jones was installed as the fourth president, and Bob Jones III assumed the title of chancellor. Stephen Jones resigned in 2014 for health reasons, and evangelist Steve Pettit was named president, the first unrelated to the Jones family.
In 2011, the university became a member of the Transnational Association of Christian Colleges and Schools (TRACS) and reinstated intercollegiate athletics. In March 2017, the university regained its federal tax exemption after a complicated restructuring divided the organization into for-profit and non-profit entities, and in June 2017, it was granted accreditation by the Southern Association of Colleges and Schools.
In March 2023, Pettit resigned, effective May 5, citing his inability to work with the chairman of the university's board of trustees. Shortly thereafter, the president of the board also resigned.
Academics
The university comprises seven colleges and schools offering more than 60 undergraduate majors, including fourteen associate degree programs. Many of the university employees consider their positions as much ministries as jobs. It is common for retiring professors to have served the university for more than forty years, a circumstance that has contributed to the stability and conservatism of an institution of higher learning that has virtually no endowment and at which faculty salaries are "sacrificial".
Religious education
School of Religion
The School of Religion includes majors for both men and women, although only men train as ministerial students. Many of these students go on to a seminary after completing their undergraduate education. Others take ministry positions straight from college, and rising juniors participate in a church internship program to prepare them for pastoral ministry. In 1995, 1,290 BJU graduates were serving as senior or associate pastors in churches across the United States. In 2017 more than 100 pastors in the Upstate alone were BJU graduates.
Position on the King James Version of the Bible
The university uses the King James Version (KJV) of the Bible in its services and classrooms, but it does not hold the KJV to be the only acceptable English translation or that it has the same authority as the original Hebrew and Greek manuscripts. The King-James-Only Movement—or more correctly, movements, since it has many variations—became a divisive force in fundamentalism as conservative, modern Bible translations, such as the New American Standard Bible (NASB) and the New International Version (NIV), began to appear in the 1970s. BJU has taken the position that orthodox Christians of the late 19th and early 20th centuries (including fundamentalists) agreed that while the KJV was a substantially accurate translation, only the original manuscripts of the Bible written in Hebrew and Greek were infallible and inerrant. Bob Jones Jr. called the KJV-only position a "heresy" and "in a very definite sense, a blasphemy".
Fine arts
The Division of Fine Arts has the largest faculty of the university's six undergraduate schools. Each year, the university presents an opera in the spring semester and Shakespearean plays in both the fall and spring semesters. The Division of Fine Arts includes an RTV department with a campus radio and television station, WBJU. More than a hundred concerts, recitals, and laboratory theater productions are also presented annually.
Each fall, as a recruiting tool, the university sponsors a "High School Festival" in which students compete in music, art, and speech (including preaching) contests with their peers from around the country. In the spring, a similar competition sponsored by the American Association of Christian Schools, and hosted by BJU since 1977, brings thousands of national finalists to the university from around the country. In 2005, 120 of the finalists from previous years returned to BJU as freshmen.
Science
Bob Jones University supports young-earth creationism, all their biology faculty are young Earth creationists and the university rejects evolution, calling it "at best an unsupportable and unworkable hypothesis".
According to the BJU website, "More than 80% of our premed graduates are accepted to medical or dental school within a year of graduation." The Department of Biology hosts two research programs on campus, one in cancer research, the other in animal behavior. Although ten of the sixteen members of the science faculty have bachelor's degrees from BJU, all earned their doctorates from accredited, non-religious institutions of higher learning.
The university's nursing major is approved by the South Carolina State Board of Nursing, and a BJU graduate with a BSN is eligible to take the National Council Licensure Examination to become a registered nurse. The BJU engineering program is accredited by the Accreditation Board for Engineering and Technology (ABET).
Accreditation and rankings
Bob Jones Sr. was leery of academic accreditation almost from the founding of the college, and by the early 1930s, he had publicly stated his opposition to holding regional accreditation. Jones and the college were criticized for this stance, and academic recognition, as well as student and faculty recruitment, were hindered.
In 1944, Jones wrote to John Walvoord of Dallas Theological Seminary that while the university had "no objection to educational work highly standardized…. We, however, cannot conscientiously let some group of educational experts or some committee of experts who may have a behavioristic or atheistic slant on education control or even influence the administrative policies of our college." Five years later, Jones reflected that "it cost us something to stay out of an association, but we stayed out. We have lived up to our convictions." In any case, lack of accreditation seems to have made little difference during the post-war period, when the university more than doubled in size.
Because graduates did not benefit from accredited degrees, the faculty felt an increased responsibility to prepare their students. Early in the history of the college, there had been some hesitancy on the part of other institutions to accept BJU credits at face value, but by the 1960s, BJU alumni were being accepted by most of the major graduate and professional schools in the United States. Undoubtedly helpful was that some of the university's strongest programs were in the areas of music, speech, and art, disciplines in which ability could be measured by audition or portfolio rather than through paper qualifications.
Nevertheless, by the early 2000s, the university quietly reexamined its position on accreditation as degree mills proliferated, and some government agencies, such as local police departments, began excluding BJU graduates because the university did not appear on appropriate federal lists. In 2004, the university began the process of joining the Transnational Association of Christian Colleges and Schools. Candidate status—effectively, accreditation—was obtained in April 2005, and full membership in the Association was conferred in November 2006. In December 2011, BJU announced its intention to apply for regional accreditation with the Southern Association of Colleges and Schools (SACSCOC), and it received that accreditation in 2017.
In 2017, US News ranked BJU as #61 (tie) in Regional Universities South
and #7 in Best Value Schools.
Political involvement
As a twelve-year-old, Bob Jones Sr. made a twenty-minute speech in defense of the Populist Party. Jones was a friend and admirer of William Jennings Bryan but also campaigned throughout the South for Herbert Hoover (and against Al Smith) during the 1928 presidential election. Even the authorized history of BJU notes that both Bob Jones Sr. and Bob Jones Jr. "played political hardball" when dealing with the three municipalities in which the school was successively located. For instance, in 1962, Bob Jones Sr. warned the Greenville City Council that he had "four hundred votes in his pocket and in any election he would have control over who would be elected."
Bob Jones Sr.'s April 17, 1960, Easter Sunday sermon, broadcast on the radio, entitled "Is Segregation Scriptural?" served as the university position paper on race in the 60s, 70s, and 80s. The transcript was sent in pamphlet form in fund-raising letters and sold in the university bookstore. In the sermon, Jones states, "If you are against segregation and against racial separation, then you are against God Almighty." The school began a long history of supporting politicians who were considered aligned with racial segregation.
Republican Party ties
From nearly the inception of Bob Jones College, a majority of students and faculty were from the northern United States, where there was a larger ratio of Republicans to Democrats than in the South (which was solidly Democratic). Therefore, almost from its founding year, BJU had a larger portion of Republicans than the surrounding community. After South Carolina Senator Strom Thurmond switched his allegiance to the Republican Party in 1964, BJU faculty members became increasingly influential in the new state Republican party. BJU alumni were elected to local political and party offices. In 1976, candidates supported by BJU faculty and alumni captured the local Republican party with unfortunate short-term political consequences, but by 1980 the religious right and the "country club" Republicans had joined forces. From then on, most Republican candidates for local and statewide offices sought the endorsement of Bob Jones III and greeted faculty/staff voters at the University Dining Common.
National Republicans soon followed. Ronald Reagan spoke at the school in 1980, although the Joneses supported his opponent, John Connally, in the South Carolina primary. Later, Bob Jones III denounced Reagan as "a traitor to God's people" for choosing George H. W. Bush—whom Jones called a "devil"—as his vice president. Even later, Jones III shook Bush's hand and thanked him for being a good president. In the 1990s, other Republicans such as Dan Quayle, Pat Buchanan, Phil Gramm, Bob Dole, and Alan Keyes also spoke at BJU. Democrats were rarely invited to speak at the university, in part because they took political and social positions (especially support for abortion rights) opposed by the Religious Right.
2000 election
On February 2, 2000, then Texas Governor George W. Bush, as a candidate for president, spoke during school's chapel hour. Bush gave a standard stump speech, making no specific reference to the university. His political opponents quickly noted his non-mention of the university's ban on interracial dating. During the Michigan primary, Bush was also criticized for not stating his opposition to the university's anti-Catholicism. The McCain campaign targeted Catholics with "Catholic Voter Alert" phone calls, reminding voters of Bush's visit to BJU. New York Republican Representative Peter King, who was supporting John McCain in the presidential primary, called Bush a tool of "anti-Catholic bigoted forces", after the visit. King described BJU as "an institution that is notorious in Ireland for awarding an honorary doctorate to Northern Ireland's tempestuous Protestant leader, Ian Paisley." Bush denied that he either knew of or approved what he regarded as BJU's intolerant policies. On February 26, Bush issued a formal letter of apology to Cardinal John Joseph O'Connor of New York for failing to denounce Bob Jones University's history of anti-Catholic statements. Bush said at a news conference following the letter's release, "I make no excuses. I had an opportunity and I missed it. I regret that....I wish I had gotten up then and seized the moment to set a tone, a tone that I had set in Texas, a positive and inclusive tone." Also during the 2000 Republican primary campaign in South Carolina, Richard Hand, a BJU professor, spread a false e-mail rumor that John McCain had fathered an illegitimate child. The McCains have an adopted daughter from Bangladesh, and later push polling also implied that the child was biracial.
Withdrawal from politics
Although the March 2007 issue of Foreign Policy listed BJU as one of "The World's Most Controversial Religious Sites" because of its past influence on American politics, BJU has seen little political controversy since Stephen Jones became president. When asked by a Newsweek reporter if he wished to play a political role, Stephen Jones replied, "It would not be my choice." Further, when asked if he felt ideologically closer to his father's engagement with politics or to other evangelicals who have tried to avoid civic involvement, Jones answered, "The gospel is for individuals. The main message we have is to individuals. We're not here to save the culture." In a 2005 Washington Post interview, Jones dodged political questions and even admitted that he was embarrassed by "some of the more vitriolic comments" made by his predecessors. "I don't want to get specific," Jones said, "But there were things said back then that I wouldn't say today." In October 2007, when Bob Jones III, as "a private citizen," endorsed Mitt Romney for the Republican nomination for president, Stephen Jones made it clear that he wished "to stay out of politics" and that neither he nor the university had endorsed anyone. Despite a hotly contested South Carolina primary, none of the candidates appeared on the platform of BJU's Founders' Memorial Amphitorium during the 2008 election cycle. In April 2008, Stephen Jones told a reporter, "I don't think I have a political bone in my body."
Renewed political engagement
In 2015 BJU reemerged as a campaign stop for conservative Republicans. Ben Carson and Ted Cruz held large on-campus rallies on two successive days in November. BJU president Steve Pettit met with Marco Rubio, Rick Perry, Mike Huckabee, and Scott Walker. Jeb Bush, Carson, Cruz, and Rubio also appeared at a 2016 Republican presidential forum at BJU. Chip Felkel, a Greenville Republican consultant, noted that some candidates closely identified "with the folks at Bob Jones. So it makes sense for them to want to be there." Nevertheless, unlike BJU's earlier periods of political involvement, Pettit did not endorse a candidate.
According to Furman University political science professor Jim Guth, because Greenville has grown so much recently, it is unlikely BJU will ever again have the same political influence it had between the 1960s and the 1980s. Nevertheless, about a quarter of all BJU graduates continue to live in the Upstate, and as long-time mayor Knox White has said, "The alumni have had a big impact on every profession and walk of life in Greenville."
Campus
The university occupies 205 acres at the eastern city limit of Greenville. The institution moved into its initial 25 buildings during the 1947–48 school year, and later buildings were also faced with the light yellow brick chosen for the originals.
Museum and gallery
Bob Jones Jr. was a connoisseur of European art from his teen years and began collecting after World War II on about $30,000 a year authorized by the University Board of Directors. Jones first concentrated on the Italian Baroque, a style then out of favor and relatively inexpensive in the years immediately following the war. The museum's collection currently includes more than 400 European paintings from the 14th through the 19th centuries, period furniture, and a notable collection of Russian icons. The museum also includes a variety of Holy Land antiquities.
The gallery is strong in Baroque paintings and includes notable works by Rubens, Tintoretto, Veronese, Cranach, Gerard David, Murillo, Mattia Preti, Ribera, van Dyck, and Gustave Doré. Included in the Museum & Gallery collection are seven large canvases, part of a series by Benjamin West painted for George III, called "The Progress of Revealed Religion", which are displayed in the War Memorial Chapel. The museum also includes a variety of Holy Land antiquities collected in the early 20th century by missionaries Frank and Barbara Bowen.
Every Easter, the university and the Museum & Gallery present the Living Gallery, a series of tableaux vivants recreating noted works of religious art using live models disguised as part of two-dimensional paintings.
BJU has been criticized by some fundamentalists for promoting "false Catholic doctrine" through its art gallery because much of Baroque art was created for the Counter-Reformation.
A painting by Lucas van Leyden that had been displayed in the gallery's collection for more than ten years and had been consigned to Sotheby's for sale was recognized by Interpol as art that had been stolen by the Nazis from the Mittelrhein-Museum in Koblenz. The painting was eventually returned to Germany after months of negotiations between the Mittelrhein-Museum and Julius H. Weitzner (1896–1986), a noted dealer in Old Master paintings.
After the death of Bob Jones Jr., Erin Jones, the wife of BJU president Stephen Jones, became director. According to David Steel, curator of European art at the North Carolina Museum of Art, Erin Jones "brought that museum into the modern era", employing "a top-notch curator, John Nolan", and following "best practices in conservation and restoration". The museum cooperates with other institutions, lending works for outside shows such as a Rembrandt exhibit in 2011.
In 2008, the BJU Museum & Gallery opened a satellite location, the Museum & Gallery at Heritage Green near downtown Greenville, which featured rotating exhibitions from the main museum and interactive children's activities. In February 2017, the Museum & Gallery closed both locations permanently. In 2018, the museum announced that a new home would be built at a yet undetermined located off the BJU campus. In 2021, Erin Jones said the museum was exploring a permanent home near the proposed downtown conference center.
Library
The Mack Library (named for John Sephus Mack) holds a collection of more than 300,000 books and includes seating for 1,200 as well as a computer lab and a computer classroom. (Its ancillary, a music library, is included in the Gustafson Fine Arts Center.) Mack Library's Special Collections includes an American Hymnody Collection of about 700 titles. The "Jerusalem Chamber" is a replica of the room in Westminster Abbey in which work on the King James Version of the Bible was conducted, and it displays a collection of rare Bibles. An adjoining Memorabilia Room commemorates the life of Bob Jones Sr. and the history of the university.
The library's Fundamentalism File collects periodical articles and ephemera about social and religious matters of interest to evangelicals and fundamentalists. The University Archives holds copies of all university publications, oral histories of faculty and staff members, surviving remnants of university correspondence, and pictures and artifacts related to the Jones family and the history of the university.
Ancillary ministries
Unusual Films
Both Bob Jones Sr. and Bob Jones Jr. believed that film could be an excellent medium for mass evangelism, and in 1950, the university established Unusual Films within the School of Fine Arts. (The studio name derives from a former BJU promotional slogan, "The World's Most Unusual University".) Bob Jones Jr. selected a speech teacher, Katherine Stenholm, as the first director. Although she had no experience in cinema, she took summer courses at the University of Southern California and received personal instruction from Hollywood specialists, such as Rudolph Sternad.
Unusual Films has produced seven feature-length films, each with an evangelistic emphasis: Wine of Morning, Red Runs the River, Flame in the Wind, Sheffey, Beyond the Night, The Printing, and Milltown Pride. Wine of Morning (1955), based on a novel by Bob Jones Jr., represented the United States at the Cannes Film Festival. The first four films are historical dramas set, respectively, in the time of Christ, the U.S. Civil War, 16th-century Spain, and the late 19th-century South—the latter a fictionalized treatment of the life of Methodist evangelist, Robert Sayers Sheffey. Beyond the Night closely follows an actual 20th-century missionary saga in Central Africa, and The Printing uses composite characters to portray the persecution of believers in the former Soviet Union. According to The Dove Foundation, The Printing "no doubt will urge Christian believers everywhere to appreciate the freedoms they enjoy. It is inspiring!" In 1999, Unusual Films began producing feature films for children, including The Treasure Map, Project Dinosaur, and Appalachian Trial. They also released a short animated film for children, The Golden Rom. Unusual Films returned to their customary format in 2011 with their release of Milltown Pride, a historical film set in 1920s upstate South Carolina.
Unusual Films also maintains a student film production program. The Film and Digital Storytelling program provides professional training in motion picture production. This training combines classroom instruction with hands-on experience in various areas, including directing, editing, and cinematography. Before graduation, seniors produce high-definition short films which they write, direct, and edit.
BJU Press
BJU Press originated from the need for textbooks for the burgeoning Christian school movement. The press publishes a full range of K–12 textbooks. More than a million pre-college students worldwide use BJU textbooks, and the press has about 2,500 titles in print.
BJU Press also offers distance learning courses online, via DVD and hard drive. Another ancillary, the Academy of Home Education, is a "service organization for homeschooling families" that maintains student records, administers achievement testing, and issues high school diplomas. The press sold its music division, SoundForth, to Lorenz Publishing on October 1, 2012.
Pre-college programs
The university operates Bob Jones Academy, which enrolls students from preschool through 12th grade. With about 1100 students, the school's demographic makeup leans heavily white (90.3%), with non-Black minorities making up the bulk of other ethnicities. Black students make up 0.5% of enrollment.
Controversies
Sexual abuse reports
In December 2011, in response to accusations of mishandling of student reports of sexual abuse (most of which had occurred in their home churches when the students were minors) and a concurrent reporting issue at a church pastored by a university board member, the BJU board of trustees hired an independent ombudsman, GRACE (Godly Response to Abuse in the Christian Environment), to investigate. Released in December 2014, the GRACE report suggested that BJU had discouraged students from reporting past sexual abuse, and though the university declined to implement many of the report's recommendations, President Steve Pettit formally apologized "to those who felt they did not receive from us genuine love, compassion, understanding, and support after suffering sexual abuse or assault". The university's mishandling of sexual abuse in the past came into light again in August 2020 when a student filed a lawsuit against Bob Jones University and Furman University alleging both administrations ignored the sexual assault report and expelled the student for consuming alcohol, which is against the Student Code of Conduct handbook.
Racial policies and ban on interracial dating
Although BJU had admitted Asian students and other ethnic groups from its inception, it did not enroll African or African-American students until 1971. From 1971 to 1975, BJU admitted only married Black people. However, the Internal Revenue Service (IRS) had already determined in 1970 that "private schools with racially discriminatory admissions policies" were not entitled to federal tax exemption. In 1975, the University Board of Trustees authorized a policy change to admit Black students, a move that occurred shortly before the announcement of the Supreme Court decision in Runyon v. McCrary (427 U.S. 160 [1976]), which prohibited racial exclusion in private schools. In May 1975, BJU expanded rules against interracial dating and marriage.
In 1976, the Internal Revenue Service revoked the university's tax exemption retroactively to December 1, 1970, because it practiced racial discrimination. The case eventually was heard by the U.S. Supreme Court in 1982. After BJU lost the decision in Bob Jones University v. United States (461 U.S. 574)[1983], the university chose to maintain its interracial dating policy and pay a million dollars in back taxes. The year following the Court decision, contributions to the university declined by 13 percent. In 2000, following a media uproar prompted by the visit of presidential candidate George W. Bush to the university, Bob Jones III dropped the university's interracial dating rule, announcing the change on CNN's Larry King Live. In the same year, Bob Jones III drew criticism after reposting a letter on the university's web page referring to Mormons and Catholics as being members of "cults which call themselves Christian".
In 2005, Stephen Jones, great-grandson of the founder, became BJU's president on the same day that he received his PhD from the school. Bob Jones III then took the title Chancellor. In 2008, the university declared itself "profoundly sorry" for having allowed "institutional policies to remain in place that were racially hurtful". That year, BJU enrolled students from fifty states and nearly fifty countries, representing diverse ethnicities and cultures, and the BJU administration declared itself "committed to maintaining on the campus the racial and cultural diversity and harmony characteristic of the true Church of Jesus Christ throughout the world".
In his first meeting with the university cabinet in 2014, the fifth president Steve Pettit said it was appropriate for BJU to regain its tax-exempt status because BJU no longer held its earlier positions about race. "The Bible is clear," said Pettit, "We are made of one blood." By February 17, 2017, the IRS website had listed the university as a 501(c)(3) organization, and by May 2017, BJU had forged a working relationship with Greenville's Phillis Wheatley Center. In 2017, 9% of the student body was "from the American minority population".
Student life
Religious atmosphere
Religion is a major aspect of life and curriculum at BJU. The BJU Creed, written in 1927 by journalist and prohibitionist Sam Small, is recited by students and faculty four days a week at chapel services.
The university also encourages church planting in areas of the United States "in great need of fundamental churches", and it has provided financial and logistical assistance to ministerial graduates in starting more than a hundred new churches. Bob Jones III has also encouraged non-ministerial students to put their career plans on hold for two or three years to provide lay leadership for small churches. Students of various majors participate in Missions Advance (formerly Mission Prayer Band), an organization that prays for missionaries and attempts to stimulate campus interest in world evangelism. During summers and Christmas breaks, about 150 students participate in teams that use their musical, language, trade, and aviation skills to promote Christian missions around the world. Although a separate nonprofit corporation, Gospel Fellowship Association, an organization founded by Bob Jones Sr. and associated with BJU, is one of the largest fundamentalist mission boards in the country. Through its "Timothy Fund", the university also sponsors international students who are training for the ministry.
The university requires the use of the King James Version (KJV) of the Bible in its services and classrooms, but it does not hold that the KJV is the only acceptable English translation or that it has the same authority as the original Hebrew and Greek manuscripts. The university's position has been criticized by some other fundamentalists, including fellow conservative university Pensacola Christian College, which in 1998 produced a widely distributed videotape which argued that this "defiling leaven in fundamentalism" was passed from the 19th-century Princeton theologian Benjamin B. Warfield (1851–1921) through Charles Brokenshire (1885–1954) to current BJU faculty members and graduates.
Rules of conduct
Strict rules govern student life at BJU. Some of these are based directly on the university's interpretation of the Bible. For instance, the 2015–16 Student Handbook states, "Students are to avoid any types of entertainment that could be considered immodest or that contain profanity, scatological realism, sexual perversion, erotic realism, lurid violence, occultism and false philosophical or religious assumptions." Grounds for immediate dismissal include stealing, immorality (including sexual relations between unmarried students), possession of hard-core pornography, use of alcohol or drugs, and participating in a public demonstration for a cause the university opposes. Similar "moral failures" are grounds for terminating the employment of faculty and staff. In 1998, a homosexual alumnus was threatened with arrest if he visited the campus.
For years, male students were required to wear slacks, dress shirts, and ties on campus during the day. This requirement has since been loosened; men are allowed to wear polo shirts or dress shirts on weekdays until 17:00 and are no longer required to wear ties. Effective in 2018, women are no longer required to wear skirts or dresses and can now wear pants. They are also required to attend chapel four days a week, as well as at least two services per week at an approved "local fundamental church".
Other rules are not based on a specific biblical passage. For instance, the Handbook notes that "there is no specific Bible command that says, 'Thou shalt not be late to class', but a student who wishes to display orderliness and concern for others will not come in late to the distraction of the teacher and other students." In 2008 a campus spokesperson also said that one goal of the dress code was "to teach our young people to dress professionally" on campus while giving them "the ability to...choose within the biblically accepted options of dress" when they were off campus.
Additional rules include requiring resident hall students to abide by a campus curfew of 11:00 pm, with lights out at midnight. Students are forbidden to go to movie theaters while in residence, however, they may watch movies rated G or PG while in the residence halls. Students may not listen to popular contemporary music. Male students with upper-level privileges and graduate students may have facial hair that is fully grown before the start of the semester, neatly trimmed, and well maintained at approximately ½ inch or less. Women are expected to dress modestly and wear dresses or skirts that come to the knee to class and religious services.
Extracurriculars
After BJU abandoned intercollegiate sports in 1933, its intramural sports program included competition in soccer, basketball, softball, volleyball, tennis, badminton, flag football, table tennis, racquetball, and water polo. The university also competed in intercollegiate debate within the National Educational Debate Association, in intercollegiate mock trial and computer science competitions, and participated at South Carolina Student Legislature. In 2012, BJU joined Division I of National Christian College Athletic Association (NCCAA) and in 2014 participated in intercollegiate soccer, basketball, cross-country, and golf. The teams are known as the Bruins.
The university requires all unmarried incoming first-year students under 23 to join one of 45 "societies". Societies meet most Fridays for entertainment and fellowship and hold weekly prayer meetings. Societies compete with one another in intramural sports, debate, and Scholastic Bowl. The university also has a student-staffed newspaper (The Collegian), and yearbook (Vintage).
Early in December, thousands of students, faculty, and visitors gather around the front campus fountain for an annual Christmas carol singing and lighting ceremony, illuminating tens of thousands of Christmas lights. On December 3, 2004, the ceremony broke the Guinness World Record for Christmas caroling with 7,514 carolers.
Before 2015, the university required students and faculty to attend a six-day Bible Conference instead of a traditional Spring Break. However, the university announced that beginning in 2016, it would hold the Bible Conference in February and give students a week of Spring Break in March. The Conference typically attracts fundamentalist preachers and laypeople from around the country, and some BJU class reunions are held during the week.
Athletics
The Bob Jones (BJU) athletic teams are called the Bruins. The university is a member of the National Christian College Athletic Association (NCCAA), primarily competing in the South Region of the Division II level.
The Bruins previously competed as a member of the NCAA Division III ranks, primarily competing as an NCAA D-III Independent from 2020–21 to 2022–23.
BJU competes in 12 intercollegiate varsity sports. Men's sports include baseball, basketball, cross-country, golf, soccer, and track & field, while women's sports include basketball, beach volleyball, cross-country, soccer, track & field, and volleyball.
History
In 2012, the university inaugurated intercollegiate athletics with four teams: men's soccer, men's basketball, women's soccer, and women's basketball. The university added intercollegiate golf and cross-country teams during the 2013–2014 school year. Men's and women's shooting sports were added in 2016. Men's baseball began in the spring of 2021, and women's beach volleyball started in the spring of 2022. On January 31, 2023, director of athletics Neal Ring announced his resignation. Ring had overseen Bruins Athletics since inception.
Through its first 11 seasons, the athletic department amassed 22 NCCAA National Championships, nearly 100 All-Americans, and over 200 Scholar-Athletes. Bruins Athletics also received 6 straight Presidential Awards for Excellence, honoring the most successful NCCAA DII athletics program.
Move to NCAA Division III
In 2018, BJU explored National Collegiate Athletic Association (NCAA) membership and applied for it in January 2020. The Bruins were accepted as Division III provisional members in June for three years, making it the only Division III school in the state. The school has been searching for a conference.
Notable people
Alumni
A number of BJU graduates have become influential within fundamentalist and evangelical Christianity, including Ken Hay (founder of "The Wilds" Christian camps) Ron "Patch" Hamilton (composer and president of Majesty Music) Billy Kim (former president of Baptist World Alliance), and Moisés Silva (president of the Evangelical Theological Society). BJU alumni also include the third pastor (1968–1976) of Riverside Church (Ernest T. Campbell), the former president of Northland Baptist Bible College (Les Ollila), late president of Baptist Bible College (Ernest Pickering), and the former president of Clearwater Christian College (Richard Stratton).
One BJU alumnus, Asa Hutchinson, served as the governor of Arkansas and also served in the U.S. Congress; his brother Tim Hutchinson served in the U.S. Senate. Others have served in state government: Michigan state senator Alan Cropsey, Pennsylvania state representative Gordon Denlinger, Pennsylvania state representative Mark M. Gillen, former Speaker Pro Tempore of the South Carolina House of Representatives Terry Haskins, member of the South Carolina House of Representatives Wendy Nanney, Pennsylvania state representative Sam Rohrer, member of the Missouri House of Representatives Ryan Silvey, Maryland state senator Bryan Simonaire and his daughter, state delegate Meagan Simonaire, and South Carolina state senator Danny Verdin.
References
Bibliography
External links
Official athletics website
Transnational Association of Christian Colleges and Schools
Anti-Catholicism in the United States
Universities and colleges established in 1927
Fundamentalist Christian universities and colleges
Education in Greenville, South Carolina
History of racial segregation in the United States
Buildings and structures in Greenville, South Carolina
1927 establishments in South Carolina
Evangelicalism in South Carolina
Conservatism in the United States
NCAA Division III independents
Evangelical universities and colleges in the United States |
4721 | https://en.wikipedia.org/wiki/British%20Empire | British Empire | The British Empire comprised the dominions, colonies, protectorates, mandates, and other territories ruled or administered by the United Kingdom and its predecessor states. It began with the overseas possessions and trading posts established by England in the late 16th and early 17th centuries.
At its height in the 19th and early 20th century, it was the largest empire in history and, for a century, was the foremost global power. By 1913, the British Empire held sway over 412 million people, of the world population at the time, and by 1920, it covered , of the Earth's total land area. As a result, its constitutional, legal, linguistic, and cultural legacy is widespread. At the peak of its power, it was described as "the empire on which the sun never sets", as the sun was always shining on at least one of its territories.
During the Age of Discovery in the 15th and 16th centuries, Portugal and Spain pioneered European exploration of the globe, and in the process established large overseas empires. Envious of the great wealth these empires generated, England, France, and the Netherlands began to establish colonies and trade networks of their own in the Americas and Asia. A series of wars in the 17th and 18th centuries with the Netherlands and France left England (Britain, following the 1707 Act of Union with Scotland) the dominant colonial power in North America. Britain became the dominant power in the Indian subcontinent after the East India Company's conquest of Mughal Bengal at the Battle of Plassey in 1757.
The American War of Independence resulted in Britain losing some of its oldest and most populous colonies in North America by 1783. While retaining control of British North America (now Canada) and territories in and near the Caribbean in the British West Indies, British colonial expansion turned towards Asia, Africa, and the Pacific. After the defeat of France in the Napoleonic Wars (1803–1815), Britain emerged as the principal naval and imperial power of the 19th century and expanded its imperial holdings. It pursued trade concessions in China and Japan, and territory in Southeast Asia. The "Great Game" and "Scramble for Africa" also ensued. The period of relative peace (1815–1914) during which the British Empire became the global hegemon was later described as (Latin for "British Peace"). Alongside the formal control that Britain exerted over its colonies, its dominance of much of world trade, and of its oceans, meant that it effectively controlled the economies of, and readily enforced its interests in, many regions, such as Asia and Latin America. It also came to dominate the Middle East. Increasing degrees of autonomy were granted to its white settler colonies, some of which were formally reclassified as Dominions by the 1920s. By the start of the 20th century, Germany and the United States had begun to challenge Britain's economic lead. Military, economic and colonial tensions between Britain and Germany were major causes of the First World War, during which Britain relied heavily on its empire. The conflict placed enormous strain on its military, financial, and manpower resources. Although the empire achieved its largest territorial extent immediately after the First World War, Britain was no longer the world's preeminent industrial or military power.
In the Second World War, Britain's colonies in East Asia and Southeast Asia were occupied by the Empire of Japan. Despite the final victory of Britain and its allies, the damage to British prestige and economy helped accelerate the decline of the empire. India, Britain's most valuable and populous possession, achieved independence in 1947 as part of a larger decolonisation movement, in which Britain granted independence to most territories of the empire. The Suez Crisis of 1956 confirmed Britain's decline as a global power, and the transfer of Hong Kong to China on 1 July 1997 symbolised for many the end of the British Empire, though fourteen overseas territories that are remnants of the empire remain under British sovereignty. After independence, many former British colonies, along with most of the dominions, joined the Commonwealth of Nations, a free association of independent states. Fifteen of these, including the United Kingdom, retain a common monarch, currently King Charles III.
Origins (1497–1583)
The foundations of the British Empire were laid when England and Scotland were separate kingdoms. In 1496, King Henry VII of England, following the successes of Spain and Portugal in overseas exploration, commissioned John Cabot to lead an expedition to discover a northwest passage to Asia via the North Atlantic. Cabot sailed in 1497, five years after the first voyage of Christopher Columbus, and made landfall on the coast of Newfoundland. He believed he had reached Asia, and there was no attempt to found a colony. Cabot led another voyage to the Americas the following year but did not return; it is unknown what happened to his ships.
No further attempts to establish English colonies in the Americas were made until well into the reign of Queen Elizabeth I, during the last decades of the 16th century. In the meantime, Henry VIII's 1533 Statute in Restraint of Appeals had declared "that this realm of England is an Empire". The Protestant Reformation turned England and Catholic Spain into implacable enemies. In 1562, Elizabeth I encouraged the privateers John Hawkins and Francis Drake to engage in slave-raiding attacks against Spanish and Portuguese ships off the coast of West Africa with the aim of establishing an Atlantic slave trade. This effort was rebuffed and later, as the Anglo-Spanish Wars intensified, Elizabeth I gave her blessing to further privateering raids against Spanish ports in the Americas and shipping that was returning across the Atlantic, laden with treasure from the New World. At the same time, influential writers such as Richard Hakluyt and John Dee (who was the first to use the term "British Empire") were beginning to press for the establishment of England's own empire. By this time, Spain had become the dominant power in the Americas and was exploring the Pacific Ocean, Portugal had established trading posts and forts from the coasts of Africa and Brazil to China, and France had begun to settle the Saint Lawrence River area, later to become New France.
Although England tended to trail behind Portugal, Spain, and France in establishing overseas colonies, it carried out its first modern colonisation, referred to as the Munster Plantations, in 16th century Ireland by settling it with English and welsh protestant settlers. England had already colonised part of the country following the Norman invasion of Ireland in 1169. Several people who helped establish the Munster plantations later played a part in the early colonisation of North America, particularly a group known as the West Country Men.
English overseas possessions (1583–1707)
In 1578, Elizabeth I granted a patent to Humphrey Gilbert for discovery and overseas exploration. That year, Gilbert sailed for the Caribbean with the intention of engaging in piracy and establishing a colony in North America, but the expedition was aborted before it had crossed the Atlantic. In 1583, he embarked on a second attempt. On this occasion, he formally claimed the harbour of the island of Newfoundland, although no settlers were left behind. Gilbert did not survive the return journey to England and was succeeded by his half-brother, Walter Raleigh, who was granted his own patent by Elizabeth in 1584. Later that year, Raleigh founded the Roanoke Colony on the coast of present-day North Carolina, but lack of supplies caused the colony to fail.
In 1603, James VI of Scotland ascended (as James I) to the English throne and in 1604 negotiated the Treaty of London, ending hostilities with Spain. Now at peace with its main rival, English attention shifted from preying on other nations' colonial infrastructures to the business of establishing its own overseas colonies. The British Empire began to take shape during the early 17th century, with the English settlement of North America and the smaller islands of the Caribbean, and the establishment of joint-stock companies, most notably the East India Company, to administer colonies and overseas trade. This period, until the loss of the Thirteen Colonies after the American War of Independence towards the end of the 18th century, has been referred to by some historians as the "First British Empire".
Americas, Africa and the slave trade
England's early efforts at colonisation in the Americas met with mixed success. An attempt to establish a colony in Guiana in 1604 lasted only two years and failed in its main objective to find gold deposits. Colonies on the Caribbean islands of St Lucia (1605) and Grenada (1609) rapidly folded. The first permanent English settlement in the Americas was founded in 1607 in Jamestown by Captain John Smith, and managed by the Virginia Company; the Crown took direct control of the venture in 1624, thereby founding the Colony of Virginia. Bermuda was settled and claimed by England as a result of the 1609 shipwreck of the Virginia Company's flagship, while attempts to settle Newfoundland were largely unsuccessful. In 1620, Plymouth was founded as a haven by Puritan religious separatists, later known as the Pilgrims. Fleeing from religious persecution would become the motive for many English would-be colonists to risk the arduous trans-Atlantic voyage: Maryland was established by English Roman Catholics (1634), Rhode Island (1636) as a colony tolerant of all religions and Connecticut (1639) for Congregationalists. England's North American holdings were further expanded by the annexation of the Dutch colony of New Netherland in 1664, following the capture of New Amsterdam, which was renamed New York. Although less financially successful than colonies in the Caribbean, these territories had large areas of good agricultural land and attracted far greater numbers of English emigrants, who preferred their temperate climates.
The British West Indies initially provided England's most important and lucrative colonies. Settlements were successfully established in St. Kitts (1624), Barbados (1627) and Nevis (1628), but struggled until the "Sugar Revolution" transformed the Caribbean economy in the mid-17th century. Large sugarcane plantations were first established in the 1640s on Barbados, with assistance from Dutch merchants and Sephardic Jews fleeing Portuguese Brazil. At first, sugar was grown primarily using white indentured labour, but rising costs soon led English traders to embrace the use of imported African slaves. The enormous wealth generated by slave-produced sugar made Barbados the most successful colony in the Americas, and one of the most densely populated places in the world. This boom led to the spread of sugar cultivation across the Caribbean, financed the development of non-plantation colonies in North America, and accelerated the growth of the Atlantic slave trade, particularly the triangular trade of slaves, sugar and provisions between Africa, the West Indies and Europe.
To ensure that the increasingly healthy profits of colonial trade remained in English hands, Parliament decreed in 1651 that only English ships would be able to ply their trade in English colonies. This led to hostilities with the United Dutch Provinces—a series of Anglo-Dutch Wars—which would eventually strengthen England's position in the Americas at the expense of the Dutch. In 1655, England annexed the island of Jamaica from the Spanish, and in 1666 succeeded in colonising the Bahamas.
In 1670, Charles II incorporated by royal charter the Hudson's Bay Company (HBC), granting it a monopoly on the fur trade in the area known as Rupert's Land, which would later form a large proportion of the Dominion of Canada. Forts and trading posts established by the HBC were frequently the subject of attacks by the French, who had established their own fur trading colony in adjacent New France.
Two years later, the Royal African Company was granted a monopoly on the supply of slaves to the British colonies in the Caribbean. The company would transport more slaves across the Atlantic than any other, and significantly grew England's share of the trade, from 33 per cent in 1673 to 74 per cent in 1683. The removal of this monopoly between 1688 and 1712 allowed independent British slave traders to thrive, leading to a rapid escalation in the number of slaves transported. British ships carried a third of all slaves shipped across the Atlantic—approximately 3.5 million Africans—until the abolition of the trade by Parliament in 1807 (see ). To facilitate the shipment of slaves, forts were established on the coast of West Africa, such as James Island, Accra and Bunce Island. In the British Caribbean, the percentage of the population of African descent rose from 25 per cent in 1650 to around 80 per cent in 1780, and in the Thirteen Colonies from 10 per cent to 40 per cent over the same period (the majority in the southern colonies). The transatlantic slave trade played a pervasive role in British economic life, and became a major economic mainstay for western port cities. Ships registered in Bristol, Liverpool and London were responsible for the bulk of British slave trading. For the transported, harsh and unhygienic conditions on the slaving ships and poor diets meant that the average mortality rate during the Middle Passage was one in seven.
Rivalry with other European empires
At the end of the 16th century, England and the Dutch Empire began to challenge the Portuguese Empire's monopoly of trade with Asia, forming private joint-stock companies to finance the voyages—the English, later British, East India Company and the Dutch East India Company, chartered in 1600 and 1602 respectively. The primary aim of these companies was to tap into the lucrative spice trade, an effort focused mainly on two regions: the East Indies archipelago, and an important hub in the trade network, India. There, they competed for trade supremacy with Portugal and with each other. Although England eclipsed the Netherlands as a colonial power, in the short term the Netherlands' more advanced financial system and the three Anglo-Dutch Wars of the 17th century left it with a stronger position in Asia. Hostilities ceased after the Glorious Revolution of 1688 when the Dutch William of Orange ascended the English throne, bringing peace between the Dutch Republic and England. A deal between the two nations left the spice trade of the East Indies archipelago to the Netherlands and the textiles industry of India to England, but textiles soon overtook spices in terms of profitability.
Peace between England and the Netherlands in 1688 meant the two countries entered the Nine Years' War as allies, but the conflict—waged in Europe and overseas between France, Spain and the Anglo-Dutch alliance—left the English a stronger colonial power than the Dutch, who were forced to devote a larger proportion of their military budget to the costly land war in Europe. The death of Charles II of Spain in 1700 and his bequeathal of Spain and its colonial empire to Philip V of Spain, a grandson of the King of France, raised the prospect of the unification of France, Spain and their respective colonies, an unacceptable state of affairs for England and the other powers of Europe. In 1701, England, Portugal and the Netherlands sided with the Holy Roman Empire against Spain and France in the War of the Spanish Succession, which lasted for thirteen years.
Scottish attempt to expand overseas
In 1695, the Parliament of Scotland granted a charter to the Company of Scotland, which established a settlement in 1698 on the Isthmus of Panama. Besieged by neighbouring Spanish colonists of New Granada, and affected by malaria, the colony was abandoned two years later. The Darien scheme was a financial disaster for Scotland: a quarter of Scottish capital was lost in the enterprise. The episode had major political consequences, helping to persuade the government of the Kingdom of Scotland of the merits of turning the personal union with England into a political and economic one under the Kingdom of Great Britain established by the Acts of Union 1707.
"First" British Empire (1707–1783)
The 18th century saw the newly united Great Britain rise to be the world's dominant colonial power, with France becoming its main rival on the imperial stage. Great Britain, Portugal, the Netherlands, and the Holy Roman Empire continued the War of the Spanish Succession, which lasted until 1714 and was concluded by the Treaty of Utrecht. Philip V of Spain renounced his and his descendants' claim to the French throne, and Spain lost its empire in Europe. The British Empire was territorially enlarged: from France, Britain gained Newfoundland and Acadia, and from Spain Gibraltar and Menorca. Gibraltar became a critical naval base and allowed Britain to control the Atlantic entry and exit point to the Mediterranean. Spain ceded the rights to the lucrative asiento (permission to sell African slaves in Spanish America) to Britain. With the outbreak of the Anglo-Spanish War of Jenkins' Ear in 1739, Spanish privateers attacked British merchant shipping along the Triangle Trade routes. In 1746, the Spanish and British began peace talks, with the King of Spain agreeing to stop all attacks on British shipping; however, in the 1750 Treaty of Madrid Britain lost its slave-trading rights in Latin America.
In the East Indies, British and Dutch merchants continued to compete in spices and textiles. With textiles becoming the larger trade, by 1720, in terms of sales, the British company had overtaken the Dutch. During the middle decades of the 18th century, there were several outbreaks of military conflict on the Indian subcontinent, as the English East India Company and its French counterpart, struggled alongside local rulers to fill the vacuum that had been left by the decline of the Mughal Empire. The Battle of Plassey in 1757, in which the British defeated the Nawab of Bengal and his French allies, left the British East India Company in control of Bengal and as the major military and political power in India. France was left control of its enclaves but with military restrictions and an obligation to support British client states, ending French hopes of controlling India. In the following decades the British East India Company gradually increased the size of the territories under its control, either ruling directly or via local rulers under the threat of force from the Presidency Armies, the vast majority of which was composed of Indian sepoys, led by British officers. The British and French struggles in India became but one theatre of the global Seven Years' War (1756–1763) involving France, Britain, and the other major European powers.
The signing of the Treaty of Paris of 1763 had important consequences for the future of the British Empire. In North America, France's future as a colonial power effectively ended with the recognition of British claims to Rupert's Land, and the ceding of New France to Britain (leaving a sizeable French-speaking population under British control) and Louisiana to Spain. Spain ceded Florida to Britain. Along with its victory over France in India, the Seven Years' War therefore left Britain as the world's most powerful maritime power.
Loss of the Thirteen American Colonies
During the 1760s and early 1770s, relations between the Thirteen Colonies and Britain became increasingly strained, primarily because of resentment of the British Parliament's attempts to govern and tax American colonists without their consent. This was summarised at the time by the colonists' slogan "No taxation without representation", a perceived violation of the guaranteed Rights of Englishmen. The American Revolution began with a rejection of Parliamentary authority and moves towards self-government. In response, Britain sent troops to reimpose direct rule, leading to the outbreak of war in 1775. The following year, in 1776, the Second Continental Congress issued the Declaration of Independence proclaiming the colonies' sovereignty from the British Empire as the new United States of America. The entry of French and Spanish forces into the war tipped the military balance in the Americans' favour and after a decisive defeat at Yorktown in 1781, Britain began negotiating peace terms. American independence was acknowledged at the Peace of Paris in 1783.
The loss of such a large portion of British America, at the time Britain's most populous overseas possession, is seen by some historians as the event defining the transition between the "first" and "second" empires, in which Britain shifted its attention away from the Americas to Asia, the Pacific and later Africa. Adam Smith's Wealth of Nations, published in 1776, had argued that colonies were redundant, and that free trade should replace the old mercantilist policies that had characterised the first period of colonial expansion, dating back to the protectionism of Spain and Portugal. The growth of trade between the newly independent United States and Britain after 1783 seemed to confirm Smith's view that political control was not necessary for economic success.
The war to the south influenced British policy in Canada, where between 40,000 and 100,000 defeated Loyalists had migrated from the new United States following independence. The 14,000 Loyalists who went to the Saint John and Saint Croix river valleys, then part of Nova Scotia, felt too far removed from the provincial government in Halifax, so London split off New Brunswick as a separate colony in 1784. The Constitutional Act of 1791 created the provinces of Upper Canada (mainly English speaking) and Lower Canada (mainly French-speaking) to defuse tensions between the French and British communities, and implemented governmental systems similar to those employed in Britain, with the intention of asserting imperial authority and not allowing the sort of popular control of government that was perceived to have led to the American Revolution.
Tensions between Britain and the United States escalated again during the Napoleonic Wars, as Britain tried to cut off American trade with France and boarded American ships to impress men into the Royal Navy. The United States Congress declared war, the War of 1812, and invaded Canadian territory. In response, Britain invaded the US, but the pre-war boundaries were reaffirmed by the 1814 Treaty of Ghent, ensuring Canada's future would be separate from that of the United States.
Rise of the "Second" British Empire (1783–1815)
Exploration of the Pacific
Since 1718, transportation to the American colonies had been a penalty for various offences in Britain, with approximately one thousand convicts transported per year. Forced to find an alternative location after the loss of the Thirteen Colonies in 1783, the British government turned to Australia. The coast of Australia had been discovered for Europeans by the Dutch in 1606, but there was no attempt to colonise it. In 1770 James Cook charted the eastern coast while on a scientific voyage, claimed the continent for Britain, and named it New South Wales. In 1778, Joseph Banks, Cook's botanist on the voyage, presented evidence to the government on the suitability of Botany Bay for the establishment of a penal settlement, and in 1787 the first shipment of convicts set sail, arriving in 1788. Unusually, Australia was claimed through proclamation. Indigenous Australians were considered too uncivilised to require treaties, and colonisation brought disease and violence that together with the deliberate dispossession of land and culture were devastating to these peoples. Britain continued to transport convicts to New South Wales until 1840, to Tasmania until 1853 and to Western Australia until 1868. The Australian colonies became profitable exporters of wool and gold, mainly because of the Victorian gold rush, making its capital Melbourne for a time the richest city in the world.
During his voyage, Cook visited New Zealand, known to Europeans due to the 1642 voyage of the Dutch explorer, Abel Tasman. Cook claimed both the North and the South islands for the British crown in 1769 and 1770 respectively. Initially, interaction between the indigenous Maori population and European settlers was limited to the trading of goods. European settlement increased through the early decades of the 19th century, with many trading stations being established, especially in the North. In 1839, the New Zealand Company announced plans to buy large tracts of land and establish colonies in New Zealand. On 6 February 1840, Captain William Hobson and around 40 Maori chiefs signed the Treaty of Waitangi which is considered to be New Zealand's founding document, despite differing interpretations of the Maori and English versions of the text being the cause of ongoing dispute.
The British also expanded their mercantile interests in the North Pacific. Spain and Britain had become rivals in the area, culminating in the Nootka Crisis in 1789. Both sides mobilised for war, but when France refused to support Spain it was forced to back down, leading to the Nootka Convention. The outcome was a humiliation for Spain, which practically renounced all sovereignty on the North Pacific coast. This opened the way to British expansion in the area, and a number of expeditions took place; firstly a naval expedition led by George Vancouver which explored the inlets around the Pacific North West, particularly around Vancouver Island. On land, expeditions sought to discover a river route to the Pacific for the extension of the North American fur trade. Alexander Mackenzie of the North West Company led the first, starting out in 1792, and a year later he became the first European to reach the Pacific overland north of the Rio Grande, reaching the ocean near present-day Bella Coola. This preceded the Lewis and Clark Expedition by twelve years. Shortly thereafter, Mackenzie's companion, John Finlay, founded the first permanent European settlement in British Columbia, Fort St. John. The North West Company sought further exploration and backed expeditions by David Thompson, starting in 1797, and later by Simon Fraser. These pushed into the wilderness territories of the Rocky Mountains and Interior Plateau to the Strait of Georgia on the Pacific Coast, expanding British North America westward.
Wars with France
Britain was challenged again by France under Napoleon, in a struggle that, unlike previous wars, represented a contest of ideologies between the two nations. It was not only Britain's position on the world stage that was at risk: Napoleon threatened to invade Britain itself, just as his armies had overrun many countries of continental Europe.
The Napoleonic Wars were therefore ones in which Britain invested large amounts of capital and resources to win. French ports were blockaded by the Royal Navy, which won a decisive victory over a French Imperial Navy-Spanish Navy fleet at the Battle of Trafalgar in 1805. Overseas colonies were attacked and occupied, including those of the Netherlands, which was annexed by Napoleon in 1810. France was finally defeated by a coalition of European armies in 1815. Britain was again the beneficiary of peace treaties: France ceded the Ionian Islands, Malta (which it had occupied in 1798), Mauritius, St Lucia, the Seychelles, and Tobago; Spain ceded Trinidad; the Netherlands ceded Guyana, Ceylon and the Cape Colony, while the Danish ceded Heligoland. Britain returned Guadeloupe, Martinique, French Guiana, and Réunion to France; Menorca to Spain; Danish West Indies to Denmark and Java and Suriname to the Netherlands.
Abolition of slavery
With the advent of the Industrial Revolution, goods produced by slavery became less important to the British economy. Added to this was the cost of suppressing regular slave rebellions. With support from the British abolitionist movement, Parliament enacted the Slave Trade Act in 1807, which abolished the slave trade in the empire. In 1808, Sierra Leone Colony was designated an official British colony for freed slaves. Parliamentary reform in 1832 saw the influence of the West India Committee decline. The Slavery Abolition Act, passed the following year, abolished slavery in the British Empire on 1 August 1834, finally bringing the empire into line with the law in the UK (with the exception of the territories administered by the East India Company and Ceylon, where slavery was ended in 1844). Under the Act, slaves were granted full emancipation after a period of four to six years of "apprenticeship". Facing further opposition from abolitionists, the apprenticeship system was abolished in 1838. The British government compensated slave-owners.
Britain's imperial century (1815–1914)
Between 1815 and 1914, a period referred to as Britain's "imperial century" by some historians, around of territory and roughly 400 million people were added to the British Empire. Victory over Napoleon left Britain without any serious international rival, other than Russia in Central Asia. Unchallenged at sea, Britain adopted the role of global policeman, a state of affairs later known as the Pax Britannica, and a foreign policy of "splendid isolation". Alongside the formal control it exerted over its own colonies, Britain's dominant position in world trade meant that it effectively controlled the economies of many countries, such as China, Argentina and Siam, which has been described by some historians as an "Informal Empire".
British imperial strength was underpinned by the steamship and the telegraph, new technologies invented in the second half of the 19th century, allowing it to control and defend the empire. By 1902, the British Empire was linked together by a network of telegraph cables, called the All Red Line.
East India Company rule and the British Raj in India
The East India Company drove the expansion of the British Empire in Asia. The company's army had first joined forces with the Royal Navy during the Seven Years' War, and the two continued to co-operate in arenas outside India: the eviction of the French from Egypt (1799), the capture of Java from the Netherlands (1811), the acquisition of Penang Island (1786), Singapore (1819) and Malacca (1824), and the defeat of Burma (1826).
From its base in India, the company had been engaged in an increasingly profitable opium export trade to Qing China since the 1730s. This trade, illegal since it was outlawed by China in 1729, helped reverse the trade imbalances resulting from the British imports of tea, which saw large outflows of silver from Britain to China. In 1839, the confiscation by the Chinese authorities at Canton of 20,000 chests of opium led Britain to attack China in the First Opium War, and resulted in the seizure by Britain of Hong Kong Island, at that time a minor settlement, and other Treaty Ports including Shanghai.
During the late 18th and early 19th centuries, the British Crown began to assume an increasingly large role in the affairs of the company. A series of Acts of Parliament were passed, including the Regulating Act of 1773, Pitt's India Act of 1784 and the Charter Act of 1813 which regulated the company's affairs and established the sovereignty of the Crown over the territories that it had acquired. The company's eventual end was precipitated by the Indian Rebellion in 1857, a conflict that had begun with the mutiny of sepoys, Indian troops under British officers and discipline. The rebellion took six months to suppress, with heavy loss of life on both sides. The following year the British government dissolved the company and assumed direct control over India through the Government of India Act 1858, establishing the British Raj, where an appointed governor-general administered India and Queen Victoria was crowned the Empress of India. India became the empire's most valuable possession, "the Jewel in the Crown", and was the most important source of Britain's strength.
A series of serious crop failures in the late 19th century led to widespread famines on the subcontinent in which it is estimated that over 15 million people died. The East India Company had failed to implement any coordinated policy to deal with the famines during its period of rule. Later, under direct British rule, commissions were set up after each famine to investigate the causes and implement new policies, which took until the early 1900s to have an effect.
Rivalry with Russia
During the 19th century, Britain and the Russian Empire vied to fill the power vacuums that had been left by the declining Ottoman Empire, Qajar dynasty and Qing dynasty. This rivalry in Central Asia came to be known as the "Great Game". As far as Britain was concerned, defeats inflicted by Russia on Persia and Turkey demonstrated its imperial ambitions and capabilities and stoked fears in Britain of an overland invasion of India. In 1839, Britain moved to pre-empt this by invading Afghanistan, but the First Anglo-Afghan War was a disaster for Britain.
When Russia invaded the Ottoman Balkans in 1853, fears of Russian dominance in the Mediterranean and the Middle East led Britain and France to enter the war in support of the Ottoman Empire and invade the Crimean Peninsula to destroy Russian naval capabilities. The ensuing Crimean War (1854–1856), which involved new techniques of modern warfare, was the only global war fought between Britain and another imperial power during the Pax Britannica and was a resounding defeat for Russia. The situation remained unresolved in Central Asia for two more decades, with Britain annexing Baluchistan in 1876 and Russia annexing Kirghizia, Kazakhstan, and Turkmenistan. For a while, it appeared that another war would be inevitable, but the two countries reached an agreement on their respective spheres of influence in the region in 1878 and on all outstanding matters in 1907 with the signing of the Anglo-Russian Entente. The destruction of the Imperial Russian Navy by the Imperial Japanese Navy at the Battle of Tsushima during the Russo-Japanese War of 1904–1905 limited its threat to the British.
Cape to Cairo
The Dutch East India Company had founded the Dutch Cape Colony on the southern tip of Africa in 1652 as a way station for its ships travelling to and from its colonies in the East Indies. Britain formally acquired the colony, and its large Afrikaner (or Boer) population in 1806, having occupied it in 1795 to prevent its falling into French hands during the Flanders Campaign. British immigration to the Cape Colony began to rise after 1820, and pushed thousands of Boers, resentful of British rule, northwards to found their own—mostly short-lived—independent republics, during the Great Trek of the late 1830s and early 1840s. In the process the Voortrekkers clashed repeatedly with the British, who had their own agenda with regard to colonial expansion in South Africa and to the various native African polities, including those of the Sotho people and the Zulu Kingdom. Eventually, the Boers established two republics that had a longer lifespan: the South African Republic or Transvaal Republic (1852–1877; 1881–1902) and the Orange Free State (1854–1902). In 1902 Britain occupied both republics, concluding a treaty with the two Boer Republics following the Second Boer War (1899–1902).
In 1869 the Suez Canal opened under Napoleon III, linking the Mediterranean Sea with the Indian Ocean. Initially the Canal was opposed by the British; but once opened, its strategic value was quickly recognised and became the "jugular vein of the Empire". In 1875, the Conservative government of Benjamin Disraeli bought the indebted Egyptian ruler Isma'il Pasha's 44 per cent shareholding in the Suez Canal for £4 million (equivalent to £ in ). Although this did not grant outright control of the strategic waterway, it did give Britain leverage. Joint Anglo-French financial control over Egypt ended in outright British occupation in 1882. Although Britain controlled the Khedivate of Egypt into the 20th century, it was officially a vassal state of the Ottoman Empire and not part of the British Empire. The French were still majority shareholders and attempted to weaken the British position, but a compromise was reached with the 1888 Convention of Constantinople, which made the Canal officially neutral territory.
With competitive French, Belgian and Portuguese activity in the lower Congo River region undermining orderly colonisation of tropical Africa, the Berlin Conference of 1884–85 was held to regulate the competition between the European powers in what was called the "Scramble for Africa" by defining "effective occupation" as the criterion for international recognition of territorial claims. The scramble continued into the 1890s, and caused Britain to reconsider its decision in 1885 to withdraw from Sudan. A joint force of British and Egyptian troops defeated the Mahdist Army in 1896 and rebuffed an attempted French invasion at Fashoda in 1898. Sudan was nominally made an Anglo-Egyptian condominium, but a British colony in reality.
British gains in Southern and East Africa prompted Cecil Rhodes, pioneer of British expansion in Southern Africa, to urge a "Cape to Cairo" railway linking the strategically important Suez Canal to the mineral-rich south of the continent. During the 1880s and 1890s, Rhodes, with his privately owned British South Africa Company, occupied and annexed territories named after him, Rhodesia.
Changing status of the white colonies
The path to independence for the white colonies of the British Empire began with the 1839 Durham Report, which proposed unification and self-government for Upper and Lower Canada, as a solution to political unrest which had erupted in armed rebellions in 1837. This began with the passing of the Act of Union in 1840, which created the Province of Canada. Responsible government was first granted to Nova Scotia in 1848, and was soon extended to the other British North American colonies. With the passage of the British North America Act, 1867 by the British Parliament, the Province of Canada, New Brunswick and Nova Scotia were formed into Canada, a confederation enjoying full self-government with the exception of international relations. Australia and New Zealand achieved similar levels of self-government after 1900, with the Australian colonies federating in 1901. The term "dominion status" was officially introduced at the 1907 Imperial Conference.
The last decades of the 19th century saw concerted political campaigns for Irish home rule. Ireland had been united with Britain into the United Kingdom of Great Britain and Ireland with the Act of Union 1800 after the Irish Rebellion of 1798, and had suffered a severe famine between 1845 and 1852. Home rule was supported by the British Prime minister, William Gladstone, who hoped that Ireland might follow in Canada's footsteps as a Dominion within the empire, but his 1886 Home Rule bill was defeated in Parliament. Although the bill, if passed, would have granted Ireland less autonomy within the UK than the Canadian provinces had within their own federation, many MPs feared that a partially independent Ireland might pose a security threat to Great Britain or mark the beginning of the break-up of the empire. A second Home Rule bill was defeated for similar reasons. A third bill was passed by Parliament in 1914, but not implemented because of the outbreak of the First World War leading to the 1916 Easter Rising.
World wars (1914–1945)
By the turn of the 20th century, fears had begun to grow in Britain that it would no longer be able to defend the metropole and the entirety of the empire while at the same time maintaining the policy of "splendid isolation". Germany was rapidly rising as a military and industrial power and was now seen as the most likely opponent in any future war. Recognising that it was overstretched in the Pacific and threatened at home by the Imperial German Navy, Britain formed an alliance with Japan in 1902 and with its old enemies France and Russia in 1904 and 1907, respectively.
First World War
Britain's fears of war with Germany were realised in 1914 with the outbreak of the First World War. Britain quickly invaded and occupied most of Germany's overseas colonies in Africa. In the Pacific, Australia and New Zealand occupied German New Guinea and German Samoa respectively. Plans for a post-war division of the Ottoman Empire, which had joined the war on Germany's side, were secretly drawn up by Britain and France under the 1916 Sykes–Picot Agreement. This agreement was not divulged to the Sharif of Mecca, who the British had been encouraging to launch an Arab revolt against their Ottoman rulers, giving the impression that Britain was supporting the creation of an independent Arab state.
The British declaration of war on Germany and its allies committed the colonies and Dominions, which provided invaluable military, financial and material support. Over 2.5 million men served in the armies of the Dominions, as well as many thousands of volunteers from the Crown colonies. The contributions of Australian and New Zealand troops during the 1915 Gallipoli Campaign against the Ottoman Empire had a great impact on the national consciousness at home and marked a watershed in the transition of Australia and New Zealand from colonies to nations in their own right. The countries continue to commemorate this occasion on Anzac Day. Canadians viewed the Battle of Vimy Ridge in a similar light. The important contribution of the Dominions to the war effort was recognised in 1917 by the British Prime Minister David Lloyd George when he invited each of the Dominion Prime Ministers to join an Imperial War Cabinet to co-ordinate imperial policy.
Under the terms of the concluding Treaty of Versailles signed in 1919, the empire reached its greatest extent with the addition of and 13 million new subjects. The colonies of Germany and the Ottoman Empire were distributed to the Allied powers as League of Nations mandates. Britain gained control of Palestine, Transjordan, Iraq, parts of Cameroon and Togoland, and Tanganyika. The Dominions themselves acquired mandates of their own: the Union of South Africa gained South West Africa (modern-day Namibia), Australia gained New Guinea, and New Zealand Western Samoa. Nauru was made a combined mandate of Britain and the two Pacific Dominions.
Inter-war period
The changing world order that the war had brought about, in particular the growth of the United States and Japan as naval powers, and the rise of independence movements in India and Ireland, caused a major reassessment of British imperial policy. Forced to choose between alignment with the United States or Japan, Britain opted not to renew its Anglo-Japanese Alliance and instead signed the 1922 Washington Naval Treaty, where Britain accepted naval parity with the United States. This decision was the source of much debate in Britain during the 1930s as militaristic governments took hold in Germany and Japan helped in part by the Great Depression, for it was feared that the empire could not survive a simultaneous attack by both nations. The issue of the empire's security was a serious concern in Britain, as it was vital to the British economy.
In 1919, the frustrations caused by delays to Irish home rule led the MPs of Sinn Féin, a pro-independence party that had won a majority of the Irish seats in the 1918 British general election, to establish an independent parliament in Dublin, at which Irish independence was declared. The Irish Republican Army simultaneously began a guerrilla war against the British administration. The Irish War of Independence ended in 1921 with a stalemate and the signing of the Anglo-Irish Treaty, creating the Irish Free State, a Dominion within the British Empire, with effective internal independence but still constitutionally linked with the British Crown. Northern Ireland, consisting of six of the 32 Irish counties which had been established as a devolved region under the 1920 Government of Ireland Act, immediately exercised its option under the treaty to retain its existing status within the United Kingdom.
A similar struggle began in India when the Government of India Act 1919 failed to satisfy the demand for independence. Concerns over communist and foreign plots following the Ghadar conspiracy ensured that war-time strictures were renewed by the Rowlatt Acts. This led to tension, particularly in the Punjab region, where repressive measures culminated in the Amritsar Massacre. In Britain, public opinion was divided over the morality of the massacre, between those who saw it as having saved India from anarchy, and those who viewed it with revulsion. The non-cooperation movement was called off in March 1922 following the Chauri Chaura incident, and discontent continued to simmer for the next 25 years.
In 1922, Egypt, which had been declared a British protectorate at the outbreak of the First World War, was granted formal independence, though it continued to be a British client state until 1954. British troops remained stationed in Egypt until the signing of the Anglo-Egyptian Treaty in 1936, under which it was agreed that the troops would withdraw but continue to occupy and defend the Suez Canal zone. In return, Egypt was assisted in joining the League of Nations. Iraq, a British mandate since 1920, gained membership of the League in its own right after achieving independence from Britain in 1932. In Palestine, Britain was presented with the problem of mediating between the Arabs and increasing numbers of Jews. The Balfour Declaration, which had been incorporated into the terms of the mandate, stated that a national home for the Jewish people would be established in Palestine, and Jewish immigration allowed up to a limit that would be determined by the mandatory power. This led to increasing conflict with the Arab population, who openly revolted in 1936. As the threat of war with Germany increased during the 1930s, Britain judged the support of Arabs as more important than the establishment of a Jewish homeland, and shifted to a pro-Arab stance, limiting Jewish immigration and in turn triggering a Jewish insurgency.
The right of the Dominions to set their own foreign policy, independent of Britain, was recognised at the 1923 Imperial Conference. Britain's request for military assistance from the Dominions at the outbreak of the Chanak Crisis the previous year had been turned down by Canada and South Africa, and Canada had refused to be bound by the 1923 Treaty of Lausanne. After pressure from the Irish Free State and South Africa, the 1926 Imperial Conference issued the Balfour Declaration of 1926, declaring the Dominions to be "autonomous Communities within the British Empire, equal in status, in no way subordinate one to another" within a "British Commonwealth of Nations". This declaration was given legal substance under the 1931 Statute of Westminster. The parliaments of Canada, Australia, New Zealand, the Union of South Africa, the Irish Free State and Newfoundland were now independent of British legislative control, they could nullify British laws and Britain could no longer pass laws for them without their consent. Newfoundland reverted to colonial status in 1933, suffering from financial difficulties during the Great Depression. In 1937 the Irish Free State introduced a republican constitution renaming itself Ireland.
Second World War
Britain's declaration of war against Nazi Germany in September 1939 included the Crown colonies and India but did not automatically commit the Dominions of Australia, Canada, New Zealand, Newfoundland and South Africa. All soon declared war on Germany. While Britain continued to regard Ireland as still within the British Commonwealth, Ireland chose to remain legally neutral throughout the war.
After the Fall of France in June 1940, Britain and the empire stood alone against Germany, until the German invasion of Greece on 7 April 1941. British Prime Minister Winston Churchill successfully lobbied President Franklin D. Roosevelt for military aid from the United States, but Roosevelt was not yet ready to ask Congress to commit the country to war. In August 1941, Churchill and Roosevelt met and signed the Atlantic Charter, which included the statement that "the rights of all peoples to choose the form of government under which they live" should be respected. This wording was ambiguous as to whether it referred to European countries invaded by Germany and Italy, or the peoples colonised by European nations, and would later be interpreted differently by the British, Americans, and nationalist movements.
For Churchill, the entry of the United States into the war was the "greatest joy". He felt that Britain was now assured of victory, but failed to recognise that the "many disasters, immeasurable costs and tribulations [which he knew] lay ahead" in December 1941 would have permanent consequences for the future of the empire. The manner in which British forces were rapidly defeated in the Far East irreversibly harmed Britain's standing and prestige as an imperial power, including, particularly, the Fall of Singapore, which had previously been hailed as an impregnable fortress and the eastern equivalent of Gibraltar. The realisation that Britain could not defend its entire empire pushed Australia and New Zealand, which now appeared threatened by Japanese forces, into closer ties with the United States and, ultimately, the 1951 ANZUS Pact. The war weakened the empire in other ways: undermining Britain's control of politics in India, inflicting long-term economic damage, and irrevocably changing geopolitics by pushing the Soviet Union and the United States to the centre of the global stage.
Decolonisation and decline (1945–1997)
Though Britain and the empire emerged victorious from the Second World War, the effects of the conflict were profound, both at home and abroad. Much of Europe, a continent that had dominated the world for several centuries, was in ruins, and host to the armies of the United States and the Soviet Union, who now held the balance of global power. Britain was left essentially bankrupt, with insolvency only averted in 1946 after the negotiation of a US$4.33 billion loan from the United States, the last installment of which was repaid in 2006. At the same time, anti-colonial movements were on the rise in the colonies of European nations. The situation was complicated further by the increasing Cold War rivalry of the United States and the Soviet Union. In principle, both nations were opposed to European colonialism. In practice, American anti-communism prevailed over anti-imperialism, and therefore the United States supported the continued existence of the British Empire to keep Communist expansion in check. At first, British politicians believed it would be possible to maintain Britain's role as a world power at the head of a re-imagined Commonwealth, but by 1960 they were forced to recognise that there was an irresistible "wind of change" blowing. Their priorities changed to maintaining an extensive zone of British influence and ensuring that stable, non-Communist governments were established in former colonies. In this context, while other European powers such as France and Portugal waged costly and unsuccessful wars to keep their empires intact, Britain generally adopted a policy of peaceful disengagement from its colonies, although violence occurred in Malaya, Kenya and Palestine. Between 1945 and 1965, the number of people under British rule outside the UK itself fell from 700 million to 5 million, 3 million of whom were in Hong Kong.
Initial disengagement
The pro-decolonisation Labour government, elected at the 1945 general election and led by Clement Attlee, moved quickly to tackle the most pressing issue facing the empire: Indian independence. India's two major political parties—the Indian National Congress (led by Mahatma Gandhi) and the Muslim League (led by Muhammad Ali Jinnah)—had been campaigning for independence for decades, but disagreed as to how it should be implemented. Congress favoured a unified secular Indian state, whereas the League, fearing domination by the Hindu majority, desired a separate Islamic state for Muslim-majority regions. Increasing civil unrest and the mutiny of the Royal Indian Navy during 1946 led Attlee to promise independence no later than 30 June 1948. When the urgency of the situation and risk of civil war became apparent, the newly appointed (and last) Viceroy, Lord Mountbatten, hastily brought forward the date to 15 August 1947. The borders drawn by the British to broadly partition India into Hindu and Muslim areas left tens of millions as minorities in the newly independent states of India and Pakistan. Millions of Muslims crossed from India to Pakistan and Hindus vice versa, and violence between the two communities cost hundreds of thousands of lives. Burma, which had been administered as part of British India until 1937, and Sri Lanka gained their independence the following year in 1948. India, Pakistan and Sri Lanka became members of the Commonwealth, while Burma chose not to join.
The British Mandate in Palestine, where an Arab majority lived alongside a Jewish minority, presented the British with a similar problem to that of India. The matter was complicated by large numbers of Jewish refugees seeking to be admitted to Palestine following the Holocaust, while Arabs were opposed to the creation of a Jewish state. Frustrated by the intractability of the problem, attacks by Jewish paramilitary organisations and the increasing cost of maintaining its military presence, Britain announced in 1947 that it would withdraw in 1948 and leave the matter to the United Nations to solve. The UN General Assembly subsequently voted for a plan to partition Palestine into a Jewish and an Arab state. It was immediately followed by the outbreak of a civil war between the Arabs and Jews of Palestine, and British forces withdrew amid the fighting. The British Mandate for Palestine officially terminated at midnight on 15 May 1948 as the State of Israel declared independence and the 1948 Arab-Israeli War broke out, during which the territory of the former Mandate was partitioned between Israel and the surrounding Arab states. Amid the fighting, British forces continued to withdraw from Israel, with the last British troops departing from Haifa on 30 June 1948.
Following the surrender of Japan in the Second World War, anti-Japanese resistance movements in Malaya turned their attention towards the British, who had moved to quickly retake control of the colony, valuing it as a source of rubber and tin. The fact that the guerrillas were primarily Malaysian Chinese Communists meant that the British attempt to quell the uprising was supported by the Muslim Malay majority, on the understanding that once the insurgency had been quelled, independence would be granted. The Malayan Emergency, as it was called, began in 1948 and lasted until 1960, but by 1957, Britain felt confident enough to grant independence to the Federation of Malaya within the Commonwealth. In 1963, the 11 states of the federation together with Singapore, Sarawak and North Borneo joined to form Malaysia, but in 1965 Chinese-majority Singapore was expelled from the union following tensions between the Malay and Chinese populations and became an independent city-state. Brunei, which had been a British protectorate since 1888, declined to join the union.
Suez and its aftermath
In the 1951 general election, the Conservative Party returned to power in Britain under the leadership of Winston Churchill. Churchill and the Conservatives believed that Britain's position as a world power relied on the continued existence of the empire, with the base at the Suez Canal allowing Britain to maintain its pre-eminent position in the Middle East in spite of the loss of India. Churchill could not ignore Gamal Abdul Nasser's new revolutionary government of Egypt that had taken power in 1952, and the following year it was agreed that British troops would withdraw from the Suez Canal zone and that Sudan would be granted self-determination by 1955, with independence to follow. Sudan was granted independence on 1 January 1956.
In July 1956, Nasser unilaterally nationalised the Suez Canal. The response of Anthony Eden, who had succeeded Churchill as Prime Minister, was to collude with France to engineer an Israeli attack on Egypt that would give Britain and France an excuse to intervene militarily and retake the canal. Eden infuriated US President Dwight D. Eisenhower by his lack of consultation, and Eisenhower refused to back the invasion. Another of Eisenhower's concerns was the possibility of a wider war with the Soviet Union after it threatened to intervene on the Egyptian side. Eisenhower applied financial leverage by threatening to sell US reserves of the British pound and thereby precipitate a collapse of the British currency. Though the invasion force was militarily successful in its objectives, UN intervention and US pressure forced Britain into a humiliating withdrawal of its forces, and Eden resigned.
The Suez Crisis very publicly exposed Britain's limitations to the world and confirmed Britain's decline on the world stage and its end as a first-rate power, demonstrating that henceforth it could no longer act without at least the acquiescence, if not the full support, of the United States. The events at Suez wounded British national pride, leading one Member of Parliament (MP) to describe it as "Britain's Waterloo" and another to suggest that the country had become an "American satellite". Margaret Thatcher later described the mindset she believed had befallen Britain's political leaders after Suez where they "went from believing that Britain could do anything to an almost neurotic belief that Britain could do nothing", from which Britain did not recover until the successful recapture of the Falkland Islands from Argentina in 1982.
While the Suez Crisis caused British power in the Middle East to weaken, it did not collapse. Britain again deployed its armed forces to the region, intervening in Oman (1957), Jordan (1958) and Kuwait (1961), though on these occasions with American approval, as the new Prime Minister Harold Macmillan's foreign policy was to remain firmly aligned with the United States. Although Britain granted Kuwait independence in 1961, it continued to maintain a military presence in the Middle East for another decade. On 16 January 1968, a few weeks after the devaluation of the pound, Prime Minister Harold Wilson and his Defence Secretary Denis Healey announced that British Armed Forces troops would be withdrawn from major military bases East of Suez, which included the ones in the Middle East, and primarily from Malaysia and Singapore by the end of 1971, instead of 1975 as earlier planned. By that time over 50,000 British military personnel were still stationed in the Far East, including 30,000 in Singapore. The British granted independence to the Maldives in 1965 but continued to station a garrison there until 1976, withdrew from Aden in 1967, and granted independence to Bahrain, Qatar, and the United Arab Emirates in 1971.
Wind of change
Macmillan gave a speech in Cape Town, South Africa in February 1960 where he spoke of "the wind of change blowing through this continent". Macmillan wished to avoid the same kind of colonial war that France was fighting in Algeria, and under his premiership decolonisation proceeded rapidly. To the three colonies that had been granted independence in the 1950s—Sudan, the Gold Coast and Malaya—were added nearly ten times that number during the 1960s. Owing to the rapid pace of decolonisation during this period, the cabinet post of Secretary of State for the Colonies was abolished in 1966, along with the Colonial Office, which merged with the Commonwealth Relations Office to form the Foreign and Commonwealth Office (now the Foreign, Commonwealth and Development Office) in October 1968.
Britain's remaining colonies in Africa, except for self-governing Southern Rhodesia, were all granted independence by 1968. British withdrawal from the southern and eastern parts of Africa was not a peaceful process. Kenyan independence was preceded by the eight-year Mau Mau uprising, in which tens of thousands of suspected rebels were interned by the colonial government in detention camps. Throughout the 1960s, the British government took a "No independence until majority rule" policy towards decolonising the empire, leading the white minority government of Southern Rhodesia to enact the 1965 Unilateral Declaration of Independence from Britain, resulting in a civil war that lasted until the British-mediated Lancaster House Agreement of 1979. The agreement saw the British Empire temporarily re-establish the Colony of Southern Rhodesia from 1979 to 1980 as a transitionary government to a majority-rule Republic of Zimbabwe. This was the last British possession in Africa.
In Cyprus, a guerrilla war waged by the Greek Cypriot organisation EOKA against British rule, was ended in 1959 by the London and Zürich Agreements, which resulted in Cyprus being granted independence in 1960. The UK retained the military bases of Akrotiri and Dhekelia as sovereign base areas. The Mediterranean colony of Malta was amicably granted independence from the UK in 1964 and became the country of Malta, though the idea had been raised in 1955 of integration with Britain.
Most of the UK's Caribbean territories achieved independence after the departure in 1961 and 1962 of Jamaica and Trinidad from the West Indies Federation, established in 1958 in an attempt to unite the British Caribbean colonies under one government, but which collapsed following the loss of its two largest members. Jamaica attained independence in 1962, as did Trinidad and Tobago. Barbados achieved independence in 1966 and the remainder of the eastern Caribbean islands, including the Bahamas, in the 1970s and 1980s, but Anguilla and the Turks and Caicos Islands opted to revert to British rule after they had already started on the path to independence. The British Virgin Islands, The Cayman Islands and Montserrat opted to retain ties with Britain, while Guyana achieved independence in 1966. Britain's last colony on the American mainland, British Honduras, became a self-governing colony in 1964 and was renamed Belize in 1973, achieving full independence in 1981. A dispute with Guatemala over claims to Belize was left unresolved.
British Overseas Territories in the Pacific acquired independence in the 1970s beginning with Fiji in 1970 and ending with Vanuatu in 1980. Vanuatu's independence was delayed because of political conflict between English and French-speaking communities, as the islands had been jointly administered as a condominium with France. Fiji, Papua New Guinea, Solomon Islands and Tuvalu became Commonwealth realms.
End of empire
By 1981, aside from a scattering of islands and outposts, the process of decolonisation that had begun after the Second World War was largely complete. In 1982, Britain's resolve in defending its remaining overseas territories was tested when Argentina invaded the Falkland Islands, acting on a long-standing claim that dated back to the Spanish Empire. Britain's successful military response to retake the Falkland Islands during the ensuing Falklands War contributed to reversing the downward trend in Britain's status as a world power.
The 1980s saw Canada, Australia, and New Zealand sever their final constitutional links with Britain. Although granted legislative independence by the Statute of Westminster 1931, vestigial constitutional links had remained in place. The British Parliament retained the power to amend key Canadian constitutional statutes, meaning that effectively an act of the British Parliament was required to make certain changes to the Canadian Constitution. The British Parliament had the power to pass laws extending to Canada at Canadian request. Although no longer able to pass any laws that would apply as Australian Commonwealth law, the British Parliament retained the power to legislate for the individual Australian states. With regard to New Zealand, the British Parliament retained the power to pass legislation applying to New Zealand with the New Zealand Parliament's consent. In 1982, the last legal link between Canada and Britain was severed by the Canada Act 1982, which was passed by the British parliament, formally patriating the Canadian Constitution. The act ended the need for British involvement in changes to the Canadian constitution. Similarly, the Australia Act 1986 (effective 3 March 1986) severed the constitutional link between Britain and the Australian states, while New Zealand's Constitution Act 1986 (effective 1 January 1987) reformed the constitution of New Zealand to sever its constitutional link with Britain.
On 1 January 1984, Brunei, Britain's last remaining Asian protectorate, was granted independence. Independence had been delayed due to the opposition of the Sultan, who had preferred British protection.
In September 1982 the Prime Minister, Margaret Thatcher, travelled to Beijing to negotiate with the Chinese Communist government, on the future of Britain's last major and most populous overseas territory, Hong Kong. Under the terms of the 1842 Treaty of Nanking and 1860 Convention of Peking, Hong Kong Island and Kowloon Peninsula had been respectively ceded to Britain in perpetuity, but the majority of the colony consisted of the New Territories, which had been acquired under a 99-year lease in 1898, due to expire in 1997. Thatcher, seeing parallels with the Falkland Islands, initially wished to hold Hong Kong and proposed British administration with Chinese sovereignty, though this was rejected by China. A deal was reached in 1984—under the terms of the Sino-British Joint Declaration, Hong Kong would become a special administrative region of the People's Republic of China. The handover ceremony in 1997 marked for many, including King Charles III, then Prince of Wales, who was in attendance, "the end of Empire", though many British territories that are remnants of the empire still remain.
Legacy
Britain retains sovereignty over 14 territories outside the British Isles. In 1983, the British Nationality Act 1981 renamed the existing Crown Colonies as "British Dependent Territories", and in 2002 they were renamed the British Overseas Territories. Most former British colonies and protectorates are members of the Commonwealth of Nations, a voluntary association of equal members, comprising a population of around 2.2 billion people. The United Kingdom and 14 other countries, all collectively known as the Commonwealth realms, voluntarily continue to share the same person—King Charles III—as their respective head of state. These 15 nations are distinct and equal legal entities: the United Kingdom, Australia, Canada, New Zealand, Antigua and Barbuda, The Bahamas, Belize, Grenada, Jamaica, Papua New Guinea, Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines, Solomon Islands and Tuvalu.
Decades, and in some cases centuries, of British rule and emigration have left their mark on the independent nations that rose from the British Empire. The empire established the use of the English language in regions around the world. Today it is the primary language of up to 460 million people and is spoken by about 1.5 billion as a first, second or foreign language. Individual and team sports developed in Britain, particularly football, cricket, lawn tennis, and golf were exported. British missionaries who travelled around the globe often in advance of soldiers and civil servants spread Protestantism (including Anglicanism) to all continents. The British Empire provided refuge for religiously persecuted continental Europeans for hundreds of years.
Political boundaries drawn by the British did not always reflect homogeneous ethnicities or religions, contributing to conflicts in formerly colonised areas. The British Empire was responsible for large migrations of peoples. Millions left the British Isles, with the founding settler colonist populations of the United States, Canada, Australia and New Zealand coming mainly from Britain and Ireland. Tensions remain between the white settler populations of these countries and their indigenous minorities, and between white settler minorities and indigenous majorities in South Africa and Zimbabwe. Settlers in Ireland from Great Britain have left their mark in the form of divided nationalist and unionist communities in Northern Ireland. Millions of people moved to and from British colonies, with large numbers of Overseas Indian people emigrating to other parts of the empire, such as Malaysia and Fiji, and Overseas Chinese people to Malaysia, Singapore and the Caribbean. The demographics of the United Kingdom itself were changed after the Second World War owing to immigration to Britain from its former colonies.
In the 19th century, innovation in Britain led to revolutionary changes in manufacturing, the development of factory systems, and the growth of transportation by railway and steamship. British colonial architecture, such as in churches, railway stations and government buildings, can be seen in many cities that were once part of the British Empire. The British choice of system of measurement, the imperial system, continues to be used in some countries in various ways. The convention of driving on the left-hand side of the road has been retained in much of the former empire.
The Westminster system of parliamentary democracy has served as the template for the governments for many former colonies, and English common law for legal systems. International commercial contracts are often based on English common law. The British Judicial Committee of the Privy Council still serves as the highest court of appeal for twelve former colonies.
Historians' approaches to understanding the British Empire are diverse and evolving. Two key sites of debate over recent decades have been the impact of post-colonial studies, which seek to critically re-evaluate the history of imperialism, and the continued relevance of historians Ronald Robinson and John Gallagher, whose work greatly influenced imperial historiography during the 1950s and 1960s. In addition, differing assessments of the empire's legacy remain relevant to debates over recent history and politics, such as the Anglo-American invasions of Iraq and Afghanistan, as well as Britain's role and identity in the contemporary world.
Historians such as Caroline Elkins have argued against perceptions of the British Empire as a primarily liberalising and modernising enterprise, criticising its widespread use of violence and emergency laws to maintain power. Common criticisms of the empire include the use of detention camps in its colonies, massacres of indigenous peoples, and famine-response policies. Some scholars, including Amartya Sen, assert that British policies worsened the famines in India that killed millions during British rule. Conversely, historians such as Niall Ferguson say that the economic and institutional development the British Empire brought resulted in a net benefit to its colonies. Other historians treat its legacy as varied and ambiguous. Public attitudes towards the empire within Britain remain somewhat positive.
See also
List of British Empire-related topics
Historiography of the British Empire
Demographics of the British Empire
Economy of the British Empire
Territorial evolution of the British Empire
History of the foreign relations of the United Kingdom
Historical flags of the British Empire and the overseas territories
List of countries that gained independence from the United Kingdom
Notes
References
Works cited
External links
Collection: "British Empire" from the University of Michigan Museum of Art
Former empires
Imperialism
Victorian era
1583 establishments in the British Empire
States and territories established in 1583
States and territories disestablished in 1997
Overseas empires
History of the United Kingdom
Former countries in Ireland
Historical transcontinental empires |
4726 | https://en.wikipedia.org/wiki/Batman%20%281989%20film%29 | Batman (1989 film) | Batman is a 1989 superhero film based on the DC Comics character of the same name, created by Bob Kane and Bill Finger. Directed by Tim Burton, it is the first installment of Warner Bros.' initial Batman film series. The film was produced by Jon Peters and Peter Guber and stars Jack Nicholson, Michael Keaton, Kim Basinger, Robert Wuhl, Pat Hingle, Billy Dee Williams, Michael Gough, and Jack Palance. The film takes place early in the title character's war on crime and depicts his conflict with his archenemy The Joker.
After Burton was hired as director in 1986, Steve Englehart and Julie Hickson wrote film treatments before Sam Hamm wrote the first screenplay. Batman was not greenlit until after the success of Burton's Beetlejuice (1988). The tone and themes of the film were partly influenced by Alan Moore and Brian Bolland's The Killing Joke and Frank Miller's The Dark Knight Returns. The film primarily adapts and then diverges from the "Red Hood" origin story for the Joker, having Batman inadvertently cause gangster Jack Napier to fall into Axis Chemical acid, triggering his transformation into the psychotic Joker. Additionally, Batman creator Bob Kane worked as a consultant for the film.
Numerous leading men were considered for the role of Batman before Keaton was cast. Keaton's casting was controversial since, by 1988, he had become typecast as a comedic actor and many observers doubted he could portray a serious role. Nicholson accepted the role of the Joker under strict conditions that dictated top billing, a portion of the film's earnings (including associated merchandise), and his own shooting schedule.
Filming took place at Pinewood Studios from October 1988 to January 1989. The budget escalated from $30 million to $48 million, while the 1988 Writers Guild of America strike forced Hamm to drop out. Warren Skaaren did rewrites, with additional uncredited drafts done by Charles McKeown and Jonathan Gems.
Batman was both critically and financially successful, earning over $400 million in box office totals. Critics and audiences particularly praised Nicholson and Keaton's performances, Burton's direction, the production design, and Elfman's score. It was the fifth-highest-grossing film in history at the time of its release. The film received several Saturn Award nominations and a Golden Globe nomination for Nicholson's performance, and won the Academy Award for Best Art Direction. It also led to the development of the equally successful Batman: The Animated Series (1992–1995), which in turn began the DC Animated Universe of spin-off media, and has influenced Hollywood's modern marketing and development techniques of the superhero film genre. The film was followed by three sequels: Batman Returns (1992), with both Burton and Keaton returning; Batman Forever (1995), which featured Val Kilmer in the lead role; and Batman & Robin (1997), which featured George Clooney in the role.
Plot
Reporter Alexander Knox and photojournalist Vicki Vale investigate sightings of the "Batman", a masked vigilante targeting Gotham City's criminals. Both attend a fundraiser hosted by billionaire Bruce Wayne, who is secretly Batman, having chosen this path after witnessing a mugger murder his parents when he was a child. During the event, Wayne becomes infatuated with Vale.
Meanwhile, mob boss Carl Grissom sends his sociopathic second-in-command Jack Napier to raid Axis Chemicals and retrieve incriminating evidence. However, this is secretly a ploy to have Napier murdered for sleeping with Grissom's mistress Alicia Hunt. Corrupt lieutenant Max Eckhardt arranges the hit on Napier by conducting an unauthorized police operation. However, Commissioner James Gordon arrives, takes command, and orders the officers to capture Napier alive. Batman also appears, while Napier kills Eckhardt as revenge for the double-crossing. During a scuffle with Batman, Napier topples off a catwalk and falls into a vat of chemicals. Although presumed dead, Napier survives with various disfigurements including chalk white skin and emerald green hair and nails. He undergoes surgery to repair the damage, but ends up with a rictus grin. Driven insane by his new appearance, Napier, now calling himself "the Joker", kills Grissom, massacres Grissom's associates, and takes over his operations.
He then starts terrorizing Gotham by lacing hygiene products with "Smylex" – a deadly chemical that causes victims to die laughing. The Joker soon becomes obsessed with Vicki and lures her to the Flugelheim Museum, which his henchmen start vandalizing. Batman rescues Vicki, takes her to the Batcave, and provides her with all of his research on Smylex, which will allow Gotham's residents to escape the toxin. Conflicted with his love for her, Wayne visits her apartment intending to reveal his secret identity, only for the Joker to interrupt the meeting. Joker asks Wayne, "Have you ever danced with the devil in the pale moonlight?", which Wayne recognizes as the catchphrase used by the mugger who killed his parents, realizing the killer to have been Joker (as Napier) all along. He shoots Wayne, who survives thanks to a serving tray hidden underneath his shirt.
Vicki is taken to the Batcave by Wayne's butler, Alfred Pennyworth, who had been coaxing the relationship between the pair. After exposing his secret to Vicki, Wayne reveals he cannot focus on their relationship with the Joker on the loose. He then departs to destroy the Axis plant used to create Smylex. Meanwhile, the Joker lures Gotham's citizens to a parade honoring Gotham's bicentennial with the promise of free money. This turns out to be a trap designed to dose them with Smylex gas held within giant parade balloons. Batman foils his plan by using his Batwing to remove the balloons, but Joker shoots him down. The Batwing crashes in front of a cathedral, which Joker uses to take Vicki hostage. Batman pursues the Joker, and in the ensuing fight, he explains that Napier killed his parents and thus, indirectly created Batman. This leads Joker to realize Batman is Bruce Wayne. Joker eventually pulls Batman and Vicki over the cathedral's roof, leaving them hanging while he calls in a helicopter. The helicopter is piloted by his goons, who throw down a ladder for him to climb. Batman uses a grappling hook to attach Joker's leg to a crumbling gargoyle that eventually falls off the roof. Unable to bear the statue's immense weight, Joker falls to his death while Batman and Vicki make it to safety.
Sometime later, Gordon announces that the police have arrested all of Joker's men, effectively dismantled of what remained of Carl Grissom's mafia organizations, and unveils the Bat-Signal. Batman leaves the police a note, promising to defend Gotham should crime strike again, and asking them to use the Bat-Signal to summon him in times of need. Alfred takes Vicki to Wayne Manor, explaining that Wayne will be a little late. She responds that she is not surprised, as Batman looks at the signal's projection from a rooftop, standing watch over the city.
Cast
Jack Nicholson as Jack Napier/The Joker
Hugo E. Blick as Young Jack Napier
Michael Keaton as Bruce Wayne / Batman
Charles Roskilly as Young Bruce Wayne
Kim Basinger as Vicki Vale
Robert Wuhl as Alexander Knox
Pat Hingle as Commissioner Gordon
Billy Dee Williams as Harvey Dent
Michael Gough as Alfred Pennyworth
Jack Palance as Carl Grissom
Jerry Hall as Alicia Hunt
Tracey Walter as Bob the Goon
Lee Wallace as Mayor Borg
William Hootkins as Lt. Max Eckhardt
David Baxt as Thomas Wayne
Sharon Holm as Martha Wayne
Garrick Hagon as Tourist Dad
Liza Ross as Tourist Mom
Adrian Meyers as Tourist Son
Production
Development
In the late 1970s, Batman's popularity was waning. CBS was interested in producing a Batman in Outer Space film. Producers Benjamin Melniker and Michael E. Uslan purchased the film rights of Batman from DC Comics on October 3, 1979. It was Uslan's wish "to make the definitive, dark, serious version of Batman, the way Bob Kane and Bill Finger had envisioned him in 1939. A creature of the night; stalking criminals in the shadows." Richard Maibaum was approached to write a script with Guy Hamilton to direct, but the two turned down the offer. Uslan was unsuccessful with pitching Batman to various movie studios because they wanted the film to be similar to the campy 1960s television series. Columbia Pictures and United Artists were among those to turn down the film.
A disappointed Uslan then wrote a script titled Return of the Batman to give the film industry a better idea of his vision for the film. Uslan later compared its dark tone to that of the successful four-part comic book The Dark Knight Returns, which his script predated by six years. In November 1979, producers Jon Peters and Peter Guber joined the project. Melniker and Uslan became executive producers. The four felt it was best to pattern the film's development after that of Superman (1978). Uslan, Melniker and Guber pitched Batman to Universal Pictures, but the studio turned it down. Though no movie studios were yet involved, the project was publicly announced with a budget of $15 million in July 1980 at the Comic Art Convention in New York. Warner Bros., the studio behind the successful Superman film franchise, decided to also accept and produce Batman.
Tom Mankiewicz completed a script titled The Batman in June 1983, focusing on Batman and Dick Grayson's origins, with the Joker and Rupert Thorne as villains and Silver St. Cloud as the romantic interest. Mankiewicz took inspiration from the limited series Batman: Strange Apparitions, written by Steve Englehart. Comic book artist Marshall Rogers, who worked with Englehart on Strange Apparitions, was hired for concept art. The Batman was then announced in late 1983 for a mid-1985 release date on a budget of $20 million. Originally, Mankiewicz had wanted an unknown actor for Batman, William Holden for James Gordon, David Niven as Alfred Pennyworth, and Peter O'Toole as the Penguin, whom Mankiewicz wanted to portray as a mobster with low body temperature. Holden died in 1981 and Niven in 1983, so this would never come to pass. A number of filmmakers were attached to Mankiewicz' script, including Ivan Reitman and Joe Dante. Reitman wanted to cast Bill Murray as Batman and Eddie Murphy as Robin. Nine rewrites were performed by nine separate writers. Most of them were based on Strange Apparitions. However, it was Mankiewicz's script that was still being used to guide the project. Due to the work they did together with the film Swamp Thing (1982), Wes Craven was among the directors that Melniker and Uslan considered while looking for a director.
After the financial success of Pee-wee's Big Adventure (1985), Warner Bros. hired Tim Burton to direct Batman. Burton had then-girlfriend Julie Hickson write a new 30-page film treatment, feeling the previous script by Mankiewicz was campy. The success of The Dark Knight Returns and the graphic novel Batman: The Killing Joke rekindled Warner Bros.' interest in a film adaptation. Burton was initially not a comic book fan, but he was impressed by the dark and serious tone found in both The Dark Knight Returns and The Killing Joke. Warner Bros. enlisted the aid of Englehart to write a new treatment in March 1986. Like Mankiewicz's script, it was based on his own Strange Apparitions and included Silver St. Cloud, Dick Grayson, the Joker, and Rupert Thorne, as well as a cameo appearance by the Penguin. Warner Bros. was impressed, but Englehart felt there were too many characters. He removed the Penguin and Dick Grayson in his second treatment, finishing in May 1986.
Burton approached Sam Hamm, a comic book fan, to write the screenplay. Hamm decided not to use an origin story, feeling that flashbacks would be more suitable and that "unlocking the mystery" would become part of the storyline. He reasoned, "You totally destroy your credibility if you show the literal process by which Bruce Wayne becomes Batman." Hamm replaced Silver St. Cloud with Vicki Vale and Rupert Thorne with his own creation, Carl Grissom. He completed his script in October 1986, which demoted Dick Grayson to a cameo rather than a supporting character. One scene in Hamm's script had a young James Gordon on duty the night of the murder of Bruce Wayne's parents. When Hamm's script was rewritten, the scene was deleted, reducing it to a photo in the Gotham Globe newspaper seen in the film.
Warner Bros. was less willing to move forward on development, despite their enthusiasm for Hamm's script, which Kane greeted with positive feedback. Hamm's script was then bootlegged at various comic book stores in the United States. Batman was finally given the greenlight to commence pre-production in April 1988, after the success of Burton's Beetlejuice the same year. When comic book fans found out about Burton directing the film with Michael Keaton starring in the lead role, controversy arose over the tone and direction Batman was going in. Hamm explained, "They hear Tim Burton's name and they think of Pee-wee's Big Adventure. They hear Keaton's name and they think of any number of Michael Keaton comedies. You think of the 1960s version of Batman, and it was the complete opposite of our film. We tried to market it with a typical dark and serious tone, but the fans didn't believe us." To combat negative reports on the film's production, Kane was hired as creative consultant. Batman's co-creator, Bill Finger, was uncredited at the time of the film's release and his name was not added to any Batman-related media until 2016.
Casting
Parallel to the Superman casting, a variety of Hollywood A-listers were considered for the role of Batman, including Mel Gibson, Kevin Costner, Charlie Sheen, Tom Selleck, Bill Murray, Harrison Ford and Dennis Quaid. Burton was pressured by Warner Bros. to cast an obvious action movie star, and had approached Pierce Brosnan, but he had no interest in playing a comic book character. Burton was originally interested in casting an unknown actor, Willem Dafoe, who was falsely reported to be considered for the Joker but had actually been considered for Batman early in development. Producer Jon Peters suggested Michael Keaton, arguing he had the right "edgy, tormented quality" after having seen his dramatic performance in Clean and Sober. Having directed Keaton in Beetlejuice, Burton agreed.
Keaton's casting caused a controversy among comic book fans, with 50,000 protest letters sent to Warner Bros. offices. Kane, Hamm, and Uslan also heavily questioned the casting. "Obviously there was a negative response from the comic book people. I think they thought we were going to make it like the 1960s TV series, and make it campy, because they thought of Michael Keaton from Mr. Mom and Night Shift and stuff like that." Keaton studied The Dark Knight Returns for inspiration.
Tim Curry, David Bowie, John Lithgow, Brad Dourif, Ray Liotta, and James Woods were considered for the Joker. Lithgow, during his audition, attempted to talk Burton out of casting him, a decision he would later publicly regret, stating, "I didn't realize it was such a big deal." Burton wanted to cast John Glover, but the studio insisted on using a movie star. Robin Williams lobbied hard for the part. Jack Nicholson had been the studio's top choice since 1980. Peters approached Nicholson as far back as 1986, during filming of The Witches of Eastwick; unlike Keaton, he was a popular choice for his role. Nicholson had what was known as an "off-the-clock" agreement. His contract specified the number of hours he was entitled to have off each day, from the time he left the set to the time he reported back for filming, as well as being off for Los Angeles Lakers home games. Nicholson demanded that all of his scenes be shot in a three-week block, but the schedule lapsed into 106 days. He reduced his standard $10 million fee to $6 million in exchange for a cut of the film's earnings (including associated merchandise), which led to remuneration in excess of $50 million—biographer Marc Eliot reports that Nicholson may have received as much as $90 million. He also demanded top billing on promotional materials.
Sean Young was originally cast as Vicki Vale, but was injured in a horse-riding accident prior to commencement of filming. Young's departure necessitated an urgent search for an actress who, besides being right for the part, could commit to the film at very short notice. Peters suggested Kim Basinger: she was able to join the production immediately and was cast. As a fan of Michael Gough's work in various Hammer Film Productions, Burton cast Gough as Bruce Wayne's mysterious butler, Alfred. Robert Wuhl was cast as reporter Alexander Knox. His character was originally supposed to die by the Joker's poison gas in the climax, but the filmmakers "liked [my] character so much," Wuhl said, "that they decided to let me live." Burton chose Billy Dee Williams as Harvey Dent because he wanted to include the villain Two-Face in a future film using the concept of an African-American Two-Face for the black and white concept, but Tommy Lee Jones was later cast in the role for Batman Forever, which disappointed Williams. Nicholson convinced the filmmakers to cast his close friend Tracey Walter as the Joker's henchman Bob. Irish child actor Ricky Addison Reed was cast as Dick Grayson before the character was removed by Warren Skarren for the revised shooting script. The rest of the cast included Pat Hingle as Commissioner Gordon, Jerry Hall as Alicia, Lee Wallace as Mayor Borg, William Hootkins as Lt. Eckhardt, and Jack Palance as crime boss Carl Grissom.
Design
Burton had been impressed with the design of Neil Jordan's The Company of Wolves (1984), but was unable to hire its production designer Anton Furst for Beetlejuice as Furst had instead committed to Jordan's London-filmed ghost comedy High Spirits (1988), a choice he later regretted. A year later Burton successfully hired Furst for Batman, and they enjoyed working with each other. "I don't think I've ever felt so naturally in tune with a director," Furst said. "Conceptually, spiritually, visually, or artistically. There was never any problem because we never fought over anything. Texture, attitude and feelings are what Burton is a master at."
Furst and the art department deliberately mixed clashing architectural styles to "make Gotham City the ugliest and bleakest metropolis imaginable". Furst continued, "[W]e imagined what New York City might have become without a planning commission. A city run by crime, with a riot of architectural styles. An essay in ugliness. As if hell erupted through the pavement and kept on going". The 1985 film Brazil by Terry Gilliam was also a notable influence upon the film's production design, as both Burton and Furst studied it as a reference. Black and white charcoal drawings of key locations and sets were created by Furst's longtime draftsman, Nigel Phelps. Derek Meddings served as the visual effects supervisor, overseeing the miniatures and animation. Conceptual illustrator Julian Caldow designed the Batmobile, Batwing and assorted bat-gadgets that were later constructed by prop builder John Evans. Keith Short sculpted the final body of the 1989 Batmobile, adding two Browning machine guns. On designing the Batmobile, Furst explained, "We looked at jet aircraft components, we looked at war machines, we looked at all sorts of things. In the end, we went into pure expressionism, taking the Salt Flat Racers of the 30s and the Sting Ray macho machines of the 50s". The car was built upon a Chevrolet Impala when previous development with a Jaguar and Ford Mustang failed. The car itself was later purchased by standup comedian/ventriloquist Jeff Dunham, who had it outfitted with a Corvette engine to make it street legal.
Costume designer Bob Ringwood turned down the chance to work on Licence to Kill in favor of Batman. Ringwood found it difficult designing the Batsuit because "the image of Batman in the comics is this huge, big six-foot-four hunk with a dimpled chin. Michael Keaton is a guy with average build", he stated. "The problem was to make somebody who was average-sized and ordinary-looking into this bigger-than-life creature." Burton commented, "Michael is a bit claustrophobic, which made it worse for him. The costume put him in a dark, Batman-like mood though, so he was able to use it to his advantage". Burton's idea was to use an all-black suit, and was met with positive feedback by Bob Kane. Vin Burnham was tasked with sculpting the Batsuit, in association with Alli Eynon. Jon Peters wanted to use a Nike product placement with the Batsuit. Ringwood studied over 200 comic book issues for inspiration. 28 sculpted latex designs were created; 25 different cape looks and 6 different heads were made, accumulating a total cost of $250,000. Comic book fans initially expressed negative feedback against the Batsuit. Burton opted not to use tights, spandex, or underpants as seen in the comic book, feeling it was not intimidating. Prosthetic makeup designer Nick Dudman used acrylic-based makeup paint called PAX for Nicholson's chalk-white face. Part of Nicholson's contract was approval over the makeup designer.
Filming
The filmmakers considered filming Batman entirely on the Warner Bros. backlot in Burbank, California, but media interest in the film made them change the location. It was shot at Pinewood Studios in England from October 10, 1988 to February 14, 1989, with 80 days of main shooting and 86 days of second unit shooting. 18 sound stages were used, with seven stages occupied, including the 51 acre backlot for the Gotham City set, one of the biggest ever built at the studio. Locations included Knebworth House and Hatfield House doubling for Wayne Manor, plus Acton Lane Power Station and Little Barford Power Station. The original production budget escalated from $30 million to $48 million. Filming was highly secretive. The unit publicist was offered and refused £10,000 for the first pictures of Jack Nicholson as the Joker. The police were later called in when two reels of footage (about 20 minutes' worth) were stolen. With various problems during filming, Burton called it "Torture. The worst period of my life!"
Hamm was not allowed to perform rewrites during the 1988 Writers Guild of America strike. Warren Skaaren, who had also worked on Burton's Beetlejuice, did rewrites. Jonathan Gems and Charles McKeown rewrote the script during filming. Only Skaaren received screenplay credit with Hamm. Hamm criticized the rewrites, but blamed the changes on Warner Bros. Burton explained, "I don't understand why that became such a problem. We started out with a script that everyone liked, although we recognized it needed a little work." Dick Grayson appeared in the shooting script but was deleted because the filmmakers felt he was irrelevant to the plot; Kane supported this decision.
Keaton used his comedic experience for scenes such as Bruce and Vicki's Wayne Manor dinner. He called himself a "logic freak" and was concerned that Batman's secret identity would in reality be fairly easy to uncover. Keaton discussed ideas with Burton to better disguise the character, including the use of contact lenses. Ultimately, Keaton decided to perform Batman's voice at a lower register than when he was portraying Bruce Wayne, which became a hallmark of the film version of the character, with Christian Bale later using the same technique.
Originally in the climax, the Joker was meant to kill Vicki Vale, sending Batman into a vengeful fury. Jon Peters reworked the climax without telling Burton and commissioned production designer Anton Furst to create a model of the cathedral. This cost $100,000 when the film was already well over budget. Burton disliked the idea, having no clue how the scene would end: "Here were Jack Nicholson and Kim Basinger walking up this cathedral, and halfway up Jack turns around and says, 'Why am I walking up all these stairs? Where am I going?' 'We'll talk about it when you get to the top!' I had to tell him that I didn't know."
Music
Burton hired Danny Elfman of Oingo Boingo, his collaborator on Pee-wee's Big Adventure and Beetlejuice, to compose the music score. For inspiration, Elfman was given The Dark Knight Returns. Elfman was worried, as he had never worked on a production this large in budget and scale. In addition, producer Jon Peters was skeptical of hiring Elfman, but was later convinced when he heard the opening number. Peters and Peter Guber wanted Prince to write music for the Joker and Michael Jackson to do the romance songs. Elfman would then combine the style of Prince and Jackson's songs together for the entire film score. At the encouragement of Prince's then-manager Albert Magnoli, it was also agreed that Prince himself would write and sing the film's songs.
Burton protested the ideas, citing "my movies aren't commercial like Top Gun." Elfman enlisted the help of composer Shirley Walker and Oingo Boingo lead guitarist Steve Bartek to arrange the compositions for the orchestra. Elfman was later displeased with the audio mixing of his film score. "Batman was done in England by technicians who didn't care, and the non-caring showed," he stated. "I'm not putting down England because they've done gorgeous dubs there, but this particular crew elected not to." Batman was one of the first films to spawn two soundtracks. One of them featured songs written by Prince while the other showcased Elfman's score. Both were successful, and compilations of Elfman's opening credits were used in the title sequence theme for Batman: The Animated Series, also composed by Shirley Walker.
Themes
When discussing the central theme of Batman, director Tim Burton explained, "the whole film and mythology of the character is a complete duel of the freaks. It's a fight between two disturbed people", adding, "The Joker is such a great character because there's a complete freedom to him. Any character who operates on the outside of society and is deemed a freak and an outcast then has the freedom to do what they want... They are the darker sides of freedom. Insanity is in some scary way the most freedom you can have, because you're not bound by the laws of society".
Burton saw Bruce Wayne as the bearer of a double identity, exposing one while hiding the reality from the world. Burton biographer Ken Hanke wrote that Bruce Wayne, struggling with his alter-ego as Batman, is depicted as an antihero. Hanke felt that Batman has to push the boundaries of civil justice to deal with certain criminals, such as the Joker. Kim Newman theorized that "Burton and the writers saw Batman and the Joker as a dramatic antithesis, and the film deals with their intertwined origins and fates to an even greater extent".
Batman conveys trademarks found in 1930s pulp magazines, notably the design of Gotham City stylized with Art Deco design. Richard Corliss, writing for Time, observed that Gotham's design was a reference to films such as The Cabinet of Dr. Caligari (1920) and Metropolis (1927). "Gotham City, despite being shot on a studio backlot", he continued, "is literally another character in the script. It has the demeaning presence of German Expressionism and fascist architecture, staring down at the citizens." Hanke further addressed the notions of Batman being a period piece, in that "The citizens, cops, people and the black-and-white television looks like it takes place in 1939"; but later said: "Had the filmmakers made Vicki Vale a femme fatale rather than a damsel in distress, this could have made Batman as a homage and tribute to classic film noir." Portions of the climax pay homage to Vertigo (1958).
Marketing
The B.D. Fox ad agency created hundreds of unused logos and posters for promotion, many by John Alvin. In the end Burton and producers decided on only using a gold and black logo designed by Anton Furst and airbrushed by Bill Garland, with no other key art variation, to keep an air of mystery about the film. The logo is also an ambiguous image, which can be read either as Batman's symbol or as a gaping mouth. Earlier designs "had the word 'Batman' spelled in RoboCop or Conan the Barbarian-type font". Jon Peters unified all the film's tie-ins, even turning down $6 million from General Motors to build the Batmobile because the car company would not relinquish creative control.
During production, Peters read in The Wall Street Journal that comic book fans were unsatisfied with the casting of Michael Keaton. In response, Peters rushed the first film trailer that played in thousands of theaters during Christmas. It was simply an assemblage of scenes without music, but created enormous anticipation for the film, with audiences clapping and cheering. DC Comics allowed screenwriter Sam Hamm to write his own comic book miniseries. Hamm's stories were collected in the graphic novel Batman: Blind Justice (). Denys Cowan and Dick Giordano illustrated the artwork. Blind Justice tells the story of Bruce Wayne trying to solve a series of murders connected to Wayne Enterprises. It also marks the first appearance of Henri Ducard, who was later used in the rebooted Batman Begins, albeit as an alias for the more notable Ra's al Ghul.
In the months before Batmans release in June 1989, a popular culture phenomenon known as "Batmania" began. Over $750 million worth of merchandise was sold. Cult filmmaker and comic book writer Kevin Smith remembered: "That summer was huge. You couldn't turn around without seeing the Bat-Signal somewhere. People were cutting it into their fucking heads. It was just the summer of Batman and if you were a comic book fan it was pretty hot." Hachette Book Group USA published a novelization, Batman, written by Craig Shaw Gardner. It remained on The New York Times Best Seller list throughout June 1989. Burton admitted he was annoyed by the publicity. David Handelman of The New York Observer categorized Batman as a high concept film. He believed "it is less movie than a corporate behemoth".
Reception
Box office
Batman grossed $2.2 million in late night previews on June 22, 1989, on 1,215 screens and grossed $40.49 million in 2,194 theaters during its opening weekend. This broke the opening weekend records held by Indiana Jones and the Last Crusade (which had a 4-day Memorial Day weekend gross of $37.0 million the previous month) and Ghostbusters II (which had a $29.4 million 3-day weekend the previous weekend). Upon opening, the film would go on to reach the number one spot above Honey, I Shrunk the Kids. Additionally, it had the largest opening weekend for a Jack Nicholson film for 14 years until it was dethroned by Anger Management in 2003. Batman also set a record for a second weekend gross with $30 million (also the second biggest 3-day weekend of all-time) and became the fastest film to earn $100 million, reaching it in 11 days (10 days plus late night previews). The film closed on December 14, 1989, with a final gross of $251.2 million in North America and $160.15 million internationally, totaling $411.35 million. The film would hold the record for being the highest-grossing Warner Bros. film until 1996 when Twister surpassed it. It was the highest-grossing film based on a DC comic book until 2008's The Dark Knight. Furthermore, Batman held the record for being the highest-grossing superhero film of all time until it was taken by Spider-Man in 2002. The film's gross is the 143rd highest ever in North American ranks. Although Indiana Jones and the Last Crusade made the most money worldwide in 1989, Batman was able to beat The Last Crusade in North America, and made a further $150 million in home video sales. Box Office Mojo estimates that the film sold more than 60 million tickets in the US.
Despite the film's box office – over $400 million against a budget of no more than $48 million – Warner Bros. claimed it ended up losing $35.8 million and "not likely to ever show a profit," which has been attributed to a case of Hollywood accounting.
Critical response
Batman was criticized by some for being too dark, but nonetheless received a generally positive response from critics. On review aggregator Rotten Tomatoes, the film holds an approval rating of 76% based on 138 reviews, with an average score of 7/10. The website's critical consensus reads, "An eerie, haunting spectacle, Batman succeeds as dark entertainment, even if Jack Nicholson's Joker too often overshadows the title character." On Metacritic, the film received a weighted average score of 69 based on 21 reviews, indicating "generally favorable reviews". Audiences polled by CinemaScore gave the film an average grade of "A" on an A+ to F scale.
Many observed that Burton was more interested in the Joker and the art and set production design than Batman or anything else in terms of characterization and screentime. Comic book fans reacted negatively over the Joker murdering Thomas and Martha Wayne; in the comic book, Joe Chill is responsible. Writer Sam Hamm said it was Burton's idea to have the Joker murder Wayne's parents. "The Writer's Strike was going on, and Tim had the other writers do that. I also hold innocent to Alfred letting Vicki Vale into the Batcave. Fans were ticked off with that, and I agree. That would have been Alfred's last day of employment at Wayne Manor," Hamm said.
The songs written by Prince were criticized for being "too out of place". While Burton has stated he had no problem with the Prince songs, he was less enthusiastic with their use in the film. On the film, Burton remarked, "I liked parts of it, but the whole movie is mainly boring to me. It's OK, but it was more of a cultural phenomenon than a great movie."
Despite initial negative reactions from comics fans prior to the film's release, Keaton's portrayal of Batman was generally praised. James Berardinelli called the film entertaining, with the highlight being the production design. However, he concluded, "the best thing that can be said about Batman is that it led to Batman Returns, which was a far superior effort." Variety felt "Jack Nicholson stole every scene" but still greeted the film with positive feedback. Roger Ebert was highly impressed with the production design, but claimed "Batman is a triumph of design over story, style over substance, a great-looking movie with a plot you can't care much about." He also called the film "a depressing experience". On the syndicated television series Siskel & Ebert, his reviewing partner Gene Siskel disagreed, describing the film as having a "refreshingly adult" approach with performances, direction and set design that "draws you into a psychological world."
Legacy
Anton Furst and Peter Young won the Academy Award for Best Art Direction, while Nicholson was nominated for the Golden Globe Award for Best Actor (Musical or Comedy). The British Academy of Film and Television Arts nominated Batman in six categories (Production Design, Visual Effects, Costume Design, Makeup, Sound and Actor in a Supporting Role for Nicholson), but it won none of the categories. Nicholson, Basinger, the makeup department, and costume designer Bob Ringwood all received nominations at the Saturn Awards. The film was also nominated for the Saturn Award for Best Fantasy Film and the Hugo Award for Best Dramatic Presentation.
The success of Batman prompted Warner Bros. Animation to create the acclaimed Batman: The Animated Series, as a result beginning the long-running DC Animated Universe and helped establish the modern day superhero film genre. Series co-creator Bruce Timm stated the television show's Art Deco design was inspired from the film. Timm commented, "our show would never have gotten made if it hadn't been for that first Batman movie." Burton joked, "ever since I did Batman, it was like the first dark comic book movie. Now everyone wants to do a dark and serious superhero movie. I guess I'm the one responsible for that trend."
Batman initiated the original Batman film series and spawned three sequels: Batman Returns (1992), Batman Forever (1995), and Batman & Robin (1997), the latter two of which were directed by Joel Schumacher instead of Burton and replaced Keaton as Batman with Val Kilmer and George Clooney, respectively.
Executive producers Benjamin Melniker and Michael E. Uslan filed a breach of contract lawsuit in Los Angeles County Superior Court on March 26, 1992. Melniker and Uslan claimed to be "the victims of a sinister campaign of fraud and coercion that has cheated them out of continuing involvement in the production of Batman and its sequels. We were denied proper credits, and deprived of any financial rewards for our indispensable creative contribution to the success of Batman." A superior court judge rejected the lawsuit. Total revenues of Batman have topped $2 billion, with Uslan claiming to have "not seen a penny more than that since our net profit participation has proved worthless." Warner Bros. offered the pair an out-of-court settlement, a sum described by Melniker and Uslan's attorney as "two popcorns and two Cokes".
Reflecting on the twentieth anniversary of its release in a retrospective article on Salon.com, film commentator Scott Mendelson noted the continuing impact that Batman has had on the motion film industry, including the increasing importance of opening weekend box office receipts; the narrowing window between a film's debut and its video release that caused the demise of second-run movie theaters; the accelerated acquisition of pre-existing, pre-sold properties for film adaptations that can be readily leveraged for merchandizing tie-ins; the primacy of the MPAA PG-13 as the target rating for film producers; and more off-beat, non-traditional casting opportunities for genre films. The film was responsible for the British Board of Film Classification introducing its "12" age rating, as its content fell between what was expected for a "PG" or "15" certificate.
The American Film Institute anointed Batman the 46th greatest movie hero and the Joker the 45th greatest movie villain on AFI's 100 Years...100 Heroes and Villains.
American Film Institute lists
AFI's 100 Years...100 Movies – Nominated
AFI's 100 Years...100 Thrills – Nominated
AFI's 100 Years...100 Heroes and Villains:
The Joker – #45 Villain
Batman – #46 Hero
AFI's 100 Years...100 Movie Quotes:
"Have you ever danced with the Devil in the pale moonlight?" – Nominated
AFI's 100 Years of Film Scores – Nominated
AFI's 10 Top 10 – Nominated Fantasy Film
Robert Wuhl reprises his role as Alexander Knox in The CW's Arrowverse crossover, Crisis on Infinite Earths. The event also retroactively established that the world of the film and its sequel, Batman Returns, takes place on Earth-89; which is one of the worlds destroyed by the Anti-Monitor (LaMonica Garrett) during the Crisis. Michael Keaton reprises his role as Batman in The Flash set in the DC Extended Universe.
Video games
Several video games based on the film were released: By Ocean Software in 1989, by Sunsoft in 1990 and 1991, and by Atari Games in 1990. Konami was also in talks of releasing an arcade game around the same time as Atari.
Comic book continuation
In March 2016, artist Joe Quinones revealed several art designs he and Kate Leth had created to pitch a comic book continuation set in the Batman '89 universe to DC Comics. The pitch, which was rejected, would have included the story of Billy Dee Williams' Harvey Dent turning into Two-Face as well as the inclusion of characters such as Batgirl in a story that took place following the events of Batman Returns. In 2021, DC announced it would be releasing a comic book continuation of the Batman '89 film. The series would be written by Sam Hamm and illustrated by Joe Quinones. The comic's synopsis revealed that it would include the return of Selina Kyle/Catwoman, an introduction of a new Robin, and the transformation of Williams' Harvey Dent into Two-Face.
Home media
Batman has been released on various formats, including VHS, LaserDisc, DVD and Blu-ray. In an unprecedented move at the time, it was made available to buy on VHS in the United States on November 15, less than six months after its theatrical release, at a suggested retail price of only $24.95 although most sellers sold it for less. It was first released on DVD on March 25, 1997, as a double sided disc containing both Widescreen (1.85:1) and Full Screen (1.33:1) versions of the film. The 2005 Batman: The Motion Picture Anthology 1989–1997 included 2-disc special edition DVDs of the film and all three of its sequels. The anthology was also released as a 4-disc Blu-ray set in 2009, with each film and its previous extras contained on a single disc. Other Blu-ray reissues include a "30th Anniversary" Digibook with 50-page booklet, and a steelcase edition; both also include a Digital Copy. Most recently the "25th Anniversary" Diamond Luxe reissue contained the same disc as before and on a second disc, a new 25-minute featurette: "Batman: The Birth of the Modern Blockbuster".
The film was also included in The Tim Burton Collection DVD and Blu-ray set in 2012, alongside its first sequel, Batman Returns.
Batman was released on Ultra HD Blu-ray on June 4, 2019.
Notes
References
Further reading
External links
Batman (1989) Official website at Warner Bros.
Batman (1989) Official website at DC Comics
1989 action films
1980s American films
1980s British films
1980s English-language films
1980s superhero films
1989 films
American action films
American films about revenge
American superhero films
Batman (1989 film series)
British action films
British superhero films
Casting controversies in film
Films adapted into comics
Films directed by Tim Burton
Films produced by Jon Peters
Films produced by Peter Guber
Films scored by Danny Elfman
Films shot at Pinewood Studios
Films shot in Bedfordshire
Films shot in Hertfordshire
Films shot in London
Films whose art director won the Best Art Direction Academy Award
Films with screenplays by Sam Hamm
Films with screenplays by Warren Skaaren
PolyGram Filmed Entertainment films
Warner Bros. films |
4728 | https://en.wikipedia.org/wiki/Batman%20Returns | Batman Returns | Batman Returns is a 1992 American superhero film directed by Tim Burton and written by Daniel Waters. Based on the DC Comics character Batman, it is the sequel to Batman (1989) and the second installment in the 1989–1997 Batman series. In the film, the superhero vigilante Batman comes into conflict with wealthy industrialist Max Shreck and deformed crime boss Oswald Cobblepot / The Penguin, who seek power, influence, and respect regardless of the cost to Gotham City. Their plans are complicated by Selina Kyle, Shreck's formerly-meek secretary, who seeks vengeance against Shreck as Catwoman. The cast includes Michael Keaton, Danny DeVito, Michelle Pfeiffer, Christopher Walken, Michael Gough, Pat Hingle, and Michael Murphy.
Burton had no interest in making a sequel to the successful Batman, believing that he was creatively restricted by the expectations of Warner Bros. He agreed to return in exchange for significant creative control, including replacing original writer Sam Hamm with Daniel Waters and hiring many of his previous creative collaborators. Waters' script focused more on characterization than on overarching plot, and Wesley Strick was hired to complete an uncredited re-write which (among other elements) provided a master plan for the Penguin. Filming was done from September 1991 to February 1992, on a $50–80million budget, on sets and sound stages at Warner Bros. Studios and the Universal Studios Lot in California. Special effects primarily involved practical applications and makeup, with some animatronics and computer-generated imagery.
The film's marketing campaign was substantial, including brand collaborations and a variety of merchandise to replicate Batman success. Released on June 19, 1992, Batman Returns broke several box-office records and earned about $266.8million worldwide. It failed to replicate the success or longevity of Batman ($411.6million), however; this was blamed on its darker tone and violent (or sexual) elements, which alienated family audiences and led to a backlash against marketing partnerssuch as McDonald'sfor promoting the film to young children. Reviews were critical of its tone and narrative but more favorable towards the cast, giving near-unanimous praise to Pfeiffer's performance.
After the relative failure of Batman Returns, Burton was replaced as director of the third film, Batman Forever (1995), with Joel Schumacher, to take the series in a family-friendly direction. Keaton chose not to reprise his role, disagreeing with Schumacher's vision. Batman Forever and its sequel, Batman & Robin (1997), were financial successes but fared less well critically. Batman Returns has been reassessed as one of the best Batman films in the decades since its release, and its incarnations of Catwoman and Penguin are considered iconic. A comic book, Batman '89 (2021), continued the narrative of the original two Burton films, and Keaton reprised his version of Batman in the DC Extended Universe film The Flash (2023).
Plot
In Gotham City, two wealthy socialites, dismayed at the birth of their malformed and feral son Oswald, discard the infant in the sewers, where he is adopted by a family of penguins. Thirty-three years later, during the Christmas season, wealthy industrialist Max Shreck is abducted by the Red Triangle gang (a group of former circus workers connected to child disappearances across the country) and brought to their hideout in the Arctic exhibit at the derelict Gotham Zoo. Red Triangle's leader, Oswald – now named Penguin – blackmails Shreck with evidence of his corruption and murderous acts to compel his assistance in reintegrating Oswald into Gotham's elite. Shreck orchestrates a staged attempted kidnapping of the mayor's infant child, allowing Oswald to rescue it and become a public hero. In exchange, Oswald requests access to the city's birth records (ostensibly to learn his true identity) and identifies Gotham's first-born sons.
Shreck attempts to kill his meek secretary, Selina Kyle, by pushing her out a window after she inadvertently uncovers his plot to build a power plant which would covertly siphon and hoard electricity from Gotham. Selina survives, returns home, angrily crafts a costume and adopts the name Catwoman. She returns to work confident and aggressive, catching the attention of visiting billionaire Bruce Wayne. As his alter ego (the vigilante Batman), Wayne investigates Oswald, suspecting that he is connected to Red Triangle. To eliminate opposition to his plant, Shreck convinces Oswald to run for mayor and discredit the incumbent by having Red Triangle wreak havoc throughout Gotham. Batman's efforts to stop the gang eventually bring him into conflict with Catwoman. Selina and Wayne begin dating, while Catwoman allies with Oswald to disgrace Batman.
On the night of the city's Christmas-tree lighting, Oswald and Catwoman kidnap the Ice Princess (Gotham's beauty queen) and lure Batman to the roof above the ceremony. Oswald pushes the Ice Princess to her death with a swarm of bats, framing Batman. When Catwoman objects to the murder and rejects his romantic advances, Oswald attacks her and she falls through a glasshouse. Batman escapes in the Batmobile, unaware that Red Triangle has modified it; this allows Oswald to take it on a remote-controlled rampage. Before regaining control, Batman records Oswald's derogatory tirade against Gotham's citizens. He plays the audio at Oswald's mayoral rally the following day, ruining his image and forcing him to retreat to Gotham Zoo. Oswald forsakes his humanity and embraces the name Penguin, initiating his plan to abduct and kill Gotham's firstborn sons to avenge his own abandonment.
Selina tries to kill Shreck at his charity ball, but Wayne intervenes and they inadvertently discover each other's secret identities. Penguin crashes the event to kidnap Shreck's son, Chip, but Shreck offers himself instead. Batman neutralizes Red Triangle and stops the kidnapping, forcing Penguin to deploy his missile-equipped penguin army to destroy Gotham. Batman's butler, Alfred Pennyworth, overrides the penguins' control signal and redirects them back to Gotham Zoo. As the missiles destroy the zoo, Batman unleashes a swarm of bats which makes Penguin fall into the contaminated waters of the Arctic exhibit. Catwoman arrives to kill Shreck, rejecting Batman's plea to abandon her vengeance and leave with him. She is shot four times by Shreck, seemingly without effect, because she claims to have two of her nine lives remaining. Catwoman electrocutes Shreck, causing a power surge which apparently kills them both; however, Batman finds only Shreck's charred remains. Penguin returns, but dies of his injuries before he can attack Batman and is laid to rest in the water by his penguins. Sometime later, while Alfred drives him home, Wayne sees Selina's silhouette but finds only a cat (which he takes with him). The Bat-Signal shines above the city, as Catwoman looks on.
Cast
Michael Keaton as Bruce Wayne / Batman: A billionaire businessman who operates as Gotham's vigilante protector
Danny DeVito as Oswald Cobblepot / Penguin: A deformed crime boss
Michelle Pfeiffer as Selina Kyle / Catwoman: A meek assistant turned vengeful villain
Christopher Walken as Max Shreck: A ruthless industrialist
Michael Gough as Alfred Pennyworth: Wayne's butler and surrogate father
Pat Hingle as James Gordon: The Gotham City police commissioner and Batman's ally
Michael Murphy as the Mayor: The city's incumbent mayor
The cast of Batman Returns includes Andrew Bryniarski as Max's son Charles "Chip" Schreck and Cristi Conaway as the Ice Princess, Gotham's beauty queen-elect. Paul Reubens and Diane Salinger appear as Tucker and Esther Cobblepot, Oswald's wealthy, elite parents. Sean Whalen appears as a paperboy; Jan Hooks and Steve Witting play Jen and Josh, Oswald's mayoral image consultants. The Red Triangle gang includes the monkey-toting Organ Grinder (Vincent Schiavelli), the Poodle Lady (Anna Katarina), the Tattooed Strongman (Rick Zumwalt), the Sword Swallower (John Strong), the Knifethrower Dame (Erika Andersch), the Acrobatic Thug (Gregory Scott Cummins), the Terrifying Clown (Branscombe Richmond), the Fat Clown (Travis Mckenna), and the Thin Clown (Doug Jones).
Production
Development
After the success of Batman (1989), the fifth-highest-grossing of its time, a sequel was considered inevitable. Warner Bros. Pictures had confidence in its potential and was discussing sequel ideas by late 1989, intending to begin filming the following May; the studio had purchased the $2million Gotham City sets at Pinewood Studios in England for at least two sequels. It kept the sets under 24-hour guard because it was cheaper to maintain the existing sets than build new ones. Robin Williams and Danny DeVito were considered to play rogues Riddler and Penguin, respectively. Despite pressure from Warner Bros. to finalize a script and begin filming, Batman director Tim Burton remained uncertain about directing a sequel. He described it as a "dumbfounded idea", especially before Batmans performance was analyzed, and was generally opposed to sequels: "Sequels are only worthwhile if they give you the opportunity to do something new and interesting. It has to go beyond that, really, because you do the first for the thrill of the unknown. A sequel wipes all that out, so you must explore the next level." Batman writer Sam Hamm's initial story idea expanded the character of district attorney Harvey Dent, played in Batman by Billy Dee Williams, and his descent into the supervillain Two-Face. Warner Bros. wanted the main villain to be the Penguin, however, and Hamm believed that the studio saw the character as Batman's most prominent enemy after the Joker. Catwoman was added because Burton and Hamm were interested in the character. Hamm's drafts continued directly from Batman, focusing on the relationship between Wayne and Vicki Vale (Kim Basinger) and their engagement. The Penguin was written as an avian-themed criminal who uses birds as weapons; Catwoman was more overtly sexualised, wore "bondage" gear, and nonchalantly murdered groups of men. The main narrative teamed Penguin and Catwoman to frame Batman for the murders of Gotham's wealthiest citizens in their pursuit of a secret treasure. Their quest leads them to Wayne Manor, and reveals the Waynes' secret history. Among other things, Hamm originated the Christmastime setting and introduced Robin, Batman's sidekick, although his idea for assault rifle-wielding Santas was abandoned. Hamm ensured that Batman did not kill anyone, and focused on protecting Gotham's homeless. He produced two drafts which failed to renew Burton's interest, and the director concentrated on directing Edward Scissorhands (1990) and writing The Nightmare Before Christmas (1993).
Burton was confirmed to direct the sequel in January 1991, with filming scheduled to begin later that year for a 1992 release date. He agreed to return if he received creative control of the sequel; Burton considered Batman the least favorite of his films, describing it as a "little boring at times." According to Denise Di Novi, his long-time producer, "Only about 50% of Batman was [Burton]"; the studio wanted Batman Returns to be "more of a Tim Burton movie... [a] weirder movie but also more hip and fun."
Burton replaced key Batman crew with some of his former collaborators, including cinematographer Stefan Czapsky, production designer Bo Welch, creature-effects supervisor Stan Winston, makeup artist Ve Neill, and art directors Tom Duffield and Rick Henrichs. Daniel Waters was hired to replace Hamm; Burton wanted someone with no emotional attachment to Batman and liked Waters' script for the dark comedy Heathers (1988), which matched Burton's intended tone and creative direction. Burton reportedly disliked Batman producer Jon Peters, demoted him to executive producer of Batman Returns, and effectively barred him from the set. Warner Bros. was the production company and distributor, with production assistance from executive producer Peter Guber's and Peters' Polygram Pictures.
Writing
Waters began writing his first draft in mid-1990. Burton's only instructions were that Catwoman had to be more than a "sexy vixen", and the script's only connection to Batman was a reference to Vale as Wayne's ex-girlfriend. Waters said that he did not like Batman, and had no interest in following its narrative threads or acknowledging the comic-book histories of Batman Returns characters: "[Burton] and I never had a conversation about 'what are fans of the comic books going to think?'... we never thought about them. We were really just about the art." He also had no interest in preventing Batman from killing people; the character should reflect contemporary, "darker" times, and the idea of a hero leaving captured villains for the authorities was outdated. Waters only had Batman kill when necessary, however, believing that it should be meaningful; he was unhappy with some of the added on-screen deaths, such as Batman blowing up a Red Triangle member with a bomb.
Much of Waters' "bitter and cynical" dialogue for Batman (such as Gotham City not deserving protection) was removed because Keaton believed that Batman should rarely speak in costume and Burton wanted Batman to be a "wounded soul", not nihilistic. As a result, the script focused on villains. Burton said that he initially struggled to understand the appeal of the Penguin's comic-book counterpart; Batman, Catwoman, and the Joker had clear psychological profiles, but the Penguin was "just this guy with a cigarette and a top hat." The initial draft made the character resemble a stereotypical DeVito character (an abrasive gangster), but Waters and Burton agreed to make him more "animalistic". They decided to make the Penguin a tragic figure, abandoned as an infant by his parentsa reflection of Batman's childhood trauma of losing his parents. Political and social satire was added, influenced by two episodes of the 1960s television series Batman ("Hizzoner the Penguin" and "Dizhonner the Penguin") in which the Penguin runs for mayor.
Waters changed Hamm's Catwoman from a "fetishy sexual fantasy" femme fatale to a working-class, disenchanted secretary, writing her as an allegory of contemporary feminism. Although the character is influenced by feline mythology (such as cats having nine lives), Waters and Burton never intended the belief to be taken literally and planned for Catwoman to die with Shreck during the electrical explosion in the film's denouement. Waters created Max Shreck as an original character, named in honor of actor Max Schreck, to replace the Dent-Two-Face character. The character was written satirically as an evil industrialist who orchestrates the Penguin's mayoral run because Waters wanted to say "that the true villains of our world don't necessarily wear costumes." In one version of the script, Shreck was the Penguin's more-favored brother. The number of central characters led to the removal of Robin, a garage mechanic who helps Batman after Penguin crashes the Batmobile. Burton and Waters were not particularly interested in retaining the character, whom Waters called "the most worthless character in the world". The Red Triangle gang, initially conceived as a troupe of performance artists, were changed to circus clowns at Burton's request. Waters said that his 160-page first draft was too outlandish and would have cost $400million to produce, and he became more restrained. His fifth (and final draft) focused more on characterization and interaction than on plot.
Burton and Waters eventually fell out, disagreeing about the script and with Waters refusing to implement requested changes. Burton hired Wesley Strick to refine Waters' work, streamline dialogue, and lighten the tone. Warner Bros. executives mandated that Strick introduce a master plan for the Penguin, resulting in the addition of the plot to kidnap Gotham's first-born sons and threaten the city with missiles. Waters said that the changes to his work were relatively minor, and he was baffled by the Penguin's plot: "What the fuck is this shit?" He made a final revision to the shooting screenplay and, although Strick was on set for four months of filming and agreed-upon rewriting, Waters was the only screenwriter credited.
Casting
Keaton reprised his role as Bruce Wayne / Batman for $10 million, double his salary for Batman. Burton wanted to cast Marlon Brando as the Penguin, but Warner Bros. preferred Dustin Hoffman. Christopher Lloyd and Robert De Niro were also considered, but Danny DeVito became the frontrunner when Waters re-envisioned the character as a deformed human-bird hybrid. DeVito was initially reluctant to accept the role until he was convinced by his close friend, Jack Nicholson, who played the Joker in Batman. To convey his vision, Burton gave DeVito a picture he had painted of a diminutive character sitting on a red-and-white striped ball with the caption, "my name is Jimmy, but my friends call me the hideous penguin boy."
Casting Selina Kyle / Catwoman was difficult. Annette Bening initially secured the role, but had to drop out after becoming pregnant. Actresses lobbying for the part then included Ellen Barkin, Cher, Bridget Fonda, Jennifer Jason Leigh, Madonna, Julie Newmar, Lena Olin, Susan Sarandon, Raquel Welch, and Basinger. The most prominent candidate, however, was Sean Young (who was cast as Vale in Batman before she was injured). Young went to the Warner Bros. lot in a homemade Catwoman costume for an impromptu audition for Burton, who reportedly hid under his desk (although Keaton and producer Mark Canton briefly met with her). She shared video of her efforts with Entertainment Tonight, and Warner Bros. said that Young did not fit their vision for Catwoman.
The role went to Pfeiffer who was described as a proven actress who got along with Burton (although some publications said that it would stretch her acting abilities). Pfeiffer had also been considered for Vale, but Keaton vetoed the casting because they had been romantically involved and he believed that her presence would interfere with attempts to reconcile with his wife. She received a $3million salary ($2million more than Bening), plus a percentage of the gross profits. Pfeiffer trained for months in kickboxing with her stunt double, Kathy Long; she mastered the whip, becoming proficient enough to perform her own stunts with the weapon.
Shreck's appearance was modeled on Vincent Price in an (unnamed) older film, and Walken based his performance on moguls such as Sol Hurok and Samuel Goldwyn. He said, "I tend to play mostly villains and twisted people. Unsavory guys. I think it's my face, the way I look. If you do something effective, producers want you to do it again and again." Burgess Meredith (who played the Penguin in the 1960s TV series) was scheduled to make a cameo appearance as Penguin's father, Tucker Cobblepot, but became ill during filming. He was replaced by Paul Reubens; Diane Salinger played his wife, Esther. Both had starred in Burton's feature-film debut, Pee-wee's Big Adventure (1985).
Although Robin was removed from the screenplay, the character's development was far enough along that Marlon Wayans was cast in the role (Burton had specifically wanted an African-American Robin) and costumes, sets, and action figures were made. In a 1998 interview, Wayans said that he still received residual checks as part of the two-film contract he signed. Early reports suggested that Nicholson had been asked to return as the Joker, but refused to film in England because of the salary tax on foreign talent. Nicholson denied being asked, however, believing that Warner Bros. would not want to replicate his generous compensation for Batman.
Filming
Principal photography began on September 3, 1991. Burton wanted to film in the United States with American actors because he believed that Batman "suffered from a British subtext." The economics of filming Batman in the United Kingdom had also changed, making it more cost-effective to remain in the U.S. This meant abandoning the English Batman sets in favor of Burton's new design. Batman Returns was filmed entirely on seven or eight soundstages at Warner Bros. Studios, Burbank, California, including Stage 16 (which housed the expansive Gotham Plaza set). An additional soundstage, Stage 12 at the Universal Studios Lot, was used for the Penguin's Arctic-exhibit lair.
Some sets were kept very cold for the live Emperor, black-footed, and King penguins. The birds were flown in on a refrigerated airplane for filming, and had a refrigerated waiting area with a swimming pool stocked with half a ton of ice daily and fresh fish. DeVito said that he generally liked being on set but disliked the cold conditions, and was the only person somewhat comfortable because of his costume's heavy padding. To create the penguin army, the live penguins were supplemented with puppets, forty Emperor-penguin suits worn by little people, and Computer-generated imagery (CGI). People for the Ethical Treatment of Animals (PETA) protested the use of real penguins, objecting to the birds' being moved from their natural environment. Although the organization had reportedly said that the penguins were not mistreated during filming, it later said that the birds did not get fresh drinking waterjust a small, chlorinated pool. PETA also objected to the penguins being fitted with appliances representing weapons and gadgets, which Warner Bros. said were lightweight plastic. Burton said that he did not like using real animals because he had an affinity for them, and ensured that the penguins were treated with care.
Walken described the filming as very collaborative, recalling that his suggestion to add a blueprint for Shreck's power plant resulted in a model built within a few hours. The scene of Catwoman putting a live bird in her mouth was real, with no CGI. Pfeiffer said that, in retrospect, she would not have done the stunt; she had not considered the risks of injury or disease involved. For a scene in the sewers, monkey handlers positioned above and below managed the organ grinder monkey as it descended a set of stairs with a note for Penguin. When it saw DeVito in full costume and makeup, it leapt at his testicles. DeVito said, "The monkey looked at me, froze, and then leapt right at my balls...Thank god it was a padded costume." A scene of Shreck's superstore exploding caused minor injuries to four stuntmen. Principal photography ended on February 20, 1992, after 170 days.
Post-production
Chris Lebenzon edited Batman Returns 126-minute theatrical cut. The final scene of Catwoman looking up at the Bat Signal was filmed during post-production, only two weeks before the film's release. Warner Bros. mandated the scene (depicting that the character survived) after test audiences responded positively to Pfeiffer's performance. Pfeiffer was unavailable to film the scene, and a stand-in was used. A scene of Penguin's gang destroying a store filled with Batman merchandise was removed. Warner Bros. provided a final budget for Batman Returns of $55million, although it has been reported (or estimated) as $50, $65, $75, or 80million.
Music
Danny Elfman was initially reluctant to score Batman Returns because he was unhappy that his Batman score was supplemented with pop music by Prince. Elfman built on many of his Batman themes, and said that he enjoyed working on the Penguin's themes the most because of the character's sympathetic aspects (such as his abandonment and death): "I'm a huge sucker for that kind of sentimentality." Recorded with a studio orchestra on the Sony Scoring Stage in Los Angeles, Elfman's score includes vocals, harps, bells, xylophones, flutes, pianos, and chimes. The song "Face to Face", played during the costume-ball scene, was co-written and performed by the British rock band Siouxsie and the Banshees. Burton and Elfman fell out during production due to the stress of finishing Batman Returns on time, but reconciled shortly afterward.
Design and effects
Batman production designer Anton Furst was replaced by Bo Welch, who understood Burton's visual intentions after previous collaborations on Beetlejuice (1988) and Edward Scissorhands (1990). Furst, already occupied on another project, committed suicide in November 1991. Warner Bros. maintained a high level of security for Batman Returns, requiring the art department to keep their window blinds closed. Cast and crew had to wear ID badges with the film's working title, Dictel, a word coined by Welch and Burton meaning "dictatorial"; they were unhappy with the studio's "ridiculous gestapo" measures. Welch designed the Batboat vehicle, a programmable batarang, and the Penguin's weaponized umbrellas. He added features to the Batmobile, such as detaching much of its exterior to fit through tighter spaces; this version was called the "Batmissile".
Sets
The sets were redesigned in Welch's style, including the Batcave and Wayne Manor. They were spread across seven soundstages on the Warner Bros. lot (the largest of which had ceilings) and the largest set owned by Universal Pictures. Batman Returns was filmed on sets, although some panoramic shots (such as the camera traveling from the base of Shreck's department store to its cat-head-shaped office) were created with detailed miniatures.
Welch found it difficult to create something new without deviating from Furst's award-winning work. The designs were intended to appear as a separate district of Gotham; if Batman took place on the East Side, Batman Returns was set on the West Side. Welch was influenced by German Expressionism, neo-fascist architecture (including Nazi Germany-era styles), American precisionism painters, and photos of the homeless living on the streets in affluent areas. He incorporated Burton's rough sketch of Catwoman, which had a "very S&M kind of look", by adding chains and steel elements which would appear to hold together a city on the verge of collapse. The key element for Welch came early in design, when he realized that he wanted to manipulate spaces to convey specific emotions (emphasizing vertical buildings to convey a "huge, overwhelmingly corrupt, decaying city" filled with small people): "The film is about this alienating, disparate world we live in." The wintertime setting took advantage of the contrast between black and white scene elements, influenced by Citizen Kane (1941) and The Third Man (1949).
Welch's concept designs began by carving out building shapes from cardboard with images of fascist sculptures and depression era machine-age art. The resulting -tall rough model represented Gotham Plaza, described as a futuristic, oppressive, and "demented caricature" of Rockefeller Center. It was designed overbuilt, emphasizing the generic-but-oppressive heart of Gotham's corruption. Despite complaints from the film's financiers about its necessity, Burton insisted on the location with a detailed church overshadowed by plain surroundings.
Designs attempted to create the illusion of space; the Wayne Manor set was partially built (consisting primarily of a large staircase and fireplace) with a scale which implied that the rest of the structure was massive. Penguin's base was initially scheduled to be built in a standard tall Warner Bros. soundstage, but Welch thought that it lacked "majesty" and did not create enough contrast between itself and the "evil, filthy, little bug of a man". A -tall Universal stage was acquired for the production, its raised ceilings making it seem more realistic and less like a set. Minor modifications were made to the set throughout the film to make it appear to be gradually deteriorating. The location featured a water tank filled with of water surrounding a faux-ice island. Selina Kyle's apartment had a large steel beam running through its center to appear as if it had been built around a steel girder, which Welch said made it depressing and ironic. The wood used to build the sets was donated to Habitat for Humanity to help build low-cost homes for the poor.
Costumes and makeup
Bob Ringwood and Mary E. Vogt were the costume designers. They refined the Batsuit to create the illusion of mechanical parts built into the torso, intending Batman to resemble Darth Vader. Forty-eight foam-rubber Batsuits were made for Batman Returns. They had a mechanical system of bolts and spikes beneath the breast plate to secure the cowl and cape because "otherwise, if [Keaton] turned around quickly the cape would stay where it was", due to its weight. Costumer Paul Barrett-Brown said that the suit had a "generous codpiece" for comfort, and initially included a zippered fly to allow Keaton to use the bathroom; the actor declined, however, because it could be seen by the camera from some angles. As with the Batman costume, Keaton could not turn his head; he compensated by making bolder, more powerful movements with his lower body.
The Catwoman outfit was made from latex because it was designed to be "black and sexy and tight and shiny". The material was chosen because of its association with "erotic and sexual" situations, reflecting the character's transition from a repressed secretary to an extroverted, erotic female. Padding was added because Pfeiffer was less physically endowed than Bening; this worked to Pfeiffer's advantage, however, since Barrett-Brown said that if it was too tight it "would reveal the genital area so thoroughly that you'd get an X certificate." Ringwood and Vogt thought that if the latex material tore it would not be difficult to repair; forty to seventy backup Catwoman suits were made by Western Costume, the Warner Bros. costume department, and Los Angeles-based clothing manufacturer Syren at a cost of $1,000 each. Other versions, made for Pfeiffer from a cast of her body, were so tight that she had to be covered in baby powder to wear them. Barrett-Brown said that because of the material, it was possible to get into the suit when dry; they could not re-use them, however, because of sweat and body oils. Vin Burnham constructed Catwoman's headpiece and mask.
Burton was influenced to add stitching by calico cats, but the stitching came apart. Ringwood and Vogt struggled with adding stitching to latex. They tried to sculpt stitching and glue it on, but did not like the look and went over the suit with liquid silicon while it was worn (which added a shine to everything). Pfeiffer said that the suit was like a second skin, but when worn for long periods it was uncomfortable; there was no way to use the restroom and it would stick to her skin, occasionally causing a rash. She found the mask similarly confining, describing it as choking her or "smashing my face", and would catch the claws on nearby objects.
Stan Winston Studio created an "over-the-top Burtonesque" visual for the Penguin, without obscuring DeVito's face. Concept artist Mark McCreery drew a number of sketches for the look, from which Legacy Effects built noses on a lifecast of DeVito's face. Winston was unhappy with the "pointy nose" shapes and began sculpting ideas with clay, influenced by his work on The Wiz (1978) (which involved a forehead and brow prosthetic appliance for large-beaked creatures). The final makeup included a T-shaped appliance which went over DeVito's noise, lip and brow as well as crooked teeth, whitened skin and dark circles under his eyes. Ve Neill applied the makeup, made by John Rosengrant and Shane Mahan. The several pounds of facial prosthetics, body padding, and prosthetic hands took four-and-a-half hours to apply to DeVito, but was reduced to three hours by the end of filming. An air bladder was added to the costume to help reduce its weight. DeVito helped create the Penguin's black saliva with the makeup and effects teams, using a mild mouthwash and food coloring which he squirted into his mouth before filming, and said its taste was acceptable. Burton described DeVito as completely in-character in costume, and he "scared everybody". While re-dubbing some of his dialogue, DeVito struggled to get into character without the makeup and had it applied to improve his performance. Because of the secrecy surrounding his character's appearance before marketing, DeVito was not allowed to discuss it with others (including his family). A photo leaked to the press, and Warner Bros. employed a firm of private investigators in a failed attempt to track down the source.
Penguins
Stan Winston Studio provided animatronic penguins and costumes to supplement Penguin's army. Thirty animatronic versions were made: ten each of the black-footed, King, and Emperor penguins. Costumes worn by little people were slightly larger than the animatronics; the actors controlled walking, the mechanized heads were remote-controlled and the wings were puppeteered. Dyed black chicken feathers were used for the penguin bodies. McCreery's designs for the penguin army initially included a flamethrower, which was replaced with a rocket launcher. Mechanical-effects designers Richard Landon and Craig Caton-Largent supervised the manufacture of the animatronics, which required nearly 200 different mechanical parts to control the head, neck, eyes, beak, and wings. Boss Film Studios produced the CGI penguins.
Release
Context
By the theatrical summer of 1992 (beginning the last week of May), the film industry was struggling. Ticket sales were their lowest in fifteen years; rising film-production costs and several box-office failures the previous year meant that many independent and some major film studios were struggling financially. Eighty-nine films were scheduled for release during the summer season, including A League of Their Own, Alien 3, Encino Man, Far and Away, Patriot Games, and Sister Act. Studios had to carefully schedule their releases to avoid competition from anticipated blockbusters, which included Lethal Weapon 3, Batman Returns, and the 1992 Summer Olympics. Batman Returns was predicted to be the summer's biggest success, and other studios were reportedly concerned about releasing their films within a few weeks of its premiere. Paramount Pictures increased the budget of Patriot Games from $29million to $43million to make it more competitive with Batman Returns and Lethal Weapon 3.
Marketing
Franchising had not been considered an important aspect of Batmans release. However, after merchandise contributed about $500million to its $1.5billion total earnings, it was prioritized for Batman Returns. Warner Bros. delayed major promotion until February 1992, to avoid over-saturation and the risk of driving away audiences. A 12-minute promotional reel which debuted at WorldCon in September 1991 with a black-and-white poster of a silhouetted Batman was called "mundane" and uninspiring. A trailer was released in 5,000 theaters in February 1992 with a new poster of a snow-swept Batman logo. The campaign focused on the three central characters (Batman, Penguin, and Catwoman), which Warner Bros. believed would offset the loss of the popular Nicholson. Over two-thirds of the 300 posters Warner Bros. installed in public places were stolen. Warner Bros. eventually offered 200 limited-edition posters for $250; they were signed by Keaton, who donated his earnings to charity.
Over $100million was expected to be spent on marketing, including $20million by Warner Bros. for commercials and trailers and $60million by merchandising partners. The partners, which included McDonald's, Ralston Purina, Kmart, Target Corporation, Venture Stores, and Sears, planned to host about 300 Batman shops in its stores. McDonald's converted 9,000 outlets into Gotham City restaurants, offering Batman-themed packaging and a cup lid which doubled as a flying disc. CBS aired a television special, The Bat, The Cat, The Penguin... Batman Returns, and Choice Hotels sponsored the hour-long The Making of Batman Returns. Television advertisements featured Batman and Catwoman fighting over a can of Diet Coke, and the Penguin (and his penguins) promoted Choice Hotels. Advertisements also appeared on billboards and in print (three consecutive pages in some newspapers), targeted at older audiences.
Box office
Batman Returns premiered on June 16, 1992, at Grauman's Chinese Theatre in Hollywood. Two blocks of Hollywood Boulevard were closed for over 3,000 fans, 33 TV film crews, and 100 photographers. A party was held afterwards on the Soundstage 16 Gotham Plaza set for guests who included Keaton, Pfeiffer, DeVito, Burton, DiNovi, Arnold Schwarzenegger, Faye Dunaway, James Caan, Mickey Rooney, Harvey Keitel, Christian Slater, James Woods, and Reubens.
The film had a limited, preview release in the U.S. and Canada on Thursday, June 18, earning $2million. It had a wide release the following day, and was shown on an above-average 3,000 screens in 2,644 theaters. Batman Returns earned $45.7million during its opening weekend (an average of $17,729 per theater), and was the number-one filmahead of Sister Act fourth weekend ($7.8million) and Patriot Games third ($7.7million). This figure broke the record for the highest-grossing opening weekend, set by Batman ($42.7million); Batman Returns had the highest-grossing opening weekend of the year, surpassing Lethal Weapon 3 ($33.2million). The film held the all-time record for the biggest opening weekend until it was surpassed by Jurassic Park ($50.1million) the next year. Performance analysis suggested that Batman Returns could become one of the all-time highest-grossing films; Warner Bros. executive Robert Friedman said, "We opened it the first real weekend when kids are out of school. The audience is everybody, but the engine that drives the charge are kids under 20." According to Patriot Games producer Mace Neufeld, other films benefited from overflow audiences for Batman Returns who did not want to wait in long lines or were turned away from sold-out screenings.
Batman Returns earned $25.4million in its second weekend (a 44.3-percent drop) and was the number-one film again, ahead of the premiering Unlawful Entry ($10.1million) and Sister Act ($7.2million). By the film's third weekend, it was the second=fastest film to gross $100million (11 days), behind Batman (10 days). It remained the number-one film with a gross of $13.8million (a 45.6-percent drop), ahead of the premiering A League of Their Own ($13.7million) and Boomerang ($13.6million). The Washington Post called its week-over-week drops "troublesome", and industry analysis suggested that Batman Returns would not replicate the longevity of Batmans theatrical run. It never regained the number-one position, falling to numberfour over its fourth weekend and leaving the top-ten highest-grossing films by its seventh. The film left theaters in late October after 18 weeks, with a total gross of $162.8million. It was the third-highest-grossing film of 1992, behind Home Alone 2: Lost in New York ($173.6million) and Aladdin ($217.3million).
Batman Returns earned an estimated $104million outside the U.S. and Canada, including a record-setting £2.8million opening weekend in the United Kingdom. This broke the record set by Terminator 2: Judgment Day (1991), making it the first film to gross more than £1million in a single day. Worldwide, Batman Returns grossed $266.8million. It was the sixth-highest-grossing film of 1992, behind Lethal Weapon 3 ($321.7million), Basic Instinct ($352.9million), Home Alone 2: Lost in New York ($359million), The Bodyguard ($410.9million), and Aladdin ($504.1million).
Reception
Critical response
Batman Returns had a polarized reception from professional critics. Audiences polled by CinemaScore gave the film an average grade of B on an A+-to-F scale.
Several reviewers compared Batman Returns and Batman; some suggested that the sequel had faster pacing and more comedy and depth, avoiding Batman "dourness" and "tedium". Critics generally agreed that Burton's creative control made Batman Returns a more personal work than Batman, something "fearlessly" different which could be judged on its own merits. Critics such as Kenneth Turan, however, said that Burton's innovative, impressive visuals made Batman Returns feel cheerless, claustrophobic and unexciting, and were often emphasized at the expense of the plot. According to Owen Gleiberman, Burton's fantastic elements were undermined because he did not establish a base of normality.
The plot had a mixed response. Some reviewers praised the first and second acts and interesting characters who could evoke audience emotion. Others said that it lacked suspense, thrills, or clever writing, overwhelmed by too many characters and near-constant banter. The ending was criticized for lackluster action and failing to bring the separate character threads to a satisfactory conclusion. According to Janet Maslin, Burton cared mainly about visuals and plot was a secondary consideration. Gene Siskel said that the emphasis on characterization was detrimental; the sympathetic villains left him hoping that Batman would not win, and each character would find emotional peace.
Reviewers generally agreed that despite Keaton's abilities, his character was ignored by the script in favor of the villains; scenes without him were among the best. Todd McCarthy described Batman as a symbol of good rather than a psychologically-complete character, and Ebert wrote that Batman Returns depicts being Batman as a curse instead of a heroic power fantasy. Peter Travers, however, said that Keaton's "manic depressive hero" was a deep, realized character in spite of the film's faster pace. DeVito was praised for his energy, unique characterization, and ability to convey his character's tragedy despite the costumes and prosthetics. Desson Howe said that Burton's focus on the Penguin indicated his sympathy for the character. Some reviewers considered DeVito an inferior followup to Nicholson's Joker, who evoked sympathy without instilling fear.
Pfeiffer received near-unanimous praise for the film's standout performance as a passionate, sexy, ambitious, intelligent, intimidating, and fierce embodiment of feminism who offered the only respite from the otherwise-dark tone. Jonathan Rosenbaum, however, said that she did not live up to Nicholson's villain. Turan called the scenes shared by Batman and Catwoman the film's most interesting, and Travers said that when they take off their masks at the end they look "lost and touchingly human". Burr described the ballroom scene (in which they realize each other's secret identities) as more emotional than anything in Batman. Ebert noted that their sexual tension seemed to have been undercut for a younger audience. Walken's performance was described as "wonderfully debonair", funny and engaging, a villain who could have carried Batman Returns alone.
Welch's production design was generally praised, offering a sleeker, brighter, more authoritarian visual style than Furst's "brooding", oppressive aesthetic. McCarthy described Welch's ability to realize Burton's imaginative universe as an achievement, although Gene Siskel described Welch as a "toy shop window decorator" compared to Furst. The costumes and makeup effects were also praised, with Maslin saying that those images would linger in the imagination long after the narrative was forgotten. Czapsky's cinematography was well-received, even giving a "lively" aesthetic to the subterranean sets. The film's violent, mature, sexual content, such as kidnappings and implied child murder, was criticized as inappropriate for younger audiences.
Accolades
At the 46th British Academy Film Awards, Batman Returns was nominated for Best Makeup (Ve Neill and Stan Winston) and Best Special Visual Effects (Michael Fink, Craig Barron, John Bruno, and Dennis Skotak). For the 65th Academy Awards, Batman Returns received two nomations: Best Makeup (Neill, Ronnie Specter, and Winston) and Best Visual Effects (Fink, Barron, Bruno, and Skotak), but lost both awards to Bram Stoker's Dracula and Death Becomes Her simultaneously. Neill and Winston received the Best Make-up award at the 19th Saturn Awards. The film received four Saturn Award nominations for Best Fantasy Film, Best Supporting Actor (DeVito), Best Director (Burton), and Best Costume Design (Bob Ringwood, Mary Vogt, and Vin Burnham). DeVito was nominated for Worst Supporting Actor at the 13th Golden Raspberry Awards, and Pfeiffer for Most Desirable Female at the 1993 MTV Movie Awards. Batman Returns was nominated for a Hugo Award for Best Dramatic Presentation.
After release
Performance analysis and aftermath
The U.S. and Canadian box offices underperformed in 1992, with admissions down by up to five percent and about 290million tickets sold (compared to over 300million in each of the preceding four years). Industry professionals blamed the drop on the lack of quality of the films being released, considering them too derivative or dull to attract audiences. Even films considered successful had significant box-office drops week over week from what apparently-negative word of mouth. Industry executive Frank Price said that the releases were not attracting the younger audiences and children which were vital to a film's success. Rising ticket prices, competition from the Olympics, and an economic recession were also considered contributing factors to the declining figures. Batman Returns and Lethal Weapon 3 contributed to Warner Bros. best first half-year in its history, and were expected to return over $200million to the studio from the box office. Batman Returns was considered a disappointment as a sequel to the fifth-highest-grossing film ever made, however, and fell about $114.8million short of Batmans $411.6million theatrical gross. By July 1992, anonymous Warner Bros. executives reportedly said about the film, "It's too dark. It's not a lot of fun."
Despite its PG-13 rating from the Motion Picture Association, warning parents that a film may contain strong content unsuitable for children, some audiences (particularly parents) disliked Batman Returns violent and sexualized content; the studio received thousands of complaint letters. Waters recalled the aftermath of one screening: "It's like kids crying, people acting like they've been punched in the stomach and like they've been mugged." He had anticipated some backlash and "relished that reaction", but part of him was "like, 'oops'." McDonald's was criticized for its child-centered promotion and toys, and discontinued its Batman Returns campaign in September 1992. According to Burton, "I like [Batman Returns] better than the first one. There was this big backlash that it was too dark, but I found this movie much less dark." Although much of Hamm's work was replaced, he defended Burton and Waters and said that except from the merchandise, Batman Returns was never presented as child-friendly.
Warner Bros. decided to continue the series without Burton (described as "too dark and odd for them"), replacing him with Joel Schumacher. A rival studio executive said, "If you bring back Burton and Keaton, you're stuck with their vision. You can't expect Honey, I Shrunk the Batman" (referring to the 1989 science-fiction comedy, Honey, I Shrunk the Kids). Warner Bros. was sued by executive producers Benjamin Melniker and Michael Uslan, who alleged that they had originally purchased the film-adaptation rights to the Batman character but were denied their share of the profits from Batman and Batman Returns by the studio's Hollywood accounting: a method used by studios to artificially inflate a film's production costs, making it appear unprofitable and limiting royalty (or tax) payments. The court decided in the studio's favor, citing a lack of evidence.
Home media
Batman Returns was released on VHS and LaserDisc on October 21, 1992. Its VHS version had a lower-than-average price, to encourage sales and rentals. The film was expected to sell millions of copies and be a well-performing rental, but its success would be restricted by mature, violent content which would appeal less to children (the main audience driving purchases). Batman Returns was released on DVD in 1997, with no additional features. An anthology DVD box set was released in October 2005, with all the films in the Burton-Schumacher Batman film series. The Batman Returns segment had commentary by Burton, The Bat, The Cat, and The Penguin special about the making of the film, part four of the documentary Shadows of the Bat: The Cinematic Saga of the Dark Knight, notes on the development of costumes, make-up and special effects, and the music video for "Face to Face".
The same anthology was released on Blu-ray in 2009 with a standalone Batman Returns Blu-ray release. A 4K Ultra HD Blu-ray version was released in 2019; restored from the original 35mm negative, it included the anthology's special features. A 4K collector's edition was released in 2022 with a SteelBook case (with original cover art), character cards, a double-sided poster, and previously-released special features. Elfman's score was released in 1992 on compact disc (CD), and an expanded soundtrack was released in 2010.
Other media
About 120 products were marketed with Batman Returns; they included action figures and toys by Kenner Products, Catwoman-themed clothing, toothbrushes, roller skates, T-shirts, underwear, sunglasses, towels, beanbags, mugs, weightlifting gloves, throw pillows, cookie cutters, commemorative coins, playing cards, costume jewelry, cereal, a radio-controlled Batmobile, and tortilla chips shaped like the Batman logo. Although there were about the same number of products marketed for Batman, there were fewer licensees and Warner Bros. could have more oversight. The release of Batman: The Animated Series later in 1992 was anticipated to extend merchandising success long after Batman Returns had left theaters. Warner Bros. used holographic labels developed by American Bank Note Holographics to detect counterfeit products.
The film's novelization, by Craig Shaw Gardner, was published in July 1992. A roller coaster (Batman: The Ride) was built at Six Flags Great America at a cost of $8million, and was later replicated at other Six Flags parks with a Batman stunt show. Several video-game adaptations entitled Batman Returns were released by a number of developers on a number of platforms, including Game Gear, Master System, Sega Genesis, Sega CD, Amiga, MS-DOS, and Atari Lynx; the Super Nintendo Entertainment System version was the most successful.
Batman '89, a comic-book series released in 2022, continues the narrative of Burton's original two films and ignores the Schumacher sequels. Set a few years after the events of Batman Returns, Batman '89 depicts the transformation of district attorney Harvey Dent into Two-Face and introduces Robin. The series was written by Hamm, with art by Joe Quinones. To celebrate the 80th anniversary of the Penguin's first comic-book appearance, DeVito wrote "Bird Cat Love" a 2021 comic book story about the Penguin and Catwoman falling in love and ending the COVID-19 pandemic. The Red Triangle Gang made their first appearance outside Batman Returns in the 2022 comic book Robin #15.
A holiday book was released in 2022, Batman Returns: One Dark Christmas Eve: The Illustrated Holiday Classic, by Ivan Cohen.
Thematic analysis
Duality
Critic David Crow called duality a major aspect of Batman Returns, and Catwoman, Penguin, and Shreck represent warped, reflected aspects of Batman. Like Wayne (Batman), Selina (Catwoman) is driven by trauma and conflicted about her principles and desires; unlike Batman (who seeks justice), however, she seeks vengeance. Although Catwoman agrees with Batman's appeal that they are "the same, split right down the center", they still differ too much to be together. Critics Darren Mooney and Betsy Sharkey suggested that Penguin reflects Batman's origin; each lost their parents at an early age. Shreck says that if not for his abandonment, Cobblepot and Wayne might have traveled in the same social circles. Batman is content in his loneliness, however; the Penguin wants acceptance, love and respect, despite his quest for revenge. To Mooney, Batman Returns hints that Batman's issues with Penguin are personal rather than moral; Batman is quietly proud of being a "freak" (unique), and resents Penguin for displaying his "freakishness". Shreck represents Wayne's public persona if it was driven by greed, vanity, and self-interest: a populist industrialist who wins favor with cheap presents tossed into a crowd.
Commercialism and loneliness
Crow saw Batman Returns as a denouncement of Batman's real-world cultural popularity and merchandising (especially in the wake of the previous film), and noted that a scene of a store filled with Batman merchandise being destroyed was removed from the film. Crow and Mooney wrote that Batman Returns is "saturated with Christmas energy"; it rejects the season's conventional norms and becomes an anti-Christmas film, however, critquing its over-commercialism and lack of true goodwill. Shreck cynically exploits Christmas tropes for his own ends (falsely portraying himself as selfless and benevolent), and the perversions of Penguin's Red Triangle gang are a more overt rejection of the holiday.
The film focuses on loneliness and isolation during Christmastime; Wayne is introduced sitting alone in his vast mansion, inert until the Bat-Signal shines in the sky. He makes a connection with Kyle, but what they share cannot overcome their differences and he ends the film as he began italone. Critic Todd McCarthy identified isolation as a theme common to much of Burton's work, which is emphasized in the three main characters.
Rebecca Roiphe and Daniel Cooper wrote that Batman Returns was not antisemitic, but had antisemitic imagery. The Penguin, they believed, embodied Jewish stereotypes such as "... his hooked nose, pale face and lust for herring" and was "unathletic and seemingly unthreatening but who, in fact, wants to murder every firstborn child of the gentile community." The character joins forces with Shreck (who has a Jewish-sounding name) to disrupt and taint Christmas and Christian traditions.
Sexuality and misogyny
Batman Returns has overtly sexual elements. Critic Tom Breihan described Catwoman's vinyl catsuit as "pure BDSM", including the whip she wields as a weapon. The dialogue is replete with double entendres, particularly by Penguin and Catwoman; in her fights with Batman, she sensuously licks his face. Selina / Catwoman is marginalized by the central male characters, however; Shreck pushes her out of a window, the Penguin tries to kill her when she spurns his advances, and Batman attempts to capture her. She fashions a catsuit to regain order, sanity, and power, but it is gradually damaged over the course of the film and her sanity decays with it. Catwoman's final choice is to reject Batman's offer of a happy ending by
abandoning her revenge against Shreck; to surrender herself to Batman's will would allow another man to control her.
Power and politics
Power is a central theme for several characters; Shreck says, "There's no such thing as too much power; if my life has a meaning that's the meaning." He uses his money to gain power, and Batman uses his fortune to fund his war against crime (unlike Penguin, who was abandoned because he did not fit the image expected by his wealthy parents). Kyle gains power by donning the Catwoman costume and embracing her anger and sexuality.
Shreck convinces Penguin to run for mayor to further his own goals, and the Penguin seeks out the acceptance and respect it would give him. Critic Caryn James wrote that Batman Returns has "sharp political jabs" which implies that money and image are more important than anything else. In Batman, the Joker buys citizen support by throwing them piles of money; in the sequel, Shreck and Penguin gain the support of the populace with spectacle, pandering, and corporate showmanship. The Penguin describes how he and Shreck are both seen as monsters, but Shreck is a "well-respected monster and I, to date, am not." James said that the Penguin wants to change the superficial perception of himself because he wants to be accepted, but has no interest in being lovable. Only when the fickle voters turn on him, however, does he resort to his plan to kill infants who had the chances he never had. Crow believed that Burton was the most sympathetic to Penguin, and spent the most time on the character.
Legacy
Cultural influence
Retrospectives in the 2010s and 2020s noted that Batman Returns had developed an enduring legacy since its release, with Comic Book Resources describing it as the most iconic comic-book film ever made. Although initially criticized for its mix of the superhero and film noir genres, the film established trends toward dark tones and complex characters which have since become an expectation of many blockbusters. Some writers said that its "disturbing imagery", exploration of morality, and satire of corporate politics seemed even more relevant in the present day, as did the themes of prejudice and feminism explored in Catwoman. Burton said that he believed Batman Returns was exploring new territory at the time, but it might be considered "tame" by modern standards. According to the Ringer, Burton's "weird and unsettling" sequel enabled future auteurs such as Christopher Nolan, Peter Jackson, and Sam Raimi to move into mainstream films.
Collider described the film as the first "anti-blockbuster", defying expectations and delivering a superhero film with little action set during Christmas (despite its July release). Some publications have identified it as part of Burton's unofficial Christmas trilogy, bookended by Edward Scissorhands and The Nightmare Before Christmas, and it has become an alternative-holiday film along with films such as Die Hard (1988). The film's performances, score, and visual aesthetic are considered iconic, influencing Batman-related media and incarnations of the characters for decades (such as the Batman Arkham video games). The Batman (2022) director Matt Reeves and Batman actor Robert Pattinson called Batman Returns their favorite Batman film, with Reeves ranking it alongside The Dark Knight (2008).
Pfeiffer's Catwoman is considered iconic, a feat of characterization and performance which influenced subsequent female-superhero-led films. Her performance is generally regarded as the best cinematic adaptation of the character (influencing future portrayals such as Zoë Kravitz's in The Batman), one of the best comic book film characters, and among the greatest cinematic villains. In 2022, Variety ranked Pfeiffer's Catwoman as the second-best superhero performance of the preceding fifty years, behind Heath Ledger. DeVito's performance as the Penguin is also considered iconic, and has been listed by some publications as one of the best cinematic Batman villains.
Modern reception
In the years since its release, Batman Returns has been positively reappraised. It is now regarded as among the best superhero films ever made, the best sequels, and the best Batman films made. Screen Rant called it the best Batman film of the 20th century and, in 2018, GamesRadar+ named it the best Batman film. Batman Returns was number401 on Empires 2008 list of the 500 greatest movies of all time.
The film's writer Daniel Waters recalled being told that Batman Returns was a "great movie for people who don't like Batman". Although the film was criticized for depicting Batman killing people, Waters said, "To me, Batman not killing [the Joker (played by Heath Ledger)] at the end of The Dark Knight after proving he can get out of any prison, it's like 'Come on. Kill Heath Ledger. He believed that the reception to Batman Returns was improving with time, especially after the release of The Batman in 2022.
Critic Brian Tallerico said that the elements which originally upset critics and audiences are what makes it still "revelatory... It's one of the best and strangest movies of its kind ever made." Review aggregator Rotten Tomatoes has a approval rating from reviews by critics, with an average score of . According to the website's critical consensus, "Director Tim Burton's dark, brooding atmosphere, Michael Keaton's work as the tormented hero, and the flawless casting of Danny DeVito as The Penguin and Christopher Walken as, well, Christopher Walken make the sequel better than the first." The film has a score of 68 out of 100 on Metacritic (based on 23 critics), indicating "generally favorable reviews".
Sequels
Following the reception of Batman Returns, Warner Bros. intended to continue the series without Burton. Burton recalled, "I remember toying with the idea of doing another one. And I remember going into Warner Bros. and having a meeting. And I'm going, 'I could do this or we could do that.' And they go like, 'Tim, don't you want to do a smaller movie now? Just something that's more [you]?' About half an hour into the meeting, I go, 'You don't want me to make another one, do you?'... so, we just stopped it right there." The movie had reportedly been titled Batman Continues. The studio eventually replaced Tim Burton with Joel Schumacher, who could make something more family- and merchandise-friendly. Although Burton and Keaton were supportive of the new director, Keaton also left the series because "[the film] just wasn't any good, man." Industry press suggested that Keaton had also asked for a $15million salary and a percentage of the profits, although his producing partner Harry Colomby said that money was not an issue.
Burton was an executive producer for the third film, Batman Forever (1995), which had a more mixed reception than Batman Returns but was a financial success. The fourth and final film, Batman & Robin (1997), was a financial and critical failure and is regarded as one of the worst blockbuster films ever made. It stalled the Batman film series for eight years until the reboot, Batman Begins (2005).
By the mid-1990s, Burton and Waters were signed to direct a Catwoman-centered film starring Pfeiffer. Waters' plot depicted Catwoman as an amnesiac after her injuries at the end of Batman Returns, who ends up in the Las Vegas-like Oasisburg and confronts publicly-virtuous male superheroes who are secretly corrupt. Burton and Pfeiffer took on other projects in the interim, and lost interest in the film. Warner Bros. eventually developed Catwoman (2004), starring Halle Berry, which was critically panned and is considered one of the worst comic-book films ever made.
Keaton was scheduled to reprise his version of Batman in Batgirl, a film scheduled for release in 2022 before its cancellation by Warner Bros. parent company Warner Bros. Discovery. He appeared as Batman in The Flash (2023).
References
Notes
Citations
Works cited
External links
(Warner Bros.)
(DC Comics)
1992 films
1990s Christmas films
1990s superhero films
Batman (1989 film series)
American Christmas films
American films about revenge
American neo-noir films
American sequel films
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Films about elections
Films adapted into comics
Films directed by Tim Burton
Films produced by Denise Di Novi
Films produced by Tim Burton
Films scored by Danny Elfman
Films set in zoos
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Films with screenplays by Daniel Waters (screenwriter)
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Warner Bros. films
1990s English-language films
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Rating controversies in film |
4729 | https://en.wikipedia.org/wiki/Batman%20%26%20Robin%20%28film%29 | Batman & Robin (film) | Batman & Robin is a 1997 American superhero film based on the DC Comics characters Batman and Robin by Bill Finger and Bob Kane. It is the fourth and final installment of Warner Bros.'s initial Batman film series, a sequel to Batman Forever and the only film in the series made without the involvement of Tim Burton in any capacity. Directed by Joel Schumacher and written by Akiva Goldsman, it stars George Clooney as Bruce Wayne / Batman, replacing Val Kilmer, Arnold Schwarzenegger as Victor Fries / Mr. Freeze, and Chris O'Donnell reprising his role as Dick Grayson / Robin, alongside Uma Thurman and Alicia Silverstone. The film follows the eponymous characters as they attempt to prevent Mr. Freeze and Poison Ivy from taking over the world, while at the same time struggling to keep their partnership together.
Warner Bros. fast-tracked development for Batman & Robin following the box office success of Batman Forever. Schumacher and Goldsman conceived the storyline during pre-production on A Time to Kill; Schumacher was given a mandate to make the film more toyetic than its predecessor. After Val Kilmer decided not to reprise the role of Batman, Schumacher was interested in casting William Baldwin before George Clooney won the role. Principal photography began in September 1996 and wrapped in January 1997, two weeks ahead of the shooting schedule.
Batman & Robin premiered in Los Angeles on June 12, 1997, and went into general release on June 20. It grossed $238 million worldwide against a production budget of $125–160 million, and was considered a commercial disappointment at the time. The film received generally negative reviews from critics and is considered to be one of the worst films ever made. One of the songs recorded for the film, "The End Is the Beginning Is the End" by The Smashing Pumpkins, won a Grammy Award for Best Hard Rock Performance at the 40th Annual Grammy Awards. Due to the film's poor reception, Warner Bros. cancelled future Batman films, including Schumacher's planned Batman Unchained.
Plot
Batman and his partner, Robin, encounter a new foe, Mr. Freeze, who has left a string of diamond robberies in his wake. During a confrontation in the natural history museum, Freeze steals a bigger diamond and flees, freezing Robin and leaving Batman unable to pursue him. Later, Batman and Robin learn that Freeze was originally Dr. Victor Fries, a scientist working to develop a cure for MacGregor's Syndrome, hoping to heal his terminally ill wife, Nora. After a lab accident, Fries was rendered unable to live at average temperatures and forced to wear a cryogenic suit powered by diamonds for survival.
At a Wayne Enterprises lab in Brazil, botanist Dr. Pamela Isley is working under the deranged Dr. Jason Woodrue, who has turned her research on plants into the supersoldier drug Venom. After witnessing Woodrue use the formula to turn serial killer Antonio Diego into the hulking Bane, she threatens to expose Woodrue's experiments. Woodrue attempts to kill her by overturning a shelf of various toxins; instead, Isley is mutated by the toxins into Poison Ivy. Ivy kills Woodrue with a poisonous kiss, destroys the lab, and escapes to Gotham City with Bane, concocting a plan to use Wayne's money to support her research. Meanwhile, Alfred Pennyworth's niece, Barbara Wilson, makes a surprise visit and is invited by Bruce to stay at Wayne Manor until she goes back to school.
Wayne Enterprises presents a new telescope for Gotham Observatory at a press conference interrupted by Isley. She proposes a project that could help the environment, but Bruce declines her offer, which would kill millions of people. Batman and Robin decide to lure Freeze out using the Wayne Family diamonds and present them at a Wayne Enterprises charity event. Ivy attends the event and decides to use her abilities to seduce Batman and Robin. Freeze crashes the party but is defeated and detained in Arkham Asylum. Ivy takes an interest in Freeze and frees him from Arkham. Dick discovers that Barbara has been participating in drag races to raise money for Alfred, who is dying of MacGregor's Syndrome; a fact he kept from Bruce and Dick, but former secretly aware of his situation and is trying to find treatment for him.
Batman, Robin, and the police arrive at Freeze's lair in response to his escape, discovering Nora preserved in a cryogenic chamber and that Freeze has developed a cure for the early stages of MacGregor's Syndrome. Freeze, Ivy, and Bane secretly arrive to recover Freeze's diamonds and Nora. Wanting Freeze for herself, Ivy unplugs Nora's chamber, steals the diamonds, and seduces Robin, escalating tensions between him and Batman. At Ivy's hideout, Ivy convinces Freeze that Batman has killed Nora. Freeze swears to freeze all of humanity in revenge, with Ivy planning to repopulate the earth using her mutant plants afterward. Freeze and Bane commandeer Gotham Observatory and convert the new telescope into a giant freeze ray, while Ivy uses the Bat-Signal to contact Robin. Robin attempts to go after Ivy alone, but Batman convinces him not to fall for Ivy's seduction. Barbara discovers the Batcave, where an AI version of Alfred reveals he has made Barbara her own suit. Barbara dons the suit and becomes Batgirl, arriving at Ivy's lair in time to help Batman and Robin subdue her.
Freeze begins to encase Gotham in ice, and Batman, Robin, and Batgirl head to Gotham Observatory together to stop him. Batman defeats Freeze in combat, while Batgirl and Robin incapacitate Bane and thaw the city. Freeze accuses Batman of killing Nora, only to be shown a recording of Ivy admitting to the crime. Batman reveals that Nora is still alive and offers Freeze the chance to continue his research on MacGregor's Syndrome in exchange for his cure. Freeze accepts and returns to Arkham, where he is imprisoned in the same cell as Ivy, whom he promises to exact revenge on. Alfred receives the cure, and Bruce and Dick agree to let Barbara join them in fighting crime.
Cast
Arnold Schwarzenegger as Dr. Victor Fries / Mr. Freeze:A molecular biologist who suffers an accident while trying to cryogenically preserve his terminally ill wife. As a result, he is forced to live in a sub-zero suit powered by diamonds.
George Clooney as Bruce Wayne / Batman:A billionaire businessman who fights crime as Batman, Gotham City's vigilante protector.
Eric Lloyd as Young Bruce Wayne.
Chris O'Donnell as Dick Grayson / Robin:The crime-fighting partner to Batman and legal ward to Bruce Wayne. He has begun to chafe against Batman's authority, which is amplified even further by Poison Ivy's influence.
Uma Thurman as Dr. Pamela Isley / Poison Ivy:A botanist-turned-ecoterrorist as a result of being pushed into vials of chemicals, poisons, and toxins. She uses pheromone dust to make men fall for her and venom-laced lips to kill her victims with a kiss.
Alicia Silverstone as Barbara Wilson / Batgirl:The niece of Alfred Pennyworth who, after losing her parents, joins the superhero duo.
Michael Gough as Alfred Pennyworth:The trusted butler for Bruce Wayne and Dick Grayson.
Jon Simmons as Young Alfred Pennyworth.
Pat Hingle as Commissioner James Gordon:The police commissioner of Gotham City. He is close to Batman and informs him of numerous crimes.
Elle Macpherson as Julie Madison:Bruce Wayne's girlfriend. She proposes to Bruce, but he does not respond, fearing for her safety.
John Glover portrays Dr. Jason Woodrue, a deranged scientist with a desire for world domination via his Venom-powered "supersoldiers", of whom Bane, portrayed by Robert Swenson, becomes Poison Ivy's bodyguard and muscle. Michael Reid MacKay plays Bane before he is injected with Venom. Vivica A. Fox and Vendela Kirsebom play Mr. Freeze's assistant and cryogenically frozen wife, respectively. Elizabeth Sanders appears as Gossip Gerty, Gotham's top gossip columnist. Michael Paul Chan and Kimberly Scott both appear as telescope scientists. Coolio makes a cameo appearance, later stating that he was to reprise his role as Scarecrow in the ultimately cancelled sequel Batman Unchained.
Production
Development
With the box office success of Batman Forever in June 1995, Warner Bros. immediately commissioned a sequel. They hired director Joel Schumacher and writer Akiva Goldsman to reprise their duties the following August and decided it was best to fast-track production for a June 1997 target release date, which is a break from the usual three-year gap between films. Schumacher wanted to pay homage to the work of the classic Batman comic books of his childhood. The storyline of Batman & Robin was conceived by Schumacher and Goldsman during pre-production on A Time to Kill. Portions of Mr. Freeze's backstory were based on the Batman: The Animated Series episode "Heart of Ice", written by Paul Dini. Goldsman, however, expressed concerns about the script during pre-production discussions with Schumacher. Schumacher stated that he was given the mandate by the studio to make the film more toyetic, even when compared to Batman Forever. The studio reportedly included toy companies in pre-production meetings; Mr. Freeze's blaster was specifically designed by toy manufacturers. Batman creator Bob Kane acted as an official consultant and was heavily involved in the production, giving input on the film's script as well as on set.
While Chris O'Donnell reprises the role of Robin, Val Kilmer decided not to reprise the role of Batman from Batman Forever. Schumacher admitted that he had difficulty working with Kilmer on Forever. "He sort of quit," Schumacher said, "and we sort of fired him." Schumacher would later go on to say that Kilmer wanted to work on The Island of Dr. Moreau because Marlon Brando was cast in the film. Kilmer said that he was not aware of the fast-track production and was already committed to The Saint. David Duchovny stated he was considered for the role of Batman, joking that the reason why he was not chosen was because his nose was too big. George Clooney's casting as Batman was suggested by Warner Bros. executive Bob Daly. Schumacher originally had interest in casting William Baldwin in Kilmer's place, but chose Clooney after seeing his performance in From Dusk till Dawn. Schumacher felt that Clooney "brought a real humanity and humor to the piece, an accessibility that I don't think anybody else has been able to offer" and that he strongly resembled the character from the comic books. Schumacher also believed that Clooney could provide a lighter interpretation of the character than Kilmer and Michael Keaton. As a consequence of time constraints, the costume department repurposed the costume worn by Val Kilmer in Batman Forever for the third act of the film.
Ed Harris, Anthony Hopkins, and Patrick Stewart were considered for the role of Mr. Freeze, before the script was rewritten to accommodate Arnold Schwarzenegger's casting. Schumacher later denied that Stewart was ever considered. Schumacher decided that Mr. Freeze had to be "big and strong like he was chiseled out of a glacier". Mr. Freeze's armor was made by armorer Terry English, who estimated that the costume cost some $1.5 million to develop and make. To prepare for the role, Schwarzenegger wore a bald cap after declining to shave his head, wore a blue LED in his mouth, and had acrylic paint applied. The blue LEDs had to be wrapped in balloons after battery acid started leaking into Schwarzenegger's mouth. His prosthetic makeup and wardrobe took six hours to apply each day. The extensive time spent on Schwarzenegger's costume significantly restricted his shooting time as his contract was limited to 12 work hours a day. Schwarzenegger was paid a $25 million salary for the role. Beside Uma Thurman, Demi Moore, Sharon Stone, and Julia Roberts were considered for the role of Poison Ivy. Schumacher first became aware of Thurman through an earlier role as Venus in The Adventures of Baron Munchausen. Thurman ultimately took the role of Poison Ivy because she liked the femme fatale characterization of the character. Alicia Silverstone was the only choice for the role of Batgirl. Prior to filming, she was reported to have lost at least 10 pounds for the role. Silverstone would later recount the body shaming she encountered during promotion of the film.
Filming
Principal photography was set to commence in August 1996, but did not begin until September 12, 1996. Batman & Robin finished filming in late January 1997, two weeks ahead of the shooting schedule. The shooting schedule allowed Clooney to simultaneously work on the television series ER without any scheduling conflicts. O'Donnell said that despite spending a lot of time with Schwarzenegger off of set and during promotion for the film, they did not work a single day together during production; this was achieved by using stand-ins when one of the actors was unavailable. Stunt coordinator Alex Field taught Silverstone to ride a motorcycle so that she could play Batgirl. Filming was temporarily halted in the fall of 1996 when Mr. Freeze's blaster prop disappeared from the film set; a police investigation was subsequently opened, culminating in the raid of a film memorabilia collector's home. High public interest in the film caused security issues on set; according to producer Peter MacGregor-Scott, paparazzi regularly disrupted the set, and photographs of Schwarzenegger taken during filming sold for $10,000.
When comparing work on Batman Forever, O'Donnell explained that "things felt much sharper and more focused, and it just felt like everything got a little softer on the second one. The first one, I felt like I was making a movie. The second one, I felt like I was making a toy commercial." He also complained about the Robin costume, saying that it was more involved and less comfortable than the one that he wore in Batman Forever, with a glued-on mask that caused sweat to pool on his face. According to John Glover, who played Dr. Jason Woodrue, "Joel [Schumacher] would sit on a crane with a megaphone and yell before each take, 'Remember, everyone, this is a cartoon'. It was hard to act because that kind of set the tone for the film." Several different stunt doubles were used for the roles of Batman, Robin, and Mr. Freeze, some specialized in ice skating, aerial gymnastics, and driving.
The film was mostly shot at Warner Bros. Studios in Burbank, California. The grounds of Greystone Mansion were used for scenes taking place at Wayne Manor. Part of the film was also shot in Vienna, Austria, Montreal, Quebec, and Ottawa, Ontario, Canada. Production designer Barbara Ling stated that her influences for the design of Gotham City came from "neon-ridden Tokyo and the Machine Age. Gotham is like a World's fair on ecstasy." Although miniatures and computer-generated elements were used for some scenes, large full-scale sets were constructed, including Gotham City covered in ice. For scenes featuring people frozen by Mr. Freeze's ice-ray, life-sized mannequins covered in fake ice were created. Several different materials were tested for the faux ice before settling on a combination of fiber resin. According to Ling, the ice effects alone took half a year to create. Rhythm and Hues and Pacific Data Images created the visual effects sequences, with John Dykstra and Andrew Adamson credited as the visual effects supervisors. Batman & Robin featured 450 individual visual effects shots, 150 more than Batman Forever. Motion capture was used to animate digital stunt doubles; for a scene featuring skysurfing, the department recorded the motion of a skyboarder in a wind tunnel at a military base in North Carolina.
Music
Elliot Goldenthal returned to score Batman & Robin after collaborating with Schumacher on Batman Forever. The soundtrack features a variety of genres by various bands and performers, showcasing alternative rock on the lead single "The End Is the Beginning Is the End" by The Smashing Pumpkins, and with the songs "Lazy Eye" by Goo Goo Dolls and R.E.M.'s "Revolution". R&B singer R. Kelly wrote "Gotham City" for the soundtrack, which was featured in the end credits and was chosen as one of the singles, reaching the top 10 in the United States and the United Kingdom. Eric Benét and Meshell Ndegeocello also contributed R&B songs. Also included was the single, "Look into My Eyes" by the hip hop group Bone Thugs-n-Harmony, which reached the top 5. Other songs featured included electronic dance elements, including those by Moloko and Arkarna. The soundtrack was released on May 27, 1997, two weeks and three days ahead of the film's premiere in the United States. The orchestral score for the film was never commercially released.
Lisa Schwarzbaum of Entertainment Weekly gave the soundtrack a "C" and called it "as incoherent as the Batman films themselves". Retrospectively, Nicole Drum of ComicBook.com described the soundtrack as a "colorful sampling of popular music at the time that feels messy, complicated, and comforting all at the same time". Filmtracks.com deemed the orchestral score an improvement over that of its predecessor Batman Forever, noting that, while borrowing several themes from the previous film, Goldenthal successfully "expands upon the statements of his title theme and action material so that they are fleshed out into more accessibly enjoyable music". Nevertheless, the website compared Goldenthal's work negatively to Danny Elfman's scores for Batman and Batman Returns. In an interview with IGN, composer Hans Zimmer, who contributed the score to Christopher Nolan's trilogy of Batman films, called Goldenthal's theme "the most glorious statement of Batman I'd ever heard". "The End Is the Beginning Is the End" by The Smashing Pumpkins won a Grammy Award for Best Hard Rock Performance at the 40th Annual Grammy Awards.
Release
Batman & Robin had its premiere on June 12, 1997, in Westwood, Los Angeles. The film marked the United Kingdom's then-"biggest and most expensive" movie premiere. The event was held at Battersea Power Station in London, with the building decorated to look like Gotham City and Wayne Manor. Expected to be among the tent poles of the summer movie season, the film opened in the United States on June 20, 1997, in 2,934 theaters, where it remained for an average of approximately 6.2 weeks. The film was released on DVD four months later on October 22, 1997. A special edition DVD was released in 2005 that included a documentary series about the production of the film series, Shadows of the Bat: The Cinematic Saga of the Dark Knight.
Marketing
The theatrical trailer for Batman & Robin debuted on the February 19, 1997, episode of Entertainment Tonight. Warner Bros. spent $125 million to market and promote the film, in addition to its $160 million production budget. Several Six Flags amusement parks introduced new roller coasters themed to the film. Batman & Robin: The Chiller opened at Six Flags Great Adventure in 1997, and a Mr. Freeze-themed roller coaster opened at both Six Flags Over Texas and Six Flags St. Louis in 1998. Taco Bell launched a $20 million promotional campaign for the film, selling Batman-themed cups, collector toys, and figurines. Themed trading cards produced by Fleer and SkyBox International were also sold, some signed by Clooney, Schwarzenegger, Thurman, Silverstone, O'Donnell, and Schumacher. An eponymous tie-in video game developed by Probe Entertainment was released for the PlayStation on August 5, 1998, to mixed reviews.
Reception
Box office
Batman & Robin was released on June 20, 1997 in the United States and Canada, grossing $42,872,605 in its opening weekend, making it the third-highest opening weekend gross of 1997, behind Men in Black and The Lost World: Jurassic Park, and the seventh-highest non-holiday opening weekend of all time as of its release. It reached the number one spot at the box office during its opening weekend, beating out My Best Friend's Wedding and Speed 2: Cruise Control. The film would hold the record for the highest opening weekend for an Arnold Schwarzenegger film until it was surpassed by Terminator 3: Rise of the Machines in 2003. Its opening weekend gross also remained George Clooney's highest until the release of Gravity in 2013. Batman & Robin declined by 63% in its second week, which was credited to poor word of mouth and early competition with Face/Off, Hercules, and Men in Black. In the UK, it had the second-highest opening ever behind Independence Day with a gross of £4,940,566 ($8.2 million) for the weekend.
The film went on to gross $107.3 million in the United States and Canada and $130.9 million internationally, coming to a worldwide total of $238.2 million. It grossed substantially less than the previous film in the series, and finished outside of the top ten films of 1997. With a production budget of $125–160 million, the film was considered to have under-performed at the box-office, although it was estimated to have at least broken even. Schumacher criticized "prejudicial prerelease buzz" online and false news reports as a cause for the film's poor commercial performance. Warner Bros. acknowledged Batman & Robins shortcomings in the domestic market but pointed out its success in other markets. In his book Batman: the Complete History, Les Daniels analyzed the film's relatively strong performance outside of the United States, speculating that "nuances of languages or personality were likely to be lost in translation and admittedly eye-popping spectacle seemed sufficient."
Critical response
Audiences polled by CinemaScore gave the film an average grade of "C+" on an A+ to F scale.
Jay Boyar of Orlando Sentinel believed Batman & Robin to be the least distinctive chapter in the series, calling it a "bat-smorgasbord of action, camp, pathos, spectacle and whatever" and blaming its blandness on the studio's increased involvement in its production. In his "thumbs down" review, Roger Ebert of the Chicago Sun-Times found the film to be "wonderful to look at" although it had "nothing authentic at its core", criticizing its toyetic approach. Writing for the Chicago Tribune, Gene Siskel, who gave positive reviews to the previous Batman films, also gave Batman & Robin a "thumbs down" rating, calling it a "sniggering, exhausting, overproduced extravaganza". While commending the film's visuals, Kenneth Turan of the Los Angeles Times called the film "indifferently acted" and "far too slick for even a toehold's worth of connection", believing that it "killed" the Batman film series. Desson Howe of The Washington Post disapproved of Schumacher's direction and Akiva Goldsman's script, calling it an "emptily flashy, meandering fashion show of a summer flick" and also believing that it should mark the end to the series. Andrew Johnston, writing in Time Out, remarked, "It's hard to tell who B&R is intended for. Anyone who knows the character from the comics or the superb animated show on Fox will be alienated. And though Schumacher treats the Adam West version as gospel, that show's campy humor is completely incompatible with these production values." James Berardinelli questioned the "random amount of rubber nipples and camera angle close-ups of the Dynamic Duo's butts and Bat-crotches".
In his review for the San Francisco Chronicle, Mick LaSalle said that the film failed to "convincingly inhabit the grandeur of its art direction and special effects", criticizing George Clooney as "the big zero of the film", who "should go down in history as the George Lazenby of the series". While deeming Clooney "the most ideal Batman to date" in a physical sense, Todd McCarthy of Variety found the character uninteresting and Clooney "unable to compensate onscreen for the lack of dimension on paper". Conversely, he described Thurman and Schwarzenegger's performances as the villainous duo as the "highlights of the film", pointing out Thurman's "comic wit conspicuously lacking elsewhere in the picture". Writing for Star Tribune, Jeff Strickler criticized its "almost embarrassingly mundane" dialogue and called Schwarzenegger "wasted" in the role of Mr. Freeze and his character "drably written". Janet Maslin of The New York Times gave a more positive review and praised Thurman's performance as "perfect", comparing it to Mae West's "[mix of] true femininity with the winking womanliness of a drag queen", but criticizing Silverstone and Clooney's performances. Steven Rea of The Philadelphia Inquirer found Thurman at times "amusing" and similarly described her performance as "Mae West with moss".
Legacy
Batman & Robin is considered to be one of the worst superhero films and among the worst films ever made. In 2009, Marvel Studios president Kevin Feige said that Batman & Robin may be the most important comic book film ever made in that it was "so bad that it demanded a new way of doing things" and created the opportunity to make X-Men (2000) and Spider-Man (2002) in a way that respected the source material to a higher degree. In an interview with Vice 20 years after its release, director Joel Schumacher apologized for the film while taking full responsibility for its poor reputation, stating, "I want to apologize to every fan that was disappointed because I think I owe them that. A lot of it was my choice. No one is responsible for my mistakes but me." He added, "I was scum. It was like I had murdered a baby", recounting his initial reaction to the overwhelmingly negative public response. Screenwriter Akiva Goldsman also apologized, saying, "we didn't mean for it to be bad. I swear, nobody was like, 'This will be bad.'" and elaborating that the film was initially intended to be darker in tone.
Retrospectively, George Clooney has spoken critically of and apologized for his involvement in the film, saying in 2005, "I think we might have killed the franchise", and calling it "a waste of money". In 2015, while promoting Disney's Tomorrowland at New York Comic Con, Clooney said that he had met former Batman actor Adam West and apologized to him for the film. Furthermore, when asked during a 2015 interview on The Graham Norton Show about whether he had ever had to apologize for Batman & Robin, Clooney responded, "I always apologize for Batman & Robin". In late 2020, he told Howard Stern that it was "physically" painful to watch his work in the role: “The truth of the matter is, I was bad in it. Akiva Goldsman — who’s won the Oscar for writing since then — he wrote the screenplay. And it’s a terrible screenplay, he’ll tell you. I’m terrible in it, I’ll tell you. Joel Schumacher, who just passed away, directed it, and he’d say, ‘Yeah, it didn’t work.’ We all whiffed on that one.” Conversely, in an interview with Empire in 2012, Arnold Schwarzenegger stated that, despite its poor reception, he did not regret making the film, commenting about his role as Mr. Freeze and his involvement with the studio, "I felt that the character was interesting and two movies before that one Joel Schumacher was at his height. So the decision-making process was not off. At the same time I was doing Eraser over there and Warner Bros. begged me to do the movie." Similarly, 25 years after its theatrical release, Uma Thurman described her work on the film as a "fantastic experience".
The nipples seen on the character's costumes, first appearing in Batman Forever and accentuated for Batman & Robin at Schumacher's request, remain among the most defining aspects of the film. Recounting his involvement with the film, costume designer Jose Fernandez stated that he was opposed to "sharpening" the nipples, calling them "ridiculous". In 2022, Tim Burton commented about Warner Bros.' decision to replace him as director with Schumacher after Batman Returns, "You complain about me, I'm too weird, I'm too dark, and then you put nipples on the costume? Go fuck yourself." George Clooney's screen-worn suit was put up for auction by Heritage Auctions in 2022 with a starting bid of $40,000. A previous owner had estimated it to be worth $100,000 in 2006 when Clooney was at the height of his career. The suit would go on to sell for $57,500.
In the 2009 film Watchmen, director Zack Snyder and comic book artist Dave Gibbons chose to parody the molded muscle and nipple Batsuit design from Batman & Robin for the Ozymandias costume. The film is referenced in the Batman: The Brave and the Bold episode "Legends of the Dark Mite!", when Bat-Mite briefly uses his powers to transform Batman's costume into the same suit shown in Schumacher's Batman films, before declaring it "too icky". 26 years after the release of Batman & Robin, Clooney made a cameo appearance as Bruce Wayne in the 2023 DC Studios superhero film The Flash. Clooney was asked to reprise the role when the film was already in post-production, agreeing to join after seeing a cut of the film; filming took place in secret six months before release and lasted half a day.
Accolades
Canceled sequel
During the filming of Batman & Robin, Warner Bros. was impressed with the dailies, prompting them to immediately hire Joel Schumacher to return as director for a fifth film. However, writer Akiva Goldsman turned down an offer to write the script. In late 1996, Warner Bros. and Schumacher hired Mark Protosevich to write the script for a fifth Batman film. A projected mid-1999 release date was announced. Los Angeles Times described their film as "continuing in the same vein with multiple villains and more silliness". Titled Batman Unchained, Protosevich's script featured the Scarecrow as the main villain, who, through the use of his fear toxin, resurrects the Joker as a hallucination in Batman's mind. Harley Quinn would appear as a supporting character, written as the Joker's daughter. Schumacher approached Nicolas Cage to portray the Scarecrow while he was filming Face/Off and Courtney Love was considered for Harley Quinn.
Clooney, O'Donnell, Silverstone, and Coolio were set to reprise the roles of Batman, Robin, Batgirl, and Scarecrow. It was hoped that the villains from previous films would make cameo appearances in the hallucinations caused by Scarecrow, culminating with Jack Nicholson reprising the role of the Joker. Following the poor critical and financial reception of Batman & Robin, Clooney vowed never to reprise his role, and Warner Bros. cancelled any future Batman films, including Schumacher's planned Batman Unchained.
In a 2012 interview with Access Hollywood, Chris O'Donnell claimed that a spin-off centered around the character of Robin was planned, but eventually scrapped due to Batman & Robins poor commercial performance.
See also
Homosexuality in the Batman franchise
List of films featuring powered exoskeletons
List of films considered the worst
Notes
References
External links
(Warner Bros.)
(DC Comics)
1997 films
1990s English-language films
1990s superhero films
1990s action films
Batman (1989 film series)
Robin (character) films
American superhero films
American action films
American sequel films
Films set in psychiatric hospitals
Films shot in Vienna
Films shot in Dallas
Films shot in Los Angeles
Films shot in Montreal
Films shot in Ottawa
Films shot in Vermont
Golden Raspberry Award winning films
Films about suspended animation
Eco-terrorism in fiction
American films about revenge
Films directed by Joel Schumacher
Human experimentation in fiction
Films adapted into comics
Films with screenplays by Akiva Goldsman
Films scored by Elliot Goldenthal
Films set in Brazil
PolyGram Filmed Entertainment films
Warner Bros. films
Mad scientist films
Films produced by Peter MacGregor-Scott
1990s American films |
4730 | https://en.wikipedia.org/wiki/Batman%20Forever | Batman Forever | Batman Forever is a 1995 American superhero film directed by Joel Schumacher and produced by Tim Burton, based on the DC Comics character Batman by Bob Kane and Bill Finger. The third installment of Warner Bros.' initial Batman film series, it is a stand-alone sequel to Batman Returns starring Val Kilmer, replacing Michael Keaton as Bruce Wayne / Batman, alongside Tommy Lee Jones, Jim Carrey, Nicole Kidman, and Chris O'Donnell, while Michael Gough, and Pat Hingle reprise their roles. The film's story focuses on Batman trying to stop Two-Face and the Riddler in their scheme to extract information from all the minds in Gotham City while adopting an orphaned acrobat named Dick Grayson—who becomes his sidekick, Robin—and developing feelings for psychologist Dr. Chase Meridian.
Schumacher mostly eschewed the dark, dystopian atmosphere of Burton's films by drawing inspiration from the Batman comic books of the Dick Sprang era, as well as the 1960s television series. After Keaton chose not to reprise his role, William Baldwin and Ethan Hawke were considered as a replacement, before Val Kilmer joined the cast.
Batman Forever was released on June 16, 1995, to mixed reviews from critics, who praised the visuals, action sequences, soundtrack, and performances of Carrey and Jones, but criticized the screenplay, characterizations, Kilmer's performance, and tonal departure from previous films. The film was a box office success, grossing over $336 million worldwide and becoming the sixth-highest-grossing film of 1995. It was followed by Batman & Robin in 1997, with Schumacher returning as the director, Chris O'Donnell returning as Robin, and George Clooney replacing Kilmer as Batman.
Plot
In Gotham City, local vigilante/superhero Batman defuses a hostage situation orchestrated by a criminal known as "Two-Face", formerly district attorney Harvey Dent. Flashbacks reveal that Two-Face was disfigured with acid by mobster Sal Maroni, which Batman failed to prevent, causing Dent to develop a split personality.
Edward Nygma, an eccentric researcher at Wayne Enterprises, approaches his employer Bruce Wayne, Batman's civilian identity, with an invention that can beam television signals directly into a person's brain. Bruce rejects the device, concerned the technology could manipulate minds. After killing his abusive supervisor and staging it as a suicide, Nygma resigns and plots revenge against Bruce, sending him riddles. Criminal psychologist Chase Meridian diagnoses Nygma as psychotic.
That night, Bruce attends a Haly's Circus event with Chase. Two-Face hijacks the event and threatens to detonate a bomb unless Batman reveals his identity. Acrobat Richard “Dick” Grayson, the youngest member of the Flying Graysons, manages to throw the bomb into a river, but Two-Face kills his family in the process. Bruce persuades the orphaned Dick to live at Wayne Manor as his ward, where he discovers that Bruce is Batman. Determined to avenge his family, Dick demands to join Batman in crime-fighting, hoping to kill Two-Face, but Bruce refuses.
Meanwhile, Nygma adopts a criminal persona, the Riddler, and allies with Two-Face. They commit a series of robberies to finance Nygma's new company and mass-produce his brainwave device, the "Box", which steals information from users' minds and transfers it to Nygma's, which makes him smarter in the process. At a party hosted by Nygma, Batman pursues Two-Face and is almost killed until Dick saves him.
Batman visits Chase, who explains that she has fallen in love with Bruce, and reveals to her his secret identity. The Riddler and Two-Face, having discovered Bruce's secret through the Box, destroy the Batcave, shooting Bruce and kidnapping Chase. As Bruce recovers, he and his butler, Alfred, deduce that Nygma is the Riddler. Bruce finally accepts Dick as Batman's partner, Robin.
At the Riddler's lair, Robin almost kills Two-Face, but spares him, allowing the latter to hold the former at gunpoint. The Riddler reveals that Chase and Robin are bound and gagged in tubes above a deadly drop, giving Batman the chance to save only one. Batman distracts the Riddler with a riddle, before destroying the Riddler's brainwave receiver with a Batarang, draining the Riddler's mind, and allowing Batman to rescue both. Two-Face corners them and determines their fate by flipping a coin, but Batman throws a handful of identical coins in the air, causing Two-Face to stumble in confusion and fall to his death.
Committed to Arkham Asylum, Nygma now exclaims that he is Batman, flapping the arms of his straitjacket, now completely delusional. Bruce resumes his crusade as Batman, with Robin as his partner.
Cast
Val Kilmer as Bruce Wayne / Batman: After coming across the journal of his father, Bruce Wayne starts questioning his act of vengeance. He struggles with his dual identity as a crime fighter, becoming romantically involved with Dr. Chase Meridian.
Tommy Lee Jones as Harvey Dent / Two-Face: Formerly the good district attorney of Gotham City. Half of Harvey's face is scarred and his brain is also damaged with acid during the conviction of a crime boss. Driven insane, he becomes the criminal Two-Face.
Jim Carrey as Edward Nygma / The Riddler: A former Wayne Enterprises employee, Edward resigns after his newest invention is personally rejected by Bruce. He becomes the villainous Riddler, leaving riddles and puzzles at scenes of crime.
Nicole Kidman as Dr. Chase Meridian: A psychologist and love interest of Bruce. Chase is fascinated by the dual nature of Batman. She's held as a damsel in distress in the climax.
Chris O'Donnell as Richard "Dick" Grayson: Once a circus acrobat, Dick is taken in by Bruce after Two-Face murders his parents and brother at a circus event. Bruce is reminded when his parents were murdered when he sees the same vengeance in Dick, and decides to take him in as his ward. He eventually discovers the Batcave and learns Bruce's secret identity. In his wake, he becomes the crime fighting partner, Robin.
Michael Gough as Alfred Pennyworth: The Wayne family's faithful butler and Bruce's confidant. Alfred also befriends the young Dick Grayson.
Pat Hingle as James Gordon: The police commissioner of Gotham City.
George Wallace as The Mayor: The mayor of Gotham City.
Drew Barrymore as Sugar: Two-Face's "good" angelic-like assistant. Has short curly blonde hair. She wears a white corset bodysuit with stockings and a fluffy white robe. She shows more of a sweet attitude and tone than a sinister one.
Debi Mazar as Spice: Two-Face's "bad" gothic-like assistant/girlfriend. She is clad in a black leather corset with fishnet stockings on her legs with shiny black latex heels and long black leather gloves and appears as of a dominatrix. She wears most of her brunette hair up with red highlights. She speaks in a seductive malevolent tone. Spice has a twisted sense of humor and vile nature.
Ed Begley Jr. as Fred Stickley: Edward Nygma's ill-tempered supervisor at Wayne Enterprises. After Stickley discovers the true nature of Nygma's invention, Nygma kills him and makes it look like suicide. Begley was uncredited for this role.
Ofer Samra as Harvey's Thug
Elizabeth Sanders as Gossip Gerty: Gotham's top gossip columnist.
René Auberjonois as Dr. Burton: Head Doctor of Arkham Asylum.
Larry A. Lee as John Grayson: Dick Grayson's father and leader of the Flying Graysons
Glory Fioramonti as Mary Grayson: Dick Grayson's mother
En Vogue as girls on the corner who are hoping to see Batman.
Joe Grifasi as Hawkins: A bank guard and Two-Face's hostage during the opening scene.
Michael Paul Chan as Assistant #1
Jon Favreau as Assistant #2
Additionally, President pro tempore of the United States Senate and Batman fan Patrick Leahy makes an uncredited appearance as himself.
Production
Development
Batman Returns was released in 1992 with financial success and generally favorable reviews from critics, but Warner Bros. was disappointed with its box office run, having made $150 million less than the first film. After Batman Returns was deemed too dark and inappropriate for children, with McDonald's even recalling their Happy Meal tie-in, Warner Bros. decided that this was the primary cause of the film's financial results. After the film's release, Warner Bros. was not interested in Tim Burton's return as director. Burton noted he was unsure about returning to direct, writing: "I don't think Warner Bros. wanted me to direct a third Batman. I even said that to them." Burton and Warner Bros. mutually agreed to part ways, though Burton would stay on as executive producer. In June 1993, Joel Schumacher was selected by Warner Bros. while he was filming The Client and with Burton's approval.
Husband-and-wife screenwriting duo Lee and Janet Scott-Batchler were hired to write the script. Warner Bros. had lost a bidding war for their spec script for an earlier project titled Smoke and Mirrors to Disney's Hollywood Pictures. The project ultimately fell through, and Warner Bros. offered the Batchlers several of their film properties to write. Being familiar with the Batman comics from their childhood, the Batchlers chose to work on the next Batman film as their next project. In a meeting with Burton, they agreed that "the key element to Batman is his duality. And it's not just that Batman is Bruce Wayne."
Their original script introduced a psychotic Riddler, real name Lyle Heckendorf, with a pet rat accompanying him. A scene cut from the final film included Heckendorf obtaining his costume from a fortune-telling leprechaun at the circus. Instead of NygmaTech, the company would have been named HeckTech. The story elements and much of the dialogue still remained in the finished film, though Schumacher felt it could be "lighte[ne]d down". Keaton initially approved the selection of Schumacher as director and planned on reprising his role as Batman from the first two films. Schumacher claims he originally had in mind an adaptation of Frank Miller's Batman: Year One and Keaton claimed that he was enthusiastic about the idea. Warner Bros. rejected the idea as they wanted a sequel, not a prequel, though Schumacher was able to include very brief events in Bruce Wayne's childhood with some events of the comic The Dark Knight Returns. Akiva Goldsman, who worked with Schumacher on The Client, was brought in to rewrite the script, deleting the initial idea of bringing in the Scarecrow as a villain with Riddler, and the return of Catwoman. Burton, who now was more interested in directing Ed Wood, later reflected he was taken aback by some of the focus group meetings for Batman Forever, a title he hated. Producer Peter MacGregor-Scott represented the studio's aim in making a film for the MTV Generation with full merchandising appeal.
Casting
Production went on fast track with Rene Russo cast as Chase Meridian but Keaton decided not to reprise Batman because he did not like the direction the series was headed in and rejected the script. Keaton also wanted to pursue "more interesting roles", turning down $15 million. A decision was made to go with a younger actor for Bruce Wayne, and an offer was made to Ethan Hawke, who turned it down but eventually regretted the decision; he would eventually voice the character in the preschool animated series Batwheels in 2022. Schumacher had seen Val Kilmer in Tombstone, but was also interested in Keanu Reeves (who would later voice Bruce Wayne / Batman in DC League of Super-Pets in 2022), Alec and William Baldwin, Dean Cain, Tom Hanks, Kurt Russell, Ralph Fiennes (who would later voice Alfred Pennyworth in The Lego Batman Movie in 2017), Daniel Day-Lewis and Johnny Depp. Cain was scrapped as he was well known for starring in the TV series Lois & Clark: The New Adventures of Superman. Burton pushed Depp to get the role. Kilmer, who as a child visited the studios where the 1960s series was recorded and shortly before had visited a bat cave in Africa, was contacted by his agent for the role. Kilmer signed on without reading the script or knowing who the director was.
With Kilmer's casting, Warner Bros. dropped Russo, considering her too old to be paired with Kilmer. Sandra Bullock, Robin Wright, Jeanne Tripplehorn and Linda Hamilton were all considered for the role, which was eventually recast with Nicole Kidman. Billy Dee Williams took the role of Harvey Dent in Batman on the possibility of portraying Two-Face in a sequel, but Schumacher cast Tommy Lee Jones in the role, although Al Pacino, Clint Eastwood, Martin Sheen and Robert De Niro were considered, after working with him on The Client. Jones was reluctant to accept the role, but did so at his son's insistence.
Robin Williams was in discussions to be the Riddler at one point, and was reportedly in competition for the role with John Malkovich. In June 1994, the role was given to Jim Carrey after Williams had reportedly turned it down. In a 2003 interview, Schumacher stated Michael Jackson had lobbied hard for the role, but was turned down before Carrey was cast. Brad Dourif (who was Burton's original choice to portray the Joker and Scarecrow after), Kelsey Grammer, Micky Dolenz, Matthew Broderick, Phil Hartman, and Steve Martin were said to have been considered.
Robin had appeared in the shooting script for Batman Returns but was deleted due to having too many characters. Marlon Wayans had been cast in the role and signed on for a potential sequel, but when Schumacher took over, he decided to open up casting to other actors. Leonardo DiCaprio was considered, but decided not to pursue the role after a meeting with Schumacher. Matt Damon, Corey Haim, Corey Feldman, Mark Wahlberg, Michael Worth, Danny Dyer, Toby Stephens, Ewan McGregor, Jude Law, Alan Cumming and Scott Speedman were considered also. Chris O'Donnell was cast and Mitch Gaylord served as his stunt double, and also portrayed Mitch Grayson, Dick's older brother, created for the film. Schumacher attempted to create a cameo role for Bono as his MacPhisto character, but both came to agree it was not suitable for the film.
Filming
Principal photography began on September 24, 1994, and wrapped on March 5, 1995. Schumacher hired Barbara Ling for production design, claiming that the film needed a "force" and good design. Ling could "advance on it". Schumacher wanted a design in no way connected to the previous films, and instead inspired by the images from the Batman comic books seen in the 1940s/early 1950s and New York City architecture in the 1930s, with a combination of modern Tokyo. He also wanted a "city with personality," with more statues, as well as various amounts of neon.
Difficulties and clashes
Schumacher and Kilmer clashed during the making of the film; Schumacher described Kilmer as "childish and impossible," reporting that he fought with various crewmen, and refused to speak to Schumacher for two weeks after the director told him to stop being rude. Schumacher also mentioned Tommy Lee Jones as a source of trouble: "Jim Carrey was a gentleman, and Tommy Lee was threatened by him. I'm tired of defending overpaid, overprivileged actors. I pray I don't work with them again." In a 2014 interview, Carrey acknowledged Jones was not friendly to him, and recounted an incident wherein Jones found him off-set during the production and told him, "I hate you. I really don't like you ... I cannot sanction your buffoonery."
Design and effects
Rick Baker designed the prosthetic makeup. John Dykstra, Andrew Adamson, and Jim Rygiel served as visual effects supervisors, with Pacific Data Images also contributing to visual effects work. PDI provided a computer-generated Batman for complicated stunts. For the costume design, producer Peter MacGregor-Scott claimed that 146 workers were at one point working together. Batman's costume was redesigned along the lines of a more "MTV organic, and edgier feel" to the suit. Sound editing and mixing was supervised by Bruce Stambler and John Levesque, which included trips to caves to record bat sounds. A new Batmobile was designed for Batman Forever, with two cars being constructed, one for stunt purposes and one for close-ups. Chris O'Donnell has his eyes painted black and then the Robin mask glued on him. Swiss surrealist painter H. R. Giger provided his version for the Batmobile but it was considered too sinister for the film. Nygma's brainwave device and lair resemble rejected concept artwork of Columbus Lighthouse by Russian avant-garde architect Konstantin Melnikov from 1929.
The film used some motion capture for certain special effects. Warner Bros had acquired motion capture technology from arcade video game company Acclaim Entertainment for use in the film's production.
Music
Elliot Goldenthal was hired by Schumacher to compose the film score before the screenplay was written. In discussions with Schumacher, the director wanted Goldenthal to avoid taking inspiration from Danny Elfman, and requested an original composition. The film's promotional teaser trailer however used the main title theme from Elfman's score of 1989's Batman.
The soundtrack was commercially successful, selling almost as many copies as Prince's soundtrack to the 1989 Batman film. Only five of the songs on the soundtrack are actually featured in the movie. Hit singles from the soundtrack include "Hold Me, Thrill Me, Kiss Me, Kill Me" by U2 and "Kiss from a Rose" by Seal, both of which were nominated for MTV Movie Awards. "Kiss from a Rose" (whose music video was also directed by Joel Schumacher) reached No. 1 in the U.S. charts as well. The soundtrack itself, featuring additional songs by The Flaming Lips, Brandy (both songs also included in the film), Method Man, Nick Cave, Michael Hutchence (of INXS), PJ Harvey, and Massive Attack, was an attempt to (in producer Peter MacGregor-Scott's words) make the film more "pop".
Release
Marketing
In addition to a large line of toys, video games and action figures from Kenner, the McDonald's food chain released several collectibles and mugs to coincide with the release of the film. Peter David and Alan Grant wrote separate novelizations of the film. Dennis O'Neil authored a comic book adaptation, with art by Michal Dutkiewicz.
Six Flags Great Adventure theme park re-themed their "Axis Chemical" arena, home of the Batman stunt show, to resemble Batman Forever, and the new show featured props from the film. Six Flags Over Texas featured a one-time fireworks show to promote the movie, and replica busts of Batman, Robin, Two-Face, and the Riddler can still be found in the Justice League store in the Looney Tunes U.S.A. section. Batman: The Ride opened at Six Flags St. Louis to promote the movie. At Six Flags Over Georgia, The Mind Bender roller coaster was redesigned to look as though it were the creation of The Riddler and some images and props were used in the design of the roller coaster and its queue.
Video games
Video games based on the film were released. A video game of the same name, was released in 1995 for Super Nintendo Entertainment System, Game Boy, Sega Genesis, Game Gear, R-Zone and MS-DOS, it was followed by Batman & Robin for the PlayStation, to promote the release of the film. Two arcade versions, Batman Forever: The Arcade Game, was released in 1996 and was ported to the three consoles, and a pinball machine based on the film was released in 1995 by Sega Pinball.
Home media
Batman Forever was released on VHS and LaserDisc on October 31, 1995. Over 3 million VHS copies were sold during the first week of release. The film was then released on DVD on May 20, 1997. This release was a double sided disc containing both widescreen (1.85:1) and full screen (1.33:1) versions of the film. Batman Forever made its Blu-ray debut on April 20, 2010. This was followed by an Ultra HD Blu-ray release on June 4, 2019.
Deleted scenes
Batman Forever went through a few major edits before its release. Originally darker than the final product, the film's original length was closer to two hours and forty minutes, according to Schumacher. There was talk of an extended cut being released to DVD for the film's tenth anniversary in 2005. While all four previous Batman films were given special-edition DVD releases on the same day as the Batman Begins DVD release, none of them were given extended cuts, although some scenes were in a deleted scenes section in the special features.
Reception
Box office
Batman Forever opened in a record 2,842 theaters and 4,300 screens in the United States and Canada on June 16, 1995, grossing $52.8 million in its opening weekend, breaking Jurassic Parks record for highest opening-weekend gross of all time (it was surpassed two years later by The Lost World: Jurassic Parks $72.1 million). For six years, it had the largest opening weekend for a Warner Bros. film until 2001 when it was surpassed by Harry Potter and the Sorcerer's Stone. The film also achieved the highest June opening weekend, holding that record until it was beaten by Austin Powers: The Spy Who Shagged Me in 1999, followed by Hulk four years later in 2003. It was the first film to gross $20 million in one day, on its opening day on Friday. The film also beat out Congo to reach the number one spot. It grossed $77.4 million in its first week, which was below the record $81.7 million set by Jurassic Park.
Additionally, the film held the record for having the highest opening weekend for a superhero film until it was taken by X-Men in 2000. That year, How the Grinch Stole Christmas took Batman Forevers record for scoring the biggest opening weekend for any film starring Jim Carrey. While the film was overtaken by Pocahontas during its second weekend, it still made $29.2 million. It then became the first film of 1995 to reach $100 million domestically. The film started its international roll out in Japan on June 17, 1995, and grossed $2.2 million in 5 days from 167 screens, which was only 80% of the gross of its predecessor Batman Returns.
The film went on to gross $184 million in the United States and Canada, and $152.5 million in other countries, totaling $336.53 million. The film grossed more than Batman Returns, and is the second-highest-grossing film from 1995 in the United States, behind Toy Story, as well as the sixth-highest-grossing film of that year worldwide.
Critical response
On Rotten Tomatoes, Batman Forever has an approval rating of based on reviews, with an average rating of 5.1/10. The site's critical consensus reads: "Loud, excessively busy, and often boring, Batman Forever nonetheless has the charisma of Jim Carrey and Tommy Lee Jones to offer mild relief." On Metacritic, the film has a weighted average score of 51 out of 100, based on 23 critics, indicating "mixed or average reviews". Audiences polled by CinemaScore gave the film an average grade of "A−" on an A+ to F scale.
Peter Travers of Rolling Stone wrote: "Batman Forever still gets in its licks. There's no fun machine this summer that packs more surprises." Travers criticized the film's excessive commercialism and felt that "the script misses the pain Tim Burton caught in a man tormented by the long-ago murder of his parents", but praised Kilmer's performance as having a "deftly understated [...] comic edge". James Berardinelli of ReelViews enjoyed the film, writing: "It's lighter, brighter, funnier, faster-paced, and a whole lot more colorful than before."
On the television program Siskel & Ebert, Gene Siskel of the Chicago Tribune and Roger Ebert of the Chicago Sun-Times both gave the film mixed reviews, but with the former giving it a thumbs up and the latter a thumbs down. In his written review, Ebert wrote: "Is the movie better entertainment? Well, it's great bubblegum for the eyes. Younger children will be able to process it more easily; some kids were led bawling from Batman Returns where the PG-13 rating was a joke."
Mick LaSalle of the San Francisco Chronicle had a mixed reaction, concluding: "a shot of Kilmer's rubber buns at one point is guaranteed to bring squeals from the audience." Brian Lowry of Variety believed: "One does have to question the logic behind adding nipples to the hard-rubber batsuit. Whose idea was that supposed to be anyway, Alfred's? Some of the computer-generated Gotham cityscapes appear too obviously fake. Elliot Goldenthal's score, while serviceable, also isn't as stirring as Danny Elfman's work in the first two films."
Some observers thought Schumacher, a gay man, added possible homoerotic innuendo in the storyline. Regarding the costume design, Schumacher stated: "I had no idea that putting nipples on the Batsuit and Robin suit were going to spark international headlines. The bodies of the suits come from Ancient Greek statues, which display perfect bodies. They are anatomically correct." O'Donnell felt: "it wasn't so much the nipples that bothered me. It was the codpiece. The press obviously played it up and made it a big deal, especially with Joel directing. I didn't think twice about the controversy, but going back and looking and seeing some of the pictures, it was very unusual."
Accolades
At the 68th Academy Awards, Batman Forever was nominated for Cinematography (lost to Braveheart), Sound (Donald O. Mitchell, Frank A. Montaño, Michael Herbick and Petur Hliddal; lost to Apollo 13) and Sound Effects Editing (John Leveque and Bruce Stambler) (also lost to Braveheart).
"Hold Me, Thrill Me, Kiss Me, Kill Me" by U2 was nominated for the Golden Globe Award for Best Original Song (lost to "Colors of the Wind" from Pocahontas), but was also nominated for the Worst Original Song Golden Raspberry Award (lost to "Walk into the Wind" from Showgirls).
At the Saturn Awards, the film was nominated for Best Fantasy Film (lost to Babe), Make-up (lost to Seven), Special Effects (lost to Jumanji) and Costume Design (lost to 12 Monkeys).
Composer Elliot Goldenthal was given a Grammy Award nomination.
Batman Forever received six nominations at the 1996 MTV Movie Awards, four of which were divided between two categories (Carrey and Lee Jones for Best Villain; and Seal's "Kiss from a Rose" and U2's "Hold Me" in Best Song from a Movie). However, it won in just one category—Best Song from a Movie for Seal's "Kiss from a Rose".
Legacy
Potential director's cut
Cuts were made to the film based on audience reactions during test screenings, like the rest of the Batman film franchise entries. Photographs from these scenes have always been available since the film's release, shown in magazines such as Starlog. Some excerpts from these scenes appear in the music video for Hold Me, Thrill Me, Kiss Me, Kill Me. In 2005, Batman Forever was the only film in the franchise to include a dedicated deleted scenes selection among its bonus content on the special edition DVD.
After Joel Schumacher died on June 22, 2020, media outlets started reporting the possible existence of an extended cut, with the first rumors being thrown in by American journalist Marc Bernardin. Bernardin claimed it to be darker and contain less camp than the theatrical cut. Some of the differences include Bruce having a vision of a human-sized bat, less of an emphasis on Dick Grayson, and a focus on Bruce's psychological issues with Chase. The cut uses about 50 minutes of additional footage. Warner Bros. confirmed that alternative test screening cuts existed after an interview with Variety, although they have no plans to release it and are unsure about what, if any, footage remains. Later on August 7, Kilmer's appearance at DC FanDome fueled fan speculation about the release of a so-called "Schumacher Cut". Batman Forever screenwriter Akiva Goldsman revealed in a YouTube interview in April 2021 that he had recently seen the original cut of the film (dubbed "Preview Cut: One") and that he expects a rebirth coming up, suggesting all the footage needed to make the Schumacher cut still exists and that the release of a director's cut might be possible.
In July 2023, following a private screening of a workprint version by director Kevin Smith, Goldsman confirmed that the original cut does exist and even though Warner Bros. currently has no plans to release it, he said he was hopeful for a possible distribution in the future. Some of the aforementioned deleted scenes make up a portion of this footage.
Batman '89
An alternate six-issue comic book continuation of Batman Returns titled Batman '89, which ignores the events of Batman Forever and Batman & Robin and brings back Keaton's Batman along with Burton's dark setting seen in his first two Batman films, along with elements of his failed third Batman film (particularly, the return of Billy Dee Williams' Harvey Dent and transformation into Two-Face, the introductions of new versions of Robin and Barbara Gordon, and the return of Catwoman), was launched on August 10, 2021, with its issues releasing monthly before ending in January 2022.
In response to a question as to whether Schumacher's Batman films are canon to the world of Batman '89, the first two films' screenwriter Sam Hamm, who also serves as the comics' writer, confirmed that the latter two films take place in a diverging timeline and they are not building toward that fate.
Notes
References
Bibliography
External links
(Warner Bros.)
(DC Comics)
1995 films
1990s action films
1990s superhero films
Batman (1989 film series)
American action films
American sequel films
American superhero films
PolyGram Filmed Entertainment films
Warner Bros. films
American films about revenge
Casting controversies in film
Films produced by Tim Burton
Films directed by Joel Schumacher
Films set in psychiatric hospitals
Films about stalking
Films adapted into comics
Films shot in Los Angeles
Films shot in New York City
Films shot in Oregon
Films shot in San Francisco
Films with screenplays by Akiva Goldsman
Films scored by Elliot Goldenthal
Mad scientist films
Films produced by Peter MacGregor-Scott
1990s English-language films
1990s American films |
4731 | https://en.wikipedia.org/wiki/Batman%3A%20Year%20One | Batman: Year One | Batman: Year One is an American comic book story arc written by Frank Miller and illustrated by David Mazzucchelli. Year One was originally published by DC Comics in Batman #404–407 in 1987. There have been several reprints of the story: a hardcover, multiple trade paperbacks, several deluxe editions in hardcover and paperback format, and an absolute edition. Year One was also adapted into an animated feature in 2011, after efforts to adapt it into a live-action film were cancelled following the failure of 1997's Batman & Robin.
The story recounts Batman's first year as a crime-fighter as well as exploring the life of recently transferred Gotham police detective James Gordon – eventually building towards their first encounter and their eventual alliance against Gotham's criminal underworld.
Publication history
Development
In an effort to resolve continuity errors in the DC Universe, Marv Wolfman and George Pérez produced the 12-issue limited series Crisis on Infinite Earths. Wolfman's plans for the DC Universe after Crisis on Infinite Earths included relaunching every DC comic with a new first issue.
During the production of Crisis on Infinite Earths, Frank Miller was the writer of Marvel Comics' Daredevil. He collaborated with artist David Mazzucchelli to produce Daredevil: Born Again together which was critically acclaimed. Miller also worked for DC and produced the influential four-issue limited series Batman: The Dark Knight Returns (1986). By 1986, editor Dennis O'Neil moved on from Marvel to work for DC again.
The contract Miller signed to produce Dark Knight Returns also required him to write a revamped Batman origin story. Miller's past projects overwhelmed him since he had to handle both writing and illustration duties simultaneously. For Year One, he simply wrote the story and the script, with Mazzucchelli signed on to illustrate the artwork. The team also consisted of Mazzucchelli's wife Richmond Lewis who was in charge of coloring, Todd Klein as the story's letterer, and O'Neil editing the overall story. According to O'Neil, the contract Miller and Mazzucchelli signed to produce Year One in the ongoing Batman series guaranteed publication within 6 months.
Year One was originally conceived as a graphic novel. O'Neil, who had been asked to edit several issues of Batman, was friends with Miller and was able to learn of the story. Reflecting on poor sales of Batman, O'Neil caught Miller one day while on a walk in Los Angeles and convinced him and Mazzucchelli to serialize the story in the ongoing series. Miller was initially reluctant; he felt this would be hard because he had to ensure the story stayed canonical to the DC Universe, something he did not have to worry about when writing Batman: The Dark Knight Returns. In addition, Miller's pacing would have to be altered because of ongoing series' relatively small page counts. O'Neil reasoned that Crisis on Infinite Earths had completely remade the DC Universe, so Miller would be able to have the same creative freedom that Dark Knight Returns provided. He also reassured Miller that he and Mazzucchelli "weren't going to lose anything" by serializing it.
Miller has said he kept Bob Kane and Bill Finger's basic story for Year One but expanded it. In writing the story, Miller looked for parts of Batman's origin that were never explored. He left the core elements, such as the murder of Bruce's parents, intact, but reduced them to brief flashbacks. Bruce's globe-trotting adventures were removed, as Miller found them uninteresting. Rather than portraying Batman as a larger-than-life icon as he had in The Dark Knight Returns, Miller chose to characterize Batman in Year One as an average, inexperienced man trying to make a change in society because Miller believed a superhero is least interesting when most effective. Examples of this include Batman underestimating his opponents, getting shot by police, and his costume being too big. The story's violence was kept street-level and gritty, emphasizing noir and realism.
In illustrating, Mazzucchelli sought to make Year One look grimy, dark, and muted. His interpretation of Gotham City was designed to symbolize corruption, featuring muddy colors that gave the impression of the city being dirty and needing a hero. The newsprint paper used in Batman was unable to reproduce the bright coloring and visual effects of Dark Knight Returns, so Mazzucchelli took on Year One with a more grounded and darker approach.
Publication
In accordance with Wolfman's plans, O'Neil initially saw "Year One" as the start of the second volume of Batman and expected the first part to be its first issue. However, Miller rejected this idea. He explained: "I don't need to slash through continuity with a sharp blade as I thought. Doing The Dark Knight Returns has shown me there's been enough good material... I didn't feel that fleshing out an unknown part of Batman's history justified wiping out 50 years of [adventures]." Thus, the four "Year One" issues bear no continuity to past issues of Batman.
Collected editions
According to Mazzucchelli, Year One was designed to be a graphic novel without advertisement pages. In 1988, DC finally gave the approval to publish Year One as a graphic novel in trade paperback () and hardcover (), containing 96 pages. Both Warner Books () and Titan Books () also published trade paperbacks in 1988. The Year One monthly issues were originally printed on newsprint paper. For the graphic novel, Mazzucchelli specifically wanted to use matt stock paper for printing, so the original artworks were slightly tweaked with Lewis utilizing a new set of color palettes to recolor the entire story in order to accommodate the visual changes.
In 1989, Longmeadow Press published "The Complete Frank Miller Batman" (), collecting Year One, Wanted: Santa Claus - Dead or Alive!, and The Dark Knight Returns.
In April 2005, DC released the "Deluxe Edition" of Year One in hardcover () and trade paperback () to coincide with the release of Batman Begins. This edition reuses the story pages from the 1988 graphic novel with Mazzucchelli supplying the promotional and unseen Batman art, Lewis' color samples, some of the original penciled artwork, and some pages of the original script as bonus materials. The cover was designed by Mazzucchelli and Chip Kidd.
The hardcover deluxe edition was re-released in 2012 (). Mazzucchelli clarified that he was not contacted by DC to get involved with this edition. Having been sent a copy of the book by DC, Mazzucchelli was unhappy with the quality and opined that "Anybody who's already paid for [the book] should send it back to DC and demand a refund.". He described the re-release as having "thrown all [his] work [on the 2005 release] in the garbage", citing the redesigned cover, recolored artwork, the "shiny paper" used, and the printing of the color "from corrupted, out-of-focus digital files" as points of contention.
In November 2014, to celebrate Batman's 75th anniversary, DC released a sample of Year One as a part of its DC Comics Essentials line of promotional comics.
In 2015, DC released a hardcover of Year One () which included its 2011 animated film adaptation on both DVD and Blu-ray.
In November 2016, DC released a 288-page Absolute Edition of Year One (). This edition comes in a slipcase with two hardcover books. Book One features a whole new scanning from the original artworks by Mazzucchelli and remastered coloring by Lewis, while Book Two features scanning pages from the Year One monthly issues. Over 60 pages of bonus materials are also included, including Miller's complete scripts in Book Two.
In 2017, the hardcover deluxe edition was re-released again (), this time with the same paper quality and coloring as Book One of the 2016 Absolute Edition.
In March 2022, to coincide with the release of The Batman, DC released The Batman Box Set (), collecting trade paperbacks of Year One, The Long Halloween, and Ego and Other Tails in a slipcase with art by Jim Lee. Director Matt Reeves cited the three graphic novels as the major influences for the film.
In May 2023, IDW Publishing announced that Year One will be getting the Artist's Edition treatment, the publishing date is tentatively sometime in 2024. Mazzucchelli personally supplies the artworks for scanning with Chip Kidd serves as the designer of the book.
Plot
Billionaire Bruce Wayne returns home to Gotham City after 12 years abroad, training for his eventual one-man war against crime. James Gordon moves to Gotham City with his wife, Barbara Gordon, after a transfer from Chicago. Both are swiftly acquainted with the corruption and violent atmosphere of the city. Gordon tries to focus on purging corruption from the Gotham City Police Department after witnessing his partner, Detective Arnold John Flass, abuse his power as a cop. Unfortunately, several officers led by Flass beat him on orders from his corrupt superior, Commissioner Gillian Loeb. In revenge, Gordon tracks Flass down, beats him, and leaves him naked and handcuffed in the snow.
Bruce believes he is still unprepared to fight against crime despite having the skills he learned abroad. He goes in disguise on a surveillance mission in Gotham's red-light district, but is reluctantly drawn into a brawl with several prostitutes, Holly Robinson and Selina Kyle. Two police officers shoot Bruce on sight and take him away in their patrol car. Bruce breaks free, flees from the scene, and returns to Wayne Manor barely alive. He sits before his father's bust, requesting guidance in his war against crime. A bat suddenly crashes through a window and settles on the bust, inspiring him to save Gotham as Batman.
Crimes significantly decline after weeks of Bruce striking as Batman. He even goes after Flass, who is in the middle of accepting a bribe from Jefferson Skeevers, a drug dealer of Carmine Falcone. Batman interrupts a dinner party held at the mansion of Gotham's mayor and announces that everyone in the party shall be brought to justice for their crimes someday. Infuriated by Batman's threats, Loeb orders Gordon and GCPD Sergeant Sarah Essen to arrest him. The two cops later come across a runaway truck that nearly hits an old lady. Batman manages to save the lady's life while Gordon stops the truck. Batman then flees into an abandoned building which Loeb orders a bomb dropped on. He also sends in a SWAT team led by a trigger-happy commander, Branden, to kill any survivors left in the building. Batman uses a signal device to attract a swarm of bats from the Batcave as his only route to escape. After witnessing Batman in action, Selina is inspired to don a costume of her own and begin a life of crime.
Gordon and Essen have a brief affair together and spend two months dating. She, however, chooses to leave Gotham upon learning he is going to be the father of Barbara's child. Gordon is left alone to investigate Bruce's connection to Batman. He travels to Wayne Manor with Barbara to interrogate Bruce, who uses his playboy charms to divert suspicion. While leaving the manor, Gordon confesses his affair with Essen to Barbara. Skeevers gets bailed with the help of a hired lawyer but is attacked by Batman shortly after who convinces him to testify against Flass. Skeevers is drugged with rat poison in an assassination attempt, so that he remains silent about the ties between the police force and the mafia, although Skeevers survives after all.
Bruce sneaks into Falcone's manor as Batman and overhears the private conversation between the Roman and his nephew, Johnny Viti. He predicts their intentions to target Gordon's family, so he disguises himself as a motorcyclist to help Gordon. Gordon leaves home on Loeb's orders, but becomes suspicious and turns back only to discover Viti and his men already holding his family hostage. Viti flees the scene with Gordon's infant son. Gordon chases after him on Bruce's motorcycle. The two men end up fighting on a bridge until the baby falls. Bruce catches up in time and leaps over the bridge's railing to save the baby. Gordon thanks Bruce for saving his infant son's life and lets him go. Flass supplies Assistant District Attorney Harvey Dent with the evidence and testimony needed to implicate Loeb, who resigns in disgrace. Gordon is promoted to captain and prepares to meet with Batman to investigate a potential plot orchestrated by a criminal calling himself the Joker.
Reception
Popularity
DC's post-Crisis on Infinite Earths revamp was a major success, raising sales 22% in the first year, and DC beat Marvel in direct market sales for the first time in August and September 1987. The four "Year One" issues were no exception to this. Two years before the relaunch, Batman had all-time low sales of 75,000 copies per month; "Year One" sold an average of 193,000 copies an issue, numbers not seen since the early 1970s. Despite this, it did not outsell other books like Uncanny X-Men, and the collected edition sold well but never matched the sales of The Dark Knight Returns. The story, with the noir-inspired narrative and ultra-violent tone, quickly caught the attention of readers. The Los Angeles Times wrote that "Year One" offered an interesting and entertaining update to the origin of Batman.
Critical response
Year One's characterization of Batman and Gordon, has been praised. Hilary Goldstein (IGN) compared their journey to friendship to the plot of the film Serpico; they found that the two characters' respective story arcs—with Gordon's "illustrat[ing] the corruption in Gotham" and Batman's detailing "the transformation from man to myth"—offered an exploration of Batman's world like no other. Glenn Matchett (ComicsVerse) wrote that, unlike The Dark Knight Returns, Batman in Year One is more vulnerable and inexperienced, which made the story more memorable. Nick Roberts (Geek Syndicate) thought the characters seemed believable, and comics historian Matthew K. Manning called the characterization realistic and grounded.
The story's depiction of Gotham and darker, realistic, mature and more grittier tone and direction, compared to other contemporary Batman comics at the time, has also been acclaimed. Journalist James Lovegrove described "Year One" as a "noir-inflected pulp tale of vigilantism and integrity, focused on a good man doing the right thing in a dirty world" and noted the brutality of the fight sequences. Jason Serafino (Complex) wrote that by ignoring many of Batman's trademark gadgets and villains and focusing in the core essentials of the titular character, Miller managed to present Batman in a relatable and thrilling way, which felt both fresh, unique and reinvigorating, while still being faithful to the spirit of the character. Goldstein found every moment memorable, writing "Miller does not waste a single panel" in presenting a gritty and dark story. Matchett agreed; he offered particular praise for the scenes depicting Batman clashing with the police, calling them the moment Batman began to become a legend.
Mazzucchelli's art was noted as a standout by many, praising the minimalistic, noir-influenced and realistic art-work.
Continuity
Before The New 52 in 2011, Batman: Year One existed in the mainstream DC continuity, and in the same continuity as the other storylines in Miller's "Dark Knight Universe", consisting of The Dark Knight Returns, its sequel The Dark Knight Strikes Again, The Dark Knight III: The Master Race, The Dark Knight Returns: The Last Crusade, Spawn/Batman, and All Star Batman and Robin the Boy Wonder. Following The New 52 reboot, Batman: Zero Year replaced Year One as the official origin for Batman and Year One was relegated to the continuity of the other Frank Miller storylines. However, following the DC Rebirth initiative, elements of "Year One" were gradually returned to the mainstream DC continuity.
After Crisis on Infinite Earths, DC rebooted many of its titles. Year One was followed by Batman: Year Two, but the 1994 Zero Hour: Crisis in Time crossover erased Year Two from continuity. In another continuity re-arrangement, Catwoman: Year One (Catwoman Annual #2, 1995) posited that Selina Kyle had not actually been a prostitute, but, rather, a thief posing as one in order to commit crimes.
Launched in 1989, following the success of the film Batman, the title Batman: Legends of the Dark Knight examines crime-fighting exploits primarily, not exclusively, from the first four to five years of Batman's career. This title rotated in creative teams and time placement, but several stories directly relate to the events of Year One, especially the first arc "Batman: Shaman". In 1996 and 1999, Jeph Loeb and Tim Sale created Batman: The Long Halloween and Batman: Dark Victory, two 13-issue maxiseries that recount Batman's early years as a crime-fighter following the events of Miller's original story and retold the origins of Two-Face and Dick Grayson. The Year One story was continued in the 2005 graphic novel Batman: The Man Who Laughs, following up on Gordon informing Batman about the Joker, and thus recounting their first official encounter. Two other stories, Batman and the Monster Men and Batman and the Mad Monk tie into the same time period of Batman's career, filling in the gap between Year One and the Man Who Laughs. The comics Robin: Year One and Batgirl: Year One describe his sidekicks' origin stories.
Sequels
Two sequels, titled Batman: Year Two and Batman: Year Three, were released in 1987 and 1989.
Adaptations
Joel Schumacher's Batman Forever, although set during another timespan, adopts some elements directly from the graphic novel. Schumacher claims he originally had in mind an adaptation of Frank Miller's Batman: Year One. The studio rejected the idea as they wanted a sequel, not a prequel, though Schumacher was able to include very brief events in Batman's past.
The DC Animated Universe film, Batman: Mask of the Phantasm, adopted elements of the storyline, depicting flashbacks of how Bruce Wayne became Batman and also combines it with elements of Batman: Year Two and shows Batman's personal connection with original character Phantasm inspired by the Reaper, another character in the comics with a connection to Batman.
After the critical failure of Batman & Robin, several attempts were made to reboot the Batman film franchise with an adaptation of Year One. Joss Whedon and Joel Schumacher both pitched their own takes. In 2000, Warner Bros. hired Darren Aronofsky to write and direct Batman: Year One. The film was to be written by Miller, who finished an early draft of the script. The script, however, was a loose adaptation, as it kept most of the themes and elements from the graphic novel but shunned other conventions that were otherwise integral to the character. It was shelved by the studio in 2001, after an individual who claimed to have read Miller's script published a negative review on Ain't It Cool News. In 2016, Miller explained that the film was canceled because of creative differences between him, Aronofsky, and Warner Bros:
In 2005, Christopher Nolan began his series with the reboot film Batman Begins, which draws inspiration from "Year One" and other stories. Batman Begins and its sequel The Dark Knight are set during the same timespan and adopt several elements directly from the graphic novel. Major characters like Commissioner Loeb, Detective Flass and Carmine 'The Roman' Falcone are featured prominently in Batman Begins. Film critic Michael Dodd argued that with each major motion picture focused on the Dark Knight's origins, the odes and references to the Year One comic increased. Comparing Mask of the Phantasm with Batman Begins he noted that "...Phantasm was a Batman story with Year One elements, while Batman Begins was a Year One story with added features". The film's end scene, with Gordon revealing the Joker's arrival in Gotham, mirrors the end of Year One.
In 2011, an animated adaptation was released as a DC Universe Animated Original Movie. It was produced by Bruce Timm, co-directed by Lauren Montgomery and Sam Liu. It features the voices of Benjamin McKenzie as Bruce Wayne/Batman, Bryan Cranston as James Gordon, Eliza Dushku as Selina Kyle/Catwoman, Katee Sackhoff as Sarah Essen, Grey DeLisle as Barbara Gordon, Jon Polito as Commissioner Loeb, Alex Rocco as Carmine 'The Roman' Falcone, and Jeff Bennett as Alfred Pennyworth. The movie premiered at Comic-Con, with a Catwoman short shown in October.
While not a direct adaptation, the video game Batman: Arkham Origins takes some inspiration from Batman: Year One and features a younger, less-experienced Batman in his second year of crimefighting. Set eight years before Batman: Arkham Aslyum, the prequel follows Batman encountering eight of the world's greatest assassins as they attempt to claim Black Mask's $50-million bounty on his head, all while being hunted by the Gotham City Police Department for his vigilantism.
The second half of the fourth season of the Batman-based television series Gotham is inspired by Batman: Year One.
Director Matt Reeves cited Year One as one of the inspirations for The Batman, with Robert Pattinson portraying a younger Bruce Wayne who is in his second year as a crime-fighter.
References
External links
Batman: Year One movie official site
Batman: Year One @ The World's Finest
Current edition at DC Comics
Deluxe Hardcover edition at DC Comics
Batman storylines
Neo-noir comics
Prequel comics
Adultery in comics
Gotham City Police Department
Comics by Frank Miller (comics)
DC Comics adapted into films |
4741 | https://en.wikipedia.org/wiki/Bayonne | Bayonne | Bayonne (; ; ; ) is a city in Southwestern France near the Spanish border. It is a commune and one of two subprefectures in the Pyrénées-Atlantiques department, in the Nouvelle-Aquitaine region.
Bayonne is located at the confluence of the Nive and Adour rivers in the northern part of the cultural region of the Basque Country. It is the seat of the Communauté d'agglomération du Pays Basque which roughly encompasses the western half of Pyrénées-Atlantiques, including the coastal city of Biarritz. This area also constitutes the southern part of Gascony, where the Aquitaine Basin joins the beginning of the Pre-Pyrenees.
Together with nearby Anglet, Biarritz, Saint-Jean-de-Luz, as well as several smaller communes, Bayonne forms an urban area with 273,137 inhabitants at the 2018 census; 51,411 residents lived in the commune of Bayonne proper. It is also a part of Basque Eurocity Bayonne-San Sebastián.
The site on the left bank of the Nive and the Adour was probably occupied before ancient times; a fortified enclosure was attested in the 1st century at the time when the Tarbelli occupied the territory. Archaeological studies have confirmed the presence of a Roman castrum, a stronghold in Novempopulania at the end of the 4th century, before the city was populated by the Vascones.
In 1023, Bayonne was the capital of Labourd. In the 12th century, it extended to the confluence and beyond of the Nive River. At that time the first bridge was built over the Adour. The city came under the domination of the English in 1152 through the marriage of Eleanor of Aquitaine: it became militarily and, above all, commercially important thanks to maritime trade. In 1177, Richard the Lion Heart of England took control of it, separating it from the Viscount of Labourd.
In 1451, the city was taken by the Crown of France after the Hundred Years' War. The loss of trade with the English was followed by the river gradually filling with silt and becoming impassable to ships. As the city developed to the north, its position was weakened compared to earlier times. The district of Saint-Esprit developed initially from settlement by Sephardic Jewish refugees fleeing the Spanish expulsions dictated by the Alhambra Decree. This community brought skill in chocolate making, and Bayonne gained a reputation for chocolate.
The course of the Adour was changed in 1578 by dredging under the direction of Louis de Foix, and the river returned to its former mouth. Bayonne flourished after regaining the maritime trade that it had lost for more than a hundred years. In the 17th century the city was fortified by Vauban, whose works were followed as models of defense for 100 years. In 1814, Bayonne and its surroundings were the scene of fighting between the Napoleonic troops and the Spanish-Anglo-Portuguese coalition led by the Duke of Wellington. It was the last time the city was under siege.
In 1951, the Lacq gas field was discovered in the region; its extracted sulphur and associated oil are shipped from the port of Bayonne. During the second half of the 20th century, many housing estates were built, forming new districts on the periphery. The city developed to form a conurbation with Anglet and Biarritz: this agglomeration became the heart of a vast Basque-Landes urban area.
In 2014, Bayonne was a commune with more than 45,000 inhabitants, the heart of the urban area of Bayonne and of the Agglomeration Côte Basque-Adour. This includes Anglet and Biarritz. It is an important part of the Basque Bayonne-San Sebastián Eurocity and it plays the role of economic capital of the Adour basin. Modern industry—metallurgy and chemicals—have been established to take advantage of procurement opportunities and sea shipments through the harbour. Business services today represent the largest source of employment. Bayonne is also a cultural capital, a city with strong Basque and Gascon influences, and a rich historical past. Its heritage is expressed in its architecture, the diversity of collections in museums, its gastronomic specialties, and traditional events such as the noted Fêtes de Bayonne.
The inhabitants of the commune are known as Bayonnais or Bayonnaises.
Toponymy
Etymology
While the modern Basque spelling is Baiona and the same in Gascon Occitan, "the name Bayonne poses a number of problems both historical and linguistic which have still not been clarified". There are different interpretations of its meaning.
The termination -onne in Bayonne can come from many in hydronyms -onne or toponyms derived from that. In certain cases the element -onne follows an Indo-European theme: *ud-r/n (Greek húdōr giving hydro, Gothic watt meaning "water") hence *udnā meaning "water" giving unna then onno in the glossary of Vienne. Unna therefore would refer to the Adour. This toponymic type evoking a river traversing a locality is common. The appellative unna seems to be found in the name of the Garonne (Garunna 1st century; Garonna 4th century). However it is possible to see a pre-Celtic suffix -ona in the name of the Charente (Karantona in 875) or the Charentonne (Carentona in 1050).
It could also be an augmentative Gascon from the original Latin radical Baia- with the suffix -ona in the sense of "vast expanse of water" or a name derived from the Basque bai meaning "river" and ona meaning "good", hence "good river".
The proposal by Eugene Goyheneche repeated by Manex Goyhenetche and supported by Jean-Baptiste Orpustan is bai una, "the place of the river" or bai ona "hill by the river"—Ibai means "river" in Basque and muinoa means "hill".
"It has perhaps been lost from sight that many urban place names in France, from north to south, came from the element Bay- or Bayon- such as: Bayons, Bayonville, Bayonvillers and pose the unusual problem of whether they are Basque or Gascon" adds Pierre Hourmat. However, the most ancient form of Bayonne: Baiona, clearly indicates a feminine or a theme of -a whereas this is not the case for Béon or Bayon. In addition, the Bayon- in Bayonville or Bayonvillers in northern France is clearly the personal Germanic name Baio.
Old attestations
The names of the Basque province of Labourd and the locality of Bayonne have been attested from an early period with the place name Bayonne appearing in the Latin form Lapurdum after a period during which the two names could in turn designate a Viscounty or Bishopric.
Labourd and Bayonne were synonymous and used interchangeably until the 12th century before being differentiated: Labord for the province and Bayonne for the city. The attribution of Bayonne as Civitas Boatium, a place mentioned in the Antonine Itinerary and by Paul Raymond in his 1863 dictionary, has been abandoned. The city of the Boïates may possibly be La Teste-de-Buch but is certainly not Bayonne.
The following table details the origins of Labord, Bayonne, and other names in the commune.
Sources:
Raymond: Topographic Dictionary of the Department of Basses-Pyrenees, 1863, on the page numbers indicated in the table.
Goyheneche: according to the Notitia Dignitatum Imperii dating from 340 to 420
Guiart: Guillaume Guiart, around 1864
Lhande: Basque-French Dictionary by Pierre Lhande, 1926.
Cassini 1750: 1750 Cassini Map
Cassini 1790: 1790 Cassini Map
Origins:
Chapter: Titles of the Chapter of Bayonne
Cartulary: Cartulary of Bayonne or Livre d'Or (Book of Gold)
Camara: Chapters of the Camara de Comptos.
History
Prehistory
In the absence of accurate objective data there is some credence to the probable existence of a fishing village on the site in a period prior to ancient times. Numerous traces of human occupation have been found in the Bayonne region from the Middle Paleolithic especially in the discoveries at Saint-Pierre-d'Irube, a neighbouring locality. On the other hand, the presence of a mound about high has been detected in the current Cathedral Quarter overlooking the Nive which formed a natural protection and a usable port on the left bank of the Nive. At the time the mound was surrounded north and west by the Adour swamps. At its foot lies the famous "Bayonne Sea"—the junction of the two rivers—which may have been about wide between Saint-Esprit and the Grand Bayonne and totally covered the current location of Bourg-Neuf (in the district of Petit Bayonne). To the south the last bend of the Nive widens near the Saint-Léon hills. Despite this, the narrowing of the Adour valley allows easier crossing than anywhere else along the entire length of the estuary.
In conclusion, the strategic importance of this height was so obvious it must be presumed that it has always been inhabited.
Ancient times
The oldest documented human occupation site is located on a hill overlooking the Nive and its confluence with the Adour.
In the 1st century AD, during the Roman occupation, Bayonne already seems to have been of some importance since the Romans surrounded the city with a wall to keep out the Tarbelli, Aquitani, or the proto-Basque who then occupied a territory that extended south of modern-day Landes, to the modern French Basque country, the Chalosse, the valleys of the Adour, the mountain streams of Pau, Pyrénées-Atlantiques, and to the Gave d'Oloron.
The archaeological discoveries of October and November 1995 provided a shred of evidence to support this projection. In the four layers of sub-soil along the foundation of the Gothic cathedral (in the "apse of the cathedral" area) a 2-metre depth was found of old objects from the end of the 1st century—in particular sigillated Gallic ceramics from Montans imitating Italian styles, thin-walled bowls, and fragments of amphorae. In the "southern sector" near the cloister door there were objects from the second half of the 1st century as well as coins from the first half of the 3rd century.
A very high probability of human presence, not solely military, seems to provisionally confirm the occupation of the site at least around the third century.
A Roman castrum dating to the end of the 4th century has been proven as a fortified place of Novempopulania. Named Lapurdum, the name became the name of the province of Labourd. According to Eugene Goyheneche the name Baiona designated the city, the port, and the cathedral while that of Lapurdum was only a territorial designation. This Roman settlement was strategic as it allowed the monitoring of the trans-Pyrenean roads and of local people rebellious to the Roman power. The construction covered 6 to 10 hectares according to several authors.
Middle Ages
The geographical location of the locality at the crossroads of a river system oriented from east to west and the road network connecting Europe to the Iberian Peninsula from north to south predisposed the site to the double role of fortress and port. The city, after being Roman, alternated between the Vascones and the English for three centuries from the 12th to the 15th century.
The Romans left the city in the 4th century and the Basques, who had always been present, dominated the former Novempopulania province between the Garonne, the Ocean, and the Pyrénées. Novempopulania was renamed Vasconia and then Gascony after a Germanic deformation (resulting from the Visigoth and Frankish invasions). Basquisation of the plains region was too weak against the advance of romanization. From the mixture between the Basque and Latin language Gascon was created.
Documentation on Bayonne for the period from the High Middle Ages are virtually nonexistent. with the exception of two Norman intrusions: one questionable in 844 and a second attested in 892.
When Labourd was created in 1023 Bayonne was the capital and the Viscount resided there. The history of Bayonne proper started in 1056 when Raymond II the Younger, Bishop of Bazas, had the mission to build the Church of Bayonne
The construction was under the authority of Raymond III of Martres, Bishop of Bayonne from 1122 to 1125, combined with Viscount Bertrand for the Romanesque cathedral, the rear of which can still be seen today, and the first wooden bridge across the Adour extending the Mayou bridge over the Nive, which inaugurated the heyday of Bayonne. From 1120 new districts were created under population pressure. The development of areas between the old Roman city of Grand Bayonne and the Nive also developed during this period, then between the Nive and the Adour at the place that became Petit Bayonne. A Dominican Order Convent was located there in 1225 then that of the Cordeliers in 1247. Construction of and modifications to the defences of the city also developed to protect the new districts.
In 1130, the King of Aragon Alfonso the Battler besieged the city without success. Bayonne came under English rule when Eleanor of Aquitaine married Henry II of England in 1152. This alliance gave Bayonne many commercial privileges. The Bayonnaises became carriers of Bordeaux wines and other south-western products like resin, ham, and woad to England. Bayonne was then an important military base. In 1177, King Richard separated the Viscounty of Labourd whose capital then became Ustaritz. Like many cities at the time, in 1215 Bayonne obtained the award of a municipal charter and was emancipated from feudal powers.
The official publication in 1273 of a Coutume unique to the city, remained in force for five centuries until the separation of Bayonne from Labourd.
Bayonnaise industry at that time was dominated by shipbuilding: wood (oak, beech, chestnut from the Pyrenees, and pine from Landes) being overabundant. There was also maritime activity in providing crews for whaling, commercial marine or, and it was often so at a time when it was easy to turn any merchant ship into a warship, the English Royal Navy.
Renaissance and modern times
Jean de Dunois – a former companion at arms of Joan of Arc—captured the city on 20 August 1451 and annexed it to the Crown "without making too many victims", but at the cost of a war indemnity of 40,000 gold Écus payable in a year,—thanks to the opportunism of the bishop who claimed to have seen "a large white cross surmounted by a crown which turns into a fleur-de-lis in the sky" to dissuade Bayonne from fighting against the royal troops.
The city continued to be fortified by the kings of France to protect it from danger from the Spanish border. In 1454, Charles VII created a separate judicial district: the Seneschal of Lannes a "single subdivision of Guyenne during the English period" which had jurisdiction over a wide area including Bayonne, Dax and Saint-Sever and which exercised civil justice, criminal jurisdiction within the competence of the district councilors. Over time, the "Seneschal of the Sword" which was at Dax lost any role other than protocol and Bayonne, along with Dax and Saint-Sever, became the de facto seat of a separate Seneschal under the authority of a "lieutenant-general of the Seneschal".
In May 1462 King Louis XI authorized the holding of two annual fairs by letters patent after signing the Treaty of Bayonne after which it was confirmed by the coutoumes of the inhabitants in July 1472 following the death of Charles de Valois, Duke de Berry, the king's brother.
At the time the Spanish Inquisition raged in the Iberian Peninsula Spanish and Portuguese Jews fled Spain and also later, Portugal, then settled in Southern France, including in Saint-Esprit (Pyrénées-Atlantiques), a northern district of Bayonne located along the northern bank of the Adour river. They brought with them chocolate and the recipe for its preparation. In 1750, the Jewish population in Saint-Esprit (Pyrénées-Atlantiques) is estimated to have reached about 3,500 people.
The golden age of the city ended in the 15th century with the loss of trade with England and the silting of the port of Bayonne created by the movement of the course of the Adour to the north.
At the beginning of the 16th century Labourd suffered the emergence of the plague. Its path can be tracked by reading the Registers. In July 1515 the city of Bayonne was "prohibited to welcome people from plague-stricken places" and on 21 October, "we inhibit and prohibit all peasants and residents of this city [...] to go Parish Bidart [...] because of the contagion of the plague". On 11 April 1518 the plague raged in Saint-Jean-de-Luz and the city of Bayonne "inhibited and prohibited for all peasants and city inhabitants and other foreigners to maintain relationships at the location and Parish of Saint-Jean-de-Luz where people have died of the plague". On 11 November 1518 plague was present in Bayonne to the point that in 1519 the city council moved to the district of Brindos (Berindos at the time) in Anglet.
In 1523, Marshal Odet of Foix, Viscount of Lautrec resisted the Spaniards under Philibert of Chalon in the service of Charles V and lifted the siege of Bayonne. It was at Château-Vieux that the ransom demand for the release of Francis I, taken prisoner after his defeat at the Battle of Pavia, was gathered.
The meeting in 1565 between Catherine de Medici and the envoy of Philip II: the Duke of Alba, is known as the Interview of Bayonne. At the time that Catholics and Protestants tore each other apart in parts of the kingdom of France, Bayonne seemed relatively untouched by these troubles. An iron fist from the city leaders did not appear to be unknown. In fact they never hesitated to use violence and criminal sanctions for keeping order in the name of the "public good". Two brothers, Saubat and Johannes Sorhaindo who were both lieutenants of the mayor of Bayonne in the second half of the 16th century, perfectly embody this period. They often wavered between Catholicism and Protestantism but always wanted to ensure the unity and prestige of the city.
In the 16th century the king's engineers, under the direction of Louis de Foix, were dispatched to rearrange the course of the Adour by creating an estuary to maintain the river bed. The river discharged in the right place to the Ocean on 28 October 1578. The port of Bayonne then attained a greater level of activity. Fishing for cod and whale ensured the wealth of fishermen and shipowners.
From 1611 to 1612 the college Principal of Bayonne was a man of 26 years old with a future: Cornelius Jansen known as Jansénius, the future Bishop of Ypres. Bayonne became the birthplace of Jansenism, an austere science which strongly disrupted the monarchy of Louis XIV.
During the sporadic conflicts that troubled the French countryside from the mid 17th century, Bayonne peasants were short of powder and projectiles. They attached the long hunting knives in the barrels of their muskets and that way they fashioned makeshift spears later called bayonets. In that same century, Vauban was charged by Louis XIV to fortify the city. He added a citadel built on a hill overlooking the district of San Espirit Cap deou do Punt.
French Revolution and Empire
Activity in Bayonne peaked in the 18th century. The Chamber of Commerce was founded in 1726. Trade with Spain, the Netherlands, the Antilles, the cod fishery off the shores of Newfoundland, and construction sites maintained a high level of activity in the port.
In 1792, the district of Saint-Esprit (that revolutionaries renamed Port-de-la-Montagne) located on the right bank of the Adour, was separated from the city and renamed Jean-Jacques Rousseau. It was reunited with Bayonne on 1 June 1857. For 65 years the autonomous commune was part of the department of Landes.
In 1808, at the Château of Marracq the act of abdication of the Spanish king Charles IV in favour of Napoleon was signed under the "friendly pressure" of the Emperor. In the process the Bayonne Statute was initialed as the first Spanish constitution.
Also in 1808 the French Empire imposed on the Duchy of Warsaw the Convention of Bayonne to buy from France the debts owed to it by Prussia. The debt, amounting to more than 43 million francs in gold, was bought at a discounted rate of 21 million francs. However, although the duchy made its payments in installments to France over a four-year period, Prussia was unable to pay it (due to a very large indemnity it owed to France resulting from Treaties of Tilsit), causing the Polish economy to suffer heavily.
Trade was the wealth of the city in the 18th century but suffered greatly in the 19th century, severely sanctioned by conflict with Spain, its historic trading partner in the region. The Siege of Bayonne marked the end of the period with the surrender of the Napoleonic troops of Marshal Jean-de-Dieu Soult who were defeated by the coalition led by Wellington on 5 May 1814.
19th and 20th Centuries
In 1854, the railway arrived from Paris bringing many tourists eager to enjoy the beaches of Biarritz. Bayonne turned instead to the steel industry with the forges of the Adour. The Port took on an industrial look but its slow decline seemed inexorable in the 19th century. The discovery of the Lacq gas field restored a certain dynamism.
The Treaty of Bayonne was concluded on 2 December 1856. It overcame the disputes in fixing the Franco-Spanish border in the area extending from the mouth of the Bidassoa to the border between Navarre and Aragon.The city built three light railway lines to connect to Biarritz at the beginning of the 20th century. The most direct line, that of the Tramway Bayonne-Lycée–Biarritz was operated from 1888 to 1948. In addition a line further north served Anglet, operated by the Chemin de fer Bayonne-Anglet-Biarritz company from 1877 to 1953. Finally a line following the Adour to its mouth and to the Atlantic Ocean by the bar in Anglet, was operated by VFDM réseau basque from 1919 to 1948.
On the morning of 23 December 1933, sub-prefect Anthelme received Gustave Tissier, the director of the Crédit Municipal de Bayonne. He responded well, with some astonishment, to his persistent interview. It did not surprise him to see the man unpacking what became the scam of the century.
"Tissier, director of the Crédit Municipal, was arrested and imprisoned under suspicion of forgery and misappropriation of public funds. He had issued thousands of false bonds in the name of Crédit Municipal [...]"
This was the beginning of the Stavisky Affair which, together with other scandals and political crises, led to the Paris riots of 6 February 1934.
The World Wars
The 249th Infantry Regiment, created from the 49th Infantry Regiment, was engaged in operations in the First World War, including action at Chemin des Dames, especially on the plateau of Craonne. 700 Bayonnaises perished in the conflict. A centre for engagement of foreign volunteers was established in August 1914 in Bayonne. Many nationalities were represented, particularly the Spanish, the Portuguese, the Czechs, and the Poles.
During the Second World War, Bayonne was occupied by the 3rd SS Panzer Division Totenkopf from 27 June 1940 to 23 August 1944.
On 5 April 1942 the Allies made a landing attempt in Bayonne but after a barge penetrated the Adour with great difficulty, the operation was canceled.
On 21 August 1944, after blowing up twenty ships in port, German troops withdrew. On the 22nd a final convoy of five vehicles passed through the city. It transported Gestapo Customs agents and some elements of the Feldgendarmerie. One or more Germans opened fire with machine guns killing three people. On the 23rd there was an informal and immediate installation of a "special municipal delegation" by the young deputy prefect Guy Lamassoure representing the Provisional Government of the French Republic which had been established in Algiers since 27 June.
Policy and administration
List of mayors under the Ancien Régime
The Gramont family provided captains and governors in Bayonne from 1472 to 1789 as well as mayors, a post which became hereditary from 28 January 1590 by concession of Henry IV to Antoine II of Gramont. From the 15th century they resided in the Château Neuf then in the Château-Vieux from the end of the 16th century:
Roger de Gramont, (1444–1519), Lord of Gramont, Baron of Haux, Seneschal of Guyenne, hereditary mayor of Bayonne. He was an advisor and chamberlain of Louis XI in 1472 and then Charles VIII in 1483. He was Ambassador for Louis XII in Rome in 1502. He became governor of Bayonne and its castles on 26 February 1487. He died of the plague in 1519.
Jean II de Gramont, Lord of Gramont, mayor and captain of Bayonne from 18 March 1523. On 15 September 1523, as a lieutenant in the company of Marshal Lautrec, he rescued Bayonne from the siege by the forces of Charles V under the command of the Prince of Orange. He died during the wars in Italy;
Antoine I of Gramont, born in 1526, he was appointed at the age of nine years (1535) as mayor and captain of Bayonne. In 1571, he charged Louis de Foix with the changes to the mouth of the Adour along the fortifications of the city;
Antoine II de Gramont (1572–1644), Count of Gramont, Guiche and Toulonjon, Viscount then Count of Louvigny, ruler of Bidache, Viscount of Aster, lord then baron of Lescun. He was a Duke de Brevet in 1643, but unverified by Parliament. On 28 January 1590 Henry IV granted him and his descendants the perpetual office of Mayor of Bayonne. He then became the Viceroy of Navarre. In 1595, Antoine II de Gramont charged Jean Errard (1599) then Louis de Millet (1612) to strengthen the defenses of the city;
Antoine III of Gramont-Touloujon (1604–1678), Count and then, in 1648, Duke of Gramont, Prince of Bidache, Count of Guiche, Toulonjon, and Louvigny, Viscount of Astern, Baron of Andouins and Hagetmau, and lord of Lesparre, peer of France in 1648, Marshal of France in 1641. As Ambassador of Louis XIV, in 1660 he sought the hand of the Infanta Maria Theresa. The king gave him power of attorney to represent him in the marriage which was celebrated in Madrid. It was he who welcomed Louis XIV, Anne of Austria, Mazarin, and the rest of the Court to Bayonne. He died on 12 July 1678 at the Château-Vieux;
Antoine Charles IV of Gramont (1641–1720), Duke of Gramont, Prince of Bidache, Count of Guiche and Louvigny, Viscount of Aster, Baron of Andouins and Hagetmau, Lord of Lesparre, peer of France, Viceroy of Navarre. In 1689, he continued the fortification works undertaken by Vauban in Bayonne, where he remained from 1706 to 1712. He supported Philip V during the War of the Spanish Succession, using Bayonne to supply his troops, weapons, reinforcements and subsidies. In retaliation, the opponents of Philip V organized two attacks in 1707: one at Château-Vieux leaving Antoine IV unharmed.
Modern times
List of Successive Mayors
Mayors from 1941
Cantons of Bayonne
As per the Decree of 22 December 1789 Bayonne was part of two cantons: Bayonne-North-east, which includes part of Bayonne commune plus Boucau, Saint-Pierre-d'Irube, Lahonce, Mouguerre, and Urcuit; and Bayonne Northwest which consisted of the rest of Bayonne commune plus Anglet, Arcangues, and Bassussarry.
In a first revision of cantons in 1973 three cantons were created from the same total; geographic area: Bayonne North, Bayonne East, and Bayonne West. A further reconfiguration in 1982 focused primarily on Bayonne and, apart from Bayonne North Canton, which also includes Boucau, the cantons of Bayonne East and Bayonne West did not change.
Starting from the 2015 French departmental elections which took place on 22 and 29 March, a new division took effect following the decree of 25 February 2014 Once again three cantons centred on Bayonne are defined: Bayonne-1—with part of Anglet; Bayonne-2—which includes Boucau; and Bayonne-3 now define the cantonal territorial division of the area.
Judicial and administrative proceedings
Bayonne is the seat of many courts for the region. It falls under the jurisdiction of the Tribunal d'instance (District court) of Bayonne, the Tribunal de grande instance (High Court) of Bayonne, the Cour d'appel (Court of Appeal) of Pau, the Tribunal pour enfants (Juvenile court) of Bayonne, the Conseil de prud'hommes (Labour Court) of Bayonne, the Tribunal de commerce (Commercial Court) of Bayonne, the Tribunal administratif (Administrative tribunal) of Pau, and the Cour administrative d'appel (Administrative Court of Appeal) of Bordeaux.
The commune has a police station, a Departmental Gendarmerie, an Autonomous Territorial Brigade of the district gendarmerie, squadron 24/2 of Mobile Gendarmerie and a Tax collection office.
Intercommunality
The commune is part of twelve inter-communal structures of which eleven are based in the commune:
the Communauté d'agglomération du Pays Basque;
the transport association of Côte basque-Adour Agglomeration (STACBA);
the intercommunal association for the management of the Txakurrak centre;
the intercommunal association for the support of Basque culture;
the Bil Ta Garbi joint association;
the joint association for maritime Nive;
the joint association for the Basque Museum and the History of Bayonne;
the joint association for the development and monitoring of SCOT in the agglomeration of Bayonne and south Landes;
the Kosta Garbia joint association;
the joint association for the development of the European freight centre of Bayonne-Mouguerre-Lahonce;
the joint association for operating the regional Maurice Ravel Conservatory.
the Energy association of Pyrénées-Atlantiques;
The city of Bayonne is part of the Communauté d'agglomération du Pays Basque which also includes Anglet, Biarritz, Bidart, Boucau, Hendaye and Saint-Jean-de-Luz. The statutory powers of the structure extend to economic development—including higher education and research—housing and urban planning, public transport—through Transdev—alternative and the collection and recovery waste collection and management of rain and coastal waters, the sustainable development, interregional cooperation and finally 106.
In addition Bayonne is part of the Basque Bayonne-San Sebastián Eurocity which is a European economic interest grouping (EEIG) established in 1993 based in San Sebastián.
Twin towns – Sister cities
Bayonne has twinning associations with:
Geography
Bayonne is located in the south-west of France on the western border between Basque Country and Gascony. It developed at the confluence of the Adour and tributary on the left bank, the Nive, 6 km from the Atlantic coast. The commune was part of the Basque province of Labourd.
Geology and relief
Bayonne occupies a territory characterized by a flat relief to the west and to the north towards the Landes forest, tending to slightly raise towards the south and east. The city has developed at the confluence of the Adour and Nive from the ocean. The meeting point of the two rivers coincides with a narrowing of the Adour valley. Above this the alluvial plain extends for nearly towards both Tercis-les-Bains and Peyrehorade, and is characterized by swampy meadows called barthes. These were are influenced by floods and high tides. Downstream from this point, the river has shaped a large, wide bed in the sand dunes, creating a significant bottleneck at the confluence.
The occupation of the hill that dominates this narrowing of the valley developed through a gradual spread across the lowlands. Occupants built embankments and the aggradation from flood soil.
The Nive has played a leading role in the development of the Bayonne river system in recent geological time by the formation of alluvial terraces; these form the sub-soil of Bayonne beneath the surface accumulations of silt and aeolian sands. The drainage network of the western Pre-Pyrenees evolved mostly from the Quaternary, from south-east to northwest, oriented east–west. The Adour was captured by the gaves and this system, together with the Nive, led to the emergence of a new alignment of the lower Adour and the Adour-Nive confluence. This capture has been dated to the early Quaternary (80,000 years ago).
Before this capture, the Nive had deposited pebbles from the Mindel glaciation of medium to large sizes; this slowed erosion of the hills causing the bottleneck at Bayonne. After the deposit of the lowest alluvial terrace ( high at Grand Bayonne), the course of the Adour became fixed in its lower reaches.
Subsequent to these deposits, there was a rise in sea level in the Holocene period (from 15,000 to 5000 years ago). This explains the invasion of the lower valleys with fine sand, peat, and mud with a thickness of more than below the current bed of the Adour and the Nive in Bayonne. These same deposits are spread across the barthes.
In the late Quaternary, the current topographic physiognomy was formed—i.e. a set of hills overlooking a swampy lowland. The promontory of Bassussarry–Marracq ultimately extended to the Labourdin foothills. The Grand Bayonne hill is an example. Similarly, on the right bank of the Nive, the heights of Château-Neuf (Mocoron Hill) met the latest advance of the plateau of Saint-Pierre-d'Irube (height ). On the right bank of the Adour, the heights of Castelnau (today the citadel), with an altitude of , and Fort (today Saint-Esprit), with an altitude of , rise above the Barthes of the Adour, the Nive, Bourgneuf, Saint-Frédéric, Sainte-Croix, Aritxague, and Pontots.
The area of the commune is and its altitude varies between .
Hydrography
The city developed along the river Adour. The river is part of the Natura 2000 network from its source at Bagnères-de-Bigorre to its exit to the Atlantic Ocean after Bayonne, between Tarnos (Landes) for the right bank and Anglet (Pyrénées-Atlantiques) for the left bank.
Apart from the Nive, which joins the left bank of the Adour after of a sometimes tumultuous course, two tributaries join the Adour in Bayonne commune: the Ruisseau de Portou and the Ruisseau du Moulin Esbouc. Tributaries of the Nive are the Ruisseau de Hillans and the Ruisseau d'Urdaintz which both rise in the commune.
Climate
The nearest weather station is that of Biarritz-Anglet.
The climate of Bayonne is relatively similar to that of its neighbour Biarritz, described below, with fairly heavy rainfall; the oceanic climate is due to the proximity of the Atlantic Ocean. The average winter temperature is around 8 °C and is around 20 °C in summer. The lowest temperature recorded was −12.7 °C on 16 January 1985 and the highest 40.6 °C on 4 August 2003 in the 2003 European heat wave. Rains on the Basque coast are rarely persistent except during winter storms. They often take the form of intense thunderstorms of short duration.
Transport
Road
Bayonne is located at the intersection of the A63 autoroute (Bordeaux-Spain) and the D1 extension of the A64 autoroute (towards Toulouse). The city is served by three interchanges—two of them on the A63: exit (Bayonne Nord) serves the northern districts of Bayonne but also allows quick access to the centre while exit (Bayonne Sud) provides access to the south and also serves Anglet. The third exit is the D1 / A64 via the Mousserolles interchange (exit Bayonne Mousserolles) which links the district of the same name and also serves the neighbouring communes of Mouguerre and Saint-Pierre-d'Irube.
Bayonne was traversed by Route nationale 10 connecting Paris to Hendaye but this is now downgraded to a departmental road D810. Route nationale 117, linking Bayonne to Toulouse has been downgraded to departmental road D817.
Bridges
There are several bridges over both the Nive and the Adour linking the various districts.
Coming from upstream on the Adour there is the A63 bridge, then the Saint-Frédéric bridge which carries the D 810, then the railway bridge that replaced the old Eiffel iron bridge, the Saint-Esprit bridge, and finally the Grenet bridge. The Saint-Esprit bridge connects the Saint-Esprit district to the Amiral-Bergeret dock just upstream of the confluence with the river Nive. In 1845, the old bridge, originally made of wood, was rebuilt in masonry with seven arches supporting a deck wide. It was then called the Nemours Bridge in honour of Louis of Orleans, sixth Duke of Nemours, who laid the first stone. The bridge was finally called Saint-Esprit. Until 1868 the bridge had a moving span near the left bank. It was expanded in 1912 to facilitate the movement of horse-drawn carriages and motor vehicles.
On the Nive coming from upstream to downstream there is the A63 bridge then the Pont Blanc (White bridge) railway bridge, and then D810 bridge, the Génie bridge (or Pont Millitaire), the Pannecau bridge, the Marengo bridge leading to the covered markets, and the Mayou Bridge. The Pannecau bridge was long named Bertaco bridge and was rebuilt in masonry under Napoleon III. According to François Lafitte Houssat, "[...] a municipal ordinance of 1327 provided for the imprisonment of any quarrellsome woman of bad character in an iron cage dropped into the waters of the Nive River from the bridge. The practice lasted until 1780 [...]" This punishment bore the evocative name of cubainhade.
Cycling network
The commune is traversed by the Vélodyssée. Bicycle paths are located along the left bank of the Adour, a large part of the left bank of the Nive, and along various axes of the city where there are some bicycle lanes. The city offers free bicycles on loan.
Public transport
Urban network
Most of the lines of the Chronoplus bus network operated by the Transdev agglomeration of Bayonne link Bayonne to other communes in the urban transport perimeter: Anglet, Biarritz, Bidart, Boucau, Saint-Pierre-d'Irube and Tarnos The Bayonne free shuttle Bayonne serves the city centre (Grand and Petit Bayonne) by connecting several parking stations; other free shuttles perform other short trips within the commune.
Interurban networks
Bayonne is connected to many cities in the western half of the department such as Saint-Jean-de-Luz and Saint-Palais by the Pyrenees-Atlantiques long-distance coach network of Transport 64 managed by the General Council. Since the network restructuring in the summer of 2013, the lines converge on Bayonne. Bayonne is also served by services from the Landes departmental network, XL'R.
Rail transport
The Gare de Bayonne is located in the Saint-Esprit district and is an important station on the Bordeaux-Irun railway. It is also the terminus of lines leading from Toulouse to Bayonne and from Bayonne to Saint-Jean-Pied-de-Port. It is served by TGV, Intercités, Intercités de nuit, and TER Nouvelle-Aquitaine trains (to Hendaye, Saint-Jean-Pied-de-Port, Dax, Bordeaux, Pau, and Tarbes).
Air transport
Bayonne is served by the Biarritz – Anglet – Bayonne Airport (IATA code: BIQ • ICAO code: LFBZ), located on the communal territories of Anglet and Biarritz. The airport was returned to service in 1954 after repair of damage from bombing during the Second World War.
Demographics
In 2017, the commune had 51,228 inhabitants.
Education
Bayonne commune is attached to the Academy of Bordeaux. It has an information and guidance center (CIO).
As of 14 December 2015, Bayonne had 10 kindergartens, 22 elementary or primary schools (12 public and 10 private primary schools including two ikastolas). 2 public colleges (Albert Camus and Marracq colleges), 5 private colleges (La Salle Saint-Bernard, Saint Joseph, Saint-Amand, Notre-Dame and Largenté) which meet the criteria of the first cycle of second degree studies. For the second cycle Bayonne has 3 public high schools (René-Cassin school (general education), the Louis de Foix school (general, technological and vocational education), and the Paul Bert vocational school), 4 private high schools (Saint-Louis Villa Pia (general education), Largenté, Bernat Etxepare (general and technological), and Le Guichot vocational school).
There are also the Maurice Ravel Conservatory of Music, Dance, and Dramatic Art and the art school of the urban community of Bayonne-Anglet-Biarritz.
Culture
Cultural festivities and events
For 550 years every holy Thursday, Friday and Saturday the Foire au Jambon (Ham festival) is held to mark the beginning of the season.
An annual summer festival has been held in the commune since 1932 for five days organized around parades, bulls races, fireworks, and music in the Basque and Gascon tradition. These festivals have become the most important festive events in France in terms of attendance.
Bayonne has the oldest French bullfighting tradition. A bylaw regulating the encierro is dated 1283: cows, oxen and bulls are released each year in the streets of Petit Bayonne during the summer festivals. The current arena, opened in 1893, is the largest in South-west France with more than 10,000 seats. A dozen bullfights are held each year, attracting the biggest names in bullfighting. Throughout summer several novilladas also take place. The city is a member of the Union of French bullfighting cities.
Health
Bayonne is the focus of much of the hospital services for the agglomeration of Bayonne and the southern Landes. In this area all inhabitants are less than 35 km from a hospital offering medical, obstetrical, surgical, or psychiatric care. The hospitals for all the Basque Coast are mainly established in Bayonne (the main site of Saint-Léon and Cam-de-Prats) and also in Saint-Jean-de-Luz which has several clinics.
Sports
Rowing, a popular sport for a long time on the Nive and the Adour near Bayonne. There are two clubs: the Nautical Society of Bayonne (SNB) (established in 1875) and Aviron Bayonnais—established in 1904 by former members of the SNB and which later became a sports club.
Basketball. Denek Bat Bayonne Urcuit is a basketball club with a male section competing in NM1 (3rd national level of the French league). The club is based in the city of Urcuit but plays in the Lauga Sports Palace in Bayonne.
Football. Aviron Bayonnais FC play their home games at Didier Deschamps Stadium in Championnat National 3 (the 5th French division) since the 2013–2014 season after a year in CFA and three consecutive years in the . Didier Deschamps started his career at Aviron Bayonnais FC. The stadium, formerly called the Grand Basque, is now named after him. There are also three other football clubs in Bayonne: the Crusaders of Saint Andrew playing in the higher regional division, the Portuguese stars of Bayonne (first district division), and the Bayonne association on the right bank of the river (3rd district division).
Omnisports. Aviron Bayonnais, created in 1904, includes many sports sections and a large number of members. The pro rugby and football club are the most famous sections of the club. The Bayonne Olympic Club, created in 1972, is located in the district of Hauts de Sainte-Croix. The club offers a wide range of sports including pelote, gymnastics, combat sports, and a pool section. The club had nearly 400 members in 2007.
Basque Pelota Bayonne is an important place for Basque pelota. The French Federation of Basque Pelota is headquartered at Trinquet moderne near the Bullring. Many titles were won by pelota players from the city. The World Championships took place in Bayonne in 1978 in association with Biarritz.
Rugby appeared in Basque Country at the end of the 19th century with the arrival in 1897 at Bayonne High School of a 20-year-old person from Landes who converts his comrades to football-rugby which he had discovered in Bordeaux. Practicing in the fields near the Spanish Gate, they communicated their enthusiasm to other colleges in Bayonne and Biarritz leading to the creation of the Biarritz Sporting Club and Biarritz Stadium which merged in 1913 to become Biarritz Olympique. Bayonne has two rugby clubs: The Bayonne Athletic Association (ASB) plays in Fédérale 3 while the Aviron Bayonnais rugby pro in the 2014–2015 season played in Top 14, where they have played without interruption since the 2004–2005 season. Aviron Bayonnais has won three league titles in France (1913, 1934 and 1943). It was the first club from a small town to become champion of France. Its stadium is the Stade Jean Dauger. There is also a women's team in the ASB, playing in the National Division 1B. This team won the 2014 Armelle Auclair challenge.
Religion
Christian worship
Bayonne is in the Diocese of Bayonne, Lescar and Oloron, with a suffragan bishop since 2002 under the Archdiocese of Bordeaux. Monseigneur Marc Aillet has been the bishop of this diocese since 15 October 2008. The diocese is located in Bayonne in the Place Monseigneur-Vansteenberghe.
Besides Bayonne Cathedral in Grand Bayonne, Bayonne has Saint-Esprit, Saint Andrew (Rue des Lisses), Arènes (Avenue of the Czech Legion), Saint-Étienne, and Saint-Amand (Avenue Marechal Soult) churches.
The Carmel of Bayonne, located in the Marracq district, has had a community of Carmelite nuns since 1858.
The Way of Baztan (also ruta del Baztan or camino Baztanés) is a way on the pilgrimage of Camino de Santiago which crosses the Pyrenees further west by the lowest pass (by the Col de Belate, 847 m). It is the ancient road used by pilgrims descending to Bayonne then either along the coast on the Way of Soulac or because they landed there from England, for example, to join the French Way as soon as possible in Pamplona. The Way of Bayonne joins the French Way further downstream at Burgos.
The Protestant church is located at the corner of Rue Albert-I st and Rue du Temple. A gospel church is located in the Saint-Esprit districtit where there is also a church belonging to the Gypsy Evangelical Church of the Protestant Federation of France.
Jewish worship
The synagogue was built in 1837 in the Saint-Esprit district north of the town. The Jewish community of Bayonne is old—it consists of different groups of fugitives from Navarre and Portugal who established at Saint-Esprit-lès-Bayonne after the expulsion of Jews from Spain in 1492 and Portugal in 1496. In 1846, the Central Consistory moved to Saint-Esprit which was integrated with Bayonne in 1857.
Economy
Population and income tax
In 2011, the median household income tax was €22,605, placing Bayonne 28,406th place among the 31,886 communes with more than 49 households in metropolitan France.
In 2011, 47.8% of households were not taxable.
Employment
In 2011, the population aged from 15 to 64 years was 29,007 persons of which 70.8% were employable, 60.3% in employment and 10.5% unemployed. While there were 30,012 jobs in the employment area, against 29,220 in 2006, and the number of employed workers residing in the employment area was 17,667, the indicator of job concentration is 169.9% which means that the employment area offers nearly two jobs to for every available worker.
Businesses and shops
Bayonne is the economic capital of the agglomeration of Bayonne and southern Landes. The table below details the number of companies located in Bayonne according to their industry:
The table below shows employees by business establishments in terms of numbers:
The following comments apply to the two previous tables:
the bulk of economic activity is provided by companies in the tertiary sector;
Agriculture is almost non-existent Note 54;
less than 5% of the activity is from the industrial sector which remains focused on establishments of less than 50 employees, as also are construction-related activities;
public administration, education, health and social services are activities of over 20% of establishments, confirming the importance of Bayonne as an administrative centre.
In 2013, 549 new establishments were created in Bayonne including 406 Sole proprietorships.
Workshops and Industry
Bayonne has few such industries, as indicated in the previous tables. There is Plastitube specializing in plastic packaging (190 employees). The Izarra liqueur company set up a distillery in 1912 at Quai Amiral-Bergeret and has long symbolized the economic wealth of Bayonne. Industrial activities are concentrated in the neighbouring communes of Boucau, Tarnos (Turbomeca), Mouguerre, and Anglet.
Bayonne is known for its fine chocolates, produced in the town for 500 years, and Bayonne ham, a cured ham seasoned with peppers from nearby Espelette. Izarra, the liqueur made in bright green or yellow colours, is distilled locally. It is said by some that Bayonne is the birthplace of mayonnaise, supposedly a corruption of Bayonnaise, the French adjective describing the city's people and produce. Now bayonnaise can refer to a particular mayonnaise flavoured with the Espelette chillis.
Bayonne is now the centre of certain craft industries that were once widespread, including the manufacture of makilas, traditional Basque walking-sticks. The Fabrique Alza just outside the city is known for its palas, bats used in pelota, the traditional Basque sport.
Service activities
The active tertiary sector includes some large retail chains such as those detailed by geographer Roger Brunet: BUT (240 staff), Carrefour (150 staff), E.Leclerc (150 staff), Leroy Merlin (130 staff), and Galeries Lafayette (120 employees). Banks, cleaning companies (Onet, 170 employees), and security (Brink's, 100 employees) are also major employers in the commune, as is urban transport which employs nearly 200 staff. Five health clinics, providing a total of more than 500 beds, each employ 120 to 170 staff.
The port of Bayonne
The port of Bayonne is located at the mouth of the Adour, downstream of the city. It also occupies part of communes of Anglet and Boucau in Pyrenees-Atlantiques and Tarnos in Landes. It benefits greatly from the natural gas field of Lacq to which it is connected by pipeline. This is the ninth largest French port for trade with an annual traffic of about 4.2 million tonnes of which 2.8 is export. It is also the largest French port for export of maize. It is the property of the Aquitaine region who manage and control the site. Metallurgical products movement are more than one million tons per year and maize exports to Spain vary between 800,000 and 1 million tons. The port also receives refined oil products from the TotalEnergies oil refinery at Donges (800,000 tons per year). Fertilizers are a traffic of 500,000 tons per year and sulphur from Lacq, albeit in sharp decline, is 400,000 tons.
The port also receives Ford and General Motors vehicles from Spain and Portugal and wood both tropical and from Landes.
Tourism services
Due to its proximity to the ocean and the foothills of the Pyrenees as well as its historic heritage, Bayonne has developed important activities related to tourism.
On 31 December 2012 there were 15 hotels in the city offering more than 800 rooms to visitors, but there were no camp sites. The tourist infrastructure in the surrounding urban area of Bayonne complements the local supply with around 5800 rooms spread over nearly 200 hotels and 86 campsites offering over 14,000 beds.
Sights
The Nive divides Bayonne into Grand Bayonne and Petit Bayonne with five bridges between the two, both quarters still being backed by Vauban's walls. The houses lining the Nive are examples of Basque architecture, with half-timbering and shutters in the national colours of red and green. The much wider Adour is to the north. The Pont Saint-Esprit connects Petit Bayonne with the Quartier Saint-Esprit across the Adour, where the massive Citadelle and the railway station are located. Grand Bayonne is the commercial and civic hub, with small pedestrianised streets packed with shops, plus the cathedral and Hôtel de Ville.
The Cathédrale Sainte-Marie is an imposing, elegant Gothic building, rising over the houses, glimpsed along the narrow streets. It was constructed in the 12th and 13th centuries. The south tower was completed in the 16th century but the cathedral was only completed in the 19th century with the north tower. The cathedral is noted for its charming cloisters. There are other details and sculptures of note, although much was destroyed in the Revolution.
Nearby is the Château Vieux, some of which dates back to the 12th century, where the governors of the city were based, including the English Black Prince.
The Musée Basque is the finest ethnographic museum of the entire Basque Country. It opened in 1922 but has been closed for a decade recently for refurbishment. It now has special exhibitions on Basque agriculture, seafaring and pelota, handicrafts and Basque history and way of life.
The Musée Bonnat began with a large collection bequeathed by the local-born painter Léon Bonnat. The museum is one of the best galleries in south west France and has paintings by Edgar Degas, El Greco, Sandro Botticelli, and Francisco Goya, among others.
At the back of Petit Bayonne is the Château Neuf, among the ramparts. Now an exhibition space, it was started by the newly arrived French in 1460 to control the city. The walls nearby have been opened to visitors. They are important for plant life now and Bayonne's botanic gardens adjoin the walls on both sides of the Nive.
The area across the Adour is largely residential and industrial, with much demolished to make way for the railway. The Saint-Esprit church was part of a bigger complex built by Louis XI to care for pilgrims to Santiago de Compostela. It is home to a wooden Flight into Egypt sculpture.
Overlooking the quarter is Vauban's 1680 Citadelle. The soldiers of Wellington's army who died besieging the citadelle in 1813 are buried in the nearby English Cemetery, visited by Queen Victoria and other British dignitaries when staying in Biarritz.
The distillery of the famous local liqueur Izarra is located on the northern bank of the Adour and is open to visitors.
Notable people
1200s
Edmund Crouchback or Edmond Plantagenet, Earl of Lancaster, born in 1245 at London and died in 1296 at Bayonne, was an English prince. Second surviving son of King Henry III and Eleanor of Provence, he was the 1st Earl of Lancaster and the founder of the House of Lancaster
1500s
Jean du Vergier de Hauranne, (1581–1643), theologian, who introduced Jansenism into France
1700s
Guillaume du Tillot (1711–1774), politician
Marguerite Brunet, called Mademoiselle Montansier, born in 1730 at Bayonne and died in 1820 at Paris, was an actress and director of theatre. The house where she was born still exists in Rue des Faures, at Bayonne;
Dominique Joseph Garat (1749–1833), writer and politician
François Cabarrus (1752–1810), French adventurer and Spanish financier
Armand Joseph Dubernad (1741–1799), financial trader, consul general of the Holy Roman Empire
Bertrand Pelletier (1761–1797), chemist and pharmacologist
Jacques Laffitte (1767–1844), banker and politician
1800s
Frédéric Bastiat (1801–1850), classical-liberal author and political economist
Hélène Feillet (1812–1889), painter and lithographer, images of the Basque Country
Charles Lavigerie born at Bayonne in 1825 and died in 1892 at Algiers (Algérie), was a 19th-century Cardinal. He was the founder of the Society of Missionaries of Africa which is better known under the name White Fathers
Achille Zo (1826–1901), painter
Léon Bonnat (1833–1922), painter
Ramón Altarriba y Villanueva (1841–1906), Spanish Carlist politician
Leandro Ramón Garrido (1868–1909), English–Spanish painter born in Bayonne, France.
René Cassin (1887–1976), lawyer and judge; recipient of the 1968 Nobel Peace Prize
François Duhourcau (1883–1851), writer and historian
1900s
Loleh Bellon (1925–1999), actress and playwright
Michel Camdessus (born 1933), managing director of the International Monetary Fund from 1997 to 2000
Maurice André (1933–2012), virtuoso classical trumpet player
Didier Deschamps (born 1968), World-Cup-winning footballer, manager of the France national team since 2012.
Sylvain Luc (born 1965), jazz guitarist
Anthony Dupuis (born 1973), professional tennis player
Xavier de le Rue (born 1979), a snowboarder
Imanol Harinordoquy (born 1980), French international rugby union player
Éva Bisséni (born 1981), judoka
Stéphane Ruffier (born 1986) a France national football team goalkeeper
Xavier Ouellet (born 1993), ice hockey player for the Laval Rocket
Aymeric Laporte (born 1994), footballer. Raised in the city.
Jessika Ponchet (born 1996), tennis player
In popular culture
In Wyndham Lewis's novel The Wild Body (1927) the protagonist, Ker-Orr, in the first story, "A Soldier of Humour", takes the train from Paris and stays in Bayonne before going to Spain.
In Ernest Hemingway's novel The Sun Also Rises, three of the characters visit Bayonne en route to Pamplona, Spain.
In Kim Stanley Robinson's novel The Years of Rice and Salt (2002), Bayonne is the first city recolonized by the Muslims after the total depopulation of Europe by the Black Death. Named "Baraka", its earliest colonizers were later driven out by rivals from Al-Andalus and flee to the Loire Valley, where they found the city of Nsara.
In Trevanian's novel Shibumi, Hannah has been called as "a whore from Bayonne" by elderly Basque women in a village of the Northern Basque Country.
The seventh track of Joe Bonamassa's album Dust Bowl is entitled The Last Matador of Bayonne.
In the summer of 2008, Manu Chao's live album Baionarena was recorded in the Arena of Bayonne.
The album Life is Elsewhere, by English band Little Comets, features a song titled Bayonne.,
The eighth track of La Nef's album La Traverse Miraculeuse is entitled Le Navire de Bayonne.
Notes and references
Notes
References
Insee
Dossier 2013 relative to the commune,
National Database
Bibliographic sources
Leon H. Histoire des Juifs de Bayonne, Paris, Armand Durlacher, 1893. in-4 : xvj, 436 pp. ; illustré de 4 planches hors-texte.
Pierre Dubourg-Noves Bayonne, Ouest-France, 1986, . Noted "DN" in the text.
Eugène Goyheneche, Basque Country: Soule, Labourd, Lower-Navarre, Société nouvelle d’éditions régionales et de diffusion, Pau, 1979, BnF FRBNF34647711 . Noted "EG" in the text.
Pierre Hourmat, History of Bayonne from its origins to the French Revolution of 1789, Société des Sciences Lettres & Arts de Bayonne, 1986 . Noted "PH" in the text.
Pierre Hourmat Visiting Bayonne, Sud Ouest, 1989 . Noted "PiH" in the text.
Bayonne of the Nive and Adour, François Lafitte Houssat, Alan Sutton, Joué-lès-Tours, 2001, . Noted as "FL" in the text.
The Bayonne Official website. Noted as "M" in the text.
External links
City council website
Communes of Pyrénées-Atlantiques
Subprefectures in France
Labourd
Port cities and towns on the French Atlantic coast
Vauban fortifications in France
Cities in Nouvelle-Aquitaine |
4745 | https://en.wikipedia.org/wiki/Black%20people | Black people | Black is a racialized classification of people, usually a political and skin color-based category for specific populations with a mid- to dark brown complexion. Not all people considered "black" have dark skin; in certain countries, often in socially based systems of racial classification in the Western world, the term "black" is used to describe persons who are perceived as dark-skinned compared to other populations. It is most commonly used for people of sub-Saharan African ancestry, Indigenous Australians and Melanesians, though it has been applied in many contexts to other groups, and is no indicator of any close ancestral relationship whatsoever. Indigenous African societies do not use the term black as a racial identity outside of influences brought by Western cultures.
Contemporary anthropologists and other scientists, while recognizing the reality of biological variation between different human populations, regard the concept of a unified, distinguishable "Black race" as socially constructed. Different societies apply different criteria regarding who is classified "black", and these social constructs have changed over time. In a number of countries, societal variables affect classification as much as skin color, and the social criteria for "blackness" vary. In the United Kingdom, "black" was historically equivalent with "person of color", a general term for non-European peoples. While the term "person of color" is commonly used and accepted in the United States, the near-sounding term "colored person" is considered highly offensive, except in South Africa, where it is a descriptor for a person of mixed race. In other regions such as Australasia, settlers applied the adjective "black” to the indigenous population. It was universally regarded as highly offensive in Australia until the 1960s and 70s. “Black” was generally not used as a noun, but rather as an adjective qualifying some other descriptor (e.g. “black ****”). As desegregation progressed after the 1967 referendum, some Aboriginals adopted the term, following the American fashion, but it remains problematic.
Several American style guides, including the AP Stylebook, changed their guides to capitalize the ‘b’ in ‘black’, following the 2020 murder of George Floyd, an African American. The ASA Style Guide says that the ‘b’ should not be capitalized. Some perceive the term ‘black’ as a derogatory, outdated, reductive or otherwise unrepresentative label, and as a result neither use nor define it, especially in African countries with little to no history of colonial racial segregation.
Africa
Northern Africa
Numerous communities of dark-skinned peoples are present in North Africa, some dating from prehistoric communities. Others descend from migrants via the historical trans-Saharan trade or, after the Arab invasions of North Africa in the 7th century, from slaves from the trans-Saharan slave trade in North Africa.
In the 18th century, the Moroccan Sultan Moulay Ismail "the Warrior King" (1672–1727) raised a corps of 150,000 black soldiers, called his Black Guard.
According to Carlos Moore, resident scholar at Brazil's University of the State of Bahia, in the 21st century Afro-multiracials in the Arab world, including Arabs in North Africa, self-identify in ways that resemble multi-racials in Latin America. He claims that darker-toned Arabs, much like darker-toned Latin Americans, consider themselves white because they have some distant white ancestry.
Egyptian President Anwar Sadat had a mother who was a dark-skinned Nubian Sudanese (Sudanese Arab) woman and a father who was a lighter-skinned Egyptian. In response to an advertisement for an acting position, as a young man he said, "I am not white but I am not exactly black either. My blackness is tending to reddish".
Due to the patriarchal nature of Arab society, Arab men, including during the slave trade in North Africa, enslaved more African women than men. The female slaves were often put to work in domestic service and agriculture. The men interpreted the Quran to permit sexual relations between a male master and his enslaved females outside of marriage (see Ma malakat aymanukum and sex), leading to many mixed-race children. When an enslaved woman became pregnant with her Arab master's child, she was considered as umm walad or "mother of a child", a status that granted her privileged rights. The child was given rights of inheritance to the father's property, so mixed-race children could share in any wealth of the father. Because the society was patrilineal, the children inherited their fathers' social status at birth and were born free.
Some mixed-race children succeeded their respective fathers as rulers, such as Sultan Ahmad al-Mansur, who ruled Morocco from 1578 to 1608. He was not technically considered as a mixed-race child of a slave; his mother was Fulani and a concubine of his father.
In early 1991, non-Arabs of the Zaghawa people of Sudan attested that they were victims of an intensifying Arab apartheid campaign, segregating Arabs and non-Arabs (specifically, people of Nilotic ancestry). Sudanese Arabs, who controlled the government, were widely referred to as practicing apartheid against Sudan's non-Arab citizens. The government was accused of "deftly manipulat(ing) Arab solidarity" to carry out policies of apartheid and ethnic cleansing.
Sudanese Arabs are also black people in that they are culturally and linguistically Arabized indigenous peoples of Sudan of mostly Nilo-Saharans, Nubian, and Cushitic ancestry; their skin tone and appearance resembles that of other black people.
American University economist George Ayittey accused the Arab government of Sudan of practicing acts of racism against black citizens. According to Ayittey, "In Sudan... the Arabs monopolized power and excluded blacks – Arab apartheid." Many African commentators joined Ayittey in accusing Sudan of practicing Arab apartheid.
Sahara
In the Sahara, the native Tuareg Berber populations kept "negro" slaves. Most of these captives were of Nilotic extraction, and were either purchased by the Tuareg nobles from slave markets in the Western Sudan or taken during raids. Their origin is denoted via the Ahaggar Berber word Ibenheren (sing. Ébenher), which alludes to slaves that only spoke a Nilo-Saharan language. These slaves were also sometimes known by the borrowed Songhay term Bella.
Similarly, the Sahrawi indigenous peoples of the Western Sahara observed a class system consisting of high castes and low castes. Outside of these traditional tribal boundaries were "Negro" slaves, who were drawn from the surrounding areas.
North-Eastern Africa
In Ethiopia and Somalia, the slave classes mainly consisted of captured peoples from the Sudanese-Ethiopian and Kenyan-Somali international borders or other surrounding areas of Nilotic and Bantu peoples who were collectively known as Shanqella and Adone (both analogues to "negro" in an English-speaking context). Some of these slaves were captured during territorial conflicts in the Horn of Africa and then sold off to slave merchants. The earliest representation of this tradition dates from a seventh or eighth century BC inscription belonging to the Kingdom of Damat.
These captives and others of analogous morphology were distinguished as tsalim barya (dark-skinned slave) in contrast with the Afroasiatic-speaking nobles or saba qayh ("red men") or light-skinned slave; while on the other hand, western racial category standards do not differentiate between saba qayh ("red men"—light-skinned) or saba tiqur ("black men"—dark-skinned) Horn Africans (of either Afroasiatic-speaking, Nilotic-speaking or Bantu origin) thus considering all of them as "black people" (and in some case "negro") according to Western society's notion of race.
Southern Africa
In South Africa, the period of colonization resulted in many unions and marriages between European and Africans (Bantu peoples of South Africa and Khoisans) from various tribes, resulting in mixed-race children. As the European colonialists acquired control of territory, they generally pushed the mixed-race and African populations into second-class status. During the first half of the 20th century, the white-dominated government classified the population according to four main racial groups: Black, White, Asian (mostly Indian), and Coloured. The Coloured group included people of mixed Bantu, Khoisan, and European ancestry (with some Malay ancestry, especially in the Western Cape). The Coloured definition occupied an intermediary political position between the Black and White definitions in South Africa. It imposed a system of legal racial segregation, a complex of laws known as apartheid.
The apartheid bureaucracy devised complex (and often arbitrary) criteria in the Population Registration Act of 1945 to determine who belonged in which group. Minor officials administered tests to enforce the classifications. When it was unclear from a person's physical appearance whether the individual should be considered Coloured or Black, the "pencil test" was used. A pencil was inserted into a person's hair to determine if the hair was kinky enough to hold the pencil, rather than having it pass through, as it would with smoother hair. If so, the person was classified as Black. Such classifications sometimes divided families.
Sandra Laing is a South African woman who was classified as Coloured by authorities during the apartheid era, due to her skin colour and hair texture, although her parents could prove at least three generations of European ancestors. At age 10, she was expelled from her all-white school. The officials' decisions based on her anomalous appearance disrupted her family and adult life. She was the subject of the 2008 biographical dramatic film Skin, which won numerous awards. During the apartheid era, those classed as "Coloured" were oppressed and discriminated against. But, they had limited rights and overall had slightly better socioeconomic conditions than those classed as "Black". The government required that Blacks and Coloureds live in areas separate from Whites, creating large townships located away from the cities as areas for Blacks.
In the post-apartheid era, the Constitution of South Africa has declared the country to be a "Non-racial democracy". In an effort to redress past injustices, the ANC government has introduced laws in support of affirmative action policies for Blacks; under these they define "Black" people to include "Africans", "Coloureds" and "Asians". Some affirmative action policies favor "Africans" over "Coloureds" in terms of qualifying for certain benefits. Some South Africans categorized as "African Black" say that "Coloureds" did not suffer as much as they did during apartheid. "Coloured" South Africans are known to discuss their dilemma by saying, "we were not white enough under apartheid, and we are not black enough under the ANC (African National Congress)".
In 2008, the High Court in South Africa ruled that Chinese South Africans who were residents during the apartheid era (and their descendants) are to be reclassified as "Black people," solely for the purposes of accessing affirmative action benefits, because they were also "disadvantaged" by racial discrimination. Chinese people who arrived in the country after the end of apartheid do not qualify for such benefits.
Other than by appearance, "Coloureds" can usually be distinguished from "Blacks" by language. Most speak Afrikaans or English as a first language, as opposed to Bantu languages such as Zulu or Xhosa. They also tend to have more European-sounding names than Bantu names.
Asia
Afro-Asians
"Afro-Asians" or "African-Asians" are persons of mixed sub-Saharan African and Asian ancestry. In the United States, they are also called "black Asians" or "Blasians". Historically, Afro-Asian populations have been marginalized as a result of human migration and social conflict.
Western Asia
Arab world
Historians estimate that between the advent of Islam in 650 CE and the abolition of slavery in the Arabian Peninsula in the mid-20th century, 10 to 18 million black Africans (known as the Zanj) were enslaved by east African slave traders and transported to the Arabian Peninsula and neighboring countries. This number far exceeded the number of slaves who were taken to the Americas. Several factors affected the visibility of descendants of this diaspora in 21st-century Arab societies: The traders shipped more female slaves than males, as there was a demand for them to serve as concubines in harems in the Arabian Peninsula and neighboring countries. Male slaves were castrated in order to serve as harem guards. The death toll of black African slaves from forced labor was high. The mixed-race children of female slaves and Arab owners were assimilated into the Arab owners' families under the patrilineal kinship system. As a result, few distinctive Afro-Arab communities have survived in the Arabian Peninsula and neighboring countries.
Distinctive and self-identified black communities have been reported in countries such as Iraq, with a reported 1.2 million black people (Afro-Iraqis), and they attest to a history of discrimination. These descendants of the Zanj have sought minority status from the government, which would reserve some seats in Parliament for representatives of their population. According to Alamin M. Mazrui et al., generally in the Arabian Peninsula and neighboring countries, most of these communities identify as both black and Arab.
Iran
Afro-Iranians are people of black African ancestry residing in Iran. During the Qajar dynasty, many wealthy households imported black African women and children as slaves to perform domestic work. This slave labor was drawn exclusively from the Zanj, who were Bantu-speaking peoples that lived along the African Great Lakes, in an area roughly comprising modern-day Tanzania, Mozambique and Malawi.
Israel
About 150,000 East African and black people live in Israel, amounting to just over 2% of the nation's population. The vast majority of these, some 120,000, are Beta Israel, most of whom are recent immigrants who came during the 1980s and 1990s from Ethiopia. In addition, Israel is home to more than 5,000 members of the African Hebrew Israelites of Jerusalem movement that are ancestry of African Americans who emigrated to Israel in the 20th century, and who reside mainly in a distinct neighborhood in the Negev town of Dimona. Unknown numbers of black converts to Judaism reside in Israel, most of them converts from the United Kingdom, Canada, and the United States.
Additionally, there are around 60,000 non-Jewish African immigrants in Israel, some of whom have sought asylum. Most of the migrants are from communities in Sudan and Eritrea, particularly the Niger-Congo-speaking Nuba groups of the southern Nuba Mountains; some are illegal immigrants.
Turkey
Beginning several centuries ago, during the period of the Ottoman Empire, tens of thousands of Zanj captives were brought by slave traders to plantations and agricultural areas situated between Antalya and Istanbul, which gave rise to the Afro-Turk population in present-day Turkey. Some of their ancestry remained in situ, and many migrated to larger cities and towns. Other black slaves were transported to Crete, from where they or their descendants later reached the İzmir area through the population exchange between Greece and Turkey in 1923, or indirectly from Ayvalık in pursuit of work.
Apart from the historical Afro-Turk presence Turkey also hosts a sizeable immigrant black population since the end of the 1990s. The community is composed mostly of modern immigrants from Ghana, Ethiopia, DRC, Sudan, Nigeria, Kenya, Eritrea, Somalia and Senegal. According to official figures 1.5 million Africans live in Turkey and around 25% of them are located in Istanbul. Other studies state the majority of Africans in Turkey lives in Istanbul and report Tarlabaşı, Dolapdere, Kumkapı, Yenikapı and Kurtuluş as having a strong African presence.
Most of the African immigrants in Turkey come to Turkey to further migrate to Europe. Immigrants from Eastern Africa are usually refugees, meanwhile Western and Central African immigration is reported to be economically driven. It is reported that African immigrants in Turkey regularly face economic and social challenges, notably racism and opposition to immigration by locals.
Southern Asia
The Siddi are an ethnic group inhabiting India and Pakistan. Members are descended from the Bantu peoples of Southeast Africa. Some were merchants, sailors, indentured servants, slaves or mercenaries. The Siddi population is currently estimated at 270,000–350,000 individuals, living mostly in Karnataka, Gujarat, and Hyderabad in India and Makran and Karachi in Pakistan. In the Makran strip of the Sindh and Balochistan provinces in southwestern Pakistan, these Bantu descendants are known as the Makrani. There was a brief "Black Power" movement in Sindh in the 1960s and many Siddi are proud of and celebrate their African ancestry.
Southeastern Asia
Negritos, are a collection of various, often unrelated peoples, who were once considered a single distinct population of closely related groups, but genetic studies showed that they descended from the same ancient East Eurasian meta-population which gave rise to modern East Asian peoples, and consist of several separate groups, as well as displaying genetic heterogeneity. They inhabit isolated parts of Southeast Asia, and are now confined primarily to Southern Thailand, the Malay Peninsula, and the Andaman Islands of India.
Negrito means "little black people" in Spanish (negrito is the Spanish diminutive of negro, i.e., "little black person"); it is what the Spaniards called the aborigines that they encountered in the Philippines. The term Negrito itself has come under criticism in countries like Malaysia, where it is now interchangeable with the more acceptable Semang, although this term actually refers to a specific group.
They have dark skin, often curly-hair and Asiatic facial characteristics, and are stockily built.
Negritos in the Philippines frequently face discrimination. Because of their traditional hunter-gatherer lifestyle, they are marginalized and live in poverty, unable to find employment.
Europe
Western Europe
France
While census collection of ethnic background is illegal in France, it is estimated that there are about 2.5 – 5 million black people residing there.
Germany
As of 2020, there are approximately one million black people living in Germany.
Netherlands
Afro-Dutch are residents of the Netherlands who are of Black African or Afro-Caribbean ancestry. They tend to be from the former and present Dutch overseas territories of Aruba, Bonaire, Curaçao, Sint Maarten and Suriname. The Netherlands also has sizable Cape Verdean and other African communities.
Portugal
As of 2021, there were at least 232,000 people of recent Black-African immigrant background living in Portugal. They mainly live in the regions of Lisbon, Porto, Coimbra. As Portugal doesn't collect information dealing with ethnicity, the estimate includes only people that, as of 2021, hold the citizenship of a Sub Saharan African country or people who have acquired Portuguese citizenship from 2008 to 2021, thus excluding descendants, people of more distant African ancestry or people who have settled in Portugal generations ago and are now Portuguese citizens.
Spain
The term "Moors" has been used in Europe in a broader, somewhat derogatory sense to refer to Muslims, especially those of Arab or Berber ancestry, whether living in North Africa or Iberia. Moors were not a distinct or self-defined people. Medieval and early modern Europeans applied the name to Muslim Arabs, Berbers, Sub-Saharan Africans and Europeans alike.
Isidore of Seville, writing in the 7th century, claimed that the Latin word Maurus was derived from the Greek mauron, μαύρον, which is the Greek word for "black". Indeed, by the time Isidore of Seville came to write his Etymologies, the word Maurus or "Moor" had become an adjective in Latin, "for the Greeks call black, mauron". "In Isidore's day, Moors were black by definition..."
Afro-Spaniards are Spanish nationals of West/Central African ancestry. Today, they mainly come from Cameroon, Equatorial Guinea, Ghana, Gambia, Mali, Nigeria and Senegal. Additionally, many Afro-Spaniards born in Spain are from the former Spanish colony Equatorial Guinea. Today, there are an estimated 683,000 Afro-Spaniards in Spain.
United Kingdom
According to the Office for National Statistics, at the 2001 census there were more than a million black people in the United Kingdom; 1% of the total population described themselves as "Black Caribbean", 0.8% as "Black African", and 0.2% as "Black other". Britain encouraged the immigration of workers from the Caribbean after World War II; the first symbolic movement was of those who came on the ship the Empire Windrush and, hence, those who migrated between 1948 and 1970 are known as the Windrush generation. The preferred official umbrella term is "black, Asian and minority ethnic" (BAME), but sometimes the term "black" is used on its own, to express unified opposition to racism, as in the Southall Black Sisters, which started with a mainly British Asian constituency, and the National Black Police Association, which has a membership of "African, African-Caribbean and Asian origin".
Eastern Europe
As African states became independent in the 1960s, the Soviet Union offered many of their citizens the chance to study in Russia. Over a period of 40 years, about 400,000 African students from various countries moved to Russia to pursue higher studies, including many black Africans. This extended beyond the Soviet Union to many countries of the Eastern bloc.
Balkans
Due to the slave trade in the Ottoman Empire that had flourished in the Balkans, the coastal town of Ulcinj in Montenegro had its own black community. In 1878, that community consisted of about 100 people.
Oceania
Indigenous Australians
Indigenous Australians have been referred to as "black people" in Australia since the early days of European settlement. While originally related to skin colour, the term is used today to indicate Aboriginal or Torres Strait Islander ancestry in general and can refer to people of any skin pigmentation.
Being identified as either "black" or "white" in Australia during the 19th and early 20th centuries was critical in one's employment and social prospects. Various state-based Aboriginal Protection Boards were established which had virtually complete control over the lives of Indigenous Australians – where they lived, their employment, marriage, education and included the power to separate children from their parents. Aborigines were not allowed to vote and were often confined to reserves and forced into low paid or effectively slave labour. The social position of mixed-race or "half-caste" individuals varied over time. A 1913 report by Baldwin Spencer states that:
After the First World War, however, it became apparent that the number of mixed-race people was growing at a faster rate than the white population, and, by 1930, fear of the "half-caste menace" undermining the White Australia ideal from within was being taken as a serious concern. Cecil Cook, the Northern Territory Protector of Natives, noted that:
The official policy became one of biological and cultural assimilation: "Eliminate the full-blood and permit the white admixture to half-castes and eventually the race will become white". This led to different treatment for "black" and "half-caste" individuals, with lighter-skinned individuals targeted for removal from their families to be raised as "white" people and prohibited from speaking their native language and practicing traditional customs, a process now known as the Stolen Generation.
The second half of the 20th century to the present has seen a gradual shift towards improved human rights for Aboriginal people. In a 1967 referendum, more than 90% of the Australian population voted to end constitutional discrimination and to include Aborigines in the national census. During this period, many Aboriginal activists began to embrace the term "black" and use their ancestry as a source of pride. Activist Bob Maza said:
In 1978, Aboriginal writer Kevin Gilbert received the National Book Council award for his book Living Black: Blacks Talk to Kevin Gilbert, a collection of Aboriginal people's stories, and in 1998 was awarded (but refused to accept) the Human Rights Award for Literature for Inside Black Australia, a poetry anthology and exhibition of Aboriginal photography. In contrast to previous definitions based solely on the degree of Aboriginal ancestry, the Government changed the legal definition of Aboriginal in 1990 to include any:
This nationwide acceptance and recognition of Aboriginal people led to a significant increase in the number of people self-identifying as Aboriginal or Torres Strait Islander. The reappropriation of the term "black" with a positive and more inclusive meaning has resulted in its widespread use in mainstream Australian culture, including public media outlets, government agencies, and private companies. In 2012, a number of high-profile cases highlighted the legal and community attitude that identifying as Aboriginal or Torres Strait Islander is not dependent on skin color, with a well-known boxer Anthony Mundine being widely criticized for questioning the "blackness" of another boxer and journalist Andrew Bolt being successfully sued for publishing discriminatory comments about Aboriginals with light skin.
Melanesians
The region of Melanesia is named from Greek , black, and , island, etymologically meaning "islands of black [people]", in reference to the dark skin of the indigenous peoples. Early European settlers, such as Spanish explorer Yñigo Ortiz de Retez, noted the resemblance of the people to those in Africa.
Melanesians, along with other Pacific Islanders, were frequently deceived or coerced during the 19th and 20th centuries into forced labour for sugarcane, cotton, and coffee planters in countries distant to their native lands in a practice known as blackbirding. In Queensland, some 55,000 to 62,500 were brought from the New Hebrides, the Solomon Islands, and New Guinea to work in sugarcane fields. Under the Pacific Island Labourers Act 1901, most islanders working in Queensland were repatriated back to their homelands.
Those who remained in Australia, commonly called South Sea Islanders, often faced discrimination similarly to Indigenous Australians by white-dominated society. Many indigenous rights activists have South Sea Islander ancestry, including Faith Bandler, Evelyn Scott and Bonita Mabo.
Many Melanesians have taken up the term 'Melanesia' as a way to empower themselves as a collective people. Stephanie Lawson writes that the term "moved from a term of denigration to one of affirmation, providing a positive basis for contemporary subregional identity as well as a formal organisation". For instance, the term is used in the Melanesian Spearhead Group, which seeks to promote economic growth among Melanesian countries.
Other
John Caesar, nicknamed "Black Caesar", a convict and bushranger with parents born in an unknown area in Africa, was one of the first people of recent black African ancestry to arrive in Australia.
At the 2006 Census, 248,605 residents declared that they were born in Africa. This figure pertains to all immigrants to Australia who were born in nations in Africa regardless of race, and includes white Africans.
North America
Canada
"Black Canadians" is a designation used for people of black African ancestry who are citizens or permanent residents of Canada. The majority of black Canadians are of Caribbean origin, though the population also consists of African American immigrants and their descendants (including black Nova Scotians), as well as many African immigrants.
Black Canadians often draw a distinction between those of Afro-Caribbean ancestry and those of other African roots. The term African Canadian is occasionally used by some black Canadians who trace their heritage to the first slaves brought by British and French colonists to the North American mainland. Promised freedom by the British during the American Revolutionary War, thousands of Black Loyalists were resettled by the Crown in Canada afterward, such as Thomas Peters. In addition, an estimated ten to thirty thousand fugitive slaves reached freedom in Canada from the Southern United States during the Antebellum years, aided by people along the Underground Railroad.
Many black people of Caribbean origin in Canada reject the term "African Canadian" as an elision of the uniquely Caribbean aspects of their heritage, and instead identify as Caribbean Canadian. Unlike in the United States, where "African American" has become a widely used term, in Canada controversies associated with distinguishing African or Caribbean heritage have resulted in the term "black Canadian" being widely accepted there.
United States
There were eight principal areas used by Europeans to buy and ship slaves to the Western Hemisphere. The number of enslaved people sold to the New World varied throughout the slave trade. As for the distribution of slaves from regions of activity, certain areas produced far more enslaved people than others. Between 1650 and 1900, 10.24 million enslaved West Africans arrived in the Americas from the following regions in the following proportions:
Senegambia (Senegal and The Gambia): 4.8%
Upper Guinea (Guinea-Bissau, Guinea and Sierra Leone): 4.1%
Windward Coast (Liberia and Ivory Coast): 1.8%
Gold Coast (Ghana and east of Ivory Coast): 10.4%
Bight of Benin (Togo, Benin and Nigeria west of the Niger Delta): 20.2%
Bight of Biafra (Nigeria east of the Niger Delta, Cameroon, Equatorial Guinea and Gabon): 14.6%
West Central Africa (Republic of the Congo, Democratic Republic of the Congo and Angola): 39.4%
Southeastern Africa (Mozambique and Madagascar): 4.7%
By the early 1900s, nigger had become a pejorative word in the United States. In its stead, the term colored became the mainstream alternative to negro and its derived terms. After the American Civil Rights Movement, the terms colored and negro gave way to "black". Negro had superseded colored as the most polite word for African Americans at a time when black was considered more offensive. This term was accepted as normal, including by people classified as Negroes, until the later Civil Rights movement in the late 1960s. One well-known example is the use by Dr. Rev. Martin Luther King Jr. of "Negro" in his famous speech of 1963, I Have a Dream. During the American civil rights movement of the 1950s and 1960s, some African-American leaders in the United States, notably Malcolm X, objected to the word Negro because they associated it with the long history of slavery, segregation, and discrimination that treated African Americans as second-class citizens, or worse. Malcolm X preferred Black to Negro, but later gradually abandoned that as well for Afro-American after leaving the Nation of Islam.
Since the late 1960s, various other terms for African Americans have been more widespread in popular usage. Aside from black American, these include Afro-American (in use from the late 1960s to 1990) and African American (used in the United States to refer to Black Americans, people often referred to in the past as American Negroes).
In the first 200 years that black people were in the United States, they primarily identified themselves by their specific ethnic group (closely allied to language) and not by skin color. Individuals identified themselves, for example, as Ashanti, Igbo, Bakongo, or Wolof. However, when the first captives were brought to the Americas, they were often combined with other groups from West Africa, and individual ethnic affiliations were not generally acknowledged by English colonists. In areas of the Upper South, different ethnic groups were brought together. This is significant as the captives came from a vast geographic region: the West African coastline stretching from Senegal to Angola and in some cases from the south-east coast such as Mozambique. A new African-American identity and culture was born that incorporated elements of the various ethnic groups and of European cultural heritage, resulting in fusions such as the Black church and African-American English. This new identity was based on provenance and slave status rather than membership in any one ethnic group.
By contrast, slave records from Louisiana show that the French and Spanish colonists recorded more complete identities of the West Africans, including ethnicities and given tribal names.
The U.S. racial or ethnic classification "black" refers to people with all possible kinds of skin pigmentation, from the darkest through to the very lightest skin colors, including albinos, if they are believed by others to have African ancestry (in any discernible percentage). There are also certain cultural traits associated with being "African American", a term used effectively as a synonym for "black person" within the United States.
In March 1807, Great Britain, which largely controlled the Atlantic, declared the transatlantic slave trade illegal, as did the United States. (The latter prohibition took effect 1 January 1808, the earliest date on which Congress had the power to do so after protecting the slave trade under Article I, Section 9 of the United States Constitution.)
By that time, the majority of black people in the United States were native-born, so the use of the term "African" became problematic. Though initially a source of pride, many blacks feared that the use of African as an identity would be a hindrance to their fight for full citizenship in the United States. They also felt that it would give ammunition to those who were advocating repatriating black people back to Africa. In 1835, black leaders called upon Black Americans to remove the title of "African" from their institutions and replace it with "Negro" or "Colored American". A few institutions chose to keep their historic names, such as the African Methodist Episcopal Church. African Americans popularly used the terms "Negro" or "colored" for themselves until the late 1960s.
The term black was used throughout but not frequently since it carried a certain stigma. In his 1963 "I Have a Dream" speech, Martin Luther King Jr. uses the terms negro fifteen times and black four times. Each time that he uses black, it is in parallel construction with white; for example, "black men and white men".
With the successes of the American Civil Rights Movement, a new term was needed to break from the past and help shed the reminders of legalized discrimination. In place of Negro, activists promoted the use of black as standing for racial pride, militancy, and power. Some of the turning points included the use of the term "Black Power" by Kwame Ture (Stokely Carmichael) and the popular singer James Brown's song "Say It Loud – I'm Black and I'm Proud".
In 1988, the civil rights leader Jesse Jackson urged Americans to use instead the term "African American" because it had a historical cultural base and was a construction similar to terms used by European descendants, such as German American, Italian American, etc. Since then, African American and black have often had parallel status. However, controversy continues over which, if any, of the two terms is more appropriate. Maulana Karenga argues that the term African-American is more appropriate because it accurately articulates their geographical and historical origin. Others have argued that "black" is a better term because "African" suggests foreignness, although black Americans helped found the United States. Still others believe that the term "black" is inaccurate because African Americans have a variety of skin tones. Some surveys suggest that the majority of Black Americans have no preference for "African American" or "black", although they have a slight preference for "black" in personal settings and "African American" in more formal settings.
In the U.S. census race definitions, black and African Americans are citizens and residents of the United States with origins in the black racial groups of Africa. According to the Office of Management and Budget, the grouping includes individuals who self-identify as African American, as well as persons who emigrated from nations in the Caribbean and sub-Saharan Africa. The grouping is thus based on geography, and may contradict or misrepresent an individual's self-identification, since not all immigrants from sub-Saharan Africa are "black". The Census Bureau also notes that these classifications are socio-political constructs and should not be interpreted as scientific or anthropological.
According to U.S. Census Bureau data, African immigrants generally do not self-identify as African American. The overwhelming majority of African immigrants identify instead with their own respective ethnicities (~95%). Immigrants from some Caribbean, Central American and South American nations and their descendants may or may not also self-identify with the term.
Recent surveys of African Americans using a genetic testing service have found varied ancestries that show different tendencies by region and sex of ancestors. These studies found that on average, African Americans have 73.2–80.9% West African, 18–24% European, and 0.8–0.9% Native American genetic heritage, with large variation between individuals.
According to studies in the Journal of Personality and Social Psychology, U.S. residents consistently overestimate the size, physical strength, and formidability of young black men.
One-drop rule
From the late 19th century, the South used a colloquial term, the one-drop rule, to classify as black a person of any known African ancestry. This practice of hypodescent was not put into law until the early 20th century. Legally, the definition varied from state to state. Racial definition was more flexible in the 18th and 19th centuries before the American Civil War. For instance, President Thomas Jefferson held in slavery persons who were legally white (less than 25% black) according to Virginia law at the time, but, because they were born to slave mothers, they were born into slavery, according to the principle of partus sequitur ventrem, which Virginia adopted into law in 1662.
Outside of the United States, some other countries have adopted the one-drop rule, but the definition of who is black and the extent to which the one-drop "rule" applies varies greatly from country to country.
The one-drop rule may have originated as a means of increasing the number of black slaves and was maintained as an attempt to keep the white race "pure". One of the results of the one-drop rule was the uniting of the African-American community. Some of the most prominent abolitionists and civil-rights activists of the 19th century were multiracial, such as Frederick Douglass, Robert Purvis and James Mercer Langston. They advocated equality for all.
Blackness
The concept of blackness in the United States has been described as the degree to which one associates themselves with mainstream African-American culture, politics, and values. To a certain extent, this concept is not so much about race but more about political orientation, culture and behavior. Blackness can be contrasted with "acting white", where black Americans are said to behave with assumed characteristics of stereotypical white Americans with regard to fashion, dialect, taste in music, and possibly, from the perspective of a significant number of black youth, academic achievement.
Due to the often political and cultural contours of blackness in the United States, the notion of blackness can also be extended to non-black people. Toni Morrison once described Bill Clinton as the first black President of the United States, because, as she put it, he displayed "almost every trope of blackness". Clinton welcomed the label.
The question of blackness also arose in the Democrat Barack Obama's 2008 presidential campaign. Commentators questioned whether Obama, who was elected the first president with black ancestry, was "black enough", contending that his background is not typical because his mother was a white American and his father was a black student visitor from Kenya. Obama chose to identify as black and African American.
Mexico
The 2015 preliminary survey to the 2020 census allowed Afro-Mexicans to self-identify for the first time in Mexico and recorded a total of 1.4 million (1.2% of the total Mexican population). The majority of Afro-Mexicans live in the Costa Chica of Guerrero region.
Caribbean
Dominican Republic
The first Afro-Dominican slaves were shipped to the Dominican Republic by Spanish conquistadors during the Transatlantic slave trade.
Puerto Rico
Spanish conquistadors shipped slaves from West Africa to Puerto Rico. Afro-Puerto Ricans in part trace ancestry to this colonization of the island.
South America
Approximately 12 million people were shipped from Africa to the Americas during the Atlantic slave trade from 1492 to 1888. Of these, 11.5 million of those shipped to South America and the Caribbean. Brazil was the largest importer in the Americas, with 5.5 million African slaves imported, followed by the British Caribbean with 2.76 million, the Spanish Caribbean and Spanish Mainland with 1.59 million Africans, and the French Caribbean with 1.32 million. Today their descendants number approximately 150 million in South America and the Caribbean. In addition to skin color, other physical characteristics such as facial features and hair texture are often variously used in classifying peoples as black in South America and the Caribbean. In South America and the Caribbean, classification as black is also closely tied to social status and socioeconomic variables, especially in light of social conceptions of "blanqueamiento" (racial whitening) and related concepts.
Brazil
The concept of race in Brazil is complex. A Brazilian child was never automatically identified with the racial type of one or both of their parents, nor were there only two categories to choose from. Between an individual of unmixed West African ancestry and a very light mulatto individual, more than a dozen racial categories were acknowledged, based on various combinations of hair color, hair texture, eye color, and skin color. These types grade into each other like the colors of the spectrum, and no one category stands significantly isolated from the rest. In Brazil, people are classified by appearance, not heredity.
Scholars disagree over the effects of social status on racial classifications in Brazil. It is generally believed that achieving upward mobility and education results in individuals being classified as a category of lighter skin. The popular claim is that in Brazil, poor whites are considered black and wealthy blacks are considered white. Some scholars disagree, arguing that "whitening" of one's social status may be open to people of mixed race, a large part of the population known as pardo, but a person perceived as preto (black) will continue to be classified as black regardless of wealth or social status.
Statistics
From the years 1500 to 1850, an estimated 3.5 million captives were forcibly shipped from West/Central Africa to Brazil. The territory received the highest number of slaves of any country in the Americas. Scholars estimate that more than half of the Brazilian population is at least in part descended from these individuals. Brazil has the largest population of Afro-ancestry outside Africa. In contrast to the US, during the slavery period and after, the Portuguese colonial government in Brazil and the later Brazilian government did not pass formal anti-miscegenation or segregation laws. As in other Latin American countries, intermarriage was prevalent during the colonial period and continued afterward. In addition, people of mixed race (pardo) often tended to marry white spouses, and their descendants became accepted as white. As a result, some of the European descended population also has West African or Amerindian blood. According to the last census of the 20th century, in which Brazilians could choose from five color/ethnic categories with which they identified, 54% of individuals identified as white, 6.2% identified as black, and 39.5% identified as pardo (brown)—a broad multi-racial category, including tri-racial persons.
In the 19th century, a philosophy of racial whitening emerged in Brazil, related to the assimilation of mixed-race people into the white population through intermarriage. Until recently the government did not keep data on race. However, statisticians estimate that in 1835, roughly 50% of the population was preto (black; most were enslaved), a further 20% was pardo (brown), and 25% white, with the remainder Amerindian. Some classified as pardo were tri-racial.
By the 2000 census, demographic changes including the end to slavery, immigration from Europe and Asia, assimilation of multiracial persons, and other factors resulted in a population in which 6.2% of the population identified as black, 40% as pardo, and 55% as white. Essentially most of the black population was absorbed into the multi-racial category by intermixing. A 2007 genetic study found that at least 29% of the middle-class, white Brazilian population had some recent (since 1822 and the end of the colonial period) African ancestry.
Race relations in Brazil
According to the 2010 census, 6.7% of Brazilians said they were black, compared with 6.2% in 2000, and 43.1% said they were racially mixed, up from 38.5%. In 2010, Elio Ferreira de Araujo, Brazil's minister for racial equality, attributed the increases to growing pride among his country's black and indigenous communities.
The philosophy of the racial democracy in Brazil has drawn some criticism, based on economic issues. Brazil has one of the largest gaps in income distribution in the world. The richest 10% of the population earn 28 times the average income of the bottom 40%. The richest 10 percent is almost exclusively white or predominantly European in ancestry. One-third of the population lives under the poverty line, with blacks and other people of color accounting for 70 percent of the poor.
In 2015 United States, African Americans, including multiracial people, earned 76.8% as much as white people. By contrast, black and mixed race Brazilians earned on average 58% as much as whites in 2014. The gap in income between blacks and other non-whites is relatively small compared to the large gap between whites and all people of color. Other social factors, such as illiteracy and education levels, show the same patterns of disadvantage for people of color.
Some commentators observe that the United States practice of segregation and white supremacy in the South, and discrimination in many areas outside that region, forced many African Americans to unite in the civil rights struggle, whereas the fluid nature of race in Brazil has divided individuals of African ancestry between those with more or less ancestry and helped sustain an image of the country as an example of post-colonial harmony. This has hindered the development of a common identity among black Brazilians.
Though Brazilians of at least partial African heritage make up a large percentage of the population, few blacks have been elected as politicians. The city of Salvador, Bahia, for instance, is 80% people of color, but voters have not elected a mayor of color.
Patterns of discrimination against non-whites have led some academic and other activists to advocate for use of the Portuguese term negro to encompass all African-descended people, in order to stimulate a "black" consciousness and identity.
Colombia
Afro-Colombians are the third-largest African diaspora population in Latin America after Afro-Brazilians and Afro-Haitians.
Venezuela
Most black Venezuelans descend from people brought as slaves to Venezuela directly from Africa during colonization; others have been descendants of immigrants from the Antilles and Colombia. Many blacks were part of the independence movement, and several managed to be heroes. There is a deep-rooted heritage of African culture in Venezuelan culture, as demonstrated in many traditional Venezuelan music and dances, such as the Tambor, a musical genre inherited from black members of the colony, or the Llanera music or the Gaita zuliana that both are a fusion of all the three major peoples that contribute to the cultural heritage. Also, black inheritance is present in the country's gastronomy.
There are entire communities of blacks in the Barlovento zone, as well as part of the Bolívar state and in other small towns; they also live peaceably among the general population in the rest of Venezuela. Currently, blacks represent a plurality of the Venezuelan population, although many are actually mixed people.
See also
African diaspora
Afrophobia
Black elite
Black supremacy
Black women
Lists of black people
Mulatto
Negrito
San Basilio de Palenque – the first free African town in the Americas
Scientific racism
Zambo
References
External links
Black (human racial classification)
Indigenous peoples of Oceania
Latin American caste system
People of African descent
Person of color |
4746 | https://en.wikipedia.org/wiki/Plague%20%28disease%29 | Plague (disease) | Plague is an infectious disease caused by the bacterium Yersinia pestis. Symptoms include fever, weakness and headache. Usually this begins one to seven days after exposure. There are three forms of plague, each affecting a different part of the body and causing associated symptoms. Pneumonic plague infects the lungs, causing shortness of breath, coughing and chest pain; bubonic plague affects the lymph nodes, making them swell; and septicemic plague infects the blood and can cause tissues to turn black and die.
The bubonic and septicemic forms are generally spread by flea bites or handling an infected animal, whereas pneumonic plague is generally spread between people through the air via infectious droplets. Diagnosis is typically by finding the bacterium in fluid from a lymph node, blood or sputum.
Those at high risk may be vaccinated. Those exposed to a case of pneumonic plague may be treated with preventive medication. If infected, treatment is with antibiotics and supportive care. Typically antibiotics include a combination of gentamicin and a fluoroquinolone. The risk of death with treatment is about 10% while without it is about 70%.
Globally, about 600 cases are reported a year. In 2017, the countries with the most cases include the Democratic Republic of the Congo, Madagascar and Peru. In the United States, infections occasionally occur in rural areas, where the bacteria are believed to circulate among rodents. It has historically occurred in large outbreaks, with the best known being the Black Death in the 14th century, which resulted in more than 50 million deaths in Europe.
Signs and symptoms
There are several different clinical manifestations of plague. The most common form is bubonic plague, followed by septicemic and pneumonic plague. Other clinical manifestations include plague meningitis, plague pharyngitis, and ocular plague. General symptoms of plague include fever, chills, headaches, and nausea. Many people experience swelling in their lymph nodes if they have bubonic plague. For those with pneumonic plague, symptoms may (or may not) include a cough, pain in the chest, and haemoptysis.
Bubonic plague
When a flea bites a human and contaminates the wound with regurgitated blood, the plague-causing bacteria are passed into the tissue. Y. pestis can reproduce inside cells, so even if phagocytosed, they can still survive. Once in the body, the bacteria can enter the lymphatic system, which drains interstitial fluid. Plague bacteria secrete several toxins, one of which is known to cause beta-adrenergic blockade.
Y. pestis spreads through the lymphatic vessels of the infected human until it reaches a lymph node, where it causes acute lymphadenitis. The swollen lymph nodes form the characteristic buboes associated with the disease, and autopsies of these buboes have revealed them to be mostly hemorrhagic or necrotic.
If the lymph node is overwhelmed, the infection can pass into the bloodstream, causing secondary septicemic plague and if the lungs are seeded, it can cause secondary pneumonic plague.
Septicemic plague
Lymphatics ultimately drain into the bloodstream, so the plague bacteria may enter the blood and travel to almost any part of the body. In septicemic plague, bacterial endotoxins cause disseminated intravascular coagulation (DIC), causing tiny clots throughout the body and possibly ischemic necrosis (tissue death due to lack of circulation/perfusion to that tissue) from the clots. DIC results in depletion of the body's clotting resources so that it can no longer control bleeding. Consequently, there is bleeding into the skin and other organs, which can cause red and/or black patchy rash and hemoptysis/hematemesis (coughing up/ vomiting of blood). There are bumps on the skin that look somewhat like insect bites; these are usually red, and sometimes white in the centre. Untreated, the septicemic plague is usually fatal. Early treatment with antibiotics reduces the mortality rate to between 4 and 15 per cent.
Pneumonic plague
The pneumonic form of plague arises from infection of the lungs. It causes coughing and thereby produces airborne droplets that contain bacterial cells and are likely to infect anyone inhaling them. The incubation period for pneumonic plague is short, usually two to four days, but sometimes just a few hours. The initial signs are indistinguishable from several other respiratory illnesses; they include headache, weakness, and spitting or vomiting of blood. The course of the disease is rapid; unless diagnosed and treated soon enough, typically within a few hours, death may follow in one to six days; in untreated cases, mortality is nearly 100%.
Cause
Transmission of Y. pestis to an uninfected individual is possible by any of the following means:
droplet contact – coughing or sneezing on another person
Direct physical contact;– touching an infected person, including sexual contact
indirect contact – usually by touching soil contamination or a contaminated surface
airborne transmission – if the microorganism can remain in the air for long periods
fecal-oral transmission – usually from contaminated food or water sources
vector borne transmission – carried by insects or other animals.
Yersinia pestis circulates in animal reservoirs, particularly in rodents, in the natural foci of infection found on all continents except Australia. The natural foci of plague are situated in a broad belt in the tropical and sub-tropical latitudes and the warmer parts of the temperate latitudes around the globe, between the parallels 55° N and 40° S.
Contrary to popular belief, rats did not directly start the spread of the bubonic plague. It is mainly a disease in the fleas (Xenopsylla cheopis) that infested the rats, making the rats themselves the first victims of the plague. Rodent-borne infection in a human occurs when a person is bitten by a flea that has been infected by biting a rodent that itself has been infected by the bite of a flea carrying the disease. The bacteria multiply inside the flea, sticking together to form a plug that blocks its stomach and causes it to starve. The flea then bites a host and continues to feed, even though it cannot quell its hunger, and consequently, the flea vomits blood tainted with the bacteria back into the bite wound. The bubonic plague bacterium then infects a new person and the flea eventually dies from starvation. Serious outbreaks of plague are usually started by other disease outbreaks in rodents or a rise in the rodent population.
A 21st-century study of a 1665 outbreak of plague in the village of Eyam in England's Derbyshire Dales – which isolated itself during the outbreak, facilitating modern study – found that three-quarters of cases are likely to have been due to human-to-human transmission, especially within families, a much bigger proportion than previously thought.
Diagnosis
Symptoms of plague are usually non-specific and to definitively diagnose plague, laboratory testing is required. Y. pestis can be identified through both a microscope and by culturing a sample and this is used as a reference standard to confirm that a person has a case of plague. The sample can be obtained from the blood, mucus (sputum), or aspirate extracted from inflamed lymph nodes (buboes). If a person is administered antibiotics before a sample is taken or if there is a delay in transporting the person's sample to a laboratory and/or a poorly stored sample, there is a possibility for false negative results.
Polymerase chain reaction (PCR) may also be used to diagnose plague, by detecting the presence of bacterial genes such as the pla gene (plasmogen activator) and caf1 gene, (F1 capsule antigen). PCR testing requires a very small sample and is effective for both alive and dead bacteria. For this reason, if a person receives antibiotics before a sample is collected for laboratory testing, they may have a false negative culture and a positive PCR result.
Blood tests to detect antibodies against Y. pestis can also be used to diagnose plague, however, this requires taking blood samples at different periods to detect differences between the acute and convalescent phases of F1 antibody titres.
In 2020, a study about rapid diagnostic tests that detect the F1 capsule antigen (F1RDT) by sampling sputum or bubo aspirate was released. Results show rapid diagnostic F1RDT test can be used for people who have suspected pneumonic and bubonic plague but cannot be used in asymptomatic people. F1RDT may be useful in providing a fast result for prompt treatment and fast public health response as studies suggest that F1RDT is highly sensitive for both pneumonic and bubonic plague. However, when using the rapid test, both positive and negative results need to be confirmed to establish or reject the diagnosis of a confirmed case of plague and the test result needs to be interpreted within the epidemiological context as study findings indicate that although 40 out of 40 people who had the plague in a population of 1000 were correctly diagnosed, 317 people were diagnosed falsely as positive.
Prevention
Vaccination
Bacteriologist Waldemar Haffkine developed the first plague vaccine in 1897. He conducted a massive inoculation program in British India, and it is estimated that 26 million doses of Haffkine's anti-plague vaccine were sent out from Bombay between 1897 and 1925, reducing the plague mortality by 50–85%.
Since human plague is rare in most parts of the world as of 2023, routine vaccination is not needed other than for those at particularly high risk of exposure, nor for people living in areas with enzootic plague, meaning it occurs at regular, predictable rates in populations and specific areas, such as the western United States. It is not even indicated for most travellers to countries with known recent reported cases, particularly if their travel is limited to urban areas with modern hotels. The United States CDC thus only recommends vaccination for (1) all laboratory and field personnel who are working with Y. pestis organisms resistant to antimicrobials: (2) people engaged in aerosol experiments with Y. pestis; and (3) people engaged in field operations in areas with enzootic plague where preventing exposure is not possible (such as some disaster areas). A systematic review by the Cochrane Collaboration found no studies of sufficient quality to make any statement on the efficacy of the vaccine.
Early diagnosis
Diagnosing plague early leads to a decrease in transmission or spread of the disease.
Prophylaxis
Pre-exposure prophylaxis for first responders and health care providers who will care for patients with pneumonic plague is not considered necessary as long as standard and droplet precautions can be maintained. In cases of surgical mask shortages, patient overcrowding, poor ventilation in hospital wards, or other crises, pre-exposure prophylaxis might be warranted if sufficient supplies of antimicrobials are available.
Postexposure prophylaxis should be considered for people who had close (<6 feet), sustained contact with a patient with pneumonic plague and were not wearing adequate personal protective equipment. Antimicrobial postexposure prophylaxis also can be considered for laboratory workers accidentally exposed to infectious materials and people who had close (<6 feet) or direct contact with infected animals, such as veterinary staff, pet owners, and hunters.
Specific recommendations on pre- and post-exposure prophylaxis are available in the clinical guidelines on treatment and prophylaxis of plague published in 2021.
Treatments
If diagnosed in time, the various forms of plague are usually highly responsive to antibiotic therapy. The antibiotics often used are streptomycin, chloramphenicol and tetracycline. Amongst the newer generation of antibiotics, gentamicin and doxycycline have proven effective in monotherapeutic treatment of plague. Guidelines on treatment and prophylaxis of plague were published by the Centers for Disease Control and Prevention in 2021.
The plague bacterium could develop drug resistance and again become a major health threat. One case of a drug-resistant form of the bacterium was found in Madagascar in 1995. Further outbreaks in Madagascar were reported in November 2014 and October 2017.
Epidemiology
Globally about 600 cases are reported a year. In 2017, the countries with the most cases include the Democratic Republic of the Congo, Madagascar and Peru. It has historically occurred in large outbreaks, with the best known being the Black Death in the 14th century which resulted in more than 50 million dead. In recent years, cases have been distributed between small seasonal outbreaks which occur primarily in Madagascar, and sporadic outbreaks or isolated cases in endemic areas.
In 2022 the possible origin of all modern strands of Yersinia pestis DNA was found in human remains in three graves located in Kyrgyzstan, dated to 1338 and 1339. The siege of Caffa in Crimea in 1346, is known to have been the first plague outbreak with following strands, later to spread over Europe. Sequencing DNA compared to other ancient and modern strands paints a family tree of the bacteria. Bacteria today affecting marmots in Kyrgyzstan, are closest to the strand found in the graves, suggesting this is also the location where plague transferred from animals to humans.
Biological weapon
The plague has a long history as a biological weapon. Historical accounts from ancient China and medieval Europe details the use of infected animal carcasses, such as cows or horses, and human carcasses, by the Xiongnu/Huns, Mongols, Turks and other groups, to contaminate enemy water supplies. Han Dynasty General Huo Qubing is recorded to have died of such contamination while engaging in warfare against the Xiongnu. Plague victims were also reported to have been tossed by catapult into cities under siege.
In 1347, the Genoese possession of Caffa, a great trade emporium on the Crimean peninsula, came under siege by an army of Mongol warriors of the Golden Horde under the command of Jani Beg. After a protracted siege during which the Mongol army was reportedly withering from the disease, they decided to use the infected corpses as a biological weapon. The corpses were catapulted over the city walls, infecting the inhabitants. This event might have led to the transfer of the Black Death via their ships into the south of Europe, possibly explaining its rapid spread.
During World War II, the Japanese Army developed weaponized plague, based on the breeding and release of large numbers of fleas. During the Japanese occupation of Manchuria, Unit 731 deliberately infected Chinese, Korean and Manchurian civilians and prisoners of war with the plague bacterium. These subjects, termed "maruta" or "logs", were then studied by dissection, others by vivisection while still conscious. Members of the unit such as Shiro Ishii were exonerated from the Tokyo tribunal by Douglas MacArthur but 12 of them were prosecuted in the Khabarovsk War Crime Trials in 1949 during which some admitted having spread bubonic plague within a radius around the city of Changde.
Ishii innovated bombs containing live mice and fleas, with very small explosive loads, to deliver the weaponized microbes, overcoming the problem of the explosive killing the infected animal and insect by the use of a ceramic, rather than metal, casing for the warhead. While no records survive of the actual usage of the ceramic shells, prototypes exist and are believed to have been used in experiments during WWII.
After World War II, both the United States and the Soviet Union developed means of weaponising pneumonic plague. Experiments included various delivery methods, vacuum drying, sizing the bacterium, developing strains resistant to antibiotics, combining the bacterium with other diseases (such as diphtheria), and genetic engineering. Scientists who worked in USSR bio-weapons programs have stated that the Soviet effort was formidable and that large stocks of weaponised plague bacteria were produced. Information on many of the Soviet and US projects is largely unavailable. Aerosolized pneumonic plague remains the most significant threat.
The plague can be easily treated with antibiotics. Some countries, such as the United States, have large supplies on hand if such an attack should occur, making the threat less severe.
See also
Timeline of plague
References
Further reading
External links
WHO Health topic
CDC Plague map world distribution, publications, information on bioterrorism preparedness and response regarding plague
Symptoms, causes, pictures of bubonic plague
Airborne diseases
Bacterium-related cutaneous conditions
Biological weapons
Epidemics
Insect-borne diseases
Rodent-carried diseases
Zoonoses
Zoonotic bacterial diseases
Cat diseases
Wikipedia medicine articles ready to translate |
4751 | https://en.wikipedia.org/wiki/Bacillus | Bacillus | Bacillus (Latin "stick") is a genus of Gram-positive, rod-shaped bacteria, a member of the phylum Bacillota, with 266 named species. The term is also used to describe the shape (rod) of other so-shaped bacteria; and the plural Bacilli is the name of the class of bacteria to which this genus belongs. Bacillus species can be either obligate aerobes which are dependent on oxygen, or facultative anaerobes which can survive in the absence of oxygen. Cultured Bacillus species test positive for the enzyme catalase if oxygen has been used or is present.
Bacillus can reduce themselves to oval endospores and can remain in this dormant state for years. The endospore of one species from Morocco is reported to have survived being heated to 420 °C. Endospore formation is usually triggered by a lack of nutrients: the bacterium divides within its cell wall, and one side then engulfs the other. They are not true spores (i.e., not an offspring). Endospore formation originally defined the genus, but not all such species are closely related, and many species have been moved to other genera of the Bacillota. Only one endospore is formed per cell. The spores are resistant to heat, cold, radiation, desiccation, and disinfectants. Bacillus anthracis needs oxygen to sporulate; this constraint has important consequences for epidemiology and control. In vivo, B. anthracis produces a polypeptide (polyglutamic acid) capsule that kills it from phagocytosis. The genera Bacillus and Clostridium constitute the family Bacillaceae. Species are identified by using morphologic and biochemical criteria. Because the spores of many Bacillus species are resistant to heat, radiation, disinfectants, and desiccation, they are difficult to eliminate from medical and pharmaceutical materials and are a frequent cause of contamination. Not only are they resistant to heat, radiation, etc., but they are also resistant to chemicals such as antibiotics. This resistance allows them to survive for many years and especially in a controlled environment. Bacillus species are well known in the food industries as troublesome spoilage organisms.
Ubiquitous in nature, Bacillus includes symbiotic (sometimes referred to as endophytes) as well as independent species. Two parasitic pathogenic species are medically significant: B. anthracis causes anthrax; and B. cereus causes food poisoning.
Many species of Bacillus can produce copious amounts of enzymes, which are used in various industries, such as in the production of alpha amylase used in starch hydrolysis and the protease subtilisin used in detergents. B. subtilis is a valuable model for bacterial research.
Some Bacillus species can synthesize and secrete lipopeptides, in particular surfactins and mycosubtilins. Bacillus species are also found in marine sponges. Marine sponge associated Bacillus subtilis (strains WS1A and YBS29) can synthesize several antimicrobial peptides. These Bacillus subtilis strains can develop disease resistance in Labeo rohita.
Structure
Cell wall
The cell wall of Bacillus is a structure on the outside of the cell that forms the second barrier between the bacterium and the environment, and at the same time maintains the rod shape and withstands the pressure generated by the cell's turgor. The cell wall is made of teichoic and teichuronic acids. B. subtilis is the first bacterium for which the role of an actin-like cytoskeleton in cell shape determination and peptidoglycan synthesis was identified and for which the entire set of peptidoglycan-synthesizing enzymes was localized. The role of the cytoskeleton in shape generation and maintenance is important.
Bacillus species are rod-shaped, endospore-forming aerobic or facultatively anaerobic, Gram-positive bacteria; in some species cultures may turn Gram-negative with age. The many species of the genus exhibit a wide range of physiologic abilities that allow them to live in every natural environment. Only one endospore is formed per cell. The spores are resistant to heat, cold, radiation, desiccation, and disinfectants.
Origin of name
The genus Bacillus was named in 1835 by Christian Gottfried Ehrenberg, to contain rod-shaped (bacillus) bacteria. He had seven years earlier named the genus Bacterium. Bacillus was later amended by Ferdinand Cohn to further describe them as spore-forming, Gram-positive, aerobic or facultatively anaerobic bacteria. Like other genera associated with the early history of microbiology, such as Pseudomonas and Vibrio, the 266 species of Bacillus are ubiquitous. The genus has a very large ribosomal 16S diversity.
Isolation and identification
Established methods for isolating Bacillus species for culture primarily involve suspension of sampled soil in distilled water, heat shock to kill off vegetative cells leaving primarily viable spores in the sample, and culturing on agar plates with further tests to confirm the identity of the cultured colonies. Additionally, colonies which exhibit characteristics typical of Bacillus bacteria can be selected from a culture of an environmental sample which has been significantly diluted following heat shock or hot air drying to select potential Bacillus bacteria for testing.
Cultured colonies are usually large, spreading, and irregularly shaped. Under the microscope, the Bacillus cells appear as rods, and a substantial portion of the cells usually contain oval endospores at one end, making them bulge.
Characteristics of Bacillus spp.
S.I. Paul et al. (2021) isolated and identified multiple strains of Bacillus species (strains WS1A, YBS29, KSP163A, OA122, ISP161A, OI6, WS11, KSP151E, S8) from marine sponges of the Saint Martin's Island Area of the Bay of Bengal, Bangladesh. Based on their study, colony, morphological, physiological, and biochemical characteristics of Bacillus spp. are shown in the Table below.
Note: + = Positive, – =Negative, O= Oxidative, F= Fermentative
Phylogeny
Three proposals have been presented as representing the phylogeny of the genus Bacillus. The first proposal, presented in 2003, is a Bacillus-specific study, with the most diversity covered using 16S and the ITS regions. It divides the genus into 10 groups. This includes the nested genera Paenibacillus, Brevibacillus, Geobacillus, Marinibacillus and Virgibacillus.
The second proposal, presented in 2008, constructed a 16S (and 23S if available) tree of all validated species. The genus Bacillus contains a very large number of nested taxa and majorly in both 16S and 23S. It is paraphyletic to the Lactobacillales (Lactobacillus, Streptococcus, Staphylococcus, Listeria, etc.), due to Bacillus coahuilensis and others.
A third proposal, presented in 2010, was a gene concatenation study, and found results similar to the 2008 proposal, but with a much more limited number of species in terms of groups. (This scheme used Listeria as an outgroup, so in light of the ARB tree, it may be "inside-out").
One clade, formed by Bacillus anthracis, Bacillus cereus, Bacillus mycoides, Bacillus pseudomycoides, Bacillus thuringiensis, and Bacillus weihenstephanensis under the 2011 classification standards, should be a single species (within 97% 16S identity), but due to medical reasons, they are considered separate species (an issue also present for four species of Shigella and Escherichia coli).
A phylogenomic study of 1104 Bacillus proteomes was based on 114 core proteins and delineated the relationships among the various species, defined as Bacillus from the NCBI taxonomy. The various strains were clustered into species, based on Average Nucleotide identity (ANI) values, with a species cutoff of 95%.
Species
B. Symun
B. acidicola
B. acidiproducens
B. acidocaldarius
B. acidoterrestris
B. aeolius
B. aerius
B. aerophilus
B. agaradhaerens
B. agri
B. aidingensis
B. akibai
B. albus
B. alcalophlus
B. algicola
B. alginolyticus
B. alkalidiazotrophicus
B. alkalinitrilicus
B. alkalisediminis
B. alkalitelluris
B. altitudinis
B. alveayuensis
B. alvei
B. amyloliquefaciens
B. a. subsp. amyloliquefaciens
B. a. subsp. plantarum
B. aminovorans
B. amylolyticus
B. andreesenii
B. aneurinilyticus
B. anthracis
B. aquimaris
B. arenosi
B. arseniciselenatis
B. arsenicus
B. aurantiacus
B. arvi
B. aryabhattai
B. asahii
B. atrophaeus
B. axarquiensis
B. azotofixans
B. azotoformans
B. badius
B. barbaricus
B. bataviensis
B. beijingensis
B. benzoevorans
B. beringensis
B. berkeleyi
B. beveridgei
B. bogoriensis
B. boroniphilus
B. borstelensis
B. brevis
B. butanolivorans
B. canaveralius
B. carboniphilus
B. cecembensis
B. cellulosilyticus
B. centrosporus
B. cereus
B. chagannorensis
B. chitinolyticus
B. chondroitinus
B. choshinensis
B. chungangensis
B. cibi
B. circulans
B. clarkii
B. clausii
B. coagulans
B. coahuilensis
B. cohnii
B. composti
B. curdlanolyticus
B. cycloheptanicus
B. cytotoxicus
B. daliensis
B. decisifrondis
B. decolorationis
B. deserti
B. dipsosauri
B. drentensis
B. edaphicus
B. ehimensis
B. eiseniae
B. enclensis
B. endophyticus
B. endoradicis
B. farraginis
B. fastidiosus
B. fengqiuensis
B. filobacterium rodentuim
B. firmus
B. flexus
B. foraminis
B. fordii
B. formosus
B. fortis
B. fumarioli
B. funiculus
B. fusiformis
B. gaemokensis
B. galactophilus
B. galactosidilyticus
B. galliciensis
B. gelatini
B. gibsonii
B. ginsengi
B. ginsengihumi
B. ginsengisoli
B. glucanolyticus
B. gordonae
B. gottheilii
B. graminis
B. halmapalus
B. haloalkaliphilus
B. halochares
B. halodenitrificans
B. halodurans
B. halophilus
B. halosaccharovorans
B. hemicellulosilyticus
B. hemicentroti
B. herbersteinensis
B. horikoshii
B. horneckiae
B. horti
B. huizhouensis
B. humi
B. hwajinpoensis
B. idriensis
B. indicus
B. infantis
B. infernus
B. insolitus
B. invictae
B. iranensis
B. isabeliae
B. isronensis
B. jeotgali
B. kaustophilus
B. kobensis
B. kochii
B. kokeshiiformis
B. koreensis
B. korlensis
B. kribbensis
B. krulwichiae
B. laevolacticus
B. larvae
B. laterosporus
B. lautus
B. lehensis
B. lentimorbus
B. lentus
B. licheniformis
B. ligniniphilus
B. litoralis
B. locisalis
B. luciferensis
B. luteolus
B. luteus
B. macauensis
B. macerans
B. macquariensis
B. macyae
B. malacitensis
B. mannanilyticus
B. marisflavi
B. marismortui
B. marmarensis
B. massiliensis
B. megaterium
"B. mesentericus"
B. mesonae
B. methanolicus
B. methylotrophicus
B. migulanus
B. mojavensis
B. mucilaginosus
B. muralis
B. murimartini
B. mycoides
B. naganoensis
B. nanhaiensis
B. nanhaiisediminis
B. nealsonii
B. neidei
B. neizhouensis
B. niabensis
B. niacini
B. novalis
B. oceanisediminis
B. odysseyi
B. okhensis
B. okuhidensis
B. oleronius
B. oryzaecorticis
B. oshimensis
B. pabuli
B. pakistanensis
B. pallidus
B. pallidus
B. panacisoli
B. panaciterrae
B. pantothenticus
B. parabrevis
B. paraflexus
B. pasteurii
B. patagoniensis
B. peoriae
B. persepolensis
B. persicus
B. pervagus
B. plakortidis
B. pocheonensis
B. polygoni
B. polymyxa
B. popilliae
B. pseudalcalophilus
B. pseudofirmus
B. pseudomycoides
B. psychrodurans
B. psychrophilus
B. psychrosaccharolyticus
B. psychrotolerans
B. pulvifaciens
B. pumilus
B. purgationiresistens
B. pycnus
B. qingdaonensis
B. qingshengii
B. reuszeri
B. rhizosphaerae
B. rigui
B. ruris
B. safensis
B. salarius
B. salexigens
B. saliphilus
B. schlegelii
B. sediminis
B. selenatarsenatis
B. selenitireducens
B. seohaeanensis
B. shacheensis
B. shackletonii
B. siamensis
B. silvestris
B. simplex
B. siralis
B. smithii
B. soli
B. solimangrovi
B. solisalsi
B. songklensis
B. sonorensis
B. sphaericus
B. sporothermodurans
B. stearothermophilus
B. stratosphericus
B. subterraneus
B. subtilis
B. s. subsp. inaquosorum
B. s. subsp. spizizenii
B. s. subsp. subtilis
B. taeanensis
B. tequilensis
B. thermantarcticus
B. thermoaerophilus
B. thermoamylovorans
B. thermocatenulatus
B. thermocloacae
B. thermocopriae
B. thermodenitrificans
B. thermoglucosidasius
B. thermolactis
B. thermoleovorans
B. thermophilus
B. thermoproteolyticus
B. thermoruber
B. thermosphaericus
B. thiaminolyticus
B. thioparans
B. thuringiensis
B. tianshenii
B. trypoxylicola
B. tusciae
B. validus
B. vallismortis
B. vedderi
B. velezensis
B. vietnamensis
B. vireti
B. vulcani
B. wakoensis
B. xiamenensis
B. xiaoxiensis
B. zanthoxyli
B. zhanjiangensis
Ecological and clinical significance Bacillus species are ubiquitous in nature, e.g. in soil. They can occur in extreme environments such as high pH (B. alcalophilus), high temperature (B. thermophilus), and high salt concentrations (B. halodurans). They also are very commonly found as endophytes in plants where they can play a critical role in their immune system, nutrient absorption and nitrogen fixing capabilities. B. thuringiensis produces a toxin that can kill insects and thus has been used as insecticide. B. siamensis has antimicrobial compounds that inhibit plant pathogens, such as the fungi Rhizoctonia solani and Botrytis cinerea, and they promote plant growth by volatile emissions. Some species of Bacillus are naturally competent for DNA uptake by transformation.
Two Bacillus species are medically significant: B. anthracis, which causes anthrax; and B. cereus, which causes food poisoning, with symptoms similar to that caused by Staphylococcus.
B. cereus produces toxins which cause two different set of symptoms:
emetic toxin which can cause vomiting and nausea
diarrhea
B. thuringiensis is an important insect pathogen, and is sometimes used to control insect pests.
B. subtilis is an important model organism. It is also a notable food spoiler, causing ropiness in bread and related food.
B. subtilis can also produce and secrete antibiotics.
Some environmental and commercial strains of B. coagulans may play a role in food spoilage of highly acidic, tomato-based products.
Industrial significance
Many Bacillus species are able to secrete large quantities of enzymes. Bacillus amyloliquefaciens is the source of a natural antibiotic protein barnase (a ribonuclease), alpha amylase used in starch hydrolysis, the protease subtilisin used with detergents, and the BamH1 restriction enzyme used in DNA research.
A portion of the Bacillus thuringiensis genome was incorporated into corn (and cotton) crops. The resulting GMOs are resistant to some insect pests. Bacillus subtilis (natto) is the key microbial participant in the ongoing production of the soya-based traditional natto fermentation, and some Bacillus species are on the Food and Drug Administration's GRAS (generally regarded as safe) list. The capacity of selected Bacillus strains to produce and secrete large quantities (20–25 g/L) of extracellular enzymes has placed them among the most important industrial enzyme producers. The ability of different species to ferment in the acid, neutral, and alkaline pH ranges, combined with the presence of thermophiles in the genus, has led to the development of a variety of new commercial enzyme products with the desired temperature, pH activity, and stability properties to address a variety of specific applications. Classical mutation and (or) selection techniques, together with advanced cloning and protein engineering strategies, have been exploited to develop these products. Efforts to produce and secrete high yields of foreign recombinant proteins in Bacillus hosts initially appeared to be hampered by the degradation of the products by the host proteases. Recent studies have revealed that the slow folding of heterologous proteins at the membrane-cell wall interface of Gram-positive bacteria renders them vulnerable to attack by wall-associated proteases. In addition, the presence of thiol-disulphide oxidoreductases in B. subtilis may be beneficial in the secretion of disulphide-bond-containing proteins. Such developments from our understanding of the complex protein translocation machinery of Gram-positive bacteria should allow the resolution of current secretion challenges and make Bacillus species preeminent hosts for heterologous protein production. Bacillus strains have also been developed and engineered as industrial producers of nucleotides, the vitamin riboflavin, the flavor agent ribose, and the supplement poly-gamma-glutamic acid. With the recent characterization of the genome of B. subtilis 168 and of some related strains, Bacillus species are poised to become the preferred hosts for the production of many new and improved products as we move through the genomic and proteomic era.
Use as model organismBacillus subtilis is one of the best understood prokaryotes, in terms of molecular and cellular biology. Its superb genetic amenability and relatively large size have provided the powerful tools required to investigate a bacterium from all possible aspects. Recent improvements in fluorescent microscopy techniques have provided novel insight into the dynamic structure of a single cell organism. Research on B. subtilis has been at the forefront of bacterial molecular biology and cytology, and the organism is a model for differentiation, gene/protein regulation, and cell cycle events in bacteria.
See also
Paenibacillus and Virgibacillus, genera of bacteria formerly included in Bacillus''.
References
External links
Bacillus genomes and related information at PATRIC, a Bioinformatics Resource Center funded by NIAID
Bacteria genera
Gram-positive bacteria |
4752 | https://en.wikipedia.org/wiki/Bras%C3%ADlia | Brasília | Brasília (; ) is the federal capital of Brazil and seat of government of the Federal District. The city is located high in the Brazilian highlands in the country's Central-West region. It was founded by President Juscelino Kubitschek on 21 April 1960, to serve as the new national capital. Brasília is estimated to be Brazil's third-most populous city after São Paulo and Rio de Janeiro. Among major Latin American cities, it has the highest GDP per capita.
Brasília was a planned city developed by Lúcio Costa, Oscar Niemeyer and Joaquim Cardozo in 1956 in a scheme to move the capital from Rio de Janeiro to a more central location. The landscape architect was Roberto Burle Marx. The city's design divides it into numbered blocks as well as sectors for specified activities, such as the Hotel Sector, the Banking Sector, and the Embassy Sector. Brasília was inscribed as a UNESCO World Heritage Site in 1987 due to its modernist architecture and uniquely artistic urban planning. It was named "City of Design" by UNESCO in October 2017 and has been part of the Creative Cities Network since then.
Brasília is a planned city distinguished by its white, modern architecture, designed by Oscar Niemeyer. All three branches of Brazil's federal government are centered in the city: executive, legislative and judiciary. Brasília also hosts 124 foreign embassies. The city's international airport connects it to all other major Brazilian cities and some international destinations, and it is the third-busiest airport in Brazil. It was one of the main host cities of the 2014 FIFA World Cup and hosted some of the football matches during the 2016 Summer Olympics; it also hosted the 2013 FIFA Confederations Cup.
Laid out in the shape of an airplane, its "fuselage" is the Monumental Axis, a pair of wide avenue flanking a large park. In the "cockpit" is Praça dos Três Poderes, named for the 3 branches of government surrounding it. Brasília has a unique legal status, as it is an administrative region rather than a municipality like other cities in Brazil. The name "Brasília" is often used as a synonym for the Federal District as a whole, which is divided into 33 administrative regions, one of which (Plano Piloto) includes the area of the originally planned city and its federal government buildings. The rest of the Federal District plus Plano Piloto are considered by IBGE to make up Brasília's city area.
History
Background
Brazil's first capital was Salvador; in 1763 Rio de Janeiro became Brazil's capital and remained so until 1960. During this period, resources tended to be centered in Brazil's southeastern region, and most of the country's population was concentrated near its Atlantic coast. Brasilia's geographically central location fostered a more regionally neutral federal capital. An article of the country's first republican constitution, dated 1891, states that the capital should be moved from Rio de Janeiro to a place close to the country's center.
The plan was conceived in 1827 by José Bonifácio, an advisor to Emperor Pedro I. He presented a plan to the General Assembly of Brazil for a new city called Brasilia, with the idea of moving the capital westward from the heavily populated southeastern corridor. The bill was not enacted because Pedro I dissolved the Assembly.
According to the legend, Italian saint Don Bosco in 1883 had a dream in which he described a futuristic city that roughly fitted Brasilia's location. In Brasilia today, many references to Bosco, who founded the Salesian order, are found throughout the city and one church parish in the city bears his name.
Costa plan
Juscelino Kubitschek was elected President of Brazil in 1955. Upon taking office in January 1956, in fulfilment of his campaign pledge, he initiated the planning and construction of the new capital. The following year an international jury selected Lúcio Costa's plan to guide the construction of Brazil's new capital, Brasilia. Costa was a student of the famous modernist architect Le Corbusier, and some of modernism's architecture features can be found in his plan. Costa's plan was not as detailed as some of the plans presented by other architects and city planners. It did not include land use schedules, models, population charts or mechanical drawings; however, it was chosen by five out of six jurors because it had the features required to align the growth of a capital city. Even though the initial plan was transformed over time, it oriented much of the construction and most of its features survived.
Brasilia's accession as the new capital and its designation for the development of an extensive interior region inspired the symbolism of the plan. Costa used a cross-axial design indicating the possession and conquest of this new place with a cross, often likened to a dragonfly, an airplane or a bird. Costa's plan included two principal components, the Monumental Axis (east to west) and the Residential Axis (north to south). The Monumental Axis was assigned political and administrative activities, and is considered the body of the city with the style and simplicity of its buildings, oversized scales, and broad vistas and heights, producing the idea of Monumentality. This axis includes the various ministries, national congress, presidential palace, supreme court building and the television and radio tower. The Residential Axis was intended to contain areas with intimate character and is considered the most important achievement of the plan; it was designed for housing and associated functions such as local commerce, schooling, recreation and churches, constituted of 96 limited to six-story buildings and 12 additional superblocks limited to three-story buildings; Costa's intention with superblocks was to have small self-contained and self-sufficient neighborhoods and uniform buildings with apartments of two or three different categories, where he envisioned the integration of upper and middle classes sharing the same residential area.
The urban design of the communal apartment blocks was based on Le Corbusier's Ville Radieuse of 1935, and the superblocks on the North American Radburn layout from 1929. Visually, the blocks were intended to appear absorbed by the landscape because they were isolated by a belt of tall trees and lower vegetation. Costa attempted to introduce a Brazil that was more equitable, he also designed housing for the working classes that was separated from the upper- and middle-class housing and was visually different, with the intention of avoiding slums (favelas) in the urban periphery. The has been accused of being a space where individuals are oppressed and alienated to a form of spatial segregation.
One of the main objectives of the plan was to allow the free flow of automobile traffic, the plan included lanes of traffic in a north–south direction (seven for each direction) for the Monumental Axis and three arterials (the W3, the Eixo and the L2) for the residential Axis; the cul-de-sac access roads of the superblocks were planned to be the end of the main flow of traffic. And the reason behind the heavy emphasis on automobile traffic is the architect's desire to establish the concept of modernity in every level.
Though automobiles were invented prior to the 20th century, mass production of vehicles in the early 20th made them widely available; thus, they became a symbol of modernity. The two small axes around the Monumental axis provide loops and exits for cars to enter small roads. Some argue that his emphasis of the plan on automobiles caused the lengthening of distances between centers and it attended only the necessities of a small segment of the population who owned cars. But one can not ignore the bus transportation system in the city. The buses routes inside the city operate heavily on W3 and L2. Almost anywhere, including satellite cities, can be reached just by taking the bus and most of the Plano Piloto can be reached without transferring to other buses.
Later, as the population of the city increased, the transportation system also played an important role in mediating the relationship between the Pilot plan and the satellite cities. Due to the larger influx of vehicles, traffic lights were introduced to the Momument Axis, which violates the concept of modernity and advancement the architect first employed. Additionally, the metro system in Brasilia was mainly built for inhabitants of satellite cities. Though this growth has made Brasilia no longer a pure utopia with incomparable modernity, the later development of traffic management, bus routes to satellite cities, and the metro system all serve as a remedy to the dystopia, enabling the citizens to enjoy the kind of modernity that was not carefully planned.
At the intersection of the Monumental and Residential Axis Costa planned the city center with the transportation center (Rodoviaria), the banking sector and the hotel sector, near to the city center, he proposed an amusement center with theaters, cinemas and restaurants. Costa's Plan is seen as a plan with a sectoral tendency, segregating all the banks, the office buildings, and the amusement center.
One of the main features of Costa's plan was that he presented a new city with its future shape and patterns evident from the beginning. This meant that the original plan included paving streets that were not immediately put into use; the advantage of this was that the original plan is hard to undo because he provided for an entire street network, but on the other hand, is difficult to adapt and mold to other circumstances in the future. In addition, there has been controversy with the monumental aspect of Lúcio Costa's Plan, because it appeared to some as 19th century city planning, not modern 20th century in urbanism.
An interesting analysis can be made of Brasilia within the context of Cold War politics and the association of Lúcio Costa's plan to the symbolism of aviation. From an architectural perspective, the airplane-shaped plan was certainly an homage to Le Corbusier and his enchantment with the aircraft as an architectural masterpiece. However, Brasilia was constructed soon after the end of World War II. Despite Brazil's minor participation in the conflict, the airplane shape of the city was key in envisioning the country as part of the newly globalized world, together with the victorious Allies. Furthermore, Brasilia is a unique example of modernism both as a guideline for architectural design but also as a principle for organizing society. Modernism in Brasilia is explored in James Holston's book, The Modernist City.
Construction
Juscelino Kubitschek, president of Brazil from 1956 to 1961, ordered Brasilia's construction, fulfilling the promise of the Constitution and his own political campaign promise. Building Brasilia was part of Juscelino's "fifty years of prosperity in five" plan. Already in 1892, the astronomer Louis Cruls, in the service of the Brazilian government, had investigated the site for the future capital. Lúcio Costa won a contest and was the main urban planner in 1957, with 5550 people competing. Oscar Niemeyer was the chief architect of most public buildings, Joaquim Cardozo was the structural engineer, and Roberto Burle Marx was the landscape designer. Brasilia was built in 41 months, from 1956 to 21 April 1960, when it was officially inaugurated.
Geography
The city sits at an elevation of and more, high on the Brazilian Highlands in the country's center-western region. Paranoá Lake, a large artificial lake, was built to increase the amount of water available and to maintain the region's humidity. It has a marina, and hosts wakeboarders and windsurfers. Diving can also be practiced and one of the main attractions is Vila Amaury, an old village submerged in the lake. This is where the first construction workers of Brasilia used to live.
Climate
Brasilia has a tropical savanna climate (Aw, according to the Köppen climate classification), milder due to the elevation and with two distinct seasons: the rainy season, from October to April, and the dry season, from May to September. The average temperature is . September, at the end of the dry season, has the highest average maximum temperature, , and July has major and minor lower maximum average temperature, of and , respectively. Average temperatures from September through March are a consistent . With , November is the month with the highest rainfall of the year, while July is the lowest, with only . During the dry season, the city can have very low relative humidity levels, often below 30%.
According to the Brazilian National Institute of Meteorology (INMET), the record low temperature was on 18 July 1975, and the record high was on 18 October 2015 and 8 October 2020. The highest accumulated rainfall in 24 hours was on 15 November 1963.
Demographics
Ethnic groups
According to the 2010 IBGE Census, 2,469,489 people resided in Brasilia and its metropolitan area, of whom 1,239,882 were Pardo (Multiracial) (48.2%), 1,084,418 White (42.2%), 198,072 Black (7.7%), 41,522 Asian (1.6%), and 6,128 Amerindian (0.2%).
In 2010, Brasilia was ranked the fourth-most populous city in Brazil after São Paulo, Rio de Janeiro, and Salvador. In 2010, the city had 474,871 opposite-sex couples and 1,241 same-sex couples. The population of Brasilia was 52.2% female and 47.8% male.
In the 1960 census there were almost 140,000 residents in the new Federal district. By 1970 this figure had grown to 537,000. By 2010 the population of the Federal District had surpassed 2,5 million. The city of Brasilia proper, the plano piloto was planned for about 500,000 inhabitants, a figure the plano piloto never surpassed, with a current population of only 214,529, but its metropolitan area within the Federal District has grown past this figure.
From the beginning, the growth of Brasilia was greater than original estimates. According to the original plans, Brasilia would be a city for government authorities and staff. However, during its construction, Brazilians from all over the country migrated to the satellite cities of Brasilia, seeking public and private employment.
At the close of the 20th century, Brasilia was the largest city in the world which had not existed at the beginning of the century. Brasilia has one of the highest population growth rates in Brazil, with annual growth of 2.82%, mostly due to internal migration.
Brasilia's inhabitants include a foreign population of mostly embassy workers as well as large numbers of Brazilian internal migrants. Today, the city has important communities of immigrants and refugees. The city's Human Development Index was 0.936 in 2000 (developed level), and the city's literacy rate was around 95.65%.
Religion
Christianity is by far the most prevalent religion in Brasília, with Roman Catholicism being the largest denomination.
Source: IBGE 2010.
Government
Brasília does not have a mayor or councillors, because article 32 of the Constitution of Brazil expressly prohibits the Federal District being divided into municipalities.
The Federal District is a legal entity of internal public law, which is part of the political-administrative structure of Brazil of a sui generis nature, because it is neither a state nor a municipality, but rather a special entity that incorporates the legislative powers reserved to the states and municipalities, as provided in Article 32, § 1º of the Constitution, which gives it a hybrid nature, both state and municipal.
The executive power of the Federal District was represented by the mayor of the Federal District until 1969, when the position was transformed into governor of the Federal District.
The legislative power of the Federal District is represented by the Legislative Chamber of the Federal District, whose nomenclature includes a mixture of legislative assembly (legislative power of the other units of the federation) and of municipal chamber (legislative of the municipalities). The Legislative Chamber is made up of 24 district deputies.
The judicial power which serves the Federal District also serves federal territories as it is constituted, but Brazil does not have any territories. Therefore, the Court of Justice of the Federal District and of the Territories only serves the Federal District.
Part of the budget of the Federal District Government comes from the Constitutional Fund of the Federal District. In 2012, the fund totaled 9.6 billion reais. By 2015, the forecast is 12.4 billion reais, of which more than half (6.4 billion) is spent on public security spending.
International relations
Twin towns and sister cities
Brasilia is twinned with:
Abuja, Nigeria
Asunción, Paraguay
Brussels, Belgium
Buenos Aires, Argentina (since 2002)
Gaza City, Palestine
Havana, Cuba
Khartoum, Sudan
Lisbon, Portugal
Luxor, Egypt
Montevideo, Uruguay
Pretoria, South Africa
Santiago, Chile
Tehran, Iran
Vienna, Austria
Washington, D.C., United States (since 2013)
Xi'an, China (since 1997)
Guadalajara, Mexico.
Of these, Abuja and Washington, D.C. were also cities specifically planned as the seat of government of their respective countries.
Brasília Declarations
Brasília is associated with several significant declarations in the international political and social field, including:
The Brasília Declaration of the IBSA Dialogue Forum (2003), signed by the foreign ministers of India, Brazil and South Africa (IBSA) regarding representation at the United Nations Security Council
Brasília Declaration on the Protection of Refugees and Stateless Persons in the Americas (2010)
Brasília Declaration on Child Labour (2013), issued by the Third Global Conference on Child Labour – hosted in Brasília by the Brazilian Government
Brasília Declaration of Judges on Water Justice (2018), adopted in 2018 during the Conference of Judges and Prosecutors on Water Justice at the 8th World Water Forum, described as "a landmark in [the] development of water justice jurisprudence"
The 15th Conference of Defense Ministers of the Americas, meeting in Brasília in 2022, issued a Declaration condemning Russia's invasion of Ukraine.
Economy
The major roles of construction and of services (government, communications, banking and finance, food production, entertainment, and legal services) in Brasilia's economy reflect the city's status as a governmental rather than an industrial center.
Industries connected with construction, food processing, and furnishings are important, as are those associated with publishing, printing, and computer software. The gross domestic product (GDP) is divided in Public Administration 54.8%, Services 28.7%, Industry 10.2%, Commerce 6.1%, Agrobusiness 0.2%.
Besides being the political center, Brasilia is an important economic center. In 2018, it has the third highest GDP of cities in Brazil, R$254 billion reais, representing 3.6% of the total Brazilian GDP. Most economic activity in the federal capital results from its administrative function.
Its industrial planning is studied carefully by the Government of the Federal District. Being a city registered by UNESCO, the government in Brasilia has opted to encourage the development of non-polluting industries such as software, film, video, and gemology among others, with emphasis on environmental preservation and maintaining ecological balance, preserving the city property.
According to Mercer's city rankings of cost of living for expatriate employees, Brasilia ranks 45th among the most expensive cities in the world in 2012, up from the 70th position in 2010, ranking behind São Paulo (12th) and Rio de Janeiro (13th).
Industries
Industries in the city include construction (Paulo Octavio, Via Construções, and Irmãos Gravia among others); food processing (Perdigão, Sadia); furniture making; recycling (Novo Rio, Rexam, Latasa and others); pharmaceuticals (União Química); and graphic industries. The main agricultural products produced in the city are coffee, guavas, strawberries, oranges, lemons, papayas, soybeans, and mangoes. It has over 110,000 cows and it exports wood products worldwide.
The Federal District, where Brasilia is located, has a GDP of R$133,4 billion (about US$64.1 billion), about the same as Belarus according to The Economist. Its share of the total Brazilian GDP is about 3.8%. The Federal District has the largest GDP per capita income of Brazil US$25,062, slightly higher than Belarus.
The city's planned design included specific areas for almost everything, including accommodation, Hotels Sectors North and South. New hotel facilities are being developed elsewhere, such as the hotels and tourism Sector North, located on the shores of Lake Paranoá.
Culture
As a venue for political events, music performances and movie festivals, Brasilia is a cosmopolitan city, with around 124 embassies, a wide range of restaurants and a complete infrastructure ready to host any kind of event. Not surprisingly, the city stands out as an important business/tourism destination, which is an important part of the local economy, with dozens of hotels spread around the federal capital. Traditional parties take place throughout the year.
In June, large festivals known as "festas juninas" are held celebrating Catholic saints such as Saint Anthony of Padua, Saint John the Baptist, and Saint Peter. On 7 September, the traditional Independence Day parade is held on the Ministries Esplanade. Throughout the year, local, national, and international events are held throughout the city. Christmas is widely celebrated, and New Year's Eve usually hosts major events celebrated in the city.
The city also hosts a varied assortment of art works from artists like Bruno Giorgi, Alfredo Ceschiatti, Athos Bulcão, Marianne Peretti, Alfredo Volpi, Di Cavalcanti, Dyllan Taxman, Victor Brecheret and Burle Marx, whose works have been integrated into the city's architecture, making it a unique landscape. The cuisine in the city is very diverse. Many of the best restaurants in the city can be found in the Asa Sul district.
The city is the birthplace of Brazilian rock and place of origin of bands like: Legião Urbana, Capital Inicial, Aborto Elétrico, Plebe Rude and Raimundos. Brasilia has the Rock Basement Festival which brings new bands to the national scene. The festival is held in the parking Brasilia National Stadium Mané Garrincha.
Since 1965, the annual Brasilia Festival of Brazilian Cinema is one of the most traditional cinema festivals in Brazil, being compared only to the Brazilian Cinema Festival of Gramado, in Rio Grande do Sul. The difference between both is that the festival in Brasilia still preserves the tradition to only submit and reward Brazilian movies.
The International Dance Seminar in Brasilia has brought top-notch dance to the Federal Capital since 1991. International teachers, shows with choreographers and guest groups and scholarships abroad are some of the hallmarks of the event. The Seminar is the central axis of the DANCE BRAZIL program and is promoted by the DF State Department of Culture in partnership with the Cultural Association Claudio Santoro.
Brasilia has also been the focus of modern-day literature. Published in 2008, The World In Grey: Dom Bosco's Prophecy, by author Ryan J. Lucero, tells an apocalyptical story based on the famous prophecy from the late 19th century by the Italian saint Don Bosco. According to Don Bosco's prophecy: "Between parallels 15 and 20, around a lake which shall be formed; A great civilization will thrive, and that will be the Promised Land". Brasilia lies between the parallels 15° S and 20° S, where an artificial lake (Paranoá Lake) was formed. Don Bosco is Brasilia's patron saint.
American Flagg!, the First Comics comic book series created by Howard Chaykin, portrays Brasilia as a cosmopolitan world capital of culture and exotic romance. In the series, it is a top vacation and party destination. The 2015 Rede Globo series Felizes para Sempre? was set in Brasilia.
Architecture and urbanism
At the Square of Three Powers, Brazilian architect Oscar Niemeyer and Brazilian structural engineer Joaquim Cardozo made buildings in the style of modern Brazilian architecture. The Congress also occupies various other surrounding buildings, some connected by tunnels.
The National Congress building is located in the middle of the Eixo Monumental, the city's main avenue. In front lies a large lawn and reflecting pool. The building faces the Praça dos Três Poderes where the Palácio do Planalto and the Supreme Federal Court are located. The Brazilian landscape architect Roberto Burle Marx designed landmark modernist gardens for some of the principal buildings. In residential areas, buildings were built that were inspired in French modernist and bauhaus design.
Although not fully accomplished, the "Brasilia utopia" has produced a city of relatively high quality of life, in which the citizens live in forested areas with sporting and leisure structure (the ) surrounded by small commercial areas, bookstores and cafés; the city is famous for its cuisine and efficiency of transit. Even these positive features have sparked controversy, expressed in the nickname "ilha da fantasia" ("fantasy island"), indicating the sharp contrast between the city and surrounding regions, marked by poverty and disorganization in the cities of the states of Goiás and Minas Gerais, around Brasilia.
Critics of Brasilia's grand scale have characterized it as a modernist bauhaus platonic fantasy about the future:
Notable structures
The Cathedral of Brasilia in the capital of the Federative Republic of Brazil, is an expression of the atheist architect Oscar Niemeyer and the structural engineer Joaquim Cardozo. This concrete-framed hyperboloid structure, seems with its glass roof reaching up, open, to the heavens.
The cathedral's structure was finished on 31 May 1970, and only the diameter of the circular area were visible. Niemeyer's and Cardozo's project of Cathedral of Brasilia is based in the hyperboloid of revolution which sections are asymmetric. The hyperboloid structure itself is a result of 16 identical assembled concrete columns. There is controversy as to what these columns, having hyperbolic section and weighing 90 t, represent, some say they are two hands moving upwards to heaven, others associate it to the chalice Jesus used in the last supper and some claim it represent his crown of thorns. The cathedral was dedicated on 31 May 1970.
At the end of the Eixo Monumental ("Monumental Axis") lies the Esplanada dos Ministérios ("Ministries Esplanade"), an open area in downtown Brasilia. The rectangular lawn is surrounded by two eight-lane avenues where many government buildings, monuments and memorials are located. On Sundays and holidays, the Eixo Monumental is closed to cars so that locals may use it as a place to walk, bike, and have picnics under the trees.
Praça dos Três Poderes (Portuguese for Square of the Three Powers) is a plaza in Brasilia. The name is derived from the encounter of the three federal branches around the plaza: the Executive, represented by the Palácio do Planalto (presidential office); the Legislative, represented by the National Congress (Congresso Nacional); and the Judiciary branch, represented by the Supreme Federal Court (Supremo Tribunal Federal). It is a tourist attraction in Brasilia, designed by Lúcio Costa and Oscar Niemeyer as a place where the three branches would meet harmoniously.
The Palácio da Alvorada is the official residence of the president of Brazil. The palace was designed, along with the rest of the city of Brasilia, by Oscar Niemeyer and inaugurated in 1958. One of the first structures built in the republic's new capital city, the "Alvorada" lies on a peninsula at the shore of Lake Paranoá.
The principles of simplicity and modernity that in the past characterized the great works of architecture motivated Niemeyer. The viewer has an impression of looking at a glass box, softly landing on the ground with the support of thin external columns. The building has an area of 7,000 m2 with three floors consisting of the basement, landing, and second floor.
The auditorium, kitchen, laundry, medical center, and administration offices are at basement level. The rooms used by the presidency for official receptions are on the landing. The second floor has four suites, two apartments, and various private rooms which make up the residential part of the palace. The building also has a library, a heated Olympic-sized swimming pool, a music room, two dining rooms and various meeting rooms. A chapel and heliport are in adjacent buildings.
The Palácio do Planalto is the official workplace of the president of Brazil. It is located at the Praça dos Três Poderes in Brasilia. As the seat of government, the term "Planalto" is often used as a metonym for the executive branch of government. The main working office of the President of the Republic is in the Palácio do Planalto.
The President and his or her family do not live in it, rather in the official residence, the Palácio da Alvorada. Besides the President, senior advisors also have offices in the "Planalto", including the Vice-President of Brazil and the Chief of Staff. The other Ministries are along the Esplanada dos Ministérios. The architect of the Palácio do Planalto was Oscar Niemeyer, creator of most of the important buildings in Brasilia. The idea was to project an image of simplicity and modernity using fine lines and waves to compose the columns and exterior structures. The Palace is four stories high, and has an area of 36,000 m2. Four other adjacent buildings are also part of the complex.
Education
The city has six international schools: American School of Brasilia, Brasilia International School (BIS), Escola das Nações, Swiss International School (SIS), Lycée français François-Mitterrand (LfFM) and Maple Bear Canadian School. August 2016 will see the opening of a new international school – the British School of Brasilia. Brasilia has two universities, three university centers, and many private colleges.
The main tertiary educational institutions are: Universidade de Brasilia – University of Brasilia (UnB) (public); Universidade Católica de Brasilia – Catholic University of Brasilia (UCB); Centro Universitário de Brasilia (UniCEUB); Centro Universitário Euroamaricano (Unieuro); (UDF); (UNIP); and Instituto de Educação Superior de Brasilia (IESB).
Transportation
The average commute time on public transit in Brasilia, for example to and from work, on a weekday is 96 min. 31% of public transit riders, ride for more than 2 hours every day. The average amount of time people wait at a stop or station for public transit is 28 min, while 61% of riders wait for over 20 minutes on average every day. The average distance people usually ride in a single trip with public transit is , while 50% travel for over in a single direction.
Airport
Brasilia–Presidente Juscelino Kubitschek International Airport serves the metropolitan area with major domestic and international flights. It is the third busiest Brazilian airport based on passengers and aircraft movements. Because of its strategic location it is a civil aviation hub for the rest of the country. This results in a large number of takeoffs and landings and it is not unusual for flights to be delayed in a holding pattern before landing. Following the airport's master plan, Infraero built a second runway, which was finished in 2006. In 2007, the airport handled 11,119,872 passengers. The main building's third floor, with 12 thousand square meters, has a panoramic deck, a food court, shops, four movie theaters with total capacity of 500 people, and space for exhibitions. Brasilia Airport has 136 vendor spaces. The airport is located about from the central area of Brasilia, outside the metro system. The area outside the airport's main gate is lined with taxis as well as several bus line services that connect the airport to Brasilia's central district. The parking lot accommodates 1,200 cars.
The airport is serviced by domestic and regional airlines (TAM, GOL, Azul, WebJET, Trip and Avianca), in addition to a number of international carriers. In 2012, Brasilia's International Airport was won by the InfraAmerica consortium, formed by the Brazilian engineering company ENGEVIX and the Argentine Corporacion America holding company, with a 50% stake each. During the 25-year concession, the airport may be expanded to up to 40 million passengers a year.
In 2014 the airport received 15 new boarding bridges, totaling 28 in all. This was the main requirement made by the federal government, which transferred the operation of the terminal to the Inframerica Group after an auction. The group invested R$750 million in the project. In the same year, the number of parking spaces doubled, reaching three thousand. The airport's entrance has a new rooftop cover and a new access road. Furthermore, a VIP room was created on Terminal 1's third floor. The investments resulted an increase the capacity of Brasilia's airport from approximately 15 million passengers per year to 21 million by 2014. Brasília Air Force Base - ALA1, one of their most important bases of the Brazilian Air Force, is located in Brasília.
Road transport
Like most Brazilian cities, Brasilia has a good network of taxi companies. Taxis from the airport are available outside the terminal, but at times there can be quite a queue of people. Although the airport is not far from the downtown area, taxi prices do seem to be higher than in other Brazilian cities. Booking in advance can be advantageous, particularly if time is limited, and local companies should be able to assist airport transfer or transport requirements.
The Juscelino Kubitschek bridge, also known as the 'President JK Bridge' or the 'JK Bridge', crosses Lake Paranoá in Brasilia. It is named after Juscelino Kubitschek, former president of Brazil. It was designed by architect Alexandre Chan and structural engineer Mário Vila Verde. Chan won the Gustav Lindenthal Medal for this project at the 2003 International Bridge Conference in Pittsburgh due to "...outstanding achievement demonstrating harmony with the environment, aesthetic merit and successful community participation". It consists of three tall asymmetrical steel arches that crisscross diagonally. With a length of 1,200 m (0.75 miles), it was completed in 2002 at a cost of US$56.8 million. The bridge has a pedestrian walkway and is accessible to bicyclists and skaters.
The main bus hub in Brasilia is the Central Bus Station, located in the crossing of the Eixo Monumental and the Eixão, about from the Three Powers Plaza. The original plan was to have a bus station as near as possible to every corner of Brasilia. Today, the bus station is the hub of urban buses only, some running within Brasilia and others connecting Brasilia to the satellite cities. In the original city plan, the interstate buses would also stop at the Central Station. Because of the growth of Brasilia (and corresponding growth in the bus fleet), today the interstate buses leave from the older interstate station (called Rodoferroviária) located at the western end of the Eixo Monumental. The Central Bus Station also contains a main metro station. A new bus station was opened in July 2010. It is on Saída Sul (South Exit) near Parkshopping Mall with its metro station, and is also an inter-state bus station, used only to leave the Federal District.
Metro
There is no passenger rail service in Brasilia, but the Expresso Pequi rail line is planned to link Brasilia and Goiânia. A 22 km light rail line is planned, estimated to cost between 1 billion reais (US$258 million) and 1.5 billion reais with capacity to transport around 200,000 passengers per day.
The Federal District Metro is Federal District's underground metro system. The system has 24 stations on two lines, the Orange and Green lines, along a total network of , covering some of the Federal District. Both lines begin at the Central Station and run parallel until the Águas Claras Station. The Federal District Metro is not comprehensive so buses may provide better access to the center. The metro leaves the Rodoviária (bus station) and goes south, avoiding most of the political and tourist areas. The main purpose of the metro is to serve cities, such as Samambaia, Taguatinga and Ceilândia, as well as Guará and Águas Claras. The satellite cities served are more populated in total than the Plano Piloto itself (the census of 2000 indicated that Ceilândia had 344,039 inhabitants, Taguatinga had 243,575, and the Plano Piloto had approximately 400,000 inhabitants), and most residents of the satellite cities depend on public transportation.
A high-speed railway was planned between Brasilia and Goiânia, the capital of the state of Goias, but it will probably be turned into a regional service linking the capital cities and cities in between, like Anápolis and Alexânia.
Sport
The main stadiums are the Brasilia National Stadium Mané Garrincha (which was re-inaugurated on 18 May 2013), the Serejão Stadium (home for Brasiliense) and the Bezerrão Stadium (home for Gama).
Brasilia was one of the host cities of the 2014 FIFA World Cup and 2013 FIFA Confederations Cup, for which Brazil is the host nation. Brasilia hosted the opening of the Confederations Cup and hosted 7 World Cup games. Brasilia also hosted the football tournaments during the 2016 Summer Olympics held in Rio de Janeiro.
Brasilia is known as a departing point for the practice of unpowered air sports, sports that may be practiced with hang gliding or paragliding wings. Practitioners of such sports reveal that, because of the city's dry weather, the city offers strong thermal winds and great "cloud-streets", which is also the name for a maneuver quite appreciated by practitioners. In 2003, Brasilia hosted the 14th Hang Gliding World Championship, one of the categories of free flying. In August 2005, the city hosted the second stage of the Brazilian Hang Gliding Championship.
Brasilia is the site of the Autódromo Internacional Nelson Piquet which hosted a non-championship round of the 1974 Formula One Grand Prix season. An IndyCar race was cancelled at the last minute in 2015. The track, which has been closed since 2015, is being renovated for the end of 2023.
The city is also home to Uniceub BRB, one of Brazil's best basketball clubs, who became NBB champion in 2010, 2011 and 2012. The club hosts some of its games at the 16,000 all-seat Nilson Nelson Gymnasium.
See also
List of purpose-built national capitals
Purpose-built Brazilian state capitals
Aracaju
Belo Horizonte
Boa Vista
Palmas
Teresina
Explanatory notes
References
External links
Regional Administration of Brasilia website
Government of the Federal District website
Explore Brasilia in the UNESCO collection on Google Arts & Culture
1960 establishments in Brazil
Architecture articles needing attention
Capitals in South America
Modernist heritage districts
Planned capitals
Planned communities in Brazil
Populated places established in 1960
Urban design
World Heritage Sites in Brazil |
4768 | https://en.wikipedia.org/wiki/Brit%20milah | Brit milah | The brit milah ( bərīṯ mīlā, ; Ashkenazi pronunciation: , "covenant of circumcision"; Yiddish pronunciation: bris ) is the ceremony of circumcision in Judaism. According to the Book of Genesis, God commanded the biblical patriarch Abraham to be circumcised, an act to be followed by his male descendants on the eighth day of life, symbolizing the covenant between God and the Jewish people. Today, it is generally performed by a mohel on the eighth day after the infant's birth and is followed by a celebratory meal known as seudat mitzvah.
Brit Milah is considered among the most important and central commandments in Judaism, and the rite has played a central role in the formation and history of Jewish civilization. The Talmud, when discussing the importance of Brit Milah, compares it to being equal to all other mitzvot (commandments) based on the gematria for brit of 612. Jews who voluntarily fail to undergo Brit Milah, barring extraordinary circumstances, are believed to suffer Kareth in Jewish theology: the extinction of the soul and denial of a share in the world to come. Judaism does not see circumcision as a universal moral law. Rather, the commandment is exclusive to followers of Judaism and the Jewish people; Gentiles who follow the Noahide Laws are believed to have a portion in the World to Come.
Conflicts between Jews and European civilizations (both Christian and Pagan) have occurred several times over Brit Milah. There have been multiple campaigns of Jewish ethnic, cultural, and religious persecution over the subject, with subsequent bans and restrictions on the practice as an attempted means of forceful assimilation, conversion, and ethnocide, most famously in the Maccabean Revolt by the Seleucid Empire. According to historian Michael Livingston, "In Jewish history, the banning of circumcision (brit mila) has historically been a first step toward more extreme and violent forms of persecution". These periods have generally been linked to suppression of Jewish religious, ethnic, and cultural identity and subsequent "punishment at the hands of government authorities for engaging in circumcision". The Maccabee victory in the Maccabean Revolt — ending the prohibition against circumcision — is celebrated in Hanukkah.
Circumcision rates are near-universal among Jews.
Origins (Unknown to 515 BCE)
The origin of circumcision is not known with certainty; however, artistic and literary evidence from ancient Egypt suggests it was practiced in the ancient Near East from at least the Sixth Dynasty (ca. 2345–ca. 2181 BCE). According to some scholars, it appears that it only appeared as a sign of the covenant during the Babylonian Exile. Scholars who posit the existence of a hypothetical J source (likely composed during the seventh century BCE) of the Pentateuch in Genesis 15 hold that it would not have mentioned a covenant that involves the practice of circumcision. Only in the P source (likely composed during the sixth century BCE) of Genesis 17 does the notion of circumcision become linked to a covenant.
Some scholars have argued that it originated as a replacement for child sacrifice.
Biblical references
According to the Hebrew Bible, Adonai commanded the biblical patriarch Abraham to be circumcised, an act to be followed by his descendants:
Leviticus 12:3 says: "And in the eighth day the flesh of his foreskin shall be circumcised."
According to the Hebrew Bible, it was "a reproach" for an Israelite to be uncircumcised. The plural term ("uncircumcised") is used opprobriously, denoting the Philistines and other non-Israelites and used in conjunction with (unpure) for heathen. The word ("uncircumcised" [singular]) is also employed for "impermeable"; it is also applied to the first three years' fruit of a tree, which is forbidden.
However, the Israelites born in the wilderness after the Exodus from Egypt were not circumcised. Joshua 5:2–9, explains, "all the people that came out" of Egypt were circumcised, but those "born in the wilderness" were not. Therefore, Joshua, before the celebration of the Passover, had them circumcised at Gilgal specifically before they entered Canaan. Abraham, too, was circumcised when he moved into Canaan.
The prophetic tradition emphasizes that God expects people to be good as well as pious, and that non-Jews will be judged based on their ethical behavior, see Noahide Law. Thus, Jeremiah 9:25–26 says that circumcised and uncircumcised will be punished alike by the Lord; for "all the nations are uncircumcised, and all the house of Israel are uncircumcised in heart."
The penalty of willful non-observance is kareth (making oneself liable to extirpation), as noted in Genesis 17:1-14. Conversion to Judaism for non-Israelites in Biblical times necessitated circumcision, otherwise one could not partake in the Passover offering. Today, as in the time of Abraham, it is required of converts in Orthodox, Conservative and Reform Judaism.
As found in Genesis 17:1–14, brit milah is considered to be so important that should the eighth day fall on the Sabbath, actions that would normally be forbidden because of the sanctity of the day are permitted in order to fulfill the requirement to circumcise. The Talmud, when discussing the importance of Milah, compares it to being equal to all other mitzvot (commandments) based on the gematria for brit of 612.
Covenants in ancient times were sometimes sealed by severing an animal, with the implication that the party who breaks the covenant will suffer a similar fate. In Hebrew, the verb meaning "to seal a covenant" translates literally as "to cut". It is presumed by Jewish scholars that the removal of the foreskin symbolically represents such a sealing of the covenant.
Ceremony
Mohalim
Mohalim are Jews trained in the practice of brit milah, the "covenant of circumcision." According to traditional Jewish law, in the absence of a grown free Jewish male expert, anyone who has the required skills is also authorized to perform the circumcision, if they are Jewish. Yet, most streams of non-Orthodox Judaism allow women to be (, plural of , feminine of ), without restriction. In 1984, Deborah Cohen became the first certified Reform ; she was certified by the Berit Mila program of Reform Judaism.
Time and place
It is customary for the brit to be held in a synagogue, but it can also be held at home or any other suitable location. The brit is performed on the eighth day from the baby's birth, taking into consideration that according to the Jewish calendar, the day begins at the sunset of the day before. If the baby is born on Sunday before sunset, the brit will be held the following Sunday. However, if the baby is born on Sunday night after sunset, the brit is on the following Monday. The brit takes place on the eighth day following birth even if that day is Shabbat or a holiday. A brit is traditionally performed in the morning, but it may be performed any time during daylight hours.
Postponement for health reasons
The Talmud explicitly instructs that a boy must not be circumcised if he had two brothers who died due to complications arising from their circumcisions, and Maimonides says that this excluded paternal half-brothers. This may be due to a concern about hemophilia.
An Israeli study found a high rate of urinary tract infections if the bandage is left on too long.
If the child is born prematurely or has other serious medical problems, the brit milah will be postponed until the doctors and mohel deem the child strong enough for his foreskin to be surgically removed.
Adult circumcision
In recent years, the circumcision of adult Jews who were not circumcised as infants has become more common than previously thought. In such cases, the brit milah will be done at the earliest date that can be arranged. The actual circumcision will be private, and other elements of the ceremony (e.g., the celebratory meal) may be modified to accommodate the desires of the one being circumcised.
Circumcision for the dead
According to Halacha, a baby who dies before they had time to circumcise him must be circumcised before burial. Several reasons were given for this commandment. Some have written that there is no need for this circumcision.
Anesthetic
Most prominent acharonim rule that the mitzvah of brit milah lies in the pain it causes, and anesthetic, sedation, or ointment should generally not be used. However, it is traditionally common to feed the infant a drop of wine or other sweet liquid to soothe him.
Eliezer Waldenberg, Yechiel Yaakov Weinberg, Shmuel Wosner, Moshe Feinstein and others agree that the child should not be sedated, although pain relieving ointment may be used under certain conditions; Shmuel Wosner particularly asserts that the act ought to be painful, per Psalm 44:23.
In a letter to the editor published in The New York Times on January 3, 1998, Rabbi Moshe David Tendler disagrees with the above and writes, "It is a biblical prohibition to cause anyone unnecessary pain". Rabbi Tendler recommends the use of an analgesic cream. Lidocaine should not be used, however, because lidocaine has been linked to several pediatric near-death episodes.
Kvatter
The title of kvater () among Ashkenazi Jews is for the person who carries the baby from the mother to the father, who in turn carries him to the mohel. This honor is usually given to a couple without children, as a merit or segula (efficacious remedy) that they should have children of their own. The origin of the term is Middle High German gevater/gevatere ("godfather").
Seudat mitzvah
After the ceremony, a celebratory meal takes place. At the birkat hamazon, additional introductory lines, known as Nodeh Leshimcha, are added. These lines praise God and request the permission of God, the Torah, Kohanim and distinguished people present to proceed with the grace. When the four main blessings are concluded, special ha-Rachaman prayers are recited. They request various blessings by God that include:
the parents of the baby, to help them raise him wisely;
the sandek (companion of child);
the baby boy to have strength and grow up to trust in God and perceive Him three times a year;
the mohel for unhesitatingly performing the ritual;
to send the Messiah in Judaism speedily in the merit of this mitzvah;
to send Elijah the prophet, known as "The Righteous Kohen", so that God's covenant can be fulfilled with the re-establishment of the throne of King David.
Ritual components
Uncovering, priah
At the neonatal stage, the inner preputial epithelium is still linked with the surface of the glans.
The mitzvah is executed only when this epithelium is either removed, or permanently peeled back to uncover the glans.
On medical circumcisions performed by surgeons, the epithelium is removed along with the foreskin, to prevent post operative penile adhesion and its complications.
However, on ritual circumcisions performed by a mohel, the epithelium is most commonly peeled off only after the foreskin has been amputated. This procedure is called priah (), which means: 'uncovering'. The main goal of "priah" (also known as "bris periah"), is to remove as much of the inner layer of the foreskin as possible and prevent the movement of the shaft skin, what creates the look and function of what is known as a "low and tight" circumcision.
According to Rabbinic interpretation of traditional Jewish sources, the 'priah' has been performed as part of the Jewish circumcision since the Israelites first inhabited the Land of Israel.
The Oxford Dictionary of the Jewish Religion states that many Hellenistic Jews attempted to restore their foreskins, and that similar action was taken during the Hadrianic persecution, a period in which a prohibition against circumcision was issued. The writers of the dictionary hypothesize that the more severe method practiced today was probably begun in order to prevent the possibility of restoring the foreskin after circumcision, and therefore the rabbis added the requirement of cutting the foreskin in periah.
According to Shaye J. D. Cohen, the Torah only commands milah. David Gollaher has written that the rabbis added the procedure of priah to discourage men from trying to restore their foreskins: "Once established, priah was deemed essential to circumcision; if the mohel failed to cut away enough tissue, the operation was deemed insufficient to comply with God's covenant," and "Depending on the strictness of individual rabbis, boys (or men thought to have been inadequately cut) were subjected to additional operations."
note: alternate spellings Metzizah or Metsitsah are also used to refer to this.
In the Metzitzah (), the guard is slid over the foreskin as close to the glans as possible to allow for maximum removal of the former without any injury to the latter. A scalpel is used to detach the foreskin. A tube is used for metzitzah
In addition to (the initial cut amputating the akroposthion) and and subsequent circumcision, mentioned above, the Talmud (Mishnah Shabbat 19:2) mentions a third step, , translated as suction, as one of the steps involved in the circumcision rite. The Talmud writes that a "Mohel (Circumciser) who does not suck creates a danger, and should be dismissed from practice". Rashi on that Talmudic passage explains that this step is in order to draw some blood from deep inside the wound to prevent danger to the baby.
There are other modern antiseptic and antibiotic techniques—all used as part of the brit milah today—which many say accomplish the intended purpose of metzitzah, however, since metzitzah is one of the four steps to fulfill Mitzvah, it continues to be practiced by a minority of Orthodox and Hassidic Jews.
(oral suction)
This has also been abbreviated as MBP.
The ancient method of performing metzitzah b'peh ()—or oral suction—has become controversial. The process has the mohel place his mouth directly on the infant's genital wound to draw blood away from the cut. The vast majority of Rabbinical Jewish circumcision ceremonies do not use metzitzah b'peh, but some Haredi Jews continue to perform it, while traditional Karaites and Beta Israel never practiced it. It has been documented that the practice poses a serious risk of spreading herpes to the infant. Proponents maintain that there is no conclusive evidence that links herpes to Metzitza, and that attempts to limit this practice infringe on religious freedom.
The practice has become a controversy in both secular and Jewish medical ethics. The ritual of metzitzah is found in Mishnah Shabbat 19:2, which lists it as one of the four steps involved in the circumcision rite. Rabbi Moses Sofer, also known as the Chatam Sofer (1762–1839), observed that the Talmud states that the rationale for this part of the ritual was hygienic — i.e., to protect the health of the child. The Chatam Sofer issued a leniency (Heter) that some consider to have been conditional, to perform metzitzah with a sponge to be used instead of oral suction in a letter to his student, Rabbi Lazar Horowitz of Vienna. This letter was never published among Rabbi Sofer's responsa but rather in the secular journal Kochvei Yitzchok. along with letters from Dr. Wertheimer, the chief doctor of the Viennese General Hospital. It relates the story that a mohel (who was suspected of transmitting herpes via metzizah to infants) was checked several times and never found to have signs of the disease and that a ban was requested because of the "possibility of future infections". Moshe Schick (1807–1879), a student of Moses Sofer, states in his book of Responsa, She’eilos u’teshuvos Maharam Schick (Orach Chaim 152,) that Moses Sofer gave the ruling in that specific instance only because the mohel refused to step down and had secular government connections that prevented his removal in favor of another mohel, and the Heter may not be applied elsewhere. He also states (Yoreh Deah 244) that the practice is possibly a Sinaitic tradition, i.e., Halacha l'Moshe m'Sinai. Other sources contradict this claim, with copies of Moses Sofer's responsa making no mention of the legal case or of his ruling applying in only one situation. Rather, that responsa makes quite clear that "metzizah" was a health measure and should never be employed where there is a health risk to the infant.
Chaim Hezekiah Medini, after corresponding with the greatest Jewish sages of the generation, concluded the practice to be Halacha l'Moshe m'Sinai and elaborates on what prompted Moses Sofer to give the above ruling. He tells the story that a student of Moses Sofer, Lazar Horowitz, Chief Rabbi of Vienna at the time and author of the responsa Yad Elazer, needed the ruling because of a governmental attempt to ban circumcision completely if it included metztitzah b'peh. He therefore asked Sofer to give him permission to do brit milah without metzitzah b’peh. When he presented the defense in secular court, his testimony was erroneously recorded to mean that Sofer stated it as a general ruling. The Rabbinical Council of America (RCA), which claims to be the largest American organization of Orthodox rabbis, published an article by mohel Yehudi Pesach Shields in its summer 1972 issue of Tradition magazine, calling for the abandonment of Metzitzah b'peh. Since then the RCA has issued an opinion that advocates methods that do not involve contact between the mohel's mouth and the infant's genitals, such as the use of a sterile syringe, thereby eliminating the risk of infection. According to the Chief Rabbinate of Israel and the Edah HaChareidis metzitzah b'peh should still be performed.
The practice of metzitzah b'peh posed a serious risk in the transfer of herpes from mohelim to eight Israeli infants, one of whom suffered brain damage. When three New York City infants contracted herpes after metzizah b'peh by one mohel and one of them died, New York authorities took out a restraining order against the mohel requiring use of a sterile glass tube, or pipette. The mohel's attorney argued that the New York Department of Health had not supplied conclusive medical evidence linking his client with the disease. In September 2005, the city withdrew the restraining order and turned the matter over to a rabbinical court. Thomas Frieden, the Health Commissioner of New York City, wrote, "There exists no reasonable doubt that ‘metzitzah b'peh’ can and has caused neonatal herpes infection....The Health Department recommends that infants being circumcised not undergo metzitzah b'peh." In May 2006, the Department of Health for New York State issued a protocol for the performance of metzitzah b'peh. Antonia Novello, Commissioner of Health for New York State, together with a board of rabbis and doctors, worked, she said, to "allow the practice of metzizah b'peh to continue while still meeting the Department of Health's responsibility to protect the public health." Later in New York City in 2012 a 2-week-old baby died of herpes because of metzitzah b'peh.
In three medical papers done in Israel, Canada, and the US, oral suction following circumcision was suggested as a cause in 11 cases of neonatal herpes. Researchers noted that prior to 1997, neonatal herpes reports in Israel were rare, and that the late incidences were correlated with the mothers carrying the virus themselves. Rabbi Doctor Mordechai Halperin implicates the "better hygiene and living conditions that prevail among the younger generation," which lowered to 60% the rate of young Israeli Chareidi mothers who carry the virus. He explains that an "absence of antibodies in the mothers’ blood means that their newborn sons received no such antibodies through the placenta, and therefore are vulnerable to infection by HSV-1."
Barriers
Because of the risk of infection, some rabbinical authorities have ruled that the traditional practice of direct contact should be replaced by using a sterile tube between the wound and the mohel's mouth, so there is no direct oral contact. The Rabbinical Council of America, the largest group of Modern Orthodox rabbis, endorses this method. The RCA paper states: "Rabbi Schachter even reports that Rav Yosef Dov Soloveitchik reports that his father, Rav Moshe Soloveitchik, would not permit a mohel to perform metzitza be’peh with direct oral contact, and that his grandfather, Rav Chaim Soloveitchik, instructed mohelim in Brisk not to do metzitza be’peh with direct oral contact. However, although Rav Yosef Dov Soloveitchik also generally prohibited metzitza be’peh with direct oral contact, he did not ban it by those who insisted upon it." The sefer Mitzvas Hametzitzah by Rabbi Sinai Schiffer of Baden, Germany, states that he is in possession of letters from 36 major Russian (Lithuanian) rabbis that categorically prohibit Metzitzah with a sponge and require it to be done orally. Among them is Rabbi Chaim Halevi Soloveitchik of Brisk.
In September 2012, the New York Department of Health unanimously ruled that the practice of metztizah b'peh should require informed consent from the parent or guardian of the child undergoing the ritual. Prior to the ruling, several hundred rabbis, including Rabbi David Neiderman, the executive director of the United Jewish Organization of Williamsburg, signed a declaration stating that they would not inform parents of the potential dangers that came with metzitzah b'peh, even if informed consent became law.
In a motion for preliminary injunction with intent to sue, filed against New York City Department of Health & Mental Hygiene, affidavits by Awi Federgruen, Brenda Breuer, and Daniel S. Berman argued that the study on which the department passed its conclusions is flawed.
The "informed consent" regulation was challenged in court. In January 2013 the U.S. District court ruled that the law did not specifically target religion and therefore must not pass strict scrutiny. The ruling was appealed to the Court of Appeals.
On August 15, 2014, the Second Circuit Court of Appeals reversed the decision by the lower court, and ruled that the regulation does have to be reviewed under strict scrutiny to determine whether it infringes on Orthodox Jews' freedom of religion.
On September 9, 2015, after coming to an agreement with the community The New York City Board of Health voted to repeal the informed consent regulation.
Hatafat dam brit
A brit milah is more than circumcision; it is a sacred ritual in Judaism, as distinguished from its non-ritual requirement in Islam. One ramification is that the brit is not considered complete unless a drop of blood is actually drawn. The standard medical methods of circumcision through constriction do not meet the requirements of the halakhah for brit milah, because they are done with hemostasis, i.e., they stop the flow of blood. Moreover, circumcision alone, in the absence of the brit milah ceremony, does not fulfill the requirements of the mitzvah. Therefore, in cases involving a Jew who was circumcised outside of a brit milah, an already-circumcised convert, or an aposthetic (born without a foreskin) individual, the mohel draws a symbolic drop of blood (, ) from the penis at the point where the foreskin would have been or was attached.
Milah L'shem Giur
A milah l'shem giur is a "circumcision for the purpose of conversion". In Orthodox Judaism, this procedure is usually done by adoptive parents for adopted boys who are being converted as part of the adoption or by families with young children converting together. It is also required for adult converts who were not previously circumcised, e.g., those born in countries where circumcision at birth is not common. The conversion of a minor is valid in both Orthodox and Conservative Judaism until a child reaches the age of majority (13 for a boy, 12 for a girl); at that time the child has the option of renouncing his conversion and Judaism, and the conversion will then be considered retroactively invalid. He must be informed of his right to renounce his conversion if he wishes. If he does not make such a statement, it is accepted that the boy is halakhically Jewish. Orthodox rabbis will generally not convert a non-Jewish child raised by a mother who has not converted to Judaism.
The laws of conversion and conversion-related circumcision in Orthodox Judaism have numerous complications, and authorities recommend that a rabbi be consulted well in advance.
In Conservative Judaism, the milah l'shem giur procedure is also performed for a boy whose mother has not converted, but with the intention that the child be raised Jewish. This conversion of a child to Judaism without the conversion of the mother is allowed by Conservative interpretations of halakha. Conservative Rabbis will authorize it only under the condition that the child be raised as a Jew in a single-faith household. Should the mother convert, and if the boy has not yet reached his third birthday, the child may be immersed in the mikveh with the mother, after the mother has already immersed, to become Jewish. If the mother does not convert, the child may be immersed in a mikveh, or body of natural waters, to complete the child's conversion to Judaism. This can be done before the child is even one year old. If the child did not immerse in the mikveh, or the boy was too old, then the child may choose of their own accord to become Jewish at age 13 as a Bar Mitzvah, and complete the conversion then.
The ceremony, when performed l'shem giur, does not have to be performed on a particular day, and does not override Shabbat and Jewish Holidays.
In Orthodox Judaism, there is a split of authorities on whether the child receives a Hebrew name at the Brit ceremony or upon immersion in the Mikvah. According to Zichron Brit LeRishonim, naming occurs at the Brit with a different formula than the standard Brit Milah. The more common practice among Ashkenazic Jews follows Rabbi Moshe Feinstein, with naming occurring at immersion.
Where the procedure was performed but not followed by immersion or other requirements of the conversion procedure (e.g., in Conservative Judaism, where the mother has not converted), if the boy chooses to complete the conversion at Bar Mitzvah, a milah l'shem giur performed when the boy was an infant removes the obligation to undergo either a full brit milah or hatafat dam brit.
Controlling male sexuality
The desire to control male sexuality has been central to Milah throughout history. Jewish theologians, philosophers, and ethicists have often justified the practice by claiming that the ritual substantially reduces male sexual pleasure and desire.
The political scientist Thomas Pangle concluded:As Maimonides — the greatest legal scholar, and also the preeminent medical authority, in traditional Judaism — teaches, the most obvious purpose of circumcision is the weakening of the male sexual capacity and pleasure... Closely related would appear to be the aim of setting before any potential adult male convert the trial of submitting to a mark that incurs shame among most if not all other peoples, as well as being frighteningly painful: "Now a man does not perform this act upon himself or upon a son of his unless it be in consequence of a genuine belief... Finally, this mark, and the gulf it establishes, not only distinguishes but unifies the chosen people. The peculiar nature of the pain, of the debility, and of the shame serves to underline the fact that dedication to God calls for a severe mastery over and ruthless subordination of sexual appetite and pleasure. It is surely no accident, Maimonides observes in the same passage just quoted, it was the chaste Abraham who was the first to be called upon to enact ritual circumcision. But of course we must add since the commandment applies to Ishmael as well as to Issac, circumcision is the mark uniting those singular peoples, descended from Abraham, who recall not only his chastity but above all his dread in the presence of God; who share in that dread, and who understand the dread and the circumcision to be in part their response as mortal, hence reproductive, hence sexual creatures — created in the image of God — to the presence of the holy or pure God Who as Creator utterly transcends His mortal, reproductive creatures, and especially their sexuality. The Jewish philosopher Philo Judaeus argued that Milah is a way to "mutilate the organ" in order to eliminate "all superfluous and excessive pleasure."
Similarly, while not claiming that circumcision limited sexual pleasure, Maimonides proposed that two important purposes of circumcision are to temper sexual desire and to join in an affirmation of faith and the covenant of Abraham:
Visible symbol of a covenant
Rabbi Saadia Gaon considers something to be "complete" if it lacks nothing, but also has nothing that is unneeded. He regards the foreskin an unneeded organ that God created in man, and so by amputating it, the man is completed. The author of Sefer ha-Chinuch provides three reasons for the practice of circumcision:
To complete the form of man, by removing what he claims to be a redundant organ;
To mark the chosen people, so that their bodies will be different as their souls are. The organ chosen for the mark is the one responsible for the sustenance of the species.
The completion effected by circumcision is not congenital, but left to the man. This implies that as he completes the form of his body, so can he complete the form of his soul.
Talmud professor Daniel Boyarin offered two explanations for circumcision. One is that it is a literal inscription on the Jewish body of the name of God in the form of the letter "yud" (from "yesod"). The second is that the act of bleeding represents a feminization of Jewish men, significant in the sense that the covenant represents a marriage between Jews and (a symbolically male) God.
Other reasons
In Of the Special Laws, Book 1, the Jewish philosopher Philo additionally gave other reasons for the practice of circumcision.
He attributes four of the reasons to "men of divine spirit and wisdom." These include the idea that circumcision:
Protects against disease,
Secures cleanliness "in a way that is suited to the people consecrated to God,"
Causes the circumcised portion of the penis to resemble a heart, thereby representing a physical connection between the "breath contained within the heart [that] is generative of thoughts, and the generative organ itself [that] is productive of living beings," and
Promotes prolificness by removing impediments to the flow of semen."Is a symbol of a man's knowing himself."
Judaism, Christianity, and the Early Church (4 BCE – 150 CE)
The 1st-century Jewish author Philo Judaeus defended Jewish circumcision on several grounds. He thought that circumcision should be done as early as possible as it would not be as likely to be done by someone's own free will. He claimed that the foreskin prevented semen from reaching the vagina and so should be done as a way to increase the nation's population. He also noted that circumcision should be performed as an effective means to reduce sexual pleasure.
There was also division in Pharisaic Judaism between Hillel the Elder and Shammai on the issue of circumcision of proselytes.
According to the Gospel of Luke, Jesus was circumcised on the 8th day.
According to saying 53 of the Gospel of Thomas,
Foreskin was considered a sign of beauty, civility, and masculinity throughout the Greco-Roman world; it was custom to spend an hour a day or so exercising nude in the gymnasium and in Roman baths; many Jewish men did not want to be seen in public deprived of their foreskins, where matters of business and politics were discussed. To expose one's glans in public was seen as indecent, vulgar, and a sign of sexual arousal and desire.
Classical, Hellenistic, and Roman culture widely found circumcision to be barbaric, cruel, and utterly repulsive in nature. By the period of the Maccabees, many Jewish men attempted to hide their circumcisions through the process of epispasm due to the circumstances of the period, although Jewish religious writers denounced these practices as abrogating the covenant of Abraham in 1 Maccabees and the Talmud. After Christianity and Second Temple Judaism split apart from one another, Milah was declared spiritually unnecessary as a condition of justification by Christian writers such as Paul the Apostle and subsequently in the Council of Jerusalem, while it further increased in importance for Jews.
In the mid-2nd century CE, the Tannaim, the successors of the newly ideologically dominant Pharisees, introduced and made mandatory a secondary step of circumcision known as the Periah. Without it circumcision was newly declared to have no spiritual value. This new form removed as much of the inner mucosa as possible, the frenulum and its corresponding delta from the penis, and prevented the movement of shaft skin, in what creates a "low and tight" circumcision. It was intended to make it impossible to restore the foreskin. This is the form practiced among the large majority of Jews today, and, later, became a basis for the routine neonatal circumcisions performed in the United States.
The steps, justifications, and imposition of the practice have dramatically varied throughout history; commonly cited reasons for the practice have included it being a way to control male sexuality by reducing sexual pleasure and desire, as a visual marker of the covenant of the pieces, as a metaphor for mankind perfecting creation, and as a means to promote fertility. The original version in Judaic history was either a ritual nick or cut done by a father to the acroposthion, the part of the foreskin that overhangs the glans penis. This form of genital nicking or cutting, known as simply milah, became adopted among Jews by the Second Temple period and was the predominant form until the second century CE. The notion of milah being linked to a biblical covenant is generally believed to have originated in the 6th century BCE as a product of the Babylonian captivity; the practice likely lacked this significance among Jews before the period.
Reform Judaism
The Reform societies established in Frankfurt and Berlin regarded circumcision as barbaric and wished to abolish it. However, while prominent rabbis such as Abraham Geiger believed the ritual to be barbaric and outdated, they refrained from instituting any change in this matter. In 1843, when a father in Frankfurt refused to circumcise his son, rabbis of all shades in Germany stated it was mandated by Jewish law; even Samuel Holdheim affirmed this. By 1871, Reform rabbinic leadership in Germany reasserted "the supreme importance of circumcision in Judaism," while affirming the traditional viewpoint that non-circumcised Jews are Jews nonetheless. Although the issue of circumcision of converts continues to be debated, the necessity of Brit Milah for Jewish infant boys has been stressed in every subsequent Reform rabbis manual or guide. While the Reform movement does not require the circumcision of adult male converts, it is increasingly acknowledged and practiced by many Reform communities as an important part of the conversion process. Since 1984 Reform Judaism has trained and certified over 300 of their own practicing mohalim in this ritual.
In Samaritanism
Samaritan brit milah occurs on the eighth day following the child's birth at the father's home. In addition to special prayers and readings from the Torah pertaining to the ritual, an old hymn that invokes blessings for parents and children is sung.
According to 19th century British explorer Conder, in their circumcision hymn, Samaritans express their gratitude for a certain Roman soldier by the name of Germon, who was sent by an unknown Roman Emperor as a sentinel over the home of the Samaritan High Priest for his kindness in allowing the process of circumcision to take place. They tried to give him money, but he refused, just requesting to be included in their future prayers instead.
Criticism and legality
Criticism
Among Jews
A growing number of contemporary Jews have chosen not to circumcise their sons.
Among the reasons for their choice is the claim that circumcision is a form of bodily and sexual harm forced on men and violence against helpless infants, a violation of children's rights, and their opinion that circumcision is a dangerous, unnecessary, painful, traumatic and stressful event for the child, which can cause even further psychophysical complications down the road, including serious disability and even death. They are assisted by a number of Reform, Liberal, and Reconstructionist rabbis, and have developed a welcoming ceremony that they call the Brit shalom ("Covenant [of] Peace") for such children, also accepted by Humanistic Judaism. The ceremony of Brit shalom is not officially approved of by the Reform or Reconstructionist rabbinical organizations, who make the recommendation that male infants should be circumcised, though the issue of converts remains controversial and circumcision of converts is not mandatory in either movement.
The connection of the Reform movement to an anti-circumcision, pro-symbolic stance is a historical one. From the early days of the movement in Germany and Eastern Europe, some classical Reformers hoped to replace ritual circumcision "with a symbolic act, as has been done for other bloody practices, such as the sacrifices". In the US, an official Reform resolution in 1893 announced converts are no longer mandated to undergo the ritual, and this ambivalence toward the practice has carried over to classical-minded Reform Jews today. In Elyse Wechterman's essay A Plea for Inclusion, she argues that, even in the absence of circumcision, committed Jews should never be turned away, especially by a movement "where no other ritual observance is mandated." She goes on to advocate an alternate covenant ceremony, , for both boys and girls as a welcoming ritual into Judaism. With a continuing negativity towards circumcision still present within a minority of modern-day Reform, Judaic scholar Jon Levenson has warned that if they "continue to judge brit milah to be not only medically unnecessary but also brutalizing and mutilating ... the abhorrence of it expressed by some early Reform leaders will return with a vengeance", proclaiming that circumcision will be "the latest front in the battle over the Jewish future in America".
Many European Jewish fathers during the nineteenth century chose not to circumcise their sons, including Theodor Herzl. However, unlike many other forms of religious observance, it remained one of the last rituals Jewish communities could enforce. In most of Europe, both the government and the unlearned Jewish masses believed circumcision to be a rite akin to baptism, and the law allowed communities not to register uncircumcised children as Jewish. This legal maneuver spurred several debates addressing the advisibility of its use, since many parents later chose to convert to Christianity. In early 20th-century Russia, Chaim Soloveitchik advised his colleagues to reject this measure, stating that uncircumcised Jewish males are no less Jewish than Jews who violate other commandments. Since the 18th century, multiple Jewish philosophers and theologians have criticized the practice of circumcision, advocating an abolishment of the practice and alternatives such as Brit Shalom. Circumcision rates are near-universal among Jews.
Brit shalom (; "Covenant of Peace"), also called alternative brit, brit ben, brit chayim, brit tikkun, or bris in Yiddish and Ashkenazi Hebrew, refers to a range of newly created naming ceremonies for self-identified Jewish families that involve rejecting the traditional Jewish rite of circumcision. There is no universally agreed upon form of Brit Shalom. Brit shalom ceremonies are performed by a rabbi or a lay person; in this context, rabbi does not necessarily imply belief in God, as some celebrants belong to Humanistic Judaism. Brit shalom is recognized by secular Jewish organizations affiliated with Humanistic Judaism like the International Institute for Secular Humanistic Judaism, Congress of Secular Jewish Organizations, and Society for Humanistic Judaism.
The actual number of brit shalom ceremonies performed per year is unknown. Filmmaker Eli Ungar-Sargon, who is opposed to circumcision, said in 2011, regarding its current popularity, that "calling it a marginal phenomenon would be generous." Its popularity in the United States, where it has been promoted by groups such as Beyond the Bris and Jews Against Circumcision, is increasing, however. The first known ceremony was celebrated by Rabbi Sherwin Wine, the founder of the Society for Humanistic Judaism, around 1970.
Outside Jews
In 2017, Iceland proposed a bill banning circumcision especially for non-medical reasons, with a six-year jail term for anyone carrying out a circumcision for non-medical reasons, as well as anyone guilty of removing a child's sexual organs in whole or in part, arguing that the practice violates the child's rights. Religious groups have condemned the bill because it goes against their traditions.
See also
Circumcision of Jesus
Khitan (circumcision)
History of male circumcision
References
External links
Chabad.org's Brit Milah: The Covenant of Circumcision
Jewish Encyclopedia's entry for Circumcision
CircCentral, an online museum of Brit Milah instruments
Circumcision
Jewish life cycle
Jewish medical ethics
Judaism and children
Judaism-related controversies
Lech-Lecha
Positive Mitzvoth
Rites of passage
Hebrew words and phrases in Jewish law
Talmud concepts and terminology |
4770 | https://en.wikipedia.org/wiki/Business%20ethics | Business ethics | Business ethics (also known as corporate ethics) is a form of applied ethics or professional ethics, that examines ethical principles and moral or ethical problems that can arise in a business environment. It applies to all aspects of business conduct and is relevant to the conduct of individuals and entire organizations. These ethics originate from individuals, organizational statements or the legal system. These norms, values, ethical, and unethical practices are the principles that guide a business.
Business ethics refers to contemporary organizational standards, principles, sets of values and norms that govern the actions and behavior of an individual in the business organization. Business ethics have two dimensions, normative business ethics or descriptive business ethics. As a corporate practice and a career specialization, the field is primarily normative. Academics attempting to understand business behavior employ descriptive methods. The range and quantity of business ethical issues reflects the interaction of profit-maximizing behavior with non-economic concerns.
Interest in business ethics accelerated dramatically during the 1980s and 1990s, both within major corporations and within academia. For example, most major corporations today promote their commitment to non-economic values under headings such as ethics codes and social responsibility charters.
Adam Smith said in 1776, "People of the same trade seldom meet together, even for merriment and diversion, but the conversation ends in a conspiracy against the public, or in some contrivance to raise prices." Governments use laws and regulations to point business behavior in what they perceive to be beneficial directions. Ethics implicitly regulates areas and details of behavior that lie beyond governmental control. The emergence of large corporations with limited relationships and sensitivity to the communities in which they operate accelerated the development of formal ethics regimes.
Maintaining an ethical status is the responsibility of the manager of the business. According to a 1990 article in the Journal of Business Ethics, "Managing ethical behavior is one of the most pervasive and complex problems facing business organizations today."
History
Business ethics reflect the norms of each historical period. As time passes, norms evolve, causing accepted behaviors to become objectionable. Business ethics and the resulting behavior evolved as well. Business was involved in slavery, colonialism, and the Cold War.
The term 'business ethics' came into common use in the United States in the early 1970s. By the mid-1980s at least 500 courses in business ethics reached 40,000 students, using some twenty textbooks and at least ten casebooks supported by professional societies, centers and journals of business ethics. The Society for Business Ethics was founded in 1980. European business schools adopted business ethics after 1987 commencing with the European Business Ethics Network. In 1982 the first single-authored books in the field appeared.
Firms began highlighting their ethical stature in the late 1980s and early 1990s, possibly in an attempt to distance themselves from the business scandals of the day, such as the savings and loan crisis. The concept of business ethics caught the attention of academics, media and business firms by the end of the Cold War. However, criticism of business practices was attacked for infringing the freedom of entrepreneurs and critics were accused of supporting communists. This scuttled the discourse of business ethics both in media and academia. The Defense Industry Initiative on Business Ethics and Conduct (DII) was created to support corporate ethical conduct. This era began the belief and support of self-regulation and free trade, which lifted tariffs and barriers and allowed businesses to merge and divest in an increasing global atmosphere.
Religious and philosophical origins
One of the earliest written treatments of business ethics is found in the Tirukkuṛaḷ, a Tamil book dated variously from 300 BCE to the 7th century CE and attributed to Thiruvalluvar. Many verses discuss business ethics, in particular, verse 113, adapting to a changing environment in verses 474, 426, and 140, learning the intricacies of different tasks in verses 462 and 677.
Overview
Business ethics reflects the philosophy of business, of which one aim is to determine the fundamental purposes of a company. Business purpose expresses the company's reason for existing. Modern discussion on the purpose of business has been freshened by views from thinkers such as Richard R. Ellesworth, Peter Drucker, and Nikos Mourkogiannis: Earlier views such as Milton Friedman's held that the purpose of a business organization is to make profit for shareholders. Nevertheless, the purpose of maximizing shareholder's wealth often "fails to energize employees". In practice, many non-shareholders also benefit from a firm's economic activity, among them employees through contractual compensation and its broader impact, consumers by the tangible or non-tangible value derived from their purchase choices; society as a whole through taxation and/or the company's involvement in social action when it occurs. On the other hand, if a company's purpose is to maximize shareholder returns, then sacrificing profits for other concerns is a violation of its fiduciary responsibility. Corporate entities are legal persons but this does not mean they are legally entitled to all of the rights and liabilities as natural persons.
Ethics are the rules or standards that govern our decisions on a daily basis. Many consider "ethics" with conscience or a simplistic sense of "right" and "wrong". Others would say that ethics is an internal code that governs an individual's conduct, ingrained into each person by family, faith, tradition, community, laws, and personal mores. Corporations and professional organizations, particularly licensing boards, generally will have a written code of ethics that governs standards of professional conduct expected of all in the field.
It is important to note that "law" and "ethics" are not synonymous, nor are the "legal" and "ethical" courses of action in a given situation necessarily the same. Statutes and regulations passed by legislative bodies and administrative boards set forth the "law". Slavery once was legal in the US, but one certainly would not say enslaving another was an "ethical" act.
Economist Milton Friedman wrote that corporate executives' "responsibility ... generally will be to make as much money as possible while conforming to their basic rules of the society, both those embodied in law and those embodied in ethical custom". Friedman also said, "the only entities who can have responsibilities are individuals ... A business cannot have responsibilities. So the question is, do corporate executives, provided they stay within the law, have responsibilities in their business activities other than to make as much money for their stockholders as possible? And my answer to that is, no, they do not." This view is known as the Friedman doctrine. A multi-country 2011 survey found support for this view among the "informed public" ranging from 30 to 80%. Ronald Duska and Jacques Cory have described Friedman's argument as consequentialist or utilitarian rather than pragmatic: Friedman's argument implies that unrestrained corporate freedom would benefit the most people in the long term. Duska argued that Friedman failed to differentiate two very different aspects of business: (1) the motive of individuals, who are generally motivated by profit to participate in business, and (2) the socially sanctioned purpose of business, or the reason why people allow businesses to exist, which is to provide goods and services to people. So Friedman was wrong that making a profit is the only concern of business, Duska argued.
Peter Drucker once said, "There is neither a separate ethics of business nor is one needed", implying that standards of personal ethics cover all business situations. However, Drucker in another instance said that the ultimate responsibility of company directors is not to harm—primum non nocere.
Another view of business is that it must exhibit corporate social responsibility (CSR): an umbrella term indicating that an ethical business must act as a responsible citizen of the communities in which it operates even at the cost of profits or other goals. In the US and most other nations, corporate entities are legally treated as persons in some respects. For example, they can hold title to property, sue and be sued and are subject to taxation, although their free speech rights are limited. This can be interpreted to imply that they have independent ethical responsibilities. Duska argued that stakeholders expect a business to be ethical and that violating that expectation must be counterproductive for the business.
Ethical issues include the rights and duties between a company and its employees, suppliers, customers and neighbors, its fiduciary responsibility to its shareholders. Issues concerning relations between different companies include hostile take-overs and industrial espionage. Related issues include corporate governance; corporate social entrepreneurship; political contributions; legal issues such as the ethical debate over introducing a crime of corporate manslaughter; and the marketing of corporations' ethics policies.
According to research published by the Institute of Business Ethics and Ipsos MORI in late 2012, the three major areas of public concern regarding business ethics in Britain are executive pay, corporate tax avoidance and bribery and corruption.
Ethical standards of an entire organization can be damaged if a corporate psychopath is in charge. This will not only affect the company and its outcome but the employees who work under a corporate psychopath. The way a corporate psychopath can rise in a company is by their manipulation, scheming, and bullying. They do this in a way that can hide their true character and intentions within a company.
Functional business areas
Finance
Fundamentally, finance is a social science discipline. The discipline borders behavioral economics, sociology, economics, accounting and management. It concerns technical issues such as the mix of debt and equity, dividend policy, the evaluation of alternative investment projects, options, futures, swaps, and other derivatives, portfolio diversification and many others. Finance is often mistaken by the people to be a discipline free from ethical burdens. The 2008 financial crisis caused critics to challenge the ethics of the executives in charge of U.S. and European financial institutions and financial regulatory bodies. Finance ethics is overlooked for another reason—issues in finance are often addressed as matters of law rather than ethics.
Finance paradigm
Aristotle said, "the end and purpose of the polis is the good life". Adam Smith characterized the good life in terms of material goods and intellectual and moral excellences of character. Smith in his The Wealth of Nations commented, "All for ourselves, and nothing for other people, seems, in every age of the world, to have been the vile maxim of the masters of mankind." However, a section of economists influenced by the ideology of neoliberalism, interpreted the objective of economics to be maximization of economic growth through accelerated consumption and production of goods and services. Neoliberal ideology promoted finance from its position as a component of economics to its core. Proponents of the ideology hold that unrestricted financial flows, if redeemed from the shackles of "financial repressions", best help impoverished nations to grow. The theory holds that open financial systems accelerate economic growth by encouraging foreign capital inflows, thereby enabling higher levels of savings, investment, employment, productivity and "welfare", along with containing corruption. Neoliberals recommended that governments open their financial systems to the global market with minimal regulation over capital flows. The recommendations however, met with criticisms from various schools of ethical philosophy. Some pragmatic ethicists, found these claims to be unfalsifiable and a priori, although neither of these makes the recommendations false or unethical per se. Raising economic growth to the highest value necessarily means that welfare is subordinate, although advocates dispute this saying that economic growth provides more welfare than known alternatives. Since history shows that neither regulated nor unregulated firms always behave ethically, neither regime offers an ethical panacea.
Neoliberal recommendations to developing countries to unconditionally open up their economies to transnational finance corporations was fiercely contested by some ethicists. The claim that deregulation and the opening up of economies would reduce corruption was also contested.
Dobson observes, "a rational agent is simply one who pursues personal material advantage ad infinitum. In essence, to be rational in finance is to be individualistic, materialistic, and competitive. Business is a game played by individuals, as with all games the object is to win, and winning is measured in terms solely of material wealth. Within the discipline, this rationality concept is never questioned, and has indeed become the theory-of-the-firm's sine qua non". Financial ethics is in this view a mathematical function of shareholder wealth. Such simplifying assumptions were once necessary for the construction of mathematically robust models. However, signalling theory and agency theory extended the paradigm to greater realism.
Other issues
Fairness in trading practices, trading conditions, financial contracting, sales practices, consultancy services, tax payments, internal audit, external audit and executive compensation also, fall under the umbrella of finance and accounting. Particular corporate ethical/legal abuses include: creative accounting, earnings management, misleading financial analysis, insider trading, securities fraud, bribery/kickbacks and facilitation payments. Outside of corporations, bucket shops and forex scams are criminal manipulations of financial markets. Cases include accounting scandals, Enron, WorldCom and Satyam.
Human resource management
Human resource management occupies the sphere of activity of recruitment selection, orientation, performance appraisal, training and development, industrial relations and health and safety issues. Business Ethicists differ in their orientation towards labor ethics. Some assess human resource policies according to whether they support an egalitarian workplace and the dignity of labor.
Issues including employment itself, privacy, compensation in accord with comparable worth, collective bargaining (and/or its opposite) can be seen either as inalienable rights or as negotiable.
Discrimination by age (preferring the young or the old), gender/sexual harassment, race, religion, disability, weight and attractiveness. A common approach to remedying discrimination is affirmative action.
Once hired, employees have the right to the occasional cost of living increases, as well as raises based on merit. Promotions, however, are not a right, and there are often fewer openings than qualified applicants. It may seem unfair if an employee who has been with a company longer is passed over for a promotion, but it is not unethical. It is only unethical if the employer did not give the employee proper consideration or used improper criteria for the promotion. Each employer should know the distinction between what is unethical and what is illegal. If an action is illegal it is breaking the law but if an action seems morally incorrect that is unethical. In the workplace what is unethical does not mean illegal and should follow the guidelines put in place by OSHA, EEOC, and other law binding entities.
Potential employees have ethical obligations to employers, involving intellectual property protection and whistle-blowing.
Employers must consider workplace safety, which may involve modifying the workplace, or providing appropriate training or hazard disclosure. This differentiates on the location and type of work that is taking place and can need to comply with the standards to protect employees and non-employees under workplace safety.
Larger economic issues such as immigration, trade policy, globalization and trade unionism affect workplaces and have an ethical dimension, but are often beyond the purview of individual companies.
Trade unions
Trade unions, for example, may push employers to establish due process for workers, but may also cause job loss by demanding unsustainable compensation and work rules.
Unionized workplaces may confront union busting and strike breaking and face the ethical implications of work rules that advantage some workers over others.
Management strategy
Among the many people management strategies that companies employ are a "soft" approach that regards employees as a source of creative energy and participants in workplace decision making, a "hard" version explicitly focused on control and Theory Z that emphasizes philosophy, culture and consensus. None ensure ethical behavior. Some studies claim that sustainable success requires a humanely treated and satisfied workforce.
Sales and marketing
Marketing ethics came of age only as late as the 1990s. Marketing ethics was approached from ethical perspectives of virtue or virtue ethics, deontology, consequentialism, pragmatism and relativism.
Ethics in marketing deals with the principles, values and/or ideas by which marketers (and marketing institutions) ought to act. Marketing ethics is also contested terrain, beyond the previously described issue of potential conflicts between profitability and other concerns. Ethical marketing issues include marketing redundant or dangerous products/services, transparency about environmental risks, transparency about product ingredients such as genetically modified organisms possible health risks, financial risks, security risks, etc., respect for consumer privacy and autonomy, advertising truthfulness and fairness in pricing & distribution.
According to Borgerson, and Schroeder (2008), marketing can influence individuals' perceptions of and interactions with other people, implying an ethical responsibility to avoid distorting those perceptions and interactions.
Marketing ethics involves pricing practices, including illegal actions such as price fixing and legal actions including price discrimination and price skimming. Certain promotional activities have drawn fire, including greenwashing, bait and switch, shilling, viral marketing, spam (electronic), pyramid schemes and multi-level marketing. Advertising has raised objections about attack ads, subliminal messages, sex in advertising and marketing in schools.
Inter-organizational relationships
Scholars in business and management have paid much attention to the ethical issues in the different forms of relationships between organizations such as buyer-supplier relationships, networks, alliances, or joint ventures. Drawing in particular on Transaction Cost Theory and Agency Theory, they note the risk of opportunistic and unethical practices between partners through, for instance, shirking, poaching, and other deceitful behaviors. In turn, research on inter-organizational relationships has observed the role of formal and informal mechanisms to both prevent unethical practices and mitigate their consequences. It especially discusses the importance of formal contracts and relational norms between partners to manage ethical issues.
Emerging issues
Being the most important element of a business, stakeholders' main concern is to determine whether or not the business is behaving ethically or unethically. The business's actions and decisions should be primarily ethical before it happens to become an ethical or even legal issue. "In the case of the government, community, and society what was merely an ethical issue can become a legal debate and eventually law."
Some emerging ethical issues are:
Corporate Environmental Responsibility: Businesses impacts on eco-systemic environments can no longer be neglected and ecosystems' impacts on business activities are becoming more imminent.
Fairness: The three aspects that motivate people to be fair is; equality, optimization, and reciprocity. Fairness is the quality of being just, equitable, and impartial.
Misuse of company's times and resources: This particular topic may not seem to be a very common one, but it is very important, as it costs a company billions of dollars on a yearly basis. This misuse is from late arrivals, leaving early, long lunch breaks, inappropriate sick days etc. This has been observed as a major form of misconduct in businesses today. One of the greatest ways employees participate in the misuse of company's time and resources is by using the company computer for personal use.
Consumer fraud: There are many different types of fraud, namely; friendly fraud, return fraud, wardrobing, price arbitrage, returning stolen goods. Fraud is a major unethical practice within businesses which should be paid special attention. Consumer fraud is when consumers attempt to deceive businesses for their very own benefit.
Abusive behavior: A common ethical issue among employees. Abusive behavior consists of inflicting intimidating acts on other employees. Such acts include harassing, using profanity, threatening someone physically and insulting them, and being annoying.
Production
This area of business ethics usually deals with the duties of a company to ensure that products and production processes do not needlessly cause harm. Since few goods and services can be produced and consumed with zero risks, determining the ethical course can be problematic. In some case, consumers demand products that harm them, such as tobacco products. Production may have environmental impacts, including pollution, habitat destruction and urban sprawl. The downstream effects of technologies nuclear power, genetically modified food and mobile phones may not be well understood. While the precautionary principle may prohibit introducing new technology whose consequences are not fully understood, that principle would have prohibited the newest technology introduced since the industrial revolution. Product testing protocols have been attacked for violating the rights of both humans and animals. There are sources that provide information on companies that are environmentally responsible or do not test on animals.
Property
The etymological root of property is the Latin , which refers to 'nature', 'quality', 'one's own', 'special characteristic', 'proper', 'intrinsic', 'inherent', 'regular', 'normal', 'genuine', 'thorough, complete, perfect' etc. The word property is value loaded and associated with the personal qualities of propriety and respectability, also implies questions relating to ownership. A 'proper' person owns and is true to herself or himself, and is thus genuine, perfect and pure.
Modern history of property rights
Modern discourse on property emerged by the turn of the 17th century within theological discussions of that time. For instance, John Locke justified property rights saying that God had made "the earth, and all inferior creatures, [in] common to all men".
In 1802 utilitarian Jeremy Bentham stated, "property and law are born together and die together".
One argument for property ownership is that it enhances individual liberty by extending the line of non-interference by the state or others around the person. Seen from this perspective, property right is absolute and property has a special and distinctive character that precedes its legal protection. Blackstone conceptualized property as the "sole and despotic dominion which one man claims and exercises over the external things of the world, in total exclusion of the right of any other individual in the universe".
Slaves as property
During the seventeenth and eighteenth centuries, slavery spread to European colonies including America, where colonial legislatures defined the legal status of slaves as a form of property. During this time settlers began the centuries-long process of dispossessing the natives of America of millions of acres of land. The natives lost about of land in the Louisiana Territory under the leadership of Thomas Jefferson, who championed property rights.
Combined with theological justification, the property was taken to be essentially natural ordained by God. Property, which later gained meaning as ownership and appeared natural to Locke, Jefferson and to many of the 18th and 19th century intellectuals as land, labor or idea, and property right over slaves had the same theological and essentialized justification It was even held that the property in slaves was a sacred right. Wiecek noted, "slavery was more clearly and explicitly established under the Constitution as it had been under the Articles". Accordingly, US Supreme Court Chief Justice Roger B. Taney in his 1857 judgment stated, "The right of property in a slave is distinctly and expressly affirmed in the Constitution".
Natural right vs social construct
Neoliberals hold that private property rights are a non-negotiable natural right. Davies counters with "property is no different from other legal categories in that it is simply a consequence of the significance attached by law to the relationships between legal persons." Singer claims, "Property is a form of power, and the distribution of power is a political problem of the highest order". Rose finds, Property' is only an effect, a construction, of relationships between people, meaning that its objective character is contestable. Persons and things, are 'constituted' or 'fabricated' by legal and other normative techniques." Singer observes, "A private property regime is not, after all, a Hobbesian state of nature; it requires a working legal system that can define, allocate, and enforce property rights." Davis claims that common law theory generally favors the view that "property is not essentially a 'right to a thing', but rather a separable bundle of rights subsisting between persons which may vary according to the context and the object which is at stake".
In common parlance property rights involve a bundle of rights including occupancy, use and enjoyment, and the right to sell, devise, give, or lease all or part of these rights. Custodians of property have obligations as well as rights. Michelman writes, "A property regime thus depends on a great deal of cooperation, trustworthiness, and self-restraint among the people who enjoy it."
Menon claims that the autonomous individual, responsible for his/her own existence is a cultural construct moulded by Western culture rather than the truth about the human condition. Penner views property as an "illusion"—a "normative phantasm" without substance.
In the neoliberal literature, the property is part of the private side of a public/private dichotomy and acts a counterweight to state power. Davies counters that "any space may be subject to plural meanings or appropriations which do not necessarily come into conflict".
Private property has never been a universal doctrine, although since the end of the Cold War is it has become nearly so. Some societies, e.g., Native American bands, held land, if not all property, in common. When groups came into conflict, the victor often appropriated the loser's property. The rights paradigm tended to stabilize the distribution of property holdings on the presumption that title had been lawfully acquired.
Property does not exist in isolation, and so property rights too. Bryan claimed that property rights describe relations among people and not just relations between people and things Singer holds that the idea that owners have no legal obligations to others wrongly supposes that property rights hardly ever conflict with other legally protected interests. Singer continues implying that legal realists "did not take the character and structure of social relations as an important independent factor in choosing the rules that govern market life". Ethics of property rights begins with recognizing the vacuous nature of the notion of property.
Intellectual property
Intellectual property (IP) encompasses expressions of ideas, thoughts, codes, and information. "Intellectual property rights" (IPR) treat IP as a kind of real property, subject to analogous protections, rather than as a reproducible good or service. Boldrin and Levine argue that "government does not ordinarily enforce monopolies for producers of other goods. This is because it is widely recognized that monopoly creates many social costs. Intellectual monopoly is no different in this respect. The question we address is whether it also creates social benefits commensurate with these social costs."
International standards relating to Intellectual Property Rights are enforced through Agreement on Trade-Related Aspects of Intellectual Property Rights. In the US, IP other than copyrights is regulated by the United States Patent and Trademark Office.
The US Constitution included the power to protect intellectual property, empowering the Federal government "to promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries". Boldrin and Levine see no value in such state-enforced monopolies stating, "we ordinarily think of innovative monopoly as an oxymoron. Further, they comment, 'intellectual property' "is not like ordinary property at all, but constitutes a government grant of a costly and dangerous private monopoly over ideas. We show through theory and example that intellectual monopoly is not necessary for innovation and as a practical matter is damaging to growth, prosperity, and liberty". Steelman defends patent monopolies, writing, "Consider prescription drugs, for instance. Such drugs have benefited millions of people, improving or extending their lives. Patent protection enables drug companies to recoup their development costs because for a specific period of time they have the sole right to manufacture and distribute the products they have invented." The court cases by 39 pharmaceutical companies against South Africa's 1997 Medicines and Related Substances Control Amendment Act, which intended to provide affordable HIV medicines has been cited as a harmful effect of patents.
One attack on IPR is moral rather than utilitarian, claiming that inventions are mostly a collective, cumulative, path dependent, social creation and therefore, no one person or firm should be able to monopolize them even for a limited period. The opposing argument is that the benefits of innovation arrive sooner when patents encourage innovators and their investors to increase their commitments.
Roderick T. Long, a libertarian philosopher, argued:
Machlup concluded that patents do not have the intended effect of enhancing innovation. Self-declared anarchist Proudhon, in his 1847 seminal work noted, "Monopoly is the natural opposite of competition," and continued, "Competition is the vital force which animates the collective being: to destroy it, if such a supposition were possible, would be to kill society."
Mindeli and Pipiya argued that the knowledge economy is an economy of abundance because it relies on the "infinite potential" of knowledge and ideas rather than on the limited resources of natural resources, labor and capital. Allison envisioned an egalitarian distribution of knowledge. Kinsella claimed that IPR create artificial scarcity and reduce equality. Bouckaert wrote, "Natural scarcity is that which follows from the relationship between man and nature. Scarcity is natural when it is possible to conceive of it before any human, institutional, contractual arrangement. Artificial scarcity, on the other hand, is the outcome of such arrangements. Artificial scarcity can hardly serve as a justification for the legal framework that causes that scarcity. Such an argument would be completely circular. On the contrary, artificial scarcity itself needs a justification" Corporations fund much IP creation and can acquire IP they do not create, to which Menon and others have objected. Andersen claims that IPR has increasingly become an instrument in eroding public domain.
Ethical and legal issues include patent infringement, copyright infringement, trademark infringement, patent and copyright misuse, submarine patents, biological patents, patent, copyright and trademark trolling, employee raiding and monopolizing talent, bioprospecting, biopiracy and industrial espionage, digital rights management.
Notable IP copyright cases include A&M Records, Inc. v. Napster, Inc., Eldred v. Ashcroft, and Disney's lawsuit against the Air Pirates.
International issues
While business ethics emerged as a field in the 1970s, international business ethics did not emerge until the late 1990s, looking back on the international developments of that decade. Many new practical issues arose out of the international context of business. Theoretical issues such as cultural relativity of ethical values receive more emphasis in this field. Other, older issues can be grouped here as well. Issues and subfields include:
The search for universal values as a basis for international commercial behavior
Comparison of business ethical traditions in different countries and on the basis of their respective GDP and corruption rankings
Comparison of business ethical traditions from various religious perspectives
Ethical issues arising out of international business transactions—e.g., bioprospecting and biopiracy in the pharmaceutical industry; the fair trade movement; transfer pricing.
Issues such as globalization and cultural imperialism
Varying global standards—e.g., the use of child labor
The way in which multinationals take advantage of international differences, such as outsourcing production (e.g. clothes) and services (e.g. call centers) to low-wage countries
The permissibility of international commerce with pariah states
Foreign countries often use dumping as a competitive threat, selling products at prices lower than their normal value. This can lead to problems in domestic markets. It becomes difficult for these markets to compete with the pricing set by foreign markets. In 2009, the International Trade Commission has been researching anti-dumping laws. Dumping is often seen as an ethical issue, as larger companies are taking advantage of other less economically advanced companies.
Issues
Ethical issues often arise in business settings, whether through business transactions or forming new business relationships. It also has a huge focus in the auditing field whereby the type of verification can be directly dictated by ethical theory. An ethical issue in a business atmosphere may refer to any situation that requires business associates as individuals, or as a group (for example, a department or firm) to evaluate the morality of specific actions, and subsequently, make a decision amongst the choices. Some ethical issues of particular concern in today's evolving business market include such topics as: honesty, integrity, professional behaviors, environmental issues, harassment, and fraud to name a few. From a 2009 National Business Ethics survey, it was found that types of employee-observed ethical misconduct included abusive behavior (at a rate of 22 percent), discrimination (at a rate of 14 percent), improper hiring practices (at a rate of 10 percent), and company resource abuse (at a rate of percent).
The ethical issues associated with honesty are widespread and vary greatly in business, from the misuse of company time or resources to lying with malicious intent, engaging in bribery, or creating conflicts of interest within an organization. Honesty encompasses wholly the truthful speech and actions of an individual. Some cultures and belief systems even consider honesty to be an essential pillar of life, such as Confucianism and Buddhism (referred to as sacca, part of the Four Noble Truths). Many employees lie in order to reach goals, avoid assignments or negative issues; however, sacrificing honesty in order to gain status or reap rewards poses potential problems for the overall ethical culture organization, and jeopardizes organizational goals in the long run. Using company time or resources for personal use is also, commonly viewed as unethical because it boils down to stealing from the company. The misuse of resources costs companies billions of dollars each year, averaging about 4.25 hours per week of stolen time alone, and employees' abuse of Internet services is another main concern. Bribery, on the other hand, is not only considered unethical is business practices, but it is also illegal. In accordance with this, the Foreign Corrupt Practices Act was established in 1977 to deter international businesses from giving or receiving unwarranted payments and gifts that were intended to influence the decisions of executives and political officials. Although, small payments known as facilitation payments will not be considered unlawful under the Foreign Corrupt Practices Act if they are used towards regular public governance activities, such as permits or licenses.
Influential factors on business ethics
Many aspects of the work environment influence an individual's decision-making regarding ethics in the business world. When an individual is on the path of growing a company, many outside influences can pressure them to perform a certain way. The core of the person's performance in the workplace is rooted in their personal code of behavior. A person's personal code of ethics encompasses many different qualities such as integrity, honesty, communication, respect, compassion, and common goals. In addition, the ethical standards set forth by a person's superior(s) often translate into their own code of ethics. The company's policy is the 'umbrella' of ethics that play a major role in the personal development and decision-making processes that people make with respect to ethical behavior.
The ethics of a company and its individuals are heavily influenced by the state of their country. If a country is heavily plagued with poverty, large corporations continuously grow, but smaller companies begin to wither and are then forced to adapt and scavenge for any method of survival. As a result, the leadership of the company is often tempted to participate in unethical methods to obtain new business opportunities. Additionally, Social Media is arguably the most influential factor in ethics. The immediate access to so much information and the opinions of millions highly influence people's behaviors. The desire to conform with what is portrayed as the norm often manipulates our idea of what is morally and ethically sound. Popular trends on social media and the instant gratification that is received from participating in such quickly distort people's ideas and decisions.
Economic systems
Political economy and political philosophy have ethical implications, particularly regarding the distribution of economic benefits. John Rawls and Robert Nozick are both notable contributors. For example, Rawls has been interpreted as offering a critique of offshore outsourcing on social contract grounds.
Law and regulation
Laws are the written statutes, codes, and opinions of government organizations by which citizens, businesses, and persons present within a jurisdiction are expected to govern themselves or face legal sanction. Sanctions for violating the law can include (a) civil penalties, such as fines, pecuniary damages, and loss of licenses, property, rights, or privileges; (b) criminal penalties, such as fines, probation, imprisonment, or a combination thereof; or (c) both civil and criminal penalties.
Very often it is held that business is not bound by any ethics other than abiding by the law. Milton Friedman is the pioneer of the view. He held that corporations have the obligation to make a profit within the framework of the legal system, nothing more. Friedman made it explicit that the duty of the business leaders is, "to make as much money as possible while conforming to the basic rules of the society, both those embodied in the law and those embodied in ethical custom". Ethics for Friedman is nothing more than abiding by customs and laws. The reduction of ethics to abidance to laws and customs, however, have drawn serious criticisms.
Counter to Friedman's logic it is observed that legal procedures are technocratic, bureaucratic, rigid and obligatory whereas ethical act is conscientious, voluntary choice beyond normativity. Law is retroactive. Crime precedes law. Law against crime, to be passed, the crime must have happened. Laws are blind to the crimes undefined in it. Further, as per law, "conduct is not criminal unless forbidden by law which gives advance warning that such conduct is criminal". Also, the law presumes the accused is innocent until proven guilty and that the state must establish the guilt of the accused beyond reasonable doubt. As per liberal laws followed in most of the democracies, until the government prosecutor proves the firm guilty with the limited resources available to her, the accused is considered to be innocent. Though the liberal premises of law is necessary to protect individuals from being persecuted by Government, it is not a sufficient mechanism to make firms morally accountable.
Implementation
Corporate policies
As part of more comprehensive compliance and ethics programs, many companies have formulated internal policies pertaining to the ethical conduct of employees. These policies can be simple exhortations in broad, highly generalized language (typically called a corporate ethics statement), or they can be more detailed policies, containing specific behavioral requirements (typically called corporate ethics codes). They are generally meant to identify the company's expectations of workers and to offer guidance on handling some of the more common ethical problems that might arise in the course of doing business. It is hoped that having such a policy will lead to greater ethical awareness, consistency in application, and the avoidance of ethical disasters.
An increasing number of companies also require employees to attend seminars regarding business conduct, which often include discussion of the company's policies, specific case studies, and legal requirements. Some companies even require their employees to sign agreements stating that they will abide by the company's rules of conduct.
Many companies are assessing the environmental factors that can lead employees to engage in unethical conduct. A competitive business environment may call for unethical behavior. Lying has become expected in fields such as trading. An example of this are the issues surrounding the unethical actions of the Salomon Brothers.
Not everyone supports corporate policies that govern ethical conduct. Some claim that ethical problems are better dealt with by depending upon employees to use their own judgment.
Others believe that corporate ethics policies are primarily rooted in utilitarian concerns and that they are mainly to limit the company's legal liability or to curry public favor by giving the appearance of being a good corporate citizen. Ideally, the company will avoid a lawsuit because its employees will follow the rules. Should a lawsuit occur, the company can claim that the problem would not have arisen if the employee had only followed the code properly.
Some corporations have tried to burnish their ethical image by creating whistle-blower protections, such as anonymity. In the case of Citi, they call this the Ethics Hotline. Though it is unclear whether firms such as Citi take offences reported to these hotlines seriously or not. Sometimes there is a disconnection between the company's code of ethics and the company's actual practices. Thus, whether or not such conduct is explicitly sanctioned by management, at worst, this makes the policy duplicitous, and, at best, it is merely a marketing tool.
Jones and Parker wrote, "Most of what we read under the name business ethics is either sentimental common sense or a set of excuses for being unpleasant." Many manuals are procedural form filling exercises unconcerned about the real ethical dilemmas. For instance, the US Department of Commerce ethics program treats business ethics as a set of instructions and procedures to be followed by 'ethics officers'., some others claim being ethical is just for the sake of being ethical. Business ethicists may trivialize the subject, offering standard answers that do not reflect the situation's complexity.
Richard DeGeorge wrote in regard to the importance of maintaining a corporate code:
Ethics officers
Following a series of fraud, corruption, and abuse scandals that affected the United States defense industry in the mid-1980s, the Defense Industry Initiative (DII) was created to promote ethical business practices and ethics management in multiple industries. Subsequent to these scandals, many organizations began appointing ethics officers (also referred to as "compliance" officers). In 1991, the Ethics & Compliance Officer Association —originally the Ethics Officer Association (EOA)—was founded at the Center for Business Ethics at Bentley University as a professional association for ethics and compliance officers.
The 1991 passing of the Federal Sentencing Guidelines for Organizations in 1991 was another factor in many companies appointing ethics/compliance officers. These guidelines, intended to assist judges with sentencing, set standards organizations must follow to obtain a reduction in sentence if they should be convicted of a federal offense.
Following the high-profile corporate scandals of companies like Enron, WorldCom and Tyco between 2001 and 2004, and following the passage of the Sarbanes–Oxley Act, many small and mid-sized companies also began to appoint ethics officers.
Often reporting to the chief executive officer, ethics officers focus on uncovering or preventing unethical and illegal actions. This is accomplished by assessing the ethical implications of the company's activities, making recommendations on ethical policies, and disseminating information to employees.
The effectiveness of ethics officers is not clear. The establishment of an ethics officer position is likely to be insufficient in driving ethical business practices without a corporate culture that values ethical behavior. These values and behaviors should be consistently and systemically supported by those at the top of the organization. Employees with strong community involvement, loyalty to employers, superiors or owners, smart work practices, trust among the team members do inculcate a corporate culture.
Sustainability initiatives
Many corporate and business strategies now include sustainability. In addition to the traditional environmental 'green' sustainability concerns, business ethics practices have expanded to include social sustainability. Social sustainability focuses on issues related to human capital in the business supply chain, such as worker's rights, working conditions, child labor, and human trafficking. Incorporation of these considerations is increasing, as consumers and procurement officials demand documentation of a business's compliance with national and international initiatives, guidelines, and standards. Many industries have organizations dedicated to verifying ethical delivery of products from start to finish, such as the Kimberly Process, which aims to stop the flow of conflict diamonds into international markets, or the Fair Wear Foundation, dedicated to sustainability and fairness in the garment industry.
As mentioned, initiatives in sustainability encompass "green" topics, as well as social sustainability. There are however many different ways in which sustainability initiatives can be implemented in a company.
Improving operations
An organization can implement sustainability initiatives by improving its operations and manufacturing process so as to make it more aligned with environment, social, and governance issues. Johnson & Johnson incorporates policies from the Universal Declaration of Human Rights, International Covenant on Civil and Political Rights and International Covenant on Economic, Social and Cultural Rights, applying these principles not only for members of its supply chain but also internal operations. Walmart has made commitments to doubling its truck fleet efficiency by 2015 by replacing 2/3rds of its fleet with more fuel-efficient trucks, including hybrids. Dell has integrated alternative, recycled, and recyclable materials in its products and packaging design, improving energy efficiency and design for end-of-life and recyclability. Dell plans to reduce the energy intensity of its product portfolio by 80% by 2020.
Board leadership
The board of a company can decide to lower executive compensation by a given percentage, and give the percentage of compensation to a specific cause. This is an effort which can only be implemented from the top, as it will affect the compensation of all executives in the company. In Alcoa, an aluminum company based in the US, "1/5th of executive cash compensation is tied to safety, diversity, and environmental stewardship, which includes greenhouse gas emission reductions and energy efficiency" (Best Practices). This is not usually the case for most companies, where we see the board take a uniform step towards the environment, social, and governance issues. This is only the case for companies that are directly linked to utilities, energy, or material industries, something which Alcoa as an aluminum company, falls in line with. Instead, formal committees focused on the environment, social, and governance issues are more usually seen in governance committees and audit committees, rather than the board of directors. "According to research analysis done by Pearl Meyer in support of the NACD 2017 Director Compensation Report shows that among 1,400 public companies reviewed, only slightly more than five percent of boards have a designated committee to address ESG issues." (How compensation can).
Management accountability
Similar to board leadership, creating steering committees and other types of committees specialized for sustainability, senior executives are identified who are held accountable for meeting and constantly improving sustainability goals.
Executive compensation
Introducing bonus schemes that reward executives for meeting non-financial performance goals including safety targets, greenhouse gas emissions, reduction targets, and goals engaging stakeholders to help shape the companies public policy positions. Companies such as Exelon have implemented policies like this.
Stakeholder engagement
Other companies will keep sustainability within its strategy and goals, presenting findings at shareholder meetings, and actively tracking metrics on sustainability. Companies such as PepsiCo, Heineken, and FIFCO take steps in this direction to implement sustainability initiatives. (Best Practices). Companies such as Coca-Cola have actively tried improve their efficiency of water usage, hiring 3rd party auditors to evaluate their water management approach. FIFCO has also led successfully led water-management initiatives.
Employee engagement
Implementation of sustainability projects through directly appealing to employees (typically through the human resource department) is another option for companies to implement sustainability. This involves integrating sustainability into the company culture, with hiring practices and employee training. General Electric is a company that is taking the lead in implementing initiatives in this manner. Bank of America directly engaged employees by implement LEED (leadership in Energy and Environmental Design) certified buildings, with a fifth of its building meeting these certifications.
Supply chain management
Establishing requirements for not only internal operations but also first-tier suppliers as well as second-tier suppliers to help drive environmental and social expectations further down the supply chain. Companies such as Starbucks, FIFCO and Ford Motor Company have implemented requirements that suppliers must meet to win their business. Starbucks has led efforts in engaging suppliers and local communities where they operate to accelerate investment in sustainable farming. Starbucks set a goal of ethically sourcing 100% of its coffee beans by 2015.
Transparency
By revealing decision-making data about how sustainability was reached, companies can give away insights that can help others across the industry and beyond make more sustainable decisions. Nike launched its "making app" in 2013 which released data about the sustainability in the materials it was using. This ultimately allows other companies to make more sustainable design decisions and create lower impact products.
Academic discipline
As an academic discipline, business ethics emerged in the 1970s. Since no academic business ethics journals or conferences existed, researchers published in general management journals and attended general conferences. Over time, specialized peer-reviewed journals appeared, and more researchers entered the field. Corporate scandals in the earlier 2000s increased the field's popularity. As of 2009, sixteen academic journals devoted to various business ethics issues existed, with Journal of Business Ethics and Business Ethics Quarterly considered the leaders. Journal of Business Ethics Education publishes articles specifically about education in business ethics.
The International Business Development Institute is a global non-profit organization that represents 217 nations and all 50 United States. It offers a Charter in Business Development that focuses on ethical business practices and standards. The Charter is directed by Harvard, MIT, and Fulbright Scholars, and it includes graduate-level coursework in economics, politics, marketing, management, technology, and legal aspects of business development as it pertains to business ethics. IBDI also oversees the International Business Development Institute of Asia which provides individuals living in 20 Asian nations the opportunity to earn the Charter.
Religious views
In Sharia law, followed by many Muslims, banking specifically prohibits charging interest on loans. Traditional Confucian thought discourages profit-seeking. Christianity offers the Golden Rule command, "Therefore all things whatsoever ye would that men should do to you, do ye even so to them: for this is the law and the prophets."
According to the article "Theory of the real economy", there is a more narrow point of view from the Christianity faith towards the relationship between ethics and religious traditions. This article stresses how Christianity is capable of establishing reliable boundaries for financial institutions. One criticism comes from Pope Benedict by describing the "damaging effects of the real economy of badly managed and largely speculative financial dealing." It is mentioned that Christianity has the potential to transform the nature of finance and investment but only if theologians and ethicist provide more evidence of what is real in the economic life. Business ethics receives an extensive treatment in Jewish thought and Rabbinic literature, both from an ethical (Mussar) and a legal (Halakha) perspective; see article Jewish business ethics for further discussion.
According to the article "Indian Philosophy and Business Ethics: A Review", by Chandrani Chattopadyay, Hindus follow "Dharma" as Business Ethics and unethical business practices are termed "Adharma". Businessmen are supposed to maintain steady-mindedness, self-purification, non-violence, concentration, clarity and control over senses. Books like Bhagavat Gita and Arthashastra contribute a lot towards conduct of ethical business.
Related disciplines
Business ethics is related to philosophy of economics, the branch of philosophy that deals with the philosophical, political, and ethical underpinnings of business and economics. Business ethics operates on the premise, for example, that the ethical operation of a private business is possible—those who dispute that premise, such as libertarian socialists (who contend that "business ethics" is an oxymoron) do so by definition outside of the domain of business ethics proper.
The philosophy of economics also deals with questions such as what, if any, are the social responsibilities of a business; business management theory; theories of individualism vs. collectivism; free will among participants in the marketplace; the role of self interest; invisible hand theories; the requirements of social justice; and natural rights, especially property rights, in relation to the business enterprise.
Business ethics is also related to political economy, which is economic analysis from political and historical perspectives. Political economy deals with the distributive consequences of economic actions.
See also
B Corporation (certification)
Business culture
Business law
Corporate behaviour
Corporate crime
Corporate social responsibility
Eastern ethics in business
Ethical code
Ethical consumerism
Ethical implications in contracts
Ethical job
Ethicism
Evil corporation
Moral psychology
Optimism bias
Organizational ethics
Penny stock scam
Philosophy and economics
Political corruption
Strategic misrepresentation
Strategic planning
Notes
References
Further reading
Applied ethics
Industrial and organizational psychology |